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BILLS-118hr8283ih | Clean Commitment to Leveraging Artificial Intelligence to Improve Medicare Sustainability Act; Clean CLAIMS Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8283 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8283
To amend title XI of the Social Security Act to provide for a
demonstration project to support automatic claim submissions under
Medicare, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 7, 2024
Mr. Schweikert introduced the following bill; which was referred to the
Committee on Energy and Commerce, and in addition to the Committee on
Ways and Means, for a period to be subsequently determined by the
Speaker, in each case for consideration of such provisions as fall
within the jurisdiction of the committee concerned
_______________________________________________________________________
A BILL
To amend title XI of the Social Security Act to provide for a
demonstration project to support automatic claim submissions under
Medicare, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Clean Commitment to Leveraging
Artificial Intelligence to Improve Medicare Sustainability Act'' or the
``Clean CLAIMS Act''.
SEC. 2. DEMONSTRATION PROJECT TO SUPPORT AUTOMATIC CLEAN CLAIM
SUBMISSIONS UNDER MEDICARE.
Section 1115 of the Social Security Act (42 U.S.C. 1315) is amended
by adding at the end following new subsection:
``(g)(1) The Secretary shall enter into an agreement with a MAC
submitting an application under the jurisdiction of the MAC for the
purpose of conducting a demonstration project under this subsection.
``(2) An agreement to conduct a demonstration project under this
subsection shall--
``(A) require the demonstration project to begin on the
date that is the sooner of 1 year after the date of the
enactment of this subsection or the first day on which the
Secretary has sufficiently educated the physicians described in
subparagraph (B), and end 3 years after the appropriate date;
``(B) require the MAC to identify and contract with no less
than 500 physicians (as defined in 1861(r)) with National
Provider Identifiers or Tax Identification Numbers to
voluntarily participate in the demonstration project for the
purpose of carrying out subparagraph (D);
``(C) provide for the education and training of providers
described in subparagraph (B) on how the platform described in
subparagraph (D) operates; and
``(D) provide for a point of care clean claims processing
platform for physicians that leverages artificially intelligent
technologies that is capable of automatically--
``(i) creating claims under part B of title XVIII
after live audio recording a patient-physician
encounter;
``(ii) submitting claims described in clause (i) to
the Secretary for reimbursement under such parts (as
appropriate);
``(iii) applying the appropriate payer guidelines;
and
``(iv) populates the required corresponding medical
record documentation to support the items and services
billed via the clean claim submitted pursuant to clause
(ii).
``(3) The Secretary shall, within 6 months after the date of the
enactment of this subsection, publish a request for proposal for the
purpose of contracting with an entity with a service platform with the
capabilities to perform the activities for the demonstration described
in paragraph (2)(D).
``(4) Notwithstanding title XVIII, an individual enrolled under
part B of title XVIII who receives care for a claim which is submitted
under this demonstration project may not be responsible for any cost
sharing for items and services furnished by a physicians described in
subparagraph (B) during the demonstration project for items and
services billed incorrectly or not covered under part B.
``(5) Any claim which is submitted under this demonstration project
shall be exempt from the Medicare Fee for Service Recovery Audit
Program.
``(6) Not later than 1 year after the date on which the
demonstration project begins pursuant to paragraph (2)(A), the
Secretary shall submit to Congress a report that--
``(A) analyzes the data collected from the claims submitted
pursuant to paragraph (2)(D);
``(B) evaluates feedback submitted by physicians described
in paragraph (2)(B);
``(C) recommends any improvements of the demonstration
project with respect, including how to scale the project; and
``(D) any other information the Secretary determines
appropriate.
``(7) In this subsection:
``(A) The term `jurisdiction' means the defined geographic
area in which a MAC processes claims submitted under part B of
title XVIII.
``(B) The term `MAC' has the meaning given such term in
section 1874A(a)(3).''.
<all>
| usgpo | 2024-06-24T00:12:38.002996 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8283ih/htm"
} |
BILLS-118s4302is | No Higher education Assistance for Mobs of Antisemitic and terrorist Sympathizing Students Act; No HAMAS Act | 2024-05-09T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4302 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4302
To provide that individuals convicted of certain crimes relating to
institutions of higher education are ineligible for Federal student
financial assistance under title IV of the Higher Education Act of
1965, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 9, 2024
Mr. Tillis (for himself, Mr. Risch, Mr. Crapo, Ms. Ernst, Mrs.
Blackburn, Mr. Ricketts, Mr. Daines, Mr. Hawley, and Mr. Cruz)
introduced the following bill; which was read twice and referred to the
Committee on Health, Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To provide that individuals convicted of certain crimes relating to
institutions of higher education are ineligible for Federal student
financial assistance under title IV of the Higher Education Act of
1965, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``No Higher education Assistance for
Mobs of Antisemitic and terrorist Sympathizing Students Act'' or the
``No HAMAS Act''.
SEC. 2. SUSPENSION OF ELIGIBILITY FOR FINANCIAL ASSISTANCE UNDER THE
HIGHER EDUCATION ACT OF 1965.
(a) Amendment.--Section 484 of the Higher Education Act of 1965 (20
U.S.C. 1091) is amended by adding at the end the following:
``(u) Individuals Convicted of Trespassing or Damaging
Institutional Property.--
``(1) In general.--An individual described in paragraph (2)
shall not be eligible to receive any grant, loan, or work
assistance under this title.
``(2) Affected individuals.--An individual described in
this paragraph is an individual who is convicted of any offense
under any Federal or State law--
``(A) based on conduct occurring at and during the
course of a protest that occurs at an institution of
higher education; and
``(B) involving--
``(i) unlawful assembly, rioting, or
trespassing on the campus (as such term is
defined in section 485(f)(6)) of an institution
of higher education; or
``(ii) damaging property of an institution
of higher education.''.
(b) Applicability.--The amendment made by subsection (a) shall take
effect on the date of enactment of this Act and apply with respect to
any grant, loan, or work assistance provided under title IV of the
Higher Education Act of 1965 (20 U.S.C. 1070 et seq.) on or after July
1, 2025.
<all>
| usgpo | 2024-06-24T00:12:38.012512 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4302is/htm"
} |
BILLS-118s4284is | Education Flexibility for Veteran Parents Act of 2024 | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4284 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4284
To amend title 38, United States Code, to increase the amount of
monthly housing stipend received by parents pursuing a program of
education through distance learning using Post-9/11 Educational
Assistance, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Rubio (for himself and Ms. Rosen) introduced the following bill;
which was read twice and referred to the Committee on Veterans' Affairs
_______________________________________________________________________
A BILL
To amend title 38, United States Code, to increase the amount of
monthly housing stipend received by parents pursuing a program of
education through distance learning using Post-9/11 Educational
Assistance, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Education Flexibility for Veteran
Parents Act of 2024''.
SEC. 2. INCREASE IN MONTHLY HOUSING STIPEND FOR PARENTS PURSUING A
PROGRAM OF EDUCATION THROUGH DISTANCE LEARNING USING
POST-9/11 EDUCATIONAL ASSISTANCE.
(a) In General.--Section 3313(c)(1)(B)(iii) of title 38, United
States Code, is amended--
(1) by striking ``case of an individual'' and inserting the
following: ``case of--
``(I) an individual not described
in subclause (II)'';
(2) in subclause (I), as designated by paragraph (1), by
striking the period at the end and inserting ``; and''; and
(3) by adding at the end the following new subclause:
``(II) an individual who is the
parent of a dependent child pursuing a
program of education solely through
distance learning on more than a half-
time basis, a monthly housing stipend
equal to the amount of monthly housing
stipend the individual would receive
under clause (i) if the individual was
physically participating in a majority
of classes in a campus of the
institution of higher learning in the
ZIP Code area in which the individual
resides.''.
(b) Applicability.--The amendments made by subsection (a) shall
apply with respect to the first academic year beginning after the date
of the enactment of this Act and each academic year thereafter.
<all>
| usgpo | 2024-06-24T00:12:38.051579 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4284is/htm"
} |
BILLS-118hr8328ih | Alternatives to Guardianship Education Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8328 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8328
To establish grants to provide education on guardianship alternatives
for older adults and people with disabilities to health care workers,
educators, family members, and court workers and court-related
personnel.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Ms. Scanlon introduced the following bill; which was referred to the
Committee on the Judiciary, and in addition to the Committee on
Education and the Workforce, for a period to be subsequently determined
by the Speaker, in each case for consideration of such provisions as
fall within the jurisdiction of the committee concerned
_______________________________________________________________________
A BILL
To establish grants to provide education on guardianship alternatives
for older adults and people with disabilities to health care workers,
educators, family members, and court workers and court-related
personnel.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Alternatives to Guardianship
Education Act''.
SEC. 2. FINDINGS AND PURPOSE.
(a) Findings.--Congress finds the following:
(1) Guardianship, although at times necessary, can
negatively affect the person under guardianship by reducing or
eliminating their self-determination and autonomy.
(2) Although State courts and State laws attempt to provide
some procedures to appoint trustworthy guardians, incidents of
physical, financial, emotional, psychological, and other types
of abuse have occurred to people under guardianship
arrangements.
(3) Once guardianship arrangements are in place,
restoration of rights rarely occurs.
(4) Less restrictive options to guardianship, such as
supported decisionmaking and advance directives, offer ways to
help people make decisions without losing their independence.
(5) Awareness of guardianship alternatives by personnel
that interact with individuals facing guardianship
determinations, including health care workers, educators,
family members, and court workers and court-related personnel,
may help reduce unnecessary guardianship arrangements and
preserve decisionmaking rights.
(6) Families and disability support personnel have reported
that they have limited awareness of guardianship alternatives.
(b) Purpose.--The purpose of this Act is to improve the awareness
of guardianship alternatives, for health care workers, educators,
family members, and court workers and court-related personnel, through
education programs.
SEC. 3. DEFINITIONS.
In this Act:
(1) Aging agency.--The term ``aging agency'' means an
organization that represents older adults, and that may have
experience in serving family members of such adults.
(2) Disability.--The term ``disability'' has the meaning
given that term in section 3 of the Americans with Disabilities
Act of 1990 (42 U.S.C. 12102).
(3) Disability agency.--The term ``disability agency''
means an organization serving people with disabilities that--
(A) is operated by a board, on which--
(i) a majority of the members are people
with disabilities or their family members; and
(ii) the number of members on the board who
are people with disabilities is greater than
the number of members on the board who are
family members;
(B) has an advisory panel or council, on which--
(i) a majority of the members are people
with disabilities or their family members; and
(ii) the number of members on the board who
are people with disabilities is greater than
the number of members on the board who are
family members; or
(C) has employees, a majority of whom are people
with disabilities.
(4) Guardianship.--The term ``guardianship'' means--
(A) a protective arrangement resulting from the
process by which a State court determines that an adult
individual lacks capacity to make decisions about self-
care, finances, property, or personal affairs, and
appoints another individual or entity known as a
guardian, as a conservator, or by a similar term, as a
surrogate decisionmaker;
(B) a protective arrangement in which the court-
appointed surrogate decisionmaker carries out duties to
the individual and the court; or
(C) a protective arrangement in which the court
exercises oversight of the surrogate decisionmaker.
(5) Indian tribe.--The term ``Indian Tribe'' has the
meaning given that term in section 4 of the Indian Self-
Determination and Education Assistance Act (25 U.S.C. 5304).
(6) Legal services agency.--The term ``legal services
agency'' means a public or nonprofit organization that has
experience providing legal services to low-income older adults
or adults with disabilities.
(7) Older adult.--The term ``older adult'' has the meaning
given the term ``older individual'' as defined in section 102
of the Older Americans Act of 1965 (42 U.S.C. 3002).
(8) Secretary.--The term ``Secretary'' means the Secretary
of Health and Human Services, acting through the Administrator
of the Administration for Community Living.
(9) State.--The term ``State'' means any of the 50 States,
the District of Columbia, the Commonwealth of Puerto Rico,
Guam, American Samoa, the United States Virgin Islands, and the
Commonwealth of the Northern Marianas.
TITLE I--GUARDIANSHIP ALTERNATIVES EDUCATION FOR HEALTH CARE WORKERS
SEC. 101. DEFINITIONS.
In this title:
(1) Eligible entity.--The term ``eligible entity'' means a
partnership (established by a disability agency, legal services
agency, or aging agency)--
(A) that includes--
(i) that disability agency, legal services
agency, or aging agency; and
(ii) at least one health care entity,
department of such an entity, or specialty
office of such an entity, that has frequent
contact with people with disabilities or older
adults, including--
(I) a primary care clinic,
including a Federally qualified health
center or rural health clinic (as such
terms are defined in section 1861(aa)
of the Social Security Act (42 U.S.C.
1395x(aa)));
(II) an emergency department;
(III) a long-term care provider;
(IV) a pediatric office;
(V) a rehabilitation center;
(VI) a geriatrician office;
(VII) a neurology office; or
(VIII) an entity providing a
training program for health care
workers in any specialty listed in this
subparagraph; and
(B) for which the establishing agency has
memorialized the establishment, membership, and
functions of the partnership in the form of a letter of
support, memorandum of understanding, or similar
document.
(2) Health care workers.--The term ``health care workers''
means staff with direct contact with patients in health care
settings, including physicians, advanced practice providers,
nurses, medical assistants, social workers, health care
administrators, dentists, dental hygiene professionals,
receptionists, and mental health professionals.
SEC. 102. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for health care workers.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to health care workers.
SEC. 103. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, and a projected number of participants in
and graduates of the education program to be carried out under
the grant;
(2) a needs assessment, identifying the need for
guardianship alternatives education for the target population
proposed;
(3) information identifying who will facilitate the related
instruction;
(4) a description of how the entity will conduct outreach
to health care workers for the education program;
(5) a description of learning objectives for the education
program;
(6) a description of activities to be carried out under the
grant;
(7) an evaluation plan for the education program;
(8) a timeline for establishing and carrying out the
education program;
(9) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public;
(10) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants; and
(11) a description of how the entity will, to the best of
its ability, ensure the education program reaches populations
from diverse backgrounds and communities and underserved
demographic populations (such as an underserved race,
ethnicity, gender, gender identity, sexual orientation, age, or
type of disability).
SEC. 104. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for--
(1) implementing an education program to enhance the
awareness of alternatives to guardianship for health care
workers; and
(2) ensuring that the guardianship alternatives education
program--
(A) discusses the background of guardianship, the
possible consequences of unnecessary guardianship, and
the need for guardianship alternatives;
(B) covers the various guardianship alternatives
available in the State or States involved;
(C) includes a curriculum tailored to the needs of
the target population;
(D) includes, to the best of its ability,
instructors with a diverse range of disabilities as
instructors or speakers;
(E) provides the instruction and related materials
for the education program in accessible formats; and
(F) includes, to the best of its ability, methods
to reach populations from diverse backgrounds and
communities and underserved demographic populations
(such as an underserved race, ethnicity, gender, gender
identity, sexual orientation, age, or type of
disability).
(b) Allowable Uses.--The eligible entity may use the grant funds
for--
(1) recruiting individuals to receive guardianship
alternatives education;
(2) modifying a curriculum for the education program;
(3) creating accessible materials for the education
program, such as materials with Communication Access Realtime
Translation, with American Sign Language, in Braille, in plain
language, and in other appropriate formats;
(4) transporting individuals enrolled in the education
program to and from the instructional sessions;
(5) providing child care during the instructional sessions
for people in attendance;
(6) conducting website management for the education
program;
(7) translating recruitment and instructional materials for
the education program;
(8) providing payment for venue for in-person instruction;
(9) providing payment for costs of arranging for
professional continuing education credits;
(10) providing reasonable food and beverages for in-person
instruction;
(11) expanding or adapting an existing (as of the date of
submission of the application for the grant) guardianship
alternatives education program; or
(12) providing payment for instructors (including guest
instructors) and speakers.
TITLE II--GUARDIANSHIP ALTERNATIVES EDUCATION FOR EDUCATORS
SEC. 201. DEFINITIONS.
In this title:
(1) Educators.--The term ``educators'' means teachers and
other staff (as defined in section 8101 of the Elementary and
Secondary Education Act of 1965 (20 U.S.C. 7801)), in a public
or private elementary school or secondary school, that have
contact with students with disabilities and their caregivers,
including--
(A) teachers;
(B) special education teachers;
(C) special education directors;
(D) transition coordinators;
(E) State qualified vocational rehabilitation
counselors, as defined in section 100(a)(3)(E) of the
Rehabilitation Act of 1973 (29 U.S.C. 720(a)(3)(E));
(F) any person providing pre-employment transition
services, as defined in section 7 of the Rehabilitation
Act of 1973 (29 U.S.C. 705);
(G) paraprofessionals;
(H) school social workers;
(I) school psychologists;
(J) school counselors;
(K) educational diagnosticians;
(L) specialized instructional support personnel, as
defined in that section 8101; and
(M) staff of a training program for an occupation
described in any of subparagraphs (A) through (L).
(2) Elementary school; secondary school.--The terms
``elementary school'' and ``secondary school'' have the
meanings given the terms in section 8101 of the Elementary and
Secondary Education Act of 1965 (20 U.S.C. 7801).
(3) Eligible entity.--The term ``eligible entity'' means a
partnership (established by a disability agency or legal
services agency)--
(A) that includes--
(i) that disability agency or legal
services agency; and
(ii) a local educational agency, or a
public or private elementary school or
secondary school, that employs educators; and
(B) for which the establishing agency has
memorialized the establishment, membership, and
functions of the partnership in the form of a letter of
support, memorandum of understanding, or similar
document.
SEC. 202. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for educators.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to educators.
SEC. 203. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, and a projected number of participants in
and graduates of the education program to be carried out under
the grant;
(2) a needs assessment, identifying the need for
guardianship alternatives education for the target population;
(3) information identifying who will facilitate the related
instruction;
(4) a description of how the entity will conduct outreach
to educators for the education program;
(5) a description of learning objectives for the education
program;
(6) a description of activities to be carried out under the
grant;
(7) an evaluation plan for the education program;
(8) a timeline for establishing and carrying out the
education program;
(9) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public; and
(10) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants.
SEC. 204. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for implementing an education
program to enhance the awareness of alternatives to guardianship for
educators and ensuring that the education program meets the
requirements of section 104(a)(2).
(b) Allowable Uses.--The eligible entity may use the grant funds to
carry out the activities described in section 104(b), for the education
program.
TITLE III--GUARDIANSHIP ALTERNATIVES EDUCATION FOR FAMILIES
SEC. 301. DEFINITIONS.
In this title:
(1) Eligible entity.--The term ``eligible entity'' means a
disability agency, legal services agency, or aging agency with
a goal to inform and support older adults, or people with
disabilities, and their family members.
(2) Family member.--The term ``family member'' means a
member of the family of--
(A) an older adult; or
(B) a person with a disability.
SEC. 302. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for family members of older adults and
family members of people with disabilities.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to such family members.
SEC. 303. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, and a projected number of participants in
and graduates of the education program to be carried out under
the grant;
(2) information identifying who will facilitate the related
instruction for the education program;
(3) a description of how the entity will conduct outreach
to educators for the education program;
(4) a description of learning objectives for the education
program;
(5) a description of activities to be carried out under the
grant;
(6) an evaluation plan for the education program;
(7) a timeline for establishing and carrying out the
education program;
(8) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public; and
(9) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants.
SEC. 304. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for implementing an education
program to enhance the awareness of alternatives to guardianship for
family members and ensuring that the education program meets the
requirements of section 104(a)(2).
(b) Allowable Uses.--The eligible entity may use the grant funds to
carry out the activities described in section 104(b), for the education
program.
TITLE IV--GUARDIANSHIP ALTERNATIVES EDUCATION FOR COURT WORKERS AND
COURT-RELATED PERSONNEL
SEC. 401. DEFINITIONS.
In this title:
(1) Court-related personnel.--The term ``court-related
personnel'' means persons working in, or members of
organizations supporting, court systems or court workers,
including--
(A) staff and members of local chapters of the
American Bar Association;
(B) staff and members of local chapters of the
American Civil Liberties Union;
(C) staff and members of local associations of
court workers;
(D) staff and members of elder rights law
organizations;
(E) staff and members of disability rights law
organizations;
(F) staff of an agency implementing a State
protection and advocacy system, as defined in section
102 of the Developmental Disabilities Act and Bill of
Rights of 2000 (42 U.S.C. 15002);
(G) district attorneys and their staff;
(H) court clerks and clerk staff not directly
employed by the court; or
(I) an entity providing a training program for any
specialty relevant to an organization or occupation
listed in this paragraph.
(2) Court workers.--The term ``court workers'' means
persons working in local court systems, including--
(A) court staff;
(B) law or court clerks and paralegals;
(C) attorneys; and
(D) judges.
(3) Eligible entity.--The term ``eligible entity'' means a
partnership (established by a disability agency, legal services
agency, or aging agency)--
(A) that includes--
(i) that disability agency, legal services
agency, or aging agency; and
(ii) a court whose employees, or other
court-related organization whose members, have
contact with plaintiffs who are under or facing
a guardianship or other protective arrangement
or address cases related to guardianship and
other protective arrangements; and
(B) for which the establishing agency has
memorialized the establishment, membership, and
functions of the partnership in the form of a letter of
support, memorandum of understanding, or similar
document.
SEC. 402. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for court workers and other court-
related personnel.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to court workers and other
court-related personnel.
SEC. 403. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, including a projected number of
participants in and graduates of the education program to be
carried out under the grant;
(2) a needs assessment, identifying the need for
guardianship alternatives education for the target population
proposed;
(3) information identifying who will facilitate the related
instruction;
(4) a description of how the entity will conduct outreach
to the court workers or other court-related personnel proposed
for the education program;
(5) a description of learning objectives for the education
program;
(6) a description of activities to be carried out under the
grant;
(7) an evaluation plan for the education program;
(8) a timeline for establishing and carrying out the
education program;
(9) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public; and
(10) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants.
SEC. 404. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for implementing an education
program to enhance the awareness of alternatives to guardianship for
court workers or other court-related personnel and ensuring that the
education program meets the requirements of section 104(a)(2).
(b) Allowable Uses.--The eligible entity may use the grant funds to
carry out the activities described in section 104(b), for the education
program.
TITLE V--ADMINISTRATION
SEC. 501. GRANT ADVISORY COUNCIL.
(a) In General.--The Secretary shall establish an advisory council,
to be known as the ``Grant Advisory Council'', to advise eligible
entities that receive grants under this Act on activities carried out
under the grants.
(b) Composition.--The advisory council shall be composed of 13
members, consisting of--
(1) 3 experts who have experience in counseling individuals
and guiding individuals to guardianship alternatives, or who
have data-driven expertise in ways to guide individuals to
guardianship alternatives, which may include--
(A) a social services program administrator;
(B) a guardianship researcher; or
(C) an advocate for people with disabilities; and
(2) 1 health care administrator or manager with experience
with guardianship alternatives;
(3) 1 administrator from a school served by a local
educational agency, and 1 administrator from an institution of
higher education, with experience with guardianship
alternatives;
(4) 1 family member, as defined in section 301, with
experience with guardianship alternatives;
(5) 1 court worker, as defined in section 401, with
experience with guardianship alternatives;
(6) 3 people with disabilities, or older adults, who have
successfully transitioned to a guardianship alternative, of
which at least 1 shall be a person with a disability and at
least 1 shall be an older adult; and
(7) 3 people with disabilities, or older adults, who are in
a guardianship alternative, of which at least 1 shall be a
person with a disability and at least 1 shall be an older
adult.
(c) Period of Appointment; Vacancies.--Members shall be appointed
for the life of the advisory council. Any vacancy in the council shall
not affect the powers of the advisory council, but shall be filled in
the same manner as the original appointment was made.
(d) Chairman and Vice Chairman.--The advisory council shall select
a Chairperson and Vice Chairperson from among its members.
(e) Duties.--The advisory council shall--
(1) advise the Secretary on, and provide general oversight
for, the grant programs carried out under titles I through IV
concerning the activities carried out under the grants,
including development of the curricula for guardianship
alternatives education;
(2) consult with the Secretary on the awarding of the
grants;
(3) provide recommendations for sustainability and
expansion of the guardianship alternatives education programs
carried out under the grants, such as development of a train-
the-trainer model for such an education program; and
(4) provide input for the evaluation methods and
implementation of the evaluation described in section 502,
including advising the Secretary on additional criteria for the
evaluator to evaluate under section 502, to measure
effectiveness of guardianship alternatives education programs
described in section 502.
(f) Report.--Not later than September 30, 2027, and not later than
September 30, 2030, the advisory council shall prepare a report
containing recommendations on the programs, activities, and curricula
described in subsection (e)(1) and the sustainability and expansion
described in subsection (e)(3). The advisory council shall submit the
report to the covered committees defined in section 504(f).
(g) Travel Expenses.--Subject to the limit described in section
505(b), the members of the advisory council shall be allowed travel
expenses, including per diem in lieu of subsistence, at rates
authorized for employees of agencies under subchapter I of chapter 57
of title 5, United States Code, while away from their homes or regular
places of business in the performance of services for the advisory
council.
(h) Detail of Government Employees.--Any Federal Government
employee may be detailed to the advisory council without reimbursement
to serve as a staff member for the advisory council, and such detail
shall be without interruption or loss of civil service status or
privilege.
(i) Termination.--The advisory council shall terminate on October
1, 2030.
SEC. 502. EVALUATION OF EDUCATION PROGRAMS.
(a) Independent Evaluator.--The Secretary shall enter into a
contract with an independent entity, who is not a grant recipient under
this Act and who has expertise in evaluating programs for people with
disabilities or programs for older adults, to carry out an evaluation
of the education programs carried out under this Act.
(b) Population Covered by Evaluation.--In conducting the
evaluation, the evaluator shall consider the impact of the education
programs carried out under this Act on all participants served by the
education programs and on each underserved demographic population (such
as an underserved race, ethnicity, gender, gender identity, sexual
orientation, age, or type of disability) served by the education
programs.
(c) Performance.--
(1) Performance in changing awareness of guardianship
alternatives.--
(A) Awareness of by program participants.--The
evaluator shall measure program participants' awareness
of guardianship alternatives as a result of the
education programs.
(B) Awareness due to dissemination.--The evaluator
shall measure the dissemination of information on
guardianship alternatives in the workplaces and
communities of participants in the education programs,
as a result of the education programs, to evaluate how
far awareness of guardianship alternatives has expanded
beyond the participants.
(2) Effectiveness of education programs.--The evaluator
shall measure the effectiveness of the education programs on
any additional criterion that the advisory committee advised
the Secretary to adopt, and the Secretary adopted, in
accordance with section 501(e)(4).
(d) Policy Changes at the State Level.--In conducting the
evaluation, the evaluator shall identify any guardianship policy
changes at the State level, including the creation of, removal of, or
changes to guardianship policies.
SEC. 503. STATE DATA COLLECTION ON PROTECTIVE ARRANGEMENTS.
(a) Rehabilitation Act of 1973.--The Rehabilitation Act of 1973 is
amended--
(1) in section 101(a)(10) (29 U.S.C. 721(a)(10))--
(A) by redesignating subparagraphs (F) through (H)
as subparagraphs (G) through (I), respectively; and
(B) by inserting after subparagraph (E) the
following:
``(F) The Commissioner shall require that each
designated State unit include in the reports additional
information described in section 503(b) of the
Alternatives to Guardianship Education Act.''; and
(2) in section 607 (29 U.S.C. 795l), by inserting ``(except
with respect to information under subparagraph (F) of section
101(a)(10))'' after ``section 101(a)(10)''.
(b) Data To Be Collected and Submitted by States.--In order to
provide objective, measurable data on guardianships and guardianship
alternatives in the States, States receiving funds under title I of the
Rehabilitation Act of 1973 (29 U.S.C. 720 et seq.) shall collect and
report to the Secretary, in accordance with subsection (a), information
about each of the following:
(1) The number and type of guardianships and protective
arrangements established and dissolved each calendar year in
the State.
(2) Demographic information of guardians and people under
guardianship arrangements, including type of guardian (such as
family member, friend, professional private guardian, or public
agency).
(3) The average length of a guardianship arrangement in the
State, as of the time such data is reported.
(4) Information about the reasons for guardianship
arrangements in the State.
(5) Information about the reasons that guardianship
arrangements were terminated in the State since the last
report, including receipt of guardianship alternatives
education.
SEC. 504. REPORTING.
(a) Eligible Entity Reports.--Each eligible entity that receives a
grant under this Act for an education program shall annually prepare
and submit to the Secretary a progress report, that measures the change
in indicators described in paragraphs (1) and (2) of section 502(c), as
a result of the education program, and the change in policies described
in section 502(d).
(b) Summary Effectiveness Report.--The Secretary shall annually--
(1) prepare a summary report on the change, in the
aggregate, in indicators described in paragraphs (1) and (2) of
section 502(c), as a result of the education programs carried
out under this Act, and the change in policies described in
section 502(d), which report shall include--
(A) information on methods of outreach to recruit
participants for the education programs from diverse
backgrounds and communities, including the number of
the participants recruited through each method;
(B) the total number of participants in the
education programs, and the percentage of such
participants who completed the education programs; and
(C) data on demographic characteristics, including
the race, ethnicity, gender, gender identity, age, and
type of disability, of the participants, and data on
the geographic location of the participants, in the
education programs; and
(2) submit the report to the Committee on Health,
Education, Labor, and Pensions and the Special Committee on
Aging of the Senate, and the Committee on Education and the
Workforce of the House of Representatives.
(c) Renewal Report.--Not later than 3 years after the date of
enactment of this Act, the Secretary shall prepare and submit to the
covered committees a formative report on the instruction provided
through the guardianship alternatives education program during the 2-
year period after eligible entities first receive grants under this
Act. The Secretary shall use the information in the report in
determining whether to renew grants for eligible entities for a second
grant term. The Secretary shall submit the report to the grant
recipients whose grants are renewed, to inform the work of the
recipients during the second grant term.
(d) State Data Report.--The Secretary shall prepare a report
containing the data collected under section 503, and make the report
publicly available.
(e) Final Report.--Not later than 1 year after the end of the last
second grant term to be completed under this Act, the Secretary shall
prepare and submit to the covered committees a final report summarizing
all actions taken under grants made available under this Act.
(f) Covered Committees.--In this section, the term ``covered
committees'' means the Committee on Health, Education, Labor, and
Pensions, the Committee on Finance, and the Special Committee on Aging
of the Senate, and the Committee on Education and the Workforce and the
Committee on Energy and Commerce of the House of Representatives.
SEC. 505. AUTHORIZATION OF APPROPRIATIONS.
(a) In General.--There is authorized to be appropriated to carry
out this Act, $10,000,000 for each of fiscal years 2025 through 2030.
(b) Administration and Evaluation.--From the amount made available
under subsection (a) for each fiscal year, the Secretary shall reserve
not more than 5 percent for administration of this Act, including
carrying out the activities required in sections 501 through 504.
<all>
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BILLS-118s138enr | Promoting a Resolution to the Tibet-China Dispute Act | 2024-06-14T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 138 Enrolled Bill (ENR)]
S.138
One Hundred Eighteenth Congress
of the
United States of America
AT THE SECOND SESSION
Begun and held at the City of Washington on Wednesday,
the third day of January, two thousand and twenty four
An Act
To amend the Tibetan Policy Act of 2002 to modify certain provisions of
that Act.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Promoting a Resolution to the Tibet-
China Dispute Act''.
SEC. 2. FINDINGS.
Congress finds the following:
(1) It has been the long-standing policy of the United States
to encourage meaningful and direct dialogue between representatives
of the People's Republic of China and the Dalai Lama, his or her
representatives, or democratically elected leaders of the Tibetan
community, without preconditions, to seek a settlement that
resolves differences.
(2) Nine rounds of dialogue held between 2002 and 2010 between
the People's Republic of China authorities and the 14th Dalai
Lama's representatives failed to produce a settlement that resolved
differences, and the two sides have held no formal dialogue since
January 2010.
(3) An obstacle to further dialogue is that the Government of
the People's Republic of China continues to impose conditions on
substantive dialogue with the Dalai Lama, including a demand that
he say that Tibet has been part of China since ancient times, which
the Dalai Lama has refused to do because it is inaccurate.
(4) Article 1 of the International Covenant on Civil and
Political Rights and Article 1 of the International Covenant on
Economic, Social and Cultural Rights provide, ``All peoples have
the right of self-determination. By virtue of that right they
freely determine their political status and freely pursue their
economic, social and cultural development.''.
(5) The United States Government has never taken the position
that Tibet was a part of China since ancient times.
(6) China signed the International Covenant on Civil and
Political Rights on October 5, 1998, and ratified the International
Covenant on Economic, Social and Cultural Rights on March 27, 2001.
(7) Under international law, including United Nations General
Assembly Resolution 2625, the right to self-determination is the
right of a people to determine its own destiny and the exercise of
this right can result in a variety of outcomes ranging from
independence, federation, protection, some form of autonomy, or
full integration within a State.
(8) United Nations General Assembly Resolution 1723, adopted on
December 20, 1961, called for the ``cessation of practices which
deprive the Tibetan people of their fundamental human rights and
freedoms, including their right to self-determination''.
(9) Secretary of State Antony Blinken, in a May 26, 2022,
speech entitled ``The Administration's Approach to the People's
Republic of China'', said that the rules-based international
order's ``founding documents include the UN Charter and the
Universal Declaration of Human Rights, which enshrined concepts
like self-determination, sovereignty, the peaceful settlement of
disputes. These are not Western constructs. They are reflections of
the world's shared aspirations.''.
(10) The Tibetan Policy Act of 2002 (22 U.S.C. 6901 note), as
amended by the Tibetan Policy and Support Act of 2020 (subtitle E
of title III of division FF of Public Law 116-260), in directing
the United States Government ``to promote the human rights and
distinct religious, cultural, linguistic, and historical identity
of the Tibetan people'' acknowledges that the Tibetan people
possess a distinct religious, cultural, linguistic, and historical
identity.
(11) Department of State reports on human rights and religious
freedom have consistently documented systematic repression by the
authorities of the People's Republic of China against Tibetans as
well as acts of defiance and resistance by Tibetan people against
the People's Republic of China policies.
(12) The Tibetan Policy Act of 2002 (22 U.S.C. 6901 note)
specifies that the central objective of the United States Special
Coordinator for Tibetan Issues is to promote substantive dialogue
between the Government of the People's Republic of China and the
Dalai Lama, his or her representatives, or democratically elected
leaders of the Tibetan community.
SEC. 3. STATEMENT OF POLICY.
It is the policy of the United States--
(1) that the Tibetan people are a people with a distinct
religious, cultural, linguistic, and historical identity;
(2) that the dispute between Tibet and the People's Republic of
China must be resolved in accordance with international law,
including the United Nations Charter, by peaceful means, through
dialogue without preconditions;
(3) that the People's Republic of China should cease its
propagation of disinformation about the history of Tibet, the
Tibetan people, and Tibetan institutions, including that of the
Dalai Lama;
(4) to encourage the People's Republic of China to ratify the
International Covenant on Civil and Political Rights and uphold all
its commitments under the International Covenant on Economic,
Social and Cultural Rights; and
(5) in accordance with the Tibetan Policy and Support Act of
2020--
(A) to promote substantive dialogue without pre-conditions,
between the Government of the People's Republic of China and
the Dalai Lama, his or her representatives, or democratically
elected leaders of the Tibetan community, or explore activities
to improve prospects for dialogue, that leads to a negotiated
agreement on Tibet;
(B) to coordinate with other governments in multilateral
efforts towards the goal of a negotiated agreement on Tibet;
and
(C) to encourage the Government of the People's Republic of
China to address the aspirations of the Tibetan people with
regard to their distinct historical, cultural, religious, and
linguistic identity.
SEC. 4. SENSE OF CONGRESS.
It is the sense of Congress that--
(1) claims made by officials of the People's Republic of China
and the Chinese Communist Party that Tibet has been a part of China
since ancient times are historically inaccurate;
(2) the current policies of the People's Republic of China are
systematically suppressing the ability of the Tibetan people to
preserve their religion, culture, language, history, way of life,
and environment;
(3) the Government of the People's Republic of China is failing
to meet the expectations of the United States to engage in
meaningful dialogue with the Dalai Lama or his representatives or
to reach a negotiated resolution that includes the aspirations of
the Tibetan people; and
(4) United States public diplomacy efforts should counter
disinformation about Tibet from the Government of the People's
Republic of China and the Chinese Communist Party, including
disinformation about the history of Tibet, the Tibetan people, and
Tibetan institutions, including that of the Dalai Lama.
SEC. 5. MODIFICATIONS TO THE TIBETAN POLICY ACT OF 2002.
(a) Tibet Negotiations.--Section 613(b) of the Tibetan Policy Act
of 2002 (22 U.S.C. 6901 note) is amended--
(1) in paragraph (2), by striking ``; and'' and inserting a
semicolon;
(2) in paragraph (3), by striking the period at the end and
inserting ``; and''; and
(3) by adding at the end the following new paragraph:
``(4) efforts to counter disinformation about Tibet from the
Government of the People's Republic of China and the Chinese
Communist Party, including disinformation about the history of
Tibet, the Tibetan people, and Tibetan institutions, including that
of the Dalai Lama.''.
(b) United States Special Coordinator for Tibetan Issues.--Section
621(d) of the Tibetan Policy Act of 2002 (22 U.S.C. 6901 note) is
amended--
(1) by redesignating paragraphs (6), (7), and (8) as paragraphs
(7), (8), and (9), respectively; and
(2) by inserting after paragraph (5) the following new
paragraph:
``(6) work with relevant bureaus of the Department of State and
the United States Agency for International Development to ensure
that United States Government statements and documents counter, as
appropriate, disinformation about Tibet from the Government of the
People's Republic of China and the Chinese Communist Party,
including disinformation about the history of Tibet, the Tibetan
people, and Tibetan institutions, including that of the Dalai
Lama;''.
(c) Definition.--The Tibetan Policy Act of 2002 (22 U.S.C. 6901
note) is amended by adding at the end the following new section:
``SEC. 622. DEFINITION.
``For purposes of this Act, the term `Tibet' refers to the
following areas:
``(1) The Tibet Autonomous Region.
``(2) The areas that the Government of the People's Republic of
China designated as Tibetan Autonomous, as of 2018, as follows:
``(A) Kanlho (Gannan) Tibetan Autonomous Prefecture, and
Pari (Tianzhu) Tibetan Autonomous County located in Gansu
Province.
``(B) Golog (Guoluo) Tibetan Autonomous Prefecture, Malho
(Huangnan) Tibetan Autonomous Prefecture, Tsojang (Haibei)
Tibetan Autonomous Prefecture, Tsolho (Hainan) Tibetan
Autonomous Prefecture, Tsonub (Haixi) Mongolian and Tibetan
Autonomous Prefecture, and Yulshul (Yushu) Tibetan Autonomous
Prefecture, located in Qinghai Province.
``(C) Garze (Ganzi) Tibetan Autonomous Prefecture, Ngawa
(Aba) Tibetan and Qiang Autonomous Prefecture, and Muli (Mili)
Tibetan Autonomous County, located in Sichuan Province.
``(D) Dechen (Diqing) Tibetan Autonomous Prefecture,
located in Yunnan Province.''.
SEC. 6. AVAILABILITY OF AMOUNTS TO COUNTER DISINFORMATION ABOUT TIBET.
Amounts authorized to be appropriated or otherwise made available
under section 346 of the Tibetan Policy and Support Act of 2020
(subtitle E of title III of division FF of Public Law 116-260) are
authorized to be made available to counter disinformation about Tibet
from the Government of the People's Republic of China and the Chinese
Communist Party, including disinformation about the history of Tibet,
the Tibetan people, and Tibetan institutions, including that of the
Dalai Lama.
Speaker of the House of Representatives.
Vice President of the United States and
President of the Senate.
| usgpo | 2024-06-24T00:12:38.467912 | {
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BILLS-118s4277is | Better Utilizing Investments to Leverage Development and Generating Renewable Energy to Electrify the Nation's Infrastructure and Jobs Act; BUILD GREEN Infrastructure and Jobs Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4277 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4277
To establish a green transportation infrastructure grant program, and
for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Ms. Warren (for herself, Mr. Markey, Mr. Blumenthal, Mr. Booker, and
Mr. Sanders) introduced the following bill; which was read twice and
referred to the Committee on Commerce, Science, and Transportation
_______________________________________________________________________
A BILL
To establish a green transportation infrastructure grant program, and
for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Better Utilizing Investments to
Leverage Development and Generating Renewable Energy to Electrify the
Nation's Infrastructure and Jobs Act'' or the ``BUILD GREEN
Infrastructure and Jobs Act''.
SEC. 2. GREEN TRANSPORTATION INFRASTRUCTURE GRANT PROGRAM.
(a) Definitions.--In this section:
(1) Electric vehicle.--The term ``electric vehicle'' has
the meaning given the term in section 523.2 of title 49, Code
of Federal Regulations (or successor regulations).
(2) Frontline, vulnerable, or disadvantaged community.--The
term ``frontline, vulnerable, or disadvantaged community''
means a community--
(A) in an area described in section 301(a) of the
Public Works and Economic Development Act of 1965 (42
U.S.C. 3161(a));
(B) in which climate change, pollution, or
environmental destruction has exacerbated systemic
racial, regional, social, environmental, gender, and
economic injustices by disproportionately affecting
Black, Brown, and Indigenous peoples, other communities
of color, migrant communities, deindustrialized
communities, depopulated rural communities, the poor,
low-income workers, women, the elderly, the unhoused,
people with disabilities, or youth;
(C) eligible for assistance under the Justice40
Initiative described in section 223 of Executive Order
14008 (42 U.S.C. 4321 note; relating to tackling the
climate crisis at home and abroad); or
(D) located in a census tract that has a high
energy burden.
(3) Green project.--The term ``green project'' means a
project that--
(A) deeply reduces transportation greenhouse gas
emissions and local air pollution; and
(B) results in a reduction in overall energy use,
maximization of energy efficiency, implementation and
use of energy recovery, and an offset of the remaining
demand for energy with production of energy from
renewable energy sources, such that the project
produces as much energy or energy savings as the
project uses over the course of a year.
(4) Green space.--
(A) In general.--The term ``green space'' means
publicly accessible land or water that--
(i) is partly or completely covered with
grass, trees, shrubs, or other vegetation; and
(ii) provides floodwater alleviation, storm
water mitigation, green travel routes, water
purification, cooling temperatures, pollution
management, public health benefits,
enhancements to biodiversity, ecological
resilience, or greenhouse gas emissions
sequestration.
(B) Inclusions.--The term ``green space'' includes
parks, gardens, playing fields, children's play areas,
woods, grassed areas, bodies of water, and trails.
(5) Greenhouse gas.--The term ``greenhouse gas'' means--
(A) carbon dioxide;
(B) hydrofluorocarbons;
(C) methane;
(D) nitrous oxide;
(E) perfluorocarbons;
(F) sulfur hexafluoride;
(G) nitrogen triflouride;
(H) chlorofluorocarbons;
(I) criteria pollutants for which there are
national ambient air quality standards under section
109 of the Clean Air Act (42 U.S.C. 7409); and
(J) any other anthropogenically emitted gas or
particulate that the Administrator of the Environmental
Protection Agency determines, after notice and
comment--
(i) to contribute to climate change; or
(ii) to produce negative effects on human
health, biodiversity, or ecological resilience.
(6) Greenhouse gas emissions.--The term ``greenhouse gas
emissions'' means emissions of greenhouse gas, expressed in
terms of metric tons of carbon dioxide equivalent.
(7) New renewable energy.--The term ``new renewable
energy'' means renewable energy from a source that is not
currently producing power.
(8) Program.--The term ``program'' means the green
transportation infrastructure grant program established under
subsection (b).
(9) Publicly available evse.--
(A) In general.--The term ``publicly available
EVSE'' means Electric Vehicle Supply Equipment and any
associated parking spaces designated by the property
owner or lessee to be available to, and accessible by,
the public for any period of time, including Electric
Vehicle Supply Equipment and associated parking spaces
located in parking garages or gated facilities if any
member of the public can obtain vehicular access to the
facility for free or through payment of a fee.
(B) Exclusion.--The term ``publicly available
EVSE'' does not include Electric Vehicle Supply
Equipment and any associated parking spaces in a
workplace if the Electric Vehicle Supply Equipment and
associated parking spaces are clearly marked and
operated as available exclusively to employees or
contracted drivers.
(10) Renewable energy source.--The term ``renewable energy
source'' means energy generated from renewable sources,
including the following:
(A) Solar, including electricity.
(B) Wind.
(C) Ocean, including tidal, wave, current, and
thermal.
(D) Geothermal, including electricity and heat
pumps.
(E) Hydroelectric generation capacity achieved from
increased efficiency or additions of new capacity--
(i) at an existing hydroelectric project;
and
(ii) that was placed in service on or after
January 1, 1999.
(F) Hydrogen used in fuel cells or other non-
combustion technologies, if the quantity of lifecycle
greenhouse gas emissions per unit of fuel energy is
zero.
(G) Thermal energy generated by any of the sources
described in subparagraphs (A) through (F).
(11) Resilient.--The term ``resilient'', with respect to
transportation infrastructure projects, means an anticipation
of, preparation for, and adaptation of the project to
disruptions and changing environmental and security conditions,
and the achievement and maintenance by the project of the
capability to withstand, respond to, and recover rapidly from
disruptions while ensuring the sustainment of operations.
(12) Rural area.--The term ``rural area'' means an area
with a population of 200,000 or fewer.
(13) Secretary.--The term ``Secretary'' means the Secretary
of Transportation.
(14) Urbanized area.--The term ``urbanized area'' means an
area with a population of more than 200,000.
(b) Establishment.--The Secretary shall establish a green
transportation infrastructure grant program to provide grants on a
competitive basis to eligible entities for capital investments in
electrified surface transportation infrastructure projects that--
(1) will have a significant local or regional impact to
improve transportation and reduce greenhouse gas emissions and
toxic emissions; and
(2) are--
(A) sustainable and resilient; and
(B) green projects.
(c) Eligible Entities.--An entity eligible to receive a grant under
the program is--
(1) a State or territory;
(2) a unit of local government;
(3) a transit agency;
(4) a port authority;
(5) an Indian tribe (as defined in section 4 of the Indian
Self-Determination and Education Assistance Act (25 U.S.C.
5304));
(6) a Federal land management agency that jointly applies
with a State or a group of States; or
(7) a multi-State or multijurisdictional group of entities
described in paragraphs (1) through (6).
(d) Eligible Projects.--
(1) In general.--A project eligible to be carried out with
funds from a grant provided under the program is--
(A) a fixed route public transportation project
eligible for assistance under chapter 53 of title 49,
United States Code, that improves public transportation
service for transit-dependent populations, supports
increased transit ridership, and is powered by
electricity, including--
(i) corridor-based bus rapid transit
projects or new fixed guideway capital
projects, such as light rail transit, heavy
rail transit, or commuter rail transit
projects;
(ii) the acquisition or lease of low-
emission or zero-emission public transit
vehicles, with or without a leased power
source, that will be used to decrease headways
or provide new or expanded service areas or
times; and
(iii) the construction, lease,
rehabilitation, or improvement of new or
existing facilities and related equipment for
low-emission or zero-emission vehicles,
including overhead-wire in-motion charging
technology;
(B) a passenger or freight rail project that is
powered solely by an external source of electricity or
solar power;
(C) a port infrastructure investment, including
inland port infrastructure and land ports of entry,
that--
(i) installs publicly available EVSE;
(ii) facilitates the movement of goods via
zero-emission modes; or
(iii) supports the deployment of zero-
emission port equipment or technology (as
defined in section 133(d) of the Clean Air Act
(42 U.S.C. 7433(d)));
(D) an electrified public micromobility project,
including an e-bike share and related projects; and
(E) any other project that--
(i) the Secretary determines to be
appropriate; and
(ii) clearly demonstrates a contribution to
the reduction of greenhouse gas emissions and
toxic emissions.
(2) Limitation.--Funds from a grant provided under the
program may not be used to purchase fully automated cargo-
handling equipment that is remotely operated or remotely
monitored, with or without the exercise of human intervention
or control.
(e) Application.--
(1) In general.--To be eligible to receive a grant under
the program, an eligible entity shall submit to the Secretary
an application at such time, in such manner, and containing
such information as the Secretary may require, including a
zero-emission transition plan that examines the impact of the
proposed project on the workforce of the eligible entity,
including an identification of skill gaps, training needs, and
retraining needs of that workforce--
(A) to operate and maintain infrastructure that is
part of the eligible project; and
(B) to avoid displacement of that workforce.
(2) Deadlines.--The Secretary shall--
(A) publish a notice of funding opportunity for the
program by not later than 10 days after October 1 of
each fiscal year;
(B) require applications for grants under the
program to be submitted to the Secretary by not later
than 90 days after the date on which the notice of
funding opportunity is published; and
(C) select eligible projects to receive grants
under the program, in accordance with subsection (f),
by not later than 270 days after October 1 of each
fiscal year.
(f) Selection.--
(1) In general.--The Secretary shall select eligible
projects to receive a grant under the program based on
sustainability and workforce criteria, including--
(A) criteria that prioritize collective
transportation over individual transportation;
(B) criteria developed by the Secretary to reduce
overall vehicle miles traveled in single occupancy,
internal combustion engine vehicles;
(C) the extent to which the project promotes the
electrification of all public transportation, intercity
passenger and freight rail transportation, intercity
bus service, and school bus service;
(D) the extent to which the eligible entity has--
(i) used funds apportioned under section
104(b) of title 23, United States Code, to
carry out the project; or
(ii) demonstrated why the eligible entity
was unable to use those funds to carry out the
project;
(E) criteria developed by the Secretary, in
consultation with the Administrator of the
Environmental Protection Agency, that consider the
extent to which the eligible project contributes to--
(i) climate resilience;
(ii) climate mitigation;
(iii) air pollution and emissions of
hazardous air pollutants (as defined in section
112(a) of the Clean Air Act (42 U.S.C.
7412(a))); and
(iv) greenhouse gas emissions;
(F) criteria developed by the Secretary, in
consultation with the Secretary of Energy, that
consider the extent to which the eligible project will
achieve energy savings and reduced energy usage
compared to other eligible projects;
(G) criteria developed by the Secretary, in
consultation with the Secretary of Energy, that
consider the extent to which the eligible project will
improve pedestrian and nonmotorized vehicle access and
safety compared to other eligible projects;
(H) the extent to which the project will improve
the frequency of existing fixed route public
transportation service;
(I) criteria developed by the Secretary, in
consultation with the Secretary of Housing and Urban
Development, that consider the extent to which a public
transportation project serves areas of affordable
housing or promotes transit-oriented development;
(J) the extent to which the eligible entity
demonstrates methods to preserve or encourage
affordable housing near the project, as the Secretary
determines to be appropriate;
(K) criteria developed by the Secretary, in
consultation with the Secretary of Labor, that consider
the information described in subsection (m)(2); and
(L) criteria developed by the Secretary to identify
projects underserved by existing Federal funding
opportunities.
(2) Exclusion.--In selecting eligible projects to receive a
grant under the program, the Secretary shall not use the
Federal share percentage or the ability of an applicant to
generate non-Federal revenue as a selection criterion.
(3) Priority.--In selecting eligible projects to receive a
grant under the program, the Secretary shall give priority to
an eligible project--
(A) that is located in--
(i) a frontline, vulnerable, or
disadvantaged community;
(ii) an area identified as having
disproportionately high adverse human health
and environmental impacts on minority
populations and low-income populations;
(iii) a community of color;
(iv) a low-income community;
(v) a deindustrialized community; or
(vi) a community facing environmental
injustice.
(B) that requires a contribution of Federal funds
in order to complete an overall financing package;
(C) that includes--
(i) the addition of--
(I) a new green space; or
(II) new State or local park system
units and recreation areas administered
for outdoor recreation purposes; or
(ii) an improvement to improve access to an
existing green space, State or local park
system unit, or recreation area administered
for outdoor recreation purposes, including
pedestrian and bicycle access;
(D) for which the applicant commits to give
preference to prime contractors, and subcontractors
performing more than 50 percent of the work, that have
a collective bargaining agreement in place with their
employees that is not a covered project labor agreement
(as defined in subsection (m)(3)(B)); or
(E) that includes partnerships between Federal,
State, and local agencies to ensure that the project is
well-coordinated and meets the needs of the communities
served by the project.
(4) Report.--Not less frequently than once each year, the
Secretary shall--
(A) submit a report that contains the criteria for
eligible projects developed under paragraph (1) to--
(i) the Committee on Commerce, Science, and
Transportation of the Senate;
(ii) the Committee on Environment and
Public Works of the Senate;
(iii) the Committee on Health, Education,
Labor, and Pensions of the Senate;
(iv) the Committee on Transportation and
Infrastructure of the House of Representatives;
(v) the Committee on Energy and Commerce of
the House of Representatives; and
(vi) the Committee on Education and the
Workforce of the House of Representatives; and
(B) make the report under subparagraph (A)
available to the public.
(g) Grant Requirements.--
(1) Environmental standard.--As a condition of receiving a
grant under the program, any building or structure that is part
of an eligible project, including existing buildings, shall
comply with, or, in the case of an existing building, be
renovated to comply with, environmental standards determined by
the Secretary, that are at least as stringent as the Leadership
in Energy and Environmental Design (LEED) standards of the
United States Green Building Council.
(2) Workforce development.--
(A) In general.--Except as provided in subparagraph
(B), an eligible entity that receives a grant under the
program shall use not less than 5 percent of the funds
from the grant to fund workforce development training,
including registered apprenticeships and other labor
management training programs, as part of the zero-
emission transition plan of the eligible entity
described in subsection (e)(1).
(B) Exception.--The Secretary may reduce the amount
set aside under subparagraph (A) for workforce
development training with respect to an eligible entity
if the eligible entity certifies that a smaller
percentage of grant funds is sufficient to fund the
workforce development training described in that
subparagraph.
(3) Railway labor.--
(A) In general.--In the case of a rail project that
receives a grant under the program, the eligible entity
shall--
(i) comply with subsections (b), (c), and
(d) of section 22905 of title 49, United States
Code; and
(ii) ensure that work on the project is
carried out by workers who are part of the
existing workforce of the eligible entity, to
the maximum extent possible.
(B) Employee protections.--In the case of a rail
project that receives a grant under the program, the
eligible entity shall comply with section 22404 of
title 49, United States Code.
(4) Use of renewable energy.--
(A) In general.--As a condition of receiving a
grant under the program, any eligible project that,
after completion of the project, uses electrical energy
shall use electrical energy in a manner that does not
increase usage of nonrenewable energy sources, in
accordance with subparagraph (B).
(B) Methods.--An eligible entity may comply with
subparagraph (A) by--
(i) purchasing new renewable energy or
renewable energy credits for the eligible
project;
(ii) generating new renewable energy for
the eligible project;
(iii) converting to use of renewable energy
for another project of the eligible entity in
an equivalent quantity of nonrenewable energy
used for the eligible project; or
(iv) any combination of the methods
described in clauses (i) through (iii).
(C) Report.--An eligible entity that receives a
grant under the program shall report to the Secretary
annually on the percentage of renewable energy used and
steps taken for energy conservation in the eligible
project.
(5) Labor requirements.--As a condition of receiving a
grant under the program, the eligible entity shall submit to
the Secretary a certification that the eligible entity is in
compliance with subsection (m).
(6) Compliance.--
(A) In general.--If the Secretary determines that
an eligible project is not in compliance with any
provision of this subsection, the Secretary shall
promptly notify the eligible entity of the
noncompliance.
(B) Withholding of funds for noncompliance.--If an
eligible entity that receives a notification of
noncompliance under subparagraph (A) is not in
compliance with this subsection beginning on the date
that is 180 days after the date of the notification
under subparagraph (A), the Secretary shall withhold
from the State in which the eligible project is located
10 percent of the amount required to be apportioned to
the State under section 104(b) of title 23, United
States Code, from that State until the eligible project
is in compliance with this subsection.
(h) Distribution of Grants.--
(1) In general.--For each fiscal year, in carrying out the
program, the Secretary shall ensure that grants are provided--
(A) on an equitable geographical basis, including
with respect to Tribal communities;
(B) in a manner that achieves an appropriate
balance in addressing the needs of urbanized areas and
rural areas; and
(C) in a manner that prioritizes eligible projects
in areas described in section 301(a) of the Public
Works and Economic Development Act of 1965 (42 U.S.C.
3161(a)).
(2) State amounts.--
(A) Minimum amount.--For each fiscal year, the
total amount awarded to eligible projects in each State
shall be not less than the lesser of--
(i) 0.8 percent of the amounts made
available to carry out the program for that
fiscal year; and
(ii) the total amount requested for
eligible projects in that State for that fiscal
year for which the Secretary has determined
meet the selection criteria under the program.
(B) Maximum amount.--For each fiscal year, the
total amount provided under the program for eligible
projects in a single State shall not exceed an amount
equal to 8 percent of the amounts made available to
carry out the program for that fiscal year.
(3) Rural areas, urbanized areas, and frontline,
vulnerable, or disadvantaged communities.--
(A) Rural areas.--
(i) In general.--Of the amounts made
available to carry out the program for each
fiscal year, not less than 30 percent and not
more than 40 percent shall be used for eligible
projects located in rural areas.
(ii) Grant amount.--The amount of a grant
provided under the program for a project in a
rural area shall be not less than $1,000,000.
(iii) Federal share.--The Federal share of
the cost of an eligible project in a rural area
carried out with a grant under the program may
exceed 90 percent, at the discretion of the
Secretary.
(B) Urbanized areas.--
(i) In general.--Of the amounts made
available to carry out the program for each
fiscal year, not less than 60 percent and not
more than 70 percent shall be used for eligible
projects located in urbanized areas.
(ii) Metropolitan planning area.--Amounts
made available under clause (i) may be used for
eligible projects in the metropolitan planning
area established under section 134 of title 23,
United States Code, that encompasses the
urbanized area.
(C) Frontline, vulnerable, or disadvantaged
communities.--
(i) In general.--Of the total amounts made
available to carry out the program for each
fiscal year under subparagraphs (A) and (B),
not less than 40 percent shall be used for
eligible projects located in frontline,
vulnerable, or disadvantaged communities.
(ii) Grant amount.--The amount of a grant
provided under the program for a project in a
frontline, vulnerable, or disadvantaged
community shall be not less than $1,000,000.
(iii) Federal share.--The Federal share of
the cost of an eligible project in a frontline,
vulnerable, or disadvantaged community carried
out with a grant under the program may exceed
90 percent, at the discretion of the Secretary.
(i) Grant Amount.--
(1) In general.--Except as provided in paragraph (2), a
grant under the program shall be in an amount that is not less
than $2,000,000.
(2) Planning grants.--A grant under the program for the
planning, preparation, or design of an eligible project shall
not be subject to a minimum grant amount.
(j) Federal Share.--Except as otherwise provided in this section,
the Federal share of the cost of a project carried out with a grant
under the program shall be, at the discretion of the eligible entity--
(1) not more than 90 percent, for the purpose of planning,
design, and construction of the project; and
(2) up to 100 percent of the operation and maintenance
costs of the project for the first 10 years of the project.
(k) TIFIA; RRIF.--For each fiscal year, the Secretary may use an
amount equal to not more than 20 percent of the amounts made available
to carry out the program for that fiscal year to pay the subsidy and
administrative costs of projects eligible for Federal credit assistance
under chapter 6 of title 23, United States Code, or chapter 224 of
title 49, United States Code, if the Secretary finds that such use of
those amounts would advance the purposes of the program.
(l) Buy America.--Section 70914 of the Infrastructure Investment
and Jobs Act (41 U.S.C. 8301 note; Public Law 117-58) shall apply to an
eligible project that receives a grant under the program.
(m) Labor Provisions.--
(1) Employee wages and protections.--Each contractor and
subcontractor for an eligible project carried out under the
program shall comply with the following:
(A) Minimum wage.--
(i) In general.--All employees employed in
the performance of the eligible project shall
be paid at a rate of not less than--
(I) $17.00 an hour, beginning on
the date of enactment of this Act; and
(II) beginning on the date that is
1 year after such date of enactment,
and annually thereafter, the amount in
effect under this clause for the
preceding year, increased by the annual
percentage increase, if any, in the
median hourly wage of all employees as
determined by the Bureau of Labor
Statistics and rounded up to the
nearest multiple of $0.05 (if not
otherwise a multiple of $0.05).
(ii) Calculation.--In calculating the
annual percentage increase in the median hourly
wage of all employees for purposes of clause
(i)(II), the Secretary of Labor, through the
Bureau of Labor Statistics, shall--
(I) compile data on the hourly
wages of all employees to determine
such a median hourly wage; and
(II) compare such median hourly
wage for the most recent year for which
data are available with the median
hourly wage determined for the
preceding year.
(iii) Prevailing wages for laborers and
mechanics.--
(I) In general.--All laborers and
mechanics employed by contractors or
subcontractors in the performance of
construction, alteration, or repair
work carried out, in whole or in part,
with assistance made available under
the program shall be paid wages at
rates not less than the greater of--
(aa) the rates prevailing
on similar construction in the
locality as determined by the
Secretary of Labor in
accordance with subchapter IV
of chapter 31 of title 40,
United States Code; or
(bb) the rate required
under clause (i).
(II) Authorities.--With respect to
the labor standards specified in
subclause (I)(aa), the Secretary of
Labor shall have the authority and
functions set forth in Reorganization
Plan Numbered 14 of 1950 (64 Stat.
1267; 5 U.S.C. App.) and section 3145
of title 40, United States Code.
(B) Employee protective arrangements.--The
contractor or subcontractor shall ensure the interests
of employees employed in the performance of the
eligible project shall be protected under arrangements
the Secretary of Labor concludes are fair and equitable
in accordance with section 5333(b) of title 49, United
States Code, and meet the requirements of such section.
The solicitation for the grant under this section shall
specify the arrangements.
(C) Neutrality toward organized labor.--The
contractor or subcontractor shall have--
(i) an explicit policy of neutrality with
regard to--
(I) labor organizing for the
employees of the contractor or
subcontractor employed in the
performance of the eligible project;
and
(II) such employees' choice to form
and join labor organizations; and
(ii) policies that require--
(I) the posting and maintenance of
notices in the workplace to such
employees of their rights under the
National Labor Relations Act (29 U.S.C.
151 et seq.); and
(II) that such employees are, at
the beginning of their employment in
the performance of the eligible
project, provided notice and
information regarding the employees'
rights under such Act.
(D) Paid family and medical leave.--The contractor
or subcontractor shall have an explicit policy
providing all employees employed in the performance of
the eligible project not less than 12 workweeks of paid
leave in a 12-month period for any purpose described in
section 102(a)(1) of the Family and Medical Leave Act
of 1993 (29 U.S.C. 2612(a)(1)), in accordance with
regulations promulgated by the Secretary of Labor.
(E) Fair scheduling.--
(i) In general.--The contractor or
subcontractor shall have an explicit policy for
fair scheduling for employees employed in the
performance of the eligible project, which
shall include--
(I) an opportunity for the employee
to request--
(aa) an adjustment in the
number of hours, work location,
or times of the employee's work
schedule;
(bb) a change in the amount
of notification provided to the
employee regarding the work
schedule; or
(cc) the minimizing of
fluctuations in the number of
hours the employee is scheduled
to work on a daily, weekly, or
monthly basis; and
(II) a timely, good faith
interactive process through which the
contractor or subcontractor and
employee discuss the employee's request
under subclause (I) and the contractor
or subcontractor grants the request or
suggests any alternatives that might
meet the employee's needs.
(ii) Exception.--Clause (i) shall not apply
to any employee covered by a valid collective
bargaining agreement if--
(I) the terms of the collective
bargaining agreement include terms that
govern work scheduling practices; and
(II) the provisions of clause (i)
are expressly waived in such collective
bargaining agreement.
(F) Preferences in hiring.--The contractor or
subcontractor shall have explicit policies that
provide--
(i) a preference for local hiring for all
construction work conducted in the performance
of the eligible project, consistent with
applicable Federal law and subject to rules
issued by the Secretary of Labor; and
(ii) a preference for the hiring of
individuals from frontline, vulnerable, or
disadvantaged communities for construction in
the performance of an eligible contract.
(G) Contractor requirement regarding
subcontractors.--The contractor or subcontractor shall
require that each subcontractor of the contractor for
an eligible project carried out under the program
comply with the requirements of this paragraph with
respect to all employees of the subcontractor employed
in the performance of the project.
(2) Disclosure.--A contractor desiring a contract under an
eligible project carried out under the program shall disclose
to the Secretary in the contract application any administrative
merits determination, arbitral award or decision, or civil
judgment against the contractor during the previous 5 years for
any violation of--
(A) the Fair Labor Standards Act of 1938 (29 U.S.C.
201 et seq.);
(B) the Occupational Safety and Health Act of 1970
(29 U.S.C. 651 et seq.);
(C) the Migrant and Seasonal Agricultural Worker
Protection Act (29 U.S.C. 1801 et seq.);
(D) the National Labor Relations Act (29 U.S.C. 151
et seq.);
(E) subchapter IV of chapter 31 of title 40, United
States Code (commonly known as the ``Davis-Bacon
Act'');
(F) chapter 67 of title 41, United States Code
(commonly known as the ``Service Contract Act'');
(G) Executive Order 11246 (42 U.S.C. 2000e note;
relating to equal employment opportunity);
(H) section 503 of the Rehabilitation Act of 1973
(29 U.S.C. 793);
(I) chapter 42 or 43 of title 38, United States
Code;
(J) the Family and Medical Leave Act of 1993 (29
U.S.C. 2601 et seq.);
(K) title VII of the Civil Rights Act of 1964 (42
U.S.C. 2000e et seq.);
(L) title I of the Americans with Disabilities Act
of 1990 (42 U.S.C. 12111 et seq.);
(M) the Age Discrimination in Employment Act of
1967 (29 U.S.C. 621 et seq.);
(N) Executive Order 13658 (79 Fed. Reg. 9851;
relating to establishing a minimum wage for
contractors);
(O) title II of the Genetic Information
Nondiscrimination Act of 2008 (42 U.S.C. 2000ff et
seq.);
(P) section 40002(b)(13)(A) of the Violence Against
Women Act of 1994 (34 U.S.C. 12291(b)(13)(A));
(Q) the Pregnant Workers Fairness Act (42 U.S.C.
2000gg et seq.); or
(R) any State law equivalent of a law described in
any of subparagraphs (A) through (Q), in accordance
with guidance issued by the Secretary of Labor.
(3) Labor agreements for construction projects.--
(A) In general.--A contractor for an eligible
project carried out under the program that is a
construction project shall be a party to a covered
project labor agreement.
(B) Definitions.--In this paragraph:
(i) Covered project labor agreement.--The
term ``covered project labor agreement'' means
a project labor agreement that--
(I) binds all contractors and
subcontractors on the construction
project through the inclusion of
appropriate specifications in all
relevant solicitation provisions and
contract documents;
(II) allows all contractors and
subcontractors to compete for contracts
and subcontracts without regard to
whether they are otherwise a party to a
collective bargaining agreement;
(III) contains guarantees against
strikes, lockouts, and other similar
job disruptions;
(IV) sets forth effective, prompt,
and mutually binding procedures for
resolving labor disputes arising during
the covered project labor agreement;
and
(V) provides other mechanisms for
labor-management cooperation on matters
of mutual interest and concern,
including productivity, quality of
work, safety, and health.
(ii) Project labor agreement.--The term
``project labor agreement'' means a pre-hire
collective bargaining agreement with one or
more labor organizations that establishes the
terms and conditions of employment for a
specific construction project and is described
in section 8(f) of the National Labor Relations
Act (29 U.S.C. 158(f)).
(4) Determining employment relationship.--For purposes of
this subsection, an individual performing any service in the
performance of an eligible project for a contractor or
subcontractor shall be considered an employee, and not an
independent contractor, of that contractor or subcontractor,
unless--
(A) the individual is free from control and
direction in connection with the performance of the
service, both under the contract for the performance of
service and in fact;
(B) the service is performed outside the usual
course of the business of the contractor or
subcontractor; and
(C) the individual is customarily engaged in an
independently established trade, occupation,
profession, or business of the same nature as that
involved in the service performed.
(n) Funding.--
(1) In general.--There is authorized to be appropriated to
carry out the program $50,000,000,000 for each of fiscal years
2025 through 2034, of which not less than $15,000,000,000 shall
be for grants for fixed route public transportation projects
eligible for assistance under chapter 53 of title 49, United
States Code.
(2) Availability.--Amounts made available under paragraph
(1) shall remain available until January 1, 2045.
SEC. 3. FEDERAL FUNDING EXCHANGE PROGRAMS.
Section 106(g) of title 23, United States Code, is amended by
adding at the end the following:
``(6) Federal funding exchange programs.--A State may
implement a program under which a subrecipient has the option
to exchange Federal funds allocated to the subrecipient in
accordance with the requirements of this title for State or
local funds if the State certifies to the Secretary that--
``(A) the State has prevailing wage and domestic
content requirements that are comparable to the
requirements under sections 113 and 313, respectively;
and
``(B) the requirements described in subparagraph
(A) shall apply to projects carried out using the State
or local funds if the projects would have been subject
to the requirements of sections 113 and 313 if the
projects were carried out using Federal funds.''.
SEC. 4. CLOSING THE LOW-NO LOOPHOLE.
Section 5339(c)(5)(B) of title 49, United States Code, is amended
by striking ``no less than 25 percent'' and inserting ``not more than 5
percent''.
SEC. 5. EXPANDING THE ELIGIBILITY OF FIXED GUIDEWAY GRANTS.
Section 5309(b)(2) of title 49, United States Code, is amended by
inserting ``planning for a new fixed guideway capital project that
would relieve crowding on an existing fixed guideway corridor, the
installation of platform screen doors, the construction of new
entrances to existing stations, the automation of operations that
increase the frequency of service on the automated corridor,'' after
``construction of infill stations,''.
SEC. 6. PROHIBITION ON DISCRIMINATION.
No individual in the United States may, on the basis of actual or
perceived race, color, religion, national origin, sex (including gender
identity and sexual orientation), age, or disability, be excluded from
participation in, be denied the benefits of, or be subjected to
discrimination under, any program or activity that is funded in whole
or in part with funds made available to carry out this Act.
<all>
| usgpo | 2024-06-24T00:12:38.490749 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4277is/htm"
} |
BILLS-118s4297is | Repealing Big Brother Overreach Act | 2024-05-09T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4297 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4297
To repeal the Corporate Transparency Act.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 9, 2024
Mr. Tuberville (for himself, Mr. Tillis, Mr. Barrasso, Mr. Lee, Mr.
Scott of Florida, Mr. Budd, Mr. Marshall, Mr. Vance, and Mrs. Hyde-
Smith) introduced the following bill; which was read twice and referred
to the Committee on Banking, Housing, and Urban Affairs
_______________________________________________________________________
A BILL
To repeal the Corporate Transparency Act.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Repealing Big Brother Overreach
Act''.
SEC. 2. REPEAL.
(a) In General.--The Corporate Transparency Act (title LXIV of
division F of the William M. (Mac) Thornberry National Defense
Authorization Act for Fiscal Year 2021 (Public Law 116-283; 134 Stat.
4604)) and the amendments made by that Act are repealed.
(b) Technical and Conforming Amendments.--
(1) Title 31, United States Code, is amended--
(A) in section 5321(a)--
(i) in paragraph (1), by striking
``sections 5314, 5315, and 5336'' each place
the term appears and inserting ``sections 5314
and 5315''; and
(ii) in paragraph (6), by striking
``(except section 5336)'' each place the term
appears; and
(B) in section 5322, by striking ``section 5315,
5324, or 5336'' each place the term appears and
inserting ``section 5315 or 5324''.
(2) Title LXV of the Anti-Money Laundering Act of 2020
(division F of the of the William M. (Mac) Thornberry National
Defense Authorization Act for Fiscal Year 2021 (Public Law 116-
283; 134 Stat. 4604)) is amended--
(A) by repealing section 6502 (134 Stat. 4626); and
(B) in section 6509 (134 Stat. 4633)--
(i) by striking ``(a) In General.--
Subsection (l)'' and inserting ``Subsection
(l)''; and
(ii) by striking subsection (b).
<all>
| usgpo | 2024-06-24T00:12:38.588939 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4297is/htm"
} |
BILLS-118hr8267ih | Old Drugs, New Cures Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8267 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8267
To amend titles XVIII and XIX of the Social Security Act to provide
that priority research drugs shall not be treated as line extensions of
existing drugs for purposes of calculating manufacturer rebates under
the Medicare and Medicaid programs, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 7, 2024
Mr. Davis of North Carolina (for himself and Mr. Pfluger) introduced
the following bill; which was referred to the Committee on Energy and
Commerce, and in addition to the Committee on Ways and Means, for a
period to be subsequently determined by the Speaker, in each case for
consideration of such provisions as fall within the jurisdiction of the
committee concerned
_______________________________________________________________________
A BILL
To amend titles XVIII and XIX of the Social Security Act to provide
that priority research drugs shall not be treated as line extensions of
existing drugs for purposes of calculating manufacturer rebates under
the Medicare and Medicaid programs, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Old Drugs, New Cures Act''.
SEC. 2. PRIORITY RESEARCH DRUGS.
(a) In General.--Section 1927(c)(2)(C) of the Social Security Act
(42 U.S.C. 1396r-8(c)(2)(C)) is amended by inserting the following new
clause before the flush matter at the end:
``(iv) Priority research drug.--
``(I) Request for designation.--Not
later than 90 days following the date
of enactment of this clause, the
Secretary shall establish and make
effective a process for the
manufacturer of a covered outpatient
drug to request that the Secretary
designate the drug as a priority
research drug.
``(II) Designation.--Not later than
60 calendar days after the receipt of a
request under subclause (I), the
Secretary shall designate a covered
outpatient drug as a priority research
drug so long as it meets the following
criteria:
``(aa) As of the date of
submission of such request, at
least 10 years have elapsed
since the date the drug was
approved under section 505(c)
of the Federal Food, Drug, and
Cosmetic Act or section 351(a)
of the Public Health Service
Act.
``(bb) The manufacturer of
the drug is investigating such
drug under section 505(i) of
the Federal Food, Drug, and
Cosmetic Act or section
351(a)(3) of the Public Health
Service Act for a new
indication that would address a
significant unmet medical need
because there is no alternative
drug approved under section 505
of the Federal Food, Drug, and
Cosmetic Act or licensed under
section 351 of the Public
Health Service Act for such
indication on the date that the
request under subclause (I) was
submitted to the Secretary.
``(cc) The new indication
described in item (bb) is for a
disease or condition that has a
high prevalence among
beneficiaries of Federal health
care programs. For purposes of
this clause, a disease or
condition has a high prevalence
among beneficiaries of Federal
health care programs if at
least 33 percent of claims in
the population targeted by the
new indication during the prior
calendar year were paid for
under--
``(AA) a State plan
under this title or a
State child health plan
under title XXI;
``(BB) part D of
title XVIII with
respect to an
individual who is
eligible for subsidies
under section 1860D-14;
``(CC) the drug
discount program under
section 340B of the
Public Health Service
Act (42 U.S.C. 256b; or
``(DD) a health
care program
administered by the
Department of Veterans
Affairs.''.
(b) Exclusion of Priority Research Drugs From Medicaid Definition
of Line Extension.--The flush matter at the end of section
1927(c)(2)(C) of the Social Security Act (42 U.S.C. 1396r-8(c)(2)(C))
is amended by inserting ``a priority research drug (as designated under
clause (iv)) or'' after ``does not include''.
(c) Exclusion of Priority Research Drugs From Medicaid Best Price
Special Rule for Selected Drugs.--Section 1927(c)(1)(C)(ii)(V) of the
Social Security Act (42 U.S.C. 1396r-8(c)(1)(C)(ii)(V)) is amended by
inserting ``unless such drug is also designated as a priority research
drug under paragraph (2)(C)(iv) during such period'' before the period.
(d) Exclusion of Priority Research Drugs From Medicare Definition
of Line Extension.--Section 1860D-14B(b)(5)(B)(ii) of the Social
Security Act (42 U.S.C. 1395w-114b(b)(5)(B)(ii)) is amended by
inserting ``a priority research drug (as designated under section
1927(c)(2)(C)(iv)) or'' after ``does not include''.
<all>
| usgpo | 2024-06-24T00:12:38.668389 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8267ih/htm"
} |
BILLS-118s4287is | American Workforce Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4287 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4287
To establish a program of workforce development as an alternative to
college for all, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Cotton (for himself and Mr. Vance) introduced the following bill;
which was read twice and referred to the Committee on Finance
_______________________________________________________________________
A BILL
To establish a program of workforce development as an alternative to
college for all, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``American Workforce Act''.
SEC. 2. DEFINITIONS.
In this Act:
(1) American workforce contract.--The term ``American
workforce contract'' means a contract approved by the Director,
and entered into by an employer and a prospective trainee under
section 4(b)(6).
(2) American workforce program.--The term ``American
workforce program'' means a program established under section
4(a) that provides, for each participating trainee, a paid,
full-time position in which the trainee is engaged in--
(A) structured on-the-job work, as specified by the
American workforce contract involved; and
(B) educational workforce training described in
section 4(f), as specified by the American workforce
contract.
(3) Competency-based credential.--The term ``competency-
based credential'' means a credential awarded on the basis of a
performance-based test that--
(A) is taken to demonstrate proficiency in
knowledge and abilities essential to the industry or
occupation; and
(B) does not place restrictions on how, when, or
where the test taker studied and acquired the knowledge
and abilities.
(4) Director.--The term ``Director'' means the Director of
the American Workforce Division, appointed under section 3(b).
(5) Employer.--The term ``employer'' means a for-profit
employer, as defined in section 3 of the Fair Labor Standards
Act of 1938 (29 U.S.C. 203), other than a public agency, as
defined in that section.
(6) Prospective trainee.--The term ``prospective trainee''
means an individual who--
(A) applies to an employer to enter into an
American workforce contract; and
(B) on the date of application, meets the
requirements of paragraph (8)(A).
(7) Secretary.--The term ``Secretary'' means the Secretary
of Commerce.
(8) Trainee.--The term ``trainee'' means any individual
who--
(A) on the date of application to an employer to
enter into an American workforce contract--
(i) is a United States citizen;
(ii) has a high school diploma or its
generally recognized equivalent; and
(iii) has not earned a bachelor's or higher
degree, such as a master's or doctoral degree;
and
(B) entered into an American workforce contract,
which is still in effect, with the employer.
(9) Workforce project.--The term ``workforce project''
means a project carried out under an American workforce
contract as part of the American workforce program.
SEC. 3. ESTABLISHMENT OF AMERICAN WORKFORCE DIVISION.
(a) Establishment.--There is established in the Economic
Development Administration of the Department of Commerce an American
Workforce Division that administers, subject to the availability of
appropriations, the American workforce program established under
section 4(a).
(b) Director.--
(1) In general.--The American Workforce Division shall be
headed and administered, in accordance with the provisions of
this Act, by a Director. The Director shall be appointed by the
President, by and with the advice and consent of the Senate.
The Director shall report directly to the Secretary and shall
perform, in addition to any functions specified in law for or
required to be delegated to such officer, such additional
functions as the Secretary may prescribe.
(2) Qualifications.--The Director shall have significant
experience in the private sector.
(3) Authority before confirmation.--Until the initial
appointment of an individual to the position of Director, by
and with the advice and consent of the Senate, and, thereafter,
if the individual serving as the Director dies, resigns, or is
otherwise unable to perform the functions and duties of the
office of the Director, the Secretary of Commerce shall
designate an officer or employee of the Department of Commerce
to perform the functions and duties of the Director under this
Act temporarily in an acting capacity.
(c) Responsibilities of the Director.--The Director shall be
responsible for each of the following:
(1) Reviewing, and approving or disapproving, each proposed
American workforce contract received by the Director not later
than 1 month after the date of receipt of the proposed
contract.
(2)(A) Maintaining records of American workforce contracts
and ensuring compliance with the contracts.
(B) Publishing a standardized template for American
workforce contracts, which template shall not exceed 3 pages,
and shall be used by prospective trainees and employers to
draft a proposed American workforce contract to submit to the
Director for review and approval.
(3) In accordance with subsection (d), receiving
complaints, carrying out investigations, and taking
disciplinary and correction action.
(4) In accordance with subsection (e), making
determinations and taking disciplinary and corrective action.
(5) Coordinating activities with State governments and
local governments to--
(A) publicize the opportunity to receive workforce
education subsidies for workforce projects, with
employers in high-wage, high-demand industries and
occupations; and
(B) encourage employers to recruit students from
secondary schools to participate in the workforce
projects.
(6) Developing and maintaining a comprehensive, publicly
accessible, and user-friendly website to allow employers from
each State to simply indicate their demand for workers in their
industry or occupation, post it online, and accept applications
for training from prospective trainees and ensures prospective
trainees can easily search and compare options.
(7) Preparing 5- and 10-year reports under section 6, and
submitting the reports to Congress.
(8)(A) Collecting, on an ongoing basis, up-to-date contact
information, including an email, phone number, and mailing
address, for each employer participating in a workforce project
in the American workforce program.
(B) Annually collecting the following information about the
American workforce program:
(i) The total number of new and continuing trainees
training in each workforce project under an American
workforce contract.
(ii) The annual completion rate for trainees,
calculated by comparing the number of trainees in a
designated American workforce program cohort who
successfully completed a workforce project with an
employer and were hired as full-time regular employees
by the same employer, with the number of trainees in
that cohort who began participating in a workforce
project.
(iii) The annual rate of trainees who successfully
completed a workforce project with an employer but were
not hired as full-time regular employees by the same
employer compared with the number of trainees who began
participating in a workforce project.
(iv) The median length of time for workforce
project completion.
(v) A survey conducted by the Director, based on a
random sample and designed to generate statistically
significant results, to estimate the post-American
workforce program employment retention rate for former
trainees, calculated 1 and 2 years after completion of
a workforce project, broken down by--
(I) former trainees who are employed by the
employer with whom they completed their workforce
project;
(II) former trainees employed in the same industry
or occupation as the industry or occupation in which
they completed that workforce project, but by a
different employer; and
(III) former trainees who are employed, but in an
industry or occupation that is not the industry or
occupation described in subclause (II).
(vi) The credentials attained by trainees through
the American workforce program, broken down by type
(such as competency-based credentials, certifications,
and licenses) and the number of such credentials
attained.
(vii) The annualized average earnings of former
trainees, calculated over a significant time period
after completion of a workforce project.
(viii) Median and mean workforce education subsidy
provided per trainee.
(ix) Basic demographic information, such as age,
sex, and area of residence, on trainees.
(d) Whistleblower Complaints.--
(1) Complaint.--A trainee (including an employee
participating as a trainee) in a workforce project may file a
complaint with the Director alleging that the employer involved
is not complying with the terms of the American workforce
contract involved.
(2) Preliminary determination.--The Director shall begin an
investigation into the complaint within 1 month after the date
of receipt of the complaint. Not later than 90 days after the
beginning of the investigation, if the Director determines that
there is clear and convincing evidence that the complaint is
valid, the Director shall make a preliminary determination on
disciplinary or corrective action.
(3) Notice and opportunity to respond.--If the Director
makes a preliminary determination under paragraph (2) of
noncompliance, the Director shall provide the employer with
reasonable notice and opportunity to respond to the preliminary
determination.
(4) Disciplinary or corrective action.--Disciplinary or
corrective action under this subsection may consist of--
(A) issuing to the employer a warning or temporary
suspension, of not more than 5 years, from
participation in the American workforce program; and
(B) assessing a civil penalty against the employer
of not more than the amount of funds received by the
employer through workforce education subsidies during
the past 2 years.
(5) Appeal.--If the Director so determines that the
appropriate disciplinary or corrective action includes a
suspension, the employer shall have 90 days to appeal the
validity or the disciplinary or corrective action to the
Director, with mandatory review by the Secretary of Commerce.
(6) Final determination.--After such mandatory review, the
Director shall make a final determination on the validity and
on the appropriate disciplinary or corrective action,
contingent on approval from the Secretary of Commerce.
(e) Noncompliance Determinations.--
(1) Accountability.--The Director--
(A) may, in order to make a preliminary
determination about whether there is clear and
convincing evidence that employers participating in
workforce projects are complying with the terms of the
American workforce contracts involved and meeting the
requirements of the American workforce program--
(i) demand and review relevant materials
from the employers; and
(ii) conduct random, periodic compliance
reviews of workforce projects; and
(B) shall review information in public disclosure
documents submitted under section 4(g), including
reviewing completion rates provided under section
4(g)(2)(A) to make a preliminary determination about
whether there is clear and convincing evidence that
employers are participating in a workforce project with
a completion rate below 25 percent over 4 years.
(2) Notice and opportunity to respond.--If the Director
makes a preliminary determination under paragraph (1) of
noncompliance or participation in a workforce project described
in paragraph (1)(B), the Director shall provide the employer
with reasonable notice and opportunity to respond to the
preliminary determination.
(3) Warning or civil penalty.--
(A) In general.--The Director may, at the
discretion of the Director, issue a warning to or
assess a civil penalty against an employer if, after
carrying out paragraph (2), the Director makes a final
determination that there is clear and convincing
evidence that--
(i) the employer is participating in a
workforce project described in paragraph
(1)(B); or
(ii) the employer is violating the terms of
an American workforce contract or the
requirements of the American workforce program.
(B) Calculation of civil penalty.--A civil penalty
assessed under subparagraph (A) shall be in an amount
that is not more than the amount of funds received by
the employer through workforce education subsidies
during the past 2 years.
(4) Suspension.--The Director may, at the discretion of the
Director, temporarily suspend an employer from the American
workforce program for not more than 5 years if, after carrying
out paragraph (2), the Director makes a final determination
that there is clear and convincing evidence that--
(A) the employer is participating in a workforce
project described in paragraph (1)(B); or
(B) the employer is consistently or egregiously
violating the terms of an American workforce contract
or the requirements of the American workforce program.
(f) Interference With Proceedings or Inquiries.--It shall be
unlawful for any employer to discharge or in any other manner
discriminate against any trainee because such trainee--
(1) has filed any complaint under subsection (d);
(2) has given, or is about to give, any information in
connection with any inquiry or proceeding under this Act
(including any inquiry or proceeding under subsection (d) or
(e)); or
(3) has testified, or is about to testify, in any such
inquiry or proceeding under this Act.
SEC. 4. AMERICAN WORKFORCE PROGRAM.
(a) In General.--The Director shall establish, subject to the
availability of appropriations, an American workforce program, and
carry out the program by supporting workforce projects with American
workforce contracts, distributing workforce education subsidies and
bonuses for hiring, and providing technical and administrative support.
(b) Contracts.--
(1) In general.--To be eligible to receive a workforce
education subsidy, bonus for hiring, or technical support under
this Act for a workforce project, an employer and prospective
trainee shall prepare a proposed American workforce contract
under this subsection, based on the standardized template
created by the Director, and submit the proposed contract to
the Director for approval. The page limitation placed on the
Director's template under subsection (c)(2)(B) shall not apply
to the proposed American workforce contract prepared by the
trainee and employer or the final American workforce contract.
(2) Provisions.--The proposed contract between an
individual who is a prospective trainee and the employer shall
include each of the following:
(A) Parties involved.--The name of the individual,
the employer participating in the workforce project,
and any third-party entity with whom the employer is
partnering to provide the educational workforce
training component of the project (referred to in this
Act as a ``third-party training entity'').
(B) Term.--The term, which shall not be shorter
than 6 weeks, of the workforce project (including
specifying total time to completion) and the amount of
time the individual will spend in structured on-the-job
work and in educational workforce training (including
specifying hours per week, month, and year).
(C) Work and training plan.--A detailed overview of
the curriculum for the educational workforce training,
a description of the structured on-the-job work, and a
description of skills and competencies to be attained
through the workforce project.
(D) Written workforce agreement.--A proposed
written workforce agreement for the individual that
outlines each of the following:
(i) The terms and conditions of the
individual's work and training.
(ii) The wage or salary an individual will
receive as a trainee and the estimated starting
wage or salary, in accordance with the
requirements of subsection (e), for each
position, described in subsection (e), that the
individual is receiving training for and being
considered for.
(iii) The technical and professional
standards that will be met by the individual
for successful completion of the workforce
project.
(iv)(I) Expected long-term and short-term
outcomes for the individual, including
qualifying positions of the type the individual
is being trained for at the employer and third-
party training entities (if applicable), and
the estimated wage or salary range for the
occupation the individual is being trained for.
(II) The projected growth of the relevant
industry or occupation, if information on that
growth is available to the employer or
obtainable with such technical assistance as
the Director may provide.
(v) The circumstances under which the
individual's wage or salary will increase
during the workforce project.
(vi) A description of voluntary mentorship
opportunities that may be available.
(vii) A disclosure of the amount of the
payment from a workforce education subsidy that
the employer will receive per payment period
from the Director and any costs or expenses
that will be charged to the trainee or could
reasonably be expected to be charged to the
trainee.
(viii) If 1 or more competency-based
credentials exist for the relevant industry or
occupation, a description of the top 1 to 3
such credentials that the individual might earn
on successful completion of the workforce
project.
(ix) If no competency-based credential
exists for the industry or occupation, a
description of any other credential, such as a
certification or license, that the individual
might earn in the relevant industry or
occupation due to experience in the workforce
project.
(3) Review of credentials.--
(A) In general.--Not later than 1 month after
receiving for review a proposed American workforce
contract, the Director shall review the credentials
specified in the contract under clause (viii) or (ix)
of paragraph (2)(D) and may note any additional
credentials the Director determines a trainee should
consider earning. Any such credential noted by the
Director shall be described in the contract.
(B) Rules of construction.--Nothing in this section
shall be construed to--
(i) permit the Director to reject an entire
proposed American workforce contract solely
because of the Director's view of a credential
described in the proposed contract; or
(ii) require a trainee to agree to earn a
competency-based credential or another
credential specified in the American workforce
contract, as a condition of using funding
provided through a workforce education subsidy
under this section.
(4) Review of contract.--
(A) In general.--Not later than 1 month after
receiving a proposed American workforce contract, the
Director shall review, and approve or disapprove, the
proposed contract (including conducting the review
under paragraph (3) and determining whether the
employer has provided the appropriate written
disclosure document under subsection (g)).
(B) Presumption of approval.--There shall be a
presumption of approval for a proposed American
workforce contract, in that such a contract that has
not been disapproved by the Director shall be
considered to be approved on the 32nd day after the
date of that receipt. A proposed American workforce
contract may only be disapproved for failing to meet
the requirements of this Act. If such a proposed
contract is disapproved, the Director shall describe
the reason, with a citation to the requirement not met,
and a recommendation for how the proposed contract
shall be amended to comply with this Act.
(5) Review of resubmission.--If an employer and individual
submit a proposed contract under paragraph (1) that is not
approved under paragraph (4), the employer and individual may
resubmit the amended proposed contract for review as described
in paragraph (4). For purposes of paragraph (4)(B), the
reference to the date of receipt shall be considered to be the
date of receipt of the resubmitted proposed contract.
(6) Entry into contract.--Once a proposed contract has been
approved under paragraph (4) or (5), the individual and
employer involved may enter into the contract and initiate the
workforce project.
(7) Current employees.--A participating employer may enter
into an American workforce contract with, and enroll into their
workforce project, an employee who holds a position with the
employer if the employer agrees to--
(A) maintain employment for that employee at the
employee's wage or salary on the date of enrollment, or
a higher wage or salary; and
(B) provide an increase to the employee's annual
wage or salary, if the employee successfully completes
the workforce project, that is equal to not less than
25 percent of the value of the educational workforce
subsidy provided for the project.
(c) Workforce Education Subsidies.--Not earlier than the date on
which an individual and employer enter into an American workforce
contract approved by the Director, the Director shall provide an
education workforce subsidy to the employer operating the workforce
project. Each of the following rules shall apply to the workforce
education subsidy and the trainee involved and employer:
(1) The workforce education subsidy may be used to
subsidize the cost of educational workforce training (onsite or
with an eligible third-party training entity), not the wage or
salary of the trainee.
(2) The employer shall pay, at regular intervals, the
trainee a wage or salary at a rate that is not less than the
higher of--
(A) the rate in effect under section 6(a)(1) of the
Fair Labor Standards Act of 1938 (29 U.S.C. 206(a)(1));
or
(B) the rate in effect under a State or local
minimum wage law that applies to the State or locality
in which the trainee is engaged in labor or service for
the employer.
(3) The employer shall provide a working environment for
the trainee that meets all applicable Federal, State, and local
safety laws and regulations.
(4) Neither the Director or any other officer or employee
of the executive branch of the Federal Government may make the
workforce education subsidy contingent on any requirement not
specified in this Act.
(5) The employer shall not currently be suspended from
participating in workforce projects subsection (d) or (e) of
section 3.
(6) Participation in the workforce project involved shall
not make the employer subject to the jurisdiction of the Office
of Federal Contract Compliance Programs of the Department of
Labor as a Federal contractor, including not being subject to
Executive Order 11246.
(7) The employer shall comply with all applicable Federal,
State, and local statutory laws pertaining to nondiscrimination
in employment.
(8) The workforce education subsidy may not be used for--
(A) diversity, equity, and inclusion training, or
culturally responsive training; or
(B) any other training that may violate--
(i) title VII of the Civil Rights Act of
1964 (42 U.S.C. 2000e et seq.), by contributing
to a hostile work environment; or
(ii) title VI of the Civil Rights Act of
1964 (42 U.S.C. 2000d et seq.), including its
prohibition, on the ground of race, color, or
national origin, of discrimination under any
program or activity receiving Federal financial
assistance.
(9) The workforce education subsidy may not be used for
political spending, electioneering, or any other purpose that
is not directly related to educational workforce training.
(10) The Director shall make payments from the workforce
education subsidy to the employer--
(A) in even installments, following the end of each
financial quarter in which the training and on-the-job
work specified in the American workforce contract have
been completed by the trainee;
(B) in sums of not more than $1,500 per month; and
(C) for a total amount of not more than $9,000, as
determined on the basis of the American workforce
contract.
(11) A State government or locality may supplement the
workforce education subsidy with additional funds, if the State
government or locality does not make accepting such funds or
any conditions attached to the funds a requirement of accepting
Federal funding.
(12) If the trainee chooses to leave a workforce project
after the halfway point of the term of the workforce project,
the trainee will be considered to have used the entirety of one
of the workforce education subsidies through which the trainee
is eligible to receive educational workforce training.
(13) If the employer ceases operations, the trainee shall
not be held at fault, meaning that the trainee may receive
educational workforce training, funded with the full value of
the workforce education subsidy, for a workforce project with a
subsequent eligible employer, notwithstanding the time
requirement of paragraph (15).
(14) The maximum period of time for which an employer
(including a subsequent employer described in paragraph (13))
may receive payments, provided through the workforce education
subsidy for education workforce training of a trainee, shall be
3 years.
(15)(A) In order for a trainee to enroll in a workforce
project with a subsequent eligible employer through a second or
third such subsidy, the trainee shall receive the related
educational workforce training not less than 1 year after the
conclusion of the trainee's most recent training through a
workforce education subsidy.
(B) The time limit described in subparagraph (A) shall not
apply to a trainee who--
(i) completed a workforce project with, but was not
hired by, an employer; and
(ii) seeks to receive such training through a
workforce project with the trainee's next employer.
(16) The employer shall meet the applicable minimum ratios
specified under section 5(d).
(17) The employer shall use E-Verify for each trainee
enrolled and individual hired or employed during the period for
which the employer accepts funds through a subsidy provided
under this Act, regardless of whether the trainee or individual
participated in a workforce project.
(18) The employer shall publish a public disclosure
document, consistent with subsection (g).
(d) Bonus for Hiring.--
(1) In general.--If an trainee, on completion of a
workforce project, is hired as a full-time, regular employee of
the employer participating in the workforce project, with a
wage or salary described in subsection (e)(1), the employer
shall receive a bonus of $1,000 (in addition to any payment
received through a workforce education subsidy). The Director
shall pay the bonus not sooner than the date that is 6 months
after the trainee is so hired.
(2) Rules.--Subject to paragraph (3), each of the rules
described in paragraphs (5), (6), (8), (9), (11), (16), (17),
and (18) shall apply to the bonus, and the trainee hired and
employer, except that a reference in those paragraphs--
(A) to a workforce educational subsidy shall be
considered to be a reference to the bonus; and
(B) to a trainee shall be considered to be a
reference to the trainee hired.
(3) Use of bonus.--An employer who receives a bonus under
this subsection may use the bonus funds to supplement the wage
or salary of the trainee hired.
(e) Position for the Trainee.--
(1) Wages.--An employer participating in a workforce
project shall be training each trainee and considering each
trainee for a position that would have an annual wage or salary
of not less than 80 percent of--
(A) the annual median household income of the
county in which the job involved is located (or an
hourly wage based on that income and adjusted for a
2,080-hour annual work period), as determined by the 5-
year estimates of the American Community Survey of the
Bureau of the Census; or
(B) if the county involved is not in a micropolitan
or metropolitan area, the annual median household
income for the nearest micropolitan or metropolitan
area, as determined by the Bureau of the Census.
(2) Remote work.--An employer providing remote work for a
trainee or employee (in a position referred to in paragraph
(1)) shall use the trainee's or employee's location when
determining an applicable wage or salary under this Act. Such a
trainee or employee engaging in remote work shall live in the
United States and file Federal income taxes in the United
States.
(3) Work.--An employer participating in a workforce project
shall provide structured on-the-job work for each trainee in a
job that requires specialized knowledge and experience and
involves the performance of complex tasks, to prepare the
trainee for a position referred to in paragraph (1).
(f) Educational Workforce Training.--In providing for educational
workforce training through a workforce project to a trainee, an
employer shall meet each of the following requirements:
(1) Skills.--The employer shall ensure that the training is
designed in a manner that enables trainees to obtain and
demonstrate competency and obtain progressively advancing and
portable skills that are necessary for the industry or
occupation involved.
(2) Partners.--The employer may partner with any of the
following eligible third-party training entities, and may pay
such a third-party training entity with funds from a workforce
education subsidy, in order to provide the training for
trainees in the workforce project:
(A) A trade, industry, or employer group or
association.
(B) A corporation or other related organized
entity.
(C) An educational institution, such as an
institution of higher education, including a community
college, or a secondary school.
(D) A State or local government agency or entity.
(E) A nonprofit organization.
(F) A union.
(G) A joint labor-management organization.
(H) A certification or accreditation body or entity
for an industry or occupation.
(I) A consortium or partnership of entities such as
entities described in any of subparagraphs (A) through
(H).
(3) Credentials.--The employer shall ensure that, in
conjunction with that training, the trainee shall be made aware
of any widely used competency-based credentials in the
employer's industry or occupation. If a competency-based
credential is described in the trainee's American workforce
contract, the employer shall not forbid the trainee, or provide
a disincentive to discourage the trainee, from taking a related
competency-based credential exam.
(4) Definitions.--In this subsection:
(A) Community college.--The term ``community
college'' means an institution of higher education (as
defined in section 101(a) of the Higher Education Act
of 1965 (20 U.S.C. 1001(a))) at which the highest
degree that is predominately awarded to students is an
associate degree.
(B) Institution of higher education.--The term
``institution of higher education'' has the meaning
given that term in section 102 of the Higher Education
Act of 1965 (20 U.S.C. 1002).
(g) Public Disclosure Document.--
(1) In general.--The Director shall require each
participating employer seeking approval for a proposed American
workforce contract to provide a written disclosure document,
about the employer's workforce project, that includes each of
the following statistics and information:
(A) The total expected cost, if any, for a trainee
during or at the completion of the workforce project,
such as the cost of fees for a certification
examination.
(B) The expected wage or salary for the position of
the employer that the workforce project is designed to
train for.
(C) The length of the workforce project.
(D) The total expected number of hours of
structured on-the-job work per week, and of hours of
educational workforce training per week, for a trainee
during the workforce project.
(E) The total expected number of hours for which a
trainee will be paid during the course of the workforce
project.
(F) The hourly wage or salary for a trainee during
the course of the workforce project.
(G) Information stating any certifications,
licenses, or other credentials that trainees in the
workforce project might earn on successful completion
of the workforce project.
(2) Additional public disclosure for established workforce
projects.--Three years after an employer has completed a
workforce project, the Director shall require the employer to
include, in its written disclosure document, documentation that
includes each of the following statistics:
(A) The completion rate for trainees in a workforce
project with the employer, calculated over the previous
3 years.
(B) The percentage of trainees that completed a
workforce project with, and were hired by, the employer
participating in the project, calculated over the
previous 2 years.
(C) The average wage or salary of currently
employed (as of the date of collection of the wage or
salary information) trainees who completed a workforce
project, during the last 3 years, presented in a way
that does not reveal individually identifiable wage or
salary information.
(3) Availability.--The disclosure documents described in
paragraphs (1) and (2) shall be made available to the general
public by the Director.
SEC. 5. GENERAL PROVISIONS.
(a) Workforce Project After Payment Period.--Nothing in this Act
shall be construed to require a workforce project to end after 3 years,
the maximum period of time for which an employer may receive payments
through a workforce education subsidy for a trainee, if the employer
pays for the cost of the associated educational workforce training for
the portion of the project after that maximum period.
(b) Relationship to Other Projects.--Individuals who do not meet
the criteria described in section 2(8)(A) may participate in projects,
structured like workforce projects described in this Act, if the
employer or an organization other than the Federal Government provides
the necessary funding for wages or salaries, and educational workforce
training.
(c) Third-Party Training Entity.--The Secretary may not pressure,
or provide an incentive or disincentive to, an employer to choose 1
eligible entity over another as a third-party training entity. The
choice of a third-party training entity shall be made entirely by an
employer.
(d) Regulations on Ratios.--
(1) Ratios.--Beginning 5 years after the date of enactment
of this Act, the Secretary may issue regulations that specify 1
or more ratios, based on categories of jobs as defined by the
Secretary, between the number of job openings for a prospective
position, as a full-time regular employee, related to a
workforce project, and the number of trainees in that project.
(2) Objectives.--In issuing the regulations, the Secretary
shall consider the following objectives:
(A) Assuring that a trainee has a reasonable
opportunity to be hired as a full-time, regular
employee by the employer participating in the workforce
project.
(B) Ensuring that an employer's hiring discretion
is not limited in a manner that would incentivize an
employer to lower standards for a position that is
particularly difficult or dangerous.
(e) Criteria.--The Secretary may establish criteria regarding
technical matters and provide technical assistance for meeting the
requirements of this Act.
(f) Required Regulations.--Regulations required under this Act
shall be issued by the corresponding officer within 3 months after the
date of enactment of this Act, except as otherwise specified.
SEC. 6. EVALUATION REPORTS AND SUNSET.
(a) 5-Year Report.--Not later than 5 years after the date of
enactment of this Act, the Secretary shall prepare and submit to
Congress a report including each of the following information,
analysis, and recommendations:
(1) A comparison of the American workforce program to other
major career and technical education or apprenticeship programs
administered by the Federal Government, including the
registered apprenticeship program carried out under the Act of
August 16, 1937 (commonly known as the ``National
Apprenticeship Act''; 50 Stat. 664, chapter 663; 29 U.S.C. 50
et seq.), and to the workforce investment activity programs
administered under the Workforce Innovation and Opportunity Act
(29 U.S.C. 3101 et seq.), on the basis of--
(A) the completion rate of participants in each
program;
(B) the average earnings of participants in each
program, calculated during--
(i) the related career and technical
education, apprenticeship, workforce
investment, or workforce project; and
(ii) the period beginning 3 years and
ending 5 years after the participants complete
the related career and technical education,
apprenticeship, workforce investment, or
workforce project;
(C) the percentages obtained by dividing--
(i) the number of participants and rate of
growth in participants for each program; by
(ii) the number of individuals in the labor
force and the rate of growth of the labor
force, respectively;
(D) the level of direct engagement by employers
with, and satisfaction from employers in, each program;
and
(E) the diversity of the industries and occupations
of the employers who utilize each program.
(2) The overall completion rate for the American workforce
program, the completion rate for workforce projects by industry
and occupation, the number of trainees who dropped out of the
program entirely, broken down by industry and occupation, and
the number who left a workforce project for another workforce
project.
(3) The results of a survey, based on a random sample and
designed to generate statistically significant results, of
trainees who have participated in the program.
(4) The results of a survey, based on a random sample and
designed to generate statistically significant results, of
employers who have participated in the program, including a
breakdown by size of employer.
(5) Data collected under section 3(c)(8)(B).
(6) Information and technical criteria, other regulations,
and guidance issued by the Secretary to administer the program.
(7) Information on the rate of uptake by individuals and
employers that are eligible to participate in the program, and
recommendations for ways in which this rate of uptake could be
improved.
(8) Analysis on considerations for Congress about expanding
the use of intermediary institutions, such as nonprofits, to
better advertise the program.
(9)(A) Analysis on considerations for Congress in expanding
eligibility of the program for United States citizens who do
not have a high school diploma or its generally recognized
equivalent.
(B) Analysis on considerations for Congress in encouraging
trainees to obtain industry-recognized credentials that help to
provide recognition of a portable skill.
(C) Analysis on considerations for Congress on the effect
and necessity of regulations described in section 5(d).
(D) Recommendations for Congress on encouraging
participation in workforce projects by small businesses.
(10) Analysis on considerations for Congress about how to
effectively engage high school students in a workforce project,
including--
(A) how coursework for a technical high school, or
career and technical education in a high school, could
qualify towards the completion of a workforce project;
and
(B) how time spent in structured on-the-job work or
educational workforce training for a workforce project
could count towards high school graduation.
(11) Recommendations for improvement and reauthorization of
the American workforce program by Congress.
(b) 10-Year Report.--Not later than 10 years after the date of
enactment of this Act, the Secretary shall prepare and submit to
Congress a report containing the information, analysis, and
recommendations described in subsection (a).
(c) Sunset.--The program authorized by section 4 and the position
of the Director shall cease to exist on the earlier of--
(1) the date on which the Director submits the report
described in subsection (b) to Congress; or
(2) the day that is 11 years after the date of enactment of
this Act.
SEC. 7. EXCISE TAX ON CERTAIN LARGE PRIVATE COLLEGE AND UNIVERSITY
ENDOWMENTS.
(a) In General.--Subchapter H of chapter 42 of the Internal Revenue
Code of 1986 is amended by adding at the end the following new section:
``SEC. 4969. EXCISE TAX ON CERTAIN LARGE PRIVATE COLLEGE AND UNIVERSITY
ENDOWMENTS.
``(a) Tax Imposed.--There is hereby imposed on each specified
applicable educational institution for the taxable year a tax equal to
1 percent of the aggregate fair market value of the assets of the
institution at the end of the preceding taxable year.
``(b) Specified Applicable Educational Institution.--For purposes
of this subchapter, the term `specified applicable educational
institution' means any applicable educational institution, other than
an institution which is religious in nature, the aggregate fair market
value of the assets of which at the end of the preceding taxable year
(other than those assets which are used directly in carrying out the
institution's exempt purpose) is at least $2,500,000,000.
``(c) Other Terms.--For purposes of this section--
``(1) Assets.--The rules of section 4968(d) shall apply.
``(2) Student.--The rules of section 4968(b)(2) shall
apply.''.
(b) Clerical Amendment.--The table of sections for subchapter H of
chapter 42 of the Internal Revenue Code of 1986 is amended by adding at
the end the following new item:
``Sec. 4969. Excise tax on certain large private college and university
endowments.''.
(c) Effective Date.--The amendments made by this section shall
apply to taxable years beginning after December 31, 2024.
<all>
| usgpo | 2024-06-24T00:12:38.788675 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4287is/htm"
} |
BILLS-118s4285is | United States-Israel Anti-Tunnel Cooperation Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4285 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4285
To amend the National Defense Authorization Act for Fiscal Year 2016 to
improve cooperation between the United States and Israel on anti-tunnel
defense capabilities.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Peters (for himself and Mr. Budd) introduced the following bill;
which was read twice and referred to the Committee on Foreign Relations
_______________________________________________________________________
A BILL
To amend the National Defense Authorization Act for Fiscal Year 2016 to
improve cooperation between the United States and Israel on anti-tunnel
defense capabilities.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``United States-Israel Anti-Tunnel
Cooperation Act''.
SEC. 2. FINDINGS.
Congress makes the following findings:
(1) Israel is an international leader in developing
innovative defense technologies, including by pioneering
efforts to map, detect, destroy, and maneuver through terror
tunnels.
(2) Terrorist organizations on Israel's borders, such as
Hamas, Hezbollah, and Palestinian Islamic Jihad (PIJ), with
Iran's help, have constructed a labyrinth of subterranean
passages under the Gaza Strip and areas of southern Lebanon to
improve their military capabilities as well as to attack and
kidnap Israeli soldiers and civilians.
(3) Since October 7, 2023, over 1,500 new terror tunnel
shafts, approximately 350 to 450 miles long, built under
hospitals, schools, and homes in Gaza have been discovered,
with over 5,700 entrance points.
(4) In the Gaza Strip, Hamas intentionally uses civilians
as human shields by placing its underground tunnel network
beneath densely populated areas, connecting its terror
infrastructure to schools, hospitals, and mosques.
(5) Tunnels in Gaza and Lebanon are used as underground
rocket manufacturing and launching sites, weapons caches,
bunkers, transportation networks, and command and control
centers.
(6) United States and Israeli intelligence indicates that
Hamas's military leadership is both sheltering in the
subterranean tunnel network and using it to hold innocent
Israeli hostages.
(7) The United States faces similar subterranean threats on
the Korean Peninsula, the southern border, and in various
theaters in the Middle East.
(8) Israel shares its anti-tunnel technology with the
Department of Defense and the Department of Homeland Security,
which work to advance this technology further, enhancing the
United States' ability to deal with this growing threat on at
the border and around the world.
(9) Since October 7, 2023, there is an increased need to
scale up bilateral cooperation on anti-tunneling efforts as a
reflection of the complexity of the subterranean terror reality
in Gaza revealed since the start of Israel's military campaign.
(10) Such an increase in joint United States-Israel
cooperation will not only benefit Israel, but will also help
the United States and allies across the globe that face similar
challenges from subterranean tunnels.
SEC. 3. MODIFICATION OF ANNUAL LIMITATION ON AMOUNT AVAILABLE FOR
UNITED STATES-ISRAEL ANTI-TUNNEL COOPERATION.
Section 1279(b)(4) of the National Defense Authorization Act for
Fiscal Year 2016 (22 U.S.C. 8606 note) is amended by striking
``$50,000,000'' and inserting ``$80,000,000''.
<all>
| usgpo | 2024-06-24T00:12:38.878219 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4285is/htm"
} |
BILLS-118hres1292eh | H. RES. 1292 (EH) - Engrossed in House | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1292 Engrossed in House (EH)]
<DOC>
H. Res. 1292
In the House of Representatives, U. S.,
June 12, 2024.
Resolved, That Merrick B. Garland, Attorney General, U.S. Department of
Justice, shall be found to be in contempt of Congress for failure to comply with
a congressional subpoena.
Resolved, That pursuant to 2 U.S.C. Sec. Sec. 192 and 194, the Speaker of
the House of Representatives shall certify the report of the Committee on the
Judiciary, detailing the refusal of Merrick B. Garland, Attorney General, U.S.
Department of Justice, to produce documents, records, and materials to the
Committee on the Judiciary as directed by subpoena, to the United States
Attorney for the District of Columbia, to the end that Attorney General Merrick
B. Garland be proceeded against in the manner and form provided by law.
Resolved, That the Speaker of the House shall otherwise take all
appropriate action to enforce the subpoena.
Attest:
Clerk.
| usgpo | 2024-06-24T00:12:38.894014 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1292eh/htm"
} |
BILLS-118hres1287eh | Providing for consideration of the bill (H.R. 8070) to authorize appropriations for fiscal year 2025 for military activities of the Department of Defense, for military construction, and for defense activities of the Department of Energy, to prescribe military personnel strengths for such fiscal year; relating to the consideration of House Report 118–527 and an accompanying resolution; and for other purposes. | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1287 Engrossed in House (EH)]
<DOC>
H. Res. 1287
In the House of Representatives, U. S.,
June 12, 2024.
