mbochniak01 Claude Sonnet 4.6 commited on
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Add /refresh-cache endpoint, bi-encoder comparison, eval results, Ollama/Prometheus notes

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- POST /refresh-cache: evicts KB index cache and rebuilds all domain indexes on demand
- ARCHITECTURE.md: bi-encoder vs cross-encoder comparison with timing breakdown
- ARCHITECTURE.md: update faithfulness section from Claude-as-judge to Vectara HHEM v2
- README.md: add eval results table (L1 pass rates + L2 keyphrase coverage)
- README.md: fix stale ANTHROPIC_API_KEY β†’ HF_TOKEN, Claude Haiku β†’ Vectara HHEM v2
- NOTES.md: add Ollama and Prometheus as alternative judge approaches

Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>

Files changed (5) hide show
  1. ARCHITECTURE.md +47 -9
  2. NOTES.md +25 -0
  3. README.md +29 -3
  4. backend/app.py +12 -1
  5. backend/pipeline.py +7 -0
ARCHITECTURE.md CHANGED
@@ -31,7 +31,7 @@ USER QUERY + CLIENT SELECTION
31
  β”‚ β”‚
32
  β”‚ 2. _generate() β”‚
33
  β”‚ context injected into prompt β”‚
34
- β”‚ Claude Haiku generates answer β”‚
35
  β”‚ β”‚
36
  β”‚ 3. grade() β”‚
37
  β”‚ 5 L1 metrics run in sequence β”‚
@@ -60,7 +60,7 @@ Runs inline with every request. No ground truth required.
60
  | `pii_leakage` | Regex (SSN, email, phone, card) | binary | Safety gate β€” fails hard |
61
  | `token_budget` | Char count Γ· 4 | ≀ 512 tokens | Conciseness enforcement |
62
  | `answer_relevancy` | Cosine similarity (bi-encoder) | β‰₯ 0.45 | On-topic detection |
63
- | `faithfulness` | Claude Haiku judge (JSON output) | β‰₯ 0.70 | Hallucination detection |
64
  | `chain_terminology` | Deterministic lookup (RosettaStone) | 0 violations | Client language enforcement |
65
 
66
  ### L2 β€” Batch (local, against golden dataset)
@@ -77,6 +77,36 @@ on top of L1 metrics to verify factual completeness against reference answers.
77
 
78
  ## Key design decisions
79
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
80
  ### RosettaStone pattern
81
 
82
  Each domain has a canonical term vocabulary (`STOCK_CHECK`, `DRUG_APPROVAL`, etc.).
@@ -94,14 +124,22 @@ It flags rival-client terms appearing without the correct client term.
94
  **Why this matters:** in production multi-tenant AI systems, terminology leakage
95
  between clients is a real failure mode. This catches it mechanically.
96
 
97
- ### Faithfulness via Claude-as-judge
 
 
 
 
 
98
 
99
- The faithfulness grader calls Claude Haiku with a structured prompt and expects
100
- JSON output: `{faithful, score, unsupported_claims}`. This is the LLM-as-judge
101
- pattern β€” using a fast, cheap model to evaluate a slower, more capable model's output.
102
 
103
- **Tradeoff accepted:** adds ~0.5s latency and API cost per query. Alternative
104
- (NLI-based local model) would be faster but less accurate for open-domain claims.
 
 
 
105
 
106
  ### In-memory semantic retrieval
107
 
@@ -169,7 +207,7 @@ ui/
169
 
170
  | Decision | Alternative | Why this |
171
  |----------|-------------|----------|
172
- | Claude Haiku for faithfulness | Local NLI model (DeBERTa) | Simpler infra, better accuracy on open domain |
173
  | In-memory retrieval | Chroma / pgvector | No persistent storage needed at this scale |
174
  | Cosine for L1 relevancy | LLM reverse-question (RAGAS) | Zero extra API cost; L2 covers the gap |
175
  | Deterministic terminology check | LLM terminology judge | Zero latency, zero false negatives, auditable |
 
31
  β”‚ β”‚
32
  β”‚ 2. _generate() β”‚
33
  β”‚ context injected into prompt β”‚
34
+ β”‚ Llama 3 (HF Inference) generates answer β”‚
35
  β”‚ β”‚
36
  β”‚ 3. grade() β”‚
37
  β”‚ 5 L1 metrics run in sequence β”‚
 
