postbot/aeslc_kw huggingface dataset:
Subject: OMLX Rules

I just got an update from the OMLX of their rules.
Do you need me to make  you a copy or are you also getting updates?
Also, I get faxes of all their  notices.
So far nothing I've received has been interesting.
Do you get  copies of their notices?
Do you need me to send you anything I feel is worth  noting?
They've also promoted me to Compliance Director, so I'm going to go in and  ask Mark for a raise to match my title!
Subject: Another Day in Round Top

I thought of you this weekend.
It was the fall antique festival in Round Top  and I went, but it wasn't quite as nice as the pleasant day I had with you  and your family.
That was such a perfect day all around and I will treasure  it.
I hope all is going well....
Subject: Bank of Montreal

The document wasn't in the blue file either.
I called Tanya and asked her if  she could fax us up a copy of it.
Also, I asked her to let you know what her  thoughts were on the proposed amendment.
Do you want me to call Rick at BMO  and let him know you're working on it?
Subject: Central Vermont Public Service Corporation

Just an FYI  About a year ago Kellie Metcalf had me send a sample ISDA Master to the  referenced counterparty.
She has now left ECT to go with Azurix.
I got a  call from the counterparty wanting to get some bids on some options and  Kellie said to pass the trade down to John Suarez.
I called John and gave  him the scoop and also told him we did not have a master in place and to  treat this like any other counterparty, i.e.
contact Credit for approvals  before trading, etc.
I just wanted to give you a head's up, in case we get  the trade, we're not surprised.
Subject: Notice to Brokers re: Name Change

We are getting calls from our brokers and the NYMEX telling us the brokers  still have not received notification of our name change.
This is causing  problems with the brokers clearing the trades on the NYMEX.
Per my voicemail  several weeks ago, since you/your desk are our communications guy with the  brokers,  they need to receive the notice as soon as possible.
When will  you be able to get this notice our of our name change?
Subject: Online Derivatives Trading with Regulated Utilities

As far as your email questions, my responses are following:  1.
The list I have provided you is the only list that exists on financial  counterparties.
There is no Excel spreadsheet to follow.
2.
Duke Energy Corporation.
At Mark's direction, I am sending his note  below regarding utilities.
Again, until we do the due diligence on a utility  counterparty we have no way of knowing what kind of local, state or federal  regulation or approvals they may be subject to.
We currently have masters  in place with only about 10 utilities/govt's.
We are in the process of  negotiating another 30.
Until those masters are executed and we have the  relevant resolutions, authority documents and/or legal opinions, I cannot  approve them for online trading.
I have made every effort to search company  websites and elicit from Credit whether a counterparty is a regulated utility  or not.
If I cannot tell by the information available to me, additional due  diligence will be needed to see if they are subject to local, state, or  federal regulation.
Mark can override any decision I have made, I can only  make decisions within the guidelines the attorneys have set for me.
3.
Montana Power Trading and Marketing Company is a subsidiary of a  regulated utility.
I am unable to determine from Credit or their website  what type of regulation they might be subject to.
The note is true that  Credit says they are getting out of the business anyway.
4.
Petrotemex.
Per my conversations with Mark and our advice from counsel,  unlike U.S. and U.K. counterparties, Mexican counterparties are not able to  enter into derivative transactions unless their articles and bylaws  specifically provide for these types of transactions.
We will not know this  until the due diligence is completed, so I am supposed to say "no" for  Mexican counterparties we do not have a master swap agreement in place with.
5.
PSEG.
It is an energy services company; however, it is also not an  eligible swap participant (or "ESP").
CFTC regulation limits the derivatives  trading we may do to certain types of counterparties that meet certain  financial requirements (large, institutional type investors, companies,  banks, etc).
Corporations and partnerships have to meet certain net worth  and asset levels or we cannot trade financially with them.
Whenever I say  "not ESP" or "not eligible swap participant" it means they have not met the  financial net worth test.
6.
The American Coal Company.
See prior note.
Subject: Legal Anywhere.com

I spoke to the fellow at legalanywhere.com today.
He will only be in the  office Mon.
and Tues. of next week, so if possible, he would like to set up a  demonstration with us together at your desk on the computer so he can work us  through the software.
Let me know when a convenient time would be for you,  maybe Tuesday sometime?
Subject: TXU Energy Trading