Resolved, That at any time after adoption of this resolution the Speaker
may, pursuant to clause 2(b) of rule XVIII, declare the House resolved into the
Committee of the Whole House on the state of the Union for consideration of the
bill (H.R. 8070) to authorize appropriations for fiscal year 2025 for military
activities of the Department of Defense, for military construction, and for
defense activities of the Department of Energy, to prescribe military personnel
strengths for such fiscal year. The first reading of the bill shall be dispensed
with. All points of order against consideration of the bill are waived. General
debate shall be confined to the bill and amendments specified in this section
and shall not exceed one hour equally divided and controlled by the chair and
ranking minority member of the Committee on Armed Services or their respective
designees. After general debate the bill shall be considered for amendment under
the five-minute rule. In lieu of the amendment in the nature of a substitute
recommended by the Committee on Armed Services now printed in the bill, an
amendment in the nature of a substitute consisting of the text of Rules
Committee Print 118-36, modified by the amendment printed in part A of the
report of the Committee on Rules accompanying this resolution, shall be
considered as adopted in the House and in the Committee of the Whole. The bill,
as amended, shall be considered as the original bill for the purpose of further
amendment under the five-minute rule and shall be considered as read. All points
of order against provisions in the bill, as amended, are waived.
Sec. 2. (a) No further amendment to H.R. 8070, as amended, shall be in order
except those printed in part B of the report of the Committee on Rules
accompanying this resolution and amendments en bloc described in section 3 of
this resolution.
(b) Each further amendment printed in part B of the report of the Committee
on Rules shall be considered only in the order printed in the report, may be
offered only by a Member designated in the report, shall be considered as read,
shall be debatable for the time specified in the report equally divided and
controlled by the proponent and an opponent, shall not be subject to amendment,
and shall not be subject to a demand for division of the question in the House
or in the Committee of the Whole.
(c) All points of order against further amendments printed in part B of the
report of the Committee on Rules or against amendments en bloc described in
section 3 of this resolution are waived.
Sec. 3. It shall be in order at any time for the chair of the Committee on
Armed Services or his designee to offer amendments en bloc consisting of further
amendments printed in part B of the report of the Committee on Rules
accompanying this resolution not earlier disposed of. Amendments en bloc offered
pursuant to this section shall be considered as read, shall be debatable for 40
minutes equally divided and controlled by the chair and ranking minority member
of the Committee on Armed Services or their respective designees, shall not be
subject to amendment, and shall not be subject to a demand for division of the
question in the House or in the Committee of the Whole.
Sec. 4. At the conclusion of consideration of H.R. 8070 for amendment the
Committee shall rise and report the bill, as amended, to the House with such
further amendments as may have been adopted. The previous question shall be
considered as ordered on the bill, as amended, and on any further amendment
thereto to final passage without intervening motion except one motion to
recommit.
Sec. 5. If House Report 118-527 is called up by direction of the Committee
on the Judiciary: (a) all points of order against the report are waived and the
report shall be considered as read; and (b)(1) an accompanying resolution
offered by direction of the Committee on the Judiciary shall be considered as
read and shall not be subject to a point of order; and (2) the previous question
shall be considered as ordered on such resolution to adoption without
intervening motion or demand for division of the question except one hour of
debate equally divided and controlled by the chair and ranking minority member
of the Committee on the Judiciary or their respective designees.
Sec. 6. Upon adoption of the resolution accompanying House Report 118-527,
the resolution accompanying House Report 118-533 is hereby adopted.
Attest:
Clerk.
| usgpo | 2024-06-24T00:12:38.977161 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1287eh/htm"
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BILLS-118s4296is | More Opportunities for Moms to Succeed Act; MOMS Act | 2024-05-09T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4296 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4296
To amend the Public Health Service Act to provide more opportunities
for mothers to succeed, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 9, 2024
Mrs. Britt (for herself, Mr. Rubio, Mr. Cramer, Mr. Daines, Mr.
Grassley, Mrs. Hyde-Smith, Mr. Marshall, Mr. Moran, Mr. Ricketts, Mr.
Rounds, Mr. Schmitt, Mr. Tillis, Mr. Wicker, and Mr. Lankford)
introduced the following bill; which was read twice and referred to the
Committee on Health, Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To amend the Public Health Service Act to provide more opportunities
for mothers to succeed, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE; TABLE OF CONTENTS.
(a) Short Title.--This Act may be cited as the ``More Opportunities
for Moms to Succeed Act'' or the ``MOMS Act''.
(b) Table of Contents.--The table of contents for this Act is as
follows:
Sec. 1. Short title; table of contents.
TITLE I--FEDERAL CLEARINGHOUSE OF RESOURCES FOR EXPECTING MOMS
Sec. 101. Pregnancy.gov.
Sec. 102. National list of licensed child placement agencies.
Sec. 103. List of funding opportunities available to pregnancy support
centers.
TITLE II--IMPROVING ACCESS TO PRENATAL AND POSTNATAL RESOURCES
Sec. 201. Positive alternatives for women.
Sec. 202. Improving access to prenatal and postnatal telehealth care.
TITLE III--UNBORN CHILD SUPPORT
Sec. 301. Child support enforcement on behalf of unborn children.
TITLE I--FEDERAL CLEARINGHOUSE OF RESOURCES FOR EXPECTING MOMS
SEC. 101. PREGNANCY.GOV.
The Public Health Service Act (42 U.S.C. 201 et seq.) is amended by
adding at the end the following:
``TITLE XXXIV--RESOURCE DIRECTORY FOR MOMS
``SEC. 3401. ESTABLISHMENT OF PREGNANCY.GOV WEBSITE.
``(a) Website.--Not later than 1 year after the date of enactment
of this section, the Secretary shall publish a public website entitled
`pregnancy.gov'. The Secretary may not delegate implementation or
administration of the website below the level of the Office of the
Secretary. The website shall include the following:
``(1) A clearinghouse of relevant resources available for
pregnant and postpartum women, and women parenting young
children.
``(2) A series of questions through which a user is able to
generate a list of relevant resources of interest within the
user's ZIP Code.
``(3) A means to direct the user to identify whether to
list the relevant resources of interest that are available
online or within 1, 5, 10, 50, and 100 miles of the user.
``(4) A mechanism for users to take an assessment through
the website and provide consent to use the user's contact
information, which the Secretary may use to conduct outreach
via phone or email to follow up with users on additional
resources that would be helpful for the users to review.
``(b) Resource List Aggregation.--
``(1) In general.--The Secretary shall invite each State to
provide recommendations of relevant resources referred to in
subsection (a)(3) for such State.
``(2) Criteria for making recommendations.--The Secretary
shall develop criteria to provide to the States to determine
whether resources recommended as described in paragraph (1)
should appear on the website. Such criteria shall include the
requirement that the relevant resource is not a prohibited
entity.
``(3) Grant program.--
``(A) In general.--The Secretary shall provide
grants to States to establish or support a system
that--
``(i) aggregates relevant resources
referred to in subsection (a)(3), in accordance
with the criteria developed under paragraph
(2); and
``(ii) may be coordinated, to the extent
determined appropriate by the State, by a
statewide, regionally based, or community-based
public or private entity.
``(B) Applications.--To be eligible to receive a
grant under subparagraph (A), a State shall submit an
application to the Secretary at such time, in such
manner, and containing such information as the
Secretary may require, including a plan for outreach
and awareness activities, and a list of relevant
resources that would be included in the State system
supported by the grant.
``(c) Prohibition Regarding Certain Entities.--Relevant resources
listed on the website, and any additional resources promoted by the
Secretary, may not include any resource offered by a prohibited entity.
No prohibited entity may receive a grant provided under subsection
(b)(3).
``(d) Services in Different Languages.--The Secretary shall ensure
that the website provides the widest possible access to services for
families who speak languages other than English.
``(e) Reporting Requirements.--
``(1) In general.--Not later than 180 days after the date
on which the website is established under this section, the
Secretary shall submit to Congress a report on--
``(A) the traffic of the website;
``(B) user feedback on the accessibility and
helpfulness of the website in tailoring to the user's
needs;
``(C) insights on gaps in relevant resources with
respect to services for pregnant and postpartum women,
or women parenting young children;
``(D) suggestions on how to improve user experience
and accessibility based on user feedback and missing
resources that would be helpful to include in future
updates; and
``(E) certification that no prohibited entities are
listed as a relevant resource or are in receipt of a
grant under subsection (b)(3).
``(2) Confidentiality.--The report under paragraph (1)
shall not include any personal identifying information
regarding individuals who have used the website.
``(f) Authorization of Appropriations.--To carry out this section,
there are authorized to be appropriated such sums as may be necessary
for each of fiscal years 2024 through 2029.
``(g) Definitions.--In this section:
``(1) Abortion.--The term `abortion' means the use or
prescription of any instrument, medicine, drug, or any other
substance or device to intentionally--
``(A) kill the unborn child of a woman known to be
pregnant; or
``(B) terminate the pregnancy of a woman known to
be pregnant, with an intention other than--
``(i) after viability, to produce a live
birth and preserve the life and health of the
child born alive;
``(ii) to remove a dead unborn child; or
``(iii) to treat an ectopic pregnancy.
``(2) Born alive.--The term `born alive' has the meaning
given such term in section 8(b) of title 1, United States Code.
``(3) Prohibited entity.--The term `prohibited entity'
means an entity, including its affiliates, subsidiaries,
successors, and clinics, that performs, induces, refers for, or
counsels in favor of abortions, or provides financial support
to any other organization that conducts such activities.
``(4) Relevant resources.--The term `relevant resources'
means the Federal, State, local governmental, and private
resources that serve pregnant and postpartum women, or women
parenting young children in the categories of the following
topics:
``(A) Mentorship opportunities, including pregnancy
and parenting help and case management resources.
``(B) Health and well-being services, including
women's medical services such as obstetrical and
gynecological support services for women, abortion pill
reversal, breastfeeding, general health services,
primary care, and dental care.
``(C) Financial assistance, work opportunities,
nutrition assistance, childcare, and education
opportunities for parents.
``(D) Material or legal support, including
transportation, food, nutrition, clothing, household
goods, baby supplies, housing, shelters, maternity
homes, tax preparation, legal support for child
support, family leave, breastfeeding protections, and
custody issues.
``(E) Recovery and mental health services,
including services with respect to addiction or suicide
intervention, intimate partner violence, sexual
assault, rape, sex trafficking, and counseling for
women and families surrounding unexpected loss of a
child.
``(F) Prenatal diagnostic services, including
disability support organizations, medical interventions
for a baby, perinatal hospice resources, pregnancy and
infant loss support, and literature on pregnancy
wellness.
``(G) Healing and support services for abortion
survivors and their families.
``(H) Services providing childcare, adoption,
foster care, and short term childcare services and
resources.
``(I) Comprehensive information on alternatives to
abortion.
``(J) Information about abortion risks, including
complications and failures.
``(K) Links to information on child development
from moment of conception.
``(5) Unborn child.--The term `unborn child' has the
meaning given such term in section 1841(d) of title 18, United
States Code.
``(6) Website.--The term `website' means the public website
entitled `pregnancy.gov' required to be established under
subsection (a).''.
SEC. 102. NATIONAL LIST OF LICENSED CHILD PLACEMENT AGENCIES.
(a) In General.--Section 474 of the Social Security Act (42 U.S.C.
674) is amended by adding at the end the following:
``(h) National List of Licensed Child Placement Agencies.--
``(1) State reporting.--
``(A) In general.--Not later than January 1 of each
fiscal year, a State with a plan approved under this
part for the fiscal year shall submit to the Secretary
a list of private child placement agencies that, as of
the end of the preceding fiscal year, were licensed or
accredited by, and in good standing with, the State and
exempt from Federal income tax by reason of section
501(c)(3) of the Internal Revenue Code of 1986.
``(B) Child placement agency.--In subparagraph (A),
the term `child placement agency' means an agency that
places children in prospective adoptive homes.
``(2) National list.--The Secretary, through the United
States Children's Bureau, shall compile and maintain on the
public website entitled `pregnancy.gov' required to be
established under title XXXIV of the Public Health Service Act,
a publicly available list consisting of each list most recently
submitted by a State under paragraph (1).
``(3) Annual reports to congress.--Not later than the 2nd
December 31 after the date of the enactment of this subsection,
and annually thereafter, the Secretary shall submit to the
Congress a written report that contains the list maintained
under paragraph (2) and identifies any child placement agency
that is licensed by a State and is not on the list, and a
specification of any disciplinary actions that a State has
taken against a private child placement agency.''.
(b) Loss of Eligibility for Adoption and Legal Guardianship
Incentive Payments for Failure of State To Comply With List Submission
Requirement.--Section 473A(b) of such Act (42 U.S.C. 673b(b)) is
amended--
(1) by striking ``and'' at the end of paragraph (3);
(2) by striking the period at the end of paragraph (4) and
inserting ``; and''; and
(3) by adding at the end the following:
``(5) the State has complied with section 474(h)(1) with
respect to the preceding fiscal year.''.
SEC. 103. LIST OF FUNDING OPPORTUNITIES AVAILABLE TO PREGNANCY SUPPORT
CENTERS.
Title XXXIV of the Public Health Service Act (as added by section
101) is amended by adding at the end the following:
``SEC. 3402. LIST OF FUNDING OPPORTUNITIES AVAILABLE TO PREGNANCY
SUPPORT CENTERS.
``The Secretary shall compile and maintain on the public website
entitled `pregnancy.gov' required to be established under section 3401,
a publicly available list of Federal funding opportunities available to
nonprofit and health care entities for pregnancy support services that
offer or provide the relevant resources (as defined in subsection (g)
of such section).''.
TITLE II--IMPROVING ACCESS TO PRENATAL AND POSTNATAL RESOURCES
SEC. 201. POSITIVE ALTERNATIVES FOR WOMEN.
(a) Program Authority.--
(1) Purpose.--The purpose of grants under this section
shall be to support, encourage, and assist women--
(A) to carry their pregnancies to term; and
(B) to care for themselves and their babies after
birth.
(2) Grants.--For the purpose described in paragraph (1),
the Secretary shall award grants to eligible entities described
in subsection (b) to provide information on, referral to, and
direct services as described in subsection (c).
(b) Eligibility.--
(1) Eligible entities.--To be eligible for a grant under
this section, an entity shall--
(A) be a nonprofit organization;
(B) support, encourage, and assist women as
described in subsection (a)(1);
(C) agree to be subject to such monitoring and
review as the Secretary may require under subsection
(g);
(D) agree to not charge women for services provided
through the grant;
(E) provide each pregnant woman counseled through
the grant with accurate information on the
developmental characteristics of babies and of unborn
children, including offering printed information; and
(F) have a privacy policy and procedures in place
to ensure that--
(i) the name, address, telephone number, or
any other information that might identify any
woman seeking services supported through the
grant is not made public or shared with any
other entity without the written consent of the
woman; and
(ii) the grantee adheres to requirements
comparable to those applicable under the HIPAA
privacy regulation (as defined in section
1180(b)(3) of the Social Security Act (42
U.S.C. 1320d-9(b)(3))) to covered entities (as
defined for purposes of such regulation).
(2) Ineligible entities.--An entity shall be ineligible to
receive a grant under this section if the entity or any
affiliate, subsidiary, successor, or clinic thereof--
(A) performs, induces, refers for, or counsels in
favor of abortions; or
(B) provides financial support to any other entity
that conducts any activity described in subparagraph
(A).
(3) Financial records.--As a condition on receipt of a
grant under this section, an eligible entity shall agree to
maintain and make available to the Secretary records, including
financial records, that demonstrate that the entity satisfies
the requirements of paragraph (1) and is not ineligible by
operation of paragraph (2).
(c) Covered Services.--
(1) Required information and referral.--For the purpose
described in subsection (a)(1), an eligible entity receiving a
grant under this section shall use the grant to provide to
pregnant and postpartum women, or women parenting young
children, information on, and referral to, each of the
following services:
(A) Medical care.
(B) Nutritional services.
(C) Housing assistance.
(D) Adoption services.
(E) Education and employment assistance, including
services that support the continuation and completion
of high school.
(F) Child care assistance.
(G) Parenting education and support services.
(H) Voluntary substance abuse counseling and
treatment.
(2) Permissible direct provision of services.--For the
purpose described in subsection (a)(1), in addition to using a
grant under this section as described in paragraph (1), an
eligible entity receiving a grant under this section may use
the grant for the direct provision of one or more services
listed in paragraph (1).
(d) Prohibited Uses of Funds.--None of the funds made available
under this section shall be used--
(1) for health benefits coverage that includes coverage of
abortion;
(2) for providing or assisting a woman to obtain adoption
services from a provider of adoption services that is not
licensed; and
(3) for any of the activities described in subsection
(b)(2).
(e) Consideration.--In selecting the recipients of grants under
this section, the Secretary shall consider each applicant's
demonstrated capacity in providing services to assist a pregnant woman
in carrying her pregnancy to term.
(f) Monitoring and Review.--The Secretary shall--
(1) monitor and review each program funded through a grant
under this section to ensure that the grantee carefully adheres
to--
(A) the purpose described in subsection (a)(1); and
(B) the requirements of this section; and
(2) cease to fund a program under this section if the
grantee fails to adhere to such purpose and requirements.
(g) Definitions.--In this section:
(1) Abortion.--The term ``abortion'' means the use or
prescription of any instrument, medicine, drug, or any other
substance or device to intentionally--
(A) kill the unborn child of a woman known to be
pregnant; or
(B) terminate the pregnancy of a woman known to be
pregnant, with an intention other than--
(i) after viability, to produce a live
birth and preserve the life and health of the
child born alive;
(ii) to remove a dead unborn child; or
(iii) to treat an ectopic pregnancy.
(2) Secretary.--The term ``Secretary'' means the Secretary
of Health and Human Services.
(h) Authorization of Appropriations.--To carry out this section,
there are authorized to be appropriated such sums as may be necessary
for each of fiscal years 2024 through 2029.
SEC. 202. IMPROVING ACCESS TO PRENATAL AND POSTNATAL TELEHEALTH CARE.
(a) In General.--The Secretary shall award grants to, or enter into
cooperative agreements with, eligible entities to purchase equipment
necessary for carrying out at-home telehealth visits for screening,
monitoring, and management of prenatal and postnatal care for the
purpose of improving maternal and infant health outcomes, and reducing
maternal mortality, by improving access to care in rural areas,
frontier counties, medically underserved areas, or jurisdictions of
Indian Tribes and Tribal organizations.
(b) Ineligible Entities.--An entity shall be ineligible to receive
a grant or enter into a cooperative agreement under this section if the
entity or any affiliate, subsidiary, successor, or clinic thereof--
(1) performs, induces, refers for, or counsels in favor of
abortions; or
(2) provides financial support to any other entity that
conducts any activity described in paragraph (1).
(c) Use of Funds.--A recipient of a grant or cooperative agreement
under this section shall use the award funds as described in subsection
(a), which may include purchasing or providing equipment necessary for
carrying out at-home telehealth visits (such as remote physiologic
devices and related services, including pulse oximeters, blood pressure
cuffs, scales, and blood glucose monitors) to screen, monitor, and
manage prenatal and postnatal care at home by means of telehealth
visits and services for the purpose described in subsection (a).
(d) Report to Congress.--Not later than September 30, 2028, the
Secretary shall submit to Congress a report on activities supported
through grants and cooperative agreements under this section,
including--
(1) a description of the activities conducted pursuant to
such grants and cooperative agreements; and
(2) an analysis of the effects of such grants and
cooperative agreements on improving prenatal and postnatal care
in areas and jurisdictions described in subsection (a).
(e) Definitions.--In this section:
(1) Eligible entity.--The term ``eligible entity'' means an
entity that provides prenatal care, labor care, birthing, or
postpartum care services in a rural area, a frontier county, a
medically underserved area, or the jurisdiction of an Indian
Tribe or Tribal organization.
(2) Frontier county.--The term ``frontier county'' has the
meaning given such term in section 1886(d)(3)(E)(iii)(III) of
the Social Security Act (42 U.S.C. 1395ww(d)(3)(E)(iii)(III)).
(3) Indian tribe; tribal organization.--The terms ``Indian
Tribe'' and ``Tribal organization'' have the meanings given
such terms in section 4 of the Indian Self-Determination and
Education Assistance Act (25 U.S.C. 5304).
(4) Medically underserved area.--The term ``medically
underserved area'' means a health professional shortage area
designated under section 332 of the Public Health Service Act
(42 U.S.C. 254e).
(5) Rural area.--The term ``rural area'' has the meaning
given such term in section 330J(e) of the Public Health Service
Act (42 U.S.C. 254c-15(e)).
(6) Secretary.--The term ``Secretary'' means the Secretary
of Health and Human Services.
(f) Authorization of Appropriations.--To carry out this section,
there are authorized to be appropriated such sums as may be necessary
for each of fiscal years 2024 through 2029.
TITLE III--UNBORN CHILD SUPPORT
SEC. 301. CHILD SUPPORT ENFORCEMENT ON BEHALF OF UNBORN CHILDREN.
(a) State Plan Amendment.--Section 454 of the Social Security Act
(42 U.S.C. 654) is amended--
(1) in paragraph (4)(A)--
(A) in clause (i)--
(i) by inserting ``, including an unborn
child,'' after ``child''; and
(ii) by inserting ``and'' after the
semicolon; and
(B) in clause (ii), by inserting ``, including an
unborn child'' after ``other child'';
(2) in paragraph (33), by striking ``and'' after the
semicolon;
(3) in paragraph (34), by striking the period and inserting
``; and'';
(4) by inserting after paragraph (34), the following:
``(35) provide that the State will establish and enforce
child support obligations of the biological father of an unborn
child (and subsequent to the birth of the child) to the mother
of such child provided that--
``(A) the mother has requested payment of such
child support obligations;
``(B) the start date for such obligations may begin
with the first month in which the child was conceived,
as determined by a physician (and shall begin with that
month if the mother so requests);
``(C) payments for such obligations may be
retroactively collected or awarded, including in the
case where paternity is established subsequent to the
birth of the child;
``(D) the payment amount for such obligations shall
be determined by a court, in consultation with the
mother, taking into account the best interests of the
mother and child;
``(E) any measure to establish the paternity of a
child (born or unborn) shall not be required without
the consent of the mother; and
``(F) any measure to establish the paternity of an
unborn child shall not be taken if the measure poses
any risk of harm to the child if unborn.''; and
(5) by adding at the end the following: ``For purposes of
paragraphs (4) and (35), the term `unborn child' means a member
of the species homo sapiens, at any stage of development, who
is carried in the womb.''.
(b) Limitation of Waiver Authority.--Section 1115 of the Social
Security Act (42 U.S.C. 1315) is amended--
(1) in subsection (a), in the matter preceding paragraph
(1), by striking ``In the case of'' and inserting ``Except as
provided in subsection (c), in the case of'';
(2) in subsection (b)(1), in the matter preceding
subparagraph (A), by striking ``In the case of'' and inserting
``Except as provided in subsection (c), in the case of''; and
(3) by striking subsection (c) and inserting the following:
``(c) No experimental, pilot, or demonstration project undertaken
under subsection (a) to assist in promoting the objectives of part D of
title IV, may permit modifications of paragraphs (4)(A)(ii) and (35) of
section 454 to establish and enforce child support obligations of the
biological father of an unborn child. For purposes of the preceding
sentence, the term `unborn child' means a member of the species homo
sapiens, at any stage of development, who is carried in the womb.''.
(c) Effective Date.--The amendments made by this section shall take
effect on the date that is 2 years after the date of enactment of this
Act and shall apply to payments under part D of title IV of the Social
Security Act (42 U.S.C. 651 et seq.) for calendar quarters beginning on
or after such date.
<all>
| usgpo | 2024-06-24T00:12:39.116902 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4296is/htm"
} |
BILLS-118s4299is | She Develops Regulations In Vehicle Equality and Safety Act; She DRIVES Act | 2024-05-09T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4299 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4299
To require the Secretary of Transportation to issue a rule relating to
the collection of crashworthiness information under the New Car
Assessment Program of the National Highway Traffic Safety
Administration, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 9, 2024
Mrs. Fischer (for herself, Mrs. Murray, Mrs. Blackburn, and Ms.
Duckworth) introduced the following bill; which was read twice and
referred to the Committee on Commerce, Science, and Transportation
_______________________________________________________________________
A BILL
To require the Secretary of Transportation to issue a rule relating to
the collection of crashworthiness information under the New Car
Assessment Program of the National Highway Traffic Safety
Administration, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``She Develops Regulations In Vehicle
Equality and Safety Act'' or the ``She DRIVES Act''.
SEC. 2. CRASHWORTHINESS STANDARDS UNDER NCAP.
(a) Definitions.--In this section:
(1) Anthropomorphic test device.--The term
``anthropomorphic test device'' means a testing device used for
compliance testing of motor vehicles and motor vehicle
equipment with respect to Federal motor vehicle safety
standards that is--
(A)(i) described in section 572.5 of title 49, Code
of Federal Regulations (as in effect on the date of
enactment of this Act); and
(ii) used to determine occupant crash protection,
in the determination of the Secretary, in each seating
position; and
(B) instrumented with sensors and injury
measurement capability at the parts of the body most at
risk for injury, including injury measurement for, at a
minimum, the acetabulum load, upper and lower thorax
displacement, abdominal displacement, ankle angle, and
Achilles load.
(2) Crashworthiness.--The term ``crashworthiness'' has the
meaning given the term in section 32301 of title 49, United
States Code.
(3) Secretary.--The term ``Secretary'' means the Secretary
of Transportation.
(b) NCAP Testing Rule.--
(1) In general.--Not later than 180 days after the date of
enactment of this Act, the Secretary shall issue a final rule
updating the testing procedures used to test the
crashworthiness of passenger motor vehicles under the New Car
Assessment Program of the National Highway Traffic Safety
Administration, in accordance with paragraph (2).
(2) Requirements.--The final rule issued under paragraph
(1) shall include the following:
(A) The inclusion of the new generation--
(i) 50th percentile adult male testing
device, as referenced by Regulation Identifier
Number 2127-AM20; and
(ii) 5th percentile adult female testing
device, as referenced by Regulation Identifier
Number 2127-AM56.
(B) The updating of test procedures and devices,
including anthropomorphic test devices, to procedures
that mandate the use of the most technologically
advanced devices available in the global and domestic
markets used in crashworthiness testing and validation.
(C) The establishment of new, or refinement of
existing, injury criteria, including head, neck, chest,
abdomen, pelvis, upper leg, and lower leg injury
criteria, with anthropomorphic test devices based on--
(i) real-world injuries; and
(ii) the greatest potential to increase
safety.
(D) The establishment of front seat crashworthiness
frontal and side impact tests with anthropomorphic test
devices for adult female occupants in all designated
front seating positions, including the driving
position.
(E) The establishment of rear seat crashworthiness
frontal and side impact tests with anthropomorphic test
devices for adult female occupants in all designated
rear seating positions.
(F) The establishment of a requirement that the use
of digital simulation tests shall be validated by
matching physical tests with anthropomorphic test
devices.
(c) Continuous Updates.--Not later than 2 years after the date on
which the Secretary carries out the requirements of this section, and
not less frequently than once every year thereafter, the Secretary
shall--
(1) evaluate new anthropomorphic test devices; and
(2) if applicable, issue a new rule that requires the use
of new anthropomorphic test devices evaluated under paragraph
(1) in the tests described in subsection (b)(2).
(d) Missed Deadline; Report Required.--If the Secretary does not
issue the final rule required under subsection (b)(1) by the deadline
described in that subsection, the Secretary shall, not later than 30
days after the date on which the deadline elapses, and every 30 days
thereafter until the date on which the Secretary issue that rule,
submit to Congress a report detailing--
(1) the reasons for why the deadline was missed; and
(2) the approximate date on which the Secretary will issue
that rule.
SEC. 3. FEDERAL MOTOR VEHICLE SAFETY STANDARDS UPDATE.
(a) In General.--Section 30111 of title 49, United States Code, is
amended--
(1) in subsection (a), in the first sentence, by inserting
``(referred to in this section as the `Secretary')'' after ``of
Transportation''; and
(2) by adding at the end the following:
``(g) Crashworthiness Requirements.--In prescribing motor vehicle
safety standards under this section that relate to crashworthiness (as
defined in section 32301), the Secretary shall use the tests contained
in the rule issued by the Secretary pursuant to section 2(b)(1) of the
She DRIVES Act.''.
(b) Effective Date.--The amendment made by subsection (a)(2) shall
take effect on the date on which the Secretary of Transportation issues
the rule required under section 2(b)(1).
<all>
| usgpo | 2024-06-24T00:12:39.307315 | {
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BILLS-118s4298is | Esther’s Law | 2024-05-09T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4298 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4298
To provide that certain water beads products shall be considered banned
hazardous products under section 8 of the Consumer Product Safety Act,
and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 9, 2024
Ms. Baldwin (for herself, Mr. Casey, and Ms. Collins) introduced the
following bill; which was read twice and referred to the Committee on
Commerce, Science, and Transportation
_______________________________________________________________________
A BILL
To provide that certain water beads products shall be considered banned
hazardous products under section 8 of the Consumer Product Safety Act,
and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as ``Esther's Law''.
SEC. 2. DEFINITIONS.
In this Act:
(1) Art material or art material product.--The term ``art
material or art material product'' has the meaning given such
term in section 23(b)(1) of the Federal Hazardous Substances
Act (15 U.S.C. 1277(b)(1)) as applied to a child under 14 years
of age.
(2) Commission.--The term ``Commission'' means the Consumer
Product Safety Commission.
(3) Educational material.--The term ``educational
material'' means any substance or product, other than a toy, as
defined in paragraph (5), that is designed, intended, or
marketed by the producer or repackager as suitable to assist
with the cognitive development of a child under 14 years of
age.
(4) Sensory stimulation material or sensory tool.--The term
``sensory stimulation material or sensory tool'' means a
consumer product, as defined in section 3(a)(5) of the Consumer
Product Safety Act (15 U.S.C. 2052(a)(5)), that stimulates the
visual or tactile sense of a child under 14 years of age.
(5) Toy.--The term ``toy'' has the meaning given such term
in section 3.1.92 of ASTM F963-23 (Standard Consumer Safety
Specification for Toy Safety), or any successor to such
document.
(6) Water beads product.--The term ``water beads product''
means a consumer product, whether accessible or not, that--
(A) is composed, in whole or in part, of water-
absorbing super absorbent polymers, such as
polyacrylamides and polyacrylates; and
(B) at the point of sale to a consumer, contains at
least 1 individual bead that can--
(i) fit entirely within the cylinder
described in section 1501.4 of title 16, Code
of Federal Regulations; and
(ii) through water absorption, expand--
(I) to a size of at least 3
millimeters (in 1 or more dimensions);
or
(II) by 50 percent or more in
diameter in any dimension from its as-
received state.
SEC. 3. CERTAIN WATER BEADS PRODUCTS CONSIDERED BANNED HAZARDOUS
PRODUCTS.
(a) In General.--On and after the date that is 180 days after the
date of the enactment of this Act, a water beads product, without
regard to the date of manufacture or importation, shall be considered a
banned hazardous product under section 8 of the Consumer Product Safety
Act (15 U.S.C. 2057).
(b) Water Beads Product.--For purposes of subsection (a), the term
``water beads product'' (as defined in section 2) refers to a product
that is designed, intended, or marketed as--
(1) a toy;
(2) educational material;
(3) art material or art material product; or
(4) sensory stimulation material or sensory tool.
SEC. 4. REGULATION OF WATER BEAD PRODUCTS NOT DESIGNED, INTENDED, OR
MARKETED AS TOYS, EDUCATIONAL MATERIALS, ART MATERIALS,
OR SENSORY TOOLS.
(a) In General.--Not later than 24 months after the date of the
enactment of this Act, the Commission shall, in accordance with section
553 of title 5, United States Code, promulgate a final consumer product
safety standard for water beads products that are not banned under
section 3 that--
(1) may contain requirements on the colors of such water
beads products, so as to deter use by children; and
(2) shall contain warning label requirements--
(A) to be included, as practicable, on the
packaging of such products;
(B) to be included on any literature distributed
with the product, in print or in an online format; and
(C) that shall contain language describing the risk
of injury and death if used by children or around
children, including--
(i) the hazard of ingestion, orally or
otherwise;
(ii) the need for the consumer to keep the
product out of an environment that contains
children; and
(iii) instructions for the consumer to seek
medical care and advice should the consumer
suspect ingestion by a child.
(b) Future Rulemaking.--At any time after the promulgation of a
final consumer product safety standard under subsection (a), the
Commission may initiate rulemaking in accordance with section 553 of
title 5, United States Code, to modify the requirements of the standard
or any revised standard. Any rule promulgated under this subsection
shall be treated as a consumer product safety rule promulgated under
section 9 of the Consumer Product Safety Act ( 15 U.S.C. 2058).
(c) Rule of Construction.--Nothing in this section shall be
construed as applying to water beads that are used commercially in
diapers, personal care products, sanitary products, or agricultural
supplies, including fertilizers and agricultural soil conditioners.
<all>
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BILLS-118s4260is | Warehouse Worker Protection Act | 2024-05-02T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4260 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4260
To establish protections for warehouse workers, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 2, 2024
Mr. Markey (for himself, Mr. Casey, Ms. Smith, and Mr. Brown)
introduced the following bill; which was read twice and referred to the
Committee on Health, Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To establish protections for warehouse workers, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Warehouse Worker Protection Act''.
SEC. 2. TABLE OF CONTENTS.
The table of contents for this Act is as follows:
Sec. 1. Short title.
Sec. 2. Table of contents.
TITLE I--WAREHOUSE WORKER PROTECTIONS
Sec. 101. Warehouse worker protections.
Sec. 102. Referral of complaints.
TITLE II--NATIONAL LABOR RELATIONS ACT
Sec. 201. Amendments to National Labor Relations Act.
Sec. 202. National Labor Relations Board report.
TITLE III--OSHA STANDARDS
Sec. 301. Standard protecting covered employees from occupational risk
factors causing musculoskeletal disorders.
Sec. 302. Standard for protecting covered employees from delays in
medical treatment referrals following
injuries or illnesses.
Sec. 303. Correction of serious, willful, or repeated violations
pending contest and procedures for a stay.
Sec. 304. Definitions.
TITLE IV--MISCELLANEOUS PROVISIONS
Sec. 401. Severability.
Sec. 402. Preemption.
Sec. 403. Authorization of appropriations.
TITLE I--WAREHOUSE WORKER PROTECTIONS
SEC. 101. WAREHOUSE WORKER PROTECTIONS.
The Fair Labor Standards Act of 1938 is amended--
(1) by inserting after section 4 (29 U.S.C. 204) the
following:
``SEC. 5. ESTABLISHMENT OF FAIRNESS AND TRANSPARENCY OFFICE.
``(a) In General.--There is established in the Wage and Hour
Division of the Department of Labor the Fairness and Transparency
Office.
``(b) Director of the Fairness and Transparency Office.--The
President shall appoint a Director of the Fairness and Transparency
Office to head the Fairness and Transparency Office.
``(c) Employees and Advisory Boards of the Office.--
``(1) In general.--The Director--
``(A) may select, appoint, and employ, without
regard to the provisions of sections 3309 through 3318
of title 5, United States Code, individuals directly to
positions in the competitive service, as defined in
section 2102 of such title, to carry out the duties of
the Director under this Act; and
``(B) may fix the compensation of the individuals
described in subparagraph (A) without regard to chapter
51 and subchapter III of chapter 53 of title 5, United
States Code, relating to classification of positions
and General Schedule pay rates, except that the rate of
pay for such individuals may not exceed the rate
payable for level V of the Executive Schedule under
section 5316 of that title.
``(2) Fairness and transparency advisory board.--
``(A) In general.--The Director shall establish a
Fairness and Transparency Advisory Board to advise and
consult on the exercise of the functions of the
Director under this Act.
``(B) Composition.--The Fairness and Transparency
Advisory Board established under subparagraph (A) shall
be composed of--
``(i) as the Director determines
appropriate, covered employers and covered
employees or representatives of covered
employers and covered employees; and
``(ii) at least one of each of the
following:
``(I) Worker protection experts.
``(II) Civil rights experts.
``(III) Health and safety experts.
``(IV) Workplace technology
experts.
``(V) Disability law experts.
``(VI) Representatives of labor
organizations.
``(VII) Representatives of worker
advocacy organizations.
``(C) Appointments.--The Director shall--
``(i) appoint members to the advisory board
established under subparagraph (A); and
``(ii) ensure a partisan balance in the
membership of the advisory board.
``(D) Meetings.--The advisory board established
under subparagraph (A) shall meet--
``(i) at the call of the Director; and
``(ii) not less than 2 times annually.
``(E) Compensation and travel expenses.--A member
of the Fairness and Transparency Advisory Board
established under subparagraph (A) who is not an
officer or employee of the Federal Government shall--
``(i) be entitled to receive compensation
at a rate fixed by the Director while attending
meetings of the advisory board, including
travel time; and
``(ii) receive travel expenses, including
per diem in lieu of subsistence, in accordance
with applicable provisions under subchapter I
of chapter 57 of title 5, United States Code.
``(F) Exemption from the federal advisory committee
act.--The Fairness and Transparency Advisory Board
established under subparagraph (A) shall be exempt from
chapter 10 of title 5, United States Code (commonly
known as the `Federal Advisory Committee Act').
``(3) Use of voluntary services.--The Director may, as may
from time to time be needed, use any voluntary or uncompensated
services.
``(4) Attorneys.--Attorneys appointed under this subsection
or the Solicitor of Labor may appear for and represent the
Director in any litigation.
``(d) Rulemaking.--
``(1) In general.--The Secretary, acting through the
Director and the Administrator of the Wage and Hour Office, may
issue orders and guidance or promulgate regulations as may be
necessary or appropriate to enable the Secretary to carry out
the purposes and objectives of this section, and to prevent
evasions thereof.
``(2) Consultation.--In issuing orders and guidance or
promulgating regulations under this subsection, the Secretary,
acting through the Director and the Administrator of the Wage
and Hour Office, may consult with the Occupational Safety and
Health Administration and Federal agencies that have
jurisdiction over labor and employment issues, including the
Equal Employment Opportunity Commission, the National Labor
Relations Board, the National Mediation Board, and the Merit
Systems Protection Board.'';
(2) by inserting after section 7 (29 U.S.C. 207) the
following:
``SEC. 8. WAREHOUSE WORKER PROTECTIONS.
``(a) Definitions.--In this section:
``(1) Adverse employment action.--The term `adverse
employment action', with respect to a covered employee, means a
change by the covered employer of the covered employee in the
compensation, terms, conditions, or privileges of the job of
the covered employee that, from the perspective of a reasonable
person, puts the covered employee in a materially adverse
position than prior to the change, including termination, a
reduction in benefits, disciplinary action, demotion,
promotion, transfer, imposition of a work schedule more
burdensome to the covered employee, reduction of scheduled
hours, adjustment in ability for promotion, or other
modifications to compensation, terms, conditions, or privileges
of employment.
``(2) Aggregated work speed data.--The term `aggregated
work speed data' means employee work speed data that a covered
employer has combined, or collected together, in a summary or
other form so that the employee work speed data cannot, at any
point, be identified or linked with any specific covered
employee.
``(3) Covered facility.--The term `covered facility' means
any warehouse distribution center described in the North
American Industry Classification System code--
``(A) 493, for warehousing and storage;
``(B) 423, for merchant wholesalers, durable goods;
``(C) 424, for merchant wholesalers, nondurable
goods;
``(D) 454110, for electronic shopping and mail-
order houses; or
``(E) 492110, for couriers and express delivery
services.
``(4) Covered employee.--The term `covered employee' means
an employee who--
``(A) is employed by an employer for the
performance of work at a covered facility; and
``(B) is subject to a quota while performing work
at such covered facility.
``(5) Covered employer.--The term `covered employer' means
an employer that--
``(A) is engaged in commerce, in the production of
goods for commerce, or in an enterprise engaged in
commerce or in the production of goods for commerce,
including such an employer that is a contractor,
subcontractor, temporary service firm, staffing agency,
independent contractor, employee leasing entity, or
similar entity; and
``(B) employs a covered employee for the
performance of work at a covered facility.
``(6) Defined time period.--The term `defined time period'
means any unit of time measurement equal to or less than one
day, including hours, minutes, and seconds and any fraction
thereof.
``(7) Designated employee representative.--The term
`designated employee representative' means any representative
designated by a covered employee, including an employee
representative that has a collective bargaining relationship
with the covered employer of the covered employee.
``(8) Director.--The term `Director' means the Director of
the Fairness and Transparency Office established by section 5.
``(9) Egregious misconduct.--The term `egregious
misconduct', with respect to a covered employee, means
deliberate or grossly negligent conduct that endangers the
safety or well-being of the covered employee, co-workers of the
covered employer, customers, or other persons, including
discrimination against or harassment of co-workers, customers,
or other persons.
``(10) Employee work speed data.--The term `employee work
speed data' means information a covered employer collects,
stores, analyzes, or interprets relating to the performance of
work by a covered employee of the covered employer for a quota,
including information with respect to the--
``(A) quantities of tasks performed by the covered
employee;
``(B) quantities of items or materials handled or
produced by the covered employee;
``(C) rates or speeds of tasks performed by the
covered employee;
``(D) measurements or metrics of covered employee
performance in relation to a quota; or
``(E) time categorized with respect to the covered
employee as performing tasks or not performing tasks.
``(11) Quota.--The term `quota' means an express or implied
performance standard or performance target, including such a
standard or target used to rank or compare an employee in
relation to the performance of another employee or in relation
to the past performance of the employee, under which--
``(A)(i) an employee is actually or effectively
assigned, required, or expected within a defined time
period (with or without any reasonable accommodation
provided under Federal, State, or local law) to--
``(I) perform--
``(aa) a quantified number
of tasks; or
``(bb) at a specified
productivity speed; or
``(II) handle or produce a
quantified amount of material without a
certain number of errors or defects;
and
``(ii) such assignment, requirement, or expectation
is measured at the individual or group level for such
defined time period;
``(B) actions by an employee are categorized and
measured between time performing tasks and not
performing tasks within a defined time period; or
``(C) increments of time of a defined time period
during which an employee is or is not doing a
particular activity are measured, recorded, or tallied.
``(12) Similarly situated covered employee.--The term
`similarly situated covered employee', with respect to a
covered employee, means another covered employee who holds the
same job or responsibilities as the covered employee.
``(13) Tribal government.--The term `Tribal government'
means the recognized governing body of an Indian Tribe.
``(14) Workplace surveillance.--The term `workplace
surveillance' means any employer surveillance (on- or off-duty)
with respect to an employee, including the detection,
monitoring, interception, collection, exploitation,
preservation, protection, transmission, or retention of data
concerning activities or communications with respect to the
employee, including through the use of a product or service
marketed, or that can be used, for such purposes, such as a
computer, telephone, wire, radio, camera, sensor,
electromagnetic, photoelectronic, handheld or wearable device,
or photo-optical system.
``(15) Work station.--The term `work station' means the
area of a covered facility within which a covered employee is
assigned to perform tasks for the longest duration of time
during a day.
``(b) Communication With Covered Employees Regarding Quotas and
Workplace Surveillance.--
``(1) In general.--On the later of the date a covered
employee is hired by a covered employer or 180 days after the
date of enactment of this section, each covered employer shall
provide to each covered employee of the covered employer--
``(A) a written description of each quota to which
the covered employee is subject, including--
``(i) as applicable, the quantified number
of tasks to be performed or of materials to be
produced or handled, or other performance
measure, within the defined time period, for
the quota;
``(ii) any potential discipline or adverse
employment action that could result from
failure to meet the quota;
``(iii) how performance targets or
performance standards for the quota are
calculated;
``(iv) whether there is any incentive or
bonus program associated with meeting or
exceeding the quota and, if applicable, how the
incentive or bonus program operates; and
``(v) how the quota is monitored, including
a description of--
``(I) what employee work speed data
are being collected;
``(II) how the employee work speed
data are being collected, including a
description of any workplace
surveillance technology used on the
covered employee by the covered
employer;
``(III) where and when the employee
work speed data are being collected;
``(IV) the frequency of the
collection;
``(V) where the storage of the
employee work speed data is located;
``(VI) the business purposes for
which the employee work speed data are
being used; and
``(VII) as applicable, the identity
of any third party--
``(aa) used for such
workplace surveillance;
``(bb) to which data from
such workplace surveillance is
transferred; and
``(cc) from which data of
the covered individual is or
may be purchased or acquired;
and
``(B) a written description of and training with
respect to how the covered employee may file a
complaint regarding a violation of this section or a
standard promulgated under title III of the Warehouse
Worker Protection Act.
``(2) Changes to quota or workplace surveillance.--Each
covered employer shall provide to any applicable covered
employee an updated written description of any information
provided under paragraph (1) not less than 2 business days
before any changes with respect to such information are made.
``(3) Requirements for taking an adverse employment action
on quota compliance.--
``(A) In general.--A covered employer that takes an
adverse employment action against a covered employee
for work performance that does not meet requirements
with respect to a quota shall provide--
``(i) a written explanation to the covered
employee regarding the manner in which the
covered employee failed to perform, including a
description of the applicable quota and a
comparison of such work performance to such
quota; and
``(ii) if the adverse employment action was
based on employee work speed data, a copy of
the employee work speed data in a human-
readable format that a reasonable individual
can understand.
``(B) Notice for actions unrelated to quota.--A
covered employer that, with respect to any covered
employee who is subject to a quota, takes an adverse
employment action against such covered employee for any
reason that is unrelated to compliance with the quota
shall provide to such covered employee a written
confirmation that such action was unrelated to
compliance with the quota.
``(4) Termination.--
``(A) In general.--Except as provided in clause
(ii), a covered employer that seeks to terminate a
covered employee shall, regardless of whether the
termination relates to work performance with respect to
a quota, provide to the covered employee a written
notice of the intent to terminate the covered employee.
``(B) Egregious misconduct.--Notwithstanding
subparagraph (A), a covered employer may terminate a
covered employee without providing such written notice
if the covered employee engaged in egregious
misconduct.
``(5) Descriptions.--Each covered employer shall--
``(A) provide any written description, notice,
explanation, or confirmation described in paragraph
(1), (2), (3), or (4) to a covered employee--
``(i) through a human representative of the
covered employer at the work station of the
covered employee; and
``(ii) in a manner required by the Director
that--
``(I) is accessible;
``(II) allows the covered employee
to transport the data in the
description, notice, explanation, or
confirmation without hindrance;
``(III) is in plain language; and
``(IV) is in the primary language
of the covered employee; and
``(B) make such description, notice, explanation,
or confirmation available to the covered employee
electronically.
``(c) Protection From Quotas.--
``(1) Prohibited quotas.--A covered employer may not
require any quota for a covered employee that would--
``(A) prevent--
``(i) compliance with any required meal or
rest period or any other break required by
Federal, State, or local law;
``(ii) compliance with health and safety
provisions required by Federal, State, or local
law;
``(iii) the use by the covered employee of
bathroom facilities, including reasonable
travel time to and from bathroom facilities
that takes into account the architecture of the
covered facility; or
``(iv) compliance with a covered employee's
right to reasonable accommodations or
nondiscrimination as required by Federal,
State, or local law;
``(B) set a performance target or performance
standard that measures total output for the covered
employee over an increment of time that is shorter than
one day;
``(C) measure and evaluate the output or
performance of a covered employee during any paid or
unpaid break to which the covered employee is entitled
under applicable law, contract, or industry standard,
including breaks to use bathroom facilities and
reasonable travel time to and from bathroom facilities;
``(D) prevent or discourage the covered employee
from exercising any right under the National Labor
Relations Act (29 U.S.C. 151 et seq.) or any other
Federal law;
``(E) prevent or discourage the covered employee
from exercising any right guaranteed in an applicable
collective bargaining agreement; or
``(F) violate the generally accepted principles of
work measurement as set forth in the Code of Work
Measurement Ethics of the American Institute of
Industrial Engineers and recognized by the Secretary.
``(2) Adverse employment action.--A covered employer may
not take adverse employment action against a covered employee
for failure to meet a quota that--
``(A) violates paragraph (1);
``(B) was not described to the covered employee in
accordance with subsection (b);
``(C) is based solely on ranking the performance of
the covered employee in relation to the performance of
another covered employee or in relation to the past
performance of that covered employee; or
``(D) is based on continuously measuring,
recording, or tallying increments of time within a
defined time period during which a covered employee is
or is not doing a particular activity.
``(d) Minimization.--
``(1) Collection.--In establishing, maintaining, or using
employee work speed data with respect to a quota for a covered
employee, a covered employer may not collect, use, maintain, or
transfer data on or of the covered employee except as strictly
necessary to monitor the compliance of the covered employee
with the quota.
``(2) Employee access.--In establishing, maintaining, or
using employee work speed data with respect to a quota for a
covered employee, a covered employer may not disclose any
information collected on a covered employee with respect to the
quota to any other covered employee of the covered employer
except as strictly necessary to fulfill a specific and
reasonable business rationale of the covered employer.
``(e) Recordkeeping.--
``(1) In general.--Each covered employer shall--
``(A) maintain contemporaneous records, with
respect to each covered employee of the covered
employer, of--
``(i) the employee work speed data of each
such covered employee;
``(ii) the aggregated work speed data for
similarly situated covered employees at the
same place where each such covered employee
performs work for the covered employer; and
``(iii) the written descriptions of the
quota of each such covered employee provided
under subsection (b)(1);
``(B) maintain such records for the duration of the
employment of each relevant covered employee; and
``(C) make such records available to the Secretary
upon request.
``(2) Supplementation and dispute of records.--
``(A) Supplementation of records.--Each covered
employer shall enable a covered employee, upon request
of the covered employee at or after the time of any
employee work speed data collection with respect to the
covered employee, to supplement the employee work speed
data by recording any reason the covered employee
provides for any defined time period during which the
covered employee was not performing work-related tasks,
including because the covered employee was taking a
paid or unpaid break, using a bathroom facility
(including reasonable travel to and from the facility),
reporting an injury or receiving attention due to an
injury, exercising a right guaranteed under the
National Labor Relations Act (29 U.S.C. 151 et seq.) or
another Federal law, or exercising a right guaranteed
under an applicable covered bargaining agreement.
``(B) Dispute process.--
``(i) In general.--Each covered employer
shall enable a covered employee, upon request
of the covered employee at or after the time of
any data collection with respect to the covered
employee, to review and request correction of
the employee work speed data in accordance with
clause (ii).
``(ii) Correction of employee work speed
data.--A covered employer that receives a
request by a covered employee under clause (i)
shall--
``(I) investigate and determine
whether the employee work speed data is
inaccurate; and
``(II) if determined to be
inaccurate--
``(aa) promptly correct the
inaccurate data and notify the
covered employee of the covered
employer's determination and
correction; and
``(bb) review and adjust,
as appropriate, any adverse
employment action that was,
partially or solely, based on
the inaccurate data and notify
the covered employee of the
adjustment.
``(3) Retention of records.--
``(A) In general.--After the termination of
employment of a covered employee of a covered employer,
the covered employer shall--
``(i) for not less than 3 years after the
date of such termination, retain the records
described in paragraph (1) with respect to the
6-month period prior to such date; and
``(ii) make such records available to the
Secretary upon request.
``(4) Rule of construction.--Nothing in this subsection
shall require a covered employer to keep records described in
paragraph (1) with respect to employee work speed data if such
covered employer does not otherwise monitor employee work speed
data.
``(f) Right to Request.--
``(1) In general.--A covered employer shall, upon receiving
a request under paragraph (2) or (3), provide the relevant
copies described in such paragraphs to, as the case may be, the
covered employee, designated employee representative, or
individual who was a covered employee--
``(A) except as provided in subparagraph (B)(ii),
at no cost to the covered employee, designated employee
representative, or individual who was a covered
employee;
``(B) with respect to--
``(i) a covered employee, by a human
representative of the covered employer; or
``(ii) a designated employee representative
or an individual who was a covered employee, by
a human representative of the covered employer
or through the mail (at the cost of the
designated employee representative or
individual, respectively); and
``(C) as soon as practicable but not later than--
``(i) 7 business days after receipt of a
request for such copies with respect to
employee work speed data or aggregate work
speed data; or
``(ii) 2 business days after receipt of a
request for any other copy.
``(2) Requests during employment.--A covered employee, or a
designated employee representative of such covered employee at
the request of the covered employee, may request from the
covered employer of the covered employee a copy of the written
description described under subsection (b), a copy of the
employee work speed data (in a human-readable format that a
reasonable individual can understand) of the covered employee
for the preceding 6-month period, and a copy of the aggregated
work speed data (in a human-readable format that a reasonable
individual can understand) for similarly situated covered
employees at the same place where the covered employee performs
work for the covered employer for the preceding 6-month period.
``(3) Requests after employment termination.--An individual
who was a covered employee with respect to a covered employer,
or a designated employee representative with respect to such an
individual, may, not later than 3 years after the date of
termination of employment of the covered employee with the
covered employer, request from the covered employer a copy of--
``(A) the written description described under
subsection (b) effective on the date of termination of
the covered employee;
``(B) the employee work speed data (in a human-
readable format that a reasonable individual can
understand) of the covered employee for the 6-month
period prior to such date of termination; and
``(C) the aggregated work speed data (in a human-
readable format that a reasonable individual can
understand) for similarly situated covered employees at
the same place where the covered employee performs work
for the covered employer for such 6-month period.
``(4) Rule of construction.--Nothing in this subsection
shall require a covered employer to--
``(A) monitor employee work speed data; or
``(B) provide information related to employee work
speed data if the covered employer does not otherwise
monitor such employee work speed data.
``(g) Posting of Notices.--
``(1) In general.--Each covered employer shall post, in a
conspicuous and accessible location, a notice in the covered
facility of the covered employer regarding the rights of
covered employees under this section, including what
constitutes a permissible quota, the right to request quota
descriptions and employee speed data information, and the right
to make a complaint to Federal authorities regarding a
violation of any right under this section.
``(2) Requirements for notices.--Each notice described in
paragraph (1) shall be in a manner required by the Director
that--
``(A) is in plain language; and
``(B) is in English, Spanish, and any other
language that constitutes the primary language of any
covered employee at the covered facility.
``(h) Breaks for Covered Employees.--
``(1) In general.--Each covered employer shall--
``(A) with respect to each covered employee of such
covered employer--
``(i) provide, for every 4 hours of work by
such a covered employee, to the covered
employee not less than one 15-minute rest break
paid at the regular rate at which the covered
employee is employed; and
``(ii) provide, at the time the covered
employer hires such a covered employee, notice
to the covered employee, in plain language and
the primary language of the covered employee,
that--
``(I) the covered employee is
entitled to the paid rest breaks
described in clause (i);
``(II) retaliation by the covered
employer against the covered employee
for requesting or taking such paid rest
breaks is prohibited; and
``(III) the covered employee, or a
designated employee representative of
the covered employee, has a right to
file a complaint with the Secretary for
any violation by the covered employer
of this subsection; and
``(B) display, in a conspicuous and accessible
location, a sign at each covered facility of the
covered employer that includes, in English, Spanish,
and any other language that constitutes the primary
language of any covered employee at the covered
facility, the information in the notice described in
subparagraph (A)(ii).
``(2) Notice.--Not later than 180 days after the date of
enactment of this section, the Secretary shall issue
regulations with respect to the design and content of the sign
described in paragraph (1)(B), including a sample design.
``(3) Interaction with other laws.--Nothing in this
subsection shall be construed to supersede or preempt any
Federal, State, or local law or collective bargaining agreement
requiring longer paid rest breaks than those required under
paragraph (1)(A)(i).
``(i) Unlawful Retaliation.--
``(1) In general.--A person, including a covered employer,
an agent of a covered employer, or person acting as or on
behalf of a covered employer conducting hiring or any related
activity, or an officer or agent of any entity, business,
corporation, partnership, or limited liability company, may
not--
``(A) discharge or in any way retaliate,
discriminate, or take any adverse employment action
against any individual for exercising any right
conferred under this section, or for being perceived as
exercising such a right, including for--
``(i) requesting copies under subsection
(f);
``(ii) filing a complaint under
subparagraph (A) of section 16(f) regarding a
violation of this section or designating a
representative in accordance with subparagraph
(B) of such section to file such a complaint;
or
``(iii) commencing a proceeding under
section 16(b) for a violation of this section;
or
``(B) otherwise prevent an individual for
exercising such a right or take any action against an
individual that might deter a reasonable employee from
asserting a right conferred under this section.
``(2) Protections for good faith allegations.--The
protections under paragraph (1) shall apply to any individual
who mistakenly, but in good faith, alleges a violation of a
requirement of this section.
``(3) Explicit reference not required.--A complaint or
other communication by an individual, including a covered
employee, may be the exercise of a right for purposes of
paragraph (1) regardless of whether the complaint or
communication is in writing or makes explicit reference to this
Act.
``(4) Rebuttable presumption.--If a person takes adverse
action against a covered employee within 90 days of the covered
employee engaging, or attempting to engage in, activities
protected by paragraph (1), such conduct shall establish a
rebuttable presumption that the adverse action is an adverse
action in violation of such paragraph. Such presumption may be
rebutted by clear and convincing evidence that--
``(A) the action was taken for other permissible
reasons; and
``(B) the engaging or attempting to engage in
activities protected by paragraph (1) was not a
motivating factor in the adverse action.
``(j) Quota Task Force.--Not later than 90 days after the date of
the enactment of this section, the Director shall convene a task force
with labor organizations, worker advocacy organizations, and covered
employees to develop strategies for labor organizations and worker
advocacy organizations to--
``(1) assist in the enforcement of this section;
``(2) train covered employees with respect to new rights
provided through this section; and
``(3) provide the Director with recommendations on the
implementation of regulations related to this section.'';
(3) in section 9 (29 U.S.C. 208), by striking ``and
investigation'' and inserting ``, investigation, or
inspection'';
(4) by repealing section 10 (29 U.S.C. 210);
(5) in section 11 (29 U.S.C. 211), by adding at the end the
following:
``(e)(1) The Secretary, acting through the Director of the Fairness
and Transparency Division, shall, as provided in subsection (a) and
paragraph (2), investigate violations of section 8, including any
violations of any regulation or order issued with respect to that
section.
``(2) In addition to powers otherwise provided to the Secretary
under subsection (a), the Secretary, in investigating violations of
section 8, may upon presenting appropriate credentials to the owner,
operator, or agent in charge--
``(A) enter without delay and at reasonable times any
covered facility of a covered employer; and
``(B) inspect and investigate during regular working hours
and at other reasonable times, and within reasonable limits and
in a reasonable manner, any such covered facility and all
pertinent conditions, structures, machines, apparatus, devices,
equipment, and materials therein, and to question privately any
such covered employer, owner, operator, agent, or covered
employee.
``(3)(A) In conducting an inspection during an investigation into a
violation of section 8, the Secretary shall permit, at the request of a
covered employee, a representative of a labor organization or a worker
advocacy organization, or another designee of the covered employee, to
accompany any inspectors during such inspection.
``(B) A covered employee may, regardless of the relationship
between the covered employee and the labor organization, worker
advocacy organization, or other designee, anonymously request to the
Secretary that the Secretary permit a representative of such labor
organization, worker advocacy organization, or other designee accompany
inspectors during an inspection in accordance with paragraph (1).
``(f)(1) Not later than 30 days after an event described in
paragraph (2), the Secretary shall open an investigation under this
section (that includes an on-site inspection) into any covered employer
to determine if such covered employer is violating section 8.
``(2) An event described in this paragraph is, with respect to a
covered employer, either of the following:
``(A) The Secretary determines that the covered employer--
``(i) has an annual total of employee work hours
that is not less than 40,000 hours; and
``(ii) has an annual employee injury rate, overall
or at a worksite, that is not less than 1.5 times the
warehousing industry's average annual injury rate, as
determined by the Bureau of Labor Statistics in the
most recent (as of such determination) publication
regarding fatal and nonfatal occupational injuries and
illnesses data.
``(B) The Secretary receives, during any one-year period,
not less than--
``(i) 5 credible complaints from covered employees
of the covered employer, individuals who were covered
employees of the covered employer, or designated
representatives of such covered employees or
individuals, about violations under section 8 at a
worksite; or
``(ii) 10 credible complaints from covered
employees of the covered employer, individuals who were
covered employees of the covered employer, or
designated representatives of such covered employees or
individuals, about such violations at multiple
worksites operated by the covered employer.
``(3) In conducting an investigation under paragraph (1), the
Secretary shall select representatives of a labor organization or a
worker advocacy organization who have specific knowledge of the
relevant industry to conduct outreach to workers with respect to such
investigation and aid and accompany investigators in such
investigation.
``(g) For purposes of subsections (e) and (f), the terms `covered
employee', `covered employer', and `covered facility' have the meanings
given such terms in section 8(a).'';
(6) in section 15(a) (29 U.S.C. 215(a))--
(A) in paragraph (5), by striking ``; and'' and
inserting a semicolon;
(B) in paragraph (6), by striking the period at the
end and inserting ``; and''; and
(C) by adding at the end the following:
``(7) to violate any of the provisions of section 8.''; and
(7) in section 16 (29 U.S.C. 216)--
(A) in subsection (b)--
(i) by striking ``15(a)(3)'' each place it
appears and inserting ``8, 15(a)(3),'';
(ii) in the second sentence, by inserting
``and, in the case of a violation of section 8,
of an amount for the direct or foreseeable
pecuniary harms resulting from the violation
and an amount equal to $10,000 per violation of
subsection (b), (d), (e), (f), or (g) of such
section or an amount equal to $25,000 per
violation of subsection (c), (h), or (i) of
such section'' before the period at the end of
the sentence; and
(iii) in the fifth sentence, by striking
``No'' and inserting ``Except with respect to
an action brought regarding a violation of
section 8, no''; and
(B) in subsection (e)--
(i) by redesignating paragraphs (3), (4),
and (5) as paragraphs (4), (5), and (6),
respectively; and
(ii) by inserting after paragraph (2), the
following:
``(3) Any person who violates section 8 shall be subject to
a civil penalty--
``(A) in an amount not more than $76,987 per
violation; or
``(B) for repeat or willful violations, in an
amount not more than $769,870 per violation.''; and
(iii) in paragraph (4)(C), as so
redesignated, by striking ``section 15(a)(4)''
and inserting ``paragraph (4) or (7) of section
15(a)''; and
(C) by adding at the end the following:
``(f) Administrative Complaints Regarding Warehouse Worker
Protections.--
``(1) In general.--A covered employee or an individual who
was a covered employee may--
``(A) file a complaint of a violation of section 8
with the Secretary; and
``(B) designate a representative of a labor
organization or worker advocacy organization,
regardless of the relationship between the covered
employee or individual and the labor organization or
worker advocacy organization, to--
``(i) file the complaint on behalf of the
covered employee or individual; or
``(ii) represent the covered employee or
individual for purposes of engagement with the
Secretary regarding such complaint, including
being present at employee interviews and
participating in workplace inspections,
conferences, and settlement negotiations.
``(2) Definition of covered employee.--For purposes of
paragraph (1), the term `covered employee' has the meaning
given such term in section 8(a).
``(g) Exemption From the Federal Arbitration Act Regarding
Warehouse Worker Protections.--
``(1) In general.--Notwithstanding chapter 1 of title 9,
United States Code (commonly known as the `Federal Arbitration
Act'), no predispute arbitration agreement or predispute joint-
action waiver (as those terms are defined in section 401 of
title 9, United States Code) shall be valid or enforceable with
respect to claims arising under this Act for violations of
section 8.
``(2) Arbitration pursuant to a collective bargaining
agreement.--Nothing in this subsection shall limit the
enforceability of any arbitration provision in a collective
bargaining agreement between a covered employer (as defined in
section 8(a)) and a labor organization.
``(h) Exception From Class Action Prerequisites for Actions
Regarding Warehouse Worker Protections.--An employee who brings an
action for a violation of section 8 on behalf of employees similarly
situated shall be considered to have satisfied paragraphs (1) through
(4) of rule 23(a) of the Federal Rules of Civil Procedure for purposes
of such an action.''.
SEC. 102. REFERRAL OF COMPLAINTS.
(a) Memorandum of Understanding.--The Director of the Fairness and
Transparency Office established by section 5 of the Fair Labor
Standards Act of 1938 (as added by section 101) and the Administrator
of the Wage and Hour Office of the Department of Labor shall jointly
enter into a memorandum of understanding with the Assistant Secretary
of Labor for Occupational Safety and Health to encourage efficient
enforcement of relevant labor laws, including through information
sharing, referral of complaints, and cross-training of inspectors and
investigators. The memorandum of understanding shall encourage
coordination of enforcement activity in States enforcing relevant labor
law under a State plan that has been approved by the Secretary under
section 18 of the Occupational Safety and Health Act of 1970 (29 U.S.C.
667).
(b) Referral of Complaints and Cross-Training.--The Director of the
Fairness and Transparency Office shall, to the greatest extent
possible--
(1) encourage the referral of relevant complaints from and
to the Equal Employment Opportunity Commission, the National
Institute for Occupational Safety and Health, the Environmental
Protection Agency, the National Labor Relations Board, and
other Federal and State agencies that may conduct inspections
related to occupational health and safety in covered facilities
(as defined in section 8(a) of the Fair Labor Standards Act of
1938); and
(2) promote cross-training of inspectors and investigators
in the Equal Employment Opportunity Commission, National
Institute for Occupational Safety and Health, Environmental
Protection Agency, and such other Federal and State agencies
for inspections related to working conditions in such covered
facilities.
TITLE II--NATIONAL LABOR RELATIONS ACT
SEC. 201. AMENDMENTS TO NATIONAL LABOR RELATIONS ACT.
(a) In General.--Section 8(a) of the National Labor Relations Act
(29 U.S.C. 158) is amended--
(1) in paragraph (5) by striking the period at the end and
inserting ``; and''; and
(2) by adding at the end the following:
``(6) to impose on an employee a quota that significantly
discourages or prevents, or is intended to significantly
discourage or prevent, an employee from exercising the rights
guaranteed in section 7.''.
(b) Presumption of Retaliation.--Section 8 of the such Act (29
U.S.C. 158) is amended by adding at the end the following:
``(h) Presumption of Retaliation Related to a Quota.--Any action to
impose a quota on an employee that is taken against the employee within
90 days of an employee exercising the rights guaranteed in section 7
shall establish a rebuttable presumption that the action is
discrimination against the employee in violation of subsection
(a)(6).''.
(c) Definitions.--Section 2 such Act (29 U.S.C. 152) is amended by
adding at the end the following:
``(15) Quota.--
``(A) In general.--The term `quota' means a
performance standard or performance target, including
such a standard or target used to rank an employee in
relation to the performance of another employee or in
relation to the past performance of the employee, under
which--
``(i)(I) an employee is actually or
effectively assigned, required, or expected
within a defined time period (with or without
any reasonable accommodation provided under
Federal, State, or local law) to--
``(aa) perform--
``(AA) a quantified
number of tasks; or
``(BB) at a
specified productivity
speed; or
``(bb) handle or produce a
quantified amount of material
without a certain number of
errors or defects; and
``(II) such assignment, requirement, or
expectation is measured at the individual or
group level for such defined time period;
``(ii) actions by an employee are
categorized and measured between time
performing tasks and not performing tasks
within a defined time period; or
``(iii) increments of time of a defined
time period during which an employee is or is
not doing a particular activity are measured,
recorded, or tallied.
``(B) Defined time period.--For purposes of
subparagraph (A), the term `defined time period' means
any unit of time measurement equal to or less than one
day, including hours, minutes, and seconds and any
fraction thereof.''.
SEC. 202. NATIONAL LABOR RELATIONS BOARD REPORT.
The National Labor Relations Board shall--
(1) examine cases in which a quota (as such term is defined
in section 2 of the National Labor Relations Act (29 U.S.C.
152)) was used as a reason to deny a worker rights under the
National Labor Relations Act; and
(2) as often as practicable, submit a report on such cases
to--
(A) the Committee on Health, Education, Labor, and
Pensions of the Senate; and
(B) the Committee on Education and the Workforce of
the House of Representatives.
TITLE III--OSHA STANDARDS
SEC. 301. STANDARD PROTECTING COVERED EMPLOYEES FROM OCCUPATIONAL RISK
FACTORS CAUSING MUSCULOSKELETAL DISORDERS.
(a) Proposed Standard.--Not later than 3 years after the date of
enactment of this Act, the Secretary shall, pursuant to section 6 of
the Occupational Safety and Health Act of 1970 (29 U.S.C. 655), publish
in the Federal Register a proposed standard for ergonomic program
management for covered employers with respect to covered employees,
including requirements for--
(1) hazard identification and ergonomic job evaluations for
covered employees, including requirements for covered employee
and designated employee representative participation in such
identification with the aim of maximizing such participation;
(2) hazard control at covered facilities, which may rely on
the principles of the hierarchy of controls and which may
include measures such as equipment and workstation redesign,
work pace reductions, or job rotation to less forceful or
repetitive jobs;
(3) training for covered employees regarding covered
employer activities, occupational risk factors, and training on
controls and recognition of symptoms of musculoskeletal
disorders; and
(4) medical management for covered employees that
includes--
(A) encouraging early reporting of musculoskeletal
disorder symptoms;
(B) first aid delivered by those operating under
State licensing requirements; and
(C) systematic evaluation and early referral for
medical attention.
(b) Final Standard.--Not later than 4 years after the date of
enactment this Act, the Secretary shall, pursuant to section 6 of the
Occupational Safety and Health Act of 1970 (29 U.S.C. 655), publish in
the Federal Register a final standard based on the proposed standard
under subsection (a).
SEC. 302. STANDARD FOR PROTECTING COVERED EMPLOYEES FROM DELAYS IN
MEDICAL TREATMENT REFERRALS FOLLOWING INJURIES OR
ILLNESSES.
(a) Proposed Standard.--Not later than 1 year after the date of
enactment of this Act, the Secretary shall, pursuant to section 6 of
the Occupational Safety and Health Act of 1970 (29 U.S.C. 655), publish
in the Federal Register a proposed standard requiring that--
(1) all covered employers have a person readily available
at the covered facility of the covered employer who is
adequately trained to render first aid and ensure that such
person provides first aid to any injured or ill covered
employee and, without delay, refers any such covered employee
who reports an injury or illness that requires further medical
treatment to an appropriate medical professional for such
treatment; and
(2) all covered employers provide to the covered employees
of the covered employer occupational medicine consultation
services through a physician who is board certified in
occupational medicine, which services shall include--
(A) regular review of any health and safety
program, medical management program, or ergonomics
program of the covered employer;
(B) review of any work-related injury or illness of
a covered employee;
(C) providing onsite health services for treatment
of such injury or illness; and
(D) consultation referral to a local health care
provider for treating such injury or illness.
(b) Final Standard.--Not later than 3 years after the date of
enactment of this Act, the Secretary shall, pursuant to section 6 of
the Occupational Safety and Health Act of 1970 (29 U.S.C. 655), publish
in the Federal Register a final standard based on the proposed standard
under subsection (a).
SEC. 303. CORRECTION OF SERIOUS, WILLFUL, OR REPEATED VIOLATIONS
PENDING CONTEST AND PROCEDURES FOR A STAY.
(a) In General.--Section 10 of the Occupational Safety and Health
Act of 1970 (29 U.S.C. 659) is amended by adding at the end the
following:
``(d) Correction of Serious, Willful, or Repeated Violations
Pending Contest and Procedures for a Stay.--
``(1) Period permitted for correction of serious, willful,
or repeated violations.--For each violation which the Secretary
designates as serious, willful, or repeated, the period
permitted for the correction of the violation shall begin to
run upon receipt of the citation.
``(2) Filing of a motion of contest.--The filing of a
notice of contest by an employer shall not operate as a stay of
the period for correction of a violation designated as serious,
willful, or repeated.
``(3) Criteria and rules of procedure for stays.--
``(A) Motion for a stay.--An employer that receives
a citation alleging a violation designated as serious,
willful, or repeated and that files a notice of contest
to the citation asserting that the time set for
abatement of the alleged violation is unreasonable or
challenging the existence of the alleged violation may
file with the Commission a motion to stay the period
for the abatement of the violation.
``(B) Criteria.--In determining whether a stay
should be issued on the basis of a motion filed under
subparagraph (A), the Commission may grant a stay only
if the employer has demonstrated--
``(i) a substantial likelihood of success
on the areas contested under subparagraph (A);
and
``(ii) that a stay will not adversely
affect the health and safety of employees.
``(C) Rules of procedure.--The Commission shall
develop rules of procedure for conducting a hearing on
a motion filed under subparagraph (A) on an expedited
basis. At a minimum, such rules shall provide the
following:
``(i) That a hearing before an
administrative law judge shall occur not later
than 15 days following the filing of the motion
for a stay (unless extended at the request of
the employer), and shall provide for a decision
on the motion not later than 15 days following
the hearing (unless extended at the request of
the employer).
``(ii) That a decision of an administrative
law judge on a motion for stay is rendered on a
timely basis.
``(iii) That if a party is aggrieved by a
decision issued by an administrative law judge
regarding the stay, such party has the right to
file an objection with the Commission not later
than 5 days after receipt of the administrative
law judge's decision. Within 10 days after
receipt of the objection, a Commissioner, if a
quorum is seated pursuant to section 12(f),
shall decide whether to grant review of the
objection. If, within 10 days after receipt of
the objection, no decision is made on whether
to review the decision of the administrative
law judge, the Commission declines to review
such decision, or no quorum is seated, the
decision of the administrative law judge shall
become a final order of the Commission. If the
Commission grants review of the objection, the
Commission shall issue a decision regarding the
stay not later than 30 days after receipt of
the objection. If the Commission fails to issue
such decision within 30 days, the decision of
the administrative law judge shall become a
final order of the Commission.
``(iv) For notification to employees or
representatives of affected employees of
requests for such hearings, and to provide an
opportunity for affected employees or
representatives of affected employees to
participate as parties to such hearings.''.
(b) Conforming Amendments.--
(1) In general.--The Occupational Safety and Health Act of
1970 is amended--
(A) in the first sentence of section 10(b) (29
U.S.C. 659(b)), by inserting ``, with the exception of
violations designated as serious, willful, or
repeated,'' after ``(which period shall not begin to
run''; and
(B) in section 17 (29 U.S.C. 666) by striking
subsection (d) and inserting the following:
``(d) Any employer who fails to correct a violation designated by
the Secretary as serious, willful, or repeated and for which a citation
has been issued under section 9(a) within the period permitted for its
correction (and a stay has not been issued by the Commission under
section 10(d)) may be assessed a civil penalty of not more than $7,000
for each day during which such failure or violation continues. Any
employer who fails to correct any other violation for which a citation
has been issued under section 9(a) of this title within the period
permitted for its correction (which period shall not begin to run until
the date of the final order of the Commission in the case of any review
proceeding under section 10 initiated by the employer in good faith and
not solely for delay of avoidance of penalties) may be assessed a civil
penalty of not more than $7,000 for each day during which such failure
or violation continues.''.
(2) Adjustment under the federal civil penalties inflation
adjustment act of 1990.--
(A) Catch-up.--Not later than 1 year after the date
of enactment of this Act, the Secretary of Labor shall
adjust the maximum amounts described in subsection (d)
of section 17 of the Occupational Safety and Health Act
of 1970 (29 U.S.C. 666), as amended by paragraph
(1)(B), so that each such amount equals the maximum
amount of the civil penalty under such subsection (as
in effect on the day before such date of enactment) as
adjusted by section 4 of the Federal Civil Penalties
Inflation Adjustment Act of 1990 (28 U.S.C. 2461 note).
(B) Subsequent adjustments.--Subparagraph (A) and
the amendment made by this paragraph (1)(B) shall not
be construed to affect the application of the Federal
Civil Penalties Inflation Adjustment Act of 1990 (28
U.S.C. 2461 note) to the civil penalty amount under
section 17(d) of the Occupational Safety and Health Act
of 1970 (29 U.S.C. 666) for any adjustment under
section 4 of the Federal Civil Penalties Inflation
Adjustment Act of 1990 (28 U.S.C. 2461 note) after the
catch-up adjustment made by the Secretary of Labor
under subparagraph (A).
SEC. 304. DEFINITIONS.
For purposes of sections 301 and 302, the terms ``covered
employee'', ``covered employer'', ``covered facility'', and
``designated employee representative'' have the meanings given such
terms in section 8(a) of the Fair Labor Standards Act of 1938 (as added
by section 101).
TITLE IV--MISCELLANEOUS PROVISIONS
SEC. 401. SEVERABILITY.
If any provision of this Act (including an amendment made by this
Act) or the application of such provision to any person, entity,
government, or circumstance, is held to be unconstitutional, the
remainder of this Act (including the amendments made by this Act), or
the application of such provision to all other persons, entities,
governments, or circumstances, shall not be affected thereby.
SEC. 402. PREEMPTION.
(a) Interaction With Other Laws.--Nothing in this Act (including
the amendments made by this Act) or the regulations promulgated under
this Act shall be construed to supersede or preempt any law or
ordinance of a State, or political subdivision of a State, that
requires limitations on any quota for a covered employee of a covered
employer that are comparable to or greater than the protections
provided in this Act.
(b) Collective Bargaining Agreements.--Nothing in this Act
(including the amendments made by this Act) or the regulations
promulgated under this Act shall be construed to supersede or preempt
employment terms or conditions agreed upon in collective bargaining
agreements that are more beneficial to a covered employee.
(c) OSHA.--No action by the Director under this Act (including the
amendments made by this Act) shall be construed as an exercise of
statutory authority within the meaning of section 4(b)(1) of the
Occupational Safety and Health Act of 1970 (29 U.S.C. 653(b)(1)).
(d) Definitions.--For purposes of this section, the terms
``Director'', ``covered employee'', ``covered employer'', ``designated
employee representative'', and ``quota'' have the meanings given such
terms in section 8(a) of the Fair Labor Standards Act of 1938 (as added
by section 101).
SEC. 403. AUTHORIZATION OF APPROPRIATIONS.
There is authorized to be appropriated to carry out this Act such
sums as may be necessary for each of the fiscal years 2025 through
2035.
<all>
| usgpo | 2024-06-24T00:12:39.432947 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4260is/htm"
} |
BILLS-118s4283is | Alternatives to Guardianship Education Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4283 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4283
To establish grants to provide education on guardianship alternatives
for older adults and people with disabilities to health care workers,
educators, family members, and court workers and court-related
personnel.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Casey (for himself, Ms. Klobuchar, Ms. Duckworth, Mr. Merkley, and
Mr. Sanders) introduced the following bill; which was read twice and
referred to the Committee on Health, Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To establish grants to provide education on guardianship alternatives
for older adults and people with disabilities to health care workers,
educators, family members, and court workers and court-related
personnel.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Alternatives to Guardianship
Education Act''.
SEC. 2. FINDINGS AND PURPOSE.
(a) Findings.--Congress finds the following:
(1) Guardianship, although at times necessary, can
negatively affect the person under guardianship by reducing or
eliminating their self-determination and autonomy.
(2) Although State courts and State laws attempt to provide
some procedures to appoint trustworthy guardians, incidents of
physical, financial, emotional, psychological, and other types
of abuse have occurred to people under guardianship
arrangements.
(3) Once guardianship arrangements are in place,
restoration of rights rarely occurs.
(4) Less restrictive options to guardianship, such as
supported decisionmaking and advance directives, offer ways to
help people make decisions without losing their independence.
(5) Awareness of guardianship alternatives by personnel
that interact with individuals facing guardianship
determinations, including health care workers, educators,
family members, and court workers and court-related personnel,
may help reduce unnecessary guardianship arrangements and
preserve decisionmaking rights.
(6) Families and disability support personnel have reported
that they have limited awareness of guardianship alternatives.
(b) Purpose.--The purpose of this Act is to improve the awareness
of guardianship alternatives, for health care workers, educators,
family members, and court workers and court-related personnel, through
education programs.
SEC. 3. DEFINITIONS.
In this Act:
(1) Aging agency.--The term ``aging agency'' means an
organization that represents older adults, and that may have
experience in serving family members of such adults.
(2) Disability.--The term ``disability'' has the meaning
given the term in section 3 of the Americans with Disabilities
Act of 1990 (42 U.S.C. 12102).
(3) Disability agency.--The term ``disability agency''
means an organization serving people with disabilities that--
(A) is operated by a board, on which--
(i) a majority of the members are people
with disabilities or their family members; and
(ii) the number of members on the board who
are people with disabilities is greater than
the number of members on the board who are
family members;
(B) has an advisory panel or council, on which--
(i) a majority of the members are people
with disabilities or their family members; and
(ii) the number of members on the board who
are people with disabilities is greater than
the number of members on the board who are
family members; or
(C) has employees, a majority of whom are people
with disabilities.
(4) Guardianship.--The term ``guardianship'' means--
(A) a protective arrangement resulting from the
process by which a State court determines that an adult
individual lacks capacity to make decisions about self-
care, finances, property, or personal affairs, and
appoints another individual or entity known as a
guardian, as a conservator, or by a similar term, as a
surrogate decisionmaker;
(B) a protective arrangement in which the court-
appointed surrogate decisionmaker carries out duties to
the individual and the court; or
(C) a protective arrangement in which the court
exercises oversight of the surrogate decisionmaker.
(5) Indian tribe.--The term ``Indian Tribe'' has the
meaning given the term in section 4 of the Indian Self-
Determination and Education Assistance Act (25 U.S.C. 5304).
(6) Legal services agency.--The term ``legal services
agency'' means a public or nonprofit organization that has
experience providing legal services to low-income older adults
or adults with disabilities.
(7) Older adult.--The term ``older adult'' has the meaning
given the term ``older individual'' as defined in section 102
of the Older Americans Act of 1965 (42 U.S.C. 3002).
(8) Secretary.--The term ``Secretary'' means the Secretary
of Health and Human Services, acting through the Administrator
of the Administration for Community Living.
(9) State.--The term ``State'' means any of the 50 States,
the District of Columbia, the Commonwealth of Puerto Rico,
Guam, American Samoa, the United States Virgin Islands, and the
Commonwealth of the Northern Marianas.
TITLE I--GUARDIANSHIP ALTERNATIVES EDUCATION FOR HEALTH CARE WORKERS
SEC. 101. DEFINITIONS.
In this title:
(1) Eligible entity.--The term ``eligible entity'' means a
partnership (established by a disability agency, legal services
agency, or aging agency)--
(A) that includes--
(i) that disability agency, legal services
agency, or aging agency; and
(ii) at least one health care entity,
department of such an entity, or specialty
office of such an entity, that has frequent
contact with people with disabilities or older
adults, including--
(I) a primary care clinic,
including a Federally qualified health
center or rural health clinic (as such
terms are defined in section 1861(aa)
of the Social Security Act (42 U.S.C.
1395x(aa)));
(II) an emergency department;
(III) a long-term care provider;
(IV) a pediatric office;
(V) a rehabilitation center;
(VI) a geriatrician office;
(VII) a neurology office; or
(VIII) an entity providing a
training program for health care
workers in any specialty listed in this
subparagraph; and
(B) for which the establishing agency has
memorialized the establishment, membership, and
functions of the partnership in the form of a letter of
support, memorandum of understanding, or similar
document.
(2) Health care workers.--The term ``health care workers''
means staff with direct contact with patients in health care
settings, including physicians, advanced practice providers,
nurses, medical assistants, social workers, health care
administrators, dentists, dental hygiene professionals,
receptionists, and mental health professionals.
SEC. 102. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for health care workers.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to health care workers.
SEC. 103. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, and a projected number of participants in
and graduates of the education program to be carried out under
the grant;
(2) a needs assessment, identifying the need for
guardianship alternatives education for the target population
proposed;
(3) information identifying who will facilitate the related
instruction;
(4) a description of how the entity will conduct outreach
to health care workers for the education program;
(5) a description of learning objectives for the education
program;
(6) a description of activities to be carried out under the
grant;
(7) an evaluation plan for the education program;
(8) a timeline for establishing and carrying out the
education program;
(9) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public;
(10) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants; and
(11) a description of how the entity will, to the best of
its ability, ensure the education program reaches populations
from diverse backgrounds and communities and underserved
demographic populations (such as an underserved race,
ethnicity, gender, gender identity, sexual orientation, age, or
type of disability).
SEC. 104. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for--
(1) implementing an education program to enhance the
awareness of alternatives to guardianship for health care
workers; and
(2) ensuring that the guardianship alternatives education
program--
(A) discusses the background of guardianship, the
possible consequences of unnecessary guardianship, and
the need for guardianship alternatives;
(B) covers the various guardianship alternatives
available in the State or States involved;
(C) includes a curriculum tailored to the needs of
the target population;
(D) includes, to the best of its ability,
instructors with a diverse range of disabilities as
instructors or speakers;
(E) provides the instruction and related materials
for the education program in accessible formats; and
(F) includes, to the best of its ability, methods
to reach populations from diverse backgrounds and
communities and underserved demographic populations
(such as an underserved race, ethnicity, gender, gender
identity, sexual orientation, age, or type of
disability).
(b) Allowable Uses.--The eligible entity may use the grant funds
for--
(1) recruiting individuals to receive guardianship
alternatives education;
(2) modifying a curriculum for the education program;
(3) creating accessible materials for the education
program, such as materials with Communication Access Realtime
Translation, with American Sign Language, in Braille, in plain
language, and in other appropriate formats;
(4) transporting individuals enrolled in the education
program to and from the instructional sessions;
(5) providing child care during the instructional sessions
for people in attendance;
(6) conducting website management for the education
program;
(7) translating recruitment and instructional materials for
the education program;
(8) providing payment for venue for in-person instruction;
(9) providing payment for costs of arranging for
professional continuing education credits;
(10) providing reasonable food and beverages for in-person
instruction;
(11) expanding or adapting an existing (as of the date of
submission of the application for the grant) guardianship
alternatives education program; or
(12) providing payment for instructors (including guest
instructors) and speakers.
TITLE II--GUARDIANSHIP ALTERNATIVES EDUCATION FOR EDUCATORS
SEC. 201. DEFINITIONS.
In this title:
(1) Educators.--The term ``educators'' means teachers and
other staff (as defined in section 8101 of the Elementary and
Secondary Education Act of 1965 (20 U.S.C. 7801)), in a public
or private elementary school or secondary school, that have
contact with students with disabilities and their caregivers,
including--
(A) teachers;
(B) special education teachers;
(C) special education directors;
(D) transition coordinators;
(E) State qualified vocational rehabilitation
counselors, as defined in section 100(a)(3)(E) of the
Rehabilitation Act of 1973 (29 U.S.C. 720(a)(3)(E));
(F) any person providing pre-employment transition
services, as defined in section 7 of the Rehabilitation
Act of 1973 (29 U.S.C. 705);
(G) paraprofessionals;
(H) school social workers;
(I) school psychologists;
(J) school counselors;
(K) educational diagnosticians;
(L) specialized instructional support personnel, as
defined in that section 8101; and
(M) staff of a training program for an occupation
described in any of subparagraphs (A) through (L).
(2) Elementary school; secondary school.--The terms
``elementary school'' and ``secondary school'' have the
meanings given the terms in section 8101 of the Elementary and
Secondary Education Act of 1965 (20 U.S.C. 7801).
(3) Eligible entity.--The term ``eligible entity'' means a
partnership (established by a disability agency or legal
services agency)--
(A) that includes--
(i) that disability agency or legal
services agency; and
(ii) a local educational agency, or a
public or private elementary school or
secondary school, that employs educators; and
(B) for which the establishing agency has
memorialized the establishment, membership, and
functions of the partnership in the form of a letter of
support, memorandum of understanding, or similar
document.
SEC. 202. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for educators.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to educators.
SEC. 203. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, and a projected number of participants in
and graduates of the education program to be carried out under
the grant;
(2) a needs assessment, identifying the need for
guardianship alternatives education for the target population;
(3) information identifying who will facilitate the related
instruction;
(4) a description of how the entity will conduct outreach
to educators for the education program;
(5) a description of learning objectives for the education
program;
(6) a description of activities to be carried out under the
grant;
(7) an evaluation plan for the education program;
(8) a timeline for establishing and carrying out the
education program;
(9) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public; and
(10) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants.
SEC. 204. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for implementing an education
program to enhance the awareness of alternatives to guardianship for
educators and ensuring that the education program meets the
requirements of section 104(a)(2).
(b) Allowable Uses.--The eligible entity may use the grant funds to
carry out the activities described in section 104(b), for the education
program.
TITLE III--GUARDIANSHIP ALTERNATIVES EDUCATION FOR FAMILIES
SEC. 301. DEFINITIONS.
In this title:
(1) Eligible entity.--The term ``eligible entity'' means a
disability agency, legal services agency, or aging agency with
a goal to inform and support older adults, or people with
disabilities, and their family members.
(2) Family member.--The term ``family member'' means a
member of the family of--
(A) an older adult; or
(B) a person with a disability.
SEC. 302. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for family members of older adults and
family members of people with disabilities.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to such family members.
SEC. 303. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, and a projected number of participants in
and graduates of the education program to be carried out under
the grant;
(2) information identifying who will facilitate the related
instruction for the education program;
(3) a description of how the entity will conduct outreach
to educators for the education program;
(4) a description of learning objectives for the education
program;
(5) a description of activities to be carried out under the
grant;
(6) an evaluation plan for the education program;
(7) a timeline for establishing and carrying out the
education program;
(8) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public; and
(9) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants.
SEC. 304. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for implementing an education
program to enhance the awareness of alternatives to guardianship for
family members and ensuring that the education program meets the
requirements of section 104(a)(2).
(b) Allowable Uses.--The eligible entity may use the grant funds to
carry out the activities described in section 104(b), for the education
program.
TITLE IV--GUARDIANSHIP ALTERNATIVES EDUCATION FOR COURT WORKERS AND
COURT-RELATED PERSONNEL
SEC. 401. DEFINITIONS.
In this title:
(1) Court-related personnel.--The term ``court-related
personnel'' means persons working in, or members of
organizations supporting, court systems or court workers,
including--
(A) staff and members of local chapters of the
American Bar Association;
(B) staff and members of local chapters of the
American Civil Liberties Union;
(C) staff and members of local associations of
court workers;
(D) staff and members of elder rights law
organizations;
(E) staff and members of disability rights law
organizations;
(F) staff of an agency implementing a State
protection and advocacy system, as defined in section
102 of the Developmental Disabilities Act and Bill of
Rights of 2000 (42 U.S.C. 15002);
(G) district attorneys and their staff;
(H) court clerks and clerk staff not directly
employed by the court; or
(I) an entity providing a training program for any
specialty relevant to an organization or occupation
listed in this paragraph.
(2) Court workers.--The term ``court workers'' means
persons working in local court systems, including--
(A) court staff;
(B) law or court clerks and paralegals;
(C) attorneys; and
(D) judges.
(3) Eligible entity.--The term ``eligible entity'' means a
partnership (established by a disability agency, legal services
agency, or aging agency)--
(A) that includes--
(i) that disability agency, legal services
agency, or aging agency; and
(ii) a court whose employees, or other
court-related organization whose members, have
contact with plaintiffs who are under or facing
a guardianship or other protective arrangement
or address cases related to guardianship and
other protective arrangements; and
(B) for which the establishing agency has
memorialized the establishment, membership, and
functions of the partnership in the form of a letter of
support, memorandum of understanding, or similar
document.
SEC. 402. GRANT PROGRAM.
(a) In General.--The Secretary shall make grants, on a competitive
basis, to eligible entities in States, and to eligible entities that
serve Indian Tribes, to enable the recipients to carry out guardianship
alternatives education programs for court workers and other court-
related personnel.
(b) Term.--The Secretary may make such a grant for a first term of
3 years. An eligible entity may seek renewal of, and the Secretary may
make, such a grant for a second term of 3 years, in order to expand
service delivery of the education program to court workers and other
court-related personnel.
SEC. 403. APPLICATIONS.
To be eligible to receive a grant under this title, an entity shall
submit an application to the Secretary at such time, in such manner,
and containing such information as the Secretary may require,
including--
(1) information identifying the target population to
receive instruction, including a projected number of
participants in and graduates of the education program to be
carried out under the grant;
(2) a needs assessment, identifying the need for
guardianship alternatives education for the target population
proposed;
(3) information identifying who will facilitate the related
instruction;
(4) a description of how the entity will conduct outreach
to the court workers or other court-related personnel proposed
for the education program;
(5) a description of learning objectives for the education
program;
(6) a description of activities to be carried out under the
grant;
(7) an evaluation plan for the education program;
(8) a timeline for establishing and carrying out the
education program;
(9) information that demonstrates the instructors'
knowledge of guardianship alternatives and experience in
conducting education and training programs for the public; and
(10) information describing the format for the instruction,
which may be in-person, online, or hybrid, and how the
instruction and related materials will be accessible by all
participants.
SEC. 404. USE OF FUNDS.
(a) Required Uses.--An eligible entity that receives a grant under
this title shall use the grant funds for implementing an education
program to enhance the awareness of alternatives to guardianship for
court workers or other court-related personnel and ensuring that the
education program meets the requirements of section 104(a)(2).
(b) Allowable Uses.--The eligible entity may use the grant funds to
carry out the activities described in section 104(b), for the education
program.
TITLE V--ADMINISTRATION
SEC. 501. GRANT ADVISORY COUNCIL.
(a) In General.--The Secretary shall establish an advisory council,
to be known as the ``Grant Advisory Council'', to advise eligible
entities that receive grants under this Act on activities carried out
under the grants.
(b) Composition.--The advisory council shall be composed of 13
members, consisting of--
(1) 3 experts who have experience in counseling individuals
and guiding individuals to guardianship alternatives, or who
have data-driven expertise in ways to guide individuals to
guardianship alternatives, which may include--
(A) a social services program administrator;
(B) a guardianship researcher; or
(C) an advocate for people with disabilities; and
(2) 1 health care administrator or manager with experience
with guardianship alternatives;
(3) 1 administrator from a school served by a local
educational agency, and 1 administrator from an institution of
higher education, with experience with guardianship
alternatives;
(4) 1 family member, as defined in section 301, with
experience with guardianship alternatives;
(5) 1 court worker, as defined in section 401, with
experience with guardianship alternatives;
(6) 3 people with disabilities, or older adults, who have
successfully transitioned to a guardianship alternative, of
which at least 1 shall be a person with a disability and at
least 1 shall be an older adult; and
(7) 3 people with disabilities, or older adults, who are in
a guardianship alternative, of which at least 1 shall be a
person with a disability and at least 1 shall be an older
adult.
(c) Period of Appointment; Vacancies.--Members shall be appointed
for the life of the advisory council. Any vacancy in the council shall
not affect the powers of the advisory council, but shall be filled in
the same manner as the original appointment was made.
(d) Chairman and Vice Chairman.--The advisory council shall select
a Chairperson and Vice Chairperson from among its members.
(e) Duties.--The advisory council shall--
(1) advise the Secretary on, and provide general oversight
for, the grant programs carried out under titles I through IV
concerning the activities carried out under the grants,
including development of the curricula for guardianship
alternatives education;
(2) consult with the Secretary on the awarding of the
grants;
(3) provide recommendations for sustainability and
expansion of the guardianship alternatives education programs
carried out under the grants, such as development of a train-
the-trainer model for such an education program; and
(4) provide input for the evaluation methods and
implementation of the evaluation described in section 502,
including advising the Secretary on additional criteria for the
evaluator to evaluate under section 502, to measure
effectiveness of guardianship alternatives education programs
described in section 502.
(f) Report.--Not later than September 30, 2027, and not later than
September 30, 2030, the advisory council shall prepare a report
containing recommendations on the programs, activities, and curricula
described in subsection (e)(1) and the sustainability and expansion
described in subsection (e)(3). The advisory council shall submit the
report to the covered committees defined in section 504(f).
(g) Travel Expenses.--Subject to the limit described in section
505(b), the members of the advisory council shall be allowed travel
expenses, including per diem in lieu of subsistence, at rates
authorized for employees of agencies under subchapter I of chapter 57
of title 5, United States Code, while away from their homes or regular
places of business in the performance of services for the advisory
council.
(h) Detail of Government Employees.--Any Federal Government
employee may be detailed to the advisory council without reimbursement
to serve as a staff member for the advisory council, and such detail
shall be without interruption or loss of civil service status or
privilege.
(i) Termination.--The advisory council shall terminate on October
1, 2030.
SEC. 502. EVALUATION OF EDUCATION PROGRAMS.
(a) Independent Evaluator.--The Secretary shall enter into a
contract with an independent entity, who is not a grant recipient under
this Act and who has expertise in evaluating programs for people with
disabilities or programs for older adults, to carry out an evaluation
of the education programs carried out under this Act.
(b) Population Covered by Evaluation.--In conducting the
evaluation, the evaluator shall consider the impact of the education
programs carried out under this Act on all participants served by the
education programs and on each underserved demographic population (such
as an underserved race, ethnicity, gender, gender identity, sexual
orientation, age, or type of disability) served by the education
programs.
(c) Performance.--
(1) Performance in changing awareness of guardianship
alternatives.--
(A) Awareness of program participants.--The
evaluator shall measure program participants' awareness
of guardianship alternatives as a result of the
education programs.
(B) Awareness due to dissemination.--The evaluator
shall measure the dissemination of information on
guardianship alternatives in the workplaces and
communities of participants in the education programs,
as a result of the education programs, to evaluate how
far awareness of guardianship alternatives has expanded
beyond the participants.
(2) Effectiveness of education programs.--The evaluator
shall measure the effectiveness of the education programs on
any additional criterion that the advisory committee advised
the Secretary to adopt, and the Secretary adopted, in
accordance with section 501(e)(4).
(d) Policy Changes at the State Level.--In conducting the
evaluation, the evaluator shall identify any guardianship policy
changes at the State level, including the creation of, removal of, or
changes to guardianship policies.
SEC. 503. STATE DATA COLLECTION ON PROTECTIVE ARRANGEMENTS.
(a) Rehabilitation Act of 1973.--The Rehabilitation Act of 1973 is
amended--
(1) in section 101(a)(10) (29 U.S.C. 721(a)(10))--
(A) by redesignating subparagraphs (F) through (H)
as subparagraphs (G) through (I), respectively; and
(B) by inserting after subparagraph (E) the
following:
``(F) The Commissioner shall require that each
designated State unit include in the reports additional
information described in section 503(b) of the
Alternatives to Guardianship Education Act.''; and
(2) in section 607 (29 U.S.C. 795l), by inserting ``(except
with respect to information under subparagraph (F) of section
101(a)(10))'' after ``section 101(a)(10)''.
(b) Data To Be Collected and Submitted by States.--In order to
provide objective, measurable data on guardianships and guardianship
alternatives in the States, States receiving funds under title I of the
Rehabilitation Act of 1973 (29 U.S.C. 720 et seq.) shall collect and
report to the Secretary, in accordance with subsection (a), information
about each of the following:
(1) The number and type of guardianships and protective
arrangements established and dissolved each calendar year in
the State.
(2) Demographic information of guardians and people under
guardianship arrangements, including type of guardian (such as
family member, friend, professional private guardian, or public
agency).
(3) The average length of a guardianship arrangement in the
State, as of the time such data is reported.
(4) Information about the reasons for guardianship
arrangements in the State.
(5) Information about the reasons that guardianship
arrangements were terminated in the State since the last
report, including receipt of guardianship alternatives
education.
SEC. 504. REPORTING.
(a) Eligible Entity Reports.--Each eligible entity that receives a
grant under this Act for an education program shall annually prepare
and submit to the Secretary a progress report, that measures the change
in indicators described in paragraphs (1) and (2) of section 502(c), as
a result of the education program, and the change in policies described
in section 502(d).
(b) Summary Effectiveness Report.--The Secretary shall annually--
(1) prepare a summary report on the change, in the
aggregate, in indicators described in paragraphs (1) and (2) of
section 502(c), as a result of the education programs carried
out under this Act, and the change in policies described in
section 502(d), which report shall include--
(A) information on methods of outreach to recruit
participants for the education programs from diverse
backgrounds and communities, including the number of
the participants recruited through each method;
(B) the total number of participants in the
education programs, and the percentage of such
participants who completed the education programs; and
(C) data on demographic characteristics, including
the race, ethnicity, gender, gender identity, age, and
type of disability, of the participants, and data on
the geographic location of the participants, in the
education programs; and
(2) submit the report to the Committee on Health,
Education, Labor, and Pensions and the Special Committee on
Aging of the Senate, and the Committee on Education and the
Workforce of the House of Representatives.
(c) Renewal Report.--Not later than 3 years after the date of
enactment of this Act, the Secretary shall prepare and submit to the
covered committees a formative report on the instruction provided
through the guardianship alternatives education program during the 2-
year period after eligible entities first receive grants under this
Act. The Secretary shall use the information in the report in
determining whether to renew grants for eligible entities for a second
grant term. The Secretary shall submit the report to the grant
recipients whose grants are renewed, to inform the work of the
recipients during the second grant term.
(d) State Data Report.--The Secretary shall prepare a report
containing the data collected under section 503, and make the report
publicly available.
(e) Final Report.--Not later than 1 year after the end of the last
second grant term to be completed under this Act, the Secretary shall
prepare and submit to the covered committees a final report summarizing
all actions taken under grants made available under this Act.
(f) Covered Committees.--In this section, the term ``covered
committees'' means the Committee on Health, Education, Labor, and
Pensions, the Committee on Finance, and the Special Committee on Aging
of the Senate, and the Committee on Education and the Workforce and the
Committee on Energy and Commerce of the House of Representatives.
SEC. 505. AUTHORIZATION OF APPROPRIATIONS.
(a) In General.--There is authorized to be appropriated to carry
out this Act, $10,000,000 for each of fiscal years 2025 through 2030.
(b) Administration and Evaluation.--From the amount made available
under subsection (a) for each fiscal year, the Secretary shall reserve
not more than 5 percent for administration of this Act, including
carrying out the activities required in sections 501 through 504.
<all>
| usgpo | 2024-06-24T00:12:39.440893 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4283is/htm"
} |
BILLS-118hres1291eh | Electing a Member to a certain standing committee of the House of Representatives. | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1291 Engrossed in House (EH)]
<DOC>
H. Res. 1291
In the House of Representatives, U. S.,
June 12, 2024.
Resolved, That the following named Member be, and is hereby, elected to the
following standing committee of the House of Representatives:
Committee on Veterans' Affairs: Mr. Kennedy.
Attest:
Clerk.
| usgpo | 2024-06-24T00:12:39.487720 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1291eh/htm"
} |
BILLS-118s4548es | Foreign Extortion Prevention Technical Corrections Act | 2024-06-13T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4548 Engrossed in Senate (ES)]
<DOC>
118th CONGRESS
2d Session
S. 4548
_______________________________________________________________________
AN ACT
To make a technical correction to the National Defense Authorization
Act for Fiscal Year 2024 by repealing section 5101 and enacting an
updated version of the Foreign Extortion Prevention Act.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Foreign Extortion Prevention
Technical Corrections Act''.
SEC. 2. TECHNICAL CORRECTION TO 2024 NDAA.
(a) Repeal of Previous Version of FEPA.--Section 5101 of the
National Defense Authorization Act for Fiscal Year 2024 (Public Law
118-31) is repealed, and each provision of law amended by that section
is amended to read as it read on the day before the date of enactment
of that Act.
(b) Prohibition of Demand for Bribe.--
(1) In general.--Chapter 63 of title 18, United States
Code, is amended by adding at the end the following:
``Sec. 1352. Demands by foreign officials for bribes
``(a) Definitions.--In this section:
``(1) Foreign official.--The term `foreign official'
means--
``(A)(i) any official or employee of a foreign
government or any department, agency, or
instrumentality thereof; or
``(ii) any senior foreign political figure, as
defined in section 1010.605 of title 31, Code of
Federal Regulations, or any successor regulation;
``(B) any official or employee of a public
international organization;
``(C) any person acting in an official capacity for
or on behalf of--
``(i) a government, department, agency, or
instrumentality described in subparagraph
(A)(i); or
``(ii) a public international organization.
``(2) Public international organization.--The term `public
international organization' means--
``(A) an organization that is designated by
Executive order pursuant to section 1 of the
International Organizations Immunities Act (22 U.S.C.
288); or
``(B) any other international organization that is
designated by the President by Executive order for the
purposes of this section, effective as of the date of
publication of the order in the Federal Register.
``(b) Prohibition of Demand for a Bribe.--
``(1) Offense.--It shall be unlawful for any foreign
official or person selected to be a foreign official to
corruptly demand, seek, receive, accept, or agree to receive or
accept, directly or indirectly, anything of value personally or
for any other person or nongovernmental entity, by making use
of the mails or any means or instrumentality of interstate
commerce--
``(A) from--
``(i) any person (as defined in section
104A of the Foreign Corrupt Practices Act of
1977 (15 U.S.C. 78dd-3), except that that
definition shall be applied without regard to
whether the person is an offender) while the
foreign official or person selected to be a
foreign official, or a person acting on behalf
of the foreign official or person selected to
be a foreign official, is in the territory of
the United States;
``(ii) an issuer (as defined in section
3(a) of the Securities Exchange Act of 1934 (15
U.S.C. 78c(a))), or any officer, director,
employee, or agent of an issuer or any
stockholder thereof acting on behalf of the
issuer; or
``(iii) a domestic concern (as defined in
section 104 of the Foreign Corrupt Practices
Act of 1977 (15 U.S.C. 78dd-2)), or any
officer, director, employee, or agent of a
domestic concern or any stockholder thereof
acting on behalf of the domestic concern; and
``(B) in return for--
``(i) being influenced in the performance
of any act or decision of the foreign official
or person selected to be a foreign official in
the official capacity of the foreign official
or person selected to be a foreign official;
``(ii) being induced to do or omit to do
any act in violation of the lawful duty of the
foreign official or person selected to be a
foreign official;
``(iii) conferring any improper advantage;
or
``(iv) using the influence of the foreign
official or person selected to be a foreign
official with a foreign government or
instrumentality thereof to affect or influence
any act or decision of that government or
instrumentality,
in connection with obtaining or retaining business for
or with, or directing business to, any person.
``(2) Penalties.--Any person who violates paragraph (1)
shall be fined not more than $250,000 or 3 times the monetary
equivalent of the thing of value, imprisoned for not more than
15 years, or both.
``(3) Jurisdiction.--An offense under paragraph (1) shall
be subject to extraterritorial Federal jurisdiction.
``(4) Report.--Not later than 1 year after the date of
enactment of this section, and annually thereafter, the
Attorney General, in consultation with the Secretary of State
as relevant, shall submit to the Committee on the Judiciary and
the Committee on Foreign Relations of the Senate and the
Committee on the Judiciary and the Committee on Foreign Affairs
of the House of Representatives, and post on the publicly
available website of the Department of Justice, a report--
``(A) focusing, in part, on demands by foreign
officials for bribes from entities domiciled or
incorporated in the United States, and the efforts of
foreign governments to prosecute such cases;
``(B) addressing United States diplomatic efforts
to protect entities domiciled or incorporated in the
United States from foreign bribery, and the
effectiveness of those efforts in protecting such
entities;
``(C) summarizing major actions taken under this
section in the previous year, including enforcement
actions taken and penalties imposed;
``(D) evaluating the effectiveness of the
Department of Justice in enforcing this section; and
``(E) detailing what resources or legislative
action the Department of Justice needs to ensure
adequate enforcement of this section.
``(5) Rule of construction.--This subsection shall not be
construed as encompassing conduct that would violate section
30A of the Securities Exchange Act of 1934 (15 U.S.C. 78dd-1)
or section 104 or 104A of the Foreign Corrupt Practices Act of
1977 (15 U.S.C. 78dd-2; 15 U.S.C. 78dd-3) whether pursuant to a
theory of direct liability, conspiracy, complicity, or
otherwise.''.
(2) Technical and conforming amendment.--The table of
sections for chapter 63 of title 18, United States Code, is
amended by adding at the end the following:
``1352. Demands by foreign officials for bribes.''.
Passed the Senate June 13, 2024.
Attest:
Secretary.
118th CONGRESS
2d Session
S. 4548
_______________________________________________________________________
AN ACT
To make a technical correction to the National Defense Authorization
Act for Fiscal Year 2024 by repealing section 5101 and enacting an
updated version of the Foreign Extortion Prevention Act.
| usgpo | 2024-06-24T00:12:39.760024 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4548es/htm"
} |
BILLS-118hres1293eh | H. RES. 1293 (EH) - Engrossed in House | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1293 Engrossed in House (EH)]
<DOC>
H. Res. 1293
In the House of Representatives, U. S.,
June 12, 2024.
Resolved, That Merrick B. Garland, Attorney General, U.S. Department of
Justice, shall be found to be in contempt of Congress for failure to comply with
a congressional subpoena.
Resolved, That pursuant to 2 U.S.C. Sec. Sec. 192 and 194, the Speaker of
the House of Representatives shall certify the report of the Oversight
Committee, detailing the refusal of Merrick B. Garland, Attorney General, U.S.
Department of Justice, to produce documents, records, and materials to the
Oversight Committee as directed by subpoena, to the United States Attorney for
the District of Columbia, to the end that Attorney General Merrick B. Garland be
proceeded against in the manner and form provided by law.
Resolved, That the Speaker of the House shall otherwise take all
appropriate action to enforce the subpoena.
Attest:
Clerk.
| usgpo | 2024-06-24T00:12:39.777889 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1293eh/htm"
} |
DCPD-202300308 | Remarks on Signing an Executive Order on Increasing Access to High-Quality Care and Supporting Caregivers | 2023-04-18T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2023
April 18, 2023
The President. Well, thank you, Kezia, and thank you for that introduction.
And former Speaker Pelosi, Members of the Congress, members of union labor that are here today that make a lot of this possible—so many of you—thank you for being here.
The Vice President is in Nevada today fighting for reproductive rights for women, but I know she wanted to be here as well because this is an issue she's worked on her whole career.
And I want to thank Members of the Congress who have spent decades in the trenches fighting for this issue. And I want to thank the advocates and the proud union members who are here. Without you, none of this progress, in my view, would be possible.
And by the way, that's why every worker needs to be free to make the choice to join a union.
And thanks to you, the care workers and family caregivers who are doing God's work taking care of our children, our parents, and those we love so dearly. You care for the people we value the most in the whole world. And I want you to know how much we value you. And I mean that.
We're here today to take action on an issue that's fundamental to who we are as a nation, who we are as a country: How we do—how do we treat the people we care so much about, who needs the most help—our children, the people we love, people with disabilities, including veterans? And how do we value those caring for them—childcare workers, nurses, homecare workers, family caregivers?
The Executive order I'm about to sign is the most comprehensive set of actions any administration has taken to date to increase access to high-quality childcare and long-term care and support for the caregivers.
You know, under this order, almost every Federal agency will collectively take over 50 actions to provide more peace of mind for families and dignity for care workers and—who deserve jobs with good pay and good benefits.
The Executive order doesn't require any new spending. It's about making sure taxpayers will get the best value for the investments they've already made. For example, we'll use last year's increase in Head Start funding to take steps to recruit and retain workers by increasing wages so that families who need affordable care can get it.
Like I called for in my State of the Union Address, we're going to improve long-term care by strengthening staffing standards at nursing homes. And I've also—and I also instructed the Department of Health and Human Services to figure out how homecare workers can get the pay they deserve with the money already allocated.
I'm directing the VA—the Veterans Administration—to cut redtape and give veterans who need assistance at home more flexibility to pick their own caregivers. And we've heard directly from the veterans that this is one of the top priorities for them—one of their top priorities. To ensure we have enough care workers, we're expanding partnerships with community colleges, registered apprenticeship programs, and the America Corps [AmeriCorps; White House correction].
You know, more than one in every five adults is a family caregiver. This order recognizes the labor of love and makes sure family caregivers are involved and informed when a hospital discharges the one they love, that the caregivers know about the Medicare benefits their loved one qualifies for, that caregivers of veterans have access to mental health support.
Folks, there's lot we can do. We're doing all of this. Why? Because right now the cost of care is too high for seniors in nursing homes, for working families with young children.
