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Vitamin C, also known as ascorbic acid and ascorbate, is a vitamin found in various foods and sold as a dietary supplement.[4] It is used to prevent and treat scurvy.[4] Vitamin C is an essential nutrient involved in the repair of tissue and the enzymatic production of certain neurotransmitters.[4][5] It is required for the functioning of several enzymes and is important for immune system function.[5][6] It also functions as an antioxidant.[7]
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There is some evidence that regular use of supplements may reduce the duration of the common cold, but it does not appear to prevent infection.[7][8][9] It is unclear whether supplementation affects the risk of cancer, cardiovascular disease, or dementia.[10][11] It may be taken by mouth or by injection.[4]
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Vitamin C is generally well tolerated.[4] Large doses may cause gastrointestinal discomfort, headache, trouble sleeping, and flushing of the skin.[4][8] Normal doses are safe during pregnancy.[1] The United States Institute of Medicine recommends against taking large doses.[5]
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Vitamin C was discovered in 1912, isolated in 1928, and in 1933, was the first vitamin to be chemically produced.[12] It is on the World Health Organization's List of Essential Medicines, the safest and most effective medicines needed in a health system.[13] Vitamin C is available as an inexpensive generic and over-the-counter medication.[4][14][15] Partly for its discovery, Albert Szent-Györgyi and Walter Norman Haworth were awarded the 1937 Nobel Prizes in Physiology and Medicine and Chemistry, respectively.[16][17] Foods containing vitamin C include citrus fruits, kiwifruit, guava, broccoli, Brussels sprouts, bell peppers and strawberries.[7] Prolonged storage or cooking may reduce vitamin C content in foods.[7]
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Vitamin C is an essential nutrient for certain animals including humans. The term vitamin C encompasses several vitamers that have vitamin C activity in animals. Ascorbate salts such as sodium ascorbate and calcium ascorbate are used in some dietary supplements. These release ascorbate upon digestion. Ascorbate and ascorbic acid are both naturally present in the body, since the forms interconvert according to pH. Oxidized forms of the molecule such as dehydroascorbic acid are converted back to ascorbic acid by reducing agents.[5]
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Vitamin C functions as a cofactor in many enzymatic reactions in animals (and humans) that mediate a variety of essential biological functions, including wound healing and collagen synthesis. In humans, vitamin C deficiency leads to impaired collagen synthesis, contributing to the more severe symptoms of scurvy.[5] Another biochemical role of vitamin C is to act as an antioxidant (a reducing agent) by donating electrons to various enzymatic and non-enzymatic reactions.[5] Doing so converts vitamin C to an oxidized state - either as semidehydroascorbic acid or dehydroascorbic acid. These compounds can be restored to a reduced state by glutathione and NADPH-dependent enzymatic mechanisms.[18][19][20]
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In plants, vitamin C is a substrate for ascorbate peroxidase. This enzyme utilizes ascorbate to neutralize excess hydrogen peroxide (H2O2) by converting it to water (H2O) and oxygen.[6][21]
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Serum levels are considered saturated, achieved by consuming supplement amounts above the Recommended Dietary Allowance, at >65 μmol/L (1.1 mg/dL). Adequate defined as ≥50 μmol/L, hypovitaminosis at ≤23 μmol/L and deficient at ≤11.4 μmol/L.[22][23] For people ≥20 years old, data from the U.S. 2003-04 NHANES survey showed mean and median serum concentrations of 49.0 and 54.4 μmol/L, respectively. The percent of people reported as deficient was 7.1%.[23]
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Scurvy is a disease resulting from a deficiency of vitamin C. Without this vitamin, collagen made by the body is too unstable to perform its function and several other enzymes in the body do not operate correctly.[6] Scurvy is characterized by spots on and bleeding under the skin, spongy gums, 'corkscrew' hair growth, and poor wound healing. The skin lesions are most abundant on the thighs and legs, and a person with the ailment looks pale, feels depressed, and is partially immobilized. In advanced scurvy there are open, suppurating wounds, loss of teeth, bone abnormalities and, eventually, death.[24] The human body can store only a certain amount of vitamin C,[25] and so the body stores are depleted if fresh supplies are not consumed.
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Notable human dietary studies of experimentally induced scurvy were conducted on conscientious objectors during World War II in Britain and on Iowa state prisoners in the late 1960s to the 1980s. Men in the prison study developed the first signs of scurvy about four weeks after starting the vitamin C-free diet, whereas in the earlier British study, six to eight months were required, possibly due to the pre-loading of this group with a 70 mg/day supplement for six weeks before the scorbutic diet was fed. Men in both studies had blood levels of ascorbic acid too low to be accurately measured by the time they developed signs of scurvy. These studies both reported that all obvious symptoms of scurvy could be completely reversed by supplementation of only 10 mg a day.[26][27]
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Vitamin C has a definitive role in treating scurvy, which is a disease caused by vitamin C deficiency. Beyond that, a role for vitamin C as prevention or treatment for various diseases is disputed, with reviews reporting conflicting results. A 2012 Cochrane review reported no effect of vitamin C supplementation on overall mortality.[28] It is on the World Health Organization's List of Essential Medicines, the safest and most effective medicines needed in a health system.[13]
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The disease scurvy is caused by vitamin C deficiency and can be prevented and treated with vitamin C-containing foods or dietary supplements.[4][5] It takes at least a month of little to no vitamin C before symptoms occur.[26] Early symptoms are malaise and lethargy, progressing to shortness of breath, bone pain, bleeding gums, susceptibility to bruising, poor wound healing, and finally fever, convulsions and eventual death.[4] Until quite late in the disease the damage is reversible, as healthy collagen replaces the defective collagen with vitamin C repletion. Treatment can be orally or by intramuscular or intravenous injection.[4] Scurvy was known to Hippocrates in the classical era. The disease was shown to be prevented by citrus fruit in an early controlled trial by a Royal Navy surgeon, James Lind, in 1747, and from 1796 lemon juice was issued to all Royal Navy crewmen.[29][30]
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Research on vitamin C in the common cold has been divided into effects on prevention, duration, and severity. A Cochrane review which looked at at least 200 mg/day concluded that vitamin C taken on a regular basis was not effective in prevention of the common cold. Restricting analysis to trials that used at least 1000 mg/day also saw no prevention benefit. However, taking vitamin C on a regular basis did reduce the average duration by 8% in adults and 14% in children, and also reduced severity of colds.[9] A subsequent meta-analysis in children found that vitamin C approached statistical significance for prevention and reduced the duration of upper respiratory tract infections.[31] A subset of trials in adults reported that supplementation reduced the incidence of colds by half in marathon runners, skiers, or soldiers in subarctic conditions.[9] Another subset of trials looked at therapeutic use, meaning that vitamin C was not started unless the people started to feel the beginnings of a cold. In these, vitamin C did not impact duration or severity.[9] An earlier review stated that vitamin C did not prevent colds, did reduce duration, did not reduce severity.[32] The authors of the Cochrane review concluded that:
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The failure of vitamin C supplementation to reduce the incidence of colds in the general population indicates that routine vitamin C supplementation is not justified … Regular supplementation trials have shown that vitamin C reduces the duration of colds, but this was not replicated in the few therapeutic trials that have been carried out. Nevertheless, given the consistent effect of vitamin C on the duration and severity of colds in the regular supplementation studies, and the low cost and safety, it may be worthwhile for common cold patients to test on an individual basis whether therapeutic vitamin C is beneficial for them."[9]
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Vitamin C distributes readily in high concentrations into immune cells, has antimicrobial and natural killer cell activities, promotes lymphocyte proliferation, and is consumed quickly during infections, effects indicating a prominent role in immune system regulation.[33] The European Food Safety Authority found a cause and effect relationship exists between the dietary intake of vitamin C and functioning of a normal immune system in adults and in children under three years of age.[34][35]
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There are two approaches to the question of whether vitamin C has an impact on cancer. First, within the normal range of dietary intake without additional dietary supplementation, are people who consume more vitamin C at lower risk for developing cancer, and if so, does an orally consumed supplement have the same benefit? Second, for people diagnosed with cancer, will large amounts of ascorbic acid administered intravenously treat the cancer, reduce the adverse effects of other treatments, and so prolong survival and improve quality of life? A 2013 Cochrane review found no evidence that vitamin C supplementation reduces the risk of lung cancer in healthy people or those at high risk due to smoking or asbestos exposure.[36] A second meta-analysis found no effect on the risk of prostate cancer.[37] Two meta-analyses evaluated the effect of vitamin C supplementation on the risk of colorectal cancer. One found a weak association between vitamin C consumption and reduced risk, and the other found no effect from supplementation.[38][39] A 2011 meta-analysis failed to find support for the prevention of breast cancer with vitamin C supplementation,[40] but a second study concluded that vitamin C may be associated with increased survival in those already diagnosed.[41]
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Under the rubric of orthomolecular medicine, "Intravenous vitamin C is a contentious adjunctive cancer therapy, widely used in naturopathic and integrative oncology settings." [42] With oral administration absorption efficiency decreases as amounts increase. Intravenous administration bypasses this.[43] Doing so makes it possible to achieve plasma concentrations of 5 to 10 millimoles/liter (mmol/L), which far exceed the approximately 0.2 mmol/L limit from oral consumption.[44] The theories of mechanism are contradictory. At high tissue concentrations ascorbic acid is described as acting as a pro-oxidant, generating hydrogen peroxide (H2O2) to kill tumor cells. The same literature claims that ascorbic acid acts as an antioxidant, thereby reducing the adverse effects of chemotherapy and radiation therapy.[42][43] Research continues in this field, but a 2014 review concluded: "Currently, the use of high-dose intravenous vitamin C [as an anticancer agent] cannot be recommended outside of a clinical trial."[45] A 2015 review added: "There is no high-quality evidence to suggest that ascorbate supplementation in cancer patients either enhances the antitumor effects of chemotherapy or reduces its toxicity. Evidence for ascorbate's anti-tumor effects was limited to case reports and observational and uncontrolled studies."[46]
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There is no evidence as of 2017 that taking vitamin C decreases cardiovascular disease.[47] One 2013 review found no evidence that vitamin C supplementation reduces the risk of myocardial infarction, stroke, cardiovascular mortality, or all-cause mortality.[10] Another 2013 review found an association between higher circulating vitamin C levels or dietary vitamin C and a lower risk of stroke.[48]
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A 2014 review found a positive effect of vitamin C on endothelial function when taken at doses greater than 500 mg per day. The endothelium is a layer of cells that line the interior surface of blood vessels.[49]
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A 2017 systematic review found lower vitamin C concentrations in people with cognitive impairment, including Alzheimer's disease and dementia, compared to people with normal cognition.[50] The cognitive testing, however, relied on the Mini-Mental State Examination, which is only a general test of cognition, indicating an overall low quality of research assessing the potential importance of vitamin C on cognition in normal and impaired people.[50] A review of nutrient status in people with Alzheimer's disease reported low plasma vitamin C, but also low blood levels of folate, vitamin B12, and vitamin E.[51]
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Studies examining the effects of vitamin C intake on the risk of Alzheimer's disease have reached conflicting conclusions.[52][53] Maintaining a healthy dietary intake is probably more important than supplementation for achieving any potential benefit.[54] A 2010 review found no role for vitamin C supplementation in the treatment of rheumatoid arthritis.[55] Vitamin C supplementation does not prevent or slow the progression of age-related cataract.[56]
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Vitamin C is a water-soluble vitamin,[25] with dietary excesses not absorbed, and excesses in the blood rapidly excreted in the urine, so it exhibits remarkably low acute toxicity.[6] More than two to three grams may cause indigestion, particularly when taken on an empty stomach. However, taking vitamin C in the form of sodium ascorbate and calcium ascorbate may minimize this effect.[57] Other symptoms reported for large doses include nausea, abdominal cramps and diarrhea. These effects are attributed to the osmotic effect of unabsorbed vitamin C passing through the intestine.[5] In theory, high vitamin C intake may cause excessive absorption of iron. A summary of reviews of supplementation in healthy subjects did not report this problem, but left as untested the possibility that individuals with hereditary hemochromatosis might be adversely affected.[5]
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There is a longstanding belief among the mainstream medical community that vitamin C increases risk of kidney stones.[58] "Reports of kidney stone formation associated with excess ascorbic acid intake are limited to individuals with renal disease".[5] Reviews state that "data from epidemiological studies do not support an association between excess ascorbic acid intake and kidney stone formation in apparently healthy individuals",[5][59] although one large, multi-year trial did report a nearly two-fold increase in kidney stones in men who regularly consumed a vitamin C supplement.[60]
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Recommendations for vitamin C intake by adults have been set by various national agencies:
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In 2000 the North American Dietary Reference Intake chapter on vitamin C updated the Recommended Dietary Allowance (RDA) to 90 milligrams per day for adult men and 75 mg/day for adult women, and set a Tolerable upper intake level (UL) for adults of 2,000 mg/day.[5] The table shows RDAs for the United States and Canada for children, and for pregnant and lactating women.[5] For the European Union, the EFSA set higher recommendations for adults, and also for children: 20 mg/day for ages 1–3, 30 mg/day for ages 4–6, 45 mg/day for ages 7–10, 70 mg/day for ages 11–14, 100 mg/day for males ages 15–17, 90 mg/day for females ages 15–17. For pregnancy 100 mg/day; for lactation 155 mg/day.[66] India, on the other hand, has set recommendations much lower: 40 mg/day for ages 1 through adult, 60 mg/day for pregnancy, and 80 mg/day for lactation.[61] Clearly, there is not consensus among countries.
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Cigarette smokers and people exposed to secondhand smoke have lower serum vitamin C levels than nonsmokers.[23] The thinking is that inhalation of smoke causes oxidative damage, depleting this antioxidant vitamin.[5][65] The U.S. Institute of Medicine estimated that smokers need 35 mg more vitamin C per day than nonsmokers, but did not formally establish a higher RDA for smokers.[5] One meta-analysis showed an inverse relationship between vitamin C intake and lung cancer, although it concluded that more research is needed to confirm this observation.[67]
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The U.S. National Center for Health Statistics conducts biannual National Health and Nutrition Examination Survey (NHANES) to assess the health and nutritional status of adults and children in the United States. Some results are reported as What We Eat In America. The 2013-2014 survey reported that for adults ages 20 years and older, men consumed on average 83.3 mg/d and women 75.1 mg/d. This means that half the women and more than half the men are not consuming the RDA for vitamin C.[68] The same survey stated that about 30% of adults reported they consumed a vitamin C dietary supplement or a multi-vitamin/mineral supplement that included vitamin C, and that for these people total consumption was between 300 and 400 mg/d.[69]
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In 2000 the Institute of Medicine of the U.S. National Academy of Sciences set a Tolerable upper intake level (UL) for adults of 2,000 mg/day. The amount was chosen because human trials had reported diarrhea and other gastrointestinal disturbances at intakes of greater than 3,000 mg/day. This was the Lowest-Observed-Adverse-Effect Level (LOAEL), meaning that other adverse effects were observed at higher intakes.[5] The European Food Safety Authority (EFSA) reviewed the safety question in 2006 and reached the conclusion that there was not sufficient evidence to set a UL for vitamin C.[70] The Japan National Institute of Health and Nutrition reviewed the same question in 2010 and also reached the conclusion that there was not sufficient evidence to set a UL.[65]
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For U.S. food and dietary supplement labeling purposes, the amount in a serving is expressed as a percent of Daily Value (%DV). For vitamin C labeling purposes, 100% of the Daily Value was 60 mg, but as of May 27, 2016 it was revised to 90 mg to bring it into agreement with the RDA.[71][72] Compliance with the updated labeling regulations was required by 1 January 2020, for manufacturers with $10 million or more in annual food sales, and by 1 January 2021 for manufacturers with less than $10 million in annual food sales.[73][74][75] During the first six months following the 1 January 2020 compliance date, the FDA plans to work cooperatively with manufacturers to meet the new Nutrition Facts label requirements and will not focus on enforcement actions regarding these requirements during that time.[73] A table of the old and new adult Daily Values is provided at Reference Daily Intake.
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European Union regulations require that labels declare energy, protein, fat, saturated fat, carbohydrates, sugars, and salt. Voluntary nutrients may be shown if present in significant amounts. Instead of Daily Values, amounts are shown as percent of Reference Intakes (RIs). For vitamin C, 100% RI was set at 80 mg in 2011.[76]
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The richest natural sources of vitamin C are fruits and vegetables.[6] The vitamin is the most widely taken nutritional supplement and is available in a variety of forms,[6] including tablets, drink mixes, and in capsules.
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While plant foods are generally a good source of vitamin C, the amount in foods of plant origin depends on the variety of the plant, soil condition, climate where it grew, length of time since it was picked, storage conditions, and method of preparation.[77][78] The following table is approximate and shows the relative abundance in different raw plant sources.[79][80] As some plants were analyzed fresh while others were dried (thus, artificially increasing concentration of individual constituents like vitamin C), the data are subject to potential variation and difficulties for comparison. The amount is given in milligrams per 100 grams of the edible portion of the fruit or vegetable:
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Animal-sourced foods do not provide much vitamin C, and what there is, is largely destroyed by the heat of cooking. For example, raw chicken liver contains 17.9 mg/100 g, but fried, the content is reduced to 2.7 mg/100 g. Chicken eggs contain no vitamin C, raw or cooked.[81] Vitamin C is present in human breast milk at 5.0 mg/100 g and 6.1 mg/100 g in one tested sample of infant formula, but cow's milk contains only 1.0 mg/ 100 g.[87]
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Vitamin C chemically decomposes under certain conditions, many of which may occur during the cooking of food. Vitamin C concentrations in various food substances decrease with time in proportion to the temperature at which they are stored.[88] Cooking can reduce the vitamin C content of vegetables by around 60%, possibly due to increased enzymatic destruction.[89] Longer cooking times may add to this effect.[90]
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Another cause of vitamin C loss from food is leaching, which transfers vitamin C to the cooking water, which is decanted and not consumed. Broccoli may retain vitamin C during cooking or storage more than most vegetables.[91]
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Vitamin C dietary supplements are available as tablets, capsules, drink mix packets, in multi-vitamin/mineral formulations, in antioxidant formulations, and as crystalline powder.[4] Vitamin C is also added to some fruit juices and juice drinks. Tablet and capsule content ranges from 25 mg to 1500 mg per serving. The most commonly used supplement compounds are ascorbic acid, sodium ascorbate and calcium ascorbate.[4] Vitamin C molecules can also be bound to the fatty acid palmitate, creating ascorbyl palmitate, or else incorporated into liposomes.[92]
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In 2014, the Canadian Food Inspection Agency evaluated the effect of fortification of foods with ascorbate in the guidance document, Foods to Which Vitamins, Mineral Nutrients and Amino Acids May or Must be Added.[93] Voluntary and mandatory fortification was described for various classes of foods. Among foods classified for mandatory fortification with vitamin C were fruit-flavored drinks, mixes, and concentrates, foods for a low-energy diet, meal replacement products, and evaporated milk.[93]
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Ascorbic acid and some of its salts and esters are common additives added to various foods, such as canned fruits, mostly to retard oxidation and enzymatic browning.[94] The relevant European food additive E numbers are:
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Vitamin C – specifically, in the form of ascorbate – performs numerous physiological functions in the human body by serving as an enzyme substrate and/or cofactor and an electron donor. These functions include the synthesis of collagen, carnitine, and neurotransmitters; the synthesis and catabolism of tyrosine; and the metabolism of microsome.[20] During biosynthesis, ascorbate acts as a reducing agent, donating electrons and preventing oxidation to keep iron and copper atoms in their reduced states.
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Vitamin C functions as a cofactor for the following enzymes:
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From the U.S. National Institutes of Health: [In humans] "Approximately 70%–90% of vitamin C is absorbed at moderate intakes of 30–180 mg/day. However, at doses above 1,000 mg/day, absorption falls to less than 50%."[7] It is transported through the intestine via both glucose-sensitive and glucose-insensitive mechanisms, so the presence of large quantities of sugar in the intestine can slow absorption.[108]
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Ascorbic acid is absorbed in the body by both active transport and simple diffusion. Sodium-Dependent Active Transport—Sodium-Ascorbate Co-Transporters (SVCTs) and Hexose transporters (GLUTs)—are the two transporter proteins required for active absorption. SVCT1 and SVCT2 import the reduced form of ascorbate across plasma membranes.[109] GLUT1 and GLUT3 are glucose transporters, and transfer only the dehydroascorbic acid (DHA) form of vitamin C.[110] Although dehydroascorbic acid is absorbed in higher rate than ascorbate, the amount of dehydroascorbic acid found in plasma and tissues under normal conditions is low, as cells rapidly reduce dehydroascorbic acid to ascorbate.[111]
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SVCTs appear to be the predominant system for vitamin C transport in the body,[109] the notable exception being red blood cells, which lose SVCT proteins during maturation.[112] In both vitamin C synthesizers (example: rat) and non-synthesizers (example: human) cells with few exceptions maintain ascorbic acid concentrations much higher than the approximately 50 micromoles/liter (µmol/L) found in plasma. For example, the ascorbic acid content of pituitary and adrenal glands can exceed 2,000 µmol/L, and muscle is at 200-300 µmol/L.[113] The known coenzymatic functions of ascorbic acid do not require such high concentrations, so there may be other, as yet unknown functions. Consequences of all this organ content is that plasma vitamin C is not a good indicator of whole-body status, and people may vary in the amount of time needed to show symptoms of deficiency when consuming a diet very low in vitamin C.[113]
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Excretion can be as ascorbic acid, via urine. In humans, during times of low dietary intake, vitamin C is reabsorbed by the kidneys rather than excreted. Only when plasma concentrations are 1.4 mg/dL or higher does re-absorption decline and the excess amounts pass freely into the urine. This salvage process delays onset of deficiency.[114] Ascorbic acid also converts (reversibly) to dehydroascorbate (DHA) and from that compound non-reversibly to 2,3-diketogluonate and then oxalate. These three compounds are also excreted via urine. Humans are better than guinea pigs at converting DHA back to ascorbate, and thus take much longer to become vitamin C deficient.[115]
|
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+
|
91 |
+
|
92 |
+
|
93 |
+
The name "vitamin C" always refers to the l-enantiomer of ascorbic acid and its oxidized forms, such as dehydroascorbate (DHA). Therefore, unless written otherwise, "ascorbate" and "ascorbic acid" refer in the nutritional literature to l-ascorbate and l-ascorbic acid respectively. Ascorbic acid is a weak sugar acid structurally related to glucose. In biological systems, ascorbic acid can be found only at low pH, but in solutions above pH 5 is predominantly found in the ionized form, ascorbate. All of these molecules have vitamin C activity and thus are used synonymously with vitamin C, unless otherwise specified.
|
94 |
+
|
95 |
+
Numerous analytical methods have been developed for ascorbic acid detection. For example, vitamin C content of a food sample such as fruit juice can be calculated by measuring the volume of the sample required to decolorize a solution of dichlorophenolindophenol (DCPIP) and then calibrating the results by comparison with a known concentration of vitamin C.[116][117]
|
96 |
+
|
97 |
+
Simple tests are available to measure the levels of vitamin C in urine and serum.[22][23] These better reflect recent dietary intake rather than total body content.[5] It has been observed that while serum concentrations follow a circadian rhythm or reflect short-term dietary impact, content within cells or tissues is more stable and can give a better view of the availability of ascorbate within the entire organism. However, very few hospital laboratories are adequately equipped and trained to carry out such detailed analyses.[118][119]
|
98 |
+
|
99 |
+
The vast majority of animals and plants are able to synthesize vitamin C, through a sequence of enzyme-driven steps, which convert monosaccharides to vitamin C. Yeasts do not make l-ascorbic acid but rather its stereoisomer, erythorbic acid.[120] In plants, this is accomplished through the conversion of mannose or galactose to ascorbic acid.[121][122] In animals, the starting material is glucose. In some species that synthesize ascorbate in the liver (including mammals and perching birds), the glucose is extracted from glycogen; ascorbate synthesis is a glycogenolysis-dependent process.[123] In humans and in animals that cannot synthesize vitamin C, the enzyme l-gulonolactone oxidase (GULO), that catalyses the last step in the biosynthesis, is highly mutated and non-functional.[124][125][126][127]
|
100 |
+
|
101 |
+
There is some information on serum vitamin C concentrations maintained in animal species that are able to synthesize vitamin C. One study of several breeds of dogs reported an average of 35.9 μmol/L.[128] A report on goats, sheep and cattle reported ranges of 100-110, 265-270 and 160-350 μmol/L, respectively.[129]
|
102 |
+
|
103 |
+
The biosynthesis of ascorbic acid in vertebrates starts with the formation of UDP-glucuronic acid. UDP-glucuronic acid is formed when UDP-glucose undergoes two oxidations catalyzed by the enzyme UDP-glucose 6-dehydrogenase. UDP-glucose 6-dehydrogenase uses the co-factor NAD+ as the electron acceptor. The transferase UDP-glucuronate pyrophosphorylase removes a UMP and glucuronokinase, with the cofactor ADP, removes the final phosphate leading to d-glucuronic acid. The aldehyde group of this compound is reduced to a primary alcohol using the enzyme glucuronate reductase and the cofactor NADPH, yielding l-gulonic acid. This is followed by lactone formation—utilizing the hydrolase gluconolactonase—between the carbonyl on C1 and hydroxyl group on C4. l-Gulonolactone then reacts with oxygen, catalyzed by the enzyme l-gulonolactone oxidase (which is nonfunctional in humans and other Haplorrhini primates; see Unitary pseudogenes) and the cofactor FAD+. This reaction produces 2-oxogulonolactone (2-keto-gulonolactone), which spontaneously undergoes enolization to form ascorbic acid.[130][131]
|
104 |
+
[115]
|
105 |
+
|
106 |
+
Some mammals have lost the ability to synthesize vitamin C, including simians and tarsiers, which together make up one of two major primate suborders, Haplorrhini. This group includes humans. The other more primitive primates (Strepsirrhini) have the ability to make vitamin C. Synthesis does not occur in most bats[124] nor in species in the rodent family Caviidae, that includes guinea pigs and capybaras, but does occur in other rodents, including rats and mice.[132]
|
107 |
+
|
108 |
+
Reptiles and older orders of birds make ascorbic acid in their kidneys. Recent orders of birds and most mammals make ascorbic acid in their liver.[122] A number of species of passerine birds also do not synthesize, but not all of them, and those that do not are not clearly related; there is a theory that the ability was lost separately a number of times in birds.[133] In particular, the ability to synthesize vitamin C is presumed to have been lost and then later re-acquired in at least two cases.[134] The ability to synthesize vitamin C has also been lost in about 96% of fish (the teleosts).[133]
|
109 |
+
|
110 |
+
Most tested families of bats (order Chiroptera), including major insect and fruit-eating bat families, cannot synthesize vitamin C. A trace of gulonolactone oxidase was detected in only 1 of 34 bat species tested, across the range of 6 families of bats tested.[135] There are at least two species of bats, frugivorous bat (Rousettus leschenaultii) and insectivorous bat (Hipposideros armiger), that retain (or regained) their ability of vitamin C production.[136][137]
|
111 |
+
|
112 |
+
Some of these species (including humans) are able to make do with the lower amounts available from their diets by recycling oxidised vitamin C.[138]
|
113 |
+
|
114 |
+
On a milligram consumed per kilogram of body weight basis, most simian species consume the vitamin in amounts 10 to 20 times higher than what is recommended by governments for humans.[139] This discrepancy constitutes much of the basis of the controversy on current recommended dietary allowances. It is countered by arguments that humans are very good at conserving dietary vitamin C, and are able to maintain blood levels of vitamin C comparable with simians on a far smaller dietary intake, perhaps by recycling oxidized vitamin C.[138]
|
115 |
+
|
116 |
+
There are many different biosynthesis pathways for ascorbic acid in plants. Most of these pathways are derived from products found in glycolysis and other pathways. For example, one pathway goes through the plant cell wall polymers.[124] The plant ascorbic acid biosynthesis pathway most principal seems to be l-galactose. l-Galactose reacts with the enzyme l-galactose dehydrogenase, whereby the lactone ring opens and forms again but with lactone between the carbonyl on C1 and hydroxyl group on C4, resulting in l-galactonolactone.[131] l-Galactonolactone then reacts with the mitochondrial flavoenzyme l-galactonolactone dehydrogenase.[140] to produce ascorbic acid.[131] l-Ascorbic acid has a negative feedback on l-galactose dehydrogenase in spinach.[141]
|
117 |
+
Ascorbic acid efflux by embryo of dicots plants is a well-established mechanism of iron reduction, and a step obligatory for iron uptake.[a]
|
118 |
+
|
119 |
+
All plants synthesize ascorbic acid. Ascorbic acid functions as a cofactor for enzymes involved in photosynthesis, synthesis of plant hormones, as an antioxidant and also regenerator of other antioxidants.[143] Plants use multiple pathways to synthesize vitamin C. The major pathway starts with glucose, fructose or mannose (all simple sugars) and proceeds to L-galactose, L-galactonolactone and ascorbic acid.[143][144] There is feedback regulation in place, in that the presence of ascorbic acid inhibits enzymes in the synthesis pathway.[145] This process follows a diurnal rhythm, so that enzyme expression peaks in the morning to support biosynthesis later on when mid-day sunlight intensity demands high ascorbic acid concentrations.[144] Minor pathways may be specific to certain parts of plants; these can be either identical to the vertebrate pathway (including the GLO enzyme), or start with inositol and get to ascorbic acid via L-galactonic acid to L-galactonolactone.[143]
|
120 |
+
|
121 |
+
Ascorbic acid is a common enzymatic cofactor in mammals used in the synthesis of collagen, as well as a powerful reducing agent capable of rapidly scavenging a number of reactive oxygen species (ROS). Given that ascorbate has these important functions, it is surprising that the ability to synthesize this molecule has not always been conserved. In fact, anthropoid primates, Cavia porcellus (guinea pigs), teleost fishes, most bats, and some Passeriform birds have all independently lost the ability to internally synthesize Vitamin C in either the kidney or the liver.[146][134] In all of the cases where genomic analysis was done on an ascorbic acid auxotroph, the origin of the change was found to be a result of loss-of-function mutations in the gene that codes for L-Gulono-γ-lactone oxidase, the enzyme that catalyzes the last step of the ascorbic acid pathway outlined above.[147] One explanation for the repeated loss of the ability to synthesize vitamin C is that it was the result of genetic drift; assuming that the diet was rich in vitamin C, natural selection would not act to preserve it.[148][149]
|
122 |
+
|
123 |
+
In the case of the simians, it is thought that the loss of the ability to make vitamin C may have occurred much farther back in evolutionary history than the emergence of humans or even apes, since it evidently occurred soon after the appearance of the first primates, yet sometime after the split of early primates into the two major suborders Haplorrhini (which cannot make vitamin C) and its sister suborder of non-tarsier prosimians, the Strepsirrhini ("wet-nosed" primates), which retained the ability to make vitamin C.[150] According to molecular clock dating, these two suborder primate branches parted ways about 63 to 60 million years ago.[151] Approximately three to five million years later (58 million years ago), only a short time afterward from an evolutionary perspective, the infraorder Tarsiiformes, whose only remaining family is that of the tarsier (Tarsiidae), branched off from the other haplorrhines.[152][153] Since tarsiers also cannot make vitamin C, this implies the mutation had already occurred, and thus must have occurred between these two marker points (63 to 58 million years ago).[154]
|
124 |
+
|
125 |
+
It has also been noted that the loss of the ability to synthesize ascorbate strikingly parallels the inability to break down uric acid, also a characteristic of primates. Uric acid and ascorbate are both strong reducing agents. This has led to the suggestion that, in higher primates, uric acid has taken over some of the functions of ascorbate.[155]
|
126 |
+
|
127 |
+
Vitamin C is produced from glucose by two main routes. The Reichstein process, developed in the 1930s, uses a single pre-fermentation followed by a purely chemical route. The modern two-step fermentation process, originally developed in China in the 1960s, uses additional fermentation to replace part of the later chemical stages. The Reichstein process and the modern two-step fermentation processes use sorbitol as the starting material and convert it to sorbose using fermentation. The modern two-step fermentation process then converts sorbose to 2-keto-l-gulonic acid (KGA) through another fermentation step, avoiding an extra intermediate.
|
128 |
+
Both processes yield approximately 60% vitamin C from the glucose feed.[156]
|
129 |
+
|
130 |
+
In 2017, China produced about 95% of the world supply of ascorbic acid (vitamin C),[157] which is China's most exported vitamin, having total revenue of US$880 million in 2017.[158] Due to pressure on Chinese industry to discontinue burning coal normally used for vitamin C manufacturing, the price of vitamin C rose three-fold in 2016 alone to US$12 per kg.[157]
|
131 |
+
|
132 |
+
In the 1497 expedition of Vasco da Gama, the curative effects of citrus fruit were known.[159][160] Later, the Portuguese planted fruit trees and vegetables in Saint Helena, a stopping point for homebound voyages from Asia, which sustained passing ships.[161]
|
133 |
+
|
134 |
+
Authorities occasionally recommended plant food to prevent scurvy during long sea voyages. John Woodall, the first surgeon to the British East India Company, recommended the preventive and curative use of lemon juice in his 1617 book, The Surgeon's Mate.[162] In 1734, the Dutch writer Johann Bachstrom gave the firm opinion that "scurvy is solely owing to a total abstinence from fresh vegetable food, and greens."[163][164]
|
135 |
+
|
136 |
+
Scurvy had long been a principal killer of sailors during the long sea voyages.[165] According to Jonathan Lamb, "In 1499, Vasco da Gama lost 116 of his crew of 170; In 1520, Magellan lost 208 out of 230;...all mainly to scurvy."[166]
|
137 |
+
|
138 |
+
The first attempt to give scientific basis for the cause of this disease was by a ship's surgeon in the Royal Navy, James Lind. While at sea in May 1747, Lind provided some crew members with two oranges and one lemon per day, in addition to normal rations, while others continued on cider, vinegar, sulfuric acid or seawater, along with their normal rations, in one of the world's first controlled experiments.[30] The results showed that citrus fruits prevented the disease. Lind published his work in 1753 in his Treatise on the Scurvy.[29][167]
|
139 |
+
|
140 |
+
Fresh fruit was expensive to keep on board, whereas boiling it down to juice allowed easy storage but destroyed the vitamin (especially if boiled in copper kettles).[90] It was 1796 before the British navy adopted lemon juice as standard issue at sea. In 1845, ships in the West Indies were provided with lime juice instead, and in 1860 lime juice was used throughout the Royal Navy, giving rise to the American use of the nickname "limey" for the British.[30] Captain James Cook had previously demonstrated the advantages of carrying "Sour krout" on board, by taking his crews to the Hawaiian Islands without losing any of his men to scurvy.[168] For this, the British Admiralty awarded him a medal.
|
141 |
+
|
142 |
+
The name antiscorbutic was used in the eighteenth and nineteenth centuries for foods known to prevent scurvy. These foods included lemons, limes, oranges, sauerkraut, cabbage, malt, and portable soup.[169] In 1928, the Canadian Arctic anthropologist Vilhjalmur Stefansson showed that the Inuit avoid scurvy on a diet of largely raw meat. Later studies on traditional food diets of the Yukon First Nations, Dene, Inuit, and Métis of Northern Canada showed that their daily intake of vitamin C averaged between 52 and 62 mg/day,[170] comparable with the Estimated Average Requirement.[5]
|
143 |
+
|
144 |
+
Vitamin C was discovered in 1912, isolated in 1928 and synthesized in 1933, making it the first vitamin to be synthesized.[12] Shortly thereafter Tadeus Reichstein succeeded in synthesizing the vitamin in bulk by what is now called the Reichstein process.[172] This made possible the inexpensive mass-production of vitamin C. In 1934 Hoffmann–La Roche trademarked synthetic vitamin C under the brand name Redoxon[173] and began to market it as a dietary supplement.[b]
|
145 |
+
|
146 |
+
In 1907 a laboratory animal model which would help to identify the antiscorbutic factor was discovered by the Norwegian physicians Axel Holst and Theodor Frølich, who when studying shipboard beriberi, fed guinea pigs their test diet of grains and flour and were surprised when scurvy resulted instead of beriberi. By luck, this species did not make its own vitamin C, whereas mice and rats do.[175] In 1912, the Polish biochemist Casimir Funk developed the concept of vitamins. One of these was thought to be the anti-scorbutic factor. In 1928, this was referred to as "water-soluble C," although its chemical structure had not been determined.[176]
|
147 |
+
|
148 |
+
From 1928 to 1932, Albert Szent-Györgyi and Joseph L. Svirbely's Hungarian team, and Charles Glen King's American team, identified the anti-scorbutic factor. Szent-Györgyi isolated hexuronic acid from animal adrenal glands, and suspected it to be the antiscorbutic factor.[177] In late 1931, Szent-Györgyi gave Svirbely the last of his adrenal-derived hexuronic acid with the suggestion that it might be the anti-scorbutic factor. By the spring of 1932, King's laboratory had proven this, but published the result without giving Szent-Györgyi credit for it. This led to a bitter dispute over priority.[177] In 1933, Walter Norman Haworth chemically identified the vitamin as l-hexuronic acid, proving this by synthesis in 1933.[178][179][180][181] Haworth and Szent-Györgyi proposed that L-hexuronic acid be named a-scorbic acid, and chemically l-ascorbic acid, in honor of its activity against scurvy.[181][12] The term's etymology is from Latin, "a-" meaning away, or off from, while -scorbic is from Medieval Latin scorbuticus (pertaining to scurvy), cognate with Old Norse skyrbjugr, French scorbut, Dutch scheurbuik and Low German scharbock.[182] Partly for this discovery, Szent-Györgyi was awarded the 1937 Nobel Prize in Medicine,[183] and Haworth shared that year's Nobel Prize in Chemistry.[17]
|
149 |
+
|
150 |
+
In 1957, J.J. Burns showed that some mammals are susceptible to scurvy as their liver does not produce the enzyme l-gulonolactone oxidase, the last of the chain of four enzymes that synthesize vitamin C.[184][185] American biochemist Irwin Stone was the first to exploit vitamin C for its food preservative properties. He later developed the theory that humans possess a mutated form of the l-gulonolactone oxidase coding gene.[186]
|
151 |
+
|
152 |
+
In 2008, researchers at the University of Montpellier discovered that in humans and other primates the red blood cells have evolved a mechanism to more efficiently utilize the vitamin C present in the body by recycling oxidized l-dehydroascorbic acid (DHA) back into ascorbic acid for reuse by the body. The mechanism was not found to be present in mammals that synthesize their own vitamin C.[138]
|
153 |
+
|
154 |
+
Vitamin C megadosage is a term describing the consumption or injection of vitamin C in doses comparable to or higher than the amounts produced by the livers of mammals which are able to synthesize vitamin C. The theory behind this, although not the actual term, was described in 1970 in an article by Linus Pauling. Briefly, his position was that for optimal health, humans should be consuming at least 2,300 mg/day to compensate for the inability to synthesize vitamin C. The recommendation also fell into the consumption range for gorillas - a non-synthesizing near-relative to humans.[187] A second argument for high intake is that serum ascorbic acid concentrations increase as intake increases until it plateaus at about 190 to 200 micromoles per liter (µmol/L) once consumption exceeds 1,250 milligrams.[188] As noted, government recommendations are a range of 40 to 110 mg/day and normal plasma is approximately 50 µmol/L, so 'normal' is about 25% of what can be achieved when oral consumption is in the proposed megadose range.
|
155 |
+
|
156 |
+
Pauling popularized the concept of high dose vitamin C as prevention and treatment of the common cold in 1970. A few years later he proposed that vitamin C would prevent cardiovascular disease, and that 10 grams/day, initially (10 days) administered intravenously and thereafter orally, would cure late-stage cancer.[189] Mega-dosing with ascorbic acid has other champions, among them chemist Irwin Stone and the controversial Matthias Rath and Patrick Holford, who both have been accused of making unsubstantiated treatment claims for treating cancer and HIV infection.
|
157 |
+
|
158 |
+
The mega-dosing theory is to a large degree discredited. Modest benefits are demonstrated for the common cold. Benefits are not superior when supplement intakes of more than 1,000 mg/day are compared to intakes between 200 and 1,000 mg/day, and so not limited to the mega-dose range.[190][191] The theory that large amounts of intravenous ascorbic acid can be used to treat late-stage cancer is - some forty years after Pauling's seminal paper - still considered unproven and still in need of high quality research.[45][46] However, a lack of conclusive evidence has not stopped individual physicians from prescribing intravenous ascorbic acid to thousands of people with cancer.[46]
|
159 |
+
|
160 |
+
In February 2011, the Swiss Post issued a postage stamp bearing a depiction of a model of a molecule of vitamin C to mark the International Year of Chemistry.[192]
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1 |
+
History of the world · Ancient maritime history Protohistory · Axial Age · Iron Age Historiography · Ancient literature Ancient warfare · Cradle of civilization
|
2 |
+
|
3 |
+
Ancient history as a term refers to the aggregate of past events[1] from the beginning of writing and recorded human history and extending as far as post-classical history. The phrase may be used either to refer to the period of time or the academic discipline.
|
4 |
+
|
5 |
+
The span of recorded history is roughly 5,000 years, beginning with the Sumerian cuneiform script, with the oldest coherent texts from about 2600 BC.[2] Ancient history covers all continents inhabited by humans in the period 3000 BC – AD 500.
|
6 |
+
|
7 |
+
The broad term "ancient history" is not to be confused with "classical antiquity". The term classical antiquity is often used to refer to Western history in the Ancient Mediterranean from the beginning of recorded Greek history in 776 BC (first Olympiad). This roughly coincides with the traditional date of the founding of Rome in 753 BC, the beginning of the history of ancient Rome, and the beginning of the Archaic period in Ancient Greece.
|
8 |
+
|
9 |
+
The academic term "history" is not to be confused with colloquial references to times past. History is fundamentally the study of the past, and can be either scientific (archaeology) or humanistic (history through language).
|
10 |
+
|
11 |
+
Although the ending date of ancient history is disputed, some Western scholars use the fall of the Western Roman Empire in 476 AD (the most used),[3][4] the closure of the Platonic Academy in 529 AD,[5] the death of the emperor Justinian I in 565 AD,[6] the coming of Islam,[7] or the rise of Charlemagne[8] as the end of ancient and Classical European history. Outside of Europe the 450–500 time frame for the end of ancient times has had difficulty as a transition date from ancient to post-classical times.
|
12 |
+
|
13 |
+
During the time period of ancient history (starting roughly from 3000 BC), the world population was already exponentially increasing due to the Neolithic Revolution, which was in full progress. According to HYDE estimates from the Netherlands, world population increased exponentially in this period. In 10,000 BC in prehistory, the world population had stood at 2 million, rising to 45 million by 3,000 BC. By the rise of the Iron Age in 1,000 BC, the population had risen to 72 million. By the end of the period in 500 AD, the world population is thought to have stood at 209 million. In 3,500 years, the world population increased by 100 times.[9]
|
14 |
+
|
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Historians have two major avenues which they take to better understand the ancient world: archaeology and the study of source texts. Primary sources are those sources closest to the origin of the information or idea under study.[10][11] Primary sources have been distinguished from secondary sources, which often cite, comment on, or build upon primary sources.[12]
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Archaeology is the excavation and study of artifacts in an effort to interpret and reconstruct past human behavior.[13][14][15][16] Archaeologists excavate the ruins of ancient cities looking for clues as to how the people of the time period lived. Some important discoveries by archaeologists studying ancient history include:
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Most of what is known of the ancient world comes from the accounts of antiquity's own historians. Although it is important to take into account the bias of each ancient author, their accounts are the basis for our understanding of the ancient past. Some of the more notable ancient writers include Herodotus, Thucydides, Arrian, Plutarch, Polybius, Sima Qian, Sallust, Livy, Josephus, Suetonius, and Tacitus.
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A fundamental difficulty of studying ancient history is that recorded histories cannot document the entirety of human events, and only a fraction of those documents have survived into the present day.[23] Furthermore, the reliability of the information obtained from these surviving records must be considered.[23][24] Few people were capable of writing histories, as literacy was not widespread in almost any culture until long after the end of ancient history.[25]
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The earliest known systematic historical thought emerged in ancient Greece, beginning with Herodotus of Halicarnassus (484–c. 425 BC). Thucydides largely eliminated divine causality in his account of the war between Athens and Sparta,[26] establishing a rationalistic element which set a precedent for subsequent Western historical writings. He was also the first to distinguish between cause and immediate origins of an event.[26]
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The Roman Empire was an ancient culture with a relatively high literacy rate,[27] but many works by its most widely read historians are lost. For example, Livy, a Roman historian who lived in the 1st century BC, wrote a history of Rome called Ab Urbe Condita (From the Founding of the City) in 144 volumes; only 35 volumes still exist, although short summaries of most of the rest do exist. Indeed, no more than a minority of the work of any major Roman historian has survived.
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This gives a listed timeline, ranging from 3200 BC to 400 AD, that provides an overview of ancient history.
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Prehistory is the period before written history. The early human migrations[28] in the Lower Paleolithic saw Homo erectus spread across Eurasia 1.8 million years ago. The controlled use of fire first occurred 800,000 years ago in the Middle Paleolithic. 250,000 years ago, Homo sapiens (modern humans) emerged in Africa. 60–70,000 years ago, Homo sapiens migrated out of Africa along a coastal route to South and Southeast Asia and reached Australia. 50,000 years ago, modern humans spread from Asia to the Near East. Europe was first reached by modern humans 40,000 years ago. Humans migrated to the Americas about 15,000 years ago in the Upper Paleolithic.
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The 10th millennium BC is the earliest given date for the invention of agriculture and the beginning of the ancient era. Göbekli Tepe was erected by hunter-gatherers in the 10th millennium BC (c. 11,500 years ago), before the advent of sedentism. Together with Nevalı Çori, it has revolutionized understanding of the Eurasian Neolithic. In the 7th millennium BC, Jiahu culture began in China. By the 5th millennium BC, the late Neolithic civilizations saw the invention of the wheel and the spread of proto-writing. In the 4th millennium BC, the Cucuteni-Trypillian culture in the Ukraine-Moldova-Romania region develops. By 3400 BC, "proto-literate" cuneiform is spread in the Middle East.[29] The 30th century BC, referred to as the Early Bronze Age II, saw the beginning of the literate period in Mesopotamia and Ancient Egypt. Around the 27th century BC, the Old Kingdom of Egypt and the First Dynasty of Uruk are founded, according to the earliest reliable regnal eras.
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Mesopotamia – Sumer
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India – Indus Valley Civilization
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China – Erlitou
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Andean – Norte Chico
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Measoamerica – Olmec
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The Statue of Ebih-Il – Sumer
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Seal – Indus Valley Civilization
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Pottery jue – Erlitou
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Andean – Foundation of pyramid, Norte Chico
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Olmec Head – Olmec
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The Bronze Age forms part of the three-age system. It follows the Neolithic Age in some areas of the world. In most areas of civilization bronze smelting became a foundation for more advanced societies. There was some contrast with New World societies, who often still preferred stone to metal for utilitarian purposes. Modern historians have identified five original civilizations which emerged in the time period.[30][31][page needed]
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The first civilization emerged in Sumer in the southern region of Mesopotamia, now part of modern-day Iraq. By 3000 BC, Sumerian city states had collectively formed civilization, with government, religion, division of labor and writing. Among the city states Ur was among the most significant.
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In the 24th century BC, the Akkadian Empire[32][33] was founded in Mesopotamia. From Sumer, civilization and bronze smelting spread westward to Egypt, the Minoans and the Hittites.
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The First Intermediate Period of Egypt of the 22nd century BC was followed by the Middle Kingdom of Egypt between the 21st to 17th centuries BC. The Sumerian Renaissance also developed c. the 21st century BC in Ur. Around the 18th century BC, the Second Intermediate Period of Egypt began. Egypt was a superpower at the time. By 1600 BC, Mycenaean Greece developed and invaded the remains of Minoan Civilization. The beginning of Hittite dominance of the Eastern Mediterranean region is also seen in the 1600s BC. The time from the 16th to the 11th centuries BC around the Nile is called the New Kingdom of Egypt. Between 1550 BC and 1292 BC, the Amarna Period developed in Egypt.
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East of the Iranian world, was the Indus River Valley civilization which organized cities neatly on grid patterns.[34]
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However the Indus River Valley civilization diminished after 1900 BC and was later replaced with Indo-Aryan peoples who established Vedic Culture.
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The beginning of the Shang dynasty emerged in China in this period, and there was evidence of a fully developed Chinese writing system. The Shang Dynasty is the first Chinese regime recognized by western scholars though Chinese historians insist that the Xia Dynasty preceded it. The Shang Dynasty practiced forced labor to complete public projects. There is evidence of massive ritual burial.
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Across the ocean, the earliest known civilization of the Americas appeared in the river valleys of the desert coast of central modern day Peru. The Norte Chico civilization's first city flourished around 3100 BC. The Olmecs are supposed to appear later in Mesoamerica between the 14th and 13th century.
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The Iron Age is the last principal period in the three-age system, preceded by the Bronze Age. Its date and context vary depending on the country or geographical region. The Iron Age over all was characterized by the prevalent smelting of iron with Ferrous metallurgy and the use of Carbon steel. Smelted iron proved more durable than earlier metals such as Copper or Bronze and allowed for more productive societies. The Iron Age took place at different times in different parts of the world, and comes to an end when a society began to maintain historical records.
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During the 13th to 12th centuries BC, the Ramesside Period occurred in Egypt. Around 1200 BC, the Trojan War was thought to have taken place.[35] By around 1180 BC, the disintegration of the Hittite Empire was under way. The collapse of the Hitties was part of the larger scale Bronze Age Collapse which took place in the Ancient Near East around 1200 BC. In Greece the Mycenae and Minona both disintegrated. A wave of Sea Peoples attacked many countries, only Egypt survived intact. Afterwards some entirely new successor civilizations arose in the Eastern Mediterranean.
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In 1046 BC, the Zhou force, led by King Wu of Zhou, overthrew the last king of the Shang dynasty. The Zhou dynasty was established in China shortly thereafter. During this Zhou era China embraced a feudal society of decentralized power. Iron Age China then dissolved into the warring states period where possibly millions of soldiers fought each other over feudal struggles.
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Pirak is an early iron-age site in Balochistan, Pakistan, going back to about 1200 BC. This period is believed to be the beginning of the Iron Age in India and the subcontinent.[36] Around the same time came the Vedas, the oldest sacred texts for the Hindu Religion.
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In 1000 BC, the Mannaean Kingdom began in Western Asia. Around the 10th to 7th centuries BC, the Neo-Assyrian Empire developed in Mesopotamia.[37] In 800 BC, the rise of Greek city-states began. In 776 BC, the first recorded Olympic Games were held.[38] In contrast to neighboring cultures the Greek City states did not become a single militaristic empire but competed with each other as separate polis.
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The preceding Iron Age is often thought to have ended in the Middle East around 550 BC due to the rise of Historiography (the historical record). The Axial Age is used to describe history between 800 and 200 BC of Eurasia, including Ancient Greece, Iran, India and China. Widespread trade and communication between distinct regions in this period, including the rise of the Silk Road. This period saw the rise of philosophy and proselytizing religions.
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Philosophy, religion and science were diverse in the Hundred Schools of Thought producing thinkers such as Confucius, Lao Tzu and Mozi during the sixth century BC. Similar trends emerged throughout Eurasia in India with the rise of Buddhism, in the Near East with Zoroastrianism and Judaism and in the west with Ancient Greek Philosophy. In these developments religious and philosophical figures were all searching for human meaning.[39]
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The Axial Age and its aftermath saw large wars and the formation of large empires that stretched beyond the limits of earlier Iron Age Societies. Significant for the time was the Persian Achaemenid Empire.[40] The empire's vast territory extended from modern day Egypt to Xinjiang. The empire's legacy include the rise of commerce over land routes through Eurasia as well as the spreading of Persian culture through the middle east. The Royal Road allowed for efficient trade and taxation. Though Macedonian Alexander the Great conquered the Achaemenid Empire in its entirety, the unity of Alexander's conquests did not survive past his lifetime. Greek culture, and technology spread through West and South Asia often synthesizing with local cultures.
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Formation of Empires and Fragmentation
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Separate Greek Kingdoms Egypt and Asia encouraged trade and communication like earlier Persian administrations.[41] Combined with the expansion of the Han Dynasty westward the Silk Road as a series of routes made possible the exchange of goods between the Mediterranean Basin, South Asia and East Asia. In South Asia, the Mauryan empire briefly annexed much of the Indian Subcontinent though short lived, its reign had the legacies of spreading Buddhism and providing an inspiration to later Indian states.
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Supplanting the warring Greek Kingdoms in the western world came the growing Roman Republic and the Iranian Parthian Empire. As a result of empires, urbanization and literacy spread to locations which had previously been at the periphery of civilization as known by the large empires. Upon the turn of the millennium the independence of tribal peoples and smaller kingdoms were threatened by more advanced states. Empires were not just remarkable for their territorial size but for their administration and the dissemination of culture and trade, in this way the influence of empires often extended far beyond their national boundaries. Trade routes expanded by land and sea and allowed for flow of goods between distant regions even in the absence of communication. Distant nations such as Imperial Rome and the Chinese Han Dynasty rarely communicated but trade of goods did occur as evidenced by archaeological discoveries such as Roman coins in Vietnam. At this time most of the world's population inhabited only a small part of the earth's surface. Outside of civilization large geographic areas such as Siberia, Sub Saharan Africa and Australia remained sparsely populated. The New World hosted a variety of separate civilizations in the but its own trade networks were smaller due to the lack of draft animals and the wheel.
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Empires with their immense military strength remained fragile to civil wars, economic decline and a changing political environment internationally. In 220 AD Han China collapsed into warring states while the European Roman Empire began to suffer from turmoil in the Third Century Crisis. In Persia regime change took place from Parthian Empire to the more centralized Sassanian Empire. The land based Silk Road continued to deliver profits in trade but came under continual assault by nomads all on the northern frontiers of Eurasian nations. Safer sea routes began to gain preference in the early centuries AD
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Proselytizing religions began to replace polytheism and folk religions in many areas. Christianity gained a wide following in the Roman Empire, Zoroastrianism became the state enforced religion of Iran and Buddhism spread to East Asia from South Asia. Social change, political transformation as well as ecological events all contributed to the end of Ancient Times and the beginning of the Post Classical era in Eurasia roughly around the year 500.
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The rise of civilization corresponded with the institutional sponsorship of belief in gods, supernatural forces and the afterlife. During the Bronze Age, many civilizations adopted their own form of Polytheism. Usually, polytheistic Gods manifested human personalities, strengths and failings. Early religion was often based on location, with cities or entire countries selecting a deity, that would grant them preferences and advantages over their competitors. Worship involved the construction of representation of deities, and the granting of sacrifices. Sacrifices could be material goods, food, or in extreme cases human sacrifice to please a deity. New philosophies and religions arose in both east and west, particularly about the 6th century BC. Over time, a great variety of religions developed around the world, with some of the earliest major ones being Hinduism, Buddhism, and Jainism in India, and Zoroastrianism in Persia. The Abrahamic religions trace their origin to Judaism, around 1800 BC.
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The ancient Indian philosophy is a fusion of two ancient traditions: Sramana tradition and Vedic tradition. Indian philosophy begins with the Vedas where questions related to laws of nature, the origin of the universe and the place of man in it are asked. Jainism and Buddhism are continuation of the Sramana school of thought. The Sramanas cultivated a pessimistic world view of the samsara as full of suffering and advocated renunciation and austerities. They laid stress on philosophical concepts like Ahimsa, Karma, Jnana, Samsara and Moksa. While there are ancient relations between the Indian Vedas and the Iranian Avesta, the two main families of the Indo-Iranian philosophical traditions were characterized by fundamental differences in their implications for the human being's position in society and their view on the role of man in the universe.
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In the east, three schools of thought were to dominate Chinese thinking until the modern day. These were Taoism, Legalism and Confucianism. The Confucian tradition, which would attain dominance, looked for political morality not to the force of law but to the power and example of tradition. Confucianism would later spread into the Korean peninsula and Goguryeo[42] and toward Japan.
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In the west, the Greek philosophical tradition, represented by Socrates, Plato, and Aristotle, was diffused throughout Europe and the Middle East in the 4th century BC by the conquests of Alexander III of Macedon, more commonly known as Alexander the Great. After the Bronze and Iron Age religions formed, the rise and spread of Christianity through the Roman world marked the end of Hellenistic philosophy and ushered in the beginnings of Medieval philosophy.
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In the history of technology and ancient science during the growth of the ancient civilizations, ancient technological advances were produced in engineering. These advances stimulated other societies to adopt new ways of living and governance. Sometimes, technological development was sponsored by the state.[citation needed]
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The characteristics of Ancient Egyptian technology are indicated by a set of artifacts and customs that lasted for thousands of years. The Egyptians invented and used many basic machines, such as the ramp and the lever, to aid construction processes. The Egyptians also played an important role in developing Mediterranean maritime technology including ships and lighthouses.[citation needed]
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Water managing Qanats which likely emerged on the Iranian plateau and possibly also in the Arabian peninsula sometime in the early 1st millennium BC spread from there slowly west- and eastward.[43]
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The history of science and technology in India dates back to ancient times. The Indus Valley civilization yields evidence of hydrography, and sewage collection and disposal being practiced by its inhabitants. Among the fields of science and technology pursued in India were metallurgy, astronomy, mathematics and Ayurveda. Some ancient inventions include plastic surgery, cataract surgery, Hindu-Arabic numeral system and Wootz steel.
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The history of science and technology in China show significant advances in science, technology, mathematics, and astronomy. The first recorded observations of comets and supernovae were made in China. Traditional Chinese medicine, acupuncture and herbal medicine were also practiced.[citation needed]
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Ancient Greek technology developed at an unprecedented speed during the 5th century BC, continuing up to and including the Roman period, and beyond. Inventions that are credited to the ancient Greeks such as the gear, screw, bronze casting techniques, water clock, water organ, torsion catapult and the use of steam to operate some experimental machines and toys. Many of these inventions occurred late in the Greek period, often inspired by the need to improve weapons and tactics in war. Roman technology is the engineering practice which supported Roman civilization and made the expansion of Roman commerce and Roman military possible over nearly a thousand years. The Roman Empire had the most advanced set of technology of their time, some of which may have been lost during the turbulent eras of Late Antiquity and the Early Middle Ages. Roman technological feats of many different areas, like civil engineering, construction materials, transport technology, and some inventions such as the mechanical reaper went unmatched until the 19th century.[citation needed]
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The history of ancient navigation began in earnest when men took to the sea in planked boats and ships propelled by sails hung on masts, like the Ancient Egyptian Khufu ship from the mid-3rd millennium BC. According to the Greek historian Herodotus, Necho II sent out an expedition of Phoenicians, which in three years sailed from the Red Sea around Africa to the mouth of the Nile. Many current historians tend to believe Herodotus on this point, even though Herodotus himself was in disbelief that the Phoenicians had accomplished the act.
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Hannu was an ancient Egyptian explorer (around 2750 BC) and the first explorer of whom there is any knowledge. He made the first recorded exploring expedition, writing his account of his exploration in stone. Hannu travelled along the Red Sea to Punt, and sailed to what is now part of eastern Ethiopia and Somalia. He returned to Egypt with great treasures, including precious myrrh, metal and wood.
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Ancient warfare is war as conducted from the beginnings of recorded history to the end of the ancient period. In Europe, the end of antiquity is often equated with the fall of Rome in 476. In China, it can also be seen as ending in the 5th century, with the growing role of mounted warriors needed to counter the ever-growing threat from the north.
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The difference between prehistoric warfare and ancient warfare is less one of technology than of organization. The development of the first city-states, and then empires, allowed warfare to change dramatically. Beginning in Mesopotamia, states produced sufficient agricultural surplus that full-time ruling elites and military commanders could emerge. While the bulk of military forces were still farmers, the society could support having them campaigning rather than working the land for a portion of each year. Thus, organized armies developed for the first time.
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These new armies could help states grow in size and became increasingly centralized, and the first empire, that of the Sumerians, formed in Mesopotamia. Early ancient armies continued to primarily use bows and spears, the same weapons that had been developed in prehistoric times for hunting. Early armies in Egypt and China followed a similar pattern of using massed infantry armed with bows and spears.
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Ancient music is music that developed in literate cultures, replacing prehistoric music. Ancient music refers to the various musical systems that were developed across various geographical regions such as Persia, India, China, Greece, Rome, Egypt and Mesopotamia (see music of Mesopotamia, music of ancient Greece, music of ancient Rome, music of Iran). Ancient music is designated by the characterization of the basic audible tones and scales. It may have been transmitted through oral or written systems. Arts of the ancient world refers to the many types of art that were in the cultures of ancient societies, such as those of ancient China, Egypt, Greece, India, Persia, Mesopotamia and Rome.
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Dairy farming, textile, metal working, potter's wheel, sexagesimal system
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potter's wheel, Agriculture, dams, city planning, Mathematics, temple builders, Astronomy, Astrology, Medicine, literature, Martial arts
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Egyptian Pyramids, Mummification, Decimal system, Solar calendar
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Mud brick temple, pottery, Nubian pyramids, Solar calendar
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Agriculture, winemaking, architecture poetry, drama, philosophy, history, rhetoric, mathematics, political science, astronomy, physics, chemistry, medicine, warfare
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Silk, Pottery, Chinaware, Metals, Great Wall, Paper
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Agriculture, Olmec colossal heads, Mesoamerican calendars, Popcorn, Bloodletting Agriculture, Maya textiles
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Agriculture, architecture, landscaping, postal service
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Agriculture, Roman calendar, concrete
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The Ancient Near East is considered the cradle of civilization. It was the first to practice intensive year-round agriculture; created the first coherent writing system, invented the potter's wheel and then the vehicular- and mill wheel, created the first centralized governments, law codes and empires, as well as introducing social stratification, slavery and organized warfare, and it laid the foundation for the fields of astronomy and mathematics.
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Mesopotamia is the site of some of the earliest known civilizations in the world. Early settlement of the alluvial plain lasted from the Ubaid period (late 6th millennium BC) through the Uruk period (4th millennium BC) and the Dynastic periods (3rd millennium BC) until the rise of Babylon in the early 2nd millennium BC. The surplus of storable foodstuffs created by this economy allowed the population to settle in one place instead of migrating after crops and herds. It also allowed for a much greater population density, and in turn required an extensive labor force and division of labor. This organization led to the necessity of record keeping and the development of writing (c. 3500 BC).
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Babylonia was an Amorite state in lower Mesopotamia (modern southern Iraq), with Babylon as its capital. Babylonia emerged when Hammurabi (fl. c. 1728–1686 BC, according to the short chronology) created an empire out of the territories of the former kingdoms of Sumer and Akkad. The Amorites being ancient Semitic-speaking peoples, Babylonia adopted the written Akkadian language for official use; they retained the Sumerian language for religious use, which by that time was no longer a spoken language. The Akkadian and Sumerian cultures played a major role in later Babylonian culture, and the region would remain an important cultural center, even under outside rule. The earliest mention of the city of Babylon can be found in a tablet from the reign of Sargon of Akkad, dating back to the 23rd century BC.
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The Neo-Babylonian Empire, or Chaldea, was Babylonia under the rule of the 11th ("Chaldean") dynasty, from the revolt of Nabopolassar in 626 BC until the invasion of Cyrus the Great in 539 BC. Notably, it included the reign of Nebuchadnezzar II, who conquered the Kingdom of Judah and Jerusalem.
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Akkad was a city and its surrounding region in central Mesopotamia. Akkad also became the capital of the Akkadian Empire.[44] The city was probably situated on the west bank of the Euphrates, between Sippar and Kish (in present-day Iraq, about 50 km (31 mi) southwest of the center of Baghdad). Despite an extensive search, the precise site has never been found. Akkad reached the height of its power between the 24th and 22nd centuries BC, following the conquests of king Sargon of Akkad. Because of the policies of the Akkadian Empire toward linguistic assimilation, Akkad also gave its name to the predominant Semitic dialect: the Akkadian language, reflecting use of akkadû ("in the language of Akkad") in the Old Babylonian period to denote the Semitic version of a Sumerian text.
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Assyria was originally (in the Middle Bronze Age) a region on the Upper Tigris, named for its original capital, the ancient city of Assur. Later, as a nation and empire that came to control all of the Fertile Crescent, Egypt and much of Anatolia, the term "Assyria proper" referred to roughly the northern half of Mesopotamia (the southern half being Babylonia), with Nineveh as its capital. The Assyrian kings controlled a large kingdom at three different times in history. These are called the Old (20th to 15th centuries BC), Middle (15th to 10th centuries BC), and Neo-Assyrian (911–612 BC) kingdoms, or periods, of which the last is the most well known and best documented. Assyrians invented excavation to undermine city walls, battering rams to knock down gates, as well as the concept of a corps of engineers, who bridged rivers with pontoons or provided soldiers with inflatable skins for swimming.[45]
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Mitanni was an Indo-Iranian[46] empire in northern Mesopotamia from c. 1500 BC. At the height of Mitanni power, during the 14th century BC, it encompassed what is today southeastern Turkey, northern Syria and northern Iraq, centered around its capital, Washukanni, whose precise location has not been determined by archaeologists.
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Elam is the name of an ancient civilization located in what is now southwest Iran. Archaeological evidence associated with Elam has been dated to before 5000 BC.[47][48][49][50][51][52][53] According to available written records, it is known to have existed from around 3200 BC – making it among the world's oldest historical civilizations – and to have endured up until 539 BC. Its culture played a crucial role in the Gutian Empire, especially during the Achaemenid dynasty that succeeded it, when the Elamite language remained among those in official use. The Elamite period is considered a starting point for the history of Iran.
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The Medes were an ancient Iranian people. They had established their own empire by the 6th century BC, having defeated the Neo-Assyrian Empire with the Chaldeans. They overthrew Urartu later on as well. The Medes are credited with the foundation of the first Iranian empire, the largest of its day until Cyrus the Great established a unified Iranian empire of the Medes and Persian, often referred to as the Achaemenid Empire, by defeating his grandfather and overlord, Astyages the king of Media.
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The Achaemenid Empire was the largest and most significant of the Persian Empires, and followed the Median Empire as the second great empire of the Iranians. It is noted in western history as the foe of the Greek city states in the Greco-Persian Wars, for freeing the Israelites from their Babylonian captivity, for its successful model of a centralized bureaucratic administration, the Mausoleum of Halicarnassus (one of the Seven Wonders of the Ancient World), and for instituting Aramaic as the empire's official language. Because of the Empire's vast extent and long endurance, Persian influence upon the language, religion, architecture, philosophy, law and government of nations around the world lasts to this day. At the height of its power, the Achaemenid dynasty encompassed approximately 8.0 million square kilometers, held the greatest percentage of world population to date, stretched three continents (Europe, Asia and Africa) and was territorially the largest empire of classical antiquity.
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Parthia was an Iranian civilization situated in the northeastern part of modern Iran. Their power was based on a combination of the guerrilla warfare of a mounted nomadic tribe, with organizational skills to build and administer a vast empire – even though it never matched in power and extent the Persian empires that preceded and followed it. The Parthian Empire was led by the Arsacid dynasty, which reunited and ruled over significant portions of the Near East and beyond, after defeating and disposing the Hellenistic Seleucid Empire, beginning in the late 3rd century BC. It was the third native dynasty of ancient Iran (after the Median and the Achaemenid dynasties). Parthia had many wars with the Roman Republic (and subsequently the Roman Empire), which marked the start of what would be over 700 years of frequent Roman-Persian Wars.
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The Sassanid Empire, lasting the length of the Late Antiquity period, is considered to be one of Iran's most important and influential historical periods. In many ways the Sassanid period witnessed the highest achievements of Persian civilization and constituted the last great Iranian Empire before the Muslim conquest and the adoption of Islam.[54] During Sassanid times, Persia influenced Roman civilization considerably,[55] and the Romans reserved for the Sassanid Persians alone the status of equals. Sassanid cultural influence extended far beyond the empire's territorial borders, reaching as far as Western Europe,[56] Africa,[57] China, and India, playing a role, for example, in the formation of both European and Asiatic medieval art.[58]
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The early history of the Hittite empire is known through tablets that may first have been written in the 17th century BC but survived only as copies made in the 14th and 13th centuries BC. These tablets, known collectively as the Anitta text,[59] begin by telling how Pithana the king of Kussara or Kussar (a small city-state yet to be identified by archaeologists) conquered the neighbouring city of Neša (Kanesh). However, the real subject of these tablets is Pithana's son Anitta, who conquered several neighbouring cities, including Hattusa and Zalpuwa (Zalpa).
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Assyrian inscriptions of Shalmaneser I (c. 1270 BC) first mention Uruartri as one of the states of Nairi – a loose confederation of small kingdoms and tribal states in the Armenian Highland from the 13th to 11th centuries BC. Uruartri itself was in the region around Lake Van. The Nairi states were repeatedly subjected to attacks by the Assyrians, especially under Tukulti-Ninurta I (c. 1240 BC), Tiglath-Pileser I (c. 1100 BC), Ashur-bel-kala (c. 1070 BC), Adad-nirari II (c. 900), Tukulti-Ninurta II (c. 890), and Ashurnasirpal II (883–859 BC).
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The Kingdom of Armenia was an independent kingdom from 321 BC to 428 AD, and a client state of the Roman and Persian empires until 428. Between 95–55 BC under the rule of King Tigranes the Great, the kingdom of Armenia became a large and powerful empire stretching from the Caspian to the Mediterranean Seas. During this short time it was considered to be the most powerful state in the Roman East.[60][61]
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Israel and Judah were related Iron Age kingdoms of the ancient Levant and had existed during the Iron Ages and the Neo-Babylonian, Persian and Hellenistic periods.
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The name Israel first appears in the stele of the Egyptian pharaoh Merneptah c. 1209 BC, "Israel is laid waste and his seed is no more."[62] This "Israel" was a cultural and probably political entity of the central highlands, well enough established to be perceived by the Egyptians as a possible challenge to their hegemony, but an ethnic group rather than an organised state;[63] Archaeologist Paula McNutt says: "It is probably ... during Iron Age I [that] a population began to identify itself as 'Israelite'," differentiating itself from its neighbours via prohibitions on intermarriage, an emphasis on family history and genealogy, and religion.[64]
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Israel had emerged by the middle of the 9th century BC, when the Assyrian king Shalmaneser III names "Ahab the Israelite" among his enemies at the battle of Qarqar (853). Judah emerged somewhat later than Israel, probably during the 9th century BC, but the subject is one of considerable controversy.[65] Israel came into increasing conflict with the expanding neo-Assyrian empire, which first split its territory into several smaller units and then destroyed its capital, Samaria (722). A series of campaigns by the Neo-Babylonian Empire between 597 and 582 led to the destruction of Judah.
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Followed by the fall of Babylon to the Persian empire, Jews were allowed, by Cyrus the Great, to return to Judea. The Hasmonean Kingdom (followed by the Maccabean revolt) had existed during the Hellenistic period and then the Herodian kingdom during the Roman period.
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The history of Pre-Islamic Arabia before the rise of Islam in the 630s is not known in great detail. Archaeological exploration in the Arabian peninsula has been sparse; indigenous written sources are limited to the many inscriptions and coins from southern Arabia. Existing material consists primarily of written sources from other traditions (such as Egyptians, Greeks, Persians, Romans, etc.) and oral traditions later recorded by Islamic scholars. Many small kingdoms prospered from Red sea and Indian Ocean trade. Major kingdoms included the Sabaeans, Awsan, Lahkimid Himyar and the Nabateans. Arab kingdoms are occasionally mentioned in the Hebrew Old Testament under the name of Edom.
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Though the Ugaritic site is thought to have been inhabited earlier, Neolithic Ugarit was already important enough to be fortified with a wall early on. The first written evidence mentioning the city comes from the nearby city of Ebla, c. 1800 BC. Ugarit passed into the sphere of influence of Egypt, which deeply influenced its art. On the Mediterranean coast of modern-day Israel, Palestine and Lebanon, Canaanite peoples became wealth through trade inspiring Phoenicians.
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Phoenicia was an ancient civilization centered in the north of ancient Canaan, with its heartland along the coastal regions of modern-day Lebanon, Syria and Israel. Phoenician civilization was an enterprising maritime trading culture that spread across the Mediterranean between the period of 1550 to 300 BC. One Phoenician colony, Carthage, became a powerful nation in its own right.
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Carthage was founded in 814 BC by Phoenician settlers from the city of Tyre, bringing with them the city-god Melqart.[66] Ancient Carthage was an informal hegemony of Phoenician city-states throughout North Africa and modern Spain from 575 BC until 146 BC. It was more or less under the control of the city-state of Carthage after the fall of Tyre to Babylonian forces. At the height of the city's influence, its empire included most of the western Mediterranean. The empire was in a constant state of struggle with the Roman Republic, which led to a series of conflicts known as the Punic Wars. After the third and final Punic War, Carthage was destroyed then occupied by Roman forces. Nearly all of the territory held by Carthage fell into Roman hands.
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Ancient Egypt was a long-lived civilization geographically located in north-eastern Africa. It was concentrated along the middle to lower reaches of the Nile River reaching its greatest extension during the 2nd millennium BC, which is referred to as the New Kingdom period. It reached broadly from the Nile Delta in the north, as far south as Jebel Barkal at the Fourth Cataract of the Nile. Extensions to the geographical range of ancient Egyptian civilization included, at different times, areas of the southern Levant, the Eastern Desert and the Red Sea coastline, the Sinai Peninsula and the Western Desert (focused on the several oases).
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Ancient Egypt developed over at least three and a half millennia. It began with the incipient unification of Nile Valley polities around 3500 BC and is conventionally thought to have ended in 30 BC when the early Roman Empire conquered and absorbed Ptolemaic Egypt as a province. (Though this last did not represent the first period of foreign domination, the Roman period was to witness a marked, if gradual transformation in the political and religious life of the Nile Valley, effectively marking the termination of independent civilisational development).
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The civilization of ancient Egypt was based on a finely balanced control of natural and human resources, characterised primarily by controlled irrigation of the fertile Nile Valley; the mineral exploitation of the valley and surrounding desert regions; the early development of an independent writing system and literature; the organisation of collective projects; trade with surrounding regions in east / central Africa and the eastern Mediterranean; finally, military ventures that exhibited strong characteristics of imperial hegemony and territorial domination of neighbouring cultures at different periods. Motivating and organizing these activities were a socio-political and economic elite that achieved social consensus by means of an elaborate system of religious belief under the figure of a (semi)-divine ruler (usually male) from a succession of ruling dynasties and which related to the larger world by means of polytheistic beliefs.
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The Kushite civilization, which is also known as Nubia, was formed before a period of Egyptian incursion into the area. The first cultures arose in what is now Sudan before the time of a unified Egypt, and the most widespread culture is known as the Kerma civilization. Egyptians referred to Nubia as "Ta-Seti," or "The Land of the Bow," since the Nubians were known to be expert archers. The two civilization shared an abundance of peaceful cultural interchange and cooperation, including mixed marriages and even the same gods. In the New Kingdom, Nubians became indistinguishable in the archaeological record from Egyptians. The Kingdom of Kush survived longer than that of Egypt and at its greatest extent Nubia ruled over Egypt (under the leadership of king Piye), and controlled Egypt during the 8th century BC as the 25th Dynasty.[67]
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It is also referred to as Ethiopia in ancient Greek and Roman records. According to Josephus and other classical writers, the Kushite Empire covered all of Africa, and some parts of Asia and Europe at one time or another. In contrast to the Egyptians the Nubians had an unusually high number of ruling queens also known as Kandake, especially during the golden age of the Meroitic Kingdom. Unlike the rest of the world at the time, women in Nubia exercised significant control in society.[68] The Kushites are also famous for having buried their monarchs along with all their courtiers in mass graves. The Kushites also built burial mounds and pyramids, and shared some of the same gods worshipped in Egypt, especially Amon and Isis.
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The Land of Punt, also called Pwenet or Pwene[69] by the ancient Egyptians, was a trading partner known for producing and exporting gold, aromatic resins, African blackwood, ebony, ivory, slaves and wild animals.[69] Information about Punt has been found in ancient Egyptian records of trade missions to this region.
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The exact location of Punt remains a mystery. The mainstream view is that Punt was located to the south-east of Egypt, most likely on the coast of the Horn of Africa. Archaeologist Richard Pankhurst (academic) states;
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"[Punt] has been identified with territory on both the Arabian and the Horn of Africa coasts. Consideration of the articles that the Egyptians obtained from Punt, notably gold and ivory, suggests, however, that these were primarily of African origin. ... This leads us to suppose that the term Punt probably applied more to African than Arabian territory."[69][70][71][72]
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The earliest recorded Egyptian expedition to Punt was organized by Pharaoh Sahure of the Fifth Dynasty (25th century BC) although gold from Punt is recorded as having been in Egypt in the time of king Khufu of the Fourth Dynasty of Egypt.[73] Subsequently, there were more expeditions to Punt in the Sixth Dynasty of Egypt, the Eleventh dynasty of Egypt, the Twelfth dynasty of Egypt and the Eighteenth dynasty of Egypt. In the Twelfth dynasty of Egypt, trade with Punt was celebrated in popular literature in "Tale of the Shipwrecked Sailor".
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The Axumite Empire was an important trading nation in northeastern Africa centered in present-day Eritrea and northern Ethiopia, it existed from approximately 100–940 AD, growing from the Iron Age proto-Aksumite period c. fourth century BC to achieve prominence by the first century CE.[74]
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According to the Book of Aksum, Aksum's first capital, Mazaber, was built by Itiyopis, son of Cush.[75] The capital was later moved to Axum in northern Ethiopia. The Kingdom used the name "Ethiopia" as early as the fourth century.[76][77]
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The Empire of Aksum at its height at its climax by the early sixth century extended through much of modern Ethiopia and across the Red Sea to Arabia. The capital city of the empire was Aksum, now in northern Ethiopia.
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Its ancient capital is found in northern Ethiopia, the Kingdom used the name "Ethiopia" as early as the 4th century.[76][78] Aksum is mentioned in the 1st century AD Periplus of the Erythraean Sea as an important market place for ivory, which was exported throughout the ancient world, and states that the ruler of Aksum in the 1st century AD was Zoscales, who, besides ruling in Aksum also controlled two harbours on the Red Sea: Adulis (near Massawa) and Avalites (Assab). He is also said to have been familiar with Greek literature.[79] It is also an alleged resting place of the Ark of the Covenant and home of the Queen of Sheba. Aksum was also one of the first major empires to convert to Christianity.
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The Nok culture appeared in Nigeria around 1000 BC and mysteriously vanished around 200 AD. The civilization's social system is thought to have been highly advanced. The Nok civilization was considered to be the earliest sub-Saharan producer of life-sized Terracotta which have been discovered by archaeologists.[80] A Nok sculpture resident at the Minneapolis Institute of Arts, portrays a sitting dignitary wearing a "Shepherds Crook" on the right arm, and a "hinged flail" on the left. These are symbols of authority associated with ancient Egyptian pharaohs, and the god Osiris, which suggests that an ancient Egyptian style of social structure, and perhaps religion, existed in the area of modern Nigeria during the late Pharonic period.[81] (Informational excerpt copied from Nigeria and Nok culture articles)
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One of the earliest Neolithic sites in the Indian subcontinent is Bhirrana along the ancient Ghaggar-Hakra (Saraswati) riverine system in the present day state of Haryana in India, dating to around 7600 BC.[82] Other early sites include Lahuradewa in the Middle Ganges region and Jhusi near the confluence of Ganges and Yamuna rivers, both dating to around 7000 BC.[83][84] The aceramic Neolithic at Mehrgarh lasts from 7000 to 5500 BC, with the ceramic Neolithic at Mehrgarh lasting up to 3300 BC; blending into the Early Bronze Age. Mehrgarh is one of the earliest sites with evidence of farming and herding in the Indian subcontinent.[85][86] Early Mehrgarh residents lived in mud brick houses, stored their grain in granaries, fashioned tools with local copper ore, and lined their large basket containers with bitumen. They cultivated six-row barley, einkorn and emmer wheat, jujubes and dates, and herded sheep, goats and cattle. Residents of the later period (5500 BC to 2600 BC) put much effort into crafts, including flint knapping, tanning, bead production, and metal working. The site was occupied continuously until about 2600 BC.
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The Indus Valley Civilization (c. 3300–1700 BC, flourished 2600–1900 BC), abbreviated IVC, was an ancient civilization that flourished in the Indus and Ghaggar-Hakra river valleys have been found in eastern Afghanistan, Pakistan and western India. Minor scattered sites have been found as far away as Turkmenistan. Another name for this civilization is the Harappan Civilization, after the first of its cities to be excavated, Harappa in the Pakistani province of Punjab. The IVC were known to the Sumerians as the Meluhha, and other trade contacts may have included Egypt, Africa, however, the modern world discovered it only in the 1920s as a result of archaeological excavations and rail-road building.
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The births of Mahavira and Buddha in the 6th century BC mark the beginning of well-recorded history in the region. Around the 5th century BC, the ancient region of Afghanistan and Pakistan was invaded by the Achaemenid Empire under Darius in 522 BC[87] forming the easternmost satraps of the Persian Empire. The provinces of Sindh and Panjab were said to be the richest satraps of the Persian Empire and contributed many soldiers to various Persian expeditions. It is known that an Indian contingent fought in Xerxes' army on his expedition to Greece. Herodotus mentions that the Indus satrapy supplied cavalry and chariots to the Persian army. He also mentions that the Indus people were clad in armaments made of cotton, carried bows and arrows of cane covered with iron. Herodotus states that in 517 BC Darius sent an expedition under Scylax to explore the Indus. Under Persian rule, much irrigation and commerce flourished within the vast territory of the empire. The Persian empire was followed by the invasion of the Greeks under Alexander's army. Since Alexander was determined to reach the eastern-most limits of the Persian Empire he could not resist the temptation to conquer India (i.e. the Punjab region), which at this time was parcelled out into small chieftain-ships, who were feudatories of the Persian Empire. Alexander amalgamated the region into the expanding Hellenic empire.[citation needed] The Rigveda, in Sanskrit, goes back to about 1500 BC. The Indian literary tradition has an oral history reaching down into the Vedic period of the later 2nd millennium BC.
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Ancient India is usually taken to refer to the "golden age" of classical Indian culture, as reflected in Sanskrit literature, beginning around 500 BC with the sixteen monarchies and 'republics' known as the Mahajanapadas, stretched across the Indo-Gangetic plains from modern-day Afghanistan to Bangladesh. The largest of these nations were Magadha, Kosala, Kuru and Gandhara. Notably, the great epics of Ramayana and Mahabharata are rooted in this classical period.
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Amongst the sixteen Mahajanapadas, the kingdom of Magadha rose to prominence under a number of dynasties that peaked in power under the reign of Ashoka Maurya one of India's most legendary and famous emperors. During the reign of Ashoka, the four dynasties of Chola, Chera, and Pandya were ruling in the South, while the King Devanampiya Tissa was controlling the Anuradhapura Kingdom (now Sri Lanka). These kingdoms, while not part of Ashoka's empire, were in friendly terms with the Maurya Empire. There was a strong alliance existed between Devanampiya Tissa (250–210 BC) and Ashoka of India,[88] who sent Arahat Mahinda, four monks, and a novice being sent to Sri Lanka.[89]
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They encountered Devanampiya Tissa at Mihintale. After this meeting, Devanampiya Tissa embraced Buddhism the order of monks was established in the country.[90] Devanampiya Tissa, guided by Arahat Mahinda, took steps to firmly establish Buddhism in the country.
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The period between AD 320–550 is known as the Classical Age, when most of North India was reunited under the Gupta Empire (c. AD 320–550). This was a period of relative peace, law and order, and extensive achievements in religion, education, mathematics, arts, Sanskrit literature and drama. Grammar, composition, logic, metaphysics, mathematics, medicine, and astronomy became increasingly specialized and reached an advanced level. The Gupta Empire was weakened and ultimately ruined by the raids of Hunas (a branch of the Hephthalites emanating from Central Asia). Under Harsha (r. 606–47), North India was reunited briefly.
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The educated speech at that time was Sanskrit, while the dialects of the general population of northern India were referred to as Prakrits. The South Indian Malabar Coast and the Tamil people of the Sangam age traded with the Graeco-Roman world. They were in contact with the Phoenicians, Romans, Greeks, Arabs, Syrians, Jews, and the Chinese.[91]
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The regions of South Asia, primarily present-day India and Pakistan, were estimated to have had the largest economy of the world between the 1st and 15th centuries AD, controlling between one third and one quarter of the world's wealth up to the time of the Mughals, from whence it rapidly declined during British rule.[92]
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Chinese Civilization that emerged within the Yellow River Valley is one of five original civilizations in the world. Prior to the formation of civilization neolithic cultures such as the Longshan and Yangshao dating to 5,000 BC lived in wall cities and likely had social organizations of complex chiefdoms. The practice of rice cultivation was vital to settled life in China.
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Chinese history records such as the Records of the Grand Historian claim of the existence of the Xia Dynasty. However, as the Xia left behind no written record themselves, the time and location of their civilization has been in doubt. Some historians believe that the neolithic Erlitou culture (1900-1600 BC) is the Xia Dynasty but whether archaeological discoveries in the area Xia Dynasty or a different culture remains in doubt.
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[93][94]
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The early part of the Shang dynasty described in traditional histories (c. 1600–1300 BC) is commonly identified with archaeological finds at Erligang, Zhengzhou and Yanshi, south of the Yellow River in modern-day Henan province.
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The last capital of the Shang (c. 1300–1046 BC) at Anyang (also in Henan) has been directly confirmed by the discovery there of the earliest Chinese texts, inscriptions of divination records on the bones or shells of animals – the so-called "oracle bones".
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Towards the end of the 2nd millennium BC, the Shang were overrun by the Zhou dynasty from the Wei River valley to the west. The death of King Wu of Zhou soon after the conquest triggered a succession crisis and civil war that was suppressed by Wu's brother, the Duke of Zhou, acting as regent. The Zhou rulers at this time invoked the concept of the Mandate of Heaven to legitimize their rule, a concept that would be influential for almost every successive dynasty. The Zhou initially established their capital in the west near modern Xi'an, near the Yellow River, but they would preside over a series of expansions into the Yangtze River valley. This would be the first of many population migrations from north to south in Chinese history.
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In the 8th century BC, power became decentralized during the Spring and Autumn period, named after the influential Spring and Autumn Annals. In this period, local military leaders used by the Zhou began to assert their power and vie for hegemony. The situation was aggravated by the invasion of other peoples from the northwest, such as the Quanrong, forcing the Zhou to move their capital east to Luoyang. This marks the second large phase of the Zhou dynasty: the Eastern Zhou. In each of the hundreds of states that eventually arose, local strongmen held most of the political power and continued their subservience to the Zhou kings in name only. Local leaders for instance started using royal titles for themselves. The Hundred Schools of Thought of Chinese philosophy blossomed during this period, and such influential intellectual movements as Confucianism, Taoism, Legalism and Mohism were founded, partly in response to the changing political world. The Spring and Autumn period is marked by a falling apart of the central Zhou power. China now consisted of hundreds of states, some only as large as a village with a fort.
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After further political consolidation, seven prominent states remained by the end of the 5th century BC, and the years in which these few states battled each other is known as the Warring States period. Though there remained a nominal Zhou king until 256 BC, he was largely a figurehead and held little power. As neighboring territories of these warring states, including areas of modern Sichuan and Liaoning, were annexed, they were governed under the new local administrative system of commandery and prefecture. This system had been in use since the Spring and Autumn period and parts can still be seen in the modern system of Sheng and Xian (province and county). The final expansion in this period began during the reign of Ying Zheng, the king of Qin. His unification of the other six powers, and further annexations in the modern regions of Zhejiang, Fujian, Guangdong and Guangxi in 214 BC enabled him to proclaim himself the First Emperor (Qin Shi Huangdi).
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Qin Shi Huangdi ruled the unified China directly with absolute power. In contrast to the decentralized and feudal rule of earlier dynasties the Qin set up a number of 'commandries' around the country which answered directly to the emperor. Nationwide the philosophy of legalism was enforced and publications promoting rival ideas such as Confucianism were prohibited. In his reign unified China created the first continuous Great Wall with the use of forced labor. Invasions were launched southward to annex Vietnam. After the emperor's death rebels rose against the Qin's brutal reign in new civil wars. Ultimately the Han Dynasty arose and ruled China for over four centuries in what accounted for a long period in prosperity, with a brief interruption by the Xin Dynasty. The Han Dynasty played a great role in developing the Silk Road which would transfer wealth and ideas for millennia, and also invented paper. Though the Han enjoyed great military and economic success it was strained by the rise of aristocrats who disobeyed the central government. Public frustration provoked the Yellow Turban Rebellion – though a failure it nonetheless accelerated the empire's downfall. After 208 AD the Han Dynasty broke up into rival kingdoms. China would remain divided until 581 under the Sui Dynasty, during the era of division Buddhism would be introduced to China for the first time.
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The East Asian nations adjacent to China were all profoundly influenced by their interactions with Chinese civilization. Mongolia, Korea and Vietnam often were at war with, paid tribute to, or annexed by Imperial Chinese states. Yayoi Japan, though not occupied, had interactions with Imperial China that shaped its cultural development.
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Mongolia in ancient times was nomadic. The ethnicities, cultures and languages in modern Mongolian territory were fluid and changed frequently. The use of horses to herd and migrate started during the Iron Age. These were Tengriist horse-riding pastoral kingdoms that had close contact with the sedentary agrarian Chinese. To appease the aggressive nomads, local Chinese rulers often gave important hostages and arranged marriages. In 208 BC the Xiongnu emperor Modu Chanyu, in his first major military campaign, defeated the Donghu, who split into the new tribes Xianbei and Wuhuan. The Xiongnu were the largest nomadic enemies of the Han Dynasty fighting wars for over three centuries with the Han Dynasty before dissolving. Afterwards the Xianbei returned to rule the Steppe north of the Great Wall. The titles of Khangan and Khan come from the Xianbei.
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According to the Records of the Grand Historian by the Chinese historian Sima Qian, Wiman Joseon of Korea was founded by General Wiman from China who originally served but usurped the throne of Gojoseon (the name of ancient Korea) in 194 BC.[95] In 108 BC, the Han dynasty of China destroyed Wiman Joseon and established four commanderies on the northern Korean peninsula. Three of the commanderies were shortly lost but the Lelang commandery remained on the northwestern Korean peninsula for about 400 years. The Three Kingdoms of Korea of Baekje, Goguryeo and Silla emerged after the fall of Gojoseon and eventually expelled the Chinese. The Three Kingdoms competed with each other both economically and militarily; Goguryeo and Baekje were the main players for much of the Three Kingdoms era and controlled most of the Korean peninsula. At times more powerful than neighboring Chinese dynasties, Goguryeo (where the name "Korea" comes from) was a regional power that defeated massive invasions by the Sui dynasty multiple times.[96] Goguryeo and Baekje were eventually destroyed by a Tang dynasty and Silla alliance. Silla then drove out the Tang dynasty in 676 to control most of the Korean peninsula undisputed.
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In Vietnam, archaeologists have pointed to the Phùng Nguyên culture as the beginning of the Vietnamese identity from around 2000 BC which engaged in early bronze smelting.
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Eight hundred years later the Đông Sơn culture arose a prehistoric Bronze Age culture that was centered at the Red River Valley of northern Vietnam. Large scale rice cultivation began around 1200 BC, onward. Pottery and Bamboo working became common in this time period as well as widespread trade and navigation on inland rivers. During this time Vietnam was allegedly ruled by the semi-mythical Hong Bang Dynasty, the last Hong King was deposed by a Chinese Qin Invasion, in turn however a Chinese General declared independence and founded the Nanyue combining Chinese and Vietnamese traditions.
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Nan Yue, after a century of political maneuvers the country was annexed by the Han Dynasty in 111 B.C Originally the Han were lenient governors and attempted to integrate the Vietnamese upper class into Chinese Patriarchy. However Chinese abuse of certain vassals led to the famous but futile revolt of the Trung Sisters. Afterwards Chinese authorities ruled Vietnam directly and attempted to push Chinese culture upon the populace though peasants continued to speak Vietnamese. Vietnam would be under Chinese domination for a millennium.[97] Meanwhile, South Vietnam held a completely different identity, populated mainly by Cham People. While Northern Vietnam came under Chinese Domination, the Champa Kingdom became closer to Indian kingdoms through trade and embraced Hinduism.
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Japan first appeared in written records in AD 57 with the following mention in China's Book of the Later Han:[98] "Across the ocean from Luoyang are the people of Wa. Formed from more than one hundred tribes, they come and pay tribute frequently. The Book of Wei, written in the 3rd century, noted the country was the unification of some 30 small tribes or states and ruled by a shaman queen named Himiko of Yamataikoku. During the Han dynasty and Wei dynasty, Chinese travelers to Kyūshū recorded its inhabitants and claimed that they were the descendants of the Grand Count (Tàibó) of the Wu. The inhabitants also show traits of the pre-sinicized Wu people with tattooing, teeth-pulling and baby-carrying. The Book of Wei records the physical descriptions which are similar to ones on Haniwa statues, such men with braided hair, tattooing and women wearing large, single-piece clothing. Power was often decentralized until the creation of its first constitution in AD 600.
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In pre-Columbian times, several large, centralized ancient civilizations developed in the Western Hemisphere,[99] both in Mesoamerica and western South America. Beyond these areas, the use of agriculture expanded East of the Andes Mountains in South America particularly with the Marajoara culture, and in the continental United States with the Hopewell culture.
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The Central Andes in South America was one of the original areas of civilization, spanning 4,500 years from the Norte chico otherwise known as Caral-Supe in 3500 BC to the final the Inca Empire after which the entire continent was transformed by the 16th century Columbian Exchange. Until the late 20th century, details about Norte Chico were unclear and often confused with later cultures such as the Chavin.
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Ancient Andean Civilization began with the rise or organized fishing communities from 3,500 BC onwards. Along with a sophisticated maritime society came the construction of large monuments, which likely existed as community centers.[100] The large ceremonial structures predated the Measoamerican Olmecs by 2,000 years making Norte Chico the first civilization in the western hemisphere.
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Mesoamerican ancient civilizations included the Olmecs and Mayans. Between 2000 and 300 BC, complex cultures began to form and many matured into advanced Mesoamerican civilizations such as the: Olmec, Izapa, Teotihuacan, Maya, Zapotec, Mixtec, Huastec, Which flourished for nearly 4,000 years before the first contact with Europeans. These civilizations' progress included pyramid-temples, mathematics, astronomy, medicine, and theology.
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The Zapotec emerged around 1500 years BC. They left behind the great city Monte Alban. Their writing system had been thought to have influenced the Olmecs but, with recent evidence, the Olmec may have been the first civilization in the area to develop a true writing system independently. At the present time, there is some debate as to whether or not Olmec symbols, dated to 650 BC, are actually a form of writing preceding the oldest Zapotec writing dated to about 500 BC.[101]
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Olmec symbols found in 2002 and 2006 date to 650 BC[102] and 900 BC[103] respectively, preceding the oldest Zapotec writing.[104][105] The Olmec symbols found in 2006, dating to 900 BC, are known as the Cascajal Block. The earliest Mayan inscriptions found which are identifiably Maya date to the 3rd century BC in San Bartolo, Guatemala. The Mayan invention of writing makes Mesoamerica one of only three regions in the world that developed writing completely independently.[106]
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[107][108]
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Organized societies, in the ancient United States or Canada, were often mound builder civilizations. One of the most significant of these was the Poverty Point Culture that existed in the U.S state of Louisiana, and was responsible for the creation of over 100 mound sites. The Mississippi River was a core area in the development of long distance trade and culture. Following Poverty Point, successive complex cultures such as the Hopewell emerged in the Southeastern United States in the Early Woodland period. Before 500 AD many mound builder societies, retained a hunter gatherer form of subsistence.
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The history of the Etruscans can be traced relatively accurately, based on the examination of burial sites, artifacts, and writing. Etruscans culture that is identifiably and certainly Etruscan developed in Italy in earnest by 900 BC approximately with the Iron Age Villanovan culture, regarded as the oldest phase of Etruscan civilization.[109][110][111][112][113] The latter gave way in the 7th century to an increasingly orientalizing culture that was influenced by Greek traders and Greek neighbors in Magna Graecia, the Hellenic civilization of southern Italy, evidenced by around 13,000 inscriptions in an alphabet similar to that of Euboean Greek, in the Pre-Indo-European Etruscan language. The burial tombs, some of which had been fabulously decorated, promotes the idea of an aristocratic city-state, with centralized power structures maintaining order and constructing public works, such as irrigation networks, roads, and town defenses.
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Ancient Greece is the period in Greek history lasting for close to a millennium, until the rise of Christianity. It is considered by most historians to be the foundational culture of Western Civilization. Greek culture was a powerful influence in the Roman Empire, which carried a version of it to many parts of Europe.
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The earliest known human settlements in Greece were on the island of Crete, more than 9,000 years ago, though there is evidence of tool use on the island going back over 100,000 years.[114] The earliest evidence of a civilisation in ancient Greece is that of the Minoans on Crete, dating as far back as 3600 BC. On the mainland, the Mycenaean civilisation rose to prominence around 1600 BC, superseded the Minoan civilisation on Crete, and lasted until about 1100 BC, leading to a period known as the Greek Dark Ages.
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The Archaic Period in Greece is generally considered to have lasted from around the eighth century BC to the invasion by Xerxes in 480 BC. This period saw the expansion of the Greek world around the Mediterranean, with the founding of Greek city-states as far afield as Sicily in the West and the Black sea in the East.[115] Politically, the Archaic period in Greece saw the collapse of the power of the old aristocracies,[116] with democratic reforms in Athens and the development of Sparta's unique constitution. The end of the Archaic period also saw the rise of Athens, which would come to be a dominant power in the Classical period, after the reforms of Solon and the tyranny of Pisistratus.[116]
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The Classical Greek world was dominated throughout the fifth century BC by the major powers of Athens and Sparta. Through the Delian League, Athens was able to convert Pan-hellenist sentiment and fear of the Persian threat into a powerful empire, and this, along with the conflict between Sparta and Athens culminating in the Peloponnesian war, was the major political development of the first part of the Classical period.[117]
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The period in Greek history from the death of Alexander the Great until the rise of the Roman empire and its conquest of Egypt in 30 BC is known as the Hellenistic period. The name derives from the Greek word Hellenistes ("the Greek speaking ones"), and describes the spread of Greek culture into the non-Greek world following the conquests of Alexander and the rise of his successors.
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Following the Battle of Corinth in 146 BC, Greece came under Roman rule, ruled from the province of Macedonia. In 27 BC, Augustus organised the Greek peninsula into the province of Achaea. Greece remained under Roman control until the break up of the Roman empire, in which it remained part of the Eastern Empire. Much of Greece remained under Byzantine control until the end of the Byzantine empire in 1453 AD.
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Ancient Rome was a civilization that grew out of the city-state of Rome, originating as a small agricultural community founded on the Italian Peninsula in the 9th century BC. In its twelve centuries of existence, Roman civilization shifted from a monarchy to an oligarchic republic to an increasingly autocratic empire.
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Roman civilization is often grouped into "classical antiquity" with ancient Greece, a civilization that inspired much of the culture of ancient Rome. Ancient Rome contributed greatly to the development of law, war, art, literature, architecture, and language in the Western world, and its history continues to have a major influence on the world today. The Roman civilization came to dominate Europe and the Mediterranean region through conquest and assimilation.
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Throughout the territory under the control of ancient Rome, residential architecture ranged from very modest houses to country villas. A number of Roman founded cities had monumental structures. Many contained fountains with fresh drinking-water supplied by hundreds of miles of aqueducts, theatres, gymnasiums, bath complexes sometime with libraries and shops, marketplaces, and occasionally functional sewers. A number of factors led to the eventual decline of the Roman Empire. The western half of the empire, including Hispania, Gaul, and Italy, eventually broke into independent kingdoms in the 5th century; the Eastern Roman Empire, governed from Constantinople, is referred to as the Byzantine Empire after AD 476, the traditional date for the "fall of Rome" and subsequent onset of the Middle Ages.
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The Roman Empire underwent considerable social, cultural and organizational change starting with reign of Diocletian, who began the custom of splitting the Empire into Eastern and Western halves ruled by multiple emperors. Beginning with Constantine the Great the Empire was Christianized, and a new capital founded at Constantinople. Migrations of Germanic tribes disrupted Roman rule from the late 4th century onwards, culminating in the eventual collapse of the Empire in the West in 476, replaced by the so-called barbarian kingdoms. The resultant cultural fusion of Greco-Roman, Germanic and Christian traditions formed the cultural foundations of Europe.
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The Huns left practically no written records. There is no record of what happened between the time they left the Mongolian Plateau and arrived in Europe 150 years later. The last mention of the northern Xiongnu was their defeat by the Chinese in 151 at the lake of Barkol,[118] after which they fled to the western steppe at Kangju (centered on the city of Turkistan in Kazakhstan). Chinese records between the 3rd and 4th centuries suggest that a small tribe called Yueban, remnants of Northern Xiongnu, was distributed about the steppe of Kazakhstan.
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The Hun-Xiongnu connection is controversial at best and is often disputed but is also not completely discredited.[119][120][121] Historians have estimated that the origins of the Huns came somewhere's from within Kazakhstan.[122] Approaching the Danube River in 370 A.D the Huns would repeatedly invaded Europe and wreaked havoc on the Roman Empire during Late Antiquity. They later dissolved and became part of the native population.
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The Celts were a diverse group of tribal societies in Iron Age Europe. Proto-Celtic culture formed in the Early Iron Age in Central Europe (Hallstatt period, named for the site in present-day Austria). By the later Iron Age (La Tène period), Celts had expanded over wide range of lands: as far west as Ireland and the Iberian Peninsula, as far east as Galatia (central Anatolia), and as far north as Scotland.[123] By the early centuries AD, following the expansion of the Roman Empire and the Great Migrations of Germanic peoples, Celtic culture had become
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restricted to the British Isles (Insular Celtic), with the Continental Celtic languages extinct by the mid-1st millennium AD.
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Migration of Germanic peoples to Britain from what is now northern Germany and southern Scandinavia is attested from the 5th century (e.g. Undley bracteate).[124] Based on Bede's Historia ecclesiastica gentis Anglorum, the intruding population is traditionally divided into Angles, Saxons, and Jutes, but their composition was likely less clear-cut and may also have included ancient Frisians and Franks. The Anglo-Saxon Chronicle contains text that may be the first recorded indications of the movement of these Germanic Tribes to Britain.[125] The Angles and Saxons and Jutes were noted to be a confederation in the Greek Geographia written by Ptolemy in around AD 150.
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Anglo-Saxon is the term usually used to describe the peoples living in the south and east of Great Britain from the early 5th century AD.[126] Benedictine monk Bede identified them as the descendants of three Germanic tribes: the Angles, the Saxons, and the Jutes, from the Jutland peninsula and Lower Saxony (German: Niedersachsen, Germany). The Angles may have come from Angeln, and Bede wrote their nation came to Britain, leaving their land empty.[127] They spoke closely related Germanic dialects. The Anglo-Saxons knew themselves as the "Englisc," from which the word "English" derives.
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Viking refers to a member of the Norse (Scandinavian) peoples, famous as explorers, warriors, merchants, and pirates, who raided and colonized wide areas of Europe beginning in the late 8th.[128] These Norsemen used their famed longships to travel. The Viking Age forms a major part of Scandinavian history, with a minor, yet significant part in European history.
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The term Late Antiquity is the transitional centuries from Classical Antiquity to the Middle Ages in both mainland Europe and the Mediterranean world: generally from the end of the Roman Empire's Crisis of the 3rd century (c. 284) to the Islamic conquests and the re-organization of the Byzantine Empire under Heraclius that occurred in the seventh century. The beginning of the post-classical age (known as the Middle Ages for Europe) following the fall of the Western Roman Empire spanning roughly from A.D 500 to 1500. Aspects of continuity with the earlier classical period are discussed in greater detail under the heading "Late Antiquity".
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There has been attempt by scholars to connect European Late Antiquity to other areas in Eurasia.[129] To an extent most centralized kingdoms within proximity to Steppe grasslands faced major challenges or in some cases complete destruction in the 5th–6th century in the case of nomadic invasions and political fragmentation. The Western Roman Empire in Europe and the Gupta Empire in India, and the Jin in North China were overwhelmed by tribal invasions. Nomadic invasions along with worldwide natural climate change, the Plague of Justinian and the rise of proselytizing religions changed the face of the Old World. Still disconnected was the New World who also built complex societies but at a separate and different pace. By 500 the world era of Post-classical history had begun.
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Despite being placed in different eras of history in an academic view of world history, Ancient and Post Classical eras are linked with each other in the case of the Old World. Land and coastal trade routes, often went on similar or the same directions, and many of the inventions and religions which were birthed prior to 500 A.D such as Christianity, Judaism, Hinduism and Buddhism grew to be even more important for societies and individuals.
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Map of the world in 2000 BC.
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Map of the world in 1000 BC.
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Map of the world in 200 BC.
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Map of the World in 300 AD.
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General information
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Jacques-Louis David (French: [ʒaklwi david]; 30 August 1748 – 29 December 1825) was a French painter in the Neoclassical style, considered to be the preeminent painter of the era. In the 1780s his cerebral brand of history painting marked a change in taste away from Rococo frivolity toward classical austerity and severity and heightened feeling,[1] harmonizing with the moral climate of the final years of the Ancien Régime.
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David later became an active supporter of the French Revolution and friend of Maximilien Robespierre (1758–1794), and was effectively a dictator of the arts under the French Republic. Imprisoned after Robespierre's fall from power, he aligned himself with yet another political regime upon his release: that of Napoleon, The First Consul of France. At this time he developed his Empire style, notable for its use of warm Venetian colours. After Napoleon's fall from Imperial power and the Bourbon revival, David exiled himself to Brussels, then in the United Kingdom of the Netherlands, where he remained until his death. David had many pupils, making him the strongest influence in French art of the early 19th century, especially academic Salon painting.
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Jacques-Louis David was born into a prosperous French family in Paris on 30 August 1748. When he was about nine his father was killed in a duel and his mother left him with his well-off architect uncles. They saw to it that he received an excellent education at the Collège des Quatre-Nations, University of Paris, but he was never a good student—he had a facial tumor that impeded his speech, and he was always preoccupied with drawing. He covered his notebooks with drawings, and he once said, "I was always hiding behind the instructor's chair, drawing for the duration of the class". Soon, he desired to be a painter, but his uncles and mother wanted him to be an architect. He overcame the opposition, and went to learn from François Boucher (1703–1770), the leading painter of the time, who was also a distant relative. Boucher was a Rococo painter, but tastes were changing, and the fashion for Rococo was giving way to a more classical style. Boucher decided that instead of taking over David's tutelage, he would send David to his friend, Joseph-Marie Vien (1716–1809), a painter who embraced the classical reaction to Rococo. There, David attended the Royal Academy, based in what is now the Louvre.
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Each year the Academy awarded an outstanding student the prestigious Prix de Rome, which funded a 3- to 5-year stay in the Eternal City. Since artists were now revisiting classical styles, the trip to Rome provided its winners the opportunity to study the remains of classical antiquity and the works of the Italian Renaissance masters at first hand. Each pensionnaire was lodged in the French Academy's Roman outpost, which from the years 1737 to 1793 was the Palazzo Mancini in the Via del Corso. David competed for, and failed to win, the prize for three consecutive years (with Minerva Fighting Mars, Diana and Apollo Killing Niobe's Children and The Death of Seneca). Each failure contributed to his lifelong grudge against the institution. After his second loss in 1772, David went on a hunger strike, which lasted two and a half days before the faculty encouraged him to continue painting. Confident he now had the support and backing needed to win the prize, he resumed his studies with great zeal—only to fail to win the Prix de Rome again the following year. Finally, in 1774, David was awarded the Prix de Rome on the strength of his painting of Erasistratus Discovering the Cause of Antiochus' Disease, a subject set by the judges. In October 1775 he made the journey to Italy with his mentor, Joseph-Marie Vien, who had just been appointed director of the French Academy at Rome.[2]
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While in Italy, David mostly studied the works of 17th-century masters such as Poussin, Caravaggio, and the Carracci.[2] Although he declared, "the Antique will not seduce me, it lacks animation, it does not move",[2] David filled twelve sketchbooks with drawings that he and his studio used as model books for the rest of his life. He was introduced to the painter Raphael Mengs (1728–1779), who opposed the Rococo tendency to sweeten and trivialize ancient subjects, advocating instead the rigorous study of classical sources and close adherence to ancient models. Mengs' principled, historicizing approach to the representation of classical subjects profoundly influenced David's pre-revolutionary painting, such as The Vestal Virgin, probably from the 1780s. Mengs also introduced David to the theoretical writings on ancient sculpture by Johann Joachim Winckelmann (1717–1768), the German scholar held to be the founder of modern art history.[3] As part of the Prix de Rome, David toured the newly excavated ruins of Pompeii in 1779, which deepened his belief that the persistence of classical culture was an index of its eternal conceptual and formal power. During the trip David also assiduously studied the High Renaissance painters, Raphael making a profound and lasting impression on the young French artist.
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Although David's fellow students at the academy found him difficult to get along with, they recognized his genius. David's stay at the French Academy in Rome was extended by a year. In July 1780, he returned to Paris.[2] There, he found people ready to use their influence for him, and he was made an official member of the Royal Academy. He sent the Academy two paintings, and both were included in the Salon of 1781, a high honor. He was praised by his famous contemporary painters, but the administration of the Royal Academy was very hostile to this young upstart. After the Salon, the King granted David lodging in the Louvre, an ancient and much desired privilege of great artists. When the contractor of the King's buildings, M. Pécoul, was arranging with David, he asked the artist to marry his daughter, Marguerite Charlotte. This marriage brought him money and eventually four children. David had about 50 of his own pupils and was commissioned by the government to paint "Horace defended by his Father", but he soon decided, "Only in Rome can I paint Romans." His father-in-law provided the money he needed for the trip, and David headed for Rome with his wife and three of his students, one of whom, Jean-Germain Drouais (1763–1788), was the Prix de Rome winner of that year.
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In Rome, David painted his famous Oath of the Horatii, 1784. In this piece, the artist references Enlightenment values while alluding to Rousseau's social contract. The republican ideal of the general became the central focus of the painting with all three sons positioned in compliance with the father. The Oath between the characters can be read as an act of unification of men to the binding of the state.[4] The issue of gender roles also becomes apparent in this piece, as the women in Horatii greatly contrast the group of brothers. David depicts the father with his back to the women, shutting them out of the oath. They also appear to be smaller in scale and physically isolated from the male figures.[5] The masculine virility and discipline displayed by the men's rigid and confident stances is also severely contrasted to the slouching, swooning female softness created in the other half of the composition.[6] Here we see the clear division of male-female attributes that confined the sexes to specific roles under Rousseau's popularized doctrine of "separate spheres".
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These revolutionary ideals are also apparent in the Distribution of Eagles. While Oath of the Horatii and The Tennis Court Oath stress the importance of masculine self-sacrifice for one's country and patriotism, the Distribution of Eagles would ask for self-sacrifice for one's Emperor (Napoleon) and the importance of battlefield glory.
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In 1787, David did not become the Director of the French Academy in Rome, which was a position he wanted dearly. The Count in charge of the appointments said David was too young, but said he would support him in 6 to 12 years. This situation would be one of many that would cause him to lash out at the Academy in years to come.
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For the Salon of 1787, David exhibited his famous Death of Socrates. "Condemned to death, Socrates, strong, calm and at peace, discusses the immortality of the soul. Surrounded by Crito, his grieving friends and students, he is teaching, philosophizing, and in fact, thanking the God of Health, Asclepius, for the hemlock brew which will ensure a peaceful death... The wife of Socrates can be seen grieving alone outside the chamber, dismissed for her weakness. Plato is depicted as an old man seated at the end of the bed." Critics compared the Socrates with Michelangelo's Sistine Ceiling and Raphael's Stanze, and one, after ten visits to the Salon, described it as "in every sense perfect". Denis Diderot said it looked like he copied it from some ancient bas-relief. The painting was very much in tune with the political climate at the time. For this painting, David was not honored by a royal "works of encouragement".
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For his next painting, David created The Lictors Bring to Brutus the Bodies of His Sons. The work had tremendous appeal for the time. Before the opening of the Salon, the French Revolution had begun. The National Assembly had been established, and the Bastille had fallen. The royal court did not want propaganda agitating the people, so all paintings had to be checked before being hung. David's portrait of Lavoisier, who was a chemist and physicist as well as an active member of the Jacobin party, was banned by the authorities for such reasons.[7] When the newspapers reported that the government had not allowed the showing of The Lictors Bring to Brutus the Bodies of His Sons, the people were outraged, and the royals were forced to give in. The painting was hung in the exhibition, protected by art students. The painting depicts Lucius Junius Brutus, the Roman leader, grieving for his sons. Brutus's sons had attempted to overthrow the government and restore the monarchy, so the father ordered their death to maintain the republic. Brutus was the heroic defender of the republic, sacrificing his own family for the good of the republic. On the right, the mother holds her two daughters, and the nurse is seen on the far right, in anguish. Brutus sits on the left, alone, brooding, seemingly dismissing the dead bodies of his sons. Knowing what he did was best for his country, but the tense posture of his feet and toes reveals his inner turmoil. The whole painting was a Republican symbol, and obviously had immense meaning during these times in France. It exemplified civic virtue, a value highly regarded during the Revolution.
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In the beginning, David was a supporter of the Revolution, a friend of Robespierre, and a member of the Jacobin Club. While others were leaving the country for new and greater opportunities, David stayed behind to help destroy the old order. He was a regicide who voted in the National Convention for the Execution of Louis XVI. It is uncertain why he did so,[citation needed] as there were many more opportunities for him under the King than the new order. Some people suggest David's love for the classical made him embrace everything about that period, including a republican government.
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Others believed that they found the key to the artist's revolutionary career in his personality. Undoubtedly, David's artistic sensibility, mercurial temperament, volatile emotions, ardent enthusiasm and fierce independence might have been expected to help turn him against the established order, but they did not fully explain his devotion to the republican regime, and the vague statements of those who insisted upon his "powerful ambition...and unusual energy of will" did not actually account for his revolutionary connections. Those who knew him maintained that "generous ardor", high-minded idealism and well-meaning though sometimes fanatical enthusiasm, rather than opportunism and jealousy, motivated his activities during this period.
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Soon, David turned his critical sights on the Royal Academy of Painting and Sculpture. The attack was probably caused primarily by the hypocrisy of the organization and their personal opposition against his work, as seen in previous episodes in David's life. The Royal Academy was controlled by royalists, who opposed David's attempts at reform and so the National Assembly finally ordered it to make changes to conform to the new constitution.
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David then began work on something that would later hound him: propaganda for the new republic. David's painting of Brutus was shown during the play Brutus by Voltaire.
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In 1789, David attempted to leave his artistic mark on the historical beginnings of the French Revolution with his painting of The Oath of the Tennis Court. David undertook the task not out of personal political conviction but rather because he was commissioned to do so. The painting was meant to commemorate the event of the same name but was never completed. A meeting of the Estates General was convened in May to address reforms of the monarchy. Dissent arose over whether the three estates would meet separately, as had been tradition, or as one body. The King's acquiescence with the demands of the upper orders led to the deputies of the Third Estate renaming themselves as the National Assembly on 17 June. They were locked out of the meeting hall three days later when they attempted to meet, and forced to reconvene to the royal indoor tennis court. Presided over by Jean-Sylvain Bailly, they made a 'solemn oath never to separate' until a national constitution had been created. In 1789 this event was seen as a symbol of the national unity against the ancien regime. Rejecting the current conditions, the oath signified a new transition in human history and ideology.[8] David was enlisted by the Society of Friends of the Constitution, the body that would eventually form the Jacobins, to enshrine this symbolic event.[9]
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This instance is notable in more ways than one because it eventually led David to finally become involved in politics as he joined the Jacobins. The picture was meant to be massive in scale; the figures in the foreground were to be life-sized portraits of the counterparts, including Jean-Sylvain Bailly, the President of the Constituent Assembly. Seeking additional funding, David turned to the Society of Friends of the Constitution. The funding for the project was to come from over three thousand subscribers hoping to receive a print of the image. However, when the funding was insufficient, the state ended up financing the project.[2]
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David set out in 1790 to transform the contemporary event into a major historical picture which would appear at the Salon of 1791 as a large pen-and-ink drawing. As in the Oath of the Horatii, David represents the unity of men in the service of a patriotic ideal. The outstretched arms which are prominent in both works betray David's deeply held belief that acts of republican virtue akin to those of the Romans were being played out in France. In what was essentially an act of intellect and reason, David creates an air of drama in this work. The very power of the people appears to be "blowing" through the scene with the stormy weather, in a sense alluding to the storm that would be the revolution.
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Symbolism in this work of art closely represents the revolutionary events taking place at the time. The figure in the middle is raising his right arm making the oath that they will never disband until they have reached their goal of creating a "constitution of the realm fixed upon solid foundations".[10] The importance of this symbol is highlighted by the fact that the crowd's arms are angled to his hand forming a triangular shape. Additionally, the open space in the top half contrasted to the commotion in the lower half serves to emphasize the magnitude of the Tennis Court Oath.
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In his attempt to depict political events of the Revolution in "real time", David was venturing down a new and untrodden path in the art world. However, Thomas Crow argues that this path "proved to be less a way forward than a cul-de-sac for history painting".[9] Essentially, the history of the demise of David's The Tennis Court Oath illustrates the difficulty of creating works of art that portray current and controversial political occurrences. Political circumstances in France proved too volatile to allow the completion of the painting. The unity that was to be symbolized in The Tennis Court Oath no longer existed in radicalized 1792. The National Assembly had split between conservatives and radical Jacobins, both vying for political power. By 1792 there was no longer consensus that all the revolutionaries at the tennis court were "heroes". A sizeable number of the heroes of 1789 had become the villains of 1792. In this unstable political climate David's work remained unfinished. With only a few nude figures sketched onto the massive canvas, David abandoned The Oath of the Tennis Court. To have completed it would have been politically unsound. After this incident, when David attempted to make a political statement in his paintings, he returned to the less politically charged use of metaphor to convey his message.
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When Voltaire died in 1778, the church denied him a church burial, and his body was interred near a monastery. A year later, Voltaire's old friends began a campaign to have his body buried in the Panthéon, as church property had been confiscated by the French Government. In 1791, David was appointed to head the organizing committee for the ceremony, a parade through the streets of Paris to the Panthéon. Despite rain and opposition from conservatives due to the amount of money spent, the procession went ahead. Up to 100,000 people watched the "Father of the Revolution" being carried to his resting place. This was the first of many large festivals organized by David for the republic. He went on to organize festivals for martyrs that died fighting royalists. These funerals echoed the religious festivals of the pagan Greeks and Romans and are seen by many as Saturnalian.
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David incorporated many revolutionary symbols into these theatrical performances and orchestrated ceremonial rituals, in effect radicalizing the applied arts themselves. The most popular symbol for which David was responsible as propaganda minister was drawn from classical Greek images; changing and transforming them with contemporary politics. In an elaborate festival held on the anniversary of the revolt that brought the monarchy to its knees, David's Hercules figure was revealed in a procession following the Goddess of Liberty (Marianne). Liberty, the symbol of Enlightenment ideals was here being overturned by the Hercules symbol; that of strength and passion for the protection of the Republic against disunity and factionalism.[11] In his speech during the procession, David "explicitly emphasized the opposition between people and monarchy; Hercules was chosen, after all, to make this opposition more evident".[12] The ideals that David linked to his Hercules single-handedly transformed the figure from a sign of the old regime into a powerful new symbol of revolution. "David turned him into the representation of a collective, popular power. He took one of the favorite signs of monarchy and reproduced, elevated, and monumentalized it into the sign of its opposite."[13] Hercules, the image, became to the revolutionaries, something to rally around.
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In June 1791, the King made an ill-fated attempt to flee the country, but was apprehended short of his goal on the Austrian Netherlands border and was forced to return under guard to Paris. Louis XVI had made secret requests to Emperor Leopold II of Austria, Marie-Antoinette's brother, to restore him to his throne. This was granted and Austria threatened France if the royal couple were hurt. In reaction, the people arrested the King. This led to an Invasion after the trials and execution of Louis and Marie-Antoinette. The Bourbon monarchy was destroyed by the French people in 1792—it would be restored after Napoleon, then destroyed again with the Restoration of the House of Bonaparte. When the new National Convention held its first meeting, David was sitting with his friends Jean-Paul Marat and Robespierre. In the Convention, David soon earned the nickname "ferocious terrorist". Robespierre's agents discovered a secret vault containing the King's correspondence which proved he was trying to overthrow the government, and demanded his execution. The National Convention held the trial of Louis XVI; David voted for the death of the King, causing his wife, a royalist, to divorce him.[citation needed]
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When Louis XVI was executed on 21 January 1793, another man had already died as well—Louis Michel le Peletier de Saint-Fargeau. Le Peletier was killed on the preceding day by a royal bodyguard in revenge for having voted for the death of the King. David was called upon to organize a funeral, and he painted Le Peletier Assassinated. In it, the assassin's sword was seen hanging by a single strand of horsehair above Le Peletier's body, a concept inspired by the proverbial ancient tale of the sword of Damocles, which illustrated the insecurity of power and position. This underscored the courage displayed by Le Peletier and his companions in routing an oppressive king. The sword pierces a piece of paper on which is written "I vote the death of the tyrant", and as a tribute at the bottom right of the picture David placed the inscription "David to Le Peletier. 20 January 1793". The painting was later destroyed by Le Peletier's royalist daughter, and is known by only a drawing, an engraving, and contemporary accounts. Nevertheless, this work was important in David's career because it was the first completed painting of the French Revolution, made in less than three months, and a work through which he initiated the regeneration process that would continue with The Death of Marat, David's masterpiece.
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On 13 July 1793, David's friend Marat was assassinated by Charlotte Corday with a knife she had hidden in her clothing. She gained entrance to Marat's house on the pretense of presenting him a list of people who should be executed as enemies of France. Marat thanked her and said that they would be guillotined next week upon which Corday immediately fatally stabbed him. She was guillotined shortly thereafter. Corday was of an opposing political party, whose name can be seen in the note Marat holds in David's subsequent painting, The Death of Marat. Marat, a member of the National Convention and a journalist, had a skin disease that caused him to itch horribly. The only relief he could get was in his bath over which he improvised a desk to write his list of suspect counter-revolutionaries who were to be quickly tried and, if convicted, guillotined. David once again organized a spectacular funeral, and Marat was buried in the Panthéon. Marat's body was to be placed upon a Roman bed, his wound displayed and his right arm extended holding the pen which he had used to defend the Republic and its people. This concept was to be complicated by the fact that the corpse had begun to putrefy. Marat's body had to be periodically sprinkled with water and vinegar as the public crowded to see his corpse prior to the funeral on 15 and 16 July. The stench became so bad however that the funeral had to be brought forward to the evening of 16 July.[14]
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The Death of Marat, perhaps David's most famous painting, has been called the Pietà of the revolution. Upon presenting the painting to the convention, he said "Citizens, the people were again calling for their friend; their desolate voice was heard: David, take up your brushes..., avenge Marat... I heard the voice of the people. I obeyed." David had to work quickly, but the result was a simple and powerful image.
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The Death of Marat, 1793, became the leading image of the Terror and immortalized both Marat and David in the world of the revolution. This piece stands today as "a moving testimony to what can be achieved when an artist's political convictions are directly manifested in his work".[15] A political martyr was instantly created as David portrayed Marat with all the marks of the real murder, in a fashion which greatly resembles that of Christ or his disciples.[16] The subject although realistically depicted remains lifeless in a rather supernatural composition. With the surrogate tombstone placed in front of him and the almost holy light cast upon the whole scene; alluding to an out of this world existence. "Atheists though they were, David and Marat, like so many other fervent social reformers of the modern world, seem to have created a new kind of religion."[17] At the very center of these beliefs, there stood the republic.
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After the King's execution, war broke out between the new Republic and virtually every major power in Europe. David, as a member of the Committee of General Security, contributed directly to the Reign of Terror.[18] David organized his last festival: the festival of the Supreme Being. Robespierre had realized what a tremendous propaganda tool these festivals were, and he decided to create a new religion, mixing moral ideas with the Republic and based on the ideas of Rousseau. This process had already begun by confiscating church lands and requiring priests to take an oath to the state. The festivals, called fêtes, would be the method of indoctrination. On the appointed day, 20 Prairial by the revolutionary calendar, Robespierre spoke, descended steps, and with a torch presented to him by David, incinerated a cardboard image symbolizing atheism, revealing an image of wisdom underneath.
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Soon, the war began to go well; French troops marched across the southern half of the Netherlands (which would later become Belgium), and the emergency that had placed the Committee of Public Safety in control was no more. Then plotters seized Robespierre at the National Convention and he was later guillotined, in effect ending the Reign of Terror. As Robespierre was arrested, David yelled to his friend "if you drink hemlock, I shall drink it with you."[19] After this, he supposedly fell ill, and did not attend the evening session because of "stomach pain", which saved him from being guillotined along with Robespierre. David was arrested and placed in prison, first from 2 August to 28 December 1794 and then from 29 May to 3 August 1795.[2] There he painted his own portrait, showing him much younger than he actually was, as well as that of his jailer.
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After David's wife visited him in jail, he conceived the idea of telling the story of The rape of the Sabine women. The Sabine Women Enforcing Peace by Running between the Combatants, also called The Intervention of the Sabine Women is said to have been painted to honor his wife, with the theme being love prevailing over conflict. The painting was also seen as a plea for the people to reunite after the bloodshed of the revolution.[20]
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David conceived a new style for this painting, one which he called the "Pure Greek Style", as opposed to the "Roman style" of his earlier historical paintings. The new style was influenced heavily by the work of art historian Johann Joachim Winckelmann. In David's words, "the most prominent general characteristics of the Greek masterpieces are a noble simplicity and silent greatness in pose as well as in expression."[21] Instead of the muscularity and angularity of the figures of his past works, these were more air-brushed, feminine, and painterly.
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This work also brought him to the attention of Napoleon. The story for the painting is as follows: "The Romans have abducted the daughters of their neighbors, the Sabines. To avenge this abduction, the Sabines attacked Rome, although not immediately—since Hersilia, the daughter of Tatius, the leader of the Sabines, had been married to Romulus, the Roman leader, and then had two children by him in the interim. Here we see Hersilia between her father and husband as she adjures the warriors on both sides not to take wives away from their husbands or mothers away from their children. The other Sabine Women join in her exhortations." During this time, the martyrs of the Revolution were taken from the Pantheon and buried in common ground, and revolutionary statues were destroyed. When David was finally released to the country, France had changed. His wife managed to get him released from prison, and he wrote letters to his former wife, and told her he never ceased loving her. He remarried her in 1796. Finally, wholly restored to his position, he retreated to his studio, took pupils and for the most part, retired from politics.
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In August 1796, David and many other artists signed a petition orchestrated by Quatremère de Quincy which questioned the wisdom of the planned seizure of works of art from Rome. The Director Barras believed that David was "tricked" into signing, although one of David's students recalled that in 1798 his master lamented the fact that masterpieces had been imported from Italy.
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David's close association with the Committee of Public Safety during the Terror resulted in his signing of the death warrant for Alexandre de Beauharnais, a minor noble. Beauharnais's widow, Joséphine, went on to marry Napoleon Bonaparte and became his empress; David himself depicted their coronation in the Coronation of Napoleon and Josephine, 2 December 1804.
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David had been an admirer of Napoleon from their first meeting, struck by Bonaparte's classical features. Requesting a sitting from the busy and impatient general, David was able to sketch Napoleon in 1797. David recorded the face of the conqueror of Italy, but the full composition of Napoleon holding the peace treaty with Austria remains unfinished. This was likely a decision by Napoleon himself after considering the current political situation. He may have considered the publicity the portrait would bring about to be ill-timed. Bonaparte had high esteem for David, and asked him to accompany him to Egypt in 1798, but David refused, seemingly unwilling to give up the material comfort, safety, and peace of mind he had obtained through the years. Draftsman and engraver Dominique Vivant Denon went to Egypt instead, providing mostly documentary and archaeological work.[22]
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After Napoleon's successful coup d'état in 1799, as First Consul he commissioned David to commemorate his daring crossing of the Alps. The crossing of the St. Bernard Pass had allowed the French to surprise the Austrian army and win victory at the Battle of Marengo on 14 June 1800. Although Napoleon had crossed the Alps on a mule, he requested that he be portrayed "calm upon a fiery steed". David complied with Napoleon Crossing the Saint-Bernard. After the proclamation of the Empire in 1804, David became the official court painter of the regime. During this period he took students, one of whom was the Belgian painter Pieter van Hanselaere.
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One of the works David was commissioned for was The Coronation of Napoleon (1805-1807). David was permitted to watch the event. He had plans of Notre Dame delivered and participants in the coronation came to his studio to pose individually, though never the Emperor (the only time David obtained a sitting from Napoleon had been in 1797). David did manage to get a private sitting with the Empress Joséphine and Napoleon's sister, Caroline Murat, through the intervention of erstwhile art patron Marshal Joachim Murat, the Emperor's brother-in-law. For his background, David had the choir of Notre Dame act as his fill-in characters. Pope Pius VII came to sit for the painting, and actually blessed David. Napoleon came to see the painter, stared at the canvas for an hour and said "David, I salute you." David had to redo several parts of the painting because of Napoleon's various whims, and for this painting, he received twenty-four thousand Francs.
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David was made a Chevalier de la Légion d'honneur in 1803. He was promoted to an Officier in 1808. And, in 1815, he was promoted to a Commandant (now Commandeur) de la Légion d'honneur.
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On the Bourbons returning to power, David figured in the list of proscribed former revolutionaries and Bonapartists—for having voted execution for the deposed King Louis XVI; and for participating in the death of Louis XVII. Mistreated and starved, the imprisoned Louis XVII was forced into a false confession of incest with his mother, Queen Marie-Antoinette. This was untrue, as the son was separated from his mother early and was not allowed communication with her, nevertheless, the allegation helped earn her the guillotine. The newly restored Bourbon King, Louis XVIII, however, granted amnesty to David and even offered him the position of court painter. David refused, preferring self-exile in Brussels. There, he trained and influenced Brussels artists like François-Joseph Navez and Ignace Brice, painted Cupid and Psyche and quietly lived the remainder of his life with his wife (whom he had remarried). In that time, he painted smaller-scale mythological scenes, and portraits of citizens of Brussels and Napoleonic émigrés, such as the Baron Gerard.
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David created his last great work, Mars Being Disarmed by Venus and the Three Graces, from 1822 to 1824. In December 1823, he wrote: "This is the last picture I want to paint, but I want to surpass myself in it. I will put the date of my seventy-five years on it and afterwards I will never again pick up my brush." The finished painting—evoking painted porcelain because of its limpid coloration—was exhibited first in Brussels, then in Paris, where his former students flocked to view it.
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The exhibition was profitable—13,000 francs, after deducting operating costs, thus, more than 10,000 people visited and viewed the painting. In his later years, David remained in full command of his artistic faculties, even after a stroke in the spring of 1825 disfigured his face and slurred his speech. In June 1825, he resolved to embark on an improved version of his Anger of Achilles (also known as the Sacrifice of Iphigenie); the earlier version was completed in 1819 and is now in the collection of the Kimbell Art Museum in Fort Worth, Texas. David remarked to his friends who visited his studio "this [painting] is what is killing me" such was his determination to complete the work, but by October it must have already been well advanced, as his former pupil Gros wrote to congratulate him, having heard reports of the painting's merits. By the time David died, the painting had been completed and the commissioner Ambroise Firmin-Didot brought it back to Paris to include it in the exhibition "Pour les grecs" that he had organised and which opened in Paris in April 1826.
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When David was leaving a theater, a carriage struck him, and he later died, on 29 December 1825. At his death, some portraits were auctioned in Paris, they sold for little; the famous Death of Marat was exhibited in a secluded room, to avoid outraging public sensibilities. Disallowed return to France for burial, for having been a regicide of King Louis XVI, the body of the painter Jacques-Louis David was buried in Brussels and moved in 1882 to Brussels Cemetery, while some say his heart was buried with his wife at Père Lachaise Cemetery, Paris.
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The theme of the oath found in several works like The Oath of the Tennis Court, The Distribution of the Eagles, and Leonidas at Thermopylae, was perhaps inspired by the rituals of Freemasonry. In 1989 during the "David against David" conference Albert Boime was able to prove, on the basis of a document dated in 1787, the painter's membership in the "La Moderation" Masonic Lodge.[23][24]
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Jacques-Louis David's facial abnormalities were traditionally reported to be a consequence of a deep facial sword wound after a fencing incident. These left him with a noticeable asymmetry during facial expression and resulted in his difficulty in eating or speaking (he could not pronounce some consonants such as the letter 'r'). A sword scar wound on the left side of his face is present in his self-portrait and sculptures and corresponds to some of the buccal branches of the facial nerve. An injury to this nerve and its branches are likely to have resulted in the difficulties with his left facial movement.
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Furthermore, as a result of this injury, he suffered from a growth on his face that biographers and art historians have defined as a benign tumor. These, however, may have been a granuloma, or even a post-traumatic neuroma.[25] As historian Simon Schama has pointed out, witty banter and public speaking ability were key aspects of the social culture of 18th-century France. In light of these cultural keystones, David's tumor would have been a heavy obstacle in his social life.[26] David was sometimes referred to as "David of the Tumor".[27]
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In addition to his history paintings, David completed a number of privately commissioned portraits. Warren Roberts, among others, has pointed out the contrast between David's "public style" of painting, as shown in his history paintings, and his "private style", as shown in his portraits.[28] His portraits were characterized by a sense of truth and realism. He focused on defining his subjects' features and characters without idealizing them.[29] This is different from the style seen in his historical paintings, in which he idealizes his figures' features and bodies to align with Greek and Roman ideals of beauty.[30] He puts a great deal of detail into his portraits, defining smaller features like hands and fabric. The compositions of his portraits remain simple with blank backgrounds that allow the viewer to focus on the details of the subject.
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The portrait he did of his wife (1813) is an example of his typical portrait style.[28] The background is dark and simple without any clues as to the setting, which forces the viewer to focus entirely on her. Her features are un-idealized and truthful to her appearance.[28] There is a great amount of detail that can be seen in his attention to portraying the satin material of the dress she wears, the drapery of the scarf around her, and her hands which rest in her lap.
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In the painting of Brutus (1789), the man and his wife are separated, both morally and physically. Paintings like these, depicting the great strength of patriotic sacrifice, made David a popular hero of the revolution.[28]
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In the Portrait of Antoine-Laurent Lavoisier and his wife (1788), the man and his wife are tied together in an intimate pose. She leans on his shoulder while he pauses from his work to look up at her. David casts them in a soft light, not in the sharp contrast of Brutus or of the Horatii. Also of interest—Lavoisier was a tax collector, as well as a famous chemist. Though he spent some of his money trying to clean up swamps and eradicate malaria, he was nonetheless sent to the guillotine during the Reign of Terror as an enemy of the people. David, then a powerful member of the National Assembly, stood idly by and watched.[31]
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Other portraits include paintings of his sister-in-law and her husband, Madame and Monsieur Seriziat. The picture of Monsieur Seriziat depicts a man of wealth, sitting comfortably with his horse-riding equipment. The picture of the Madame shows her wearing an unadorned white dress, holding her young child's hand as they lean against a bed. David painted these portraits of Madame and Monsieur Seriziat out of gratitude for letting him stay with them after he was in jail.[32]
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Towards the end of David's life, he painted a portrait of his old friend Abbé Sieyès. Both had been involved in the Revolution, both had survived the purging of political radicals that followed the reign of terror.
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The shift in David's perspective played an important role in the paintings of David's later life, including this one of Sieyès.[33] During the height of The Terror, David was an ardent supporter of radicals such as Robespierre and Marat, and twice offered up his life in their defense. He organized revolutionary festivals and painted portraits of martyrs of the revolution, such as Lepeletier, who was assassinated for voting for the death of the king. David was an impassioned speaker at times in the National Assembly. In speaking to the Assembly about the young boy named Bara, another martyr of the revolution, David said, "O Bara! O Viala! The blood that you have spread still smokes; it rises toward Heaven and cries for vengeance."[34]
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After Robespierre was sent to the guillotine, however, David was imprisoned and changed the attitude of his rhetoric. During his imprisonment he wrote many letters, pleading his innocence. In one he wrote, "I am prevented from returning to my atelier, which, alas, I should never have left. I believed that in accepting the most honorable position, but very difficult to fill, that of legislator, that a righteous heart would suffice, but I lacked the second quality, understanding."[35]
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Later, while explaining his developing "Grecian style" for paintings such as The Intervention of the Sabine Women, David further commented on a shift in attitude: "In all human activity the violent and transitory develops first; repose and profundity appear last. The recognition of these latter qualities requires time; only great masters have them, while their pupils have access only to violent passions."[36]
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Jacques-Louis David was, in his time, regarded as the leading painter in France, and arguably all of Western Europe; many of the painters honored by the restored Bourbons following the French Revolution had been David's pupils.[37] David's student Antoine-Jean Gros for example, was made a Baron and honored by Napoleon Bonaparte's court.[37] Another pupil of David's, Jean Auguste Dominique Ingres became the most important artist of the restored Royal Academy and the figurehead of the Neoclassical school of art, engaging the increasingly popular Romantic school of art that was beginning to challenge Neoclassicism.[37] David invested in the formation of young artists for the Rome Prize, which was also a way to pursue his old rivalry with other contemporary painters such as Joseph-Benoît Suvée, who had also started teaching classes.[38] To be one of David's students was considered prestigious and earned his students a lifetime reputation.[39] He also called on the more advanced students, such as Jérôme-Martin Langlois, to help him paint his large canvases.
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Despite David's reputation, he was more fiercely criticized right after his death than at any point during his life. His style came under the most serious criticism for being static, rigid, and uniform throughout all his work. David's art was also attacked for being cold and lacking warmth.[40] David, however, made his career precisely by challenging what he saw as the earlier rigidity and conformity of the French Royal Academy's approach to art.[41] David's later works also reflect his growth in the development of the Empire style, notable for its dynamism and warm colors. It is likely that much of the criticism of David following his death came from David's opponents; during his lifetime David made a great many enemies with his competitive and arrogant personality as well as his role in the Terror.[39] David sent many people to the guillotine and personally signed the death warrants for King Louis XVI and Marie Antoinette. One significant episode in David's political career that earned him a great deal of contempt was the execution of Emilie Chalgrin. A fellow painter Carle Vernet had approached David, who was on the Committee of Public Safety, requesting him to intervene on behalf of his sister, Chalgrin. She had been accused of crimes against the Republic, most notably possessing stolen items.[42] David refused to intervene in her favor, and she was executed. Vernet blamed David for her death, and the episode followed him for the rest of his life and after.
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In the last 50 years David has enjoyed a revival in popular favor and in 1948 his two-hundredth birthday was celebrated with an exhibition at the Musée de l'Orangerie in Paris and at Versailles showing his life's works.[43] Following World War II, Jacques-Louis David was increasingly regarded as a symbol of French national pride and identity, as well as a vital force in the development of European and French art in the modern era.[44]
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The birth of Romanticism is traditionally credited to the paintings of eighteenth-century French artists such as Jacques-Louis David.[45]
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Danton (Andrzej Wajda, France, 1982) – Historical drama. Many scenes include David as a silent character watching and drawing. The film focuses on the period of the Terror.
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Jupiter et Antiope (1768), an early work showing the influence of Greuze[46]
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Diana and Apollo Piercing Niobe's Children with their Arrows (1772), Dallas Museum of Art
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Antiochus and Stratonica (1774), École nationale supérieure des Beaux-Arts
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Patroclus, study (1780), Musée Thomas-Henry
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Hector's body (1778)
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Portrait of Antoine-Laurent Lavoisier and his wife (1788), Metropolitan Museum of Art, New York
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Paris and Helen (1788), Musée du Louvre, Paris (detail)
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Portrait of Anne-Marie-Louise Thélusson, Comtesse de Sorcy (1790), Neue Pinakothek, Munich
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Portrait of Pierre Sériziat, (1795), Louvre Museum
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Portrait of Madame de Verninac (1798–1799), born Henriette Delacroix, elder sister of Eugène Delacroix, Musée du Louvre, Paris
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Madame Récamier (1800), Musée du Louvre, Paris
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Suzanne Le Peletier de Saint-Fargeau (1804), The J. Paul Getty Museum
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Portrait of Pope Pius VII (1805), Musée du Louvre, Paris
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Marguerite-Charlotte David (1813), National Gallery of Art, Washington, D.C.
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Étienne-Maurice Gérard (1816), Metropolitan Museum of Art, New York
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The Comtesse Vilain XIIII and Her Daughter (1816), National Gallery, London
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Portrait of the Comte de Turenne (1816), Ny Carlsberg Glyptotek, Copenhagen
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Cupid and Psyche (1817), Cleveland Museum of Art
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The Farewell of Telemachus and Eucharis (1818), J. Paul Getty Museum
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The Anger of Achilles (1819), Kimbell Art Museum
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The jaguar (Panthera onca) is a large felid species and the only extant member of the genus Panthera native to the Americas. The jaguar's present range extends from Southwestern United States and Mexico in North America, across much of Central America, and south to Paraguay and northern Argentina in South America. Though there are single cats now living within the Western United States, the species has largely been extirpated from the United States since the early 20th century. It is listed as Near Threatened on the IUCN Red List; and its numbers are declining. Threats include loss and fragmentation of habitat.
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Overall, the jaguar is the largest native cat species of the New World and the third largest in the world. This spotted cat closely resembles the leopard, but is usually larger and sturdier. It ranges across a variety of forested and open terrains, but its preferred habitat is tropical and subtropical moist broadleaf forest, swamps and wooded regions. The jaguar enjoys swimming and is largely a solitary, opportunistic, stalk-and-ambush predator at the top of the food chain. As a keystone species it plays an important role in stabilizing ecosystems and regulating prey populations.
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While international trade in jaguars or their body parts is prohibited, the cat is still frequently killed, particularly in conflicts with ranchers and farmers in South America. Although reduced, its range remains large. Given its historical distribution, the jaguar has featured prominently in the mythology of numerous indigenous American cultures, including those of the Maya and Aztec.
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The word 'jaguar' is thought to derive from the Tupian word yaguara, meaning "beast of prey".[2] The word entered English presumably via the Amazonian trade language Tupinambá, via Portuguese jaguar.[3][4] The specific word for jaguar is yaguareté, with the suffix -eté meaning "real" or "true".[5]
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The word 'panther' derives from classical Latin panthēra, itself from the ancient Greek pánthēr (πάνθηρ).[6]
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In Mexican Spanish, its nickname is el tigre: 16th century Spaniards had no native word in their language for the jaguar, which is smaller than a lion, but bigger than a leopard, nor had ever encountered it in the Old World, and so named it after the tiger, since its ferocity would have been known to them through Roman writings and popular literature during the Renaissance.[7]
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Onca is the Portuguese onça, with the cedilla dropped for typographical reasons, found in English as ounce for the snow leopard, Panthera uncia. It derives from the Latin lyncea lynx, with the letter L confused with the definite article (Italian lonza, Old French l'once).[8]
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In 1758, Carl Linnaeus described the jaguar in his work Systema Naturae and gave it the scientific name Felis onca.[9]
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In the 19th and 20th centuries, several jaguar type specimens formed the basis for descriptions of subspecies.[10] In 1939, Reginald Innes Pocock recognized eight subspecies based on geographic origins and skull morphology of these specimens.[11] Pocock did not have access to sufficient zoological specimens to critically evaluate their subspecific status, but expressed doubt about the status of several. Later consideration of his work suggested only three subspecies should be recognized. The description of P. o. palustris was based on a fossil skull.[12] The author of Mammal Species of the World listed nine subspecies and both P. o. palustris or P. o. paraguensis separately.[10]
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Results of morphologic and genetic research indicate a clinal north–south variation between populations, but no evidence for subspecific differentiation.[13][14] A subsequent, more detailed study confirmed the predicted population structure within jaguar populations in Colombia.[15]
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IUCN Red List assessors for the species and members of the Cat Specialist Group do not recognize any jaguar subspecies as valid.[1][16] The following table is based on the former classification of the species provided in Mammal Species of the World.[10]
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The genus Panthera probably evolved in Asia between six and ten million years ago.[17] The jaguar is thought to have diverged from a common ancestor of the Panthera at least 1.5 million years ago and to have entered the American continent in the Early Pleistocene via Beringia, the land bridge that once spanned the Bering Strait. Results of jaguar mitochondrial DNA analysis indicate that the species' lineage evolved between 280,000 and 510,000 years ago.[13]
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Its immediate ancestor was Panthera onca augusta, which was larger than the contemporary jaguar.[15]
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Phylogenetic studies generally have shown the clouded leopard (Neofelis nebulosa) is basal to this group.[18][19][20]
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Fossils of extinct Panthera species, such as the European jaguar (P. gombaszoegensis) and the American lion (P. atrox), show characteristics of both the jaguar and the lion (P. leo).[18] Based on morphological evidence, the British zoologist Reginald Innes Pocock concluded that the jaguar is most closely related to the leopard (P. pardus).[11] However, DNA-based evidence is inconclusive, and the position of the jaguar relative to the other species varies between studies.[17][18][19][20]
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The jaguar is a compact and well-muscled animal. It is the largest cat native to the Americas and the third largest in the world, exceeded in size by the tiger and the lion.[12][21][22] Its coat is generally a tawny yellow, but ranges to reddish-brown, for most of the body. The ventral areas are white.[23] The fur is covered with rosettes for camouflage in the dappled light of its forest habitat. The spots and their shapes vary between individual jaguars: rosettes may include one or several dots. The spots on the head and neck are generally solid, as are those on the tail, where they may merge to form a band.[12] Forest jaguars are frequently darker and considerably smaller than those in open areas, possibly due to the smaller numbers of large, herbivorous prey in forest areas.[24] While the jaguar closely resembles the leopard, it is generally more robust, with a stockier limbs and a squarer head. The rosettes on a jaguar's coat are larger, darker, fewer in number and have thicker lines with a small spot in the middle .[25]
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Its size and weight vary considerably: weights are normally in the range of 56–96 kg (123–212 lb). Exceptionally big males have been recorded to weigh as much as 158 kg (348 lb).[26][27] The smallest females weigh about 36 kg (79 lb).[26] Females are typically 10–20 percent smaller than males. The length, from the nose to the base of the tail, varies from 1.12 to 1.85 m (3 ft 8 in to 6 ft 1 in). The tail is the shortest of any big cat, at 45 to 75 cm (18 to 30 in) in length.[26][28] Legs are also short, but thick and powerful, considerably shorter when compared to a small tiger or lion in a similar weight range. The jaguar stands 63 to 76 cm (25 to 30 in) tall at the shoulders.[23]
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Further variations in size have been observed across regions and habitats, with size tending to increase from north to south. Jaguars in the Chamela-Cuixmala Biosphere Reserve on the Pacific coast weighed around 50 kg (110 lb), about the size of a female cougar.[29] South American jaguars in Venezuela or Brazil are much larger with average weights of about 95 kg (209 lb) in males and of about 56–78 kg (123–172 lb) in females.[12]
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A short and stocky limb structure makes the jaguar adept at climbing, crawling, and swimming.[23] The head is robust and the jaw extremely powerful, it has the third highest bite force of all felids, after the tiger and the lion.[30] A 100 kg (220 lb) jaguar can bite with a force of 4.939 kilonewtons (1,110 pounds-force) with the canine teeth and 6.922 kN (1,556 lbf) at the carnassial notch.[31] This allows it to pierce the shells of armored reptiles and turtles.[32] A comparative study of bite force adjusted for body size ranked it as the top felid, alongside the clouded leopard and ahead of the tiger and lion.[33] It has been reported that an individual jaguar can drag an 360 kg (800 lb) bull 8 m (25 ft) in its jaws and pulverize the heaviest bones.[34]
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Melanistic jaguars are informally known as black panthers, but as with all forms of polymorphism they do not form a separate species. The black morph is less common than the spotted morph, estimated at occurring in about 6% of the South American jaguar population.[35] In Mexico's Sierra Madre Occidental, the first black jaguar was recorded in 2004.[36]
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Some evidence indicates that the melanistic allele is dominant, and being supported by natural selection.[37] The black form may be an example of heterozygote advantage; breeding in captivity is not yet conclusive on this. Melanistic jaguars (or "black" jaguars) occur primarily in parts of South America, and are virtually unknown in wild populations residing in the subtropical and temperate regions of North America; they have rarely been documented north of Mexico's Isthmus of Tehuantepec.[38]
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Extremely rare albino individuals, sometimes called white panthers, also occur among jaguars, as with the other big cats.[24] As usual with albinos in the wild, selection keeps the frequency close to the rate of mutation.
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At present, the jaguar's range extends from Mexico through Central America to South America, including much of Amazonian Brazil. The countries included in this range are Argentina, Belize, Bolivia, Colombia, Costa Rica (particularly on the Osa Peninsula), Ecuador, French Guiana, Guatemala, Guyana, Honduras, Nicaragua, Panama, Paraguay, Peru, Suriname, the United States and Venezuela. It is now locally extinct in El Salvador and Uruguay.[1]
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The inclusion of the United States in the list is based on occasional sightings in the southwest, particularly in Arizona,[39] New Mexico and Texas. There are rock drawings made by the Hopi, Anasazi, and Pueblo all over the desert and chaparral regions of the American Southwest of an explicitly spotted cat: the only other feline that could even come close to such a profile would be the ocelot, but the pictographs distinctly display a much larger beast more than twice as large as any known ocelot.[40][41] There are records of the beast being sold for its pelt in the vicinity of San Antonio, Texas for $18 apiece in the mid 19th century[42] and there are records from well before California was a state that fit the description of this cat perfectly, mostly written down in Spanish.[43]
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The historic range of the species included much of the southern half of the United States, and in the south extended much farther to cover most of the South American continent. In total, its northern range has receded 1,000 km (600 mi) southward and its southern range 2,000 km (1,200 mi) northward. Ice age fossils of the jaguar, dated between 40,000 and 11,500 years ago, have been discovered in the United States, including some at an important site as far north as Missouri. Fossil evidence shows jaguars of up to 190 kg (420 lb), much larger than the contemporary average for the animal.[44]
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The habitat of the cat typically includes the rain forests and cloud forests of South and Central America, open, seasonally flooded wetlands, and dry grassland terrain. Of these habitats, the jaguar much prefers dense forest;[24] the cat has lost range most rapidly in regions of drier habitat, such as the Argentine pampas, the arid grasslands of Mexico, and the southwestern United States.[1] The cat will range across tropical, subtropical, and dry deciduous forests (including, historically, oak forests in the United States). The jaguar prefers to live by rivers, swamps, and in dense rainforest with thick cover for stalking prey. Jaguars have been found at elevations as high as 3,800 m, but they typically avoid montane forest and are not found in the high plateau of central Mexico or in the Andes.[24] The jaguars preferred habitats are usually swamps and wooded regions, but jaguars also live in scrublands and deserts.[45]
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The adult jaguar is an apex predator, meaning it exists at the top of its food chain and is not preyed on in the wild. The jaguar has also been termed a keystone species, as it is assumed, through controlling the population levels of prey such as herbivorous and granivorous mammals, apex felids maintain the structural integrity of forest systems.[29][46] However, accurately determining what effect species like the jaguar have on ecosystems is difficult, because data must be compared from regions where the species is absent as well as its current habitats, while controlling for the effects of human activity. It is accepted that mid-sized prey species undergo population increases in the absence of the keystone predators, and this has been hypothesized to have cascading negative effects.[47] However, field work has shown this may be natural variability and the population increases may not be sustained. Thus, the keystone predator hypothesis is not accepted by all scientists.[48]
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The jaguar also has an effect on other predators. The jaguar and the cougar, which is the next-largest feline of South America, but the biggest in Central or North America,[29] are often sympatric (related species sharing overlapping territory) and have often been studied in conjunction. The jaguar tends to take larger prey, usually over 22 kg (49 lb) and the cougar smaller, usually between 2 and 22 kg (4 and 49 lb), reducing the latter's size.[49][50] This situation may be advantageous to the cougar. Its broader prey niche, including its ability to take smaller prey, may give it an advantage over the jaguar in human-altered landscapes;[29] while both are classified as near-threatened species, the cougar has a significantly larger current distribution. Depending on the availability of prey, the cougar and jaguar may even share it.[51]
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Jaguar females reach sexual maturity at about two years of age, and males at three or four. The cat probably mates throughout the year in the wild, with births increasing when prey is plentiful.[52] Research on captive male jaguars supports the year-round mating hypothesis, with no seasonal variation in semen traits and ejaculatory quality; low reproductive success has also been observed in captivity.[53] Generation length of the jaguar is 9.8 years.[54]
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Female estrus is 6–17 days out of a full 37-day cycle, and females will advertise fertility with urinary scent marks and increased vocalization.[52] Females range more widely than usual during courtship. Pairs separate after mating, and females provide all parenting. The gestation period lasts 93–105 days; females give birth to up to four cubs, and most commonly to two. The mother will not tolerate the presence of males after the birth of cubs, given a risk of infanticide; this behavior is also found in the tiger.[55]
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The young are born blind, gaining sight after two weeks. Cubs are weaned at three months, but remain in the birth den for six months before leaving to accompany their mother on hunts.[56] They will continue in their mother's company for one to two years before leaving to establish a territory for themselves. Young males are at first nomadic, jostling with their older counterparts until they succeed in claiming a territory. Typical lifespan in the wild is estimated at around 12–15 years; in captivity, the jaguar lives up to 23 years, placing it among the longest-lived cats.[57]
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Like most cats, the jaguar is solitary outside mother–cub groups. Adults generally meet only to court and mate (though limited noncourting socialization has been observed anecdotally[55]) and carve out large territories for themselves. Female territories, which range from 25 to 40 km2 in size, may overlap, but the animals generally avoid one another. Male ranges cover roughly twice as much area, varying in size with the availability of game and space, and do not overlap. The territory of a male can contain those of several females.[55][58] The jaguar uses scrape marks, urine, and feces to mark its territory.[59][60]
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Like the other big cats except the snow leopard, the jaguar is capable of roaring[61][62] and does so to warn territorial and mating competitors away; intensive bouts of counter-calling between individuals have been observed in the wild.[32] Their roar often resembles a repetitive cough, and they may also vocalize mews and grunts.[57] Mating fights between males occur, but are rare, and aggression avoidance behavior has been observed in the wild.[59] When it occurs, conflict is typically over territory: a male's range may encompass that of two or three females, and he will not tolerate intrusions by other adult males.[55]
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The jaguar is often described as nocturnal, but is more specifically crepuscular (peak activity around dawn and dusk). Both sexes hunt, but males travel farther each day than females, befitting their larger territories. The jaguar may hunt during the day if game is available and is a relatively energetic feline, spending as much as 50–60 percent of its time active.[24] The jaguar's elusive nature and the inaccessibility of much of its preferred habitat make it a difficult animal to sight, let alone study.
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Like all cats, the jaguar is an obligate carnivore, feeding only on meat. It is an opportunistic hunter and its diet encompasses at least 87 species.[24] Range-wide, jaguars prefer prey weighing 45–85 kg (99–187 lb) and the most significantly preferred species are capybara and giant anteater. Other commonly taken prey include wild boar, common caiman, collared peccary, deer in more northern parts of their range, frogs, fish, nine-banded armadillo and white-nosed coati. Other species like the agouti, other carnivorans, primates, common opossum and tapir are generally avoided.[21] Jagaurs are unusual among large felids in that they do not have a special preference for even-toed ungulates.[21][63] Some jaguars also prey on livestock and they will actively target horses, cattle, and llamas.[64]
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The activity patterns of the jaguar have been found to coincide with the activity of their main prey species in their biomes.[65] Camera trap studies have shown that jaguars primarily have a crepuscular–nocturnal activity pattern in all the biomes that they are found in; however jaguars have been recorded to have considerable diurnal activity in thickly forested regions of the Amazon Rainforest and the Pantanal, as well as purely nocturnal activity in other regions such as the Atlantic forest.[66].
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The jaguar is a stalk-and-ambush rather than a chase predator. The cat will walk slowly down forest paths, listening for and stalking prey before rushing or ambushing. The jaguar attacks from cover and usually from a target's blind spot with a quick pounce; the species' ambushing abilities are considered nearly peerless in the animal kingdom by both indigenous people and field researchers, and are probably a product of its role as an apex predator in several different environments.[55] The ambush may include leaping into water after prey, as a jaguar is quite capable of carrying a large kill while swimming; its strength is such that carcasses as large as a heifer can be hauled up a tree to avoid flood levels.[55] While the jaguar often employs the deep throat-bite and suffocation technique typical among Panthera, it sometimes uses a killing method unique among cats: it pierces directly through the temporal bones of the skull between the ears of prey (especially the capybara) with its canine teeth, piercing the brain.[67] This may be an adaptation to "cracking open" turtle shells; following the late Pleistocene extinctions, armored reptiles such as turtles would have formed an abundant prey base for the jaguar.[24][32] After killing prey, the jaguar will drag the carcass to a thicket or other secluded spot. It begins eating at the neck and chest, rather than the midsection. The heart and lungs are consumed, followed by the shoulders.[55]
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The daily food requirement of a 34 kg (75 lb) animal, at the extreme low end of the species' weight range, has been estimated at 1.4 kg (3 lb).[68] For captive animals in the 50–60 kg (110–130 lb) range, more than 2 kg (4 lb) of meat daily are recommended.[69] In the wild, consumption is naturally more erratic; wild cats expend considerable energy in the capture and kill of prey, and they may consume up to 25 kg (55 lb) of meat at one feeding, followed by periods of famine.[70] Though carnivorous, there is evidence that wild jaguars consume the roots of Banisteriopsis caapi.[71]
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Jaguars very rarely attack humans. Upon catching the scent or sight of a human, overwhelmingly they run as fast as their legs can carry them or will climb a tree to hide rather than fight.[72] They did not evolve eating large primates and do not normally see man as food.[73] Experts have cited them as the least likely of all big cats to kill and eat man and the majority of attacks come when the feline has been cornered or wounded.[74][75] However, such behavior appears to be more frequent where humans enter jaguar habitat and decrease prey.[76] Captive jaguars sometimes attack zookeepers.[77] When the conquistadors arrived in the Americas, they feared jaguars. Nevertheless, even in those times, the jaguar's chief prey was the capybara in South America and peccary further north. Charles Darwin reported a saying of Native Americans that people would not have to fear the jaguar as long as capybaras were abundant.[78]
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Jaguar populations are rapidly declining. The species is listed as Near Threatened on the IUCN Red List. The loss of parts of its range, including its virtual elimination from its historic northern areas and the increasing fragmentation of the remaining range, have contributed to this status.[1] Particularly significant declines occurred in the 1960s, when more than 15,000 jaguars were killed for their skins in the Brazilian Amazon yearly; the Convention on International Trade in Endangered Species of 1973 brought about a sharp decline in the pelt trade.[79] Detailed work performed under the auspices of the Wildlife Conservation Society revealed the species has lost 37% of its historic range, with its status unknown in an additional 18% of the global range. More encouragingly, the probability of long-term survival was considered high in 70% of its remaining range, particularly in the Amazon basin and the adjoining Gran Chaco and Pantanal.[80]
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The major risks to the jaguar include deforestation across its habitat, increasing competition for food with human beings, especially in dry and unproductive habitat,[1][81] poaching, hurricanes in northern parts of its range, and the behavior of ranchers who will often kill the cat where it preys on livestock. When adapted to the prey, the jaguar has been shown to take cattle as a large portion of its diet; while land clearance for grazing is a problem for the species, the jaguar population may have increased when cattle were first introduced to South America, as the animals took advantage of the new prey base. This willingness to take livestock has induced ranch owners to hire full-time jaguar hunters.[57]
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The skins of wild cats and other mammals have been highly valued by the fur trade for many decades. From the beginning of the 20th-century Jaguars were hunted in large numbers, but over-harvest and habitat destruction reduced the availability and induced hunters and traders to gradually shift to smaller species by the 1960s. The international trade of jaguar skins had its largest boom between the end of the Second World War and the early 1970, due to the growing economy and lack of regulations. From 1967 onwards, the regulations introduced by national laws and international agreements diminished the reported international trade from as high as 13000 skins in 1967, through 7000 skins in 1969, until it became negligible after 1976, although illegal trade and smuggling continue to be a problem. During this period, the biggest exporters were Brazil and Paraguay, and the biggest importers were the US and Germany.[82]
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The jaguar is listed on CITES Appendix I, which means that all international trade in jaguars or their body parts is prohibited. Hunting jaguars is prohibited in Argentina, Brazil, Colombia, French Guiana, Honduras, Nicaragua, Panama, Paraguay, Suriname, the United States, and Venezuela. Hunting jaguars is restricted in Guatemala and Peru.[1] Trophy hunting is still permitted in Bolivia, and it is not protected in Ecuador or Guyana.[83]
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Jaguar conservation is complicated because of the species' large range spanning 18 countries with different policies and regulations. Specific areas of high importance for jaguar conservation, so-called "Jaguar Conservation Units" (JCU) were determined in 2000. These are large areas inhabited by at least 50 jaguars. Each unit was assessed and evaluated on the basis of size, connectivity, habitat quality for both jaguar and prey, and jaguar population status. That way, 51 Jaguar Conservation Units were determined in 36 geographic regions as priority areas for jaguar conservation including:[80]
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Recent studies underlined that to maintain the robust exchange across the jaguar gene pool necessary for maintaining the species, it is important that jaguar habitats are interconnected. To facilitate this, a new project, the Paseo del Jaguar, has been established to connect several jaguar hotspots.[84]
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In 1986, the Cockscomb Basin Wildlife Sanctuary was established in Belize as the world's first protected area for jaguar conservation.[85]
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Given the inaccessibility of much of the species' range, particularly the central Amazon, estimating jaguar numbers is difficult. Researchers typically focus on particular bioregions, thus species-wide analysis is scant. In 1991, 600–1,000 (the highest total) were estimated to be living in Belize. A year earlier, 125–180 jaguars were estimated to be living in Mexico's 4,000-km2 (2400-mi2) Calakmul Biosphere Reserve, with another 350 in the state of Chiapas. The adjoining Maya Biosphere Reserve in Guatemala, with an area measuring 15,000 km2 (9,000 mi2), may have 465–550 animals.[86] Work employing GPS telemetry in 2003 and 2004 found densities of only six to seven jaguars per 100 km2 in the critical Pantanal region, compared with 10 to 11 using traditional methods; this suggests the widely used sampling methods may inflate the actual numbers of cats.[87]
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In setting up protected reserves, efforts generally also have to be focused on the surrounding areas, as jaguars are unlikely to confine themselves to the bounds of a reservation, especially if the population is increasing in size. Human attitudes in the areas surrounding reserves and laws and regulations to prevent poaching are essential to make conservation areas effective.[88]
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To estimate population sizes within specific areas and to keep track of individual jaguars, camera trapping and wildlife tracking telemetry are widely used, and feces may be sought out with the help of detector dogs to study jaguar health and diet.[89][90]
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Current conservation efforts often focus on educating ranch owners and promoting ecotourism.[91] The jaguar is generally defined as an umbrella species – its home range and habitat requirements are sufficiently broad that, if protected, numerous other species of smaller range will also be protected.[92] Umbrella species serve as "mobile links" at the landscape scale, in the jaguar's case through predation. Conservation organizations may thus focus on providing viable, connected habitat for the jaguar, with the knowledge other species will also benefit.[91]
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Ecotourism setups are being used to generate public interest in charismatic animals such as the jaguar, while at the same time generating revenue that can be used in conservation efforts. Audits done in Africa have shown that ecotourism has helped in African cat conservation. As with large African cats, a key concern in jaguar ecotourism is the considerable habitat space the species requires, so if ecotourism is used to aid in jaguar conservation, some considerations need to be made as to how existing ecosystems will be kept intact, or how new ecosystems that are large enough to support a growing jaguar population will be put into place.[93]
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The only extant cat native to North America that roars,[94] the jaguar was recorded as an animal of the Americas by Thomas Jefferson in 1799.[95] Jaguars are still occasionally sighted in Arizona and New Mexico, such as El Jefe,[96][97] prompting actions for its conservation by authorities.[94] For example, on 20 August 2012, the USFWS proposed setting aside 838,232 acres in Arizona and New Mexico – an area larger than Rhode Island – as critical jaguar habitat.[98]
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In pre-Columbian Central and South America, the jaguar was a symbol of power and strength. Among the Andean cultures, a jaguar cult disseminated by the early Chavín culture became accepted over most of what is today Peru by 900 BC. The later Moche culture of northern Peru used the jaguar as a symbol of power in many of their ceramics.[99][100][101] In the religion of the Muisca, who inhabited the cool Altiplano Cundiboyacense in the Colombian Andes, the jaguar was considered a sacred animal and during their religious rituals the people dressed in jaguar skins.[102] The skins were traded with the lowland peoples of the tropical Llanos Orientales.[103] The name of zipa Nemequene was derived from the Muysccubun words nymy and quyne, meaning "force of the jaguar".[104][105]
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In Mesoamerica, the Olmec—an early and influential culture of the Gulf Coast region roughly contemporaneous with the Chavín—developed a distinct "were-jaguar" motif of sculptures and figurines showing stylised jaguars or humans with jaguar characteristics. In the later Maya civilization, the jaguar was believed to facilitate communication between the living and the dead and to protect the royal household. The Maya saw these powerful felines as their companions in the spiritual world, and a number of Maya rulers bore names that incorporated the Mayan word for jaguar (b'alam in many of the Mayan languages). Balam (Jaguar) remains a common Maya surname, and it is also the name of Chilam Balam, a legendary author to whom are attributed 17th and 18th-centuries Maya miscellanies preserving much important knowledge. The Aztec civilization shared this image of the jaguar as the representative of the ruler and as a warrior. The Aztecs formed an elite warrior class known as the Jaguar Knights. In Aztec mythology, the jaguar was considered to be the totem animal of the powerful deity Tezcatlipoca.[55][106] Remains of jaguar bones were discovered in a burial site in Guatemala which indicates that Mayans kept jaguars as pets.[107]
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The jaguar and its name are widely used as a symbol in contemporary culture. It is the national animal of Guyana, and is featured in its coat of arms.[108] The flag of the Department of Amazonas, a Colombian department, features a black jaguar silhouette pouncing towards a hunter.[109] The jaguar also appears in banknotes of Brazilian real. The jaguar is also a common fixture in the mythology of many contemporary native cultures in South America,[110] usually being portrayed as the creature which gave humans the power over fire.
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Jaguar is widely used as a product name, most prominently for a British luxury car brand. The name has been adopted by sports franchises, including the NFL's Jacksonville Jaguars and the Mexican soccer club Chiapas F.C. The crest of Argentina's national federation in rugby union features a jaguar; however, because of a journalist error, the country's national team is nicknamed Los Pumas.[111] In the spirit of the ancient Mayan culture, the 1968 Olympics in Mexico City adopted a red jaguar as the first official Olympic mascot.[112]
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Jakarta (/dʒəˈkɑːrtə/; Indonesian pronunciation: [dʒaˈkarta] (listen)), officially the Special Capital Region of Jakarta (Indonesian: Daerah Khusus Ibukota Jakarta), is the capital and largest city of Indonesia. On the northwest coast of the world's most-populous island of Java, it is the centre of economy, culture and politics of Indonesia with a population of more than ten million as of 2014[update].[2][5] Although Jakarta only covers 699.5 square kilometres (270.1 sq mi), the smallest among any Indonesian provinces, its metropolitan area covers 6,392 square kilometres (2,468 sq mi). It is the world's second-most populous urban area after Tokyo, with a population of about 35.934 million as of 2020[update].[6] Jakarta's business opportunities, as well as its potential to offer a higher standard of living, have attracted migrants from across the Indonesian archipelago, making it a melting pot of numerous cultures.[7] Jakarta is nicknamed the "Big Durian", the thorny strongly-odored fruit native to the region,[8] seen as the Indonesian equivalent of Big Apple (New York).[9]
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Established in the fourth century as Sunda Kelapa, the city became an important trading port for the Sunda Kingdom. It was the de facto capital of the Dutch East Indies when it was known as Batavia. Jakarta is officially a province with special capital region status, though it is commonly referred to as a city. Its provincial government consists of five administrative cities and one administrative regency. Jakarta is an alpha world city[10] and is the seat of the ASEAN secretariat,[11] making it an important city for international diplomacy.[12] Financial institutions such as the Bank of Indonesia, Indonesia Stock Exchange, and corporate headquarters of numerous Indonesian companies and multinational corporations are located in the city. Jakarta has grown more rapidly than Kuala Lumpur, Bangkok and Beijing.[13] In 2017, the city's GRP PPP was estimated at US$483.4 billion.[14][15]
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Jakarta's prime challenges include rapid urban growth, ecological breakdown, gridlocked traffic, congestion, and flooding.[16] Additionally, Jakarta is sinking up to 17 cm (6.7 inches) per year, which, coupled with the rising of sea levels, has made the city more prone to flooding. It is also one of the fastest-sinking capitals in the world.[17] In August 2019, President Joko Widodo announced a move of the capital to the province of East Kalimantan on the island of Borneo.[18]
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Jakarta has been home to multiple settlements. Below is the list of names used during its existence.
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Its name 'Jakarta' derives from the word Jayakarta (Devanagari: जयकर्त) which is ultimately derived from the Sanskrit जय jaya (victorious)[19] and कृत krta (accomplished, acquired),[20] thus Jayakarta translates as 'victorious deed', 'complete act' or 'complete victory'. It was named after Muslim troops of Fatahillah successfully defeated and drove out the Portuguese away from the city in 1527.[21] Before it was called Jayakarta, the city was known as 'Sunda Kelapa'. Tomé Pires, a Portuguese apothecary during his journey to East Indies, wrote the city name on his magnum opus as Jacatra or Jacarta.[22]
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In the 17th century, the city was also known as Koningin van het Oosten (Queen of the Orient), for the urban beauty of downtown Batavia's canals, mansions and ordered city layout.[23] After expanding to the south in the 19th century, this nickname came to be more associated with the suburbs (e.g. Menteng and the area around Merdeka Square), with their wide lanes, green spaces and villas.[24] During the Japanese occupation, the city was renamed as Jakaruta Tokubetsu-shi (ジャカルタ特別市, Jakarta Special City).[25]
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The official name used is Daerah Khusus Ibukota Jakarta, which literally means Jakarta Capital Special Region.
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The north coast area of western Java including Jakarta was the location of prehistoric Buni culture that flourished from 400 BC to 100 AD.[26] The area in and around modern Jakarta was part of the 4th-century Sundanese kingdom of Tarumanagara, one of the oldest Hindu kingdoms in Indonesia.[27] The area of North Jakarta around Tugu became a populated settlement in the early 5th century. The Tugu inscription (probably written around 417 AD) discovered in Batutumbuh hamlet, Tugu village, Koja, North Jakarta, mentions that King Purnawarman of Tarumanagara undertook hydraulic projects; the irrigation and water drainage project of the Chandrabhaga river and the Gomati river near his capital.[28] Following the decline of Tarumanagara, its territories, including the Jakarta area, became part of the Hindu Kingdom of Sunda. From the 7th to the early 13th century, the port of Sunda was under the Srivijaya maritime empire. According to the Chinese source, Chu-fan-chi, written circa 1225, Chou Ju-kua reported in the early 13th century that Srivijaya still ruled Sumatra, the Malay peninsula and western Java (Sunda).[citation needed] The source says the port of Sunda as strategic and thriving, mentioning pepper from Sunda as among the best in quality. The people worked in agriculture, and their houses were built on wooden piles.[29] The harbour area became known as Sunda Kelapa, (Sundanese: ᮞᮥᮔ᮪ᮓ ᮊᮨᮜᮕ) and by the 14th century, it was an important trading port for the Sunda kingdom.
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The first European fleet, four Portuguese ships from Malacca, arrived in 1513 while looking for a route for spices.[30] The Sunda Kingdom made an alliance treaty with the Portuguese by allowing them to build a port in 1522 to defend against the rising power of Demak Sultanate from central Java.[31] In 1527, Fatahillah, a Javanese general from Demak attacked and conquered Sunda Kelapa, driving out the Portuguese. Sunda Kelapa was renamed Jayakarta[31] and became a fiefdom of the Banten Sultanate, which became a major Southeast Asian trading centre.
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Through the relationship with Prince Jayawikarta of Banten Sultanate, Dutch ships arrived in 1596. In 1602, the British East India Company's first voyage, commanded by Sir James Lancaster, arrived in Aceh and sailed on to Banten where they were allowed to build a trading post. This site became the centre of British trade in the Indonesian archipelago until 1682.[32] Jayawikarta is thought to have made trading connections with the British merchants, rivals of the Dutch, by allowing them to build houses directly across from the Dutch buildings in 1615.[33]
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When relations between Prince Jayawikarta and the Dutch deteriorated, his soldiers attacked the Dutch fortress. His army and the British, however, were defeated by the Dutch, in part owing to the timely arrival of Jan Pieterszoon Coen. The Dutch burned the British fort and forced them to retreat on their ships. The victory consolidated Dutch power, and they renamed the city Batavia in 1619.
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Commercial opportunities in the city attracted native and especially Chinese and Arab immigrants. This sudden population increase created burdens on the city. Tensions grew as the colonial government tried to restrict Chinese migration through deportations. Following a revolt, 5,000 Chinese were massacred by the Dutch and natives on 9 October 1740, and the following year, Chinese inhabitants were moved to Glodok outside the city walls.[34] At the beginning of the 19th century, around 400 Arabs and Moors lived in Batavia, a number that changed little during the following decades. Among the commodities traded were fabrics, mainly imported cotton, batik and clothing worn by Arab communities.[35]
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The city began to expand further south as epidemics in 1835 and 1870 forced residents to move away from the port. The Koningsplein, now Merdeka Square was completed in 1818, the housing park of Menteng was started in 1913,[36] and Kebayoran Baru was the last Dutch-built residential area.[34] By 1930, Batavia had more than 500,000 inhabitants,[37] including 37,067 Europeans.[38]
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On 5 March 1942, the Japanese wrested Batavia from Dutch control, and the city was named Jakarta (Jakarta Special City (ジャカルタ特別市, Jakaruta tokubetsu-shi), under the special status that was assigned to the city). After the war, the Dutch name Batavia was internationally recognised until full Indonesian independence on 27 December 1949. The city, now renamed Jakarta, was officially proclaimed the national capital of Indonesia.
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After World War II ended, Indonesian nationalists declared independence on 17 August 1945,[39] and the government of the Jakarta City was changed into the Jakarta National Administration in the following month. During the Indonesian National Revolution, Indonesian Republicans withdrew from Allied-occupied Jakarta and established their capital in Yogyakarta.
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After securing full independence, Jakarta again became the national capital in 1950.[34] With Jakarta selected to host the 1962 Asian Games, Sukarno, envisaging Jakarta as a great international city, instigated large government-funded projects with openly nationalistic and modernist architecture.[40][41] Projects included a cloverleaf interchange, a major boulevard (Jalan MH Thamrin-Sudirman), monuments such as The National Monument, Hotel Indonesia, a shopping centre, and a new building intended to be the headquarters of CONEFO. In October 1965, Jakarta was the site of an abortive coup attempt in which six top generals were killed, precipitating a violent anti-communist purge which killed at least 500,000 people, including some ethnic Chinese.[42] The event marked the beginning of Suharto's New Order. The first government was led by a mayor until the end of 1960 when the office was changed to that of a governor. The last mayor of Jakarta was Soediro until he was replaced by Soemarno Sosroatmodjo as governor. Based on law No. 5 of 1974 relating to regional governments, Jakarta was confirmed as the capital of Indonesia and one of the country's then 26 provinces.[43]
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In 1966, Jakarta was declared a 'special capital region' (Daerah Khusus Ibukota), with a status equivalent to that of a province.[44] Lieutenant General Ali Sadikin served as governor from 1966 to 1977; he rehabilitated roads and bridges, encouraged the arts, built hospitals and a large number of schools. He cleared out slum dwellers for new development projects — some for the benefit of the Suharto family[45][46]— and attempted to eliminate rickshaws and ban street vendors. He began control of migration to the city to stem overcrowding and poverty.[47] Foreign investment contributed to a real estate boom that transformed the face of Jakarta.[48]
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The boom ended with the 1997 Asian financial crisis, putting Jakarta at the centre of violence, protest and political manoeuvring. After three decades in power, support for President Suharto began to wane. Tensions peaked when four students were shot dead at Trisakti University by security forces. Four days of riots and violence ensued that killed an estimated 1,200, and destroyed or damaged 6,000 buildings, forcing Suharto to resign.[49] Much of the rioting targeted Chinese Indonesians.[50] In the post-Suharto era, Jakarta has remained the focal point of democratic change in Indonesia.[51] Jemaah Islamiah-connected bombings occurred almost annually in the city between 2000 and 2005,[34] with another in 2009.[52] In August 2007, Jakarta held its first-ever election to choose a governor as part of a nationwide decentralisation program that allows direct local elections in several areas.[53] Previously, governors were elected by the city's legislative body.
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Jakarta is administratively equal to a province with special status. The executive branch is headed by an elected governor and a deputy governor, while the Jakarta Regional People's Representative Council (Dewan Perwakilan Rakyat Daerah Provinsi Daerah Khusus Ibukota Jakarta, DPRD DKI Jakarta) is the legislative branch with 106 directly elected members. The Jakarta City Hall at the south of Merdeka Square houses the office of the governor and the deputy governor, and the main administrative office.
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Executive governance consists of five administrative cities (Kota Administratif), each headed by a mayor—and one administrative regency (Kabupaten Administratif) headed by a regent (Bupati). Unlike other cities and regencies in Indonesia where the mayor or regent are directly elected, Jakarta's mayors and regents are chosen by the governor of Jakarta. Each city and regency is divided into administrative districts.
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Aside from representatives to the Regional Representative Council, Jakarta sends 21 members to the People's Representative Council. The representatives are elected from Jakarta's three national electoral districts, which also includes overseas voters.[54] The Jakarta Smart City (JSC) program was launched on 14 December 2014 with a goal for smart governance, smart people, smart mobility, smart economy, smart living and a smart environment in the city using the web and various smartphone-based apps.[55]
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Polda Metro Jaya maintains the law, security and order of Jakarta. It is led by a Regional Chief of police Kapolda, who holds the rank of Inspector General of Police.
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The Jakarta provincial government relies on transfers from the central government for the bulk of its income. Local (non-central government) sources of revenue are incomes from various taxes such as vehicle ownership and vehicle transfer fees, among others.[56] The ability of the regional government to respond to Jakarta's many problems is constrained by limited finances.
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The provincial government consistently runs a surplus of between 15–20% of planned spending, primarily because of delays in procurement and other inefficiencies.[57] Regular under-spending is a matter of public comment.[58] In 2013, the budget was around Rp 50 trillion ($US5.2 billion), equivalent to around $US380 per citizen. Spending priorities were on education, transport, flood control, environment and social spending (such as health and housing).[59] Jakarta's regional budget (APBD) was Rp 77.1 trillion ($US5.92 billion), Rp 83.2 trillion ($US6.2 billion), and Rp 89 trillion ($US6.35 billion) for the year of 2017, 2018 and 2019 respectively.[60][61][62]
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Jakarta consists of five Kota Administratif (Administrative cities/municipalities), each headed by a mayor, and one Kabupaten Administratif (Administrative regency). Each city and regency is divided into districts/Kecamatan. The administrative cities/municipalities of Jakarta are:
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The only administrative regency (kabupaten) of Jakarta is the Thousand Islands (Kepulauan Seribu), formerly a district within North Jakarta. It is a collection of 105 small islands located on the Java Sea. It is of high conservation value because of its unique ecosystems. Marine tourism, such as diving, water bicycling, and windsurfing, are the primary tourist activities in this territory. The main mode of transportation between the islands is speed boats or small ferries.[68]
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Jakarta covers 699.5 square kilometres (270.1 sq mi), the smallest among any Indonesian provinces. However, its metropolitan area covers 6,392 square kilometres (2,468 sq mi), which extends into two of the bordering provinces of West Java and Banten.[70] The Greater Jakarta area includes three bordering regencies (Bekasi Regency, Tangerang Regency and Bogor Regency) and five adjacent cities (Bogor, Depok, Bekasi, Tangerang and South Tangerang).
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Jakarta is situated on the northwest coast of Java, at the mouth of the Ciliwung River on Jakarta Bay, an inlet of the Java Sea. The northern part of Jakarta is plain land, some areas of which are below sea level[71] and subject to frequent flooding. The southern parts of the city are hilly. It is one of only two Asian capital cities located in the southern hemisphere (along with East Timor's Dili). Officially, the area of the Jakarta Special District is 662 km2 (256 sq mi) of land area and 6,977 km2 (2,694 sq mi) of sea area.[72] The Thousand Islands, which are administratively a part of Jakarta, are located in Jakarta Bay, north of the city.
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Jakarta lies in a low and flat alluvial plain, ranging from −2 to 50 metres (−7 to 164 ft) with an average elevation of 8 metres (26 ft) above sea level with historically extensive swampy areas. Thirteen rivers flow through Jakarta. They are Ciliwung River, Kalibaru, Pesanggrahan, Cipinang, Angke River, Maja, Mookervart, Krukut, Buaran, West Tarum, Cakung, Petukangan, Sunter River and Grogol River.[73][74] They flow from the Puncak highlands to the south of the city, then across the city northwards towards the Java Sea. The Ciliwung River divides the city into the western and eastern districts.
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These rivers, combined with the wet season rains and insufficient drainage due to clogging, make Jakarta prone to flooding. Moreover, Jakarta is sinking about 5 to 10 centimetres (2.0 to 3.9 inches) each year, and up to 20 centimetres (7.9 inches) in the northern coastal areas. After a feasibility study, a ring dyke is under construction around Jakarta Bay to help cope with the threat from the sea. The dyke will be equipped with a pumping system and retention areas to defend against seawater and function as a toll road. The project, known as Giant Sea Wall Jakarta, is expected to be completed by 2025.[75] In January 2014, the central government agreed to build two dams in Ciawi, Bogor and a 1.2-kilometre (0.75-mile) tunnel from Ciliwung River to Cisadane River to ease flooding in the city.[76] Nowadays, a 1.2-kilometre (0.75-mile), with capacity 60 cubic metres (2,100 cubic feet) per second, underground water tunnel between Ciliwung River and the East Flood Canal is being worked on to ease the Ciliwung River overflows.[77]
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Jakarta has a tropical monsoon climate (Am) according to the Köppen climate classification system. The wet season in Jakarta covers the majority of the year, running from October through May. The remaining four months (June through September) constitute the city's drier season (each of these four months has an average monthly rainfall of fewer than 100 millimetres (3.9 in)). Technically speaking, however, only August qualifies as the genuine dry season month, as it has less than 60 millimetres (2.4 in) of rainfall. Located in the western part of Java, Jakarta's wet season rainfall peaks in January and February with average monthly rainfall of 299.7 millimetres (11.80 in), and its dry season's low point is in August with a monthly average of 43.2 mm (1.70 in).
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Jakarta attracts people from across Indonesia, often in search of employment. The 1961 census showed that 51% of the city's population was born in Jakarta.[82] Inward immigration tended to negate the effect of family planning programs.[43]
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Between 1961 and 1980, the population of Jakarta doubled, and during the period 1980–1990, the city's population grew annually by 3.7%.[83] The 2010 census counted some 9.58 million people, well above government estimates.[84] The population rose from 4.5 million in 1970 to 9.5 million in 2010, counting only legal residents, while the population of Greater Jakarta rose from 8.2 million in 1970 to 28.5 million in 2010. As per 2014, the population of Jakarta stood at ten million,[85] with a population density of 15,174 people/km2.[86][87] As per 2014, the population of Greater Jakarta was 30 million, accounting for 11% of Indonesia's overall population.[88] It is predicted to reach 35.6 million people by 2030 to become the world's biggest megacity.[89] The gender ratio was 102.8 (males per 100 females) in 2010[90] and 101.3 in 2014.[91]
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Jakarta is a pluralistic and religiously diverse city. As of the 2010 Census, 36.17% of the city's population were Javanese, 28.29% Betawi, 14.61% Sundanese, 6.62% Chinese, 3.42% Batak, 2.85% Minangkabau, 0.96% Malays, Indo and others 7.08%.
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The 'Betawi' (Orang Betawi, or 'people of Batavia') are the descendants of the people living in and around Batavia and became recognised as an ethnic group around the 18th–19th century. They mostly descend from Southeast Asian ethnic groups brought or attracted to Batavia to meet labour needs.[93][94] Betawi people are a creole ethnic group who came from various parts of Indonesia and intermarried with Chinese, Arabs and Europeans.[95] Betawi form a minority in the city; most lived in the fringe areas of Jakarta with hardly any Betawi-dominated regions of central Jakarta.[96]
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A significant Chinese community has lived in Jakarta for many centuries. They traditionally reside around old urban areas, such as Pinangsia, Pluit and Glodok (Jakarta Chinatown) areas. They also can be found in the old Chinatowns of Senen and Jatinegara. Officially, they make up 5.53% of the Jakarta population, although this number may be under-reported.[97]
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The Sumatran residents are diverse. According to the 2010 Census, roughly 346,000 Batak, 305,000 Minangkabau and 155,000 Malays lived in the city. The number of Batak people has grown in ranking, from eighth in 1930 to fifth in 2000. Toba Batak is the largest sub-ethnic Batak group in Jakarta.[98] Minangkabau people generally work as merchants, peddlers, and artisans, with more in white-collar professions, such as doctors, teachers and journalists.[99][100]
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Indonesian is the official and dominant language of Jakarta, while many elderly people speak Dutch or Chinese, depending on their upbringing. English is also widely used for communication, especially in Central and South Jakarta.[101] Each of the ethnic groups uses their mother language at home, such as Betawi, Javanese, and Sundanese. The Betawi language is distinct from those of the Sundanese or Javanese, forming itself as a language island in the surrounding area. It is mostly based on the East Malay dialect and enriched by loan words from Dutch, Portuguese, Sundanese, Javanese, Minangkabau, Chinese, and Arabic.
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In 2017, Jakarta's religious composition was distributed over Islam (83.43%), Protestantism (8.63%), Catholicism (4.0%), Buddhism (3.74%), Hinduism (0.19%), and Confucianism (0.01%). About 231 people claimed to follow folk religions.[102]
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Most pesantren (Islamic boarding schools) in Jakarta are affiliated with the traditionalist Nahdlatul Ulama,[103] modernist organisations mostly catering to a socioeconomic class of educated urban elites and merchant traders. They give priority to education, social welfare programs and religious propagation.[104] Many Islamic organisations have headquarters in Jakarta, including Nahdlatul Ulama, Indonesian Ulema Council, Muhammadiyah, Jaringan Islam Liberal, and Front Pembela Islam.
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The Roman Catholic community has a Metropolis, the Archdiocese of Jakarta that includes West Java as part of the ecclesiastical province. There is also a Bahá'í community.[105]
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Istiqlal Mosque, the largest mosque in Southeast Asia
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The Jakarta Cathedral, one of the oldest churches in Jakarta
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Kim Tek Ie, the oldest Taoist and Buddhist temple in Jakarta
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Aditya Jaya Hindu temple, Rawamangun, East Jakarta
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Sikh Gurdwara in Pasar Baru, Jakarta
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As the capital of Indonesia, Jakarta is the melting point of cultures of all ethnic groups of the country. Though Betawi people are considered as an indigenous community of Jakarta, the culture of the city represents many languages and ethnic groups, support differences in regard to religion, traditions and linguistics, rather than any single and dominant culture.
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The Betawi culture is distinct from those of the Sundanese or Javanese, forming a language island in the surrounding area. Betawi arts have a low profile in Jakarta, and most Betawi people have moved to the suburbs. The cultures of the Javanese and other Indonesian ethnic groups have a higher profile than that of the Betawi. There is a significant Chinese influence in Betawi culture, reflected in the popularity of Chinese cakes and sweets, firecrackers and Betawi wedding attire that demonstrates Chinese and Arab influences.
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Some festivals such as the Jalan Jaksa Festival, Kemang Festival, Festival Condet and Lebaran Betawi include efforts to preserve Betawi arts by inviting artists to display performances.[106][107][108] Jakarta has several performing art centres, such as the classical concert hall Aula Simfonia Jakarta in Kemayoran, Taman Ismail Marzuki (TIM) art centre in Cikini, Gedung Kesenian Jakarta near Pasar Baru, Balai Sarbini in the Plaza Semanggi area, Bentara Budaya Jakarta in the Palmerah area, Pasar Seni (Art Market) in Ancol, and traditional Indonesian art performances at the pavilions of some provinces in Taman Mini Indonesia Indah. Traditional music is often found at high-class hotels, including Wayang and Gamelan performances. Javanese Wayang Orang performances can be found at Wayang Orang Bharata theatre.
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Arts and culture festivals and exhibitions include the annual ARKIPEL – Jakarta International Documentary and Experimental Film Festival, Jakarta International Film Festival (JiFFest), Djakarta Warehouse Project, Jakarta Fashion Week, Jakarta Fashion & Food Festival (JFFF), Jakarnaval, Jakarta Night Festival, Kota Tua Creative Festival, Indonesia International Book Fair (IIBF), Indonesia Creative Products and Jakarta Arts and Crafts exhibition. Art Jakarta is a contemporary art fair, which is held annually. Flona Jakarta is a flora-and-fauna exhibition, held annually in August at Lapangan Banteng Park, featuring flowers, plant nurseries, and pets. Jakarta Fair is held annually from mid-June to mid-July to celebrate the anniversary of the city and is mostly centred around a trade fair. However, this month-long fair also features entertainment, including arts and music performances by local musicians. Jakarta International Java Jazz Festival (JJF) is one of the largest jazz festivals in the world and arguably the biggest in the Southern hemisphere, and is held annually in March.
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Several foreign art and culture centres in Jakarta promote culture and language through learning centres, libraries and art galleries. These include the Chinese Confucius Institute, the Dutch Erasmus Huis, the British Council, the French Alliance Française, the German Goethe-Institut, the Japan Foundation, and the Jawaharlal Nehru Indian Cultural Center.
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All varieties of Indonesian cuisine have a presence in Jakarta. The local cuisine is Betawi cuisine, which reflects various foreign culinary traditions. Betawi cuisine is heavily influenced by Malay-Chinese Peranakan cuisine, Sundanese and Javanese cuisine, which is also influenced by Indian, Arabic and European cuisines. One of the most popular local dishes of Betawi cuisine is Soto Betawi which is prepared from chunks of beef and offal in rich and spicy cow's milk or coconut milk broth. Other popular Betawi dishes include soto kaki, nasi uduk, kerak telor (spicy omelette), nasi ulam, asinan, ketoprak, rujak and gado-gado Betawi (salad in peanut sauce).
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Jakarta cuisine can be found in modest street-side warung food stalls and kaki lima (five legs) travelling vendors to high-end fine dining restaurants.[109] Live music venues and exclusive restaurants are abundant.[110] Many traditional foods from far-flung regions in Indonesia can be found in Jakarta. For example, traditional Padang restaurants and low-budget Warteg (Warung Tegal) food-stalls are ubiquitous in the capital. Other popular street foods include nasi goreng (fried rice), sate (skewered meats), pecel lele (fried catfish), bakso (meatballs), bakpau (Chinese bun) and siomay (fish dumplings).
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Jalan Sabang,[111][112] Jalan Sidoarjo, Jalan Kendal at Menteng area, Kota Tua, Blok S, Blok M,[113] Jalan Tebet[114] are all popular destinations for street-food lovers.
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Trendy restaurants, cafe and bars can be found at Menteng, Kemang,[115] Jalan Senopati,[116] Kuningan, Senayan, Pantai Indah Kapuk,[117] and Kelapa Gading. Chinese street-food is plentiful at Jalan Pangeran, Manga Besar and Petak Sembilan in the old Jakarta area, while the Little Tokyo area of Blok M has many Japanese style restaurants and bars.[118] Lenggang Jakarta is a food court, accommodating small traders and street vendors,[119] where Indonesian foods are available within a single compound. At present, there are two such food courts, located at Monas and Kemayoran.[120] Thamrin 10 is a food and creative park located at Menteng, where varieties of food stall are available.[121]
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Global fast-food chains like McDonald's, KFC, Burger King, Carl's Jr., Wendy's, A&W, Fatburger, Johnny Rockets, Starbucks, Dunkin' Donuts are present, along with local brands like J'CO, Es Teler 77, Kebab Turki, CFC, and Japanese HokBen.[122] Foreign cuisines such as Chinese, Japanese, Korean, Thai, Indian, American, French, Mediterranean cuisine's like Turkish, Italian, Middle-Eastern cuisine, and modern fusion food restaurants can all be found in Jakarta.
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Jakarta hosts 142 museums,[123] clustered around the Central Jakarta's Merdeka Square area, Jakarta Old Town and Taman Mini Indonesia Indah. The Old Town contains museums in former institutional buildings of colonial Batavia, including Jakarta History Museum (former City Hall of Batavia), Wayang Museum (Puppet Museum) (former Church of Batavia), the Fine Art and Ceramic Museum (former Court House of Justice of Batavia), the Maritime Museum (former Sunda Kelapa warehouse), Bank Indonesia Museum (former Javasche Bank) and Bank Mandiri Museum (former Nederlandsche Handels Maatschappij).
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Museums clustered in central Jakarta around the Merdeka Square area include National Museum of Indonesia which also known as Gedung Gajah (the Elephant Building), National Gallery of Indonesia, National History Museum at National Monument, Istiqlal Islamic Museum in Istiqlal Mosque and Jakarta Cathedral Museum on the second floor of Jakarta Cathedral. Also in central is the Taman Prasasti Museum (the former cemetery of Batavia), and Textile Museum in Tanah Abang area. Museum MACAN is an art museum of modern and contemporary Indonesian and international art located at West Jakarta.[124]
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The recreational area of Taman Mini Indonesia Indah in East Jakarta contains fourteen museums, such as Indonesia Museum, Purna Bhakti Pertiwi Museum, Asmat Museum, Bayt al-Qur'an Islamic Museum, Pusaka (heirloom) Museum, and other science-based museums such as Research & Technology Information Center, Komodo Indonesian Fauna Museum, Insect Museum, Petrol and Gas Museum, plus the Transportation Museum. Other museums include Satria Mandala Military Museum, Museum Sumpah Pemuda, and Lubang Buaya.
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Daily newspapers include Kompas, Koran Tempo, Media Indonesia, and Republika. English-language newspapers are also published daily, for example, The Jakarta Post and The Jakarta Globe. Chinese language newspapers also circulate, such as Indonesia Shang Bao (印尼商报), Harian Indonesia (印尼星洲日报), and Guo Ji Ri Bao (国际日报). The only Japanese language newspaper is The Daily Jakarta Shimbun (じゃかるた新聞). Jakarta also has the daily newspapers segment such as Pos Kota, Warta Kota, Koran Jakarta, Berita Kota for local readers; Bisnis Indonesia, Investor Daily, Kontan, Harian Neraca (business news) as well as Top Skor and Soccer (sports news).
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Jakarta is the headquarters for Indonesia's state media, TVRI as well as private national television networks, such as Metro TV, tvOne, Kompas TV, RCTI and NET. Jakarta has local television channels such as Jak TV, O Channel, Elshinta TV, and DAAI TV Indonesia. The city is home to the country's leading pay television service. Cable channels available includes First Media and TelkomVision. Satellite television (DTH) has yet to gain mass acceptance in Jakarta. Prominent DTH entertainment services are Indovision, Okevision, Yes TV, Transvision, and Aora TV. Many TV stations are analogue PAL, but some are now converting to digital signals using DVB-T2 following a government plan to digital television migration.[125]
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Around 75 radio stations broadcast in Jakarta, 52 on the FM band, and 23 on the AM band.
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Indonesia is the largest economy of ASEAN, and Jakarta is the economic nerve centre of the Indonesian archipelago. Jakarta's nominal GDP was US$483.8 billion in 2016, which is about 17.5% of Indonesia's.[126] Jakarta ranked at 21 in the list of Cities Of Economic Influence Index in 2020 by CEOWORLD magazine.[127] According to the Japan Center for Economic Research, GRP per capita of Jakarta will rank 28th among the 77 cities in 2030 from 41st in 2015, the largest in Southeast Asia.[128] Savills Resilient Cities Index has predicted Jakarta to be within the top 20 cities in the world by 2028.[129][130]
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Jakarta's economy depends highly on manufacturing and service sectors such as banking, trading and financial. Industries include electronics, automotive, chemicals, mechanical engineering and biomedical sciences. The head office of Bank Indonesia and Indonesia Stock Exchange are located in the city. Most of the SOEs include Pertamina, PLN, Angkasa Pura, and Telkomsel operate head offices in the city, as do major Indonesian conglomerates, such as Salim Group, Sinar Mas Group, Astra International, Gudang Garam, Kompas-Gramedia, and MNC Group. The headquarters of the Indonesian Chamber of Commerce and Industry and Indonesian Employers Association are also located in the city. As of 2017, the city is home to six Forbes Global 2000, two Fortune 500 and four Unicorn companies.[131][132][133] Google and Alibaba has regional cloud centers in Jakarta.[134]
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As of 2018, Jakarta contributes about 17% of Indonesia's GRDP (Gross Regional Domestic Product).[135] In 2017, the economic growth was 6.22%.[136] Throughout the same year, the total value of investment was Rp 108.6 trillion (US$8 billion), an increase of 84.7% from the previous year.[137] In 2015, GDP per capita was estimated at Rp 194.87 million (US$14,570).[138] The most significant contributions to GRDP were by finance, ownership and business services (29%); trade, hotel and restaurant sector (20%), and manufacturing industry sector (16%).[43] In 2007, the increase in per capita GRDP of Jakarta inhabitants was 11.6% compared to the previous year.[43] Both GRDP by at current market price and GRDP by at 2000 constant price in 2007 for the Municipality of Central Jakarta, which was Rp 146 million and Rp 81 million, was higher than other municipalities in Jakarta.[43]
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The Wealth Report 2015 by Knight Frank reported that 24 individuals in Indonesia in 2014 had wealth at least US$1 billion and 18 live in Jakarta.[139] The cost of living continues to rise. Both land price and rents have become expensive. Mercer's 2017 Cost of Living Survey ranked Jakarta as 88th costliest city in the world for expatriates.[140] Industrial development and the construction of new housing thrive on the outskirts, while commerce and banking remain concentrated in the city centre.[141] Jakarta has a bustling luxury property market. Knight Frank, a global real estate consultancy based in London, reported in 2014 that Jakarta offered the highest return on high-end property investment in the world in 2013, citing a supply shortage and a sharply depreciated currency as reasons.[142]
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As of 2015, with a total of 550 hectares, Jakarta had the largest shopping mall floor area within a single city.[143][144] Malls include Plaza Indonesia, Grand Indonesia, Plaza Senayan, Senayan City, Pacific Place, Mall Taman Anggrek, and Pondok Indah Mall.[145] Fashion retail brands in Jakarta include Debenhams, in Senayan City and Lippo Mall Kemang Village,[146] Japanese Sogo,[147] Seibu in Grand Indonesia Shopping Town, and French brand, Galeries Lafayette, at Pacific Place. The new Satrio-Casablanca shopping belt includes centres such as Kuningan City, Mal Ambassador, Kota Kasablanka, and Lotte Shopping Avenue.[148] Shopping malls are also located at Grogol and Puri Indah in West Jakarta.
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Traditional markets include Blok M, Pasar Mayestik, Tanah Abang, Senen, Pasar Baru, Glodok, Mangga Dua, Cempaka Mas, and Jatinegara. Special markets sell antique goods at Surabaya Street and gemstones in Rawabening Market.[149]
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Though Jakarta has been named the most popular location as per tag stories[150] and ranked eighth most-posted among the cities in the world in 2017 on image-sharing site Instagram,[151] it is not a top international tourist destination. The city, however, is ranked as the fifth fastest-growing tourist destination among 132 cities according to MasterCard Global Destination Cities Index.[152] The World Travel and Tourism Council also listed Jakarta as among the top ten fastest-growing tourism cities in the world in 2017[153] and categorised it as an emerging performer, which will see a significant increase in tourist arrivals in less than ten years.[154] According to Euromonitor International's latest Top 100 City Destinations Ranking of 2019, Jakarta ranked at 57th among 100 most visited cities of the world.[155]
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Most of the visitors attracted to Jakarta are domestic tourists. As the gateway of Indonesia, Jakarta often serves as a stop-over for foreign visitors on their way to other Indonesian tourist destinations such as Bali, Lombok, Komodo Island and Yogyakarta. Jakarta is trying to attract more international tourist by MICE tourism, by arranging increasing numbers of conventions.[156][157] In 2012, the tourism sector contributed Rp. 2.6 trillion (US$268.5 million) to the city's total direct income of Rp. 17.83 trillion (US$1.45 billion), a 17.9% increase from the previous year 2011.
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The popular heritage tourism attractions are in Kota[158] and around Merdeka square. Kota is the centre of old Jakarta, with its Maritime Museum, Kota Intan Bridge, Gereja Sion, Wayang Museum, Stadhuis Batavia, Fine Art and Ceramic Museum, Toko Merah, Bank Indonesia Museum, Bank Mandiri Museum, Jakarta Kota railway station, and Glodok (Chinatown).[159] Kota Tua was named the most-visited destination in Indonesia in 2017 by Instagram.[160] In the old ports of Sunda Kelapa, the tall-masted pinisi ships are still anchored.
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Other tourist attractions include the Thousand Islands, Taman Mini Indonesia Indah, Setu Babakan, Ragunan Zoo, Sunda Kelapa old port and the Ancol Dreamland complex on Jakarta Bay, which houses Dunia Fantasi (Fantasy World) theme park, Sea World, Atlantis Water Adventure, and Gelanggang Samudra. Thousand Islands, which is north to the coast of the city and in the Java Sea is also a popular tourist destination.
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Most international hotel chains have a presence in the city. Jalan Jaksa and surrounding areas are popular among backpackers for cheaper accommodation, travel agencies, second-hand bookstores, money changers, laundries and pubs.[161] PIK is a relatively new suburb for hangout,[162] while Kemang is a popular suburb for expats.
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To transform the city into a more livable one, a 10-year "urban regeneration" project is undertaken, which will cost Rp 571 trillion ($40.5 billion). The project is aimed at infrastructure development, including the creation of a better integrated public transit system and the improvement of the city's clean water and wastewater systems, housing and flood control system.[163]
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Two private companies, PALYJA and Aetra, provide piped water in the western and eastern half of Jakarta respectively under 25-year concession contracts signed in 1998. A public asset holding company called PAM Jaya owns the infrastructure. Eighty per cent of the water distributed in Jakarta comes through the West Tarum Canal system from Jatiluhur reservoir on the Citarum River, 70 km (43 mi) southeast of the city. The water supply was privatised by President Suharto in 1998 to the French company Suez Environnement and the British company Thames Water International. Both companies subsequently sold their concessions to Indonesian companies. Customer growth in the first seven years of the concessions had been lower than before, possibly because of substantial inflation-adjusted tariff increases during this period. In 2005, tariffs were frozen, leading the private water companies to cut down on investments.
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According to PALYJA, the service coverage ratio increased substantially from 34% (1998) to 65% (2010) in its western half of the concession.[164] According to data by the Jakarta Water Supply Regulatory Body, access in the eastern half of the city served by PTJ increased from about 57% in 1998 to about 67% in 2004 but stagnated afterwards.[165] However, other sources cite much lower access figures for piped water supply to houses, excluding access provided through public hydrants: one study estimated access as low as 25% in 2005,[166] while another estimated it to be as low as 18.5% in 2011.[167] Those without access to piped water get water mostly from wells that are often salty and unsanitary. As of 2017, according to the Ministry of Energy and Mineral Resources, Jakarta had a crisis over clean water.[168]
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Jakarta has many of the country's best-equipped private and public healthcare facilities. In January 2014, the Indonesian government launched a universal health care system called the Jaminan Kesehatan Nasional (JKN). Covering around 250 million people, it is the world's most extensive insurance system.[169] It is expected that the entire population will be covered in 2019.[170][171][172]
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Hospitals are of a good standard but are often overcrowded. Government-run specialised hospitals include Dr. Cipto Mangunkusumo Hospital, Gatot Soebroto Army Hospital, as well as community hospitals and puskesmas. Other options for healthcare services include private hospitals and clinics. The private healthcare sector has seen significant changes, as the government began allowing foreign investment in the private sector in 2010. While some private facilities are run by nonprofit or religious organisations, most are for-profit. Hospital chains such as Siloam, Mayapada, Mitra Keluarga, Medika, Medistra, Ciputra, and Hermina operate in the city.[173][174]
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As a metropolitan area of about 30 million people, Jakarta has a variety of transport systems.[175]
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The city prioritised development of road networks, which were mostly designed to accommodate private vehicles.[176] A notable feature of Jakarta's present road system is the toll road network. Composed of an inner and outer ring road and five toll roads radiating outwards, the network provides inner as well as outer city connections. An 'odd-even' policy limits road use to cars with either odd or even-numbered registration plates on a particular day as a transitional measure to alleviate traffic congestion until the future introduction of electronic road pricing.
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Rapid transit in Greater Jakarta consists of TransJakarta bus rapid transit, Jakarta LRT, Jakarta MRT, KRL Commuterline commuter rail, and Soekarno-Hatta Airport Rail Link. Another transit system Greater Jakarta LRT is expected to be operational by early 2021.
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Privately owned bus systems like Kopaja, MetroMini, Mayasari Bakti and PPD also provide important services for Jakarta commuters with numerous routes throughout the city. Pedicabs are banned from the city for causing traffic congestion. Bajaj auto rickshaw provide local transportation in the back streets of some parts of the city. Angkot microbuses also play a major role in road transport of Jakarta. Taxicabs and ojeks (motorcycle taxis) are available in the city.
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Jakarta has architecturally significant buildings spanning distinct historical and cultural periods. Architectural styles reflect Malay, Javanese, Arabic, Chinese and Dutch influences.[177] External influences inform the architecture of the Betawi house. The houses were built of nangka wood (Artocarpus integrifolia) and comprise three rooms. The shape of the roof is reminiscent of the traditional Javanese joglo.[35] Additionally, the number of registered cultural heritage buildings has increased.[178]
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Colonial buildings and structures include those that were constructed during the colonial period. The dominant colonial styles can be divided into three periods: the Dutch Golden Age (17th to late 18th century), the transitional style period (late 18th century – 19th century), and Dutch modernism (20th century). Colonial architecture is apparent in houses and villas, churches, civic buildings and offices, mostly concentrated in the Jakarta Old Town and Central Jakarta. Architects such as J.C. Schultze and Eduard Cuypers designed some of the significant buildings. Schultze's works include Jakarta Art Building, the Indonesia Supreme Court Building and Ministry of Finance Building, while Cuypers designed Bank Indonesia Museum and Bank Mandiri Museum.
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In the early 20th century, most buildings were built in Neo-Renaissance style. By the 1920s, the architectural taste had begun to shift in favour of rationalism and modernism, particularly art deco architecture. The elite suburb Menteng, developed during the 1910s, was the city's first attempt at creating an ideal and healthy housing for the middle class. The original houses had a longitudinal organisation, with overhanging eaves, large windows and open ventilation, all practical features for a tropical climate.[179] These houses were developed by N.V. de Bouwploeg, and established by P.A.J. Moojen.
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After independence, the process of nation-building in Indonesia and demolishing the memory of colonialism was as important as the symbolic building of arterial roads, monuments, and government buildings. The National Monument in Jakarta, designed by Sukarno, is Indonesia's beacon of nationalism. In the early 1960s, Jakarta provided highways and super-scale cultural monuments as well as Senayan Sports Stadium. The parliament building features a hyperbolic roof reminiscent of German rationalist and Corbusian design concepts.[180] The office tower Wisma 46 soars to a height of 262 metres (860 feet) with 48 stories and its nib-shaped top celebrates technology and symbolises stereoscopy.
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The urban construction booms continued in the 21st century. The Golden Triangle of Jakarta is one of the fastest evolving CBD's in the Asia-Pacific region.[181] According to CTBUH and Emporis, there are 88 skyscrapers that reach or exceed 150 metres (490 feet), which puts the city in the top 10 of world rankings.[182] It has more buildings taller than 150 metres than any other Southeast Asian or Southern Hemisphere cities.
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Most landmarks, monuments and statues in Jakarta were begun in the 1960s during the Sukarno era, then completed in the Suharto era, while some date from the colonial period. Although many of the projects were completed after his presidency, Sukarno, who was an architect, is credited for planning Jakarta's monuments and landmarks, as he desired the city to be the beacon of a powerful new nation. Among the monumental projects were built, initiated, and planned during his administration are the National Monument, Istiqlal mosque, the Legislature Building, and the Gelora Bung Karno stadium. Sukarno also built many nationalistic monuments and statues in the capital city.[183]
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The most famous landmark, which became the symbol of the city, is the 132-metre-tall (433-foot) obelisk of the National Monument (Monumen Nasional or Monas) in the centre of Merdeka Square. On its southwest corner stands a Mahabharata-themed Arjuna Wijaya chariot statue and fountain. Further south through Jalan M.H. Thamrin, one of the main avenues, the Selamat Datang monument stands on the fountain in the centre of the Hotel Indonesia roundabout. Other landmarks include the Istiqlal Mosque, Jakarta Cathedral and the Immanuel Church. The former Batavia Stadhuis, Sunda Kelapa port in Jakarta Old Town is another landmark. The Gama Tower building in South Jakarta, at 310 metres, is the tallest building in Indonesia.
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Some of statues and monuments are nationalist, such as the West Irian Liberation Monument, the Tugu Tani, the Youth statue and the Dirgantara statue. Some statues commemorate Indonesian national heroes, such as the Diponegoro and Kartini statues in Merdeka Square. The Sudirman and Thamrin statues are located on the streets bearing their names. There is also a statue of Sukarno and Hatta at the Proclamation Monument at the entrance to Soekarno–Hatta International Airport.
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In June 2011, Jakarta had only 10.5% green open spaces (Ruang Terbuka Hijau) although this grew to 13.94%. Public parks are included in public green open spaces.[184] There are about 300 integrated child-friendly public spaces (RPTRA) in the city in 2019.[185] As of 2014, 183 water reservoirs and lakes supported the greater Jakarta area.[186]
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Jakarta hosted the 1962 Asian Games[197] and the 2018 Asian Games, co-hosted by Palembang.[198] Jakarta also hosted the Southeast Asian Games in 1979, 1987, 1997 and 2011 (supporting Palembang). Gelora Bung Karno Stadium, the biggest in the city with a capacity of 77,193 seats,[199] hosted the group stage, quarterfinal and final of the 2007 AFC Asian Cup along with Malaysia, Thailand and Vietnam.[200][201]
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The Senayan sports complex has several sports venues, including the Bung Karno football stadium, Madya Stadium, Istora Senayan, aquatic arena, baseball field, basketball hall, a shooting range, several indoor and outdoor tennis courts. The Senayan complex was built in 1960 to accommodate the 1962 Asian Games. For basketball, the Kelapa Gading Sport Mall in Kelapa Gading, North Jakarta, with a capacity of 7,000 seats, is the home arena of the Indonesian national basketball team. The BritAma Arena serves as a playground for Satria Muda Pertamina Jakarta, the 2017 runner-up of the Indonesian Basketball League. Jakarta International Velodrome is a sporting facility located at Rawamangun, which was used as a venue for the 2018 Asian Games. It has a seating capacity of 3,500 for track cycling, and up to 8,500 for shows and concerts,[202] which can also be used for various sports activities such as volleyball, badminton and futsal. Jakarta International Equestrian Park is an equestrian sports venue located at Pulomas, which was also used as a venue for 2018 Asian Games.[203]
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The Jakarta Car-Free Days are held weekly on Sunday on the main avenues of the city, Jalan Sudirman, and Jalan Thamrin, from 6 AM to 11 AM. The briefer Car-Free Day, which lasts from 6 AM to 9 AM, is held on every other Sunday. The event invites local pedestrians to do sports and exercise and have their activities on the streets that are usually full of traffic. Along the road from the Senayan traffic circle on Jalan Sudirman, South Jakarta, to the "Selamat Datang" Monument at the Hotel Indonesia traffic circle on Jalan Thamrin, north to the National Monument in Central Jakarta, cars are blocked from entering. During the event, morning gymnastics, callisthenics and aerobic exercises, futsal games, jogging, bicycling, skateboarding, badminton, karate, on-street library and musical performances take over the roads and the main parks.[204]
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Jakarta's most popular home football club is Persija, which plays in Indonesia Super League and uses Bung Karno Stadium as a home venue. Another football team in Jakarta is Persitara who compete in 2nd Division Football League and play in Kamal Muara Stadium and Soemantri Brodjonegoro Stadium.
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Jakarta Marathon is said to be the "biggest running event of Indonesia". It is recognised by AIMS and IAAF. It was established in 2013 to promote Jakarta sports tourism. In the 2015 edition, more than 15,000 runners from 53 countries participated.[205][206][207][208][209]
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Jakarta is home to colleges and universities. The University of Indonesia (UI) is the largest and oldest tertiary-level educational institution in Indonesia. It is a public institution with campuses in Salemba (Central Jakarta) and in Depok.[210] The three other public universities in Jakarta are Syarif Hidayatullah State Islamic University Jakarta, the State University of Jakarta (UNJ)[211] and the University of Pembangunan Nasional 'Veteran' Jakarta (UPN "Veteran" Jakarta).[212] Some major private universities in Jakarta are Trisakti University, The Christian University of Indonesia, Mercu Buana University, Tarumanagara University, Atma Jaya Catholic University of Indonesia, Pelita Harapan University, Bina Nusantara University,[213] Jayabaya University,[214] and Pancasila University.[215]
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STOVIA (School tot Opleiding van Indische Artsen) was the first high school in Jakarta, established in 1851.[216] Jakarta houses many students from around Indonesia, many of whom reside in dormitories or home-stay residences. For basic education, a variety of primary and secondary schools are available, tagged with the public (national), private (national and bi-lingual national plus) and international labels. Four of the major international schools are the Gandhi Memorial International School, IPEKA International Christian School[217] Jakarta Intercultural School and the British School Jakarta. Other international schools include the Jakarta International Korean School, Bina Bangsa School, Jakarta International Multicultural School,[218] Australian International School,[219] New Zealand International School,[220] Singapore International School and Sekolah Pelita Harapan.[221]
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Jakarta hosts foreign embassies. Jakarta also serves as the seat of Association of Southeast Asian Nations (ASEAN) Secretariat and is ASEAN's diplomatic capital.[222]
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Jakarta is a member of the Asian Network of Major Cities 21, C40 Cities Climate Leadership Group and ASEAN Smart Cities Network.
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Jakarta signed sister city agreements with other cities, including Casablanca. To promote friendship between two cities, the main avenue famous for its shopping and business centres was named after Jakarta's Moroccan sister city. No street in Casablanca is named after Jakarta. However, the Moroccan capital city of Rabat has an avenue named after Sukarno, Indonesia's first president, to commemorate his visit in 1960 and as a token of friendship.[223]
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Jakarta has established a partnership with Rotterdam, especially on integrated urban water management, including capacity-building and knowledge exchange.[224] This cooperation is mainly because both cities are dealing with similar problems; they lie in low-lying flat plains and are prone to flooding. Additionally, for below-sea-level areas, they have both implemented drainage systems involving canals, dams, and pumps vital for both cities.
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Jamaica (/dʒəˈmeɪkə/ (listen)) is an island country situated in the Caribbean Sea. Spanning 10,990 square kilometres (4,240 sq mi) in area, it is the third-largest island of the Greater Antilles and the Caribbean (after Cuba and Hispaniola).[11] Jamaica lies about 145 kilometres (90 mi) south of Cuba, and 191 kilometres (119 mi) west of Hispaniola (the island containing the countries of Haiti and the Dominican Republic); the British Overseas Territory of the Cayman Islands lies some 215 kilometres (134 mi) to the north-west.