What's the scoop on the TXU negotiation?
Brant says we're in a strong  negotiation position with them right now, because they've acquired Howard's  book and need our consent, and also have to post an expensive LC with us to  take in those Howard trades.
He wants to know if he should use our leverage  here to get that ISDA Master in place.
Subject: Duke Energy International

Brent,  I am trying to track down the dealmaker on a deal in Argentina with Duke  Energy International.
All I know is that Duke is trying to get a waiver from  us on the confidentiality provision in the master swap agreement so they can  use it on the Argentina deal.
Credit doesn't appear to know anything about  the deal.
I'm don't even know if it is an EI or an ECT deal.
It may be EI  because he mentioned the financing of a generator.
I don't want to waive  anything until I track the business guy down.
Can you ask around and let me  know.
Thanks!
Subject: Insurance Companies and Online Trading

With respect to Online Trading, Mark wanted me to follow up with you re:  insurance/reinsurance company issues.
Per our earlier conversations, I am saying "no" to online trading for all  insurance/reinsurance companies we do not have a master with.
The online  people have come back and said, hey wait a minute, you are already trading  with insurance companies without a master, i.e.
Swiss Re.
They are wanting  to open up Swiss Re for online trading and any other insurance/reins.
we are  currently trading with without a master in place.
Do you have a list of  those companies?
What are your feelings about that?
Can we trade online  with Swiss Re?
How about any other insurance companies you are currently  trading with without a master in place?
Or do you want me continue to say no?
Thanks for your help!
Subject: Online Trading

Mark asked me to contact you to get a copy of one of the letters we sent to  outside counsel requesting updates on their legal advice to deal with the  online trading issues.
We have to get similar letters out to some of the  South American countries and Carribean tax shelter islands.
Much thanks!
By the way, weren't you out for vacation?
Did you have a good  time?
Subject: Update to Mexico Advice

We need to update the advice we received from Mexican counsel to address the  online trading issue.
I spoke to Nony and while we're at it I'm also going  to ask whether there are any other updates since they rendered their original  advice.
Are there are other issue you would like to add to our request for  advice?
Subject: Online Confirmation Meeting

Bob Shults called this meeting to see what the status was for the different  product groups' confirmation and GTC forms.
The two issues out of the  meeting I was asked to bring to your attention were:  1.
Attaching the Online GTC's to the outgoing confirmations.
Per our  discussion, it was my understanding that the GTC's would be attached to all  outgoing confirmations.
That does not seem to be the general consensus.
There seems to be feedback from London that is not the case, and Janice Moore  was also saying she didn't know if that's what the liquids people were going  to do.
Bob Shults asked for your direction with these holdouts.
2.
The issue of the credit in the masters being overriden.
First, after our  discussions yesterday, we couldn't figure out a way they could change the  approval status within Credit from approved with a master to a "B" approved  GTC with credit.
Second, Bob Shults thought that had been agreed to have the  credit overridefor all the product areas and I told him that financial was  still discussing this issue with Credit, so we would have to get back to  him.
I guess the physical people are OK with that.
I don't know what  discussions you have had with Jeff and Alan, but Bob Shults appears to want  to have this confirmed for him.
Also, along with the credit override of the master, there is supposed to be  some letter that will be sent out to the counterparties.
Who will be  drafting that letter and will it be the same for all product groups?
Subject: N34222 with Tokyo Mitsubishi

Below is a confirm issue for handling.
Chris, in the future, please direct your confirmation requests to Susan  Bailey, who is the current paralegal on the confirm rotation, or if the  request is for an Annex B, to each of Susan Bailey, Susan Flynn and Marie  Heard.
Thanks!
Subject: Financial Trading List