Pay for care workers is too low. And that's why so many are leaving the whole endeavor. In fact, half the long-term care workforce and nearly 20 percent of childcare workforce leave their jobs each year, making it even harder—harder—for families to find the help they need. And family members are too often forced to leave their own good jobs behind to stay home to be with mom and dad.
The United States of America—we should have no one—there should—no one should have to choose between caring for the parents who raise them, the children who depend on them, or the paycheck they rely on to take care of both.
You know, too many folks lie awake at night wondering: "If mom can't take care of herself at home, what are we going to do? She'll have to move into a nursing home. Are we going to be able to afford it? Can I still afford to get the kids through college and save for retirement? How do I do it all? If I take that better job with the better pay, longer hours, will I be able to take care of my kids, or will it cost me more than I get the raise in the paycheck I'm about—the new job I'm about to have?"
If you live in a major American city, you can pay more than $17,000 a year, as all of you know, per child for childcare in order to be able to go to work. And for a lot of families, that's more than you pay for your rent, your mortgage, or a college education for your children.
It can—all—you can all imagine that young couple expecting their first child, thinking they should be excited really excited, but instead they're a little bit scared; they've already need two paychecks to make ends meet now. Are they going to be able to do it? Are they going to be able to do it—keep the job, and are they going to be able to afford childcare when the baby comes?
Meanwhile, long-term care costs for the elderly or people with disabilities are up 40 percent. Costs are up 40 percent over the past decade. Some of you have had to spend your own retirement savings to care for your parents.
Imagine a dad living in a house his whole life, but he can't manage his own house anymore. He has trouble getting around. He needs just a little help to stay home, someone to just deliver the dinner, just to be able to shovel the sidewalk, et cetera, just to be able to stay where he was. Well, who's going to tell dad? You probably had that conversation, some of you. Who's going to tell dad he can't stay in the house, you can't stay home anymore, you've got to go to a nursing home?
Millions of Americans are stuck in the middle, in part of so-called "sandwich generation," caring for young children and elderly parents at the same time. And it's overwhelming.
I get it. I was a single parent for 5 years with two young children after my wife and daughter were killed in an accident. Thank God I had family to rely on.
And there's a reason why, by the way, a lot of people don't move beyond where their families are even though they have other opportunities: They can't afford to.
My sister, my brother, my brother-in-law, my mother, they all chipped in. My sister and her husband gave up their home and moved into where I lived just to be there to help me with my kids. Folks, you know, I couldn't have done it without their help. I couldn't have made it.
And I was making a good salary. I was making, I think, we—I got paid $45,000 a year then. And that was a—that more money than I ever made in my life. But I couldn't possibly—and that's why I commuted every single day for 36 years so I could be home, because I couldn't sell my home and get reelected without having a home in Delaware. I couldn't move down here and afford it. But—and I had—but I had a big family. I had help.
I often ask myself what the—in God's name would I have done—not a joke—had I not had the family I had.
Over the years, Jill and I took care of both our parents—all four of our parents—well, not— they didn't have to take all four; one died suddenly. But my point is, we were with our parents to the very end. We could do it. We could afford to do it because of where we were, and we had housing to be able to bring them in. We understand.
And the pandemic, we made it even clearer just how hard it is for millions of working and middle class families to provide care for their families.
It's not just how important the care economy is to the entire economy. It's when people have to leave the labor force and can't to—or can't enter it in the first place because of caregiving responsibilities. They can't fully participate in the economy, and that drags down the whole Nation's productivity and growth, as it—overall.
Care work is demanding, as many of you in this audience know. It requires serious skill, but these workers are among the lowest paid workers in the country.
As soon as I got into office, I signed the American Rescue Plan to help millions of families afford childcare.
As a consequence, we were able to keep 200,000 childcare advisers—providers, many of them in small, women-owned businesses, keep their doors open during the pandemic. Taking care as many as 9.6 million children during the pandemic because of that act.
One-third of childcare providers said they would have to shut down for good without the help. Instead, the American Rescue Plan helped them stay afloat and, in many cases, increased pay for the childcare workers.
It doesn't help—it also helped States expand and strengthen Medicaid home care programs.
We also increased Childcare and Development Block Grants, helping more low-income families afford childcare.
You know, we issued the first-ever and much-needed National Strategy on Support Family Caregivers. And it—[*applause*]—that was—Nancy, thank you.
And to receive Federal dollars through the CHIPS and Science Act—which, I might point out, has already generated $200 billion in investment in the United States—commitments. Those companies are going to have to provide high-quality affordable childcare for their workers if they want to participate in the programs.
We're using the power of the Federal Government to get companies to do what's good for their workers and, I might add, good for business as well. Good for business as well.
And, folks, care workers deserve to make a decent living, and that's a fight I'm willing to have. We need it.
Folks, we know there's more to do. And yet yesterday the Speaker of the House of Representatives, Kevin McCarthy, went to Wall Street. He did not tell the wealthy or the powerful on Wall Street that it was finally time to start paying their fair share of taxes. That didn't
come up. [*Laughter*] Other than to say they're going to renew the $2 trillion tax cut. Anyway, I won't—[*laughter*].
Instead, he proposed huge cuts to important programs that millions of Americans count on. Millions of middle class suburban, as well as inner-city folks. He threatened to become the first Speaker to default on our national debt, which took over 230 years to accumulate. He threatened to be the first one to default on the debt, which would throw us in a gigantic recession and beyond, unless he gets what he wants in the budget.
Folks, you've got to ask yourself: What are MAGA Republicans in Congress doing? Because this is not your father's Republican party. This is a different deal.
You know, the two Presidents that warned most directly against playing with the national debt were Ronald Reagan. He spoke very, very passionately about that, and he came forward. And, anyway, I won't—but you know, why are they doing this? What's the purpose?
The Speaker talked about limited spending, which sounds good.
And by the way, I was able to cut the deficit by $1.7 billion in 2 years. And if we pass the budget I'm proposing, we'll lower spending way beyond that just in the first—we're going to lower the spending by six hundred—$168 billion just because of the way we've changed Medicare—I mean, excuse me, prescription drug costs.
But let's take a closer look at what he didn't say. Critical programs for hard-working Americans, the ones they count on, would be splashed—would be slashed starting next year if he has his way. He didn't tell you the leading House Republican proposal would cut all the programs and discretionary spending by 22 percent.
It would mean higher costs for childcare, higher costs for preschool, higher costs for college. Two hundred thousand children would lose access to Head Start slots, and even more would lose access to childcare altogether.
It would mean higher costs for housing, especially for older Americans, for veterans, people with disabilities, and families with children; longer wait times for Social Security and Medicare benefits, robbing seniors of their healthy meals; 30 million fewer veteran outpatient visits, leaving our brave warriors unable to get checkups, mental health services, and treatment for substance abuse disorders.
Congress just passed the PACT Act, which I was very proud of, to help—it was bipartisan— to help veterans exposed to toxic burn pits, like my son. Now, these cuts will make it harder for us to meet that sacred obligation to protect those we send into harm's way and care for them when their families—when they return home.
They would deny tens of thousands of people suffering from opioid addiction—epidemic and addiction the treatment they need for recovery. They're also planning other cuts as well. We—they'd cut—10 million people, including 4 million children, would lose food assistance programs. Changes to Medicaid would also cause millions of people to lose their health care.
And now, what the Speaker didn't tell you is, the MAGA Republicans in Congress are still supporting over $3 trillion in tax giveaways that overwhelmingly benefit the wealthiest Americans and the biggest corporations. I might add: We have now about a thousand billionaires. Know what the average tax rate is? Three—t-h-r-e-e—percent. Three percent.
And their cuts to those critical programs I talked about won't go to reduce the deficit after all. They'd just pay for the rest of the MAGA Republican agenda: massive tax cuts, giveaways that gear up for the rich and large corporations who have acknowledged they don't need them all.
Folks, if MAGA Republicans in Congress won't ask the wealthy or big corporations to pay a dollar more in taxes, but they'll make a 22-percent cut to programs across the board like education, scientific research, basic services people rely on, then they should tell the American people what that means and why they're doing it.
It means they want to go back to the same old trickle-down economic theories of the past while we, the economy—had been growing from the middle out and the bottom up—is sidelined.
Instead of investing in kids and cutting taxes for families with children, MAGA Republicans in Congress support more than $3 trillion in tax cuts and giveaways over the next 10 years toward those at the very top of the agenda—on the income agenda.
You know, on the other hand, as I said, in my first 2 years, we brought down the deficit by a record $1.7 trillion. And my budget that I've proposed, which I've laid out, would cut the deficit over the next 3 year—next 10 years by another $3 trillion.
So I urge Congress to take the threat of default off the table. Pass my budget. If they don't pass it, at least argue with what they don't like about it, and let's vote on it.
But, in the meantime, we're not waiting around. That's what today is all about.
Let me conclude with this: The actions we're taking today are about dignity, security, and peace of mind for working families and caregivers all across the country, and they're good for the economy as well.
When I ran for President to rebuild the backbone of America, the middle class—to grow our economy from the middle out and bottom up, not the top down—2 years in, we're making progress. So let's finish the job.
I can honestly say I've never been more optimistic about the future of America. We just have to remember who we are. We're the United States of America. There is virtually nothing— nothing beyond our capacity if we work together. And I mean it—nothing if we work together.
So may God bless you all, and may God bless our caregivers.
Now I'm going to go over and sign that Executive order. Thank you. [*At this point, the President moved to the signing table.*]
Good to see you man.
Participant. Good to see you, President Biden. How are you, sir?
The President. Good seeing you.
Participant. Thank you for getting it, sir. Appreciate that. Thank you for getting it, man.
The President. Hey, everybody. Come on. God bless you. Thank you. All right. Got everybody? All right.
I'm about to sign an Executive order increasing access to high-quality care and supporting caregivers.
And the page is so bright, I'm not sure where the line is. [*Laughter*] [*The President signed the Executive order.*]
There you go.
NOTE: The President spoke at 2:21 p.m. in the Rose Garden at the White House. In his remarks, he referred to North Bergen, NJ, resident Kezia Bomtempo-Rodriguez; and Rep. Nancy Pelosi.
He also referred to his sister Valerie Biden Owens and her first husband Bruce Saunders; and his brother James B. Biden.
Categories: Addresses and Remarks : High-quality care and caregiver support, efforts to increase, signing the Executive order.
Locations: Washington, DC.
Names: Biden, James B.; Biden, Jill T.; Bomtempo-Rodriguez, Kezia; Harris, Kamala D.; McCarthy, Kevin O.; Owens, Valerie Biden; Pelosi, Nancy; Saunders, Bruce.
Subjects: AmeriCorps; Apprenticeship programs and job training; Childcare facilities, government assistance; Childcare, access and affordability; Community colleges; COVID–19 pandemic; Early childhood education; Economic improvement; Economic stimulus legislation; Eldercare and home health services; Federal deficit and debt; Fiscal year 2024 budget proposal; Labor movement and organized labor; Medicare and Medicaid programs; Opioid epidemic, efforts to combat; Social Security program; Speaker of the House of Representatives; U.S. servicemembers, environmental exposures in war zones; Veterans Health Administration; Veterans, health and medical care; Veterans, mental health services, improvement efforts; Vice President.
DCPD Number: DCPD202300308. | usgpo | 2024-06-24T00:12:40.005023 | {
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"url": "https://api.govinfo.gov/packages/DCPD-202300308/htm"
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DCPD-202400495 | Statement on the Bureau of Labor Statistics Report on the Employment Situation in May | 2024-06-07T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 7, 2024
The great American comeback continues, but we still have to make more progress. On my watch, 15.6 million more Americans have the dignity and respect that comes with a job.
Unemployment has been at or below 4 percent for 30 months, the longest stretch in 50 years. And a record high share of working-age women have jobs.
I will keep fighting to lower costs for families like the ones I grew up with in Scranton. I'm fighting corporate greed by calling on corporations with record profits to lower prices, as Target and Walmart have for grocery prices. I'm fighting to make rent more affordable by building 2 million new homes. I'm fighting to lower the cost of health care and prescription drugs, like insulin and inhalers.
Congressional Republicans have a different vision, one that puts billionaires and special interests first. The Republican plan would increase inflation by repealing the Affordable Care Act, siding with Big Oil to raise utility bills, letting Big Banks rip off Americans, and blow up the debt by slashing taxes for billionaires. I will never stop fighting for Scranton, not Park Avenue.
Categories: Statements by the President : Employment situation in May, Bureau of Labor Statistics report.
Subjects: Bureau of Labor Statistics; Economic improvement; Health care costs and affordability; Housing, affordability and access; Job creation and growth; Prescription drug costs, reduction efforts; Unemployment rate.
DCPD Number: DCPD202400495.
1 | usgpo | 2024-06-24T00:12:40.228035 | {
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"url": "https://api.govinfo.gov/packages/DCPD-202400495/htm"
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DCPD-202400491 | Remarks on the 80th Anniversary of D-Day in Colleville-sur-Mer, France | 2024-06-06T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 6, 2024
The hour had nearly come. Monday, June 5, 1944.
The evil of Hitler's Third Reich was devastating the world. Nazi Germany had subjugated the once-free nations of Europe through brute force, lies, and twisted ideology of racial superiority.
Millions of Jews murdered in the Holocaust. Millions of others killed by bombs, bullets, bloody warfare.
Hitler and those with him thought democracies were weak, that the future belonged to dictators.
Here, on the coast of Normandy, the battle between freedom and tyranny would be joined.
Here, on that June morning, the testing was at hand.
President Macron, Mrs. Macron, Secretary Austin, Secretary Blinken, distinguished guests; most of all, our honored veterans, who met that test to the ages—a test of ages to that moment 80 years ago, 80 years ago today: On behalf of the American people and as Commander in Chief, it's the highest honor to be able to salute you here in Normandy once more—all of you. God love you.
Winston Churchill called what happened here, quote, "the greatest, most complicated operation ever," end of quote. After years of planning, Operation Overlord was ready to launch just as soon as the weather turned. Across the choppy English Channel, the Supreme Commander of the Allies, Dwight D. Eisenhower, waited. The largest force ever of its kind, built by 12 nations—men, guns, planes, naval craft of every description—waited. The world, captive and free, waited.
Finally, Eisenhower's forecasters said there was a window in the weather. It would open briefly on Tuesday the 6th of June. The general weighed the options and gave the order: At dawn, the Allies would strike. The "Great Crusade" to free Europe from tyranny would begin.
That night, General Eisenhower drove to the English town of Newbury to visit paratroopers of the 101st Airborne. They were men from all over America. It was estimated that 80 percent of them would be killed within hours. That was the estimate. But they were brave, they were resolute, and they were ready.
One soldier told General Eisenhower, quote: "Don't worry, sir. The 101st is on the job. Everything will be taken care of." That's what he said. And because of their courage and their resolve, because of the courage and resolve of their allies, it was taken care of.
From the sea and sky, nearly 160,000 Allied troops descended on Normandy. Many, to state the obvious, never came home. Many survived that "longest day," kept on fighting for months until victory was finally won. And a few, a notable band of brothers, are here with us today.
Kenneth Blaine Smith is here. On that day, under heavy artillery fire, he operated a range finder and radar on the first American ship to arrive at Normandy's coast, providing direct gunfire support for the Rangers scaling the cliffs of Pointe du Hoc on their daring mission to take out the German batteries.
Bob Gibson is here. He landed on Utah Beach about 10 hours after the invasion began. Bullets flying everywhere. Tracers lighting up the sky. Bob drove an M4 tractor with an anti- aircraft gun mounted on top, providing critical protection for the infantry against the German air force. On that day and for many days after, he continued.
Ben Miller is here. A medic with the 82d Airborne. At 3 a.m. on June 6, he and 13 other medics flew over the Channel in a rickety glider. Its wings were ripped off by giant poles that the Germans buried halfway in the ground to stop them from landing. They crashed, but they survived. And they did their duty: dragging injured soldiers to safety, treating wounds, saving lives while the battle raged.
Every soldier who stormed the beach, who dropped by parachute, or landed by glider; every sailor who manned the thousands of ships and landing craft; every aviator who destroyed German-controlled air fields, bridges, and railroads: all—all—were backed by other brave Americans, including hundreds of thousands of people of color and women who courageously served despite unjust limitations on what they could do for their nation.
Louis Brown is here. Part of the "Red Ball Express," a truck convoy made up mostly of African American drivers. They landed at Normandy in the wake of D-Day. They rushed supplies to the rapidly advancing frontlines.
Woody Woodhouse is here. Members of the legendary Tuskegee Airmen, who flew over 15,000 sorties during the war.
Marjorie Stone is here. She enlisted in the women's branch of the Naval Reserve, became an aircraft mechanic, spent the war keeping American planes and pilots in the air.
Theirs has always been the story of America. Just walk the rows of this cemetery, as I have.
Nearly 10,000 heroes buried side by side, officers and enlisted, immigrants and native-born. Different races, different faiths, but all Americans. All served with honor when America and the world needed them most.
Millions back home did their part as well. From coast to coast, Americans found countless ways to pitch in. They understood our democracy is only as strong as all of us make it, together.
The men who fought here became heroes not because they were the strongest or toughest or were fiercest—although they were—but because they were given an audacious mission knowing—every one of them knew the probability of dying was real, but they did it anyway.
They knew, beyond any doubt, there are things that are worth fighting and dying for.
Freedom is worth it. Democracy is worth it. America is worth it. The world is worth it— then, now, and always.
The war in Europe didn't end for another 11 months. But here the tide turned in our favor.
Here we proved the forces of liberty are stronger than the forces of conquest. Here we proved that the ideals of our democracy are stronger than any army or combination of armies in the entire world.
We proved something else here as well: the unbreakable unity of the Allies. Here with us are men who served alongside the Americans that day, wearing different flags on their arms, but fighting with the same courage, for the same purpose.
What the Allies did together 80 years ago far surpassed anything we could have done on our own. It was a powerful illustration of how alliances—real alliances—make us stronger, a lesson that I pray we Americans never forget.
Together, we won the war. We rebuilt Europe, including our former enemies. It was an investment in what became shared and a prosperous future.
We established NATO, the greatest military alliance in the history of the world. And over time—[*applause*]. You've got it; it is. And over time, we brought more nations into NATO—the NATO alliance, including the newest members: Finland and Sweden.
Today, NATO stands at 32 countries strong. And NATO is more united than ever and even more prepared to keep the peace, deter aggression, defend freedom all around the world.
America has invested in our alliances and forged new ones, not simply out of altruism, but out of our own self-interest as well. America's unique ability to bring countries together is an undeniable source of our strength and our power. Isolationism was not the answer 80 years ago, and it is not the answer today.
We know the dark forces that these heroes fought against 80 years ago. They never fade.
Aggression and greed, the desire to dominate and control, to change borders by force—these are perennial. And the struggle between a dictatorship and freedom is unending.
Here, in Europe, we see one stark example. Ukraine has been invaded by a tyrant bent on domination.
Ukrainians are fighting with extraordinary courage, suffering great losses, but never backing down. They've inflicted on the Russian aggressors—they've suffered tremendous losses, Russia. The numbers are staggering: 350,000 Russian troops dead or wounded. Nearly 1 million people have left Russia because they can no longer see a future in Russia.
The United States and NATO and a coalition of more than 50 countries standing strong with Ukraine. We will not walk away, because if we do, Ukraine will be subjugated. And it will not end there. Ukraine's neighbors will be threatened. All of Europe will be threatened.
And make no mistake, the autocrats of the world are watching closely to see what happens in Ukraine, to see if we let this illegal aggression go unchecked. We cannot let that happen.
To surrender to bullies, to bow down to dictators is simply unthinkable. Were we to do that, it means we'd be forgetting what happened here on these hallowed beaches. Make no mistake: We will not bow down. We will not forget.
Let me end with this. History tells us freedom is not free. If you want to know the price of freedom, come here to Normandy. Come to Normandy and look. Go to the other cemeteries in Europe where our fallen heroes rest. Go back home to Arlington Cemetery.
Tomorrow I will pay respects at Pointe du Hoc. Go there as well and remember: The price of unchecked tyranny is the blood of the young and the brave.
In their generation, in their hour of trial, the Allied forces of D-Day did their duty. Now the question for us is: In our hour of trial, will we do ours? We're living in a time when democracy is more at risk across the world than any point since the end of the World War II, since these beaches were stormed in 1944.
Now, we have to ask ourselves: Will we stand against tyranny, against evil, against crushing brutality of the iron fist? Will we stand for freedom? Will we defend democracy? Will we stand together?
My answer is yes. And it only can be yes.
We're not far off from the time when the last living voices of those who fought and bled on D-Day will no longer be with us. So we have a special obligation. We cannot let what happened here be lost in the silence of the years to come. We must remember it, must honor it, and live it.
And we must remember: The fact that they were heroes here that day does not absolve us from what we have to do today. Democracy is never guaranteed. Every generation must preserve it, defend it, and fight for it. That's the test of the ages.
In memory of those who fought here, died here, literally saved the world here, let us be worthy of their sacrifice. Let us be the generation that when history is written about our time—in 10, 20, 30, 50, 80 years from now—it will be said: When the moment came, we met the moment, we stood strong, our alliances were made stronger, and we saved democracy in our time as well.
Thank you very much. And may God bless you all, and may God protect our troops. Thank you.
NOTE: The President spoke at 2:01 p.m. at the Normandy American Cemetery. In his remarks, he referred to President Vladimir Vladimirovich Putin of Russia.
Categories: Addresses and Remarks : 80th anniversary of D-Day in Colleville-sur-Mer, France. Locations: Colleville-sur-Mer, France.
Names: Austin, Lloyd J., III; Blinken, Antony J.; Brown, Louis; Gibson, Bob; Macron, Brigitte; Macron, Emmanuel; Miller, Ben; Putin, Vladimir Vladimirovich; Smith, Kenneth Blaine; Stone, Marjorie; Woodhouse, Woody.
Subjects: D-Day, 80th anniversary; Finland, North Atlantic Treaty Organization accession; France, President; France, President Biden's visit; North Atlantic Treaty Organization; Russia, conflict in Ukraine; Russia, President; Secretary of Defense; Secretary of State; Sweden, North Atlantic Treaty Organization accession; U.S. diplomatic efforts, expansion; U.S. servicemembers, service and dedication; Ukraine, Russian invasion and airstrikes.
DCPD Number: DCPD202400491. | usgpo | 2024-06-24T00:12:40.237973 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/DCPD-202400491/htm"
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DCPD-202400439 | Remarks on the Sergeant First Class Heath Robinson Honoring our Promise to Address Comprehensive Toxics (PACT) Act of 2022 in Nashua, New Hampshire | 2024-05-21T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
The President. Well, thank you, thank you, thank you. Let me push this in. I pushed in the stand.
Hey, guys. How you doing? Good to see you. Hope Mommy and Daddy are promising you a real gift for doing this. [*Laughter*]
Folks, I want to say—Sergeant, I want to thank you for your service and for the introduction of me. I appreciate it very much. And congratulations on your promotion. And I know your whole family is so proud.
You know, when my son Beau was promoted to major in Iraq, I happened to be there shortly afterwards. And I said, "Now you're a field-grade officer." He said, "I have no illusions, Dad, who runs the Army: those folks with stripes on their shoulders." And you do. I want to thank you.
Look, I want to thank Senator Maggie Hassan, Senator Jeanne Shaheen, and Annie— Congresswoman Annie Kuster for their work on behalf of veterans.
And former Governor John Lynch is here with his Dr. Susan—his wife, Dr. Susan, who— their friendship for years has meant a great deal to me and to my family.
And, Secretary McDonough, thank you for your leadership, because it really matters.
To all the veterans and families that are here today, I want to say thank you. We could never fully thank you for all the sacrifices you've made. Only 1 percent of the American population has risked everything to defend our other 99 percent of us. One percent, that's it. And we owe you.
We owe you big.
I've long said, and initially got in trouble for saying it, that—about 30 years ago—that America has a lot of obligations, but only one truly sacred obligation—sacred obligation. And that's to prepare those we send into harm's way and to care for them and their families when they come home, and if they don't come home, care for their families.
Nearly 2 years ago, we took a giant step toward fulfilling that obligation when I fought for and signed the PACT Act. It was one of the most significant laws ever. It surprised me anybody voted against it, but a bunch did. We set up to help millions of veterans who were exposed to toxic substances during their services.
And today I'm proud to announce the VA just granted its one millionth—one millionth— ACT Act claim. One million. A major milestone, providing $5.7 million [billion; White House correction] in benefits to 890,000 veterans and their families so far in hand, including 3,000 here in New Hampshire.
It matters, because too many servicemembers have not only braved the battlefields, but they also—while breathing in toxic fumes and burn—from burn pits and other means. You know, pits as big as a football field—100 yards long, 10 feet deep—that incinerate all the wastes of war, everything from tires to chemicals and jet fuel and so much more—so much more. Smoke thick with poison spreading through the air, into the lungs of many thousands of troops who lived and worked near them—in one of those burn pits.
I know. I saw them in Iraq and Afghanistan. In my many times in and out, you could smell it in the air.
And when our troops came home, many of the fittest, best trained warriors we've ever seen—we saw, like in 9/11 fighters—firefighters, they were incredibly helpful in my—making my case. Because what happened? Look at all those firefighters that died of cancer as a consequence of being exposed to those toxic fumes. Headaches, numbness, dizziness, trouble breathing, cancer, brain cancer.
Folks, you've suffered long enough. You shouldn't have to prove that your illness came from their service. But thanks to the PACT Act, you don't have to prove it now.
My son Beau was one of those veterans. So this is personal to me and my family and to his family and his children so—and so many of yours. So I took office; I determined that, come hell or high water, we were going to protect the heroes who protect our Nation.
We learned a terrible lesson after Vietnam as those harmful effects of Agent Orange took years to manifest and left too many veterans without the care they deserved, because they had to prove that every illness they had was a consequence of Agent Orange, which was often too hard to do.
That's why I cosponsored the Agent Orange Act as a Senator way back in 1991: to support veterans exposed to toxic substances in Vietnam. That's why I pushed to pass the PACT Act so today's veterans don't suffer the same painful, frustrating delays and denials. That's why we continue to work around the clock to get veterans benefits they deserve and get them now.
Many of you and your family members and advocates fought for years to make this happen. Folks literally slept on the Capitol steps the week we were fighting this out the—in the Senate to get it done. They literally slept on the steps.
After 41 Republican Senators—the vast majority of that caucus—voted against the bill, against expanding health care for disabled veterans, New Hampshire's congressional leaders worked hard to help push it through. And they all, the Senators and Congresswoman, stepped up.
Since then, we've launched the biggest outreach campaign in VA history to make sure veterans in every State, Territory, and area know what the law does.
First, it expands eligibility for VA health care. Today, toxic-exposed veterans who served during any conflict, not just the war in Iraq and Afghanistan, can enroll. Over 145,000 veterans are now getting care as a result of that one change. The law also provides regular toxic-exposure screenings to catch problems early when they can be dealt with.
It expands access to disability benefits, including monthly payments for folks who have fallen sick. And we've made those benefits effective immediately—no wait, immediately.
The law is—look, the bottom line is, people not being sure we'd get it done without a lot of complication.
The law invests in new facilities, new research, more health care workers at VA hospitals.
And I'm committed to making the long-needed upgrades in the facilities—the VA's facilities right here in New Hampshire.
For families who have lost a loved one, the PACT Act means monthly stipends of about
$3,000 a month for a surviving spouse with two children. And by the way, the surviving spouse gets those benefits for the rest of their lives. It means tuition benefits for children to go to college, to get job training.
I'll never make up for the lost—you lost a piece of your soul: a husband, wife, son, daughter.
But we owe it to folks, all of the—everyone—everyone we can to help put their lives back together, because it's tough stuff. In America, we leave no veteran behind. That's the motto.
On my way here today, I met with veterans named Lisa Clark over at the VFW. She served in the Air Force, where she met her husband, a combat engineer who served in Vietnam. They were together 42 years. He was exposed to Agent Orange during his time in Vietnam. And last year, he passed away from cancer.
Thanks to the PACT Act, the burden was not on Lisa to prove the Agent Orange caused his cancer. And thanks to that, the PACT Act, Lisa now receives $1,600 a month in survivor benefits. It doesn't take away the pain of losing her husband, but it allowed her to keep living in the same home they shared for 20 years.
Service is a tradition in Lisa's family and so many of your families that are in this room today. Her dad Anthony joined the Navy when he was 18 years old, served in World War II. He's now 96 years old, and I think he's here in the room today. Where are you, Dad? [*Applause*] Thank you.
Like my deceased father-in-law, as we say in the Catholic church, "No purgatory for this guy." Five daughters. [*Laughter*] Straight to Heaven.
And by the way, I say to every young man thinking of getting married: Marry into a family of five or more daughters. I did. My wife is the oldest of five sisters. You know why? One of them will always love you. [*Laughter*] Not the same one. One of them is always—be on your side. That's the biggest advantage of marrying into five daughters. [*Laughter*]
Lisa's brother-in-law and nephew also served in Iraq and Afghanistan. They were exposed to toxic burn kits [pits; White House correction]. Because they're both fighting lung—now, because of that, they're fighting lung and heart disease. But the PACT Act is finally getting them the VA benefits they deserve.
Lisa has called it a "game changer," and says vets—volunteers—and she volunteers at the VA in Manchester to, quote, as she says, "to give something back." She's already given a lot. Lisa, you spent years giving back. It's time we have your back and have it now.
And by the way, that's literally what the PACT Act does.
I'm asking everyone to help spread the word. As a—go to VA.gov/PACT—P-A-C-T—and apply for VA health care, get screened for toxic exposure, and file a claim. Or go to your VA or veterans organization for help. They have staff from the VA here today to help sign you up if you need that help.
Folks, in the last year, the VA delivered more benefits and processed more overall claims than ever in the entire history of the VA. And since I took office, we have passed over 30 bipartisan laws supporting veterans and their families, caregivers, and survivors. We've increased resources to end veteran homelessness; hired and trained hundreds of additional mental health providers, specifically to help veterans end the silent scourge of veteran suicide; and—while recruiting veterans to help other veterans to understand what's going on and what they're going through.
Asking for help is a sign of strength. And reaching out to your fellow vets to saves lives—it's not a weakness.
We're also working to protect veterans from scammers who target their benefits. No one should be defrauded in a nation they defended.
You know, and through my wife Jill's work in Joining Forces, we've taken the most comprehensive actions in history to expand economic opportunity for military spouses and veteran spouses, caregivers, and survivors. That means jobs, trainings, childcare, eldercare, and more.
Today's veterans unemployment rate is near a record low of 3.2 percent as a consequence of all this. We have a lot more to do, but our plan is working.
Let me close with this. After I signed the PACT into—PACT Act into law, I handed the pen that I signed it with—which is a tradition to the most—person most responsible for the legislation—to a widow and her daughter of the late Sergeant First Class Heath Robertson [Robinson; White House correction]. They fought for years to see it passed. And the—finally, the family that suffered the greatest loss turned its pain into purpose to help others.
That's courage. That's character. That's America. We came together to keep our promises.
Veterans, you are the solid steel spine of our Nation, and that's not hyperbole. Your families are the courageous heart. Generations of patriots have stood on the frontlines of freedom, each one of them—each one—a link in a chain of honor stretching back to our founding days.
Just as you have done your duty to America in the past, you're doing it—they're—we're now, finally, beginning to do our duty to you.
The United States of America—that's who we are, and there's nothing—nothing—beyond our capacity when we act together. We've got to remember who we are. We're the United States of America. Nothing is beyond our capacity.
May God bless our veterans, and may God protect our troops. Thank you very much.
NOTE: The President spoke at 1:33 p.m. at the Westwood Park YMCA. In his remarks, he referred to MSG Nicole Lyon, USA, of Hudson, NH; Anthony Catuogno, father, and Paula Catuogno, Susan DeSantis, Judith Goodwin, and Joy Greene, sisters, of Merrimack, NH, resident Lisa M. Clark; and Columbus, OH, resident Danielle Robinson and her daughter Brielle. He also referred to his grandchildren Natalie P. and R. Hunter Biden II, children of the President's deceased son Joseph R. "Beau" Biden III; and his sisters-in-law Bonny and Kelly Jacobs, Jan Hartman, and Kim Snow.
Categories: Addresses and Remarks : Sergeant First Class Heath Robinson Honoring our Promise to Address Comprehensive Toxics (PACT) Act of 2022 in Nashua, NH.
Locations: Nashua, NH.
Names: Biden, Jill T.; Catuogno, Anthony; Catuogno, Paula; Clark, Lisa M.; DeSantis, Susan; Goodwin, Judith; Greene, Joy; Hartman, Jan; Hassan, Margaret Wood; Jacobs, Bonny; Jacobs, Kelly; Kuster, Ann McLane; Lynch, John; Lynch, Susan; Lyon, Nicole; McDonough, Denis R.; Robinson, Brielle; Robinson, Danielle; Shaheen, C. Jeanne; Snow, Kim.
Subjects: Military families; Military spouses, employment and job training support; New Hampshire, President's visit; Secretary of Veterans Affairs; September 11, 2001, terrorist attacks; Sergeant First Class Heath Robinson Honoring our Promise to Address Comprehensive Toxics (PACT) Act of 2022; U.S. servicemembers, environmental exposures in war zones; U.S. servicemembers, service and dedication; Unemployment rate; Veterans benefits; Veterans Health Administration; Veterans, health and medical care; Veterans, mental health services, improvement efforts; Veterans, service and dedication.
DCPD Number: DCPD202400439. | usgpo | 2024-06-24T00:12:40.244128 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/DCPD-202400439/htm"
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DCPD-202400493 | Remarks Prior to a Meeting With President Volodymyr Zelenskyy of Ukraine in Paris, France | 2024-06-07T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 7, 2024
President Biden. Mr. President, it's good to see you again. Good to be by your side.
President Zelenskyy. Good to see you too. Thank you so much.
President Biden. I—you know, as I said yesterday at the American Cemetery, the Ukrainian people have been incredibly brave, never given up, never staying—never—never even yielding, and it's impressive. And you saw the reception you received when everyone stood and gave you a standing ovation. And they deserve it—you deserve it.
And you know, you haven't bowed down. You haven't yielded at all. You continue to fight in a way that is—it's just remarkable. It's remarkable. And I'm—we're not going to walk away from you.
I apologize for the—those weeks of not knowing what was going to pan—in terms of funding, because we had trouble getting the—a bill that we had to pass that had the money in it— from some of our very conservative Members who were holding it up. But we got it done, finally.
And, since then, including today, I've announced six packages of significant funding. Today I'm also signing an additional package for $225 million to help you reconstruct the electric grid. And once we got the national security bill passed—that was a political issue—we were able to get it all done.
And the way you've stood and holding on—and holding the line in Kharkiv, and you've proven once again the people of Ukraine cannot and will never be—will retake it.
And I assure you the United States is going to stand with you. I've said that all during this debate, and I continue to say it. The United States is standing with you. You are the bulwark against the aggression that's taken place. We have an obligation to be there.
And so I'm looking forward to having a detailed discussion with you about where we'll go from here. But we're still in completely, thoroughly.
Thank you.
President Zelenskyy. Thank you so much, Mr. President. First of all, thank you so much for your significant support—you, your administration. Well, we're very thankful from all Ukrainians to your military support, financial support, humanitarian one. And of course, it's very important.
And our meeting here is very symbolic. It's very important that you stay with us. This bipartisan support with the Congress—it's very important that in this unity, the United States of America, all American people stay with Ukraine.
Like it was during World War II, how the United States helped to save human lives, to save Europe—and we count on your continuing support and standing with us shoulder to shoulder.
Thank you so much.
And this big package which has been signed and supported and voted, and it's very important. It's so necessary for this—for the feeling of our people that we are not alone. We are with you, with our strategic partner.
And of course, we'll—I want, today, to speak about strengthening of Kharkiv region. You said already, it's so important. And your decisions have been very, very—had a very positive influence.
I don't want to share it—everything, all the details—with press. Sorry. But I think there are some details from the battlefield which you have—which you need to hear from us. We are thankful for this.
Also, I want to speak about air defense totally on our territory. And we are thankful for participation in peace summit on the level of Vice President. Thank you so much. We think that we will have more than 100 countries, and I hope that it will be a first step on this way to peace. We need peace in Ukraine, but we will stay—anyway—stay strong.
And of course, I want to discuss some future events. Thank you, again.
President Biden. Thank you.
NOTE: The President spoke at 12:50 p.m. at the InterContinental Paris Le Grand hotel.
Categories: Meetings With Foreign Leaders and International Officials : Ukraine, President Zelenskyy.
Locations: Paris, France.
Names: Zelenskyy, Volodymyr.
Subjects: France, President Biden's visit; Russia, conflict in Ukraine; Ukraine, President; Ukraine, Russian invasion and airstrikes; Ukraine, U.S. assistance.
DCPD Number: DCPD202400493. | usgpo | 2024-06-24T00:12:40.639300 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/DCPD-202400493/htm"
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DCPD-202400492 | Joint Statement by the Leaders of the United States, Argentina, Austria, Brazil, Bulgaria, Canada, Colombia, Denmark, France, Germany, Poland, Portugal, Romania, Serbia, Spain, Thailand, and the United Kingdom on the Situation in Gaza, Palestinian Territories | 2024-06-06T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 6, 2024
As leaders of countries deeply concerned for the hostages held by Hamas in Gaza, including many of our own citizens, we fully support the movement towards a ceasefire and hostage release deal now on the table and as outlined by President Biden on May 31, 2024. There is no time to lose. We call on Hamas to close this agreement, that Israel is ready to move forward with, and begin the process of releasing our citizens.
We note that this agreement would lead to an immediate ceasefire and rehabilitation of Gaza together with security assurances for Israelis, and Palestinians, and opportunities for a more enduring long-term peace and a two-state solution. At this decisive moment, we call on the leaders of Israel as well as Hamas to make whatever final compromises are necessary to close this deal and bring relief to the families of our hostages, as well as those on both sides of this terrible conflict, including the civilian populations. It is time for the war to end and this deal is the necessary starting point.
NOTE: An original was not available for verification of the content of this joint statement.
Categories: Joint Statements : Argentina, Austria, Brazil, Bulgaria, Canada, Colombia, Denmark, France, Germany, Poland, Portugal, Romania, Serbia, Spain, Thailand, and United Kingdom, situation in Gaza, Palestinian Territories.
Subjects: Arab-Israeli conflict, peace process; Gaza, conflict with Israel; Gaza, hostages held by Hamas; Gaza, humanitarian situation; Hamas political-paramilitary organization; Israel, military operations in Gaza.
DCPD Number: DCPD202400492.
1 | usgpo | 2024-06-24T00:12:40.753895 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/DCPD-202400492/htm"
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DCPD-2024DIGEST | Digest of Other White House Announcements | 2024-06-07T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 14, 2024
The following list includes the President's public schedule and other items of general interest announced by the Office of the Press Secretary and not included elsewhere in this Compilation.
January 1
In the morning, from his vacation residence in St. Croix, VI, the President, joined by Vice President Kamala D. Harris, had a telephone conversation with his national security team to discuss the latest developments in the Middle East and receive a briefing on the earthquake off the western coast of Japan.
January 2
In the morning, at his vacation residence in St. Croix, VI, the President had an intelligence briefing.
In the evening, the President and Dr. Biden traveled to Christiansted, VI, where, prior to departure from the Henry E. Rohlsen Airport, they participated in a photo line with Gov. Albert Bryan, Jr., Rep. Stacey E. Plaskett, Federal Emergency Management Agency U.S. Virgin Islands Joint Recovery Office Director Kristen Hodge, friends Honica Jeffers, Nadia Bougounea, Christopher Wilson, Bill Bohlke, William and Sanni Craft, Bill and Connie Neville, and local fire and police personnel. Then, they returned to Washington, DC. Their granddaughter Natalie and her friend accompanied them. Upon arrival on the South Lawn at the White House, after exiting Marine One, the President answered a reporter's question.
During the day, the President had a telephone conversation with Mayor Cherelle L. Parker of Philadelphia, PA, to congratulate her on her swearing-in.
The White House announced further details on the President and Dr. Biden's travel to Wilmington, DE, and Philadelphia, PA, on January 5 and 6.
January 3
In the morning, in the Oval Office, the President had an intelligence briefing.
In the afternoon, the President had lunch with a group of scholars and historians, including Eddie S. Glaude, Jr., Sean Wilentz, Annette Gordon-Reed, Beverly Gage, Heather Cox Richardson, and Jon Meacham, to discuss ongoing threats to democracy and democratic institutions both domestically and abroad.
The White House announced that the President and Dr. Biden will travel to the Philadelphia, PA, area on January 5.
The White House announced that the President will travel to South Carolina on January 8.
January 4
In the morning, the President had an intelligence briefing.
During the day, the President was informed by White House Chief of Staff Jeffrey D. Zients and National Security Adviser Jacob J. Sullivan that Secretary of Defense Lloyd J. Austin had been hospitalized at Walter Reed National Military Medical Center in Bethesda, MD.
January 5
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to New Castle, DE. Upon arrival at Delaware Air National Guard Base, he was joined by Dr. Biden. Then, they traveled to King of Prussia, PA, where, upon arrival at the Valley Forge National Historical Park, they were greeted by Superintendent Rosalyn "Rose" Fennell, National Park Service program manager Brent Coons, interpretive park ranger Bethany Dhunjisha, and National Park Service facility manager Jennifer McMenamin. Then, they observed a wreath-laying ceremony at the National Memorial Arch, a monument to Gen. George Washington's army encampment at Valley Forge during the winter of 1777–1778, visited the stone house where Washington quartered during the campaign, and spoke with park staff. Later, they traveled to Blue Bell, PA, where, upon arrival at Montgomery County Community College, they were greeted by Gov. Joshua D. Shapiro of Pennsylvania, Sen. John K. Fetterman, Reps. Brendan F. Boyle, Dwight E. Evans, Mary Gay Scanlon, and Madeleine C. Dean. He also recorded an interview with Boston College historian Heather Cox Richardson for broadcast online.
Later in the afternoon, the President and Dr. Biden traveled to New Castle, DE.
In the evening, upon arrival at Delaware Air National Guard Base, the President and Dr.
Biden traveled to their residence, where they remained overnight.
During the day, the President was briefed on the shooting at Perry High School in Perry, IA. The White House announced that the President will travel to Dallas, TX, on January 8.
January 6
In the afternoon, at Fieldstone Golf Club, the President had lunch with former Sen. Edward
E. Kaufman. Then, he returned to his residence, where he remained overnight.
During the day, the President had a telephone conversation with Secretary of Defense Lloyd
J. Austin III to wish Secretary Austin a speedy recovery following his hospitalization.
The White House announced further details on the President's travel to Charleston, SC, and Dallas, TX, on January 8.
January 7
The President declared a major disaster in Rhode Island and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms, flooding, and tornadoes from September 10 through 13, 2023.
January 8
In the morning, the President had an intelligence briefing. Then, he traveled to Charleston, SC. Upon arrival at Joint Base Charleston, he was greeted on the tarmac by Rep. James E. Clyburn; Democratic National Committee Chairman Jaime R. Harrison; and 628th Air Base Wing Commander Col. Michael A. Freeman, USAF, and Command Chief CMS David C. Snarr, USAF.
In the afternoon, following his remarks at Emanuel African Methodist Episcopal Church, the President met with faith leaders and survivors and family members of the victims of the 2015 shooting at the church. While en route to Joint Base Charleston, he and Rep. Clyburn stopped at Hannibal's Kitchen restaurant, where the President met with owner L.J. Huger and his daughters Safiya Grant and Felicity Huger and greeted patrons. While at the restaurant, he also recorded an interview with Geno Jones of Star 99.7 FM in Charleston for later broadcast. Later, upon arrival at Joint Base Charleston, he was greeted on the tarmac by Mayor Reggie Burgess of North
Charleston, SC, and his wife Tracy, and former Mayor John J. Tecklenburg of Charleston. Then, he and Rep. Clyburn traveled to Dallas, TX, arriving in the evening.
In the evening, upon arrival at Dallas Love Field Airport, the President, accompanied by Rep. Clyburn, traveled to Concord Church in Dallas, the site of a memorial service for former Rep. Eddie Bernice Johnson. Upon arrival, he was greeted by Pastors Bryan L. Carter of Concord Church, S.M. Wright II of People's Missionary Baptist Church in Dallas, Michael W. Waters of Abundant Life A.M.E. Church in Dallas, Michael R. Hubbard, Sr., of Hopewell Missionary Baptist Church in Dallas, and Denny D. Davis, Sr., of St. John Church Unleashed in Grand Prairie and Southlake, TX. Then, in the church sanctuary, prior to the memorial service, he paid his respects to Rep. Johnson. Then, he returned to Washington, DC, arriving early the following morning.
The President announced his intention to nominate Jennifer D. Gavito to be Ambassador to Libya.
The President announced his intention to nominate Vanesa Soledad Simon to be a member of the National Council on the Arts.
January 9
In the morning, the President was informed by White House Chief of Staff Jeffrey D. Zients that Secretary of Defense Lloyd J. Austin III had been diagnosed with prostate cancer.
In the afternoon, in the Oval Office, the President had an intelligence briefing. He was also briefed by his national security team, including National Security Adviser Jacob J. Sullivan, Secretary Austin, Chairman of the Joint Chiefs of Staff Gen. Charles Q. "C.Q." Brown, Jr., USAF, and Secretary of State Antony J. Blinken, on the situation in Israel and Gaza and the attacks underway by Houthi forces on commercial shipping vessels in the Red Sea. Secretary Austin joined the briefing virtually from Walter Reed National Military Medical Center in Bethesda, MD. Following the Houthi attacks, the President was presented with and approved options for U.S. airstrikes against Houthi forces in Yemen.
The White House announced that the President will travel to the Allentown, PA, area on January 12.
January 10
In the morning, in the Oval office, the President and Vice President Kamala D. Harris had an intelligence briefing.
In the afternoon, in the Private Dining Room, the President and Vice President Harris had lunch. Later, he met with Elizabeth Whelan to discuss administration efforts to secure the release of her brother Paul N. Whelan, a U.S. citizen who was arrested and detained on espionage charges by Russian security services in Moscow, Russia, on December 28, 2018. National Security Adviser Jacob J. Sullivan also attended. Following the meeting, the President had a telephone conversation with Mr. Whelan's parents Edward and Rosemary Whelan.
During the day, the President had a telephone conversation with Speaker of the House of Representatives J. Michael Johnson. He also met with National Security Adviser Jacob J. Sullivan.
The White House announced additional details on the President's travel to the Allentown, PA, area on January 12.
The President announced his intention to nominate Amir H. Ali to be a judge on the U.S. District Court for the District of Columbia.
The President announced his intention to nominate Melissa R. DuBose to be a judge on the
U.S. District Court for the District of Rhode Island.
The President announced his intention to nominate Sunil R. Harjani to be a judge on the U.S. District Court for the Northern District of Illinois.
The President announced his intention to nominate Rebecca S. Kanter to be a judge on the
U.S. District Court for the Southern District of California.
The President announced his intention to nominate Robert J. White to be a judge on the U.S. District Court for the Eastern District of Michigan.
The President announced his intention to nominate Jasmine H. Yoon to be a judge on the
U.S. District Court for the Western District of Virginia.
January 11
In the morning, in the Oval office, the President had an intelligence briefing.
The President announced the designation of the following individuals as members of a Presidential delegation to attend the Inauguration of Bernardo Arévalo as President of Guatemala in Guatemala City, Guatemala, on January 14: Samantha Power (head of delegation); Patrick Ventrell; Norma J. Torres; J. Luis Correa; Philip H. Gordon; Katie Tobin; Brian A. Nichols; and Tobin J. Bradley.
The President announced his intention to nominate Nelson W. Cunningham to be Deputy
U.S. Trade Representative.
The President announced his intention to nominate James R. Ives to be Inspector General of the Department of the Treasury.
The President announced his intention to nominate Stephen Ravas to be Inspector General of the Corporation for National and Community Service.
The President announced his intention to nominate Leonardo Martinez-Diaz to be U.S. Executive Director of the International Bank for Reconstruction and Development.
The President announced his intention to nominate Anne Marie Wagner to be a member of the Federal Labor Relations Authority.
January 12
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Allentown, PA. Upon arrival at Lehigh Valley International Airport, he was greeted on the tarmac by Gov. Joshua D. Shapiro of Pennsylvania, Sen. Robert P. Casey, Jr., and Mayor Matthew Tuerk of Allentown. Then, he and Gov. Shapiro traveled to Emmaus, PA, where they visited the Emmaus Run Inn athletic shoe and equipment store and greeted owner Sean Linehan and his wife Nicole. Then, they visited South Mountain Cycle and Cafe, where they greeted co-owners Chad and Heather Balliet and their son Melvin. Then, they visited Nowhere Coffee Co., where they greeted owners Juan and Lauren Vargas and met with employees and customers, and the President ordered a smoothie.
Later in the afternoon, the President traveled to Allentown, where he visited the Allentown Fire Academy. Upon arrival, he was greeted by Gov. Shapiro, Small Business Administration Administrator Isabel Casillas Guzman, Sen. Casey, Rep. Susan E. Wild, Mayor Tuerk, Borough Mayor Lee Ann Gilbert of Emmaus, Allentown Fire Department Assistant Chief of Training Matt Eharth, International Association of Fire Fighters Local 302 President Jeremy Warmkessel,
Pennsylvania Professional Fire Fighters Association President Robert Brooks, and local firefighters. Later, he returned to Washington, DC, arriving in the evening.
During the day, the President had a telephone conversation with Secretary of Defense Lloyd
J. Austin III.
The White House announced that the President will travel to South Carolina on January 27 and 28.
The White House announced that the President will travel to Camp David, MD, on January 13 and 14.
The White House announced that the President will travel to Philadelphia, PA, on January
15.
The White House announced that the President will host the U.S. Conference of Mayors
Winter Meeting at the White House on January 19.
The President announced the designation of Secretary of Commerce Gina M. Raimondo as head of a Presidential trade and investment mission to the Philippines on March 11 and 12.
January 13
In the morning, the President traveled to Camp David, MD, where he remained overnight.
The President declared an emergency in Connecticut and ordered Federal assistance to supplement State, Tribal, and local response efforts due to the emergency conditions resulting from severe storms, flooding, and a potential dam breach beginning on January 10 and continuing.
January 14
The White House announced further details on the President's travel to Philadelphia, PA, on January 15.
January 15
In the morning, at Camp David, MD, the President had an intelligence briefing. Later, he traveled to Philadelphia, PA. Upon arrival at the Philadelphia International Airport, he was greeted on the tarmac by Rep. Dwight E. Evans, former Rep. Robert A. Brady, Lt. Gov. Austin Davis of Pennsylvania, and Mayor Cherelle L. Parker of Philadelphia. Then, at the Philabundance food bank, he was greeted by Mayor Parker, Philabundance Chief Executive Officer Loree D. Jones, and AmeriCorps Chief Executive Officer Michael D. Smith, AmeriCorps Chair of the Board of Directors Catherine McLaughlin, and volunteers and participated in a service project in observance of Martin Luther King, Jr., Day.
In the afternoon, the President returned to Washington, DC. Later, he participated in a live telephone interview with National Action Network (NAN) founder Alfred C. Sharpton, Jr., during NAN's Annual King Day Public Policy Forum.
January 16
In the morning, the President had an intelligence briefing. He also had a telephone conversation with Chancellor Olaf Scholz of Germany to discuss the coordination of ongoing joint support to Ukraine in the face of Russia's war of aggression, reaffirm their support for Israel's right to self-defense, and stress the imperative of protecting civilians in Gaza and ensuring the flow of humanitarian aid.
The White House announced that the President will travel to the Raleigh-Durham, NC, area on January 18.
The President announced the designation of the following individuals as members of a Presidential delegation to attend the Inauguration of Félix Tshisekedi as President of the Democratic Republic of the Congo in Kinshasa, Democratic Republic of the Congo, on January 20: Scott Nathan (head of delegation); Lucy Tamlyn; Mary Catherine Phee; Monde Muyangwa; and Chidi Blyden.
January 17
In the morning, the President had an intelligence briefing.
In the afternoon, in the Cabinet Room, the President met with Senate Majority Leader Charles E. Schumer and Minority Leader A. Mitchell McConnell, Speaker of the House of Representatives J. Michael Johnson and Minority Leader Hakeem S. Jeffries, and chairs and ranking members of the House and Senate Intelligence, Armed Services, and Appropriations Committees and the Senate Foreign Relations and House Foreign Affairs Committees to discuss the importance of his supplemental budget request to continue funding national security priorities, including assistance to Ukraine in its defense against Russia's invasion and additional border security resources.
During the day, the President participated in an interview with Evan Osnos for the New Yorker magazine.
January 18
In the morning, the President had an intelligence briefing. Later, he traveled to Morrisville, NC, arriving in the afternoon.
In the afternoon, upon arrival at the Raleigh-Durham International Airport, the President was greeted on the tarmac by Gov. Roy A. Cooper III of North Carolina. Then, he and Gov. Cooper traveled to Raleigh, NC, where, at the Abbotts Creek Community Center, they participated in photo line with North Carolina State Senate Democratic Leader Dan Blue, State Sen. Mary Wills Bode, State Rep. Joe John, and State Auditor Jessica N. Holmes. Later, the President and Gov.
Cooper stopped at the Cook Out restaurant, where they greeted staff and patrons and the President purchased lunch and shakes for himself and Gov. Cooper. Then, at a private residence, the President met with the family of an educator who had a significant amount of student debt forgiven under his policies.
Later in the afternoon, the President returned to Washington, DC, arriving in the evening. The White House announced that the President, Dr. Biden, and Vice President Kamala D.
Harris and her husband Douglas C. Emhoff will travel to Northern Virginia on January 23.
The President announced the designation of the following individuals as members of a Presidential delegation to attend the Inauguration of Hilda C. Heine as President of the Marshall Islands in Majuro, Marshall Islands, on January 22: Chantale Wong (head of delegation); Henry Hand; Erika Moritsugu; and Carmen G. Cantor.
The President announced his intention to appoint Doreen P. Greenwald as a member of the Federal Salary Council.
The President announced his intention to appoint Juan A. Sabater as a member of the Financial Oversight and Management Board for Puerto Rico.
The President announced his intention to appoint Timothy D. Murray as a member of the National Museum and Library Services Board.
The President announced his intention to appoint Gregory C. Simon as a member of the President's Commission on White House Fellowships.
The President announced his intention to appoint Daniel Mathews as a member of the Public Buildings Reform Board.
January 19
In the morning, the President had an intelligence briefing. Also in the morning, he had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to discuss ongoing efforts to secure the release of all remaining hostages held by Hamas in Gaza, review the need to shift Israeli military action to targeted operations and enable the increased flow of humanitarian assistance, and welcome Israel's decision to permit the shipment of flour to the Palestinian people directly through Ashdod port while separate arrangements can be made for more direct maritime delivery of assistance into Gaza. The President also discussed the progress in ensuring that Palestinian Authority revenues be available to pay salaries, including for the Palestinian Security Forces in the West Bank, and Israel's responsibility to reduce civilian harm and protect the innocent in its military campaign within Gaza. The President reiterated his vision for durable peace and security for Israel fully integrated within the region through a two state-solution with Israel's security guaranteed.
In the afternoon, in the East Room, following his remarks at the U.S. Conference of Mayors winter meeting, the President responded to questions from reporters. Later, he participated in a photo line with newly elected mayors.
In the evening, the President traveled to Rehoboth Beach, DE, where, at his residence, he remained overnight.
The President announced the designation of the following individuals as members of a Presidential delegation to attend the Inauguration of Joseph Boakai as President of Liberia in Monrovia, Liberia, on January 22: Linda Thomas-Greenfield (head of delegation); Catherine Rodriguez; Stephen K. Benjamin; Isobel Coleman; and Judd Devermont.
January 21
In the morning, at the Egg restaurant, the President had breakfast.
In the afternoon, the President and Dr. Biden traveled to Wilmington, DE, where, at the Congo Legacy Center, they paid their respects to former Wilmington City Council President Theodore Blunt, who died on January 12. Then, they traveled to Rehoboth Beach, DE,, where, at their residence, they remained overnight.
During the day, the President and Dr. Biden had a telephone conversation with Dallas, TX, resident Kate Cox, who, after receiving a lethal fetal diagnosis, was denied access to an abortion by the Texas Supreme Court under Texas's restrictive abortion law and had to travel to another State to obtain an abortion. They thanked her for her courage in sharing her story and speaking out about the impact of the Texas law, and Dr. Biden invited Ms. Cox to join her as a guest at the President's State of the Union Address on March 7.
January 22
In the morning, the President had an intelligence briefing. Then, he returned to Washington,
DC.
In the afternoon, the President had a telephone conversation with Prime Minister Rishi
Sunak of the United Kingdom to discuss the ongoing attacks by Houthi forces against merchant and naval vessels transiting the Red Sea, reiterate their commitment to freedom of navigation,
international commerce, and defending mariners from illegal attacks, stress the importance of increasing humanitarian aid and civilian protections in Gaza and securing the release of hostages held by Hamas, and reiterate their support for Ukraine as it defends itself against Russian aggression.
The White House announced that the President will travel to Superior, WI, on January 25.
January 23
In the morning, the President had an intelligence briefing.
In the afternoon, the President and Dr. Biden traveled to Manassas, VA, where, at the Hylton Performing Arts Center, prior to his remarks, he met privately with Amanda Zurawski, plaintiff in the Texas Supreme Court case *Zurawski *v. *State of Texas*, and her husband Josh
In the evening, the President and Dr. Biden returned to Washington, DC.
The White House released further details on the President's travel to Superior, WI, on January 25.
The President announced that White House Senior Adviser Michael C. Donilon and Deputy White House Chief of Staff Jen O'Malley Dillon will leave the White House to join the President's reelection campaign.
January 24
In the afternoon, at the Marriott Marquis Washington, DC, hotel, following his remarks at the United Auto Workers National Community Action Program Conference, the President met with protesters who had interrupted his remarks to call for a cease-fire in the conflict between Israel and Hamas in Gaza. Later, in the Oval Office, he had an intelligence briefing.
The White House announced that the President will travel to South Carolina on January 27 and 28.
January 25
In the morning, the President had an intelligence briefing. Then, he traveled to Duluth, MN. Sens. Tammy S. Baldwin, Amy J. Klobuchar, and Tina Flint Smith accompanied him. Upon arrival at the Duluth International Airport, he was greeted on the tarmac by Gov. Timothy J. Walz of Minnesota, Gov. Anthony S. Evers of Wisconsin, Mayor Roger J. Reinert of Duluth, Mayor Jim Paine of Superior, WI, 148th Fighter Wing Commander Col. Nathan P. Aysta, USAF, and Command Chief CMS Jozef K. Miketin, USAF. Then, he traveled to Superior, WI, arriving in the afternoon.
In the afternoon, upon arrival in Superior, WI, the President stopped at the John A. Blatnik Memorial Bridge, where he was greeted by Wisconsin Secretary of Transportation Craig Thompson, Northern Wisconsin Building and Construction Trades President Kyle Bukovich, International Union of Painters and Allied Trades District Council 82 President Jack Carlson, International Brotherhood of Electrical Workers Local 242 Business Manager Donald Smith, Laborers' International Union of North America Local 1091 Business Manager Dan Olson and Business Agent Derek Pederson, and Iron Workers Local 512 Region B Business Agent Keith Musolf.
Later in the afternoon, following his remarks at Earth Rider Brewery in Superior, the President visited the brewery's Cedar Lounge tap room, where he met with Founder and Chief Executive Officer Tim Nelson and his wife Naomi and greeted brewery staff and taproom patrons. Govs. Evers and Walz, Sens. Baldwin, Klobuchar, and Smith, and local government, business, and labor leaders also attended. Then, he traveled to Duluth, MN. While en route, he,
Gov. Evers, and Sens. Baldwin, Klobuchar, and Smith stopped at Superior Fire Department Local 74, where they greeted firefighters and shared coffee and baked goods. Later, upon arrival at the Duluth International Airport, the President returned to Washington, DC, arriving in the evening. Sen. Baldwin accompanied him.
The White House announced that the President and Dr. Biden will welcome Prime Minister Fumio Kishida of Japan and his wife Yuko Kishida for a state visit to the U.S., including a state dinner at the White House, on April 10.
The President announced his intention to nominate Tracey Ann Jacobson to be Ambassador to Iraq.
The President announced his intention to nominate Patrick J. Fuchs to be a member of the Surface Transportation Board.
January 26
In the morning, the President had an intelligence briefing.
In the afternoon, the President met with White House Press Secretary Karine Jean-Pierre. During the day, the President had a telephone conversation with Amir Tamim bin Hamad Al
Thani of Qatar to discuss the war in Gaza and efforts to secure the immediate release of all remaining hostages held by Hamas, affirm the centrality of a hostage deal to establishing a prolonged humanitarian pause in the fighting and ensuring that additional life-saving assistance reaches civilians throughout Gaza, underscore the urgency of the situation, welcome the close cooperation among their teams, commit to staying engaged until all hostages are reunited with their families, and reaffirm their shared vision of a peaceful, secure, and integrated Middle East region. Also during the day, he had a telephone conversation with President Abdelfattah Said Elsisi of Egypt to discuss the war in Gaza and efforts to secure the release of the hostages, thank President Elsisi for Egypt's important role in this process, affirm that need to conclude a deal that would result in the release of all hostages together with a prolonged humanitarian pause in the fighting, discuss efforts to increase the delivery of humanitarian assistance throughout Gaza, and agree to continue close coordination to set the conditions for a durable and sustainable peace in the Middle East, including the establishment of a Palestinian state and equal measures of dignity and security for Palestinians and Israelis alike.
The White House announced that the President will travel to the Palm Beach and Miami, FL, areas on January 30.
January 27
In the afternoon, the President traveled to West Columbia, SC. Upon arrival at the Columbia Metropolitan Airport, he was greeted on the tarmac by Rep. James E. Clyburn and his guest Virginia Newman and Mayor Temus C. "Tem" Miles, Jr., of West Columbia, his wife Catherine, and daughter Cate. Then, he, Rep. Clyburn, and Ms. Newman traveled to Columbia, SC, where, at the Regal Lounge Men's Barber and Spa, they were greeted by co-owners Landry and Chynna Phillips, and the President visited with customers, stylists, and staff. White House Press Secretary Karine Jean-Pierre, Director of the Office of Public Engagement Stephen K. Benjamin, and Principal Deputy Campaign Manager Quentin Fulks also attended.
In the evening, at the Sheraton Columbia Downtown Hotel, the President remained overnight.
The White House announced that the President will welcome Chancellor Olaf Scholz of Germany to the White House on February 9.
January 28
In the morning, the President and Rep. James E. Clyburn and his guest Virginia Newman traveled to the Saint John Baptist Church. Later, the President returned to the Sheraton Columbia hotel. He was also briefed on the attack against U.S. servicemembers in northeastern Jordan near the Syria border by Secretary of Defense Lloyd J. Austin III, National Security Adviser Jacob J. Sullivan, and Principal Deputy National Security Adviser Jonathan Finer.
In the afternoon, the President and Vice President Kamala D. Harris received a briefing from members of their national security team on the attack on U.S. servicemembers and coalition partners in northeastern Jordan by Iran-backed militant groups. Participants included National Security Adviser Sullivan, Secretary of State Antony J. Blinken, Secretary Austin, Chairman of the Joint Chiefs of Staff Gen. Charles Q. "C.Q." Brown, Jr., USAF, Director of National Intelligence Avril D. Haines, Central Intelligence Agency Director William J. Burns, U.S. Permanent Representative to the United Nations Linda Thomas-Greenfield, Principal Deputy National Security Adviser Finer, and White House Chief of Staff Jeffrey D. Zients.
Later in the afternoon, the President traveled to West Columbia, SC, where, at the Brookland Baptist Church Banquet and Conference Center, Edna Knight presented the President with a
hand-crocheted American flag. Later, he returned to Washington, DC.
The White House announced further details on the President's travel to Palm Beach, FL, on January 30.
The White House announced further details on the President's travel to Miami, FL, on January 30.
January 29
In the morning, in the Oval Office, the President had an intelligence briefing. He also met in the Situation Room with members of his national security team, including National Security Adviser Jacob J. Sullivan, Secretary of Defense Lloyd J. Austin III, Director of National Intelligence Avril D. Haines, White House Chief of Staff Jeffrey D. Zients, Principal Deputy National Security Adviser Jonathan Finer, Homeland Security Adviser Elizabeth D. Sherwood- Randall, and National Security Council Coordinator for the Middle East Brett H. McGurk, to discuss the latest developments regarding the January 28 attack on U.S. servicemembers in northeastern Jordan near the Syria border as well as various U.S. response options.
January 30
In the morning, the President had an intelligence briefing. He also had separate telephone conversations with family members of Sgt. William J. Rivers, USA, Spc. Kennedy L. Sanders, USA, and Spc. Breonna A. Moffett, USA, Army Reserve soldiers who were killed in a drone attack while on assignment in support of Operation Inherent Resolve in northeastern Jordan near the Syria border on January 28, to offer his condolences and request to be present at the dignified transfer of remains at Dover Air Force Base scheduled for February 2. Later, he traveled to West Palm Beach, FL, arriving in the afternoon.
In the afternoon, upon arrival at the Palm Beach International Airport, the President was greeted on the tarmac by Mayor Keith A. James of West Palm Beach and Mayor Maria Sachs of Palm Beach County, FL. Then, he traveled to Jupiter, FL. Later, he returned to West Palm Beach, where, at the Palm Beach International Airport, he visited with his brother Frank aboard Air Force One. Then, he traveled to Miami, FL. Upon arrival at the Miami International Airport, he was greeted on the tarmac by MayorDaniella Levine Cava of Miami-Dade County, FL.
In the evening, the President returned to Washington, DC.
The White House announced that the President will travel to Michigan on February 1.
The President declared a major disaster in West Virginia and ordered Federal assistance to supplement State and local recovery efforts in the areas affected by severe storms, flooding, landslides, and mudslides from August 28 through 30, 2023.
The President declared a major disaster in Maine and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe storm and flooding from December 17 through 21, 2023.
January 31
In the morning, the President had an intelligence briefing.
In the afternoon, in the Private Dining Room, the President and Vice President Kamala D. Harris had lunch.
The White House announced that the President and Dr. Biden will travel to Dover Air Force Base, DE, on February 2 to meet with the families of Sgt. William J. Rivers, USA, Spc. Kennedy
L. Sanders, USA, and Spc. Breonna A. Moffett, USA, who were killed in northeastern Jordan on January 28, and witness the dignified transfer of remains.
The White House announced further details on the President's travel to Harrison Township, MI, on February 1.
The White House announced that the President had accepted an invitation from Mayor Trent Conaway of East Palestine, OH, to visit the town and meet with residents in February.
The White House announced the appointment of John R. Podesta as Special Presidential Envoy for Climate.
The President declared a major disaster in New York and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe storm and flooding from September 28 through 30, 2023.
February 1
In the morning, the President had an intelligence briefing. Later, upon arrival at the U.S. Capitol for the National Prayer Breakfast, he was greeted by House of Representatives Sergeant at Arms William McFarland and answered a reporter's question.
In the afternoon, the President traveled to Harrison Township, MI. Upon arrival at Selfridge Air National Guard Base, he was greeted on the tarmac by Gov. Gretchen E. Whitmer and Lt.
Gov. Garlin Gilchrist II of Michigan, County Executive Mark A. Hackel of Macomb County, MI, 127th Wing Command Chief CMS Richard D. Gordon, USAF, and Vice Commander Col. David
J. Spehar, USAF, Michigan Air National Guard Assistant Adjutant General Brig. Gen. Bryan J. Teff, USAF, and United Auto Workers President Shawn Fain. Then, he traveled to Harper Woods, MI, where, at the They Say restaurant, he greeted staff and patrons and met with Black faith leaders. Sens. Deborah A. Stabenow and Gary C. Peters and Rep. Deborah A. Dingell also attended. Later, he traveled to Warren, MI, where, at the UAW Region 1 Union Hall, he greeted volunteers making phone calls ahead of the State's Presidential primary on February 27 and met with union members. UAW President Fain, Gov. Whitmer, Sens. Peters and Stabenow, and Rep. Dingell also attended.
In the evening, at the Simple Palate Restaurant, the President attended a political meeting.
In the evening, the President traveled to Philadelphia, PA. Upon arrival at the Philadelphia International Airport, he traveled to Greenville, DE, where, at his residence, he remained overnight.
During the day, the President had a telephone conversation with President Ursula von der Leyen of the European Commission to discuss the European Union's decision at the European Council to approve 50 billion euros in additional financial support to Ukraine, commend the EU's steadfast support for Ukraine as it continues to defend itself against Russian aggression, and emphasize the critical importance of sustained U.S. support as indispensable to Ukraine's efforts to defend its people, cities, and soldiers in its fight for freedom.
The President announced his intention to nominate Rose E. Jenkins, Adam B. Landy, and Kashi Way to be judges on the U.S. Tax Court.
February 2
In the morning, the President had an intelligence briefing. Later, he and Dr. Biden traveled to Dover Air Force Base, DE. Upon arrival, they were greeted on the tarmac by 436th Airlift Wing Commander Col. William "Chris" McDonald, USAF, and his wife Diana, Command Chief CMS Carolyn A. Russell, USAF, and her husband SMSgt. Leon Russell, Jr., USAF, and Air Force Mortuary Affairs Operations Deputy Commander Lt. Col. Crystal A. Glaster, USAF, and Acting Senior Enlisted Leader SMSgt. Cherie Burns, USAF.
In the afternoon, in the Center for Families of the Fallen at Dover Air Force Base, the President and Dr. Biden met with family members of Sgt. William J. Rivers, USA, Spc. Kennedy
L. Sanders, USA, and Spc. Breonna A. Moffett, USA, who were killed in the drone attack in northeastern Jordan on January 28. Then, they witnessed the dignified transfer of remains. Secretary of Defense Lloyd J. Austin III, Chairman of the Joint Chiefs of Staff Gen. Charles Q. "C.Q." Brown, Jr., USAF, Secretary of the Army Christine E. Wormuth, Army Chief of Staff Randy A. George, Chief of Army Reserve and Army Reserve Command Commanding General Lt. Gen. Jody J. Daniels, and other military officials also attended. Later, they returned to Greenville, DE, where, at their residence, they remained overnight.
The White House announced that the President will travel to Los Angeles, CA, on February 3 and Las Vegas, NV, on February 4 and 5.
The White House announced that the President, Dr. Biden, and Vice President Kamala D. Harris and her husband Douglas C. Emhoff will host a reception for Black History Month at the White House on February 6.
The White House announced that the President will travel to New York City on February 7. The White House announced that the President will travel to Leesburg, VA, on February 8. The White House announced that the President will delivery remarks at the House
Democratic Caucus Issues Conference on February 8.
February 3
In the morning, at the cemetery adjacent to the St. Joseph on the Brandywine Roman Catholic Church, the President and Dr. Biden visited the gravesites of their son Beau and the President's first wife Nelia and his daughter Naomi. Then, they traveled to Wilmington, DE, where, at his reelection campaign headquarters, they and Vice President Kamala D. Harris and her husband Douglas C. Emhoff met with staff members and supporters.
In the afternoon, the President and Dr. Biden traveled to Philadelphia, PA. Upon arrival at Philadelphia International Airport, they traveled to Los Angeles, CA. Later, upon arrival at Los
Angeles International Airport, they were greeted by Sen. Alejandro Padilla, Rep. Maxine M. Waters, and members of their families. Then, the President traveled to Santa Monica, CA. Upon arrival, he traveled to the Bel Air neighborhood of Los Angeles, where, at a private residence, he attended a campaign meeting.
Also in the afternoon, the President had a telephone conversation with President Andrés Manuel López Obrador of Mexico to discuss challenges at the Mexico-U.S. border, express his appreciation for Mexico's assistance in deterring irregular migration while expanding lawful pathways to the U.S., reiterate their shared commitment to countering transnational criminal organizations involved in the illicit trafficking of drugs, guns, and people, and agree to continue close cooperation in improving the lives of U.S. and Mexican citizens and advancing opportunities throughout the Western Hemisphere.
In the evening, the President traveled to the Westwood neighborhood of Los Angeles, where, at the W Los Angeles hotel, he remained overnight.
February 4
In the morning, the President traveled to Ivy Restaurant, where he had lunch with his son R. Hunter Biden and grandson Joseph R. "Beau" Biden IV in celebration of Hunter's birthday and visited with restaurant patrons.
In the afternoon, the President traveled to Las Vegas, NV, where, upon arrival at Harry Reid International Airport, he was greeted by Rep. Susie Lee and Clark County Commission Chairman Richard "Tick" Segerblom. Later, he traveled to Henderson, NV. Then, he traveled to North Las Vegas, NV, arriving in the evening.
In the evening, the President traveled to Las Vegas, where, at the Caesar's Palace Las Vegas Hotel and Casino, he remained overnight.
February 5
In the morning, the President had an intelligence briefing. Then, he traveled to the Las Vegas Chinatown Plaza mall.
In the afternoon, upon arrival at Las Vegas Chinatown Plaza, the President, accompanied by Rep. A. Constadina Titus, visited the No. 1 Boba Tea shop, where he ordered a beverage and chatted with the cashier. Later, he returned to Washington, DC, arriving in the evening.
In the evening, the President had a telephone conversation with Gov. Gavin C. Newsom of California and Mayor Karen R. Bass of Los Angeles, CA, to discuss the storms in California, commit to providing all Federal support requested, and note that Federal Emergency Management Agency Administrator Deanne Bennett Criswell had prestaged resources and personnel in the State to ensure that emergency support is in place.
February 6
In the morning, the President had an intelligence briefing.
In the afternoon, in the East Room, following his remarks at a Black History Month reception, the President and Dr. Biden participated in a photo line with Black elected leaders in attendance for the reception.
The White House announced further details on the President's travel to New York City on February 7.
February 7
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to New York City. In the evening, the President returned to Washington, DC.
During the day, the President was briefed on the crash of a U.S. Marine Corps MH–53E Super Stallion helicopter during a return flight to Marine Corps Air Station Miramar, CA, following a training mission.
The President announced his intention to nominate Sanket J. Bulsara to be a judge on the
U.S. District Court for the Eastern District of New York.
The President announced his intention to nominate Dena Michaela Coggins to be a judge on the U.S. District Court for the Eastern District of California.
The President announced his intention to nominate Eric Schulte and Camela C. Theeler to be judges on the U.S. District Court for the District of South Dakota.
The President announced his intention to nominate John E. Richardson to be a U.S. marshal for the Middle District of Alabama.
February 8
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Leesburg, VA. Later, he returned to Washington, DC, arriving in the evening.
The White House announced that the President and Dr. Biden will welcome King Abdullah II and Queen Rania of Jordan to the White House on February 12.
The President announced his intention to nominate Sarah Baker to be General Counsel at the Department of Transportation.
The President announced his intention to nominate Emily Edenshaw, Margaret FitzPatrick, and Deborah Willis to be members on the National Council on the Humanities.
The President declared a major disaster Michigan and ordered Federal assistance to supplement State and local recovery efforts in the areas affected by severe storms, tornadoes, and flooding from August 24 through 26, 2023.
The President made additional disaster assistance available to the U.S. Virgin Islands by authorizing an increase in the level of Federal funding for Public Assistance projects undertaken in the U.S. Virgin Islands as a result of hurricanes Irma and Maria.
February 9
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to New Castle, DE, arriving in the evening.
In the evening, upon arrival at Delaware Air National Guard Base, the President traveled to Greenville, DE, where, at his residence, he remained overnight.
The President announced the appointment of Willie L. Phillips, Jr., as Chair of the Federal Energy Regulatory Commission.
February 10
In the afternoon, the President traveled to Wilmington, DE, where, at Mrs. Robino's Restaurant, he had lunch with his sister Valerie Biden Owens. Later, he traveled to Greenville,
DE, where he stopped at a Jos. A. Bank men's clothing store. Then, he returned to his residence in Greenville.
Later in the afternoon, at St. Joseph on the Brandywine Roman Catholic Church, the President attended Mass. Then, he returned to his residence, arriving in the evening.
In the evening, the President remained overnight at his residence.
The White House announced that the President will travel to East Palestine, OH, on February 16.
February 11
In the morning, the President had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to reaffirm their shared goal to see Hamas defeated and ensure Israel's security and discuss ongoing efforts to secure the release of remaining hostages held by Hamas. The President emphasized the need to capitalize on progress made in the negotiations to secure the release of all hostages as soon as possible, called for steps to increase the throughput and consistency of humanitarian assistance to Palestinian civilians, and reiterated his view that a military operation in Rafah should not proceed without a plan for ensuring the safety of and support for the more than 1 million people sheltering there.
In the evening, the President and Dr. Biden returned to Washington, DC.
February 12
In the morning, the President had an intelligence briefing. Later, at the Washington Hilton hotel, prior to his remarks at the National Association of Counties Legislative Conference, he participated in a photo line with county officials from across the country and association executive staff.
In the afternoon, on the North Portico, the President and Dr. Biden welcomed King Abdullah II, Queen Rania, and Crown Prince Al Hussein bin Abdullah II of Jordan.
February 13
In the afternoon, in the Private Dining Room, the President and Vice President Kamala D. Harris had lunch. Later, in the Oval Office, they had an intelligence briefing.
In the evening, the President and Dr. Biden had a telephone conversation with Thomas R. Suozzi to congratulate him on winning the special election in New York's third congressional district.
February 14
In the afternoon, in the Private Dining Room, the President had lunch with Secretary of State Antony J. Blinken. Later, in the Oval Office, he and Vice President Kamala D. Harris had an intelligence briefing. He was also briefed on the shooting at the Super Bowl victory parade in Kansas City, MO, and continued to receive updates throughout the day.
In the evening, on the North Lawn, the President and Dr. Biden stepped out to view the Valentine's Day decorations, and the President spoke briefly with reporters.
During the day, the President had a telephone conversation with Secretary of Homeland Security Alejandro N. Mayorkas.
The White House announced further details on the President's travel to East Palestine, OH, on February 16.
February 15
In the morning, the President had an intelligence briefing.
During the day, the President had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to discuss ongoing negotiations to secure the release of the remaining hostages in Hamas captivity, review the situation in Gaza and the urgency of ensuring that humanitarian assistance reached Palestinian civilians, and reiterate his view that a military operation should not proceed in Rafah without a plan for ensuring the safety of and support for civilians.
The White House announced that the President will welcome President Andrzej Duda and Prime Minister Donald Franciszek Tusk of Poland to the White House on March 12.
February 16
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Pittsburgh, PA. Environmental Protection Agency (EPA) Administrator Michael S. Regan and Rep. Christopher R. Deluzio accompanied him. Upon arrival at the Pittsburgh International Airport, he was greeted on the tarmac by Mayor Edward C. Gainey of Pittsburgh, County Executive Sara Innamorato of Allegheny County, PA, and 171st Air Refueling Wing Commander Col. Raymond L. Hyland, Jr., USAF. Then, he traveled to Darlington, PA, where, at the Darlington Township Municipal Complex, he met with first responders to the 2023 train derailment and chemical spill in East Palestine, OH. Administrator Regan and Rep. Deluzio accompanied him.
Later in the afternoon, the President traveled to East Palestine, OH, where, outside Brave Industries, near the site of the 2023 train derailment, he participated in a walking tour and briefing on ongoing response efforts with Mayor Trent Conaway of East Palestine and Administrator Regan. Federal Emergency Management Agency (FEMA) Federal Disaster Recovery Coordinator Jim McPherson, East Palestine Fire Chief Keith Drabick, Columbiana County Emergency Management Agency Director Peggy Clark, EPA Region 5 Administrator Debra Shore, and FEMA Region 5 Administrator Thomas C. Sivak also participated. Later, he and Mayor Conaway traveled to the 1820 House Candle Co., where the President met with shop owner Melissa Smith and Mayor Conaway's family.
In the evening, the President traveled to Pittsburgh. Upon arrival at the Pittsburgh International Airport, he traveled to Rehoboth Beach, DE, where, at his residence, he remained overnight.
The White House announced that the President will travel to Los Angeles, CA, San Francisco, CA, and Los Altos Hills, CA, from February 20 through 22.
The White House announced that the President and Dr. Biden will welcome President William Ruto and First Lady Rachel Ruto of Kenya for a state visit at the White House on May 23.
February 17
In the afternoon, at Henlopen City Oyster House in Rehoboth Beach, DE, the President had lunch with Dr. Biden. Later, they returned to their residence, where they remained overnight.
During the day, the President had a telephone conversation with President Volodymyr Zelenskyy of Ukraine to underscore the U.S. commitment to continue supporting Ukraine ahead of the second anniversary of Russia's invasion, discuss the Ukraine military's earlier withdrawal from Avdiivka due to a shortage of supplies as a result of congressional inaction, emphasize the need for Congress to pass the national security supplemental funding bill to resupply Ukrainian
forces, and reaffirm U.S. support for Ukraine's sovereignty and territorial integrity and commitment to imposing costs on the Russian Government to hold it accountable for its actions.
February 18
The White House announced that the President will travel to Los Angeles, CA, on February 20 and 21.
The White House announced that the President will travel to San Francisco, CA, on February 21 and 22.
February 19
In the morning, the President had an intelligence briefing. Then, he and Dr. Biden returned to Washington, DC.
The White House announced additional details on the President's travel to Los Angeles, San Francisco, and Los Altos Hills, CA, from February 20 through 22.
The President declared a major disaster in California and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe storm and flooding from January 21 through 23.
February 20
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Los Angeles, CA. Upon arrival at Los Angeles International Airport, he was greeted on the tarmac by Rep. Maxine M. Waters and Mayor Karen
R. Bass of Los Angeles. Then, he traveled to Santa Monica, CA. Later, he traveled to Beverly Hills, CA.
In the evening, the President traveled to Los Angeles, where, at his hotel, he remained overnight.
The White House announced that the President will travel to New York City on February 26. The President announced the designation of the following individuals as members of a
Presidential delegation to attend the state funeral of former President Hage G. Geingob of Namibia in Windhoek, Namibia, on February 24 and 25: Debra A. Haaland (head of delegation); Randy Berry; Enoh T. Ebong; Mala Adiga; and Paula Tufro.
The President declared a major disaster in Washington and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by wildfires from August 18 through 25, 2023.
February 21
In the morning, the President had an intelligence briefing. Then, accompanied by Mayor Bass, he traveled to the Baldwin Hills neighborhood of Los Angeles, where, at CJ's Cafe, he ordered a breakfast burrito, posed for photographs, and greeted customers.
In the afternoon, the President traveled to Culver City, CA. Later, he returned to Los Angeles. Then, upon arrival at Los Angeles International Airport, he traveled to San Francisco, CA. Upon arrival at San Francisco International Airport, he was greeted on the tarmac by Reps. Nancy Pelosi and Kevin Mullin and Mayor London N. Breed of San Francisco.
In the evening, the President traveled to the Fairmont San Francisco hotel, where he remained overnight.
The President announced his intention to nominate Nancy L. Maldonado to be a judge on the
U.S. Court of Appeals for the Seventh Circuit.
The President announced his intention to nominate Georgia N. Alexakis to be a judge on the
U.S. District Court for the Northern District of Illinois.
The President announced his intention to nominate Krissa M. Lanham and Angela M. Martinez to be judges on the U.S. District Court for the District of Arizona.
The President announced his intention to nominate Sparkle L. Sooknanan to be a judge on the U.S. District Court for the District of Columbia.
The President announced his intention to nominate Matthew Gannon to be a U.S. attorney for the Northern District of Iowa.
The President announced his intention to nominate David C. Waterman to be a U.S. attorney for the Southern District of Iowa.
February 22
In the morning, at the Fairmont San Francisco hotel, the President had an intelligence briefing. Later, also at the hotel, he met with Yulia and Dasha Navalnaya, wife and daughter, respectively, of Russian opposition leader Alexei Navalny, who died in a Russian prison on February 16. The President shared his condolences for their loss; expressed his admiration for Mr. Navalny's courage and legacy of fighting against corruption and for freedom, democracy, and the rule of law in Russia; emphasized that Mr. Navalny's legacy will endure across Russia and around the world; and affirmed that the U.S. will announce additional sanctions against Russia in response to Mr. Navalny's death and Russia's war in Ukraine.
In the afternoon, the President traveled to Los Altos Hills, CA. Later, he returned to Washington, DC, arriving in the evening.
The President declared a major disaster in North Dakota and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe winter storm and straight-line winds from December 25 through 27, 2023.
February 23
In the afternoon, in the Oval Office, the President and Vice President Kamala D. Harris had an intelligence briefing. Also in the afternoon, he had a telephone conversation with President Emmanuel Macron of France to discuss a range of bilateral and global issues, including Russia's destabilizing actions, support for Ukraine ahead of the 2-year anniversary of Russia's invasion, the need for Congress to pass funding for Ukraine, and developments in the Middle East.
The White House announced that the President will participate in a video conference with leaders of the Group of Seven (G–7) nations and President Volodymyr Zelenskyy of Ukraine on February 24.
The White House announced that the President and Dr. Biden will host Governors and their spouses for a black-tie dinner and entertainment at the White House on February 24.
The White House announced further details on the President's travel to New York City on February 26.
The White House announced that the President will welcome Prime Minister Giorgia Meloni of Italy to the White House on March 1.
The White House announced that the President will travel to Camp David, MD, from March 1 through 3.
The President announced his intention to appoint the following individuals as members of the Advisory Committee for Trade Policy and Negotiations: Mitchell W. Berger; J. Michael Bowman; Amy Bircher Bruyn; Paige Gebhardt Cognetti; Chris James; Omar Khan; Rob Larew; Nimish Patel; and Mark A. Turner.
February 24
In the morning, in the South Court Auditorium of the Dwight D. Eisenhower Executive Office Building, the President participated in video conference call with leaders of the Group of Seven (G–7) nations and President Volodymyr Zelenskyy of Ukraine to discuss continued support for Ukraine and further joint steps to continue holding Russia accountable for its invasion and ongoing military operations in Ukraine.
In the evening, in the East Room, following the black-tie dinner in the State Dining Room, the President and Dr. Biden hosted Governors and their spouses for a performance by musician Trisha Yearwood. Vice President Kamala D. Harris and her husband Douglas C. Emhoff also attended.
During the day, the President joined a campaign organizing call with Gov. Gretchen E. Whitmer of Michigan and Michigan Democratic Party Chair Lavora Barnes. He also recorded radio interviews with Jonathan "Bushman" Dunnings of the "Bushman Show" on WJLB in Detroit, MI, and Paul A. "P.A." Billings of "Afternoon Jamz With P.A." on WUVS in Muskegon, MI, for later broadcast.
The White House announced further details on the President's travel to New York City on February 26.
February 25
The White House announced further details on the President's travel to New York City on February 26.
February 26
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to New York City, where, at the InterContinental New York Barclay hotel, he attended a campaign meeting. Later, at 30 Rockefeller Plaza, he recorded an interview with Seth Meyers of NBC's "Late Night With Seth Meyers" program for later broadcast. Following the interview, at the Van Leeuwen ice cream parlor, the President bought ice cream for himself and Mr. Meyers and visited with staff and customers.
In the evening, the President returned to Washington, DC.
The White House announced that the President will travel to Brownsville, TX, on February
29.
The White House announced that the President and Dr. Biden will host the White House
Easter Egg Roll on the South Lawn on April 1.
February 27
In the afternoon, in the Oval Office, following his meeting with Vice President Kamala D. Harris and congressional leaders, the President met separately with Speaker of the House of Representatives J. Michael Johnson. Later, in the Private Dining Room, he and Vice President Harris had lunch. Then, in the Oval Office, they had an intelligence briefing.
The White House announced further details on the President's travel to Brownsville, TX, on February 29.
The President declared a major disaster in New Hampshire and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe storm and flooding from December 17 through 21, 2023.
February 28
In the morning, the President had an intelligence briefing. Later, he traveled to Bethesda, MD, where, at Walter Reed National Military Medical Center, he completed his annual physical exam. Later, he returned to Washington, DC, arriving in the afternoon.
During the day, the President was briefed on the wildfires impacting the panhandle area of Texas and Oklahoma and continued to receive updates throughout the day.
The White House announced further details on the President's travel to Brownsville, TX, on February 29.
February 29
In the morning, the President had an intelligence briefing. Later, he traveled to Brownsville, TX, arriving in the afternoon. He was also briefed on the incident in northern Gaza during a humanitarian aid delivery that resulted in the loss of civilian lives.
In the afternoon, upon arrival at the Brownsville South Padre Island International Airport, the President was greeted on the tarmac by Mayor John Cowen, Jr., of Brownsville, County Judge Eddie Treviño of Cameron County, TX, and Lorena Saenz Gonzalez, wife of Rep. Vincente Gonzalez. Then, he traveled to a section of the U.S.-Mexico border, where he toured a border fence and greeted U.S. Customs and Border Protection (CBP) agents. Secretary of Homeland Security Alejandro N. Mayorkas, Rep. Gonzalez, Mayor Cowen, Judge Treviño, CBP Acting Deputy Commissioner Peter Flores, and U.S. Border Patrol Chief Jason D. Owens and Rio Grande Valley Sector Chief Patrol Agent Gloria I. Chavez also participated. Then, he and Chief Owens traveled to Olmito, TX, where, at the Border Patrol Brownsville Station, the President received an operational briefing on U.S. border security from U.S. Citizenship and Immigration Services, U.S. Immigration and Customs Enforcement, and CBP officials. Following his remarks at the Brownsville Station, the President participated in a photo line with State and local elected leaders and other stakeholders. Later, he returned to Washington, DC, arriving in the evening.
During the day, the President had separate telephone conversations with Amir Tamim bin Hamad Al-Thani of Qatar and President Abdelfattah Said Elsisi of Egypt to discuss diplomatic efforts to secure the immediate release of hostages held by Hamas in Gaza, Palestinian Territories, underscoring that the release of hostages would result in an immediate and sustained cease-fire in Gaza over a period of at least 6 weeks, review plans to surge humanitarian assistance into Gaza and how a cease-fire would further help enable those efforts and ensure that assistance reached civilians in need throughout Gaza, and note the alarming loss of civilian lives that occurred in northern Gaza earlier that day during an aid delivery.
The President announced his intention to nominate Martin J. Walsh to be a Governor of the
U.S. Postal Service.
The President announced his intention to nominate Judy W. Chang, David Rosner, and Lindsay S. See to be Commissioners on the Federal Energy Regulatory Commission.
The President announced his intention to nominate Dana L. Banks to be a U.S. Director of the African Development Bank.
The President announced his intention to nominate Elizabeth K. Horst to be Ambassador to Sri Lanka.
The President announced his intention to nominate Joshua M. Harris to be Ambassador to Algeria.
The President announced his intention to nominate Troy Fitrell to be Ambassador to Seychelles.
The President announced his intention to nominate Mary E. Daschbach to be Ambassador to Togo.
March 1
In the morning, the President had an intelligence briefing.
In the evening, the President traveled to Camp David, MD. His granddaughter Maisy accompanied him.
The White House announced that the President will convene a meeting with the White House Competition Council on March 5.
The White House announced that the President and Dr. Biden will travel to Philadelphia, PA, on March 8.
The White House announced that the President and Dr. Biden will travel to Wilmington, DE, from March 8 through 10.
The White House announced that the President and Dr. Biden will travel to the Atlanta, GA, area on March 9.
March 2
The President declared a major disaster in Vermont and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe storm and flooding on December 18 and 19, 2023.
March 3
The White House announced additional details on the President and Dr. Biden's travel to the Philadelphia, PA, area on March 8.
The White House announced additional details on the President and Dr. Biden's travel to the Atlanta, GA, area on March 9.
March 4
In the morning, the President had an intelligence briefing.
During the day, the President recorded separate radio interviews with DeDe McGuire of the nationally syndicated "DeDe in the Morning" program and Jessica "Ms. Jessica" Williams of the "Afternoon Vibes" program on WPEG/Power 98 in Charlotte, NC, for later broadcast.
March 5
In the morning, the President had an intelligence briefing. Later, he returned to Washington, DC, arriving in the afternoon.
In the afternoon, the President had a telephone conversation with the Business Roundtable.
The White House announced that the President will welcome Prime Minister Leo Varadkar of Ireland to the White House on March 15 and 17.
March 6
In the morning, the President had an intelligence briefing.
During the day, the President worked with senior staff to prepare for his State of the Union Address on March 7.
The White House announced further details on the President's travel to Philadelphia, PA, on March 8.
March 7
In the morning, the President had an intelligence briefing.
During the day, the President worked with senior staff to prepare for his State of the Union Address.
In the evening, upon arrival at the U.S. Capitol, the President and Dr. Biden were greeted by House Sergeant at Arms William P. McFarland, Senate Sergeant at Arms Lt. Gen. Karen Gibson, USA, and Acting Architect of the Capitol and Chief of Operations Joseph R. DiPietro. Then, prior to delivering his State of the Union Address, the President participated in a photo line with Members of Congress.
The White House announced further details on the President's travel to Atlanta, GA, on March 9.
The President announced the designation of the following individuals as members of the delegation for the Presidential Trade and Investment Mission to the Philippines on March 11 and 12: Gina Raimondo (head of delegation); Steven Brown; Sapna Chadha; Narsingh Chaudhary; Chris Clark; Mark Ein; Charlie Ergen; Kimberly Getgen; Brett Hart; Laura Lane; David Luboff; Thomas L. Marquis; Scott McHugo; Sara Murphy; Ted Osius; Anne-Marie Padgett; Allan Pineda; Kawal Preet; Shamina Singh; Mary Snapp; Eric Starr; and Francesco Venneri.
March 8
In the morning, the President had an intelligence briefing.
In the afternoon, the President and Dr. Biden traveled to Philadelphia, PA. Upon arrival at the Philadelphia International Airport, they were greeted on the tarmac by former Rep. Robert A. Brady. Then, they traveled to Rose Valley, PA, where, at the home of Jack Cunicelli, they visited with Mr. Cunicelli and his brother David, owners of 320 Market Cafe, and their families. Then, they traveled to Philadelphia, PA.
In the evening, the President and Dr. Biden traveled to Greenville, DE, where, at their residence, they remained overnight.
The White House announced that the President will travel to Manchester, NH, on March 11. The White House announced that the President will travel to Milwaukee, WI, and Saginaw,
MI, on March 13 and 14.
The President announced his intention to appoint Denise Grant and Lynn Tincher-Ladner as members of the J. William Fulbright Foreign Scholarship Board.
The President announced his intention to appoint the following individuals as members of the U.S. Holocaust Memorial Council: Marsha Borin; David Cicilline; Paul R. Fine; Susan E. Lowenberg; Judith Schocken; Cynthia Simon Skjodt; Samantha Vinograd; and Mark Wilf.
March 9
In the morning, the President and Dr. Biden traveled to Philadelphia, PA. Upon arrival at the Philadelphia International Airport, they traveled to Atlanta, GA, arriving in the afternoon. He also
signed H.R. 4366, the Consolidated Appropriations Act, 2024, which was assigned Public Law No. 118–42.
In the afternoon, upon arrival at the Atlanta Hartsfield-Jackson International Airport, the President and Dr. Biden were greeted on the tarmac by Rep. Henry C. Johnson, Jr., and his wife, Commissioner Mereda Davis Johnson of DeKalb County, GA, Rep. Lucia K. McBath, and Mayor Andre Dickens of Atlanta. Then, at the Gathering Spot event space, they met minority small- business leaders and the President recorded an interview with Jonathan Capehart of MSNBC's "Saturday Show With Jonathan Capehart" program for later broadcast. Later, at the Pullman Yards arts and entertainment venue, the President and Dr. Biden participated in a virtual national organizing call for the Democratic National Committee.
In the evening, the President and Dr. Biden returned to Greenville, DE, where, at their residence, they remained overnight.
The White House announced further details on the President's travel to Manchester, NH, on March 11.
March 10
The White House announced that the President will return to Washington, DC, on March 11. The White House announced further details on the President's travel to Manchester, NH, on
March 11.
The White House announced further details on the President's travel to Milwaukee, WI, on March 13 and Saginaw, MI, on March 14.
March 11
In the morning, the President had an intelligence briefing. Later, he returned to Washington, DC. Then, at the Marriott Marquis Washington, DC, hotel, prior to his remarks at the National League of Cities Congressional City Conference, he participated in a photo line with mayors, city council members, and league executives.
In the afternoon, the President traveled to Manchester, NH. Upon arrival at the Manchester- Boston Regional Airport, he was greeted on the tarmac by Sen. Maggie Wood Hassan, Rep.
Christopher C. Pappas, Mayor Jay Ruais of Manchester, and William H. Shaheen, husband of Sen. C. Jeanne Shaheen, and their daughter Stefany. Then, he traveled to Goffstown, NH. Later, he returned to Washington, DC, arriving in the evening.
The White House announced that the President will welcome Prime Minister Petr Fiala of Czechia to the White House on April 15.
The President announced the designation of Deputy Secretary of Housing and Urban Development Adrianne Todman as Acting Secretary.
March 12
In the morning, the President had an intelligence briefing.
In the afternoon, at the headquarters of the International Brotherhood of Teamsters labor union, the President participated in a campaign meeting.
The White House announced further details on the President's travel to Milwaukee, WI, on March 13 and Saginaw, MI, on March 14.
The White House announced that the President and Vice President Kamala D. Harris will travel to North Carolina on March 26.
March 13
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Milwaukee, WI, accompanied by Rep.
Gwendolynne S. Moore. Upon arrival at the Milwaukee Mitchell International Airport, he was greeted on the tarmac by Gov. Anthony S. Evers of Wisconsin, Mayor Cavalier Johnson of Milwaukee, County Executive David Crowley of Milwaukee County, WI, 128th Air Refueling Wing Commander Col. Charles C. Merkel, USAF, and Wisconsin Army National Guard State Command Sergeant Major CSM Curtis P. Patrouille, USA. Then, at the Pieper-Hillside Boys and Girls Club, he participated in a photo line with State and local officials. Later, at the Biden for President campaign's Wisconsin headquarters in the former Blatz brewery building, he greeted campaign staff and, following his remarks, recorded separate interviews with Vanessa Tyler of Black Information Network and Michelle Bryant of WNOV 860 in Milwaukee for later broadcast. He also met with 9-year-old Harry Abramson, who had written him a letter about his experience living with a stutter, and his family.
In the evening, at the Pfister Hotel, the President remained overnight.
The White House announced further details on the President's travel to Saginaw, MI, on March 14.
March 14
In the morning, the President had an intelligence briefing. Later, he traveled to Freeland, MI, arriving in the afternoon.
In the afternoon, upon arrival at the MBS International Airport, the President was greeted on the tarmac by Rep. Daniel T. Kildee of Michigan and Mayor Brenda F. Moore of Saginaw, MI. Then, he traveled to Saginaw, where, at the residence of City Councilman Bill Ostash, he attended a campaign organizing meeting and made remarks. Rep. Kildee and Mayor Moore also attended. Later, at Pleasant View Golf Course, he met with Saginaw resident Hurley Coleman III and his son Hurley "H.J." Coleman IV.
In the evening, the President returned to Washington, DC, arriving in the evening.
During the day, the President had a telephone conversation with United Steelworkers (USW) International President David McCall to reiterate that he has the steel workers back.
The White House announced that the President will travel to Reno and Las Vegas, NV, on March 18 and 19 and Phoenix, AZ, on March 19 and 20.
The President announced his intention to nominate Jennifer L. Homendy to be a member of the National Transportation Safety Board and, upon confirmation, designate her Chair.
The President announced his intention to nominate Kelly Adams-Smith to be Ambassador to Moldova.
The President announced his intention to nominate Jeremey Neitzke to be Ambassador to Lesotho.
The President announced his intention to nominate Peter W. Lord to be Ambassador to Senegal and to serve concurrently and without additional compensation as the Ambassador to Guinea-Bissau.
March 15
In the morning, the President had an intelligence briefing.
In the afternoon, upon arrival at the U.S. Capitol, the President was greeted by Prime Minister Leo Varadkar of Ireland, Speaker of the House of Representatives J. Michael Johnson, Reps. Richard E. Neal and George J. "Mike" Kelly, Jr., and House Sergeant at Arms William P. McFarland.
The White House announced that the President and Vice President Kamala D. Harris and her husband Douglas C. Emhoff will attend the Gridiron Club and Foundation Dinner on March 16.
The White House announced that the President will host Catholic leaders for a St. Patrick's Day brunch at the White House on March 17.
The White House announced that the President will host a St. Patrick's Day celebration at the White House on March 17.
The White House announced that the President and Dr. Biden will host a Women's History Month reception at the White House on March 18.
The President declared a major disaster for the Wrangell Cooperative Association and ordered Federal aid to supplement Tribal efforts in the areas affected by a severe storm, landslides, and mudslides on November 20, 2023.
March 17
The White House announced further details on the President's travel to Reno and Las Vegas, NV, on March 18 and 19 and Phoenix, AZ, on March 19 and 20.
The White House announced that the President will travel to Dallas and Houston, TX, on March 20 and 21.
The White House announced that the President will travel to Wilmington, DE, on March 22.
March 18
In the morning, the President had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to discuss ongoing hostage negotiations taking place in Qatar and the humanitarian crisis in Gaza, Palestinian Territories, with the President stressing the urgent need to significantly increase the flow of lifesaving aid reaching those in need throughout Gaza and reiterating his concerns about the prospect of Israel conducting a major ground operation in Rafah in its effort to defeat Hamas.
In the afternoon, in the Oval Office, the President and Vice President Kamala D. Harris had an intelligence briefing.
During the day, the President recorded separate interviews with Alex Lucas of Nueva Network's and El Bueno's "El Genio Lucas" radio program and Raul Molinar of Univision Radio's "El Bueno, La Mala, y El Feo" program for later broadcast.
The White House announced further details on the President's travel to Las Vegas, NV, on March 19.
The White House announced further details on the President's travel to Phoenix, AZ, on March 19.
The White House announced that the President will welcome President Ferdinand R. "Bongbong" Marcos, Jr., of the Philippines and Prime Minister Fumio Kishida of Japan to the White House on April 11.
March 19
In the morning, the President had an intelligence briefing. Then, he traveled to Reno, NV. Upon arrival at the Reno-Tahoe International Airport, he was greeted on the tarmac by Mayor Hillary L. Schieve of Reno, NV, Board of County Commissioners Chair Alexis Hill of Washoe County, NV, and 152d Airlift Wing Commander Col. Catherine M. Grush, USAF, and Command Chief CMS Jeffrey D. Linton, USAF.
In the afternoon, the President traveled to Las Vegas, NV. Upon arrival at the Harry Reid International Airport, he was greeted on the tarmac by Reps. A. Constadina Titus and Steven A. Horsford. Then, at the Stupak Community Center, prior to delivering remarks, he participated in a photo line with Reps. Titus, Horsford, and Suzanne K. Lee, Nevada Attorney General Aaron D. Ford, and Chairman of the Board of Commissioners Richard "Tick" Segerblom of Clark County, NV. He also met with Las Vegas resident Latreca Pryor and her daughter Ikina, who thanked him for passage of the American Rescue Plan, which helped them purchase their first home.
Later in the afternoon, at Harry Reid International Airport, the President greeted a group of law enforcement officers and posed for photographs. Then, he traveled to Phoenix, AZ. Upon arrival at Phoenix Sky Harbor International Airport, he was greeted by Gov. Stephen Roe Lewis of the Gila River Indian Community and Chairman Robert Miguel of the Ak-Chin Indian Community. Later, he traveled to Scottsdale, AZ, arriving in the evening. .
In the evening, at the Fairmont Scottsdale Princess hotel, the President remained overnight. The White House announced further details on the President's travel to Dallas, TX, on March
20.
The White House announced further details on the President's travel to Houston, TX, on
March 21.
March 20
In the morning, the President had an intelligence briefing. Then, he traveled to Chandler, AZ, where, at the Intel Corp. Ocotillo Campus, he toured the facility with Secretary of Commerce Gina M. Raimondo, Rep. Gregory J. Stanton, Mayor Kevin Hartke of Chandler, Mayor Kate Gallego of Phoenix, AZ, Chief Executive Officer Patrick Gelsinger, Factory Manager Hugh Green, Manufacturing Technician Michelle Blackwell, and Arizona Building and Construction Trades Council President Aaron Butler and participated in a photo line with State, local, and Tribal leaders. Secretary Raimondo also participated.
In the afternoon, at the Intel Ocotillo Campus, the President recorded a second interview with Univision for later broadcast. Then, he traveled to Phoenix, AZ. Upon arrival at the Phoenix Sky Harbor International Airport, he traveled to Dallas, TX. Upon arrival at the Dallas-Fort Worth International Airport, he was greeted on the tarmac by Dallas County Judge Clay L. Jenkins.
In the evening, at the Fairmont Dallas hotel, the President remained overnight.
The White House announced that the President will travel to New York City on March 28 and 29.
The President announced his intention to nominate Kevin G. Ritz to be a judge on the U.S. Court of Appeals for the Sixth Circuit.
The President announced his intention to nominate Brian E. Murphy to be a judge on the
U.S. District Court for the District of Massachusetts.
The President announced his intention to nominate Rebecca L. Pennell to be a judge on the
U.S. District Court for the Eastern District of Washington.
The President announced his intention to nominate Detra Shaw-Wilder to be a judge on the
U.S. District Court for the Southern District of Florida.
The President announced his intention to nominate Jeannette Vargas to be a judge on the
U.S. District Court for the Southern District of New York.
The President announced his intention to nominate Rahkel Bouchet and John C. Truong to be judges on the District of Columbia Superior Court.
The President announced his intention to nominate Bobby Jack Woods to be a U.S. marshal for the Eastern District of Kentucky.
The President declared a major disaster in Rhode Island and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe storm and flooding from December 17 through 19, 2023.
The President declared a major disaster in Maine and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms and flooding from January 9 through 13.
The President declared a major disaster in of Rhode Island and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms and flooding from January 9 through 13.
March 21
In the morning, the President traveled to Houston, TX. Upon arrival at Ellington Air Force Base, he was greeted by Mayor John Whitmire of Houston and Harris County Judge Lina Hidalgo.
In the afternoon, the President returned to Washington, DC, arriving in the evening.
The White House announced that the President will welcome Prime Minister Mohammed Shia al-Sudani of Iraq to the White House on April 15.
The President announced his intention to nominate Michael Sulmeyer to be Assistant Secretary of Defense for Cyber Policy at the Department of Defense.
The President announced his intention to nominate Christopher T. Hanson to be a member and Chair of the Nuclear Regulatory Commission.
March 22
In the morning, the President had an intelligence briefing.
In the afternoon, In the afternoon, the President traveled to New Castle, DE, arriving in the evening.
In the evening, upon arrival at Delaware Air National Guard Base, the President traveled to Greenville, DE, where, at his residence, he remained overnight.
During the day, the President had a telephone conversation with President-elect Prabowo Subianto of Indonesia to congratulate him on his election victory, commend the U.S. and Indonesia for celebrating 75 years of diplomatic relations grounded in shared values of democracy and pluralism, and pledge to expand cooperation with Indonesia under the U.S.- Indonesia Comprehensive Strategic Partnership and Indo-Pacific Economic Framework and work together toward a free, open, prosperous, and secure Indo-Pacific.
Also during the day, in the Old Family Dining Room, the President recorded a video message with former President Barack Obama and former Speaker of the House of
Representatives Nancy Pelosi marking the anniversary of the Patient Protection and Affordable Care Act to be released on March 23 as a part of the Biden-Harris National Health Care Day of Action campaign organizing call.
The President announced his intention to appoint the following individuals as members of the National Infrastructure Advisory Council: Mark A. Milley; Martin L. Adams; David J. Grain; and Kurt A. Summers, Jr.
The President announced his intention to appoint the following individuals as members of the National Security Education Board: Gina Kay Abercrombie-Winstanley; Karl W. Eikenberry;
M. Osman Siddique; Rory M. Brosius; Jeffrey L. Bleich; and Patrick Mendis.
March 23
In the evening, following Mass at the St. Joseph on the Brandywine Roman Catholic Church and dinner at the home of his sister Valerie Biden Owens, the President traveled to Wilmington, DE, where, at the Piccolina Toscana restaurant, he visited with his reelection campaign leadership, which had gathered for a weekend retreat. Later, he returned to Greenville, DE, where, at his residence, he remained overnight.
March 24
In the afternoon, the President returned to Washington, DC.
The White House announced further details on the President's travel to Raleigh, NC, on March 26.
The White House announced further details on the President's travel to New York City, on March 28 and 29.
The White House announced that the President and Dr. Biden will travel to Camp David, MD, on March 29.
March 25
In the morning, in the Oval Office, the President and Vice President Kamala D. Harris had an intelligence briefing.
In the afternoon, in the Private Dining Room, the President and Vice President Harris had lunch. Later, he met with President Cesar Bernardo Arevalo de Leon of Guatemala to congratulate him on his Inauguration in January, reiterate the U.S. commitment to a strong bilateral partnership, discuss good governance, effective migration management, the importance of upholding democracy, and other issues of mutual interest, thank President Arevalo for his leadership in hosting the next Los Angeles Declaration for Protection and Migration summit planned for later this spring, and emphasize the importance of continuing to advance the U.S. strategy for addressing the root causes of migration in Central America.
During the day, the President had a telephone conversation with Prime Minister Leo Varadkar of Ireland to recognize his 7 years of leadership, reflect on Ireland-U.S. cooperation over the years on shared priorities, note recent progress in Northern Ireland with the restoration of its Executive and Assembly, reaffirming the critical role these institutions play in preserving the gains of the Belfast/Good Friday Agreement, and convey U.S. enthusiasm for continuing to advance bilateral relations under the next Prime Minister.
The White House announced further details on the President's travel to Raleigh, NC, on March 26.
March 26
In the morning, the President was briefed on the collapse of the Francis Scott Key Bridge in Baltimore, MD, and the ongoing search-and-rescue efforts. Later, he had an intelligence briefing.
Also in the morning, the President met with senior staff to discuss the ongoing response to the collapse of the Francis Scott Key Bridge in Baltimore and directed his team to ensure all Federal resources be made available to assist in the ongoing search-and-rescue efforts and response to this incident. He continued to receive updates from his team throughout the day.
In the afternoon, the President traveled to Morrisville, NC. Gov. Roy A. Cooper III accompanied him. Upon arrival at the Raleigh-Durham International Airport, he was greeted by Mayor T.J. Cawley of Morrisville, and Mayor Leonardo Williams of Durham, NC. Then, he traveled to Raleigh, NC, where, at the John Chavis Community Center, he and Vice President Kamala D. Harris participated in a photo line with State and local elected leaders.
In the evening, the President returned to Washington, DC.
During the day, the President had separate telephone conversations with Secretary of Transportation Peter P.M. Buttigieg, Gov. Westley W.O. "Wes" Moore of Maryland, Sens. Benjamin L. Cardin and Christopher Van Hollen, Jr., Rep. Kweisi Mfume, Mayor Brandon M. Scott of Baltimore, and County Executive John Olszewski, Jr., of Baltimore County, MD, to discuss the ongoing Federal, State, and local response to the collapse of the Francis Scott Key Bridge in Baltimore.
The White House announced that the President and Dr. Biden will host the annual White House Easter Egg Roll on April 1.
March 27
In the morning, the President had an intelligence briefing.
In the afternoon, in the Oval Office, the President met with Secretary of Transportation Peter
P.M. Buttigieg and U.S. Coast Guard Deputy Commandant for Operations Vice Adm. Peter W. Gautier, USCG, and had separate telephone conversations with U.S. Army Corps of Engineers Commanding General Lt. Gen. Scott A. Spellmon, USA, and Gov. Westley W.O. "Wes" Moore of Maryland to discuss the coordinated Federal, State, and local response to the collapse of the Francis Scott Key Bridge in Baltimore, MD.
The White House announced further details on the President's travel to New York City, on March 28.