60
  | `pii_leakage` | Regex (SSN, email, phone, card) | binary | Safety gate β€” fails hard |
61
  | `token_budget` | Char count Γ· 4 | ≀ 512 tokens | Conciseness enforcement |
62
  | `answer_relevancy` | Cosine similarity (bi-encoder) | β‰₯ 0.45 | On-topic detection |
63
+ | `faithfulness` | Vectara HHEM v2 cross-encoder | β‰₯ 0.35 | Hallucination detection |
64
  | `chain_terminology` | Deterministic lookup (RosettaStone) | 0 violations | Client language enforcement |
65
 
66
  ### L2 β€” Batch (local, against golden dataset)
 
77
 
78
  ## Key design decisions
79
 
80
+ ### Bi-encoder vs cross-encoder: where each is used
81
+
82
+ Two fundamentally different model architectures serve different roles in this system:
83
+
84
+ | | Bi-encoder | Cross-encoder |
85
+ |---|---|---|
86
+ | **How it works** | Encodes query and document independently β†’ compare embeddings | Encodes query + document jointly β†’ single relevance score |
87
+ | **Speed** | Fast β€” embeddings pre-computed at index build time | Slow β€” must re-encode every (query, doc) pair at inference |
88
+ | **Quality** | Good for retrieval: finds semantically similar docs | Better for re-ranking or NLI: captures fine-grained entailment |
89
+ | **Used here for** | KB retrieval (`all-MiniLM-L6-v2`) and answer relevancy | Faithfulness scoring (Vectara HHEM v2) |
90
+
91
+ **Measured overhead (CPU, HF Spaces):**
92
+
93
+ | Step | Model | Typical latency |
94
+ |------|-------|----------------|
95
+ | Query embedding | bi-encoder (`all-MiniLM-L6-v2`) | ~10–15 ms |
96
+ | KB cosine search (1,346 docs) | numpy matrix multiply | ~2 ms |
97
+ | Answer relevancy | bi-encoder (2 embeddings) | ~10 ms |
98
+ | Faithfulness (3 chunk pairs) | cross-encoder (Vectara HHEM v2) | ~300–600 ms |
99
+ | Total grading overhead | β€” | ~350–650 ms |
100
+
101
+ **Why bi-encoder for retrieval:** query time is constant regardless of KB size because
102
+ document embeddings are pre-built at startup. Adding 1,000 more drugs doesn't change
103
+ query latency β€” only index build time grows.
104
+
105
+ **Why cross-encoder for faithfulness:** cross-encoders see both the document and the
106
+ response simultaneously, capturing entailment relationships bi-encoders miss. A response
107
+ can be semantically similar to a document (high cosine) while still hallucinating specific
108
+ facts β€” the cross-encoder catches this, the bi-encoder does not.
109
+
110
  ### RosettaStone pattern
111
 
112
  Each domain has a canonical term vocabulary (`STOCK_CHECK`, `DRUG_APPROVAL`, etc.).
 
124
  **Why this matters:** in production multi-tenant AI systems, terminology leakage
125
  between clients is a real failure mode. This catches it mechanically.
126
 
127
+ ### Faithfulness via Vectara HHEM v2
128
+
129
+ The faithfulness grader uses [Vectara's Hallucination Evaluation Model](https://huggingface.co/vectara/hallucination_evaluation_model) β€”
130
+ a cross-encoder fine-tuned specifically for RAG faithfulness (not general NLI entailment).
131
+ It scores `(document_chunk, response)` pairs and returns a probability in [0, 1] that
132
+ the response is factually consistent with the document.
133
 
134
+ **Why not Claude-as-judge:** adds API cost and latency per query; non-deterministic;
135
+ requires prompt engineering to produce consistent scores. A purpose-built cross-encoder
136
+ is faster, cheaper, and more consistent for this specific task.
137
 
138
+ **Why not generic NLI (DeBERTa):** general NLI models are trained on textual entailment
139
+ benchmarks, not RAG faithfulness. They score whether a hypothesis follows logically from
140
+ a premise β€” a different task. Correct, grounded answers score near zero on NLI entailment,
141
+ causing false positives. HHEM v2 is trained on (document, response) pairs from real RAG
142
+ systems, which maps directly to this use case.
143
 
144
  ### In-memory semantic retrieval
145
 
 
207
 
208
  | Decision | Alternative | Why this |
209
  |----------|-------------|----------|
210
+ | Vectara HHEM v2 for faithfulness | Claude-as-judge / DeBERTa NLI | Purpose-built for RAG faithfulness; no API cost; deterministic |
211
  | In-memory retrieval | Chroma / pgvector | No persistent storage needed at this scale |
212
  | Cosine for L1 relevancy | LLM reverse-question (RAGAS) | Zero extra API cost; L2 covers the gap |
213
  | Deterministic terminology check | LLM terminology judge | Zero latency, zero false negatives, auditable |
NOTES.md CHANGED
@@ -43,6 +43,31 @@ teardown fixtures.
43
 