Per my meetings with Credit and further research, I am making the following  changes to the financial counterparty approval list.
Credit/Mark, let me  know if you disagree with any of my changes.
List #1  1.  AES Power Inc.:  no master in place, changing to "yes" , approved for  financial trading 2.
CXY Energy Marketing (USA) Inc.:  no master in place, changing to "yes",  approved for financial trading 3.
DTE Energy Trading, Inc.:  no master in place, changing to "yes",  approved for financial trading 4.
Duke Energy NGL Services, Inc.:  no master in place, changing to "yes",  approved for financial trading  List #2  1.  AES Corporation:  no master in place, changing to "yes", approved for  financial trading 2.
Cascade Natural Gas Co.:  no master in place, changing to "no", not  approved for financial trading 3.
Equitable Power Services Company:  no master in place, changing to "yes",  approved for financial trading 4.
ICC Energy Corporation:  no master in place, changing to "yes", approved  for financial trading 5.
Montana Power Trading & Marketing Company:  no master in place, changing  to "yes", approved for financial trading 6.
PSEG Energy Technologies, Inc.:  no master in place, changing to "yes",  approved for financial trading 7.
Tenaska Power Services Co.:  no master in place, changing to "yes",  approved for financial trading 8.
The American Coal Company:  no master in place, changing to "yes",  approved for financial trading 9.
Thermo Cogeneration Partnership:  no master in place, changing to "yes",  approved for financial trading 10.
TransCanada Pipelines Limited:  no master in place, changing to "no",  not approved for financial trading 11.
Unitil Resources Inc.:  no master in place, changing to "yes", approved  for financial trading 12.
Washington Gas Energy Services, Inc.:  no master in place, changing to  "yes", approved for financial trading  List #3  1.
AGIP Petroleum Company:  no master in place, changing to "yes", approved  for financial trading 2.
Ball Corporation:  no master in place, changing to "yes", approved for  financial trading 3.
Bank of America International Limited:  no master in place, changing to  "yes", approved for financial trading 4.
Comstock Resources Inc.:  no master in place, changing to "yes", approved  for financial trading 5.
Cyprus Amax Coal Company:  no master in place, changing to "yes",  approved for financial trading 6.
Heritage Gas Services, LLC:  no master in place, changing to "yes",  approved for financial trading 7.
Ormet Corporation:  no master in place, changing to "yes", approved for  financial trading 8.
Swift Energy Company:  no master in place, changing to "yes", approved  for financial trading  Bob, there are a few others I am still re-reviewing, I will get back to you  as soon as I resolve/answer my questions.
Subject: Financial Trading List

Another counterparty change, for Midland Cogeneration Venture Limited  Partnership.
We will switch that to a "yes" but only if they accept online  GTC w/o change.
This is the one where they wanted an exculpation clause for  the partners, and that is totally unacceptable.
Subject: Florida Power & Light

I just spoke to Sara Shackleton and she approved opening FPL for all  financial trading.
She has also been discussing the utilities with outside  counsel and we may be able to open more up for trading.
She is going to  bring a copy of my list to the Legal Conference and review it, so hopefully  we'll have some more changes for you next week.
Subject: OMLX Y2K Request

To remind me to discuss this with you when you get in:  We received via our fax notices from the OMLX a request to provide them with  information about our Y2K readiness.
When you have a minute let's look at  the form together.
Probably Alan will have the answers.
Subject: Form Changes

Just a note, you know, we more or less made the same changes to the  Industrial Master that we made to the ISDA.
If you are using that form at  all you should update it to include our changes.
I think Paul mentioned in  his presentation at the seminar that you were using the Industrial as the  basis form for Norway.
Anyway, if that is the case, we may need to look at  that form.
See, you're always in my thoughts!
Missed you at the seminar.
I hope we'll  see you at one of these soon!
Subject: Master Signing

I called Edmund Cooper and he is out on vacation til Monday.
Do you think I  should email him the certificate, have him print it out there in London, I  guess Anita has to initial the two ISDA Master Agreements for signature, then  Edmund could get them initialled by  Credit in London, and then bring the  certificates and agreements up to Mark Frevert for signature.
What do you  think?
Subject: My comments to latest counterparty list