March 28
In the morning, the President had an intelligence briefing. Later, he traveled to New York City, arriving in the afternoon. Former President Barack Obama accompanied him. He also had a telephone conversation with Mayor Eric Adams of New York City to express his condolences for the death of New York City Police Ofc. Jonathan Diller, who was killed during a traffic stop on March 25, and offer Mayor Adams and the New York Police Department his support in the wake of the tragedy.
Also in the morning, the President had a telephone conversation with Hadassah Lieberman, wife of former Sen. Joseph I. Lieberman, to offer his condolences on the death of her husband on March 27.
In the afternoon, upon arrival at John F. Kennedy International Airport, the President traveled to the JW Marriott Essex House New York hotel, where he recorded an interview with Jason Bateman, Sean Hayes, and Will Arnett for their SmartLess podcast for later release. Former Presidents Obama and William J. Clinton also participated.
Later, the President and former Presidents Obama and Clinton traveled to Radio City Music Hall, where they participated in a photo line with Senate Majority Leader Charles E. Schumer, House Minority Leader Hakeem S. Jeffries, and Reps. Jerrold L. Nadler, Gregory W. Meeks, and Adriano D. Espaillat.
In the evening, the President returned to the Essex House hotel hotel, where he remained overnight.
March 29
In the morning, the President had an intelligence briefing. Later, he traveled to the InterContinental New York Barclay hotel.
In the afternoon, the President and Dr. Biden traveled to Camp David, MD, where they remained overnight. Their daughter Ashley, son Hunter, daughter-in-law Melissa Cohen, and grandson Beau accompanied them.
March 31
In the afternoon, the President and Dr. Biden returned to Washington, DC, arriving in the evening.
The White House announced that the President will travel to Wilmington, DE, on April 5 through 7.
April 1
In the morning, the President had an intelligence briefing. Then, he and Dr. Biden participated in an interview with Al Roker, NBC weather anchor and "Today" program cohost. Later, on the South Lawn, they participated in White House Easter Egg Roll activities.
During the day, the President had separate telephone conversations with Acting Secretary of Labor Julie A. Su and International Longshoremen's Association International President Harold J. Daggett to discuss recovery efforts following the collapse of the Francis Scott Key Bridge in Baltimore, MD.
The White House announced that the President will travel to Baltimore, MD, on April 5.
April 2
In the morning, the President had an intelligence briefing. Also in the morning, he had a telephone conversation with President Xi Jinping of China to discuss a range of bilateral, regional, and global issues, including counternarcotics cooperation, ongoing military-to-military communication, efforts to address AI-related risks and climate change, and people-to-people exchanges. President Biden emphasized the importance of maintaining peace and stability across the Taiwan Strait and the rule of law and freedom of navigation in the South China Sea, raised concerns over China's support for Russia's defense industrial base and its impact on European and transatlantic security, reiterated the U.S. commitment to the complete denuclearization of the Korean Peninsula, raised continued concerns about China's unfair trade policies and nonmarket economic practices, and emphasized that the U.S. will continue to take necessary actions to prevent advanced U.S. technologies from being used to undermine our national security, without unduly limiting trade and investment. The two leaders welcomed ongoing efforts to maintain open channels of communication and responsibly manage the relationship through high-level diplomacy and working-level consultations, including during upcoming visits to China by Secretary of the Treasury Janet L. Yellen and Secretary of State Antony J. Blinken.
During the day, the President had a telephone conversation with José Ramón Andrés Puerta, chair emeritus, Think Food Group, in his capacity as founder and chief feeding officer of World
Central Kitchen (WCK), a provider of food services to people experiencing humanitarian, climate, and community crises. The President expressed his condolences for the seven WCK aid workers killed in Israeli airstrikes while providing food assistance in Gaza, Palestinian Territories, recognized the contributions of the WCK to the people of Gaza and around the world, and conveyed his intention to make clear to Israel that humanitarian aid workers must be protected.
In the evening, the President met with Muslim community leaders to discuss issues of importance to the community, including the situation in Gaza, Palestinian Territories. Then, he hosted a breaking-of-the-fast prayer and iftar dinner with Muslim senior administration officials. Vice President Kamala D. Harris and senior members of his national security team also attended.
The White House announced that the President will travel to Madison, WI, and Chicago, IL, on April 8.
April 3
In the morning, the President had an intelligence briefing.
In the afternoon, the President recorded an interview with Enrique Acevedo of Univision for later broadcast.
The President announced the designation of the following individuals as members of a Presidential delegation to attend Kwibuka 30, the 30th anniversary commemoration of the 1994 genocide in Kigali, Rwanda, on April 7: William J. Clinton (head of delegation); Eric Kneedler; Mary C. Phee; Casey Redmon; and Monde Muyangwa.
April 4
In the morning, the President had an intelligence briefing.
In the afternoon, in the East Room, prior to a Greek Independence Day reception, the President participated in a photo line with U.S. Ambassador to Greece George J. Tsunis, Greece's Ambassador to the U.S. Katerina Nassika, Cyprus's Ambassador to the U.S. Evangelos Savva, Lt. Gov. Eleni Kounalakis of California, Rep. Douglas L. Lamborn, and Delaware State Rep. Spiros Mantzavinos. He also had a telephone conversation with Alexander Karloutsos, former vicar general of the Greek Orthodox Archdiocese of America, to wish him a happy birthday.
During the day, the President had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to discuss the situation in Gaza. The President emphasized that the strikes on humanitarian workers and the overall humanitarian situation are unacceptable, made clear the need for Israel to announce and implement a series of specific, concrete, and measurable steps to address civilian harm, humanitarian suffering, and the safety of aid workers, emphasized that U.S. policy with respect to Gaza will be determined by our assessment of Israel's immediate action on these steps, underscored that an immediate cease-fire is essential to stabilize and improve the humanitarian situation and protect innocent civilians, and urged Prime Minister Netanyahu to empower his negotiators to conclude a deal without delay to bring the hostages home. The two leaders also discussed public Iranian threats against Israel and the Israeli people, with the President making clear that the U.S. strongly supports Israel in the face of those threats.
The White House announced further details on the President's travel to Baltimore, MD, on April 5.
The White House announced that the President and Dr. Biden will welcome Prime Minister Fumio Kishida of Japan and his wife Yuko Kishida for a state visit to the U.S., including a state dinner at the White House, on April 10.
April 5
In the morning, the President had an intelligence briefing. Then, he was briefed on the earthquake affecting the northeastern U.S. Later, he had a telephone conversation with Gov. Philip D. Murphy of New Jersey to discuss the earthquake and offer Federal assistance in the recovery effort.
In the afternoon, the President traveled to Middle River, MD, accompanied by Gov. Westley
W.O. "Wes" Moore of Maryland, White House Deputy Chief of Staff Natalie H. Quillian, Commandant of the U.S. Coast Guard Adm. Linda L. Fagan (USCG), and Chief of Engineers and Commanding General of the U.S. Army Corps of Engineers Lt. Gen. Scott A. Spellmon. While en route aboard Marine One, they took an aerial tour of the collapsed Francis Scott Key Bridge. Then, upon arrival at Martin State Airport in Middle River, he traveled to Dundalk, MD, where, at the Maryland Transportation Authority (MDTA) Police Headquarters, he was briefed by Federal, State, and local officials on bridge recovery efforts. Later, also at MDTA Police Headquarters, he met with the families of Alejandro Hernandez Fuentes, Dorlian Ronial Castillo Cabrera, Miguel Luna, Jose Mynor Lopez, Carlos Hernández, and Maynor Yassir Suazo Sandoval, immigrant construction workers who were killed in the collapse of the bridge.
Later in the afternoon, the President traveled to New Castle, DE. Upon arrival at Delaware Air National Guard Base, he traveled to his residence.
In the evening, the President arrived at his residence in New Castle, where he remained overnight.
The White House announced further details on the President's travel to Madison, WI, and Chicago, IL, on April 8.
The White House announced that the President will travel to Rehoboth Beach, DE, on April 12 and 13.
April 6
The White House announced further details on the President's travel to Madison, WI, on April 8.
The President declared a major disaster in Alaska and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe storm, flooding, and landslides on November 20, 2023.
April 7
In the evening, the President had a telephone conversation with Dawn Staley, head coach of the University of South Carolina women's basketball team, to congratulate her on the team's National Collegiate Athletic Association championship victory against the University of Iowa.
The White House announced further details on the President's travel to Chicago, IL, on April
8.
The White House announced further details on the visit of Prime Minister Fumio Kishida
and First Lady Yuko Kishida of Japan to the White House on April 10 and April 11.
The White House announced further details on the visit of President Ferdinand R. "Bongbong" Marcos, Jr., of the Philippines to the White House on April 11.
The White House announced further details on the President's travel to Rehoboth Beach, DE, on April 12 and 13.
April 8
In the morning, at his residence in Greenville, DE, the President had an intelligence briefing. Later, he traveled to Philadelphia, PA. Upon arrival at the Philadelphia International Airport, he traveled to Madison, WI, arriving in the afternoon.
In the afternoon, upon arrival at the Dane County Regional Airport, the President was greeted on the tarmac by Gov. Anthony S. Evers of Wisconsin, Rep. Mark Pocan, Mayor Satya Rhodes-Conway of Madison, County Executive Joe Parisi of Dane County, WI, and Wisconsin Air National Guard 115th Fighter Wing Commander Col. Bart T. Van Roo, USAF. Then, upon arrival at Madison College, he participated in a photo line with Gov. Evers, Rep. Pocan, Wisconsin Secretary of State Sarah Godlewski, State Senate Minority Leader Dianne Hesselbein, Mayor Rhodes-Conway, and Ho-Chunk Nation District 3 Rep. Lambert Cleveland, Jr. Later, he traveled to Chicago, IL. Upon arrival at the Soldier Field landing zone, he was greeted on the tarmac by Rep. Danny K. Davis, Mayor Brandon Johnson of Chicago, and County Board President Toni L. Preckwinkle of Cook County, IL. Then, at the Drake hotel, he attended a campaign meeting.
In the evening, the President returned to Washington, DC.
April 9
In the morning, the President had an intelligence briefing.
In the afternoon, at Union Station, the President participated in a photo line with Reps. Rosa
L. DeLauro and Deborah A. Dingell and, prior to his remarks on the care economy, met with Rachael King, wife, and Carl Barkan, son, of health care activist Ady Barkan, who died from complications associated with ALS on November 1, 2023.
In the evening, on the South Portico, the President and Dr. Biden welcomed Prime Minister Fumio Kishida and First Lady Yuko Kishida of Japan, posed for photographs, and participated in a guestbook signing and official gift exchange. Then, at BlackSalt Fish Market and Restaurant, they had dinner with Prime Minister and Mrs. Kishida.
During the day, the President had a telephone conversation with Dan Hurley, head coach of the University of Connecticut men's basketball team, to congratulate him on the team's National Collegiate Athletic Association championship victory against Purdue University.
April 10
In the morning, the President had an intelligence briefing.
In the evening, on the North Portico, the President and Dr. Biden welcomed Prime Minister Fumio Kishida and First Lady Yuko Kishida of Japan for a state dinner in the East Room, posed for photographs on the Grand Staircase, and participated in a private reception in the Blue Room. Later, in the State Dining Room, they hosted Prime Minister and Mrs. Kishida for an entertainment reception featuring a performance by musician Paul Simon.
April 11
In the morning, the President had an intelligence briefing.
In the afternoon, the President met with President Ferdinand R. "Bongbong" Marcos, Jr., of the Philippines to discuss Philippines-U.S. relations; review new initiatives to enhance economic and energy security, bolster maritime cooperation, invest in critical infrastructure, reinforce their shared commitment to promote democracy, human rights, and labor rights, and deepen people-to- people ties; and underscore their mutual commitment to international law in the South China Sea, with President Biden emphasizing the U.S. commitment to the Philippines under the bilateral mutual defense treaty. U.S. Secretary of State Antony J. Blinken, National Security Adviser Jacob
J. Sullivan, U.S. Ambassador to the Philippines MaryKay Carlson, and National Security Council Senior Director for East Asia and Oceania Mira Rapp-Hooper, and Philippines Secretary of Foreign Affairs Philippines Enrique A. Manalo, Ambassador to the U.S. Jose Manuel G. Romualdez, National Security Adviser Eduardo M. Año, and Under Secretary of Foreign Affairs Maria Theresa P. Lazaro of the Philippines also attended.
The President announced his intention to nominate Amanda S. Jacobsen to be Ambassador to Equatorial Guinea.
The President announced his intention to nominate Christophe A. Tocco to be Ambassador to Mauritania.
The President announced his intention to nominate Shirley Sachi Sagawa to be a member of the Board of Directors of the Corporation for National and Community Service.
The President announced his intention to nominate Heather M. Cahoon to be a member of the Board of Trustees of the Morris K. Udall and Stewart L. Udall Foundation.
The President announced his intention to nominate Ashley J.E. Poling and Ann C. Fisher to be Commissioners on the Postal Regulatory Commission.
April 12
In the afternoon, in the Oval Office, the President had an intelligence briefing. Later, he traveled to Dover Air Force Base, DE, arriving in the evening.
In the evening, upon arrival at Dover Air Force Base, the President traveled to Rehoboth Beach, DE, where, at his residence, he remained overnight.
The White House announced that the President will travel to Scranton, PA, on April 16 and 17 and to the Pittsburgh, PA, area on April 17.
The White House announced that the President will travel to Philadelphia, PA, on April 18. The White House announced that the President will travel to Wilmington, DE, on April 21.
April 13
In the afternoon, the President returned to Washington, DC. Later, in the Situation Room, he was briefed by the principals of the National Security Council on the situation in the Middle East. Vice President Kamala D. Harris and White House Chief of Staff Jeffrey D. Zients participated via secure videoconference.
During the day, the President was briefed by National Security Adviser Jacob J. Sullivan and Principal Deputy National Security Adviser Jonathan Finer on the situation in the Middle East.
In the evening, in the Situation Room, the President had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to congratulate him on the Israeli Defense Forces' response to the missile and drone attack by Iran, reaffirm the U.S. commitment to Israel's security, commend the participation of U.S. forces in the coalition response to the attack, discuss the planning, preparation, and coordination that went into the response, and emphasize the success of the response as a reflection of Israel's standing in the region. Also in the Situation Room, the President continued to receive updates from Gen. M. Erik Kurilla, USA, commander,
U.S. Central Command, and his defense team on the situation in the Middle East.
The President declared a major disaster in Oregon and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected severe winter storms, straight-line winds, landslides, and mudslides from January 10 through 22.The President declared a major disaster in California and ordered Federal assistance to supplement State, Tribal, and
local recovery efforts in the areas affected by severe winter storms, tornadoes, flooding, landslides, and mudslides from January 31 through February 9.
April 14
In the morning, the President participated in a secure call with Group of Seven (G–7) nations leaders to discuss Iran's missile and drone attack against Israel. Also in the morning, he spoke with members of the 494th and 335th Fighter Squadrons to commend them for their exceptional airmanship and skill in defending Israel against Iran's attack.
In the afternoon, the President had a telephone conversation with Senate Majority Leader Charles E. Schumer, Senate Minority Leader A. Mitchell McConnell, Speaker of the House of Representatives J. Michael Johnson, and House Minority Leader Hakeem S. Jeffries to discuss Iran's missile and drone attack against Israel and the need for the House of Representatives to pass national security supplemental legislation as soon as possible.
During the day, the President had a telephone conversation with King Abdullah II of Jordan to discuss the situation in the Middle East and condemn Iran's missile and drone attack against Israel, which also threatened Jordan. Both leaders agreed to continue monitoring the situation and remain in close touch over the coming days, discussed the situation in Gaza, and reaffirmed their cooperation to increase humanitarian assistance to Gaza and pursue an end to the crisis as soon as possible.
The White House announced further details on the President's travel to Scranton, PA, on April 16, the Pittsburgh, PA, area on April 17, and Philadelphia, PA, on April 18.
April 15
In the morning, the President had an intelligence briefing.
During the day, the President was briefed by his national security team on the situation in the Middle East. Also during the day, he had a telephone conversation with House of Representatives
J. Michael Johnson on efforts to pass national security supplemental legislation.
The White House announced additional details on the President's travel to the Pittsburgh, PA, area on April 17.
April 16
In the morning, in the Oval Office, the President and Vice President Kamala D. Harris had an intelligence briefing.
In the afternoon, the President traveled to Avoca, PA. Upon arrival at the Wilkes-Barre Scranton International Airport, he was greeted on the tarmac by Gov. Joshua D. Shapiro of Pennsylvania and Mayor Paige Gebhardt Cognetti of Scranton. Then, he traveled to Scranton, PA, where, at the Scranton Cultural Center at the Masonic Temple, he participated in a photo line with Gov. Shapiro, Mayor Cognetti, and other State and local officials. Later, he recorded a television interview with Nexstar Media Group, Inc., for later broadcast. Then, he traveled to the Green Ridge neighborhood of Scranton, where he toured his childhood home, visited with the family of the most recent homeowner, and greeted bystanders gathered outside.
In the evening, the President traveled to the Radisson Lackawanna Station Hotel Scranton in Scranton, PA, where he remained overnight.
The White House announced additional details on the President's travel to Philadelphia, PA, on April 18.
April 17
In the morning, the President had an intelligence briefing. Then, he traveled to Avoca, PA, arriving in the afternoon. While en route, he stopped at Zummo's Cafe in Scranton, where, accompanied by Mayor Paige Gebhardt Cognetti of Scranton, he ordered muffins and scones and greeted employees and patrons. Then, he and Mayor Cognetti stopped at the Scranton Veterans Memorial Park, where he observed a moment of silence and said a prayer for his uncle, Ambrose
J. Finnegan, Jr., who died in World War II and is memorialized on a wall of names in the park.
In the afternoon, upon arrival at Wilkes-Barre Scranton International Airport in Avoca, the President traveled to Pittsburgh, PA. While en route aboard Air Force One, he was briefed on House of Representatives national security supplemental legislation. Upon arrival at Pittsburgh International Airport, he was greeted on the tarmac by Mayor Edward C. Gainey of Pittsburgh, and Col. Frank J. Shoaf, USAF, commander, 171st Mission Support Group, and Maj. Chris Bowser, USAF, installation deployment officer, 171st Air Refueling Wing. Then, he traveled to United Steelworkers International Headquarters, where, prior to making remarks, he greeted and participated in a photo line with steelworkers. Also participating were Pennsylvania State Attorney General Michelle A. Henry, State Senate Minority Leader Jay Costa, Mayor Gainey, and County Executive Sara Innamorato of Allegheny County, PA.
Later in the afternoon, the President stopped by a Sheetz gas station with Mayor Gainey and County Executive Innamorato, where he greeted patrons and employees and purchased sandwiches. Then, at Pittsburgh International Airport, joined by Mayer Gainey and County Executive Innamorato, he stopped by a construction site, where he greeted and shared the sandwiches with construction workers and local union leaders and members. Then, he returned to Washington, DC. Prior to boarding Air Force One, he greeted and posed for a photo with State troopers.
The President announced his intention to nominate Carmen G. Iguina González and Joseph
R. Palmore to be judges on the District of Columbia Court of Appeals.
April 18
In the morning, the President had an intelligence briefing. Later, he traveled to Philadelphia, PA, arriving in the afternoon.
In the afternoon, upon arrival at the Philadelphia International Airport, the President was greeted on the tarmac by former Rep. Robert A. Brady. Then, he traveled to the Martin Luther King, Jr., Recreation Center, where, prior to delivering remarks, he participated in photo line with Lt. Gov. Austin Davis of Pennsylvania, Philadelphia City Councilmember Jeffrey Young, Jr., and State Rep. Donna Bullock. Later, accompanied by Mayor Cherelle L. Parker of Philadelphia, he stopped by a Wawa convenience store, where he ordered a sandwich, milkshake, and other items. Then, at the Philadelphia International Airport, prior to boarding Air Force One, he greeted police officers. Then, he returned to Washington, DC.
The White House announced that the President will travel to Virginia on April 22. The White House announced that the President will travel to Tampa, FL, on April 23.
The President announced his intention to nominate John B. Wiegmann to be General Counsel of the Office of the Director of National Intelligence.
The President announced his intention to nominate Curtis R. Ried to be U.S. Representative to the Organization for Security and Cooperation in Europe, with the rank of Ambassador.
April 19
In the morning, the President had an intelligence briefing.
In the afternoon, at the Washington Hilton hotel, following his remarks, the President participated in a photo line with members and leaders of the International Brotherhood of Electrical Workers union. Later, he traveled to New Castle, DE, arriving in the evening.
In the evening, upon arrival at Delaware Air National Guard Base, the President traveled to his residence in Greenville, DE, where he remained overnight.
The White House announced further details on the President's travel to Virginia on April 22 and Tampa, FL, on April 23.
The White House announced that the President, Dr. Biden, Vice President Kamala D. Harris, and her husband Douglas C. Emhoff will attend the White House Correspondents' Association dinner on April 27.
The President declared a major disaster for the Hoopa Valley Tribe and ordered Federal aid to supplement the Tribal Nation's efforts in the areas affected by a severe winter storm on January 30 and 31.
The President declared a major disaster for the Morongo Band of Mission Indians and ordered Federal aid to supplement the Tribal Nation's efforts in the areas affected by severe storms and flooding from January 29 through February 9.
The President declared a major disaster in New Hampshire and ordered Federal assistance to supplement State and local recovery efforts in the areas affected by severe storms and flooding from January 9 through 14.
The President declared a major disaster in Vermont and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe winter storm from January 9 through 13.
April 20
In the afternoon, the President had separate telephone conversations with Speaker of the House of Representatives J. Michael Johnson and House Minority Leader Hakeem S. Jeffries to thank them for their leadership in passing a national security supplemental legislation package. Later, at the St. Joseph on the Brandywine Roman Catholic Church in Greenville, DE, he attended Mass with his sister Valerie Biden Owens.
In the evening, at his residence in Greenville, the President remained overnight.
The White House announced further details on the President's travel to Triangle, VA, on April 22.
April 21
The White House announced that the President will return to Washington, DC, on August
22.
April 22
In the morning, the President had an intelligence briefing. Later, he traveled to Joint Base Andrews, MD, arriving in the afternoon.
In the afternoon, the President traveled to Triangle, VA, where, upon arrival at the Prince William Forest Park, he was greeted by Sen. Edward J. Markey and Rep. Alexandria Ocasio- Cortez. Then, they participated in a photo line with Secretary of the Interior Debra A. Haaland, Environmental Protection Agency Administrator Michael S. Regan, Sen. Bernie Sanders, Mayor
Michelle Davis-Younger of Manassas, VA, Mayor Derrick Wood of Dumfries, VA, and Board of County Supervisors Chair at-Large Deshundra Jefferson of Prince William County, VA. Later, he traveled to Quantico, VA, where, prior to departure from the Marine Corps Air Facility Quantico, he visited with marines and posed for photographs. Then, he returned to Washington, DC. Sens. Markey and Sanders and Rep. Ocasio-Cortez accompanied him.
During the day, the President had separate telephone conversations with President Volodymyr Zelenskyy of Ukraine and President Ursula von der Leyen to underscore the shared
U.S. and European commitment to supporting Ukraine in its defense against Russian aggression, including the provision of a new U.S. security assistance package to meet critical battlefield and air defense needs, as well as U.S. and international economic assistance to help maintain financial stability, build back infrastructure, and support reform aimed at further Euro-Atlantic integration.
The White House announced further details on the President's travel to Tampa, FL, on April
23.
The White House announced that the President will travel to Syracuse, NY, on April 25 and
New York City on April 26.
April 23
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Tampa, FL. Upon arrival at the Tampa International Airport, he was greeted on the tarmac by Rep. Katherine A. Castor. Then, at the Hillsborough Community College Dale Mabry Campus, he participated in a photo line with Rep. Castor, former Rep. Debbie Mucarsel-Powell, Florida State House Minority Leader Fentrice Driskell, State Sen. Shevrin D. "Shev" Jones, District 6 Commissioner Patricia Kemp of Hillsborough County, FL, and District 1 Councilmember Alan Clendenin of Tampa. Later, he returned to Washington, DC, arriving in the evening.
The White House announced additional details on the President's travel to Syracuse, NY, on April 25.
The White House announced that the President will deliver the commencement address at Morehouse College in Atlanta, GA, on May 19.
The White House announced that the President will deliver the commencement address at the U.S. Military Academy in West Point, NY, on May 25.
April 24
In the morning, the President had an intelligence briefing. Then, he signed H.R. 815, making national security supplemental appropriations. He also had separate telephone conversations with Senate Majority Leader Charles E. Schumer and Minority Leader A. Mitchell McConnell to thank them for their hard work in passing the legislation.
In the afternoon, at the Washington Hilton hotel, the President participated in a photo line with national union presidents, State and local labor leaders, and rank-and-file members in attendance for the North America's Building Trades Unions National Legislative Conference, as well as Mayor Paige Gebhardt Cognetti of Scranton, PA. Later, in the Oval Office, the President met with Abigail Mor Edan, an Israeli-American citizen who was abducted during the Hamas attacks against Israel on October 7, 2023, and released on November 26, 2023. National Security Adviser Jacob J. Sullivan also attended. Later, also in the Oval Office, he met with White House Press Secretary Karine Jean-Pierre.
The White House announced additional details on the President's travel to New York City on April 25.
The President announced his intention to nominate Michelle Williams Court, Anne Hwang, and Cynthia Valenzuela Dixon to be judges on the U.S. District Court for the Central District of California.
The President announced his intention to nominate Danna Jackson to be a judge on the U.S. District Court for the District of Montana.
The President announced his intention to nominate Sarah Netburn to be a judge on the U.S. District Court for the Southern District of New York.
The President announced his intention to nominate Stacey D. Neumann to be a judge on the
U.S. District Court for the District of Maine.
The President announced his intention to nominate April Perry to be a judge on the U.S. District Court for the Northern District of Illinois.
April 25
In the morning, the President had an intelligence briefing. Later, he traveled to Syracuse, NY, arriving in the afternoon.
In the afternoon, upon arrival at Hancock Field Air National Guard Base, the President was greeted on the tarmac by Gov. Kathleen C. Hochul of New York, Senate Majority Leader Charles
E. Schumer, County Executive J. Ryan McMahon II of Onondaga County, NY, New York Air National Guard Assistant Adjutant General and Commander Maj. Gen. Denise M. Donnell, USAF, and 174th Attack Wing Maintenance Group Commander Col. Brett Batick, USAF. Then, he traveled to the Milton J. Rubenstein Museum of Science and Technology. Gov. Hochul, Sen. Schumer, and County Executive McMahon accompanied him. At the museum, he was briefed on
U.S. semiconductor manufacturing industry by Micron Technology President and Chief Executive Officer Sanjay Mehrotra, Executive Vice President of Global Operations Manish Bhatia, and Executive Vice President and Chief People Officer April Arnzen and participated in a photo line with State, Tribal, and local officials. Gov. Bradley J. Little of Idaho and Mayor Lauren McLean of Boise, ID, also participated. Following his remarks at the museum, he met with the families of Onondaga County Sheriff's Office Lt. Michael Hoosock and Syracuse Police Department Ofc. Michael Jensen, who were killed during a traffic stop in Syracuse, NY, on April
14. Later, he traveled to Irvington, NY, arriving in the evening.
In the evening, the President traveled to New York City, where, at the JW Marriott Essex House New York hotel, he remained overnight.
April 26
In the morning, the President had an intelligence briefing. Later, at SiriusXM Studios, he participated in a live interview with Howard Stern for his SiriusXM radio show.
In the afternoon, the President returned to Washington, DC.
The White House announced that the President will welcome the Women's National Basketball Association champion Las Vegas Aces to the White House on May 9.
The White House announced that the President will travel to Wilmington, DE, on April 23. The White House announced that the President and the Dr. Biden will travel to Wilmington,
DE, on April 26.
April 27
In the evening, upon arrival at the Washington Hilton hotel, the President and Dr. Biden were greeted by White House Correspondents' Association President Kelly O'Donnell. Then, they participated in a photo line with White House Correspondents' Association Dinner guests.
April 28
During the day, the President had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to reaffirm the U.S. commitment to Israel's security following the successful defense against Iran's April 13 missile and drone attack on Israel; review ongoing talks to secure the release of hostages held by Hamas together with an immediate cease-fire in Gaza; discuss increases in the delivery of humanitarian assistance into Gaza and coordination with humanitarian organizations; and reiterate the U.S. position regarding potential Israeli military operations in Rafah. Also during the day, he had a telephone conversation with Gov. J. Kevin Stitt of Oklahoma to offer the full support of the Federal Government following the April 27 tornadoes.
Also during the day, the President had a telephone conversation with President Andrés Manuel López Obrador of Mexico to discuss their continued commitment to strengthening bilateral and regional cooperation to benefit the people of the U.S. and Mexico. The two leaders discussed how to effectively manage hemispheric migration, strengthen operational efficiency on the U.S.-Mexico border to improve the security and prosperity of citizens of both nations, ordered their national security teams to implement concrete measures to significantly reduce irregular border crossings while protecting human rights, and pledged to advance initiatives to address the root causes of migration throughout the Western Hemisphere.
The White House announced additional details on the President's travel to Wilmington, DE, on April 30.
The White House announced that the President will award the Presidential Medal of Freedom on May 3.
The White House announced that the President and Dr. Biden will travel to Wilmington, DE, on May 3.
The President declared a major disaster in Kansas and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe winter storm from January 8 through 16.
The President declared a major disaster in Washington and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by severe winter storms, straight-line winds, flooding, landslides, and mudslides from January 5 through 29.
April 29
In the morning, the President had an intelligence briefing.
In the afternoon, the President had separate telephone conversations with President Abdelfattah Said Elsisi of Egypt and Amir Tamim bin Hamad Al Thani of Qatar to discuss the deal under consideration to secure the release of hostages held by Hamas together with an immediate cease-fire in Gaza, confirm the U.S. commitment to work with Egypt and Qatar to ensure its full implementation, urge both leaders to exert all efforts to secure the release of the hostages as the only remaining obstacle to an immediate cease-fire and relief for civilians in Gaza, and review ongoing initiatives to increase the flow of humanitarian assistance. The President thanked both leaders for their personal commitment to those efforts and reiterated to President Elsisi the importance of protecting civilian lives and ensuring that Palestinians are not displaced to Egypt or any other location outside of Gaza.
During the day, the President met with his senior advisers. Also during the day, he was briefed on the shooting in Charlotte, NC, in which multiple law enforcement officers were killed while attempting to serve an arrest warrant, and had separate telephone conversations with Gov. Roy A. Cooper III of North Carolina and Mayor Viola "Vi" Lyles of Charlotte to express his condolences and support for the community. He also met with his senior advisers.
The White House announced that the President will travel to Wilmington, NC, on May 2.
April 30
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Wilmington, DE, where, at Alexis I. du Pont High School, he participated in a campaign event
In the evening, the President traveled to Greenville, DE, where he stopped briefly at his residence. Later, he returned to Washington, DC.
The White House announced additional details on the President's travel to Wilmington, NC, on May 2.
The President declared a major disaster in Oklahoma and ordered Federal aid to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms, straight-line winds, tornadoes, and flooding beginning on April 25 and continuing.
May 1
In the morning, the President had an intelligence briefing.
In the afternoon, the President met with White House Press Secretary Karine Jean-Pierre. Later, at the Mayflower Hotel, prior to his remarks at a campaign reception, he participated in a photo line with Sens. L. Tammy Duckworth and Mazie K. Hirono.
The White House announced that the President will travel to Charlotte, NC, on May 2. The White House announced that the President will travel to Detroit, MI, on May 19.
May 2
In the morning, the President had an intelligence briefing. Later, he traveled to Charlotte, NC, arriving in the afternoon.
In the afternoon, upon arrival at the Charlotte Douglas International Airport, the President was greeted on the tarmac by Gov. Roy A. Cooper III of North Carolina; Mayor Viola "Vi" Lyles of Charlotte, NC; Charlotte-Mecklenburg Police Department Chief Johnny Jennings; U.S. Marshals Service Director Ronald L. Davis; North Carolina Department of Adult Correction Secretary Todd Ishee; and Col. Lisa Kirk, USAF, Vice Wing Commander, and SMSgt Thomas Lazaroski, USAF, Fire Chief, 145th Airlift Wing, Civil Engineering Squadron, Charlotte Air National Guard Base. Then, at Charlotte Air National Guard Base at the airport, he met with the families of Ofc. Joshua Eyer of the Charlotte-Mecklenburg Police Department (CMPD), Deputy
U.S. Marshal Thomas M. Weeks, Jr., and Officers Samuel Poloche and W. Alden Elliott of the North Carolina Department of Adult Correction, who were killed in a shooting while attempting to serve an arrest warrant in Charlotte on April 29; CMPD Officers Christopher Tolley, Michael Giglio, Jack Blowers, and Justin Campbell, who were injured in the shooting; other law enforcement officers; and local elected officials.
Later in the afternoon, the President traveled to Wilmington, NC, accompanied by Gov.
Cooper. Upon arrival at the Wilmington International Airport, he was greeted on the tarmac by Mayor Vassilios Avgerinos "Bill" Saffo of Wilmington and responded to a question from a
reporter. Then, at the Wilmington Convention Center, he participated in a photo line with Gov. Cooper, Environmental Protection Agency Administrator Michael S. Regan, North Carolina State Auditor Jessica N. Holmes, State Rep. Deborah Armfield Butler, Mayor Saffo, Mayor Pro-tem Clifford D. Barnett, Sr., of Wilmington, County Commissioner Jonathan Barfield, Jr., of the New Hanover County Board of Commissioners, Wilmington City Councilmembers Kevin Spears and Salette Andrews, and local labor and faith leaders. Also at the Convention Center, he met with students and faculty from Bradley Creek Elementary School in Wilmington, where a lead- contaminated water fountain was replaced using funds from the Infrastructure Investment and Jobs Act.
In the evening, the President returned to Washington, DC. Prior to departure from Wilmington International Airport, on the tarmac, he greeted and posed for a group photo with law enforcement officers.
The President announced his intention to nominate Tonya P. Wilkerson to be Under Secretary of Defense for Intelligence and Security.
The President announced his intention to nominate Abigail L. Dressel to be Ambassador Extraordinary and Plenipotentiary to Angola, and to serve concurrently and without additional compensation as Ambassador to Sao Tome and Principe.
The President announced his intention to nominate James Holtsnider to be Ambassador Extraordinary and Plenipotentiary to Samoa.
The President announced his intention to nominate Elaine Marie Clegg and Ronald L. Batory to be members of the Amtrak Board of Directors.
The President announced his intention to nominate Marcus D. Graham to be a member of the Farm Credit Administration.
The President announced his intention to nominate Matthew Kaplan to be Federal Cochairperson of the Great Lakes Authority.
The President declared a major disaster in Ohio and ordered Federal assistance to supplement State and local recovery efforts in the areas affected by tornadoes on March 14.
May 3
In the afternoon, in the Oval Office, the President and Vice President Kamala D. Harris had an intelligence briefing.
During the day, the President met with actor Mark Hammill.
In the evening, the President traveled to New Castle, DE. Upon arrival at Delaware Air National Guard Base, he traveled to Greenville, DE, where, at his residence, he remained overnight.
The White House that the President and Dr. Biden will host a Cinco de Mayo celebration at the White House on May 6.
The White House announced that the President will travel to Racine, WI, and Chicago, IL, on May 8.
The White House announced that the President will award the Presidential Medal of Freedom to 19 recipients at the White House.
The White House announced that the President will present the Commander in Chief's Trophy to the U.S. Military Academy Black Knights at the White House on May 6.
The President declared a major disaster in Nebraska and ordered Federal aid to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms, straight-line winds, and tornadoes from April 25 through 27.
May 4
In the afternoon, at the Fieldstone Golf Club, the President had lunch with his grandson Hunter.
May 5
The White House announced that the President will return to Washington, DC, on May 6.
The White House announced that the President will welcome King Abdullah II of Jordan to the White House on May 6.
The White House announced further details on the President's travel to Racine, WI, and Chicago, IL, on May 8.
May 6
In the morning, the President had an intelligence briefing. He also had a telephone conversation with Prime Minister Benjamin Netanyahu of Israel to reaffirm his message commemorating Yom HaShoah, Holocaust Remembrance Day, and discuss the shared Israel-U.S. commitment to remember the 6 million Jews murdered in the Holocaust and forcefully act against anti-Semitism and all forms of hate-fueled violence. President Biden updated the Prime Minister on efforts to secure a hostage deal, including through ongoing talks in Doha, Qatar, and reiterated his clear position discouraging any planned ground operation in Rafah. Prime Minister Netanyahu agreed to ensure the Kerem Shalom crossing would remain open for humanitarian assistance.
Later, the President returned to Washington, DC.
In the afternoon, in the Private Dining Room, the President had lunch with King Abdullah II of Jordan to acknowledge 75 years of Jordan-U.S. relations, congratulate the King on the 25th anniversary of his accession to the throne, and discuss the latest developments in Gaza, affirming their joint commitment to end the crisis, underscoring the need for an immediate release of the hostages held by Hamas and a sustainable cease-fire to allow for a surge of humanitarian assistance delivery, and noting the importance of stability in the West Bank and support for the reforms now being pursued by the Palestinian Authority. Later, he participated in a photo line with Members of Congress attending the White House Cinco de Mayo celebration in the Rose Garden.
During the day, the President recorded an interview with Stephanie Himonidis of the radio program "El Show de Chiquibaby" for later broadcast.
The White House announced that the President will welcome President Klaus Iohannis of Romania to the White House on May 7.
The White House announced further details on the President's travel to Racine, WI, on May
8.
May 7
In the morning, the President had an intelligence briefing. Later, upon arrival at the U.S. Capitol, he was greeted by House of Representatives Sergeant at Arms William P. McFarland.
In the afternoon, the President met with chief executive officers from a range of industries, including manufacturing, banking, clean energy, and construction, to discuss the administration's investment agenda, coupled with renewed alliances abroad, efforts to create strong and stable
conditions for businesses and workers, and the importance of continuing Government-enabled, private sector–led investments for strong economic growth and U.S. leadership in the global economy.
The White House announced further details on the President's travel to Chicago, IL, on May
8.
May 8
In the morning, the President had an intelligence briefing. Later, he traveled to Milwaukee, WI. Upon arrival at the Milwaukee Mitchell International Airport, he was greeted on the tarmac by Gov. Anthony S. Evers of Wisconsin, Mayor Cory Mason of Racine, WI, County Executive David Crowley of Milwaukee County, WI, County Executive Jonathan Delagrave of Racine County, WI, and 128th Air Refueling Wing Commander Col. Charles C. Merkel, USAF, and Command Chief CMS Bill L. Smith, USAF. Then, he traveled to Sturtevant, WI. Gov. Evers, Mayor Mason, and County Executive Delagrave accompanied him. Upon arrival at Gateway Technical College's SC Johnson Integrated Manufacturing and Engineering Technology (IMET) Center, he participated in a photo line with State and local leaders and recorded an interview with Erin Burnett of CNN's "Erin Burnett OutFront" program for later broadcast.
In the afternoon, the President traveled to Racine, WI, where, upon arrival at the Dr. John Bryant Community Center, he was greeted by Mayor Mason and former Chief of Police Arthel "Art" Howell of Racine and met with Sheree Robinson, a current student at the Racine Adult Education Center, an adult continuing education program that received funding through the American Rescue Plan. Later, he traveled to Chicago, IL. Upon arrival at the Soldier Field landing zone, he was greeted by Board of Commissioners President Toni Preckwinkle of Cook County, IL
In the evening, the President returned to Washington, DC. Upon arrival on the South Lawn at the White House after exiting Marine One, he answered a reporter's question.
The White House announced that the President will travel to the San Francisco, CA, area on May 9 and 10 and Seattle, WA, on May 10 and 11.
The White House announced further details on the President's travel to Mountain View, CA, on May 9.
The President announced his intention to nominate Embry J. Kidd to be a judge on the U.S. Court of Appeals for the 11th Circuit.
The President announced his intention to nominate Adam B. Abelson to be a judge on the
U.S. District Court for the District of Maryland.
The President announced his intention to nominate Joseph F. Saporito, Jr., to be a judge on the U.S. District Court for the Middle District of Pennsylvania.
The President announced his intention to nominate Meredith A. Vacca to be a judge on the
U.S. District Court for the Western District of New York.
May 9
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to San Francisco, CA, arriving in the evening.
In the evening, upon arrival at the Marina Green landing zone, the President was greeted by Mayor London Breed of San Francisco. Later, at the InterContinental Mark Hopkins San Francisco hotel, he was joined by Dr. Biden, and they remained overnight.
The White House announced further details on the President's travel to Seattle, WA, on May 10 and 11.
The President announced his intention to nominate Shannon A. Estenoz to be Deputy Secretary of the Interior.
The President announced his intention to nominate Christopher J. Lamora to be Ambassador to the Central African Republic.
The President announced his intention to nominate David S. Meale to be Ambassador to Bangladesh.
The President announced his intention to nominate Jeffrey S. Arbeit, Cathy Fung, and Benjamin A. Guider III to be judges on the U.S. Tax Court.
May 10
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Portola Valley, CA. Upon arrival at the residence of Vinod and Neeru Khosla, he was greeted by Rep. Anna G. Eshoo and participated in a photo line. Following his remarks at a campaign reception, he also met with Rep. Eshoo. Then, he traveled to Palo Alto, CA. Later, he traveled to SeaTac, WA. Upon arrival at the Seattle-Tacoma International Airport, he was greeted on the tarmac by Gov. Jay R. Inslee of Washington and his wife Trudi, Reps. Pramila Jayapal and Suzan K. DelBene, Mayor Bruce Harrell of Seattle, WA, and his wife Joanne, County Executive Dow Constantine of King County, WA, and his daughter Sabrina, and Port of Seattle Commission Vice President Toshiko Grace Hasegawa. Then, he traveled to Seattle.
In the evening, at the Westin Seattle hotel, the President remained overnight.
The White House announced that the President and Vice President Kamala D. Harris will host a reception celebrating Asian American, Native Hawaiian, and Pacific Islander Heritage Month at the White House on May 13.
The White House announced that the President and Dr. Biden will host a dinner for combatant commanders at the White House on May 15.
The White House announced that the President will travel to Atlanta, GA, on May 18 and
19.
The White House announced that the President will travel to Detroit, MI, on May 19.
The President announced his intention to appoint the following individuals as members of
the National Cancer Advisory Board: Callisia N. Clarke; Karen Emmons; Tamika Felder; and Edjah K. Nduom.
The President announced his intention to appoint Brian K. Bond and Nicole Isaac as members of the President's Commission on White House Fellowships
The President announced his intention to appoint Amy Robbins Towers as a member of the President's Council on Sports, Fitness, and Nutrition.
The President announced his intention to appoint Bruce R. Becker and William J. Lenihan as members of the Commission of Fine Arts.
May 11
In the morning, the President had an intelligence briefing. Then, he traveled to Medina, WA, where, at a private residence, he participated in a photo line with Sen. Maria E. Cantwell, Reps.
Kimberly M. Schrier, Marilyn Strickland, Suzan K. DelBene, and D. Adam Smith and his son Jack, and Chairman of the Swinomish Indian Tribal Community Steve Edwards.
In the afternoon, the President traveled to Dover Air Force Base, DE, arriving in the evening. In the evening, upon arrival at Dover Air Force Base, the President traveled to Rehoboth
Beach, DE, where, at his residence, he remained overnight.
The President made additional disaster assistance available to the Soboba Band of Luiseño Indians by authorizing an increase in the level of Federal funding for Public Assistance projects undertaken as a result of severe storms and flooding on February 14 and 15, 2019.
May 12
In the afternoon, at St. Edmond's Catholic Church, after attending Mass with this granddaughter Finnegan J. Biden, the President responded to a reporter's question. Then, he returned to his residence, where he remained overnight.
The White House announced that the President will return to Washington, DC, on May 13. The White House announced further details on the President's travel to Atlanta, GA, on May
18 and 19, and to Detroit, MI, on May 19.
May 13
In the morning, the President had an intelligence briefing. Then, he returned to Washington, DC, arriving in the afternoon.
In the afternoon, at a Rose Garden reception celebrating Asian American, Native Hawaiian, and Pacific Islander Heritage Month, the President and Vice President Kamala D. Harris participated in a photo line with Sens. Mazie K. Hirono and L. Tammy Duckworth, Reps. Judy
M. Chu, Mark A. Takano, and Jill N. Tokuda, Lt. Gov. Aruna Miller of Maryland, and State Attorney General William Tong of Connecticut.
May 14
In the morning, the President had an intelligence briefing.
In the afternoon, the President recorded separate radio interviews with Sherwin Hughes of the "101.7 The Truth" program in Milwaukee, WI, and Darian "Big Tigger" Morgan of the "Big Tigger Morning Show With Jazzy McBee" on V–103.3 in Atlanta, GA, for later broadcast.
During the day, the President recorded an interview with Brian Sozzi of Yahoo Finance for later broadcast.
In the evening, at the Walter E. Washington Convention Center, the President participated in a photo line with Members of Congress.
The President declared a major disaster in Iowa and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms and tornadoes on April 26 and 27.
May 15
In the afternoon, at the U.S. Capitol, the President participated in a photo line with Attorney General Merrick B. Garland and Secretary of Homeland Security Alejandro N. Mayorkas. Later, in the Oval Office, he and Vice President Kamala D. Harris had an intelligence briefing.
In the evening, in the Cross Hall, the President and Dr. Biden hosted a dinner for combatant commanders and their spouses.
The White House announced that the President and Dr. Biden will welcome President William Ruto and his wife Rachel Ruto of Kenya for a state visit to the U.S., including a state dinner at the White House, on May 23.
The President declared a major disaster in Massachusetts and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms and flooding from September 11 through 13, 2023.
May 16
In the morning, the President had an intelligence briefing. Then, in the Oval Office, he met with plaintiffs in the Supreme Court's 1954 decision in *Brown *v. *Board of Education *and their families to reiterate his commitment to honoring the legacy of historic civil rights changemakers for Black Americans and all Americans, highlight the continued need to advance educational equity, and underscore the White House's commitment to addressing racial disparities in our education system, despite attacks on educational rights, the erasure of Black history, and the elimination of affirmative action in university admissions. Derrick Johnson, president and chief executive officer of the National Association for the Advancement of Colored People, also attended.
May 17
In the morning, the President had an intelligence briefing.
In the afternoon, in the Oval Office, the President and Vice President Kamala D. Harris met with leaders of the "Divine Nine" historically Black sororities and fraternities.
During the day, the President met with Elizabeth Eckford, Carlotta Walls, Terrence Roberts, Minnijean Brown-Trickey, and Gloria Ray Karlmark, members of the "Little Rock Nine" students who initially desegregated Central High School in Little Rock, AR, in 1957.
The White House announced further details on the President's travel to Atlanta, GA, on May 18 and 19.
The White House announced that the President will travel to New Hampshire and to Boston, MA, on May 21.
The President declared a major disaster in Texas and ordered Federal aid to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms, straight-line winds, tornadoes, and flooding beginning on April 26 and continuing.
May 18
In the morning, the President had an intelligence briefing. Later, he traveled to Atlanta, GA, arriving in the afternoon.
In the afternoon, upon arrival at the Hartsfield-Jackson Atlanta International Airport, the President was greeted on the tarmac by members of the congressional delegation and a group of Morehouse College alumni, including both current and former State and local elected leaders.
In the evening, at the InterContinental Buckhead Atlanta hotel, the President remained overnight.
The White House announced further details on the President's travel to Detroit, MI, on May
19.
May 19
In the morning, the President had an intelligence briefing. Later, at Morehouse College, he participated in a photo line with Reps. Sanford D. Bishop, Jr., Nikema N. Williams, and Joyce Beatty. Following his commencement address and receipt of an honorary doctorate degree, he traveled to Hartsfield-Jackson Atlanta International Airport, where, prior to boarding Air Force One, he greeted a group of law enforcement officers on the tarmac. Then, he traveled to Romulus, MI, arriving in the afternoon.
In the afternoon, upon arrival at the Detroit Metropolitan Wayne County Airport, the President was greeted on the tarmac by Rep. Shri Thanedar, Michigan Attorney General Dana Nessel and Speaker of the House of Representatives Joe Tate, Senior Pastor Douglas P. Jones of Welcome Missionary Baptist Church in Pontiac, MI, Senior Pastor Steve Bland, Jr., of Liberty Temple Baptist Church in Detroit, MI, and Pastor Tellis J. Chapman of Galilee Missionary Baptist Church in Detroit. Then, he traveled to Detroit, where, at the CRED Cafe, he was greeted by owners Joe and Jordan Crawford, met with family members, including cafe president and chief executive officer Sylvia Crawford, and visited with local supporters, community leaders, and volunteers, including members of the Birth Detroit maternal care and birthing facility in Detroit. Speaker Tate and Pastor Jones also attended.
In the evening, the President traveled to Philadelphia, PA. Upon arrival at the Philadelphia International Airport, he traveled to Greenville, DE, where, at his residence, he remained overnight.
The White House announced further details on the President's travel to Nashua, NH, and Boston, MA, on May 21.
The White House announced further details on the state visit of President William Ruto of Kenya and his wife Rachel to the White House on May 22 and 23.
The White House announced that the President and Dr. Biden will travel to Wilmington, DE, from May 24 through 26.
The White House announced further details on the President's travel to West Point, NY, on May 25.
May 20
In the morning, the President had an intelligence briefing.
In the afternoon, the President returned to Washington, DC. Later, in the Rose Garden, he participated in a photo line with elected leaders in attendance at the White House for the Jewish American Heritage Month reception. Vice President Kamala D. Harris and her husband Douglas
C. Emhoff also participated.
During the day, the President had separate telephone conversations with Speaker of the House of Representatives J. Michael Johnson and Senate Minority Leader A. Mitchell McConnell to discuss border security, drug detection, and immigration reform legislation.
The White House announced further details on the President's travel to Boston, MA, on May
21.
May 21
In the morning, the President had an intelligence briefing. Later, he traveled to Manchester, NH. Upon arrival at the Manchester-Boston Regional Airport, he was greeted on the tarmac by Gov. Christopher T. Sununu of New Hampshire, Rep. Ann McLane Kuster, Mayor Jay Ruais of Manchester, former Gov. John Lynch of New Hampshire and his wife Susan, and William H. Shaheen, husband of Sen. C. Jeanne Shaheen. Then, he traveled to Merrimack, NH, where, at the
Veterans of Foreign Wars Post 8641, he met with Lisa Clark, an Air Force veteran, Department of Veterans Affairs volunteer, and PACT Act beneficiary. Later, he traveled to Nashua, NH.
In the afternoon, at the Westwood Park Branch YMCA, the President participated in a photo line with Secretary of Veterans Affairs Denis R. McDonough and Deputy Secretary Tanya Bradsher, Sen. C. Jeanne Shaheen and her husband William, Sen. Margaret Wood Hassan, Rep. Kuster and her husband Brad, former Gov. Lynch and his wife Susan, New Hampshire State House Minority Leader Matthew B. Wilhelm, and State Rep. Stephen Shurtleff. Later, he traveled to Boston, MA. Upon arrival at the Boston-Logan International Airport, he was greeted on the tarmac by Gov. Maura Healey of Massachusetts and Mayor Michelle Wu of Boston.
In the evening, at the Seaport Hotel, the President participated in a photo line with Mayor Wu. Later, he returned to Washington, DC.
May 22
In the morning, the President had an intelligence briefing.
In the afternoon, on the South Portico, the President welcomed President William Ruto of Kenya.
The President declared a major disaster in Kentucky and ordered Federal assistance to supplement Commonwealth and local recovery efforts in the areas affected by severe storms, straight-line winds, tornadoes, landslides, and mudslides on April 2.
May 23
In the morning, the President had an intelligence briefing. Later, on the South Lawn, the President and Dr. Biden welcomed President William Ruto and First Lady Rachel Ruto of Kenya. They also participated in a guestbook signing and gift exchange.
In the evening, on the North Portico, the President and Dr. Biden welcomed President and First Lady Ruto for a state dinner and entertainment reception on the South Lawn and posed for photographs on the Grand Staircase.
The White House announced further details on the President's travel to West Point, NY, on May 25.
The President announced his intention to nominate Karla M. Campbell to be a judge on the
U.S. Court of Appeals for the Sixth Circuit.
The President announced his intention to nominate Julia M. Lipez to be a judge on the U.S. Court of Appeals for the First Circuit.
The President announced his intention to nominate Catherine Henry to be a judge on the
U.S. District Court for the Eastern District of Pennsylvania.
The President announced his intention to nominate Mary Kay Lanthier to be a judge on the
U.S. District Court for the District of Vermont.
The President announced his intention to nominate Lauren McGarity McFerran and Joshua
L. Ditelberg to be members of the National Labor Relations Board.
The President announced his intention to nominate William I. White to be a member of the Defense Nuclear Facilities Safety Board.
The President announced his intention to nominate Stephanie E. Segal to be U.S. Alternate Executive Director of the International Monetary Fund.
The President announced his intention to nominate Bethany Pickett Shah to be a member of the Board of Directors of the State Justice Institute.
The President announced his intention to nominate Rebeccah L. Heinrichs to be a member of the U.S. Advisory Commission on Public Diplomacy.
The President announced his intention to appoint the following individuals as members of the White House Environmental Justice Advisory Council: Tye Baker; Anita Cunningham; Lloyd Dean; Carlos Evans; Susan Hendershot; Harleen Marwah; Igalious Mills; Jamaji Nwanaji- Enwerem; Joanne Pérodin; Michael Walton; Donele Wilkins; and Tanner Yess.
The President declared a major disaster in West Virginia and ordered Federal assistance to supplement State and local recovery efforts in the areas affected by severe storms, straight-line winds, tornadoes, flooding, landslides, and mudslides from April 2 through 6.
May 24
In the morning, the President had an intelligence briefing.
In the afternoon, the President and Dr. Biden traveled to Greenville, DE, where, at their residence, they remained overnight.
During the day, the President had a telephone conversation with President Abdelfattah Said Elsisi of Egypt to discuss ongoing efforts to secure the release of hostages and address the humanitarian crisis in conjunction with an immediate and sustained cease-fire in Gaza and affirm their commitment to work together to set the conditions for sustainable peace in the Middle East. President Biden welcomed the Egyptian commitment to permit the flow of U.N.-provided humanitarian assistance through the Karem Shalom crossing for distribution throughout Gaza, expressed his expectation to see the Rafah crossing reopened, and thanked President Elsisi for his ongoing efforts to ensure the continuous flow of assistance from Egypt into Gaza.
The White House announced that the President will travel to Philadelphia, PA, on May 29. The White House announced that the President will welcome the National Football League's
Kansas City Chiefs to the White House on May 31 to celebrate their championship victory in Super Bowl LVIII.
The President declared a major disaster in Maine and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe winter storm from April 3 through 5.
The President declared a major disaster in Nebraska and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by a severe winter storm and straight-line winds on April 6 and 7.
The President declared a major disaster in West Virginia and ordered Federal assistance to supplement State and local recovery efforts in the areas affected by severe storms, flooding, landslides, and mudslides on April 11 and 12.
The President declared a major disaster in Iowa and ordered Federal aid to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms, tornadoes, and flooding and May 20 and 21.
May 25
In the morning, the President traveled to Stewart Air National Guard Base in Newburgh, NY. Upon arrival, he was greeted on the tarmac by Rep. Stephen A. Womack, Board of Visitors Chair, U.S. Military Academy; Rep. Patrick K. Ryan; and Col. Ryan F. Dannemann, USAF,
commander, and CMS Joseph A. Cincotta, USAF, command chief and senior enlisted leader, 105th Airlift Wing, Stewart Air National Guard Base. Then, he traveled to the U.S. Military Academy at West Point, NY, accompanied by Reps. Womack and Ryan. Upon arrival, he was greeted by Lt. Gen. Steven W. Gilland, USA, Superintendent, U.S. Military Academy. Then, at Michie Stadium, he participated in a photo line with Reps. Womack and Ryan and Academy leadership.
In the afternoon, the President returned to Greenville, DE.
In the evening, following Mass at the St. Joseph's on the Brandywine Catholic Church in Greenville, the President stopped briefly at a Jos. A. Bank clothing shop. Then, he returned to his residence, where he remained overnight.
May 26
In the evening, the President traveled to Delaware Air National Guard Base, DE. While en route, he stopped to visit his daughter-in-law Hallie Biden at her residence in Greenville, DE. Then, he returned to Washington, DC.
During the day, the President was briefed on the IsraeliK airstrike in Rafah, Gaza, that reportedly killed several civilians at a nearby refugee camp and was kept updated throughout the day.
May 27
In the morning, the President had an intelligence briefing. Then, in the East Room, he hosted a Memorial Day breakfast for administration officials, military leadership, veterans, and Gold Star family members. Then, he traveled to Arlington, VA, where, upon arrival at Arlington National Cemetery, he was greeted by Vice President Kamala D. Harris and her husband Douglas
C. Emhoff; Secretary of Defense Lloyd J. Austin III; Chairman of the Joint Chiefs of Staff Gen. Charles Q. "C.Q." Brown, Jr., USAF, and his wife Sharene; Joint Task Force-National Capital Region and Military District of Washington Commanding General Maj. Gen. Trevor J. Bredenkamp, USA, and his wife, Lt. Gen. Michele H. Bredenkamp, USA, Director's Adviser for Military Affairs, Office of the Director of National Intelligence; and Office of Army Cemeteries Executive Director Karen Durham-Aguilera. Then, at the Tomb of the Unknown Soldier, he, Vice President Harris, and Second Gentleman Emhoff participated in a wreath-laying ceremony and observed a moment of silence. Later, he returned to Washington, DC.
During the day, the President had separate telephone conversations with Govs. J. Kevin Stitt of Oklahoma, Sarah Huckabee Sanders of Arkansas, and Gregory W. Abbott of Texas to discuss the tornadoes affecting the Southern Plains, express his condolences for the lives lost in each State, indicate that the Federal Emergency Management Agency is on the ground conducting damage assessments with State and local counterparts, and reiterate that he has directed the administration to provide Federal support as needed.
The White House announced further details on the President's travel to Philadelphia, PA, on May 29.
The White House announced that the President and Dr. Biden will travel to Rehoboth Beach, DE, on May 30 and 31.
May 28
In the morning, the President had an intelligence briefing.
During the day, the President met with Gov. Westley W.O. "Wes" Moore of Maryland, U.S. Army Corps of Engineers Commanding General Lt. Gen. Scott A. Spellmon, USA, and U.S. Coast Guard Deputy Commandant for Operations Vice Adm. Peter W. Gautier, USCG, to receive an operational update on the Federal and State response to the collapse of the Francis Scott Key Bridge in Baltimore, MD. He also participated in an interview in the Private Dining Room with TIME magazine Washington Bureau Chief Massimo Calabresi and Editor in Chief Sam Jacobs.
The White House announced that the President will welcome Prime Minister Alexander De Croo of Belgium to the White House on May 31.
The White House announced further details on the President's travel to Philadelphia, PA, on May 29.
The President announced his intention to nominate Mark Angelson to be Ambassador Extraordinary and Plenipotentiary to Norway.
The President announced his intention to nominate Michael G. Heath to be Ambassador Extraordinary and Plenipotentiary to Malawi.
May 29
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Philadelphia, PA, accompanied by Gov. Westley
W.O. "Wes" Moore of Maryland, Rep. Barbara J. Lee, and other officials. Upon arrival at Philadelphia International Airport, he was greeted on the tarmac by Sen. Robert P. Casey, Jr., Gov. Moore, Rep. Lee and other Members of Congress, Lt. Gov. Austin Davis of Pennsylvania, and Mayor Cherelle L. Parker of Philadelphia and participated in a group photograph. Then, he traveled to Girard College, where, at a campaign event, he participated in a photo line with State and local officials from around the Nation. Later, he traveled to Greenville, DE, where, at his residence, he remained overnight.
During the day, at the White House, the President recorded an interview with Darryl L. "D.L." Hughley of the nationally syndicated "D.L. Hughley Radio Show" for later radio, online, and social media broadcast.
The President announced the designation of the following individuals as members of a Presidential delegation to attend the Inauguration of Nayib Bukele as President of El Salvador in San Salvador, El Salvador, on June 1: Alejandro N. Mayorkas (head of delegation); William H. Duncan; Marisa Lago; Brian A. Nichols; Julieta Valls Noyes; and Daniel P. Erikson.
May 30
In the morning, the President had an intelligence briefing. Then, he and Dr. Biden attended Mass at St. Joseph on the Brandywine Roman Catholic Church to commemorate the ninth anniversary of the death of his son Joseph R. "Beau" Biden III. Members of his family, including his son Hunter, daughter Ashley, and sister Valerie Biden Owens, also attended. Following the Mass, they visited the adjacent cemetery where Beau Biden is buried. Then, the President and Dr. Biden, accompanied by family members, traveled to Rehoboth Beach, DE, where, at their residence, they remained overnight.
The White House announced that the President and Dr. Biden will travel to Normandy and Paris, France, from June 5 through 9 to commemorate the 80th anniversary of the Allied landing in Normandy and attend a state visit hosted by President Emmanuel Macron of France.
The President declared a major disaster in Arkansas and ordered Federal assistance to supplement State and local recovery efforts in the areas affected by severe storms, straight-line winds, tornadoes, and flooding from May 24 through 27.
May 31
In the morning, the President had an intelligence briefing. Then, he returned to Washington,
DC.
In the afternoon, the President welcomed Prime Minister Alexander De Croo of Belgium to
the White House to deepen Belgium-U.S. cooperation on global issues and bolster transatlantic security. In particular, they reaffirmed their commitment to continue supporting Ukraine, discussed efforts to make the greatest use of immobilized sovereign assets for the benefit of Ukraine, and affirmed the importance of the North Atlantic Treaty Organization and the need to remain vigilant against Russian threats to election integrity. During the meeting, the two leaders also exchanged gifts.
Later in the afternoon, the President traveled to Rehoboth Beach, DE, arriving in the evening. His son R. Hunter Biden, daughter in law Melissa Cohen, and their son Beau accompanied him.
In the evening, the President traveled to his residence, where he remained overnight. The White House announced that the President will travel to Greenwich, CT, on June 3.
The President announced his intention to appoint Brian Bryant and Shawn P. Fain as members of the President's Export Council.
The President announced his intention to appoint the following individuals as members of the President's Intelligence Advisory Board: Mariano-Florentino Cuéllar; Ronald S. Moultrie; and Calvin Smyre.
The President announced his intention to appoint John F. Cordisco as a Commissioner of the
U.S. Commission for the Preservation of America's Heritage Abroad.
June 1
In the afternoon, at St. Edmond's Catholic Church in Rehoboth Beach, the President attended Mass with his son Hunter. Then, he returned to his residence, where he remained overnight.
The White House announced further details on the President's travel to Greenwich, CT, on June 3.
The White House announced further details on the President's travel to Paris, France, on June 4.
June 2
In the evening, the President and Dr. Biden traveled to Greenville, DE, where, at their residence, they remained overnight.
June 3
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to White Plains, NY, arriving in the evening.
In the evening, upon arrival at the Westchester County Airport, the President traveled to Greenwich, CT, where, at a private residence, he participated in a photo line with Gov. Edward
M. Lamont of Connecticut, Lt. Gov. Susan Bysiewicz of Connecticut and her husband David
Donaldson, Sen. Richard Blumenthal and his wife Cynthia, Sen. Christopher S. Murphy, Rep. James A. Himes, and former Sen. Christopher J. Dodd. Later, he traveled to White Plains, NY. Upon arrival at the Westchester County Airport, he returned to Washington, DC. Rep. Himes and former Sen. Dodd accompanied him.
During the day, the President had a telephone conversation with Amir Tamim bin Hamad Al Thani of Qatar to discuss the cease-fire and hostage-release deal under negotiation to end the crisis in Gaza, confirm Israel's readiness to move forward with the terms offered to Hamas, emphasize that Hamas's refusal to release hostages would only prolong the conflict and deny humanitarian relief to the people of Gaza, and reiterate the U.S. commitment, together with that of Egypt and Qatar, to ensure the full implementation of the agreement. The President urged Amir Tamim to use all appropriate measures to secure Hamas's acceptance of the deal and thanked him and his senior team for their tireless efforts to secure the release of all hostages held in Gaza. Also during the day, he had a telephone conversation with President-elect Claudia Sheinbaum of Mexico to congratulate her on her historic electoral victory, express his congratulations to the Mexican people for the success of their free and fair electoral process, and emphasize the joint Mexico-U.S. commitment to continue the strong and collaborative partnership that will advance democracy, security, and prosperity in both countries.
June 4
In the morning, the President had an intelligence briefing.
In the evening, the President traveled to Orly, France, arriving the following morning. During the day, the President had a telephone conversation with President Andrés Manuel
López Obrador of Mexico to congratulate him and the Mexican people on their free and fair electoral process that resulted in the historic election of President-elect Claudia Sheinbaum, thank President López Obrador for the strong Mexico-U.S. partnership to enhance economic cooperation, manage migration at the shared border, and advance regional security and prosperity, and inform President López Obrador that he had approved three new Presidential permits for international bridge projects in Texas to benefit local communities and strengthen the U.S.-Mexico economic relationship by building infrastructure that promotes increased trade travel.
The White House announced further details on the President and Dr. Biden's travel to Normandy, France, on June 6 and 7; Paris, France, from June 6 through 9; and Belleau, France, on June 9.
The White House announced that the President and Dr. Biden will travel to Wilmington, DE, on June 9.
The White House announced that the President will travel to Apulia, Italy, on June 13 and 14 for the Group of Seven (G–7) nations summit.
June 5
In the morning, upon arrival at the Paris-Orly Airport, the President participated in an arrival ceremony with Prime Minister Gabriel Attal and Ambassador to the U.S. Laurent Bili of France, Jérôme Harnois, the Paris police prefect responsible for French airports, and U.S. Ambassador to France Denise Campbell Bauer. Then, he traveled to InterContinental Paris Le Grand hotel, where he had an intelligence briefing and remained overnight.
During the day, the President had a telephone conversation with Prime Minister Narendra Modi of India to congratulate him and the National Democratic Alliance on their victory in India's general elections, commend the people of India for participating in the largest democratic
exercise in human history, with nearly 650 million going to the polls to vote, emphasize their mutual commitment to advancing India-U.S. relations and their shared vision of a free, open and prosperous Indo-Pacific region, and discuss National Security Adviser Jacob J. Sullivan's upcoming travel to New Delhi, India, to engage the new government on shared priorities.
The President announced his intention to nominate Julianne Smith to be Under Secretary for Political Affairs at the Department of State.
The President announced his intention to nominate Kin Moy to be Ambassador to Vietnam. The President announced his intention to nominate James Story to be Ambassador to
Mozambique.
The President announced his intention to nominate Mark G. Eskenazi to be a member of the Occupational Safety and Health Review Commission.
The President made additional disaster assistance available to Hawaii by authorizing an increase in the level of Federal funding for emergency protective measures undertaken in the State as a result of wildfires and high winds from August 8 through September 30, 2023.
June 6
In the morning, the President had an intelligence briefing. Then, he and Dr. Biden traveled to Colleville-sur-Mer, France, where, at the Normandy American Cemetery, they recorded an interview with David Muir of ABC's "World News Tonight" program for later broadcast and participated in a greeting with U.S. veterans of the D-Day Allied landings and Normandy campaign of 1944, other World War II veterans, their caretakers, and Active Duty U.S. servicemembers. During the greeting, the President also presented challenge coins to World War II veterans. President Emmanuel Macron of France and his wife Brigitte also participated.
In the afternoon, at the Normandy American Cemetery, the President and Dr. Biden participated in a wreath-laying ceremony and toured the cemetery, including a stop at the gravesite of PFC John S. Greenfield, USA, from Wilmington, DE, who served in the 115th Infantry Regiment, 29th Infantry Division during World War II. Later, they traveled to Omaha Beach, where they attended the International Ceremony at Omaha Beach, an annual event to commemorate the Allied landing at five designated sites: Utah, Omaha, Gold, Juno, and Sword Beaches in Normandy.
In the evening, the President and Dr. Biden traveled to Orly, France. Upon arrival at the Paris-Orly Airport, the President answered a reporter's question. Then, they traveled to Paris, France, where, at the InterContinental Paris Le Grand hotel, they remained overnight.
The White House announced further details on the President's travel to Paris, France, on June 8.
June 7
In the morning, the President had an intelligence briefing.
In the afternoon, the President traveled to Cricqueville-en-Bessin, France, where, upon arrival at Pointe du Hoc, he was greeted by SFC Gavin Stith, USA, 2d Ranger Battalion, and his wife Kourtney. Secretary of State Antony J. Blinken, Secretary of Defense Lloyd J. Austin III, and former Secretary of State John F. Kerry also attended. Then, he toured the Pointe du Hoc landing site, monument, and gun casements with Normandy American Cemetery Superintendent Scott Desjardins. Later, he traveled to Paris, France, where, at the InterContinental Paris Le Grand hotel, he remained overnight.
The White House announced that the President and Dr. Biden will host a Juneteenth concert at the White House on June 10.
June 8
In the morning, at the InterContinental Paris Le Grand hotel, the President had an intelligence briefing. Then, he and Dr. Biden traveled to the Arc de Triomphe, where they were greeted by President Emmanuel Macron of France and his wife Brigitte Macron, participated in a welcome ceremony, and signed a guest book with President and Mrs. Macron.
In the afternoon, the President and Dr. Biden participated in a parade procession to the Élysées Palace, where they were greeted by President and Mrs. Macron. Then, the President and President Macron had a working lunch. Later, he returned to the InterContinental Paris Le Grand.
In the evening, the President and Dr. Biden traveled to the Élysées Palace, where they were greeted by President and Mrs. Macron. Later, they returned to the InterContinental Paris Le Grand hotel, where they remained overnight.
June 9
In the afternoon, at the U.S. Ambassador's Residence, the President and Dr. Biden met with
U.S. Ambassador to France and Monaco Denise Campbell Bauer and Embassy personnel and their families. They also participated in a photo line with Ambassador Bauer and her husband Steven Bauer, U.S. Ambassador and Permanent Representative to the Organization for Economic Cooperation and Development Sean Patrick Maloney, Deputy Chief of Mission David R. McCawley and his wife Sandra Cabrera, Senior Adviser to the Ambassador Travis D. Dredd and his wife Emily, and U.S. Embassy D-Day Control Officer Alison Shorter-Lawrence.
Later in the afternoon, the President and Dr. Biden traveled to Château-Thierry, France, where, upon arrival at the Château-Thierry-Belleau Aerodrome landing zone, they were greeted by Thomas Campeaux, Prefect of Aisne. Then, they traveled to Belleau, France, where, upon arrival at the Aisne-Marne American Cemetery, they were greeted by Maj. Gen. Robert B. Sofge, Jr., USMC, Commander, U.S. Marine Corps Forces, Europe and Africa, and his wife Adrienne, Charles K. Djou, Secretary, American Battle Monuments Commission, and his wife Stacey, and Shane J. Williams, Director, American Battle Monuments Commission, and participated in a wreath-laying ceremony. Later, they traveled to Orly, France, where, upon arrival at the Paris- Orly Airport, they were greeted by France's Ambassador to the U.S. Laurent Bili, Ambassadors Bauer and Maloney, Jean E. Manes, Chargé d'Affaires of the U.S. Mission to the United Nations Educational, Scientific, and Cultural Organization (UNESCO), and several French law enforcement officials. Then, they traveled to Philadelphia, PA, arriving in the evening.
In the evening, upon arrival at the Philadelphia International Airport, the President and Dr.
Biden traveled to Greenville, DE, where, at their residence, they remained overnight.
June 10
In the morning, the President had an intelligence briefing.
In the afternoon, the President returned to Washington, DC, arriving in the evening.
The White House announced that the President will travel to Brindisi, Italy, for the Group of Seven (G–7) nations summit on June 12.
The President declared a major disaster in Mississippi and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms, straight-line winds, tornadoes, and flooding from April 8 through 11.
The President declared a major disaster in Idaho and ordered Federal assistance to supplement State, Tribal, and local recovery efforts in the areas affected by the severe storm, flooding, landslides, and mudslides on April 14 and 15.
June 11
In the morning, the President had an intelligence briefing.
In the afternoon, in the Private Dining Room, the President and Vice President Kamala D. Harris had lunch. Then, outside the Dwight D. Eisenhower Executive Office Building while en route to the Washington Hilton hotel, he visited briefly with Gov. R. Michael DeWine of Ohio and his family, who were outside the Eisenhower Office Building. Later, at the Washington Hilton, he participated in a photo line with Rep. Robin L. Kelly. Then, he traveled to Delaware Air National Guard Base, DE, where, upon arrival, he greeted his son R. Hunter Biden, daughter- in-law Melissa Cohen Biden, and grandson Beau on the tarmac. Then, he traveled to Greenville, DE, where, at his residence, he remained overnight.
The White House announced that the President will hold a news conference with President Volodymyr Zelenskyy of Ukraine in Fasano, Italy, on June 13.
The White House announced that the President will meet with Prime Minister Giorgia Meloni of Italy in Fasano, Italy, on June 14.
The White House announced that the President will meet with Pope Francis in Fasano, Italy, on June 14.
The White House announced additional details on the President's travel to Fasano, Italy, from June 12 through 14.
The White House announced that the President will travel to Los Angeles, CA, on June 14.
June 12
In the morning, the President had an intelligence briefing. Then, he traveled to Brindisi, Italy, arriving in the evening.
In the evening, upon arrival at the Brindisi Airport, the President was greeted on the tarmac by U.S. Ambassador to Italy Jack A. Markell and his wife Carla; U.S. Ambassador to the Holy See Joseph S. Donnelly and his wife Jill; and Head of the Diplomatic Protocol Bruno Antonio Pasquino of Italy. Then, he traveled to Savelletri di Fasano, Italy, where, at the Masseria San Domenico hotel, he remained overnight.
The President announced his intention to nominate Mary Kay Costello to be a judge on the
U.S. District Court for the Eastern District of Pennsylvania.
The President announced his intention to nominate Laura Margarete Provinzino to be a judge on the U.S. District Court for the District of Minnesota.
The President announced his intention to nominate Noël Wise to be a judge on the U.S. District Court for the Northern District of California.
June 13
In the morning, the President had an intelligence briefing. Then, he traveled to the Borgo Egnazia resort and spa, where he participated in an official greeting with Prime Minister Giorgia Meloni of Italy, followed by a group photo and a working session on Africa, climate change, and development with Group of Seven (G–7) nations leaders.
In the afternoon, also at the Borgo Egnazia resort, the President participated in separate working sessions on the Middle East and Ukraine with G–7 leaders.
In the evening, at the Borgo Egnazia's San Domenico Golf Course, the President viewed a skydiving demonstration and participated in a group photo with G–7 leaders. Prior to the start of the skydiving demonstration, he had a sidebar conversation with Prime Minister Justin P.J. Trudeau of Canada and President Ursula von der Leyen of the European Commission, which was then briefly joined by President Emmanuel Macron of France. As he departed following the group photo, he answered several questions from reporters. Then, he returned to the Masseria San Domenico hotel, where he remained overnight.
The President announced his intention to nominate Christy Goldsmith Romero to be Chair and member of the Federal Deposit Insurance Corporation.
The President announced his intention to nominate Kristin N. Johnson to be Assistant Secretary for Financial Institutions at the Department of the Treasury.
The President announced his intention to nominate Caroline A. Crenshaw to be a member of the Securities and Exchange Commission.
The President announced his intention to nominate Gordon I. Ito to be a member of the Financial Stability Oversight Council.
June 14
In the morning, at the Masseria San Domenico hotel, the President had an intelligence briefing. Then, he traveled to the Borgo Egnazia resort and spa, where he participated in separate working sessions on migration, the Indo-Pacific and economic security with G–7 leaders. Then, also at the Borgo Egnazia, he met with Prime Minister Giorgia Meloni of Italy to discuss Italy-
U.S. cooperation across a range of vital security, economic, and regional issues, with the President commending Prime Minister Meloni for Italy's support and security assistance for Ukraine as it continues to defend itself against Russian aggression. The President and Prime Minister welcomed the G–7 leaders' commitment to provide $50 billion in additional financial support to Ukraine using the proceeds of immobilized Russian sovereign assets, agreed to continue to pursue all available options to impose further costs on Russia and those who support Russia's war effort, discussed their respective efforts to enhance economic security and respond to economic coercion, as well as the importance of two-way trade and investment to enhance economic prosperity. They also highlighted the need to secure a hostage deal and a cease-fire in Gaza, with Hamas taking a constructive approach to that process.
In the afternoon, also at the Borgo Egnazia resort, the President participated in a working session on artificial intelligence, energy, and the Africa-Mediterranean region with G–7 leaders, Pope Francis, and other world leaders.
In the evening, at the Borgo Egnazia, the President participated in a family photo with G–7 leaders, Pope Francis, and other world leaders and attended an entertainment reception that included a performance by Andrea Bocelli. Then, on the margins of the G–7 nations summit, he met with Pope Francis to discuss the urgent need for an immediate cease-fire and a deal to release hostages held by Hamas and address the critical humanitarian crisis in Gaza. The President thanked Pope Francis for the Vatican's work to address the humanitarian impacts of the war in Ukraine, including his efforts to help return Ukrainian children kidnapped by Russian forces to their families, and reaffirmed his deep appreciation for the Pope's advocacy for the poor and those suffering from persecution, the effects of climate change, and conflict around the world.
Later in the evening, the President traveled to Brindisi, Italy, accompanied aboard Marine One by his granddaughters Roberta M. "Maisy" Biden and Naomi K. Biden Neal and Ms. Biden
Neal's husband Peter Neal. Upon arrival at the Brindisi Airport, he was greeted on the tarmac by
U.S. Ambassador to Italy Jack A. Markell and his wife Carla. Then, he, his granddaughters, and Mr. Neal traveled to Joint Base Andrews, MD, arriving the following morning.
During the day, at the Borgo Egnazia hotel, the President had a pull-aside meeting with President Mohammed bin Zayed Al Nahyan of the United Arab Emirates to reaffirm the U.A.E.-
U.S. strategic partnership, review economic and technology issues, and discuss regional issues, including the situation in Gaza. Also during the day, he had a pull-aside meeting with Prime Minister Rishi Sunak of the United Kingdom to reaffirm their support for Ukraine against Russian aggression, discuss the latest developments in Gaza, including reiterating the need for increased humanitarian assistance, and affirm the importance of strong U.K.-U.S. relations.
The White House announced that the President will travel to Los Angeles, CA, on June 15. The White House announced that the President and Dr. Biden will return to Washington,
DC, on June 16.
The President declared a major disaster in Oklahoma and ordered Federal aid to supplement State, Tribal, and local recovery efforts in the areas affected by severe storms, straight-line winds, tornadoes, and flooding from May 19 through 28.
Names: Abbott, Gregory W.; Abdullah II, King; Abelson, Adam B.; Abercrombie-Winstanley, Gina Kay; Abramson, Harry; Abutaha, Saifeddin Issam Ayad; Acevedo, Enrique; Adams, Eric; Adams, Martin L.; Adams-Smith, Kelly; Adiga, Mala; Al Hussein bin Abdullah II, Crown Prince; Alexakis, Georgia N.; Ali, Amir H.; Andrés Puerta, José Ramón; Andrews, Salette; Angelson, Mark; Año, Eduardo M.; Arbeit, Jeffrey S.; Arevalo de Leon, Cesar Bernardo; Arévalo, Bernardo; Arnett, Will; Arnzen, April; Attal, Gabriel; Austin, Lloyd J., III; Aysta, Nathan P.; Baker, Sarah; Baker, Tye; Baldwin, Tammy S.; Balliet, Chad; Balliet, Heather; Balliet, Melvin; Banks, Dana L.; Barkan, Carl; Barnes, Lavora; Barnett, Clifford D., Sr.; Bass, Karen R.; Bateman, Jason; Batick, Brett; Batory, Ronald L.; Bauer, Denise Campbell; Bauer, Steven; Beatty, Joyce; Becker, Bruce R.; Benjamin, Stephen K.; Berger, Mitchell W.; Berry, Randy; Bhatia, Manish; Biden Neal, Naomi K.; Biden, Ashley B.; Biden, Francis W.; Biden, Hallie; Biden, Jill T.; Biden, Joseph R. "Beau," IV; Biden, Joseph R. Beau, IV; Biden, Natalie P.; Biden,
R. Hunter; Biden, Roberta M. "Maisy"; Bili, Laurent; Billings, Paul A. "P.A."; Bishop, Sanford D., Jr.; Blackwell, Michelle; Bland, Steve, Jr.; Bleich, Jeffrey L.; Blinken, Antony J.; Blowers, Jack; Blue, Dan; Blumenthal, Cynthia; Blumenthal, Richard; Blunt, Theodore; Blyden, Chidi; Boakai, Joseph; Bocelli, Andrea; Bode, Mary Wills; Bohlke, Bill; Bond, Brian K.; Borin, Marsha; Bouchet, Rahkel; Bougounea, Nadia; Bowman, J. Michael; Bowser, Chris; Boyle, Brendan F.; Bradley, Tobin J.; Bradsher, Tanya; Brady, Robert A.; Bredenkamp, Michele H.; Bredenkamp, Trevor J.; Breed, London N.; Brooks, Robert; Brosius, Rory M.; Brown, Charles Q. "C.Q.," Jr.; Brown, Sharene; Brown, Steven; Brown-Trickey, Minnijean; Bruyn, Amy Bircher; Bryan, Albert, Jr.; Bryant, Brian; Bryant, Michelle; Bukele, Nayib; Bukovich, Kyle; Bullock, Donna; Bulsara, Sanket J.; Burgess, Reggie; Burgess, Tracy; Burnett, Erin; Burns, Cherie; Burns, William J.; Butler, Aaron; Butler, Deborah Armfield; Buttigieg, Peter P.M.; Bysiewicz, Susan; Cabrera, Dorlian Ronial Castillo; Cabrera, Sandra; Cahoon, Heather M.; Calabresi, Massimo; Campbell, Justin; Campbell, Karla M.; Campeaux, Thomas; Cantor, Carmen G.; Cantwell, Maria E.; Capehart, Jonathan; Cardin, Benjamin L.; Carlson, Jack; Carlson, MaryKay; Carter, Bryan L.; Casey, Robert P., Jr.; Castor, Katherine A.; Cawley, T.J.; Chadha, Sapna; Chang, Judy W.; Chapman, John; Chapman, Tellis J.; Chaudhary, Narsingh; Chavez, Gloria I.; Chu, Judy M.; Cicilline, David N.; Cincotta, Joseph A.; Clark, Chris; Clark, Lisa; Clark, Peggy; Clarke, Callisia N.; Clegg, Elaine M.; Clendenin, Alan; Cleveland, Lambert, Jr.; Clinton, William J.; Clyburn, James E.; Coggins, Dena M.; Cognetti, Paige Gebhardt; Cohen, Melissa; Coleman, Hurley "H.J.," IV; Coleman, Hurley, III; Coleman, Isobel; Conaway, Trent; Constantine, Dow; Constantine,
Sabrina; Coons, Brent; Cooper, Roy A., III; Cordisco, John F.; Correa, J. Luis; Costa, Jay; Costello, Mary Kay; Court, Michelle Williams; Cowen, John, Jr.; Cox, Kate; Craft, Sanni; Craft, William; Crawford, Joe; Crawford, Jordan; Crawford, Sylvia; Crenshaw, Caroline A.; Criswell, Deanne Bennett; Crowley, David; Cuéllar, Mariano-Florentino; Cunicelli, David; Cunicelli, Jack; Cunningham, Anita; Cunningham, Nelson W.; Daggett, Harold J.; Daniels, Jody J.; Dannemann, Ryan F.; Daschbach, Mary E.; Davis, Austin; Davis, Danny K.; Davis, Denny D., Sr.; Davis, Ronald L.; Davis-Younger, Michelle; De Croo, Alexander; Dean, Lloyd; Dean, Madeleine C.; Delagrave, Jonathan; DeLauro, Rosa L.; DelBene, Suzan K.; Deluzio, Christopher R.; Desjardins, Scott; Devermont, Judd; DeWine, R. Michael; Dhunjisha, Bethany; Dickens, Andre; Diller, Jonathan; Dingell, Deborah A.; DiPietro, Joseph R.; Ditelberg, Joshua L.; Dixon, Cynthia Valenzuela; Djou, Charles K.; Djou, Stacey; Dodd, Christopher J.; Donaldson, David; Donilon, Michael C.; Donnell, Denise M.; Donnelly, Jill; Donnelly, Joseph S.; Drabick, Keith; Dredd, Emily; Dredd, Travis D.; Dressel, Abigail L.; Driskell, Fentrice; DuBose, Melissa R.; Duckworth,
L. Tammy; Duda, Andrzej; Duncan, William H.; Dunnings, Jonathan "Bushman"; Durham- Aguilera, Karen; Ebong, Enoh T.; Eckford, Elizabeth; Edan, Abigail Mor; Edenshaw, Emily; Edwards, Steve; Eharth, Matt; Eikenberry, Karl W.; Ein, Mark; Elliott, W. Alden; Elsisi, Abdelfattah Said; Emhoff, Douglas C.; Emmons, Karen; Ergen, Charlie; Erikson, Daniel P.; Eshoo, Anna G.; Eskenazi, Mark G.; Espaillat, Adriano D.; Estenoz, Shannon A.; Evans, Carlos; Evans, Dwight E.; Evers, Anthony S.; Eyer, Joshua; Fagan, Linda L.; Fain, Shawn; Fain, Shawn P.; Felder, Tamika; Fennell, Rosalyn "Rose"; Fetterman, John K.; Fiala, Petr; Fine, Paul R.; Finer, Jonathan; Fisher, Ann C.; Fitrell, Troy; FitzPatrick, Margaret; Flickinger, Jacob; Flores, Peter; Ford, Aaron D.; Francis, Pope; Frankcom Lalzawmi "Zomi"; Freeman, Michael A.; Fuchs, Patrick J.; Fuentes, Alejandro Hernandez; Fulks, Quentin; Fung, Cathy; Gage, Beverly; Gainey, Edward C.; Gallego, Kate; Gannon, Matthew; Garland, Merrick B.; Gautier, Peter W.; Gavito, Jennifer D.; Geingob, Hage G.; Gelsinger, Patrick; George, Randy A.; Getgen, Kimberly; Gibson, Karen; Giglio, Michael; Gilchrist, Garlin, II; Gilland, Steven W.; Glaster, Crystal A.; Glaude, Eddie S., Jr.; Godlewski, Sarah; Gonzalez, Lorena Saenz; Gonzalez, Vincente; Gordon, Philip H.; Gordon, Richard D.; Gordon-Reed, Annette; Graham, Marcus D.; Grain, David J.; Grant, Denise; Grant, Safiya; Green, Hugh; Greenwald, Doreen P.; Grush, Catherine M.; Guider, Benjamin A., III; Guzman, Isabel Casillas; Haaland, Debra A.; Hackel, Mark A.; Haines, Avril D.; Hammill, Mark; Hand, Henry; Hanson, Christopher T.; Harjani, Sunil R.; Harnois, Jérôme; Harrell, Bruce; Harrell, Joanne; Harris, Joshua M.; Harris, Kamala D.; Harrison, Jaime R.; Hart, Brett; Hartke, Kevin; Hasegawa, Toshiko Grace; Hassan, Margaret Wood; Hayes, Sean; Healey, Maura; Heath, Michael G.; Heine, Hilda C.; Heinrichs, Rebeccah L.; Hendershot, Susan; Henderson, James; Henry, Catherine; Henry, Michelle A.; Hernández, Carlos; Hesselbein, Dianne; Hidalgo, Lina; Hill, Alexis; Himes, James A.; Himonidis, Stephanie; Hirono, Mazie K.; Hodge, Kristen; Holmes, Jessica N.; Holtsnider, James; Homendy, Jennifer L.; Homes, Jessica N.; Hoosock, Michael; Horsford, Steven A.; Horst, Elizabeth K.; Howell, Arthel "Art"; Hubbard, Michael R., Sr.; Huger, Felicity; Huger, L.J.; Hughes, Sherwin; Hughley, Darryl L. "D.L."; Hurley, Dan; Hwang, Anne; Hyland, Raymond L., Jr.; Iguina González, Carmen G.; Innamorato, Sara; Inslee, Jay R.; Inslee, Trudi; Iohannis, Klaus; Isaac, Nicole; Ishee, Todd; Ito, Gordon I.; Ives, James R.; Jackson, Danna; Jacobs, Sam; Jacobsen, Amanda S.; Jacobson, Tracey Ann; James, Chris; James, Keith A.; Jayapal, Pramila; Jean-Pierre, Karine; Jeffers, Honica; Jefferson, Deshundra; Jeffries, Hakeem S.; Jenkins, Clay L.; Jenkins, Rose E.; Jennings, Johnny; Jensen, Michael; John, Joe; Johnson, Brandon; Johnson, Cavalier; Johnson, Eddie Bernice; Johnson, Henry C., Jr.; Johnson,
J. Michael; Johnson, Kristin N.; Johnson, Mereda Davis; Jones, Douglas P.; Jones, Geno; Jones, Loree D.; Jones, Shevrin D. "Shev"; Kanter, Rebecca S.; Kaplan, Matthew; Karlmark, Gloria Ray; Karloutsos, Alexander; Kaufman, Edward E.; Kelly, George J. "Mike," Jr.; Kelly, Robin L.; Kemp, Patricia; Kerry, John F.; Khan, Omar; Khosla, Neeru; Khosla, Vinod; Kidd, Embry J.; Kildee, Daniel T.; King, Rachel; Kirby, James; Kirk, Lisa; Kishida, Fumio; Kishida, Yuko; Klobuchar, Amy J.; Kneedler, Eric; Knight, Edna; Kounalakis, Eleni; Kurilla, M. Erik; Kuster,
Ann McLane; Kuster, Brad; Lago, Marisa; Lamborn, Douglas L.; Lamont, Edward M.; Lamora, Christopher J.; Landy, Adam B.; Lane, Laura; Lanham, Krissa M.; Lanthier, Mary Kay; Larew, Rob; Lazaro, Maria Theresa P.; Lazaroski, Thomas; Lee, Barbara J.; Lee, Suzanne K.; Lenihan, William J.; Levine Cava, Daniella; Lewis, Stephen Roe; Lieberman, Hadassah; Lieberman, Joseph I.; Linehan, Nicole; Linehan, Sean; Linton, Jeffrey D.; Lipez, Julia M.; Little, Bradley J.; López Obrador, Andrés Manuel; Lopez, Jose Mynor; Lord, Peter W.; Lowenberg, Susan E.; Luboff, David; Lucas, Alex; Luna, Miguel; Lyles, Viola "Vi"; Lynch, John; Lynch, Susan; Macron, Brigitte; Macron, Emmanuel; Maldonado, Nancy L.; Maloney, Sean Patrick; Manalo, Enrique A.; Manes, Jean E.; Mantzavinos, Spiros; Marcos, Ferdinand R. "Bongbong," Jr.; Markell, Carla; Markell, Jack A.; Markey, Edward J.; Marquis, Thomas L.; Martinez, Angela M.; Martinez-Diaz, Leonardo; Marwah, Harleen; Mason, Cory; Mathews, Daniel; Mayorkas, Alejandro N.; McBath, Lucia K.; McCall, David; McCawley, David R.; McConnel, A. Mitchell; McConnell, A. Mitchell; McDonald, Diana; McDonald, William "Chris"; McDonough, Denis R.; McFarland, William; McFarland, William P.; McFerran, Lauren McGarity; McGuire, DeDe; McGurk, Brett H.; McHugo, Scott; McLaughlin, Catherine; McLean, Lauren; McMahon, J. Ryan, II; McMenamin, Jennifer; McPherson, Jim; Meale, David S.; Meeks, Gregory W.; Mehrotra, Sanjay; Meloni, Giorgia; Mendis, Patrick; Merkel, Charles C.; Meyers, Seth; Mfume, Kweisi; Miguel, Robert; Miketin, Jozef K.; Miles, Cate; Miles, Catherine S. "Cassie"; Miles, Temus C. "Tem," Jr.; Miller, Aruna; Milley, Mark A.; Mills, Igalious; Modi, Narendra; Moffett, Breonna A.; Mohammed bin Zayed Al Nahyan; Molinar, Raul; Moore, Brenda F.; Moore, Gwendolynne S.; Moore, Westley W.O. "Wes"; Morgan, Darian "Big Tigger"; Moritsugu, Erika; Moultrie, Ronald S.; Moy, Kin; Mucarsel-Powell, Debbie; Muir, David; Mullin, Kevin; Murphy, Brian E.; Murphy, Christopher S.; Murphy, Philip D.; Murphy, Sara; Murray, Timothy D.; Musolf, Keith; Muyangwa, Monde; Nadler, Jerrold L.; Nassika, Katerina; Nathan, Scott; Navalnaya, Dasha; Navalnaya, Yulia; Nduom, Edjah K.; Neal, Peter; Neal, Richard E.; Neitzke, Jeremey; Nelson, Naomi; Nelson, Tim; Nessel, Dana; Netanyahu, Benjamin; Netburn, Sarah; Neumann, Stacey D.; Nevalny, Alexei; Neville, Bill; Neville, Connie; Newman, Virginia; Newsom, Gavin C.; Nichols, Brian A.; Nimish, Patel; Noyes, Julieta Valls; Nwanaji-Enwerem, Jamaji; Obama, Barack;
Ocasio-Cortez, Alexandria; O'Donnell, Kelly; Olson, Dan; Olszewski, John, Jr.; O'Malley Dillon, Jen; Osius, Ted; Osnos, Evan; Ostash, Bill; Owens, Jason D.; Owens, Valerie Biden; Padgett, Anne-Marie; Padilla, Alejandro; Paine, Jim; Palmore, Joseph R.; Pappas, Christopher C.; Parisi, Joe; Parker, Cherelle L.; Pasquino, Bruno Antonio; Patrouille, Curtis P.; Pederson, Derek; Pelosi, Nancy; Pennell, Rebecca L.; Pérodin, Joanne; Perry, April; Peters, Gary C.; Phee, Mary C.; Phee, Mary Catherine; Phillips, Chynna; Phillips, Landry; Phillips, Willie L., Jr.; Pineda, Allan; Plaskett, Stacey E.; Pocan, Mark; Podesta, John R.; Poling, Ashley J.E.; Poloche, Samuel; Power, Samantha; Preckwinkle, Toni; Preckwinkle, Toni L.; Preet, Kawal; Provinzino, Laura M.; Pryor, Ikina; Pryor, Latreca; Quillian, Natalie H.; Raimondo, Gina M.; Rania, Queen; Rapp-Hooper, Mira; Ravas, Stephen; Redmon, Casey; Regan, Michael S.; Reinert, Roger J.; Rhodes-Conway, Satya; Richardson, Heather Cox; Richardson, John E.; Ried, Curtis R.; Ritz, Kevin G.; Rivers, William J.; Roberts, Terrence; Robinson, Sheree; Rodriguez, Catherine; Roker, Al; Romero, Christy Goldsmith; Romualdez, Jose Manuel G.; Rosner, David; Ruais, Jay; Russell, Carolyn A.; Russell, Leon, Jr.; Ruto, Rachel; Ruto, William; Ryan, Patrick K.; Sabater, Juan A.; Sachs, Maria; Saffo, Vassilios Avgerinos "Bill"; Sagawa, Shirley Sachi; Sanders, Bernard; Sanders, Kennedy L.; Sanders, Sarah Huckabee; Saporito, Joseph F., Jr.; Savva, Evangelos; Scanlon, Mary Gay; Schieve, Hillary L.; Schocken, Judith; Scholz, Olaf; Schrier, Kimberly M.; Schulte, Eric; Schumer, Charles E.; Scott, Brandon M.; See, Lindsay S.; Segal, Stephanie E.; Segerblom, Richard "Tick"; Shah, Bethany Pickett; Shaheen, C. Jeanne; Shaheen, Stefany; Shaheen, William H.; Shapiro, Joshua D.; Sharpton, Alfred C., Jr.; Shaw-Wilder, Detra; Sheinbaum, Claudia; Sherwood-Randall, Elizabeth D.; Shoaf, Frank J.; Shore, Debra; Shorter-Lawrence, Alison; Shurtleff, Stephen; Siddique, M. Osman; Simon, Gregory C.; Simon, Paul; Simon, Vanesa Soledad; Singh, Shamina; Sivak, Thomas C.; Skjodt, Cynthia Simon; Smith, D. Adam; Smith,
Donald; Smith, Jack; Smith, Julianne; Smith, Melissa; Smith, Michael D.; Smith, Tina Flint; Smyre, Calvin; Snapp, Mary; Snarr, David C.; Soból, Damian; Sofge, Adrienne; Sofge, Robert B., Jr.; Sooknanan, Sparkle L.; Sozzi, Brian; Spears, Kevin; Spellmon, Scott A.; Stabenow, Deborah A.; Staley, Dawn; Stanton, Gregory J.; Starr, Eric; Stern, Howard; Stith, Gavin; Stith, Kourtney; Stitt, J. Kevin; Story, James; Su, Julie A.; Suazo Sandoval, Maynor Yassir; Subianto, Prabowo; Sudani, Mohammed Shia al-; Sullivan, Jacob J.; Sulmeyer, Michael; Summers, Kurt A., Jr.; Sunak, Rishi; Sununu, Christopher T.; Suozzi, Thomas R.; Takano, Mark A.; Tamim bin Hamad Al Thani, Amir; Tamim bin Hamad Al-Thani, Amir; Tamlyn, Lucy; Tate, Joe; Tecklenburg, John J.; Teff, Bryan J.; Thanedar, Shri; Theeler, Camela C.; Thomas-Greenfield, Linda; Thompson, Craig; Tincher-Ladner, Lynn; Titus, A. Constadina; Tobin, Katie; Tocco, Christophe A.; Todman, Adrianne; Tokudo, Jill N.; Tolley, Christopher; Tong, William; Torres, Norma J.; Towers, Amy Robbins; Treviño, Eddie, Jr.; Troung, John C.; Trudeau, Justin P.J.; Tshisekedi, Félix; Tsunis, George J.; Tuerk, Matthew; Tufro, Paula; Turner, Mark A.; Tusk, Donald Franciszek; Tyler, Vanessa; Vacca, Meredith A.; van der Leyen, Ursula; Van Hollen, Christopher, Jr.; Van Roo, Bart T.; Varadkar, Leo; Vargas, Jeannette; Vargas, Juan; Vargas, Lauren; Venneri, Francesco; Ventrell, Patrick; Vinograd, Samantha; von der Leyen, Ursula; Wagner, Anne Marie; Walls, Carlotta; Walsh, Martin J.; Walton, Michael; Walz, Timothy J.; Warmkessel, Jeremy; Waterman, David C.; Waters, Maxine M.; Waters, Michael W.; Way, Kashi; Weeks, Thomas M., Jr.; Whelan, Edward; Whelan, Elizabeth; Whelan, Paul N.; Whelan, Rosemary; White, Robert J.; White, William I.; Whitmer, Gretchen E.; Whitmire, John; Wiegmann, John B.; Wild, Susan E.; Wilentz, Sean; Wilf, Mark; Wilhelm, Matthew B.; Wilkerson, Tonya P.; Wilkins, Donele; Williams, Jessica "Ms. Jessica"; Williams, Leonardo; Williams, Nikema N.; Williams, Shane J.; Willis, Deborah; Wilson, Christopher; Wise, Noël; Womack, Stephen A.; Wong, Chantale; Wood, Derrick; Woods, Bobby J.; Wormuth, Christine E.; Wright, S.M., II; Wu, Michelle; Xi Jinping; Yearwood, Trisha; Yellen, Janet L.; Yess, Tanner; Yoon, Jasmine H.; Young, Jeffrey, Jr.; Zients, Jeffrey D.; Zurawski, Amanda; Zurawski, Josh*.*
Subjects: "101.7 The Truth" radio program; "Big Tigger Morning Show With Jazzy McBee" radio program; "D.L Hughley Radio Show"; "El Show de Chiquibaby" radio program; 2024 Presidential election; ABC, "World News Tonight With David Muir" program; Abortion; Acting Secretary of Labor; Advisory Committee for Trade Policy and Negotiations; Affirmative action; African Development Bank; Ak-Chin Indian Community, Chairman; Alaska, disaster assistance; Algeria, U.S. Ambassador; American Battle Monuments Commission; AmeriCorps; Amtrak; Angola, U.S. Ambassador; Anti-Semitism; Arab-Israeli conflict, peace process; Arizona Building and Construction Trades Council; Arizona, Fairmont Scottsdale Princess hotel in Scottsdale; Arizona, Intel Corp. Octotillo Campus in Chandler; Arizona, Phoenix Sky Harbor International Airport in Phoenix; Arizona, President's visit; Arkansas, disaster assistance; Arkansas, Governor; Arkansas, tornado damage and recovery efforts; Army Corps of Engineers, U.S.; Artificial intelligence and other emerging technologies; Arts, National Council on the; Asian American, Native Hawaiian, and Pacific Islander Heritage Month; Assistant Secretary of Defense for Cyber Policy; Attorney General; Bangladesh, U.S. Ambassador; Basketball; Belgium, Prime Minister; Belgium, relations with U.S.; Biden, Finnegan J.; Black History Month; Black Information Network; Border security; Business Roundtable ; California, CJ's Cafe in Los Angeles; California, crash of U.S. Marine Corps helicopter; California, Democratic Party event; California, disaster assistance; California, disaster assistance for Wrangell Cooperative Association; California, Fairmont San Francisco hotel in San Francisco; California, Governor; California, InterContinental Mark Hopkins San Francisco hotel in San Francisco; California, Ivy Restaurant in Los Angeles; California, Lieutenant Governor; California, Los Angeles International Airport in Los Angeles; California, President's visit; California, rain storms and flooding; California, San Francisco International Airport in San Francisco; California, Soboba Band of Luiseño Indians, disaster assistance; California, W Los Angeles hotel in Los Angeles; Canada, Prime Minister;
Cancer Advisory Board, National; Central African Republic, U.S. Ambassador; Central Intelligence Agency; China, counternarcotics cooperation with U.S.; China, President; China, relations with Russia; China, relations with U.S.; China, trade with U.S.; Cinco de Mayo; Climate change; CNN, "Erin Burnett OutFront" program; Coast Guard, U.S.; Combatant commanders, dinner with President; Commission for the Preservation of America's Heritage Abroad, U.S.; Commission of Fine Arts; Congo, Democratic Republic of the, President; Congress, Members, meeting with President; Connecticut, death of former U.S. Senator; Connecticut, disaster assistance; Connecticut, Governor; Connecticut, President's visit; Consolidated Appropriations Act, 2024; Corporation for National and Community Service; Cyprus, Ambassador to U.S.; Czechia, Prime Minister; Deaths, former Rep. Eddie Bernice Johnson; Deaths, former Sen.
Joseph I. Liberman; Deaths, President Hage G. Geingob of Namibia; Defense Nuclear Facilities Safety Board; Delaware, Alexis I. du Pont High School in Wilmington; Delaware, Congo Legacy Center in Wilmington; Delaware, Dover Air Force Base; Delaware, Egg restaurant in Rehoboth Beach; Delaware, Fieldstone Golf Club in Greenville; Delaware, Henlopen City Oyster House in Rehoboth Beach; Delaware, Jos. A. Bank men's clothing store in Greenville; Delaware, Mrs.