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Originally inhabited by the indigenous Arawak and Taíno peoples, the island came under Spanish rule following the arrival of Christopher Columbus in 1494. Many of the indigenous people were either killed or died of diseases to which they had no immunity, and the Spanish thus forcibly transplanted large numbers of African slaves to Jamaica as labourers.[11] The island remained a possession of Spain until 1655, when England (later Great Britain) conquered it, renaming it Jamaica. Under British colonial rule Jamaica became a leading sugar exporter, with a plantation economy dependent on the African slaves and later their descendants. The British fully emancipated all slaves in 1838, and many freedmen chose to have subsistence farms rather than to work on plantations. Beginning in the 1840s, the British began utilising Chinese and Indian indentured labour to work on plantations. The island achieved independence from the United Kingdom on 6 August 1962.[11]
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With 2.9 million people,[12][13] Jamaica is the third-most populous Anglophone country in the Americas (after the United States and Canada), and the fourth-most populous country in the Caribbean. Kingston is the country's capital and largest city. The majority of Jamaicans are of Sub-Saharan African ancestry, with significant European, East Asian (primarily Chinese), Indian, Lebanese, and mixed-race minorities.[11] Due to a high rate of emigration for work since the 1960s, there is a large Jamaican diaspora, particularly in Canada, the United Kingdom, and the United States. The country has a global influence that belies its small size; it was the birthplace of the Rastafari religion, reggae music (and associated genres such as dub, ska and dancehall), and it is internationally prominent in sports, most notably cricket, sprinting and athletics.[14][15][16]
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Jamaica is an upper-middle income country[17] with an economy heavily dependent on tourism; it has an average of 4.3 million tourists a year.[18] Politically it is a Commonwealth realm, with Elizabeth II as its queen.[11] Her appointed representative in the country is the Governor-General of Jamaica, an office held by Patrick Allen since 2009. Andrew Holness has served as Prime Minister of Jamaica since March 2016. Jamaica is a parliamentary constitutional monarchy with legislative power vested in the bicameral Parliament of Jamaica, consisting of an appointed Senate and a directly elected House of Representatives.[11]
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The indigenous people, the Yamaye (also known as the Taíno), called the island Xaymaca in an Arawakan language,[19] meaning the "Land of Wood and Water" or the "Land of Springs".[20][11]
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Colloquially Jamaicans refer to their home island as the "Rock". Slang names such as "Jamrock", "Jamdown" ("Jamdung" in Jamaican Patois), or briefly "Ja", have derived from this.[21]
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Humans have inhabited Jamaica from as early as 4000–1000 BC. Little is known of these early peoples.[22] Another group, known as the "Redware people" after their pottery, arrived circa 600 AD,[23] followed by the Arawak–Taíno circa 800 AD, who most likely came from South America.[23][24] They practised an agrarian and fishing economy, and at their height are thought to have numbered some 60,000 people, grouped into around 200 village headed by caciques (chiefs).[23] The south coast of Jamaica was the most populated, especially around the area now known as Old Harbour.[22]
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Though often thought to have become extinct following contact with Europeans, the Taíno in fact still inhabited Jamaica when the English took control of the island in 1655.[22] Some fled into interior regions, merging with African Maroon communities.[25][26][27] Today, only a tiny number of Jamaican natives, known as Yamaye, remain. The Jamaican National Heritage Trust is attempting to locate and document any remaining evidence of the Taíno.[28]
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Christopher Columbus was the first European to see Jamaica, claiming the island for Spain after landing there in 1494 on his second voyage to the Americas.[23] His probable landing point was Dry Harbour, called Discovery Bay,[29] and St. Ann's Bay was named "Saint Gloria" by Columbus, as the first sighting of the land. He later returned in 1503; however, he was shipwrecked and he and his crew were forced to live on Jamaica for a year whilst waiting to be rescued.[30] One and a half kilometres west of St. Ann's Bay is the site of the first Spanish settlement on the island, Sevilla, which was established in 1509 by Juan de Esquivel but abandoned around 1524 because it was deemed unhealthy.[31] The capital was moved to Spanish Town, then called St. Jago de la Vega, around 1534 (at present-day St. Catherine).[23][32] Meanwhile, the Taínos began dying in large numbers, either from introduced diseases to which they had no immunity, or from enslavement by the Spanish.[23] As a result, the Spanish began importing slaves from Africa to the island.[33] Many slaves managed to escape, forming autonomous communities in remote and easily defended areas in the interior of Jamaica, mixing with the remaining Taino; these communities became known as Maroons.[23] Small numbers of Jews also came to live on the island.[34] By the early 17th century it is estimated that no more than 2,500–3,000 people lived on Jamaica.[23][35][page needed]
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The English began taking an interest in the island and, following a failed attempt to conquer Santo Domingo on Hispaniola, Sir William Penn and General Robert Venables led an invasion of Jamaica in 1655.[37] Battles at Ocho Rios in 1657 and the Rio Nuevo in 1658 resulted in Spanish defeats; in 1660 the Maroons began supporting the English and the Spanish defeat was secured.[38]
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When the English captured Jamaica, the Spanish colonists fled after freeing their slaves.[38] Many slaves dispersed into the mountains, joining the already established maroon communities.[39] During the centuries of slavery, Maroons established free communities in the mountainous interior of Jamaica, where they maintained their freedom and independence for generations.[40] Meanwhile, the Spanish made several attempts to re-capture the island, prompting the British to support pirates attacking Spanish ships in the Caribbean; as a result piracy became rampant on Jamaica, with the city of Port Royal becoming notorious for its lawlessness. Spain later recognised English possession of the island with the Treaty of Madrid (1670).[41] As a result, the English authorities sought to reign in the worst excesses of the pirates.[23]
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In 1660, the population of Jamaica was about 4,500 white and 1,500 black.[42] By the early 1670s, as the English developed sugar cane plantations worked by large numbers of slaves, black Africans formed a majority of the population.[43] The Irish in Jamaica also formed a large part of the island's early population, making up two-thirds of the white population on the island in the late 17th century, twice that of the English population. They were brought in as indentured labourers and soldiers after the conquest of 1655. The majority of Irish were transported by force as political prisoners of war from Ireland as a result of the ongoing Wars of the Three Kingdoms.[44] Migration of large numbers of Irish to the island continued into the 18th century.[45]
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A limited form of local government was introduced with the creation of the House of Assembly of Jamaica in 1664; however, it represented only a tiny number of rich plantation owners.[46] In 1692, the colony was rocked by an earthquake that resulted in several thousand deaths and the almost complete destruction of Port Royal.[47]
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During the 1700s the economy boomed, based largely on sugar and other crops such as coffee, cotton and indigo. All these crops were worked by black slaves, who lived short and often brutal lives with no rights, being the property of a small planter-class.[23] A large slave rebellion, known as Tacky's War, broke out in 1760 but was defeated by the British.[48] During this period the British also attempted to consolidate their control over the island by defeating the Maroons, who continued to live in the interior under leaders such as Cudjoe and Queen Nanny. The First Maroon War (1728 – 1739/40) ended in stalemate, as did a second conflict in 1795–96; however, as a result of these wars many Maroons were expelled to Nova Scotia and, later, Sierra Leone.[23]
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By the beginning of the 19th century, Jamaica's dependence on slave labour and a plantation economy had resulted in black people outnumbering white people by a ratio of almost 20 to 1. Although the British had outlawed the importation of slaves, some were still smuggled in from Spanish colonies and directly.[citation needed] While planning the abolition of slavery, the British Parliament passed laws to improve conditions for slaves. They banned the use of whips in the field and flogging of women; informed planters that slaves were to be allowed religious instruction, and required a free day during each week when slaves could sell their produce,[49] prohibiting Sunday markets to enable slaves to attend church.[citation needed] The House of Assembly in Jamaica resented and resisted the new laws. Members, with membership then restricted to European-Jamaicans, claimed that the slaves were content and objected to Parliament's interference in island affairs. Slave owners feared possible revolts if conditions were lightened.
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The British abolished the slave trade in 1807, but not the institution itself.[50] In 1831 a huge slave rebellion, known as Baptist War, broke out, led by the Baptist preacher Samuel Sharpe. The rebellion resulted in hundreds of deaths, the destruction of many plantations, and resulted in ferocious reprisals by the plantocracy class.[51] As a result of rebellions such as these, as well as the efforts of abolitionists, the British outlawed slavery in its empire in 1834, with full emancipation from chattel slavery declared in 1838.[23] The population in 1834 was 371,070, of whom 15,000 were white, 5,000 free black; 40,000 'coloured' or free people of color (mixed race); and 311,070 were slaves.[42] The resulting labour shortage prompted the British to begin to "import" indentured servants to supplement the labour pool, as many freedmen resisted working on the plantations.[23] Workers recruited from India began arriving in 1845, Chinese workers in 1854.[52] Many South Asian and Chinese descendants continue to reside in Jamaica today.[53][54]
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Over the next 20 years, several epidemics of cholera, scarlet fever, and smallpox hit the island, killing almost 60,000 people (about 10 per day).[citation needed] Nevertheless, in 1871 the census recorded a population of 506,154 people, 246,573 of which were males, and 259,581 females. Their races were recorded as 13,101 white, 100,346 coloured (mixed black and white), and 392,707 black.[55] This period was marked by an economic slump, with many Jamaicans living in poverty. Dissatisfaction with this, and continued racial discrimination and marginalisation of the black majority, led to the outbreak of the Morant Bay rebellion in 1865 led by Paul Bogle, which was put down by Governor John Eyre with such brutality that he was recalled from his position.[23] His successor, John Peter Grant, enacted a series of social, financial and political reforms whilst aiming to uphold firm British rule over the island, which became a Crown Colony in 1866.[23] In 1872 the capital was transferred from Spanish Town to Kingston.[23]
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In 1907 Jamaica was struck by an earthquake — this, and the subsequent fire, caused immense destruction in Kingston and the deaths of 800–1,000 people.[56][23]
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Unemployment and poverty remained a problem for many Jamaicans. Various movements seeking political change arose as a result, most notably the Universal Negro Improvement Association and African Communities League founded by Marcus Garvey in 1917. As well as seeking greater political rights and an improvement for the condition of workers, Garvey was also a prominent Pan-Africanist and proponent of the Back-to-Africa movement.[57] He was also one of the chief inspirations behind Rastafari, a religion founded in Jamaica in the 1930s that combined Christianity with an Afrocentric theology focused on the figure of Haile Selassie, Emperor of Ethiopia. Despite occasional persecution, Rastafari grew to become an established faith on the island, later spreading abroad.
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The Great Depression of the 1930s hit Jamaica hard. As part of the British West Indian labour unrest of 1934–39, Jamaica saw numerous strikes, culminating in a strike in 1938 that turned into a full-blown riot.[58][23][59]
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As a result, the British government instituted a commission to look into the causes of the disturbances; their report recommended political and economic reforms in Britain's Caribbean colonies.[23][60] A new House of Representatives was established in 1944, elected by universal adult suffrage.[23] During this period Jamaica's two-party system emerged, with the creation of the Jamaican Labour Party (JLP) under Alexander Bustamante and the People's National Party (PNP) under Norman Manley.[23]
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Jamaica slowly gained increasing autonomy from the United Kingdom. In 1958 it became a province in the Federation of the West Indies, a federation of several of Britain's Caribbean colonies.[23] Membership of the Federation proved to be divisive, however, and a referendum on the issue saw a slight majority voting to leave.[23] After leaving the Federation, Jamaica attained full independence on 6 August 1962.[23] The new state retained, however, its membership in the Commonwealth of Nations (with the Queen as head of state) and adopted a Westminster-style parliamentary system. Bustamante, at the age of 78, became the country's first prime minister.[61][62]
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Strong economic growth, averaging approximately 6% per annum, marked the first ten years of independence under conservative JLP governments; these were led by successive Prime Ministers Alexander Bustamante, Donald Sangster (who died of natural causes within two months of taking office) and Hugh Shearer.[23] The growth was fuelled by high levels of private investment in bauxite/alumina, tourism, the manufacturing industry and, to a lesser extent, the agricultural sector. In terms of foreign policy Jamaica became a member of the Non-Aligned Movement, seeking to retain strong ties with Britain and the United States whilst also developing links with Communist states such as Cuba.[23]
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The optimism of the first decade was accompanied by a growing sense of inequality among many Afro-Jamaicans, and a concern that the benefits of growth were not being shared by the urban poor, many of whom ended up living in crime-ridden shanty towns in Kingston.[23] This, combined with the effects of a slowdown in the global economy in 1970,[citation needed] led to the voters electing the PNP under Michael Manley in 1972. Manley's government enacted various social reforms, such as a higher minimum wage, land reform, legislation for women's equality, greater housing construction and an increase in educational provision.[63][23] Internationally he improved ties with the Communist bloc and vigorously opposed the apartheid regime in South Africa.[23] However, the economy faltered in this period due to a combination of internal and external factors (such as the oil shocks).[23] The rivalry between the JLP and PNP became intense, and political and gang-related violence grew significantly in this period.[23]
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By 1980, Jamaica's gross national product had declined to some 25% below its 1972 level.[citation needed] Seeking change, Jamaicans voted the JLP back in in 1980 under Edward Seaga.[23] Firmly anti-Communist, Seaga cut ties with Cuba and sent troops to support the US invasion of Grenada in 1983.[23] The economic deterioration, however, continued into the mid-1980s, exacerbated by a number of factors. The largest and third-largest alumina producers, Alpart and Alcoa, closed; and there was a significant reduction in production by the second-largest producer, Alcan.[citation needed] Reynolds Jamaica Mines, Ltd. left the Jamaican industry. There was also a decline in tourism, which was important to the economy.[citation needed] Owing to rising foreign and local debt, accompanied by large fiscal deficits, the government sought International Monetary Fund (IMF) financing, which was dependent on implementing various austerity measures.[23] These resulted in strikes in 1985 and a decline in support for the Seaga government, exacerbated by criticism of the government's response to the devastation caused by Hurricane Gilbert in 1988.[23][64] Having now de-emphasised socialism and adopting a more centrist position, Michael Manley and the PNP were re-elected in 1989.[65][23]
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The PNP went on to win a string of elections, under Prime Ministers Michael Manley (1989–1992), P. J. Patterson (1992–2005) and Portia Simpson-Miller (2005–2007). During this period various economic reforms were introduced, such as deregulating the finance sector and floating the Jamaican dollar, as well as greater investment in infrastructure, whilst also retaining a strong social safety net.[23] Political violence, so prevalent in the previous two decades, declined significantly.[23][66] In 2007 the PNP were defeated by the JLP, ending 18 years of PNP rule; Bruce Golding became the new prime minister.[67] Golding's tenure (2007-2010) was dominated by the effects of the global recession, as well as the fallout from an attempt by Jamaican police and military to arrest drug lord Christopher Coke in 2010 which erupted in violence, resulting in over 70 deaths.[23][68] As a result of this incident Golding resigned and was replaced by Andrew Holness in 2011; Holness was defeated in the 2011 Jamaican general election, which saw Portia Miller-Simpson return to power, but Holness began a second term after winning the 2016 Jamaican general election.
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Independence, however widely celebrated in Jamaica, has been questioned in the early 21st century. In 2011, a survey showed that approximately 60% of Jamaicans believe that the country would have been better off had it remained a British colony, with only 17% believing it would have been worse off, citing as problems years of social and fiscal mismanagement in the country.[69][70]
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Jamaica is a parliamentary democracy and constitutional monarchy.[11][71] The head of state is the Queen of Jamaica (currently Elizabeth II),[72] represented locally by the Governor-General of Jamaica.[73][11][71] The governor-general is nominated by the Prime Minister of Jamaica and the entire Cabinet and then formally appointed by the monarch. All the members of the Cabinet are appointed by the governor-general on the advice of the prime minister. The monarch and the governor-general serve largely ceremonial roles, apart from their reserve powers for use in certain constitutional crisis situations. The position of the monarch has been a matter of continuing debate in Jamaica for many years; currently both major political parties are committed to transitioning to a Republic with a President.[74][75]
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Jamaica's current constitution was drafted in 1962 by a bipartisan joint committee of the Jamaican legislature. It came into force with the Jamaica Independence Act, 1962 of the United Kingdom parliament, which gave Jamaica independence.[71]
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The Parliament of Jamaica is bicameral, consisting of the House of Representatives (Lower House) and the Senate (Upper House). Members of the House (known as Members of Parliament or MPs) are directly elected, and the member of the House of Representatives who, in the governor-general's best judgement, is best able to command the confidence of a majority of the members of that House, is appointed by the governor-general to be the prime minister. Senators are nominated jointly by the prime minister and the parliamentary Leader of the Opposition and are then appointed by the governor-general.[71]
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The Judiciary of Jamaica operates on a common law system derived from English law and Commonwealth of Nations precedents.[71] The court of final appeal is the Judicial Committee of the Privy Council, though during the 2000s parliament attempted to replace it with the Caribbean Court of Justice.[citation needed]
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Jamaica has traditionally had a two-party system, with power often alternating between the People's National Party (PNP) and Jamaica Labour Party (JLP).[71] The party with current administrative and legislative power is the Jamaica Labour Party, with a one-seat parliamentary majority as of 2016[update]. There are also several minor parties who have yet to gain a seat in parliament; the largest of these is the National Democratic Movement (NDM).
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Jamaica is divided into 14 parishes, which are grouped into three historic counties that have no administrative relevance.[71]
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In the context of local government the parishes are designated "Local Authorities". These local authorities are further styled as "Municipal Corporations", which are either city municipalities or town municipalities.[76] Any new city municipality must have a population of at least 50,000, and a town municipality a number set by the Minister of Local Government.[76] There are currently no town municipalities.
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The local governments of the parishes of Kingston and St. Andrews are consolidated as the city municipality of Kingston & St. Andrew Municipal Corporation. The newest city municipality created is the Municipality of Portmore in 2003. While it is geographically located within the parish of St. Catherine, it is governed independently.
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The Jamaica Defence Force (JDF) is the small but professional military force of Jamaica.[11] The JDF is based on the British military model with similar organisation, training, weapons and traditions. Once chosen, officer candidates are sent to one of several British or Canadian basic officer courses depending on the arm of service. Enlisted soldiers are given basic training at Up Park Camp or JDF Training Depot, Newcastle, both in St. Andrew. As with the British model, NCOs are given several levels of professional training as they rise up the ranks. Additional military schools are available for speciality training in Canada, the United States and the United Kingdom.[citation needed]
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The JDF is directly descended from the British Army's West India Regiment formed during the colonial era.[77] The West India Regiment was used extensively by the British Empire in policing the empire from 1795 to 1926. Other units in the JDF heritage include the early colonial Jamaica Militia, the Kingston Infantry Volunteers of WWI and reorganised into the Jamaican Infantry Volunteers in World War II. The West Indies Regiment was reformed in 1958 as part of the West Indies Federation, after dissolution of the Federation the JDF was established.[citation needed]
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The Jamaica Defence Force (JDF) comprises an infantry Regiment and Reserve Corps, an Air Wing, a Coast Guard fleet and a supporting Engineering Unit.[78] The infantry regiment contains the 1st, 2nd and 3rd (National Reserve) battalions. The JDF Air Wing is divided into three flight units, a training unit, a support unit and the JDF Air Wing (National Reserve). The Coast Guard is divided between seagoing crews and support crews who conduct maritime safety and maritime law enforcement as well as defence-related operations.[79]
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The role of the support battalion is to provide support to boost numbers in combat and issue competency training in order to allow for the readiness of the force.[80] The 1st Engineer Regiment was formed due to an increased demand for military engineers and their role is to provide engineering services whenever and wherever they are needed.[81] The Headquarters JDF contains the JDF Commander, Command Staff as well as Intelligence, Judge Advocate office, Administrative and Procurement sections.[82]
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In recent years the JDF has been called on to assist the nation's police, the Jamaica Constabulary Force (JCF), in fighting drug smuggling and a rising crime rate which includes one of the highest murder rates in the world. JDF units actively conduct armed patrols with the JCF in high-crime areas and known gang neighbourhoods. There has been vocal controversy as well as support of this JDF role. In early 2005, an Opposition leader, Edward Seaga, called for the merger of the JDF and JCF. This has not garnered support in either organisation nor among the majority of citizens.[citation needed] In 2017, Jamaica signed the UN treaty on the Prohibition of Nuclear Weapons.[83]
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Jamaica is the third largest island in the Caribbean.[84] It lies between latitudes 17° and 19°N, and longitudes 76° and 79°W. Mountains dominate the interior: the Don Figuerero, Santa Cruz, and May Day mountains in the west, the Dry Harbour Mountains in the centre, and the John Crow Mountains and Blue Mountains in the east, the latter containing Blue Mountain Peak, Jamaica's tallest mountain at 2,256 m.[11][71] They are surrounded by a narrow coastal plain.[85][11] Jamaica only has two cities, the first being Kingston, the capital city and centre of business, located on the south coast and the second being Montego Bay, one of the best known cities in the Caribbean for tourism, located on the north coast. Kingston Harbour is the seventh-largest natural harbour in the world,[86] which contributed to the city being designated as the capital in 1872. Other towns of note include Portmore, Spanish Town, Savanna la Mar, Mandeville and the resort towns of Ocho Ríos, Port Antonio and Negril.[87]
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Tourist attractions include Dunn's River Falls in St. Ann, YS Falls in St. Elizabeth, the Blue Lagoon in Portland, believed to be the crater of an extinct volcano[citation needed], and Port Royal, site of a major earthquake in 1692 that helped form the island's Palisadoes tombolo.[88][89][90][91]
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Among the variety of terrestrial, aquatic and marine ecosystems are dry and wet limestone forests, rainforest, riparian woodland, wetlands, caves, rivers, seagrass beds and coral reefs. The authorities have recognised the tremendous significance and potential of the environment and have designated some of the more 'fertile' areas as 'protected'. Among the island's protected areas are the Cockpit Country, Hellshire Hills, and Litchfield forest reserves. In 1992, Jamaica's first marine park, covering nearly 15 square kilometres (5.8 sq mi), was established in Montego Bay. Portland Bight Protected Area was designated in 1999.[92] The following year Blue and John Crow Mountains National Park was created, covering roughly 300 square miles (780 km2) of a wilderness area which supports thousands of tree and fern species and rare animals.
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There are several small islands off Jamaica's coast, most notably those in Portland Bight such as Pigeon Island, Salt Island, Dolphin Island, Long Island, Great Goat Island and Little Goat Island, and also Lime Cay located further east. Much further out — some 50–80 km off the south coast — lie the very small Morant Cays and Pedro Cays.
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The climate in Jamaica is tropical, with hot and humid weather, although higher inland regions are more temperate.[93][71] Some regions on the south coast, such as the Liguanea Plain and the Pedro Plains, are relatively dry rain-shadow areas.[94]
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Jamaica lies in the hurricane belt of the Atlantic Ocean and because of this, the island sometimes suffers significant storm damage.[95][71] Hurricanes Charlie and Gilbert hit Jamaica directly in 1951 and 1988, respectively, causing major damage and many deaths. In the 2000s (decade), hurricanes Ivan, Dean, and Gustav also brought severe weather to the island.
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Jamaica's climate is tropical, supporting diverse ecosystems with a wealth of plants and animals. Its plant life has changed considerably over the centuries; when the Spanish arrived in 1494, except for small agricultural clearings, the country was deeply forested. The European settlers cut down the great timber trees for building and ships' supplies, and cleared the plains, savannas, and mountain slopes for intense agricultural cultivation.[71] Many new plants were introduced including sugarcane, bananas, and citrus trees.[71]
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Today, however, Jamaica is now the home to about 3,000 species of native flowering plants (of which over 1,000 are endemic and 200 are species of orchid), thousands of species of non-flowering flora, and about 20 botanical gardens, some of which are several hundred years old.[96][97] Areas of heavy rainfall also contain stands of bamboo, ferns, ebony, mahogany, and rosewood. Cactus and similar dry-area plants are found along the south and southwest coastal area. Parts of the west and southwest consist of large grasslands, with scattered stands of trees.
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Jamaican's fauna, typical of the Caribbean, includes highly diversified wildlife with many endemic species. As with other oceanic islands, land mammals are mostly several species of bats of which at least three endemic species are found only in Cockpit Country, one of which is at-risk. Other species of bat include the fig-eating and hairy-tailed bats. The only non-bat native mammal extant in Jamaica is the Jamaican hutia, locally known as the coney.[71] Introduced mammals such as wild boar and the small Asian mongoose are also common. Jamaica is also home to about 50 species of reptiles,[98] the largest of which is the American crocodile; however, it is only present within the Black River and a few other areas. Lizards such as anoles, iguanas and snakes such as racers and the Jamaican boa (the largest snake on the island), are common in areas such as the Cockpit Country. None of Jamaica's eight species of native snakes is venomous.[99]
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Jamaica is home to about 289 species of birds of which 27 are endemic including the endangered black-Billed parrots and the Jamaican blackbird, both of which are only found in Cockpit Country. It is also the indigenous home to four species of hummingbirds (three of which are found nowhere else in the world): the black-billed streamertail, the Jamaican mango, the Vervain hummingbird, and red-billed streamertails. The red-billed streamertail, known locally as the "doctor bird", is Jamaica's National Symbol.[100][71] Other notable species include the Jamaican tody and the Greater flamingo,[101]
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One species of freshwater turtle is native to Jamaica, the Jamaican slider. It is found only on Jamaica and on a few islands in the Bahamas. In addition, many types of frogs are common on the island, especially treefrogs. Beautiful and exotic birds, such as the can be found among a large number of others.
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Jamaican waters contain considerable resources of fresh-and saltwater fish.[102] The chief varieties of saltwater fish are kingfish, jack, mackerel, whiting, bonito, and tuna. Fish that occasionally enter freshwater and estuarine environments include snook, jewfish, mangrove snapper, and mullets. Fish that spend the majority of their lives in Jamaica's fresh waters include many species of livebearers, killifish, freshwater gobies, the mountain mullet, and the American eel. Tilapia have been introduced from Africa for aquaculture, and are very common. Also visible in the waters surrounding Jamaica are dolphins, parrotfish, and the endangered manatee.[103]
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Insects and other invertebrates are abundant, including the world's largest centipede, the Amazonian giant centipede. Jamaica is the home to about 150 species of butterflies and moths, including 35 indigenous species and 22 subspecies. It is also the native home to the Jamaican swallowtail, the western hemisphere's largest butterfly.[104]
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Coral reef ecosystems are important because they provide people with a source of livelihood, food, recreation, and medicinal compounds and protect the land on which they live.[105] Jamaica relies on the ocean and its ecosystem for its development. However, the marine life in Jamaica is also being affected. There could be many factors that contribute to marine life not having the best health. Jamaica's geological origin, topographical features and seasonal high rainfall make it susceptible to a range of natural hazards that can affect the coastal and oceanic environments. These include storm surge, slope failures (landslides), earthquakes, floods and hurricanes.[106] Coral reefs in the Negril Marine Park (NMP), Jamaica, have been increasingly impacted by nutrient pollution and macroalgal blooms following decades of intensive development as a major tourist destination.[107] Another one of those factors could include tourist, being that Jamaica is a very touristy place the island draws people to travel here from all over the world. The Jamaican tourism industry accounts for 32% of total employment and 36% of the country's GDP and is largely based on the sun, sea and sand, the last two of these attributes being dependent on healthy coral reef ecosystems.[105] Because of Jamaica's tourism, they have developed a study to see if the tourist would be willing to help financially to manage their marine ecosystem because Jamaica alone is unable to. The ocean connects all the countries all over the world, however, everyone and everything is affecting the flow and life in the ocean. Jamaica is a very touristy place specifically because of their beaches. If their oceans are not functioning at their best then the well-being of Jamaica and the people who live there will start to deteriorate. According to the OECD, oceans contribute $1.5 trillion annually in value-added to the overall economy.[108] A developing country on an island will get the majority of their revenue from their ocean. Healthy oceans, coasts and freshwater ecosystems are crucial for economic growth and food production, but they are also fundamental to global efforts to mitigate climate change.[108] Climate change also has an effect on the ocean and life within the ocean.
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Pollution comes from run-off, sewage systems, and garbage. However, this typically all ends up in the ocean after there is rain or floods. Everything that ends up in the water changes the quality and balance of the ocean. Poor coastal water quality has adversely affected fisheries, tourism and mariculture, as well as undermining biological sustainability of the living resources of ocean and coastal habitats.[106] Jamaica imports and exports many goods through their waters. Some of the imports that go into Jamaica include petroleum and petroleum products. Issues include accidents at sea; risk of spills through local and international transport of petroleum and petroleum products.[106] Oil spills can disrupt the marine life because the chemicals that are being spilled that should not be there. Oil and water do not mix. Unfortunately oil spills is not the only form of pollution that occurs in Jamaica. Solid waste disposal mechanisms in Jamaica are currently inadequate.[106] The solid waste gets into the water through rainfall forces. Solid waste is also harmful to wildlife, particularly birds, fish and turtles that feed at the surface of the water and mistake floating debris for food.[106] For example, plastic can be caught around birds and turtles necks making it difficult to eat and breath as they begin to grow causing the plastic to get tighter around their necks. Pieces of plastic, metal, and glass can be mistaken for the food fish eat. Each Jamaican generates 1 kg (2 lbs) of waste per day; only 70% of this is collected by National Solid Waste Management Authority (NSWMA) — the remaining 30% is either burnt or disposed of in gullies/waterways.[109]
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There are policies that are being put into place to help preserve the ocean and the life below water. The goal of integrated coastal zone management (ICZM) is to improve the quality of life of human communities who depend on coastal resources while maintaining the biological diversity and productivity of coastal ecosystems.[106] Developing an underdeveloped country can impact the oceans ecosystem because of all the construction that would be done to develop the country. Over-building, driven by powerful market forces as well as poverty among some sectors of the population, and destructive exploitation contribute to the decline of ocean and coastal resources.[106] Developing practices that will contribute to the lives of the people but also to the life of the ocean and its ecosystem. Some of these practices include: Develop sustainable fisheries practices, ensure sustainable mariculture techniques and practices, sustainable management of shipping, and promote sustainable tourism practices.[106] As for tourism, tourism is the number one source of foreign exchange earnings in Jamaica and, as such is vital to the national economy.[106] Tourist typically go to countries unaware of issues and how they impact those issues. Tourist are not going to be used to living in a different style compared to their own country. Practices such as: provide sewage treatment facilities for all tourist areas, determine carrying capacity of the environment prior to planning tourism activities, provide alternative types of tourist activities can help to get desired results such as the development of alternative tourism which will reduce the current pressure on resources that support traditional tourism activities.[106] A study was conducted to see how tourist could help with sustainable financing for ocean and coastal management in Jamaica. Instead of using tourist fees they would call them environmental fees. This study aims to inform the relevant stakeholders of the feasibility of implementing environmental fees as well as the likely impact of such revenue generating instruments on the current tourist visitation rates to the island.[105] The development of a user fee system would help fund environmental management and protection. The results show that tourists have a high consumer surplus associated with a vacation in Jamaica, and have a significantly lower willingness to pay for a tourism tax when compared to an environmental tax. The findings of the study show that the "label" of the tax and as well as the respondent's awareness of the institutional mechanisms for environmental protection and tourism are important to their decision framework.[105] Tourist are more willing to pay for environmental fees rather than tourist tax fees. A tax high enough to fund for environmental management and protection but low enough to continue to bring tourist to Jamaica. It has been shows that if an environmental tax of $1 per person were introduced it would not cause a significant decline in visitation rates and would generate revenues of US$1.7M.[105]
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Jamaica's diverse ethnic roots is reflected in the national motto 'Out of Many One People'. Most of the population of 2,812,000 (July 2018 est.)[11] are of African or partially African descent, with many being able to trace their origins to the West African countries of Ghana and Nigeria.[71][110] Other major ancestral areas are Europe,[111] South Asia, and East Asia.[112] It is uncommon for Jamaicans to identify themselves by race as is prominent in other countries such as the United States, with most Jamaicans seeing Jamaican nationality as an identity in and of itself, identifying as simply being 'Jamaican' regardless of ethnicity.[113][114] A study found that the average admixture on the island was 78.3% Sub-Saharan African, 16.0% European, and 5.7% East Asian.[115] Another study in 2020 showed that Jamaicans of African descent represent 76.3% of the population, followed by 15.1% Afro-European, 3.4% East Indian and Afro-East Indian, 3.2% Caucasian, 1.2% Chinese and 0.8% other.[116]
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The Jamaican Maroons of Accompong and other settlements are the descendant of African slaves who fled the plantations for the interior where they set up their own autonomous communities.[117][118][119] Many Maroons continue to have their own traditions and speak their own language, known locally as Kromanti.[120]
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Asians form the second-largest group and include Indo-Jamaicans and Chinese Jamaicans.[121] Most are descended from indentured workers brought by the British colonial government to fill labour shortages following the abolition of slavery in 1838. Prominent Indian Jamaicans include jockey Shaun Bridgmohan, who was the first Jamaican in the Kentucky Derby, NBC Nightly News journalist Lester Holt, and Miss Jamaica World and Miss Universe winner Yendi Phillips. The southwestern parish of Westmoreland is famous for its large population of Indo-Jamaicans.[122] Along with their Indian counterparts, Chinese Jamaicans have also played an integral part in Jamaica's community and history. Prominent descendants of this group include Canadian billionaire investor Michael Lee-Chin, supermodels Naomi Campbell and Tyson Beckford, and VP Records founder Vincent "Randy" Chin.
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There are about 20,000 Jamaicans who have Lebanese and Syrian ancestry.[123] Most were Christian immigrants who fled the Ottoman occupation of Lebanon in the early 19th century. Eventually their descendants became very successful politicians and businessmen. Notable Jamaicans from this group include former Jamaican Prime Minister Edward Seaga, Jamaican politician and former Miss World Lisa Hanna, Jamaican politicians Edward Zacca and Shahine Robinson, and hotelier Abraham Elias Issa.
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In 1835, Charles Ellis, 1st Baron Seaford gave 500 acres of his 10,000 acre estate in Westmoreland for the Seaford Town German settlement. Today most of the town's descendants are of full or partial German descent.[122]
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The first wave of English immigrants arrived to the island 1655 after conquering the Spanish, and they have historically being the dominant group. Prominent descendants from this group include former American Governor of New York David Paterson, Sandals Hotels owner Gordon Butch Stewart, United States Presidential Advisor and "mother" of the Pell Grant Lois Rice, and former United States National Security Advisor and Ambassador to the United Nations Susan Rice. The first Irish immigrants came to Jamaica in the 1600s as war prisoners and later, indentured labour. Their descendants include two of Jamaica's National Heroes: Prime Ministers Michael Manley and Alexander Bustamante. Along with the English and the Irish, the Scots are another group that has made a significant impact on the island. According to the Scotland Herald newspaper, Jamaica has more people using the Campbell surnames than the population of Scotland itself, and it also has the highest percentage of Scottish surnames outside of Scotland. Scottish surnames account to about 60% of the surnames in the Jamaican phone books.[citation needed] The first Jamaican inhabitants from Scotland were exiled "rebels". Later, they would be followed by ambitious businessmen who spent time between their great country estates in Scotland and the island. As a result, many of the slave owning plantations on the island were owned by Scottish men, and thus a large number of mixed-race Jamaicans can claim Scottish ancestry. High immigration from Scotland continued until well after independence.[citation needed] Today, notable Scottish-Jamaicans include the businessman John Pringle, former American Secretary of State Colin Powell, and American actress Kerry Washington.[124]
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There is also a significant Portuguese Jamaican population that is predominantly of Sephardic Jewish heritage; they are primarily located in the Saint Elizabeth Parish in southwest Jamaica. The first Jews arrived as explorers from Spain in the 15th century after being forced to convert to Christianity or face death. A small number of them became slave owners and even famous pirates.[125] Judaism eventually became very influential in Jamaica and can be seen today with many Jewish cemeteries around the country. During the Holocaust Jamaica became a refuge for Jews fleeing persecution in Europe.[citation needed] Famous Jewish descendants include the dancehall artist Sean Paul, former record producer and founder of Island Records Chris Blackwell, and Jacob De Cordova who was the founder of the Jamaica Gleaner newspaper[126][127][128]
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In recent years immigration has increased, coming mainly from China, Haiti, Cuba, Colombia, and Latin America; 20,000 Latin Americans reside in Jamaica.[129] In 2016, the Prime Minister Andrew Holness suggested making Spanish Jamaica's second official language.[130] About 7,000 Americans also reside in Jamaica.[citation needed] Notable American with connection to the island include fashion icon Ralph Lauren, philanthropist Daisy Soros, Blackstone's Schwarzman family, the family of the late Lieutenant Governor of Delaware John W. Rollins, fashion designer Vanessa Noel, investor Guy Stuart, Edward and Patricia Falkenberg, and iHeart Media CEO Bob Pittman, all of whom hold annual charity events to support the island.[131]
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Jamaica is regarded as a bilingual country, with two major languages in use by the population.[132][121] The official language is English, which is "used in all domains of public life", including the government, the legal system, the media, and education. However, the primary spoken language is an English-based creole called Jamaican Patois (or Patwa). The two exist in a dialect continuum, with speakers using a different register of speech depending on context and whom they are speaking to. 'Pure' Patois, though sometimes seen as merely a particularly aberrant dialect of English, is essentially mutually unintelligible to speakers of standard English and is best thought of a separate language.[71] A 2007 survey by the Jamaican Language Unit found that 17.1 percent of the population were monolingual in Jamaican Standard English (JSE), 36.5 percent were monolingual in Patois, and 46.4 percent were bilingual, although earlier surveys had pointed to a greater degree of bilinguality (up to 90 percent).[133] The Jamaican education system has only recently begun to offer formal instruction in Patois, while retaining JSE as the "official language of instruction".[134]
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Additionally, some Jamaicans use one or more of Jamaican Sign Language (JSL), American Sign Language (ASL) or the indigenous Jamaican Country Sign Language (Konchri Sain).[135] Both JSL and ASL are rapidly replacing Konchri Sain for a variety of reasons.[135]
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Many Jamaicans have emigrated to other countries, especially to the United Kingdom, the United States, and Canada. In the case of the United States, about 20,000 Jamaicans per year are granted permanent residence.[136] There has also been emigration of Jamaicans to other Caribbeans countries such as Cuba,[137] Puerto Rico, Guyana, and The Bahamas. It was estimated in 2004 that up to 2.5 million Jamaicans and Jamaican descendants live abroad.[138]
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Jamaicans in the United Kingdom number an estimated 800,000 making them by far the country's largest African-Caribbean group. Large-scale migration from Jamaica to the UK occurred primarily in the 1950s and 1960s when the country was still under British rule. Jamaican communities exist in most large UK cities.[139] Concentrations of expatriate Jamaicans are quite considerable in numerous cities in the United States, including New York City, Buffalo, the Miami metro area, Atlanta, Chicago, Orlando, Tampa, Washington, D.C., Philadelphia, Hartford, Providence and Los Angeles.[140] In Canada, the Jamaican population is centred in Toronto,[141] with smaller communities in cities such as Hamilton, Montreal, Winnipeg, Vancouver and Ottawa.[142] Jamaican Canadians comprise about 30% of the entire Black Canadian population.[143][144]
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A notable though much smaller group of emigrants are Jamaicans in Ethiopia. These are mostly Rastafarians, in whose theological worldview Africa is the promised land, or 'Zion', or more specifically Ethiopia, due to reverence in which former Ethiopian Emperor Haile Selassie is held.[145] Most live in the small town of Shashamane about 150 miles (240 km) south of the capital Addis Ababa.[146]
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When Jamaica gained independence in 1962, the murder rate was 3.9 per 100,000 inhabitants, one of the lowest in the world.[147] By 2009, the rate was 62 per 100,000 inhabitants, one of the highest in the world.[148] Gang violence became a serious problem, with organised crime being centred around Jamaican posses or 'Yardies'. Jamaica has had one of the highest murder rates in the world for many years, according to UN estimates.[149][150] Some areas of Jamaica, particularly poor areas in Kingston, Montego Bay and elsewhere experience high levels of crime and violence.[151]
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However, there were 1,682 reported murders in 2009 and 1,428 in 2010.[citation needed] After 2011 the murder rate continued to fall, following the downward trend in 2010, after a strategic programme was launched.[152] In 2012, the Ministry of National Security reported a 30 percent decrease in murders.[153] Nevertheless, in 2017 murders rose by 22% over the previous year.[154]
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Many Jamaicans are hostile towards LGBT and intersex people,[155][156][157] and mob attacks against gay people have been reported.[158][159][160] Numerous high-profile dancehall and ragga artists have produced songs featuring explicitly homophobic lyrics.[161] Male homosexuality is illegal and punishable by prison time.[162][163]
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Christianity is the largest religion practised in Jamaica.[71][11] About 70% are Protestants; Roman Catholics are just 2% of the population.[11] According to the 2001 census, the country's largest Protestant denominations are the Church of God (24%), Seventh-day Adventist Church (11%), Pentecostal (10%), Baptist (7%), Anglican (4%), United Church (2%), Methodist (2%), Moravian (1%) and Plymouth Brethren (1%).[16] Bedwardism is a form of Christianity native to the island, sometime view as a separate faith.[164][165] The Christian faith gained acceptance as British Christian abolitionists and Baptist missionaries joined educated former slaves in the struggle against slavery.[166]
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The Rastafari movement has 29,026 adherents, according to the 2011 census, with 25,325 Rastafarian males and 3,701 Rastafarian females.[16] The faith originated in Jamaica in the 1930s and though rooted in Christianity it is heavily Afrocentric in its focus, revering figures such as the Jamaican black nationalist Marcus Garvey and Haile Selassie, the former Emperor of Ethiopia.[167][71] Rastafari has since spread across the globe, especially to areas with large black or African diasporas.[168][169]
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Various faiths and traditional religious practices derived from Africa are practised on the island, notably Kumina, Convince, Myal and Obeah.[170][171][172]
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Other religions in Jamaica include Jehovah's Witnesses (2% population), the Bahá'í faith, which counts perhaps 8,000 adherents[173] and 21 Local Spiritual Assemblies,[174] Mormonism,[175] Buddhism, and Hinduism.[176][177] The Hindu Diwali festival is celebrated yearly among the Indo-Jamaican community.[178][179]
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There is also a small population of about 200 Jews, who describe themselves as Liberal-Conservative.[180] The first Jews in Jamaica trace their roots back to early 15th-century Spain and Portugal.[181] Kahal Kadosh Shaare Shalom, also known as the United Congregation of Israelites, is a historic synagogue located in the city of Kingston. Originally built in 1912, it is the official and only Jewish place of worship left on the island. The once abundant Jewish population has voluntarily converted to Christianity over time.[citation needed] Shaare Shalom is one of the few synagogues in the world that contains sand covered floors and is a popular tourist destination.[182][183]
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Other small groups include Muslims, who claim 5,000 adherents.[16] The Muslim holidays of Ashura (known locally as Hussay or Hosay) and Eid have been celebrated throughout the island for hundreds of years. In the past, every plantation in each parish celebrated Hosay. Today it has been called an Indian carnival and is perhaps most well known in Clarendon where it is celebrated each August. People of all religions attend the event, showing mutual respect.[184][179]
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Though a small nation, Jamaican culture has a strong global presence. The musical genres reggae, ska, mento, rocksteady, dub, and, more recently, dancehall and ragga all originated in the island's vibrant, popular urban recording industry.[185] These have themselves gone on to influence numerous other genres, such as punk rock (through reggae and ska), dub poetry, New Wave, two-tone, reggaeton, jungle, drum and bass, dubstep, grime and American rap music. Some rappers, such as The Notorious B.I.G., Busta Rhymes, and Heavy D, are of Jamaican descent.
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Bob Marley is probably the best known Jamaican musician; with his band The Wailers he had a string of hits in 1960s–70s, popularising reggae internationally and going on to sell millions of records.[186][187] Many other internationally known artists were born in Jamaica, including Millie Small, Lee "Scratch" Perry, Gregory Isaacs, Half Pint, Protoje, Peter Tosh, Bunny Wailer, Big Youth, Jimmy Cliff, Dennis Brown, Desmond Dekker, Beres Hammond, Beenie Man, Shaggy, Grace Jones, Shabba Ranks, Super Cat, Buju Banton, Sean Paul, I Wayne, Bounty Killer and many others. Bands that came from Jamaica include Black Uhuru, Third World Band, Inner Circle, Chalice Reggae Band, Culture, Fab Five and Morgan Heritage.
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The journalist and author H. G. de Lisser (1878–1944) used his native country as the setting for his many novels.[188] Born in Falmouth, Jamaica, de Lisser worked as a reporter for the Jamaica Times at a young age and in 1920 began publishing the magazine Planters' Punch. The White Witch of Rosehall is one of his better-known novels. He was named Honorary President of the Jamaican Press Association; he worked throughout his professional career to promote the Jamaican sugar industry.
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Roger Mais (1905 – 1955), a journalist, poet, and playwright wrote many short stories, plays, and novels, including The Hills Were Joyful Together (1953), Brother Man (1954), and Black Lightning (1955).[189]
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Ian Fleming (1908 – 1964), who had a home in Jamaica where he spent considerable time, repeatedly used the island as a setting in his James Bond novels, including Live and Let Die, Doctor No, "For Your Eyes Only", The Man with the Golden Gun, and Octopussy and The Living Daylights.[190] In addition, James Bond uses a Jamaica-based cover in Casino Royale. So far, the only James Bond film adaptation to have been set in Jamaica is Doctor No. Filming for the fictional island of San Monique in Live and Let Die took place in Jamaica.
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Marlon James (1970), novelist has published three novels: John Crow's Devil (2005), The Book of Night Women (2009) and A Brief History of Seven Killings (2014), winner of the 2015 Man Booker Prize.[191]
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Jamaica has a history in the film industry dating from the early 1960s. A look at delinquent youth in Jamaica is presented in the 1970s musical crime film The Harder They Come, starring Jimmy Cliff as a frustrated (and psychopathic) reggae musician who descends into a murderous crime spree.[192] Other notable Jamaican films include Countryman, Rockers, Dancehall Queen, One Love, Shottas, Out the Gate, Third World Cop and Kingston Paradise. Jamaica is also often used as a filming location, such as the James Bond film Dr. No (1962), Cocktail (1988) starring Tom Cruise, and the 1993 Disney comedy Cool Runnings, which is loosely based on the true story of Jamaica's first bobsled team trying to make it in the Winter Olympics.
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The island is famous for its Jamaican jerk spice, curries and rice and peas which is integral to Jamaican cuisine. Jamaica is also home to Red Stripe beer and Jamaican Blue Mountain Coffee.
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(From the Jamaica Information Service)[193]
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Sport is an integral part of national life in Jamaica and the island's athletes tend to perform to a standard well above what might ordinarily be expected of such a small country.[14] While the most popular local sport is cricket, on the international stage Jamaicans have tended to do particularly well at track and field athletics.[14][194]
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Jamaica has produced some of the world's most famous cricketers, including George Headley, Courtney Walsh, and Michael Holding.[195] The country was one of the venues of 2007 Cricket World Cup and the West Indies cricket team is one of 10 ICC full member teams that participate in international Test cricket.[196] The Jamaica national cricket team competes regionally, and also provides players for the West Indies team. Sabina Park is the only Test venue in the island, but the Greenfield Stadium is also used for cricket.[197][198] Chris Gayle is the most renowned batsman from Jamaica currently representing the West Indies cricket team.
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Since independence Jamaica has consistently produced world class athletes in track and field.[14] In Jamaica involvement in athletics begins at a very young age and most high schools maintain rigorous athletics programs with their top athletes competing in national competitions (most notably the VMBS Girls and Boys Athletics Championships) and international meets (most notably the Penn Relays). In Jamaica it is not uncommon for young athletes to attain press coverage and national fame long before they arrive on the international athletics stage.
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Over the past six decades Jamaica has produced dozens of world class sprinters including Olympic and World Champion Usain Bolt, world record holder in the 100m for men at 9.58s, and 200m for men at 19.19s. Other noteworthy Jamaican sprinters include Arthur Wint, the first Jamaican Olympic gold medalist; Donald Quarrie, Elaine Thompson double Olympic champion from Rio 2016 in the 100m and 200m, Olympic Champion and former 200m world record holder; Roy Anthony Bridge, part of the International Olympic Committee; Merlene Ottey; Delloreen Ennis-London; Shelly-Ann Fraser-Pryce, the former World and two time Olympic 100m Champion; Kerron Stewart; Aleen Bailey; Juliet Cuthbert; three-time Olympic gold medalist; Veronica Campbell-Brown; Sherone Simpson; Brigitte Foster-Hylton; Yohan Blake; Herb McKenley; George Rhoden, Olympic gold medalist; Deon Hemmings, Olympic gold medalist; as well as Asafa Powell, former 100m world record holder and 2x 100m Olympic finalist and gold medal winner in the men's 2008 Olympic 4 × 100 m. American Olympic winner Sanya Richards-Ross was also born in Jamaica.
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Jamaica has also produced several world class amateur and professional boxers including Trevor Berbick and Mike McCallum. First-generation Jamaican athletes have continued to make a significant impact on the sport internationally, especially in the United Kingdom where the list of top British boxers born in Jamaica or of Jamaican parents includes Lloyd Honeyghan, Chris Eubank, Audley Harrison, David Haye, Lennox Lewis and Frank Bruno, Donovan "Razor" Ruddock, Mike Tyson, and Floyd Mayweather Jr., whose maternal grandfather is Jamaican.[199]
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Association football and horse-racing are other popular sports in Jamaica. The national football team qualified for the 1998 FIFA World Cup. Horse racing was Jamaica's first sport. It was brought in the 1700s by British immigrants to satisfy their longing for their favorite pastime back at home. During slavery, the Afro-Jamaican slaves were considered the best horse jockeys. Today, horse racing provides jobs for about 20,000 people including horse breeders, groomers, and trainers. Also, several Jamaicans are known internationally for their success in horse racing including Richard DePass, who once held the Guinness Book of World Records for the most wins in a day, Canadian awards winner George HoSang, and American award winners Charlie Hussey, Andrew Ramgeet, and Barrington Harvey. Also, there are hundreds of Jamaicans who are employed in the United States, Canada, and the United Kingdom as exercise riders and groomers.[200]
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Race car driving is also a popular sport in Jamaica with several car racing tracks and racing associations across the country.[201]
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The Jamaica national bobsled team was once a serious contender in the Winter Olympics, beating many well-established teams. Chess and basketball are widely played in Jamaica and are supported by the Jamaica Chess Federation (JCF) and the Jamaica Basketball Federation (JBF), respectively. Netball is also very popular on the island, with the Jamaica national netball team called The Sunshine Girls consistently ranking in the top five in the world.[202]
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Rugby league has been played in Jamaica since 2006.[203]
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The Jamaica national rugby league team is made up of players who play in Jamaica and from UK based professional and semi professional clubs (notably in the Super League and Championship). In November 2018 for the first time ever, the Jamaican rugby league team qualified for the Rugby League World Cup after defeating the USA & Canada. Jamaica will play in the 2021 Rugby League World Cup in England.[204]
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According to ESPN, the highest paid Jamaican professional athlete in 2011 was Justin Masterson, starting pitcher for the baseball team Cleveland Indians in the United States.[205]
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The emancipation of the slaves heralded the establishment of an education system for the masses. Prior to emancipation there were few schools for educating locals and many sent their children off to England to access quality education.[citation needed] After emancipation the West Indian Commission granted a sum of money to establish Elementary Schools, now known as All Age Schools. Most of these schools were established by the churches.[206] This was the genesis of the modern Jamaican school system.
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Presently the following categories of schools exist:
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Additionally, there are many community and teacher training colleges.
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Education is free from the early childhood to secondary levels. There are also opportunities for those who cannot afford further education in the vocational arena, through the Human Employment and Resource Training-National Training Agency (HEART Trust-NTA) programme,[207] which is opened to all working age national population[208] and through an extensive scholarship network for the various universities.
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Students are taught Spanish in school from the primary level upwards; about 40–45% of educated people in Jamaica knows some form of Spanish.[citation needed]
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Jamaica is a mixed economy with both state enterprises and private sector businesses. Major sectors of the Jamaican economy include agriculture, mining, manufacturing, tourism, petroleum refining, financial and insurance services.[71] Tourism and mining are the leading earners of foreign exchange. Half the Jamaican economy relies on services, with half of its income coming from services such as tourism. An estimated 4.3 million foreign tourists visit Jamaica every year.[18] According to the World Bank, Jamaica is an upper-middle income country that, like its Caribbean neighbours, is vulnerable to the effects of climate change, flooding, and hurricanes.[17] In 2018, Jamaica represented the CARICOM Caribbean Community at the G20 and the G7 annual meetings.[209] In 2019 Jamaica reported its lowest unemployment rate in 50 years.[210]
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Supported by multilateral financial institutions, Jamaica has, since the early 1980s, sought to implement structural reforms aimed at fostering private sector activity and increasing the role of market forces in resource allocation[211][212][213] Since 1991, the government has followed a programme of economic liberalisation and stabilisation by removing exchange controls,[214][215] floating the exchange rate,[216][217] cutting tariffs,[218] stabilising the Jamaican dollar, reducing inflation[219] and removing restrictions on foreign investment.[217][220] Emphasis has been placed on maintaining strict fiscal discipline, greater openness to trade and financial flows, market liberalisation and reduction in the size of government. During this period, a large share of the economy was returned to private sector ownership through divestment and privatisation programmes.[211][212][213] The free-trade zones at Kingston, Montego Bay and Spanish Town allow duty-free importation, tax-free profits, and free repatriation of export earnings.[221]
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Jamaica's economy grew strongly after the years of independence,[221] but then stagnated in the 1980s, due to the heavy falls in price of bauxite and fluctuations in the price of agriculture.[221][71] The financial sector was troubled in 1994, with many banks and insurance companies suffering heavy losses and liquidity problems.[71][221] According to the Commonwealth Secretariat, "The government set up the Financial Sector Adjustment Company (Finsac) in January 1997 to assist these banks and companies, providing funds in return for equity, and acquired substantial holdings in banks and insurance companies and related companies,.. but it only exasperated the problem, and brought the country into large external debt.[221] From 2001, once it had restored these banks and companies to financial health, Finsac divested them."[221] The Government of Jamaica remains committed to lowering inflation, with a long-term objective of bringing it in line with that of its major trading partners.[219]
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In 1996 and 1997 there was a decrease in GDP largely due to significant problems in the financial sector and, in 1997, a severe island-wide drought (the worst in 70 years) and hurricane that drastically reduced agricultural production.[222] In 1997 and 1998, nominal GDP was approximately a high of about 8 percent of GDP and then lowered to 4½ percent of GDP in 1999 and 2000.[223] The economy in 1997 was marked by low levels of import growth, high levels of private capital inflows and relative stability in the foreign exchange market.[224]
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Recent economic performance shows the Jamaican economy is recovering. Agricultural production, an important engine of growth increased to 5.5% in 2001 compared to the corresponding period in 2000, signalling the first positive growth rate in the sector since January 1997.[225] In 2018, Jamaica reported a 7.9% increase in corn, 6.1% increase in plantains, 10.4% increase in bananas, 2.2% increase in pineapples, 13.3% increase in dasheen, 24.9% increase in coconuts, and a 10.6% increase in whole milk production.[226] Bauxite and alumina production increased 5.5% from January to December 1998, compared to the corresponding period in 1997. January's bauxite production recorded a 7.1% increase relative to January 1998 and continued expansion of alumina production through 2009 is planned by Alcoa.[227] Jamaica is the fifth-largest exporter of bauxite in the world, after Australia, China, Brazil and Guinea. The country also exports limestone, of which it holds large deposits. The government is currently implementing plans to increase its extraction.[228]
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A Canadian company, Carube Copper Corp, has found and confirmed, "...the existence of at least seven significant Cu/Au porphyry systems (in St. Catherine)." They have estimated that, "The porphyry distribution found at Bellas Gate is similar to that found in the Northparkes mining district of New South Wales, Australia (which was) sold to China in 2013 for US$820 million." Carube noted that Jamaica's geology, "... is similar to that of Chile, Argentina and the Dominican Republic — all productive mining jurisdictions." Mining on the sites began in 2017.[229]
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Tourism, which is the largest foreign exchange earner, showed improvement as well. In 1999 the total visitor arrivals was 2 million, an increase of 100,000 from the previous year.[230] Since 2017, Jamaica's tourism has risen exponentially, rising to 4.3 million average tourists per year. Jamaica's largest tourist markets are from North America, South America, and Europe. In 2017, Jamaica recorded a 91.3% increase in stopover visitors from Southern and Western Europe (and a 41% increase in stopover arrivals from January to September 2017 over the same period from the previous year) with Germany, Portugal and Spain registering the highest percentage gains.[231] In 2018, Jamaica won several World Travel Awards in Portugal winning the "Chairman's Award for Global Tourism Innovation", "Best Tourist Board in the Caribbean" "Best Honeymoon Destination", "Best Culinary Destination", "World's Leading Beach Destination" and "World's Leading Cruise Destination".[232][233] Two months later, the Travvy Tourism Awards held in New York City, awarded Jamaica's Tourism Minister Edmund Bartlett, with the inaugural Chairman's Award for, "Global Tourism Innovation for the Development of the Global Tourism Resilience and Crisis Management Centre (GTRCM)". Bartlett has also won the Pacific Travel Writer's Association's award in Germany for the, "2018 Best Tourism Minister of the Year".[232][233][234]
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Petrojam, Jamaica's national and only petroleum refinery, is co-owned by the Government of Venezuela. Petrojam, "..operates a 35,000 barrel per day hydro-skimming refinery, to produce Automotive Diesel Oil; Heavy Fuel Oil; Kerosene/Jet Fuel, Liquid Petroleum Gas (LPG), Asphalt and Gasoline." Customers include the Power industry, Aircraft refuelers, and Local Marketing companies.[235] On 20 February 2019, the Jamaican Government voted to retake ownership of Venezuela's 49% share.[236]
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Jamaica's agricultural exports are sugar, bananas, cocoa,[237] coconut, molasses[238] oranges, limes, grapefruit,[239] rum, yams, allspice (of which it is the world's largest and "most exceptional quality" exporter),[240] and Blue Mountain Coffee which is considered a world renowned gourmet brand.[23]
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Jamaica has a wide variety of industrial and commercial activities. The aviation industry is able to perform most routine aircraft maintenance, except for heavy structural repairs. There is a considerable amount of technical support for transport and agricultural aviation. Jamaica has a considerable amount of industrial engineering, light manufacturing, including metal fabrication, metal roofing, and furniture manufacturing. Food and beverage processing, glassware manufacturing, software and data processing, printing and publishing, insurance underwriting, music and recording, and advanced education activities can be found in the larger urban areas. The Jamaican construction industry is entirely self-sufficient, with professional technical standards and guidance.[241]
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Since the first quarter of 2006, the economy of Jamaica has undergone a period of staunch growth. With inflation for the 2006 calendar year down to 6.0% and unemployment down to 8.9%, the nominal GDP grew by an unprecedented 2.9%.[242] An investment programme in island transportation and utility infrastructure and gains in the tourism, mining, and service sectors all contributed this figure. All projections for 2007 show an even higher potential for economic growth with all estimates over 3.0% and hampered only by urban crime and public policies.[citation needed]
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In 2006, Jamaica became part of the CARICOM Single Market and Economy (CSME) as one of the pioneering members.[243]
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The global economic downturn had a significant impact on the Jamaican economy for the years 2007 to 2009, resulting in negative economic growth. The government implemented a new Debt Management Initiative, the Jamaica Debt Exchange (JDX) on 14 January 2010. The initiative would see holders of Government of Jamaica (GOJ) bonds returning the high interest earning instruments for bonds with lower yields and longer maturities. The offer was taken up by over 95% of local financial institutions and was deemed a success by the government.[244]
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Owing to the success of the JDX program, the Bruce Golding-led government was successful in entering into a borrowing arrangement with the IMF on 4 February 2010 for the amount of US$1.27b. The loan agreement is for a period of three years.[245]
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In April 2014, the Governments of Jamaica and China signed the preliminary agreements for the first phase of the Jamaican Logistics Hub (JLH) – the initiative that aims to position Kingston as the fourth node in the global logistics chain, joining Rotterdam, Dubai and Singapore, and serving the Americas.[246] The Project, when completed, is expected to provide many jobs for Jamaicans, Economic Zones for multinational companies[247] and much needed economic growth to alleviate the country's heavy debt-to-GDP ratio. Strict adherence to the IMF's refinancing programme and preparations for the JLH has favourably affected Jamaica's credit rating and outlook from the three biggest rating agencies. In 2018, both Moody's and Standard and Poor Credit ratings upgraded Jamaica's ratings to both "stable and positive" respectively.[248][249]
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The transport infrastructure in Jamaica consists of roadways, railways and air transport, with roadways forming the backbone of the island's internal transport system.[71]
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The Jamaican road network consists of almost 21,000 kilometres (13,000 mi) of roads, of which over 15,000 kilometres (9,300 mi) is paved.[3] The Jamaican Government has, since the late 1990s and in cooperation with private investors, embarked on a campaign of infrastructural improvement projects, one of which includes the creation of a system of freeways, the first such access-controlled roadways of their kind on the island, connecting the main population centres of the island. This project has so far seen the completion of 33 kilometres (21 mi) of freeway.[citation needed]
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Railways in Jamaica no longer enjoy the prominent position they once did, having been largely replaced by roadways as the primary means of transport. Of the 272 kilometres (169 mi) of railway found in Jamaica, only 57 kilometres (35 mi) remain in operation, currently used to transport bauxite.[3] On 13 April 2011, a limited passenger service was resumed between May Pen, Spanish Town and Linstead.[citation needed]
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There are three international airports in Jamaica with modern terminals, long runways, and the navigational equipment required to accommodate the large jet aircraft used in modern and air travel: Norman Manley International Airport in Kingston; Ian Fleming International Airport in Boscobel, Saint Mary Parish; and the island's largest and busiest airport, Sir Donald Sangster International Airport in the resort city of Montego Bay. Manley and Sangster International airports are home to the country's national airline, Air Jamaica. In addition there are local commuter airports at Tinson Pen (Kingston), Port Antonio, and Negril, which cater to internal flights only. Many other small, rural centres are served by private airstrips on sugar estates or bauxite mines.[71]
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Owing to its location in the Caribbean Sea in the shipping lane to the Panama Canal and relative proximity to large markets in North America and emerging markets in Latin America, Jamaica receives much traffic of shipping containers. The container terminal at the Port of Kingston has undergone large expansion in capacity in recent years to handle growth both already realised as well as that which is projected in coming years.[250] Montego Freeport in Montego Bay also handles a variety of cargo like (though more limited than) the Port of Kingston, mainly agricultural products.
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There are several other ports positioned around the island, including Port Esquivel in St. Catherine (WINDALCO), Rocky Point in Clarendon, Port Kaiser in St. Elizabeth, Port Rhoades in Discovery Bay, Reynolds Pier in Ocho Rios, and Boundbrook Port in Port Antonio.
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To aid the navigation of shipping, Jamaica operates nine lighthouses.[251] They are maintained by the Port Authority of Jamaica, an agency of the Ministry of Transport and Works.[251]
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Jamaica depends on petroleum imports to satisfy its national energy needs.[3] Many test sites have been explored for oil, but no commercially viable quantities have been found.[252] The most convenient sources of imported oil and motor fuels (diesel, gasoline, and jet fuel) are from Mexico and Venezuela.
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Jamaica's electrical power is produced by diesel (bunker oil) generators located in Old Harbour. Other smaller power stations (most owned by the Jamaica Public Service Company,[253] the island's electricity provider) support the island's electrical grid including the Hunts Bay Power Station, the Bogue Power Station, the Rockfort Power Station and small hydroelectric plants on the White River, Rio Bueno, Morant River, Black River (Maggotty) and Roaring River.[254] A wind farm, owned by the Petroleum Corporation of Jamaica, was established at Wigton, Manchester.[255]
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Jamaica has successfully operated a SLOWPOKE-2 nuclear reactor of 20 kW capacity since the early 1980s, but there are no plans to expand nuclear power at present.[256]
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Jamaica imports approximately 80,000 barrels (13,000 m3) of oil energy products per day,[252] including asphalt and lubrication products. Just 20% of imported fuels are used for road transportation, the rest being used by the bauxite industry, electricity generation, and aviation. 30,000 barrels/day of crude imports are processed into various motor fuels and asphalt by the Petrojam Refinery in Kingston.[257]
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Jamaica produces enormous quantities of drinking alcohol (at least 5% water content), most of which appears to be consumed as beverages, and none used as motor fuel. Facilities exist to refine hydrous ethanol feedstock into anhydrous ethanol (0% water content), but as of 2007, the process appeared to be uneconomic and the production plant was idle.[258]
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Jamaica has a fully digital telephone communication system with a mobile penetration of over 95%.[259]
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The country's two mobile operators – FLOW Jamaica (formerly LIME, bMobile and Cable and Wireless Jamaica) and Digicel Jamaica have spent millions in network upgrades and expansion. The newest operator, Digicel was granted a licence in 2001 to operate mobile services in the newly liberalised telecom market that had once been the sole domain of the incumbent FLOW (then Cable and Wireless Jamaica) monopoly. Digicel opted for the more widely used GSM wireless system, while a past operator, Oceanic (which became Claro Jamaica and later merged with Digicel Jamaica in 2011) opted for the CDMA standard. FLOW (formerly "LIME" – pre-Columbus Communications merger) which had begun with TDMA standard, subsequently upgraded to GSM in 2002, decommissioned TDMA in 2006 and only utilised that standard until 2009 when LIME launched its 3G network.[260] Both operators currently provide islandwide coverage with HSPA+ (3G) technology. Currently, only Digicel offers LTE to its customers[261] whereas FLOW Jamaica has committed to launching LTE in the cities of Kingston and Montego Bay, places where Digicel's LTE network is currently only found in, in short order.
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A new entrant to the Jamaican communications market, Flow Jamaica, laid a new submarine cable connecting Jamaica to the United States. This new cable increases the total number of submarine cables connecting Jamaica to the rest of the world to four. Cable and Wireless Communications (parent company of LIME) acquired the company in late 2014 and replaced their brand LIME with FLOW.[262] FLOW Jamaica currently has the most broadband and cable subscribers on the island and also has 1 million mobile subscribers,[263] second to Digicel (which had, at its peak, over 2 million mobile subscriptions on its network).
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Digicel entered the broadband market in 2010 by offering WiMAX broadband,[264] capable of up to 6 Mbit/s per subscriber. To further their broadband share post-LIME/FLOW merger in 2014, the company introduced a new broadband service called Digicel Play,[265] which is Jamaica's second FTTH offering (after LIME's deployment in selected communities in 2011[266]). It is currently only available in the parishes of Kingston, Portmore and St. Andrew. It offers speeds of up to 200 Mbit/s down, 100 Mbit/s up via a pure fibre optic network. Digicel's competitor, FLOW Jamaica, has a network consisting of ADSL, Coaxial and Fibre to the Home (inherited from LIME) and only offers speeds up to 100 Mbit/s. FLOW has committed to expanding its Fibre offering to more areas in order to combat Digicel's entrance into the market.
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It was announced that the Office and Utilities Regulations (OUR), Ministry of Science, Technology, Energy and Mining (MSTEM) and the Spectrum Management Authority (SMA) have given approval for another mobile operator licence in January 2016.[267] The identity of this entrant was ascertained on May 20, 2016, when the Jamaican Government named the new carrier as Symbiote Investments Limited operating under the name Caricel.[268] The company will focus on 4G LTE data offerings and will first go live in the Kingston Metropolitan Area and will expand to the rest of Jamaica thereafter.[citation needed]
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Click on a coloured area to see an article about English in that country or region
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Coordinates: 18��10′48″N 77°24′00″W / 18.18000°N 77.40000°W / 18.18000; -77.40000
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Jamaica (/dʒəˈmeɪkə/ (listen)) is an island country situated in the Caribbean Sea. Spanning 10,990 square kilometres (4,240 sq mi) in area, it is the third-largest island of the Greater Antilles and the Caribbean (after Cuba and Hispaniola).[11] Jamaica lies about 145 kilometres (90 mi) south of Cuba, and 191 kilometres (119 mi) west of Hispaniola (the island containing the countries of Haiti and the Dominican Republic); the British Overseas Territory of the Cayman Islands lies some 215 kilometres (134 mi) to the north-west.
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Originally inhabited by the indigenous Arawak and Taíno peoples, the island came under Spanish rule following the arrival of Christopher Columbus in 1494. Many of the indigenous people were either killed or died of diseases to which they had no immunity, and the Spanish thus forcibly transplanted large numbers of African slaves to Jamaica as labourers.[11] The island remained a possession of Spain until 1655, when England (later Great Britain) conquered it, renaming it Jamaica. Under British colonial rule Jamaica became a leading sugar exporter, with a plantation economy dependent on the African slaves and later their descendants. The British fully emancipated all slaves in 1838, and many freedmen chose to have subsistence farms rather than to work on plantations. Beginning in the 1840s, the British began utilising Chinese and Indian indentured labour to work on plantations. The island achieved independence from the United Kingdom on 6 August 1962.[11]
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With 2.9 million people,[12][13] Jamaica is the third-most populous Anglophone country in the Americas (after the United States and Canada), and the fourth-most populous country in the Caribbean. Kingston is the country's capital and largest city. The majority of Jamaicans are of Sub-Saharan African ancestry, with significant European, East Asian (primarily Chinese), Indian, Lebanese, and mixed-race minorities.[11] Due to a high rate of emigration for work since the 1960s, there is a large Jamaican diaspora, particularly in Canada, the United Kingdom, and the United States. The country has a global influence that belies its small size; it was the birthplace of the Rastafari religion, reggae music (and associated genres such as dub, ska and dancehall), and it is internationally prominent in sports, most notably cricket, sprinting and athletics.[14][15][16]
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Jamaica is an upper-middle income country[17] with an economy heavily dependent on tourism; it has an average of 4.3 million tourists a year.[18] Politically it is a Commonwealth realm, with Elizabeth II as its queen.[11] Her appointed representative in the country is the Governor-General of Jamaica, an office held by Patrick Allen since 2009. Andrew Holness has served as Prime Minister of Jamaica since March 2016. Jamaica is a parliamentary constitutional monarchy with legislative power vested in the bicameral Parliament of Jamaica, consisting of an appointed Senate and a directly elected House of Representatives.[11]
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The indigenous people, the Yamaye (also known as the Taíno), called the island Xaymaca in an Arawakan language,[19] meaning the "Land of Wood and Water" or the "Land of Springs".[20][11]
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Colloquially Jamaicans refer to their home island as the "Rock". Slang names such as "Jamrock", "Jamdown" ("Jamdung" in Jamaican Patois), or briefly "Ja", have derived from this.[21]
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Humans have inhabited Jamaica from as early as 4000–1000 BC. Little is known of these early peoples.[22] Another group, known as the "Redware people" after their pottery, arrived circa 600 AD,[23] followed by the Arawak–Taíno circa 800 AD, who most likely came from South America.[23][24] They practised an agrarian and fishing economy, and at their height are thought to have numbered some 60,000 people, grouped into around 200 village headed by caciques (chiefs).[23] The south coast of Jamaica was the most populated, especially around the area now known as Old Harbour.[22]
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Though often thought to have become extinct following contact with Europeans, the Taíno in fact still inhabited Jamaica when the English took control of the island in 1655.[22] Some fled into interior regions, merging with African Maroon communities.[25][26][27] Today, only a tiny number of Jamaican natives, known as Yamaye, remain. The Jamaican National Heritage Trust is attempting to locate and document any remaining evidence of the Taíno.[28]
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Christopher Columbus was the first European to see Jamaica, claiming the island for Spain after landing there in 1494 on his second voyage to the Americas.[23] His probable landing point was Dry Harbour, called Discovery Bay,[29] and St. Ann's Bay was named "Saint Gloria" by Columbus, as the first sighting of the land. He later returned in 1503; however, he was shipwrecked and he and his crew were forced to live on Jamaica for a year whilst waiting to be rescued.[30] One and a half kilometres west of St. Ann's Bay is the site of the first Spanish settlement on the island, Sevilla, which was established in 1509 by Juan de Esquivel but abandoned around 1524 because it was deemed unhealthy.[31] The capital was moved to Spanish Town, then called St. Jago de la Vega, around 1534 (at present-day St. Catherine).[23][32] Meanwhile, the Taínos began dying in large numbers, either from introduced diseases to which they had no immunity, or from enslavement by the Spanish.[23] As a result, the Spanish began importing slaves from Africa to the island.[33] Many slaves managed to escape, forming autonomous communities in remote and easily defended areas in the interior of Jamaica, mixing with the remaining Taino; these communities became known as Maroons.[23] Small numbers of Jews also came to live on the island.[34] By the early 17th century it is estimated that no more than 2,500–3,000 people lived on Jamaica.[23][35][page needed]
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The English began taking an interest in the island and, following a failed attempt to conquer Santo Domingo on Hispaniola, Sir William Penn and General Robert Venables led an invasion of Jamaica in 1655.[37] Battles at Ocho Rios in 1657 and the Rio Nuevo in 1658 resulted in Spanish defeats; in 1660 the Maroons began supporting the English and the Spanish defeat was secured.[38]
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When the English captured Jamaica, the Spanish colonists fled after freeing their slaves.[38] Many slaves dispersed into the mountains, joining the already established maroon communities.[39] During the centuries of slavery, Maroons established free communities in the mountainous interior of Jamaica, where they maintained their freedom and independence for generations.[40] Meanwhile, the Spanish made several attempts to re-capture the island, prompting the British to support pirates attacking Spanish ships in the Caribbean; as a result piracy became rampant on Jamaica, with the city of Port Royal becoming notorious for its lawlessness. Spain later recognised English possession of the island with the Treaty of Madrid (1670).[41] As a result, the English authorities sought to reign in the worst excesses of the pirates.[23]
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In 1660, the population of Jamaica was about 4,500 white and 1,500 black.[42] By the early 1670s, as the English developed sugar cane plantations worked by large numbers of slaves, black Africans formed a majority of the population.[43] The Irish in Jamaica also formed a large part of the island's early population, making up two-thirds of the white population on the island in the late 17th century, twice that of the English population. They were brought in as indentured labourers and soldiers after the conquest of 1655. The majority of Irish were transported by force as political prisoners of war from Ireland as a result of the ongoing Wars of the Three Kingdoms.[44] Migration of large numbers of Irish to the island continued into the 18th century.[45]
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A limited form of local government was introduced with the creation of the House of Assembly of Jamaica in 1664; however, it represented only a tiny number of rich plantation owners.[46] In 1692, the colony was rocked by an earthquake that resulted in several thousand deaths and the almost complete destruction of Port Royal.[47]
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During the 1700s the economy boomed, based largely on sugar and other crops such as coffee, cotton and indigo. All these crops were worked by black slaves, who lived short and often brutal lives with no rights, being the property of a small planter-class.[23] A large slave rebellion, known as Tacky's War, broke out in 1760 but was defeated by the British.[48] During this period the British also attempted to consolidate their control over the island by defeating the Maroons, who continued to live in the interior under leaders such as Cudjoe and Queen Nanny. The First Maroon War (1728 – 1739/40) ended in stalemate, as did a second conflict in 1795–96; however, as a result of these wars many Maroons were expelled to Nova Scotia and, later, Sierra Leone.[23]
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By the beginning of the 19th century, Jamaica's dependence on slave labour and a plantation economy had resulted in black people outnumbering white people by a ratio of almost 20 to 1. Although the British had outlawed the importation of slaves, some were still smuggled in from Spanish colonies and directly.[citation needed] While planning the abolition of slavery, the British Parliament passed laws to improve conditions for slaves. They banned the use of whips in the field and flogging of women; informed planters that slaves were to be allowed religious instruction, and required a free day during each week when slaves could sell their produce,[49] prohibiting Sunday markets to enable slaves to attend church.[citation needed] The House of Assembly in Jamaica resented and resisted the new laws. Members, with membership then restricted to European-Jamaicans, claimed that the slaves were content and objected to Parliament's interference in island affairs. Slave owners feared possible revolts if conditions were lightened.
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The British abolished the slave trade in 1807, but not the institution itself.[50] In 1831 a huge slave rebellion, known as Baptist War, broke out, led by the Baptist preacher Samuel Sharpe. The rebellion resulted in hundreds of deaths, the destruction of many plantations, and resulted in ferocious reprisals by the plantocracy class.[51] As a result of rebellions such as these, as well as the efforts of abolitionists, the British outlawed slavery in its empire in 1834, with full emancipation from chattel slavery declared in 1838.[23] The population in 1834 was 371,070, of whom 15,000 were white, 5,000 free black; 40,000 'coloured' or free people of color (mixed race); and 311,070 were slaves.[42] The resulting labour shortage prompted the British to begin to "import" indentured servants to supplement the labour pool, as many freedmen resisted working on the plantations.[23] Workers recruited from India began arriving in 1845, Chinese workers in 1854.[52] Many South Asian and Chinese descendants continue to reside in Jamaica today.[53][54]
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Over the next 20 years, several epidemics of cholera, scarlet fever, and smallpox hit the island, killing almost 60,000 people (about 10 per day).[citation needed] Nevertheless, in 1871 the census recorded a population of 506,154 people, 246,573 of which were males, and 259,581 females. Their races were recorded as 13,101 white, 100,346 coloured (mixed black and white), and 392,707 black.[55] This period was marked by an economic slump, with many Jamaicans living in poverty. Dissatisfaction with this, and continued racial discrimination and marginalisation of the black majority, led to the outbreak of the Morant Bay rebellion in 1865 led by Paul Bogle, which was put down by Governor John Eyre with such brutality that he was recalled from his position.[23] His successor, John Peter Grant, enacted a series of social, financial and political reforms whilst aiming to uphold firm British rule over the island, which became a Crown Colony in 1866.[23] In 1872 the capital was transferred from Spanish Town to Kingston.[23]
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In 1907 Jamaica was struck by an earthquake — this, and the subsequent fire, caused immense destruction in Kingston and the deaths of 800–1,000 people.[56][23]
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Unemployment and poverty remained a problem for many Jamaicans. Various movements seeking political change arose as a result, most notably the Universal Negro Improvement Association and African Communities League founded by Marcus Garvey in 1917. As well as seeking greater political rights and an improvement for the condition of workers, Garvey was also a prominent Pan-Africanist and proponent of the Back-to-Africa movement.[57] He was also one of the chief inspirations behind Rastafari, a religion founded in Jamaica in the 1930s that combined Christianity with an Afrocentric theology focused on the figure of Haile Selassie, Emperor of Ethiopia. Despite occasional persecution, Rastafari grew to become an established faith on the island, later spreading abroad.
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The Great Depression of the 1930s hit Jamaica hard. As part of the British West Indian labour unrest of 1934–39, Jamaica saw numerous strikes, culminating in a strike in 1938 that turned into a full-blown riot.[58][23][59]
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As a result, the British government instituted a commission to look into the causes of the disturbances; their report recommended political and economic reforms in Britain's Caribbean colonies.[23][60] A new House of Representatives was established in 1944, elected by universal adult suffrage.[23] During this period Jamaica's two-party system emerged, with the creation of the Jamaican Labour Party (JLP) under Alexander Bustamante and the People's National Party (PNP) under Norman Manley.[23]
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Jamaica slowly gained increasing autonomy from the United Kingdom. In 1958 it became a province in the Federation of the West Indies, a federation of several of Britain's Caribbean colonies.[23] Membership of the Federation proved to be divisive, however, and a referendum on the issue saw a slight majority voting to leave.[23] After leaving the Federation, Jamaica attained full independence on 6 August 1962.[23] The new state retained, however, its membership in the Commonwealth of Nations (with the Queen as head of state) and adopted a Westminster-style parliamentary system. Bustamante, at the age of 78, became the country's first prime minister.[61][62]
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Strong economic growth, averaging approximately 6% per annum, marked the first ten years of independence under conservative JLP governments; these were led by successive Prime Ministers Alexander Bustamante, Donald Sangster (who died of natural causes within two months of taking office) and Hugh Shearer.[23] The growth was fuelled by high levels of private investment in bauxite/alumina, tourism, the manufacturing industry and, to a lesser extent, the agricultural sector. In terms of foreign policy Jamaica became a member of the Non-Aligned Movement, seeking to retain strong ties with Britain and the United States whilst also developing links with Communist states such as Cuba.[23]
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The optimism of the first decade was accompanied by a growing sense of inequality among many Afro-Jamaicans, and a concern that the benefits of growth were not being shared by the urban poor, many of whom ended up living in crime-ridden shanty towns in Kingston.[23] This, combined with the effects of a slowdown in the global economy in 1970,[citation needed] led to the voters electing the PNP under Michael Manley in 1972. Manley's government enacted various social reforms, such as a higher minimum wage, land reform, legislation for women's equality, greater housing construction and an increase in educational provision.[63][23] Internationally he improved ties with the Communist bloc and vigorously opposed the apartheid regime in South Africa.[23] However, the economy faltered in this period due to a combination of internal and external factors (such as the oil shocks).[23] The rivalry between the JLP and PNP became intense, and political and gang-related violence grew significantly in this period.[23]
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By 1980, Jamaica's gross national product had declined to some 25% below its 1972 level.[citation needed] Seeking change, Jamaicans voted the JLP back in in 1980 under Edward Seaga.[23] Firmly anti-Communist, Seaga cut ties with Cuba and sent troops to support the US invasion of Grenada in 1983.[23] The economic deterioration, however, continued into the mid-1980s, exacerbated by a number of factors. The largest and third-largest alumina producers, Alpart and Alcoa, closed; and there was a significant reduction in production by the second-largest producer, Alcan.[citation needed] Reynolds Jamaica Mines, Ltd. left the Jamaican industry. There was also a decline in tourism, which was important to the economy.[citation needed] Owing to rising foreign and local debt, accompanied by large fiscal deficits, the government sought International Monetary Fund (IMF) financing, which was dependent on implementing various austerity measures.[23] These resulted in strikes in 1985 and a decline in support for the Seaga government, exacerbated by criticism of the government's response to the devastation caused by Hurricane Gilbert in 1988.[23][64] Having now de-emphasised socialism and adopting a more centrist position, Michael Manley and the PNP were re-elected in 1989.[65][23]
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The PNP went on to win a string of elections, under Prime Ministers Michael Manley (1989–1992), P. J. Patterson (1992–2005) and Portia Simpson-Miller (2005–2007). During this period various economic reforms were introduced, such as deregulating the finance sector and floating the Jamaican dollar, as well as greater investment in infrastructure, whilst also retaining a strong social safety net.[23] Political violence, so prevalent in the previous two decades, declined significantly.[23][66] In 2007 the PNP were defeated by the JLP, ending 18 years of PNP rule; Bruce Golding became the new prime minister.[67] Golding's tenure (2007-2010) was dominated by the effects of the global recession, as well as the fallout from an attempt by Jamaican police and military to arrest drug lord Christopher Coke in 2010 which erupted in violence, resulting in over 70 deaths.[23][68] As a result of this incident Golding resigned and was replaced by Andrew Holness in 2011; Holness was defeated in the 2011 Jamaican general election, which saw Portia Miller-Simpson return to power, but Holness began a second term after winning the 2016 Jamaican general election.
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Independence, however widely celebrated in Jamaica, has been questioned in the early 21st century. In 2011, a survey showed that approximately 60% of Jamaicans believe that the country would have been better off had it remained a British colony, with only 17% believing it would have been worse off, citing as problems years of social and fiscal mismanagement in the country.[69][70]
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Jamaica is a parliamentary democracy and constitutional monarchy.[11][71] The head of state is the Queen of Jamaica (currently Elizabeth II),[72] represented locally by the Governor-General of Jamaica.[73][11][71] The governor-general is nominated by the Prime Minister of Jamaica and the entire Cabinet and then formally appointed by the monarch. All the members of the Cabinet are appointed by the governor-general on the advice of the prime minister. The monarch and the governor-general serve largely ceremonial roles, apart from their reserve powers for use in certain constitutional crisis situations. The position of the monarch has been a matter of continuing debate in Jamaica for many years; currently both major political parties are committed to transitioning to a Republic with a President.[74][75]
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Jamaica's current constitution was drafted in 1962 by a bipartisan joint committee of the Jamaican legislature. It came into force with the Jamaica Independence Act, 1962 of the United Kingdom parliament, which gave Jamaica independence.[71]
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The Parliament of Jamaica is bicameral, consisting of the House of Representatives (Lower House) and the Senate (Upper House). Members of the House (known as Members of Parliament or MPs) are directly elected, and the member of the House of Representatives who, in the governor-general's best judgement, is best able to command the confidence of a majority of the members of that House, is appointed by the governor-general to be the prime minister. Senators are nominated jointly by the prime minister and the parliamentary Leader of the Opposition and are then appointed by the governor-general.[71]
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The Judiciary of Jamaica operates on a common law system derived from English law and Commonwealth of Nations precedents.[71] The court of final appeal is the Judicial Committee of the Privy Council, though during the 2000s parliament attempted to replace it with the Caribbean Court of Justice.[citation needed]
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Jamaica has traditionally had a two-party system, with power often alternating between the People's National Party (PNP) and Jamaica Labour Party (JLP).[71] The party with current administrative and legislative power is the Jamaica Labour Party, with a one-seat parliamentary majority as of 2016[update]. There are also several minor parties who have yet to gain a seat in parliament; the largest of these is the National Democratic Movement (NDM).
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Jamaica is divided into 14 parishes, which are grouped into three historic counties that have no administrative relevance.[71]
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In the context of local government the parishes are designated "Local Authorities". These local authorities are further styled as "Municipal Corporations", which are either city municipalities or town municipalities.[76] Any new city municipality must have a population of at least 50,000, and a town municipality a number set by the Minister of Local Government.[76] There are currently no town municipalities.
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The local governments of the parishes of Kingston and St. Andrews are consolidated as the city municipality of Kingston & St. Andrew Municipal Corporation. The newest city municipality created is the Municipality of Portmore in 2003. While it is geographically located within the parish of St. Catherine, it is governed independently.
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The Jamaica Defence Force (JDF) is the small but professional military force of Jamaica.[11] The JDF is based on the British military model with similar organisation, training, weapons and traditions. Once chosen, officer candidates are sent to one of several British or Canadian basic officer courses depending on the arm of service. Enlisted soldiers are given basic training at Up Park Camp or JDF Training Depot, Newcastle, both in St. Andrew. As with the British model, NCOs are given several levels of professional training as they rise up the ranks. Additional military schools are available for speciality training in Canada, the United States and the United Kingdom.[citation needed]
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The JDF is directly descended from the British Army's West India Regiment formed during the colonial era.[77] The West India Regiment was used extensively by the British Empire in policing the empire from 1795 to 1926. Other units in the JDF heritage include the early colonial Jamaica Militia, the Kingston Infantry Volunteers of WWI and reorganised into the Jamaican Infantry Volunteers in World War II. The West Indies Regiment was reformed in 1958 as part of the West Indies Federation, after dissolution of the Federation the JDF was established.[citation needed]
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The Jamaica Defence Force (JDF) comprises an infantry Regiment and Reserve Corps, an Air Wing, a Coast Guard fleet and a supporting Engineering Unit.[78] The infantry regiment contains the 1st, 2nd and 3rd (National Reserve) battalions. The JDF Air Wing is divided into three flight units, a training unit, a support unit and the JDF Air Wing (National Reserve). The Coast Guard is divided between seagoing crews and support crews who conduct maritime safety and maritime law enforcement as well as defence-related operations.[79]
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The role of the support battalion is to provide support to boost numbers in combat and issue competency training in order to allow for the readiness of the force.[80] The 1st Engineer Regiment was formed due to an increased demand for military engineers and their role is to provide engineering services whenever and wherever they are needed.[81] The Headquarters JDF contains the JDF Commander, Command Staff as well as Intelligence, Judge Advocate office, Administrative and Procurement sections.[82]
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In recent years the JDF has been called on to assist the nation's police, the Jamaica Constabulary Force (JCF), in fighting drug smuggling and a rising crime rate which includes one of the highest murder rates in the world. JDF units actively conduct armed patrols with the JCF in high-crime areas and known gang neighbourhoods. There has been vocal controversy as well as support of this JDF role. In early 2005, an Opposition leader, Edward Seaga, called for the merger of the JDF and JCF. This has not garnered support in either organisation nor among the majority of citizens.[citation needed] In 2017, Jamaica signed the UN treaty on the Prohibition of Nuclear Weapons.[83]
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Jamaica is the third largest island in the Caribbean.[84] It lies between latitudes 17° and 19°N, and longitudes 76° and 79°W. Mountains dominate the interior: the Don Figuerero, Santa Cruz, and May Day mountains in the west, the Dry Harbour Mountains in the centre, and the John Crow Mountains and Blue Mountains in the east, the latter containing Blue Mountain Peak, Jamaica's tallest mountain at 2,256 m.[11][71] They are surrounded by a narrow coastal plain.[85][11] Jamaica only has two cities, the first being Kingston, the capital city and centre of business, located on the south coast and the second being Montego Bay, one of the best known cities in the Caribbean for tourism, located on the north coast. Kingston Harbour is the seventh-largest natural harbour in the world,[86] which contributed to the city being designated as the capital in 1872. Other towns of note include Portmore, Spanish Town, Savanna la Mar, Mandeville and the resort towns of Ocho Ríos, Port Antonio and Negril.[87]
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Tourist attractions include Dunn's River Falls in St. Ann, YS Falls in St. Elizabeth, the Blue Lagoon in Portland, believed to be the crater of an extinct volcano[citation needed], and Port Royal, site of a major earthquake in 1692 that helped form the island's Palisadoes tombolo.[88][89][90][91]
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Among the variety of terrestrial, aquatic and marine ecosystems are dry and wet limestone forests, rainforest, riparian woodland, wetlands, caves, rivers, seagrass beds and coral reefs. The authorities have recognised the tremendous significance and potential of the environment and have designated some of the more 'fertile' areas as 'protected'. Among the island's protected areas are the Cockpit Country, Hellshire Hills, and Litchfield forest reserves. In 1992, Jamaica's first marine park, covering nearly 15 square kilometres (5.8 sq mi), was established in Montego Bay. Portland Bight Protected Area was designated in 1999.[92] The following year Blue and John Crow Mountains National Park was created, covering roughly 300 square miles (780 km2) of a wilderness area which supports thousands of tree and fern species and rare animals.
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There are several small islands off Jamaica's coast, most notably those in Portland Bight such as Pigeon Island, Salt Island, Dolphin Island, Long Island, Great Goat Island and Little Goat Island, and also Lime Cay located further east. Much further out — some 50–80 km off the south coast — lie the very small Morant Cays and Pedro Cays.
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The climate in Jamaica is tropical, with hot and humid weather, although higher inland regions are more temperate.[93][71] Some regions on the south coast, such as the Liguanea Plain and the Pedro Plains, are relatively dry rain-shadow areas.[94]
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Jamaica lies in the hurricane belt of the Atlantic Ocean and because of this, the island sometimes suffers significant storm damage.[95][71] Hurricanes Charlie and Gilbert hit Jamaica directly in 1951 and 1988, respectively, causing major damage and many deaths. In the 2000s (decade), hurricanes Ivan, Dean, and Gustav also brought severe weather to the island.
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Jamaica's climate is tropical, supporting diverse ecosystems with a wealth of plants and animals. Its plant life has changed considerably over the centuries; when the Spanish arrived in 1494, except for small agricultural clearings, the country was deeply forested. The European settlers cut down the great timber trees for building and ships' supplies, and cleared the plains, savannas, and mountain slopes for intense agricultural cultivation.[71] Many new plants were introduced including sugarcane, bananas, and citrus trees.[71]
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Today, however, Jamaica is now the home to about 3,000 species of native flowering plants (of which over 1,000 are endemic and 200 are species of orchid), thousands of species of non-flowering flora, and about 20 botanical gardens, some of which are several hundred years old.[96][97] Areas of heavy rainfall also contain stands of bamboo, ferns, ebony, mahogany, and rosewood. Cactus and similar dry-area plants are found along the south and southwest coastal area. Parts of the west and southwest consist of large grasslands, with scattered stands of trees.
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Jamaican's fauna, typical of the Caribbean, includes highly diversified wildlife with many endemic species. As with other oceanic islands, land mammals are mostly several species of bats of which at least three endemic species are found only in Cockpit Country, one of which is at-risk. Other species of bat include the fig-eating and hairy-tailed bats. The only non-bat native mammal extant in Jamaica is the Jamaican hutia, locally known as the coney.[71] Introduced mammals such as wild boar and the small Asian mongoose are also common. Jamaica is also home to about 50 species of reptiles,[98] the largest of which is the American crocodile; however, it is only present within the Black River and a few other areas. Lizards such as anoles, iguanas and snakes such as racers and the Jamaican boa (the largest snake on the island), are common in areas such as the Cockpit Country. None of Jamaica's eight species of native snakes is venomous.[99]
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Jamaica is home to about 289 species of birds of which 27 are endemic including the endangered black-Billed parrots and the Jamaican blackbird, both of which are only found in Cockpit Country. It is also the indigenous home to four species of hummingbirds (three of which are found nowhere else in the world): the black-billed streamertail, the Jamaican mango, the Vervain hummingbird, and red-billed streamertails. The red-billed streamertail, known locally as the "doctor bird", is Jamaica's National Symbol.[100][71] Other notable species include the Jamaican tody and the Greater flamingo,[101]
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One species of freshwater turtle is native to Jamaica, the Jamaican slider. It is found only on Jamaica and on a few islands in the Bahamas. In addition, many types of frogs are common on the island, especially treefrogs. Beautiful and exotic birds, such as the can be found among a large number of others.
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Jamaican waters contain considerable resources of fresh-and saltwater fish.[102] The chief varieties of saltwater fish are kingfish, jack, mackerel, whiting, bonito, and tuna. Fish that occasionally enter freshwater and estuarine environments include snook, jewfish, mangrove snapper, and mullets. Fish that spend the majority of their lives in Jamaica's fresh waters include many species of livebearers, killifish, freshwater gobies, the mountain mullet, and the American eel. Tilapia have been introduced from Africa for aquaculture, and are very common. Also visible in the waters surrounding Jamaica are dolphins, parrotfish, and the endangered manatee.[103]
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Insects and other invertebrates are abundant, including the world's largest centipede, the Amazonian giant centipede. Jamaica is the home to about 150 species of butterflies and moths, including 35 indigenous species and 22 subspecies. It is also the native home to the Jamaican swallowtail, the western hemisphere's largest butterfly.[104]
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Coral reef ecosystems are important because they provide people with a source of livelihood, food, recreation, and medicinal compounds and protect the land on which they live.[105] Jamaica relies on the ocean and its ecosystem for its development. However, the marine life in Jamaica is also being affected. There could be many factors that contribute to marine life not having the best health. Jamaica's geological origin, topographical features and seasonal high rainfall make it susceptible to a range of natural hazards that can affect the coastal and oceanic environments. These include storm surge, slope failures (landslides), earthquakes, floods and hurricanes.[106] Coral reefs in the Negril Marine Park (NMP), Jamaica, have been increasingly impacted by nutrient pollution and macroalgal blooms following decades of intensive development as a major tourist destination.[107] Another one of those factors could include tourist, being that Jamaica is a very touristy place the island draws people to travel here from all over the world. The Jamaican tourism industry accounts for 32% of total employment and 36% of the country's GDP and is largely based on the sun, sea and sand, the last two of these attributes being dependent on healthy coral reef ecosystems.[105] Because of Jamaica's tourism, they have developed a study to see if the tourist would be willing to help financially to manage their marine ecosystem because Jamaica alone is unable to. The ocean connects all the countries all over the world, however, everyone and everything is affecting the flow and life in the ocean. Jamaica is a very touristy place specifically because of their beaches. If their oceans are not functioning at their best then the well-being of Jamaica and the people who live there will start to deteriorate. According to the OECD, oceans contribute $1.5 trillion annually in value-added to the overall economy.[108] A developing country on an island will get the majority of their revenue from their ocean. Healthy oceans, coasts and freshwater ecosystems are crucial for economic growth and food production, but they are also fundamental to global efforts to mitigate climate change.[108] Climate change also has an effect on the ocean and life within the ocean.
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Pollution comes from run-off, sewage systems, and garbage. However, this typically all ends up in the ocean after there is rain or floods. Everything that ends up in the water changes the quality and balance of the ocean. Poor coastal water quality has adversely affected fisheries, tourism and mariculture, as well as undermining biological sustainability of the living resources of ocean and coastal habitats.[106] Jamaica imports and exports many goods through their waters. Some of the imports that go into Jamaica include petroleum and petroleum products. Issues include accidents at sea; risk of spills through local and international transport of petroleum and petroleum products.[106] Oil spills can disrupt the marine life because the chemicals that are being spilled that should not be there. Oil and water do not mix. Unfortunately oil spills is not the only form of pollution that occurs in Jamaica. Solid waste disposal mechanisms in Jamaica are currently inadequate.[106] The solid waste gets into the water through rainfall forces. Solid waste is also harmful to wildlife, particularly birds, fish and turtles that feed at the surface of the water and mistake floating debris for food.[106] For example, plastic can be caught around birds and turtles necks making it difficult to eat and breath as they begin to grow causing the plastic to get tighter around their necks. Pieces of plastic, metal, and glass can be mistaken for the food fish eat. Each Jamaican generates 1 kg (2 lbs) of waste per day; only 70% of this is collected by National Solid Waste Management Authority (NSWMA) — the remaining 30% is either burnt or disposed of in gullies/waterways.[109]
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There are policies that are being put into place to help preserve the ocean and the life below water. The goal of integrated coastal zone management (ICZM) is to improve the quality of life of human communities who depend on coastal resources while maintaining the biological diversity and productivity of coastal ecosystems.[106] Developing an underdeveloped country can impact the oceans ecosystem because of all the construction that would be done to develop the country. Over-building, driven by powerful market forces as well as poverty among some sectors of the population, and destructive exploitation contribute to the decline of ocean and coastal resources.[106] Developing practices that will contribute to the lives of the people but also to the life of the ocean and its ecosystem. Some of these practices include: Develop sustainable fisheries practices, ensure sustainable mariculture techniques and practices, sustainable management of shipping, and promote sustainable tourism practices.[106] As for tourism, tourism is the number one source of foreign exchange earnings in Jamaica and, as such is vital to the national economy.[106] Tourist typically go to countries unaware of issues and how they impact those issues. Tourist are not going to be used to living in a different style compared to their own country. Practices such as: provide sewage treatment facilities for all tourist areas, determine carrying capacity of the environment prior to planning tourism activities, provide alternative types of tourist activities can help to get desired results such as the development of alternative tourism which will reduce the current pressure on resources that support traditional tourism activities.[106] A study was conducted to see how tourist could help with sustainable financing for ocean and coastal management in Jamaica. Instead of using tourist fees they would call them environmental fees. This study aims to inform the relevant stakeholders of the feasibility of implementing environmental fees as well as the likely impact of such revenue generating instruments on the current tourist visitation rates to the island.[105] The development of a user fee system would help fund environmental management and protection. The results show that tourists have a high consumer surplus associated with a vacation in Jamaica, and have a significantly lower willingness to pay for a tourism tax when compared to an environmental tax. The findings of the study show that the "label" of the tax and as well as the respondent's awareness of the institutional mechanisms for environmental protection and tourism are important to their decision framework.[105] Tourist are more willing to pay for environmental fees rather than tourist tax fees. A tax high enough to fund for environmental management and protection but low enough to continue to bring tourist to Jamaica. It has been shows that if an environmental tax of $1 per person were introduced it would not cause a significant decline in visitation rates and would generate revenues of US$1.7M.[105]
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Jamaica's diverse ethnic roots is reflected in the national motto 'Out of Many One People'. Most of the population of 2,812,000 (July 2018 est.)[11] are of African or partially African descent, with many being able to trace their origins to the West African countries of Ghana and Nigeria.[71][110] Other major ancestral areas are Europe,[111] South Asia, and East Asia.[112] It is uncommon for Jamaicans to identify themselves by race as is prominent in other countries such as the United States, with most Jamaicans seeing Jamaican nationality as an identity in and of itself, identifying as simply being 'Jamaican' regardless of ethnicity.[113][114] A study found that the average admixture on the island was 78.3% Sub-Saharan African, 16.0% European, and 5.7% East Asian.[115] Another study in 2020 showed that Jamaicans of African descent represent 76.3% of the population, followed by 15.1% Afro-European, 3.4% East Indian and Afro-East Indian, 3.2% Caucasian, 1.2% Chinese and 0.8% other.[116]
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The Jamaican Maroons of Accompong and other settlements are the descendant of African slaves who fled the plantations for the interior where they set up their own autonomous communities.[117][118][119] Many Maroons continue to have their own traditions and speak their own language, known locally as Kromanti.[120]
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Asians form the second-largest group and include Indo-Jamaicans and Chinese Jamaicans.[121] Most are descended from indentured workers brought by the British colonial government to fill labour shortages following the abolition of slavery in 1838. Prominent Indian Jamaicans include jockey Shaun Bridgmohan, who was the first Jamaican in the Kentucky Derby, NBC Nightly News journalist Lester Holt, and Miss Jamaica World and Miss Universe winner Yendi Phillips. The southwestern parish of Westmoreland is famous for its large population of Indo-Jamaicans.[122] Along with their Indian counterparts, Chinese Jamaicans have also played an integral part in Jamaica's community and history. Prominent descendants of this group include Canadian billionaire investor Michael Lee-Chin, supermodels Naomi Campbell and Tyson Beckford, and VP Records founder Vincent "Randy" Chin.
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There are about 20,000 Jamaicans who have Lebanese and Syrian ancestry.[123] Most were Christian immigrants who fled the Ottoman occupation of Lebanon in the early 19th century. Eventually their descendants became very successful politicians and businessmen. Notable Jamaicans from this group include former Jamaican Prime Minister Edward Seaga, Jamaican politician and former Miss World Lisa Hanna, Jamaican politicians Edward Zacca and Shahine Robinson, and hotelier Abraham Elias Issa.
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In 1835, Charles Ellis, 1st Baron Seaford gave 500 acres of his 10,000 acre estate in Westmoreland for the Seaford Town German settlement. Today most of the town's descendants are of full or partial German descent.[122]
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The first wave of English immigrants arrived to the island 1655 after conquering the Spanish, and they have historically being the dominant group. Prominent descendants from this group include former American Governor of New York David Paterson, Sandals Hotels owner Gordon Butch Stewart, United States Presidential Advisor and "mother" of the Pell Grant Lois Rice, and former United States National Security Advisor and Ambassador to the United Nations Susan Rice. The first Irish immigrants came to Jamaica in the 1600s as war prisoners and later, indentured labour. Their descendants include two of Jamaica's National Heroes: Prime Ministers Michael Manley and Alexander Bustamante. Along with the English and the Irish, the Scots are another group that has made a significant impact on the island. According to the Scotland Herald newspaper, Jamaica has more people using the Campbell surnames than the population of Scotland itself, and it also has the highest percentage of Scottish surnames outside of Scotland. Scottish surnames account to about 60% of the surnames in the Jamaican phone books.[citation needed] The first Jamaican inhabitants from Scotland were exiled "rebels". Later, they would be followed by ambitious businessmen who spent time between their great country estates in Scotland and the island. As a result, many of the slave owning plantations on the island were owned by Scottish men, and thus a large number of mixed-race Jamaicans can claim Scottish ancestry. High immigration from Scotland continued until well after independence.[citation needed] Today, notable Scottish-Jamaicans include the businessman John Pringle, former American Secretary of State Colin Powell, and American actress Kerry Washington.[124]
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There is also a significant Portuguese Jamaican population that is predominantly of Sephardic Jewish heritage; they are primarily located in the Saint Elizabeth Parish in southwest Jamaica. The first Jews arrived as explorers from Spain in the 15th century after being forced to convert to Christianity or face death. A small number of them became slave owners and even famous pirates.[125] Judaism eventually became very influential in Jamaica and can be seen today with many Jewish cemeteries around the country. During the Holocaust Jamaica became a refuge for Jews fleeing persecution in Europe.[citation needed] Famous Jewish descendants include the dancehall artist Sean Paul, former record producer and founder of Island Records Chris Blackwell, and Jacob De Cordova who was the founder of the Jamaica Gleaner newspaper[126][127][128]
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In recent years immigration has increased, coming mainly from China, Haiti, Cuba, Colombia, and Latin America; 20,000 Latin Americans reside in Jamaica.[129] In 2016, the Prime Minister Andrew Holness suggested making Spanish Jamaica's second official language.[130] About 7,000 Americans also reside in Jamaica.[citation needed] Notable American with connection to the island include fashion icon Ralph Lauren, philanthropist Daisy Soros, Blackstone's Schwarzman family, the family of the late Lieutenant Governor of Delaware John W. Rollins, fashion designer Vanessa Noel, investor Guy Stuart, Edward and Patricia Falkenberg, and iHeart Media CEO Bob Pittman, all of whom hold annual charity events to support the island.[131]
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Jamaica is regarded as a bilingual country, with two major languages in use by the population.[132][121] The official language is English, which is "used in all domains of public life", including the government, the legal system, the media, and education. However, the primary spoken language is an English-based creole called Jamaican Patois (or Patwa). The two exist in a dialect continuum, with speakers using a different register of speech depending on context and whom they are speaking to. 'Pure' Patois, though sometimes seen as merely a particularly aberrant dialect of English, is essentially mutually unintelligible to speakers of standard English and is best thought of a separate language.[71] A 2007 survey by the Jamaican Language Unit found that 17.1 percent of the population were monolingual in Jamaican Standard English (JSE), 36.5 percent were monolingual in Patois, and 46.4 percent were bilingual, although earlier surveys had pointed to a greater degree of bilinguality (up to 90 percent).[133] The Jamaican education system has only recently begun to offer formal instruction in Patois, while retaining JSE as the "official language of instruction".[134]
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Additionally, some Jamaicans use one or more of Jamaican Sign Language (JSL), American Sign Language (ASL) or the indigenous Jamaican Country Sign Language (Konchri Sain).[135] Both JSL and ASL are rapidly replacing Konchri Sain for a variety of reasons.[135]
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Many Jamaicans have emigrated to other countries, especially to the United Kingdom, the United States, and Canada. In the case of the United States, about 20,000 Jamaicans per year are granted permanent residence.[136] There has also been emigration of Jamaicans to other Caribbeans countries such as Cuba,[137] Puerto Rico, Guyana, and The Bahamas. It was estimated in 2004 that up to 2.5 million Jamaicans and Jamaican descendants live abroad.[138]
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Jamaicans in the United Kingdom number an estimated 800,000 making them by far the country's largest African-Caribbean group. Large-scale migration from Jamaica to the UK occurred primarily in the 1950s and 1960s when the country was still under British rule. Jamaican communities exist in most large UK cities.[139] Concentrations of expatriate Jamaicans are quite considerable in numerous cities in the United States, including New York City, Buffalo, the Miami metro area, Atlanta, Chicago, Orlando, Tampa, Washington, D.C., Philadelphia, Hartford, Providence and Los Angeles.[140] In Canada, the Jamaican population is centred in Toronto,[141] with smaller communities in cities such as Hamilton, Montreal, Winnipeg, Vancouver and Ottawa.[142] Jamaican Canadians comprise about 30% of the entire Black Canadian population.[143][144]
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A notable though much smaller group of emigrants are Jamaicans in Ethiopia. These are mostly Rastafarians, in whose theological worldview Africa is the promised land, or 'Zion', or more specifically Ethiopia, due to reverence in which former Ethiopian Emperor Haile Selassie is held.[145] Most live in the small town of Shashamane about 150 miles (240 km) south of the capital Addis Ababa.[146]
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When Jamaica gained independence in 1962, the murder rate was 3.9 per 100,000 inhabitants, one of the lowest in the world.[147] By 2009, the rate was 62 per 100,000 inhabitants, one of the highest in the world.[148] Gang violence became a serious problem, with organised crime being centred around Jamaican posses or 'Yardies'. Jamaica has had one of the highest murder rates in the world for many years, according to UN estimates.[149][150] Some areas of Jamaica, particularly poor areas in Kingston, Montego Bay and elsewhere experience high levels of crime and violence.[151]
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However, there were 1,682 reported murders in 2009 and 1,428 in 2010.[citation needed] After 2011 the murder rate continued to fall, following the downward trend in 2010, after a strategic programme was launched.[152] In 2012, the Ministry of National Security reported a 30 percent decrease in murders.[153] Nevertheless, in 2017 murders rose by 22% over the previous year.[154]
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Many Jamaicans are hostile towards LGBT and intersex people,[155][156][157] and mob attacks against gay people have been reported.[158][159][160] Numerous high-profile dancehall and ragga artists have produced songs featuring explicitly homophobic lyrics.[161] Male homosexuality is illegal and punishable by prison time.[162][163]
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Christianity is the largest religion practised in Jamaica.[71][11] About 70% are Protestants; Roman Catholics are just 2% of the population.[11] According to the 2001 census, the country's largest Protestant denominations are the Church of God (24%), Seventh-day Adventist Church (11%), Pentecostal (10%), Baptist (7%), Anglican (4%), United Church (2%), Methodist (2%), Moravian (1%) and Plymouth Brethren (1%).[16] Bedwardism is a form of Christianity native to the island, sometime view as a separate faith.[164][165] The Christian faith gained acceptance as British Christian abolitionists and Baptist missionaries joined educated former slaves in the struggle against slavery.[166]
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The Rastafari movement has 29,026 adherents, according to the 2011 census, with 25,325 Rastafarian males and 3,701 Rastafarian females.[16] The faith originated in Jamaica in the 1930s and though rooted in Christianity it is heavily Afrocentric in its focus, revering figures such as the Jamaican black nationalist Marcus Garvey and Haile Selassie, the former Emperor of Ethiopia.[167][71] Rastafari has since spread across the globe, especially to areas with large black or African diasporas.[168][169]
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Various faiths and traditional religious practices derived from Africa are practised on the island, notably Kumina, Convince, Myal and Obeah.[170][171][172]
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Other religions in Jamaica include Jehovah's Witnesses (2% population), the Bahá'í faith, which counts perhaps 8,000 adherents[173] and 21 Local Spiritual Assemblies,[174] Mormonism,[175] Buddhism, and Hinduism.[176][177] The Hindu Diwali festival is celebrated yearly among the Indo-Jamaican community.[178][179]
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There is also a small population of about 200 Jews, who describe themselves as Liberal-Conservative.[180] The first Jews in Jamaica trace their roots back to early 15th-century Spain and Portugal.[181] Kahal Kadosh Shaare Shalom, also known as the United Congregation of Israelites, is a historic synagogue located in the city of Kingston. Originally built in 1912, it is the official and only Jewish place of worship left on the island. The once abundant Jewish population has voluntarily converted to Christianity over time.[citation needed] Shaare Shalom is one of the few synagogues in the world that contains sand covered floors and is a popular tourist destination.[182][183]
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Other small groups include Muslims, who claim 5,000 adherents.[16] The Muslim holidays of Ashura (known locally as Hussay or Hosay) and Eid have been celebrated throughout the island for hundreds of years. In the past, every plantation in each parish celebrated Hosay. Today it has been called an Indian carnival and is perhaps most well known in Clarendon where it is celebrated each August. People of all religions attend the event, showing mutual respect.[184][179]
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Though a small nation, Jamaican culture has a strong global presence. The musical genres reggae, ska, mento, rocksteady, dub, and, more recently, dancehall and ragga all originated in the island's vibrant, popular urban recording industry.[185] These have themselves gone on to influence numerous other genres, such as punk rock (through reggae and ska), dub poetry, New Wave, two-tone, reggaeton, jungle, drum and bass, dubstep, grime and American rap music. Some rappers, such as The Notorious B.I.G., Busta Rhymes, and Heavy D, are of Jamaican descent.
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Bob Marley is probably the best known Jamaican musician; with his band The Wailers he had a string of hits in 1960s–70s, popularising reggae internationally and going on to sell millions of records.[186][187] Many other internationally known artists were born in Jamaica, including Millie Small, Lee "Scratch" Perry, Gregory Isaacs, Half Pint, Protoje, Peter Tosh, Bunny Wailer, Big Youth, Jimmy Cliff, Dennis Brown, Desmond Dekker, Beres Hammond, Beenie Man, Shaggy, Grace Jones, Shabba Ranks, Super Cat, Buju Banton, Sean Paul, I Wayne, Bounty Killer and many others. Bands that came from Jamaica include Black Uhuru, Third World Band, Inner Circle, Chalice Reggae Band, Culture, Fab Five and Morgan Heritage.
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The journalist and author H. G. de Lisser (1878–1944) used his native country as the setting for his many novels.[188] Born in Falmouth, Jamaica, de Lisser worked as a reporter for the Jamaica Times at a young age and in 1920 began publishing the magazine Planters' Punch. The White Witch of Rosehall is one of his better-known novels. He was named Honorary President of the Jamaican Press Association; he worked throughout his professional career to promote the Jamaican sugar industry.
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Roger Mais (1905 – 1955), a journalist, poet, and playwright wrote many short stories, plays, and novels, including The Hills Were Joyful Together (1953), Brother Man (1954), and Black Lightning (1955).[189]
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Ian Fleming (1908 – 1964), who had a home in Jamaica where he spent considerable time, repeatedly used the island as a setting in his James Bond novels, including Live and Let Die, Doctor No, "For Your Eyes Only", The Man with the Golden Gun, and Octopussy and The Living Daylights.[190] In addition, James Bond uses a Jamaica-based cover in Casino Royale. So far, the only James Bond film adaptation to have been set in Jamaica is Doctor No. Filming for the fictional island of San Monique in Live and Let Die took place in Jamaica.
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Marlon James (1970), novelist has published three novels: John Crow's Devil (2005), The Book of Night Women (2009) and A Brief History of Seven Killings (2014), winner of the 2015 Man Booker Prize.[191]
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Jamaica has a history in the film industry dating from the early 1960s. A look at delinquent youth in Jamaica is presented in the 1970s musical crime film The Harder They Come, starring Jimmy Cliff as a frustrated (and psychopathic) reggae musician who descends into a murderous crime spree.[192] Other notable Jamaican films include Countryman, Rockers, Dancehall Queen, One Love, Shottas, Out the Gate, Third World Cop and Kingston Paradise. Jamaica is also often used as a filming location, such as the James Bond film Dr. No (1962), Cocktail (1988) starring Tom Cruise, and the 1993 Disney comedy Cool Runnings, which is loosely based on the true story of Jamaica's first bobsled team trying to make it in the Winter Olympics.
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The island is famous for its Jamaican jerk spice, curries and rice and peas which is integral to Jamaican cuisine. Jamaica is also home to Red Stripe beer and Jamaican Blue Mountain Coffee.
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(From the Jamaica Information Service)[193]
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Sport is an integral part of national life in Jamaica and the island's athletes tend to perform to a standard well above what might ordinarily be expected of such a small country.[14] While the most popular local sport is cricket, on the international stage Jamaicans have tended to do particularly well at track and field athletics.[14][194]
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Jamaica has produced some of the world's most famous cricketers, including George Headley, Courtney Walsh, and Michael Holding.[195] The country was one of the venues of 2007 Cricket World Cup and the West Indies cricket team is one of 10 ICC full member teams that participate in international Test cricket.[196] The Jamaica national cricket team competes regionally, and also provides players for the West Indies team. Sabina Park is the only Test venue in the island, but the Greenfield Stadium is also used for cricket.[197][198] Chris Gayle is the most renowned batsman from Jamaica currently representing the West Indies cricket team.
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Since independence Jamaica has consistently produced world class athletes in track and field.[14] In Jamaica involvement in athletics begins at a very young age and most high schools maintain rigorous athletics programs with their top athletes competing in national competitions (most notably the VMBS Girls and Boys Athletics Championships) and international meets (most notably the Penn Relays). In Jamaica it is not uncommon for young athletes to attain press coverage and national fame long before they arrive on the international athletics stage.
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Over the past six decades Jamaica has produced dozens of world class sprinters including Olympic and World Champion Usain Bolt, world record holder in the 100m for men at 9.58s, and 200m for men at 19.19s. Other noteworthy Jamaican sprinters include Arthur Wint, the first Jamaican Olympic gold medalist; Donald Quarrie, Elaine Thompson double Olympic champion from Rio 2016 in the 100m and 200m, Olympic Champion and former 200m world record holder; Roy Anthony Bridge, part of the International Olympic Committee; Merlene Ottey; Delloreen Ennis-London; Shelly-Ann Fraser-Pryce, the former World and two time Olympic 100m Champion; Kerron Stewart; Aleen Bailey; Juliet Cuthbert; three-time Olympic gold medalist; Veronica Campbell-Brown; Sherone Simpson; Brigitte Foster-Hylton; Yohan Blake; Herb McKenley; George Rhoden, Olympic gold medalist; Deon Hemmings, Olympic gold medalist; as well as Asafa Powell, former 100m world record holder and 2x 100m Olympic finalist and gold medal winner in the men's 2008 Olympic 4 × 100 m. American Olympic winner Sanya Richards-Ross was also born in Jamaica.
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Jamaica has also produced several world class amateur and professional boxers including Trevor Berbick and Mike McCallum. First-generation Jamaican athletes have continued to make a significant impact on the sport internationally, especially in the United Kingdom where the list of top British boxers born in Jamaica or of Jamaican parents includes Lloyd Honeyghan, Chris Eubank, Audley Harrison, David Haye, Lennox Lewis and Frank Bruno, Donovan "Razor" Ruddock, Mike Tyson, and Floyd Mayweather Jr., whose maternal grandfather is Jamaican.[199]
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Association football and horse-racing are other popular sports in Jamaica. The national football team qualified for the 1998 FIFA World Cup. Horse racing was Jamaica's first sport. It was brought in the 1700s by British immigrants to satisfy their longing for their favorite pastime back at home. During slavery, the Afro-Jamaican slaves were considered the best horse jockeys. Today, horse racing provides jobs for about 20,000 people including horse breeders, groomers, and trainers. Also, several Jamaicans are known internationally for their success in horse racing including Richard DePass, who once held the Guinness Book of World Records for the most wins in a day, Canadian awards winner George HoSang, and American award winners Charlie Hussey, Andrew Ramgeet, and Barrington Harvey. Also, there are hundreds of Jamaicans who are employed in the United States, Canada, and the United Kingdom as exercise riders and groomers.[200]
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Race car driving is also a popular sport in Jamaica with several car racing tracks and racing associations across the country.[201]
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The Jamaica national bobsled team was once a serious contender in the Winter Olympics, beating many well-established teams. Chess and basketball are widely played in Jamaica and are supported by the Jamaica Chess Federation (JCF) and the Jamaica Basketball Federation (JBF), respectively. Netball is also very popular on the island, with the Jamaica national netball team called The Sunshine Girls consistently ranking in the top five in the world.[202]
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Rugby league has been played in Jamaica since 2006.[203]
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The Jamaica national rugby league team is made up of players who play in Jamaica and from UK based professional and semi professional clubs (notably in the Super League and Championship). In November 2018 for the first time ever, the Jamaican rugby league team qualified for the Rugby League World Cup after defeating the USA & Canada. Jamaica will play in the 2021 Rugby League World Cup in England.[204]
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According to ESPN, the highest paid Jamaican professional athlete in 2011 was Justin Masterson, starting pitcher for the baseball team Cleveland Indians in the United States.[205]
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The emancipation of the slaves heralded the establishment of an education system for the masses. Prior to emancipation there were few schools for educating locals and many sent their children off to England to access quality education.[citation needed] After emancipation the West Indian Commission granted a sum of money to establish Elementary Schools, now known as All Age Schools. Most of these schools were established by the churches.[206] This was the genesis of the modern Jamaican school system.
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Presently the following categories of schools exist:
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Additionally, there are many community and teacher training colleges.
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Education is free from the early childhood to secondary levels. There are also opportunities for those who cannot afford further education in the vocational arena, through the Human Employment and Resource Training-National Training Agency (HEART Trust-NTA) programme,[207] which is opened to all working age national population[208] and through an extensive scholarship network for the various universities.
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Students are taught Spanish in school from the primary level upwards; about 40–45% of educated people in Jamaica knows some form of Spanish.[citation needed]
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Jamaica is a mixed economy with both state enterprises and private sector businesses. Major sectors of the Jamaican economy include agriculture, mining, manufacturing, tourism, petroleum refining, financial and insurance services.[71] Tourism and mining are the leading earners of foreign exchange. Half the Jamaican economy relies on services, with half of its income coming from services such as tourism. An estimated 4.3 million foreign tourists visit Jamaica every year.[18] According to the World Bank, Jamaica is an upper-middle income country that, like its Caribbean neighbours, is vulnerable to the effects of climate change, flooding, and hurricanes.[17] In 2018, Jamaica represented the CARICOM Caribbean Community at the G20 and the G7 annual meetings.[209] In 2019 Jamaica reported its lowest unemployment rate in 50 years.[210]
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Supported by multilateral financial institutions, Jamaica has, since the early 1980s, sought to implement structural reforms aimed at fostering private sector activity and increasing the role of market forces in resource allocation[211][212][213] Since 1991, the government has followed a programme of economic liberalisation and stabilisation by removing exchange controls,[214][215] floating the exchange rate,[216][217] cutting tariffs,[218] stabilising the Jamaican dollar, reducing inflation[219] and removing restrictions on foreign investment.[217][220] Emphasis has been placed on maintaining strict fiscal discipline, greater openness to trade and financial flows, market liberalisation and reduction in the size of government. During this period, a large share of the economy was returned to private sector ownership through divestment and privatisation programmes.[211][212][213] The free-trade zones at Kingston, Montego Bay and Spanish Town allow duty-free importation, tax-free profits, and free repatriation of export earnings.[221]
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Jamaica's economy grew strongly after the years of independence,[221] but then stagnated in the 1980s, due to the heavy falls in price of bauxite and fluctuations in the price of agriculture.[221][71] The financial sector was troubled in 1994, with many banks and insurance companies suffering heavy losses and liquidity problems.[71][221] According to the Commonwealth Secretariat, "The government set up the Financial Sector Adjustment Company (Finsac) in January 1997 to assist these banks and companies, providing funds in return for equity, and acquired substantial holdings in banks and insurance companies and related companies,.. but it only exasperated the problem, and brought the country into large external debt.[221] From 2001, once it had restored these banks and companies to financial health, Finsac divested them."[221] The Government of Jamaica remains committed to lowering inflation, with a long-term objective of bringing it in line with that of its major trading partners.[219]
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In 1996 and 1997 there was a decrease in GDP largely due to significant problems in the financial sector and, in 1997, a severe island-wide drought (the worst in 70 years) and hurricane that drastically reduced agricultural production.[222] In 1997 and 1998, nominal GDP was approximately a high of about 8 percent of GDP and then lowered to 4½ percent of GDP in 1999 and 2000.[223] The economy in 1997 was marked by low levels of import growth, high levels of private capital inflows and relative stability in the foreign exchange market.[224]
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|
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Recent economic performance shows the Jamaican economy is recovering. Agricultural production, an important engine of growth increased to 5.5% in 2001 compared to the corresponding period in 2000, signalling the first positive growth rate in the sector since January 1997.[225] In 2018, Jamaica reported a 7.9% increase in corn, 6.1% increase in plantains, 10.4% increase in bananas, 2.2% increase in pineapples, 13.3% increase in dasheen, 24.9% increase in coconuts, and a 10.6% increase in whole milk production.[226] Bauxite and alumina production increased 5.5% from January to December 1998, compared to the corresponding period in 1997. January's bauxite production recorded a 7.1% increase relative to January 1998 and continued expansion of alumina production through 2009 is planned by Alcoa.[227] Jamaica is the fifth-largest exporter of bauxite in the world, after Australia, China, Brazil and Guinea. The country also exports limestone, of which it holds large deposits. The government is currently implementing plans to increase its extraction.[228]
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+
A Canadian company, Carube Copper Corp, has found and confirmed, "...the existence of at least seven significant Cu/Au porphyry systems (in St. Catherine)." They have estimated that, "The porphyry distribution found at Bellas Gate is similar to that found in the Northparkes mining district of New South Wales, Australia (which was) sold to China in 2013 for US$820 million." Carube noted that Jamaica's geology, "... is similar to that of Chile, Argentina and the Dominican Republic — all productive mining jurisdictions." Mining on the sites began in 2017.[229]
|
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|
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+
Tourism, which is the largest foreign exchange earner, showed improvement as well. In 1999 the total visitor arrivals was 2 million, an increase of 100,000 from the previous year.[230] Since 2017, Jamaica's tourism has risen exponentially, rising to 4.3 million average tourists per year. Jamaica's largest tourist markets are from North America, South America, and Europe. In 2017, Jamaica recorded a 91.3% increase in stopover visitors from Southern and Western Europe (and a 41% increase in stopover arrivals from January to September 2017 over the same period from the previous year) with Germany, Portugal and Spain registering the highest percentage gains.[231] In 2018, Jamaica won several World Travel Awards in Portugal winning the "Chairman's Award for Global Tourism Innovation", "Best Tourist Board in the Caribbean" "Best Honeymoon Destination", "Best Culinary Destination", "World's Leading Beach Destination" and "World's Leading Cruise Destination".[232][233] Two months later, the Travvy Tourism Awards held in New York City, awarded Jamaica's Tourism Minister Edmund Bartlett, with the inaugural Chairman's Award for, "Global Tourism Innovation for the Development of the Global Tourism Resilience and Crisis Management Centre (GTRCM)". Bartlett has also won the Pacific Travel Writer's Association's award in Germany for the, "2018 Best Tourism Minister of the Year".[232][233][234]
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Petrojam, Jamaica's national and only petroleum refinery, is co-owned by the Government of Venezuela. Petrojam, "..operates a 35,000 barrel per day hydro-skimming refinery, to produce Automotive Diesel Oil; Heavy Fuel Oil; Kerosene/Jet Fuel, Liquid Petroleum Gas (LPG), Asphalt and Gasoline." Customers include the Power industry, Aircraft refuelers, and Local Marketing companies.[235] On 20 February 2019, the Jamaican Government voted to retake ownership of Venezuela's 49% share.[236]
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Jamaica's agricultural exports are sugar, bananas, cocoa,[237] coconut, molasses[238] oranges, limes, grapefruit,[239] rum, yams, allspice (of which it is the world's largest and "most exceptional quality" exporter),[240] and Blue Mountain Coffee which is considered a world renowned gourmet brand.[23]
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Jamaica has a wide variety of industrial and commercial activities. The aviation industry is able to perform most routine aircraft maintenance, except for heavy structural repairs. There is a considerable amount of technical support for transport and agricultural aviation. Jamaica has a considerable amount of industrial engineering, light manufacturing, including metal fabrication, metal roofing, and furniture manufacturing. Food and beverage processing, glassware manufacturing, software and data processing, printing and publishing, insurance underwriting, music and recording, and advanced education activities can be found in the larger urban areas. The Jamaican construction industry is entirely self-sufficient, with professional technical standards and guidance.[241]
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Since the first quarter of 2006, the economy of Jamaica has undergone a period of staunch growth. With inflation for the 2006 calendar year down to 6.0% and unemployment down to 8.9%, the nominal GDP grew by an unprecedented 2.9%.[242] An investment programme in island transportation and utility infrastructure and gains in the tourism, mining, and service sectors all contributed this figure. All projections for 2007 show an even higher potential for economic growth with all estimates over 3.0% and hampered only by urban crime and public policies.[citation needed]
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In 2006, Jamaica became part of the CARICOM Single Market and Economy (CSME) as one of the pioneering members.[243]
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The global economic downturn had a significant impact on the Jamaican economy for the years 2007 to 2009, resulting in negative economic growth. The government implemented a new Debt Management Initiative, the Jamaica Debt Exchange (JDX) on 14 January 2010. The initiative would see holders of Government of Jamaica (GOJ) bonds returning the high interest earning instruments for bonds with lower yields and longer maturities. The offer was taken up by over 95% of local financial institutions and was deemed a success by the government.[244]
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Owing to the success of the JDX program, the Bruce Golding-led government was successful in entering into a borrowing arrangement with the IMF on 4 February 2010 for the amount of US$1.27b. The loan agreement is for a period of three years.[245]
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In April 2014, the Governments of Jamaica and China signed the preliminary agreements for the first phase of the Jamaican Logistics Hub (JLH) – the initiative that aims to position Kingston as the fourth node in the global logistics chain, joining Rotterdam, Dubai and Singapore, and serving the Americas.[246] The Project, when completed, is expected to provide many jobs for Jamaicans, Economic Zones for multinational companies[247] and much needed economic growth to alleviate the country's heavy debt-to-GDP ratio. Strict adherence to the IMF's refinancing programme and preparations for the JLH has favourably affected Jamaica's credit rating and outlook from the three biggest rating agencies. In 2018, both Moody's and Standard and Poor Credit ratings upgraded Jamaica's ratings to both "stable and positive" respectively.[248][249]
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The transport infrastructure in Jamaica consists of roadways, railways and air transport, with roadways forming the backbone of the island's internal transport system.[71]
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The Jamaican road network consists of almost 21,000 kilometres (13,000 mi) of roads, of which over 15,000 kilometres (9,300 mi) is paved.[3] The Jamaican Government has, since the late 1990s and in cooperation with private investors, embarked on a campaign of infrastructural improvement projects, one of which includes the creation of a system of freeways, the first such access-controlled roadways of their kind on the island, connecting the main population centres of the island. This project has so far seen the completion of 33 kilometres (21 mi) of freeway.[citation needed]
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Railways in Jamaica no longer enjoy the prominent position they once did, having been largely replaced by roadways as the primary means of transport. Of the 272 kilometres (169 mi) of railway found in Jamaica, only 57 kilometres (35 mi) remain in operation, currently used to transport bauxite.[3] On 13 April 2011, a limited passenger service was resumed between May Pen, Spanish Town and Linstead.[citation needed]
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There are three international airports in Jamaica with modern terminals, long runways, and the navigational equipment required to accommodate the large jet aircraft used in modern and air travel: Norman Manley International Airport in Kingston; Ian Fleming International Airport in Boscobel, Saint Mary Parish; and the island's largest and busiest airport, Sir Donald Sangster International Airport in the resort city of Montego Bay. Manley and Sangster International airports are home to the country's national airline, Air Jamaica. In addition there are local commuter airports at Tinson Pen (Kingston), Port Antonio, and Negril, which cater to internal flights only. Many other small, rural centres are served by private airstrips on sugar estates or bauxite mines.[71]
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Owing to its location in the Caribbean Sea in the shipping lane to the Panama Canal and relative proximity to large markets in North America and emerging markets in Latin America, Jamaica receives much traffic of shipping containers. The container terminal at the Port of Kingston has undergone large expansion in capacity in recent years to handle growth both already realised as well as that which is projected in coming years.[250] Montego Freeport in Montego Bay also handles a variety of cargo like (though more limited than) the Port of Kingston, mainly agricultural products.
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There are several other ports positioned around the island, including Port Esquivel in St. Catherine (WINDALCO), Rocky Point in Clarendon, Port Kaiser in St. Elizabeth, Port Rhoades in Discovery Bay, Reynolds Pier in Ocho Rios, and Boundbrook Port in Port Antonio.
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To aid the navigation of shipping, Jamaica operates nine lighthouses.[251] They are maintained by the Port Authority of Jamaica, an agency of the Ministry of Transport and Works.[251]
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Jamaica depends on petroleum imports to satisfy its national energy needs.[3] Many test sites have been explored for oil, but no commercially viable quantities have been found.[252] The most convenient sources of imported oil and motor fuels (diesel, gasoline, and jet fuel) are from Mexico and Venezuela.
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Jamaica's electrical power is produced by diesel (bunker oil) generators located in Old Harbour. Other smaller power stations (most owned by the Jamaica Public Service Company,[253] the island's electricity provider) support the island's electrical grid including the Hunts Bay Power Station, the Bogue Power Station, the Rockfort Power Station and small hydroelectric plants on the White River, Rio Bueno, Morant River, Black River (Maggotty) and Roaring River.[254] A wind farm, owned by the Petroleum Corporation of Jamaica, was established at Wigton, Manchester.[255]
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Jamaica has successfully operated a SLOWPOKE-2 nuclear reactor of 20 kW capacity since the early 1980s, but there are no plans to expand nuclear power at present.[256]
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Jamaica imports approximately 80,000 barrels (13,000 m3) of oil energy products per day,[252] including asphalt and lubrication products. Just 20% of imported fuels are used for road transportation, the rest being used by the bauxite industry, electricity generation, and aviation. 30,000 barrels/day of crude imports are processed into various motor fuels and asphalt by the Petrojam Refinery in Kingston.[257]
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Jamaica produces enormous quantities of drinking alcohol (at least 5% water content), most of which appears to be consumed as beverages, and none used as motor fuel. Facilities exist to refine hydrous ethanol feedstock into anhydrous ethanol (0% water content), but as of 2007, the process appeared to be uneconomic and the production plant was idle.[258]
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Jamaica has a fully digital telephone communication system with a mobile penetration of over 95%.[259]
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The country's two mobile operators – FLOW Jamaica (formerly LIME, bMobile and Cable and Wireless Jamaica) and Digicel Jamaica have spent millions in network upgrades and expansion. The newest operator, Digicel was granted a licence in 2001 to operate mobile services in the newly liberalised telecom market that had once been the sole domain of the incumbent FLOW (then Cable and Wireless Jamaica) monopoly. Digicel opted for the more widely used GSM wireless system, while a past operator, Oceanic (which became Claro Jamaica and later merged with Digicel Jamaica in 2011) opted for the CDMA standard. FLOW (formerly "LIME" – pre-Columbus Communications merger) which had begun with TDMA standard, subsequently upgraded to GSM in 2002, decommissioned TDMA in 2006 and only utilised that standard until 2009 when LIME launched its 3G network.[260] Both operators currently provide islandwide coverage with HSPA+ (3G) technology. Currently, only Digicel offers LTE to its customers[261] whereas FLOW Jamaica has committed to launching LTE in the cities of Kingston and Montego Bay, places where Digicel's LTE network is currently only found in, in short order.
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A new entrant to the Jamaican communications market, Flow Jamaica, laid a new submarine cable connecting Jamaica to the United States. This new cable increases the total number of submarine cables connecting Jamaica to the rest of the world to four. Cable and Wireless Communications (parent company of LIME) acquired the company in late 2014 and replaced their brand LIME with FLOW.[262] FLOW Jamaica currently has the most broadband and cable subscribers on the island and also has 1 million mobile subscribers,[263] second to Digicel (which had, at its peak, over 2 million mobile subscriptions on its network).
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Digicel entered the broadband market in 2010 by offering WiMAX broadband,[264] capable of up to 6 Mbit/s per subscriber. To further their broadband share post-LIME/FLOW merger in 2014, the company introduced a new broadband service called Digicel Play,[265] which is Jamaica's second FTTH offering (after LIME's deployment in selected communities in 2011[266]). It is currently only available in the parishes of Kingston, Portmore and St. Andrew. It offers speeds of up to 200 Mbit/s down, 100 Mbit/s up via a pure fibre optic network. Digicel's competitor, FLOW Jamaica, has a network consisting of ADSL, Coaxial and Fibre to the Home (inherited from LIME) and only offers speeds up to 100 Mbit/s. FLOW has committed to expanding its Fibre offering to more areas in order to combat Digicel's entrance into the market.
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It was announced that the Office and Utilities Regulations (OUR), Ministry of Science, Technology, Energy and Mining (MSTEM) and the Spectrum Management Authority (SMA) have given approval for another mobile operator licence in January 2016.[267] The identity of this entrant was ascertained on May 20, 2016, when the Jamaican Government named the new carrier as Symbiote Investments Limited operating under the name Caricel.[268] The company will focus on 4G LTE data offerings and will first go live in the Kingston Metropolitan Area and will expand to the rest of Jamaica thereafter.[citation needed]
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Click on a coloured area to see an article about English in that country or region
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Coordinates: 18��10′48″N 77°24′00″W / 18.18000°N 77.40000°W / 18.18000; -77.40000
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en/2806.html.txt
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A leg is a weight-bearing and locomotive anatomical structure, usually having a columnar shape. During locomotion, legs function as "extensible struts".[1] The combination of movements at all joints can be modeled as a single, linear element capable of changing length and rotating about an omnidirectional "hip" joint.
|
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|
5 |
+
As an anatomical animal structure it is used for locomotion. The distal end is often modified to distribute force (such as a foot). Most animals have an even number of legs.
|
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+
|
7 |
+
As a component of furniture, it is used for the economy of materials needed to provide the support for the useful surface such as the table top or chair seat.
|
8 |
+
|
9 |
+
Many taxa are characterized by the number of legs:
|
10 |
+
|
11 |
+
A leg is a structure of gross anatomy, meaning that it is large enough to be seen unaided. The components depend on the animal. In humans and other mammals, a leg includes the bones, muscles, tendons, ligaments, blood vessels, nerves, and skin. In insects, the leg includes most of these things, except that insects have an exoskeleton that replaces the function of both the bones and the skin.
|
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+
|
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+
Sometimes the end of the leg, or foot, is considered part of the leg; other times it is considered separate. Similarly, the hip joint or other place where the leg attaches to the main body may be considered separate or part of the leg.
|
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+
|
15 |
+
In tetrapod anatomy, leg is used to refer to the entire limb. In human medicine the precise definition refers[2][3][4] only to the segment between the knee and the ankle. This lower segment is also called the shank,[5][6] and the front (anterior) of the segment is called the shin or pretibia.
|
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+
|
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+
In bipedal tetrapods, the two lower limbs are referred to as the "legs" and the two upper limbs as "arms" or "wings" as the case may be.
|
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+
|
19 |
+
A robotic leg is moved by an actuator, which is a type of motor for moving or controlling a mechanism or system. It is operated by a source of energy, usually in the form of an electric current, hydraulic fluid pressure or pneumatic pressure, and converts that energy into some kind of motion.
|
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A prosthetic leg, a prosthesis, is an artificial leg that is used to replace one that has been lost.
|
en/2807.html.txt
ADDED
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+
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+
A leg is a weight-bearing and locomotive anatomical structure, usually having a columnar shape. During locomotion, legs function as "extensible struts".[1] The combination of movements at all joints can be modeled as a single, linear element capable of changing length and rotating about an omnidirectional "hip" joint.
|
4 |
+
|
5 |
+
As an anatomical animal structure it is used for locomotion. The distal end is often modified to distribute force (such as a foot). Most animals have an even number of legs.
|
6 |
+
|
7 |
+
As a component of furniture, it is used for the economy of materials needed to provide the support for the useful surface such as the table top or chair seat.
|
8 |
+
|
9 |
+
Many taxa are characterized by the number of legs:
|
10 |
+
|
11 |
+
A leg is a structure of gross anatomy, meaning that it is large enough to be seen unaided. The components depend on the animal. In humans and other mammals, a leg includes the bones, muscles, tendons, ligaments, blood vessels, nerves, and skin. In insects, the leg includes most of these things, except that insects have an exoskeleton that replaces the function of both the bones and the skin.
|
12 |
+
|
13 |
+
Sometimes the end of the leg, or foot, is considered part of the leg; other times it is considered separate. Similarly, the hip joint or other place where the leg attaches to the main body may be considered separate or part of the leg.
|
14 |
+
|
15 |
+
In tetrapod anatomy, leg is used to refer to the entire limb. In human medicine the precise definition refers[2][3][4] only to the segment between the knee and the ankle. This lower segment is also called the shank,[5][6] and the front (anterior) of the segment is called the shin or pretibia.
|
16 |
+
|
17 |
+
In bipedal tetrapods, the two lower limbs are referred to as the "legs" and the two upper limbs as "arms" or "wings" as the case may be.
|
18 |
+
|
19 |
+
A robotic leg is moved by an actuator, which is a type of motor for moving or controlling a mechanism or system. It is operated by a source of energy, usually in the form of an electric current, hydraulic fluid pressure or pneumatic pressure, and converts that energy into some kind of motion.
|
20 |
+
|
21 |
+
A prosthetic leg, a prosthesis, is an artificial leg that is used to replace one that has been lost.
|
en/2808.html.txt
ADDED
@@ -0,0 +1,21 @@
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1 |
+
|
2 |
+
|
3 |
+
A leg is a weight-bearing and locomotive anatomical structure, usually having a columnar shape. During locomotion, legs function as "extensible struts".[1] The combination of movements at all joints can be modeled as a single, linear element capable of changing length and rotating about an omnidirectional "hip" joint.
|
4 |
+
|
5 |
+
As an anatomical animal structure it is used for locomotion. The distal end is often modified to distribute force (such as a foot). Most animals have an even number of legs.
|
6 |
+
|
7 |
+
As a component of furniture, it is used for the economy of materials needed to provide the support for the useful surface such as the table top or chair seat.
|
8 |
+
|
9 |
+
Many taxa are characterized by the number of legs:
|
10 |
+
|
11 |
+
A leg is a structure of gross anatomy, meaning that it is large enough to be seen unaided. The components depend on the animal. In humans and other mammals, a leg includes the bones, muscles, tendons, ligaments, blood vessels, nerves, and skin. In insects, the leg includes most of these things, except that insects have an exoskeleton that replaces the function of both the bones and the skin.
|
12 |
+
|
13 |
+
Sometimes the end of the leg, or foot, is considered part of the leg; other times it is considered separate. Similarly, the hip joint or other place where the leg attaches to the main body may be considered separate or part of the leg.
|
14 |
+
|
15 |
+
In tetrapod anatomy, leg is used to refer to the entire limb. In human medicine the precise definition refers[2][3][4] only to the segment between the knee and the ankle. This lower segment is also called the shank,[5][6] and the front (anterior) of the segment is called the shin or pretibia.
|
16 |
+
|
17 |
+
In bipedal tetrapods, the two lower limbs are referred to as the "legs" and the two upper limbs as "arms" or "wings" as the case may be.
|
18 |
+
|
19 |
+
A robotic leg is moved by an actuator, which is a type of motor for moving or controlling a mechanism or system. It is operated by a source of energy, usually in the form of an electric current, hydraulic fluid pressure or pneumatic pressure, and converts that energy into some kind of motion.
|
20 |
+
|
21 |
+
A prosthetic leg, a prosthesis, is an artificial leg that is used to replace one that has been lost.
|
en/2809.html.txt
ADDED
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The James Bond series focuses on a fictional British Secret Service agent created in 1953 by writer Ian Fleming, who featured him in twelve novels and two short-story collections. Since Fleming's death in 1964, eight other authors have written authorised Bond novels or novelisations: Kingsley Amis, Christopher Wood, John Gardner, Raymond Benson, Sebastian Faulks, Jeffery Deaver, William Boyd and Anthony Horowitz. The latest novel is Forever and a Day by Anthony Horowitz, published in May 2018. Additionally Charlie Higson wrote a series on a young James Bond, and Kate Westbrook wrote three novels based on the diaries of a recurring series character, Moneypenny.
|
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|
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The character—also known by the code number 007—has also been adapted for television, radio, comic strip, video games and film. The films are the longest continually running film series of all time and have grossed over US$7.04 billion in total, making it the sixth-highest-grossing film series to date, which started in 1962 with Dr. No, starring Sean Connery as Bond. As of 2020, there have been twenty-four films in the Eon Productions series. The most recent Bond film, Spectre (2015), stars Daniel Craig in his fourth portrayal of Bond; he is the sixth actor to play Bond in the Eon series. There have also been two independent productions of Bond films: Casino Royale (a 1967 spoof starring David Niven) and Never Say Never Again (a 1983 remake of an earlier Eon-produced film, 1965's Thunderball, both starring Connery). In 2015 the series was estimated to be worth $19.9 billion,[1] making James Bond one of the highest-grossing media franchises of all time.
|
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|
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The Bond films are renowned for a number of features, including the musical accompaniment, with the theme songs having received Academy Award nominations on several occasions, and two wins. Other important elements which run through most of the films include Bond's cars, his guns, and the gadgets with which he is supplied by Q Branch. The films are also noted for Bond's relationships with various women, who are sometimes referred to as "Bond girls".
|
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Ian Fleming created the fictional character of James Bond as the central figure for his works. Bond is an intelligence officer in the Secret Intelligence Service, commonly known as MI6. Bond is known by his code number, 007, and was a Royal Naval Reserve Commander. Fleming based his fictional creation on a number of individuals he came across during his time in the Naval Intelligence Division and 30 Assault Unit during the Second World War, admitting that Bond "was a compound of all the secret agents and commando types I met during the war".[2] Among those types were his brother, Peter, who had been involved in behind-the-lines operations in Norway and Greece during the war.[3] Aside from Fleming's brother, a number of others also provided some aspects of Bond's make up, including Conrad O'Brien-ffrench, Patrick Dalzel-Job and Bill "Biffy" Dunderdale.[2]
|
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The name James Bond came from that of the American ornithologist James Bond, a Caribbean bird expert and author of the definitive field guide Birds of the West Indies. Fleming, a keen birdwatcher himself, had a copy of Bond's guide and he later explained to the ornithologist's wife that "It struck me that this brief, unromantic, Anglo-Saxon and yet very masculine name was just what I needed, and so a second James Bond was born".[4] He further explained that:
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When I wrote the first one in 1953, I wanted Bond to be an extremely dull, uninteresting man to whom things happened; I wanted him to be a blunt instrument ... when I was casting around for a name for my protagonist I thought by God, [James Bond] is the dullest name I ever heard.
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On another occasion, Fleming said: "I wanted the simplest, dullest, plainest-sounding name I could find, 'James Bond' was much better than something more interesting, like 'Peregrine Carruthers'. Exotic things would happen to and around him, but he would be a neutral figure—an anonymous, blunt instrument wielded by a government department."[6]
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Fleming decided that Bond should resemble both American singer Hoagy Carmichael and himself[7] and in Casino Royale, Vesper Lynd remarks, "Bond reminds me rather of Hoagy Carmichael, but there is something cold and ruthless." Likewise, in Moonraker, Special Branch Officer Gala Brand thinks that Bond is "certainly good-looking ... Rather like Hoagy Carmichael in a way. That black hair falling down over the right eyebrow. Much the same bones. But there was something a bit cruel in the mouth, and the eyes were cold."[7]
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Fleming endowed Bond with many of his own traits, including sharing the same golf handicap, the taste for scrambled eggs and using the same brand of toiletries.[8] Bond's tastes are also often taken from Fleming's own as was his behaviour,[9] with Bond's love of golf and gambling mirroring Fleming's own. Fleming used his experiences of his espionage career and all other aspects of his life as inspiration when writing, including using names of school friends, acquaintances, relatives and lovers throughout his books.[2]
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It was not until the penultimate novel, You Only Live Twice, that Fleming gave Bond a sense of family background. The book was the first to be written after the release of Dr. No in cinemas and Sean Connery's depiction of Bond affected Fleming's interpretation of the character, to give Bond both a sense of humour and Scottish antecedents that were not present in the previous stories.[10] In a fictional obituary, purportedly published in The Times, Bond's parents were given as Andrew Bond, from the village of Glencoe, Scotland, and Monique Delacroix, from the canton of Vaud, Switzerland.[11] Fleming did not provide Bond's date of birth, but John Pearson's fictional biography of Bond, James Bond: The Authorized Biography of 007, gives Bond a birth date on 11 November 1920,[12] while a study by John Griswold puts the date at 11 November 1921.[13]
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Whilst serving in the Naval Intelligence Division, Fleming had planned to become an author[15] and had told a friend, "I am going to write the spy story to end all spy stories."[2] On 17 February 1952, he began writing his first James Bond novel, Casino Royale, at his Goldeneye estate in Jamaica,[16] where he wrote all his Bond novels during the months of January and February each year.[17] He started the story shortly before his wedding to his pregnant girlfriend, Ann Charteris, in order to distract himself from his forthcoming nuptials.[18]
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After completing the manuscript for Casino Royale, Fleming showed it to his friend (and later editor) William Plomer to read. Plomer liked it and submitted it to the publishers, Jonathan Cape, who did not like it as much. Cape finally published it in 1953 on the recommendation of Fleming's older brother Peter, an established travel writer.[17] Between 1953 and 1966, two years after his death, twelve novels and two short-story collections were published, with the last two books – The Man with the Golden Gun and Octopussy and The Living Daylights – published posthumously.[19] All the books were published in the UK through Jonathan Cape.
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After Fleming's death a continuation novel, Colonel Sun, was written by Kingsley Amis (as Robert Markham) and published in 1968.[34] Amis had already written a literary study of Fleming's Bond novels in his 1965 work The James Bond Dossier.[35] Although novelisations of two of the Eon Productions Bond films appeared in print, James Bond, The Spy Who Loved Me and James Bond and Moonraker, both written by screenwriter Christopher Wood,[36] the series of novels did not continue until the 1980s. In 1981 the thriller writer John Gardner picked up the series with Licence Renewed.[37] Gardner went on to write sixteen Bond books in total; two of the books he wrote – Licence to Kill and GoldenEye – were novelisations of Eon Productions films of the same name. Gardner moved the Bond series into the 1980s, although he retained the ages of the characters as they were when Fleming had left them.[38] In 1996 Gardner retired from writing James Bond books due to ill health.[39]
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In 1996 the American author Raymond Benson became the author of the Bond novels. Benson had previously been the author of The James Bond Bedside Companion, first published in 1984.[54]
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By the time he moved on to other, non-Bond related projects in 2002, Benson had written six Bond novels, three novelisations and three short stories.[55]
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After a gap of six years, Sebastian Faulks was commissioned by Ian Fleming Publications to write a new Bond novel, which was released on 28 May 2008, the 100th anniversary of Fleming's birth.[65] The book—titled Devil May Care—was published in the UK by Penguin Books and by Doubleday in the US.[66] American writer Jeffery Deaver was then commissioned by Ian Fleming Publications to produce Carte Blanche, which was published on 26 May 2011.[67] The book updated Bond into a post-9/11 agent, independent of MI5 or MI6.[68] On 26 September 2013, Solo by William Boyd, set in 1969, was published.[69] In October 2014, it was announced that Anthony Horowitz was to write a Bond continuation novel.[70] Set in the 1950s two weeks after the events of Goldfinger, it contains material written, but previously unreleased, by Fleming. Trigger Mortis was released on 8 September 2015.[71][72][73] Horowitz's second Bond novel, Forever and a Day, tells the origin story of Bond as a 00 agent prior to the events of Casino Royale. The novel, also based on unpublished material from Fleming, was released on 31 May 2018.[74][75]
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The Young Bond series of novels was started by Charlie Higson[76] and, between 2005 and 2009, five novels and one short story were published.[77] The first Young Bond novel, SilverFin was also adapted and released as a graphic novel on 2 October 2008 by Puffin Books.[78] In October 2013 Ian Fleming Publications announced that Stephen Cole would continue the series, with the first edition scheduled to be released in Autumn 2014.[79]
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The Moneypenny Diaries are a trilogy of novels chronicling the life of Miss Moneypenny, M's personal secretary. The novels are penned by Samantha Weinberg under the pseudonym Kate Westbrook, who is depicted as the book's "editor".[87] The first instalment of the trilogy, subtitled Guardian Angel, was released on 10 October 2005 in the UK.[88] A second volume, subtitled Secret Servant was released on 2 November 2006 in the UK, published by John Murray.[89] A third volume, subtitled Final Fling was released on 1 May 2008.[90]
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In 1954 CBS paid Ian Fleming $1,000 ($9,520 in 2019 dollars[94]) to adapt his novel Casino Royale into a one-hour television adventure as part of its Climax! series.[95] The episode aired live on 21 October 1954 and starred Barry Nelson as "Card Sense" James Bond and Peter Lorre as Le Chiffre.[96] The novel was adapted for American audiences to show Bond as an American agent working for "Combined Intelligence", while the character Felix Leiter—American in the novel—became British onscreen and was renamed "Clarence Leiter".[97]
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In 1973 a BBC documentary Omnibus: The British Hero featured Christopher Cazenove playing a number of such title characters (e.g. Richard Hannay and Bulldog Drummond). The documentary included James Bond in dramatised scenes from
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Goldfinger—notably featuring 007 being threatened with the novel's circular saw, rather than the film's laser beam—and Diamonds Are Forever.[98] In 1991 a kids's spin-off TV cartoon series, James Bond Jr., was produced with Corey Burton in the role of Bond's nephew, also called James Bond.[99]
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In 1958, the novel Moonraker was adapted for broadcast on South African radio, with Bob Holness providing the voice of Bond.[100][101] According to The Independent, "listeners across the Union thrilled to Bob's cultured tones as he defeated evil master criminals in search of world domination".[102]
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The BBC have adapted five of the Fleming novels for broadcast: in 1990 You Only Live Twice was adapted into a 90-minute radio play for BBC Radio 4 with Michael Jayston playing James Bond. The production was repeated a number of times between 2008 and 2011.[103] On 24 May 2008 BBC Radio 4 broadcast an adaptation of Dr. No. The actor Toby Stephens, who played Bond villain Gustav Graves in the Eon Productions version of Die Another Day, played Bond, while Dr. No was played by David Suchet.[104] Following its success, a second story was adapted and on 3 April 2010 BBC Radio 4 broadcast Goldfinger with Stephens again playing Bond.[105] Sir Ian McKellen was Goldfinger and Stephens' Die Another Day co-star Rosamund Pike played Pussy Galore. The play was adapted from Fleming's novel by Archie Scottney and was directed by Martin Jarvis.[106]
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In 2012 the novel From Russia, with Love was dramatised for Radio 4; it featured a full cast again starring Stephens as Bond.[107] In May 2014 Stephens again played Bond, in On Her Majesty's Secret Service, with Alfred Molina as Blofeld, and Joanna Lumley as Irma Bunt.[108]
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In 1957 the Daily Express approached Ian Fleming to adapt his stories into comic strips, offering him £1,500 per novel and a share of takings from syndication.[109] After initial reluctance, Fleming, who felt the strips would lack the quality of his writing, agreed.[110] To aid the Daily Express in illustrating Bond, Fleming commissioned an artist to create a sketch of how he believed James Bond looked. The illustrator, John McLusky, however, felt that Fleming's 007 looked too "outdated" and "pre-war" and changed Bond to give him a more masculine look.[111] The first strip, Casino Royale was published from 7 July 1958 to 13 December 1958[112] and was written by Anthony Hern and illustrated by John McLusky.[113]
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Most of the Bond novels and short stories have since been adapted for illustration, as well as Kingsley Amis's Colonel Sun; the works were written by Henry Gammidge or Jim Lawrence with Yaroslav Horak replacing McClusky as artist in 1966.[112] After the Fleming and Amis material had been adapted, original stories were produced, continuing in the Daily Express and Sunday Express until May 1977.[111]
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Several comic book adaptations of the James Bond films have been published through the years: at the time of Dr. No's release in October 1962, a comic book adaptation of the screenplay, written by Norman J. Nodel, was published in Britain as part of the Classics Illustrated anthology series.[114] It was later reprinted in the United States by DC Comics as part of its Showcase anthology series, in January 1963. This was the first American comic book appearance of James Bond and is noteworthy for being a relatively rare example of a British comic being reprinted in a fairly high-profile American comic. It was also one of the earliest comics to be censored on racial grounds (some skin tones and dialogue were changed for the American market).[115][114]
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With the release of the 1981 film For Your Eyes Only, Marvel Comics published a two-issue comic book adaptation of the film.[116][117] When Octopussy was released in the cinemas in 1983, Marvel published an accompanying comic;[114] Eclipse also produced a one-off comic for Licence to Kill, although Timothy Dalton refused to allow his likeness to be used.[118] New Bond stories were also drawn up and published from 1989 onwards through Marvel, Eclipse Comics, Dark Horse Comics and Dynamite Entertainment.[114][117][119]
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Eon Productions, the company of Canadian Harry Saltzman and American Albert R. "Cubby" Broccoli, released the first cinema adaptation of an Ian Fleming novel, Dr. No (1962), based on the eponymous 1958 novel and featuring Sean Connery as 007.[120] Connery starred in a further four films before leaving the role after You Only Live Twice (1967),[121] which was taken up by George Lazenby for On Her Majesty's Secret Service (1969).[122] Lazenby left the role after just one appearance and Connery was brought back for his last Eon-produced film Diamonds Are Forever.[123]
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Roger Moore was appointed to the role of 007 for Live and Let Die (1973). He played Bond a further six times over twelve years, before being replaced by Timothy Dalton for two films. After a six-year hiatus, during which a legal wrangle threatened Eon's productions of the Bond films,[124] Irish actor Pierce Brosnan was cast as Bond in GoldenEye (1995); he remained in the role for a total of four films, before leaving in 2002. In 2006, Daniel Craig was given the role of Bond for Casino Royale (2006), which rebooted the series.[125] Craig has appeared for a total of four films, and his fifth is scheduled for release in 2020.[126] The series has grossed almost $7 billion to date, making it the third-highest-grossing film series (behind the Harry Potter and Marvel Cinematic Universe films),[127] and the single most successful adjusted for inflation.[128]
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In 1967 Casino Royale was adapted into a parody Bond film starring David Niven as Sir James Bond and Ursula Andress as Vesper Lynd. Niven had been Fleming's preference for the role of Bond.[130] The result of a court case in the High Court in London in 1963 allowed Kevin McClory to produce a remake of Thunderball titled Never Say Never Again in 1983.[131] The film, produced by Jack Schwartzman's Taliafilm production company and starring Sean Connery as Bond, was not part of the Eon series of Bond films. In 1997 the Sony Corporation acquired all or some of McClory's rights in an undisclosed deal,[131] which were then subsequently acquired by MGM, whilst on 4 December 1997, MGM announced that the company had purchased the rights to Never Say Never Again from Taliafilm.[132] As of 2015[update], Eon holds the full adaptation rights to all of Fleming's Bond novels.[131][133]
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—David Arnold
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The "James Bond Theme" was written by Monty Norman and was first orchestrated by the John Barry Orchestra for 1962's Dr. No, although the actual authorship of the music has been a matter of controversy for many years.[135] In 2001, Norman won £30,000 in libel damages from The Sunday Times newspaper, which suggested that Barry was entirely responsible for the composition.[136] The theme, as written by Norman and arranged by Barry, was described by another Bond film composer, David Arnold, as "bebop-swing vibe coupled with that vicious, dark, distorted electric guitar, definitely an instrument of rock 'n' roll ... it represented everything about the character you would want: It was cocky, swaggering, confident, dark, dangerous, suggestive, sexy, unstoppable. And he did it in two minutes."[134] Barry composed the scores for eleven Bond films[137] and had an uncredited contribution to Dr. No with his arrangement of the Bond Theme.[134]
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A Bond film staple are the theme songs heard during their title sequences sung by well-known popular singers.[138] Several of the songs produced for the films have been nominated for Academy Awards for Original Song, including Paul McCartney's "Live and Let Die",[139] Carly Simon's "Nobody Does It Better",[140] Sheena Easton's "For Your Eyes Only",[141] Adele's "Skyfall",[142] and Sam Smith's "Writing's on the Wall".[143] Adele won the award at the 85th Academy Awards, and Smith won at the 88th Academy Awards.[144] For the non-Eon produced Casino Royale, Burt Bacharach's score included "The Look of Love", which was nominated for an Academy Award for Best Song.[145]
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In 1983 the first Bond video game, developed and published by Parker Brothers, was released for the Atari 2600, the Atari 5200, the Atari 800, the Commodore 64 and the ColecoVision.[146] Since then, there have been numerous video games either based on the films or using original storylines. In 1997 the first-person shooter video game GoldenEye 007 was developed by Rare for the Nintendo 64, based on the 1995 Pierce Brosnan film GoldenEye.[147] The game received very positive reviews,[148] won the BAFTA Interactive Entertainment Award for UK Developer of the Year in 1998[149] and sold over eight million copies worldwide,[150][151] grossing $250 million.[152]
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In 1999 Electronic Arts acquired the licence and released Tomorrow Never Dies on 16 December 1999.[153] In October 2000, they released The World Is Not Enough[154] for the Nintendo 64[155] followed by 007 Racing for the PlayStation on 21 November 2000.[156] In 2003, the company released James Bond 007: Everything or Nothing,[157] which included the likenesses and voices of Pierce Brosnan, Willem Dafoe, Heidi Klum, Judi Dench and John Cleese, amongst others.[158] In November 2005, Electronic Arts released a video game adaptation of 007: From Russia with Love,[159] which involved Sean Connery's image and voice-over for Bond.[159] In 2006 Electronic Arts announced a game based on then-upcoming film Casino Royale: the game was cancelled because it would not be ready by the film's release in November of that year. With MGM losing revenue from lost licensing fees, the franchise was removed from EA to Activision.[160] Activision subsequently released the 007: Quantum of Solace game on 31 October 2008, based on the film of the same name.[161]
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A new version of GoldenEye 007 featuring Daniel Craig was released for the Wii and a handheld version for the Nintendo DS in November 2010.[162] A year later a new version was released for Xbox 360 and PlayStation 3 under the title GoldenEye 007: Reloaded.[163][164] In October 2012 007 Legends was released, which featured one mission from each of the Bond actors of the Eon Productions' series.[165]
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For the first five novels, Fleming armed Bond with a Beretta 418[166] until he received a letter from a thirty-one-year-old Bond enthusiast and gun expert, Geoffrey Boothroyd, criticising Fleming's choice of firearm for Bond,[167] calling it "a lady's gun – and not a very nice lady at that!"[168] Boothroyd suggested that Bond should swap his Beretta for a 7.65mm Walther PPK and this exchange of arms made it to Dr. No.[169] Boothroyd also gave Fleming advice on the Berns-Martin triple draw shoulder holster and a number of the weapons used by SMERSH and other villains.[170] In thanks, Fleming gave the MI6 Armourer in his novels the name Major Boothroyd and, in Dr. No, M introduces him to Bond as "the greatest small-arms expert in the world".[169] Bond also used a variety of rifles, including the Savage Model 99 in "For Your Eyes Only" and a Winchester .308 target rifle in "The Living Daylights".[166] Other handguns used by Bond in the Fleming books included the Colt Detective Special and a long-barrelled Colt .45 Army Special.[166]
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The first Bond film, Dr. No, saw M ordering Bond to leave his Beretta behind and take up the Walther PPK,[171] which the film Bond used in eighteen films.[172] In Tomorrow Never Dies and the two subsequent films, Bond's main weapon was the Walther P99 semi-automatic pistol.[172]
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In the early Bond stories Fleming gave Bond a battleship-grey Bentley 4 1⁄2 Litre with an Amherst Villiers supercharger.[173] After Bond's car was written off by Hugo Drax in Moonraker, Fleming gave Bond a Mark II Continental Bentley, which he used in the remaining books of the series.[174] During Goldfinger, Bond was issued with an Aston Martin DB Mark III with a homing device, which he used to track Goldfinger across France. Bond returned to his Bentley for the subsequent novels.[174]
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The Bond of the films has driven a number of cars, including the Aston Martin V8 Vantage,[175] during the 1980s, the V12 Vanquish[175] and DBS[176] during the 2000s, as well as the Lotus Esprit;[177] the BMW Z3,[178] BMW 750iL[178] and the BMW Z8.[178] He has, however, also needed to drive a number of other vehicles, ranging from a Citroën 2CV to a Routemaster Bus, amongst others.[179]
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Bond's most famous car is the silver grey Aston Martin DB5, first seen in Goldfinger;[180] it later featured in Thunderball, GoldenEye, Tomorrow Never Dies, Casino Royale, Skyfall and Spectre.[181][182] The films have used a number of different Aston Martins for filming and publicity, one of which was sold in January 2006 at an auction in the US for $2,1 million to an unnamed European collector.[183] In 2010, another DB5 used in Goldfinger was sold at auction for $4.6m million (£2.6 million).[184]
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Fleming's novels and early screen adaptations presented minimal equipment such as the booby-trapped attaché case in From Russia, with Love, although this situation changed dramatically with the films.[185] However, the effects of the two Eon-produced Bond films Dr. No and From Russia with Love had an effect on the novel The Man with the Golden Gun, through the increased number of devices used in Fleming's final story.[186]
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For the film adaptations of Bond, the pre-mission briefing by Q Branch became one of the motifs that ran through the series.[187] Dr. No provided no spy-related gadgets, but a Geiger counter was used; industrial designer Andy Davey observed that the first ever onscreen spy-gadget was the attaché case shown in From Russia with Love, which he described as "a classic 007 product".[188] The gadgets assumed a higher profile in the 1964 film Goldfinger. The film's success encouraged further espionage equipment from Q Branch to be supplied to Bond, although the increased use of technology led to an accusation that Bond was over-reliant on equipment, particularly in the later films.[189]
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—Q, to Bond, Licence to Kill
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Davey noted that "Bond's gizmos follow the zeitgeist more closely than any other ... nuance in the films"[188] as they moved from the potential representations of the future in the early films, through to the brand-name obsessions of the later films.[188] It is also noticeable that, although Bond uses a number of pieces of equipment from Q Branch, including the Little Nellie autogyro,[190] a jet pack[191] and the exploding attaché case,[192] the villains are also well-equipped with custom-made devices,[188] including Scaramanga's golden gun,[193] Rosa Klebb's poison-tipped shoes,[194] Oddjob's steel-rimmed bowler hat[195] and Blofeld's communication devices in his agents' vanity case.[188]
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Cinematically, Bond has been a major influence within the spy genre since the release of Dr. No in 1962,[196] with 22 secret agent films released in 1966 alone attempting to capitalise on the Bond franchise's popularity and success.[197] The first parody was the 1964 film Carry On Spying, which shows the villain Dr. Crow being overcome by agents who included James Bind (Charles Hawtry) and Daphne Honeybutt (Barbara Windsor).[198] One of the films that reacted against the portrayal of Bond was the Harry Palmer series, whose first film, The Ipcress File was released in 1965. The eponymous hero of the series was what academic Jeremy Packer called an "anti-Bond",[199] or what Christoph Lindner calls "the thinking man's Bond".[200] The Palmer series were produced by Harry Saltzman, who also used key crew members from the Bond series, including designer Ken Adam, editor Peter R. Hunt and composer John Barry.[201] The four "Matt Helm" films starring Dean Martin (released between 1966 and 1969),[202] the "Flint" series starring James Coburn (comprising two films, one each in 1966 and 1969),[203] while The Man from U.N.C.L.E. also moved onto the cinema screen, with eight films released: all were testaments to Bond's prominence in popular culture.[137] More recently, the Austin Powers series by writer, producer and comedian Mike Myers,[204] and other parodies such as the Johnny English trilogy of films,[205] have also used elements from or parodied the Bond films.
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Following the release of the film Dr. No in 1962, the line "Bond ... James Bond", became a catch phrase that entered the lexicon of Western popular culture: writers Cork and Scivally said of the introduction in Dr. No that the "signature introduction would become the most famous and loved film line ever".[206] In 2001, it was voted as the "best-loved one-liner in cinema" by British cinema goers,[207] and in 2005, it was honoured as the 22nd greatest quotation in cinema history by the American Film Institute as part of their 100 Years Series.[208] The 2005 American Film Institute's '100 Years' series recognised the character of James Bond himself as the third greatest film hero.[209] He was also placed at number 11 on a similar list by Empire[210] and as the fifth greatest movie character of all time by Premiere.[211]
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The 23 James Bond films produced by Eon Productions, which have grossed $4,910 million in box office returns alone,[212] have made the series one of the highest-grossing ever. It is estimated that since Dr. No, a quarter of the world's population have seen at least one Bond film.[213] The UK Film Distributors' Association have stated that the importance of the Bond series of films to the British film industry cannot be overstated, as they "form the backbone of the industry".[214]
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Television also saw the effect of Bond films, with the NBC series The Man from U.N.C.L.E.,[215] which was described as the "first network television imitation" of Bond,[216] largely because Fleming provided advice and ideas on the development of the series, even giving the main character the name Napoleon Solo.[217] Other 1960s television series inspired by Bond include I Spy,[203] and Get Smart.[218]
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A British cultural icon, by 2012, James Bond had become such a symbol of the United Kingdom that the character, played by Craig, appeared in the opening ceremony of the 2012 London Olympics as Queen Elizabeth II's escort.[219][220] From 1968 to 2003, and since 2016, the Cadbury chocolate box Milk Tray has been advertised by the 'Milk Tray Man', a tough James Bond–style figure who undertakes daunting 'raids' to surreptitiously deliver a box of Milk Tray chocolates to a lady.[221][222]
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Throughout the life of the film series, a number of tie-in products have been released.[223] In 2018 a James Bond museum opened atop of Austrian Alps.[224] The futuristic museum is constructed on the summit of Gaislachkogl Mountain in Sölden at 10,000 ft (3,048 m) above sea level.[225][226]
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The James Bond character and related media have triggered a number of criticisms and reactions across the political spectrum, and are still highly debated in popular culture studies.[227][228] Some observers accuse the Bond novels and films of misogyny and sexism.[229] Geographers have considered the role of exotic locations in the movies in the dynamics of the Cold War, with power struggles among blocs playing out in the peripheral areas.[230] Other critics claim that the Bond films reflect imperial nostalgia.[231][232]
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History of the world · Ancient maritime history Protohistory · Axial Age · Iron Age Historiography · Ancient literature Ancient warfare · Cradle of civilization
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Ancient Greece (Greek: Ἑλλάς, romanized: Hellás) was a civilization belonging to a period of Greek history from the Greek Dark Ages of the 12th–9th centuries BC to the end of antiquity (c. AD 600). Immediately following this period was the beginning of the Early Middle Ages and the Byzantine time.[1] Roughly three centuries after the Late Bronze Age collapse of Mycenaean Greece, Greek urban poleis began to form in the 8th century BC, ushering in the Archaic period and colonization of the Mediterranean Basin. This was followed by the period of Classical Greece, an era that began with the Greco-Persian Wars, lasting from the 5th to 4th centuries BC. Due to the conquests by Alexander the Great of Macedon, Hellenistic civilization flourished from Central Asia to the western end of the Mediterranean Sea. The Hellenistic period came to an end with the conquests and annexations of the eastern Mediterranean world by the Roman Republic, which established the Roman province of Macedonia in Roman Greece, and later the province of Achaea during the Roman Empire.
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Classical Greek culture, especially philosophy, had a powerful influence on ancient Rome, which carried a version of it to many parts of the Mediterranean Basin and Europe. For this reason, Classical Greece is generally considered to be the seminal culture which provided the foundation of modern Western culture and is considered the cradle of Western civilization.[2][3][4]
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Classical antiquity in the Mediterranean region is commonly considered to have begun in the 8th century BC[5] (around the time of the earliest recorded poetry of Homer) and ended in the 6th century AD.
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Classical antiquity in Greece was preceded by the Greek Dark Ages (c. 1200 – c. 800 BC), archaeologically characterised by the protogeometric and geometric styles of designs on pottery. Following the Dark Ages was the Archaic Period, beginning around the 8th century BC. The Archaic Period saw early developments in Greek culture and society which formed the basis for the Classical Period.[6] After the Archaic Period, the Classical Period in Greece is conventionally considered to have lasted from the Persian invasion of Greece in 480 until the death of Alexander the Great in 323.[7] The period is characterized by a style which was considered by later observers to be exemplary, i.e., "classical", as shown in the Parthenon, for instance. Politically, the Classical Period was dominated by Athens and the Delian League during the 5th century, but displaced by Spartan hegemony during the early 4th century BC, before power shifted to Thebes and the Boeotian League and finally to the League of Corinth led by Macedon. This period saw the Greco-Persian Wars and the Rise of Macedon.
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Following the Classical period was the Hellenistic period (323–146 BC), during which Greek culture and power expanded into the Near and Middle East. This period begins with the death of Alexander and ends with the Roman conquest. Roman Greece is usually considered to be the period between Roman victory over the Corinthians at the Battle of Corinth in 146 BC and the establishment of Byzantium by Constantine as the capital of the Roman Empire in AD 330. Finally, Late Antiquity refers to the period of Christianization during the later 4th to early 6th centuries AD, sometimes taken to be complete with the closure of the Academy of Athens by Justinian I in 529.[8]
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The historical period of ancient Greece is unique in world history as the first period attested directly in proper historiography, while earlier ancient history or proto-history is known by much more circumstantial evidence, such as annals or king lists, and pragmatic epigraphy.
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Herodotus is widely known as the "father of history": his Histories are eponymous of the entire field. Written between the 450s and 420s BC, Herodotus' work reaches about a century into the past, discussing 6th century historical figures such as Darius I of Persia, Cambyses II and Psamtik III, and alluding to some 8th century ones such as Candaules.
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Herodotus was succeeded by authors such as Thucydides, Xenophon, Demosthenes, Plato and Aristotle. Most of these authors were either Athenian or pro-Athenian, which is why far more is known about the history and politics of Athens than those of many other cities.
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Their scope is further limited by a focus on political, military and diplomatic history, ignoring economic and social history.[9]
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In the 8th century BC, Greece began to emerge from the Dark Ages which followed the fall of the Mycenaean civilization. Literacy had been lost and Mycenaean script forgotten, but the Greeks adopted the Phoenician alphabet, modifying it to create the Greek alphabet. Objects with Phoenician writing on them may have been available in Greece from the 9th century BC, but the earliest evidence of Greek writing comes from graffiti on Greek pottery from the mid-8th century.[10] Greece was divided into many small self-governing communities, a pattern largely dictated by Greek geography: every island, valley and plain is cut off from its neighbors by the sea or mountain ranges.[11]
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The Lelantine War (c. 710 – c. 650 BC) is the earliest documented war of the ancient Greek period. It was fought between the important poleis (city-states) of Chalcis and Eretria over the fertile Lelantine plain of Euboea. Both cities seem to have suffered a decline as result of the long war, though Chalcis was the nominal victor.
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A mercantile class arose in the first half of the 7th century BC, shown by the introduction of coinage in about 680 BC.[12] This seems to have introduced tension to many city-states. The aristocratic regimes which generally governed the poleis were threatened by the new-found wealth of merchants, who in turn desired political power. From 650 BC onwards, the aristocracies had to fight not to be overthrown and replaced by populist tyrants.[a]
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A growing population and a shortage of land also seem to have created internal strife between the poor and the rich in many city-states. In Sparta, the Messenian Wars resulted in the conquest of Messenia and enserfment of the Messenians, beginning in the latter half of the 8th century BC, an act without precedent in ancient Greece. This practice allowed a social revolution to occur.[15] The subjugated population, thenceforth known as helots, farmed and labored for Sparta, whilst every Spartan male citizen became a soldier of the Spartan Army in a permanently militarized state. Even the elite were obliged to live and train as soldiers; this commonality between rich and poor citizens served to defuse the social conflict. These reforms, attributed to Lycurgus of Sparta, were probably complete by 650 BC.
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Athens suffered a land and agrarian crisis in the late 7th century BC, again resulting in civil strife. The Archon (chief magistrate) Draco made severe reforms to the law code in 621 BC (hence "draconian"), but these failed to quell the conflict. Eventually the moderate reforms of Solon (594 BC), improving the lot of the poor but firmly entrenching the aristocracy in power, gave Athens some stability.
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By the 6th century BC several cities had emerged as dominant in Greek affairs: Athens, Sparta, Corinth, and Thebes. Each of them had brought the surrounding rural areas and smaller towns under their control, and Athens and Corinth had become major maritime and mercantile powers as well.
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Rapidly increasing population in the 8th and 7th centuries BC had resulted in emigration of many Greeks to form colonies in Magna Graecia (Southern Italy and Sicily), Asia Minor and further afield. The emigration effectively ceased in the 6th century BC by which time the Greek world had, culturally and linguistically, become much larger than the area of present-day Greece. Greek colonies were not politically controlled by their founding cities, although they often retained religious and commercial links with them.
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The emigration process also determined a long series of conflicts between the Greek cities of Sicily, especially Syracuse, and the Carthaginians. These conflicts lasted from 600 BC to 265 BC when the Roman Republic entered into an alliance with the Mamertines to fend off the hostilities by the new tyrant of Syracuse, Hiero II and then the Carthaginians. This way Rome became the new dominant power against the fading strength of the Sicilian Greek cities and the Carthaginian supremacy in the region. One year later the First Punic War erupted.
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In this period, there was huge economic development in Greece, and also in its overseas colonies which experienced a growth in commerce and manufacturing. There was a great improvement in the living standards of the population. Some studies estimate that the average size of the Greek household, in the period from 800 BC to 300 BC, increased five times, which indicates[citation needed] a large increase in the average income of the population.
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In the second half of the 6th century BC, Athens fell under the tyranny of Peisistratos and then of his sons Hippias and Hipparchos. However, in 510 BC, at the instigation of the Athenian aristocrat Cleisthenes, the Spartan king Cleomenes I helped the Athenians overthrow the tyranny. Afterwards, Sparta and Athens promptly turned on each other, at which point Cleomenes I installed Isagoras as a pro-Spartan archon. Eager to prevent Athens from becoming a Spartan puppet, Cleisthenes responded by proposing to his fellow citizens that Athens undergo a revolution: that all citizens share in political power, regardless of status: that Athens become a "democracy". So enthusiastically did the Athenians take to this idea that, having overthrown Isagoras and implemented Cleisthenes's reforms, they were easily able to repel a Spartan-led three-pronged invasion aimed at restoring Isagoras.[16] The advent of the democracy cured many of the ills of Athens and led to a 'golden age' for the Athenians.
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In 499 BC, the Ionian city states under Persian rule rebelled against the Persian-supported tyrants that ruled them.[17] Supported by troops sent from Athens and Eretria, they advanced as far as Sardis and burnt the city down, before being driven back by a Persian counterattack.[18] The revolt continued until 494, when the rebelling Ionians were defeated.[19] Darius did not forget that the Athenians had assisted the Ionian revolt, however, and in 490 he assembled an armada to conquer Athens.[20] Despite being heavily outnumbered, the Athenians—supported by their Plataean allies—defeated the Persian forces at the Battle of Marathon, and the Persian fleet withdrew.[21]
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Ten years later, a second invasion was launched by Darius' son Xerxes.[22] The city-states of northern and central Greece submitted to the Persian forces without resistance, but a coalition of 31 Greek city states, including Athens and Sparta, determined to resist the Persian invaders.[23] At the same time, Greek Sicily was invaded by a Carthaginian force.[24] In 480 BC, the first major battle of the invasion was fought at Thermopylae, where a small force of Greeks, led by three hundred Spartans, held a crucial pass into the heart of Greece for several days; at the same time Gelon, tyrant of Syracuse, defeated the Carthaginian invasion at the Battle of Himera.[25]
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The Persians were defeated by a primarily Athenian naval force at the Battle of Salamis, and in 479 defeated on land at the Battle of Plataea.[26] The alliance against Persia continued, initially led by the Spartan Pausanias but from 477 by Athens,[27] and by 460 Persia had been driven out of the Aegean.[28] During this period of campaigning, the Delian league gradually transformed from a defensive alliance of Greek states into an Athenian empire, as Athens' growing naval power enabled it to compel other league states to comply with its policies.[29] Athens ended its campaigns against Persia in 450 BC, after a disastrous defeat in Egypt in 454 BC, and the death of Cimon in action against the Persians on Cyprus in 450.[30]
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While Athenian activity against the Persian empire was ending, however, conflict between Sparta and Athens was increasing. Sparta was suspicious of the increasing Athenian power funded by the Delian League, and tensions rose when Sparta offered aid to reluctant members of the League to rebel against Athenian domination. These tensions were exacerbated in 462, when Athens sent a force to aid Sparta in overcoming a helot revolt, but their aid was rejected by the Spartans.[31] In the 450s, Athens took control of Boeotia, and won victories over Aegina and Corinth.[32] However, Athens failed to win a decisive victory, and in 447 lost Boeotia again.[33] Athens and Sparta signed the Thirty Years' Peace in the winter of 446/5, ending the conflict.[34]
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Despite the peace of 446/5, Athenian relations with Sparta declined again in the 430s, and in 431 war broke out once again.[35] The first phase of the war is traditionally seen as a series of annual invasions of Attica by Sparta, which made little progress, while Athens were successful against the Corinthian empire in the north-west of Greece, and in defending their own empire, despite suffering from plague and Spartan invasion.[36] The turning point of this phase of the war usually seen as the Athenian victories at Pylos and Sphakteria.[37] Sparta sued for peace, but the Athenians rejected the proposal.[38] The Athenian failure to regain control at Boeotia at Delium and Brasidas' successes in the north of Greece in 424, improved Sparta's position after Sphakteria.[39] After the deaths of Cleon and Brasidas, the strongest objectors to peace on the Athenian and Spartan sides respectively, a peace treaty was agreed in 421.[40]
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The peace did not last, however. In 418 an alliance between Athens and Argos was defeated by Sparta at Mantinea.[41] In 415 Athens launched a naval expedition against Sicily;[42] the expedition ended in disaster with almost the entire army killed.[43] Soon after the Athenian defeat in Syracuse, Athens' Ionian allies began to rebel against the Delian league, while at the same time Persia began to once again involve itself in Greek affairs on the Spartan side.[44] Initially the Athenian position continued to be relatively strong, winning important battles such as those at Cyzicus in 410 and Arginusae in 406.[45] However, in 405 the Spartans defeated Athens in the Battle of Aegospotami, and began to blockade Athens' harbour;[46] with no grain supply and in danger of starvation, Athens sued for peace, agreeing to surrender their fleet and join the Spartan-led Peloponnesian League.[47]
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Greece thus entered the 4th century BC under a Spartan hegemony, but it was clear from the start that this was weak. A demographic crisis meant Sparta was overstretched, and by 395 BC Athens, Argos, Thebes, and Corinth felt able to challenge Spartan dominance, resulting in the Corinthian War (395–387 BC). Another war of stalemates, it ended with the status quo restored, after the threat of Persian intervention on behalf of the Spartans.
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The Spartan hegemony lasted another 16 years, until, when attempting to impose their will on the Thebans, the Spartans were defeated at Leuctra in 371 BC. The Theban general Epaminondas then led Theban troops into the Peloponnese, whereupon other city-states defected from the Spartan cause. The Thebans were thus able to march into Messenia and free the population.
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Deprived of land and its serfs, Sparta declined to a second-rank power. The Theban hegemony thus established was short-lived; at the Battle of Mantinea in 362 BC, Thebes lost its key leader, Epaminondas, and much of its manpower, even though they were victorious in battle. In fact such were the losses to all the great city-states at Mantinea that none could establish dominance in the aftermath.
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The weakened state of the heartland of Greece coincided with the Rise of Macedon, led by Philip II. In twenty years, Philip had unified his kingdom, expanded it north and west at the expense of Illyrian tribes, and then conquered Thessaly and Thrace. His success stemmed from his innovative reforms to the Macedonian army. Phillip intervened repeatedly in the affairs of the southern city-states, culminating in his invasion of 338 BC.
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Decisively defeating an allied army of Thebes and Athens at the Battle of Chaeronea (338 BC), he became de facto hegemon of all of Greece, except Sparta. He compelled the majority of the city-states to join the League of Corinth, allying them to him, and preventing them from warring with each other. Philip then entered into war against the Achaemenid Empire but was assassinated by Pausanias of Orestis early on in the conflict.
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Alexander the Great, son and successor of Philip, continued the war. Alexander defeated Darius III of Persia and completely destroyed the Achaemenid Empire, annexing it to Macedon and earning himself the epithet 'the Great'. When Alexander died in 323 BC, Greek power and influence was at its zenith. However, there had been a fundamental shift away from the fierce independence and classical culture of the poleis—and instead towards the developing Hellenistic culture.
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The Hellenistic period lasted from 323 BC, which marked the end of the wars of Alexander the Great, to the annexation of Greece by the Roman Republic in 146 BC. Although the establishment of Roman rule did not break the continuity of Hellenistic society and culture, which remained essentially unchanged until the advent of Christianity, it did mark the end of Greek political independence.
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After the death of Alexander, his empire was, after quite some conflict, divided among his generals, resulting in the Ptolemaic Kingdom (Egypt and adjoining North Africa), the Seleucid Empire (the Levant, Mesopotamia and Persia) and the Antigonid dynasty (Macedonia). In the intervening period, the poleis of Greece were able to wrest back some of their freedom, although still nominally subject to the Macedonian Kingdom.
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During the Hellenistic period, the importance of "Greece proper" (that is, the territory of modern Greece) within the Greek-speaking world declined sharply. The great centers of Hellenistic culture were Alexandria and Antioch, capitals of the Ptolemaic Kingdom and the Seleucid Empire, respectively.
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The conquests of Alexander had numerous consequences for the Greek city-states. It greatly widened the horizons of the Greeks and led to a steady emigration, particularly of the young and ambitious, to the new Greek empires in the east.[48] Many Greeks migrated to Alexandria, Antioch and the many other new Hellenistic cities founded in Alexander's wake, as far away as what are now Afghanistan and Pakistan, where the Greco-Bactrian Kingdom and the Indo-Greek Kingdom survived until the end of the first century BC.
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The city-states within Greece formed themselves into two leagues; the Achaean League (including Thebes, Corinth and Argos) and the Aetolian League (including Sparta and Athens). For much of the period until the Roman conquest, these leagues were usually at war with each other, and/or allied to different sides in the conflicts between the Diadochi (the successor states to Alexander's empire).
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The Antigonid Kingdom became involved in a war with the Roman Republic in the late 3rd century. Although the First Macedonian War was inconclusive, the Romans, in typical fashion, continued to make war on Macedon until it was completely absorbed into the Roman Republic (by 149 BC). In the east the unwieldy Seleucid Empire gradually disintegrated, although a rump survived until 64 BC, whilst the Ptolemaic Kingdom continued in Egypt until 30 BC, when it too was conquered by the Romans. The Aetolian league grew wary of Roman involvement in Greece, and sided with the Seleucids in the Roman–Seleucid War; when the Romans were victorious, the league was effectively absorbed into the Republic. Although the Achaean league outlasted both the Aetolian league and Macedon, it was also soon defeated and absorbed by the Romans in 146 BC, bringing an end to the independence of all of Greece.
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The Greek peninsula came under Roman rule during the 146 BC conquest of Greece after the Battle of Corinth. Macedonia became a Roman province while southern Greece came under the surveillance of Macedonia's prefect; however, some Greek poleis managed to maintain a partial independence and avoid taxation. The Aegean islands were added to this territory in 133 BC. Athens and other Greek cities revolted in 88 BC, and the peninsula was crushed by the Roman general Sulla. The Roman civil wars devastated the land even further, until Augustus organized the peninsula as the province of Achaea in 27 BC.
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Greece was a key eastern province of the Roman Empire, as the Roman culture had long been in fact Greco-Roman. The Greek language served as a lingua franca in the East and in Italy, and many Greek intellectuals such as Galen would perform most of their work in Rome.
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The territory of Greece is mountainous, and as a result, ancient Greece consisted of many smaller regions each with its own dialect, cultural peculiarities, and identity. Regionalism and regional conflicts were a prominent feature of ancient Greece. Cities tended to be located in valleys between mountains, or on coastal plains, and dominated a certain area around them.
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In the south lay the Peloponnese, itself consisting of the regions of Laconia (southeast), Messenia (southwest), Elis (west), Achaia (north), Korinthia (northeast), Argolis (east), and Arcadia (center). These names survive to the present day as regional units of modern Greece, though with somewhat different boundaries. Mainland Greece to the north, nowadays known as Central Greece, consisted of Aetolia and Acarnania in the west, Locris, Doris, and Phocis in the center, while in the east lay Boeotia, Attica, and Megaris. Northeast lay Thessaly, while Epirus lay to the northwest. Epirus stretched from the Ambracian Gulf in the south to the Ceraunian mountains and the Aoos river in the north, and consisted of Chaonia (north), Molossia (center), and Thesprotia (south). In the northeast corner was Macedonia,[49] originally consisting Lower Macedonia and its regions, such as Elimeia, Pieria, and Orestis. Around the time of Alexander I of Macedon, the Argead kings of Macedon started to expand into Upper Macedonia, lands inhabited by independent Macedonian tribes like the Lyncestae and the Elmiotae and to the West, beyond the Axius river, into Eordaia, Bottiaea, Mygdonia, and Almopia, regions settled by Thracian tribes.[50] To the north of Macedonia lay various non-Greek peoples such as the Paeonians due north, the Thracians to the northeast, and the Illyrians, with whom the Macedonians were frequently in conflict, to the northwest. Chalcidice was settled early on by southern Greek colonists and was considered part of the Greek world, while from the late 2nd millennium BC substantial Greek settlement also occurred on the eastern shores of the Aegean, in Anatolia.
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During the Archaic period, the population of Greece grew beyond the capacity of its limited arable land (according to one estimate, the population of ancient Greece increased by a factor larger than ten during the period from 800 BC to 400 BC, increasing from a population of 800,000 to a total estimated population of 10 to 13 million).[51]
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From about 750 BC the Greeks began 250 years of expansion, settling colonies in all directions. To the east, the Aegean coast of Asia Minor was colonized first, followed by Cyprus and the coasts of Thrace, the Sea of Marmara and south coast of the Black Sea.
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Eventually Greek colonization reached as far northeast as present day Ukraine and Russia (Taganrog). To the west the coasts of Illyria, Sicily and Southern Italy were settled, followed by Southern France, Corsica, and even northeastern Spain. Greek colonies were also founded in Egypt and Libya.
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Modern Syracuse, Naples, Marseille and Istanbul had their beginnings as the Greek colonies Syracusae (Συράκουσαι), Neapolis (Νεάπολις), Massalia (Μασσαλία) and Byzantion (Βυζάντιον). These colonies played an important role in the spread of Greek influence throughout Europe and also aided in the establishment of long-distance trading networks between the Greek city-states, boosting the economy of ancient Greece.
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Ancient Greece consisted of several hundred relatively independent city-states (poleis). This was a situation unlike that in most other contemporary societies, which were either tribal or kingdoms ruling over relatively large territories. Undoubtedly the geography of Greece—divided and sub-divided by hills, mountains, and rivers—contributed to the fragmentary nature of ancient Greece. On the one hand, the ancient Greeks had no doubt that they were "one people"; they had the same religion, same basic culture, and same language. Furthermore, the Greeks were very aware of their tribal origins; Herodotus was able to extensively categorise the city-states by tribe. Yet, although these higher-level relationships existed, they seem to have rarely had a major role in Greek politics. The independence of the poleis was fiercely defended; unification was something rarely contemplated by the ancient Greeks. Even when, during the second Persian invasion of Greece, a group of city-states allied themselves to defend Greece, the vast majority of poleis remained neutral, and after the Persian defeat, the allies quickly returned to infighting.[53]
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Thus, the major peculiarities of the ancient Greek political system were its fragmentary nature (and that this does not particularly seem to have tribal origin), and the particular focus on urban centers within otherwise tiny states. The peculiarities of the Greek system are further evidenced by the colonies that they set up throughout the Mediterranean Sea, which, though they might count a certain Greek polis as their 'mother' (and remain sympathetic to her), were completely independent of the founding city.
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Inevitably smaller poleis might be dominated by larger neighbors, but conquest or direct rule by another city-state appears to have been quite rare. Instead the poleis grouped themselves into leagues, membership of which was in a constant state of flux. Later in the Classical period, the leagues would become fewer and larger, be dominated by one city (particularly Athens, Sparta and Thebes); and often poleis would be compelled to join under threat of war (or as part of a peace treaty). Even after Philip II of Macedon "conquered" the heartlands of ancient Greece, he did not attempt to annex the territory, or unify it into a new province, but simply compelled most of the poleis to join his own Corinthian League.
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Initially many Greek city-states seem to have been petty kingdoms; there was often a city official carrying some residual, ceremonial functions of the king (basileus), e.g., the archon basileus in Athens.[54] However, by the Archaic period and the first historical consciousness, most had already become aristocratic oligarchies. It is unclear exactly how this change occurred. For instance, in Athens, the kingship had been reduced to a hereditary, lifelong chief magistracy (archon) by c. 1050 BC; by 753 BC this had become a decennial, elected archonship; and finally by 683 BC an annually elected archonship. Through each stage more power would have been transferred to the aristocracy as a whole, and away from a single individual.
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Inevitably, the domination of politics and concomitant aggregation of wealth by small groups of families was apt to cause social unrest in many poleis. In many cities a tyrant (not in the modern sense of repressive autocracies), would at some point seize control and govern according to their own will; often a populist agenda would help sustain them in power. In a system wracked with class conflict, government by a 'strongman' was often the best solution.
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Athens fell under a tyranny in the second half of the 6th century. When this tyranny was ended, the Athenians founded the world's first democracy as a radical solution to prevent the aristocracy regaining power. A citizens' assembly (the Ecclesia), for the discussion of city policy, had existed since the reforms of Draco in 621 BC; all citizens were permitted to attend after the reforms of Solon (early 6th century), but the poorest citizens could not address the assembly or run for office. With the establishment of the democracy, the assembly became the de jure mechanism of government; all citizens had equal privileges in the assembly. However, non-citizens, such as metics (foreigners living in Athens) or slaves, had no political rights at all.
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After the rise of the democracy in Athens, other city-states founded democracies. However, many retained more traditional forms of government. As so often in other matters, Sparta was a notable exception to the rest of Greece, ruled through the whole period by not one, but two hereditary monarchs. This was a form of diarchy. The Kings of Sparta belonged to the Agiads and the Eurypontids, descendants respectively of Eurysthenes and Procles. Both dynasties' founders were believed to be twin sons of Aristodemus, a Heraclid ruler. However, the powers of these kings were held in check by both a council of elders (the Gerousia) and magistrates specifically appointed to watch over the kings (the Ephors).
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Only free, land owning, native-born men could be citizens entitled to the full protection of the law in a city-state. In most city-states, unlike the situation in Rome, social prominence did not allow special rights. Sometimes families controlled public religious functions, but this ordinarily did not give any extra power in the government. In Athens, the population was divided into four social classes based on wealth. People could change classes if they made more money. In Sparta, all male citizens were called homoioi, meaning "peers". However, Spartan kings, who served as the city-state's dual military and religious leaders, came from two families.[citation needed]
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Slaves had no power or status. They had the right to have a family and own property, subject to their master's goodwill and permission, but they had no political rights. By 600 BC chattel slavery had spread in Greece. By the 5th century BC slaves made up one-third of the total population in some city-states. Between forty and eighty per cent of the population of Classical Athens were slaves.[55] Slaves outside of Sparta almost never revolted because they were made up of too many nationalities and were too scattered to organize. However, unlike later Western culture, the Ancient Greeks did not think in terms of race.[56]
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Most families owned slaves as household servants and laborers, and even poor families might have owned a few slaves. Owners were not allowed to beat or kill their slaves. Owners often promised to free slaves in the future to encourage slaves to work hard. Unlike in Rome, freedmen did not become citizens. Instead, they were mixed into the population of metics, which included people from foreign countries or other city-states who were officially allowed to live in the state.
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City-states legally owned slaves. These public slaves had a larger measure of independence than slaves owned by families, living on their own and performing specialized tasks. In Athens, public slaves were trained to look out for counterfeit coinage, while temple slaves acted as servants of the temple's deity and Scythian slaves were employed in Athens as a police force corralling citizens to political functions.
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Sparta had a special type of slaves called helots. Helots were Messenians enslaved during the Messenian Wars by the state and assigned to families where they were forced to stay. Helots raised food and did household chores so that women could concentrate on raising strong children while men could devote their time to training as hoplites. Their masters treated them harshly, and helots revolted against their masters several times before in 370/69 they won their freedom.[57]
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For most of Greek history, education was private, except in Sparta. During the Hellenistic period, some city-states established public schools. Only wealthy families could afford a teacher. Boys learned how to read, write and quote literature. They also learned to sing and play one musical instrument and were trained as athletes for military service. They studied not for a job but to become an effective citizen. Girls also learned to read, write and do simple arithmetic so they could manage the household. They almost never received education after childhood.[citation needed]
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Boys went to school at the age of seven, or went to the barracks, if they lived in Sparta. The three types of teachings were: grammatistes for arithmetic, kitharistes for music and dancing, and Paedotribae for sports.
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Boys from wealthy families attending the private school lessons were taken care of by a paidagogos, a household slave selected for this task who accompanied the boy during the day. Classes were held in teachers' private houses and included reading, writing, mathematics, singing, and playing the lyre and flute. When the boy became 12 years old the schooling started to include sports such as wrestling, running, and throwing discus and javelin. In Athens some older youths attended academy for the finer disciplines such as culture, sciences, music, and the arts. The schooling ended at age 18, followed by military training in the army usually for one or two years.[58]
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Only a small number of boys continued their education after childhood, as in the Spartan agoge. A crucial part of a wealthy teenager's education was a mentorship with an elder, which in a few places and times may have included pederasty.[citation needed] The teenager learned by watching his mentor talking about politics in the agora, helping him perform his public duties, exercising with him in the gymnasium and attending symposia with him. The richest students continued their education by studying with famous teachers. Some of Athens' greatest such schools included the Lyceum (the so-called Peripatetic school founded by Aristotle of Stageira) and the Platonic Academy (founded by Plato of Athens). The education system of the wealthy ancient Greeks is also called Paideia.[citation needed]
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At its economic height, in the 5th and 4th centuries BC, ancient Greece was the most advanced economy in the world. According to some economic historians, it was one of the most advanced pre-industrial economies. This is demonstrated by the average daily wage of the Greek worker which was, in terms of wheat, about 12 kg. This was more than 3 times the average daily wage of an Egyptian worker during the Roman period, about 3.75 kg.[59]
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At least in the Archaic Period, the fragmentary nature of ancient Greece, with many competing city-states, increased the frequency of conflict but conversely limited the scale of warfare. Unable to maintain professional armies, the city-states relied on their own citizens to fight. This inevitably reduced the potential duration of campaigns, as citizens would need to return to their own professions (especially in the case of, for example, farmers). Campaigns would therefore often be restricted to summer. When battles occurred, they were usually set piece and intended to be decisive. Casualties were slight compared to later battles, rarely amounting to more than 5% of the losing side, but the slain often included the most prominent citizens and generals who led from the front.
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The scale and scope of warfare in ancient Greece changed dramatically as a result of the Greco-Persian Wars. To fight the enormous armies of the Achaemenid Empire was effectively beyond the capabilities of a single city-state. The eventual triumph of the Greeks was achieved by alliances of city-states (the exact composition changing over time), allowing the pooling of resources and division of labor. Although alliances between city-states occurred before this time, nothing on this scale had been seen before. The rise of Athens and Sparta as pre-eminent powers during this conflict led directly to the Peloponnesian War, which saw further development of the nature of warfare, strategy and tactics. Fought between leagues of cities dominated by Athens and Sparta, the increased manpower and financial resources increased the scale, and allowed the diversification of warfare. Set-piece battles during the Peloponnesian war proved indecisive and instead there was increased reliance on attritionary strategies, naval battle and blockades and sieges. These changes greatly increased the number of casualties and the disruption of Greek society.
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Athens owned one of the largest war fleets in ancient Greece. It had over 200 triremes each powered by 170 oarsmen who were seated in 3 rows on each side of the ship. The city could afford such a large fleet—it had over 34,000 oars men—because it owned a lot of silver mines that were worked by slaves.
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According to Josiah Ober, Greek city-states faced approximately a one-in-three chance of destruction during the archaic and classical period.[60]
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Ancient Greek philosophy focused on the role of reason and inquiry. In many ways, it had an important influence on modern philosophy, as well as modern science. Clear unbroken lines of influence lead from ancient Greek and Hellenistic philosophers, to medieval Muslim philosophers and Islamic scientists, to the European Renaissance and Enlightenment, to the secular sciences of the modern day.
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Neither reason nor inquiry began with the Greeks. Defining the difference between the Greek quest for knowledge and the quests of the elder civilizations, such as the ancient Egyptians and Babylonians, has long been a topic of study by theorists of civilization.
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Some of the well-known philosophers of ancient Greece were Plato and Socrates, among others. They have aided in information about ancient Greek society through writings such as The Republic, by Plato.
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The earliest Greek literature was poetry, and was composed for performance rather than private consumption.[61] The earliest Greek poet known is Homer, although he was certainly part of an existing tradition of oral poetry.[62] Homer's poetry, though it was developed around the same time that the Greeks developed writing, would have been composed orally; the first poet to certainly compose their work in writing was Archilochus, a lyric poet from the mid-seventh century BC.[63] tragedy developed, around the end of the archaic period, taking elements from across the pre-existing genres of late archaic poetry.[64] Towards the beginning of the classical period, comedy began to develop—the earliest date associated with the genre is 486 BC, when a competition for comedy became an official event at the City Dionysia in Athens, though the first preserved ancient comedy is Aristophanes' Acharnians, produced in 425.[65]
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Like poetry, Greek prose had its origins in the archaic period, and the earliest writers of Greek philosophy, history, and medical literature all date to the sixth century BC.[66] Prose first emerged as the writing style adopted by the presocratic philosophers Anaximander and Anaximenes—though Thales of Miletus, considered the first Greek philosopher, apparently wrote nothing.[67] Prose as a genre reached maturity in the classical era,[68] and the major Greek prose genres—philosophy, history, rhetoric, and dialogue—developed in this period.[69]
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The Hellenistic period saw the literary centre of the Greek world move from Athens, where it had been in the classical period, to Alexandria. At the same time, other Hellenistic kings such as the Antigonids and the Attalids were patrons of scholarship and literature, turning Pella and Pergamon respectively into cultural centres.[70] It was thanks to this cultural patronage by Hellenistic kings, and especially the Museum at Alexandria, which ensured that so much ancient Greek literature has survived.[71] The Library of Alexandria, part of the Museum, had the previously-unenvisaged aim of collecting together copies of all known authors in Greek. Almost all of the surviving non-technical Hellenistic literature is poetry,[72] and Hellenistic poetry tended to be highly intellectual,[73] blending different genres and traditions, and avoiding linear narratives.[74] The Hellenistic period also saw a shift in the ways literature was consumed—while in the archaic and classical periods literature had typically been experienced in public performance, in the Hellenistic period it was more commonly read privately.[75] At the same time, Hellenistic poets began to write for private, rather than public, consumption.[76]
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With Octavian's victory at Actium in 31 BC, Rome began to become a major centre of Greek literature, as important Greek authors such as Strabo and Dionysius of Halicarnassus came to Rome.[77] The period of greatest innovation in Greek literature under Rome was the "long second century" from approximately AD 80 to around AD 230.[78] This innovation was especially marked in prose, with the development of the novel and a revival of prominence for display oratory both dating to this period.[79]
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Music was present almost universally in Greek society, from marriages and funerals to religious ceremonies, theatre, folk music and the ballad-like reciting of epic poetry. There are significant fragments of actual Greek musical notation as well as many literary references to ancient Greek music. Greek art depicts musical instruments and dance. The word music derives from the name of the Muses, the daughters of Zeus who were patron goddesses of the arts.
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Ancient Greek mathematics contributed many important developments to the field of mathematics, including the basic rules of geometry, the idea of formal mathematical proof, and discoveries in number theory, mathematical analysis, applied mathematics, and approached close to establishing integral calculus. The discoveries of several Greek mathematicians, including Pythagoras, Euclid, and Archimedes, are still used in mathematical teaching today.
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The Greeks developed astronomy, which they treated as a branch of mathematics, to a highly sophisticated level. The first geometrical, three-dimensional models to explain the apparent motion of the planets were developed in the 4th century BC by Eudoxus of Cnidus and Callippus of Cyzicus. Their younger contemporary Heraclides Ponticus proposed that the Earth rotates around its axis. In the 3rd century BC Aristarchus of Samos was the first to suggest a heliocentric system. Archimedes in his treatise The Sand Reckoner revives Aristarchus' hypothesis that "the fixed stars and the Sun remain unmoved, while the Earth revolves about the Sun on the circumference of a circle". Otherwise, only fragmentary descriptions of Aristarchus' idea survive.[80] Eratosthenes, using the angles of shadows created at widely separated regions, estimated the circumference of the Earth with great accuracy.[81] In the 2nd century BC Hipparchus of Nicea made a number of contributions, including the first measurement of precession and the compilation of the first star catalog in which he proposed the modern system of apparent magnitudes.
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The Antikythera mechanism, a device for calculating the movements of planets, dates from about 80 BC, and was the first ancestor of the astronomical computer. It was discovered in an ancient shipwreck off the Greek island of Antikythera, between Kythera and Crete. The device became famous for its use of a differential gear, previously believed to have been invented in the 16th century, and the miniaturization and complexity of its parts, comparable to a clock made in the 18th century. The original mechanism is displayed in the Bronze collection of the National Archaeological Museum of Athens, accompanied by a replica.
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The ancient Greeks also made important discoveries in the medical field. Hippocrates was a physician of the Classical period, and is considered one of the most outstanding figures in the history of medicine. He is referred to as the "father of medicine"[82][83] in recognition of his lasting contributions to the field as the founder of the Hippocratic school of medicine. This intellectual school revolutionized medicine in ancient Greece, establishing it as a discipline distinct from other fields that it had traditionally been associated with (notably theurgy and philosophy), thus making medicine a profession.[84][85]
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The art of ancient Greece has exercised an enormous influence on the culture of many countries from ancient times to the present day, particularly in the areas of sculpture and architecture. In the West, the art of the Roman Empire was largely derived from Greek models. In the East, Alexander the Great's conquests initiated several centuries of exchange between Greek, Central Asian and Indian cultures, resulting in Greco-Buddhist art, with ramifications as far as Japan. Following the Renaissance in Europe, the humanist aesthetic and the high technical standards of Greek art inspired generations of European artists. Well into the 19th century, the classical tradition derived from Greece dominated the art of the western world.
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Religion was a central part of ancient Greek life.[86] Though the Greeks of different cities and tribes worshipped similar gods, religious practices were not uniform and the gods were thought of differently in different places.[87] The Greeks were polytheistic, worshipping many gods, but as early as the sixth century BC a pantheon of twelve Olympians began to develop.[87] Greek religion was influenced by the practices of the Greeks' near eastern neighbours at least as early as the archaic period, and by the Hellenistic period this influence was seen in both directions.[88]
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The most important religious act in ancient Greece was animal sacrifice, most commonly of sheep and goats.[89] Sacrifice was accompanied by public prayer,[90] and prayer and hymns were themselves a major part of ancient Greek religious life.[91]
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The civilization of ancient Greece has been immensely influential on language, politics, educational systems, philosophy, science, and the arts. It became the Leitkultur of the Roman Empire to the point of marginalizing native Italic traditions. As Horace put it,
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Via the Roman Empire, Greek culture came to be foundational to Western culture in general.
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The Byzantine Empire inherited Classical Greek culture directly, without Latin intermediation, and the preservation of classical Greek learning in medieval Byzantine tradition further exerted strong influence on the Slavs and later on the Islamic Golden Age and the Western European Renaissance. A modern revival of Classical Greek learning took place in the Neoclassicism movement in 18th- and 19th-century Europe and the Americas.
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James Buchanan Jr. (/bjuːˈkænən/; April 23, 1791 – June 1, 1868) was an American lawyer and politician who served as the 15th president of the United States (1857–1861). He previously served as Secretary of State (1845–1849) and represented Pennsylvania in both houses of the U.S. Congress. He was a states' rights advocate, and minimized the role of the federal government in the nation's closing era of slavery. He is therefore consistently ranked by historians as one of the least effective presidents in history, for his failure to mitigate the national disunity that led to the American Civil War.
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Buchanan was a prominent lawyer in Pennsylvania and won his first election to the state’s House of Representatives as a Federalist. In 1820, he was elected to the U.S. House of Representatives and retained that post for 11 years, aligning with Andrew Jackson's Democratic Party. He served as Jackson's Minister to Russia (1832). He won election in 1834 as a U.S. senator from Pennsylvania and also held that position for 11 years. In 1845 he was appointed to serve as President James K. Polk's Secretary of State, and in 1853 he was named as President Franklin Pierce's Minister to the United Kingdom.
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Beginning in 1844 Buchanan became a regular contender for the Democratic party's presidential nomination. He was finally nominated in 1856, defeating incumbent Franklin Pierce and Senator Stephen A. Douglas at the Democratic National Convention. Buchanan and running mate John C. Breckinridge of Kentucky defeated Republican John C. Frémont and Know-Nothing former president Millard Fillmore to win the 1856 presidential election.
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Buchanan supported the decision of the Supreme Court in the Dred Scott case, which denied a slave's petition for freedom. He also joined with Southern leaders in attempting to admit Kansas to the Union as a slave state. He thereby angered not only the Republicans but also many Northern Democrats. Buchanan honored his pledge to serve only one term, and supported Breckinridge's unsuccessful candidacy in the 1860 presidential election, which was won by Republican Abraham Lincoln. Just weeks after Lincoln was elected as Buchanan's successor, Southern states began seceding from the U.S., and the American Civil War started. Historians fault Buchanan for not addressing the issue of slavery, and for not forestalling the secession.
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James Buchanan was born April 23, 1791 in a log cabin in Cove Gap, Pennsylvania, to James Buchanan Sr. and Elizabeth Speer.[3] His parents were both of Ulster Scot descent; his father emigrated from Milford, Ireland in 1783. Shortly after Buchanan's birth the family moved to a farm near Mercersburg, Pennsylvania, and in 1794 the family moved into the town. His father became the wealthiest resident there, as a merchant, farmer, and real estate investor.[4]
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Buchanan attended the Old Stone Academy and then Dickinson College in Carlisle, Pennsylvania.[5] He was nearly expelled for bad behavior, but pleaded for a second chance and ultimately graduated with honors on September 19, 1809.[6] Later that year he moved to the state capital at Lancaster. James Hopkins, a leading lawyer there, accepted Buchanan as an apprentice, and in 1812 he was admitted to the Pennsylvania bar. Many other lawyers moved to Harrisburg when it became the state capital in 1812, but Buchanan made Lancaster his lifelong home. His income rapidly rose after he established his practice, and by 1821 he was earning over $11,000 per year (equivalent to $210,000 in 2019). He handled various types of cases, including a much-publicized impeachment trial, where he successfully defended Pennsylvania Judge Walter Franklin.[7]
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Buchanan began his political career as a member of the Federalist Party, and was elected to the Pennsylvania House of Representatives (1814–1816).[8] The legislature met for only three months a year, but Buchanan's service helped him acquire more clients.[9] Politically, he supported federally-funded internal improvements, a high tariff, and a national bank. He became a strong critic of Democratic-Republican President James Madison during the War of 1812.[10]
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He was a Freemason, and served as the Master of Masonic Lodge No. 43 in Lancaster, and as a District Deputy Grand Master of the Grand Lodge of Pennsylvania.[11]
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When the British invaded neighboring Maryland in 1814, he served in the defense of Baltimore as a private in Henry Shippen's Company, 1st Brigade, 4th Division, Pennsylvania Militia, a unit of yagers.[12] Buchanan is the only president with military experience who was not an officer.[13] He is also the last president who served in the War of 1812.