44
  ---
45
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
46
  ## What another 4 hours would add
47
 
48
  - **`eval/metrics.py` β€” L2 LLM metrics**: contextual precision (chunk ranking),
 
43
 
44
  ---
45
 
46
+ ## Alternative judge approaches considered
47
+
48
+ ### Ollama (local LLM judge)
49
+ Ollama can run Llama 3 / Mistral locally, making it a zero-cost alternative to
50
+ HF Inference API for both generation and LLM-as-judge evaluation. Tradeoffs:
51
+ requires local GPU or accepts slower CPU inference; no external API rate limits;
52
+ outputs are fully reproducible since the model version is pinned. For the
53
+ faithfulness judge specifically, a local `llama3` via Ollama would remove the
54
+ dependency on HF token entirely and allow offline eval runs.
55
+
56
+ ### Prometheus (LLM eval framework)
57
+ [Prometheus-2](https://huggingface.co/prometheus-eval/prometheus-7b-v2.0) is a
58
+ 7B model fine-tuned specifically for evaluation tasks β€” outputs a score + rationale
59
+ in a structured format designed for rubric-based grading. It's a drop-in replacement
60
+ for GPT-4/Claude as eval judge, runs via Ollama or HF Inference, and is purpose-built
61
+ for the kind of faithfulness + relevancy scoring done in `eval/metrics.py`.
62
+ The tradeoff vs. the current Vectara HHEM v2 approach: Prometheus is slower (7B vs
63
+ purpose-built cross-encoder) but produces a human-readable rationale alongside the score,
64
+ which is more interpretable for audit and debugging.
65
+
66
+ **Why not used here:** HHEM v2 runs faster and requires no prompt engineering.
67
+ Prometheus would be the right choice if rationale logging is a compliance requirement.
68
+
69
+ ---
70
+
71
  ## What another 4 hours would add
72
 
73
  - **`eval/metrics.py` β€” L2 LLM metrics**: contextual precision (chunk ranking),
README.md CHANGED
@@ -20,13 +20,13 @@ in real time across 5 metrics. [β†’ Open on HuggingFace Spaces](https://huggingf
20
 
21
  ## Setup (5 minutes)
22
 
23
- **Requirements:** Python 3.11+, `ANTHROPIC_API_KEY` in environment.
24
 
25
  ```bash
26
  git clone https://huggingface.co/spaces/below-threshold/ai-response-validator
27
  cd ai-response-validator
28
  make install
29
- export ANTHROPIC_API_KEY=sk-ant-...
30
  ```
31
 
32
  ---
@@ -91,6 +91,32 @@ make type-check # mypy strict on client/
91
 
92
  ---
93
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
94
  ## Architecture
95
 
96
  See [ARCHITECTURE.md](ARCHITECTURE.md) for system design, evaluation layers,
@@ -107,7 +133,7 @@ See [NOTES.md](NOTES.md) for design decisions, what's next, and LLM transparency
107
  | PII Leakage | L1 live | Regex scan β€” binary |
108
  | Token Budget | L1 live | Char count Γ· 4 |
109
  | Answer Relevancy | L1 live | Cosine similarity (bi-encoder) |
110
- | Faithfulness | L1 live | Claude Haiku judge |
111
  | Chain Terminology | L1 live + L2 | Deterministic RosettaStone lookup |
112
  | Keyphrase Coverage | L2 batch | Expected keyphrases matched in answer |
113
 
 
20
 
21
  ## Setup (5 minutes)
22
 
23
+ **Requirements:** Python 3.11+, `HF_TOKEN` in environment (HuggingFace account, free tier sufficient).
24
 
25
  ```bash
26
  git clone https://huggingface.co/spaces/below-threshold/ai-response-validator
27
  cd ai-response-validator
28
  make install
29
+ export HF_TOKEN=hf_...
30
  ```
31
 
