postbot/aeslc_kw huggingface dataset:
Subject: DTE Energy Trading NEEDS ATTENTION

I just got another call from Sandy Steffen, and she would like, if possible,  to resolve any contract issues with have with each of the product groups, so  they can be set up to trade by tomorrow.
She also expressed an interest  espectially today  in NATURAL GAS.
After talking to her can you let me know  under what contract and/or limitations they can trade.
Thanks  It appears she has only heard back from the online team
Subject: Online Weather Trading

Per my conversations with Mark Taylor, we should continue to put any weather  trades done online under any relevant master agreement with the  counterparty.
Further, there is no prohibition against doing a trade online  with a counterparty when we do not have a master in place.
Any non-master  trades would go under the respective GTC.
It appears to be only a  coincidence that we are trading online only with counterparties we have  masters in place with.
Subject: Duke Energy Trading and Marketing, L.L.C.

Can you please send a copy of the executed master and any amendments thereto  to David Dupre on the Confirm Desk.
Thanks!
(watch out, there are 2 David Dupres!)
Subject: EOL-Marathon Ashland Petrolleum

Andrea Hauser w/EnronOnline called and said that Marathon has a problem with  the terms of the online GTC's (default language) for LPG, petrochems, and  refined products and would like to talk to one of our lawyers.
Marathon's  lawyer is Rhonda Stinemyer and her # is 713/296-2408.
Can you let Andrea  know who will be handling this.
Thanks.
Subject: Swap Resolution Notebooks

Just a reminder that if you change any of the resolutions contained in our  Swap Resolutions Notebook, you need to update the Index, and substitute the  revised resolutions into each of the Swap Group's persons Notebooks.
These  would include for any of the trading companies, the resolutions that approve  what we trade (which also includes who can sign the appropriate documents),  as well as the brokerage approval resolutions.
It does not include the  Confirmation signatories.
Subject: Undue Influence

I could not believe my ears when I heard from Ms. Heard that you are working  covertly behind the scenes to ensure a Broadband win to the signed master  competition.
I would think that Credit would have no biased interest in the  outcome of this race.
Could such slanderous allegations be true?
Subject: "Other Agreements" in Lotus Notes

Per our conversation yesterday, we would like to open the "Other Agreements"  information in the Financial Trading Agreement Database to members of the  Interest Rate and Currency Desk.
If possible, we would also like them to see  the comments screen.
The people who will need access are Laurel Adams,  George Garcia, Sheila Glover, Kelly Templeton, Teresa Brogan.
As usual, we would like to get them access ASAP.
Can you keep me posted on  their access.
Thanks!
Subject: Online Trading-Weather

I'm working with Mike Corbally's office to get the missing information on  Reporting Service, Reporting Agency and Datasource for the European based  weather confirmations.
As soon as I have that information available, I will  plug it into the confirms and email the confirms to you.
Mark Taylor said someone there in London Legal was working on a list of  approved jurisdictions for derivatives.
Is it ready yet?
Can I get a copy  of it?
I need it to continue my work on the approved counterparty list.
Thanks!
Subject: Coral deal done in error on EOL

Joe,  I got a call from the Coral people that a corrected confirm had already been  sent to them PRIOR to us getting them to sign the consent to assignment of  the trade.
I'm sure whoever prepared it on the confirm desk didn't know I  was working on this, but I told the Coral people I still needed the  assignment back signed to keep our paperwork straight.
Even tho I hate to  have to do the additional work, with these EOL trades, there is no "oops"  trade.
Once we enter into the trade with 1 entity of a counterparty, we  cannot just "move" the trade.
We need the consent of the assignor and  assignee so there is not question later on down the line that the trade was  not legally moved.
If eveyone on your team is not aware of this, can you  mention it at your next group meeting...thanks!
Subject: Counterparty Approval Lists for 9/8/00, 9/11/00 and 9/12/00

On the 9/11/00 list, Credit wants to open Ontario Power to trade financial  power, but I cannot until we speak to Canadian outside counsel.
They are  part of the split up of Ontario Hydro, which was the Province of Ontario, and  obviously, a governmental, before the split up.
They are still a wholly  owned sub of a governmental and we cannot open them up until we talk to  outside counsel about the governmental issues.
I have a call into Canadian  counsel right now.
Also, on the 9/8/00 list, Sempra Energy Solution called me to find out when  they could trade, so if you could open them up pronto...
Subject: TXU Energy Trading Company