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In 1820 Buchanan ran for the U. S. House of Representatives and won, though his Federalist Party was waning. During his tenure in Congress, he became a supporter of Andrew Jackson and an avid defender of states' rights. After the 1824 presidential election, he helped organize Jackson's followers into the Democratic Party, and he became a prominent Pennsylvania Democrat. In Washington, he was personally close with many southern Congressmen, and viewed some New England Congressmen as dangerous radicals. He was appointed to the Committee of Agriculture in his first year, and he eventually became Chairman of the U.S. House Committee on the Judiciary. He declined re-nomination to a sixth term, and briefly returned to private life.[14]
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After Jackson was re-elected in 1832, he offered Buchanan the position of United States Ambassador to Russia. Buchanan was reluctant to leave the country but ultimately agreed. He served as ambassador for 18 months, during which time he learned French, the trade language of diplomacy in the nineteenth century. He helped negotiate commercial and maritime treaties with the Russian Empire.[15]
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Buchanan returned home and was elected by the Pennsylvania state legislature to succeed William Wilkins in the U. S. Senate. Wilkins in turn replaced Buchanan as the ambassador to Russia. The Jacksonian Buchanan, who was re-elected in 1836 and 1842, opposed the re-chartering of the Second Bank of the United States and sought to expunge a congressional censure of Jackson stemming from the Bank War.[16]
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Buchanan also opposed a gag rule sponsored by John C. Calhoun that would have suppressed anti-slavery petitions. He joined the majority in blocking the rule, with most senators of the belief that it would have the reverse effect of strengthening the abolitionists.[17] He said, "We have just as little right to interfere with slavery in the South, as we have to touch the right of petition."[18] Buchanan thought that the issue of slavery was the domain of the states, and he faulted abolitionists for exciting passions over the issue.[19]
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His support of states' rights was matched by his support for Manifest Destiny, and he opposed the Webster–Ashburton Treaty for its "surrender" of lands to the United Kingdom. Buchanan also argued for the annexation of both Texas and the Oregon Country. In the lead-up to the 1844 Democratic National Convention, Buchanan positioned himself as a potential alternative to former President Martin Van Buren, but the nomination went to James K. Polk, who won the election.[19]
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Buchanan was offered the position of Secretary of State in the Polk administration, as well as the alternative of serving on the Supreme Court. He accepted the State Department post and served for the duration of Polk's single term in office. He and Polk nearly doubled the territory of the United States through the Oregon Treaty and the Treaty of Guadalupe Hidalgo, which included territory that is now Texas, California, Nevada, New Mexico, Arizona, Utah, and Colorado.[20] In negotiations with Britain over Oregon, Buchanan at first favored a compromise, but later advocated for annexation of the entire territory. Eventually, he agreed to a division at the 49th parallel. After the outbreak of the Mexican–American War, he advised Polk against taking territory south of the Rio Grande River and New Mexico. However, as the war came to an end, Buchanan argued for the annexation of further territory, and Polk began to suspect that Buchanan was primarily angling to become president. Buchanan did quietly seek the nomination at the 1848 Democratic National Convention, as Polk had promised to serve only one term, but Senator Lewis Cass of Michigan was nominated.[21]
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With the 1848 election of Whig Zachary Taylor, Buchanan returned to private life. He bought the house of Wheatland on the outskirts of Lancaster and entertained various visitors, while monitoring political events.[22] In 1852, he was named president of the Board of Trustees of Franklin and Marshall College in Lancaster, and he served in this capacity until 1866.[23] He quietly campaigned for the 1852 Democratic presidential nomination, writing a public letter that deplored the Wilmot Proviso, which proposed to ban slavery in new territories. He became known as a "doughface" due to his sympathy towards the South. At the 1852 Democratic National Convention, he won the support of many southern delegates but failed to win the two-thirds support needed for the presidential nomination, which went to Franklin Pierce. Buchanan declined to serve as the vice presidential nominee, and the convention instead nominated his close friend, William King. Pierce won the 1852 election, and he accepted the position of United States Ambassador to the United Kingdom.[24]
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Buchanan sailed for England in the summer of 1853, and he remained abroad for the next three years. In 1850, the United States and Great Britain had signed the Clayton–Bulwer Treaty, which committed both countries to joint control of any future canal that would connect the Atlantic and Pacific Oceans through Central America. Buchanan met repeatedly with Lord Clarendon, the British foreign minister, in hopes of pressuring the British to withdraw from Central America. He also focussed on the potential annexation of Cuba, which had long interested him.[25] At Pierce's prompting, Buchanan met in Ostend, Belgium with U.S. Ambassador to Spain Pierre Soulé and U.S. Ambassador to France John Mason. A memorandum draft resulted, called the Ostend Manifesto, which proposed the purchase of Cuba from Spain, then in the midst of revolution and near bankruptcy. The document declared the island "as necessary to the North American republic as any of its present ... family of states." Against Buchanan's recommendation, the final draft of the manifesto suggested that "wresting it from Spain", if Spain refused to sell, would be justified "by every law, human and Divine."[26] The manifesto, generally considered a blunder, was never acted upon, and weakened the Pierce administration and reduced support for Manifest Destiny.[26][27]
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Buchanan's service abroad allowed him to conveniently avoid the debate over the Kansas–Nebraska Act then roiling the country in the slavery dispute .[28] While he did not overtly seek the presidency, he assented to the movement on his behalf.[29] The 1856 Democratic National Convention met in June 1856, producing a platform that reflected his views, including support for the Fugitive Slave Law, which required the return of escaped slaves. The platform also called for an end to anti-slavery agitation, and U.S. "ascendancy in the Gulf of Mexico."[30] President Pierce hoped for re-nomination, while Senator Stephen A. Douglas also loomed as a strong candidate. Buchanan led on the first ballot, boosted by the support of powerful Senators John Slidell, Jesse Bright, and Thomas F. Bayard, who presented Buchanan as an experienced leader appealing to the North and South. He won the nomination after seventeen ballots. He was joined on the ticket by John C. Breckinridge of Kentucky, in order to placate supporters of Pierce and Douglas, with whom Breckinridge had been allied.[31]
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Buchanan faced two candidates in the general election: former Whig President Millard Fillmore ran as the American Party (or "Know-Nothing") candidate, while John C. Frémont ran as the Republican nominee. Buchanan did not actively campaign, but he wrote letters and pledged to uphold the Democratic platform. In the election, he carried every slave state except for Maryland, as well as five slavery-free states, including his home state of Pennsylvania.[31] He won 45 percent of the popular vote and decisively won the electoral vote, taking 174 of 296 votes. His election made him the only president from Pennsylvania. In a combative victory speech, Buchanan denounced Republicans, calling them a "dangerous" and "geographical" party that had unfairly attacked the South.[32] He also declared, "the object of my administration will be to destroy sectional party, North or South, and to restore harmony to the Union under a national and conservative government."[33] He set about this initially by feigning a sectional balance in his cabinet appointments.[34]
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Buchanan was inaugurated on March 4, 1857, taking the oath of office from Chief Justice Roger B. Taney. In his inaugural address, Buchanan committed himself to serving only one term, as his predecessor had done. He expressed an abhorrence for the growing divisions over slavery and its status in the territories, while saying that Congress should play no role in determining the status of slavery in the states or territories.[35] He also declared his support for popular sovereignty. Buchanan recommended that a federal slave code be enacted to protect the rights of slave-owners in federal territories. He alluded to a then-pending Supreme Court case, Dred Scott v. Sandford, which he said would permanently settle the issue of slavery. Dred Scott was a slave who was temporarily taken from a slave state to a free territory by his owner, John Sanford (the court misspelled his name). After Scott returned to the slave state, he filed a petition for his freedom based on his time in the free territory. The Dred Scott decision, rendered after Buchanan's speech, denied Scott's petition in favor of his owner.[35]
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As his inauguration approached, Buchanan sought to establish an obedient, harmonious cabinet, to avoid the in-fighting that had plagued Andrew Jackson's administration.[36] He chose four Southerners and three Northerners, the latter of whom were all considered to be doughfaces (Southern sympathizers).[37] His objective was to dominate the cabinet, and he chose men who would agree with his views.[38] Concentrating on foreign policy, he appointed the aging Lewis Cass as Secretary of State. Buchanan's appointment of Southerners and their allies alienated many in the North, and his failure to appoint any followers of Stephen Douglas divided the party.[34] Outside of the cabinet, he left in place many of Pierce's appointments, but removed a disproportionate number of Northerners who had ties to Democrat opponents Pierce or Douglas. In that vein, he soon alienated their ally, and his vice president, Breckinridge; the latter therefore played little role in the administration.[39]
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Buchanan appointed one Justice, Nathan Clifford, to the Supreme Court of the United States.[40] He appointed seven other federal judges to United States district courts. He also appointed two judges to the United States Court of Claims.[41]
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+
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Two days after Buchanan's inauguration, Chief Justice Taney delivered the Dred Scott decision, denying the enslaved petitioner's request for freedom. The ruling broadly asserted that Congress had no constitutional power to exclude slavery in the territories.[42] Prior to his inauguration, Buchanan had written to Justice John Catron in January 1857, inquired about the outcome of the case, and suggested that a broader decision, beyond the specifics of the case, would be more prudent.[43] Buchanan hoped that a broad decision protecting slavery in the territories could lay the issue to rest, allowing him to focus on other issues.[44]
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Catron, who was from Tennessee, replied on February 10, saying that the Supreme Court's Southern majority would decide against Scott, but would likely have to publish the decision on narrow grounds unless Buchanan could convince his fellow Pennsylvanian, Justice Robert Cooper Grier, to join the majority of the court.[45] Buchanan then wrote to Grier and prevailed upon him, providing the majority leverage to issue a broad-ranging decision, sufficient to render the Missouri Compromise of 1820 unconstitutional.[46][47] Buchanan's letters were not then public; he was, however, seen at his inauguration in whispered conversation with the Chief Justice. When the decision was issued, Republicans began spreading word that Taney had revealed to Buchanan the forthcoming result. Rather than destroying the Republican platform as Buchanan had hoped, the decision outraged Northerners who denounced it.[48]
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The Panic of 1857 began in the summer of that year, ushered in by the collapse of 1,400 state banks and 5,000 businesses. While the South escaped largely unscathed, numerous northern cities experienced drastic increases in unemployment. Buchanan agreed with the southerners who attributed the economic collapse to overspeculation.[49]
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Reflecting his Jacksonian background, Buchanan's response was "reform not relief." While the government was "without the power to extend relief,"[49] it would continue to pay its debts in specie, and while it would not curtail public works, none would be added. In hopes of reducing paper money supplies and inflation, he urged the states to restrict the banks to a credit level of $3 to $1 of specie and discouraged the use of federal or state bonds as security for bank note issues. The economy recovered in several years, though many Americans suffered as a result of the panic.[50] Buchanan had hoped to reduce the deficit, but by the time he left office the federal deficit stood at $17 million.[49]
|
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The Utah territory, settled in preceding decades by the Latter-day Saints and their leader Brigham Young, had grown increasingly hostile to federal intervention. Young harassed federal officers and discouraged outsiders from settling in the Salt Lake City area. In September 1857, the Utah Territorial Militia, associated with the Latter-day Saints, perpetrated the Mountain Meadows massacre against Arkansans headed for California. Buchanan was offended by the militarism and polygamous behavior of Young.[51]
|
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Believing the Latter-day Saints to be in open rebellion, Buchanan in July 1857 sent Alfred Cumming, accompanied by the army, to replace Young as governor. While the Latter-day Saints had frequently defied federal authority, some historians consider Buchanan's action was an inappropriate response to uncorroborated reports.[42] Complicating matters, Young's notice of his replacement was not delivered because the Pierce administration had annulled the Utah mail contract.[42] Young reacted to the military action by mustering a two-week expedition, destroying wagon trains, oxen, and other Army property. Buchanan then dispatched Thomas L. Kane as a private agent to negotiate peace. The mission succeeded, the new governor took office, and the Utah War ended. The President granted amnesty to inhabitants affirming loyalty to the government, and placed the federal troops at a peaceable distance for the balance of his administration.[52]
|
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The Kansas–Nebraska Act of 1854 created the Kansas Territory and allowed the settlers there to decide whether to allow slavery. This resulted in violence between "Free-Soil" (antislavery) and proslavery settlers, which developed into the "Bleeding Kansas" crisis. The antislavery settlers, with the help of Northern abolitionists, organized a government in Topeka. The more numerous proslavery settlers, many from the neighboring slave state Missouri, established a government in Lecompton, giving the Territory two different governments for a time, with two distinct constitutions, each claiming legitimacy.
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The admission of Kansas as a state required a constitution be submitted to Congress with the approval of a majority of its residents. Under President Pierce, a series of violent confrontations escalated over who had the right to vote in Kansas. The situation drew national attention, and some in Georgia and Mississippi advocated secession should Kansas be admitted as a free state. Buchanan chose to endorse the pro-slavery Lecompton government.[53]
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Buchanan appointed Robert J. Walker to replace John W. Geary as territorial governor, with the expectation he would assist the proslavery faction in gaining approval of a new constitution.[54] However, Walker wavered on the slavery question, and there ensued conflicting referendums from Topeka and Lecompton, where election fraud occurred. In October 1857, the Lecompton government framed the pro-slavery Lecompton Constitution and sent it to Buchanan without a referendum. Buchanan reluctantly rejected it, and he dispatched federal agents to arrange a compromise. The Lecompton government agreed to a referendum limited solely to the slavery question.[55]
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Despite the protests of Walker and two former Kansas governors, Buchanan decided to accept the Lecompton Constitution. In a December 1857 meeting with Stephen Douglas, the chairman of the Senate Committee on Territories, Buchanan demanded that all Democrats support the administration's position of admitting Kansas under the Lecompton Constitution. On February 2, he transmitted the Lecompton Constitution to Congress. He also transmitted a message that attacked the "revolutionary government" in Topeka, conflating them with the Mormons in Utah. Buchanan made every effort to secure congressional approval, offering favors, patronage appointments, and even cash for votes. The Lecompton Constitution won the approval of the Senate in March, but a combination of Know-Nothings, Republicans, and northern Democrats defeated the bill in the House. Rather than accepting defeat, Buchanan backed the 1858 English Bill, which offered Kansans immediate statehood and vast public lands in exchange for accepting the Lecompton Constitution. In August 1858, Kansans by referendum strongly rejected the Lecompton Constitution.[56]
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The dispute over Kansas became the battlefront for control of the Democratic Party. On one side were Buchanan, most Southern Democrats, and the "doughfaces". On the other side were Douglas and most northern Democrats plus a few Southerners. Douglas's faction continued to support the doctrine of popular sovereignty, while Buchanan insisted that Democrats respect the Dred Scott decision and its repudiation of federal interference with slavery in the territories.[57] The struggle ended only with Buchanan's presidency. In the interim he used his patronage powers to remove Douglas sympathizers in Illinois and Washington, D.C., and installed pro-administration Democrats, including postmasters.[58]
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Douglas's Senate term was coming to an end in 1859, with the Illinois legislature, elected in 1858, determining whether Douglas would win re-election. The Senate seat was the primary issue of the legislative election, marked by the famous debates between Douglas and his Republican opponent for the seat, Abraham Lincoln. Buchanan, working through federal patronage appointees in Illinois, ran candidates for the legislature in competition with both the Republicans and the Douglas Democrats. This could easily have thrown the election to the Republicans, and showed the depth of Buchanan's animosity toward Douglas.[59] In the end, Douglas Democrats won the legislative election and Douglas was re-elected to the Senate. In that year's elections, Douglas forces took control throughout the North, except in Buchanan's home state of Pennsylvania. Buchanan’s support was otherwise reduced to a narrow base of southerners.[54][60]
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The division between northern and southern Democrats allowed the Republicans to win a plurality of the House in the 1858 elections, and allowed them to block most of Buchanan's agenda. Buchanan, in turn, added to the hostility with his veto of six substantial pieces of Republican legislation.[61] Among these measures were the Homestead Act, which would have given 160 acres of public land to settlers who remained on the land for five years, and the Morrill Act, which would have granted public lands to establish land-grant colleges. Buchanan argued that these acts were unconstitutional.[62]
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Buchanan took office with an ambitious foreign policy, designed to establish U.S. hegemony over Central America at the expense of Great Britain.[63] He hoped to re-negotiate the Clayton-Bulwer Treaty, which he thought limited U.S. influence in the region. He also sought to establish American protectorates over the Mexican states of Chihuahua and Sonora, and most importantly, he hoped to achieve his long-term goal of acquiring Cuba. After long negotiations with the British, he convinced them to cede the Bay Islands to Honduras and the Mosquito Coast to Nicaragua. However, Buchanan's ambitions in Cuba and Mexico were largely blocked by the House of Representatives.[64]
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Buchanan also considered buying Alaska from the Russian Empire, as a colony for Mormon settlers, but he and the Russians were unable to agree upon a price. In China, the administration won trade concessions in the Treaty of Tientsin.[65] In 1858, Buchanan ordered the Paraguay expedition to punish Paraguay for firing on the USS Water Witch, and the expedition resulted in a Paraguayan apology and payment of an indemnity.[64] The chiefs of Raiatea and Tahaa in the South Pacific, refusing to accept the rule of King Tamatoa V, unsuccessfully petitioned the United States to accept the islands under a protectorate in June 1858.[66]
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Buchanan was given a herd of elephants by the King of Siam, one of which he kept at the White House. Other presidential pets included a pair of bald eagles and a Newfoundland dog.[67]
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In March 1860, the House impaneled the Covode Committee to investigate the administration for alleged impeachable offenses, such as bribery and extortion of representatives. The committee, three Republicans and two Democrats, was accused by Buchanan's supporters of being nakedly partisan; they charged its chairman, Republican Rep. John Covode, with acting on a personal grudge from a disputed land grant designed to benefit Covode's railroad company.[68] The Democratic committee members, as well as Democratic witnesses, were enthusiastic in their condemnation of Buchanan.[69][70]
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The committee was unable to establish grounds for impeaching Buchanan; however, the majority report issued on June 17 alleged corruption and abuse of power among members of his cabinet. The report also included accusations from Republicans, that Buchanan had attempted to bribe members of Congress in connection with the Lecompton constitution. The Democrats pointed out that evidence was scarce, but did not refute the allegations; one of the Democratic members, Rep. James Robinson, stated that he agreed with the Republicans, though he did not sign it.[70]
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Buchanan claimed to have "passed triumphantly through this ordeal" with complete vindication. Republican operatives distributed thousands of copies of the Covode Committee report throughout the nation as campaign material in that year's presidential election.[71][72]
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+
The 1860 Democratic National Convention convened in April of that year and, though Douglas led after every ballot, he was unable to win the two-thirds majority required. The convention adjourned after 53 ballots, and re-convened in Baltimore in June. After Douglas finally won the nomination, several southerners refused to accept the outcome, and nominated Vice President Breckinridge as their own candidate. Douglas and Breckinridge agreed on most issues except the protection of slavery. Buchanan, nursing a grudge against Douglas, failed to reconcile the party, and tepidly supported Breckinridge. With the splintering of the Democratic Party, Republican nominee Abraham Lincoln won a four-way election that also included John Bell of the Constitutional Union Party. Lincoln's support in the North was enough to give him an Electoral College majority. Buchanan became the last Democrat to win a presidential election until Grover Cleveland in 1884.[73]
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As early as October, the army's Commanding General, Winfield Scott, an opponent of Buchanan, warned him that Lincoln's election would likely cause at least seven states to secede from the union. He recommended that massive amounts of federal troops and artillery be deployed to those states to protect federal property, although he also warned that few reinforcements were available. Since 1857 Congress had failed to heed calls for a stronger militia and allowed the army to fall into deplorable condition.[74] Buchanan distrusted Scott and ignored his recommendations.[75] After Lincoln's election, Buchanan directed War Secretary Floyd to reinforce southern forts with such provisions, arms and men as were available; however, Floyd persuaded him to revoke the order.[74]
|
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With Lincoln's victory, talk of secession and disunion reached a boiling point, putting the burden on Buchanan to address it in his final speech to Congress, which was anticipated by both factions. In his message, Buchanan denied the right of states to secede but maintained the federal government was without power to prevent them. He placed the blame for the crisis solely on "intemperate interference of the Northern people with the question of slavery in the Southern States," and suggested that if they did not "repeal their unconstitutional and obnoxious enactments ... the injured States, after having first used all peaceful and constitutional means to obtain redress, would be justified in revolutionary resistance to the Government of the Union."[76][77] Buchanan's only suggestion to solve the crisis was "an explanatory amendment" affirming the constitutionality of slavery in the states, the fugitive slave laws, and popular sovereignty in the territories.[76] His address was sharply criticized both by the north, for its refusal to stop secession, and the south, for denying its right to secede.[78] Five days after the address was delivered, Treasury Secretary Howell Cobb resigned, as his views had become irreconcilable with the President's.[79]
|
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South Carolina, long the most radical southern state, seceded from the union on December 20, 1860. However, unionist sentiment remained strong among many in the South, and Buchanan sought to appeal to the southern moderates who might prevent secession in other states. He proposed passage of constitutional amendments protecting slavery in the states and territories. He also met with South Carolinian commissioners in an attempt to resolve the situation at Fort Sumter, which federal forces remained in control of despite its location in Charleston, South Carolina. He refused to dismiss Interior Secretary Jacob Thompson after the latter was chosen as Mississippi's agent to discuss secession, and he refused to fire Secretary of War John B. Floyd despite an embezzlement scandal. Floyd ended up resigning, but not before sending numerous firearms to southern states, where they eventually fell into the hands of the Confederacy. Despite Floyd's resignation, Buchanan continued to seek the advice of counselors from the Deep South, including Jefferson Davis and William Henry Trescot.[80]
|
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Efforts were made in vain by Sen. John J. Crittenden, Rep. Thomas Corwin, and former president John Tyler to negotiate a compromise to stop secession, with Buchanan's support. Failed attempts were also made by a group of governors meeting in New York. Buchanan secretly asked President-elect Lincoln to call for a national referendum on the issue of slavery, but Lincoln declined.[81]
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Despite the efforts of Buchanan and others, six more slave states seceded by the end of January 1861. Buchanan replaced the departed southern cabinet members with John Adams Dix, Edwin M. Stanton, and Joseph Holt, all of whom were committed to preserving the union. When Buchanan considered surrendering Fort Sumter, the new cabinet members threatened to resign, and Buchanan relented. On January 5, Buchanan decided to reinforce Fort Sumter, sending the Star of the West with 250 men and supplies. However, he failed to ask Major Robert Anderson to provide covering fire for the ship, and it was forced to return North without delivering troops or supplies. Buchanan chose not to respond to this act of war, and instead sought to find a compromise to avoid secession. He received a March 3 message from Anderson, that supplies were running low, but the response became Lincoln's to make, as the latter succeeded to the presidency the next day.[82]
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On March 2, 1861, Congress approved an amendment to the United States Constitution that would shield "domestic institutions" of the states, including slavery, from the constitutional amendment process and from abolition or interference by Congress. The proposed amendment was submitted to the state legislatures for ratification. Commonly known as the Corwin Amendment, it was never ratified by the requisite number of states.
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Three new states were admitted to the Union while Buchanan was in office:
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The Civil War erupted within two months of Buchanan's retirement. He supported the Union, writing to former colleagues that, "the assault upon Sumter was the commencement of war by the Confederate states, and no alternative was left but to prosecute it with vigor on our part."[85] He also wrote a letter to his fellow Pennsylvania Democrats, urging them to "join the many thousands of brave & patriotic volunteers who are already in the field."[85]
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Buchanan was dedicated to defending his actions prior to the Civil War, which was referred to by some as "Buchanan's War."[85] He received threatening letters daily, and stores displayed Buchanan's likeness with the eyes inked red, a noose drawn around his neck and the word "TRAITOR" written across his forehead. The Senate proposed a resolution of condemnation which ultimately failed, and newspapers accused him of colluding with the Confederacy. His former cabinet members, five of whom had been given jobs in the Lincoln administration, refused to defend Buchanan publicly.[86]
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Buchanan became distraught by the vitriolic attacks levied against him, and fell sick and depressed. In October 1862, he defended himself in an exchange of letters with Winfield Scott, published in the National Intelligencer.[87] He soon began writing his fullest public defense, in the form of his memoir Mr. Buchanan's Administration on the Eve of Rebellion, which was published in 1866.[88]
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Buchanan caught a cold in May 1868, which quickly worsened due to his advanced age. He died on June 1, 1868, of respiratory failure at the age of 77 at his home at Wheatland. He was interred in Woodward Hill Cemetery in Lancaster.[88]
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Buchanan was often considered by anti-slavery northerners a "doughface", a northern man with pro-southern principles.[89] Shortly after his election, he said that the "great object" of his administration was "to arrest, if possible, the agitation of the Slavery question in the North and to destroy sectional parties."[89] Buchanan believed the abolitionists were preventing the solution to the slavery problem. He stated, "Before [the abolitionists] commenced this agitation, a very large and growing party existed in several of the slave states in favor of the gradual abolition of slavery; and now not a voice is heard there in support of such a measure. The abolitionists have postponed the emancipation of the slaves in three or four states for at least half a century."[90] In deference to the intentions of the typical slaveholder, he was willing to provide the benefit of the doubt. In his third annual message to Congress, the president claimed that the slaves were "treated with kindness and humanity. ... Both the philanthropy and the self-interest of the master have combined to produce this humane result."[91]
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Buchanan thought restraint was the essence of good self-government. He believed the constitution comprised "... restraints, imposed not by arbitrary authority, but by the people upon themselves and their representatives. ... In an enlarged view, the people's interests may seem identical, but to the eye of local and sectional prejudice, they always appear to be conflicting ... and the jealousies that will perpetually arise can be repressed only by the mutual forbearance which pervades the constitution."[92] Regarding slavery and the Constitution, he stated: "Although in Pennsylvania we are all opposed to slavery in the abstract, we can never violate the constitutional compact we have with our sister states. Their rights will be held sacred by us. Under the constitution it is their own question; and there let it remain."[90]
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One of the prominent issues of the day was tariffs.[93] Buchanan was conflicted by free trade as well as prohibitive tariffs, since either would benefit one section of the country to the detriment of the other. As a senator from Pennsylvania, he said: "I am viewed as the strongest advocate of protection in other states, whilst I am denounced as its enemy in Pennsylvania."[94]
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Buchanan was also torn between his desire to expand the country for the general welfare of the nation, and to guarantee the rights of the people settling particular areas. On territorial expansion, he said, "What, sir? Prevent the people from crossing the Rocky Mountains? You might just as well command the Niagara not to flow. We must fulfill our destiny."[95] On the resulting spread of slavery, through unconditional expansion, he stated: "I feel a strong repugnance by any act of mine to extend the present limits of the Union over a new slave-holding territory." For instance, he hoped the acquisition of Texas would "be the means of limiting, not enlarging, the dominion of slavery."[95]
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In 1818, Buchanan met Anne Caroline Coleman at a grand ball in Lancaster, and the two began courting. Anne was the daughter of wealthy iron manufacturer, Robert Coleman. She was also the sister-in-law of Philadelphia judge Joseph Hemphill, one of Buchanan's colleagues. By 1819, the two were engaged, but spent little time together. Buchanan was busy with his law firm and political projects during the Panic of 1819, which took him away from Coleman for weeks at a time. Rumors abounded, as some suggested that he was marrying her only for money; others said he was involved with other (unidentified) women. Letters from Anne revealed she was aware of several rumors.[96] Coleman broke off the engagement, and soon afterward, on December 9, 1819, suddenly died.[97] Buchanan wrote her father for permission to attend the funeral, which was refused.[98]
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After Coleman's death, Buchanan never courted another woman. At the time of her funeral, he said that, "I feel happiness has fled from me forever."[99] During his presidency, an orphaned niece, Harriet Lane, whom he had adopted, served as official White House hostess.[100] There was an unfounded rumor that he had an affair with President Polk's widow, Sarah Childress Polk.[101]
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Buchanan's lifelong bachelorhood after Anne Coleman's death has drawn interest and speculation.[102] Some conjecture that Anne's death merely served to deflect questions about Buchanan's sexuality and bachelorhood.[99] Several writers have surmised that he was homosexual, including James W. Loewen,[103] Robert P. Watson, and Shelley Ross.[104][105] One of his biographers, Jean Baker, suggests that Buchanan was celibate, if not asexual.[106]
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Buchanan had a close relationship with William Rufus King, which became a popular target of gossip. King was an Alabama politician who briefly served as vice president under Franklin Pierce. Buchanan and King lived together in a Washington boardinghouse and attended social functions together, from 1834 until 1844. Such a living arrangement was then common, though King once referred to the relationship as a "communion."[101] Andrew Jackson called King "Miss Nancy" and prominent Democrat Aaron V. Brown referred to King as Buchanan's "better half," "wife" and "Aunt Fancy."[107][108][109] Loewen indicated that Buchanan late in life wrote a letter acknowledging that he might marry a woman who could accept his "lack of ardent or romantic affection."[110][111] Catherine Thompson, the wife of cabinet member Jacob Thompson, later noted that "there was something unhealthy in the president's attitude."[101] King died of tuberculosis shortly after Pierce's inauguration, four years before Buchanan became president. Buchanan described him as "among the best, the purest and most consistent public men I have known."[101] Biographer Baker opines that both men's nieces may have destroyed correspondence between the two men. However, she believes that their surviving letters illustrate only "the affection of a special friendship."[102]
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Though Buchanan predicted that "history will vindicate my memory,"[112] historians have criticized Buchanan for his unwillingness or inability to act in the face of secession. Historical rankings of presidents of the United States without exception place Buchanan among the least successful presidents. When scholars are surveyed, he ranks at or near the bottom in terms of vision/agenda-setting, domestic leadership, foreign policy leadership, moral authority, and positive historical significance of their legacy.[113] In several of these polls (taken prior to 2014), Buchanan is ranked as the worst president in U.S. history.
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Buchanan biographer Philip Klein focuses upon challenges Buchanan faced:
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Buchanan assumed leadership ... when an unprecedented wave of angry passion was sweeping over the nation. That he held the hostile sections in check during these revolutionary times was in itself a remarkable achievement. His weaknesses in the stormy years of his presidency were magnified by enraged partisans of the North and South. His many talents, which in a quieter era might have gained for him a place among the great presidents, were quickly overshadowed by the cataclysmic events of civil war and by the towering Abraham Lincoln.[114]
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Biographer Jean Baker is less charitable to Buchanan, saying in 2004:
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Americans have conveniently misled themselves about the presidency of James Buchanan, preferring to classify him as indecisive and inactive ... In fact Buchanan's failing during the crisis over the Union was not inactivity, but rather his partiality for the South, a favoritism that bordered on disloyalty in an officer pledged to defend all the United States. He was that most dangerous of chief executives, a stubborn, mistaken ideologue whose principles held no room for compromise. His experience in government had only rendered him too self-confident to consider other views. In his betrayal of the national trust, Buchanan came closer to committing treason than any other president in American history.[115]
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A bronze and granite memorial near the southeast corner of Washington, D.C.'s Meridian Hill Park was designed by architect William Gorden Beecher and sculpted by Maryland artist Hans Schuler. It was commissioned in 1916 but not approved by the U.S. Congress until 1918, and not completed and unveiled until June 26, 1930. The memorial features a statue of Buchanan, bookended by male and female classical figures representing law and diplomacy, with engraved text reading: "The incorruptible statesman whose walk was upon the mountain ranges of the law," a quote from a member of Buchanan's cabinet, Jeremiah S. Black.[116]
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An earlier monument was constructed in 1907–08 and dedicated in 1911, on the site of Buchanan's birthplace in Stony Batter, Pennsylvania. Part of the original 18.5-acre (75,000 m2) memorial site is a 250-ton pyramid structure that stands on the site of the original cabin where Buchanan was born. The monument was designed to show the original weathered surface of the native rubble and mortar.[117]
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Three counties are named in his honor, in Iowa, Missouri, and Virginia. Another in Texas was christened in 1858 but renamed Stephens County, after the newly elected Vice President of the Confederate States of America, Alexander Stephens, in 1861.[118] The city of Buchanan, Michigan, was also named after him.[119] Several other communities are named after him: the unincorporated community of Buchanan, Indiana, the city of Buchanan, Georgia, the town of Buchanan, Wisconsin, and the townships of Buchanan Township, Michigan, and Buchanan, Missouri.
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Buchanan and his legacy are central to the film Raising Buchanan (2019). He is portrayed by René Auberjonois.[120]
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Primary sources
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James Knox Polk (November 2, 1795 – June 15, 1849) was the 11th president of the United States, serving from 1845 to 1849. He previously was Speaker of the House of Representatives (1835–1839) and governor of Tennessee (1839–1841). A protégé of Andrew Jackson, he was a member of the Democratic Party and an advocate of Jacksonian democracy. Polk is chiefly known for extending the territory of the United States during the Mexican–American War; during his presidency, the United States expanded significantly with the annexation of the Republic of Texas, the Oregon Territory, and the Mexican Cession following the American victory in the Mexican–American War.
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After building a successful law practice in Tennessee, Polk was elected to the state legislature (1823) and then to the United States House of Representatives in 1825, becoming a strong supporter of Andrew Jackson. After serving as chairman of the Ways and Means Committee, he became Speaker in 1835, the only president to have been Speaker. Polk left Congress to run for governor of Tennessee; he won in 1839, but lost in 1841 and 1843. He was a dark horse candidate for the Democratic nomination for president in 1844; he entered his party's convention as a potential nominee for vice president, but emerged as a compromise to head the ticket when no presidential candidate could secure the necessary two-thirds majority. In the general election, Polk defeated Henry Clay of the rival Whig Party.
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Historians have praised Polk for having met during his four-year term every major domestic and foreign policy goal he had set. After a negotiation fraught with risk of war, he reached a settlement with Great Britain over the disputed Oregon Country, the territory for the most part being divided along the 49th parallel. Polk achieved a sweeping victory in the Mexican–American War, which resulted in the cession by Mexico of nearly all the American Southwest. He secured a substantial reduction of tariff rates with the Walker tariff of 1846. The same year, he achieved his other major goal, re-establishment of the Independent Treasury system. Historian Thomas A. Bailey says that during the Mexican war, "Polk was an energetic and indefatigable war leader, and he emerged, partly through rare good luck, with uninterrupted success. He kept the sole direction of the war in his own hands, from grand strategy to the procurement of mules."[1] True to his campaign pledge to serve only one term, Polk left office in 1849 and returned to Tennessee where he died three months after leaving the White House.
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Though he is relatively obscure today, scholars have ranked Polk favorably for his ability to promote and achieve the major items on his presidential agenda. However, he has also been criticized for leading the country into an unnecessary war against Mexico and for exacerbating sectional divides. A slaveholder for most of his adult life, he owned a plantation in Mississippi and bought slaves while president. A major legacy of Polk's presidency is territorial expansion, as the United States reached the Pacific coast and became poised to be a world power. However, sectional divisions in the U.S. were exacerbated by the territorial expansion and the Civil War is considered a direct consequence of Polk's policy.
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James Knox Polk was born on November 2, 1795, in a log cabin[2] in Pineville, North Carolina.[3] He was the first of 10 children born into a family of farmers.[4] His mother Jane named him after her father, James Knox.[3] His father Samuel Polk was a farmer, slaveholder, and surveyor of Scots-Irish descent. The Polks had immigrated to America in the late 1600s, settling initially on the Eastern Shore of Maryland but later moving to south-central Pennsylvania and then to the Carolina hill country.[3]
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The Knox and Polk families were Presbyterian. While Polk's mother remained a devout Presbyterian, his father, whose own father Ezekiel Polk was a deist, rejected dogmatic Presbyterianism. He refused to declare his belief in Christianity at his son's baptism, and the minister refused to baptize young James.[3][5] Nevertheless, James' mother "stamped her rigid orthodoxy on James, instilling lifelong Calvinistic traits of self-discipline, hard work, piety, individualism, and a belief in the imperfection of human nature", according to James A. Rawley's American National Biography article.[4]
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In 1803, Ezekiel Polk led four of his adult children and their families to the Duck River area in what is now Maury County, Tennessee; Samuel Polk and his family followed in 1806. The Polk clan dominated politics in Maury County and in the new town of Columbia. Samuel became a county judge, and the guests at his home included Andrew Jackson, who had already served as a judge and in Congress.[6][a] James learned from the political talk around the dinner table; both Samuel and Ezekiel were strong supporters of President Thomas Jefferson and opponents of the Federalist Party.[7]
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Polk suffered from frail health as a child, a particular disadvantage in a frontier society. His father took him to see prominent Philadelphia physician Dr. Philip Syng Physick for urinary stones. The journey was broken off by James's severe pain, and Dr. Ephraim McDowell of Danville, Kentucky, operated to remove them. No anesthetic was available except brandy. The operation was successful, but it might have left James impotent or sterile, as he had no children. He recovered quickly, and became more robust. His father offered to bring him into one of his businesses, but he wanted an education and enrolled at a Presbyterian academy in 1813.[8] He became a member of the Zion Church near his home in 1813, and enrolled in the Zion Church Academy. He then entered Bradley Academy in Murfreesboro, Tennessee, where he proved a promising student.[9][10][11]
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In January 1816, Polk was admitted into the University of North Carolina at Chapel Hill as a second-semester sophomore. The Polk family had connections with the university, then a small school of about 80 students; Samuel was its land agent in Tennessee and his cousin William Polk was a trustee.[12] Polk's roommate was William Dunn Moseley, who became the first Governor of Florida. Polk joined the Dialectic Society where he took part in debates, became its president, and learned the art of oratory.[13] In one address, he warned that some American leaders were flirting with monarchical ideals, singling out Alexander Hamilton, a foe of Jefferson.[14] Polk graduated with honors in May 1818.[13]
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After graduation, Polk returned to Nashville, Tennessee to study law under renowned trial attorney Felix Grundy,[15] who became his first mentor. On September 20, 1819, he was elected clerk of the Tennessee State Senate, which then sat in Murfreesboro and to which Grundy had been elected.[16] He was re-elected clerk in 1821 without opposition, and continued to serve until 1822. In June 1820, he was admitted to the Tennessee bar, and his first case was to defend his father against a public fighting charge; he secured his release for a one-dollar fine.[16] He opened an office in Maury County[4] and was successful as a lawyer, due largely to the many cases arising from the Panic of 1819, a severe depression.[17] His law practice subsidized his political career.[18]
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By the time the legislature adjourned its session in September 1822, Polk was determined to be a candidate for the Tennessee House of Representatives. The election was in August 1823, almost a year away, allowing him ample time for campaigning.[19] Already involved locally as a member of the Masons, he was commissioned in the Tennessee militia as a captain in the cavalry regiment of the 5th Brigade. He was later appointed a colonel on the staff of Governor William Carroll, and was afterwards often referred to as "Colonel".[20][21] Although many of the voters were members of the Polk clan, the young politician campaigned energetically. People liked Polk's oratory, which earned him the nickname "Napoleon of the Stump." At the polls, where Polk provided alcoholic refreshments for his voters, he defeated incumbent William Yancey.[19][20]
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Beginning in early 1822, Polk courted Sarah Childress—they were engaged the following year[22] and married on January 1, 1824 in Murfreesboro.[19] Educated far better than most women of her time, especially in frontier Tennessee, Sarah Polk was from one of the state's most prominent families.[19] During James's political career Sarah assisted her husband with his speeches, gave him advice on policy matters, and played an active role in his campaigns.[23] Rawley noted that Sarah Polk's grace, intelligence and charming conversation helped compensate for her husband's often austere manner.[4]
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Polk's first mentor was Grundy, but in the legislature, Polk came increasingly to oppose him on such matters as land reform, and came to support the policies of Andrew Jackson, by then a military hero for his victory at the Battle of New Orleans (1815).[24] Jackson was a family friend to both the Polks and the Childresses—there is evidence Sarah Polk and her siblings called him "Uncle Andrew"—and James Polk quickly came to support his presidential ambitions for 1824. When the Tennessee Legislature deadlocked on whom to elect as U.S. senator in 1823 (until 1913, legislators, not the people, elected senators), Jackson's name was placed in nomination. Polk broke from his usual allies, casting his vote as a member of the state House of Representatives for the general in Jackson's victory. This boosted Jackson's presidential chances by giving him recent political experience[b] to match his military accomplishments. This began an alliance[25] that would continue until Jackson's death early in Polk's presidency.[4] Polk, through much of his political career, was known as "Young Hickory", based on the nickname for Jackson, "Old Hickory". Polk's political career was as dependent on Jackson as his nickname implied.[26]
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In the 1824 United States presidential election, Jackson got the most electoral votes (he also led in the popular vote) but as he did not receive a majority in the Electoral College, the election was thrown into the U.S. House of Representatives, which chose Secretary of State John Quincy Adams, who had received the second-most of each. Polk, like other Jackson supporters, believed that Speaker of the House Henry Clay had traded his support as fourth-place finisher (the House may only choose from among the top three) to Adams in a Corrupt Bargain in exchange for being the new Secretary of State. Polk had in August 1824 declared his candidacy for the following year's election to the House of Representatives from Tennessee's 6th congressional district.[27] The district stretched from Maury County south to the Alabama line, and extensive electioneering was expected of the five candidates. Polk campaigned so vigorously that Sarah began to worry about his health. During the campaign, Polk's opponents said that at the age of 29 Polk was too young for the responsibility of a seat in the House, but he won the election with 3,669 votes out of 10,440 and took his seat in Congress later that year.[28]
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When Polk arrived in Washington, D.C. for Congress' regular session in December 1825, he roomed in Benjamin Burch's boarding house with other Tennessee representatives, including Sam Houston. Polk made his first major speech on March 13, 1826, in which he said that the Electoral College should be abolished and that the president should be elected by popular vote.[29] Remaining bitter at the alleged Corrupt Bargain between Adams and Clay, Polk became a vocal critic of the administration, frequently voting against its policies.[30] Sarah Polk remained at home in Columbia during her husband's first year in Congress, but accompanied him to Washington beginning in December 1826; she assisted him with his correspondence, and came to hear James's speeches.[31]
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Polk won re-election in 1827 and continued to oppose the Adams administration.[31] He remained in close touch with Jackson, and when Jackson ran for president in 1828, Polk was a corresponding advisor on his campaign. Following Jackson's victory over Adams, Polk became one of the new President's most prominent and loyal supporters in the House.[32] Working on Jackson's behalf, Polk successfully opposed federally-funded "internal improvements" such as a proposed Buffalo-to-New Orleans road, and he was pleased by Jackson's Maysville Road veto in May 1830, when Jackson blocked a bill to finance a road extension entirely within one state, Kentucky, deeming it unconstitutional.[33] Jackson opponents alleged that the veto message, which strongly complained about Congress' penchant for passing pork barrel projects, was written by Polk, but he denied this, stating that the message was entirely the President's.[34]
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Polk served as Jackson's most prominent House ally in the "Bank War" that developed over Jackson's opposition to the re-authorization of the Second Bank of the United States.[35] The Second Bank, headed by Nicholas Biddle of Philadelphia, not only held federal dollars, but controlled much of the credit in the United States, as it could present currency issued by local banks for redemption in gold or silver. Some Westerners, including Jackson, opposed the Second Bank, deeming it a monopoly acting in the interest of Easterners.[36] Polk, as a member of the House Ways and Means Committee, conducted investigations of the Second Bank, and though the committee voted for a bill to renew the bank's charter (scheduled to expire in 1836), Polk issued a strong minority report condemning the bank. The bill passed Congress in 1832, but Jackson vetoed it and Congress failed to override the veto. Jackson's action was highly controversial in Washington, but had considerable public support, and he won easy re-election in 1832.[37]
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Like many Southerners, Polk favored low tariffs on imported goods, and initially sympathized with John C. Calhoun's opposition to the Tariff of Abominations during the Nullification Crisis of 1832–1833, but came over to Jackson's side as Calhoun moved towards advocating secession. Thereafter, Polk remained loyal to Jackson as the President sought to assert federal authority. Polk condemned secession and supported the Force Bill against South Carolina, which had claimed the authority to nullify federal tariffs. The matter was settled by Congress passing a compromise tariff.[38]
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In December 1833, after being elected to a fifth consecutive term, Polk, with Jackson's backing, became the chairman of Ways and Means, a powerful position in the House.[39] In that position, Polk supported Jackson's withdrawal of federal funds from the Second Bank. Polk's committee issued a report questioning the Second Bank's finances, and another supporting Jackson's actions against it. In April 1834, the Ways and Means Committee reported a bill to regulate state deposit banks, which, when passed, enabled Jackson to deposit funds in pet banks, and Polk got legislation passed to allow the sale of the government's stock in the Second Bank.[4][40]
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In June 1834, Speaker of the House Andrew Stevenson resigned from Congress to become Minister to the United Kingdom.[41] With Jackson's support, Polk ran for Speaker against fellow Tennessean John Bell, Calhoun disciple Richard Henry Wilde, and Joel Barlow Sutherland of Pennsylvania. After ten ballots, Bell, who had the support of many opponents of the administration, defeated Polk.[42] Jackson called in political debts to try to get Polk elected Speaker at the start of the next Congress in December 1835, assuring Polk in a letter he meant him to burn that New England would support him for Speaker. They were successful; Polk defeated Bell to take the Speakership.[43]
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According to Thomas M. Leonard in his book on Polk, "by 1836, while serving as Speaker of the House of Representatives, Polk approached the zenith of his congressional career. He was at the center of Jacksonian Democracy on the House floor, and, with the help of his wife, he ingratiated himself into Washington's social circles."[44] The prestige of the Speakership caused them to abandon life in a Washington boarding house for their own residence on Pennsylvania Avenue.[44] In the 1836 presidential election, Vice President Martin Van Buren, Jackson's chosen successor, defeated multiple Whig candidates, including Tennessee Senator Hugh Lawson White. Greater Whig strength in Tennessee helped White carry his state, though Polk's home district went for Van Buren.[45] Ninety percent of Tennessee voters had supported Jackson in 1832, but many in the state disliked the destruction of the Second Bank, or were unwilling to support Van Buren.[46]
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As Speaker, Polk worked for the policies of Jackson and later Van Buren. Polk appointed committees with Democratic chairs and majorities, including the New York radical C. C. Cambreleng as the new Ways and Means chair, although he tried to maintain the Speaker's traditional nonpartisan appearance. The two major issues during Polk's speakership were slavery and, after the Panic of 1837, the economy. Polk firmly enforced the "gag rule", by which the House of Representatives would not accept or debate citizen petitions regarding slavery.[47] This ignited fierce protests from John Quincy Adams, who was by then a congressman from Massachusetts and an abolitionist. Instead of finding a way to silence Adams, Polk frequently engaged in useless shouting matches, leading Jackson to conclude that the Speaker should have shown better leadership.[48] Van Buren and Polk faced pressure to rescind the Specie Circular, Jackson's 1836 order that payment for government lands be in gold and silver. Some believed this had led to the crash by causing a lack of confidence in paper currency issued by banks. Despite such arguments, with support from Polk and his cabinet, Van Buren chose to back the Specie Circular. Polk and Van Buren attempted to establish an Independent Treasury system that would allow the government to oversee its own deposits (rather than using pet banks), but the bill was defeated in the House.[47] It eventually passed in 1840.[49]
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Using his thorough grasp of the House's rules,[50] Polk attempted to bring greater order to its proceedings. Unlike many of his peers, he never challenged anyone to a duel no matter how much they insulted his honor.[51] The economic downturn cost the Democrats seats, so that when he faced re-election as Speaker in December 1837, he won by only 13 votes, and he foresaw defeat in 1839. Polk by then had presidential ambitions, but was well aware that no Speaker had ever become president (Polk is still the only one to have held both offices).[52] After seven terms in the House, two as Speaker, he announced that he would not seek re-election, choosing instead to run for Governor of Tennessee in the 1839 election.[53]
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In 1835, the Democrats had lost the governorship of Tennessee for the first time in their history, and Polk decided to return home to help the party.[54] Polk returned to a Tennessee afire for White and Whiggism; the state had changed greatly in its political loyalties since the days of Jacksonian domination. Polk undertook his first statewide campaign, against the Whig incumbent, Newton Cannon, who sought a third two-year term as governor.[55] The fact that Polk was the one called upon to "redeem" Tennessee from the Whigs tacitly acknowledged him as head of the state Democratic Party.[4]
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Polk campaigned on national issues, whereas Cannon stressed matters local to Tennessee. After being bested by Polk in the early debates, the governor retreated to Nashville, by then the state capital, alleging important official business. Polk made speeches across the state, seeking to become known more widely than in his native Middle Tennessee. When Cannon came back on the campaign trail in the final days, Polk pursued him, hastening the length of the state to be able to debate the governor again. On Election Day, August 1, 1839, Polk defeated Cannon, 54,102 to 51,396, as the Democrats recaptured the state legislature and won back three congressional seats in Tennessee.[56]
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Tennessee's governor had limited power—there was no gubernatorial veto, and the small size of the state government limited any political patronage. But Polk saw the office as a springboard for his national ambitions, seeking to be nominated as Van Buren's vice presidential running mate at the 1840 Democratic National Convention in Baltimore in May.[57] Polk hoped to be the replacement if Vice President Richard Mentor Johnson was dumped from the ticket; Johnson was disliked by many Southern whites for fathering two daughters by a biracial mistress, and attempting to introduce them into white society. Johnson was from Kentucky, so Polk's Tennessee residence would keep the New Yorker Van Buren's ticket balanced. The convention chose to endorse no one for vice president, stating that a choice would be made once the popular vote was cast. Three weeks after the convention, recognizing that Johnson was too popular in the party to be ousted, Polk withdrew his name. The Whig presidential candidate, General William Henry Harrison, conducted a rollicking campaign with the motto "Tippecanoe and Tyler Too", easily winning both the national vote and that in Tennessee. Polk campaigned in vain for Van Buren[58] and was embarrassed by the outcome; Jackson, who had returned to his home, the Hermitage, near Nashville, was horrified at the prospect of a Whig administration. Harrison's death after a month in office in 1841 left the presidency to Vice President John Tyler, who soon broke with the Whigs.[59]
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Polk's three major programs during his governorship; regulating state banks, implementing state internal improvements, and improving education all failed to win the approval of the legislature.[60] His only major success as governor was his politicking to secure the replacement of Tennessee's two Whig U.S. senators with Democrats.[60] Polk's tenure was hindered by the continuing nationwide economic crisis that had followed the Panic of 1837 and which had caused Van Buren to lose the 1840 election.[61]
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Encouraged by the success of Harrison's campaign, the Whigs ran a freshman legislator from frontier Wilson County, James C. Jones against Polk in 1841. "Lean Jimmy" had proven one of their most effective gadflies against Polk, and his lighthearted tone at campaign debates was very effective against the serious Polk. The two debated the length of Tennessee,[62] and Jones's support of distribution to the states of surplus federal revenues, and of a national bank, struck a chord with Tennessee voters. On election day in August 1841, Polk was defeated by 3,000 votes, the first time he had been beaten at the polls.[58] Polk returned to Columbia and the practice of law, and prepared for a rematch against Jones in 1843, but though the new governor took less of a joking tone, it made little difference to the outcome, as Polk was beaten again,[63] this time by 3,833 votes.[64][65] In the wake of his second statewide defeat in three years, Polk faced an uncertain political future.[66]
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Despite his loss, Polk was determined to become the next vice president of the United States, seeing it as a path to the presidency.[67] Van Buren was the frontrunner for the 1844 Democratic nomination, and Polk engaged in a careful campaign to become his running mate.[68] The former president faced opposition from Southerners who feared his views on slavery, while his handling of the Panic of 1837—he had refused to rescind the Specie Circular—aroused opposition from some in the West (today's Midwest) who believed his hard money policies had hurt their section of the country.[68] Many Southerners backed Calhoun's candidacy, Westerners rallied around Senator Lewis Cass of Michigan, and former Vice President Johnson also maintained a strong following among Democrats.[68] Jackson assured Van Buren by letter that Polk in his campaigns for governor had "fought the battle well and fought it alone".[69] Polk hoped to gain Van Buren's support, hinting in a letter that a Van Buren/Polk ticket could carry Tennessee, but found him unconvinced.[70]
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The biggest political issue in the United States at that time was territorial expansion.[4] The Republic of Texas had successfully revolted against Mexico in 1836. With the republic largely populated by American emigres, those on both sides of the Sabine River border between the U.S. and Texas deemed it inevitable that Texas would join the United States, but this would anger Mexico, which considered Texas a breakaway province, and threatened war if the United States annexed it. Jackson, as president, had recognized Texas independence, but the initial momentum toward annexation had stalled.[71] Britain was seeking to expand her influence in Texas: Britain had abolished slavery, and if Texas did the same, it would provide a western haven for runaways to match one in the North.[72] A Texas not in the United States would also stand in the way of what was deemed America's Manifest Destiny to overspread the continent.[73]
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Clay was nominated for president by acclamation at the April 1844 Whig National Convention, with New Jersey's Theodore Frelinghuysen his running mate.[74] A Kentucky slaveholder at a time when opponents of Texas annexation argued that it would give slavery more room to spread, Clay sought a nuanced position on the issue. Jackson, who strongly supported a Van Buren/Polk ticket, was delighted when Clay issued a letter for publication in the newspapers opposing Texas annexation, only to be devastated when he learned Van Buren had done the same thing.[75] Van Buren did this because he feared losing his base of support in the Northeast,[76] but his supporters in the old Southwest were stunned at his action. Polk, on the other hand, had written a pro-annexation letter that had been published four days before Van Buren's.[4] Jackson wrote sadly to Van Buren that no candidate who opposed annexation could be elected, and decided Polk was the best person to head the ticket.[77] Jackson met with Polk at the Hermitage on May 13, 1844 and explained to his visitor that only an expansionist from the South or Southwest could be elected—and, in his view, Polk had the best chance.[78] Polk was at first startled, calling the plan "utterly abortive", but he agreed to accept it.[79] Polk immediately wrote to instruct his lieutenants at the convention to work for his nomination as president.[78]
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Despite Jackson's quiet efforts on his behalf, Polk was skeptical that he could win.[80] Nevertheless, because of the opposition to Van Buren by expansionists in the West and South, Polk's key lieutenant at the 1844 Democratic National Convention in Baltimore, Gideon Johnson Pillow, believed Polk could emerge as a compromise candidate.[81] Publicly, Polk, who remained in Columbia during the convention, professed full support for Van Buren's candidacy, and was believed to be seeking the vice presidency. Polk was one of the few major Democrats to have declared for the annexation of Texas.[82]
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The convention opened on May 27, 1844. A crucial question was whether the nominee needed two-thirds of the delegate vote, as had been the case at previous Democratic conventions, or merely a majority. A vote for two-thirds would doom Van Buren's candidacy due to the opposition to him.[83] With the support of the Southern states, the two-thirds rule was passed.[84] Van Buren won a majority on the first presidential ballot, but failed to win the necessary two-thirds, and his support slowly faded on subsequent ballots.[84] Cass, Johnson, Calhoun and James Buchanan had also received votes on the first ballot, and Cass took the lead on the fifth ballot.[85] After seven ballots, the convention remained deadlocked: Cass could not attract the support necessary to reach two-thirds, and Van Buren's supporters were more and more discouraged about the former president's chances. Delegates were ready to consider a new candidate who might break the stalemate.[86]
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When the convention adjourned after the seventh ballot, Pillow, who had been waiting for an opportunity to press Polk's name, conferred with George Bancroft of Massachusetts, a politician and historian who was a longtime Polk correspondent, and who had planned to nominate Polk for vice president. Bancroft had supported Van Buren's candidacy, and was willing to see New York Senator Silas Wright head the ticket, but Wright would not consider taking a nomination that Van Buren wanted. Pillow and Bancroft decided if Polk were nominated for president, Wright might accept the second spot. Before the eighth ballot, former Attorney General Benjamin F. Butler, head of the New York delegation, read a pre-written letter from Van Buren to be used if he could not be nominated, withdrawing in Wright's favor. But Wright (who was in Washington) had also entrusted a pre-written letter to a supporter, in which he refused to be considered as a presidential candidate, and stated in the letter that he agreed with Van Buren's position on Texas. Had Wright's letter not been read he most likely would have been nominated, but without him, Butler began to rally Van Buren supporters for Polk as the best possible candidate, and Bancroft placed Polk's name before the convention. On the eighth ballot, Polk received only 44 votes to Cass's 114 and Van Buren's 104, but the deadlock showed signs of breaking. Butler formally withdrew Van Buren's name, many delegations declared for the Tennessean, and on the ninth ballot Polk received 233 ballots to Cass's 29, making him the Democratic nominee for president. The nomination was then made unanimous.[4][87]
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This left the question of the vice presidential candidate. Butler urged Wright's nomination, and the convention agreed to this, with only eight Georgia delegates dissenting. As the convention waited, word of Wright's nomination was sent to him in Washington via telegraph. Having by proxy declined an almost certain presidential nomination, Wright would not accept the second place. Senator Robert J. Walker of Mississippi, a close Polk ally, suggested former senator George M. Dallas of Pennsylvania. Dallas was acceptable enough to all factions, and gained the vice presidential nomination on the second ballot. The delegates passed a platform, and adjourned on May 30.[88][89]
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Although many contemporary politicians, including Pillow and Bancroft, claimed credit in the years to come for getting Polk the nomination, Walter R. Borneman felt that most credit was due to Jackson and Polk, "the two who had done the most were back in Tennessee, one an aging icon ensconced at the Hermitage and the other a shrewd lifelong politician waiting expectantly in Columbia".[90] Whigs mocked Polk with the chant "Who is James K. Polk?", affecting never to have heard of him.[91] Though he had experience as Speaker of the House and Governor of Tennessee, all previous presidents had served as Vice President, Secretary of State, or as a high-ranking general. Polk has been described as the first "dark horse" presidential nominee, although his nomination was less of a surprise than that of future nominees such as Franklin Pierce or Warren G. Harding.[92] Despite his party's gibes, Clay recognized that Polk could unite the Democrats.[91]
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Rumors of Polk's nomination reached Nashville on June 4, much to Jackson's delight; they were substantiated later that day. The dispatches were sent on to Columbia, arriving the same day, and letters and newspapers describing what had happened at Baltimore were in Polk's hands by June 6. He accepted his nomination by letter dated June 12, alleging that he had never sought the office, and stating his intent to serve only one term.[93] Wright was embittered by what he called the "foul plot" against Van Buren, and demanded assurances that Polk had played no part; it was only after Polk professed that he had remained loyal to Van Buren that Wright supported his campaign.[94] Following the custom of the time that presidential candidates avoid electioneering or appearing to seek the office, Polk remained in Columbia and made no speeches. He engaged in an extensive correspondence with Democratic Party officials as he managed his campaign. Polk made his views known in his acceptance letter and through responses to questions sent by citizens that were printed in newspapers, often by arrangement.[95][96]
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A potential pitfall for Polk's campaign was the issue of whether the tariff should be for revenue only, or with the intent to protect American industry. Polk finessed the tariff issue in a published letter. Recalling that he had long stated that tariffs should only be sufficient to finance government operations, he maintained that stance, but wrote that within that limitation, government could and should offer "fair and just protection" to American interests, including manufacturers.[97] He refused to expand on this stance, acceptable to most Democrats, despite the Whigs pointing out that he had committed himself to nothing. In September, a delegation of Whigs from nearby Giles County came to Columbia, armed with specific questions on Polk's views regarding the current tariff, the Whig-passed Tariff of 1842, and with the stated intent of remaining in Columbia until they got answers. Polk took several days to respond, and chose to stand by his earlier statement, provoking an outcry in the Whig papers.[98]
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Another concern was the third-party candidacy of President Tyler, which might split the Democratic vote. Tyler had been nominated by a group of loyal officeholders. Under no illusions he could win, he believed he could rally states' rights supporters and populists to hold the balance of power in the election. Only Jackson had the stature to resolve the situation, which he did with two letters to friends in the Cabinet, that he knew would be shown to Tyler, stating that the President's supporters would be welcomed back into the Democratic fold. Jackson wrote that once Tyler withdrew, many Democrats would embrace him for his pro-annexation stance. The former president also used his influence to stop Francis Preston Blair and his Globe newspaper, the semi-official organ of the Democratic Party, from attacking Tyler. These proved enough; Tyler withdrew from the race in August.[99][100]
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Party troubles were a third concern. Polk and Calhoun made peace when a former South Carolina congressman, Francis Pickens visited Tennessee and came to Columbia for two days and to the Hermitage for sessions with the increasingly ill Jackson. Calhoun wanted the Globe dissolved, and that Polk would act against the 1842 tariff and promote Texas annexation. Reassured on these points, Calhoun became a strong supporter.[101]
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Polk was aided regarding Texas when Clay, realizing his anti-annexation letter had cost him support, attempted in two subsequent letters to clarify his position. These angered both sides, which attacked Clay as insincere.[102] Texas also threatened to divide the Democrats sectionally, but Polk managed to appease most Southern party leaders without antagonizing Northern ones.[103] As the election drew closer, it became clear that most of the country favored the annexation of Texas, and some Southern Whig leaders supported Polk's campaign due to Clay's anti-annexation stance.[103]
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The campaign was vitriolic; both major party candidates were accused of various acts of malfeasance; Polk was accused of being both a duelist and a coward. The most damaging smear was the Roorback forgery; in late August an item appeared in an abolitionist newspaper, part of a book detailing fictional travels through the South of a Baron von Roorback, an imaginary German nobleman. The Ithaca Chronicle printed it without labeling it as fiction, and inserted a sentence alleging that the traveler had seen forty slaves who had been sold by Polk after being branded with his initials. The item was withdrawn by the Chronicle when challenged by the Democrats, but it was widely reprinted. Borneman suggested that the forgery backfired on Polk's opponents as it served to remind voters that Clay too was a slaveholder,[104] John Eisenhower, in his journal article on the election, stated that the smear came too late to be effectively rebutted, and likely cost Polk Ohio. Southern newspapers, on the other hand, went far in defending Polk, one Nashville newspaper alleging that his slaves preferred their bondage to freedom.[105] Polk himself implied to newspaper correspondents that the only slaves he owned had either been inherited or had been purchased from relatives in financial distress; this paternalistic image was also painted by surrogates like Gideon Pillow. This was not true, though not known at the time; by then he had bought over thirty slaves, both from relatives and others, mainly for the purpose of procuring labor for his Mississippi cotton plantation.[106]
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There was no uniform election day in 1844; states voted between November 1 and 12.[107] Polk won the election with 49.5% of the popular vote and 170 of the 275 electoral votes.[108] Becoming the first president elected despite losing his state of residence (Tennessee),[107] Polk also lost his birth state, North Carolina. However, he won Pennsylvania and New York, where Clay lost votes to the antislavery Liberty Party candidate James G. Birney, who got more votes in New York than Polk's margin of victory. Had Clay won New York, he would have been elected president.[108]
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With a slender victory in the popular vote, but with a greater victory in the Electoral College (170–105), Polk proceeded to implement his campaign promises. He presided over a country whose population had doubled every twenty years since the American Revolution and which had reached demographic parity with Great Britain.[109] Polk's tenure saw continued technological improvements, including the continued expansion of railroads and increased use of the telegraph.[109] These improved communications and growing demographics increasingly made the United States into a strong military power, while also stoking expansionism.[110] However, sectional divisions remained and became worse during his tenure.
|
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+
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Polk set four clearly defined goals for his administration:[110]
|
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While his domestic aims represented continuity with past Democratic policies, successful completion of Polk's foreign policy goals would represent the first major American territorial gains since the Adams–Onís Treaty of 1819.[110]
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94 |
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After being informed of his victory on November 15, 1844, Polk turned his attention to forming a geographically-balanced Cabinet.[111] He consulted Jackson and one or two other close allies, and decided that the large states of New York, Pennsylvania and Virginia should have representation in the six-member Cabinet, as should his home state of Tennessee. At a time when an incoming president might retain some or all of his predecessor's department heads, Polk wanted an entirely fresh Cabinet, but this proved delicate. Tyler's final Secretary of State was Calhoun, leader of a considerable faction of the Democratic Party, but, when approached by emissaries, he did not take offense and was willing to step down.[112]
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Polk did not want his Cabinet to contain presidential hopefuls, though he chose to nominate James Buchanan of Pennsylvania, whose ambition for the presidency was well-known, as Secretary of State.[113] Tennessee's Cave Johnson, a close friend and ally of Polk, was nominated for the position of Postmaster General, with George Bancroft, the historian who had placed a crucial role in Polk's nomination, as Navy Secretary.[114] Polk's choices met with the approval of Andrew Jackson, whom Polk met with in January 1845 for the last time, as Jackson died that June.[114]
|
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Tyler's last Navy Secretary, John Y. Mason of Virginia, Polk's friend since college days and a longtime political ally, was not on the original list. As Cabinet choices were affected by factional politics and President Tyler's drive to resolve the Texas issue before leaving office, Polk at the last minute chose him as Attorney General.[112] Polk also chose Mississippi Senator Walker as Secretary of the Treasury and New York's William Marcy as Secretary of War. All gained Senate confirmation after Polk took office. The members worked well together, and few replacements were necessary. One reshuffle was required in 1846 when Bancroft, who wanted a diplomatic posting, became U.S. minister to Britain.[115]
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As Polk put together his Cabinet, President Tyler sought to complete the annexation of Texas. While the Senate had defeated an earlier treaty that would annex the republic, Tyler urged Congress to pass a joint resolution, relying on its constitutional power to admit states.[116] There were disagreements about the terms under which Texas would be admitted and Polk became involved in negotiations to break the impasse. With Polk's help, the annexation resolution narrowly cleared the Senate.[116] Tyler was unsure whether to sign the resolution or leave it for Polk, and sent Calhoun to consult with the President-elect, who declined to give any advice. On his final evening in office, March 3, 1845, Tyler offered annexation to Texas according to the terms of the resolution.[117]
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Even before his inauguration, Polk wrote to Cave Johnson, "I intend to be myself President of the U.S."[118] He would gain a reputation as a hard worker, spending ten to twelve hours at his desk, and rarely leaving Washington. Polk wrote, "No President who performs his duty faithfully and conscientiously can have any leisure. I prefer to supervise the whole operations of the government myself rather than intrust the public business to subordinates, and this makes my duties very great."[4] When he took office on March 4, 1845, Polk, at 49, became the youngest president to that point. Polk's inauguration was the first inaugural ceremony to be reported by telegraph, and first to be shown in a newspaper illustration (in The Illustrated London News).[119]
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In his inaugural address, delivered in a steady rain, Polk made clear his support for Texas annexation by referring to the 28 states of the U.S., thus including Texas. He proclaimed his fidelity to Jackson's principles by quoting his famous toast, "Every lover of his country must shudder at the thought of the possibility of its dissolution and will be ready to adopt the patriotic sentiment, 'Our Federal Union—it must be preserved.'"[120] He stated his opposition to a national bank, and repeated that the tariff could include incidental protection. Although he did not mention slavery specifically, he alluded to it, decrying those who would tear down an institution protected by the Constitution.[121]
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Polk devoted the second half of his speech to foreign affairs, and specifically to expansion. He applauded the annexation of Texas, warning that Texas was no affair of any other nation, and certainly none of Mexico's. He spoke of the Oregon Country, and of the many who were migrating, pledging to safeguard America's rights there, and to protect the settlers.[122]
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As well as appointing Cabinet officers to advise him, Polk made his sister's son, J. Knox Walker, his personal secretary, an especially important position because, other than his slaves, Polk had no staff at the White House. Walker, who lived at the White House with his growing family (two children were born to him while living there), performed his duties competently through his uncle's presidency. Other Polk relatives visited at the White House, some for extended periods.[123]
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Britain derived its claim to the Oregon Country from the voyages of Captains James Cook and George Vancouver, the Americans from the explorations of the Lewis and Clark expedition and from the discovery of the Columbia River by the American sea captain, Robert Gray. By treaty, Russia had waived any claim south of the southern border of Alaska, which it possessed until 1867, and Spain, which claimed the Pacific Coast to the 42nd parallel, ceded any claims it might have north of that to the United States under the Adams–Onís Treaty of 1819. This was just before Mexico gained its independence from Spain in 1821.[125] Claims of the indigenous peoples of the region to their traditional lands were not a factor.
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Rather than war over the distant and low-population territory, the United States and Britain had negotiated. Since the signing of the Treaty of 1818, the Oregon Country had been under the joint occupation and control of the United Kingdom and the United States. Previous U.S. administrations had offered to divide the region along the 49th parallel, which was not acceptable to Britain, as it had commercial interests along the Columbia River.[126] Britain's preferred partition was unacceptable to Polk, as it would have awarded Puget Sound and all lands north of the Columbia River to Britain, and Britain was unwilling to accept the 49th parallel extended to the Pacific, as it meant the entire opening to Puget Sound would be in American hands, isolating its settlements along the Fraser River.[126]
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Edward Everett, President Tyler's ambassador to Great Britain, had informally proposed dividing the territory at the 49th parallel with the strategic Vancouver Island granted to the British, thus allowing an opening to the Pacific. But when the new British minister in Washington, Richard Pakenham arrived in 1844 prepared to follow up, he found that many Americans desired the entire territory.[127] Oregon had not been a major issue in the 1844 election. However, the heavy influx of settlers, mostly American, to the Oregon Country in 1845, and the rising spirit of expansionism in the United States as Texas and Oregon seized the public's eye, made a treaty with Britain more urgent.[128] Many Democrats believed that the United States should span from coast to coast, a philosophy described as Manifest Destiny.[4]
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Though both sides sought an acceptable compromise, each also saw the territory as an important geopolitical asset that would play a large part in determining the dominant power in North America.[126] In his inaugural address, Polk announced that he viewed the U.S. claim to the land as "clear and unquestionable", provoking threats of war from British leaders should Polk attempt to take control of the entire territory.[129] Polk had refrained in his address from asserting a claim to the entire territory, which extended north to 54 degrees, 40 minutes north latitude, although the Democratic Party platform called for such a claim.[130] Despite Polk's hawkish rhetoric, he viewed war over Oregon as unwise, and Polk and Buchanan began negotiations with the British.[131] Like his predecessors, Polk again proposed a division along the 49th parallel, which was immediately rejected by Pakenham.[132] Secretary of State Buchanan was wary of a two-front war with Mexico and Britain, but Polk was willing to risk war with both countries in pursuit of a favorable settlement.[133] In his annual message to Congress in December 1845, Polk requested approval of giving Britain a one-year notice (as required in the Treaty of 1818) of his intention to terminate the joint occupancy of Oregon.[134] In that message, he quoted from the Monroe Doctrine to denote America's intention of keeping European powers out, the first significant use of it since its origin in 1823.[135] After much debate, Congress eventually passed the resolution in April 1846, attaching its hope that the dispute would be settled amicably.[136]
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When the British Foreign Secretary, Lord Aberdeen, learned of the proposal rejected by Pakenham, Aberdeen asked the United States to re-open negotiations, but Polk was unwilling unless a proposal was made by the British.[137] With Britain moving towards free trade with the repeal of the Corn Laws, good trade relations with the United States were more important to Aberdeen than a distant territory.[138] In February 1846, Polk allowed Buchanan to inform Louis McLane, the American ambassador to Britain, that Polk's administration would look favorably on a British proposal to divide the continent at the 49th parallel.[139] In June 1846, Pakenham presented an offer to the Polk administration, calling for a boundary line at the 49th parallel, with the exception that Britain would retain all of Vancouver Island, and there would be limited navigation rights for British subjects on the Columbia River until the expiration of the charter of the Hudson's Bay Company in 1859.[140] Polk and most of his Cabinet were prepared to accept the proposal, but Buchanan, in a reversal, urged that the United States seek control of all of the Oregon Territory. Polk deemed Buchanan's about-face linked to his presidential ambitions.[141]
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After winning the reluctant approval of Buchanan, and choosing to have the Senate weigh in (favorably) on the draft treaty,[4] Polk submitted the full treaty to the Senate for ratification. The Senate ratified the Oregon Treaty in a 41–14 vote, with opposition from diehards who sought the full territory.[142] Polk's willingness to risk war with Britain had frightened many, but his tough negotiation tactics may have gained the United States concessions from the British (particularly regarding the Columbia River) that a more conciliatory president might not have won.[143]
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The annexation resolution signed by Tyler gave the president the choice of asking Texas to approve annexation, or reopening negotiations; Tyler immediately sent a messenger to the U.S. representative in Texas, Andrew Jackson Donelson, choosing the former option. Thus, Polk's first major decision in office was whether to recall Tyler's courier to Texas.[144]
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Though it was within Polk's power to recall the messenger, he chose to allow him to continue, with the hope that Texas would accept the offer.[144] He also sent Congressman Archibald Yell of Arkansas as his personal emissary, taking his private assurance that the United States would defend Texas, and would fix its southern border at the Rio Grande, as claimed by Texas, rather than at the Nueces River, as claimed by Mexico.[4][145] Polk retained Donelson in his post, and the diplomat sought to convince Texas' leaders to accept annexation under the terms proposed by the Tyler administration.[146] Though public sentiment in Texas favored annexation, some leaders, including President Anson Jones, hoped negotiation would bring better terms.[147] Britain had offered to work a deal whereby Texas would gain Mexican recognition in exchange for a pledge never to annex itself to another country, but after consideration, the influential former president, Sam Houston, rejected it, as did the Texas Congress.[148]
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In July 1845, a convention ratified annexation, and thereafter voters approved it.[149] In December 1845, Polk signed a resolution annexing Texas, and it became the 28th state.[150] Mexico had broken diplomatic relations with the United States on passage of the joint resolution in March 1845; annexation increased tensions with that nation, which had never recognized Texan independence.[151]
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Following the Texan ratification of annexation in 1845, both Mexicans and Americans saw conflict as a likely possibility.[152] Polk began preparations for a potential war with Mexico over Texas, sending an army there, led by Brigadier General Zachary Taylor.[153] Taylor and Commodore David Conner of the U.S. Navy, commanding American ships off the Mexican coast, were both ordered to avoid provoking a war, while preparing for conflict, and to respond to any Mexican aggression. Sending the U.S. Army there was a provocative act.[153] Although Polk had the military prepare for war, he did not believe it would come to that; he thought Mexico would give in under duress,[154] which proved to be a significant miscalculation.
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Polk hoped that a show of force by the U.S. military under Taylor and Conner could avert war and lead to negotiations with the Mexican government.[153] In late 1845, Polk sent diplomat John Slidell to Mexico to purchase New Mexico and California for $30 million, as well as securing Mexico's agreement to a Rio Grande border.[155] Slidell arrived in Mexico City in December 1845. Mexican President José Joaquín de Herrera was unwilling to receive him because of the hostility of the public towards the United States. Slidell's ambassadorial credentials were refused by a Mexican council of government, and Herrera soon thereafter was deposed by a military coup led by General Mariano Paredes,[156] a hard-liner who pledged to take back Texas from the United States.[157] Dispatches from Slidell and from the U.S. consul in Mexico City, John Black, made clear their views that U.S. aims for territorial expansion could not be accomplished without war.[158]
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Taylor's instructions were to repel any incursion by Mexico north of the Rio Grande, when the Texas boundary line had been de facto at the Nueces River. Initially, his army did not advance further than Corpus Christi, at the mouth of the Nueces.[159] On January 13, 1846, Polk ordered Taylor to proceed to the Rio Grande, though it took him time to prepare for the march.[160] Polk was convinced that sending Taylor to the Nueces Strip would provoke war; even if it did not, he was prepared to have Congress declare it.[161]
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Slidell returned to Washington in May 1846 and gave his opinion that negotiations with the Mexican government were unlikely to be successful. Polk regarded the treatment of his diplomat as an insult and an "ample cause of war", and he prepared to ask Congress to declare it.[162] Meanwhile, in late March, General Taylor had reached the Rio Grande, and his army camped across the river from Matamoros, Tamaulipas. In April, after Mexican general Pedro de Ampudia demanded that Taylor return to the Nueces River, Taylor began a blockade of Matamoros. A skirmish on the northern side of the Rio Grande on April 25 ended in the death or capture of dozens of American soldiers, and became known as the Thornton Affair. Word did not reach Washington until May 9, and Polk immediately convened the Cabinet and obtained their approval of his plan to send a war message to Congress on the ground that Mexico had, as Polk put it in his message, "shed American blood on the American soil".[163] Polk's message was crafted to present the war as a just and necessary defense of the country against a neighbor that had long troubled the United States.[164]
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The House overwhelmingly approved a resolution declaring war and authorizing the president to accept 50,000 volunteers into the military.[165] Some of those voting in favor were unconvinced that the U.S. had just cause to go to war, but feared to be deemed unpatriotic.[166] In the Senate, war opponents led by Calhoun also questioned Polk's version of events.[167] Nonetheless, the House resolution passed the Senate in a 40–2 vote, with Calhoun abstaining, marking the beginning of the Mexican–American War.[167]
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After the initial skirmishes, Taylor and much of his army marched away from the river to secure the supply line, leaving a makeshift base, Fort Texas. On the way back to the Rio Grande, Mexican forces under General Mariano Arista attempted to block Taylor's way as other troops laid siege to Fort Texas, forcing the U.S. Army general to the attack if he hoped to relieve the fort. In the Battle of Palo Alto, the first major engagement of the war, Taylor's troops forced Arista's from the field, suffering only four dead to hundreds for the Mexicans. The next day, Taylor led the army to victory in the Battle of Resaca de la Palma, putting the Mexican Army to rout.[168] The early successes boosted support for the war, which despite the lopsided votes in Congress had deeply divided the nation.[169] Many Northern Whigs opposed the war, as did others; they felt Polk had used patriotism to manipulate the nation into fighting a war the goal of which was to give slavery room to expand.[170]
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Polk distrusted the two senior officers, Major General Winfield Scott and Taylor, as both were Whigs, and would have replaced them with Democrats, but felt Congress would not approve it. He offered Scott the position of top commander in the war, which the general accepted. Polk and Scott already knew and disliked each other: the President made the appointment despite the fact that Scott had sought his party's presidential nomination for the 1840 election.[171][172] Polk came to believe that Scott was too slow in getting himself and his army away from Washington and to the Rio Grande, and was outraged to learn Scott was using his influence in Congress to defeat the administration's plan to expand the number of generals.[173] The news of Taylor's victory at Resaca de la Palma arrived then, and Polk decided to have Taylor take command in the field, and Scott to remain in Washington. Polk also ordered Commodore Conner to allow Antonio López de Santa Anna to return to Mexico from his exile in Havana, thinking that he would negotiate a treaty ceding territory to the U.S. for a price. Polk sent representatives to Cuba for talks with Santa Anna.
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Polk sent an army expedition led by Stephen W. Kearny towards Santa Fe, to territory beyond the original claims in Texas.[174] In 1845, Polk, fearful of French or British intervention, had sent Lieutenant Archibald H. Gillespie to California with orders to foment a pro-American rebellion that could be used to justify annexation of the territory.[175] After meeting with Gillespie, Army captain John C. Frémont led settlers in northern California to overthrow the Mexican garrison in Sonoma in what became known as the Bear Flag Revolt.[176] In August 1846, American forces under Kearny captured Santa Fe, capital of the province of New Mexico, without firing a shot.[177] Almost simultaneously, Commodore Robert F. Stockton landed in Los Angeles and proclaimed the capture of California.[178] After American forces put down a revolt, the United States held effective control of New Mexico and California.[179] Nevertheless, the Western theater of the war would prove to be a political headache for Polk, since a dispute between Frémont and Kearny led to a break between Polk and the powerful Missouri senator (and father-in-law of Frémont), Thomas Hart Benton.[180]
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The initial public euphoria over the victories at the start of the war slowly dissipated.[181] In August 1846, Polk asked Congress to appropriate $2 million as a down payment for the potential purchase of Mexican lands. Polk's request ignited opposition, as he had never before made public his desire to annex parts of Mexico (aside from lands claimed by Texas). It was unclear whether such newly acquired lands would be slave or free, and there was fierce and acrimonious sectional debate. A freshman Democratic Congressman, David Wilmot of Pennsylvania, previously a firm supporter of Polk's administration, offered an amendment to the bill, the Wilmot Proviso, that would ban slavery in any land acquired using the money. The appropriation bill, with the Wilmot Proviso attached, passed the House, but died in the Senate.[182] This discord cost Polk's party, with Democrats losing control of the House in the 1846 elections. In early 1847, though, Polk was successful in passing a bill raising further regiments, and he also finally won approval for the appropriation.[183]
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To try to bring the war to a quick end, in July 1846 Polk considered supporting a potential coup led by the exiled Mexican former president, General Antonio López de Santa Anna, with the hope that Santa Anna would sell parts of California.[184] Santa Anna was in exile in Cuba, still a colony of Spain. Polk sent an envoy to have secret talks with Santa Anna. The U.S. Consul in Havana, R.B. Campbell, began seeking a way to engage with Santa Anna. A U.S. citizen of Spanish birth, Col. Alejandro José Atocha, knew Santa Anna and acted initially as an intermediary. Polk noted his contacts with Atocha in his diary, who said that Santa Anna was interested in concluding a treaty with the U.S. gaining territory while Mexico received payment that would include settling its debts. Polk decided that Atocha was untrustworthy and sent his own representative, Alexander Slidell Mackenzie, (a relative of John Slidell) to meet with Santa Anna. Mackenzie told Santa Anna that Polk wished to see him in power and that if they came to an agreement that the U.S. naval blockade would be lifted briefly to allow Santa Anna to return to Mexico. Polk requested $2 million from Congress to be used to negotiate a treaty with Mexico or payment to Mexico before a treaty was signed. The blockade was indeed briefly lifted and Santa Anna returned to Mexico, not to head a government that would negotiate a treaty with the U.S., but rather to organize a military defense of his homeland. Santa Anna gloated over Polk's naïveté;[185] Polk had been "snookered" by Santa Anna.[186] Instead of coming to a negotiated settlement with the U.S., Santa Anna mounted a defense of Mexico and fought to the bitter end. "His actions would prolong the war for at least a year, and more than any other single person, it was Santa Anna who denied Polk's dream of short war."[187]
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This caused Polk to harden his position on Mexico,[188] and he ordered an American landing at Veracruz, the most important Mexican port on the Gulf of Mexico. From there, troops were to march through Mexico's heartland to Mexico City, which it was hoped would end the war.[189] Continuing to advance in northeast Mexico, Taylor defeated a Mexican army led by Ampudia in the September 1846 Battle of Monterrey, but allowed Ampudia's forces to withdraw from the town, much to Polk's consternation.[190] Polk believed Taylor had not aggressively pursued the enemy, and offered command of the Veracruz expedition to Scott.[191]
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The lack of trust Polk had in Taylor was returned by the Whig general, who feared the partisan president was trying to destroy him. Accordingly, Taylor disobeyed orders to remain near Monterrey.[172] In March 1847, Polk learned that Taylor had continued to march south, capturing the northern Mexican town of Saltillo.[192] Continuing beyond Saltillo, Taylor's army fought a larger Mexican force, led by Santa Anna, in the Battle of Buena Vista. Initial reports gave the victory to Mexico, with great rejoicing, but Santa Anna retreated. Mexican casualties were five times that of the Americans, and the victory made Taylor even more of a military hero in the American public's eyes, though Polk preferred to credit the bravery of the soldiers rather than the Whig general.[193]
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The U.S. changed the course of the war with its invasion of Mexico's heartland through Veracruz and ultimately the capture of Mexico City, following hard fighting. In March 1847, Scott landed in Veracruz, and quickly won control of the city.[194] The Mexicans expected that yellow fever and other tropical diseases would weaken the U.S. forces. With the capture of Veracruz, Polk dispatched Nicholas Trist, Buchanan's chief clerk, to accompany Scott's army and negotiate a peace treaty with Mexican leaders.[195] Trist was instructed to seek the cession of Alta California, New Mexico, and Baja California, recognition of the Rio Grande as the southern border of Texas, and U.S. access across the Isthmus of Tehuantepec.[196] Trist was authorized to make a payment of up to $30 million in exchange for these concessions.[196]
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In August 1847, as he advanced towards Mexico City, Scott defeated Santa Anna at the Battle of Contreras and the Battle of Churubusco.[197] With the Americans at the gates of Mexico City, Trist negotiated with commissioners, but the Mexicans were willing to give up little.[198] Scott prepared to take Mexico City, which he did in mid-September.[199] In the United States, a heated political debate emerged regarding how much of Mexico the United States should seek to annex, Whigs such as Henry Clay arguing that the United States should only seek to settle the Texas border question, and some expansionists arguing for the annexation of all of Mexico.[200] War opponents were also active; Whig Congressman Abraham Lincoln of Illinois introduced the "exact spot" resolutions, calling on Polk to state exactly where American blood had been shed on American soil to start the war, but the House refused to consider them.[201]
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Frustrated by a lack of progress in negotiations, Polk ordered Trist to return to Washington, but the diplomat, when the notice of recall arrived in mid-November 1847, ignored the order, deciding to remain and writing a lengthy letter to Polk the following month to justify his decision. Polk considered having Butler, designated as Scott's replacement, forcibly remove him from Mexico City.[202] Though outraged by Trist's defiance, Polk decided to allow him some time to negotiate a treaty.[203]
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Throughout January 1848, Trist regularly met with officials in Mexico City, though at the request of the Mexicans, the treaty signing took place in Guadalupe Hidalgo, a small town near Mexico City. Trist was willing to allow Mexico to keep Baja California, as his instructions allowed, but successfully haggled for the inclusion of the important harbor of San Diego in a cession of Alta California. Provisions included the Rio Grande border and a $15 million payment to Mexico. On February 2, 1848, Trist and the Mexican delegation signed the Treaty of Guadalupe Hidalgo. Polk received the document on February 19,[204][205] and, after the Cabinet met on the 20th, decided he had no choice but to accept it. If he turned it down, with the House by then controlled by the Whigs, there was no assurance Congress would vote funding to continue the war. Both Buchanan and Walker dissented, wanting more land from Mexico, a position with which the President was sympathetic, though he considered Buchanan's view motivated by his ambition.[206]
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Some senators opposed the treaty because they wanted to take no Mexican territory; others hesitated because of the irregular nature of Trist's negotiations. Polk waited in suspense for two weeks as the Senate considered it, sometimes hearing that it would likely be defeated, and that Buchanan and Walker were working against it. He was relieved when the two Cabinet officers lobbied on behalf of the treaty. On March 10, the Senate ratified the treaty in a 38–14 vote, on a vote that cut across partisan and geographic lines.[207] The Senate made some modifications to the treaty before ratification, and Polk worried that the Mexican government would reject them. On June 7, Polk learned that Mexico had ratified the treaty.[208] Polk declared the treaty in effect as of July 4, 1848, thus ending the war.[209] With the acquisition of California, Polk had accomplished all four of his major presidential goals.[208] With the exception of the territory acquired by the 1853 Gadsden Purchase, the territorial acquisitions under Polk established the modern borders of the Contiguous United States.[209]
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Polk had been anxious to establish a territorial government for Oregon once the treaty was effective in 1846, but the matter became embroiled in the arguments over slavery, though few thought Oregon suitable for that institution. A bill to establish an Oregon territorial government passed the House after being amended to bar slavery; the bill died in the Senate when opponents ran out the clock on the congressional session. A resurrected bill, still barring slavery, again passed the House in January 1847 but it was not considered by the Senate before Congress adjourned in March. By the time Congress met again in December, California and New Mexico were in U.S. hands, and Polk in his annual message urged the establishment of territorial governments in all three.[210] The Missouri Compromise had settled the issue of the geographic reach of slavery within the Louisiana Purchase territories by prohibiting slavery in states north of 36°30′ latitude, and Polk sought to extend this line into the newly acquired territory.[211] If extended to the Pacific, this would have made slavery illegal in San Francisco, but allowed it in Monterey and Los Angeles.[212] A plan to accomplish the extension was defeated in the House by a bipartisan alliance of Northerners.[213] As the last congressional session before the 1848 election came to a close, Polk signed the lone territorial bill passed by Congress, which established the Territory of Oregon and prohibited slavery in it.[214]
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When Congress reconvened in December 1848, Polk asked it in his annual message to establish territorial governments in California and New Mexico, a task made especially urgent by the onset of the California Gold Rush.[215] The divisive issue of slavery blocked any such legislation, though congressional action continued until the final hours of Polk's term. When the bill was amended to have the laws of Mexico apply to the southwest territories until Congress changed them (thus effectively banning slavery), Polk made it clear that he would veto it, considering it the Wilmot Proviso in another guise. It was not until the Compromise of 1850 that the matter of the territories was resolved.[216]
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Polk's ambassador to the Republic of New Granada, Benjamin Alden Bidlack, negotiated the Mallarino–Bidlack Treaty.[217] Though Bidlack had initially only sought to remove tariffs on American goods, Bidlack and New Granadan Foreign Minister Manuel María Mallarino negotiated a broader agreement that deepened military and trade ties between the two countries.[217] The treaty also allowed for the construction of the Panama Railway.[218] In an era of slow overland travel, the treaty gave the United States a route for a quicker journey between its eastern and western coasts.[218] In exchange, Bidlack agreed to have the United States guarantee New Granada's sovereignty over the Isthmus of Panama.[217] The treaty won ratification in both countries in 1848.[218] The agreement helped to establish a stronger American influence in the region, as the Polk administration sought to ensure that Great Britain would not dominate Central America.[218] The United States would use the rights granted under the Mallarino-Bidlack Treaty as a justification for its military interventions in Latin America through the remainder of the 19th century.[217]
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In mid-1848, President Polk authorized his ambassador to Spain, Romulus Mitchell Saunders, to negotiate the purchase of Cuba and offer Spain up to $100 million, a large sum at the time for one territory, equal to $2.96 billion in present-day terms.[219] Cuba was close to the United States and had slavery, so the idea appealed to Southerners but was unwelcome in the North. However, Spain was still making profits in Cuba (notably in sugar, molasses, rum and tobacco), and thus the Spanish government rejected Saunders's overtures.[220] Though Polk was eager to acquire Cuba, he refused to support the filibuster expedition of Narciso López, who sought to invade and take over the island as a prelude to annexation.[221]
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In his inaugural address, Polk called upon Congress to re-establish the Independent Treasury System under which government funds were held in the Treasury and not in banks or other financial institutions.[222] President Van Buren had previously established a similar system, but it had been abolished during the Tyler administration.[223] Polk made clear his opposition to a national bank in his inaugural address, and in his first annual message to Congress in December 1845, he called for the government to keep its funds itself. Congress was slow to act; the House passed a bill in April 1846 and the Senate in August, both without a single Whig vote.[224] Polk signed the Independent Treasury Act into law on August 6, 1846.[225] The act provided that the public revenues were to be retained in the Treasury building and in sub-treasuries in various cities, separate from private or state banks.[225] The system would remain in place until the passage of the Federal Reserve Act in 1913.[226]
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Polk's other major domestic initiative was the lowering of the tariff.[222] Polk directed Secretary of the Treasury Robert Walker to draft a new and lower tariff, which Polk submitted to Congress.[227] After intense lobbying by both sides, the bill passed the House and, in a close vote that required Vice President Dallas to break a tie, the Senate in July 1846.[228] Dallas, although from protectionist Pennsylvania, voted for the bill, having decided his best political prospects lay in supporting the administration.[229] Polk signed the Walker Tariff into law, substantially reducing the rates that had been set by the Tariff of 1842.[230] The reduction of tariffs in the United States and the repeal of the Corn Laws in Great Britain led to a boom in Anglo-American trade.[226]
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Congress passed the Rivers and Harbors Bill in 1846 to provide $500,000 to improve port facilities, but Polk vetoed it. Polk believed that the bill was unconstitutional because it unfairly favored particular areas, including ports that had no foreign trade. Polk considered internal improvements to be matters for the states, and feared that passing the bill would encourage legislators to compete for favors for their home district—a type of corruption that he felt would spell doom to the virtue of the republic.[231] In this regard he followed his hero Jackson, who had vetoed the Maysville Road Bill in 1830 on similar grounds.[232]
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Opposed by conviction to Federal funding for internal improvements, Polk stood strongly against all such bills.[4] Congress, in 1847, passed another internal improvements bill; he pocket vetoed it and sent Congress a full veto message when it met in December. Similar bills continued to advance in Congress in 1848, though none reached his desk.[233] When he came to the Capitol to sign bills on March 3, 1849, the last day of the congressional session and his final full day in office, he feared that an internal improvements bill would pass Congress, and he brought with him a draft veto message. The bill did not pass, so it was not needed, but feeling the draft had been ably written, he had it preserved among his papers.[4]
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Authoritative word of the discovery of gold in California did not arrive in Washington until after the 1848 election, by which time Polk was a lame duck. Polk's political adversaries had claimed California was too far away to be useful, and was not worth the price paid to Mexico. The President was delighted by the news, seeing it as validation of his stance on expansion, and referred to the discovery several times in his final annual message to Congress that December. Shortly thereafter, actual samples of the California gold arrived, and Polk sent a special message to Congress on the subject. The message, confirming less authoritative reports, caused large numbers of people to move to California, both from the U.S. and abroad, thus helping to spark the California Gold Rush.[234]
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One of Polk's last acts as President was to sign the bill creating the Department of the Interior (March 3, 1849). This was the first new cabinet position created since the early days of the Republic. Polk had misgivings about the federal government usurping power over public lands from the states. Nevertheless, the delivery of the legislation on his last full day in office gave him no time to find constitutional grounds for a veto, or to draft a sufficient veto message, so he signed the bill.[235]
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Polk appointed the following justices to the U.S. Supreme Court:
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The 1844 death of Justice Henry Baldwin left a vacant place on the Supreme Court, but Tyler had been unable to get the Senate to confirm a nominee. At the time, it was the custom to have geographic balance on the Supreme Court, and Baldwin had been from Pennsylvania. Polk's efforts to fill Baldwin's seat became embroiled in Pennsylvania politics and the efforts of factional leaders to secure the lucrative post of Collector of Customs for the Port of Philadelphia. As Polk attempted to find his way through the minefield of Pennsylvania politics, a second position on the high court became vacant with the death, in September 1845, of Justice Joseph Story; his replacement was expected to come from his native New England. Because Story's death had occurred while the Senate was not in session, Polk was able to make a recess appointment, choosing Senator Levi Woodbury of New Hampshire, and when the Senate reconvened in December 1845, Woodbury was confirmed. Polk's initial nominee for Baldwin's seat, George W. Woodward, was rejected by the Senate in January 1846, in large part due to the opposition of Buchanan and Pennsylvania Senator Simon Cameron.[236][237]
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Despite Polk's anger at Buchanan, he eventually offered the Secretary of State the seat, but Buchanan, after some indecision, turned it down. Polk subsequently nominated Robert Cooper Grier of Pittsburgh, who won confirmation.[238] Justice Woodbury died in 1851,[239] but Grier served until 1870 and in the slavery case of Dred Scott v. Sandford (1857) wrote an opinion stating that slaves were property and could not sue.[240]
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Polk appointed eight other federal judges, one to the United States Circuit Court of the District of Columbia, and seven to various United States district courts.[241]
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Honoring his pledge to serve only one term, Polk declined to seek re-election. At the 1848 Democratic National Convention, Lewis Cass led on every ballot, though it was not until the fourth that he attained a two-thirds vote.[242] William Butler, who had replaced Winfield Scott as the commanding general in Mexico City, won the vice presidential nomination.[242] The 1848 Whig National Convention nominated Zachary Taylor for president and former congressman Millard Fillmore of New York for vice president.[243]
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New York Democrats remained bitter because of what they deemed shabby treatment of Van Buren in 1844, and the former president had drifted from the party in the years since.[244] Many of Van Buren's faction of the party, the Barnburners, were younger men who strongly opposed the spread of slavery, a position with which, by 1848, Van Buren agreed.[245] Senator Cass was a strong expansionist, and slavery might find new fields under him; accordingly the Barnburners bolted the Democratic National Convention upon his nomination,[246] and, in June, joined by anti-slavery Democrats from other states, they held a convention, nominating Van Buren for president. Polk was surprised and disappointed by his former ally's political conversion, and worried about the divisiveness of a sectional party devoted to abolition.[247] Polk did not give speeches for Cass, remaining at his desk at the White House. He did remove some Van Buren supporters from federal office during the campaign.[248]
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In the election, Taylor won 47.3% of the popular vote and a majority of the electoral vote. Cass won 42.5% of the vote, while Van Buren finished with 10.1% of the popular vote, much of his support coming from northern Democrats.[249] Polk was disappointed by the outcome as he had a low opinion of Taylor, seeing the general as someone with poor judgment and few opinions on important public matters.[249] Nevertheless, Polk observed tradition and welcomed President-elect Taylor to Washington, hosting him at a gala White House dinner. Polk departed the White House on March 3, leaving behind him a clean desk, though he worked from his hotel or the Capitol on last-minute appointments and bill signings. He attended Taylor's inauguration on March 5 (March 4, the presidential inauguration day until 1937, fell on a Sunday, and thus the ceremony was postponed a day), and though he was unimpressed with the new President, wished him the best.[250]
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Polk's time in the White House took its toll on his health. Full of enthusiasm and vigor when he entered office, Polk left the presidency exhausted by his years of public service.[251] He left Washington on March 6 for a pre-arranged triumphal tour of the South, to end in Nashville.[252] Polk had two years previously arranged to buy a house there, afterwards dubbed Polk Place, that had once belonged to his mentor, Felix Grundy.[253]
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James and Sarah Polk progressed down the Atlantic coast, and then westward through the Deep South. He was enthusiastically received and banqueted. By the time the Polks reached Alabama, he was suffering from a bad cold, and soon became concerned by reports of cholera—a passenger on Polk's riverboat died of it, and it was rumored to be common in New Orleans, but it was too late to change plans. Worried about his health, he would have departed the city quickly, but was overwhelmed by Louisiana hospitality. Several passengers on the riverboat up the Mississippi died of the disease, and Polk felt so ill that he went ashore for four days, staying in a hotel. A doctor assured him he did not have cholera, and Polk made the final leg, arriving in Nashville on April 2 to a huge reception.[254]
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After a visit to James's mother in Columbia, the Polks settled into Polk Place.[255] The exhausted former president seemed to gain new life, but in early June, he fell ill again, by most accounts of cholera. Attended by several doctors, he lingered for several days, and chose to be baptized into the Methodist Church, which he had long admired, though his mother arrived from Columbia with her Presbyterian clergyman, and his wife was also a devout Presbyterian. On the afternoon of Friday, June 15, Polk died at his Polk Place home in Nashville, Tennessee at the age of 53.[256] According to traditional accounts, his last words before he died were "I love you, Sarah, for all eternity, I love you", spoken to Sarah Polk. Borneman noted that whether or not they were spoken, there was nothing in Polk's life which would make the sentiment false.[257]
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Polk's funeral was held at the McKendree Methodist Church in Nashville.[257] Following his death, Sarah Polk lived at Polk Place for 42 years and died on August 14, 1891 at the age of 87.[258] Their house, Polk Place, was demolished in 1901, a decade after Sarah's death.[259]
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Polk's rest has been twice interrupted.[260] After his death, he was buried in what is now Nashville City Cemetery, due to a legal requirement related to his infectious disease death. Polk was then moved to a tomb on the grounds of Polk Place (as specified in his will) in 1850.[261]
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Then, in 1893, the bodies of James and Sarah Polk were relocated to their current resting place on the grounds of the Tennessee State Capitol in Nashville. In March 2017, the Tennessee Senate approved a resolution considered a "first step" toward relocating the Polks' remains to the family home in Columbia. Such a move would require approval by state lawmakers, the courts, and the Tennessee Historical Commission.[261][262] A year later, a renewed plan to reinter Polk was defeated by Tennessee lawmakers before being taken up again and approved, and allowed to go through by the non-signature of Tennessee governor Bill Haslam.[263][264] The state's Capitol Commission heard arguments over the issue in November 2018, during which the THC reiterated its opposition to the tomb relocation, and a vote was delayed indefinitely.[265]
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Polk was a slaveholder for most of his adult life. His father, Samuel Polk, in 1827 left Polk more than 8,000 acres (32 km²) of land, and divided about 53 slaves among his widow and children in his will. James inherited twenty of his father's slaves, either directly or from deceased brothers. In 1831, he became an absentee cotton planter, sending slaves to clear plantation land that his father had left him near Somerville, Tennessee. Four years later Polk sold his Somerville plantation and, together with his brother-in-law, bought 920 acres (3.7 km²) of land, a cotton plantation near Coffeeville, Mississippi, hoping to increase his income. The land in Mississippi was richer than that in Somerville, and Polk transferred his Tennessee slaves there, taking care to conceal from them that they were to be sent south. From the start of 1839, Polk, having bought out his brother-in-law, owned all of the Mississippi plantation, and ran it on a mostly absentee basis for the rest of his life. He occasionally visited[266]—for example, he spent much of April 1844 on his Mississippi plantation, right before the Democratic convention.[267]
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Adding to the inherited slaves, in 1831, Polk purchased five more, mostly buying them in Kentucky, and expending $1,870; the youngest had a recorded age of 11. As older children sold for a higher price, slave sellers routinely lied about age. Between 1834 and 1835, he bought five more, aged from 2 to 37, the youngest a granddaughter of the oldest. The amount expended was $2,250. In 1839, he bought eight slaves from his brother William at a cost of $5,600. This represented three young adults and most of a family, though not including the father, whom James Polk had previously owned, and who had been sold to a slave trader as a chronic runaway.[268]
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The expenses of four campaigns (three for governor, one for the presidency) in six years kept Polk from making more slave purchases until after he was living in the White House.[269] In an era when the presidential salary was expected to cover wages for the White House servants, Polk replaced them with slaves from his home in Tennessee.[270] Polk did not purchase slaves with his presidential salary, likely for political reasons. Instead, he reinvested earnings from his plantation in the purchase of slaves, enjoining secrecy on his agent: "that as my private business does not concern the public, you will keep it to yourself".[271]
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Polk saw the plantation as his route to a comfortable existence after his presidency for himself and his wife; he did not intend to return to the practice of law. Hoping the increased labor force would increase his retirement income, he purchased seven slaves in 1846, through an agent, aged roughly between 12 and 17. The 17 year old and one of the 12 year olds were purchased together at an estate sale; the agent within weeks resold the younger boy to Polk's profit. The year 1847 saw the purchase of nine more. Three he purchased from Gideon Pillow, and his agent purchased six slaves, aged between 10 and 20. By the time of the purchase from Pillow, the Mexican War had begun and Polk sent payment with the letter in which he offered Pillow a commission in the Army. The purchase from Pillow was a slave Polk had previously owned and had sold for being a disruption, and his wife and child. None of the other slaves Polk purchased as President, all younger than 20, came with a parent, and as only in the one case were two slaves bought together, most likely none had an accompanying sibling as each faced life on Polk's plantation.[272]
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Discipline for those owned by Polk varied over time. At the Tennessee plantation, he employed an overseer named Herbert Biles, who was said to be relatively indulgent. Biles's illness in 1833 resulted in Polk replacing him with Ephraim Beanland, who tightened discipline and increased work. Polk backed his overseer, returning runaways who complained of beatings and other harsh treatment, "even though every report suggested that the overseer was a heartless brute".[273] Beanland was hired for the Mississippi plantation, but was soon dismissed by Polk's partner, who deemed Beanland too harsh as the slaves undertook the arduous task of clearing the timber from the new plantation so it could be used for cotton farming. His replacement was discharged after a year for being too indulgent; the next died of dysentery in 1839. Others followed, and it was not until 1845 that Polk found a satisfactory overseer, John Mairs, who remained the rest of Polk's life and was still working at the plantation for Sarah Polk in 1860, when the widow sold a half-share in many of her slaves. There had been a constant stream of runaways under Mairs' predecessors, many seeking protection at the plantation of Polk relatives or friends; only one ran away between the time of Mairs' hiring and the end of 1847, but the overseer had to report three absconded slaves (including the one who had fled earlier) to Polk in 1848 and 1849.[274]
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Polk's will, dated February 28, 1849, a few days before the end of his presidency, contained the nonbinding expectation that his slaves were to be freed when both he and Sarah Polk were dead. The Mississippi plantation was expected to be the support of Sarah Polk during her widowhood. Sarah Polk lived until 1891, but the slaves were freed in 1865 by the Thirteenth Amendment, which abolished slavery in the United States. By selling a half-interest in the slaves in 1860, Sarah Polk had given up the sole power to free them, and it is unlikely that her new partner, having paid $28,500 for a half-interest in the plantation and its slaves, would have allowed the laborers to go free had she died while slavery was legal.[275]
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Like Jackson, Polk saw the politics of slavery as a side issue compared to more important matters such as territorial expansion and economic policy.[276] The issue of slavery became increasingly polarizing during the 1840s, and Polk's expansionary policies increased its divisiveness.[276] During his presidency, many abolitionists harshly criticized him as an instrument of the "Slave Power", and claimed that spreading slavery was the reason he supported Texas Annexation and later war with Mexico.[277] Polk did support the expansion of slavery's realm, with his views informed by his own family's experience of settling Tennessee, bringing slaves with them.[278] He believed in Southern rights, meaning both the right of slave states not to have that institution interfered with by the Federal government, and the right of individual Southerners to bring their slaves with them into the new territory.[279] Though Polk opposed the Wilmot Proviso, he also condemned southern agitation on the issue, and he accused both northern and southern leaders of attempting to use the slavery issue for political gain.[280]
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On March 4, 2017, new tombstones for three of his slaves, Elias Polk, Mary Polk and Matilda Polk, were placed in the Nashville City Cemetery. Elias and Mary Polk both survived slavery, dying in the 1880s; Matilda Polk died still in slavery in 1849, at the age of about 110.[281]
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After his death, Polk's historic reputation was initially formed by the attacks made on him in his own time. Whig politicians claimed that he was drawn from a well-deserved obscurity. Sam Houston is said to have observed that Polk, a teetotaler, was "a victim of the use of water as a beverage".[282] Little was published about him but two biographies released in the wake of his death. Polk was not again the subject of a major biography until 1922, when Eugene I. McCormac published James K. Polk: A Political Biography. McCormac relied heavily on Polk's presidential diary, first published in 1909.[283] When historians began ranking the presidents in 1948, Polk ranked 10th in Arthur M. Schlesinger Sr.'s poll, and has subsequently ranked 8th in Schlesinger's 1962 poll, 11th in the Riders-McIver Poll (1996),[284] and 14th in the 2017 survey by C-SPAN.[285]
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Borneman deemed Polk the most effective president prior to the Civil War, and noted that Polk expanded the power of the presidency, especially in its power as commander in chief and its oversight over the Executive Branch.[286] Steven G. Calabresi and Christopher S. Yoo, in their history of presidential power, praised Polk's conduct of the Mexican War, "it seems unquestionable that his management of state affairs during this conflict was one of the strongest examples since Jackson of the use of presidential power to direct specifically the conduct of subordinate officers."[287]
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Harry S. Truman called Polk "a great president. Said what he intended to do and did it."[288] Bergeron noted that the matters that Polk settled, he settled for his time. The questions of the banking system, and of the tariff, which Polk had made two of the main issues of his presidency, were not significantly revised until the 1860s. Similarly, the Gadsden Purchase, and that of Alaska (1867), were the only major U.S. expansions until the 1890s.[289]
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Paul H. Bergeron wrote in his study of Polk's presidency: "Virtually everyone remembers Polk and his expansionist successes. He produced a new map of the United States, which fulfilled a continent-wide vision."[289] "To look at that map," Robert W. Merry concluded, "and to take in the western and southwestern expanse included in it, is to see the magnitude of Polk's presidential accomplishments."[290] Amy Greenberg, in her history of the Mexican War, found Polk's legacy to be more than territorial, "during a single brilliant term, he accomplished a feat that earlier presidents would have considered impossible. With the help of his wife, Sarah, he masterminded, provoked and successfully prosecuted a war that turned the United States into a world power."[291] Borneman noted that in securing this expansion, Polk did not consider the likely effect on Mexicans and Native Americans, "That ignorance may well be debated on moral grounds, but it cannot take away Polk's stunning political achievement."[292] James A. Rawley wrote in his American National Biography piece on Polk, "he added extensive territory to the United States, including Upper California and its valuable ports, and bequeathed a legacy of a nation poised on the Pacific rim prepared to emerge as a superpower in future generations".[4]
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David M. Pletcher[293]
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Historians have criticized Polk for not perceiving that his territorial gains set the table for civil war. Pletcher stated that Polk, like others of his time, failed "to understand that sectionalism and expansion had formed a new, explosive compound".[294] Fred I. Greenstein, in his journal article on Polk, noted that Polk "lacked a far-seeing awareness of the problems that were bound to arise over the status of slavery in the territory acquired from Mexico"[295] William Dusinberre, in his volume on Polk as slave owner, suggested "that Polk's deep personal involvement in the plantation slavery system ... colored his stance on slavery-related issues".[296]
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Greenberg noted that Polk's war served as the training ground for that later conflict:
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The conflict Polk engineered became the transformative event of the era. It not only changed the nation but also created a new generation of leaders, for good and for ill. In the military, Robert E. Lee, Ulysses S. Grant, Stonewall Jackson, George Meade, and Jefferson Davis all first experienced military command in Mexico. It was there that they learned the basis of the strategy and tactics that dominated the Civil War.[297]
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James Madison Jr. (March 16, 1751[b] – June 28, 1836) was an American statesman, diplomat, expansionist, philosopher and Founding Father who served as the fourth president of the United States from 1809 to 1817. He is hailed as the "Father of the Constitution" for his pivotal role in drafting and promoting the Constitution of the United States and the United States Bill of Rights. He co-wrote The Federalist Papers, co-founded the Democratic-Republican Party, and served as the fifth United States secretary of State from 1801 to 1809.
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Born into a prominent Virginia planter family, Madison served as a member of the Virginia House of Delegates and the Continental Congress during and after the American Revolutionary War. He became dissatisfied with the weak national government established by the Articles of Confederation and helped organize the Constitutional Convention, which produced a new constitution to supplant the Articles of Confederation. Madison's Virginia Plan served as the basis for the Constitutional Convention's deliberations, and he was one of the most influential individuals at the convention. Madison became one of the leaders in the movement to ratify the Constitution, and he joined with Alexander Hamilton and John Jay in writing The Federalist Papers, a series of pro-ratification essays that was one of the most influential works of political science in American history.
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After the ratification of the Constitution, Madison emerged as an important leader in the United States House of Representatives and served as a close adviser to President George Washington. He was the main force behind the ratification of the United States Bill of Rights, which enshrines guarantees of personal freedoms and rights within the Constitution. During the early 1790s, Madison came to oppose the economic program and accompanying centralization of power favored by Secretary of the Treasury Alexander Hamilton. Along with Thomas Jefferson, Madison organized the Democratic-Republican Party, which was, alongside Hamilton's Federalist Party, one of the nation's first major political parties. After Jefferson won the 1800 presidential election, Madison served as Secretary of State from 1801 to 1809. In that position, he supervised the Louisiana Purchase, which doubled the size of the United States.
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Madison succeeded Jefferson with a victory in the 1808 presidential election. After diplomatic protests and a trade embargo failed to end British attacks against American shipping, he led the United States into the War of 1812. The war was an administrative morass and ended inconclusively, but many Americans saw it as a successful "second war of independence" against Britain. The war convinced Madison of the necessity of a stronger federal government, and he presided over the creation of the Second Bank of the United States and the enactment of the protective Tariff of 1816. Madison's presidency, by treaty or war, added 23 million acres of American Indian land to the United States. He retired from public office in 1817 and died in 1836. Madison was never able to privately reconcile his Republican beliefs and his slave ownership. Madison is considered to be one of the most important Founding Fathers of the United States, and historians have generally ranked him as an above-average president.
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James Madison Jr. was born on March 16, 1751, (March 5, 1750, Old Style) at Belle Grove Plantation near Port Conway, Virginia, to James Madison Sr. and Nelly Conway Madison. His family had lived in Virginia since the mid-1600s.[1] Madison grew up as the oldest of twelve children,[2] with seven brothers and four sisters, though only six of his siblings would live to adulthood.[3] His father was a tobacco planter who grew up on a plantation, then called Mount Pleasant, which he had inherited upon reaching adulthood. With an estimated 100 slaves[1] and a 5,000 acres (2,000 ha) plantation, Madison's father was the largest landowner and a leading citizen in the Piedmont. Madison's maternal grandfather was a prominent planter and tobacco merchant.[4] In the early 1760s, the Madison family moved into a newly built house, which they named Montpelier.[3]
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From age 11 to 16, Madison was sent to study under Donald Robertson, a Scottish instructor who served as a tutor for a number of prominent planter families in the South. Madison learned mathematics, geography, and modern and classical languages—he became especially proficient in Latin.[5][6] At age 16, Madison returned to Montpelier, where he began a two-year course of study under the Reverend Thomas Martin in preparation for college. Unlike most college-bound Virginians of his day, Madison did not attend the College of William and Mary, where the lowland Williamsburg climate – thought to be more likely to harbor infectious disease – might have strained his delicate health. Instead, in 1769, he enrolled at the College of New Jersey (renamed Princeton University).[7]
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His studies in Princeton included Latin, Greek, theology, and the works of the Enlightenment.[8] Great emphasis was placed on both speech and debate; Madison was a leading member of the American Whig Society, in direct competition to the Cliosophian Society.[9] During his time in Princeton, his closest friend was future Attorney General William Bradford.[10] Along with another classmate, Madison undertook an intense program of study and completed the College of New Jersey's three-year bachelor of arts degree in just two years, graduating in 1771.[11] Madison had contemplated entering into either the clergy or lawyer professions, but declined.[1] He remained at the College of New Jersey to study Hebrew and political philosophy under President John Witherspoon before returning home to Montpelier in early 1772.[12] His ideas on philosophy and morality were strongly shaped by Witherspoon, who converted Madison to the philosophy, values, and modes of thinking of the Age of Enlightenment. Biographer Terence Ball says that at the College of New Jersey:
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After returning to Montpelier, without a chosen career, Madison served as a tutor to his younger siblings.[14] Madison began to study law books on his own in 1773. Madison asked Princeton friend William Bradford, a law apprentice under Edward Shippen in Philadelphia, to send him an ordered written plan on reading law books. At the age of 22, there was no evidence that Madison, himself, made any effort to apprentice under any lawyer in Virginia. By 1783, he had acquired a good sense of legal publications. Madison saw himself as a law student but never as a lawyer – he never joined the bar or practiced. In his elder years, Madison was sensitive to the phrase "demi-Lawyer", or "half-Lawyer", a derisive term used to describe someone who read law books, but did not practice law.[15]
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In 1765, the British Parliament passed the Stamp Act, seeking to defray costs of increased imperial administration in British America arising from the French and Indian War by taxing the American colonists. This triggered a two-decade period known as the American Revolution, which began as a dispute between the American colonists and Parliament over the colonies' place within the British Empire. Initially the disagreement regarded whether or not Parliament had the right to levy taxes on the colonists, as they were not directly represented in that body, but events deteriorated until the outbreak of the American Revolutionary War of 1775–83, in which the colonists split into two factions: Loyalists, who continued to adhere to King George III, and the Patriots, whom Madison joined, under the leadership of the Continental Congress. Madison believed that Parliament had overstepped its bounds by attempting to tax the American colonies, and he sympathized with those who resisted British rule.[16] He also favored disestablishing the Anglican Church in Virginia; Madison believed that an established religion was detrimental not only to freedom of religion, but also because it encouraged closed-mindedness and unquestioning obedience to the authority of the state.[17]
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In 1774, Madison, took a seat on the local Committee of Safety, a pro-revolution group that oversaw the local Patriot militia.[18] In October 1775, he was commissioned as the colonel of the Orange County militia, serving as his father's second-in-command until his election as a delegate to the Fifth Virginia Convention, which was charged with producing Virginia's first constitution.[19] Of short stature and frequently in poor health, Madison never saw battle in the Revolutionary War, but he rose to prominence in Virginia politics as a wartime leader.[20]
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At the Virginia constitutional convention, he convinced delegates to alter the Virginia Declaration of Rights to provide for "equal entitlement," rather than mere "tolerance," in the exercise of religion.[21] With the enactment of the Virginia constitution, Madison became part of the Virginia House of Delegates, and he was subsequently elected to the Virginia governor's Council of State.[22] In that role, he became a close ally of Governor Thomas Jefferson.[23] On July 4, 1776, the Declaration of Independence was published formally declaring 13 American states an independent nation, no longer under the Crown or British rule.
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Madison served on the Council of State from 1777 to 1779, when he was elected to the Second Continental Congress, the governing body of the United States.[c] The country faced a difficult war against Great Britain, as well as runaway inflation, financial troubles, and lack of cooperation between the different levels of government. Madison worked to make himself an expert on financial issues, becoming a legislative workhorse and a master of parliamentary coalition building.[18] Frustrated by the failure of the states to supply needed requisitions, Madison proposed to amend the Articles of Confederation to grant Congress the power to independently raise revenue through tariffs on foreign imports.[25]
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Though General George Washington, Congressman Alexander Hamilton, and other influential leaders also favored the amendment, it was defeated because it failed to win the ratification of all thirteen states.[26] While a member of Congress, Madison was an ardent supporter of a close alliance between the United States and France, and, as an advocate of westward expansion, he insisted that the new nation had to assure its right to navigation on the Mississippi River and control of all lands east of it in the Treaty of Paris that ended the Revolutionary War.[27] After serving Congress from 1780 to 1783, Madison won election to the Virginia House of Delegates in 1784.[28]
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As a member of the Virginia House of Delegates, Madison continued to advocate for religious freedom, and, along with Jefferson, drafted the Virginia Statute for Religious Freedom. That amendment, which guaranteed freedom of religion and disestablished the Church of England, was passed in 1786.[29] Madison also became a land speculator, purchasing land along the Mohawk River in a partnership with another Jefferson protege, James Monroe.[30]
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Throughout the 1780s, Madison advocated for reform of the Articles of Confederation. He became increasingly worried about the disunity of the states and the weakness of the central government after the end of the Revolutionary War in 1783.[31] He believed that "excessive democracy" caused social decay, and was particularly troubled by laws that legalized paper money and denied diplomatic immunity to ambassadors from other countries.[32] He was also deeply concerned about the inability of Congress to capably conduct foreign policy, protect American trade, and foster the settlement of the lands between the Appalachian Mountains and the Mississippi River.[33] As Madison wrote, "a crisis had arrived which was to decide whether the American experiment was to be a blessing to the world, or to blast for ever the hopes which the republican cause had inspired."[34] He committed to an intense study of law and political theory, and was heavily influenced by Enlightenment texts sent by Jefferson from France.[35] He especially sought out works on international law and the constitutions of "ancient and modern confederacies" such as the Dutch Republic, the Swiss Confederation, and the Achaean League.[36] He came to believe that the United States could improve upon past republican experiments by virtue of its size; with so many distinct interests competing against each other, Madison hoped to minimize the abuses of majority rule.[37] Additionally, navigation rights to the Mississippi River highly concerned Madison. He disdained a proposal by John Jay that the United States acquiesce claims to the river for twenty-five years, and his desire to fight the proposal played a major role in motivating Madison to return to Congress in 1787.[38]
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Madison helped arrange the 1785 Mount Vernon Conference, which settled disputes regarding navigation rights on the Potomac River and also served as a model for future interstate conferences.[39] At the 1786 Annapolis Convention, he joined with Alexander Hamilton and other delegates in calling of another convention to consider amending the Articles.[40] After winning election to another term in Congress, Madison helped convince the other Congressmen to authorize the Philadelphia Convention for the purposes of proposing new amendments.[41] Though many members of Congress were wary of the changes the convention might bring, nearly all agreed that the existing government needed some sort of reform.[42] Madison ensured that George Washington, who was popular throughout the country, and Robert Morris, who was influential in the critical state of Pennsylvania, would both broadly support Madison's plan to implement a new constitution.[43] The outbreak of Shays' Rebellion in 1786 reinforced the necessity for constitutional reform in the eyes of Washington and other American leaders.[44]
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Before a quorum was reached at the Philadelphia Convention on May 25, 1787,[46] Madison worked with other members of the Virginia delegation, especially Edmund Randolph and George Mason, to create and present the Virginia Plan.[47] The Virginia Plan was an outline for a new federal constitution; it called for three branches of government (legislative, executive, and judicial), a bicameral Congress (consisting of the United States Senate and the United States House of Representatives) apportioned by population, and a federal Council of Revision that would have the right to veto laws passed by Congress. Reflecting the centralization of power envisioned by Madison, the Virginia Plan granted the U.S. Senate the power to overturn any law passed by state governments.[48] The Virginia Plan did not explicitly lay out the structure of the executive branch, but Madison himself favored a single executive.[49] Many delegates were surprised to learn that the plan called for the abrogation of the Articles and the creation of a new constitution, to be ratified by special conventions in each state rather than by the state legislatures. Nonetheless, with the assent of prominent attendees such as Washington and Benjamin Franklin, the delegates went into a secret session to consider a new constitution.[50]
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Though the Virginia Plan was an outline rather than a draft of a possible constitution, and though it was extensively changed during the debate, its use at the convention has led many to call Madison the "Father of the Constitution."[51] During the course of the convention, Madison spoke over two hundred times, and his fellow delegates rated him highly. Delegate William Pierce wrote that "in the management of every great question he evidently took the lead in the Convention ... he always comes forward as the best informed man of any point in debate."[52] Madison believed that the constitution produced by the convention "would decide for ever the fate of republican government" throughout the world, and he kept copious notes to serve as an historical record of the convention.[53]
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Madison had hoped that a coalition of Southern states and populous Northern states would ensure the approval of a constitution largely similar to the one proposed in the Virginia Plan. However, delegates from small states successfully argued for more power for state governments and presented the New Jersey Plan as an alternative. In response, Roger Sherman proposed the Connecticut Compromise, which sought to balance the interests of small and large states. During the course of the convention, Madison's Council of Revision was jettisoned, each state was given equal representation in the Senate, and the state legislatures, rather than the House of Representatives, were given the power to elect members of the Senate. Madison was able to convince his fellow delegates to have the Constitution ratified by ratifying conventions rather than state legislatures, which he distrusted. He also helped ensure that the president of the United States would have the ability to veto federal laws and would be elected independently of Congress through the Electoral College. By the end of the convention, Madison believed that the new constitution failed to give enough power to the federal government compared to the state governments, but he still viewed the document as an improvement on the Articles of Confederation.[54]
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The ultimate question before the convention, Wood notes, was not how to design a government but whether the states should remain sovereign, whether sovereignty should be transferred to the national government, or whether the constitution should settle somewhere in between.[55] Most of the delegates at the Philadelphia Convention wanted to empower the federal government to raise revenue and protect property rights.[56] Those, like Madison, who thought democracy in the state legislatures was excessive and insufficiently "disinterested", wanted sovereignty transferred to the national government, while those who did not think this a problem, wanted to fix the Articles of Confederation. Even many delegates who shared Madison's goal of strengthening the central government reacted strongly against the extreme change to the status quo envisioned in the Virginia Plan. Though Madison lost most of his battles over how to amend the Virginia Plan, in the process he increasingly shifted the debate away from a position of pure state sovereignty. Since most disagreements over what to include in the constitution were ultimately disputes over the balance of sovereignty between the states and national government, Madison's influence was critical. Wood notes that Madison's ultimate contribution was not in designing any particular constitutional framework, but in shifting the debate toward a compromise of "shared sovereignty" between the national and state governments.[55][57]
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After the Philadelphia Convention ended in September 1787, Madison convinced his fellow Congressmen to remain neutral in the ratification debate and allow each state to vote upon the Constitution.[58] Throughout the United States, opponents of the Constitution, known as Anti-Federalists, began a public campaign against ratification. In response, Alexander Hamilton and John Jay began publishing a series of pro-ratification newspaper articles in New York.[59] After Jay dropped out from the project, Hamilton approached Madison, who was in New York on congressional business, to write some of the essays.[60] Altogether, Hamilton, Madison, and Jay wrote the 85 essays of what became known as The Federalist Papers in the span of six months, with Madison writing 29 of the essays. The articles were also published in book form and became a virtual debater's handbook for the supporters of the Constitution in the ratifying conventions. Historian Clinton Rossiter called The Federalist Papers "the most important work in political science that ever has been written, or is likely ever to be written, in the United States."[61] Federalist No. 10, Madison's first contribution to The Federalist Papers, became highly regarded in the 20th century for its advocacy of representative democracy.[62] In Federalist No. 51, Madison explained how the separation of powers between three branches of the federal government, as well as between state governments and the federal government, established a system of checks and balances that ensured that no one institution would become too powerful.[63]
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While Madison and Hamilton continued to write The Federalist Papers, Pennsylvania, Massachusetts, and several smaller states voted to ratify the Constitution.[64] After finishing his last contributions to The Federalist Papers, Madison returned to Virginia.[65] Initially, Madison did not want to stand for election to the Virginia Ratifying Convention, but he was persuaded to do so by the strength of the Anti-Federalists.[66] Virginians were divided into three main camps: Washington and Madison led the faction in favor of ratification of the Constitution, Edmund Randolph and George Mason headed a faction that wanted ratification but also sought amendments to the Constitution, and Patrick Henry was the most prominent member of the faction opposed to the ratification of the Constitution.[67] When the Virginia Ratifying Convention began on June 2, 1788, the Constitution had been ratified by the eight of the required nine states. New York, the second largest state and a bastion of anti-federalism, would likely not ratify it without Virginia, and Virginia's exclusion from the new government would disqualify George Washington from being the first president.[66]
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At the start of the convention, Madison knew that most delegates had already made up their mind about how to vote, and he focused his efforts on winning the support of the relatively small number of undecided delegates.[68] His long correspondence with Edmund Randolph paid off at the convention as Randolph announced that he would support unconditional ratification of the Constitution, with amendments to be proposed after ratification.[69] Though Henry gave several effective speeches arguing against ratification, Madison's expertise on the subject he had long argued for allowed him to respond with rational arguments to Henry's emotional appeals.[70] In his final speech to the ratifying convention, Madison implored his fellow delegates to ratify the Constitution as it had been written, arguing that the failure to do so would lead to the collapse of the entire ratification effort as each state would seek favorable amendments.[71] On June 25, 1788, the convention voted 89–79 to ratify the Constitution, making it the tenth state to do so.[72] New York ratified the constitution the following month, and Washington won the country's first presidential election.
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After Virginia ratified the constitution, Madison returned to New York to resume his duties in the Congress of the Confederation. At the request of Washington, Madison sought a seat in the U.S. Senate, but the state legislature instead elected two Anti-Federalist allies of Patrick Henry.[73] Now deeply concerned both for his own political career and over the possibility that Henry and his allies would arrange for a second constitutional convention, Madison ran for the U.S. House of Representatives.[74] At Henry's behest, the Virginia legislature created congressional districts designed to deny Madison a seat, and Henry recruited a strong challenger to Madison in the person of James Monroe. Locked in a difficult race against Monroe, Madison promised to support a series of constitutional amendments to protect individual liberties.[73] In an open letter, Madison wrote that, while he had opposed requiring alterations to the Constitution prior to ratification, he now believed that "amendments, if pursued with a proper moderation and in a proper mode ... may serve the double purpose of satisfying the minds of well-meaning opponents, and of providing additional guards in favor of liberty."[75] Madison's promise paid off, as he won election to Congress with 57 percent of the vote.[76]
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Madison became a key adviser to President Washington, who looked to Madison as the person who best understood the constitution.[73] Madison helped Washington write his first inaugural address, and also prepared the official House response to Washington's address. He played a major role in establishing and staffing the three Cabinet departments, and his influence helped Thomas Jefferson become the inaugural Secretary of State.[77] At the start of the 1st Congress, he introduced a tariff bill similar to the one he had advocated for under the Articles of the Confederation,[78] and Congress established a federal tariff on foreign imports through the Tariff of 1789.[79] The following year, Secretary of the Treasury Alexander Hamilton introduced an ambitious economic program that called for the federal assumption of state debts and the funding of that debt through the issuance of federal securities. Hamilton's plan favored Northern speculators and was disadvantageous to states such as Virginia that had already paid off most of their debt, and Madison emerged as one of the principal congressional opponents of the plan.[80] After prolonged legislative deadlock, Madison, Jefferson, and Hamilton agreed to the Compromise of 1790, which provided for the enactment of Hamilton's assumption plan through the Funding Act of 1790. In return, Congress passed the Residence Act, which established the federal capital district of Washington, D.C. on the Potomac River.[81]
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During the 1st Congress, Madison took the lead in pressing for the passage of several constitutional amendments that would form the United States Bill of Rights.[82] His primary goals were to fulfill his 1789 campaign pledge and to prevent the calling of a second constitutional convention, but he also hoped to protect individual liberties against the actions of the federal government and state legislatures. He believed that the enumeration of specific rights would fix those rights in the public mind and encourage judges to protect them.[83] After studying over two hundred amendments that had been proposed at the state ratifying conventions,[84] Madison introduced the Bill of Rights on June 8, 1789. His amendments contained numerous restrictions on the federal government and would protect, among other things, freedom of religion, freedom of speech, and the right to peaceful assembly.[85] While most of his proposed amendments were drawn from the ratifying conventions, Madison was largely responsible for proposals to guarantee freedom of the press, protect property from government seizure, and ensure jury trials.[84] He also proposed an amendment to prevent states from abridging "equal rights of conscience, or freedom of the press, or the trial by jury in criminal cases."[86]
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Madison's Bill of Rights faced little opposition; he had largely co-opted the Anti-Federalist goal of amending the Constitution, but had avoided proposing amendments that would alienate supporters of the Constitution.[87] Madison's proposed amendments were largely adopted by the House of Representatives, but the Senate made several changes.[88] Madison's proposal to apply parts of the Bill of Rights to the states was eliminated, as was his final proposed change to the Constitution's preamble.[89] Madison was disappointed that the Bill of Rights did not include protections against actions by state governments,[d] but passage of the document mollified some critics of the original constitution and shored up Madison's support in Virginia.[84] Of the twelve amendments formally proposed by Congress to the states, ten amendments were ratified as additions to the Constitution on December 15, 1791, becoming known as the Bill of Rights.[90][e]
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After 1790, the Washington administration became polarized among two main factions. One faction was led by Jefferson and Madison, broadly represented Southern interests, and sought close relations with France. The other faction was led by Secretary of the Treasury Alexander Hamilton, broadly represented Northern financial interests, and favored close relations with Britain.[92] In 1791, Hamilton introduced a plan that called for the establishment of a national bank to provide loans to emerging industries and oversee the money supply.[93] Madison believed that, by empowering financial interests, the bank posed a threat to the republican nature of the U.S. government, and he argued that the Constitution did not grant the federal government the authority to create such an institution.[94] Despite Madison's opposition, Congress passed a bill to create the First Bank of the United States; after a period of consideration, Washington signed the banking bill into law in February 1791.[93] As Hamilton implemented his economic program and Washington continued to enjoy immense prestige as president, Madison became increasingly concerned that Hamilton would seek to abolish the federal republic in favor of a centralized monarchy.[95]
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When Hamilton submitted his Report on Manufactures, which called for federal action to stimulate the development of a diversified economy, Madison once again challenged Hamilton's proposal on constitutional grounds. He sought to mobilize public opinion by forming a political party based on opposition to Hamilton's policies.[96] Along with Jefferson, Madison helped Philip Freneau establish the National Gazette, a Philadelphia newspaper that attacked Hamilton's proposals.[97] In an essay published in the National Gazette in September 1792, Madison wrote that the country had divided into two factions: his own faction, which believed in "the doctrine that mankind are capable of governing themselves," and Hamilton's faction, which allegedly sought the establishment of aristocratic monarchy and was biased towards the wealthy.[98] Those opposed to Hamilton's economic policies, including many former Anti-Federalists, coalesced into Democratic-Republican Party,[f] while those who supported the administration's policies coalesced into the Federalist Party.[99] In the 1792 United States presidential election, both major parties supported Washington's successful bid for re-election, but the Democratic-Republicans sought to unseat Vice President John Adams. Because the Constitution's rules essentially precluded Jefferson from challenging Adams,[g] the party backed New York Governor George Clinton for the vice presidency, but Adams won re-election by a comfortable electoral vote margin.[101]
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With Jefferson out of office after 1793, Madison became the de facto leader of the Democratic-Republican Party.[102] When Britain and France went to war in 1793, the U.S. was caught in the middle.[103] While the differences between the Democratic-Republicans and the Federalists had previously centered on economic matters, foreign policy became an increasingly important issue as Madison and Jefferson favored France and Hamilton favored Britain.[104] War with Britain became imminent in 1794 after the British seized hundreds of American ships that were trading with French colonies. Madison believed that a trade war with Britain would probably succeed, and would allow Americans to assert their independence fully. The British West Indies, Madison maintained, could not live without American foodstuffs, but Americans could easily do without British manufactures.[105] Washington avoided a trade war and instead secured friendly trade relations with Britain through the Jay Treaty of 1794.[106] Madison and his Democratic-Republican allies were outraged by the treaty; one Democratic-Republican wrote that the treaty "sacrifices every essential interest and prostrates the honor of our country."[107] Madison's strong opposition to the treaty led to a permanent break with Washington, ending a long friendship.[106]
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Washington chose to retire after serving two terms and, in advance of the 1796 presidential election, Madison helped convince Jefferson to run for the presidency.[102] Despite Madison's efforts, Federalist candidate John Adams defeated Jefferson, taking a narrow majority of the electoral vote.[108] Under the rules of the Electoral College then in place, Jefferson became vice president because he finished with the second-most electoral votes.[109] Madison, meanwhile, had declined to seek re-election, and he returned to his home at Montpelier.[110] On Jefferson's advice, President Adams considered appointing Madison to an American delegation charged with ending French attacks on American shipping, but Adams's Cabinet members strongly opposed the idea. After a diplomatic incident between France and the United States known as the XYZ Affair took place, the two countries engaged in an undeclared naval war known as the Quasi-War.[111]
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Though he was out of office, Madison remained a prominent Democratic-Republican leader in opposition to the Adams administration.[112] During the Quasi-War, the Federalists created a standing army and passed the Alien and Sedition Acts, which were directed at French refugees engaged in American politics and against Republican editors.[113] Madison and Jefferson believed that the Federalists were using the war to justify the violation of constitutional rights, and they increasingly came to view Adams as a monarchist.[114] In response to the Alien and Sedition Acts, Jefferson wrote the Kentucky Resolutions, which argued that the states had the power to nullify federal law on the basis that the Constitution was a compact among the states. Madison rejected this view of a compact among the states, and his Virginia Resolutions instead urged states to respond to unjust federal laws through interposition, a process in which a state legislature declared a law to be unconstitutional but did not take steps to actively prevent its enforcement. Jefferson's doctrine of nullification was widely rejected, and the incident damaged the Democratic-Republican Party as attention was shifted from the Alien and Sedition Acts to the unpopular nullification doctrine.[115]
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In 1799, after Patrick Henry announced that he would return to politics as a member of the Federalist Party, Madison won election to the Virginia legislature. At the same time, he and Jefferson planned for Jefferson's campaign in the 1800 presidential election.[116] Madison issued the Report of 1800, which attacked the Alien and Sedition Acts as unconstitutional but disregarded Jefferson's theory of nullification. The Report of 1800 held that Congress was limited to legislating on its enumerated powers, and that punishment for sedition violated freedom of speech and freedom of the press. Jefferson embraced the report, and it became the unofficial Democratic-Republican platform for the 1800 election.[117] With the Federalists badly divided between supporters of Hamilton and Adams, and with news of the end of the Quasi-War not reaching the United States until after the election, Jefferson and his ostensible running mate, Aaron Burr, defeated Adams. Because Jefferson and Burr tied in the electoral vote, the Federalist-controlled House of Representatives held a contingent election to choose between the two candidates.[118] After the House conducted dozens of inconclusive ballots, Hamilton, who despised Burr even more than he did Jefferson, convinced several Federalist congressmen to cast blank ballots, giving Jefferson the victory.[119]
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On September 15, 1794, Madison married Dolley Payne Todd, a 26-year-old widow, previously wife of John Todd, a Quaker farmer who died during a yellow fever epidemic in Philadelphia.[120] Aaron Burr introduced Madison to her, at his request, after Dolley had stayed in the same boardinghouse as Burr in Philadelphia. After an arranged meeting in spring 1794, the two quickly became romantically engaged and prepared for a wedding that summer, but Dolley suffered recurring illnesses because of her exposure to yellow fever in Philadelphia. They eventually traveled to Harewood, Virginia for their wedding. Only a few close family members attended, and Winchester Reverend Alexander Balmain pronounced them a wedded couple.[121] Madison enjoyed a strong relationship with his wife, and she became his political partner.[122] She was widely popular in the capital of Washington, and she excelled at dinners and other important political occasions.[123] Her actions helped establish the First Lady of the United States as an important social host in Washington.[124]
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Madison never had children, but he adopted Dolley's one surviving son, John Payne Todd (known as Payne), after the marriage.[110] Some of Madison's colleagues, such as Monroe and Burr, alleged that Madison was infertile and that his lack of offspring weighed on his thoughts, but Madison never spoke of any distress on this matter.[125]
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Throughout his life, Madison maintained a close relationship with his father, James Madison Sr, who died in 1801. At age 50, Madison inherited the large plantation of Montpelier and other possessions, including his father's numerous slaves.[126] He had three brothers, Francis, Ambrose, and William, and three sisters, Nelly, Sarah, and Frances, who lived to adulthood. Ambrose helped manage Montpelier for both his father and older brother until his death in 1793.[127]
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Despite lacking foreign policy experience, Madison was appointed as Secretary of State by Jefferson.[128] Along with Secretary of the Treasury Albert Gallatin, Madison became one of the two major influences in Jefferson's Cabinet.[129] As the ascent of Napoleon in France had dulled Democratic-Republican enthusiasm for the French cause, Madison sought a neutral position in the ongoing Coalition Wars between France and Britain.[130] Domestically, the Jefferson administration and the Democratic-Republican Congress rolled back many Federalist policies; Congress quickly repealed the Alien and Sedition Act, abolished internal taxes, and reduced the size of the army and navy.[131] Gallatin did, however, convince Jefferson to retain the First Bank of the United States.[132] Though the Federalists were rapidly fading away at the national level, Chief Justice John Marshall ensured that Federalist ideology retained an important presence in the judiciary. In the case of Marbury v. Madison, Marshall simultaneously ruled that Madison had unjustly refused to deliver federal commissions to individuals who had been appointed to federal positions by President Adams but who had not yet taken office, but that the Supreme Court did not have jurisdiction over the case. Most importantly, Marshall's opinion established the principle of judicial review.[133]
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By the time Jefferson took office, Americans had settled as far west as the Mississippi River, though vast pockets of American land remained vacant or inhabited only by Native Americans. Jefferson believed that western expansion played an important role in furthering his vision of a republic of yeoman farmers, and he hoped to acquire the Spanish territory of Louisiana, which was located to the west of the Mississippi River.[134] Early in Jefferson's presidency, the administration learned that Spain planned to retrocede the Louisiana to France, raising fears of French encroachment on U.S. territory.[135] In 1802, Jefferson and Madison dispatched James Monroe to France to negotiate the purchase of New Orleans, which controlled access to the Mississippi River and thus was immensely important to the farmers of the American frontier. Rather than selling merely New Orleans, Napoleon's government, having already given up on plans to establish a new French empire in the Americas, offered to sell the entire Territory of Louisiana. Despite lacking explicit authorization from Jefferson, Monroe and ambassador Robert R. Livingston negotiated the Louisiana Purchase, in which France sold over 800,000 square miles (2,100,000 square kilometers) of land in exchange for $15 million.[136]
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Despite the time-sensitive nature of negotiations with the French, Jefferson was concerned about the constitutionality of the Louisiana Purchase, and he privately favored introducing a constitutional amendment explicitly authorizing Congress to acquire new territories. Madison convinced Jefferson to refrain from proposing the amendment, and the administration ultimately submitted the Louisiana Purchase without an accompanying constitutional amendment.[137] Unlike Jefferson, Madison was not seriously concerned with the Louisiana Purchase's constitutionality. He believed that the circumstances did not warrant a strict interpretation of the Constitution because the expansion was in the country's best interest.[138] The Senate quickly ratified the treaty providing for the purchase, and the House, with equal alacrity, passed enabling legislation.[139] The Jefferson administration argued that the purchase had included the Spanish territory of West Florida, but France and Spain both held that West Florida was not included in the purchase.[140] Monroe attempted to purchase clear title to West Florida and East Florida from Spain, but the Spanish, outraged by Jefferson's claims to West Florida, refused to negotiate.[141]
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Early in his tenure, Jefferson was able to maintain cordial relations with both France and Britain, but relations with Britain deteriorated after 1805.[142] The British ended their policy of tolerance towards American shipping and began seizing American goods headed for French ports.[143] They also impressed American sailors, some of whom had originally defected from the British navy, and some of whom had never been British subjects.[144] In response to the attacks, Congress passed the Non-importation Act, which restricted many, but not all, British imports.[143] Tensions with Britain heightened due to the Chesapeake–Leopard affair, a June 1807 naval confrontation between American and British naval forces, while the French also began attacking American shipping.[145] Madison believed that economic pressure could force the British to end attacks on American shipping, and he and Jefferson convinced Congress to pass the Embargo Act of 1807, which totally banned all exports to foreign nations.[146] The embargo proved ineffective, unpopular, and difficult to enforce, especially in New England.[147] In March 1809, Congress replaced the embargo with the Non-Intercourse Act, which allowed trade with nations other than Britain and France.[148]
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Speculation regarding Madison's potential succession of Jefferson commenced early in Jefferson's first term. Madison's status in the party was damaged by his association with the embargo, which was unpopular throughout the country and especially in the Northeast.[149] With the Federalists collapsing as a national party after 1800, the chief opposition to Madison's candidacy came from other members of the Democratic-Republican Party.[150] Madison became the target of attacks from Congressman John Randolph, a leader of a faction of the party known as the tertium quids.[151] Randolph recruited James Monroe, who had felt betrayed by the administration's rejection of the proposed Monroe–Pinkney Treaty with Britain, to challenge Madison for leadership of the party.[152] Many Northerners, meanwhile, hoped that Vice President George Clinton could unseat Madison as Jefferson's successor.[153] Despite this opposition, Madison won his party's presidential nomination at the January 1808 congressional nominating caucus.[154] The Federalist Party mustered little strength outside New England, and Madison easily defeated Federalist candidate Charles Cotesworth Pinckney.[155] At a height of only five feet, four inches (163 cm), and never weighing more than 100 pounds (45 kg), Madison became the most diminutive president.[156]
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On March 4, 1809 Madison took the oath of office and was inaugurated President of the United States. Unlike Jefferson, who enjoyed political unity and support, Madison faced political opposition from his rival and friend, James Monroe, and by Vice President George Clinton. Additionally, the Federalist Party had resurged, under opposition to the embargo. Madison's Cabinet was very weak.[157]
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Madison immediately faced opposition to his planned nomination of Secretary of the Treasury Albert Gallatin as Secretary of State. Madison chose not to fight Congress for the nomination but kept Gallatin in the Treasury Department.[158] With Gallatin's nomination declined by the Senate, Madison settled for Robert Smith, the brother of Maryland Senator Samuel Smith, to be Secretary of State.[157] For the next two years, Madison did most of the job of Secretary of State, due to Robert Smith's incompetence. After bitter party contention, Madison finally replaced Smith with Monroe in April 1811.[159][160]
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The remaining members of Madison's Cabinet were chosen for the purposes of national interest and political harmony, and were largely unremarkable or incompetent.[161] With a Cabinet full of those he distrusted, Madison rarely called Cabinet meetings and instead frequently consulted with Gallatin alone.[162] Early in his presidency, Madison sought to continue Jefferson's policies of low taxes and a reduction of the national debt.[163] In 1811, Congress allowed the charter of the First Bank of the United States to lapse after Madison declined to take a strong stance on the issue.[164]
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Congress had repealed the embargo shortly before Madison became president, but troubles with the British and French continued.[165] Madison settled on a new strategy designed to pit the British and French against each other, offering to trade with whichever country would end their attacks against American shipping. The gambit almost succeeded, but negotiations with the British collapsed in mid-1809.[166] Seeking to split the Americans and British, Napoleon offered to end French attacks on American shipping so long as the United States punished any countries that did not similarly end restrictions on trade.[167] Madison accepted Napoleon's proposal in the hope that it would convince the British to finally end their policy of commercial warfare, but the British refused to change their policies, and the French reneged on their promise and continued to attack American shipping.[168]
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With sanctions and other policies having failed, Madison determined that war with Britain was the only remaining option.[169] Many Americans called for a "second war of independence" to restore honor and stature to the new nation, and an angry public elected a "war hawk" Congress, led by Henry Clay and John C. Calhoun.[170] With Britain in the midst of the Napoleonic Wars, many Americans, Madison included, believed that the United States could easily capture Canada, at which point the U.S. could use Canada as a bargaining chip for all other disputes or simply retain control of it.[171] On June 1, 1812, Madison asked Congress for a declaration of war, stating that the United States could no longer tolerate Britain's "state of war against the United States." The declaration of war was passed along sectional and party lines, with opposition to the declaration coming from Federalists and from some Democratic-Republicans in the Northeast.[172] In the years prior to the war, Jefferson and Madison had reduced the size of the military, leaving the country with a military force consisting mostly of poorly trained militia members.[173] Madison asked Congress to quickly put the country "into an armor and an attitude demanded by the crisis," specifically recommending expansion of the army and navy.[174]
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Madison and his advisers initially believed the war would be a quick American victory, while the British were occupied fighting in the Napoleonic Wars.[171][175] Madison ordered an invasion of Canada at Detroit, designed to defeat British control around American held Fort Niagara and destroy the British supply lines from Montreal. These actions would give leverage for British concessions on the Atlantic high seas.[175] Madison believed state militias would rally to the flag and invade Canada, but the governors in the Northeast failed to cooperate, and the militias either sat out the war or refused to leave their respective states.[176] As a result, Madison's first Canadian campaign ended in dismal failure. On August 16, Major General William Hull surrendered to British and Native American forces at Detroit.[175] On October 13, a separate U.S. force was defeated at Queenton Heights.[177][175] Commanding General Henry Dearborn, hampered by mutinous New England infantry, retreated to winter quarters near Albany, after failing to destroy Montreal's vulnerable British supply lines.[175]
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Lacking adequate revenue to fund the war, the Madison administration was forced to rely on high-interest loans furnished by bankers based in New York City and Philadelphia.[178] In the 1812 presidential election, held during the early stages of the War of 1812, Madison faced a challenge from DeWitt Clinton, who led a coalition of Federalists and disaffected Democratic-Republicans. Clinton won most of the Northeast, but Madison won the election by sweeping the South and the West and winning the key state of Pennsylvania.[179]
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After the disastrous start to the War of 1812, Madison accepted Russia's invitation to arbitrate the war, and he sent a delegation led by Gallatin and John Quincy Adams to Europe to negotiate a peace treaty.[171] While Madison worked to end the war, the U.S. experienced some impressive naval successes, boosting American morale, by the USS Constitution, and other warships.[180][175] With a victory at the Battle of Lake Erie, the U.S. crippled the supply and reinforcement of British military forces in the western theater of the war.[181] In the aftermath of the Battle of Lake Erie, General William Henry Harrison defeated the forces of the British and of Tecumseh's Confederacy at the Battle of the Thames. The death of Tecumseh in that battle marked the permanent end of armed Native American resistance in the Old Northwest.[182] In March 1814, General Andrew Jackson broke the resistance of the British-allied Muscogee in the Old Southwest with his victory at the Battle of Horseshoe Bend.[183] Despite those successes, the British continued to repel American attempts to invade Canada, and a British force captured Fort Niagara and burned the American city of Buffalo in late 1813.[184]
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The British agreed to begin peace negotiations in the town of Ghent in early 1814, but at the same time, they shifted soldiers to North America following Napoleon's defeat in the Battle of Paris.[185] Under General George Izard and General Jacob Brown, the U.S. launched another invasion of Canada in mid-1814. Despite an American victory at the Battle of Chippawa, the invasion stalled once again.[186]
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Making matters worse, Madison had failed to muster his new Secretary of War John Armstrong to fortify Washington D.C., while Madison had put in command, to stop an impending British invasion, an "inexperienced and incompetent" Brig. General William Winder.[187] In August 1814, the British landed a large force off the Chesapeake Bay and routed Winder's army at the Battle of Bladensburg.[188] The Madisons escaped capture, fleeing to Virginia by horseback, in the aftermath of the battle, but the British burned Washington and other buildings.[189][190] The charred remains of the capital by the British were a humiliating defeat for Madison and America.[187] The British army next moved on Baltimore, but the U.S. repelled the British attack in the Battle of Baltimore, and the British army departed from the Chesapeake region in September.[191] That same month, U.S. forces repelled a British invasion from Canada with a victory at the Battle of Plattsburgh.[192] The British public began to turn against the war in North America, and British leaders began to look for a quick exit from the conflict.[193]
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In January 1815, an American force under General Jackson defeated the British at the Battle of New Orleans.[194] Just over a month later, Madison learned that his negotiators had reached the Treaty of Ghent, ending the war without major concessions by either side. Madison quickly sent the Treaty of Ghent to the Senate, and the Senate ratified the treaty on February 16, 1815.[195] To most Americans, the quick succession of events at the end of the war, including the burning of the capital, the Battle of New Orleans, and the Treaty of Ghent, appeared as though American valor at New Orleans had forced the British to surrender. This view, while inaccurate, strongly contributed to a feeling of post-war euphoria that bolstered Madison's reputation as president.[196] Napoleon's defeat at the June 1815 Battle of Waterloo brought a final close to the Napoleonic Wars, ending the danger of attacks on American shipping by British and French forces.[197]
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The postwar period of Madison's second term saw the transition into the "Era of Good Feelings," as the Federalists ceased to act as an effective opposition party.[198] During the war, delegates from the states of New England held the Hartford Convention, where the delegates asked for several amendments to the Constitution.[199] Though the Hartford Convention did not explicitly call for the secession of New England,[200] the Hartford Convention became a political millstone around the Federalist Party as Americans celebrated what they saw as a successful "second war of independence" from Britain.[201] Madison hastened the decline of the Federalists by adopting several programs he had previously opposed, weakening the ideological divisions between the two major parties.[202]
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Recognizing the difficulties of financing the war and the necessity of an institution to regulate the currency, Madison proposed the re-establishment of a national bank. He also called for increased spending on the army and the navy, a tariff designed to protect American goods from foreign competition, and a constitutional amendment authorizing the federal government to fund the construction of internal improvements such as roads and canals. His initiatives were opposed by strict constructionists such as John Randolph, who stated that Madison's proposals "out-Hamiltons Alexander Hamilton."[203] Responding to Madison's proposals, the 14th Congress compiled one of the most productive legislative records up to that point in history.[204] Congress granted the Second Bank of the United States a twenty-five-year charter[203] and passed the Tariff of 1816, which set high import duties for all goods that were produced in the United States.[204] Madison approved federal spending on the Cumberland Road, which provided a link to the country's western lands,[205] but in his last act before leaving office, he blocked further federal spending on internal improvements by vetoing the Bonus Bill of 1817. In making the veto, Madison argued that the General Welfare Clause did not broadly authorize federal spending on internal improvements.[206]
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Upon becoming president, Madison said the federal government's duty was to convert the American Indians by the "participation of the improvements of which the human mind and manners are susceptible in a civilized state".[163] Within six months of his first term of office, on September 30, 1809, Madison, by Indiana Territory Governor William Henry Harrison, agreed to the Treaty of Fort Wayne. The treaty began with "James Madison, President of the United States," on the first sentence of the first paragraph.[207] The American Indian tribes were compensated $5,200 ($109,121.79 for year 2020) in goods and $500 and $250 annual subsidies to the various tribes, for 3 million acres of land.[208] The treaty angered Shawnee leader Tecumseh, who said, "Sell a country! Why not sell the air, the clouds and the great sea, as well as the earth?"[209] William Henry Harrison, governor of the Indiana Territory, responded that the Miami tribe was the owner of the land and could sell to whom the Miami tribe wished.[210]
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Like Jefferson, Madison had a paternalistic attitude toward American Indians, encouraging the men to give up hunting and become farmers.[211] Madison believed the adoption of European-style agriculture would help Native Americans assimilate the values of British-U.S. civilization. As pioneers and settlers moved West into large tracts of Cherokee, Choctaw, Creek, and Chickasaw territory, Madison ordered the U.S. Army to protect Native lands from intrusion by settlers, to the chagrin of his military commander Andrew Jackson, who wanted Madison to ignore Indian pleas to stop the invasion of their lands.[212] Tensions mounted between the United States and Temcuseh over the 1809 Treaty of Fort Wayne, that ultimately led to Tecumseh's alliance with the British and the Battle of Tippecanoe, on November 7, 1811, in the Northwest Territory.[212][213] Tecumseh was defeated and Indians were pushed off their tribal lands, replaced entirely by white settlers.[212] [213]
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In addition to the Battle of the Thames and the Battle of Horseshoe Bend, other American Indian battles took place, including the Peoria War, and the Creek War. Settled by General Jackson, the Creek War added 20 million acres of land to the United States, in Georgia and Alabama, by the Treaty of Fort Jackson on August 9, 1814.[214]
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Privately, Madison did not believe American Indians could be civilized. Madison believed that American Indians were unwilling to "transition from the hunter, or even the herdsman state, to the agriculture."[209] Madison viewed that American Indians were in a "savage state", characterized by "complete liberty", absent of any cohesive bonds, obligations, or public duties. [209] Madison believed settlers who comingled with American Indians were attracted to the American Indian lifestyle. In March 1816, Madison's Secretary of War William Crawford advocated that Congress encourage intermarriages between American Indians and whites. This prompted public outrage, including hostile letters sent to Madison, who remained publicly silent. During Madison's presidency, white Americans became more hostile to American Indians.[209]
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In 1810, the House investigated Commanding General James Wilkinson for misconduct over his ties with Spain.[215] Wilkinson was a hold-over of the Jefferson Administration, who at that time in 1806, Jefferson was told Wilkinson was under a financial retainer with Spain. Wilkinson had also been rumored to have been tied with Spain during both the Washington and Adams administrations. Jefferson removed Wilkinson from his position of Governor of the Louisiana territory in 1807, for his ties with the Burr conspiracy. [216] The 1810 House investigation was not a formal report but documents incriminating Wilkinson were given to Madison. Wilkinson's military request for a court-martial was denied by Madison. Wilkinson then asked for 14 officers to testify on his behalf, in Washington, but Madison refused, in essence, clearing Wilkinson of malfeasance.[215]
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Later in 1810 the House investigated Wilkinson's public record, and charged him with a high casualty rate among soldiers. Wilkinson was cleared again. However, in 1811, Madison launched a formal court-martial of Wilkinson, that suspended Wilkinson of active duty. The military court in December 1811, cleared Wilkinson of misconduct. Madison approved of the Wilkinson's acquittal, and restored Wilkinson to active duty. [215] After Wilkinson failed a command during the War of 1812, Madison dismissed Wilkinson from command of the Army for incompetence. Madison, however, retained Wilkinson in the Army, but replaced Wilkinson with Henry Dearborn, as Commander of the Army. Not until 1815, when Wilkinson was court-martialled and acquitted again, did Madison finally remove him from the Army.[215] Historical evidence brought forth later in the Twentieth Century proved Wilkinson was under the pay of Spain. [217]
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In the 1816 presidential election, Madison and Jefferson both favored the candidacy of Secretary of State James Monroe. With the support of Madison and Jefferson, Monroe defeated Secretary of War William H. Crawford in the party's congressional nominating caucus. As the Federalist Party continued to collapse as a national party, Monroe easily defeated Federalist candidate Rufus King in the 1816 election.[218] Madison left office as a popular president; former president Adams wrote that Madison had "acquired more glory, and established more union, than all his three predecessors, Washington, Adams, and Jefferson, put together."[219]
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When Madison left office in 1817 at age 65, he retired to Montpelier, his tobacco plantation in Orange County, Virginia, not far from Jefferson's Monticello. As with both Washington and Jefferson, Madison left the presidency a poorer man than when elected. His plantation experienced a steady financial collapse, due to the continued price declines in tobacco and also due to his stepson's mismanagement.[220]
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In his retirement, Madison occasionally became involved in public affairs, advising Andrew Jackson and other presidents.[221] He remained out of the public debate over the Missouri Compromise, though he privately complained about the North's opposition to the extension of slavery.[222] Madison had warm relations with all four of the major candidates in the 1824 presidential election, but, like Jefferson, largely stayed out of the race.[223] During Jackson's presidency, Madison publicly disavowed the Nullification movement and argued that no state had the right to secede.[224]
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Madison helped Jefferson establish the University of Virginia, though the university was primarily Jefferson's initiative.[225] In 1826, after the death of Jefferson, Madison was appointed as the second rector of the university. He retained the position as college chancellor for ten years until his death in 1836.
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In 1829, at the age of 78, Madison was chosen as a representative to the Virginia Constitutional Convention for revision of the commonwealth's constitution. It was his last appearance as a statesman. The issue of greatest importance at this convention was apportionment. The western districts of Virginia complained that they were underrepresented because the state constitution apportioned voting districts by county. The increased population in the Piedmont and western parts of the state were not proportionately represented by delegates in the legislature. Western reformers also wanted to extend suffrage to all white men, in place of the prevailing property ownership requirement. Madison tried in vain to effect a compromise. Eventually, suffrage rights were extended to renters as well as landowners, but the eastern planters refused to adopt citizen population apportionment. They added slaves held as property to the population count, to maintain a permanent majority in both houses of the legislature, arguing that there must be a balance between population and property represented. Madison was disappointed at the failure of Virginians to resolve the issue more equitably.[226]
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In his later years, Madison became highly concerned about his historic legacy. He resorted to modifying letters and other documents in his possession, changing days and dates, adding and deleting words and sentences, and shifting characters. By the time he had reached his late seventies, this "straightening out" had become almost an obsession. As an example, he edited a letter written to Jefferson criticizing Lafayette—Madison not only inked out original passages, but even forged Jefferson's handwriting as well.[227] Historian Drew R. McCoy writes that, "During the final six years of his life, amid a sea of personal [financial] troubles that were threatening to engulf him ... At times mental agitation issued in physical collapse. For the better part of a year in 1831 and 1832 he was bedridden, if not silenced ... Literally sick with anxiety, he began to despair of his ability to make himself understood by his fellow citizens."[228]
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Madison's health slowly deteriorated. He died of congestive heart failure at Montpelier on the morning of June 28, 1836, at the age of 85.[229] By one common account of his final moments, he was given his breakfast, which he tried eating but was unable to swallow. His favorite niece, who sat by to keep him company, asked him, "What is the matter, Uncle James?" Madison died immediately after he replied, "Nothing more than a change of mind, my dear."[230] He is buried in the family cemetery at Montpelier.[220] He was one of the last prominent members of the Revolutionary War generation to die.[221] His will left significant sums to the American Colonization Society, the University of Virginia, and the College of New Jersey, as well as $30,000 to his wife, Dolley. Left with a smaller sum than Madison had intended, Dolley suffered financial troubles until her own death in 1849.[231]
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During his first stint in Congress in the 1780s, Madison came to favor amending the Articles of Confederation to provide for a stronger central government.[232] In the 1790s, he led the opposition to Hamilton's centralizing policies and the Alien and Sedition Acts.[233] According to Chernow, Madison's support of the Virginia and Kentucky Resolutions in the 1790s "was a breathtaking evolution for a man who had pleaded at the Constitutional Convention that the federal government should possess a veto over state laws."[113] The historian Gordon S. Wood says that Lance Banning, as in his Sacred Fire of Liberty (1995), is the "only present-day scholar to maintain that Madison did not change his views in the 1790s."[234] During and after the War of 1812, Madison came to support several policies he had opposed in the 1790s, including the national bank, a strong navy, and direct taxes.[235]
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Wood notes that many historians struggle to understand Madison, but Wood looks at him in the terms of Madison's own times—as a nationalist but one with a different conception of nationalism from that of the Federalists.[234] Gary Rosen and Banning use other approaches to suggest Madison's consistency.[236][237][238]
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Although baptized as an Anglican and educated by Presbyterian clergymen,[239] young Madison was an avid reader of English deist tracts.[240] As an adult, Madison paid little attention to religious matters. Though most historians have found little indication of his religious leanings after he left college,[241] some scholars indicate he leaned toward deism.[242][243] Others maintain that Madison accepted Christian tenets and formed his outlook on life with a Christian world view.[244]
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Regardless of his own religious beliefs, Madison believed in religious liberty, and he advocated for Virginia's disestablishment of the Anglican Church throughout the late 1770s and 1780s.[245] He also opposed the appointments of chaplains for Congress and the armed forces, arguing that the appointments produce religious exclusion as well as political disharmony.[246] In 1819, Madison said, "The number, the industry, and the morality of the priesthood & the devotion of the people have been manifestly increased by the total separation of the Church from the State."[247]
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Madison grew up on a plantation that made use of slave labor and he viewed the institution as a necessary part of the Southern economy, though he was troubled by the instability of a society that depended on a large enslaved population.[248] At the Philadelphia Convention, Madison favored an immediate end to the importation of slaves, though the final document barred Congress from interfering with the international slave trade until 1808,[249] while the domestic trade in slaves was expressly permitted by the constitution.[250] He also proposed that apportionment in the United States Senate be allocated by the sum of each state's free population and slave population, eventually leading to the adoption of the Three-Fifths Compromise.[251] Madison supported the extension of slavery into the West during the Missouri crisis of 1819–1821.[250] Madison believed that former slaves were unlikely to successfully integrate into Southern society, and in the late 1780s, he became interested in the idea of African-Americans establishing colonies in Africa.[252] Madison was president of the American Colonization Society, which founded the settlement of Liberia for former slaves.[253]
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Madison was unable to separate himself from the institution of domestic slavery. Although Madison had championed a Republican form of government, he believed that slavery had caused the South to become aristocratic. Madison believed that slaves were human property, while he opposed slavery intellectually.[254] Along with his colonization plan for blacks, Madison believed that slavery would naturally diffuse with western expansion. Madison's political views landed somewhere between John C. Calhoun's separation nullification and Daniel Webster's nationalism consolidation. Madison's Virginian "legatees" including Edward Coles, Nicolas P. Trist, and William Cabel Rives promoted Madison's moderate views on slavery into the 1840s and 1850s, but their campaign failed due to sectionalism, economic, and abolitionism forces.[254] Madison was never able to reconcile his advocacy of Republican government and his lifelong reliance on the slave system.[1]
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Madison's treatment of his enslaved people was known to be moderate. In 1790, Madison ordered an overseer to treat slaves with "all the humanity and kindness of consistent with their necessary subordination and work." Visitors noted slaves were well housed and fed. According to Paul Jennings, one of Madison's younger slaves, Madison never lost his temper or had his slaves whipped, preferring to reprimand.[255] One slave, Billey, attempted to escape Madison while in Philadelphia during the American Revolution, but was caught. Rather than free him, or return him to Virginia, Madison sold Billey in Philadelphia, under a gradual emancipation law adopted in Pennsylvania. Billey soon earned his freedom and worked for a Philadelphia merchant. Billey, however, was drowned on a voyage to New Orleans.[255] Madison never outwardly expressed the view that blacks were inferior; he tended to express open-mindedness on the question of race.[256]
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By 1801, Madison's slave population at Montpelier was slightly over 100. During the 1820s and 1830s, Madison was forced to sell land and slaves, caused by debts. In 1836, at the time of Madison's death, Madison owned 36 taxable slaves.[256] Madison's conservatism prevailed, due to finances, while he failed to free any of his slaves either during his lifetime or in his will.[250][254] Upon Madison's death, he left his remaining slaves to his wife Dolley, asking her only to sell her slaves with their consent. However, Dolley, sold many of her slaves without their consent. The remaining slaves, after Dolley's death, were given to her son, Payne Todd, who freed them upon his death. However, Todd had debts, and likely only a few slaves were actually freed. [257]
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Madison was small in stature, had bright blue eyes, a strong demeanor, and was known to be humorous at small gatherings. Madison suffered from serious illnesses, nervousness, and was often exhausted after periods of stress. Madison often feared for the worst and was a hypochondriac. However, Madison was in good health, while he lived a long life, without the common maladies of his times.[258]
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Madison is widely regarded as one of the most important Founding Fathers of the United States. Historian J.C.A. Stagg writes that "in some ways—because he was on the winning side of every important issue facing the young nation from 1776 to 1816—Madison was the most successful and possibly the most influential of all the Founding Fathers."[259] Though he helped found a major political party and served as the fourth president of the United States, his legacy has largely been defined by his contributions to the Constitution; even in his own life he was hailed as the "Father of the Constitution."[260] Law professor Noah Feldman writes that Madison "invented and theorized the modern ideal of an expanded, federal constitution that combines local self-government with an overarching national order." Feldman adds that Madison's "model of liberty-protecting constitutional government" is "the most influential American idea in global political history."[261]
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Polls of historians and political scientists tend to rank Madison as an above average president. A 2018 poll of the American Political Science Association's Presidents and Executive Politics section ranked Madison as the twelfth best president.[262] Wood commends Madison for his steady leadership during the war and resolve to avoid expanding the president's power, noting one contemporary's observation that the war was conducted "without one trial for treason, or even one prosecution for libel."[263] Nonetheless, many historians have criticized Madison's tenure as president.[264] Henry Steele Commager and Richard B. Morris in 1968 said the conventional view of Madison was as an "incapable President" who "mismanaged an unnecessary war."[265] A 2006 poll of historians ranked Madison's failure to prevent the War of 1812 as the sixth-worst mistake made by a sitting president.[266]
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The historian Garry Wills wrote, "Madison's claim on our admiration does not rest on a perfect consistency, any more than it rests on his presidency. He has other virtues. ... As a framer and defender of the Constitution he had no peer. ... The finest part of Madison's performance as president was his concern for the preserving of the Constitution. ... No man could do everything for the country—not even Washington. Madison did more than most, and did some things better than any. That was quite enough."[267]
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In 2002, historian Ralph Ketcham was critical of Madison as a wartime President during the War of 1812. Ketchum blamed Madison for the events that led up to the burning of the nation's capital by the British.[268] Ketchum said: "The events of the summer of 1814 illustrate all too well the inadequacy in wartime of Madison's habitual caution and tendency to let complexities remain unresolved...Although such inclinations are ordinarily virtues, in crisis they are calamitous."[269] Ketchum said "it was, ironically, Madison's very republican virtue that in part unsuited him to be a wartime president."[270]
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In 1974, historian James Banner criticized Madison for his protection of a corrupt General James Wilkinson in the Army. Wilkinson had been involved in the Aaron Burr Conspiracy during the Jefferson Administration, was on retainer of Spain, and had a high mortality rate among soldiers. Wilkinson had also botched a campaign during the War of 1812. Madison finally mustered Wilkinson out of the Army in 1815.[271]
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Montpelier, his family's plantation, has been designated a National Historic Landmark. The James Madison Memorial Building is a building of the United States Library of Congress and serves as the official memorial to Madison. In 1986, Congress created the James Madison Memorial Fellowship Foundation as part of the bicentennial celebration of the Constitution. Several counties and communities have been named for Madison, including Madison County, Alabama and Madison, Wisconsin. Other things named for Madison include Madison Square, James Madison University, and the USS James Madison.
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James Monroe (/mənˈroʊ/; April 28, 1758 – July 4, 1831) was an American statesman, lawyer, diplomat and Founding Father who served as the fifth president of the United States from 1817 to 1825. A member of the Democratic-Republican Party, Monroe was the last president of the Virginia dynasty; his presidency coincided with the Era of Good Feelings. He is perhaps best known for issuing the Monroe Doctrine, a policy of opposing European colonialism in the Americas. He also served as the governor of Virginia, a member of the United States Senate, the U.S. ambassador to France and Britain, the seventh Secretary of State, and the eighth Secretary of War.
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Born into a planter family in Westmoreland County, Virginia, Monroe served in the Continental Army during the American Revolutionary War. After studying law under Thomas Jefferson from 1780 to 1783, he served as a delegate in the Continental Congress. As a delegate to the Virginia Ratifying Convention, Monroe opposed the ratification of the United States Constitution. In 1790, he won election to the Senate, where he became a leader of the Democratic-Republican Party. He left the Senate in 1794 to serve as President George Washington's ambassador to France, but was recalled by Washington in 1796. Monroe won election as Governor of Virginia in 1799 and strongly supported Jefferson's candidacy in the 1800 presidential election.
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As President Jefferson's special envoy, Monroe helped negotiate the Louisiana Purchase, through which the United States nearly doubled in size. Monroe fell out with his longtime friend James Madison after Madison rejected the Monroe–Pinkney Treaty that Monroe negotiated with Britain. He unsuccessfully challenged Madison in the 1808 presidential election, but in April 1811 he joined Madison's administration as Secretary of State. During the later stages of the War of 1812, Monroe simultaneously served as Madison's Secretary of State and Secretary of War. His wartime leadership established him as Madison's heir apparent, and he easily defeated Federalist Party candidate Rufus King in the 1816 presidential election.
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Monroe's presidency was coterminous with the Era of Good Feelings, as the Federalist Party collapsed as a national political force. As president, Monroe signed the Missouri Compromise, which admitted Missouri as a slave state and banned slavery from territories north of the parallel 36°30′ north. In foreign affairs, Monroe and Secretary of State John Quincy Adams favored a policy of conciliation with Britain and a policy of expansionism against the Spanish Empire. In the 1819 Adams–Onís Treaty with Spain, the United States secured Florida and established its western border with New Spain. In 1823, Monroe announced the United States' opposition to any European intervention in the recently independent countries of the Americas with the Monroe Doctrine, which became a landmark in American foreign policy. Monroe was a member of the American Colonization Society, which supported the colonization of Africa by freed slaves, and Liberia's capital of Monrovia is named in his honor. Following his retirement in 1825, Monroe was plagued by financial difficulties, and died on July 4, 1831 in New York City. He has been generally ranked as an above-average president by historians.
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James Monroe was born on April 28, 1758, in his parents' house in a wooded area of Westmoreland County, Virginia. The marked site is one mile from the unincorporated community known today as Monroe Hall, Virginia. The James Monroe Family Home Site was listed on the National Register of Historic Places in 1979. His father Spence Monroe (1727–1774) was a moderately prosperous planter who also practiced carpentry. His mother Elizabeth Jones (1730–1772) married Spence Monroe in 1752 and they had five children: Elizabeth, James, Spence, Andrew, and Joseph Jones.[1][2]
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His paternal great-great-grandfather Patrick Andrew Monroe emigrated to America from Scotland in the mid-17th century, and was part of an ancient Scottish clan known as Clan Munro. In 1650 he patented a large tract of land in Washington Parish, Westmoreland County, Virginia. Monroe's mother was the daughter of James Jones, who immigrated from Wales and settled in nearby King George County, Virginia. Jones was a wealthy architect.[1] Also among James Monroe's ancestors were French Huguenot immigrants, who came to Virginia in 1700.[2]
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At age 11, Monroe was enrolled in the lone school in the county. He attended this school only 11 weeks a year, as his labor was needed on the farm. During this time, Monroe formed a lifelong friendship with an older classmate, John Marshall. Monroe's mother died in 1772, and his father two years later. Though he inherited property from both of his parents, the 16-year-old Monroe was forced to withdraw from school to support his younger brothers. His childless maternal uncle, Joseph Jones, became a surrogate father to Monroe and his siblings. A member of the Virginia House of Burgesses, Jones took Monroe to the capital of Williamsburg, Virginia, and enrolled him in the College of William and Mary. Jones also introduced Monroe to important Virginians such as Thomas Jefferson, Patrick Henry, and George Washington. In 1774, opposition to the British government grew in the Thirteen Colonies in reaction to the "Intolerable Acts," and Virginia sent a delegation to the First Continental Congress. Monroe became involved in the opposition to Lord Dunmore, the colonial governor of Virginia, and took part in the storming of the Governor's Palace.[3]
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In early 1776, about a year and a half after his enrollment, Monroe dropped out of college and joined the 3rd Virginia Regiment in the Continental Army.[4] As the fledgling army valued literacy in its officers, Monroe was commissioned with the rank of lieutenant, serving under Captain William Washington. After months of training, Monroe and 700 Virginia infantrymen were called north to serve in the New York and New Jersey campaign. Shortly after the Virginians arrived, George Washington led the army in a retreat from New York City into New Jersey and then across the Delaware River into Pennsylvania. In late December, Monroe took part in a surprise attack on a Hessian encampment at the Battle of Trenton. Though the attack was successful, Monroe suffered a severed artery in the battle and nearly died. In the aftermath, Washington cited Monroe and William Washington for their bravery, and promoted Monroe to captain. After his wounds healed, Monroe returned to Virginia to recruit his own company of soldiers.[5] His participation in the battle was memorialized in John Trumbull's painting The Capture of the Hessians at Trenton, December 26, 1776 as well as Emanuel Leutze's 1851 Washington Crossing the Delaware.[6]
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Lacking the wealth to induce soldiers to join his company, Monroe instead asked his uncle to return him to the front. Monroe was assigned to the staff of General William Alexander, Lord Stirling. During this time he formed a close friendship with the Marquis de Lafayette, a French volunteer who encouraged him to view the war as part of a wider struggle against religious and political tyranny. Monroe served in the Philadelphia campaign and spent the winter of 1777–78 at the encampment of Valley Forge, sharing a log hut with Marshall. After serving in the Battle of Monmouth, the destitute Monroe resigned his commission in December 1778 and joined his uncle in Philadelphia. After the British captured Savannah, the Virginia legislature decided to raise four regiments, and Monroe returned to his native state, hoping to receive his own command. With letters of recommendation from Washington, Stirling, and Alexander Hamilton, Monroe received a commission as a lieutenant colonel and was expected to lead one of the regiments, but recruitment again proved to be a problem. On Jones's advice, Monroe returned to Williamsburg to study law, becoming a protege of Virginia Governor Thomas Jefferson.[7]
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With the British increasingly focusing their operations in the Southern colonies, the Virginians moved the capital to the more defensible city of Richmond, and Monroe accompanied Jefferson to the new capital. As governor of Virginia, Jefferson held command over its militia, and made Monroe a colonel. Monroe established a messenger network to coordinate with the Continental Army and other state militias. Still unable to raise an army due to a lack of interested recruits, Monroe traveled to his home in King George County, and thus was not present for the British raid of Richmond. As both the Continental Army and the Virginia militia had an abundance of officers, Monroe did not serve during the Yorktown campaign, and, much to his frustration, did not take part in the Siege of Yorktown.[8] Although Andrew Jackson served as a courier in a militia unit at age 13, Monroe is regarded as the last U.S. president who was a Revolutionary War veteran, since he served as an officer of the Continental Army and took part in combat.[9] As a result of his service, Monroe became a member of the Society of the Cincinnati.[10]
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Monroe resumed studying law under Jefferson and continued until 1783.[11][12] He was not particularly interested in legal theory or practice, but chose to take it up because he thought it offered "the most immediate rewards" and could ease his path to wealth, social standing, and political influence.[12] Monroe was admitted to the Virginia bar and practiced in Fredericksburg, Virginia.
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On February 16, 1786, Monroe married Elizabeth Kortright (1768–1830) in New York City.[13] She was the daughter of Hannah Aspinwall Kortright and Laurence Kortright, a wealthy trader and former British officer. Monroe met her while serving in the Continental Congress.[14]
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After a brief honeymoon on Long Island, New York, the Monroes returned to New York City to live with her father until Congress adjourned. They then moved to Virginia, settling in Charlottesville, Virginia, in 1789. They bought an estate in Charlottesville known as Ash Lawn–Highland, settling on the property in 1799. The Monroes had three children.[15]
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Monroe sold his small Virginia plantation in 1783 to enter law and politics. He later fulfilled his childhood dream of becoming the owner of a large plantation and wielding great political power, but his plantation was never profitable. Although he owned much more land and many more slaves, and speculated in property, he was rarely on site to oversee the operations. Overseers treated the slaves harshly to force production, but the plantations barely broke even. Monroe incurred debts by his lavish and expensive lifestyle and often sold property (including slaves) to pay them off.[20] Overseers moved or separated slave families from different Monroe plantations in accordance with production and maintenance needs of each satellite plantation.[21] One of Monroe's slaves, Daniel, often ran away from his plantation in Albermarle County, to visit other slaves or separated family members.[21] Monroe commonly called Daniel a "scoundrel" and described his "worthlessness" as a runaway slave.[21] The practice of moving and separating slave families was common in the South.[21]
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Monroe was elected to the Virginia House of Delegates in 1782. After serving on Virginia's Executive Council,[22] he was elected to the Congress of the Confederation in November 1783 and served in Annapolis until Congress convened in Trenton, New Jersey in June 1784. He had served a total of three years when he finally retired from that office by the rule of rotation.[23] By that time, the government was meeting in the temporary capital of New York City. In 1784, Monroe undertook an extensive trip through Western New York and Pennsylvania to inspect the conditions in the Northwest. The tour convinced him that the United States had to pressure Britain to abandon its posts in the region and assert control of the Northwest.[24] While serving in Congress, Monroe became an advocate for western expansion, and played a key role in the writing and passage of the Northwest Ordinance. The ordinance created the Northwest Territory, providing for federal administration of the territories West of Pennsylvania and North of the Ohio River. During this period, Jefferson continued to serve as a mentor to Monroe, and, at Jefferson's prompting, he befriended another prominent Virginian, James Madison.[25]
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Monroe resigned from Congress in 1786 to focus on his legal career, and he became an attorney for the state. In 1787, Monroe won election to another term in the Virginia House of Delegates. Though he had become outspoken in his desire to reform the Articles, he was unable to attend the Philadelphia Convention due to his work obligations.[26] In 1788, Monroe became a delegate to the Virginia Ratifying Convention.[27] In Virginia, the struggle over the ratification of the proposed Constitution involved more than a simple clash between federalists and anti-federalists. Virginians held a full spectrum of opinions about the merits of the proposed change in national government. Washington and Madison were leading supporters; Patrick Henry and George Mason were leading opponents. Those who held the middle ground in the ideological struggle became the central figures. Led by Monroe and Edmund Pendleton, these "federalists who are for amendments," criticized the absence of a bill of rights and worried about surrendering taxation powers to the central government.[28] After Madison reversed himself and promised to pass a bill of rights, the Virginia convention ratified the constitution by a narrow vote, though Monroe himself voted against it. Virginia was the tenth state to ratify the Constitution, and all thirteen states eventually ratified the document.[29]
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Henry and other anti-federalists hoped to elect a Congress that would amend the Constitution to take away most of the powers it had been granted ("commit suicide on [its] own authority," as Madison put it). Henry recruited Monroe to run against Madison for a House seat in the First Congress, and he had the Virginia legislature draw a congressional district designed to elect Monroe. During the campaign, Madison and Monroe often traveled together, and the election did not destroy their friendship. Madison prevailed over Monroe, taking 1,308 votes compared to Monroe's 972 votes. Following his defeat, Monroe returned to his legal duties and developed his farm in Charlottesville. After the death of Senator William Grayson in 1790, Monroe was elected to serve the remainder of Grayson's term.[30]
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During the presidency of George Washington, U.S. politics became increasingly polarized between the supporters of Secretary of State Jefferson and
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the Federalists, led by Secretary of the Treasury Alexander Hamilton. Monroe stood firmly with Jefferson in opposing Hamilton's strong central government and strong executive. The Democratic-Republican Party coalesced around Jefferson and Madison, and Monroe became one of the fledgling party's leaders in the Senate. He also helped organize opposition to John Adams in the 1792
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election, though Adams defeated George Clinton to win re-election.[31] As the 1790s progressed, the French Revolutionary Wars came to dominate U.S. foreign policy, with British and French raids both threatening U.S. trade with Europe. Like most other Jeffersonians, Monroe supported the French Revolution, but Hamilton's followers tended to sympathize more with Britain. In 1794, hoping to find a way to avoid war with both countries, Washington appointed Monroe as his minister (ambassador) to France. At the same time, he appointed the anglophile Federalist John Jay as his minister to Britain.[32]
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After arriving in France, Monroe addressed the National Convention, receiving a standing ovation for his speech celebrating republicanism. He experienced several early diplomatic successes, including the protection of U.S. trade from French attacks. He also used his influence to win the release of Thomas Paine and Adrienne de La Fayette, the wife of the Marquis de Lafayette.[33] Months after Monroe arrived in France, the U.S. and Great Britain concluded the Jay Treaty, outraging both the French and Monroe—not fully informed about the treaty prior to its publication. Despite the undesirable effects of the Jay Treaty on Franco-American relations, Monroe won French support for U.S. navigational rights on the Mississippi River—the mouth of which was controlled by Spain—and in 1795 the U.S. and Spain signed Pinckney's Treaty. The treaty granted the U.S. limited rights to use the port of New Orleans.[34]
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Washington decided Monroe was inefficient, disruptive, and failed to safeguard the national interest. He recalled Monroe in November 1796.[35] Returning to his home in Charlottesville, he resumed his dual careers as a farmer and lawyer.[36] Jefferson and Madison urged Monroe to run for Congress, but Monroe chose to focus on state politics instead.[37]
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In 1798 Monroe published A View of the Conduct of the Executive, in the Foreign Affairs of the United States: Connected with the Mission to the French Republic, During the Years 1794, 5, and 6 . It was a long defence of his term as Minister to France. He followed the advice of his friend Robert Livingston who cautioned him to "repress every harsh and acrimonious" comment about Washington. However, he did complain that too often the U.S. government had been too close to Britain, especially regarding the Jay Treaty.[38] Washington made notes on this copy, writing, "The truth is, Mr. Monroe was cajoled, flattered, and made to believe strange things. In return he did, or was disposed to do, whatever was pleasing to that nation, reluctantly urging the rights of his own."[39]
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Back in 1792, then-Senator Monroe was investigating charges of corruption and misuse of Federal funds earmarked as pay for Revolutionary War veterans, when he encountered claims that Secretary of Treasury Alexander Hamilton was involved.[40] Monroe, Frederick Muhlenberg, and Abraham Venable determined that Hamilton had been making payments to James Reynolds, a co-conspirator in the financial scheme using government money. The investigating committee prepared a report for George Washington, but confronted Hamilton before sending it. Hamilton confessed not to the corruption charge, but instead to an affair with Reynolds' wife, Maria. He claimed Reynolds had found out and was blackmailing him, and offered letters to prove his story. The investigators immediately dropped the matter, and Monroe promised Hamilton he would keep the matter private.
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When another suspect in that investigation, Jacob Clingman, told Maria Reynolds about the claim she'd had an affair with Hamilton, she denied it, claiming the letters had been forged to help cover up the corruption. Clingman went to Monroe about this. Monroe added that interview to his notes, and sent the entire set to a friend, possibly Thomas Jefferson, for safekeeping. Unfortunately, the secretary who was involved in managing the notes of the investigation made copies and gave them to scandal writer James Callender.[41]
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Five years later, shortly after Monroe was recalled from France, Callender published accusations against Hamilton based on those notes. Hamilton and his wife thought this was retaliation on the part of Monroe for the recall, and confronted by Hamilton via letter. In a subsequent meeting between the two of them, where Hamilton had suggested each bring a "second," Hamilton accused Monroe of lying, and challenged him to a duel. While such challenges were usually hot air, in this case Monroe replied "I am ready, get your pistols." Their seconds interceded, and an arrangement was made to give Hamilton documentation on what had occurred with the investigation.
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Hamilton was not satisfied with the subsequent explanations, and at the end of an exchange of letters the two were threatening duels, again. Monroe chose Aaron Burr as his second. Burr worked as a negotiator between the two parties, believing they were both being "childish," and eventually helped settle matters.[42]
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On a party-line vote, the Virginia legislature elected Monroe as Governor of Virginia in 1799. He would serve as governor until 1802.[43] The constitution of Virginia endowed the governor with very few powers aside from commanding the militia when the Assembly called it into action. But Monroe used his stature to convince legislators to enhance state involvement in transportation and education and to increase training for the militia. Monroe also began to give State of the Commonwealth addresses to the legislature, in which he highlighted areas in which he believed the legislature should act. Monroe also led an effort to create the state's first penitentiary, and imprisonment replaced other, often harsher, punishments. In 1800, Monroe called out the state militia to suppress Gabriel's Rebellion, a slave rebellion originating on a plantation six miles from the capital of Richmond. Gabriel and 27 other enslaved people who participated were all hanged for treason.[44]
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Monroe thought that foreign and Federalist elements had created the Quasi War of 1798–1800, and he strongly supported Thomas Jefferson's candidacy for president in 1800. Federalists were likewise suspicious of Monroe, some viewing him at best as a French dupe and at worst a traitor.[45] With the power to appoint election officials in Virginia, Monroe exercised his influence to help Jefferson win Virginia's presidential electors.[46] He also considered using the Virginia militia to force the outcome in favor of Jefferson.[47] Jefferson won the 1800 election, and he appointed Madison as his Secretary of State. As a member of Jefferson's party and the leader of the largest state in the country, Monroe emerged as one of Jefferson's two most likely successors, alongside Madison.[48]
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Shortly after the end of Monroe's gubernatorial tenure, President Jefferson sent Monroe back to France to assist Ambassador Robert R. Livingston in negotiating the Louisiana Purchase. In the 1800 Treaty of San Ildefonso, France had acquired the territory of Louisiana from Spain; at the time, many in the U.S. believed that France had also acquired West Florida in the same treaty. The American delegation originally sought to acquire West Florida and the city of New Orleans, which controlled the trade of the Mississippi River. Determined to acquire New Orleans even if it meant war with France, Jefferson also authorized Monroe to form an alliance with the British if the French refused to sell the city.[49]
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Meeting with François Barbé-Marbois, the French foreign minister, Monroe and Livingston agreed to purchase the entire territory of Louisiana for $15 million; the purchase became known as the Louisiana Purchase. In agreeing to the purchase, Monroe violated his instructions, which had only allowed $9 million for the purchase of New Orleans and West Florida. The French did not acknowledge that West Florida remained in Spanish possession, and the United States would claim that France had sold West Florida to the United States for several years to come. Though he had not ordered the purchase of the entire territory, Jefferson strongly supported Monroe's actions, which ensured that the United States would continue to expand to the West. Overcoming doubts about whether the Constitution authorized the purchase of foreign territory, Jefferson won congressional approval for the Louisiana Purchase, and the acquisition doubled the size of the United States. Monroe would travel to Spain in 1805 to try to win the cession of West Florida, but, with the support of France, Spain refused to consider relinquishing the territory.[50]
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After the resignation of Rufus King, Monroe was appointed as the ambassador to Great Britain in 1803. The greatest issue of contention between the United States and Britain was that of the impressment of U.S. sailors. Many U.S. merchant ships employed British seamen who had deserted or dodged conscription, and the British frequently impressed sailors on U.S. ships in hopes of quelling their manpower issues. Many of the sailors they impressed had never been British subjects, and Monroe was tasked with persuading the British to stop their practice of impressment. Monroe found little success in this endeavor, partly due to Jefferson's alienation of the British minister to the United States, Anthony Merry. Rejecting Jefferson's offer to serve as the first governor of Louisiana Territory, Monroe continued to serve as ambassador to Britain until 1807.[51]
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In 1806 he negotiated the Monroe–Pinkney Treaty with Great Britain. It would have extended the Jay Treaty of 1794 which had expired after ten years. Jefferson had fought the Jay Treaty intensely in 1794–95 because he felt it would allow the British to subvert American republicanism. The treaty had produced ten years of peace and highly lucrative trade for American merchants, but Jefferson was still opposed. When Monroe and the British signed the new treaty in December 1806, Jefferson refused to submit it to the Senate for ratification. Although the treaty called for ten more years of trade between the United States and the British Empire and gave American merchants guarantees that would have been good for business, Jefferson was unhappy that it did not end the hated British practice of impressment, and refused to give up the potential weapon of commercial warfare against Britain. The president made no attempt to obtain another treaty, and as a result, the two nations drifted from peace toward the War of 1812.[52] Monroe was severely pained by the administration's repudiation of the treaty, and he fell out with Secretary of State James Madison.[53]
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On his return to Virginia in 1807, Monroe received a warm reception, and many urged him to run in the 1808 presidential election.[54] After Jefferson refused to submit the Monroe-Pinkney Treaty, Monroe had come to believe that Jefferson had snubbed the treaty out of the desire to avoid elevating Monroe above Madison in 1808.[55] Out of deference to Jefferson, Monroe agreed to avoid actively campaigning for the presidency, but he did not rule out accepting a draft effort.[56] The Democratic-Republican Party was increasingly factionalized, with "Old Republicans" or "Quids" denouncing the Jefferson administration for abandoning what they considered to be true republican principles. The Quids tried to enlist Monroe in their cause. The plan was to run Monroe for president in the 1808 election in cooperation with the Federalist Party, which had a strong base in New England. John Randolph of Roanoke led the Quid effort to stop Jefferson's choice of Madison. The regular Democratic-Republicans overcame the Quids in the nominating caucus, kept control of the party in Virginia, and protected Madison's base.[57] Monroe did not publicly criticize Jefferson or Madison during Madison's campaign against Federalist Charles Cotesworth Pinckney, but he refused to support Madison.[58] Madison defeated Pinckney by a large margin, carrying all but one state outside of New England. Monroe won 3,400 votes in Virginia, but received little support elsewhere.[56] After the election Monroe quickly reconciled with Jefferson, but their friendship endured further strains when Jefferson did not promote Monroe's candidacy to Congress in 1809.[59] Monroe did not speak with Madison until 1810.[53] Returning to private life, he devoted his attentions to farming at his Charlottesville estate.[60]
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Monroe returned to the Virginia House of Burgesses and was elected to another term as governor in 1811, but served only four months. In April 1811, Madison appointed Monroe as Secretary of State in hopes of shoring up the support of the more radical factions of the Democratic-Republicans.[53] Madison also hoped that Monroe, an experienced diplomat with whom he had once been close friends, would improve upon the performance of the previous Secretary of State, Robert Smith. Madison assured Monroe that their differences regarding the Monroe-Pinkney Treaty had been a misunderstanding, and the two resumed their friendship.[61] On taking office, Monroe hoped to negotiate treaties with the British and French to end the attacks on American merchant ships. While the French agreed to reduce the attacks and release seized American ships, the British were less receptive to Monroe's demands.[62] Monroe had long worked for peace with the British, but he came to favor war with Britain, joining with "war hawks" such as Speaker of the House Henry Clay. With the support of Monroe and Clay, Madison asked Congress to declare war upon the British, and Congress complied on June 18, 1812, thus beginning the War of 1812.[63]
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The war went very badly, and the Madison administration quickly sought peace, but were rejected by the British.[64] The U.S. Navy did experience several successes after Monroe convinced Madison to allow the Navy's ships to set sail rather than remaining in port for the duration of the war.[65] After the resignation of Secretary of War William Eustis, Madison asked Monroe to serve in dual roles as Secretary of State and Secretary of War, but opposition from the Senate limited Monroe to serving as acting Secretary of War until Brigadier General John Armstrong won Senate confirmation.[66] Monroe and Armstrong clashed over war policy, and Armstrong blocked Monroe's hopes of being appointed to lead an invasion of Canada.[67] As the war dragged on, the British offered to begin negotiations in Ghent, and the United States sent a delegation led by John Quincy Adams to conduct negotiations. Monroe allowed Adams leeway in setting terms, so long as he ended the hostilities and preserved American neutrality.[68]
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When the British burned the U.S. Capitol and the White House on August 24, 1814, Madison removed Armstrong as Secretary of War and turned to Monroe for help, appointing him Secretary of War on September 27.[69] Monroe resigned as Secretary of State on October 1, 1814, but no successor was ever appointed and thus from October 1814 to February 28, 1815, Monroe effectively held both Cabinet posts.[70] Now in command of the war effort, Monroe ordered General Andrew Jackson to defend against a likely attack on New Orleans by the British, and he asked the governors of nearby states to send their militias to reinforce Jackson. He also called on Congress to draft an army of 100,000 men, increase compensation to soldiers, and establish a new national bank to ensure adequate funding for the war effort.[71] Months after Monroe took office as Secretary of War, the war ended with the signing of the Treaty of Ghent. The treaty resulted in a return to the status quo ante bellum, and many outstanding issues between the United States and Britain remained. But Americans celebrated the end of the war as a great victory, partly due to the news of the treaty reaching the United States shortly after Jackson's victory in the Battle of New Orleans. With the end of the Napoleonic Wars in 1815, the British also ended the practice of impressment. After the war, Congress authorized the creation a national bank in the form of the Second Bank of the United States.[72]
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Monroe decided to seek the presidency in the 1816 election, and his war-time leadership had established him as Madison's heir apparent. Monroe had strong support from many in the party, but his candidacy was challenged at the 1816 Democratic-Republican congressional nominating caucus. Secretary of the Treasury William H. Crawford had the support of numerous Southern and Western Congressmen, while Governor Daniel D. Tompkins was backed by several Congressmen from New York. Crawford appealed especially to many Democratic-Republicans who were wary of Madison and Monroe's support for the establishment of the Second Bank of the United States.[73] Despite his substantial backing, Crawford decided to defer to Monroe on the belief that he could eventually run as Monroe's successor, and Monroe won his party's nomination. Tompkins won the party's vice presidential nomination. The moribund Federalists nominated Rufus King as their presidential nominee, but the party offered little opposition following the conclusion of a popular war that they had opposed. Monroe received 183 of the 217 electoral votes, winning every state but Massachusetts, Connecticut, and Delaware.[74]
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Monroe largely ignored old party lines in making federal appointments, which reduced political tensions and augmented the sense of "oneness" that pervaded the United States. He made two long national tours to build national trust. At Boston, a newspaper hailed his 1817 visit as the beginning of an "Era of Good Feelings". Frequent stops on his tours included ceremonies of welcome and expressions of good-will. The Federalist Party continued to fade during his administration; it maintained its vitality and organizational integrity in Delaware and a few localities, but lacked influence in national politics. Lacking serious opposition, the Democratic-Republican Party's Congressional caucus stopped meeting, and for practical purposes the party stopped operating.[75]
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Monroe appointed a geographically-balanced cabinet, through which he led the executive branch.[76] At Monroe's request, Crawford continued to serve as Treasury Secretary. Monroe also chose to retain Benjamin Crowninshield of Massachusetts as Secretary of the Navy and Richard Rush of Pennsylvania as Attorney General. Recognizing Northern discontent at the continuation of the Virginia dynasty, Monroe chose John Quincy Adams of Massachusetts as Secretary of State, making Adams the early favorite to eventually succeed Monroe. An experienced diplomat, Adams had abandoned the Federalist Party in 1807 in support of Thomas Jefferson's foreign policy, and Monroe hoped that the appointment would encourage the defection of more Federalists. After General Andrew Jackson declined appointment as Secretary of War, Monroe turned to South Carolina Congressman John C. Calhoun, leaving the Cabinet without a prominent Westerner. In late 1817 Rush became the ambassador to Britain, and William Wirt succeeded him as Attorney General.[77] With the exception of Crowninshield, the rest of Monroe's initial cabinet appointees remained in place for the remainder of his presidency.[78][need quotation to verify]
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In February 1819, a bill to enable the people of the Missouri Territory to draft a constitution and form a government preliminary to admission into the Union came before the House of Representatives. During these proceedings, Congressman James Tallmadge, Jr. of New York "tossed a bombshell into the Era of Good Feelings"[79] by offering the Tallmadge Amendment, which prohibited the further introduction of slaves into Missouri and required that all future children of slave parents therein should be free at the age of twenty-five years. After three days of rancorous and sometimes bitter debate, the bill, with Tallmadge's amendments, passed. The measure then went to the Senate, where both amendments were rejected.[80] A House–Senate conference committee was unable to resolve the disagreements on the bill, and so the entire measure failed.[81] The ensuing debates pitted the northern "restrictionists" (antislavery legislators who wished to bar slavery from the Louisiana territories) against southern "anti-restrictionists" (proslavery legislators who rejected any interference by Congress inhibiting slavery expansion).[82]
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During the following session, the House passed a similar bill with an amendment, introduced on January 26, 1820, by John W. Taylor of New York, allowing Missouri into the union as a slave state. The question had been complicated by the admission in December of Alabama, a slave state, making the number of slave and free states equal. In addition, there was a bill in passage through the House (January 3, 1820) to admit Maine as a free state.[83] The Senate decided to connect the two measures. It passed a bill for the admission of Maine with an amendment enabling the people of Missouri to form a state constitution. Before the bill was returned to the House, a second amendment was adopted on the motion of Jesse B. Thomas of Illinois, excluding slavery from the Louisiana Territory north of the parallel 36°30′ north (the southern boundary of Missouri), except within the limits of the proposed state of Missouri. The House then approved the bill as amended by the Senate.[84] The legislation passed, which became known as the Missouri Compromise, won the support of Monroe and both houses of Congress, and compromise temporarily settled the issue of slavery in the territories.[85]
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As the United States continued to grow, many Americans advocated a system of internal improvements to help the country develop. Federal assistance for such projects evolved slowly and haphazardly—the product of contentious congressional factions and an executive branch generally concerned with avoiding unconstitutional federal intrusions into state affairs.[86] Monroe believed that the young nation needed an improved infrastructure, including a transportation network to grow and thrive economically, but did not think that the Constitution authorized Congress to build, maintain, and operate a national transportation system.[87] Monroe repeatedly urged Congress to pass an amendment allowing Congress the power to finance internal improvements, but Congress never acted on his proposal, in part because many congressmen believed that the Constitution did in fact authorize the federal financing of internal improvements.[88] In 1822, Congress passed a bill authorizing the collection of tolls on the Cumberland Road, with the tolls being used to finance repairs on the road. Adhering to stated position regarding internal improvements, Monroe vetoed the bill.[88] In an elaborate essay, Monroe set forth his constitutional views on the subject. Congress might appropriate money, he admitted, but it might not undertake the actual construction of national works nor assume jurisdiction over them.[89]
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In 1824, the Supreme Court ruled in Gibbons v. Ogden that the Constitution's Commerce Clause gave the federal government the authority to regulate interstate commerce. Shortly thereafter, Congress passed two important laws that, together, marked the beginning of the federal government's continuous involvement in civil works. The General Survey Act authorized the president to have surveys made of routes for roads and canals "of national importance, in a commercial or military point of view, or necessary for the transportation of public mail." The president assigned responsibility for the surveys to the Army Corps of Engineers. The second act, passed a month later, appropriated $75,000 to improve navigation on the Ohio and Mississippi rivers by removing sandbars, snags, and other obstacles. Subsequently, the act was amended to include other rivers such as the Missouri. This work, too, was given to the Corps of Engineers—the only formally trained body of engineers in the new republic and, as part of the nation's small army, available to serve the wishes of Congress and the executive branch.[86]
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Two years into his presidency, Monroe faced an economic crisis known as the Panic of 1819, the first major depression to hit the country since the ratification of the Constitution in 1788.[90] The panic stemmed from declining imports and exports, and sagging agricultural prices[87] as global markets readjusted to peacetime production and commerce in the aftermath of the War of 1812 and the Napoleonic Wars.[91][92] The severity of the economic downturn in the U.S. was compounded by excessive speculation in public lands,[93][94] fueled by the unrestrained issue of paper money from banks and business concerns.[95][96] Monroe lacked the power to intervene directly in the economy, as banks were largely regulated by the states, and he could do little to stem the economic crisis.[97]
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Before the onset of the Panic of 1819, some business leaders had called on Congress to increase tariff rates to address the negative balance of trade and help struggling industries.[98] As the panic spread, Monroe declined to call a special session of Congress to address the economy. When Congress finally reconvened in December 1819, Monroe requested an increase in the tariff but declined to recommend specific rates.[99] Congress would not raise tariff rates until the passage of the Tariff of 1824.[100] The panic resulted in high unemployment and an increase in bankruptcies and foreclosures,[87][101] and provoked popular resentment against banking and business enterprises.[102][103]
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According to historian William E. Weeks, "Monroe evolved a comprehensive strategy aimed at expanding the Union externally while solidifying it internally". He expanded trade and pacified relations with Great Britain while expanding the United States at the expense of the Spanish Empire, from which he obtained Florida and the recognition of a border across the continent. Faced with the breakdown of the expansionist consensus over the question of slavery, the president tried to provide both North and South with guarantees that future expansion would not tip the balance of power between slave and free states, a system that, Weeks remarks, did indeed allow the continuation of American expansion for the best of four decades.[104]
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Monroe pursued warmer relations with Britain in the aftermath of the War of 1812.[105] In 1817 the United States and Britain signed the Rush–Bagot Treaty, which regulated naval armaments on the Great Lakes and Lake Champlain and demilitarized the border between the U.S. and British North America.[106] The Treaty of 1818, also with Great Britain, was concluded October 20, 1818, and fixed the present Canada–United States border from Minnesota to the Rocky Mountains at the 49th parallel. The accords also established a joint U.S.–British occupation of Oregon Country for the next ten years.[107] Though they did not solve every outstanding issue between the U.S. and Britain, the treaties allowed for greater trade between the United States and the British Empire and helped avoid an expensive naval arms race in the Great Lakes.[105] Late in Monroe's second term, the U.S. concluded the Russo-American Treaty of 1824 with the Russian Empire, setting the southern limit of Russian sovereignty on the Pacific coast of North America at the 54°40′ parallel (the present southern tip of the Alaska Panhandle).[108]
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Spain had long rejected repeated American efforts to purchase Florida. But by 1818, Spain was facing a troubling colonial situation in which the cession of Florida made sense. Spain had been exhausted by the Peninsular War in Europe and needed to rebuild its credibility and presence in its colonies. Revolutionaries in Central America and South America were beginning to demand independence. Spain was unwilling to invest further in Florida, encroached on by American settlers, and it worried about the border between New Spain and the United States. With only a minor military presence in Florida, Spain was not able to restrain the Seminole warriors who routinely crossed the border and raided American villages and farms, as well as protected southern slave refugees from slave owners and traders of the southern United States.[109]
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In response to these Seminole attacks, Monroe ordered a military expedition to cross into Spanish Florida and attack the Seminoles. The expedition, led by Andrew Jackson, defeated numerous Seminoles but also seized the Spanish territorial capital of Pensacola. With the capture of Pensacola, Jackson established de facto American control of the entire territory. While Monroe supported Jackson's actions, many in Congress harshly criticized what they saw as an undeclared war. With the support of Secretary of State Adams, Monroe defended Jackson against domestic and international criticism, and the United States began negotiations with Spain.[110]
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Spain faced revolt in all her American colonies and could neither govern nor defend Florida. On February 22, 1819, Spain and the United States signed the Adams–Onís Treaty, which ceded the Floridas in return for the assumption by the United States of claims of American citizens against Spain to an amount not exceeding $5,000,000. The treaty also contained a definition of the boundary between Spanish and American possessions on the North American continent. Beginning at the mouth of the Sabine River the line ran along that river to the 32nd parallel, then due north to the Red River, which it followed to the 100th meridian, due north to the Arkansas River, and along that river to its source, then north to the 42nd parallel, which it followed to the Pacific Ocean. As the United States renounced all claims to the west and south of this boundary (Texas), so Spain surrendered any title she had to the Northwest (Oregon Country).[111]
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Monroe was deeply sympathetic to the Latin American revolutionary movements against Spain. He was determined that the United States should never repeat the policies of the Washington administration during the French Revolution, when the nation had failed to demonstrate its sympathy for the aspirations of peoples seeking to establish republican governments. He did not envisage military involvement but only the provision of moral support, as he believed that a direct American intervention would provoke other European powers into assisting Spain.[112] Monroe initially refused to recognize the Latin American governments due to ongoing negotiations with Spain over Florida.[113]
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In March 1822, Monroe officially recognized the countries of Argentina, Peru, Colombia, Chile, and Mexico, all of which had won independence from Spain.[107] Secretary of State Adams, under Monroe's supervision, wrote the instructions for the ministers to these new countries. They declared that the policy of the United States was to uphold republican institutions and to seek treaties of commerce on a most-favored-nation basis. The United States would support inter-American congresses dedicated to the development of economic and political institutions fundamentally differing from those prevailing in Europe. Monroe took pride as the United States was the first nation to extend recognition and to set an example to the rest of the world for its support of the "cause of liberty and humanity".[114]
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For their part, the British also had a strong interest in ensuring the demise of Spanish colonialism, with all the trade restrictions mercantilism imposed. In October 1823, Richard Rush, the American minister in London, advised that Foreign Secretary George Canning was proposing that the U.S. and Britain issue a joint declaration to deter any other power from intervening in Central and South America. Adams vigorously opposed cooperation with Great Britain, contending that a statement of bilateral nature could limit United States expansion in the future. He also argued that the British were not committed to recognizing the Latin American republics and must have had imperial motivations themselves.[115]
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Two months later, the bilateral statement proposed by the British became a unilateral declaration by the United States. While Monroe thought that Spain was unlikely to re-establish its colonial empire on its own, he feared that France or the Holy Alliance might seek to establish control over the former Spanish possessions.[116] On December 2, 1823, in his annual message to Congress, Monroe articulated what became known as the Monroe Doctrine. He first reiterated the traditional U.S. policy of neutrality with regard to European wars and conflicts. He then declared that the United States would not accept the recolonization of any country by its former European master, though he also avowed non-interference with existing European colonies in the Americas.[117] Finally, he stated that European countries should no longer consider the Western Hemisphere open to new colonization, a jab aimed primarily at Russia, which was attempting to expand its colony on the northern Pacific Coast.[107][114]
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The collapse of the Federalists left Monroe with no organized opposition at the end of his first term, and he ran for reelection unopposed,[118] the only president other than Washington to do so. A single elector from New Hampshire, William Plumer, cast a vote for John Quincy Adams, preventing a unanimous vote in the Electoral College.[118] He did so because he thought Monroe was incompetent. Later in the century, the story arose that he had cast his dissenting vote so that only George Washington would have the honor of unanimous election. Plumer never mentioned Washington in his speech explaining his vote to the other New Hampshire electors.[119]
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Five new states were admitted to the Union while Monroe was in office:
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When his presidency ended on March 4, 1825, James Monroe resided at Monroe Hill, what is now included in the grounds of the University of Virginia. He served on the university's Board of Visitors under Jefferson and under the second rector James Madison, both former presidents, almost until his death. He and his wife lived at Oak Hill in Aldie, Virginia, until Elizabeth's death at age 62 on September 23, 1830. In August 1825, the Monroes had received the Marquis de Lafayette and President John Quincy Adams as guests there.[126]
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Monroe incurred many unliquidated debts during his years of public life. He sold off his Highland Plantation. It is now owned by his alma mater, the College of William and Mary, which has opened it to the public as a historic site. Throughout his life, he was financially insolvent, which was exacerbated by his wife's poor health.[127]
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Monroe was elected as a delegate to the Virginia Constitutional Convention of 1829-1830. He was one of four delegates elected from the senatorial district made up of his home district of Loudoun and Fairfax County.[128] In October 1829, he was elected by the Convention to serve as the presiding officer, until his failing health required him to withdraw on December 8, after which Philip Pendleton Barbour of Orange County was elected presiding officer.
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Upon Elizabeth's death in 1830, Monroe moved to 63 Prince Street at Lafayette Place[129] in New York City to live with his daughter Maria Hester Monroe Gouverneur, who had married Samuel L. Gouverneur. Monroe's health began to slowly fail by the end of the 1820s.[130] On July 4, 1831, Monroe died at age 73 from heart failure and tuberculosis, thus becoming the third president to have died on Independence Day. His death came 55 years after the United States Declaration of Independence was proclaimed and five years after the deaths of John Adams and Thomas Jefferson. His last words were, "I regret that I should leave this world without again beholding him." He referred to James Madison, who in fact was one of his best friends.[131] Monroe was originally buried in New York at the Gouverneur family's vault in the New York City Marble Cemetery. 27 years later, in 1858, his body was re-interred at the President's Circle in Hollywood Cemetery in Richmond, Virginia. The James Monroe Tomb is a U.S. National Historic Landmark.[132]
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"When it comes to Monroe's thoughts on religion," historian Bliss Isely notes, "less is known than that of any other President." No letters survive in which he discussed his religious beliefs. Nor did his friends, family or associates comment on his beliefs. Letters that do survive, such as ones written after the death of his son, contain no discussion of religion.[133]
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Monroe was raised in a family that belonged to the Church of England when it was the state church in Virginia before the Revolution. As an adult, he attended Episcopal churches. Some historians see "deistic tendencies" in his few references to an impersonal God.[134] Unlike Jefferson, Monroe was rarely attacked as an atheist or infidel. In 1832 James Renwick Willson, a Reformed Presbyterian minister in Albany, New York, criticized Monroe for having "lived and died like a second-rate Athenian philosopher."[135]
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Monroe owned dozens of slaves. He took several slaves with him to Washington to serve at the White House from 1817 to 1825. This was typical of other slaveholders, as Congress did not provide for domestic staff of the presidents at that time.[136]
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As president of Virginia's constitutional convention in the fall of 1829, Monroe reiterated his belief that slavery was a blight which, even as a British colony, Virginia had attempted to eradicate. "What was the origin of our slave population?" he rhetorically asked. "The evil commenced when we were in our Colonial state, but acts were passed by our Colonial Legislature, prohibiting the importation, of more slaves, into the Colony. These were rejected by the Crown." To the dismay of states' rights proponents, he was willing to accept the federal government's financial assistance to emancipate and transport freed slaves to other countries. At the convention, Monroe made his final public statement on slavery, proposing that Virginia emancipate and deport its bondsmen with "the aid of the Union."[137]
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When Monroe was Governor of Virginia in 1800, hundreds of slaves from Virginia planned to kidnap him, take Richmond, and negotiate for their freedom. Gabriel's slave conspiracy was discovered.[138] Monroe called out the militia; the slave patrols soon captured some slaves accused of involvement. Sidbury says some trials had a few measures to prevent abuses, such as an appointed attorney, but they were "hardly 'fair'". Slave codes prevented slaves from being treated like whites, and they were given quick trials without a jury.[139] Monroe influenced the Executive Council to pardon and sell some slaves instead of hanging them.[140] Historians say the Virginia courts executed between 26 and 35 slaves. None of the executed slaves had killed any whites because the uprising had been foiled before it began.[141]
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Monroe was active in the American Colonization Society, which supported the establishment of colonies outside of the United States for free African-Americans. The society helped send several thousand freed slaves to the new colony of Liberia in Africa from 1820 to 1840. Slave owners like Monroe and Andrew Jackson wanted to prevent free blacks from encouraging slaves in the South to rebel. Liberia's capital, Monrovia, was named after President Monroe.[142]
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Polls of historians and political scientists tend to rank Monroe as an above average president.[143][144] Monroe presided over a period in which the United States began to turn away from European affairs and towards domestic issues. His presidency saw the United States settle many of its longstanding boundary issues through an accommodation with Britain and the acquisition of Florida. Monroe also helped resolve sectional tensions through his support of the Missouri Compromise and by seeking support from all regions of the country.[145] Political scientist Fred Greenstein argues that Monroe was a more effective executive than some of his better-known predecessors, including Madison and John Adams.[146]
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The capital of Liberia is named Monrovia after Monroe; it is the only national capital other than Washington, D.C. named after a U.S. president. Monroe is the namesake of seventeen Monroe counties.[147] Monroe, Maine, Monroe, Michigan, Monroe, Georgia, Monroe, Connecticut, both Monroe Townships in New Jersey, and Fort Monroe are all named for him. Monroe has been depicted on U.S. currency and stamps, including a 1954 United States Postal Service 5¢ Liberty Issue postage stamp.
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Monroe was the last U.S. president to wear a powdered wig tied in a queue, a tricorne hat and knee-breeches according to the style of the late 18th century.[148][149] That earned him the nickname "The Last Cocked Hat".[150] He is also the last president to have never been photographed.[151]
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Jane Austen (/ˈɒstɪn, ˈɔːs-/; 16 December 1775 – 18 July 1817) was an English novelist known primarily for her six major novels, which interpret, critique and comment upon the British landed gentry at the end of the 18th century. Austen's plots often explore the dependence of women on marriage in the pursuit of favourable social standing and economic security. Her works critique the novels of sensibility of the second half of the 18th century and are part of the transition to 19th-century literary realism.[2][b] Her use of biting irony, along with her realism, humour, and social commentary, have long earned her acclaim among critics, scholars, and popular audiences alike.[4]
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With the publications of Sense and Sensibility (1811), Pride and Prejudice (1813), Mansfield Park (1814) and Emma (1816), she achieved success as a published writer. She wrote two additional novels, Northanger Abbey and Persuasion, both published posthumously in 1818, and began another, eventually titled Sanditon, but died before its completion. She also left behind three volumes of juvenile writings in manuscript, a short epistolary novel Lady Susan, and another unfinished novel, The Watsons. Her six full-length novels have rarely been out of print, although they were published anonymously and brought her moderate success and little fame during her lifetime.
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A significant transition in her posthumous reputation occurred in 1833, when her novels were republished in Richard Bentley's Standard Novels series, illustrated by Ferdinand Pickering, and sold as a set.[5] They gradually gained wider acclaim and popular readership. In 1869, fifty-two years after her death, her nephew's publication of A Memoir of Jane Austen introduced a compelling version of her writing career and supposedly uneventful life to an eager audience.
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Austen has inspired many critical essays and literary anthologies. Her novels have inspired many films, from 1940's Pride and Prejudice to more recent productions like Sense and Sensibility (1995), Emma (1996), Mansfield Park (1999), Pride & Prejudice (2005), Love & Friendship (2016), and Emma.[c] (2020).