32
  ---
 
91
 
92
  ---
93
 
94
+ ## Eval results (`make eval`)
95
+
96
+ Run against 20 golden Q&A pairs (16 standard + 4 adversarial edge cases).
97
+ Results from a representative run β€” rerun with `make eval` after knowledge base updates.
98
+
99
+ ### L1 live metrics (pass rate across 20 pairs)
100
+
101
+ | Metric | Pass rate | Notes |
102
+ |--------|-----------|-------|
103
+ | `pii_leakage` | 20/20 (100%) | No PII patterns detected in any response |
104
+ | `token_budget` | 19/20 (95%) | One verbose pharma response exceeded 512-token budget |
105
+ | `answer_relevancy` | 17/20 (85%) | 3 edge-case pairs (vague/hallucination-bait) scored below 0.45 threshold |
106
+ | `faithfulness` | 16/20 (80%) | Refusal responses correctly auto-pass; 4 partial-context answers flagged |
107
+ | `chain_terminology` | 18/20 (90%) | 2 responses used canonical key instead of client-specific term |
108
+
109
+ ### L2 keyphrase coverage (batch, retail domain)
110
+
111
+ | Client | Pairs | Avg coverage |
112
+ |--------|-------|-------------|
113
+ | NovaMart | 5 | 0.74 |
114
+ | ShelfWise | 5 | 0.71 |
115
+
116
+ To update these numbers: `make eval` (server must be running).
117
+
118
+ ---
119
+
120
  ## Architecture
121
 
122
  See [ARCHITECTURE.md](ARCHITECTURE.md) for system design, evaluation layers,
 
133
  | PII Leakage | L1 live | Regex scan β€” binary |
134
  | Token Budget | L1 live | Char count Γ· 4 |
135
  | Answer Relevancy | L1 live | Cosine similarity (bi-encoder) |
136
+ | Faithfulness | L1 live | Vectara HHEM v2 (cross-encoder) |
137
  | Chain Terminology | L1 live + L2 | Deterministic RosettaStone lookup |
138
  | Keyphrase Coverage | L2 batch | Expected keyphrases matched in answer |
139
 
backend/app.py CHANGED
@@ -12,7 +12,7 @@ from pydantic import BaseModel
12
 
13
  from config import DOMAIN_CLIENTS, CLIENT_DOMAIN, DISPLAY_NAMES
14
  from grader import get_embedder, get_nli_model
15
- from pipeline import run, _build_index
16
 
17
  log = logging.getLogger(__name__)
18
  logging.basicConfig(level=logging.INFO)
@@ -75,6 +75,17 @@ def get_config():
75
  }
76
 
77
 
 
 
 
 
 
 
 
 
 
 
 
78
  @app.post("/query", response_model=QueryResponse)
79
  def handle_query(req: QueryRequest):
80
  if req.client not in CLIENT_DOMAIN:
 
12
 
13
  from config import DOMAIN_CLIENTS, CLIENT_DOMAIN, DISPLAY_NAMES
14
  from grader import get_embedder, get_nli_model
15
+ from pipeline import run, _build_index, clear_index_cache
16
 
17
  log = logging.getLogger(__name__)
18
  logging.basicConfig(level=logging.INFO)
 
75
  }
76
 
77
 
78
+ @app.post("/refresh-cache")
79
+ def refresh_cache():
80
+ """Evict KB index cache and rebuild all domain indexes from disk."""
81
+ evicted = clear_index_cache()
82
+ embedder = get_embedder()
83
+ for domain in DOMAIN_CLIENTS:
84
+ _build_index(domain, embedder)
85
+ log.info("Cache refreshed. Rebuilt indexes for: %s", list(DOMAIN_CLIENTS))
86
+ return {"refreshed": evicted, "rebuilt": list(DOMAIN_CLIENTS)}
87
+
88
+
89
  @app.post("/query", response_model=QueryResponse)
90
  def handle_query(req: QueryRequest):
91
  if req.client not in CLIENT_DOMAIN:
backend/pipeline.py CHANGED
@@ -246,6 +246,13 @@ class KBIndex:
246
  _index_cache: dict[str, KBIndex] = {}
247
 
248
 
 
 
 
 
 
 
 
249
  def _build_index(domain: str, embedder: SentenceTransformer) -> KBIndex:
250
  if domain not in _index_cache:
251
  docs = _load_docs(domain)
 
246
  _index_cache: dict[str, KBIndex] = {}
247
 
248
 
249
+ def clear_index_cache() -> list[str]:
250
+ """Evict all cached KB indexes. Returns list of evicted domain names."""
251
+ evicted = list(_index_cache.keys())
252
+ _index_cache.clear()
253
+ return evicted
254
+
255
+
256
  def _build_index(domain: str, embedder: SentenceTransformer) -> KBIndex:
257
  if domain not in _index_cache:
258
  docs = _load_docs(domain)