Below are my comments to the Legal/Financial transactions only on the latest  counterparty list:  1.
CMS Marketing, Services & Trading Co.- no Column L, cannot do basis  transactions, that is floating, weather trades should all be approved, Column  CF should be out, basis is floating, fixed price transactions only 2.
Elf Trading S.A.-should be approved for weather, why no weather?
3.
Lehman Brothers Commercial Corp.-weather should not be approved 4.
Power Authority of the State of New York-seems to be missing from list.
What happened?
5.
Richardson Products II, Ltd.-please note, we just got in the signed ISDA  Master Agreement this week 6.
UBS AG - approved for interest rate and currency only-should be  restricted for all other products 7.
Abitibi Consolidated-please note, we got the signed ISDA Master Agreement  in this week 8.
Cross Timbers Energy Services-missed no weather 9.
EIL Petroleum-missed no weather 10.
Trafigura AG - Column DZ, US weather CDD swap is ok, Column EB, HDD  weather swap is ok 11.
Emerson Electric Co. - switching to approved for all products, it is not  a utility.
Per my conversations with Bob Shults, I have been and am continuing to review  our list of utilities with Sara Shackleton, outside counsel and the  regulatory people.
I don't know when I will get you a revised list, but I  hope to open a bunch of the investor owned utilities for general trading.
Subject: Helm U.S. Chemical Corporation

Per my conversations with Credit, the referenced counterparty is the New  Jersey incorporated sub of a German company, a liquids based counterparty,  and they are an eligible swap participant.
We do not have a master agreement  in place with them.
I am approving them for all financial trading.
Subject: Signatories for Password Applications

I have received the Unanimous Written Consent of the Board of Directors of  Enron North America Corp. dated 11/10/99 appointing Dale Neuner and Robert  Shults as agents and attorneys-in-fact to execute Password Applications on  behalf of the Company  for online trading.
The original Consent will be sent  to Kate Cole for inclusion in the corporate minute book and copies will be  sent to Dale and Bob.
When signing the Password Applications, Dale and Bob should sign them as  "Agent and Attorney-in-Fact".
In the absence of Dale or Bob, any V.P.
or  above can sign Password Applications (with initials from Legal).
If you have any questions, please do not hesitate to call me.
Subject: Master Swap Agreement Database

It appears Susan Bailey still can not get in and edit the master swap  agreement database.
She now has the icon, but no edit priviliges.
Can you  please get her access.
Much thanks!
Subject: ETA

Can you forward to Karen a copy of the lastest Electronic Trading Agreement.
I'm not comfortable that what I have is the latest.
Much thanks!
Subject: Changes to our Master Swap Areement Database

In order to deal with the online trading program as well as other issues that  repeatedly arise, we need to make some modifications to our Master Swap  Agreement Database.
Foremost, we would like to open the Master Swap Agreement Database to any  ECT, ECT Canada or ECT International employee that would like access to the  information.
This would include employees in the London, Oslo, Singapore,  Portland  and Buenos Aires offices.
The only information we need to continue  to restrict is the Legal and Credit comment section (attorney-client  privilege issues).
Access to this information would continue to be limited  to Legal and Credit  In addition, it also very critical that only Legal and  Credit have access to the Portland General masters.
Second, we will need to add some drop downs to deal with online trading  issues.
Online trading will commence by the end of the month and we need to  have this information and access available by that time.
In addition, we have remaining "kinks" in the database we need to resolve.
Can you let me know when you would be available to meet to discuss the  changes.
Thanks for your help!
Subject: Bank of Montreal - Termination Transactions

Pam,  Per the email below, we will be terminating the transactions referenced below  today.
Can you fax me the confirmations referenced in #1 below so I can make  sure I have referenced them correctly.
Much thanks!
Subject: Master Swap Agreement Database

Mark Taylor asked if we could make one additional change to the database.
He wants to move the "Restrictions" right after the counterparty name so it's  the first thing the dealmakers see when the open an entry.
Thanks, we really appreciate your help!
Subject: Master Swap Database

Mark asked if you could add something else.
Could you add an additonal drop  down that follows "Legal Contacts that says "Historical Contacts".
We  wouldn't want anyone else to see that but Legal and Credit.
Thanks!
Subject: EOL Customer Review

Frank,  Mark asked me to handle this.
Can you forward to me the name and phone  number of the person that signed the password application?
Thanks.
Subject: EOL-Lower Colorado River Authority