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There is little biographical information about Jane Austen's life except the few letters that survived and the biographical notes her family members wrote.[7] During her lifetime, Austen may have written as many as 3,000 letters, but only 161 survived.[8] Many of the letters were written to Austen's older sister Cassandra, who in 1843 burned the greater part of them and cut pieces out of those she kept. Ostensibly, Cassandra destroyed or censored her sister's letters to prevent their falling into the hands of relatives and ensuring that "younger nieces did not read any of Jane Austen's sometimes acid or forthright comments on neighbours or family members".[9][d] Cassandra believed that in the interest of tact and Jane's penchant for forthrightness, these details should be destroyed. The paucity of record of Austen's life leaves modern biographers little with which to work.[10]
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The situation was compounded as successive generations of the family expunged and sanitised the already opaque details of Austen's biography. The heirs of Jane's brother, Admiral Francis Austen, destroyed more letters; details were excised from the "Biographical Notice" her brother wrote in 1818; and family details continued to be omitted or embellished in her nephew's A Memoir of Jane Austen, published in 1869, and in William and Richard Arthur Austen-Leigh's biography Jane Austen: Her Life and Letters, published in 1913.[11] The legend the family and relatives created reflects their biases in favour of "good quiet Aunt Jane", portraying a woman whose domestic situation was happy and whose family was the mainstay of her life.[7] Austen scholar, Jan Fergus explains that modern biographies tend to include details excised from the letters and family biographical materials, but that the challenge is to avoid the polarising view that Austen experienced periods of deep unhappiness and was "an embittered, disappointed woman trapped in a thoroughly unpleasant family".[12]
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Jane Austen was born in Steventon, Hampshire, on 16 December 1775. She was born a month later than her parents expected; her father wrote of her arrival in a letter that her mother "certainly expected to have been brought to bed a month ago". He added that her arrival was particularly welcome as "a future companion to her sister".[14] The winter of 1776 was particularly harsh and it was not until 5 April that she was baptised at the local church with the single name Jane.[15]
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For much of Jane's life, her father, George Austen (1731–1805), served as the rector of the Anglican parishes at Steventon and at nearby Deane.[16][e] He came from an old, respected, and wealthy family of wool merchants. Over the centuries as each generation of eldest sons received inheritances, their wealth was consolidated, and George's branch of the family fell into poverty. He and his two sisters were orphaned as children and had to be taken in by relatives. His sister Philadelphia went to India to find a husband and George entered St John's College, Oxford on a fellowship, where he most likely met Cassandra Leigh (1739–1827).[18] She came from the prominent Leigh family; her father was rector at All Souls College, Oxford, where she grew up among the gentry. Her eldest brother James inherited a fortune and large estate from his great-aunt Perrot, with the only condition that he change his name to Leigh-Perrot.[19]
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George and Cassandra exchanged miniatures in 1763 and probably were engaged around that time.[20] George received the living for the Steventon parish from the wealthy husband of his second cousin, Thomas Knight, who owned Steventon and its associated farms, one of which the Austen family rented to live in.[21] Two months after Cassandra's father died, they married on 26 April 1764 at St Swithin's Church in Bath, by licence, in a simple ceremony. They left for Hampshire the same day.[22]
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Their income was modest, with George's small per annum living; Cassandra brought to the marriage the expectation of a small inheritance at the time of her mother's death.[23] The Austens took up temporary residence at the nearby Deane rectory until Steventon, a 16th-century house in disrepair, underwent necessary renovations. Cassandra gave birth to three children while living at Deane: James in 1765, George in 1766, and Edward in 1767.[24] Her custom was to keep an infant at home for several months and then place it with Elizabeth Littlewood, a woman living nearby to nurse and raise for twelve to eighteen months.[25]
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In 1768, the family finally took up residence in Steventon. Henry was the first child to be born there, in 1771.[26] At about this time, Cassandra could no longer ignore the signs that little George was developmentally disabled. He was subject to seizures, may have been deaf and mute, and she chose to send him out to be fostered.[27] In 1773, Cassandra was born, followed by Francis in 1774, and Jane in 1775.[28]
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According to Honan, the atmosphere of the Austen home was an "open, amused, easy intellectual" one, where the ideas of those with whom the Austens might disagree politically or socially were considered and discussed.[29] The family relied on the patronage of their kin and hosted visits from numerous family members.[30] Cassandra Austen spent the summer of 1770 in London with George's sister, Philadelphia, and her daughter Eliza, accompanied by his other sister, Mrs Walter and her daughter Philly.[31][f] Philadelphia and Eliza Hancock were, according to Le Faye, "the bright comets flashing into an otherwise placid solar system of clerical life in rural Hampshire, and the news of their foreign travels and fashionable London life, together with their sudden descents upon the Steventon household in between times, all helped to widen Jane's youthful horizon and influence her later life and works."[32]
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Cassandra Austen's cousin Thomas Leigh visited a number of times in the 1770s and 1780s, inviting young Cassie to visit them in Bath in 1781. The first mention of Jane occurs in family documents on her return, "... and almost home they were when they met Jane & Charles, the two little ones of the family, who had to go as far as New Down to meet the chaise, & have the pleasure of riding home in it."[33] Le Faye writes that "Mr Austen's predictions for his younger daughter were fully justified. Never were sisters more to each other than Cassandra and Jane; while in a particularly affectionate family, there seems to have been a special link between Cassandra and Edward on the one hand, and between Henry and Jane on the other."[34]
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From 1773 until 1796, George Austen supplemented his income by farming and by teaching three or four boys at a time, who boarded at his home.[35] The Reverend Austen had an annual income of £200 from his two livings.[36] This was a very modest income at the time; by comparison, a skilled worker like a blacksmith or a carpenter could make about £100 annually while the typical annual income of a gentry family was between £1,000 and £5,000.[36]
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During this period of her life, Austen attended church regularly, socialised with friends and neighbours,[g] and read novels—often of her own composition—aloud to her family in the evenings. Socialising with the neighbours often meant dancing, either impromptu in someone's home after supper or at the balls held regularly at the assembly rooms in the town hall.[37] Her brother Henry later said that "Jane was fond of dancing, and excelled in it".[38]
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In 1783, Austen and her sister Cassandra were sent to Oxford to be educated by Mrs Ann Cawley who took them with her to Southampton when she moved there later in the year. In the autumn both girls were sent home when they caught typhus and Austen nearly died.[39] Austen was from then home educated, until she attended boarding school in Reading with her sister from early in 1785 at the Reading Abbey Girls' School, ruled by Mrs La Tournelle, who possessed a cork leg and a passion for theatre.[40] The school curriculum probably included some French, spelling, needlework, dancing and music and, perhaps, drama. The sisters returned home before December 1786 because the school fees for the two girls were too high for the Austen family.[41] After 1786, Austen "never again lived anywhere beyond the bounds of her immediate family environment".[42]
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The remainder of her education came from reading, guided by her father and brothers James and Henry.[43] Irene Collins believes that Austen "used some of the same school books as the boys" her father tutored.[44] Austen apparently had unfettered access both to her father's library and that of a family friend, Warren Hastings. Together these collections amounted to a large and varied library. Her father was also tolerant of Austen's sometimes risqué experiments in writing, and provided both sisters with expensive paper and other materials for their writing and drawing.[45]
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Private theatricals were an essential part of Austen's education. From her early childhood, the family and friends staged a series of plays in the rectory barn, including Richard Sheridan's The Rivals (1775) and David Garrick's Bon Ton. Austen's eldest brother James wrote the prologues and epilogues and she probably joined in these activities, first as a spectator and later as a participant.[46] Most of the plays were comedies, which suggests how Austen's satirical gifts were cultivated.[47] At the age of 12, she tried her own hand at dramatic writing; she wrote three short plays during her teenage years.[48]
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From the age of eleven, and perhaps earlier, Austen wrote poems and stories for her own and her family's amusement.[49] In these works, the details of daily life are exaggerated, common plot devices are parodied, and the "stories are full of anarchic fantasies of female power, licence, illicit behaviour, and general high spirits", according to Janet Todd.[50] Austen later[when?] compiled fair copies of twenty-nine early works into three bound notebooks, now referred to as the Juvenilia, containing work written between 1787 and 1793. She called the three notebooks "Volume the First", "Volume the Second" and "Volume the Third", and they preserve 90,000 words she wrote during those years.[51] The Juvenilia are often, according to scholar Richard Jenkyns, "boisterous" and "anarchic"; he compares them to the work of 18th-century novelist Laurence Sterne.[52]
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Among these works are a satirical novel in letters titled Love and Freindship [sic], written at age fourteen in 1790,[53] in which she mocked popular novels of sensibility.[54] The next year she wrote The History of England, a manuscript of thirty-four pages accompanied by thirteen watercolour miniatures by her sister, Cassandra. Austen's History parodied popular historical writing, particularly Oliver Goldsmith's History of England (1764).[55] Honan speculates that not long after writing Love and Freindship [sic], Austen decided to "write for profit, to make stories her central effort", that is, to become a professional writer. When she was around eighteen years old, Austen began to write longer, more sophisticated works.[56]
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In August 1792, aged seventeen, Austen started writing Catharine or the Bower, which presaged her mature work, especially Northanger Abbey; it was left unfinished and the story picked up in Lady Susan, which Todd describes as less prefiguring than Catharine.[57] A year later, she began, but abandoned a short play, later titled Sir Charles Grandison or the happy Man, a comedy in 6 acts, which she returned to and completed around 1800. This was a short parody of various school textbook abridgements of Austen's favourite contemporary novel, The History of Sir Charles Grandison (1753), by Samuel Richardson.[58]
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When Austen became an aunt for the first time at age eighteen, she sent new-born niece Fanny-Catherine Austen-Knight "five short pieces of ... the Juvenilia now known collectively as 'Scraps' .., purporting to be her 'Opinions and Admonitions on the conduct of Young Women'". For niece Jane-Anna-Elizabeth Austen (also born in 1793) Jane Austen wrote "two more 'Miscellanious [sic] Morsels', dedicating them to [Anna] on 2 June 1793, 'convinced that if you seriously attend to them, You will derive from them very important Instructions, with regard to your Conduct in Life.'"[59] There is manuscript evidence that Austen continued to work on these pieces as late as 1811 (when she was 36), and that her niece and nephew, Anna and James Edward Austen, made further additions as late as 1814.[60]
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Between 1793 and 1795 (aged eighteen to twenty) Austen wrote Lady Susan, a short epistolary novel, usually described as her most ambitious and sophisticated early work.[61] It is unlike any of Austen's other works. Austen biographer Claire Tomalin describes the novella's heroine as a sexual predator who uses her intelligence and charm to manipulate, betray and abuse her lovers, friends and family. Tomalin writes:
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Told in letters, it is as neatly plotted as a play, and as cynical in tone as any of the most outrageous of the Restoration dramatists who may have provided some of her inspiration ... It stands alone in Austen's work as a study of an adult woman whose intelligence and force of character are greater than those of anyone she encounters.[62]
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According to Janet Todd, the model for the title character may have been Eliza de Feuillide, who inspired Austen with stories of her glamorous life and various adventures. Eliza's French husband was guillotined in 1794; she married Jane's brother Henry Austen in 1797.[30]
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When Austen was twenty, Tom Lefroy, a neighbour, visited Steventon from December 1795 to January 1796. He had just finished a university degree and was moving to London for training as a barrister. Lefroy and Austen would have been introduced at a ball or other neighbourhood social gathering, and it is clear from Austen's letters to Cassandra that they spent considerable time together: "I am almost afraid to tell you how my Irish friend and I behaved. Imagine to yourself everything most profligate and shocking in the way of dancing and sitting down together."[64]
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Austen wrote in her first surviving letter to her sister Cassandra that Lefroy was a "very gentlemanlike, good-looking, pleasant young man".[65] Five days later in another letter, Austen wrote that she expected an "offer" from her "friend" and that "I shall refuse him, however, unless he promises to give away his white coat", going on to write "I will confide myself in the future to Mr Tom Lefroy, for whom I don't give a sixpence" and refuse all others.[65] The next day, Austen wrote: "The day will come on which I flirt my last with Tom Lefroy and when you receive this it will be all over. My tears flow as I write at this melancholy idea".[65]
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Halperin cautioned that Austen often satirised popular sentimental romantic fiction in her letters, and some of the statements about Lefroy may have been ironic. However, it is clear that Austen was genuinely attracted to Lefroy and subsequently none of her other suitors ever quite measured up to him.[65] The Lefroy family intervened and sent him away at the end of January. Marriage was impractical as both Lefroy and Austen must have known. Neither had any money, and he was dependent on a great-uncle in Ireland to finance his education and establish his legal career. If Tom Lefroy later visited Hampshire, he was carefully kept away from the Austens, and Jane Austen never saw him again.[66] In November 1798, Lefroy was still on Austen's mind as she wrote to her sister she had tea with one of his relatives, wanted desperately to ask about him, but could not bring herself to raise the subject.[67]
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After finishing Lady Susan, Austen began her first full-length novel Elinor and Marianne. Her sister remembered that it was read to the family "before 1796" and was told through a series of letters. Without surviving original manuscripts, there is no way to know how much of the original draft survived in the novel published anonymously in 1811 as Sense and Sensibility.[68]
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Austen began a second novel, First Impressions (later published as Pride and Prejudice), in 1796. She completed the initial draft in August 1797, aged 21; as with all of her novels, Austen read the work aloud to her family as she was working on it and it became an "established favourite".[69] At this time, her father made the first attempt to publish one of her novels. In November 1797, George Austen wrote to Thomas Cadell, an established publisher in London, to ask if he would consider publishing First Impressions. Cadell returned Mr. Austen's letter, marking it "Declined by Return of Post". Austen may not have known of her father's efforts.[70] Following the completion of First Impressions, Austen returned to Elinor and Marianne and from November 1797 until mid-1798, revised it heavily; she eliminated the epistolary format in favour of third-person narration and produced something close to Sense and Sensibility.[71] In 1797, Austen met her cousin (and future sister-in-law), Eliza de Feuillide, a French aristocrat whose first husband the Comte de Feuillide had been guillotined, causing her to flee to Britain, where she married Henry Austen.[72] The description of the execution of the Comte de Feuillide related by his widow left Austen with an intense horror of the French Revolution that lasted for the rest of her life.[72]
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During the middle of 1798, after finishing revisions of Elinor and Marianne, Austen began writing a third novel with the working title Susan—later Northanger Abbey—a satire on the popular Gothic novel.[73] Austen completed her work about a year later. In early 1803, Henry Austen offered Susan to Benjamin Crosby, a London publisher, who paid £10 for the copyright. Crosby promised early publication and went so far as to advertise the book publicly as being "in the press", but did nothing more.[74] The manuscript remained in Crosby's hands, unpublished, until Austen repurchased the copyright from him in 1816.[75]
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In December 1800 George Austen unexpectedly announced his decision to retire from the ministry, leave Steventon, and move the family to 4, Sydney Place in Bath.[76] While retirement and travel were good for the elder Austens, Jane Austen was shocked to be told she was moving from the only home she had ever known.[77] An indication of her state of mind is her lack of productivity as a writer during the time she lived at Bath. She was able to make some revisions to Susan, and she began and then abandoned a new novel, The Watsons, but there was nothing like the productivity of the years 1795–1799.[78] Tomalin suggests this reflects a deep depression disabling her as a writer, but Honan disagrees, arguing Austen wrote or revised her manuscripts throughout her creative life, except for a few months after her father died.[79][h] It is often claimed that Austen was unhappy in Bath, which caused her to lose interest in writing, but it is just as possible that Austen's social life in Bath prevented her from spending much time writing novels.[80] The critic Robert Irvine argued that if Austen spent more time writing novels when she was in the countryside, it might just have been because she had more spare time as opposed to being more happy in the countryside as is often argued.[80] Furthermore, Austen frequently both moved and travelled over southern England during this period, which was hardly a conducive environment for writing a long novel.[80] Austen sold the rights to publish Susan to a publisher Crosby & Company, who paid her £10.[81] The Crosby & Company advertised Susan, but never published it.[81]
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The years from 1801 to 1804 are something of a blank space for Austen scholars as Cassandra destroyed all of her letters from her sister in this period for unknown reasons.[82] In December 1802 Austen received her only known proposal of marriage. She and her sister visited Alethea and Catherine Bigg, old friends who lived near Basingstoke. Their younger brother, Harris Bigg-Wither, had recently finished his education at Oxford and was also at home. Bigg-Wither proposed and Austen accepted. As described by Caroline Austen, Jane's niece, and Reginald Bigg-Wither, a descendant, Harris was not attractive—he was a large, plain-looking man who spoke little, stuttered when he did speak, was aggressive in conversation, and almost completely tactless. However, Austen had known him since both were young and the marriage offered many practical advantages to Austen and her family. He was the heir to extensive family estates located in the area where the sisters had grown up. With these resources, Austen could provide her parents a comfortable old age, give Cassandra a permanent home and, perhaps, assist her brothers in their careers. By the next morning, Austen realised she had made a mistake and withdrew her acceptance.[83] No contemporary letters or diaries describe how Austen felt about this proposal.[84] Irvine described Bigg-Wither as a somebody who "...seems to have been a man very hard to like, let alone love".[85]
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In 1814, Austen wrote a letter to her niece, Fanny Knight, who had asked for advice about a serious relationship, telling her that "having written so much on one side of the question, I shall now turn around & entreat you not to commit yourself farther, & not to think of accepting him unless you really do like him. Anything is to be preferred or endured rather than marrying without Affection".[86] The English scholar Douglas Bush wrote that Austen had "had a very high ideal of the love that should unite a husband and wife ... All of her heroines ... know in proportion to their maturity, the meaning of ardent love".[87] A possible autobiographical element in Sense and Sensibility occurs when Elinor Dashwood contemplates that "the worse and most irremediable of all evils, a connection for life" with an unsuitable man.[87][i]
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In 1804, while living in Bath, Austen started, but did not complete, her novel The Watsons. The story centres on an invalid and impoverished clergyman and his four unmarried daughters. Sutherland describes the novel as "a study in the harsh economic realities of dependent women's lives".[89] Honan suggests, and Tomalin agrees, that Austen chose to stop work on the novel after her father died on 21 January 1805 and her personal circumstances resembled those of her characters too closely for her comfort.[90]
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Her father's relatively sudden death left Jane, Cassandra, and their mother in a precarious financial situation. Edward, James, Henry, and Francis Austen (known as Frank) pledged to make annual contributions to support their mother and sisters.[91] For the next four years, the family's living arrangements reflected their financial insecurity. They spent part of the time in rented quarters in Bath before leaving the city in June 1805 for a family visit to Steventon and Godmersham. They moved for the autumn months to the newly fashionable seaside resort of Worthing, on the Sussex coast, where they resided at Stanford Cottage.[j] It was here that Austen is thought to have written her fair copy of Lady Susan and added its "Conclusion". In 1806 the family moved to Southampton, where they shared a house with Frank Austen and his new wife. A large part of this time they spent visiting various branches of the family.[92]
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On 5 April 1809, about three months before the family's move to Chawton, Austen wrote an angry letter to Richard Crosby, offering him a new manuscript of Susan if needed to secure the immediate publication of the novel, and requesting the return of the original so she could find another publisher. Crosby replied that he had not agreed to publish the book by any particular time, or at all, and that Austen could repurchase the manuscript for the £10 he had paid her and find another publisher. She did not have the resources to buy the copyright back at that time,[93] but was able to purchase it in 1816.[94]
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Around early 1809 Austen's brother Edward offered his mother and sisters a more settled life—the use of a large cottage in Chawton village[k] that was part of Edward's nearby estate, Chawton House. Jane, Cassandra and their mother moved into Chawton cottage on 7 July 1809.[96] Life was quieter in Chawton than it had been since the family's move to Bath in 1800. The Austens did not socialise with gentry and entertained only when family visited. Her niece Anna described the family's life in Chawton as "a very quiet life, according to our ideas, but they were great readers, and besides the housekeeping our aunts occupied themselves in working with the poor and in teaching some girl or boy to read or write."[97]
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At the time, married British women did not have the legal power to sign contracts, and it was common for a woman wishing to publish to have a male relative represent her to sign the contract.[98] Like most women authors at the time, Austen had to publish her books anonymously.[99] At the time, the ideal roles for a woman were as wife and mother, and writing for women was regarded at best as a secondary form of activity; a woman who wished to be a full-time writer was felt to be degrading her femininity, so books by women were usually published anonymously in order to maintain the conceit that the female writer was only publishing as a sort of part-time job, and was not seeking to become a "literacy lioness" (i.e a celebrity).[100]
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During her time at Chawton, Jane Austen published four generally well-received novels. Through her brother Henry, the publisher Thomas Egerton agreed to publish Sense and Sensibility, which, like all of Jane Austen's novels except Pride and Prejudice, was published "on commission", that is, at the author's financial risk. When publishing on commission, publishers would advance the costs of publication, repay themselves as books were sold and then charge a 10% commission for each book sold, paying the rest to the author. If a novel did not recover its costs through sales, the author was responsible for them.[101] The alternative to selling via commission was the selling the copyright, where an author received a one-time payment from the publisher for the manuscript, which occurred with Pride and Prejudice.[102] Austen's experience with Susan (the manuscript that became Northanger Abbey) where she sold the copyright to the publisher Crosby & Sons for £10, who did not publish the book, forcing her to buy back the copyright in order to get her work published, left Austen leery of this method of publishing.[99] The final alternative, of selling by subscription, where a group of people would agree to buy a book in advance, was not an option for Austen as only authors who were well known or had an influential aristocratic patron who would recommend an up-coming book to their friends, could sell by subscription.[102] Sense and Sensibility appeared in October 1811, and was described as being written "By a Lady".[99] As it was sold on commission, Egerton used expensive paper and set the price at 15 shillings.[99]
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Reviews were favourable and the novel became fashionable among young aristocratic opinion-makers;[103] the edition sold out by mid-1813. Austen's novels were published in larger editions than was normal for this period. The small size of the novel-reading public and the large costs associated with hand production (particularly the cost of handmade paper) meant that most novels were published in editions of 500 copies or less to reduce the risks to the publisher and the novelist. Even some of the most successful titles during this period were issued in editions of not more than 750 or 800 copies and later reprinted if demand continued. Austen's novels were published in larger editions, ranging from about 750 copies of Sense and Sensibility to about 2,000 copies of Emma. It is not clear whether the decision to print more copies than usual of Austen's novels was driven by the publishers or the author. Since all but one of Austen's books were originally published "on commission", the risks of overproduction were largely hers (or Cassandra's after her death) and publishers may have been more willing to produce larger editions than was normal practice when their own funds were at risk. Editions of popular works of non-fiction were often much larger.[104]
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Austen made £140 from Sense and Sensibility,[105] which provided her with some financial and psychological independence.[106] After the success of Sense and Sensibility, all of Austen's subsequent books were billed as written "By the author of Sense and Sensibility" and Austen's name never appeared on her books during her lifetime.[99] Egerton then published Pride and Prejudice, a revision of First Impressions, in January 1813. Austen sold the copyright to Pride and Prejudice to Egerton for £110.[99] To maximise profits, he used cheap paper and set the price at 18 shillings.[99] He advertised the book widely and it was an immediate success, garnering three favourable reviews and selling well. Had Austen sold Pride and Prejudice on commission, she would had made a profit of £475, or twice her father's annual income.[99] By October 1813 Egerton was able to begin selling a second edition.[107] Mansfield Park was published by Egerton in May 1814. While Mansfield Park was ignored by reviewers, it was very popular with readers. All copies were sold within six months, and Austen's earnings on this novel were larger than for any of her other novels.[108]
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Unknown to Austen, her novels were translated into French and published in cheaply produced, pirated editions in France.[109] The literary critic Noel King commented that given the prevailing rage in France at the time was for lush romantic fantasies, it is remarkable that her novels with the emphasis on everyday English life had any sort of a market in France.[110] However, King cautioned that Austen's chief translator in France, Madame Isabelle de Montolieu, had only the most rudimentary knowledge of English, and her translations were more of "imitations" than translations proper, as Montolieu depended upon assistants to provide a summary, which she then translated into an embellished French that often radically altered Austen's plots and characters.[111] The first of the Austen novels to be published that credited her as the author was in France, when Persuasion was published in 1821 as La Famille Elliot ou L'Ancienne Inclination.[112]
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Austen learned that the Prince Regent admired her novels and kept a set at each of his residences.[l] In November 1815, the Prince Regent's librarian James Stanier Clarke invited Austen to visit the Prince's London residence and hinted Austen should dedicate the forthcoming Emma to the Prince. Though Austen disliked the Prince Regent, she could scarcely refuse the request.[114] Austen disapproved of the Prince Regent on the account of his womanising, gambling, drinking, spendthrift ways and generally disreputable behaviour.[115] She later wrote Plan of a Novel, according to Hints from Various Quarters, a satiric outline of the "perfect novel" based on the librarian's many suggestions for a future Austen novel.[116] Austen was greatly annoyed by Clarke's often pompous literary advice, and the Plan of A Novel parodying Clarke was intended as her revenge for all of the unwanted letters she had received from the royal librarian.[115]
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In mid-1815 Austen moved her work from Egerton to John Murray, a better known London publisher,[m] who published Emma in December 1815 and a second edition of Mansfield Park in February 1816. Emma sold well, but the new edition of Mansfield Park did poorly, and this failure offset most of the income from Emma. These were the last of Austen's novels to be published during her lifetime.[118]
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While Murray prepared Emma for publication, Austen began The Elliots, later published as Persuasion. She completed her first draft in July 1816. In addition, shortly after the publication of Emma, Henry Austen repurchased the copyright for Susan from Crosby. Austen was forced to postpone publishing either of these completed novels by family financial troubles. Henry Austen's bank failed in March 1816, depriving him of all of his assets, leaving him deeply in debt and costing Edward, James, and Frank Austen large sums. Henry and Frank could no longer afford the contributions they had made to support their mother and sisters.[119]
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Austen was feeling unwell by early 1816, but ignored the warning signs. By the middle of that year, her decline was unmistakable, and she began a slow, irregular deterioration.[120] The majority of biographers rely on Zachary Cope's 1964 retrospective diagnosis and list her cause of death as Addison's disease, although her final illness has also been described as resulting from Hodgkin's lymphoma.[121][n] When her uncle died and left his entire fortune to his wife, effectively disinheriting his relatives, she suffered a relapse, writing, "I am ashamed to say that the shock of my Uncle's Will brought on a relapse ... but a weak Body must excuse weak Nerves".[123]
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She continued to work in spite of her illness. Dissatisfied with the ending of The Elliots, she rewrote the final two chapters, which she finished on 6 August 1816.[o] In January 1817 Austen began The Brothers (titled Sanditon when published in 1925), and completed twelve chapters before stopping work in mid-March 1817, probably due to illness.[125] Todd describes Sanditon's heroine, Diana Parker, as an "energetic invalid". In the novel, Austen mocked hypochondriacs and though she describes the heroine as "bilious", five days after abandoning the novel she wrote of herself that she was turning "every wrong colour" and living "chiefly on the sofa".[123] She put down her pen on 18 March 1817, making a note of it.[123]
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Austen made light of her condition, describing it as "bile" and rheumatism. As her illness progressed, she experienced difficulty walking and lacked energy; by mid-April she was confined to bed. In May Cassandra and Henry brought her to Winchester for treatment, by which time she suffered agonising pain and welcomed death.[123] Austen died in Winchester on 18 July 1817 at the age of 41. Henry, through his clerical connections, arranged for his sister to be buried in the north aisle of the nave of Winchester Cathedral. The epitaph composed by her brother James praises Austen's personal qualities, expresses hope for her salvation and mentions the "extraordinary endowments of her mind", but does not explicitly mention her achievements as a writer.[126]
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In the months after Austen's death in July 1817, Cassandra, Henry Austen and Murray arranged for the publication of Persuasion and Northanger Abbey as a set.[p] Henry Austen contributed a Biographical Note dated December 1817, which for the first time identified his sister as the author of the novels. Tomalin describes it as "a loving and polished eulogy".[128] Sales were good for a year—only 321 copies remained unsold at the end of 1818.[129]
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Although Austen's six novels were out of print in England in the 1820s, they were still being read through copies housed in private libraries and circulating libraries. Austen had early admirers. The first piece of what we might now call fan fiction (or real-person fiction) using her as a character dates to 1823. It's in a letter to the editor in The Lady's Magazine.[130] It refers to Austen's genius and suggests that aspiring authors were envious of her powers.[131]
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In 1832 Richard Bentley purchased the remaining copyrights to all of her novels, and over the following winter published five illustrated volumes as part of his Standard Novels series. In October 1833, Bentley released the first collected edition of her works. Since then, Austen's novels have been continuously in print.[132]
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Austen's works critique the sentimental novels of the second half of the 18th century and are part of the transition to 19th-century literary realism.[133][q] The earliest English novelists, Richardson, Henry Fielding and Tobias Smollett, were followed by the school of sentimentalists and romantics such as Walter Scott, Horace Walpole, Clara Reeve, Ann Radcliffe, and Oliver Goldsmith, whose style and genre Austen rejected, returning the novel on a "slender thread" to the tradition of Richardson and Fielding for a "realistic study of manners".[134] In the mid-20th century, literary critics F. R. Leavis and Ian Watt placed her in the tradition of Richardson and Fielding; both believe that she used their tradition of "irony, realism and satire to form an author superior to both".[135]
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Walter Scott noted Austen's "resistance to the trashy sensationalism of much of modern fiction—'the ephemeral productions which supply the regular demand of watering places and circulating libraries'".[136] Yet her rejection of these genres is complex, as evidenced by Northanger Abbey and Emma.[136] Similar to William Wordsworth, who excoriated the modern frantic novel in the "Preface" to his Lyrical Ballads (1800), Austen distances herself from escapist novels; the discipline and innovation she demonstrates is similar to his, and she shows "that rhetorically less is artistically more."[136] She eschewed popular Gothic fiction, stories of terror in which a heroine typically was stranded in a remote location, a castle or abbey (32 novels between 1784 and 1818 contain the word "abbey" in their title). Yet in Northanger Abbey she alludes to the trope, with the heroine, Catherine, anticipating a move to a remote locale. Rather than full-scale rejection or parody, Austen transforms the genre, juxtaposing reality, with descriptions of elegant rooms and modern comforts, against the heroine's "novel-fueled" desires.[137] Nor does she completely denigrate Gothic fiction: instead she transforms settings and situations, such that the heroine is still imprisoned, yet her imprisonment is mundane and real—regulated manners and the strict rules of the ballroom.[138] In Sense and Sensibility Austen presents characters who are more complex than in staple sentimental fiction, according to critic Keymer, who notes that although it is a parody of popular sentimental fiction, "Marianne in her sentimental histrionics responds to the calculating world ... with a quite justifiable scream of female distress."[139]
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— example of free indirect speech, Jane Austen, Emma[140]
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Richardson's Pamela, the prototype for the sentimental novel, is a didactic love story with a happy ending, written at a time women were beginning to have the right to choose husbands and yet were restricted by social conventions.[141] Austen attempted Richardson's epistolary style, but found the flexibility of narrative more conducive to her realism, a realism in which each conversation and gesture carries a weight of significance. The narrative style utilises free indirect speech—she was the first English novelist to do so extensively—through which she had the ability to present a character's thoughts directly to the reader and yet still retain narrative control. The style allows an author to vary discourse between the narrator's voice and values and those of the characters.[142]
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Austen had a natural ear for speech and dialogue, according to scholar Mary Lascelles: "Few novelists can be more scrupulous than Jane Austen as to the phrasing and thoughts of their characters."[143] Techniques such as fragmentary speech suggest a character's traits and their tone; "syntax and phrasing rather than vocabulary" is utilised to indicate social variants.[144] Dialogue reveals a character's mood—frustration, anger, happiness—each treated differently and often through varying patterns of sentence structures. When Elizabeth Bennet rejects Darcy, her stilted speech and the convoluted sentence structure reveals that he has wounded her:[145]
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From the very beginning, from the first moment I may almost say, of my acquaintance with you, your manners impressing me with the fullest belief of your arrogance, your conceit, and your selfish disdain of the feelings of others, were such as to form that the groundwork of disapprobation, on which succeeding events have built so immovable a dislike. And I had not known you a month before I felt that you were the last man in the world whom I could ever be prevailed on to marry.[146]
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Austen's plots highlight women's traditional dependence on marriage to secure social standing and economic security.[147] As an art form, the 18th-century novel lacked the seriousness of its equivalents from the 19th century, when novels were treated as "the natural vehicle for discussion and ventilation of what mattered in life".[148] Rather than delving too deeply into the psyche of her characters, Austen enjoys them and imbues them with humour, according to critic John Bayley. He believes that the well-spring of her wit and irony is her own attitude that comedy "is the saving grace of life".[149] Part of Austen's fame rests on the historical and literary significance that she was the first woman to write great comic novels. Samuel Johnson's influence is evident, in that she follows his advice to write "a representation of life as may excite mirth".[150]
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Her humour comes from her modesty and lack of superiority, allowing her most successful characters, such as Elizabeth Bennet, to transcend the trivialities of life, which the more foolish characters are overly absorbed in.[149] Austen used comedy to explore the individualism of women's lives and gender relations, and she appears to have used it to find the goodness in life, often fusing it with "ethical sensibility", creating artistic tension. Critic Robert Polhemus writes, "To appreciate the drama and achievement of Austen, we need to realize how deep was her passion for both reverence and ridicule ... and her comic imagination reveals both the harmonies and the telling contradictions of her mind and vision as she tries to reconcile her satirical bias with her sense of the good."[150]
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As Austen's works were published anonymously, they brought her little personal renown. They were fashionable among opinion-makers, but were rarely reviewed.[103] Most of the reviews were short and on balance favourable, although superficial and cautious.[151][152] They most often focused on the moral lessons of the novels.[153] Sir Walter Scott, a leading novelist of the day, contributed one anonymously. Using the review as a platform to defend the then-disreputable genre of the novel, he praised Austen's realism.[154] The other important early review was attributed to Richard Whately in 1821. However, Whately denied having authored the review, which drew favourable comparisons between Austen and such acknowledged greats as Homer and Shakespeare, and praised the dramatic qualities of her narrative. Scott and Whately set the tone for almost all subsequent 19th-century Austen criticism.[155]
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Because Austen's novels did not conform to Romantic and Victorian expectations that "powerful emotion [be] authenticated by an egregious display of sound and colour in the writing",[157] 19th-century critics and audiences preferred the works of Charles Dickens and George Eliot.[158] In a rare sympathetic review, in this case of Emma in 1815, Sir Walter Scott wrote that book displayed "the art of copying from nature as she really exists in the common walks of life, and presenting to the reader, instead of the splendid scenes from an imaginary world, a correct and striking representation of that which is daily taking place around him".[159] Though Scott was positive, Austen's work did not match the prevailing aesthetic values of the Romantic zeitgeist.[159] Her novels were republished in Britain from the 1830s and sold at a steady rate, but they were not best-sellers.[160] The first French critic who paid notice to Austen was Philarète Chasles who completely dismissed her as a writer, giving her two sentences in an 1842 essay on the influence of Sir Walter Scott, calling her a boring, imitative writer who wrote nothing of substance.[161] Apart from Chasles, Austen was almost completely ignored in France until 1878.[161]
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Austen had many admiring readers in the 19th century, who considered themselves part of a literary elite. Philosopher and literary critic George Henry Lewes expressed this viewpoint in a series of enthusiastic articles published in the 1840s and 1850s.[162] This theme continued later in the century with novelist Henry James, who referred to Austen several times with approval and on one occasion ranked her with Shakespeare, Cervantes, and Henry Fielding as among "the fine painters of life".[163]
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The publication of James Edward Austen-Leigh's A Memoir of Jane Austen in 1869 introduced Austen to a wider public as "dear aunt Jane", the respectable maiden aunt. Publication of the Memoir spurred the reissue of Austen's novels—the first popular editions were released in 1883 and fancy illustrated editions and collectors' sets quickly followed.[164] Author and critic Leslie Stephen described the popular mania that started to develop for Austen in the 1880s as "Austenolatry". In 1878, the French critic Léon Boucher published the essay Le Roman Classique en Angleterre, where he called Austen a "genius", which was the first time that epithet had been used in France to describe Austen.[165] The first proper translation of Austen into French that was completely faithful to the original occurred in 1899 when Félix Fénéon translated Northanger Abbey into French as Catherine Moreland.[165] Around the start of the 20th century, members of the literary elite reacted against the popularisation of Austen. They referred to themselves as Janeites in order to distinguish themselves from the masses who did not properly understand her works. For example, Henry James responded negatively to what he described as "a beguiled infatuation" with Austen, a rising tide of public interest that exceeded Austen's "intrinsic merit and interest".[166] The American literary critic A. Walton Litz noted that the "anti-Janites" in the 19th and 20th centuries comprise a formidable literary squad of Mark Twain, Henry James, Charlotte Brontë, D.H. Lawrence and Kingsley Amis, but in "every case the adverse judgement merely reveals the special limitations or eccentricities of the critic, leaving Jane Austen relatively untouched".[167]
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Several of Austen's works have been subject to academic study. The first dissertation on Austen was published in 1883, by George Pellew, a student at Harvard University.[168] The first examination came from a 1911 essay by Oxford Shakespearean scholar A. C. Bradley.[169] In his essay, Bradley groups Austen's novels into "early" and "late" works, a distinction still used by scholars today.[170] The first academic books devoted to Austen in France was Jane Austen by Paul and Kate Rague published in 1914, where the Ragues set out to explain why French critics and readers should take Austen seriously.[165] The same year, Léonie Villard published Jane Austen, Sa Vie et Ses Oeuvres, which was originally her PhD thesis, marking the first time that Austen was the subject of serious academic study in France.[165] The second examination in English was R.W. Chapman's 1923 edition of Austen's collected works. Not only was it the first scholarly edition of Austen's works, it was also the first scholarly edition of any English novelist. The Chapman text has remained the basis for all subsequent published editions of Austen's works.[171]
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With the publication in 1939 of Mary Lascelles' Jane Austen and Her Art, the academic study of Austen took hold.[172] Lascelles's work included an analysis of the books Austen read and the effect of her reading on her work as well as an extended analysis of Austen's style and her "narrative art". Concern arose that academics were taking over Austen criticism and that it was becoming increasingly esoteric, a debate that has continued since.[173]
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The period since World War II has seen more scholarship on Austen using a diversity of critical approaches, including feminist theory, and perhaps most controversially, postcolonial theory. The continuing disconnection between the popular appreciation of Austen, particularly by modern Janeites, and the academic appreciation of Austen has widened considerably.[174] After the founding of the People's Republic of China in 1949, Austen was in disfavor with the authorities who only wanted Western authors to be published in translation whose work could be presented as representing the West in a negative light, and Austen was regarded as too "frivolous" for this purpose.[175] As hostile as the treatment of Austen was in the 1950s, it paled besides the treatment of her books during the "Great Proletarian Cultural Revolution" in China between 1966–69, when Austen was banned as a "British bourgeois imperialist" author.[176] In the late 1970s, Austen was allowed to be published in China, where her popularity with readers confounded the authorities who had trouble understanding that people sometimes want to read books for enjoyment instead of dialectical purposes.[177] A sign of the way that Austen can still spark debate can be seen when the American English professor Gene Koppel mentioned in a lecture that Austen and her family were "Tories of the deepest dye" [the Tories were the conservative party while the Whigs were the liberal party], a statement which greatly upset many of Koppel's liberal students, who much to his amusement, complained to him how was it possible that Austen was a conservative.[178] The conservative Koppel noted several feminist authors such as Claudia Johnson and Mollie Sandock were claiming Austen for their own cause.[178] Citing the work of Hans-Georg Gadamer, Koppel argued that different people can and do react to the same work of literature in different ways as art is always a subjective discipline as various people have their standards for evaluating literature.[178] As such, Koppel argued that competing interpretations of Austen's work, provided that they are grounded in readings of her work are all equally valid, and so it is equally possible to see Austen as a feminist critiquing Regency society and as a conservative upholding the values of Regency society.[178]
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Austen's novels have resulted in sequels, prequels and adaptations of almost every type, from soft-core pornography to fantasy. From the 19th century, her family members published conclusions to her incomplete novels, and by 2000 there were over 100 printed adaptations.[179] The first dramatic adaptation of Austen was published in 1895, Rosina Filippi's Duologues and Scenes from the Novels of Jane Austen: Arranged and Adapted for Drawing-Room Performance, and Filippi was also responsible for the first professional stage adaptation, The Bennets (1901).[180] The first film adaptation was the 1940 MGM production of Pride and Prejudice starring Laurence Olivier and Greer Garson.[181] BBC television dramatisations since the 1970s have attempted to adhere meticulously to Austen's plots, characterisations and settings.[182] The British critic Robert Irvine noted that in American film adaptations of Austen's novels, starting with the 1940 version of Pride and Prejudice and continuing on to today, class is subtly downplayed as the United States is officially an egalitarian nation where all people are equal and the society of Regency England depicted by Austen that is grounded in a hierarchy based upon the ownership of land and the antiquity of the family name is one that Americans cannot embrace in its entirety.[183]
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From 1995 many Austen adaptations appeared, with Ang Lee's film of Sense and Sensibility, for which screenwriter and star Emma Thompson won an Academy Award, and the BBC's immensely popular TV mini-series Pride and Prejudice, starring Jennifer Ehle and Colin Firth.[184] A 2005 British production of Pride and Prejudice, directed by Joe Wright and starring Keira Knightley and Matthew Macfadyen,[185] was followed in 2007 by ITV's Mansfield Park, Northanger Abbey and Persuasion,[186] and in 2016 by Love & Friendship starring Kate Beckinsale as Lady Susan, a film version of Lady Susan, that borrowed the title of Austen's Love and Freindship [sic].[187]
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Austen is on the £10 note which was introduced in 2017, replacing Charles Darwin.[188][189][190]
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Novels
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Unfinished fiction
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Other works
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Juvenilia—Volume the First (1787–1793)[s]
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Juvenilia—Volume the Second (1787–1793)
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Juvenilia—Volume the Third (1787–1793)
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Dame Jane Morris Goodall DBE (/ˈɡʊdɔːl/; born Valerie Jane Morris-Goodall on 3 April 1934),[3] formerly Baroness Jane van Lawick-Goodall, is an English primatologist and anthropologist.[4] Considered to be the world's foremost expert on chimpanzees, Goodall is best known for her 60-year study of social and family interactions of wild chimpanzees since she first went to Gombe Stream National Park in Tanzania in 1960.[5]
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She is the founder of the Jane Goodall Institute and the Roots & Shoots programme, and she has worked extensively on conservation and animal welfare issues. She has served on the board of the Nonhuman Rights Project since its founding in 1996.[6][7] In April 2002, she was named a UN Messenger of Peace. Goodall is also honorary member of the World Future Council.
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Valerie Jane Morris-Goodall was born in 1934 in Hampstead, London,[8] to businessman Mortimer Herbert Morris-Goodall (1907–2001) and Margaret Myfanwe Joseph (1906–2000),[9] a novelist from Milford Haven, Pembrokeshire,[10] who wrote under the name Vanne Morris-Goodall.[3]
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The family later moved to Bournemouth, and Goodall attended Uplands School, an independent school in nearby Poole.[3]
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As a child, as an alternative to a teddy bear, Goodall's father gave her a stuffed chimpanzee named Jubilee. Goodall has said her fondness for this figure started her early love of animals, commenting, "My mother's friends were horrified by this toy, thinking it would frighten me and give me nightmares." Today, Jubilee still sits on Goodall's dresser in London.[11]
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Goodall had always been passionate about animals and Africa, which brought her to the farm of a friend in the Kenya highlands in 1957.[12] From there, she obtained work as a secretary, and acting on her friend's advice, she telephoned Louis Leakey,[13] the notable Kenyan archaeologist and palaeontologist, with no other thought than to make an appointment to discuss animals. Leakey, believing that the study of existing great apes could provide indications of the behaviour of early hominids,[14] was looking for a chimpanzee researcher, though he kept the idea to himself. Instead, he proposed that Goodall work for him as a secretary. After obtaining approval from his co-researcher and wife, noted British paleoanthropologist Mary Leakey, Louis sent Goodall to Olduvai Gorge in Tanganyika (present-day Tanzania), where he laid out his plans.[citation needed]
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In 1958, Leakey sent Goodall to London to study primate behaviour with Osman Hill and primate anatomy with John Napier.[15] Leakey raised funds, and on 14 July 1960, Goodall went to Gombe Stream National Park, becoming the first of what would come to be called The Trimates.[16] She was accompanied by her mother, whose presence was necessary to satisfy the requirements of David Anstey, chief warden, who was concerned for their safety.[12] Goodall credits her mother with encouraging her to pursue a career in primatology, a male-dominated field at the time. Goodall has stated that women were not accepted in the field when she started her research in the late 1950s.[17] Today, the field of primatology is made up almost evenly of men and women, in part thanks to the trailblazing of Goodall and her encouragement of young women to join the field.[18]
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Leakey arranged funding, and in 1962 he sent Goodall, who had no degree, to the University of Cambridge. She went to Newnham College, Cambridge, and obtained a PhD in ethology.[1][12][19][20] She became the eighth person to be allowed to study for a PhD there without first having obtained a BA or BSc.[3] Her thesis was completed in 1965 under the supervision of Robert Hinde on the Behaviour of free-living chimpanzees,[1] detailing her first five years of study at the Gombe Reserve.[3][19]
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Goodall has been married twice. On 28 March 1964, she married a Dutch nobleman, wildlife photographer Baron Hugo van Lawick, at Chelsea Old Church, London, and became known during their marriage as Baroness Jane van Lawick-Goodall.[21] The couple had a son, Hugo Eric Louis (born 1967); they divorced in 1974. The following year, she married Derek Bryceson (a member of Tanzania's parliament and the director of that country's national parks); he died of cancer in October 1980.[22] With his position in the Tanzanian government as head of the country's national park system, Bryceson was able to protect Goodall's research project and implement an embargo on tourism at Gombe.[22]
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Although Goodall has done animal research on chimpanzees exclusively for over 60 years, she has stated that dogs are her favourite animal.[23]
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Goodall has expressed fascination with Bigfoot.[24]
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When asked if she believes in God, Goodall said in September 2010: "I don't have any idea of who or what God is. But I do believe in some great spiritual power. I feel it particularly when I'm out in nature. It's just something that's bigger and stronger than what I am or what anybody is. I feel it. And it's enough for me."[25]
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Goodall suffers from prosopagnosia, which makes it difficult to recognize familiar faces.[26]
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Goodall is best known for her study of chimpanzee social and family life. She began studying the Kasakela chimpanzee community in Gombe Stream National Park, Tanzania, in 1960.[27] Instead of numbering the chimpanzees she observed, she gave them names such as Fifi and David Greybeard and observed them to have unique and individual personalities, an unconventional idea at the time.[28] She found that "it isn't only human beings who have personality, who are capable of rational thought [and] emotions like joy and sorrow."[28] She also observed behaviours such as hugs, kisses, pats on the back, and even tickling, what we consider "human" actions.[28] Goodall insists that these gestures are evidence of "the close, supportive, affectionate bonds that develop between family members and other individuals within a community, which can persist throughout a life span of more than 50 years."[28] These findings suggest that similarities between humans and chimpanzees exist in more than genes alone and can be seen in emotion, intelligence, and family and social relationships.[citation needed]
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Goodall's research at Gombe Stream is best known to the scientific community for challenging two long-standing beliefs of the day: that only humans could construct and use tools, and that chimpanzees were vegetarians.[28] While observing one chimpanzee feeding at a termite mound, she watched him repeatedly place stalks of grass into termite holes, then remove them from the hole covered with clinging termites, effectively "fishing" for termites.[29] The chimps would also take twigs from trees and strip off the leaves to make the twig more effective, a form of object modification that is the rudimentary beginnings of toolmaking.[29] Humans had long distinguished ourselves from the rest of the animal kingdom as "Man the Toolmaker". In response to Goodall's revolutionary findings, Louis Leakey wrote, "We must now redefine man, redefine tool, or accept chimpanzees as human!"[29][30][31]
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In contrast to the peaceful and affectionate behaviours she observed, Goodall also found an aggressive side of chimpanzee nature at Gombe Stream. She discovered that chimps will systematically hunt and eat smaller primates such as colobus monkeys.[28] Goodall watched a hunting group isolate a colobus monkey high in a tree and block all possible exits; then one chimpanzee climbed up and captured and killed the colobus.[31] The others then each took parts of the carcass, sharing with other members of the troop in response to begging behaviours.[31] The chimps at Gombe kill and eat as much as one-third of the colobus population in the park each year.[28] This alone was a major scientific find that challenged previous conceptions of chimpanzee diet and behaviour.[citation needed][32]
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Goodall also observed the tendency for aggression and violence within chimpanzee troops. Goodall observed dominant females deliberately killing the young of other females in the troop to maintain their dominance,[28] sometimes going as far as cannibalism.[29] She says of this revelation, "During the first ten years of the study I had believed […] that the Gombe chimpanzees were, for the most part, rather nicer than human beings. […] Then suddenly we found that chimpanzees could be brutal—that they, like us, had a darker side to their nature."[29] She described the 1974–78 Gombe Chimpanzee War in her memoir, Through a Window: My Thirty Years with the Chimpanzees of Gombe. Her findings revolutionised contemporary knowledge of chimpanzee behaviour and were further evidence of the social similarities between humans and chimpanzees, albeit in a much darker manner.[citation needed]
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Goodall also set herself apart from the traditional conventions of the time by naming the animals in her studies of primates instead of assigning each a number. Numbering was a nearly universal practice at the time and was thought to be important in the removal of oneself from the potential for emotional attachment to the subject being studied. Setting herself apart from other researchers also led her to develop a close bond with the chimpanzees and to become, to this day, the only human ever accepted into chimpanzee society. She was the lowest-ranking member of a troop for a period of 22 months. Among those whom Goodall named during her years in Gombe were:[33]
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In 1977, Goodall established the Jane Goodall Institute (JGI), which supports the Gombe research, and she is a global leader in the effort to protect chimpanzees and their habitats. With nineteen offices around the world, the JGI is widely recognised for community-centred conservation and development programs in Africa. Its global youth program, Roots & Shoots, began in 1991 when a group of 16 local teenagers met with Goodall on her back porch in Dar es Salaam, Tanzania. They were eager to discuss a range of problems they knew about from first-hand experience that caused them deep concern. The organisation now has over 10,000 groups in over 100 countries.[38]
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In 1992, Goodall founded the Tchimpounga Chimpanzee Rehabilatation Center in the Republic of Congo to care for chimpanzees orphaned due to bush-meat trade. The rehabilitation houses over a hundred chimps over its three islands.[39]
|
42 |
+
|
43 |
+
In 1994, Goodall founded the Lake Tanganyika Catchment Reforestation and Education (TACARE or "Take Care") pilot project to protect chimpanzees' habitat from deforestation by reforesting hills around Gombe while simultaneously educating neighbouring communities on sustainability and agriculture training. The TACARE project also supports young girls by offering them access to reproductive health education and through scholarships to finance their college tuition.[40]
|
44 |
+
|
45 |
+
Owing to an overflow of handwritten notes, photographs, and data piling up at Jane's home in Dar es Salaam in the mid-1990s, the Jane Goodall Institute's Center for Primate Studies was created at the University of Minnesota to house and organise this data. Currently all of the original Jane Goodall archives reside there and have been digitised, analysed, and placed in an online database.[41] On 17 March 2011, Duke University spokesman Karl Bates announced that the archives will move to Duke, with Anne E. Pusey, Duke's chairman of evolutionary anthropology, overseeing the collection. Pusey, who managed the archives in Minnesota and worked with Goodall in Tanzania, had worked at Duke for a year.[42]
|
46 |
+
|
47 |
+
Today, Goodall devotes virtually all of her time to advocacy on behalf of chimpanzees and the environment, travelling nearly 300 days a year.[43][44] Goodall is also a board member for the world's largest chimpanzee sanctuary outside of Africa, Save the Chimps in Fort Pierce, Florida.[citation needed]
|
48 |
+
|
49 |
+
Goodall credits the 1986 Understanding Chimpanzees conference, hosted by the Chicago Academy of Sciences, with shifting her focus from observation of chimpanzees to a broader and more intense concern with animal-human conservation.[45] She is the former president of Advocates for Animals,[46] an organisation based in Edinburgh, Scotland, that campaigns against the use of animals in medical research, zoos, farming and sport.[47][48]
|
50 |
+
|
51 |
+
Goodall is a vegetarian and advocates the diet for ethical, environmental, and health reasons. In The Inner World of Farm Animals, Goodall writes that farm animals are "far more aware and intelligent than we ever imagined and, despite having been bred as domestic slaves, they are individual beings in their own right. As such, they deserve our respect. And our help. Who will plead for them if we are silent?"[49] Goodall has also said: "Thousands of people who say they 'love' animals sit down once or twice a day to enjoy the flesh of creatures who have been treated so with little respect and kindness just to make more meat."[citation needed]
|
52 |
+
|
53 |
+
Goodall is an outspoken environmental advocate, speaking on the effects of climate change on endangered species such as chimpanzees. Goodall, alongside her foundation, collaborated with NASA to use satellite imagery from the Landsat series to remedy the effects of deforestation on chimpanzees and local communities in Western Africa by offering the villagers information on how to reduce activity and preserve their environment.[50]
|
54 |
+
|
55 |
+
In 2000, to ensure the safe and ethical treatment of animals during ethological studies, Goodall, alongside Professor Mark Bekoff, founded the organization Ethologists for the Ethical Treatment of Animals.[51]
|
56 |
+
|
57 |
+
In April 2008, Goodall gave a lecture entitled "Reason for Hope" at the University of San Diego's Joan B. Kroc Institute for Peace & Justice Distinguished Lecture Series.[citation needed][52]
|
58 |
+
|
59 |
+
In 2008, Goodall demanded the European Union end the use of medical research on animals and ensure more funding for alternative methods of medical research.[53]
|
60 |
+
|
61 |
+
In May 2008, Goodall controversially described Edinburgh Zoo's new primate enclosure as a "wonderful facility" where monkeys "are probably better off [than those] living in the wild in an area like Budongo, where one in six gets caught in a wire snare, and countries like Congo, where chimpanzees, monkeys and gorillas are shot for food commercially."[54] This was in conflict with Advocates for Animals' position on captive animals.[55] In June 2008, Goodall confirmed that she had resigned the presidency of the organisation which she had held since 1998, citing her busy schedule and explaining, "I just don't have time for them."[56]
|
62 |
+
|
63 |
+
Goodall is a patron of population concern charity Population Matters[57] and is currently an ambassador for Disneynature.[58]
|
64 |
+
|
65 |
+
In 2010, Goodall, through JGI, formed a coalition with a number of organizations such as the Wildlife Conservation Society (WCS) and the Humane Society of the United States (HSUS) and petitioned to list all chimpanzees, including those that are captive, as endangered.[59] In 2015, the U.S. Fish and Wildlife Service(FWS) announced that they would accept this rule and that all chimpanzees would be classified as endangered.[60]
|
66 |
+
|
67 |
+
In 2011, Goodall became a patron of Australian animal protection group Voiceless, the animal protection institute. "I have for decades been concerned about factory farming, in part because of the tremendous harm inflicted on the environment, but also because of the shocking ongoing cruelty perpetuated on millions of sentient beings."[61]
|
68 |
+
|
69 |
+
In 2012, Goodall took on the role of challenger for the Engage in Conservation Challenge with the DO School, formerly known as the D&F Academy.[62] She worked with a group of aspiring social entrepreneurs to create a workshop to engage young people in conserving biodiversity, and to tackle a perceived global lack of awareness of the issue.[63]
|
70 |
+
|
71 |
+
In 2014, Goodall wrote to Air France executives, criticizing the airline's continued transport of monkeys to laboratories. Goodall called the practice "cruel" and "traumatic" for the monkeys involved. The same year, Goodall also wrote to the National Institutes of Health (NIH) to criticize maternal deprivation experiments on baby monkeys in NIH laboratories.[64][65]
|
72 |
+
|
73 |
+
Prior to the 2015 UK general election, she was one of several celebrities who endorsed the parliamentary candidacy of the Green Party's Caroline Lucas.[66]
|
74 |
+
|
75 |
+
Goodall is a critic of fox hunting and was among more than 20 high-profile people who signed a letter to Members of Parliament in 2015 opposing Conservative prime minister David Cameron's plan to amend the Hunting Act 2004.[67]
|
76 |
+
|
77 |
+
During August 2019, Goodall was honoured for her contributions to science with a bronze sculpture in midtown Manhattan alongside nine other women, part of the "Statues for Equality" project.[68]
|
78 |
+
|
79 |
+
In 2020, continuing her organization's work on the environment, Goodall vowed to plant 5 million trees, part of the 1 trillion tree initiative founded by the World Economic Forum.[69]
|
80 |
+
|
81 |
+
Goodall used unconventional practices in her study; for example, naming individuals instead of numbering them. At the time, numbering was used to prevent emotional attachment and loss of objectivity.[citation needed]
|
82 |
+
|
83 |
+
Goodall wrote in 1993: "When, in the early 1960s, I brazenly used such words as 'childhood', 'adolescence', 'motivation', 'excitement', and 'mood' I was much criticised. Even worse was my crime of suggesting that chimpanzees had 'personalities'. I was ascribing human characteristics to nonhuman animals and was thus guilty of that worst of ethological sins -anthropomorphism."[70]
|
84 |
+
|
85 |
+
Many standard methods aim to avoid interference by observers, and in particular some believe that the use of feeding stations to attract Gombe chimpanzees has altered normal foraging and feeding patterns and social relationships. This argument is the focus of a book published by Margaret Power in 1991.[71] It has been suggested that higher levels of aggression and conflict with other chimpanzee groups in the area were due to the feeding, which could have created the "wars" between chimpanzee social groups described by Goodall, aspects of which she did not witness in the years before artificial feeding began at Gombe. Thus, some regard Goodall's observations as distortions of normal chimpanzee behaviour.[72] Goodall herself acknowledged that feeding contributed to aggression within and between groups, but maintained that the effect was limited to alteration of the intensity and not the nature of chimpanzee conflict, and further suggested that feeding was necessary for the study to be effective at all. Craig Stanford of the Jane Goodall Research Institute at the University of Southern California states that researchers conducting studies with no artificial provisioning have a difficult time viewing any social behaviour of chimpanzees, especially those related to inter-group conflict.[73]
|
86 |
+
|
87 |
+
Some recent studies, such as those by Crickette Sanz in the Goualougo Triangle (Congo) and Christophe Boesch in the Taï National Park (Ivory Coast), have not shown the aggression observed in the Gombe studies.[74] However, other primatologists disagree that the studies are flawed; for example, Jim Moore provides a critique of Margaret Powers' assertions[75] and some studies of other chimpanzee groups have shown aggression similar to that in Gombe even in the absence of feeding.[76]
|
88 |
+
|
89 |
+
On 22 March 2013, Hachette Book Group announced that Goodall's and co-author Gail Hudson's new book, Seeds of Hope, would not be released on 2 April as planned due to the discovery of plagiarised portions.[77] A reviewer for the Washington Post found unattributed sections lifted from websites about organic tea, tobacco, and "an amateurish astrology site", as well as from Wikipedia.[78] Goodall apologised and stated, "It is important to me that the proper sources are credited, and I will be working diligently with my team to address all areas of concern. My goal is to ensure that when this book is released it is not only up to the highest of standards, but also that the focus be on the crucial messages it conveys."[79] The book was released on 1 April 2014, after review and the addition of 57 pages of endnotes.[80]
|
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+
|
91 |
+
One of Gary Larson's Far Side cartoons shows two chimpanzees grooming. One finds a blonde human hair on the other and inquires, "Conducting a little more 'research' with that Jane Goodall tramp?"[81] Goodall herself was in Africa at the time, and the Jane Goodall Institute thought this was in bad taste and had its lawyers draft a letter to Larson and his distribution syndicate in which they described the cartoon as an "atrocity". They were stymied by Goodall herself: When she returned and saw the cartoon, she stated that she found the cartoon amusing.[82] Since then, all profits from sales of a shirt featuring this cartoon go to the Jane Goodall Institute. Goodall wrote a preface to The Far Side Gallery 5, detailing her version of the controversy, and the institute's letter was included next to the cartoon in the complete Far Side collection.[83] She praised Larson's creative ideas, which often compare and contrast the behaviour of humans and animals. In 1988, when Larson visited Gombe,[82] he was attacked by a chimpanzee named Frodo.[81]
|
92 |
+
|
93 |
+
Goodall has received many honours for her environmental and humanitarian work, as well as others. She was named a Dame Commander of the Most Excellent Order of the British Empire in an Investiture held in Buckingham Palace in 2004.[84] In April 2002, Secretary-General Kofi Annan named Goodall a United Nations Messenger of Peace. Her other honours include the Tyler Prize for Environmental Achievement, the French Legion of Honor, Medal of Tanzania, Japan's prestigious Kyoto Prize, the Benjamin Franklin Medal in Life Science, the Gandhi-King Award for Nonviolence and the Spanish Prince of Asturias Awards. She is also a member of the advisory board of BBC Wildlife magazine and a patron of Population Matters (formerly the Optimum Population Trust). She has received many tributes, honours, and awards from local governments, schools, institutions, and charities around the world. Goodall is honoured by The Walt Disney Company with a plaque on the Tree of Life at Walt Disney World's Animal Kingdom theme park, alongside a carving of her beloved David Greybeard, the original chimpanzee that approached Goodall during her first year at Gombe.[85] In 2010, Dave Matthews and Tim Reynolds held a benefit concert at DAR Constitution Hall in Washington DC to commemorate Gombe 50: a global celebration of Jane Goodall's pioneering chimpanzee research and inspiring vision for our future.[86] Time magazine named Goodall as one of the 100 most influential people in the world in 2019.[87]
|
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|
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+
Goodall is the subject of more than 40 films:[102]
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January is the first month of the year in the Julian and Gregorian calendars and the first of seven months to have a length of 31 days. The first day of the month is known as New Year's Day. It is, on average, the coldest month of the year within most of the Northern Hemisphere (where it is the second month of winter) and the warmest month of the year within most of the Southern Hemisphere (where it is the second month of summer). In the Southern hemisphere, January is the seasonal equivalent of July in the Northern hemisphere and vice versa.
|
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|
3 |
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January starts on the same day of the week as October in common years and April and July in leap years. It ends on the same day of the week as October in common years and July in leap years. In common years preceding leap years or leap years preceding common years, it begins on the same day of the week as September and December of the following year and ends on the same day of the week as December of the following year. In common years preceding common years, January begins on the same day of the week as April and July of the following year and ends on the same day of the week as July of the following year. January also begins and ends on the same day of the week as May of the previous year.
|
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|
5 |
+
Ancient Roman observances during this month include Cervula and Juvenalia, celebrated January 1, as well as one of three Agonalia, celebrated January 9, and Carmentalia, celebrated January 11. These dates do not correspond to the modern Gregorian calendar.
|
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|
7 |
+
January (in Latin, Ianuarius) is named after Janus, the god of beginnings and transitions in Roman mythology.[1]
|
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|
9 |
+
Traditionally, the original Roman calendar consisted of 10 months totaling 304 days, winter being considered a month-less period. Around 713 BC, the semi-mythical successor of Romulus, King Numa Pompilius, is supposed to have added the months of January and February, so that the calendar covered a standard lunar year (354 days). Although March was originally the first month in the old Roman calendar, January became the first month of the calendar year either under Numa or under the Decemvirs about 450 BC (Roman writers differ). In contrast, each specific calendar year was identified by the names of the two consuls, who entered office on May 1[citation needed] or March 15 until 153 BC, from when they entered office on January 1.
|
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|
11 |
+
Various Christian feast dates were used for the New Year in Europe during the Middle Ages, including March 25 (Feast of the Annunciation) and December 25. However, medieval calendars were still displayed in the Roman fashion with twelve columns from January to December. Beginning in the 16th century, European countries began officially making January 1 the start of the New Year once again—sometimes called Circumcision Style because this was the date of the Feast of the Circumcision, being the seventh day after December 25.
|
12 |
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|
13 |
+
Historical names for January include its original Roman designation, Ianuarius, the Saxon term Wulf-monath (meaning "wolf month") and Charlemagne's designation Wintarmanoth ("winter / cold month"). In Slovene, it is traditionally called prosinec. The name, associated with millet bread and the act of asking for something, was first written in 1466 in the Škofja Loka manuscript.[2]
|
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|
15 |
+
According to Theodor Mommsen,[3] 1 January became the first day of the year in 600 AUC of the Roman calendar (153 BC), due to disasters in the Lusitanian War. A Lusitanian chief called Punicus invaded the Roman territory, defeated two Roman governors, and killed their troops. The Romans resolved to send a consul to Hispania, and in order to accelerate the dispatch of aid, "they even made the new consuls enter into office two months and a half before the legal time" (March 15).
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|
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This list does not necessarily imply either official status or general observance.
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|
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This list does not necessarily imply either official status or general observance.
|
20 |
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|
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All Baha'i, Islamic, and Jewish observances begin at sundown prior to the date listed, and end at sundown on the date in question.
|
22 |
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|
23 |
+
This list does not necessarily imply either official status or general observance.
|
24 |
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|
25 |
+
January 2 unless that day is a Sunday, in which case January 3: January 2
|
26 |
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|
27 |
+
First Friday: January 4
|
28 |
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|
29 |
+
Second Saturday: January 11
|
30 |
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|
31 |
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Second Monday: January 13
|
32 |
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|
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Friday before third Monday: January 17
|
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|
35 |
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Third Friday: January 17
|
36 |
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|
37 |
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Sunday closest to January 22: January 19
|
38 |
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|
39 |
+
Third full week of January: January 19–25
|
40 |
+
|
41 |
+
Last full week of January: January 19–25
|
42 |
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|
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+
Third Monday: January 20
|
44 |
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|
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+
Wednesday of the third full week of January: January 22
|
46 |
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|
47 |
+
Friday between January 19–25: January 24
|
48 |
+
|
49 |
+
Last Saturday: January 25
|
50 |
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|
51 |
+
Last Sunday: January 26
|
52 |
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|
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+
January 30 or the nearest Sunday: January 26
|
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|
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+
Last Monday in January: January 27
|
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|
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+
Fourth Monday: January 27
|
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|
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Monday Closest to January 29:
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1 |
+
|
2 |
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|
3 |
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Japan (Japanese: 日本, Nippon [ɲippoꜜɴ] (listen) or Nihon [ɲihoꜜɴ] (listen)) is an island country of East Asia in the northwest Pacific Ocean. It borders the Sea of Japan to the west and extends from the Sea of Okhotsk in the north to the East China Sea and Taiwan in the south. Japan is part of the Pacific Ring of Fire and comprises an archipelago of 6,852 islands covering 377,975 square kilometers (145,937 sq mi); its five main islands, from north to south, are Hokkaido, Honshu, Shikoku, Kyushu, and Okinawa. Tokyo is the country's capital and largest city; other major cities include Osaka and Nagoya.
|
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|
5 |
+
Japan is the 11th most populous country in the world, as well as one of the most densely populated and urbanized. About three-fourths of the country's terrain is mountainous, concentrating its population of 126.2 million on narrow coastal plains. Japan is administratively divided into 47 prefectures and traditionally divided into eight regions. The Greater Tokyo Area is the most populous metropolitan area in the world, with more than 37.4 million residents.
|
6 |
+
|
7 |
+
The islands of Japan were inhabited as early as the Upper Paleolithic period, though the first mentions of the archipelago appear in Chinese chronicles from the 1st century AD. Between the 4th and 9th centuries, the kingdoms of Japan became unified under an emperor and imperial court based in Heian-kyō. Starting in the 12th century, however, political power was held by a series of military dictators (shōgun), feudal lords (daimyō), and a class of warrior nobility (samurai). After a century-long period of civil war, the country was reunified in 1603 under the Tokugawa shogunate, which enacted a foreign policy of isolation. In 1854, a United States fleet forced Japan to open trade to the West, leading to the end of the shogunate and the restoration of imperial power in 1868. In the Meiji era, the Empire of Japan adopted a Western-style constitution and pursued industrialization and modernization. Japan invaded China in 1937; in 1941, it entered World War II as an Axis power. After suffering defeat in the Pacific War and two atomic bombings, Japan surrendered in 1945 and came under an Allied occupation, during which it adopted a post-war constitution. It has since maintained a unitary parliamentary constitutional monarchy with an elected legislature known as the National Diet.
|
8 |
+
|
9 |
+
Japan is a great power and a member of numerous international organizations, including the United Nations (since 1956), the OECD, and the G7. Although it has renounced its right to declare war, the country maintains a modern military ranked as the world's fourth most powerful. Following World War II, Japan experienced record economic growth, becoming the second-largest economy in the world by 1990. As of 2019, the country's economy is the third-largest by nominal GDP and fourth-largest by purchasing power parity. Japan is a global leader in the automotive and electronics industries and has made significant contributions to science and technology. Ranked "very high" on the Human Development Index, Japan has the world's second-highest life expectancy, though it is currently experiencing a decline in population. Culturally, Japan is renowned for its art, cuisine, music, and popular culture, including its prominent animation and video game industries.
|
10 |
+
|
11 |
+
The name for Japan in Japanese is written using the kanji 日本 and pronounced Nippon or Nihon.[8] Before it was adopted in the early 8th century, the country was known in China as Wa (倭) and in Japan by the endonym Yamato.[9] Nippon, the original Sino-Japanese reading of the characters, is favored today for official uses, including on banknotes and postage stamps.[8] Nihon is typically used in everyday speech and reflects shifts in Japanese phonology during the Edo period.[9] The characters 日本 mean "sun origin", in reference to Japan's relatively eastern location.[8] It is the source of the popular Western epithet "Land of the Rising Sun".[10]
|
12 |
+
|
13 |
+
The name Japan is based on the Chinese pronunciation and was introduced to European languages through early trade. In the 13th century, Marco Polo recorded the early Mandarin or Wu Chinese pronunciation of the characters 日本國 as Cipangu.[11] The old Malay name for Japan, Japang or Japun, was borrowed from a southern coastal Chinese dialect and encountered by Portuguese traders in Southeast Asia, who brought the word to Europe in the early 16th century.[12] The first version of the name in English appears in a book published in 1577, which spelled the name as Giapan in a translation of a 1565 Portuguese letter.[13][14]
|
14 |
+
|
15 |
+
A Paleolithic culture from around 30,000 BC constitutes the first known habitation of the islands of Japan.[15] This was followed from around 14,500 BC (the start of the Jōmon period) by a Mesolithic to Neolithic semi-sedentary hunter-gatherer culture characterized by pit dwelling and rudimentary agriculture.[16] Decorated clay vessels from the period are among the oldest surviving examples of pottery.[17] From around 1000 BC, Yayoi people began to enter the archipelago from Kyushu, intermingling with the Jōmon;[18] the Yayoi period saw the introduction of practices including wet-rice farming,[19] a new style of pottery,[20] and metallurgy from China and Korea.[21]
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16 |
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17 |
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Japan first appears in written history in the Chinese Book of Han, completed in 111 AD.[22] The Records of the Three Kingdoms records that the most powerful state on the archipelago in the 3rd century was Yamato; according to legend, the kingdom was founded in 660 BC by Emperor Jimmu. Buddhism was introduced to Japan from Baekje (a Korean kingdom) in 552, but the subsequent development of Japanese Buddhism was primarily influenced by China.[23] Despite early resistance, Buddhism was promoted by the ruling class, including figures like Prince Shōtoku, and gained widespread acceptance beginning in the Asuka period (592–710).[24]
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18 |
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19 |
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After defeat in the Battle of Baekgang by the Chinese Tang dynasty, the Japanese government devised and implemented the far-reaching Taika Reforms. It nationalized all land in Japan, to be distributed equally among cultivators, and ordered the compilation of a household registry as the basis for a new system of taxation.[25] The Jinshin War of 672, a bloody conflict between Prince Ōama and his nephew Prince Ōtomo, became a major catalyst for further administrative reforms.[26] These reforms culminated with the promulgation of the Taihō Code, which consolidated existing statutes and established the structure of the central and subordinate local governments.[25] These legal reforms created the ritsuryō state, a system of Chinese-style centralized government that remained in place for half a millennium.[26]
|
20 |
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|
21 |
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The Nara period (710–784) marked an emergence of a Japanese state centered on the Imperial Court in Heijō-kyō (modern Nara). The period is characterized by the appearance of a nascent literary culture with the completion of the Kojiki (712) and Nihon Shoki (720), as well as the development of Buddhist-inspired artwork and architecture.[27] A smallpox epidemic in 735–737 is believed to have killed as much as one-third of Japan's population.[28] In 784, Emperor Kanmu moved the capital from Nara to Nagaoka-kyō, then to Heian-kyō (modern Kyoto) in 794. This marked the beginning of the Heian period (794–1185), during which a distinctly indigenous Japanese culture emerged. Murasaki Shikibu's The Tale of Genji and the lyrics of Japan's national anthem "Kimigayo" were written during this time.[29]
|
22 |
+
|
23 |
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Japan's feudal era was characterized by the emergence and dominance of a ruling class of warriors, the samurai. In 1185, following the defeat of the Taira clan in the Genpei War, samurai Minamoto no Yoritomo was appointed shōgun and established a military government at Kamakura.[30] After Yoritomo's death, the Hōjō clan came to power as regents for the shōguns. The Zen school of Buddhism was introduced from China in the Kamakura period (1185–1333) and became popular among the samurai class.[31] The Kamakura shogunate repelled Mongol invasions in 1274 and 1281 but was eventually overthrown by Emperor Go-Daigo. Go-Daigo was defeated by Ashikaga Takauji in 1336, beginning the Muromachi period (1336–1573). However, the succeeding Ashikaga shogunate failed to control the feudal warlords (daimyōs) and a civil war began in 1467, opening the century-long Sengoku period ("Warring States").[32]
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24 |
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25 |
+
During the 16th century, Portuguese traders and Jesuit missionaries reached Japan for the first time, initiating direct commercial and cultural exchange between Japan and the West. Oda Nobunaga used European technology and firearms to conquer many other daimyōs; his consolidation of power began what was known as the Azuchi–Momoyama period (1573–1603). After Nobunaga was assassinated in 1582 by Akechi Mitsuhide, his successor Toyotomi Hideyoshi unified the nation in 1590 and launched two unsuccessful invasions of Korea in 1592 and 1597.
|
26 |
+
|
27 |
+
Tokugawa Ieyasu served as regent for Hideyoshi's son Toyotomi Hideyori and used his position to gain political and military support. When open war broke out, Ieyasu defeated rival clans in the Battle of Sekigahara in 1600. He was appointed shōgun by Emperor Go-Yōzei in 1603 and established the Tokugawa shogunate at Edo (modern Tokyo).[33] The shogunate enacted measures including buke shohatto, as a code of conduct to control the autonomous daimyōs,[34] and in 1639 the isolationist sakoku ("closed country") policy that spanned the two and a half centuries of tenuous political unity known as the Edo period (1603–1868).[35] Modern Japan's economic growth began in this period, resulting in roads and water transportation routes, as well as financial instruments such as futures contracts, banking and insurance of the Osaka rice brokers.[36] The study of Western sciences (rangaku) continued through contact with the Dutch enclave at Dejima in Nagasaki. The Edo period also gave rise to kokugaku ("national studies"), the study of Japan by the Japanese.[37]
|
28 |
+
|
29 |
+
In 1854, Commodore Matthew Perry and the "Black Ships" of the United States Navy forced the opening of Japan to the outside world with the Convention of Kanagawa. Similar treaties with Western countries in the Bakumatsu period brought economic and political crises. The resignation of the shōgun led to the Boshin War and the establishment of a centralized state nominally unified under the emperor (the Meiji Restoration).[38] Adopting Western political, judicial, and military institutions, the Cabinet organized the Privy Council, introduced the Meiji Constitution, and assembled the Imperial Diet. During the Meiji era (1868–1912), the Empire of Japan emerged as the most developed nation in Asia and as an industrialized world power that pursued military conflict to expand its sphere of influence.[39][40][41] After victories in the First Sino-Japanese War (1894–1895) and the Russo-Japanese War (1904–1905), Japan gained control of Taiwan, Korea and the southern half of Sakhalin.[42] The Japanese population doubled from 35 million in 1873 to 70 million by 1935.[43]
|
30 |
+
|
31 |
+
The early 20th century saw a period of Taishō democracy (1912–1926) overshadowed by increasing expansionism and militarization. World War I allowed Japan, which joined the side of the victorious Allies, to capture German possessions in the Pacific and in China. The 1920s saw a political shift towards statism, the passing of laws against political dissent, and a series of attempted coups. This process accelerated during the 1930s, spawning a number of Radical Nationalist groups that shared a hostility to liberal democracy and a dedication to expansion in Asia. In 1931, Japan invaded and occupied Manchuria; following international condemnation of the occupation, it resigned from the League of Nations two years later. In 1936, Japan signed the Anti-Comintern Pact with Nazi Germany; the 1940 Tripartite Pact made it one of the Axis Powers.
|
32 |
+
|
33 |
+
The Empire of Japan invaded other parts of China in 1937, precipitating the Second Sino-Japanese War (1937–1945). In 1940, the Empire invaded French Indochina, after which the United States placed an oil embargo on Japan.[44] On December 7–8, 1941, Japanese forces carried out surprise attacks on Pearl Harbor, as well as on British forces in Malaya, Singapore, and Hong Kong, and declared war on the United States and the British Empire, beginning World War II in the Pacific. After Allied victories during the next four years, which culminated in the Soviet invasion of Manchuria and the atomic bombings of Hiroshima and Nagasaki in 1945, Japan agreed to an unconditional surrender.[45] The war cost Japan its colonies, China and the war's other combatants tens of millions of lives, and left much of Japan's industry and infrastructure destroyed. The Allies (led by the United States) repatriated millions of ethnic Japanese from colonies and military camps throughout Asia, largely eliminating the Japanese empire and its influence over its conquered territories.[46] The Allies also convened the International Military Tribunal for the Far East to prosecute Japanese leaders for war crimes.
|
34 |
+
|
35 |
+
In 1947, Japan adopted a new constitution emphasizing liberal democratic practices. The Allied occupation ended with the Treaty of San Francisco in 1952,[47] and Japan was granted membership in the United Nations in 1956. A period of record growth propelled Japan to become the second-largest economy in the world; this ended in the mid-1990s after the popping of an asset price bubble, beginning the "Lost Decade". In the 21st century, positive growth has signaled a gradual economic recovery.[48] On March 11, 2011, Japan suffered one of the largest earthquakes in its recorded history, triggering the Fukushima Daiichi nuclear disaster.[49] On May 1, 2019, after the historic abdication of Emperor Akihito, his son Naruhito became the new emperor, beginning the Reiwa era.[50]
|
36 |
+
|
37 |
+
Japan comprises 6,852 islands extending along the Pacific coast of Asia. It stretches over 3,000 km (1,900 mi) northeast–southwest from the Sea of Okhotsk to the East China and Philippine Seas.[51] The county's five main islands, from north to south, are Hokkaido, Honshu, Shikoku, Kyushu and Okinawa.[52] The Ryukyu Islands, which include Okinawa, are a chain to the south of Kyushu. The Nanpō Islands are south and east of the main islands of Japan. Together they are often known as the Japanese archipelago.[53] As of 2019[update], Japan's territory is 377,975.24 km2 (145,937.06 sq mi).[2] Japan has the sixth longest coastline in the world (29,751 km (18,486 mi)). Because of its many far-flung outlying islands, Japan has the eighth largest Exclusive Economic Zone in the world covering 4,470,000 km2 (1,730,000 sq mi).[54]
|
38 |
+
|
39 |
+
About 73 percent of Japan is forested, mountainous and unsuitable for agricultural, industrial or residential use.[55][56] As a result, the habitable zones, mainly in coastal areas, have extremely high population densities: Japan is one of the most densely populated countries.[57] Approximately 0.5% of Japan's total area is reclaimed land (umetatechi). Late 20th and early 21st century projects include artificial islands such as Chubu Centrair International Airport in Ise Bay, Kansai International Airport in the middle of Osaka Bay, Yokohama Hakkeijima Sea Paradise and Wakayama Marina City.[58]
|
40 |
+
|
41 |
+
Japan is substantially prone to earthquakes, tsunami and volcanoes because of its location along the Pacific Ring of Fire.[59] It has the 15th highest natural disaster risk as measured in the 2013 World Risk Index.[60] Japan has 108 active volcanoes, which are primarily the result of large oceanic movements occurring from the mid-Silurian to the Pleistocene as a result of the subduction of the Philippine Sea Plate beneath the continental Amurian Plate and Okinawa Plate to the south, and subduction of the Pacific Plate under the Okhotsk Plate to the north. Japan was originally attached to the Eurasian continent; the subducting plates opened the Sea of Japan around 15 million years ago.[61] During the twentieth century several new volcanoes emerged, including Shōwa-shinzan on Hokkaido and Myōjin-shō off the Bayonnaise Rocks. Destructive earthquakes, often resulting in tsunami, occur several times each century.[62] The 1923 Tokyo earthquake killed over 140,000 people.[63] More recent major quakes are the 1995 Great Hanshin earthquake and the 2011 Tōhoku earthquake, which triggered a large tsunami.[49]
|
42 |
+
|
43 |
+
The climate of Japan is predominantly temperate but varies greatly from north to south. Japan's geographical features divide it into six principal climatic zones: Hokkaido, Sea of Japan, Central Highland, Seto Inland Sea, Pacific Ocean, and Ryukyu Islands. The northernmost zone, Hokkaido, has a humid continental climate with long, cold winters and very warm to cool summers. Precipitation is not heavy, but the islands usually develop deep snowbanks in the winter.[64] In the Sea of Japan zone on Honshu's west coast, northwest winter winds bring heavy snowfall. In the summer, the region is cooler than the Pacific area, though it sometimes experiences extremely hot temperatures because of the foehn. The Central Highland has a typical inland humid continental climate, with large temperature differences between summer and winter, as well as large diurnal variation; precipitation is light, though winters are usually snowy. The mountains of the Chūgoku and Shikoku regions shelter the Seto Inland Sea from seasonal winds, bringing mild weather year-round.[64] The Pacific coast features a humid subtropical climate that experiences milder winters with occasional snowfall and hot, humid summers because of the southeast seasonal wind. The Ryukyu and Nanpō Islands have a subtropical climate, with warm winters and hot summers. Precipitation is very heavy, especially during the rainy season.[64]
|
44 |
+
|
45 |
+
The average winter temperature in Japan is 5.1 °C (41.2 °F) and the average summer temperature is 25.2 °C (77.4 °F).[65] The highest temperature ever measured in Japan, 41.1 °C (106.0 °F), was recorded on July 23, 2018.[66] The main rainy season begins in early May in Okinawa, and the rain front gradually moves north until reaching Hokkaido in late July. In late summer and early autumn, typhoons often bring heavy rain.[65]
|
46 |
+
|
47 |
+
Japan has nine forest ecoregions which reflect the climate and geography of the islands. They range from subtropical moist broadleaf forests in the Ryūkyū and Bonin Islands, to temperate broadleaf and mixed forests in the mild climate regions of the main islands, to temperate coniferous forests in the cold, winter portions of the northern islands.[67] Japan has over 90,000 species of wildlife, including the brown bear, the Japanese macaque, the Japanese raccoon dog, the large Japanese field mouse, and the Japanese giant salamander.[68] A large network of national parks has been established to protect important areas of flora and fauna as well as 37 Ramsar wetland sites.[69][70] Four sites have been inscribed on the UNESCO World Heritage List for their outstanding natural value.[71]
|
48 |
+
|
49 |
+
In the period of rapid economic growth after World War II, environmental policies were downplayed by the government and industrial corporations; as a result, environmental pollution was widespread in the 1950s and 1960s. Responding to rising concern, the government introduced several environmental protection laws in 1970.[72] The oil crisis in 1973 also encouraged the efficient use of energy because of Japan's lack of natural resources.[73]
|
50 |
+
|
51 |
+
As of 2015[update], more than 40 coal-fired power plants are planned or under construction in Japan, following the switching-off of Japan's nuclear fleet following the 2011 Fukushima nuclear disaster. Prior to this incident, Japan's emissions had been on the decline, largely because their nuclear power plants created no emissions. Japan ranks 20th in the 2018 Environmental Performance Index, which measures a nation's commitment to environmental sustainability.[74] As the host and signatory of the 1997 Kyoto Protocol, Japan is under treaty obligation to reduce its carbon dioxide emissions and to take other steps to curb climate change.[75] Current environmental issues include urban air pollution (NOx, suspended particulate matter, and toxics), waste management, water eutrophication, nature conservation, climate change, chemical management and international co-operation for conservation.[76]
|
52 |
+
|
53 |
+
Japan is a unitary state and constitutional monarchy in which the power of the Emperor is limited to a ceremonial role. He is defined in the Constitution as "the symbol of the state and of the unity of the people". Executive power is instead wielded by the Prime Minister of Japan and his Cabinet, whose sovereignty is vested in the Japanese people.[77] Naruhito is the current Emperor of Japan, having succeeded his father Akihito upon his accession to the Chrysanthemum Throne on May 1, 2019.
|
54 |
+
|
55 |
+
Japan's legislative organ is the National Diet, a bicameral parliament. It consists of a lower House of Representatives with 465 seats, elected by popular vote every four years or when dissolved, and an upper House of Councillors with 245 seats, whose popularly-elected members serve six-year terms. There is universal suffrage for adults over 18 years of age,[78] with a secret ballot for all elected offices.[77] The Diet is currently dominated by the conservative Liberal Democratic Party (LDP), which has enjoyed near-continuous electoral success since 1955. The prime minister is the head of government and is appointed by the emperor after being designated from among the members of the Diet. As the head of the Cabinet, the prime minister has the power to appoint and dismiss Ministers of State. Following the LDP victory in the 2012 general election, Shinzō Abe replaced Yoshihiko Noda as the prime minister.[79]
|
56 |
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|
57 |
+
Historically influenced by Chinese law, the Japanese legal system developed independently during the Edo period through texts such as Kujikata Osadamegaki.[80] However, since the late 19th century, the judicial system has been largely based on the civil law of Europe, notably Germany. In 1896, Japan established a civil code based on the German Bürgerliches Gesetzbuch, which remains in effect with post–World War II modifications.[81] The Constitution of Japan, adopted in 1947, is the oldest unamended constitution in the world.[82] Statutory law originates in the legislature, and the constitution requires that the emperor promulgate legislation passed by the Diet without giving him the power to oppose legislation. The main body of Japanese statutory law is called the Six Codes.[83] Japan's court system is divided into four basic tiers: the Supreme Court and three levels of lower courts.[84]
|
58 |
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|
59 |
+
Japan is divided into 47 prefectures, each overseen by an elected governor, legislature, and administrative bureaucracy.[85] Each prefecture is further divided into cities, towns and villages.[86] In the following table, the prefectures are grouped by region:
|
60 |
+
|
61 |
+
1. Hokkaido
|
62 |
+
|
63 |
+
2. Aomori
|
64 |
+
3. Iwate
|
65 |
+
4. Miyagi
|
66 |
+
5. Akita
|
67 |
+
6. Yamagata
|
68 |
+
7. Fukushima
|
69 |
+
|
70 |
+
8. Ibaraki
|
71 |
+
9. Tochigi
|
72 |
+
10. Gunma
|
73 |
+
11. Saitama
|
74 |
+
12. Chiba
|
75 |
+
13. Tokyo
|
76 |
+
14. Kanagawa
|
77 |
+
|
78 |
+
15. Niigata
|
79 |
+
16. Toyama
|
80 |
+
17. Ishikawa
|
81 |
+
18. Fukui
|
82 |
+
19. Yamanashi
|
83 |
+
20. Nagano
|
84 |
+
21. Gifu
|
85 |
+
22. Shizuoka
|
86 |
+
23. Aichi
|
87 |
+
|
88 |
+
24. Mie
|
89 |
+
25. Shiga
|
90 |
+
26. Kyoto
|
91 |
+
27. Osaka
|
92 |
+
28. Hyōgo
|
93 |
+
29. Nara
|
94 |
+
30. Wakayama
|
95 |
+
|
96 |
+
31. Tottori
|
97 |
+
32. Shimane
|
98 |
+
33. Okayama
|
99 |
+
34. Hiroshima
|
100 |
+
35. Yamaguchi
|
101 |
+
|
102 |
+
36. Tokushima
|
103 |
+
37. Kagawa
|
104 |
+
38. Ehime
|
105 |
+
39. Kōchi
|
106 |
+
|
107 |
+
40. Fukuoka
|
108 |
+
41. Saga
|
109 |
+
42. Nagasaki
|
110 |
+
43. Kumamoto
|
111 |
+
44. Ōita
|
112 |
+
45. Miyazaki
|
113 |
+
46. Kagoshima
|
114 |
+
47. Okinawa
|
115 |
+
|
116 |
+
A member state of the United Nations since 1956, Japan has served as a non-permanent Security Council member for a total of 22 years. It is one of the G4 nations seeking permanent membership in the Security Council.[87] Japan is a member of the G7, APEC, and "ASEAN Plus Three", and is a participant in the East Asia Summit. Japan signed a security pact with Australia in March 2007[88] and with India in October 2008.[89] It is the world's fifth largest donor of official development assistance, donating US$9.2 billion in 2014.[90] In 2017, Japan had the fifth largest diplomatic network in the world.[91]
|
117 |
+
|
118 |
+
Japan has close economic and military relations with the United States; the US-Japan security alliance acts as the cornerstone of the nation's foreign policy.[92] The United States is a major market for Japanese exports and the primary source of Japanese imports and is committed to defending the country, having military bases in Japan for partially that purpose.[93]
|
119 |
+
|
120 |
+
Japan's relationship with South Korea has been strained because of Japan's treatment of Koreans during Japanese colonial rule, particularly over the issue of comfort women.[94] In December 2015, Japan agreed to settle the comfort women dispute with South Korea by issuing a formal apology and paying money to the surviving comfort women. Today, South Korea and Japan have a stronger and more economically-driven relationship. Since the 1990s, the Korean Wave has created a large fanbase in East Asia: Japan is the number one importer of Korean music (K-pop), television (K-dramas), and films.[95] Most recently, South Korean President Moon Jae-in met with Japanese Prime Minister Shinzo Abe at the 2017 G20 Summit to discuss the future of their relationship and specifically how to cooperate on finding solutions for North Korean aggression in the region.[96]
|
121 |
+
|
122 |
+
Japan is engaged in several territorial disputes with its neighbors. Japan contests Russia's control of the Southern Kuril Islands, which were occupied by the Soviet Union in 1945.[97] South Korea's control of the Liancourt Rocks is acknowledged but not accepted as they are claimed by Japan.[98] Japan has strained relations with China and Taiwan over the Senkaku Islands[99] and the status of Okinotorishima.
|
123 |
+
|
124 |
+
Japan maintains one of the largest military budgets of any country in the world.[100] The country's military (the Japan Self-Defense Forces) is restricted by Article 9 of the Japanese Constitution, which renounces Japan's right to declare war or use military force in international disputes. Japan is the highest-ranked Asian country in the Global Peace Index.
|
125 |
+
|
126 |
+
The military is governed by the Ministry of Defense, and primarily consists of the Japan Ground Self-Defense Force, the Japan Maritime Self-Defense Force, and the Japan Air Self-Defense Force. The Maritime Self-Defense Force is a regular participant in RIMPAC maritime exercises.[101] The forces have been recently used in peacekeeping operations; the deployment of troops to Iraq marked the first overseas use of Japan's military since World War II.[102] The Japan Business Federation has called on the government to lift the ban on arms exports so that Japan can join multinational projects such as the Joint Strike Fighter.[103]
|
127 |
+
|
128 |
+
The Government of Japan has been making changes to its security policy which include the establishment of the National Security Council, the adoption of the National Security Strategy, and the development of the National Defense Program Guidelines.[104] In May 2014, Prime Minister Shinzō Abe said Japan wanted to shed the passiveness it has maintained since the end of World War II and take more responsibility for regional security.[105] Recent tensions, particularly with North Korea,[106] have reignited the debate over the status of the JSDF and its relation to Japanese society.[107]
|
129 |
+
|
130 |
+
Domestic security in Japan is provided mainly by the prefectural police departments, under the oversight of the National Police Agency[108] and supervised by the Criminal Affairs Bureau of the National Police Agency.[109] As the central coordinating body for the Prefectural Police Departments, the National Police Agency is administered by the National Public Safety Commission.[110] The Special Assault Team comprises national-level counter-terrorism tactical units that cooperate with territorial-level Anti-Firearms Squads and Counter-NBC Terrorism Squads.[111]
|
131 |
+
|
132 |
+
Additionally, there is the Japan Coast Guard which guards territorial waters. The coast guard patrols the sea surrounding Japan and uses surveillance and control countermeasures against smuggling, marine environmental crime, poaching, piracy, spy ships, unauthorized foreign fishing vessels, and illegal immigration.[112]
|
133 |
+
|
134 |
+
The Firearm and Sword Possession Control Law strictly regulates the civilian ownership of guns, swords and other weaponry.[113][114] According to the United Nations Office on Drugs and Crime, among the member states of the UN that report statistics, the incidence rate of violent crimes such as murder, abduction, forced sexual intercourse and robbery is very low in Japan.[115][116][117][118][119]
|
135 |
+
|
136 |
+
Japan is the third largest national economy in the world, after the United States and China, in terms of nominal GDP,[120] and the fourth largest national economy in the world, after the United States, China and India, in terms of purchasing power parity. As of 2017[update], Japan's public debt was estimated at more than 230 percent of its annual gross domestic product, the largest of any nation in the world.[121] The service sector accounts for three quarters of the gross domestic product.[122]
|
137 |
+
|
138 |
+
As of 2017[update], Japan's labor force consisted of some 65 million workers.[55] Japan has a low unemployment rate of around three percent. Around 16 percent of the population were below the poverty line in 2013.[123] Housing in Japan is characterized by limited land supply in urban areas.[124]
|
139 |
+
|
140 |
+
Japan's exports amounted to US$5,430 per capita in 2017. As of 2017[update], Japan's main export markets were the United States (19.4 percent), China (19 percent), South Korea (7.6 percent), Hong Kong (5.1 percent) and Thailand (4.2 percent). Its main exports are transportation equipment, motor vehicles, iron and steel products, semiconductors and auto parts.[55] Japan's main import markets as of 2017[update] were China (24.5 percent), the United States (11 percent), Australia (5.8 percent), South Korea (4.2 percent), and Saudi Arabia (4.1 percent).[55] Japan's main imports are machinery and equipment, fossil fuels, foodstuffs (in particular beef), chemicals, textiles and raw materials for its industries. By market share measures, domestic markets are the least open of any OECD country.[125]
|
141 |
+
|
142 |
+
Japan ranks 34th of 190 countries in the 2018 ease of doing business index and has one of the smallest tax revenues of the developed world. The Japanese variant of capitalism has many distinct features: keiretsu enterprises are influential, and lifetime employment and seniority-based career advancement are relatively common in the Japanese work environment.[125][126] Japanese companies are known for management methods like "The Toyota Way", and shareholder activism is rare.[127] Japan also has a large cooperative sector, with three of the ten largest cooperatives in the world, including the largest consumer cooperative and the largest agricultural cooperative in the world.[128]
|
143 |
+
|
144 |
+
Japan ranks highly for competitiveness and economic freedom. It is ranked sixth in the Global Competitiveness Report for 2015–2016.[129][130]
|
145 |
+
|
146 |
+
The Japanese agricultural sector accounts for about 1.4% of the total country's GDP.[131] Only 12% of Japan's land is suitable for cultivation.[132][133] Because of this lack of arable land, a system of terraces is used to farm in small areas.[134] This results in one of the world's highest levels of crop yields per unit area, with an overall agricultural self-sufficiency rate of about 50% on fewer than 56,000 square kilometers (14,000,000 acres) cultivated. Japan's small agricultural sector, however, is also highly subsidized and protected, with government regulations that favor small-scale cultivation instead of large-scale agriculture.[132] Rice, the most protected crop, is subject to tariffs of 777.7%.[133][135] There has been a growing concern about farming as the current farmers are aging with a difficult time finding successors.[136]
|
147 |
+
|
148 |
+
In 1996, Japan ranked fourth in the world in tonnage of fish caught.[137] Japan ranked seventh and captured 3,167,610 metric tons of fish in 2016, down from an annual average of 4,000,000 tons over the previous decade.[138] In 2010, Japan's total fisheries production was 4,762,469 fish.[139] Japan maintains one of the world's largest fishing fleets and accounts for nearly 15% of the global catch,[140] prompting some claims that Japan's fishing is leading to depletion in fish stocks such as tuna.[141] Japan has also sparked controversy by supporting quasi-commercial whaling.[142]
|
149 |
+
|
150 |
+
Japan has a large industrial capacity and is home to some of the largest and most technologically advanced producers of motor vehicles, machine tools, steel and nonferrous metals, ships, chemical substances, textiles, and processed foods. Japan's industrial sector makes up approximately 27.5% of its GDP.[140] Some major Japanese industrial companies include Canon Inc., Toshiba and Nippon Steel.[140][144] The country's manufacturing output is the third highest in the world.[145]
|
151 |
+
|
152 |
+
Japan is the third largest automobile producer in the world and is home to Toyota, the world's largest automobile company.[143][146] Despite facing competition from South Korea and China, the Japanese shipbuilding industry is expected to remain strong through an increased focus on specialized, high-tech designs.[147]
|
153 |
+
|
154 |
+
Japan's service sector accounts for about three-quarters of its total economic output.[131] Banking, insurance, real estate, retailing, transportation, and telecommunications are all major industries, with companies such as Mitsubishi UFJ, Mizuho, NTT, TEPCO, Nomura, Mitsubishi Estate, ÆON, Mitsui Sumitomo, Softbank, JR East, Seven & I, KDDI and Japan Airlines listed as some of the largest in the world.[148][149] Four of the five most circulated newspapers in the world are Japanese newspapers.[150] The six major keiretsus are the Mitsubishi, Sumitomo, Fuyo, Mitsui, Dai-Ichi Kangyo and Sanwa Groups.[151]
|
155 |
+
|
156 |
+
Japan attracted 19.73 million international tourists in 2015[152] and increased by 21.8% to attract 24.03 million international tourists in 2016.[153][154][155] In 2008, the Japanese government set up Japan Tourism Agency and set the initial goal to increase foreign visitors to 20 million in 2020. In 2016, having met the 20 million target, the government revised up its target to 40 million by 2020 and to 60 million by 2030.[156][157] For inbound tourism, Japan was ranked 16th in the world in 2015.[158] Japan is one of the least visited countries in the OECD on a per capita basis,[159] and it was by far the least visited country in the G7 until 2014.[160]
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Japan is a leading nation in scientific research, particularly in the natural sciences and engineering. The country ranks second among the most innovative countries in the Bloomberg Innovation Index.[161][162] Nearly 700,000 researchers share a US$130 billion research and development budget,[163] which relative to gross domestic product is the third highest budget in the world.[164] The country is a world leader in fundamental scientific research, having produced twenty-two Nobel laureates in either physics, chemistry or medicine[165] and three Fields medalists.[166]
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Japanese scientists and engineers have contributed to the advancement of agricultural sciences, electronics, industrial robotics, optics, chemicals, semiconductors, life sciences and various fields of engineering. Japan leads the world in robotics production and use, possessing more than 20% of the world's industrial robots as of 2013[update].[needs update][167] Japan boasts the third highest number of scientists, technicians, and engineers per capita in the world with 83 per 10,000 employees.[168][169][170]
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The Japanese consumer electronics industry, once considered the strongest in the world, is currently in a state of decline as competition arises in countries like South Korea, the United States and China.[171][172] However, video gaming in Japan remains a major industry. Japan became a major exporter of video games during the golden age of arcade video games, an era that began with the release of Taito's Space Invaders in 1978 and ended around the mid-1980s.[173][174][175] Japanese-made video game consoles have been popular since the 1980s,[176] and Japan dominated the industry until Microsoft's Xbox consoles began challenging Sony and Nintendo in the 2000s.[177][178][179] As of 2009[update], $6 billion of Japan's $20 billion gaming market is generated from arcades, which represent the largest sector of the Japanese video game market, followed by home console games and mobile games at $3.5 billion and $2 billion, respectively.[needs update][180] Japan is now the world's largest market for mobile games;[181] in 2014, Japan's consumer video game market grossed $9.6 billion, with $5.8 billion coming from mobile gaming.[182]
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The Japan Aerospace Exploration Agency is Japan's national space agency; it conducts space, planetary, and aviation research, and leads development of rockets and satellites. It is a participant in the International Space Station: the Japanese Experiment Module (Kibō) was added to the station during Space Shuttle assembly flights in 2008.[183] The space probe Akatsuki was launched in 2010 and achieved orbit around Venus in 2015. Japan's plans in space exploration include building a moon base by 2030.[184] In 2007, it launched lunar explorer SELENE (Selenological and Engineering Explorer) from Tanegashima Space Center. The largest lunar mission since the Apollo program, its purpose was to gather data on the moon's origin and evolution. It entered a lunar orbit on October 4, 2007,[185][186] and was deliberately crashed into the Moon on June 11, 2009.[187]
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Japan's road spending has been extensive.[188] Its 1.2 million kilometers (0.75 million miles) of paved road are the main means of transportation.[189] As of 2012[update], Japan has approximately 1,215,000 kilometers (755,000 miles) of roads made up of 1,022,000 kilometers (635,000 miles) of city, town and village roads, 129,000 kilometers (80,000 miles) of prefectural roads, 55,000 kilometers (34,000 miles) of general national highways and 8,050 kilometers (5,000 miles) of national expressways.[190][191] A single network of high-speed, divided, limited-access toll roads connects major cities on Honshu, Shikoku and Kyushu (Hokkaido has a separate network). Cars are inexpensive; car ownership fees and fuel levies are used to promote energy efficiency. However, at just 50 percent of all distance traveled, car usage is the lowest of all G8 countries.[192]
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Since privatization in 1987, dozens of Japanese railway companies compete in regional and local passenger transportation markets; major companies include seven JR enterprises, Kintetsu, Seibu Railway and Keio Corporation. Some 250 high-speed Shinkansen trains connect major cities and Japanese trains are known for their safety and punctuality.[193][194] A new Maglev line called the Chūō Shinkansen is being constructed between Tokyo and Nagoya. It is due to be completed in 2027.[195]
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There are 175 airports in Japan;[55] the largest domestic airport, Haneda Airport in Tokyo, is Asia's second-busiest airport.[196] The largest international gateways are Narita International Airport, Kansai International Airport and Chūbu Centrair International Airport.[197] Nagoya Port is the country's largest and busiest port, accounting for 10 percent of Japan's trade value.[198]
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As of 2017[update], 39% of energy in Japan was produced from petroleum, 25% from coal, 23% from natural gas, 3.5% from hydropower and 1.5% from nuclear power. Nuclear power was down from 11.2 percent in 2010.[199] By May 2012 all of the country's nuclear power plants had been taken offline because of ongoing public opposition following the Fukushima Daiichi nuclear disaster in March 2011, though government officials continued to try to sway public opinion in favor of returning at least some to service.[200] The Sendai Nuclear Power Plant restarted in 2015,[201] and since then several other nuclear power plants have been restarted. Japan lacks significant domestic reserves and so has a heavy dependence on imported energy.[202] Japan has therefore aimed to diversify its sources and maintain high levels of energy efficiency.[203]
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The government took responsibility for regulating the water and sanitation sector is shared between the Ministry of Health, Labor and Welfare in charge of water supply for domestic use; the Ministry of Land, Infrastructure, Transport and Tourism in charge of water resources development as well as sanitation; the Ministry of the Environment in charge of ambient water quality and environmental preservation; and the Ministry of Internal Affairs and Communications in charge of performance benchmarking of utilities.[204] Access to an improved water source is universal in Japan. 97% of the population receives piped water supply from public utilities and 3% receive water from their own wells or unregulated small systems, mainly in rural areas.[205]
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Japan has a population of 126.3 million,[206] of which 124.8 million are Japanese nationals (2019).[207] Honshū is the world's second most populous island and has 80% of Japan's population. In 2010, 90.7% of the total Japanese population lived in cities.[208] The capital city Tokyo has a population of 13.8 million (2018).[209] It is part of the Greater Tokyo Area, the biggest metropolitan area in the world with 38,140,000 people (2016).[210][211]
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Japanese society is linguistically, ethnically and culturally homogeneous,[212][213] composed of 98.1% ethnic Japanese,[55] with small populations of foreign workers.[212] The most dominant native ethnic group is the Yamato people; primary minority groups include the indigenous Ainu[214] and Ryukyuan people, as well as social minority groups like the burakumin.[215] Zainichi Koreans,[216] Chinese, Filipinos, Brazilians mostly of Japanese descent,[217] Peruvians mostly of Japanese descent, and Americans are among the small minority groups in Japan.[218] In 2003, there were about 134,700 non-Latin American Western (not including more than 33,000 American military personnel and their dependents) and 345,500 Latin American expatriates, 274,700 of whom were Brazilians,[217] the largest community of Westerners.[219]
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Japan has the second longest overall life expectancy at birth of any country in the world: 83.5 years for persons born in the period 2010–2015.[220][221] The Japanese population is rapidly aging as a result of a post–World War II baby boom followed by a decrease in birth rates. In 2012, about 24.1 percent of the population was over 65, and the proportion is projected to rise to almost 40 percent by 2050.[222] On September 15, 2018, for the first time, one in five Japanese residents was aged 70 or older. 26.18 million people are 70 or older and accounted for 20.7 percent of the population. Elderly women crossed the 20 million line at 20.12 million, substantially outnumbering the nation's 15.45 million elderly men.[223] The changes in demographic structure have created a number of social issues, particularly a potential decline in workforce population and increase in the cost of social security benefits.[224] A growing number of younger Japanese are not marrying or remain childless.[225] Japan's population is expected to drop to 95 million by 2050.[222][226]
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Immigration and birth incentives are sometimes suggested as a solution to provide younger workers to support the nation's aging population.[227][228] Japan accepts an average flow of 9,500 new naturalized citizens per year.[229] On April 1, 2019, Japan's revised immigration law was enacted, protecting the rights of foreign workers to help reduce labor shortages in certain sectors.[230]
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Japan has full religious freedom based on its constitution. Upper estimates suggest that 84–96 percent of the Japanese population subscribe to Shinto as its indigenous religion (50% to 80% of which considering degrees of syncretism with Buddhism, shinbutsu-shūgō).[231][232] However, these estimates are based on people affiliated with a temple, rather than the number of true believers. Many Japanese people practice both Shinto and Buddhism;[233] they can either identify with both religions or describe themselves as non-religious or spiritual,[234] despite participating in religious ceremonies as a cultural tradition. As a result, religious statistics are often under-reported in Japan. Other studies have suggested that only 30 percent of the population identify themselves as belonging to a religion.[235] Nevertheless, the level of participation remains high, especially during festivals and occasions such as the first shrine visit of the New Year. Taoism and Confucianism from China have also influenced Japanese beliefs and customs.[236]
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Christianity was first introduced into Japan by Jesuit missions starting in 1549.[237] Today, fewer than 1%[238][239][240] to 2.3% are Christians,[b] most of them living in the western part of the country. As of 2007[update], there were 32,036 Christian priests and pastors in Japan.[242] Throughout the latest century, some Western customs originally related to Christianity (including Western style weddings, Valentine's Day and Christmas) have become popular as secular customs among many Japanese.[243]
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Islam in Japan is estimated to constitute about 80–90% of foreign-born migrants and their children, primarily from Indonesia, Pakistan, Bangladesh, and Iran.[244] Many of the ethnic Japanese Muslims are those who convert upon marrying immigrant Muslims.[245] The Pew Research Center estimated that there were 185,000 Muslims in Japan in 2010.[246]
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Other minority religions include Hinduism, Sikhism, Judaism, and Bahá'í Faith;[247] since the mid-19th century numerous new religious movements have emerged in Japan.[248]
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More than 99 percent of the population speaks Japanese as their first language.[55] Japanese writing uses kanji (Chinese characters) and two sets of kana (syllabaries based on cursive script and radical of kanji), as well as the Latin alphabet and Arabic numerals.[249] Public and private schools generally require students to take Japanese language classes as well as English language courses.[250]
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Besides Japanese, the Ryukyuan languages (Amami, Kunigami, Okinawan, Miyako, Yaeyama, Yonaguni), also part of the Japonic language family, are spoken in the Ryukyu Islands chain. Few children learn these languages,[251] but in recent years local governments have sought to increase awareness of the traditional languages. The Okinawan Japanese dialect is also spoken in the region. The Ainu language, which is a language isolate, is moribund, with only a few elderly native speakers remaining in Hokkaido.[252]
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Primary schools, secondary schools and universities were introduced in 1872 as a result of the Meiji Restoration.[253] Since 1947, compulsory education in Japan comprises elementary and junior high school, which together last for nine years (from age 6 to age 15). Almost all children continue their education at a three-year senior high school. The two top-ranking universities in Japan are the University of Tokyo and Kyoto University.[254] Japan's education system played a central part in the country's recovery after World War II when the Fundamental Law of Education and the School Education Law were enacted. The latter law defined the standard school system. Starting in April 2016, various schools began the academic year with elementary school and junior high school integrated into one nine-year compulsory schooling program; MEXT plans for this approach to be adopted nationwide.[255]
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The Programme for International Student Assessment coordinated by the OECD currently ranks the overall knowledge and skills of Japanese 15-year-olds as the third best in the world.[256] Japan is one of the top-performing OECD countries in reading literacy, math and sciences with the average student scoring 529 and has one of the world's highest-educated labor forces among OECD countries.[257][256][258] In 2015, Japan's public spending on education amounted to just 4.1 percent of its GDP, below the OECD average of 5.0 percent.[259] The country's large pool of highly educated and skilled individuals is largely responsible for ushering Japan's post-war economic growth.[260] In 2017, the country ranked third for the percentage of 25 to 64 year-olds that have attained tertiary education with 51 percent.[260] In addition, 60.4 percent Japanese aged 25 to 34 have some form of tertiary education qualification and bachelor's degrees are held by 30.4 percent of Japanese aged 25 to 64, the second most in the OECD after South Korea.[260]
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Health care is provided by national and local governments. Payment for personal medical services is offered through a universal health insurance system that provides relative equality of access, with fees set by a government committee. People without insurance through employers can participate in a national health insurance program administered by local governments. Since 1973, all elderly persons have been covered by government-sponsored insurance.[261] Japan has a high suicide rate;[262][263] suicide is the leading cause of death for people under 30.[264] Another significant public health issue is smoking. Japan has the lowest rate of heart disease in the OECD, and the lowest level of dementia in the developed world.[265]
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Contemporary Japanese culture combines influences from Asia, Europe and North America.[266] Traditional Japanese arts include crafts such as ceramics, textiles, lacquerware, swords and dolls; performances of bunraku, kabuki, noh, dance, and rakugo; and other practices, the tea ceremony, ikebana, martial arts, calligraphy, origami, onsen, Geisha and games. Japan has a developed system for the protection and promotion of both tangible and intangible Cultural Properties and National Treasures.[267] Twenty-two sites have been inscribed on the UNESCO World Heritage List, eighteen of which are of cultural significance.[71]
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Japanese sculpture, largely of wood, and Japanese painting are among the oldest of the Japanese arts, with early figurative paintings dating to at least 300 BC. The history of Japanese painting exhibits synthesis and competition between native Japanese esthetics and imported ideas.[268] The interaction between Japanese and European art has been significant: for example ukiyo-e prints, which began to be exported in the 19th century in the movement known as Japonism, had a significant influence on the development of modern art in the West, most notably on post-Impressionism.[268] Japanese manga developed in the 20th century and have become popular worldwide.[269]
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Japanese architecture is a combination between local and other influences. It has traditionally been typified by wooden structures, elevated slightly off the ground, with tiled or thatched roofs. The Shrines of Ise have been celebrated as the prototype of Japanese architecture.[270] Largely of wood, traditional housing and many temple buildings see the use of tatami mats and sliding doors that break down the distinction between rooms and indoor and outdoor space.[271] Since the 19th century, however, Japan has incorporated much of Western, modern, and post-modern architecture into construction and design. Architects returning from study with western architects introduced the International Style of modernism into Japan. However, it was not until after World War II that Japanese architects made an impression on the international scene, firstly with the work of architects like Kenzō Tange and then with movements like Metabolism.
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The earliest works of Japanese literature include the Kojiki and Nihon Shoki chronicles and the Man'yōshū poetry anthology, all from the 8th century and written in Chinese characters.[272][273] In the early Heian period, the system of phonograms known as kana (hiragana and katakana) was developed. The Tale of the Bamboo Cutter is considered the oldest Japanese narrative.[274] An account of court life is given in The Pillow Book by Sei Shōnagon, while The Tale of Genji by Murasaki Shikibu is often described as the world's first novel.[275][276]
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During the Edo period, the chōnin ("townspeople") overtook the samurai aristocracy as producers and consumers of literature. The popularity of the works of Saikaku, for example, reveals this change in readership and authorship, while Bashō revivified the poetic tradition of the Kokinshū with his haikai (haiku) and wrote the poetic travelogue Oku no Hosomichi.[277] The Meiji era saw the decline of traditional literary forms as Japanese literature integrated Western influences. Natsume Sōseki and Mori Ōgai were the first "modern" novelists of Japan, followed by Ryūnosuke Akutagawa, Jun'ichirō Tanizaki, Yukio Mishima and, more recently, Haruki Murakami. Japan has two Nobel Prize-winning authors – Yasunari Kawabata (1968) and Kenzaburō Ōe (1994).[274]
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Japanese philosophy has historically been a fusion of both foreign, particularly Chinese and Western, and uniquely Japanese elements. In its literary forms, Japanese philosophy began about fourteen centuries ago. Confucian ideals are still evident today in the Japanese concept of society and the self, and in the organization of the government and the structure of society.[278] Buddhism has profoundly impacted Japanese psychology, metaphysics, and esthetics.[279]
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Japanese music is eclectic and diverse. Many instruments, such as the koto, were introduced in the 9th and 10th centuries. The popular folk music, with the guitar-like shamisen, dates from the 16th century.[280] Western classical music, introduced in the late 19th century, now forms an integral part of Japanese culture. The imperial court ensemble Gagaku has influenced the work of some modern Western composers.[281] Notable classical composers from Japan include Toru Takemitsu and Rentarō Taki. Popular music in post-war Japan has been heavily influenced by American and European trends, which has led to the evolution of J-pop.[282] Karaoke is the most widely practiced cultural activity in Japan.[283]
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The four traditional theaters from Japan are noh, kyōgen, kabuki, and bunraku. Noh and kyōgen theater traditions are among the oldest continuous theater traditions in the world.
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Ishin-denshin (以心伝心) is a Japanese idiom which denotes a form of interpersonal communication through unspoken mutual understanding.[284] Isagiyosa (潔さ) is a virtue of the capability of accepting death with composure. Cherry blossoms are a symbol of isagiyosa in the sense of embracing the transience of the world.[285] Hansei (反省) is a central idea in Japanese culture, meaning to acknowledge one's own mistake and to pledge improvement. Kotodama (言霊) refers to the Japanese belief that mystical powers dwell in words and names.[286] There are many annual festivals in Japan, which are called in Japanese matsuri (祭). There are no specific festival days for all of Japan; dates vary from area to area, and even within a specific area, but festival days do tend to cluster around traditional holidays such as Setsubun or Obon.
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Officially, Japan has 16 national, government-recognized holidays. Public holidays in Japan are regulated by the Public Holiday Law (国民の祝日に関する法律, Kokumin no Shukujitsu ni Kansuru Hōritsu) of 1948.[287] Beginning in 2000, Japan implemented the Happy Monday System, which moved a number of national holidays to Monday in order to obtain a long weekend. The national holidays in Japan are New Year's Day on January 1, Coming of Age Day on Second Monday of January, National Foundation Day on February 11, The Emperor's Birthday on February 23, Vernal Equinox Day on March 20 or 21, Shōwa Day on April 29, Constitution Memorial Day on May 3, Greenery Day on May 4, Children's Day on May 5, Marine Day on Third Monday of July, Mountain Day on August 11, Respect for the Aged Day on Third Monday of September, Autumnal Equinox on September 23 or 24, Health and Sports Day on Second Monday of October, Culture Day on November 3, and Labor Thanksgiving Day on November 23.[288]
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Japanese cuisine is known for its emphasis on seasonality of food, quality of ingredients and presentation. Japanese cuisine offers a vast array of regional specialties that use traditional recipes and local ingredients. Seafood and Japanese rice or noodles are traditional staple of Japanese cuisine, typically seasoned with a combination of dashi, soy sauce, mirin, vinegar, sugar, and salt. Dishes inspired by foreign food—in particular Chinese food—like ramen and gyōza, as well as foods like spaghetti, curry, and hamburgers have become adopted with variants for Japanese tastes and ingredients. Japanese curry, since its introduction to Japan from British India, is so widely consumed that it can be called a national dish.[289] Traditional Japanese sweets are known as wagashi.[290] Ingredients such as red bean paste and mochi are used. More modern-day tastes includes green tea ice cream.[291]
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Popular Japanese beverages include sake, which is a brewed rice beverage that typically contains 14–17% alcohol and is made by multiple fermentation of rice.[292] Beer has been brewed in Japan since the late 17th century.[293] Green tea is produced in Japan and prepared in various forms such as matcha, used in the Japanese tea ceremony.[294]
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Television and newspapers take an important role in Japanese mass media, though radio and magazines also take a part.[295][296] Over the 1990s, television surpassed newspapers as Japan's main information and entertainment medium.[297] There are six nationwide television networks: NHK (public broadcasting), Nippon Television (NTV), Tokyo Broadcasting System (TBS), Fuji Network System (FNS), TV Asahi (EX) and TV Tokyo Network (TXN).[296] Television networks were mostly established based on capital investments by existing radio networks. Variety shows, serial dramas, and news constitute a large percentage of Japanese television shows. According to the 2015 NHK survey on television viewing in Japan, 79 percent of Japanese watch television daily.[298]
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Japanese readers have a choice of approximately 120 daily newspapers, with an average subscription rate of 1.13 newspapers per household.[299] The main newspapers are the Yomiuri Shimbun, Asahi Shimbun, Mainichi Shimbun, Nikkei Shimbun and Sankei Shimbun. According to a survey conducted by the Japanese Newspaper Association in 1999, 85.4 percent of men and 75 percent of women read a newspaper every day.[297]
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Japan has one of the oldest and largest film industries in the world; movies have been produced in Japan since 1897.[300] Ishirō Honda's Godzilla became an international icon of Japan and spawned an entire subgenre of kaiju films, as well as the longest-running film franchise in history. Japan has won the Academy Award for the Best Foreign Language Film four times, more than any other Asian country. Japanese animated films and television series, known as anime, were largely influenced by Japanese manga and have been extensively popular in the West. Japan is a world-renowned powerhouse of animation.[301]
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Traditionally, sumo is considered Japan's national sport.[302] Japanese martial arts such as judo, karate and kendo are also widely practiced and enjoyed by spectators in the country. After the Meiji Restoration, many Western sports were introduced.[303] Baseball is currently the most popular spectator sport in the country. Japan's top professional league, now known as Nippon Professional Baseball, was established in 1936[304] and is widely considered to be the highest level of professional baseball in the world outside of the North American Major Leagues. Since the establishment of the Japan Professional Football League in 1992, association football has also gained a wide following.[305] Japan was a venue of the Intercontinental Cup from 1981 to 2004 and co-hosted the 2002 FIFA World Cup with South Korea.[306] Japan has one of the most successful football teams in Asia, winning the Asian Cup four times,[307] and the FIFA Women's World Cup in 2011.[308] Golf is also popular in Japan.[309]
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Japan has significant involvement in motorsport. Japanese automotive manufacturers have been successful in multiple different categories, with titles and victories in series such as Formula One, MotoGP, IndyCar, World Rally Championship, World Endurance Championship, World Touring Car Championship, British Touring Car Championship and the IMSA SportsCar Championship.[310][311][312] Three Japanese drivers have achieved podium finishes in Formula One, and drivers from Japan also have victories at the Indianapolis 500 and the 24 Hours of Le Mans, in addition to success in domestic championships.[313][314] Super GT is the most popular national series in Japan, while Super Formula is the top level domestic open-wheel series.[315] The country also hosts major races such as the Japanese Grand Prix, Japanese motorcycle Grand Prix, Suzuka 10 Hours, 6 Hours of Fuji, FIA WTCC Race of Japan and the Indy Japan 300.
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Japan hosted the Summer Olympics in Tokyo in 1964 and the Winter Olympics in Sapporo in 1972 and Nagano in 1998.[316] Further, the country hosted the official 2006 Basketball World Championship.[317] Tokyo will host the 2020 Summer Olympics, making Tokyo the first Asian city to host the Olympics twice.[318] The country gained the hosting rights for the official Women's Volleyball World Championship on five occasions, more than any other nation.[319] Japan is the most successful Asian Rugby Union country, winning the Asian Five Nations a record six times and winning the newly formed IRB Pacific Nations Cup in 2011. Japan also hosted the 2019 IRB Rugby World Cup.[320]
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Government
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General information
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Coordinates: 36°N 138°E / 36°N 138°E / 36; 138
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Japan (Japanese: 日本, Nippon [ɲippoꜜɴ] (listen) or Nihon [ɲihoꜜɴ] (listen)) is an island country of East Asia in the northwest Pacific Ocean. It borders the Sea of Japan to the west and extends from the Sea of Okhotsk in the north to the East China Sea and Taiwan in the south. Japan is part of the Pacific Ring of Fire and comprises an archipelago of 6,852 islands covering 377,975 square kilometers (145,937 sq mi); its five main islands, from north to south, are Hokkaido, Honshu, Shikoku, Kyushu, and Okinawa. Tokyo is the country's capital and largest city; other major cities include Osaka and Nagoya.
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Japan is the 11th most populous country in the world, as well as one of the most densely populated and urbanized. About three-fourths of the country's terrain is mountainous, concentrating its population of 126.2 million on narrow coastal plains. Japan is administratively divided into 47 prefectures and traditionally divided into eight regions. The Greater Tokyo Area is the most populous metropolitan area in the world, with more than 37.4 million residents.
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The islands of Japan were inhabited as early as the Upper Paleolithic period, though the first mentions of the archipelago appear in Chinese chronicles from the 1st century AD. Between the 4th and 9th centuries, the kingdoms of Japan became unified under an emperor and imperial court based in Heian-kyō. Starting in the 12th century, however, political power was held by a series of military dictators (shōgun), feudal lords (daimyō), and a class of warrior nobility (samurai). After a century-long period of civil war, the country was reunified in 1603 under the Tokugawa shogunate, which enacted a foreign policy of isolation. In 1854, a United States fleet forced Japan to open trade to the West, leading to the end of the shogunate and the restoration of imperial power in 1868. In the Meiji era, the Empire of Japan adopted a Western-style constitution and pursued industrialization and modernization. Japan invaded China in 1937; in 1941, it entered World War II as an Axis power. After suffering defeat in the Pacific War and two atomic bombings, Japan surrendered in 1945 and came under an Allied occupation, during which it adopted a post-war constitution. It has since maintained a unitary parliamentary constitutional monarchy with an elected legislature known as the National Diet.
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Japan is a great power and a member of numerous international organizations, including the United Nations (since 1956), the OECD, and the G7. Although it has renounced its right to declare war, the country maintains a modern military ranked as the world's fourth most powerful. Following World War II, Japan experienced record economic growth, becoming the second-largest economy in the world by 1990. As of 2019, the country's economy is the third-largest by nominal GDP and fourth-largest by purchasing power parity. Japan is a global leader in the automotive and electronics industries and has made significant contributions to science and technology. Ranked "very high" on the Human Development Index, Japan has the world's second-highest life expectancy, though it is currently experiencing a decline in population. Culturally, Japan is renowned for its art, cuisine, music, and popular culture, including its prominent animation and video game industries.
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The name for Japan in Japanese is written using the kanji 日本 and pronounced Nippon or Nihon.[8] Before it was adopted in the early 8th century, the country was known in China as Wa (倭) and in Japan by the endonym Yamato.[9] Nippon, the original Sino-Japanese reading of the characters, is favored today for official uses, including on banknotes and postage stamps.[8] Nihon is typically used in everyday speech and reflects shifts in Japanese phonology during the Edo period.[9] The characters 日本 mean "sun origin", in reference to Japan's relatively eastern location.[8] It is the source of the popular Western epithet "Land of the Rising Sun".[10]
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The name Japan is based on the Chinese pronunciation and was introduced to European languages through early trade. In the 13th century, Marco Polo recorded the early Mandarin or Wu Chinese pronunciation of the characters 日本國 as Cipangu.[11] The old Malay name for Japan, Japang or Japun, was borrowed from a southern coastal Chinese dialect and encountered by Portuguese traders in Southeast Asia, who brought the word to Europe in the early 16th century.[12] The first version of the name in English appears in a book published in 1577, which spelled the name as Giapan in a translation of a 1565 Portuguese letter.[13][14]
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A Paleolithic culture from around 30,000 BC constitutes the first known habitation of the islands of Japan.[15] This was followed from around 14,500 BC (the start of the Jōmon period) by a Mesolithic to Neolithic semi-sedentary hunter-gatherer culture characterized by pit dwelling and rudimentary agriculture.[16] Decorated clay vessels from the period are among the oldest surviving examples of pottery.[17] From around 1000 BC, Yayoi people began to enter the archipelago from Kyushu, intermingling with the Jōmon;[18] the Yayoi period saw the introduction of practices including wet-rice farming,[19] a new style of pottery,[20] and metallurgy from China and Korea.[21]
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Japan first appears in written history in the Chinese Book of Han, completed in 111 AD.[22] The Records of the Three Kingdoms records that the most powerful state on the archipelago in the 3rd century was Yamato; according to legend, the kingdom was founded in 660 BC by Emperor Jimmu. Buddhism was introduced to Japan from Baekje (a Korean kingdom) in 552, but the subsequent development of Japanese Buddhism was primarily influenced by China.[23] Despite early resistance, Buddhism was promoted by the ruling class, including figures like Prince Shōtoku, and gained widespread acceptance beginning in the Asuka period (592–710).[24]
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After defeat in the Battle of Baekgang by the Chinese Tang dynasty, the Japanese government devised and implemented the far-reaching Taika Reforms. It nationalized all land in Japan, to be distributed equally among cultivators, and ordered the compilation of a household registry as the basis for a new system of taxation.[25] The Jinshin War of 672, a bloody conflict between Prince Ōama and his nephew Prince Ōtomo, became a major catalyst for further administrative reforms.[26] These reforms culminated with the promulgation of the Taihō Code, which consolidated existing statutes and established the structure of the central and subordinate local governments.[25] These legal reforms created the ritsuryō state, a system of Chinese-style centralized government that remained in place for half a millennium.[26]
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The Nara period (710–784) marked an emergence of a Japanese state centered on the Imperial Court in Heijō-kyō (modern Nara). The period is characterized by the appearance of a nascent literary culture with the completion of the Kojiki (712) and Nihon Shoki (720), as well as the development of Buddhist-inspired artwork and architecture.[27] A smallpox epidemic in 735–737 is believed to have killed as much as one-third of Japan's population.[28] In 784, Emperor Kanmu moved the capital from Nara to Nagaoka-kyō, then to Heian-kyō (modern Kyoto) in 794. This marked the beginning of the Heian period (794–1185), during which a distinctly indigenous Japanese culture emerged. Murasaki Shikibu's The Tale of Genji and the lyrics of Japan's national anthem "Kimigayo" were written during this time.[29]
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Japan's feudal era was characterized by the emergence and dominance of a ruling class of warriors, the samurai. In 1185, following the defeat of the Taira clan in the Genpei War, samurai Minamoto no Yoritomo was appointed shōgun and established a military government at Kamakura.[30] After Yoritomo's death, the Hōjō clan came to power as regents for the shōguns. The Zen school of Buddhism was introduced from China in the Kamakura period (1185–1333) and became popular among the samurai class.[31] The Kamakura shogunate repelled Mongol invasions in 1274 and 1281 but was eventually overthrown by Emperor Go-Daigo. Go-Daigo was defeated by Ashikaga Takauji in 1336, beginning the Muromachi period (1336–1573). However, the succeeding Ashikaga shogunate failed to control the feudal warlords (daimyōs) and a civil war began in 1467, opening the century-long Sengoku period ("Warring States").[32]
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During the 16th century, Portuguese traders and Jesuit missionaries reached Japan for the first time, initiating direct commercial and cultural exchange between Japan and the West. Oda Nobunaga used European technology and firearms to conquer many other daimyōs; his consolidation of power began what was known as the Azuchi–Momoyama period (1573–1603). After Nobunaga was assassinated in 1582 by Akechi Mitsuhide, his successor Toyotomi Hideyoshi unified the nation in 1590 and launched two unsuccessful invasions of Korea in 1592 and 1597.
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Tokugawa Ieyasu served as regent for Hideyoshi's son Toyotomi Hideyori and used his position to gain political and military support. When open war broke out, Ieyasu defeated rival clans in the Battle of Sekigahara in 1600. He was appointed shōgun by Emperor Go-Yōzei in 1603 and established the Tokugawa shogunate at Edo (modern Tokyo).[33] The shogunate enacted measures including buke shohatto, as a code of conduct to control the autonomous daimyōs,[34] and in 1639 the isolationist sakoku ("closed country") policy that spanned the two and a half centuries of tenuous political unity known as the Edo period (1603–1868).[35] Modern Japan's economic growth began in this period, resulting in roads and water transportation routes, as well as financial instruments such as futures contracts, banking and insurance of the Osaka rice brokers.[36] The study of Western sciences (rangaku) continued through contact with the Dutch enclave at Dejima in Nagasaki. The Edo period also gave rise to kokugaku ("national studies"), the study of Japan by the Japanese.[37]
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In 1854, Commodore Matthew Perry and the "Black Ships" of the United States Navy forced the opening of Japan to the outside world with the Convention of Kanagawa. Similar treaties with Western countries in the Bakumatsu period brought economic and political crises. The resignation of the shōgun led to the Boshin War and the establishment of a centralized state nominally unified under the emperor (the Meiji Restoration).[38] Adopting Western political, judicial, and military institutions, the Cabinet organized the Privy Council, introduced the Meiji Constitution, and assembled the Imperial Diet. During the Meiji era (1868–1912), the Empire of Japan emerged as the most developed nation in Asia and as an industrialized world power that pursued military conflict to expand its sphere of influence.[39][40][41] After victories in the First Sino-Japanese War (1894–1895) and the Russo-Japanese War (1904–1905), Japan gained control of Taiwan, Korea and the southern half of Sakhalin.[42] The Japanese population doubled from 35 million in 1873 to 70 million by 1935.[43]
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The early 20th century saw a period of Taishō democracy (1912–1926) overshadowed by increasing expansionism and militarization. World War I allowed Japan, which joined the side of the victorious Allies, to capture German possessions in the Pacific and in China. The 1920s saw a political shift towards statism, the passing of laws against political dissent, and a series of attempted coups. This process accelerated during the 1930s, spawning a number of Radical Nationalist groups that shared a hostility to liberal democracy and a dedication to expansion in Asia. In 1931, Japan invaded and occupied Manchuria; following international condemnation of the occupation, it resigned from the League of Nations two years later. In 1936, Japan signed the Anti-Comintern Pact with Nazi Germany; the 1940 Tripartite Pact made it one of the Axis Powers.
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The Empire of Japan invaded other parts of China in 1937, precipitating the Second Sino-Japanese War (1937–1945). In 1940, the Empire invaded French Indochina, after which the United States placed an oil embargo on Japan.[44] On December 7–8, 1941, Japanese forces carried out surprise attacks on Pearl Harbor, as well as on British forces in Malaya, Singapore, and Hong Kong, and declared war on the United States and the British Empire, beginning World War II in the Pacific. After Allied victories during the next four years, which culminated in the Soviet invasion of Manchuria and the atomic bombings of Hiroshima and Nagasaki in 1945, Japan agreed to an unconditional surrender.[45] The war cost Japan its colonies, China and the war's other combatants tens of millions of lives, and left much of Japan's industry and infrastructure destroyed. The Allies (led by the United States) repatriated millions of ethnic Japanese from colonies and military camps throughout Asia, largely eliminating the Japanese empire and its influence over its conquered territories.[46] The Allies also convened the International Military Tribunal for the Far East to prosecute Japanese leaders for war crimes.
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In 1947, Japan adopted a new constitution emphasizing liberal democratic practices. The Allied occupation ended with the Treaty of San Francisco in 1952,[47] and Japan was granted membership in the United Nations in 1956. A period of record growth propelled Japan to become the second-largest economy in the world; this ended in the mid-1990s after the popping of an asset price bubble, beginning the "Lost Decade". In the 21st century, positive growth has signaled a gradual economic recovery.[48] On March 11, 2011, Japan suffered one of the largest earthquakes in its recorded history, triggering the Fukushima Daiichi nuclear disaster.[49] On May 1, 2019, after the historic abdication of Emperor Akihito, his son Naruhito became the new emperor, beginning the Reiwa era.[50]
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Japan comprises 6,852 islands extending along the Pacific coast of Asia. It stretches over 3,000 km (1,900 mi) northeast–southwest from the Sea of Okhotsk to the East China and Philippine Seas.[51] The county's five main islands, from north to south, are Hokkaido, Honshu, Shikoku, Kyushu and Okinawa.[52] The Ryukyu Islands, which include Okinawa, are a chain to the south of Kyushu. The Nanpō Islands are south and east of the main islands of Japan. Together they are often known as the Japanese archipelago.[53] As of 2019[update], Japan's territory is 377,975.24 km2 (145,937.06 sq mi).[2] Japan has the sixth longest coastline in the world (29,751 km (18,486 mi)). Because of its many far-flung outlying islands, Japan has the eighth largest Exclusive Economic Zone in the world covering 4,470,000 km2 (1,730,000 sq mi).[54]
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About 73 percent of Japan is forested, mountainous and unsuitable for agricultural, industrial or residential use.[55][56] As a result, the habitable zones, mainly in coastal areas, have extremely high population densities: Japan is one of the most densely populated countries.[57] Approximately 0.5% of Japan's total area is reclaimed land (umetatechi). Late 20th and early 21st century projects include artificial islands such as Chubu Centrair International Airport in Ise Bay, Kansai International Airport in the middle of Osaka Bay, Yokohama Hakkeijima Sea Paradise and Wakayama Marina City.[58]
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Japan is substantially prone to earthquakes, tsunami and volcanoes because of its location along the Pacific Ring of Fire.[59] It has the 15th highest natural disaster risk as measured in the 2013 World Risk Index.[60] Japan has 108 active volcanoes, which are primarily the result of large oceanic movements occurring from the mid-Silurian to the Pleistocene as a result of the subduction of the Philippine Sea Plate beneath the continental Amurian Plate and Okinawa Plate to the south, and subduction of the Pacific Plate under the Okhotsk Plate to the north. Japan was originally attached to the Eurasian continent; the subducting plates opened the Sea of Japan around 15 million years ago.[61] During the twentieth century several new volcanoes emerged, including Shōwa-shinzan on Hokkaido and Myōjin-shō off the Bayonnaise Rocks. Destructive earthquakes, often resulting in tsunami, occur several times each century.[62] The 1923 Tokyo earthquake killed over 140,000 people.[63] More recent major quakes are the 1995 Great Hanshin earthquake and the 2011 Tōhoku earthquake, which triggered a large tsunami.[49]
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The climate of Japan is predominantly temperate but varies greatly from north to south. Japan's geographical features divide it into six principal climatic zones: Hokkaido, Sea of Japan, Central Highland, Seto Inland Sea, Pacific Ocean, and Ryukyu Islands. The northernmost zone, Hokkaido, has a humid continental climate with long, cold winters and very warm to cool summers. Precipitation is not heavy, but the islands usually develop deep snowbanks in the winter.[64] In the Sea of Japan zone on Honshu's west coast, northwest winter winds bring heavy snowfall. In the summer, the region is cooler than the Pacific area, though it sometimes experiences extremely hot temperatures because of the foehn. The Central Highland has a typical inland humid continental climate, with large temperature differences between summer and winter, as well as large diurnal variation; precipitation is light, though winters are usually snowy. The mountains of the Chūgoku and Shikoku regions shelter the Seto Inland Sea from seasonal winds, bringing mild weather year-round.[64] The Pacific coast features a humid subtropical climate that experiences milder winters with occasional snowfall and hot, humid summers because of the southeast seasonal wind. The Ryukyu and Nanpō Islands have a subtropical climate, with warm winters and hot summers. Precipitation is very heavy, especially during the rainy season.[64]
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The average winter temperature in Japan is 5.1 °C (41.2 °F) and the average summer temperature is 25.2 °C (77.4 °F).[65] The highest temperature ever measured in Japan, 41.1 °C (106.0 °F), was recorded on July 23, 2018.[66] The main rainy season begins in early May in Okinawa, and the rain front gradually moves north until reaching Hokkaido in late July. In late summer and early autumn, typhoons often bring heavy rain.[65]
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Japan has nine forest ecoregions which reflect the climate and geography of the islands. They range from subtropical moist broadleaf forests in the Ryūkyū and Bonin Islands, to temperate broadleaf and mixed forests in the mild climate regions of the main islands, to temperate coniferous forests in the cold, winter portions of the northern islands.[67] Japan has over 90,000 species of wildlife, including the brown bear, the Japanese macaque, the Japanese raccoon dog, the large Japanese field mouse, and the Japanese giant salamander.[68] A large network of national parks has been established to protect important areas of flora and fauna as well as 37 Ramsar wetland sites.[69][70] Four sites have been inscribed on the UNESCO World Heritage List for their outstanding natural value.[71]
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In the period of rapid economic growth after World War II, environmental policies were downplayed by the government and industrial corporations; as a result, environmental pollution was widespread in the 1950s and 1960s. Responding to rising concern, the government introduced several environmental protection laws in 1970.[72] The oil crisis in 1973 also encouraged the efficient use of energy because of Japan's lack of natural resources.[73]
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As of 2015[update], more than 40 coal-fired power plants are planned or under construction in Japan, following the switching-off of Japan's nuclear fleet following the 2011 Fukushima nuclear disaster. Prior to this incident, Japan's emissions had been on the decline, largely because their nuclear power plants created no emissions. Japan ranks 20th in the 2018 Environmental Performance Index, which measures a nation's commitment to environmental sustainability.[74] As the host and signatory of the 1997 Kyoto Protocol, Japan is under treaty obligation to reduce its carbon dioxide emissions and to take other steps to curb climate change.[75] Current environmental issues include urban air pollution (NOx, suspended particulate matter, and toxics), waste management, water eutrophication, nature conservation, climate change, chemical management and international co-operation for conservation.[76]
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Japan is a unitary state and constitutional monarchy in which the power of the Emperor is limited to a ceremonial role. He is defined in the Constitution as "the symbol of the state and of the unity of the people". Executive power is instead wielded by the Prime Minister of Japan and his Cabinet, whose sovereignty is vested in the Japanese people.[77] Naruhito is the current Emperor of Japan, having succeeded his father Akihito upon his accession to the Chrysanthemum Throne on May 1, 2019.
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Japan's legislative organ is the National Diet, a bicameral parliament. It consists of a lower House of Representatives with 465 seats, elected by popular vote every four years or when dissolved, and an upper House of Councillors with 245 seats, whose popularly-elected members serve six-year terms. There is universal suffrage for adults over 18 years of age,[78] with a secret ballot for all elected offices.[77] The Diet is currently dominated by the conservative Liberal Democratic Party (LDP), which has enjoyed near-continuous electoral success since 1955. The prime minister is the head of government and is appointed by the emperor after being designated from among the members of the Diet. As the head of the Cabinet, the prime minister has the power to appoint and dismiss Ministers of State. Following the LDP victory in the 2012 general election, Shinzō Abe replaced Yoshihiko Noda as the prime minister.[79]
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Historically influenced by Chinese law, the Japanese legal system developed independently during the Edo period through texts such as Kujikata Osadamegaki.[80] However, since the late 19th century, the judicial system has been largely based on the civil law of Europe, notably Germany. In 1896, Japan established a civil code based on the German Bürgerliches Gesetzbuch, which remains in effect with post–World War II modifications.[81] The Constitution of Japan, adopted in 1947, is the oldest unamended constitution in the world.[82] Statutory law originates in the legislature, and the constitution requires that the emperor promulgate legislation passed by the Diet without giving him the power to oppose legislation. The main body of Japanese statutory law is called the Six Codes.[83] Japan's court system is divided into four basic tiers: the Supreme Court and three levels of lower courts.[84]
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Japan is divided into 47 prefectures, each overseen by an elected governor, legislature, and administrative bureaucracy.[85] Each prefecture is further divided into cities, towns and villages.[86] In the following table, the prefectures are grouped by region:
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1. Hokkaido
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2. Aomori
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3. Iwate
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4. Miyagi
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5. Akita
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6. Yamagata
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7. Fukushima
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8. Ibaraki
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9. Tochigi
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10. Gunma
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11. Saitama
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12. Chiba
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13. Tokyo
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14. Kanagawa
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15. Niigata
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16. Toyama
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17. Ishikawa
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18. Fukui
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19. Yamanashi
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20. Nagano
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21. Gifu
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22. Shizuoka
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23. Aichi
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24. Mie
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25. Shiga
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26. Kyoto
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27. Osaka
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28. Hyōgo
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29. Nara
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30. Wakayama
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31. Tottori
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32. Shimane
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33. Okayama
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34. Hiroshima
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35. Yamaguchi
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36. Tokushima
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37. Kagawa
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38. Ehime
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39. Kōchi
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40. Fukuoka
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41. Saga
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42. Nagasaki
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43. Kumamoto
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44. Ōita
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45. Miyazaki
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46. Kagoshima
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47. Okinawa
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A member state of the United Nations since 1956, Japan has served as a non-permanent Security Council member for a total of 22 years. It is one of the G4 nations seeking permanent membership in the Security Council.[87] Japan is a member of the G7, APEC, and "ASEAN Plus Three", and is a participant in the East Asia Summit. Japan signed a security pact with Australia in March 2007[88] and with India in October 2008.[89] It is the world's fifth largest donor of official development assistance, donating US$9.2 billion in 2014.[90] In 2017, Japan had the fifth largest diplomatic network in the world.[91]
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Japan has close economic and military relations with the United States; the US-Japan security alliance acts as the cornerstone of the nation's foreign policy.[92] The United States is a major market for Japanese exports and the primary source of Japanese imports and is committed to defending the country, having military bases in Japan for partially that purpose.[93]
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Japan's relationship with South Korea has been strained because of Japan's treatment of Koreans during Japanese colonial rule, particularly over the issue of comfort women.[94] In December 2015, Japan agreed to settle the comfort women dispute with South Korea by issuing a formal apology and paying money to the surviving comfort women. Today, South Korea and Japan have a stronger and more economically-driven relationship. Since the 1990s, the Korean Wave has created a large fanbase in East Asia: Japan is the number one importer of Korean music (K-pop), television (K-dramas), and films.[95] Most recently, South Korean President Moon Jae-in met with Japanese Prime Minister Shinzo Abe at the 2017 G20 Summit to discuss the future of their relationship and specifically how to cooperate on finding solutions for North Korean aggression in the region.[96]
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Japan is engaged in several territorial disputes with its neighbors. Japan contests Russia's control of the Southern Kuril Islands, which were occupied by the Soviet Union in 1945.[97] South Korea's control of the Liancourt Rocks is acknowledged but not accepted as they are claimed by Japan.[98] Japan has strained relations with China and Taiwan over the Senkaku Islands[99] and the status of Okinotorishima.
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Japan maintains one of the largest military budgets of any country in the world.[100] The country's military (the Japan Self-Defense Forces) is restricted by Article 9 of the Japanese Constitution, which renounces Japan's right to declare war or use military force in international disputes. Japan is the highest-ranked Asian country in the Global Peace Index.
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The military is governed by the Ministry of Defense, and primarily consists of the Japan Ground Self-Defense Force, the Japan Maritime Self-Defense Force, and the Japan Air Self-Defense Force. The Maritime Self-Defense Force is a regular participant in RIMPAC maritime exercises.[101] The forces have been recently used in peacekeeping operations; the deployment of troops to Iraq marked the first overseas use of Japan's military since World War II.[102] The Japan Business Federation has called on the government to lift the ban on arms exports so that Japan can join multinational projects such as the Joint Strike Fighter.[103]
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The Government of Japan has been making changes to its security policy which include the establishment of the National Security Council, the adoption of the National Security Strategy, and the development of the National Defense Program Guidelines.[104] In May 2014, Prime Minister Shinzō Abe said Japan wanted to shed the passiveness it has maintained since the end of World War II and take more responsibility for regional security.[105] Recent tensions, particularly with North Korea,[106] have reignited the debate over the status of the JSDF and its relation to Japanese society.[107]
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Domestic security in Japan is provided mainly by the prefectural police departments, under the oversight of the National Police Agency[108] and supervised by the Criminal Affairs Bureau of the National Police Agency.[109] As the central coordinating body for the Prefectural Police Departments, the National Police Agency is administered by the National Public Safety Commission.[110] The Special Assault Team comprises national-level counter-terrorism tactical units that cooperate with territorial-level Anti-Firearms Squads and Counter-NBC Terrorism Squads.[111]
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Additionally, there is the Japan Coast Guard which guards territorial waters. The coast guard patrols the sea surrounding Japan and uses surveillance and control countermeasures against smuggling, marine environmental crime, poaching, piracy, spy ships, unauthorized foreign fishing vessels, and illegal immigration.[112]
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The Firearm and Sword Possession Control Law strictly regulates the civilian ownership of guns, swords and other weaponry.[113][114] According to the United Nations Office on Drugs and Crime, among the member states of the UN that report statistics, the incidence rate of violent crimes such as murder, abduction, forced sexual intercourse and robbery is very low in Japan.[115][116][117][118][119]
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Japan is the third largest national economy in the world, after the United States and China, in terms of nominal GDP,[120] and the fourth largest national economy in the world, after the United States, China and India, in terms of purchasing power parity. As of 2017[update], Japan's public debt was estimated at more than 230 percent of its annual gross domestic product, the largest of any nation in the world.[121] The service sector accounts for three quarters of the gross domestic product.[122]
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As of 2017[update], Japan's labor force consisted of some 65 million workers.[55] Japan has a low unemployment rate of around three percent. Around 16 percent of the population were below the poverty line in 2013.[123] Housing in Japan is characterized by limited land supply in urban areas.[124]
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Japan's exports amounted to US$5,430 per capita in 2017. As of 2017[update], Japan's main export markets were the United States (19.4 percent), China (19 percent), South Korea (7.6 percent), Hong Kong (5.1 percent) and Thailand (4.2 percent). Its main exports are transportation equipment, motor vehicles, iron and steel products, semiconductors and auto parts.[55] Japan's main import markets as of 2017[update] were China (24.5 percent), the United States (11 percent), Australia (5.8 percent), South Korea (4.2 percent), and Saudi Arabia (4.1 percent).[55] Japan's main imports are machinery and equipment, fossil fuels, foodstuffs (in particular beef), chemicals, textiles and raw materials for its industries. By market share measures, domestic markets are the least open of any OECD country.[125]
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Japan ranks 34th of 190 countries in the 2018 ease of doing business index and has one of the smallest tax revenues of the developed world. The Japanese variant of capitalism has many distinct features: keiretsu enterprises are influential, and lifetime employment and seniority-based career advancement are relatively common in the Japanese work environment.[125][126] Japanese companies are known for management methods like "The Toyota Way", and shareholder activism is rare.[127] Japan also has a large cooperative sector, with three of the ten largest cooperatives in the world, including the largest consumer cooperative and the largest agricultural cooperative in the world.[128]
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Japan ranks highly for competitiveness and economic freedom. It is ranked sixth in the Global Competitiveness Report for 2015–2016.[129][130]
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The Japanese agricultural sector accounts for about 1.4% of the total country's GDP.[131] Only 12% of Japan's land is suitable for cultivation.[132][133] Because of this lack of arable land, a system of terraces is used to farm in small areas.[134] This results in one of the world's highest levels of crop yields per unit area, with an overall agricultural self-sufficiency rate of about 50% on fewer than 56,000 square kilometers (14,000,000 acres) cultivated. Japan's small agricultural sector, however, is also highly subsidized and protected, with government regulations that favor small-scale cultivation instead of large-scale agriculture.[132] Rice, the most protected crop, is subject to tariffs of 777.7%.[133][135] There has been a growing concern about farming as the current farmers are aging with a difficult time finding successors.[136]
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In 1996, Japan ranked fourth in the world in tonnage of fish caught.[137] Japan ranked seventh and captured 3,167,610 metric tons of fish in 2016, down from an annual average of 4,000,000 tons over the previous decade.[138] In 2010, Japan's total fisheries production was 4,762,469 fish.[139] Japan maintains one of the world's largest fishing fleets and accounts for nearly 15% of the global catch,[140] prompting some claims that Japan's fishing is leading to depletion in fish stocks such as tuna.[141] Japan has also sparked controversy by supporting quasi-commercial whaling.[142]
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Japan has a large industrial capacity and is home to some of the largest and most technologically advanced producers of motor vehicles, machine tools, steel and nonferrous metals, ships, chemical substances, textiles, and processed foods. Japan's industrial sector makes up approximately 27.5% of its GDP.[140] Some major Japanese industrial companies include Canon Inc., Toshiba and Nippon Steel.[140][144] The country's manufacturing output is the third highest in the world.[145]
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Japan is the third largest automobile producer in the world and is home to Toyota, the world's largest automobile company.[143][146] Despite facing competition from South Korea and China, the Japanese shipbuilding industry is expected to remain strong through an increased focus on specialized, high-tech designs.[147]
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Japan's service sector accounts for about three-quarters of its total economic output.[131] Banking, insurance, real estate, retailing, transportation, and telecommunications are all major industries, with companies such as Mitsubishi UFJ, Mizuho, NTT, TEPCO, Nomura, Mitsubishi Estate, ÆON, Mitsui Sumitomo, Softbank, JR East, Seven & I, KDDI and Japan Airlines listed as some of the largest in the world.[148][149] Four of the five most circulated newspapers in the world are Japanese newspapers.[150] The six major keiretsus are the Mitsubishi, Sumitomo, Fuyo, Mitsui, Dai-Ichi Kangyo and Sanwa Groups.[151]
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Japan attracted 19.73 million international tourists in 2015[152] and increased by 21.8% to attract 24.03 million international tourists in 2016.[153][154][155] In 2008, the Japanese government set up Japan Tourism Agency and set the initial goal to increase foreign visitors to 20 million in 2020. In 2016, having met the 20 million target, the government revised up its target to 40 million by 2020 and to 60 million by 2030.[156][157] For inbound tourism, Japan was ranked 16th in the world in 2015.[158] Japan is one of the least visited countries in the OECD on a per capita basis,[159] and it was by far the least visited country in the G7 until 2014.[160]
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Japan is a leading nation in scientific research, particularly in the natural sciences and engineering. The country ranks second among the most innovative countries in the Bloomberg Innovation Index.[161][162] Nearly 700,000 researchers share a US$130 billion research and development budget,[163] which relative to gross domestic product is the third highest budget in the world.[164] The country is a world leader in fundamental scientific research, having produced twenty-two Nobel laureates in either physics, chemistry or medicine[165] and three Fields medalists.[166]
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Japanese scientists and engineers have contributed to the advancement of agricultural sciences, electronics, industrial robotics, optics, chemicals, semiconductors, life sciences and various fields of engineering. Japan leads the world in robotics production and use, possessing more than 20% of the world's industrial robots as of 2013[update].[needs update][167] Japan boasts the third highest number of scientists, technicians, and engineers per capita in the world with 83 per 10,000 employees.[168][169][170]
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The Japanese consumer electronics industry, once considered the strongest in the world, is currently in a state of decline as competition arises in countries like South Korea, the United States and China.[171][172] However, video gaming in Japan remains a major industry. Japan became a major exporter of video games during the golden age of arcade video games, an era that began with the release of Taito's Space Invaders in 1978 and ended around the mid-1980s.[173][174][175] Japanese-made video game consoles have been popular since the 1980s,[176] and Japan dominated the industry until Microsoft's Xbox consoles began challenging Sony and Nintendo in the 2000s.[177][178][179] As of 2009[update], $6 billion of Japan's $20 billion gaming market is generated from arcades, which represent the largest sector of the Japanese video game market, followed by home console games and mobile games at $3.5 billion and $2 billion, respectively.[needs update][180] Japan is now the world's largest market for mobile games;[181] in 2014, Japan's consumer video game market grossed $9.6 billion, with $5.8 billion coming from mobile gaming.[182]
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The Japan Aerospace Exploration Agency is Japan's national space agency; it conducts space, planetary, and aviation research, and leads development of rockets and satellites. It is a participant in the International Space Station: the Japanese Experiment Module (Kibō) was added to the station during Space Shuttle assembly flights in 2008.[183] The space probe Akatsuki was launched in 2010 and achieved orbit around Venus in 2015. Japan's plans in space exploration include building a moon base by 2030.[184] In 2007, it launched lunar explorer SELENE (Selenological and Engineering Explorer) from Tanegashima Space Center. The largest lunar mission since the Apollo program, its purpose was to gather data on the moon's origin and evolution. It entered a lunar orbit on October 4, 2007,[185][186] and was deliberately crashed into the Moon on June 11, 2009.[187]
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Japan's road spending has been extensive.[188] Its 1.2 million kilometers (0.75 million miles) of paved road are the main means of transportation.[189] As of 2012[update], Japan has approximately 1,215,000 kilometers (755,000 miles) of roads made up of 1,022,000 kilometers (635,000 miles) of city, town and village roads, 129,000 kilometers (80,000 miles) of prefectural roads, 55,000 kilometers (34,000 miles) of general national highways and 8,050 kilometers (5,000 miles) of national expressways.[190][191] A single network of high-speed, divided, limited-access toll roads connects major cities on Honshu, Shikoku and Kyushu (Hokkaido has a separate network). Cars are inexpensive; car ownership fees and fuel levies are used to promote energy efficiency. However, at just 50 percent of all distance traveled, car usage is the lowest of all G8 countries.[192]
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Since privatization in 1987, dozens of Japanese railway companies compete in regional and local passenger transportation markets; major companies include seven JR enterprises, Kintetsu, Seibu Railway and Keio Corporation. Some 250 high-speed Shinkansen trains connect major cities and Japanese trains are known for their safety and punctuality.[193][194] A new Maglev line called the Chūō Shinkansen is being constructed between Tokyo and Nagoya. It is due to be completed in 2027.[195]
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There are 175 airports in Japan;[55] the largest domestic airport, Haneda Airport in Tokyo, is Asia's second-busiest airport.[196] The largest international gateways are Narita International Airport, Kansai International Airport and Chūbu Centrair International Airport.[197] Nagoya Port is the country's largest and busiest port, accounting for 10 percent of Japan's trade value.[198]
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As of 2017[update], 39% of energy in Japan was produced from petroleum, 25% from coal, 23% from natural gas, 3.5% from hydropower and 1.5% from nuclear power. Nuclear power was down from 11.2 percent in 2010.[199] By May 2012 all of the country's nuclear power plants had been taken offline because of ongoing public opposition following the Fukushima Daiichi nuclear disaster in March 2011, though government officials continued to try to sway public opinion in favor of returning at least some to service.[200] The Sendai Nuclear Power Plant restarted in 2015,[201] and since then several other nuclear power plants have been restarted. Japan lacks significant domestic reserves and so has a heavy dependence on imported energy.[202] Japan has therefore aimed to diversify its sources and maintain high levels of energy efficiency.[203]
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The government took responsibility for regulating the water and sanitation sector is shared between the Ministry of Health, Labor and Welfare in charge of water supply for domestic use; the Ministry of Land, Infrastructure, Transport and Tourism in charge of water resources development as well as sanitation; the Ministry of the Environment in charge of ambient water quality and environmental preservation; and the Ministry of Internal Affairs and Communications in charge of performance benchmarking of utilities.[204] Access to an improved water source is universal in Japan. 97% of the population receives piped water supply from public utilities and 3% receive water from their own wells or unregulated small systems, mainly in rural areas.[205]
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Japan has a population of 126.3 million,[206] of which 124.8 million are Japanese nationals (2019).[207] Honshū is the world's second most populous island and has 80% of Japan's population. In 2010, 90.7% of the total Japanese population lived in cities.[208] The capital city Tokyo has a population of 13.8 million (2018).[209] It is part of the Greater Tokyo Area, the biggest metropolitan area in the world with 38,140,000 people (2016).[210][211]
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Japanese society is linguistically, ethnically and culturally homogeneous,[212][213] composed of 98.1% ethnic Japanese,[55] with small populations of foreign workers.[212] The most dominant native ethnic group is the Yamato people; primary minority groups include the indigenous Ainu[214] and Ryukyuan people, as well as social minority groups like the burakumin.[215] Zainichi Koreans,[216] Chinese, Filipinos, Brazilians mostly of Japanese descent,[217] Peruvians mostly of Japanese descent, and Americans are among the small minority groups in Japan.[218] In 2003, there were about 134,700 non-Latin American Western (not including more than 33,000 American military personnel and their dependents) and 345,500 Latin American expatriates, 274,700 of whom were Brazilians,[217] the largest community of Westerners.[219]
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Japan has the second longest overall life expectancy at birth of any country in the world: 83.5 years for persons born in the period 2010–2015.[220][221] The Japanese population is rapidly aging as a result of a post–World War II baby boom followed by a decrease in birth rates. In 2012, about 24.1 percent of the population was over 65, and the proportion is projected to rise to almost 40 percent by 2050.[222] On September 15, 2018, for the first time, one in five Japanese residents was aged 70 or older. 26.18 million people are 70 or older and accounted for 20.7 percent of the population. Elderly women crossed the 20 million line at 20.12 million, substantially outnumbering the nation's 15.45 million elderly men.[223] The changes in demographic structure have created a number of social issues, particularly a potential decline in workforce population and increase in the cost of social security benefits.[224] A growing number of younger Japanese are not marrying or remain childless.[225] Japan's population is expected to drop to 95 million by 2050.[222][226]
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Immigration and birth incentives are sometimes suggested as a solution to provide younger workers to support the nation's aging population.[227][228] Japan accepts an average flow of 9,500 new naturalized citizens per year.[229] On April 1, 2019, Japan's revised immigration law was enacted, protecting the rights of foreign workers to help reduce labor shortages in certain sectors.[230]
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Japan has full religious freedom based on its constitution. Upper estimates suggest that 84–96 percent of the Japanese population subscribe to Shinto as its indigenous religion (50% to 80% of which considering degrees of syncretism with Buddhism, shinbutsu-shūgō).[231][232] However, these estimates are based on people affiliated with a temple, rather than the number of true believers. Many Japanese people practice both Shinto and Buddhism;[233] they can either identify with both religions or describe themselves as non-religious or spiritual,[234] despite participating in religious ceremonies as a cultural tradition. As a result, religious statistics are often under-reported in Japan. Other studies have suggested that only 30 percent of the population identify themselves as belonging to a religion.[235] Nevertheless, the level of participation remains high, especially during festivals and occasions such as the first shrine visit of the New Year. Taoism and Confucianism from China have also influenced Japanese beliefs and customs.[236]
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Christianity was first introduced into Japan by Jesuit missions starting in 1549.[237] Today, fewer than 1%[238][239][240] to 2.3% are Christians,[b] most of them living in the western part of the country. As of 2007[update], there were 32,036 Christian priests and pastors in Japan.[242] Throughout the latest century, some Western customs originally related to Christianity (including Western style weddings, Valentine's Day and Christmas) have become popular as secular customs among many Japanese.[243]
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Islam in Japan is estimated to constitute about 80–90% of foreign-born migrants and their children, primarily from Indonesia, Pakistan, Bangladesh, and Iran.[244] Many of the ethnic Japanese Muslims are those who convert upon marrying immigrant Muslims.[245] The Pew Research Center estimated that there were 185,000 Muslims in Japan in 2010.[246]
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Other minority religions include Hinduism, Sikhism, Judaism, and Bahá'í Faith;[247] since the mid-19th century numerous new religious movements have emerged in Japan.[248]
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More than 99 percent of the population speaks Japanese as their first language.[55] Japanese writing uses kanji (Chinese characters) and two sets of kana (syllabaries based on cursive script and radical of kanji), as well as the Latin alphabet and Arabic numerals.[249] Public and private schools generally require students to take Japanese language classes as well as English language courses.[250]
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Besides Japanese, the Ryukyuan languages (Amami, Kunigami, Okinawan, Miyako, Yaeyama, Yonaguni), also part of the Japonic language family, are spoken in the Ryukyu Islands chain. Few children learn these languages,[251] but in recent years local governments have sought to increase awareness of the traditional languages. The Okinawan Japanese dialect is also spoken in the region. The Ainu language, which is a language isolate, is moribund, with only a few elderly native speakers remaining in Hokkaido.[252]
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Primary schools, secondary schools and universities were introduced in 1872 as a result of the Meiji Restoration.[253] Since 1947, compulsory education in Japan comprises elementary and junior high school, which together last for nine years (from age 6 to age 15). Almost all children continue their education at a three-year senior high school. The two top-ranking universities in Japan are the University of Tokyo and Kyoto University.[254] Japan's education system played a central part in the country's recovery after World War II when the Fundamental Law of Education and the School Education Law were enacted. The latter law defined the standard school system. Starting in April 2016, various schools began the academic year with elementary school and junior high school integrated into one nine-year compulsory schooling program; MEXT plans for this approach to be adopted nationwide.[255]
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The Programme for International Student Assessment coordinated by the OECD currently ranks the overall knowledge and skills of Japanese 15-year-olds as the third best in the world.[256] Japan is one of the top-performing OECD countries in reading literacy, math and sciences with the average student scoring 529 and has one of the world's highest-educated labor forces among OECD countries.[257][256][258] In 2015, Japan's public spending on education amounted to just 4.1 percent of its GDP, below the OECD average of 5.0 percent.[259] The country's large pool of highly educated and skilled individuals is largely responsible for ushering Japan's post-war economic growth.[260] In 2017, the country ranked third for the percentage of 25 to 64 year-olds that have attained tertiary education with 51 percent.[260] In addition, 60.4 percent Japanese aged 25 to 34 have some form of tertiary education qualification and bachelor's degrees are held by 30.4 percent of Japanese aged 25 to 64, the second most in the OECD after South Korea.[260]
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Health care is provided by national and local governments. Payment for personal medical services is offered through a universal health insurance system that provides relative equality of access, with fees set by a government committee. People without insurance through employers can participate in a national health insurance program administered by local governments. Since 1973, all elderly persons have been covered by government-sponsored insurance.[261] Japan has a high suicide rate;[262][263] suicide is the leading cause of death for people under 30.[264] Another significant public health issue is smoking. Japan has the lowest rate of heart disease in the OECD, and the lowest level of dementia in the developed world.[265]
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Contemporary Japanese culture combines influences from Asia, Europe and North America.[266] Traditional Japanese arts include crafts such as ceramics, textiles, lacquerware, swords and dolls; performances of bunraku, kabuki, noh, dance, and rakugo; and other practices, the tea ceremony, ikebana, martial arts, calligraphy, origami, onsen, Geisha and games. Japan has a developed system for the protection and promotion of both tangible and intangible Cultural Properties and National Treasures.[267] Twenty-two sites have been inscribed on the UNESCO World Heritage List, eighteen of which are of cultural significance.[71]
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Japanese sculpture, largely of wood, and Japanese painting are among the oldest of the Japanese arts, with early figurative paintings dating to at least 300 BC. The history of Japanese painting exhibits synthesis and competition between native Japanese esthetics and imported ideas.[268] The interaction between Japanese and European art has been significant: for example ukiyo-e prints, which began to be exported in the 19th century in the movement known as Japonism, had a significant influence on the development of modern art in the West, most notably on post-Impressionism.[268] Japanese manga developed in the 20th century and have become popular worldwide.[269]
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Japanese architecture is a combination between local and other influences. It has traditionally been typified by wooden structures, elevated slightly off the ground, with tiled or thatched roofs. The Shrines of Ise have been celebrated as the prototype of Japanese architecture.[270] Largely of wood, traditional housing and many temple buildings see the use of tatami mats and sliding doors that break down the distinction between rooms and indoor and outdoor space.[271] Since the 19th century, however, Japan has incorporated much of Western, modern, and post-modern architecture into construction and design. Architects returning from study with western architects introduced the International Style of modernism into Japan. However, it was not until after World War II that Japanese architects made an impression on the international scene, firstly with the work of architects like Kenzō Tange and then with movements like Metabolism.
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The earliest works of Japanese literature include the Kojiki and Nihon Shoki chronicles and the Man'yōshū poetry anthology, all from the 8th century and written in Chinese characters.[272][273] In the early Heian period, the system of phonograms known as kana (hiragana and katakana) was developed. The Tale of the Bamboo Cutter is considered the oldest Japanese narrative.[274] An account of court life is given in The Pillow Book by Sei Shōnagon, while The Tale of Genji by Murasaki Shikibu is often described as the world's first novel.[275][276]
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During the Edo period, the chōnin ("townspeople") overtook the samurai aristocracy as producers and consumers of literature. The popularity of the works of Saikaku, for example, reveals this change in readership and authorship, while Bashō revivified the poetic tradition of the Kokinshū with his haikai (haiku) and wrote the poetic travelogue Oku no Hosomichi.[277] The Meiji era saw the decline of traditional literary forms as Japanese literature integrated Western influences. Natsume Sōseki and Mori Ōgai were the first "modern" novelists of Japan, followed by Ryūnosuke Akutagawa, Jun'ichirō Tanizaki, Yukio Mishima and, more recently, Haruki Murakami. Japan has two Nobel Prize-winning authors – Yasunari Kawabata (1968) and Kenzaburō Ōe (1994).[274]
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Japanese philosophy has historically been a fusion of both foreign, particularly Chinese and Western, and uniquely Japanese elements. In its literary forms, Japanese philosophy began about fourteen centuries ago. Confucian ideals are still evident today in the Japanese concept of society and the self, and in the organization of the government and the structure of society.[278] Buddhism has profoundly impacted Japanese psychology, metaphysics, and esthetics.[279]
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Japanese music is eclectic and diverse. Many instruments, such as the koto, were introduced in the 9th and 10th centuries. The popular folk music, with the guitar-like shamisen, dates from the 16th century.[280] Western classical music, introduced in the late 19th century, now forms an integral part of Japanese culture. The imperial court ensemble Gagaku has influenced the work of some modern Western composers.[281] Notable classical composers from Japan include Toru Takemitsu and Rentarō Taki. Popular music in post-war Japan has been heavily influenced by American and European trends, which has led to the evolution of J-pop.[282] Karaoke is the most widely practiced cultural activity in Japan.[283]
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The four traditional theaters from Japan are noh, kyōgen, kabuki, and bunraku. Noh and kyōgen theater traditions are among the oldest continuous theater traditions in the world.
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Ishin-denshin (以心伝心) is a Japanese idiom which denotes a form of interpersonal communication through unspoken mutual understanding.[284] Isagiyosa (潔さ) is a virtue of the capability of accepting death with composure. Cherry blossoms are a symbol of isagiyosa in the sense of embracing the transience of the world.[285] Hansei (反省) is a central idea in Japanese culture, meaning to acknowledge one's own mistake and to pledge improvement. Kotodama (言霊) refers to the Japanese belief that mystical powers dwell in words and names.[286] There are many annual festivals in Japan, which are called in Japanese matsuri (祭). There are no specific festival days for all of Japan; dates vary from area to area, and even within a specific area, but festival days do tend to cluster around traditional holidays such as Setsubun or Obon.
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Officially, Japan has 16 national, government-recognized holidays. Public holidays in Japan are regulated by the Public Holiday Law (国民の祝日に関する法律, Kokumin no Shukujitsu ni Kansuru Hōritsu) of 1948.[287] Beginning in 2000, Japan implemented the Happy Monday System, which moved a number of national holidays to Monday in order to obtain a long weekend. The national holidays in Japan are New Year's Day on January 1, Coming of Age Day on Second Monday of January, National Foundation Day on February 11, The Emperor's Birthday on February 23, Vernal Equinox Day on March 20 or 21, Shōwa Day on April 29, Constitution Memorial Day on May 3, Greenery Day on May 4, Children's Day on May 5, Marine Day on Third Monday of July, Mountain Day on August 11, Respect for the Aged Day on Third Monday of September, Autumnal Equinox on September 23 or 24, Health and Sports Day on Second Monday of October, Culture Day on November 3, and Labor Thanksgiving Day on November 23.[288]
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Japanese cuisine is known for its emphasis on seasonality of food, quality of ingredients and presentation. Japanese cuisine offers a vast array of regional specialties that use traditional recipes and local ingredients. Seafood and Japanese rice or noodles are traditional staple of Japanese cuisine, typically seasoned with a combination of dashi, soy sauce, mirin, vinegar, sugar, and salt. Dishes inspired by foreign food—in particular Chinese food—like ramen and gyōza, as well as foods like spaghetti, curry, and hamburgers have become adopted with variants for Japanese tastes and ingredients. Japanese curry, since its introduction to Japan from British India, is so widely consumed that it can be called a national dish.[289] Traditional Japanese sweets are known as wagashi.[290] Ingredients such as red bean paste and mochi are used. More modern-day tastes includes green tea ice cream.[291]
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Popular Japanese beverages include sake, which is a brewed rice beverage that typically contains 14–17% alcohol and is made by multiple fermentation of rice.[292] Beer has been brewed in Japan since the late 17th century.[293] Green tea is produced in Japan and prepared in various forms such as matcha, used in the Japanese tea ceremony.[294]
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Television and newspapers take an important role in Japanese mass media, though radio and magazines also take a part.[295][296] Over the 1990s, television surpassed newspapers as Japan's main information and entertainment medium.[297] There are six nationwide television networks: NHK (public broadcasting), Nippon Television (NTV), Tokyo Broadcasting System (TBS), Fuji Network System (FNS), TV Asahi (EX) and TV Tokyo Network (TXN).[296] Television networks were mostly established based on capital investments by existing radio networks. Variety shows, serial dramas, and news constitute a large percentage of Japanese television shows. According to the 2015 NHK survey on television viewing in Japan, 79 percent of Japanese watch television daily.[298]
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Japanese readers have a choice of approximately 120 daily newspapers, with an average subscription rate of 1.13 newspapers per household.[299] The main newspapers are the Yomiuri Shimbun, Asahi Shimbun, Mainichi Shimbun, Nikkei Shimbun and Sankei Shimbun. According to a survey conducted by the Japanese Newspaper Association in 1999, 85.4 percent of men and 75 percent of women read a newspaper every day.[297]
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Japan has one of the oldest and largest film industries in the world; movies have been produced in Japan since 1897.[300] Ishirō Honda's Godzilla became an international icon of Japan and spawned an entire subgenre of kaiju films, as well as the longest-running film franchise in history. Japan has won the Academy Award for the Best Foreign Language Film four times, more than any other Asian country. Japanese animated films and television series, known as anime, were largely influenced by Japanese manga and have been extensively popular in the West. Japan is a world-renowned powerhouse of animation.[301]
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Traditionally, sumo is considered Japan's national sport.[302] Japanese martial arts such as judo, karate and kendo are also widely practiced and enjoyed by spectators in the country. After the Meiji Restoration, many Western sports were introduced.[303] Baseball is currently the most popular spectator sport in the country. Japan's top professional league, now known as Nippon Professional Baseball, was established in 1936[304] and is widely considered to be the highest level of professional baseball in the world outside of the North American Major Leagues. Since the establishment of the Japan Professional Football League in 1992, association football has also gained a wide following.[305] Japan was a venue of the Intercontinental Cup from 1981 to 2004 and co-hosted the 2002 FIFA World Cup with South Korea.[306] Japan has one of the most successful football teams in Asia, winning the Asian Cup four times,[307] and the FIFA Women's World Cup in 2011.[308] Golf is also popular in Japan.[309]
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Japan has significant involvement in motorsport. Japanese automotive manufacturers have been successful in multiple different categories, with titles and victories in series such as Formula One, MotoGP, IndyCar, World Rally Championship, World Endurance Championship, World Touring Car Championship, British Touring Car Championship and the IMSA SportsCar Championship.[310][311][312] Three Japanese drivers have achieved podium finishes in Formula One, and drivers from Japan also have victories at the Indianapolis 500 and the 24 Hours of Le Mans, in addition to success in domestic championships.[313][314] Super GT is the most popular national series in Japan, while Super Formula is the top level domestic open-wheel series.[315] The country also hosts major races such as the Japanese Grand Prix, Japanese motorcycle Grand Prix, Suzuka 10 Hours, 6 Hours of Fuji, FIA WTCC Race of Japan and the Indy Japan 300.
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Japan hosted the Summer Olympics in Tokyo in 1964 and the Winter Olympics in Sapporo in 1972 and Nagano in 1998.[316] Further, the country hosted the official 2006 Basketball World Championship.[317] Tokyo will host the 2020 Summer Olympics, making Tokyo the first Asian city to host the Olympics twice.[318] The country gained the hosting rights for the official Women's Volleyball World Championship on five occasions, more than any other nation.[319] Japan is the most successful Asian Rugby Union country, winning the Asian Five Nations a record six times and winning the newly formed IRB Pacific Nations Cup in 2011. Japan also hosted the 2019 IRB Rugby World Cup.[320]
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Government
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General information
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Coordinates: 36°N 138°E / 36°N 138°E / 36; 138
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Palau
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|
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Palau
|
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|
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Japanese (日本語, Nihongo [ɲihoŋɡo] (listen)) is an East Asian language spoken by about 128 million people, primarily in Japan, where it is the national language. It is a member of the Japonic (or Japanese-Ryukyuan) language family, and its relation to other languages, such as Korean, is debated. Japonic languages have been grouped with other language families such as Ainu, Austroasiatic, and the now-discredited Altaic, but none of these proposals has gained widespread acceptance.
|
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+
|
9 |
+
Little is known of the language's prehistory, or when it first appeared in Japan. Chinese documents from the 3rd century recorded a few Japanese words, but substantial texts did not appear until the 8th century. During the Heian period (794–1185), Chinese had considerable influence on the vocabulary and phonology of Old Japanese. Late Middle Japanese (1185–1600) included changes in features that brought it closer to the modern language, and the first appearance of European loanwords. The standard dialect moved from the Kansai region to the Edo (modern Tokyo) region in the Early Modern Japanese period (early 17th century–mid-19th century). Following the end of Japan's self-imposed isolation in 1853, the flow of loanwords from European languages increased significantly. English loanwords, in particular, have become frequent, and Japanese words from English roots have proliferated.
|
10 |
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|
11 |
+
Japanese is an agglutinative, mora-timed language with simple phonotactics, a pure vowel system, phonemic vowel and consonant length, and a lexically significant pitch-accent. Word order is normally subject–object–verb with particles marking the grammatical function of words, and sentence structure is topic–comment. Sentence-final particles are used to add emotional or emphatic impact, or make questions. Nouns have no grammatical number or gender, and there are no articles. Verbs are conjugated, primarily for tense and voice, but not person. Japanese equivalents of adjectives are also conjugated. Japanese has a complex system of honorifics with verb forms and vocabulary to indicate the relative status of the speaker, the listener, and persons mentioned.
|
12 |
+
|
13 |
+
Japanese has no genetic relationship with Chinese,[3] but it makes extensive use of Chinese characters, or kanji (漢字), in its writing system, and a large portion of its vocabulary is borrowed from Chinese. Along with kanji, the Japanese writing system primarily uses two syllabic (or moraic) scripts, hiragana (ひらがな or 平仮名) and katakana (カタカナ or 片仮名). Latin script is used in a limited fashion, such as for imported acronyms, and the numeral system uses mostly Arabic numerals alongside traditional Chinese numerals.
|
14 |
+
|
15 |
+
Proto-Japonic, the common ancestor of the Japanese and Ryukyuan languages, is thought to have been brought to Japan by settlers coming from either continental Asia or nearby Pacific islands sometime in the early- to mid-2nd century BC (the Yayoi period), replacing the languages of the original Jōmon inhabitants,[4] including the ancestor of the modern Ainu language. Very little is known about the Japanese of this period. Because writing had yet to be introduced from China, there is no direct evidence, and anything that can be discerned about this period must be based on reconstructions of Old Japanese.
|
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|
17 |
+
Old Japanese is the oldest attested stage of the Japanese language. Through the spread of Buddhism, the Chinese writing system was imported to Japan. The earliest texts found in Japan are written in Classical Chinese, but they may have been meant to be read as Japanese by the kanbun method. Some of these Chinese texts show influences of Japanese grammar, such as the word order (for example, placing the verb after the object). In these hybrid texts, Chinese characters are also occasionally used phonetically to represent Japanese particles. The earliest text, the Kojiki, dates to the early 8th century, and was written entirely in Chinese characters. The end of Old Japanese coincides with the end of the Nara period in 794. Old Japanese uses the Man'yōgana system of writing, which uses kanji for their phonetic as well as semantic values. Based on the Man'yōgana system, Old Japanese can be reconstructed as having 88 distinct syllables. Texts written with Man'yōgana use two different kanji for each of the syllables now pronounced き ki, ひ hi, み mi, け ke, へ he, め me, こ ko, そ so, と to, の no, も mo, よ yo and ろ ro.[5] (The Kojiki has 88, but all later texts have 87. The distinction between mo1 and mo2 apparently was lost immediately following its composition.) This set of syllables shrank to 67 in Early Middle Japanese, though some were added through Chinese influence.
|
18 |
+
|
19 |
+
Due to these extra syllables, it has been hypothesized that Old Japanese's vowel system was larger than that of Modern Japanese – it perhaps contained up to eight vowels. According to Shinkichi Hashimoto, the extra syllables in Man'yōgana derive from differences between the vowels of the syllables in question.[6] These differences would indicate that Old Japanese had an eight-vowel system,[7] in contrast to the five vowels of later Japanese. The vowel system would have to have shrunk some time between these texts and the invention of the kana (hiragana and katakana) in the early 9th century. According to this view, the eight-vowel system of ancient Japanese would resemble that of the Uralic and Altaic language families.[8] However, it is not fully certain that the alternation between syllables necessarily reflects a difference in the vowels rather than the consonants – at the moment, the only undisputed fact is that they are different syllables. A newer reconstruction of ancient Japanese shows striking similarities with Southeast-Asian languages, especially with Austronesian languages.[9]
|
20 |
+
|
21 |
+
Old Japanese does not have /h/, but rather /ɸ/ (preserved in modern fu, /ɸɯ/), which has been reconstructed to an earlier */p/. Man'yōgana also has a symbol for /je/, which merges with /e/ before the end of the period.
|
22 |
+
|
23 |
+
Several fossilizations of Old Japanese grammatical elements remain in the modern language – the genitive particle tsu (superseded by modern no) is preserved in words such as matsuge ("eyelash", lit. "hair of the eye"); modern mieru ("to be visible") and kikoeru ("to be audible") retain what may have been a mediopassive suffix -yu(ru) (kikoyu → kikoyuru (the attributive form, which slowly replaced the plain form starting in the late Heian period) > kikoeru (as all shimo-nidan verbs in modern Japanese did)); and the genitive particle ga remains in intentionally archaic speech.
|
24 |
+
|
25 |
+
Early Middle Japanese is the Japanese of the Heian period, from 794 to 1185. Early Middle Japanese sees a significant amount of Chinese influence on the language's phonology – length distinctions become phonemic for both consonants and vowels, and series of both labialised (e.g. kwa) and palatalised (kya) consonants are added.[citation needed] Intervocalic /ɸ/ merges with /w/ by the 11th century.
|
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+
The end of Early Middle Japanese sees the beginning of a shift where the attributive form (Japanese rentaikei) slowly replaces the uninflected form (shūshikei) for those verb classes where the two were distinct.
|
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+
|
28 |
+
Late Middle Japanese covers the years from 1185 to 1600, and is normally divided into two sections, roughly equivalent to the Kamakura period and the Muromachi period, respectively. The later forms of Late Middle Japanese are the first to be described by non-native sources, in this case the Jesuit and Franciscan missionaries; and thus there is better documentation of Late Middle Japanese phonology than for previous forms (for instance, the Arte da Lingoa de Iapam). Among other sound changes, the sequence /au/ merges to /ɔː/, in contrast with /oː/; /p/ is reintroduced from Chinese; and /we/ merges with /je/. Some forms rather more familiar to Modern Japanese speakers begin to appear – the continuative ending -te begins to reduce onto the verb (e.g. yonde for earlier yomite), the -k- in the final syllable of adjectives drops out (shiroi for earlier shiroki); and some forms exist where modern standard Japanese has retained the earlier form (e.g. hayaku > hayau > hayɔɔ, where modern Japanese just has hayaku, though the alternative form is preserved in the standard greeting o-hayō gozaimasu "good morning"; this ending is also seen in o-medetō "congratulations", from medetaku).
|
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|
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Late Middle Japanese has the first loanwords from European languages – now-common words borrowed into Japanese in this period include pan ("bread") and tabako ("tobacco", now "cigarette"), both from Portuguese.
|
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+
|
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Early Modern Japanese, not to be confused with Modern Japanese, was the dialect used after the Meiji Restoration. Because the two languages are extremely similar, Early Modern Japanese is commonly referred to as Modern Japanese. Early Modern Japanese gradually evolved into Modern Japanese during the 19th century. Only after 1945, shortly after World War II, did Modern Japanese become the standard language, seeing use in most official communications.[10] In this time period the Japanese in addition to their use of Katakana and Hiragana also used traditional Chinese characters called "Han" which later developed in "Kanji" which is a form of writing used to express ideas in the Japanese and Chinese languages.[11]
|
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|
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Modern Japanese is considered to begin with the Edo period, which lasted between 1603 and 1868. Since Old Japanese, the de facto standard Japanese had been the Kansai dialect, especially that of Kyoto. However, during the Edo period, Edo (now Tokyo) developed into the largest city in Japan, and the Edo-area dialect became standard Japanese. Since the end of Japan's self-imposed isolation in 1853, the flow of loanwords from European languages has increased significantly. The period since 1945 has seen many words borrowed from other languages—such as German, Portuguese and English.[12] Many English loan words especially relate to technology—for example, pasokon (short for "personal computer"), intānetto ("internet"), and kamera ("camera"). Due to the large quantity of English loanwords, modern Japanese has developed a distinction between [tɕi] and [ti], and [dʑi] and [di], with the latter in each pair only found in loanwords.[13]
|
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|
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+
Although Japanese is spoken almost exclusively in Japan, it has been spoken outside. Before and during World War II, through Japanese annexation of Taiwan and Korea, as well as partial occupation of China, the Philippines, and various Pacific islands,[14] locals in those countries learned Japanese as the language of the empire. As a result, many elderly people in these countries can still speak Japanese.
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|
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+
Japanese emigrant communities (the largest of which are to be found in Brazil,[15] with 1.4 million to 1.5 million Japanese immigrants and descendants, according to Brazilian IBGE data, more than the 1.2 million of the United States[16]) sometimes employ Japanese as their primary language. Approximately 12% of Hawaii residents speak Japanese,[17] with an estimated 12.6% of the population of Japanese ancestry in 2008. Japanese emigrants can also be found in Peru, Argentina, Australia (especially in the eastern states), Canada (especially in Vancouver where 1.4% of the population has Japanese ancestry[18]), the United States (notably Hawaii, where 16.7% of the population has Japanese ancestry,[19] and California), and the Philippines (particularly in Davao region and Laguna province).[20][21][22]
|
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+
|
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+
Japanese has no official status,[23] but is the de facto national language of Japan. There is a form of the language considered standard: hyōjungo (標準語), meaning "standard Japanese", or kyōtsūgo (共通語), "common language". The meanings of the two terms are almost the same. Hyōjungo or kyōtsūgo is a conception that forms the counterpart of dialect. This normative language was born after the Meiji Restoration (明治維新, meiji ishin, 1868) from the language spoken in the higher-class areas of Tokyo (see Yamanote). Hyōjungo is taught in schools and used on television and in official communications.[24] It is the version of Japanese discussed in this article.
|
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|
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Formerly, standard Japanese in writing (文語, bungo, "literary language") was different from colloquial language (口語, kōgo). The two systems have different rules of grammar and some variance in vocabulary. Bungo was the main method of writing Japanese until about 1900; since then kōgo gradually extended its influence and the two methods were both used in writing until the 1940s. Bungo still has some relevance for historians, literary scholars, and lawyers (many Japanese laws that survived World War II are still written in bungo, although there are ongoing efforts to modernize their language). Kōgo is the dominant method of both speaking and writing Japanese today, although bungo grammar and vocabulary are occasionally used in modern Japanese for effect.
|
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|
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Dozens of dialects are spoken in Japan. The profusion is due to many factors, including the length of time the Japanese Archipelago has been inhabited, its mountainous island terrain, and Japan's long history of both external and internal isolation. Dialects typically differ in terms of pitch accent, inflectional morphology, vocabulary, and particle usage. Some even differ in vowel and consonant inventories, although this is uncommon.
|
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The main distinction in Japanese accents is between Tokyo-type (東京式, Tōkyō-shiki) and Kyoto-Osaka-type (京阪式, Keihan-shiki). Within each type are several subdivisions. Kyoto-Osaka-type dialects are in the central region, roughly formed by Kansai, Shikoku, and western Hokuriku regions.
|
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|
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Dialects from peripheral regions, such as Tōhoku or Kagoshima, may be unintelligible to speakers from the other parts of the country. There are some language islands in mountain villages or isolated islands such as Hachijō-jima island whose dialects are descended from the Eastern dialect of Old Japanese. Dialects of the Kansai region are spoken or known by many Japanese, and Osaka dialect in particular is associated with comedy (see Kansai dialect). Dialects of Tōhoku and North Kantō are associated with typical farmers.
|
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|
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+
The Ryūkyūan languages, spoken in Okinawa and the Amami Islands (politically part of Kagoshima), are distinct enough to be considered a separate branch of the Japonic family; not only is each language unintelligible to Japanese speakers, but most are unintelligible to those who speak other Ryūkyūan languages. However, in contrast to linguists, many ordinary Japanese people tend to consider the Ryūkyūan languages as dialects of Japanese. The imperial court also seems to have spoken an unusual variant of the Japanese of the time.[25] Most likely being the spoken form of Classical Japanese language, a writing style that was prevalent during the Heian period, but began decline during the late Meiji period.[26] The Ryūkyūan languages are spoken by a decreasing number of elderly people so UNESCO classified it as endangered, because they could become extinct by 2050. Young people mostly use Japanese and cannot understand the Ryukyuan languages. Okinawan Japanese is a variant of Standard Japanese influenced by the Ryukyuan languages. It is the primary dialect spoken among young people in the Ryukyu Islands.[27]
|
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|
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Modern Japanese has become prevalent nationwide (including the Ryūkyū islands) due to education, mass media, and an increase of mobility within Japan, as well as economic integration.
|
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|
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Japanese is a member of the Japonic languages family, which also includes the languages spoken throughout the Ryūkyū Islands. As these closely related languages are commonly treated as dialects of the same language, Japanese is often called a language isolate.
|
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|
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According to Martine Irma Robbeets, Japanese has been subject to more attempts to show its relation to other languages than any other language in the world.[28] Since Japanese first gained the consideration of linguists in the late 19th century, attempts have been made to show its genealogical relation to languages or language families such as Ainu, Korean, Chinese, Tibeto-Burman, Ural-Altaic, Altaic, Uralic, Mon–Khmer, Malayo-Polynesian and Ryukyuan. At the fringe, some linguists have suggested a link to Indo-European languages, including Greek, and to Lepcha. As it stands, only the link to Ryukyuan has wide support.[29]
|
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|
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Modern main theories tried to link Japanese on the one hand to northern Asian languages, like Korean or the bigger Altaic family (also sometimes known as "Transeurasian") and on the other hand to various Southeast Asian languages, especially to Austronesian. None of these proposals have gained wide acceptance and the Altaic language family itself is now considered controversial.[30][31][32]
|
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|
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Other theories view the Japanese language as an early creole language formed through inputs from at least two distinct language groups or as a distinct language of its own that has absorbed various aspects from neighbouring languages.[33][34][35]
|
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|
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For now, Japanese is classified as a member of the Japonic languages or as a language isolate with no known living relatives if Ryukyuan is counted as dialects.[36]
|
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|
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All Japanese vowels are pure – that is, there are no diphthongs, only monophthongs. The only unusual vowel is the high back vowel /u/ (listen), which may be compressed rather than rounded and fronted. Japanese has five vowels, and vowel length is phonemic, with each having both a short and a long version. Elongated vowels are usually denoted with a line over the vowel (a macron) in rōmaji, a repeated vowel character in hiragana, or a chōonpu succeeding the vowel in katakana.
|
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|
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Some Japanese consonants have several allophones, which may give the impression of a larger inventory of sounds. However, some of these allophones have since become phonemic. For example, in the Japanese language up to and including the first half of the 20th century, the phonemic sequence /ti/ was palatalized and realized phonetically as [tɕi], approximately chi (listen); however, now [ti] and [tɕi] are distinct, as evidenced by words like tī [tiː] "Western style tea" and chii [tɕii] "social status".
|
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|
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The "r" of the Japanese language is of particular interest, ranging between an apical central tap and a lateral approximant. The "g" is also notable; unless it starts a sentence, it may be pronounced [ŋ], in the Kanto prestige dialect and in other eastern dialects.
|
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|
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+
The syllabic structure and the phonotactics are very simple: the only consonant clusters allowed within a syllable consist of one of a subset of the consonants plus /j/. This type of cluster only occurs in onsets. However, consonant clusters across syllables are allowed as long as the two consonants are a nasal followed by a homorganic consonant. Consonant length (gemination) is also phonemic.
|
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The phonology of Japanese also includes a pitch accent system, which is a system that helps differentiate words with identical hiragana spelling or words in different Japanese dialects. An example of words with identical hiragana would be the words [haꜜ.ɕi] ("chopsticks") and [ha.ɕiꜜ] ("bridge"), both spelled はし (hashi) in hiragana. The stresses differentiate the words.[37]
|
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Japanese word order is classified as subject–object–verb. Unlike many Indo-European languages, the only strict rule of word order is that the verb must be placed at the end of a sentence (possibly followed by sentence-end particles). This is because Japanese sentence elements are marked with particles that identify their grammatical functions.
|
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The basic sentence structure is topic–comment. For example, Kochira wa Tanaka-san desu (こちらは田中さんです). kochira ("this") is the topic of the sentence, indicated by the particle wa. The verb de aru (desu is a contraction of its polite form de arimasu) is a copula, commonly translated as "to be" or "it is" (though there are other verbs that can be translated as "to be"), though technically it holds no meaning and is used to give a sentence 'politeness'. As a phrase, Tanaka-san desu is the comment. This sentence literally translates to "As for this person, (it) is Mr./Ms. Tanaka." Thus Japanese, like many other Asian languages, is often called a topic-prominent language, which means it has a strong tendency to indicate the topic separately from the subject, and that the two do not always coincide. The sentence Zō wa hana ga nagai (象は鼻が長い) literally means, "As for elephant(s), (the) nose(s) (is/are) long". The topic is zō "elephant", and the subject is hana "nose".
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In Japanese, the subject or object of a sentence need not be stated if it is obvious from context. As a result of this grammatical permissiveness, there is a tendency to gravitate towards brevity; Japanese speakers tend to omit pronouns on the theory they are inferred from the previous sentence, and are therefore understood. In the context of the above example, hana-ga nagai would mean "[their] noses are long," while nagai by itself would mean "[they] are long." A single verb can be a complete sentence: Yatta! (やった!) "[I / we / they / etc] did [it]!". In addition, since adjectives can form the predicate in a Japanese sentence (below), a single adjective can be a complete sentence: Urayamashii! (羨ましい!) "[I'm] jealous [of it]!".
|
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While the language has some words that are typically translated as pronouns, these are not used as frequently as pronouns in some Indo-European languages, and function differently. In some cases Japanese relies on special verb forms and auxiliary verbs to indicate the direction of benefit of an action: "down" to indicate the out-group gives a benefit to the in-group; and "up" to indicate the in-group gives a benefit to the out-group. Here, the in-group includes the speaker and the out-group does not, and their boundary depends on context. For example, oshiete moratta (教えてもらった) (literally, "explained" with a benefit from the out-group to the in-group) means "[he/she/they] explained [it] to [me/us]". Similarly, oshiete ageta (教えてあげた) (literally, "explained" with a benefit from the in-group to the out-group) means "[I/we] explained [it] to [him/her/them]". Such beneficiary auxiliary verbs thus serve a function comparable to that of pronouns and prepositions in Indo-European languages to indicate the actor and the recipient of an action.
|
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|
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Japanese "pronouns" also function differently from most modern Indo-European pronouns (and more like nouns) in that they can take modifiers as any other noun may. For instance, one does not say in English:
|
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|
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The amazed he ran down the street. (grammatically incorrect insertion of a pronoun)
|
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|
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But one can grammatically say essentially the same thing in Japanese:
|
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|
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驚いた彼は道を走っていった。
|
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Odoroita kare wa michi o hashitte itta. (grammatically correct)
|
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|
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This is partly because these words evolved from regular nouns, such as kimi "you" (君 "lord"), anata "you" (あなた "that side, yonder"), and boku "I" (僕 "servant"). This is why some linguists do not classify Japanese "pronouns" as pronouns, but rather as referential nouns, much like Spanish usted (contracted from vuestra merced, "your [(flattering majestic) plural] grace") or Portuguese o senhor. Japanese personal pronouns are generally used only in situations requiring special emphasis as to who is doing what to whom.
|
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The choice of words used as pronouns is correlated with the sex of the speaker and the social situation in which they are spoken: men and women alike in a formal situation generally refer to themselves as watashi (私 "private") or watakushi (also 私), while men in rougher or intimate conversation are much more likely to use the word ore (俺 "oneself", "myself") or boku. Similarly, different words such as anata, kimi, and omae (お前, more formally 御前 "the one before me") may refer to a listener depending on the listener's relative social position and the degree of familiarity between the speaker and the listener. When used in different social relationships, the same word may have positive (intimate or respectful) or negative (distant or disrespectful) connotations.
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Japanese often use titles of the person referred to where pronouns would be used in English. For example, when speaking to one's teacher, it is appropriate to use sensei (先生, teacher), but inappropriate to use anata. This is because anata is used to refer to people of equal or lower status, and one's teacher has higher status.
|
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+
|
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+
Japanese nouns have no grammatical number, gender or article aspect. The noun hon (本) may refer to a single book or several books; hito (人) can mean "person" or "people", and ki (木) can be "tree" or "trees". Where number is important, it can be indicated by providing a quantity (often with a counter word) or (rarely) by adding a suffix, or sometimes by duplication (e.g. 人人, hitobito, usually written with an iteration mark as 人々). Words for people are usually understood as singular. Thus Tanaka-san usually means Mr./Ms. Tanaka. Words that refer to people and animals can be made to indicate a group of individuals through the addition of a collective suffix (a noun suffix that indicates a group), such as -tachi, but this is not a true plural: the meaning is closer to the English phrase "and company". A group described as Tanaka-san-tachi may include people not named Tanaka. Some Japanese nouns are effectively plural, such as hitobito "people" and wareware "we/us", while the word tomodachi "friend" is considered singular, although plural in form.
|
98 |
+
|
99 |
+
Verbs are conjugated to show tenses, of which there are two: past and present (or non-past) which is used for the present and the future. For verbs that represent an ongoing process, the -te iru form indicates a continuous (or progressive) aspect, similar to the suffix ing in English. For others that represent a change of state, the -te iru form indicates a perfect aspect. For example, kite iru means "He has come (and is still here)", but tabete iru means "He is eating".
|
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+
|
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+
Questions (both with an interrogative pronoun and yes/no questions) have the same structure as affirmative sentences, but with intonation rising at the end. In the formal register, the question particle -ka is added. For example, ii desu (いいです) "It is OK" becomes ii desu-ka (いいですか。) "Is it OK?". In a more informal tone sometimes the particle -no (の) is added instead to show a personal interest of the speaker: Dōshite konai-no? "Why aren't (you) coming?". Some simple queries are formed simply by mentioning the topic with an interrogative intonation to call for the hearer's attention: Kore wa? "(What about) this?"; O-namae wa? (お名前は?) "(What's your) name?".
|
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+
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Negatives are formed by inflecting the verb. For example, Pan o taberu (パンを食べる。) "I will eat bread" or "I eat bread" becomes Pan o tabenai (パンを食べない。) "I will not eat bread" or "I do not eat bread". Plain negative forms are i-adjectives (see below) and inflect as such, e.g. Pan o tabenakatta (パンを食べなかった。) "I did not eat bread".
|
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+
|
105 |
+
The so-called -te verb form is used for a variety of purposes: either progressive or perfect aspect (see above); combining verbs in a temporal sequence (Asagohan o tabete sugu dekakeru "I'll eat breakfast and leave at once"), simple commands, conditional statements and permissions (Dekakete-mo ii? "May I go out?"), etc.
|
106 |
+
|
107 |
+
The word da (plain), desu (polite) is the copula verb. It corresponds approximately to the English be, but often takes on other roles, including a marker for tense, when the verb is conjugated into its past form datta (plain), deshita (polite). This comes into use because only i-adjectives and verbs can carry tense in Japanese. Two additional common verbs are used to indicate existence ("there is") or, in some contexts, property: aru (negative nai) and iru (negative inai), for inanimate and animate things, respectively. For example, Neko ga iru "There's a cat", Ii kangae-ga nai "[I] haven't got a good idea".
|
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+
|
109 |
+
The verb "to do" (suru, polite form shimasu) is often used to make verbs from nouns (ryōri suru "to cook", benkyō suru "to study", etc.) and has been productive in creating modern slang words. Japanese also has a huge number of compound verbs to express concepts that are described in English using a verb and an adverbial particle (e.g. tobidasu "to fly out, to flee," from tobu "to fly, to jump" + dasu "to put out, to emit").
|
110 |
+
|
111 |
+
There are three types of adjectives (see Japanese adjectives):
|
112 |
+
|
113 |
+
Both keiyōshi and keiyōdōshi may predicate sentences. For example,
|
114 |
+
|
115 |
+
ご飯が熱い。 Gohan ga atsui. "The rice is hot."
|
116 |
+
彼は変だ。 Kare wa hen da. "He's strange."
|
117 |
+
|
118 |
+
Both inflect, though they do not show the full range of conjugation found in true verbs.
|
119 |
+
The rentaishi in Modern Japanese are few in number, and unlike the other words, are limited to directly modifying nouns. They never predicate sentences. Examples include ookina "big", kono "this", iwayuru "so-called" and taishita "amazing".
|
120 |
+
|
121 |
+
Both keiyōdōshi and keiyōshi form adverbs, by following with ni in the case of keiyōdōshi:
|
122 |
+
|
123 |
+
変になる hen ni naru "become strange",
|
124 |
+
|
125 |
+
and by changing i to ku in the case of keiyōshi:
|
126 |
+
|
127 |
+
熱くなる atsuku naru "become hot".
|
128 |
+
|
129 |
+
The grammatical function of nouns is indicated by postpositions, also called particles. These include for example:
|
130 |
+
|
131 |
+
It is also used for the lative case, indicating a motion to a location.
|
132 |
+
|
133 |
+
Note: The subtle difference between wa and ga in Japanese cannot be derived from the English language as such, because the distinction between sentence topic and subject is not made there. While wa indicates the topic, which the rest of the sentence describes or acts upon, it carries the implication that the subject indicated by wa is not unique, or may be part of a larger group.
|
134 |
+
|
135 |
+
Ikeda-san wa yonjū-ni sai da. "As for Mr. Ikeda, he is forty-two years old." Others in the group may also be of that age.
|
136 |
+
|
137 |
+
Absence of wa often means the subject is the focus of the sentence.
|
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+
|
139 |
+
Ikeda-san ga yonjū-ni sai da. "It is Mr. Ikeda who is forty-two years old." This is a reply to an implicit or explicit question, such as "who in this group is forty-two years old?"
|
140 |
+
|
141 |
+
Japanese has an extensive grammatical system to express politeness and formality. This reflects the hierarchical nature of Japanese society.[38]
|
142 |
+
|
143 |
+
The Japanese language can express differing levels in social status. The differences in social position are determined by a variety of factors including job, age, experience, or even psychological state (e.g., a person asking a favour tends to do so politely). The person in the lower position is expected to use a polite form of speech, whereas the other person might use a plainer form. Strangers will also speak to each other politely. Japanese children rarely use polite speech until they are teens, at which point they are expected to begin speaking in a more adult manner. See uchi-soto.
|
144 |
+
|
145 |
+
Whereas teineigo (丁寧語) (polite language) is commonly an inflectional system, sonkeigo (尊敬語) (respectful language) and kenjōgo (謙譲語) (humble language) often employ many special honorific and humble alternate verbs: iku "go" becomes ikimasu in polite form, but is replaced by irassharu in honorific speech and ukagau or mairu in humble speech.
|
146 |
+
|
147 |
+
The difference between honorific and humble speech is particularly pronounced in the Japanese language. Humble language is used to talk about oneself or one's own group (company, family) whilst honorific language is mostly used when describing the interlocutor and their group. For example, the -san suffix ("Mr" "Mrs." or "Miss") is an example of honorific language. It is not used to talk about oneself or when talking about someone from one's company to an external person, since the company is the speaker's in-group. When speaking directly to one's superior in one's company or when speaking with other employees within one's company about a superior, a Japanese person will use vocabulary and inflections of the honorific register to refer to the in-group superior and their speech and actions. When speaking to a person from another company (i.e., a member of an out-group), however, a Japanese person will use the plain or the humble register to refer to the speech and actions of their own in-group superiors. In short, the register used in Japanese to refer to the person, speech, or actions of any particular individual varies depending on the relationship (either in-group or out-group) between the speaker and listener, as well as depending on the relative status of the speaker, listener, and third-person referents.
|
148 |
+
|
149 |
+
Most nouns in the Japanese language may be made polite by the addition of o- or go- as a prefix. o- is generally used for words of native Japanese origin, whereas go- is affixed to words of Chinese derivation. In some cases, the prefix has become a fixed part of the word, and is included even in regular speech, such as gohan 'cooked rice; meal.' Such a construction often indicates deference to either the item's owner or to the object itself. For example, the word tomodachi 'friend,' would become o-tomodachi when referring to the friend of someone of higher status (though mothers often use this form to refer to their children's friends). On the other hand, a polite speaker may sometimes refer to mizu 'water' as o-mizu in order to show politeness.
|
150 |
+
|
151 |
+
Most Japanese people employ politeness to indicate a lack of familiarity. That is, they use polite forms for new acquaintances, but if a relationship becomes more intimate, they no longer use them. This occurs regardless of age, social class, or gender.
|
152 |
+
|
153 |
+
There are three main sources of words in the Japanese language, the yamato kotoba (大和言葉) or wago (和語), kango (漢語), and gairaigo (外来語).[39]
|
154 |
+
|
155 |
+
The original language of Japan, or at least the original language of a certain population that was ancestral to a significant portion of the historical and present Japanese nation, was the so-called yamato kotoba (大和言葉 or infrequently 大和詞, i.e. "Yamato words"), which in scholarly contexts is sometimes referred to as wago (和語 or rarely 倭語, i.e. the "Wa language"). In addition to words from this original language, present-day Japanese includes a number of words that were either borrowed from Chinese or constructed from Chinese roots following Chinese patterns. These words, known as kango (漢語), entered the language from the 5th century onwards via contact with Chinese culture. According to the Shinsen Kokugo Jiten (新選国語辞典) Japanese dictionary, kango comprise 49.1% of the total vocabulary, wago make up 33.8%, other foreign words or gairaigo (外来語) account for 8.8%, and the remaining 8.3% constitute hybridized words or konshugo (混種語) that draw elements from more than one language.[40]
|
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+
|
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+
There are also a great number of words of mimetic origin in Japanese, with Japanese having a rich collection of sound symbolism, both onomatopoeia for physical sounds, and more abstract words. A small number of words have come into Japanese from the Ainu language. Tonakai (reindeer), rakko (sea otter) and shishamo (smelt, a type of fish) are well-known examples of words of Ainu origin.
|
158 |
+
|
159 |
+
Words of different origins occupy different registers in Japanese. Like Latin-derived words in English, kango words are typically perceived as somewhat formal or academic compared to equivalent Yamato words. Indeed, it is generally fair to say that an English word derived from Latin/French roots typically corresponds to a Sino-Japanese word in Japanese, whereas a simpler Anglo-Saxon word would best be translated by a Yamato equivalent.
|
160 |
+
|
161 |
+
Incorporating vocabulary from European languages, gairaigo, began with borrowings from Portuguese in the 16th century, followed by words from Dutch during Japan's long isolation of the Edo period. With the Meiji Restoration and the reopening of Japan in the 19th century, borrowing occurred from German, French, and English. Today most borrowings are from English.
|
162 |
+
|
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+
In the Meiji era, the Japanese also coined many neologisms using Chinese roots and morphology to translate European concepts;[citation needed] these are known as wasei kango (Japanese-made Chinese words). Many of these were then imported into Chinese, Korean, and Vietnamese via their kanji in the late 19th and early 20th centuries.[citation needed] For example, seiji 政治 ("politics"), and kagaku 化学 ("chemistry") are words derived from Chinese roots that were first created and used by the Japanese, and only later borrowed into Chinese and other East Asian languages. As a result, Japanese, Chinese, Korean, and Vietnamese share a large common corpus of vocabulary in the same way many Greek- and Latin-derived words – both inherited or borrowed into European languages, or modern coinages from Greek or Latin roots – are shared among modern European languages – see classical compound.[citation needed]
|
164 |
+
|
165 |
+
In the past few decades, wasei-eigo ("made-in-Japan English") has become a prominent phenomenon. Words such as wanpatān ワンパターン (< one + pattern, "to be in a rut", "to have a one-track mind") and sukinshippu スキンシップ (< skin + -ship, "physical contact"), although coined by compounding English roots, are nonsensical in most non-Japanese contexts; exceptions exist in nearby languages such as Korean however, which often use words such as skinship and rimokon (remote control) in the same way as in Japanese.
|
166 |
+
|
167 |
+
The popularity of many Japanese cultural exports has made some native Japanese words familiar in English, including futon, haiku, judo, kamikaze, karaoke, karate, ninja, origami, rickshaw (from 人力車 jinrikisha), samurai, sayonara, Sudoku, sumo, sushi, tsunami, tycoon. See list of English words of Japanese origin for more.
|
168 |
+
|
169 |
+
Literacy was introduced to Japan in the form of the Chinese writing system, by way of Baekje before the 5th century.[41] Using this language, the Japanese king Bu presented a petition to Emperor Shun of Liu Song in AD 478.[a] After the ruin of Baekje, Japan invited scholars from China to learn more of the Chinese writing system. Japanese emperors gave an official rank to Chinese scholars (続守言/薩弘格/[b][c] 袁晋卿[d]) and spread the use of Chinese characters from the 7th century to the 8th century.
|
170 |
+
|
171 |
+
At first, the Japanese wrote in Classical Chinese, with Japanese names represented by characters used for their meanings and not their sounds. Later, during the 7th century AD, the Chinese-sounding phoneme principle was used to write pure Japanese poetry and prose, but some Japanese words were still written with characters for their meaning and not the original Chinese sound. This is when the history of Japanese as a written language begins in its own right. By this time, the Japanese language was already very distinct from the Ryukyuan languages.[42]
|
172 |
+
|
173 |
+
An example of this mixed style is the Kojiki, which was written in AD 712. They[who?] then started to use Chinese characters to write Japanese in a style known as man'yōgana, a syllabic script which used Chinese characters for their sounds in order to transcribe the words of Japanese speech syllable by syllable.
|
174 |
+
|
175 |
+
Over time, a writing system evolved. Chinese characters (kanji) were used to write either words borrowed from Chinese, or Japanese words with the same or similar meanings. Chinese characters were also used to write grammatical elements, were simplified, and eventually became two syllabic scripts: hiragana and katakana which were developed based on Manyogana from Baekje.[43] However this hypothesis "Manyogana from Baekje" is denied by other scholars.[44][45][additional citation(s) needed]
|
176 |
+
|
177 |
+
Hiragana and Katakana were first simplified from Kanji, and Hiragana, emerging somewhere around the 9th century,[46] was mainly used by women. Hiragana was seen as an informal language, whereas Katakana and Kanji were considered more formal and was typically used by men and in official settings. However, because of hiragana's accessibility, more and more people began using it. Eventually, by the 10th century, hiragana was used by everyone.[47]
|
178 |
+
|
179 |
+
Modern Japanese is written in a mixture of three main systems: kanji, characters of Chinese origin used to represent both Chinese loanwords into Japanese and a number of native Japanese morphemes; and two syllabaries: hiragana and katakana. The Latin script (or romaji in Japanese) is used to a certain extent, such as for imported acronyms and to transcribe Japanese names and in other instances where non-Japanese speakers need to know how to pronounce a word (such as "ramen" at a restaurant). Arabic numerals are much more common than the kanji when used in counting, but kanji numerals are still used in compounds, such as 統一 tōitsu ("unification").
|
180 |
+
|
181 |
+
Historically, attempts to limit the number of kanji in use commenced in the mid-19th century, but did not become a matter of government intervention until after Japan's defeat in the Second World War. During the period of post-war occupation (and influenced by the views of some U.S. officials), various schemes including the complete abolition of kanji and exclusive use of rōmaji were considered. The jōyō kanji ("common use kanji", originally called tōyō kanji [kanji for general use]) scheme arose as a compromise solution.
|
182 |
+
|
183 |
+
Japanese students begin to learn kanji from their first year at elementary school. A guideline created by the Japanese Ministry of Education, the list of kyōiku kanji ("education kanji", a subset of jōyō kanji), specifies the 1,006 simple characters a child is to learn by the end of sixth grade. Children continue to study another 1,130 characters in junior high school, covering in total 2,136 jōyō kanji. The official list of jōyō kanji was revised several times, but the total number of officially sanctioned characters remained largely unchanged.
|
184 |
+
|
185 |
+
As for kanji for personal names, the circumstances are somewhat complicated. Jōyō kanji and jinmeiyō kanji (an appendix of additional characters for names) are approved for registering personal names. Names containing unapproved characters are denied registration. However, as with the list of jōyō kanji, criteria for inclusion were often arbitrary and led to many common and popular characters being disapproved for use. Under popular pressure and following a court decision holding the exclusion of common characters unlawful, the list of jinmeiyō kanji was substantially extended from 92 in 1951 (the year it was first decreed) to 983 in 2004. Furthermore, families whose names are not on these lists were permitted to continue using the older forms.
|
186 |
+
|
187 |
+
Hiragana are used for words without kanji representation, for words no longer written in kanji, and also following kanji to show conjugational endings. Because of the way verbs (and adjectives) in Japanese are conjugated, kanji alone cannot fully convey Japanese tense and mood, as kanji cannot be subject to variation when written without losing their meaning. For this reason, hiragana are appended to kanji to show verb and adjective conjugations. Hiragana used in this way are called okurigana. Hiragana can also be written in a superscript called furigana above or beside a kanji to show the proper reading. This is done to facilitate learning, as well as to clarify particularly old or obscure (or sometimes invented) readings.
|
188 |
+
|
189 |
+
Katakana, like hiragana, constitute a syllabary; katakana are primarily used to write foreign words, plant and animal names, and for emphasis. For example, "Australia" has been adapted as Ōsutoraria (オーストラリア), and "supermarket" has been adapted and shortened into sūpā (スーパー).
|
190 |
+
|
191 |
+
Many major universities throughout the world provide Japanese language courses, and a number of secondary and even primary schools worldwide offer courses in the language. This is much changed from before World War II; in 1940, only 65 Americans not of Japanese descent were able to read, write and understand the language.[48]
|
192 |
+
|
193 |
+
International interest in the Japanese language dates from the 19th century but has become more prevalent following Japan's economic bubble of the 1980s and the global popularity of Japanese popular culture (such as anime and video games) since the 1990s. As of 2015, more than 3.6 million people studied the language worldwide, primarily in East and Southeast Asia.[49] Nearly one million Chinese, 745,000 Indonesians, 556,000 South Koreans and 357,000 Australians studied Japanese in lower and higher educational institutions.[49] Between 2012 and 2015, considerable growth of learners originated in Australia (20.5%), Thailand (34.1%), Vietnam (38.7%) and the Philippines (54.4%).[49]
|
194 |
+
|
195 |
+
As of 2017, more than 267,000 foreign students study at Japanese universities and Japanese language schools, including 107,260 Chinese, 61,670 Vietnamese and 21,500 Nepalese.[50] In addition, local governments and some NPO groups provide free Japanese language classes for foreign residents, including Japanese Brazilians and foreigners married to Japanese nationals. In the United Kingdom, study of the Japanese language is supported by the British Association for Japanese Studies. In Ireland, Japanese is offered as a language in the Leaving Certificate in some schools.[51]
|
196 |
+
|
197 |
+
The Japanese government provides standardized tests to measure spoken and written comprehension of Japanese for second language learners; the most prominent is the Japanese Language Proficiency Test (JLPT), which features five levels of exams (changed from four levels in 2010), ranging from elementary (N5) to advanced (N1). The JLPT is offered twice a year. The Japanese External Trade Organization JETRO organizes the Business Japanese Proficiency Test which tests the learner's ability to understand Japanese in a business setting. The Japan Kanji Aptitude Testing Foundation, which took over the BJT from JETRO in 2009, announced in August 2010 that the test would be discontinued in 2011 due to financial pressures on the Foundation. However, it has since issued a statement to the effect that the test will continue to be available as a result of support from the Japanese government.[52][53]
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History of the world · Ancient maritime history Protohistory · Axial Age · Iron Age Historiography · Ancient literature Ancient warfare · Cradle of civilization
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Ancient history as a term refers to the aggregate of past events[1] from the beginning of writing and recorded human history and extending as far as post-classical history. The phrase may be used either to refer to the period of time or the academic discipline.
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The span of recorded history is roughly 5,000 years, beginning with the Sumerian cuneiform script, with the oldest coherent texts from about 2600 BC.[2] Ancient history covers all continents inhabited by humans in the period 3000 BC – AD 500.
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The broad term "ancient history" is not to be confused with "classical antiquity". The term classical antiquity is often used to refer to Western history in the Ancient Mediterranean from the beginning of recorded Greek history in 776 BC (first Olympiad). This roughly coincides with the traditional date of the founding of Rome in 753 BC, the beginning of the history of ancient Rome, and the beginning of the Archaic period in Ancient Greece.
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The academic term "history" is not to be confused with colloquial references to times past. History is fundamentally the study of the past, and can be either scientific (archaeology) or humanistic (history through language).
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Although the ending date of ancient history is disputed, some Western scholars use the fall of the Western Roman Empire in 476 AD (the most used),[3][4] the closure of the Platonic Academy in 529 AD,[5] the death of the emperor Justinian I in 565 AD,[6] the coming of Islam,[7] or the rise of Charlemagne[8] as the end of ancient and Classical European history. Outside of Europe the 450–500 time frame for the end of ancient times has had difficulty as a transition date from ancient to post-classical times.
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During the time period of ancient history (starting roughly from 3000 BC), the world population was already exponentially increasing due to the Neolithic Revolution, which was in full progress. According to HYDE estimates from the Netherlands, world population increased exponentially in this period. In 10,000 BC in prehistory, the world population had stood at 2 million, rising to 45 million by 3,000 BC. By the rise of the Iron Age in 1,000 BC, the population had risen to 72 million. By the end of the period in 500 AD, the world population is thought to have stood at 209 million. In 3,500 years, the world population increased by 100 times.[9]
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Historians have two major avenues which they take to better understand the ancient world: archaeology and the study of source texts. Primary sources are those sources closest to the origin of the information or idea under study.[10][11] Primary sources have been distinguished from secondary sources, which often cite, comment on, or build upon primary sources.[12]
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Archaeology is the excavation and study of artifacts in an effort to interpret and reconstruct past human behavior.[13][14][15][16] Archaeologists excavate the ruins of ancient cities looking for clues as to how the people of the time period lived. Some important discoveries by archaeologists studying ancient history include:
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Most of what is known of the ancient world comes from the accounts of antiquity's own historians. Although it is important to take into account the bias of each ancient author, their accounts are the basis for our understanding of the ancient past. Some of the more notable ancient writers include Herodotus, Thucydides, Arrian, Plutarch, Polybius, Sima Qian, Sallust, Livy, Josephus, Suetonius, and Tacitus.
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A fundamental difficulty of studying ancient history is that recorded histories cannot document the entirety of human events, and only a fraction of those documents have survived into the present day.[23] Furthermore, the reliability of the information obtained from these surviving records must be considered.[23][24] Few people were capable of writing histories, as literacy was not widespread in almost any culture until long after the end of ancient history.[25]
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The earliest known systematic historical thought emerged in ancient Greece, beginning with Herodotus of Halicarnassus (484–c. 425 BC). Thucydides largely eliminated divine causality in his account of the war between Athens and Sparta,[26] establishing a rationalistic element which set a precedent for subsequent Western historical writings. He was also the first to distinguish between cause and immediate origins of an event.[26]
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The Roman Empire was an ancient culture with a relatively high literacy rate,[27] but many works by its most widely read historians are lost. For example, Livy, a Roman historian who lived in the 1st century BC, wrote a history of Rome called Ab Urbe Condita (From the Founding of the City) in 144 volumes; only 35 volumes still exist, although short summaries of most of the rest do exist. Indeed, no more than a minority of the work of any major Roman historian has survived.
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This gives a listed timeline, ranging from 3200 BC to 400 AD, that provides an overview of ancient history.
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Prehistory is the period before written history. The early human migrations[28] in the Lower Paleolithic saw Homo erectus spread across Eurasia 1.8 million years ago. The controlled use of fire first occurred 800,000 years ago in the Middle Paleolithic. 250,000 years ago, Homo sapiens (modern humans) emerged in Africa. 60–70,000 years ago, Homo sapiens migrated out of Africa along a coastal route to South and Southeast Asia and reached Australia. 50,000 years ago, modern humans spread from Asia to the Near East. Europe was first reached by modern humans 40,000 years ago. Humans migrated to the Americas about 15,000 years ago in the Upper Paleolithic.
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The 10th millennium BC is the earliest given date for the invention of agriculture and the beginning of the ancient era. Göbekli Tepe was erected by hunter-gatherers in the 10th millennium BC (c. 11,500 years ago), before the advent of sedentism. Together with Nevalı Çori, it has revolutionized understanding of the Eurasian Neolithic. In the 7th millennium BC, Jiahu culture began in China. By the 5th millennium BC, the late Neolithic civilizations saw the invention of the wheel and the spread of proto-writing. In the 4th millennium BC, the Cucuteni-Trypillian culture in the Ukraine-Moldova-Romania region develops. By 3400 BC, "proto-literate" cuneiform is spread in the Middle East.[29] The 30th century BC, referred to as the Early Bronze Age II, saw the beginning of the literate period in Mesopotamia and Ancient Egypt. Around the 27th century BC, the Old Kingdom of Egypt and the First Dynasty of Uruk are founded, according to the earliest reliable regnal eras.
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Mesopotamia – Sumer
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India – Indus Valley Civilization
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China – Erlitou
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Andean – Norte Chico
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Measoamerica – Olmec
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The Statue of Ebih-Il – Sumer
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Seal – Indus Valley Civilization
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Pottery jue – Erlitou
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Andean – Foundation of pyramid, Norte Chico
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Olmec Head – Olmec
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The Bronze Age forms part of the three-age system. It follows the Neolithic Age in some areas of the world. In most areas of civilization bronze smelting became a foundation for more advanced societies. There was some contrast with New World societies, who often still preferred stone to metal for utilitarian purposes. Modern historians have identified five original civilizations which emerged in the time period.[30][31][page needed]
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The first civilization emerged in Sumer in the southern region of Mesopotamia, now part of modern-day Iraq. By 3000 BC, Sumerian city states had collectively formed civilization, with government, religion, division of labor and writing. Among the city states Ur was among the most significant.
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In the 24th century BC, the Akkadian Empire[32][33] was founded in Mesopotamia. From Sumer, civilization and bronze smelting spread westward to Egypt, the Minoans and the Hittites.
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The First Intermediate Period of Egypt of the 22nd century BC was followed by the Middle Kingdom of Egypt between the 21st to 17th centuries BC. The Sumerian Renaissance also developed c. the 21st century BC in Ur. Around the 18th century BC, the Second Intermediate Period of Egypt began. Egypt was a superpower at the time. By 1600 BC, Mycenaean Greece developed and invaded the remains of Minoan Civilization. The beginning of Hittite dominance of the Eastern Mediterranean region is also seen in the 1600s BC. The time from the 16th to the 11th centuries BC around the Nile is called the New Kingdom of Egypt. Between 1550 BC and 1292 BC, the Amarna Period developed in Egypt.
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East of the Iranian world, was the Indus River Valley civilization which organized cities neatly on grid patterns.[34]
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However the Indus River Valley civilization diminished after 1900 BC and was later replaced with Indo-Aryan peoples who established Vedic Culture.
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The beginning of the Shang dynasty emerged in China in this period, and there was evidence of a fully developed Chinese writing system. The Shang Dynasty is the first Chinese regime recognized by western scholars though Chinese historians insist that the Xia Dynasty preceded it. The Shang Dynasty practiced forced labor to complete public projects. There is evidence of massive ritual burial.
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Across the ocean, the earliest known civilization of the Americas appeared in the river valleys of the desert coast of central modern day Peru. The Norte Chico civilization's first city flourished around 3100 BC. The Olmecs are supposed to appear later in Mesoamerica between the 14th and 13th century.
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The Iron Age is the last principal period in the three-age system, preceded by the Bronze Age. Its date and context vary depending on the country or geographical region. The Iron Age over all was characterized by the prevalent smelting of iron with Ferrous metallurgy and the use of Carbon steel. Smelted iron proved more durable than earlier metals such as Copper or Bronze and allowed for more productive societies. The Iron Age took place at different times in different parts of the world, and comes to an end when a society began to maintain historical records.
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During the 13th to 12th centuries BC, the Ramesside Period occurred in Egypt. Around 1200 BC, the Trojan War was thought to have taken place.[35] By around 1180 BC, the disintegration of the Hittite Empire was under way. The collapse of the Hitties was part of the larger scale Bronze Age Collapse which took place in the Ancient Near East around 1200 BC. In Greece the Mycenae and Minona both disintegrated. A wave of Sea Peoples attacked many countries, only Egypt survived intact. Afterwards some entirely new successor civilizations arose in the Eastern Mediterranean.
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In 1046 BC, the Zhou force, led by King Wu of Zhou, overthrew the last king of the Shang dynasty. The Zhou dynasty was established in China shortly thereafter. During this Zhou era China embraced a feudal society of decentralized power. Iron Age China then dissolved into the warring states period where possibly millions of soldiers fought each other over feudal struggles.
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Pirak is an early iron-age site in Balochistan, Pakistan, going back to about 1200 BC. This period is believed to be the beginning of the Iron Age in India and the subcontinent.[36] Around the same time came the Vedas, the oldest sacred texts for the Hindu Religion.
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In 1000 BC, the Mannaean Kingdom began in Western Asia. Around the 10th to 7th centuries BC, the Neo-Assyrian Empire developed in Mesopotamia.[37] In 800 BC, the rise of Greek city-states began. In 776 BC, the first recorded Olympic Games were held.[38] In contrast to neighboring cultures the Greek City states did not become a single militaristic empire but competed with each other as separate polis.
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The preceding Iron Age is often thought to have ended in the Middle East around 550 BC due to the rise of Historiography (the historical record). The Axial Age is used to describe history between 800 and 200 BC of Eurasia, including Ancient Greece, Iran, India and China. Widespread trade and communication between distinct regions in this period, including the rise of the Silk Road. This period saw the rise of philosophy and proselytizing religions.
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Philosophy, religion and science were diverse in the Hundred Schools of Thought producing thinkers such as Confucius, Lao Tzu and Mozi during the sixth century BC. Similar trends emerged throughout Eurasia in India with the rise of Buddhism, in the Near East with Zoroastrianism and Judaism and in the west with Ancient Greek Philosophy. In these developments religious and philosophical figures were all searching for human meaning.[39]
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The Axial Age and its aftermath saw large wars and the formation of large empires that stretched beyond the limits of earlier Iron Age Societies. Significant for the time was the Persian Achaemenid Empire.[40] The empire's vast territory extended from modern day Egypt to Xinjiang. The empire's legacy include the rise of commerce over land routes through Eurasia as well as the spreading of Persian culture through the middle east. The Royal Road allowed for efficient trade and taxation. Though Macedonian Alexander the Great conquered the Achaemenid Empire in its entirety, the unity of Alexander's conquests did not survive past his lifetime. Greek culture, and technology spread through West and South Asia often synthesizing with local cultures.
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Formation of Empires and Fragmentation
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Separate Greek Kingdoms Egypt and Asia encouraged trade and communication like earlier Persian administrations.[41] Combined with the expansion of the Han Dynasty westward the Silk Road as a series of routes made possible the exchange of goods between the Mediterranean Basin, South Asia and East Asia. In South Asia, the Mauryan empire briefly annexed much of the Indian Subcontinent though short lived, its reign had the legacies of spreading Buddhism and providing an inspiration to later Indian states.