Robino's Restaurant in Wilmington; Delaware, Piccolina Toscana restaurant in Wilmington; Delaware, President's visit; Delaware, St. Edmond's Catholic Church in Rehoboth Beach; Delaware, St. Joseph on the Brandywine Roman Catholic Church in Greenville; Democratic National Committee; Department of the Treasury, Assistant Secretary for Financial Institutions; Department of the Treasury, Inspector General; Department of Transportation, General Counsel; Deposit Insurance Corporation, Federal; Deputy Secretary of Housing and Urban Development; Deputy Secretary of the Interior; Deputy Secretary of Veterans Affairs; Deputy White House Chief of Staff; Disaster assistance, Alaska; Disaster assistance, Arkansas; Disaster assistance, California; Disaster assistance, Connecticut; Disaster assistance, Hawaii; Disaster assistance, Hoopa Valley Tribe; Disaster assistance, Idaho; Disaster assistance, Iowa; Disaster assistance, Kansas; Disaster assistance, Kentucky; Disaster assistance, Maine; Disaster assistance, Massachusetts; Disaster assistance, Michigan; Disaster assistance, Mississippi; Disaster assistance, Morongo Band of Mission Indians; Disaster assistance, Nebraska; Disaster assistance, New Hampshire; Disaster assistance, New York; Disaster assistance, North Dakota; Disaster assistance, Ohio; Disaster assistance, Oklahoma; Disaster assistance, Oregon; Disaster assistance, Rhode Island; Disaster assistance, Soboba Band of Luiseño Indians; Disaster assistance, Texas; Disaster assistance, U.S. Virgin Islands; Disaster assistance, Vermont; Disaster assistance, Washington; Disaster assistance, West Virginia; Disaster assistance, Wrangell Cooperative Association; District of Columbia, BlackSalt Fish Market and Restaurant; District of Columbia, Marriott Marquis Washington, DC, hotel; District of Columbia, Mayflower Hotel; District of Columbia, Union Station; District of Columbia, Walter E. Washington Convention Center; District of Columbia, Washington Hilton hotel; Diversity, equity, and inclusion, improvement efforts; Economic improvement; Economic stimulus legislation; Egypt, President; El Bueno, "El Genio Lucas" program; El Salvador, President; Environmental Protection Agency; Equatorial Guinea, U.S. Ambassador; European Commission President; European Commission, President; Farm Credit Administration; Federal court nominations and confirmations; Federal Emergency Management Agency; Federal Emergency Management Agency (FEMA); Federal Energy Regulatory Commission; Federal Labor Relations Authority; Federal Salary Council; Federal student loans, partial forgiveness; Financial Stability Oversight Council; Florida, Hillsborough Community College Dale Mabry Campus in Tampa; Florida, Miami International Airport in Miami; Florida, Palm Beach International Airport in West Palm Beach; Florida, President's visit; Florida, Tampa International Airport in Tampa; Football; France, Aisne-Marne American Cemetery in Belleau; France, Ambassador to U.S.; France, Arc de Triomphe in Paris; France, Élysées Palace in Paris; France, InterContinental Paris Le Grand hotel in Paris; France, Normandy American Cemetery in Colleville-sur-Mer; France, Paris-Orly Airport in Orly; France, President; France, President Biden's visit; France, President's visit; France, Prime Minister;
France, U.S. Ambassador; Gaza, conflict with Israel; Gaza, death of World Central Kitchen humanitarian aid workers; Gaza, hostages held by Hamas; Gaza, humanitarian situation; Gaza, international assistance; Gaza, U.S. and Israeli hostages; Georgia, Atlanta Hartsfield-Jackson International Airport in Atlanta; Georgia, Hartsfield-Jackson Atlanta International Airport in Atlanta; Georgia, InterContinental Buckhead Atlanta hotel in Atlanta; Georgia, Morehouse College in Atlanta; Georgia, President's visit; Georgia, the Gathering Spot in Atlanta; Germany, Chancellor; Gila River Indian Community, Governor; Great Lakes Authority; Greece, Ambassador to U.S.; Greece, U.S. Ambassador; Group of Seven (G–7) nations; Guatemala, migration management, cooperation with U.S.; Guatemala, President; Guinea-Bissau, U.S. Ambassador; Gun control; Hamas political/paramilitary organization; Hamas political- paramilitary organization; Hawaii, disaster assistance; Historically Black sororities and fraternities leaders, meeting with President; Holocaust Memorial Council, U.S.; Holocaust Remembrance Day; Holy See (Vatican City), Pope; Holy See (Vatican City), U.S. Ambassador; Homeland Security Adviser; Hoopa Valley Tribe, disaster assistance; House minority leader; Idaho, disaster assistance; Idaho, Governor; Illegal drugs, interdiction efforts; Illinois, President's visit; India, elections; India, Prime Minister; India, relations with U.S.; Indonesia, President-elect; Indonesia, relations with U.S.; Indonesia, security cooperation with U.S.; Indo-Pacific Economic Framework; Indo-Pacific, economic and security cooperation; Infrastructure Advisory Council, National; Intelligence, Office of the Director of National; International Bank for Reconstruction and Development; International Brotherhood of Electrical Workers (IBEW); International Monetary Fund; Iowa, disaster assistance; Iowa, shooting in Perry; Iran, missile and drone attack against Israel; Iran, security threats against Israel; Iraq, Prime Minister; Iraq, U.S. Ambassador; Ireland, Prime Minister; Ireland, relations with U.S.; Israel, military operations in Gaza; Israel, Prime Minister; Italy, Borgo Egnazia hotel in Savelletri di Fasano; Italy, Brindisi Airport in Brindisi; Italy, Head of the Diplomatic Protocol; Italy, Masseria San Domenico hotel in Savelletri di Fasano; Italy, President Biden's visit; Italy, President's visit; Italy, Prime Minister; Italy, U.S. Ambassador; J. William Fulbright Foreign Scholarship Board; Japan, earthquake off western coast; Japan, Prime Minister; Jewish American Heritage Month; Joint Chiefs of Staff; Jordan, Crown Prince; Jordan, death of U.S. servicemembers in drone attack; Jordan, drone attack on
U.S. servicemembers near northeast border with Syria; Jordan, King; Jordan, Queen; Juneteenth; Kansas, disaster assistance; Kentucky, disaster assistance; Kenya, President; Lead service lines, replacement efforts; Lesotho, U.S. Ambassador; Liberia, President-elect; Libya, U.S. Ambassador; Maine, disaster assistance; Malawi, U.S. Ambassador; Manufacturing industry, domestic investment; Marshall Islands, President-elect; Marshals Service, U.S.; Martin Luther King, Jr., Day; Maryland, collapse of Francis Scott Key Bridge in Baltimore; Maryland, Governor; Maryland, Lieutenant Governor; Maryland, President's visit; Maryland, Walter Reed National Military Medical Center in Bethesda; Massachusetts, disaster assistance; Massachusetts, Governor; Massachusetts, President's visit; Massachusetts, Seaport Hotel in Boston; Mauritania,
U.S. Ambassador; McFarland, William P.; Memorial Day; Mexico, border with U.S., infrastructure and security; Mexico, counternarcotics efforts; Mexico, immigration enforcement cooperation with U.S.; Mexico, immigration enforcement, cooperation with U.S.; Mexico, President; Mexico, President-elect; Mexico, relations with U.S.; Michigan, CRED Cafe in Detroit; Michigan, Democratic Party event; Michigan, disaster assistance; Michigan, Governor; Michigan, Lieutenant Governor; Michigan, MBS International Airport in Freeland; Michigan, Pleasant View Golf Course in Saginaw; Michigan, President's visit; Michigan, Selfridge Air National Guard Base in Harrison Township; Michigan, Simple Palate Restaurant in Warren; Michigan, They Say restaurant in Harper Woods; Michigan, UAW Region 1 Union Hall in Warren; Michigan, WJLB in Detroit; Michigan, WUVS in Muskegon; Migration flows, international cooperation; Minnesota, Duluth International Airport in Duluth; Minnesota, Governor; Minnesota, International Brotherhood of Electrical Workers Local 242 in Duluth; Minnesota, International Union of Painters and Allied Trades District Council 82 in Duluth;
Minnesota, Iron Workers Local 512 Region B in Hermantown; Minnesota, Laborers' International Union of North America Local 1091 in Duluth; Minnesota, President's visit; Minority-owned businesses, promotion efforts; Mississippi, disaster assistance; Missouri, shooting in Kansas City; Moldova, U.S. Ambassador; Monaco, U.S. Ambassador; Morongo Band of Mission Indians, disaster assistance; Morris K. Udall and Stewart L. Udall Foundation; Mozambique, U.S. Ambassador; MSNBC, "Saturday Show With Jonathan Capehart"; Museum and Library Services Board, National; Muslim community leaders, meeting with the President; Namibia, death of President; National Action Network (NAN); National Association for the Advancement of Colored People (NAACP); National Association of Counties; National Council on the Humanities; National Labor Relations Board; National League of Cities; National Park Service; National Security Adviser; National Security Council; National Transportation Safety Board; Natural disasters, northeast U.S. earthquake; Natural disasters, Texas and Oklahoma wildfires; NBC, "Late Night With Seth Meyers" program; NBC's "Today" program; Nebraska, disaster assistance; Nevada, Caesar's Palace Las Vegas Hotel and Casino in Las Vegas; Nevada, Harry Reid International Airport in Las Vegas; Nevada, Las Vegas Chinatown Plaza in Las Vegas; Nevada, No. 1 Boba Tea in Las Vegas; Nevada, President's visit; Nevada, Reno-Tahoe International Airport in Reno; Nevada, Stupak Community Center in Las Vegas; New Hampshire, disaster assistance; New Hampshire, Governor; New Hampshire, Manchester-Boston Regional Airport in Manchester; New Hampshire, President's visit; New Hampshire, Veterans of Foreign Wars Post 8641 in Merrimack; New Hampshire, Westwood Park Branch YMCA in Nashua; New Jersey, Governor; New York, 30 Rockefeller Plaza in New York City; New York, death of New York City police officer during traffic stop; New York, disaster assistance; New York, Hancock Field Air National Guard Base in Syracuse; New York, InterContinental New York Barclay hotel in New York City; New York, JW Marriott Essex House New York hotel in New York City; New York, Milton J. Rubenstein Museum of Science in Syracuse; New York, President's visit; New York, Radio City Music Hall in New York City; New York, SiriusXM Studios in New York City; New York, special congressional election; New York, Stewart Air National Guard Base in Newburgh; New York, U.S. Military Academy at West Point; New York, U.S. Military Academy in West Point; New York, Van Leeuwen ice cream parlor; New Yorker magazine; News media, Presidential interviews; Nexstar Media Group, Inc.; North Atlantic Treaty Organization; North Carolina, Abbotts Creek Community Center in Raleigh; North Carolina, Charlotte Air National Guard Base in Charlotte; North Carolina, Charlotte Douglas International Airport in Charlotte; North Carolina, Cook Out eatery in Raleigh; North Carolina, Governor; North Carolina, John Chavis Community Center in Raleigh; North Carolina, President's visit; North Carolina, Raleigh- Durham International Airport in Morrisville; North Carolina, shooting of law enforcement officers in Charlotte; North Carolina, Wilmington Convention Center in Wilmington; North Carolina, Wilmington International Airport in Wilmington; North Carolina, WPEG in Charlotte; North Dakota, disaster assistance; North Korea, ballistic missile testing and development; Norway, U.S. Ambassador; Nuclear Regulatory Commission; Nuclear weapons, nonproliferation efforts; Nueva Network, "El Genio Lucas" program; Occupational Safety and Health Review Commission; Office of Public Engagement; Office of the Director of National Intelligence; Ohio, 1820 House Candle Co. in East Palestine; Ohio, 2023 train derailment and chemical spill; Ohio, Brave Industries in East Palestine; Ohio, disaster assistance; Ohio, Governor; Ohio, President's visit; Oklahoma, disaster assistance; Oklahoma, Governor; Oklahoma, tornado damage and recovery efforts ; Oklahoma, tornado damage and recovery efforts; Oklahoma, wildfire damage and recovery efforts; Oregon, disaster assistance; Organization for Economic Cooperation and Development, U.S. Ambassador and Permanent Representative; Organization for Security and Cooperation in Europe; Patient Protection and Affordable Care Act; Pennsylvania, 320 Market Cafe in Swarthmore and Media; Pennsylvania, Allentown Fire Academy in Allentown; Pennsylvania, Darlington Township Municipal Complex in Darlington; Pennsylvania, Emmaus Run Inn athletic shoe and equipment store in Emmaus; Pennsylvania, Girard College in
Philadelphia; Pennsylvania, Governor; Pennsylvania, Lehigh Valley International Airport in Allentown; Pennsylvania, Lieutenant Governor; Pennsylvania, Martin Luther King, Jr., Recreation Center in Philadelphia; Pennsylvania, Montgomery County Community College in Blue Bell; Pennsylvania, Nowhere Coffee Co. in Emmaus; Pennsylvania, Philabundance food bank; Pennsylvania, Philadelphia International Airport; Pennsylvania, President's visit; Pennsylvania, Radisson Lackawanna Station Hotel in Scranton; Pennsylvania, Scranton Cultural Center at the Masonic Temple in Scranton; Pennsylvania, Scranton Veterans Memorial Park in Scranton; Pennsylvania, Sheetz gas station in Pittsburgh; Pennsylvania, South Mountain Cycle and Cafe in Emmaus; Pennsylvania, United Steelworkers International Headquarters; Pennsylvania, Valley Forge National Historical Park in King of Prussia; Pennsylvania, Wawa convenience store in Philadelphia; Pennsylvania, Wilkes-Barre Scranton International Airport in Avoca; Pennsylvania, Zummo's Cafe in Scranton; Philippines, Ambassador to the U.S.; Philippines, President; Philippines, relations with U.S.; Philippines, Secretary of Foreign Affairs; Philippines, security cooperation with U.S.; Philippines, trade with U.S.; Philippines, U.S. Ambassador; Poland, President; Poland, Prime Minister; Postal Regulatory Commission; Presidential Medal of Freedom; President's Commission on White House Fellowships; President's Export Council; President's Intelligence Advisory Board; Principal Deputy National Security Adviser; Public Buildings Reform Board; Puerto Rico, Financial Oversight and Management Board; Qatar, Amir; Racial equality, improvement efforts; Red Sea attacks on commercial shipping; Rhode Island, disaster assistance; Romania, President; Russia, conflict in Ukraine; Russia, death of opposition leader Alexei Navalny; Russia, detention of U.S. citizens; Russia, foreign cyber attacks and election interference; Russia, human rights issues; Rwanda, 1994 genocide anniversary commemoration; Samoa, U.S. Ambassador; Sao Tome and Principe, U.S. Ambassador; Scholars and historians, meeting with President; Secretary of Commerce; Secretary of Defense; Secretary of Homeland Security; Secretary of State; Secretary of the Army; Secretary of the Interior; Secretary of Transportation; Secretary of Treasury; Secretary of Veterans Affairs; Securities and Exchange Commission; Security Education Board, National; Senate Majority Leader; Senate minority leader; Senegal, U.S. Ambassador; Seychelles, U.S. Ambassador; SiriusXM radio; Small Business Administration; SmartLess podcast; South Carolina, 2015 shooting in Charleston; South Carolina, Brookland Baptist Church Banquet and Conference Center in West Columbia; South Carolina, Columbia Metropolitan Airport in West Columbia; South Carolina, Emanuel African Methodist Episcopal Church in Charleston; South Carolina, Hannibal's Kitchen in Charleston; South Carolina, Joint Base Charleston; South Carolina, President's visit; South Carolina, Regal Lounge Men's Barber and Spa in Columbia; South Carolina, Saint John Baptist Church in Columbia; South Carolina, Sheraton Columbia Downtown Hotel in Columbia; South Carolina, Star 99.7 FM in Charleston; South China Sea, maritime boundary disputes; Speaker of the House of Representatives; Special Presidential Envoy for Climate; Sports, Fitness, and Nutrition, President's Council on; Sri Lanka, U.S. Ambassador; St. Patrick's Day; State Justice Institute; State of the Union Address; Surface Transportation Board; Taiwan, political status with respect to China; Teamsters, International Brotherhood of; Texas, abortion restrictions; Texas, Abundant Life A.M.E. Church in Dallas; Texas, Brownsville South Padre Island International Airport in Brownsville; Texas, Concord Church in Dallas; Texas, Dallas Love Field Airport in Dallas; Texas, Dallas-Fort Worth International Airport in Dallas; Texas, death of former U.S. Representative; Texas, disaster assistance; Texas, Ellington Air Force Base; Texas, Fairmont Dallas hotel in Dallas; Texas, Governor; Texas, Hopewell Missionary Baptist Church in Dallas; Texas, People's Missionary Baptist Church in Dallas; Texas, President's visit; Texas, St. John Church Unleashed in Grand Prairie and Southlake; Texas, tornado damage and recovery efforts; Texas, wildfire damage and recovery efforts; TIME magazine; Togo, U.S. Ambassador; Trade Representative, Office of the U.S.; Transnational criminal organizations; U.S. Advisory Commission on Public Diplomacy; U.S. Army Corps of Engineers; U.S. Border Patrol; U.S. Citizenship and Immigration Services; U.S. Coast Guard;
U.S. Conference of Mayors; U.S. Customs and Border Protection; U.S. diplomatic efforts, expansion; U.S. Immigration and Customs Enforcement; U.S. Marine Corps; U.S. Military Academy at West Point; U.S. Military Academy in West Point, NY; U.S. Permanent Representative to the United Nations; U.S. Postal Service; U.S. Supreme Court, 1954 decision in Brown v. Board of Education; U.S. Virgin Islands, disaster assistance; Ukraine, international assistance; Ukraine, Russian invasion and airstrikes; Ukraine, U.S. assistance; Under Secretary of Defense for Intelligence and Security; Under Secretary of State for Political Affairs; United Arab Emirates, President; United Arab Emirates, relations with U.S.; United Auto Workers (UAW); United Kingdom, Prime Minister; United Kingdom, relations with U.S.; United Kingdom, restoration of Northern Ireland Executive and Assembly; Univision; Univision Radio, "El Bueno, La Mala, y El Feo" program; Valentine's Day; Vermont, disaster assistance; Vice President; Vietnam, U.S. Ambassador; Virgin Islands, U.S., Governor; Virgin Islands, U.S., Henry E. Rohlsen Airport; Virgin Islands, U.S., President's visit; Virginia, Hylton Performing Arts Center in Manassas; Virginia, Marine Corps Air Facility Quantico in Quantico; Virginia, President's visit; Virginia, Prince William Forest Park in Triangle; Washington, disaster assistance; Washington, Governor; Washington, President's visit; Washington, Seattle-Tacoma International Airport ; West Virginia, disaster assistance; Western Hemisphere, economic growth and development; White House Chief of Staff; White House Competition Council; White House Correspondents' Association; White House Deputy Chief of Staff; White House Easter Egg Roll; White House Environmental Justice Advisory Council; White House Press Secretary; White House Senior Adviser; Wisconsin, Biden for President campaign Wisconsin headquarters in Milwaukee; Wisconsin, Dane County Regional Airport in Madison; Wisconsin, Earth Rider Brewery in Superior; Wisconsin, Governor; Wisconsin, John A. Blatnik Memorial Bridge in Superior; Wisconsin, Milwaukee Mitchell International Airport in Milwaukee; Wisconsin, Northern Wisconsin Building and Construction Trades in Superior; Wisconsin, Pfister Hotel in Milwaukee; Wisconsin, Pieper-Hillside Boys and Girls Club in Milwaukee; Wisconsin, President's visit; Wisconsin, Secretary of Transportation; Wisconsin, Superior Fire Department Local 74 in Superior; Wisconsin, WNOV 860 in Milwaukee; Women's History Month; Yahoo Finance; Yemen, Houthi rebel group attacks on commercial shipping in Red Sea; Yemen, U.S. airstrikes. | usgpo | 2024-06-24T00:12:40.801775 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/DCPD-2024DIGEST/htm"
} |
DCPD-202400489 | Statement on the Senate Vote on Legislation To Protect Access to Contraception | 2024-06-05T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 5, 2024
Senate Republicans just refused to protect a woman's right to birth control. This is the second time since the Supreme Court's extreme decision to overturn *Roe *v. *Wade *that congressional Republicans have refused to safeguard this fundamental right for women in every State. It's unacceptable.
Today's vote comes 2 days before the 59th anniversary of the Supreme Court's landmark decision in *Griswold *v. *Connecticut*, which established that the fundamental right to privacy protects the ability to make deeply personal decisions free from the interference of politicians, including to access contraception. Two years ago, the Court put that right in jeopardy by overturning *Roe *v. *Wade *and taking away a woman's constitutional right to choose.
Since then, Republicans have doubled down. Republican elected officials' extreme agenda, which is at odds with the majority of Americans, continues to undermine access to reproductive health care, from abortion to contraception to in vitro fertilization. Dangerous abortion bans are forcing health care providers to close, disrupting access to critical health care services.
Republican officials continue to try to restrict access to birth control and to defund Federal programs that help women access contraception.
Vice President Harris and I believe that women in every State must have the freedom to make deeply personal health care decisions, including the right to decide if and when to start or grow their family. My administration, alongside Democrats, in Congress will continue to fight to protect access to reproductive health care and keep taking action to strengthen access to affordable, high-quality contraception. And we will continue to urge Congress to restore the protections of *Roe *v. *Wade *in Federal law and safeguard the right to contraception once and for all.
Categories: Statements by the President : Contraception, Senate vote on legislation to protect access.
Names: Harris, Kamala D.
Subjects: Abortion; Contraception and family planning; In vitro fertilization and reproductive assistance services; U.S. Supreme Court opinion overturning 1973 decision in Roe v. Wade; Vice President.
DCPD Number: DCPD202400489.
1 | usgpo | 2024-06-24T00:12:40.941539 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/DCPD-202400489/htm"
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BILLS-118hres1295ih | Expressing support for the designation of Sunday, June 16, 2024, as Father’s Day. | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1295 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1295
Expressing support for the designation of Sunday, June 16, 2024, as
``Father's Day''.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 12, 2024
Mr. Gomez (for himself, Ms. Tlaib, Mr. Kim of New Jersey, Mr. Goldman
of New York, Mr. Castro of Texas, Mr. Bowman, Mr. Neguse, Mr. Menendez,
Mr. Swalwell, Mr. Gallego, Mr. Allred, Mr. Levin, Mr. Crow, Mr. Ruiz,
Mr. Harder of California, Mr. Deluzio, Mr. Mullin, Mr. Boyle of
Pennsylvania, Mr. Moulton, Mr. Moskowitz, Mr. Nickel, Mr. Magaziner,
Mr. Auchincloss, Mr. Ryan, Mr. McGarvey, Mr. Beyer, Mr. Landsman, Mr.
Lieu, Mr. Veasey, Mr. Correa, Mr. Schneider, Mr. Gottheimer, Mr.
Schiff, Ms. Pettersen, Mr. Panetta, Ms. Barragan, Ms. Stansbury, Mr.
Vargas, Mr. Trone, Ms. Norton, Mr. Thanedar, and Ms. Escobar) submitted
the following resolution; which was referred to the Committee on
Education and the Workforce, and in addition to the Committee on Ways
and Means, for a period to be subsequently determined by the Speaker,
in each case for consideration of such provisions as fall within the
jurisdiction of the committee concerned
_______________________________________________________________________
RESOLUTION
Expressing support for the designation of Sunday, June 16, 2024, as
``Father's Day''.
Whereas Father's Day recognizes and raises awareness of the importance of
fathers in the United States;
Whereas Father's Day was established in 1966 by then-President Lyndon Johnson
issuing a proclamation setting aside the third Sunday in June to honor
fathers;
Whereas Father's Day has been celebrated annually since 1972, when then-
President Richard Nixon signed a law making it a permanent national
holiday;
Whereas, throughout the history of the United States, whether in their homes,
workplaces, schools, and communities, fathers have fought for
themselves, their families, and all people of the United States;
Whereas 6 in 10 adult men in the United States are fathers;
Whereas 36,000,000 men live with 80,000,000 children under 18 years of age;
Whereas 29,000,000 of these fathers are also grandfathers;
Whereas fathers are just as likely as mothers to say that parenting is extremely
important to their identity;
Whereas, since 1965, fathers in the United States have nearly tripled the time
they spend caring for children;
Whereas there are 1,800,000 men who are ``solo'' fathers to a minor;
Whereas children with involved loving fathers are significantly more likely to
do well in school, and exhibit greater emotional security, curiosity,
and math and verbal skills;
Whereas toddlers with involved fathers go to school with higher levels of
academic readiness, and they are more patient when handling stress
associated with attending school;
Whereas the positive impacts of having an engaged father persist into
adolescence and adulthood, resulting in higher intellectual functioning,
better verbal skills, and higher academic achievement;
Whereas children with involved fathers have higher self-esteem and fewer
behavioral problems at school;
Whereas fathers who take 2 or more weeks off after the birth of a child are more
involved in that child's direct care 9 months after birth than fathers
who take no leave;
Whereas a father's involvement in his newborn's care in the first 6 months can
mean both mother and baby sleep better;
Whereas a mother's income rises 7 percent for each month of leave their child's
father takes;
Whereas policies that provide support to fathers ensure that families and
children thrive while also benefiting fathers' physical and mental
health;
Whereas universal paid family and medical leave will give fathers the freedom to
care for themselves and their loved ones;
Whereas affordable, accessible, high-quality child care with family sustaining
wages for early educators will help fathers support their children's
healthy development;
Whereas a permanent, fully inclusive, monthly child tax credit will put
consistent resources into the hands of fathers caring for children; and
Whereas Sunday, June 16, 2024, will be widely celebrated across the United
States as ``Father's Day'': Now, therefore, be it
Resolved, That the House of Representatives--
(1) recognizes the role of fathers in the United States;
(2) urges support for universal paid family and medical
leave, affordable, accessible, high-quality child care, and a
permanent, fully inclusive, monthly child tax credit;
(3) acknowledges that fathers can, and should, be
celebrated and supported as an integral part of families,
communities, workplaces, and society; and
(4) supports the designation of a ``Father's Day''.
<all>
| usgpo | 2024-06-24T00:12:41.018655 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1295ih/htm"
} |
DCPD-202400494 | Remarks at Pointe du Hoc in Cricqueville-en-Bessin, France | 2024-06-07T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 7, 2024
John, how are you? Please, sit down.
At last, the hour had come. Dawn, 6th of June, 1944. The wind was pounding, as it is today and always has against these cliffs.
Two hundred and twenty-five American Rangers arrived by ship, jumped into the waves, and stormed the beach. They could see—all they could see was the outline of the shore and the enormity of these cliffs. And I'd like to look—I know I'll get in trouble with the Secret Service if I go to the edge and look over, but—[*laughter*]—think of those cliffs, as my host just showed me. That's what we're standing on top of.
They could hear—all they could hear was the crack of bullets hitting ships, sand, rocks— hitting everything. All they knew was time was of the essence.
They had only 30 minutes—30 minutes—to eliminate the Nazi guns high on this cliff, guns that could halt the Allied invasion before it even began. But these were American Rangers. They were ready.
They ran toward the cliffs, and mines planted by Field Marshall Rommeny—Rommel exploded around them. But still, they kept coming.
Gunfire rained above them. But still, they kept coming.
Nazi grenades thrown from above exploded against the cliffs, but still they kept coming. Within minutes, they reached the base of this cliff. They launched their ladders, their ropes,
and grappling hooks, and they began to climb.
When the Nazis cut their ladders, the Rangers used their ropes. When the Nazis cut their ropes, the Rangers used their hands. And inch by inch, foot by foot, yard by yard, the Rangers clawed—literally clawed—their way up this mighty precipice until at last they reached the top.
They breached Hitler's Atlantic Wall. And they turned, in that one effort, the tide of the war that began to save the world.
Ladies and gentlemen, yesterday I paid my respects at the American Cemetery just a few miles from here, where many of those Rangers who died taking this cliff are buried. I spoke of what the—about what the fallen had done to defend freedom.
Today, as I look out at this battlefield and all the bunkers and bomb craters that are—still surround it, one thought comes to mind: My God. My God, how did they do it? How were these Americans willing to risk everything, dare everything, and give everything?
They were Americans like Sergeant Leonard—Sergeant Leonard Lomell from New Jersey. He was one of the first Rangers to jump off his ship and run toward the cliff. He almost was shot right above the hip initially, and he didn't—wasn't sure, but he was. He kept going.
At one point, he was scaling the cliff, and another Ranger yelled, "I'm not sure I can make it." And Lomell yelled back with every ounce of strength he had in him, "You've got to hold on." And he did, and they did.
Americans like Sergeant Tom Ruggiero from Massachusetts. A German shell hit his boat as he was approaching the shore. Everything exploded. The sergeant was knocked into the freezing
water, and, as he told it, he began to utter a prayer: "Dear God, don't let me drown. I want to get in and do what I'm here and supposed to do."
Americans like Lieutenant Colonel James Rudder of Texas. When the military asked for a battalion for this daring mission, he raised his hand and said, "My Rangers can do the job." He knew their capacity. He knew the strength of their character.
And, a few days after they scaled this cliff, he wrote a condolence letter to a mother of one of the Rangers who gave his life here. And that letter said, "A country must be great to call for the sacrifice of such men." "A country must be great to call for the sacrifice of such men."
And Americans like John Wardell from New Jersey. And John is here. John, we love you, man. Thank you for all you've done. [*Applause*] You deserve that and a lot more, John.
Just 18 years old, he deployed to this cliff to replace the surviving Rangers on that D-Day invasion. He would go on to fight across France and Germany. In early December of 1944, during one of those battles, shrapnel pierced his skull. But by Christmas, he was back, fighting with his unit.
And here is what he said about—what—the notes he kept at that time. He said, "Knowing that my buddies and I always looked out for one another"—that's why he came back. That's why he fought so hard to get back. He always looked out, and his buddies looked out for one another.
When we talk about democracy—American democracy—we often talk about the ideals of life, liberty, pursuit of happiness. What we don't talk about is how hard it is, how many ways we're asked to walk away, how many instincts are to walk away—the most natural instinct is to walk away, to be selfish, to force our will upon others, to seize power and never give up.
American democracy asks the hardest of things: to believe that we're part of something bigger than ourselves. So democracy begins with each of us.
It begins when one person decides there's something more important than themselves; when they decide the person they're serving alongside of is someone to look after; when they decide the mission matters more than their life; when they decide that their country matters more than they do. That's what the Rangers at Port de—Pointe de Hoc did. That's they decided. That's what every soldier and every marine who stormed these beaches decided.
A feared dictator had conquered a continent, had finally met his match. Because of them, the war turned.
They stood against Hitler's aggression. Does anyone doubt—does anyone doubt—that they would want America to stand up against Putin's aggression here in Europe today?
They stormed the beaches alongside their allies. Does anyone believe these Rangers would want America to go it alone today?
They fought to vanquish a hateful ideology in the thirties and forties. Does anyone doubt they wouldn't move heaven and earth to vanquish hateful ideologies of today?
These Rangers put mission and country above themselves. Does anyone believe they would exact any less from every American today?
These Rangers remembered with reverence those who gave their lives in battle. Could they or anyone ever imagine that America would do the same—wouldn't do the same? They believed America was the beacon to the world. And I'm certain they believed that it would be that way forever.
You know, we stand today—where we stand was not sacred ground on June the 5th, but that's what it became on June the 6th. The Rangers who scaled this cliff didn't know they would change the world. But they did.
I've long said that history has shown that ordinary Americans can do extraordinary things when challenged. There's no better example of that in the entire world than right here at Pointe du Hoc.
Rangers from farms and cities in every part of America, from homes that didn't know wealth and power, they came to a shoreline that none of them would have picked out on a map. They came to a country many of them had never seen for a people they had never met. But they came, they did their job, they fulfilled their mission, and they did their duty.
They were a part of something greater than themselves. They were Americans.
I stand here today as the first President to come to Pointe du Hoc when none of those 225 brave men who scaled this cliff on D-Day are still alive. None.
But I'm here to tell you that with them gone, the wind we hear coming off this ocean will not fade. It will grow louder.
As we gather here today, it's not just to honor those who showed such remarkable bravery on that day, June 6, 1944. It's to listen to the echoes of their voices, to hear them, because they are summoning us, and they're summoning us now.
They ask us: What will we do?
They're not asking us to scale these cliffs, but they're asking us to stay true to what America stands for. They're not asking us to give or risk our lives, but they are asking us to care for others and our country more than ourselves.
They're not asking us to do their job. They're asking us to do our job: to protect freedom in our time, to defend democracy, to stand up aggression abroad and at home, to be part of something bigger than ourselves.
My fellow Americans, I refuse to believe—I simply refuse to believe—that America's greatness is a thing of the past.
I still believe there is nothing beyond our capacity in America when we act together.
We're the fortunate heirs of a legacy of these heroes, those who scaled the cliffs at Pointe du Hoc. But we must also be the keepers of their mission—the keepers of their mission—the bearers of the flame of freedom that they kept burning bright. That—that—is the truest testimonial to their lives: our actions every day to ensure that our democracy endures and the soul our Nation endures.
To come here simply to remember the ghosts of Pointe du Hoc isn't enough. We have—need to hear them. We have to listen to them. We need to listen to what they had. We need to make a solemn vow to never let them down.
God bless the fallen. God bless the brave men who scaled these cliffs. May God protect our troops. God bless America.
NOTE: The President spoke at 4:43 p.m. at the Pointe du Hoc Ranger Monument. In his remarks, he referred to Scott Desjardins, Superintendent, Normandy American Cemetery; and President Vladimir Vladimirovich Putin of Russia.
Categories: Addresses and Remarks : Pointe du Hoc in Cricqueville-en-Bessin, France.
Locations: Cricqueville-en-Bessin, France.
Names: Desjardins, Scott; Putin, Vladimir Vladimirovich; Wardell, John M.
Subjects: D-Day, 80th anniversary; France, President Biden's visit; Russia, conflict in Ukraine; Russia, President; U.S. servicemembers, service and dedication; Ukraine, Russian invasion and airstrikes.
DCPD Number: DCPD202400494. | usgpo | 2024-06-24T00:12:41.028109 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/DCPD-202400494/htm"
} |
BILLS-118hres1294ih | Commending the Florida Everblades hockey team for winning the 2024 East Coast Hockey League’s Patrick J. Kelly Cup. | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1294 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1294
Commending the Florida Everblades hockey team for winning the 2024 East
Coast Hockey League's Patrick J. Kelly Cup.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 12, 2024
Mr. Donalds submitted the following resolution; which was referred to
the Committee on Oversight and Accountability
_______________________________________________________________________
RESOLUTION
Commending the Florida Everblades hockey team for winning the 2024 East
Coast Hockey League's Patrick J. Kelly Cup.
Whereas, on June 8, 2024, the Florida Everblades hockey team won the 2024 Kelly
Cup by defeating the Kansas City Mavericks by a score of 4 to 3 in
overtime at Hertz Arena in Estero, Florida, to a record breaking 7,910
fans;
Whereas the victory by the Everblades in the championship game--
(1) gives the Everblades the most East Coast Hockey League (``ECHL'')
Championships in league history, earning their fourth Kelly Cup;
(2) makes the Everblades the first team to three-peat the ECHL
Championships;
(3) marked the fourth time in 12 years that the Everblades claimed an
ECHL Championship; and
(4) was the Everblades seventh appearance in the Kelly Cup Finals,
another new ECHL record;
Whereas the Head Coach and General Manager of the Florida Everblades, Brad
Ralph, has been an outstanding role model and steadfast leader to the
Everblades players and the community, as well as becoming tied with ECHL
Hall of Fame Coach, John Brophy, leading teams to 3 ECHL Championships
and becoming the ECHL all-time leader for career postgame coached (153)
and wins (95);
Whereas Oliver Chau was named the 2024 Kelly Cup Playoffs Most Valuable Player
after recording an impressive 9 goals and 23 points during the playoffs;
Whereas Will Reilly assisted Matthew Wedman in scoring the game winning goal,
just 3 minutes into overtime, after coming back being down 3 to 1 in the
third period;
Whereas Everblades players Cam Johnson and Joe Pendenza, and Head Coach Brad
Ralph, join Jared Bednar, Scott Burt, Riley Gill, Louis Mass, Matt
Register, and Patrick Wellar as individuals to have their name engraved
on the Kelly Cup 3 times;
Whereas the Florida Everblades displayed relentless tenacity, unwavering
composure, and exceptional teamwork this ECHL season in achieving the
highest honor in the league; and
Whereas the Everblades have brought immense pride and honor to the State of
Florida: Now, therefore, be it
Resolved, That the House of Representatives--
(1) commends the Florida Everblades for winning the 2024
Patrick J. Kelly Cup;
(2) recognizes the on-ice and off-ice achievements of the
players, coaches, and staff of the Florida Everblades; and
(3) respectfully requests that the House Clerk transmit an
enrolled copy of this resolution to--
(A) the owner of the Florida Everblades, David
Hoffmann; and
(B) the Head Coach and General Manager of the
Florida Everblades, Brad Ralph.
<all>
| usgpo | 2024-06-24T00:12:41.124289 | {
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"url": "https://api.govinfo.gov/packages/BILLS-118hres1294ih/htm"
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BILLS-118hconres113ih | Recognizing the life, achievements, and public service of former President George H.W. Bush on the occasion of his 100th birthday. | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Con. Res. 113 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. CON. RES. 113
Recognizing the life, achievements, and public service of former
President George H.W. Bush on the occasion of his 100th birthday.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 12, 2024
Mr. Pfluger (for himself, Ms. Granger, Mr. Sessions, Mr. Ellzey, Mr.
Luttrell, Mr. Williams of Texas, Mr. Babin, Mr. Fallon, Mr. McCaul, Mr.
Weber of Texas, Mrs. Fletcher, Mr. Crenshaw, Mr. Moran, Mr. Jackson of
Texas, Ms. Van Duyne, Mr. Gooden of Texas, Mr. Burgess, Mr. Self, Mr.
Arrington, Mr. Bacon, Mrs. Bice, Mr. Lawler, Mr. Fitzpatrick, Mr.
Graves of Missouri, Mr. Donalds, Mr. Guthrie, and Mr. LaTurner)
submitted the following concurrent resolution; which was referred to
the Committee on Oversight and Accountability
_______________________________________________________________________
CONCURRENT RESOLUTION
Recognizing the life, achievements, and public service of former
President George H.W. Bush on the occasion of his 100th birthday.
Whereas, on June 12, 1924, George Herbert Walker Bush was born in Milton,
Massachusetts;
Whereas George H.W. Bush enlisted in the United States Navy as a naval aviator
on his 18th birthday, eventually flying his first combat mission in May
1944, bombing Japanese-held Wake Island;
Whereas George H.W. Bush was awarded the Distinguished Flying Cross for his role
in Chichi Jima where he successfully bailed from his aircraft and evaded
capture;
Whereas George H.W. Bush retired from the Navy having flown 58 active missions,
completed 128 career landings, and recorded 1228 hours of flight time;
Whereas George H.W. Bush enrolled at Yale College, where he graduated in two and
a half years;
Whereas, in college, George H.W. Bush captained the Yale baseball team and
played in the first two College World Series;
Whereas George H.W. Bush married Barbara Pierce on January 6, 1945;
Whereas George H.W. Bush had six children, George W., Robin, Jeb, Neil, Marvin,
and Dorothy;
Whereas, in June 1948, the young Bush family moved to West Texas, where one of
Mr. Bush's companies, Zapata, eventually became the Pennzoil
Corporation, while Zapata Off-shore Co. pioneered in offshore drilling
with operations in the Gulf of Mexico, Brunei, Venezuela, the Sea of
Japan, and the Persian Gulf;
Whereas George H.W. Bush was elected as Chairman of the Harris County Republican
Party in 1963;
Whereas, in 1966, George H.W. Bush ran for the House of Representatives for
Texas' 7th Congressional District, and won;
Whereas George H.W. Bush was appointed as the United States Ambassador to the
United Nations in 1970;
Whereas George H.W. Bush was appointed as the Chair of the Republican National
Committee in 1972;
Whereas George H.W. Bush was confirmed as the Director of Central Intelligence
in 1976;
Whereas, at the 1980 Republican National Convention, Republican Presidential
nominee Ronald Reagan selected George H.W. Bush as his Vice Presidential
nominee;
Whereas George H.W. Bush assumed the role of Vice President in 1981;
Whereas the Reagan-Bush administration was reelected for a second term in 1984;
Whereas, in 1988, George H.W. Bush became the Presidential nominee, with running
mate Dan Quayle, Senator from Indiana;
Whereas George H.W. Bush won the election with over 400 electoral votes, which
remains the most recent election in which a candidate won over 400
electoral votes;
Whereas, during President Bush's term in the Oval Office, a revolution of human
liberty swept the globe, emancipating tens of millions of people and
unleashing a series of transformative events;
Whereas freedom prevailed in the Cold War as the Soviet Union imploded, the
Berlin Wall ``fell'', and Germany united within the North Atlantic
Treaty Organization following 45 years of postwar division, and from
Eastern Europe to the Baltic states to Latin America to the former
Soviet republics, many liberal democracies supplanted totalitarian
regimes;
Whereas President Bush worked with Soviet leader Mikhail Gorbachev and other key
global figures to end the Cold War peacefully and usher in a new
geopolitical era marked by political self-determination, the spread of
market capitalism, and the opening of closed economies;
Whereas, in August 1990, after Iraqi troops under dictator Saddam Hussein
invaded neighboring Kuwait, President Bush forged a coalition of 32
countries to restore Kuwaiti sovereignty and uphold international law;
Whereas, despite being the first sitting Vice President elected to the
Presidency since Martin van Buren in 1837, and only the second United
States President elected to serve a full term without party control in
either chamber of Congress, President Bush signed into law the Americans
with Disabilities Act, which, among other accomplishments, eliminated
the barriers to employment, public accommodations, and transportation
services for some 43,000,000 citizens with disabilities;
Whereas George Bush also signed the Clean Air Act Amendments of 1990, which
guided United States environmental policy for more than two decades;
Whereas the education summit Mr. Bush hosted in 1989 with all 50 United States
governors at the University of Virginia helped to spur a national reform
movement, and the 1990 budget agreement he signed codified into law real
caps on discretionary spending by Congress while cutting the deficit by
historic levels;
Whereas President Bush launched his ``Points of Light'' initiative to promote
volunteerism and community service across the United States, and during
his term in office named 1,020 Daily Points of Light hailing from all 50
States;
Whereas the George H.W. Bush Presidential Library and Museum was built in 1997
on the campus of Texas A&M University;
Whereas the Bush School of Government and Public Service was founded in 1997 on
the campus of Texas A&M University;
Whereas, after leaving the White House, President Bush chaired the Board of
Visitors at the University of Texas M.D. Anderson Cancer Center from
2001 to 2003, and later with his wife, Barbara, Mr. Bush served as
honorary cochair of C-Change, a collaborative group of key cancer
leaders from the government, business, and nonprofit sectors who are
committed to eliminate cancer as a major public health problem;
Whereas, in 1997, the George Bush Intercontinental Airport in Houston was
renamed in his honor;
Whereas the USS George H.W. Bush, the tenth and final Nimitz-class supercarrier
of the United States Navy, was commissioned in 2009; and
Whereas, at the time of their passing in 2018, George H.W. and Barbara Bush had
been married for 73 years and were survived by 5 children and their
spouses, 17 grandchildren, and 8 great-grandchildren: Now, therefore, be
it
Resolved by the House of Representatives (the Senate concurring),
That Congress--
(1) honors the life, achievements, and distinguished public
service of George Herbert Walker Bush;
(2) recognizes George Herbert Walker Bush on the occasion
of his 100th birthday and expresses thanks and commendations to
him and his family;
(3) acknowledges the positive impact George Herbert Walker
Bush contributed to his country and the world through his
decency and compassion; and
(4) establishes the legacy of George Herbert Walker Bush as
one of the great leaders and statesmen of the United States.
<all>
| usgpo | 2024-06-24T00:12:41.183394 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hconres113ih/htm"
} |
BILLS-118hres1296ih | Expressing support for the designation of June 12, 2024, as Women Veterans Appreciation Day. | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1296 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1296
Expressing support for the designation of June 12, 2024, as ``Women
Veterans Appreciation Day''.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 12, 2024
Mrs. Kiggans of Virginia (for herself, Ms. Sherrill, and Ms. Houlahan)
submitted the following resolution; which was referred to the Committee
on Oversight and Accountability
_______________________________________________________________________
RESOLUTION
Expressing support for the designation of June 12, 2024, as ``Women
Veterans Appreciation Day''.
Whereas, throughout all periods of the history of the United States, women have
proudly served the United States to secure and preserve freedom and
liberty for--
(1) the people of the United States; and
(2) the allies of the United States;
Whereas women have formally been a part of the United States Armed Forces since
the establishment of the Army Nurse Corps in 1901, but have informally
served since the inception of the United States military;
Whereas women have served honorably and with valor, including--
(1) disguised as male soldiers during the American Revolution and the
Civil War;
(2) as nurses during World War I and World War II; and
(3) in combat roles in the Persian Gulf, Iraq, and Afghanistan.
Whereas, as of October 2021, women constitute 17 percent of United States Armed
Forces personnel on active duty, including--
(1) 21 percent of active duty personnel in the Air Force;
(2) 21 percent of active duty personnel in the Navy;
(3) 16 percent of active duty personnel in the Army;
(4) 9 percent of active duty personnel in the Marine Corps;
(5) 20 percent of active duty personnel in the Space Force; and
(6) 15 percent of active duty personnel in the Coast Guard.
Whereas, as of October 2021, women constitute nearly 21 percent of personnel in
the National Guard and Reserves;
Whereas as of 2021--
(1) the population of women veterans exceeded 2,000,000, which
represents an exponential increase from 713,000 women veterans in 1980; and
(2) women veterans constitute approximately 10 percent of the total
veteran population;
Whereas women are the fastest growing group in the veteran population;
Whereas an estimated one in three women veterans enrolled in the VA Healthcare
System report having experienced Military Sexual Trauma (MST) during
military service;
Whereas the United States is proud of and appreciates the service of all women
veterans who have demonstrated great skill, sacrifice, and commitment to
defending the principles upon which the United States was founded and
which the United States continues to uphold;
Whereas women veterans have unique stories and should be encouraged to share
their recollections through the Veterans History Project, which has
worked since 2000 to collect and share the personal accounts of wartime
veterans in the United States;
Whereas, on June 12, 1948, all women were, for the first, time, authorized by
statute to serve as permanent, regular members of the Armed Forces with
the signing of the Women's Armed Services Integration Act by President
Truman; and
Whereas, by designating June 12, 2024, as ``Women Veterans Appreciation Day'',
the House of Representatives can--
(1) highlight the growing presence of women in the Armed Forces and the
National Guard; and
(2) pay respect to women veterans for their dutiful military service:
Now, therefore, be it
Resolved, That the House of Representatives expresses support for
the designation of ``Women Veterans Appreciation Day'' to recognize the
service and sacrifices of women veterans who have served valiantly on
behalf of the United States.
<all>
| usgpo | 2024-06-24T00:12:41.322495 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1296ih/htm"
} |
BILLS-118hr8330ih | Stop Nurse Shortages Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8330 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8330
To amend the Public Health Service Act to increase access to
accelerated nursing degree programs, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Ms. Stevens (for herself and Mr. Joyce of Ohio) introduced the
following bill; which was referred to the Committee on Energy and
Commerce
_______________________________________________________________________
A BILL
To amend the Public Health Service Act to increase access to
accelerated nursing degree programs, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Stop Nurse Shortages Act''.
SEC. 2. ACCELERATED NURSING DEGREE PROGRAM.
(a) In General.--Section 831(a) of the Public Health Service Act
(42 U.S.C. 296p(a)) is amended--
(1) in paragraph (1), by striking ``or'' at the end;
(2) in paragraph (2), by striking the period at the end and
inserting ``; or''; and
(3) by adding at the end the following:
``(3) creating, expanding, or supporting an accelerated
nursing degree program at a school of nursing (including by
hiring and retaining faculty and preceptors, increasing the
number of clinical training sites, and offering student
financial assistance) to increase the number of graduating
nurses, including graduates who are from disadvantaged
backgrounds (including racial and ethnic minorities
underrepresented among registered nurses and advanced practice
registered nurses).''.
(b) Authorization of Appropriations.--Section 871 of the Public
Health Service Act (42 U.S.C. 298d) is amended by adding at the end the
following:
``(c) Accelerated Nursing Degree Programs.--In addition to amounts
made available under paragraph (1), for the purpose of carrying out
section 831(a)(3), there are authorized to be appropriated $10,000,000
for each of fiscal years 2024 through 2028.''.
(c) Report to Congress.--Not later than 4 years after the date on
which the first grant or contract is made under paragraph (3) of
section 831(a) of the Public Health Service Act (42 U.S.C. 296p(a)), as
added by subsection (a), the Secretary of Health and Human Services
shall submit to the Committee on Energy and Commerce of the House of
Representatives and the Committee on Health, Education, Labor, and
Pensions of the Senate a report on--
(1) the number of nursing students, disaggregated by
grantee, who enrolled at institutions receiving grants under
such paragraph (3);
(2) the number of nursing students who graduated from such
institutions; and
(3) the number of accelerated nursing degree programs
established by such grants.
<all>
| usgpo | 2024-06-24T00:12:41.433912 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8330ih/htm"
} |
BILLS-118s3984es | Countering Threats and Attacks on Our Judges Act | 2024-06-12T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 3984 Engrossed in Senate (ES)]
<DOC>
118th CONGRESS
2d Session
S. 3984
_______________________________________________________________________
AN ACT
To amend the State Justice Institute Act of 1984 to authorize the State
Justice Institute to provide awards to certain organizations to
establish a State judicial threat intelligence and resource center.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Countering Threats and Attacks on
Our Judges Act''.
SEC. 2. DEFINITIONS.
Section 202 of the State Justice Institute Act of 1984 (42 U.S.C.
10701) is amended--
(1) in paragraph (7), by striking ``and'' at the end;
(2) in paragraph (8), by striking the period at the end and
inserting ``; and''; and
(3) by adding at the end the following:
``(9) `eligible organization' means a national nonprofit
organization that--
``(A) provides technical assistance and training
on, and has expertise and national-level experience in,
judicial security and safety at the State and local
levels;
``(B) has experience in courthouse design and
courthouse security design standards;
``(C) has an understanding of State judicial
operations and public access to judicial services; and
``(D) has experience working with a wide array of
different judges and court systems, including an
understanding of the challenges facing trial courts,
appellate courts, rural courts, and limited-
jurisdiction courts at the State and local levels.''.
SEC. 3. ESTABLISHMENT OF STATE JUDICIAL THREAT INTELLIGENCE AND
RESOURCE CENTER.
Section 206(c) of the State Justice Institute Act of 1984 (42
U.S.C. 10705(c)) is amended--
(1) in paragraph (14), by striking ``and'' at the end;
(2) by redesignating paragraph (15) as paragraph (16); and
(3) by inserting after paragraph (14) the following:
``(15) to provide financial and technical support to
eligible organizations to establish, implement, and operate a
State judicial threat and intelligence resource center to--
``(A) provide technical assistance and training
around judicial security, including--
``(i) providing judicial officer safety
education and training for judicial officers,
courts, and local law enforcement;
``(ii) creating resources and guides around
judicial security; and
``(iii) providing physical security
assessments for courts, homes, and other
facilities where judicial officers and staff
conduct court-related business;
``(B) proactively monitor threats to the safety of
State and local judges and court staff;
``(C) coordinate with Federal, State, and local law
enforcement agencies to mitigate threats to the safety
of State and local judges and court staff;
``(D) develop standardized incident reporting and
threat evaluation practices for State and local courts
in coordination with State and local law enforcement
and fusion centers;
``(E) develop a national database for reporting,
tracking, and sharing information about threats and
incidents towards judicial officers and court staff at
local and State levels with entities working in the
interest of judicial security, including State and
local law enforcement and fusion centers; and
``(F) coordinate research to identify, examine, and
advance best practices around judicial security.''.
SEC. 4. REPORTS.
Not later than 1 year after the date on which a State judicial
threat intelligence and resource center is established under paragraph
(15) of section 206(c) of the State Justice Institute Act of 1984, as
added by section 3 of this Act, the State Justice Institute shall
submit to the Committee on the Judiciary of the Senate and the
Committee on the Judiciary of the House of Representatives an annual
report on the number of threats to State and local judiciary members
and court staff, with breakdown of types of threats and level of
seriousness.
Passed the Senate June 12, 2024.
Attest:
Secretary.
118th CONGRESS
2d Session
S. 3984
_______________________________________________________________________
AN ACT
To amend the State Justice Institute Act of 1984 to authorize the State
Justice Institute to provide awards to certain organizations to
establish a State judicial threat intelligence and resource center.
| usgpo | 2024-06-24T00:12:41.445127 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s3984es/htm"
} |
BILLS-118s4290is | Antitrust Freedom Act of 2024 | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4290 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4290
To permit voluntary economic activity.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Paul introduced the following bill; which was read twice and
referred to the Committee on the Judiciary
_______________________________________________________________________
A BILL
To permit voluntary economic activity.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Antitrust Freedom Act of 2024''.
SEC. 2. VOLUNTARY ECONOMIC COORDINATION BY INDIVIDUALS.
The Sherman Act (15 U.S.C. 1 et seq.), the Clayton Act (15 U.S.C.
12 et seq.), and section 5 of the Federal Trade Commission Act (15
U.S.C. 45) shall not be construed to prohibit, ban, or otherwise extend
to any voluntary economic coordination, cooperation, agreement, or
other association, compact, contract, or covenant entered into by or
between any individual or group of individuals.
<all>
| usgpo | 2024-06-24T00:12:41.497174 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4290is/htm"
} |
BILLS-118s4289is | Medical Debt Cancellation Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4289 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4289
To cancel existing medical debt, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Sanders (for himself and Mr. Merkley) introduced the following
bill; which was read twice and referred to the Committee on Health,
Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To cancel existing medical debt, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Medical Debt Cancellation Act''.
SEC. 2. GRANTS TO CANCEL MEDICAL DEBT OWED BY PATIENTS.
Section 2799B-10 of the Public Health Service Act, as added by
section 3, is amended by adding at the end the following:
``(e) Grants To Cancel Medical Debt Owed by Patients.--
``(1) In general.--The Secretary shall establish a grant
program under which the Secretary, beginning not later than 1
year after the date of enactment of the Medical Debt
Cancellation Act, awards grants on a competitive basis to
hospitals in the United States in order to eliminate all
eligible medical debt owed by residents of the United States to
such hospitals.
``(2) Eligibility.--To be eligible to receive a grant under
this subsection, a hospital shall--
``(A) submit an application to the Secretary at
such time, in such manner, and containing such
information as the Secretary may require; and
``(B) agree to submit to the Secretary such reports
regarding the use of grant funds as the Secretary may
require.
``(3) Prioritization.--In awarding grants under this
subsection, the Secretary shall--
``(A) prioritize awards to hospitals that--
``(i) are safety net hospitals; and
``(ii) agree to cancel, at a minimum, all
medical debt that is--
``(I) 15 months old or less;
``(II) owed by low-income and
vulnerable patient populations; and
``(III) attributable to emergency
and non-elective care; and
``(B) ensure that awards are distributed to
hospitals across diverse geographical areas of the
United States.
``(4) Supplement, not supplant.--Grants awarded to a
hospital under this subsection shall be used to supplement, and
not supplant, other sources of funding and investments made by
the hospital for the purposes of providing financial assistance
to patients.
``(5) Expansion of medical debt cancellation.--Not later
than 2 years after the date of enactment of the Medical Debt
Cancellation Act, the Secretary shall expand the program under
this subsection to allow providers and health care facilities
other than hospitals, and individuals, to receive medical debt
cancellation.
``(6) Guidance.--Not later than 1 year after the date of
enactment of the Medical Debt Cancellation Act, the Secretary
shall instruct Federal health care programs to eliminate
medical debt collections.
``(7) Consultation.--In carrying out this subsection, the
Secretary shall consult with relevant Federal agencies,
departments, and health programs, patient advocates, community-
based organizations with experience in medical debt
cancellation, providers, and other key stakeholders.
``(8) Reporting.--Beginning 2 years after the date of
enactment of the Medical Debt Cancellation Act, and annually
thereafter until the date on which the program under this
subsection sunsets pursuant to paragraph (10), the Secretary
shall submit to relevant congressional committees a progress
report on the implementation, administration, and impact of the
program under this subsection.
``(9) Definitions.--In this subsection--
``(A) the term `eligible medical debt'--
``(i) means the out-of-pocket unpaid amount
owed by a resident of the United States for
items or services furnished to such individual
by a hospital, provided that--
``(I) such medical debt is in
compliance with applicable Federal laws
and regulations, including--
``(aa) the medical billing
requirements of subsection (a);
``(bb) the medical debt
collection requirements of
subsection (b); and
``(cc) the contracting
limitation under subsection
(c);
``(II) such medical debt is with
respect to items and services furnished
to an individual on or before the date
of enactment of the Medical Debt
Cancellation Act; and
``(III) any dispute resolution
process under section 2799B-7 is
complete; and
``(ii) excludes--
``(I) any amount paid or payable by
any Federal health care program; and
``(II) with respect to items and
services furnished to an individual by
the hospital, any amount that is in
excess of the sum of the amount
reimbursable by a Federal health care
program or other payer and copayment
amounts under such a program or other
health insurance plan with respect to
such items and services.
``(B) the term `Federal health care program' has
the meaning given such term in section 1128B(f) of the
Social Security Act.
``(10) Sunset.--The authorities under this subsection shall
sunset on the date the Secretary certifies all eligible medical
debt in the United States has been canceled under this
subsection.''.
SEC. 3. REQUIREMENTS FOR MEDICAL BILLING PRACTICES AND MEDICAL DEBT
COLLECTION; MEDICAL PAYMENT ASSISTANCE.
(a) In General.--Part E of title XXVII of the Public Health Service
Act (42 U.S.C. 300gg-131 et seq.) is amended by adding at the end the
following new section:
``SEC. 2799B-10. REQUIREMENTS FOR MEDICAL BILLING AND MEDICAL DEBT
COLLECTION; MEDICAL PAYMENT ASSISTANCE RESOURCE.
``(a) Medical Billing Requirements.--In the case of a health care
provider or facility that furnishes items or services to an individual,
such provider or facility shall, not later than 45 days before the date
on which payment for such items or services is due--
``(1)(A) determine whether such individual is eligible for
assistance with respect to such payment pursuant to the charity
care or financial assistance policy of such provider or
facility; and
``(B) if such individual is eligible for such assistance,
provide information to such individual regarding such
assistance; and
``(2) on or after the date on which the medical payment
assistance resource list under subsection (d)(1) is made
available, provide such individual with such list.
``(b) Medical Debt Collection Requirements.--
``(1) In general.--In the case of a health care provider or
facility that furnishes items or services to an individual, if
payment for such items or services is past due, such provider
or facility shall--
``(A) not later than 30 days after the date on
which the payment was due, provide to such individual a
statement (in clear and understandable language) that
includes--
``(i) subject to paragraph (2)(A), the
total amount of the payment that remains due;
``(ii) a description of the attempts made
by such provider or facility to determine
whether such individual is eligible for
assistance (as described in subsection (a)(1))
with respect to the payment; and
``(iii) in each of the 15 most commonly
language (other than English), as determined by
the Secretary, information about language-
assistance services related to the payment that
are available to individuals with limited
English proficiency; and
``(B) not later than 30 days after a payment
related to such items or services is made, provide to
such individual a detailed receipt of such payment and
a statement of the amount that remains due, if
applicable.
``(2) Limitations on medical debt amounts.--
``(A) Uninsured individuals.--In the case of items
or services furnished to an uninsured individual by an
organization that is described in section 501(r)(2) of
the Internal Revenue Code of 1986 and is exempt from
taxation under section 501(c)(3) of such Code, such
organization may not collect payment from such
individual with respect to such items or services in an
amount greater than the amounts generally billed
(within the meaning of section 501(r) of such Code).
``(B) Interest rate.--A health care provider or
facility may not collect interest on past-due payments
for items or services furnished to an individual.
``(c) Limitation on Contracting for Purposes of Medical Billing and
Medical Debt Collection.--A health care provider or facility may not
enter into a contract with an entity for purposes of collecting payment
with respect to items or services furnished by such provider or
facility unless such entity agrees to comply with the requirements
described in subsections (a) and (b) for such provider or facility with
respect to such payment.
``(d) Medical Payment Assistance Resource List.--
``(1) In general.--Not later than 1 year after the date of
the enactment of the Medical Debt Cancellation Act, the
Secretary shall make publicly available on the website of the
Department of Health and Human Services a comprehensive list of
Federal, State, and local programs that provide financial
assistance with respect to payment for items or services
furnished by a health care provider or facility.
``(2) Updates.--The Secretary shall update the list
described in paragraph (1) not less frequently than
annually.''.
(b) Effective Date.--The amendments made by subsection (a) shall
apply with respect to items and services furnished on or after the date
that is 1 year after the date of the enactment of this Act.
(c) Coordination and Consultation.--In carrying out this section,
the Secretary of Health and Human Services shall--
(1) coordinate with relevant Federal departments and
agencies, including the Consumer Financial Protection Bureau
and the Department of the Treasury; and
(2) consult with relevant stakeholders including patient
advocates, community-based organizations with experience in
medical debt cancellation, and health care providers.
SEC. 4. MEDICAL DEBT COLLECTION.
(a) Collection of Medical Debt.--
(1) In general.--The Fair Debt Collection Practices Act (15
U.S.C. 1692 et seq.) is amended by inserting after section 818
(15 U.S.C. 1692p) the following:
``Sec. 818A. Collection of medical debt
``(a) In General.--No debt collector or creditor may collect or
attempt to collect debt that arose from the receipt of medical
services, products, or devices if such debt was incurred by a consumer
before the date of enactment of this section.
``(b) Private Right of Action.--Any consumer who is harmed by a
violation of subsection (a) may bring a civil action in the appropriate
United States district court against the debt collector or creditor
that violated subsection (a) for--
``(1) compensatory damages, including for economic losses
and for emotional harm;
``(2) punitive damages; and
``(3) reasonable attorney's fees and costs of the action to
a prevailing plaintiff.''.
(b) Technical and Conforming Amendment.--The table of sections for
the Fair Debt Collection Practices Act (15 U.S.C. 1692 et seq.) is
amended by inserting after the item relating to section 818 the
following:
``818A. Collection of medical debt.''.
SEC. 5. MEDICAL DEBT REPORTING.
(a) In General.--Section 605(a) of the Fair Credit Reporting Act
(15 U.S.C. 1681c(a)) is amended by adding at the end the following:
``(9) Any information related to debt that arose from the
receipt of medical services, products, or devices accrued by a
consumer.''.
(b) Notice Requirements.--Each credit reporting agency that removes
information from the consumer report of a consumer to comply with
section 605(a)(9) of the Fair Credit Reporting Act, as added by
subsection (a) of this section, shall notify the consumer of the
removal.
(c) Effective Date.--The amendment made by this section shall take
effect on the date that is 30 days after the date of enactment of this
section.
<all>
| usgpo | 2024-06-24T00:12:41.635762 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4289is/htm"
} |
BILLS-118hconres27eh | Condemning Russia’s unjust and arbitrary detention of Russian opposition leader Vladimir Kara-Murza who has stood up in defense of democracy, the rule of law, and free and fair elections in Russia. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Con. Res. 27 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. CON. RES. 27
_______________________________________________________________________
CONCURRENT RESOLUTION
Whereas, on April 11, 2022, Vladimir Kara-Murza was unjustly detained by Russian
authorities for spreading supposedly ``false information'' in a speech
in March 2022 to the Arizona House of Representatives;
Whereas Mr. Kara-Murza in his March 15, 2022, speech presented a defiant
condemnation of Vladimir Putin's policies and leadership outlining his
corruption and
malign intentions, and condemning the illegal war of aggression Putin has
unleashed against Ukraine;
Whereas, prior to his arrest in April 2022, Mr. Kara-Murza was poisoned twice by
agents of the Russian Government and the Russian Federation in 2015 and
2017 with a military-grade agent banned internationally, likely in
retaliation for his defiant stance in support of rule of law and
democracy in Russia;
Whereas, despite having survived two assassination attempts and the subsequent
side effects of these poisonings, Mr. Kara-Murza regularly returned to
Russia to advocate for democratic representation in Russia;
Whereas Mr. Kara-Murza has consistently advocated for democracy in Russia and
insisted that democracy in Russia must be advanced by Russians for all
those living in Russia;
Whereas, in August 2022, new charges were brought against Mr. Kara-Murza for
``carrying out the activities'' of an ``undesirable foreign
organization'' and his arrest was extended for his work as a leading
member of Russian civil society;
Whereas, in October 2022, Mr. Kara-Murza was further charged unjustly with
``high treason'' in part due to his public condemnations of the
Kremlin's military aggression on Ukraine and domestic repressions;
Whereas, in April 2023, Mr. Kara-Murza was unjustly sentenced to 25 years in
prison;
Whereas the state of Mr. Kara-Murza's health has deteriorated and in addition to
losing over 45 pounds, he was diagnosed with polyneuropathy, a condition
that under Russian law should have precluded him from detainment;
Whereas, as a result of his diagnosis, he has lost feeling in both his feet and
has experienced symptoms similar to those he experienced following his
2015 poisoning due to peripheral nerve damage;
Whereas section 5599F of the James M. Inhofe National Defense Authorization Act
for Fiscal Year 2023 (Public Law 117-263) condemned Mr. Kara-Murza's
unjust detention, expressed solidarity with Mr. Kara-Murza, his family,
and all individuals imprisoned in Russia for their beliefs, and urged
the United States and other ally governments to work to secure the
release of Mr. Kara-Murza and other citizens of the Russian Federation
imprisoned for opposition to Vladimir Putin's regime and his illegal war
in Ukraine;
Whereas, in April 2022, Vladimir Kara-Murza was presented the McCain Institute's
Courage and Leadership Award for his unwavering commitment to
fundamental values and his acts of selfless courage which have inspired
the world;
Whereas, in October 2022, Mr. Kara-Murza was awarded the Vaclav Havel Prize
honoring outstanding civil society action in defense of human rights;
Whereas the late Senator John McCain said Mr. Kara-Murza ``is a brave,
outspoken, and relentless advocate for freedom and democracy in Russia''
and introduced Mr. Kara-Murza as ``a personal hero whose courage,
selflessness, and idealism I find awe-inspiring'';
Whereas, in March 2023, the Department of the Treasury and the Department of
State imposed Global Magnitsky and other targeted sanctions on six
Russians involved in Mr. Kara-Murza's ongoing arbitrary detention,
recognized his role as ``a major advocate for the adoption of Magnitsky-
style sanctions authorities by the United States, Canada, European
Union, and United Kingdom to target human rights abusers and corrupt
actors in Russia'', and called for his immediate release; and
Whereas Mr. Kara-Murza remains a political prisoner and a victim of Vladimir
Putin's authoritarian state: Now, therefore, be it
Resolved by the House of Representatives (the Senate concurring),
That Congress--
(1) condemns in the strongest possible terms the unjust and
arbitrary detention of Russian democratic opposition leader
Vladimir Kara-Murza;
(2) calls on the Russian Federation to immediately release
Mr. Kara-Murza and all other Russian opposition leaders who are
detained as a result of their opposition to the Putin regime;
(3) calls on all Russian citizens to outright condemn
Russia's illegal and unjust invasion of Ukraine in the spirit
of Mr. Kara-Murza's defiant opposition stance in front of the
Arizona House of Representatives in March 2022;
(4) expresses solidarity and calls for the release of all
political prisoners in Russia and Belarus, including Ukrainian
citizens illegally held as prisoners by Putin's regime in
violation of the rule of law as a result of their support for
liberal democratic values, Radio Free Europe/Radio Liberty
journalist Alsu Kurmasheva, and wrongfully-detained Americans
Paul Whelan and Evan Gershkovich;
(5) calls on the United States Government to designate Mr.
Kara-Murza, as well as Radio Free Europe/Radio Liberty
journalist Alsu Kurmasheva, as wrongfully detained under the
Levinson Act; and
(6) calls on the President of the United States and leaders
from across the free world to work tirelessly for the release
of political prisoners in Russia and increase support for those
advocating for democracy in Russia as well as independent media
and civil society which Mr. Kara-Murza has worked to further.
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. CON. RES. 27
_______________________________________________________________________
CONCURRENT RESOLUTION
Condemning Russia's unjust and arbitrary detention of Russian
opposition leader Vladimir Kara-Murza who has stood up in defense of
democracy, the rule of law, and free and fair elections in Russia.
| usgpo | 2024-06-24T00:12:41.859833 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hconres27eh/htm"
} |
BILLS-118s4279is | Coordinating AUKUS Engagement with Japan Act of 2024 | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4279 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4279
To require the Department of State and the Department of Defense to
engage with the Government of Japan regarding areas of cooperation
within the Pillar Two framework of the AUKUS partnership, and for other
purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Romney (for himself, Mr. Kaine, Mr. Risch, and Mr. Hagerty)
introduced the following bill; which was read twice and referred to the
Committee on Foreign Relations
_______________________________________________________________________
A BILL
To require the Department of State and the Department of Defense to
engage with the Government of Japan regarding areas of cooperation
within the Pillar Two framework of the AUKUS partnership, and for other
purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Coordinating AUKUS Engagement with
Japan Act of 2024''.
SEC. 2. DEFINITIONS.
In this Act:
(1) Appropriate congressional committees.--The term
``appropriate congressional committees'' means--
(A) the Committee on Foreign Relations and the
Committee on Armed Services of the Senate; and
(B) the Committee on Foreign Affairs and the
Committee on Armed Services of the House of
Representatives.
(2) AUKUS official.--The term ``AUKUS official'' means a
government official with responsibilities related to the
implementation of the AUKUS partnership.
(3) AUKUS partnership.--The term ``AUKUS partnership'' has
the meaning given that term in section 1321 of the National
Defense Authorization Act of Fiscal Year 2024 (22 U.S.C.
10401).
(4) Commerce control list.--The term ``Commerce Control
List'' means the list maintained pursuant to part 774 of title
15, Code of Federal Regulations (or successor regulations).
(5) State aukus coordinator.--The term ``State AUKUS
Coordinator'' means the senior advisor at the Department of
State designated under section 1331(a)(1) of the National
Defense Authorization Act for Fiscal Year 2024 (22 U.S.C.
10411(a)(1)).
(6) Defense aukus coordinator.--The term ``Defense AUKUS
Coordinator'' means the senior civilian official of the
Department of Defense designated under section 1332(a) of the
National Defense Authorization Act for Fiscal Year 2024 (22
U.S.C. 10412(a)).
(7) Pillar two.--The term ``Pillar Two'' has the meaning
given that term in section 1321(2)(B) of the National Defense
Authorization Act of Fiscal Year 2024 (22 U.S.C. 10401(2)(B)).
(8) United states munitions list.--The term ``United States
Munitions List'' means the list set forth in part 121 of title
22, Code of Federal Regulations (or successor regulations).
SEC. 3. SENSE OF CONGRESS.
It is the sense of Congress that--
(1) the United States should continue to strengthen
relationships and cooperation with allies in order to
effectively counter the People's Republic of China;
(2) the United States should capitalize on the
technological advancements allies have made in order to deliver
more advanced capabilities at speed and at scale to the United
States military and the militaries of partner countries;
(3) the historic announcement of the AUKUS partnership laid
out a vision for future defense cooperation in the Indo-Pacific
among Australia, the United Kingdom, and the United States;
(4) Pillar Two of the AUKUS partnership envisions
cooperation on advanced technologies, including hypersonic
capabilities, electronic warfare capabilities, cyber
capabilities, quantum technologies, undersea capabilities, and
space capabilities;
(5) trusted partners of the United States, the United
Kingdom, and Australia, such as Japan, could benefit from and
offer significant contributions to a range of projects related
to Pillar Two of the AUKUS partnership;
(6) Japan is a treaty ally of the United States and a
technologically advanced country with the world's third-largest
economy;
(7) in 2022, Australia signed a Reciprocal Access Agreement
with Japan to facilitate reciprocal access and cooperation
between the Self-Defense Forces of Japan and the Australian
Defence Force;
(8) in 2023, the United Kingdom signed a Reciprocal Access
Agreement with Japan to facilitate reciprocal access and
cooperation between the Self-Defense Forces of Japan and the
Armed Forces of the United Kingdom of Great Britain and
Northern Ireland;
(9) in 2014, Japan relaxed its post-war constraints on the
export of non-lethal defense equipment, and in March 2024,
Japan further refined that policy to allow for the export of
weapons to countries with which it has an agreement in place on
defense equipment and technology transfers;
(10) in 2013, Japan passed a secrecy law obligating
government officials to protect diplomatic and defense
information, and in February 2024, the Cabinet approved a bill
creating a new security clearance system covering economic
secrets; and
(11) in April 2024, the United States, Australia, and the
United Kingdom announced they would consider cooperating with
Japan on advanced capability projects under Pillar Two of the
AUKUS partnership.
SEC. 4. ENGAGEMENT WITH JAPAN ON AUKUS PILLAR TWO COOPERATION.
(a) Engagement Required.--
(1) In general.--Not later than 90 days after the date of
the enactment of this Act, the State AUKUS Coordinator and the
Defense AUKUS Coordinator shall jointly engage directly, at a
technical level, with the relevant stakeholders in the
Government of Japan--
(A) to better understand the export control system
of Japan and the effects of the reforms the Government
of Japan has made to that system since 2014;
(B) to determine overlapping areas of interest and
the potential for cooperation with Australia, the
United Kingdom, and the United States on projects
related to the AUKUS partnership and other projects;
(C) to identify areas in which the Government of
Japan might need to adjust the export control system of
Japan in order to guard against export control
violations or other related issues in order to be a
successful potential partner in Pillar Two of the AUKUS
partnership; and
(D) to assess the Government of Japan's
implementation and enforcement of export controls on
sensitive technologies with respect to the People's
Republic of China, including the implementation of
export controls on semiconductor manufacturing
equipment.
(2) Consultation with aukus officials.--In carrying out the
engagement required by paragraph (1), the State AUKUS
Coordinator and the Defense AUKUS Coordinator shall consult
with relevant AUKUS officials from the United Kingdom and
Australia.
(b) Briefing Requirement.--Not later than 30 days after the date of
the engagement required by subsection (a), the State AUKUS Coordinator
and the Defense AUKUS Coordinator shall jointly brief the appropriate
congressional committees on the following:
(1) The findings of that engagement.
(2) A strategy for follow-on engagement.
SEC. 5. ASSESSMENT OF POTENTIAL FOR COOPERATION WITH JAPAN ON AUKUS
PILLAR TWO.
Not later than 180 days after the date of the enactment of this
Act, the Secretary of State, with the concurrence of the Secretary of
Defense, shall submit to the appropriate congressional committees a
report assessing the potential for cooperation with Japan on Pillar Two
of the AUKUS partnership, detailing the following:
(1) Projects the Government of Japan is engaged in related
to the development of advanced defense capabilities under
Pillar Two of the AUKUS partnership.
(2) The average and median length of time it takes to
approve licenses to export products on the United States
Munitions List and the Commerce Control List to Japan.
(3) Areas of potential cooperation with Japan on advanced
defense capabilities within and outside the scope of Pillar Two
of the AUKUS partnership.
(4) The Secretaries' assessment of the current export
control system of Japan, including--
(A) the procedures under that system for protecting
classified and sensitive defense, diplomatic, and
economic information;
(B) the effectiveness of that system in protecting
such information; and
(C) such other matters as the Secretaries consider
appropriate.
(5) Any reforms by Japan that the Secretary of State
considers necessary before considering including Japan in the
privileges provided under Pillar Two of the AUKUS partnership.
(6) Any recommendations regarding the scope and conditions
of potential cooperation with Japan under Pillar Two of the
AUKUS partnership.
(7) A strategy and forum for communicating the potential
benefits of and requirements for engaging in projects related
to Pillar Two of the AUKUS partnership with the Government of
Japan.
(8) Any views provided by AUKUS officials from the United
Kingdom and Australia on issues relevant to the report, and a
plan for cooperation with such officials on future engagement
with the Government of Japan related to Pillar Two of the AUKUS
partnership.
<all>
| usgpo | 2024-06-24T00:12:41.890849 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4279is/htm"
} |
BILLS-118s4276is | Accelerating Access to Dementia and Alzheimer’s Provider Training Act; AADAPT Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4276 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4276
To amend the Public Health Service Act to reauthorize the Project ECHO
Grant Program, to establish grants under such program to disseminate
knowledge and build capacity to address Alzheimer's disease and other
dementias, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Ms. Klobuchar (for herself and Mrs. Capito) introduced the following
bill; which was read twice and referred to the Committee on Health,
Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To amend the Public Health Service Act to reauthorize the Project ECHO
Grant Program, to establish grants under such program to disseminate
knowledge and build capacity to address Alzheimer's disease and other
dementias, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Accelerating Access to Dementia and
Alzheimer's Provider Training Act'' or the ``AADAPT Act''.
SEC. 2. REAUTHORIZATION OF PROJECT ECHO GRANT PROGRAM; PROJECT ECHO
GRANTS FOR ALZHEIMER'S DISEASE AND RELATED DEMENTIA CARE.
(a) Definitions.--Section 330N(a)(1) of the Public Health Service
Act (42 U.S.C. 254c-20(a)(1)) is amended to read as follows:
``(1) Eligible entity.--The term `eligible entity' means--
``(A) in the case of a grant under subsection
(b)(1), an entity that provides, or supports the
provision of, health care services in rural areas,
frontier areas, health professional shortage areas, or
medically underserved areas, or to medically
underserved populations or Native Americans, including
Indian Tribes, Tribal organizations, and urban Indian
organizations, and which may include entities leading,
or capable of leading, a technology-enabled
collaborative learning and capacity building model or
engaging in technology-enabled collaborative training
of participants in such model; and
``(B) in the case of a grant under subsection
(b)(2), a public or nonprofit private entity that is
leading, or is capable of leading, a model described in
subsection (b)(2)(A) for Alzheimer's disease and
related dementias.''.
(b) Grants.--Section 330N(b) of the Public Health Service Act (42
U.S.C. 254c-20(b)) is amended--
(1) by striking ``Established.--The Secretary'' and
inserting ``Established.--
``(1) In general.--The Secretary''; and
(2) by adding at the end the following:
``(2) Project echo grants for alzheimer's disease and
related dementia care.--
``(A) In general.--Not later than 1 year after the
date of enactment of this paragraph, the Secretary
shall award 1 or more grants to eligible entities to
evaluate, develop, and, as appropriate, expand the use
of technology-enabled collaborative learning and
capacity building models for eligible health care
professionals to improve retention of health care
providers and to increase access to early and accurate
diagnosis of Alzheimer's disease and related dementias
and quality dementia care.
``(B) Eligible health care professional defined.--
In this paragraph, the term `eligible health care
professional' means a health care professional who--
``(i) provides primary care services,
including such services provided--
``(I) in rural areas, frontier
areas, health professional shortage
areas, or medically underserved areas;
or
``(II) to medically underserved
populations or Native Americans; and
``(ii) is licensed, registered, or
certified in accordance with applicable law
regarding the provision of such services.''.
(c) Supplement Not Supplant.--Section 330N(f) of the Public Health
Service Act (42 U.S.C. 254c-20(f)) is amended to read as follows:
``(f) Application.--An eligible entity that seeks to receive a
grant under subsection (b) shall submit to the Secretary an
application, at such time, in such manner, and containing such
information as the Secretary may require. Such application shall
include--
``(1) plans to assess the effect of technology-enabled
collaborative learning and capacity building models on patient
outcomes and health care providers; and
``(2) in the case of an application submitted for a grant
under subsection (b)(2), assurances that funds received under
such grant shall supplement and not supplant funds received
from any other source.''.
(d) Reports.--
(1) By eligible entities.--Section 330N(e) of the Public
Health Service Act (42 U.S.C. 254c-20(e)) is amended--
(A) in the first sentence--
(i) by striking ``this section'' and
inserting ``subsection (b)(1), and shall
require entities awarded a grant under
subsection (b)(2),''; and
(ii) by striking ``subsection (b).'' and
inserting ``subsection (b)(1).''; and
(B) by inserting after the first sentence the
following: ``Each entity awarded a grant under
subsection (b)(2) shall submit to the Advisory Council
on Alzheimer's Research, Care, and Services a report
containing such collected information.''.
(2) By secretary.--Section 330N(j) of the Public Health
Service Act (42 U.S.C. 254c-20(j)) is amended--
(A) in paragraph (2), by redesignating
subparagraphs (A) through (C) as clauses (i) through
(iii), respectively, and adjusting the margins
accordingly;
(B) by redesignating paragraphs (1) through (3) as
subparagraphs (A) through (C), respectively, and
adjusting the margins accordingly;
(C) by striking ``Not later than 4 years after''
and inserting the following:
``(1) In general.--Not later than 4 years after''; and
(D) by adding at the end the following:
``(2) Update to report.--Not later than 4 years after the
date of enactment of subsection (b)(2), the Secretary shall
prepare and submit to the Committee on Health, Education,
Labor, and Pensions of the Senate and the Committee on Energy
and Commerce of the House of Representatives, and post on the
internet website of the Department of Health and Human
Services, an updated version of the report described in
paragraph (1).''.
(e) Authorization of Appropriations.--Section 330N(k) of the Public
Health Service Act (42 U.S.C. 254c-20(k)) is amended to read as
follows:
``(k) Authorization of Appropriations.--There are authorized to be
appropriated to carry out this section--
``(1) other than with respect to grants under subsection
(b)(2), $10,000,000 for each of fiscal years 2022 through 2031;
and
``(2) with respect to grants under subsection (b)(2),
$1,000,000 for each of fiscal years 2026 through 2031.''.
<all>
| usgpo | 2024-06-24T00:12:41.907951 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4276is/htm"
} |
BILLS-118hr537eh | Forgotten Heroes of the Holocaust Congressional Gold Medal Act | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 537 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 537
_______________________________________________________________________
AN ACT
To award a Congressional Gold Medal to 60 diplomats, in recognition of
their bravery and heroism during the Holocaust.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Forgotten Heroes of the Holocaust
Congressional Gold Medal Act''.
SEC. 2. FINDINGS.
Congress finds the following:
(1) The following diplomats will be honored posthumously:
Per Anger (Sweden), Jose Maria Barreto (Peru), Lars Berg
(Sweden), Philippe Bernardini (Vatican / Italy), Hiram (Harry)
Bingham IV (United States), Friedrich Born (Switzerland),
Manuel Antonio Munoz Borrero (Ecuador), Carlos de Liz-Texeira
Branquinho (Portugal), Eduardo Propper de Callejon (Spain),
Samuel del Campo (Chile), Aracy Moebius Carvalho de Guimaraes
Rosa (Brazil), Jose Arturo Castellanos (El Salvador), Carl Ivan
Danielsson (Sweden), Luis Martins de Souza Dantas (Brazil),
Georg Ferdinand Duckwitz (Germany), Harald Feller
(Switzerland), Francis (Frank) Foley (United Kingdom), Jean-
Edouard Friedrich (Switzerland), Carlos Almeida Afonseca de
Sampaio Garrido (Portugal), Raymond Herman Geist (United
States), Feng-Shan Ho (China), Constantin Karadja (Romania),
Alexander Kasser (Sandor Kasza) (Sweden / Hungary), Elow
Kihlgren (Sweden), Joseph Willem (Joop) Kolkman (Netherlands),
Julius Kuhl (Switzerland), Aleksander 4ados (Poland), Valdemar
Langlet (Sweden), Charles (Carl) Lutz (Switzerland), George
Mandel-Mantello (El Salvador), Florian Manoliu (Romania),
Aristides de Sousa Mendes (Portugal), Salomon Jacob (Sally)
Noach (Netherlands), Giorgio (Jorge) Perlasca (Spain / Italy),
Ernst Prodolliet (Switzerland), Franjo Puncuch (Yugoslavia /
Slovenia), Sebastian de Romero Radigales (Spain), Konstanty
Rokicki (Poland), Angelo Giuseppe Roncalli (Vatican / Italy),
Angelo Rotta (Vatican / Italy), Albert Emile Routier (Turkey),
Stefan Ryniewicz (Poland), Gilberto Bosques Saldivar (Mexico),
Jose Ruiz Santaella (Spain), Angel Sanz-Briz (Spain), Abdol-
Hossein Sardari (Iran), Henryk Slawik (Poland), Robert
Smallbones (United Kingdom), Jan Spisiak (Slovakia), Chiune
(Sempo) Sugihara (Japan), Ireanaeus Typaldos (Spain), Alexander
(Sandor) Ujvary (Vatican / Hungary), Selahattin Ulkumen
(Turkey), Gennaro Verolino (Vatican / Italy), Vladimir Vochoc
(Czech Republic), Ernst Vonrufs (Switzerland), Raoul Wallenberg
(Sweden), Guelfo Zamboni (Italy), Peter Zurcher (Switzerland),
and Jan Zwartendijk (Holland).
(2) On September 1, 1939, Adolf Hitler and the Nazis began
their invasion of Europe, which started World War II and threw
the world into chaos. The Nazi plan of mass murder of the
Jewish population was in full motion. As battles were being
fought between countries, Jews were being rounded up and sent
to concentration camps throughout Europe. This process began a
mass exodus of people out of Europe, especially those in the
Jewish community.
(3) During the war, members of the Jewish community used
every tool and means at their disposal to flee Nazi tyranny.
Thousands tried to flee on trains or boats to escape from
Europe.
(4) While the armies of countries were fighting each other,
a handful of diplomats, from around the world, stepped forward
and took heroic actions to save Jews fleeing Europe. This was
an incredibly dangerous process. If the Nazis discovered the
actions of these diplomats they would be expelled, as a few of
them were. Also, while worrying about the Nazis, diplomats had
to worry about their careers and livelihoods back home. Many of
them had strict orders from their home countries to not aid the
Jewish population in any way.
(5) These diplomats used every means at their disposal to
help Jews fleeing persecution. One of the most powerful tools
the diplomats had to use was the issuing of passports and
travel visas contrary to the instruction of the governments of
the diplomats. This process alone is responsible for saving
hundreds of thousands of Jewish families in Europe. This was
not the only tool used as many of the diplomats were connected
with the local populations and were great communicators for
Jews trying to travel underground. They were able set up
safehouses and getaways to hide Jews and especially Jewish
children from Nazi authorities. In the most dangerous of times,
several of these diplomats confronted the Nazis directly on
behalf of the Jews and personally put themselves in grave
danger.
(6) Every diplomat knew the dangers and knew what they were
up against, and still pushed forward to save those in the most
danger.
(7) The Congressional Gold Medal authorized under this Act
will help remind humanity that when the diplomats were faced
with terrible crises, they went beyond the fold, including
risking their careers and the lives of themselves and their
families, to engage in this humanitarian mission. The diplomats
of today and future generations can look towards these heroes
and be inspired by their lives of heroism and sacrifice.
SEC. 3. CONGRESSIONAL GOLD MEDAL.
(a) Presentation Authorized.--The Speaker of the House of
Representatives and the President pro tempore of the Senate shall make
appropriate arrangements for the presentation, on behalf of Congress,
of a single gold medal of appropriate design in honor of the 60
diplomats identified in section 2(1), in recognition of their brave and
vital service of saving Jews during World War II.
(b) Design and Striking.--For purposes of the presentation referred
to in subsection (a), the Secretary of the Treasury (referred to in
this Act as the ``Secretary'') shall strike a gold medal with suitable
emblems, devices, and inscriptions, to be determined by the Secretary.
(c) Presentation of Medal.--The single gold medal presented under
subsection (a) shall be presented collectively to the eldest next of
kin of each of the 60 diplomats identified in section 2(1), who shall
receive the medal as part of a delegation consisting of a senior
official representative of the country that each diplomat served and
the cochairs of the Forgotten Heroes of the Holocaust Committee.
(d) United States Holocaust Memorial Museum.--
(1) In general.--Following the award of the gold medal in
honor of the 60 diplomats identified in section 2(1), the gold
medal shall be given to the United States Holocaust Memorial
Museum, where it will be available for display as appropriate
and available for research.
(2) Sense of congress.--It is the sense of Congress that
the United States Holocaust Memorial Museum should make the
gold medal awarded pursuant to this Act available for display
elsewhere, particularly at appropriate locations associated
with Holocaust remembrance.
SEC. 4. DUPLICATE MEDALS.
The Secretary may strike and sell duplicates in bronze of the gold
medal struck under section 3, at a price sufficient to cover the costs
thereof, including labor, materials, dies, use of machinery, and
overhead expenses.
SEC. 5. STATUS OF MEDALS.
(a) National Medal.--Medals struck pursuant to this Act are
national medals for purposes of chapter 51 of title 31, United States
Code.
(b) Numismatic Items.--For purposes of sections 5134 and 5136 of
title 31, United States Code, all medals struck under this Act shall be
considered to be numismatic items.
SEC. 6. AUTHORITY TO USE FUND AMOUNTS; PROCEEDS OF SALE.
(a) Authority To Use Fund Amounts.--There is authorized to be
charged against the United States Mint Public Enterprise Fund such
amounts as may be necessary to pay for the costs of the medals struck
under this Act.
(b) Proceeds of Sale.--Amounts received from the sale of duplicate
bronze medals authorized under section 4 shall be deposited into the
United States Mint Public Enterprise Fund.
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 537
_______________________________________________________________________
AN ACT
To award a Congressional Gold Medal to 60 diplomats, in recognition of
their bravery and heroism during the Holocaust.
| usgpo | 2024-06-24T00:12:41.972637 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr537eh/htm"
} |
BILLS-118hr8317ih | Mamas First Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8317 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8317
To amend title XIX of the Social Security Act to provide coverage under
the Medicaid program for services provided by doulas and midwives, and
for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Ms. Moore of Wisconsin (for herself, Ms. Underwood, Ms. Adams, Ms.
Pressley, and Mrs. Dingell) introduced the following bill; which was
referred to the Committee on Energy and Commerce
_______________________________________________________________________
A BILL
To amend title XIX of the Social Security Act to provide coverage under
the Medicaid program for services provided by doulas and midwives, and
for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Mamas First Act''.
SEC. 2. FINDINGS.
Congress finds the following:
(1) According to the Centers for Disease Control and
Prevention, the maternal mortality rate varies drastically for
women by race and ethnicity. On average, there are 26.6 deaths
per 100,000 live births for White women, 69.9 deaths per
100,000 live births for Black women, 49.2 deaths for American
Indian and Alaskan Native women, and 28 deaths per 100,000 live
births for Hispanic women. While maternal mortality disparately
impacts Black women and indigenous women, this urgent public
health crisis traverses race, ethnicity, socioeconomic status,
educational background, and geography.
(2) United States maternal mortality rates are the highest
in the developed world and are increasing rapidly.
(3) Four out of five of these maternal deaths are likely
preventable.
(4) According to the National Institutes of Health, doula-
assisted mothers are four times less likely to have a low-
birth-weight baby, two times less likely to experience a birth
complication involving themselves or their baby, and
significantly more likely to initiate breastfeeding.
(5) Midwife-led care is associated with cost savings,
decreased rates of intervention, lower cesarean rates, lower
preterm birth rates, and healthier outcomes for mothers and
babies.
(6) Midwives may practice in any setting, including the
home, community, hospitals, birth centers, clinics, or health
units.
SEC. 3. MEDICAID COVERAGE OF SERVICES PROVIDED BY DOULAS AND MIDWIVES.
(a) In General.--Section 1905 of the Social Security Act (42 U.S.C.
1396d) is amended--
(1) in subsection (a)--
(A) in paragraph (30), by striking ``and'' at the
end;
(B) by redesignating paragraph (31) as paragraph
(32); and
(C) by inserting after paragraph (30) the following
new paragraph:
``(31) services and care, including prenatal, delivery, and
postpartum care, that is provided in a culturally congruent
manner (as defined in subsection (kk)) by doulas, midwives, and
tribal midwives (as those terms are defined in subsection
(jj)), that is provided in the home, community, a hospital,
birth center, clinic, health unit, or is furnished via
telehealth to the extent authorized under State law; and''; and
(2) by adding at the end the following:
``(jj) Doulas, Midwives, and Tribal Midwife Defined.--For purposes
of subsection (a)(31):
``(1) Doulas defined.--The term `doula' means an individual
who--
``(A) has completed 60 hours of foundational
training;
``(B) is certified by an organization, which has
been established for not less than five years and which
requires the completion of continuing education to
maintain such certification, to provide non-medical
advice, information, emotional support, and physical
comfort to an individual during such individual's
pregnancy, childbirth, and postpartum period; and
``(C) maintains such certification by completing
such required continuing education.
``(2) Midwives defined.--The term `midwife' means a midwife
who meets at a minimum the international definition of the
midwife and global standards for midwifery education as
established by the International Confederation of Midwives.
``(3) Tribal midwife defined.--The term `tribal midwife'
means an individual who is recognized by an Indian tribe (as
defined in section 4 of the Indian Health Care Improvement Act
(25 U.S.C. 1603)) to practice midwifery for such tribe.
``(kk) Culturally Congruent Care Defined.--For purposes of
subsection (a)(31), the term `culturally congruent care', with respect
to maternity care, means care that is provided in agreement with the
preferred cultural values, beliefs, worldview, language, and practices
of the health care consumer and other stakeholders.''.
(b) Requiring Mandatory Coverage Under State Plan.--Section
1902(a)(10)(A) of the Social Security Act (42 U.S.C. 1396a(a)(10)(A))
is amended, in the matter preceding clause (i), by striking ``and
(30)'' and inserting ``(30), and (31)''.
(c) Effective Date.--
(1) In general.--Subject to paragraph (2), the amendments
made by this section shall apply with respect to medical
assistance furnished on or after January 1, 2022.
(2) Exception for state legislation.--In the case of a
State plan under title XIX of the Social Security Act (42
U.S.C. 1396 et seq.) that the Secretary of Health and Human
Services determines requires State legislation in order for the
respective plan to meet any requirement imposed by amendments
made by this section, the respective plan shall not be regarded
as failing to comply with the requirements of such title solely
on the basis of its failure to meet such an additional
requirement before the first day of the first calendar quarter
beginning after the close of the first regular session of the
State legislature that begins after the date of the enactment
of this Act. For purposes of the previous sentence, in the case
of a State that has a 2-year legislative session, each year of
the session shall be considered to be a separate regular
session of the State legislature.
<all>
| usgpo | 2024-06-24T00:12:42.010992 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8317ih/htm"
} |
BILLS-118s4280is | Essential Caregivers Act of 2024 | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4280 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4280
To amend titles XVIII and XIX of the Social Security Act to require
skilled nursing facilities, nursing facilities, intermediate care
facilities for the intellectually disabled, and inpatient
rehabilitation facilities to permit essential caregivers access during
any period in which regular visitation is restricted.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Blumenthal (for himself and Mr. Cornyn) introduced the following
bill; which was read twice and referred to the Committee on Finance
_______________________________________________________________________
A BILL
To amend titles XVIII and XIX of the Social Security Act to require
skilled nursing facilities, nursing facilities, intermediate care
facilities for the intellectually disabled, and inpatient
rehabilitation facilities to permit essential caregivers access during
any period in which regular visitation is restricted.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Essential Caregivers Act of 2024''.
SEC. 2. FINDINGS.
Congress finds the following:
(1) According to the National Center for Health Statistics
of the Centers for Disease Control and Prevention, an estimated
1,300,000 individuals resided in nursing homes in 2020 at the
onset of the COVID-19 pandemic and nearly half of all nursing
home residents were living with a diagnosis of Alzheimer's or
other related dementia.
(2) Regulations issued pursuant to the Nursing Home Reform
Act of 1987 established basic rights and services for residents
of nursing homes, including ``the right to a dignified
existence, self-determination, and communication with and
access to persons and services inside and outside the
facility''.
(3) In March of 2020, the Centers for Medicare & Medicaid
Services instructed nursing facilities to restrict visitation
for all visitors and non-essential healthcare personnel and
cancel communal dining and group activities. Long-term care
ombudsman program representatives and State surveyors were
among those whose access to long-term care facilities was
prohibited or extremely restricted despite reopening guidance
released by the Centers for Medicare & Medicaid Services in May
of 2020.
(4) Many long-term care residents declined dramatically or
died prematurely from ``failure to thrive'' in isolation.
(5) According to the National Consumer Voice for Quality
Long-Term Care, in the first year of the COVID-19 pandemic, 1
in 5 healthcare workers resigned, retired, or were fired. This
exacerbated the longstanding problem of staff shortages that
already existed. Lack of staff, combined with the forced
absence of families, many of whom provided informal care and
support to residents, resulted in a significant decline in
residents' health and well-being. During the pandemic, pressure
ulcers in nursing home residents rose by 31 percent, the number
of residents experiencing significant weight loss rose by 49
percent, the number of residents reporting feeling down,
depressed, or hopeless rose by 40 percent, and the number of
residents prescribed antipsychotic medications rose by 77.5
percent.
(6) According to the Department of Health and Human
Services, loneliness and isolation, such as that experienced by
long-term care residents during the COVID-19 pandemic,
represent profound threats to an individual's health and well-
being.
(7) Essential Caregivers provide supplemental care for
their loved one, regardless of staff shortages, staff turnover,
or emergencies. Essential Caregivers support residents and
advocate on their behalf.
SEC. 3. RIGHT TO ESSENTIAL CAREGIVERS; ACCESS TO ESSENTIAL CAREGIVERS
DURING PERIODS WHEN VISITATION IS OTHERWISE RESTRICTED.
(a) Medicare Skilled Nursing Facilities.--Section 1819(c)(3) of the
Social Security Act (42 U.S.C. 1395i-3(c)(3)) is amended--
(1) by redesignating subparagraphs (A) through (E) as
clauses (i) through (v), respectively;
(2) by striking ``A skilled nursing facility must--'' and
inserting the following:
``(A) In general.--A skilled nursing facility
shall--''; and
(3) by adding at the end the following new subparagraph:
``(B) Access to essential caregivers during
emergency periods when visitation is otherwise
restricted.--
``(i) Designation of essential caregiver.--
Each skilled nursing facility shall recognize
the right of each resident of such facility
to--
``(I) designate and have access to
essential caregivers for such resident
at all times, including during any
period of emergency in which regular
visitation is restricted by order of a
Federal, State, or local authority or
by other operation of law; and
``(II) amend such designation at
any time.
``(ii) Presumption of designation.--For
purposes of clause (i), in the case of a
resident who is unable, by reason of cognitive
or mental disability, to make an election
described in such clause, the resident
representative (as defined in section 483.5 of
title 42, Code of Federal Regulations) of such
resident shall be permitted to make such
designation for such resident.
``(iii) Access to essential caregivers
during emergency periods when visitation is
otherwise restricted.--During a period of
emergency in which regular visitation is
restricted by order of a Federal, State, or
local authority or by other operation of law,
including any period in which a waiver or
modification of requirements pursuant to
section 1135 is in effect, a skilled nursing
facility shall--
``(I) not deny in-person access to
a resident by an essential caregiver of
the resident except as provided in this
subparagraph;
``(II) allow at least 1 essential
caregiver to have access to and provide
assistance to such resident at such
facility every day and at any time; and
``(III) enforce the agreement
described in clause (vii)(III) with
respect to an essential caregiver.
``(iv) Restrictions on access.--
``(I) In general.--During a period
of emergency in which regular
visitation is restricted by order of a
Federal, State, or local authority or
by other operation of law, including
any period in which a waiver or
modification of requirements pursuant
to section 1135 is in effect, a skilled
nursing facility may deny access to a
resident by an essential caregiver of
the resident for--
``(aa) an initial period of
not longer than 7 days; and
``(bb) one additional
period of not longer than 7
days (in addition to the
initial period described in
item (aa)) if the department of
health of the State in which
the facility is located
approves the denial of access
for such additional period.
``(II) Rule of application.--For
purposes of subclause (I), a period of
emergency in which regular visitation
is restricted by order of a Federal,
State, or local authority or by other
operation of law shall begin on the
date that such order or other operation
of law takes effect and shall end on
the date that such order or other
operation of law expires or is
otherwise terminated. During any such
period, the maximum number of days for
which a skilled nursing facility may
deny access to a resident by an
essential caregiver of the resident is
7 total days (or, subject to the
approval of the department of health of
the State in which the facility is
located, 14 total days).
``(v) Compliance and notification.--
``(I) Authority.--No essential
caregiver who upholds the agreement
described in clause (vii)(III) shall be
denied access to the skilled nursing
facility of the resident involved.
``(II) Notification.-- If an
essential caregiver fails to comply
with an agreement with a skilled
nursing facility described in clause
(vii)(III), the facility must first
provide a warning to the essential
caregiver and resident in writing
citing specific issues of non-
compliance and providing clear guidance
for corrective measures.
``(III) Enforcement.--If an
essential caregiver or resident, after
receiving a notification of
noncompliance described in subclause
(II), fails to take corrective action,
the essential caregiver may
subsequently be denied access to the
resident. In such cases, the facility
shall provide to such caregiver and
such resident (or health care proxy of
such resident), not later than 24 hours
after such denial of access occurs, a
written explanation as to why such
caregiver was denied access to such
resident. Such explanation must include
the resident's and caregiver's options
for appeal under the processes
established under clause (vi).
``(vi) Options for residents and caregivers
to appeal denials of access.--
``(I) In general.--Not later than 2
years after the date of enactment of
this subparagraph, the Secretary shall
issue a final rule establishing a
process for residents and caregivers to
appeal denials of access.
``(II) Appeals process.--The agency
responsible for overseeing the appeals
process established under subclause (I)
shall--
``(aa) receive appeals from
residents and essential
caregivers challenging a
decision by a skilled nursing
facility to deny access under
clause (v); and
``(bb) investigate all such
appeals within 48 hours of
receipt.
``(III) Burden of proof.--During an
appeal received under the appeals
process established under subclause
(I), if a skilled nursing facility
defends a decision to deny access to an
essential caregiver under clause (v) on
the basis that the essential caregiver
violated the agreement described in
clause (vii)(III), the skilled nursing
facility shall have the burden of proof
in demonstrating that the essential
caregiver violated such agreement.
``(IV) Resolution of appeal.--With
respect to an appeal received under the
appeals process established under
subclause (I), the agency responsible
for overseeing the appeal shall make a
determination as to whether a skilled
nursing facility violated a requirement
or prohibition of this subparagraph
within 48 hours of commencing its
investigation. If the agency determines
that a facility has violated such a
requirement or prohibition the agency
shall--
``(aa) require the facility
to allow immediate access to
the essential caregiver in
question;
``(bb) require the facility
to establish a corrective
action plan to prevent the
recurrence of such violation
within a 7-day period of
receiving notice from the
agency; and
``(cc) impose a civil money
penalty in an amount to be
determined by the agency (not
to exceed $5,000) if such
facility fails to implement the
corrective action plan with the
7-day period specified in item
(bb).
``(vii) Definition of essential
caregiver.--For purposes of this subparagraph,
the term `essential caregiver' means, with
respect to a resident of a skilled nursing
facility, an individual who--
``(I) is designated by or on behalf
of the resident pursuant to clause (i)
or clause (ii);
``(II) will provide assistance to
such resident, which may include
assistance with activities of daily
living or providing emotional support
or companionship to such resident; and
``(III) agrees to follow all safety
protocols established by such facility,
which shall be clearly specified in
writing and may be no more restrictive
than the safety protocols (including
safety standards and entry
requirements) applicable to staff of
such facility.''.
(b) Medicaid Nursing Facilities.--Section 1919(c)(3) of the Social
Security Act (42 U.S.C. 1396r(c)(3)) is amended--
(1) by redesignating subparagraphs (A) through (E) as
clauses (i) through (v), respectively;
(2) by striking ``A nursing facility must--'' and inserting
the following:
``(A) In general.--A nursing facility shall--'';
and
(3) by adding at the end the following new subparagraph:
``(B) Access to essential caregivers during
emergency periods when visitation is otherwise
restricted.--
``(i) Designation of essential caregiver.--
Each nursing facility shall recognize the right
of each resident of such facility to--
``(I) designate and have access to
essential caregivers for such resident
at all times, including during any
period of emergency in which regular
visitation is restricted by order of a
Federal, State, or local authority or
by other operation of law; and
``(II) amend such designation at
any time.
``(ii) Presumption of designation.--For
purposes of clause (i), in the case of a
resident who is unable, by reason of cognitive
or mental disability, to make an election
described in such clause, the resident
representative (as defined in section 483.5 of
title 42, Code of Federal Regulations) of such
resident shall be permitted to make such
designation for such resident.
``(iii) Access to essential caregivers
during emergency periods when visitation is
otherwise restricted.--During a period of
emergency in which regular visitation is
restricted by order of a Federal, State, or
local authority or by other operation of law,
including any period in which a waiver or
modification of requirements pursuant to
section 1135 is in effect, a nursing facility
shall--
``(I) not deny in-person access to
a resident by an essential caregiver of
the resident except as provided in this
subparagraph;
``(II) allow at least 1 essential
caregiver to have access to and provide
assistance to such resident at such
facility every day and at any time; and
``(III) enforce the agreement
described in clause (vii)(III) with
respect to an essential caregiver.
``(iv) Restrictions on access.--
``(I) In general.--During a period
of emergency in which regular
visitation is restricted by order of a
Federal, State, or local authority or
by other operation of law, including
any period in which a waiver or
modification of requirements pursuant
to section 1135 is in effect, a nursing
facility may deny access to a resident
by an essential caregiver of the
resident for--
``(aa) an initial period of
not longer than 7 days; and
``(bb) one additional
period of not longer than 7
days (in addition to the
initial period described in
item (aa)) if the department of
health of the State in which
the facility is located
approves the denial of access
for such additional period.
``(II) Rule of application.--For
purposes of subclause (I), a period of
emergency in which regular visitation
is restricted by order of a Federal,
State, or local authority or by other
operation of law shall begin on the
date that such order or other operation
of law takes effect and shall end on
the date that such order or other
operation of law expires or is
otherwise terminated. During any such
period, the maximum number of days for
which a nursing facility may deny
access to a resident by an essential
caregiver of the resident is 7 total
days (or, subject to the approval of
the department of health of the State
in which the facility is located, 14
total days).
``(v) Compliance and notification.--
``(I) Authority.--No essential
caregiver who upholds the agreement
described in clause (vii)(III) shall be
denied access to the nursing facility
of the resident involved.
``(II) Notification.-- If an
essential caregiver fails to comply
with an agreement with a nursing
facility described in clause
(vii)(III), the facility must first
provide a warning to the essential
caregiver and resident in writing
citing specific issues of non-
compliance and providing clear guidance
for corrective measures.
``(III) Enforcement.--If an
essential caregiver or resident, after
receiving a notification of
noncompliance described in subclause
(II), fails to take corrective action,
the essential caregiver may
subsequently be denied access to the
resident. In such cases, the facility
shall provide to such caregiver and
such resident (or health care proxy of
such resident), not later than 24 hours
after such denial of access occurs, a
written explanation as to why such
caregiver was denied access to such
resident. Such explanation must include
the resident's and caregiver's options
for appeal under the processes
established under clause (vi).
``(vi) Options for residents and caregivers
to appeal denials of access.--
``(I) In general.--Not later than 2
years after the date of enactment of
this subparagraph, the Secretary shall
issue a final rule establishing a
process for residents and caregivers to
appeal denials of access.
``(II) Appeals process.--The agency
responsible for overseeing the appeals
process established under subclause (I)
shall--
``(aa) receive appeals from
residents and essential
caregivers challenging a
decision by a nursing facility
to deny access under clause
(v); and
``(bb) investigate all such
appeals within 48 hours of
receipt.
``(III) Burden of proof.--During an
appeal received under the appeals
process established under subclause
(I), if a nursing facility defends a
decision to deny access to an essential
caregiver under clause (v) on the basis
that the essential caregiver violated
the agreement described in clause
(vii)(III), the nursing facility shall
have the burden of proof in
demonstrating that the essential
caregiver violated such agreement.
``(IV) Resolution of appeal.--With
respect to an appeal received under the
appeals process established under
subclause (I), the agency responsible
for overseeing the appeal shall make a
determination as to whether a nursing
facility violated a requirement or
prohibition of this subparagraph within
48 hours of commencing its
investigation. If the agency determines
that a facility has violated such a
requirement or prohibition the agency
shall--
``(aa) require the facility
to allow immediate access to
the essential caregiver in
question;
``(bb) require the facility
to establish a corrective
action plan to prevent the
recurrence of such violation
within a 7-day period of
receiving notice from the
agency; and
``(cc) impose a civil money
penalty in an amount to be
determined by the agency (not
to exceed $5,000) if such
facility fails to implement the
corrective action plan with the
7-day period specified in item
(bb).
``(vii) Definition of essential
caregiver.--For purposes of this subparagraph,
the term `essential caregiver' means, with
respect to a resident of a nursing facility, an
individual who--
``(I) is designated by or on behalf
of the resident pursuant to clause (i)
or clause (ii);
``(II) will provide assistance to
such resident, which may include
assistance with of activities of daily
living or providing emotional support
or companionship to such resident; and
``(III) agrees to follow all safety
protocols established by such facility,
which shall be clearly specified in
writing and may be no more restrictive
than the safety protocols (including
safety standards and entry
requirements) applicable to staff of
such facility.''.
(c) Intermediate Care Facilities for the Intellectually Disabled.--
Section 1905(d) of the Social Security Act (42 U.S.C. 1396d(d)) is
amended--
(1) in paragraph (2), by striking ``and'' at the end;
(2) in paragraph (3), by striking the period and inserting
``; and''; and
(3) by adding at the end the following new paragraph:
``(4) the institution complies with the requirements
relating to the designation of, and access to residents by,
essential caregivers described in section 1919(c)(3)(B) in the
same manner as if such institution were a nursing facility.''.
(d) Inpatient Rehabilitation Facilities.--Section 1866(a)(1) of the
Social Security Act (42 U.S.C. 1395cc(a)(1)) is amended--
(1) in subparagraph (X), by striking ``and'' at the end;
(2) in subparagraph (Y), by striking the period at the end
and inserting ``, and''; and
(3) by inserting after subparagraph (Y) the following new
subparagraph:
``(Z) in the case of an inpatient rehabilitation facility
that is located on the same campus (as defined by the
Secretary) as a skilled nursing facility, nursing facility (as
defined in section 1919(a)), or intermediate care facility for
the intellectually disabled (as described in section 1905(d)),
to comply with the requirements relating to the designation of,
and access to residents by, essential caregivers described in
section 1819(c)(3)(B) in the same manner as if such institution
were a skilled nursing facility.''.
(e) Regulations.--The Secretary of Health and Human Services shall,
after consultation with stakeholders (including residents, family
members, long-term care ombudsmen, other advocates of nursing home
residents, and nursing home providers), promulgate regulations to carry
out this Act and the amendments made by this Act.
(f) Rules of Construction.--
(1) No new authority for state and local officials to
restrict visitation at nursing facilities.--Nothing in this
section or the amendments made by this section shall be
construed as creating any new authority for State or local
officials to restrict visitation at nursing facilities.
(2) No new authority for nursing facilities to unilaterally
restrict visitation.--Nothing in this section or the amendments
made by this section shall be construed as creating any new
authority for a skilled nursing facility or nursing facility
(as such terms are defined in sections 1819 and 1919 of the
Social Security Act, respectively (42 U.S.C. 1395i-3, 1396r))
to restrict visitation.
(g) Effective Date.--The amendments made by this Act shall take
effect on the date that is 2 years after the date of enactment of this
Act, and shall apply with respect to periods beginning on or after such
date in which regular visitation at nursing facilities is restricted by
order of a Federal, State, or local authority or by other operation of
law.
<all>
| usgpo | 2024-06-24T00:12:42.313285 | {
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BILLS-118hr2964eh | Wastewater Infrastructure Pollution Prevention and Environmental Safety Act; WIPPES Act | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 2964 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 2964
_______________________________________________________________________
AN ACT
To require certain products to be labeled with `Do Not Flush' labeling,
and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Wastewater Infrastructure Pollution
Prevention and Environmental Safety Act'' or the ``WIPPES Act''.
SEC. 2. ``DO NOT FLUSH'' LABELING.
(a) In General.--A covered entity shall label a covered product
clearly and conspicuously with the label notice and symbol, in
accordance with subsections (b) and (c).
(b) Requirements.--
(1) Cylindrical packaging.--In the case of a covered
product sold in cylindrical or near-cylindrical packaging, and
intended to dispense individual wipes--
(A) the symbol and label notice shall be displayed
on the principal display panel in a clear and
conspicuous location reasonably visible to the user
each time a wipe is dispensed; or
(B) the symbol shall be displayed on the principal
display panel and the label notice, or a combination of
the label notice and symbol, shall be displayed on a
flip lid in a manner that covers at least 8 percent of
the surface area of the flip lid.
(2) Flexible film packaging.--In the case of a covered
product sold in flexible film packaging, and intended to
dispense individual wipes--
(A) the symbol shall be displayed on the principal
display panel and, if the principal display panel is
not on the dispensing side of the packaging, on the
dispensing side panel; and
(B) the label notice shall be displayed on either
the principal display panel or the dispensing side
panel, in a clear and conspicuous location reasonably
visible to the user each time a wipe is dispensed.
(3) Rigid packaging.--In the case of a covered product sold
in a refillable tub or other rigid packaging that may be reused
by a customer, and that is intended to dispense individual
wipes, the symbol and label notice shall be displayed on the
principal display panel in a clear and conspicuous location
reasonably visible to the user each time a wipe is dispensed.
(4) Packaging not intended to dispense individual wipes.--
In the case of a covered product sold in packaging that is not
intended to dispense individual wipes, the symbol and label
notice shall be displayed on the principal display panel in a
clear and conspicuous location reasonably visible to the user
of the covered product.
(5) Bulk packaging.--
(A) In general.--In the case of a covered product
sold in bulk at retail, the symbol and label notice
shall be displayed on both the outer packaging visible
at retail and the individual packaging contained within
the outer packaging.
(B) Exemption.--The following shall be exempt from
the requirements of subparagraph (A):
(i) Individually packaged covered products
that are contained within outer packaging, are
not intended to dispense individual wipes, and
have no retail labeling.
(ii) Outer packaging that does not obscure
the symbol and label notice on individually
packaged covered products contained within.
(6) Packaging of combined products.--
(A) Outer packaging.--The outer packaging of
combined products shall be exempt from the symbol and
label notice requirements of subsection (a).
(B) Packages less than 3 by 3 inches.--In the case
of a covered product in packaging smaller than 3 inches
by 3 inches (such as an individually packaged wipe in
tear-top packaging) and sold as part of a combined
product, if a symbol and label notice are placed in a
prominent location reasonably visible to the user of
the covered product, such covered product shall be
considered to be labeled clearly and conspicuously.
(c) Reasonable Visibility of Symbol and Label Notice.--
(1) In general.--A covered entity shall ensure that--
(A) packaging seams or folds or other packaging
design elements do not obscure the symbol or label
notice;
(B) the symbol and label notice are each equal in
size to at least 2 percent of the surface area of the
principal display panel; and
(C) the symbol and label notice have high contrast
with the immediate background of the packaging so that
such symbol and label notice may be seen and read by an
ordinary individual under customary conditions of
purchase and use.
(2) Proximity of symbol and label notice.--A covered entity
may display a symbol and label notice either adjacent to or on
separate areas of the principal display panel.
(3) Exception.--Paragraph (1)(C) does not apply to an
embossed symbol or label notice on the flip lid of a covered
product sold in cylindrical or near-cylindrical packaging.
(d) Representations of Flushability.--With respect to a covered
product, a covered entity may not make any express or implied
representation that such covered product can or should be flushed.
(e) Enforcement by Federal Trade Commission.--
(1) Unfair or deceptive acts or practices.--A violation of
this section or any regulation promulgated under this section
shall be treated as a violation of a regulation under section
18(a)(1)(B) of the Federal Trade Commission Act (15 U.S.C.
57a(a)(1)(B)) regarding unfair or deceptive acts or practices.
(2) Powers of commission.--The Commission shall enforce
this section and any regulations promulgated under this section
by the same means, and with the same jurisdiction, powers, and
duties, as though all applicable terms and provisions of the
Federal Trade Commission Act (15 U.S.C. 41 et seq.) were
incorporated into and made a part of this section, and any
person who violates this section or any regulation promulgated
under this section shall be subject to the penalties and
entitled to the privileges and immunities provided in the
Federal Trade Commission Act.
(3) Regulations.--The Commission may promulgate regulations
under section 553 of title 5, United States Code, to implement
this section. In developing the regulations, the Commission may
consult with the Administrator of the Environmental Protection
Agency, the Commissioner of Food and Drugs, the Consumer
Product Safety Commission, or any other agency as appropriate.
(4) Authority preserved.--Nothing in this section may be
construed to limit the authority of the Commission under any
other provision of law.
(f) Preemption of State Laws.--No State or political subdivision of
a State may directly or indirectly establish or continue in effect,
under any authority, requirements with respect to the ``Do Not Flush''
labeling of covered products that are not identical to the requirements
of this section and the regulations promulgated under this section.
(g) Definitions.--In this section:
(1) Combined product.--The term ``combined product'' means
two or more products sold in shared retail packaging, of
which--
(A) at least one of the products is a covered
product; and
(B) at least one of the products is another
consumer product intended to be used in combination
with such covered product.
(2) Commission.--The term ``Commission'' means the Federal
Trade Commission.
(3) Covered entity.--The term ``covered entity'' means a
manufacturer, wholesaler, supplier, individual or group of
individuals, or retailer that is responsible for the labeling
or retail packaging of a covered product that is sold or
offered for retail sale in the United States.
(4) Covered product.--
(A) In general.--The term ``covered product'' means
a premoistened, nonwoven disposable wipe sold or
offered for retail sale--
(i) that is marketed as a baby wipe or
diapering wipe; or
(ii) that is a household or personal care
wipe (including a wipe described in
subparagraph (B)) that--
(I) is composed entirely, or in
part, of petrochemical-derived fibers;
and
(II) has significant potential to
be flushed.
(B) Inclusions.--The wipes described in this
subparagraph are--
(i) antibacterial wipes and disinfecting
wipes;
(ii) wipes intended for general purpose
cleaning or bathroom cleaning, including toilet
cleaning and hard surface cleaning; and
(iii) wipes intended for personal care use
on the body, including hand sanitizing, makeup
removal, feminine hygiene, adult hygiene
(including incontinence hygiene), and body
cleansing.
(5) High contrast.--The term ``high contrast'' means, with
respect to the symbol or label notice, that such symbol or
label notice--
(A) is either light on a solid dark background or
dark on a solid light background; and
(B) has a contrast percentage of at least 70
percent between such symbol or label notice and the
background, using the formula (B1 - B2) / B1 * 100 =
contrast percentage, where B1 is the light reflectance
value of the lighter area and B2 is the light
reflectance value of the darker area.
(6) Label notice.--The term ``label notice'' means the
written phrase ``Do Not Flush''.
(7) Principal display panel.--The term ``principal display
panel'' means the side of a product package that is most likely
to be displayed, presented, or shown under customary conditions
of display for retail sale, and--
(A) in the case of a cylindrical or near-
cylindrical package, the surface area of which
constitutes at least 40 percent of the product package,
as measured by multiplying the height by the
circumference of the package; or
(B) in the case of a flexible film package in which
a rectangular prism or near-rectangular prism stack of
wipes is housed within the film, the surface area of
which is measured by multiplying the length by the
width of the side of the package when the flexible
packaging film is pressed flat against the stack of
wipes on all sides of the stack.
(8) State.--The term ``State'' means each State of the
United States, the District of Columbia, and each commonwealth,
territory, or possession of the United States.
(9) Symbol.--The term ``symbol'' means the ``Do Not Flush''
symbol, as depicted in the most recent edition of the
Guidelines for Assessing the Flushability of Disposable
Nonwoven Products published by the Association of the Nonwoven
Fabrics Industry (INDA) and the European Disposables And
Nonwovens Association (EDANA), or an otherwise equivalent
symbol adopted by the Commission through rulemaking under this
section.
(h) Effective Date.--This section shall apply to a covered entity
beginning on the date that is 1 year after the date of the enactment of
this Act.
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 2964
_______________________________________________________________________
AN ACT
To require certain products to be labeled with `Do Not Flush' labeling,
and for other purposes.
| usgpo | 2024-06-24T00:12:42.338365 | {
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BILLS-118s4291is | Local News and Broadcast Media Preservation Act of 2024 | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4291 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4291
To repeal the limitations on multiple ownership of radio and television
stations imposed by the Federal Communications Commission, to prohibit
the Federal Communications Commission from limiting common ownership of
daily newspapers and full-power broadcast stations, and for other
purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Paul introduced the following bill; which was read twice and
referred to the Committee on Commerce, Science, and Transportation
_______________________________________________________________________
A BILL
To repeal the limitations on multiple ownership of radio and television
stations imposed by the Federal Communications Commission, to prohibit
the Federal Communications Commission from limiting common ownership of
daily newspapers and full-power broadcast stations, and for other
purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Local News and Broadcast Media
Preservation Act of 2024''.