I got a call from the Lower Colorado River Authority today asking us if we  would like to put a power enabling and ISDA Master Agreement in place with  them.
I spoke to Liz Sager and it appears we have already done a physical  power trade with them.
Of course, we can still not do financial trading  until we run through all the hoops with them.
I don't know who you directed  your marketing package to, but he wanted some information on online trading  and I said we would send him a packet.
Richard Ramirez Fuel and Energy Risk Management Lower Colorado River Authority 3701 Lake Austin Boulevard Austin, Texas  78703  Thanks!
Subject: EOL-Aquila

Aquila wants to trade online under two names, Aquila Risk Management and  Aquila Energy Marketing.
They have asked us to attach to their ETA, a  listing, and copies, of all master agreements we have in place with those two  counterparties, whether physical, financial, gas, power, etc.
Can you look  those up for us and copy the relevant contracts?
Thanks for your help!
Subject: Termination Agreement - CIBC

Attached please find a proposed form of Termination Agreement for Canadian  Imperial Bank of Commerce.
Obviously, we need to still input the trades.
Peter,  It appears that our signers on the trading floor will be offsite in PRC  meetings on Thursday.
I need to know ASAP when we plan on signing this  because I am going to have to call around to find an officer that might be  in.
Subject: FLAG Telecom - Enron NDA

How did it get to be that these people are drafting their own NDA's.
I  thought our agreement when we met with Dovie Keptra was that I would draft  them.
I would prefer every time not to have to figure out what they've  changed.
Subject: NDA-Credit2B.com Inc.

We have received the faxed copy of the fully executed NDA dated 12/13/00 with  the referenced Counterparty.
I will send a copy to David Dupre, Matt Dawson  in London for the UK files, and Kay Young for the Houston files and  database.
Thanks to everyone for their help!
Subject: Financial Trading Agreement Database

Can you please delete access to the financial trading agreement database to  the following people:  Anita Fam Brenda Whitehead Elizabeth Sager Jason Peters Stephanie Sever Christian Yoder Lorraine Filomeno Shari Stack Susan Flynn Lisa Lees  Two people need to have their access changed from Legal Dept., to Credit  Dept.
(therefore they can make Credit comments, not Legal comments):  Tom  Moran and Veronica Espinoza.
Also, please add a lawyer in our Group to the database with full edit  access:  Cheryl Nelson.
Thanks!
Subject: Approval List for Week Ending 12/3/99

Unless otherwise noted on a going forward basis... unless I specifically  mention a physical product, all physical counterparties will be approved for  all the products that Credit has approved them for.
If I have an exception,  it will be noted, otherwise CONSIDER THAT THE RULE.
Most of the comments I  will have relate to financial counterparties:  For Financial  I am not responding to Credits "declined" counterparties.
1.
AEC Storage and Hub Services, a business unit of Alberta Energy Company  Ltd.  BAD NAME.
There is an ISDA Master in place between ECC and Alberta  Energy Company Ltd.
I will approve financial trading with this Counterparty  if the Confirms go out under that name.
2.
Ashland Speciality Chemicals Company, a division of Ashland Inc.  We are  currently negotiating a master with this counterparty.
We earlier sent out a  draft under a division name, and the counterparty came back and told us to  change the name to Ashland, Inc.
So, if we trade under the Ashland, Inc.  name, I can approve it for financial trading.
3.
Bayer Inc., Rubber Division-BAD NAME.
I have already approved trading  under Bayer Corporation.
4.
Coast Energy Group, a division of Cornerstone Propane, L.P. - turning  down to trade financial because we have already approved them for financial  trading under Cornerstone Propane, L.P. 5.
Southwestern Energy Services Company-is a division of Southwestern Energy  Company.
We have an ISDA Master in place with Southwestern Energy Company,  which I will approve for financial trading under that name.
6.
Tenaska Marketing Canada, a division of TMV Corp.-already approved  trading under TMV Corp. 7.
Trammochem, a division of Transammonia Inc. - BAD NAME.
I already  approved them on the first list, and their master is in the name of  Transammonia Inc., acting through it Division Trammochem.
FIX NAME!
For Power  1.
City of Riverside - per Leslie Hansen, they are permitted to trade   pursuant to a GTC with collateral - subject to recieving override letter.