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Supplanting the warring Greek Kingdoms in the western world came the growing Roman Republic and the Iranian Parthian Empire. As a result of empires, urbanization and literacy spread to locations which had previously been at the periphery of civilization as known by the large empires. Upon the turn of the millennium the independence of tribal peoples and smaller kingdoms were threatened by more advanced states. Empires were not just remarkable for their territorial size but for their administration and the dissemination of culture and trade, in this way the influence of empires often extended far beyond their national boundaries. Trade routes expanded by land and sea and allowed for flow of goods between distant regions even in the absence of communication. Distant nations such as Imperial Rome and the Chinese Han Dynasty rarely communicated but trade of goods did occur as evidenced by archaeological discoveries such as Roman coins in Vietnam. At this time most of the world's population inhabited only a small part of the earth's surface. Outside of civilization large geographic areas such as Siberia, Sub Saharan Africa and Australia remained sparsely populated. The New World hosted a variety of separate civilizations in the but its own trade networks were smaller due to the lack of draft animals and the wheel.
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Empires with their immense military strength remained fragile to civil wars, economic decline and a changing political environment internationally. In 220 AD Han China collapsed into warring states while the European Roman Empire began to suffer from turmoil in the Third Century Crisis. In Persia regime change took place from Parthian Empire to the more centralized Sassanian Empire. The land based Silk Road continued to deliver profits in trade but came under continual assault by nomads all on the northern frontiers of Eurasian nations. Safer sea routes began to gain preference in the early centuries AD
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Proselytizing religions began to replace polytheism and folk religions in many areas. Christianity gained a wide following in the Roman Empire, Zoroastrianism became the state enforced religion of Iran and Buddhism spread to East Asia from South Asia. Social change, political transformation as well as ecological events all contributed to the end of Ancient Times and the beginning of the Post Classical era in Eurasia roughly around the year 500.
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The rise of civilization corresponded with the institutional sponsorship of belief in gods, supernatural forces and the afterlife. During the Bronze Age, many civilizations adopted their own form of Polytheism. Usually, polytheistic Gods manifested human personalities, strengths and failings. Early religion was often based on location, with cities or entire countries selecting a deity, that would grant them preferences and advantages over their competitors. Worship involved the construction of representation of deities, and the granting of sacrifices. Sacrifices could be material goods, food, or in extreme cases human sacrifice to please a deity. New philosophies and religions arose in both east and west, particularly about the 6th century BC. Over time, a great variety of religions developed around the world, with some of the earliest major ones being Hinduism, Buddhism, and Jainism in India, and Zoroastrianism in Persia. The Abrahamic religions trace their origin to Judaism, around 1800 BC.
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The ancient Indian philosophy is a fusion of two ancient traditions: Sramana tradition and Vedic tradition. Indian philosophy begins with the Vedas where questions related to laws of nature, the origin of the universe and the place of man in it are asked. Jainism and Buddhism are continuation of the Sramana school of thought. The Sramanas cultivated a pessimistic world view of the samsara as full of suffering and advocated renunciation and austerities. They laid stress on philosophical concepts like Ahimsa, Karma, Jnana, Samsara and Moksa. While there are ancient relations between the Indian Vedas and the Iranian Avesta, the two main families of the Indo-Iranian philosophical traditions were characterized by fundamental differences in their implications for the human being's position in society and their view on the role of man in the universe.
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In the east, three schools of thought were to dominate Chinese thinking until the modern day. These were Taoism, Legalism and Confucianism. The Confucian tradition, which would attain dominance, looked for political morality not to the force of law but to the power and example of tradition. Confucianism would later spread into the Korean peninsula and Goguryeo[42] and toward Japan.
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In the west, the Greek philosophical tradition, represented by Socrates, Plato, and Aristotle, was diffused throughout Europe and the Middle East in the 4th century BC by the conquests of Alexander III of Macedon, more commonly known as Alexander the Great. After the Bronze and Iron Age religions formed, the rise and spread of Christianity through the Roman world marked the end of Hellenistic philosophy and ushered in the beginnings of Medieval philosophy.
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In the history of technology and ancient science during the growth of the ancient civilizations, ancient technological advances were produced in engineering. These advances stimulated other societies to adopt new ways of living and governance. Sometimes, technological development was sponsored by the state.[citation needed]
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The characteristics of Ancient Egyptian technology are indicated by a set of artifacts and customs that lasted for thousands of years. The Egyptians invented and used many basic machines, such as the ramp and the lever, to aid construction processes. The Egyptians also played an important role in developing Mediterranean maritime technology including ships and lighthouses.[citation needed]
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Water managing Qanats which likely emerged on the Iranian plateau and possibly also in the Arabian peninsula sometime in the early 1st millennium BC spread from there slowly west- and eastward.[43]
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The history of science and technology in India dates back to ancient times. The Indus Valley civilization yields evidence of hydrography, and sewage collection and disposal being practiced by its inhabitants. Among the fields of science and technology pursued in India were metallurgy, astronomy, mathematics and Ayurveda. Some ancient inventions include plastic surgery, cataract surgery, Hindu-Arabic numeral system and Wootz steel.
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The history of science and technology in China show significant advances in science, technology, mathematics, and astronomy. The first recorded observations of comets and supernovae were made in China. Traditional Chinese medicine, acupuncture and herbal medicine were also practiced.[citation needed]
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Ancient Greek technology developed at an unprecedented speed during the 5th century BC, continuing up to and including the Roman period, and beyond. Inventions that are credited to the ancient Greeks such as the gear, screw, bronze casting techniques, water clock, water organ, torsion catapult and the use of steam to operate some experimental machines and toys. Many of these inventions occurred late in the Greek period, often inspired by the need to improve weapons and tactics in war. Roman technology is the engineering practice which supported Roman civilization and made the expansion of Roman commerce and Roman military possible over nearly a thousand years. The Roman Empire had the most advanced set of technology of their time, some of which may have been lost during the turbulent eras of Late Antiquity and the Early Middle Ages. Roman technological feats of many different areas, like civil engineering, construction materials, transport technology, and some inventions such as the mechanical reaper went unmatched until the 19th century.[citation needed]
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The history of ancient navigation began in earnest when men took to the sea in planked boats and ships propelled by sails hung on masts, like the Ancient Egyptian Khufu ship from the mid-3rd millennium BC. According to the Greek historian Herodotus, Necho II sent out an expedition of Phoenicians, which in three years sailed from the Red Sea around Africa to the mouth of the Nile. Many current historians tend to believe Herodotus on this point, even though Herodotus himself was in disbelief that the Phoenicians had accomplished the act.
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Hannu was an ancient Egyptian explorer (around 2750 BC) and the first explorer of whom there is any knowledge. He made the first recorded exploring expedition, writing his account of his exploration in stone. Hannu travelled along the Red Sea to Punt, and sailed to what is now part of eastern Ethiopia and Somalia. He returned to Egypt with great treasures, including precious myrrh, metal and wood.
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Ancient warfare is war as conducted from the beginnings of recorded history to the end of the ancient period. In Europe, the end of antiquity is often equated with the fall of Rome in 476. In China, it can also be seen as ending in the 5th century, with the growing role of mounted warriors needed to counter the ever-growing threat from the north.
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The difference between prehistoric warfare and ancient warfare is less one of technology than of organization. The development of the first city-states, and then empires, allowed warfare to change dramatically. Beginning in Mesopotamia, states produced sufficient agricultural surplus that full-time ruling elites and military commanders could emerge. While the bulk of military forces were still farmers, the society could support having them campaigning rather than working the land for a portion of each year. Thus, organized armies developed for the first time.
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These new armies could help states grow in size and became increasingly centralized, and the first empire, that of the Sumerians, formed in Mesopotamia. Early ancient armies continued to primarily use bows and spears, the same weapons that had been developed in prehistoric times for hunting. Early armies in Egypt and China followed a similar pattern of using massed infantry armed with bows and spears.
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Ancient music is music that developed in literate cultures, replacing prehistoric music. Ancient music refers to the various musical systems that were developed across various geographical regions such as Persia, India, China, Greece, Rome, Egypt and Mesopotamia (see music of Mesopotamia, music of ancient Greece, music of ancient Rome, music of Iran). Ancient music is designated by the characterization of the basic audible tones and scales. It may have been transmitted through oral or written systems. Arts of the ancient world refers to the many types of art that were in the cultures of ancient societies, such as those of ancient China, Egypt, Greece, India, Persia, Mesopotamia and Rome.
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Dairy farming, textile, metal working, potter's wheel, sexagesimal system
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potter's wheel, Agriculture, dams, city planning, Mathematics, temple builders, Astronomy, Astrology, Medicine, literature, Martial arts
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Egyptian Pyramids, Mummification, Decimal system, Solar calendar
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Mud brick temple, pottery, Nubian pyramids, Solar calendar
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Agriculture, winemaking, architecture poetry, drama, philosophy, history, rhetoric, mathematics, political science, astronomy, physics, chemistry, medicine, warfare
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Silk, Pottery, Chinaware, Metals, Great Wall, Paper
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Agriculture, Olmec colossal heads, Mesoamerican calendars, Popcorn, Bloodletting Agriculture, Maya textiles
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Agriculture, architecture, landscaping, postal service
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Agriculture, Roman calendar, concrete
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The Ancient Near East is considered the cradle of civilization. It was the first to practice intensive year-round agriculture; created the first coherent writing system, invented the potter's wheel and then the vehicular- and mill wheel, created the first centralized governments, law codes and empires, as well as introducing social stratification, slavery and organized warfare, and it laid the foundation for the fields of astronomy and mathematics.
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Mesopotamia is the site of some of the earliest known civilizations in the world. Early settlement of the alluvial plain lasted from the Ubaid period (late 6th millennium BC) through the Uruk period (4th millennium BC) and the Dynastic periods (3rd millennium BC) until the rise of Babylon in the early 2nd millennium BC. The surplus of storable foodstuffs created by this economy allowed the population to settle in one place instead of migrating after crops and herds. It also allowed for a much greater population density, and in turn required an extensive labor force and division of labor. This organization led to the necessity of record keeping and the development of writing (c. 3500 BC).
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Babylonia was an Amorite state in lower Mesopotamia (modern southern Iraq), with Babylon as its capital. Babylonia emerged when Hammurabi (fl. c. 1728–1686 BC, according to the short chronology) created an empire out of the territories of the former kingdoms of Sumer and Akkad. The Amorites being ancient Semitic-speaking peoples, Babylonia adopted the written Akkadian language for official use; they retained the Sumerian language for religious use, which by that time was no longer a spoken language. The Akkadian and Sumerian cultures played a major role in later Babylonian culture, and the region would remain an important cultural center, even under outside rule. The earliest mention of the city of Babylon can be found in a tablet from the reign of Sargon of Akkad, dating back to the 23rd century BC.
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The Neo-Babylonian Empire, or Chaldea, was Babylonia under the rule of the 11th ("Chaldean") dynasty, from the revolt of Nabopolassar in 626 BC until the invasion of Cyrus the Great in 539 BC. Notably, it included the reign of Nebuchadnezzar II, who conquered the Kingdom of Judah and Jerusalem.
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Akkad was a city and its surrounding region in central Mesopotamia. Akkad also became the capital of the Akkadian Empire.[44] The city was probably situated on the west bank of the Euphrates, between Sippar and Kish (in present-day Iraq, about 50 km (31 mi) southwest of the center of Baghdad). Despite an extensive search, the precise site has never been found. Akkad reached the height of its power between the 24th and 22nd centuries BC, following the conquests of king Sargon of Akkad. Because of the policies of the Akkadian Empire toward linguistic assimilation, Akkad also gave its name to the predominant Semitic dialect: the Akkadian language, reflecting use of akkadû ("in the language of Akkad") in the Old Babylonian period to denote the Semitic version of a Sumerian text.
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Assyria was originally (in the Middle Bronze Age) a region on the Upper Tigris, named for its original capital, the ancient city of Assur. Later, as a nation and empire that came to control all of the Fertile Crescent, Egypt and much of Anatolia, the term "Assyria proper" referred to roughly the northern half of Mesopotamia (the southern half being Babylonia), with Nineveh as its capital. The Assyrian kings controlled a large kingdom at three different times in history. These are called the Old (20th to 15th centuries BC), Middle (15th to 10th centuries BC), and Neo-Assyrian (911–612 BC) kingdoms, or periods, of which the last is the most well known and best documented. Assyrians invented excavation to undermine city walls, battering rams to knock down gates, as well as the concept of a corps of engineers, who bridged rivers with pontoons or provided soldiers with inflatable skins for swimming.[45]
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Mitanni was an Indo-Iranian[46] empire in northern Mesopotamia from c. 1500 BC. At the height of Mitanni power, during the 14th century BC, it encompassed what is today southeastern Turkey, northern Syria and northern Iraq, centered around its capital, Washukanni, whose precise location has not been determined by archaeologists.
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Elam is the name of an ancient civilization located in what is now southwest Iran. Archaeological evidence associated with Elam has been dated to before 5000 BC.[47][48][49][50][51][52][53] According to available written records, it is known to have existed from around 3200 BC – making it among the world's oldest historical civilizations – and to have endured up until 539 BC. Its culture played a crucial role in the Gutian Empire, especially during the Achaemenid dynasty that succeeded it, when the Elamite language remained among those in official use. The Elamite period is considered a starting point for the history of Iran.
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The Medes were an ancient Iranian people. They had established their own empire by the 6th century BC, having defeated the Neo-Assyrian Empire with the Chaldeans. They overthrew Urartu later on as well. The Medes are credited with the foundation of the first Iranian empire, the largest of its day until Cyrus the Great established a unified Iranian empire of the Medes and Persian, often referred to as the Achaemenid Empire, by defeating his grandfather and overlord, Astyages the king of Media.
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The Achaemenid Empire was the largest and most significant of the Persian Empires, and followed the Median Empire as the second great empire of the Iranians. It is noted in western history as the foe of the Greek city states in the Greco-Persian Wars, for freeing the Israelites from their Babylonian captivity, for its successful model of a centralized bureaucratic administration, the Mausoleum of Halicarnassus (one of the Seven Wonders of the Ancient World), and for instituting Aramaic as the empire's official language. Because of the Empire's vast extent and long endurance, Persian influence upon the language, religion, architecture, philosophy, law and government of nations around the world lasts to this day. At the height of its power, the Achaemenid dynasty encompassed approximately 8.0 million square kilometers, held the greatest percentage of world population to date, stretched three continents (Europe, Asia and Africa) and was territorially the largest empire of classical antiquity.
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Parthia was an Iranian civilization situated in the northeastern part of modern Iran. Their power was based on a combination of the guerrilla warfare of a mounted nomadic tribe, with organizational skills to build and administer a vast empire – even though it never matched in power and extent the Persian empires that preceded and followed it. The Parthian Empire was led by the Arsacid dynasty, which reunited and ruled over significant portions of the Near East and beyond, after defeating and disposing the Hellenistic Seleucid Empire, beginning in the late 3rd century BC. It was the third native dynasty of ancient Iran (after the Median and the Achaemenid dynasties). Parthia had many wars with the Roman Republic (and subsequently the Roman Empire), which marked the start of what would be over 700 years of frequent Roman-Persian Wars.
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The Sassanid Empire, lasting the length of the Late Antiquity period, is considered to be one of Iran's most important and influential historical periods. In many ways the Sassanid period witnessed the highest achievements of Persian civilization and constituted the last great Iranian Empire before the Muslim conquest and the adoption of Islam.[54] During Sassanid times, Persia influenced Roman civilization considerably,[55] and the Romans reserved for the Sassanid Persians alone the status of equals. Sassanid cultural influence extended far beyond the empire's territorial borders, reaching as far as Western Europe,[56] Africa,[57] China, and India, playing a role, for example, in the formation of both European and Asiatic medieval art.[58]
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The early history of the Hittite empire is known through tablets that may first have been written in the 17th century BC but survived only as copies made in the 14th and 13th centuries BC. These tablets, known collectively as the Anitta text,[59] begin by telling how Pithana the king of Kussara or Kussar (a small city-state yet to be identified by archaeologists) conquered the neighbouring city of Neša (Kanesh). However, the real subject of these tablets is Pithana's son Anitta, who conquered several neighbouring cities, including Hattusa and Zalpuwa (Zalpa).
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Assyrian inscriptions of Shalmaneser I (c. 1270 BC) first mention Uruartri as one of the states of Nairi – a loose confederation of small kingdoms and tribal states in the Armenian Highland from the 13th to 11th centuries BC. Uruartri itself was in the region around Lake Van. The Nairi states were repeatedly subjected to attacks by the Assyrians, especially under Tukulti-Ninurta I (c. 1240 BC), Tiglath-Pileser I (c. 1100 BC), Ashur-bel-kala (c. 1070 BC), Adad-nirari II (c. 900), Tukulti-Ninurta II (c. 890), and Ashurnasirpal II (883–859 BC).
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The Kingdom of Armenia was an independent kingdom from 321 BC to 428 AD, and a client state of the Roman and Persian empires until 428. Between 95–55 BC under the rule of King Tigranes the Great, the kingdom of Armenia became a large and powerful empire stretching from the Caspian to the Mediterranean Seas. During this short time it was considered to be the most powerful state in the Roman East.[60][61]
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Israel and Judah were related Iron Age kingdoms of the ancient Levant and had existed during the Iron Ages and the Neo-Babylonian, Persian and Hellenistic periods.
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The name Israel first appears in the stele of the Egyptian pharaoh Merneptah c. 1209 BC, "Israel is laid waste and his seed is no more."[62] This "Israel" was a cultural and probably political entity of the central highlands, well enough established to be perceived by the Egyptians as a possible challenge to their hegemony, but an ethnic group rather than an organised state;[63] Archaeologist Paula McNutt says: "It is probably ... during Iron Age I [that] a population began to identify itself as 'Israelite'," differentiating itself from its neighbours via prohibitions on intermarriage, an emphasis on family history and genealogy, and religion.[64]
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Israel had emerged by the middle of the 9th century BC, when the Assyrian king Shalmaneser III names "Ahab the Israelite" among his enemies at the battle of Qarqar (853). Judah emerged somewhat later than Israel, probably during the 9th century BC, but the subject is one of considerable controversy.[65] Israel came into increasing conflict with the expanding neo-Assyrian empire, which first split its territory into several smaller units and then destroyed its capital, Samaria (722). A series of campaigns by the Neo-Babylonian Empire between 597 and 582 led to the destruction of Judah.
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Followed by the fall of Babylon to the Persian empire, Jews were allowed, by Cyrus the Great, to return to Judea. The Hasmonean Kingdom (followed by the Maccabean revolt) had existed during the Hellenistic period and then the Herodian kingdom during the Roman period.
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The history of Pre-Islamic Arabia before the rise of Islam in the 630s is not known in great detail. Archaeological exploration in the Arabian peninsula has been sparse; indigenous written sources are limited to the many inscriptions and coins from southern Arabia. Existing material consists primarily of written sources from other traditions (such as Egyptians, Greeks, Persians, Romans, etc.) and oral traditions later recorded by Islamic scholars. Many small kingdoms prospered from Red sea and Indian Ocean trade. Major kingdoms included the Sabaeans, Awsan, Lahkimid Himyar and the Nabateans. Arab kingdoms are occasionally mentioned in the Hebrew Old Testament under the name of Edom.
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Though the Ugaritic site is thought to have been inhabited earlier, Neolithic Ugarit was already important enough to be fortified with a wall early on. The first written evidence mentioning the city comes from the nearby city of Ebla, c. 1800 BC. Ugarit passed into the sphere of influence of Egypt, which deeply influenced its art. On the Mediterranean coast of modern-day Israel, Palestine and Lebanon, Canaanite peoples became wealth through trade inspiring Phoenicians.
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Phoenicia was an ancient civilization centered in the north of ancient Canaan, with its heartland along the coastal regions of modern-day Lebanon, Syria and Israel. Phoenician civilization was an enterprising maritime trading culture that spread across the Mediterranean between the period of 1550 to 300 BC. One Phoenician colony, Carthage, became a powerful nation in its own right.
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Carthage was founded in 814 BC by Phoenician settlers from the city of Tyre, bringing with them the city-god Melqart.[66] Ancient Carthage was an informal hegemony of Phoenician city-states throughout North Africa and modern Spain from 575 BC until 146 BC. It was more or less under the control of the city-state of Carthage after the fall of Tyre to Babylonian forces. At the height of the city's influence, its empire included most of the western Mediterranean. The empire was in a constant state of struggle with the Roman Republic, which led to a series of conflicts known as the Punic Wars. After the third and final Punic War, Carthage was destroyed then occupied by Roman forces. Nearly all of the territory held by Carthage fell into Roman hands.
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Ancient Egypt was a long-lived civilization geographically located in north-eastern Africa. It was concentrated along the middle to lower reaches of the Nile River reaching its greatest extension during the 2nd millennium BC, which is referred to as the New Kingdom period. It reached broadly from the Nile Delta in the north, as far south as Jebel Barkal at the Fourth Cataract of the Nile. Extensions to the geographical range of ancient Egyptian civilization included, at different times, areas of the southern Levant, the Eastern Desert and the Red Sea coastline, the Sinai Peninsula and the Western Desert (focused on the several oases).
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Ancient Egypt developed over at least three and a half millennia. It began with the incipient unification of Nile Valley polities around 3500 BC and is conventionally thought to have ended in 30 BC when the early Roman Empire conquered and absorbed Ptolemaic Egypt as a province. (Though this last did not represent the first period of foreign domination, the Roman period was to witness a marked, if gradual transformation in the political and religious life of the Nile Valley, effectively marking the termination of independent civilisational development).
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The civilization of ancient Egypt was based on a finely balanced control of natural and human resources, characterised primarily by controlled irrigation of the fertile Nile Valley; the mineral exploitation of the valley and surrounding desert regions; the early development of an independent writing system and literature; the organisation of collective projects; trade with surrounding regions in east / central Africa and the eastern Mediterranean; finally, military ventures that exhibited strong characteristics of imperial hegemony and territorial domination of neighbouring cultures at different periods. Motivating and organizing these activities were a socio-political and economic elite that achieved social consensus by means of an elaborate system of religious belief under the figure of a (semi)-divine ruler (usually male) from a succession of ruling dynasties and which related to the larger world by means of polytheistic beliefs.
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The Kushite civilization, which is also known as Nubia, was formed before a period of Egyptian incursion into the area. The first cultures arose in what is now Sudan before the time of a unified Egypt, and the most widespread culture is known as the Kerma civilization. Egyptians referred to Nubia as "Ta-Seti," or "The Land of the Bow," since the Nubians were known to be expert archers. The two civilization shared an abundance of peaceful cultural interchange and cooperation, including mixed marriages and even the same gods. In the New Kingdom, Nubians became indistinguishable in the archaeological record from Egyptians. The Kingdom of Kush survived longer than that of Egypt and at its greatest extent Nubia ruled over Egypt (under the leadership of king Piye), and controlled Egypt during the 8th century BC as the 25th Dynasty.[67]
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It is also referred to as Ethiopia in ancient Greek and Roman records. According to Josephus and other classical writers, the Kushite Empire covered all of Africa, and some parts of Asia and Europe at one time or another. In contrast to the Egyptians the Nubians had an unusually high number of ruling queens also known as Kandake, especially during the golden age of the Meroitic Kingdom. Unlike the rest of the world at the time, women in Nubia exercised significant control in society.[68] The Kushites are also famous for having buried their monarchs along with all their courtiers in mass graves. The Kushites also built burial mounds and pyramids, and shared some of the same gods worshipped in Egypt, especially Amon and Isis.
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The Land of Punt, also called Pwenet or Pwene[69] by the ancient Egyptians, was a trading partner known for producing and exporting gold, aromatic resins, African blackwood, ebony, ivory, slaves and wild animals.[69] Information about Punt has been found in ancient Egyptian records of trade missions to this region.
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The exact location of Punt remains a mystery. The mainstream view is that Punt was located to the south-east of Egypt, most likely on the coast of the Horn of Africa. Archaeologist Richard Pankhurst (academic) states;
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"[Punt] has been identified with territory on both the Arabian and the Horn of Africa coasts. Consideration of the articles that the Egyptians obtained from Punt, notably gold and ivory, suggests, however, that these were primarily of African origin. ... This leads us to suppose that the term Punt probably applied more to African than Arabian territory."[69][70][71][72]
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The earliest recorded Egyptian expedition to Punt was organized by Pharaoh Sahure of the Fifth Dynasty (25th century BC) although gold from Punt is recorded as having been in Egypt in the time of king Khufu of the Fourth Dynasty of Egypt.[73] Subsequently, there were more expeditions to Punt in the Sixth Dynasty of Egypt, the Eleventh dynasty of Egypt, the Twelfth dynasty of Egypt and the Eighteenth dynasty of Egypt. In the Twelfth dynasty of Egypt, trade with Punt was celebrated in popular literature in "Tale of the Shipwrecked Sailor".
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The Axumite Empire was an important trading nation in northeastern Africa centered in present-day Eritrea and northern Ethiopia, it existed from approximately 100–940 AD, growing from the Iron Age proto-Aksumite period c. fourth century BC to achieve prominence by the first century CE.[74]
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According to the Book of Aksum, Aksum's first capital, Mazaber, was built by Itiyopis, son of Cush.[75] The capital was later moved to Axum in northern Ethiopia. The Kingdom used the name "Ethiopia" as early as the fourth century.[76][77]
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The Empire of Aksum at its height at its climax by the early sixth century extended through much of modern Ethiopia and across the Red Sea to Arabia. The capital city of the empire was Aksum, now in northern Ethiopia.
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Its ancient capital is found in northern Ethiopia, the Kingdom used the name "Ethiopia" as early as the 4th century.[76][78] Aksum is mentioned in the 1st century AD Periplus of the Erythraean Sea as an important market place for ivory, which was exported throughout the ancient world, and states that the ruler of Aksum in the 1st century AD was Zoscales, who, besides ruling in Aksum also controlled two harbours on the Red Sea: Adulis (near Massawa) and Avalites (Assab). He is also said to have been familiar with Greek literature.[79] It is also an alleged resting place of the Ark of the Covenant and home of the Queen of Sheba. Aksum was also one of the first major empires to convert to Christianity.
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The Nok culture appeared in Nigeria around 1000 BC and mysteriously vanished around 200 AD. The civilization's social system is thought to have been highly advanced. The Nok civilization was considered to be the earliest sub-Saharan producer of life-sized Terracotta which have been discovered by archaeologists.[80] A Nok sculpture resident at the Minneapolis Institute of Arts, portrays a sitting dignitary wearing a "Shepherds Crook" on the right arm, and a "hinged flail" on the left. These are symbols of authority associated with ancient Egyptian pharaohs, and the god Osiris, which suggests that an ancient Egyptian style of social structure, and perhaps religion, existed in the area of modern Nigeria during the late Pharonic period.[81] (Informational excerpt copied from Nigeria and Nok culture articles)
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One of the earliest Neolithic sites in the Indian subcontinent is Bhirrana along the ancient Ghaggar-Hakra (Saraswati) riverine system in the present day state of Haryana in India, dating to around 7600 BC.[82] Other early sites include Lahuradewa in the Middle Ganges region and Jhusi near the confluence of Ganges and Yamuna rivers, both dating to around 7000 BC.[83][84] The aceramic Neolithic at Mehrgarh lasts from 7000 to 5500 BC, with the ceramic Neolithic at Mehrgarh lasting up to 3300 BC; blending into the Early Bronze Age. Mehrgarh is one of the earliest sites with evidence of farming and herding in the Indian subcontinent.[85][86] Early Mehrgarh residents lived in mud brick houses, stored their grain in granaries, fashioned tools with local copper ore, and lined their large basket containers with bitumen. They cultivated six-row barley, einkorn and emmer wheat, jujubes and dates, and herded sheep, goats and cattle. Residents of the later period (5500 BC to 2600 BC) put much effort into crafts, including flint knapping, tanning, bead production, and metal working. The site was occupied continuously until about 2600 BC.
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The Indus Valley Civilization (c. 3300–1700 BC, flourished 2600–1900 BC), abbreviated IVC, was an ancient civilization that flourished in the Indus and Ghaggar-Hakra river valleys have been found in eastern Afghanistan, Pakistan and western India. Minor scattered sites have been found as far away as Turkmenistan. Another name for this civilization is the Harappan Civilization, after the first of its cities to be excavated, Harappa in the Pakistani province of Punjab. The IVC were known to the Sumerians as the Meluhha, and other trade contacts may have included Egypt, Africa, however, the modern world discovered it only in the 1920s as a result of archaeological excavations and rail-road building.
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The births of Mahavira and Buddha in the 6th century BC mark the beginning of well-recorded history in the region. Around the 5th century BC, the ancient region of Afghanistan and Pakistan was invaded by the Achaemenid Empire under Darius in 522 BC[87] forming the easternmost satraps of the Persian Empire. The provinces of Sindh and Panjab were said to be the richest satraps of the Persian Empire and contributed many soldiers to various Persian expeditions. It is known that an Indian contingent fought in Xerxes' army on his expedition to Greece. Herodotus mentions that the Indus satrapy supplied cavalry and chariots to the Persian army. He also mentions that the Indus people were clad in armaments made of cotton, carried bows and arrows of cane covered with iron. Herodotus states that in 517 BC Darius sent an expedition under Scylax to explore the Indus. Under Persian rule, much irrigation and commerce flourished within the vast territory of the empire. The Persian empire was followed by the invasion of the Greeks under Alexander's army. Since Alexander was determined to reach the eastern-most limits of the Persian Empire he could not resist the temptation to conquer India (i.e. the Punjab region), which at this time was parcelled out into small chieftain-ships, who were feudatories of the Persian Empire. Alexander amalgamated the region into the expanding Hellenic empire.[citation needed] The Rigveda, in Sanskrit, goes back to about 1500 BC. The Indian literary tradition has an oral history reaching down into the Vedic period of the later 2nd millennium BC.
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Ancient India is usually taken to refer to the "golden age" of classical Indian culture, as reflected in Sanskrit literature, beginning around 500 BC with the sixteen monarchies and 'republics' known as the Mahajanapadas, stretched across the Indo-Gangetic plains from modern-day Afghanistan to Bangladesh. The largest of these nations were Magadha, Kosala, Kuru and Gandhara. Notably, the great epics of Ramayana and Mahabharata are rooted in this classical period.
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Amongst the sixteen Mahajanapadas, the kingdom of Magadha rose to prominence under a number of dynasties that peaked in power under the reign of Ashoka Maurya one of India's most legendary and famous emperors. During the reign of Ashoka, the four dynasties of Chola, Chera, and Pandya were ruling in the South, while the King Devanampiya Tissa was controlling the Anuradhapura Kingdom (now Sri Lanka). These kingdoms, while not part of Ashoka's empire, were in friendly terms with the Maurya Empire. There was a strong alliance existed between Devanampiya Tissa (250–210 BC) and Ashoka of India,[88] who sent Arahat Mahinda, four monks, and a novice being sent to Sri Lanka.[89]
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They encountered Devanampiya Tissa at Mihintale. After this meeting, Devanampiya Tissa embraced Buddhism the order of monks was established in the country.[90] Devanampiya Tissa, guided by Arahat Mahinda, took steps to firmly establish Buddhism in the country.
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The period between AD 320–550 is known as the Classical Age, when most of North India was reunited under the Gupta Empire (c. AD 320–550). This was a period of relative peace, law and order, and extensive achievements in religion, education, mathematics, arts, Sanskrit literature and drama. Grammar, composition, logic, metaphysics, mathematics, medicine, and astronomy became increasingly specialized and reached an advanced level. The Gupta Empire was weakened and ultimately ruined by the raids of Hunas (a branch of the Hephthalites emanating from Central Asia). Under Harsha (r. 606–47), North India was reunited briefly.
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The educated speech at that time was Sanskrit, while the dialects of the general population of northern India were referred to as Prakrits. The South Indian Malabar Coast and the Tamil people of the Sangam age traded with the Graeco-Roman world. They were in contact with the Phoenicians, Romans, Greeks, Arabs, Syrians, Jews, and the Chinese.[91]
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The regions of South Asia, primarily present-day India and Pakistan, were estimated to have had the largest economy of the world between the 1st and 15th centuries AD, controlling between one third and one quarter of the world's wealth up to the time of the Mughals, from whence it rapidly declined during British rule.[92]
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Chinese Civilization that emerged within the Yellow River Valley is one of five original civilizations in the world. Prior to the formation of civilization neolithic cultures such as the Longshan and Yangshao dating to 5,000 BC lived in wall cities and likely had social organizations of complex chiefdoms. The practice of rice cultivation was vital to settled life in China.
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Chinese history records such as the Records of the Grand Historian claim of the existence of the Xia Dynasty. However, as the Xia left behind no written record themselves, the time and location of their civilization has been in doubt. Some historians believe that the neolithic Erlitou culture (1900-1600 BC) is the Xia Dynasty but whether archaeological discoveries in the area Xia Dynasty or a different culture remains in doubt.
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[93][94]
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The early part of the Shang dynasty described in traditional histories (c. 1600–1300 BC) is commonly identified with archaeological finds at Erligang, Zhengzhou and Yanshi, south of the Yellow River in modern-day Henan province.
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The last capital of the Shang (c. 1300–1046 BC) at Anyang (also in Henan) has been directly confirmed by the discovery there of the earliest Chinese texts, inscriptions of divination records on the bones or shells of animals – the so-called "oracle bones".
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Towards the end of the 2nd millennium BC, the Shang were overrun by the Zhou dynasty from the Wei River valley to the west. The death of King Wu of Zhou soon after the conquest triggered a succession crisis and civil war that was suppressed by Wu's brother, the Duke of Zhou, acting as regent. The Zhou rulers at this time invoked the concept of the Mandate of Heaven to legitimize their rule, a concept that would be influential for almost every successive dynasty. The Zhou initially established their capital in the west near modern Xi'an, near the Yellow River, but they would preside over a series of expansions into the Yangtze River valley. This would be the first of many population migrations from north to south in Chinese history.
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In the 8th century BC, power became decentralized during the Spring and Autumn period, named after the influential Spring and Autumn Annals. In this period, local military leaders used by the Zhou began to assert their power and vie for hegemony. The situation was aggravated by the invasion of other peoples from the northwest, such as the Quanrong, forcing the Zhou to move their capital east to Luoyang. This marks the second large phase of the Zhou dynasty: the Eastern Zhou. In each of the hundreds of states that eventually arose, local strongmen held most of the political power and continued their subservience to the Zhou kings in name only. Local leaders for instance started using royal titles for themselves. The Hundred Schools of Thought of Chinese philosophy blossomed during this period, and such influential intellectual movements as Confucianism, Taoism, Legalism and Mohism were founded, partly in response to the changing political world. The Spring and Autumn period is marked by a falling apart of the central Zhou power. China now consisted of hundreds of states, some only as large as a village with a fort.
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After further political consolidation, seven prominent states remained by the end of the 5th century BC, and the years in which these few states battled each other is known as the Warring States period. Though there remained a nominal Zhou king until 256 BC, he was largely a figurehead and held little power. As neighboring territories of these warring states, including areas of modern Sichuan and Liaoning, were annexed, they were governed under the new local administrative system of commandery and prefecture. This system had been in use since the Spring and Autumn period and parts can still be seen in the modern system of Sheng and Xian (province and county). The final expansion in this period began during the reign of Ying Zheng, the king of Qin. His unification of the other six powers, and further annexations in the modern regions of Zhejiang, Fujian, Guangdong and Guangxi in 214 BC enabled him to proclaim himself the First Emperor (Qin Shi Huangdi).
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Qin Shi Huangdi ruled the unified China directly with absolute power. In contrast to the decentralized and feudal rule of earlier dynasties the Qin set up a number of 'commandries' around the country which answered directly to the emperor. Nationwide the philosophy of legalism was enforced and publications promoting rival ideas such as Confucianism were prohibited. In his reign unified China created the first continuous Great Wall with the use of forced labor. Invasions were launched southward to annex Vietnam. After the emperor's death rebels rose against the Qin's brutal reign in new civil wars. Ultimately the Han Dynasty arose and ruled China for over four centuries in what accounted for a long period in prosperity, with a brief interruption by the Xin Dynasty. The Han Dynasty played a great role in developing the Silk Road which would transfer wealth and ideas for millennia, and also invented paper. Though the Han enjoyed great military and economic success it was strained by the rise of aristocrats who disobeyed the central government. Public frustration provoked the Yellow Turban Rebellion – though a failure it nonetheless accelerated the empire's downfall. After 208 AD the Han Dynasty broke up into rival kingdoms. China would remain divided until 581 under the Sui Dynasty, during the era of division Buddhism would be introduced to China for the first time.
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The East Asian nations adjacent to China were all profoundly influenced by their interactions with Chinese civilization. Mongolia, Korea and Vietnam often were at war with, paid tribute to, or annexed by Imperial Chinese states. Yayoi Japan, though not occupied, had interactions with Imperial China that shaped its cultural development.
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Mongolia in ancient times was nomadic. The ethnicities, cultures and languages in modern Mongolian territory were fluid and changed frequently. The use of horses to herd and migrate started during the Iron Age. These were Tengriist horse-riding pastoral kingdoms that had close contact with the sedentary agrarian Chinese. To appease the aggressive nomads, local Chinese rulers often gave important hostages and arranged marriages. In 208 BC the Xiongnu emperor Modu Chanyu, in his first major military campaign, defeated the Donghu, who split into the new tribes Xianbei and Wuhuan. The Xiongnu were the largest nomadic enemies of the Han Dynasty fighting wars for over three centuries with the Han Dynasty before dissolving. Afterwards the Xianbei returned to rule the Steppe north of the Great Wall. The titles of Khangan and Khan come from the Xianbei.
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According to the Records of the Grand Historian by the Chinese historian Sima Qian, Wiman Joseon of Korea was founded by General Wiman from China who originally served but usurped the throne of Gojoseon (the name of ancient Korea) in 194 BC.[95] In 108 BC, the Han dynasty of China destroyed Wiman Joseon and established four commanderies on the northern Korean peninsula. Three of the commanderies were shortly lost but the Lelang commandery remained on the northwestern Korean peninsula for about 400 years. The Three Kingdoms of Korea of Baekje, Goguryeo and Silla emerged after the fall of Gojoseon and eventually expelled the Chinese. The Three Kingdoms competed with each other both economically and militarily; Goguryeo and Baekje were the main players for much of the Three Kingdoms era and controlled most of the Korean peninsula. At times more powerful than neighboring Chinese dynasties, Goguryeo (where the name "Korea" comes from) was a regional power that defeated massive invasions by the Sui dynasty multiple times.[96] Goguryeo and Baekje were eventually destroyed by a Tang dynasty and Silla alliance. Silla then drove out the Tang dynasty in 676 to control most of the Korean peninsula undisputed.
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In Vietnam, archaeologists have pointed to the Phùng Nguyên culture as the beginning of the Vietnamese identity from around 2000 BC which engaged in early bronze smelting.
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Eight hundred years later the Đông Sơn culture arose a prehistoric Bronze Age culture that was centered at the Red River Valley of northern Vietnam. Large scale rice cultivation began around 1200 BC, onward. Pottery and Bamboo working became common in this time period as well as widespread trade and navigation on inland rivers. During this time Vietnam was allegedly ruled by the semi-mythical Hong Bang Dynasty, the last Hong King was deposed by a Chinese Qin Invasion, in turn however a Chinese General declared independence and founded the Nanyue combining Chinese and Vietnamese traditions.
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Nan Yue, after a century of political maneuvers the country was annexed by the Han Dynasty in 111 B.C Originally the Han were lenient governors and attempted to integrate the Vietnamese upper class into Chinese Patriarchy. However Chinese abuse of certain vassals led to the famous but futile revolt of the Trung Sisters. Afterwards Chinese authorities ruled Vietnam directly and attempted to push Chinese culture upon the populace though peasants continued to speak Vietnamese. Vietnam would be under Chinese domination for a millennium.[97] Meanwhile, South Vietnam held a completely different identity, populated mainly by Cham People. While Northern Vietnam came under Chinese Domination, the Champa Kingdom became closer to Indian kingdoms through trade and embraced Hinduism.
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Japan first appeared in written records in AD 57 with the following mention in China's Book of the Later Han:[98] "Across the ocean from Luoyang are the people of Wa. Formed from more than one hundred tribes, they come and pay tribute frequently. The Book of Wei, written in the 3rd century, noted the country was the unification of some 30 small tribes or states and ruled by a shaman queen named Himiko of Yamataikoku. During the Han dynasty and Wei dynasty, Chinese travelers to Kyūshū recorded its inhabitants and claimed that they were the descendants of the Grand Count (Tàibó) of the Wu. The inhabitants also show traits of the pre-sinicized Wu people with tattooing, teeth-pulling and baby-carrying. The Book of Wei records the physical descriptions which are similar to ones on Haniwa statues, such men with braided hair, tattooing and women wearing large, single-piece clothing. Power was often decentralized until the creation of its first constitution in AD 600.
|
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+
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In pre-Columbian times, several large, centralized ancient civilizations developed in the Western Hemisphere,[99] both in Mesoamerica and western South America. Beyond these areas, the use of agriculture expanded East of the Andes Mountains in South America particularly with the Marajoara culture, and in the continental United States with the Hopewell culture.
|
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+
|
260 |
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The Central Andes in South America was one of the original areas of civilization, spanning 4,500 years from the Norte chico otherwise known as Caral-Supe in 3500 BC to the final the Inca Empire after which the entire continent was transformed by the 16th century Columbian Exchange. Until the late 20th century, details about Norte Chico were unclear and often confused with later cultures such as the Chavin.
|
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+
|
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Ancient Andean Civilization began with the rise or organized fishing communities from 3,500 BC onwards. Along with a sophisticated maritime society came the construction of large monuments, which likely existed as community centers.[100] The large ceremonial structures predated the Measoamerican Olmecs by 2,000 years making Norte Chico the first civilization in the western hemisphere.
|
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+
|
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+
Mesoamerican ancient civilizations included the Olmecs and Mayans. Between 2000 and 300 BC, complex cultures began to form and many matured into advanced Mesoamerican civilizations such as the: Olmec, Izapa, Teotihuacan, Maya, Zapotec, Mixtec, Huastec, Which flourished for nearly 4,000 years before the first contact with Europeans. These civilizations' progress included pyramid-temples, mathematics, astronomy, medicine, and theology.
|
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+
|
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The Zapotec emerged around 1500 years BC. They left behind the great city Monte Alban. Their writing system had been thought to have influenced the Olmecs but, with recent evidence, the Olmec may have been the first civilization in the area to develop a true writing system independently. At the present time, there is some debate as to whether or not Olmec symbols, dated to 650 BC, are actually a form of writing preceding the oldest Zapotec writing dated to about 500 BC.[101]
|
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+
|
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Olmec symbols found in 2002 and 2006 date to 650 BC[102] and 900 BC[103] respectively, preceding the oldest Zapotec writing.[104][105] The Olmec symbols found in 2006, dating to 900 BC, are known as the Cascajal Block. The earliest Mayan inscriptions found which are identifiably Maya date to the 3rd century BC in San Bartolo, Guatemala. The Mayan invention of writing makes Mesoamerica one of only three regions in the world that developed writing completely independently.[106]
|
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+
|
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+
[107][108]
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Organized societies, in the ancient United States or Canada, were often mound builder civilizations. One of the most significant of these was the Poverty Point Culture that existed in the U.S state of Louisiana, and was responsible for the creation of over 100 mound sites. The Mississippi River was a core area in the development of long distance trade and culture. Following Poverty Point, successive complex cultures such as the Hopewell emerged in the Southeastern United States in the Early Woodland period. Before 500 AD many mound builder societies, retained a hunter gatherer form of subsistence.
|
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|
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+
The history of the Etruscans can be traced relatively accurately, based on the examination of burial sites, artifacts, and writing. Etruscans culture that is identifiably and certainly Etruscan developed in Italy in earnest by 900 BC approximately with the Iron Age Villanovan culture, regarded as the oldest phase of Etruscan civilization.[109][110][111][112][113] The latter gave way in the 7th century to an increasingly orientalizing culture that was influenced by Greek traders and Greek neighbors in Magna Graecia, the Hellenic civilization of southern Italy, evidenced by around 13,000 inscriptions in an alphabet similar to that of Euboean Greek, in the Pre-Indo-European Etruscan language. The burial tombs, some of which had been fabulously decorated, promotes the idea of an aristocratic city-state, with centralized power structures maintaining order and constructing public works, such as irrigation networks, roads, and town defenses.
|
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+
|
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+
Ancient Greece is the period in Greek history lasting for close to a millennium, until the rise of Christianity. It is considered by most historians to be the foundational culture of Western Civilization. Greek culture was a powerful influence in the Roman Empire, which carried a version of it to many parts of Europe.
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The earliest known human settlements in Greece were on the island of Crete, more than 9,000 years ago, though there is evidence of tool use on the island going back over 100,000 years.[114] The earliest evidence of a civilisation in ancient Greece is that of the Minoans on Crete, dating as far back as 3600 BC. On the mainland, the Mycenaean civilisation rose to prominence around 1600 BC, superseded the Minoan civilisation on Crete, and lasted until about 1100 BC, leading to a period known as the Greek Dark Ages.
|
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|
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The Archaic Period in Greece is generally considered to have lasted from around the eighth century BC to the invasion by Xerxes in 480 BC. This period saw the expansion of the Greek world around the Mediterranean, with the founding of Greek city-states as far afield as Sicily in the West and the Black sea in the East.[115] Politically, the Archaic period in Greece saw the collapse of the power of the old aristocracies,[116] with democratic reforms in Athens and the development of Sparta's unique constitution. The end of the Archaic period also saw the rise of Athens, which would come to be a dominant power in the Classical period, after the reforms of Solon and the tyranny of Pisistratus.[116]
|
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|
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+
The Classical Greek world was dominated throughout the fifth century BC by the major powers of Athens and Sparta. Through the Delian League, Athens was able to convert Pan-hellenist sentiment and fear of the Persian threat into a powerful empire, and this, along with the conflict between Sparta and Athens culminating in the Peloponnesian war, was the major political development of the first part of the Classical period.[117]
|
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+
|
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+
The period in Greek history from the death of Alexander the Great until the rise of the Roman empire and its conquest of Egypt in 30 BC is known as the Hellenistic period. The name derives from the Greek word Hellenistes ("the Greek speaking ones"), and describes the spread of Greek culture into the non-Greek world following the conquests of Alexander and the rise of his successors.
|
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+
|
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+
Following the Battle of Corinth in 146 BC, Greece came under Roman rule, ruled from the province of Macedonia. In 27 BC, Augustus organised the Greek peninsula into the province of Achaea. Greece remained under Roman control until the break up of the Roman empire, in which it remained part of the Eastern Empire. Much of Greece remained under Byzantine control until the end of the Byzantine empire in 1453 AD.
|
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|
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Ancient Rome was a civilization that grew out of the city-state of Rome, originating as a small agricultural community founded on the Italian Peninsula in the 9th century BC. In its twelve centuries of existence, Roman civilization shifted from a monarchy to an oligarchic republic to an increasingly autocratic empire.
|
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|
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Roman civilization is often grouped into "classical antiquity" with ancient Greece, a civilization that inspired much of the culture of ancient Rome. Ancient Rome contributed greatly to the development of law, war, art, literature, architecture, and language in the Western world, and its history continues to have a major influence on the world today. The Roman civilization came to dominate Europe and the Mediterranean region through conquest and assimilation.
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|
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Throughout the territory under the control of ancient Rome, residential architecture ranged from very modest houses to country villas. A number of Roman founded cities had monumental structures. Many contained fountains with fresh drinking-water supplied by hundreds of miles of aqueducts, theatres, gymnasiums, bath complexes sometime with libraries and shops, marketplaces, and occasionally functional sewers. A number of factors led to the eventual decline of the Roman Empire. The western half of the empire, including Hispania, Gaul, and Italy, eventually broke into independent kingdoms in the 5th century; the Eastern Roman Empire, governed from Constantinople, is referred to as the Byzantine Empire after AD 476, the traditional date for the "fall of Rome" and subsequent onset of the Middle Ages.
|
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+
|
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+
The Roman Empire underwent considerable social, cultural and organizational change starting with reign of Diocletian, who began the custom of splitting the Empire into Eastern and Western halves ruled by multiple emperors. Beginning with Constantine the Great the Empire was Christianized, and a new capital founded at Constantinople. Migrations of Germanic tribes disrupted Roman rule from the late 4th century onwards, culminating in the eventual collapse of the Empire in the West in 476, replaced by the so-called barbarian kingdoms. The resultant cultural fusion of Greco-Roman, Germanic and Christian traditions formed the cultural foundations of Europe.
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|
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The Huns left practically no written records. There is no record of what happened between the time they left the Mongolian Plateau and arrived in Europe 150 years later. The last mention of the northern Xiongnu was their defeat by the Chinese in 151 at the lake of Barkol,[118] after which they fled to the western steppe at Kangju (centered on the city of Turkistan in Kazakhstan). Chinese records between the 3rd and 4th centuries suggest that a small tribe called Yueban, remnants of Northern Xiongnu, was distributed about the steppe of Kazakhstan.
|
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+
|
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+
The Hun-Xiongnu connection is controversial at best and is often disputed but is also not completely discredited.[119][120][121] Historians have estimated that the origins of the Huns came somewhere's from within Kazakhstan.[122] Approaching the Danube River in 370 A.D the Huns would repeatedly invaded Europe and wreaked havoc on the Roman Empire during Late Antiquity. They later dissolved and became part of the native population.
|
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+
|
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+
The Celts were a diverse group of tribal societies in Iron Age Europe. Proto-Celtic culture formed in the Early Iron Age in Central Europe (Hallstatt period, named for the site in present-day Austria). By the later Iron Age (La Tène period), Celts had expanded over wide range of lands: as far west as Ireland and the Iberian Peninsula, as far east as Galatia (central Anatolia), and as far north as Scotland.[123] By the early centuries AD, following the expansion of the Roman Empire and the Great Migrations of Germanic peoples, Celtic culture had become
|
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+
restricted to the British Isles (Insular Celtic), with the Continental Celtic languages extinct by the mid-1st millennium AD.
|
302 |
+
|
303 |
+
Migration of Germanic peoples to Britain from what is now northern Germany and southern Scandinavia is attested from the 5th century (e.g. Undley bracteate).[124] Based on Bede's Historia ecclesiastica gentis Anglorum, the intruding population is traditionally divided into Angles, Saxons, and Jutes, but their composition was likely less clear-cut and may also have included ancient Frisians and Franks. The Anglo-Saxon Chronicle contains text that may be the first recorded indications of the movement of these Germanic Tribes to Britain.[125] The Angles and Saxons and Jutes were noted to be a confederation in the Greek Geographia written by Ptolemy in around AD 150.
|
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+
|
305 |
+
Anglo-Saxon is the term usually used to describe the peoples living in the south and east of Great Britain from the early 5th century AD.[126] Benedictine monk Bede identified them as the descendants of three Germanic tribes: the Angles, the Saxons, and the Jutes, from the Jutland peninsula and Lower Saxony (German: Niedersachsen, Germany). The Angles may have come from Angeln, and Bede wrote their nation came to Britain, leaving their land empty.[127] They spoke closely related Germanic dialects. The Anglo-Saxons knew themselves as the "Englisc," from which the word "English" derives.
|
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+
|
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+
Viking refers to a member of the Norse (Scandinavian) peoples, famous as explorers, warriors, merchants, and pirates, who raided and colonized wide areas of Europe beginning in the late 8th.[128] These Norsemen used their famed longships to travel. The Viking Age forms a major part of Scandinavian history, with a minor, yet significant part in European history.
|
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+
|
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+
The term Late Antiquity is the transitional centuries from Classical Antiquity to the Middle Ages in both mainland Europe and the Mediterranean world: generally from the end of the Roman Empire's Crisis of the 3rd century (c. 284) to the Islamic conquests and the re-organization of the Byzantine Empire under Heraclius that occurred in the seventh century. The beginning of the post-classical age (known as the Middle Ages for Europe) following the fall of the Western Roman Empire spanning roughly from A.D 500 to 1500. Aspects of continuity with the earlier classical period are discussed in greater detail under the heading "Late Antiquity".
|
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+
|
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+
There has been attempt by scholars to connect European Late Antiquity to other areas in Eurasia.[129] To an extent most centralized kingdoms within proximity to Steppe grasslands faced major challenges or in some cases complete destruction in the 5th–6th century in the case of nomadic invasions and political fragmentation. The Western Roman Empire in Europe and the Gupta Empire in India, and the Jin in North China were overwhelmed by tribal invasions. Nomadic invasions along with worldwide natural climate change, the Plague of Justinian and the rise of proselytizing religions changed the face of the Old World. Still disconnected was the New World who also built complex societies but at a separate and different pace. By 500 the world era of Post-classical history had begun.
|
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+
Despite being placed in different eras of history in an academic view of world history, Ancient and Post Classical eras are linked with each other in the case of the Old World. Land and coastal trade routes, often went on similar or the same directions, and many of the inventions and religions which were birthed prior to 500 A.D such as Christianity, Judaism, Hinduism and Buddhism grew to be even more important for societies and individuals.
|
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+
|
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+
Map of the world in 2000 BC.
|
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|
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Map of the world in 1000 BC.
|
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|
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Map of the world in 200 BC.
|
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|
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Map of the World in 300 AD.
|
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General information
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Palau
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Palau
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Japanese (日本語, Nihongo [ɲihoŋɡo] (listen)) is an East Asian language spoken by about 128 million people, primarily in Japan, where it is the national language. It is a member of the Japonic (or Japanese-Ryukyuan) language family, and its relation to other languages, such as Korean, is debated. Japonic languages have been grouped with other language families such as Ainu, Austroasiatic, and the now-discredited Altaic, but none of these proposals has gained widespread acceptance.
|
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|
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Little is known of the language's prehistory, or when it first appeared in Japan. Chinese documents from the 3rd century recorded a few Japanese words, but substantial texts did not appear until the 8th century. During the Heian period (794–1185), Chinese had considerable influence on the vocabulary and phonology of Old Japanese. Late Middle Japanese (1185–1600) included changes in features that brought it closer to the modern language, and the first appearance of European loanwords. The standard dialect moved from the Kansai region to the Edo (modern Tokyo) region in the Early Modern Japanese period (early 17th century–mid-19th century). Following the end of Japan's self-imposed isolation in 1853, the flow of loanwords from European languages increased significantly. English loanwords, in particular, have become frequent, and Japanese words from English roots have proliferated.
|
10 |
+
|
11 |
+
Japanese is an agglutinative, mora-timed language with simple phonotactics, a pure vowel system, phonemic vowel and consonant length, and a lexically significant pitch-accent. Word order is normally subject–object–verb with particles marking the grammatical function of words, and sentence structure is topic–comment. Sentence-final particles are used to add emotional or emphatic impact, or make questions. Nouns have no grammatical number or gender, and there are no articles. Verbs are conjugated, primarily for tense and voice, but not person. Japanese equivalents of adjectives are also conjugated. Japanese has a complex system of honorifics with verb forms and vocabulary to indicate the relative status of the speaker, the listener, and persons mentioned.
|
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+
|
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+
Japanese has no genetic relationship with Chinese,[3] but it makes extensive use of Chinese characters, or kanji (漢字), in its writing system, and a large portion of its vocabulary is borrowed from Chinese. Along with kanji, the Japanese writing system primarily uses two syllabic (or moraic) scripts, hiragana (ひらがな or 平仮名) and katakana (カタカナ or 片仮名). Latin script is used in a limited fashion, such as for imported acronyms, and the numeral system uses mostly Arabic numerals alongside traditional Chinese numerals.
|
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+
|
15 |
+
Proto-Japonic, the common ancestor of the Japanese and Ryukyuan languages, is thought to have been brought to Japan by settlers coming from either continental Asia or nearby Pacific islands sometime in the early- to mid-2nd century BC (the Yayoi period), replacing the languages of the original Jōmon inhabitants,[4] including the ancestor of the modern Ainu language. Very little is known about the Japanese of this period. Because writing had yet to be introduced from China, there is no direct evidence, and anything that can be discerned about this period must be based on reconstructions of Old Japanese.
|
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|
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+
Old Japanese is the oldest attested stage of the Japanese language. Through the spread of Buddhism, the Chinese writing system was imported to Japan. The earliest texts found in Japan are written in Classical Chinese, but they may have been meant to be read as Japanese by the kanbun method. Some of these Chinese texts show influences of Japanese grammar, such as the word order (for example, placing the verb after the object). In these hybrid texts, Chinese characters are also occasionally used phonetically to represent Japanese particles. The earliest text, the Kojiki, dates to the early 8th century, and was written entirely in Chinese characters. The end of Old Japanese coincides with the end of the Nara period in 794. Old Japanese uses the Man'yōgana system of writing, which uses kanji for their phonetic as well as semantic values. Based on the Man'yōgana system, Old Japanese can be reconstructed as having 88 distinct syllables. Texts written with Man'yōgana use two different kanji for each of the syllables now pronounced き ki, ひ hi, み mi, け ke, へ he, め me, こ ko, そ so, と to, の no, も mo, よ yo and ろ ro.[5] (The Kojiki has 88, but all later texts have 87. The distinction between mo1 and mo2 apparently was lost immediately following its composition.) This set of syllables shrank to 67 in Early Middle Japanese, though some were added through Chinese influence.
|
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+
|
19 |
+
Due to these extra syllables, it has been hypothesized that Old Japanese's vowel system was larger than that of Modern Japanese – it perhaps contained up to eight vowels. According to Shinkichi Hashimoto, the extra syllables in Man'yōgana derive from differences between the vowels of the syllables in question.[6] These differences would indicate that Old Japanese had an eight-vowel system,[7] in contrast to the five vowels of later Japanese. The vowel system would have to have shrunk some time between these texts and the invention of the kana (hiragana and katakana) in the early 9th century. According to this view, the eight-vowel system of ancient Japanese would resemble that of the Uralic and Altaic language families.[8] However, it is not fully certain that the alternation between syllables necessarily reflects a difference in the vowels rather than the consonants – at the moment, the only undisputed fact is that they are different syllables. A newer reconstruction of ancient Japanese shows striking similarities with Southeast-Asian languages, especially with Austronesian languages.[9]
|
20 |
+
|
21 |
+
Old Japanese does not have /h/, but rather /ɸ/ (preserved in modern fu, /ɸɯ/), which has been reconstructed to an earlier */p/. Man'yōgana also has a symbol for /je/, which merges with /e/ before the end of the period.
|
22 |
+
|
23 |
+
Several fossilizations of Old Japanese grammatical elements remain in the modern language – the genitive particle tsu (superseded by modern no) is preserved in words such as matsuge ("eyelash", lit. "hair of the eye"); modern mieru ("to be visible") and kikoeru ("to be audible") retain what may have been a mediopassive suffix -yu(ru) (kikoyu → kikoyuru (the attributive form, which slowly replaced the plain form starting in the late Heian period) > kikoeru (as all shimo-nidan verbs in modern Japanese did)); and the genitive particle ga remains in intentionally archaic speech.
|
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+
|
25 |
+
Early Middle Japanese is the Japanese of the Heian period, from 794 to 1185. Early Middle Japanese sees a significant amount of Chinese influence on the language's phonology – length distinctions become phonemic for both consonants and vowels, and series of both labialised (e.g. kwa) and palatalised (kya) consonants are added.[citation needed] Intervocalic /ɸ/ merges with /w/ by the 11th century.
|
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+
The end of Early Middle Japanese sees the beginning of a shift where the attributive form (Japanese rentaikei) slowly replaces the uninflected form (shūshikei) for those verb classes where the two were distinct.
|
27 |
+
|
28 |
+
Late Middle Japanese covers the years from 1185 to 1600, and is normally divided into two sections, roughly equivalent to the Kamakura period and the Muromachi period, respectively. The later forms of Late Middle Japanese are the first to be described by non-native sources, in this case the Jesuit and Franciscan missionaries; and thus there is better documentation of Late Middle Japanese phonology than for previous forms (for instance, the Arte da Lingoa de Iapam). Among other sound changes, the sequence /au/ merges to /ɔː/, in contrast with /oː/; /p/ is reintroduced from Chinese; and /we/ merges with /je/. Some forms rather more familiar to Modern Japanese speakers begin to appear – the continuative ending -te begins to reduce onto the verb (e.g. yonde for earlier yomite), the -k- in the final syllable of adjectives drops out (shiroi for earlier shiroki); and some forms exist where modern standard Japanese has retained the earlier form (e.g. hayaku > hayau > hayɔɔ, where modern Japanese just has hayaku, though the alternative form is preserved in the standard greeting o-hayō gozaimasu "good morning"; this ending is also seen in o-medetō "congratulations", from medetaku).
|
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+
|
30 |
+
Late Middle Japanese has the first loanwords from European languages – now-common words borrowed into Japanese in this period include pan ("bread") and tabako ("tobacco", now "cigarette"), both from Portuguese.
|
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+
|
32 |
+
Early Modern Japanese, not to be confused with Modern Japanese, was the dialect used after the Meiji Restoration. Because the two languages are extremely similar, Early Modern Japanese is commonly referred to as Modern Japanese. Early Modern Japanese gradually evolved into Modern Japanese during the 19th century. Only after 1945, shortly after World War II, did Modern Japanese become the standard language, seeing use in most official communications.[10] In this time period the Japanese in addition to their use of Katakana and Hiragana also used traditional Chinese characters called "Han" which later developed in "Kanji" which is a form of writing used to express ideas in the Japanese and Chinese languages.[11]
|
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|
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+
Modern Japanese is considered to begin with the Edo period, which lasted between 1603 and 1868. Since Old Japanese, the de facto standard Japanese had been the Kansai dialect, especially that of Kyoto. However, during the Edo period, Edo (now Tokyo) developed into the largest city in Japan, and the Edo-area dialect became standard Japanese. Since the end of Japan's self-imposed isolation in 1853, the flow of loanwords from European languages has increased significantly. The period since 1945 has seen many words borrowed from other languages—such as German, Portuguese and English.[12] Many English loan words especially relate to technology—for example, pasokon (short for "personal computer"), intānetto ("internet"), and kamera ("camera"). Due to the large quantity of English loanwords, modern Japanese has developed a distinction between [tɕi] and [ti], and [dʑi] and [di], with the latter in each pair only found in loanwords.[13]
|
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+
|
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+
Although Japanese is spoken almost exclusively in Japan, it has been spoken outside. Before and during World War II, through Japanese annexation of Taiwan and Korea, as well as partial occupation of China, the Philippines, and various Pacific islands,[14] locals in those countries learned Japanese as the language of the empire. As a result, many elderly people in these countries can still speak Japanese.
|
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|
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Japanese emigrant communities (the largest of which are to be found in Brazil,[15] with 1.4 million to 1.5 million Japanese immigrants and descendants, according to Brazilian IBGE data, more than the 1.2 million of the United States[16]) sometimes employ Japanese as their primary language. Approximately 12% of Hawaii residents speak Japanese,[17] with an estimated 12.6% of the population of Japanese ancestry in 2008. Japanese emigrants can also be found in Peru, Argentina, Australia (especially in the eastern states), Canada (especially in Vancouver where 1.4% of the population has Japanese ancestry[18]), the United States (notably Hawaii, where 16.7% of the population has Japanese ancestry,[19] and California), and the Philippines (particularly in Davao region and Laguna province).[20][21][22]
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Japanese has no official status,[23] but is the de facto national language of Japan. There is a form of the language considered standard: hyōjungo (標準語), meaning "standard Japanese", or kyōtsūgo (共通語), "common language". The meanings of the two terms are almost the same. Hyōjungo or kyōtsūgo is a conception that forms the counterpart of dialect. This normative language was born after the Meiji Restoration (明治維新, meiji ishin, 1868) from the language spoken in the higher-class areas of Tokyo (see Yamanote). Hyōjungo is taught in schools and used on television and in official communications.[24] It is the version of Japanese discussed in this article.
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Formerly, standard Japanese in writing (文語, bungo, "literary language") was different from colloquial language (口語, kōgo). The two systems have different rules of grammar and some variance in vocabulary. Bungo was the main method of writing Japanese until about 1900; since then kōgo gradually extended its influence and the two methods were both used in writing until the 1940s. Bungo still has some relevance for historians, literary scholars, and lawyers (many Japanese laws that survived World War II are still written in bungo, although there are ongoing efforts to modernize their language). Kōgo is the dominant method of both speaking and writing Japanese today, although bungo grammar and vocabulary are occasionally used in modern Japanese for effect.
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Dozens of dialects are spoken in Japan. The profusion is due to many factors, including the length of time the Japanese Archipelago has been inhabited, its mountainous island terrain, and Japan's long history of both external and internal isolation. Dialects typically differ in terms of pitch accent, inflectional morphology, vocabulary, and particle usage. Some even differ in vowel and consonant inventories, although this is uncommon.
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The main distinction in Japanese accents is between Tokyo-type (東京式, Tōkyō-shiki) and Kyoto-Osaka-type (京阪式, Keihan-shiki). Within each type are several subdivisions. Kyoto-Osaka-type dialects are in the central region, roughly formed by Kansai, Shikoku, and western Hokuriku regions.
|
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Dialects from peripheral regions, such as Tōhoku or Kagoshima, may be unintelligible to speakers from the other parts of the country. There are some language islands in mountain villages or isolated islands such as Hachijō-jima island whose dialects are descended from the Eastern dialect of Old Japanese. Dialects of the Kansai region are spoken or known by many Japanese, and Osaka dialect in particular is associated with comedy (see Kansai dialect). Dialects of Tōhoku and North Kantō are associated with typical farmers.
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|
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The Ryūkyūan languages, spoken in Okinawa and the Amami Islands (politically part of Kagoshima), are distinct enough to be considered a separate branch of the Japonic family; not only is each language unintelligible to Japanese speakers, but most are unintelligible to those who speak other Ryūkyūan languages. However, in contrast to linguists, many ordinary Japanese people tend to consider the Ryūkyūan languages as dialects of Japanese. The imperial court also seems to have spoken an unusual variant of the Japanese of the time.[25] Most likely being the spoken form of Classical Japanese language, a writing style that was prevalent during the Heian period, but began decline during the late Meiji period.[26] The Ryūkyūan languages are spoken by a decreasing number of elderly people so UNESCO classified it as endangered, because they could become extinct by 2050. Young people mostly use Japanese and cannot understand the Ryukyuan languages. Okinawan Japanese is a variant of Standard Japanese influenced by the Ryukyuan languages. It is the primary dialect spoken among young people in the Ryukyu Islands.[27]
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Modern Japanese has become prevalent nationwide (including the Ryūkyū islands) due to education, mass media, and an increase of mobility within Japan, as well as economic integration.
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Japanese is a member of the Japonic languages family, which also includes the languages spoken throughout the Ryūkyū Islands. As these closely related languages are commonly treated as dialects of the same language, Japanese is often called a language isolate.
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+
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According to Martine Irma Robbeets, Japanese has been subject to more attempts to show its relation to other languages than any other language in the world.[28] Since Japanese first gained the consideration of linguists in the late 19th century, attempts have been made to show its genealogical relation to languages or language families such as Ainu, Korean, Chinese, Tibeto-Burman, Ural-Altaic, Altaic, Uralic, Mon–Khmer, Malayo-Polynesian and Ryukyuan. At the fringe, some linguists have suggested a link to Indo-European languages, including Greek, and to Lepcha. As it stands, only the link to Ryukyuan has wide support.[29]
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Modern main theories tried to link Japanese on the one hand to northern Asian languages, like Korean or the bigger Altaic family (also sometimes known as "Transeurasian") and on the other hand to various Southeast Asian languages, especially to Austronesian. None of these proposals have gained wide acceptance and the Altaic language family itself is now considered controversial.[30][31][32]
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|
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Other theories view the Japanese language as an early creole language formed through inputs from at least two distinct language groups or as a distinct language of its own that has absorbed various aspects from neighbouring languages.[33][34][35]
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|
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For now, Japanese is classified as a member of the Japonic languages or as a language isolate with no known living relatives if Ryukyuan is counted as dialects.[36]
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All Japanese vowels are pure – that is, there are no diphthongs, only monophthongs. The only unusual vowel is the high back vowel /u/ (listen), which may be compressed rather than rounded and fronted. Japanese has five vowels, and vowel length is phonemic, with each having both a short and a long version. Elongated vowels are usually denoted with a line over the vowel (a macron) in rōmaji, a repeated vowel character in hiragana, or a chōonpu succeeding the vowel in katakana.
|
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|
66 |
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Some Japanese consonants have several allophones, which may give the impression of a larger inventory of sounds. However, some of these allophones have since become phonemic. For example, in the Japanese language up to and including the first half of the 20th century, the phonemic sequence /ti/ was palatalized and realized phonetically as [tɕi], approximately chi (listen); however, now [ti] and [tɕi] are distinct, as evidenced by words like tī [tiː] "Western style tea" and chii [tɕii] "social status".
|
67 |
+
|
68 |
+
The "r" of the Japanese language is of particular interest, ranging between an apical central tap and a lateral approximant. The "g" is also notable; unless it starts a sentence, it may be pronounced [ŋ], in the Kanto prestige dialect and in other eastern dialects.
|
69 |
+
|
70 |
+
The syllabic structure and the phonotactics are very simple: the only consonant clusters allowed within a syllable consist of one of a subset of the consonants plus /j/. This type of cluster only occurs in onsets. However, consonant clusters across syllables are allowed as long as the two consonants are a nasal followed by a homorganic consonant. Consonant length (gemination) is also phonemic.
|
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+
|
72 |
+
The phonology of Japanese also includes a pitch accent system, which is a system that helps differentiate words with identical hiragana spelling or words in different Japanese dialects. An example of words with identical hiragana would be the words [haꜜ.ɕi] ("chopsticks") and [ha.ɕiꜜ] ("bridge"), both spelled はし (hashi) in hiragana. The stresses differentiate the words.[37]
|
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|
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Japanese word order is classified as subject–object–verb. Unlike many Indo-European languages, the only strict rule of word order is that the verb must be placed at the end of a sentence (possibly followed by sentence-end particles). This is because Japanese sentence elements are marked with particles that identify their grammatical functions.
|
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|
76 |
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The basic sentence structure is topic–comment. For example, Kochira wa Tanaka-san desu (こちらは田中さんです). kochira ("this") is the topic of the sentence, indicated by the particle wa. The verb de aru (desu is a contraction of its polite form de arimasu) is a copula, commonly translated as "to be" or "it is" (though there are other verbs that can be translated as "to be"), though technically it holds no meaning and is used to give a sentence 'politeness'. As a phrase, Tanaka-san desu is the comment. This sentence literally translates to "As for this person, (it) is Mr./Ms. Tanaka." Thus Japanese, like many other Asian languages, is often called a topic-prominent language, which means it has a strong tendency to indicate the topic separately from the subject, and that the two do not always coincide. The sentence Zō wa hana ga nagai (象は鼻が長い) literally means, "As for elephant(s), (the) nose(s) (is/are) long". The topic is zō "elephant", and the subject is hana "nose".
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+
|
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+
In Japanese, the subject or object of a sentence need not be stated if it is obvious from context. As a result of this grammatical permissiveness, there is a tendency to gravitate towards brevity; Japanese speakers tend to omit pronouns on the theory they are inferred from the previous sentence, and are therefore understood. In the context of the above example, hana-ga nagai would mean "[their] noses are long," while nagai by itself would mean "[they] are long." A single verb can be a complete sentence: Yatta! (やった!) "[I / we / they / etc] did [it]!". In addition, since adjectives can form the predicate in a Japanese sentence (below), a single adjective can be a complete sentence: Urayamashii! (羨ましい!) "[I'm] jealous [of it]!".
|
79 |
+
|
80 |
+
While the language has some words that are typically translated as pronouns, these are not used as frequently as pronouns in some Indo-European languages, and function differently. In some cases Japanese relies on special verb forms and auxiliary verbs to indicate the direction of benefit of an action: "down" to indicate the out-group gives a benefit to the in-group; and "up" to indicate the in-group gives a benefit to the out-group. Here, the in-group includes the speaker and the out-group does not, and their boundary depends on context. For example, oshiete moratta (教えてもらった) (literally, "explained" with a benefit from the out-group to the in-group) means "[he/she/they] explained [it] to [me/us]". Similarly, oshiete ageta (教えてあげた) (literally, "explained" with a benefit from the in-group to the out-group) means "[I/we] explained [it] to [him/her/them]". Such beneficiary auxiliary verbs thus serve a function comparable to that of pronouns and prepositions in Indo-European languages to indicate the actor and the recipient of an action.
|
81 |
+
|
82 |
+
Japanese "pronouns" also function differently from most modern Indo-European pronouns (and more like nouns) in that they can take modifiers as any other noun may. For instance, one does not say in English:
|
83 |
+
|
84 |
+
The amazed he ran down the street. (grammatically incorrect insertion of a pronoun)
|
85 |
+
|
86 |
+
But one can grammatically say essentially the same thing in Japanese:
|
87 |
+
|
88 |
+
驚いた彼は道を走っていった。
|
89 |
+
Odoroita kare wa michi o hashitte itta. (grammatically correct)
|
90 |
+
|
91 |
+
This is partly because these words evolved from regular nouns, such as kimi "you" (君 "lord"), anata "you" (あなた "that side, yonder"), and boku "I" (僕 "servant"). This is why some linguists do not classify Japanese "pronouns" as pronouns, but rather as referential nouns, much like Spanish usted (contracted from vuestra merced, "your [(flattering majestic) plural] grace") or Portuguese o senhor. Japanese personal pronouns are generally used only in situations requiring special emphasis as to who is doing what to whom.
|
92 |
+
|
93 |
+
The choice of words used as pronouns is correlated with the sex of the speaker and the social situation in which they are spoken: men and women alike in a formal situation generally refer to themselves as watashi (私 "private") or watakushi (also 私), while men in rougher or intimate conversation are much more likely to use the word ore (俺 "oneself", "myself") or boku. Similarly, different words such as anata, kimi, and omae (お前, more formally 御前 "the one before me") may refer to a listener depending on the listener's relative social position and the degree of familiarity between the speaker and the listener. When used in different social relationships, the same word may have positive (intimate or respectful) or negative (distant or disrespectful) connotations.
|
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|
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+
Japanese often use titles of the person referred to where pronouns would be used in English. For example, when speaking to one's teacher, it is appropriate to use sensei (先生, teacher), but inappropriate to use anata. This is because anata is used to refer to people of equal or lower status, and one's teacher has higher status.
|
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+
|
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+
Japanese nouns have no grammatical number, gender or article aspect. The noun hon (本) may refer to a single book or several books; hito (人) can mean "person" or "people", and ki (木) can be "tree" or "trees". Where number is important, it can be indicated by providing a quantity (often with a counter word) or (rarely) by adding a suffix, or sometimes by duplication (e.g. 人人, hitobito, usually written with an iteration mark as 人々). Words for people are usually understood as singular. Thus Tanaka-san usually means Mr./Ms. Tanaka. Words that refer to people and animals can be made to indicate a group of individuals through the addition of a collective suffix (a noun suffix that indicates a group), such as -tachi, but this is not a true plural: the meaning is closer to the English phrase "and company". A group described as Tanaka-san-tachi may include people not named Tanaka. Some Japanese nouns are effectively plural, such as hitobito "people" and wareware "we/us", while the word tomodachi "friend" is considered singular, although plural in form.
|
98 |
+
|
99 |
+
Verbs are conjugated to show tenses, of which there are two: past and present (or non-past) which is used for the present and the future. For verbs that represent an ongoing process, the -te iru form indicates a continuous (or progressive) aspect, similar to the suffix ing in English. For others that represent a change of state, the -te iru form indicates a perfect aspect. For example, kite iru means "He has come (and is still here)", but tabete iru means "He is eating".
|
100 |
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|
101 |
+
Questions (both with an interrogative pronoun and yes/no questions) have the same structure as affirmative sentences, but with intonation rising at the end. In the formal register, the question particle -ka is added. For example, ii desu (いいです) "It is OK" becomes ii desu-ka (いいですか。) "Is it OK?". In a more informal tone sometimes the particle -no (の) is added instead to show a personal interest of the speaker: Dōshite konai-no? "Why aren't (you) coming?". Some simple queries are formed simply by mentioning the topic with an interrogative intonation to call for the hearer's attention: Kore wa? "(What about) this?"; O-namae wa? (お名前は?) "(What's your) name?".
|
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+
|
103 |
+
Negatives are formed by inflecting the verb. For example, Pan o taberu (パンを食べる。) "I will eat bread" or "I eat bread" becomes Pan o tabenai (パンを食べない。) "I will not eat bread" or "I do not eat bread". Plain negative forms are i-adjectives (see below) and inflect as such, e.g. Pan o tabenakatta (パンを食べなかった。) "I did not eat bread".
|
104 |
+
|
105 |
+
The so-called -te verb form is used for a variety of purposes: either progressive or perfect aspect (see above); combining verbs in a temporal sequence (Asagohan o tabete sugu dekakeru "I'll eat breakfast and leave at once"), simple commands, conditional statements and permissions (Dekakete-mo ii? "May I go out?"), etc.
|
106 |
+
|
107 |
+
The word da (plain), desu (polite) is the copula verb. It corresponds approximately to the English be, but often takes on other roles, including a marker for tense, when the verb is conjugated into its past form datta (plain), deshita (polite). This comes into use because only i-adjectives and verbs can carry tense in Japanese. Two additional common verbs are used to indicate existence ("there is") or, in some contexts, property: aru (negative nai) and iru (negative inai), for inanimate and animate things, respectively. For example, Neko ga iru "There's a cat", Ii kangae-ga nai "[I] haven't got a good idea".
|
108 |
+
|
109 |
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The verb "to do" (suru, polite form shimasu) is often used to make verbs from nouns (ryōri suru "to cook", benkyō suru "to study", etc.) and has been productive in creating modern slang words. Japanese also has a huge number of compound verbs to express concepts that are described in English using a verb and an adverbial particle (e.g. tobidasu "to fly out, to flee," from tobu "to fly, to jump" + dasu "to put out, to emit").
|
110 |
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|
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There are three types of adjectives (see Japanese adjectives):
|
112 |
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|
113 |
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Both keiyōshi and keiyōdōshi may predicate sentences. For example,
|
114 |
+
|
115 |
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ご飯が熱い。 Gohan ga atsui. "The rice is hot."
|
116 |
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彼は変だ。 Kare wa hen da. "He's strange."
|
117 |
+
|
118 |
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Both inflect, though they do not show the full range of conjugation found in true verbs.
|
119 |
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The rentaishi in Modern Japanese are few in number, and unlike the other words, are limited to directly modifying nouns. They never predicate sentences. Examples include ookina "big", kono "this", iwayuru "so-called" and taishita "amazing".
|
120 |
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|
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Both keiyōdōshi and keiyōshi form adverbs, by following with ni in the case of keiyōdōshi:
|
122 |
+
|
123 |
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変になる hen ni naru "become strange",
|
124 |
+
|
125 |
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and by changing i to ku in the case of keiyōshi:
|
126 |
+
|
127 |
+
熱くなる atsuku naru "become hot".
|
128 |
+
|
129 |
+
The grammatical function of nouns is indicated by postpositions, also called particles. These include for example:
|
130 |
+
|
131 |
+
It is also used for the lative case, indicating a motion to a location.
|
132 |
+
|
133 |
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Note: The subtle difference between wa and ga in Japanese cannot be derived from the English language as such, because the distinction between sentence topic and subject is not made there. While wa indicates the topic, which the rest of the sentence describes or acts upon, it carries the implication that the subject indicated by wa is not unique, or may be part of a larger group.
|
134 |
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|
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Ikeda-san wa yonjū-ni sai da. "As for Mr. Ikeda, he is forty-two years old." Others in the group may also be of that age.
|
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+
|
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Absence of wa often means the subject is the focus of the sentence.
|
138 |
+
|
139 |
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Ikeda-san ga yonjū-ni sai da. "It is Mr. Ikeda who is forty-two years old." This is a reply to an implicit or explicit question, such as "who in this group is forty-two years old?"
|
140 |
+
|
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Japanese has an extensive grammatical system to express politeness and formality. This reflects the hierarchical nature of Japanese society.[38]
|
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+
|
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The Japanese language can express differing levels in social status. The differences in social position are determined by a variety of factors including job, age, experience, or even psychological state (e.g., a person asking a favour tends to do so politely). The person in the lower position is expected to use a polite form of speech, whereas the other person might use a plainer form. Strangers will also speak to each other politely. Japanese children rarely use polite speech until they are teens, at which point they are expected to begin speaking in a more adult manner. See uchi-soto.
|
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|
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Whereas teineigo (丁寧語) (polite language) is commonly an inflectional system, sonkeigo (尊敬語) (respectful language) and kenjōgo (謙譲語) (humble language) often employ many special honorific and humble alternate verbs: iku "go" becomes ikimasu in polite form, but is replaced by irassharu in honorific speech and ukagau or mairu in humble speech.
|
146 |
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|
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The difference between honorific and humble speech is particularly pronounced in the Japanese language. Humble language is used to talk about oneself or one's own group (company, family) whilst honorific language is mostly used when describing the interlocutor and their group. For example, the -san suffix ("Mr" "Mrs." or "Miss") is an example of honorific language. It is not used to talk about oneself or when talking about someone from one's company to an external person, since the company is the speaker's in-group. When speaking directly to one's superior in one's company or when speaking with other employees within one's company about a superior, a Japanese person will use vocabulary and inflections of the honorific register to refer to the in-group superior and their speech and actions. When speaking to a person from another company (i.e., a member of an out-group), however, a Japanese person will use the plain or the humble register to refer to the speech and actions of their own in-group superiors. In short, the register used in Japanese to refer to the person, speech, or actions of any particular individual varies depending on the relationship (either in-group or out-group) between the speaker and listener, as well as depending on the relative status of the speaker, listener, and third-person referents.
|
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|
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Most nouns in the Japanese language may be made polite by the addition of o- or go- as a prefix. o- is generally used for words of native Japanese origin, whereas go- is affixed to words of Chinese derivation. In some cases, the prefix has become a fixed part of the word, and is included even in regular speech, such as gohan 'cooked rice; meal.' Such a construction often indicates deference to either the item's owner or to the object itself. For example, the word tomodachi 'friend,' would become o-tomodachi when referring to the friend of someone of higher status (though mothers often use this form to refer to their children's friends). On the other hand, a polite speaker may sometimes refer to mizu 'water' as o-mizu in order to show politeness.
|
150 |
+
|
151 |
+
Most Japanese people employ politeness to indicate a lack of familiarity. That is, they use polite forms for new acquaintances, but if a relationship becomes more intimate, they no longer use them. This occurs regardless of age, social class, or gender.
|
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+
|
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There are three main sources of words in the Japanese language, the yamato kotoba (大和言葉) or wago (和語), kango (漢語), and gairaigo (外来語).[39]
|
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|
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The original language of Japan, or at least the original language of a certain population that was ancestral to a significant portion of the historical and present Japanese nation, was the so-called yamato kotoba (大和言葉 or infrequently 大和詞, i.e. "Yamato words"), which in scholarly contexts is sometimes referred to as wago (和語 or rarely 倭語, i.e. the "Wa language"). In addition to words from this original language, present-day Japanese includes a number of words that were either borrowed from Chinese or constructed from Chinese roots following Chinese patterns. These words, known as kango (漢語), entered the language from the 5th century onwards via contact with Chinese culture. According to the Shinsen Kokugo Jiten (新選国語辞典) Japanese dictionary, kango comprise 49.1% of the total vocabulary, wago make up 33.8%, other foreign words or gairaigo (外来語) account for 8.8%, and the remaining 8.3% constitute hybridized words or konshugo (混種語) that draw elements from more than one language.[40]
|
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|
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There are also a great number of words of mimetic origin in Japanese, with Japanese having a rich collection of sound symbolism, both onomatopoeia for physical sounds, and more abstract words. A small number of words have come into Japanese from the Ainu language. Tonakai (reindeer), rakko (sea otter) and shishamo (smelt, a type of fish) are well-known examples of words of Ainu origin.
|
158 |
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|
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Words of different origins occupy different registers in Japanese. Like Latin-derived words in English, kango words are typically perceived as somewhat formal or academic compared to equivalent Yamato words. Indeed, it is generally fair to say that an English word derived from Latin/French roots typically corresponds to a Sino-Japanese word in Japanese, whereas a simpler Anglo-Saxon word would best be translated by a Yamato equivalent.
|
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|
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Incorporating vocabulary from European languages, gairaigo, began with borrowings from Portuguese in the 16th century, followed by words from Dutch during Japan's long isolation of the Edo period. With the Meiji Restoration and the reopening of Japan in the 19th century, borrowing occurred from German, French, and English. Today most borrowings are from English.
|
162 |
+
|
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+
In the Meiji era, the Japanese also coined many neologisms using Chinese roots and morphology to translate European concepts;[citation needed] these are known as wasei kango (Japanese-made Chinese words). Many of these were then imported into Chinese, Korean, and Vietnamese via their kanji in the late 19th and early 20th centuries.[citation needed] For example, seiji 政治 ("politics"), and kagaku 化学 ("chemistry") are words derived from Chinese roots that were first created and used by the Japanese, and only later borrowed into Chinese and other East Asian languages. As a result, Japanese, Chinese, Korean, and Vietnamese share a large common corpus of vocabulary in the same way many Greek- and Latin-derived words – both inherited or borrowed into European languages, or modern coinages from Greek or Latin roots – are shared among modern European languages – see classical compound.[citation needed]
|
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+
|
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+
In the past few decades, wasei-eigo ("made-in-Japan English") has become a prominent phenomenon. Words such as wanpatān ワンパターン (< one + pattern, "to be in a rut", "to have a one-track mind") and sukinshippu スキンシップ (< skin + -ship, "physical contact"), although coined by compounding English roots, are nonsensical in most non-Japanese contexts; exceptions exist in nearby languages such as Korean however, which often use words such as skinship and rimokon (remote control) in the same way as in Japanese.
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|
167 |
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The popularity of many Japanese cultural exports has made some native Japanese words familiar in English, including futon, haiku, judo, kamikaze, karaoke, karate, ninja, origami, rickshaw (from 人力車 jinrikisha), samurai, sayonara, Sudoku, sumo, sushi, tsunami, tycoon. See list of English words of Japanese origin for more.
|
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Literacy was introduced to Japan in the form of the Chinese writing system, by way of Baekje before the 5th century.[41] Using this language, the Japanese king Bu presented a petition to Emperor Shun of Liu Song in AD 478.[a] After the ruin of Baekje, Japan invited scholars from China to learn more of the Chinese writing system. Japanese emperors gave an official rank to Chinese scholars (続守言/薩弘格/[b][c] 袁晋卿[d]) and spread the use of Chinese characters from the 7th century to the 8th century.
|
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|
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At first, the Japanese wrote in Classical Chinese, with Japanese names represented by characters used for their meanings and not their sounds. Later, during the 7th century AD, the Chinese-sounding phoneme principle was used to write pure Japanese poetry and prose, but some Japanese words were still written with characters for their meaning and not the original Chinese sound. This is when the history of Japanese as a written language begins in its own right. By this time, the Japanese language was already very distinct from the Ryukyuan languages.[42]
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An example of this mixed style is the Kojiki, which was written in AD 712. They[who?] then started to use Chinese characters to write Japanese in a style known as man'yōgana, a syllabic script which used Chinese characters for their sounds in order to transcribe the words of Japanese speech syllable by syllable.
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Over time, a writing system evolved. Chinese characters (kanji) were used to write either words borrowed from Chinese, or Japanese words with the same or similar meanings. Chinese characters were also used to write grammatical elements, were simplified, and eventually became two syllabic scripts: hiragana and katakana which were developed based on Manyogana from Baekje.[43] However this hypothesis "Manyogana from Baekje" is denied by other scholars.[44][45][additional citation(s) needed]
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Hiragana and Katakana were first simplified from Kanji, and Hiragana, emerging somewhere around the 9th century,[46] was mainly used by women. Hiragana was seen as an informal language, whereas Katakana and Kanji were considered more formal and was typically used by men and in official settings. However, because of hiragana's accessibility, more and more people began using it. Eventually, by the 10th century, hiragana was used by everyone.[47]
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Modern Japanese is written in a mixture of three main systems: kanji, characters of Chinese origin used to represent both Chinese loanwords into Japanese and a number of native Japanese morphemes; and two syllabaries: hiragana and katakana. The Latin script (or romaji in Japanese) is used to a certain extent, such as for imported acronyms and to transcribe Japanese names and in other instances where non-Japanese speakers need to know how to pronounce a word (such as "ramen" at a restaurant). Arabic numerals are much more common than the kanji when used in counting, but kanji numerals are still used in compounds, such as 統一 tōitsu ("unification").
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Historically, attempts to limit the number of kanji in use commenced in the mid-19th century, but did not become a matter of government intervention until after Japan's defeat in the Second World War. During the period of post-war occupation (and influenced by the views of some U.S. officials), various schemes including the complete abolition of kanji and exclusive use of rōmaji were considered. The jōyō kanji ("common use kanji", originally called tōyō kanji [kanji for general use]) scheme arose as a compromise solution.
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Japanese students begin to learn kanji from their first year at elementary school. A guideline created by the Japanese Ministry of Education, the list of kyōiku kanji ("education kanji", a subset of jōyō kanji), specifies the 1,006 simple characters a child is to learn by the end of sixth grade. Children continue to study another 1,130 characters in junior high school, covering in total 2,136 jōyō kanji. The official list of jōyō kanji was revised several times, but the total number of officially sanctioned characters remained largely unchanged.
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As for kanji for personal names, the circumstances are somewhat complicated. Jōyō kanji and jinmeiyō kanji (an appendix of additional characters for names) are approved for registering personal names. Names containing unapproved characters are denied registration. However, as with the list of jōyō kanji, criteria for inclusion were often arbitrary and led to many common and popular characters being disapproved for use. Under popular pressure and following a court decision holding the exclusion of common characters unlawful, the list of jinmeiyō kanji was substantially extended from 92 in 1951 (the year it was first decreed) to 983 in 2004. Furthermore, families whose names are not on these lists were permitted to continue using the older forms.
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Hiragana are used for words without kanji representation, for words no longer written in kanji, and also following kanji to show conjugational endings. Because of the way verbs (and adjectives) in Japanese are conjugated, kanji alone cannot fully convey Japanese tense and mood, as kanji cannot be subject to variation when written without losing their meaning. For this reason, hiragana are appended to kanji to show verb and adjective conjugations. Hiragana used in this way are called okurigana. Hiragana can also be written in a superscript called furigana above or beside a kanji to show the proper reading. This is done to facilitate learning, as well as to clarify particularly old or obscure (or sometimes invented) readings.
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Katakana, like hiragana, constitute a syllabary; katakana are primarily used to write foreign words, plant and animal names, and for emphasis. For example, "Australia" has been adapted as Ōsutoraria (オーストラリア), and "supermarket" has been adapted and shortened into sūpā (スーパー).
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Many major universities throughout the world provide Japanese language courses, and a number of secondary and even primary schools worldwide offer courses in the language. This is much changed from before World War II; in 1940, only 65 Americans not of Japanese descent were able to read, write and understand the language.[48]
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International interest in the Japanese language dates from the 19th century but has become more prevalent following Japan's economic bubble of the 1980s and the global popularity of Japanese popular culture (such as anime and video games) since the 1990s. As of 2015, more than 3.6 million people studied the language worldwide, primarily in East and Southeast Asia.[49] Nearly one million Chinese, 745,000 Indonesians, 556,000 South Koreans and 357,000 Australians studied Japanese in lower and higher educational institutions.[49] Between 2012 and 2015, considerable growth of learners originated in Australia (20.5%), Thailand (34.1%), Vietnam (38.7%) and the Philippines (54.4%).[49]
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As of 2017, more than 267,000 foreign students study at Japanese universities and Japanese language schools, including 107,260 Chinese, 61,670 Vietnamese and 21,500 Nepalese.[50] In addition, local governments and some NPO groups provide free Japanese language classes for foreign residents, including Japanese Brazilians and foreigners married to Japanese nationals. In the United Kingdom, study of the Japanese language is supported by the British Association for Japanese Studies. In Ireland, Japanese is offered as a language in the Leaving Certificate in some schools.[51]
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The Japanese government provides standardized tests to measure spoken and written comprehension of Japanese for second language learners; the most prominent is the Japanese Language Proficiency Test (JLPT), which features five levels of exams (changed from four levels in 2010), ranging from elementary (N5) to advanced (N1). The JLPT is offered twice a year. The Japanese External Trade Organization JETRO organizes the Business Japanese Proficiency Test which tests the learner's ability to understand Japanese in a business setting. The Japan Kanji Aptitude Testing Foundation, which took over the BJT from JETRO in 2009, announced in August 2010 that the test would be discontinued in 2011 due to financial pressures on the Foundation. However, it has since issued a statement to the effect that the test will continue to be available as a result of support from the Japanese government.[52][53]
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1 |
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Japan (Japanese: 日本, Nippon [ɲippoꜜɴ] (listen) or Nihon [ɲihoꜜɴ] (listen)) is an island country of East Asia in the northwest Pacific Ocean. It borders the Sea of Japan to the west and extends from the Sea of Okhotsk in the north to the East China Sea and Taiwan in the south. Japan is part of the Pacific Ring of Fire and comprises an archipelago of 6,852 islands covering 377,975 square kilometers (145,937 sq mi); its five main islands, from north to south, are Hokkaido, Honshu, Shikoku, Kyushu, and Okinawa. Tokyo is the country's capital and largest city; other major cities include Osaka and Nagoya.
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Japan is the 11th most populous country in the world, as well as one of the most densely populated and urbanized. About three-fourths of the country's terrain is mountainous, concentrating its population of 126.2 million on narrow coastal plains. Japan is administratively divided into 47 prefectures and traditionally divided into eight regions. The Greater Tokyo Area is the most populous metropolitan area in the world, with more than 37.4 million residents.
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The islands of Japan were inhabited as early as the Upper Paleolithic period, though the first mentions of the archipelago appear in Chinese chronicles from the 1st century AD. Between the 4th and 9th centuries, the kingdoms of Japan became unified under an emperor and imperial court based in Heian-kyō. Starting in the 12th century, however, political power was held by a series of military dictators (shōgun), feudal lords (daimyō), and a class of warrior nobility (samurai). After a century-long period of civil war, the country was reunified in 1603 under the Tokugawa shogunate, which enacted a foreign policy of isolation. In 1854, a United States fleet forced Japan to open trade to the West, leading to the end of the shogunate and the restoration of imperial power in 1868. In the Meiji era, the Empire of Japan adopted a Western-style constitution and pursued industrialization and modernization. Japan invaded China in 1937; in 1941, it entered World War II as an Axis power. After suffering defeat in the Pacific War and two atomic bombings, Japan surrendered in 1945 and came under an Allied occupation, during which it adopted a post-war constitution. It has since maintained a unitary parliamentary constitutional monarchy with an elected legislature known as the National Diet.
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Japan is a great power and a member of numerous international organizations, including the United Nations (since 1956), the OECD, and the G7. Although it has renounced its right to declare war, the country maintains a modern military ranked as the world's fourth most powerful. Following World War II, Japan experienced record economic growth, becoming the second-largest economy in the world by 1990. As of 2019, the country's economy is the third-largest by nominal GDP and fourth-largest by purchasing power parity. Japan is a global leader in the automotive and electronics industries and has made significant contributions to science and technology. Ranked "very high" on the Human Development Index, Japan has the world's second-highest life expectancy, though it is currently experiencing a decline in population. Culturally, Japan is renowned for its art, cuisine, music, and popular culture, including its prominent animation and video game industries.
|
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The name for Japan in Japanese is written using the kanji 日本 and pronounced Nippon or Nihon.[8] Before it was adopted in the early 8th century, the country was known in China as Wa (倭) and in Japan by the endonym Yamato.[9] Nippon, the original Sino-Japanese reading of the characters, is favored today for official uses, including on banknotes and postage stamps.[8] Nihon is typically used in everyday speech and reflects shifts in Japanese phonology during the Edo period.[9] The characters 日本 mean "sun origin", in reference to Japan's relatively eastern location.[8] It is the source of the popular Western epithet "Land of the Rising Sun".[10]
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The name Japan is based on the Chinese pronunciation and was introduced to European languages through early trade. In the 13th century, Marco Polo recorded the early Mandarin or Wu Chinese pronunciation of the characters 日本國 as Cipangu.[11] The old Malay name for Japan, Japang or Japun, was borrowed from a southern coastal Chinese dialect and encountered by Portuguese traders in Southeast Asia, who brought the word to Europe in the early 16th century.[12] The first version of the name in English appears in a book published in 1577, which spelled the name as Giapan in a translation of a 1565 Portuguese letter.[13][14]
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A Paleolithic culture from around 30,000 BC constitutes the first known habitation of the islands of Japan.[15] This was followed from around 14,500 BC (the start of the Jōmon period) by a Mesolithic to Neolithic semi-sedentary hunter-gatherer culture characterized by pit dwelling and rudimentary agriculture.[16] Decorated clay vessels from the period are among the oldest surviving examples of pottery.[17] From around 1000 BC, Yayoi people began to enter the archipelago from Kyushu, intermingling with the Jōmon;[18] the Yayoi period saw the introduction of practices including wet-rice farming,[19] a new style of pottery,[20] and metallurgy from China and Korea.[21]
|
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|
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+
Japan first appears in written history in the Chinese Book of Han, completed in 111 AD.[22] The Records of the Three Kingdoms records that the most powerful state on the archipelago in the 3rd century was Yamato; according to legend, the kingdom was founded in 660 BC by Emperor Jimmu. Buddhism was introduced to Japan from Baekje (a Korean kingdom) in 552, but the subsequent development of Japanese Buddhism was primarily influenced by China.[23] Despite early resistance, Buddhism was promoted by the ruling class, including figures like Prince Shōtoku, and gained widespread acceptance beginning in the Asuka period (592–710).[24]
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After defeat in the Battle of Baekgang by the Chinese Tang dynasty, the Japanese government devised and implemented the far-reaching Taika Reforms. It nationalized all land in Japan, to be distributed equally among cultivators, and ordered the compilation of a household registry as the basis for a new system of taxation.[25] The Jinshin War of 672, a bloody conflict between Prince Ōama and his nephew Prince Ōtomo, became a major catalyst for further administrative reforms.[26] These reforms culminated with the promulgation of the Taihō Code, which consolidated existing statutes and established the structure of the central and subordinate local governments.[25] These legal reforms created the ritsuryō state, a system of Chinese-style centralized government that remained in place for half a millennium.[26]
|
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The Nara period (710–784) marked an emergence of a Japanese state centered on the Imperial Court in Heijō-kyō (modern Nara). The period is characterized by the appearance of a nascent literary culture with the completion of the Kojiki (712) and Nihon Shoki (720), as well as the development of Buddhist-inspired artwork and architecture.[27] A smallpox epidemic in 735–737 is believed to have killed as much as one-third of Japan's population.[28] In 784, Emperor Kanmu moved the capital from Nara to Nagaoka-kyō, then to Heian-kyō (modern Kyoto) in 794. This marked the beginning of the Heian period (794–1185), during which a distinctly indigenous Japanese culture emerged. Murasaki Shikibu's The Tale of Genji and the lyrics of Japan's national anthem "Kimigayo" were written during this time.[29]
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Japan's feudal era was characterized by the emergence and dominance of a ruling class of warriors, the samurai. In 1185, following the defeat of the Taira clan in the Genpei War, samurai Minamoto no Yoritomo was appointed shōgun and established a military government at Kamakura.[30] After Yoritomo's death, the Hōjō clan came to power as regents for the shōguns. The Zen school of Buddhism was introduced from China in the Kamakura period (1185–1333) and became popular among the samurai class.[31] The Kamakura shogunate repelled Mongol invasions in 1274 and 1281 but was eventually overthrown by Emperor Go-Daigo. Go-Daigo was defeated by Ashikaga Takauji in 1336, beginning the Muromachi period (1336–1573). However, the succeeding Ashikaga shogunate failed to control the feudal warlords (daimyōs) and a civil war began in 1467, opening the century-long Sengoku period ("Warring States").[32]
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During the 16th century, Portuguese traders and Jesuit missionaries reached Japan for the first time, initiating direct commercial and cultural exchange between Japan and the West. Oda Nobunaga used European technology and firearms to conquer many other daimyōs; his consolidation of power began what was known as the Azuchi–Momoyama period (1573–1603). After Nobunaga was assassinated in 1582 by Akechi Mitsuhide, his successor Toyotomi Hideyoshi unified the nation in 1590 and launched two unsuccessful invasions of Korea in 1592 and 1597.
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Tokugawa Ieyasu served as regent for Hideyoshi's son Toyotomi Hideyori and used his position to gain political and military support. When open war broke out, Ieyasu defeated rival clans in the Battle of Sekigahara in 1600. He was appointed shōgun by Emperor Go-Yōzei in 1603 and established the Tokugawa shogunate at Edo (modern Tokyo).[33] The shogunate enacted measures including buke shohatto, as a code of conduct to control the autonomous daimyōs,[34] and in 1639 the isolationist sakoku ("closed country") policy that spanned the two and a half centuries of tenuous political unity known as the Edo period (1603–1868).[35] Modern Japan's economic growth began in this period, resulting in roads and water transportation routes, as well as financial instruments such as futures contracts, banking and insurance of the Osaka rice brokers.[36] The study of Western sciences (rangaku) continued through contact with the Dutch enclave at Dejima in Nagasaki. The Edo period also gave rise to kokugaku ("national studies"), the study of Japan by the Japanese.[37]
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In 1854, Commodore Matthew Perry and the "Black Ships" of the United States Navy forced the opening of Japan to the outside world with the Convention of Kanagawa. Similar treaties with Western countries in the Bakumatsu period brought economic and political crises. The resignation of the shōgun led to the Boshin War and the establishment of a centralized state nominally unified under the emperor (the Meiji Restoration).[38] Adopting Western political, judicial, and military institutions, the Cabinet organized the Privy Council, introduced the Meiji Constitution, and assembled the Imperial Diet. During the Meiji era (1868–1912), the Empire of Japan emerged as the most developed nation in Asia and as an industrialized world power that pursued military conflict to expand its sphere of influence.[39][40][41] After victories in the First Sino-Japanese War (1894–1895) and the Russo-Japanese War (1904–1905), Japan gained control of Taiwan, Korea and the southern half of Sakhalin.[42] The Japanese population doubled from 35 million in 1873 to 70 million by 1935.[43]
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The early 20th century saw a period of Taishō democracy (1912–1926) overshadowed by increasing expansionism and militarization. World War I allowed Japan, which joined the side of the victorious Allies, to capture German possessions in the Pacific and in China. The 1920s saw a political shift towards statism, the passing of laws against political dissent, and a series of attempted coups. This process accelerated during the 1930s, spawning a number of Radical Nationalist groups that shared a hostility to liberal democracy and a dedication to expansion in Asia. In 1931, Japan invaded and occupied Manchuria; following international condemnation of the occupation, it resigned from the League of Nations two years later. In 1936, Japan signed the Anti-Comintern Pact with Nazi Germany; the 1940 Tripartite Pact made it one of the Axis Powers.
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The Empire of Japan invaded other parts of China in 1937, precipitating the Second Sino-Japanese War (1937–1945). In 1940, the Empire invaded French Indochina, after which the United States placed an oil embargo on Japan.[44] On December 7–8, 1941, Japanese forces carried out surprise attacks on Pearl Harbor, as well as on British forces in Malaya, Singapore, and Hong Kong, and declared war on the United States and the British Empire, beginning World War II in the Pacific. After Allied victories during the next four years, which culminated in the Soviet invasion of Manchuria and the atomic bombings of Hiroshima and Nagasaki in 1945, Japan agreed to an unconditional surrender.[45] The war cost Japan its colonies, China and the war's other combatants tens of millions of lives, and left much of Japan's industry and infrastructure destroyed. The Allies (led by the United States) repatriated millions of ethnic Japanese from colonies and military camps throughout Asia, largely eliminating the Japanese empire and its influence over its conquered territories.[46] The Allies also convened the International Military Tribunal for the Far East to prosecute Japanese leaders for war crimes.
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In 1947, Japan adopted a new constitution emphasizing liberal democratic practices. The Allied occupation ended with the Treaty of San Francisco in 1952,[47] and Japan was granted membership in the United Nations in 1956. A period of record growth propelled Japan to become the second-largest economy in the world; this ended in the mid-1990s after the popping of an asset price bubble, beginning the "Lost Decade". In the 21st century, positive growth has signaled a gradual economic recovery.[48] On March 11, 2011, Japan suffered one of the largest earthquakes in its recorded history, triggering the Fukushima Daiichi nuclear disaster.[49] On May 1, 2019, after the historic abdication of Emperor Akihito, his son Naruhito became the new emperor, beginning the Reiwa era.[50]
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Japan comprises 6,852 islands extending along the Pacific coast of Asia. It stretches over 3,000 km (1,900 mi) northeast–southwest from the Sea of Okhotsk to the East China and Philippine Seas.[51] The county's five main islands, from north to south, are Hokkaido, Honshu, Shikoku, Kyushu and Okinawa.[52] The Ryukyu Islands, which include Okinawa, are a chain to the south of Kyushu. The Nanpō Islands are south and east of the main islands of Japan. Together they are often known as the Japanese archipelago.[53] As of 2019[update], Japan's territory is 377,975.24 km2 (145,937.06 sq mi).[2] Japan has the sixth longest coastline in the world (29,751 km (18,486 mi)). Because of its many far-flung outlying islands, Japan has the eighth largest Exclusive Economic Zone in the world covering 4,470,000 km2 (1,730,000 sq mi).[54]
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About 73 percent of Japan is forested, mountainous and unsuitable for agricultural, industrial or residential use.[55][56] As a result, the habitable zones, mainly in coastal areas, have extremely high population densities: Japan is one of the most densely populated countries.[57] Approximately 0.5% of Japan's total area is reclaimed land (umetatechi). Late 20th and early 21st century projects include artificial islands such as Chubu Centrair International Airport in Ise Bay, Kansai International Airport in the middle of Osaka Bay, Yokohama Hakkeijima Sea Paradise and Wakayama Marina City.[58]
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Japan is substantially prone to earthquakes, tsunami and volcanoes because of its location along the Pacific Ring of Fire.[59] It has the 15th highest natural disaster risk as measured in the 2013 World Risk Index.[60] Japan has 108 active volcanoes, which are primarily the result of large oceanic movements occurring from the mid-Silurian to the Pleistocene as a result of the subduction of the Philippine Sea Plate beneath the continental Amurian Plate and Okinawa Plate to the south, and subduction of the Pacific Plate under the Okhotsk Plate to the north. Japan was originally attached to the Eurasian continent; the subducting plates opened the Sea of Japan around 15 million years ago.[61] During the twentieth century several new volcanoes emerged, including Shōwa-shinzan on Hokkaido and Myōjin-shō off the Bayonnaise Rocks. Destructive earthquakes, often resulting in tsunami, occur several times each century.[62] The 1923 Tokyo earthquake killed over 140,000 people.[63] More recent major quakes are the 1995 Great Hanshin earthquake and the 2011 Tōhoku earthquake, which triggered a large tsunami.[49]
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The climate of Japan is predominantly temperate but varies greatly from north to south. Japan's geographical features divide it into six principal climatic zones: Hokkaido, Sea of Japan, Central Highland, Seto Inland Sea, Pacific Ocean, and Ryukyu Islands. The northernmost zone, Hokkaido, has a humid continental climate with long, cold winters and very warm to cool summers. Precipitation is not heavy, but the islands usually develop deep snowbanks in the winter.[64] In the Sea of Japan zone on Honshu's west coast, northwest winter winds bring heavy snowfall. In the summer, the region is cooler than the Pacific area, though it sometimes experiences extremely hot temperatures because of the foehn. The Central Highland has a typical inland humid continental climate, with large temperature differences between summer and winter, as well as large diurnal variation; precipitation is light, though winters are usually snowy. The mountains of the Chūgoku and Shikoku regions shelter the Seto Inland Sea from seasonal winds, bringing mild weather year-round.[64] The Pacific coast features a humid subtropical climate that experiences milder winters with occasional snowfall and hot, humid summers because of the southeast seasonal wind. The Ryukyu and Nanpō Islands have a subtropical climate, with warm winters and hot summers. Precipitation is very heavy, especially during the rainy season.[64]
|
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The average winter temperature in Japan is 5.1 °C (41.2 °F) and the average summer temperature is 25.2 °C (77.4 °F).[65] The highest temperature ever measured in Japan, 41.1 °C (106.0 °F), was recorded on July 23, 2018.[66] The main rainy season begins in early May in Okinawa, and the rain front gradually moves north until reaching Hokkaido in late July. In late summer and early autumn, typhoons often bring heavy rain.[65]
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47 |
+
Japan has nine forest ecoregions which reflect the climate and geography of the islands. They range from subtropical moist broadleaf forests in the Ryūkyū and Bonin Islands, to temperate broadleaf and mixed forests in the mild climate regions of the main islands, to temperate coniferous forests in the cold, winter portions of the northern islands.[67] Japan has over 90,000 species of wildlife, including the brown bear, the Japanese macaque, the Japanese raccoon dog, the large Japanese field mouse, and the Japanese giant salamander.[68] A large network of national parks has been established to protect important areas of flora and fauna as well as 37 Ramsar wetland sites.[69][70] Four sites have been inscribed on the UNESCO World Heritage List for their outstanding natural value.[71]
|
48 |
+
|
49 |
+
In the period of rapid economic growth after World War II, environmental policies were downplayed by the government and industrial corporations; as a result, environmental pollution was widespread in the 1950s and 1960s. Responding to rising concern, the government introduced several environmental protection laws in 1970.[72] The oil crisis in 1973 also encouraged the efficient use of energy because of Japan's lack of natural resources.[73]
|
50 |
+
|
51 |
+
As of 2015[update], more than 40 coal-fired power plants are planned or under construction in Japan, following the switching-off of Japan's nuclear fleet following the 2011 Fukushima nuclear disaster. Prior to this incident, Japan's emissions had been on the decline, largely because their nuclear power plants created no emissions. Japan ranks 20th in the 2018 Environmental Performance Index, which measures a nation's commitment to environmental sustainability.[74] As the host and signatory of the 1997 Kyoto Protocol, Japan is under treaty obligation to reduce its carbon dioxide emissions and to take other steps to curb climate change.[75] Current environmental issues include urban air pollution (NOx, suspended particulate matter, and toxics), waste management, water eutrophication, nature conservation, climate change, chemical management and international co-operation for conservation.[76]
|
52 |
+
|
53 |
+
Japan is a unitary state and constitutional monarchy in which the power of the Emperor is limited to a ceremonial role. He is defined in the Constitution as "the symbol of the state and of the unity of the people". Executive power is instead wielded by the Prime Minister of Japan and his Cabinet, whose sovereignty is vested in the Japanese people.[77] Naruhito is the current Emperor of Japan, having succeeded his father Akihito upon his accession to the Chrysanthemum Throne on May 1, 2019.
|
54 |
+
|
55 |
+
Japan's legislative organ is the National Diet, a bicameral parliament. It consists of a lower House of Representatives with 465 seats, elected by popular vote every four years or when dissolved, and an upper House of Councillors with 245 seats, whose popularly-elected members serve six-year terms. There is universal suffrage for adults over 18 years of age,[78] with a secret ballot for all elected offices.[77] The Diet is currently dominated by the conservative Liberal Democratic Party (LDP), which has enjoyed near-continuous electoral success since 1955. The prime minister is the head of government and is appointed by the emperor after being designated from among the members of the Diet. As the head of the Cabinet, the prime minister has the power to appoint and dismiss Ministers of State. Following the LDP victory in the 2012 general election, Shinzō Abe replaced Yoshihiko Noda as the prime minister.[79]
|
56 |
+
|
57 |
+
Historically influenced by Chinese law, the Japanese legal system developed independently during the Edo period through texts such as Kujikata Osadamegaki.[80] However, since the late 19th century, the judicial system has been largely based on the civil law of Europe, notably Germany. In 1896, Japan established a civil code based on the German Bürgerliches Gesetzbuch, which remains in effect with post–World War II modifications.[81] The Constitution of Japan, adopted in 1947, is the oldest unamended constitution in the world.[82] Statutory law originates in the legislature, and the constitution requires that the emperor promulgate legislation passed by the Diet without giving him the power to oppose legislation. The main body of Japanese statutory law is called the Six Codes.[83] Japan's court system is divided into four basic tiers: the Supreme Court and three levels of lower courts.[84]
|
58 |
+
|
59 |
+
Japan is divided into 47 prefectures, each overseen by an elected governor, legislature, and administrative bureaucracy.[85] Each prefecture is further divided into cities, towns and villages.[86] In the following table, the prefectures are grouped by region:
|
60 |
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|
61 |
+
1. Hokkaido
|
62 |
+
|
63 |
+
2. Aomori
|
64 |
+
3. Iwate
|
65 |
+
4. Miyagi
|
66 |
+
5. Akita
|
67 |
+
6. Yamagata
|
68 |
+
7. Fukushima
|
69 |
+
|
70 |
+
8. Ibaraki
|
71 |
+
9. Tochigi
|
72 |
+
10. Gunma
|
73 |
+
11. Saitama
|
74 |
+
12. Chiba
|
75 |
+
13. Tokyo
|
76 |
+
14. Kanagawa
|
77 |
+
|
78 |
+
15. Niigata
|
79 |
+
16. Toyama
|
80 |
+
17. Ishikawa
|
81 |
+
18. Fukui
|
82 |
+
19. Yamanashi
|
83 |
+
20. Nagano
|
84 |
+
21. Gifu
|
85 |
+
22. Shizuoka
|
86 |
+
23. Aichi
|
87 |
+
|
88 |
+
24. Mie
|
89 |
+
25. Shiga
|
90 |
+
26. Kyoto
|
91 |
+
27. Osaka
|
92 |
+
28. Hyōgo
|
93 |
+
29. Nara
|
94 |
+
30. Wakayama
|
95 |
+
|
96 |
+
31. Tottori
|
97 |
+
32. Shimane
|
98 |
+
33. Okayama
|
99 |
+
34. Hiroshima
|
100 |
+
35. Yamaguchi
|
101 |
+
|
102 |
+
36. Tokushima
|
103 |
+
37. Kagawa
|
104 |
+
38. Ehime
|
105 |
+
39. Kōchi
|
106 |
+
|
107 |
+
40. Fukuoka
|
108 |
+
41. Saga
|
109 |
+
42. Nagasaki
|
110 |
+
43. Kumamoto
|
111 |
+
44. Ōita
|
112 |
+
45. Miyazaki
|
113 |
+
46. Kagoshima
|
114 |
+
47. Okinawa
|
115 |
+
|
116 |
+
A member state of the United Nations since 1956, Japan has served as a non-permanent Security Council member for a total of 22 years. It is one of the G4 nations seeking permanent membership in the Security Council.[87] Japan is a member of the G7, APEC, and "ASEAN Plus Three", and is a participant in the East Asia Summit. Japan signed a security pact with Australia in March 2007[88] and with India in October 2008.[89] It is the world's fifth largest donor of official development assistance, donating US$9.2 billion in 2014.[90] In 2017, Japan had the fifth largest diplomatic network in the world.[91]
|
117 |
+
|
118 |
+
Japan has close economic and military relations with the United States; the US-Japan security alliance acts as the cornerstone of the nation's foreign policy.[92] The United States is a major market for Japanese exports and the primary source of Japanese imports and is committed to defending the country, having military bases in Japan for partially that purpose.[93]
|
119 |
+
|
120 |
+
Japan's relationship with South Korea has been strained because of Japan's treatment of Koreans during Japanese colonial rule, particularly over the issue of comfort women.[94] In December 2015, Japan agreed to settle the comfort women dispute with South Korea by issuing a formal apology and paying money to the surviving comfort women. Today, South Korea and Japan have a stronger and more economically-driven relationship. Since the 1990s, the Korean Wave has created a large fanbase in East Asia: Japan is the number one importer of Korean music (K-pop), television (K-dramas), and films.[95] Most recently, South Korean President Moon Jae-in met with Japanese Prime Minister Shinzo Abe at the 2017 G20 Summit to discuss the future of their relationship and specifically how to cooperate on finding solutions for North Korean aggression in the region.[96]
|
121 |
+
|
122 |
+
Japan is engaged in several territorial disputes with its neighbors. Japan contests Russia's control of the Southern Kuril Islands, which were occupied by the Soviet Union in 1945.[97] South Korea's control of the Liancourt Rocks is acknowledged but not accepted as they are claimed by Japan.[98] Japan has strained relations with China and Taiwan over the Senkaku Islands[99] and the status of Okinotorishima.
|
123 |
+
|
124 |
+
Japan maintains one of the largest military budgets of any country in the world.[100] The country's military (the Japan Self-Defense Forces) is restricted by Article 9 of the Japanese Constitution, which renounces Japan's right to declare war or use military force in international disputes. Japan is the highest-ranked Asian country in the Global Peace Index.
|
125 |
+
|
126 |
+
The military is governed by the Ministry of Defense, and primarily consists of the Japan Ground Self-Defense Force, the Japan Maritime Self-Defense Force, and the Japan Air Self-Defense Force. The Maritime Self-Defense Force is a regular participant in RIMPAC maritime exercises.[101] The forces have been recently used in peacekeeping operations; the deployment of troops to Iraq marked the first overseas use of Japan's military since World War II.[102] The Japan Business Federation has called on the government to lift the ban on arms exports so that Japan can join multinational projects such as the Joint Strike Fighter.[103]
|
127 |
+
|
128 |
+
The Government of Japan has been making changes to its security policy which include the establishment of the National Security Council, the adoption of the National Security Strategy, and the development of the National Defense Program Guidelines.[104] In May 2014, Prime Minister Shinzō Abe said Japan wanted to shed the passiveness it has maintained since the end of World War II and take more responsibility for regional security.[105] Recent tensions, particularly with North Korea,[106] have reignited the debate over the status of the JSDF and its relation to Japanese society.[107]
|
129 |
+
|
130 |
+
Domestic security in Japan is provided mainly by the prefectural police departments, under the oversight of the National Police Agency[108] and supervised by the Criminal Affairs Bureau of the National Police Agency.[109] As the central coordinating body for the Prefectural Police Departments, the National Police Agency is administered by the National Public Safety Commission.[110] The Special Assault Team comprises national-level counter-terrorism tactical units that cooperate with territorial-level Anti-Firearms Squads and Counter-NBC Terrorism Squads.[111]
|
131 |
+
|
132 |
+
Additionally, there is the Japan Coast Guard which guards territorial waters. The coast guard patrols the sea surrounding Japan and uses surveillance and control countermeasures against smuggling, marine environmental crime, poaching, piracy, spy ships, unauthorized foreign fishing vessels, and illegal immigration.[112]
|
133 |
+
|
134 |
+
The Firearm and Sword Possession Control Law strictly regulates the civilian ownership of guns, swords and other weaponry.[113][114] According to the United Nations Office on Drugs and Crime, among the member states of the UN that report statistics, the incidence rate of violent crimes such as murder, abduction, forced sexual intercourse and robbery is very low in Japan.[115][116][117][118][119]
|
135 |
+
|
136 |
+
Japan is the third largest national economy in the world, after the United States and China, in terms of nominal GDP,[120] and the fourth largest national economy in the world, after the United States, China and India, in terms of purchasing power parity. As of 2017[update], Japan's public debt was estimated at more than 230 percent of its annual gross domestic product, the largest of any nation in the world.[121] The service sector accounts for three quarters of the gross domestic product.[122]
|
137 |
+
|
138 |
+
As of 2017[update], Japan's labor force consisted of some 65 million workers.[55] Japan has a low unemployment rate of around three percent. Around 16 percent of the population were below the poverty line in 2013.[123] Housing in Japan is characterized by limited land supply in urban areas.[124]
|
139 |
+
|
140 |
+
Japan's exports amounted to US$5,430 per capita in 2017. As of 2017[update], Japan's main export markets were the United States (19.4 percent), China (19 percent), South Korea (7.6 percent), Hong Kong (5.1 percent) and Thailand (4.2 percent). Its main exports are transportation equipment, motor vehicles, iron and steel products, semiconductors and auto parts.[55] Japan's main import markets as of 2017[update] were China (24.5 percent), the United States (11 percent), Australia (5.8 percent), South Korea (4.2 percent), and Saudi Arabia (4.1 percent).[55] Japan's main imports are machinery and equipment, fossil fuels, foodstuffs (in particular beef), chemicals, textiles and raw materials for its industries. By market share measures, domestic markets are the least open of any OECD country.[125]
|
141 |
+
|
142 |
+
Japan ranks 34th of 190 countries in the 2018 ease of doing business index and has one of the smallest tax revenues of the developed world. The Japanese variant of capitalism has many distinct features: keiretsu enterprises are influential, and lifetime employment and seniority-based career advancement are relatively common in the Japanese work environment.[125][126] Japanese companies are known for management methods like "The Toyota Way", and shareholder activism is rare.[127] Japan also has a large cooperative sector, with three of the ten largest cooperatives in the world, including the largest consumer cooperative and the largest agricultural cooperative in the world.[128]
|
143 |
+
|
144 |
+
Japan ranks highly for competitiveness and economic freedom. It is ranked sixth in the Global Competitiveness Report for 2015–2016.[129][130]
|
145 |
+
|
146 |
+
The Japanese agricultural sector accounts for about 1.4% of the total country's GDP.[131] Only 12% of Japan's land is suitable for cultivation.[132][133] Because of this lack of arable land, a system of terraces is used to farm in small areas.[134] This results in one of the world's highest levels of crop yields per unit area, with an overall agricultural self-sufficiency rate of about 50% on fewer than 56,000 square kilometers (14,000,000 acres) cultivated. Japan's small agricultural sector, however, is also highly subsidized and protected, with government regulations that favor small-scale cultivation instead of large-scale agriculture.[132] Rice, the most protected crop, is subject to tariffs of 777.7%.[133][135] There has been a growing concern about farming as the current farmers are aging with a difficult time finding successors.[136]
|
147 |
+
|
148 |
+
In 1996, Japan ranked fourth in the world in tonnage of fish caught.[137] Japan ranked seventh and captured 3,167,610 metric tons of fish in 2016, down from an annual average of 4,000,000 tons over the previous decade.[138] In 2010, Japan's total fisheries production was 4,762,469 fish.[139] Japan maintains one of the world's largest fishing fleets and accounts for nearly 15% of the global catch,[140] prompting some claims that Japan's fishing is leading to depletion in fish stocks such as tuna.[141] Japan has also sparked controversy by supporting quasi-commercial whaling.[142]
|
149 |
+
|
150 |
+
Japan has a large industrial capacity and is home to some of the largest and most technologically advanced producers of motor vehicles, machine tools, steel and nonferrous metals, ships, chemical substances, textiles, and processed foods. Japan's industrial sector makes up approximately 27.5% of its GDP.[140] Some major Japanese industrial companies include Canon Inc., Toshiba and Nippon Steel.[140][144] The country's manufacturing output is the third highest in the world.[145]
|
151 |
+
|
152 |
+
Japan is the third largest automobile producer in the world and is home to Toyota, the world's largest automobile company.[143][146] Despite facing competition from South Korea and China, the Japanese shipbuilding industry is expected to remain strong through an increased focus on specialized, high-tech designs.[147]
|
153 |
+
|
154 |
+
Japan's service sector accounts for about three-quarters of its total economic output.[131] Banking, insurance, real estate, retailing, transportation, and telecommunications are all major industries, with companies such as Mitsubishi UFJ, Mizuho, NTT, TEPCO, Nomura, Mitsubishi Estate, ÆON, Mitsui Sumitomo, Softbank, JR East, Seven & I, KDDI and Japan Airlines listed as some of the largest in the world.[148][149] Four of the five most circulated newspapers in the world are Japanese newspapers.[150] The six major keiretsus are the Mitsubishi, Sumitomo, Fuyo, Mitsui, Dai-Ichi Kangyo and Sanwa Groups.[151]
|
155 |
+
|
156 |
+
Japan attracted 19.73 million international tourists in 2015[152] and increased by 21.8% to attract 24.03 million international tourists in 2016.[153][154][155] In 2008, the Japanese government set up Japan Tourism Agency and set the initial goal to increase foreign visitors to 20 million in 2020. In 2016, having met the 20 million target, the government revised up its target to 40 million by 2020 and to 60 million by 2030.[156][157] For inbound tourism, Japan was ranked 16th in the world in 2015.[158] Japan is one of the least visited countries in the OECD on a per capita basis,[159] and it was by far the least visited country in the G7 until 2014.[160]
|
157 |
+
|
158 |
+
Japan is a leading nation in scientific research, particularly in the natural sciences and engineering. The country ranks second among the most innovative countries in the Bloomberg Innovation Index.[161][162] Nearly 700,000 researchers share a US$130 billion research and development budget,[163] which relative to gross domestic product is the third highest budget in the world.[164] The country is a world leader in fundamental scientific research, having produced twenty-two Nobel laureates in either physics, chemistry or medicine[165] and three Fields medalists.[166]
|
159 |
+
|
160 |
+
Japanese scientists and engineers have contributed to the advancement of agricultural sciences, electronics, industrial robotics, optics, chemicals, semiconductors, life sciences and various fields of engineering. Japan leads the world in robotics production and use, possessing more than 20% of the world's industrial robots as of 2013[update].[needs update][167] Japan boasts the third highest number of scientists, technicians, and engineers per capita in the world with 83 per 10,000 employees.[168][169][170]
|
161 |
+
|
162 |
+
The Japanese consumer electronics industry, once considered the strongest in the world, is currently in a state of decline as competition arises in countries like South Korea, the United States and China.[171][172] However, video gaming in Japan remains a major industry. Japan became a major exporter of video games during the golden age of arcade video games, an era that began with the release of Taito's Space Invaders in 1978 and ended around the mid-1980s.[173][174][175] Japanese-made video game consoles have been popular since the 1980s,[176] and Japan dominated the industry until Microsoft's Xbox consoles began challenging Sony and Nintendo in the 2000s.[177][178][179] As of 2009[update], $6 billion of Japan's $20 billion gaming market is generated from arcades, which represent the largest sector of the Japanese video game market, followed by home console games and mobile games at $3.5 billion and $2 billion, respectively.[needs update][180] Japan is now the world's largest market for mobile games;[181] in 2014, Japan's consumer video game market grossed $9.6 billion, with $5.8 billion coming from mobile gaming.[182]
|
163 |
+
|
164 |
+
The Japan Aerospace Exploration Agency is Japan's national space agency; it conducts space, planetary, and aviation research, and leads development of rockets and satellites. It is a participant in the International Space Station: the Japanese Experiment Module (Kibō) was added to the station during Space Shuttle assembly flights in 2008.[183] The space probe Akatsuki was launched in 2010 and achieved orbit around Venus in 2015. Japan's plans in space exploration include building a moon base by 2030.[184] In 2007, it launched lunar explorer SELENE (Selenological and Engineering Explorer) from Tanegashima Space Center. The largest lunar mission since the Apollo program, its purpose was to gather data on the moon's origin and evolution. It entered a lunar orbit on October 4, 2007,[185][186] and was deliberately crashed into the Moon on June 11, 2009.[187]
|
165 |
+
|
166 |
+
Japan's road spending has been extensive.[188] Its 1.2 million kilometers (0.75 million miles) of paved road are the main means of transportation.[189] As of 2012[update], Japan has approximately 1,215,000 kilometers (755,000 miles) of roads made up of 1,022,000 kilometers (635,000 miles) of city, town and village roads, 129,000 kilometers (80,000 miles) of prefectural roads, 55,000 kilometers (34,000 miles) of general national highways and 8,050 kilometers (5,000 miles) of national expressways.[190][191] A single network of high-speed, divided, limited-access toll roads connects major cities on Honshu, Shikoku and Kyushu (Hokkaido has a separate network). Cars are inexpensive; car ownership fees and fuel levies are used to promote energy efficiency. However, at just 50 percent of all distance traveled, car usage is the lowest of all G8 countries.[192]
|
167 |
+
|
168 |
+
Since privatization in 1987, dozens of Japanese railway companies compete in regional and local passenger transportation markets; major companies include seven JR enterprises, Kintetsu, Seibu Railway and Keio Corporation. Some 250 high-speed Shinkansen trains connect major cities and Japanese trains are known for their safety and punctuality.[193][194] A new Maglev line called the Chūō Shinkansen is being constructed between Tokyo and Nagoya. It is due to be completed in 2027.[195]
|
169 |
+
|
170 |
+
There are 175 airports in Japan;[55] the largest domestic airport, Haneda Airport in Tokyo, is Asia's second-busiest airport.[196] The largest international gateways are Narita International Airport, Kansai International Airport and Chūbu Centrair International Airport.[197] Nagoya Port is the country's largest and busiest port, accounting for 10 percent of Japan's trade value.[198]
|
171 |
+
|
172 |
+
As of 2017[update], 39% of energy in Japan was produced from petroleum, 25% from coal, 23% from natural gas, 3.5% from hydropower and 1.5% from nuclear power. Nuclear power was down from 11.2 percent in 2010.[199] By May 2012 all of the country's nuclear power plants had been taken offline because of ongoing public opposition following the Fukushima Daiichi nuclear disaster in March 2011, though government officials continued to try to sway public opinion in favor of returning at least some to service.[200] The Sendai Nuclear Power Plant restarted in 2015,[201] and since then several other nuclear power plants have been restarted. Japan lacks significant domestic reserves and so has a heavy dependence on imported energy.[202] Japan has therefore aimed to diversify its sources and maintain high levels of energy efficiency.[203]
|
173 |
+
|
174 |
+
The government took responsibility for regulating the water and sanitation sector is shared between the Ministry of Health, Labor and Welfare in charge of water supply for domestic use; the Ministry of Land, Infrastructure, Transport and Tourism in charge of water resources development as well as sanitation; the Ministry of the Environment in charge of ambient water quality and environmental preservation; and the Ministry of Internal Affairs and Communications in charge of performance benchmarking of utilities.[204] Access to an improved water source is universal in Japan. 97% of the population receives piped water supply from public utilities and 3% receive water from their own wells or unregulated small systems, mainly in rural areas.[205]
|
175 |
+
|
176 |
+
Japan has a population of 126.3 million,[206] of which 124.8 million are Japanese nationals (2019).[207] Honshū is the world's second most populous island and has 80% of Japan's population. In 2010, 90.7% of the total Japanese population lived in cities.[208] The capital city Tokyo has a population of 13.8 million (2018).[209] It is part of the Greater Tokyo Area, the biggest metropolitan area in the world with 38,140,000 people (2016).[210][211]
|
177 |
+
|
178 |
+
Japanese society is linguistically, ethnically and culturally homogeneous,[212][213] composed of 98.1% ethnic Japanese,[55] with small populations of foreign workers.[212] The most dominant native ethnic group is the Yamato people; primary minority groups include the indigenous Ainu[214] and Ryukyuan people, as well as social minority groups like the burakumin.[215] Zainichi Koreans,[216] Chinese, Filipinos, Brazilians mostly of Japanese descent,[217] Peruvians mostly of Japanese descent, and Americans are among the small minority groups in Japan.[218] In 2003, there were about 134,700 non-Latin American Western (not including more than 33,000 American military personnel and their dependents) and 345,500 Latin American expatriates, 274,700 of whom were Brazilians,[217] the largest community of Westerners.[219]
|
179 |
+
|
180 |
+
Japan has the second longest overall life expectancy at birth of any country in the world: 83.5 years for persons born in the period 2010–2015.[220][221] The Japanese population is rapidly aging as a result of a post–World War II baby boom followed by a decrease in birth rates. In 2012, about 24.1 percent of the population was over 65, and the proportion is projected to rise to almost 40 percent by 2050.[222] On September 15, 2018, for the first time, one in five Japanese residents was aged 70 or older. 26.18 million people are 70 or older and accounted for 20.7 percent of the population. Elderly women crossed the 20 million line at 20.12 million, substantially outnumbering the nation's 15.45 million elderly men.[223] The changes in demographic structure have created a number of social issues, particularly a potential decline in workforce population and increase in the cost of social security benefits.[224] A growing number of younger Japanese are not marrying or remain childless.[225] Japan's population is expected to drop to 95 million by 2050.[222][226]
|
181 |
+
|
182 |
+
Immigration and birth incentives are sometimes suggested as a solution to provide younger workers to support the nation's aging population.[227][228] Japan accepts an average flow of 9,500 new naturalized citizens per year.[229] On April 1, 2019, Japan's revised immigration law was enacted, protecting the rights of foreign workers to help reduce labor shortages in certain sectors.[230]
|
183 |
+
|
184 |
+
Japan has full religious freedom based on its constitution. Upper estimates suggest that 84–96 percent of the Japanese population subscribe to Shinto as its indigenous religion (50% to 80% of which considering degrees of syncretism with Buddhism, shinbutsu-shūgō).[231][232] However, these estimates are based on people affiliated with a temple, rather than the number of true believers. Many Japanese people practice both Shinto and Buddhism;[233] they can either identify with both religions or describe themselves as non-religious or spiritual,[234] despite participating in religious ceremonies as a cultural tradition. As a result, religious statistics are often under-reported in Japan. Other studies have suggested that only 30 percent of the population identify themselves as belonging to a religion.[235] Nevertheless, the level of participation remains high, especially during festivals and occasions such as the first shrine visit of the New Year. Taoism and Confucianism from China have also influenced Japanese beliefs and customs.[236]
|
185 |
+
|
186 |
+
Christianity was first introduced into Japan by Jesuit missions starting in 1549.[237] Today, fewer than 1%[238][239][240] to 2.3% are Christians,[b] most of them living in the western part of the country. As of 2007[update], there were 32,036 Christian priests and pastors in Japan.[242] Throughout the latest century, some Western customs originally related to Christianity (including Western style weddings, Valentine's Day and Christmas) have become popular as secular customs among many Japanese.[243]
|
187 |
+
|
188 |
+
Islam in Japan is estimated to constitute about 80–90% of foreign-born migrants and their children, primarily from Indonesia, Pakistan, Bangladesh, and Iran.[244] Many of the ethnic Japanese Muslims are those who convert upon marrying immigrant Muslims.[245] The Pew Research Center estimated that there were 185,000 Muslims in Japan in 2010.[246]
|
189 |
+
|
190 |
+
Other minority religions include Hinduism, Sikhism, Judaism, and Bahá'í Faith;[247] since the mid-19th century numerous new religious movements have emerged in Japan.[248]
|
191 |
+
|
192 |
+
More than 99 percent of the population speaks Japanese as their first language.[55] Japanese writing uses kanji (Chinese characters) and two sets of kana (syllabaries based on cursive script and radical of kanji), as well as the Latin alphabet and Arabic numerals.[249] Public and private schools generally require students to take Japanese language classes as well as English language courses.[250]
|
193 |
+
|
194 |
+
Besides Japanese, the Ryukyuan languages (Amami, Kunigami, Okinawan, Miyako, Yaeyama, Yonaguni), also part of the Japonic language family, are spoken in the Ryukyu Islands chain. Few children learn these languages,[251] but in recent years local governments have sought to increase awareness of the traditional languages. The Okinawan Japanese dialect is also spoken in the region. The Ainu language, which is a language isolate, is moribund, with only a few elderly native speakers remaining in Hokkaido.[252]
|
195 |
+
|
196 |
+
Primary schools, secondary schools and universities were introduced in 1872 as a result of the Meiji Restoration.[253] Since 1947, compulsory education in Japan comprises elementary and junior high school, which together last for nine years (from age 6 to age 15). Almost all children continue their education at a three-year senior high school. The two top-ranking universities in Japan are the University of Tokyo and Kyoto University.[254] Japan's education system played a central part in the country's recovery after World War II when the Fundamental Law of Education and the School Education Law were enacted. The latter law defined the standard school system. Starting in April 2016, various schools began the academic year with elementary school and junior high school integrated into one nine-year compulsory schooling program; MEXT plans for this approach to be adopted nationwide.[255]
|
197 |
+
|
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The Programme for International Student Assessment coordinated by the OECD currently ranks the overall knowledge and skills of Japanese 15-year-olds as the third best in the world.[256] Japan is one of the top-performing OECD countries in reading literacy, math and sciences with the average student scoring 529 and has one of the world's highest-educated labor forces among OECD countries.[257][256][258] In 2015, Japan's public spending on education amounted to just 4.1 percent of its GDP, below the OECD average of 5.0 percent.[259] The country's large pool of highly educated and skilled individuals is largely responsible for ushering Japan's post-war economic growth.[260] In 2017, the country ranked third for the percentage of 25 to 64 year-olds that have attained tertiary education with 51 percent.[260] In addition, 60.4 percent Japanese aged 25 to 34 have some form of tertiary education qualification and bachelor's degrees are held by 30.4 percent of Japanese aged 25 to 64, the second most in the OECD after South Korea.[260]
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Health care is provided by national and local governments. Payment for personal medical services is offered through a universal health insurance system that provides relative equality of access, with fees set by a government committee. People without insurance through employers can participate in a national health insurance program administered by local governments. Since 1973, all elderly persons have been covered by government-sponsored insurance.[261] Japan has a high suicide rate;[262][263] suicide is the leading cause of death for people under 30.[264] Another significant public health issue is smoking. Japan has the lowest rate of heart disease in the OECD, and the lowest level of dementia in the developed world.[265]
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Contemporary Japanese culture combines influences from Asia, Europe and North America.[266] Traditional Japanese arts include crafts such as ceramics, textiles, lacquerware, swords and dolls; performances of bunraku, kabuki, noh, dance, and rakugo; and other practices, the tea ceremony, ikebana, martial arts, calligraphy, origami, onsen, Geisha and games. Japan has a developed system for the protection and promotion of both tangible and intangible Cultural Properties and National Treasures.[267] Twenty-two sites have been inscribed on the UNESCO World Heritage List, eighteen of which are of cultural significance.[71]
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Japanese sculpture, largely of wood, and Japanese painting are among the oldest of the Japanese arts, with early figurative paintings dating to at least 300 BC. The history of Japanese painting exhibits synthesis and competition between native Japanese esthetics and imported ideas.[268] The interaction between Japanese and European art has been significant: for example ukiyo-e prints, which began to be exported in the 19th century in the movement known as Japonism, had a significant influence on the development of modern art in the West, most notably on post-Impressionism.[268] Japanese manga developed in the 20th century and have become popular worldwide.[269]
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Japanese architecture is a combination between local and other influences. It has traditionally been typified by wooden structures, elevated slightly off the ground, with tiled or thatched roofs. The Shrines of Ise have been celebrated as the prototype of Japanese architecture.[270] Largely of wood, traditional housing and many temple buildings see the use of tatami mats and sliding doors that break down the distinction between rooms and indoor and outdoor space.[271] Since the 19th century, however, Japan has incorporated much of Western, modern, and post-modern architecture into construction and design. Architects returning from study with western architects introduced the International Style of modernism into Japan. However, it was not until after World War II that Japanese architects made an impression on the international scene, firstly with the work of architects like Kenzō Tange and then with movements like Metabolism.
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The earliest works of Japanese literature include the Kojiki and Nihon Shoki chronicles and the Man'yōshū poetry anthology, all from the 8th century and written in Chinese characters.[272][273] In the early Heian period, the system of phonograms known as kana (hiragana and katakana) was developed. The Tale of the Bamboo Cutter is considered the oldest Japanese narrative.[274] An account of court life is given in The Pillow Book by Sei Shōnagon, while The Tale of Genji by Murasaki Shikibu is often described as the world's first novel.[275][276]
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During the Edo period, the chōnin ("townspeople") overtook the samurai aristocracy as producers and consumers of literature. The popularity of the works of Saikaku, for example, reveals this change in readership and authorship, while Bashō revivified the poetic tradition of the Kokinshū with his haikai (haiku) and wrote the poetic travelogue Oku no Hosomichi.[277] The Meiji era saw the decline of traditional literary forms as Japanese literature integrated Western influences. Natsume Sōseki and Mori Ōgai were the first "modern" novelists of Japan, followed by Ryūnosuke Akutagawa, Jun'ichirō Tanizaki, Yukio Mishima and, more recently, Haruki Murakami. Japan has two Nobel Prize-winning authors – Yasunari Kawabata (1968) and Kenzaburō Ōe (1994).[274]
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Japanese philosophy has historically been a fusion of both foreign, particularly Chinese and Western, and uniquely Japanese elements. In its literary forms, Japanese philosophy began about fourteen centuries ago. Confucian ideals are still evident today in the Japanese concept of society and the self, and in the organization of the government and the structure of society.[278] Buddhism has profoundly impacted Japanese psychology, metaphysics, and esthetics.[279]
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Japanese music is eclectic and diverse. Many instruments, such as the koto, were introduced in the 9th and 10th centuries. The popular folk music, with the guitar-like shamisen, dates from the 16th century.[280] Western classical music, introduced in the late 19th century, now forms an integral part of Japanese culture. The imperial court ensemble Gagaku has influenced the work of some modern Western composers.[281] Notable classical composers from Japan include Toru Takemitsu and Rentarō Taki. Popular music in post-war Japan has been heavily influenced by American and European trends, which has led to the evolution of J-pop.[282] Karaoke is the most widely practiced cultural activity in Japan.[283]
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The four traditional theaters from Japan are noh, kyōgen, kabuki, and bunraku. Noh and kyōgen theater traditions are among the oldest continuous theater traditions in the world.
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Ishin-denshin (以心伝心) is a Japanese idiom which denotes a form of interpersonal communication through unspoken mutual understanding.[284] Isagiyosa (潔さ) is a virtue of the capability of accepting death with composure. Cherry blossoms are a symbol of isagiyosa in the sense of embracing the transience of the world.[285] Hansei (反省) is a central idea in Japanese culture, meaning to acknowledge one's own mistake and to pledge improvement. Kotodama (言霊) refers to the Japanese belief that mystical powers dwell in words and names.[286] There are many annual festivals in Japan, which are called in Japanese matsuri (祭). There are no specific festival days for all of Japan; dates vary from area to area, and even within a specific area, but festival days do tend to cluster around traditional holidays such as Setsubun or Obon.
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Officially, Japan has 16 national, government-recognized holidays. Public holidays in Japan are regulated by the Public Holiday Law (国民の祝日に関する法律, Kokumin no Shukujitsu ni Kansuru Hōritsu) of 1948.[287] Beginning in 2000, Japan implemented the Happy Monday System, which moved a number of national holidays to Monday in order to obtain a long weekend. The national holidays in Japan are New Year's Day on January 1, Coming of Age Day on Second Monday of January, National Foundation Day on February 11, The Emperor's Birthday on February 23, Vernal Equinox Day on March 20 or 21, Shōwa Day on April 29, Constitution Memorial Day on May 3, Greenery Day on May 4, Children's Day on May 5, Marine Day on Third Monday of July, Mountain Day on August 11, Respect for the Aged Day on Third Monday of September, Autumnal Equinox on September 23 or 24, Health and Sports Day on Second Monday of October, Culture Day on November 3, and Labor Thanksgiving Day on November 23.[288]
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Japanese cuisine is known for its emphasis on seasonality of food, quality of ingredients and presentation. Japanese cuisine offers a vast array of regional specialties that use traditional recipes and local ingredients. Seafood and Japanese rice or noodles are traditional staple of Japanese cuisine, typically seasoned with a combination of dashi, soy sauce, mirin, vinegar, sugar, and salt. Dishes inspired by foreign food—in particular Chinese food—like ramen and gyōza, as well as foods like spaghetti, curry, and hamburgers have become adopted with variants for Japanese tastes and ingredients. Japanese curry, since its introduction to Japan from British India, is so widely consumed that it can be called a national dish.[289] Traditional Japanese sweets are known as wagashi.[290] Ingredients such as red bean paste and mochi are used. More modern-day tastes includes green tea ice cream.[291]
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Popular Japanese beverages include sake, which is a brewed rice beverage that typically contains 14–17% alcohol and is made by multiple fermentation of rice.[292] Beer has been brewed in Japan since the late 17th century.[293] Green tea is produced in Japan and prepared in various forms such as matcha, used in the Japanese tea ceremony.[294]
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Television and newspapers take an important role in Japanese mass media, though radio and magazines also take a part.[295][296] Over the 1990s, television surpassed newspapers as Japan's main information and entertainment medium.[297] There are six nationwide television networks: NHK (public broadcasting), Nippon Television (NTV), Tokyo Broadcasting System (TBS), Fuji Network System (FNS), TV Asahi (EX) and TV Tokyo Network (TXN).[296] Television networks were mostly established based on capital investments by existing radio networks. Variety shows, serial dramas, and news constitute a large percentage of Japanese television shows. According to the 2015 NHK survey on television viewing in Japan, 79 percent of Japanese watch television daily.[298]
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Japanese readers have a choice of approximately 120 daily newspapers, with an average subscription rate of 1.13 newspapers per household.[299] The main newspapers are the Yomiuri Shimbun, Asahi Shimbun, Mainichi Shimbun, Nikkei Shimbun and Sankei Shimbun. According to a survey conducted by the Japanese Newspaper Association in 1999, 85.4 percent of men and 75 percent of women read a newspaper every day.[297]
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Japan has one of the oldest and largest film industries in the world; movies have been produced in Japan since 1897.[300] Ishirō Honda's Godzilla became an international icon of Japan and spawned an entire subgenre of kaiju films, as well as the longest-running film franchise in history. Japan has won the Academy Award for the Best Foreign Language Film four times, more than any other Asian country. Japanese animated films and television series, known as anime, were largely influenced by Japanese manga and have been extensively popular in the West. Japan is a world-renowned powerhouse of animation.[301]
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Traditionally, sumo is considered Japan's national sport.[302] Japanese martial arts such as judo, karate and kendo are also widely practiced and enjoyed by spectators in the country. After the Meiji Restoration, many Western sports were introduced.[303] Baseball is currently the most popular spectator sport in the country. Japan's top professional league, now known as Nippon Professional Baseball, was established in 1936[304] and is widely considered to be the highest level of professional baseball in the world outside of the North American Major Leagues. Since the establishment of the Japan Professional Football League in 1992, association football has also gained a wide following.[305] Japan was a venue of the Intercontinental Cup from 1981 to 2004 and co-hosted the 2002 FIFA World Cup with South Korea.[306] Japan has one of the most successful football teams in Asia, winning the Asian Cup four times,[307] and the FIFA Women's World Cup in 2011.[308] Golf is also popular in Japan.[309]
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Japan has significant involvement in motorsport. Japanese automotive manufacturers have been successful in multiple different categories, with titles and victories in series such as Formula One, MotoGP, IndyCar, World Rally Championship, World Endurance Championship, World Touring Car Championship, British Touring Car Championship and the IMSA SportsCar Championship.[310][311][312] Three Japanese drivers have achieved podium finishes in Formula One, and drivers from Japan also have victories at the Indianapolis 500 and the 24 Hours of Le Mans, in addition to success in domestic championships.[313][314] Super GT is the most popular national series in Japan, while Super Formula is the top level domestic open-wheel series.[315] The country also hosts major races such as the Japanese Grand Prix, Japanese motorcycle Grand Prix, Suzuka 10 Hours, 6 Hours of Fuji, FIA WTCC Race of Japan and the Indy Japan 300.
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Japan hosted the Summer Olympics in Tokyo in 1964 and the Winter Olympics in Sapporo in 1972 and Nagano in 1998.[316] Further, the country hosted the official 2006 Basketball World Championship.[317] Tokyo will host the 2020 Summer Olympics, making Tokyo the first Asian city to host the Olympics twice.[318] The country gained the hosting rights for the official Women's Volleyball World Championship on five occasions, more than any other nation.[319] Japan is the most successful Asian Rugby Union country, winning the Asian Five Nations a record six times and winning the newly formed IRB Pacific Nations Cup in 2011. Japan also hosted the 2019 IRB Rugby World Cup.[320]
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Government
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General information
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Coordinates: 36°N 138°E / 36°N 138°E / 36; 138
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A zoo (short for zoological garden; also called an animal park or menagerie) is a facility in which animals are housed within enclosures, cared for, displayed to the public, and in some cases bred.
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The term "zoological garden" refers to zoology, the study of animals. The term is derived from the Greek ζώον, 'zoon', "animal," and the suffix -λογία, '-logia', "study of". The abbreviation "zoo" was first used of the London Zoological Gardens, which was opened for scientific study in 1828 and to the public in 1847.[1] In the United States alone, zoos are visited by over 181 million people annually.[2]
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The London Zoo, which was opened in 1828, was initially known as the "Gardens and Menagerie of the Zoological Society of London", and it described itself as a menagerie or "zoological forest".[3] The abbreviation "zoo" first appeared in print in the United Kingdom around 1847, when it was used for the Clifton Zoo, but it was not until some 20 years later that the shortened form became popular in the song "Walking in the Zoo" by music-hall artist Alfred Vance.[3] The term "zoological park" was used for more expansive facilities in Halifax, Nova Scotia, Washington, D.C., and the Bronx in New York, which opened in 1847, 1891 and 1899 respectively.[4]
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Relatively new terms for zoos in the late 20th century are "conservation park" or "bio park". Adopting a new name is a strategy used by some zoo professionals to distance their institutions from the stereotypical and nowadays criticized zoo concept of the 19th century.[5] The term "bio park" was first coined and developed by the National Zoo in Washington D.C. in the late 1980s.[6] In 1993, the New York Zoological Society changed its name to the Wildlife Conservation Society and re branded the zoos under its jurisdiction as "wildlife conservation parks".[7]
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The predecessor of the zoological garden is the menagerie, which has a long history from the ancient world to modern times. The oldest known zoological collection was revealed during excavations at Hierakonpolis, Egypt in 2009, of a ca. 3500 BCE menagerie. The exotic animals included hippopotami, hartebeest, elephants, baboons and wildcats.[8] King Ashur-bel-kala of the Middle Assyrian Empire created zoological and botanical gardens in the 11th century BCE. In the 2nd century BCE, the Chinese Empress Tanki had a "house of deer" built, and King Wen of Zhou kept a 1,500-acre (6.1 km2) zoo called Ling-Yu, or the Garden of Intelligence. Other well-known collectors of animals included King Solomon of the Kingdom of Israel and Judah, queen Semiramis and King Ashurbanipal of Assyria, and King Nebuchadnezzar of Babylonia.[9] By the 4th century BCE, zoos existed in most of the Greek city states; Alexander the Great is known to have sent animals that he found on his military expeditions back to Greece. The Roman emperors kept private collections of animals for study or for use in the arena,[9] the latter faring notoriously poorly. The 19th-century historian W. E. H. Lecky wrote of the Roman games, first held in 366 BCE:
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At one time, bear and a bull, chained together, rolled in fierce combat across the sand ... Four hundred bears were killed in a single day under Caligula ... Under Nero, four hundred tigers fought with bulls and elephants. In a single day, at the dedication of the Colosseum by Titus, five thousand animals perished. Under Trajan ... lions, tigers, elephants, rhinoceroses, hippopotami, giraffes, bulls, stags, even crocodiles and serpents were employed to give novelty to the spectacle.[10]
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Charlemagne had an elephant named Abul-Abbas that was given to him by the Abbasid Caliph. Henry I of England kept a collection of animals at his palace in Woodstock which reportedly included lions, leopards, and camels.[11] The most prominent collection in medieval England was in the Tower of London, created as early as 1204 by King John I.
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Henry III received a wedding gift in 1235 of three leopards from Frederick II, Holy Roman Emperor, and in 1264, the animals were moved to the Bulwark, renamed the Lion Tower, near the main western entrance of the Tower. It was opened to the public during the reign of Elizabeth I in the 16th century.[12] During the 18th century, the price of admission was three half-pence, or the supply of a cat or dog for feeding to the lions.[11] The animals were moved to the London Zoo when it opened.
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Aztec emperor Moctezuma had in his capital city of Tenochtitlan a "house of animals" with a large collection of birds, mammals and reptiles in a garden tended by more than 600 employees. The garden was described by several Spanish conquerors, including Hernán Cortés in 1520. After the Aztec revolt against the Spanish rule, and during the subsequent battle for the city, Cortés reluctantly ordered the zoo to be destroyed.[13]
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The oldest zoo in the world still in existence is the Tiergarten Schönbrunn in Vienna, Austria. It was constructed by Adrian van Stekhoven in 1752 at the order of the Holy Roman Emperor Francis I, husband of Maria Theresa of Austria, to serve as an imperial menagerie as part of Schönbrunn Palace. The menagerie was initially reserved for the viewing pleasure of the imperial family and the court, but was made accessible to the public in 1765.
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In 1775, a zoo was founded in Madrid, and in 1795, the zoo inside the Jardin des Plantes in Paris was founded by Jacques-Henri Bernardin, with animals from the royal menagerie at Versailles, primarily for scientific research and education. The Kazan Zoo, the first zoo in Russia was founded in 1806 by the Professor of Kazan State University Karl Fuchs.
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Until the early 19th century, the function of the zoo was often to symbolize royal power, like King Louis XIV's menagerie at Versailles. The modern zoo that emerged in the 19th century in the United Kingdom,[14] was focused on providing scientific study and later educational exhibits to the public for entertainment and inspiration.[15]
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A growing fascination for natural history and zoology, coupled with the tremendous expansion in the urbanization of London, led to a heightened demand for a greater variety of public forms of entertainment to be made available. The need for public entertainment, as well as the requirements of scholarly research, came together in the founding of the first modern zoos.
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The Zoological Society of London was founded in 1826 by Stamford Raffles and established the London Zoo in Regent's Park two years later in 1828.[16] At its founding, it was the world's first scientific zoo.[9][17] Originally intended to be used as a collection for scientific study, it was opened to the public in 1847.[17] The Zoo was located in Regent's Park - then undergoing development at the hands of the architect John Nash. What set the London zoo apart from its predecessors was its focus on society at large. The zoo was established in the middle of a city for the public, and its layout was designed to cater for the large London population. The London zoo was widely copied as the archetype of the public city zoo.[18] In 1853, the Zoo opened the world's first public aquarium.
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Dublin Zoo was opened in 1831 by members of the medical profession interested in studying animals while they were alive and more particularly getting hold of them when they were dead.[19]
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Downs' Zoological Gardens created by Andrew Downs and opened to the Nova Scotia public in 1847. It was originally intended to be used as a collection for scientific study. By the early 1860s, the zoo grounds covered 40 hectares with many fine flowers and ornamental trees, picnic areas, statues, walking paths, The Glass House (which contained a greenhouse with an aviary, aquarium, and museum of stuffed animals and birds), a pond, a bridge over a waterfall, an artificial lake with a fountain, a wood-ornamented greenhouse, a forest area, and enclosures and buildings.[20][21][22]
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The first zoological garden in Australia was Melbourne Zoo in 1860. In the same year, Central Park Zoo, the first public zoo in the United States, opened in New York, although in 1859, the Philadelphia Zoological Society had made an effort to establish a zoo, but delayed opening it until 1874 because of the American Civil War.
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In 1907, the German entrepreneur Carl Hagenbeck founded the Tierpark Hagenbeck in Stellingen, now a quarter of Hamburg. His zoo was a radical departure from the layout of the zoo that had been established in 1828. It was the first zoo to use open enclosures surrounded by moats, rather than barred cages, to better approximate animals' natural environments.[23] He also set up mixed-species exhibits and based the layout on the different organizing principle of geography, as opposed to taxonomy.
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Whipsnade Park Zoo in Bedfordshire, England, opened in 1931. It allowed visitors to drive through the enclosures and come into close proximity with the animals.
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When ecology emerged as a matter of public interest in the 1970s, a few zoos began to consider making conservation their central role, with Gerald Durrell of the Jersey Zoo, George Rabb of Brookfield Zoo, and William Conway of the Bronx Zoo (Wildlife Conservation Society) leading the discussion. From then on, zoo professionals became increasingly aware of the need to engage themselves in conservation programs, and the American Zoo Association soon said that conservation was its highest priority.[24] In order to stress conservation issues, many large zoos stopped the practice of having animals perform tricks for visitors. The Detroit Zoo, for example, stopped its elephant show in 1969, and its chimpanzee show in 1983, acknowledging that the trainers had probably abused the animals to get them to perform.[25]
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The Wrocław Zoo (Polish: Ogród Zoologiczny we Wrocławiu), the oldest zoo in Poland opened in 1865 and was home to about 10,500 animals representing about 1,132 species (in terms of the number of animal species it is the third largest in the world[26]). In 2014 the Wrocław Zoo opened the Africarium, the only themed oceanarium devoted solely to exhibiting the fauna of Africa, comprehensively presenting selected ecosystems from the continent of Africa. Housing over 10 thousand animals, the facility's breadth extends from housing insects such cockroaches to the large mammals like the elephants on an area of over 33 hectares.[27]
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Mass destruction of wildlife habitat has yet to cease all over the world and many species such as elephants, big cats, penguins, tropical birds, primates, rhinos, exotic reptiles, and many others are in danger of dying out. Many of today's zoos hope to stop or slow the decline of many endangered species and see their primary purpose as breeding endangered species in captivity and reintroducing them into the wild. Modern zoos also aim to help teach visitors the importance on animal conservation, often through letting visitors witness the animals firsthand.[28] Some critics and the majority of animal rights activists say that zoos, no matter what their intentions are, or how noble they are, are immoral and serve as nothing but to fulfill human leisure at the expense of the animals (which is an opinion that has spread over the years). However, zoo advocates argue that their efforts make a difference in wildlife conservation and education.[28]
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Human beings were sometimes displayed in cages along with non-human animals, to illustrate the differences between people of European and non-European origin. In September 1906, William Hornaday, director of the Bronx Zoo in New York—with the agreement of Madison Grant, head of the New York Zoological Society—had Ota Benga, a Congolese pygmy, displayed in a cage with the chimpanzees, then with an orangutan named Dohong, and a parrot. The exhibit was intended as an example of the "missing link" between the orangutan and white man. It triggered protests from the city's clergymen, but the public reportedly flocked to see Benga.[29][30]
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Human beings were also displayed in cages during the 1931 Paris Colonial Exposition, and as late as 1958 in a "Congolese village" display at Expo '58 in Brussels.[31]
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Zoo animals live in enclosures that often attempt to replicate their natural habitats or behavioral patterns, for the benefit of both the animals and visitors. Nocturnal animals are often housed in buildings with a reversed light-dark cycle, i.e. only dim white or red lights are on during the day so the animals are active during visitor hours, and brighter lights on at night when the animals sleep. Special climate conditions may be created for animals living in extreme environments, such as penguins. Special enclosures for birds, mammals, insects, reptiles, fish, and other aquatic life forms have also been developed. Some zoos have walk-through exhibits where visitors enter enclosures of non-aggressive species, such as lemurs, marmosets, birds, lizards, and turtles. Visitors are asked to keep to paths and avoid showing or eating foods that the animals might snatch.
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Some zoos keep animals in larger, outdoor enclosures, confining them with moats and fences, rather than in cages. Safari parks, also known as zoo parks and lion farms, allow visitors to drive through them and come in close proximity to the animals.[9] Sometimes, visitors are able to feed animals through the car windows. The first safari park was Whipsnade Park in Bedfordshire, England, opened by the Zoological Society of London in 1931 which today (2014) covers 600 acres (2.4 km²). Since the early 1970s, an 1,800 acre (7 km²) park in the San Pasqual Valley near San Diego has featured the San Diego Zoo Safari Park, run by the Zoological Society of San Diego. One of two state-supported zoo parks in North Carolina is the 2,000-acre (8.1 km2) North Carolina Zoo in Asheboro.[32] The 500-acre (2.0 km2) Werribee Open Range Zoo in Melbourne, Australia, displays animals living in an artificial savannah.
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The first public aquarium was opened at the London Zoo in 1853. This was followed by the opening of public aquaria in continental Europe (e.g. Paris in 1859, Hamburg in 1864, Berlin in 1869, and Brighton in 1872) and the United States (e.g. Boston in 1859, Washington in 1873, San Francisco Woodward's Garden in 1873, and the New York Aquarium at Battery Park in 1896).
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Roadside zoos are found throughout North America, particularly in remote locations. They are often small, for-profit zoos, often intended to attract visitors to some other facility, such as a gas station. The animals may be trained to perform tricks, and visitors are able to get closer to them than in larger zoos.[33] Since they are sometimes less regulated, roadside zoos are often subject to accusations of neglect[34] and cruelty.[35]
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In June 2014 the Animal Legal Defense Fund filed a lawsuit against the Iowa-based roadside Cricket Hollow Zoo for violating the Endangered Species Act by failing to provide proper care for its animals.[36] Since filing the lawsuit, ALDF has obtained records from investigations conducted by the USDA's Animal and Plant Health Inspection Services; these records show that the zoo is also violating the Animal Welfare Act.[37]
|
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A petting zoo, also called petting farms or children's zoos, features a combination of domestic animals and wild species that are docile enough to touch and feed. To ensure the animals' health, the food is supplied by the zoo, either from vending machines or a kiosk nearby.
|
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An animal theme park is a combination of an amusement park and a zoo, mainly for entertaining and commercial purposes. Marine mammal parks such as Sea World and Marineland are more elaborate dolphinariums keeping whales, and containing additional entertainment attractions. Another kind of animal theme park contains more entertainment and amusement elements than the classical zoo, such as a stage shows, roller coasters, and mythical creatures. Some examples are Busch Gardens Tampa Bay in Tampa, Florida, both Disney's Animal Kingdom and Gatorland in Orlando, Florida, Flamingo Land in North Yorkshire, England, and Six Flags Discovery Kingdom in Vallejo, California.
|
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By the year 2000 most animals being displayed in zoos were the offspring of other zoo animals.[citation needed] This trend, however was and still is somewhat species-specific. When animals are transferred between zoos, they usually spend time in quarantine, and are given time to acclimatize to their new enclosures which are often designed to mimic their natural environment. For example, some species of penguins may require refrigerated enclosures. Guidelines on necessary care for such animals is published in the International Zoo Yearbook.[38]
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The position of most modern zoos in Australasia, Asia, Europe, and North America, particularly those with scientific societies, is that they display wild animals primarily for the conservation of endangered species, as well as for research purposes and education, and secondarily for the entertainment of visitors,[39][40] an argument disputed by critics. The Zoological Society of London states in its charter that its aim is "the advancement of Zoology and Animal Physiology and the introduction of new and curious subjects of the Animal Kingdom." It maintains two research institutes, the Nuffield Institute of Comparative Medicine and the Wellcome Institute of Comparative Physiology. In the U.S., the Penrose Research Laboratory of the Philadelphia Zoo focuses on the study of comparative pathology.[9] The World Association of Zoos and Aquariums produced its first conservation strategy in 1993, and in November 2004, it adopted a new strategy that sets out the aims and mission of zoological gardens of the 21st century.[41]
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Conservation programs all over the world fight to protect species from going extinct, but the unfortunate reality is, most conservation programs are underfunded and underrepresented. Conservation programs can struggle to fight bigger issues like habitat loss and illness. To rebuild degrading habitats takes major funding and a massive amount of time, both of which are scarce in conservation efforts. The current state of conservation programs cannot rely solely on situ (onsite conservation) plans alone, ex-situ (off-site conservation) is often needed. Off-site conservation relies on zoos, national parks, or other care facilities to support the rehabilitation of the animals and their populations. Zoos benefit conservation by providing suitable habitats and care to endangered animals. When properly regulated, they present a safe, clean environment for the animals to diversely repopulate. A study on amphibian conservation and zoos addressed these problems by writing,
|
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Whilst addressing in situ threats, particularly habitat loss, degradation and fragmentation, is of primary importance; for many amphibian species in situ conservation alone will not be enough, especially in light of current un-mitigatable threats that can impact populations very rapidly such as chytridiomycosis [an infectious fungal disease]. Ex-situ programmes can complement in situ activities in a number of ways including maintaining genetically and demographically viable populations while threats are either better understood or mitigated in the wild [42]
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The breeding of endangered species is coordinated by cooperative breeding programmes containing international studbooks and coordinators, who evaluate the roles of individual animals and institutions from a global or regional perspective, and there are regional programmes all over the world for the conservation of endangered species. In Africa, conservation is handled by the African Preservation Program (APP);[43] in the U.S. and Canada by Species Survival Plans;[44] in Australasia, by the Australasian Species Management Program;[45] in Europe, by the European Endangered Species Program;[46] and in Japan, South Asia, and South East Asia, by the Japanese Association of Zoos and Aquariums, the South Asian Zoo Association for Regional Cooperation, and the South East Asian Zoo Association.
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Besides conservation of captive species, large zoos may form a suitable environment for wild native animals such as herons to live in or visit. A colony of black-crowned night herons has regularly summered at the National Zoo in Washington, D.C. for more than a century.[47] Some zoos may provide information to visitors on wild animals visiting or living in the zoo, or encourage them by directing them to specific feeding or breeding platforms.[48][49]
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In modern, well-regulated zoos, breeding is controlled to maintain a self-sustaining, global captive population. This is not the case in some less well-regulated zoos, often based in poorer regions. Overall "stock turnover" of animals during a year in a select group of poor zoos was reported as 20%-25% with 75% of wild caught apes dying in captivity within the first 20 months.[50] The authors of the report stated that before successful breeding programs, the high mortality rate was the reason for the "massive scale of importations."
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One 2-year study indicated that of 19,361 mammals that left accredited zoos in the U.S. between 1992 and 1998, 7,420 (38%) went to dealers, auctions, hunting ranches, unaccredited zoos and individuals, and game farms.[51]
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The Movement
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Aspects
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Ideas
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Related
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The welfare of zoo animals varies widely. Many zoos work to improve their animal enclosures and make it fit the animals' needs, although constraints such as size and expense make it difficult to create ideal captive environments for many species.[52][53]
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A study examining data collected over four decades found that polar bears, lions, tigers and cheetahs show evidence of stress in captivity.[54] Zoos can be internment camps for animals, but also a place of refuge. A zoo can be considered an internment camp due to the insufficient enclosures that the animals have to live in. When an elephant is placed in a pen that is flat, has no tree, no other elephants and only a few plastic toys to play with; it can lead to boredom and foot problems (Lemonic, McDowel, and Bjerklie 50). Also, animals can have a shorter life span when they are in these types of enclosures. Causes can be human diseases, materials in the cages, and possible escape attempts (Bendow 382). However, when zoos take time to think about the animal's welfare, zoos can become a place of refuge. There are animals that are injured in the wild and are unable to survive on their own, but in the zoos they can live out the rest of their lives healthy and happy (McGaffin). In recent years, some zoos have chosen to stop showing their larger animals because they are simply unable to provide an adequate enclosure for them (Lemonic, McDowell, and Bjerklie 50).
|
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Some critics and many animal rights activists argue that zoo animals are treated as voyeuristic objects, rather than living creatures, and often suffer due to the transition from being free and wild to captivity.[55] In the last 2 decades, European and North-American zoos, strongly depend on breeding within zoos, while decreasing the number of wild caught animals.[clarification needed]
|
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Many modern zoos attempt to improve animal welfare by providing more space and behavioural enrichments. This often involves housing the animals in naturalistic enclosures that allow the animals to express some of their natural behaviours, such as roaming and foraging. However, many animals remain in barren concrete enclosures or other minimally enriched cages.[56]
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Animals which naturally range over many km each day, or make seasonal migrations, are unable to perform these behaviors in zoo enclosures. For example, elephants usually travel approximately 45 km (28 mi) each day.[57]
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Animals in zoos often exhibit behaviors that are abnormal in their frequency, intensity, or would not normally be part of their behavioural repertoire. These are usually indicative of stress.[58] For example, elephants sometimes perform head-bobbing, bears sometimes pace repeatedly around the limits of their enclosure, wild cats sometimes groom themselves obsessively, and birds pluck out their own feathers.[57] Some critics of zoos claim that the animals are always under physical and mental stress, regardless of the quality of care towards the animals.[59] Elephants have been recorded displaying stereotypical behaviours in the form of swaying back and forth, trunk swaying or route tracing. This has been observed in 54% of individuals in UK zoos.[60]
|
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|
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Elephants in Japanese zoos have shorter lifespans than their wild counterparts at only 17 years, although other studies suggest that zoo elephants live as long as those in the wild.[61] On the other hand, many other animals, such as reptiles, can live much longer than they would in the wild.
|
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Climatic conditions can make it difficult to keep some animals in zoos in some locations. For example, Alaska Zoo had an elephant named Maggie. She was housed in a small, indoor enclosure because the outdoor temperature was too low.[62][63]
|
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|
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Especially in large animals, a limited number of spaces are available in zoos. As a consequence, various management tools are used to preserve the space for the most "valuable" individuals and reduce the risk of inbreeding. Management of animal populations is typically through international organizations such as AZA and EAZA.[64] Zoos have several different ways of managing the animal populations, such as moves between zoos, contraception, sale of excess animals and euthanization (culling).[65]
|
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|
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Contraception can be effective, but may also have health repercussions and can be difficult (or even impossible) to reverse in some animals.[66] Additionally, some species may lose their reproductive capability entirely if prevented from breeding for a period (whether through contraceptives or isolation), but further study is needed on the subject.[64] Sale of surplus animals from zoos was once common and in some cases animals have ended up in substandard facilities. In recent decades the practice of selling animals from certified zoos has declined.[65] A large number of animals are culled each year in zoos, but this is controversial.[67] A highly publicized culling as part of population management was that of a healthy giraffe at Copenhagen Zoo in 2014. The zoo argued that its genes already were well-represented in captivity, making the giraffe unsuitable for future breeding. There were offers to adopt it and an online petition to save it had many thousand signatories, but the culling proceeded.[68] Although zoos in some countries have been open about culling, the controversy of the subject and pressure from the public has resulted in others being closed.[65] This stands in contrast to most zoos publicly announcing animal births.[65] Furthermore, while many zoos are willing to cull smaller and/or low-profile animals, fewer are willing to do it with larger high-profile species.[65][67]
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In many countries, feeding live vertebrates to zoo animals is illegal, except in exceptional circumstances.[citation needed] For example, some snakes refuse to eat dead prey. However, in the Badaltearing Safari Park in China, visitors can throw live goats into the lion enclosure and watch them being eaten, or can purchase live chickens tied to bamboo rods for the equivalent of 2 dollars/euros to dangle into lion pens. Visitors can drive through the lion compound in buses with specially designed chutes which they can use to push live chickens into the enclosure. In the Xiongsen Bear and Tiger Mountain Village near Guilin in south-east China, live cows and pigs are thrown to tigers to amuse visitors.[69]
|
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|
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In the United States, any public animal exhibit must be licensed and inspected by the Department of Agriculture, the Environmental Protection Agency, and the Occupational Safety and Health Administration. Depending on the animals they exhibit, the activities of zoos are regulated by laws including the Endangered Species Act, the Animal Welfare Act, the Migratory Bird Treaty Act of 1918 and others.[70]
|
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|
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Additionally, zoos in several countries may choose to pursue accreditation by the Association of Zoos and Aquariums (AZA), which originated in the U.S. To achieve accreditation, a zoo must pass an application and inspection process and meet or exceed the AZA's standards for animal health and welfare, fundraising, zoo staffing, and involvement in global conservation efforts. Inspection is performed by three experts (typically one veterinarian, one expert in animal care, and one expert in zoo management and operations) and then reviewed by a panel of twelve experts before accreditation is awarded. This accreditation process is repeated once every five years. The AZA estimates that there are approximately 2,400 animal exhibits operating under USDA license as of February 2007; fewer than 10% are accredited.[71]
|
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The European Union introduced a directive to strengthen the conservation role of zoos, making it a statutory requirement that they participate in conservation and education, and requiring all member states to set up systems for their licensing and inspection.[72] Zoos are regulated in the UK by the Zoo Licensing Act of 1981, which came into effect in 1984. A zoo is defined as any "establishment where wild animals are kept for exhibition ... to which members of the public have access, with or without charge for admission, seven or more days in any period of twelve consecutive months", excluding circuses and pet shops. The Act requires that all zoos be inspected and licensed, and that animals kept in enclosures are provided with a suitable environment in which they can express most normal behavior.[72]
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1 |
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The egg is the organic vessel containing the zygote in which an embryo develops until it can survive on its own, at which point the animal hatches. An egg results from fertilization of an egg cell. Most arthropods, vertebrates (excluding live-bearing mammals), and mollusks lay eggs, although some, such as scorpions, do not.
|
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5 |
+
Reptile eggs, bird eggs, and monotreme eggs are laid out of water and are surrounded by a protective shell, either flexible or inflexible. Eggs laid on land or in nests are usually kept within a warm and favorable temperature range while the embryo grows. When the embryo is adequately developed it hatches, i.e., breaks out of the egg's shell. Some embryos have a temporary egg tooth they use to crack, pip, or break the eggshell or covering.
|
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|
7 |
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The largest recorded egg is from a whale shark and was 30 cm × 14 cm × 9 cm (11.8 in × 5.5 in × 3.5 in) in size.[1] Whale shark eggs typically hatch within the mother. At 1.5 kg (3.3 lb) and up to 17.8 cm × 14 cm (7.0 in × 5.5 in), the ostrich egg is the largest egg of any living bird,[2] though the extinct elephant bird and some non-avian dinosaurs laid larger eggs. The bee hummingbird produces the smallest known bird egg, which weighs half of a gram (around 0.02 oz). Some eggs laid by reptiles and most fish, amphibians, insects, and other invertebrates can be even smaller.
|
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|
9 |
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Reproductive structures similar to the egg in other kingdoms are termed "spores," or in spermatophytes "seeds," or in gametophytes "egg cells".
|
10 |
+
|
11 |
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Several major groups of animals typically have readily distinguishable eggs.
|
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|
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The most common reproductive strategy for fish is known as oviparity, in which the female lays undeveloped eggs that are externally fertilized by a male. Typically large numbers of eggs are laid at one time (an adult female cod can produce 4–6 million eggs in one spawning) and the eggs are then left to develop without parental care. When the larvae hatch from the egg, they often carry the remains of the yolk in a yolk sac which continues to nourish the larvae for a few days as they learn how to swim. Once the yolk is consumed, there is a critical point after which they must learn how to hunt and feed or they will die.
|
14 |
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|
15 |
+
A few fish, notably the rays and most sharks use ovoviviparity in which the eggs are fertilized and develop internally. However, the larvae still grow inside the egg consuming the egg's yolk and without any direct nourishment from the mother. The mother then gives birth to relatively mature young. In certain instances, the physically most developed offspring will devour its smaller siblings for further nutrition while still within the mother's body. This is known as intrauterine cannibalism.
|
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+
|
17 |
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In certain scenarios, some fish such as the hammerhead shark and reef shark are viviparous, with the egg being fertilized and developed internally, but with the mother also providing direct nourishment.
|
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The eggs of fish and amphibians are jellylike. Cartilaginous fish (sharks, skates, rays, chimaeras) eggs are fertilized internally and exhibit a wide variety of both internal and external embryonic development. Most fish species spawn eggs that are fertilized externally, typically with the male inseminating the eggs after the female lays them. These eggs do not have a shell and would dry out in the air. Even air-breathing amphibians lay their eggs in water, or in protective foam as with the Coast foam-nest treefrog, Chiromantis xerampelina.
|
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21 |
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Bird eggs are laid by females and incubated for a time that varies according to the species; a single young hatches from each egg. Average clutch sizes range from one (as in condors) to about 17 (the grey partridge). Some birds lay eggs even when not fertilized (e.g. hens); it is not uncommon for pet owners to find their lone bird nesting on a clutch of unfertilized eggs, which are sometimes called wind-eggs.
|
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The default color of vertebrate eggs is the white of the calcium carbonate from which the shells are made, but some birds, mainly passerines, produce colored eggs. The pigment biliverdin and its zinc chelate give a green or blue ground color, and protoporphyrin produces reds and browns as a ground color or as spotting.
|
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Non-passerines typically have white eggs, except in some ground-nesting groups such as the Charadriiformes, sandgrouse and nightjars, where camouflage is necessary, and some parasitic cuckoos which have to match the passerine host's egg. Most passerines, in contrast, lay colored eggs, even if there is no need of cryptic colors.
|
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However some have suggested that the protoporphyrin markings on passerine eggs actually act to reduce brittleness by acting as a solid-state lubricant.[10] If there is insufficient calcium available in the local soil, the egg shell may be thin, especially in a circle around the broad end. Protoporphyrin speckling compensates for this, and increases inversely to the amount of calcium in the soil.[11]
|
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29 |
+
For the same reason, later eggs in a clutch are more spotted than early ones as the female's store of calcium is depleted.
|
30 |
+
|
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+
The color of individual eggs is also genetically influenced, and appears to be inherited through the mother only, suggesting that the gene responsible for pigmentation is on the sex-determining W chromosome (female birds are WZ, males ZZ).
|
32 |
+
|
33 |
+
It used to be thought that color was applied to the shell immediately before laying, but subsequent research shows that coloration is an integral part of the development of the shell, with the same protein responsible for depositing calcium carbonate, or protoporphyrins when there is a lack of that mineral.
|
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+
|
35 |
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In species such as the common guillemot, which nest in large groups, each female's eggs have very different markings, making it easier for females to identify their own eggs on the crowded cliff ledges on which they breed.
|
36 |
+
|
37 |
+
Bird eggshells are diverse. For example:
|
38 |
+
|
39 |
+
Tiny pores in bird eggshells allow the embryo to breathe. The domestic hen's egg has around 7000 pores.[12]
|
40 |
+
|
41 |
+
Some bird eggshells have a coating of vaterite spherules, which is a rare polymorph of calcium carbonate. In Greater Ani Crotophaga major this vaterite coating is thought to act as a shock absorber, protecting the calcite shell from fracture during incubation, such as colliding with other eggs in the nest.[13]
|
42 |
+
|
43 |
+
Most bird eggs have an oval shape, with one end rounded and the other more pointed. This shape results from the egg being forced through the oviduct. Muscles contract the oviduct behind the egg, pushing it forward. The egg's wall is still shapeable, and the pointed end develops at the back. Long, pointy eggs are an incidental consequence of having a streamlined body typical of birds with strong flying abilities; flight narrows the oviduct, which changes the type of egg a bird can lay.[14] Cliff-nesting birds often have highly conical eggs. They are less likely to roll off, tending instead to roll around in a tight circle; this trait is likely to have arisen due to evolution via natural selection. In contrast, many hole-nesting birds have nearly spherical eggs.[15]
|
44 |
+
|
45 |
+
Many animals feed on eggs. For example, principal predators of the black oystercatcher's eggs include raccoons, skunks, mink, river and sea otters, gulls, crows and foxes. The stoat (Mustela erminea) and long-tailed weasel (M. frenata) steal ducks' eggs. Snakes of the genera Dasypeltis and Elachistodon specialize in eating eggs.
|
46 |
+
|
47 |
+
Brood parasitism occurs in birds when one species lays its eggs in the nest of another. In some cases, the host's eggs are removed or eaten by the female, or expelled by her chick. Brood parasites include the cowbirds and many Old World cuckoos.
|
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+
|
49 |
+
An average whooping crane egg is 102 mm (4.0 in) long and weighs 208 g (7.3 oz)
|
50 |
+
|
51 |
+
Eurasian oystercatcher eggs camouflaged in the nest
|
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|
53 |
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Egg of a senegal parrot, a bird that nests in tree holes, on a 1 cm (0.39 in) grid
|
54 |
+
|
55 |
+
Eggs of ostrich, emu, kiwi and chicken
|
56 |
+
|
57 |
+
Finch egg next to American dime
|
58 |
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|
59 |
+
Eggs of duck, goose, guineafowl and chicken
|
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+
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61 |
+
Eggs of ostrich, cassowary, chicken, flamingo, pigeon and blackbird
|
62 |
+
|
63 |
+
Egg of an emu
|
64 |
+
|
65 |
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Egg from a chicken compared to a 1 euro coin, great tit egg and a corn grain
|
66 |
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|
67 |
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Bird nest with brown marbling eggs of a robin
|
68 |
+
|
69 |
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Like amphibians, amniotes are air-breathing vertebrates, but they have complex eggs or embryos, including an amniotic membrane. Amniotes include reptiles (including dinosaurs and their descendants, birds) and mammals.
|
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+
|
71 |
+
Reptile eggs are often rubbery and are always initially white. They are able to survive in the air. Often the sex of the developing embryo is determined by the temperature of the surroundings, with cooler temperatures favouring males. Not all reptiles lay eggs; some are viviparous ("live birth").
|
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+
|
73 |
+
Dinosaurs laid eggs, some of which have been preserved as petrified fossils.
|
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+
|
75 |
+
Among mammals, early extinct species laid eggs, as do platypuses and echidnas (spiny anteaters). Platypuses and two genera of echidna are Australian monotremes. Marsupial and placental mammals do not lay eggs, but their unborn young do have the complex tissues that identify amniotes.
|
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+
|
77 |
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The eggs of the egg-laying mammals (the platypus and the echidnas) are macrolecithal eggs very much like those of reptiles. The eggs of marsupials are likewise macrolecithal, but rather small, and develop inside the body of the female, but do not form a placenta. The young are born at a very early stage, and can be classified as a "larva" in the biological sense.[16]
|
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+
|
79 |
+
In placental mammals, the egg itself is void of yolk, but develops an umbilical cord from structures that in reptiles would form the yolk sac. Receiving nutrients from the mother, the fetus completes the development while inside the uterus.
|
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+
|
81 |
+
Eggs are common among invertebrates, including insects, spiders, mollusks, and crustaceans.
|
82 |
+
|
83 |
+
All sexually reproducing life, including both plants and animals, produces gametes. The male gamete cell, sperm, is usually motile whereas the female gamete cell, the ovum, is generally larger and sessile. The male and female gametes combine to produce the zygote cell. In multicellular organisms the zygote subsequently divides in an organised manner into smaller more specialised cells, so that this new individual develops into an embryo. In most animals the embryo is the sessile initial stage of the individual life cycle, and is followed by the emergence (that is, the hatching) of a motile stage. The zygote or the ovum itself or the sessile organic vessel containing the developing embryo may be called the egg.
|
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+
|
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+
A recent proposal suggests that the phylotypic animal body plans originated in cell aggregates before the existence of an egg stage of development. Eggs, in this view, were later evolutionary innovations, selected for their role in ensuring genetic uniformity among the cells of incipient multicellular organisms.[17]
|
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+
|
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Scientists often classify animal reproduction according to the degree of development that occurs before the new individuals are expelled from the adult body, and by the yolk which the egg provides to nourish the embryo.
|
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+
|
89 |
+
Vertebrate eggs can be classified by the relative amount of yolk. Simple eggs with little yolk are called microlecithal, medium-sized eggs with some yolk are called mesolecithal, and large eggs with a large concentrated yolk are called macrolecithal.[7] This classification of eggs is based on the eggs of chordates, though the basic principle extends to the whole animal kingdom.
|
90 |
+
|
91 |
+
Small eggs with little yolk are called microlecithal. The yolk is evenly distributed, so the cleavage of the egg cell cuts through and divides the egg into cells of fairly similar sizes. In sponges and cnidarians the dividing eggs develop directly into a simple larva, rather like a morula with cilia. In cnidarians, this stage is called the planula, and either develops directly into the adult animals or forms new adult individuals through a process of budding.[18]
|
92 |
+
|
93 |
+
Microlecithal eggs require minimal yolk mass. Such eggs are found in flatworms, roundworms, annelids, bivalves, echinoderms, the lancelet and in most marine arthropods.[19] In anatomically simple animals, such as cnidarians and flatworms, the fetal development can be quite short, and even microlecithal eggs can undergo direct development. These small eggs can be produced in large numbers. In animals with high egg mortality, microlecithal eggs are the norm, as in bivalves and marine arthropods. However, the latter are more complex anatomically than e.g. flatworms, and the small microlecithal eggs do not allow full development. Instead, the eggs hatch into larvae, which may be markedly different from the adult animal.
|
94 |
+
|
95 |
+
In placental mammals, where the embryo is nourished by the mother throughout the whole fetal period, the egg is reduced in size to essentially a naked egg cell.
|
96 |
+
|
97 |
+
Mesolecithal eggs have comparatively more yolk than the microlecithal eggs. The yolk is concentrated in one part of the egg (the vegetal pole), with the cell nucleus and most of the cytoplasm in the other (the animal pole). The cell cleavage is uneven, and mainly concentrated in the cytoplasma-rich animal pole.[3]
|
98 |
+
|
99 |
+
The larger yolk content of the mesolecithal eggs allows for a longer fetal development. Comparatively anatomically simple animals will be able to go through the full development and leave the egg in a form reminiscent of the adult animal. This is the situation found in hagfish and some snails.[4][19] Animals with smaller size eggs or more advanced anatomy will still have a distinct larval stage, though the larva will be basically similar to the adult animal, as in lampreys, coelacanth and the salamanders.[3]
|
100 |
+
|
101 |
+
Eggs with a large yolk are called macrolecithal. The eggs are usually few in number, and the embryos have enough food to go through full fetal development in most groups.[7] Macrolecithal eggs are only found in selected representatives of two groups: Cephalopods and vertebrates.[7][20]
|
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+
|
103 |
+
Macrolecithal eggs go through a different type of development than other eggs. Due to the large size of the yolk, the cell division can not split up the yolk mass. The fetus instead develops as a plate-like structure on top of the yolk mass, and only envelopes it at a later stage.[7] A portion of the yolk mass is still present as an external or semi-external yolk sac at hatching in many groups. This form of fetal development is common in bony fish, even though their eggs can be quite small. Despite their macrolecithal structure, the small size of the eggs does not allow for direct development, and the eggs hatch to a larval stage ("fry"). In terrestrial animals with macrolecithal eggs, the large volume to surface ratio necessitates structures to aid in transport of oxygen and carbon dioxide, and for storage of waste products so that the embryo does not suffocate or get poisoned from its own waste while inside the egg, see amniote.[9]
|
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+
|
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+
In addition to bony fish and cephalopods, macrolecithal eggs are found in cartilaginous fish, reptiles, birds and monotreme mammals.[3] The eggs of the coelacanths can reach a size of 9 cm (3.5 in) in diameter, and the young go through full development while in the uterus, living on the copious yolk.[21]
|
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|
107 |
+
Animals are commonly classified by their manner of reproduction, at the most general level distinguishing egg-laying (Latin. oviparous) from live-bearing (Latin. viviparous).
|
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+
|
109 |
+
These classifications are divided into more detail according to the development that occurs before the offspring are expelled from the adult's body. Traditionally:[22]
|
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+
|
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+
The term hemotropic derives from the Latin for blood-feeding, contrasted with histotrophic for tissue-feeding.[27]
|
112 |
+
|
113 |
+
Eggs laid by many different species, including birds, reptiles, amphibians, and fish, have probably been eaten by mankind for millennia. Popular choices for egg consumption are chicken, duck, roe, and caviar, but by a wide margin the egg most often humanly consumed is the chicken egg, typically unfertilized.
|
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+
|
115 |
+
According to the Kashrut, that is the set of Jewish dietary laws, kosher food may be consumed according to halakha (Jewish law). Kosher meat and milk (or derivatives) cannot be mixed (Deuteronomy 14:21) or stored together. Eggs are considered pareve (neither meat nor dairy) despite being an animal product and can be mixed with either milk or kosher meat. Mayonnaise, for instance, is usually marked "pareve" despite by definition containing egg.[28]
|
116 |
+
|
117 |
+
Many vaccines for infectious diseases are produced in fertile chicken eggs. The basis of this technology was the discovery in 1931 by Alice Miles Woodruff and Ernest William Goodpasture at Vanderbilt University that the rickettsia and viruses that cause a variety of diseases will grow in chicken embryos. This enabled the development of vaccines against influenza, chicken pox, smallpox, yellow fever, typhus, Rocky mountain spotted fever and other diseases.
|
118 |
+
|
119 |
+
The egg is a symbol of new life and rebirth in many cultures around the world. Christians view Easter eggs as symbolic of the resurrection of Jesus Christ.[29] A popular Easter tradition in some parts of the world is the decoration of hard-boiled eggs (usually by dyeing, but often by hand-painting or spray-painting). Adults often hide the eggs for children to find, an activity known as an Easter egg hunt. A similar tradition of egg painting exists in areas of the world influenced by the culture of Persia. Before the spring equinox in the Persian New Year tradition (called Norouz), each family member decorates a hard-boiled egg and sets them together in a bowl. The tradition of a dancing egg is held during the feast of Corpus Christi in Barcelona and other Catalan cities since the 16th century. It consists of an emptied egg, positioned over the water jet from a fountain, which starts turning without falling.[30]
|
120 |
+
|
121 |
+
Although a food item, raw eggs are sometimes thrown at houses, cars, or people. This act, known commonly as "egging" in the various English-speaking countries, is a minor form of vandalism and, therefore, usually a criminal offense and is capable of damaging property (egg whites can degrade certain types of vehicle paint) as well as potentially causing serious eye injury. On Halloween, for example, trick or treaters have been known to throw eggs (and sometimes flour) at property or people from whom they received nothing.[citation needed] Eggs are also often thrown in protests, as they are inexpensive and nonlethal, yet very messy when broken.[31]
|
122 |
+
|
123 |
+
Egg collecting was a popular hobby in some cultures, including among the first Australians. Traditionally, the embryo would be removed before a collector stored the egg shell.[32]
|
124 |
+
|
125 |
+
Collecting eggs of wild birds is now banned by many jurisdictions, as the practice can threaten rare species. In the United Kingdom, the practice is prohibited by the Protection of Birds Act 1954 and Wildlife and Countryside Act 1981.[33] On the other hand, ongoing underground trading is becoming a serious issue.[34]
|
126 |
+
|
127 |
+
Since the protection of wild bird eggs was regulated, early collections have come to the museums as curiosities. For example, the Australian Museum hosts a collection of about 20,000 registered clutches of eggs,[35] and the collection in Western Australia Museum has been archived in a gallery.[36] Scientists regard egg collections as a good natural-history data, as the details recorded in the collectors' notes have helped them to understand birds' nesting behaviors.[37]
|
128 |
+
|
129 |
+
Insect eggs, in this case those of the Emperor gum moth, are often laid on the underside of leaves.
|
130 |
+
|
131 |
+
Fish eggs, such as these herring eggs are often transparent and fertilized after laying.
|
132 |
+
|
133 |
+
Skates and some sharks have a uniquely shaped egg case called a mermaid's purse.
|
134 |
+
|
135 |
+
A Testudo hermanni emerging fully developed from a reptilian egg.
|
136 |
+
|
137 |
+
A Schistosoma mekongi egg.
|
138 |
+
|
139 |
+
Eggs of Huffmanela hamo, a nematode parasite in a fish
|
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+
|
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+
Eggs of various parasites (mainly nematodes) from wild primates
|
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|
1 |
+
|
2 |
+
|
3 |
+
Yellow is the color between orange and green on the spectrum of visible light. It is evoked by light with a dominant wavelength of roughly 570–590 nm. It is a primary color in subtractive color systems, used in painting or color printing. In the RGB color model, used to create colors on television and computer screens, yellow is a secondary color made by combining red and green at equal intensity. Carotenoids give the characteristic yellow color to autumn leaves, corn, canaries, daffodils, and lemons, as well as egg yolks, buttercups, and bananas. They absorb light energy and protect plants from photodamage.[3] Sunlight has a slight yellowish hue when the Sun is near the horizon, due to atmospheric scattering of shorter wavelengths (green, blue, and violet).
|
4 |
+
|
5 |
+
Because it was widely available, yellow ochre pigment was one of the first colors used in art; the Lascaux cave in France has a painting of a yellow horse 17,000 years old. Ochre and orpiment pigments were used to represent gold and skin color in Egyptian tombs, then in the murals in Roman villas.[4] In the early Christian church, yellow was the color associated with the Pope and the golden keys of the Kingdom, but it was also associated with Judas Iscariot and used to mark heretics. In the 20th century, Jews in Nazi-occupied Europe were forced to wear a yellow star. In China, bright yellow was the color of the Middle Kingdom, and could be worn only by the emperor and his household; special guests were welcomed on a yellow carpet.[5]
|
6 |
+
|
7 |
+
According to surveys in Europe, Canada, and the United States, yellow is the color people most often associate with amusement, gentleness, humor, and spontaneity, but also with duplicity, envy, jealousy, avarice, and, in the U.S., cowardice.[6] In Iran it has connotations of pallor/sickness,[7] but also wisdom and connection.[8] In China and many Asian countries, it is seen as the color of happiness, glory, harmony and wisdom.[9]
|
8 |
+
|
9 |
+
The word yellow comes from the Old English geolu, geolwe (oblique case), meaning "yellow, yellowish", derived from the Proto-Germanic word gelwaz "yellow". It has the same Indo-European base, gʰel-, as the words gold and yell; gʰel- means both bright and gleaming, and to cry out.[10]
|
10 |
+
|
11 |
+
The English term is related to other Germanic words for yellow, namely Scots yella, East Frisian jeel, West Frisian giel, Dutch geel, German gelb, and Swedish and Norwegian gul.[11] According to the Oxford English Dictionary, the oldest known use of this word in English is from The Epinal Glossary in 700.[12]
|
12 |
+
|
13 |
+
Color printing typically uses ink of four colors: cyan, magenta, yellow, and key (black). When CMY "primaries" are combined at full strength, the resulting "secondary" mixtures are red, green, and blue
|
14 |
+
|
15 |
+
Mixing all three theoretically results in black, but imperfect ink formulations do not give true black, which is why an additional K component is needed.
|
16 |
+
|
17 |
+
An example of color printing from 1902. Combining images in yellow, magenta and cyan creates a full-color picture. This is called the CMYK color model.
|
18 |
+
|
19 |
+
On a computer display, yellow is created by combining green and red light at the right intensity on a black screen.
|
20 |
+
|
21 |
+
Yellow is found between green and orange on the spectrum of visible light. It is the color the human eye sees when it looks at light with a dominant wavelength between 570 and 590 nanometers.
|
22 |
+
|
23 |
+
In color printing, yellow is one of the three colors of ink, along with magenta and cyan, which, along with black, can be overlaid in the right combination to print any full color image. (See the CMYK color model). A particular yellow is used, called Process yellow (also known as "pigment yellow", "printer's yellow", and "canary yellow") subtractive primary colors, along with magenta and cyan. Process yellow is not an RGB color, and there is no fixed conversion from CMYK primaries to RGB. Different formulations are used for printer's ink, so there can be variations in the printed color that is pure yellow ink.
|
24 |
+
|
25 |
+
The yellow on a color television or computer screen is created in a completely different way; by combining green and red light at the right level of intensity. (See RGB color model).
|
26 |
+
|
27 |
+
Traditionally, the complementary color of yellow is purple; the two colors are opposite each other on the color wheel long used by painters.[13] Vincent Van Gogh, an avid student of color theory, used combinations of yellow and purple in several of his paintings for the maximum contrast and harmony.[14]
|
28 |
+
|
29 |
+
Hunt defines that "two colors are complementary when it is possible to reproduce the tristimulus values of a specified achromatic stimulus by an additive mixture of these two stimuli."[15] That is, when two colored lights can be mixed to match a specified white (achromatic, non-colored) light, the colors of those two lights are complementary. This definition, however, does not constrain what version of white will be specified. In the nineteenth century, the scientists Grassmann and Helmholtz did experiments in which they concluded that finding a good complement for spectral yellow was difficult, but that the result was indigo, that is, a wavelength that today's color scientists would call violet or purple. Helmholtz says "Yellow and indigo blue" are complements.[16] Grassmann reconstructs Newton's category boundaries in terms of wavelengths and says "This indigo therefore falls within the limits of color between which, according to Helmholtz, the complementary colors of yellow lie."[17]
|
30 |
+
|
31 |
+
Newton's own color circle has yellow directly opposite the boundary between indigo and violet. These results, that the complement of yellow is a wavelength shorter than 450 nm, are derivable from the modern CIE 1931 system of colorimetry if it is assumed that the yellow is about 580 nm or shorter wavelength, and the specified white is the color of a blackbody radiator of temperature 2800 K or lower (that is, the white of an ordinary incandescent light bulb). More typically, with a daylight-colored or around 5000 to 6000 K white, the complement of yellow will be in the blue wavelength range, which is the standard modern answer for the complement of yellow.
|
32 |
+
|
33 |
+
Because of the characteristics of paint pigments and use of different color wheels, painters traditionally regard the complement of yellow as the color indigo or blue-violet.
|
34 |
+
|
35 |
+
Lasers emitting in the yellow part of the spectrum are less common and more expensive than most other colors.[18] In commercial products diode pumped solid state (DPSS) technology is employed to create the yellow light. An infrared laser diode at 808 nm is used to pump a crystal of neodymium-doped yttrium vanadium oxide (Nd:YVO4) or neodymium-doped yttrium aluminium garnet (Nd:YAG) and induces it to emit at two frequencies (281.76 THz and 223.39 THz: 1064 nm and 1342 nm wavelengths) simultaneously. This deeper infrared light is then passed through another crystal containing potassium, titanium and phosphorus (KTP), whose non-linear properties generate light at a frequency that is the sum of the two incident beams (505.15 THz); in this case corresponding to the wavelength of 593.5 nm ("yellow").[19] This wavelength is also available, though even more rarely, from a helium–neon laser. However, this not a true yellow, as it exceeds 590 nm. A variant of this same DPSS technology using slightly different starting frequencies was made available in 2010, producing a wavelength of 589 nm, which is considered a true yellow color.[20] The use of yellow lasers at 589 nm and 594 nm have recently become more widespread thanks to the field of optogenetics.[21]
|
36 |
+
|
37 |
+
Stars of spectral classes F have color temperatures that make them look "yellowish".[22] The first astronomer to classify stars according to their color was F. G. W. Struve in 1827. One of his classifications was flavae, or yellow, and this roughly corresponded to stars in the modern spectral range F5 to K0.[23] The Strömgren photometric system for stellar classification includes a 'y' or yellow filter that is centered at a wavelength of 550 nm and has a bandwidth of 20–30 nm.[24][25]
|
38 |
+
|
39 |
+
Autumn leaves, yellow flowers, bananas, oranges and other yellow fruits all contain carotenoids, yellow and red organic pigments that are found in the chloroplasts and chromoplasts of plants and some other photosynthetic organisms like algae, some bacteria and some fungi. They serve two key roles in plants and algae: they absorb light energy for use in photosynthesis, and they protect the green chlorophyll from photodamage.[3]
|
40 |
+
|
41 |
+
In late summer, as daylight hours shorten and temperatures cool, the veins that carry fluids into and out of the leaf are gradually closed off. The water and mineral intake into the leaf is reduced, slowly at first, and then more rapidly. It is during this time that the chlorophyll begins to decrease.
|
42 |
+
As the chlorophyll diminishes, the yellow and red carotenoids become more and more visible, creating the classic autumn leaf color.
|
43 |
+
|
44 |
+
Carotenoids are common in many living things; they give the characteristic color to carrots, maize, daffodils, rutabagas, buttercups and bananas. They are responsible for the red of cooked lobsters, the pink of flamingoes and salmon and the yellow of canaries and egg yolks.
|
45 |
+
|
46 |
+
Xanthophylls are the most common yellow pigments that form one of two major divisions of the carotenoid group. The name is from Greek xanthos (ξανθος, "yellow") + phyllon (φύλλον, "leaf"). Xanthophylls are most commonly found in the leaves of green plants, but they also find their way into animals through the food they eat. For example, the yellow color of chicken egg yolks, fat, and skin comes from the feed the chickens consume. Chicken farmers understand this, and often add xanthophylls, usually lutein, to make the egg yolks more yellow.
|
47 |
+
|
48 |
+
Bananas are green when they are picked because of the chlorophyll their skin contains. Once picked, they begin to ripen; hormones in the bananas convert amino acids into ethylene gas, which stimulates the production of several enzymes. These enzymes start to change the color, texture and flavor of the banana. The green chlorophyll supply is stopped and the yellow color of the carotenoids replaces it; eventually, as the enzymes continue their work, the cell walls break down and the bananas turn brown.
|
49 |
+
|
50 |
+
Autumn colors along the Eagle River near Anchorage, Alaska
|
51 |
+
|
52 |
+
Daffodils in Cornwall
|
53 |
+
|
54 |
+
Bananas, like autumn leaves, canaries and egg yolks, get their yellow color from natural pigments called carotenoids.
|
55 |
+
|
56 |
+
The yolk of a raw egg. The color comes from the xanthophyll carotenoids lutein and zeaxanthin
|
57 |
+
|
58 |
+
Duckling chicks
|
59 |
+
|
60 |
+
Yellow, in the form of yellow ochre pigment made from clay, was one of the first colors used in prehistoric cave art. The cave of Lascaux has an image of a horse colored with yellow estimated to be 17,300 years old.
|
61 |
+
|
62 |
+
In Ancient Egypt, yellow was associated with gold, which was considered to be imperishable, eternal and indestructible. The skin and bones of the gods were believed to be made of gold. The Egyptians used yellow extensively in tomb paintings; they usually used either yellow ochre or the brilliant orpiment, though it was made of arsenic and was highly toxic. A small paintbox with orpiment pigment was found in the tomb of King Tutankhamun. Men were always shown with brown faces, women with yellow ochre or gold faces.[4]
|
63 |
+
|
64 |
+
The ancient Romans used yellow in their paintings to represent gold and also in skin tones. It is found frequently in the murals of Pompeii.
|
65 |
+
|
66 |
+
Image of a horse colored with yellow ochre from Lascaux cave.
|
67 |
+
|
68 |
+
Paintings in the Tomb of Nakht in ancient Egypt (15th century BC).
|
69 |
+
|
70 |
+
Yellow ochre was often used in wall paintings in Ancient Roman villas and towns.
|
71 |
+
|
72 |
+
Byzantine art made lavish use of gold, seen in this detail of the mosaic of the Emperor Justinian from the Basilica of San Vitale in Ravenna, Italy (before 547 AD).
|
73 |
+
|
74 |
+
The flag of the Paleologus dynasty of Byzantine emperors was red and gold.
|
75 |
+
|
76 |
+
During the Post-Classical period, yellow became firmly established as the color of Judas Iscariot, the disciple who betrayed Jesus Christ, even though the Bible never describes his clothing. From this connection, yellow also took on associations with envy, jealousy and duplicity.
|
77 |
+
|
78 |
+
The tradition started in the Renaissance of marking non-Christian outsiders, such as Jews, with the color yellow. In 16th century Spain, those accused of heresy and who refused to renounce their views were compelled to come before the Spanish Inquisition dressed in a yellow cape.[27]
|
79 |
+
|
80 |
+
The color yellow has been historically associated with moneylenders and finance. The National Pawnbrokers Association's logo depicts three golden spheres hanging from a bar, referencing the three bags of gold that the patron saint of pawnbroking, St. Nicholas, holds in his hands. Additionally, the symbol of three golden orbs is found in the coat of arms of the House of Medici, a famous fifteenth century Italian dynasty of bankers and lenders.[28]
|
81 |
+
|
82 |
+
Saffron was sometimes used as a pigment in Medieval manuscripts, such as this page showing the murder of Thomas Becket at Canterbury Cathedral. (Circa 1200).
|
83 |
+
|
84 |
+
The Kiss of Judas (1304–06) by Giotto di Bondone, followed the Medieval tradition of clothing Judas Iscariot in a yellow toga.
|
85 |
+
|
86 |
+
Young Man in a Yellow Robe Jan Lievens, c. 1630–1631
|
87 |
+
|
88 |
+
The Milkmaid by Johannes Vermeer (c. 1658)
|
89 |
+
|
90 |
+
The 18th and 19th century saw the discovery and manufacture of synthetic pigments and dyes, which quickly replaced the traditional yellows made from arsenic, cow urine, and other substances.
|
91 |
+
|
92 |
+
Circa 1776, Jean-Honoré Fragonard painted A Young Girl Reading. She is dressed in a bright saffron yellow dress. This painting is "considered by many critics to be among Fragonard's most appealing and masterly".[29]
|
93 |
+
|
94 |
+
The 19th-century British painter J.M.W. Turner was one of the first in that century to use yellow to create moods and emotions, the way romantic composers were using music. His painting Rain, Steam, and Speed – the Great Central Railway was dominated by glowing yellow clouds.
|
95 |
+
|
96 |
+
Georges Seurat used the new synthetic colors in his experimental paintings composed of tiny points of primary colors, particularly in his famous Sunday Afternoon on the Isle de la Grand jatte (1884–86). He did not know that the new synthetic yellow pigment, zinc yellow or zinc chromate, which he used in the light green lawns, was highly unstable and would quickly turn brown.[30]
|
97 |
+
|
98 |
+
The painter Vincent van Gogh was a particular admirer of the color yellow, the color of sunshine. Writing to his sister from the south of France in 1888, he wrote, "Now we are having beautiful warm, windless weather that is very beneficial to me. The sun, a light that for lack of a better word I can only call yellow, bright sulfur yellow, pale lemon gold. How beautiful yellow is!" In Arles, Van Gogh painted sunflowers inside a small house he rented at 2 Place Lamartine, a house painted with a color that Van Gogh described as "buttery yellow." Van Gogh was one of the first artists to use commercially manufactured paints, rather than paints he made himself. He used the traditional yellow ochre, but also chrome yellow, first made in 1809, and cadmium yellow, first made in 1820.[31]
|
99 |
+
|
100 |
+
At the end of the 19th century, in 1895, a new popular art form began to appear in New York newspapers; the color comic strip. It took advantage of a new color printing process, which used color separation and three different colors of ink; magenta, cyan, and yellow, plus black, to create all the colors on the page. One of the first characters in the new comic strips was a humorous boy of the New York streets named Mickey Dugen, more commonly known as the Yellow Kid, from the yellow nightshirt he wore. He gave his name (and color) to the whole genre of popular, sensational journalism, which became known as "yellow journalism".
|
101 |
+
|
102 |
+
A Young Girl Reading, or The Reader. Jean-Honoré Fragonard, c. 1776, 32" x 25 1/2" National Gallery of Art, Washington, D.C.
|
103 |
+
|
104 |
+
Rain, Steam and Speed – The Great Western Railway. (1844). British painter J.M.W. Turner used yellow clouds to create a mood, the way romantic composers of the time used music.
|
105 |
+
|
106 |
+
Georges Seurat used a new pigment, zinc yellow, in the green lawns of A Sunday Afternoon on the Island of La Grande Jatte (1884–86). He did not know that the paint would quickly deteriorate and turn brown.
|
107 |
+
|
108 |
+
Sunflowers (1888) by Vincent van Gogh is a fountain of yellows.
|
109 |
+
|
110 |
+
The Yellow Kid (1895) was one of the first comic strip characters. He gave his name to type of sensational reporting called Yellow Journalism.
|
111 |
+
|
112 |
+
In the 20th century, yellow was revived as a symbol of exclusion, as it had been in the Middle Ages and Renaissance. Jews in Nazi Germany and German-occupied countries were required to sew yellow triangles with the star of David onto their clothing.
|
113 |
+
|
114 |
+
In the 20th century, modernist painters reduced painting to its simplest colors and geometric shapes. The Dutch modernist painter Piet Mondrian made a series of paintings which consisted of a pure white canvas with a grid of vertical and horizontal black lines and rectangles of yellow, red, and blue.
|
115 |
+
|
116 |
+
Yellow was particularly valued in the 20th century because of its high visibility. Because of its ability to be seen well from greater distances and at high speeds, yellow makes for the ideal color to be viewed from moving automobiles.[28] It often replaced red as the color of fire trucks and other emergency vehicles, and was popular in neon signs, especially in Las Vegas and in China, where yellow was the most esteemed color.
|
117 |
+
|
118 |
+
In the 1960s, Pickett Brand developed the "Eye Saver Yellow" slide rule, which was produced with a specific yellow color (Angstrom 5600) that reflects long-wavelength rays and promotes optimum eye-ease to help prevent eyestrain and improve visual accuracy.[28]
|
119 |
+
|
120 |
+
The 21st century saw the use of unusual materials and technologies to create new ways of experiencing the color yellow. One example was The weather project, by Danish-Icelandic artist Olafur Eliasson, which was installed in the open space of the Turbine Hall of London's Tate Modern in 2003.
|
121 |
+
|
122 |
+
Eliasson used humidifiers to create a fine mist in the air via a mixture of sugar and water, as well as a semi-circular disc made up of hundreds of monochromatic lamps which radiated yellow light. The ceiling of the hall was covered with a huge mirror, in which visitors could see themselves as tiny black shadows against a mass of light.[32]
|
123 |
+
|
124 |
+
Yellow Room, Frederick Carl Frieseke, 1910
|
125 |
+
|
126 |
+
Jews in Nazi-occupied Europe were required to wear yellow badges like this.
|
127 |
+
|
128 |
+
Yellow was valued for its high visibility. Las Vegas became a showcase of neon art and advertising.
|
129 |
+
|
130 |
+
The Palácio do Planalto, official workplace of the President of Brazil, illuminated in yellow light.
|
131 |
+
|
132 |
+
Many fruits are yellow when ripe, such as lemons and bananas, their color derived from carotenoid pigments. Egg yolks gain their color from xanthophylls, also a type of carotenoid pigment.
|
133 |
+
|
134 |
+
Yellow is a common color of flowers.
|
135 |
+
|
136 |
+
Acacia dealbata (silver wattle)
|
137 |
+
|
138 |
+
Senna bicapsularis (rambling senna)
|
139 |
+
|
140 |
+
Narcissus pseudonarcissus, or Daffodil
|
141 |
+
|
142 |
+
Anthemis tinctoria (golden marguerite)
|
143 |
+
|
144 |
+
Anthyllis vulneraria (common kidneyvetch)
|
145 |
+
|
146 |
+
Tagetes erecta (Mexican marigold)
|
147 |
+
|
148 |
+
Senecio angulatus (creeping groundsel)
|
149 |
+
|
150 |
+
Brugmansia aurea (angel's trumpet)
|
151 |
+
|
152 |
+
The color of saffron comes from crocin, a red variety of carotenoid natural pigment. The color of the dyed fabric varies from deep red to orange to yellow, depending upon the type of saffron and the process. Most saffron today comes from Iran, but it is also grown commercially in Spain, Italy and Kashmir in India, and as a boutique crop in New Zealand, the United Kingdom, France, Switzerland and other countries. In the United States, it has been cultivated by the Pennsylvania Dutch community since the early 18th century. Because of the high price of saffron, other similar dyes and spices are often sold under the name saffron; for instance, what is called Indian saffron is often really turmeric.
|
153 |
+
|
154 |
+
Orpiment was a source of yellow pigment from ancient Egypt through the 19th century, though it is highly toxic.
|
155 |
+
|
156 |
+
Indian yellow pigment
|
157 |
+
|
158 |
+
Chrome yellow was discovered in 1809.
|
159 |
+
|
160 |
+
The dye and spice saffron comes from the dried red stigma of this plant, the crocus sativus.
|
161 |
+
|
162 |
+
Curcuma longa, also known as Turmeric, has been used for centuries in India as a dye, particularly for monk's robes. it is also commonly used as a medicine and as a spice in Indian cooking.
|
163 |
+
|
164 |
+
Reseda luteola, also known as dyers weed, yellow weed or weld, was the most popular source of yellow dye in Europe from the Middle Ages through the 18th century.
|
165 |
+
|
166 |
+
The Garcinia tree of Southeast Asia, whose resin is used to make the yellow dye called gamboge.
|
167 |
+
|
168 |
+
The most common yellow food coloring in use today is called Tartrazine. It is a synthetic lemon yellow azo dye.[54][55] It is also known as E number E102, C.I. 19140, FD&C yellow 5, acid yellow 23, food yellow 4, and trisodium 1-(4-sulfonatophenyl)-4-(4-sulfonatophenylazo)-5-pyrazolone-3-carboxylate.[56] It is the yellow most frequently used such processed food products as corn and potato chips, breakfast cereals such as corn flakes, candies, popcorn, mustard, jams and jellies, gelatin, soft drinks (notably Mountain Dew), energy and sports drinks, and pastries. It is also widely used in liquid and bar soap, shampoo, cosmetics and medicines. Sometimes it is mixed with blue dyes to color processed products green.
|
169 |
+
|
170 |
+
It is typically labelled on food packages as "color", "tartrazine", or "E102". In the United States, because of concerns about possible health problems related to intolerance to tartrazine, its presence must be declared on food and drug product labels.[57]
|
171 |
+
|
172 |
+
Another popular synthetic yellow coloring is Sunset Yellow FCF (also known as orange yellow S, FD&C yellow 6 and C.I. 15985) It is manufactured from aromatic hydrocarbons from petroleum. When added to foods sold in Europe, it is denoted by E number E110.[58]
|
173 |
+
|
174 |
+
In the west, yellow is not a well-loved color; in a 2000 survey, only six percent of respondents in Europe and America named it as their favorite color. compared with 45 percent for blue, 15 percent for green, 12 percent for red, and 10 percent for black. For seven percent of respondents, it was their least favorite color.[59] Yellow is the color of ambivalence and contradiction; the color associated with optimism and amusement; but also with betrayal, duplicity, and jealousy.[59] But in China and other parts of Asia, yellow is a color of virtue and nobility.
|
175 |
+
|
176 |
+
Yellow has strong historical and cultural associations in China, where it is the color of happiness, glory, and wisdom. In China, there are five directions of the compass; north, south, east, west, and the middle, each with a symbolic color. Yellow signifies the middle. China is called the Middle Kingdom; the palace of the Emperor was considered to be in the exact center of the world.[60]
|
177 |
+
|
178 |
+
The legendary first emperor of China was called the Yellow Emperor. The last emperor of China, Puyi (1906–67), described in his memoirs how every object which surrounded him as a child was yellow. "It made me understand from my most tender age that I was of a unique essence, and it instilled in me the consciousness of my 'celestial nature' which made me different from every other human."[61][5]
|
179 |
+
|
180 |
+
The Chinese Emperor was literally considered the child of heaven, with both a political and religious role, both symbolized by yellow. After the Song Dynasty, bright yellow color can only be worn by the emperor. Distinguished visitors were honored with a yellow, not a red, carpet.
|
181 |
+
|
182 |
+
In Chinese symbolism, yellow, red and green are masculine colors, while black and white are considered feminine. In the traditional symbolism of the two opposites which complement each other, the yin and yang, the masculine yang is traditionally represented by yellow. Just as there are five elements, five directions and five colors in the Chinese world-view, there are also five seasons; summer, winter, fall, spring, and the end of summer, symbolized by yellow leaves.[60]
|
183 |
+
|
184 |
+
In current Chinese pop culture, the term "yellow movie" (黃色電影) refers to films and other cultural items of a pornographic nature and is analogous to the English term "blue movie".[62] In 2007, this became the basis of the 'very erotic very violent' (literally, 'very yellow very violent') controversy in mainland China.
|
185 |
+
|
186 |
+
Portrait of the Zhengde Emperor from the Ming dynasty.
|
187 |
+
|
188 |
+
The Qianlong Emperor in court dress (18th century).
|
189 |
+
|
190 |
+
Daoguang period Peking glass vase. The color is named "Imperial Yellow" after the banner of the Qing Dynasty.
|
191 |
+
|
192 |
+
Yellow roofs in the Forbidden City, which are limited to imperial buildings.
|
193 |
+
|
194 |
+
Neon lights in modern Shanghai show a predominance of red and yellow.
|
195 |
+
|
196 |
+
Yellow, as the color of sunlight when sun is near the horizon, is commonly associated with warmth. Yellow combined with red symbolized heat and energy. A room painted yellow feels warmer than a room painted white, and a lamp with yellow light seems more natural than a lamp with white light.
|
197 |
+
|
198 |
+
As the color of light, yellow is also associated with knowledge and wisdom. In English and many other languages, "brilliant" and "bright" mean intelligent. In Islam, the yellow color of gold symbolizes wisdom. In medieval European symbolism, red symbolized passion, blue symbolized the spiritual, and yellow symbolized reason. In many European universities, yellow gowns and caps are worn by members of the faculty of physical and natural sciences, as yellow is the color of reason and research.[63]
|
199 |
+
|
200 |
+
In ancient Greece and Rome, the gods were often depicted with yellow, or blonde hair, which was described in literature as 'golden'. The color yellow was associated with the sun gods Helios and Apollo. It was fashionable in ancient Greece for men and women to dye their hair yellow, or to spend time in the sun to bleach it.[64] In ancient Rome, prostitutes were required to bleach their hair, to be easily identified, but it also became a fashionable hair color for aristocratic women, influenced by the exotic blonde hair of many of the newly conquered slaves from Gaul, Britain, and Germany.[65] However, in medieval Europe and later, the word yellow often had negative connotations; associated with betrayal, so yellow hair was more poetically called 'blond,' 'light', 'fair,' or most often "golden".[66]
|
201 |
+
|
202 |
+
Yellow is the most visible color from a distance, so it is often used for objects that need to be seen, such as fire engines, road maintenance equipment, school buses and taxicabs. It is also often used for warning signs, since yellow traditionally signals caution, rather than danger. Safety yellow is often used for safety and accident prevention information. A yellow light on a traffic signal means slow down, but not stop. The Occupational Safety and Health Administration (OSHA) uses Pantone 116 (a yellow hue) as their standard color implying "general warning," while the Federal Highway Administration similarly uses yellow to communicate warning or caution on highway signage.[28] A yellow penalty card in a soccer match means warning, but not expulsion.
|
203 |
+
|
204 |
+
School bus
|
205 |
+
|
206 |
+
A mailbox in Germany. Yellow was the color of the early postal service in the Habsburg Empire.
|
207 |
+
|
208 |
+
A crash tender of the Royal Danish Air Force.
|
209 |
+
|
210 |
+
An RAF Sea King rescue helicopter.
|
211 |
+
|
212 |
+
Yellow penalty card used during an association football match
|
213 |
+
|
214 |
+
Yellow is the color most associated with optimism and pleasure; it is a color designed to attract attention, and is used for amusement. Yellow dresses in fashion are rare, but always associated with gaiety and celebration.
|
215 |
+
|
216 |
+
The Empress Eugenie dressed as Marie Antoinette, painted by Franz Winterhalter (1854)
|
217 |
+
|
218 |
+
Portrait of Madame Kuznetsova, by Ilya Repin. (1901)
|
219 |
+
|
220 |
+
The Ball by James Tissot (1880)
|
221 |
+
|
222 |
+
Yellow Dress – Paris Haute Couture Spring-Summer
|
223 |
+
|
224 |
+
Kuchipudi dansers
|
225 |
+
|
226 |
+
Singer Kylie Minogue performs at a Nobel Prize Concert
|
227 |
+
|
228 |
+
The ancient Maya associated the color yellow with the direction South. The Maya glyph for "yellow" (k'an) also means "precious" or "ripe".[67]
|
229 |
+
|
230 |
+
"Giallo", in Italian, refers to crime stories, both fictional and real. This association began in about 1930, when the first series of crime novels published in Italy had yellow covers.
|
231 |
+
|
232 |
+
The banner of the Holy Roman Empire (15th century). The black, yellow and red colors reappeared first in 1848 and then in the 20th century in the German flag.
|
233 |
+
|
234 |
+
(1819) The flag of Gran Colombia, which won independence from Spain, then broke into three countries (Colombia, Venezuela and Ecuador) in 1830.
|
235 |
+
|
236 |
+
Imperial flag of the Qing Dynasty, China (1890–1912), the last dynasty of China, overthrown by the Xinhai Revolution of 1911.
|
237 |
+
|
238 |
+
Flag of South Vietnam (1955–75). This was the flag of the anti-communist southern part of Vietnam during the Vietnam War. It was replaced by the flag of North Vietnam after communist forces took Saigon on April 30, 1975.
|
239 |
+
|
240 |
+
The flag of East Germany (1959–90). It differs from the West German flag by the presence of a communist symbol in the center, and it fell out of use when Germany was reunified after the fall of the Berlin Wall.
|
241 |
+
|
242 |
+
Three of the five most populous countries in the world (China, India, and Brazil) have yellow or gold in their flag, representing about half of the world's population. While many flags use yellow, their symbolism varies widely, from civic virtue to golden treasure, golden fields, the desert, royalty, the keys to Heaven and the leadership of the Communist Party. In classic European heraldry, yellow, along with white, is one of the two metals (called gold and silver) and therefore flags following heraldic design rules must use either yellow or white to separate any of their other colors (see rule of tincture).
|
243 |
+
|
244 |
+
Flag of India (1947). The yellow color is officially called India saffron, and represents courage and sacrifice.
|
245 |
+
|
246 |
+
Flag of Germany. Black, red and yellow were the colors of the Holy Roman Emperor, and, in 1919, of the German Weimar Republic. The modern German flag was adopted in 1949.
|
247 |
+
|
248 |
+
Flag of Ukraine (1992 (originally in 1918)).
|
249 |
+
|
250 |
+
Flag of Belgium (1831). The yellow comes from the yellow lion in the coat of arms of the Duchy of Brabant, founded in 1183–84.
|
251 |
+
|
252 |
+
Flag of Bhutan (1956). The Bhutan flag features Druk, the thunder dragon of Bhutanese mythology. The yellow represents civic tradition, the red the Buddhist spiritual tradition.
|
253 |
+
|
254 |
+
Flag of the People's Republic of China (1949). The four small gold stars represent the workers, peasants, urban middle class, and rural middle class. The large star represents the Chinese Communist Party.
|
255 |
+
|
256 |
+
Flag of Vietnam (1955). The big gold star represents five main classes (laborers, soldiers, peasants, intellectuals and bourgeois).
|
257 |
+
|
258 |
+
Flag of Brazil (1889). The yellow color was inherited from the flag of the Empire of Brazil (1822–1889), where it represented the color of the House of Habsburg.
|
259 |
+
|
260 |
+
Flag of Brunei (1956). In Southeast Asia yellow is the color of royalty. it is the color of the Sultan of Brunei, and also appears on the flag of Thailand and of Malaysia.
|
261 |
+
|
262 |
+
Flag of Colombia. The asymmetric design of the flag is based on the old Flag of Gran Colombia. The yellow color represents the golden treasure taken from Colombia over the centuries.
|
263 |
+
|
264 |
+
Flag of Spain (1978). The yellow in the Spanish flag comes from the traditional Crown of Castille and the Crown of Aragon. The general design was adopted in 1785 for the Spanish Navy, to be visible from a great distance at sea.
|
265 |
+
|
266 |
+
Flag of Lithuania (1918 to 1940, restored in 1989, modified in 2004). Yellow represents the golden fields of Lithuania, green the countryside, and red the blood of Lithuanian martyrs.
|
267 |
+
|
268 |
+
Flag of Malaysia (original version, 1950, current version 1963.) The yellow crescent represents Islam, the yellow star the unity of the fourteen states of Malaysia. The red and white stripes (like the stripes on the U.S. flag) are adopted from the flag of the British East India Company.
|
269 |
+
|
270 |
+
Flag of Mozambique (1983). The colors are those of the Marxist Liberation Front of Mozambique, or FRELIMO, which rules the country. Yellow represents the country's mineral wealth.
|
271 |
+
|
272 |
+
Flag of the Philippines (1898). The yellow sun is in the left middle of the triangle shape.
|
273 |
+
|
274 |
+
Flag of Romania (1848, and again in 1989, after the fall of the Communist regime.) Blue, yellow and red were the colors of the Wallachian uprising of 1821, and the 1848 revolution which won independence for Romania. Yellow represents justice.
|
275 |
+
|
276 |
+
Flag of Sweden (adopted 1906, but colors in use since at least the mid-16th century). The legend says that in 1157, during the First Swedish Crusade, the Swedish king Eric the Holy saw a golden cross appear in the blue sky.
|
277 |
+
|
278 |
+
Flag of Chad (1959). The color yellow here represents the sun and the desert in the north of the country. This flag is identical to that of Romania, except that it uses a slightly darker indigo blue rather than cobalt blue.
|
279 |
+
|
280 |
+
Flag of the European Union. The flag of the European Union was first created for the Council of Europe in 1953, then adopted by the European Union in 1985. The twelve yellow or gold stars do not represent any particular countries; twelve was chosen as a number which represented unity and harmony.[71]
|
281 |
+
|
282 |
+
Flag of Vatican City (1929). The yellow color represents the golden key of the Kingdom of heaven, described in the Book of Matthew of the New Testament, and part of the Papal seal on the flag.
|
283 |
+
|
284 |
+
Buddhist monks at the promotion ceremony of a monk in Thailand
|
285 |
+
|
286 |
+
Buddhist monks in Tibet
|
287 |
+
|
288 |
+
A Japanese Buddhist monk in downtown Tokyo
|
289 |
+
|
290 |
+
A Hindu sadhu, or ascetic wandering monk or holy man, in Kathmandu, Nepal.
|
291 |
+
|
292 |
+
Christ giving the golden key of the kingdom heaven to Saint Peter (1481–82), by Pietro Perugino. The golden key is the symbol of the Pope.
|
293 |
+
|
294 |
+
Pope Benedict XVI. The Pope traditionally wears gold and white outside St. Peter's Basilica.
|
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Yellow is the color between orange and green on the spectrum of visible light. It is evoked by light with a dominant wavelength of roughly 570–590 nm. It is a primary color in subtractive color systems, used in painting or color printing. In the RGB color model, used to create colors on television and computer screens, yellow is a secondary color made by combining red and green at equal intensity. Carotenoids give the characteristic yellow color to autumn leaves, corn, canaries, daffodils, and lemons, as well as egg yolks, buttercups, and bananas. They absorb light energy and protect plants from photodamage.[3] Sunlight has a slight yellowish hue when the Sun is near the horizon, due to atmospheric scattering of shorter wavelengths (green, blue, and violet).