Attached is the proposed draft of the ISDA.
I think two substantive issues  we are going out with are adding arbitration and not deleting "Affiliates"  from the setoff section (which we agreed to in the original).
With all the  bankruptcies going on right now Carol feels that we should at least make a  stab at keeping Affiliates in.
Let me know if the draft is OK to send out.
Subject: EOL Financial Power Trading Approvals

Per the request of Stephanie Sever, I am attaching a list responding to her  request to confirm the attached counterparties ability to trade financial  power products online.
Stephanie, the ones I said "OK to open" you will need  to go in and open for financial power (from Legal only).
Call me if you have any questions about specific counterparties.
Subject: Enron Corp. Guaranty

At the request of Sara Shackleton, I am enclosing a redlined draft of the  guaranty.
Please let me (713/853-3399) or Sara (713/853-5620) know if this  change meets with your approval.
Further, I am in the process of drafting  the Enron Corp. Guaranty with respect to ECT Investments, Inc. and hope to  have it to you shortly.
Subject: Lotus Notes access

Mike,  Jason Peters, who was a lawyer seconded with us from Andrews & Kurth, has now  gone back to A&K, but is still doing some work for us.
Is there some way for  us to get him access to the Financial Trading Agreement database?
He is a  lawyer, and is bound by client confidentiality with respect to all the  information in the database, so I don't think we need to worry about granting  him security access.
Can we get him access?
Subject: RUSH EOL APPROVAL - Public Service Electric & Gas Co.

Online would like to open this counterparty immediately for trading.
Can you  let me know ASAP whether you have any legal issues with them.
Thanks.
Subject: Canadian Certificates

Peter,  We revised the incumbency certificates for our U.S. master swap agreements to  include the authority of the officer as well as the officer's incumbency.
I made the same changes to the Canadian form, but don't want to make any  final changes to the Canadian form without your approval.
When you get a  minute can you take a look at it and see if the change meets with your  approval.
Nella, I am enclosing the current form of certificate as well as the revised  one (which is #1 documents below).
Can you print them out for Peter.
Thanks!
Subject: Legal Online Trading Database

Can you provide Stephanie Sever with the Online team view access to the  referenced database.
Can you let us know when the access has been granted.
Thanks!
Subject: Counterparty Approval List for 9/15/00

This list is all amended counterparties, most of them being opened up for  financial power.
My records reflect that all of them were already open for  financial products, except the three I have marked.
If you run across any  others that you show as not being open for financial, let me know, because  all of the counterparties on this list are ok for financial.
Subject: Legal Online Trading Database

I have a database where I maintain my online approval, and my the basis for  my approvals/declines.
If you want to review counterparties we have  previously approved/disapproved and why, or want to go in and to see what I  approved on a specific counterparty, this would be the place to go.
Would  you like me to get you access?
Subject: PPL Corporation

We have received a proposed assignment from PPL Corporation to PPL Energy  Plus, LLC wherein they would like to assign their financial transactions  (two), any guaranty relating thereto (do we have one covering financial?
),  and any master agreement (we have no financial agreement with them).
Is this  OK with Credit?
I am having a copy of the assignment walked down to you.
If  someone else is going to approve this, let me know.
Subject: NYPA

Per my conversation this morning with the lawyer at NYPA, they would like to  transact business on a going forward basis under the attached form of what we  consider an "ISDA Confirmation" (it seemed to me their lawyer thought this  document was a sufficient ISDA Master).
Sara has a call into him to get his  thoughts about this document  Per my conversations w/Sara, we would like to  get our standard governmental form of ISDA Master in place.
We wonder what  your thoughts are on his document.
Further, he seemed quite firm that they  would not be issuing a legal opinion, but would give us a certified copy of  the resolution I am about to fax to you.
We look forward to getting your  comments.
- CFD1.DOC
Subject: Don't Count Your Chickens Before They Hatch

I was a little dismayed after our lunch when you disclosed the number of  broadband masters potentially close to signature.
However, I was a little  cheered up when I got back and checked with the Swap Group and found out we  have 13 masters out for signatures right now.
It still may be hard to beat  you at your going rate...but, all I have to say is we're still in the  game...GO TEAM!!
!
Subject: Counterparty Approval Lists for 9/19/00, 9/20/00 and 9/21/00