SEC. 2. REGULATION OF BROADCAST OWNERSHIP BY THE FEDERAL COMMUNICATIONS
COMMISSION.
(a) Repeal of Multiple Broadcast Station Ownership Rules.--
(1) In general.--The Federal Communications Commission may
not impose any limitation on the number of radio or television
stations--
(A) that a person or entity may directly or
indirectly own, operate, or control; or
(B) in which a person or entity may have a
cognizable interest.
(2) Regulations.--In accordance with paragraph (1), the
Federal Communications Commission shall repeal section 73.3555
of title 47, Code of Federal Regulations.
(3) Technical and conforming amendment.--Section 202 of the
Telecommunications Act of 1996 (Public Law 104-104; 110 Stat.
110) is amended by striking subsections (a) through (d) and
(h).
(b) Prohibition on Limitation of Newspaper and Broadcast Station
Cross-Ownership.--The Federal Communications Commission may not impose
any limitation on the ability of a person or entity to own 1 or more
daily newspapers and 1 or more full-power broadcast stations.
SEC. 3. CLAYTON ACT.
Section 7 of the Clayton Act (15 U.S.C. 18) is amended by adding at
the end the following:
``For purposes of an acquisition described in this section, the
market share in any geographic market of the television broadcasting
market, the radio broadcasting market, or the daily newspaper
publication market (or any relevant product market within such markets)
of the acquiring person as a result of the acquisition shall not be
considered to substantially lessen competition or to tend to create a
monopoly.''.
SEC. 4. SAFE HARBOR FOR CERTAIN COLLECTIVE NEGOTIATIONS.
(a) Definitions.--In this section:
(1) Antitrust laws.--The term ``antitrust laws''--
(A) has the meaning given the term in subsection
(a) of the first section of the Clayton Act (15 U.S.C.
12); and
(B) includes--
(i) section 5 of the Federal Trade
Commission Act (15 U.S.C. 45) to the extent
that section applies to unfair methods of
competition; and
(ii) any State law (including regulations)
that prohibits or penalizes the conduct
described in, or is otherwise inconsistent
with, subsection (b).
(2) News content creator.--The term ``news content
creator'' means--
(A) any print, broadcast, or digital news
organization that--
(i) has a dedicated professional editorial
staff that creates and distributes original
news and related content concerning local,
national, or international matters of public
interest on at least a weekly basis; and
(ii) is commercially marketed through
subscriptions, advertising, or sponsorship; and
(B)(i) provides original news and related content,
with the editorial content consisting of not less than
25 percent current news and related content; or
(ii) broadcasts original news and related content
pursuant to a license granted by the Federal
Communications Commission under title III of the
Communications Act of 1934 (47 U.S.C. 301 et seq.).
(3) Online content distributor.--The term ``online content
distributor'' means any entity that--
(A) operates a website or other online service that
displays, distributes, or directs users to news
articles, works of journalism, or other content on the
internet that is generated by third-party news content
creators; and
(B) has not fewer than 1,000,000,000 monthly active
users, in the aggregate, of all of its websites or
online services worldwide.
(b) Limitation of Liability.--A news content creator may not be
held liable under the antitrust laws for engaging in negotiations with
any other news content creator during the 4-year period beginning on
the date of enactment of this Act to collectively withhold content
from, or negotiate with, an online content distributor regarding the
terms on which the news content of the news content creator may be
distributed by the online content distributor, if--
(1) the negotiations with the online content distributor--
(A) are not limited to price;
(B) are nondiscriminatory as to similarly situated
news content creators;
(C) directly relate to the quality, accuracy,
attribution or branding, and interoperability of news;
and
(D) pertain to terms that would be available to all
news content creators;
(2) the coordination between the news content creators is
directly related to and reasonably necessary for negotiations
with an online content distributor that are otherwise
consistent with this Act; and
(3) the negotiations do not involve any person that is not
a news content creator or an online content distributor.
(c) Rule of Construction.--Except as provided in this Act, this Act
shall not be construed to modify, impair, or supersede the operation of
the antitrust laws.
<all>
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BILLS-118s4288is | Efficient Nuclear Licensing Hearings Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4288 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4288
To amend the Atomic Energy Act of 1954 to provide for more efficient
hearings on nuclear facility construction applications, and for other
purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Scott of South Carolina (for himself and Mr. Coons) introduced the
following bill; which was read twice and referred to the Committee on
Environment and Public Works
_______________________________________________________________________
A BILL
To amend the Atomic Energy Act of 1954 to provide for more efficient
hearings on nuclear facility construction applications, and for other
purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Efficient Nuclear Licensing Hearings
Act''.
SEC. 2. UPDATING HEARING PROCEDURES.
(a) Hearings and Judicial Review.--Section 189 a. of the Atomic
Energy Act of 1954 (42 U.S.C. 2239(a)) is amended--
(1) in paragraph (1)(A)--
(A) by striking ``In any proceeding under this
Act'' and inserting the following:
``(i) In any proceeding under this Act''; and
(B) in clause (i) (as so designated), by striking
``The Commission shall hold a hearing'' and all that
follows through ``upon a determination by the
Commission that the amendment involves no significant
hazards consideration.'' and inserting the following:
``(ii) The Commission may, in the absence of a request for a
hearing by any person whose interest may be affected, issue a
construction permit, an operating license, a combined construction
permit and operating license, an amendment to a construction permit, an
amendment to an operating license, or an amendment to a combined
construction permit and operating license under section 103, 104 b.,
104 c., or 185 b. for a facility or a testing facility, without a
hearing, but upon thirty days notice and publication once in the
Federal Register of its intent to do so. The Commission may dispense
with such thirty days notice and publication with respect to any
application for an amendment to a construction permit, an amendment to
an operating license, or an amendment to a combined construction permit
and operating license upon a determination by the Commission that the
amendment involves no significant hazards consideration.
``(iii) The Commission shall use informal adjudicatory procedures
for any hearing held by the Commission pursuant to this
subparagraph.'';
(2) in paragraph (1)(B)(iv)--
(A) by inserting ``informal'' before ``hearing
procedures''; and
(B) by striking ``, whether informal or formal
adjudicatory,''; and
(3) in the second sentence of paragraph (2)(A), by striking
``required hearing'' and inserting ``hearing held by the
Commission under this section''.
(b) Construction Permits and Operating Licenses.--Section 185 b. of
the Atomic Energy Act of 1954 (42 U.S.C. 2235(b)) is amended by
striking ``After holding a public hearing under section 189 a.
(1)(A),'' and inserting ``After the thirty days notice and publication
period or holding a hearing, as applicable, under section 189 a.
(1)(A),''.
(c) Licensing of Uranium Enrichment Facilities.--Section 193(b) of
the Atomic Energy Act of 1954 (42 U.S.C. 2243(b)) is amended--
(1) in paragraph (1)--
(A) by striking ``on the record''; and
(B) by inserting ``if a person whose interest may
be affected by such construction and operation has
requested a hearing regarding the licensing of the
construction and operation of the facility'' after
``and 63''; and
(2) in paragraph (2), by striking ``Such hearing'' and
inserting ``If a hearing is held under paragraph (1), the
hearing''.
(d) Applicability.--The amendments made by this section shall apply
to all applications and proceedings pending before the Nuclear
Regulatory Commission on or after the date of enactment of this
section.
<all>
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BILLS-118hr8014eh | Transparency and Predictability in Small Business Opportunities Act | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8014 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8014
_______________________________________________________________________
AN ACT
To require the Administrator of the Small Business Administration to
issue rules for cancelled covered solicitations, to amend the Small
Business Act to provide assistance to small business concerns relating
to certain cancelled solicitations, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Transparency and Predictability in
Small Business Opportunities Act''.
SEC. 2. SMALL BUSINESS ADMINISTRATION RULES FOR CANCELLED COVERED
SOLICITATIONS.
(a) In General.--Not later than 180 days after the date of the
enactment of this Act, the Administrator of the Small Business
Administration shall issue rules to carry out the following actions:
(1) Disclose information about a covered solicitation that
was issued and cancelled that includes the following:
(A) A justification for the cancellation of such
covered solicitation.
(B) Available information about any plans to
reissue such covered solicitation and any associated
timeframes for such reissuance.
(C) Available information about any plans to
include the requirements such covered solicitation in
another contract or task order of the Federal agency.
(2) With respect to a cancelled covered solicitation which
the Federal agency does not intend to reissue, procedures for
the referral of a small business concern that prepared a bid
for such covered solicitation to the Director of Small and
Disadvantaged Business Utilization (as defined in section 15(k)
of the Small Business Act (15 U.S.C. 644(k))) of the Federal
agency for assistance in identifying similar contracting
opportunities.
(b) Publication.--The information required under subsection (a)
shall be made publicly accessible on the single governmentwide point of
entry described under section 1708 of title 41, United States Code.
(c) Covered Solicitation Defined.--The term ``covered
solicitation'' means a solicitation of a Federal agency for a
procurement for which two or more small business concerns were eligible
to submit a bid.
SEC. 3. DUTIES FOR DIRECTORS OF OFFICES OF SMALL AND DISADVANTAGED
BUSINESS UTILIZATION RELATING TO CERTAIN CANCELLED
SOLICITATIONS.
Section 15(k) of the Small Business Act (15 U.S.C. 644(k)) is
amended--
(1) in paragraph (21), by striking the period at the end
and inserting ``; and''; and
(2) by adding at the end the following new paragraph:
``(22) shall, when notified by a small business concern
that a Federal agency cancelled a solicitation for which such
concern prepared a bid and such Federal agency does not intend
to reissue, assist such concern with identifying similar
contracting opportunities.''.
SEC. 4. COMPLIANCE WITH CUTGO.
No additional amounts are authorized to be appropriated to carry
out this Act or the amendments made by this Act.
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 8014
_______________________________________________________________________
AN ACT
To require the Administrator of the Small Business Administration to
issue rules for cancelled covered solicitations, to amend the Small
Business Act to provide assistance to small business concerns relating
to certain cancelled solicitations, and for other purposes.
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BILLS-118s4278is | Physician and Patient Safety Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4278 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4278
To require the Secretary of Health and Human Services to issue
regulations to ensure due process rights for physicians before any
termination, restriction, or reduction of the professional activity of
such physicians or staff privileges of such physicians.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Marshall (for himself and Ms. Warren) introduced the following
bill; which was read twice and referred to the Committee on Health,
Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To require the Secretary of Health and Human Services to issue
regulations to ensure due process rights for physicians before any
termination, restriction, or reduction of the professional activity of
such physicians or staff privileges of such physicians.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Physician and Patient Safety Act''.
SEC. 2. REGULATIONS TO ENSURE DUE PROCESS RIGHTS FOR PHYSICIANS.
(a) In General.--The Secretary of Health and Human Services shall
issue final regulations to provide that physicians who have been
granted medical staff privileges at a hospital have a fair hearing and
appellate review through appropriate medical staff mechanisms before
any termination, restriction, or reduction of the professional activity
of such physicians or staff privileges of such physicians at such
hospital.
(b) Requirements of Regulations.--The regulations described in
subsection (a) shall provide that--
(1) a hearing or appellate review may not be denied through
a third-party contract;
(2) a physician shall not be requested or required to waive
their rights to such a hearing or appellate review as a
condition of employment, either with the hospital or with a
third-party contractor; and
(3) any such hearing or appellate review shall be
confidential and not reportable to any entity, including the
National Practitioner Data Bank or future workplaces or
employers, unless there is an ongoing threat to patient safety,
or as otherwise required under the reporting requirements for
hospitals established by the National Practitioner Data Bank.
(c) Effective Date.--The final regulations promulgated under
subsection (a) shall take effect not later than 18 months after the
date of enactment of this Act.
<all>
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BILLS-118hr6543eh | No Hidden Fees on Extra Expenses for Stays Act of 2023; No Hidden FEES Act of 2023 | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 6543 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 6543
_______________________________________________________________________
AN ACT
To prohibit unfair and deceptive advertising of prices for hotel rooms
and other places of short-term lodging, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``No Hidden Fees on Extra Expenses for
Stays Act of 2023'' or the ``No Hidden FEES Act of 2023''.
SEC. 2. PROHIBITION ON UNFAIR AND DECEPTIVE ADVERTISING OF HOTEL ROOM
AND OTHER SHORT-TERM LODGING PRICES.
(a) In General.--A covered provider may not advertise, display,
market, or otherwise offer for sale in interstate commerce, including
through a direct offering, third-party distribution, or metasearch
referral, a price of a reservation for a place of short-term lodging
that does not include each mandatory fee.
(b) Exclusion.--Subsection (a) does not prohibit a covered provider
from displaying any individual component, including any fee or tax,
that is part of the total price, if such total price is clearly and
conspicuously disclosed to the consumer.
SEC. 3. ENFORCEMENT.
(a) Enforcement by Federal Trade Commission.--
(1) Unfair or deceptive acts or practices.--A violation of
section 2(a) shall be treated as a violation of a regulation
under section 18(a)(1)(B) of the Federal Trade Commission Act
(15 U.S.C. 57a(a)(1)(B)) regarding unfair or deceptive acts or
practices.
(2) Powers of commission.--The Commission shall enforce
section 2(a) in the same manner, by the same means, and with
the same jurisdiction, powers, and duties as though all
applicable terms and provisions of the Federal Trade Commission
Act (15 U.S.C. 41 et seq.) were incorporated into and made a
part of this Act. Any covered provider who violates section
2(a) shall be subject to the penalties and entitled to the
privileges and immunities provided in the Federal Trade
Commission Act.
(3) Authority preserved.--Nothing in this Act may be
construed to limit the authority of the Commission under any
other provision of law.
(b) Enforcement by States.--
(1) In general.--If the attorney general of a State, or an
official or agency of a State, has reason to believe that an
interest of the residents of the State has been or is being
threatened or adversely affected by a practice that violates
section 2(a), the State may bring a civil action on behalf of
the residents of the State in an appropriate district court of
the United States to obtain appropriate relief.
(2) Rights of commission.--
(A) Notice to commission.--
(i) In general.--Except as provided in
clause (iii), an attorney general, official, or
agency of a State, before initiating a civil
action under paragraph (1), shall provide
written notification to the Commission that the
attorney general, official, or agency intends
to bring such civil action.
(ii) Contents.--The notification required
under clause (i) shall include a copy of the
complaint to be filed to initiate the civil
action.
(iii) Exception.--If it is not feasible for
an attorney general, official, or agency of a
State to provide the notification required
under clause (i) before initiating a civil
action under paragraph (1), the attorney
general, official, or agency shall notify the
Commission immediately upon instituting the
civil action.
(B) Intervention by commission.--The Commission
may--
(i) intervene in any civil action brought
by an attorney general, official, or agency of
a State under paragraph (1); and
(ii) upon intervening--
(I) be heard on all matters arising
in the civil action; and
(II) appeal a decision in the civil
action.
(C) Limitation on state action while federal action
is pending.--If the Commission or the Attorney General
of the United States has instituted a civil action for
violation of section 2(a) (referred to in this
subparagraph as the ``Federal action''), no State
attorney general, official, or agency may bring an
action under paragraph (1) during the pendency of the
Federal action against any defendant named in the
complaint in the Federal action for any violation of
such section alleged in such complaint.
(3) Rule of construction.--Nothing in this subsection may
be construed to prevent an attorney general, official, or
agency of a State from exercising the powers conferred on the
attorney general, official, or agency by the laws of the State
to conduct investigations, to administer oaths or affirmations,
or to compel the attendance of witnesses or the production of
documentary or other evidence.
SEC. 4. ONE NATIONAL STANDARD.
(a) In General.--A State, or political subdivision of a State, may
not maintain, enforce, prescribe, or continue in effect any law, rule,
regulation, requirement, standard, or other provision having the force
and effect of law of the State, or political subdivision of the State,
that prohibits a covered provider from advertising, displaying,
marketing, or otherwise offering, or otherwise affects the manner in
which a covered provider may advertise, display, market, or otherwise
offer, for sale in interstate commerce, including through a direct
offering, third-party distribution, or metasearch referral, a price of
a reservation for a place of short-term lodging that does not include
each mandatory fee.
(b) Rule of Construction.--This section may not be construed to--
(1) preempt any law of a State or political subdivision of
a State relating to contracts or torts; or
(2) preempt any law of a State or political subdivision of
a State to the extent that such law relates to an act of fraud,
unauthorized access to personal information, or notification of
unauthorized access to personal information.
SEC. 5. DEFINITIONS.
In this Act:
(1) Commission.--The term ``Commission'' means the Federal
Trade Commission.
(2) Corporate, government, or institutional travel
management program.--The term ``corporate, government, or
institutional travel management program'' means--
(A) a program used by a company, government entity,
or not-for-profit institution for the travel of the
officers, directors, or employees of such company,
government entity, or not-for-profit institution; or
(B) a program purchased by a company, government
entity, or not-for-profit institution and used for the
travel of the officers, directors, or employees of such
company, government entity, or not-for-profit
institution.
(3) Covered provider.--
(A) In general.--The term ``covered provider''
means a provider of a place of short-term lodging, a
provider of an internet website or other centralized
platform, or any other entity who advertises, displays,
markets, or otherwise offers a price of a reservation
for a place of short-term lodging.
(B) Exclusion.--The term ``covered provider'' does
not include any entity who advertises, displays,
markets, or otherwise offers a price of a reservation
for a place of short-term lodging for purchase pursuant
to a corporate, government, or institutional travel
management program.
(4) Mandatory fee.--The term ``mandatory fee''--
(A) means each mandatory fee required to complete
the booking or stay that is assessed by the covered
provider and paid directly by the consumer; and
(B) does not include any tax or fee imposed on the
consumer by a governmental or quasi-governmental entity
or assessment fees of a government-created special
district or program.
(5) Place of short-term lodging.--The term ``place of
short-term lodging'' means a hotel, motel, inn, short-term
rental, or other place of lodging that advertises at a price
that is a nightly, hourly, or weekly rate.
(6) State.--The term ``State'' means each of the several
States, the District of Columbia, and each territory or
possession of the United States.
SEC. 6. APPLICATION TO PRIOR BOOKINGS.
Section 2(a) shall apply only to a reservation for a place of
short-term lodging made on or after the effective date of this Act.
SEC. 7. EFFECTIVE DATE.
This Act shall take effect on the date that is 1 year after the
date of the enactment of this Act.
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 6543
_______________________________________________________________________
AN ACT
To prohibit unfair and deceptive advertising of prices for hotel rooms
and other places of short-term lodging, and for other purposes.
| usgpo | 2024-06-24T00:12:42.825711 | {
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BILLS-118sres727ats | Designating June 2024 as Great Outdoors Month. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 727 Agreed to Senate (ATS)]
<DOC>
118th CONGRESS
2d Session
S. RES. 727
Designating June 2024 as ``Great Outdoors Month''.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
June 11, 2024
Mr. Daines (for himself, Mr. Peters, Mr. King, Mrs. Shaheen, Mr. Wyden,
Mr. Tester, Mr. Hickenlooper, Mr. Van Hollen, Mr. Marshall, and Mr.
Manchin) submitted the following resolution; which was considered and
agreed to
_______________________________________________________________________
RESOLUTION
Designating June 2024 as ``Great Outdoors Month''.
Whereas hundreds of millions of individuals in the United States participate in
outdoor recreation annually;
Whereas Congress enacted the Outdoor Recreation Jobs and Economic Impact Act of
2016 (Public Law 114-249; 130 Stat. 999) to assess and analyze the
outdoor recreation economy of the United States and the effects
attributable to the outdoor recreation economy on the overall economy of
the United States;
Whereas the Outdoor Recreation Satellite Account, updated in November 2023 by
the Bureau of Economic Analysis of the Department of Commerce, shows
that outdoor recreation generated $1,100,000,000 in economic output in
2022, comprising approximately 2 percent of the current-dollar gross
domestic product;
Whereas the Outdoor Recreation Satellite Account shows that, in 2022, the
outdoor recreation sector grew 3 times faster than the overall economy
of the United States, while also providing 5,000,000 jobs across the
United States;
Whereas the Great American Outdoors Act (Public Law 116-152; 134 Stat. 682)
provides billions of dollars to help eliminate the maintenance backlog
on public lands and waters and fully funds the Land and Water
Conservation Fund;
Whereas regular outdoor recreation is associated with economic growth, positive
health outcomes, and better quality of life;
Whereas outdoor recreation activities at the Federal, State, and local levels
have seen a recent surge in participation;
Whereas many outdoor recreation businesses are small businesses that are
cornerstones of rural communities, and outdoor recreation is part of the
national heritage of the United States;
Whereas it is imperative that the United States ensure that access to outdoor
recreation is available to all its people for generations to come; and
Whereas June 2024 is an appropriate month to designate as ``Great Outdoors
Month'' to provide an opportunity to celebrate the importance of the
great outdoors: Now, therefore, be it
Resolved, That the Senate--
(1) designates June 2024 as ``Great Outdoors Month''; and
(2) encourages all individuals in the United States to
responsibly participate in recreation activities in the great
outdoors during June 2024 and year-round.
<all>
| usgpo | 2024-06-24T00:12:42.927354 | {
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BILLS-118hr8319ih | Developing and Advancing Innovative Learning Models | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8319 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8319
To create a grant program to support the development of innovative
learning models, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Mr. Morelle (for himself and Mr. Trone) introduced the following bill;
which was referred to the Committee on Education and the Workforce
_______________________________________________________________________
A BILL
To create a grant program to support the development of innovative
learning models, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Developing and Advancing Innovative
Learning Models''.
SEC. 2. STATEMENT OF PURPOSE.
The purposes of this Act are to--
(1) ensure that the Institute for Education Sciences--
(A) supports the sustained development to expand
knowledge and understanding of innovative learning
models;
(B) promotes the adoption and continued growth of
innovative learning models;
(C) studies and conducts research on the impact of
innovative learning models;
(D) collects, reports, analyzes, and disseminates
data related to innovative learning model development,
research, and implementation in the United States; and
(E) identifies and makes recommendations concerning
Federal and State policies that may present barriers to
the adoption and successful implementation of
innovative learning models;
(2) invest in the development of innovative learning models
and in the organizational capacity of innovative learning model
providers; and
(3) support the adoption of innovative learning models by
States, local school districts, schools, and school
communities.
SEC. 3. DEFINITIONS.
For the purposes of this Act:
(1) Department.--The term ``Department'' means the
Department of Education.
(2) Director.--The term ``Director'' means the Director of
the Institute of Education Sciences.
(3) ESEA terms.--The terms ``elementary school'', ``high
school'', ``local educational agency'', ``outlying area'',
``poverty line'', ``secondary school'', ``State'', and ``State
educational agency'' have the meanings given such terms in
section 8101 of the Elementary and Secondary Education Act of
1965 (20 U.S.C. 7801).
(4) Evidence-based.--The term ``evidence-based'', when used
with respect to an innovative learning model, means an
innovative learning model that--
(A) demonstrates a statistically significant effect
on improving student outcomes or other relevant
outcomes based on--
(i) strong evidence from at least 1 well-
designed and well-implemented experimental
study;
(ii) moderate evidence from at least 1
well-designed and well-implemented quasi-
experimental study; or
(iii) promising evidence from at least 1
well-designed and well-implemented
correlational study with statistical controls
for selection bias;
(B) demonstrates a rationale based on high-quality
research findings or positive evaluation that such
innovative learning model--
(i) is likely to improve student outcomes
or other relevant outcomes; and
(ii) includes ongoing efforts to examine
the effects of such innovative learning model;
or
(C) is consistent with theoretical and empirical
findings from research and will continue to be
reviewed.
(5) Innovative learning model.--The term ``innovative
learning model'' means a comprehensive program which elementary
schools, secondary schools, and high schools can adopt that--
(A) bundles together an interconnected set of
tools, resources, systems, and instructional practices
in order to shape student learning experiences toward
clear objectives;
(B) integrates and includes--
(i) an instructional design that
incorporates components such as content,
assessment, research, and student engagement;
(ii) an aligned set of pedagogical
practices that is sustainable for teachers;
(iii) an operational design that reimagines
teacher workflow, the use of time, and
classroom design; and
(iv) a technological design that includes
the use of student-level data and relevant
technological tools;
(C) is not simply a technological platform or point
solutions;
(D) comprehensively integrates the concepts
identified in subparagraph (B);
(E) is created and implemented with input from
school communities; and
(F) may be designed as a model for the operation of
an entire school or focus on a specific academic
subject or function, such as social-emotional support.
(6) Innovative learning model provider.--The term
``innovative learning model provider'' means an organization
that--
(A) designs innovative learning models; and
(B) partners with schools and school communities to
support the implementation of such models (directly or
in collaboration with a third party), while sharing
accountability for student outcomes as measured by the
State in accordance with section 1111(c) of the
Elementary and Secondary Education Act of 1965 (20
U.S.C. 6331(c)).
TITLE I--INVESTING IN THE DEVELOPMENT AND RESEARCH OF INNOVATIVE
LEARNING MODELS
SEC. 101. PURPOSE.
The purpose of this title is to authorize a program of competitive
grants that enable eligible entities to support the development and
research of innovative learning models.
SEC. 102. GRANTS FOR INNOVATIVE LEARNING MODEL DEVELOPMENT AND
RESEARCH.
(a) Grants Authorized.--
(1) Development grants.--
(A) In general.--From the amount reserved by the
Director under section 104(c)(1), the Director shall
award, on a competitive basis, grants to eligible
entities having applications approved under subsection
(c) to enable such entities to create, develop,
implement, replicate, or take to scale entrepreneurial
and evidence-based innovative learning models to
improve student outcomes.
(B) Description of grants.--The grants described in
subparagraph (A) shall include--
(i) early-phase grants to fund the
development, implementation, and feasibility
testing of an innovative learning model, which
prior research, including research conducted
under paragraph (1), suggests has promise, for
the purpose of determining whether the
innovative learning model can successfully
improve student achievement or attainment when
successfully implemented with fidelity;
(ii) mid-phase grants to fund
implementation and a rigorous evaluation of an
innovative learning model that has been
successfully implemented under an early-phase
grant described in clause (i) or other effort
meeting similar criteria, for the purpose of
measuring the model's impact and cost
effectiveness, if possible, using existing
administrative data; and
(iii) expansion grants to fund
implementation and a rigorous replication
evaluation of an innovative learning model that
has been found to produce sizable, important
impacts under a mid-phase grant described in
clause (ii) or other effort meeting similar
criteria, for the purposes of--
(I) determining whether such
impacts can be successfully reproduced
and sustained over time; and
(II) identifying the conditions,
including subgroups of students (as
described in section 1111(c) of the
Elementary and Secondary Education Act
of 1965 (20 U.S.C. 7801)), in which the
program is most effective.
(2) Research grants.--From the amount reserved under
section 104(c)(2), the Director shall award, on a competitive
basis, grants to eligible entities to--
(A) conduct high-quality research on existing
innovative learning models; or
(B) evaluate innovative learning models developed
with grants awarded under paragraph (1).
(3) Priority.--In awarding development grants under this
section, the Director shall prioritize eligible entities that
propose early-phase projects under paragraph (1)(B)(i).
(4) Standards.--The Director shall ensure that activities
supported with grants under this section--
(A) conform to high standards of quality,
integrity, accuracy, validity, and reliability;
(B) maintain data privacy and security in a manner
that is consistent with any relevant Federal law
relating to privacy or data security; and
(C) are objective, secular, neutral and
nonideological, and are free of partisan political
influence or any implicit or explicit bias.
(5) Sufficient size and scope.--Each grant awarded under
this section shall be of sufficient size and scope for the
eligible entity to carry out the activities required for such
grant.
(6) Duration.--Grants under this title may be awarded for
not more than 6 years.
(b) Eligible Entity.--In this title, the term eligible entity means
an innovative learning model provider, as defined in section 3.
(c) Applications.--To be eligible to receive a grant under this
title, an eligible entity shall submit to the Director an application
at such time, in such manner, and containing such information as the
Director may reasonably require.
(d) Peer Review.--The Director shall--
(1) implement a peer review process to assist the Director
in the review of applications under this title and to make
recommendations to the Director on awarding grants under this
title;
(2) develop and maintain published peer review standards
for the conduct and evaluation of all development and research
carried out under this title; and
(3) ensure that the peer-review teams consist of
practitioners and experts who are knowledgeable about
innovative learning models, including--
(A) individuals with experience researching and
developing innovative learning models for all types of
students, including English learners, children with
disabilities, and disadvantaged students; and
(B) individuals with experience implementing
innovative learning models.
(e) Training Program.--From funds otherwise reserved for technical
assistance under this title, the Director may establish a program to
train employees of public and private educational agencies,
organizations, and institutions, and may establish a fellowship program
to appoint such employees as temporary fellows that may assist in
carrying out this section.
(f) Supplement, Not Supplant.--Grant funds provided under this
title shall be used to supplement, not supplant, other Federal or State
funds made available to carry out activities described in this title.
(g) Rule of Construction.--Notwithstanding any other provision of
law, nothing in this title shall be construed as requiring an eligible
entity who is awarded a grant under subsection (a) to measure or
evaluate the impact or success of an innovative learning model through
the use of a randomized control trial.
SEC. 103. REPORTING AND EVALUATION.
(a) Activities Summary.--Not later than two years after the date
that an eligible entity receives a grant under this title, and on an
annual basis thereafter, the eligible entity shall submit to the
Director a summary of the activities assisted under the grant.
(b) Report.--The Director shall provide to Congress, and make
publicly available, an annual report on the implementation of the
program carried out under this title, including--
(1) information on eligible entities that received grant
funds under this title, including--
(A) information provided by eligible entities to
the Director in the applications submitted under
section 103(c);
(B) the summaries received under subsection (a);
and
(C) grant award amounts;
(2) student outcomes and other relevant impacts on
students, including comprehensive learning growth, from schools
that implement an innovative learning model that was developed
or implemented under this title;
(3) information and recommendations concerning any Federal
policies that have been identified as presenting barriers to
the adoption and implementation of innovative learning models.
(c) Evaluation.--From amounts reserved by the Director under
section 104(b)(1), the Director shall--
(1) carry out an independent evaluation to measure the
effectiveness of the program assisted under this title; and
(2) make the results of such evaluation publicly available.
(d) Availability.--The reports and evaluation provided under
subsections (b) and (c) shall be made readily available to the public.
(e) Privacy Protections.--The reports and evaluation provided under
subsections (b) and (c) shall not reveal personally identifiable
information about any individual.
SEC. 104. AUTHORIZATION OF APPROPRIATIONS.
(a) In General.--There are authorized to be appropriated to carry
out this title $570,000,000 in each of the fiscal years 2025 through
2034.
(b) Reservations.--From the amounts appropriated under subsection
(a) for such fiscal year, the Director may reserve--
(1) not more than 1 percent to conduct the evaluation
required under section 204(c); and
(2) not more than 1 percent to--
(A) provide technical assistance for eligible
entities, which may include pre-application workshops,
web-based seminars, and evaluation support; and
(B) disseminate best practices concerning the
successful development and implementation of innovative
learning models.
(c) Funding Allotment.--From the amount made available under
subsection (a) and not reserved under subsection (b) for a fiscal year,
the Director shall--
(1) reserve not less than 93 percent to award grants to
eligible entities under section 103(a)(1); and
(2) reserve not less than 5 percent to award grants to
eligible entities under section 103(a)(2).
TITLE II--INVESTING IN THE EARLY ADOPTION OF INNOVATIVE LEARNING MODELS
SEC. 201. PURPOSE.
The purpose of this title is to provide grants to State educational
agencies and to provide subgrants to local educational agencies to
increase the adoption and expansion of innovative learning models in
elementary and secondary schools.
SEC. 202. FORMULA GRANTS TO STATES.
(a) Reservation of Funds.--From the total amount appropriated under
section 205 for a fiscal year, the Secretary shall reserve--
(1) one-half of 1 percent for allotments for the outlying
areas, to be distributed among those outlying areas on the
basis of their relative need, as determined by the Secretary,
in accordance with the purpose of this title; and
(2) one-half of 1 percent for the Secretary of the Interior
for programs under this part in schools operated or funded by
the Bureau of Indian Education.
(b) State Allotments.--
(1) In general.--From funds made available under section
205 for a fiscal year and not reserved under subsection (a),
the Secretary shall allot to each State the sum of--
(A) an amount that bears the same relationship to
20 percent of such funds for such fiscal year as the
number of individuals aged 5 through 17 in the State,
as determined by the Secretary on the basis of the most
recent satisfactory data, bears to the number of such
individuals in all such States, as so determined; and
(B) an amount that bears the same relationship to
80 percent of such funds for such fiscal year as the
number of individuals aged 5 through 17 from families
with incomes below the poverty line in the State, as
determined by the Secretary on the basis of the most
recent satisfactory data, bears to the number of such
individuals in all such States, as so determined.
(2) Exception.--No State receiving an allotment under
paragraph (1) may receive less than one-half of 1 percent of
the total amount appropriated under 205 after the reservations
under paragraphs (1) and (2) of subsection (a) for a fiscal
year.
(3) Ratable reduction.--If the funds described in paragraph
(1) are insufficient to pay the full amounts that all States
are eligible to receive under paragraph (1) for any fiscal
year, the Secretary shall ratably reduce such amounts for such
fiscal year.
(4) Reallotment.--If a State does not receive an allotment,
the Secretary shall reallot the amount of the allotment for
such State to the remaining States in accordance with this
subsection.
(c) State Plan.--
(1) In general.--In order to receive an allotment under
this section for any fiscal year, a State shall submit a plan
to the Secretary, at such time and in such manner as the
Secretary may reasonably require.
(2) Contents.--Each plan described under paragraph (1)
shall include, at a minimum, the following:
(A) A description of how the State educational
agency will use funds received under this title for
State-level activities.
(B) A description of how the activities carried out
with funds under this title are expected to improve
student achievement.
(C) A description of how the State educational
agency will work with local educational agencies and
the communities of such agencies to develop, adopt, and
implement innovative learning models.
(D) Assurances that the State educational agency
will--
(i) review existing resources and programs
across the State and coordinate any new plans
and resources under this title with such
resources and programs;
(ii) monitor the implementation of
activities under this title and provide
technical assistance to local educational
agencies in carrying out such activities; and
(iii) provide for equitable access for all
students to the activities supported under this
title, including compliance with the
requirements of all applicable Federal civil
rights laws.
(d) State Use of Funds.--
(1) In general.--Except as provided under paragraph (3), a
State that receives an allotment under subsection (b) for a
fiscal year shall reserve not less than 95 percent of such
allotment to make subgrants to local educational agencies for
such fiscal year, as described in section 203.
(2) State administration.--A State educational agency may
use not more than 1 percent of the amount allotted to such
State under subsection (b) for the administrative costs of
carrying out such State educational agency's responsibilities
under this title.
(3) State activities.--The State educational agency for a
State that receives an allotment under subsection (b) may use
funds not reserved under paragraphs (1) and (2) for activities
and programs designed to meet the purposes of this title, which
may include--
(A) providing monitoring of, and training,
technical assistance, and capacity building to, local
educational agencies that receive subgrants under
section 203;
(B) identifying and eliminating State barriers to
the development, implementation, and adoption of
innovative learning models by local educational
agencies and schools; and
(C) supporting local educational agencies in
adopting and implementing innovative learning models in
schools.
(e) Rule of Construction.--Nothing in this section shall be
construed to authorize the Secretary or any other officer or employee
of the Federal Government to--
(1) mandate, direct, or control the development, adoption,
or implementation of any learning model by any State, local
educational agency, or school; or
(2) influence or incentivize the receipt of any grant,
contract, or cooperative agreement the receipt of any priority
or preference under such grant, contract, or cooperative
agreement upon a State, local educational agency, or school's
adoption or implementation of any specific learning model,
instructional content, curricula, or any program of
instruction.
(f) Supplement, Not Supplant.--Grant funds provided under this
section shall be used to supplement, not supplant, other Federal or
State funds made available to carry out activities related to the
activities described in this section.
SEC. 203. SUBGRANTS TO LOCAL EDUCATIONAL AGENCIES.
(a) Allocation of Funds to Local Educational Agencies.--
(1) Allocation formula.--From funds reserved by a State
under section 202(d)(1) for a fiscal year, the State
educational agency shall allot to each of the eligible local
educational agencies in the State for a fiscal year the sum
of--
(A) an amount that bears the same relationship to
20 percent of such funds for such fiscal year as the
number of individuals aged 5 through 17 in the
geographic area served by the local educational agency,
as determined by the Secretary on the basis of the most
recent satisfactory data, bears to the number of such
individuals in the geographic areas served by all
eligible local educational agencies in the State, as so
determined; and
(B) an amount that bears the same relationship to
80 percent of such funds for such fiscal year as the
number of individuals aged 5 through 17 from families
with incomes below the poverty line in the geographic
area served by the local educational agency, as
determined by the Secretary on the basis of the most
recent satisfactory data, bears to the number of such
individuals in the geographic areas served by all
eligible local educational agencies in the State, as so
determined.
(2) Minimum local educational agency allocation.--No
allocation to a local educational agency under this subsection
may be made in an amount that is less than $10,000.
(3) Ratable reduction.--If the amount reserved by the State
under section 202(d)(1) is insufficient to make allocations to
local educational agencies in an amount equal to the minimum
allocation described in subsection (a)(3), such allocations
shall be ratably reduced.
(4) Administrative costs.--From the amount allotted under
paragraph (1), a local educational agency may reserve not more
than 1 percent of such amount for the direct administrative
costs of carrying out the local educational agency's
responsibilities under this section.
(b) Local Applications.--
(1) In general.--To be eligible to receive an allotment
under this subsection (a), a local educational agency shall
submit an application to the State educational agency at such
time, in such manner, and containing such information as the
State educational agency may reasonably require.
(2) Contents of application.--Each application submitted
under paragraph (1) shall include--
(A) a description of the activities to be carried
out by the local educational agency under this section;
(B) a description of how the local educational
agency will prioritize funds to schools served by the
agency that are implementing comprehensive support and
improvement activities and targeted support and
improvement activities under section 1111(d) of the
Elementary and Secondary Education Act of 1965 (20
U.S.C. 6311(d));
(C) a description of how the local educational
agency will use data and ongoing consultation with
experts and stakeholders to continually update and
improve activities supported under this section;
(D) a description of how the local educational
agency will meaningfully collaborate with teachers,
principals, other school leaders, paraprofessionals
(including organizations representing such
individuals), and other relevant stakeholders in school
communities; and
(E) any other information that the State
educational agency may require.
(c) Local Uses of Funds.--
(1) In general.--A local educational agency that receives
an allotment under subsection (a) shall develop, implement,
select, and evaluate innovative learning models in schools
served by such agency, which may be carried out--
(A) through a grant or contract with a for-profit
or non-profit entity; or
(B) in partnership with an institution of higher
education or an Indian Tribe or Tribal organization (as
such terms are defined under section 4 of the Indian
Self 7 Determination and Education Assistance Act (25
U.S.C. 450b)).
(2) Types of activities.--The innovative learning models
developed and implemented under this section shall be in
accordance with the purpose of this title and shall address the
learning needs of all students, including children with
disabilities, English learners, gifted and talented students,
and students who are otherwise at-risk.
(d) Supplement, Not Supplant.--Grant funds provided under this
section shall be used to supplement, not supplant, other Federal or
State funds available to carry out activities related to the activities
described in this section.
SEC. 204. REPORTING AND EVALUATION.
(a) State and Local Reports.--
(1) State report.--Each State educational agency receiving
funds under this title shall annually submit to the Secretary a
report that provides--
(A) a description of how the State is using grant
funds to meet the purpose of this title; and
(B) any other information that the Secretary
determines are necessary and appropriate.
(2) Local educational agency report.--Each local
educational agency receiving funds under this part shall
annually submit to the appropriate State educational agency
such information as the State may require, which shall include
how the local educational agency is using grant funds to meet
the purposes of this title.
(3) Availability.--The reports and information provided
under paragraphs (1) and (2) shall be made readily available to
the public.
(4) Privacy protection.--The reports and evaluation
provided under subsections (b) and (c) shall not reveal
personally identifiable information about any individual.
(b) Secretary's Report.--The Secretary shall provide to Congress an
annual report on the implementation of the program carried out under
this title, including--
(1) information provided by States to the Secretary in the
applications submitted under section 204(1);
(2) the amount allotted to each State and outlying area;
and
(3) student academic and, as applicable, growth data from
the schools participating in the programs supported under this
title.
(c) Evaluation and Technical Assistance.--
(1) Reservation of funds.--Of the total amount made
available for this title for a fiscal year, the Secretary may
reserve for such fiscal year not more than 1 percent for the
cost of the evaluation under paragraph (2) and for technical
assistance in carrying out this title.
(2) Evaluation.--
(A) In general.--From amounts reserved under
paragraph (1), the Secretary, acting through the
Director, shall carry out an independent evaluation to
measure the effectiveness of the program assisted under
this title.
(B) Contents.--The evaluation under subparagraph
(A) shall measure--
(i) the effectiveness of each program
assisted under this title in improving student
academic achievement and growth;
(ii) the effectiveness of individual
learning models in improving student academic
achievement and growth; and
(iii) any other information that the
Director may require.
SEC. 205. AUTHORIZATION OF APPROPRIATIONS.
For the purpose of carrying out this title, there are authorized to
be appropriated to carry out this title $180,000,000 in each of fiscal
years 2026 through 2035.
<all>
| usgpo | 2024-06-24T00:12:42.977647 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8319ih/htm"
} |
BILLS-118s4295is | Encampments or Endowments Act | 2024-05-09T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4295 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4295
To establish that institutions of higher education shall be ineligible
for funds under the Higher Education Act of 1965 due to campus
disorder.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 9, 2024
Mr. Vance introduced the following bill; which was read twice and
referred to the Committee on Finance
_______________________________________________________________________
A BILL
To establish that institutions of higher education shall be ineligible
for funds under the Higher Education Act of 1965 due to campus
disorder.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Encampments or Endowments Act''.
SEC. 2. INELIGIBILITY DUE TO CAMPUS DISORDER.
(a) In General.--Part B of title I of the Higher Education Act of
1965 (20 U.S.C. 1011 et seq.) is amended by adding at the end the
following:
``SEC. 124. INELIGIBILITY DUE TO CAMPUS DISORDER.
``(a) In General.--Notwithstanding any other provision of law, no
institution of higher education shall be eligible to receive funds
under this Act (including funds for Federal student assistance under
title IV) or participate in programs under title IV if the Secretary
determines that the institution of higher education has failed to
disestablish any permanent encampment on the institution's campus if
occupants of the encampment, whether or not affiliated with the
institution of higher education--
``(1) have attempted to interfere with a core function of
the institution of higher education; or
``(2) have obstructed the ingress or egress of students.
``(b) Definitions.--In this section:
``(1) Campus.--The term `campus' has the meaning given the
term in section 485(f)(6).
``(2) Core function of a university.--The term `core
function of a university' means classroom instruction,
research, and academic ceremonies performed as part of the
matriculation, education, or graduation of students, including
commencement ceremonies.
``(3) Encampment.--The term `encampment' means any
establishment on the campus of the institution of higher
education containing any tent, lean-to, shack, or other
structure erected for the purpose of maintaining a temporary or
permanent place to live or reside, or where any bedding,
sleeping bag, stove, or collection of personal belongings has
been placed for the purpose of maintaining temporary or
permanent habitability.
``(4) Permanent encampment.--The term `permanent
encampment' means any encampment existing on the campus of the
institution of higher education for 7 days or more.
``(c) Regaining Eligibility.--On the date that is 5 years after the
date on which an institution is declared ineligible under this section,
that institution may submit an application to the Secretary containing
a request to regain such eligibility, and the Secretary shall consider
such request.''.
(b) Applicability.--The amendment made by subsection (a) shall take
effect on the date of enactment of this Act, and ineligibility with
respect to any grant, loan, or work assistance provided under title IV
of the Higher Education Act of 1965 (20 U.S.C. 1070 et seq.) due to a
violation of subsection (a) shall apply on or after July 1, 2025.
(c) FAFSA Determinations.--The Secretary of Education shall
continue to receive and process the Free Application for Federal
Student Aid for continuously enrolled students (as defined in section
4969 of the Internal Revenue Code of 1986, as added by section 3), in
order to make a determination about the covered Federal financial
assistance amount (as defined under such section) for such students.
SEC. 3. EXCISE TAX ON THE ENDOWMENTS OF CERTAIN DISQUALIFIED COLLEGES
AND UNIVERSITIES.
(a) In General.--Subchapter H of chapter 42 of the Internal Revenue
Code of 1986 is amended by adding at the end the following new section:
``SEC. 4969. EXCISE TAX ON ENDOWMENT INCOME OF CERTAIN DISQUALIFIED
COLLEGES AND UNIVERSITIES.
``(a) Tax Imposed.--There is hereby imposed on each disqualified
educational institution for any taxable year a tax equal to 50 percent
of the aggregate fair market value of the assets of the institution at
the end of the preceding taxable year.
``(b) Disqualified Educational Institution.--For purposes of this
section, with respect to a taxable year--
``(1) In general.--The term `disqualified educational
institution' means an eligible educational institution (as
defined in section 25A(f)(2)) which is ineligible to receive
funds under the Higher Education Act of 1965 (including funds
for Federal student assistance under title IV of such Act) or
participate in programs under title IV of such Act pursuant to
section 124 of such Act.
``(2) Exception.--An institution shall not be treated as a
disqualified educational institution for the taxable year if
such institution--
``(A) for the academic year ending with or within
the taxable year, provides grant funds for all
continuously enrolled students of the institution in an
amount equal to the covered Federal financial
assistance amount for such students, and
``(B) demonstrates such assistance to the Secretary
of Education.
``(c) Assets.--The rules of section 4968(d) shall apply for
purposes of this section.
``(d) Continuously Enrolled Students.--For purposes of this
section, the term `continuously enrolled student' means a student who--
``(1) is enrolled at an institution of higher education
when that institution was determined to be ineligible for
Federal student assistance pursuant to section 124 of the
Higher Education Act of 1965; and
``(2) has continued enrollment in the same degree program
at that institution.
``(e) Covered Federal Financial Assistance Amount.--For purposes of
this section, the term `covered Federal financial assistance amount'
means the amount of Federal financial assistance under title IV of the
Higher Education Act of 1965 (including through grants, loans, and work
assistance) for which a student who is a continuously enrolled student
in a disqualified educational institution would have been eligible,
with respect to an applicable award year, if the disqualified
educational institution were participating in the financial assistance
programs under such title IV, as calculated based on a student's
submission of the Free Application for Federal Student Aid and in
accordance with part F of such title IV.''.
(b) Clerical Amendment.--The table of sections for subchapter H of
chapter 42 of the Internal Revenue Code of 1986 is amended by adding at
the end the following new item:
``Sec. 4969. Excise Tax on the Endowments of Certain Disqualified
Colleges and Universities.''.
(c) Effective Date.--The amendments made by this section shall
apply to taxable years ending after July 1, 2025.
<all>
| usgpo | 2024-06-24T00:12:42.998126 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4295is/htm"
} |
BILLS-118hr7984eh | Rural Small Business Resilience Act | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 7984 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 7984
_______________________________________________________________________
AN ACT
To require the Administrator of the Small Business Administration to
improve access to disaster assistance for individuals located in rural
areas, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Rural Small Business Resilience
Act''.
SEC. 2. ACCESS TO DISASTER ASSISTANCE FOR INDIVIDUALS LOCATED IN RURAL
AREAS.
Not later than one year after the date of the enactment of this
Act, the Administrator of the Small Business Administration shall
ensure that the Associate Administrator of the Office of Disaster
Recovery and Resilience of the Administration takes such actions as
necessary to ensure that individuals located in rural areas (as defined
in paragraph (16) of section 7(b) of the Small Business Act (15 U.S.C.
636(b)(16))) for which a disaster declaration has been made under such
section 7(b) have full access to assistance provided under such
section, including by providing targeted outreach and marketing
materials to such individuals.
SEC. 3. TECHNICAL AMENDMENT.
The second paragraph (16) (relating to statute of limitations) of
section 7(b) of the Small Business Act (15 U.S.C. 636(b)) is
redesignated as paragraph (17).
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 7984
_______________________________________________________________________
AN ACT
To require the Administrator of the Small Business Administration to
improve access to disaster assistance for individuals located in rural
areas, and for other purposes.
| usgpo | 2024-06-24T00:12:43.125161 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr7984eh/htm"
} |
BILLS-118hres965eh | Calling for the immediate release of Ryan Corbett, a United States citizen, who was wrongfully detained by the Taliban on August 10, 2022, and condemning the wrongful detention of Americans by the Taliban. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 965 Engrossed in House (EH)]
<DOC>
H. Res. 965
In the House of Representatives, U. S.,
June 11, 2024.
Whereas United States citizen Ryan Corbett has lived a life of service, by
supporting humanitarian projects in Afghanistan by helping the Afghan
people start and operate small businesses;
Whereas Ryan Corbett moved his family to Afghanistan in 2010 to help the local
population and lived there for over a decade aiding the local Afghan
population;
Whereas in 2017, Ryan Corbett founded ``Bloom Afghanistan'' to provide
consulting and microloans to Afghan small businesses to help build a
self-sustaining local economy of Afghan small businesses;
Whereas Ryan Corbett is known to his family, friends, colleagues, and associates
as a loving father, as well as a kind, service-oriented man;
Whereas Ryan Corbett was forced to leave his life, community, and Afghan
partners behind during the August 2021 Taliban takeover of Afghanistan
and the ensuing evacuation of American citizens;
Whereas in August 2022, Ryan Corbett traveled to Afghanistan for a 10-day trip
to check in on his business and employees and was detained by the
Taliban;
Whereas the Taliban detained Ryan Corbett without being charged with a crime or
granting him due process in any judicial proceedings;
Whereas, on October 10, 2023, Ryan Corbett was designated as wrongfully detained
by the Department of State;
Whereas Ryan Corbett is being held in a 9-foot by 9-foot cell with two other
detainees, and has been held in solitary confinement for months at a
time;
Whereas the Taliban has not granted Ryan Corbett any consular visits by
Department of State personnel;
Whereas during his detention, Ryan Corbett has only had 3 phone calls totaling
22 minutes with his family, and has only had 2 in-person visits with
representatives of the United States protecting power in Afghanistan,
Qatar;
Whereas three non-American individuals previously detained with Ryan Corbett
have been released and have reported on Ryan's conditions;
Whereas Ryan Corbett's former cellmates stated that prisoners at that facility
must survive on scraps of fatty meat, only have access to sunlight once
a month, and cannot use the bathroom without permission;
Whereas Ryan Corbett's former cellmates stated that during their captivity, Ryan
Corbett was suffering from seizures, fainting, and discolored
extremities; and
Whereas Ryan Corbett turned 40 years old during his wrongful detention, and his
physical and mental health is rapidly declining due to the stress and
harsh conditions, such that his family fears he will not survive his
wrongful detention: Now, therefore, be it
Resolved, That the House of Representatives--
(1) calls on the Taliban to immediately and unconditionally release
Ryan Corbett and all other American detainees;
(2) urges the Taliban to respect Ryan Corbett's human rights and to
provide full, unfettered, and consistent health and safety visits to
Ryan Corbett while in detention;
(3) encourages the Government of Qatar, as the protecting power of
the United States in Afghanistan, to continue in its efforts to conduct
basic health and wellness checks on Ryan Corbett, thanks Qatar for its
efforts thus far, and encourages Qatar to be involved in securing the
release of Ryan Corbett;
(4) urges all United States executive branch officials to continue
to raise the case of Ryan Corbett and to press for his immediate release
in all interactions with the Taliban;
(5) condemns the Taliban's practice of hostage taking and demands
the Taliban to stop detaining United States citizens for political gain;
(6) expresses sympathy for and solidarity with the families of all
other citizens and lawful permanent residents of the United States
wrongfully detained abroad; and
(7) expresses support for the family of Ryan Corbett and a
commitment to bringing Ryan Corbett home.
Attest:
Clerk.
| usgpo | 2024-06-24T00:12:43.394726 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres965eh/htm"
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BILLS-118s4281is | Student Loan Forgiveness for Farmers and Ranchers Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4281 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4281
To establish a student loan forgiveness plan for certain borrowers who
are employed at a qualified farm or ranch.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Murphy (for himself and Ms. Smith) introduced the following bill;
which was read twice and referred to the Committee on Health,
Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To establish a student loan forgiveness plan for certain borrowers who
are employed at a qualified farm or ranch.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Student Loan Forgiveness for Farmers
and Ranchers Act''.
SEC. 2. LOAN FORGIVENESS FOR FARMERS AND RANCHERS.
(a) Amendment to the HEA.--Part D of title IV of the Higher
Education Act of 1965 (20 U.S.C. 1087a et seq.) is amended by adding at
the end the following:
``SEC. 460A. LOAN FORGIVENESS FOR FARMERS AND RANCHERS.
``(a) Qualified Farm or Ranch.--In this section, the term
`qualified farm or ranch' means a farm or ranch with a farm number
(within the meaning given the term in section 718.2 of title 7, Code of
Federal Regulations, as in effect on the date of enactment of the
Student Loan Forgiveness for Farmers and Ranchers Act).
``(b) In General.--The Secretary shall cancel the balance of
interest and principal due, in accordance with subsection (c), on any
eligible Federal Direct Loan not in default for a borrower who--
``(1) at the time of initial entrance into the agricultural
student loan forgiveness program--
``(A) is--
``(i) employed full-time or part-time as
farmer or rancher with an AD-20347 form on file
with the Department of Agriculture that is
current on the date of the initial entrance; or
``(ii) employed full-time or part-time as
an employee or manager of a qualified farm or
ranch; and
``(B) is--
``(i) a beginning farmer or rancher (as
defined under section 343(a) of the
Consolidated Farm and Rural Development Act (7
U.S.C. 1991(a)));
``(ii) an individual from a population that
is underrepresented in the agricultural
profession (as determined by the Secretary),
such as minorities or women;
``(iii) a socially disadvantaged farmer or
rancher (as defined in section 355(e) of the
Consolidated Farm and Rural Development Act (7
U.S.C. 2003(e))); or
``(iv) a veteran farmer or rancher (as
defined in section 2501(a) of the Food,
Agriculture, Conservation, and Trade Act of
1990 (7 U.S.C. 2279(a)));
``(2) makes 120 monthly payments on the eligible Federal
Direct Loan after the date of enactment of the Student Loan
Forgiveness for Farmers and Ranchers Act, pursuant to any one
or a combination of--
``(A) payments under an income-based repayment plan
under section 493C;
``(B) payments under a standard repayment plan
under section 455(d)(1)(A), based on a 10-year
repayment period;
``(C) monthly payments under a repayment plan under
subsection (d)(1) or (g) of section 455 of not less
than the monthly amount calculated under section
455(d)(1)(A), based on a 10-year repayment period; or
``(D) payments under an income contingent repayment
plan under section 455(d)(1)(D);
``(3) is employed full-time as an employee or manager of a
qualified farm or ranch at the time of such forgiveness; and
``(4) has been employed full-time as an employee or manager
of a qualified farm or ranch during the period in which the
borrower makes each of the qualifying payments described in
paragraph (2).
``(c) Loan Cancellation Amount.--After the conclusion of the
employment period described in subsection (b), the Secretary shall
cancel the obligation to repay the balance of principal and interest
due as of the time of such cancellation, on the eligible Federal Direct
Loans made to the borrower under this part.
``(d) Removal From the Program.--
``(1) In general.--Subject to paragraph (2), the Secretary
shall remove a borrower from the agricultural student loan
forgiveness program if the borrower--
``(A) was less than 40 years old when the borrower
entered the agricultural student loan forgiveness
program, and that borrower fails to be employed full-
time as an employee or manager of a qualified farm or
ranch for a cumulative period of more than 7 years
after entering the program; or
``(B) was 40 years old or older when the borrower
entered the agricultural student loan forgiveness
program, and that borrower fails to be employed full-
time as an employee or manager of a qualified farm or
ranch for a cumulative period of more than 3 years
after entering the program.
``(2) Exception for military service.--The Secretary shall
not consider any of the following as a period of time counting
toward removal from the agricultural student loan forgiveness
program for purposes of paragraph (1):
``(A) Time serving on active duty during a war or
other military operation or national emergency.
``(B) Time performing qualifying National Guard
duty during a war or other military operation or
national emergency.
``(C) The 180-day period following the
demobilization date for the service described in
subparagraph (A) or (B).
``(3) Readmission prohibited.--The Secretary shall not
allow a borrower who has been removed from the agricultural
student loan forgiveness program under this section to be
readmitted to the program, unless the Secretary finds that the
borrower has experienced exceptional circumstances.
``(e) Eligible Federal Direct Loan.--The term `eligible Federal
Direct Loan' means a Federal Direct Stafford Loan, Federal Direct PLUS
Loan, or Federal Direct Unsubsidized Stafford Loan, or a Federal Direct
Consolidation Loan.''.
(b) Regulations.--Not more than 180 days after the date of
enactment of this Act, the Secretary of Education, in consultation with
the Secretary of Agriculture, shall promulgate final regulations to
carry out the amendment made by subsection (a), including regulations
relating to the process of tracking and verifying work as an employee
or manager of a qualified farm or ranch for purposes of section 460A of
the Higher Education Act of 1965 (as added by this Act).
<all>
| usgpo | 2024-06-24T00:12:43.410882 | {
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BILLS-118hr8321ih | Antisemitism Community Service Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8321 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8321
To require person convicted of unlawful activity on the campus of an
institution of higher education beginning on and after October 7, 2023,
to provide community service in Gaza.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Mr. Ogles (for himself, Mr. Duncan, and Mr. Weber of Texas) introduced
the following bill; which was referred to the Committee on Foreign
Affairs
_______________________________________________________________________
A BILL
To require person convicted of unlawful activity on the campus of an
institution of higher education beginning on and after October 7, 2023,
to provide community service in Gaza.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Antisemitism Community Service
Act''.
SEC. 2. COMMUNITY SERVICE REQUIREMENT.
Any person convicted of unlawful activity on the campus of an
institution of higher education beginning on and after October 7, 2023,
shall be assigned to Gaza for the purpose of providing community
service (as such term is defined in 20 U.S.C. 1070c-4), for a period
not fewer than six months.
<all>
| usgpo | 2024-06-24T00:12:43.497824 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8321ih/htm"
} |
BILLS-118hr8316ih | American Workforce Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8316 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8316
To establish a program of workforce development as an alternative to
college for all, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Mr. Miller of Ohio (for himself, Mr. Van Orden, and Mr. D'Esposito)
introduced the following bill; which was referred to the Committee on
Education and the Workforce, and in addition to the Committee on Ways
and Means, for a period to be subsequently determined by the Speaker,
in each case for consideration of such provisions as fall within the
jurisdiction of the committee concerned
_______________________________________________________________________
A BILL
To establish a program of workforce development as an alternative to
college for all, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``American Workforce Act''.
SEC. 2. DEFINITIONS.
In this Act:
(1) American workforce contract.--The term ``American
workforce contract'' means a contract approved by the Director,
and entered into by an employer and a prospective trainee under
section 4(b)(6).
(2) American workforce program.--The term ``American
workforce program'' means a program established under section
4(a) that provides, for each participating trainee, a paid,
full-time position in which the trainee is engaged in--
(A) structured on-the-job work, as specified by the
American workforce contract involved; and
(B) educational workforce training described in
section 4(f), as specified by the American workforce
contract.
(3) Competency-based credential.--The term ``competency-
based credential'' means a credential awarded on the basis of a
performance-based test that--
(A) is taken to demonstrate proficiency in
knowledge and abilities essential to the industry or
occupation; and
(B) does not place restrictions on how, when, or
where the test taker studied and acquired the knowledge
and abilities.
(4) Director.--The term ``Director'' means the Director of
the American Workforce Division, appointed under section 3(b).
(5) Employer.--The term ``employer'' means a for-profit
employer, as defined in section 3 of the Fair Labor Standards
Act of 1938 (29 U.S.C. 203), other than a public agency, as
defined in that section.
(6) Prospective trainee.--The term ``prospective trainee''
means an individual who--
(A) applies to an employer to enter into an
American workforce contract; and
(B) on the date of application, meets the
requirements of paragraph (8)(A).
(7) Secretary.--The term ``Secretary'' means the Secretary
of Commerce.
(8) Trainee.--The term ``trainee'' means any individual
who--
(A) on the date of application to an employer to
enter into an American workforce contract--
(i) is a United States citizen;
(ii) has a high school diploma or its
generally recognized equivalent; and
(iii) has not earned a bachelor's or higher
degree, such as a master's or doctoral degree;
and
(B) entered into an American workforce contract,
which is still in effect, with the employer.
(9) Workforce project.--The term ``workforce project''
means a project carried out under an American workforce
contract as part of the American workforce program.
SEC. 3. ESTABLISHMENT OF AMERICAN WORKFORCE DIVISION.
(a) Establishment.--There is established in the Economic
Development Administration of the Department of Commerce an American
Workforce Division that administers, subject to the availability of
appropriations, the American workforce program established under
section 4(a).
(b) Director.--
(1) In general.--The American Workforce Division shall be
headed and administered, in accordance with the provisions of
this Act, by a Director. The Director shall be appointed by the
President, by and with the advice and consent of the Senate.
The Director shall report directly to the Secretary and shall
perform, in addition to any functions specified in law for or
required to be delegated to such officer, such additional
functions as the Secretary may prescribe.
(2) Qualifications.--The Director shall have significant
experience in the private sector.
(3) Authority before confirmation.--Until the initial
appointment of an individual to the position of Director, by
and with the advice and consent of the Senate, and, thereafter,
if the individual serving as the Director dies, resigns, or is
otherwise unable to perform the functions and duties of the
office of the Director, the Secretary of Commerce shall
designate an officer or employee of the Department of Commerce
to perform the functions and duties of the Director under this
Act temporarily in an acting capacity.
(c) Responsibilities of the Director.--The Director shall be
responsible for each of the following:
(1) Reviewing, and approving or disapproving, each proposed
American workforce contract received by the Director not later
than 1 month after the date of receipt of the proposed
contract.
(2)(A) Maintaining records of American workforce contracts
and ensuring compliance with the contracts.
(B) Publishing a standardized template for American
workforce contracts, which template shall not exceed 3 pages,
and shall be used by prospective trainees and employers to
draft a proposed American workforce contract to submit to the
Director for review and approval.
(3) In accordance with subsection (d), receiving
complaints, carrying out investigations, and taking
disciplinary and corrective action.
(4) In accordance with subsection (e), making
determinations and taking disciplinary and corrective action.
(5) Coordinating activities with State governments and
local governments to--
(A) publicize the opportunity to receive workforce
education subsidies for workforce projects, with
employers in high-wage, high-demand industries and
occupations; and
(B) encourage employers to recruit students from
secondary schools to participate in the workforce
projects.
(6) Developing and maintaining a comprehensive, publicly
accessible, and user-friendly website to allow employers from
each State to simply indicate their demand for workers in their
industry or occupation, post it online, and accept applications
for training from prospective trainees and ensures prospective
trainees can easily search and compare options.
(7) Preparing 5- and 10-year reports under section 6, and
submitting the reports to Congress.
(8)(A) Collecting, on an ongoing basis, up-to-date contact
information, including an email, phone number, and mailing
address, for each employer participating in a workforce project
in the American workforce program.
(B) Annually collecting the following information about the
American workforce program:
(i) The total number of new and continuing trainees
training in each workforce project under an American
workforce contract.
(ii) The annual completion rate for trainees,
calculated by comparing the number of trainees in a
designated American workforce program cohort who
successfully completed a workforce project with an
employer and were hired as full-time regular employees
by the same employer, with the number of trainees in
that cohort who began participating in a workforce
project.
(iii) The annual rate of trainees who successfully
completed a workforce project with an employer but were
not hired as full-time regular employees by the same
employer compared with the number of trainees who began
participating in a workforce project.
(iv) The median length of time for workforce
project completion.
(v) A survey conducted by the Director, based on a
random sample and designed to generate statistically
significant results, to estimate the post-American
workforce program employment retention rate for former
trainees, calculated 1 and 2 years after completion of
a workforce project, broken down by--
(I) former trainees who are employed by the
employer with whom they completed their workforce
project;
(II) former trainees employed in the same industry
or occupation as the industry or occupation in which
they completed that workforce project, but by a
different employer; and
(III) former trainees who are employed, but in an
industry or occupation that is not the industry or
occupation described in subclause (II).
(vi) The credentials attained by trainees through
the American workforce program, broken down by type
(such as competency-based credentials, certifications,
and licenses) and the number of such credentials
attained.
(vii) The annualized average earnings of former
trainees, calculated over a significant time period
after completion of a workforce project.
(viii) Median and mean workforce education subsidy
provided per trainee.
(ix) Basic demographic information, such as age,
sex, and area of residence, on trainees.
(d) Whistleblower Complaints.--
(1) Complaint.--A trainee (including an employee
participating as a trainee) in a workforce project may file a
complaint with the Director alleging that the employer involved
is not complying with the terms of the American workforce
contract involved.
(2) Preliminary determination.--The Director shall begin an
investigation into the complaint within 1 month after the date
of receipt of the complaint. Not later than 90 days after the
beginning of the investigation, if the Director determines that
there is clear and convincing evidence that the complaint is
valid, the Director shall make a preliminary determination on
disciplinary or corrective action.
(3) Notice and opportunity to respond.--If the Director
makes a preliminary determination under paragraph (2) of
noncompliance, the Director shall provide the employer with
reasonable notice and opportunity to respond to the preliminary
determination.
(4) Disciplinary or corrective action.--Disciplinary or
corrective action under this subsection may consist of--
(A) issuing to the employer a warning or temporary
suspension, of not more than 5 years, from
participation in the American workforce program; and
(B) assessing a civil penalty against the employer
of not more than the amount of funds received by the
employer through workforce education subsidies during
the past 2 years.
(5) Appeal.--If the Director so determines that the
appropriate disciplinary or corrective action includes a
suspension, the employer shall have 90 days to appeal the
validity of the disciplinary or corrective action to the
Director, with mandatory review by the Secretary of Commerce.
(6) Final determination.--After such mandatory review, the
Director shall make a final determination on the validity and
on the appropriate disciplinary or corrective action,
contingent on approval from the Secretary of Commerce.
(e) Noncompliance Determinations.--
(1) Accountability.--The Director--
(A) may, in order to make a preliminary
determination about whether there is clear and
convincing evidence that employers participating in
workforce projects are complying with the terms of the
American workforce contracts involved and meeting the
requirements of the American workforce program--
(i) demand and review relevant materials
from the employers; and
(ii) conduct random, periodic compliance
reviews of workforce projects; and
(B) shall review information in public disclosure
documents submitted under section 4(g), including
reviewing completion rates provided under section
4(g)(2)(A) to make a preliminary determination about
whether there is clear and convincing evidence that
employers are participating in a workforce project with
a completion rate below 25 percent over 4 years.
(2) Notice and opportunity to respond.--If the Director
makes a preliminary determination under paragraph (1) of
noncompliance or participation in a workforce project described
in paragraph (1)(B), the Director shall provide the employer
with reasonable notice and opportunity to respond to the
preliminary determination.
(3) Warning or civil penalty.--
(A) In general.--The Director may, at the
discretion of the Director, issue a warning to or
assess a civil penalty against an employer if, after
carrying out paragraph (2), the Director makes a final
determination that there is clear and convincing
evidence that--
(i) the employer is participating in a
workforce project described in paragraph
(1)(B); or
(ii) the employer is violating the terms of
an American workforce contract or the
requirements of the American workforce program.
(B) Calculation of civil penalty.--A civil penalty
assessed under subparagraph (A) shall be in an amount
that is not more than the amount of funds received by
the employer through workforce education subsidies
during the past 2 years.
(4) Suspension.--The Director may, at the discretion of the
Director, temporarily suspend an employer from the American
workforce program for not more than 5 years if, after carrying
out paragraph (2), the Director makes a final determination
that there is clear and convincing evidence that--
(A) the employer is participating in a workforce
project described in paragraph (1)(B); or
(B) the employer is consistently or egregiously
violating the terms of an American workforce contract
or the requirements of the American workforce program.
(f) Interference With Proceedings or Inquiries.--It shall be
unlawful for any employer to discharge or in any other manner
discriminate against any trainee because such trainee--
(1) has filed any complaint under subsection (d);
(2) has given, or is about to give, any information in
connection with any inquiry or proceeding under this Act
(including any inquiry or proceeding under subsection (d) or
(e)); or
(3) has testified, or is about to testify, in any such
inquiry or proceeding under this Act.
SEC. 4. AMERICAN WORKFORCE PROGRAM.
(a) In General.--The Director shall establish, subject to the
availability of appropriations, an American workforce program, and
carry out the program by supporting workforce projects with American
workforce contracts, distributing workforce education subsidies and
bonuses for hiring, and providing technical and administrative support.
(b) Contracts.--
(1) In general.--To be eligible to receive a workforce
education subsidy, bonus for hiring, or technical support under
this Act for a workforce project, an employer and prospective
trainee shall prepare a proposed American workforce contract
under this subsection, based on the standardized template
created by the Director, and submit the proposed contract to
the Director for approval. The page limitation placed on the
Director's template under subsection (c)(2)(B) shall not apply
to the proposed American workforce contract prepared by the
trainee and employer or the final American workforce contract.
(2) Provisions.--The proposed contract between an
individual who is a prospective trainee and the employer shall
include each of the following:
(A) Parties involved.--The name of the individual,
the employer participating in the workforce project,
and any third-party entity with whom the employer is
partnering to provide the educational workforce
training component of the project (referred to in this
Act as a ``third-party training entity'').
(B) Term.--The term, which shall not be shorter
than 6 weeks, of the workforce project (including
specifying total time to completion) and the amount of
time the individual will spend in structured on-the-job
work and in educational workforce training (including
specifying hours per week, month, and year).
(C) Work and training plan.--A detailed overview of
the curriculum for the educational workforce training,
a description of the structured on-the-job work, and a
description of skills and competencies to be attained
through the workforce project.
(D) Written workforce agreement.--A proposed
written workforce agreement for the individual that
outlines each of the following:
(i) The terms and conditions of the
individual's work and training.
(ii) The wage or salary an individual will
receive as a trainee and the estimated starting
wage or salary, in accordance with the
requirements of subsection (e), for each
position, described in subsection (e), that the
individual is receiving training for and being
considered for.
(iii) The technical and professional
standards that will be met by the individual
for successful completion of the workforce
project.
(iv)(I) Expected long-term and short-term
outcomes for the individual, including
qualifying positions of the type the individual
is being trained for at the employer and third-
party training entities (if applicable), and
the estimated wage or salary range for the
occupation the individual is being trained for.
(II) The projected growth of the relevant
industry or occupation, if information on that
growth is available to the employer or
obtainable with such technical assistance as
the Director may provide.
(v) The circumstances under which the
individual's wage or salary will increase
during the workforce project.
(vi) A description of voluntary mentorship
opportunities that may be available.
(vii) A disclosure of the amount of the
payment from a workforce education subsidy that
the employer will receive per payment period
from the Director and any costs or expenses
that will be charged to the trainee or could
reasonably be expected to be charged to the
trainee.
(viii) If 1 or more competency-based
credentials exist for the relevant industry or
occupation, a description of the top 1 to 3
such credentials that the individual might earn
on successful completion of the workforce
project.
(ix) If no competency-based credential
exists for the industry or occupation, a
description of any other credential, such as a
certification or license, that the individual
might earn in the relevant industry or
occupation due to experience in the workforce
project.
(3) Review of credentials.--
(A) In general.--Not later than 1 month after
receiving for review a proposed American workforce
contract, the Director shall review the credentials
specified in the contract under clause (viii) or (ix)
of paragraph (2)(D) and may note any additional
credentials the Director determines a trainee should
consider earning. Any such credential noted by the
Director shall be described in the contract.
(B) Rules of construction.--Nothing in this section
shall be construed to--
(i) permit the Director to reject an entire
proposed American workforce contract solely
because of the Director's view of a credential
described in the proposed contract; or
(ii) require a trainee to agree to earn a
competency-based credential or another
credential specified in the American workforce
contract, as a condition of using funding
provided through a workforce education subsidy
under this section.
(4) Review of contract.--
(A) In general.--Not later than 1 month after
receiving a proposed American workforce contract, the
Director shall review, and approve or disapprove, the
proposed contract (including conducting the review
under paragraph (3) and determining whether the
employer has provided the appropriate written
disclosure document under subsection (g)).
(B) Presumption of approval.--There shall be a
presumption of approval for a proposed American
workforce contract, in that such a contract that has
not been disapproved by the Director shall be
considered to be approved on the 32nd day after the
date of that receipt. A proposed American workforce
contract may only be disapproved for failing to meet
the requirements of this Act. If such a proposed
contract is disapproved, the Director shall describe
the reason, with a citation to the requirement not met,
and a recommendation for how the proposed contract
shall be amended to comply with this Act.
(5) Review of resubmission.--If an employer and individual
submit a proposed contract under paragraph (1) that is not
approved under paragraph (4), the employer and individual may
resubmit the amended proposed contract for review as described
in paragraph (4). For purposes of paragraph (4)(B), the
reference to the date of receipt shall be considered to be the
date of receipt of the resubmitted proposed contract.
(6) Entry into contract.--Once a proposed contract has been
approved under paragraph (4) or (5), the individual and
employer involved may enter into the contract and initiate the
workforce project.
(7) Current employees.--A participating employer may enter
into an American workforce contract with, and enroll into their
workforce project, an employee who holds a position with the
employer if the employer agrees to--
(A) maintain employment for that employee at the
employee's wage or salary on the date of enrollment, or
a higher wage or salary; and
(B) provide an increase to the employee's annual
wage or salary, if the employee successfully completes
the workforce project, that is equal to not less than
25 percent of the value of the educational workforce
subsidy provided for the project.
(c) Workforce Education Subsidies.--Not earlier than the date on
which an individual and employer enter into an American workforce
contract approved by the Director, the Director shall provide an
education workforce subsidy to the employer operating the workforce
project. Each of the following rules shall apply to the workforce
education subsidy and the trainee involved and employer:
(1) The workforce education subsidy may be used to
subsidize the cost of educational workforce training (onsite or
with an eligible third-party training entity), not the wage or
salary of the trainee.
(2) The employer shall pay, at regular intervals, the
trainee a wage or salary at a rate that is not less than the
higher of--
(A) the rate in effect under section 6(a)(1) of the
Fair Labor Standards Act of 1938 (29 U.S.C. 206(a)(1));
or
(B) the rate in effect under a State or local
minimum wage law that applies to the State or locality
in which the trainee is engaged in labor or service for
the employer.
(3) The employer shall provide a working environment for
the trainee that meets all applicable Federal, State, and local
safety laws and regulations.
(4) Neither the Director or any other officer or employee
of the executive branch of the Federal Government may make the
workforce education subsidy contingent on any requirement not
specified in this Act.
(5) The employer shall not currently be suspended from
participating in workforce projects subsection (d) or (e) of
section 3.
(6) Participation in the workforce project involved shall
not make the employer subject to the jurisdiction of the Office
of Federal Contract Compliance Programs of the Department of
Labor as a Federal contractor, including not being subject to
Executive Order 11246.
(7) The employer shall comply with all applicable Federal,
State, and local statutory laws pertaining to nondiscrimination
in employment.
(8) The workforce education subsidy may not be used for--
(A) diversity, equity, and inclusion training, or
culturally responsive training; or
(B) any other training that may violate--
(i) title VII of the Civil Rights Act of
1964 (42 U.S.C. 2000e et seq.), by contributing
to a hostile work environment; or
(ii) title VI of the Civil Rights Act of
1964 (42 U.S.C. 2000d et seq.), including its
prohibition, on the ground of race, color, or
national origin, of discrimination under any
program or activity receiving Federal financial
assistance.
(9) The workforce education subsidy may not be used for
political spending, electioneering, or any other purpose that
is not directly related to educational workforce training.
(10) The Director shall make payments from the workforce
education subsidy to the employer--
(A) in even installments, following the end of each
financial quarter in which the training and on-the-job
work specified in the American workforce contract have
been completed by the trainee;
(B) in sums of not more than $1,500 per month; and
(C) for a total amount of not more than $9,000, as
determined on the basis of the American workforce
contract.
(11) A State government or locality may supplement the
workforce education subsidy with additional funds, if the State
government or locality does not make accepting such funds or
any conditions attached to the funds a requirement of accepting
Federal funding.
(12) If the trainee chooses to leave a workforce project
after the halfway point of the term of the workforce project,
the trainee will be considered to have used the entirety of one
of the workforce education subsidies through which the trainee
is eligible to receive educational workforce training.
(13) If the employer ceases operations, the trainee shall
not be held at fault, meaning that the trainee may receive
educational workforce training, funded with the full value of
the workforce education subsidy, for a workforce project with a
subsequent eligible employer, notwithstanding the time
requirement of paragraph (15).
(14) The maximum period of time for which an employer
(including a subsequent employer described in paragraph (13))
may receive payments, provided through the workforce education
subsidy for education workforce training of a trainee, shall be
3 years.
(15)(A) In order for a trainee to enroll in a workforce
project with a subsequent eligible employer through a second or
third such subsidy, the trainee shall receive the related
educational workforce training not less than 1 year after the
conclusion of the trainee's most recent training through a
workforce education subsidy.
(B) The time limit described in subparagraph (A) shall not
apply to a trainee who--
(i) completed a workforce project with, but was not
hired by, an employer; and
(ii) seeks to receive such training through a
workforce project with the trainee's next employer.
(16) The employer shall meet the applicable minimum ratios
specified under section 5(d).
(17) The employer shall use E-Verify for each trainee
enrolled and individual hired or employed during the period for
which the employer accepts funds through a subsidy provided
under this Act, regardless of whether the trainee or individual
participated in a workforce project.
(18) The employer shall publish a public disclosure
document, consistent with subsection (g).
(d) Bonus for Hiring.--
(1) In general.--If an trainee, on completion of a
workforce project, is hired as a full-time, regular employee of
the employer participating in the workforce project, with a
wage or salary described in subsection (e)(1), the employer
shall receive a bonus of $1,000 (in addition to any payment
received through a workforce education subsidy). The Director
shall pay the bonus not sooner than the date that is 6 months
after the trainee is so hired.
(2) Rules.--Subject to paragraph (3), each of the rules
described in paragraphs (5), (6), (8), (9), (11), (16), (17),
and (18) shall apply to the bonus, and the trainee hired and
employer, except that a reference in those paragraphs--
(A) to a workforce educational subsidy shall be
considered to be a reference to the bonus; and
(B) to a trainee shall be considered to be a
reference to the trainee hired.
(3) Use of bonus.--An employer who receives a bonus under
this subsection may use the bonus funds to supplement the wage
or salary of the trainee hired.
(e) Position for the Trainee.--
(1) Wages.--An employer participating in a workforce
project shall be training each trainee and considering each
trainee for a position that would have an annual wage or salary
of not less than 80 percent of--
(A) the annual median household income of the
county in which the job involved is located (or an
hourly wage based on that income and adjusted for a
2,080-hour annual work period), as determined by the 5-
year estimates of the American Community Survey of the
Bureau of the Census; or
(B) if the county involved is not in a micropolitan
or metropolitan area, the annual median household
income for the nearest micropolitan or metropolitan
area, as determined by the Bureau of the Census.
(2) Remote work.--An employer providing remote work for a
trainee or employee (in a position referred to in paragraph
(1)) shall use the trainee's or employee's location when
determining an applicable wage or salary under this Act. Such a
trainee or employee engaging in remote work shall live in the
United States and file Federal income taxes in the United
States.
(3) Work.--An employer participating in a workforce project
shall provide structured on-the-job work for each trainee in a
job that requires specialized knowledge and experience and
involves the performance of complex tasks, to prepare the
trainee for a position referred to in paragraph (1).
(f) Educational Workforce Training.--In providing for educational
workforce training through a workforce project to a trainee, an
employer shall meet each of the following requirements:
(1) Skills.--The employer shall ensure that the training is
designed in a manner that enables trainees to obtain and
demonstrate competency and obtain progressively advancing and
portable skills that are necessary for the industry or
occupation involved.
(2) Partners.--The employer may partner with any of the
following eligible third-party training entities, and may pay
such a third-party training entity with funds from a workforce
education subsidy, in order to provide the training for
trainees in the workforce project:
(A) A trade, industry, or employer group or
association.
(B) A corporation or other related organized
entity.
(C) An educational institution, such as an
institution of higher education, including a community
college, or a secondary school.
(D) A State or local government agency or entity.
(E) A nonprofit organization.
(F) A union.
(G) A joint labor-management organization.
(H) A certification or accreditation body or entity
for an industry or occupation.
(I) A consortium or partnership of entities such as
entities described in any of subparagraphs (A) through
(H).
(3) Credentials.--The employer shall ensure that, in
conjunction with that training, the trainee shall be made aware
of any widely used competency-based credentials in the
employer's industry or occupation. If a competency-based
credential is described in the trainee's American workforce
contract, the employer shall not forbid the trainee, or provide
a disincentive to discourage the trainee, from taking a related
competency-based credential exam.
(4) Definitions.--In this subsection:
(A) Community college.--The term ``community
college'' means an institution of higher education (as
defined in section 101(a) of the Higher Education Act
of 1965 (20 U.S.C. 1001(a))) at which the highest
degree that is predominately awarded to students is an
associate degree.
(B) Institution of higher education.--The term
``institution of higher education'' has the meaning
given that term in section 102 of the Higher Education
Act of 1965 (20 U.S.C. 1002).
(g) Public Disclosure Document.--
(1) In general.--The Director shall require each
participating employer seeking approval for a proposed American
workforce contract to provide a written disclosure document,
about the employer's workforce project, that includes each of
the following statistics and information:
(A) The total expected cost, if any, for a trainee
during or at the completion of the workforce project,
such as the cost of fees for a certification
examination.
(B) The expected wage or salary for the position of
the employer that the workforce project is designed to
train for.
(C) The length of the workforce project.
(D) The total expected number of hours of
structured on-the-job work per week, and of hours of
educational workforce training per week, for a trainee
during the workforce project.
(E) The total expected number of hours for which a
trainee will be paid during the course of the workforce
project.
(F) The hourly wage or salary for a trainee during
the course of the workforce project.
(G) Information stating any certifications,
licenses, or other credentials that trainees in the
workforce project might earn on successful completion
of the workforce project.
(2) Additional public disclosure for established workforce
projects.--Three years after an employer has completed a
workforce project, the Director shall require the employer to
include, in its written disclosure document, documentation that
includes each of the following statistics:
(A) The completion rate for trainees in a workforce
project with the employer, calculated over the previous
3 years.
(B) The percentage of trainees that completed a
workforce project with, and were hired by, the employer
participating in the project, calculated over the
previous 2 years.
(C) The average wage or salary of currently
employed (as of the date of collection of the wage or
salary information) trainees who completed a workforce
project, during the last 3 years, presented in a way
that does not reveal individually identifiable wage or
salary information.
(3) Availability.--The disclosure documents described in
paragraphs (1) and (2) shall be made available to the general
public by the Director.
SEC. 5. GENERAL PROVISIONS.
(a) Workforce Project After Payment Period.--Nothing in this Act
shall be construed to require a workforce project to end after 3 years,
the maximum period of time for which an employer may receive payments
through a workforce education subsidy for a trainee, if the employer
pays for the cost of the associated educational workforce training for
the portion of the project after that maximum period.
(b) Relationship to Other Projects.--Individuals who do not meet
the criteria described in section 2(8)(A) may participate in projects,
structured like workforce projects described in this Act, if the
employer or an organization other than the Federal Government provides
the necessary funding for wages or salaries, and educational workforce
training.
(c) Third-Party Training Entity.--The Secretary may not pressure,
or provide an incentive or disincentive to, an employer to choose 1
eligible entity over another as a third-party training entity. The
choice of a third-party training entity shall be made entirely by an
employer.
(d) Regulations on Ratios.--
(1) Ratios.--Beginning 5 years after the date of enactment
of this Act, the Secretary may issue regulations that specify 1
or more ratios, based on categories of jobs as defined by the
Secretary, between the number of job openings for a prospective
position, as a full-time regular employee, related to a
workforce project, and the number of trainees in that project.
(2) Objectives.--In issuing the regulations, the Secretary
shall consider the following objectives:
(A) Assuring that a trainee has a reasonable
opportunity to be hired as a full-time, regular
employee by the employer participating in the workforce
project.
(B) Ensuring that an employer's hiring discretion
is not limited in a manner that would incentivize an
employer to lower standards for a position that is
particularly difficult or dangerous.
(e) Criteria.--The Secretary may establish criteria regarding
technical matters and provide technical assistance for meeting the
requirements of this Act.
(f) Required Regulations.--Regulations required under this Act
shall be issued by the corresponding officer within 3 months after the
date of enactment of this Act, except as otherwise specified.
SEC. 6. EVALUATION REPORTS AND SUNSET.
(a) 5-Year Report.--Not later than 5 years after the date of
enactment of this Act, the Secretary shall prepare and submit to
Congress a report including each of the following information,
analysis, and recommendations:
(1) A comparison of the American workforce program to other
major career and technical education or apprenticeship programs
administered by the Federal Government, including the
registered apprenticeship program carried out under the Act of
August 16, 1937 (commonly known as the ``National
Apprenticeship Act''; 50 Stat. 664, chapter 663; 29 U.S.C. 50
et seq.), and to the workforce investment activity programs
administered under the Workforce Innovation and Opportunity Act
(29 U.S.C. 3101 et seq.), on the basis of--
(A) the completion rate of participants in each
program;
(B) the average earnings of participants in each
program, calculated during--
(i) the related career and technical
education, apprenticeship, workforce
investment, or workforce project; and
(ii) the period beginning 3 years and
ending 5 years after the participants complete
the related career and technical education,
apprenticeship, workforce investment, or
workforce project;
(C) the percentages obtained by dividing--
(i) the number of participants and rate of
growth in participants for each program; by
(ii) the number of individuals in the labor
force and the rate of growth of the labor
force, respectively;
(D) the level of direct engagement by employers
with, and satisfaction from employers in, each program;
and
(E) the diversity of the industries and occupations
of the employers who utilize each program.
(2) The overall completion rate for the American workforce
program, the completion rate for workforce projects by industry
and occupation, the number of trainees who dropped out of the
program entirely, broken down by industry and occupation, and
the number who left a workforce project for another workforce
project.
(3) The results of a survey, based on a random sample and
designed to generate statistically significant results, of
trainees who have participated in the program.
(4) The results of a survey, based on a random sample and
designed to generate statistically significant results, of
employers who have participated in the program, including a
breakdown by size of employer.
(5) Data collected under section 3(c)(8)(B).
(6) Information and technical criteria, other regulations,
and guidance issued by the Secretary to administer the program.
(7) Information on the rate of uptake by individuals and
employers that are eligible to participate in the program, and
recommendations for ways in which this rate of uptake could be
improved.
(8) Analysis on considerations for Congress about expanding
the use of intermediary institutions, such as nonprofits, to
better advertise the program.
(9)(A) Analysis on considerations for Congress in expanding
eligibility of the program for United States citizens who do
not have a high school diploma or its generally recognized
equivalent.
(B) Analysis on considerations for Congress in encouraging
trainees to obtain industry-recognized credentials that help to
provide recognition of a portable skill.
(C) Analysis on considerations for Congress on the effect
and necessity of regulations described in section 5(d).
(D) Recommendations for Congress on encouraging
participation in workforce projects by small businesses.
(10) Analysis on considerations for Congress about how to
effectively engage high school students in a workforce project,
including--
(A) how coursework for a technical high school, or
career and technical education in a high school, could
qualify towards the completion of a workforce project;
and
(B) how time spent in structured on-the-job work or
educational workforce training for a workforce project
could count towards high school graduation.
(11) Recommendations for improvement and reauthorization of
the American workforce program by Congress.
(b) 10-Year Report.--Not later than 10 years after the date of
enactment of this Act, the Secretary shall prepare and submit to
Congress a report containing the information, analysis, and
recommendations described in subsection (a).
(c) Sunset.--The program authorized by section 4 and the position
of the Director shall cease to exist on the earlier of--
(1) the date on which the Director submits the report
described in subsection (b) to Congress; or
(2) the day that is 11 years after the date of enactment of
this Act.
SEC. 7. EXCISE TAX ON CERTAIN LARGE PRIVATE COLLEGE AND UNIVERSITY
ENDOWMENTS.
(a) In General.--Subchapter H of chapter 42 of the Internal Revenue
Code of 1986 is amended by adding at the end the following new section:
``SEC. 4969. EXCISE TAX ON CERTAIN LARGE PRIVATE COLLEGE AND UNIVERSITY
ENDOWMENTS.
``(a) Tax Imposed.--There is hereby imposed on each specified
applicable educational institution for the taxable year a tax equal to
1 percent of the aggregate fair market value of the assets of the
institution at the end of the preceding taxable year.
``(b) Specified Applicable Educational Institution.--For purposes
of this subchapter, the term `specified applicable educational
institution' means any applicable educational institution, other than
an institution which is religious in nature, the aggregate fair market
value of the assets of which at the end of the preceding taxable year
(other than those assets which are used directly in carrying out the
institution's exempt purpose) is at least $2,500,000,000.
``(c) Other Terms.--For purposes of this section--
``(1) Assets.--The rules of section 4968(d) shall apply.
``(2) Student.--The rules of section 4968(b)(2) shall
apply.''.
(b) Clerical Amendment.--The table of sections for subchapter H of
chapter 42 of the Internal Revenue Code of 1986 is amended by adding at
the end the following new item:
``Sec. 4969. Excise tax on certain large private college and university
endowments.''.
(c) Effective Date.--The amendments made by this section shall
apply to taxable years beginning after December 31, 2024.
<all>
| usgpo | 2024-06-24T00:12:43.509565 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8316ih/htm"
} |
BILLS-118hr8324ih | To designate the United States courthouse annex located at 310 South Main Street in London, Kentucky, as the Eugene E. Siler, Jr. United States Courthouse Annex. | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8324 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8324
To designate the United States courthouse annex located at 310 South
Main Street in London, Kentucky, as the ``Eugene E. Siler, Jr. United
States Courthouse Annex''.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Mr. Rogers of Kentucky introduced the following bill; which was
referred to the Committee on Transportation and Infrastructure
_______________________________________________________________________
A BILL
To designate the United States courthouse annex located at 310 South
Main Street in London, Kentucky, as the ``Eugene E. Siler, Jr. United
States Courthouse Annex''.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. EUGENE E. SILER, JR. UNITED STATES COURTHOUSE ANNEX.
(a) Designation.--The United States courthouse annex located at 310
South Main Street in London, Kentucky, shall be known and designated as
the ``Eugene E. Siler, Jr. United States Courthouse Annex''.
(b) References.--Any reference in a law, map, regulation, document,
paper, or other record of the United States to the United States
courthouse annex referred to in subsection (a) shall be deemed to be a
reference to the ``Eugene E. Siler, Jr. United States Courthouse
Annex''.
<all>
| usgpo | 2024-06-24T00:12:43.518168 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8324ih/htm"
} |
BILLS-118s4282is | To prohibit the Secretary of Agriculture from implementing any rule or regulation requiring the mandatory use of electronic identification eartags on cattle and bison. | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4282 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4282
To prohibit the Secretary of Agriculture from implementing any rule or
regulation requiring the mandatory use of electronic identification
eartags on cattle and bison.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 8, 2024
Mr. Rounds introduced the following bill; which was read twice and
referred to the Committee on Agriculture, Nutrition, and Forestry
_______________________________________________________________________
A BILL
To prohibit the Secretary of Agriculture from implementing any rule or
regulation requiring the mandatory use of electronic identification
eartags on cattle and bison.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. PROHIBITION ON ELECTRONIC IDENTIFICATION EARTAG MANDATES FOR
CATTLE AND BISON.
The Secretary of Agriculture shall not implement any rule or
regulation requiring the mandatory use of electronic identification
eartags on cattle or bison.
<all>
| usgpo | 2024-06-24T00:12:43.823487 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4282is/htm"
} |
BILLS-118hr8320ih | Spend It At Home Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8320 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8320
To allow taxpayers to indicate whether the Federal income taxes they
pay should be used for domestic or international purposes, to rescind
certain balances made available to the Internal Revenue Service, and
for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Mr. Nehls (for himself and Mr. Moore of Alabama) introduced the
following bill; which was referred to the Committee on Ways and Means
_______________________________________________________________________
A BILL
To allow taxpayers to indicate whether the Federal income taxes they
pay should be used for domestic or international purposes, to rescind
certain balances made available to the Internal Revenue Service, and
for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Spend It At Home Act''.
SEC. 2. TAXPAYER DETERMINATION OF WHETHER FEDERAL INCOME TAXES SHOULD
BE USED FOR DOMESTIC OR INTERNATIONAL PURPOSES.
(a) In General.--The Secretary of the Treasury shall ensure that
each Federal income tax form includes a provision that allows the
taxpayer to indicate whether the Federal income taxes paid by the
taxpayer with respect to the taxable year to which such tax form
relates should be used by the Federal Government for--
(1) domestic purposes, or
(2) international purposes.
(b) Public Reporting of Information.--The Secretary of the Treasury
shall annually make publicly available the following information
obtained pursuant to subsection (a) with respect to taxable years
beginning in each calendar year:
(1) The aggregate amount of Federal income taxes that
taxpayers indicated should be used for purposes described in
paragraph (1) or (2) of subsection (a) (stated separately for
each such paragraph).
(2) The aggregate number of taxpayers (determined by
treated joint returns as 2 taxpayers) who indicated that their
Federal income taxes should be used for the purposes described
in paragraph (1) or (2) of subsection (a) (stated separately
for each such paragraph).
SEC. 3. RESCISSION OF CERTAIN BALANCES MADE AVAILABLE TO THE INTERNAL
REVENUE SERVICE.
The unobligated balances of amounts appropriated or otherwise made
available for activities of the Internal Revenue Service by paragraphs
(1)(A)(ii), (1)(A)(iii), (1)(B), (2), (3), (4), and (5) of section
10301 of Public Law 117-169 (commonly known as the ``Inflation
Reduction Act of 2022'') as of the date of the enactment of this Act
are rescinded.
<all>
| usgpo | 2024-06-24T00:12:43.921197 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8320ih/htm"
} |
BILLS-118hr7988eh | Small Business Procurement and Utilization Reform Act of 2024; SPUR Act | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 7988 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 7988
_______________________________________________________________________
AN ACT
To amend the Small Business Act to include requirements relating to new
small business entrants in the scorecard program, and for other
purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Small Business Procurement and
Utilization Reform Act of 2024'' or the ``SPUR Act''.
SEC. 2. MODIFICATIONS TO SCORECARD REQUIREMENTS.
Section 15(y) of the Small Business Act (15 U.S.C. 644(y)) is
amended--
(1) in paragraph (2)--
(A) by redesignating subparagraph (E) as
subparagraph (F); and
(B) by inserting after subparagraph (D) the
following new subparagraph:
``(E) The number of new small business entrants,
including new small business entrants that are small
business concerns owned and controlled by service-
disabled veterans, qualified HUBZone small business
concerns, small business concerns owned and controlled
by socially and economically disadvantaged individuals,
and small business concerns owned and controlled by
women awarded prime contracts in each North American
Industry Classification System code during the fiscal
year, and a comparison to the number awarded prime
contracts during the prior fiscal year, if
available.'';
(2) in paragraph (3), by striking ``subparagraphs (B)
through (E) of paragraph (2)'' and inserting ``subparagraphs
(B) through (F) of paragraph (2)''; and
(3) by amending paragraph (6) to read as follows:
``(6) Definitions.--In this subsection:
``(A) New small business entrant.--The term `new
small business entrant' means a small business concern
that--
``(i) has been awarded a prime contract;
and
``(ii) has not previously been awarded a
prime contract by the Federal Government.
``(B) Scorecard.--The term `scorecard' means any
summary using a rating system to evaluate the efforts
of a Federal agency to meet goals established under
subsection (g)(1)(B) that--
``(i) includes the measures described in
paragraph (2); and
``(ii) assigns a score to each Federal
agency evaluated.''.
SEC. 3. COMPLIANCE WITH CUTGO.
No additional amounts are authorized to be appropriated to carry
out this Act or the amendments made by this Act.
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 7988
_______________________________________________________________________
AN ACT
To amend the Small Business Act to include requirements relating to new
small business entrants in the scorecard program, and for other
purposes.
| usgpo | 2024-06-24T00:12:43.951874 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr7988eh/htm"
} |
BILLS-118s4274is | No Flights for Terrorists Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4274 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4274
To require the Federal Bureau of Investigation to place on the No Fly
List individuals who have supported foreign terrorist organizations,
encouraged crimes of violence against Jewish persons, or been
disciplined by an institution of higher education in relation to such
conduct.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Mr. Marshall (for himself and Mrs. Blackburn) introduced the following
bill; which was read twice and referred to the Committee on the
Judiciary
_______________________________________________________________________
A BILL
To require the Federal Bureau of Investigation to place on the No Fly
List individuals who have supported foreign terrorist organizations,
encouraged crimes of violence against Jewish persons, or been
disciplined by an institution of higher education in relation to such
conduct.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``No Flights for Terrorists Act''.
SEC. 2. PLACEMENT ON NO FLY LIST OF INDIVIDUALS WHO SUPPORT TERRORISTS.
(a) Definition of Institution of Higher Education.--In this
section, the term ``institution of higher education'' has the meaning
given the term in section 102 of the Higher Education Act of 1965 (20
U.S.C. 1002).
(b) Placement on No Fly List.--The Director of the Federal Bureau
of Investigation shall place on the No Fly List maintained by the
Terrorist Screening Center--
(1) any individual who has openly pledged support for, or
espoused allegiance or affiliation to, any organization that
has been designated as a foreign terrorist organization by the
Secretary of State under section 219 of the Immigration and
Nationality Act (8 U.S.C. 1189), including--
(A) the Islamic Revolutionary Guard Corps (IRGC);
(B) HAMAS;
(C) the Al-Aqsa Martyrs Brigade (AAMB);
(D) Hizballah;
(E) Palestine Islamic Jihad (PIJ);
(F) the Palestine Liberation Front (PLF);
(G) the Popular Front for the Liberation of
Palestine (PFLP);
(H) Kata'ib Hizballah (KH);
(I) the Abdallah Azzam Brigades; and
(J) the al-Ashtar Brigades;
(2) any individual who solicits, commands, induces, or
otherwise endeavors to persuade another person to engage in a
crime of violence against a Jewish person or the Jewish people
because of their race or religion;
(3) any student enrolled at an institution of higher
education who has been the subject of a disciplinary action by
the institution of higher education relating to conduct
described in paragraph (1) or (2); and
(4) any professor employed by an institution of higher
education who has been the subject of a disciplinary action by
the institution of higher education relating to conduct
described in paragraph (1) or (2).
<all>
| usgpo | 2024-06-24T00:12:43.964522 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4274is/htm"
} |
BILLS-118sres728ats | Commending the University of South Alabama on the occasion of its 60th anniversary and its years of service to the State of Alabama and the United States. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 728 Agreed to Senate (ATS)]
<DOC>
118th CONGRESS
2d Session
S. RES. 728
Commending the University of South Alabama on the occasion of its 60th
anniversary and its years of service to the State of Alabama and the
United States.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
June 11, 2024
Mrs. Britt (for herself and Mr. Tuberville) submitted the following
resolution; which was considered and agreed to
_______________________________________________________________________
RESOLUTION
Commending the University of South Alabama on the occasion of its 60th
anniversary and its years of service to the State of Alabama and the
United States.
Whereas the University of South Alabama was chartered by an act of the Alabama
Legislature on May 3, 1963, following the efforts of local leaders who
saw a great need for a 4-year degree-granting institution along the
fast-growing Alabama Gulf Coast;
Whereas the University of South Alabama's first classes were held on June 8,
1964, on a new campus in West Mobile, with 276 total students;
Whereas, in 1969, the Alabama Legislature passed legislation establishing a new
medical school, and in 1973, the University of South Alabama began
providing medical education at the Frederick P. Whiddon College of
Medicine;
Whereas, in 1970, the University of South Alabama's adoption of Mobile General
Hospital and the creation of its new medical school gave rise to what is
today University of South Alabama Health (referred to in this preamble
as ``USA Health'');
Whereas USA Health in Mobile, Alabama is--
(1) the only academic health system along the upper Gulf Coast;
(2) home to USA Health Children's & Women's Hospital, which serves the
area with the only pediatric emergency center, Level III Neonatal Intensive
Care Unit, and Pediatric Intensive Care Unit;
(3) home to USA Health University Hospital, which serves the area with
the only Level 1 trauma center, burn center, and comprehensive stroke
center;
(4) home to USA Health Providence Hospital, which serves the area with
a full-service 349-bed hospital that provides 24/7 emergency care and a
Level III trauma center;
(5) home to the USA Health Mitchell Cancer Institute, which serves the
area as the only academic cancer treatment and research facility along the
upper Gulf Coast, using continuous research and technological advancements
to best treat patients; and
(6) home to the USA Health Physician Enterprise, the region's largest
multispecialty practice, providing patients with primary and specialty
care, including many services unique in the community;
Whereas, from its first class of 276 students, the University of South Alabama
has grown to host more than 13,500 students annually, who participate in
over 115 undergraduate, graduate, and doctoral programs through its 10
colleges and schools;
Whereas the University of South Alabama's offerings include programs in
medicine, nursing, and allied health with 1 of only 2 allopathic medical
schools in the State, an established College of Nursing, a burgeoning
School of Marine and Environmental Sciences adjacent to the Mobile-
Tensaw Delta and the Gulf of Mexico, a comprehensive College of
Engineering, and programs in business, computing, education, the
sciences, and humanities;
Whereas the University of South Alabama is dedicated to supporting the academic
success of student-athletes while striving for on-field success;
Whereas the University of South Alabama, a charter member of the Sun Belt
Conference, is composed of 17 Division I men's and women's programs,
including football, basketball, baseball, softball, soccer, volleyball,
tennis, golf, cross country, and track and field; and
Whereas the University of South Alabama has distinguished itself by producing
alumni who have excelled in various sectors, including research,
medicine, business, education, engineering, the sciences, the arts, and
athletics, among others: Now, therefore, be it
Resolved, That the Senate--
(1) commends the University of South Alabama on the
occasion of its 60th anniversary and its years of service to
the State of Alabama and the United States;
(2) recognizes the University of South Alabama for its
education, research, and health care service as the ``Flagship
of the Gulf Coast''; and
(3) respectfully requests that the Secretary of the Senate
transmit an enrolled copy of this resolution to--
(A) the President of the University of South
Alabama, the Honorable Jo Bonner;
(B) the Executive Vice President and Provost of the
University of South Alabama, Dr. Andrea Kent; and
(C) the Dean of the Frederick P. Whiddon College of
Medicine & Vice President for Medical Affairs at the
University of South Alabama, Dr. John Marymont, and the
Chief Executive Officer and Senior Associate Vice
President for Medical Affairs at University of South
Alabama Health, Mr. Owen Bailey.
<all>
| usgpo | 2024-06-24T00:12:44.204409 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118sres728ats/htm"
} |
BILLS-118s4275is | Stop Corporate Inversions Act of 2024 | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4275 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4275
To amend the Internal Revenue Code of 1986 to modify the rules relating
to inverted corporations.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Mr. Durbin (for himself, Mr. Reed, Mr. Whitehouse, Mr. Blumenthal, Mr.
Sanders, Ms. Hirono, Ms. Duckworth, Mr. Van Hollen, and Ms. Baldwin)
introduced the following bill; which was read twice and referred to the
Committee on Finance
_______________________________________________________________________
A BILL
To amend the Internal Revenue Code of 1986 to modify the rules relating
to inverted corporations.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Stop Corporate Inversions Act of
2024''.
SEC. 2. MODIFICATIONS TO RULES RELATING TO INVERTED CORPORATIONS.
(a) In General.--Subsection (b) of section 7874 of the Internal
Revenue Code of 1986 is amended to read as follows:
``(b) Inverted Corporations Treated as Domestic Corporations.--
``(1) In general.--Notwithstanding section 7701(a)(4), a
foreign corporation shall be treated for purposes of this title
as a domestic corporation if--
``(A) such corporation would be a surrogate foreign
corporation if subsection (a)(2) were applied by
substituting `80 percent' for `60 percent', or
``(B) such corporation is an inverted domestic
corporation.
``(2) Inverted domestic corporation.--For purposes of this
subsection, a foreign corporation shall be treated as an
inverted domestic corporation if, pursuant to a plan (or a
series of related transactions)--
``(A) the entity completes after May 8, 2014, the
direct or indirect acquisition of--
``(i) substantially all of the properties
held directly or indirectly by a domestic
corporation, or
``(ii) substantially all of the assets of,
or substantially all of the properties
constituting a trade or business of, a domestic
partnership, and
``(B) after the acquisition, either--
``(i) more than 50 percent of the stock (by
vote or value) of the entity is held--
``(I) in the case of an acquisition
with respect to a domestic corporation,
by former shareholders of the domestic
corporation by reason of holding stock
in the domestic corporation, or
``(II) in the case of an
acquisition with respect to a domestic
partnership, by former partners of the
domestic partnership by reason of
holding a capital or profits interest
in the domestic partnership, or
``(ii) the management and control of the
expanded affiliated group which includes the
entity occurs, directly or indirectly,
primarily within the United States, and such
expanded affiliated group has significant
domestic business activities.
``(3) Exception for corporations with substantial business
activities in foreign country of organization.--A foreign
corporation described in paragraph (2) shall not be treated as
an inverted domestic corporation if after the acquisition the
expanded affiliated group which includes the entity has
substantial business activities in the foreign country in which
or under the law of which the entity is created or organized
when compared to the total business activities of such expanded
affiliated group. For purposes of subsection (a)(2)(B)(iii) and
the preceding sentence, the term `substantial business
activities' shall have the meaning given such term under
regulations in effect on January 18, 2017, except that the
Secretary may issue regulations increasing the threshold
percent in any of the tests under such regulations for
determining if business activities constitute substantial
business activities for purposes of this paragraph.
``(4) Management and control.--For purposes of paragraph
(2)(B)(ii)--
``(A) In general.--The Secretary shall prescribe
regulations for purposes of determining cases in which
the management and control of an expanded affiliated
group is to be treated as occurring, directly or
indirectly, primarily within the United States. The
regulations prescribed under the preceding sentence
shall apply to periods after May 8, 2014.
``(B) Executive officers and senior management.--
Such regulations shall provide that the management and
control of an expanded affiliated group shall be
treated as occurring, directly or indirectly, primarily
within the United States if substantially all of the
executive officers and senior management of the
expanded affiliated group who exercise day-to-day
responsibility for making decisions involving
strategic, financial, and operational policies of the
expanded affiliated group are based or primarily
located within the United States. Individuals who in
fact exercise such day-to-day responsibilities shall be
treated as executive officers and senior management
regardless of their title.
``(5) Significant domestic business activities.--For
purposes of paragraph (2)(B)(ii), an expanded affiliated group
has significant domestic business activities if at least 25
percent of--
``(A) the employees of the group are based in the
United States,
``(B) the employee compensation incurred by the
group is incurred with respect to employees based in
the United States,
``(C) the assets of the group are located in the
United States, or
``(D) the income of the group is derived in the
United States,
determined in the same manner as such determinations are made
for purposes of determining substantial business activities
under regulations referred to in paragraph (3) as in effect on
January 18, 2017, but applied by treating all references in
such regulations to `foreign country' and `relevant foreign
country' as references to `the United States'. The Secretary
may issue regulations decreasing the threshold percent in any
of the tests under such regulations for determining if business
activities constitute significant domestic business activities
for purposes of this paragraph.''.
(b) Conforming Amendments.--
(1) Clause (i) of section 7874(a)(2)(B) of such Code is
amended by striking ``after March 4, 2003,'' and inserting
``after March 4, 2003, and before May 8, 2014,''.
(2) Subsection (c) of section 7874 of such Code is
amended--
(A) in paragraph (2)--
(i) by striking ``subsection
(a)(2)(B)(ii)'' and inserting ``subsections
(a)(2)(B)(ii) and (b)(2)(B)(i)''; and
(ii) by inserting ``or (b)(2)(A)'' after
``(a)(2)(B)(i)'' in subparagraph (B);
(B) in paragraph (3), by inserting ``or
(b)(2)(B)(i), as the case may be,'' after
``(a)(2)(B)(ii)'';
(C) in paragraph (5), by striking ``subsection
(a)(2)(B)(ii)'' and inserting ``subsections
(a)(2)(B)(ii) and (b)(2)(B)(i)''; and
(D) in paragraph (6), by inserting ``or inverted
domestic corporation, as the case may be,'' after
``surrogate foreign corporation''.
(c) Effective Date.--The amendments made by this section shall
apply to taxable years ending after May 8, 2014.
<all>
| usgpo | 2024-06-24T00:12:44.212047 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4275is/htm"
} |
BILLS-118s4273is | Enhancing Native Elders' Longevity, Dignity, Empowerment, and Respect Act; Native ELDER Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4273 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4273
To amend the Older Americans Act of 1965 to enhance the longevity,
dignity, empowerment, and respect of older individuals who are Native
Americans, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Ms. Murkowski (for herself and Ms. Smith) introduced the following
bill; which was read twice and referred to the Committee on Health,
Education, Labor, and Pensions
_______________________________________________________________________
A BILL
To amend the Older Americans Act of 1965 to enhance the longevity,
dignity, empowerment, and respect of older individuals who are Native
Americans, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Enhancing Native Elders' Longevity,
Dignity, Empowerment, and Respect Act'' or the ``Native ELDER Act''.
SEC. 2. OLDER AMERICANS TRIBAL ADVISORY COMMITTEE.
Section 201(c) of the Older Americans Act of 1965 (42 U.S.C.
3011(c)) is amended by adding at the end the following:
``(4)(A) In this paragraph:
``(i) The term `Native Hawaiian' has the meaning given such
term in section 625.
``(ii) The term `relevant committees of Congress' means--
``(I) the Committee on Health, Education, Labor,
and Pensions of the Senate;
``(II) the Committee on Education and the Workforce
of the House of Representatives;
``(III) the Committee on Indian Affairs of the
Senate; and
``(IV) the Subcommittee on Indian and Insular
Affairs of the Committee on Natural Resources of the
House of Representatives.
``(B)(i) From amounts appropriated pursuant to section 216(a), the
Assistant Secretary shall establish, within the Office for American
Indian, Alaskan Native, and Native Hawaiian Programs, an advisory
committee, to be known as the `Older Americans Tribal Advisory
Committee' (referred to in this paragraph as the `Committee') to
provide advice and guidance to the Assistant Secretary on matters
relating to Native Americans under this Act.
``(ii) The Committee shall facilitate, but not supplant,
government-to-government consultation between the Administration and
Indian tribes and confer with organizations representing Native
Hawaiians.
``(C)(i) The Committee shall be composed of 11 members, of whom--
``(I) 3 shall be appointed by the Assistant Secretary;
``(II) 1 shall be appointed by the chairperson of the
Committee on Indian Affairs of the Senate;
``(III) 1 shall be appointed by the ranking member of the
Committee on Indian Affairs of the Senate;
``(IV) 1 shall be appointed by the chairperson of the
Committee on Health, Education, Labor, and Pensions of the
Senate;
``(V) 1 shall be appointed by the ranking member of the
Committee on Health, Education, Labor, and Pensions of the
Senate;
``(VI) 1 shall be appointed by the chairperson of the
Committee on Education and the Workforce of the House of
Representatives;
``(VII) 1 shall be appointed by the ranking member of the
Committee on Education and the Workforce of the House of
Representatives;
``(VIII) 1 shall be appointed by the chairperson of the
Subcommittee on Indian and Insular Affairs of the Committee on
Natural Resources of the House of Representatives; and
``(IX) 1 shall be appointed by the ranking member of the
Subcommittee on Indian and Insular Affairs of the Committee on
Natural Resources of the House of Representatives.