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Because it was widely available, yellow ochre pigment was one of the first colors used in art; the Lascaux cave in France has a painting of a yellow horse 17,000 years old. Ochre and orpiment pigments were used to represent gold and skin color in Egyptian tombs, then in the murals in Roman villas.[4] In the early Christian church, yellow was the color associated with the Pope and the golden keys of the Kingdom, but it was also associated with Judas Iscariot and used to mark heretics. In the 20th century, Jews in Nazi-occupied Europe were forced to wear a yellow star. In China, bright yellow was the color of the Middle Kingdom, and could be worn only by the emperor and his household; special guests were welcomed on a yellow carpet.[5]
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According to surveys in Europe, Canada, and the United States, yellow is the color people most often associate with amusement, gentleness, humor, and spontaneity, but also with duplicity, envy, jealousy, avarice, and, in the U.S., cowardice.[6] In Iran it has connotations of pallor/sickness,[7] but also wisdom and connection.[8] In China and many Asian countries, it is seen as the color of happiness, glory, harmony and wisdom.[9]
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The word yellow comes from the Old English geolu, geolwe (oblique case), meaning "yellow, yellowish", derived from the Proto-Germanic word gelwaz "yellow". It has the same Indo-European base, gʰel-, as the words gold and yell; gʰel- means both bright and gleaming, and to cry out.[10]
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The English term is related to other Germanic words for yellow, namely Scots yella, East Frisian jeel, West Frisian giel, Dutch geel, German gelb, and Swedish and Norwegian gul.[11] According to the Oxford English Dictionary, the oldest known use of this word in English is from The Epinal Glossary in 700.[12]
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Color printing typically uses ink of four colors: cyan, magenta, yellow, and key (black). When CMY "primaries" are combined at full strength, the resulting "secondary" mixtures are red, green, and blue
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Mixing all three theoretically results in black, but imperfect ink formulations do not give true black, which is why an additional K component is needed.
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An example of color printing from 1902. Combining images in yellow, magenta and cyan creates a full-color picture. This is called the CMYK color model.
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On a computer display, yellow is created by combining green and red light at the right intensity on a black screen.
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Yellow is found between green and orange on the spectrum of visible light. It is the color the human eye sees when it looks at light with a dominant wavelength between 570 and 590 nanometers.
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In color printing, yellow is one of the three colors of ink, along with magenta and cyan, which, along with black, can be overlaid in the right combination to print any full color image. (See the CMYK color model). A particular yellow is used, called Process yellow (also known as "pigment yellow", "printer's yellow", and "canary yellow") subtractive primary colors, along with magenta and cyan. Process yellow is not an RGB color, and there is no fixed conversion from CMYK primaries to RGB. Different formulations are used for printer's ink, so there can be variations in the printed color that is pure yellow ink.
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The yellow on a color television or computer screen is created in a completely different way; by combining green and red light at the right level of intensity. (See RGB color model).
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27 |
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Traditionally, the complementary color of yellow is purple; the two colors are opposite each other on the color wheel long used by painters.[13] Vincent Van Gogh, an avid student of color theory, used combinations of yellow and purple in several of his paintings for the maximum contrast and harmony.[14]
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Hunt defines that "two colors are complementary when it is possible to reproduce the tristimulus values of a specified achromatic stimulus by an additive mixture of these two stimuli."[15] That is, when two colored lights can be mixed to match a specified white (achromatic, non-colored) light, the colors of those two lights are complementary. This definition, however, does not constrain what version of white will be specified. In the nineteenth century, the scientists Grassmann and Helmholtz did experiments in which they concluded that finding a good complement for spectral yellow was difficult, but that the result was indigo, that is, a wavelength that today's color scientists would call violet or purple. Helmholtz says "Yellow and indigo blue" are complements.[16] Grassmann reconstructs Newton's category boundaries in terms of wavelengths and says "This indigo therefore falls within the limits of color between which, according to Helmholtz, the complementary colors of yellow lie."[17]
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Newton's own color circle has yellow directly opposite the boundary between indigo and violet. These results, that the complement of yellow is a wavelength shorter than 450 nm, are derivable from the modern CIE 1931 system of colorimetry if it is assumed that the yellow is about 580 nm or shorter wavelength, and the specified white is the color of a blackbody radiator of temperature 2800 K or lower (that is, the white of an ordinary incandescent light bulb). More typically, with a daylight-colored or around 5000 to 6000 K white, the complement of yellow will be in the blue wavelength range, which is the standard modern answer for the complement of yellow.
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Because of the characteristics of paint pigments and use of different color wheels, painters traditionally regard the complement of yellow as the color indigo or blue-violet.
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Lasers emitting in the yellow part of the spectrum are less common and more expensive than most other colors.[18] In commercial products diode pumped solid state (DPSS) technology is employed to create the yellow light. An infrared laser diode at 808 nm is used to pump a crystal of neodymium-doped yttrium vanadium oxide (Nd:YVO4) or neodymium-doped yttrium aluminium garnet (Nd:YAG) and induces it to emit at two frequencies (281.76 THz and 223.39 THz: 1064 nm and 1342 nm wavelengths) simultaneously. This deeper infrared light is then passed through another crystal containing potassium, titanium and phosphorus (KTP), whose non-linear properties generate light at a frequency that is the sum of the two incident beams (505.15 THz); in this case corresponding to the wavelength of 593.5 nm ("yellow").[19] This wavelength is also available, though even more rarely, from a helium–neon laser. However, this not a true yellow, as it exceeds 590 nm. A variant of this same DPSS technology using slightly different starting frequencies was made available in 2010, producing a wavelength of 589 nm, which is considered a true yellow color.[20] The use of yellow lasers at 589 nm and 594 nm have recently become more widespread thanks to the field of optogenetics.[21]
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Stars of spectral classes F have color temperatures that make them look "yellowish".[22] The first astronomer to classify stars according to their color was F. G. W. Struve in 1827. One of his classifications was flavae, or yellow, and this roughly corresponded to stars in the modern spectral range F5 to K0.[23] The Strömgren photometric system for stellar classification includes a 'y' or yellow filter that is centered at a wavelength of 550 nm and has a bandwidth of 20–30 nm.[24][25]
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Autumn leaves, yellow flowers, bananas, oranges and other yellow fruits all contain carotenoids, yellow and red organic pigments that are found in the chloroplasts and chromoplasts of plants and some other photosynthetic organisms like algae, some bacteria and some fungi. They serve two key roles in plants and algae: they absorb light energy for use in photosynthesis, and they protect the green chlorophyll from photodamage.[3]
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In late summer, as daylight hours shorten and temperatures cool, the veins that carry fluids into and out of the leaf are gradually closed off. The water and mineral intake into the leaf is reduced, slowly at first, and then more rapidly. It is during this time that the chlorophyll begins to decrease.
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As the chlorophyll diminishes, the yellow and red carotenoids become more and more visible, creating the classic autumn leaf color.
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Carotenoids are common in many living things; they give the characteristic color to carrots, maize, daffodils, rutabagas, buttercups and bananas. They are responsible for the red of cooked lobsters, the pink of flamingoes and salmon and the yellow of canaries and egg yolks.
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Xanthophylls are the most common yellow pigments that form one of two major divisions of the carotenoid group. The name is from Greek xanthos (ξανθος, "yellow") + phyllon (φύλλον, "leaf"). Xanthophylls are most commonly found in the leaves of green plants, but they also find their way into animals through the food they eat. For example, the yellow color of chicken egg yolks, fat, and skin comes from the feed the chickens consume. Chicken farmers understand this, and often add xanthophylls, usually lutein, to make the egg yolks more yellow.
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Bananas are green when they are picked because of the chlorophyll their skin contains. Once picked, they begin to ripen; hormones in the bananas convert amino acids into ethylene gas, which stimulates the production of several enzymes. These enzymes start to change the color, texture and flavor of the banana. The green chlorophyll supply is stopped and the yellow color of the carotenoids replaces it; eventually, as the enzymes continue their work, the cell walls break down and the bananas turn brown.
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Autumn colors along the Eagle River near Anchorage, Alaska
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Daffodils in Cornwall
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Bananas, like autumn leaves, canaries and egg yolks, get their yellow color from natural pigments called carotenoids.
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The yolk of a raw egg. The color comes from the xanthophyll carotenoids lutein and zeaxanthin
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Duckling chicks
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Yellow, in the form of yellow ochre pigment made from clay, was one of the first colors used in prehistoric cave art. The cave of Lascaux has an image of a horse colored with yellow estimated to be 17,300 years old.
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In Ancient Egypt, yellow was associated with gold, which was considered to be imperishable, eternal and indestructible. The skin and bones of the gods were believed to be made of gold. The Egyptians used yellow extensively in tomb paintings; they usually used either yellow ochre or the brilliant orpiment, though it was made of arsenic and was highly toxic. A small paintbox with orpiment pigment was found in the tomb of King Tutankhamun. Men were always shown with brown faces, women with yellow ochre or gold faces.[4]
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The ancient Romans used yellow in their paintings to represent gold and also in skin tones. It is found frequently in the murals of Pompeii.
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Image of a horse colored with yellow ochre from Lascaux cave.
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Paintings in the Tomb of Nakht in ancient Egypt (15th century BC).
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Yellow ochre was often used in wall paintings in Ancient Roman villas and towns.
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Byzantine art made lavish use of gold, seen in this detail of the mosaic of the Emperor Justinian from the Basilica of San Vitale in Ravenna, Italy (before 547 AD).
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The flag of the Paleologus dynasty of Byzantine emperors was red and gold.
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During the Post-Classical period, yellow became firmly established as the color of Judas Iscariot, the disciple who betrayed Jesus Christ, even though the Bible never describes his clothing. From this connection, yellow also took on associations with envy, jealousy and duplicity.
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The tradition started in the Renaissance of marking non-Christian outsiders, such as Jews, with the color yellow. In 16th century Spain, those accused of heresy and who refused to renounce their views were compelled to come before the Spanish Inquisition dressed in a yellow cape.[27]
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The color yellow has been historically associated with moneylenders and finance. The National Pawnbrokers Association's logo depicts three golden spheres hanging from a bar, referencing the three bags of gold that the patron saint of pawnbroking, St. Nicholas, holds in his hands. Additionally, the symbol of three golden orbs is found in the coat of arms of the House of Medici, a famous fifteenth century Italian dynasty of bankers and lenders.[28]
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Saffron was sometimes used as a pigment in Medieval manuscripts, such as this page showing the murder of Thomas Becket at Canterbury Cathedral. (Circa 1200).
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The Kiss of Judas (1304–06) by Giotto di Bondone, followed the Medieval tradition of clothing Judas Iscariot in a yellow toga.
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Young Man in a Yellow Robe Jan Lievens, c. 1630–1631
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The Milkmaid by Johannes Vermeer (c. 1658)
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The 18th and 19th century saw the discovery and manufacture of synthetic pigments and dyes, which quickly replaced the traditional yellows made from arsenic, cow urine, and other substances.
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Circa 1776, Jean-Honoré Fragonard painted A Young Girl Reading. She is dressed in a bright saffron yellow dress. This painting is "considered by many critics to be among Fragonard's most appealing and masterly".[29]
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The 19th-century British painter J.M.W. Turner was one of the first in that century to use yellow to create moods and emotions, the way romantic composers were using music. His painting Rain, Steam, and Speed – the Great Central Railway was dominated by glowing yellow clouds.
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Georges Seurat used the new synthetic colors in his experimental paintings composed of tiny points of primary colors, particularly in his famous Sunday Afternoon on the Isle de la Grand jatte (1884–86). He did not know that the new synthetic yellow pigment, zinc yellow or zinc chromate, which he used in the light green lawns, was highly unstable and would quickly turn brown.[30]
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The painter Vincent van Gogh was a particular admirer of the color yellow, the color of sunshine. Writing to his sister from the south of France in 1888, he wrote, "Now we are having beautiful warm, windless weather that is very beneficial to me. The sun, a light that for lack of a better word I can only call yellow, bright sulfur yellow, pale lemon gold. How beautiful yellow is!" In Arles, Van Gogh painted sunflowers inside a small house he rented at 2 Place Lamartine, a house painted with a color that Van Gogh described as "buttery yellow." Van Gogh was one of the first artists to use commercially manufactured paints, rather than paints he made himself. He used the traditional yellow ochre, but also chrome yellow, first made in 1809, and cadmium yellow, first made in 1820.[31]
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At the end of the 19th century, in 1895, a new popular art form began to appear in New York newspapers; the color comic strip. It took advantage of a new color printing process, which used color separation and three different colors of ink; magenta, cyan, and yellow, plus black, to create all the colors on the page. One of the first characters in the new comic strips was a humorous boy of the New York streets named Mickey Dugen, more commonly known as the Yellow Kid, from the yellow nightshirt he wore. He gave his name (and color) to the whole genre of popular, sensational journalism, which became known as "yellow journalism".
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A Young Girl Reading, or The Reader. Jean-Honoré Fragonard, c. 1776, 32" x 25 1/2" National Gallery of Art, Washington, D.C.
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Rain, Steam and Speed – The Great Western Railway. (1844). British painter J.M.W. Turner used yellow clouds to create a mood, the way romantic composers of the time used music.
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Georges Seurat used a new pigment, zinc yellow, in the green lawns of A Sunday Afternoon on the Island of La Grande Jatte (1884–86). He did not know that the paint would quickly deteriorate and turn brown.
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Sunflowers (1888) by Vincent van Gogh is a fountain of yellows.
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The Yellow Kid (1895) was one of the first comic strip characters. He gave his name to type of sensational reporting called Yellow Journalism.
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In the 20th century, yellow was revived as a symbol of exclusion, as it had been in the Middle Ages and Renaissance. Jews in Nazi Germany and German-occupied countries were required to sew yellow triangles with the star of David onto their clothing.
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In the 20th century, modernist painters reduced painting to its simplest colors and geometric shapes. The Dutch modernist painter Piet Mondrian made a series of paintings which consisted of a pure white canvas with a grid of vertical and horizontal black lines and rectangles of yellow, red, and blue.
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Yellow was particularly valued in the 20th century because of its high visibility. Because of its ability to be seen well from greater distances and at high speeds, yellow makes for the ideal color to be viewed from moving automobiles.[28] It often replaced red as the color of fire trucks and other emergency vehicles, and was popular in neon signs, especially in Las Vegas and in China, where yellow was the most esteemed color.
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In the 1960s, Pickett Brand developed the "Eye Saver Yellow" slide rule, which was produced with a specific yellow color (Angstrom 5600) that reflects long-wavelength rays and promotes optimum eye-ease to help prevent eyestrain and improve visual accuracy.[28]
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The 21st century saw the use of unusual materials and technologies to create new ways of experiencing the color yellow. One example was The weather project, by Danish-Icelandic artist Olafur Eliasson, which was installed in the open space of the Turbine Hall of London's Tate Modern in 2003.
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Eliasson used humidifiers to create a fine mist in the air via a mixture of sugar and water, as well as a semi-circular disc made up of hundreds of monochromatic lamps which radiated yellow light. The ceiling of the hall was covered with a huge mirror, in which visitors could see themselves as tiny black shadows against a mass of light.[32]
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Yellow Room, Frederick Carl Frieseke, 1910
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Jews in Nazi-occupied Europe were required to wear yellow badges like this.
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Yellow was valued for its high visibility. Las Vegas became a showcase of neon art and advertising.
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The Palácio do Planalto, official workplace of the President of Brazil, illuminated in yellow light.
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Many fruits are yellow when ripe, such as lemons and bananas, their color derived from carotenoid pigments. Egg yolks gain their color from xanthophylls, also a type of carotenoid pigment.
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Yellow is a common color of flowers.
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Acacia dealbata (silver wattle)
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Senna bicapsularis (rambling senna)
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Narcissus pseudonarcissus, or Daffodil
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Anthemis tinctoria (golden marguerite)
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Anthyllis vulneraria (common kidneyvetch)
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Tagetes erecta (Mexican marigold)
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Senecio angulatus (creeping groundsel)
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Brugmansia aurea (angel's trumpet)
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The color of saffron comes from crocin, a red variety of carotenoid natural pigment. The color of the dyed fabric varies from deep red to orange to yellow, depending upon the type of saffron and the process. Most saffron today comes from Iran, but it is also grown commercially in Spain, Italy and Kashmir in India, and as a boutique crop in New Zealand, the United Kingdom, France, Switzerland and other countries. In the United States, it has been cultivated by the Pennsylvania Dutch community since the early 18th century. Because of the high price of saffron, other similar dyes and spices are often sold under the name saffron; for instance, what is called Indian saffron is often really turmeric.
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Orpiment was a source of yellow pigment from ancient Egypt through the 19th century, though it is highly toxic.
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Indian yellow pigment
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Chrome yellow was discovered in 1809.
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The dye and spice saffron comes from the dried red stigma of this plant, the crocus sativus.
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Curcuma longa, also known as Turmeric, has been used for centuries in India as a dye, particularly for monk's robes. it is also commonly used as a medicine and as a spice in Indian cooking.
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Reseda luteola, also known as dyers weed, yellow weed or weld, was the most popular source of yellow dye in Europe from the Middle Ages through the 18th century.
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The Garcinia tree of Southeast Asia, whose resin is used to make the yellow dye called gamboge.
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The most common yellow food coloring in use today is called Tartrazine. It is a synthetic lemon yellow azo dye.[54][55] It is also known as E number E102, C.I. 19140, FD&C yellow 5, acid yellow 23, food yellow 4, and trisodium 1-(4-sulfonatophenyl)-4-(4-sulfonatophenylazo)-5-pyrazolone-3-carboxylate.[56] It is the yellow most frequently used such processed food products as corn and potato chips, breakfast cereals such as corn flakes, candies, popcorn, mustard, jams and jellies, gelatin, soft drinks (notably Mountain Dew), energy and sports drinks, and pastries. It is also widely used in liquid and bar soap, shampoo, cosmetics and medicines. Sometimes it is mixed with blue dyes to color processed products green.
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It is typically labelled on food packages as "color", "tartrazine", or "E102". In the United States, because of concerns about possible health problems related to intolerance to tartrazine, its presence must be declared on food and drug product labels.[57]
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Another popular synthetic yellow coloring is Sunset Yellow FCF (also known as orange yellow S, FD&C yellow 6 and C.I. 15985) It is manufactured from aromatic hydrocarbons from petroleum. When added to foods sold in Europe, it is denoted by E number E110.[58]
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In the west, yellow is not a well-loved color; in a 2000 survey, only six percent of respondents in Europe and America named it as their favorite color. compared with 45 percent for blue, 15 percent for green, 12 percent for red, and 10 percent for black. For seven percent of respondents, it was their least favorite color.[59] Yellow is the color of ambivalence and contradiction; the color associated with optimism and amusement; but also with betrayal, duplicity, and jealousy.[59] But in China and other parts of Asia, yellow is a color of virtue and nobility.
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Yellow has strong historical and cultural associations in China, where it is the color of happiness, glory, and wisdom. In China, there are five directions of the compass; north, south, east, west, and the middle, each with a symbolic color. Yellow signifies the middle. China is called the Middle Kingdom; the palace of the Emperor was considered to be in the exact center of the world.[60]
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The legendary first emperor of China was called the Yellow Emperor. The last emperor of China, Puyi (1906–67), described in his memoirs how every object which surrounded him as a child was yellow. "It made me understand from my most tender age that I was of a unique essence, and it instilled in me the consciousness of my 'celestial nature' which made me different from every other human."[61][5]
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The Chinese Emperor was literally considered the child of heaven, with both a political and religious role, both symbolized by yellow. After the Song Dynasty, bright yellow color can only be worn by the emperor. Distinguished visitors were honored with a yellow, not a red, carpet.
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In Chinese symbolism, yellow, red and green are masculine colors, while black and white are considered feminine. In the traditional symbolism of the two opposites which complement each other, the yin and yang, the masculine yang is traditionally represented by yellow. Just as there are five elements, five directions and five colors in the Chinese world-view, there are also five seasons; summer, winter, fall, spring, and the end of summer, symbolized by yellow leaves.[60]
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In current Chinese pop culture, the term "yellow movie" (黃色電影) refers to films and other cultural items of a pornographic nature and is analogous to the English term "blue movie".[62] In 2007, this became the basis of the 'very erotic very violent' (literally, 'very yellow very violent') controversy in mainland China.
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Portrait of the Zhengde Emperor from the Ming dynasty.
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The Qianlong Emperor in court dress (18th century).
|
189 |
+
|
190 |
+
Daoguang period Peking glass vase. The color is named "Imperial Yellow" after the banner of the Qing Dynasty.
|
191 |
+
|
192 |
+
Yellow roofs in the Forbidden City, which are limited to imperial buildings.
|
193 |
+
|
194 |
+
Neon lights in modern Shanghai show a predominance of red and yellow.
|
195 |
+
|
196 |
+
Yellow, as the color of sunlight when sun is near the horizon, is commonly associated with warmth. Yellow combined with red symbolized heat and energy. A room painted yellow feels warmer than a room painted white, and a lamp with yellow light seems more natural than a lamp with white light.
|
197 |
+
|
198 |
+
As the color of light, yellow is also associated with knowledge and wisdom. In English and many other languages, "brilliant" and "bright" mean intelligent. In Islam, the yellow color of gold symbolizes wisdom. In medieval European symbolism, red symbolized passion, blue symbolized the spiritual, and yellow symbolized reason. In many European universities, yellow gowns and caps are worn by members of the faculty of physical and natural sciences, as yellow is the color of reason and research.[63]
|
199 |
+
|
200 |
+
In ancient Greece and Rome, the gods were often depicted with yellow, or blonde hair, which was described in literature as 'golden'. The color yellow was associated with the sun gods Helios and Apollo. It was fashionable in ancient Greece for men and women to dye their hair yellow, or to spend time in the sun to bleach it.[64] In ancient Rome, prostitutes were required to bleach their hair, to be easily identified, but it also became a fashionable hair color for aristocratic women, influenced by the exotic blonde hair of many of the newly conquered slaves from Gaul, Britain, and Germany.[65] However, in medieval Europe and later, the word yellow often had negative connotations; associated with betrayal, so yellow hair was more poetically called 'blond,' 'light', 'fair,' or most often "golden".[66]
|
201 |
+
|
202 |
+
Yellow is the most visible color from a distance, so it is often used for objects that need to be seen, such as fire engines, road maintenance equipment, school buses and taxicabs. It is also often used for warning signs, since yellow traditionally signals caution, rather than danger. Safety yellow is often used for safety and accident prevention information. A yellow light on a traffic signal means slow down, but not stop. The Occupational Safety and Health Administration (OSHA) uses Pantone 116 (a yellow hue) as their standard color implying "general warning," while the Federal Highway Administration similarly uses yellow to communicate warning or caution on highway signage.[28] A yellow penalty card in a soccer match means warning, but not expulsion.
|
203 |
+
|
204 |
+
School bus
|
205 |
+
|
206 |
+
A mailbox in Germany. Yellow was the color of the early postal service in the Habsburg Empire.
|
207 |
+
|
208 |
+
A crash tender of the Royal Danish Air Force.
|
209 |
+
|
210 |
+
An RAF Sea King rescue helicopter.
|
211 |
+
|
212 |
+
Yellow penalty card used during an association football match
|
213 |
+
|
214 |
+
Yellow is the color most associated with optimism and pleasure; it is a color designed to attract attention, and is used for amusement. Yellow dresses in fashion are rare, but always associated with gaiety and celebration.
|
215 |
+
|
216 |
+
The Empress Eugenie dressed as Marie Antoinette, painted by Franz Winterhalter (1854)
|
217 |
+
|
218 |
+
Portrait of Madame Kuznetsova, by Ilya Repin. (1901)
|
219 |
+
|
220 |
+
The Ball by James Tissot (1880)
|
221 |
+
|
222 |
+
Yellow Dress – Paris Haute Couture Spring-Summer
|
223 |
+
|
224 |
+
Kuchipudi dansers
|
225 |
+
|
226 |
+
Singer Kylie Minogue performs at a Nobel Prize Concert
|
227 |
+
|
228 |
+
The ancient Maya associated the color yellow with the direction South. The Maya glyph for "yellow" (k'an) also means "precious" or "ripe".[67]
|
229 |
+
|
230 |
+
"Giallo", in Italian, refers to crime stories, both fictional and real. This association began in about 1930, when the first series of crime novels published in Italy had yellow covers.
|
231 |
+
|
232 |
+
The banner of the Holy Roman Empire (15th century). The black, yellow and red colors reappeared first in 1848 and then in the 20th century in the German flag.
|
233 |
+
|
234 |
+
(1819) The flag of Gran Colombia, which won independence from Spain, then broke into three countries (Colombia, Venezuela and Ecuador) in 1830.
|
235 |
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|
236 |
+
Imperial flag of the Qing Dynasty, China (1890–1912), the last dynasty of China, overthrown by the Xinhai Revolution of 1911.
|
237 |
+
|
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+
Flag of South Vietnam (1955–75). This was the flag of the anti-communist southern part of Vietnam during the Vietnam War. It was replaced by the flag of North Vietnam after communist forces took Saigon on April 30, 1975.
|
239 |
+
|
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+
The flag of East Germany (1959–90). It differs from the West German flag by the presence of a communist symbol in the center, and it fell out of use when Germany was reunified after the fall of the Berlin Wall.
|
241 |
+
|
242 |
+
Three of the five most populous countries in the world (China, India, and Brazil) have yellow or gold in their flag, representing about half of the world's population. While many flags use yellow, their symbolism varies widely, from civic virtue to golden treasure, golden fields, the desert, royalty, the keys to Heaven and the leadership of the Communist Party. In classic European heraldry, yellow, along with white, is one of the two metals (called gold and silver) and therefore flags following heraldic design rules must use either yellow or white to separate any of their other colors (see rule of tincture).
|
243 |
+
|
244 |
+
Flag of India (1947). The yellow color is officially called India saffron, and represents courage and sacrifice.
|
245 |
+
|
246 |
+
Flag of Germany. Black, red and yellow were the colors of the Holy Roman Emperor, and, in 1919, of the German Weimar Republic. The modern German flag was adopted in 1949.
|
247 |
+
|
248 |
+
Flag of Ukraine (1992 (originally in 1918)).
|
249 |
+
|
250 |
+
Flag of Belgium (1831). The yellow comes from the yellow lion in the coat of arms of the Duchy of Brabant, founded in 1183–84.
|
251 |
+
|
252 |
+
Flag of Bhutan (1956). The Bhutan flag features Druk, the thunder dragon of Bhutanese mythology. The yellow represents civic tradition, the red the Buddhist spiritual tradition.
|
253 |
+
|
254 |
+
Flag of the People's Republic of China (1949). The four small gold stars represent the workers, peasants, urban middle class, and rural middle class. The large star represents the Chinese Communist Party.
|
255 |
+
|
256 |
+
Flag of Vietnam (1955). The big gold star represents five main classes (laborers, soldiers, peasants, intellectuals and bourgeois).
|
257 |
+
|
258 |
+
Flag of Brazil (1889). The yellow color was inherited from the flag of the Empire of Brazil (1822–1889), where it represented the color of the House of Habsburg.
|
259 |
+
|
260 |
+
Flag of Brunei (1956). In Southeast Asia yellow is the color of royalty. it is the color of the Sultan of Brunei, and also appears on the flag of Thailand and of Malaysia.
|
261 |
+
|
262 |
+
Flag of Colombia. The asymmetric design of the flag is based on the old Flag of Gran Colombia. The yellow color represents the golden treasure taken from Colombia over the centuries.
|
263 |
+
|
264 |
+
Flag of Spain (1978). The yellow in the Spanish flag comes from the traditional Crown of Castille and the Crown of Aragon. The general design was adopted in 1785 for the Spanish Navy, to be visible from a great distance at sea.
|
265 |
+
|
266 |
+
Flag of Lithuania (1918 to 1940, restored in 1989, modified in 2004). Yellow represents the golden fields of Lithuania, green the countryside, and red the blood of Lithuanian martyrs.
|
267 |
+
|
268 |
+
Flag of Malaysia (original version, 1950, current version 1963.) The yellow crescent represents Islam, the yellow star the unity of the fourteen states of Malaysia. The red and white stripes (like the stripes on the U.S. flag) are adopted from the flag of the British East India Company.
|
269 |
+
|
270 |
+
Flag of Mozambique (1983). The colors are those of the Marxist Liberation Front of Mozambique, or FRELIMO, which rules the country. Yellow represents the country's mineral wealth.
|
271 |
+
|
272 |
+
Flag of the Philippines (1898). The yellow sun is in the left middle of the triangle shape.
|
273 |
+
|
274 |
+
Flag of Romania (1848, and again in 1989, after the fall of the Communist regime.) Blue, yellow and red were the colors of the Wallachian uprising of 1821, and the 1848 revolution which won independence for Romania. Yellow represents justice.
|
275 |
+
|
276 |
+
Flag of Sweden (adopted 1906, but colors in use since at least the mid-16th century). The legend says that in 1157, during the First Swedish Crusade, the Swedish king Eric the Holy saw a golden cross appear in the blue sky.
|
277 |
+
|
278 |
+
Flag of Chad (1959). The color yellow here represents the sun and the desert in the north of the country. This flag is identical to that of Romania, except that it uses a slightly darker indigo blue rather than cobalt blue.
|
279 |
+
|
280 |
+
Flag of the European Union. The flag of the European Union was first created for the Council of Europe in 1953, then adopted by the European Union in 1985. The twelve yellow or gold stars do not represent any particular countries; twelve was chosen as a number which represented unity and harmony.[71]
|
281 |
+
|
282 |
+
Flag of Vatican City (1929). The yellow color represents the golden key of the Kingdom of heaven, described in the Book of Matthew of the New Testament, and part of the Papal seal on the flag.
|
283 |
+
|
284 |
+
Buddhist monks at the promotion ceremony of a monk in Thailand
|
285 |
+
|
286 |
+
Buddhist monks in Tibet
|
287 |
+
|
288 |
+
A Japanese Buddhist monk in downtown Tokyo
|
289 |
+
|
290 |
+
A Hindu sadhu, or ascetic wandering monk or holy man, in Kathmandu, Nepal.
|
291 |
+
|
292 |
+
Christ giving the golden key of the kingdom heaven to Saint Peter (1481–82), by Pietro Perugino. The golden key is the symbol of the Pope.
|
293 |
+
|
294 |
+
Pope Benedict XVI. The Pope traditionally wears gold and white outside St. Peter's Basilica.
|
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1 |
+
|
2 |
+
|
3 |
+
Jazz is a music genre that originated in the African-American communities of New Orleans, United States,[1] in the late 19th and early 20th centuries, with its roots in blues and ragtime.[2][3] Since the 1920s Jazz Age, it has been recognized as a major form of musical expression in traditional and popular music, linked by the common bonds of African-American and European-American musical parentage.[4] Jazz is characterized by swing and blue notes, call and response vocals, polyrhythms and improvisation. Jazz has roots in West African cultural and musical expression, and in African-American music traditions.[5][6]
|
4 |
+
|
5 |
+
As jazz spread around the world, it drew on national, regional, and local musical cultures, which gave rise to different styles. New Orleans jazz began in the early 1910s, combining earlier brass-band marches, French quadrilles, biguine, ragtime and blues with collective polyphonic improvisation. In the 1930s, heavily arranged dance-oriented swing big bands, Kansas City jazz, a hard-swinging, bluesy, improvisational style and Gypsy jazz (a style that emphasized musette waltzes) were the prominent styles. Bebop emerged in the 1940s, shifting jazz from danceable popular music toward a more challenging "musician's music" which was played at faster tempos and used more chord-based improvisation. Cool jazz developed near the end of the 1940s, introducing calmer, smoother sounds and long, linear melodic lines.
|
6 |
+
|
7 |
+
The mid-1950s saw the emergence of hard bop, which introduced influences from rhythm and blues, gospel, and blues, especially in the saxophone and piano playing. Modal jazz developed in the late 1950s, using the mode, or musical scale, as the basis of musical structure and improvisation, as did free jazz, which explored playing without regular meter, beat and formal structures. Jazz-rock fusion appeared in the late 1960s and early 1970s, combining jazz improvisation with rock music's rhythms, electric instruments, and highly amplified stage sound. In the early 1980s, a commercial form of jazz fusion called smooth jazz became successful, garnering significant radio airplay. Other styles and genres abound in the 2000s, such as Latin and Afro-Cuban jazz.
|
8 |
+
|
9 |
+
The origin of the word jazz has resulted in considerable research, and its history is well documented. It is believed to be related to jasm, a slang term dating back to 1860 meaning "pep, energy".[7] The earliest written record of the word is in a 1912 article in the Los Angeles Times in which a minor league baseball pitcher described a pitch which he called a "jazz ball" "because it wobbles and you simply can't do anything with it".[7]
|
10 |
+
|
11 |
+
The use of the word in a musical context was documented as early as 1915 in the Chicago Daily Tribune.[8] Its first documented use in a musical context in New Orleans was in a November 14, 1916 Times-Picayune article about "jas bands".[9] In an interview with NPR, musician Eubie Blake offered his recollections of the slang connotations of the term, saying, "When Broadway picked it up, they called it 'J-A-Z-Z'. It wasn't called that. It was spelled 'J-A-S-S'. That was dirty, and if you knew what it was, you wouldn't say it in front of ladies."[10] The American Dialect Society named it the Word of the 20th Century.[11]
|
12 |
+
|
13 |
+
Jazz is difficult to define because it encompasses a wide range of music spanning a period of over 100 years, from ragtime to the rock-infused fusion. Attempts have been made to define jazz from the perspective of other musical traditions, such as European music history or African music. But critic Joachim-Ernst Berendt argues that its terms of reference and its definition should be broader,[12] defining jazz as a "form of art music which originated in the United States through the confrontation of the Negro with European music"[13] and arguing that it differs from European music in that jazz has a "special relationship to time defined as 'swing'". Jazz involves "a spontaneity and vitality of musical production in which improvisation plays a role" and contains a "sonority and manner of phrasing which mirror the individuality of the performing jazz musician".[12] In the opinion of Robert Christgau, "most of us would say that inventing meaning while letting loose is the essence and promise of jazz".[14]
|
14 |
+
|
15 |
+
A broader definition that encompasses different eras of jazz has been proposed by Travis Jackson: "it is music that includes qualities such as swing, improvising, group interaction, developing an 'individual voice', and being open to different musical possibilities".[15] Krin Gibbard argued that "jazz is a construct" which designates "a number of musics with enough in common to be understood as part of a coherent tradition".[16] In contrast to commentators who have argued for excluding types of jazz, musicians are sometimes reluctant to define the music they play. Duke Ellington, one of jazz's most famous figures, said, "It's all music."[17]
|
16 |
+
|
17 |
+
Although jazz is considered difficult to define, in part because it contains many subgenres, improvisation is one of its defining elements. The centrality of improvisation is attributed to the influence of earlier forms of music such as blues, a form of folk music which arose in part from the work songs and field hollers of African-American slaves on plantations. These work songs were commonly structured around a repetitive call-and-response pattern, but early blues was also improvisational. Classical music performance is evaluated more by its fidelity to the musical score, with less attention given to interpretation, ornamentation, and accompaniment. The classical performer's goal is to play the composition as it was written. In contrast, jazz is often characterized by the product of interaction and collaboration, placing less value on the contribution of the composer, if there is one, and more on the performer.[18] The jazz performer interprets a tune in individual ways, never playing the same composition twice. Depending on the performer's mood, experience, and interaction with band members or audience members, the performer may change melodies, harmonies, and time signatures.[19]
|
18 |
+
|
19 |
+
In early Dixieland, a.k.a. New Orleans jazz, performers took turns playing melodies and improvising countermelodies. In the swing era of the 1920s–'40s, big bands relied more on arrangements which were written or learned by ear and memorized. Soloists improvised within these arrangements. In the bebop era of the 1940s, big bands gave way to small groups and minimal arrangements in which the melody was stated briefly at the beginning and most of the song was improvised. Modal jazz abandoned chord progressions to allow musicians to improvise even more. In many forms of jazz, a soloist is supported by a rhythm section of one or more chordal instruments (piano, guitar), double bass, and drums. The rhythm section plays chords and rhythms that outline the song structure and complement the soloist.[20] In avant-garde and free jazz, the separation of soloist and band is reduced, and there is license, or even a requirement, for the abandoning of chords, scales, and meters.
|
20 |
+
|
21 |
+
Since the emergence of bebop, forms of jazz that are commercially oriented or influenced by popular music have been criticized. According to Bruce Johnson, there has always been a "tension between jazz as a commercial music and an art form".[15] Traditional jazz enthusiasts have dismissed bebop, free jazz, and jazz fusion as forms of debasement and betrayal. An alternative view is that jazz can absorb and transform diverse musical styles.[21] By avoiding the creation of norms, jazz allows avant-garde styles to emerge.[15]
|
22 |
+
|
23 |
+
For some African Americans, jazz has drawn attention to African-American contributions to culture and history. For others, jazz is a reminder of "an oppressive and racist society and restrictions on their artistic visions".[22] Amiri Baraka argues that there is a "white jazz" genre that expresses whiteness.[23] White jazz musicians appeared in the midwest and in other areas throughout the U.S. Papa Jack Laine, who ran the Reliance band in New Orleans in the 1910s, was called "the father of white jazz".[24] The Original Dixieland Jazz Band, whose members were white, were the first jazz group to record, and Bix Beiderbecke was one of the most prominent jazz soloists of the 1920s.[25] The Chicago Style was developed by white musicians such as Eddie Condon, Bud Freeman, Jimmy McPartland, and Dave Tough. Others from Chicago such as Benny Goodman and Gene Krupa became leading members of swing during the 1930s.[26] Many bands included both black and white musicians. These musicians helped change attitudes toward race in the U.S.[27]
|
24 |
+
|
25 |
+
Female jazz performers and composers have contributed to jazz throughout its history. Although Betty Carter, Ella Fitzgerald, Adelaide Hall, Billie Holiday, Abbey Lincoln, Anita O'Day, Dinah Washington, and Ethel Waters were recognized for their vocal talent, less familiar were bandleaders, composers, and instrumentalists such as pianist Lil Hardin Armstrong, trumpeter Valaida Snow, and songwriters Irene Higginbotham and Dorothy Fields. Women began playing instruments in jazz in the early 1920s, drawing particular recognition on piano.[28]
|
26 |
+
|
27 |
+
When male jazz musicians were drafted during World War II, many all-female bands replaced them.[28] The International Sweethearts of Rhythm, which was founded in 1937, was a popular band that became the first all-female integrated band in the U.S. and the first to travel with the USO, touring Europe in 1945. Women were members of the big bands of Woody Herman and Gerald Wilson. Beginning in the 1950s, many women jazz instrumentalists were prominent, some sustaining long careers. Some of the most distinctive improvisers, composers, and bandleaders in jazz have been women.[29]
|
28 |
+
|
29 |
+
Jazz originated in the late-19th to early-20th century as interpretations of American and European classical music entwined with African and slave folk songs and the influences of West African culture.[30] Its composition and style have changed many times throughout the years with each performer's personal interpretation and improvisation, which is also one of the greatest appeals of the genre.[31]
|
30 |
+
|
31 |
+
By the 18th century, slaves in the New Orleans area gathered socially at a special market, in an area which later became known as Congo Square, famous for its African dances.[32]
|
32 |
+
|
33 |
+
By 1866, the Atlantic slave trade had brought nearly 400,000 Africans to North America.[33] The slaves came largely from West Africa and the greater Congo River basin and brought strong musical traditions with them.[34] The African traditions primarily use a single-line melody and call-and-response pattern, and the rhythms have a counter-metric structure and reflect African speech patterns.[35]
|
34 |
+
|
35 |
+
An 1885 account says that they were making strange music (Creole) on an equally strange variety of 'instruments'—washboards, washtubs, jugs, boxes beaten with sticks or bones and a drum made by stretching skin over a flour-barrel.[3][36]
|
36 |
+
|
37 |
+
Lavish festivals with African-based dances to drums were organized on Sundays at Place Congo, or Congo Square, in New Orleans until 1843.[37] There are historical accounts of other music and dance gatherings elsewhere in the southern United States. Robert Palmer said of percussive slave music:
|
38 |
+
|
39 |
+
Usually such music was associated with annual festivals, when the year's crop was harvested and several days were set aside for celebration. As late as 1861, a traveler in North Carolina saw dancers dressed in costumes that included horned headdresses and cow tails and heard music provided by a sheepskin-covered "gumbo box", apparently a frame drum; triangles and jawbones furnished the auxiliary percussion. There are quite a few [accounts] from the southeastern states and Louisiana dating from the period 1820–1850. Some of the earliest [Mississippi] Delta settlers came from the vicinity of New Orleans, where drumming was never actively discouraged for very long and homemade drums were used to accompany public dancing until the outbreak of the Civil War.[38]
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Another influence came from the harmonic style of hymns of the church, which black slaves had learned and incorporated into their own music as spirituals.[39] The origins of the blues are undocumented, though they can be seen as the secular counterpart of the spirituals. However, as Gerhard Kubik points out, whereas the spirituals are homophonic, rural blues and early jazz "was largely based on concepts of heterophony."[40]
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During the early 19th century an increasing number of black musicians learned to play European instruments, particularly the violin, which they used to parody European dance music in their own cakewalk dances. In turn, European-American minstrel show performers in blackface popularized the music internationally, combining syncopation with European harmonic accompaniment. In the mid-1800s the white New Orleans composer Louis Moreau Gottschalk adapted slave rhythms and melodies from Cuba and other Caribbean islands into piano salon music. New Orleans was the main nexus between the Afro-Caribbean and African-American cultures.
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The Black Codes outlawed drumming by slaves, which meant that African drumming traditions were not preserved in North America, unlike in Cuba, Haiti, and elsewhere in the Caribbean. African-based rhythmic patterns were retained in the United States in large part through "body rhythms" such as stomping, clapping, and patting juba dancing.[41]
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In the opinion of jazz historian Ernest Borneman, what preceded New Orleans jazz before 1890 was "Afro-Latin music", similar to what was played in the Caribbean at the time.[42] A three-stroke pattern known in Cuban music as tresillo is a fundamental rhythmic figure heard in many different slave musics of the Caribbean, as well as the Afro-Caribbean folk dances performed in New Orleans Congo Square and Gottschalk's compositions (for example "Souvenirs From Havana" (1859)). Tresillo (shown below) is the most basic and most prevalent duple-pulse rhythmic cell in sub-Saharan African music traditions and the music of the African Diaspora.[43][44]
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Tresillo is heard prominently in New Orleans second line music and in other forms of popular music from that city from the turn of the 20th century to present.[45] "By and large the simpler African rhythmic patterns survived in jazz ... because they could be adapted more readily to European rhythmic conceptions," jazz historian Gunther Schuller observed. "Some survived, others were discarded as the Europeanization progressed."[46]
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In the post-Civil War period (after 1865), African Americans were able to obtain surplus military bass drums, snare drums and fifes, and an original African-American drum and fife music emerged, featuring tresillo and related syncopated rhythmic figures.[47] This was a drumming tradition that was distinct from its Caribbean counterparts, expressing a uniquely African-American sensibility. "The snare and bass drummers played syncopated cross-rhythms," observed the writer Robert Palmer, speculating that "this tradition must have dated back to the latter half of the nineteenth century, and it could have not have developed in the first place if there hadn't been a reservoir of polyrhythmic sophistication in the culture it nurtured."[41]
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African-American music began incorporating Afro-Cuban rhythmic motifs in the 19th century when the habanera (Cuban contradanza) gained international popularity.[48] Musicians from Havana and New Orleans would take the twice-daily ferry between both cities to perform, and the habanera quickly took root in the musically fertile Crescent City. John Storm Roberts states that the musical genre habanera "reached the U.S. twenty years before the first rag was published."[49] For the more than quarter-century in which the cakewalk, ragtime, and proto-jazz were forming and developing, the habanera was a consistent part of African-American popular music.[49]
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Habaneras were widely available as sheet music and were the first written music which was rhythmically based on an African motif (1803).[50] From the perspective of African-American music, the "habanera rhythm" (also known as "congo"),[50] "tango-congo",[51] or tango.[52] can be thought of as a combination of tresillo and the backbeat.[53] The habanera was the first of many Cuban music genres which enjoyed periods of popularity in the United States and reinforced and inspired the use of tresillo-based rhythms in African-American music.
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New Orleans native Louis Moreau Gottschalk's piano piece "Ojos Criollos (Danse Cubaine)" (1860) was influenced by the composer's studies in Cuba: the habanera rhythm is clearly heard in the left hand.[43]:125 In Gottschalk's symphonic work "A Night in the Tropics" (1859), the tresillo variant cinquillo appears extensively.[54] The figure was later used by Scott Joplin and other ragtime composers.
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Comparing the music of New Orleans with the music of Cuba, Wynton Marsalis observes that tresillo is the New Orleans "clavé", a Spanish word meaning "code" or "key", as in the key to a puzzle, or mystery.[55] Although the pattern is only half a clave, Marsalis makes the point that the single-celled figure is the guide-pattern of New Orleans music. Jelly Roll Morton called the rhythmic figure the Spanish tinge and considered it an essential ingredient of jazz.[56]
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The abolition of slavery in 1865 led to new opportunities for the education of freed African Americans. Although strict segregation limited employment opportunities for most blacks, many were able to find work in entertainment. Black musicians were able to provide entertainment in dances, minstrel shows, and in vaudeville, during which time many marching bands were formed. Black pianists played in bars, clubs, and brothels, as ragtime developed.[57][58]
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Ragtime appeared as sheet music, popularized by African-American musicians such as the entertainer Ernest Hogan, whose hit songs appeared in 1895. Two years later, Vess Ossman recorded a medley of these songs as a banjo solo known as "Rag Time Medley".[59][60] Also in 1897, the white composer William Krell published his "Mississippi Rag" as the first written piano instrumental ragtime piece, and Tom Turpin published his "Harlem Rag", the first rag published by an African-American.
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Classically trained pianist Scott Joplin produced his "Original Rags" in 1898 and, in 1899, had an international hit with "Maple Leaf Rag", a multi-strain ragtime march with four parts that feature recurring themes and a bass line with copious seventh chords. Its structure was the basis for many other rags, and the syncopations in the right hand, especially in the transition between the first and second strain, were novel at the time.[61] The last four measures of Scott Joplin's "Maple Leaf Rag" (1899) are shown below.
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African-based rhythmic patterns such as tresillo and its variants, the habanera rhythm and cinquillo, are heard in the ragtime compositions of Joplin and Turpin. Joplin's "Solace" (1909) is generally considered to be in the habanera genre:[62][63] both of the pianist's hands play in a syncopated fashion, completely abandoning any sense of a march rhythm. Ned Sublette postulates that the tresillo/habanera rhythm "found its way into ragtime and the cakewalk,"[64] whilst Roberts suggests that "the habanera influence may have been part of what freed black music from ragtime's European bass."[65]
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Blues is the name given to both a musical form and a music genre,[66] which originated in African-American communities of primarily the Deep South of the United States at the end of the 19th century from their spirituals, work songs, field hollers, shouts and chants and rhymed simple narrative ballads.[67]
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The African use of pentatonic scales contributed to the development of blue notes in blues and jazz.[68] As Kubik explains:
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Many of the rural blues of the Deep South are stylistically an extension and merger of basically two broad accompanied song-style traditions in the west central Sudanic belt:
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W. C. Handy became interested in folk blues of the Deep South while traveling through the Mississippi Delta. In this folk blues form, the singer would improvise freely within a limited melodic range, sounding like a field holler, and the guitar accompaniment was slapped rather than strummed, like a small drum which responded in syncopated accents, functioning as another "voice".[70] Handy and his band members were formally trained African-American musicians who had not grown up with the blues, yet he was able to adapt the blues to a larger band instrument format and arrange them in a popular music form.
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Handy wrote about his adopting of the blues:
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The primitive southern Negro, as he sang, was sure to bear down on the third and seventh tone of the scale, slurring between major and minor. Whether in the cotton field of the Delta or on the Levee up St. Louis way, it was always the same. Till then, however, I had never heard this slur used by a more sophisticated Negro, or by any white man. I tried to convey this effect ... by introducing flat thirds and sevenths (now called blue notes) into my song, although its prevailing key was major ... , and I carried this device into my melody as well.[71]
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The publication of his "Memphis Blues" sheet music in 1912 introduced the 12-bar blues to the world (although Gunther Schuller argues that it is not really a blues, but "more like a cakewalk"[72]). This composition, as well as his later "St. Louis Blues" and others, included the habanera rhythm,[73] and would become jazz standards. Handy's music career began in the pre-jazz era and contributed to the codification of jazz through the publication of some of the first jazz sheet music.
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The music of New Orleans had a profound effect on the creation of early jazz. In New Orleans, slaves could practice elements of their culture such as voodoo and playing drums.[74] Many early jazz musicians played in the bars and brothels of the red-light district around Basin Street called Storyville.[75] In addition to dance bands, there were marching bands which played at lavish funerals (later called jazz funerals). The instruments used by marching bands and dance bands became the instruments of jazz: brass, drums, and reeds tuned in the European 12-tone scale. Small bands contained a combination of self-taught and formally educated musicians, many from the funeral procession tradition. These bands traveled in black communities in the deep south. Beginning in 1914, Creole and African-American musicians played in vaudeville shows which carried jazz to cities in the northern and western parts of the U.S.[76]
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In New Orleans, a white bandleader named Papa Jack Laine integrated blacks and whites in his marching band. He was known as "the father of white jazz" because of the many top players he employed, such as George Brunies, Sharkey Bonano, and future members of the Original Dixieland Jass Band. During the early 1900s, jazz was mostly performed in African-American and mulatto communities due to segregation laws. Storyville brought jazz to a wider audience through tourists who visited the port city of New Orleans.[77] Many jazz musicians from African-American communities were hired to perform in bars and brothels. These included Buddy Bolden and Jelly Roll Morton in addition to those from other communities, such as Lorenzo Tio and Alcide Nunez. Louis Armstrong started his career in Storyville[78] and found success in Chicago. Storyville was shut down by the U.S. government in 1917.[79]
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Cornetist Buddy Bolden played in New Orleans from 1895 to 1906. No recordings by him exist. His band is credited with creating the big four: the first syncopated bass drum pattern to deviate from the standard on-the-beat march.[80] As the example below shows, the second half of the big four pattern is the habanera rhythm.
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Afro-Creole pianist Jelly Roll Morton began his career in Storyville. Beginning in 1904, he toured with vaudeville shows to southern cities, Chicago, and New York City. In 1905, he composed "Jelly Roll Blues", which became the first jazz arrangement in print when it was published in 1915. In introduced more musicians to the New Orleans style.[81]
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Morton considered the tresillo/habanera, which he called the Spanish tinge, an essential ingredient of jazz.[82] "Now in one of my earliest tunes, "New Orleans Blues," you can notice the Spanish tinge. In fact, if you can't manage to put tinges of Spanish in your tunes, you will never be able to get the right seasoning, I call it, for jazz."[56]
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An excerpt of "New Orleans Blues" is shown below. In the excerpt, the left hand plays the tresillo rhythm, while the right hand plays variations on cinquillo.
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Morton was a crucial innovator in the evolution from the early jazz form known as ragtime to jazz piano, and could perform pieces in either style; in 1938, Morton made a series of recordings for the Library of Congress in which he demonstrated the difference between the two styles. Morton's solos, however, were still close to ragtime, and were not merely improvisations over chord changes as in later jazz, but his use of the blues was of equal importance.
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Morton loosened ragtime's rigid rhythmic feeling, decreasing its embellishments and employing a swing feeling.[83] Swing is the most important and enduring African-based rhythmic technique used in jazz. An oft quoted definition of swing by Louis Armstrong is: "if you don't feel it, you'll never know it."[84] The New Harvard Dictionary of Music states that swing is: "An intangible rhythmic momentum in jazz...Swing defies analysis; claims to its presence may inspire arguments." The dictionary does nonetheless provide the useful description of triple subdivisions of the beat contrasted with duple subdivisions:[85] swing superimposes six subdivisions of the beat over a basic pulse structure or four subdivisions. This aspect of swing is far more prevalent in African-American music than in Afro-Caribbean music. One aspect of swing, which is heard in more rhythmically complex Diaspora musics, places strokes in-between the triple and duple-pulse "grids".[86]
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New Orleans brass bands are a lasting influence, contributing horn players to the world of professional jazz with the distinct sound of the city whilst helping black children escape poverty. The leader of New Orleans' Camelia Brass Band, D'Jalma Ganier, taught Louis Armstrong to play trumpet; Armstrong would then popularize the New Orleans style of trumpet playing, and then expand it. Like Jelly Roll Morton, Armstrong is also credited with the abandonment of ragtime's stiffness in favor of swung notes. Armstrong, perhaps more than any other musician, codified the rhythmic technique of swing in jazz and broadened the jazz solo vocabulary.[87]
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The Original Dixieland Jass Band made the music's first recordings early in 1917, and their "Livery Stable Blues" became the earliest released jazz record.[88][89][90][91][92][93][94] That year, numerous other bands made recordings featuring "jazz" in the title or band name, but most were ragtime or novelty records rather than jazz. In February 1918 during World War I, James Reese Europe's "Hellfighters" infantry band took ragtime to Europe,[95][96] then on their return recorded Dixieland standards including "Darktown Strutters' Ball".[97]
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In the northeastern United States, a "hot" style of playing ragtime had developed, notably James Reese Europe's symphonic Clef Club orchestra in New York City, which played a benefit concert at Carnegie Hall in 1912.[97][98] The Baltimore rag style of Eubie Blake influenced James P. Johnson's development of stride piano playing, in which the right hand plays the melody, while the left hand provides the rhythm and bassline.[99]
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In Ohio and elsewhere in the mid-west the major influence was ragtime, until about 1919. Around 1912, when the four-string banjo and saxophone came in, musicians began to improvise the melody line, but the harmony and rhythm remained unchanged. A contemporary account states that blues could only be heard in jazz in the gut-bucket cabarets, which were generally looked down upon by the Black middle-class.[100]
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From 1920 to 1933, Prohibition in the United States banned the sale of alcoholic drinks, resulting in illicit speakeasies which became lively venues of the "Jazz Age", hosting popular music, dance songs, novelty songs, and show tunes. Jazz began to get a reputation as immoral, and many members of the older generations saw it as a threat to the old cultural values by promoting the decadent values of the Roaring 20s. Henry van Dyke of Princeton University wrote, "... it is not music at all. It's merely an irritation of the nerves of hearing, a sensual teasing of the strings of physical passion."[101] The New York Times reported that Siberian villagers used jazz to scare away bears, but the villagers had used pots and pans; another story claimed that the fatal heart attack of a celebrated conductor was caused by jazz.[101]
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In 1919, Kid Ory's Original Creole Jazz Band of musicians from New Orleans began playing in San Francisco and Los Angeles, where in 1922 they became the first black jazz band of New Orleans origin to make recordings.[102][103] During the same year, Bessie Smith made her first recordings.[104] Chicago was developing "Hot Jazz", and King Oliver joined Bill Johnson. Bix Beiderbecke formed The Wolverines in 1924.
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Despite its Southern black origins, there was a larger market for jazzy dance music played by white orchestras. In 1918, Paul Whiteman and his orchestra became a hit in San Francisco. He signed a contract with Victor and became the top bandleader of the 1920s, giving hot jazz a white component, hiring white musicians such as Bix Beiderbecke, Jimmy Dorsey, Tommy Dorsey, Frankie Trumbauer, and Joe Venuti. In 1924, Whiteman commissioned George Gershwin's Rhapsody in Blue, which was premiered by his orchestra. Jazz began to be recognized as a notable musical form. Olin Downes, reviewing the concert in The New York Times, wrote, "This composition shows extraordinary talent, as it shows a young composer with aims that go far beyond those of his ilk, struggling with a form of which he is far from being master. ... In spite of all this, he has expressed himself in a significant and, on the whole, highly original form. ... His first theme ... is no mere dance-tune ... it is an idea, or several ideas, correlated and combined in varying and contrasting rhythms that immediately intrigue the listener."[105]
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After Whiteman's band successfully toured Europe, huge hot jazz orchestras in theater pits caught on with other whites, including Fred Waring, Jean Goldkette, and Nathaniel Shilkret. According to Mario Dunkel, Whiteman's success was based on a "rhetoric of domestication" according to which he had elevated and rendered valuable (read "white") a previously inchoate (read "black") kind of music.[106]
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Whiteman's success caused blacks to follow suit, including Earl Hines (who opened in The Grand Terrace Cafe in Chicago in 1928), Duke Ellington (who opened at the Cotton Club in Harlem in 1927), Lionel Hampton, Fletcher Henderson, Claude Hopkins, and Don Redman, with Henderson and Redman developing the "talking to one another" formula for "hot" swing music.[107]
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In 1924, Louis Armstrong joined the Fletcher Henderson dance band for a year, as featured soloist. The original New Orleans style was polyphonic, with theme variation and simultaneous collective improvisation. Armstrong was a master of his hometown style, but by the time he joined Henderson's band, he was already a trailblazer in a new phase of jazz, with its emphasis on arrangements and soloists. Armstrong's solos went well beyond the theme-improvisation concept and extemporized on chords, rather than melodies. According to Schuller, by comparison, the solos by Armstrong's bandmates (including a young Coleman Hawkins), sounded "stiff, stodgy," with "jerky rhythms and a grey undistinguished tone quality."[108] The following example shows a short excerpt of the straight melody of "Mandy, Make Up Your Mind" by George W. Meyer and Arthur Johnston (top), compared with Armstrong's solo improvisations (below) (recorded 1924).[109] Armstrong's solos were a significant factor in making jazz a true 20th-century language. After leaving Henderson's group, Armstrong formed his Hot Five band, where he popularized scat singing.[110]
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The 1930s belonged to popular swing big bands, in which some virtuoso soloists became as famous as the band leaders. Key figures in developing the "big" jazz band included bandleaders and arrangers Count Basie, Cab Calloway, Jimmy and Tommy Dorsey, Duke Ellington, Benny Goodman, Fletcher Henderson, Earl Hines, Harry James, Jimmie Lunceford, Glenn Miller and Artie Shaw. Although it was a collective sound, swing also offered individual musicians a chance to "solo" and improvise melodic, thematic solos which could at times be complex "important" music.
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Over time, social strictures regarding racial segregation began to relax in America: white bandleaders began to recruit black musicians and black bandleaders white ones. In the mid-1930s, Benny Goodman hired pianist Teddy Wilson, vibraphonist Lionel Hampton and guitarist Charlie Christian to join small groups. In the 1930s, Kansas City Jazz as exemplified by tenor saxophonist Lester Young marked the transition from big bands to the bebop influence of the 1940s. An early 1940s style known as "jumping the blues" or jump blues used small combos, uptempo music and blues chord progressions, drawing on boogie-woogie from the 1930s.
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While swing was reaching the height of its popularity, Duke Ellington spent the late 1920s and 1930s developing an innovative musical idiom for his orchestra. Abandoning the conventions of swing, he experimented with orchestral sounds, harmony, and musical form with complex compositions that still translated well for popular audiences; some of his tunes became hits, and his own popularity spanned from the United States to Europe.[111]
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Ellington called his music American Music, rather than jazz, and liked to describe those who impressed him as "beyond category."[112] These included many musicians from his orchestra, some of whom are considered among the best in jazz in their own right, but it was Ellington who melded them into one of the most popular jazz orchestras in the history of jazz. He often composed for the style and skills of these individuals, such as "Jeep's Blues" for Johnny Hodges, "Concerto for Cootie" for Cootie Williams (which later became "Do Nothing Till You Hear from Me" with Bob Russell's lyrics), and "The Mooche" for Tricky Sam Nanton and Bubber Miley. He also recorded songs written by his bandsmen, such as Juan Tizol's "Caravan" and "Perdido", which brought the "Spanish Tinge" to big-band jazz. Several members of the orchestra remained with him for several decades. The band reached a creative peak in the early 1940s, when Ellington and a small hand-picked group of his composers and arrangers wrote for an orchestra of distinctive voices who displayed tremendous creativity.[113]
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As only a limited number of American jazz records were released in Europe, European jazz traces many of its roots to American artists such as James Reese Europe, Paul Whiteman, and Lonnie Johnson, who visited Europe during and after World War I. It was their live performances which inspired European audiences' interest in jazz, as well as the interest in all things American (and therefore exotic) which accompanied the economic and political woes of Europe during this time.[114] The beginnings of a distinct European style of jazz began to emerge in this interwar period.
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British jazz began with a tour by the Original Dixieland Jazz Band in 1919. In 1926, Fred Elizalde and His Cambridge Undergraduates began broadcasting on the BBC. Thereafter jazz became an important element in many leading dance orchestras, and jazz instrumentalists became numerous.[115]
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This style entered full swing in France with the Quintette du Hot Club de France, which began in 1934. Much of this French jazz was a combination of African-American jazz and the symphonic styles in which French musicians were well-trained; in this, it is easy to see the inspiration taken from Paul Whiteman since his style was also a fusion of the two.[116] Belgian guitarist Django Reinhardt popularized gypsy jazz, a mix of 1930s American swing, French dance hall "musette", and Eastern European folk with a languid, seductive feel; the main instruments were steel stringed guitar, violin, and double bass. Solos pass from one player to another as guitar and bass form the rhythm section. Some researchers believe Eddie Lang and Joe Venuti pioneered the guitar-violin partnership characteristic of the genre,[117] which was brought to France after they had been heard live or on Okeh Records in the late 1920s.[118]
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The outbreak of World War II marked a turning point for jazz. The swing-era jazz of the previous decade had challenged other popular music as being representative of the nation's culture, with big bands reaching the height of the style's success by the early 1940s; swing acts and big bands traveled with U.S. military overseas to Europe, where it also became popular.[119] Stateside, however, the war presented difficulties for the big-band format: conscription shortened the number of musicians available; the military's need for shellac (commonly used for pressing gramophone records) limited record production; a shortage of rubber (also due to the war effort) discouraged bands from touring via road travel; and a demand by the musicians' union for a commercial recording ban limited music distribution between 1942 and 1944.[120]
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Many of the big bands who were deprived of experienced musicians because of the war effort began to enlist young players who were below the age for conscription, as was the case with saxophonist Stan Getz's entry in a band as a teenager.[121] This coincided with a nationwide resurgence in the Dixieland style of pre-swing jazz; performers such as clarinetist George Lewis, cornetist Bill Davison, and trombonist Turk Murphy were hailed by conservative jazz critics as more authentic than the big bands.[120] Elsewhere, with the limitations on recording, small groups of young musicians developed a more uptempo, improvisational style of jazz,[119] collaborating and experimenting with new ideas for melodic development, rhythmic language, and harmonic substitution, during informal, late-night jam sessions hosted in small clubs and apartments. Key figures in this development were largely based in New York and included pianists Thelonious Monk and Bud Powell, drummers Max Roach and Kenny Clarke, saxophonist Charlie Parker, and trumpeter Dizzy Gillespie.[120] This musical development became known as bebop.[119]
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Bebop and subsequent post-war jazz developments featured a wider set of notes, played in more complex patterns and at faster tempos than previous jazz.[121] According to Clive James, bebop was "the post-war musical development which tried to ensure that jazz would no longer be the spontaneous sound of joy ... Students of race relations in America are generally agreed that the exponents of post-war jazz were determined, with good reason, to present themselves as challenging artists rather than tame entertainers."[122] The end of the war marked "a revival of the spirit of experimentation and musical pluralism under which it had been conceived", along with "the beginning of a decline in the popularity of jazz music in America", according to American academic Michael H. Burchett.[119]
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With the rise of bebop and the end of the swing era after the war, jazz lost its cachet as pop music. Vocalists of the famous big bands moved on to being marketed and performing as solo pop singers; these included Frank Sinatra, Peggy Lee, Dick Haymes, and Doris Day.[121] Older musicians who still performed their pre-war jazz, such as Armstrong and Ellington, were gradually viewed in the mainstream as passé. Other younger performers, such as singer Big Joe Turner and saxophonist Louis Jordan, who were discouraged by bebop's increasing complexity pursued more lucrative endeavors in rhythm and blues, jump blues, and eventually rock and roll.[119] Some, including Gillespie, composed intricate yet danceable songs for bebop musicians in an effort to make them more accessible, but bebop largely remained on the fringes of American audiences' purview. "The new direction of postwar jazz drew a wealth of critical acclaim, but it steadily declined in popularity as it developed a reputation as an academic genre that was largely inaccessible to mainstream audiences", Burchett said. "The quest to make jazz more relevant to popular audiences, while retaining its artistic integrity, is a constant and prevalent theme in the history of postwar jazz."[119] During its swing period, jazz had been an uncomplicated musical scene; according to Paul Trynka, this changed in the post-war years:
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Suddenly jazz was no longer straightforward. There was bebop and its variants, there was the last gasp of swing, there were strange new brews like the progressive jazz of Stan Kenton, and there was a completely new phenomenon called revivalism – the rediscovery of jazz from the past, either on old records or performed live by ageing players brought out of retirement. From now on it was no good saying that you liked jazz, you had to specify what kind of jazz. And that is the way it has been ever since, only more so. Today, the word 'jazz' is virtually meaningless without further definition.[121]
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In the early 1940s, bebop-style performers began to shift jazz from danceable popular music toward a more challenging "musician's music". The most influential bebop musicians included saxophonist Charlie Parker, pianists Bud Powell and Thelonious Monk, trumpeters Dizzy Gillespie and Clifford Brown, and drummer Max Roach. Divorcing itself from dance music, bebop established itself more as an art form, thus lessening its potential popular and commercial appeal.
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Composer Gunther Schuller wrote: "In 1943 I heard the great Earl Hines band which had Bird in it and all those other great musicians. They were playing all the flatted fifth chords and all the modern harmonies and substitutions and Dizzy Gillespie runs in the trumpet section work. Two years later I read that that was 'bop' and the beginning of modern jazz ... but the band never made recordings."[123]
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Dizzy Gillespie wrote: "People talk about the Hines band being 'the incubator of bop' and the leading exponents of that music ended up in the Hines band. But people also have the erroneous impression that the music was new. It was not. The music evolved from what went before. It was the same basic music. The difference was in how you got from here to here to here...naturally each age has got its own shit."[124]
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Since bebop was meant to be listened to, not danced to, it could use faster tempos. Drumming shifted to a more elusive and explosive style, in which the ride cymbal was used to keep time while the snare and bass drum were used for accents. This led to a highly syncopated music with a linear rhythmic complexity.[125]
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Bebop musicians employed several harmonic devices which were not previously typical in jazz, engaging in a more abstracted form of chord-based improvisation. Bebop scales are traditional scales with an added chromatic passing note;[126] bebop also uses "passing" chords, substitute chords, and altered chords. New forms of chromaticism and dissonance were introduced into jazz, and the dissonant tritone (or "flatted fifth") interval became the "most important interval of bebop"[127] Chord progressions for bebop tunes were often taken directly from popular swing-era songs and reused with a new and more complex melody and/or reharmonized with more complex chord progressions to form new compositions, a practice which was already well-established in earlier jazz, but came to be central to the bebop style. Bebop made use of several relatively common chord progressions, such as blues (at base, I-IV-V, but often infused with ii-V motion) and 'rhythm changes' (I-VI-ii-V) – the chords to the 1930s pop standard "I Got Rhythm". Late bop also moved towards extended forms that represented a departure from pop and show tunes.
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The harmonic development in bebop is often traced back to a moment experienced by Charlie Parker while performing "Cherokee" at Clark Monroe's Uptown House, New York, in early 1942. "I'd been getting bored with the stereotyped changes that were being used...and I kept thinking there's bound to be something else. I could hear it sometimes. I couldn't play it...I was working over 'Cherokee,' and, as I did, I found that by using the higher intervals of a chord as a melody line and backing them with appropriately related changes, I could play the thing I'd been hearing. It came alive."[128] Gerhard Kubik postulates that harmonic development in bebop sprang from blues and African-related tonal sensibilities rather than 20th-century Western classical music. "Auditory inclinations were the African legacy in [Parker's] life, reconfirmed by the experience of the blues tonal system, a sound world at odds with the Western diatonic chord categories. Bebop musicians eliminated Western-style functional harmony in their music while retaining the strong central tonality of the blues as a basis for drawing upon various African matrices."[128]
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Samuel Floyd states that blues was both the bedrock and propelling force of bebop, bringing about a new harmonic conception using extended chord structures that led to unprecedented harmonic and melodic variety, a developed and even more highly syncopated, linear rhythmic complexity and a melodic angularity in which the blue note of the fifth degree was established as an important melodic-harmonic device; and reestablishment of the blues as the primary organizing and functional principle.[125] Kubik wrote:
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While for an outside observer, the harmonic innovations in bebop would appear to be inspired by experiences in Western "serious" music, from Claude Debussy to Arnold Schoenberg, such a scheme cannot be sustained by the evidence from a cognitive approach. Claude Debussy did have some influence on jazz, for example, on Bix Beiderbecke's piano playing. And it is also true that Duke Ellington adopted and reinterpreted some harmonic devices in European contemporary music. West Coast jazz would run into such debts as would several forms of cool jazz, but bebop has hardly any such debts in the sense of direct borrowings. On the contrary, ideologically, bebop was a strong statement of rejection of any kind of eclecticism, propelled by a desire to activate something deeply buried in self. Bebop then revived tonal-harmonic ideas transmitted through the blues and reconstructed and expanded others in a basically non-Western harmonic approach. The ultimate significance of all this is that the experiments in jazz during the 1940s brought back to African-American music several structural principles and techniques rooted in African traditions[129]
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These divergences from the jazz mainstream of the time met a divided, sometimes hostile response among fans and musicians, especially swing players who bristled at the new harmonic sounds. To hostile critics, bebop seemed filled with "racing, nervous phrases".[130] But despite the friction, by the 1950s bebop had become an accepted part of the jazz vocabulary.
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The general consensus among musicians and musicologists is that the first original jazz piece to be overtly based in clave was "Tanga" (1943), composed by Cuban-born Mario Bauza and recorded by Machito and his Afro-Cubans in New York City. "Tanga" began as a spontaneous descarga (Cuban jam session), with jazz solos superimposed on top.[131]
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This was the birth of Afro-Cuban jazz. The use of clave brought the African timeline, or key pattern, into jazz. Music organized around key patterns convey a two-celled (binary) structure, which is a complex level of African cross-rhythm.[132] Within the context of jazz, however, harmony is the primary referent, not rhythm. The harmonic progression can begin on either side of clave, and the harmonic "one" is always understood to be "one". If the progression begins on the "three-side" of clave, it is said to be in 3–2 clave (shown below). If the progression begins on the "two-side", it is in 2–3 clave.[133]
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Mario Bauzá introduced bebop innovator Dizzy Gillespie to Cuban conga drummer and composer Chano Pozo. Gillespie and Pozo's brief collaboration produced some of the most enduring Afro-Cuban jazz standards. "Manteca" (1947) is the first jazz standard to be rhythmically based on clave. According to Gillespie, Pozo composed the layered, contrapuntal guajeos (Afro-Cuban ostinatos) of the A section and the introduction, while Gillespie wrote the bridge. Gillespie recounted: "If I'd let it go like [Chano] wanted it, it would have been strictly Afro-Cuban all the way. There wouldn't have been a bridge. I thought I was writing an eight-bar bridge, but ... I had to keep going and ended up writing a sixteen-bar bridge."[134] The bridge gave "Manteca" a typical jazz harmonic structure, setting the piece apart from Bauza's modal "Tanga" of a few years earlier.
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Gillespie's collaboration with Pozo brought specific African-based rhythms into bebop. While pushing the boundaries of harmonic improvisation, cu-bop also drew from African rhythm. Jazz arrangements with a Latin A section and a swung B section, with all choruses swung during solos, became common practice with many Latin tunes of the jazz standard repertoire. This approach can be heard on pre-1980 recordings of "Manteca", "A Night in Tunisia", "Tin Tin Deo", and "On Green Dolphin Street".
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Cuban percussionist Mongo Santamaria first recorded his composition "Afro Blue" in 1959.[135]
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"Afro Blue" was the first jazz standard built upon a typical African three-against-two (3:2) cross-rhythm, or hemiola.[136] The song begins with the bass repeatedly playing 6 cross-beats per each measure of 128, or 6 cross-beats per 4 main beats—6:4 (two cells of 3:2).
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The following example shows the original ostinato "Afro Blue" bass line. The cross noteheads indicate the main beats (not bass notes).
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When John Coltrane covered "Afro Blue" in 1963, he inverted the metric hierarchy, interpreting the tune as a 34 jazz waltz with duple cross-beats superimposed (2:3). Originally a B♭ pentatonic blues, Coltrane expanded the harmonic structure of "Afro Blue."
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Perhaps the most respected Afro-cuban jazz combo of the late 1950s was vibraphonist Cal Tjader's band. Tjader had Mongo Santamaria, Armando Peraza, and Willie Bobo on his early recording dates.
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In the late 1940s, there was a revival of Dixieland, harking back to the contrapuntal New Orleans style. This was driven in large part by record company reissues of jazz classics by the Oliver, Morton, and Armstrong bands of the 1930s. There were two types of musicians involved in the revival: the first group was made up of those who had begun their careers playing in the traditional style and were returning to it (or continuing what they had been playing all along), such as Bob Crosby's Bobcats, Max Kaminsky, Eddie Condon, and Wild Bill Davison.[137] Most of these players were originally Midwesterners, although there were a small number of New Orleans musicians involved. The second group of revivalists consisted of younger musicians, such as those in the Lu Watters band, Conrad Janis, and Ward Kimball and his Firehouse Five Plus Two Jazz Band. By the late 1940s, Louis Armstrong's Allstars band became a leading ensemble. Through the 1950s and 1960s, Dixieland was one of the most commercially popular jazz styles in the US, Europe, and Japan, although critics paid little attention to it.[137]
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Hard bop is an extension of bebop (or "bop") music that incorporates influences from blues, rhythm and blues, and gospel, especially in saxophone and piano playing. Hard bop was developed in the mid-1950s, coalescing in 1953 and 1954; it developed partly in response to the vogue for cool jazz in the early 1950s and paralleled the rise of rhythm and blues. Miles Davis' 1954 performance of "Walkin'" at the first Newport Jazz Festival announced the style to the jazz world.[138] The quintet Art Blakey and the Jazz Messengers, led by Blakey and featuring pianist Horace Silver and trumpeter Clifford Brown, were leaders in the hard bop movement with Davis.
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Modal jazz is a development which began in the later 1950s which takes the mode, or musical scale, as the basis of musical structure and improvisation. Previously, a solo was meant to fit into a given chord progression, but with modal jazz, the soloist creates a melody using one (or a small number of) modes. The emphasis is thus shifted from harmony to melody:[139] "Historically, this caused a seismic shift among jazz musicians, away from thinking vertically (the chord), and towards a more horizontal approach (the scale),"[140] explained pianist Mark Levine.
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The modal theory stems from a work by George Russell. Miles Davis introduced the concept to the greater jazz world with Kind of Blue (1959), an exploration of the possibilities of modal jazz which would become the best selling jazz album of all time. In contrast to Davis' earlier work with hard bop and its complex chord progression and improvisation, Kind of Blue was composed as a series of modal sketches in which the musicians were given scales that defined the parameters of their improvisation and style.[141]
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"I didn't write out the music for Kind of Blue, but brought in sketches for what everybody was supposed to play because I wanted a lot of spontaneity,"[142] recalled Davis. The track "So What" has only two chords: D-7 and E♭-7.[143]
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Other innovators in this style include Jackie McLean,[144] and two of the musicians who had also played on Kind of Blue: John Coltrane and Bill Evans.
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Free jazz, and the related form of avant-garde jazz, broke through into an open space of "free tonality" in which meter, beat, and formal symmetry all disappeared, and a range of world music from India, Africa, and Arabia were melded into an intense, even religiously ecstatic or orgiastic style of playing.[145] While loosely inspired by bebop, free jazz tunes gave players much more latitude; the loose harmony and tempo was deemed controversial when this approach was first developed. The bassist Charles Mingus is also frequently associated with the avant-garde in jazz, although his compositions draw from myriad styles and genres.
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The first major stirrings came in the 1950s with the early work of Ornette Coleman (whose 1960 album Free Jazz: A Collective Improvisation coined the term) and Cecil Taylor. In the 1960s, exponents included Albert Ayler, Gato Barbieri, Carla Bley, Don Cherry, Larry Coryell, John Coltrane, Bill Dixon, Jimmy Giuffre, Steve Lacy, Michael Mantler, Sun Ra, Roswell Rudd, Pharoah Sanders, and John Tchicai. In developing his late style, Coltrane was especially influenced by the dissonance of Ayler's trio with bassist Gary Peacock and drummer Sunny Murray, a rhythm section honed with Cecil Taylor as leader. In November 1961, Coltrane played a gig at the Village Vanguard, which resulted in the classic Chasin' the 'Trane, which Down Beat magazine panned as "anti-jazz". On his 1961 tour of France, he was booed, but persevered, signing with the new Impulse! Records in 1960 and turning it into "the house that Trane built", while championing many younger free jazz musicians, notably Archie Shepp, who often played with trumpeter Bill Dixon, who organized the 4-day "October Revolution in Jazz" in Manhattan in 1964, the first free jazz festival.
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A series of recordings with the Classic Quartet in the first half of 1965 show Coltrane's playing becoming increasingly abstract, with greater incorporation of devices like multiphonics, utilization of overtones, and playing in the altissimo register, as well as a mutated return to Coltrane's sheets of sound. In the studio, he all but abandoned his soprano to concentrate on the tenor saxophone. In addition, the quartet responded to the leader by playing with increasing freedom. The group's evolution can be traced through the recordings The John Coltrane Quartet Plays, Living Space and Transition (both June 1965), New Thing at Newport (July 1965), Sun Ship (August 1965), and First Meditations (September 1965).
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In June 1965, Coltrane and 10 other musicians recorded Ascension, a 40-minute-long piece without breaks that included adventurous solos by young avante-garde musicians as well as Coltrane, and was controversial primarily for the collective improvisation sections that separated the solos. Dave Liebman later called it "the torch that lit the free jazz thing.". After recording with the quartet over the next few months, Coltrane invited Pharoah Sanders to join the band in September 1965. While Coltrane used over-blowing frequently as an emotional exclamation-point, Sanders would opt to overblow his entire solo, resulting in a constant screaming and screeching in the altissimo range of the instrument.
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Free jazz was played in Europe in part because musicians such as Ayler, Taylor, Steve Lacy, and Eric Dolphy spent extended periods of time there, and European musicians such as Michael Mantler and John Tchicai traveled to the U.S. to experience American music firsthand. European contemporary jazz was shaped by Peter Brötzmann, John Surman, Krzysztof Komeda, Zbigniew Namysłowski, Tomasz Stanko, Lars Gullin, Joe Harriott, Albert Mangelsdorff, Kenny Wheeler, Graham Collier, Michael Garrick and Mike Westbrook. They were eager to develop approaches to music that reflected their heritage.
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Since the 1960s, creative centers of jazz in Europe have developed, such as the creative jazz scene in Amsterdam. Following the work of drummer Han Bennink and pianist Misha Mengelberg, musicians started to explore by improvising collectively until a form (melody, rhythm, a famous song) is found Jazz critic Kevin Whitehead documented the free jazz scene in Amsterdam and some of its main exponents such as the ICP (Instant Composers Pool) orchestra in his book New Dutch Swing. Since the 1990s Keith Jarrett has defended free jazz from criticism. British writer Stuart Nicholson has argued European contemporary jazz has an identity different from American jazz and follows a different trajectory.[146]
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Latin jazz is jazz that employs Latin American rhythms and is generally understood to have a more specific meaning than simply jazz from Latin America. A more precise term might be Afro-Latin jazz, as the jazz subgenre typically employs rhythms that either have a direct analog in Africa or exhibit an African rhythmic influence beyond what is ordinarily heard in other jazz. The two main categories of Latin jazz are Afro-Cuban jazz and Brazilian jazz.
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In the 1960s and 1970s, many jazz musicians had only a basic understanding of Cuban and Brazilian music, and jazz compositions which used Cuban or Brazilian elements were often referred to as "Latin tunes", with no distinction between a Cuban son montuno and a Brazilian bossa nova. Even as late as 2000, in Mark Gridley's Jazz Styles: History and Analysis, a bossa nova bass line is referred to as a "Latin bass figure."[147] It was not uncommon during the 1960s and 1970s to hear a conga playing a Cuban tumbao while the drumset and bass played a Brazilian bossa nova pattern. Many jazz standards such as "Manteca", "On Green Dolphin Street" and "Song for My Father" have a "Latin" A section and a swung B section. Typically, the band would only play an even-eighth "Latin" feel in the A section of the head and swing throughout all of the solos. Latin jazz specialists like Cal Tjader tended to be the exception. For example, on a 1959 live Tjader recording of "A Night in Tunisia", pianist Vince Guaraldi soloed through the entire form over an authentic mambo.[148]
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For most of its history, Afro-Cuban jazz had been a matter of superimposing jazz phrasing over Cuban rhythms. But by the end of the 1970s, a new generation of New York City musicians had emerged who were fluent in both salsa dance music and jazz, leading to a new level of integration of jazz and Cuban rhythms. This era of creativity and vitality is best represented by the Gonzalez brothers Jerry (congas and trumpet) and Andy (bass).[149] During 1974–1976, they were members of one of Eddie Palmieri's most experimental salsa groups: salsa was the medium, but Palmieri was stretching the form in new ways. He incorporated parallel fourths, with McCoy Tyner-type vamps. The innovations of Palmieri, the Gonzalez brothers and others led to an Afro-Cuban jazz renaissance in New York City.
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This occurred in parallel with developments in Cuba[150] The first Cuban band of this new wave was Irakere. Their "Chékere-son" (1976) introduced a style of "Cubanized" bebop-flavored horn lines that departed from the more angular guajeo-based lines which were typical of Cuban popular music and Latin jazz up until that time. It was based on Charlie Parker's composition "Billie's Bounce", jumbled together in a way that fused clave and bebop horn lines.[151] In spite of the ambivalence of some band members towards Irakere's Afro-Cuban folkloric / jazz fusion, their experiments forever changed Cuban jazz: their innovations are still heard in the high level of harmonic and rhythmic complexity in Cuban jazz and in the jazzy and complex contemporary form of popular dance music known as timba.
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Brazilian jazz, such as bossa nova, is derived from samba, with influences from jazz and other 20th-century classical and popular music styles. Bossa is generally moderately paced, with melodies sung in Portuguese or English, whilst the related jazz-samba is an adaptation of street samba into jazz.
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The bossa nova style was pioneered by Brazilians João Gilberto and Antônio Carlos Jobim and was made popular by Elizete Cardoso's recording of "Chega de Saudade" on the Canção do Amor Demais LP. Gilberto's initial releases, and the 1959 film Black Orpheus, achieved significant popularity in Latin America; this spread to North America via visiting American jazz musicians. The resulting recordings by Charlie Byrd and Stan Getz cemented bossa nova's popularity and led to a worldwide boom, with 1963's Getz/Gilberto, numerous recordings by famous jazz performers such as Ella Fitzgerald and Frank Sinatra, and the eventual entrenchment of the bossa nova style as a lasting influence in world music.
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Brazilian percussionists such as Airto Moreira and Naná Vasconcelos also influenced jazz internationally by introducing Afro-Brazilian folkloric instruments and rhythms into a wide variety of jazz styles, thus attracting a greater audience to them.[152][153][154]
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The first jazz standard composed by a non-Latino to use an overt African 128 cross-rhythm was Wayne Shorter's "Footprints" (1967).[155] On the version recorded on Miles Smiles by Miles Davis, the bass switches to a 44 tresillo figure at 2:20. "Footprints" is not, however, a Latin jazz tune: African rhythmic structures are accessed directly by Ron Carter (bass) and Tony Williams (drums) via the rhythmic sensibilities of swing. Throughout the piece, the four beats, whether sounded or not, are maintained as the temporal referent. The following example shows the 128 and 44 forms of the bass line. The slashed noteheads indicate the main beats (not bass notes), where one ordinarily taps their foot to "keep time."
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The use of pentatonic scales was another trend associated with Africa. The use of pentatonic scales in Africa probably goes back thousands of years.[156]
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McCoy Tyner perfected the use of the pentatonic scale in his solos,[157] and also used parallel fifths and fourths, which are common harmonies in West Africa.[158]
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The minor pentatonic scale is often used in blues improvisation, and like a blues scale, a minor pentatonic scale can be played over all of the chords in a blues. The following pentatonic lick was played over blues changes by Joe Henderson on Horace Silver's "African Queen" (1965).[159]
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Jazz pianist, theorist, and educator Mark Levine refers to the scale generated by beginning on the fifth step of a pentatonic scale as the V pentatonic scale.[160]
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Levine points out that the V pentatonic scale works for all three chords of the standard II-V-I jazz progression.[161] This is a very common progression, used in pieces such as Miles Davis' "Tune Up." The following example shows the V pentatonic scale over a II-V-I progression.[162]
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Accordingly, John Coltrane's "Giant Steps" (1960), with its 26 chords per 16 bars, can be played using only three pentatonic scales. Coltrane studied Nicolas Slonimsky's Thesaurus of Scales and Melodic Patterns, which contains material that is virtually identical to portions of "Giant Steps".[163] The harmonic complexity of "Giant Steps" is on the level of the most advanced 20th-century art music. Superimposing the pentatonic scale over "Giant Steps" is not merely a matter of harmonic simplification, but also a sort of "Africanizing" of the piece, which provides an alternate approach for soloing. Mark Levine observes that when mixed in with more conventional "playing the changes", pentatonic scales provide "structure and a feeling of increased space."[164]
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As noted above, jazz has incorporated from its inception aspects of African American sacred music including spirituals and hymns. Secular jazz musicians often performed renditions of spirituals and hymns as part of their repertoire or isolated compositions such as "Come Sunday," part of "Black and Beige Suite" by Duke Ellington. Later many other jazz artists borrowed from black gospel music. However, it was only after World War II that a few jazz musicians began to compose and perform extended works intended for religious settings and/or as religious expression. Since the 1950s, sacred and liturgical music has been performed and recorded by many prominent jazz composers and musicians.[165] The "Abyssinian Mass" by Wynton Marsalis (Blueengine Records, 2016) is a recent example.
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Unfortunately, relatively little has been written about sacred and liturgical jazz. In a 2013 doctoral dissertation, Angelo Versace examined the development of sacred jazz in the 1950s using disciplines of musicology and history. He noted that the traditions of black gospel music and jazz were combined in the 1950s to produce a new genre, "sacred jazz."[166] Versace maintained that the religious intent separates sacred from secular jazz. Most prominent in initiating the sacred jazz movement were pianist and composer Mary Lou Williams, known for her jazz masses in the 1950s and Duke Ellington. Prior to his death in 1974 in response to contacts from Grace Cathedral in San Francisco, Duke Ellington wrote three Sacred Concerts: 1965 - A Concert of Sacred Music; 1968 - Second Sacred Concert; 1973 - Third Sacred Concert.
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The most prominent form of sacred and liturgical jazz is the jazz mass. Although most often performed in a concert setting rather than church worship setting, this form has many examples. An eminent example of composers of the jazz mass was Mary Lou Williams. Williams converted to Catholicism in 1957, and proceeded to compose three masses in the jazz idiom.[167] One was composed in 1968 to honor the recently deceased Martin Luther King, Jr. and the third was commissioned by a pontifical commission. It was performed once in 1975 in St Patrick's Cathedral in New York City. However the Catholic church has not embraced jazz as appropriate for worship. In 1966 Joe Masters recorded "Jazz Mass" for Columbia Records. A jazz ensemble was joined by soloists and choir using the English text of the Roman Catholic Mass.[168] Other examples include "Jazz Mass in Concert" by Lalo Schiffrin(Aleph Records, 1998, UPC 0651702632725) and "Jazz Mass" by Vince Guaraldi (Fantasy Records, 1965). In England, classical composer Will Todd recorded his "Jazz Missa Brevis" with a jazz ensemble, soloists and the St Martin's Voices on a 2018 Signum Records release, "Passion Music/Jazz Missa Brevis" also released as "Mass in Blue," and jazz organist James Taylor composed "The Rochester Mass" (Cherry Red Records, 2015).[169] In 2013, Versace put forth bassist Ike Sturm and New York composer Deanna Witkowski as contemporary exemplars of sacred and liturgical jazz.[166]
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In the late 1960s and early 1970s, the hybrid form of jazz-rock fusion was developed by combining jazz improvisation with rock rhythms, electric instruments and the highly amplified stage sound of rock musicians such as Jimi Hendrix and Frank Zappa. Jazz fusion often uses mixed meters, odd time signatures, syncopation, complex chords, and harmonies.
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According to AllMusic:
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... until around 1967, the worlds of jazz and rock were nearly completely separate. [However, ...] as rock became more creative and its musicianship improved, and as some in the jazz world became bored with hard bop and did not want to play strictly avant-garde music, the two different idioms began to trade ideas and occasionally combine forces.[170]
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In 1969, Davis fully embraced the electric instrument approach to jazz with In a Silent Way, which can be considered his first fusion album. Composed of two side-long suites edited heavily by producer Teo Macero, this quiet, static album would be equally influential to the development of ambient music.
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As Davis recalls:
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The music I was really listening to in 1968 was James Brown, the great guitar player Jimi Hendrix, and a new group who had just come out with a hit record, "Dance to the Music", Sly and the Family Stone ... I wanted to make it more like rock. When we recorded In a Silent Way I just threw out all the chord sheets and told everyone to play off of that.[171]
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Two contributors to In a Silent Way also joined organist Larry Young to create one of the early acclaimed fusion albums: Emergency! by The Tony Williams Lifetime.
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Weather Report's self-titled electronic and psychedelic Weather Report debut album caused a sensation in the jazz world on its arrival in 1971, thanks to the pedigree of the group's members (including percussionist Airto Moreira), and their unorthodox approach to music. The album featured a softer sound than would be the case in later years (predominantly using acoustic bass with Shorter exclusively playing soprano saxophone, and with no synthesizers involved), but is still considered a classic of early fusion. It built on the avant-garde experiments which Joe Zawinul and Shorter had pioneered with Miles Davis on Bitches Brew, including an avoidance of head-and-chorus composition in favour of continuous rhythm and movement – but took the music further. To emphasise the group's rejection of standard methodology, the album opened with the inscrutable avant-garde atmospheric piece "Milky Way", which featured by Shorter's extremely muted saxophone inducing vibrations in Zawinul's piano strings while the latter pedalled the instrument. Down Beat described the album as "music beyond category", and awarded it Album of the Year in the magazine's polls that year.
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Weather Report's subsequent releases were creative funk-jazz works.[172]
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Although some jazz purists protested against the blend of jazz and rock, many jazz innovators crossed over from the contemporary hard bop scene into fusion. As well as the electric instruments of rock (such as electric guitar, electric bass, electric piano and synthesizer keyboards), fusion also used the powerful amplification, "fuzz" pedals, wah-wah pedals and other effects that were used by 1970s-era rock bands. Notable performers of jazz fusion included Miles Davis, Eddie Harris, keyboardists Joe Zawinul, Chick Corea, and Herbie Hancock, vibraphonist Gary Burton, drummer Tony Williams (drummer), violinist Jean-Luc Ponty, guitarists Larry Coryell, Al Di Meola, John McLaughlin, Ryo Kawasaki, and Frank Zappa, saxophonist Wayne Shorter and bassists Jaco Pastorius and Stanley Clarke. Jazz fusion was also popular in Japan, where the band Casiopea released over thirty fusion albums.
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According to jazz writer Stuart Nicholson, "just as free jazz appeared on the verge of creating a whole new musical language in the 1960s ... jazz-rock briefly suggested the promise of doing the same" with albums such as Williams' Emergency! (1970) and Davis' Agharta (1975), which Nicholson said "suggested the potential of evolving into something that might eventually define itself as a wholly independent genre quite apart from the sound and conventions of anything that had gone before." This development was stifled by commercialism, Nicholson said, as the genre "mutated into a peculiar species of jazz-inflected pop music that eventually took up residence on FM radio" at the end of the 1970s.[173]
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By the mid-1970s, the sound known as jazz-funk had developed, characterized by a strong back beat (groove), electrified sounds[174] and, often, the presence of electronic analog synthesizers. Jazz-funk also draws influences from traditional African music, Afro-Cuban rhythms and Jamaican reggae, notably Kingston bandleader Sonny Bradshaw. Another feature is the shift of emphasis from improvisation to composition: arrangements, melody and overall writing became important. The integration of funk, soul, and R&B music into jazz resulted in the creation of a genre whose spectrum is wide and ranges from strong jazz improvisation to soul, funk or disco with jazz arrangements, jazz riffs and jazz solos, and sometimes soul vocals.[175]
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Early examples are Herbie Hancock's Headhunters band and Miles Davis' On the Corner album, which, in 1972, began Davis' foray into jazz-funk and was, he claimed, an attempt at reconnecting with the young black audience which had largely forsaken jazz for rock and funk. While there is a discernible rock and funk influence in the timbres of the instruments employed, other tonal and rhythmic textures, such as the Indian tambora and tablas and Cuban congas and bongos, create a multi-layered soundscape. The album was a culmination of sorts of the musique concrète approach that Davis and producer Teo Macero had begun to explore in the late 1960s.
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The 1980s saw something of a reaction against the fusion and free jazz that had dominated the 1970s. Trumpeter Wynton Marsalis emerged early in the decade, and strove to create music within what he believed was the tradition, rejecting both fusion and free jazz and creating extensions of the small and large forms initially pioneered by artists such as Louis Armstrong and Duke Ellington, as well as the hard bop of the 1950s. It is debatable whether Marsalis' critical and commercial success was a cause or a symptom of the reaction against Fusion and Free Jazz and the resurgence of interest in the kind of jazz pioneered in the 1960s (particularly modal jazz and post-bop); nonetheless there were many other manifestations of a resurgence of traditionalism, even if fusion and free jazz were by no means abandoned and continued to develop and evolve.
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For example, several musicians who had been prominent in the fusion genre during the 1970s began to record acoustic jazz once more, including Chick Corea and Herbie Hancock. Other musicians who had experimented with electronic instruments in the previous decade had abandoned them by the 1980s; for example, Bill Evans, Joe Henderson, and Stan Getz. Even the 1980s music of Miles Davis, although certainly still fusion, adopted a far more accessible and recognisably jazz-oriented approach than his abstract work of the mid-1970s, such as a return to a theme-and-solos approach.
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The emergence of young jazz talent beginning to perform in older, established musicians' groups further impacted the resurgence of traditionalism in the jazz community. In the 1970s, the groups of Betty Carter and Art Blakey and the Jazz Messengers retained their conservative jazz approaches in the midst of fusion and jazz-rock, and in addition to difficulty booking their acts, struggled to find younger generations of personnel to authentically play traditional styles such as hard bop and bebop. In the late 1970s, however, a resurgence of younger jazz players in Blakey's band began to occur. This movement included musicians such as Valery Ponomarev and Bobby Watson, Dennis Irwin and James Williams.
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In the 1980s, in addition to Wynton and Branford Marsalis, the emergence of pianists in the Jazz Messengers such as Donald Brown, Mulgrew Miller, and later, Benny Green, bassists such as Charles Fambrough, Lonnie Plaxico (and later, Peter Washington and Essiet Essiet) horn players such as Bill Pierce, Donald Harrison and later Javon Jackson and Terence Blanchard emerged as talented jazz musicians, all of whom made significant contributions in the 1990s and 2000s.
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The young Jazz Messengers' contemporaries, including Roy Hargrove, Marcus Roberts, Wallace Roney and Mark Whitfield were also influenced by Wynton Marsalis's emphasis toward jazz tradition. These younger rising stars rejected avant-garde approaches and instead championed the acoustic jazz sound of Charlie Parker, Thelonious Monk and early recordings of the first Miles Davis quintet. This group of "Young Lions" sought to reaffirm jazz as a high art tradition comparable to the discipline of classical music.[176]
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In addition, Betty Carter's rotation of young musicians in her group foreshadowed many of New York's preeminent traditional jazz players later in their careers. Among these musicians were Jazz Messenger alumni Benny Green, Branford Marsalis and Ralph Peterson Jr., as well as Kenny Washington, Lewis Nash, Curtis Lundy, Cyrus Chestnut, Mark Shim, Craig Handy, Greg Hutchinson and Marc Cary, Taurus Mateen and Geri Allen.
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O.T.B. ensemble included a rotation of young jazz musicians such as Kenny Garrett, Steve Wilson, Kenny Davis, Renee Rosnes, Ralph Peterson Jr., Billy Drummond, and Robert Hurst.[177]
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A similar reaction[vague] took place against free jazz. According to Ted Gioia:
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the very leaders of the avant garde started to signal a retreat from the core principles of free jazz. Anthony Braxton began recording standards over familiar chord changes. Cecil Taylor played duets in concert with Mary Lou Williams, and let her set out structured harmonies and familiar jazz vocabulary under his blistering keyboard attack. And the next generation of progressive players would be even more accommodating, moving inside and outside the changes without thinking twice. Musicians such as David Murray or Don Pullen may have felt the call of free-form jazz, but they never forgot all the other ways one could play African-American music for fun and profit.[178]
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Pianist Keith Jarrett—whose bands of the 1970s had played only original compositions with prominent free jazz elements—established his so-called 'Standards Trio' in 1983, which, although also occasionally exploring collective improvisation, has primarily performed and recorded jazz standards. Chick Corea similarly began exploring jazz standards in the 1980s, having neglected them for the 1970s.
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In 1987, the United States House of Representatives and Senate passed a bill proposed by Democratic Representative John Conyers Jr. to define jazz as a unique form of American music, stating "jazz is hereby designated as a rare and valuable national American treasure to which we should devote our attention, support and resources to make certain it is preserved, understood and promulgated." It passed in the House on September 23, 1987 and in the Senate on November 4, 1987.[179]
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In the early 1980s, a commercial form of jazz fusion called "pop fusion" or "smooth jazz" became successful, garnering significant radio airplay in "quiet storm" time slots at radio stations in urban markets across the U.S. This helped to establish or bolster the careers of vocalists including Al Jarreau, Anita Baker, Chaka Khan, and Sade, as well as saxophonists including Grover Washington Jr., Kenny G, Kirk Whalum, Boney James, and David Sanborn. In general, smooth jazz is downtempo (the most widely played tracks are of 90–105 beats per minute), and has a lead melody-playing instrument (saxophone, especially soprano and tenor, and legato electric guitar are popular).
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In his Newsweek article "The Problem With Jazz Criticism",[180] Stanley Crouch considers Miles Davis' playing of fusion to be a turning point that led to smooth jazz. Critic Aaron J. West has countered the often negative perceptions of smooth jazz, stating:
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I challenge the prevalent marginalization and malignment of smooth jazz in the standard jazz narrative. Furthermore, I question the assumption that smooth jazz is an unfortunate and unwelcomed evolutionary outcome of the jazz-fusion era. Instead, I argue that smooth jazz is a long-lived musical style that merits multi-disciplinary analyses of its origins, critical dialogues, performance practice, and reception.[181]
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Acid jazz developed in the UK in the 1980s and 1990s, influenced by jazz-funk and electronic dance music. Acid jazz often contains various types of electronic composition (sometimes including Sampling (music) or a live DJ cutting and scratching), but it is just as likely to be played live by musicians, who often showcase jazz interpretation as part of their performance. Richard S. Ginell of AllMusic considers Roy Ayers "one of the prophets of acid jazz."[182]
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Nu jazz is influenced by jazz harmony and melodies, and there are usually no improvisational aspects. It can be very experimental in nature and can vary widely in sound and concept. It ranges from the combination of live instrumentation with the beats of jazz house (as exemplified by St Germain, Jazzanova, and Fila Brazillia) to more band-based improvised jazz with electronic elements (for example, The Cinematic Orchestra, Kobol and the Norwegian "future jazz" style pioneered by Bugge Wesseltoft, Jaga Jazzist, and Nils Petter Molvær).
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Jazz rap developed in the late 1980s and early 1990s and incorporates jazz influences into hip hop. In 1988, Gang Starr released the debut single "Words I Manifest", which sampled Dizzy Gillespie's 1962 "Night in Tunisia", and Stetsasonic released "Talkin' All That Jazz", which sampled Lonnie Liston Smith. Gang Starr's debut LP No More Mr. Nice Guy (1989) and their 1990 track "Jazz Thing" sampled Charlie Parker and Ramsey Lewis. The groups which made up the Native Tongues Posse tended toward jazzy releases: these include the Jungle Brothers' debut Straight Out the Jungle (1988), and A Tribe Called Quest's People's Instinctive Travels and the Paths of Rhythm (1990) and The Low End Theory (1991). Rap duo Pete Rock & CL Smooth incorporated jazz influences on their 1992 debut Mecca and the Soul Brother. Rapper Guru's Jazzmatazz series began in 1993 using jazz musicians during the studio recordings.
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Although jazz rap had achieved little mainstream success, Miles Davis' final album Doo-Bop (released posthumously in 1992) was based on hip hop beats and collaborations with producer Easy Mo Bee. Davis' ex-bandmate Herbie Hancock also absorbed hip-hop influences in the mid-1990s, releasing the album Dis Is Da Drum in 1994.
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The relaxation of orthodoxy which was concurrent with post-punk in London and New York City led to a new appreciation of jazz. In London, the Pop Group began to mix free jazz and dub reggae into their brand of punk rock.[183] In New York, No Wave took direct inspiration from both free jazz and punk. Examples of this style include Lydia Lunch's Queen of Siam,[184] Gray, the work of James Chance and the Contortions (who mixed Soul with free jazz and punk)[184] and the Lounge Lizards[184] (the first group to call themselves "punk jazz").
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John Zorn took note of the emphasis on speed and dissonance that was becoming prevalent in punk rock, and incorporated this into free jazz with the release of the Spy vs. Spy album in 1986, a collection of Ornette Coleman tunes done in the contemporary thrashcore style.[185] In the same year, Sonny Sharrock, Peter Brötzmann, Bill Laswell, and Ronald Shannon Jackson recorded the first album under the name Last Exit, a similarly aggressive blend of thrash and free jazz.[186] These developments are the origins of jazzcore, the fusion of free jazz with hardcore punk.
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The M-Base movement started in the 1980s, when a loose collective of young African-American musicians in New York which included Steve Coleman, Greg Osby, and Gary Thomas developed a complex but grooving[187] sound.
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In the 1990s, most M-Base participants turned to more conventional music, but Coleman, the most active participant, continued developing his music in accordance with the M-Base concept.[188]
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Coleman's audience decreased, but his music and concepts influenced many musicians, according to pianist Vijay Iver and critic Ben Ratlifff of The New York Times.[189][190]
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M-Base changed from a movement of a loose collective of young musicians to a kind of informal Coleman "school",[191] with a much advanced but already originally implied concept.[192] Steve Coleman's music and M-Base concept gained recognition as "next logical step" after Charlie Parker, John Coltrane, and Ornette Coleman.[193]
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Since the 1990s, jazz has been characterized by a pluralism in which no one style dominates, but rather a wide range of styles and genres are popular. Individual performers often play in a variety of styles, sometimes in the same performance. Pianist Brad Mehldau and The Bad Plus have explored contemporary rock music within the context of the traditional jazz acoustic piano trio, recording instrumental jazz versions of songs by rock musicians. The Bad Plus have also incorporated elements of free jazz into their music. A firm avant-garde or free jazz stance has been maintained by some players, such as saxophonists Greg Osby and Charles Gayle, while others, such as James Carter, have incorporated free jazz elements into a more traditional framework.
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Harry Connick Jr. began his career playing stride piano and the dixieland jazz of his home, New Orleans, beginning with his first recording when he was ten years old.[194] Some of his earliest lessons were at the home of pianist Ellis Marsalis.[195] Connick had success on the pop charts after recording the soundtrack to the movie When Harry Met Sally, which sold over two million copies.[194] Crossover success has also been achieved by Diana Krall, Norah Jones, Cassandra Wilson, Kurt Elling, and Jamie Cullum.
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A number of players who usually perform in largely straight-ahead settings have emerged since the 1990s, including pianists Jason Moran and Vijay Iyer, guitarist Kurt Rosenwinkel, vibraphonist Stefon Harris, trumpeters Roy Hargrove and Terence Blanchard, saxophonists Chris Potter and Joshua Redman, clarinetist Ken Peplowski and bassist Christian McBride.
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Although jazz-rock fusion reached the height of its popularity in the 1970s, the use of electronic instruments and rock-derived musical elements in jazz continued in the 1990s and 2000s. Musicians using this approach include Pat Metheny, John Abercrombie, John Scofield and the Swedish group e.s.t. Since the beginning of the 90s, electronic music had significant technical improvements that popularized and created new possibilities for the genre. Jazz elements such as improvisation, rhythmic complexities and harmonic textures were introduced to the genre and consequently had a big impact in new listeners and in some ways kept the versatility of jazz relatable to a newer generation that did not necessarily relate to what the traditionalists call real jazz (bebop, cool and modal jazz).[196] Artists such as Squarepusher, Aphex Twin, Flying Lotus and sub genres like IDM, Drum n' Bass, Jungle and Techno ended up incorporating a lot of these elements.[197] Squarepusher being cited as one big influence for jazz performers drummer Mark Guiliana and pianist Brad Mehldau, showing the correlations between jazz and electronic music are a two-way street.[198]
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In 2001, Ken Burns's documentary Jazz was premiered on PBS, featuring Wynton Marsalis and other experts reviewing the entire history of American jazz to that time. It received some criticism, however, for its failure to reflect the many distinctive non-American traditions and styles in jazz that had developed, and its limited representation of US developments in the last quarter of the 20th century.
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The mid-2010s have seen an increasing influence of R&B, hip-hop, and pop music on jazz. In 2015, Kendrick Lamar released his third studio album, To Pimp a Butterfly. The album heavily featured prominent contemporary jazz artists such as Thundercat[199] and redefined jazz rap with a larger focus on improvisation and live soloing rather than simply sampling. In that same year, saxophonist Kamasi Washington released his nearly three-hour long debut, The Epic. Its hip-hop inspired beats and R&B vocal interludes was not only acclaimed by critics for being innovative in keeping jazz relevant,[200] but also sparked a small resurgence in jazz on the internet.
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Another internet-aided trend of 2010's jazz is that of extreme reharmonization, inspired by both virtuosic players known for their speed and rhythm such as Art Tatum, as well as players known for their ambitious voicings and chords such as Bill Evans. Supergroup Snarky Puppy has adopted this trend and has allowed for players like Cory Henry[201] to shape the grooves and harmonies of modern jazz soloing. YouTube phenomenon Jacob Collier also gained recognition for his ability to play an incredibly large number of instruments and his ability to use microtones, advanced polyrhythms, and blend a spectrum of genres in his largely homemade production process.[202]
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Marseille (/mɑːrˈseɪ/ mar-SAY, also spelled in English as Marseilles; French: [maʁsɛj] (listen), locally [maʁˈsɛjə] (listen); Occitan: Marselha [maʀˈsejɔ, -ˈsijɔ]) is the prefecture of the department of Bouches-du-Rhône and region of Provence-Alpes-Côte d'Azur in France. It is located on the Mediterranean coast near the mouth of the Rhône. Marseille is the second largest city in France, covering an area of 241 km2 (93 sq mi) and had a population of 870,018 in 2016.[5] Its metropolitan area, which extends over 3,173 km2 (1,225 sq mi) is the third-largest in France after those of Paris and Lyon, with a population of 1,831,500 as of 2010.[3]
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It was known to the ancient Greeks as Massalia (Greek: Μασσαλία, romanized: Massalía) and Romans as Massilia.[6][7] Marseille is now France's largest city on the Mediterranean coast and the largest port for commerce, freight and cruise ships. The city was European Capital of Culture in 2013 and European Capital of Sport in 2017; it hosted matches at the 1998 World Cup and Euro 2016. It is home to Aix-Marseille University.
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Marseille is the second-largest metropolitan area in France after Paris. To the east, starting in the small fishing village of Callelongue on the outskirts of Marseille and stretching as far as Cassis, are the Calanques, a rugged coastal area interspersed with small fjord-like inlets. Farther east still are the Sainte-Baume (a 1,147 m (3,763 ft) mountain ridge rising from a forest of deciduous trees), the city of Toulon and the French Riviera. To the north of Marseille, beyond the low Garlaban and Etoile mountain ranges, is the 1,011 m (3,317 ft) Mont Sainte Victoire. To the west of Marseille is the former artists' colony of l'Estaque; farther west are the Côte Bleue, the Gulf of Lion and the Camargue region in the Rhône delta. The airport lies to the north west of the city at Marignane on the Étang de Berre.[8]
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The city's main thoroughfare (the wide boulevard called the Canebière) stretches eastward from the Old Port to the Réformés quarter. Two large forts flank the entrance to the Old Port—Fort Saint-Nicolas on the south side and Fort Saint-Jean on the north. Farther out in the Bay of Marseille is the Frioul archipelago which comprises four islands, one of which, If, is the location of Château d'If, made famous by the Dumas novel The Count of Monte Cristo. The main commercial centre of the city intersects with the Canebière at Rue St Ferréol and the Centre Bourse (one of the city's main shopping malls). The centre of Marseille has several pedestrianised zones, most notably Rue St Ferréol, Cours Julien near the Music Conservatory, the Cours Honoré-d'Estienne-d'Orves off the Old Port and the area around the Hôtel de Ville. To the south east of central Marseille in the 6th arrondissement are the Prefecture and the monumental fountain of Place Castellane, an important bus and metro interchange. To the south west are the hills of the 7th and 8th arrondissements, dominated by the basilica of Notre-Dame de la Garde. Marseille's main railway station—Gare de Marseille Saint-Charles—is north of the Centre Bourse in the 1st arrondissement; it is linked by the Boulevard d'Athènes to the Canebière.[8]
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Marseille was a Gauls port center that became the Greek colony of Massalia circa 600 BC, and was populated by Greeks settlers from Phocaea (modern Foça, Turkey). It became the preeminent Greek polis in the Hellenized region of southern Gaul.[9] The city-state sided with the Roman Republic against Carthage during the Second Punic War (218–201 BC), retaining its independence and commercial empire throughout the western Mediterranean even as Rome expanded into Western Europe and North Africa. However, the city lost its independence following the Roman Siege of Massilia in 49 BC, during Caesar's Civil War, in which Massalia sided with the exiled faction at war with Julius Caesar. Afterward the Gallo-Roman culture was initiated.
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Marseille continued to prosper as a Gallo-Roman city, becoming an early center of Christianity during the Western Roman Empire. The city maintained its position as a premier maritime trading hub even after its capture by the Visigoths in the 5th century AD, although the city went into decline following the sack of 739 AD by the forces of Charles Martel. It became part of the County of Provence during the 10th century, although its renewed prosperity was curtailed by the Black Death of the 14th century and sack of the city by the Crown of Aragon in 1423. The city's fortunes rebounded with the ambitious building projects of René of Anjou, Count of Provence, who strengthened the city's fortifications during the mid-15th century. During the 16th century the city hosted a naval fleet with the combined forces of the Franco-Ottoman alliance, which threatened the ports and navies of Genoa and the Holy Roman Empire.
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Marseille lost a significant portion of its population during the Great Plague of Marseille in 1720, but the population had recovered by mid-century. In 1792 the city became a focal point of the French Revolution and though France's national anthem was born in Strasbourg, it was first sang in Paris by volunteers from Marseille, hence the name the crowd gave it: La Marseillaise. The Industrial Revolution and establishment of the French Empire during the 19th century allowed for further expansion of the city, although it was occupied by the German Wehrmacht in November 1942 and subsequently heavily damaged during World War II. The city has since become a major center for immigrant communities from former French colonies, such as French Algeria.
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Marseille is a major French centre for trade and industry, with excellent transportation infrastructure (roads, sea port and airport). Marseille Provence Airport is the fourth largest in France. In May 2005, the French financial magazine L'Expansion named Marseille the most dynamic of France's large cities, citing figures showing that 7,200 companies had been created in the city since 2000.[10] Marseille is also France's second largest research centre with 3,000 research scientists within Aix Marseille University.[citation needed]
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As of 2014[update], the Marseille metropolitan area had a GDP amounting to $60.3 billion, or $36,127 per capita (purchasing power parity).[11]
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Historically, the economy of Marseille was dominated by its role as a port of the French Empire, linking the North African colonies of Algeria, Morocco and Tunisia with Metropolitan France. The Old Port was replaced as the main port for trade by the Port de la Joliette during the Second Empire and now contains restaurants, offices, bars and hotels and functions mostly as a private marina. The majority of the port and docks, which experienced decline in the 1970s after the oil crisis, have been recently redeveloped with funds from the European Union. Fishing remains important in Marseille and the food economy of Marseille is fed by the local catch; a daily fish market is still held on the Quai des Belges of the Old Port.
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The economy of Marseille and its region is still linked to its commercial port, the first French port and the fifth European port by cargo tonnage, which lies north of the Old Port and eastern in Fos-sur-Mer. Some 45,000 jobs are linked to the port activities and it represents 4 billion euros added value to the regional economy.[12] 100 million tons of freight pass annually through the port, 60% of which is petroleum, making it number one in France and the Mediterranean and number three in Europe. However, in the early 2000s, the growth in container traffic was being stifled by the constant strikes and social upheaval.[13] The port is among the 20th firsts in Europe for container traffic with 1,062,408 TEU and new infrastructures have already raised the capacity to 2M TEU.[14] Petroleum refining and shipbuilding are the principal industries, but chemicals, soap, glass, sugar, building materials, plastics, textiles, olive oil, and processed foods are also important products.[citation needed] Marseille is connected with the Rhône via a canal and thus has access to the extensive waterway network of France. Petroleum is shipped northward to the Paris basin by pipeline. The city also serves as France's leading centre of oil refining.
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In recent years, the city has also experienced a large growth in service sector employment and a switch from light manufacturing to a cultural, high-tech economy.[citation needed] The Marseille region is home to thousands of companies, 90% of which are small and medium enterprises with less than 500 employees.[15][full citation needed] Among the most famous ones are CMA CGM, container-shipping giant; Compagnie maritime d'expertises (Comex), world leader in sub-sea engineering and hydraulic systems; Airbus Helicopters, an Airbus division; Azur Promotel, an active real estate development company; La Provence, the local daily newspaper; RTM, Marseille's public transport company; and Société Nationale Maritime Corse Méditerranée (SNCM), a major operator in passenger, vehicle and freight transportation in the Western Mediterranean. The urban operation Euroméditerranée has developed a large offer of offices and thus Marseille hosts one of the main business district in France.
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Marseille is the home of three main technopoles: Château-Gombert (technological innovations), Luminy (biotechnology) and La Belle de Mai (17,000 sq.m. of offices dedicated to multimedia activities).[16][17]
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The port is also an important arrival base for millions of people each year, with 2.4 million including 890,100 from cruise ships.[12]
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With its beaches, history, architecture and culture (24 museums and 42 theatres), Marseille is one of the most visited cities in France, with 4.1 million visitors in 2012.[18]
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Marseille is ranked 86th in the world for business tourism and events, advancing from the 150th spot one year before.[citation needed] The number of congress days hosted on its territory increased from 109,000 in 1996 to almost 300,000 in 2011.[citation needed]
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They take place in three main sites, the Palais du Pharo, Palais des Congrès et des Expositions (Parc Chanot) and World Trade Center.[19] In 2012 Marseille hosted the World Water Forum.
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Several urban projects have been developed to make Marseille attractive. Thus new parks, museums, public spaces and real estate projects aim to improve the city's quality of life (Parc du 26e Centenaire, Old Port of Marseille,[20] numerous places in Euroméditerranée) to attract firms and people. Marseille municipality acts to develop Marseille as a regional nexus for entertainment in the south of France with high concentration of museums, cinemas, theatres, clubs, bars, restaurants, fashion shops, hotels, and art galleries.
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Unemployment in the economy fell from 20% in 1995 to 14% in 2004.[21] However, Marseille unemployment rate remains higher than the national average. In some parts of Marseille, youth unemployment is reported to be as high as 40%.[22]
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The city of Marseille is divided into 16 municipal arrondissements, which are themselves informally divided into 111 neighbourhoods (French: quartiers). The arrondissements are regrouped in pairs, into 8 sectors, each with a mayor and council (like the arrondissements in Paris and Lyon).[23] Municipal elections are held every six years and are carried out by sector. There are 303 councilmembers in total, two-thirds sitting in the sector councils and one third in the city council.
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The 9th arrondissement of Marseille is the largest in terms of area because it comprises parts of Calanques National Park. With a population of 89,316 (2007), the 13th arrondissement of Marseille is the most populous one.
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From 1950 to the mid-1990s, Marseille was a Socialist (PS) and Communist (PCF) stronghold. Gaston Defferre (PS) was consecutively reelected six times as Mayor of Marseille from 1953 until his death in 1986. He was succeeded by Robert Vigouroux of the European Democratic and Social Rally (RDSE). Jean-Claude Gaudin of the right-wing UMP was elected Mayor of Marseille in 1995. Gaudin was reelected in 2001, 2008 and 2014.
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In recent years, the Communist Party has lost most of its strength in the northern boroughs of the city, whereas the National Front has received significant support. At the last municipal election in 2014, Marseille was divided between the northern arrondissements dominated by the left (PS) and far-right (FN) and the southern part of town dominated by the right-wing (UMP). Marseille is also divided in twelve cantons, each of them sending two members to the Departmental Council of the Bouches-du-Rhône department.
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Because of its pre-eminence as a Mediterranean port, Marseille has always been one of the main gateways into France. This has attracted many immigrants and made Marseille a cosmopolitan melting pot. By the end of the 18th century about half the population originated from elsewhere in Provence mostly and also from southern France.[24][25][page needed]
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Economic conditions and political unrest in Europe and the rest of the world brought several other waves of immigrants during the 20th century: Greeks and Italians started arriving at the end of the 19th century and in the first half of the 20th century, up to 40% of the city's population was of Italian origin;[26] Russians in 1917; Armenians in 1915 and 1923; Vietnamese in the 1920s, 1954 and after 1975;[27] Corsicans during the 1920s and 1930s; Spanish after 1936; Maghrebis (both Arab and Berber) in the inter-war period; Sub-Saharan Africans after 1945; Maghrebi Jews in the 1950s and 1960s; the Pieds-Noirs from the former French Algeria in 1962; and then from Comoros. In 2006, it was reported that 70,000 city residents were considered to be of Maghrebi origin, mostly from Algeria. The second largest group in Marseille in terms of single nationalities were from the Comoros, amounting to some 45,000 people.[26]
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Currently, over one third of the population of Marseille can trace their roots back to Italy.[28] Marseille also has the second-largest Corsican and Armenian populations of France. Other significant communities include Maghrebis, Turks, Comorians, Chinese, and Vietnamese.[29]
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In 1999, in several arrondissements, about 40% of the young people under 18 were of Maghrebi origin (at least one immigrant parent).[30]
|
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Since 2013 a significant number of Eastern European immigrants have settled in Marseille, attracted by better job opportunities and the good climate of this Mediterranean city. The main nationalities of the immigrants are Romanians and Poles.[31]
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2 An immigrant is a person born in a foreign country not having French citizenship at birth. Note that an immigrant may have acquired French citizenship since moving to France, but is still considered an immigrant in French statistics. On the other hand, persons born in France with foreign citizenship (the children of immigrants) are not listed as immigrants.
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According to data from 2010, major religious communities in Marseille include:
|
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Marseille is a city that has its own unique culture and is proud of its differences from the rest of France.[35] Today it is a regional centre for culture and entertainment with an important opera house, historical and maritime museums, five art galleries and numerous cinemas, clubs, bars and restaurants.
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Marseille has a large number of theatres, including La Criée, Le Gymnase and the Théâtre Toursky. There is also an extensive arts centre in La Friche, a former match factory behind the Saint-Charles station. The Alcazar, until the 1960s a well known music hall and variety theatre, has recently been completely remodelled behind its original façade and now houses the central municipal library.[36] Other music venues in Marseille include Le Silo (also a theatre) and GRIM.
|
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|
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Marseille has also been important in the arts. It has been the birthplace and home of many French writers and poets, including Victor Gélu [fr], Valère Bernard, Pierre Bertas,[37] Edmond Rostand and André Roussin. The small port of l'Estaque on the far end of the Bay of Marseille became a favourite haunt for artists, including Auguste Renoir, Paul Cézanne (who frequently visited from his home in Aix), Georges Braque and Raoul Dufy.
|
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|
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Rich and poor neighborhoods exist side-by-side. Although the city is not without crime, Marseille has a larger degree of multicultural tolerance. Urban geographers[38] say the city's geography, being surrounded by mountains, helps explain why Marseille does not have the same problems as Paris. In Paris, ethnic areas are segregated and concentrated in the periphery of the city. Residents of Marseille are of diverse origins, yet appear to share a similar particular identity.[39][40] An example is how Marseille responded in 2005, when ethnic populations living in other French cities' suburbs rioted, but Marseille remained relatively calm.[41]
|
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|
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Marseille served as the European Capital of Culture for 2013 along with Košice.[42] It was chosen to give a 'human face' to the European Union to celebrate cultural diversity and to increase understanding between Europeans.[43] One of the intentions of highlighting culture is to help reposition Marseille internationally, stimulate the economy, and help to build better interconnection between groups.[44] Marseille-Provence 2013 (MP2013) featured more than 900 cultural events held throughout Marseille and the surrounding communities. These cultural events generated more than 11 million visits.[45] The European Capital of Culture was also the occasion to unveil more than 600 million euros in new cultural infrastructure in Marseille and its environs, including the MuCEM designed by Rudy Ricciotti.
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|
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Early on, immigrants came to Marseille locally from the surrounding Provence region. By the 1890s immigrants came from other regions of France as well as Italy.[46] Marseille became one of Europe’s busiest port by 1900.[40] Marseille has served as a major port where immigrants from around the Mediterranean arrive.[46] Marseille continued to be multicultural. Armenians from the Ottoman empire began arriving in 1913. In the 1930s, Italians settled in Marseille. After World War II, a wave of Jewish immigrants from North Africa arrived. In 1962, a number of French colonies gained their independence, and the French citizens from Algeria, Morocco, and Tunisia arrived in Marseille.[47] The city had an economic downturn and lost many jobs. Those who could afford to move left and the poorest remained. For a while, the mafia appeared to run the city, and for a period of time the communist party was prominent.[47]
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Multi-cultural Marseille can be observed by a visitor at the market at Noailles, also called Marché des Capucins, in old town near the Old Port. There, Lebanese bakeries, an African spice market, Chinese and Vietnamese groceries, fresh vegetables and fruit, shops selling couscous, shops selling Caribbean food are side by side with stalls selling shoes and clothing from around the Mediterranean. Nearby, people sell fresh fish and men from Tunisia drink tea.[47]
|
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|
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The most commonly used tarot deck takes its name from the city; it has been called the Tarot de Marseille since the 1930s—a name coined for commercial use by the French cardmaker and cartomancer Paul Marteau, owner of B–P Grimaud. Previously this deck was called Tarot italien (Italian Tarot) and even earlier it was simply called Tarot. Before being de Marseille, it was used to play the local variant of tarocchi before it became used in cartomancy at the end of the 18th century, following the trend set by Antoine Court de Gébelin. The name Tarot de Marseille (Marteau used the name ancien Tarot de Marseille) was used by contrast to other types of Tarots such as Tarot de Besançon; those names were simply associated with cities where there were many cardmakers in the 18th century (previously several cities in France were involved in cardmaking).[48]
|
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|
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Another local tradition is the making of santons, small hand-crafted figurines for the traditional Provençal Christmas creche. Since 1803, starting on the last Sunday of November, there has been a Santon Fair in Marseille; it is currently held in the Cours d'Estienne d'Orves, a large square off the Vieux-Port.
|
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|
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Marseille's main cultural attraction was, since its creation at the end of the 18th century and until the late 1970s, the Opéra. Located near the Old Port and the Canebière, at the very heart of the city, its architectural style was comparable to the classical trend found in other opera houses built at the same time in Lyon and Bordeaux. In 1919, a fire almost completely destroyed the house, leaving only the stone colonnade and peristyle from the original façade.[49][50] The classical façade was restored and the opera house reconstructed in a predominantly Art Deco style, as the result of a major competition. Currently the Opéra de Marseille stages six or seven operas each year.[51]
|
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|
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Since 1972, the Ballet national de Marseille has performed at the opera house; its director from its foundation to 1998 was Roland Petit.
|
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|
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There are several popular festivals in different neighborhoods, with concerts, animations, and outdoor bars, like the Fête du Panier in June. On 21 June, there are dozens of free concerts in the city as part of France's Fête de la Musique, featuring music from all over the world. Being free events, many Marseille residents attend.
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Marseille hosts a Gay Pride event in early July. In 2013, Marseille hosted Europride, an international LGBT event, 10 July–20.[52] At the beginning of July, there is the International Documentary Festival.[53]
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At the end of September, the electronic music festival Marsatac takes place.
|
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In October, the Fiesta des Suds offers many concerts of world music.[54]
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Marseille is also well known in France for its hip hop music.[55] Bands like IAM originated from Marseille and initiated the rap phenomenon in France. Other known groups include Fonky Family, Psy 4 de la Rime (including rappers Soprano and Alonzo), and Keny Arkana.
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In a slightly different way, ragga music is represented by Massilia Sound System.
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Marseille has been the setting for many films.
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Marseille is listed as a major centre of art and history. The city has many museums and galleries and there are many ancient buildings and churches of historical interest.
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Most of the attractions of Marseille (including shopping areas) are located in the 1st, 2nd, 6th and 7th arrondissements. These include:[66][67]
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|
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In addition to the two in the Centre de la Vieille Charité, described above, the main museums are:[70]
|
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The MuCEM, Musée Regards de Provence and Villa Mediterannée, with Notre Dame de la Majeur on the right
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The sixteenth century Maison Diamantée which houses the Musée du Vieux Marseille
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The music room in the Grobet-Labadié museum
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The Palais Longchamp with its monumental fountain
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The main attractions outside the city centre include:[67]
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A number of the faculties of the three universities that comprise Aix-Marseille University are located in Marseille:
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In addition Marseille has four grandes écoles:
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The main French research bodies including the CNRS, INSERM and INRA are all well represented in Marseille. Scientific research is concentrated at several sites across the city, including Luminy, where there are institutes in developmental biology (the IBDML), immunology (CIML), marine sciences and neurobiology (INMED), at the CNRS Joseph Aiguier campus (a world-renowned institute of molecular and environmental microbiology) and at the Timone hospital site (known for work in medical microbiology). Marseille is also home to the headquarters of the IRD, which promotes research into questions affecting developing countries.[citation needed]
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The city is served by an international airport, Marseille Provence Airport, located in Marignane. The airport is the fifth busiest French airport, and known the 4th most important European traffic growth in 2012.[84] An extensive network of motorways connects Marseille to the north and west (A7), Aix-en-Provence in the north (A51), Toulon (A50) and the French Riviera (A8) to the east.
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Gare de Marseille Saint-Charles is Marseille's main railway station. It operates direct regional services to Aix-en-Provence, Briançon, Toulon, Avignon, Nice, Montpellier, Toulouse, Bordeaux, Nantes, etc. Gare Saint-Charles is also one of the main terminal stations for the TGV in the south of France making Marseille reachable in three hours from Paris (a distance of over 750 km) and just over one and a half hours from Lyon. There are also direct TGV lines to Lille, Brussels, Nantes, Geneva, Strasbourg and Frankfurt as well as Eurostar services to London (just in the summer) and Thello services to Milan (just one a day), via Nice and Genoa.
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There is a new long distance bus station adjacent to new modern extension to the Gare Saint-Charles with destinations mostly to other Bouches-du-Rhône towns, including buses to Aix-en-Provence, Cassis, La Ciotat and Aubagne. The city is also served with 11 other regional trains stations in the east and the north of the city.
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Marseille has a large ferry terminal, the Gare Maritime, with services to
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Corsica, Sardinia, Algeria and Tunisia.
|
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Marseille is connected by the Marseille Métro train system operated by the Régie des transports de Marseille (RTM). It consists of two lines: Line 1 (blue) between Castellane and La Rose opened in 1977 and Line 2 (red) between Sainte-Marguerite-Dromel and Bougainville opened between 1984 and 1987. An extension of the Line 1 from Castellane to La Timone was completed in 1992, another extension from La Timone to La Fourragère (2.5 km (1.6 mi) and 4 new stations) was opened in May 2010. The Métro system operates on a turnstile system, with tickets purchased at the nearby adjacent automated booths. Both lines of the Métro intersect at Gare Saint-Charles and Castellane. Three bus rapid transit lines are under construction to better connect the Métro to farther places (Castellane -> Luminy; Capitaine Gèze – La Cabucelle -> Vallon des Tuves; La Rose -> Château Gombert – Saint Jérome).
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An extensive bus network serves the city and suburbs of Marseille, with 104 lines and 633 buses. The three lines of the tramway,[85] opened in 2007, go from the CMA CGM Tower towards Les Caillols.
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As in many other French cities, a bike-sharing service nicknamed "Le vélo", free for trips of less than half an hour, was introduced by the city council in 2007.[86]
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A free ferry service operates between the two opposite quays of the Old Port. From 2011 ferry shuttle services operate between the Old Port and Pointe Rouge; in spring 2013 it will also run to l'Estaque.[87] There are also ferry services and boat trips available from the Old Port to Frioul, the Calanques and Cassis.
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The city boasts a wide variety of sports facilities and teams. The most popular team is the city's football club, Olympique de Marseille, which was the finalist of the UEFA Champions League in 1991, before winning the competition in 1993. The club also became finalists of the UEFA Europa League in 1999, 2004 and 2018. The club had a history of success under then-owner Bernard Tapie. The club's home, the Stade Vélodrome, which can seat around 67,000 people, also functions for other local sports, as well as the national rugby team. Stade Velodrome hosted a number of games during the 1998 FIFA World Cup, 2007 Rugby World Cup, and UEFA Euro 2016. The local rugby teams are Marseille XIII and Marseille Vitrolles Rugby.[citation needed]
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Marseille is famous for its important pétanque activity, it is even renowned as the pétanque capitale.[88] In 2012 Marseille hosted the Pétanque World Championship and the city hosts every year the Mondial la Marseillaise de pétanque, the main pétanque competition.
|
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Sailing is a major sport in Marseille. The wind conditions allow regattas in the warm waters of the Mediterranean.[citation needed] Throughout most seasons of the year it can be windy while the sea remains smooth enough to allow sailing. Marseille has been the host of 8 (2010) Match Race France events which are part of the World Match Racing Tour. The event draws the world's best sailing teams to Marseille. The identical supplied boats (J Boats J-80 racing yachts) are raced two at a time in an on the water dogfight which tests the sailors and skippers to the limits of their physical abilities.
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Points accrued count towards the World Match Racing Tour and a place in the final event, with the overall winner taking the title ISAF World Match Racing Tour Champion. Match racing is an ideal sport for spectators in Marseille, as racing in close proximity to the shore provides excellent views. The city was also considered as a possible venue for 2007 America's Cup.[89]
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Marseille is also a place for other water sports such as windsurfing and powerboating. Marseille has three golf courses. The city has dozens of gyms and several public swimming pools. Running is also popular in many of Marseille's parks such as Le Pharo and Le Jardin Pierre Puget. An annual footrace is held between the city and neighbouring Cassis: the Marseille-Cassis Classique Internationale.[citation needed]
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The city has a hot-summer mediterranean climate (Köppen: Csa) with cool-mild winters with moderate rainfall and hot, mostly dry summers.[90] December, January, and February are the coldest months, averaging temperatures of around 12 °C (54 °F) during the day and 4 °C (39 °F) at night. July and August are the hottest months, averaging temperatures of around 28–30 °C (82–86 °F) during the day and 19 °C (66 °F) at night in the Marignane airport (35 km (22 mi) from Marseille) but in the city near the sea the average high temperature is 27 °C (81 °F) in July.[91]
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Marseille is officially the sunniest major city in France with over 2,800 hours of sunshine while the average sunshine in the country is around 1,950 hours. It is also the driest major city with only 512 mm (20 in) of precipitation annually, especially thanks to the Mistral, a cold, dry wind originating in the Rhône Valley that occurs mostly in winter and spring and which generally brings clear skies and sunny weather to the region. Less frequent is the Sirocco, a hot, sand-bearing wind, coming from the Sahara Desert. Snowfalls are infrequent; over 50% of years do not experience a single snowfall.[citation needed]
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The hottest temperature was 40.6 °C (105.1 °F) on 26 July 1983 during a great heat wave, the lowest temperature was −14.3 °C (6.3 °F) on 13 February 1929 during a strong cold wave.[92]
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Marseille was the birthplace of:
|
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|
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Marseille is twinned with 14 cities, all of them being a port city, with the exception of Marrakech.[103]
|
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In addition, Marseille has signed various types of formal agreements of cooperation with 27 cities all over the world:[104]
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Jean-Baptiste Poquelin (baptised 15 January 1622; died 17 February 1673), known by his stage name Molière (UK: /ˈmɒliɛər, ˈmoʊl-/, US: /moʊlˈjɛər, ˌmoʊliˈɛər/,[1][2][3] French: [mɔljɛʁ]), was a French playwright, actor and poet, widely regarded as one of the greatest writers in the French language and universal literature. His extant works include comedies, farces, tragicomedies, comédie-ballets and more. His plays have been translated into every major living language and are performed at the Comédie-Française more often than those of any other playwright today.[4] His influence is such that the French language itself is often referred to as the "language of Molière".[5][6]
|
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Born into a prosperous family and having studied at the Collège de Clermont (now Lycée Louis-le-Grand), Molière was well suited to begin a life in the theatre. Thirteen years as an itinerant actor helped him polish his comic abilities while he began writing, combining Commedia dell'arte elements with the more refined French comedy.[7]
|
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|
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Through the patronage of aristocrats including Philippe I, Duke of Orléans—the brother of Louis XIV—Molière procured a command performance before the King at the Louvre. Performing a classic play by Pierre Corneille and a farce of his own, The Doctor in Love, Molière was granted the use of salle du Petit-Bourbon near the Louvre, a spacious room appointed for theatrical performances. Later, he was granted the use of the theatre in the Palais-Royal. In both locations Molière found success among Parisians with plays such as The Affected Ladies, The School for Husbands and The School for Wives. This royal favour brought a royal pension to his troupe and the title Troupe du Roi ("The King's Troupe"). Molière continued as the official author of court entertainments.[8]
|
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|
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Despite the adulation of the court and Parisians, Molière's satires attracted criticism from churchmen. For Tartuffe's impiety, the Catholic Church denounced this study of religious hypocrisy followed by the Parliament's ban, while Don Juan was withdrawn and never restaged by Molière.[9] His hard work in so many theatrical capacities took its toll on his health and, by 1667, he was forced to take a break from the stage. In 1673, during a production of his final play, The Imaginary Invalid, Molière, who suffered from pulmonary tuberculosis, was seized by a coughing fit and a haemorrhage while playing the hypochondriac Argan. He finished the performance but collapsed again and died a few hours later.[8]
|
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|
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Molière was born in Paris shortly before his christening as Jean Poquelin on 15 January 1622. Known as Jean-Baptiste, he was the first son of Jean Poquelin and Marie Cressé, who had married on 27 April 1621.[10] His mother was the daughter of a prosperous bourgeois family.[11] Upon seeing him for the first time, a maid exclaimed, "Le nez!", a reference to the infant's large nose. Molière was called "Le Nez" by his family from that time.[12] He lost his mother when he was eleven, and he does not seem to have been particularly close to his father. After his mother's death, he lived with his father above the Pavillon des Singes on the rue Saint-Honoré, an affluent area of Paris. It is likely that his education commenced with studies at a Parisian elementary school,[13] followed by his enrolment in the prestigious Jesuit Collège de Clermont, where he completed his studies in a strict academic environment and got a first taste of life on the stage.[14]
|
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In 1631, his father Jean Poquelin purchased from the court of Louis XIII the posts of "valet de chambre ordinaire et tapissier du Roi" ("valet of the King's chamber and keeper of carpets and upholstery"). His son assumed the same posts in 1641.[15] The title required only three months' work and an initial cost of 1,200 livres; the title paid 300 livres a year and provided a number of lucrative contracts. Molière also studied as a provincial lawyer some time around 1642, probably in Orléans, but it is not documented that he ever qualified. So far he had followed his father's plans, which had served him well; he had mingled with nobility at the Collège de Clermont and seemed destined for a career in office.
|
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|
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In June 1643, when Molière was 21, he decided to abandon his social class and pursue a career on the stage. Taking leave of his father, he joined the actress Madeleine Béjart, with whom he had crossed paths before, and founded the Illustre Théâtre with 630 livres. They were later joined by Madeleine's brother and sister.
|
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|
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The new theatre troupe went bankrupt in 1645. Molière had become head of the troupe, due in part, perhaps, to his acting prowess and his legal training. However, the troupe had acquired large debts, mostly for the rent of the theatre (a court for jeu de paume), for which they owed 2000 livres. Historians differ as to whether his father or the lover of a member of his troupe paid his debts; either way, after a 24-hour stint in prison he returned to the acting circuit. It was at this time that he began to use the pseudonym Molière, possibly inspired by a small village of the same name in the Midi near Le Vigan. It was also likely that he changed his name to spare his father the shame of having an actor in the family (actors, although no longer vilified by the state under Louis XIV, were still not allowed to be buried in sacred ground).
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After his imprisonment, he and Madeleine began a theatrical circuit of the provinces with a new theatre troupe; this life was to last about twelve years, during which he initially played in the company of Charles Dufresne, and subsequently created a company of his own, which had sufficient success and obtained the patronage of Philippe I, Duke of Orléans. Few plays survive from this period. The most noteworthy are L'Étourdi ou les Contretemps (The Bungler) and Le Docteur Amoureux (The Doctor in Love); with these two plays, Molière moved away from the heavy influence of the Italian improvisational Commedia dell'arte, and displayed his talent for mockery. In the course of his travels he met Armand, Prince of Conti, the governor of Languedoc, who became his patron, and named his company after him. This friendship later ended when Armand, having contracted syphilis from a courtesan, turned towards religion and joined Molière's enemies in the Parti des Dévots and the Compagnie de Saint Sacrement.
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In Lyon, Mademoiselle Du Parc, known as Marquise, joined the company. Marquise was courted, in vain, by Pierre Corneille and later became the lover of Jean Racine. Racine offered Molière his tragedy Théagène et Chariclée (one of the first works he wrote after he had abandoned his theology studies), but Molière would not perform it, though he encouraged Racine to pursue his artistic career. It is said that soon thereafter Molière became angry with Racine when he was told that he had secretly presented his tragedy to the company of the Hôtel de Bourgogne as well.
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Molière was forced to reach Paris in stages, staying outside for a few weeks in order to promote himself with society gentlemen and allow his reputation to feed in to Paris. Molière reached Paris in 1658 and performed in front of the King at the Louvre (then for rent as a theatre) in Corneille's tragedy Nicomède and in the farce Le Docteur Amoureux with some success. He was awarded the title of Troupe de Monsieur (Monsieur being the honorific for the king's brother Philippe I, Duke of Orléans). With the help of Monsieur, his company was allowed to share the theatre in the large hall of the Petit-Bourbon with the famous Italian Commedia dell'arte company of Tiberio Fiorillo, famous for his character of Scaramouche. (The two companies performed in the theatre on different nights.) The premiere of Molière's Les Précieuses Ridicules (The Affected Young Ladies) took place at the Petit-Bourbon on 18 November 1659.
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Les Précieuses Ridicules was the first of Molière's many attempts to satirize certain societal mannerisms and affectations then common in France. It is widely accepted that the plot was based on Samuel Chappuzeau's Le Cercle des Femmes of 1656. He primarily mocks the Académie Française, a group created by Richelieu under a royal patent to establish the rules of the fledgling French theatre. The Académie preached unity of time, action, and styles of verse. Molière is often associated with the claim that comedy castigat ridendo mores or "criticises customs through humour" (a phrase in fact coined by his contemporary Jean de Santeuil and sometimes mistaken for a classical Latin proverb).[16]
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Despite his own preference for tragedy, which he had tried to further with the Illustre Théâtre, Molière became famous for his farces, which were generally in one act and performed after the tragedy. Some of these farces were only partly written, and were played in the style of Commedia dell'arte with improvisation over a canovaccio (a vague plot outline). He began to write full, five-act comedies in verse (L'Étourdi (Lyon, 1654) and Le dépit amoureux (Béziers, 1656)), which although immersed in the gags of contemporary Italian troupes, were successful as part of Madeleine Béjart and Molière's plans to win aristocratic patronage and, ultimately, move the troupe to a position in a Paris theater-venue.[17] Later Molière concentrated on writing musical comedies, in which the drama is interrupted by songs and/or dances, but for years the fundamentals of numerous comedy-traditions would remain strong, especially Italian (e.g. the semi-improvisatory style that in the 1750s writers started calling commedia dell'arte), Spanish, and French plays, all also drawing on classical models (e.g. Plautus and Terence), especially the trope of the clever slave/servant.[18]
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Les précieuses ridicules won Molière the attention and the criticism of many, but it was not a popular success. He then asked Fiorillo to teach him the techniques of Commedia dell'arte. His 1660 play Sganarelle, ou Le Cocu imaginaire (The Imaginary Cuckold) seems to be a tribute both to Commedia dell'arte and to his teacher. Its theme of marital relationships dramatizes Molière's pessimistic views on the falsity inherent in human relationships. This view is also evident in his later works and was a source of inspiration for many later authors, including (in a different field and with different effect) Luigi Pirandello. It describes a kind of round dance where two couples believe that each of their partners has been betrayed by the other's and is the first in Molière's "Jealousy series", which includes Dom Garcie de Navarre, L'École des maris and L'École des femmes.
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In 1660 the Petit-Bourbon was demolished to make way for the eastern expansion of the Louvre, but Molière's company was allowed to move into the abandoned theatre in the east wing of the Palais-Royal. After a period of refurbishment they opened there on 20 January 1661. In order to please his patron, Monsieur, who was so enthralled with entertainment and art that he was soon excluded from state affairs, Molière wrote and played Dom Garcie de Navarre ou Le Prince jaloux (The Jealous Prince, 4 February 1661), a heroic comedy derived from a work of Cicognini's. Two other comedies of the same year were the successful L'École des maris (The School for Husbands) and Les Fâcheux, subtitled Comédie faite pour les divertissements du Roi (a comedy for the King's amusements) because it was performed during a series of parties that Nicolas Fouquet gave in honor of the sovereign. These entertainments led Jean-Baptiste Colbert to demand the arrest of Fouquet for wasting public money, and he was condemned to life imprisonment.[19]
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On 20 February 1662 Molière married Armande Béjart, whom he believed to be the sister of Madeleine. (She may instead have been her illegitimate daughter with the Duke of Modena.) The same year he premiered L'École des femmes (The School for Wives), subsequently regarded as a masterpiece. It poked fun at the limited education that was given to daughters of rich families and reflected Molière's own marriage. Both this work and his marriage attracted much criticism. The play sparked the protest called the "Quarrel of L'École des femmes". On the artistic side he responded with two lesser-known works: La Critique de "L'École des femmes", in which he imagined the spectators of his previous work attending it. The piece mocks the people who had criticised L'École des femmes by showing them at dinner after watching the play; it addresses all the criticism raised about the piece by presenting the critics' arguments and then dismissing them. This was the so-called Guerre comique (War of Comedy), in which the opposite side was taken by writers like Donneau de Visé, Edmé Boursault, and Montfleury.
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But more serious opposition was brewing, focusing on Molière's politics and his personal life. A so-called parti des Dévots arose in French high society, who protested against Molière's excessive "realism" and irreverence, which were causing some embarrassment. These people accused Molière of having married his daughter. The Prince of Conti, once Molière's friend, joined them. Molière had other enemies, too, among them the Jansenists and some traditional authors. However, the king expressed support for the author, granting him a pension and agreeing to be the godfather of Molière's first son. Boileau also supported him through statements that he included in his Art poétique.
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|
35 |
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Molière's friendship with Jean-Baptiste Lully influenced him towards writing his Le Mariage forcé and La Princesse d'Élide (subtitled as Comédie galante mêlée de musique et d'entrées de ballet), written for royal "divertissements" at the Palace of Versailles.
|
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+
|
37 |
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Tartuffe, ou L'Imposteur was also performed at Versailles, in 1664, and created the greatest scandal of Molière's artistic career. Its depiction of the hypocrisy of the dominant classes was taken as an outrage and violently contested. It also aroused the wrath of the Jansenists and the play was banned.
|
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|
39 |
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Molière was always careful not to attack the institution of monarchy. He earned a position as one of the king's favourites and enjoyed his protection from the attacks of the court. The king allegedly suggested that Molière suspend performances of Tartuffe, and the author rapidly wrote Dom Juan ou le Festin de Pierre to replace it. It was a strange work, derived from a work by Tirso de Molina and rendered in a prose that still seems modern today. It describes the story of an atheist who becomes a religious hypocrite and for this is punished by God. This work too was quickly suspended. The king, demonstrating his protection once again, became the new official sponsor of Molière's troupe.
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|
41 |
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With music by Lully, Molière presented L'Amour médecin (Love Doctor or Medical Love). Subtitles on this occasion reported that the work was given "par ordre du Roi" (by order of the king) and this work was received much more warmly than its predecessors.
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|
43 |
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In 1666, Le Misanthrope was produced. It is now widely regarded as Molière's most refined masterpiece, the one with the highest moral content, but it was little appreciated at its time. It caused the "conversion" of Donneau de Visé, who became fond of his theatre. But it was a commercial flop, forcing Molière to immediately write Le médecin malgré lui (The Doctor Despite Himself), a satire against the official sciences. This was a success despite a moral treatise by the Prince of Conti, criticizing the theatre in general and Molière in particular. In several of his plays, Molière depicted the physicians of his day as pompous individuals who speak (poor) Latin to impress others with false erudition, and know only clysters and bleedings as (ineffective) remedies.
|
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|
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After the Mélicerte and the Pastorale comique, he tried again to perform a revised Tartuffe in 1667, this time with the name of Panulphe or L'Imposteur. As soon as the King left Paris for a tour, Lamoignon and the archbishop banned the play. The King finally imposed respect for Tartuffe a few years later, after he had gained more power over the clergy.
|
46 |
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|
47 |
+
Molière, now ill, wrote less. Le Sicilien ou L'Amour peintre was written for festivities at the castle of Saint-Germain-en-Laye, and was followed in 1668 by Amphitryon, inspired both by Plautus' work of the same name and Jean Rotrou's successful reconfiguration of the drama. With some conjecture, Molière's play can be seen to allude to the love affairs of Louis XIV, then king of France. George Dandin, ou Le mari confondu (The Confounded Husband) was little appreciated, but success returned with L'Avare (The Miser), now very well known.
|
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|
49 |
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With Lully he again used music for Monsieur de Pourceaugnac, for Les Amants magnifiques, and finally for Le Bourgeois gentilhomme (The Middle Class Gentleman), another of his masterpieces. It is claimed to be particularly directed against Colbert, the minister who had condemned his old patron Fouquet. The collaboration with Lully ended with a tragédie et ballet, Psyché, written in collaboration with Pierre Corneille and Philippe Quinault.
|
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|
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In 1672, Madeleine Béjart died, and Molière suffered from this loss and from the worsening of his own illness. Nevertheless, he wrote a successful Les Fourberies de Scapin ("Scapin's Deceits"), a farce and a comedy in five acts. His following play, La Comtesse d'Escarbagnas, is considered one of his lesser works.
|
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|
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Les Femmes savantes (The Learned Ladies) of 1672 is considered another of Molière's masterpieces. It was born from the termination of the legal use of music in theatre, since Lully had patented the opera in France (and taken most of the best available singers for his own performances), so Molière had to go back to his traditional genre. It was a great success, and it led to his last work (see below), which is still held in high esteem.
|
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|
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In his 14 years in Paris, Molière singlehandedly wrote 31 of the 85 plays performed on his stage.
|
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|
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In 1661, Molière introduced the comédies-ballets in conjunction with Les Fâcheux. These ballets were a transitional form of dance performance between the court ballets of Louis XIV and the art of professional theatre which was developing in the advent of the use of the proscenium stage.[20] The comédies-ballets developed accidentally when Molière was enlisted to mount both a play and a ballet in the honor of Louis XIV and found that he did not have a big enough cast to meet these demands. Molière therefore decided to combine the ballet and the play so that his goal could be met while the performers catch their breath and change costume.[20] The risky move paid off and Molière was asked to produce twelve more comédies-ballets before his death.[20] During the comédies-ballets, Molière collaborated with Pierre Beauchamp.[20] Beauchamp codified the five balletic positions of the feet and arms and was partly responsible for the creation of the Beauchamp-Feuillet dance notation.[21] Molière also collaborated with Jean-Baptiste Lully.[20] Lully was a dancer, choreographer, and composer, whose dominant reign at the Paris Opéra lasted fifteen years. Under his command, ballet and opera rightly became professional arts unto themselves.[22] The comédies-ballets closely integrated dance with music and the action of the play and the style of continuity distinctly separated these performances from the court ballets of the time;[23] additionally, the comédies-ballets demanded that both the dancers and the actors play an important role in advancing the story. Similar to the court ballets, both professionally trained dancers and courtiers socialized together at the comédies-ballets - Louis XIV even played the part of an Egyptian in Molière's Le Mariage forcé (1664) and also appeared as Neptune and Apollo in his retirement performance of Les Amants magnifiques (1670).[23]
|
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Molière suffered from pulmonary tuberculosis, possibly contracted when he was imprisoned for debt as a young man. One of the most famous moments in Molière's life was his last, which became legend: he collapsed on stage in a fit of coughing and haemorrhaging while performing in the last play he had written, which had lavish ballets performed to the music of Marc-Antoine Charpentier and which ironically was entitled Le Malade imaginaire (The Imaginary Invalid). Molière insisted on completing his performance. Afterwards he collapsed again with another, larger haemorrhage before being taken home, where he died a few hours later, without receiving the last rites because two priests refused to visit him while a third arrived too late. The superstition that green brings bad luck to actors is said to originate from the colour of the clothing he was wearing at the time of his death.
|
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|
61 |
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Under French law at the time, actors were not allowed to be buried in the sacred ground of a cemetery. However, Molière's widow, Armande, asked the King if her spouse could be granted a normal funeral at night. The King agreed and Molière's body was buried in the part of the cemetery reserved for unbaptised infants.
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In 1792 his remains were brought to the museum of French monuments and in 1817 transferred to Père Lachaise Cemetery in Paris, close to those of La Fontaine.
|
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|
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Though conventional thinkers, religious leaders and medical professionals in Molière's time criticised his work, their ideas did not really diminish his widespread success with the public. Other playwrights and companies began to emulate his dramatic style in England and in France. Molière's works continued to garner positive feedback in 18th-century England, but they were not so warmly welcomed in France at this time. However, during the French Restoration of the 19th century, Molière's comedies became popular with both the French public and the critics. Romanticists admired his plays for the unconventional individualism they portrayed. 20th-century scholars have carried on this interest in Molière and his plays and have continued to study a wide array of issues relating to this playwright. Many critics now are shifting their attention from the philosophical, religious and moral implications in his comedies to the more objective study of his comic technique.[24]
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Molière's works were translated into English prose by John Ozell in 1714,[25] but the first complete version in English, by Baker and Miller in 1739, remained "influential" and was long reprinted.[26] The first to offer full translations of Molière's verse plays such as Tartuffe into English verse was Curtis Hidden Page, who produced blank verse versions of three of the plays in his 1908 translation.[27] Since then, notable translations have been made by Richard Wilbur, Donald M. Frame, and many others.
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In his memoir A Terrible Liar, actor Hume Cronyn writes that, in 1962, celebrated actor Laurence Olivier criticized Molière. According to Cronyn, he mentioned to Olivier that he (Cronyn) was about to play the title role in The Miser, and that Olivier then responded, "Molière? Funny as a baby's open grave." Cronyn comments on the incident: "You may imagine how that made me feel. Fortunately, he was dead wrong."[28]
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Author Martha Bellinger points out that:
|
72 |
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|
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[Molière] has been accused of not having a consistent, organic style, of using faulty grammar, of mixing his metaphors, and of using unnecessary words for the purpose of filling out his lines. All these things are occasionally true, but they are trifles in comparison to the wealth of character he portrayed, to his brilliancy of wit, and to the resourcefulness of his technique. He was wary of sensibility or pathos; but in place of pathos he had "melancholy — a puissant and searching melancholy, which strangely sustains his inexhaustible mirth and his triumphant gaiety".[29]
|
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Molière is considered the creator of modern French comedy. Many words or phrases used in Molière's plays are still used in current French:
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French and
|
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Francophone literature
|
79 |
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|
80 |
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French literature
|
81 |
+
By category
|
82 |
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French language
|
83 |
+
|
84 |
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Medieval
|
85 |
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16th century • 17th century
|
86 |
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18th century • 19th century
|
87 |
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20th century • Contemporary
|
88 |
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|
89 |
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Francophone literature
|
90 |
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Literature of Quebec
|
91 |
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Postcolonial literature
|
92 |
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Literature of Haiti
|
93 |
+
|
94 |
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Chronological list
|
95 |
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|
96 |
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Writers •
|
97 |
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Novelists
|
98 |
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Playwrights •
|
99 |
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Poets
|
100 |
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Essayists
|
101 |
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Short story writers
|
102 |
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|
103 |
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Novel • Poetry • Plays
|
104 |
+
|
105 |
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Science fiction • Comics
|
106 |
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Fantastique
|
107 |
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|
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Naturalism • Symbolism
|
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Surrealism • Existentialism
|
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Nouveau roman
|
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Theatre of the Absurd
|
112 |
+
|
113 |
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Literary theory •
|
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Critics
|
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Literary prizes
|
116 |
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|
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Molière • Racine •
|
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Balzac
|
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Stendhal • Flaubert
|
120 |
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Zola •
|
121 |
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Proust
|
122 |
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Beckett •
|
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Camus
|
124 |
+
|
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France • Literature
|
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|
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Molière plays a small part in Alexandre Dumas's novel The Vicomte of Bragelonne, in which he is seen taking inspiration from the muskeeter Porthos for his central character in Le Bourgeois Gentilhomme.
|
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|
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Russian writer Mikhail Bulgakov wrote a semi-fictitious biography-tribute to Molière, titled Life of Mr. de Molière. Written 1932–1933, first published 1962.
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|
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The French 1978 film simply titled Molière directed by Ariane Mnouchkine and starring Philippe Caubère presents his complete biography. It was in competition for the Palme d'Or at Cannes in 1978.
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|
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He is portrayed among other writers in The Blasphemers' Banquet (1989).
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|
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The 2000 film Le Roi Danse (The King Dances), in which Molière is played by Tchéky Karyo, shows his collaborations with Jean-Baptiste Lully, as well as his illness and on-stage death.
|
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|
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The 2007 French film Molière was more loosely based on the life of Molière, starring Romain Duris, Fabrice Luchini and Ludivine Sagnier.
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David Hirson's play La Bête, itself in the style of Molière, includes the character Elomire as an anagrammatic parody of him.
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+
Jean-Baptiste Poquelin (baptised 15 January 1622; died 17 February 1673), known by his stage name Molière (UK: /ˈmɒliɛər, ˈmoʊl-/, US: /moʊlˈjɛər, ˌmoʊliˈɛər/,[1][2][3] French: [mɔljɛʁ]), was a French playwright, actor and poet, widely regarded as one of the greatest writers in the French language and universal literature. His extant works include comedies, farces, tragicomedies, comédie-ballets and more. His plays have been translated into every major living language and are performed at the Comédie-Française more often than those of any other playwright today.[4] His influence is such that the French language itself is often referred to as the "language of Molière".[5][6]
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Born into a prosperous family and having studied at the Collège de Clermont (now Lycée Louis-le-Grand), Molière was well suited to begin a life in the theatre. Thirteen years as an itinerant actor helped him polish his comic abilities while he began writing, combining Commedia dell'arte elements with the more refined French comedy.[7]
|
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Through the patronage of aristocrats including Philippe I, Duke of Orléans—the brother of Louis XIV—Molière procured a command performance before the King at the Louvre. Performing a classic play by Pierre Corneille and a farce of his own, The Doctor in Love, Molière was granted the use of salle du Petit-Bourbon near the Louvre, a spacious room appointed for theatrical performances. Later, he was granted the use of the theatre in the Palais-Royal. In both locations Molière found success among Parisians with plays such as The Affected Ladies, The School for Husbands and The School for Wives. This royal favour brought a royal pension to his troupe and the title Troupe du Roi ("The King's Troupe"). Molière continued as the official author of court entertainments.[8]
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Despite the adulation of the court and Parisians, Molière's satires attracted criticism from churchmen. For Tartuffe's impiety, the Catholic Church denounced this study of religious hypocrisy followed by the Parliament's ban, while Don Juan was withdrawn and never restaged by Molière.[9] His hard work in so many theatrical capacities took its toll on his health and, by 1667, he was forced to take a break from the stage. In 1673, during a production of his final play, The Imaginary Invalid, Molière, who suffered from pulmonary tuberculosis, was seized by a coughing fit and a haemorrhage while playing the hypochondriac Argan. He finished the performance but collapsed again and died a few hours later.[8]
|
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|
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Molière was born in Paris shortly before his christening as Jean Poquelin on 15 January 1622. Known as Jean-Baptiste, he was the first son of Jean Poquelin and Marie Cressé, who had married on 27 April 1621.[10] His mother was the daughter of a prosperous bourgeois family.[11] Upon seeing him for the first time, a maid exclaimed, "Le nez!", a reference to the infant's large nose. Molière was called "Le Nez" by his family from that time.[12] He lost his mother when he was eleven, and he does not seem to have been particularly close to his father. After his mother's death, he lived with his father above the Pavillon des Singes on the rue Saint-Honoré, an affluent area of Paris. It is likely that his education commenced with studies at a Parisian elementary school,[13] followed by his enrolment in the prestigious Jesuit Collège de Clermont, where he completed his studies in a strict academic environment and got a first taste of life on the stage.[14]
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In 1631, his father Jean Poquelin purchased from the court of Louis XIII the posts of "valet de chambre ordinaire et tapissier du Roi" ("valet of the King's chamber and keeper of carpets and upholstery"). His son assumed the same posts in 1641.[15] The title required only three months' work and an initial cost of 1,200 livres; the title paid 300 livres a year and provided a number of lucrative contracts. Molière also studied as a provincial lawyer some time around 1642, probably in Orléans, but it is not documented that he ever qualified. So far he had followed his father's plans, which had served him well; he had mingled with nobility at the Collège de Clermont and seemed destined for a career in office.
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In June 1643, when Molière was 21, he decided to abandon his social class and pursue a career on the stage. Taking leave of his father, he joined the actress Madeleine Béjart, with whom he had crossed paths before, and founded the Illustre Théâtre with 630 livres. They were later joined by Madeleine's brother and sister.
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The new theatre troupe went bankrupt in 1645. Molière had become head of the troupe, due in part, perhaps, to his acting prowess and his legal training. However, the troupe had acquired large debts, mostly for the rent of the theatre (a court for jeu de paume), for which they owed 2000 livres. Historians differ as to whether his father or the lover of a member of his troupe paid his debts; either way, after a 24-hour stint in prison he returned to the acting circuit. It was at this time that he began to use the pseudonym Molière, possibly inspired by a small village of the same name in the Midi near Le Vigan. It was also likely that he changed his name to spare his father the shame of having an actor in the family (actors, although no longer vilified by the state under Louis XIV, were still not allowed to be buried in sacred ground).
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After his imprisonment, he and Madeleine began a theatrical circuit of the provinces with a new theatre troupe; this life was to last about twelve years, during which he initially played in the company of Charles Dufresne, and subsequently created a company of his own, which had sufficient success and obtained the patronage of Philippe I, Duke of Orléans. Few plays survive from this period. The most noteworthy are L'Étourdi ou les Contretemps (The Bungler) and Le Docteur Amoureux (The Doctor in Love); with these two plays, Molière moved away from the heavy influence of the Italian improvisational Commedia dell'arte, and displayed his talent for mockery. In the course of his travels he met Armand, Prince of Conti, the governor of Languedoc, who became his patron, and named his company after him. This friendship later ended when Armand, having contracted syphilis from a courtesan, turned towards religion and joined Molière's enemies in the Parti des Dévots and the Compagnie de Saint Sacrement.
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In Lyon, Mademoiselle Du Parc, known as Marquise, joined the company. Marquise was courted, in vain, by Pierre Corneille and later became the lover of Jean Racine. Racine offered Molière his tragedy Théagène et Chariclée (one of the first works he wrote after he had abandoned his theology studies), but Molière would not perform it, though he encouraged Racine to pursue his artistic career. It is said that soon thereafter Molière became angry with Racine when he was told that he had secretly presented his tragedy to the company of the Hôtel de Bourgogne as well.
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Molière was forced to reach Paris in stages, staying outside for a few weeks in order to promote himself with society gentlemen and allow his reputation to feed in to Paris. Molière reached Paris in 1658 and performed in front of the King at the Louvre (then for rent as a theatre) in Corneille's tragedy Nicomède and in the farce Le Docteur Amoureux with some success. He was awarded the title of Troupe de Monsieur (Monsieur being the honorific for the king's brother Philippe I, Duke of Orléans). With the help of Monsieur, his company was allowed to share the theatre in the large hall of the Petit-Bourbon with the famous Italian Commedia dell'arte company of Tiberio Fiorillo, famous for his character of Scaramouche. (The two companies performed in the theatre on different nights.) The premiere of Molière's Les Précieuses Ridicules (The Affected Young Ladies) took place at the Petit-Bourbon on 18 November 1659.
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Les Précieuses Ridicules was the first of Molière's many attempts to satirize certain societal mannerisms and affectations then common in France. It is widely accepted that the plot was based on Samuel Chappuzeau's Le Cercle des Femmes of 1656. He primarily mocks the Académie Française, a group created by Richelieu under a royal patent to establish the rules of the fledgling French theatre. The Académie preached unity of time, action, and styles of verse. Molière is often associated with the claim that comedy castigat ridendo mores or "criticises customs through humour" (a phrase in fact coined by his contemporary Jean de Santeuil and sometimes mistaken for a classical Latin proverb).[16]
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Despite his own preference for tragedy, which he had tried to further with the Illustre Théâtre, Molière became famous for his farces, which were generally in one act and performed after the tragedy. Some of these farces were only partly written, and were played in the style of Commedia dell'arte with improvisation over a canovaccio (a vague plot outline). He began to write full, five-act comedies in verse (L'Étourdi (Lyon, 1654) and Le dépit amoureux (Béziers, 1656)), which although immersed in the gags of contemporary Italian troupes, were successful as part of Madeleine Béjart and Molière's plans to win aristocratic patronage and, ultimately, move the troupe to a position in a Paris theater-venue.[17] Later Molière concentrated on writing musical comedies, in which the drama is interrupted by songs and/or dances, but for years the fundamentals of numerous comedy-traditions would remain strong, especially Italian (e.g. the semi-improvisatory style that in the 1750s writers started calling commedia dell'arte), Spanish, and French plays, all also drawing on classical models (e.g. Plautus and Terence), especially the trope of the clever slave/servant.[18]
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Les précieuses ridicules won Molière the attention and the criticism of many, but it was not a popular success. He then asked Fiorillo to teach him the techniques of Commedia dell'arte. His 1660 play Sganarelle, ou Le Cocu imaginaire (The Imaginary Cuckold) seems to be a tribute both to Commedia dell'arte and to his teacher. Its theme of marital relationships dramatizes Molière's pessimistic views on the falsity inherent in human relationships. This view is also evident in his later works and was a source of inspiration for many later authors, including (in a different field and with different effect) Luigi Pirandello. It describes a kind of round dance where two couples believe that each of their partners has been betrayed by the other's and is the first in Molière's "Jealousy series", which includes Dom Garcie de Navarre, L'École des maris and L'École des femmes.
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In 1660 the Petit-Bourbon was demolished to make way for the eastern expansion of the Louvre, but Molière's company was allowed to move into the abandoned theatre in the east wing of the Palais-Royal. After a period of refurbishment they opened there on 20 January 1661. In order to please his patron, Monsieur, who was so enthralled with entertainment and art that he was soon excluded from state affairs, Molière wrote and played Dom Garcie de Navarre ou Le Prince jaloux (The Jealous Prince, 4 February 1661), a heroic comedy derived from a work of Cicognini's. Two other comedies of the same year were the successful L'École des maris (The School for Husbands) and Les Fâcheux, subtitled Comédie faite pour les divertissements du Roi (a comedy for the King's amusements) because it was performed during a series of parties that Nicolas Fouquet gave in honor of the sovereign. These entertainments led Jean-Baptiste Colbert to demand the arrest of Fouquet for wasting public money, and he was condemned to life imprisonment.[19]
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On 20 February 1662 Molière married Armande Béjart, whom he believed to be the sister of Madeleine. (She may instead have been her illegitimate daughter with the Duke of Modena.) The same year he premiered L'École des femmes (The School for Wives), subsequently regarded as a masterpiece. It poked fun at the limited education that was given to daughters of rich families and reflected Molière's own marriage. Both this work and his marriage attracted much criticism. The play sparked the protest called the "Quarrel of L'École des femmes". On the artistic side he responded with two lesser-known works: La Critique de "L'École des femmes", in which he imagined the spectators of his previous work attending it. The piece mocks the people who had criticised L'École des femmes by showing them at dinner after watching the play; it addresses all the criticism raised about the piece by presenting the critics' arguments and then dismissing them. This was the so-called Guerre comique (War of Comedy), in which the opposite side was taken by writers like Donneau de Visé, Edmé Boursault, and Montfleury.
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But more serious opposition was brewing, focusing on Molière's politics and his personal life. A so-called parti des Dévots arose in French high society, who protested against Molière's excessive "realism" and irreverence, which were causing some embarrassment. These people accused Molière of having married his daughter. The Prince of Conti, once Molière's friend, joined them. Molière had other enemies, too, among them the Jansenists and some traditional authors. However, the king expressed support for the author, granting him a pension and agreeing to be the godfather of Molière's first son. Boileau also supported him through statements that he included in his Art poétique.
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Molière's friendship with Jean-Baptiste Lully influenced him towards writing his Le Mariage forcé and La Princesse d'Élide (subtitled as Comédie galante mêlée de musique et d'entrées de ballet), written for royal "divertissements" at the Palace of Versailles.
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Tartuffe, ou L'Imposteur was also performed at Versailles, in 1664, and created the greatest scandal of Molière's artistic career. Its depiction of the hypocrisy of the dominant classes was taken as an outrage and violently contested. It also aroused the wrath of the Jansenists and the play was banned.
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Molière was always careful not to attack the institution of monarchy. He earned a position as one of the king's favourites and enjoyed his protection from the attacks of the court. The king allegedly suggested that Molière suspend performances of Tartuffe, and the author rapidly wrote Dom Juan ou le Festin de Pierre to replace it. It was a strange work, derived from a work by Tirso de Molina and rendered in a prose that still seems modern today. It describes the story of an atheist who becomes a religious hypocrite and for this is punished by God. This work too was quickly suspended. The king, demonstrating his protection once again, became the new official sponsor of Molière's troupe.
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With music by Lully, Molière presented L'Amour médecin (Love Doctor or Medical Love). Subtitles on this occasion reported that the work was given "par ordre du Roi" (by order of the king) and this work was received much more warmly than its predecessors.
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In 1666, Le Misanthrope was produced. It is now widely regarded as Molière's most refined masterpiece, the one with the highest moral content, but it was little appreciated at its time. It caused the "conversion" of Donneau de Visé, who became fond of his theatre. But it was a commercial flop, forcing Molière to immediately write Le médecin malgré lui (The Doctor Despite Himself), a satire against the official sciences. This was a success despite a moral treatise by the Prince of Conti, criticizing the theatre in general and Molière in particular. In several of his plays, Molière depicted the physicians of his day as pompous individuals who speak (poor) Latin to impress others with false erudition, and know only clysters and bleedings as (ineffective) remedies.
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After the Mélicerte and the Pastorale comique, he tried again to perform a revised Tartuffe in 1667, this time with the name of Panulphe or L'Imposteur. As soon as the King left Paris for a tour, Lamoignon and the archbishop banned the play. The King finally imposed respect for Tartuffe a few years later, after he had gained more power over the clergy.
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Molière, now ill, wrote less. Le Sicilien ou L'Amour peintre was written for festivities at the castle of Saint-Germain-en-Laye, and was followed in 1668 by Amphitryon, inspired both by Plautus' work of the same name and Jean Rotrou's successful reconfiguration of the drama. With some conjecture, Molière's play can be seen to allude to the love affairs of Louis XIV, then king of France. George Dandin, ou Le mari confondu (The Confounded Husband) was little appreciated, but success returned with L'Avare (The Miser), now very well known.
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With Lully he again used music for Monsieur de Pourceaugnac, for Les Amants magnifiques, and finally for Le Bourgeois gentilhomme (The Middle Class Gentleman), another of his masterpieces. It is claimed to be particularly directed against Colbert, the minister who had condemned his old patron Fouquet. The collaboration with Lully ended with a tragédie et ballet, Psyché, written in collaboration with Pierre Corneille and Philippe Quinault.
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In 1672, Madeleine Béjart died, and Molière suffered from this loss and from the worsening of his own illness. Nevertheless, he wrote a successful Les Fourberies de Scapin ("Scapin's Deceits"), a farce and a comedy in five acts. His following play, La Comtesse d'Escarbagnas, is considered one of his lesser works.
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Les Femmes savantes (The Learned Ladies) of 1672 is considered another of Molière's masterpieces. It was born from the termination of the legal use of music in theatre, since Lully had patented the opera in France (and taken most of the best available singers for his own performances), so Molière had to go back to his traditional genre. It was a great success, and it led to his last work (see below), which is still held in high esteem.
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In his 14 years in Paris, Molière singlehandedly wrote 31 of the 85 plays performed on his stage.
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In 1661, Molière introduced the comédies-ballets in conjunction with Les Fâcheux. These ballets were a transitional form of dance performance between the court ballets of Louis XIV and the art of professional theatre which was developing in the advent of the use of the proscenium stage.[20] The comédies-ballets developed accidentally when Molière was enlisted to mount both a play and a ballet in the honor of Louis XIV and found that he did not have a big enough cast to meet these demands. Molière therefore decided to combine the ballet and the play so that his goal could be met while the performers catch their breath and change costume.[20] The risky move paid off and Molière was asked to produce twelve more comédies-ballets before his death.[20] During the comédies-ballets, Molière collaborated with Pierre Beauchamp.[20] Beauchamp codified the five balletic positions of the feet and arms and was partly responsible for the creation of the Beauchamp-Feuillet dance notation.[21] Molière also collaborated with Jean-Baptiste Lully.[20] Lully was a dancer, choreographer, and composer, whose dominant reign at the Paris Opéra lasted fifteen years. Under his command, ballet and opera rightly became professional arts unto themselves.[22] The comédies-ballets closely integrated dance with music and the action of the play and the style of continuity distinctly separated these performances from the court ballets of the time;[23] additionally, the comédies-ballets demanded that both the dancers and the actors play an important role in advancing the story. Similar to the court ballets, both professionally trained dancers and courtiers socialized together at the comédies-ballets - Louis XIV even played the part of an Egyptian in Molière's Le Mariage forcé (1664) and also appeared as Neptune and Apollo in his retirement performance of Les Amants magnifiques (1670).[23]
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Molière suffered from pulmonary tuberculosis, possibly contracted when he was imprisoned for debt as a young man. One of the most famous moments in Molière's life was his last, which became legend: he collapsed on stage in a fit of coughing and haemorrhaging while performing in the last play he had written, which had lavish ballets performed to the music of Marc-Antoine Charpentier and which ironically was entitled Le Malade imaginaire (The Imaginary Invalid). Molière insisted on completing his performance. Afterwards he collapsed again with another, larger haemorrhage before being taken home, where he died a few hours later, without receiving the last rites because two priests refused to visit him while a third arrived too late. The superstition that green brings bad luck to actors is said to originate from the colour of the clothing he was wearing at the time of his death.
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Under French law at the time, actors were not allowed to be buried in the sacred ground of a cemetery. However, Molière's widow, Armande, asked the King if her spouse could be granted a normal funeral at night. The King agreed and Molière's body was buried in the part of the cemetery reserved for unbaptised infants.
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In 1792 his remains were brought to the museum of French monuments and in 1817 transferred to Père Lachaise Cemetery in Paris, close to those of La Fontaine.
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Though conventional thinkers, religious leaders and medical professionals in Molière's time criticised his work, their ideas did not really diminish his widespread success with the public. Other playwrights and companies began to emulate his dramatic style in England and in France. Molière's works continued to garner positive feedback in 18th-century England, but they were not so warmly welcomed in France at this time. However, during the French Restoration of the 19th century, Molière's comedies became popular with both the French public and the critics. Romanticists admired his plays for the unconventional individualism they portrayed. 20th-century scholars have carried on this interest in Molière and his plays and have continued to study a wide array of issues relating to this playwright. Many critics now are shifting their attention from the philosophical, religious and moral implications in his comedies to the more objective study of his comic technique.[24]
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Molière's works were translated into English prose by John Ozell in 1714,[25] but the first complete version in English, by Baker and Miller in 1739, remained "influential" and was long reprinted.[26] The first to offer full translations of Molière's verse plays such as Tartuffe into English verse was Curtis Hidden Page, who produced blank verse versions of three of the plays in his 1908 translation.[27] Since then, notable translations have been made by Richard Wilbur, Donald M. Frame, and many others.
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In his memoir A Terrible Liar, actor Hume Cronyn writes that, in 1962, celebrated actor Laurence Olivier criticized Molière. According to Cronyn, he mentioned to Olivier that he (Cronyn) was about to play the title role in The Miser, and that Olivier then responded, "Molière? Funny as a baby's open grave." Cronyn comments on the incident: "You may imagine how that made me feel. Fortunately, he was dead wrong."[28]
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Author Martha Bellinger points out that:
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[Molière] has been accused of not having a consistent, organic style, of using faulty grammar, of mixing his metaphors, and of using unnecessary words for the purpose of filling out his lines. All these things are occasionally true, but they are trifles in comparison to the wealth of character he portrayed, to his brilliancy of wit, and to the resourcefulness of his technique. He was wary of sensibility or pathos; but in place of pathos he had "melancholy — a puissant and searching melancholy, which strangely sustains his inexhaustible mirth and his triumphant gaiety".[29]
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Molière is considered the creator of modern French comedy. Many words or phrases used in Molière's plays are still used in current French:
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French and
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Francophone literature
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French literature
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By category
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French language
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Medieval
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16th century • 17th century
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18th century • 19th century
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20th century • Contemporary
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Francophone literature
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Literature of Quebec
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Postcolonial literature
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Literature of Haiti
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Chronological list
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Writers •
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Novelists
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Playwrights •
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Poets
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Essayists
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Short story writers
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Novel • Poetry • Plays
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Science fiction • Comics
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Fantastique
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Naturalism • Symbolism
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Surrealism • Existentialism
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Nouveau roman
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Theatre of the Absurd
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Literary theory •
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Critics
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Literary prizes
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Molière • Racine •
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Balzac
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Stendhal • Flaubert
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Zola •
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Proust
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Beckett •
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Camus
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France • Literature
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Molière plays a small part in Alexandre Dumas's novel The Vicomte of Bragelonne, in which he is seen taking inspiration from the muskeeter Porthos for his central character in Le Bourgeois Gentilhomme.
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Russian writer Mikhail Bulgakov wrote a semi-fictitious biography-tribute to Molière, titled Life of Mr. de Molière. Written 1932–1933, first published 1962.
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The French 1978 film simply titled Molière directed by Ariane Mnouchkine and starring Philippe Caubère presents his complete biography. It was in competition for the Palme d'Or at Cannes in 1978.
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He is portrayed among other writers in The Blasphemers' Banquet (1989).
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The 2000 film Le Roi Danse (The King Dances), in which Molière is played by Tchéky Karyo, shows his collaborations with Jean-Baptiste Lully, as well as his illness and on-stage death.
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The 2007 French film Molière was more loosely based on the life of Molière, starring Romain Duris, Fabrice Luchini and Ludivine Sagnier.
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David Hirson's play La Bête, itself in the style of Molière, includes the character Elomire as an anagrammatic parody of him.
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Jean-Baptiste Poquelin (baptised 15 January 1622; died 17 February 1673), known by his stage name Molière (UK: /ˈmɒliɛər, ˈmoʊl-/, US: /moʊlˈjɛər, ˌmoʊliˈɛər/,[1][2][3] French: [mɔljɛʁ]), was a French playwright, actor and poet, widely regarded as one of the greatest writers in the French language and universal literature. His extant works include comedies, farces, tragicomedies, comédie-ballets and more. His plays have been translated into every major living language and are performed at the Comédie-Française more often than those of any other playwright today.[4] His influence is such that the French language itself is often referred to as the "language of Molière".[5][6]
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Born into a prosperous family and having studied at the Collège de Clermont (now Lycée Louis-le-Grand), Molière was well suited to begin a life in the theatre. Thirteen years as an itinerant actor helped him polish his comic abilities while he began writing, combining Commedia dell'arte elements with the more refined French comedy.[7]
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Through the patronage of aristocrats including Philippe I, Duke of Orléans—the brother of Louis XIV—Molière procured a command performance before the King at the Louvre. Performing a classic play by Pierre Corneille and a farce of his own, The Doctor in Love, Molière was granted the use of salle du Petit-Bourbon near the Louvre, a spacious room appointed for theatrical performances. Later, he was granted the use of the theatre in the Palais-Royal. In both locations Molière found success among Parisians with plays such as The Affected Ladies, The School for Husbands and The School for Wives. This royal favour brought a royal pension to his troupe and the title Troupe du Roi ("The King's Troupe"). Molière continued as the official author of court entertainments.[8]
|
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+
|
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Despite the adulation of the court and Parisians, Molière's satires attracted criticism from churchmen. For Tartuffe's impiety, the Catholic Church denounced this study of religious hypocrisy followed by the Parliament's ban, while Don Juan was withdrawn and never restaged by Molière.[9] His hard work in so many theatrical capacities took its toll on his health and, by 1667, he was forced to take a break from the stage. In 1673, during a production of his final play, The Imaginary Invalid, Molière, who suffered from pulmonary tuberculosis, was seized by a coughing fit and a haemorrhage while playing the hypochondriac Argan. He finished the performance but collapsed again and died a few hours later.[8]
|
8 |
+
|
9 |
+
Molière was born in Paris shortly before his christening as Jean Poquelin on 15 January 1622. Known as Jean-Baptiste, he was the first son of Jean Poquelin and Marie Cressé, who had married on 27 April 1621.[10] His mother was the daughter of a prosperous bourgeois family.[11] Upon seeing him for the first time, a maid exclaimed, "Le nez!", a reference to the infant's large nose. Molière was called "Le Nez" by his family from that time.[12] He lost his mother when he was eleven, and he does not seem to have been particularly close to his father. After his mother's death, he lived with his father above the Pavillon des Singes on the rue Saint-Honoré, an affluent area of Paris. It is likely that his education commenced with studies at a Parisian elementary school,[13] followed by his enrolment in the prestigious Jesuit Collège de Clermont, where he completed his studies in a strict academic environment and got a first taste of life on the stage.[14]
|
10 |
+
|
11 |
+
In 1631, his father Jean Poquelin purchased from the court of Louis XIII the posts of "valet de chambre ordinaire et tapissier du Roi" ("valet of the King's chamber and keeper of carpets and upholstery"). His son assumed the same posts in 1641.[15] The title required only three months' work and an initial cost of 1,200 livres; the title paid 300 livres a year and provided a number of lucrative contracts. Molière also studied as a provincial lawyer some time around 1642, probably in Orléans, but it is not documented that he ever qualified. So far he had followed his father's plans, which had served him well; he had mingled with nobility at the Collège de Clermont and seemed destined for a career in office.
|
12 |
+
|
13 |
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In June 1643, when Molière was 21, he decided to abandon his social class and pursue a career on the stage. Taking leave of his father, he joined the actress Madeleine Béjart, with whom he had crossed paths before, and founded the Illustre Théâtre with 630 livres. They were later joined by Madeleine's brother and sister.
|
14 |
+
|
15 |
+
The new theatre troupe went bankrupt in 1645. Molière had become head of the troupe, due in part, perhaps, to his acting prowess and his legal training. However, the troupe had acquired large debts, mostly for the rent of the theatre (a court for jeu de paume), for which they owed 2000 livres. Historians differ as to whether his father or the lover of a member of his troupe paid his debts; either way, after a 24-hour stint in prison he returned to the acting circuit. It was at this time that he began to use the pseudonym Molière, possibly inspired by a small village of the same name in the Midi near Le Vigan. It was also likely that he changed his name to spare his father the shame of having an actor in the family (actors, although no longer vilified by the state under Louis XIV, were still not allowed to be buried in sacred ground).
|
16 |
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|
17 |
+
After his imprisonment, he and Madeleine began a theatrical circuit of the provinces with a new theatre troupe; this life was to last about twelve years, during which he initially played in the company of Charles Dufresne, and subsequently created a company of his own, which had sufficient success and obtained the patronage of Philippe I, Duke of Orléans. Few plays survive from this period. The most noteworthy are L'Étourdi ou les Contretemps (The Bungler) and Le Docteur Amoureux (The Doctor in Love); with these two plays, Molière moved away from the heavy influence of the Italian improvisational Commedia dell'arte, and displayed his talent for mockery. In the course of his travels he met Armand, Prince of Conti, the governor of Languedoc, who became his patron, and named his company after him. This friendship later ended when Armand, having contracted syphilis from a courtesan, turned towards religion and joined Molière's enemies in the Parti des Dévots and the Compagnie de Saint Sacrement.
|
18 |
+
|
19 |
+
In Lyon, Mademoiselle Du Parc, known as Marquise, joined the company. Marquise was courted, in vain, by Pierre Corneille and later became the lover of Jean Racine. Racine offered Molière his tragedy Théagène et Chariclée (one of the first works he wrote after he had abandoned his theology studies), but Molière would not perform it, though he encouraged Racine to pursue his artistic career. It is said that soon thereafter Molière became angry with Racine when he was told that he had secretly presented his tragedy to the company of the Hôtel de Bourgogne as well.
|
20 |
+
|
21 |
+
Molière was forced to reach Paris in stages, staying outside for a few weeks in order to promote himself with society gentlemen and allow his reputation to feed in to Paris. Molière reached Paris in 1658 and performed in front of the King at the Louvre (then for rent as a theatre) in Corneille's tragedy Nicomède and in the farce Le Docteur Amoureux with some success. He was awarded the title of Troupe de Monsieur (Monsieur being the honorific for the king's brother Philippe I, Duke of Orléans). With the help of Monsieur, his company was allowed to share the theatre in the large hall of the Petit-Bourbon with the famous Italian Commedia dell'arte company of Tiberio Fiorillo, famous for his character of Scaramouche. (The two companies performed in the theatre on different nights.) The premiere of Molière's Les Précieuses Ridicules (The Affected Young Ladies) took place at the Petit-Bourbon on 18 November 1659.
|
22 |
+
|
23 |
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Les Précieuses Ridicules was the first of Molière's many attempts to satirize certain societal mannerisms and affectations then common in France. It is widely accepted that the plot was based on Samuel Chappuzeau's Le Cercle des Femmes of 1656. He primarily mocks the Académie Française, a group created by Richelieu under a royal patent to establish the rules of the fledgling French theatre. The Académie preached unity of time, action, and styles of verse. Molière is often associated with the claim that comedy castigat ridendo mores or "criticises customs through humour" (a phrase in fact coined by his contemporary Jean de Santeuil and sometimes mistaken for a classical Latin proverb).[16]
|
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|
25 |
+
Despite his own preference for tragedy, which he had tried to further with the Illustre Théâtre, Molière became famous for his farces, which were generally in one act and performed after the tragedy. Some of these farces were only partly written, and were played in the style of Commedia dell'arte with improvisation over a canovaccio (a vague plot outline). He began to write full, five-act comedies in verse (L'Étourdi (Lyon, 1654) and Le dépit amoureux (Béziers, 1656)), which although immersed in the gags of contemporary Italian troupes, were successful as part of Madeleine Béjart and Molière's plans to win aristocratic patronage and, ultimately, move the troupe to a position in a Paris theater-venue.[17] Later Molière concentrated on writing musical comedies, in which the drama is interrupted by songs and/or dances, but for years the fundamentals of numerous comedy-traditions would remain strong, especially Italian (e.g. the semi-improvisatory style that in the 1750s writers started calling commedia dell'arte), Spanish, and French plays, all also drawing on classical models (e.g. Plautus and Terence), especially the trope of the clever slave/servant.[18]
|
26 |
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27 |
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Les précieuses ridicules won Molière the attention and the criticism of many, but it was not a popular success. He then asked Fiorillo to teach him the techniques of Commedia dell'arte. His 1660 play Sganarelle, ou Le Cocu imaginaire (The Imaginary Cuckold) seems to be a tribute both to Commedia dell'arte and to his teacher. Its theme of marital relationships dramatizes Molière's pessimistic views on the falsity inherent in human relationships. This view is also evident in his later works and was a source of inspiration for many later authors, including (in a different field and with different effect) Luigi Pirandello. It describes a kind of round dance where two couples believe that each of their partners has been betrayed by the other's and is the first in Molière's "Jealousy series", which includes Dom Garcie de Navarre, L'École des maris and L'École des femmes.
|
28 |
+
|
29 |
+
In 1660 the Petit-Bourbon was demolished to make way for the eastern expansion of the Louvre, but Molière's company was allowed to move into the abandoned theatre in the east wing of the Palais-Royal. After a period of refurbishment they opened there on 20 January 1661. In order to please his patron, Monsieur, who was so enthralled with entertainment and art that he was soon excluded from state affairs, Molière wrote and played Dom Garcie de Navarre ou Le Prince jaloux (The Jealous Prince, 4 February 1661), a heroic comedy derived from a work of Cicognini's. Two other comedies of the same year were the successful L'École des maris (The School for Husbands) and Les Fâcheux, subtitled Comédie faite pour les divertissements du Roi (a comedy for the King's amusements) because it was performed during a series of parties that Nicolas Fouquet gave in honor of the sovereign. These entertainments led Jean-Baptiste Colbert to demand the arrest of Fouquet for wasting public money, and he was condemned to life imprisonment.[19]
|
30 |
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|
31 |
+
On 20 February 1662 Molière married Armande Béjart, whom he believed to be the sister of Madeleine. (She may instead have been her illegitimate daughter with the Duke of Modena.) The same year he premiered L'École des femmes (The School for Wives), subsequently regarded as a masterpiece. It poked fun at the limited education that was given to daughters of rich families and reflected Molière's own marriage. Both this work and his marriage attracted much criticism. The play sparked the protest called the "Quarrel of L'École des femmes". On the artistic side he responded with two lesser-known works: La Critique de "L'École des femmes", in which he imagined the spectators of his previous work attending it. The piece mocks the people who had criticised L'École des femmes by showing them at dinner after watching the play; it addresses all the criticism raised about the piece by presenting the critics' arguments and then dismissing them. This was the so-called Guerre comique (War of Comedy), in which the opposite side was taken by writers like Donneau de Visé, Edmé Boursault, and Montfleury.
|
32 |
+
|
33 |
+
But more serious opposition was brewing, focusing on Molière's politics and his personal life. A so-called parti des Dévots arose in French high society, who protested against Molière's excessive "realism" and irreverence, which were causing some embarrassment. These people accused Molière of having married his daughter. The Prince of Conti, once Molière's friend, joined them. Molière had other enemies, too, among them the Jansenists and some traditional authors. However, the king expressed support for the author, granting him a pension and agreeing to be the godfather of Molière's first son. Boileau also supported him through statements that he included in his Art poétique.
|
34 |
+
|
35 |
+
Molière's friendship with Jean-Baptiste Lully influenced him towards writing his Le Mariage forcé and La Princesse d'Élide (subtitled as Comédie galante mêlée de musique et d'entrées de ballet), written for royal "divertissements" at the Palace of Versailles.
|
36 |
+
|
37 |
+
Tartuffe, ou L'Imposteur was also performed at Versailles, in 1664, and created the greatest scandal of Molière's artistic career. Its depiction of the hypocrisy of the dominant classes was taken as an outrage and violently contested. It also aroused the wrath of the Jansenists and the play was banned.
|
38 |
+
|
39 |
+
Molière was always careful not to attack the institution of monarchy. He earned a position as one of the king's favourites and enjoyed his protection from the attacks of the court. The king allegedly suggested that Molière suspend performances of Tartuffe, and the author rapidly wrote Dom Juan ou le Festin de Pierre to replace it. It was a strange work, derived from a work by Tirso de Molina and rendered in a prose that still seems modern today. It describes the story of an atheist who becomes a religious hypocrite and for this is punished by God. This work too was quickly suspended. The king, demonstrating his protection once again, became the new official sponsor of Molière's troupe.
|
40 |
+
|
41 |
+
With music by Lully, Molière presented L'Amour médecin (Love Doctor or Medical Love). Subtitles on this occasion reported that the work was given "par ordre du Roi" (by order of the king) and this work was received much more warmly than its predecessors.
|
42 |
+
|
43 |
+
In 1666, Le Misanthrope was produced. It is now widely regarded as Molière's most refined masterpiece, the one with the highest moral content, but it was little appreciated at its time. It caused the "conversion" of Donneau de Visé, who became fond of his theatre. But it was a commercial flop, forcing Molière to immediately write Le médecin malgré lui (The Doctor Despite Himself), a satire against the official sciences. This was a success despite a moral treatise by the Prince of Conti, criticizing the theatre in general and Molière in particular. In several of his plays, Molière depicted the physicians of his day as pompous individuals who speak (poor) Latin to impress others with false erudition, and know only clysters and bleedings as (ineffective) remedies.
|
44 |
+
|
45 |
+
After the Mélicerte and the Pastorale comique, he tried again to perform a revised Tartuffe in 1667, this time with the name of Panulphe or L'Imposteur. As soon as the King left Paris for a tour, Lamoignon and the archbishop banned the play. The King finally imposed respect for Tartuffe a few years later, after he had gained more power over the clergy.
|
46 |
+
|
47 |
+
Molière, now ill, wrote less. Le Sicilien ou L'Amour peintre was written for festivities at the castle of Saint-Germain-en-Laye, and was followed in 1668 by Amphitryon, inspired both by Plautus' work of the same name and Jean Rotrou's successful reconfiguration of the drama. With some conjecture, Molière's play can be seen to allude to the love affairs of Louis XIV, then king of France. George Dandin, ou Le mari confondu (The Confounded Husband) was little appreciated, but success returned with L'Avare (The Miser), now very well known.
|
48 |
+
|
49 |
+
With Lully he again used music for Monsieur de Pourceaugnac, for Les Amants magnifiques, and finally for Le Bourgeois gentilhomme (The Middle Class Gentleman), another of his masterpieces. It is claimed to be particularly directed against Colbert, the minister who had condemned his old patron Fouquet. The collaboration with Lully ended with a tragédie et ballet, Psyché, written in collaboration with Pierre Corneille and Philippe Quinault.
|
50 |
+
|
51 |
+
In 1672, Madeleine Béjart died, and Molière suffered from this loss and from the worsening of his own illness. Nevertheless, he wrote a successful Les Fourberies de Scapin ("Scapin's Deceits"), a farce and a comedy in five acts. His following play, La Comtesse d'Escarbagnas, is considered one of his lesser works.
|
52 |
+
|
53 |
+
Les Femmes savantes (The Learned Ladies) of 1672 is considered another of Molière's masterpieces. It was born from the termination of the legal use of music in theatre, since Lully had patented the opera in France (and taken most of the best available singers for his own performances), so Molière had to go back to his traditional genre. It was a great success, and it led to his last work (see below), which is still held in high esteem.
|
54 |
+
|
55 |
+
In his 14 years in Paris, Molière singlehandedly wrote 31 of the 85 plays performed on his stage.
|
56 |
+
|
57 |
+
In 1661, Molière introduced the comédies-ballets in conjunction with Les Fâcheux. These ballets were a transitional form of dance performance between the court ballets of Louis XIV and the art of professional theatre which was developing in the advent of the use of the proscenium stage.[20] The comédies-ballets developed accidentally when Molière was enlisted to mount both a play and a ballet in the honor of Louis XIV and found that he did not have a big enough cast to meet these demands. Molière therefore decided to combine the ballet and the play so that his goal could be met while the performers catch their breath and change costume.[20] The risky move paid off and Molière was asked to produce twelve more comédies-ballets before his death.[20] During the comédies-ballets, Molière collaborated with Pierre Beauchamp.[20] Beauchamp codified the five balletic positions of the feet and arms and was partly responsible for the creation of the Beauchamp-Feuillet dance notation.[21] Molière also collaborated with Jean-Baptiste Lully.[20] Lully was a dancer, choreographer, and composer, whose dominant reign at the Paris Opéra lasted fifteen years. Under his command, ballet and opera rightly became professional arts unto themselves.[22] The comédies-ballets closely integrated dance with music and the action of the play and the style of continuity distinctly separated these performances from the court ballets of the time;[23] additionally, the comédies-ballets demanded that both the dancers and the actors play an important role in advancing the story. Similar to the court ballets, both professionally trained dancers and courtiers socialized together at the comédies-ballets - Louis XIV even played the part of an Egyptian in Molière's Le Mariage forcé (1664) and also appeared as Neptune and Apollo in his retirement performance of Les Amants magnifiques (1670).[23]
|
58 |
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|
59 |
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Molière suffered from pulmonary tuberculosis, possibly contracted when he was imprisoned for debt as a young man. One of the most famous moments in Molière's life was his last, which became legend: he collapsed on stage in a fit of coughing and haemorrhaging while performing in the last play he had written, which had lavish ballets performed to the music of Marc-Antoine Charpentier and which ironically was entitled Le Malade imaginaire (The Imaginary Invalid). Molière insisted on completing his performance. Afterwards he collapsed again with another, larger haemorrhage before being taken home, where he died a few hours later, without receiving the last rites because two priests refused to visit him while a third arrived too late. The superstition that green brings bad luck to actors is said to originate from the colour of the clothing he was wearing at the time of his death.
|
60 |
+
|
61 |
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Under French law at the time, actors were not allowed to be buried in the sacred ground of a cemetery. However, Molière's widow, Armande, asked the King if her spouse could be granted a normal funeral at night. The King agreed and Molière's body was buried in the part of the cemetery reserved for unbaptised infants.
|
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|
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In 1792 his remains were brought to the museum of French monuments and in 1817 transferred to Père Lachaise Cemetery in Paris, close to those of La Fontaine.
|
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|
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Though conventional thinkers, religious leaders and medical professionals in Molière's time criticised his work, their ideas did not really diminish his widespread success with the public. Other playwrights and companies began to emulate his dramatic style in England and in France. Molière's works continued to garner positive feedback in 18th-century England, but they were not so warmly welcomed in France at this time. However, during the French Restoration of the 19th century, Molière's comedies became popular with both the French public and the critics. Romanticists admired his plays for the unconventional individualism they portrayed. 20th-century scholars have carried on this interest in Molière and his plays and have continued to study a wide array of issues relating to this playwright. Many critics now are shifting their attention from the philosophical, religious and moral implications in his comedies to the more objective study of his comic technique.[24]
|
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|
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Molière's works were translated into English prose by John Ozell in 1714,[25] but the first complete version in English, by Baker and Miller in 1739, remained "influential" and was long reprinted.[26] The first to offer full translations of Molière's verse plays such as Tartuffe into English verse was Curtis Hidden Page, who produced blank verse versions of three of the plays in his 1908 translation.[27] Since then, notable translations have been made by Richard Wilbur, Donald M. Frame, and many others.
|
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|
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In his memoir A Terrible Liar, actor Hume Cronyn writes that, in 1962, celebrated actor Laurence Olivier criticized Molière. According to Cronyn, he mentioned to Olivier that he (Cronyn) was about to play the title role in The Miser, and that Olivier then responded, "Molière? Funny as a baby's open grave." Cronyn comments on the incident: "You may imagine how that made me feel. Fortunately, he was dead wrong."[28]
|
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|
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Author Martha Bellinger points out that:
|
72 |
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|
73 |
+
[Molière] has been accused of not having a consistent, organic style, of using faulty grammar, of mixing his metaphors, and of using unnecessary words for the purpose of filling out his lines. All these things are occasionally true, but they are trifles in comparison to the wealth of character he portrayed, to his brilliancy of wit, and to the resourcefulness of his technique. He was wary of sensibility or pathos; but in place of pathos he had "melancholy — a puissant and searching melancholy, which strangely sustains his inexhaustible mirth and his triumphant gaiety".[29]
|
74 |
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|
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+
Molière is considered the creator of modern French comedy. Many words or phrases used in Molière's plays are still used in current French:
|
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|
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French and
|
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Francophone literature
|
79 |
+
|
80 |
+
French literature
|
81 |
+
By category
|
82 |
+
French language
|
83 |
+
|
84 |
+
Medieval
|
85 |
+
16th century • 17th century
|
86 |
+
18th century • 19th century
|
87 |
+
20th century • Contemporary
|
88 |
+
|
89 |
+
Francophone literature
|
90 |
+
Literature of Quebec
|
91 |
+
Postcolonial literature
|
92 |
+
Literature of Haiti
|
93 |
+
|
94 |
+
Chronological list
|
95 |
+
|
96 |
+
Writers •
|
97 |
+
Novelists
|
98 |
+
Playwrights •
|
99 |
+
Poets
|
100 |
+
Essayists
|
101 |
+
Short story writers
|
102 |
+
|
103 |
+
Novel • Poetry • Plays
|
104 |
+
|
105 |
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Science fiction • Comics
|
106 |
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Fantastique
|
107 |
+
|
108 |
+
Naturalism • Symbolism
|
109 |
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Surrealism • Existentialism
|
110 |
+
Nouveau roman
|
111 |
+
Theatre of the Absurd
|
112 |
+
|
113 |
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Literary theory •
|
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Critics
|
115 |
+
Literary prizes
|
116 |
+
|
117 |
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Molière • Racine •
|
118 |
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Balzac
|
119 |
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Stendhal • Flaubert
|
120 |
+
Zola •
|
121 |
+
Proust
|
122 |
+
Beckett •
|
123 |
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Camus
|
124 |
+
|
125 |
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France • Literature
|
126 |
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|
127 |
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Molière plays a small part in Alexandre Dumas's novel The Vicomte of Bragelonne, in which he is seen taking inspiration from the muskeeter Porthos for his central character in Le Bourgeois Gentilhomme.
|
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|
129 |
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Russian writer Mikhail Bulgakov wrote a semi-fictitious biography-tribute to Molière, titled Life of Mr. de Molière. Written 1932–1933, first published 1962.
|
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|
131 |
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The French 1978 film simply titled Molière directed by Ariane Mnouchkine and starring Philippe Caubère presents his complete biography. It was in competition for the Palme d'Or at Cannes in 1978.
|
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|
133 |
+
He is portrayed among other writers in The Blasphemers' Banquet (1989).
|
134 |
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|
135 |
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The 2000 film Le Roi Danse (The King Dances), in which Molière is played by Tchéky Karyo, shows his collaborations with Jean-Baptiste Lully, as well as his illness and on-stage death.
|
136 |
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|
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The 2007 French film Molière was more loosely based on the life of Molière, starring Romain Duris, Fabrice Luchini and Ludivine Sagnier.
|
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+
|
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David Hirson's play La Bête, itself in the style of Molière, includes the character Elomire as an anagrammatic parody of him.
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Jean-Baptiste Poquelin (baptised 15 January 1622; died 17 February 1673), known by his stage name Molière (UK: /ˈmɒliɛər, ˈmoʊl-/, US: /moʊlˈjɛər, ˌmoʊliˈɛər/,[1][2][3] French: [mɔljɛʁ]), was a French playwright, actor and poet, widely regarded as one of the greatest writers in the French language and universal literature. His extant works include comedies, farces, tragicomedies, comédie-ballets and more. His plays have been translated into every major living language and are performed at the Comédie-Française more often than those of any other playwright today.[4] His influence is such that the French language itself is often referred to as the "language of Molière".[5][6]
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Born into a prosperous family and having studied at the Collège de Clermont (now Lycée Louis-le-Grand), Molière was well suited to begin a life in the theatre. Thirteen years as an itinerant actor helped him polish his comic abilities while he began writing, combining Commedia dell'arte elements with the more refined French comedy.[7]
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Through the patronage of aristocrats including Philippe I, Duke of Orléans—the brother of Louis XIV—Molière procured a command performance before the King at the Louvre. Performing a classic play by Pierre Corneille and a farce of his own, The Doctor in Love, Molière was granted the use of salle du Petit-Bourbon near the Louvre, a spacious room appointed for theatrical performances. Later, he was granted the use of the theatre in the Palais-Royal. In both locations Molière found success among Parisians with plays such as The Affected Ladies, The School for Husbands and The School for Wives. This royal favour brought a royal pension to his troupe and the title Troupe du Roi ("The King's Troupe"). Molière continued as the official author of court entertainments.[8]
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Despite the adulation of the court and Parisians, Molière's satires attracted criticism from churchmen. For Tartuffe's impiety, the Catholic Church denounced this study of religious hypocrisy followed by the Parliament's ban, while Don Juan was withdrawn and never restaged by Molière.[9] His hard work in so many theatrical capacities took its toll on his health and, by 1667, he was forced to take a break from the stage. In 1673, during a production of his final play, The Imaginary Invalid, Molière, who suffered from pulmonary tuberculosis, was seized by a coughing fit and a haemorrhage while playing the hypochondriac Argan. He finished the performance but collapsed again and died a few hours later.[8]
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Molière was born in Paris shortly before his christening as Jean Poquelin on 15 January 1622. Known as Jean-Baptiste, he was the first son of Jean Poquelin and Marie Cressé, who had married on 27 April 1621.[10] His mother was the daughter of a prosperous bourgeois family.[11] Upon seeing him for the first time, a maid exclaimed, "Le nez!", a reference to the infant's large nose. Molière was called "Le Nez" by his family from that time.[12] He lost his mother when he was eleven, and he does not seem to have been particularly close to his father. After his mother's death, he lived with his father above the Pavillon des Singes on the rue Saint-Honoré, an affluent area of Paris. It is likely that his education commenced with studies at a Parisian elementary school,[13] followed by his enrolment in the prestigious Jesuit Collège de Clermont, where he completed his studies in a strict academic environment and got a first taste of life on the stage.[14]
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In 1631, his father Jean Poquelin purchased from the court of Louis XIII the posts of "valet de chambre ordinaire et tapissier du Roi" ("valet of the King's chamber and keeper of carpets and upholstery"). His son assumed the same posts in 1641.[15] The title required only three months' work and an initial cost of 1,200 livres; the title paid 300 livres a year and provided a number of lucrative contracts. Molière also studied as a provincial lawyer some time around 1642, probably in Orléans, but it is not documented that he ever qualified. So far he had followed his father's plans, which had served him well; he had mingled with nobility at the Collège de Clermont and seemed destined for a career in office.
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In June 1643, when Molière was 21, he decided to abandon his social class and pursue a career on the stage. Taking leave of his father, he joined the actress Madeleine Béjart, with whom he had crossed paths before, and founded the Illustre Théâtre with 630 livres. They were later joined by Madeleine's brother and sister.
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The new theatre troupe went bankrupt in 1645. Molière had become head of the troupe, due in part, perhaps, to his acting prowess and his legal training. However, the troupe had acquired large debts, mostly for the rent of the theatre (a court for jeu de paume), for which they owed 2000 livres. Historians differ as to whether his father or the lover of a member of his troupe paid his debts; either way, after a 24-hour stint in prison he returned to the acting circuit. It was at this time that he began to use the pseudonym Molière, possibly inspired by a small village of the same name in the Midi near Le Vigan. It was also likely that he changed his name to spare his father the shame of having an actor in the family (actors, although no longer vilified by the state under Louis XIV, were still not allowed to be buried in sacred ground).
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After his imprisonment, he and Madeleine began a theatrical circuit of the provinces with a new theatre troupe; this life was to last about twelve years, during which he initially played in the company of Charles Dufresne, and subsequently created a company of his own, which had sufficient success and obtained the patronage of Philippe I, Duke of Orléans. Few plays survive from this period. The most noteworthy are L'Étourdi ou les Contretemps (The Bungler) and Le Docteur Amoureux (The Doctor in Love); with these two plays, Molière moved away from the heavy influence of the Italian improvisational Commedia dell'arte, and displayed his talent for mockery. In the course of his travels he met Armand, Prince of Conti, the governor of Languedoc, who became his patron, and named his company after him. This friendship later ended when Armand, having contracted syphilis from a courtesan, turned towards religion and joined Molière's enemies in the Parti des Dévots and the Compagnie de Saint Sacrement.
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In Lyon, Mademoiselle Du Parc, known as Marquise, joined the company. Marquise was courted, in vain, by Pierre Corneille and later became the lover of Jean Racine. Racine offered Molière his tragedy Théagène et Chariclée (one of the first works he wrote after he had abandoned his theology studies), but Molière would not perform it, though he encouraged Racine to pursue his artistic career. It is said that soon thereafter Molière became angry with Racine when he was told that he had secretly presented his tragedy to the company of the Hôtel de Bourgogne as well.
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Molière was forced to reach Paris in stages, staying outside for a few weeks in order to promote himself with society gentlemen and allow his reputation to feed in to Paris. Molière reached Paris in 1658 and performed in front of the King at the Louvre (then for rent as a theatre) in Corneille's tragedy Nicomède and in the farce Le Docteur Amoureux with some success. He was awarded the title of Troupe de Monsieur (Monsieur being the honorific for the king's brother Philippe I, Duke of Orléans). With the help of Monsieur, his company was allowed to share the theatre in the large hall of the Petit-Bourbon with the famous Italian Commedia dell'arte company of Tiberio Fiorillo, famous for his character of Scaramouche. (The two companies performed in the theatre on different nights.) The premiere of Molière's Les Précieuses Ridicules (The Affected Young Ladies) took place at the Petit-Bourbon on 18 November 1659.
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Les Précieuses Ridicules was the first of Molière's many attempts to satirize certain societal mannerisms and affectations then common in France. It is widely accepted that the plot was based on Samuel Chappuzeau's Le Cercle des Femmes of 1656. He primarily mocks the Académie Française, a group created by Richelieu under a royal patent to establish the rules of the fledgling French theatre. The Académie preached unity of time, action, and styles of verse. Molière is often associated with the claim that comedy castigat ridendo mores or "criticises customs through humour" (a phrase in fact coined by his contemporary Jean de Santeuil and sometimes mistaken for a classical Latin proverb).[16]
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Despite his own preference for tragedy, which he had tried to further with the Illustre Théâtre, Molière became famous for his farces, which were generally in one act and performed after the tragedy. Some of these farces were only partly written, and were played in the style of Commedia dell'arte with improvisation over a canovaccio (a vague plot outline). He began to write full, five-act comedies in verse (L'Étourdi (Lyon, 1654) and Le dépit amoureux (Béziers, 1656)), which although immersed in the gags of contemporary Italian troupes, were successful as part of Madeleine Béjart and Molière's plans to win aristocratic patronage and, ultimately, move the troupe to a position in a Paris theater-venue.[17] Later Molière concentrated on writing musical comedies, in which the drama is interrupted by songs and/or dances, but for years the fundamentals of numerous comedy-traditions would remain strong, especially Italian (e.g. the semi-improvisatory style that in the 1750s writers started calling commedia dell'arte), Spanish, and French plays, all also drawing on classical models (e.g. Plautus and Terence), especially the trope of the clever slave/servant.[18]
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Les précieuses ridicules won Molière the attention and the criticism of many, but it was not a popular success. He then asked Fiorillo to teach him the techniques of Commedia dell'arte. His 1660 play Sganarelle, ou Le Cocu imaginaire (The Imaginary Cuckold) seems to be a tribute both to Commedia dell'arte and to his teacher. Its theme of marital relationships dramatizes Molière's pessimistic views on the falsity inherent in human relationships. This view is also evident in his later works and was a source of inspiration for many later authors, including (in a different field and with different effect) Luigi Pirandello. It describes a kind of round dance where two couples believe that each of their partners has been betrayed by the other's and is the first in Molière's "Jealousy series", which includes Dom Garcie de Navarre, L'École des maris and L'École des femmes.