On the list for 9/19/00: 1.
On the counterparty styled "United States Department of Interior" only,  Leslie is not permitting them to trade power, however, she will give them  read access.
2.
Public Service Electric & Gas Co. - My notes show I already opened them  for financial power  On the list for 9/21/00:  I am OK for shutting Aquila Energy Marketing  Corporation down for financial, since they are now trading financial out of  Utilicorp.
However, I didn't want to put "X's" in all those darn boxes, so I  hope by my note only it will do the job.
I am also preparing an assignment  of the online trades that I will send to the Confirm Desk when it is executed.
Subject: Duke Energy International

The execution documents were sent over to Duke Energy yesterday.
I spoke to  them this morning and they we going to forward the documents internally for  signature.
I, or Marie upon her return from vacation, will keep you posted  on the progress of execution.
Subject: Bank of Montreal

Just a note to let you know that per my conversation with Tanya, after review  by Brent, today I will be sending out am amendment to BMO allowing for the  provision of Cash as Eligible Collateral under the ISDA.
When we get this in  signed I will send my usual email out to the world explaining this amendment,  but you may want to think about what procedures you will need to put in place  to make sure this happens EVERY time we take collateral in (not to mention,  we will also have to pay Canadian counsel to file releases as well , and this  will cost us money too!
We don't want to have to do this too often.)
Anything you want to tell me before I send this out today?
!
Subject: Canadian Sample forms of ISDA Agreements & Confirmations

Chris,  Per our conversation, I am attaching  a sample form of ISDA for both a  Canadian corporate and a Canadian governmental.
With the governmental, the  proposed form of legal opinion attached to the ISDA Schedule would have to be  modified depending on your particular situtation (see footnotes in opinion).
As I also mentioned, we are making some revisions to the guaranty we are  getting from Hydro-Quebec in response to comments from counsel, and we may  want to make some of the same changes to guarantees we receive from any  governmental guarantor.
If you end up having a governmental guarantor, let  me know and I'll send you down the revisions.
By copy of this email to Joe Hunter on the Confirmation Desk, I am asking him  to email you copies of the form of Omnibus Confirmation and Annex A thereto  for an ECC/Canadian Counterparty Deal.
I have to say that if you end up  transacting with a governmental entity, our form of confirmation will not  include the reps and warranties required to transact with such  counterparties, since we never trade financial with governmentals prior to  execution of a master.
If you go down that road we may have to come up with  some kind of form, but the best route is to get the ISDA in place first.
Subject: Financial Products in Japan

It appears that we have now opened up our first Japan based financial product  on EnronOnline, and I need to get some direction from you as to what  restrictions, if any, we have on (1) counterparties located/incorporated in  Japan trading Japan based financial products, and (2) counterparties not  located in Japan trading Japan based financial products.
Previously, the only Japanese financial product we had was weather, but it  wasn't being sold by a Japan based Enron company, so my understanding was  that I didn't have any particular restrictions under Japanese law for  counterparties located in or outside Japan in trading this product.
Now that  the product is being sold by a Japan based company I am wondering was  restrictions I might have to keep in mind when doing my daily online  approvals.
The only are Japan based direction I am getting is from the Broadband legal  team (Robbi Rossi) which have told me Japanese counterparties can only trade  US bandwidth segments.
P.S.
we do have a Japanese counterparty on the 9/26/00 list.
Subject: Legal EOL Database

FYI,  I have a database where I keep track of my online approvals/declines and  reasons why (if there are any!).
I don't know to what extent Frank ever  looked at it, but you might find it helpful.
It is called "ENA Legal Online  Trading Agreements" database.
If you're interested, I'll ask Mike Neves to  get you access.
Subject: NYMEX - ENA-MG

As a reminder,  We need to talk about some documentation Marcus Nettleton passed on to me for  handling.
It's about the disclosure of the MG acquisition, some  subordination loans & guarantees w/the NYMEX.
I asked Al Pennisi if it could  wait until you got back and he said yes.
Subject: ETA Amendment - Ameren Energy