``(ii) Nominations for members of the Committee shall be from any
of the following:
``(I) Indian tribes.
``(II) Tribal organizations.
``(III) Organizations representing Native Hawaiians.
``(iii) To the maximum extent feasible, the Assistant Secretary
shall work with the individuals making appointments under clause (i) to
ensure--
``(I) that the members of the Committee represent a diverse
set of expertise on issues relating to geographic regions,
Indian tribes, organizations representing Native Hawaiians, and
the health and well-being of Native Americans;
``(II) that not less than one member is an Alaskan Native;
and
``(III) that not less than one member is a Native Hawaiian.
``(iv) No member of the Committee shall be an officer or employee
of the Federal Government.
``(v)(I) Each member of the Committee--
``(aa) subject to subclause (II), shall be appointed to a
3-year term; and
``(bb) may be reappointed to not more than 3 consecutive
terms.
``(II) The first 3 appointments by the Assistant Secretary under
clause (i)(I) shall be for a 2-year term.
``(III) Any vacancy in the Committee shall be filled in the same
manner as the original appointment not more than 90 days after the date
on which the position becomes vacant.
``(D)(i) The Committee shall meet in person not less than twice
each year.
``(ii) Not fewer than 1 representative from the Office for American
Indian, Alaskan Native, and Native Hawaiian Programs shall be present
at each meeting of the Committee.
``(iii) Any representatives from the Office for American Indian,
Alaskan Native, and Native Hawaiian Programs shall be nonvoting
representatives at meetings of the Committee.
``(E) The Committee shall--
``(i) identify evolving issues of relevance to Native
Americans relating to programs of the Administration under this
Act;
``(ii) communicate to the Assistant Secretary the issues
identified under clause (i);
``(iii) submit to the Assistant Secretary recommendations
for, and solutions to--
``(I) the issues identified under clause (i);
``(II) issues relating to this Act involving Native
Americans raised at the Tribal, regional, or national
level; and
``(III) issues relating to any Tribal consultation
carried out by the Administration under this Act;
``(iv) discuss issues and proposals for changes to the
regulations, policies, and procedures of the Administration
under this Act that impact Native Americans;
``(v) identify priorities and provide advice on appropriate
strategies for Tribal consultation on issues under this Act at
the Tribal, regional, or national level regarding the
Administration;
``(vi) ensure that pertinent issues of the Administration
under this Act are brought to the attention of an Indian tribe
and organization representing Native Hawaiians in a timely
manner so that timely feedback from an Indian tribe and
organization representing Native Hawaiians can be obtained;
``(vii) identify and propose solutions to any
interdepartmental barrier between the Administration and other
Federal agencies; and
``(viii) coordinate with the Secretary of Labor, the
Administrator of the Centers for Medicare & Medicaid Services,
and the Director of the Indian Health Service on relevant
issues.
``(F)(i) Not less frequently than once each year, the Committee
shall submit to the Assistant Secretary and the relevant committees of
Congress a report that describes--
``(I) the activities of the Committee during the previous
year; and
``(II) recommendations for legislative or administrative
action for the following year.
``(ii) Not more than 45 days after the date on which the Assistant
Secretary receives a report under clause (i), the Assistant Secretary
shall submit a written response to that report to--
``(I) the Committee; and
``(II) the relevant committees of Congress.
``(G) Members of the Committee shall be compensated at a rate equal
to the daily equivalent of the annual rate of basic pay prescribed for
level IV of the Executive Schedule under section 5315 of title 5,
United States Code, for each day (including travel time) during which
the member is engaged in the performance of the duties of the
Committee.
``(H) Chapter 10 of title 5, United States Code, shall not apply to
the Committee.''.
SEC. 3. SUPPORTING SERVICES FOR HEALTHY AGING AND INDEPENDENCE.
Section 636(b)(2) of the Older Americans Act of 1965 (42 U.S.C.
3057k-21(b)(2)) is amended by striking ``in-home assistance'' and
inserting ``in-home assistance (including for the modification of homes
that is necessary to facilitate the ability of older individuals to
remain at home)''.
SEC. 4. FUNDING SET ASIDE.
Section 644 of the Older Americans Act of 1965 (42 U.S.C. 3057o) is
amended--
(1) by striking ``not more than''; and
(2) in paragraphs (1) and (2), by striking ``2019'' and
inserting ``2024''.
SEC. 5. TECHNICAL ASSISTANCE AND TRAINING PROGRAMS.
Section 201(c)(3)(H) of the Older Americans Act of 1965 (42 U.S.C.
3011(c)(3)(H)) is amended to read as follows:
``(H) develop and provide technical assistance and training
programs to grantees under title VI, which technical assistance
and training programs--
``(i) shall ensure adequate organizational capacity
to deliver the services under such title; and
``(ii) may include topics such as program
management, data development and use, basic business
skills, grant development, program and service
innovations, and staff training and certification;''.
SEC. 6. REPORTS.
(a) Assistant Secretary for Aging.--
(1) In general.--Not later than 180 days after the date of
enactment of this Act, the Assistant Secretary for Aging shall
submit to the committees described in paragraph (2), and make
publicly available, a report that--
(A) evaluates the feasibility of modeling the
Native American Caregiver Support Program under part C
of title VI of the Older Americans Act of 1965 (42
U.S.C. 3057k-11 et seq.) on the program of
comprehensive assistance for family caregivers of
eligible veterans under section 1720G(a) of title 38,
United States Code;
(B) evaluates the level of need for in-home
services that include accessible home modifications for
older individuals who are Native Americans, including
the need for provisions under the Older Americans Act
of 1965 to prioritize accessible home modifications as
in-home services for such older individuals; and
(C) evaluates and identifies barriers to Indian
tribes accessing programs under title VI of the Older
Americans Act of 1965, and coordination between
programs funded under title III of such Act and
programs funded under title VI of such Act, including
by--
(i) assessing the impacts of population-
based formulas and tribal service population
requirements on program participation;
(ii) identifying the number of Indians
unserved by programs under such title VI;
(iii) identifying the States making grants
to Indian tribes under title III of such Act;
and
(iv) providing estimates of funding
necessary to support programs under title VI of
such Act for all tribal organizations not
eligible under such title as in effect on the
date of enactment of this Act.
(2) Committees of congress.--The committees described in
this paragraph are--
(A) the Committee on Health, Education, Labor, and
Pensions of the Senate;
(B) the Committee on Education and the Workforce of
the House of Representatives;
(C) the Committee on Indian Affairs of the Senate;
and
(D) the Subcommittee on Indian and Insular Affairs
of the Committee on Natural Resources of the House of
Representatives.
(b) Secretary of Labor.--Not later than 180 days after the date of
enactment of this Act, the Secretary of Labor shall submit a report to
Congress on how recipients of funding under title V of the Older
Americans Act of 1965 (42 U.S.C. 3056 et seq.) are serving older
individuals who are Native Americans with such funding.
<all>
| usgpo | 2024-06-24T00:12:44.320066 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4273is/htm"
} |
BILLS-118s4272is | Shirley Chisholm Statue Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4272 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4272
To direct the Joint Committee of Congress on the Library to obtain a
statue of Shirley Chisholm for placement in the United States Capitol.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Mr. Warnock (for himself, Ms. Butler, Ms. Klobuchar, Ms. Warren, Ms.
Hirono, Mr. Sanders, Mr. Durbin, Ms. Smith, Mrs. Murray, Ms. Stabenow,
Mr. Casey, Mr. Padilla, Mr. Van Hollen, Ms. Cortez Masto, and Ms.
Collins) introduced the following bill; which was read twice and
referred to the Committee on Rules and Administration
_______________________________________________________________________
A BILL
To direct the Joint Committee of Congress on the Library to obtain a
statue of Shirley Chisholm for placement in the United States Capitol.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Shirley Chisholm Statue Act''.
SEC. 2. PLACEMENT OF STATUE OF SHIRLEY CHISHOLM IN UNITED STATES
CAPITOL.
(a) Obtaining Statue.--Not later than 2 years after the date of
enactment of this Act, the Joint Committee of Congress on the Library
shall enter into an agreement to obtain a statue of Shirley Chisholm,
under such terms and conditions as the Joint Committee considers
appropriate consistent with applicable law. The Joint Committee may
authorize the Architect of the Capitol to enter into the agreement and
related contracts required under this subsection on its behalf, under
such terms and conditions as the Joint Committee may require.
(b) Placement.--The Joint Committee of Congress on the Library
shall place the statue obtained under subsection (a) in a permanent
public location in the United States Capitol.
(c) Authorization of Appropriations.--There are authorized to be
appropriated such sums as may be necessary to carry out this Act, and
any amounts so appropriated shall remain available until expended.
<all>
| usgpo | 2024-06-24T00:12:44.371467 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4272is/htm"
} |
BILLS-118hr8322ih | Study Abroad Act | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8322 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8322
To revoke visas of certain aliens for rioting or unlawful protests, and
for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Mr. Ogles (for himself, Mr. Duncan, Mr. Weber of Texas, Mr. Tiffany,
and Mr. Rosendale) introduced the following bill; which was referred to
the Committee on the Judiciary
_______________________________________________________________________
A BILL
To revoke visas of certain aliens for rioting or unlawful protests, and
for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Study Abroad Act''.
SEC. 2. REVOCATION OF VISAS.
The Secretary of State shall revoke the F, J, or M visa of any
alien who has been arrested for rioting or unlawful protest or who has
been arrested while establishing, participating in, or promoting an
encampment on the campus of an institution of higher education on or
since October 7, 2023.
<all>
| usgpo | 2024-06-24T00:12:44.608422 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8322ih/htm"
} |
BILLS-118hr7989eh | ThinkDIFFERENTLY About Disability Employment Act | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 7989 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 7989
_______________________________________________________________________
AN ACT
To provide for a memorandum of understanding between the Small Business
Administration and the National Council on Disability to increase
employment opportunities for individuals with disabilities, and for
other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``ThinkDIFFERENTLY About Disability
Employment Act''.
SEC. 2. MEMORANDUM OF UNDERSTANDING TO INCREASE EMPLOYMENT
OPPORTUNITIES FOR INDIVIDUALS WITH DISABILITIES.
(a) In General.--The Administrator of the Small Business
Administration, in consultation with the Chair of the National Council
on Disability, shall--
(1) provide assistance to individuals with disabilities who
desire to become entrepreneurs or to be self-employed;
(2) help individuals with disabilities find employment at
small business concerns (as defined under section 3 of the
Small Business Act (15 U.S.C. 632));
(3) assist small business concerns with hiring individuals
with disabilities and with accessibility issues applicable to
individuals with disabilities.
(b) Memorandum of Understanding or Agreement.--The Administrator,
in consultation with the Chair, shall carry out and coordinate the
activities described in subsection (a) by entering into one or more
memoranda of understanding or other appropriate agreements.
(c) Outreach and Education.--In carrying out the activities
described in subsection (a), the Administrator, in consultation with
the Chair, shall conduct outreach and education about such activities.
(d) Report.--Not later than two years after the date of the
enactment of this Act, the Administrator, in consultation with the
Chair, shall submit to Congress a report on activities carried out
pursuant to any memorandum or agreement described in subsection (b)
that includes the following:
(1) A description of how the Administrator, in consultation
with the Chair, carried out such activities.
(2) An analysis of opportunities to expand the technical
capabilities of the Small Business Administration in carrying
out such activities.
(3) A description of achievements under any such memorandum
or agreement.
(4) A description of the plans of the Administrator, in
consultation with the Chair, to continue activities to expand
employment opportunities for individuals with disabilities.
SEC. 3. COMPLIANCE WITH CUTGO.
No additional amounts are authorized to be appropriated to carry
out this Act or the amendments made by this Act.
Passed the House of Representatives June 11, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 7989
_______________________________________________________________________
AN ACT
To provide for a memorandum of understanding between the Small Business
Administration and the National Council on Disability to increase
employment opportunities for individuals with disabilities, and for
other purposes.
| usgpo | 2024-06-24T00:12:44.620481 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr7989eh/htm"
} |
BILLS-118sres713ats | Designating May 2024 as ALS Awareness Month. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 713 Agreed to Senate (ATS)]
<DOC>
118th CONGRESS
2d Session
S. RES. 713
Designating May 2024 as ``ALS Awareness Month''.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 23, 2024
Mr. Coons (for himself, Mr. Braun, Mr. Durbin, Ms. Klobuchar, Mr.
Merkley, Mr. Whitehouse, Ms. Murkowski, and Mr. Cotton) submitted the
following resolution; which was referred to the Committee on the
Judiciary
June 11, 2024
Committee discharged; considered and agreed to
_______________________________________________________________________
RESOLUTION
Designating May 2024 as ``ALS Awareness Month''.
Whereas amyotrophic lateral sclerosis (referred to in this preamble as ``ALS'')
is a progressive neurodegenerative disease that affects nerve cells in
the brain and the spinal cord;
Whereas the life expectancy for an individual with ALS is between 2 and 5 years
after the date on which the individual receives an ALS diagnosis;
Whereas ALS occurs throughout the world with no racial, ethnic, gender, or
socioeconomic boundaries;
Whereas ALS may affect any individual in any location;
Whereas the cause of ALS is unknown in up to 90 percent of cases;
Whereas approximately 10 percent of ALS cases have a strong known genetic
driver;
Whereas, on average, the period between the date on which an individual first
experiences symptoms of ALS and the date on which the individual is
diagnosed with ALS is more than 1 year;
Whereas the onset of ALS often involves muscle weakness or stiffness, and the
progression of ALS results in the further weakening, wasting, and
paralysis of--
(1) the muscles of the limbs and trunk; and
(2) the muscles that control vital functions, such as speech,
swallowing, and breathing;
Whereas ALS can strike individuals of any age, but it predominantly strikes
adults;
Whereas it is estimated that tens of thousands of individuals in the United
States have ALS at any given time;
Whereas, based on studies of the population of the United States, more than
5,000 individuals in the United States are diagnosed with ALS each year,
and approximately 15 individuals in the United States are diagnosed with
ALS each day;
Whereas every 90 minutes someone dies from ALS in the United States;
Whereas the majority of individuals with ALS die of respiratory failure;
Whereas, in the United States, military veterans are more likely to be diagnosed
with ALS than individuals with no history of military service;
Whereas, as of the date of introduction of this resolution, there is no cure for
ALS;
Whereas the spouses, children, and family members of individuals living with ALS
provide support to those individuals with love, day-to-day care, and
more; and
Whereas an individual with ALS, and the caregivers of such individual, can be
required to bear significant costs for medical care, equipment, and home
care services for the individual as the disease progresses: Now,
therefore, be it
Resolved, That the Senate--
(1) designates May 2024 as ``ALS Awareness Month'';
(2) affirms the dedication of the Senate to--
(A) ensuring individuals with amyotrophic lateral
sclerosis (referred to in this resolution as ``ALS'')
have access to effective treatments as soon as
possible;
(B) identifying risk factors and causes of ALS to
prevent new cases;
(C) empowering individuals with ALS to engage with
the world in the way they want;
(D) acknowledging the physical, emotional, and
financial burdens of living with ALS; and
(E) ensuring all individuals with ALS and their
caregivers receive high-quality services and supports
that benefit them; and
(3) commends the dedication of the family members, friends,
organizations, volunteers, researchers, and caregivers across
the United States who are working to improve the quality and
length of life of ALS patients and develop treatments and cures
that reach patients as soon as possible.
<all>
| usgpo | 2024-06-24T00:12:44.692390 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118sres713ats/htm"
} |
BILLS-118hr8318ih | Tribal Tax and Investment Reform Act of 2024 | 2024-05-08T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8318 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8318
To amend the Internal Revenue Code of 1986 to treat Indian Tribal
Governments in the same manner as State governments for certain Federal
tax purposes, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 8, 2024
Ms. Moore of Wisconsin (for herself, Mr. Schweikert, Mr. Kildee, Mr.
Kelly of Pennsylvania, Ms. DelBene, Mr. Cole, Mr. Kilmer, and Mr.
Moolenaar) introduced the following bill; which was referred to the
Committee on Ways and Means, and in addition to the Committee on
Education and the Workforce, for a period to be subsequently determined
by the Speaker, in each case for consideration of such provisions as
fall within the jurisdiction of the committee concerned
_______________________________________________________________________
A BILL
To amend the Internal Revenue Code of 1986 to treat Indian Tribal
Governments in the same manner as State governments for certain Federal
tax purposes, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE; TABLE OF CONTENTS.
(a) Short Title.--This Act may be cited as the ``Tribal Tax and
Investment Reform Act of 2024''.
(b) Table of Contents.--The table of contents of this Act is as
follows:
Sec. 1. Short title; table of contents.
Sec. 2. Findings.
Sec. 3. Treatment of Indian tribes as States with respect to excise
taxes and bond issuance.
Sec. 4. Treatment of pension and employee benefit plans maintained by
Tribal Governments.
Sec. 5. Treatment of Tribal foundations and charities like charities
funded and controlled by other governmental
funders and sponsors.
Sec. 6. Improving effectiveness of Tribal child support enforcement
agencies.
Sec. 7. Recognizing Indian tribal governments for purposes of
determining under the adoption credit
whether a child has special needs.
Sec. 8. New markets tax credit for tribal area investments.
Sec. 9. Inclusion of Indian areas as difficult development areas for
purposes of certain buildings.
Sec. 10. Tribal general welfare and trust programs clarification.
Sec. 11. Indian employment tax credit.
Sec. 12. Exclusion from gross income for payments under Indian health
service loan repayment program.
Sec. 13. Exclusion of certain amounts received under Indian Health
Professions Scholarships Program.
SEC. 2. FINDINGS.
The Congress finds the following:
(1) There is a unique Federal legal and political
relationship between the United States and Indian Tribes.
(2) Indian Tribes have the responsibility and authority to
provide governmental programs and services to Tribal citizens,
develop Tribal economies, and build community infrastructure to
ensure that Indian reservation lands serve as livable,
permanent homes.
(3) The United States Constitution, United States Federal
Court decisions, Executive orders, and numerous other Federal
laws and regulations recognize that Indian Tribes are
governments, retaining the inherent authority to tax and
operate as other governments, including (inter alia) financing
projects with government bonds and maintaining eligibility for
general tax exemptions via their government status.
(4) Codifying tax parity with respect to Tribal Governments
is consistent with Federal treaties recognizing the sovereignty
of Tribal Governments.
(5) That Indian Tribes face historic disadvantages in
accessing the underlying capital to build the necessary
infrastructure for job creation, and that certain statutory
restrictions on Tribal governance further inhibit Tribes'
ability to develop strong governance and economies.
(6) Indian Tribes are sometimes excluded from the Internal
Revenue Code of 1986 in key provisions which results in unfair
tax treatment for Tribal citizens or unequal enforcement
authority for Tribal enforcement agencies.
(7) Congress is vested with the authority to regulate
commerce with Indian Tribes, and hereby exercises that
authority in a manner which furthers Tribal self-governance,
and in doing so, further affirms the United States government-
to-government relationship with Indian Tribes.
SEC. 3. TREATMENT OF INDIAN TRIBES AS STATES WITH RESPECT TO EXCISE
TAXES AND BOND ISSUANCE.
(a) Repeal of Essential Governmental Function Requirements.--
Section 7871 of the Internal Revenue Code of 1986 is amended by
striking subsections (b) and (e) and redesignating subsections (c),
(d), and (f) as subsections (b), (c), and (d), respectively.
(b) Special Rules for Tax-Exempt Bonds.--Subsection (b) of section
7871 of such Code, as redesignated by subsection (a), is amended to
read as follows:
``(b) Special Rules for Tax-Exempt Bonds.--
``(1) In general.--In applying section 146 to bonds issued
by Indian Tribal Governments, the Secretary shall annually--
``(A) establish a national bond volume cap based on
the greater of--
``(i) the amount determined under section
146(d)(1)(A), determined by substituting `the
national Tribal population estimates supplied
annually by the Secretary of the Interior, as
measured by the total number of enrolled Tribal
citizens of each tribe'for `State population',
and
``(ii) the minimum State ceiling amount in
section 146(d)(1)(B) (as adjusted in accordance
with the cost of living provision in section
146(d)(2)), and
``(B) under regulations prescribed by the
Secretary, allocate such national bond volume cap among
all Indian Tribal Governments seeking such an
allocation in a particular year.
``(2) Application of geographic restriction.--In the case
of national bond volume cap allocated under paragraph (1),
section 146(k)(1) shall not apply to the extent that such cap
is used with respect to financing for a facility located on
qualified Indian lands.
``(3) Restriction on financing of certain gaming
facilities.--No portion of proceeds from an obligation issued
by an Indian Tribal Government (or subdivision thereof) under
section 103 may be used with respect to the financing of any
portion of a building in which class II or class III gaming (as
defined in section 4 of the Indian Gaming Regulatory Act (25
U.S.C. 2703)) is conducted or housed or any property actually
used in the conduct of such gaming.
``(4) Definitions and special rules.--For purposes of this
subsection--
``(A) Indian tribal government.--The term `Indian
Tribal Government' means the recognized governing body
of any Indian or Alaska Native tribe, band, nation,
pueblo, village, community, component band, or
component reservation, individually identified
(including parenthetically) pursuant to section 104 of
the Federally Recognized Indian Tribe List Act of 1994
(25 U.S.C. 5131).
``(B) Intertribal consortia, etc.--Under
regulations prescribed by the Secretary, an Indian
Tribal Government (or a partnership of Indian Tribal
Governments) may authorize an intertribal consortium,
an organization, or an Alaska Native regional or
village corporation, as defined in, or established
pursuant to, the Alaska Native Claims Settlement Act,
to plan for, coordinate or otherwise administer
services, finances, functions, or activities on its
behalf under this subsection, except that the
authorized entity shall have the rights and
responsibilities of the authorizing Indian Tribal
Government (or Indian Tribal Governments) only to the
extent provided in the authorizing resolution.
``(C) Qualified indian lands.--The term `qualified
Indian lands' means--
``(i) Indian lands within the meaning of
section 29(j)(8) of the Stevenson-Wydler
Technology Innovation Act of 1980 (15 U.S.C.
3722b(j)(8)),
``(ii) land held in fee simple by an Indian
Tribal Government,
``(iii) land held by incorporated Native
groups, regional corporations, and village
corporations under the provisions of the Alaska
Native Claims Settlement Act (43 U.S.C. 1601 et
seq.),
``(iv) Hawaiian Home Lands (as defined in
section 801 of the Native American Housing
Assistance and Self-Determination Act of 1996
(25 U.S.C. 4221), and
``(v) under regulations prescribed by the
Secretary, lands where the facility is to be
placed in service in connection with--
``(I) the active conduct of a trade
or business by an Indian Tribe on,
contiguous to, within reasonable
proximity of, or with a substantial
connection to lands described in clause
(i), (ii), (iii), or (iv), or
``(II) infrastructure (including
roads, power lines, water systems,
railroad spurs, and communication
facilities) serving lands described in
clause (i), (ii), (iii), or (iv).''.
(c) Conforming Amendments.--
(1) Section 7871(a) of such Code is amended--
(A) in paragraph (2) by striking ``subject to
subsection (b),'', and
(B) in paragraph (4) by striking ``subsection (c)''
and inserting ``subsection (b)''.
(2) Subparagraph (B) of section 45(c)(9) of such Code is
amended to read as follows:
``(B) Indian tribe.--For purposes of this
paragraph, the term `Indian Tribe' means any Indian
Tribe, band, nation, or other organized group or
community which is recognized as eligible for the
special programs and services provided by the United
States to Indians because of their status as
Indians.''.
(d) Effective Date.--
(1) Tax-exempt bonds.--The amendments made by this section
shall apply to obligations issued in calendar years beginning
after the date of the enactment of this Act.
(2) Excise taxes.--The amendments made by this section with
respect to any excise tax referred to in section 7871(a)(2) of
such Code shall take effect on and after the first day of the
first calendar quarter beginning more than 60 days after the
date of the enactment of this Act.
SEC. 4. TREATMENT OF PENSION AND EMPLOYEE BENEFIT PLANS MAINTAINED BY
TRIBAL GOVERNMENTS.
(a) Amendments to the Internal Revenue Code of 1986.--
(1) Qualified public safety employee.--Section 72(t)(10)(B)
of the Internal Revenue Code of 1986 (defining qualified public
safety employee) is amended by--
(A) striking ``or political subdivision of a
State'' and inserting ``, political subdivision of a
State, or Indian tribal government''; and
(B) striking ``such State or political
subdivision'' and inserting ``such State, political
subdivision, or Indian tribal government''.
(2) Governmental plan.--The last sentence of section 414(d)
of such Code (defining governmental plan) is amended to read as
follows: ``The term `governmental plan' includes a plan
established or maintained for its employees by an Indian tribal
government, an agency, instrumentality, or subdivision of an
Indian tribal government, or an entity established under
Federal, State, or Tribal law which is wholly owned or
controlled by any of the foregoing.''.
(3) Exempt governmental deferred compensation plan.--
Section 3121(v)(3) of such Code (defining governmental deferred
compensation plan) is amended by inserting ``by an Indian
tribal government, an agency, instrumentality, or subdivision
of an Indian tribal government, or an entity established under
Federal, State, or Tribal law which is wholly owned or
controlled by any of the foregoing,'' after ``political
subdivision thereof,''.
(4) Grandfather of certain deferred compensation plans.--
Section 457 of such Code is amended by adding at the end the
following new subsection:
``(h) Certain Tribal Government Plans Grandfathered.--Plans
established before the date of enactment of this subsection and
maintained by an Indian tribal government, an agency, instrumentality,
or subdivision of an Indian tribal government, or an entity established
under Federal, State, or Tribal law which is wholly owned or controlled
by any of the foregoing, in compliance with subsection (b) shall be
treated as if established by an eligible employer under subsection
(e)(1)(A). Such plans may be maintained in compliance with section 457
or may be converted to or merged into a section 401(k) cash or deferred
arrangement maintained by such government, agency, instrumentality,
subdivision, or entity.''.
(5) Long-term, part-time workers.--Section 401(k)(15)(C) of
such Code is amended to read as follows:
``(C) Application of standards to certain employees
and plans.--The provisions of paragraph (2)(D)(ii)
shall not apply to--
``(i) employees described in section
410(b)(3), and
``(ii) a governmental plan within the
meaning of section 414(d)).''.
(b) Enforcement Moratorium Related to Pension Protection Act of
2006.--
(1) In general.--No Indian tribal government, an agency,
instrumentality, or subdivision of an Indian tribal government,
or an entity established under Federal, State, or Tribal law
which is wholly owned or controlled by any of the foregoing,
shall be subject to a Federal agency enforcement action based
on changes under the Internal Revenue Code of 1986 or Employee
Retirement Income and Security Act of 1974 enacted under the
Pension Protection Act of 2006, for any periods prior to the
publication of agency regulations thereunder.
(2) Indian tribal government.--For purposes of this
subsection, the term ``Indian tribal government'' has the
meaning given such term in section 7701(a)(40) of the Internal
Revenue Code of 1986.
(3) Regulatory guidance.--The Secretary shall work with the
Tribal Advisory Committee established pursuant to section 3 of
the Tribal General Welfare Exclusion Act of 2014, and in
consultation with Indian tribal governments and relevant
governmental agencies, to develop regulatory guidance under
this section.
(c) Uniform Protections and Fiduciary Standards for Tribal Plans.--
(1) In general.--Chapter 77 of such Code is amended by
adding at the end the following:
``SEC. 7531. UNIFORM PROTECTIONS AND FIDUCIARY STANDARDS FOR TRIBAL
PENSION PLANS.
``(a) In General.--A Tribal pension plan shall be subject to the
uniform protections and fiduciary standards for Tribal pension plans.
``(b) Personal Liability.--
``(1) In general.--Any person who is a fiduciary with
respect to a Tribal pension plan who breaches any of the
responsibilities, obligations, or duties imposed upon
fiduciaries by the uniform protection and fiduciary standards
for Tribal pension plans, shall be personally liable to make
good to such plan any losses to the plan resulting from each
such breach, and to restore to such plan any profits of such
fiduciary which have been made through use of assets of the
plan by the fiduciary, and shall be subject to such other
equitable or remedial relief as the court may deem appropriate,
including removal of such fiduciary.
``(2) No liability for prior breach.--No fiduciary shall be
liable with respect to a breach of fiduciary duty under this
section if such breach was committed before the fiduciary
became a fiduciary or after the fiduciary ceased to be a
fiduciary.
``(c) Nondiscrimination.--
``(1) No interference with protected rights.--It shall be
unlawful for any person to discharge, fine, suspend, expel,
discipline, or discriminate against a participant or
beneficiary for exercising any right to which the participant
or beneficiary is entitled under the provisions of a Tribal
pension plan or under the uniform protection and fiduciary
standards for Tribal pension plans, or for the purpose of
interfering with the attainment of any right to which such
participant or beneficiary may become entitled under such plan
or the uniform protection and fiduciary standards for Tribal
pension plans.
``(2) Nondiscrimination.--Contributions or benefits
provided under a Tribal pension plan shall not discriminate in
favor of highly compensated employees (within the meaning of
section 414(q)).
``(d) Definitions and Special Rules.--For purposes of this
section--
``(1) Tribal pension plan.--The term `Tribal pension plan'
means any qualified employer retirement plan (as defined in
section 72(d)(1)(G)) which--
``(A) is a governmental plan (as defined in section
414(d)),
``(B) has at least 500 active participants, and
``(C) is established or maintained for the
employees of an Indian tribal government, an agency,
instrumentality, or subdivision of an Indian tribal
government, or an entity established under Federal,
State, or Tribal law which is wholly owned or
controlled by any of the foregoing.
``(2) Uniform protection and fiduciary standards for tribal
pension plans.--The term `uniform protections and fiduciary
standards for Tribal pension plans' means that in connection
with a fiduciary's duties with respect to a Tribal pension plan
the fiduciary shall discharge those duties--
``(A) solely in the interest of the participants
and beneficiaries,
``(B) for the exclusive purpose of providing
benefits to participants and beneficiaries,
``(C) to defray reasonable expenses of
administering the plan,
``(D) with the care, skill, prudence, and diligence
under the circumstances then prevailing that a prudent
person acting in a like capacity and familiar with such
matters would use in the conduct of an enterprise of a
like character and with like aims,
``(E) by diversifying the investments of the plan
so as to minimize the risk of large losses, unless
under the circumstances it is clearly prudent not to do
so, and
``(F) in accordance with the documents and
instruments governing the plan insofar as such
documents and instruments are consistent with the
requirements of the preceding subparagraphs.
``(3) Control over assets by participant or beneficiary.--
In the case of a Tribal pension plan which provides for
individual accounts and permits a participant or beneficiary to
exercise control over the assets in their account, if a
participant or beneficiary exercises control over the assets in
their account--
``(A) such participant or beneficiary shall not be
deemed to be a fiduciary by reason of such exercise,
and
``(B) no person who is otherwise a fiduciary shall
be liable under this section for any loss, or by reason
of any breach, which results from such participant's or
beneficiary's exercise of control.
``(e) Notice Requirements.--The plan administrator for any Tribal
pension plan shall cause to be furnished to each participant covered
under the plan a summary plan description. The summary plan description
and any notice of material modifications shall be provided or made
available to participants within a reasonable period following the
effective date of a participant's coverage or the effective date of
material changes to the plan, as applicable. The summary plan
description shall--
``(1) be written in a manner calculated to be understood by
the average plan participant,
``(2) be sufficiently accurate and comprehensive to
reasonably apprise such participants and beneficiaries of their
rights and obligations under the plan, and
``(3) specify any material modification in the terms to the
plan made after the previous summary plan description.
``(f) Persons Empowered To Bring a Civil Action.--In the case of a
Tribal pension plan, a civil action may be brought--
``(1) by a participant or beneficiary to recover benefits
due under the terms of the plan, to enforce rights under the
terms of the plan, or to clarify rights to future benefits
under the terms of the plan;
``(2) by a participant, beneficiary, or fiduciary for
relief for any loss for which a fiduciary is personally liable
under this section; and
``(3) by a participant, beneficiary, or fiduciary--
``(A) to enjoin any act or practice which violates
any provision of the uniform protection and protections
and fiduciary standards for Tribal pension plans, or
``(B) to obtain other appropriate equitable
relief--
``(i) to redress such violations, or
``(ii) to enforce any provisions of the
uniform protections and fiduciary standards for
Tribal pension plans or the terms of the plan.
``(g) Status of Tribal Pension Plan as Entity.--A Tribal pension
plan may sue or be sued under this section as an entity. Service of
summons, subpoena, or other legal process of a court upon a trustee or
an administrator of a Tribal pension plan in such capacity shall
constitute service upon the Tribal pension plan. Any money judgment
under this section against a Tribal pension plan shall be enforceable
only against the plan as an entity and shall not be enforceable against
any other person or entity.
``(h) Jurisdiction.--Enforcement actions related to the uniform
protections and fiduciary standards for Tribal pension plans shall be
in the applicable Tribal court unless the Indian tribal government has
opted to limit Tribal court jurisdiction for such actions in favor of
Federal court enforcement. In the absence of an established Tribal
court, or for Indian tribal governments who have elected to limit their
Tribal court's jurisdiction to exclude claims for enforcing the uniform
protections and fiduciary standards for Tribal pension plans, a
participant or beneficiary may seek enforcement in the district court
of the United States for the district where the plan has its principal
office, or in the United States District for the District of Columbia.
When applicable, the district courts of the United States shall have
jurisdiction without respect to the amount in controversy or the
citizenship of the parties.
``(i) Attorney's Fees and Costs.--The court, in its discretion, may
allow an award of reasonable attorney's fees and costs to a
participant, beneficiary, or fiduciary who prevails in an action to
enforce the uniform protections and fiduciary standards for Tribal
pension plans.
``(j) Coordination With Other Tribal Laws and Protections.--Nothing
in this section shall preempt or otherwise prevent an Indian Tribe from
adopting additional laws and protections not inconsistent with this
section.
``(k) Regulations.--The Secretary shall work with the Tribal
Advisory Committee established pursuant to section 3 of the Tribal
General Welfare Exclusion Act of 2014, and in consultation with Indian
tribal governments and relevant governmental agencies, to develop
regulatory guidance under this section, as well as the enforcement of
such standards.''.
(2) Clerical amendment.--The table of sections for chapter
77 of such Code is amended by adding at the end the following
new item:
``Sec. 7531. Uniform protections and fiduciary standards for Tribal
pension plans.''.
(d) Conforming Amendment.--The last sentence of section 3(32) of
the Employee Retirement Income Security Act of 1974 (29 U.S.C.
1002(32)) is amended to read as follows: ``The term `governmental plan'
includes a plan established or maintained for its employees by an
Indian tribal government, an agency, instrumentality, or subdivision of
an Indian tribal government, or an entity established under Federal,
State, or Tribal law which is wholly owned or controlled by any of the
foregoing.''.
(e) Effective Date.--The amendments made by this section shall
apply to years beginning after the date of the enactment of this Act.
(f) Transition Provisions.--The Secretary of the Treasury (or the
Secretary's delegate) shall, in consultation with the Tribal Advisory
Committee established under section 3 of the Tribal General Welfare
Exclusion Act of 2014 (26 U.S.C. 139E note), and in consultation with
Indian tribal governments, develop guidance on the transition of plans
to meet requirements added or changed by the amendments made by this
section, including publication of transition relief if appropriate. The
Secretary of the Treasury (or the Secretary's delegate) is authorized
to extend deadlines imposed by the Internal Revenue Code of 1986 to
reflect any such transition relief (and to coordinate such transition
relief with relevant governmental agencies) as well as time for plan
sponsors to adopt amendments and implement required changes.
SEC. 5. TREATMENT OF TRIBAL FOUNDATIONS AND CHARITIES LIKE CHARITIES
FUNDED AND CONTROLLED BY OTHER GOVERNMENTAL FUNDERS AND
SPONSORS.
(a) In General.--Section 170(b)(1)(A) of the Internal Revenue Code
of 1986 is amended by adding at the end the following: ``For purposes
of clause (vi), the term `governmental unit' includes an Indian tribal
government, an agency, instrumentality, or subdivision of an Indian
tribal government, or an entity established under Federal, State, or
Tribal law which is wholly owned or controlled by any of the
foregoing.''.
(b) Certain Supporting Organizations.--Section 509(a) of such Code
is amended by adding at the end the following: ``For purposes of
paragraph (3), an organization described in paragraph (2) shall be
deemed to include an Indian tribal government, an agency,
instrumentality, or subdivision of an Indian tribal government, or an
entity established under Federal, State, or Tribal law which is wholly
owned or controlled by any of the foregoing .''.
(c) Effective Date.--The amendments made by this section shall
apply to taxable years beginning after the date of the enactment of
this Act.
SEC. 6. IMPROVING EFFECTIVENESS OF TRIBAL CHILD SUPPORT ENFORCEMENT
AGENCIES.
(a) Amendment to the Social Security Act.--Section 464 of the
Social Security Act (42 U.S.C. 664) is amended by adding at the end the
following:
``(d) Applicability to Indian Tribes and Tribal Organizations
Eligible for a Grant Under This Part.--This section, except for the
requirement to distribute amounts in accordance with section 457, shall
apply to an Indian Tribe or Tribal organization eligible for a grant
under section 455(f) in the same manner in which this section applies
to a State with a plan approved under this part.''.
(b) Amendment to the Internal Revenue Code.--Subsection (c) of
section 6402 of the Internal Revenue Code of 1986 is amended by adding
at the end the following: ``For purposes of this subsection, any
reference to a State shall include a reference to any Indian Tribe or
Tribal organization described in section 464(d) of the Social Security
Act.''.
SEC. 7. RECOGNIZING INDIAN TRIBAL GOVERNMENTS FOR PURPOSES OF
DETERMINING UNDER THE ADOPTION CREDIT WHETHER A CHILD HAS
SPECIAL NEEDS.
(a) In General.--Section 23(d)(3) of the Internal Revenue Code of
1986 (defining child with special needs) is amended--
(1) in subparagraph (A), by inserting ``or Indian tribal
government'' after ``a State''; and
(2) in subparagraph (B), by inserting ``or Indian tribal
government'' after ``such State''.
(b) Effective Date.--The amendments made by this section shall
apply to taxable years beginning after the date of the enactment of
this Act.
SEC. 8. NEW MARKETS TAX CREDIT FOR TRIBAL AREA INVESTMENTS.
(a) Additional Allocations for Tribal Area.--
(1) In general.--Section 45D(f) of the Internal Revenue
Code of 1986 is amended by adding at the end the following new
paragraph:
``(4) Additional allocations for tribal area investments.--
``(A) In general.--In the case of each calendar
year after 2024, there is (in addition to any
limitation under any other paragraph of this
subsection) a new markets tribal area tax credit
limitation of $175,000,000 which shall be allocated by
the Secretary as provided in paragraph (2) except--
``(i) that such allocation shall only be
allocated with respect to qualified tribal area
investments, and
``(ii) in addition to the priorities
described in paragraph (2), the Secretary may
give priority to any entity with a record of
having successfully provided capital or
technical assistance in tribal statistical
areas.
``(B) Carryover of unused new markets tribal area
tax credit limitation.--
``(i) In general.--If the new markets
tribal area tax credit limitation under
subparagraph (A) for any calendar year exceeds
the amount of such limitation allocated by the
Secretary for such calendar year, such
limitation for the succeeding calendar year
shall be increased by the amount of such
excess.
``(ii) Limitation on carryover.--No amount
of new markets tribal area tax credit
limitation may be carried under clause (i) past
the 5th calendar year following the calendar
year in which such amount of new markets tribal
area tax credit limitation arose.
``(iii) Transfer of expired new markets
tribal area tax credit limitation to general
limitation.--In the case of any amount of new
markets tribal area tax credit limitation which
would (but for clause (ii)) be carried under
clause (i) to the 6th calendar year following
the calendar year in which such amount of new
markets tribal area credit limitation arose,
the new market tax credit limitation under
paragraph (1) for such 6th calendar year shall
be increased by the amount of such new markets
tribal area tax credit limitation.
``(C) Allocations restricted to qualified tribal
area investments.--In the case of any new markets
tribal area tax credit limitation--
``(i) subsection (b)(1)(B) shall be applied
by substituting `qualified tribal area
investments' for `qualified low-income
community investments', and
``(ii) subsections (b)(2) and (g)(3)(B)
shall be applied separately with respect to
such limitation.
``(D) Qualified tribal area investments.--For
purposes of this paragraph, the term `qualified tribal
area investment' means--
``(i) any capital or equity investment in,
or loan to, any qualified active tribal
community business,
``(ii) the purchase from another community
development entity of any loan made by such
entity which is a qualified tribal area
investment,
``(iii) financial counseling and other
services specified in regulations prescribed by
the Secretary to businesses located in, and
residents of, tribal statistical areas, and
``(iv) any equity investment in, or loan
to, any qualified community development entity
if substantially all of the proceeds of such
investment or loan are used by such qualified
community development entity to make qualified
tribal area investments.
``(E) Qualified active tribal community business.--
For purposes of this paragraph--
``(i) In general.--The term `qualified
active tribal community business' has the
meaning which would be given the term
`qualified active low-income community
business' under subsection (d)(2) if `tribal
statistical area' were substituted for `low-
income community' each place it appears
therein.
``(ii) Inclusion of certain qualified
active low-income community businesses which
serve tribal areas.--The term `qualified active
tribal community business' includes any
qualified active low-income community business
which--
``(I) provides good or services to
a significant population of Tribal,
Alaska Native village, or Native
Hawaiian community members, who are
residents of a tribal statistical area,
and
``(II) obtains a written statement
from one or more relevant Indian tribal
governments (as defined in section
7871(b)(4)(A)) (or, in the case of
Native Hawaiian community members, the
Department of Hawaiian Home Lands, as
defined in section 801 of the Native
American Housing Assistance and Self-
Determination Act of 1996 (25 U.S.C.
4221)) that documents the eligibility
of such qualified active low-income
community business with respect to the
requirement of subclause (I).
``(F) Tribal statistical area.-- For purposes of
this paragraph, the term `tribal statistical area'
means any low-income community which is located in any
area determined by the Secretary, after consultation
with the Bureau of the Census, as a Tribal Census
Tract, Oklahoma Tribal Statistical Area, Tribal-
Designated Statistical Area, Alaska Native Village
Statistical Area, or Hawaiian Home Lands.''.
(2) Effective date.--The amendment made by this subsection
shall apply to new markets tribal area tax credit limitation
determined for calendar years after December 31, 2024.
(b) Educational and Technical Assistance Related to Qualified
Tribal Area Investments.--Section 45D of such Code is amended by
redesignating subsection (i) as subsection (j) and by inserting after
subsection (h) the following new subsection:
``(i) Education and Technical Assistance Related to Investments
With Respect to Tribal Statistical Areas.--Not later than 180 days
after the date of the enactment of this paragraph, the Secretary, after
consultation with the Office of Tribal and Native Affairs, the
Community Development Financial Institutions Fund, and other
appropriate Federal agencies, shall establish a program to provide
educational and technical assistance to qualified community development
entities with respect to--
``(1) applications for, and the appropriate use of--
``(A) new markets tribal area tax credit
limitation, and
``(B) new markets tax credit limitation with
respect to investments with respect to tribal
statistical areas, and
``(2) in the case of any qualified community development
entity which has been allocated limitation described in
subparagraph (A) or (B) of paragraph (1), technical issues
specifically associated with investments with respect to tribal
statistical areas.''.
SEC. 9. INCLUSION OF INDIAN AREAS AS DIFFICULT DEVELOPMENT AREAS FOR
PURPOSES OF CERTAIN BUILDINGS.
(a) In General.--Subclause (I) of section 42(d)(5)(B)(iii) of the
Internal Revenue Code of 1986 is amended by inserting before the period
the following: ``, and any Indian area''.
(b) Indian Area.--Clause (iii) of section 42(d)(5)(B) of such Code
is amended by redesignating subclause (II) as subclause (IV) and by
inserting after subclause (I) the following new subclauses:
``(II) Indian area.--For purposes
of subclause (I), the term `Indian
area' means any Indian area (as defined
in section 4(11) of the Native American
Housing Assistance and Self
Determination Act of 1996 (25 U.S.C.
4103(11))).
``(III) Special rule for buildings
in indian areas.--In the case of an
area which is a difficult development
area solely because it is an Indian
area, a building shall not be treated
as located in such area unless such
building is assisted or financed under
the Native American Housing Assistance
and Self Determination Act of 1996 (25
U.S.C. 4101 et seq.) or the project
sponsor is an Indian Tribe (as defined
in section 45A(c)(6)), a tribally
designated housing entity (as defined
in section 4(22) of such Act (25 U.S.C.
4103(22))), or wholly owned or
controlled by such an Indian Tribe or
tribally designated housing entity.''.
(c) Effective Date.--The amendments made by this section shall
apply to buildings placed in service after December 31, 2024.
SEC. 10. TRIBAL GENERAL WELFARE AND TRUST PROGRAMS CLARIFICATION.
(a) In General.--Section 1612(b) of the Social Security Act (42
U.S.C. 1382a(b)) is amended by striking ``; and'' at the end of
paragraph (25), by striking the period at the end of paragraph (26) and
inserting ``; and'', and by adding at the end the following new
paragraph:
``(27) any Indian general welfare benefit (as defined in
section 139E of the Internal Revenue Code of 1986).''.
(b) Exclusion From Resources.--Section 1613(a) of the Social
Security Act (42 U.S.C. 1382b(a)) is amended by striking ``; and'' at
the end of paragraph (16) and by inserting after paragraph (17) the
following new paragraphs:
``(18) for the 9-month period beginning after the month in
which received, any Indian general welfare benefit (within the
meaning of section 139E of the Internal Revenue Code of 1986);
and
``(19) any grantor trust established by an Indian tribe for
the benefit of Indians and for which the Indian tribe is the
grantor (within the meaning of subpart E of part 1 of
subchapter J of chapter 1 of the Internal Revenue Code of
1986).''.
SEC. 11. INDIAN EMPLOYMENT TAX CREDIT.
(a) Extension.--Section 45A of the Internal Revenue Code of 1986 is
amended by striking subsection (f).
(b) Modification of Determination of Amount of Credit.--Paragraph
(2) of section 45A(a) of such Code is amended to read as follows:
``(2) the quotient of--
``(A) the sum of the qualified wages and qualified
employee health insurance costs which were paid or
incurred by the employer (or any predecessor) during
the two most recent calendar years ending before the
beginning of such taxable year, divided by
``(B) 2.''.
(c) Increased Limitation.--Section 45A(b)(3) of such Code is
amended by striking ``$20,000'' and inserting ``$30,000''.
(d) Effective Date.--The amendments made by this section shall
apply to taxable years beginning after December 31, 2024.
SEC. 12. EXCLUSION FROM GROSS INCOME FOR PAYMENTS UNDER INDIAN HEALTH
SERVICE LOAN REPAYMENT PROGRAM.
(a) In General.--Paragraph (4) of section 108(f) of the Internal
Revenue Code of 1986 is amended by inserting ``under section 108 of the
Indian Health Care Improvement Act,'' after ``338I of such Act,''.
(b) Clerical Amendment.--The heading for section 108(f)(4) of such
Code is amended by inserting ``, indian health service loan repayment
program,'' before ``and certain''.
(c) Effective Date.--The amendments made by this section shall
apply to payments made after the date of the enactment of this Act.
SEC. 13. EXCLUSION OF CERTAIN AMOUNTS RECEIVED UNDER INDIAN HEALTH
PROFESSIONS SCHOLARSHIPS PROGRAM.
(a) In General.--Paragraph (2) of section 117(c) of the Internal
Revenue Code of 1986 is amended by striking ``or'' at the end of
subparagraph (B), by striking the period at the end of subparagraph (C)
and inserting ``, or'', and by adding at the end the following new
subparagraph:
``(D) the Indian Health Professions Scholarships
Program under section 104 of the Indian Health Care
Improvement Act.''.
(b) Effective Date.--The amendment made by subsection (a) shall
apply to amounts received in taxable years beginning after December 31,
2024.
<all>
| usgpo | 2024-06-24T00:12:44.771885 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8318ih/htm"
} |
BILLS-118sres695ats | Expressing support for the designation of May 2024 as Motorcycle Safety Awareness Month. | 2024-05-16T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 695 Agreed to Senate (ATS)]
<DOC>
118th CONGRESS
2d Session
S. RES. 695
Expressing support for the designation of May 2024 as ``Motorcycle
Safety Awareness Month''.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 16, 2024
Mr. Peters (for himself and Ms. Ernst) submitted the following
resolution; which was considered and agreed to
_______________________________________________________________________
RESOLUTION
Expressing support for the designation of May 2024 as ``Motorcycle
Safety Awareness Month''.
Whereas, according to the Motorcycle Industry Council, motorcycling is a great
tradition enjoyed by an estimated 30,000,000 individuals annually in the
United States, representing approximately 9 percent of the population;
Whereas motorcycles are a valuable component of the transportation mix;
Whereas motorcycles are fuel-efficient and decrease congestion while having
little impact on the transportation infrastructure of the United States;
Whereas the motorcycling community promotes rider safety education, licensing,
and motorcycle awareness;
Whereas the motorcycling community is committed to decreasing motorcycle crashes
through training and safety education, personal responsibility, and
increased public awareness;
Whereas, according to the Motorcycle Industry Council, approximately 87 percent
of motorcycles are operated on highways in conjunction with other
vehicles;
Whereas motorcyclist fatalities occur more frequently than passenger vehicle
motorist fatalities;
Whereas motorcycle awareness is beneficial to all road users and will help
decrease motorcycle crashes; and
Whereas the National Highway Traffic Safety Administration promotes Motorcycle
Safety Awareness Month to encourage riders to be properly licensed,
receive training, and wear personal protective equipment, and to remind
all riders and motorists to always share the road: Now, therefore, be it
Resolved, That the Senate--
(1) supports the designation of May 2024 as ``Motorcycle
Safety Awareness Month'';
(2) recognizes the contribution of motorcycles to the
transportation mix;
(3) encourages motorcycle awareness by all road users;
(4) recognizes that motorcyclists have a right to the road
and that all motorists should safely share the roadways;
(5) encourages rider safety education, training, and proper
gear for safe motorcycle operation; and
(6) supports the goals of Motorcycle Safety Awareness
Month.
<all>
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BILLS-118sres694is | Expressing support for the designation of May 2024 as Renewable Fuels Month to recognize the important role that renewable fuels play in reducing carbon impacts, lowering fuel prices for consumers, supporting rural communities, and lessening reliance on foreign adversaries. | 2024-05-16T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. Res. 694 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. RES. 694
Expressing support for the designation of May 2024 as ``Renewable Fuels
Month'' to recognize the important role that renewable fuels play in
reducing carbon impacts, lowering fuel prices for consumers, supporting
rural communities, and lessening reliance on foreign adversaries.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 16, 2024
Mr. Ricketts (for himself, Mr. Brown, Ms. Duckworth, Mr. Marshall, Mr.
Thune, Ms. Ernst, Ms. Klobuchar, Mr. Moran, Ms. Smith, Mr. Grassley,
Mrs. Fischer, and Mr. Rounds) submitted the following resolution; which
was referred to the Committee on Energy and Natural Resources
_______________________________________________________________________
RESOLUTION
Expressing support for the designation of May 2024 as ``Renewable Fuels
Month'' to recognize the important role that renewable fuels play in
reducing carbon impacts, lowering fuel prices for consumers, supporting
rural communities, and lessening reliance on foreign adversaries.
Whereas the United States is the largest producer of biofuels in the world,
which contributes to the domestic economy, creates jobs, and reduces
greenhouse gas emissions;
Whereas ethanol is a renewable fuel made of biomass from plant materials;
Whereas, in 2023, more than 72,463 jobs in the United States were directly
associated with the ethanol industry, with an additional 322,000
indirect and induced jobs supported across all sectors of the economy;
Whereas the ethanol industry created $32,500,000,000 in household income and
contributed more than $54,200,000,000 to the gross domestic product of
the United States;
Whereas ethanol and feed co-product production provide a valuable market for
United States corn, as a typical dry mill ethanol plant adds nearly $2
of additional value to every bushel of corn processed;
Whereas ethanol use reduces greenhouse gas emissions by between 44 and 52
percent compared to gasoline, and, by displacing hydrocarbon substances
like aromatics in gasoline, ethanol also helps reduce emissions of air
toxins, particulate matter, carbon monoxide, nitrous oxides, and exhaust
hydrocarbons;
Whereas, in 2023, ethanol played a vital role in bolstering the energy
independence of the United States by supplementing nearly 525,000,000
barrels of crude oil;
Whereas \1/3\ of every bushel processed by an ethanol plant is used to make
distillers grains, one of the most efficient animal feeds available;
Whereas biodiesel is a drop-in replacement for petroleum-based diesel fuel that
is produced from renewable resources such as recycled cooking oil,
soybean oil, distillers corn oil, canola oil, and animal fats;
Whereas renewable diesel is an advanced biofuel, made from the same feedstocks
as biodiesel, that reduces greenhouse gas emissions, while meeting the
same standard specification for diesel fuels as petroleum-based diesel;
Whereas producing a total of 6,000,000,000 gallons of biodiesel and renewable
diesel would support 187,000 full-time equivalent jobs, with more than
$8,800,000,000 in wages and $61,600,000,000 in total economic impact;
Whereas biodiesel and renewable diesel can be used in existing diesel engines
without modification and are available throughout the United States;
Whereas advanced biofuels like biodiesel and renewable diesel reduce greenhouse
gas emissions by at least 50 percent compared to petroleum-based diesel;
Whereas biodiesel emits up to 80 percent less particulate matter than petroleum-
based diesel, improving air quality and health outcomes;
Whereas the production of biodiesel and renewable diesel adds to the total
domestic fuel supply, reducing the price of all diesel fuel at the pump;
Whereas, without the renewable fuel standard helping to drive production of
biodiesel and renewable diesel, the value of soybeans grown by farmers
in the United States would decrease by 8 percent;
Whereas sustainable aviation fuel is made from renewable biomass and waste
resources and can deliver the performance of petroleum-based jet fuel;
and
Whereas sustainable aviation fuel can be blended with conventional jet fuel and
the use of sustainable or blended aviation fuel requires no
infrastructure or equipment changes: Now, therefore, be it
Resolved, That the Senate--
(1) supports the designation of May 2024 as ``Renewable
Fuels Month''; and
(2) recognizes--
(A) the important role renewable fuels play in
reducing the carbon impact of the United States;
(B) the ability of renewable fuels to lower fuel
prices for consumers;
(C) the support to rural communities that renewable
fuel industries provide; and
(D) the opportunity that the production of
renewable fuels provides to lessen the reliance of the
United States on foreign adversaries.
<all>
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DCPD-2024NOMINATIONS | Nominations Submitted to the Senate | 2024-06-07T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 14, 2024
The following list does not include promotions of members of the Uniformed Services, nominations to the Service Academies, or nominations of Foreign Service Officers.
Submitted January 8
Seth Robert Aframe,
of New Hampshire, to be United States Circuit Judge for the First Circuit, vice Jeffrey R. Howard, retired.
Irving W. Bailey II,
of Florida, to be a Member of the Board of Directors of the United States International Development Finance Corporation for a term of three years. (Reappointment)
Amy M. Baggio,
of Oregon, to be United States District Judge for the District of Oregon, vice Marco A. Hernandez, retiring.
Jacqueline Becerra,
of Florida, to be United States District Judge for the Southern District of Florida, vice Marcia G. Cooke, retired.
Nicole G. Berner,
of Maryland, to be United States Circuit Judge for the Fourth Circuit, vice Diana Gribbon Motz, retired.
Ron Borzekowski,
of Maryland, to be Director, Office of Financial Research, Department of the Treasury, for a term of six years, vice Dino Falaschetti.
Carol Moseley Braun,
of Illinois, to be a Member of the Board of Directors of the African Development Foundation for a term expiring September 22, 2029, vice Iqbal Paroo, term expired.
Cristal C. Brisco,
of Indiana, to be United States District Judge for the Northern District of Indiana, vice Theresa Lazar Springmann, retired.
Derek H. Chollet,
of Nebraska, to be Under Secretary of Defense for Policy, vice Colin Hackett Kahl, resigned.
Melissa Griffin Dalton,
of Virginia, to be Under Secretary of the Air Force, vice Gina Maria Ortiz Jones.
Melissa Damian,
of Florida, to be United States District Judge for the Southern District of Florida, vice Ursula Namcusi Ungaro, retired.
Hampton Y. Dellinger,
of North Carolina, to be Special Counsel, Office of Special Counsel, for the term of five years, vice Henry Kerner, term expired.
Jennifer D. Gavito,
of Colorado, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the State of Libya.
Rebecca Lee Haffajee,
of Massachusetts, to be an Assistant Secretary of Health and Human Services, vice Richard G. Frank.
Cathy Ann Harris,
of Maryland, to be Chairman of the Merit Systems Protection Board, vice Susan Tsui Grundmann.
Jon M. Holladay,
of Virginia, to be Chief Financial Officer, Department of Agriculture, vice Jon M. Holladay.
Mustafa Taher Kasubhai,
of Oregon, to be United States District Judge for the District of Oregon, vice Ann L. Aiken, retired.
Ronald T. Keohane,
of New York, to be an Assistant Secretary of Defense, vice James N. Stewart.
Henry J. Kerner,
of Virginia, to be a Member of the Merit Systems Protection Board for the term of seven years expiring March 1, 2030, vice Tristan Lynn Leavitt, term expired.
Edward Sunyol Kiel,
of New Jersey, to be United States District Judge for the District of New Jersey, vice Kevin McNulty, retiring.
Colleen Duffy Kiko,
of North Dakota, to be a Member of the Federal Labor Relations Authority for a term of five years expiring July 29, 2027. (Reappointment)
Joshua Paul Kolar,
of Indiana, to be United States Circuit Judge for the Seventh Circuit, vice Michael S. Kanne, deceased.
Joseph Albert Laroski, Jr.,
of Maryland, to be a Judge of the United States Court of International Trade, vice Timothy C. Stanceu, retired.
Eumi K. Lee,
of California, to be United States District Judge for the Northern District of California, vice William H. Orrick, III, retired.
David Seymour Leibowitz,
of Florida, to be United States District Judge for the Southern District of Florida, vice Federico A. Moreno, retired.
Gretchen S. Lund,
of Indiana, to be United States District Judge for the Northern District of Indiana, vice Jon E. DeGuilio, retired.
Adeel Abdullah Mangi,
of New Jersey, to be United States Circuit Judge for the Third Circuit, vice Joseph A. Greenaway, Jr., retired.
Ramona Villagomez Manglona,
of the Northern Mariana Islands, to be Judge for the District Court for the Northern Mariana Islands for a term of ten years. (Reappointment)
Vivek Hallegere Murthy,
of Florida, to be Representative of the United States on the Executive Board of the World Health Organization, vice Brett P. Giroir.
Jeff Rezmovic,
of Maryland, to be Chief Financial Officer, Department of Homeland Security, vice Troy D. Edgar.
Deborah Robinson,
of New Jersey, to be Intellectual Property Enforcement Coordinator, Executive Office of the President, vice Vishal J. Amin.
Marjorie A. Rollinson,
of Virginia, to be Chief Counsel for the Internal Revenue Service and an Assistant General Counsel in the Department of the Treasury, vice Michael J. Desmond.
Sarah French Russell,
of Connecticut, to be United States District Judge for the District of Connecticut, vice Sarah A.L. Merriam, elevated.
Dorothy Camille Shea,
of North Carolina, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Representative of the United States of America to the Sessions of the General Assembly of the United Nations, during her tenure of service as Deputy Representative of the United States of America to the United Nations.
Dorothy Camille Shea,
of North Carolina, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be the Deputy Representative of the United States of America to the United Nations, with the rank and status of Ambassador Extraordinary and Plenipotentiary and the Deputy Representative of the United States of America in the Security Council of the United Nations.
Kirk Edward Sherriff,
of California, to be United States District Judge for the Eastern District of California, vice Ana Isabel de Alba, elevated.
Elizabeth Shortino,
of the District of Columbia, to be United States Executive Director of the International Monetary Fund for a term of two years, vice Margrethe Lundsager, resigned.
Vanesa Soledad Simon,
of Delaware, to be a Member of the National Council on the Arts for a term expiring September 3, 2024, vice Ranee Ramaswamy, term expired.
Vanesa Soledad Simon,
of Delaware, to be a Member of the National Council on the Arts for a term expiring September 3, 2030. (Reappointment)
Julie Simone Sneed,
of Florida, to be United States District Judge for the Middle District of Florida, vice Roy Bale Dalton, Jr., retired.
Julie A. Su,
of California, to be Secretary of Labor, vice Martin Joseph Walsh.
Suzanne Elizabeth Summerlin,
of Florida, to be General Counsel of the Federal Labor Relations Authority for a term of five years, vice Julia Akins Clark, term expired.
Lisa W. Wang,
of the District of Columbia, to be a Judge of the United States Court of International Trade, vice Leo Maury Gordon, retired.
Richard L.A. Weiner,
of the District of Columbia, to be United States Director of the European Bank for Reconstruction and Development, vice J. Steven Dowd.
Erik John Woodhouse,
of Virginia, to be Head of the Office of Sanctions Coordination, with the rank of Ambassador.
Janet Louise Yellen,
of California, to be United States Governor of the Inter-American Development Bank for a term of five years; United States Governor of the International Bank for Reconstruction and Development for a term of five years; and United States Governor of the International Monetary Fund for a term of five years, vice Steven T. Mnuchin.
Janet Louise Yellen,
of California, to be United States Governor of the European Bank for Reconstruction and Development, vice Steven T. Mnuchin.
Submitted January 10
Ann Marie Mclff Allen,
of Utah, to be United States District Judge for the District of Utah, vice David Nuffer, retired.
Susan M. Bazis,
of Nebraska, to be United States District Judge for the District of Nebraska, vice John M. Gerrard, retired.
Ernest Gonzalez,
of Texas, to be United States District Judge for the Western District of Texas, vice Frank Montalvo, retired.
Robin Michelle Meriweather,
of Virginia, to be a Judge of the United States Court of Federal Claims for a term of fifteen years, vice Patricia E. Campbell-Smith, retired.
Kelly Harrison Rankin,
of Wyoming, to be United States District Judge for the District of Wyoming, vice Nancy D. Freudenthal, retired.
Leon Schydlower,
of Texas, to be United States District Judge for the Western District of Texas, vice Philip R. Martinez, deceased.
Submitted January 11
Jennifer M. Adams,
of Virginia, a Career Member of the Senior Foreign Service, Class of Career Minister, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Cabo Verde.
Joseph R. Adams,
of West Virginia, to be United States Marshal for the Northern District of West Virginia for the term of four years, vice J. C. Raffety, term expired.
B. Bix Aliu,
of Virginia, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to Montenegro.
David O. Barnett, Jr.,
of New Mexico, to be United States Marshal for the District of New Mexico for the term of four years, vice Sonya K. Chavez, term expired.
Dale L. Bell,
of Mississippi, to be United States Marshal for the Southern District of Mississippi for the term of four years, vice Mark B. Shepherd.
Claria Horn Boom,
of Kentucky, to be a Member of the United States Sentencing Commission for a term expiring October 31, 2029. (Reappointment)
Tanya Monique Jones Bosier,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice Gerald Fisher, retired.
Arthur W. Brown,
of Pennsylvania, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Ecuador.
Nelson W. Cunningham,
of the District of Columbia, to be a Deputy United States Trade Representative (Western Hemisphere, Europe, the Middle East, Labor, and Environment), with the rank of Ambassador, vice Jayme Ray White.
Robert William Forden,
of California, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Kingdom of Cambodia.
Clinton J. Fuchs,
of Maryland, to be United States Marshal for the District of Maryland for the term of four years, vice Johnny Lewis Hughes, term expired.
John Gleeson,
of New York, to be a Member of the United States Sentencing Commission for a term expiring October 31, 2029. (Reappointment)
Johnny C. Gogo,
of California, to be United States Attorney for the District of Guam and concurrently United States Attorney for the District of the Northern Mariana Islands for the term of four years, vice Alicia Anne Garrido Limtiaco, term expired.
Gary D. Grimes, Sr.,
of Arkansas, to be United States Marshal for the Western District of Arkansas for the term of four years, vice Gregory Scott Tabor, resigned.
James R. Ives,
of Virginia, to be Inspector General, Department of the Treasury, vice Eric M. Thorson.
David J. Kostelancik,
of Illinois, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Albania.
David L. Lemmon, II,
of West Virginia, to be United States Marshal for the Southern District of West Virginia for the term of four years, vice Michael T. Baylous, term expired.
Stuart Alan Levey,
of Maryland, to be a Member of the Board of Directors of the Millennium Challenge Corporation for a term of three years, vice Michael O. Johanns, term expired.
Joshua S. Levy,
of Massachusetts, to be United States Attorney for the District of Massachusetts for the term of four years, vice Rachael S. Rollins, resigned.
Rebecca C. Lutzko,
of Ohio, to be United States Attorney for the Northern District of Ohio for the term of four years, vice Justin E. Herdman, resigned.
Leonardo Martinez-Diaz,
of Maryland, to be United States Executive Director of the International Bank for Reconstruction and Development for a term of two years, vice Adriana Debora Kugler, resigned.
Moshe Z. Marvit,
of Pennsylvania, to be a Member of the Federal Mine Safety and Health Review Commission for a term of six years expiring August 30, 2028, vice Arthur R. Traynor III, term expired.
Richard Mills, Jr.,
of Georgia, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Federal Republic of Nigeria.
Roy W. Minter, Jr.,
of Georgia, to be United States Marshal for the Southern District of Georgia for the term of four years, vice David L. Lyons, term expired.
Danny Lam Hoan Nguyen,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice Fern Flanagan Saddler, retired.
Adrienne Jennings Noti,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice Frederick Howard Weisberg, retired.
Kenechukwu Onyemaechi Okocha,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice William Ward Nooter, retired.
Katherine E. Oler,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice John M. Campbell, retired.
April M. Perry,
of Illinois, to be United States Attorney for the Northern District of Illinois for the term of four years, vice John R. Lausch, Jr., resigned.
Lisa Peterson,
of Virginia, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Burundi.
Judith E. Pipe,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice Michael L. Rankin, retired.
Michael Purnell,
of Mississippi, to be United States Marshal for the Northern District of Mississippi for the term of four years, vice Daniel R. McKittrick, term expired.
Stephen H Ravas,
of Maryland, to be Inspector General, Corporation for National and Community Service, vice Deborah J. Jeffrey, resigned.
Richard H. Riley IV,
of California, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Federal Republic of Somalia.
Elizabeth Rood,
of Pennsylvania, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to Turkmenistan.
Michael Sfraga,
of Alaska, to be Ambassador at Large for Arctic Affairs.
Stephanie Sanders Sullivan,
of Maryland, a Career Member of the Senior Foreign Service, Class of Career Minister, to be Representative of the United States of America to the African Union, with the rank and status of Ambassador Extraordinary and Plenipotentiary.
Margaret L. Taylor,
of Maryland, to be Legal Adviser of the Department of State, vice Jennifer Gillian Newstead, resigned.
Mark Toner,
of Pennsylvania, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Liberia.
Pamela M. Tremont,
of Virginia, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Zimbabwe.
Anne Marie Wagner,
of Virginia, to be a Member of the Federal Labor Relations Authority for a term of five years expiring July 1, 2024, vice Ernest W. Dubester, term expired.
Anne Marie Wagner,
of Virginia, to be a Member of the Federal Labor Relations Authority for a term of five years expiring July 1, 2029. (Reappointment)
Charles J. Willoughby, Jr.,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice William M. Jackson, retired.
Submitted January 25
Patrick John Fuchs,
of Wisconsin, to be a Member of the Surface Transportation Board for a term expiring January 14, 2029. (Reappointment)
Tracey Ann Jacobson,
of Virginia, a Career Member of the Senior Foreign Service, Class of Career Minister, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Iraq.
Almo J. Carter,
of the District of Columbia, to be a Commissioner of the United States Parole Commission for a term of six years, vice J. Patricia Wilson Smoot, term expired.
Liliana Ayalde,
of Florida, to be a Member of the Board of Directors of the Inter-American Foundation for a term expiring June 26, 2026, vice Juan Carlos Iturregui, term expired.
Marcela Escobari,
of Massachusetts, to be a Member of the Board of Directors of the Inter-American Foundation for a term expiring September 20, 2026, vice Adolfo A. Franco, term expired.
Julio Guity-Guevara,
of Maryland, to be a Member of the Board of Directors of the Inter-American Foundation for a term expiring October 6, 2028, vice Eduardo Arriola, term expired.
Maria Fabiana Jorge,
of the District of Columbia, to be a Member of the Board of Directors of the Inter-American Foundation for a term expiring September 20, 2028, vice Hector E. Morales, term expired.
Brian A. Nichols,
of Rhode Island, to be a Member of the Board of Directors of the Inter-American Foundation for a term expiring September 20, 2024, vice J. Kelly Ryan, term expired.
Samuel E. Lathem,
of Delaware, to be a Director of the Amtrak Board of Directors for a term of five years, vice Albert DiClemente, term expired.
John W. Leslie, Jr.,
of Connecticut, to be a Member of the Board of Directors of the African Development Foundation for a term expiring September 22, 2025. (Reappointment)
Monde Muyangwa,
of Maryland, to be a Member of the Board of Directors of the African Development Foundation for a term expiring September 22, 2027, vice Linda I. Etim, term expired.
Patrice J. Robinson,
of Tennessee, to be a Member of the Board of Directors of the Tennessee Valley Authority for a term expiring May 18, 2028, vice William B. Kilbride, term expired.
Submitted February 3
Amir H. Ali,
of the District of Columbia, to be United States District Judge for the District of Columbia, vice Beryl Alaine Howell, retiring.
Melissa R. DuBose,
of Rhode Island, to be United States District Judge for the District of Rhode Island, vice William E. Smith, retiring.
Sunil R. Harjani,
of Illinois, to be United States District Judge for the Northern District of Illinois, vice Thomas M. Durkin, retired.
Robert J. White,
of Michigan, to be United States District Judge for the Eastern District of Michigan, vice Paul D. Borman, retired.
Jasmine Hyejung Yoon,
of Virginia, to be United States District Judge for the Western District of Virginia, vice Michael Francis Urbanski, retiring.
Rebecca Suzanne Kanter,
of California, to be United States District Judge for the Southern District of California, vice William Q. Hayes, retired.
Rose E. Jenkins,
of the District of Columbia, to be a Judge of the United States Tax Court for a term of fifteen years, vice Elizabeth Crewson Paris, term expired.
Adam B. Landy,
of South Carolina, to be a Judge of the United States Tax Court for a term of fifteen years, vice David Gustafson, term expired.
Kashi Way,
of Maryland, to be a Judge of the United States Tax Court for a term of fifteen years, vice Mark Van Dyke Holmes, term expired.
Submitted February 7
Ernest Gonzalez,
of Texas, to be United States District Judge for the Western District of Texas, vice Philip R. Martinez, deceased.
Leon Schydlower,
of Texas, to be United States District Judge for the Western District of Texas, vice Frank Montalvo, retired.
Withdrawn February 7
Leon Schydlower,
of Texas, to be United States District Judge for the Western District of Texas, vice Philip R. Martinez, deceased, which was sent to the Senate on January 10, 2024.
Ernest Gonzalez,
of Texas, to be United States District Judge for the Western District of Texas, vice Frank Montalvo, retired, which was sent to the Senate on January 10, 2024.
Submitted February 8
Sarah Elizabeth Baker,
of Virginia, to be General Counsel of the Department of Transportation, vice John Edward Putnam.
Emily Edenshaw,
of Alaska, to be a Member of the National Council on the Humanities for a term expiring January 26, 2028, vice Dorothy Kosinski, term expired.
Margaret Mary FitzPatrick,
of the District of Columbia, to be a Member of the National Council on the Humanities for a term expiring January 26, 2030, vice Katherine H. Tachau, term expired.
Deborah Willis,
of New York, to be a Member of the National Council on the Humanities for a term expiring January 26, 2028, vice Constance M. Carroll, term expired.
Sanket Jayshukh Bulsara,
of New York, to be United States District Judge for the Eastern District of New York, vice Joan Marie Azrack, retiring.
Dena M. Coggins,
of California, to be United States District Judge for the Eastern District of California, vice Kimberly J. Mueller, retiring.
John E. Richardson,
of Alabama, to be United States Marshal for the Middle District of Alabama for the term of four years, vice Jesse Seroyer, Jr., term expired.
Eric C. Schulte,
of South Dakota, to be United States District Judge for the District of South Dakota, vice Karen E. Schreier, retiring.
Camela C. Theeler,
of South Dakota, to be United States District Judge for the District of South Dakota, vice Jeffrey L. Viken, retired.
Submitted February 27
Georgia N. Alexakis,
of Illinois, to be United States District Judge for the Northern District of Illinois, vice Rebecca R. Pallmeyer, retiring.
Matthew L. Gannon,
of Iowa, to be United States Attorney for the Northern District of Iowa for the term of four years, vice Peter E. Deegan, Jr., resigned.
Krissa M. Lanham,
of Arizona, to be United States District Judge for the District of Arizona, vice Douglas L. Rayes, retiring.
Nancy L. Maldonado,
of Illinois, to be United States Circuit Judge for the Seventh Circuit, vice Ilana Diamond Rovner, retiring.
Angela M. Martinez,
of Arizona, to be United States District Judge for the District of Arizona, vice James Alan Soto, retiring.
Sparkle L. Sooknanan,
of the District of Columbia, to be United States District Judge for the District of Columbia, vice Florence
Y. Pan, elevated.
David C. Waterman,
of Iowa, to be United States Attorney for the Southern District of Iowa for the term of four years, vice Marc Krickbaum, resigned.
Submitted February 29
Dana Lynn Banks,
of Pennsylvania, to be United States Director of the African Development Bank for a term of five years, vice Oren E. Whyche-Shaw.
Judy W. Chang,
of Massachusetts, to be a Member of the Federal Energy Regulatory Commission for a term expiring June 30, 2029, vice Allison Clements, term expiring.
Mary E. Daschbach,
of Rhode Island, a Career Member of the Senior Foreign Service, Class of Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Togolese Republic.
Troy Fitrell,
of Virginia, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Seychelles.
Joshua M. Harris,
of Maryland, a Career Member of the Senior Foreign Service, Class of Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the People's Democratic Republic of Algeria.
Elizabeth K. Horst,
of Minnesota, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Democratic Socialist Republic of Sri Lanka.
David Rosner,
of Massachusetts, to be a Member of the Federal Energy Regulatory Commission for a term expiring June 30, 2027, vice Richard Glick, term expired.
Lindsay S. See,
of West Virginia, to be a Member of the Federal Energy Regulatory Commission for a term expiring June 30, 2028, vice James P. Danly, term expired.
Martin Joseph Walsh,
of Massachusetts, to be a Governor of the United States Postal Service for a term expiring December 8, 2029, vice Donald Lee Moak, term expired.
Submitted March 14
Jennifer L. Homendy,
of Virginia, to be Chairman of the National Transportation Safety Board for a term of three years. (Reappointment)
Jennifer L. Homendy,
of Virginia, to be a Member of the National Transportation Safety Board for a term expiring December 31, 2029. (Reappointment)
Kelly Adams-Smith,
of New Jersey, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Moldova.
Peter W. Lord,
of Florida, a Career Member of the Senior Foreign Service, Class of Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Senegal, and to serve concurrently and without additional compensation as Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Guinea-Bissau.
Jeremey Neitzke,
of Illinois, a Career Member of the Senior Foreign Service, Class of Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Kingdom of Lesotho.
Submitted March 21
Rahkel Bouchet,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice Robert E. Morin, retired.
Christopher T. Hanson,
of Michigan, to be a Member of the Nuclear Regulatory Commission for the term of five years expiring June 30, 2029. (Reappointment)
Brian Edward Murphy,
of Massachusetts, to be United States District Judge for the District of Massachusetts, vice Patti B. Saris, retiring.
Rebecca L. Pennell,
of Washington, to be United States District Judge for the Eastern District of Washington, vice Salvador Mendoza, Jr., elevated.
Kevin Gafford Ritz,
of Tennessee, to be United States Circuit Judge for the Sixth Circuit, vice Julia Smith Gibbons, retiring.
Felix R. Sanchez,
of the District of Columbia, to be a Member of the Board of Directors of the Corporation for Public Broadcasting for a term expiring January 31, 2028, vice Robert A. Mandell, term expired.
Detra Shaw-Wilder,
of Florida, to be United States District Judge for the Southern District of Florida, vice Robert N. Scola, Jr., retired.
Michael Louis Sulmeyer,
of California, to be an Assistant Secretary of Defense. (New Position)
John Cuong Truong,
of the District of Columbia, to be an Associate Judge of the Superior Court of the District of Columbia for the term of fifteen years, vice Wendell P. Gardner, Jr., retired.
Jeannette A. Vargas,
of New York, to be United States District Judge for the Southern District of New York, vice Paul G. Gardephe, retired.
Daryle Williams,
of California, to be a Member of the National Council on the Humanities for a term expiring January 26, 2030, vice Shelly Colleen Lowe, term expired.
Bobby Jack Woods,
of Kentucky, to be United States Marshal for the Eastern District of Kentucky for the term of four years, vice Norman Euell Arflack, term expired.
Submitted April 11
Heather M. Cahoon,
of Montana, to be a Member of the Board of Trustees of the Morris K. Udall and Stewart L. Udall Foundation for a term expiring October 6, 2024, vice Eric Drake Eberhard, term expired.
Heather M. Cahoon,
of Montana, to be a Member of the Board of Trustees of the Morris K. Udall and Stewart L. Udall Foundation for a term expiring October 6, 2030. (Reappointment)
Ann C. Fisher,
of South Dakota, to be a Commissioner of the Postal Regulatory Commission for a term expiring October 14, 2030. (Reappointment)
Amanda S. Jacobsen,
of Washington, a Career Member of the Senior Foreign Service, Class of Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Equatorial Guinea.
Ashley Jay Elizabeth Poling,
of North Carolina, to be a Commissioner of the Postal Regulatory Commission for a term expiring November 22, 2030. (Reappointment)
Shirley Sachi Sagawa,
of Maryland, to be a Member of the Board of Directors of the Corporation for National and Community Service for a term expiring October 6, 2029. (Reappointment)
Christophe Andre Tocco,
of California, a Career Member of the Senior Foreign Service, Class of Career Minister, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Islamic Republic of Mauritania.
Submitted May 2
Ronald L. Batory,
of New Mexico, to be a Director of the Amtrak Board of Directors for a term of five years, vice Christopher R. Beall, term expired.
Elaine Marie Clegg,
of Idaho, to be a Director of the Amtrak Board of Directors for a term of five years, vice Yvonne Brathwaite Burke, term expired.
Abigail L. Dressel,
of Connecticut, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Angola, and to serve concurrently and without additional compensation as Ambassador Extraordinary and Plenipotentiary of the United States of America to the Democratic Republic of Sao Tome and Principe.
Marcus D. Graham,
of Tennessee, to be a Member of the Farm Credit Administration Board, Farm Credit Administration, for a term expiring May 21, 2028, vice Glen R. Smith, term expired.
James Holtsnider,
of Iowa, a Career Member of the Senior Foreign Service, Class of Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Independent State of Samoa.
Matthew Kaplan,
of Maryland, to be Federal Cochairperson of the Great Lakes Authority. (New Position)
Tonya Parran Wilkerson,
of Maryland, to be Under Secretary of Defense for Intelligence and Security, vice Ronald S. Moultrie, resigned.
Submitted May 9
Shannon A. Estenoz,
of Florida, to be Deputy Secretary of the Interior, vice Tommy P. Beaudreau, resigned.
Christopher J. Lamora,
of Rhode Island, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Central African Republic.
David Slayton Meale,
of Virginia, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the People's Republic of Bangladesh.
Jeffrey Samuel Arbeit,
of the District of Columbia, to be a Judge of the United States Tax Court for a term of fifteen years, vice Michael B. Thornton, resigned.
Cathy Fung, of California,
to be a Judge of the United States Tax Court for a term of fifteen years, vice Joseph H. Gale, retired.
Benjamin A. Guider III,
of Louisiana, to be a Judge of the United States Tax Court for a term of fifteen years, vice Richard T. Morrison, term expired.
Submitted May 14
Adam B. Abelson,
of Maryland, to be United States District Judge for the District of Maryland, vice James Kelleher Bredar, retired.
Embry J. Kidd,
of Florida, to be United States Circuit Judge for the Eleventh Circuit, vice Charles R. Wilson, retiring.
Joseph Francis Saporito, Jr.,
of Pennsylvania, to be United States District Judge for the Middle District of Pennsylvania, vice Malachy Edward Mannion, retired.
Meredith A. Vacca,
of New York, to be United States District Judge for the Western District of New York, vice Frank Paul Geraci, Jr., retired.
Submitted May 23
Bethany Pickett Shah,
of Texas, to be a Member of the Board of Directors of the State Justice Institute for a term expiring September 17, 2025, vice John B. Nalbandian, resigned.
Rebeccah L. Heinrichs,
of Ohio, to be a Member of the United States Advisory Commission on Public Diplomacy for a term expiring July 1, 2024, vice Georgette Mosbacher, term expired.
Rebeccah L. Heinrichs,
of Ohio, to be a Member of the United States Advisory Commission on Public Diplomacy for a term expiring July 1, 2027. (Reappointment)
Lauren McGarity McFerran,
of the District of Columbia, to be a Member of the National Labor Relations Board for the term of five years expiring December 16, 2029. (Reappointment)
Joshua L. Ditelberg,
of Illinois, to be a Member of the National Labor Relations Board for the term of five years expiring December 16, 2027, vice John F. Ring, term expired.
William Isaac White,
of West Virginia, to be a Member of the Defense Nuclear Facilities Safety Board for a term expiring October 18, 2028, vice Jessie Hill Roberson, term expired.
Stephanie E. Segal,
of the District of Columbia, to be United States Alternate Executive Director of the International Monetary Fund for a term of two years, vice Sunil Sabharwal, resigned.
Withdrawn May 23
Nelson W. Cunningham,
of the District of Columbia, to be a Deputy United States Trade Representative (Western Hemisphere, Europe, the Middle East, Labor, and Environment), with the rank of Ambassador, vice Jayme Ray White, which was sent to the Senate on January 11, 2024.
Submitted June 4
Karla M. Campbell,
of Tennessee, to be United States Circuit Judge for the Sixth Circuit, vice Jane Branstetter Stranch, retiring.
Catherine Henry,
of Pennsylvania, to be United States District Judge for the Eastern District of Pennsylvania, vice Edward
G. Smith, deceased.
Mary Kay Lanthier,
of Vermont, to be United States District Judge for the District of Vermont, vice Geoffrey W. Crawford, retiring.
Julia M. Lipez,
of Maine, to be United States Circuit Judge for the First Circuit, vice William J. Kayatta, Jr., retiring.
Submitted June 5
Mark G. Eskenazi,
of Virginia, to be a Member of the Occupational Safety and Health Review Commission for a term expiring April 27, 2027, vice James J. Sullivan, Jr., term expired.
Michael G. Heath,
of California, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Malawi.
Kin Moy,
of Maryland, a Career Member of the Senior Foreign Service, Class of Career Minister, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Socialist Republic of Vietnam.
Julie Smith,
of Michigan, to be an Under Secretary of State (Political Affairs), vice Victoria Nuland, resigned.
James Story,
of South Carolina, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Mozambique.
Names: Abelson, Adam B.; Adams, Jennifer M.; Adams, Joseph R.; Adams-Smith, Kelly; Aframe, Seth R.; Alexakis, Georgia N.; Ali, Amir H.; Aliu, B. Bix; Allen, Ann Marie McIff; Arbeit, Jeffrey S.; Ayalde, Liliana; Baggio, Amy M.; Bailey, Irving W., II; Baker, Sarah E.; Banks, Dana L.; Barnett, David O., Jr.; Batory, Ronald L.; Bazis, Susan M.; Becerra, Jacqueline; Bell, Dale L.; Berner, Nicole G.; Boom, Claria Horn; Borzekowski, Ron; Bosier, Tanya M. Jones; Bouchet, Rahkel; Brisco, Cristal C.; Brown, Arthur W.; Bulsara, Sanket Jayshukh; Cahoon, Heather M.; Campbell, Karla M.; Carter, Almo J.; Chang, Judy W.; Chollet, Derek H.; Clegg, Elaine M.; Coggins, Dena M.; Cunningham, Nelson W.; Dalton, Melissa Griffin; Damian, Melissa; Daschbach, Mary E.; Dellinger, Hampton Y.; Ditelberg, Joshua L.; Dressel, Abigail L.; DuBose, Melissa R.; Edenshaw, Emily; Escobari, Marcela; Eskenazi, Mark G.; Estenoz, Shannon A.; Fisher, Ann C.; Fitrell, Troy; FitzPatrick, Margaret M.; Forden, Robert W.; Fuchs, Clinton J.; Fuchs, Patrick J.; Fung, Cathy; Gannon, Matthew L.; Gavito, Jennifer D.; Gleeson, John; Gogo, Johnny C.; Gonzalez, Ernest; Graham, Marcus D.; Grimes, Gary D., Sr.; Guider, Benjamin A., III; Guity- Guevara, Julio; Haffajee, Rebecca Lee; Hanson, Christopher T.; Harjani, Sunil R.; Harris, Cathy A.; Harris, Joshua M.; Heath, Michael G.; Heinrichs, Rebeccah L.; Henry, Catherine; Holladay, Jon M.; Holtsnider, James; Homendy, Jennifer L.; Horst, Elizabeth K.; Ives, James R.; Jacobsen, Amanda S.; Jacobson, Tracey A.; Jenkins, Rose E.; Jorge, Maria Fabiana; Kanter, Rebecca S.; Kaplan, Matthew; Kasubhai, Mustafa T.; Keohane, Ronald T.; Kerner, Henry J.; Kidd, Embry J.; Kiel, Edward S.; Kiko, Colleen Duffy; Kolar, Joshua P.; Kostelancik, David J.; Lamora, Christopher J.; Landy, Adam B.; Lanham, Krissa M.; Lanthier, Mary Kay; Laroski, Joseph A., Jr.; Lathem, Samuel E.; Lee, Eumi K.; Leibowitz, David S.; Lemmon, David L., II; Leslie, John W., Jr.; Levey, Stuart A.; Levy, Joshua S.; Lipez, Julia M.; Lord, Peter W.; Lund, Gretchen S.; Lutzko, Rebecca C.; Maldonado, Nancy L.; Mangi, Adeel A.; Manglona, Ramona Villagomez; Martinez, Angela M.; Martinez-Diaz, Leonardo; Marvit, Moshe Z.; McFerran, Lauren McGarity; Meale, David S.; Meriweather, Robin M.; Mills, Richard, Jr.; Minter, Roy W., Jr.; Moseley Braun, Carol; Moy, Kin; Murphy, Brian E.; Murthy, Vivek H.; Muyangwa, Monde; Neitzke, Jeremey; Nguyen, Danny Lam Hoan; Nichols, Brian A.; Noti, Adrienne Jennings; Okocha, Kenechukwu Onyemaechi; Oler, Katherine E.; Pennell, Rebecca L.; Perry, April M.; Peterson, Lisa; Pipe, Judith E.; Poling, Ashley J.E.; Purnell, Michael; Rankin, Kelly Harrison; Ravas, Stephen H.; Rezmovic, Jeff; Richardson, John E.; Riley, Richard H., IV; Ritz, Kevin G.; Robinson, Deborah; Robinson, Patrice J.; Rollinson, Marjorie A.; Rood, Elizabeth; Rosner, David; Russell, Sarah French; Sagawa, Shirley Sachi; Sanchez, Felix R.; Saporito, Joseph F., Jr.; Schulte, Eric C.; Schydlower, Leon; See, Lindsay S.; Segal, Stephanie E.; Sfraga, Michael; Shah, Bethany Pickett; Shaw-Wilder, Detra; Shea, Dorothy C.; Sherriff, Kirk E.; Shortino, Elizabeth; Simon, Vanesa Soledad; Smith, Julianne; Sneed, Julie
S.; Sooknanan, Sparkle L.; Story, James; Su, Julie A.; Sullivan, Stephanie Sanders; Sulmeyer, Michael L.; Summerlin, Suzanne E.; Taylor, Margaret L.; Theeler, Camela C.; Tocco, Christophe A.; Toner, Mark; Tremont, Pamela M.; Truong, John C.; Vacca, Meredith A.; Vargas, Jeannette A.; Wagner, Anne Marie; Walsh, Martin J.; Wang, Lisa W.; Waterman, David C.; Way, Kashi; Weiner, Richard L.A.; White, Robert J.; White, William I.; Wilkerson, Tonya Parran; William, Daryle; Willis, Deborah; Willoughby, Charles J., Jr.; Woodhouse, Erik J.; Woods, Bobby J.; Yellen, Janet L.; Yoon, Jasmine Hyejung. | usgpo | 2024-06-24T00:12:45.238829 | {
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"url": "https://api.govinfo.gov/packages/DCPD-2024NOMINATIONS/htm"
} |
DCPD-2024CHECKLIST | Checklist of White House Press Releases | 2024-06-07T00:00:00 | null | null | null | Administration of Joseph R. Biden, Jr., 2024
June 14, 2024
The following list contains releases of the office of the Press Secretary that are neither printed items nor covered by entries in the Digest of Other White House Announcements.
January 3
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
ICYMI: The Economic "Miracle" of 2023
January 4
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Transcript of a January 3 background press call by a senior administration official on recent attacks on commercial shipping by Houthi militants in the Red Sea
Statement by National Economic Council Director Lael Brainard on the Department of Commerce announcement of the second preliminary memorandum of terms for approximately $162 million to be awarded to Microchip Technology Corp.
Statement by National Security Adviser Jacob J. Sullivan congratulating Mohammed Sabah al-Salem al- Sabah on his appointment as Prime Minister of Kuwait
January 6
ICYMI: Under President Biden, Electric Vehicle Sales Surge and Major Offshore Wind Project Starts Delivering Power
January 8
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
ICYMI: New York Times: "Morning in America"
Text of an Environmental Protection Agency press release: Biden-Harris Administration Announces Nearly $1B in Awards for Clean School Buses Across the Nation as Part of Investing in America Agenda
January 9
Readout of National Security Adviser Jacob J. Sullivan's call with Director of the National Security Office Chan Ho-jin of South Korea
January 10
Transcript of a January 9 press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Readout of Principal Deputy National Security Adviser Jonathan Finer's meeting with Minister of the International Liaison Department of the Central Committee of the Communist Party Liu Jianchao of China
January 11
Transcript of a press briefing by Press Secretary Karine Jean-Pierre, National Security Council Coordinator for Strategic Communications John F. Kirby, and National Economic Council Director Lael Brainard
Transcript of a January 10 background press call by a senior administration official on the upcoming elections in Taiwan
Readout of Office of Intergovernmental Affairs Director Thomas E. Perez's travel to the Dominican Republic.
Readout of Principal Deputy National Security Adviser Jonathan Finer's meeting with Senior Humanitarian and Reconstruction Coordinator for Gaza Sigrid Kaag of the United Nations.
Readout of a follow-up White House meeting with pharmaceutical suppliers to discuss the manufacturing, distribution, and accessibility of RSV immunizations
January 12
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Transcript of a background press call by senior administration officials and a senior military official on
U.S. and coalition airstrikes against Houthi forces in Yemen
Statement by National Security Council Spokesperson Adrienne Watson on the President's announcement that Secretary of Commerce Gina M. Raimondo will lead the Presidential Trade and Investment Mission to the Philippines on March 11 and 12
Fact sheet: President Biden Highlights Allentown, Lehigh Valley, and Pennsylvania's Economic Comeback
January 16
Transcript of a teleconference press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Text: U.S.-UK Strategic Dialogue on Biological Security
Readout of National Security Adviser Jacob J. Sullivan's meeting with Prime Minister Muhammad bin Abd al-Rahman bin Jassim Al Thani of Qatar
Readout of National Security Adviser Jacob J. Sullivan's meeting with Prime Minister Muhammad Shia' al-Sudani of Iraq
Readout of National Security Adviser Jacob J. Sullivan's meeting with Prime Minister Masrour Barzani of Iraq's Kurdistan Regional Government
January 17
Statement by National Security Adviser Jacob J. Sullivan on the U.S. designation of the Yemen-based Houthi militants as a terrorist organization
ICYMI: Axios: Americans Are Actually Pretty Happy With Their Finances
Readout of a White House listening session: Leveraging the Workplace To Improve Financial Resilience—Emergency Savings and Student Loan Matches
Fact sheet: Biden-Harris Administration Announces Improving Student Achievement Agenda in 2024
Transcript of January 16 remarks and a question-and-answer session by National Security Adviser Jacob
J. Sullivan at the World Economic Forum in Davos, Switzerland
January 18
Transcript of a January 17 press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Transcript of a press gaggle by Principal Deputy Press Secretary Olivia Alair Dalton and National Security Council Coordinator for Strategic Communications John F. Kirby
Text of a joint statement by National Security Adviser Jacob J. Sullivan, National Security Adviser Akiba Takeo of Japan, and Director of National Security Hojin Chang of South Korea: U.S., Japan, and Republic of Korea Launch Cutting-Edge Quantum Collaboration
Readout of National Security Adviser Jacob J. Sullivan's meeting with National Security Adviser Nuhu Ribadu of Nigeria
Fact sheet: President Biden To Announce New Funding To Connect Thousands of Households in North Carolina to High-Speed Internet, Highlight Milestones in Lowering Costs, Expanding Internet Access to Everyone in America
January 19
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Statement by the Press Secretary announcing that the President signed H.R. 2872
ICYMI: Consumer Sentiment Is Surging, Inflation Is Falling, and the Economy Is Growing
Readout of a White House roundtable meeting on supporting survivors of stalking in recognition of National Stalking Awareness Month
Fact sheet: Biden-Harris Administration Announces New Actions To Cut Electric Vehicle Costs for Americans and Continue Building Out a Convenient, Reliable, Made-in-America EV Charging Network
January 20
Readout of a White House meeting on competition policy and artificial intelligence
January 22
Readout of the upcoming travel of Special Adviser for the Americas Christopher J. Dodd and Commander of the U.S. Southern Command Gen. Laura J. Richardson (USA) to Ecuador
Fact sheet: White House Task Force on Reproductive Healthcare Access Announces New Actions and Marks the 51st Anniversary of *Roe *v. *Wade*
Advance text of remarks by National Economic Council Director Lael Brainard at the Brookings Institution: Place-Based Growth—Helping Communities Making a Comeback
January 23
Transcript of a January 22 press briefing by Press Secretary Karine Jean-Pierre, White House Gender Policy Council Director Jennifer L. Klein, and National Security Council Coordinator for Strategic Communications John F. Kirby
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Statement by National Security Adviser Jacob J. Sullivan on the 20th anniversary of the Millennium Challenge Corporation
Readout of National Security Adviser Jacob J. Sullivan's meeting with National Security Adviser Henrik Landerholm of Sweden
Fact sheet: Biden-Harris Administration Highlights New Commitments Toward Equitable Workforce Development in Advanced Manufacturing
January 24
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Statement by National Security Council Spokesperson Adrienne Watson on reported strikes against the United Nations Relief and Works Agency (UNRWA) facility in southern Gaza, Palestinian Territories
What They Are Reading in the States: Record-Low Unemployment Rates Across the Country
January 25
Transcript of a press gaggle by Principal Deputy Press Secretary Olivia Alair Dalton and National Security Council Coordinator for Strategic Communications John F. Kirby
Statement by the Press Secretary: White House Announces New Actions To Promote Safe Storage of Firearms
Statement by National Security Council Spokesperson Adrienne Watson on National Security Adviser Jacob J. Sullivan's travel to Thailand
Statement by National Security Council Spokesperson Adrienne Watson on National Security Adviser Jacob J. Sullivan's meeting with Minister of Foreign Affairs Wang Yi of China in Bangkok, Thailand
Fact sheet: President Biden Announces Nearly $5 Billion for Major Transportation Projects Nationwide
Fact sheet: Biden-Harris Administration Announces New Actions To Expand Small Business Access to Federal Contracts
Fact sheet: Biden-Harris Administration Holds Workforce Hub Convening in Phoenix, Announces Commitments To Support Talent Pipelines Into Good Jobs in Semiconductor Manufacturing
January 26
Transcript of a press briefing by Press Secretary Karine Jean-Pierre, National Security Council Coordinator for Strategic Communications John F. Kirby, and National Climate Adviser Ali Zaidi
Statement by the Press Secretary announcing that the President signed S. 3222 and S. 3250
Readout of National Security Adviser Jacob J. Sullivan's meetings with Prime Minister Settha Thawisin and Deputy Prime Minister and Minister of Foreign Affairs Panpri Phahitthanukon of Thailand
Fact sheet: Biden-Harris Administration Announces Temporary Pause on Pending Approvals of Liquefied Natural Gas Exports
January 27
Transcript of a background press call by a senior administration official on National Security Adviser Jacob J. Sullivan's meeting with Minister of Foreign Affairs Wang Yi of China
What They Are Saying: Leaders Praise Biden-Harris Administration Pause on Pending Decisions of Liquefied Natural Gas Exports
Readout of National Security Adviser Jacob J. Sullivan's meeting with Minister of Foreign Affairs Wang Yi of China
January 28
Transcript of a background press call by senior administration officials on the U.S. delegation to the United States-People's Republic of China Counternarcotics Working Group's travel to Beijing, China
Statement by National Security Council Spokesperson Adrienne Watson on Deputy Homeland Security Adviser Jennifer Daskal's leading an interagency delegation to Beijing, China, on January 30 and 31, to launch the United States-People's Republic of China Counternarcotics Working Group
January 29
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
ICYMI: "Falling Inflation, Rising Growth Give U.S. the World's Best Recovery"
Readout of National Security Adviser Jacob J. Sullivan's meeting with Secretary General Jens Stoltenberg of the North Atlantic Treaty Organization
Fact sheet: Biden-Harris Administration Announces New Actions To Advance Pay Equity on the 15th Anniversary of the Lilly Ledbetter Fair Pay Act
Fact sheet: Biden-Harris Administration Announces Key AI Actions Following President Biden's Landmark Executive Order
Fact sheet: Biden-Harris Administration Announces Innovation Engines Awards, Catalyzing More Than
$530 Million To Boost Economic Growth and Innovation in Communities Across America
January 30
Transcript of a press gaggle by Principal Deputy Press Secretary Olivia Alair Dalton and National Security Council Coordinator for Strategic Communications John F. Kirby
Readout of National Security Adviser Jacob J. Sullivan's meeting with Prime Minister Muhammad bin Abd al-Rahman bin Jassim Al Thani of Qatar
Readout of the inaugural meeting of the United States-People's Republic of China Counternarcotics Working Group
Readout of a White House event for the Quadrilateral Security Dialogue's STEM Fellows program participants
January 31
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Statement by National Security Adviser Jacob J. Sullivan on Senior Adviser for Clean Energy Innovation and Implementation John R. Podesta assuming the duties of Special Presidential Envoy for Climate John
F. Kerry
ICYMI: Axios: "U.S. Winning World Economic War"
Readout of the fifth ministerial meeting of the U.S.-EU Trade and Technology Council
Readout of National Security Adviser Jacob J. Sullivan's meeting with Secretary of State for Defense Grant Shapps of the United Kingdom
Readout of National Security Adviser Jacob J. Sullivan's meeting with Executive Vice-Presidents Margrethe Vestager and Valdis Dombrovskis of the European Commission
Transcript of January 30 remarks and a question-and-answer session by National Security Adviser Jacob
J. Sullivan on the future of China-U.S. relations at the Council on Foreign Relations
Fact sheet: One Year After Train Derailment, Biden-Harris Administration Continues To Support People in East Palestine, Ohio and Nearby Communities and Hold Norfolk Southern Accountable
February 1
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Transcript of a background press call on upcoming U.S. measures to address actions that undermine peace, security, and stability in the West Bank, Palestinian Territories
Statement by the Press Secretary: President Biden Takes on Big Pharma and Is Lowering Prescription Drug Prices
Statement by the Press Secretary: Interested Parties Memo: President Biden Takes on Big Pharma and Is Lowering Prescription Drug Prices
Statement by National Security Adviser Jacob J. Sullivan on U.S. actions to promote peace, security, and stability in the West Bank, Palestinian Authorities
Readout of a White House and Department of Agriculture discussion on advancing equity and opportunity in agriculture
February 2
Transcript of an on-the-record press call by National Security Council Coordinator for Strategic Communications John F. Kirby and Director of Operations of the Joint Staff Lt. Gen. Douglas Sims on
U.S. military operations in the Middle East
Readout of a White House meeting with State legislators and advocates on progress advancing the Safer States Agenda for gun violence prevention efforts
Readout of a White House Domestic Policy Council and National Endowment of the Arts national convening: "Healing, Bridging, Thriving: A Summit on Arts and Culture in Our Communities"
February 3
Statement by the Press Secretary on legislation proposed by House Republicans to provide U.S. security assistance to Israel
February 4
Fact sheet: Biden-Harris Administration Calls on Congress To Immediately Pass the Bipartisan National Security Agreement
February 5
Transcript of a February 4 background press call by senior administration officials on the bipartisan Senate agreement for national security legislation
Readout of Principal Deputy National Security Adviser Jonathan Finer's travel to Guyana and Colombia
February 6
Transcript of an on-the-record press gaggle by National Security Council Coordinator for Strategic Communications John F. Kirby
Statement by the Press Secretary announcing that the President signed S. 3427
Statement by National Security Council Spokesperson Adrienne Watson on National Security Adviser Jacob J. Sullivan's travel to Belgium
Text of a U.S.-Colombia joint communique: The United States and Colombia Reaffirm Their Shared Commitments To Advancing Shared Regional Goals
Readout of a White House meeting with community college presidents and provosts to discuss efforts to strengthen talent pipelines into growing sectors fueled by the President's "Investing in America" agenda
Fact sheet: As Affordable Connectivity Program Hits Milestone of Providing Affordable High-Speed Internet to 23 Million Households Nationwide, Biden-Harris Administration Calls on Congress To Extend Its Funding
Fact sheet: The Biden-Harris Administration Advances Equity and Opportunity for Black Americans and Communities Across the Country
Fact sheet: Marking the Three-Year Anniversary of the National Security Memorandum on Revitalizing America's Foreign Policy and National Security Workforce, Institutions, and Partnerships
February 7
Transcript of a February 6 press briefing by Press Secretary Karine Jean-Pierre
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Readout of Homeland Security Adviser Elizabeth D. Sherwood-Randall's travel to Mexico
Fact sheet: Six Months After Maui Wildfires, Biden-Harris Administration Continues To Support Survivors and Impacted Communities
February 8
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Council Coordinator for Strategic Communications John F. Kirby
Transcript of a background press call by senior administration officials on meetings between U.S. and Mexican officials and the fourth meeting of the Trilateral Fentanyl Committee in Mexico
Statement by Special Counsel to the President Richard A. Sauber on Department of Justice Special Counsel Robert K. Hur's report on the President's handling of classified documents from his tenure as Vice President and Senator
Statement by Senior Adviser and American Rescue Plan Coordinator Eugene B. Sperling on the Senate Finance Committee bipartisan framework for antifraud legislation
Text of a joint statement by Mexico, Canada, and the U.S. reaffirming the shared commitment to address the regional challenge of synthetic drugs and firearms trafficking
Readout of a White House roundtable discussion on clean bus manufacturing
Fact sheet: The Biden-Harris Administration Announces Historic Partnership With Major Sports Leagues and Players Unions
February 9
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and Spokesman for the White House Counsel's Office Ian C. Sams
Statement by the Press Secretary announcing that the President signed H.R. 1568
Statement by National Security Council Spokesperson Adrienne Watson on U.S. security assistance for Ecuador
Statement by National Security Council Spokesperson Adrienne Watson marking the second anniversary of the President's Indo-Pacific Strategy
Readout of a White House Community Violence Awareness Week event Readout of the White House Long-Term Care Facility Leadership Summit
Fact sheet: Biden-Harris Administration Announces Over $5 Billion From the CHIPS and Science Act for Research, Development, and Workforce
February 12
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Readout of an Office of Public Engagement event with Latino leaders marking Dominican Day at the White House
Fact sheet: Lowering Home Energy Costs Through President Biden's Inflation Reduction Act
February 13
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Statement by the Press Secretary on the U.S. District Court for the Western District of Texas decision in *NICA *v. *Becerra *concerning Centers for Medicare and Medicaid Services price negotiations with pharmaceutical companies
ICYMI: CNBC: "Biden Has Forgiven $136 Billion in Student Debt. More Relief Is on the Way."
Readout of a White House meeting with county officials on nationwide investment efforts in clean energy and manufacturing within underserved communities
February 14
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Adviser Jacob
J. Sullivan
Statement by National Security Adviser Jacob J. Sullivan on the deferred enforced departure for Palestinians from the U.S.