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In 1660 the Petit-Bourbon was demolished to make way for the eastern expansion of the Louvre, but Molière's company was allowed to move into the abandoned theatre in the east wing of the Palais-Royal. After a period of refurbishment they opened there on 20 January 1661. In order to please his patron, Monsieur, who was so enthralled with entertainment and art that he was soon excluded from state affairs, Molière wrote and played Dom Garcie de Navarre ou Le Prince jaloux (The Jealous Prince, 4 February 1661), a heroic comedy derived from a work of Cicognini's. Two other comedies of the same year were the successful L'École des maris (The School for Husbands) and Les Fâcheux, subtitled Comédie faite pour les divertissements du Roi (a comedy for the King's amusements) because it was performed during a series of parties that Nicolas Fouquet gave in honor of the sovereign. These entertainments led Jean-Baptiste Colbert to demand the arrest of Fouquet for wasting public money, and he was condemned to life imprisonment.[19]
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On 20 February 1662 Molière married Armande Béjart, whom he believed to be the sister of Madeleine. (She may instead have been her illegitimate daughter with the Duke of Modena.) The same year he premiered L'École des femmes (The School for Wives), subsequently regarded as a masterpiece. It poked fun at the limited education that was given to daughters of rich families and reflected Molière's own marriage. Both this work and his marriage attracted much criticism. The play sparked the protest called the "Quarrel of L'École des femmes". On the artistic side he responded with two lesser-known works: La Critique de "L'École des femmes", in which he imagined the spectators of his previous work attending it. The piece mocks the people who had criticised L'École des femmes by showing them at dinner after watching the play; it addresses all the criticism raised about the piece by presenting the critics' arguments and then dismissing them. This was the so-called Guerre comique (War of Comedy), in which the opposite side was taken by writers like Donneau de Visé, Edmé Boursault, and Montfleury.
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But more serious opposition was brewing, focusing on Molière's politics and his personal life. A so-called parti des Dévots arose in French high society, who protested against Molière's excessive "realism" and irreverence, which were causing some embarrassment. These people accused Molière of having married his daughter. The Prince of Conti, once Molière's friend, joined them. Molière had other enemies, too, among them the Jansenists and some traditional authors. However, the king expressed support for the author, granting him a pension and agreeing to be the godfather of Molière's first son. Boileau also supported him through statements that he included in his Art poétique.
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Molière's friendship with Jean-Baptiste Lully influenced him towards writing his Le Mariage forcé and La Princesse d'Élide (subtitled as Comédie galante mêlée de musique et d'entrées de ballet), written for royal "divertissements" at the Palace of Versailles.
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Tartuffe, ou L'Imposteur was also performed at Versailles, in 1664, and created the greatest scandal of Molière's artistic career. Its depiction of the hypocrisy of the dominant classes was taken as an outrage and violently contested. It also aroused the wrath of the Jansenists and the play was banned.
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Molière was always careful not to attack the institution of monarchy. He earned a position as one of the king's favourites and enjoyed his protection from the attacks of the court. The king allegedly suggested that Molière suspend performances of Tartuffe, and the author rapidly wrote Dom Juan ou le Festin de Pierre to replace it. It was a strange work, derived from a work by Tirso de Molina and rendered in a prose that still seems modern today. It describes the story of an atheist who becomes a religious hypocrite and for this is punished by God. This work too was quickly suspended. The king, demonstrating his protection once again, became the new official sponsor of Molière's troupe.
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With music by Lully, Molière presented L'Amour médecin (Love Doctor or Medical Love). Subtitles on this occasion reported that the work was given "par ordre du Roi" (by order of the king) and this work was received much more warmly than its predecessors.
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In 1666, Le Misanthrope was produced. It is now widely regarded as Molière's most refined masterpiece, the one with the highest moral content, but it was little appreciated at its time. It caused the "conversion" of Donneau de Visé, who became fond of his theatre. But it was a commercial flop, forcing Molière to immediately write Le médecin malgré lui (The Doctor Despite Himself), a satire against the official sciences. This was a success despite a moral treatise by the Prince of Conti, criticizing the theatre in general and Molière in particular. In several of his plays, Molière depicted the physicians of his day as pompous individuals who speak (poor) Latin to impress others with false erudition, and know only clysters and bleedings as (ineffective) remedies.
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After the Mélicerte and the Pastorale comique, he tried again to perform a revised Tartuffe in 1667, this time with the name of Panulphe or L'Imposteur. As soon as the King left Paris for a tour, Lamoignon and the archbishop banned the play. The King finally imposed respect for Tartuffe a few years later, after he had gained more power over the clergy.
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Molière, now ill, wrote less. Le Sicilien ou L'Amour peintre was written for festivities at the castle of Saint-Germain-en-Laye, and was followed in 1668 by Amphitryon, inspired both by Plautus' work of the same name and Jean Rotrou's successful reconfiguration of the drama. With some conjecture, Molière's play can be seen to allude to the love affairs of Louis XIV, then king of France. George Dandin, ou Le mari confondu (The Confounded Husband) was little appreciated, but success returned with L'Avare (The Miser), now very well known.
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With Lully he again used music for Monsieur de Pourceaugnac, for Les Amants magnifiques, and finally for Le Bourgeois gentilhomme (The Middle Class Gentleman), another of his masterpieces. It is claimed to be particularly directed against Colbert, the minister who had condemned his old patron Fouquet. The collaboration with Lully ended with a tragédie et ballet, Psyché, written in collaboration with Pierre Corneille and Philippe Quinault.
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In 1672, Madeleine Béjart died, and Molière suffered from this loss and from the worsening of his own illness. Nevertheless, he wrote a successful Les Fourberies de Scapin ("Scapin's Deceits"), a farce and a comedy in five acts. His following play, La Comtesse d'Escarbagnas, is considered one of his lesser works.
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Les Femmes savantes (The Learned Ladies) of 1672 is considered another of Molière's masterpieces. It was born from the termination of the legal use of music in theatre, since Lully had patented the opera in France (and taken most of the best available singers for his own performances), so Molière had to go back to his traditional genre. It was a great success, and it led to his last work (see below), which is still held in high esteem.
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In his 14 years in Paris, Molière singlehandedly wrote 31 of the 85 plays performed on his stage.
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In 1661, Molière introduced the comédies-ballets in conjunction with Les Fâcheux. These ballets were a transitional form of dance performance between the court ballets of Louis XIV and the art of professional theatre which was developing in the advent of the use of the proscenium stage.[20] The comédies-ballets developed accidentally when Molière was enlisted to mount both a play and a ballet in the honor of Louis XIV and found that he did not have a big enough cast to meet these demands. Molière therefore decided to combine the ballet and the play so that his goal could be met while the performers catch their breath and change costume.[20] The risky move paid off and Molière was asked to produce twelve more comédies-ballets before his death.[20] During the comédies-ballets, Molière collaborated with Pierre Beauchamp.[20] Beauchamp codified the five balletic positions of the feet and arms and was partly responsible for the creation of the Beauchamp-Feuillet dance notation.[21] Molière also collaborated with Jean-Baptiste Lully.[20] Lully was a dancer, choreographer, and composer, whose dominant reign at the Paris Opéra lasted fifteen years. Under his command, ballet and opera rightly became professional arts unto themselves.[22] The comédies-ballets closely integrated dance with music and the action of the play and the style of continuity distinctly separated these performances from the court ballets of the time;[23] additionally, the comédies-ballets demanded that both the dancers and the actors play an important role in advancing the story. Similar to the court ballets, both professionally trained dancers and courtiers socialized together at the comédies-ballets - Louis XIV even played the part of an Egyptian in Molière's Le Mariage forcé (1664) and also appeared as Neptune and Apollo in his retirement performance of Les Amants magnifiques (1670).[23]
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Molière suffered from pulmonary tuberculosis, possibly contracted when he was imprisoned for debt as a young man. One of the most famous moments in Molière's life was his last, which became legend: he collapsed on stage in a fit of coughing and haemorrhaging while performing in the last play he had written, which had lavish ballets performed to the music of Marc-Antoine Charpentier and which ironically was entitled Le Malade imaginaire (The Imaginary Invalid). Molière insisted on completing his performance. Afterwards he collapsed again with another, larger haemorrhage before being taken home, where he died a few hours later, without receiving the last rites because two priests refused to visit him while a third arrived too late. The superstition that green brings bad luck to actors is said to originate from the colour of the clothing he was wearing at the time of his death.
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Under French law at the time, actors were not allowed to be buried in the sacred ground of a cemetery. However, Molière's widow, Armande, asked the King if her spouse could be granted a normal funeral at night. The King agreed and Molière's body was buried in the part of the cemetery reserved for unbaptised infants.
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In 1792 his remains were brought to the museum of French monuments and in 1817 transferred to Père Lachaise Cemetery in Paris, close to those of La Fontaine.
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Though conventional thinkers, religious leaders and medical professionals in Molière's time criticised his work, their ideas did not really diminish his widespread success with the public. Other playwrights and companies began to emulate his dramatic style in England and in France. Molière's works continued to garner positive feedback in 18th-century England, but they were not so warmly welcomed in France at this time. However, during the French Restoration of the 19th century, Molière's comedies became popular with both the French public and the critics. Romanticists admired his plays for the unconventional individualism they portrayed. 20th-century scholars have carried on this interest in Molière and his plays and have continued to study a wide array of issues relating to this playwright. Many critics now are shifting their attention from the philosophical, religious and moral implications in his comedies to the more objective study of his comic technique.[24]
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Molière's works were translated into English prose by John Ozell in 1714,[25] but the first complete version in English, by Baker and Miller in 1739, remained "influential" and was long reprinted.[26] The first to offer full translations of Molière's verse plays such as Tartuffe into English verse was Curtis Hidden Page, who produced blank verse versions of three of the plays in his 1908 translation.[27] Since then, notable translations have been made by Richard Wilbur, Donald M. Frame, and many others.
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In his memoir A Terrible Liar, actor Hume Cronyn writes that, in 1962, celebrated actor Laurence Olivier criticized Molière. According to Cronyn, he mentioned to Olivier that he (Cronyn) was about to play the title role in The Miser, and that Olivier then responded, "Molière? Funny as a baby's open grave." Cronyn comments on the incident: "You may imagine how that made me feel. Fortunately, he was dead wrong."[28]
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Author Martha Bellinger points out that:
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[Molière] has been accused of not having a consistent, organic style, of using faulty grammar, of mixing his metaphors, and of using unnecessary words for the purpose of filling out his lines. All these things are occasionally true, but they are trifles in comparison to the wealth of character he portrayed, to his brilliancy of wit, and to the resourcefulness of his technique. He was wary of sensibility or pathos; but in place of pathos he had "melancholy — a puissant and searching melancholy, which strangely sustains his inexhaustible mirth and his triumphant gaiety".[29]
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Molière is considered the creator of modern French comedy. Many words or phrases used in Molière's plays are still used in current French:
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French and
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Francophone literature
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French literature
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By category
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French language
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Medieval
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16th century • 17th century
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18th century • 19th century
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20th century • Contemporary
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Francophone literature
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Literature of Quebec
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Postcolonial literature
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Literature of Haiti
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Chronological list
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Writers •
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Novelists
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Playwrights •
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Poets
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Essayists
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Short story writers
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Novel • Poetry • Plays
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Science fiction • Comics
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Fantastique
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Naturalism • Symbolism
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Surrealism • Existentialism
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Nouveau roman
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Theatre of the Absurd
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112 |
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Literary theory •
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Critics
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Literary prizes
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Molière • Racine •
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Balzac
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Stendhal • Flaubert
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Zola •
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Proust
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Beckett •
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Camus
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France • Literature
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Molière plays a small part in Alexandre Dumas's novel The Vicomte of Bragelonne, in which he is seen taking inspiration from the muskeeter Porthos for his central character in Le Bourgeois Gentilhomme.
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Russian writer Mikhail Bulgakov wrote a semi-fictitious biography-tribute to Molière, titled Life of Mr. de Molière. Written 1932–1933, first published 1962.
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The French 1978 film simply titled Molière directed by Ariane Mnouchkine and starring Philippe Caubère presents his complete biography. It was in competition for the Palme d'Or at Cannes in 1978.
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He is portrayed among other writers in The Blasphemers' Banquet (1989).
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The 2000 film Le Roi Danse (The King Dances), in which Molière is played by Tchéky Karyo, shows his collaborations with Jean-Baptiste Lully, as well as his illness and on-stage death.
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The 2007 French film Molière was more loosely based on the life of Molière, starring Romain Duris, Fabrice Luchini and Ludivine Sagnier.
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David Hirson's play La Bête, itself in the style of Molière, includes the character Elomire as an anagrammatic parody of him.
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John Calvin (/ˈkælvɪn/;[1]
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French: Jean Calvin [ʒɑ̃ kalvɛ̃]; born Jehan Cauvin; 10 July 1509 – 27 May 1564) was a French theologian, pastor and reformer in Geneva during the Protestant Reformation. He was a principal figure in the development of the system of Christian theology later called Calvinism, aspects of which include the doctrines of predestination and of the absolute sovereignty of God in salvation of the human soul from death and eternal damnation, in which doctrines Calvin was influenced by and elaborated upon the Augustinian and other Christian traditions. Various Congregational, Reformed and Presbyterian churches, which look to Calvin as the chief expositor of their beliefs, have spread throughout the world.
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Calvin was a tireless polemicist and apologetic writer who generated much controversy. He also exchanged cordial and supportive letters with many reformers, including Philipp Melanchthon and Heinrich Bullinger. In addition to his seminal Institutes of the Christian Religion, Calvin wrote commentaries on most books of the Bible, confessional documents, and various other theological treatises.
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Calvin was originally trained as a humanist lawyer. He broke from the Roman Catholic Church around 1530. After religious tensions erupted in widespread deadly violence against Protestant Christians in France, Calvin fled to Basel, Switzerland, where in 1536 he published the first edition of the Institutes. In that same year, Calvin was recruited by Frenchman William Farel to join the Reformation in Geneva, where he regularly preached sermons throughout the week; but the governing council of the city resisted the implementation of their ideas, and both men were expelled. At the invitation of Martin Bucer, Calvin proceeded to Strasbourg, where he became the minister of a church of French refugees. He continued to support the reform movement in Geneva, and in 1541 he was invited back to lead the church of the city.
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Following his return, Calvin introduced new forms of church government and liturgy, despite opposition from several powerful families in the city who tried to curb his authority. During this period, Michael Servetus, a Spaniard regarded by both Roman Catholics and Protestants as having a heretical view of the Trinity, arrived in Geneva. He was denounced by Calvin and burned at the stake for heresy by the city council. Following an influx of supportive refugees and new elections to the city council, Calvin's opponents were forced out. Calvin spent his final years promoting the Reformation both in Geneva and throughout Europe.
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John Calvin was born as Jehan Cauvin on 10 July 1509, at Noyon, a town in Picardy, a province of the Kingdom of France.[2] He was the first of four sons who survived infancy. His mother, Jeanne le Franc, was the daughter of an innkeeper from Cambrai. She died of an unknown cause in Calvin's childhood, after having borne four more children. Calvin's father, Gérard Cauvin, had a prosperous career as the cathedral notary and registrar to the ecclesiastical court. Gérard intended his three sons—Charles, Jean, and Antoine—for the priesthood.
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Young Calvin was particularly precocious. By age 12, he was employed by the bishop as a clerk and received the tonsure, cutting his hair to symbolise his dedication to the Church. He also won the patronage of an influential family, the Montmors.[3] Through their assistance, Calvin was able to attend the Collège de la Marche, Paris, where he learned Latin from one of its greatest teachers, Mathurin Cordier.[4] Once he completed the course, he entered the Collège de Montaigu as a philosophy student.[5]
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In 1525 or 1526, Gérard withdrew his son from the Collège de Montaigu and enrolled him in the University of Orléans to study law. According to contemporary biographers Theodore Beza and Nicolas Colladon, Gérard believed that Calvin would earn more money as a lawyer than as a priest.[6] After a few years of quiet study, Calvin entered the University of Bourges in 1529. He was intrigued by Andreas Alciati, a humanist lawyer. Humanism was a European intellectual movement which stressed classical studies. During his 18-month stay in Bourges, Calvin learned Koine Greek, a necessity for studying the New Testament.[7]
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Alternate theories have been suggested regarding the date of Calvin's religious conversion. Some have placed the date of his conversion around 1533, shortly before he resigned his chaplaincy. In this view, his resignation is the direct evidence for his conversion to the evangelical faith. However, T. H. L. Parker argues that while this date is a terminus for his conversion, the more likely date is in late 1529 or early 1530.[8] The main evidence for his conversion is contained in two significantly different accounts of his conversion. In the first, found in his Commentary on the Book of Psalms, Calvin portrayed his conversion as a sudden change of mind, brought about by God:
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God by a sudden conversion subdued and brought my mind to a teachable frame, which was more hardened in such matters than might have been expected from one at my early period of life. Having thus received some taste and knowledge of true godliness, I was immediately inflamed with so intense a desire to make progress therein, that although I did not altogether leave off other studies, yet I pursued them with less ardour.[9]
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In the second account, Calvin wrote of a long process of inner turmoil, followed by spiritual and psychological anguish:
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Being exceedingly alarmed at the misery into which I had fallen, and much more at that which threatened me in view of eternal death, I, duty bound, made it my first business to betake myself to your way, condemning my past life, not without groans and tears. And now, O Lord, what remains to a wretch like me, but instead of defence, earnestly to supplicate you not to judge that fearful abandonment of your Word according to its deserts, from which in your wondrous goodness you have at last delivered me.[10]
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Scholars have argued about the precise interpretation of these accounts, but most agree that his conversion corresponded with his break from the Roman Catholic Church.[11][12] The Calvin biographer Bruce Gordon has stressed that "the two accounts are not antithetical, revealing some inconsistency in Calvin's memory, but rather [are] two different ways of expressing the same reality."[13]
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By 1532, Calvin received his licentiate in law and published his first book, a commentary on Seneca's De Clementia. After uneventful trips to Orléans and his hometown of Noyon, Calvin returned to Paris in October 1533. During this time, tensions rose at the Collège Royal (later to become the Collège de France) between the humanists/reformers and the conservative senior faculty members. One of the reformers, Nicolas Cop, was rector of the university. On 1 November 1533 he devoted his inaugural address to the need for reform and renewal in the Roman Catholic Church. The address provoked a strong reaction from the faculty, who denounced it as heretical, forcing Cop to flee to Basel. Calvin, a close friend of Cop, was implicated in the offence, and for the next year he was forced into hiding. He remained on the move, sheltering with his friend Louis du Tillet in Angoulême and taking refuge in Noyon and Orléans. He was finally forced to flee France during the Affair of the Placards in mid-October 1534. In that incident, unknown reformers had posted placards in various cities criticizing the Roman Catholic mass, to which adherents of the Roman Catholic church responded with violence against the would-be Reformers and their sympathizers. In January 1535, Calvin joined Cop in Basel, a city under the enduring influence of the late reformer Johannes Oecolampadius.[14]
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In March 1536, Calvin published the first edition of his Institutio Christianae Religionis or Institutes of the Christian Religion.[15] The work was an apologia or defense of his faith and a statement of the doctrinal position of the reformers. He also intended it to serve as an elementary instruction book for anyone interested in the Christian faith. The book was the first expression of his theology. Calvin updated the work and published new editions throughout his life.[16] Shortly after its publication, he left Basel for Ferrara, Italy, where he briefly served as secretary to Princess Renée of France. By June he was back in Paris with his brother Antoine, who was resolving their father's affairs. Following the Edict of Coucy, which gave a limited six-month period for heretics to reconcile with the Catholic faith, Calvin decided that there was no future for him in France. In August he set off for Strasbourg, a free imperial city of the Holy Roman Empire and a refuge for reformers. Due to military manoeuvres of imperial and French forces, he was forced to make a detour to the south, bringing him to Geneva.
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Calvin had intended to stay only a single night, but William Farel, a fellow French reformer residing in the city, implored him to stay and assist him in his work of reforming the church there, insisting that it was his pious duty. Calvin, who reluctantly agreed to remain, later recounted:
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Then Farel, who was working with incredible zeal to promote the gospel, bent all his efforts to keep me in the city. And when he realized that I was determined to study in privacy in some obscure place, and saw that he gained nothing by entreaty, he descended to cursing, and said that God would surely curse my peace if I held back from giving help at a time of such great need.[17] Terrified by his words, and conscious of my own timidity and cowardice, I gave up my journey and attempted to apply whatever gift I had in defense of my faith.[18]
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Calvin accepted his new role without any preconditions on his tasks or duties.[19] The office to which he was initially assigned is unknown. He was eventually given the title of "reader", which most likely meant that he could give expository lectures on the Bible. Sometime in 1537 he was selected to be a "pastor" although he never received any pastoral consecration.[20] For the first time, the lawyer-theologian took up pastoral duties such as baptisms, weddings, and church services.[21]
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During late 1536, Farel drafted a confession of faith, and Calvin wrote separate articles on reorganizing the church in Geneva. On 16 January 1537, Farel and Calvin presented their Articles concernant l'organisation de l'église et du culte à Genève (Articles on the Organization of the Church and its Worship at Geneva) to the city council.[22] The document described the manner and frequency of their celebrations of the Eucharist, the reason for, and the method of, excommunication, the requirement to subscribe to the confession of faith, the use of congregational singing in the liturgy, and the revision of marriage laws. The council accepted the document on the same day.[23]
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As the year progressed, Calvin and Farel's reputation with the council began to suffer. The council was reluctant to enforce the subscription requirement, as only a few citizens had subscribed to their confession of faith. On 26 November, the two ministers hotly debated the council over the issue. Furthermore, France was taking an interest in forming an alliance with Geneva and as the two ministers were Frenchmen, councillors had begun to question their loyalty. Finally, a major ecclesiastical-political quarrel developed when the city of Bern, Geneva's ally in the reformation of the Swiss churches, proposed to introduce uniformity in the church ceremonies. One proposal required the use of unleavened bread for the Eucharist. The two ministers were unwilling to follow Bern's lead and delayed the use of such bread until a synod in Zurich could be convened to make the final decision. The council ordered Calvin and Farel to use unleavened bread for the Easter Eucharist. In protest, they refused to administer communion during the Easter service. This caused a riot during the service and the next day, the council told Farel and Calvin to leave Geneva.[24]
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Farel and Calvin then went to Bern and Zurich to plead their case. The resulting synod in Zurich placed most of the blame on Calvin for not being sympathetic enough toward the people of Geneva. It asked Bern to mediate with the aim of restoring the two ministers. The Geneva council refused to readmit the two men, who then took refuge in Basel. Subsequently, Farel received an invitation to lead the church in Neuchâtel. Calvin was invited to lead a church of French refugees in Strasbourg by that city's leading reformers, Martin Bucer and Wolfgang Capito. Initially, Calvin refused because Farel was not included in the invitation, but relented when Bucer appealed to him. By September 1538 Calvin had taken up his new position in Strasbourg, fully expecting that this time it would be permanent; a few months later, he applied for and was granted citizenship of the city.[25]
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During his time in Strasbourg, Calvin was not attached to one particular church, but held his office successively in the Saint-Nicolas Church, the Sainte-Madeleine Church and the former Dominican Church, renamed the Temple Neuf.[26] (All of these churches still exist, but none are in the architectural state of Calvin's days.) Calvin ministered to 400–500 members in his church. He preached or lectured every day, with two sermons on Sunday. Communion was celebrated monthly and congregational singing of the psalms was encouraged.[27] He also worked on the second edition of the Institutes. Calvin was dissatisfied with its original structure as a catechism, a primer for young Christians.[28]
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For the second edition, published in 1539, Calvin dropped this format in favour of systematically presenting the main doctrines from the Bible. In the process, the book was enlarged from six chapters to seventeen.[28] He concurrently worked on another book, the Commentary on Romans, which was published in March 1540. The book was a model for his later commentaries: it included his own Latin translation from the Greek rather than the Latin Vulgate, an exegesis, and an exposition.[29] In the dedicatory letter, Calvin praised the work of his predecessors Philipp Melanchthon, Heinrich Bullinger, and Martin Bucer, but he also took care to distinguish his own work from theirs and to criticise some of their shortcomings.[30]
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Calvin's friends urged him to marry. Calvin took a prosaic view, writing to one correspondent:
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I, who have the air of being so hostile to celibacy, I am still not married and do not know whether I will ever be. If I take a wife it will be because, being better freed from numerous worries, I can devote myself to the Lord.[31]
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Several candidates were presented to him including one young woman from a noble family. Reluctantly, Calvin agreed to the marriage, on the condition that she would learn French. Although a wedding date was planned for March 1540, he remained reluctant and the wedding never took place. He later wrote that he would never think of marrying her, "unless the Lord had entirely bereft me of my wits".[32] Instead, in August of that year, he married Idelette de Bure, a widow who had two children from her first marriage.[33]
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Geneva reconsidered its expulsion of Calvin. Church attendance had dwindled and the political climate had changed; as Bern and Geneva quarrelled over land, their alliance frayed. When Cardinal Jacopo Sadoleto wrote a letter to the city council inviting Geneva to return to the Catholic faith, the council searched for an ecclesiastical authority to respond to him. At first Pierre Viret was consulted, but when he refused, the council asked Calvin. He agreed and his Responsio ad Sadoletum (Letter to Sadoleto) strongly defended Geneva's position concerning reforms in the church.[34] On 21 September 1540 the council commissioned one of its members, Ami Perrin, to find a way to recall Calvin. An embassy reached Calvin while he was at a colloquy, a conference to settle religious disputes, in Worms. His reaction to the suggestion was one of horror in which he wrote, "Rather would I submit to death a hundred times than to that cross on which I had to perish daily a thousand times over."[35]
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Calvin also wrote that he was prepared to follow the Lord's calling. A plan was drawn up in which Viret would be appointed to take temporary charge in Geneva for six months while Bucer and Calvin would visit the city to determine the next steps. The city council pressed for the immediate appointment of Calvin in Geneva. By mid-1541, Strasbourg decided to lend Calvin to Geneva for six months. Calvin returned on 13 September 1541 with an official escort and a wagon for his family.[36]
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In supporting Calvin's proposals for reforms, the council of Geneva passed the Ordonnances ecclésiastiques (Ecclesiastical Ordinances) on 20 November 1541. The ordinances defined four orders of ministerial function: pastors to preach and to administer the sacraments; doctors to instruct believers in the faith; elders to provide discipline; and deacons to care for the poor and needy.[37] They also called for the creation of the Consistoire (Consistory), an ecclesiastical court composed of the elders and the ministers. The city government retained the power to summon persons before the court, and the Consistory could judge only ecclesiastical matters having no civil jurisdiction. Originally, the court had the power to mete out sentences, with excommunication as its most severe penalty. The government contested this power and on 19 March 1543 the council decided that all sentencing would be carried out by the government.[38]
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In 1542, Calvin adapted a service book used in Strasbourg, publishing La Forme des Prières et Chants Ecclésiastiques (The Form of Prayers and Church Hymns). Calvin recognised the power of music and he intended that it be used to support scripture readings. The original Strasbourg psalter contained twelve psalms by Clément Marot and Calvin added several more hymns of his own composition in the Geneva version. At the end of 1542, Marot became a refugee in Geneva and contributed nineteen more psalms. Louis Bourgeois, also a refugee, lived and taught music in Geneva for sixteen years and Calvin took the opportunity to add his hymns, the most famous being the Old Hundredth.[39]
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In the same year of 1542, Calvin published Catéchisme de l'Eglise de Genève (Catechism of the Church of Geneva), which was inspired by Bucer's Kurze Schrifftliche Erklärung of 1534. Calvin had written an earlier catechism during his first stay in Geneva which was largely based on Martin Luther's Large Catechism. The first version was arranged pedagogically, describing Law, Faith, and Prayer. The 1542 version was rearranged for theological reasons, covering Faith first, then Law and Prayer.[40]
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Historians debate the extent to which Geneva was a theocracy. On the one hand, Calvin's theology clearly called for separation between church and state. Other historians have stressed the enormous political power wielded on a daily basis by the clerics.[41][42]
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During his ministry in Geneva, Calvin preached over two thousand sermons. Initially he preached twice on Sunday and three times during the week. This proved to be too heavy a burden and late in 1542 the council allowed him to preach only once on Sunday. In October 1549, he was again required to preach twice on Sundays and, in addition, every weekday of alternate weeks. His sermons lasted more than an hour and he did not use notes. An occasional secretary tried to record his sermons, but very little of his preaching was preserved before 1549. In that year, professional scribe Denis Raguenier, who had learned or developed a system of shorthand, was assigned to record all of Calvin's sermons. An analysis of his sermons by T. H. L. Parker suggests that Calvin was a consistent preacher and his style changed very little over the years.[43][44] John Calvin was also known for his thorough manner of working his way through the Bible in consecutive sermons. From March 1555 to July 1556, Calvin delivered two hundred sermons on Deuteronomy.[45]
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Voltaire wrote about Calvin, Luther and Zwingli, "If they condemned celibacy in the priests, and opened the gates of the convents, it was only to turn all society into a convent. Shows and entertainments were expressly forbidden by their religion; and for more than two hundred years there was not a single musical instrument allowed in the city of Geneva. They condemned auricular confession, but they enjoined a public one; and in Switzerland, Scotland, and Geneva it was performed the same as penance."[46]
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Very little is known about Calvin's personal life in Geneva. His house and furniture were owned by the council. The house was big enough to accommodate his family as well as Antoine's family and some servants. On 28 July 1542, Idelette gave birth to a son, Jacques, but he was born prematurely and survived only briefly. Idelette fell ill in 1545 and died on 29 March 1549. Calvin never married again. He expressed his sorrow in a letter to Viret:
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I have been bereaved of the best friend of my life, of one who, if it has been so ordained, would willingly have shared not only my poverty but also my death. During her life she was the faithful helper of my ministry. From her I never experienced the slightest hindrance.[47]
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Throughout the rest of his life in Geneva, he maintained several friendships from his early years including Montmor, Cordier, Cop, Farel, Melanchthon and Bullinger.[48]
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Calvin encountered bitter opposition to his work in Geneva. Around 1546, the uncoordinated forces coalesced into an identifiable group whom he referred to as the libertines, but who preferred to be called either Spirituels or Patriots.[49][50] According to Calvin, these were people who felt that after being liberated through grace, they were exempted from both ecclesiastical and civil law. The group consisted of wealthy, politically powerful, and interrelated families of Geneva.[51] At the end of January 1546, Pierre Ameaux, a maker of playing cards who had already been in conflict with the Consistory, attacked Calvin by calling him a "Picard", an epithet denoting anti-French sentiment, and accused him of false doctrine. Ameaux was punished by the council and forced to make expiation by parading through the city and begging God for forgiveness.[52] A few months later Ami Perrin, the man who had brought Calvin to Geneva, moved into open opposition. Perrin had married Françoise Favre, daughter of François Favre, a well-established Genevan merchant. Both Perrin's wife and father-in-law had previous conflicts with the Consistory. The court noted that many of Geneva's notables, including Perrin, had breached a law against dancing. Initially, Perrin ignored the court when he was summoned, but after receiving a letter from Calvin, he appeared before the Consistory.[53]
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By 1547, opposition to Calvin and other French refugee ministers had grown to constitute the majority of the syndics, the civil magistrates of Geneva. On 27 June an unsigned threatening letter in Genevan dialect was found at the pulpit of St. Pierre Cathedral where Calvin preached. Suspecting a plot against both the church and the state, the council appointed a commission to investigate. Jacques Gruet, a Genevan member of Favre's group, was arrested and incriminating evidence was found when his house was searched. Under torture, he confessed to several crimes including writing the letter left in the pulpit which threatened the church leaders. A civil court condemned Gruet to death and he was beheaded on 26 July. Calvin was not opposed to the civil court's decision.[54]
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The libertines continued organizing opposition, insulting the appointed ministers, and challenging the authority of the Consistory. The council straddled both sides of the conflict, alternately admonishing and upholding Calvin. When Perrin was elected first syndic in February 1552, Calvin's authority appeared to be at its lowest point. After some losses before the council, Calvin believed he was defeated; on 24 July 1553 he asked the council to allow him to resign. Although the libertines controlled the council, his request was refused. The opposition realised that they could curb Calvin's authority, but they did not have enough power to banish him.[55]
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The turning point in Calvin's fortunes occurred when Michael Servetus, a brilliant Spanish scientist, discoverer of Pulmonary circulation and polymath and a fugitive from ecclesiastical authorities, appeared in Geneva on 13 August 1553. Servetus was a fugitive on the run after he published The Restoration of Christianity (1553), Calvin scholar Bruce Gordon commented "Among its offenses were a denial of original sin and a bizarre and hardly comprehensible view of the Trinity."[56][57] In July 1530 he disputed with Johannes Oecolampadius in Basel and was eventually expelled. He went to Strasbourg, where he published a pamphlet against the Trinity. Bucer publicly refuted it and asked Servetus to leave. After returning to Basel, Servetus published Two Books of Dialogues on the Trinity (Latin: Dialogorum de Trinitate libri duo) which caused a sensation among Reformers and Catholics alike. John Calvin alerted the Inquisition in Spain an order was issued for his arrest.[58]
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Calvin and Servetus were first brought into contact in 1546 through a common acquaintance, Jean Frellon of Lyon; they exchanged letters debating doctrine; Calvin used a pseudonym as Charles d' Espeville and Servetus used the moniker Michel de Villeneuve.[56] Eventually, Calvin lost patience and refused to respond; by this time Servetus had written around thirty letters to Calvin. Calvin was particularly outraged when Servetus sent him a copy of the Institutes of the Christian Religion heavily annotated with arguments pointing to errors in the book. When Servetus mentioned that he would come to Geneva, "Espeville" (Calvin) wrote a letter to Farel on 13 February 1546 noting that if Servetus were to come, he would not assure him safe conduct: "for if he came, as far as my authority goes, I would not let him leave alive."[59]
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In 1553 Servetus published Christianismi Restitutio (English: The Restoration of Christianity), in which he rejected the Christian doctrine of the Trinity and the concept of predestination. In the same year, Calvin's representative, Guillaume de Trie, sent letters alerting the French Inquisition to Servetus.[60] Calling him a "Spanish-Portuguese", suspecting and accusing him[61] of his recently proved Jewish converso origin.[62][63][64] De Trie wrote down that "his proper name is Michael Servetus, but he currently calls himself Villeneuve, practising medicine. He stayed for some time in Lyon, and now he is living in Vienne."[65] When the inquisitor-general of France learned that Servetus was hiding in Vienne, according to Calvin under an assumed name, he contacted Cardinal François de Tournon, the secretary of the archbishop of Lyon, to take up the matter. Servetus was arrested and taken in for questioning. His letters to Calvin were presented as evidence of heresy, but he denied having written them, and later said he was not sure it was his handwriting. He said, after swearing before the holy gospel, that "he was Michel De Villeneuve Doctor in Medicine about 42 years old, native of Tudela of the kingdom of Navarre, a city under the obedience to the Emperor".[66] The following day he said: "..although he was not Servetus he assumed the person of Servet for debating with Calvin".[67] He managed to escape from prison, and the Catholic authorities sentenced him in absentia to death by slow burning.[68]
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On his way to Italy, Servetus stopped in Geneva to visit "d'Espeville", where he was recognized and arrested. Calvin's secretary, Nicholas de la Fontaine, composed a list of accusations that was submitted before the court. The prosecutor was Philibert Berthelier, a member of a libertine family and son of a famous Geneva patriot, and the sessions were led by Pierre Tissot, Perrin's brother-in-law. The libertines allowed the trial to drag on in an attempt to harass Calvin. The difficulty in using Servetus as a weapon against Calvin was that the heretical reputation of Servetus was widespread and most of the cities in Europe were observing and awaiting the outcome of the trial. This posed a dilemma for the libertines, so on 21 August the council decided to write to other Swiss cities for their opinions, thus mitigating their own responsibility for the final decision.[69] While waiting for the responses, the council also asked Servetus if he preferred to be judged in Vienne or in Geneva. He begged to stay in Geneva. On 20 October the replies from Zurich, Basel, Bern, and Schaffhausen were read and the council condemned Servetus as a heretic. The following day he was sentenced to burning at the stake, the same sentence as in Vienne. Some scholars claim that Calvin and other ministers asked that he be beheaded instead of burnt, knowing that burning at the stake was the only legal recourse.[70] This plea was refused and on 27 October, Servetus was burnt alive at the Plateau of Champel at the edge of Geneva.[71]
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After the death of Servetus, Calvin was acclaimed a defender of Christianity, but his ultimate triumph over the libertines was still two years away. He had always insisted that the Consistory retain the power of excommunication, despite the council's past decision to take it away. During Servetus's trial, Philibert Berthelier asked the council for permission to take communion, as he had been excommunicated the previous year for insulting a minister. Calvin protested that the council did not have the legal authority to overturn Berthelier's excommunication. Unsure of how the council would rule, he hinted in a sermon on 3 September 1553 that he might be dismissed by the authorities. The council decided to re-examine the Ordonnances and on 18 September it voted in support of Calvin—excommunication was within the jurisdiction of the Consistory. Berthelier applied for reinstatement to another Genevan administrative assembly, the Deux Cents (Two Hundred), in November. This body reversed the council's decision and stated that the final arbiter concerning excommunication should be the council. The ministers continued to protest, and as in the case of Servetus, the opinions of the Swiss churches were sought. The affair dragged on through 1554. Finally, on 22 January 1555, the council announced the decision of the Swiss churches: the original Ordonnances were to be kept and the Consistory was to regain its official powers.[72]
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The libertines' downfall began with the February 1555 elections. By then, many of the French refugees had been granted citizenship and with their support, Calvin's partisans elected the majority of the syndics and the councillors. On 16 May the libertines took to the streets in a drunken protest and attempted to burn down a house that was supposedly full of Frenchmen. The syndic Henri Aulbert tried to intervene, carrying with him the baton of office that symbolised his power. Perrin seized the baton and waved it over the crowd, which gave the appearance that he was taking power and initiating a coup d'état. The insurrection was soon over when another syndic appeared and ordered Perrin to go with him to the town hall. Perrin and other leaders were forced to flee the city. With the approval of Calvin, the other plotters who remained in the city were found and executed. The opposition to Calvin's church polity came to an end.[73]
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Calvin's authority was practically uncontested during his final years, and he enjoyed an international reputation as a reformer distinct from Martin Luther.[74] Initially, Luther and Calvin had mutual respect for each other. A doctrinal conflict had developed between Luther and Zurich reformer Huldrych Zwingli on the interpretation of the eucharist. Calvin's opinion on the issue forced Luther to place him in Zwingli's camp. Calvin actively participated in the polemics that were exchanged between the Lutheran and Reformed branches of the Reformation movement.[75] At the same time, Calvin was dismayed by the lack of unity among the reformers. He took steps toward rapprochement with Bullinger by signing the Consensus Tigurinus, a concordat between the Zurich and Geneva churches. He reached out to England when Archbishop of Canterbury Thomas Cranmer called for an ecumenical synod of all the evangelical churches. Calvin praised the idea, but ultimately Cranmer was unable to bring it to fruition.[76]
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Calvin sheltered Marian exiles (those who fled the reign of Catholic Mary Tudor in England) in Geneva starting in 1555. Under the city's protection, they were able to form their own reformed church under John Knox and William Whittingham and eventually carried Calvin's ideas on doctrine and polity back to England and Scotland.[77]
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Within Geneva, Calvin's main concern was the creation of a collège, an institute for the education of children. A site for the school was selected on 25 March 1558 and it opened the following year on 5 June 1559. Although the school was a single institution, it was divided into two parts: a grammar school called the collège or schola privata and an advanced school called the académie or schola publica. Calvin tried to recruit two professors for the institute, Mathurin Cordier, his old friend and Latin scholar who was now based in Lausanne, and Emmanuel Tremellius, the former Regius professor of Hebrew in Cambridge. Neither was available, but he succeeded in obtaining Theodore Beza as rector. Within five years there were 1,200 students in the grammar school and 300 in the advanced school. The collège eventually became the Collège Calvin, one of the college preparatory schools of Geneva; the académie became the University of Geneva.[78]
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Calvin was deeply committed to reforming his homeland, France. The Protestant movement had been energetic, but lacked central organizational direction. With financial support from the church in Geneva, Calvin turned his enormous energies toward uplifting the French Protestant cause. As one historian explains:
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In late 1558, Calvin became ill with a fever. Since he was afraid that he might die before completing the final revision of the Institutes, he forced himself to work. The final edition was greatly expanded to the extent that Calvin referred to it as a new work. The expansion from the 21 chapters of the previous edition to 80 was due to the extended treatment of existing material rather than the addition of new topics.[81] Shortly after he recovered, he strained his voice while preaching, which brought on a violent fit of coughing. He burst a blood-vessel in his lungs, and his health steadily declined. He preached his final sermon in St. Pierre on 6 February 1564. On 25 April, he made his will, in which he left small sums to his family and to the collège. A few days later, the ministers of the church came to visit him, and he bade his final farewell, which was recorded in Discours d'adieu aux ministres. He recounted his life in Geneva, sometimes recalling bitterly some of the hardships he had suffered. Calvin died on 27 May 1564 aged 54. At first his body lay in state, but since so many people came to see it, the reformers were afraid that they would be accused of fostering a new saint's cult. On the following day, he was buried in an unmarked grave in the Cimetière des Rois.[82] The exact location of the grave is unknown; a stone was added in the 19th century to mark a grave traditionally thought to be Calvin's.[83]
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Calvin developed his theology in his biblical commentaries as well as his sermons and treatises, but the most comprehensive expression of his views is found in his magnum opus, the Institutes of the Christian Religion. He intended that the book be used as a summary of his views on Christian theology and that it be read in conjunction with his commentaries.[84] The various editions of that work spanned nearly his entire career as a reformer, and the successive revisions of the book show that his theology changed very little from his youth to his death.[85] The first edition from 1536 consisted of only six chapters. The second edition, published in 1539, was three times as long because he added chapters on subjects that appear in Melanchthon's Loci Communes. In 1543, he again added new material and expanded a chapter on the Apostles' Creed. The final edition of the Institutes appeared in 1559. By then, the work consisted of four books of eighty chapters, and each book was named after statements from the creed: Book 1 on God the Creator, Book 2 on the Redeemer in Christ, Book 3 on receiving the Grace of Christ through the Holy Spirit, and Book 4 on the Society of Christ or the Church.[86]
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The first statement in the Institutes acknowledges its central theme. It states that the sum of human wisdom consists of two parts: the knowledge of God and of ourselves.[87] Calvin argues that the knowledge of God is not inherent in humanity nor can it be discovered by observing this world. The only way to obtain it is to study scripture. Calvin writes, "For anyone to arrive at God the Creator he needs Scripture as his Guide and Teacher."[88] He does not try to prove the authority of scripture but rather describes it as autopiston or self-authenticating. He defends the trinitarian view of God and, in a strong polemical stand against the Catholic Church, argues that images of God lead to idolatry.[89] John Calvin famously said "the human heart is a perpetual idol factory".[90] At the end of the first book, he offers his views on providence, writing, "By his Power God cherishes and guards the World which he made and by his Providence rules its individual Parts."[91] Humans are unable to fully comprehend why God performs any particular action, but whatever good or evil people may practise, their efforts always result in the execution of God's will and judgments.[92]
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The second book includes several essays on original sin and the fall of man, which directly refer to Augustine, who developed these doctrines. He often cited the Church Fathers in order to defend the reformed cause against the charge that the reformers were creating new theology.[93] In Calvin's view, sin began with the fall of Adam and propagated to all of humanity. The domination of sin is complete to the point that people are driven to evil.[94] Thus fallen humanity is in need of the redemption that can be found in Christ. But before Calvin expounded on this doctrine, he described the special situation of the Jews who lived during the time of the Old Testament. God made a covenant with Abraham, promising the coming of Christ. Hence, the Old Covenant was not in opposition to Christ, but was rather a continuation of God's promise. Calvin then describes the New Covenant using the passage from the Apostles' Creed that describes Christ's suffering under Pontius Pilate and his return to judge the living and the dead. For Calvin, the whole course of Christ's obedience to the Father removed the discord between humanity and God.[95]
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In the third book, Calvin describes how the spiritual union of Christ and humanity is achieved. He first defines faith as the firm and certain knowledge of God in Christ. The immediate effects of faith are repentance and the remission of sin. This is followed by spiritual regeneration, which returns the believer to the state of holiness before Adam's transgression. Complete perfection is unattainable in this life, and the believer should expect a continual struggle against sin.[96] Several chapters are then devoted to the subject of justification by faith alone. He defined justification as "the acceptance by which God regards us as righteous whom he has received into grace."[97] In this definition, it is clear that it is God who initiates and carries through the action and that people play no role; God is completely sovereign in salvation.[98] Near the end of the book, Calvin describes and defends the doctrine of predestination, a doctrine advanced by Augustine in opposition to the teachings of Pelagius. Fellow theologians who followed the Augustinian tradition on this point included Thomas Aquinas and Martin Luther,[99] though Calvin's formulation of the doctrine went further than the tradition that went before him.[100] The principle, in Calvin's words, is that "All are not created on equal terms, but some are preordained to eternal life, others to eternal damnation; and, accordingly, as each has been created for one or other of these ends, we say that he has been predestinated to life or to death."[101] Calvin believed that god's absolute decree was double predestination, but he also confessed that this was a horrible decree: "The decree is dreadful indeed, I confess. (latin. "Decretum quidem horribile, fateor."; french. "Je confesse que ce decret nous doit epouvanter.") [102]
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The final book describes what he considers to be the true Church and its ministry, authority, and sacraments. He denied the papal claim to primacy and the accusation that the reformers were schismatic. For Calvin, the Church was defined as the body of believers who placed Christ at its head. By definition, there was only one "catholic" or "universal" Church. Hence, he argued that the reformers "had to leave them in order that we might come to Christ."[103] The ministers of the Church are described from a passage from Ephesians, and they consisted of apostles, prophets, evangelists, pastors, and doctors. Calvin regarded the first three offices as temporary, limited in their existence to the time of the New Testament. The latter two offices were established in the church in Geneva. Although Calvin respected the work of the ecumenical councils, he considered them to be subject to God's Word found in scripture. He also believed that the civil and church authorities were separate and should not interfere with each other.[104]
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Calvin defined a sacrament as an earthly sign associated with a promise from God. He accepted only two sacraments as valid under the new covenant: baptism and the Lord's Supper (in opposition to the Catholic acceptance of seven sacraments). He completely rejected the Catholic doctrine of transubstantiation and the treatment of the Supper as a sacrifice. He also could not accept the Lutheran doctrine of sacramental union in which Christ was "in, with and under" the elements. His own view was close to Zwingli's symbolic view, but it was not identical. Rather than holding a purely symbolic view, Calvin noted that with the participation of the Holy Spirit, faith was nourished and strengthened by the sacrament. In his words, the eucharistic rite was "a secret too sublime for my mind to understand or words to express. I experience it rather than understand it."[105]
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Calvin's theology caused controversy. Pierre Caroli, a Protestant minister in Lausanne accused Calvin as well as Viret and Farel of Arianism in 1536. Calvin defended his beliefs on the Trinity in Confessio de Trinitate propter calumnias P. Caroli.[106] In 1551 Jérôme-Hermès Bolsec, a physician in Geneva, attacked Calvin's doctrine of predestination and accused him of making God the author of sin. Bolsec was banished from the city, and after Calvin's death, he wrote a biography which severely maligned Calvin's character.[107] In the following year, Joachim Westphal, a Gnesio-Lutheran pastor in Hamburg, condemned Calvin and Zwingli as heretics in denying the eucharistic doctrine of the union of Christ's body with the elements. Calvin's Defensio sanae et orthodoxae doctrinae de sacramentis (A Defence of the Sober and Orthodox Doctrine of the Sacrament) was his response in 1555.[108] In 1556 Justus Velsius, a Dutch dissident, held a public disputation with Calvin during his visit to Frankfurt, in which Velsius defended free will against Calvin's doctrine of predestination. Following the execution of Servetus, a close associate of Calvin, Sebastian Castellio, broke with him on the issue of the treatment of heretics. In Castellio's Treatise on Heretics (1554), he argued for a focus on Christ's moral teachings in place of the vanity of theology,[109] and he afterward developed a theory of tolerance based on biblical principles.[110]
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Scholars have debated Calvin's view of the Jews and Judaism. Some have argued that Calvin was the least anti-semitic among all the major reformers of his time, especially in comparison to Martin Luther.[111] Others have argued that Calvin was firmly within the anti-semitic camp.[112] Scholars agree that it is important to distinguish between Calvin's views toward the biblical Jews and his attitude toward contemporary Jews. In his theology, Calvin does not differentiate between God's covenant with Israel and the New Covenant. He stated, "all the children of the promise, reborn of God, who have obeyed the commands by faith working through love, have belonged to the New Covenant since the world began."[113] Nevertheless, he was a covenant theologian and argued that the Jews are a rejected people who must embrace Jesus to re-enter the covenant.[114]
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Most of Calvin's statements on the Jewry of his era were polemical. For example, Calvin once wrote, "I have had much conversation with many Jews: I have never seen either a drop of piety or a grain of truth or ingenuousness – nay, I have never found common sense in any Jew."[115] In this respect, he differed little from other Protestant and Catholic theologians of his day.[116] Among his extant writings, Calvin only dealt explicitly with issues of contemporary Jews and Judaism in one treatise,[117] Response to Questions and Objections of a Certain Jew.[118] In it, he argued that Jews misread their own scriptures because they miss the unity of the Old and New Testaments.[119]
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The aim of Calvin's political theory was to safeguard the rights and freedoms of ordinary people. Although he was convinced that the Bible contained no blueprint for a certain form of government, Calvin favored a combination of democracy and aristocracy (mixed government). He appreciated the advantages of democracy.[120] To further minimize the misuse of political power, Calvin proposed to divide it among several political institutions like the aristocracy, lower estates, or magistrates in a system of checks and balances (separation of powers). Finally, Calvin taught that if rulers rise up against God they lose their divine right and must be deposed.[121][122] State and church are separate, though they have to cooperate to the benefit of the people. Christian magistrates have to make sure that the church can fulfill its duties in freedom. In extreme cases the magistrates have to expel or execute dangerous heretics. But nobody can be forced to become a Protestant.[123][124]
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Calvin thought that agriculture and the traditional crafts were normal human activities. With regard to trade and the financial world he was more liberal than Luther, but both were strictly opposed to usury. Calvin allowed the charging of modest interest rates on loans. Like the other Reformers Calvin understood work as a means through which the believers expressed their gratitude to God for their redemption in Christ and as a service to their neighbors. Everybody was obliged to work; loafing and begging were rejected. The idea that economic success was a visible sign of God's grace played only a minor role in Calvin's thinking. It became more important in later, partly secularized forms of Calvinism and became the starting-point of Max Weber's theory about the rise of capitalism.[122]
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Calvin's first published work was a commentary of Seneca the Younger's De Clementia. Published at his own expense in 1532, it showed that he was a humanist in the tradition of Erasmus with a thorough understanding of classical scholarship.[125] His first theological work, the Psychopannychia, attempted to refute the doctrine of soul sleep as promulgated by the Anabaptists. Calvin probably wrote it during the period following Cop's speech, but it was not published until 1542 in Strasbourg.[126]
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Calvin produced commentaries on most of the books of the Bible. His first commentary on Romans was published in 1540, and he planned to write commentaries on the entire New Testament. Six years passed before he wrote his second, a commentary on First Epistle to the Corinthians, but after that he devoted more attention to reaching his goal. Within four years he had published commentaries on all the Pauline epistles, and he also revised the commentary on Romans. He then turned his attention to the general epistles, dedicating them to Edward VI of England. By 1555 he had completed his work on the New Testament, finishing with the Acts and the Gospels (he omitted only the brief second and third Epistles of John and the Book of Revelation). For the Old Testament, he wrote commentaries on Isaiah, the books of the Pentateuch, the Psalms, and Joshua. The material for the commentaries often originated from lectures to students and ministers that he reworked for publication. From 1557 onwards, he could not find the time to continue this method, and he gave permission for his lectures to be published from stenographers' notes. These Praelectiones covered the minor prophets, Daniel, Jeremiah, Lamentations, and part of Ezekiel.[127]
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Calvin also wrote many letters and treatises. Following the Responsio ad Sadoletum, Calvin wrote an open letter at the request of Bucer to Charles V in 1543, Supplex exhortatio ad Caesarem, defending the reformed faith. This was followed by an open letter to the pope (Admonitio paterna Pauli III) in 1544, in which Calvin admonished Paul III for depriving the reformers of any prospect of rapprochement. The pope proceeded to open the Council of Trent, which resulted in decrees against the reformers. Calvin refuted the decrees by producing the Acta synodi Tridentinae cum Antidoto in 1547. When Charles tried to find a compromise solution with the Augsburg Interim, Bucer and Bullinger urged Calvin to respond. He wrote the treatise, Vera Christianae pacificationis et Ecclesiae reformandae ratio in 1549, in which he described the doctrines that should be upheld, including justification by faith.[128]
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Calvin provided many of the foundational documents for reformed churches, including documents on the catechism, the liturgy, and church governance. He also produced several confessions of faith in order to unite the churches. In 1559, he drafted the French confession of faith, the Gallic Confession, and the synod in Paris accepted it with few changes. The Belgic Confession of 1561, a Dutch confession of faith, was partly based on the Gallic Confession.[129]
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After the deaths of Calvin and his successor, Beza, the Geneva city council gradually gained control over areas of life that were previously in the ecclesiastical domain. Increasing secularisation was accompanied by the decline of the church. Even the Geneva académie was eclipsed by universities in Leiden and Heidelberg, which became the new strongholds of Calvin's ideas, first identified as "Calvinism" by Joachim Westphal in 1552. By 1585, Geneva, once the wellspring of the reform movement, had become merely its symbol.[130] Calvin had always warned against describing him as an "idol" and Geneva as a new "Jerusalem". He encouraged people to adapt to the environments in which they found themselves. Even during his polemical exchange with Westphal, he advised a group of French-speaking refugees, who had settled in Wesel, Germany, to integrate with the local Lutheran churches. Despite his differences with the Lutherans, he did not deny that they were members of the true Church. Calvin's recognition of the need to adapt to local conditions became an important characteristic of the reformation movement as it spread across Europe.[131]
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Due to Calvin's missionary work in France, his programme of reform eventually reached the French-speaking provinces of the Netherlands. Calvinism was adopted in the Electorate of the Palatinate under Frederick III, which led to the formulation of the Heidelberg Catechism in 1563. This and the Belgic Confession were adopted as confessional standards in the first synod of the Dutch Reformed Church in 1571. Several leading divines, either Calvinist or those sympathetic to Calvinism, settled in England (Martin Bucer, Peter Martyr, and Jan Laski) and Scotland (John Knox). During the English Civil War, the Calvinistic Puritans produced the Westminster Confession, which became the confessional standard for Presbyterians in the English-speaking world.
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As the Ottoman Empire did not force Muslim conversion on its conquered western territories, reformed ideas were quickly adopted in the two-thirds of Hungary they occupied (the Habsburg-ruled third part of Hungary remained Catholic). A Reformed Constitutional Synod was held in 1567 in Debrecen, the main hub of Hungarian Calvinism, where the Second Helvetic Confession was adopted as the official confession of Hungarian Calvinists.
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Having established itself in Europe, the movement continued to spread to other parts of the world including North America, South Africa, and Korea.[132]
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Calvin did not live to see the foundation of his work grow into an international movement; but his death allowed his ideas to break out of their city of origin, to succeed far beyond their borders, and to establish their own distinct character.[133]
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Calvin is recognized as a Renewer of the Church in Lutheran churches, and as a saint in the Church of England, commemorated on 26 May,[134] and on 28 May by the Episcopal Church (USA).[135]
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Jean-Claude Juncker (Luxembourgish: [ʒɑ̃ːkloːt ˈjuŋkɐ]; born 9 December 1954) is a Luxembourg politician, who served as President of the European Commission from 2014 to 2019 and as the 23rd Prime Minister of Luxembourg from 1995 to 2013. He was also the Minister for Finances from 1989 to 2009.
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By the time Juncker left office, he was the longest-serving head of any national government in the EU and one of the longest-serving democratically elected leaders in the world, with his tenure encompassing the height of the European financial and sovereign debt crisis.[1] From 2005 to 2013, he served as the first permanent President of the Eurogroup.[2]
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In 2014, the European People's Party (EPP) had Juncker as its lead candidate, or Spitzenkandidat, for the presidency of the Commission in the 2014 elections. This marked the first time that the Spitzenkandidat process was employed.[3] Juncker is the first president to have campaigned as a candidate for the position prior to the election, a process introduced with the Treaty of Lisbon. The EPP won 220 out of 751 seats in the Parliament. On 27 June 2014, the European Council officially nominated Juncker for the position,[4][5][6] and the European Parliament elected him on 15 July 2014 with 422 votes out of the 729 cast.[7] He succeeded José Manuel Barroso as President on 1 November 2014.[8]
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Juncker has stated that his priorities would be the creation of a digital single market, the development of an EU Energy Union, the negotiation of the Transatlantic Trade Agreement, the continued reform of the Economic and Monetary Union of the European Union—with the social dimension in mind, a "targeted fiscal capacity" for the Eurozone, and the 2015-16 British EU membership renegotiations.[9]
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Juncker was born in Redange and spent the majority of his childhood in Belvaux.[citation needed] His father, Joseph, was a steel worker and Christian trade unionist who was forcibly conscripted into the German Wehrmacht during World War II, following the Nazi occupation of Luxembourg.[10] Juncker has often remarked that the horrors of war he heard from his father's experiences had a profound influence in shaping his views on the need for European reconciliation and integration.[11][12] His mother was born Marguerite Hecker.[13] He studied at the Roman Catholic "école apostolique" (secondary school) at Clairefontaine on the edge of Arlon in Belgium, before returning to Luxembourg to study for his Baccalaureate at the Lycée Michel Rodange. He joined the Christian Social People's Party in 1974.[14] He studied law at the University of Strasbourg, graduating with a master's degree in 1979; although he was sworn into the Luxembourg Bar Council in 1980, he never practised as a lawyer.
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Following Juncker's graduation from the University of Strasbourg, he was appointed as a Parliamentary Secretary. He later won election to the Chamber of Deputies for the first time in 1984 and was immediately appointed to the Cabinet of Prime Minister Jacques Santer as Minister of Labour.[14] In the second half of 1985, Luxembourg held the rotating presidency of the Council of the European Communities, permitting Juncker to develop his European leadership qualities as chair of the Social Affairs and Budget Councils.[14] It was here that Juncker's pro-Europe credentials first emerged.[14]
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Shortly before the 1989 election Juncker was seriously injured in a road accident, spending two weeks in a coma.[14] He has stated that the accident has caused him difficulty with balancing since.[15] He nonetheless recovered in time to be returned to the Chamber of Deputies once more, after which he was promoted to become Minister for Finance, a post traditionally seen as a rite of passage to the premiership of the country. His eventual promotion to Prime Minister seemed at this time inevitable, with political commentators concluding that Santer was grooming Juncker as his successor. Juncker at this time also accepted the position of Luxembourg's representative on the 188-member Board of Governors of the World Bank.[14]
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Juncker's second election to Parliament, in 1989, saw him gain prominence within the European Union; Juncker chaired the Council of Economic and Financial Affairs (ECOFIN), during Luxembourg's 1991 presidency of the Council of the European Communities, becoming a key architect of the Maastricht Treaty.[14] Juncker was largely responsible for clauses on Economic and Monetary Union, the process that would eventually give rise to the Euro, and in particular is credited with devising the "opt-out" principle for the UK to assuage its concerns.[14] Juncker was himself a signatory to the Treaty in 1992, having, by that time taken over as parliamentary leader of the Christian Social People's Party.[14]
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Juncker was re-elected to the Chamber in 1994, maintaining his ministerial role. With Santer ready to be nominated as the next President of the European Commission, it was only six months later that Grand Duke Jean approved the appointment of Juncker as Prime Minister on 20 January 1995, as part of a coalition with the Luxembourg Socialist Workers' Party. Juncker relinquished his post at the World Bank at this time, but maintained his position as Minister for Finance.[14]
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Juncker's first term as Prime Minister was focused on an economic platform of international bilateral ties to improve Luxembourg's profile abroad, which included a number of official visits abroad. During one such visit, to Dublin in December 1996, Juncker successfully mediated a dispute over his own EU Economic and Monetary Union policy between French President Jacques Chirac and German Chancellor Helmut Kohl. The press dubbed Juncker the "Hero of Dublin" for achieving an unlikely consensus between the two.[16]
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1997 brought the rotating Presidency of the European Council to Luxembourg, during which time Juncker championed the cause of social integration in Europe, along with constituting the so-called "Luxembourg Process" for integrated European policy against unemployment. He also instigated the "Euro 11", an informal group of European finance ministers for matters regarding his Economic and Monetary Union ideals. For all of these initiatives, he was honoured with the Vision for Europe Award in 1998.[17]
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Juncker succeeded in winning another term as Prime Minister in the 1999 election, although the coalition with the Luxembourg Socialist Workers' Party was broken in favour of one with the Democratic Party. After the 2004 election, the Luxembourg Socialist Workers' Party became the second largest party again, and Juncker again formed a coalition with them.[14]
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In 2005, Juncker inherited a second term as President of the European Council. Shortly after the expiration of his term came Luxembourg's referendum on ratification, and Juncker staked his political career on its success, promising to resign if the referendum failed. The final result was a 56.5% Yes vote on an 88% turnout. His continued allegiance to European ideals earned him the 2006 Karlspreis. In 2009, he denounced the lifting of the excommunication of controversial Bishop Richard Williamson, a member of the Society of Saint Pius X.[18]
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Juncker supported the 2011 military intervention in Libya. Juncker added that he wanted NATO to take control of coalition military efforts in Libya as soon as possible.[19]
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On 19 November 2012, RTL Télé Lëtzebuerg aired a story alleging that the former head of the State Intelligence Service (SREL), Marco Mille, had used a wristwatch to covertly record a confidential conversation with Juncker in 2008.[20][21] According to the report, although Juncker had later found out about the recording, he took no action against Mille and allowed him to leave the service in 2010 for a position with Siemens.[20][22] A transcript of the conversation was published by D'Lëtzebuerger Land, which highlighted the disorganised state of the secret service, mentioned links between Grand Duke Henri and MI6 and referred to the "Bommeleeër" scandal.[23][24] On 4 December 2012, the Chamber of Deputies voted to set up a Parliamentary Inquiry into allegations of SREL misconduct including the illegal bugging of politicians, purchase of cars for private use and allegations of taking payments and favours in exchange for access to officials.[25][26] The inquiry heard from witnesses who claimed that SREL had conducted six or seven illegal wiretapping operations between 2007 and 2009, as well as covert operations in Iraq, Cuba and Libya.[27][28] The report concluded that Juncker had to bear political responsibility for SREL's activities, that he had been deficient in his control over the service and that he had failed to report all of the service's irregularities to the enquiry commission.[26][29] Juncker himself denied wrongdoing.[30]
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After a seven-hour debate in the Chamber of Deputies on 10 July, the withdrawal of support from the Christian Social People's Party's coalition partner, the Luxembourg Socialist Workers' Party (LSAP), forced Juncker to agree to new elections.[31] Alex Bodry, President of LSAP and Chair of the Parliamentary Inquiry into SREL, declared his lack of confidence in Juncker, saying: "We invite the prime minister to take full political responsibility in this context and ask the government to intervene with the head of state to clear the path for new elections."[30] Juncker tendered his resignation to the Grand Duke on 11 July.[26] After the election, Juncker was succeeded on 4 December 2013 by Xavier Bettel.[32]
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In 2004, the Eurogroup of eurozone finance ministers decided to replace the rotating chairmanship with a permanent president. Juncker was appointed as the first permanent president and assumed the chair on 1 January 2005. He was re-appointed for a second term in September 2006.[33] Under the Lisbon Treaty, this system was formalised and Juncker was confirmed for another term.[34] Juncker stepped down on 21 January 2013, when he was succeeded by Dutch Finance Minister Jeroen Dijsselbloem.[35]
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During his period as "Mr. Euro", the group was instrumental in negotiating and supervising bailout packages for the countries that faced bankruptcy: Greece, Ireland, Portugal, Spain and Cyprus.[36]
|
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Juncker was also an outspoken proponent of enhanced internal co-operation and increased international representation of the group.[37]
|
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In a debate in 2011, during the height of the eurozone crisis, Juncker responded to a conference-goer's suggestion to increase the openness of the strategy discussions in the eurogroup, by stating: "When it becomes serious you have to lie".[38] Scholars of financial markets have remarked that the quote is often taken out of context by critics; best practice amongst monetary policy committees in most states is to keep negotiations on decisions confidential to prevent markets from betting against troubled countries until they are finalised. This need is complicated by the Eurozone's arrangements, in which policy negotiations are held in high-profile international summits of eurozone finance ministers, where leaks of ongoing negotiations may potentially put "millions of people at risk".[38] Indeed, the quote continues;
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Monetary policy is a serious issue. We should discuss this in secret, in the Eurogroup. ... The same applies to economic and monetary policies in the Union. If we indicate possible decisions, we are fuelling speculations on the financial markets and we are throwing in misery mainly the people we are trying to safeguard from this. ... I'm ready to be insulted as being insufficiently democratic, but I want to be serious, ... I am for secret, dark debates.
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He further stated that when asked by a journalist to comment on those meetings he had had to lie, making clear it went against his personal moral conviction as a Catholic.[41]
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For the first time in 2014, the President of the European Commission was appointed under the new provisions established with the Treaty of Lisbon, which had entered into force after the 2009 Elections to the European Parliament, on 1 December 2009. Juncker's aide Martin Selmayr played a central role in his campaign and later during his presidency as Juncker's campaign director, head of Juncker's transition team and finally as Juncker's head of cabinet (chief of staff).
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Almost all major European political parties, put forward a lead candidate, or spitzenkandidat for their respective election campaign. At the election Congress of the European People's Party (EPP), held in Dublin on 6–7 March, Jean-Claude Juncker was elected the party's lead candidate for President of the Commission, defeating Michel Barnier. The congress also adopted the EPP election manifesto, which was used by Juncker during his campaign.[42][43][44]
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In the main debate between the candidates, transmitted live throughout Europe on 16 May via the European Broadcasting Union, all candidates agreed that it would be unacceptable if the European Council would propose someone as Commission President who had not publicly campaigned for the position ahead of the election.[45]
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In the elections, held 22–25 May, the EPP won the most parliamentary seats of all parties (221 of 751), but short of a majority in its own right.[46]
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On 27 May, the leaders of five of the seven political groups of the parliament issued a statement that Jean-Claude Juncker, being the lead candidate of the party which won a plurality of the seats, should be given the first attempt to form the required majority to be elected Commission President. Only the ECR and EFD disagreed to this process.[47][48]
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Later on 27 May, the European Council gave its president, Herman van Rompuy, the mandate to start consultations with the group leaders in the European Parliament to identify the best possible candidate. Having less influence over the appointment than under pre-Lisbon law, the Council instead made use of its right to set the strategic priorities, and included discussions with Parliament leaders and Council members alike for a strategic agenda for the upcoming period in Rompuy's mandate.
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[49]
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During the consultations, Juncker and the EPP agreed to cooperation with the Progressive Alliance of Socialists and Democrats (S&D), the second largest group in the new parliament, as well as secured the backing of all but two member state leaders. In return for their support, the centre-left group and state leaders secured promises of a shift in focus away from austerity towards growth and job creation for the coming period, as well as promises of some of the top jobs.[50][51][52][53]
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The European Council officially proposed Juncker to Parliament as candidate for the Presidency on 27 June, together with a strategic agenda setting out policy priorities for the upcoming Commission mandate period.[54]
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For the first time the nomination was not by consensus, but the European Council voted 26-2 to propose Juncker for the position. Voting against were British PM David Cameron (Conservative Party / AECR) and Hungarian PM Viktor Orbán (Fidesz / EPP), both of whom had frequently opposed Juncker during the election process. Prior to the vote, various media had reported the heads of government of Sweden, Netherlands and Germany were also having similar concerns regarding either the candidate himself, or the way the nomination process was conducted.[55][56] This was however never confirmed by the politicians in question.
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Once Juncker had been nominated by the Council he started visiting all of the political groups of the European Parliament in order to explain his visions as well as gain their support in order to get appointed as Commission President. The purpose was also to show that he had understood some criticism levelled by Eurosceptics in Brussels. This was demonstrated when the former Prime Minister of Luxembourg told the ECR lawmakers that "[d]espite what you may read in the British press, I do not want a United States of Europe," as well as "I do not believe that Europe can be constructed against the nation state."[57]
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On 15 July, Juncker presented his political programme to the European Parliament in plenary. Following a debate, the MEPs appointed Juncker to the position of Commission President with 422 votes in favour, well over the 376 required, and 250 votes against.[58]
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In early November 2014, just days after becoming head of the Commission, Juncker was hit by media disclosures—derived from a document leak known as LuxLeaks—that Luxembourg under his premiership had turned into a major European centre of corporate tax avoidance. With the aid of the Luxembourg government, companies transferred tax liability for many billions of euros to Luxembourg, where the income was taxed at a fraction of 1%. Juncker, who in a speech in Brussels in July 2014 promised to "try to put some morality, some ethics, into the European tax landscape", was sharply criticised following the leaks.[59] A subsequent motion of censure in the European Parliament was brought against Juncker over his role in the tax avoidance schemes. The motion was defeated by a large majority.[60] During his tenure, Juncker also oversaw the 2014 opening of the Luxembourg Freeport, which former German Member of European Parliament Wolf Klinz dubbed "fertile ground for money laundering and tax evasion".[61] In March 2015, Juncker called for the formation of a European army, because "a common army among the Europeans would convey to Russia that we are serious about defending the values of the European Union".[62]
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On 22 May 2015 at the EU summit in Riga, Juncker, alongside EU President Donald Tusk and Latvian PM Laimdota Straujuma, greeted EU leaders in a way unusual to diplomacy. For instance, he tried to convince Greek Prime Minister Alexis Tsipras to wear a tie by offering his own.[63] He also remarked on Karl-Heinz Lambertz being overweight and patted his belly. Juncker slapped his former deputy, the Luxembourgish Foreign Minister Jean Asselborn, and kissed Belgian Prime Minister Charles Michel's bald head.[64] The most unexpected incident happened when Hungarian premier Viktor Orbán arrived and Juncker addressed him using the expression "the dictator is coming", following it with a warm handshake and a slight slap on the cheek.[65] Spokesperson Margaritis Schinas called the event a joke: "Juncker is known for his very informal style. I wouldn't make anything else out of this."[66]
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In August 2016, Juncker received criticism over his remarks on immigration at the European Forum Alpbach in Austria. During his speech, Juncker, a supporter of Angela Merkel's open door response to the European migrant crisis, made news by telling the audience that "borders are the worst invention ever made by politicians".[67]
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Upon hearing the news of Cuban dictator Fidel Castro's death in December 2016, Juncker said, "With the death of Fidel Castro, the world has lost a man who was a hero for many."[68]
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In January 2017, leaked diplomatic cables show Juncker, as Luxembourg's prime minister from 1995 until the end of 2013, blocked EU efforts to fight tax avoidance by multinational corporations. Luxembourg agreed to multinational businesses on an individualised deal basis, often at an effective rate of less than 1%.[69]
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In July 2017, Juncker described the European Parliament as "ridiculous" after only a few dozen MEPs came to attend a debate dedicated to evaluating Malta's time holding the 6-month term rotating Presidency of the Council of the EU, accusing MEPs of showing a lack of respect for smaller EU countries.[70] Although rebuked for his remark by the Parliament's president, Antonio Tajani, Juncker responded, "I will never again attend a meeting of this kind."[70] Jaume Duch Guillot, chief spokesman for the Parliament, later said on Twitter that Juncker "regretted" the incident and that Tajani considered the case closed. However, it is not known whether Juncker apologised for his outburst.[71]
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On 4 May 2018, Juncker attended and spoke at an event commemorating Karl Marx's 200th birthday.[72] Critics accused Juncker of insulting the victims of communism.[73] Juncker's spokesperson defended the action, citing that the event was in Trier, a city of which Juncker has been honorary citizen since 2003. She added that Juncker was aware of the historical sensitivity surrounding Marx's legacy, but that not speaking about him "would come close to denying history."[72]
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Juncker supported the European Union–Mercosur free trade agreement, which would form one of the world's largest free trade areas: "This deal promotes our values and supports a multilateral, rules-based system."[74] The deal has been denounced by European beef farmers, environmental activists, and indigenous rights campaigners.[75] The fear is that the deal could lead to more deforestation of the Amazon rainforest as it expands market access to Brazilian beef.[76]
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In September 2019, European Commission President-elect Ursula von der Leyen created the new position of “Vice President for Protecting our European Way of Life”,[77] who will be responsible for upholding the rule-of-law, migration and internal security.[78] Juncker criticized Von der Leyen's decision, saying: "I don’t like the idea that the European way of life is opposed to migration. Accepting those that come from far away is part of the European way of life."[79]
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In addition to his native Luxembourgish, Juncker is fluent in English, French, German and Latin.[80]
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Juncker suffers from sciatica attacks following a 1989 car accident, which cause him occasional unsteadiness while walking.[81] A video of Juncker stumbling and receiving assistance from several EU politicians at a NATO leaders' event in July 2018 prompted comments about his health, though his spokesman dismissed the concerns.[82]
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Speculations about alcoholism surrounded Juncker for several years and have been discussed by several high-profile EU politicians.[83] In 2014, Jeroen Dijsselbloem, at the time Dutch Minister of Finance, described Juncker in an interview as a "heavy smoker and drinker", but later apologized for his comments.[84] Juncker himself has always denied these allegations in interviews.[85][81]
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Juncker is married to Christiane Frising. The couple have no children.[citation needed]
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Jean de La Fontaine (UK: /ˌlæ fɒnˈtɛn, -ˈteɪn/,[1] US: /ˌlɑː fɒnˈteɪn, lə -, ˌlɑː foʊnˈtɛn/,[2][3] French: [ʒɑ̃ d(ə) la fɔ̃tɛn]; 8 July 1621 – 13 April 1695) was a French fabulist and one of the most widely read French poets of the 17th century. He is known above all for his Fables, which provided a model for subsequent fabulists across Europe and numerous alternative versions in France, as well as in French regional languages.
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After a long period of royal suspicion, he was admitted to the French Academy and his reputation in France has never faded since. Evidence of this is found in the many pictures and statues of the writer, later depictions on medals, coins and postage stamps.
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La Fontaine was born at Château-Thierry in France. His father was Charles de La Fontaine, maître des eaux et forêts – a kind of deputy-ranger – of the Duchy of Château-Thierry; his mother was Françoise Pidoux. Both sides of his family were of the highest provincial middle class; though they were not noble, his father was fairly wealthy.[4][5]
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Jean, the eldest child, was educated at the collège (grammar school) of Château-Thierry, and at the end of his school days he entered the Oratory in May 1641, and the seminary of Saint-Magloire in October of the same year; but a very short sojourn proved to him that he had mistaken his vocation. He then apparently studied law, and is said to have been admitted as avocat/lawyer.[4]
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He was, however, settled in life, or at least might have been so, somewhat early. In 1647 his father resigned his rangership in his favor, and arranged a marriage for him with Marie Héricart, a girl of fourteen, who brought him 20,000 livres, and expectations. She seems to have been both beautiful and intelligent, but the two did not get along well together. There appears to be absolutely no ground for the vague scandal as to her conduct, which was, for the most part, raised long afterwards by gossip or personal enemies of La Fontaine. All that can be positively said against her is that she was a negligent housewife and an inveterate novel reader; La Fontaine himself was constantly away from home, was certainly not strict in point of conjugal fidelity, and was so bad a man of business that his affairs became involved in hopeless difficulty, and a financial separation of property (separation de biens) had to take place in 1658. This was a perfectly amicable transaction for the benefit of the family; by degrees, however, the pair, still without any actual quarrel, ceased to live together, and for the greater part of the last forty years of de la Fontaine's life he lived in Paris while his wife remained in Chateau Thierry which, however, he frequently visited. One son was born to them in 1653, and was educated and taken care of wholly by his mother.[4][6]
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Even in the earlier years of his marriage, La Fontaine seems to have been much in Paris, but it was not until about 1656 that he became a regular visitor to the capital. The duties of his office, which were only occasional, were compatible with this non-residence. It was not until he was past thirty that his literary career began. The reading of Malherbe, it is said, first awoke poetical fancies in him, but for some time he attempted nothing but trifles in the fashion of the time – epigrams, ballades, rondeaux, etc.[4]
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His first serious work was a translation or adaptation of the Eunuchus of Terence (1654). At this time the patron of French writing was the Superintendent Fouquet, to whom La Fontaine was introduced by Jacques Jannart, a connection of his wife's. Few people who paid their court to Fouquet went away empty-handed, and La Fontaine soon received a pension of 1000 livres (1659), on the easy terms of a copy of verses for each quarters receipt. He also began a medley of prose and poetry, entitled Le Songe de Vaux, on Fouquet's famous country house.[4]
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It was about this time that his wife's property had to be separately secured to her, and he seems by degrees to have had to sell everything that he owned; but, as he never lacked powerful and generous patrons, this was of small importance to him. In the same year he wrote a ballad, Les Rieurs du Beau-Richard, and this was followed by many small pieces of occasional poetry addressed to various personages from the king downwards. Fouquet fell out of favour with the king and was arrested. La Fontaine, like most of Fouquet's literary protégés, showed some fidelity to him by writing the elegy Pleurez, Nymphes de Vaux.[4]
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Just at this time his affairs did not look promising. His father and he had assumed the title of esquire, to which they were not strictly entitled, and, some old edicts on the subject having been put in force, an informer procured a sentence against the poet fining him 2000 livres. He found, however, a new protector in the duke and still more in the Duchess of Bouillon, his feudal superiors at Château-Thierry, and nothing more is heard of the fine.[4]
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Some of La Fontaine's liveliest verses are addressed to the duchess Marie Anne Mancini, the youngest of Mazarin's nieces, and it is even probable that the taste of the duke and duchess for Ariosto had something to do with the writing of his first work of real importance, the first book of the Contes, which appeared in 1664. He was then forty-three years old, and his previous printed productions had been comparatively trivial, though much of his work was handed about in manuscript long before it was regularly published.[4]
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It was about this time that the quartet of the Rue du Vieux Colombier, so famous in French literary history, was formed. It consisted of La Fontaine, Racine, Boileau and Molière, the last of whom was almost of the same age as La Fontaine, the other two considerably younger. Chapelain was also a kind of outsider in the coterie. There are many anecdotes, some pretty obviously apocryphal, about these meetings. The most characteristic is perhaps that which asserts that a copy of Chapelain's unlucky Pucelle always lay on the table, a certain number of lines of which was the appointed punishment for offences against the company. The coterie furnished under feigned names the personages of La Fontaine's version of the Cupid and Psyche story, which, however, with Adonis, was not printed till 1669.[4]
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Meanwhile, the poet continued to find friends. In 1664 he was regularly commissioned and sworn in as gentleman to the duchess dowager of Orléans, and was installed in the Luxembourg. He still retained his rangership, and in 1666 we have something like a reprimand from Colbert suggesting that he should look into some malpractices at Chateau Thierry. In the same year appeared the second book of the Contes, and in 1668 the first six books of the Fables, with more of both kinds in 1671. In this latter year a curious instance of the docility with which the poet lent himself to any influence was afforded by his officiating, at the instance of the Port-Royalists, as editor of a volume of sacred poetry dedicated to the Prince of Conti.[4]
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A year afterwards his situation, which had for some time been decidedly flourishing, showed signs of changing very much for the worse. The duchess of Orléans died, and he apparently had to give up his rangership, probably selling it to pay debts. But there was always a providence for La Fontaine. Madame de la Sablière, a woman of great beauty, of considerable intellectual power and of high character, invited him to make his home in her house, where he lived for some twenty years. He seems to have had no trouble whatever about his affairs thenceforward; and could devote himself to his two different lines of poetry, as well as to that of theatrical composition.[4]
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In 1682 he was, at more than sixty years of age, recognized as one of the foremost men of letters of France. Madame de Sévigné, one of the soundest literary critics of the time, and by no means given to praise mere novelties, had spoken of his second collection of Fables published in the winter of 1678 as divine; and it is pretty certain that this was the general opinion. It was not unreasonable, therefore, that he should present himself to the Académie française, and, though the subjects of his Contes were scarcely calculated to propitiate that decorous assembly, while his attachment to Fouquet and to more than one representative of the old Frondeur party made him suspect to Colbert and the king, most of the members were his personal friends.[4]
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He was first proposed in 1682, but was rejected for Marquis de Dangeau. The next year Colbert died and La Fontaine was again nominated. Boileau was also a candidate, but the first ballot gave the fabulist sixteen votes against seven only for the critic. The king, whose assent was necessary, not merely for election but for a second ballot in case of the failure of an absolute majority, was ill-pleased, and the election was left pending. Another vacancy occurred, however, some months later, and to this Boileau was elected. The king hastened to approve the choice effusively, adding, Vous pouvez incessamment recevoir La Fontaine, il a promis d'etre sage.[7]
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His admission was indirectly the cause of the only serious literary quarrel of his life. A dispute took place between the Academy and one of its members, Antoine Furetière, on the subject of the latter's French dictionary, which was decided to be a breach of the Academy's corporate privileges. Furetière, a man of no small ability, bitterly assailed those whom he considered to be his enemies, and among them La Fontaine, whose unlucky Contes made him peculiarly vulnerable, his second collection of these tales having been the subject of a police condemnation. The death of the author of the Roman Bourgeois, however, put an end to this quarrel.[8]
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Shortly afterwards La Fontaine had a share in a still more famous affair, the celebrated Ancient-and-Modern squabble in which Boileau and Charles Perrault were the chiefs, and in which La Fontaine (though he had been specially singled out by Perrault for better comparison with Aesop and Phaedrus) took the Ancient side. About the same time (1685–1687) he made the acquaintance of the last of his many hosts and protectors, Monsieur and Madame d'Hervart, and fell in love with a certain Madame Ulrich, a lady of some position but of doubtful character. This acquaintance was accompanied by a great familiarity with Vendôme, Chaulieu and the rest of the libertine coterie of the Temple; but, though Madame de la Sablière had long given herself up almost entirely to good works and religious exercises, La Fontaine continued an inmate of her house until her death in 1693. What followed is told in one of the best known of the many stories bearing on his childlike nature. Hervart on hearing of the death, had set out at once to find La Fontaine. He met him in the street in great sorrow, and begged him to make his home at his house. J'y allais was La Fontaine's answer.[8]
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In 1692, the writer had published a revised edition of the Contes, although he suffered a severe illness. In that same year, La Fontaine converted to Christianity. A young priest, M. Poucet, tried to persuade him about the impropriety of the Contes and it is said that the destruction of a new play was demanded and submitted to as a proof of repentance.[9] La Fontaine received the Viaticum, and the following years he continued to write poems and fables.[10]
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A story is told of the young duke of Burgundy, Fénelon's pupil, who was then only eleven years old, sending 50 louis to La Fontaine as a present of his own motion. But, though La Fontaine recovered for the time, he was broken by age and infirmity, and his new hosts had to nurse rather than to entertain him, which they did very carefully and kindly. He did a little more work, completing his Fables among other things; but he did not survive Madame de la Sablière much more than two years, dying on 13 April 1695 in Paris, at the age of seventy-three. When the Père Lachaise Cemetery opened in Paris, La Fontaine's remains were moved there. His wife survived him nearly fifteen years.[8]
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The curious personal character of La Fontaine, like that of some other men of letters, has been enshrined in a kind of legend by literary tradition. At an early age his absence of mind and indifference to business gave a subject to Gédéon Tallemant des Réaux. His later contemporaries helped to swell the tale, and the 18th century finally accepted it, including the anecdotes of his meeting his son, being told who he was, and remarking, Ah, yes, I thought I had seen him somewhere!, of his insisting on fighting a duel with a supposed admirer of his wife, and then imploring him to visit at his house just as before; of his going into company with his stockings wrong side out, &c., with, for a contrast, those of his awkwardness and silence, if not positive rudeness in company.[8]
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It ought to be remembered, as a comment on the unfavourable description by Jean de La Bruyère, that La Fontaine was a special friend and ally of Benserade, La Bruyere's chief literary enemy. But after all deductions much will remain, especially when it is remembered that one of the chief authorities for these anecdotes is Louis Racine, a man who possessed intelligence and moral worth, and who received them from his father, La Fontaine's attached friend for more than thirty years. Perhaps the best worth recording of all these stories is one of the Vieux Colombier quartet, which tells how Molière, while Racine and Boileau were exercising their wits upon le bonhomme or le bon (by both which titles La Fontaine was familiarly known), remarked to a bystander, Nos beaux esprits ont beau faire, ils n'effaceront pas le bonhomme. They have not.[8]
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The numerous works of La Fontaine fall into three traditional divisions: the Fables, the Tales and the miscellaneous (including dramatic) works. He is best known for the first of these, in which a tradition of fable collecting in French verse reaching back to the Middle Ages was brought to a peak. Although these earlier works refer to Aesop in their title, they collected many fables from more recent sources. Among the foremost were Marie de France's Ysopet (1190) and Gilles Corrozet’s Les Fables du très ancien Esope, mises en rithme françoise (1542).
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The publication of the twelve books of La Fontaine's Fables extended from 1668 to 1694. The stories in the first six of these derive for the most part from Aesop and Horace and are pithily told in free verse. Those in the later editions are often taken from more recent sources or from translations of Eastern stories and are told at greater length. The deceptively simple verses are easily memorised, yet display deep insights into human nature. Many of the lines have entered the French language as standard phrases, often proverbial. The fables are also distinguished by their occasionally ironical ambivalence. The fable of "The Sculptor and the Statue of Jupiter" (IX.6), for example, reads like a satire on superstition, but its moralising conclusion that "All men, as far as in them lies,/Create realities of dreams" might equally be applied to religion as a whole.[11]
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The second division of his work, the tales (Contes et nouvelles en vers), were at one time almost equally as popular and their writing extended over a longer period. The first were published in 1664 and the last appeared posthumously. They were particularly marked by their archly licentious tone.[12]
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While the Fables have an international reputation, celebration of their author has largely been confined to France. Even in his own lifetime, such was his renown, he was painted by three leading portraitists. It was at the age of 63, on the occasion of his reception into the Académie française in 1684, that he was portrayed by Hyacinthe Rigaud.[13] Nicolas de Largillière painted him at the age of 73,[14] and a third portrait is attributed to François de Troy (see below).[15]
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Two contemporary sculptors made head and shoulders busts of La Fontaine. Jean-Jacques Caffieri’s was exhibited at the 1779 Salon and then given to the Comédie Française; Jean-Antoine Houdon’s dates from 1782.[16] There are in fact two versions by Houdon, one now at the Philadelphia Museum of Art,[17] and another at the castle of his former patron Fouquet at Vaux-le-Vicomte (see below).
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In Paris there is a full length marble statue by Pierre Julien, now in the Louvre, that was commissioned in 1781 and exhibited at the 1785 Salon. The writer is represented in an ample cloak, sitting in contemplation on a gnarled tree on which a vine with grapes is climbing. On his knee is the manuscript of the fable of the fox and the grapes, while at his feet a fox is seated on his hat with its paw on a leather-bound volume, looking up at him.[18] Small scale porcelain models were made of this by the Sèvres pottery and in polychrome porcelain by the Frankenthal pottery. In the following century small models were made of the bronze statue by Etienne Marin Melingue, exhibited in Paris in 1840 and in London in 1881. In this the poet is leaning thoughtfully against a rock, hat in hand.[19] Also in the Cour Napoléon of the Louvre is the 1857 standing stone statue by Jean-Louis Jaley.[20]
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Another commemorative monument to La Fontaine was set up at the head of the Parisian Jardin du Ranelagh in 1891. The bronze bust designed by Achille Dumilâtre was exhibited at the Exposition Universelle (1889) before being placed on a high stone pedestal surrounded by various figures from the fables.[21] The work was melted down, like many others during World War II, but was replaced in 1983 by Charles Correia's standing statue of the fabulist looking down at the fox and the crow on the steps and plinth below him.[22]
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There are more statues in Château-Thierry, the town of the poet's birth. The most prominent is the standing statue by Charles-René Laitié,[23] which was ordered by command of Louis XVIII as a gift to the town. It was officially set in place in a square overlooking the Marne in 1824. During the Second Battle of the Marne it was damaged and was then moved about the town. Repaired now, its present position is in the square fronting the poet's former house. At his feet the race between the Tortoise and the Hare is taking place.[24] The house itself has now been converted into a museum, outside which stands the life-sized statue created by Bernard Seurre.[25] Inside the museum is Louis-Pierre Deseine’s head and shoulders clay bust of La Fontaine.[26]
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Further evidence of La Fontaine's enduring popularity is his appearance on a playing card from the second year of the French Revolution.[27] In this pack royalty is displaced by the rationalist free-thinkers known as Philosophes, and the ironical fabulist figures as the King of Spades. He was no less popular at the Bourbon Restoration, as is evidenced by the royal commission of his statue. Besides that, there was the 1816 bronze commemorative medal depicting the poet's head, designed by Jacques-Édouard Gatteaux, in the Great Men of France series.[28] More recently there has been a sideways seated view of him in the Histoire de France series.[29]
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The head of La Fontaine also appeared on a 100 franc coin to commemorate the 300th anniversary of his death, on the reverse of which the fable of the fox and the crow is depicted.[30] Another commemoration that year included the strip of 2.80 euro fable stamps, in the composite folder of which appeared a detachable portrait without currency. In 1995 equally, the asteroid 5780 Lafontaine was named in his honour.[31]
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Other appearances on postage stamps include the 55 centimes issue of 1938, with a medallion of the fable of The Wolf and the Lamb below him;[32] and the Monaco 50-cent stamp commemorating the 350th anniversary of La Fontaine's birth in 1971, in which the head and shoulders of the fabulist appear below some the more famous characters about which he wrote.[33] Another coin series on which he appears is the annualFables de La Fontaine celebration of the (Chinese) lunar new year. Issued since 2006, these bullion coins have had his portrait on the reverse and on the face each year's particular zodiac animal.[34]
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Fictional depictions have followed the fashionable view of La Fontaine at their period. As a minor character in Alexandre Dumas's novel The Vicomte of Bragelonne, he appears as a bumbling and scatterbrained courtier of Nicolas Fouquet.[35] In the 2007 film Jean de La Fontaine – le défi, however, the poet resists the absolutist rule of Louis XIV after the fall of Fouquet.[36][circular reference]
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Jean de La Fontaine (UK: /ˌlæ fɒnˈtɛn, -ˈteɪn/,[1] US: /ˌlɑː fɒnˈteɪn, lə -, ˌlɑː foʊnˈtɛn/,[2][3] French: [ʒɑ̃ d(ə) la fɔ̃tɛn]; 8 July 1621 – 13 April 1695) was a French fabulist and one of the most widely read French poets of the 17th century. He is known above all for his Fables, which provided a model for subsequent fabulists across Europe and numerous alternative versions in France, as well as in French regional languages.
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After a long period of royal suspicion, he was admitted to the French Academy and his reputation in France has never faded since. Evidence of this is found in the many pictures and statues of the writer, later depictions on medals, coins and postage stamps.
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La Fontaine was born at Château-Thierry in France. His father was Charles de La Fontaine, maître des eaux et forêts – a kind of deputy-ranger – of the Duchy of Château-Thierry; his mother was Françoise Pidoux. Both sides of his family were of the highest provincial middle class; though they were not noble, his father was fairly wealthy.[4][5]
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Jean, the eldest child, was educated at the collège (grammar school) of Château-Thierry, and at the end of his school days he entered the Oratory in May 1641, and the seminary of Saint-Magloire in October of the same year; but a very short sojourn proved to him that he had mistaken his vocation. He then apparently studied law, and is said to have been admitted as avocat/lawyer.[4]
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He was, however, settled in life, or at least might have been so, somewhat early. In 1647 his father resigned his rangership in his favor, and arranged a marriage for him with Marie Héricart, a girl of fourteen, who brought him 20,000 livres, and expectations. She seems to have been both beautiful and intelligent, but the two did not get along well together. There appears to be absolutely no ground for the vague scandal as to her conduct, which was, for the most part, raised long afterwards by gossip or personal enemies of La Fontaine. All that can be positively said against her is that she was a negligent housewife and an inveterate novel reader; La Fontaine himself was constantly away from home, was certainly not strict in point of conjugal fidelity, and was so bad a man of business that his affairs became involved in hopeless difficulty, and a financial separation of property (separation de biens) had to take place in 1658. This was a perfectly amicable transaction for the benefit of the family; by degrees, however, the pair, still without any actual quarrel, ceased to live together, and for the greater part of the last forty years of de la Fontaine's life he lived in Paris while his wife remained in Chateau Thierry which, however, he frequently visited. One son was born to them in 1653, and was educated and taken care of wholly by his mother.[4][6]
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Even in the earlier years of his marriage, La Fontaine seems to have been much in Paris, but it was not until about 1656 that he became a regular visitor to the capital. The duties of his office, which were only occasional, were compatible with this non-residence. It was not until he was past thirty that his literary career began. The reading of Malherbe, it is said, first awoke poetical fancies in him, but for some time he attempted nothing but trifles in the fashion of the time – epigrams, ballades, rondeaux, etc.[4]
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His first serious work was a translation or adaptation of the Eunuchus of Terence (1654). At this time the patron of French writing was the Superintendent Fouquet, to whom La Fontaine was introduced by Jacques Jannart, a connection of his wife's. Few people who paid their court to Fouquet went away empty-handed, and La Fontaine soon received a pension of 1000 livres (1659), on the easy terms of a copy of verses for each quarters receipt. He also began a medley of prose and poetry, entitled Le Songe de Vaux, on Fouquet's famous country house.[4]
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It was about this time that his wife's property had to be separately secured to her, and he seems by degrees to have had to sell everything that he owned; but, as he never lacked powerful and generous patrons, this was of small importance to him. In the same year he wrote a ballad, Les Rieurs du Beau-Richard, and this was followed by many small pieces of occasional poetry addressed to various personages from the king downwards. Fouquet fell out of favour with the king and was arrested. La Fontaine, like most of Fouquet's literary protégés, showed some fidelity to him by writing the elegy Pleurez, Nymphes de Vaux.[4]
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Just at this time his affairs did not look promising. His father and he had assumed the title of esquire, to which they were not strictly entitled, and, some old edicts on the subject having been put in force, an informer procured a sentence against the poet fining him 2000 livres. He found, however, a new protector in the duke and still more in the Duchess of Bouillon, his feudal superiors at Château-Thierry, and nothing more is heard of the fine.[4]
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Some of La Fontaine's liveliest verses are addressed to the duchess Marie Anne Mancini, the youngest of Mazarin's nieces, and it is even probable that the taste of the duke and duchess for Ariosto had something to do with the writing of his first work of real importance, the first book of the Contes, which appeared in 1664. He was then forty-three years old, and his previous printed productions had been comparatively trivial, though much of his work was handed about in manuscript long before it was regularly published.[4]
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It was about this time that the quartet of the Rue du Vieux Colombier, so famous in French literary history, was formed. It consisted of La Fontaine, Racine, Boileau and Molière, the last of whom was almost of the same age as La Fontaine, the other two considerably younger. Chapelain was also a kind of outsider in the coterie. There are many anecdotes, some pretty obviously apocryphal, about these meetings. The most characteristic is perhaps that which asserts that a copy of Chapelain's unlucky Pucelle always lay on the table, a certain number of lines of which was the appointed punishment for offences against the company. The coterie furnished under feigned names the personages of La Fontaine's version of the Cupid and Psyche story, which, however, with Adonis, was not printed till 1669.[4]
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Meanwhile, the poet continued to find friends. In 1664 he was regularly commissioned and sworn in as gentleman to the duchess dowager of Orléans, and was installed in the Luxembourg. He still retained his rangership, and in 1666 we have something like a reprimand from Colbert suggesting that he should look into some malpractices at Chateau Thierry. In the same year appeared the second book of the Contes, and in 1668 the first six books of the Fables, with more of both kinds in 1671. In this latter year a curious instance of the docility with which the poet lent himself to any influence was afforded by his officiating, at the instance of the Port-Royalists, as editor of a volume of sacred poetry dedicated to the Prince of Conti.[4]
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A year afterwards his situation, which had for some time been decidedly flourishing, showed signs of changing very much for the worse. The duchess of Orléans died, and he apparently had to give up his rangership, probably selling it to pay debts. But there was always a providence for La Fontaine. Madame de la Sablière, a woman of great beauty, of considerable intellectual power and of high character, invited him to make his home in her house, where he lived for some twenty years. He seems to have had no trouble whatever about his affairs thenceforward; and could devote himself to his two different lines of poetry, as well as to that of theatrical composition.[4]
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In 1682 he was, at more than sixty years of age, recognized as one of the foremost men of letters of France. Madame de Sévigné, one of the soundest literary critics of the time, and by no means given to praise mere novelties, had spoken of his second collection of Fables published in the winter of 1678 as divine; and it is pretty certain that this was the general opinion. It was not unreasonable, therefore, that he should present himself to the Académie française, and, though the subjects of his Contes were scarcely calculated to propitiate that decorous assembly, while his attachment to Fouquet and to more than one representative of the old Frondeur party made him suspect to Colbert and the king, most of the members were his personal friends.[4]
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He was first proposed in 1682, but was rejected for Marquis de Dangeau. The next year Colbert died and La Fontaine was again nominated. Boileau was also a candidate, but the first ballot gave the fabulist sixteen votes against seven only for the critic. The king, whose assent was necessary, not merely for election but for a second ballot in case of the failure of an absolute majority, was ill-pleased, and the election was left pending. Another vacancy occurred, however, some months later, and to this Boileau was elected. The king hastened to approve the choice effusively, adding, Vous pouvez incessamment recevoir La Fontaine, il a promis d'etre sage.[7]
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His admission was indirectly the cause of the only serious literary quarrel of his life. A dispute took place between the Academy and one of its members, Antoine Furetière, on the subject of the latter's French dictionary, which was decided to be a breach of the Academy's corporate privileges. Furetière, a man of no small ability, bitterly assailed those whom he considered to be his enemies, and among them La Fontaine, whose unlucky Contes made him peculiarly vulnerable, his second collection of these tales having been the subject of a police condemnation. The death of the author of the Roman Bourgeois, however, put an end to this quarrel.[8]
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Shortly afterwards La Fontaine had a share in a still more famous affair, the celebrated Ancient-and-Modern squabble in which Boileau and Charles Perrault were the chiefs, and in which La Fontaine (though he had been specially singled out by Perrault for better comparison with Aesop and Phaedrus) took the Ancient side. About the same time (1685–1687) he made the acquaintance of the last of his many hosts and protectors, Monsieur and Madame d'Hervart, and fell in love with a certain Madame Ulrich, a lady of some position but of doubtful character. This acquaintance was accompanied by a great familiarity with Vendôme, Chaulieu and the rest of the libertine coterie of the Temple; but, though Madame de la Sablière had long given herself up almost entirely to good works and religious exercises, La Fontaine continued an inmate of her house until her death in 1693. What followed is told in one of the best known of the many stories bearing on his childlike nature. Hervart on hearing of the death, had set out at once to find La Fontaine. He met him in the street in great sorrow, and begged him to make his home at his house. J'y allais was La Fontaine's answer.[8]
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In 1692, the writer had published a revised edition of the Contes, although he suffered a severe illness. In that same year, La Fontaine converted to Christianity. A young priest, M. Poucet, tried to persuade him about the impropriety of the Contes and it is said that the destruction of a new play was demanded and submitted to as a proof of repentance.[9] La Fontaine received the Viaticum, and the following years he continued to write poems and fables.[10]
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A story is told of the young duke of Burgundy, Fénelon's pupil, who was then only eleven years old, sending 50 louis to La Fontaine as a present of his own motion. But, though La Fontaine recovered for the time, he was broken by age and infirmity, and his new hosts had to nurse rather than to entertain him, which they did very carefully and kindly. He did a little more work, completing his Fables among other things; but he did not survive Madame de la Sablière much more than two years, dying on 13 April 1695 in Paris, at the age of seventy-three. When the Père Lachaise Cemetery opened in Paris, La Fontaine's remains were moved there. His wife survived him nearly fifteen years.[8]
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The curious personal character of La Fontaine, like that of some other men of letters, has been enshrined in a kind of legend by literary tradition. At an early age his absence of mind and indifference to business gave a subject to Gédéon Tallemant des Réaux. His later contemporaries helped to swell the tale, and the 18th century finally accepted it, including the anecdotes of his meeting his son, being told who he was, and remarking, Ah, yes, I thought I had seen him somewhere!, of his insisting on fighting a duel with a supposed admirer of his wife, and then imploring him to visit at his house just as before; of his going into company with his stockings wrong side out, &c., with, for a contrast, those of his awkwardness and silence, if not positive rudeness in company.[8]
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It ought to be remembered, as a comment on the unfavourable description by Jean de La Bruyère, that La Fontaine was a special friend and ally of Benserade, La Bruyere's chief literary enemy. But after all deductions much will remain, especially when it is remembered that one of the chief authorities for these anecdotes is Louis Racine, a man who possessed intelligence and moral worth, and who received them from his father, La Fontaine's attached friend for more than thirty years. Perhaps the best worth recording of all these stories is one of the Vieux Colombier quartet, which tells how Molière, while Racine and Boileau were exercising their wits upon le bonhomme or le bon (by both which titles La Fontaine was familiarly known), remarked to a bystander, Nos beaux esprits ont beau faire, ils n'effaceront pas le bonhomme. They have not.[8]
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The numerous works of La Fontaine fall into three traditional divisions: the Fables, the Tales and the miscellaneous (including dramatic) works. He is best known for the first of these, in which a tradition of fable collecting in French verse reaching back to the Middle Ages was brought to a peak. Although these earlier works refer to Aesop in their title, they collected many fables from more recent sources. Among the foremost were Marie de France's Ysopet (1190) and Gilles Corrozet’s Les Fables du très ancien Esope, mises en rithme françoise (1542).
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The publication of the twelve books of La Fontaine's Fables extended from 1668 to 1694. The stories in the first six of these derive for the most part from Aesop and Horace and are pithily told in free verse. Those in the later editions are often taken from more recent sources or from translations of Eastern stories and are told at greater length. The deceptively simple verses are easily memorised, yet display deep insights into human nature. Many of the lines have entered the French language as standard phrases, often proverbial. The fables are also distinguished by their occasionally ironical ambivalence. The fable of "The Sculptor and the Statue of Jupiter" (IX.6), for example, reads like a satire on superstition, but its moralising conclusion that "All men, as far as in them lies,/Create realities of dreams" might equally be applied to religion as a whole.[11]
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The second division of his work, the tales (Contes et nouvelles en vers), were at one time almost equally as popular and their writing extended over a longer period. The first were published in 1664 and the last appeared posthumously. They were particularly marked by their archly licentious tone.[12]
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While the Fables have an international reputation, celebration of their author has largely been confined to France. Even in his own lifetime, such was his renown, he was painted by three leading portraitists. It was at the age of 63, on the occasion of his reception into the Académie française in 1684, that he was portrayed by Hyacinthe Rigaud.[13] Nicolas de Largillière painted him at the age of 73,[14] and a third portrait is attributed to François de Troy (see below).[15]
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Two contemporary sculptors made head and shoulders busts of La Fontaine. Jean-Jacques Caffieri’s was exhibited at the 1779 Salon and then given to the Comédie Française; Jean-Antoine Houdon’s dates from 1782.[16] There are in fact two versions by Houdon, one now at the Philadelphia Museum of Art,[17] and another at the castle of his former patron Fouquet at Vaux-le-Vicomte (see below).
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In Paris there is a full length marble statue by Pierre Julien, now in the Louvre, that was commissioned in 1781 and exhibited at the 1785 Salon. The writer is represented in an ample cloak, sitting in contemplation on a gnarled tree on which a vine with grapes is climbing. On his knee is the manuscript of the fable of the fox and the grapes, while at his feet a fox is seated on his hat with its paw on a leather-bound volume, looking up at him.[18] Small scale porcelain models were made of this by the Sèvres pottery and in polychrome porcelain by the Frankenthal pottery. In the following century small models were made of the bronze statue by Etienne Marin Melingue, exhibited in Paris in 1840 and in London in 1881. In this the poet is leaning thoughtfully against a rock, hat in hand.[19] Also in the Cour Napoléon of the Louvre is the 1857 standing stone statue by Jean-Louis Jaley.[20]
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Another commemorative monument to La Fontaine was set up at the head of the Parisian Jardin du Ranelagh in 1891. The bronze bust designed by Achille Dumilâtre was exhibited at the Exposition Universelle (1889) before being placed on a high stone pedestal surrounded by various figures from the fables.[21] The work was melted down, like many others during World War II, but was replaced in 1983 by Charles Correia's standing statue of the fabulist looking down at the fox and the crow on the steps and plinth below him.[22]
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There are more statues in Château-Thierry, the town of the poet's birth. The most prominent is the standing statue by Charles-René Laitié,[23] which was ordered by command of Louis XVIII as a gift to the town. It was officially set in place in a square overlooking the Marne in 1824. During the Second Battle of the Marne it was damaged and was then moved about the town. Repaired now, its present position is in the square fronting the poet's former house. At his feet the race between the Tortoise and the Hare is taking place.[24] The house itself has now been converted into a museum, outside which stands the life-sized statue created by Bernard Seurre.[25] Inside the museum is Louis-Pierre Deseine’s head and shoulders clay bust of La Fontaine.[26]
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Further evidence of La Fontaine's enduring popularity is his appearance on a playing card from the second year of the French Revolution.[27] In this pack royalty is displaced by the rationalist free-thinkers known as Philosophes, and the ironical fabulist figures as the King of Spades. He was no less popular at the Bourbon Restoration, as is evidenced by the royal commission of his statue. Besides that, there was the 1816 bronze commemorative medal depicting the poet's head, designed by Jacques-Édouard Gatteaux, in the Great Men of France series.[28] More recently there has been a sideways seated view of him in the Histoire de France series.[29]
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The head of La Fontaine also appeared on a 100 franc coin to commemorate the 300th anniversary of his death, on the reverse of which the fable of the fox and the crow is depicted.[30] Another commemoration that year included the strip of 2.80 euro fable stamps, in the composite folder of which appeared a detachable portrait without currency. In 1995 equally, the asteroid 5780 Lafontaine was named in his honour.[31]
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Other appearances on postage stamps include the 55 centimes issue of 1938, with a medallion of the fable of The Wolf and the Lamb below him;[32] and the Monaco 50-cent stamp commemorating the 350th anniversary of La Fontaine's birth in 1971, in which the head and shoulders of the fabulist appear below some the more famous characters about which he wrote.[33] Another coin series on which he appears is the annualFables de La Fontaine celebration of the (Chinese) lunar new year. Issued since 2006, these bullion coins have had his portrait on the reverse and on the face each year's particular zodiac animal.[34]
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Fictional depictions have followed the fashionable view of La Fontaine at their period. As a minor character in Alexandre Dumas's novel The Vicomte of Bragelonne, he appears as a bumbling and scatterbrained courtier of Nicolas Fouquet.[35] In the 2007 film Jean de La Fontaine – le défi, however, the poet resists the absolutist rule of Louis XIV after the fall of Fouquet.[36][circular reference]
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Jean de La Fontaine (UK: /ˌlæ fɒnˈtɛn, -ˈteɪn/,[1] US: /ˌlɑː fɒnˈteɪn, lə -, ˌlɑː foʊnˈtɛn/,[2][3] French: [ʒɑ̃ d(ə) la fɔ̃tɛn]; 8 July 1621 – 13 April 1695) was a French fabulist and one of the most widely read French poets of the 17th century. He is known above all for his Fables, which provided a model for subsequent fabulists across Europe and numerous alternative versions in France, as well as in French regional languages.
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After a long period of royal suspicion, he was admitted to the French Academy and his reputation in France has never faded since. Evidence of this is found in the many pictures and statues of the writer, later depictions on medals, coins and postage stamps.
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La Fontaine was born at Château-Thierry in France. His father was Charles de La Fontaine, maître des eaux et forêts – a kind of deputy-ranger – of the Duchy of Château-Thierry; his mother was Françoise Pidoux. Both sides of his family were of the highest provincial middle class; though they were not noble, his father was fairly wealthy.[4][5]
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Jean, the eldest child, was educated at the collège (grammar school) of Château-Thierry, and at the end of his school days he entered the Oratory in May 1641, and the seminary of Saint-Magloire in October of the same year; but a very short sojourn proved to him that he had mistaken his vocation. He then apparently studied law, and is said to have been admitted as avocat/lawyer.[4]
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He was, however, settled in life, or at least might have been so, somewhat early. In 1647 his father resigned his rangership in his favor, and arranged a marriage for him with Marie Héricart, a girl of fourteen, who brought him 20,000 livres, and expectations. She seems to have been both beautiful and intelligent, but the two did not get along well together. There appears to be absolutely no ground for the vague scandal as to her conduct, which was, for the most part, raised long afterwards by gossip or personal enemies of La Fontaine. All that can be positively said against her is that she was a negligent housewife and an inveterate novel reader; La Fontaine himself was constantly away from home, was certainly not strict in point of conjugal fidelity, and was so bad a man of business that his affairs became involved in hopeless difficulty, and a financial separation of property (separation de biens) had to take place in 1658. This was a perfectly amicable transaction for the benefit of the family; by degrees, however, the pair, still without any actual quarrel, ceased to live together, and for the greater part of the last forty years of de la Fontaine's life he lived in Paris while his wife remained in Chateau Thierry which, however, he frequently visited. One son was born to them in 1653, and was educated and taken care of wholly by his mother.[4][6]
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Even in the earlier years of his marriage, La Fontaine seems to have been much in Paris, but it was not until about 1656 that he became a regular visitor to the capital. The duties of his office, which were only occasional, were compatible with this non-residence. It was not until he was past thirty that his literary career began. The reading of Malherbe, it is said, first awoke poetical fancies in him, but for some time he attempted nothing but trifles in the fashion of the time – epigrams, ballades, rondeaux, etc.[4]
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His first serious work was a translation or adaptation of the Eunuchus of Terence (1654). At this time the patron of French writing was the Superintendent Fouquet, to whom La Fontaine was introduced by Jacques Jannart, a connection of his wife's. Few people who paid their court to Fouquet went away empty-handed, and La Fontaine soon received a pension of 1000 livres (1659), on the easy terms of a copy of verses for each quarters receipt. He also began a medley of prose and poetry, entitled Le Songe de Vaux, on Fouquet's famous country house.[4]
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It was about this time that his wife's property had to be separately secured to her, and he seems by degrees to have had to sell everything that he owned; but, as he never lacked powerful and generous patrons, this was of small importance to him. In the same year he wrote a ballad, Les Rieurs du Beau-Richard, and this was followed by many small pieces of occasional poetry addressed to various personages from the king downwards. Fouquet fell out of favour with the king and was arrested. La Fontaine, like most of Fouquet's literary protégés, showed some fidelity to him by writing the elegy Pleurez, Nymphes de Vaux.[4]
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Just at this time his affairs did not look promising. His father and he had assumed the title of esquire, to which they were not strictly entitled, and, some old edicts on the subject having been put in force, an informer procured a sentence against the poet fining him 2000 livres. He found, however, a new protector in the duke and still more in the Duchess of Bouillon, his feudal superiors at Château-Thierry, and nothing more is heard of the fine.[4]
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Some of La Fontaine's liveliest verses are addressed to the duchess Marie Anne Mancini, the youngest of Mazarin's nieces, and it is even probable that the taste of the duke and duchess for Ariosto had something to do with the writing of his first work of real importance, the first book of the Contes, which appeared in 1664. He was then forty-three years old, and his previous printed productions had been comparatively trivial, though much of his work was handed about in manuscript long before it was regularly published.[4]
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It was about this time that the quartet of the Rue du Vieux Colombier, so famous in French literary history, was formed. It consisted of La Fontaine, Racine, Boileau and Molière, the last of whom was almost of the same age as La Fontaine, the other two considerably younger. Chapelain was also a kind of outsider in the coterie. There are many anecdotes, some pretty obviously apocryphal, about these meetings. The most characteristic is perhaps that which asserts that a copy of Chapelain's unlucky Pucelle always lay on the table, a certain number of lines of which was the appointed punishment for offences against the company. The coterie furnished under feigned names the personages of La Fontaine's version of the Cupid and Psyche story, which, however, with Adonis, was not printed till 1669.[4]
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Meanwhile, the poet continued to find friends. In 1664 he was regularly commissioned and sworn in as gentleman to the duchess dowager of Orléans, and was installed in the Luxembourg. He still retained his rangership, and in 1666 we have something like a reprimand from Colbert suggesting that he should look into some malpractices at Chateau Thierry. In the same year appeared the second book of the Contes, and in 1668 the first six books of the Fables, with more of both kinds in 1671. In this latter year a curious instance of the docility with which the poet lent himself to any influence was afforded by his officiating, at the instance of the Port-Royalists, as editor of a volume of sacred poetry dedicated to the Prince of Conti.[4]
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A year afterwards his situation, which had for some time been decidedly flourishing, showed signs of changing very much for the worse. The duchess of Orléans died, and he apparently had to give up his rangership, probably selling it to pay debts. But there was always a providence for La Fontaine. Madame de la Sablière, a woman of great beauty, of considerable intellectual power and of high character, invited him to make his home in her house, where he lived for some twenty years. He seems to have had no trouble whatever about his affairs thenceforward; and could devote himself to his two different lines of poetry, as well as to that of theatrical composition.[4]
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In 1682 he was, at more than sixty years of age, recognized as one of the foremost men of letters of France. Madame de Sévigné, one of the soundest literary critics of the time, and by no means given to praise mere novelties, had spoken of his second collection of Fables published in the winter of 1678 as divine; and it is pretty certain that this was the general opinion. It was not unreasonable, therefore, that he should present himself to the Académie française, and, though the subjects of his Contes were scarcely calculated to propitiate that decorous assembly, while his attachment to Fouquet and to more than one representative of the old Frondeur party made him suspect to Colbert and the king, most of the members were his personal friends.[4]
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He was first proposed in 1682, but was rejected for Marquis de Dangeau. The next year Colbert died and La Fontaine was again nominated. Boileau was also a candidate, but the first ballot gave the fabulist sixteen votes against seven only for the critic. The king, whose assent was necessary, not merely for election but for a second ballot in case of the failure of an absolute majority, was ill-pleased, and the election was left pending. Another vacancy occurred, however, some months later, and to this Boileau was elected. The king hastened to approve the choice effusively, adding, Vous pouvez incessamment recevoir La Fontaine, il a promis d'etre sage.[7]
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His admission was indirectly the cause of the only serious literary quarrel of his life. A dispute took place between the Academy and one of its members, Antoine Furetière, on the subject of the latter's French dictionary, which was decided to be a breach of the Academy's corporate privileges. Furetière, a man of no small ability, bitterly assailed those whom he considered to be his enemies, and among them La Fontaine, whose unlucky Contes made him peculiarly vulnerable, his second collection of these tales having been the subject of a police condemnation. The death of the author of the Roman Bourgeois, however, put an end to this quarrel.[8]
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Shortly afterwards La Fontaine had a share in a still more famous affair, the celebrated Ancient-and-Modern squabble in which Boileau and Charles Perrault were the chiefs, and in which La Fontaine (though he had been specially singled out by Perrault for better comparison with Aesop and Phaedrus) took the Ancient side. About the same time (1685–1687) he made the acquaintance of the last of his many hosts and protectors, Monsieur and Madame d'Hervart, and fell in love with a certain Madame Ulrich, a lady of some position but of doubtful character. This acquaintance was accompanied by a great familiarity with Vendôme, Chaulieu and the rest of the libertine coterie of the Temple; but, though Madame de la Sablière had long given herself up almost entirely to good works and religious exercises, La Fontaine continued an inmate of her house until her death in 1693. What followed is told in one of the best known of the many stories bearing on his childlike nature. Hervart on hearing of the death, had set out at once to find La Fontaine. He met him in the street in great sorrow, and begged him to make his home at his house. J'y allais was La Fontaine's answer.[8]
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In 1692, the writer had published a revised edition of the Contes, although he suffered a severe illness. In that same year, La Fontaine converted to Christianity. A young priest, M. Poucet, tried to persuade him about the impropriety of the Contes and it is said that the destruction of a new play was demanded and submitted to as a proof of repentance.[9] La Fontaine received the Viaticum, and the following years he continued to write poems and fables.[10]
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A story is told of the young duke of Burgundy, Fénelon's pupil, who was then only eleven years old, sending 50 louis to La Fontaine as a present of his own motion. But, though La Fontaine recovered for the time, he was broken by age and infirmity, and his new hosts had to nurse rather than to entertain him, which they did very carefully and kindly. He did a little more work, completing his Fables among other things; but he did not survive Madame de la Sablière much more than two years, dying on 13 April 1695 in Paris, at the age of seventy-three. When the Père Lachaise Cemetery opened in Paris, La Fontaine's remains were moved there. His wife survived him nearly fifteen years.[8]
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The curious personal character of La Fontaine, like that of some other men of letters, has been enshrined in a kind of legend by literary tradition. At an early age his absence of mind and indifference to business gave a subject to Gédéon Tallemant des Réaux. His later contemporaries helped to swell the tale, and the 18th century finally accepted it, including the anecdotes of his meeting his son, being told who he was, and remarking, Ah, yes, I thought I had seen him somewhere!, of his insisting on fighting a duel with a supposed admirer of his wife, and then imploring him to visit at his house just as before; of his going into company with his stockings wrong side out, &c., with, for a contrast, those of his awkwardness and silence, if not positive rudeness in company.[8]
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It ought to be remembered, as a comment on the unfavourable description by Jean de La Bruyère, that La Fontaine was a special friend and ally of Benserade, La Bruyere's chief literary enemy. But after all deductions much will remain, especially when it is remembered that one of the chief authorities for these anecdotes is Louis Racine, a man who possessed intelligence and moral worth, and who received them from his father, La Fontaine's attached friend for more than thirty years. Perhaps the best worth recording of all these stories is one of the Vieux Colombier quartet, which tells how Molière, while Racine and Boileau were exercising their wits upon le bonhomme or le bon (by both which titles La Fontaine was familiarly known), remarked to a bystander, Nos beaux esprits ont beau faire, ils n'effaceront pas le bonhomme. They have not.[8]
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The numerous works of La Fontaine fall into three traditional divisions: the Fables, the Tales and the miscellaneous (including dramatic) works. He is best known for the first of these, in which a tradition of fable collecting in French verse reaching back to the Middle Ages was brought to a peak. Although these earlier works refer to Aesop in their title, they collected many fables from more recent sources. Among the foremost were Marie de France's Ysopet (1190) and Gilles Corrozet’s Les Fables du très ancien Esope, mises en rithme françoise (1542).
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The publication of the twelve books of La Fontaine's Fables extended from 1668 to 1694. The stories in the first six of these derive for the most part from Aesop and Horace and are pithily told in free verse. Those in the later editions are often taken from more recent sources or from translations of Eastern stories and are told at greater length. The deceptively simple verses are easily memorised, yet display deep insights into human nature. Many of the lines have entered the French language as standard phrases, often proverbial. The fables are also distinguished by their occasionally ironical ambivalence. The fable of "The Sculptor and the Statue of Jupiter" (IX.6), for example, reads like a satire on superstition, but its moralising conclusion that "All men, as far as in them lies,/Create realities of dreams" might equally be applied to religion as a whole.[11]
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The second division of his work, the tales (Contes et nouvelles en vers), were at one time almost equally as popular and their writing extended over a longer period. The first were published in 1664 and the last appeared posthumously. They were particularly marked by their archly licentious tone.[12]
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While the Fables have an international reputation, celebration of their author has largely been confined to France. Even in his own lifetime, such was his renown, he was painted by three leading portraitists. It was at the age of 63, on the occasion of his reception into the Académie française in 1684, that he was portrayed by Hyacinthe Rigaud.[13] Nicolas de Largillière painted him at the age of 73,[14] and a third portrait is attributed to François de Troy (see below).[15]
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Two contemporary sculptors made head and shoulders busts of La Fontaine. Jean-Jacques Caffieri’s was exhibited at the 1779 Salon and then given to the Comédie Française; Jean-Antoine Houdon’s dates from 1782.[16] There are in fact two versions by Houdon, one now at the Philadelphia Museum of Art,[17] and another at the castle of his former patron Fouquet at Vaux-le-Vicomte (see below).
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In Paris there is a full length marble statue by Pierre Julien, now in the Louvre, that was commissioned in 1781 and exhibited at the 1785 Salon. The writer is represented in an ample cloak, sitting in contemplation on a gnarled tree on which a vine with grapes is climbing. On his knee is the manuscript of the fable of the fox and the grapes, while at his feet a fox is seated on his hat with its paw on a leather-bound volume, looking up at him.[18] Small scale porcelain models were made of this by the Sèvres pottery and in polychrome porcelain by the Frankenthal pottery. In the following century small models were made of the bronze statue by Etienne Marin Melingue, exhibited in Paris in 1840 and in London in 1881. In this the poet is leaning thoughtfully against a rock, hat in hand.[19] Also in the Cour Napoléon of the Louvre is the 1857 standing stone statue by Jean-Louis Jaley.[20]
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Another commemorative monument to La Fontaine was set up at the head of the Parisian Jardin du Ranelagh in 1891. The bronze bust designed by Achille Dumilâtre was exhibited at the Exposition Universelle (1889) before being placed on a high stone pedestal surrounded by various figures from the fables.[21] The work was melted down, like many others during World War II, but was replaced in 1983 by Charles Correia's standing statue of the fabulist looking down at the fox and the crow on the steps and plinth below him.[22]
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There are more statues in Château-Thierry, the town of the poet's birth. The most prominent is the standing statue by Charles-René Laitié,[23] which was ordered by command of Louis XVIII as a gift to the town. It was officially set in place in a square overlooking the Marne in 1824. During the Second Battle of the Marne it was damaged and was then moved about the town. Repaired now, its present position is in the square fronting the poet's former house. At his feet the race between the Tortoise and the Hare is taking place.[24] The house itself has now been converted into a museum, outside which stands the life-sized statue created by Bernard Seurre.[25] Inside the museum is Louis-Pierre Deseine’s head and shoulders clay bust of La Fontaine.[26]
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Further evidence of La Fontaine's enduring popularity is his appearance on a playing card from the second year of the French Revolution.[27] In this pack royalty is displaced by the rationalist free-thinkers known as Philosophes, and the ironical fabulist figures as the King of Spades. He was no less popular at the Bourbon Restoration, as is evidenced by the royal commission of his statue. Besides that, there was the 1816 bronze commemorative medal depicting the poet's head, designed by Jacques-Édouard Gatteaux, in the Great Men of France series.[28] More recently there has been a sideways seated view of him in the Histoire de France series.[29]
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The head of La Fontaine also appeared on a 100 franc coin to commemorate the 300th anniversary of his death, on the reverse of which the fable of the fox and the crow is depicted.[30] Another commemoration that year included the strip of 2.80 euro fable stamps, in the composite folder of which appeared a detachable portrait without currency. In 1995 equally, the asteroid 5780 Lafontaine was named in his honour.[31]
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Other appearances on postage stamps include the 55 centimes issue of 1938, with a medallion of the fable of The Wolf and the Lamb below him;[32] and the Monaco 50-cent stamp commemorating the 350th anniversary of La Fontaine's birth in 1971, in which the head and shoulders of the fabulist appear below some the more famous characters about which he wrote.[33] Another coin series on which he appears is the annualFables de La Fontaine celebration of the (Chinese) lunar new year. Issued since 2006, these bullion coins have had his portrait on the reverse and on the face each year's particular zodiac animal.[34]
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Fictional depictions have followed the fashionable view of La Fontaine at their period. As a minor character in Alexandre Dumas's novel The Vicomte of Bragelonne, he appears as a bumbling and scatterbrained courtier of Nicolas Fouquet.[35] In the 2007 film Jean de La Fontaine – le défi, however, the poet resists the absolutist rule of Louis XIV after the fall of Fouquet.[36][circular reference]
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Jean-Jacques Rousseau (UK: /ˈruːsoʊ/, US: /ruːˈsoʊ/;[1] French: [ʒɑ̃ʒak ʁuso]; 28 June 1712 – 2 July 1778) was a Genevan philosopher, writer and composer. His political philosophy influenced the progress of the Enlightenment throughout Europe, as well as aspects of the French Revolution and the development of modern political, economic and educational thought.
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His Discourse on Inequality and The Social Contract are cornerstones in modern political and social thought. Rousseau's sentimental novel Julie, or the New Heloise (1761) was important to the development of preromanticism and romanticism in fiction.[2][3] His Emile, or On Education (1762) is an educational treatise on the place of the individual in society. Rousseau's autobiographical writings—the posthumously published Confessions (composed in 1769), which initiated the modern autobiography, and the unfinished Reveries of the Solitary Walker (composed 1776–1778)—exemplified the late-18th-century "Age of Sensibility", and featured an increased focus on subjectivity and introspection that later characterized modern writing.
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Rousseau befriended fellow philosophy writer Denis Diderot in 1742, and would later write about Diderot's romantic troubles in his Confessions. During the period of the French Revolution, Rousseau was the most popular of the philosophers among members of the Jacobin Club. He was interred as a national hero in the Panthéon in Paris, in 1794, 16 years after his death.
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Rousseau was born in Geneva, which was at the time a city-state and a Protestant associate of the Swiss Confederacy. Since 1536, Geneva had been a Huguenot republic and the seat of Calvinism. Five generations before Rousseau, his ancestor Didier, a bookseller who may have published Protestant tracts, had escaped persecution from French Catholics by fleeing to Geneva in 1549, where he became a wine merchant.[4][page needed][5]
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Rousseau was proud that his family, of the moyen order (or middle-class), had voting rights in the city. Throughout his life, he generally signed his books "Jean-Jacques Rousseau, Citizen of Geneva".[6]
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Geneva, in theory, was governed "democratically" by its male voting "citizens". The citizens were a minority of the population when compared to the immigrants, referred to as "inhabitants", whose descendants were called "natives" and continued to lack suffrage. In fact, rather than being run by vote of the "citizens", the city was ruled by a small number of wealthy families that made up the "Council of Two Hundred"; these delegated their power to a 25-member executive group from among them called the "Little Council".
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There was much political debate within Geneva, extending down to the tradespeople. Much discussion was over the idea of the sovereignty of the people, of which the ruling class oligarchy was making a mockery. In 1707, a democratic reformer named Pierre Fatio protested this situation, saying "a sovereign that never performs an act of sovereignty is an imaginary being".[4][page needed] He was shot by order of the Little Council. Jean-Jacques Rousseau's father, Isaac, was not in the city at this time, but Jean-Jacques's grandfather supported Fatio and was penalized for it.[6]
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16 |
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The trade of watchmaking had become a family tradition by the time of Rousseau's father, Isaac Rousseau. Isaac followed his grandfather, father and brothers into the business, except for a short stint teaching dance as a dance master.[4][page needed] Isaac, notwithstanding his artisan status, was well educated and a lover of music. "A Genevan watchmaker", Rousseau wrote, "is a man who can be introduced anywhere; a Parisian watchmaker is only fit to talk about watches".[6][note 1]
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In 1699, Isaac ran into political difficulty by entering a quarrel with visiting English officers, who in response drew their swords and threatened him. After local officials stepped in, it was Isaac who was punished, as Geneva was concerned with maintaining its ties to foreign powers.[4][page needed]
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Rousseau's mother, Suzanne Bernard Rousseau, was from an upper-class family. She was raised by her uncle Samuel Bernard, a Calvinist preacher. He cared for Suzanne after her father Jacques (who had run into trouble with the legal and religious authorities for fornication and having a mistress) died in his early 30s.[4][page needed] In 1695, Suzanne had to answer charges that she had attended a street theater disguised as a peasant woman so she could gaze upon M. Vincent Sarrasin, whom she fancied despite his continuing marriage. After a hearing, she was ordered by the Genevan Consistory to never interact with him again.[7][page needed] She married Rousseau's father at the age of 31. Isaac's sister had married Suzanne's brother eight years earlier, after she had become pregnant and they had been chastised by the Consistory. The child died at birth. Later, the young Rousseau was told a romantic fairy-tale about the situation by the adults in his family—a tale where young love was denied by a disapproving patriarch but that prevailed by sibling loyalty that, in the story, resulted in love conquering all and two marriages uniting the families on the same day. Rousseau never learnt the truth.[7]
|
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Rousseau was born on 28 June 1712, and he would later relate: "I was born almost dying, they had little hope of saving me".[8][page needed] He was baptized on 4 July 1712, in the great cathedral.[8][page needed] His mother died of puerperal fever nine days after his birth, which he later described as "the first of my misfortunes".[8][page needed]
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He and his older brother François were brought up by their father and a paternal aunt, also named Suzanne. When Rousseau was five, his father sold the house that the family had received from his mother's relatives. While the idea was that his sons would inherit the principal when grown up and he would live off the interest in the meantime, in the end the father took most of the substantial proceeds.[4][page needed] With the selling of the house, the Rousseau family moved out of the upper-class neighborhood and moved into an apartment house in a neighborhood of craftsmen—silversmiths, engravers, and other watchmakers.[4][page needed] Growing up around craftsmen, Rousseau would later contrast them favorably to those who produced more aesthetic works, writing "those important persons who are called artists rather than artisans, work solely for the idle and rich, and put an arbitrary price on their baubles".[9][page needed] Rousseau was also exposed to class politics in this environment, as the artisans often agitated in a campaign of resistance against the privileged class running Geneva.[4][page needed]
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26 |
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Rousseau had no recollection of learning to read, but he remembered how when he was five or six his father encouraged his love of reading:
|
28 |
+
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29 |
+
Every night, after supper, we read some part of a small collection of romances [adventure stories], which had been my mother's. My father's design was only to improve me in reading, and he thought these entertaining works were calculated to give me a fondness for it; but we soon found ourselves so interested in the adventures they contained, that we alternately read whole nights together and could not bear to give over until at the conclusion of a volume. Sometimes, in the morning, on hearing the swallows at our window, my father, quite ashamed of this weakness, would cry, "Come, come, let us go to bed; I am more a child than thou art." (Confessions, Book 1)
|
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+
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Rousseau's reading of escapist stories (such as L'Astrée by Honoré d'Urfé) had an effect on him; he later wrote that they "gave me bizarre and romantic notions of human life, which experience and reflection have never been able to cure me of".[4][page needed] After they had finished reading the novels, they began to read a collection of ancient and modern classics left by his mother's uncle. Of these, his favorite was Plutarch's Lives of the Noble Greeks and Romans, which he would read to his father while he made watches. Rousseau saw Plutarch's work as another kind of novel—the noble actions of heroes—and he would act out the deeds of the characters he was reading about.[4][page needed]
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32 |
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Witnessing the local townsfolk participate in militias made a big impression on Rousseau. Throughout his life, he would recall one scene where, after the volunteer militia had finished its manoeuvres, they began to dance around a fountain and most of the people from neighboring buildings came out to join them, including him and his father. Rousseau would always see militias as the embodiment of popular spirit in opposition to the armies of the rulers, whom he saw as disgraceful mercenaries.[4][10][11]
|
34 |
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35 |
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When Rousseau was ten, his father, an avid hunter, got into a legal quarrel with a wealthy landowner on whose lands he had been caught trespassing. To avoid certain defeat in the courts, he moved away to Nyon in the territory of Bern, taking Rousseau's aunt Suzanne with him. He remarried, and from that point Jean-Jacques saw little of him.[12] Jean-Jacques was left with his maternal uncle, who packed him, along with his own son, Abraham Bernard, away to board for two years with a Calvinist minister in a hamlet outside Geneva. Here, the boys picked up the elements of mathematics and drawing. Rousseau, who was always deeply moved by religious services, for a time even dreamed of becoming a Protestant minister.
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Virtually all our information about Rousseau's youth has come from his posthumously published Confessions, in which the chronology is somewhat confused, though recent scholars have combed the archives for confirming evidence to fill in the blanks. At age 13, Rousseau was apprenticed first to a notary and then to an engraver who beat him. At 15, he ran away from Geneva (on 14 March 1728) after returning to the city and finding the city gates locked due to the curfew.
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+
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In adjoining Savoy he took shelter with a Roman Catholic priest, who introduced him to Françoise-Louise de Warens, age 29. She was a noblewoman of Protestant background who was separated from her husband. As professional lay proselytizer, she was paid by the King of Piedmont to help bring Protestants to Catholicism. They sent the boy to Turin, the capital of Savoy (which included Piedmont, in what is now Italy), to complete his conversion. This resulted in his having to give up his Genevan citizenship, although he would later revert to Calvinism to regain it.
|
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+
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+
In converting to Catholicism, both De Warens and Rousseau were likely reacting to Calvinism's insistence on the total depravity of man. Leo Damrosch writes: "An eighteenth-century Genevan liturgy still required believers to declare 'that we are miserable sinners, born in corruption, inclined to evil, incapable by ourselves of doing good'".[13] De Warens, a deist by inclination, was attracted to Catholicism's doctrine of forgiveness of sins.
|
42 |
+
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43 |
+
Finding himself on his own, since his father and uncle had more or less disowned him, the teenage Rousseau supported himself for a time as a servant, secretary, and tutor, wandering in Italy (Piedmont and Savoy) and France. During this time, he lived on and off with De Warens, whom he idolized and called his "maman". Flattered by his devotion, De Warens tried to get him started in a profession, and arranged formal music lessons for him. At one point, he briefly attended a seminary with the idea of becoming a priest.
|
44 |
+
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When Rousseau reached 20, De Warens took him as her lover, while intimate also with the steward of her house. The sexual aspect of their relationship (a ménage à trois) confused Rousseau and made him uncomfortable, but he always considered De Warens the greatest love of his life. A rather profligate spender, she had a large library and loved to entertain and listen to music. She and her circle, comprising educated members of the Catholic clergy, introduced Rousseau to the world of letters and ideas. Rousseau had been an indifferent student, but during his 20s, which were marked by long bouts of hypochondria, he applied himself in earnest to the study of philosophy, mathematics, and music. At 25, he came into a small inheritance from his mother and used a portion of it to repay De Warens for her financial support of him. At 27, he took a job as a tutor in Lyon.
|
46 |
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In 1742, Rousseau moved to Paris to present the Académie des Sciences with a new system of numbered musical notation he believed would make his fortune. His system, intended to be compatible with typography, is based on a single line, displaying numbers representing intervals between notes and dots and commas indicating rhythmic values. Believing the system was impractical, the Academy rejected it, though they praised his mastery of the subject, and urged him to try again. He befriended Denis Diderot that year, connecting over the discussion of literary endeavors.[14]
|
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From 1743 to 1744, Rousseau had an honorable but ill-paying post as a secretary to the Comte de Montaigue, the French ambassador to Venice. This awoke in him a lifelong love for Italian music, particularly opera:
|
50 |
+
|
51 |
+
I had brought with me from Paris the prejudice of that city against Italian music; but I had also received from nature a sensibility and niceness of distinction which prejudice cannot withstand. I soon contracted that passion for Italian music with which it inspires all those who are capable of feeling its excellence. In listening to barcaroles, I found I had not yet known what singing was...
|
52 |
+
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53 |
+
Rousseau's employer routinely received his stipend as much as a year late and paid his staff irregularly.[16] After 11 months, Rousseau quit, taking from the experience a profound distrust of government bureaucracy.
|
54 |
+
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55 |
+
Returning to Paris, the penniless Rousseau befriended and became the lover of Thérèse Levasseur, a seamstress who was the sole support of her mother and numerous ne'er-do-well siblings. At first, they did not live together, though later Rousseau took Thérèse and her mother in to live with him as his servants, and himself assumed the burden of supporting her large family. According to his Confessions, before she moved in with him, Thérèse bore him a son and as many as four other children (there is no independent verification for this number).[note 2]
|
56 |
+
|
57 |
+
Rousseau wrote that he persuaded Thérèse to give each of the newborns up to a foundling hospital, for the sake of her "honor". "Her mother, who feared the inconvenience of a brat, came to my aid, and she [Thérèse] allowed herself to be overcome" (Confessions). In his letter to Madame de Francueil in 1751, he first pretended that he wasn't rich enough to raise his children, but in Book IX of the Confessions he gave the true reasons of his choice: "I trembled at the thought of intrusting them to a family ill brought up, to be still worse educated. The risk of the education of the foundling hospital was much less".
|
58 |
+
|
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+
Ten years later, Rousseau made inquiries about the fate of his son, but no record could be found. When Rousseau subsequently became celebrated as a theorist of education and child-rearing, his abandonment of his children was used by his critics, including Voltaire and Edmund Burke, as the basis for ad hominem attacks.[17]
|
60 |
+
|
61 |
+
Beginning with some articles on music in 1749,[note 3] Rousseau contributed numerous articles to Diderot and D'Alembert's great Encyclopédie, the most famous of which was an article on political economy written in 1755.
|
62 |
+
|
63 |
+
Rousseau's ideas were the result of an almost obsessive dialogue with writers of the past, filtered in many cases through conversations with Diderot. In 1749, Rousseau was paying daily visits to Diderot, who had been thrown into the fortress of Vincennes under a lettre de cachet for opinions in his "Lettre sur les aveugles", that hinted at materialism, a belief in atoms, and natural selection. According to science historian Conway Zirkle, Rousseau saw the concept of natural selection "as an agent for improving the human species."[18]
|
64 |
+
|
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+
Rousseau had read about an essay competition sponsored by the Académie de Dijon to be published in the Mercure de France on the theme of whether the development of the arts and sciences had been morally beneficial. He wrote that while walking to Vincennes (about three miles from Paris), he had a revelation that the arts and sciences were responsible for the moral degeneration of mankind, who were basically good by nature. Rousseau's 1750 Discourse on the Arts and Sciences was awarded the first prize and gained him significant fame.
|
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+
Rousseau continued his interest in music. He wrote both the words and music of his opera Le devin du village (The Village Soothsayer), which was performed for King Louis XV in 1752. The king was so pleased by the work that he offered Rousseau a lifelong pension. To the exasperation of his friends, Rousseau turned down the great honor, bringing him notoriety as "the man who had refused a king's pension". He also turned down several other advantageous offers, sometimes with a brusqueness bordering on truculence that gave offense and caused him problems. The same year, the visit of a troupe of Italian musicians to Paris, and their performance of Giovanni Battista Pergolesi's La serva padrona, prompted the Querelle des Bouffons, which pitted protagonists of French music against supporters of the Italian style. Rousseau as noted above, was an enthusiastic supporter of the Italians against Jean-Philippe Rameau and others, making an important contribution with his Letter on French Music.
|
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|
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+
On returning to Geneva in 1754, Rousseau reconverted to Calvinism and regained his official Genevan citizenship. In 1755, Rousseau completed his second major work, the Discourse on the Origin and Basis of Inequality Among Men (the Discourse on Inequality), which elaborated on the arguments of the Discourse on the Arts and Sciences.
|
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+
He also pursued an unconsummated romantic attachment with the 25-year-old Sophie d'Houdetot, which partly inspired his epistolary novel, Julie, ou la nouvelle Héloïse (also based on memories of his idyllic youthful relationship with Mme de Warens). Sophie was the cousin and houseguest of Rousseau's patroness and landlady Madame d'Épinay, whom he treated rather highhandedly. He resented being at Mme. d'Épinay's beck and call and detested the insincere conversation and shallow atheism of the Encyclopedistes whom he met at her table. Wounded feelings gave rise to a bitter three-way quarrel between Rousseau and Madame d'Épinay; her lover, the journalist Grimm; and their mutual friend, Diderot, who took their side against Rousseau. Diderot later described Rousseau as being "false, vain as Satan, ungrateful, cruel, hypocritical, and wicked... He sucked ideas from me, used them himself, and then affected to despise me".[19]
|
72 |
+
|
73 |
+
Rousseau's break with the Encyclopedistes coincided with the composition of his three major works, in all of which he emphasized his fervent belief in a spiritual origin of man's soul and the universe, in contradistinction to the materialism of Diderot, La Mettrie and D'Holbach. During this period, Rousseau enjoyed the support and patronage of Charles François Frédéric de Montmorency-Luxembourg and the Prince de Conti, two of the richest and most powerful nobles in France. These men truly liked Rousseau and enjoyed his ability to converse on any subject, but they also used him as a way of getting back at Louis XV and the political faction surrounding his mistress, Madame de Pompadour. Even with them, however, Rousseau went too far, courting rejection when he criticized the practice of tax farming, in which some of them engaged.[20]
|
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+
|
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+
Rousseau's 800-page novel of sentiment, Julie, ou la nouvelle Héloïse, was published in 1761 to immense success. The book's rhapsodic descriptions of the natural beauty of the Swiss countryside struck a chord in the public and may have helped spark the subsequent nineteenth-century craze for Alpine scenery. In 1762, Rousseau published Du Contrat Social, Principes du droit politique (in English, literally Of the Social Contract, Principles of Political Right) in April. Even his friend Antoine-Jacques Roustan felt impelled to write a polite rebuttal of the chapter on Civil Religion in the Social Contract, which implied that the concept of a Christian republic was paradoxical since Christianity taught submission rather than participation in public affairs. Rousseau helped Roustan find a publisher for the rebuttal.[21]
|
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+
|
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+
Rousseau published Emile, or On Education in May. A famous section of Emile, "The Profession of Faith of a Savoyard Vicar", was intended to be a defense of religious belief. Rousseau's choice of a Catholic vicar of humble peasant background (plausibly based on a kindly prelate he had met as a teenager) as a spokesman for the defense of religion was in itself a daring innovation for the time. The vicar's creed was that of Socinianism (or Unitarianism as it is called today). Because it rejected original sin and divine revelation, both Protestant and Catholic authorities took offense.[note 4]
|
78 |
+
|
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+
Moreover, Rousseau advocated the opinion that, insofar as they lead people to virtue, all religions are equally worthy, and that people should therefore conform to the religion in which they have been brought up. This religious indifferentism caused Rousseau and his books to be banned from France and Geneva. He was condemned from the pulpit by the Archbishop of Paris, his books were burned and warrants were issued for his arrest.[22] Former friends such as Jacob Vernes of Geneva could not accept his views, and wrote violent rebuttals.[23]
|
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+
|
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+
A sympathetic observer, David Hume "professed no surprise when he learned that Rousseau's books were banned in Geneva and elsewhere". Rousseau, he wrote, "has not had the precaution to throw any veil over his sentiments; and, as he scorns to dissemble his contempt for established opinions, he could not wonder that all the zealots were in arms against him. The liberty of the press is not so secured in any country... as not to render such an open attack on popular prejudice somewhat dangerous."[24]
|
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+
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+
After Rousseau's Emile had outraged the French parliament, an arrest order was issued by parliament against him, causing him to flee to Switzerland. Subsequently, when the Swiss authorities also proved unsympathetic to him—condemning both Emile, and also The Social Contract—Voltaire issued an invitation to Rousseau to come and reside with him, commenting that: "I shall always love the author of the 'Vicaire savoyard' whatever he has done, and whatever he may do...Let him come here [to Ferney]! He must come! I shall receive him with open arms. He shall be master here more than I. I shall treat him like my own son."[25][26]
|
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+
|
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+
Rousseau later expressed regret that he had not replied to Voltaire's invitation. In July 1762, after Rousseau was informed that he could not continue to reside in Bern, d'Alembert advised him to move to the Principality of Neuchâtel, ruled by Frederick the Great of Prussia. Subsequently, Rousseau accepted an invitation to reside in Môtiers, fifteen miles from Neuchâtel. On 11 July 1762, Rousseau wrote to Frederick, describing how he had been driven from France, from Geneva, and from Bern; and seeking Frederick's protection. He also mentioned that he had criticized Frederick in the past and would continue to be critical of Frederick in the future, stating however: "Your Majesty may dispose of me as you like." Frederick, still in the middle of the Seven Years' War, then wrote to the local governor of Neuchatel, Marischal Keith who was a mutual friend of theirs:
|
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|
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+
We must succor this poor unfortunate. His only offense is to have strange opinions which he thinks are good ones. I will send a hundred crowns, from which you will be kind enough to give him as much as he needs. I think he will accept them in kind more readily than in cash. If we were not at war, if we were not ruined, I would build him a hermitage with a garden, where he could live as I believe our first fathers did...I think poor Rousseau has missed his vocation; he was obviously born to be a famous anchorite, a desert father, celebrated for his austerities and flagellations...I conclude that the morals of your savage are as pure as his mind is illogical.[26]
|
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+
|
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+
Rousseau, touched by the help he received from Frederick, stated that from then onwards he took a keen interest in Frederick's activities. As the Seven Years' War was about to end, Rousseau wrote to Frederick again, thanking him for the help received and urging him to put an end to military activities and to endeavor to keep his subjects happy instead. Frederick made no known reply, but commented to Keith that Rousseau had given him a "scolding".[27]
|
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|
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+
For more than two years (1762–1765) Rousseau lived at Môtiers, spending his time in reading and writing and meeting visitors[28] such as James Boswell (December 1764). In the meantime, the local ministers had become aware of the apostasies in some of his writings, and resolved not to let him stay in the vicinity. The Neuchâtel Consistory summoned Rousseau to answer a charge of blasphemy. He wrote back asking to be excused due to his inability to sit for a long time due to his ailment.[28][29][30][31] Subsequently, Rousseau's own pastor, Frédéric-Guillaume de Montmollin,[32] started denouncing him publicly as the Antichrist.[28][29] In one inflammatory sermon, Montmollin quoted Proverbs 15:8: "The sacrifice of the wicked is an abomination to the Lord, but the prayer of the upright is his delight"; this was interpreted by everyone to mean that Rousseau's taking communion was detested by the Lord.[33][34] The ecclesiastical attacks inflamed the parishioners, who proceeded to pelt Rousseau with stones when he would go out for walks. Around midnight of 6–7 September 1765, stones were thrown at the house Rousseau was staying in, and some glass windows were shattered.[29] When a local official, Martinet, arrived at Rousseau's residence he saw so many stones on the balcony that he exclaimed "My God, it's a quarry!"[34] At this point, Rousseau's friends in Môtiers advised him to leave the town.[29]
|
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+
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+
Since he wanted to remain in Switzerland, Rousseau decided to accept an offer to move to a tiny island, the Ile de St.-Pierre, having a solitary house. Although it was within the Canton of Bern, from where he had been expelled two years previously, he was informally assured that he could move into this island house without fear of arrest, and he did so (10 September 1765). However, on 17 October 1765, the Senate of Bern ordered Rousseau to leave the island and all Bernese territory within fifteen days. He replied, requesting permission to extend his stay, and offered to be incarcerated in any place within their jurisdiction with only a few books in his possession and permission to walk occasionally in a garden while living at his own expense. The Senate's response was to direct Rousseau to leave the island, and all Bernese territory, within twenty four hours. On 29 October 1765 he left the Ile de St.-Pierre and moved to Strasbourg. At this point:
|
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+
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+
He had invitations to Potsdam from Frederick, to Corsica from Paoli, to Lorraine from Saint-Lambert, to Amsterdam from Rey the publisher, and to England from David Hume.[29][35]
|
96 |
+
|
97 |
+
He subsequently decided to accept Hume's invitation to go to England.[35]
|
98 |
+
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99 |
+
On 9 December 1765, having secured a passport from the French government to come to Paris, Rousseau left Strasbourg for Paris where he arrived after a week, and lodged in a palace of his friend, the Prince of Conti. Here he met Hume, and also numerous friends, and well wishers, and became a very conspicuous figure in the city.[35][36][37] At this time, Hume wrote:
|
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+
|
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+
It is impossible to express or imagine the enthusiasm of this nation in Rousseau's favor...No person ever so much enjoyed their attention...Voltaire and everybody else are quite eclipsed.[35]
|
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+
|
103 |
+
One significant meeting could have taken place at this time: Diderot wanted to reconcile and make amends with Rousseau. However, since both Diderot and Rousseau wanted the other person to take the initiative in this respect, no meeting between the two took place.[38]
|
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+
|
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On 1 January 1766, Grimm wrote a report to his clientele, in which he included a letter said to have been written by Frederick the Great to Rousseau. This letter had actually been composed by Horace Walpole as a playful hoax.[note 5] Walpole had never met Rousseau, but he was well acquainted with Diderot and Grimm. The letter soon found wide publicity;[39][40][41] Hume is believed to have been present, and to have participated in its creation.[39][42] On 16 February 1766, Hume wrote to the Marquise de Brabantane: "The only pleasantry I permitted myself in connection with the pretended letter of the King of Prussia was made by me at the dinner table of Lord Ossory."[42] This letter was one of the reasons for the later rupture in Hume's relations with Rousseau.[40][41]
|
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+
|
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+
On 4 January 1766, Rousseau left Paris along with Hume, the merchant De Luze, who was an old friend of Rousseau, and Rousseau's pet dog Sultan. After a four-day journey to Calais, where they stayed for two nights, the travelers embarked on a ship to Dover. On 13 January 1766 they arrived in London.[42][38][43] Soon after their arrival, David Garrick arranged a box at the Drury Lane Theatre for Hume and Rousseau on a night when the King and Queen were also present. Garrick was himself performing in a comedy by himself, and also a tragedy by Voltaire.[42][44][45] Rousseau became so excited during the performance that he leaned too far and almost fell out of the box; Hume observed that the King and Queen were looking at Rousseau more than at the performance.[40][41] Afterwards, Garrick served supper for Rousseau who commended Garrick's acting: "Sir, you have made me shed tears at your tragedy, and smile at your comedy, though I scarce understood a word of your language."[42]
|
108 |
+
|
109 |
+
At this time, Hume had a favorable opinion of Rousseau; in a letter to Madame de Brabantane, Hume wrote that after observing Rousseau carefully he had concluded that he had never met a more affable and virtuous person. According to Hume, Rousseau was "gentle, modest, affectionate, disinterested, of extreme sensitivity."[42] Initially, Rousseau was lodged by Hume in the house of Madam Adams in London, but he began receiving so many visitors that he soon wanted to move to a quieter location. An offer came to lodge him in a Welsh monastery, and he was inclined to accept it, but Hume persuaded him to move to Chiswick.[42][46] He now asked for Thérèse to rejoin him.[45]
|
110 |
+
|
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+
Meanwhile, James Boswell was in Paris, and offered to escort Thérèse to Rousseau.[47][46] (Boswell had earlier met Rousseau and Therese at Motiers; he had subsequently also sent Therese a garnet necklace and written to Rousseau seeking permission to occasionally communicate with her).[47] Hume foresaw what was going to happen: "I dread some event fatal to our friend's honor."[47][46] Boswell and Therese were together for more than a week, and as per notes in Boswell's diary they consummated the relationship, having intercourse several times.[47][46] On one occasion, Therese told Boswell: "Don't imagine you are a better lover than Rousseau."[47]
|
112 |
+
|
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+
Since Rousseau was keen to relocate to a more remote location, Richard Davenport—a wealthy and elderly widower who spoke French—offered to accommodate Thérèse and Rousseau at Wootton Hall. On 22 March, Rousseau and Therese set forth for Wootton, against Hume's advice. Hume and Rousseau would never meet again.[48][46][49] Initially Rousseau was pleased with his new accommodation at Wootton Hall, and wrote favorably about the natural beauty of the place, and how he was feeling reborn, forgetting past sorrows.[49][50][51]
|
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+
|
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On 3 April 1766, the letter featuring Horace Walpole's hoax on Rousseau was published in a daily newspaper without mention of Walpole being the actual author; that the editor of the publication was Hume's personal friend compounded Rousseau's grief. Gradually articles critical of Rousseau started appearing in the British press; Rousseau felt that Hume, as his host, ought to have defended him. Moreover, in Rousseau's estimate, some of the public criticism contained details which only Hume was privy to.[50] Further, Rousseau was aggrieved to find that Hume had been lodging in London with François Tronchin, son of Rousseau's enemy in Geneva.[52][41][50][53]
|
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+
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About this time, Voltaire anonymously published his Letter to Dr. J.-J. Pansophe in which he gave extracts from many of Rousseau's prior statements which were critical of life in England; the most damaging portions of Voltaire's writeup were reprinted in a London periodical. Rousseau now decided that there was a conspiracy afoot to defame him.[50][41] A further cause for Rousseau's displeasure was his concern that Hume was tampering with his mail.[46][49][54][52] The misunderstanding had arisen because Rousseau tired of receiving voluminous correspondence whose postage he had to pay.[note 6] Hume offered to open Rousseau's mail himself and forward the important letters to Rousseau; this offer was accepted.[46][49] However, there is some evidence of Hume intercepting even Rousseau's outgoing mail.[55]
|
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+
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+
After some correspondence with Rousseau, which included an eighteen-page letter from Rousseau describing the reasons for his resentment, Hume concluded that Rousseau was losing his mental balance. On learning that Rousseau had denounced him to his Parisian friends, Hume sent a copy of Rousseau's long letter to Madame de Boufflers. She replied stating that Hume's alleged participation in the composition of Horace Walpole's faux letter was the reason for Rousseau's anger in her estimate.[53][56][note 7]
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When Hume learnt that Rousseau was writing the Confessions, he assumed that the present dispute would feature in the book. Adam Smith, Turgot, Marischal Keith, Horace Walpole, and Mme de Boufflers advised Hume not to make his quarrel with Rousseau public; however, many members of D'Holbach's Coterie—particularly, d'Alembert—urged him to reveal his version of the events. In October 1766, Hume's version of the quarrel was translated into French and published in France; in November it was published in England.[57][58][56] Grimm included it in his correspondance; ultimately,
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the quarrel resounded in Geneva, Amsterdam, Berlin, and St. Petersburg. A dozen pamphlets redoubled the bruit. Walpole printed his version of the dispute; Boswell attacked Walpole; Mme. de La Tour's Precis sur M.Rousseau called Hume a traitor; Voltaire sent him additional material on Rousseau's faults and crimes, on his frequentation of "places of ill fame", and on his seditious activities in Switzerland. George III "followed the battle with intense curiosity".[56]
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After the dispute became public, due in part to comments from notable publishers like Andrew Millar,[59] Walpole told Hume that quarrels such as this only end up becoming a source of amusement for Europe. Diderot took a charitable view of the mess: "I knew these two philosophers well. I could write a play about them that would make you weep, and it would excuse them both."[58] Amidst the controversy surrounding his quarrel with Hume, Rousseau maintained a public silence; but, he resolved now to return to France. To encourage him to do so swiftly, Thérèse advised him that the servants at Wootton Hall sought to poison him. On 22 May 1767, Rousseau and Thérèse embarked from Dover to Calais.[56]
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On 22 May 1767, Rousseau reentered France even though an arrest warrant against him was still in place. He had taken an assumed name, but was recognized, and a banquet in his honor was held by the city of Amiens.[60][61][62] Many French nobles offered him a residence at this time. Initially, Rousseau decided to stay in an estate near Paris belonging to Mirabeau. Subsequently, on 21 June 1767, he moved to a chateau of the Prince of Conti in Trie.[62][63]
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Around this time, Rousseau started developing feelings of paranoia, anxiety, and of a conspiracy against him. Most of this was just his imagination at work, but on 29 January 1768, the theatre at Geneva was destroyed through burning, and Voltaire mendaciously accused Rousseau of being the culprit.[62][64][65][66][67][68] In June 1768, Rousseau left Trie, leaving Therese behind, and went first to Lyon, and subsequently to Bourgoin. He now invited Therese to this place and "married"[note 8] her under his alias "Renou" in a faux civil ceremony in Bourgoin on 30 August 1768.[62][68][70]
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In January 1769, Rousseau and Thérèse went to live in a farmhouse near Grenoble. Here he practiced botany and completed the Confessions. At this time he expressed regret for placing his children in an orphanage. On 10 April 1770, Rousseau and Therese left for Lyon where he befriended Horace Coignet, a fabric designer and amateur musician. At Rousseau's suggestion, Coignet composed musical interludes for Rousseau's prose poem Pygmalion; this was performed in Lyon together with Rousseau's romance The Village Soothsayer to public acclaim. On 8 June, Rousseau and Therese left Lyon for Paris; they reached Paris on 24 June.[62][71][72][73]
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In Paris, Rousseau and Therese lodged in an unfashionable neighborhood of the city, the Rue Platrière—now called the Rue Jean-Jacques Rousseau. He now supported himself financially by copying music, and continued his study of botany.[74][75] At this time also, he wrote his Letters on the Elements of Botany.[76] These consisted of a series of letters Rousseau wrote to Mme Delessert in Lyon to help her daughters learn the subject. These letters received widespread acclaim when they were eventually published posthumously. "It's a true pedagogical model, and it complements Emile," commented Goethe.[77]
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For defending his reputation against hostile gossip, Rousseau had begun writing the Confessions in 1765. In November 1770, these were completed, and although he did not wish to publish them at this time, he began to offer group readings of certain portions of the book. Between December 1770, and May 1771, Rousseau made at least four group readings of his book with the final reading lasting seventeen hours.[74][78] A witness to one of these sessions, Claude Joseph Dorat, wrote:
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I expected a session of seven or eight hours; it lasted fourteen or fifteen. ... The writing is truly a phenomenon of genius, of simplicity, candor, and courage. How many giants reduced to dwarves! How many obscure but virtuous men restored to their rights and avenged against the wicked by the sole testimony of an honest man![78]
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After May 1771, there were no more group readings because Madame d'Épinay wrote to the chief of police, who was her friend, to put a stop to Rousseau's readings so as to safeguard her privacy. The police called on Rousseau, who agreed to stop the readings.[79][80][81][82] The Confessions were finally published posthumously in 1782.[80]
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In 1772, Rousseau was invited to present recommendations for a new constitution for the Polish–Lithuanian Commonwealth, resulting in the Considerations on the Government of Poland, which was to be his last major political work.[83]
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Also in 1772, Rousseau began writing his Dialogues: Rousseau, Judge of Jean-Jacques, which was another attempt to reply to his critics. He completed writing it in 1776. The book is in the form of three dialogues between two characters; a Frenchman and Rousseau who argue about the merits and demerits of a third character—an author called Jean-Jacques. It has been described as his most unreadable work; in the foreword to the book, Rousseau admits that it may be repetitious and disorderly, but he begs the reader's indulgence on the grounds that he needs to defend his reputation from slander before he dies.[80][84][85][86][87]
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In 1766, Rousseau had impressed Hume with his physical prowess by spending ten hours at night on the deck in severe weather during the journey by ship from Calais to Dover while Hume was confined to his bunk. "When all the seamen were almost frozen to death...he caught no harm...He is one of the most robust men I have ever known," Hume noted.[38][43] By 1770, Rousseau's urinary disease[88] had also been greatly alleviated after he stopped listening to the advice of doctors.[citation needed] At that time, notes Damrosch, it was often better to let nature take its own course rather than subject oneself to medical procedures.[89] His general health had also improved.[89] However, on 24 October 1776, as he was walking on a narrow street in Paris a nobleman's carriage came rushing by from the opposite direction; flanking the carriage was a galloping Great Dane belonging to the nobleman. Rousseau was unable to dodge both the carriage and the dog, and was knocked down by the Great Dane. He seems to have suffered a concussion and neurological damage. His health began to decline; Rousseau's friend Corancez described the appearance of certain symptoms which indicate that Rousseau started suffering from epileptic seizures after the accident.[90][91][92]
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In 1777, Rousseau received a royal visitor, when the Holy Roman Emperor Joseph II came to meet him.[74] His free entry to the Opera had been renewed by this time and he would go there occasionally.[74] At this time also (1777–78), he composed one of his finest works, Reveries of a Solitary Walker.[93][82]
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In the spring of 1778, the Marquis Girardin invited Rousseau to live in a cottage in his château at Ermenonville. Rousseau and Thérèse went there on 20 May. Rousseau spent his time at the château in collecting botanical specimens, and teaching botany to Girardin's son.[82][92][94] He ordered books from Paris on grasses, mosses and mushrooms, and made plans to complete his unfinished Emile and Sophie and Daphnis and Chloe.[94]
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On 1 July, a visitor commented that "men are wicked", to which Rousseau replied with "men are wicked, yes, but man is good"; in the evening there was a concert in the château in which Rousseau played on the piano his own composition of the Willow Song from Othello.[94] On this day also, he had a hearty meal with Girardin's family;[82] the next morning, as he was about to go teach music to Girardin's daughter, he died of cerebral bleeding resulting in an apoplectic stroke.[82][94][95] It is now believed that repeated falls, including the accident involving the Great Dane, may have contributed to Rousseau's stroke.[95]
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Following his death, Grimm, Madame de Staël and others spread the false news that Rousseau had committed suicide; according to other gossip, Rousseau was insane when he died. All those who met him in his last days agree that he was in a serene frame of mind at this time.[96]
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On 4 July 1778, Rousseau was buried on the Île des Peupliers, which became a place of pilgrimage for his many admirers. On 11 October 1794, his remains were moved to the Panthéon, where they were placed near the remains of Voltaire.[96][note 9]
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Rousseau based his political philosophy on contract theory and his reading of Hobbes.[97]
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The first man who, having fenced in a piece of land, said 'This is mine', and found people naïve enough to believe him, that man was the true founder of civil society. From how many crimes, wars, and murders, from how many horrors and misfortunes might not any one have saved mankind, by pulling up the stakes, or filling up the ditch, and crying to his fellows: Beware of listening to this impostor; you are undone if you once forget that the fruits of the earth belong to us all, and the earth itself to nobody.
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In common with other philosophers of the day, Rousseau looked to a hypothetical "state of nature" as a normative guide.
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Rousseau criticized Hobbes for asserting that since man in the "state of nature... has no idea of goodness he must be naturally wicked; that he is vicious because he does not know virtue". On the contrary, Rousseau holds that "uncorrupted morals" prevail in the "state of nature" and he especially praised the admirable moderation of the Caribbeans in expressing the sexual urge[98] despite the fact that they live in a hot climate, which "always seems to inflame the passions".[99]
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Rousseau asserted that the stage of human development associated with what he called "savages" was the best or optimal in human development, between the less-than-optimal extreme of brute animals on the one hand and the extreme of decadent civilization on the other. "...[N]othing is so gentle as man in his primitive state, when placed by nature at an equal distance from the stupidity of brutes and the fatal enlightenment of civil man".[100] Referring to the stage of human development which Rousseau associates with savages, Rousseau writes:
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"Hence although men had become less forbearing, and although natural pity had already undergone some alteration, this period of the development of human faculties, maintaining a middle position between the indolence of our primitive state and the petulant activity of our egocentrism, must have been the happiest and most durable epoch. The more one reflects on it, the more one finds that this state was the least subject to upheavals and the best for man, and that he must have left it only by virtue of some fatal chance happening that, for the common good, ought never to have happened. The example of savages, almost all of whom have been found in this state, seems to confirm that the human race had been made to remain in it always; that this state is the veritable youth of the world; and that all the subsequent progress has been in appearance so many steps toward the perfection of the individual, and in fact toward the decay of the species."[101]
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The perspective of many of today's environmentalists can be traced back to Rousseau who believed that the more men deviated from the state of nature, the worse off they would be. Espousing the belief that all degenerates in men's hands, Rousseau taught that men would be free, wise, and good in the state of nature and that instinct and emotion, when not distorted by the unnatural limitations of civilization, are nature's voices and instructions to the good life. Rousseau's "noble savage" stands in direct opposition to the man of culture.[102]
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Rousseau believed that the savage stage was not the first stage of human development, but the third stage. Rousseau held that this third savage stage of human societal development was an optimum, between the extreme of the state of brute animals and animal-like "ape-men" on the one hand and the extreme of decadent civilized life on the other. This has led some critics to attribute to Rousseau the invention of the idea of the noble savage,[note 10][note 11] which Arthur Lovejoy conclusively showed misrepresents Rousseau's thought.[103][104][105][106]}}[107] Rousseau's view was that morality was not embued by society, but rather "natural" in the sense of "innate". It could be seen as an outgrowth from man's instinctive disinclination to witness suffering, from which arise emotions of compassion or empathy. These are sentiments shared with animals, and whose existence even Hobbes acknowledged.[note 12]
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Rousseau's ideas of human development were highly interconnected with forms of mediation, or the processes that individual humans use to interact with themselves and others while using an alternate perspective or thought process. According to Rousseau, these were developed through the innate perfectibility of humanity. These include a sense of self, morality, pity, and imagination. Rousseau's writings are purposely ambiguous concerning the formation of these processes to the point that mediation is always intrinsically part of humanity's development. An example of this is the notion that as an individual, one needs an alternative perspective to come to the realization that they are a 'self'.[108]
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In Rousseau's philosophy, society's negative influence on men centers on its transformation of amour de soi, a positive self-love, into amour-propre, or pride. Amour de soi represents the instinctive human desire for self-preservation, combined with the human power of reason. In contrast, amour-propre is artificial and encourages man to compare himself to others, thus creating unwarranted fear and allowing men to take pleasure in the pain or weakness of others.[citation needed] Rousseau was not the first to make this distinction. It had been invoked by Vauvenargues, among others.
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In the Discourse on the Arts and Sciences Rousseau argues that the arts and sciences have not been beneficial to humankind, because they arose not from authentic human needs but rather as a result of pride and vanity. Moreover, the opportunities they create for idleness and luxury have contributed to the corruption of man. He proposed that the progress of knowledge had made governments more powerful and had crushed individual liberty; and he concluded that material progress had actually undermined the possibility of true friendship by replacing it with jealousy, fear, and suspicion.
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In contrast to the optimistic view of other Enlightenment figures, for Rousseau, progress has been inimical to the well-being of humanity, that is, unless it can be counteracted by the cultivation of civic morality and duty. Only in civil society can man be ennobled—through the use of reason:
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The passage from the state of nature to the civil state produces a very remarkable change in man, by substituting justice for instinct in his conduct, and giving his actions the morality they had formerly lacked. Then only, when the voice of duty takes the place of physical impulses and right of appetite, does man, who so far had considered only himself, find that he is forced to act on different principles, and to consult his reason before listening to his inclinations. Although in this state he deprives himself of some advantages which he got from nature, he gains in return others so great, his faculties are so stimulated and developed, his ideas so extended, his feelings so ennobled, and his whole soul so uplifted, that, did not the abuses of this new condition often degrade him below that which he left, he would be bound to bless continually the happy moment which took him from it for ever, and, instead of a stupid and unimaginative animal, made him an intelligent being and a man.[109]
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Society corrupts men only insofar as the Social Contract has not de facto succeeded, as we see in contemporary society as described in the Discourse on Inequality (1754). In this essay, which elaborates on the ideas introduced in the Discourse on the Arts and Sciences, Rousseau traces man's social evolution from a primitive state of nature to modern society. The earliest solitary humans possessed a basic drive for self-preservation and a natural disposition to compassion or pity. They differed from animals, however, in their capacity for free will and their potential perfectibility. As they began to live in groups and form clans they also began to experience family love, which Rousseau saw as the source of the greatest happiness known to humanity.
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As long as differences in wealth and status among families were minimal, the first coming together in groups was accompanied by a fleeting golden age of human flourishing. The development of agriculture, metallurgy, private property, and the division of labour and resulting dependency on one another, however, led to economic inequality and conflict. As population pressures forced them to associate more and more closely, they underwent a psychological transformation: they began to see themselves through the eyes of others and came to value the good opinion of others as essential to their self-esteem.[110]
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Rousseau posits that the original, deeply flawed Social Contract (i.e., that of Hobbes), which led to the modern state, was made at the suggestion of the rich and powerful, who tricked the general population into surrendering their liberties to them and instituted inequality as a fundamental feature of human society. Rousseau's own conception of the Social Contract can be understood as an alternative to this fraudulent form of association.[citation needed]
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At the end of the Discourse on Inequality, Rousseau explains how the desire to have value in the eyes of others comes to undermine personal integrity and authenticity in a society marked by interdependence, and hierarchy. In the last chapter of the Social Contract, Rousseau would ask 'What is to be done?' He answers that now all men can do is to cultivate virtue in themselves and submit to their lawful rulers. To his readers, however, the inescapable conclusion was that a new and more equitable Social Contract was needed.
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Like other Enlightenment philosophers, Rousseau was critical of the Atlantic slave trade.[111]
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The Social Contract outlines the basis for a legitimate political order within a framework of classical republicanism. Published in 1762, it became one of the most influential works of political philosophy in the Western tradition. It developed some of the ideas mentioned in an earlier work, the article Économie Politique (Discourse on Political Economy), featured in Diderot's Encyclopédie. The treatise begins with the dramatic opening lines, "Man is born free, and everywhere he is in chains. Those who think themselves the masters of others are indeed greater slaves than they."
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Rousseau claimed that the state of nature was a primitive condition without law or morality, which human beings left for the benefits and necessity of cooperation. As society developed, the division of labor and private property required the human race to adopt institutions of law. In the degenerate phase of society, man is prone to be in frequent competition with his fellow men while also becoming increasingly dependent on them. This double pressure threatens both his survival and his freedom.
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According to Rousseau, by joining together into civil society through the social contract and abandoning their claims of natural right, individuals can both preserve themselves and remain free. This is because submission to the authority of the general will of the people as a whole guarantees individuals against being subordinated to the wills of others and also ensures that they obey themselves because they are, collectively, the authors of the law.
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Although Rousseau argues that sovereignty (or the power to make the laws) should be in the hands of the people, he also makes a sharp distinction between the sovereign and the government. The government is composed of magistrates, charged with implementing and enforcing the general will. The "sovereign" is the rule of law, ideally decided on by direct democracy in an assembly.
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Rousseau opposed the idea that the people should exercise sovereignty via a representative assembly (Book III, Chapter XV). He approved the kind of republican government of the city-state, for which Geneva provided a model—or would have done if renewed on Rousseau's principles. France could not meet Rousseau's criterion of an ideal state because it was too big. Much subsequent controversy about Rousseau's work has hinged on disagreements concerning his claims that citizens constrained to obey the general will are thereby rendered free:
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The notion of the general will is wholly central to Rousseau's theory of political legitimacy. ... It is, however, an unfortunately obscure and controversial notion. Some commentators see it as no more than the dictatorship of the proletariat or the tyranny of the urban poor (such as may perhaps be seen in the French Revolution). Such was not Rousseau's meaning. This is clear from the Discourse on Political Economy, where Rousseau emphasizes that the general will exists to protect individuals against the mass, not to require them to be sacrificed to it. He is, of course, sharply aware that men have selfish and sectional interests which will lead them to try to oppress others. It is for this reason that loyalty to the good of all alike must be a supreme (although not exclusive) commitment by everyone, not only if a truly general will is to be heeded but also if it is to be formulated successfully in the first place".[112]
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The noblest work in education is to make a reasoning man, and we expect to train a young child by making him reason! This is beginning at the end; this is making an instrument of a result. If children understood how to reason they would not need to be educated.
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Rousseau's philosophy of education concerns itself not with particular techniques of imparting information and concepts, but rather with developing the pupil's character and moral sense, so that he may learn to practice self-mastery and remain virtuous even in the unnatural and imperfect society in which he will have to live. The hypothetical boy, Émile, is to be raised in the countryside, which, Rousseau believes, is a more natural and healthy environment than the city, under the guardianship of a tutor who will guide him through various learning experiences arranged by the tutor. Today we would call this the disciplinary method of "natural consequences". Rousseau felt that children learn right and wrong through experiencing the consequences of their acts rather than through physical punishment. The tutor will make sure that no harm results to Émile through his learning experiences.
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Rousseau became an early advocate of developmentally appropriate education; his description of the stages of child development mirrors his conception of the evolution of culture. He divides childhood into stages:
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Rousseau recommends that the young adult learn a manual skill such as carpentry, which requires creativity and thought, will keep him out of trouble, and will supply a fallback means of making a living in the event of a change of fortune (the most illustrious aristocratic youth to have been educated this way may have been Louis XVI, whose parents had him learn the skill of locksmithing[114]). The sixteen-year-old is also ready to have a companion of the opposite sex.
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Although his ideas foreshadowed modern ones in many ways, in one way they do not: Rousseau was a believer in the moral superiority of the patriarchal family on the antique Roman model. Sophie, the young woman Émile is destined to marry, as his representative of ideal womanhood, is educated to be governed by her husband while Émile, as his representative of the ideal man, is educated to be self-governing. This is not an accidental feature of Rousseau's educational and political philosophy; it is essential to his account of the distinction between private, personal relations and the public world of political relations. The private sphere as Rousseau imagines it depends on the subordination of women, for both it and the public political sphere (upon which it depends) to function as Rousseau imagines it could and should. Rousseau anticipated the modern idea of the bourgeois nuclear family, with the mother at home taking responsibility for the household and for childcare and early education.
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Feminists, beginning in the late 18th century with Mary Wollstonecraft in 1792,[115] have criticized Rousseau for his confinement of women to the domestic sphere—unless women were domesticated and constrained by modesty and shame, he feared[116] "men would be tyrannized by women ... For, given the ease with which women arouse men's senses—men would finally be their victims ..."[117] His contemporaries saw it differently because Rousseau thought that mothers should breastfeed their children.[118] Marmontel wrote that his wife thought, "One must forgive something," she said, "in one who has taught us to be mothers."[119]
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Rousseau's ideas have influenced progressive "child-centered" education.[120] John Darling's 1994 book Child-Centered Education and its Critics portrays the history of modern educational theory as a series of footnotes to Rousseau, a development he regards as bad. Good or bad, the theories of educators such as Rousseau's near contemporaries Pestalozzi, Mme. de Genlis and, later, Maria Montessori and John Dewey, which have directly influenced modern educational practices, do have significant points in common with those of Rousseau.[121]
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Having converted to Roman Catholicism early in life and returned to the austere Calvinism of his native Geneva as part of his period of moral reform, Rousseau maintained a profession of that religious philosophy and of John Calvin as a modern lawgiver throughout the remainder of his life.[122] Unlike many of the more agnostic Enlightenment philosophers, Rousseau affirmed the necessity of religion. His views on religion presented in his works of philosophy, however, may strike some as discordant with the doctrines of both Catholicism and Calvinism.
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Rousseau's strong endorsement of religious toleration, as expounded in Émile, was interpreted as advocating indifferentism, a heresy, and led to the condemnation of the book in both Calvinist Geneva and Catholic Paris. Although he praised the Bible, he was disgusted by the Christianity of his day.[123] Rousseau's assertion in The Social Contract that true followers of Christ would not make good citizens may have been another reason for his condemnation in Geneva. He also repudiated the doctrine of original sin, which plays a large part in Calvinism. In his "Letter to Beaumont", Rousseau wrote, "there is no original perversity in the human heart."[124]
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In the 18th century, many deists viewed God merely as an abstract and impersonal creator of the universe, likened to a giant machine. Rousseau's deism differed from the usual kind in its emotionality. He saw the presence of God in the creation as good, and separate from the harmful influence of society. Rousseau's attribution of a spiritual value to the beauty of nature anticipates the attitudes of 19th-century Romanticism towards nature and religion. (Historians—notably William Everdell, Graeme Garrard, and Darrin McMahon—have additionally situated Rousseau within the Counter-Enlightenment.)[125][126] Rousseau was upset that his deism was so forcefully condemned, while those of the more atheistic philosophers were ignored. He defended himself against critics of his religious views in his "Letter to Mgr de Beaumont, the Archbishop of Paris", "in which he insists that freedom of discussion in religious matters is essentially more religious than the attempt to impose belief by force."[127]
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Rousseau's idea of the volonté générale ("general will") was not original with him but rather belonged to a well-established technical vocabulary of juridical and theological writings in use at the time. The phrase was used by Diderot and also by Montesquieu (and by his teacher, the Oratorian friar Nicolas Malebranche). It served to designate the common interest embodied in legal tradition, as distinct from and transcending people's private and particular interests at any particular time. It displayed a rather democratic ideology, as it declared that the citizens of a given nation should carry out whatever actions they deem necessary in their own sovereign assembly.[128]
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The concept was also an important aspect of the more radical 17th-century republican tradition of Spinoza, from whom Rousseau differed in important respects, but not in his insistence on the importance of equality:
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While Rousseau's notion of the progressive moral degeneration of mankind from the moment civil society established itself diverges markedly from Spinoza's claim that human nature is always and everywhere the same ... for both philosophers the pristine equality of the state of nature is our ultimate goal and criterion ... in shaping the "common good", volonté générale, or Spinoza's mens una, which alone can ensure stability and political salvation. Without the supreme criterion of equality, the general will would indeed be meaningless. ... When in the depths of the French Revolution the Jacobin clubs all over France regularly deployed Rousseau when demanding radical reforms. and especially anything—such as land redistribution—designed to enhance equality, they were at the same time, albeit unconsciously, invoking a radical tradition which reached back to the late seventeenth century.[129]
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Robespierre and Saint-Just, during the Reign of Terror, regarded themselves to be principled egalitarian republicans, obliged to do away with superfluities and corruption; in this they were inspired most prominently by Rousseau. According to Robespierre, the deficiencies in individuals were rectified by upholding the 'common good' which he conceptualized as the collective will of the people; this idea was derived from Rousseau's General Will. The revolutionaries were also inspired by Rousseau to introduce Deism as the new official civil religion of France:
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Ceremonial and symbolic occurrences of the more radical phases of the Revolution invoked Rousseau and his core ideas. Thus the ceremony held at the site of the demolished Bastille, organized by the foremost artistic director of the Revolution, Jacques-Louis David, in August 1793 to mark the inauguration of the new republican constitution, an event coming shortly after the final abolition of all forms of feudal privilege, featured a cantata based on Rousseau's democratic pantheistic deism as expounded in the celebrated "Profession de foi d'un vicaire savoyard" in Book Four of Émile.[130]
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Rousseau's influence on the French Revolution was noted by Edmund Burke, who critiqued Rousseau in "Reflections on the Revolution in France," and this critique reverberated throughout Europe, leading Catherine the Great to ban his works.[131] This connection between Rousseau and the French Revolution (especially the Terror) persisted through the next century. As François Furet notes that "we can see that for the whole of the nineteenth century Rousseau was at the heart of the interpretation of the Revolution for both its admirers and its critics."[132]
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According to some scholars, Rousseau exercised minimal influence on the Founding Fathers of the United States, despite similarities between their ideas. They shared beliefs regarding the self-evidence that "all men are created equal," and the conviction that citizens of a republic be educated at public expense. A parallel can be drawn between the United States Constitution's concept of the "general welfare" and Rousseau's concept of the "general will". Further commonalities exist between Jeffersonian democracy and Rousseau's praise of Switzerland and Corsica's economies of isolated and independent homesteads, and his endorsement of a well-regulated militia, such as those of the Swiss cantons.[133]
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However, Will and Ariel Durant have opined that Rousseau had a definite political influence on America. According to them:
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The first sign of [Rousseau's] political influence was in the wave of public sympathy that supported active French aid to the American Revolution. Jefferson derived the Declaration of Independence from Rousseau as well as from Locke and Montesquieu. As ambassador to France (1785–89) he absorbed much from both Voltaire and Rousseau...The success of the American Revolution raised the prestige of Rousseau's philosophy.[134]
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One of Rousseau's most important American followers was textbook writer Noah Webster (1758–1843), who was influenced by Rousseau's ideas on pedagogy in Emile (1762). Webster structured his Speller in accord with Rousseau's ideas about the stages of a child's intellectual development.[135]
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Rousseau's writings perhaps had an indirect influence on American literature through the writings of Wordsworth and Kant, whose works were important to the New England transcendentalist Ralph Waldo Emerson, as well as on Unitarians such as theologian William Ellery Channing. The Last of the Mohicans and other American novels reflect republican and egalitarian ideals present alike in Thomas Paine and in English Romantic primitivism.[note 13][136]
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The first to criticize Rousseau were his fellow Philosophes, above all, Voltaire. According to Jacques Barzun, Voltaire was annoyed by the first discourse, and outraged by the second. Voltaire's reading of the second discourse was that Rousseau would like the reader to "walk on all fours" befitting a savage.[137]
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Samuel Johnson told his biographer James Boswell, "I think him one of the worst of men; a rascal, who ought to be hunted out of society, as he has been".[138]
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Jean-Baptiste Blanchard was his leading Catholic opponent. Blanchard rejects Rousseau's negative education, in which one must wait until a child has grown to develop reason. The child would find more benefit from learning in his earliest years. He also disagreed with his ideas about female education, declaring that women are a dependent lot. So removing them from their motherly path is unnatural, as it would lead to the unhappiness of both men and women.[139]
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Historian Jacques Barzun states that, contrary to myth, Rousseau was no primitivist; for him:
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The model man is the independent farmer, free of superiors and self-governing. This was cause enough for the philosophes' hatred of their former friend. Rousseau's unforgivable crime was his rejection of the graces and luxuries of civilized existence. Voltaire had sung "The superfluous, that most necessary thing." For the high bourgeois standard of living Rousseau would substitute the middling peasant's. It was the country versus the city—an exasperating idea for them, as was the amazing fact that every new work of Rousseau's was a huge success, whether the subject was politics, theater, education, religion, or a novel about love.[140]
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As early as 1788, Madame de Staël published her Letters on the works and character of J.-J. Rousseau.[141] In 1819, in his famous speech "On Ancient and Modern Liberty", the political philosopher Benjamin Constant, a proponent of constitutional monarchy and representative democracy, criticized Rousseau, or rather his more radical followers (specifically the Abbé de Mably), for allegedly believing that "everything should give way to collective will, and that all restrictions on individual rights would be amply compensated by participation in social power."[citation needed]
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Frederic Bastiat severely criticized Rousseau in several of his works, most notably in "The Law", in which, after analyzing Rousseau's own passages, he stated that:
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And what part do persons play in all this? They are merely the machine that is set in motion. In fact, are they not merely considered to be the raw material of which the machine is made? Thus the same relationship exists between the legislator and the prince as exists between the agricultural expert and the farmer; and the relationship between the prince and his subjects is the same as that between the farmer and his land. How high above mankind, then, has this writer on public affairs been placed?[142]
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Bastiat believed that Rousseau wished to ignore forms of social order created by the people—viewing them as a thoughtless mass to be shaped by philosophers. Bastiat, who is considered by thinkers associated with the Austrian School of Economics to be one of the precursors of the "spontaneous order",[143] presented his own vision of what he considered to be the "Natural Order" in a simple economic chain in which multiple parties might interact without necessarily even knowing each other, cooperating and fulfilling each other's needs in accordance with basic economic laws such as supply and demand. In such a chain, to produce clothing, multiple parties have to act independently—e.g. farmers to fertilize and cultivate land to produce fodder for the sheep, people to shear them, transport the wool, turn it into cloth, and another to tailor and sell it. Those persons engage in economic exchange by nature, and don't need to be ordered to, nor do their efforts need to be centrally coordinated. Such chains are present in every branch of human activity, in which individuals produce or exchange goods and services, and together, naturally create a complex social order that does not require external inspiration, central coordination of efforts, or bureaucratic control to benefit society as a whole. This, according to Bastiat, is a proof that humanity itself is capable of creating a complex socioeconomic order that might be superior to an arbitrary vision of a philosopher.[142]
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Bastiat also believed that Rousseau contradicted himself when presenting his views concerning human nature; if nature is "sufficiently invincible to regain its empire", why then would it need philosophers to direct it back to a natural state? Conversely, he believed that humanity would choose what it would have without philosophers to guide it, in accordance with the laws of economy and human nature itself.[142] Another point of criticism Bastiat raised was that living purely in nature would doom mankind to suffer unnecessary hardships.[144]
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The Marquis de Sade's Justine, or the Misfortunes of Virtue (1791) partially parodied and used as inspiration Rousseau's sociological and political concepts in the Discourse on Inequality and The Social Contract. Concepts such as the state of nature, civilization being the catalyst for corruption and evil, and humans "signing" a contract to mutually give up freedoms for the protection of rights, particularly referenced. The Comte de Gernande in Justine, for instance, after Thérèse asks him how he justifies abusing and torturing women, states:
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The necessity mutually to render one another happy cannot legitimately exist save between two persons equally furnished with the capacity to do one another hurt and, consequently, between two persons of commensurate strength: such an association can never come into being unless a contract [un pacte] is immediately formed between these two persons, which obligates each to employ against each other no kind of force but what will not be injurious to either. . . [W]hat sort of a fool would the stronger have to be to subscribe to such an agreement?[145]
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Edmund Burke formed an unfavorable impression of Rousseau when the latter visited England with Hume and later drew a connection between Rousseau's egoistic philosophy and his personal vanity, saying Rousseau "entertained no principle... but vanity. With this vice he was possessed to a degree little short of madness".[146]
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Charles Dudley Warner wrote about Rousseau in his essay, Equality; "Rousseau borrowed from Hobbes as well as from Locke in his conception of popular sovereignty; but this was not his only lack of originality. His discourse on primitive society, his unscientific and unhistoric notions about the original condition of man, were those common in the middle of the eighteenth century."[147]
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In 1919, Irving Babbitt, founder of a movement called the "New Humanism", wrote a critique of what he called "sentimental humanitarianism", for which he blamed Rousseau.[106] Babbitt's depiction of Rousseau was countered in a celebrated and much reprinted essay by A.O. Lovejoy in 1923.[148][page needed] In France, fascist theorist Charles Maurras, founder of Action Française, "had no compunctions in laying the blame for both Romantisme et Révolution firmly on Rousseau in 1922."[149]
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During the Cold War, Rousseau was criticized for his association with nationalism and its attendant abuses, for example in Talmon, Jacob Leib (1952), The Origins of Totalitarian Democracy.[note 14] This came to be known among scholars as the "totalitarian thesis". Political scientist J.S. Maloy states that "the twentieth century added Nazism and Stalinism to Jacobinism on the list of horrors for which Rousseau could be blamed. ... Rousseau was considered to have advocated just the sort of invasive tampering with human nature which the totalitarian regimes of mid-century had tried to instantiate." But he adds that "The totalitarian thesis in Rousseau studies has, by now, been discredited as an attribution of real historical influence."[150] Arthur Melzer, however, while conceding that Rousseau would not have approved of modern nationalism, observes that his theories do contain the "seeds of nationalism", insofar as they set forth the "politics of identification", which are rooted in sympathetic emotion. Melzer also believes that in admitting that people's talents are unequal, Rousseau therefore tacitly condones the tyranny of the few over the many.[151] Others counter, however, that Rousseau was concerned with the concept of equality under the law, not equality of talents.[citation needed] For Stephen T. Engel, on the other hand, Rousseau's nationalism anticipated modern theories of "imagined communities" that transcend social and religious divisions within states.[152]
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On similar grounds, one of Rousseau's strongest critics during the second half of the 20th century was political philosopher Hannah Arendt. Using Rousseau's thought as an example, Arendt identified the notion of sovereignty with that of the general will. According to her, it was this desire to establish a single, unified will based on the stifling of opinion in favor of public passion that contributed to the excesses of the French Revolution.[153]
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The book Rousseau and Revolution, by Will and Ariel Durant, begins with the following words about Rousseau:
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How did it come about that a man born poor, losing his mother at birth and soon deserted by his father, afflicted with a painful and humiliating disease, left to wander for twelve years among alien cities and conflicting faiths, repudiated by society and civilization, repudiating Voltaire, Diderot, the Encyclopédie and the Age of Reason, driven from place to place as a dangerous rebel, suspected of crime and insanity, and seeing, in his last months, the apotheosis of his greatest enemy—how did it come about that this man, after his death, triumphed over Voltaire, revived religion, transformed education, elevated the morals of France, inspired the Romantic movement and the French Revolution, influenced the philosophy of Kant and Schopenhauer, the plays of Schiller, the novels of Goethe, the poems of Wordsworth, Byron, and Shelley, the socialism of Marx, the ethics of Tolstoy, and, altogether, had more effect upon posterity than any other writer or thinker of that eighteenth century in which writers were more influential than they had ever been before?[154]
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The German writers Goethe, Schiller, and Herder have stated that Rousseau's writings inspired them. Herder regarded Rousseau to be his "guide", and Schiller compared Rousseau to Socrates. Goethe, in 1787, stated: "Emile and its sentiments had a universal influence on the cultivated mind."[155]
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The elegance of Rousseau's writing is held to have inspired a significant transformation in French poetry and drama—freeing them from rigid literary norms. Other writers who were influenced by Rousseau's writings included Leopardi in Italy; Pushkin and Tolstoy in Russia; Wordsworth, Southey, Coleridge, Byron, Shelley, and Keats in England; and Hawthorne and Thoreau in America. According to Tolstoy: "At fifteen I carried around my neck, instead of the usual cross, a medallion with Rousseau's portrait."[156]
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Rousseau's Discourse on the Arts and Sciences, emphasizing individualism and repudiating "civilization", was appreciated by, among others, Thomas Paine, William Godwin, Shelley, Tolstoy, and Edward Carpenter.[156] Rousseau's contemporary Voltaire appreciated the section in Emile titled Profession of Faith of the Savoyard Vicar.[25][26]
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Modern admirers of Rousseau include John Dewey and Claude Lévi-Strauss.[157] According to Matthew Josephson, Rousseau has remained controversial for more than two centuries, and has continued to gain admirers and critics down to the present time. However, in their own way, both critics and admirers have served to underscore the significance of the man, while those who have evaluated him with fairness have agreed that he was the finest thinker of his time on the question of civilization.[157][note 15]
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Rousseau was a successful composer of music, who wrote seven operas as well as music in other forms, and made contributions to music as a theorist. As a composer, his music was a blend of the late Baroque style and the emergent Classical fashion, and he belongs to the same generation of transitional composers as Christoph Willibald Gluck and C. P. E. Bach. One of his more well-known works is the one-act opera The Village Soothsayer, containing the duet "Non, Colette n'est point trompeuse" which was later rearranged as a standalone song by Beethoven.[158] He also composed several noted motets, some of which were sung at the Concert Spirituel in Paris.[159] Rousseau's Aunt Suzanne was passionate about music and heavily influenced Rousseau's interest in music. In his Confessions, Rousseau claims he is "indebted" to her for his passion of music. Rousseau took formal instruction in music at the house of Francoise-Louise de Warens. She housed Rousseau on and off for about 13 years, giving him jobs and responsibilities.[160] In 1742, Rousseau developed a system of musical notation that was compatible with typography and numbered. He presented his invention to the Academie Des Sciences, but they rejected it, praising his efforts and pushing him to try again.[161] In 1743, Rousseau wrote his first opera, Les Muses galantes [fr], which was first performed in 1745.
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Rousseau and Jean-Philippe Rameau argued over the superiority of Italian music over French.[161] Rousseau argued that Italian music was superior based on the principle that melody must have priority over harmony. Rameau argued that Italian music was superior based on the principle that harmony must have priority over melody. Rousseau's plead for melody introduced the idea that in art, the free expression of a creative person is more important than the strict adherence to traditional rules and procedures. This is now known today as a characteristic of Romanticism.[162] Rousseau argued for musical freedom, and changed people's attitudes towards music. His works were acknowledged by composers such as Christoph Willibald Gluck and Wolfgang Amadeus Mozart. After composing The Village Soothsayer in 1752, Rousseau felt he could not go on working for the theater because he was a moralist who had decided to break from worldly values.
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Musical compositions
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And indeed, a British visitor commented, 'Even the lower class of people [of Geneva] are exceedingly well informed, and there is perhaps no city in Europe where learning is more universally diffused'; another at mid-century noticed that Genevan workmen were fond of reading the works of Locke and Montesquieu.
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My present fame is owing to a very trifling composition, but which has made incredible noise. I was one evening at Mme Geoffrin's joking on Rousseau's affectations and contradictions, and said some things that diverted them. When I came home I put them in a letter, and showed it next day to Helvetius and the Duc de Nivernois; who were so pleased with it that, after telling me some faults in the language,...they encouraged me to let it be seen. As you know, I willingly laugh at mountebanks, political or literary, let their talents be ever so great; I was not averse. The copies have spread like wildfire, et me voice a la mode [and behold, I am in fashion]...Here is the letter:
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The King of Prussia to M.Rousseau: My dear Jean Jacques:
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You have renounced Geneva, your fatherland; you have had yourself chased from Switzerland, a country so much praised in your writings; France has issued a warrant against you. Come, then, to me; I admire your talents; I am amused by your dreams, which (be it said in passing) occupy you too much and too long. You must at last be wise and happy. You have had yourself talked of enough for peculiarities hardly fitting to a truly great man. Show your enemies that you can sometimes have common sense; this will annoy them without doing you harm. My states offer you a peaceful retreat; I wish you well, and would like to help you if you can find it good. But if you continue to reject my aid, be assured that I shall tell no one. If you persist in racking your brains to find new misfortunes, choose such as you may desire; I am king, and can procure any to suit your wishes; and—what surely will never happen to you among your enemies—I shall cease to persecute you when you cease to find your glory in being persecuted.
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Your good friend,
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Frederick
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Rousseau's letter is atrocious; it is to the last degree extravagant and inexcusable...But do not believe him capable of any falsehood or artifice; nor imagine that he is either an impostor or a scoundrel.His anger has no just cause, but it is sincere; of that I feel no doubt. Here is what I imagine to be the cause of it. I have heard it said, and he has perhaps been told, that one of the best phrases in Mr Walpole's letter was by you, and that you had said in jest, speaking in the name of the King of Prussia, "If you wish for persecutions, I am a king, and can procure them for you of any sort you like," and that Mr Walpole...had said you were its author. If this be true, and Rousseau knows of it, do you wonder that, sensitive, hot-headed, melancholy, and proud,...he has become enraged?
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From that haven of neighborly peace their spirits rose to renew their war for the soul of the Revolution, of France, and of Western man
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For more than two centuries since Rousseau's writings were first published, controversy over the man and his ideas has continued virtually unabated. In their diverse ways his admirers and his opponents both have affirmed his importance in world history:the supporting party has seen him as the Friend of Man, the prophet of the new democratic ages that were to come after him, and one of the fathers of the French Revolution; his antagonists have pronounced him as a dangerous heretic who scorned organized religion, and as the inspirer of romanticism in literature and an unbridled libertarianism in politics. Indeed, they have somehow attributed to him the origin of many of the alleged evils of modern times, ranging from the restiveness of "hippie" youth to the rigors of totalitarian societies. However, those who have tried to judge Rousseau fairly have generally agreed that among the philosophical writers of his century he was the one who stated the problem of civilization with more clarity and force than any of his contemporaries....His works as a moralist and political philosopher influenced and fascinated minds as different as those of Hume, Kant, Goethe, Byron, Schiller, and, in recent times, the American behaviorist philosopher John Dewey. New opponents of conservative bias have continued to write against him in the present century, but he has also won new admirers, such as the great French anthropologist Claude Lévi-Strauss.
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Jean-Jacques Rousseau (UK: /ˈruːsoʊ/, US: /ruːˈsoʊ/;[1] French: [ʒɑ̃ʒak ʁuso]; 28 June 1712 – 2 July 1778) was a Genevan philosopher, writer and composer. His political philosophy influenced the progress of the Enlightenment throughout Europe, as well as aspects of the French Revolution and the development of modern political, economic and educational thought.
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His Discourse on Inequality and The Social Contract are cornerstones in modern political and social thought. Rousseau's sentimental novel Julie, or the New Heloise (1761) was important to the development of preromanticism and romanticism in fiction.[2][3] His Emile, or On Education (1762) is an educational treatise on the place of the individual in society. Rousseau's autobiographical writings—the posthumously published Confessions (composed in 1769), which initiated the modern autobiography, and the unfinished Reveries of the Solitary Walker (composed 1776–1778)—exemplified the late-18th-century "Age of Sensibility", and featured an increased focus on subjectivity and introspection that later characterized modern writing.
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Rousseau befriended fellow philosophy writer Denis Diderot in 1742, and would later write about Diderot's romantic troubles in his Confessions. During the period of the French Revolution, Rousseau was the most popular of the philosophers among members of the Jacobin Club. He was interred as a national hero in the Panthéon in Paris, in 1794, 16 years after his death.
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Rousseau was born in Geneva, which was at the time a city-state and a Protestant associate of the Swiss Confederacy. Since 1536, Geneva had been a Huguenot republic and the seat of Calvinism. Five generations before Rousseau, his ancestor Didier, a bookseller who may have published Protestant tracts, had escaped persecution from French Catholics by fleeing to Geneva in 1549, where he became a wine merchant.[4][page needed][5]
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Rousseau was proud that his family, of the moyen order (or middle-class), had voting rights in the city. Throughout his life, he generally signed his books "Jean-Jacques Rousseau, Citizen of Geneva".[6]
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Geneva, in theory, was governed "democratically" by its male voting "citizens". The citizens were a minority of the population when compared to the immigrants, referred to as "inhabitants", whose descendants were called "natives" and continued to lack suffrage. In fact, rather than being run by vote of the "citizens", the city was ruled by a small number of wealthy families that made up the "Council of Two Hundred"; these delegated their power to a 25-member executive group from among them called the "Little Council".
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There was much political debate within Geneva, extending down to the tradespeople. Much discussion was over the idea of the sovereignty of the people, of which the ruling class oligarchy was making a mockery. In 1707, a democratic reformer named Pierre Fatio protested this situation, saying "a sovereign that never performs an act of sovereignty is an imaginary being".[4][page needed] He was shot by order of the Little Council. Jean-Jacques Rousseau's father, Isaac, was not in the city at this time, but Jean-Jacques's grandfather supported Fatio and was penalized for it.[6]
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The trade of watchmaking had become a family tradition by the time of Rousseau's father, Isaac Rousseau. Isaac followed his grandfather, father and brothers into the business, except for a short stint teaching dance as a dance master.[4][page needed] Isaac, notwithstanding his artisan status, was well educated and a lover of music. "A Genevan watchmaker", Rousseau wrote, "is a man who can be introduced anywhere; a Parisian watchmaker is only fit to talk about watches".[6][note 1]
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In 1699, Isaac ran into political difficulty by entering a quarrel with visiting English officers, who in response drew their swords and threatened him. After local officials stepped in, it was Isaac who was punished, as Geneva was concerned with maintaining its ties to foreign powers.[4][page needed]
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Rousseau's mother, Suzanne Bernard Rousseau, was from an upper-class family. She was raised by her uncle Samuel Bernard, a Calvinist preacher. He cared for Suzanne after her father Jacques (who had run into trouble with the legal and religious authorities for fornication and having a mistress) died in his early 30s.[4][page needed] In 1695, Suzanne had to answer charges that she had attended a street theater disguised as a peasant woman so she could gaze upon M. Vincent Sarrasin, whom she fancied despite his continuing marriage. After a hearing, she was ordered by the Genevan Consistory to never interact with him again.[7][page needed] She married Rousseau's father at the age of 31. Isaac's sister had married Suzanne's brother eight years earlier, after she had become pregnant and they had been chastised by the Consistory. The child died at birth. Later, the young Rousseau was told a romantic fairy-tale about the situation by the adults in his family—a tale where young love was denied by a disapproving patriarch but that prevailed by sibling loyalty that, in the story, resulted in love conquering all and two marriages uniting the families on the same day. Rousseau never learnt the truth.[7]
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Rousseau was born on 28 June 1712, and he would later relate: "I was born almost dying, they had little hope of saving me".[8][page needed] He was baptized on 4 July 1712, in the great cathedral.[8][page needed] His mother died of puerperal fever nine days after his birth, which he later described as "the first of my misfortunes".[8][page needed]
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He and his older brother François were brought up by their father and a paternal aunt, also named Suzanne. When Rousseau was five, his father sold the house that the family had received from his mother's relatives. While the idea was that his sons would inherit the principal when grown up and he would live off the interest in the meantime, in the end the father took most of the substantial proceeds.[4][page needed] With the selling of the house, the Rousseau family moved out of the upper-class neighborhood and moved into an apartment house in a neighborhood of craftsmen—silversmiths, engravers, and other watchmakers.[4][page needed] Growing up around craftsmen, Rousseau would later contrast them favorably to those who produced more aesthetic works, writing "those important persons who are called artists rather than artisans, work solely for the idle and rich, and put an arbitrary price on their baubles".[9][page needed] Rousseau was also exposed to class politics in this environment, as the artisans often agitated in a campaign of resistance against the privileged class running Geneva.[4][page needed]
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Rousseau had no recollection of learning to read, but he remembered how when he was five or six his father encouraged his love of reading:
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Every night, after supper, we read some part of a small collection of romances [adventure stories], which had been my mother's. My father's design was only to improve me in reading, and he thought these entertaining works were calculated to give me a fondness for it; but we soon found ourselves so interested in the adventures they contained, that we alternately read whole nights together and could not bear to give over until at the conclusion of a volume. Sometimes, in the morning, on hearing the swallows at our window, my father, quite ashamed of this weakness, would cry, "Come, come, let us go to bed; I am more a child than thou art." (Confessions, Book 1)
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Rousseau's reading of escapist stories (such as L'Astrée by Honoré d'Urfé) had an effect on him; he later wrote that they "gave me bizarre and romantic notions of human life, which experience and reflection have never been able to cure me of".[4][page needed] After they had finished reading the novels, they began to read a collection of ancient and modern classics left by his mother's uncle. Of these, his favorite was Plutarch's Lives of the Noble Greeks and Romans, which he would read to his father while he made watches. Rousseau saw Plutarch's work as another kind of novel—the noble actions of heroes—and he would act out the deeds of the characters he was reading about.[4][page needed]
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Witnessing the local townsfolk participate in militias made a big impression on Rousseau. Throughout his life, he would recall one scene where, after the volunteer militia had finished its manoeuvres, they began to dance around a fountain and most of the people from neighboring buildings came out to join them, including him and his father. Rousseau would always see militias as the embodiment of popular spirit in opposition to the armies of the rulers, whom he saw as disgraceful mercenaries.[4][10][11]
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When Rousseau was ten, his father, an avid hunter, got into a legal quarrel with a wealthy landowner on whose lands he had been caught trespassing. To avoid certain defeat in the courts, he moved away to Nyon in the territory of Bern, taking Rousseau's aunt Suzanne with him. He remarried, and from that point Jean-Jacques saw little of him.[12] Jean-Jacques was left with his maternal uncle, who packed him, along with his own son, Abraham Bernard, away to board for two years with a Calvinist minister in a hamlet outside Geneva. Here, the boys picked up the elements of mathematics and drawing. Rousseau, who was always deeply moved by religious services, for a time even dreamed of becoming a Protestant minister.
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Virtually all our information about Rousseau's youth has come from his posthumously published Confessions, in which the chronology is somewhat confused, though recent scholars have combed the archives for confirming evidence to fill in the blanks. At age 13, Rousseau was apprenticed first to a notary and then to an engraver who beat him. At 15, he ran away from Geneva (on 14 March 1728) after returning to the city and finding the city gates locked due to the curfew.
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In adjoining Savoy he took shelter with a Roman Catholic priest, who introduced him to Françoise-Louise de Warens, age 29. She was a noblewoman of Protestant background who was separated from her husband. As professional lay proselytizer, she was paid by the King of Piedmont to help bring Protestants to Catholicism. They sent the boy to Turin, the capital of Savoy (which included Piedmont, in what is now Italy), to complete his conversion. This resulted in his having to give up his Genevan citizenship, although he would later revert to Calvinism to regain it.
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In converting to Catholicism, both De Warens and Rousseau were likely reacting to Calvinism's insistence on the total depravity of man. Leo Damrosch writes: "An eighteenth-century Genevan liturgy still required believers to declare 'that we are miserable sinners, born in corruption, inclined to evil, incapable by ourselves of doing good'".[13] De Warens, a deist by inclination, was attracted to Catholicism's doctrine of forgiveness of sins.
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Finding himself on his own, since his father and uncle had more or less disowned him, the teenage Rousseau supported himself for a time as a servant, secretary, and tutor, wandering in Italy (Piedmont and Savoy) and France. During this time, he lived on and off with De Warens, whom he idolized and called his "maman". Flattered by his devotion, De Warens tried to get him started in a profession, and arranged formal music lessons for him. At one point, he briefly attended a seminary with the idea of becoming a priest.
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When Rousseau reached 20, De Warens took him as her lover, while intimate also with the steward of her house. The sexual aspect of their relationship (a ménage à trois) confused Rousseau and made him uncomfortable, but he always considered De Warens the greatest love of his life. A rather profligate spender, she had a large library and loved to entertain and listen to music. She and her circle, comprising educated members of the Catholic clergy, introduced Rousseau to the world of letters and ideas. Rousseau had been an indifferent student, but during his 20s, which were marked by long bouts of hypochondria, he applied himself in earnest to the study of philosophy, mathematics, and music. At 25, he came into a small inheritance from his mother and used a portion of it to repay De Warens for her financial support of him. At 27, he took a job as a tutor in Lyon.
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In 1742, Rousseau moved to Paris to present the Académie des Sciences with a new system of numbered musical notation he believed would make his fortune. His system, intended to be compatible with typography, is based on a single line, displaying numbers representing intervals between notes and dots and commas indicating rhythmic values. Believing the system was impractical, the Academy rejected it, though they praised his mastery of the subject, and urged him to try again. He befriended Denis Diderot that year, connecting over the discussion of literary endeavors.[14]
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From 1743 to 1744, Rousseau had an honorable but ill-paying post as a secretary to the Comte de Montaigue, the French ambassador to Venice. This awoke in him a lifelong love for Italian music, particularly opera:
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I had brought with me from Paris the prejudice of that city against Italian music; but I had also received from nature a sensibility and niceness of distinction which prejudice cannot withstand. I soon contracted that passion for Italian music with which it inspires all those who are capable of feeling its excellence. In listening to barcaroles, I found I had not yet known what singing was...
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Rousseau's employer routinely received his stipend as much as a year late and paid his staff irregularly.[16] After 11 months, Rousseau quit, taking from the experience a profound distrust of government bureaucracy.
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Returning to Paris, the penniless Rousseau befriended and became the lover of Thérèse Levasseur, a seamstress who was the sole support of her mother and numerous ne'er-do-well siblings. At first, they did not live together, though later Rousseau took Thérèse and her mother in to live with him as his servants, and himself assumed the burden of supporting her large family. According to his Confessions, before she moved in with him, Thérèse bore him a son and as many as four other children (there is no independent verification for this number).[note 2]
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Rousseau wrote that he persuaded Thérèse to give each of the newborns up to a foundling hospital, for the sake of her "honor". "Her mother, who feared the inconvenience of a brat, came to my aid, and she [Thérèse] allowed herself to be overcome" (Confessions). In his letter to Madame de Francueil in 1751, he first pretended that he wasn't rich enough to raise his children, but in Book IX of the Confessions he gave the true reasons of his choice: "I trembled at the thought of intrusting them to a family ill brought up, to be still worse educated. The risk of the education of the foundling hospital was much less".
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Ten years later, Rousseau made inquiries about the fate of his son, but no record could be found. When Rousseau subsequently became celebrated as a theorist of education and child-rearing, his abandonment of his children was used by his critics, including Voltaire and Edmund Burke, as the basis for ad hominem attacks.[17]
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Beginning with some articles on music in 1749,[note 3] Rousseau contributed numerous articles to Diderot and D'Alembert's great Encyclopédie, the most famous of which was an article on political economy written in 1755.
|
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Rousseau's ideas were the result of an almost obsessive dialogue with writers of the past, filtered in many cases through conversations with Diderot. In 1749, Rousseau was paying daily visits to Diderot, who had been thrown into the fortress of Vincennes under a lettre de cachet for opinions in his "Lettre sur les aveugles", that hinted at materialism, a belief in atoms, and natural selection. According to science historian Conway Zirkle, Rousseau saw the concept of natural selection "as an agent for improving the human species."[18]
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Rousseau had read about an essay competition sponsored by the Académie de Dijon to be published in the Mercure de France on the theme of whether the development of the arts and sciences had been morally beneficial. He wrote that while walking to Vincennes (about three miles from Paris), he had a revelation that the arts and sciences were responsible for the moral degeneration of mankind, who were basically good by nature. Rousseau's 1750 Discourse on the Arts and Sciences was awarded the first prize and gained him significant fame.
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Rousseau continued his interest in music. He wrote both the words and music of his opera Le devin du village (The Village Soothsayer), which was performed for King Louis XV in 1752. The king was so pleased by the work that he offered Rousseau a lifelong pension. To the exasperation of his friends, Rousseau turned down the great honor, bringing him notoriety as "the man who had refused a king's pension". He also turned down several other advantageous offers, sometimes with a brusqueness bordering on truculence that gave offense and caused him problems. The same year, the visit of a troupe of Italian musicians to Paris, and their performance of Giovanni Battista Pergolesi's La serva padrona, prompted the Querelle des Bouffons, which pitted protagonists of French music against supporters of the Italian style. Rousseau as noted above, was an enthusiastic supporter of the Italians against Jean-Philippe Rameau and others, making an important contribution with his Letter on French Music.
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On returning to Geneva in 1754, Rousseau reconverted to Calvinism and regained his official Genevan citizenship. In 1755, Rousseau completed his second major work, the Discourse on the Origin and Basis of Inequality Among Men (the Discourse on Inequality), which elaborated on the arguments of the Discourse on the Arts and Sciences.