We have received the executed Letter Agreement dated 9/12/00 which amends the  ETA to provide that Ameren Energy, Inc. can act as authorized agent for and  on behalf of the following entities ("Operating Companies") under such ETA:  1.
Union Electric Company (d/b/a Ameren UE) 2.
Ameren Energy Generating Company 3.
Ameren Energy Marketing Company  The amendment to the ETA makes additional changes with respect to the agency  relationship between Ameren Energy, Inc. and the Operating Companies.
In connection with such amendment to the ETA we have also received:  1.
The originally executed Password Application  2.
Consent and Acknowledgement executed by the Operating Companies with  respect to such agency relationship  Copies will be distributed.
Subject: RBC Prepay Documents

At the request of Sara Shackleton, I am enclosing drafts of the following  documents:  1.
Clean and blacklined copies of the ISDA Schedule showing revisions from  the 9/22/00 draft.
Please note that RBC needs to complete the notice  information.
2.
Copies of the Interest Rate and Commodity Confirmations.
Please note  that certain dates, rates and pricing need to be determined early tomorrow.
Please call me or Sara with any questions or comments with respect to the  enclosed.
Subject: Toronto-Dominion Prepay Documents

At the request of Sara Shackleton, I am enclosing drafts of the following  documents:  1.
A draft of the ISDA Schedule .
2.
Copies of the Interest Rate and Commodity Confirmations.
Please note  that certain dates, rates and pricing need to be determined early tomorrow.
Please call me or Sara with any questions or comments with respect to the  enclosed.
Subject: Swap Document

Per,  What's the deal he's talking about?
I also do not think we could put ENA and  Enron Metals Ltd. trades under the same master.
When you have a mingute give  me a ring.
Tana
Subject: Counterparty Approval Lists for 9/26/00 9/28/00 and 9/29/00

I sent down the list for 9/27/00 on Friday.
On the 9/26/00 list, for Edison  Mission Marketing & Trade, I am showing them as "amended-no change" becuase I  already had them open for emissions.
Same on FPL Energy Power Marketing, I  am showing them as "amended-no change" because I already had them opened for  physical gas.
Subject: EnronOnline-Nicor Gas Company

As you all are probably aware, we trade physical and financial products with  Northern Illinois Gas Company under each of the following names:  1  Northern Illinois Gas Company (the legal incorporated entity) 2.
Nicor Gas Company (an assumed name for Northern Illinois Gas Company as  reflected in the Assumed Name Certificate dated 12/15/99 filed with the  Secretary of State of Illinois.
The name needs to match the Assumed Name  Certificate, no "Co.") 3.
Northern Illinois Gas Company d/b/a Nicor Gas Company  The EnronOnline counterparty has been set up as "Nicor Gas Company".
Pursuant to Bob Bruce's conversation with our Illinois outside counsel, we  are comfortable transacting business in the State of Illinois under the  assumed name "Nicor Gas Company".
In connection therewith, it is OK to set  up the online entity as "Nicor Gas Company", and attach the relevant physical  or financial products to the relevant master under each of the above  counterparty names.
Further, it will be OK if the confirmations go out as  "Nicor Gas Company" even though the masters may be under one of the above  names.
PLEASE NOTE, HOWEVER, this should be considered an exception to the rule.
We  do not want counterparties to be set up under assumed names, d/b/a's or  divisions for EnronOnline.
As previously agreed with the Online team, every  attempt should be made to incorporate the legal name as part of the  counterparty name (such as "Northern Illinois Gas Company d/b/a Nicor Gas  Company" or "Koch Industries, Inc. acting through its Koch Hydrocarbon  Company Division").
Any exceptions to this should be run by Legal for  approval.
Subject: NYPA ISDA Master

At the request of Sara Shackleton, Senior Counsel, I am attaching a copy of  our proposed form of Schedule to the ISDA Master Agreement and proposed form  of counterparty legal opinion.
If you have any questions, please call Sara  at (713) 853-5620 or me at (713) 853-3399.
We look forward to getting your  comments.
Subject: Utilicorp United Inc.

There seems to be some question whether Utilicorp.
can trade financial.
I  opened them to trade all financial (including power) on 7/26/00.
I think the  customer is calling Kathy for access.
There should be no change in their  physical power profile.
Subject: ClickPaper Approvals for 10/05/00 and 10/06/00

On the 10/05/00 List:  Tembec, Inc.'s bylaws require that agreements signed  by the company must be signed by any two of the following officers:   the  President or a Vice President together with any Director, Secretary or  Assistant Secretary.
If you are going to trade with them online you must  ensure that the Password Application gets signed by those officers, or if not  by those officers, they must provide a resolution if any officer except those  above signs the documentation.
Because of this signatory restriction  EnronOnline was hesitant to open them for financial trading.
It's up to your  group, but you must comply with these special signatory requirements.
If you  would like Legal to pass on the documentation if you are unsure, forward it  up to me.
Subject: RUSH APPR0VAL-Salomon Smith Barney AAA Energy Fund

John Arnold wants this counterparty opened ASAP for financial.
We didn't  have any financial statements from them when they originally came thru, so we  couldn't determine their ESP status, but we're OK now, so if you could open  them for financial ASAP.
Thanks.
Subject: Draft ISDA-Ontario Power Generation, Inc.

Dear Greg,  As we discussed, I am attaching our proposed form of ISDA Schedule and Credit  Support Annex for your review.
If you have any comments or questions, please  do not hesitate to call me at 713/853-3399.
We look forward to hearing from  you.
cc:   Tom May  Ed Sacks, Credit  Bob Bruce, Senior Counsel
Subject: Koch Customer Access Agreement

Just a reminder that we have the Customer Access Agreement that Craig Breslau  sent up for our review.
We need to (1) determine what procedures, if any, we  need to put in place with respect to user ID's to other online trading  websites, and (2) respond to Craig about this agreement.
When you both get  back in town can we set a time to discuss this.
Thanks...
Subject: October ECT Legal Conference

Mark Taylor is going the be the host of the next ECT Legal Conference to be  held in the Woodlands in October and he asked me to contact you to see if you  know yet which of the Brits are going to be attending because we need to  start making reservations.
If you get a minute and can drop me a line I'd  appreciate it.
Thanks!
Subject: UK Weather Transactions

For the online trading project, I am trying to track down for the U.K., the  Datasource, Reporting Service, and Reporting Agency for the GTC.
I  understand that you might either have that information or be able to direct  me to someone who does.
I appreciate whatever help you can give me!
Subject: IntercontinentalExchange, LLC

Can y'all help me get the document below signed by an officer of ECC and  return the originally signed document to me.
I will send them all out  together back to the counterparty.
FYI-Andy Zipper is second in command to  Louise Kitchen for EnronOnline.
Thanks for your help!
Subject: Online Legal Contacts

In order to improve communication between the Legal Department and our Online  team, Mark Haedicke has asked us to prepare a list of legal contacts which we  will be providing to the Online team.
Before we send this out, I have been  asked to send the list to each of you for your input.
Please let me or  Leslie Hansen know of any additional contacts or changes that you feel we  need to make to the list.
Subject: Form of Online Weather GTC

Per our conversation, I am attaching a sample form of online weather GTC.
As  we discussed, I am trying to complete the information for "Datasource" and  under "Floating Amount" for Reporting Service and Reporting Agency for the  U.K.
Thanks for your help!
Subject: Engage Energy US

Attached for your approval is the form of Enron Corp. Guaranty in favor of  Engage Energy US, L.P., now known as Coastal Merchant Energy, L.P., which  guarantees the obligations of ENA under an  ISDA Master Agreement.
We will  need the standard executed copy.
This guaranty will supersede and replace,  in part, the prior guaranty with respect to ENA and Counterparty.
The  guaranty will be fully replaced when counterparty receives the new Enron  Corp. Guaranty with respect to the obligations of Enron Canada and Engage  Canada (still covered under the existing guaranty, and such replacement is  still under negotiation).
Upon approval and execution, please call me at x33399 to pick up the  documents.
Thank you for your assistance in this matter.
Subject: ISDA Master Agreement Data Base

Davis Minns, Robert McGrory, and Alison Keogh in the Australia Legal Office,  and Jane McBride and Yo Yamanishi in the Japan Legal office need full edit  access to the Financial Trading Agreement Database in Lotus Notes.
Can you  let me know when this has happened.
Can you also get the view capability to  the Legal Online Trading Database.
Thanks