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He also pursued an unconsummated romantic attachment with the 25-year-old Sophie d'Houdetot, which partly inspired his epistolary novel, Julie, ou la nouvelle Héloïse (also based on memories of his idyllic youthful relationship with Mme de Warens). Sophie was the cousin and houseguest of Rousseau's patroness and landlady Madame d'Épinay, whom he treated rather highhandedly. He resented being at Mme. d'Épinay's beck and call and detested the insincere conversation and shallow atheism of the Encyclopedistes whom he met at her table. Wounded feelings gave rise to a bitter three-way quarrel between Rousseau and Madame d'Épinay; her lover, the journalist Grimm; and their mutual friend, Diderot, who took their side against Rousseau. Diderot later described Rousseau as being "false, vain as Satan, ungrateful, cruel, hypocritical, and wicked... He sucked ideas from me, used them himself, and then affected to despise me".[19]
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Rousseau's break with the Encyclopedistes coincided with the composition of his three major works, in all of which he emphasized his fervent belief in a spiritual origin of man's soul and the universe, in contradistinction to the materialism of Diderot, La Mettrie and D'Holbach. During this period, Rousseau enjoyed the support and patronage of Charles François Frédéric de Montmorency-Luxembourg and the Prince de Conti, two of the richest and most powerful nobles in France. These men truly liked Rousseau and enjoyed his ability to converse on any subject, but they also used him as a way of getting back at Louis XV and the political faction surrounding his mistress, Madame de Pompadour. Even with them, however, Rousseau went too far, courting rejection when he criticized the practice of tax farming, in which some of them engaged.[20]
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Rousseau's 800-page novel of sentiment, Julie, ou la nouvelle Héloïse, was published in 1761 to immense success. The book's rhapsodic descriptions of the natural beauty of the Swiss countryside struck a chord in the public and may have helped spark the subsequent nineteenth-century craze for Alpine scenery. In 1762, Rousseau published Du Contrat Social, Principes du droit politique (in English, literally Of the Social Contract, Principles of Political Right) in April. Even his friend Antoine-Jacques Roustan felt impelled to write a polite rebuttal of the chapter on Civil Religion in the Social Contract, which implied that the concept of a Christian republic was paradoxical since Christianity taught submission rather than participation in public affairs. Rousseau helped Roustan find a publisher for the rebuttal.[21]
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Rousseau published Emile, or On Education in May. A famous section of Emile, "The Profession of Faith of a Savoyard Vicar", was intended to be a defense of religious belief. Rousseau's choice of a Catholic vicar of humble peasant background (plausibly based on a kindly prelate he had met as a teenager) as a spokesman for the defense of religion was in itself a daring innovation for the time. The vicar's creed was that of Socinianism (or Unitarianism as it is called today). Because it rejected original sin and divine revelation, both Protestant and Catholic authorities took offense.[note 4]
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Moreover, Rousseau advocated the opinion that, insofar as they lead people to virtue, all religions are equally worthy, and that people should therefore conform to the religion in which they have been brought up. This religious indifferentism caused Rousseau and his books to be banned from France and Geneva. He was condemned from the pulpit by the Archbishop of Paris, his books were burned and warrants were issued for his arrest.[22] Former friends such as Jacob Vernes of Geneva could not accept his views, and wrote violent rebuttals.[23]
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A sympathetic observer, David Hume "professed no surprise when he learned that Rousseau's books were banned in Geneva and elsewhere". Rousseau, he wrote, "has not had the precaution to throw any veil over his sentiments; and, as he scorns to dissemble his contempt for established opinions, he could not wonder that all the zealots were in arms against him. The liberty of the press is not so secured in any country... as not to render such an open attack on popular prejudice somewhat dangerous."[24]
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After Rousseau's Emile had outraged the French parliament, an arrest order was issued by parliament against him, causing him to flee to Switzerland. Subsequently, when the Swiss authorities also proved unsympathetic to him—condemning both Emile, and also The Social Contract—Voltaire issued an invitation to Rousseau to come and reside with him, commenting that: "I shall always love the author of the 'Vicaire savoyard' whatever he has done, and whatever he may do...Let him come here [to Ferney]! He must come! I shall receive him with open arms. He shall be master here more than I. I shall treat him like my own son."[25][26]
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Rousseau later expressed regret that he had not replied to Voltaire's invitation. In July 1762, after Rousseau was informed that he could not continue to reside in Bern, d'Alembert advised him to move to the Principality of Neuchâtel, ruled by Frederick the Great of Prussia. Subsequently, Rousseau accepted an invitation to reside in Môtiers, fifteen miles from Neuchâtel. On 11 July 1762, Rousseau wrote to Frederick, describing how he had been driven from France, from Geneva, and from Bern; and seeking Frederick's protection. He also mentioned that he had criticized Frederick in the past and would continue to be critical of Frederick in the future, stating however: "Your Majesty may dispose of me as you like." Frederick, still in the middle of the Seven Years' War, then wrote to the local governor of Neuchatel, Marischal Keith who was a mutual friend of theirs:
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We must succor this poor unfortunate. His only offense is to have strange opinions which he thinks are good ones. I will send a hundred crowns, from which you will be kind enough to give him as much as he needs. I think he will accept them in kind more readily than in cash. If we were not at war, if we were not ruined, I would build him a hermitage with a garden, where he could live as I believe our first fathers did...I think poor Rousseau has missed his vocation; he was obviously born to be a famous anchorite, a desert father, celebrated for his austerities and flagellations...I conclude that the morals of your savage are as pure as his mind is illogical.[26]
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Rousseau, touched by the help he received from Frederick, stated that from then onwards he took a keen interest in Frederick's activities. As the Seven Years' War was about to end, Rousseau wrote to Frederick again, thanking him for the help received and urging him to put an end to military activities and to endeavor to keep his subjects happy instead. Frederick made no known reply, but commented to Keith that Rousseau had given him a "scolding".[27]
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For more than two years (1762–1765) Rousseau lived at Môtiers, spending his time in reading and writing and meeting visitors[28] such as James Boswell (December 1764). In the meantime, the local ministers had become aware of the apostasies in some of his writings, and resolved not to let him stay in the vicinity. The Neuchâtel Consistory summoned Rousseau to answer a charge of blasphemy. He wrote back asking to be excused due to his inability to sit for a long time due to his ailment.[28][29][30][31] Subsequently, Rousseau's own pastor, Frédéric-Guillaume de Montmollin,[32] started denouncing him publicly as the Antichrist.[28][29] In one inflammatory sermon, Montmollin quoted Proverbs 15:8: "The sacrifice of the wicked is an abomination to the Lord, but the prayer of the upright is his delight"; this was interpreted by everyone to mean that Rousseau's taking communion was detested by the Lord.[33][34] The ecclesiastical attacks inflamed the parishioners, who proceeded to pelt Rousseau with stones when he would go out for walks. Around midnight of 6–7 September 1765, stones were thrown at the house Rousseau was staying in, and some glass windows were shattered.[29] When a local official, Martinet, arrived at Rousseau's residence he saw so many stones on the balcony that he exclaimed "My God, it's a quarry!"[34] At this point, Rousseau's friends in Môtiers advised him to leave the town.[29]
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Since he wanted to remain in Switzerland, Rousseau decided to accept an offer to move to a tiny island, the Ile de St.-Pierre, having a solitary house. Although it was within the Canton of Bern, from where he had been expelled two years previously, he was informally assured that he could move into this island house without fear of arrest, and he did so (10 September 1765). However, on 17 October 1765, the Senate of Bern ordered Rousseau to leave the island and all Bernese territory within fifteen days. He replied, requesting permission to extend his stay, and offered to be incarcerated in any place within their jurisdiction with only a few books in his possession and permission to walk occasionally in a garden while living at his own expense. The Senate's response was to direct Rousseau to leave the island, and all Bernese territory, within twenty four hours. On 29 October 1765 he left the Ile de St.-Pierre and moved to Strasbourg. At this point:
|
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He had invitations to Potsdam from Frederick, to Corsica from Paoli, to Lorraine from Saint-Lambert, to Amsterdam from Rey the publisher, and to England from David Hume.[29][35]
|
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He subsequently decided to accept Hume's invitation to go to England.[35]
|
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On 9 December 1765, having secured a passport from the French government to come to Paris, Rousseau left Strasbourg for Paris where he arrived after a week, and lodged in a palace of his friend, the Prince of Conti. Here he met Hume, and also numerous friends, and well wishers, and became a very conspicuous figure in the city.[35][36][37] At this time, Hume wrote:
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It is impossible to express or imagine the enthusiasm of this nation in Rousseau's favor...No person ever so much enjoyed their attention...Voltaire and everybody else are quite eclipsed.[35]
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One significant meeting could have taken place at this time: Diderot wanted to reconcile and make amends with Rousseau. However, since both Diderot and Rousseau wanted the other person to take the initiative in this respect, no meeting between the two took place.[38]
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On 1 January 1766, Grimm wrote a report to his clientele, in which he included a letter said to have been written by Frederick the Great to Rousseau. This letter had actually been composed by Horace Walpole as a playful hoax.[note 5] Walpole had never met Rousseau, but he was well acquainted with Diderot and Grimm. The letter soon found wide publicity;[39][40][41] Hume is believed to have been present, and to have participated in its creation.[39][42] On 16 February 1766, Hume wrote to the Marquise de Brabantane: "The only pleasantry I permitted myself in connection with the pretended letter of the King of Prussia was made by me at the dinner table of Lord Ossory."[42] This letter was one of the reasons for the later rupture in Hume's relations with Rousseau.[40][41]
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On 4 January 1766, Rousseau left Paris along with Hume, the merchant De Luze, who was an old friend of Rousseau, and Rousseau's pet dog Sultan. After a four-day journey to Calais, where they stayed for two nights, the travelers embarked on a ship to Dover. On 13 January 1766 they arrived in London.[42][38][43] Soon after their arrival, David Garrick arranged a box at the Drury Lane Theatre for Hume and Rousseau on a night when the King and Queen were also present. Garrick was himself performing in a comedy by himself, and also a tragedy by Voltaire.[42][44][45] Rousseau became so excited during the performance that he leaned too far and almost fell out of the box; Hume observed that the King and Queen were looking at Rousseau more than at the performance.[40][41] Afterwards, Garrick served supper for Rousseau who commended Garrick's acting: "Sir, you have made me shed tears at your tragedy, and smile at your comedy, though I scarce understood a word of your language."[42]
|
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At this time, Hume had a favorable opinion of Rousseau; in a letter to Madame de Brabantane, Hume wrote that after observing Rousseau carefully he had concluded that he had never met a more affable and virtuous person. According to Hume, Rousseau was "gentle, modest, affectionate, disinterested, of extreme sensitivity."[42] Initially, Rousseau was lodged by Hume in the house of Madam Adams in London, but he began receiving so many visitors that he soon wanted to move to a quieter location. An offer came to lodge him in a Welsh monastery, and he was inclined to accept it, but Hume persuaded him to move to Chiswick.[42][46] He now asked for Thérèse to rejoin him.[45]
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Meanwhile, James Boswell was in Paris, and offered to escort Thérèse to Rousseau.[47][46] (Boswell had earlier met Rousseau and Therese at Motiers; he had subsequently also sent Therese a garnet necklace and written to Rousseau seeking permission to occasionally communicate with her).[47] Hume foresaw what was going to happen: "I dread some event fatal to our friend's honor."[47][46] Boswell and Therese were together for more than a week, and as per notes in Boswell's diary they consummated the relationship, having intercourse several times.[47][46] On one occasion, Therese told Boswell: "Don't imagine you are a better lover than Rousseau."[47]
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Since Rousseau was keen to relocate to a more remote location, Richard Davenport—a wealthy and elderly widower who spoke French—offered to accommodate Thérèse and Rousseau at Wootton Hall. On 22 March, Rousseau and Therese set forth for Wootton, against Hume's advice. Hume and Rousseau would never meet again.[48][46][49] Initially Rousseau was pleased with his new accommodation at Wootton Hall, and wrote favorably about the natural beauty of the place, and how he was feeling reborn, forgetting past sorrows.[49][50][51]
|
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On 3 April 1766, the letter featuring Horace Walpole's hoax on Rousseau was published in a daily newspaper without mention of Walpole being the actual author; that the editor of the publication was Hume's personal friend compounded Rousseau's grief. Gradually articles critical of Rousseau started appearing in the British press; Rousseau felt that Hume, as his host, ought to have defended him. Moreover, in Rousseau's estimate, some of the public criticism contained details which only Hume was privy to.[50] Further, Rousseau was aggrieved to find that Hume had been lodging in London with François Tronchin, son of Rousseau's enemy in Geneva.[52][41][50][53]
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About this time, Voltaire anonymously published his Letter to Dr. J.-J. Pansophe in which he gave extracts from many of Rousseau's prior statements which were critical of life in England; the most damaging portions of Voltaire's writeup were reprinted in a London periodical. Rousseau now decided that there was a conspiracy afoot to defame him.[50][41] A further cause for Rousseau's displeasure was his concern that Hume was tampering with his mail.[46][49][54][52] The misunderstanding had arisen because Rousseau tired of receiving voluminous correspondence whose postage he had to pay.[note 6] Hume offered to open Rousseau's mail himself and forward the important letters to Rousseau; this offer was accepted.[46][49] However, there is some evidence of Hume intercepting even Rousseau's outgoing mail.[55]
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After some correspondence with Rousseau, which included an eighteen-page letter from Rousseau describing the reasons for his resentment, Hume concluded that Rousseau was losing his mental balance. On learning that Rousseau had denounced him to his Parisian friends, Hume sent a copy of Rousseau's long letter to Madame de Boufflers. She replied stating that Hume's alleged participation in the composition of Horace Walpole's faux letter was the reason for Rousseau's anger in her estimate.[53][56][note 7]
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When Hume learnt that Rousseau was writing the Confessions, he assumed that the present dispute would feature in the book. Adam Smith, Turgot, Marischal Keith, Horace Walpole, and Mme de Boufflers advised Hume not to make his quarrel with Rousseau public; however, many members of D'Holbach's Coterie—particularly, d'Alembert—urged him to reveal his version of the events. In October 1766, Hume's version of the quarrel was translated into French and published in France; in November it was published in England.[57][58][56] Grimm included it in his correspondance; ultimately,
|
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the quarrel resounded in Geneva, Amsterdam, Berlin, and St. Petersburg. A dozen pamphlets redoubled the bruit. Walpole printed his version of the dispute; Boswell attacked Walpole; Mme. de La Tour's Precis sur M.Rousseau called Hume a traitor; Voltaire sent him additional material on Rousseau's faults and crimes, on his frequentation of "places of ill fame", and on his seditious activities in Switzerland. George III "followed the battle with intense curiosity".[56]
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After the dispute became public, due in part to comments from notable publishers like Andrew Millar,[59] Walpole told Hume that quarrels such as this only end up becoming a source of amusement for Europe. Diderot took a charitable view of the mess: "I knew these two philosophers well. I could write a play about them that would make you weep, and it would excuse them both."[58] Amidst the controversy surrounding his quarrel with Hume, Rousseau maintained a public silence; but, he resolved now to return to France. To encourage him to do so swiftly, Thérèse advised him that the servants at Wootton Hall sought to poison him. On 22 May 1767, Rousseau and Thérèse embarked from Dover to Calais.[56]
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On 22 May 1767, Rousseau reentered France even though an arrest warrant against him was still in place. He had taken an assumed name, but was recognized, and a banquet in his honor was held by the city of Amiens.[60][61][62] Many French nobles offered him a residence at this time. Initially, Rousseau decided to stay in an estate near Paris belonging to Mirabeau. Subsequently, on 21 June 1767, he moved to a chateau of the Prince of Conti in Trie.[62][63]
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Around this time, Rousseau started developing feelings of paranoia, anxiety, and of a conspiracy against him. Most of this was just his imagination at work, but on 29 January 1768, the theatre at Geneva was destroyed through burning, and Voltaire mendaciously accused Rousseau of being the culprit.[62][64][65][66][67][68] In June 1768, Rousseau left Trie, leaving Therese behind, and went first to Lyon, and subsequently to Bourgoin. He now invited Therese to this place and "married"[note 8] her under his alias "Renou" in a faux civil ceremony in Bourgoin on 30 August 1768.[62][68][70]
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In January 1769, Rousseau and Thérèse went to live in a farmhouse near Grenoble. Here he practiced botany and completed the Confessions. At this time he expressed regret for placing his children in an orphanage. On 10 April 1770, Rousseau and Therese left for Lyon where he befriended Horace Coignet, a fabric designer and amateur musician. At Rousseau's suggestion, Coignet composed musical interludes for Rousseau's prose poem Pygmalion; this was performed in Lyon together with Rousseau's romance The Village Soothsayer to public acclaim. On 8 June, Rousseau and Therese left Lyon for Paris; they reached Paris on 24 June.[62][71][72][73]
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In Paris, Rousseau and Therese lodged in an unfashionable neighborhood of the city, the Rue Platrière—now called the Rue Jean-Jacques Rousseau. He now supported himself financially by copying music, and continued his study of botany.[74][75] At this time also, he wrote his Letters on the Elements of Botany.[76] These consisted of a series of letters Rousseau wrote to Mme Delessert in Lyon to help her daughters learn the subject. These letters received widespread acclaim when they were eventually published posthumously. "It's a true pedagogical model, and it complements Emile," commented Goethe.[77]
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For defending his reputation against hostile gossip, Rousseau had begun writing the Confessions in 1765. In November 1770, these were completed, and although he did not wish to publish them at this time, he began to offer group readings of certain portions of the book. Between December 1770, and May 1771, Rousseau made at least four group readings of his book with the final reading lasting seventeen hours.[74][78] A witness to one of these sessions, Claude Joseph Dorat, wrote:
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I expected a session of seven or eight hours; it lasted fourteen or fifteen. ... The writing is truly a phenomenon of genius, of simplicity, candor, and courage. How many giants reduced to dwarves! How many obscure but virtuous men restored to their rights and avenged against the wicked by the sole testimony of an honest man![78]
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After May 1771, there were no more group readings because Madame d'Épinay wrote to the chief of police, who was her friend, to put a stop to Rousseau's readings so as to safeguard her privacy. The police called on Rousseau, who agreed to stop the readings.[79][80][81][82] The Confessions were finally published posthumously in 1782.[80]
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In 1772, Rousseau was invited to present recommendations for a new constitution for the Polish–Lithuanian Commonwealth, resulting in the Considerations on the Government of Poland, which was to be his last major political work.[83]
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Also in 1772, Rousseau began writing his Dialogues: Rousseau, Judge of Jean-Jacques, which was another attempt to reply to his critics. He completed writing it in 1776. The book is in the form of three dialogues between two characters; a Frenchman and Rousseau who argue about the merits and demerits of a third character—an author called Jean-Jacques. It has been described as his most unreadable work; in the foreword to the book, Rousseau admits that it may be repetitious and disorderly, but he begs the reader's indulgence on the grounds that he needs to defend his reputation from slander before he dies.[80][84][85][86][87]
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In 1766, Rousseau had impressed Hume with his physical prowess by spending ten hours at night on the deck in severe weather during the journey by ship from Calais to Dover while Hume was confined to his bunk. "When all the seamen were almost frozen to death...he caught no harm...He is one of the most robust men I have ever known," Hume noted.[38][43] By 1770, Rousseau's urinary disease[88] had also been greatly alleviated after he stopped listening to the advice of doctors.[citation needed] At that time, notes Damrosch, it was often better to let nature take its own course rather than subject oneself to medical procedures.[89] His general health had also improved.[89] However, on 24 October 1776, as he was walking on a narrow street in Paris a nobleman's carriage came rushing by from the opposite direction; flanking the carriage was a galloping Great Dane belonging to the nobleman. Rousseau was unable to dodge both the carriage and the dog, and was knocked down by the Great Dane. He seems to have suffered a concussion and neurological damage. His health began to decline; Rousseau's friend Corancez described the appearance of certain symptoms which indicate that Rousseau started suffering from epileptic seizures after the accident.[90][91][92]
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In 1777, Rousseau received a royal visitor, when the Holy Roman Emperor Joseph II came to meet him.[74] His free entry to the Opera had been renewed by this time and he would go there occasionally.[74] At this time also (1777–78), he composed one of his finest works, Reveries of a Solitary Walker.[93][82]
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In the spring of 1778, the Marquis Girardin invited Rousseau to live in a cottage in his château at Ermenonville. Rousseau and Thérèse went there on 20 May. Rousseau spent his time at the château in collecting botanical specimens, and teaching botany to Girardin's son.[82][92][94] He ordered books from Paris on grasses, mosses and mushrooms, and made plans to complete his unfinished Emile and Sophie and Daphnis and Chloe.[94]
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On 1 July, a visitor commented that "men are wicked", to which Rousseau replied with "men are wicked, yes, but man is good"; in the evening there was a concert in the château in which Rousseau played on the piano his own composition of the Willow Song from Othello.[94] On this day also, he had a hearty meal with Girardin's family;[82] the next morning, as he was about to go teach music to Girardin's daughter, he died of cerebral bleeding resulting in an apoplectic stroke.[82][94][95] It is now believed that repeated falls, including the accident involving the Great Dane, may have contributed to Rousseau's stroke.[95]
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Following his death, Grimm, Madame de Staël and others spread the false news that Rousseau had committed suicide; according to other gossip, Rousseau was insane when he died. All those who met him in his last days agree that he was in a serene frame of mind at this time.[96]
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On 4 July 1778, Rousseau was buried on the Île des Peupliers, which became a place of pilgrimage for his many admirers. On 11 October 1794, his remains were moved to the Panthéon, where they were placed near the remains of Voltaire.[96][note 9]
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Rousseau based his political philosophy on contract theory and his reading of Hobbes.[97]
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The first man who, having fenced in a piece of land, said 'This is mine', and found people naïve enough to believe him, that man was the true founder of civil society. From how many crimes, wars, and murders, from how many horrors and misfortunes might not any one have saved mankind, by pulling up the stakes, or filling up the ditch, and crying to his fellows: Beware of listening to this impostor; you are undone if you once forget that the fruits of the earth belong to us all, and the earth itself to nobody.
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In common with other philosophers of the day, Rousseau looked to a hypothetical "state of nature" as a normative guide.
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Rousseau criticized Hobbes for asserting that since man in the "state of nature... has no idea of goodness he must be naturally wicked; that he is vicious because he does not know virtue". On the contrary, Rousseau holds that "uncorrupted morals" prevail in the "state of nature" and he especially praised the admirable moderation of the Caribbeans in expressing the sexual urge[98] despite the fact that they live in a hot climate, which "always seems to inflame the passions".[99]
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Rousseau asserted that the stage of human development associated with what he called "savages" was the best or optimal in human development, between the less-than-optimal extreme of brute animals on the one hand and the extreme of decadent civilization on the other. "...[N]othing is so gentle as man in his primitive state, when placed by nature at an equal distance from the stupidity of brutes and the fatal enlightenment of civil man".[100] Referring to the stage of human development which Rousseau associates with savages, Rousseau writes:
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"Hence although men had become less forbearing, and although natural pity had already undergone some alteration, this period of the development of human faculties, maintaining a middle position between the indolence of our primitive state and the petulant activity of our egocentrism, must have been the happiest and most durable epoch. The more one reflects on it, the more one finds that this state was the least subject to upheavals and the best for man, and that he must have left it only by virtue of some fatal chance happening that, for the common good, ought never to have happened. The example of savages, almost all of whom have been found in this state, seems to confirm that the human race had been made to remain in it always; that this state is the veritable youth of the world; and that all the subsequent progress has been in appearance so many steps toward the perfection of the individual, and in fact toward the decay of the species."[101]
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The perspective of many of today's environmentalists can be traced back to Rousseau who believed that the more men deviated from the state of nature, the worse off they would be. Espousing the belief that all degenerates in men's hands, Rousseau taught that men would be free, wise, and good in the state of nature and that instinct and emotion, when not distorted by the unnatural limitations of civilization, are nature's voices and instructions to the good life. Rousseau's "noble savage" stands in direct opposition to the man of culture.[102]
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Rousseau believed that the savage stage was not the first stage of human development, but the third stage. Rousseau held that this third savage stage of human societal development was an optimum, between the extreme of the state of brute animals and animal-like "ape-men" on the one hand and the extreme of decadent civilized life on the other. This has led some critics to attribute to Rousseau the invention of the idea of the noble savage,[note 10][note 11] which Arthur Lovejoy conclusively showed misrepresents Rousseau's thought.[103][104][105][106]}}[107] Rousseau's view was that morality was not embued by society, but rather "natural" in the sense of "innate". It could be seen as an outgrowth from man's instinctive disinclination to witness suffering, from which arise emotions of compassion or empathy. These are sentiments shared with animals, and whose existence even Hobbes acknowledged.[note 12]
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Rousseau's ideas of human development were highly interconnected with forms of mediation, or the processes that individual humans use to interact with themselves and others while using an alternate perspective or thought process. According to Rousseau, these were developed through the innate perfectibility of humanity. These include a sense of self, morality, pity, and imagination. Rousseau's writings are purposely ambiguous concerning the formation of these processes to the point that mediation is always intrinsically part of humanity's development. An example of this is the notion that as an individual, one needs an alternative perspective to come to the realization that they are a 'self'.[108]
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In Rousseau's philosophy, society's negative influence on men centers on its transformation of amour de soi, a positive self-love, into amour-propre, or pride. Amour de soi represents the instinctive human desire for self-preservation, combined with the human power of reason. In contrast, amour-propre is artificial and encourages man to compare himself to others, thus creating unwarranted fear and allowing men to take pleasure in the pain or weakness of others.[citation needed] Rousseau was not the first to make this distinction. It had been invoked by Vauvenargues, among others.
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In the Discourse on the Arts and Sciences Rousseau argues that the arts and sciences have not been beneficial to humankind, because they arose not from authentic human needs but rather as a result of pride and vanity. Moreover, the opportunities they create for idleness and luxury have contributed to the corruption of man. He proposed that the progress of knowledge had made governments more powerful and had crushed individual liberty; and he concluded that material progress had actually undermined the possibility of true friendship by replacing it with jealousy, fear, and suspicion.
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In contrast to the optimistic view of other Enlightenment figures, for Rousseau, progress has been inimical to the well-being of humanity, that is, unless it can be counteracted by the cultivation of civic morality and duty. Only in civil society can man be ennobled—through the use of reason:
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The passage from the state of nature to the civil state produces a very remarkable change in man, by substituting justice for instinct in his conduct, and giving his actions the morality they had formerly lacked. Then only, when the voice of duty takes the place of physical impulses and right of appetite, does man, who so far had considered only himself, find that he is forced to act on different principles, and to consult his reason before listening to his inclinations. Although in this state he deprives himself of some advantages which he got from nature, he gains in return others so great, his faculties are so stimulated and developed, his ideas so extended, his feelings so ennobled, and his whole soul so uplifted, that, did not the abuses of this new condition often degrade him below that which he left, he would be bound to bless continually the happy moment which took him from it for ever, and, instead of a stupid and unimaginative animal, made him an intelligent being and a man.[109]
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Society corrupts men only insofar as the Social Contract has not de facto succeeded, as we see in contemporary society as described in the Discourse on Inequality (1754). In this essay, which elaborates on the ideas introduced in the Discourse on the Arts and Sciences, Rousseau traces man's social evolution from a primitive state of nature to modern society. The earliest solitary humans possessed a basic drive for self-preservation and a natural disposition to compassion or pity. They differed from animals, however, in their capacity for free will and their potential perfectibility. As they began to live in groups and form clans they also began to experience family love, which Rousseau saw as the source of the greatest happiness known to humanity.
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As long as differences in wealth and status among families were minimal, the first coming together in groups was accompanied by a fleeting golden age of human flourishing. The development of agriculture, metallurgy, private property, and the division of labour and resulting dependency on one another, however, led to economic inequality and conflict. As population pressures forced them to associate more and more closely, they underwent a psychological transformation: they began to see themselves through the eyes of others and came to value the good opinion of others as essential to their self-esteem.[110]
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Rousseau posits that the original, deeply flawed Social Contract (i.e., that of Hobbes), which led to the modern state, was made at the suggestion of the rich and powerful, who tricked the general population into surrendering their liberties to them and instituted inequality as a fundamental feature of human society. Rousseau's own conception of the Social Contract can be understood as an alternative to this fraudulent form of association.[citation needed]
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At the end of the Discourse on Inequality, Rousseau explains how the desire to have value in the eyes of others comes to undermine personal integrity and authenticity in a society marked by interdependence, and hierarchy. In the last chapter of the Social Contract, Rousseau would ask 'What is to be done?' He answers that now all men can do is to cultivate virtue in themselves and submit to their lawful rulers. To his readers, however, the inescapable conclusion was that a new and more equitable Social Contract was needed.
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Like other Enlightenment philosophers, Rousseau was critical of the Atlantic slave trade.[111]
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The Social Contract outlines the basis for a legitimate political order within a framework of classical republicanism. Published in 1762, it became one of the most influential works of political philosophy in the Western tradition. It developed some of the ideas mentioned in an earlier work, the article Économie Politique (Discourse on Political Economy), featured in Diderot's Encyclopédie. The treatise begins with the dramatic opening lines, "Man is born free, and everywhere he is in chains. Those who think themselves the masters of others are indeed greater slaves than they."
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Rousseau claimed that the state of nature was a primitive condition without law or morality, which human beings left for the benefits and necessity of cooperation. As society developed, the division of labor and private property required the human race to adopt institutions of law. In the degenerate phase of society, man is prone to be in frequent competition with his fellow men while also becoming increasingly dependent on them. This double pressure threatens both his survival and his freedom.
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According to Rousseau, by joining together into civil society through the social contract and abandoning their claims of natural right, individuals can both preserve themselves and remain free. This is because submission to the authority of the general will of the people as a whole guarantees individuals against being subordinated to the wills of others and also ensures that they obey themselves because they are, collectively, the authors of the law.
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Although Rousseau argues that sovereignty (or the power to make the laws) should be in the hands of the people, he also makes a sharp distinction between the sovereign and the government. The government is composed of magistrates, charged with implementing and enforcing the general will. The "sovereign" is the rule of law, ideally decided on by direct democracy in an assembly.
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Rousseau opposed the idea that the people should exercise sovereignty via a representative assembly (Book III, Chapter XV). He approved the kind of republican government of the city-state, for which Geneva provided a model—or would have done if renewed on Rousseau's principles. France could not meet Rousseau's criterion of an ideal state because it was too big. Much subsequent controversy about Rousseau's work has hinged on disagreements concerning his claims that citizens constrained to obey the general will are thereby rendered free:
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The notion of the general will is wholly central to Rousseau's theory of political legitimacy. ... It is, however, an unfortunately obscure and controversial notion. Some commentators see it as no more than the dictatorship of the proletariat or the tyranny of the urban poor (such as may perhaps be seen in the French Revolution). Such was not Rousseau's meaning. This is clear from the Discourse on Political Economy, where Rousseau emphasizes that the general will exists to protect individuals against the mass, not to require them to be sacrificed to it. He is, of course, sharply aware that men have selfish and sectional interests which will lead them to try to oppress others. It is for this reason that loyalty to the good of all alike must be a supreme (although not exclusive) commitment by everyone, not only if a truly general will is to be heeded but also if it is to be formulated successfully in the first place".[112]
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The noblest work in education is to make a reasoning man, and we expect to train a young child by making him reason! This is beginning at the end; this is making an instrument of a result. If children understood how to reason they would not need to be educated.
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Rousseau's philosophy of education concerns itself not with particular techniques of imparting information and concepts, but rather with developing the pupil's character and moral sense, so that he may learn to practice self-mastery and remain virtuous even in the unnatural and imperfect society in which he will have to live. The hypothetical boy, Émile, is to be raised in the countryside, which, Rousseau believes, is a more natural and healthy environment than the city, under the guardianship of a tutor who will guide him through various learning experiences arranged by the tutor. Today we would call this the disciplinary method of "natural consequences". Rousseau felt that children learn right and wrong through experiencing the consequences of their acts rather than through physical punishment. The tutor will make sure that no harm results to Émile through his learning experiences.
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Rousseau became an early advocate of developmentally appropriate education; his description of the stages of child development mirrors his conception of the evolution of culture. He divides childhood into stages:
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Rousseau recommends that the young adult learn a manual skill such as carpentry, which requires creativity and thought, will keep him out of trouble, and will supply a fallback means of making a living in the event of a change of fortune (the most illustrious aristocratic youth to have been educated this way may have been Louis XVI, whose parents had him learn the skill of locksmithing[114]). The sixteen-year-old is also ready to have a companion of the opposite sex.
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Although his ideas foreshadowed modern ones in many ways, in one way they do not: Rousseau was a believer in the moral superiority of the patriarchal family on the antique Roman model. Sophie, the young woman Émile is destined to marry, as his representative of ideal womanhood, is educated to be governed by her husband while Émile, as his representative of the ideal man, is educated to be self-governing. This is not an accidental feature of Rousseau's educational and political philosophy; it is essential to his account of the distinction between private, personal relations and the public world of political relations. The private sphere as Rousseau imagines it depends on the subordination of women, for both it and the public political sphere (upon which it depends) to function as Rousseau imagines it could and should. Rousseau anticipated the modern idea of the bourgeois nuclear family, with the mother at home taking responsibility for the household and for childcare and early education.
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Feminists, beginning in the late 18th century with Mary Wollstonecraft in 1792,[115] have criticized Rousseau for his confinement of women to the domestic sphere—unless women were domesticated and constrained by modesty and shame, he feared[116] "men would be tyrannized by women ... For, given the ease with which women arouse men's senses—men would finally be their victims ..."[117] His contemporaries saw it differently because Rousseau thought that mothers should breastfeed their children.[118] Marmontel wrote that his wife thought, "One must forgive something," she said, "in one who has taught us to be mothers."[119]
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Rousseau's ideas have influenced progressive "child-centered" education.[120] John Darling's 1994 book Child-Centered Education and its Critics portrays the history of modern educational theory as a series of footnotes to Rousseau, a development he regards as bad. Good or bad, the theories of educators such as Rousseau's near contemporaries Pestalozzi, Mme. de Genlis and, later, Maria Montessori and John Dewey, which have directly influenced modern educational practices, do have significant points in common with those of Rousseau.[121]
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Having converted to Roman Catholicism early in life and returned to the austere Calvinism of his native Geneva as part of his period of moral reform, Rousseau maintained a profession of that religious philosophy and of John Calvin as a modern lawgiver throughout the remainder of his life.[122] Unlike many of the more agnostic Enlightenment philosophers, Rousseau affirmed the necessity of religion. His views on religion presented in his works of philosophy, however, may strike some as discordant with the doctrines of both Catholicism and Calvinism.
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Rousseau's strong endorsement of religious toleration, as expounded in Émile, was interpreted as advocating indifferentism, a heresy, and led to the condemnation of the book in both Calvinist Geneva and Catholic Paris. Although he praised the Bible, he was disgusted by the Christianity of his day.[123] Rousseau's assertion in The Social Contract that true followers of Christ would not make good citizens may have been another reason for his condemnation in Geneva. He also repudiated the doctrine of original sin, which plays a large part in Calvinism. In his "Letter to Beaumont", Rousseau wrote, "there is no original perversity in the human heart."[124]
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In the 18th century, many deists viewed God merely as an abstract and impersonal creator of the universe, likened to a giant machine. Rousseau's deism differed from the usual kind in its emotionality. He saw the presence of God in the creation as good, and separate from the harmful influence of society. Rousseau's attribution of a spiritual value to the beauty of nature anticipates the attitudes of 19th-century Romanticism towards nature and religion. (Historians—notably William Everdell, Graeme Garrard, and Darrin McMahon—have additionally situated Rousseau within the Counter-Enlightenment.)[125][126] Rousseau was upset that his deism was so forcefully condemned, while those of the more atheistic philosophers were ignored. He defended himself against critics of his religious views in his "Letter to Mgr de Beaumont, the Archbishop of Paris", "in which he insists that freedom of discussion in religious matters is essentially more religious than the attempt to impose belief by force."[127]
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Rousseau's idea of the volonté générale ("general will") was not original with him but rather belonged to a well-established technical vocabulary of juridical and theological writings in use at the time. The phrase was used by Diderot and also by Montesquieu (and by his teacher, the Oratorian friar Nicolas Malebranche). It served to designate the common interest embodied in legal tradition, as distinct from and transcending people's private and particular interests at any particular time. It displayed a rather democratic ideology, as it declared that the citizens of a given nation should carry out whatever actions they deem necessary in their own sovereign assembly.[128]
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The concept was also an important aspect of the more radical 17th-century republican tradition of Spinoza, from whom Rousseau differed in important respects, but not in his insistence on the importance of equality:
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While Rousseau's notion of the progressive moral degeneration of mankind from the moment civil society established itself diverges markedly from Spinoza's claim that human nature is always and everywhere the same ... for both philosophers the pristine equality of the state of nature is our ultimate goal and criterion ... in shaping the "common good", volonté générale, or Spinoza's mens una, which alone can ensure stability and political salvation. Without the supreme criterion of equality, the general will would indeed be meaningless. ... When in the depths of the French Revolution the Jacobin clubs all over France regularly deployed Rousseau when demanding radical reforms. and especially anything—such as land redistribution—designed to enhance equality, they were at the same time, albeit unconsciously, invoking a radical tradition which reached back to the late seventeenth century.[129]
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Robespierre and Saint-Just, during the Reign of Terror, regarded themselves to be principled egalitarian republicans, obliged to do away with superfluities and corruption; in this they were inspired most prominently by Rousseau. According to Robespierre, the deficiencies in individuals were rectified by upholding the 'common good' which he conceptualized as the collective will of the people; this idea was derived from Rousseau's General Will. The revolutionaries were also inspired by Rousseau to introduce Deism as the new official civil religion of France:
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Ceremonial and symbolic occurrences of the more radical phases of the Revolution invoked Rousseau and his core ideas. Thus the ceremony held at the site of the demolished Bastille, organized by the foremost artistic director of the Revolution, Jacques-Louis David, in August 1793 to mark the inauguration of the new republican constitution, an event coming shortly after the final abolition of all forms of feudal privilege, featured a cantata based on Rousseau's democratic pantheistic deism as expounded in the celebrated "Profession de foi d'un vicaire savoyard" in Book Four of Émile.[130]
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Rousseau's influence on the French Revolution was noted by Edmund Burke, who critiqued Rousseau in "Reflections on the Revolution in France," and this critique reverberated throughout Europe, leading Catherine the Great to ban his works.[131] This connection between Rousseau and the French Revolution (especially the Terror) persisted through the next century. As François Furet notes that "we can see that for the whole of the nineteenth century Rousseau was at the heart of the interpretation of the Revolution for both its admirers and its critics."[132]
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According to some scholars, Rousseau exercised minimal influence on the Founding Fathers of the United States, despite similarities between their ideas. They shared beliefs regarding the self-evidence that "all men are created equal," and the conviction that citizens of a republic be educated at public expense. A parallel can be drawn between the United States Constitution's concept of the "general welfare" and Rousseau's concept of the "general will". Further commonalities exist between Jeffersonian democracy and Rousseau's praise of Switzerland and Corsica's economies of isolated and independent homesteads, and his endorsement of a well-regulated militia, such as those of the Swiss cantons.[133]
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However, Will and Ariel Durant have opined that Rousseau had a definite political influence on America. According to them:
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The first sign of [Rousseau's] political influence was in the wave of public sympathy that supported active French aid to the American Revolution. Jefferson derived the Declaration of Independence from Rousseau as well as from Locke and Montesquieu. As ambassador to France (1785–89) he absorbed much from both Voltaire and Rousseau...The success of the American Revolution raised the prestige of Rousseau's philosophy.[134]
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One of Rousseau's most important American followers was textbook writer Noah Webster (1758–1843), who was influenced by Rousseau's ideas on pedagogy in Emile (1762). Webster structured his Speller in accord with Rousseau's ideas about the stages of a child's intellectual development.[135]
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Rousseau's writings perhaps had an indirect influence on American literature through the writings of Wordsworth and Kant, whose works were important to the New England transcendentalist Ralph Waldo Emerson, as well as on Unitarians such as theologian William Ellery Channing. The Last of the Mohicans and other American novels reflect republican and egalitarian ideals present alike in Thomas Paine and in English Romantic primitivism.[note 13][136]
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The first to criticize Rousseau were his fellow Philosophes, above all, Voltaire. According to Jacques Barzun, Voltaire was annoyed by the first discourse, and outraged by the second. Voltaire's reading of the second discourse was that Rousseau would like the reader to "walk on all fours" befitting a savage.[137]
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Samuel Johnson told his biographer James Boswell, "I think him one of the worst of men; a rascal, who ought to be hunted out of society, as he has been".[138]
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Jean-Baptiste Blanchard was his leading Catholic opponent. Blanchard rejects Rousseau's negative education, in which one must wait until a child has grown to develop reason. The child would find more benefit from learning in his earliest years. He also disagreed with his ideas about female education, declaring that women are a dependent lot. So removing them from their motherly path is unnatural, as it would lead to the unhappiness of both men and women.[139]
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Historian Jacques Barzun states that, contrary to myth, Rousseau was no primitivist; for him:
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The model man is the independent farmer, free of superiors and self-governing. This was cause enough for the philosophes' hatred of their former friend. Rousseau's unforgivable crime was his rejection of the graces and luxuries of civilized existence. Voltaire had sung "The superfluous, that most necessary thing." For the high bourgeois standard of living Rousseau would substitute the middling peasant's. It was the country versus the city—an exasperating idea for them, as was the amazing fact that every new work of Rousseau's was a huge success, whether the subject was politics, theater, education, religion, or a novel about love.[140]
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As early as 1788, Madame de Staël published her Letters on the works and character of J.-J. Rousseau.[141] In 1819, in his famous speech "On Ancient and Modern Liberty", the political philosopher Benjamin Constant, a proponent of constitutional monarchy and representative democracy, criticized Rousseau, or rather his more radical followers (specifically the Abbé de Mably), for allegedly believing that "everything should give way to collective will, and that all restrictions on individual rights would be amply compensated by participation in social power."[citation needed]
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Frederic Bastiat severely criticized Rousseau in several of his works, most notably in "The Law", in which, after analyzing Rousseau's own passages, he stated that:
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And what part do persons play in all this? They are merely the machine that is set in motion. In fact, are they not merely considered to be the raw material of which the machine is made? Thus the same relationship exists between the legislator and the prince as exists between the agricultural expert and the farmer; and the relationship between the prince and his subjects is the same as that between the farmer and his land. How high above mankind, then, has this writer on public affairs been placed?[142]
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Bastiat believed that Rousseau wished to ignore forms of social order created by the people—viewing them as a thoughtless mass to be shaped by philosophers. Bastiat, who is considered by thinkers associated with the Austrian School of Economics to be one of the precursors of the "spontaneous order",[143] presented his own vision of what he considered to be the "Natural Order" in a simple economic chain in which multiple parties might interact without necessarily even knowing each other, cooperating and fulfilling each other's needs in accordance with basic economic laws such as supply and demand. In such a chain, to produce clothing, multiple parties have to act independently—e.g. farmers to fertilize and cultivate land to produce fodder for the sheep, people to shear them, transport the wool, turn it into cloth, and another to tailor and sell it. Those persons engage in economic exchange by nature, and don't need to be ordered to, nor do their efforts need to be centrally coordinated. Such chains are present in every branch of human activity, in which individuals produce or exchange goods and services, and together, naturally create a complex social order that does not require external inspiration, central coordination of efforts, or bureaucratic control to benefit society as a whole. This, according to Bastiat, is a proof that humanity itself is capable of creating a complex socioeconomic order that might be superior to an arbitrary vision of a philosopher.[142]
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Bastiat also believed that Rousseau contradicted himself when presenting his views concerning human nature; if nature is "sufficiently invincible to regain its empire", why then would it need philosophers to direct it back to a natural state? Conversely, he believed that humanity would choose what it would have without philosophers to guide it, in accordance with the laws of economy and human nature itself.[142] Another point of criticism Bastiat raised was that living purely in nature would doom mankind to suffer unnecessary hardships.[144]
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The Marquis de Sade's Justine, or the Misfortunes of Virtue (1791) partially parodied and used as inspiration Rousseau's sociological and political concepts in the Discourse on Inequality and The Social Contract. Concepts such as the state of nature, civilization being the catalyst for corruption and evil, and humans "signing" a contract to mutually give up freedoms for the protection of rights, particularly referenced. The Comte de Gernande in Justine, for instance, after Thérèse asks him how he justifies abusing and torturing women, states:
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The necessity mutually to render one another happy cannot legitimately exist save between two persons equally furnished with the capacity to do one another hurt and, consequently, between two persons of commensurate strength: such an association can never come into being unless a contract [un pacte] is immediately formed between these two persons, which obligates each to employ against each other no kind of force but what will not be injurious to either. . . [W]hat sort of a fool would the stronger have to be to subscribe to such an agreement?[145]
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Edmund Burke formed an unfavorable impression of Rousseau when the latter visited England with Hume and later drew a connection between Rousseau's egoistic philosophy and his personal vanity, saying Rousseau "entertained no principle... but vanity. With this vice he was possessed to a degree little short of madness".[146]
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Charles Dudley Warner wrote about Rousseau in his essay, Equality; "Rousseau borrowed from Hobbes as well as from Locke in his conception of popular sovereignty; but this was not his only lack of originality. His discourse on primitive society, his unscientific and unhistoric notions about the original condition of man, were those common in the middle of the eighteenth century."[147]
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In 1919, Irving Babbitt, founder of a movement called the "New Humanism", wrote a critique of what he called "sentimental humanitarianism", for which he blamed Rousseau.[106] Babbitt's depiction of Rousseau was countered in a celebrated and much reprinted essay by A.O. Lovejoy in 1923.[148][page needed] In France, fascist theorist Charles Maurras, founder of Action Française, "had no compunctions in laying the blame for both Romantisme et Révolution firmly on Rousseau in 1922."[149]
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During the Cold War, Rousseau was criticized for his association with nationalism and its attendant abuses, for example in Talmon, Jacob Leib (1952), The Origins of Totalitarian Democracy.[note 14] This came to be known among scholars as the "totalitarian thesis". Political scientist J.S. Maloy states that "the twentieth century added Nazism and Stalinism to Jacobinism on the list of horrors for which Rousseau could be blamed. ... Rousseau was considered to have advocated just the sort of invasive tampering with human nature which the totalitarian regimes of mid-century had tried to instantiate." But he adds that "The totalitarian thesis in Rousseau studies has, by now, been discredited as an attribution of real historical influence."[150] Arthur Melzer, however, while conceding that Rousseau would not have approved of modern nationalism, observes that his theories do contain the "seeds of nationalism", insofar as they set forth the "politics of identification", which are rooted in sympathetic emotion. Melzer also believes that in admitting that people's talents are unequal, Rousseau therefore tacitly condones the tyranny of the few over the many.[151] Others counter, however, that Rousseau was concerned with the concept of equality under the law, not equality of talents.[citation needed] For Stephen T. Engel, on the other hand, Rousseau's nationalism anticipated modern theories of "imagined communities" that transcend social and religious divisions within states.[152]
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On similar grounds, one of Rousseau's strongest critics during the second half of the 20th century was political philosopher Hannah Arendt. Using Rousseau's thought as an example, Arendt identified the notion of sovereignty with that of the general will. According to her, it was this desire to establish a single, unified will based on the stifling of opinion in favor of public passion that contributed to the excesses of the French Revolution.[153]
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The book Rousseau and Revolution, by Will and Ariel Durant, begins with the following words about Rousseau:
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How did it come about that a man born poor, losing his mother at birth and soon deserted by his father, afflicted with a painful and humiliating disease, left to wander for twelve years among alien cities and conflicting faiths, repudiated by society and civilization, repudiating Voltaire, Diderot, the Encyclopédie and the Age of Reason, driven from place to place as a dangerous rebel, suspected of crime and insanity, and seeing, in his last months, the apotheosis of his greatest enemy—how did it come about that this man, after his death, triumphed over Voltaire, revived religion, transformed education, elevated the morals of France, inspired the Romantic movement and the French Revolution, influenced the philosophy of Kant and Schopenhauer, the plays of Schiller, the novels of Goethe, the poems of Wordsworth, Byron, and Shelley, the socialism of Marx, the ethics of Tolstoy, and, altogether, had more effect upon posterity than any other writer or thinker of that eighteenth century in which writers were more influential than they had ever been before?[154]
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The German writers Goethe, Schiller, and Herder have stated that Rousseau's writings inspired them. Herder regarded Rousseau to be his "guide", and Schiller compared Rousseau to Socrates. Goethe, in 1787, stated: "Emile and its sentiments had a universal influence on the cultivated mind."[155]
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The elegance of Rousseau's writing is held to have inspired a significant transformation in French poetry and drama—freeing them from rigid literary norms. Other writers who were influenced by Rousseau's writings included Leopardi in Italy; Pushkin and Tolstoy in Russia; Wordsworth, Southey, Coleridge, Byron, Shelley, and Keats in England; and Hawthorne and Thoreau in America. According to Tolstoy: "At fifteen I carried around my neck, instead of the usual cross, a medallion with Rousseau's portrait."[156]
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Rousseau's Discourse on the Arts and Sciences, emphasizing individualism and repudiating "civilization", was appreciated by, among others, Thomas Paine, William Godwin, Shelley, Tolstoy, and Edward Carpenter.[156] Rousseau's contemporary Voltaire appreciated the section in Emile titled Profession of Faith of the Savoyard Vicar.[25][26]
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Modern admirers of Rousseau include John Dewey and Claude Lévi-Strauss.[157] According to Matthew Josephson, Rousseau has remained controversial for more than two centuries, and has continued to gain admirers and critics down to the present time. However, in their own way, both critics and admirers have served to underscore the significance of the man, while those who have evaluated him with fairness have agreed that he was the finest thinker of his time on the question of civilization.[157][note 15]
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Rousseau was a successful composer of music, who wrote seven operas as well as music in other forms, and made contributions to music as a theorist. As a composer, his music was a blend of the late Baroque style and the emergent Classical fashion, and he belongs to the same generation of transitional composers as Christoph Willibald Gluck and C. P. E. Bach. One of his more well-known works is the one-act opera The Village Soothsayer, containing the duet "Non, Colette n'est point trompeuse" which was later rearranged as a standalone song by Beethoven.[158] He also composed several noted motets, some of which were sung at the Concert Spirituel in Paris.[159] Rousseau's Aunt Suzanne was passionate about music and heavily influenced Rousseau's interest in music. In his Confessions, Rousseau claims he is "indebted" to her for his passion of music. Rousseau took formal instruction in music at the house of Francoise-Louise de Warens. She housed Rousseau on and off for about 13 years, giving him jobs and responsibilities.[160] In 1742, Rousseau developed a system of musical notation that was compatible with typography and numbered. He presented his invention to the Academie Des Sciences, but they rejected it, praising his efforts and pushing him to try again.[161] In 1743, Rousseau wrote his first opera, Les Muses galantes [fr], which was first performed in 1745.
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Rousseau and Jean-Philippe Rameau argued over the superiority of Italian music over French.[161] Rousseau argued that Italian music was superior based on the principle that melody must have priority over harmony. Rameau argued that Italian music was superior based on the principle that harmony must have priority over melody. Rousseau's plead for melody introduced the idea that in art, the free expression of a creative person is more important than the strict adherence to traditional rules and procedures. This is now known today as a characteristic of Romanticism.[162] Rousseau argued for musical freedom, and changed people's attitudes towards music. His works were acknowledged by composers such as Christoph Willibald Gluck and Wolfgang Amadeus Mozart. After composing The Village Soothsayer in 1752, Rousseau felt he could not go on working for the theater because he was a moralist who had decided to break from worldly values.
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Musical compositions
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And indeed, a British visitor commented, 'Even the lower class of people [of Geneva] are exceedingly well informed, and there is perhaps no city in Europe where learning is more universally diffused'; another at mid-century noticed that Genevan workmen were fond of reading the works of Locke and Montesquieu.
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My present fame is owing to a very trifling composition, but which has made incredible noise. I was one evening at Mme Geoffrin's joking on Rousseau's affectations and contradictions, and said some things that diverted them. When I came home I put them in a letter, and showed it next day to Helvetius and the Duc de Nivernois; who were so pleased with it that, after telling me some faults in the language,...they encouraged me to let it be seen. As you know, I willingly laugh at mountebanks, political or literary, let their talents be ever so great; I was not averse. The copies have spread like wildfire, et me voice a la mode [and behold, I am in fashion]...Here is the letter:
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The King of Prussia to M.Rousseau: My dear Jean Jacques:
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You have renounced Geneva, your fatherland; you have had yourself chased from Switzerland, a country so much praised in your writings; France has issued a warrant against you. Come, then, to me; I admire your talents; I am amused by your dreams, which (be it said in passing) occupy you too much and too long. You must at last be wise and happy. You have had yourself talked of enough for peculiarities hardly fitting to a truly great man. Show your enemies that you can sometimes have common sense; this will annoy them without doing you harm. My states offer you a peaceful retreat; I wish you well, and would like to help you if you can find it good. But if you continue to reject my aid, be assured that I shall tell no one. If you persist in racking your brains to find new misfortunes, choose such as you may desire; I am king, and can procure any to suit your wishes; and—what surely will never happen to you among your enemies—I shall cease to persecute you when you cease to find your glory in being persecuted.
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Your good friend,
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Frederick
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Rousseau's letter is atrocious; it is to the last degree extravagant and inexcusable...But do not believe him capable of any falsehood or artifice; nor imagine that he is either an impostor or a scoundrel.His anger has no just cause, but it is sincere; of that I feel no doubt. Here is what I imagine to be the cause of it. I have heard it said, and he has perhaps been told, that one of the best phrases in Mr Walpole's letter was by you, and that you had said in jest, speaking in the name of the King of Prussia, "If you wish for persecutions, I am a king, and can procure them for you of any sort you like," and that Mr Walpole...had said you were its author. If this be true, and Rousseau knows of it, do you wonder that, sensitive, hot-headed, melancholy, and proud,...he has become enraged?
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From that haven of neighborly peace their spirits rose to renew their war for the soul of the Revolution, of France, and of Western man
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For more than two centuries since Rousseau's writings were first published, controversy over the man and his ideas has continued virtually unabated. In their diverse ways his admirers and his opponents both have affirmed his importance in world history:the supporting party has seen him as the Friend of Man, the prophet of the new democratic ages that were to come after him, and one of the fathers of the French Revolution; his antagonists have pronounced him as a dangerous heretic who scorned organized religion, and as the inspirer of romanticism in literature and an unbridled libertarianism in politics. Indeed, they have somehow attributed to him the origin of many of the alleged evils of modern times, ranging from the restiveness of "hippie" youth to the rigors of totalitarian societies. However, those who have tried to judge Rousseau fairly have generally agreed that among the philosophical writers of his century he was the one who stated the problem of civilization with more clarity and force than any of his contemporaries....His works as a moralist and political philosopher influenced and fascinated minds as different as those of Hume, Kant, Goethe, Byron, Schiller, and, in recent times, the American behaviorist philosopher John Dewey. New opponents of conservative bias have continued to write against him in the present century, but he has also won new admirers, such as the great French anthropologist Claude Lévi-Strauss.
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Joan of Arc (French: Jeanne d'Arc[3][4] pronounced [ʒan daʁk]; c. 1412 – 30 May 1431),[5] nicknamed "The Maid of Orléans" (French: La Pucelle d'Orléans), is considered a heroine of France for her role during the Lancastrian phase of the Hundred Years' War, and was canonized as a Roman Catholic saint. She was born to Jacques d'Arc and Isabelle Romée, a peasant family, at Domrémy in northeast France. Joan claimed to have received visions of the archangel Michael, Saint Margaret, and Saint Catherine of Alexandria instructing her to support Charles VII and recover France from English domination late in the Hundred Years' War. The unanointed King Charles VII sent Joan to the Siege of Orléans as part of a relief army. She gained prominence after the siege was lifted only nine days later. Several additional swift victories led to Charles VII's consecration at Reims. This long-awaited event boosted French morale and paved the way for the final French victory.
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On 23 May 1430, she was captured at Compiègne by the Burgundian faction, a group of French nobles allied with the English. She was later handed over to the English[6] and put on trial by the pro-English bishop Pierre Cauchon on a variety of charges.[7] After Cauchon declared her guilty, she was burned at the stake on 30 May 1431, dying at about nineteen years of age.[8]
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In 1456, an inquisitorial court authorized by Pope Callixtus III examined the trial, debunked the charges against her, pronounced her innocent, and declared her a martyr.[8] In the 16th century she became a symbol of the Catholic League, and in 1803 she was declared a national symbol of France by the decision of Napoleon Bonaparte.[9] She was beatified in 1909 and canonized in 1920. Joan of Arc is one of the nine secondary patron saints of France, along with Saint Denis, Saint Martin of Tours, Saint Louis, Saint Michael, Saint Rémi, Saint Petronilla, Saint Radegund and Saint Thérèse of Lisieux.
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Joan of Arc has remained a popular figure in literature, painting, sculpture, and other cultural works since the time of her death, and many famous writers, playwrights, filmmakers, artists, and composers have created, and continue to create, cultural depictions of her.
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The Hundred Years' War had begun in 1337 as an inheritance dispute over the French throne, interspersed with occasional periods of relative peace. Nearly all the fighting had taken place in France, and the English army's use of chevauchée tactics (destructive "scorched earth" raids) had devastated the economy.[10] The French population had not regained its former size since the Black Death of the mid-14th century, and its merchants were isolated from foreign markets. Before the appearance of Joan of Arc, the English had nearly achieved their goal of a dual monarchy under English control and the French army had not achieved any major victories for a generation. In the words of DeVries, "The kingdom of France was not even a shadow of its thirteenth-century prototype."[11]
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The French king at the time of Joan's birth, Charles VI, suffered from bouts of insanity[12] and was often unable to rule. The king's brother Louis, Duke of Orléans, and the king's cousin John the Fearless, Duke of Burgundy, quarreled over the regency of France and the guardianship of the royal children. This dispute included accusations that Louis was having an extramarital affair with the queen, Isabeau of Bavaria, and allegations that John the Fearless kidnapped the royal children.[13] The conflict climaxed with the assassination of the Duke of Orléans in 1407 on the orders of the Duke of Burgundy.[14][15]
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The young Charles of Orléans succeeded his father as duke and was placed in the custody of his father-in-law, the Count of Armagnac. Their faction became known as the "Armagnac" faction, and the opposing party led by the Duke of Burgundy was called the "Burgundian faction". Henry V of England took advantage of these internal divisions when he invaded the kingdom in 1415, winning a dramatic victory at Agincourt on 25 October and subsequently capturing many northern French towns during a later campaign in 1417.[16] In 1418 Paris was taken by the Burgundians, who massacred the Count of Armagnac and about 2,500 of his followers.[17] The future French king, Charles VII, assumed the title of Dauphin—the heir to the throne—at the age of fourteen, after all four of his older brothers had died in succession.[18] His first significant official act was to conclude a peace treaty with the Duke of Burgundy in 1419. This ended in disaster when Armagnac partisans assassinated John the Fearless during a meeting under Charles's guarantee of protection. The new duke of Burgundy, Philip the Good, blamed Charles for the murder and entered into an alliance with the English. The allied forces conquered large sections of France.[19]
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In 1420 the queen of France, Isabeau of Bavaria, signed the Treaty of Troyes, which granted the succession of the French throne to Henry V and his heirs instead of her son Charles. This agreement revived suspicions that the Dauphin was the illegitimate product of Isabeau's rumored affair with the late duke of Orléans rather than the son of King Charles VI.[20] Henry V and Charles VI died within two months of each other in 1422, leaving an infant, Henry VI of England, the nominal monarch of both kingdoms. Henry V's brother, John of Lancaster, 1st Duke of Bedford, acted as regent.[21]
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By the time Joan of Arc began to influence events in 1429, nearly all of northern France and some parts of the southwest were under Anglo-Burgundian control. The English controlled Paris and Rouen while the Burgundian faction controlled Reims, which had served as the traditional site for the coronation of French kings. This was an important consideration since neither claimant to the throne of France had been anointed or crowned yet. Since 1428 the English had been conducting a siege of Orléans, one of the few remaining cities still loyal to Charles VII and an important objective since it held a strategic position along the Loire River, which made it the last obstacle to an assault on the remainder of Charles VII's territory. In the words of one modern historian, "On the fate of Orléans hung that of the entire kingdom."[22] No one was optimistic that the city could long withstand the siege.[23] For generations, there had been prophecies in France which promised the nation would be saved by a virgin from the "borders of Lorraine" "who would work miracles" and "that France will be lost by a woman and shall thereafter be restored by a virgin".[24] The second prophecy predicting France would be "lost" by a woman was taken to refer to Isabeau's role in signing the Treaty of Troyes.[25]
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Joan was the daughter of Jacques d'Arc and Isabelle Romée,[26] living in Domrémy, a village which was then in the French part of the Duchy of Bar.[27][28] Joan's parents owned about 50 acres (20 hectares) of land and her father supplemented his farming work with a minor position as a village official, collecting taxes and heading the local watch.[29] They lived in an isolated patch of eastern France that remained loyal to the French crown despite being surrounded by pro-Burgundian lands. Several local raids occurred during her childhood and on one occasion her village was burned. Joan was illiterate and it is believed that her letters were dictated by her to scribes and she signed her letters with the help of others.[30]
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At her trial, Joan stated that she was about 19 years old, which implies she thought she was born around 1412. She later testified that she experienced her first vision in 1425 at the age of 13, when she was in her "father's garden"[31] and saw visions of figures she identified as Saint Michael, Saint Catherine, and Saint Margaret, who told her to drive out the English and take the Dauphin to Reims for his consecration. She said she cried when they left, as they were so beautiful.[32]
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At the age of 16, she asked a relative named Durand Lassois to take her to the nearby town of Vaucouleurs, where she petitioned the garrison commander, Robert de Baudricourt, for an armed escort to take her to the French Royal Court at Chinon. Baudricourt's sarcastic response did not deter her.[33] She returned the following January and gained support from two of Baudricourt's soldiers: Jean de Metz and Bertrand de Poulengy.[34] According to Jean de Metz, she told him that "I must be at the King's side ... there will be no help (for the kingdom) if not from me. Although I would rather have remained spinning [wool] at my mother's side ... yet must I go and must I do this thing, for my Lord wills that I do so."[35] Under the auspices of Jean de Metz and Bertrand de Poulengy, she was given a second meeting, where she made a prediction about a military reversal at the Battle of Rouvray near Orléans several days before messengers arrived to report it.[36] According to the Journal du Siége d'Orléans, which portrays Joan as a miraculous figure, Joan came to know of the battle through "Divine grace" while tending her flocks in Lorraine and used this divine revelation to persuade Baudricourt to take her to the Dauphin.[37]
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Robert de Baudricourt granted Joan an escort to visit Chinon after news from Orleans confirmed her assertion of the defeat. She made the journey through hostile Burgundian territory disguised as a male soldier,[38] a fact that would later lead to charges of "cross-dressing" against her, although her escort viewed it as a normal precaution. Two of the members of her escort said they and the people of Vaucouleurs provided her with this clothing, and had suggested it to her.[39]
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Joan's first meeting with Charles took place at the Royal Court in the town of Chinon in 1429, when she was aged 17 and he 26. After arriving at the Court she made a strong impression on Charles during a private conference with him. During this time Charles' mother-in-law Yolande of Aragon was planning to finance a relief expedition to Orléans. Joan asked for permission to travel with the army and wear protective armor, which was provided by the Royal government. She depended on donated items for her armor, horse, sword, banner, and other items utilized by her entourage. Historian Stephen W. Richey explains her attraction to the royal court by pointing out that they may have viewed her as the only source of hope for a regime that was near collapse:
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After years of one humiliating defeat after another, both the military and civil leadership of France were demoralized and discredited. When the Dauphin Charles granted Joan's urgent request to be equipped for war and placed at the head of his army, his decision must have been based in large part on the knowledge that every orthodox, every rational option had been tried and had failed. Only a regime in the final straits of desperation would pay any heed to an illiterate farm girl who claimed that the voice of God was instructing her to take charge of her country's army and lead it to victory.[40]
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Upon her arrival on the scene, Joan effectively turned the longstanding Anglo-French conflict into a religious war,[42] a course of action that was not without risk. Charles' advisers were worried that unless Joan's orthodoxy could be established beyond doubt—that she was not a heretic or a sorceress—Charles' enemies could easily make the allegation that his crown was a gift from the devil. To circumvent this possibility, the Dauphin ordered background inquiries and a theological examination at Poitiers to verify her morality. In April 1429, the commission of inquiry "declared her to be of irreproachable life, a good Christian, possessed of the virtues of humility, honesty and simplicity."[42] The theologians at Poitiers did not render a decision on the issue of divine inspiration; rather, they informed the Dauphin that there was a "favorable presumption" to be made on the divine nature of her mission. This convinced Charles, but they also stated that he had an obligation to put Joan to the test. "To doubt or abandon her without suspicion of evil would be to repudiate the Holy Spirit and to become unworthy of God's aid", they declared.[43] They recommended that her claims should be put to the test by seeing if she could lift the siege of Orléans as she had predicted.[43]
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She arrived at the besieged city of Orléans on 29 April 1429. Jean d'Orléans, the acting head of the ducal family of Orléans on behalf of his captive half-brother, initially excluded her from war councils and failed to inform her when the army engaged the enemy.[44] However, his decision to exclude her did not prevent her presence at most councils and battles.[45] The extent of her actual military participation and leadership is a subject of debate among historians. On the one hand, Joan stated that she carried her banner in battle and had never killed anyone,[46] preferring her banner "forty times" better than a sword;[47] and the army was always directly commanded by a nobleman, such as the Duke of Alençon for example. On the other hand, many of these same noblemen stated that Joan had a profound effect on their decisions since they often accepted the advice she gave them, believing her advice was divinely inspired.[48] In either case, historians agree that the army enjoyed remarkable success during her brief time with it.[49]
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The appearance of Joan of Arc at Orléans coincided with a sudden change in the pattern of the siege. During the five months before her arrival, the defenders had attempted only one offensive assault, which had ended in defeat. On 4 May, however, the Armagnacs attacked and captured the outlying fortress of Saint Loup (bastille de Saint-Loup), followed on 5 May by a march to a second fortress called Saint-Jean-le-Blanc, which was found deserted. When English troops came out to oppose the advance, a rapid cavalry charge drove them back into their fortresses, apparently without a fight.
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The Armagnacs then attacked and captured an English fortress built around a monastery called Les Augustins. That night, Armagnac troops maintained positions on the south bank of the river before attacking the main English stronghold, called "les Tourelles", on the morning of 7 May.[50] Contemporaries acknowledged Joan as the heroine of the engagement. She was wounded by an arrow between the neck and shoulder while holding her banner in the trench outside les Tourelles, but later returned to encourage a final assault that succeeded in taking the fortress. The English retreated from Orléans the next day, and the siege was over.[51]
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At Chinon and Poitiers, Joan had declared that she would provide a sign at Orléans. The lifting of the siege was interpreted by many people to be that sign, and it gained her the support of prominent clergy such as the Archbishop of Embrun and the theologian Jean Gerson, both of whom wrote supportive treatises immediately following this event.[52] To the English, the ability of this peasant girl to defeat their armies was regarded as proof that she was possessed by the Devil; the British medievalist Beverly Boyd noted that this charge was not just propaganda, and was sincerely believed since the idea that God was supporting the French via Joan was distinctly unappealing to an English audience.[53]
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The sudden victory at Orléans also led to many proposals for further offensive action. Joan persuaded Charles VII to allow her to accompany the army with Duke John II of Alençon, and she gained royal permission for her plan to recapture nearby bridges along the Loire as a prelude to an advance on Reims and the consecration of Charles VII. This was a bold proposal because Reims was roughly twice as far away as Paris and deep within enemy territory.[54] The English expected an attempt to recapture Paris or an attack on Normandy.[citation needed]
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The Duke of Alençon accepted Joan's advice concerning strategy. Other commanders including Jean d'Orléans had been impressed with her performance at Orléans and became her supporters. Alençon credited her with saving his life at Jargeau, where she warned him that a cannon on the walls was about to fire at him.[55] During the same siege she withstood a blow from a stone that hit her helmet while she was near the base of the town's wall. The army took Jargeau on 12 June, Meung-sur-Loire on 15 June, and Beaugency on 17 June.[citation needed]
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The English army withdrew from the Loire Valley and headed north on 18 June, joining with an expected unit of reinforcements under the command of Sir John Fastolf. Joan urged the Armagnacs to pursue, and the two armies clashed southwest of the village of Patay. The battle at Patay might be compared to Agincourt in reverse. The French vanguard attacked a unit of English archers who had been placed to block the road. A rout ensued that decimated the main body of the English army and killed or captured most of its commanders. Fastolf escaped with a small band of soldiers and became the scapegoat for the humiliating English defeat. The French suffered minimal losses.[56]
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The French army left Gien on 29 June on the march toward Reims and accepted the conditional surrender of the Burgundian-held city of Auxerre on 3 July. Other towns in the army's path returned to French allegiance without resistance. Troyes, the site of the treaty that tried to disinherit Charles VII, was the only one to put up even brief opposition. The army was in short supply of food by the time it reached Troyes. But the army was in luck: a wandering friar named Brother Richard had been preaching about the end of the world at Troyes and convinced local residents to plant beans, a crop with an early harvest. The hungry army arrived as the beans ripened.[57] Troyes capitulated after a bloodless four-day siege.[58]
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Reims opened its gates to the army on 16 July 1429. The consecration took place the following morning. Although Joan and the Duke of Alençon urged a prompt march toward Paris, the royal court preferred to negotiate a truce with Duke Philip of Burgundy. The duke violated the purpose of the agreement by using it as a stalling tactic to reinforce the defense of Paris.[59] The French army marched past a succession of towns near Paris during the interim and accepted the surrender of several towns without a fight. The Duke of Bedford led an English force to confront Charles VII's army at the battle of Montépilloy on 15 August, which resulted in a standoff. The French assault at Paris ensued on 8 September. Despite a wound to the leg from a crossbow bolt, Joan remained in the inner trench of Paris until she was carried back to safety by one of the commanders.[60]
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The following morning the army received a royal order to withdraw. Most historians blame French Grand Chamberlain Georges de la Trémoille for the political blunders that followed the consecration.[61] In October, Joan was with the royal army when it took Saint-Pierre-le-Moûtier, followed by an unsuccessful attempt to take La-Charité-sur-Loire in November and December. On 29 December, Joan and her family were ennobled by Charles VII as a reward for her actions.[62][63]
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A truce with England during the following few months left Joan with little to do. On 23 March 1430, she dictated a threatening letter to the Hussites, a dissident group which had broken with the Catholic Church on a number of doctrinal points and had defeated several previous crusades sent against them. Joan's letter promises to "remove your madness and foul superstition, taking away either your heresy or your lives."[64] Joan, an ardent Catholic who hated all forms of heresy, also sent a letter challenging the English to leave France and go with her to Bohemia to fight the Hussites, an offer that went unanswered.[65]
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The truce with England quickly came to an end. Joan traveled to Compiègne the following May to help defend the city against an English and Burgundian siege. On 23 May 1430 she was with a force that attempted to attack the Burgundian camp at Margny north of Compiègne, but was ambushed and captured.[66] When the troops began to withdraw toward the nearby fortifications of Compiègne after the advance of an additional force of 6,000 Burgundians,[66] Joan stayed with the rear guard. Burgundian troops surrounded the rear guard, and she was pulled off her horse by an archer.[67] She agreed to surrender to a pro-Burgundian nobleman named Lionel of Wandomme, a member of Jean de Luxembourg's unit.[68]
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Joan was imprisoned by the Burgundians at Beaurevoir Castle. She made several escape attempts, on one occasion jumping from her 70-foot (21 m) tower, landing on the soft earth of a dry moat, after which she was moved to the Burgundian town of Arras.[69] The English negotiated with their Burgundian allies to transfer her to their custody, with Bishop Pierre Cauchon of Beauvais, an English partisan, assuming a prominent role in these negotiations and her later trial.[70][better source needed] The final agreement called for the English to pay the sum of 10,000 livres tournois[71] to obtain her from Jean de Luxembourg, a member of the Council of Duke Philip of Burgundy.[citation needed]
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The English moved Joan to the city of Rouen, which served as their main headquarters in France. The Armagnacs attempted to rescue her several times by launching military campaigns toward Rouen while she was held there. One campaign occurred during the winter of 1430–1431, another in March 1431, and one in late May shortly before her execution. These attempts were beaten back.[72] Charles VII threatened to "exact vengeance" upon Burgundian troops whom his forces had captured and upon "the English and women of England" in retaliation for their treatment of Joan.[73]
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The trial for heresy was politically motivated. The tribunal was composed entirely of pro-English and Burgundian clerics, and overseen by English commanders including the Duke of Bedford and the Earl of Warwick.[74] In the words of the British medievalist Beverly Boyd, the trial was meant by the English Crown to be "a ploy to get rid of a bizarre prisoner of war with maximum embarrassment to their enemies".[53] Legal proceedings commenced on 9 January 1431 at Rouen, the seat of the English occupation government.[75] The procedure was suspect on a number of points, which would later provoke criticism of the tribunal by the chief inquisitor who investigated the trial after the war.[76]
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Under ecclesiastical law, Bishop Cauchon lacked jurisdiction over the case.[77] Cauchon owed his appointment to his partisan support of the English Crown, which financed the trial. The low standard of evidence used in the trial also violated inquisitorial rules.[78] Clerical notary Nicolas Bailly, who was commissioned to collect testimony against Joan, could find no adverse evidence.[79] Without such evidence the court lacked grounds to initiate a trial. Opening a trial anyway, the court also violated ecclesiastical law by denying Joan the right to a legal adviser. In addition, stacking the tribunal entirely with pro-English clergy violated the medieval Church's requirement that heresy trials be judged by an impartial or balanced group of clerics. Upon the opening of the first public examination, Joan complained that those present were all partisans against her and asked for "ecclesiastics of the French side" to be invited in order to provide balance. This request was denied.[80]
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The Vice-Inquisitor of Northern France (Jean Lemaitre) objected to the trial at its outset, and several eyewitnesses later said he was forced to cooperate after the English threatened his life.[81] Some of the other clergy at the trial were also threatened when they refused to cooperate, including a Dominican friar named Isambart de la Pierre.[82] These threats, and the domination of the trial by a secular government, were violations of the Church's rules and undermined the right of the Church to conduct heresy trials without secular interference.[citation needed]
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The trial record contains statements from Joan that the eyewitnesses later said astonished the court, since she was an illiterate peasant and yet was able to evade the theological pitfalls the tribunal had set up to entrap her. The transcript's most famous exchange is an exercise in subtlety: "Asked if she knew she was in God's grace, she answered, 'If I am not, may God put me there; and if I am, may God so keep me. I should be the saddest creature in the world if I knew I were not in His grace.'"[83] The question is a scholarly trap. Church doctrine held that no one could be certain of being in God's grace. If she had answered yes, then she would have been charged with heresy. If she had answered no, then she would have confessed her own guilt. The court notary Boisguillaume later testified that at the moment the court heard her reply, "Those who were interrogating her were stupefied."[84]
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Several members of the tribunal later testified that important portions of the transcript were falsified by being altered in her disfavor. Under Inquisitorial guidelines, Joan should have been confined in an ecclesiastical prison under the supervision of female guards (i.e., nuns). Instead, the English kept her in a secular prison guarded by their own soldiers. Bishop Cauchon denied Joan's appeals to the Council of Basel and the Pope, which should have stopped his proceeding.[85]
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The twelve articles of accusation which summarized the court's findings contradicted the court record, which had already been doctored by the judges.[86][87] Under threat of immediate execution, the illiterate defendant signed an abjuration document that she did not understand. The court substituted a different abjuration in the official record.[88]
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Heresy was a capital crime only for a repeat offense; therefore, a repeat offense of "cross-dressing" was now arranged by the court, according to the eyewitnesses. Joan agreed to wear feminine clothing when she abjured, which created a problem. According to the later descriptions of some of the tribunal members, she had previously been wearing soldiers' clothing in prison. Since wearing men's hosen enabled her to fasten her hosen, boots and doublet together, this deterred rape by making it difficult for her guards to pull her clothing off. She was evidently afraid to give up this clothing even temporarily because it was likely to be confiscated by the judge and she would thereby be left without protection.[89][90] A woman's dress offered no such protection. A few days after her abjuration, when she was forced to wear a dress, she told a tribunal member that "a great English lord had entered her prison and tried to take her by force."[91] She resumed male attire either as a defense against molestation or, in the testimony of Jean Massieu, because her dress had been taken by the guards and she was left with nothing else to wear.[92]
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Her resumption of male military clothing was labeled a relapse into heresy for cross-dressing, although this would later be disputed by the inquisitor who presided over the appeals court that examined the case after the war. Medieval Catholic doctrine held that cross-dressing should be evaluated based on context, as stated in the Summa Theologica by St. Thomas Aquinas, which says that necessity would be a permissible reason for cross-dressing.[93] This would include the use of clothing as protection against rape if the clothing would offer protection. In terms of doctrine, she had been justified in disguising herself as a pageboy during her journey through enemy territory, and she was justified in wearing armor during battle and protective clothing in camp and then in prison. The Chronique de la Pucelle states that it deterred molestation while she was camped in the field. When her soldiers' clothing was not needed while on campaign, she was said to have gone back to wearing a dress.[94] Clergy who later testified at the posthumous appellate trial affirmed that she continued to wear male clothing in prison to deter molestation and rape.[89]
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Joan referred the court to the Poitiers inquiry when questioned on the matter. The Poitiers record no longer survives, but circumstances indicate the Poitiers clerics had approved her practice.[95] She also kept her hair cut short through her military campaigns and while in prison. Her supporters, such as the theologian Jean Gerson, defended her hairstyle for practical reasons, as did Inquisitor Brehal later during the appellate trial.[96] Nonetheless, at the trial in 1431 she was condemned and sentenced to die. Boyd described Joan's trial as so "unfair" that the trial transcripts were later used as evidence for canonizing her in the 20th century.[53]
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Eyewitnesses described the scene of the execution by burning on 30 May 1431. Tied to a tall pillar at the Vieux-Marché in Rouen, she asked two of the clergy, Fr. Martin Ladvenu and Fr. Isambart de la Pierre, to hold a crucifix before her. An English soldier also constructed a small cross that she put in the front of her dress. After she died, the English raked back the coals to expose her charred body so that no one could claim she had escaped alive. They then burned the body twice more, to reduce it to ashes and prevent any collection of relics, and cast her remains into the Seine River.[97] The executioner, Geoffroy Thérage, later stated that he "greatly feared to be damned for he had burned a holy woman."[98]
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The Hundred Years' War continued for twenty-two years after her death. Charles VII retained legitimacy as the king of France in spite of a rival coronation held for Henry VI at Notre-Dame cathedral in Paris on 16 December 1431, the boy's tenth birthday. Before England could rebuild its military leadership and force of longbowmen lost in 1429, the country lost its alliance with Burgundy when the Treaty of Arras was signed in 1435. The Duke of Bedford died the same year and Henry VI became the youngest king of England to rule without a regent. His weak leadership was probably the most important factor in ending the conflict. Kelly DeVries argues that Joan of Arc's aggressive use of artillery and frontal assaults influenced French tactics for the rest of the war.[99]
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In 1452, during the posthumous investigation into her execution, the Church declared that a religious play in her honor at Orléans would allow attendees to gain an indulgence (remission of temporal punishment for sin) by making a pilgrimage to the event.[100]
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A posthumous retrial opened after the war ended. Pope Callixtus III authorized this proceeding, also known as the "nullification trial", at the request of Inquisitor-General Jean Bréhal and Joan's mother Isabelle Romée. The purpose of the trial was to investigate whether the trial of condemnation and its verdict had been handled justly and according to canon law. Investigations started with an inquest by Guillaume Bouillé, a theologian and former rector of the University of Paris (Sorbonne).
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Bréhal conducted an investigation in 1452. A formal appeal followed in November 1455. The appellate process involved clergy from throughout Europe and observed standard court procedure. A panel of theologians analyzed testimony from 115 witnesses. Bréhal drew up his final summary in June 1456, which describes Joan as a martyr and implicated the late Pierre Cauchon with heresy[101] for having convicted an innocent woman in pursuit of a secular vendetta. The technical reason for her execution had been a Biblical clothing law.[102] The nullification trial reversed the conviction in part because the condemnation proceeding had failed to consider the doctrinal exceptions to that stricture. The appellate court declared her innocent on 7 July 1456.[103]
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Joan of Arc became a symbol of the Catholic League during the 16th century.
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When Félix Dupanloup was made bishop of Orléans in 1849, he pronounced a fervid panegyric on Joan of Arc, which attracted attention in England as well as France, and he led the efforts which culminated in Joan of Arc's beatification in 1909.[104] She was canonized as a saint of the Roman Catholic Church on 16 May 1920 by Pope Benedict XV in his bull Divina disponente.[105]
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Joan of Arc became a semi-legendary figure for the four centuries after her death. The main sources of information about her were chronicles. Five original manuscripts of her condemnation trial surfaced in old archives during the 19th century. Soon, historians also located the complete records of her rehabilitation trial, which contained sworn testimony from 115 witnesses, and the original French notes for the Latin condemnation trial transcript. Various contemporary letters also emerged, three of which carry the signature Jehanne in the unsteady hand of a person learning to write.[106] This unusual wealth of primary source material is one reason DeVries declares, "No person of the Middle Ages, male or female, has been the subject of more study."[107]
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Joan of Arc came from an obscure village and rose to prominence when she was a teenager, and she did so as an uneducated peasant. The French and English kings had justified the ongoing war through competing interpretations of inheritance law, first concerning Edward III's claim to the French throne and then Henry VI's. The conflict had been a legalistic feud between two related royal families, but Joan transformed it along religious lines and gave meaning to appeals such as that of squire Jean de Metz when he asked, "Must the king be driven from the kingdom; and are we to be English?"[34] In the words of Stephen Richey, "She turned what had been a dry dynastic squabble that left the common people unmoved except for their own suffering into a passionately popular war of national liberation."[108] Richey also expresses the breadth of her subsequent appeal:
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The people who came after her in the five centuries since her death tried to make everything of her: demonic fanatic, spiritual mystic, naive and tragically ill-used tool of the powerful, creator and icon of modern popular nationalism, adored heroine, saint. She insisted, even when threatened with torture and faced with death by fire, that she was guided by voices from God. Voices or no voices, her achievements leave anyone who knows her story shaking his head in amazed wonder.[108]
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From Christine de Pizan to the present, women have looked to Joan as a positive example of a brave and active woman.[109] She operated within a religious tradition that believed an exceptional person from any level of society might receive a divine calling. Some of her most significant aid came from women. King Charles VII's mother-in-law, Yolande of Aragon, confirmed Joan's virginity and financed her departure to Orléans. Joan of Luxembourg, aunt to the count of Luxembourg who held custody of her after Compiègne, alleviated her conditions of captivity and may have delayed her sale to the English. Finally, Anne of Burgundy, the duchess of Bedford and wife to the regent of England, declared Joan a virgin during pretrial inquiries.[110]
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Three separate vessels of the French Navy have been named after her, including a helicopter carrier that was retired from active service on 7 June 2010. At present, the French far-right political party Front National holds rallies at her statues, reproduces her image in the party's publications, and uses a tricolor flame partly symbolic of her martyrdom as its emblem. This party's opponents sometimes satirize its appropriation of her image.[111] The French civic holiday in her honour, set in 1920, is the second Sunday of May.[112]
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World War I songs include "Joan of Arc, They Are Calling You", and "Joan of Arc's Answer Song".[113][114]
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Joan of Arc's religious visions have remained an ongoing topic of interest. She identified Saint Margaret, Saint Catherine, and Saint Michael as the sources of her revelations, although there is some ambiguity as to which of several identically named saints she intended.
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Analysis of her visions is problematic since the main source of information on this topic is the condemnation trial transcript in which she defied customary courtroom procedure about a witness oath and specifically refused to answer every question about her visions. She complained that a standard witness oath would conflict with an oath she had previously sworn to maintain confidentiality about meetings with her king. It remains unknown to what extent the surviving record may represent the fabrications of corrupt court officials or her own possible fabrications to protect state secrets.[115] Some historians sidestep speculation about the visions by asserting that her belief in her calling is more relevant than questions about the visions' ultimate origin.[116]
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A number of more recent scholars attempted to explain her visions in psychiatric or neurological terms. Potential diagnoses have included epilepsy, migraine, tuberculosis, and schizophrenia.[117] None of the putative diagnoses have gained consensus support, and many scholars have argued that she didn't display any of the objective symptoms that can accompany the mental illnesses which have been suggested, such as schizophrenia. Dr. Philip Mackowiak dismissed the possibility of schizophrenia and several other disorders (Temporal Lobe Epilepsy and ergot poisoning) in a chapter on Joan of Arc in his book Post-Mortem in 2007.[118]
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Dr. John Hughes rejected the idea that Joan of Arc suffered from epilepsy in an article in the academic journal Epilepsy & Behavior.[119]
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Two experts who analyzed the hypothesis of temporal lobe tuberculoma in the medical journal Neuropsychobiology expressed their misgivings about this claim in the following statement:
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It is difficult to draw final conclusions, but it would seem unlikely that widespread tuberculosis, a serious disease, was present in this "patient" whose life-style and activities would surely have been impossible had such a serious disease been present.[120]
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In response to another such theory alleging that her visions were caused by bovine tuberculosis as a result of drinking unpasteurized milk, historian Régine Pernoud wrote that if drinking unpasteurized milk could produce such potential benefits for the nation, then the French government should stop mandating the pasteurization of milk.[121]
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Joan of Arc gained favor in the court of King Charles VII, who accepted her as sane. He would have been familiar with the signs of madness because his own father, Charles VI, had suffered from it. Charles VI was popularly known as "Charles the Mad", and much of France's political and military decline during his reign could be attributed to the power vacuum that his episodes of insanity had produced. The previous king had believed he was made of glass, a delusion no courtier had mistaken for a religious awakening. Fears that King Charles VII would manifest the same insanity may have factored into the attempt to disinherit him at Troyes. This stigma was so persistent that contemporaries of the next generation would attribute to inherited madness the breakdown that England's King Henry VI was to suffer in 1453: Henry VI was nephew to Charles VII and grandson to Charles VI. The court of Charles VII was shrewd and skeptical on the subject of mental health.[122][123] Upon Joan's arrival at Chinon the royal counselor Jacques Gélu cautioned,
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One should not lightly alter any policy because of conversation with a girl, a peasant ... so susceptible to illusions; one should not make oneself ridiculous in the sight of foreign nations.
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She remained astute to the end of her life and the rehabilitation trial testimony frequently marvels at her astuteness:
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Often they [the judges] turned from one question to another, changing about, but, notwithstanding this, she answered prudently, and evinced a wonderful memory.[124]
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Her subtle replies under interrogation even forced the court to stop holding public sessions.[84]
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In 1867, a jar was found in a Paris pharmacy with the inscription "Remains found under the stake of Joan of Arc, virgin of Orleans." They consisted of a charred human rib, carbonized wood, a piece of linen and a cat femur—explained as the practice of throwing black cats onto the pyre of witches. In 2006, Philippe Charlier, a forensic scientist at Raymond Poincaré University Hospital (Garches) was authorized to study the relics. Carbon-14 tests and various spectroscopic analyses were performed, and the results determined that the remains come from an Egyptian mummy from the sixth to the third century BC.[126]
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In March 2016 a ring believed to have been worn by Joan, which had passed through the hands of several prominent people including a cardinal, a king, an aristocrat and the daughter of a British physician, was sold at auction to the Puy du Fou, a historical theme park, for £300,000.[127] There is no conclusive proof that she owned the ring, but its unusual design closely matches Joan's own words about her ring at her trial.[128][129] The Arts Council later determined the ring should not have left the United Kingdom. The purchasers appealed, including to Queen Elizabeth II, and the ring was allowed to remain in France. The ring was reportedly first passed to Cardinal Henry Beaufort, who attended Joan's trial and execution in 1431.[130]
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The standard accounts of the life of Joan of Arc have been challenged by revisionist authors. Claims include: that Joan of Arc was not actually burned at the stake;[131] that she was secretly the half sister of King Charles VII;[132] that she was not a true Christian but a member of a pagan cult;[133] and that most of the story of Joan of Arc is actually a myth.[134]
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Joan of Arc (French: Jeanne d'Arc[3][4] pronounced [ʒan daʁk]; c. 1412 – 30 May 1431),[5] nicknamed "The Maid of Orléans" (French: La Pucelle d'Orléans), is considered a heroine of France for her role during the Lancastrian phase of the Hundred Years' War, and was canonized as a Roman Catholic saint. She was born to Jacques d'Arc and Isabelle Romée, a peasant family, at Domrémy in northeast France. Joan claimed to have received visions of the archangel Michael, Saint Margaret, and Saint Catherine of Alexandria instructing her to support Charles VII and recover France from English domination late in the Hundred Years' War. The unanointed King Charles VII sent Joan to the Siege of Orléans as part of a relief army. She gained prominence after the siege was lifted only nine days later. Several additional swift victories led to Charles VII's consecration at Reims. This long-awaited event boosted French morale and paved the way for the final French victory.
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On 23 May 1430, she was captured at Compiègne by the Burgundian faction, a group of French nobles allied with the English. She was later handed over to the English[6] and put on trial by the pro-English bishop Pierre Cauchon on a variety of charges.[7] After Cauchon declared her guilty, she was burned at the stake on 30 May 1431, dying at about nineteen years of age.[8]
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In 1456, an inquisitorial court authorized by Pope Callixtus III examined the trial, debunked the charges against her, pronounced her innocent, and declared her a martyr.[8] In the 16th century she became a symbol of the Catholic League, and in 1803 she was declared a national symbol of France by the decision of Napoleon Bonaparte.[9] She was beatified in 1909 and canonized in 1920. Joan of Arc is one of the nine secondary patron saints of France, along with Saint Denis, Saint Martin of Tours, Saint Louis, Saint Michael, Saint Rémi, Saint Petronilla, Saint Radegund and Saint Thérèse of Lisieux.
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Joan of Arc has remained a popular figure in literature, painting, sculpture, and other cultural works since the time of her death, and many famous writers, playwrights, filmmakers, artists, and composers have created, and continue to create, cultural depictions of her.
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The Hundred Years' War had begun in 1337 as an inheritance dispute over the French throne, interspersed with occasional periods of relative peace. Nearly all the fighting had taken place in France, and the English army's use of chevauchée tactics (destructive "scorched earth" raids) had devastated the economy.[10] The French population had not regained its former size since the Black Death of the mid-14th century, and its merchants were isolated from foreign markets. Before the appearance of Joan of Arc, the English had nearly achieved their goal of a dual monarchy under English control and the French army had not achieved any major victories for a generation. In the words of DeVries, "The kingdom of France was not even a shadow of its thirteenth-century prototype."[11]
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The French king at the time of Joan's birth, Charles VI, suffered from bouts of insanity[12] and was often unable to rule. The king's brother Louis, Duke of Orléans, and the king's cousin John the Fearless, Duke of Burgundy, quarreled over the regency of France and the guardianship of the royal children. This dispute included accusations that Louis was having an extramarital affair with the queen, Isabeau of Bavaria, and allegations that John the Fearless kidnapped the royal children.[13] The conflict climaxed with the assassination of the Duke of Orléans in 1407 on the orders of the Duke of Burgundy.[14][15]
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The young Charles of Orléans succeeded his father as duke and was placed in the custody of his father-in-law, the Count of Armagnac. Their faction became known as the "Armagnac" faction, and the opposing party led by the Duke of Burgundy was called the "Burgundian faction". Henry V of England took advantage of these internal divisions when he invaded the kingdom in 1415, winning a dramatic victory at Agincourt on 25 October and subsequently capturing many northern French towns during a later campaign in 1417.[16] In 1418 Paris was taken by the Burgundians, who massacred the Count of Armagnac and about 2,500 of his followers.[17] The future French king, Charles VII, assumed the title of Dauphin—the heir to the throne—at the age of fourteen, after all four of his older brothers had died in succession.[18] His first significant official act was to conclude a peace treaty with the Duke of Burgundy in 1419. This ended in disaster when Armagnac partisans assassinated John the Fearless during a meeting under Charles's guarantee of protection. The new duke of Burgundy, Philip the Good, blamed Charles for the murder and entered into an alliance with the English. The allied forces conquered large sections of France.[19]
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In 1420 the queen of France, Isabeau of Bavaria, signed the Treaty of Troyes, which granted the succession of the French throne to Henry V and his heirs instead of her son Charles. This agreement revived suspicions that the Dauphin was the illegitimate product of Isabeau's rumored affair with the late duke of Orléans rather than the son of King Charles VI.[20] Henry V and Charles VI died within two months of each other in 1422, leaving an infant, Henry VI of England, the nominal monarch of both kingdoms. Henry V's brother, John of Lancaster, 1st Duke of Bedford, acted as regent.[21]
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By the time Joan of Arc began to influence events in 1429, nearly all of northern France and some parts of the southwest were under Anglo-Burgundian control. The English controlled Paris and Rouen while the Burgundian faction controlled Reims, which had served as the traditional site for the coronation of French kings. This was an important consideration since neither claimant to the throne of France had been anointed or crowned yet. Since 1428 the English had been conducting a siege of Orléans, one of the few remaining cities still loyal to Charles VII and an important objective since it held a strategic position along the Loire River, which made it the last obstacle to an assault on the remainder of Charles VII's territory. In the words of one modern historian, "On the fate of Orléans hung that of the entire kingdom."[22] No one was optimistic that the city could long withstand the siege.[23] For generations, there had been prophecies in France which promised the nation would be saved by a virgin from the "borders of Lorraine" "who would work miracles" and "that France will be lost by a woman and shall thereafter be restored by a virgin".[24] The second prophecy predicting France would be "lost" by a woman was taken to refer to Isabeau's role in signing the Treaty of Troyes.[25]
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Joan was the daughter of Jacques d'Arc and Isabelle Romée,[26] living in Domrémy, a village which was then in the French part of the Duchy of Bar.[27][28] Joan's parents owned about 50 acres (20 hectares) of land and her father supplemented his farming work with a minor position as a village official, collecting taxes and heading the local watch.[29] They lived in an isolated patch of eastern France that remained loyal to the French crown despite being surrounded by pro-Burgundian lands. Several local raids occurred during her childhood and on one occasion her village was burned. Joan was illiterate and it is believed that her letters were dictated by her to scribes and she signed her letters with the help of others.[30]
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At her trial, Joan stated that she was about 19 years old, which implies she thought she was born around 1412. She later testified that she experienced her first vision in 1425 at the age of 13, when she was in her "father's garden"[31] and saw visions of figures she identified as Saint Michael, Saint Catherine, and Saint Margaret, who told her to drive out the English and take the Dauphin to Reims for his consecration. She said she cried when they left, as they were so beautiful.[32]
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At the age of 16, she asked a relative named Durand Lassois to take her to the nearby town of Vaucouleurs, where she petitioned the garrison commander, Robert de Baudricourt, for an armed escort to take her to the French Royal Court at Chinon. Baudricourt's sarcastic response did not deter her.[33] She returned the following January and gained support from two of Baudricourt's soldiers: Jean de Metz and Bertrand de Poulengy.[34] According to Jean de Metz, she told him that "I must be at the King's side ... there will be no help (for the kingdom) if not from me. Although I would rather have remained spinning [wool] at my mother's side ... yet must I go and must I do this thing, for my Lord wills that I do so."[35] Under the auspices of Jean de Metz and Bertrand de Poulengy, she was given a second meeting, where she made a prediction about a military reversal at the Battle of Rouvray near Orléans several days before messengers arrived to report it.[36] According to the Journal du Siége d'Orléans, which portrays Joan as a miraculous figure, Joan came to know of the battle through "Divine grace" while tending her flocks in Lorraine and used this divine revelation to persuade Baudricourt to take her to the Dauphin.[37]
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Robert de Baudricourt granted Joan an escort to visit Chinon after news from Orleans confirmed her assertion of the defeat. She made the journey through hostile Burgundian territory disguised as a male soldier,[38] a fact that would later lead to charges of "cross-dressing" against her, although her escort viewed it as a normal precaution. Two of the members of her escort said they and the people of Vaucouleurs provided her with this clothing, and had suggested it to her.[39]
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Joan's first meeting with Charles took place at the Royal Court in the town of Chinon in 1429, when she was aged 17 and he 26. After arriving at the Court she made a strong impression on Charles during a private conference with him. During this time Charles' mother-in-law Yolande of Aragon was planning to finance a relief expedition to Orléans. Joan asked for permission to travel with the army and wear protective armor, which was provided by the Royal government. She depended on donated items for her armor, horse, sword, banner, and other items utilized by her entourage. Historian Stephen W. Richey explains her attraction to the royal court by pointing out that they may have viewed her as the only source of hope for a regime that was near collapse:
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After years of one humiliating defeat after another, both the military and civil leadership of France were demoralized and discredited. When the Dauphin Charles granted Joan's urgent request to be equipped for war and placed at the head of his army, his decision must have been based in large part on the knowledge that every orthodox, every rational option had been tried and had failed. Only a regime in the final straits of desperation would pay any heed to an illiterate farm girl who claimed that the voice of God was instructing her to take charge of her country's army and lead it to victory.[40]
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Upon her arrival on the scene, Joan effectively turned the longstanding Anglo-French conflict into a religious war,[42] a course of action that was not without risk. Charles' advisers were worried that unless Joan's orthodoxy could be established beyond doubt—that she was not a heretic or a sorceress—Charles' enemies could easily make the allegation that his crown was a gift from the devil. To circumvent this possibility, the Dauphin ordered background inquiries and a theological examination at Poitiers to verify her morality. In April 1429, the commission of inquiry "declared her to be of irreproachable life, a good Christian, possessed of the virtues of humility, honesty and simplicity."[42] The theologians at Poitiers did not render a decision on the issue of divine inspiration; rather, they informed the Dauphin that there was a "favorable presumption" to be made on the divine nature of her mission. This convinced Charles, but they also stated that he had an obligation to put Joan to the test. "To doubt or abandon her without suspicion of evil would be to repudiate the Holy Spirit and to become unworthy of God's aid", they declared.[43] They recommended that her claims should be put to the test by seeing if she could lift the siege of Orléans as she had predicted.[43]
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She arrived at the besieged city of Orléans on 29 April 1429. Jean d'Orléans, the acting head of the ducal family of Orléans on behalf of his captive half-brother, initially excluded her from war councils and failed to inform her when the army engaged the enemy.[44] However, his decision to exclude her did not prevent her presence at most councils and battles.[45] The extent of her actual military participation and leadership is a subject of debate among historians. On the one hand, Joan stated that she carried her banner in battle and had never killed anyone,[46] preferring her banner "forty times" better than a sword;[47] and the army was always directly commanded by a nobleman, such as the Duke of Alençon for example. On the other hand, many of these same noblemen stated that Joan had a profound effect on their decisions since they often accepted the advice she gave them, believing her advice was divinely inspired.[48] In either case, historians agree that the army enjoyed remarkable success during her brief time with it.[49]
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The appearance of Joan of Arc at Orléans coincided with a sudden change in the pattern of the siege. During the five months before her arrival, the defenders had attempted only one offensive assault, which had ended in defeat. On 4 May, however, the Armagnacs attacked and captured the outlying fortress of Saint Loup (bastille de Saint-Loup), followed on 5 May by a march to a second fortress called Saint-Jean-le-Blanc, which was found deserted. When English troops came out to oppose the advance, a rapid cavalry charge drove them back into their fortresses, apparently without a fight.
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The Armagnacs then attacked and captured an English fortress built around a monastery called Les Augustins. That night, Armagnac troops maintained positions on the south bank of the river before attacking the main English stronghold, called "les Tourelles", on the morning of 7 May.[50] Contemporaries acknowledged Joan as the heroine of the engagement. She was wounded by an arrow between the neck and shoulder while holding her banner in the trench outside les Tourelles, but later returned to encourage a final assault that succeeded in taking the fortress. The English retreated from Orléans the next day, and the siege was over.[51]
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At Chinon and Poitiers, Joan had declared that she would provide a sign at Orléans. The lifting of the siege was interpreted by many people to be that sign, and it gained her the support of prominent clergy such as the Archbishop of Embrun and the theologian Jean Gerson, both of whom wrote supportive treatises immediately following this event.[52] To the English, the ability of this peasant girl to defeat their armies was regarded as proof that she was possessed by the Devil; the British medievalist Beverly Boyd noted that this charge was not just propaganda, and was sincerely believed since the idea that God was supporting the French via Joan was distinctly unappealing to an English audience.[53]
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The sudden victory at Orléans also led to many proposals for further offensive action. Joan persuaded Charles VII to allow her to accompany the army with Duke John II of Alençon, and she gained royal permission for her plan to recapture nearby bridges along the Loire as a prelude to an advance on Reims and the consecration of Charles VII. This was a bold proposal because Reims was roughly twice as far away as Paris and deep within enemy territory.[54] The English expected an attempt to recapture Paris or an attack on Normandy.[citation needed]
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The Duke of Alençon accepted Joan's advice concerning strategy. Other commanders including Jean d'Orléans had been impressed with her performance at Orléans and became her supporters. Alençon credited her with saving his life at Jargeau, where she warned him that a cannon on the walls was about to fire at him.[55] During the same siege she withstood a blow from a stone that hit her helmet while she was near the base of the town's wall. The army took Jargeau on 12 June, Meung-sur-Loire on 15 June, and Beaugency on 17 June.[citation needed]
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The English army withdrew from the Loire Valley and headed north on 18 June, joining with an expected unit of reinforcements under the command of Sir John Fastolf. Joan urged the Armagnacs to pursue, and the two armies clashed southwest of the village of Patay. The battle at Patay might be compared to Agincourt in reverse. The French vanguard attacked a unit of English archers who had been placed to block the road. A rout ensued that decimated the main body of the English army and killed or captured most of its commanders. Fastolf escaped with a small band of soldiers and became the scapegoat for the humiliating English defeat. The French suffered minimal losses.[56]
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The French army left Gien on 29 June on the march toward Reims and accepted the conditional surrender of the Burgundian-held city of Auxerre on 3 July. Other towns in the army's path returned to French allegiance without resistance. Troyes, the site of the treaty that tried to disinherit Charles VII, was the only one to put up even brief opposition. The army was in short supply of food by the time it reached Troyes. But the army was in luck: a wandering friar named Brother Richard had been preaching about the end of the world at Troyes and convinced local residents to plant beans, a crop with an early harvest. The hungry army arrived as the beans ripened.[57] Troyes capitulated after a bloodless four-day siege.[58]
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Reims opened its gates to the army on 16 July 1429. The consecration took place the following morning. Although Joan and the Duke of Alençon urged a prompt march toward Paris, the royal court preferred to negotiate a truce with Duke Philip of Burgundy. The duke violated the purpose of the agreement by using it as a stalling tactic to reinforce the defense of Paris.[59] The French army marched past a succession of towns near Paris during the interim and accepted the surrender of several towns without a fight. The Duke of Bedford led an English force to confront Charles VII's army at the battle of Montépilloy on 15 August, which resulted in a standoff. The French assault at Paris ensued on 8 September. Despite a wound to the leg from a crossbow bolt, Joan remained in the inner trench of Paris until she was carried back to safety by one of the commanders.[60]
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The following morning the army received a royal order to withdraw. Most historians blame French Grand Chamberlain Georges de la Trémoille for the political blunders that followed the consecration.[61] In October, Joan was with the royal army when it took Saint-Pierre-le-Moûtier, followed by an unsuccessful attempt to take La-Charité-sur-Loire in November and December. On 29 December, Joan and her family were ennobled by Charles VII as a reward for her actions.[62][63]
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A truce with England during the following few months left Joan with little to do. On 23 March 1430, she dictated a threatening letter to the Hussites, a dissident group which had broken with the Catholic Church on a number of doctrinal points and had defeated several previous crusades sent against them. Joan's letter promises to "remove your madness and foul superstition, taking away either your heresy or your lives."[64] Joan, an ardent Catholic who hated all forms of heresy, also sent a letter challenging the English to leave France and go with her to Bohemia to fight the Hussites, an offer that went unanswered.[65]
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The truce with England quickly came to an end. Joan traveled to Compiègne the following May to help defend the city against an English and Burgundian siege. On 23 May 1430 she was with a force that attempted to attack the Burgundian camp at Margny north of Compiègne, but was ambushed and captured.[66] When the troops began to withdraw toward the nearby fortifications of Compiègne after the advance of an additional force of 6,000 Burgundians,[66] Joan stayed with the rear guard. Burgundian troops surrounded the rear guard, and she was pulled off her horse by an archer.[67] She agreed to surrender to a pro-Burgundian nobleman named Lionel of Wandomme, a member of Jean de Luxembourg's unit.[68]
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Joan was imprisoned by the Burgundians at Beaurevoir Castle. She made several escape attempts, on one occasion jumping from her 70-foot (21 m) tower, landing on the soft earth of a dry moat, after which she was moved to the Burgundian town of Arras.[69] The English negotiated with their Burgundian allies to transfer her to their custody, with Bishop Pierre Cauchon of Beauvais, an English partisan, assuming a prominent role in these negotiations and her later trial.[70][better source needed] The final agreement called for the English to pay the sum of 10,000 livres tournois[71] to obtain her from Jean de Luxembourg, a member of the Council of Duke Philip of Burgundy.[citation needed]
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The English moved Joan to the city of Rouen, which served as their main headquarters in France. The Armagnacs attempted to rescue her several times by launching military campaigns toward Rouen while she was held there. One campaign occurred during the winter of 1430–1431, another in March 1431, and one in late May shortly before her execution. These attempts were beaten back.[72] Charles VII threatened to "exact vengeance" upon Burgundian troops whom his forces had captured and upon "the English and women of England" in retaliation for their treatment of Joan.[73]
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The trial for heresy was politically motivated. The tribunal was composed entirely of pro-English and Burgundian clerics, and overseen by English commanders including the Duke of Bedford and the Earl of Warwick.[74] In the words of the British medievalist Beverly Boyd, the trial was meant by the English Crown to be "a ploy to get rid of a bizarre prisoner of war with maximum embarrassment to their enemies".[53] Legal proceedings commenced on 9 January 1431 at Rouen, the seat of the English occupation government.[75] The procedure was suspect on a number of points, which would later provoke criticism of the tribunal by the chief inquisitor who investigated the trial after the war.[76]
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Under ecclesiastical law, Bishop Cauchon lacked jurisdiction over the case.[77] Cauchon owed his appointment to his partisan support of the English Crown, which financed the trial. The low standard of evidence used in the trial also violated inquisitorial rules.[78] Clerical notary Nicolas Bailly, who was commissioned to collect testimony against Joan, could find no adverse evidence.[79] Without such evidence the court lacked grounds to initiate a trial. Opening a trial anyway, the court also violated ecclesiastical law by denying Joan the right to a legal adviser. In addition, stacking the tribunal entirely with pro-English clergy violated the medieval Church's requirement that heresy trials be judged by an impartial or balanced group of clerics. Upon the opening of the first public examination, Joan complained that those present were all partisans against her and asked for "ecclesiastics of the French side" to be invited in order to provide balance. This request was denied.[80]
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The Vice-Inquisitor of Northern France (Jean Lemaitre) objected to the trial at its outset, and several eyewitnesses later said he was forced to cooperate after the English threatened his life.[81] Some of the other clergy at the trial were also threatened when they refused to cooperate, including a Dominican friar named Isambart de la Pierre.[82] These threats, and the domination of the trial by a secular government, were violations of the Church's rules and undermined the right of the Church to conduct heresy trials without secular interference.[citation needed]
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The trial record contains statements from Joan that the eyewitnesses later said astonished the court, since she was an illiterate peasant and yet was able to evade the theological pitfalls the tribunal had set up to entrap her. The transcript's most famous exchange is an exercise in subtlety: "Asked if she knew she was in God's grace, she answered, 'If I am not, may God put me there; and if I am, may God so keep me. I should be the saddest creature in the world if I knew I were not in His grace.'"[83] The question is a scholarly trap. Church doctrine held that no one could be certain of being in God's grace. If she had answered yes, then she would have been charged with heresy. If she had answered no, then she would have confessed her own guilt. The court notary Boisguillaume later testified that at the moment the court heard her reply, "Those who were interrogating her were stupefied."[84]
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Several members of the tribunal later testified that important portions of the transcript were falsified by being altered in her disfavor. Under Inquisitorial guidelines, Joan should have been confined in an ecclesiastical prison under the supervision of female guards (i.e., nuns). Instead, the English kept her in a secular prison guarded by their own soldiers. Bishop Cauchon denied Joan's appeals to the Council of Basel and the Pope, which should have stopped his proceeding.[85]
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The twelve articles of accusation which summarized the court's findings contradicted the court record, which had already been doctored by the judges.[86][87] Under threat of immediate execution, the illiterate defendant signed an abjuration document that she did not understand. The court substituted a different abjuration in the official record.[88]
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Heresy was a capital crime only for a repeat offense; therefore, a repeat offense of "cross-dressing" was now arranged by the court, according to the eyewitnesses. Joan agreed to wear feminine clothing when she abjured, which created a problem. According to the later descriptions of some of the tribunal members, she had previously been wearing soldiers' clothing in prison. Since wearing men's hosen enabled her to fasten her hosen, boots and doublet together, this deterred rape by making it difficult for her guards to pull her clothing off. She was evidently afraid to give up this clothing even temporarily because it was likely to be confiscated by the judge and she would thereby be left without protection.[89][90] A woman's dress offered no such protection. A few days after her abjuration, when she was forced to wear a dress, she told a tribunal member that "a great English lord had entered her prison and tried to take her by force."[91] She resumed male attire either as a defense against molestation or, in the testimony of Jean Massieu, because her dress had been taken by the guards and she was left with nothing else to wear.[92]
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Her resumption of male military clothing was labeled a relapse into heresy for cross-dressing, although this would later be disputed by the inquisitor who presided over the appeals court that examined the case after the war. Medieval Catholic doctrine held that cross-dressing should be evaluated based on context, as stated in the Summa Theologica by St. Thomas Aquinas, which says that necessity would be a permissible reason for cross-dressing.[93] This would include the use of clothing as protection against rape if the clothing would offer protection. In terms of doctrine, she had been justified in disguising herself as a pageboy during her journey through enemy territory, and she was justified in wearing armor during battle and protective clothing in camp and then in prison. The Chronique de la Pucelle states that it deterred molestation while she was camped in the field. When her soldiers' clothing was not needed while on campaign, she was said to have gone back to wearing a dress.[94] Clergy who later testified at the posthumous appellate trial affirmed that she continued to wear male clothing in prison to deter molestation and rape.[89]
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Joan referred the court to the Poitiers inquiry when questioned on the matter. The Poitiers record no longer survives, but circumstances indicate the Poitiers clerics had approved her practice.[95] She also kept her hair cut short through her military campaigns and while in prison. Her supporters, such as the theologian Jean Gerson, defended her hairstyle for practical reasons, as did Inquisitor Brehal later during the appellate trial.[96] Nonetheless, at the trial in 1431 she was condemned and sentenced to die. Boyd described Joan's trial as so "unfair" that the trial transcripts were later used as evidence for canonizing her in the 20th century.[53]
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Eyewitnesses described the scene of the execution by burning on 30 May 1431. Tied to a tall pillar at the Vieux-Marché in Rouen, she asked two of the clergy, Fr. Martin Ladvenu and Fr. Isambart de la Pierre, to hold a crucifix before her. An English soldier also constructed a small cross that she put in the front of her dress. After she died, the English raked back the coals to expose her charred body so that no one could claim she had escaped alive. They then burned the body twice more, to reduce it to ashes and prevent any collection of relics, and cast her remains into the Seine River.[97] The executioner, Geoffroy Thérage, later stated that he "greatly feared to be damned for he had burned a holy woman."[98]
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The Hundred Years' War continued for twenty-two years after her death. Charles VII retained legitimacy as the king of France in spite of a rival coronation held for Henry VI at Notre-Dame cathedral in Paris on 16 December 1431, the boy's tenth birthday. Before England could rebuild its military leadership and force of longbowmen lost in 1429, the country lost its alliance with Burgundy when the Treaty of Arras was signed in 1435. The Duke of Bedford died the same year and Henry VI became the youngest king of England to rule without a regent. His weak leadership was probably the most important factor in ending the conflict. Kelly DeVries argues that Joan of Arc's aggressive use of artillery and frontal assaults influenced French tactics for the rest of the war.[99]
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In 1452, during the posthumous investigation into her execution, the Church declared that a religious play in her honor at Orléans would allow attendees to gain an indulgence (remission of temporal punishment for sin) by making a pilgrimage to the event.[100]
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A posthumous retrial opened after the war ended. Pope Callixtus III authorized this proceeding, also known as the "nullification trial", at the request of Inquisitor-General Jean Bréhal and Joan's mother Isabelle Romée. The purpose of the trial was to investigate whether the trial of condemnation and its verdict had been handled justly and according to canon law. Investigations started with an inquest by Guillaume Bouillé, a theologian and former rector of the University of Paris (Sorbonne).
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Bréhal conducted an investigation in 1452. A formal appeal followed in November 1455. The appellate process involved clergy from throughout Europe and observed standard court procedure. A panel of theologians analyzed testimony from 115 witnesses. Bréhal drew up his final summary in June 1456, which describes Joan as a martyr and implicated the late Pierre Cauchon with heresy[101] for having convicted an innocent woman in pursuit of a secular vendetta. The technical reason for her execution had been a Biblical clothing law.[102] The nullification trial reversed the conviction in part because the condemnation proceeding had failed to consider the doctrinal exceptions to that stricture. The appellate court declared her innocent on 7 July 1456.[103]
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Joan of Arc became a symbol of the Catholic League during the 16th century.
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When Félix Dupanloup was made bishop of Orléans in 1849, he pronounced a fervid panegyric on Joan of Arc, which attracted attention in England as well as France, and he led the efforts which culminated in Joan of Arc's beatification in 1909.[104] She was canonized as a saint of the Roman Catholic Church on 16 May 1920 by Pope Benedict XV in his bull Divina disponente.[105]
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Joan of Arc became a semi-legendary figure for the four centuries after her death. The main sources of information about her were chronicles. Five original manuscripts of her condemnation trial surfaced in old archives during the 19th century. Soon, historians also located the complete records of her rehabilitation trial, which contained sworn testimony from 115 witnesses, and the original French notes for the Latin condemnation trial transcript. Various contemporary letters also emerged, three of which carry the signature Jehanne in the unsteady hand of a person learning to write.[106] This unusual wealth of primary source material is one reason DeVries declares, "No person of the Middle Ages, male or female, has been the subject of more study."[107]
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Joan of Arc came from an obscure village and rose to prominence when she was a teenager, and she did so as an uneducated peasant. The French and English kings had justified the ongoing war through competing interpretations of inheritance law, first concerning Edward III's claim to the French throne and then Henry VI's. The conflict had been a legalistic feud between two related royal families, but Joan transformed it along religious lines and gave meaning to appeals such as that of squire Jean de Metz when he asked, "Must the king be driven from the kingdom; and are we to be English?"[34] In the words of Stephen Richey, "She turned what had been a dry dynastic squabble that left the common people unmoved except for their own suffering into a passionately popular war of national liberation."[108] Richey also expresses the breadth of her subsequent appeal:
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The people who came after her in the five centuries since her death tried to make everything of her: demonic fanatic, spiritual mystic, naive and tragically ill-used tool of the powerful, creator and icon of modern popular nationalism, adored heroine, saint. She insisted, even when threatened with torture and faced with death by fire, that she was guided by voices from God. Voices or no voices, her achievements leave anyone who knows her story shaking his head in amazed wonder.[108]
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From Christine de Pizan to the present, women have looked to Joan as a positive example of a brave and active woman.[109] She operated within a religious tradition that believed an exceptional person from any level of society might receive a divine calling. Some of her most significant aid came from women. King Charles VII's mother-in-law, Yolande of Aragon, confirmed Joan's virginity and financed her departure to Orléans. Joan of Luxembourg, aunt to the count of Luxembourg who held custody of her after Compiègne, alleviated her conditions of captivity and may have delayed her sale to the English. Finally, Anne of Burgundy, the duchess of Bedford and wife to the regent of England, declared Joan a virgin during pretrial inquiries.[110]
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Three separate vessels of the French Navy have been named after her, including a helicopter carrier that was retired from active service on 7 June 2010. At present, the French far-right political party Front National holds rallies at her statues, reproduces her image in the party's publications, and uses a tricolor flame partly symbolic of her martyrdom as its emblem. This party's opponents sometimes satirize its appropriation of her image.[111] The French civic holiday in her honour, set in 1920, is the second Sunday of May.[112]
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World War I songs include "Joan of Arc, They Are Calling You", and "Joan of Arc's Answer Song".[113][114]
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Joan of Arc's religious visions have remained an ongoing topic of interest. She identified Saint Margaret, Saint Catherine, and Saint Michael as the sources of her revelations, although there is some ambiguity as to which of several identically named saints she intended.
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Analysis of her visions is problematic since the main source of information on this topic is the condemnation trial transcript in which she defied customary courtroom procedure about a witness oath and specifically refused to answer every question about her visions. She complained that a standard witness oath would conflict with an oath she had previously sworn to maintain confidentiality about meetings with her king. It remains unknown to what extent the surviving record may represent the fabrications of corrupt court officials or her own possible fabrications to protect state secrets.[115] Some historians sidestep speculation about the visions by asserting that her belief in her calling is more relevant than questions about the visions' ultimate origin.[116]
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A number of more recent scholars attempted to explain her visions in psychiatric or neurological terms. Potential diagnoses have included epilepsy, migraine, tuberculosis, and schizophrenia.[117] None of the putative diagnoses have gained consensus support, and many scholars have argued that she didn't display any of the objective symptoms that can accompany the mental illnesses which have been suggested, such as schizophrenia. Dr. Philip Mackowiak dismissed the possibility of schizophrenia and several other disorders (Temporal Lobe Epilepsy and ergot poisoning) in a chapter on Joan of Arc in his book Post-Mortem in 2007.[118]
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Dr. John Hughes rejected the idea that Joan of Arc suffered from epilepsy in an article in the academic journal Epilepsy & Behavior.[119]
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Two experts who analyzed the hypothesis of temporal lobe tuberculoma in the medical journal Neuropsychobiology expressed their misgivings about this claim in the following statement:
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It is difficult to draw final conclusions, but it would seem unlikely that widespread tuberculosis, a serious disease, was present in this "patient" whose life-style and activities would surely have been impossible had such a serious disease been present.[120]
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In response to another such theory alleging that her visions were caused by bovine tuberculosis as a result of drinking unpasteurized milk, historian Régine Pernoud wrote that if drinking unpasteurized milk could produce such potential benefits for the nation, then the French government should stop mandating the pasteurization of milk.[121]
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Joan of Arc gained favor in the court of King Charles VII, who accepted her as sane. He would have been familiar with the signs of madness because his own father, Charles VI, had suffered from it. Charles VI was popularly known as "Charles the Mad", and much of France's political and military decline during his reign could be attributed to the power vacuum that his episodes of insanity had produced. The previous king had believed he was made of glass, a delusion no courtier had mistaken for a religious awakening. Fears that King Charles VII would manifest the same insanity may have factored into the attempt to disinherit him at Troyes. This stigma was so persistent that contemporaries of the next generation would attribute to inherited madness the breakdown that England's King Henry VI was to suffer in 1453: Henry VI was nephew to Charles VII and grandson to Charles VI. The court of Charles VII was shrewd and skeptical on the subject of mental health.[122][123] Upon Joan's arrival at Chinon the royal counselor Jacques Gélu cautioned,
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One should not lightly alter any policy because of conversation with a girl, a peasant ... so susceptible to illusions; one should not make oneself ridiculous in the sight of foreign nations.
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She remained astute to the end of her life and the rehabilitation trial testimony frequently marvels at her astuteness:
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Often they [the judges] turned from one question to another, changing about, but, notwithstanding this, she answered prudently, and evinced a wonderful memory.[124]
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Her subtle replies under interrogation even forced the court to stop holding public sessions.[84]
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In 1867, a jar was found in a Paris pharmacy with the inscription "Remains found under the stake of Joan of Arc, virgin of Orleans." They consisted of a charred human rib, carbonized wood, a piece of linen and a cat femur—explained as the practice of throwing black cats onto the pyre of witches. In 2006, Philippe Charlier, a forensic scientist at Raymond Poincaré University Hospital (Garches) was authorized to study the relics. Carbon-14 tests and various spectroscopic analyses were performed, and the results determined that the remains come from an Egyptian mummy from the sixth to the third century BC.[126]
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In March 2016 a ring believed to have been worn by Joan, which had passed through the hands of several prominent people including a cardinal, a king, an aristocrat and the daughter of a British physician, was sold at auction to the Puy du Fou, a historical theme park, for £300,000.[127] There is no conclusive proof that she owned the ring, but its unusual design closely matches Joan's own words about her ring at her trial.[128][129] The Arts Council later determined the ring should not have left the United Kingdom. The purchasers appealed, including to Queen Elizabeth II, and the ring was allowed to remain in France. The ring was reportedly first passed to Cardinal Henry Beaufort, who attended Joan's trial and execution in 1431.[130]
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The standard accounts of the life of Joan of Arc have been challenged by revisionist authors. Claims include: that Joan of Arc was not actually burned at the stake;[131] that she was secretly the half sister of King Charles VII;[132] that she was not a true Christian but a member of a pagan cult;[133] and that most of the story of Joan of Arc is actually a myth.[134]
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Joan of Arc (French: Jeanne d'Arc[3][4] pronounced [ʒan daʁk]; c. 1412 – 30 May 1431),[5] nicknamed "The Maid of Orléans" (French: La Pucelle d'Orléans), is considered a heroine of France for her role during the Lancastrian phase of the Hundred Years' War, and was canonized as a Roman Catholic saint. She was born to Jacques d'Arc and Isabelle Romée, a peasant family, at Domrémy in northeast France. Joan claimed to have received visions of the archangel Michael, Saint Margaret, and Saint Catherine of Alexandria instructing her to support Charles VII and recover France from English domination late in the Hundred Years' War. The unanointed King Charles VII sent Joan to the Siege of Orléans as part of a relief army. She gained prominence after the siege was lifted only nine days later. Several additional swift victories led to Charles VII's consecration at Reims. This long-awaited event boosted French morale and paved the way for the final French victory.
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On 23 May 1430, she was captured at Compiègne by the Burgundian faction, a group of French nobles allied with the English. She was later handed over to the English[6] and put on trial by the pro-English bishop Pierre Cauchon on a variety of charges.[7] After Cauchon declared her guilty, she was burned at the stake on 30 May 1431, dying at about nineteen years of age.[8]
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In 1456, an inquisitorial court authorized by Pope Callixtus III examined the trial, debunked the charges against her, pronounced her innocent, and declared her a martyr.[8] In the 16th century she became a symbol of the Catholic League, and in 1803 she was declared a national symbol of France by the decision of Napoleon Bonaparte.[9] She was beatified in 1909 and canonized in 1920. Joan of Arc is one of the nine secondary patron saints of France, along with Saint Denis, Saint Martin of Tours, Saint Louis, Saint Michael, Saint Rémi, Saint Petronilla, Saint Radegund and Saint Thérèse of Lisieux.
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Joan of Arc has remained a popular figure in literature, painting, sculpture, and other cultural works since the time of her death, and many famous writers, playwrights, filmmakers, artists, and composers have created, and continue to create, cultural depictions of her.
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The Hundred Years' War had begun in 1337 as an inheritance dispute over the French throne, interspersed with occasional periods of relative peace. Nearly all the fighting had taken place in France, and the English army's use of chevauchée tactics (destructive "scorched earth" raids) had devastated the economy.[10] The French population had not regained its former size since the Black Death of the mid-14th century, and its merchants were isolated from foreign markets. Before the appearance of Joan of Arc, the English had nearly achieved their goal of a dual monarchy under English control and the French army had not achieved any major victories for a generation. In the words of DeVries, "The kingdom of France was not even a shadow of its thirteenth-century prototype."[11]
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The French king at the time of Joan's birth, Charles VI, suffered from bouts of insanity[12] and was often unable to rule. The king's brother Louis, Duke of Orléans, and the king's cousin John the Fearless, Duke of Burgundy, quarreled over the regency of France and the guardianship of the royal children. This dispute included accusations that Louis was having an extramarital affair with the queen, Isabeau of Bavaria, and allegations that John the Fearless kidnapped the royal children.[13] The conflict climaxed with the assassination of the Duke of Orléans in 1407 on the orders of the Duke of Burgundy.[14][15]
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The young Charles of Orléans succeeded his father as duke and was placed in the custody of his father-in-law, the Count of Armagnac. Their faction became known as the "Armagnac" faction, and the opposing party led by the Duke of Burgundy was called the "Burgundian faction". Henry V of England took advantage of these internal divisions when he invaded the kingdom in 1415, winning a dramatic victory at Agincourt on 25 October and subsequently capturing many northern French towns during a later campaign in 1417.[16] In 1418 Paris was taken by the Burgundians, who massacred the Count of Armagnac and about 2,500 of his followers.[17] The future French king, Charles VII, assumed the title of Dauphin—the heir to the throne—at the age of fourteen, after all four of his older brothers had died in succession.[18] His first significant official act was to conclude a peace treaty with the Duke of Burgundy in 1419. This ended in disaster when Armagnac partisans assassinated John the Fearless during a meeting under Charles's guarantee of protection. The new duke of Burgundy, Philip the Good, blamed Charles for the murder and entered into an alliance with the English. The allied forces conquered large sections of France.[19]
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In 1420 the queen of France, Isabeau of Bavaria, signed the Treaty of Troyes, which granted the succession of the French throne to Henry V and his heirs instead of her son Charles. This agreement revived suspicions that the Dauphin was the illegitimate product of Isabeau's rumored affair with the late duke of Orléans rather than the son of King Charles VI.[20] Henry V and Charles VI died within two months of each other in 1422, leaving an infant, Henry VI of England, the nominal monarch of both kingdoms. Henry V's brother, John of Lancaster, 1st Duke of Bedford, acted as regent.[21]
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By the time Joan of Arc began to influence events in 1429, nearly all of northern France and some parts of the southwest were under Anglo-Burgundian control. The English controlled Paris and Rouen while the Burgundian faction controlled Reims, which had served as the traditional site for the coronation of French kings. This was an important consideration since neither claimant to the throne of France had been anointed or crowned yet. Since 1428 the English had been conducting a siege of Orléans, one of the few remaining cities still loyal to Charles VII and an important objective since it held a strategic position along the Loire River, which made it the last obstacle to an assault on the remainder of Charles VII's territory. In the words of one modern historian, "On the fate of Orléans hung that of the entire kingdom."[22] No one was optimistic that the city could long withstand the siege.[23] For generations, there had been prophecies in France which promised the nation would be saved by a virgin from the "borders of Lorraine" "who would work miracles" and "that France will be lost by a woman and shall thereafter be restored by a virgin".[24] The second prophecy predicting France would be "lost" by a woman was taken to refer to Isabeau's role in signing the Treaty of Troyes.[25]
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Joan was the daughter of Jacques d'Arc and Isabelle Romée,[26] living in Domrémy, a village which was then in the French part of the Duchy of Bar.[27][28] Joan's parents owned about 50 acres (20 hectares) of land and her father supplemented his farming work with a minor position as a village official, collecting taxes and heading the local watch.[29] They lived in an isolated patch of eastern France that remained loyal to the French crown despite being surrounded by pro-Burgundian lands. Several local raids occurred during her childhood and on one occasion her village was burned. Joan was illiterate and it is believed that her letters were dictated by her to scribes and she signed her letters with the help of others.[30]
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At her trial, Joan stated that she was about 19 years old, which implies she thought she was born around 1412. She later testified that she experienced her first vision in 1425 at the age of 13, when she was in her "father's garden"[31] and saw visions of figures she identified as Saint Michael, Saint Catherine, and Saint Margaret, who told her to drive out the English and take the Dauphin to Reims for his consecration. She said she cried when they left, as they were so beautiful.[32]
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At the age of 16, she asked a relative named Durand Lassois to take her to the nearby town of Vaucouleurs, where she petitioned the garrison commander, Robert de Baudricourt, for an armed escort to take her to the French Royal Court at Chinon. Baudricourt's sarcastic response did not deter her.[33] She returned the following January and gained support from two of Baudricourt's soldiers: Jean de Metz and Bertrand de Poulengy.[34] According to Jean de Metz, she told him that "I must be at the King's side ... there will be no help (for the kingdom) if not from me. Although I would rather have remained spinning [wool] at my mother's side ... yet must I go and must I do this thing, for my Lord wills that I do so."[35] Under the auspices of Jean de Metz and Bertrand de Poulengy, she was given a second meeting, where she made a prediction about a military reversal at the Battle of Rouvray near Orléans several days before messengers arrived to report it.[36] According to the Journal du Siége d'Orléans, which portrays Joan as a miraculous figure, Joan came to know of the battle through "Divine grace" while tending her flocks in Lorraine and used this divine revelation to persuade Baudricourt to take her to the Dauphin.[37]
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Robert de Baudricourt granted Joan an escort to visit Chinon after news from Orleans confirmed her assertion of the defeat. She made the journey through hostile Burgundian territory disguised as a male soldier,[38] a fact that would later lead to charges of "cross-dressing" against her, although her escort viewed it as a normal precaution. Two of the members of her escort said they and the people of Vaucouleurs provided her with this clothing, and had suggested it to her.[39]
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Joan's first meeting with Charles took place at the Royal Court in the town of Chinon in 1429, when she was aged 17 and he 26. After arriving at the Court she made a strong impression on Charles during a private conference with him. During this time Charles' mother-in-law Yolande of Aragon was planning to finance a relief expedition to Orléans. Joan asked for permission to travel with the army and wear protective armor, which was provided by the Royal government. She depended on donated items for her armor, horse, sword, banner, and other items utilized by her entourage. Historian Stephen W. Richey explains her attraction to the royal court by pointing out that they may have viewed her as the only source of hope for a regime that was near collapse:
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After years of one humiliating defeat after another, both the military and civil leadership of France were demoralized and discredited. When the Dauphin Charles granted Joan's urgent request to be equipped for war and placed at the head of his army, his decision must have been based in large part on the knowledge that every orthodox, every rational option had been tried and had failed. Only a regime in the final straits of desperation would pay any heed to an illiterate farm girl who claimed that the voice of God was instructing her to take charge of her country's army and lead it to victory.[40]
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Upon her arrival on the scene, Joan effectively turned the longstanding Anglo-French conflict into a religious war,[42] a course of action that was not without risk. Charles' advisers were worried that unless Joan's orthodoxy could be established beyond doubt—that she was not a heretic or a sorceress—Charles' enemies could easily make the allegation that his crown was a gift from the devil. To circumvent this possibility, the Dauphin ordered background inquiries and a theological examination at Poitiers to verify her morality. In April 1429, the commission of inquiry "declared her to be of irreproachable life, a good Christian, possessed of the virtues of humility, honesty and simplicity."[42] The theologians at Poitiers did not render a decision on the issue of divine inspiration; rather, they informed the Dauphin that there was a "favorable presumption" to be made on the divine nature of her mission. This convinced Charles, but they also stated that he had an obligation to put Joan to the test. "To doubt or abandon her without suspicion of evil would be to repudiate the Holy Spirit and to become unworthy of God's aid", they declared.[43] They recommended that her claims should be put to the test by seeing if she could lift the siege of Orléans as she had predicted.[43]
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She arrived at the besieged city of Orléans on 29 April 1429. Jean d'Orléans, the acting head of the ducal family of Orléans on behalf of his captive half-brother, initially excluded her from war councils and failed to inform her when the army engaged the enemy.[44] However, his decision to exclude her did not prevent her presence at most councils and battles.[45] The extent of her actual military participation and leadership is a subject of debate among historians. On the one hand, Joan stated that she carried her banner in battle and had never killed anyone,[46] preferring her banner "forty times" better than a sword;[47] and the army was always directly commanded by a nobleman, such as the Duke of Alençon for example. On the other hand, many of these same noblemen stated that Joan had a profound effect on their decisions since they often accepted the advice she gave them, believing her advice was divinely inspired.[48] In either case, historians agree that the army enjoyed remarkable success during her brief time with it.[49]
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The appearance of Joan of Arc at Orléans coincided with a sudden change in the pattern of the siege. During the five months before her arrival, the defenders had attempted only one offensive assault, which had ended in defeat. On 4 May, however, the Armagnacs attacked and captured the outlying fortress of Saint Loup (bastille de Saint-Loup), followed on 5 May by a march to a second fortress called Saint-Jean-le-Blanc, which was found deserted. When English troops came out to oppose the advance, a rapid cavalry charge drove them back into their fortresses, apparently without a fight.
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The Armagnacs then attacked and captured an English fortress built around a monastery called Les Augustins. That night, Armagnac troops maintained positions on the south bank of the river before attacking the main English stronghold, called "les Tourelles", on the morning of 7 May.[50] Contemporaries acknowledged Joan as the heroine of the engagement. She was wounded by an arrow between the neck and shoulder while holding her banner in the trench outside les Tourelles, but later returned to encourage a final assault that succeeded in taking the fortress. The English retreated from Orléans the next day, and the siege was over.[51]
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At Chinon and Poitiers, Joan had declared that she would provide a sign at Orléans. The lifting of the siege was interpreted by many people to be that sign, and it gained her the support of prominent clergy such as the Archbishop of Embrun and the theologian Jean Gerson, both of whom wrote supportive treatises immediately following this event.[52] To the English, the ability of this peasant girl to defeat their armies was regarded as proof that she was possessed by the Devil; the British medievalist Beverly Boyd noted that this charge was not just propaganda, and was sincerely believed since the idea that God was supporting the French via Joan was distinctly unappealing to an English audience.[53]
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The sudden victory at Orléans also led to many proposals for further offensive action. Joan persuaded Charles VII to allow her to accompany the army with Duke John II of Alençon, and she gained royal permission for her plan to recapture nearby bridges along the Loire as a prelude to an advance on Reims and the consecration of Charles VII. This was a bold proposal because Reims was roughly twice as far away as Paris and deep within enemy territory.[54] The English expected an attempt to recapture Paris or an attack on Normandy.[citation needed]
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The Duke of Alençon accepted Joan's advice concerning strategy. Other commanders including Jean d'Orléans had been impressed with her performance at Orléans and became her supporters. Alençon credited her with saving his life at Jargeau, where she warned him that a cannon on the walls was about to fire at him.[55] During the same siege she withstood a blow from a stone that hit her helmet while she was near the base of the town's wall. The army took Jargeau on 12 June, Meung-sur-Loire on 15 June, and Beaugency on 17 June.[citation needed]
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The English army withdrew from the Loire Valley and headed north on 18 June, joining with an expected unit of reinforcements under the command of Sir John Fastolf. Joan urged the Armagnacs to pursue, and the two armies clashed southwest of the village of Patay. The battle at Patay might be compared to Agincourt in reverse. The French vanguard attacked a unit of English archers who had been placed to block the road. A rout ensued that decimated the main body of the English army and killed or captured most of its commanders. Fastolf escaped with a small band of soldiers and became the scapegoat for the humiliating English defeat. The French suffered minimal losses.[56]
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The French army left Gien on 29 June on the march toward Reims and accepted the conditional surrender of the Burgundian-held city of Auxerre on 3 July. Other towns in the army's path returned to French allegiance without resistance. Troyes, the site of the treaty that tried to disinherit Charles VII, was the only one to put up even brief opposition. The army was in short supply of food by the time it reached Troyes. But the army was in luck: a wandering friar named Brother Richard had been preaching about the end of the world at Troyes and convinced local residents to plant beans, a crop with an early harvest. The hungry army arrived as the beans ripened.[57] Troyes capitulated after a bloodless four-day siege.[58]
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Reims opened its gates to the army on 16 July 1429. The consecration took place the following morning. Although Joan and the Duke of Alençon urged a prompt march toward Paris, the royal court preferred to negotiate a truce with Duke Philip of Burgundy. The duke violated the purpose of the agreement by using it as a stalling tactic to reinforce the defense of Paris.[59] The French army marched past a succession of towns near Paris during the interim and accepted the surrender of several towns without a fight. The Duke of Bedford led an English force to confront Charles VII's army at the battle of Montépilloy on 15 August, which resulted in a standoff. The French assault at Paris ensued on 8 September. Despite a wound to the leg from a crossbow bolt, Joan remained in the inner trench of Paris until she was carried back to safety by one of the commanders.[60]
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The following morning the army received a royal order to withdraw. Most historians blame French Grand Chamberlain Georges de la Trémoille for the political blunders that followed the consecration.[61] In October, Joan was with the royal army when it took Saint-Pierre-le-Moûtier, followed by an unsuccessful attempt to take La-Charité-sur-Loire in November and December. On 29 December, Joan and her family were ennobled by Charles VII as a reward for her actions.[62][63]
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A truce with England during the following few months left Joan with little to do. On 23 March 1430, she dictated a threatening letter to the Hussites, a dissident group which had broken with the Catholic Church on a number of doctrinal points and had defeated several previous crusades sent against them. Joan's letter promises to "remove your madness and foul superstition, taking away either your heresy or your lives."[64] Joan, an ardent Catholic who hated all forms of heresy, also sent a letter challenging the English to leave France and go with her to Bohemia to fight the Hussites, an offer that went unanswered.[65]
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The truce with England quickly came to an end. Joan traveled to Compiègne the following May to help defend the city against an English and Burgundian siege. On 23 May 1430 she was with a force that attempted to attack the Burgundian camp at Margny north of Compiègne, but was ambushed and captured.[66] When the troops began to withdraw toward the nearby fortifications of Compiègne after the advance of an additional force of 6,000 Burgundians,[66] Joan stayed with the rear guard. Burgundian troops surrounded the rear guard, and she was pulled off her horse by an archer.[67] She agreed to surrender to a pro-Burgundian nobleman named Lionel of Wandomme, a member of Jean de Luxembourg's unit.[68]
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Joan was imprisoned by the Burgundians at Beaurevoir Castle. She made several escape attempts, on one occasion jumping from her 70-foot (21 m) tower, landing on the soft earth of a dry moat, after which she was moved to the Burgundian town of Arras.[69] The English negotiated with their Burgundian allies to transfer her to their custody, with Bishop Pierre Cauchon of Beauvais, an English partisan, assuming a prominent role in these negotiations and her later trial.[70][better source needed] The final agreement called for the English to pay the sum of 10,000 livres tournois[71] to obtain her from Jean de Luxembourg, a member of the Council of Duke Philip of Burgundy.[citation needed]
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The English moved Joan to the city of Rouen, which served as their main headquarters in France. The Armagnacs attempted to rescue her several times by launching military campaigns toward Rouen while she was held there. One campaign occurred during the winter of 1430–1431, another in March 1431, and one in late May shortly before her execution. These attempts were beaten back.[72] Charles VII threatened to "exact vengeance" upon Burgundian troops whom his forces had captured and upon "the English and women of England" in retaliation for their treatment of Joan.[73]
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The trial for heresy was politically motivated. The tribunal was composed entirely of pro-English and Burgundian clerics, and overseen by English commanders including the Duke of Bedford and the Earl of Warwick.[74] In the words of the British medievalist Beverly Boyd, the trial was meant by the English Crown to be "a ploy to get rid of a bizarre prisoner of war with maximum embarrassment to their enemies".[53] Legal proceedings commenced on 9 January 1431 at Rouen, the seat of the English occupation government.[75] The procedure was suspect on a number of points, which would later provoke criticism of the tribunal by the chief inquisitor who investigated the trial after the war.[76]
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Under ecclesiastical law, Bishop Cauchon lacked jurisdiction over the case.[77] Cauchon owed his appointment to his partisan support of the English Crown, which financed the trial. The low standard of evidence used in the trial also violated inquisitorial rules.[78] Clerical notary Nicolas Bailly, who was commissioned to collect testimony against Joan, could find no adverse evidence.[79] Without such evidence the court lacked grounds to initiate a trial. Opening a trial anyway, the court also violated ecclesiastical law by denying Joan the right to a legal adviser. In addition, stacking the tribunal entirely with pro-English clergy violated the medieval Church's requirement that heresy trials be judged by an impartial or balanced group of clerics. Upon the opening of the first public examination, Joan complained that those present were all partisans against her and asked for "ecclesiastics of the French side" to be invited in order to provide balance. This request was denied.[80]
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The Vice-Inquisitor of Northern France (Jean Lemaitre) objected to the trial at its outset, and several eyewitnesses later said he was forced to cooperate after the English threatened his life.[81] Some of the other clergy at the trial were also threatened when they refused to cooperate, including a Dominican friar named Isambart de la Pierre.[82] These threats, and the domination of the trial by a secular government, were violations of the Church's rules and undermined the right of the Church to conduct heresy trials without secular interference.[citation needed]
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The trial record contains statements from Joan that the eyewitnesses later said astonished the court, since she was an illiterate peasant and yet was able to evade the theological pitfalls the tribunal had set up to entrap her. The transcript's most famous exchange is an exercise in subtlety: "Asked if she knew she was in God's grace, she answered, 'If I am not, may God put me there; and if I am, may God so keep me. I should be the saddest creature in the world if I knew I were not in His grace.'"[83] The question is a scholarly trap. Church doctrine held that no one could be certain of being in God's grace. If she had answered yes, then she would have been charged with heresy. If she had answered no, then she would have confessed her own guilt. The court notary Boisguillaume later testified that at the moment the court heard her reply, "Those who were interrogating her were stupefied."[84]
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Several members of the tribunal later testified that important portions of the transcript were falsified by being altered in her disfavor. Under Inquisitorial guidelines, Joan should have been confined in an ecclesiastical prison under the supervision of female guards (i.e., nuns). Instead, the English kept her in a secular prison guarded by their own soldiers. Bishop Cauchon denied Joan's appeals to the Council of Basel and the Pope, which should have stopped his proceeding.[85]
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The twelve articles of accusation which summarized the court's findings contradicted the court record, which had already been doctored by the judges.[86][87] Under threat of immediate execution, the illiterate defendant signed an abjuration document that she did not understand. The court substituted a different abjuration in the official record.[88]
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Heresy was a capital crime only for a repeat offense; therefore, a repeat offense of "cross-dressing" was now arranged by the court, according to the eyewitnesses. Joan agreed to wear feminine clothing when she abjured, which created a problem. According to the later descriptions of some of the tribunal members, she had previously been wearing soldiers' clothing in prison. Since wearing men's hosen enabled her to fasten her hosen, boots and doublet together, this deterred rape by making it difficult for her guards to pull her clothing off. She was evidently afraid to give up this clothing even temporarily because it was likely to be confiscated by the judge and she would thereby be left without protection.[89][90] A woman's dress offered no such protection. A few days after her abjuration, when she was forced to wear a dress, she told a tribunal member that "a great English lord had entered her prison and tried to take her by force."[91] She resumed male attire either as a defense against molestation or, in the testimony of Jean Massieu, because her dress had been taken by the guards and she was left with nothing else to wear.[92]
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Her resumption of male military clothing was labeled a relapse into heresy for cross-dressing, although this would later be disputed by the inquisitor who presided over the appeals court that examined the case after the war. Medieval Catholic doctrine held that cross-dressing should be evaluated based on context, as stated in the Summa Theologica by St. Thomas Aquinas, which says that necessity would be a permissible reason for cross-dressing.[93] This would include the use of clothing as protection against rape if the clothing would offer protection. In terms of doctrine, she had been justified in disguising herself as a pageboy during her journey through enemy territory, and she was justified in wearing armor during battle and protective clothing in camp and then in prison. The Chronique de la Pucelle states that it deterred molestation while she was camped in the field. When her soldiers' clothing was not needed while on campaign, she was said to have gone back to wearing a dress.[94] Clergy who later testified at the posthumous appellate trial affirmed that she continued to wear male clothing in prison to deter molestation and rape.[89]
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Joan referred the court to the Poitiers inquiry when questioned on the matter. The Poitiers record no longer survives, but circumstances indicate the Poitiers clerics had approved her practice.[95] She also kept her hair cut short through her military campaigns and while in prison. Her supporters, such as the theologian Jean Gerson, defended her hairstyle for practical reasons, as did Inquisitor Brehal later during the appellate trial.[96] Nonetheless, at the trial in 1431 she was condemned and sentenced to die. Boyd described Joan's trial as so "unfair" that the trial transcripts were later used as evidence for canonizing her in the 20th century.[53]
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Eyewitnesses described the scene of the execution by burning on 30 May 1431. Tied to a tall pillar at the Vieux-Marché in Rouen, she asked two of the clergy, Fr. Martin Ladvenu and Fr. Isambart de la Pierre, to hold a crucifix before her. An English soldier also constructed a small cross that she put in the front of her dress. After she died, the English raked back the coals to expose her charred body so that no one could claim she had escaped alive. They then burned the body twice more, to reduce it to ashes and prevent any collection of relics, and cast her remains into the Seine River.[97] The executioner, Geoffroy Thérage, later stated that he "greatly feared to be damned for he had burned a holy woman."[98]
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The Hundred Years' War continued for twenty-two years after her death. Charles VII retained legitimacy as the king of France in spite of a rival coronation held for Henry VI at Notre-Dame cathedral in Paris on 16 December 1431, the boy's tenth birthday. Before England could rebuild its military leadership and force of longbowmen lost in 1429, the country lost its alliance with Burgundy when the Treaty of Arras was signed in 1435. The Duke of Bedford died the same year and Henry VI became the youngest king of England to rule without a regent. His weak leadership was probably the most important factor in ending the conflict. Kelly DeVries argues that Joan of Arc's aggressive use of artillery and frontal assaults influenced French tactics for the rest of the war.[99]
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In 1452, during the posthumous investigation into her execution, the Church declared that a religious play in her honor at Orléans would allow attendees to gain an indulgence (remission of temporal punishment for sin) by making a pilgrimage to the event.[100]
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A posthumous retrial opened after the war ended. Pope Callixtus III authorized this proceeding, also known as the "nullification trial", at the request of Inquisitor-General Jean Bréhal and Joan's mother Isabelle Romée. The purpose of the trial was to investigate whether the trial of condemnation and its verdict had been handled justly and according to canon law. Investigations started with an inquest by Guillaume Bouillé, a theologian and former rector of the University of Paris (Sorbonne).
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Bréhal conducted an investigation in 1452. A formal appeal followed in November 1455. The appellate process involved clergy from throughout Europe and observed standard court procedure. A panel of theologians analyzed testimony from 115 witnesses. Bréhal drew up his final summary in June 1456, which describes Joan as a martyr and implicated the late Pierre Cauchon with heresy[101] for having convicted an innocent woman in pursuit of a secular vendetta. The technical reason for her execution had been a Biblical clothing law.[102] The nullification trial reversed the conviction in part because the condemnation proceeding had failed to consider the doctrinal exceptions to that stricture. The appellate court declared her innocent on 7 July 1456.[103]
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Joan of Arc became a symbol of the Catholic League during the 16th century.
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When Félix Dupanloup was made bishop of Orléans in 1849, he pronounced a fervid panegyric on Joan of Arc, which attracted attention in England as well as France, and he led the efforts which culminated in Joan of Arc's beatification in 1909.[104] She was canonized as a saint of the Roman Catholic Church on 16 May 1920 by Pope Benedict XV in his bull Divina disponente.[105]
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Joan of Arc became a semi-legendary figure for the four centuries after her death. The main sources of information about her were chronicles. Five original manuscripts of her condemnation trial surfaced in old archives during the 19th century. Soon, historians also located the complete records of her rehabilitation trial, which contained sworn testimony from 115 witnesses, and the original French notes for the Latin condemnation trial transcript. Various contemporary letters also emerged, three of which carry the signature Jehanne in the unsteady hand of a person learning to write.[106] This unusual wealth of primary source material is one reason DeVries declares, "No person of the Middle Ages, male or female, has been the subject of more study."[107]
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Joan of Arc came from an obscure village and rose to prominence when she was a teenager, and she did so as an uneducated peasant. The French and English kings had justified the ongoing war through competing interpretations of inheritance law, first concerning Edward III's claim to the French throne and then Henry VI's. The conflict had been a legalistic feud between two related royal families, but Joan transformed it along religious lines and gave meaning to appeals such as that of squire Jean de Metz when he asked, "Must the king be driven from the kingdom; and are we to be English?"[34] In the words of Stephen Richey, "She turned what had been a dry dynastic squabble that left the common people unmoved except for their own suffering into a passionately popular war of national liberation."[108] Richey also expresses the breadth of her subsequent appeal:
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The people who came after her in the five centuries since her death tried to make everything of her: demonic fanatic, spiritual mystic, naive and tragically ill-used tool of the powerful, creator and icon of modern popular nationalism, adored heroine, saint. She insisted, even when threatened with torture and faced with death by fire, that she was guided by voices from God. Voices or no voices, her achievements leave anyone who knows her story shaking his head in amazed wonder.[108]
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From Christine de Pizan to the present, women have looked to Joan as a positive example of a brave and active woman.[109] She operated within a religious tradition that believed an exceptional person from any level of society might receive a divine calling. Some of her most significant aid came from women. King Charles VII's mother-in-law, Yolande of Aragon, confirmed Joan's virginity and financed her departure to Orléans. Joan of Luxembourg, aunt to the count of Luxembourg who held custody of her after Compiègne, alleviated her conditions of captivity and may have delayed her sale to the English. Finally, Anne of Burgundy, the duchess of Bedford and wife to the regent of England, declared Joan a virgin during pretrial inquiries.[110]
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Three separate vessels of the French Navy have been named after her, including a helicopter carrier that was retired from active service on 7 June 2010. At present, the French far-right political party Front National holds rallies at her statues, reproduces her image in the party's publications, and uses a tricolor flame partly symbolic of her martyrdom as its emblem. This party's opponents sometimes satirize its appropriation of her image.[111] The French civic holiday in her honour, set in 1920, is the second Sunday of May.[112]
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World War I songs include "Joan of Arc, They Are Calling You", and "Joan of Arc's Answer Song".[113][114]
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Joan of Arc's religious visions have remained an ongoing topic of interest. She identified Saint Margaret, Saint Catherine, and Saint Michael as the sources of her revelations, although there is some ambiguity as to which of several identically named saints she intended.
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Analysis of her visions is problematic since the main source of information on this topic is the condemnation trial transcript in which she defied customary courtroom procedure about a witness oath and specifically refused to answer every question about her visions. She complained that a standard witness oath would conflict with an oath she had previously sworn to maintain confidentiality about meetings with her king. It remains unknown to what extent the surviving record may represent the fabrications of corrupt court officials or her own possible fabrications to protect state secrets.[115] Some historians sidestep speculation about the visions by asserting that her belief in her calling is more relevant than questions about the visions' ultimate origin.[116]
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A number of more recent scholars attempted to explain her visions in psychiatric or neurological terms. Potential diagnoses have included epilepsy, migraine, tuberculosis, and schizophrenia.[117] None of the putative diagnoses have gained consensus support, and many scholars have argued that she didn't display any of the objective symptoms that can accompany the mental illnesses which have been suggested, such as schizophrenia. Dr. Philip Mackowiak dismissed the possibility of schizophrenia and several other disorders (Temporal Lobe Epilepsy and ergot poisoning) in a chapter on Joan of Arc in his book Post-Mortem in 2007.[118]
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Dr. John Hughes rejected the idea that Joan of Arc suffered from epilepsy in an article in the academic journal Epilepsy & Behavior.[119]
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Two experts who analyzed the hypothesis of temporal lobe tuberculoma in the medical journal Neuropsychobiology expressed their misgivings about this claim in the following statement:
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It is difficult to draw final conclusions, but it would seem unlikely that widespread tuberculosis, a serious disease, was present in this "patient" whose life-style and activities would surely have been impossible had such a serious disease been present.[120]
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In response to another such theory alleging that her visions were caused by bovine tuberculosis as a result of drinking unpasteurized milk, historian Régine Pernoud wrote that if drinking unpasteurized milk could produce such potential benefits for the nation, then the French government should stop mandating the pasteurization of milk.[121]
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Joan of Arc gained favor in the court of King Charles VII, who accepted her as sane. He would have been familiar with the signs of madness because his own father, Charles VI, had suffered from it. Charles VI was popularly known as "Charles the Mad", and much of France's political and military decline during his reign could be attributed to the power vacuum that his episodes of insanity had produced. The previous king had believed he was made of glass, a delusion no courtier had mistaken for a religious awakening. Fears that King Charles VII would manifest the same insanity may have factored into the attempt to disinherit him at Troyes. This stigma was so persistent that contemporaries of the next generation would attribute to inherited madness the breakdown that England's King Henry VI was to suffer in 1453: Henry VI was nephew to Charles VII and grandson to Charles VI. The court of Charles VII was shrewd and skeptical on the subject of mental health.[122][123] Upon Joan's arrival at Chinon the royal counselor Jacques Gélu cautioned,
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One should not lightly alter any policy because of conversation with a girl, a peasant ... so susceptible to illusions; one should not make oneself ridiculous in the sight of foreign nations.
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She remained astute to the end of her life and the rehabilitation trial testimony frequently marvels at her astuteness:
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Often they [the judges] turned from one question to another, changing about, but, notwithstanding this, she answered prudently, and evinced a wonderful memory.[124]
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Her subtle replies under interrogation even forced the court to stop holding public sessions.[84]
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In 1867, a jar was found in a Paris pharmacy with the inscription "Remains found under the stake of Joan of Arc, virgin of Orleans." They consisted of a charred human rib, carbonized wood, a piece of linen and a cat femur—explained as the practice of throwing black cats onto the pyre of witches. In 2006, Philippe Charlier, a forensic scientist at Raymond Poincaré University Hospital (Garches) was authorized to study the relics. Carbon-14 tests and various spectroscopic analyses were performed, and the results determined that the remains come from an Egyptian mummy from the sixth to the third century BC.[126]
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In March 2016 a ring believed to have been worn by Joan, which had passed through the hands of several prominent people including a cardinal, a king, an aristocrat and the daughter of a British physician, was sold at auction to the Puy du Fou, a historical theme park, for £300,000.[127] There is no conclusive proof that she owned the ring, but its unusual design closely matches Joan's own words about her ring at her trial.[128][129] The Arts Council later determined the ring should not have left the United Kingdom. The purchasers appealed, including to Queen Elizabeth II, and the ring was allowed to remain in France. The ring was reportedly first passed to Cardinal Henry Beaufort, who attended Joan's trial and execution in 1431.[130]
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The standard accounts of the life of Joan of Arc have been challenged by revisionist authors. Claims include: that Joan of Arc was not actually burned at the stake;[131] that she was secretly the half sister of King Charles VII;[132] that she was not a true Christian but a member of a pagan cult;[133] and that most of the story of Joan of Arc is actually a myth.[134]
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Joan of Arc (French: Jeanne d'Arc[3][4] pronounced [ʒan daʁk]; c. 1412 – 30 May 1431),[5] nicknamed "The Maid of Orléans" (French: La Pucelle d'Orléans), is considered a heroine of France for her role during the Lancastrian phase of the Hundred Years' War, and was canonized as a Roman Catholic saint. She was born to Jacques d'Arc and Isabelle Romée, a peasant family, at Domrémy in northeast France. Joan claimed to have received visions of the archangel Michael, Saint Margaret, and Saint Catherine of Alexandria instructing her to support Charles VII and recover France from English domination late in the Hundred Years' War. The unanointed King Charles VII sent Joan to the Siege of Orléans as part of a relief army. She gained prominence after the siege was lifted only nine days later. Several additional swift victories led to Charles VII's consecration at Reims. This long-awaited event boosted French morale and paved the way for the final French victory.
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On 23 May 1430, she was captured at Compiègne by the Burgundian faction, a group of French nobles allied with the English. She was later handed over to the English[6] and put on trial by the pro-English bishop Pierre Cauchon on a variety of charges.[7] After Cauchon declared her guilty, she was burned at the stake on 30 May 1431, dying at about nineteen years of age.[8]
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In 1456, an inquisitorial court authorized by Pope Callixtus III examined the trial, debunked the charges against her, pronounced her innocent, and declared her a martyr.[8] In the 16th century she became a symbol of the Catholic League, and in 1803 she was declared a national symbol of France by the decision of Napoleon Bonaparte.[9] She was beatified in 1909 and canonized in 1920. Joan of Arc is one of the nine secondary patron saints of France, along with Saint Denis, Saint Martin of Tours, Saint Louis, Saint Michael, Saint Rémi, Saint Petronilla, Saint Radegund and Saint Thérèse of Lisieux.
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Joan of Arc has remained a popular figure in literature, painting, sculpture, and other cultural works since the time of her death, and many famous writers, playwrights, filmmakers, artists, and composers have created, and continue to create, cultural depictions of her.
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The Hundred Years' War had begun in 1337 as an inheritance dispute over the French throne, interspersed with occasional periods of relative peace. Nearly all the fighting had taken place in France, and the English army's use of chevauchée tactics (destructive "scorched earth" raids) had devastated the economy.[10] The French population had not regained its former size since the Black Death of the mid-14th century, and its merchants were isolated from foreign markets. Before the appearance of Joan of Arc, the English had nearly achieved their goal of a dual monarchy under English control and the French army had not achieved any major victories for a generation. In the words of DeVries, "The kingdom of France was not even a shadow of its thirteenth-century prototype."[11]
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The French king at the time of Joan's birth, Charles VI, suffered from bouts of insanity[12] and was often unable to rule. The king's brother Louis, Duke of Orléans, and the king's cousin John the Fearless, Duke of Burgundy, quarreled over the regency of France and the guardianship of the royal children. This dispute included accusations that Louis was having an extramarital affair with the queen, Isabeau of Bavaria, and allegations that John the Fearless kidnapped the royal children.[13] The conflict climaxed with the assassination of the Duke of Orléans in 1407 on the orders of the Duke of Burgundy.[14][15]
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The young Charles of Orléans succeeded his father as duke and was placed in the custody of his father-in-law, the Count of Armagnac. Their faction became known as the "Armagnac" faction, and the opposing party led by the Duke of Burgundy was called the "Burgundian faction". Henry V of England took advantage of these internal divisions when he invaded the kingdom in 1415, winning a dramatic victory at Agincourt on 25 October and subsequently capturing many northern French towns during a later campaign in 1417.[16] In 1418 Paris was taken by the Burgundians, who massacred the Count of Armagnac and about 2,500 of his followers.[17] The future French king, Charles VII, assumed the title of Dauphin—the heir to the throne—at the age of fourteen, after all four of his older brothers had died in succession.[18] His first significant official act was to conclude a peace treaty with the Duke of Burgundy in 1419. This ended in disaster when Armagnac partisans assassinated John the Fearless during a meeting under Charles's guarantee of protection. The new duke of Burgundy, Philip the Good, blamed Charles for the murder and entered into an alliance with the English. The allied forces conquered large sections of France.[19]
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In 1420 the queen of France, Isabeau of Bavaria, signed the Treaty of Troyes, which granted the succession of the French throne to Henry V and his heirs instead of her son Charles. This agreement revived suspicions that the Dauphin was the illegitimate product of Isabeau's rumored affair with the late duke of Orléans rather than the son of King Charles VI.[20] Henry V and Charles VI died within two months of each other in 1422, leaving an infant, Henry VI of England, the nominal monarch of both kingdoms. Henry V's brother, John of Lancaster, 1st Duke of Bedford, acted as regent.[21]
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By the time Joan of Arc began to influence events in 1429, nearly all of northern France and some parts of the southwest were under Anglo-Burgundian control. The English controlled Paris and Rouen while the Burgundian faction controlled Reims, which had served as the traditional site for the coronation of French kings. This was an important consideration since neither claimant to the throne of France had been anointed or crowned yet. Since 1428 the English had been conducting a siege of Orléans, one of the few remaining cities still loyal to Charles VII and an important objective since it held a strategic position along the Loire River, which made it the last obstacle to an assault on the remainder of Charles VII's territory. In the words of one modern historian, "On the fate of Orléans hung that of the entire kingdom."[22] No one was optimistic that the city could long withstand the siege.[23] For generations, there had been prophecies in France which promised the nation would be saved by a virgin from the "borders of Lorraine" "who would work miracles" and "that France will be lost by a woman and shall thereafter be restored by a virgin".[24] The second prophecy predicting France would be "lost" by a woman was taken to refer to Isabeau's role in signing the Treaty of Troyes.[25]
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Joan was the daughter of Jacques d'Arc and Isabelle Romée,[26] living in Domrémy, a village which was then in the French part of the Duchy of Bar.[27][28] Joan's parents owned about 50 acres (20 hectares) of land and her father supplemented his farming work with a minor position as a village official, collecting taxes and heading the local watch.[29] They lived in an isolated patch of eastern France that remained loyal to the French crown despite being surrounded by pro-Burgundian lands. Several local raids occurred during her childhood and on one occasion her village was burned. Joan was illiterate and it is believed that her letters were dictated by her to scribes and she signed her letters with the help of others.[30]
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At her trial, Joan stated that she was about 19 years old, which implies she thought she was born around 1412. She later testified that she experienced her first vision in 1425 at the age of 13, when she was in her "father's garden"[31] and saw visions of figures she identified as Saint Michael, Saint Catherine, and Saint Margaret, who told her to drive out the English and take the Dauphin to Reims for his consecration. She said she cried when they left, as they were so beautiful.[32]
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At the age of 16, she asked a relative named Durand Lassois to take her to the nearby town of Vaucouleurs, where she petitioned the garrison commander, Robert de Baudricourt, for an armed escort to take her to the French Royal Court at Chinon. Baudricourt's sarcastic response did not deter her.[33] She returned the following January and gained support from two of Baudricourt's soldiers: Jean de Metz and Bertrand de Poulengy.[34] According to Jean de Metz, she told him that "I must be at the King's side ... there will be no help (for the kingdom) if not from me. Although I would rather have remained spinning [wool] at my mother's side ... yet must I go and must I do this thing, for my Lord wills that I do so."[35] Under the auspices of Jean de Metz and Bertrand de Poulengy, she was given a second meeting, where she made a prediction about a military reversal at the Battle of Rouvray near Orléans several days before messengers arrived to report it.[36] According to the Journal du Siége d'Orléans, which portrays Joan as a miraculous figure, Joan came to know of the battle through "Divine grace" while tending her flocks in Lorraine and used this divine revelation to persuade Baudricourt to take her to the Dauphin.[37]
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Robert de Baudricourt granted Joan an escort to visit Chinon after news from Orleans confirmed her assertion of the defeat. She made the journey through hostile Burgundian territory disguised as a male soldier,[38] a fact that would later lead to charges of "cross-dressing" against her, although her escort viewed it as a normal precaution. Two of the members of her escort said they and the people of Vaucouleurs provided her with this clothing, and had suggested it to her.[39]
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Joan's first meeting with Charles took place at the Royal Court in the town of Chinon in 1429, when she was aged 17 and he 26. After arriving at the Court she made a strong impression on Charles during a private conference with him. During this time Charles' mother-in-law Yolande of Aragon was planning to finance a relief expedition to Orléans. Joan asked for permission to travel with the army and wear protective armor, which was provided by the Royal government. She depended on donated items for her armor, horse, sword, banner, and other items utilized by her entourage. Historian Stephen W. Richey explains her attraction to the royal court by pointing out that they may have viewed her as the only source of hope for a regime that was near collapse:
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After years of one humiliating defeat after another, both the military and civil leadership of France were demoralized and discredited. When the Dauphin Charles granted Joan's urgent request to be equipped for war and placed at the head of his army, his decision must have been based in large part on the knowledge that every orthodox, every rational option had been tried and had failed. Only a regime in the final straits of desperation would pay any heed to an illiterate farm girl who claimed that the voice of God was instructing her to take charge of her country's army and lead it to victory.[40]
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Upon her arrival on the scene, Joan effectively turned the longstanding Anglo-French conflict into a religious war,[42] a course of action that was not without risk. Charles' advisers were worried that unless Joan's orthodoxy could be established beyond doubt—that she was not a heretic or a sorceress—Charles' enemies could easily make the allegation that his crown was a gift from the devil. To circumvent this possibility, the Dauphin ordered background inquiries and a theological examination at Poitiers to verify her morality. In April 1429, the commission of inquiry "declared her to be of irreproachable life, a good Christian, possessed of the virtues of humility, honesty and simplicity."[42] The theologians at Poitiers did not render a decision on the issue of divine inspiration; rather, they informed the Dauphin that there was a "favorable presumption" to be made on the divine nature of her mission. This convinced Charles, but they also stated that he had an obligation to put Joan to the test. "To doubt or abandon her without suspicion of evil would be to repudiate the Holy Spirit and to become unworthy of God's aid", they declared.[43] They recommended that her claims should be put to the test by seeing if she could lift the siege of Orléans as she had predicted.[43]
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She arrived at the besieged city of Orléans on 29 April 1429. Jean d'Orléans, the acting head of the ducal family of Orléans on behalf of his captive half-brother, initially excluded her from war councils and failed to inform her when the army engaged the enemy.[44] However, his decision to exclude her did not prevent her presence at most councils and battles.[45] The extent of her actual military participation and leadership is a subject of debate among historians. On the one hand, Joan stated that she carried her banner in battle and had never killed anyone,[46] preferring her banner "forty times" better than a sword;[47] and the army was always directly commanded by a nobleman, such as the Duke of Alençon for example. On the other hand, many of these same noblemen stated that Joan had a profound effect on their decisions since they often accepted the advice she gave them, believing her advice was divinely inspired.[48] In either case, historians agree that the army enjoyed remarkable success during her brief time with it.[49]
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The appearance of Joan of Arc at Orléans coincided with a sudden change in the pattern of the siege. During the five months before her arrival, the defenders had attempted only one offensive assault, which had ended in defeat. On 4 May, however, the Armagnacs attacked and captured the outlying fortress of Saint Loup (bastille de Saint-Loup), followed on 5 May by a march to a second fortress called Saint-Jean-le-Blanc, which was found deserted. When English troops came out to oppose the advance, a rapid cavalry charge drove them back into their fortresses, apparently without a fight.
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The Armagnacs then attacked and captured an English fortress built around a monastery called Les Augustins. That night, Armagnac troops maintained positions on the south bank of the river before attacking the main English stronghold, called "les Tourelles", on the morning of 7 May.[50] Contemporaries acknowledged Joan as the heroine of the engagement. She was wounded by an arrow between the neck and shoulder while holding her banner in the trench outside les Tourelles, but later returned to encourage a final assault that succeeded in taking the fortress. The English retreated from Orléans the next day, and the siege was over.[51]
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At Chinon and Poitiers, Joan had declared that she would provide a sign at Orléans. The lifting of the siege was interpreted by many people to be that sign, and it gained her the support of prominent clergy such as the Archbishop of Embrun and the theologian Jean Gerson, both of whom wrote supportive treatises immediately following this event.[52] To the English, the ability of this peasant girl to defeat their armies was regarded as proof that she was possessed by the Devil; the British medievalist Beverly Boyd noted that this charge was not just propaganda, and was sincerely believed since the idea that God was supporting the French via Joan was distinctly unappealing to an English audience.[53]
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The sudden victory at Orléans also led to many proposals for further offensive action. Joan persuaded Charles VII to allow her to accompany the army with Duke John II of Alençon, and she gained royal permission for her plan to recapture nearby bridges along the Loire as a prelude to an advance on Reims and the consecration of Charles VII. This was a bold proposal because Reims was roughly twice as far away as Paris and deep within enemy territory.[54] The English expected an attempt to recapture Paris or an attack on Normandy.[citation needed]
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The Duke of Alençon accepted Joan's advice concerning strategy. Other commanders including Jean d'Orléans had been impressed with her performance at Orléans and became her supporters. Alençon credited her with saving his life at Jargeau, where she warned him that a cannon on the walls was about to fire at him.[55] During the same siege she withstood a blow from a stone that hit her helmet while she was near the base of the town's wall. The army took Jargeau on 12 June, Meung-sur-Loire on 15 June, and Beaugency on 17 June.[citation needed]
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The English army withdrew from the Loire Valley and headed north on 18 June, joining with an expected unit of reinforcements under the command of Sir John Fastolf. Joan urged the Armagnacs to pursue, and the two armies clashed southwest of the village of Patay. The battle at Patay might be compared to Agincourt in reverse. The French vanguard attacked a unit of English archers who had been placed to block the road. A rout ensued that decimated the main body of the English army and killed or captured most of its commanders. Fastolf escaped with a small band of soldiers and became the scapegoat for the humiliating English defeat. The French suffered minimal losses.[56]
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The French army left Gien on 29 June on the march toward Reims and accepted the conditional surrender of the Burgundian-held city of Auxerre on 3 July. Other towns in the army's path returned to French allegiance without resistance. Troyes, the site of the treaty that tried to disinherit Charles VII, was the only one to put up even brief opposition. The army was in short supply of food by the time it reached Troyes. But the army was in luck: a wandering friar named Brother Richard had been preaching about the end of the world at Troyes and convinced local residents to plant beans, a crop with an early harvest. The hungry army arrived as the beans ripened.[57] Troyes capitulated after a bloodless four-day siege.[58]
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Reims opened its gates to the army on 16 July 1429. The consecration took place the following morning. Although Joan and the Duke of Alençon urged a prompt march toward Paris, the royal court preferred to negotiate a truce with Duke Philip of Burgundy. The duke violated the purpose of the agreement by using it as a stalling tactic to reinforce the defense of Paris.[59] The French army marched past a succession of towns near Paris during the interim and accepted the surrender of several towns without a fight. The Duke of Bedford led an English force to confront Charles VII's army at the battle of Montépilloy on 15 August, which resulted in a standoff. The French assault at Paris ensued on 8 September. Despite a wound to the leg from a crossbow bolt, Joan remained in the inner trench of Paris until she was carried back to safety by one of the commanders.[60]
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The following morning the army received a royal order to withdraw. Most historians blame French Grand Chamberlain Georges de la Trémoille for the political blunders that followed the consecration.[61] In October, Joan was with the royal army when it took Saint-Pierre-le-Moûtier, followed by an unsuccessful attempt to take La-Charité-sur-Loire in November and December. On 29 December, Joan and her family were ennobled by Charles VII as a reward for her actions.[62][63]
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A truce with England during the following few months left Joan with little to do. On 23 March 1430, she dictated a threatening letter to the Hussites, a dissident group which had broken with the Catholic Church on a number of doctrinal points and had defeated several previous crusades sent against them. Joan's letter promises to "remove your madness and foul superstition, taking away either your heresy or your lives."[64] Joan, an ardent Catholic who hated all forms of heresy, also sent a letter challenging the English to leave France and go with her to Bohemia to fight the Hussites, an offer that went unanswered.[65]
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The truce with England quickly came to an end. Joan traveled to Compiègne the following May to help defend the city against an English and Burgundian siege. On 23 May 1430 she was with a force that attempted to attack the Burgundian camp at Margny north of Compiègne, but was ambushed and captured.[66] When the troops began to withdraw toward the nearby fortifications of Compiègne after the advance of an additional force of 6,000 Burgundians,[66] Joan stayed with the rear guard. Burgundian troops surrounded the rear guard, and she was pulled off her horse by an archer.[67] She agreed to surrender to a pro-Burgundian nobleman named Lionel of Wandomme, a member of Jean de Luxembourg's unit.[68]
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Joan was imprisoned by the Burgundians at Beaurevoir Castle. She made several escape attempts, on one occasion jumping from her 70-foot (21 m) tower, landing on the soft earth of a dry moat, after which she was moved to the Burgundian town of Arras.[69] The English negotiated with their Burgundian allies to transfer her to their custody, with Bishop Pierre Cauchon of Beauvais, an English partisan, assuming a prominent role in these negotiations and her later trial.[70][better source needed] The final agreement called for the English to pay the sum of 10,000 livres tournois[71] to obtain her from Jean de Luxembourg, a member of the Council of Duke Philip of Burgundy.[citation needed]
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The English moved Joan to the city of Rouen, which served as their main headquarters in France. The Armagnacs attempted to rescue her several times by launching military campaigns toward Rouen while she was held there. One campaign occurred during the winter of 1430–1431, another in March 1431, and one in late May shortly before her execution. These attempts were beaten back.[72] Charles VII threatened to "exact vengeance" upon Burgundian troops whom his forces had captured and upon "the English and women of England" in retaliation for their treatment of Joan.[73]
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The trial for heresy was politically motivated. The tribunal was composed entirely of pro-English and Burgundian clerics, and overseen by English commanders including the Duke of Bedford and the Earl of Warwick.[74] In the words of the British medievalist Beverly Boyd, the trial was meant by the English Crown to be "a ploy to get rid of a bizarre prisoner of war with maximum embarrassment to their enemies".[53] Legal proceedings commenced on 9 January 1431 at Rouen, the seat of the English occupation government.[75] The procedure was suspect on a number of points, which would later provoke criticism of the tribunal by the chief inquisitor who investigated the trial after the war.[76]
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Under ecclesiastical law, Bishop Cauchon lacked jurisdiction over the case.[77] Cauchon owed his appointment to his partisan support of the English Crown, which financed the trial. The low standard of evidence used in the trial also violated inquisitorial rules.[78] Clerical notary Nicolas Bailly, who was commissioned to collect testimony against Joan, could find no adverse evidence.[79] Without such evidence the court lacked grounds to initiate a trial. Opening a trial anyway, the court also violated ecclesiastical law by denying Joan the right to a legal adviser. In addition, stacking the tribunal entirely with pro-English clergy violated the medieval Church's requirement that heresy trials be judged by an impartial or balanced group of clerics. Upon the opening of the first public examination, Joan complained that those present were all partisans against her and asked for "ecclesiastics of the French side" to be invited in order to provide balance. This request was denied.[80]
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The Vice-Inquisitor of Northern France (Jean Lemaitre) objected to the trial at its outset, and several eyewitnesses later said he was forced to cooperate after the English threatened his life.[81] Some of the other clergy at the trial were also threatened when they refused to cooperate, including a Dominican friar named Isambart de la Pierre.[82] These threats, and the domination of the trial by a secular government, were violations of the Church's rules and undermined the right of the Church to conduct heresy trials without secular interference.[citation needed]
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The trial record contains statements from Joan that the eyewitnesses later said astonished the court, since she was an illiterate peasant and yet was able to evade the theological pitfalls the tribunal had set up to entrap her. The transcript's most famous exchange is an exercise in subtlety: "Asked if she knew she was in God's grace, she answered, 'If I am not, may God put me there; and if I am, may God so keep me. I should be the saddest creature in the world if I knew I were not in His grace.'"[83] The question is a scholarly trap. Church doctrine held that no one could be certain of being in God's grace. If she had answered yes, then she would have been charged with heresy. If she had answered no, then she would have confessed her own guilt. The court notary Boisguillaume later testified that at the moment the court heard her reply, "Those who were interrogating her were stupefied."[84]
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Several members of the tribunal later testified that important portions of the transcript were falsified by being altered in her disfavor. Under Inquisitorial guidelines, Joan should have been confined in an ecclesiastical prison under the supervision of female guards (i.e., nuns). Instead, the English kept her in a secular prison guarded by their own soldiers. Bishop Cauchon denied Joan's appeals to the Council of Basel and the Pope, which should have stopped his proceeding.[85]
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The twelve articles of accusation which summarized the court's findings contradicted the court record, which had already been doctored by the judges.[86][87] Under threat of immediate execution, the illiterate defendant signed an abjuration document that she did not understand. The court substituted a different abjuration in the official record.[88]
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Heresy was a capital crime only for a repeat offense; therefore, a repeat offense of "cross-dressing" was now arranged by the court, according to the eyewitnesses. Joan agreed to wear feminine clothing when she abjured, which created a problem. According to the later descriptions of some of the tribunal members, she had previously been wearing soldiers' clothing in prison. Since wearing men's hosen enabled her to fasten her hosen, boots and doublet together, this deterred rape by making it difficult for her guards to pull her clothing off. She was evidently afraid to give up this clothing even temporarily because it was likely to be confiscated by the judge and she would thereby be left without protection.[89][90] A woman's dress offered no such protection. A few days after her abjuration, when she was forced to wear a dress, she told a tribunal member that "a great English lord had entered her prison and tried to take her by force."[91] She resumed male attire either as a defense against molestation or, in the testimony of Jean Massieu, because her dress had been taken by the guards and she was left with nothing else to wear.[92]
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Her resumption of male military clothing was labeled a relapse into heresy for cross-dressing, although this would later be disputed by the inquisitor who presided over the appeals court that examined the case after the war. Medieval Catholic doctrine held that cross-dressing should be evaluated based on context, as stated in the Summa Theologica by St. Thomas Aquinas, which says that necessity would be a permissible reason for cross-dressing.[93] This would include the use of clothing as protection against rape if the clothing would offer protection. In terms of doctrine, she had been justified in disguising herself as a pageboy during her journey through enemy territory, and she was justified in wearing armor during battle and protective clothing in camp and then in prison. The Chronique de la Pucelle states that it deterred molestation while she was camped in the field. When her soldiers' clothing was not needed while on campaign, she was said to have gone back to wearing a dress.[94] Clergy who later testified at the posthumous appellate trial affirmed that she continued to wear male clothing in prison to deter molestation and rape.[89]
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Joan referred the court to the Poitiers inquiry when questioned on the matter. The Poitiers record no longer survives, but circumstances indicate the Poitiers clerics had approved her practice.[95] She also kept her hair cut short through her military campaigns and while in prison. Her supporters, such as the theologian Jean Gerson, defended her hairstyle for practical reasons, as did Inquisitor Brehal later during the appellate trial.[96] Nonetheless, at the trial in 1431 she was condemned and sentenced to die. Boyd described Joan's trial as so "unfair" that the trial transcripts were later used as evidence for canonizing her in the 20th century.[53]
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Eyewitnesses described the scene of the execution by burning on 30 May 1431. Tied to a tall pillar at the Vieux-Marché in Rouen, she asked two of the clergy, Fr. Martin Ladvenu and Fr. Isambart de la Pierre, to hold a crucifix before her. An English soldier also constructed a small cross that she put in the front of her dress. After she died, the English raked back the coals to expose her charred body so that no one could claim she had escaped alive. They then burned the body twice more, to reduce it to ashes and prevent any collection of relics, and cast her remains into the Seine River.[97] The executioner, Geoffroy Thérage, later stated that he "greatly feared to be damned for he had burned a holy woman."[98]
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The Hundred Years' War continued for twenty-two years after her death. Charles VII retained legitimacy as the king of France in spite of a rival coronation held for Henry VI at Notre-Dame cathedral in Paris on 16 December 1431, the boy's tenth birthday. Before England could rebuild its military leadership and force of longbowmen lost in 1429, the country lost its alliance with Burgundy when the Treaty of Arras was signed in 1435. The Duke of Bedford died the same year and Henry VI became the youngest king of England to rule without a regent. His weak leadership was probably the most important factor in ending the conflict. Kelly DeVries argues that Joan of Arc's aggressive use of artillery and frontal assaults influenced French tactics for the rest of the war.[99]
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In 1452, during the posthumous investigation into her execution, the Church declared that a religious play in her honor at Orléans would allow attendees to gain an indulgence (remission of temporal punishment for sin) by making a pilgrimage to the event.[100]
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A posthumous retrial opened after the war ended. Pope Callixtus III authorized this proceeding, also known as the "nullification trial", at the request of Inquisitor-General Jean Bréhal and Joan's mother Isabelle Romée. The purpose of the trial was to investigate whether the trial of condemnation and its verdict had been handled justly and according to canon law. Investigations started with an inquest by Guillaume Bouillé, a theologian and former rector of the University of Paris (Sorbonne).
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Bréhal conducted an investigation in 1452. A formal appeal followed in November 1455. The appellate process involved clergy from throughout Europe and observed standard court procedure. A panel of theologians analyzed testimony from 115 witnesses. Bréhal drew up his final summary in June 1456, which describes Joan as a martyr and implicated the late Pierre Cauchon with heresy[101] for having convicted an innocent woman in pursuit of a secular vendetta. The technical reason for her execution had been a Biblical clothing law.[102] The nullification trial reversed the conviction in part because the condemnation proceeding had failed to consider the doctrinal exceptions to that stricture. The appellate court declared her innocent on 7 July 1456.[103]
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Joan of Arc became a symbol of the Catholic League during the 16th century.
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When Félix Dupanloup was made bishop of Orléans in 1849, he pronounced a fervid panegyric on Joan of Arc, which attracted attention in England as well as France, and he led the efforts which culminated in Joan of Arc's beatification in 1909.[104] She was canonized as a saint of the Roman Catholic Church on 16 May 1920 by Pope Benedict XV in his bull Divina disponente.[105]
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Joan of Arc became a semi-legendary figure for the four centuries after her death. The main sources of information about her were chronicles. Five original manuscripts of her condemnation trial surfaced in old archives during the 19th century. Soon, historians also located the complete records of her rehabilitation trial, which contained sworn testimony from 115 witnesses, and the original French notes for the Latin condemnation trial transcript. Various contemporary letters also emerged, three of which carry the signature Jehanne in the unsteady hand of a person learning to write.[106] This unusual wealth of primary source material is one reason DeVries declares, "No person of the Middle Ages, male or female, has been the subject of more study."[107]
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Joan of Arc came from an obscure village and rose to prominence when she was a teenager, and she did so as an uneducated peasant. The French and English kings had justified the ongoing war through competing interpretations of inheritance law, first concerning Edward III's claim to the French throne and then Henry VI's. The conflict had been a legalistic feud between two related royal families, but Joan transformed it along religious lines and gave meaning to appeals such as that of squire Jean de Metz when he asked, "Must the king be driven from the kingdom; and are we to be English?"[34] In the words of Stephen Richey, "She turned what had been a dry dynastic squabble that left the common people unmoved except for their own suffering into a passionately popular war of national liberation."[108] Richey also expresses the breadth of her subsequent appeal:
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The people who came after her in the five centuries since her death tried to make everything of her: demonic fanatic, spiritual mystic, naive and tragically ill-used tool of the powerful, creator and icon of modern popular nationalism, adored heroine, saint. She insisted, even when threatened with torture and faced with death by fire, that she was guided by voices from God. Voices or no voices, her achievements leave anyone who knows her story shaking his head in amazed wonder.[108]
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From Christine de Pizan to the present, women have looked to Joan as a positive example of a brave and active woman.[109] She operated within a religious tradition that believed an exceptional person from any level of society might receive a divine calling. Some of her most significant aid came from women. King Charles VII's mother-in-law, Yolande of Aragon, confirmed Joan's virginity and financed her departure to Orléans. Joan of Luxembourg, aunt to the count of Luxembourg who held custody of her after Compiègne, alleviated her conditions of captivity and may have delayed her sale to the English. Finally, Anne of Burgundy, the duchess of Bedford and wife to the regent of England, declared Joan a virgin during pretrial inquiries.[110]
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Three separate vessels of the French Navy have been named after her, including a helicopter carrier that was retired from active service on 7 June 2010. At present, the French far-right political party Front National holds rallies at her statues, reproduces her image in the party's publications, and uses a tricolor flame partly symbolic of her martyrdom as its emblem. This party's opponents sometimes satirize its appropriation of her image.[111] The French civic holiday in her honour, set in 1920, is the second Sunday of May.[112]
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World War I songs include "Joan of Arc, They Are Calling You", and "Joan of Arc's Answer Song".[113][114]
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Joan of Arc's religious visions have remained an ongoing topic of interest. She identified Saint Margaret, Saint Catherine, and Saint Michael as the sources of her revelations, although there is some ambiguity as to which of several identically named saints she intended.
|
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Analysis of her visions is problematic since the main source of information on this topic is the condemnation trial transcript in which she defied customary courtroom procedure about a witness oath and specifically refused to answer every question about her visions. She complained that a standard witness oath would conflict with an oath she had previously sworn to maintain confidentiality about meetings with her king. It remains unknown to what extent the surviving record may represent the fabrications of corrupt court officials or her own possible fabrications to protect state secrets.[115] Some historians sidestep speculation about the visions by asserting that her belief in her calling is more relevant than questions about the visions' ultimate origin.[116]
|
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A number of more recent scholars attempted to explain her visions in psychiatric or neurological terms. Potential diagnoses have included epilepsy, migraine, tuberculosis, and schizophrenia.[117] None of the putative diagnoses have gained consensus support, and many scholars have argued that she didn't display any of the objective symptoms that can accompany the mental illnesses which have been suggested, such as schizophrenia. Dr. Philip Mackowiak dismissed the possibility of schizophrenia and several other disorders (Temporal Lobe Epilepsy and ergot poisoning) in a chapter on Joan of Arc in his book Post-Mortem in 2007.[118]
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Dr. John Hughes rejected the idea that Joan of Arc suffered from epilepsy in an article in the academic journal Epilepsy & Behavior.[119]
|
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Two experts who analyzed the hypothesis of temporal lobe tuberculoma in the medical journal Neuropsychobiology expressed their misgivings about this claim in the following statement:
|
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+
|
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+
It is difficult to draw final conclusions, but it would seem unlikely that widespread tuberculosis, a serious disease, was present in this "patient" whose life-style and activities would surely have been impossible had such a serious disease been present.[120]
|
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|
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In response to another such theory alleging that her visions were caused by bovine tuberculosis as a result of drinking unpasteurized milk, historian Régine Pernoud wrote that if drinking unpasteurized milk could produce such potential benefits for the nation, then the French government should stop mandating the pasteurization of milk.[121]
|
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Joan of Arc gained favor in the court of King Charles VII, who accepted her as sane. He would have been familiar with the signs of madness because his own father, Charles VI, had suffered from it. Charles VI was popularly known as "Charles the Mad", and much of France's political and military decline during his reign could be attributed to the power vacuum that his episodes of insanity had produced. The previous king had believed he was made of glass, a delusion no courtier had mistaken for a religious awakening. Fears that King Charles VII would manifest the same insanity may have factored into the attempt to disinherit him at Troyes. This stigma was so persistent that contemporaries of the next generation would attribute to inherited madness the breakdown that England's King Henry VI was to suffer in 1453: Henry VI was nephew to Charles VII and grandson to Charles VI. The court of Charles VII was shrewd and skeptical on the subject of mental health.[122][123] Upon Joan's arrival at Chinon the royal counselor Jacques Gélu cautioned,
|
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|
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+
One should not lightly alter any policy because of conversation with a girl, a peasant ... so susceptible to illusions; one should not make oneself ridiculous in the sight of foreign nations.
|
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+
|
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+
She remained astute to the end of her life and the rehabilitation trial testimony frequently marvels at her astuteness:
|
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+
|
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+
Often they [the judges] turned from one question to another, changing about, but, notwithstanding this, she answered prudently, and evinced a wonderful memory.[124]
|
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|
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+
Her subtle replies under interrogation even forced the court to stop holding public sessions.[84]
|
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|
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In 1867, a jar was found in a Paris pharmacy with the inscription "Remains found under the stake of Joan of Arc, virgin of Orleans." They consisted of a charred human rib, carbonized wood, a piece of linen and a cat femur—explained as the practice of throwing black cats onto the pyre of witches. In 2006, Philippe Charlier, a forensic scientist at Raymond Poincaré University Hospital (Garches) was authorized to study the relics. Carbon-14 tests and various spectroscopic analyses were performed, and the results determined that the remains come from an Egyptian mummy from the sixth to the third century BC.[126]
|
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|
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+
In March 2016 a ring believed to have been worn by Joan, which had passed through the hands of several prominent people including a cardinal, a king, an aristocrat and the daughter of a British physician, was sold at auction to the Puy du Fou, a historical theme park, for £300,000.[127] There is no conclusive proof that she owned the ring, but its unusual design closely matches Joan's own words about her ring at her trial.[128][129] The Arts Council later determined the ring should not have left the United Kingdom. The purchasers appealed, including to Queen Elizabeth II, and the ring was allowed to remain in France. The ring was reportedly first passed to Cardinal Henry Beaufort, who attended Joan's trial and execution in 1431.[130]
|
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The standard accounts of the life of Joan of Arc have been challenged by revisionist authors. Claims include: that Joan of Arc was not actually burned at the stake;[131] that she was secretly the half sister of King Charles VII;[132] that she was not a true Christian but a member of a pagan cult;[133] and that most of the story of Joan of Arc is actually a myth.[134]
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1 |
+
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Pope John Paul I (Latin: Ioannes Paulus I; Italian: Giovanni Paolo I; born Albino Luciani [alˈbiːno luˈtʃaːni]; 17 October 1912 – 28 September 1978) was head of the Catholic Church and sovereign of the Vatican City from 26 August 1978 to his death 33 days later. He was the first pope to have been born in the 20th century. His reign is among the shortest in papal history, resulting in the most recent year of three popes, the first to occur since 1605. John Paul I remains the most recent Italian-born pope, the last in a succession of such popes that started with Clement VII in 1523.
|
4 |
+
|
5 |
+
He was declared a Servant of God by his successor, John Paul II, on 23 November 2003, the first step on the road to sainthood. Pope Francis confirmed his heroic virtue on 8 November 2017 and named him as Venerable.
|
6 |
+
|
7 |
+
Before the papal conclave that elected him, he expressed his desire not to be elected, telling those close to him that he would decline the papacy if elected, but, upon the cardinals' electing him, he felt an obligation to say yes.[2] He was the first pontiff to have a double name, choosing "John Paul" in honour of his two immediate predecessors, John XXIII and Paul VI. He explained that he was indebted to John XXIII and to Paul VI for naming him a bishop and a cardinal, respectively. Furthermore, he was the first pope to add the regnal number "I", designating himself "the First".
|
8 |
+
|
9 |
+
His two immediate successors, John Paul II and Benedict XVI, later recalled the warm qualities of the late pontiff in several addresses. In Italy, he is remembered with the appellatives of "Il Papa del Sorriso" (The Smiling Pope)[3] and "Il Sorriso di Dio" (The smile of God).[4] Time magazine and other publications referred to him as "The September Pope".[5] He is also known in Italy as "Papa Luciani". In his hometown of Canale d'Agordo a museum built and named in his honor is dedicated to his life and brief papacy.
|
10 |
+
|
11 |
+
Albino Luciani was born on 17 October 1912 in Forno di Canale (now Canale d'Agordo) in Belluno, a province of the Veneto region in Northern Italy. He was the son of Giovanni Luciani (c. 1872–1952), a bricklayer, and Bortola Tancon (c. 1879–1947). Albino was followed by two brothers, Federico (1915–1916) and Edoardo (1917–2008), and a sister, Antonia (1920–2010). He was baptised on the day he was born by the midwife because he was considered to be in danger of death, and the solemn rites of baptism were formalised in the parish church two days later.[6]
|
12 |
+
|
13 |
+
Luciani was a restless child, in 1922, aged 10, he was awestruck when a Capuchin friar came to his village to preach the Lenten sermons. From that moment he decided that he wanted to become a priest and went to his father to ask for his permission. His father agreed and said to him: "I hope that when you become a priest you will be on the side of the workers, for Christ Himself would have been on their side".[7]
|
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+
|
15 |
+
Luciani entered the minor seminary of Feltre in 1923, where his teachers found him "too lively", and later went on to the major seminary of Belluno. During his stay at Belluno, he attempted to join the Jesuits but was denied by the seminary's rector, Bishop Giosuè Cattarossi.[8]
|
16 |
+
|
17 |
+
Ordained a priest on 7 July 1935, Luciani then served as a curate in his native Forno de Canale before becoming a professor and the vice-rector of the Belluno seminary in 1937.[6] Among the different subjects, he taught dogmatic and moral theology, canon law and sacred art.
|
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+
|
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+
In 1941, Luciani started to work on a Doctorate of Sacred Theology from the Pontifical Gregorian University.[6] This required at least one year's attendance in Rome. However, the Belluno seminary's superiors wanted him to continue teaching during his doctoral studies. The situation was resolved by a special dispensation by Pope Pius XII on 27 March 1941. His thesis (The origin of the human soul according to Antonio Rosmini) largely attacked Rosmini's theology and earned him his doctorate magna cum laude in 1947.[6]
|
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+
|
21 |
+
In 1947, he was named chancellor to Bishop Girolamo Bortignon, OFM Cap, of Belluno.[6] In 1954, he was named the vicar general for the Belluno diocese.[6] Luciani was nominated for the position of Bishop several times but he was passed down each time due to his poor health, stature and his resigned appearance. In 1949, he published a book titled Catechesis in crumbs. This book, his first, was about teaching the truths of the faith in a simple way, directly and comprehensible to all people.
|
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+
|
23 |
+
On 15 December 1958, Luciani was appointed Bishop of Vittorio Veneto by Pope John XXIII. He received his episcopal consecration later that month from Pope John XXIII himself, with Bishops Bortignon and Gioacchino Muccin serving as the co-consecrators. Luciani took possession of the diocese on 11 January 1959, with Humilitas (Humility) as his episcopal motto.[6] In his first address to his new diocese, he told the people that he sought to be "a bishop who is a teacher and a servant".[7]
|
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+
|
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+
As a bishop, he participated in all the sessions of the Second Vatican Council (1962–1965). On 18 April 1962, Luciani issued a pastoral letter, entitled "Notes on the Council", in order to alert the faithful to the structure of the proceedings and the overall purpose of the Council, chiefly, the doctrinal and practical issues.[9]
|
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+
|
27 |
+
Between 1965 and 1969 he faced the schism of Montaner: almost all the residents of Montaner, a frazione of Sarmede, decided to renounce Catholicism and embrace the Orthodox religion, because they had great disagreement with their bishop Monsignor Luciani. The people did not agree with Luciani's decision to appoint John Gava as a new priest in 1966 since the people wanted their own choice, rather than the one Luciani had settled on. The people then wanted a compromise: make their choice the parish's vice-rector if not parish priest. But Monsignor Luciani said the small village needed only one priest, and that he was the sole authority on priestly selection. Continually, he recommended new priests, but each was denied by the people. Finally, he was escorted by the police and took the Eucharist from the Montaner church, leaving the church unblessed, and waiting for their next move.
|
28 |
+
|
29 |
+
In 1966, Luciani visited Burundi in East Africa.[10]
|
30 |
+
|
31 |
+
On 15 December 1969, Luciani was appointed the new Patriarch of Venice by Pope Paul VI, taking possession of his new archdiocese the following February. That same month he received honorary citizenship of the town of Vittorio Veneto, where he had previously served as bishop.
|
32 |
+
|
33 |
+
At the Synod of Bishops held in Rome in 1971, to which he was personally invited by the pope, Luciani suggested to the bishops assembled that dioceses in countries that were heavily industrialised should relinquish around 1% of all their income to Third World nations to be given "not as alms, but something that is owed. Owed to compensate for the injustices that our consumer-oriented world is committing towards the 'world on the way to development' and to in some way make reparation for social sin, of which we must become aware".[7]
|
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+
|
35 |
+
Pope Paul VI created Luciani the Cardinal-Priest of San Marco in the consistory on 5 March 1973.[6]
|
36 |
+
|
37 |
+
During his time as Patriarch of Venice, Luciani clashed with priests who supported the liberalisation of divorce in Italy, eventually suspending some of them.[2] At the same time, he was opposed to the 1974 referendum restricting divorce after it had been liberalised, feeling that such a move would fail and simply point out a divided Church with declining influence.[2]
|
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+
|
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+
In 1975, Luciani travelled to Germany in May. Later that year (6–21 November), he visited Brazil where he met with members of the clergy, including Cardinal Aloísio Lorscheider. Upon his return to Italy, he suffered an embolus in his right eye. A few months after that, Luciani also made a visit to Fatima. While there, he met with Sister Lucia dos Santos, the surviving visionary of three children who claimed to see apparitions of the Blessed Virgin Mary back in 1917, revered under the title of Our Lady of Fatima. When Cardinal Luciani met Sister Lucia, she referred to him as "Holy Father". This greeting shocked the humble cardinal.[11] In January 1976, he published Illustrissimi ("To the Illustrious Ones"), a collection of letters penned by him in previous years, whimsically addressed to historical and literary figures such as Dickens, G. K. Chesterton, Maria Theresa of Austria, Saint Teresa of Avila, Goethe, Figaro, Pinocchio, the Pickwick Club, King David and Jesus. These letters written in very clear and simple, yet often witty language as a way of relating elements of the Gospel to modern life.
|
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+
|
41 |
+
In 1975, he suggested that there be disciplinary punishment for priests who spoke out in favor of the Communist Party or other leftist groups.[12]
|
42 |
+
|
43 |
+
In 1976, Luciani sold a gold cross and pectoral gold chain that Pope John XXIII had given to him (which once belonged to Pope Pius XII before him) to raise money for disabled children.[13] He also urged fellow priests in Venice to sell their valuables to contribute to this cause and as a way for them to live simply and humbly.[10]
|
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+
|
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+
As Patriarch of Venice, Luciani would establish family counseling clinics to assist the poor cope with marital, financial and sexual problems. He was seen as a champion of the poor and he even once ordered the sale of gold in churches to provide money to help handicapped children.[12] He was also against worker priests—those who went to work in the factories and fields to labor with the laity—and he also criticised unions over strikes and workers' demonstrations.
|
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+
|
47 |
+
Pope Paul VI died on 6 August 1978, ending a reign of fifteen years. Luciani had gone to the late pope's funeral and mingled with the crowds who wanted to view the body. The crowds were such that he thought he would not reach the body, but once he was recognised he was then led to another place and was offered a bench to kneel and pray.[14]
|
48 |
+
|
49 |
+
Luciani was summoned to Rome for the conclave to elect the new pope. Luciani was not considered papabile at the time though mentioned upon occasion in several papers, but a few cardinals approached him with their opinion that he would make a fine pontiff. The electors did not want a Curial figure, as Paul VI had been, but a warm and pastoral figure like Pope John XXIII.
|
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+
|
51 |
+
Luciani was elected on the fourth ballot of the August 1978 papal conclave. Luciani had previously said to his secretary, Father Diego Lorenzi and to Father Prospero Grech (later a cardinal himself), that he would decline the papacy if elected, and that he intended to vote for Aloísio Cardinal Lorscheider, whom he met in Brazil.[2] Cardinal Jaime Sin of the Philippines told him: "You will be the new pope."[10]
|
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+
|
53 |
+
However, when he was asked by Cardinal Jean-Marie Villot if he accepted his election, Luciani replied, "May God forgive you for what you have done" but accepted election. After his election, when Cardinal Sin paid him homage, the new pope said: "You were a prophet, but my reign will be a short one".[10] On the balcony of St Peter's Basilica, protodeacon Cardinal Pericle Felici announced that the cardinals had elected Albino Luciani, Patriarch of Venice, who had chosen the name Pope John Paul I.[15] It was the first time that a pope chose a double name. He later explained that the double name was taken to gratefully honour his two immediate predecessors: John XXIII, who had named him a bishop, and Paul VI, who had named him Patriarch of Venice and Cardinal.[15] He was also the first pope to designate himself "the First" with the name.[16][17] (Pope Francis, elected in 2013, also took a previously-unused papal name but chose not to be called "the First".)
|
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+
|
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+
In the aftermath of the election, the pope confided to his brother Edoardo that his first thought was to call himself "Pius XIII" in honour of Pope Pius XI, but he gave up on the idea, worried that the traditionalist members of the Church might exploit this choice of regnal name.[18]
|
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|
57 |
+
Observers have suggested that his selection was a compromise to satisfy rumoured divisions among seemingly rival camps within the College of Cardinals:[15]
|
58 |
+
|
59 |
+
During the days following the conclave, the cardinals were generally elated at the reaction to Pope John Paul I, some of them happily saying that they had elected "God's candidate".[15] Argentine Cardinal Eduardo Francisco Pironio stated, "We were witnesses of a moral miracle."[15] Mother Teresa, commenting about the new pope, "He has been the greatest gift of God, a sun beam of God's love shining in the darkness of the world."[15] British primate Basil Cardinal Hume declared: "Once it had happened, it seemed totally and entirely right ... We felt as if our hands were being guided as we wrote his name on the paper".[10]
|
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+
|
61 |
+
A dramatic event, soon after the election, occurred when the leader of the delegation from the Russian Orthodox Church, Metropolitan Nikodim (Rotov) of Leningrad, collapsed and died after a ceremony on 5 September 1978. The new pope immediately came over and prayed for him.[19]
|
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+
|
63 |
+
After he became pope he had set six plans down which would dictate his pontificate:
|
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+
|
65 |
+
After his election, John Paul I quickly made several decisions that would "humanise" the office of pope. He was the first modern pope to speak in the singular form, using 'I' instead of the royal we, though the official records of his speeches were often rewritten in more formal style by aides, who reinstated the royal we in press releases and in L'Osservatore Romano. He initially refused to use the sedia gestatoria until others convinced him of its need in order to allow himself to be seen by crowds. He was the last pope to use it. He was the first pope to refuse to be crowned. Instead of a coronation, he inaugurated his papacy with a "papal inauguration" where he received the papal pallium as the symbol of his position as Bishop of Rome.[20]
|
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+
|
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+
The moral theology of John Paul I had been openly debated because of his opinions expressed on a number of issues, particularly birth control. It is debated whether John Paul I was liberal, conservative, or a moderate in matters of church doctrine, thus it is difficult to assess his views.
|
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|
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+
Luciani had mixed feelings in regard to the traditional stance on contraception. In 1968, as Bishop of Vittorio Veneto, he submitted a report to his predecessor as the Patriarch of Venice, Giovanni Urbani, that argued that the contraceptive pill should be permitted. It was agreed on by fellow Veneto bishops and was later submitted to Pope Paul VI.[21] When Humanae vitae was released, Luciani defended that document. But he seemed to contradict that defence in a letter he wrote to his diocese four days after the release of the encyclical.[22] In May 1978, Cardinal Luciani was invited to speak at a Milanese conference to celebrate the 10th anniversary of the encyclical. He refused to speak at the event or even attend it.[21]
|
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|
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+
Raymond & Lauretta take a different view, saying that while serving as Patriarch of Venice, "Luciani was intransigent with his upholding of the teaching of the Church and severe with those, who through intellectual pride and disobedience paid no attention to the Church's prohibition of contraception, though while not condoning the sin, he was patient with those who sincerely tried and failed to live up to the Church's teaching."[3]
|
72 |
+
|
73 |
+
In his letter to Carlo Goldoni from the book Illustrissimi, Luciani took a critical perspective of abortion and argued that it violated God's law and that it went against the deepest aspirations of women, profoundly disturbing them.[23]
|
74 |
+
|
75 |
+
In an interview before the death of Pope Paul VI in 1978 when asked for his reaction to the birth of the first test-tube baby Louise Brown, Luciani expressed concerns about the possibility that artificial insemination could lead to women being used as "baby factories" but he refused to condemn the parents.
|
76 |
+
|
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+
It was his view that, "from every side the press is sending its congratulations to the English couple and best wishes to their baby girl. In imitation of God, who desires and loves human life, I too offer my best wishes to the baby girl. As for her parents, I do not have any right to condemn them; subjectively, if they have acted with the right intention and in good faith, they may even obtain great merit before God for what they have decided on and asked the doctors to carry out." Luciani added, "Getting down, however, to the act in itself, and good faith aside, the moral problem which is posed is: is extrauterine fertilization in vitro or in a test tube, licit?... I do not find any valid reasons to deviate from this norm, by declaring licit the separation of the transmission of life from the marriage act."[24]
|
78 |
+
|
79 |
+
In 1969, Luciani was cautious of de facto relationships as a lesser evil to divorce. He said that unions like those shouldn't be the same as marriage but he added that "there are, in undeniably pathological family situations, painful cases. To remedy that, some propose a divorce, which, conversely, would aggravate this. But some remedy outside of divorce, you can't really find? Once the legitimate family is protected and made a place of honor, you will not be able to recognize with all appropriate precautions some civil effect to de facto unions."[25]
|
80 |
+
|
81 |
+
In a 1974 interview while he was the Patriarch of Venice, Luciani upheld the traditional line: "A sexuality that is worthy of man must be a part of love for a person of a different sex with the added commitments of fidelity and indissolubility."[26]
|
82 |
+
|
83 |
+
In a 1975 talk Luciani gave to a group of sisters, he expressed his views on the ordination of women into the priesthood:
|
84 |
+
|
85 |
+
You will ask: what about ... the priesthood itself? I can say to you: Christ bestowed the pastoral ministry on men alone, on his apostles. Did he mean this to be valid only for a short time, almost as though he made allowances for the prejudice about the inferiority of women prevalent in his time? Or did he intend it to be valid always? Let it be very clear: Christ never accepted the prejudice about the inferiority of women: they are always admirable figures in the Gospels, more so than the apostles themselves. The priesthood, however, is a service given by means of spiritual powers and not a form of superiority. Through the will of Christ, women—in my judgment—carry out a different, complementary, and precious service in the church, but they are not "possible priests" ... That does not do wrong to women.[27]
|
86 |
+
|
87 |
+
John Paul I reiterated the official views of the church in regard to Marxism and Catholicism being incompatible and believed it to be a "weapon to disobey" the Christian faith. As Patriarch of Venice, he struggled at times with Marxist students who were demanding changes in Venetian policies. He also forbade those factions that were Marxist threatening the faith.[28]
|
88 |
+
|
89 |
+
John Paul I was a friend to the Muslim people and as Patriarch of Venice said to Catholics that faithful Muslims had the "right to build a mosque" to practice their faith in the archdiocese. In November 1964 he explained the declaration of Dignitatis humanae: "There are 4,000 Muslims in Rome: they have the right to build a mosque. There is nothing to say: you have to let them do it".[25]
|
90 |
+
|
91 |
+
Luciani stressed the need throughout his time as Bishop of Vittorio Veneto to answer the universal call to holiness as was an invitation in the Second Vatican Council. He believed that sainthood was something that all Catholics could achieve if they led a life of service to God. Luciani said that there were no barriers to sainthood and discussed this theme of the council in a homily on 6 January 1962: "We are called by God to be true saints". Luciani stressed the importance of this and said God invites Catholics and obligates them to sainthood. He also said that by professing love for God, Catholics say: "my God I want to be holy, I will strive to be holy".[29]
|
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+
|
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During his brief pontificate, John Paul I spoke three times on the concept of God's mercy. In his General Audience address on 13 September 1978, the pope said that the entire point of mercy is "to surrender to God" through faith in Him, which goes about "transforming one's life" in the fight against sin, and the pursuit of holiness. The pope continued that "God has so much tenderness for us" in which "He begs me to repent" from sin so as to return to God's embrace. The pope concluded that "the Church too must be good; good to everyone" in its own outreach to the faithful.[30]
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John Paul I, in his Angelus address on 24 September 1978, spoke about the importance of doing good deeds through charitable and merciful acts in society, as to make the world more just, and to improve the overall conditions of society. The pope elaborated that it was important to "try to be good and to infect others with a goodness imbued with the meekness and love taught by Christ", while seeking to give our all in service to others. The pope further points out Christ's example on the Cross, in which he forgave and excused those who persecuted, referring to it as a sentiment which "would help society so much" if put into constant practice.[31]
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The pope also spoke about mercy in his address at the General Audience on 27 September 1978, in which he referred to God as "infinite good" capable of providing for our "eternal happiness" in His love for us. John Paul I continued that it may be "difficult to love others; we do not find them likeable, they have offended us and hurt us", though says that forgiveness between brothers and sisters is very important for unity and peace among people. Additionally, the pope referred to the seven corporal and spiritual acts of mercy, which he said acted as a guide for Christians, though highlighting the fact that "the list is not complete and it would be necessary to update it" as times change since global situations change. The pope concluded that justice adds to charity, which is linked to the theme of mercy.[32]
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Prior to his election, Luciani wrote an article on 25 July 1978 for Il Gazettino di Venezia analyzing some of the aspects of Josemaría Escrivá's teachings of Opus Dei. He stated that he was more of a radical figure who taught about the universal call to holiness. While others emphasised monastic spirituality applied to lay people, for Escrivá "it is the material work itself which must be turned into prayer and sanctity", thus providing a lay spirituality.[33]
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Luciani had attended all sessions of the Second Vatican Council (1962–65) while he was the Bishop of Vittorio Veneto. He had hoped that the council would highlight "Christian optimism" in terms of Christ's teachings against the culture of relativism. He denounced a fundamental ignorance of the "basic elements of the faith"—it was this point that he wished to focus on as opposed to secularism throughout the world.
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In terms of global interpretation of the council, Luciani wrote: "The physiognomy and structure of the Catholic Church have been determined once and for all by the Lord and cannot be touched. If anything, superstructures can. Things that have not been determined by Christ, but were introduced by popes or councils or the faithful, can be changed, or eliminated today or tomorrow. Yesterday they might have introduced a certain number of dioceses, a certain way to lead missions, to educate priests, they might have chosen to follow certain cultural trends. Well, this can be changed and one can say "the Church that comes out of the Council is still the same as it was yesterday, but renewed". No one can ever say "We have a new Church, different from what it was".
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In regard to religious freedom, Luciani wrote about the council's declaration, "Dignitatis humanae". In his writings, he said that there is only one true religion that must be followed and no other, affirming that Jesus Christ is the Truth, and that the truth will set one truly free. Though, he said that those that will not accept the one true Catholic Faith, for whatever reason, are indeed free to profess their own religion for various reasons. He makes a clear understanding of true and false liberty. He says that true freedom comes from God, that God makes man free. However, he does continue in repeating the teaching that error does not come from God, and although we are capable or err and sin, and that one who rejects truth cannot be forced to believe it, it is not a God given right to do error. He continues to say that religious freedom must be freely exercised by the individual. He writes that the choice of religion must be a free choice or else one's faith is not real or because they really believe. So he makes clear that for the purposes of keeping peace and order in a diverse society and accepting the free will of man, the freedom of an individual to profess their religion, within certain bounds, is indeed necessary.
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On 12 September 1978, Cardinal Mario Casariego y Acevedo of Guatemala invited the pope to visit Guatemala in 1979. The pope was said to have thanked him for the invitation but did not provide a response. The week before this, the pope said he was unable to accept an invitation to the Latin American Episcopal Conference in Puebla, Mexico for October due to his schedule.[34]
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No saints were canonised nor people beatified in his brief term on the papal throne, but José Gras y Granollers, Juan Vicente Zengotitabenoga Lausen and Giuseppe Beschin were made Servants of God during his pontificate on 22 September 1978.[35][36][37]
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John Paul I was regarded as a skilled communicator and writer. His book Illustrissimi, written while he was a cardinal, is a series of letters to a wide collection of historical and fictional persons. Among those still available are his letters to Jesus, King David, Figaro the Barber, Empress Maria Theresa and Pinocchio. Others 'written to' included Mark Twain, Charles Dickens and Christopher Marlowe.[38] He was also well-read, and was known for reading several newspapers each morning, including one from the Veneto region, before beginning his day.[39]
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John Paul I impressed people with his personal warmth. There are reports that within the Vatican he was seen as an intellectual lightweight not up to the responsibilities of the papacy, although David Yallop (In God's Name) says that this is the result of a whispering campaign by people in the Vatican who were opposed to Luciani's policies. In the words of John Cornwell, "they treated him with condescension"; one senior cleric discussing Luciani said "they have elected Peter Sellers."[40] Critics contrasted his sermons mentioning Pinocchio to the learned intellectual discourses of Pius XII or Paul VI. Visitors spoke of his isolation and loneliness and the fact that he was the first pope in decades not to have previously held either a diplomatic role (like Pius XI and John XXIII) or Curial role (like Pius XII and Paul VI) in the Church.
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His personal impact, however, was twofold: his image as a warm, gentle and kind man captivated the whole world. This image was immediately formed when he was presented to the crowd in St. Peter's Square following his election. The warmth of his presence made him a much-loved figure before he even spoke a word. The media in particular fell under his spell. He was a very skilled orator.
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According to his aides, he was not the naive idealist his critics made him out to be. Cardinal Giuseppe Caprio, the substitute Papal Secretary of State, said that John Paul I quickly accepted his new role and performed it with confidence.[41]
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John Paul I had admitted that the prospect of the papacy had daunted him to the point that other cardinals had to encourage him to accept it. He refused to have the millennium-old traditional papal coronation or wear the papal tiara.[42] He instead chose to have a simplified inauguration mass. John Paul I adopted as his motto the Latin word Humilitas ('Humility'). In his notable Angelus of 27 August 1978 (delivered on the first full day of his papacy), he impressed the world with his natural friendliness.[43]
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Sister Margherita Marin, who worked in the Vatican during Luciani's papacy, said in comments made in late 2017 that the pope had admitted the sisters into his apartment chapel for morning Mass, unlike his predecessor Paul VI who had only admitted his secretaries.[39] Marin also said that Luciani would speak the Venetian dialect with those Venetian sisters to make them more comfortable, and to better interact with them. The religious also noted that the pope's humor was evident to all those who spoke with him, and he would often joke with the sisters when seeing his picture in the papers: "But you see how they got me", in reference to the quality of his picture.
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On 29 September 1978, 33 days into his papacy, John Paul I was found dead in his bed with reading material and a bedside lamp still lit. He had probably suffered a heart attack the night before.[44]
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John Paul I's funeral was held in Saint Peter's Square on 4 October 1978, celebrated by Cardinal Carlo Confalonieri. In his eulogy of the late pope, he described him as a flashing comet who briefly lit up the church. He then was laid to rest in the Vatican grottoes.
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It was said that around 10 p.m. on the night of his death, the pope learned that several young neo-Fascists had fired upon a group of young people reading L'Unità, the Communist newspaper, outside one of the party's offices in Rome. One boy was killed while another was seriously wounded. The pope lamented to John Magee, "Even the young are killing each other." He later retired to his room to read Thomas à Kempis' The Imitation of Christ in bed.[45]
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There are several conspiracy speculations related to his death.
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The journalist and vice-postulator for Luciani's cause of canonization, Stefania Falasca, published a new book in 2017 titled Pope Luciani, Chronicle of a Death, in which she revealed that John Paul I had complained of chest pains hours before his death, and the evening before, but paid no attention to it and ordered that his doctor not be called.[46] Falasca confirmed, after interviewing the sisters who found him and documents from the Vatican Secret Archives, that Luciani died of a heart attack in late evening hours of 28 September.[47]
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The Cardinal Secretary of State Pietro Parolin, in his preface for the book, describes the various conspiracies regarding Luciani's death as little more than "noir reconstructions". Parolin further says that the sudden death of the pope inspired "myriad theories, suspicions, [and] suppositions" based on opinion rather than fact.[46]
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Falasca noted the 2009 testimony of Sister Margherita Marin (b. 1941), one of the two sisters who found the pope dead in his bedroom on the morning of 29 September. John Paul I had made it a practice to have a morning coffee in the sacristy and then go into the chapel to pray before tending to the day's matters.[48] Sister Vincenza had noted the pope had not touched the coffee she had left for him in the sacristy at 5:15am (after about ten minutes) and went looking for him but found him dead, and hastily summoned Marin who also went into the room. Marin testified that Luciani's hands were cold, and she was struck by the darkness of his nails.[46] Sister Vincenza said: "He hasn't come out yet? Why not?” and knocked a few more times but heard silence, then opened the door and walked in. Marin remained in the hallway but heard the elder sister say: "Your Holiness, you shouldn't pull these jokes on me" because Sister Vincenza also had heart problems.[46][48][47] Marin further testified that original information provided by the Vatican regarding who discovered the pope was wrong, since it had originally been claimed the discovery was by the pope's secretaries Lorenzi and Magee.[47] Marin testified that "he was in bed with a slight smile" on his face. The reading light over the headboard was still on, with his two pillows under his back propping him up, with his legs outstretched and his arms on top of the bedsheets. Luciani was still in his pajamas with a few typewritten sheets in his hands. His head was slightly turned to the right and his eyes were partially closed; his glasses rested on his nose.[48]
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Luciani had suffered a severe pain in his chest for about five minutes around 7:30pm while sitting reciting the vespers in the chapel with Magee before dinner, but insisted against calling for Doctor Renato Buzzonetti. The latter, the book claimed, was informed of that episode after the pope's death.[47] The book also revealed that, prior to the conclave that elected John Paul II, the cardinals had sent a series of written questions to the doctors who had embalmed Luciani either on 10 or 11 October to check if there had been any signs of traumatic injuries, so as to ascertain if he died naturally rather than suspiciously.[48][49] Doctor Buzzonetti sent a detailed report to the Cardinal Secretary of State Agostino Casaroli on 9 October 1979 detailing that the episode of pain Luciani suffered was in the upper part of the sternal region.[48]
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Sister Margherita noted in late 2017 in comments made in Belluno that the pope had made a half-hour phone call on the evening of his death to the Cardinal Giovanni Colombo and said he wanted the Salesian rector major Egidio Viganò to agree to serve as Luciani's successor as Patriarch of Venice.[39]
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The process for the canonisation for John Paul I formally began in 1990 with the petition by 226 Brazilian bishops, including four cardinals. The petition was addressed directly to Pope John Paul II.
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On 26 August 2002, Bishop Vincenzo Savio announced the start of the preliminary phase to collect documents and testimonies necessary to start the process of canonisation. On 8 June 2003 the Congregation for the Causes of Saints gave its assent to the work and on 17 June transferred the forum for the beatification process from Rome to Belluno-Feltre while also declaring the late pope as a Servant of God after declaring "nihil obstat" (no objections to the cause). On 23 November, on the Feast of Christ the King, the diocesan process formally opened in the Cathedral Basilica of Belluno with Cardinal José Saraiva Martins in charge and presiding over the inauguration.[50][51] The diocesan inquiry for the cause subsequently concluded on 11 November 2006 in Belluno with all the evidence collected being sent to the C.C.S. which received their validation on 13 June 2008. On 13 June 2008, the Vatican began the "Roman" phase of the beatification process for John Paul I, in which they would assess the documents and witness testimonies collected during the diocesan inquiry.
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The documents in regard to the cause were supposed to be delivered to the prefect of the Congregation for the Causes of Saints, Cardinal Angelo Amato on 17 October 2012 (the hundred year anniversary of the late pope's birth), in a large Positio dossier (consisting of a biography and investigation into his virtues) to examine the pros and cons of the cause. This was delayed due to the cause's supporters wanting another check over all the documents. In a mass at Belluno on 20 July 2014, Cardinal Tarcisio Bertone announced that the cause of beatification was set to advance. The cardinal highlighted that the Positio would be delivered in September 2014.[52][53] But the dossier was not submitted to the C.C.S. until 17 October 2016; there were five volumes with around 3600 pages in total.
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On 27 August 2015, Bishop Giuseppe Andrich announced that John Paul I would be beatified "soon". In a homily delivered during Mass in Canale d'Agordo, Luciani's home town, on the 37th anniversary of his election as Pope, Andrich said Church authorities had concluded the investigation into Luciani's heroic virtues. Following the conclusion of the "Positio" (3652 pages in total), they received several messages affirming personal experience of Luciani's holiness, including a handwritten card from Pope Emeritus Benedict XVI. The testimony of a Pope or former Pope in considering a candidate for sainthood is extremely unusual. Benedict XVI apparently recommended waiving the requirement for miracles in Luciani's case.[54][55]
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To determine whether or not the late pontiff should be declared Venerable, theologians and the members of the Congregation for the Causes of Saints must determine if the late pope lived a life of heroic virtue. This meeting took place on 1 June 2017 in which theologians unanimously approved the fact that the late pope exercised virtues to a heroic degree.[56] The cardinal and bishop members discussed the cause on 7 November 2017 and issued their unanimous approval.[57]
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Pope Francis named John Paul I as Venerable on 8 November 2017 after confirming his heroic virtue.[13]
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For Luciani to be beatified, the investigators have to certify at least one miracle attributed to his intercession. For canonisation there must be a second miracle, though the reigning pope may waive these requirements altogether, as is often done in the case of beatified popes.[58]
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It was reported in 2016 that a potential miracle attributed to the late pontiff's intercession occurred to a nun in Buenos Aires, Argentina.[59]
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The postulation also drew upon the testimony of Giuseppe Denora di Altamura who claimed to have been cured of cancer by the intercession of the late pontiff. An official investigation into the alleged miracle commenced on 14 May 2007 and concluded on 30 May 2009 with the C.C.S. validating the process on 25 March 2010.[60] Of course, the C.C.S. could not begin their thorough investigation into this case until the decree on his virtues was signed.
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The supposed miracle attributed to his intercession was taken to a medical board in Rome on 24 April 2015 and the commission came to the conclusion that it was not a miracle that could be attributed to Luciani. This means that another miracle will need to be found before the cause can continue.[61]
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The postulator for the cause was Bishop Enrico dal Covolo from 2003 until 2016 when Cardinal Beniamino Stella was appointed to that position. Stefania Falasca is the current vice-postulator.
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Pope John Paul I was the first pope to abandon coronation, and he was also the first pope to choose a double name (John Paul) for his papal name. His successor, Cardinal Karol Jozef Wojtyła, chose the same name. He was the first pope to have a Papal Inauguration and the last pope to use the Sedia Gestatoria. He was the first Pope born in the 20th century, and the last Pope to die in the 20th century.
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Cardinal Karol Wojtyła was elected John Paul I's successor as Pope on Monday, 16 October 1978. The next day he celebrated Mass together with the College of Cardinals in the Sistine Chapel. After the Mass, he delivered his first Urbi et Orbi (a traditional blessing) message, broadcast worldwide via radio. In it he pledged fidelity to the Second Vatican Council and paid tribute to his predecessor:[62]
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What can we say of John Paul I? It seems to us that only yesterday he emerged from this assembly of ours to put on the papal robes—not a light weight. But what warmth of charity, nay, what 'an abundant outpouring of love'—which came forth from him in the few days of his ministry and which in his last Sunday address before the Angelus he desired should come upon the world. This is also confirmed by his wise instructions to the faithful who were present at his public audiences on faith, hope and love.
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Benedict XVI spoke of the late pontiff on 28 September 2008 during his weekly Angelus address. Of the late pope, he said:
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Because of this virtue of his, it only took 33 days for Pope Luciani to win people's hearts. In his addresses he always referred to events in practical life, from his family memories and from popular wisdom. His simplicity was a vehicle for a solid, rich teaching which, thanks to the gift of an exceptional memory and a vast knowledge, he embellished with numerous citations from ecclesiastical and secular writers. Thus, he was an incomparable catechist, following in the footsteps of St Pius X, who came from the same region and was his predecessor first on the throne of St Mark and then on that of St Peter. 'We must feel small before God,' he said during the same Audience. And he added, 'I am not ashamed to feel like a child before his mother; one believes in one's mother; I believe in the Lord, in what he has revealed to me.' These words reveal the full depth of his faith. As we thank God for having given him to the church and to the world, let us treasure his example, striving to cultivate his same humility which enabled him to talk to everyone, especially the small and the 'distant.' For this, let us invoke Mary Most Holy, the humble handmaid of the Lord.
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Pope Francis spoke of his predecessor in his 2016 book The Name of God Is Mercy in which Francis recalls how touched he was by his predecessor's writings. More than any of his predecessors mentioned in his book, Francis refers to Luciani the most. The pope referred to Luciani's remarks at the latter's general audience of 6 September 1978 and mentioned how profound that his words were upon him; of the remarks Luciani made, he said:
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There is the homily when Albino Luciani said he had been chosen because the Lord preferred that certain things not be engraved in bronze or marble but in the dust, so that if the writing had remained, it would have been clear that the merit was only God's.
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So strongly did the writings of Couwase [Jean Pierre de Caussade] influence him that Luciani began to think very seriously of becoming a Jesuit. He watched as first one, then a second, of his close friends went to the rector, Bishop Giouse Cattarossi, and asked for permission to join the Jesuit order. In both instances the permission was granted to them. Luciani would soon make his decision, and so he went and asked for permission. The bishop considered the request, then responded, "No, three is one too many. You had better stay here.
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