Fact sheet: Biden-Harris Administration Releases Annual Agency Equity Action Plans To Further Advance Racial Equity and Support for Underserved Communities Through the Federal Government
Fact sheet: Biden-Harris Administration To Kick off Fourth Investing in America Tour To Highlight How the President Is Delivering for Communities in Every Corner of America
Fact sheet: President's Interagency Task Force To Monitor and Combat Trafficking in Persons Meeting
February 15
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
ICYMI: "Black Workers Are Enjoying a Jobs Boom in America"
Text of a Department of Education press release: Biden-Harris Administration Takes Next Steps on Rulemaking To Provide Debt Relief to Student Loan Borrowers Experiencing Hardship
Readout of a White House meeting to announce new small-business investment funds and reform efforts
Advance text of remarks by National Economic Council Director Lael Brainard at the 40th annual National Association for Business Economics (NABE) Economic Policy Conference: Today's Strong Recovery Is Laying Solid Foundations for the Future
February 16
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre and Environmental Protection Agency Administrator Michael S. Regan
Statement by the Press Secretary on the President's announcement of six new National Institutes of Health grants toward research and community engagement activities in East Palestine, OH
Readout of a White House meeting on equity with national civil rights organizations, community organizers, advocates, and policy leaders
February 17
ICYMI: The Wall Street Journal: "The Vindication of Biden's American Rescue Plan"
What They Are Watching in the States: President Biden's Investing in America Agenda Continues To Deliver Across the Country
February 19
Statement by Vice President Kamala D. Harris on the Department of Commerce preliminary agreement with GlobalFoundries Inc. under the CHIPS and Science Act to provide funding for the development and expansion of semiconductor manufacturing facilities in New York and Vermont
February 20
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
Transcript of an on-the-record regional press call by National Security Adviser Jacob J. Sullivan on emergency national security supplemental appropriations legislation
Fact sheet: Biden-Harris Administration Announces Nearly $6 Billion for Clean Drinking Water and Wastewater Infrastructure as Part of Investing in America Tour
February 21
Transcript of a February 20 press gaggle by Press Secretary Karine Jean-Pierre
Transcript of a February 20 on-the-record press call by senior administration officials on administration efforts to strengthen cybersecurity at U.S. ports
Transcript of a February 20 press call by Secretary of Education Miguel A. Cardona, White House Deputy Chief of Staff Natalie H. Quillian, and senior administration officials on student debt cancellation
Fact sheet: President Biden Cancels Student Debt for More Than 150,000 Student Loan Borrowers Ahead of Schedule
Fact sheet: Biden-Harris Administration Announces Initiative To Bolster Cybersecurity of U.S. Ports
Fact sheet: Biden-Harris Administration Launches Investing in Rural America Regional Event Series To Highlight How the President Is Delivering for Rural Communities
February 22
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
February 23
Transcript of a press briefing by Press Secretary Karine Jean-Pierre
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby ICYMI: Biden Administration's SAVE Plan Cancels Debt for 153,000 Student Loan Borrowers February 26
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre
Statement by National Security Adviser Jacob J. Sullivan on the Hungarian Parliament's ratification of Sweden's North Atlantic Treaty Organization accession process
Text of a White House Office of the National Cyber Director press release: Future Software Should Be Memory Safe
Readout of a White House Office of Public Engagement event celebrating the achievements of Black male leaders and entrepreneurs across the fields of professional sports, arts and design, media, academia, and finance
Readout of a White House Office of Public Engagement event with Afro-Latino leaders to celebrate Afro- Latino Heritage Day
February 27
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Fact sheet: The Biden-Harris Administration Announces Nearly $1.7 Billion in New Commitments Cultivated Through the White House Challenge To End Hunger and Build Healthy Communities
February 28
Transcript of a press briefing by Press Secretary Karine Jean-Pierre
Statement by the Press Secretary on Senate Republicans blocking efforts to safeguard nationwide access to in vitro fertilization following the Alabama Supreme Court ruling on frozen embryos
Text of a memorandum from Physician to the President Kevin C. O'Connor to White House Press Secretary Karine Jean-Pierre: President Biden's current health summary
Fact sheet: President Biden Issues Executive Order To Protect Americans' Sensitive Personal Data Fact sheet: President Biden's Actions To Fight Crime and Make Our Communities Safer February 29
Transcript of a press gaggle by Principal Deputy Press Secretary Olivia Alair Dalton and Secretary of Homeland Security Alejandro N. Mayorkas
Readout of a White House roundtable meeting on improving job opportunities for communities affected by gun violence
Readout of National Security Adviser Jacob J. Sullivan's meeting with Prime Minister Masrour Barzani of Iraq's Kurdistan Regional Government
Readout of a White House meeting on childcare with national leaders to celebrate administration efforts to support Black children, families, and early educators during Black History Month
Fact sheet: Impact of Bipartisan Border Agreement Funding on Border Operations
Fact sheet: Biden-Harris Administration Takes Action To Address Risks of Autos From China and Other Countries of Concern
Fact sheet: Biden-Harris Administration Announces New Actions To Boost Housing Supply and Lower Housing Costs
Fact sheet: Vice President Harris Announces Action To Lower Child Care Costs for More Than 100,000 Families
Fact sheet: Biden-Harris Administration Celebrates Third Anniversary of the Reestablishment of the
White House Office of Faith-Based and Neighborhood Partnerships
March 1
Statement by the Press Secretary on the U.S. District Court for the District of Delaware's decision in *AstraZeneca Pharmaceuticals LP *v. *Becerra *concerning the pharmaceutical industry's major claims against the Medicare Drug Price Negotiation Program
Statement by the Press Secretary announcing that the President signed H.R. 7463
Readout of a White House meeting with advocacy groups to discuss the importance of protecting access to fertility services following the Alabama Supreme Court ruling on frozen embryos
Readout of a White House Office of Gun Violence Prevention briefing with Department of Education and Historically Black Colleges and Universities on gun violence prevention and the importance of mental health support for victims of gun violence
Readout of a White House roundtable meeting on efforts to increase Tribal access to capital
March 2
Transcript of a March 1 press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Transcript of a background press call by senior administration officials on the U.S. humanitarian assistance airdrop into Gaza, Palestinian Territories
March 4
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
Statement by National Security Council Spokesperson Adrienne Watson on U.S. sanctions on Zimbabwean individuals and entities
March 5
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Statement by the Press Secretary: Biden-Harris Administration Announces the Application Period for Fall Session of the White House Internship Program
Readout of National Security Adviser Jacob J. Sullivan's meeting with Prime Minister Mohammed bin Abdulrahman bin Jassim Al Thani of Qatar
Readout of White House roundtable discussion with State government, private sector, and community pharmacy leaders on lowering health care costs and bringing transparency to prescription drug middlemen
Fact sheet: President Biden Announces New Actions To Lower Costs for Americans by Fighting Corporate Rip-Offs
Fact sheet: Biden-Harris Administration Protects Stability and Sustainability of Colorado River Basin,
Advances Water Conservation Across the West
March 6
Transcript of a press briefing by Press Secretary Karine Jean-Pierre
Readout of National Security Adviser Jacob J. Sullivan's call with National Security Adviser Fholisani Sydney Mufamadi of South Africa
Readout of the sixth meeting of the White House Competition Council
Fact sheet: President Biden Signs Executive Order: Scaling and Expanding the Use of Registered Apprenticeships in Industries and the Federal Government and Promoting Labor-Management Forums
Fact sheet: President Biden Takes New Steps To Lower Prescription Drug and Health Care Costs, Expand Access to Health Care, and Protect Consumers
March 7
Transcript of a March 6 press call by National Economic Council Director Lael Brainard and senior administration officials previewing the President's State of the Union Address and economic agenda
Transcript of a background press call by senior administration officials on humanitarian aid for Gaza ahead of the President's State of the Union Address
Statement by the Press Secretary: The White House Announces Guest List for the First Lady's Box for the 2024 State of the Union Address
ICYMI: Ahead of State of the Union, Mayors Across the Country Tout Local Impacts of President Biden's Investing in America Agenda
Fact sheet: President Biden Is Taking Action To Lower Costs for Families and Fight Corporate Rip-Offs
Fact sheet: President Biden Is Fighting To Reduce the Deficit, Cut Taxes for Working Families, and Invest in America by Making Big Corporations and the Wealthy Pay Their Fair Share
Fact sheet: Biden-Harris Administration Continues the Fight for Reproductive Freedom Fact sheet: President Biden Announces Plan To Lower Housing Costs for Working Families Excerpts of the President's State of the Union Address
Advance text of the President's State of the Union Address
March 8
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre
Statement by the Press Secretary announcing that the President signed H.R. 7454
Readout of a White House meeting with United Nations Special Representative of the Secretary-General on Sexual Violence in Conflict Pramila Patten
March 9
Statement by the Press Secretary announcing that the President signed H.R. 4366
March 11
Transcript of a press gaggle by Principal Deputy Press Secretary Olivia Alair Dalton
Fact sheet: The President's Budget for Fiscal Year 2025
Fact sheet: The President's Budget Lowers Costs for the American People
Fact sheet: The President's Budget Confronts Global Challenges and Defends Democracy
Fact sheet: The President's Budget Cuts Wasteful Spending on Big Pharma, Big Oil, and Other Special Interests, Cracks Down on Systemic Fraud, and Makes Programs More Cost Effective
Fact sheet: The President's Budget Advances President Biden's Unity Agenda
Fact sheet: The President's Budget Delivers on His Commitment to Tribal Nations and Native Communities
Fact sheet: The President's Budget Cuts Taxes for Working Families and Makes Big Corporations and the Wealthy Pay Their Fair Share
Fact sheet: The President's Budget Protects and Strengthens Social Security and Medicare Fact sheet: The President's Budget Tackles Crime, Keeps Americans Safe at Home
Fact sheet: The President's Budget Protects and Increases Access to Quality, Affordable Healthcare Fact sheet: The President's Budget Creates Opportunity, Advances Equity
Fact sheet: The President's Budget Secures Our Border, Combats Fentanyl Trafficking, and Calls on Congress To Enact Critical Immigration Reform
Fact sheet: The President's Budget Cuts the Deficit by $3 Trillion Over 10 Years
Fact sheet: The President's Budget Improves Customer Experience To Better Serve the American People
Fact sheet: The President's Budget Creates Good-Paying Clean Jobs, Cuts Energy Costs, and Delivers on the President's Ambitious Climate Agenda
Fact sheet: The American Rescue Plan (ARP): Top Highlights From 3 Years of Recovery
March 12
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Adviser Jacob
J. Sullivan
Transcript of a March 11 on-the-record press call by Office of Management and Budget Director Shalanda D. Young and Council of Economic Advisers Chair Jared Bernstein on the President's budget for fiscal year 2025
Fact sheet: On Equal Pay Day, the Biden-Harris Administration Announces Actions To Continue Advancing Pay Equity and Women's Economic Security
Fact sheet: President Biden Announces Over $3 Billion To Reconnect Communities That Have Been Left Behind and Divided by Transportation Infrastructure
Advance text of remarks by National Economic Council Director Lael Brainard at the Urban Institute on the President's plan for housing
March 13
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre
Readout of a White House meeting with State legislative leaders on efforts to ensure access to fertility care
Fact sheet: Biden-Harris Administration Launches the White House Challenge To Save Lives From Overdose
March 14
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
Statement by National Security Council Spokesperson Adrienne Watson on the appointment of Mohammed Mustafa as Prime Minister of the Palestinian Authority
ICYMI: President Biden Proposes Boldest Housing Plan in a Generation To Lower Housing Costs for Renters & Homebuyers
ICYMI: AP: The United States Has Its First Large Offshore Wind Farm, With More To Come Readout of a White House Office of Gun Violence Prevention briefing with local leaders, public safety
officials, and violence intervention organizations on the President's budget proposals aimed at reducing gun violence and violent crime
Fact sheet: Biden-Harris Administration Takes Action To Protect Communities From Dangers of Ethylene Oxide Pollution and Secure America's Medical Supply Chains
March 15
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
ICYMI: As Part of his Investing in America Agenda, President Biden Makes Historic Announcements To Reconnect and Rebuild Communities Across the Country
Readout of Domestic Policy Council Director Neera N. Tanden and Deputy Secretary of Education Cindy Marten's meeting on efforts to improve academic performance through summer learning programs
Readout of National Economic Council Director Lael Brainard's meeting with Federal Cochairs of six regional Commissions on economic development efforts in rural and distressed communities
Fact sheet: Biden-Harris Administration Takes New Action To Crack Down on Junk Fees in Higher Education
March 17
Transcript of a March 15 press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
March 18
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Adviser Jacob
J. Sullivan
Transcript of a background press call by senior administration officials on U.S. efforts to counter the misuse of commercial spyware and preview the third Summit for Democracy
Statement by the Press Secretary announcing that the President signed S. 206 and S. 1858
Fact sheet: President Biden Issues Executive Order and Announces New Actions To Advance Women's Health Research and Innovation
Fact sheet: Biden-Harris Administration Takes Historic Action To Ban Asbestos, Advancing Biden Cancer Moonshot
Advance text of remarks by First Lady Jill T. Biden at the signing of the Executive order titled, "Advancing Women's Health Research and Innovation"
March 19
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre
Statement by White House Press Secretary Karine Jean-Pierre on the U.S. Supreme Court's order allowing Texas immigration reform legislation to enter into effect
Fact sheet: In Nevada, President Biden To Double Down on Plan To Lower Housing Costs and Increase Housing Supply for American Families
March 20
Transcript of National Security Adviser Jacob J. Sullivan's news conference with Head of the Office of the President Andriy Yermak of Ukraine in Kyiv, Ukraine
Statement by National Security Council Spokesperson Adrienne Watson on National Security Adviser Jacob J. Sullivan's visit to Kyiv, Ukraine
Fact sheet: President Biden Announces up to $8.5 Billion Preliminary Agreement With Intel Under the CHIPS & Science Act
Fact sheet: Delivering on the Biden-Harris Administration's Commitment to Democratic Renewal at the Third Summit for Democracy
March 21
Transcript of a March 20 press gaggle by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Statement by National Security Adviser Jacob J. Sullivan on the U.N. General Assembly resolution on artificial intelligence for sustainable development
What They Are Saying: Strongest-Ever Pollution Standards for Cars Will Reduce Pollution, Create Jobs, Cut Costs, and Ensure Companies and Workers Lead the Clean Vehicle Future
Text of a statement released by the Council of Economic Advisers: The 2024 Economic Report of the President
Text of the Economic Report of the President
Fact sheet: 80% of House Republicans Release Plan Targeting Medicare, Social Security, and the Affordable Care Act, Raising Costs, and Cutting Taxes for the Wealthy
March 22
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Statement by the Press Secretary announcing that the President signed S. 992 and S. 1278
ICYMI: President Biden Announces Preliminary Agreement With Intel for up to $8.5 Billion in CHIPS Funding, Part of Investing in America Agenda To Expand Domestic Semiconductor Manufacturing
Stories in the States: How President Biden's Agenda Is Impacting Real People Across America Readout of Domestic Policy Council Director Neera N. Tanden and Deputy Secretary of Education
Cynthia Minette Marten's meeting with members of the Council of Chief State School Officers (CCSSO) to discuss the administration's education agenda
Readout of a White House "Communities in Action" forum: Maine, New Hampshire, and Vermont
Fact sheet: House Republicans Endorse a National Abortion Ban With Zero Exceptions in Latest Budget
Fact sheet: During Visit, Vice President Kamala Harris To Highlight Biden-Harris Administration's Historic Investments and Partnerships That Have Helped Lead to Puerto Rico's Economic Comeback
Fact sheet: On World Water Day, Biden-Harris Administration Builds on Historic Progress To Protect Clean Drinking Water, Restore Our Nation's Rivers, Lakes, Ponds, and Wetlands
March 23
Statement by the Press Secretary on the terrorist attack in Moscow, Russia Statement by the Press Secretary announcing that the President signed H.R. 2882 March 25
Transcript of a press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
Fact sheet: The Biden-Harris Administration Announces Month of Action on Care With New Actions To Support Small Businesses
Fact sheet: 80% of House Republicans Propose Defunding COPS as President Biden Insists on Funding the Police
March 26
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre
Transcript of a March 25 press call by Senior Adviser to the President Anita B. Dunn and a senior administration official on actions to make health care more affordable and accessible
Readout of a White House Office of Gun Violence Prevention meeting with gun violence–affected mothers leading service organizations and survivor support efforts in their communities
Readout of a White House roundtable meeting with survivors of gun violence and domestic violence
Readout of National Security Adviser Jacob J. Sullivan's meeting with Secretary of the National Security Secretariat Takeo Akiba of Japan
Fact sheet: As House Republicans Release Budget To Increase Health Care Costs and Take Away Coverage, President Biden and Vice President Harris Fight To Lower Health Care Costs and Protect and Strengthen the ACA, Medicaid, and Medicare
March 27
Transcript of a press briefing by Press Secretary Karine Jean-Pierre, Secretary of Transportation Peter
P.M. Buttigieg, and U.S. Coast Guard Deputy Commandant for Operations Vice Adm. Peter W. Gautier, USCG
What They Are Saying: As Part of the Cancer Moonshot, First Lady Jill Biden, Leading Health Insurers & Oncology Practices Nationwide Highlight New Actions To Expand Patient Navigation
Fact sheet: Vice President Kamala Harris, Administration Officials Launch "SAVE Day of Action" To Highlight Cross-Sector Actions To Boost Enrollment in the SAVE Plan
March 28
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
Statement by the Press Secretary: White House Announces Theme and Activities for the 2024 White House Easter Egg Roll
Statement by National Economic Council Director Lael Brainard on U.S. gross domestic product for the fourth quarter of 2023 and consumer sentiment in March
Text of a Department of Transportation and Federal Highway Administration press release: Biden-Harris Administration Announces $60 Million for Emergency Work in Wake of the Collapse of the Francis Scott Key Bridge in Baltimore
Text of a Department of Transportation press release: Readout of Secretary Buttigieg's Meeting on Supply Chain Disruptions at the Port of Baltimore
Readout of a National Economic Council meeting with the Supply Chain Disruptions Task Force to discuss potential impacts on regional and national supply chains from the collapse of the Francis Scott Key Bridge and partial closure of the Port of Baltimore
Fact sheet: President Biden Announces New Landmark Rule To Protect Americans From Junk Health Insurance
Fact sheet: President Biden Signs Executive Order To Strengthen the Recognition of Women's History
March 29
Statement by National Security Council Spokesperson Adrienne Watson on Russia's attacks on Ukraine's energy infrastructure
Text of a Department of Agriculture press release: Readout of Meeting With Agricultural Stakeholders on the Port of Baltimore and Francis Scott Key Bridge Collapse
Readout of a National Economic Council meeting with the Supply Chain Disruptions Task Force to discuss impacts from the collapse of the Francis Scott Key Bridge and partial closure of the Port of Baltimore
Readout of Principal Deputy National Security Adviser Jonathan Finer's meeting on the situation in Haiti with leaders of civil rights groups
Fact sheet: Update on the United States Commitment to Expanding Access to Medicines Around the World
March 30
ICYMI: In Commemoration of César Chávez Day, President Biden Reinforces Commitment to Latinos and Unions
Text of a Small Business Administration press release: SBA Offers Economic Assistance to Mid-Atlantic Small Businesses Affected by the Francis Scott Key Bridge Collapse
Readout of a White House roundtable discussion on countering hate-fueled violence
April 1
Transcript of a press briefing by Press Secretary Karine Jean-Pierre
Text of a joint statement on the meeting of the U.S.-Israel Strategic Consultative Group
Text of a Small Business Administration press release: SBA Opens Two Business Recovery Centers To Support Small Businesses Amid Francis Scott Key Bridge Collapse
Readout of National Security Adviser Jacob J. Sullivan's call with National Security Adviser Eduardo M. Año of the Philippines
April 2
Transcript of a background press call by senior administration officials on China-U.S. relations
ICYMI: Latino Entrepreneurship Surges Under the Biden-Harris Administration
Readout of a White House meeting with State legislators on paid family and medical leave Readout of a White House "Communities in Action" forum: Hawai'i
April 3
Transcript of a press briefing by Press Secretary Karine Jean-Pierre
Transcript of an April 2 press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
Statement by National Security Council Spokesperson Adrienne Watson on the earthquake in Taiwan
Fact sheet: House Republicans Propose Severely Undermining Fight Against Opioid Crisis in Latest Extreme Budget Proposal
April 4
Statement by the Press Secretary: Biden-Harris Administration Announces Historic $20 Billion in Awards To Expand Access to Clean Energy and Climate Solutions and Lower Energy Costs for Communities Across the Nation
Statement by National Security Adviser Jacob J. Sullivan on the Uganda Constitutional Court's decision to uphold most aspects of the Anti-Homosexuality Act
Statement by National Security Council Spokesperson Adrienne Watson on steps announced by Israel to increase aid flow to Gaza
Text: Regional Highlight: President Biden Continues To Call on Congressional Republicans To Extend Funding for the Affordable Connectivity Program
Readout of a White House meeting on how women are benefiting from the President's efforts to reduce prescription drug costs
Fact sheet: Extreme House Republican Plan Would Cut Medicare and Social Security While Slashing Taxes for Big Corporations and the Wealthy
April 5
Transcript of an April 4 press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Statement by the Press Secretary: First Lady Jill Biden To Host Japan State Dinner Media Preview and Spousal Program Event With Mrs. Kishida Yuko
What They Are Saying: Biden-Harris Administration Announces Historic $20 Billion in Awards To Expand Access to Clean Energy and Climate Solutions and Lower Energy Costs for Communities Across the Nation
Text of a U.S-European Union joint statement on the sixth ministerial meeting of the Trade and Technology Council in Leuven, Belgium
Readout of National Security Adviser Jacob J. Sullivan's call with National Security Adviser Sagala Ratnayake of Sri Lanka
Fact sheet: Biden-Harris Administration Actions Following the Francis Scott Key Bridge Collapse
April 8
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre
Transcript of an April 5 on-the-record press gaggle by National Security Communications Adviser John
F. Kirby
Transcript of an April 7 press call by Press Secretary Karine Jean-Pierre, Secretary of Education Miguel
A. Cardona, and senior administration officials on the administration's efforts to relieve student debt Transcript of an on-the-record press gaggle by National Security Communications Adviser John F. Kirby
Statement by the Press Secretary: President Joe Biden Outlines New Plans To Deliver Student Debt Relief to Over 30 Million Americans Under the Biden-Harris Administration
Readout of administration meetings with stakeholders on the partial closure of the Port of Baltimore due to the collapse of the Francis Scott Key Bridge in Baltimore, MD
Fact sheet: President Biden Announces New Plans That Would Provide Relief to Borrowers Disproportionately Burdened by Student Loan Debt
April 9
Statement by National Economic Council Director Lael Brainard on proposed Department of the Treasury regulations implementing the President's stock buyback tax
Fact sheet: Biden-Harris Administration Highlights Substantial Progress on the President's Care Agenda During Month of Action on Care
Fact sheet: Extreme House Republican Plan Would Hurt American Workers While Rigging the Economy for Big Corporations and the Wealthy
Fact sheet: President Biden's Sweeping Proposals To Crack Down on Pandemic Fraud and Help Victims Recover Introduced in Congress
Fact sheet: The Biden-Harris Administration Highlights Recent Successes in Improving Customer Service and Delivery for Safety Net Benefits; Identifies Opportunities for States for Further Improvement
April 10
Transcript of an April 9 press briefing by Press Secretary Karine Jean-Pierre and National Security Adviser Jacob J. Sullivan
Transcript of an April 9 National Security Council background press call by senior administration officials previewing the official visit of Prime Minister Fumio Kishida of Japan
Statement by the Press Secretary: White House Releases State Dinner Guest List
Fact sheet: Biden-Harris Administration Takes Critical Action To Protect Communities From PFAS Pollution in Drinking Water
Fact sheet: Japan Official Visit With State Dinner to the United States
April 11
Transcript of an April 10 National Security Council background press call by senior administration officials previewing the President's bilateral meeting with President Ferdinand R. "Bongbong" Marcos, Jr., of the Philippines and the trilateral leaders' summit with President Marcos and Prime Minister Fumio Kishida of Japan
Text of a Small Business Administration press release: New Small Business Applications Soar to Over 17 Million Under Biden-Harris Administration
Readout of a White House meeting with early educators, home- and community-based care workers, family caregivers, veterans, people with disabilities, and older Americans in honor of Care Workers Recognition Month
Readout of Principal Deputy National Security Adviser Jonathan Finer's meeting with Ambassador to the
U.S. and Acting Minister of Foreign Relations Luis Gilberto Murillo Urrutia of Colombia
Fact sheet: Biden-Harris Administration Announces New Action To Implement Bipartisan Safer Communities Act, Expanding Firearm Background Checks To Fight Gun Crime
Fact sheet: Celebrating the Strength of the U.S.-Philippines Alliance
April 12
Transcript of an April 11 press briefing by Press Secretary Karine Jean-Pierre
Statement by the Press Secretary: President Joe Biden Announces $7.4 Billion in Student Debt Cancellation for 277,000 More Americans, Pursuing Every Path Available To Cancel Student Debt
ICYMI: New Direct File Pilot Helps Filers Save Millions in Estimated Filing Fees Thanks to President Biden's Inflation Reduction Act
Joint readout of the inaugural meeting of the U.S.-Philippines 3+3 format including Ministers of Defense, Ministers of Foreign Affairs, and National Security Advisers
Fact sheet: President Biden Announces Key Progress on Efforts To Close the Racial Wealth Gap
April 13
Statement by National Security Council Spokesperson Adrienne Watson on Iran's attacks against Israel
April 15
Statement by the Press Secretary: The President and Vice President Release Their 2023 Tax Returns, Setting New Record for Transparency
Release: Internal Revenue Service Form 1040 of the President and the First Lady and accompanying schedules and forms
Release: Internal Revenue Service Form 1040 of Vice President Kamala D. Harris and Second Gentleman Douglas C. Emhoff and accompanying schedules and forms
Statement by National Security Adviser Jacob J. Sullivan on the House of Representatives vote to reauthorize section 702 of the Foreign Intelligence Surveillance Act of 1978
What They Are Saying: Gun Violence Prevention Advocates, Leaders Applaud Administration's New Action To Expand Firearm Background Checks To Fight Gun Crime
Fact sheet: This Tax Day, the Tax Contrast Couldn't Be Clearer
April 16
Transcript of an April 15 press briefing by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Transcript of an April 14 National Security Council background press call by senior administration officials on Iran's missile and drone attack against the Israel
Statement by the Press Secretary: First Lady Jill Biden Unveils New Installation of the Military Children's Corner in Celebration of Month of the Military Child
Statement by National Security Adviser Jacob J. Sullivan on U.S. and international efforts to hold Iran accountable for the missile and drone attack against Israel
Text of the U.S. Government Global Health Security Strategy 2024
Fact sheet: Biden-Harris Administration Releases Strategy To Strengthen Global Health Security
April 17
Transcript of an April 16 press call by National Economic Council Director Lael Brainard and senior administration officials previewing the President's remarks on the U.S. steel industry
Statement by National Security Adviser Jacob J. Sullivan on Senate action on legislation to reauthorize section 702 of the Foreign Intelligence Surveillance Act of 1978
Text of a Department of Homeland Security press release: DHS Launches Know2ProtectTM Public Awareness Campaign To Combat Online Child Exploitation and Abuse With Many Public and Private Sector Partners, Including Google, Meta, Snap, Roblox, NASCAR, U.S. Olympic and Paralympic Committee, Boy Scouts of America, National Police Athletic League, and More
Text of an Office of the U.S. Trade Representative press release: USTR Initiates Section 301 Investigation of China's Targeting of the Maritime, Logistics, and Shipbuilding Sectors for Dominance
Text of a joint statement by the U.S. and Norway on cooperation on high-standard, market-oriented trade of critical minerals
Readout of Principal Deputy National Security Adviser Jonathan Finer's call with President Mohamed Irfaan Ali of Guyana
Fact sheet: Biden-Harris Administration Announces New Actions To Expand Overseas Telework Opportunities and Streamline Approvals for Military Spouses Employed by the Federal Government
Fact sheet: Biden-Harris Administration Announces New Actions To Protect U.S. Steel and Shipbuilding Industry From China's Unfair Practices
Fact sheet: On One-Year Anniversary of President Biden's Care EO, the Biden-Harris Administration
Celebrates New Progress Toward Providing Care and Other Supportive Services for Workers
April 18
Transcript of a press gaggle by Press Secretary Karine Jean-Pierre and National Security Communications Adviser John F. Kirby
Transcript of an April 17 National Security Council background press call by senior administration officials on the situation in Venezuela
Statement by National Security Adviser Jacob J. Sullivan on the helicopter crash in Kenya
Readout of Homeland Security Adviser Elizabeth D. Sherwood-Randall and Special Presidential Coordinator for International Energy Amos J. Hochstein's travel to Mexico
Readout of a meeting of the U.S.-Israel Strategic Consultative Group (SCG) to discuss issues related to Iran's unprecedented missile and drone attack against Israel
Readout of Principal Deputy National Security Adviser Jonathan Finer's meeting with Prime Minister Denys Shmyhal of Ukraine
April 19
Transcript of a press briefing by Press Secretary Karine Jean-Pierre
ICYMI: U.S. Economy the "Envy of the World," on Pace To Grow Twice as Fast as Any Other G7 Country
April 20
Statement by the Press Secretary announcing that the President signed H.R. 7888
Statement by National Security Adviser Jacob J. Sullivan on Senate passage of H.R. 7888 to reauthorize and reform section 702 of the Foreign Intelligence Surveillance Act of 1978
Statement by National Security Adviser Jacob J. Sullivan on House of Representatives passage of H.R. 7888 to reauthorize and reform section 702 of the Foreign Intelligence Surveillance Act of 1978
Readout of Principal Deputy National Security Adviser Jonathan Finer's meeting with World Health Organization Director-General Tedros Adhanom Ghebreyesus
April 21
Readout of a White House meeting on the ongoing response to the collapse of the Francis Scott Key Bridge in Baltimore, Maryland
April 22
Transcript of an April 19 background press call by Chair of the White House Council on Environmental Quality Brenda Mallory, National Climate Adviser Ali A. Zaidi, Environmental Protection Agency Deputy Administrator Janet McCabe, and senior administration officials on the President's actions to mark Earth Day
Statement by the Press Secretary announcing that the President signed S. 382
Readout of a White House Office of Gun Violence Prevention meeting with Federal agencies on gun violence emergency response protocols
Fact sheet: President Biden Marks Earth Day 2024 With Historic Climate Action
April 23
Transcript of a press gaggle by Deputy Press Secretary Andrew J. Bates and National Security Communications Adviser John F. Kirby
Statement by the Press Secretary: IPEC Annual Intellectual Property Report to Congress What They Are Saying: President Biden Marks Earth Day 2024 With Historic Climate Action
Text of an Office of the Intellectual Property Enforcement Coordinator (IPEC) report: Annual Intellectual Property Report to Congress
Readout of a White House event announcing new Department of Labor rules to extend overtime pay eligibility and enhance retirement security
Readout of a White House meeting with asset owners in public and pension fund capital committed to strong labor standards in private equity investments
Fact sheet: At White House Water Summit, Biden-Harris Administration Announces Bold National Goal To Protect and Restore Freshwater Resources, Delivers Over $1 Billion for Tribal Clean Water Projects
April 24
Statement by the Press Secretary on executive grants of clemency
Statement by the Press Secretary announcing that the President signed H.R. 815
Statement by the Press Secretary announcing that the President signed H.R. 4389
Statement by National Security Adviser Jacob J. Sullivan on Russia's veto of the U.N. Security Council resolution on the Outer Space Treaty
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Fact sheet: The 2024 G7 Summit in Apulia, Italy | usgpo | 2024-06-24T00:12:45.319948 | {
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BILLS-118s636rs | Dolores River National Conservation Area and Special Management Area Act | 2024-05-16T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 636 Reported in Senate (RS)]
<DOC>
Calendar No. 392
118th CONGRESS
2d Session
S. 636
[Report No. 118-176]
To establish the Dolores River National Conservation Area and the
Dolores River Special Management Area in the State of Colorado, to
protect private water rights in the State, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
March 2, 2023
Mr. Bennet (for himself and Mr. Hickenlooper) introduced the following
bill; which was read twice and referred to the Committee on Energy and
Natural Resources
May 16, 2024
Reported by Mr. Manchin, with amendments
[Omit the parts struck through and insert the parts printed in italic]
_______________________________________________________________________
A BILL
To establish the Dolores River National Conservation Area and the
Dolores River Special Management Area in the State of Colorado, to
protect private water rights in the State, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE; TABLE OF CONTENTS.
(a) Short Title.--This Act may be cited as the ``Dolores River
National Conservation Area and Special Management Area Act''.
(b) Table of Contents.--The table of contents for this Act is as
follows:
Sec. 1. Short title; table of contents.
Sec. 2. Definitions.
TITLE I--DOLORES RIVER NATIONAL CONSERVATION AREA
Sec. 101. Establishment of Dolores River National Conservation Area.
Sec. 102. Management of Conservation Area.
Sec. 103. Dolores River National Conservation Area Advisory Council.
TITLE II--DOLORES RIVER SPECIAL MANAGEMENT AREA
Sec. 201. Designation of Dolores River Special Management Area.
Sec. 202. Management of Special Management Area.
TITLE III--TECHNICAL MODIFICATIONS TO POTENTIAL ADDITIONS TO NATIONAL
WILD AND SCENIC RIVERS SYSTEM
Sec. 301. Purpose.
Sec. 302. Release of designated segments from Dolores River
congressional study area.
Sec. 303. Applicability of continuing consideration provision.
TITLE IV--GENERAL PROVISIONS
Sec. 401. Management of covered land.
Sec. 402. Protection of water rights and other interests.
Sec. 403. Effect on private property and regulatory authority.
Sec. 404. Tribal rights and traditional uses.
SEC. 2. DEFINITIONS.
In this Act:
(1) Conservation area.--The term ``Conservation Area''
means the Dolores River National Conservation Area established
by section 101(a).
(2) Council.--The term ``Council'' means the Dolores River
National Conservation Area Advisory Council established under
section 103(a).
(3) Covered land.--The term ``covered land'' means--
(A) the Conservation Area; and
(B) the Special Management Area.
(4) Dolores project.--The term ``Dolores Project'' has the
meaning given the term in section 3 of the Colorado Ute Indian
Water Rights Settlement Act of 1988 (Public Law 100-585; 102
Stat. 2974).
(5) Map.--The term ``Map'' means the map prepared by the
Bureau of Land Management entitled ``Proposed Dolores River
National Conservation Area and Special Management Area'' and
dated December 14, 2022.
(6) Secretary.--The term ``Secretary'' means--
(A) in title I, the Secretary of the Interior;
(B) in title II, the Secretary of Agriculture; and
(C) in title IV--
(i) the Secretary of the Interior, with
respect to land under the jurisdiction of the
Secretary of the Interior; and
(ii) the Secretary of Agriculture, with
respect to land under the jurisdiction of the
Secretary of Agriculture.
(7) Special management area.--The term ``Special Management
Area'' means the Dolores River Special Management Area
established by section 201(a).
(8) State.--The term ``State'' means the State of Colorado.
<DELETED> (9) Unreasonably diminish.--The term
``unreasonably diminish'' is within the meaning of the term
used in section 7(a) of the Wild and Scenic Rivers Act (16
U.S.C. 1278(a)) and has the meaning of the term as applied in
appendix D of the Technical Report of the Interagency Wild and
Scenic Rivers Coordinating Council entitled ``Wild & Scenic
Rivers: Section 7'' and dated October 2004.</DELETED>
(9) Unreasonably diminish.--The term ``unreasonably
diminish'' has the same meaning as used in section 7(a) of the
Wild and Scenic Rivers Act (16 U.S.C. 1278(a)).
(10) Water resource project.--The term ``water resource
project'' means any dam, irrigation and pumping facility,
reservoir, water conservation work, aqueduct, canal, ditch,
pipeline, well, hydropower project, and transmission and other
ancillary facility, and other water diversion, storage, and
carriage structure.
TITLE I--DOLORES RIVER NATIONAL CONSERVATION AREA
SEC. 101. ESTABLISHMENT OF DOLORES RIVER NATIONAL CONSERVATION AREA.
(a) Establishment.--
(1) In general.--Subject to valid existing rights, there is
established the Dolores River National Conservation Area in the
State.
(2) Land included.--The Conservation Area shall consist of
approximately 52,872 acres of Bureau of Land Management land in
the State, as generally depicted as ``Proposed Lower Dolores
River National Conservation Area'' on the Map.
(b) Purpose.--The purpose of the Conservation Area is to conserve,
protect, and enhance the native fish, whitewater boating, recreational,
hunting, fishing, scenic, cultural, archaeological, natural,
geological, historical, ecological, watershed, wildlife, educational,
and scientific resources of the Conservation Area.
(c) Map and Legal Description.--
<DELETED> (1) In general.--As soon as practicable after the
date of enactment of this Act, the Secretary shall file a map
and legal description of the Conservation Area with the
Committee on Natural Resources of the House of Representatives
and the Committee on Energy and Natural Resources of the
Senate.</DELETED>
(1) In general.--As soon as practicable after the date of
enactment of this Act, the Secretary shall prepare a map and
legal description of the Conservation Area.
(2) Effect.--The map and legal description prepared under
paragraph (1) shall have the same force and effect as if
included in this title, except that the Secretary may correct
minor errors in the map or legal description.
(3) Public availability.--A copy of the map and legal
description shall be on file and available for public
inspection in the appropriate offices of the Bureau of Land
Management.
SEC. 102. MANAGEMENT OF CONSERVATION AREA.
(a) In General.--The Secretary shall manage the Conservation Area
in accordance with--
(1) this Act;
(2) the Federal Land Policy and Management Act of 1976 (43
U.S.C. 1701 et seq.); and
(3) other applicable laws.
(b) Uses.--Subject to the provisions of this Act, the Secretary
shall allow only such uses of the Conservation Area as are consistent
with the purpose described in section 101(b).
(c) Management Plan.--
(1) Plan required.--
(A) In general.--Not later than 3 years after the
date of enactment of this Act, the Secretary shall
develop a management plan for the long-term protection,
management, and monitoring of the Conservation Area.
(B) Review and revision.--The management plan under
subparagraph (A) shall, from time to time, be subject
to review and revision, in accordance with--
(i) this Act;
(ii) the Federal Land Policy and Management
Act of 1976 (43 U.S.C. 1701 et seq.); and
(iii) other applicable laws.
(2) Consultation and coordination.--The Secretary shall
prepare and revise the management plan under paragraph (1)--
(A) in consultation with--
(i) the State;
(ii) units of local government;
(iii) the public;
(iv) the Council; and
(v) the Native Fish Monitoring and
Recommendation Team, as described in section
402(b)(1); and
(B) in coordination with the Secretary of
Agriculture, with respect to the development of the
separate management plan for the Special Management
Area, as described in section 202(c).
(3) Recommendations.--In preparing and revising the
management plan under paragraph (1), the Secretary shall take
into consideration any recommendations from the Council.
(4) Treaty rights.--In preparing and revising the
management plan under paragraph (1), taking into consideration
the rights and obligations described in section 402, the
Secretary shall ensure that the management plan does not alter
or diminish--
(A) the treaty rights of any Indian Tribe;
(B) any rights described in the Colorado Ute Indian
Water Rights Settlement Act of 1988 (Public Law 100-
585; 102 Stat. 2973); or
(C) the operation or purposes of the Dolores
Project.
(d) Incorporation of Acquired Land and Interests.--Any land or
interest in land located within the boundary of the Conservation Area
that is acquired by the United States in accordance with section 401(c)
after the date of enactment of this Act shall--
(1) become part of the Conservation Area; and
(2) be managed as provided in this section.
(e) Department of Energy Leases.--
(1) In general.--Nothing in this title affects valid leases
or lease tracts existing on the date of enactment of this Act
issued under the uranium leasing program of the Department of
Energy within the boundaries of the Conservation Area.
(2) Management.--
(A) In general.--Subject to subparagraph (B), land
designated for the program described in paragraph (1)
shall be--
(i) exempt from section 401(b); and
(ii) managed in a manner that allow the
leases to fulfill the purposes of the program,
consistent with the other provisions of this
title and title IV.
(B) Designation.--Land subject to a lease described
in paragraph (1) shall be considered part of the
Conservation Area and managed in accordance with other
provisions of this title on a finding by the Secretary
that--
(i)(I) the lease has expired; and
(II) the applicable lease tract has been
removed from the leasing program by the
Secretary of Energy; and
(ii) the land that was subject to the lease
is suitable for inclusion in the Conservation
Area.
(C) Effect.--Nothing in subparagraph (B) prevents
the Secretary of Energy from extending any lease
described in paragraph (1).
SEC. 103. DOLORES RIVER NATIONAL CONSERVATION AREA ADVISORY COUNCIL.
(a) Establishment.--Not later than 1 year after the date of
enactment of this Act, the Secretary shall establish an advisory
council, to be known as the ``Dolores River National Conservation Area
Advisory Council''.
(b) Duties.--The Council shall advise--
(1) the Secretary with respect to the preparation,
implementation, and monitoring of the management plan prepared
under section 102(c); and
(2) the Secretary of Agriculture with respect to the
preparation, implementation, and monitoring of the management
plan prepared under section 202(c).
(c) Applicable Law.--The Council shall be subject to--
(1) chapter 10 of title 5, United States Code (commonly
referred to as the ``Federal Advisory Committee Act'');
(2) the Federal Land Policy and Management Act of 1976 (43
U.S.C. 1701 et seq.); and
(3) this Act.
(d) Membership.--
(1) In general.--The Council shall include 14 members to be
appointed by the Secretary, of whom, to the extent
practicable--
(A) 2 members shall represent agricultural water
user interests in the Conservation Area or the Dolores
River watershed, of whom 1 shall represent the Dolores
Water Conservancy District;
(B) 2 members shall represent conservation
interests in the Conservation Area;
(C) 2 members shall represent recreation interests
in the Conservation Area, 1 of whom shall represent
whitewater boating interests;
(D) 1 member shall be a representative of Dolores
County, Colorado;
(E) 1 member shall be a representative of San
Miguel County, Colorado;
(F) 1 member shall be a representative of Montezuma
County, Colorado;
(G) 1 member shall be a private landowner that owns
land in immediate proximity to the Conservation Area;
(H) 1 member shall be a representative of Colorado
Parks and Wildlife;
(I) 1 member shall be a holder of a grazing-
allotment permit in the Conservation Area; and
(J) 2 members shall be representatives of Indian
Tribes, 1 of whom shall be a representative of the Ute
Mountain Ute Tribe.
(2) Representation.--
(A) In general.--The Secretary shall ensure that
the membership of the Council is fairly balanced in
terms of the points of view represented and the
functions to be performed by the Council.
(B) Requirements.--
(i) In general.--The members of the Council
described in subparagraphs (B) and (C) of
paragraph (1) shall be residents that live
within reasonable proximity to the Conservation
Area.
(ii) County representatives.--The members
of the Council described in subparagraphs (D)
and (E) of paragraph (1) shall be--
(I) residents of the respective
counties referred to in those
subparagraphs; and
(II) capable of representing the
interests of the applicable board of
county commissioners.
(e) Terms of Office.--
(1) In general.--The term of office of a member of the
Council shall be 5 years.
(2) Reappointment.--A member may be reappointed to the
Council on completion of the term of office of the member.
(f) Compensation.--A member of the Council--
(1) shall serve without compensation for service on the
Council; but
(2) may be reimbursed for qualified expenses of the member.
(g) Chairperson.--The Council shall elect a chairperson from among
the members of the Council.
(h) Meetings.--
(1) In general.--The Council shall meet at the call of the
chairperson--
(A) not less frequently than quarterly until the
management plan under section 102(c) is developed; and
(B) thereafter, at the call of the Secretary.
(2) Public meetings.--Each meeting of the Council shall be
open to the public.
(3) Notice.--A notice of each meeting of the Council shall
be published in advance of the meeting.
(i) Technical Assistance.--The Secretary shall provide, to the
maximum extent practicable in accordance with applicable law, any
information and technical services requested by the Council to assist
in carrying out the duties of the Council.
(j) Renewal.--The Secretary shall ensure that the Council charter
is renewed as required under applicable law.
(k) Duration.--The Council--
(1) shall continue to function for the duration of
existence of the Conservation Area; but
(2) on completion of the management plan, shall only meet--
(A) at the call of the Secretary; or
(B) in the case of a review or proposed revision to
the management plan.
TITLE II--DOLORES RIVER SPECIAL MANAGEMENT AREA
SEC. 201. DESIGNATION OF DOLORES RIVER SPECIAL MANAGEMENT AREA.
(a) Establishment.--
(1) In general.--Subject to valid existing rights, there is
established the Dolores River Special Management Area in the
State.
(2) Land included.--The Special Management Area shall
consist of approximately 15,452 acres of Federal land in the
San Juan National Forest in the State, including National
Forest System land in the Dolores River segment that extends
from the Dolores Project boundary downstream to the boundary of
the San Juan National Forest, as of the date of enactment of
this Act, as generally depicted as ``Proposed Dolores River
Special Management Area'' on the Map.
(b) Purpose.--The purpose of the Special Management Area is to
conserve, protect, and enhance the native fish, whitewater boating,
recreational, hunting, fishing, scenic, cultural, archaeological,
natural, geological, historical, ecological, watershed, wildlife,
educational, and scientific resources of the Special Management Area.
(c) Map and Legal Description.--
(1) In general.--As soon as practicable after the date of
enactment of this Act, the Secretary shall file a map and legal
description of the Special Management Area with the Committee
on Natural Resources of the House of Representatives and the
Committee on Energy and Natural Resources of the Senate.
(2) Effect.--The map and legal description prepared under
paragraph (1) shall have the same force and effect as if
included in this title, except that the Secretary may correct
minor errors in the map or legal description.
(3) Public availability.--A copy of the map and legal
description shall be on file and available for public
inspection in the appropriate offices of the Forest Service.
SEC. 202. MANAGEMENT OF SPECIAL MANAGEMENT AREA.
(a) In General.--The Secretary shall manage the Special Management
Area in accordance with--
(1) this Act;
(2) the National Forest Management Act of 1976 (16 U.S.C.
1600 et seq.); and
(3) other applicable laws.
(b) Uses.--The Secretary shall allow only such uses of the Special
Management Area as the Secretary determines would further the purpose
of the Special Management Area, as described in section 201(b).
(c) Management Plan.--
(1) Plan required.--
(A) In general.--Not later than 3 years after the
date of enactment of this Act, the Secretary shall
develop a management plan for the long-term protection,
management, and monitoring of the Special Management
Area.
(B) Review and revision.--The management plan under
subparagraph (A) shall, from time to time, be subject
to review and revision in accordance with--
(i) this Act;
(ii) the National Forest Management Act of
1976 (16 U.S.C. 1600 et seq.); and
(iii) other applicable laws.
(2) Consultation and coordination.--The Secretary shall
prepare and revise the management plan under paragraph (1)--
(A) in consultation with--
(i) the State;
(ii) units of local government;
(iii) the public;
(iv) the Council; and
(v) the Native Fish Monitoring and
Recommendation Team, as described in section
402(b)(1); and
(B) in coordination with the Secretary of the
Interior, with respect to the development of the
separate management plan for the Conservation Area, as
described in section 102(c).
(3) Recommendations.--In preparing and revising the
management plan under paragraph (1), the Secretary shall take
into consideration any recommendations from the Council.
(4) Treaty rights.--In preparing and revising the
management plan under paragraph (1), taking into consideration
the rights and obligations described in section 402, the
Secretary shall ensure that the management plan does not alter
or diminish--
(A) the treaty rights of any Indian Tribe;
(B) any rights described in the Colorado Ute Indian
Water Rights Settlement Act of 1988 (Public Law 100-
585; 102 Stat. 2973); or
(C) the operation or purposes of the Dolores
Project.
(d) Incorporation of Acquired Land and Interests.--Any land or
interest in land located within the boundary of the Special Management
Area that is acquired by the United States in accordance with section
401(c) after the date of enactment of this Act shall--
(1) become part of the Special Management Area; and
(2) be managed as provided in this section.
TITLE III--TECHNICAL MODIFICATIONS TO POTENTIAL ADDITIONS TO NATIONAL
WILD AND SCENIC RIVERS SYSTEM
SEC. 301. PURPOSE.
The purpose of this title is to release portions of the Dolores
River and certain tributaries from designation for potential addition
under the Wild and Scenic Rivers Act (16 U.S.C. 1271 et seq.) or from
further study under that Act.
SEC. 302. RELEASE OF DESIGNATED SEGMENTS FROM DOLORES RIVER
CONGRESSIONAL STUDY AREA.
Section 5(a)(56) of the Wild and Scenic Rivers Act (16 U.S.C.
1276(a)(56)) is amended by inserting ``and the segments of the Dolores
River located in the Dolores River National Conservation Area
designated by the Dolores River National Conservation Area and Special
Management Area Act'' before the period at the end.
SEC. 303. APPLICABILITY OF CONTINUING CONSIDERATION PROVISION.
Section 5(d)(1) of the Wild and Scenic Rivers Act (16 U.S.C.
1276(d)(1)) shall not apply to--
(1) the Conservation Area; or
(2) the Special Management Area.
TITLE IV--GENERAL PROVISIONS
SEC. 401. MANAGEMENT OF COVERED LAND.
(a) Motorized Vehicles.--
(1) In general.--Except in cases in which motorized
vehicles are needed for administrative purposes or to respond
to an emergency, the use of motorized vehicles in the covered
land shall be permitted only on designated routes.
(2) Road construction.--Except as necessary for
administrative purposes, protection of public health and
safety, or providing reasonable access to private property, the
Secretary shall not construct any permanent or temporary road
within the covered land after the date of enactment of this
Act.
(b) Withdrawals.--Subject to valid existing rights, all covered
land, including any land or interest in land that is acquired by the
United States within the covered land after the date of enactment of
this Act, is withdrawn from--
(1) entry, appropriation or disposal under the public land
laws;
(2) location, entry, and patent under the mining laws; and
(3) operation of the mineral leasing, mineral materials,
and geothermal leasing laws, except as provided in section
102(e).
(c) Willing Sellers.--Any acquisition of land or interests in land
under this Act shall be only by purchase from willing sellers,
donation, or exchange.
(d) Grazing.--The Secretary shall issue and administer any grazing
leases or permits and trailing permits and administer allotments in the
covered land in accordance with the laws (including regulations)
applicable to the issuance and administration of leases and permits on
other land under the jurisdiction of the Bureau of Land Management or
Forest Service, as applicable.
(e) Access to Private Land.--To ensure reasonable use and enjoyment
of private property (whether in existence on the date of enactment of
this Act or in an improved state), the Secretary shall grant reasonable
and feasible access through the covered land to any private property
that is located within or adjacent to the covered land, if other routes
to the private property are blocked by physical barriers, such as the
Dolores River or the cliffs of the Dolores River.
(f) Easements.--The Secretary may lease or acquire easements on
private land from willing lessors, donors, or sellers for recreation,
access, conservation, or other permitted uses, to the extent necessary
to fulfill the purposes of the Conservation Area or Special Management
Area, as applicable.
(g) Wildfire, Insect, and Disease Management.--The Secretary may
take any measures that the Secretary determines to be necessary to
control fire, insects, and diseases in the covered land, (including, as
the Secretary determines to be appropriate, the coordination of the
measures with the State or a local agency).
(h) Management of Ponderosa Gorge.--
(1) In general.--The Secretary shall manage the areas of
the Conservation Area and Special Management Area identified on
the Map as ``Ponderosa Gorge'' in a manner that maintains the
wilderness character of those areas as of the date of enactment
of this Act.
(2) Prohibited activities.--Subject to paragraphs (3) and
(4), in the areas described in paragraph (1), the following
activities shall be prohibited:
(A) New permanent or temporary road construction or
the renovation of nonsystem roads in existence on the
date of enactment of this Act.
(B) The use of motor vehicles, motorized equipment,
or mechanical transport, except as necessary to meet
the minimum requirements for the administration of the
Federal land, to protect public health and safety, or
to conduct ecological restoration activities to improve
the aquatic habitat of the Dolores River channel.
(C) Projects undertaken for the purpose of
harvesting commercial timber.
(3) Utility corridor.--Nothing in this subsection affects
the operation, maintenance, or location of the utility right-
of-way within the corridor, as depicted on the Map.
(4) Effect on certain vegetation management projects.--
Nothing in this subsection--
(A) affects the implementation of the Lone Pine
Vegetation Management Project authorized by the Forest
Service in a decision notice dated January 23, 2020; or
(B) prohibits activities relating to the harvest of
merchantable products that are byproducts of activities
conducted--
(i) for ecological restoration; or
(ii) to further the purposes of this Act.
(i) Effect.--Nothing in this Act prohibits the Secretary from
issuing a new permit and right-of-way within the covered land for a
width of not more than 150 feet for a right-of-way that serves a
transmission line in existence on the date of enactment of this Act, on
the condition that the Secretary shall relocate the right-of-way in a
manner that furthers the purposes of this Act.
(j) Climatological Data Collection.--Subject to such terms and
conditions as the Secretary may require, nothing in this Act precludes
the installation and maintenance of hydrologic, meteorological, or
climatological collection devices in the covered land if the facilities
and access to the facilities are essential to public safety, flood
warning, flood control, water reservoir operation activities, or the
collection of hydrologic data for water resource management purposes.
SEC. 402. PROTECTION OF WATER RIGHTS AND OTHER INTERESTS.
(a) Dolores Project.--
(1) Operation.--The Dolores Project and the operation of
McPhee Reservoir shall continue to be the responsibility of,
and be operated by, the Secretary, in cooperation with the
Dolores Water Conservancy District, in accordance with
applicable laws and obligations.
(2) Effect.--Nothing in this Act affects the Dolores
Project or the current or future operation of McPhee Reservoir
in accordance with--
(A) the reclamation laws;
(B) any applicable--
(i) Dolores Project water contract, storage
contract, or carriage contract; or
(ii) allocation of Dolores Project water;
(C) the environmental assessment and finding of no
significant impact prepared by the Bureau of
Reclamation Upper Colorado Region and approved August
2, 1996;
(D) the operating agreement entitled ``Operating
Agreement, McPhee Dam and Reservoir, Contract No. 99-
WC-40-R6100, Dolores Project, Colorado'' and dated
April 25, 2000 (or any subsequent renewal or revision
of that agreement);
(E) mitigation measures for whitewater boating,
including any such measure described in--
(i) the document entitled ``Dolores Project
Colorado Definite Plan Report'' and dated April
1977;
(ii) the Dolores Project final
environmental statement dated May 9, 1977; or
(iii) a document referred to in
subparagraph (C) or (D);
(F) applicable Federal or State laws relating to
the protection of the environment, including--
(i) the Endangered Species Act of 1973 (16
U.S.C. 1531 et seq.);
(ii) the National Environmental Policy Act
of 1969 (42 U.S.C. 4321 et seq.); and
(iii) the Federal Water Pollution Control
Act (33 U.S.C. 1251 et seq.); and
(G) the Colorado Ute Indian Water Rights Settlement
Act of 1988 (Public Law 100-585; 102 Stat. 2973).
(b) Management of Flows.--
(1) In general.--In managing available flows below McPhee
Dam to conserve, protect, and enhance the resources described
in sections 101(b) and 201(b) of the Dolores River within the
covered land, including native fish and whitewater boating
resources, the Secretary shall seek to provide regular and
meaningful consultation and collaboration with interested
stakeholders, including the Native Fish Monitoring and
Recommendation Team, which includes water management entities,
affected counties, conservation interests, whitewater boating
interests, Colorado Parks and Wildlife, and the Ute Mountain
Ute Tribe, during the process of decision making.
(2) Annual report.--Beginning on the date that is 1 year
after the date of enactment of this Act and annually
thereafter, the Commissioner of Reclamation shall prepare and
make publically available a report that describes any progress
with respect to the conservation, protection, and enhancement
of native fish in the Dolores River.
(c) Water Resource Projects.--
(1) In general.--Subject to valid existing rights and
paragraph (2), after the date of enactment of this Act, the
Secretary or any other officer, employee, or agent of the
United States may not assist by loan, grant, license, or
otherwise in the construction or modification of any water
resource project--
(A) located on the covered land that would--
(i) affect the free-flowing character of
any stream within the covered land; or
(ii) unreasonably diminish the resource
values described in sections 101(b) and 201(b)
of the Dolores River within the covered land;
or
(B) located outside the covered land that would
unreasonably diminish the resource values described in
sections 101(b) and 201(b) of the Dolores River within
the covered land.
(2) Limitations.--Subject to the requirements of this
section, nothing in paragraph (1)--
(A) prevents, outside the covered land--
(i) the construction of small diversion
dams or stock ponds;
(ii) new minor water developments in
accordance with existing decreed water rights;
or
(iii) minor modifications to structures; or
(B) affects access to, or operation, maintenance,
relicensing, repair, or replacement of, existing water
resource projects.
(d) Effect.--Nothing in this Act--
(1) affects--
(A) any water right that is--
(i) decreed under the laws of the State;
and
(ii) in existence on the date of enactment
of this Act;
(B) the use, allocation, ownership, or control, in
existence on the date of enactment of this Act, of any
water or water right;
(C) any vested absolute or decreed conditional
water right in existence on the date of enactment of
this Act, including any water right held by the United
States;
(D) any interstate water compact in existence on
the date of enactment of this Act; or
(E) State jurisdiction over any water law, water
right, or adjudication or administration relating to
any water resource;
(2) imposes--
(A) any mandatory streamflow requirement within the
covered land; or
(B) any Federal water quality standard within, or
upstream of, the covered land that is more restrictive
than would be applicable if the covered land had not
been designated as the Conservation Area or Special
Management Area under this Act; or
(3) constitutes an express or implied reservation by the
United States of any reserved or appropriative water right
within the covered land.
SEC. 403. EFFECT ON PRIVATE PROPERTY AND REGULATORY AUTHORITY.
(a) Effect.--Nothing in this Act--
(1) affects valid existing rights;
(2) requires any owner of private property to bear any
costs associated with the implementation of the management plan
under this Act;
(3) affects the jurisdiction or responsibility of the State
with respect to fish and wildlife in the State;
(4) requires a change in or affects local zoning laws of
the State or a political subdivision of the State; or
(5) affects--
(A) the jurisdiction over, use, or maintenance of
county roads in the covered land; or
(B) the administration of the portion of the road
that is not a county road and that is commonly known as
the ``Dolores River Road'' within the Conservation
Area, subject to the condition that the Secretary shall
not improve the road beyond the existing primitive
condition of the road.
(b) Adjacent Management.--
(1) No buffer zones.--The designation of the Conservation
Area and the Special Management Area by this Act shall not
create any protective perimeter or buffer zone around the
Conservation Area or Special Management Area, as applicable.
(2) Private land.--Nothing in this Act requires the
prohibition of any activity on private land outside the
boundaries of the Conservation Area or the Special Management
Area that can be seen or heard from within such a boundary.
SEC. 404. TRIBAL RIGHTS AND TRADITIONAL USES.
(a) Treaty Rights.--Nothing in this Act affects the treaty rights
of any Indian Tribe, including rights under the Agreement of September
13, 1873, ratified by the Act of April 29, 1874 (18 Stat. 36, chapter
136).
(b) Traditional Tribal Uses.--Subject to any terms and conditions
as the Secretary determines to be necessary and in accordance with
applicable law, the Secretary shall allow for the continued use of the
covered land by members of Indian Tribes--
(1) for traditional ceremonies; and
(2) as a source of traditional plants and other materials.
Calendar No. 392
118th CONGRESS
2d Session
S. 636
[Report No. 118-176]
_______________________________________________________________________
A BILL
To establish the Dolores River National Conservation Area and the
Dolores River Special Management Area in the State of Colorado, to
protect private water rights in the State, and for other purposes.
_______________________________________________________________________
May 16, 2024
Reported with amendments
| usgpo | 2024-06-24T00:12:45.592684 | {
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"url": "https://api.govinfo.gov/packages/BILLS-118s636rs/htm"
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BILLS-118s1979rs | Protecting Older Americans Act of 2023 | 2024-05-16T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 1979 Reported in Senate (RS)]
<DOC>
Calendar No. 396
118th CONGRESS
2d Session
S. 1979
To amend title 9 of the United States Code with respect to arbitration
of disputes involving age discrimination.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
June 14, 2023
Mrs. Gillibrand (for herself, Mr. Graham, Mr. Durbin, Mr. Padilla, Mr.
Menendez, Mr. Blumenthal, Mr. Grassley, Mr. Booker, Mr. Ossoff, Mr.
Coons, Ms. Butler, Mr. Whitehouse, Ms. Hirono, and Mr. Hawley)
introduced the following bill; which was read twice and referred to the
Committee on the Judiciary
May 16, 2024
Reported by Mr. Durbin, without amendment
_______________________________________________________________________
A BILL
To amend title 9 of the United States Code with respect to arbitration
of disputes involving age discrimination.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Protecting Older Americans Act of
2023''.
SEC. 2. PREDISPUTE ARBITRATION OF DISPUTES INVOLVING AGE
DISCRIMINATION.
(a) In General.--Title 9 of the United States Code is amended by
adding at the end the following:
``CHAPTER 5--ARBITRATION OF DISPUTES INVOLVING AGE DISCRIMINATION
``Sec.
``501. Definitions.
``502. No validity or enforceability.
``Sec. 501. Definitions
``In this chapter:
``(1) Age discrimination dispute.--The term `age
discrimination dispute' means a dispute relating to conduct
that is alleged to constitute age discrimination against a
person who is not less than 40 years of age in any form,
including disparate treatment, disparate impact, harassment,
and retaliation, that is prohibited under applicable Federal,
Tribal, or State law (including local law).
``(2) Predispute arbitration agreement; predispute joint-
action waiver.--The terms `predispute arbitration agreement'
and `predispute joint-action waiver' have the meanings given
the terms in section 401.
``Sec. 502. No validity or enforceability
``(a) In General.--Notwithstanding any other provision of this
title, at the election of the person alleging conduct constituting an
age discrimination dispute, or the named representative of a class or
in a collective action alleging such conduct, no predispute arbitration
agreement or predispute joint-action waiver shall be valid or
enforceable with respect to a case which is filed under Federal,
Tribal, or State law and relates to the age discrimination dispute.
``(b) Determination of Applicability.--An issue as to whether this
chapter applies with respect to a dispute shall be determined under
Federal law. The applicability of this chapter to an agreement to
arbitrate and the validity and enforceability of an agreement to which
this chapter applies shall be determined by a court, rather than an
arbitrator, irrespective of whether the party resisting arbitration
challenges the arbitration agreement specifically or in conjunction
with other terms of the contract containing such agreement, and
irrespective of whether the agreement purports to delegate such
determinations to an arbitrator.''.
(b) Technical and Conforming Amendments.--
(1) In general.--Title 9 of the United States Code is
amended--
(A) in section 2, by inserting ``or 5'' before the
period at the end;
(B) in section 208, in the second sentence, by
inserting ``or 5'' before the period at the end; and
(C) in section 307, in the second sentence, by
inserting ``or 5'' before the period at the end.
(2) Table of chapters.--The table of chapters for title 9,
United States Code, is amended by adding at the end the
following:
``5. Arbitration of disputes involving age discrimination.. 501.''.
SEC. 3. APPLICABILITY.
This Act, and the amendments made by this Act, shall apply with
respect to any dispute or claim that arises or accrues on or after the
date of enactment of this Act.
Calendar No. 396
118th CONGRESS
2d Session
S. 1979
_______________________________________________________________________
A BILL
To amend title 9 of the United States Code with respect to arbitration
of disputes involving age discrimination.
_______________________________________________________________________
May 16, 2024
Reported without amendment
| usgpo | 2024-06-24T00:12:45.624453 | {
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BILLS-118hres1242ih | Prioritizing mental health to the same degree as physical health to address the epidemics of suicide and drug overdose in the United States. | 2024-05-17T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1242 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1242
Prioritizing mental health to the same degree as physical health to
address the epidemics of suicide and drug overdose in the United
States.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
May 17, 2024
Mr. Thanedar (for himself, Ms. Jackson Lee, and Mr. Soto) submitted the
following resolution; which was referred to the Committee on Energy and
Commerce
_______________________________________________________________________
RESOLUTION
Prioritizing mental health to the same degree as physical health to
address the epidemics of suicide and drug overdose in the United
States.
Whereas mental health and physical health are inseparable;
Whereas mental health conditions require the same degree of attention as
physical health conditions;
Whereas mental health and substance use parity requirements for health insurance
plans must be firmly enforced;
Whereas, according to the Centers for Disease Control and Prevention in 2022,
49,476 Americans lost their lives to suicide, and a reported 105,384
Americans lost their lives to drug overdoses in 2023;
Whereas, according to the World Health Organization, mental health and many
common mental disorders are significantly shaped by the social,
economic, and physical environments in which people live;
Whereas social vulnerability, a metric that quantifies the impact of the social
determinants of health on county-level populations, is directly
associated with risk for adult suicide;
Whereas, according to research published in Addictive Behaviors Reports, adults
with a history of Adverse Childhood Experiences (ACEs) have a 4.3-fold
higher likelihood of developing a substance use disorder;
Whereas cultural stigma against mental health disorders is an especially notable
social determinant of mental health;
Whereas there is a growing body of research on the association between mental
health stigma and suicidal actions, but more research must be done to
identify a causal relationship;
Whereas cultural stigma against mental illness can lead individuals to engage in
self-medicative practices, such as illicit drug use, instead of seeking
out professional assistance;
Whereas, according to the Substance Abuse and Mental Health Services
Administration (SAMHSA), among adults aged 18 or older in 2021, those
with serious mental illness (SMI) or any mental illness (AMI) were more
likely than those without mental illness to have used illicit drugs in
the past year (50.2 percent for SMI and 39.7 percent for AMI verses 17.7
percent for adults aged 18 or older with no mental illness);
Whereas, according to the National Alliance on Mental Illness, 33.5 percent of
United States adults with mental illness also experienced a substance
use disorder in 2021, which is over, 19,400,000 individuals;
Whereas, according to a 2022 literature review of 38 studies on mental health
and opioid overdose, nearly all reviewed studies found a connection
between mental disorder and overdose;
Whereas, to prevent the perpetuation of this dangerous cycle, mental health
education and awareness must begin from an early age, and school-based
mental health resources must be better utilized and better funded to
achieve this goal;
Whereas 1 in 5 children living in the United States experience a mental
disorders every year, and an estimated 49.5 percent of adolescents had
experienced a mental health disorder; and
Whereas mental illness stigma, and specifically self-stigma, is a significant
barrier to mental health services for adolescents and adults that must
be addressed: Now, therefore, be it
Resolved, That the House of Representatives--
(1) expresses support for parity between insurance coverage
of mental health and physical health treatment, including full
enforcement of existing Federal laws concerning mental health
parity;
(2) works to extinguish mental health stigmas in the United
States;
(3) supports the 2024 National Strategy for Suicide
Prevention;
(4) seeks to provide as many resources and funds as
possible to combat the epidemics of suicide and drug overdose
by--
(A) promoting Federal, State, Tribal, and local
initiatives to retain and expand the mental health
workforce;
(B) supporting access to and coverage of
medication-assisted treatment;
(C) adopting evidence-based suicide prevention
strategies;
(D) funding linguistically, culturally, and age
appropriate services;
(E) improving quality, coverage, and accessibility
of crisis care service; and
(F) highlighting health promotion campaigns that
utilize digital media to target adolescents and young
adults.
<all>
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BILLS-118s3045rs | To provide for the transfer of administrative jurisdiction over certain Federal land in the State of California, and for other purposes. | 2024-05-16T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 3045 Reported in Senate (RS)]
<DOC>
Calendar No. 394
118th CONGRESS
2d Session
S. 3045
[Report No. 118-178]
To provide for the transfer of administrative jurisdiction over certain
Federal land in the State of California, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
October 16, 2023
Mr. Padilla introduced the following bill; which was read twice and
referred to the Committee on Energy and Natural Resources
May 16, 2024
Reported by Mr. Manchin, with amendments
[Insert the parts printed in italic]
_______________________________________________________________________
A BILL
To provide for the transfer of administrative jurisdiction over certain
Federal land in the State of California, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. TRANSFER OF ADMINISTRATIVE JURISDICTION OVER CERTAIN FEDERAL
LAND IN THE STATE OF CALIFORNIA.
(a) Transfer of Administrative Jurisdiction.--
(1) National forest system land.--Administrative
jurisdiction over the approximately 160 acres of National
Forest System land more particularly described as T.1 S., R.19
E., sec. 24, SE\1/4\NE\1/4\, NW\1/4\SE\1/4\, NE\1/4\SE\1/4\,
and SE\1/4\SE\1/4\, Mount Diablo Meridian, Tuolumne County,
California, as generally depicted on the map entitled
``Ackerson Meadow Land Interchange'' and dated February 24,
2022, is transferred to the Secretary of the Interior to be
managed as part of Yosemite National Park, in accordance with
laws applicable to the National Park System.
(2) National park system land.--Administrative jurisdiction
over the approximately 170 acres of National Park System land
more particularly described as the SE\1/4\ of sec. 23 and the
land to the north and west of Road 1S25 within the NW\1/4\SE\1/
4\NW\1/4\ of sec. 24, T.1 S., R. 19 E., Mount Diablo Meridian,
Tuolumne County, California, as generally depicted on the map
entitled ``Ackerson Meadow Land Interchange'' and dated
February 24, 2022, is transferred to the Secretary of
Agriculture to be managed as part of Stanislaus National Forest
in accordance with laws applicable to the National Forest
System.
(b) Corrections.--
(1) Minor adjustments.--The Secretary of Agriculture and
the Secretary of the Interior may, by mutual agreement, make
minor corrections and adjustments to the Federal land
transferred under subsection (a) to facilitate land management,
including making a correction or adjustment to any applicable
survey.
(2) Publications.--Any correction or adjustment made under
paragraph (1) shall be effective on the date of publication of
a notice of the correction or adjustment in the Federal
Register.
(c) Hazardous Substances.--
(1) Notice.--The Secretary of Agriculture and the Secretary
of the Interior shall, with respect to the land described in
paragraphs (1) and (2) of subsection (a), respectively--
(A) identify any known sites containing hazardous
substances; and
(B) provide to the head of the Federal agency to
which the land is being transferred under subsection
(a) notice of any site containing hazardous substances,
as identified under subparagraph (A).
(2) Cleanup obligations.--To the same extent as on the day
before the date of enactment of this Act, with respect to any
Federal liability--
(A) the Secretary shall remain responsible for any
cleanup of hazardous substances on the Federal land
described in subsection (a)(1); and
(B) the Secretary of the Interior shall remain
responsible for any cleanup of hazardous substances on
the Federal land described in subsection (a)(2).
(d) Effect on Existing Rights and Authorizations.--Nothing in this
section affects--
(1) any valid existing rights; or
(2) the validity or terms and conditions of any existing
withdrawal, right-of-way, easement, lease, license, or permit
on the land to which administrative jurisdiction is transferred
under this section, except that beginning on the date of
enactment of this Act, the head of the agency to which
administrative jurisdiction over the land is transferred shall
be responsible for administering the interests or
authorizations in accordance with applicable law.
Calendar No. 394
118th CONGRESS
2d Session
S. 3045
[Report No. 118-178]
_______________________________________________________________________
A BILL
To provide for the transfer of administrative jurisdiction over certain
Federal land in the State of California, and for other purposes.
_______________________________________________________________________
May 16, 2024
Reported with amendments
| usgpo | 2024-06-24T00:12:45.865896 | {
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"url": "https://api.govinfo.gov/packages/BILLS-118s3045rs/htm"
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BILLS-118hr8109ih | Money Follows the Person Permanency Act of 2024 | 2024-04-23T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8109 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8109
To amend the Deficit Reduction Act of 2005 to make permanent the Money
Follows the Person rebalancing demonstration.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
April 23, 2024
Mrs. Dingell (for herself and Mr. Balderson) introduced the following
bill; which was referred to the Committee on Energy and Commerce
_______________________________________________________________________
A BILL
To amend the Deficit Reduction Act of 2005 to make permanent the Money
Follows the Person rebalancing demonstration.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Money Follows the Person Permanency
Act of 2024''.
SEC. 2. PERMANENT EXTENSION OF MONEY FOLLOWS THE PERSON REBALANCING
DEMONSTRATION.
Section 6071(h)(1)(L) of the Deficit Reduction Act of 2005 (42
U.S.C. 1396a note) is amended by striking ``each of fiscal years 2024
through 2027'' and inserting ``fiscal year 2024 and each subsequent
fiscal year''.
<all>
| usgpo | 2024-06-24T00:12:46.154655 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr8109ih/htm"
} |
BILLS-118hr8146eh | Police Our Border Act | 2024-05-16T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8146 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8146
_______________________________________________________________________
AN ACT
To require a report by the Attorney General on the impact the border
crisis is having on law enforcement at the Federal, State, local, and
Tribal level.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Police Our Border Act''.
SEC. 2. FINDINGS.
Congress finds as follows:
(1) Our Federal, State, local, and Tribal law enforcement
officers put their lives on the line each day in order to
protect our country and serve their communities.
(2) According to the National Law Enforcement Officer
Memorial Fund, 136 law enforcement officers died in the line-
of-duty in 2023.
(3) Congress should do everything in its power to support
law enforcement officers at every level and in every part of
our nation.
(4) The southwest border crisis created by the Biden
Administration has made every state a border state.
(5) The Biden border crisis has placed a burden on law
enforcement agencies across the nation and has placed a
significant strain on the resources that are critical to
keeping communities safe.
(6) Law enforcement officers in every state are put in
life-threatening scenarios as a direct result of the open
borders.
(7) Law enforcement has been forced to deal with the influx
of fentanyl and many officers are exposed to the drug while on
duty.
(8) It is in the best interest of law enforcement officers
and the communities they serve for Congress to pass, and the
President to sign into law, strong border security legislation,
and for the President to utilize long standing authorities,
including under section 212(f) of the Immigration and
Nationality Act (8 U.S.C. 1182(f)), to secure the southern
border.
SEC. 3. REPORT.
Not later than 180 days after the date of enactment of this Act,
the Attorney General shall submit to Congress a report on the impact
the Biden border crisis is having on law enforcement officers at the
Federal, State, local, and Tribal level, including--
(1) the estimated dollar amount of all resources devoted to
addressing the Biden border crisis, and the extent to which
such resources are not available to law enforcement agencies;
(2) the exposure of law enforcement officers to fentanyl
resulting from encounters with illegal aliens at the border and
in the United States, and the nationality of each such alien;
(3) injuries to law enforcement officers based on a
connection to the Biden border crisis or exposure to fentanyl;
(4) the morale of law enforcement officers;
(5) the recruiting impact on hiring law enforcement as a
result of the Biden border crisis;
(6) estimated dollar amount States expended on local law
enforcement efforts to investigate, intercept, and process,
which includes the entire evidence lifecycle, from collection
and analysis to storage and final destruction, fentanyl
trafficked from the United States border; and
(7) how many law enforcement officers have been reassigned
and local resources reallocated to investigate, intercept, and
process, which includes the entire evidence lifecycle, from
collection and analysis to storage and final destruction,
fentanyl trafficked from the United States border.
Passed the House of Representatives May 16, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 8146
_______________________________________________________________________
AN ACT
To require a report by the Attorney General on the impact the border
crisis is having on law enforcement at the Federal, State, local, and
Tribal level.
| usgpo | 2024-06-24T00:12:46.225945 | {
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"url": "https://api.govinfo.gov/packages/BILLS-118hr8146eh/htm"
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BILLS-118hr7251rh | Poison Control Centers Reauthorization Act of 2024 | 2024-05-17T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 7251 Reported in House (RH)]
<DOC>
Union Calendar No. 425
118th CONGRESS
2d Session
H. R. 7251
[Report No. 118-512]
To amend the Public Health Service Act to reauthorize certain poison
control programs.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
February 6, 2024
Mrs. Chavez-DeRemer (for herself, Mr. Joyce of Pennsylvania, Mr. Davis
of North Carolina, and Mrs. Cherfilus-McCormick) introduced the
following bill; which was referred to the Committee on Energy and
Commerce
May 17, 2024
Additional sponsors: Mr. Carter of Georgia, Mr. Tonko, Mr. Bacon, and
Ms. Craig
May 17, 2024
Reported with an amendment, committed to the Committee of the Whole
House on the State of the Union, and ordered to be printed
[Strike out all after the enacting clause and insert the part printed
in italic]
[For text of introduced bill, see copy of bill as introduced on
February 6, 2024]
_______________________________________________________________________
A BILL
To amend the Public Health Service Act to reauthorize certain poison
control programs.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Poison Control Centers
Reauthorization Act of 2024''.
SEC. 2. REAUTHORIZATION OF POISON CONTROL PROGRAMS.
(a) National Toll-free Number and Other Communication
Capabilities.--Section 1271(c) of the Public Health Service Act (42
U.S.C. 300d-71(c)) is amended by striking ``fiscal years 2020 through
2024'' and inserting ``fiscal years 2025 through 2029''.
(b) Promoting Poison Control Center Utilization.--Section 1272(c)
of the Public Health Service Act (42 U.S.C. 300d-72(c)) is amended by
striking ``fiscal years 2020 through 2024'' and inserting ``fiscal
years 2025 through 2029''.
(c) Poison Control Center Grant Program.--Section 1273(g) of the
Public Health Service Act (42 U.S.C. 300d-73(g)) is amended by striking
``fiscal years 2020 through 2024'' and inserting ``fiscal years 2025
through 2029''.
Union Calendar No. 425
118th CONGRESS
2d Session
H. R. 7251
[Report No. 118-512]
_______________________________________________________________________
A BILL
To amend the Public Health Service Act to reauthorize certain poison
control programs.
_______________________________________________________________________
May 17, 2024
Reported with an amendment, committed to the Committee of the Whole
House on the State of the Union, and ordered to be printed
| usgpo | 2024-06-24T00:12:46.389008 | {
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BILLS-118hr8125ih | To designate the area between the intersections of 18th Street Northwest and Church Street Northwest, and 18th Street Northwest and P Street Northwest, in the District of Columbia as Jimmy Lai Way, and for other purposes. | 2024-04-23T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8125 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8125
To designate the area between the intersections of 18th Street
Northwest and Church Street Northwest, and 18th Street Northwest and P
Street Northwest, in the District of Columbia as ``Jimmy Lai Way'', and
for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
April 23, 2024
Mr. Smith of New Jersey (for himself and Mr. Suozzi) introduced the
following bill; which was referred to the Committee on Oversight and
Accountability, and in addition to the Committee on Foreign Affairs,
for a period to be subsequently determined by the Speaker, in each case
for consideration of such provisions as fall within the jurisdiction of
the committee concerned
_______________________________________________________________________
A BILL
To designate the area between the intersections of 18th Street
Northwest and Church Street Northwest, and 18th Street Northwest and P
Street Northwest, in the District of Columbia as ``Jimmy Lai Way'', and
for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. CONDEMNING THE JAILING OF JIMMY LAI IN HONG KONG.
(a) Findings.--Congress finds the following:
(1) In 1997, the United Kingdom transferred sovereignty
over Hong Kong to the People's Republic of China (PRC) with
guarantees that fundamental rights are protected under both the
1984 Sino-British Joint Declaration and the Basic Law, which
enumerate specific rights and freedoms including those of
speech, of the press, and of assembly.
(2) The Government of the People's Republic of China has
repeatedly undermined Hong Kong's autonomy since the 1997
handover, and in particular since the Umbrella Movement
protests in 2014, the mass pro-democracy protests in 2019, and
the imposition of the draconian National Security Law in 2020,
which is vaguely defined and broadly applied to punish people
for peacefully exercising their fundamental rights and
freedoms.
(3) Since its enactment in June 2020, the National Security
Law, unilaterally passed by the National People's Congress
Standing Committee and enforced by officials in Hong Kong as a
pretext to repress legitimate and peaceful speech, assembly,
and expression of political opinions.
(4) Jimmy Lai, a 76-year-old Hong Kong democracy advocate,
media entrepreneur, and a British citizen, has been in prison
since December 2020 on multiple fabricated charges, and is
currently serving a sentence of almost six years in prison
under politically motivated fraud charges, having already
served two other sentences, one for joining a vigil to mark the
1989 Tiananmen Square Massacre, and another for participating
in peaceful protests in 2019.
(5) The Apple Daily newspaper which Jimmy Lai founded and
published was forced by the authorities in Hong Kong to close
in June 2021, and his Next Media company was delisted from the
Hong Kong Stock Exchange under government coercion in January
2023.
(6) The trial of Jimmy Lai on charges of ``conspiracy to
collude with foreign forces'' under the National Security Law
and ``conspiracy to publish seditious publications'' under the
sedition law began on December 18, 2023, and resumed on January
2, 2024.
(7) Jimmy Lai pleaded not guilty to all charges.
(8) The minimum sentence required under the National
Security Law is 10 years imprisonment, and therefore it is
possible that he could spend the rest of his life behind bars.
(9) A group of United Nations experts, being alarmed by
``multiple and serious violations'' of his rights, including
the right to a fair trial and access to a lawyer of his own
choosing, called for Jimmy Lai's immediate release.
(10) Jimmy Lai's meetings with United States Government
officials and public figures, including the former Vice
President and Secretary of State, the former Speaker of the
House of Representatives, and the former Consul-General in Hong
Kong, as well as others, have been cited by the prosecution in
the court proceedings.
(11) Jimmy Lai stands for the values of democracy, human
rights, respect for the rule of law, religious freedom, freedom
of expression, and media freedom, and is prosecuted and
persecuted by the PRC's proxies in Hong Kong solely because of
his opinions and activities in pursuit of these values.
(b) Sense of Congress.--Congress--
(1) condemns the unjust imprisonment and the show trial of
Jimmy Lai;
(2) calls upon the Hong Kong authorities to release Jimmy
Lai immediately and unconditionally and cease prosecuting him
and others charged under the National Security Law;
(3) reaffirms the importance of media freedom and the right
of publishers, journalists, and media workers in Hong Kong and
around the world to operate free from intimidation, harassment,
repression, censorship, and fear;
(4) recognizes that the severe restrictions on the free
flow of news and information from Hong Kong impacts the ability
of individuals, corporations, and diplomats to make decisions
about travel, investments, and political conditions in Hong
Kong;
(5) urges the Secretary of State and other relevant
Department of State officials to advocate for the release of
Jimmy Lai by raising his case with officials of the Hong Kong
Special Administrative Region and People's Republic of China;
(6) urges the United Nations High Commissioner for Human
Rights to hold a special session and appoint an impartial and
independent United Nations mechanism to evaluate, monitor, and
report on a range of human rights violations in the People's
Republic of China, including the impact of the National
Security Law on human rights in Hong Kong, as requested by over
50 United Nations Special Experts in 2020; and
(7) urges all governments that value democracy, human
rights, and the rule of law to call for all charges against
Jimmy Lai to be dropped, the trial to end, and for the
immediate and unconditional release of Jimmy Lai.
SEC. 2. DESIGNATION OF ``JIMMY LAI WAY'' IN THE DISTRICT OF COLUMBIA.
(a) Designation of Street Name.--
(1) In general.--The area between the intersections of 18th
Street Northwest and Church Street Northwest, and 18th Street
Northwest and P Street Northwest in the District of Columbia
shall be known and designated as ``Jimmy Lai Way''.
(2) Reference.--Any reference in a law, map, regulation,
document, paper, or other record of the United States to the
area referred to in paragraph (1) shall be deemed to include
``Jimmy Lai Way.''
(b) Designation of Address.--
(1) Designation.--The address of 1520 18th Street Northwest
in the District of Columbia shall be redesignated as 1 Jimmy
Lai Way Northwest.
(2) References.--Any reference in a law, map, regulation,
document, paper, or other record of the United States to the
address referred to in paragraph (1) shall be deemed to be a
reference to 1 Jimmy Lai Way Northwest.
(c) Signs.--The Administrator of General Services shall construct
street signs that shall--
(1) contain the phrase ``Jimmy Lai Way NW'';
(2) be similar in design to the signs used by the District
of Columbia to designate the location of Metro stations; and
(3) be placed on--
(A) the parcel of Federal property that is closest
to 1 Jimmy Lai Way Northwest (as redesignated by
subsection (b)(1)) in the District of Columbia; and
(B) the street corners of 18th Street Northwest and
Church Street Northwest, and 18th Street Northwest and
P Street Northwest, in the District of Columbia.
SEC. 3. SENSE OF CONGRESS REGARDING MAIL DELIVERY BY THE UNITED STATES
POSTAL SERVICE.
It is the sense of Congress that the Postmaster General should
recognize any mail which is addressed to the Hong Kong Economic and
Trade Office at ``1 Jimmy Lai Way'' in San Francisco, California, or
New York, New York, with the appropriate postal codes, and should
deliver such mail to--
(1) 130 Montgomery Street, San Francisco, California 94104;
or
(2) 115 East 54th Street, New York, New York 10022,
as the case may be.
<all>
| usgpo | 2024-06-24T00:12:46.397132 | {
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"url": "https://api.govinfo.gov/packages/BILLS-118hr8125ih/htm"
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BILLS-118hr354eh | LEOSA Reform Act of 2024 | 2024-05-16T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 354 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 354
_______________________________________________________________________
AN ACT
To amend title 18, United States Code, to improve the Law Enforcement
Officer Safety Act and provisions relating to the carrying of concealed
weapons by law enforcement officers, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``LEOSA Reform Act of 2024''.
SEC. 2. CONFORMING THE LAW ENFORCEMENT OFFICER SAFETY ACT AND THE GUN-
FREE SCHOOL ZONES ACT OF 1990.
Section 922(q)(2)(B) of title 18, United States Code, is amended--
(1) by striking ``or'' at the end of clause (vi);
(2) by striking the period at the end of clause (vii) and
inserting ``; or''; and
(3) by adding at the end the following:
``(viii) by an individual authorized by section 926B or
926C to carry a concealed firearm.''.
SEC. 3. MAKING IMPROVEMENTS TO THE LAW ENFORCEMENT OFFICER SAFETY ACT.
(a) Each of sections 926B(a) and 926C(a) of title 18, United States
Code, is amended by inserting ``or any other provision of Federal law,
or any regulation prescribed by the Secretary of the Interior
pertaining to a unit of the National Park System'' after ``thereof''.
(b) Each of sections 926B(b) and 926C(b) of such title are
amended--
(1) in paragraph (1), by inserting ``, except to the extent
that the laws apply on property used by a common or contract
carrier to transport people or property by land, rail, or water
or on property open to the public (whether or not a fee is
charged to enter the property)'' before the semicolon; and
(2) in paragraph (2), by inserting ``, except to the extent
that the laws apply on property used by a common or contract
carrier to transport people or property by land, rail, or water
or on property open to the public (whether or not a fee is
charged to enter the property)'' before the period.
(c) Each of sections 926B(e)(2) and 926C(e)(1)(B) of such title is
amended by inserting ``any magazine and'' after ``includes''.
(d) Section 926C(c)(4) of such title is amended to read as follows:
``(4) has met the standards for qualification in firearms
training during the most recent period of 12 months (or, at the
option of the State in which the individual resides, a greater
number of months, not exceeding 36 months), and for purposes of
this paragraph, the term `standards for qualification in
firearms training' means--
``(A) the standards for active duty law enforcement
officers as established by the former agency of the
individual;
``(B) the standards for active duty law enforcement
officers as established by the State in which the
individual resides;
``(C) the standards for active duty law enforcement
officers employed by any law enforcement agency in the
State in which the individual resides; or
``(D) any standard for active duty law enforcement
officers for firearms qualification conducted by any
certified firearms instructor within the State in which
the individual resides;''.
(e) Section 926C(d) of such title is amended--
(1) in paragraph (1), by striking ``not less recently than
one year before the date the individual is carrying the
concealed firearm, been tested or otherwise found by the agency
to meet the active duty standards for qualification in firearms
training as established by the agency to carry'' and inserting
``met the standards for qualification in firearms training
required by subsection (c)(4) for''; and
(2) in paragraph (2), by striking subparagraph (B) and
inserting the following:
``(B) a certification issued by the former agency of the
individual, the State in which the individual resides, any law
enforcement agency within the State in which the individual
resides, or any certified firearms instructor within the State
in which the individual resides that indicates that the
individual has met the standards for qualification in firearms
training required by subsection (c)(4).''.
SEC. 4. PERMITTING QUALIFIED CURRENT AND RETIRED LAW ENFORCEMENT
OFFICERS TO CARRY FIREARMS IN CERTAIN FEDERAL FACILITIES.
Section 930 of title 18, United States Code, is amended--
(1) in subsection (d)--
(A) in paragraph (2), by striking ``or'' at the
end;
(B) in paragraph (3), by striking the period at the
end and inserting ``or''; and
(C) by adding at the end the following:
``(4) the possession of a firearm or ammunition in a
Facility Security Level I or II civilian public access facility
by a qualified law enforcement officer (as defined in section
926B(c)) or a qualified retired law enforcement officer (as
defined in section 926C(c)).''; and
(2) in subsection (g), by adding at the end the following:
``(4) The term `Facility Security Level' means a security
risk assessment level assigned to a Federal facility by the
security agency of the facility in accordance with the
biannually issued Interagency Security Committee Standard.
``(5) The term `civilian public access facility' means a
facility open to the general public.''.
Passed the House of Representatives May 16, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 354
_______________________________________________________________________
AN ACT
To amend title 18, United States Code, to improve the Law Enforcement
Officer Safety Act and provisions relating to the carrying of concealed
weapons by law enforcement officers, and for other purposes.
| usgpo | 2024-06-24T00:12:46.599924 | {
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CZIC-g70-212-p74-t42-1995 | Analog and Digital Topographic Map of Presque Isle State Park A Report from Pennsylvania Department of Conservation and Natural Resources, Bureau of State Parks, Resources Management Section | 1995-01-01T00:00:00 | null | null | null |
[From the U.S. Government Publishing Office, www.gpo.gov]
PRESQUE ISLE STATE PARK
PILOT
GEOGRAPHIC INFORMATION SYSTEM
PHASE 11
OcroBER 1995
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Prepared By:
Keith A. Taylor. Pa-rk Manager
%3 nna M. Matula, Intern
a Park Resources Management Information System
Department of Conservation aLnd Natural Resources
Bureau of State Parks
Resources Management and Planning Division
Harrisburg, PA 17105
Pennsylvania Coastal Zone Management Program
Analog and Digital Topographic Map
of
Presque Isle State Park
DCNR Grant/Contract No. CZ1:93.04PS
Grant Task No. C21:93-
ME No. 94829
A Report from
Pennsylvania Department of Conservation and Natural Resources
Bureau of State Parks
Resources Management Section
to the
National Oceanic and Atmospheric Administration
Pursuant to
NOAA Award No.
coastal
Funded and coordinated through
Department of Environmental
Protection. Office of Resources
Management, Bureau of Resources
Management, Division of Coastal
Zone Management and the Eri
Coastry Department of Planning
ZonE
Project was financed in part through a Federal Coastal Zone Management Grant from the
Pennsylvania Department of Environmental Protection, with funds provided by the NOAA. The
views expressed herein are those of the author(s) and do not necessarily reflect the views of NOAA or
any of its subagencies.
TABLE OF CONTENTS
Section Page
Acknowledge ments .............................................. 1
Table of Contents ............................................... i
List of Exhibits .............................................
Executive Summary .............................................. 1
1.0 Introduction and Background Information ........................... 4
1.1 Purpose of Study ......................................... 4
1.2 Background ............................................. 4
2.0 Project Initiation ............................................ 5
2.1 Geographic Information System .............................. 5
2.2 Meetings .............................................. 6
2.3 Agreements ............................................ 6
2.4 Equipment .................................... .......... 9
2.4.1 Hardware ......................................... 9
2.4.2 Software ......................................... 9
2.5 Training ............................................... 11
3.0 Coverages ................................................. 11
3.1 Shoreline Coverages ....................................... 11
3.2 One-Foot Contours ....................................... 11
3.3 Bike Trail ............................................. 13
3.4 Valves ................................................ 13
3.5 Signs ................................................. 13
3.6 Species of Special Concern ................................. 19
3.7 Vegetation ............................................. 19
3.8 Wetlands .............................................. 22
3.9 Monuments ............................................ 22
3.10 Telephone Rights-of-Way .................................. 22
3.11 Water Sample Locations ................................... 22
3.12 Beaches ............................................... 22
3.13 Roads ................................................ 27
3.14 Mowing Areas .......................................... 27
3.15 Buoy ................................................. 27
Section Page
4.0 Applications and Procedures .................................... 33
4.1 GPS Shoreline .......................................... 43
4.2 GPS Training ........................................... 43
4.3 Scaled Map Segment AML ................................... 43
4.4 X,Y Avenue Script ............................... ......... 43
4.5 Arc Info Mapping AML .................................... 43
5.0 Budget .................................................... 79
6.0 Recommendations ........................................... 79
Appendix ..................................................... 81
Coverage Descriptions ............................................ 92
Intern's Thoughts ................................................ 84
LIST OF EXHIBITS
Exhibit Title Page
2-1 CMT Agreement .................................. 7
2-2 Earth Information Services Agreement .................. 8
2-3 FL Printer HP X2300 ............................... 10
3-1 Presque Isle Shorelines .............................. 12
3-2 One-Foot Contours ................................. 14
3-3 Bike Trail Map . 15
3-4 Application for X,V L*oca*tio*n* U's*i*ng' *V*al'v*e' C' o* v* e*r *a g* e* 16
3-5 Valves .......................................... 17
3-6 Arc View Signs Map ................................. 18
3-7 Signs Map (Seven-Tenths of First Mile) .................. 20
3-8 Vegetation Map ................................... 21
3-9 Wetlands Map ..................................... 23
3-10 Monuments Map ................................... 24
3-11 Telephone Information .............................. 25
3-12 Water Sample Map ................................. 26
3-13 Guarded Beaches .................................. 28
3-14 Road Width Map ................................... 29
3-15 Primary, Secondary, and Service Roads .................. 30
3-16 Mowing Area Map ................................. 31
3-17 Buoy Map ........................................ 32
4-1 GPS Shoreline Procedures ............................ 34
4-2 Trail AML ... 38
4-3 Avenue Procedures ................................. 49
4-4 Mapping AML .................................... 77
5-1 Proposed Budget and Actual Expenditures ................. . 80
ACKNOWLEDGEMENTS
The Bureau of State Parks would like to acknowledge the success of the Presque Isle State Park
Pilot GIS Project. This is the result of the generous efforts of people from various agencies.
The opportunity to work with a variety of accomplished staff made this project a rewarding
experience and a successful project.
Special acknowledgement goes to Eugene Comoss and Regis Crawford and the staff of the
Bureau of Facility Design and Construction, for their help with establishing survey control
points for use with the program and also, for their help with data collection at Presque Isle
State Park and setting up base stations when needed.
Without the guidance and help of Sally Holbert and Todd Plank of Earth Information Services
the project would not have progressed as quickly and had sufficient standards developed.
Thanks for your patience and assistance on this project.
"Thanks" goes to Tom Coleman of General Telephone Electric for providing information on
telephone rights-of-way for Presque Isle State Park.
A special thanks goes to the interns that have worked on the project at various times
throughout the three years. The interns that worked on the project include: Lori Felix, Gerald
Johnson, Jennifer Graves, Sasha Lucas, Kimberly Karmelowicz, Amy Stimely, Cristen Benhart,
and Michael Bialousz.
"Thankel goes to Harry Leslie and the Presque Isle State Park staff for the guidance with the
type of information the park needed and acquiring the data.
EXECUTIVE SUMMARY
Presque Isle State Park is a seven-mile peninsula, encompassing approximately 3,200 acres in
size with 1,900 acres in land mass. The state park is managed by the Bureau of State Parks,
Department of Conservation and Natural Resources, Commonwealth of Pennsylvania, for
recreation and conservation purposes. As the years pass and numerous yearly storms pound
away at Presque Isle State Park's shoreline, resulting erosion and sedimentation occur along this
shoreline. This results in a change of the shoreline and a continuous growth of the state park.
As a result of this constant change, a program is needed to be devised to provide an up-to-date
base map of the state park.
This project documents what was the background, types of equipment purchased, training
performed, technical assistance, and recommendations. It states procedures set forth for the
Bureau of State Parks to use in data collection and mapping. The project was completed
through joint ventures with the state agencies, as well as private corporations and individuals.
This report has been organized to present the purpose of the study and background of Presque
Isle State Park in Section 1. Section 2 deals with the project initiation which includes the
meetings, agreements, equipment purchases, and training. The coverages which were developed
are explained in Section 3. Section 4 deals with the applications and procedures for a
Geographic Information System plan that were developed for the Bureau of State Parks, in
particular, Presque Isle State Park. The final budget is explained in Section 5.
The overall goal of this project was to provide a modern, up-to-date, accurate geographic data
base map in digital and cartographic format for use by the state park system in managing
Presque Isle State Park resources. The program must be user friendly for park staff.
This project completed and/or enhanced coverages that were in development, wrote
applications for their use, and developed additional coverages to meet the needs of Presque Isle
State Park. The main emphasis was to create coverages at a V-501 scale.
Part of this project resulted in the establishment of guidelines for collecting data and putting
information into the system. Step-by-step procedures are given to ensure that the shoreline
data is always collected the same. This data will be collected a minimum of three times per
year. This will be done in April, July, and November.
The breakdown of the parks acreages as of July 27, 1995, are as follows:
Jurisdictional Area ....................... 3,340.89 Acres
5001 Off Shore Area ....................... 915.38 Acres
Bays .................................. 431.29 Acres
Land Mass ............................. 1,652.83 Acres
Interior Ponds ............................ 341.29 Acres
The following are the recommendations that the Resources Management Section will make to
the Bureau of State Parks when the CZM project is complete:
With AreView 2.1's capabilities to take GPS data and create coverage, the Bureau should
purchase ArcView for a park and let them map the basic information in the park using
Resources Management Section's GPS unit. This data would include trails, roads,
buildings, utility lines, and structures. This data then could be sent to Central Office for
updating Resources Management's plan maps and mini-maps. It would provide base data
on doing all the parks.
To use State Plane, NAD 83 as the standard projection for state park maps and use the
north zone for the entire state.
2 -
To establish a GIS coordinator to oversee the GIS program in BSP.
To use the Department's cartographic section to digitize existing maps into Auto CADD
for use by Resources Management Section. The Resources Management Section will use
Are CAD to take maps between Are Info and Auto CADD.
To acquire Are CAD and Are Scan modules for Are Info for use with the GIS program.
To create an accurate park boundary coverage for 116 state parks for the replacement of
the inaccurate coverage currently being distributed by the Department.
To contract with a consultant for the development of a procedure to take Arc Info plot
files into Auto CADD for use by the Bureau of Facility Design and Construction.
To contract for technical support for providing assistance, application development, and
troubleshooting.
To continue to map PNDI species locations as a priority project.
To evaluate Presque Isle State Park's use of the GIS system after one year of use.
In conclusion, the GIS Program was a success in creating an up-to-date base map. As of
September, the park will be able to create a new base map within a day. This includes the
collection of data, downloading information, and publishing a map with a new shoreline.
3 -
1.0 INTRODUCTION AND BACKGROUND INFORMATION
This section of the report describes the purpose of the project effort, discusses the
historical setting, natural resources, recreational opportunities, and shoreline processes of
Presque Isle State Park.
1.1 Purpose of Stud
Presque Isle State Park is a seven-mile peninsula, encompassing over 3,200 acres in
size and 1,900+ acres in land mass. The state park is managed by the Bureau of
State Parks, Department of Conservation and Natural Resources, Commonwealth of
Pennsylvania, for recreation and conservation purposes. As years pass and numerous
yearly storms pound away at Presque Isle State Park's shoreline, erosion and
sedimentation occur along this shoreline. This results in a change to the shoreline
and a continuous growth of the state park. As a result of this constant change, a
program is needed to be devised to provide an up-to-date base map of the state
park.
The overall goal of this project was to provide a modern, up-to-date, accurate
geographic data base map in digital and cartographic format within 24 hours for use
by the state park system in managing Presque Isle State Park resources.
This project consists of preparation of detailed digital map coverages of Presque Isle
State Park. Work done by the USGS, in 1992, at 1:12,000 scale, was enhanced
through ground verification to match with more detailed Corps of Engineering
drawing at a scale of 1:50. Once justified, the new coverages were digitized at 1:50.
Features to be included in these more detailed map coverages include: roads and
parking lots, beach protection structures, building footprints, one-foot contours,
tree lines, annotations and survey control points and elevations. Additional mapped
features, such as wetlands identified using the U.S. Fish and Wildlife protocol, were
ground verified to match the more detailed coverages.
This project also includes the acquisition of a Global Positioning System (GPS) unit
suitable for an accuracy of one to five meters. This equipment was used by private
research organizations and subcontractors to locate species of special concern and
areas of special concern as well as park staff. Part of this request covered expenses
incurred in developing this technology as a direct input tool into detailed GIS
coverages.
This part of the project was to collect very detailed topographic data and to prepare
an up-to-date lithographic map of the state park for managing the state park for
recreational and conservation purposes. In addition, data would be collected
digitally for use on a state park operated PC computer system that would allow
augmenting and monitoring digital data as it is modified through management
decisions and affected by rising and falling lake levels. The project would include
acquisition of equipment that meets departmental standards, methods to quickly and
accurately update files, on-site training for park personnel, and enhancement of the
pilot GIS program.
1.2 Background
Presque Isle State Park, a natural split of land in Lake Erie, is dramatically affected
by periodic rising and falling lake levels. This site is extremely unique and has many
diverse micro-environments. It also provides habitat for endangered and desirable
flora and fauna. Managing this diverse and fragile natural resource is challenging
because, in addition to physical concerns associated with natural resource manage-
4
ment, this resource is subject to intense recreational pressure. An estimated three
million people visit this state park each year.
A previously CZM-funded effort with the Bureau of State Parks (Grant Task
No. 87-PS.03) Presque Isle State Park - Environmentally Sensitive Area Study,
documented the need for a more accurate and up-to-date base map for Presque Isle
State Park.
In fiscal year 1992-93, the Bureaus of State Parks, Topographic and Geologic Survey,
and the National Mapping Division of the USGS combined resources, used a CZM-
funded grant (Task No. 92-PS.02) to establish a Geographic Information System for
resource management purposes at Presque Isle State Park. This project was the
first attempt on the part of the Department to use a GIS program for park
management purposes.
2.0 PROJECT INITIATION
This section deals with the initiative that was undertaken by the Bureau of State Parks to
meet with other state and federal agencies to develop a GIS program for Presque Isle
State Park. This initiative required establishing agreements and setting up training and
specifications for hardware and software.
2.1 Geographical Information System
A GIS Program is basically a set of computer programs that allow the construction,
display, and analysis of maps. GIS is an advanced mode of computerized mapping.
The use of maps and other drawings is a common activity shared by all the functions
of the Bureau of State Parks. The use of GIS increases the comprehensiveness and
efficiency of graphic display.
GIS operates first by developing a computerized description of all the information
contained on a map or drawing. Each point, line, polygon (area), letter, or number
on a map sheet is translated into a series of code numbers (digits) and entered into
the computer. This process is referred to as digitizing.
The digitized media can be developed from traditional mylar and Bureau of State
Parks' maps or drawings, aerial photographs, database, satellite images, or written
descriptions of phenomena from surveyor's notes to electronic scanners.
The main function of a GIS program is the manipulation of the data information by
the computer. This is the power of the system. First, a GIS can automatically
change scale, combine maps of different scales, add coloration to differentiate
features, and add legends and titles to the map without having to redraw or
photographically alter the map. This is a major advance in both efficiency and
completeness. This frees time for more complex analysis into the problem at hand
or for performing other tasks.
GIS allows for new information to be generated from the map base with a remark-
able savings of time and effort. Calculations of area (acreage of wetlands, shoreline
erosion and acceleration, open fields), linear distances (miles of fencing, roads,
earthworks), slope and aspect, and many other land characteristics can automatic-
ally be determined with the GIS.
A major strength of GIS is the ability to combine maps and drawings of different
scales and themes to develop maps that did not exist previously. For example, a
historic vegetation map and a map of present conditions can be automatically
5 -
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF ENVIRONMENTAL RESOURCES
PENNSYLVANIA -Please note our new name-
DEPARTMENT OF ENVIRONMENTAL PROTECTION
D E P
Rachel Carson State Office Building
P.O. Box,8555
Harrisburg, PA 17105-8555
November 9, 1995
717-787-2529
Bureau of Land and Water Conservation
Neil K. Christerson, Program Specialist
Coastal Programs Division - OCRM
SSMC4 Room 11209 (N/ORM 3)
1305 East West Highway
Silver Spring, MD 20910
RE: DEP File No. CZ1:A(93)
Dear Neil:
Enclosed with this letter are two copies of the final report for the Detailed Digital
mapping of Presque Isle State Park (93-PS.04). This project was completed with funds provided
by a financial assistance award in the Coastal Zone Management Program for the fiscal
.-.year 1993.
Sincerely,
Robert S. Edwards i
Environmental Planne"r 11
Division of Coastal Pr@ograms
Enclosure
An @qual Opportunity/Affirmative Action Employer Recycled Paper
combined to produce a new map highlighting areas of similarity and change. This is
an extremely useful tool for cultural and natural resource management purposes.
2.2 Meetings
This project required meetings with Pennsylvania Department of Conservation and
Natural Resources (PA DCNR), Pennsylvania Department of Environmental Protec-
tion (PA DEP), private vendors, and the National Park Service (NPS) to pull the
project together.
During 1995, several meetings were held between CZM staff and BSP staff on the
project. Topics for discussion included changes in the budget breakdown, status of
the consultant contract, the extension of the project until September 30, 1995,
printer/plotter problems, coding of invoices, progress reports, and that the state
match would exceed the amount required.
The final meeting with CZM was held on September 8, 1995, to assure CZM staff the
project would be finished by September 30, 1995, and provide information for CZM
quarterly report to NOAA.
BSP staff continued to participate in meetings, held by the Department's GIS com-
mittee to insure that the project development was following the same direction as
the Department's other GIS program. In addition, to be kept aware of other
agencies progress and coverages so as not to duplicate efforts and for all bureaus to
use the same standards.
A meeting with Presque Isle State Park staff, Earth Information Services, and
Central Office staff was held on July 13, 1995, at the park. The purpose of this
meeting was to determine what data was still needed to meet the requirements of
the CZM grant and. the park's needs. Items discussed included which coverages are
still needed, specific data for these coverages, applications most important to the
park, needed training for ArcView and GPS units, and what would be done the last
week of July by the interns. The additional coverages needed consisted of a buoy,
water samples, beach identification, and signs. In addition, existing coverages
needed control points to be established to bring coverages into an acceptable
accuracy when plotted on a V-501 scale.
Monthly meetings were conducted between Central Office staff and Earth Informa-
tion Services over the grant time period. These meetings covered topics, such as
development of the GIS, determining accuracy, application development, training,
budget expenses, and troubleshooting.
2.3 Agreements
In addition to the Memorandum of Understanding dated January 1, 1993, between
Division of Coastal Programs, Bureau of Land and Water Conservation and the
Bureau of State Parks, two other agreements were entered into to complete the
project.
A second agreement with Corvallis Microtechnology, Inc. (CMT) (Exhibit 2-1) for
rental of GPS equipment was entered into in July 1995. This equipment was needed
to perform additional mapping of features at Presque Isle State Park for when BSP
did not have any accurate information with which to create coverages.
The final agreement was with EIS (Exhibit 2-2) for technical assistance. The
contract was used to assist the BSP with finding solutions to problems on creating
other coverages and writing applications for use by Presque Isle State Park's staff.
- 6 -
EXHIBIT 2-1
001-SERVICE TRAINING AUTHORIZATION
PAYEE (EMPLOYEE OR TRAINING SOURCE NAME AND ADDRESS) BILL TO: AGENCY (PROVIDED ORIGINAL AND TWO COPIES OF INVOICE) EFFECTIVE DATE
3/22/95
Corvallis Micretechnology Inc. DEPARTMENT Environmental Resource TERMINATION DATE
413 SW Jefferson Avenue BUREAUINSTITUTION State Parks 3/23/95
Corvallis, OR 97333 ADDRESS TRAINING SITE (CITY/STATE)
Baltimore, MD
PAYEE FED ID/SOC.SEC.NO. P.O. Box 8551
93-0866253 Harrisburg, PA 17105-8551 Baltimore, MD
EMPLOYEE NAME, ADDRESS AND TELEPHONE NO. 717-787-6674 TRAINING SOURCE NAME, ADDRESS, AND TELEPHONE NO. PAYMENT NOT TO EXCEED
Keith A. Taylor 198-42-1966 Holiday Inn Inner Harbor $ Pre Paid
Reges Crawford 180-48-5232 301 W. Lombard Street
Tina Matula 197-62-7628 Baltimore, MD 21201 SEE INSTRUCTIONS
410-685-3500 ON REVERSE SIDE
* address
CLASSIFICATION CREDIT OFFERED CLASS MEETS M T W T F S S LEAVE
Park Manager III
Survey Technician Supv. CREDIT HOURS PAID IN BEGINS 8 TYPE HOURS DAYS
Engineer Scientific, & PREVIOUS 12 MOS.
Technical Intern ENDS 4
COURSE TITLE AND DESCRIPTION (OUTLINE TRAINING OBJECTIVES AND RELEVANCE OF TRAINING TO EMPLOYEES PRESENT DUTIES).
* Bureau of State Parks, P.O. Box 8551, Harrisburg, PA 17105-8551
Hands-On GPS/GIS Training Seminars
This one day session provides mission (satellite) planning, setup descriptions and job
characters, data collection techniques, post processing data, and expoot data into GIS (Arc-
Info in DER).
This training has been paid through the SPC that purchased the three hand held MC-GPS data
collectors. This training is needed so that Bureau of State Parks and Facility Design and
Construction will have employees certified in the use of the MC-GPS data collectors and to
train additional staff members in the correct use and handling of the equipment.
I HEREBY CERTIFY THAT I WILL ATTEND THIS FULL PROGRAM OUTLINED ABOVE. SUPERVISORS SIGNATURE DATE
EMPLOYEES SIGNATURE DATE
ESTIMATED COSTS FOR AGENCY INFORMATION SUMAMRY OF TRAINING COSTS
LODGING AND SUBSISTENCE TRANSPORTATION EXPENSES TOTAL EST. TRAVEL EXPENSES TRAINING COSTS TRAINING COSTS TO BE PAID BY EMPLOYER
EXPENSE
$366.00 $0 $ $ Pre Paid $
$122/person ACCOUNT CODE CODED
FUND DEPT APP YR LDG ORG COST FUNCTION OBJ AMOUNT OF ENCUMBERANCE LIQUIDATION DOCUMENT NO. LIQUIDATION AMOUNT
PREAUDIT
POSTED
AGENCY APPROVAL DATE COMPTROLLER APPROVAL DATE
SERVICE PURCHASE CONTRACT
COMMONWEALTH OF PENNSYLVANIA
STD-278 REV.4-93
OGC #98-K-200
APPVD OAG 7-13-89 EXHIBIT 2-2 236661
Department of Environmental Resources Dept. of Environmental Resources
Bureau of State Parks Bureau of State Parks
8th Fl., Market Street State Office Building P.O. Box 8551 1/30/95
400 Market Street Harrisburg,PA 17105-8551
Harrisburg, PA 17101-2301 1/1/95
Commonwealth Engineering 23-2092961 12/31/95
Technology, Inc.
t/a Earth Information Services
1240 N. Mountain Road
Harrisburg, PA 17112 717-541-0644 $15750
Provide Geographic Information System (GIS) coverages
is accordance with original Service Purchase
Contract 239162, as attached.
Exercise of renewal option.
X93681 TOTAL 15,750.00
CONTRACTOR AGREES TO THE TERMS AND CONDITIONS ON THE REVERSE SIDE AND ATTACHMENTS, IF
ANY, WHICH ARE PART OF THIS CONTRACT. THIS CONTRACT IS NOT VALID OR ENFORCEABLE UNTIL FULLY
EXECUTED, APPROVED AND DELIVERED TO THE CONTRACTOR.
Contractor agrees to comply with Attachment A, Provisions for Commonwealth Contracts and
Attachment B, Federal Requirements, as attached.
Technical expertise necessary to follow-through with the development of a GIS System for Presque
Isle State Park. The recycled content products provision of Management Directive 215.14 does
not apply to this contract.
Deborah Kauffman 717-783-3305
FUND DEPT APP YR LDG ORG COST FUNCTION DBJ AMOUNT OF ENCUMBERANCE PRE-ENCUMBERANCE NUMBER AMT OF PRE ENG LIQUIDATED
016 035 501 5 0100 0025 310 10,575.00 ME94284
001 035 701 95 6 6600 00113 310 3,375.00
001 035 134 94 1 6600 60000 310 1,800.00
2.4 Equipment
This section discusses the hardware and software purchased by the BSP to develop a
functional GIS program for Presque Isle State Park.
2.4.1 Hardware
In addition to the hardware purchased under the 1992 CZM Grant, Phase 1, a
HP Paintjet Printer/Plotter, two CMT GPS Data Collectors, and two Data
Pagers were purchased.
The Paintjet printer/plotter was acquired to replace the eight-pen plotter at
Presque Isle State Park. This replacement was necessary due to ArcView 2
being a postscript-based software. The original pen plotter could not be
upgraded to support postscript capabilities. Therefore, a new printer/plotter
(Exhibit 2-3) was purchased to enable the s tate park to produce hard copy
maps from their GIS system.
The two GPS units were needed to collect, point, line, and attribute data for
such items as the shoreline, roads, trails, water sample sites, beach areas,
PNDI, signs, mowing areas, or buoy locations for the production of accurate
maps at a 1:50 scale. Previous data during Phase I was taken from digital
orthophotographs and mylar and paper maps based on various scales ranging
from one inch equals 400 feet to one inch equals 1,000 feet. The accuracy
level of one to five meters that the GPS units provide permits the state park
coverages to be corrected to meet the established standards for the Bureau
of State Park's mapping.
The data pagers provide an extra accessory to the GPS units to allow for real
time correction. The benefits of real time correction is the elimination of
post processing of data, thus allowing for a more efficient operation.
2.4.2 Software
In addition to the software purchased under the 1992 CZM Grant, Phase 1,
another copy of ArcVjew 2, along with a copy Avenue, was purchased.
Another copy of PC ArcView 2 was needed to enable Central Office staff to
verify that an exported Arc Info coverage that was exported from a
workstation would import correctly into AreView 2 on a PC, prior to sending
it to Presque Isle State Park. The purchase of Avenue would permit the park
and Central Office to modify existing applications that were written by the
consultants. In addition as needs develop, the staff could write new
applications for ArcView 2 for use by the state park.
As of September 30, 1995, the Bureau is running Arc Info version 7.0.2 on a
workstation running Solaris 2.4. As for ArcView 2, the Bureau is using
release 2.1. Upgrades have been and will continue to be done as needed to
keep the Bureau current with technology advancements. Plans are being
undertaken to tie the park's computer together with the Central Office
computer. This will eliminate the need for mailing disks back and forth
between the two offices.
9 -
77/.1
EXHIBIT 2-3
COMMONWEALTH OF PA FIELD PURCHASE ORDER FL-1388584
SHIP TO: (FOB DESTINATION UNLESS BILL TO: (ORIG & 2 COPIES OF
SPECIFIED) ITEMIZED INVOICE)
DEPT OF ENVIRONMENTAL RESOURCES DEPT OF ENVIRONMENTAL RESOURCES
PARKS & FORESTRY ADMINISTRATION PARKS & FORESTRY ADMINISTRATION
8TH FL RACHEL CARSON ST OFFICE BLDG P 0 BOX 8551
400 MARKET ST
HARRISBURG PA 17101 HARRISBURG PA 17105 8551
PREP DATE: 5/10/95 DEL DATE: 7/01/95 PRNT DATE: 6/06/95
AGENCY CONT ACT: DEB KAUFFMAN AGENCY PHONE: (717) 783-1896
VENDOR PHONE: (800) 426-7539
CIC SYSTEMS INC FID/SSN: XXXXXXXXX.
COPLEY SYSTEMS DIV AG REF: CAPASSO-PF
165 UNIVERSITY AVENUE
WESTWOOD MA 02090 ORD TOTAL: 1,993.0(
APPROVALS: AGENCY: DEBRA M CAPASSO
CONTRACT NO.: 748001 COMPT : JAMES E POTTEIGER
EXPIRE DATE: 12/31/95
--- T_ER_M__S_:___NET_30 --------------------------------------------------------------
COMMODITY INFORMATION
LINE COMMODITY CODE @QUANTITY UNIT PRICE AMOUNT
0027-001 5810-3125-035 1 EACH 1,645.00 1,645.00
OTHER PRINTERS (EXCLUDE LINE PRINTERS), MFR BY
HEWLETT PACKARD
LINE ITEM 1912, C1656A-ABA, PAINTJET XL300 COLOR POSTSCRIPT PRINTER
0027-002 5810-3125-035 1 EACH 149.00 149.00'
OTHER PRINTERS (EXCLUDE LINE PRINTERS), MFR BY
HEWLETT PACKARD
NON-CONTRACT ITEM
C1653A, B SIZE PAPER TRAY, 11 X 17
0027-003 5810-3125-035 1 EACH 199.00 199.00
OTHER PRINTERS (EXCLUDE LINE PRINTERS), MFR BY
HEWLETT PACKARD
LINE ITEM J2374B, SOFTWARE KIT
-------------------------------------------------------------------------------
ACCOUNTING INFORMATION
FND DPT APP YR L ORGN CFUNC CC OBJ SO AMOUNT
001 035 701 95 7 6600 00113 00 425 00 1,993.00
-------------------------------------------------------------------------------
GENERAL INFORMATION
P10 - X96081 - CONTINGENT COMMITMENT - DELIVERY AFTER 7/1/95
JUSTIFICATION: PRINTER IS NEEDED WITH THE PRESQUE ISLE STATE PARK
GIS TO TAKE THE DIGITAL COMPUTER COVERAGES AND PRODUCE HARDCOPY MAPS
OF VARIOUS COVERAGE COMBINATIONS FOR DISTRIBUTION TO THE STAFF AND
PUBLIC. IT WILL ALSO BE USED FOR FIELD VERTIFICATION AND ACCURACY
OF THE COVERAGES.
VENDOR INSTRUCTIONS:
DO NOT INCLUDE ON ONE INVOICE ITEMS FROM MORE THAN ONE PURCHASE ORDER.
SHOW PURCHASE ORDER NUMBER ON ALL PACKAGES AND CORRESPONDENCE.
THE NAME OF THE SHIPPER MUST BE IDENTIFIED ON ALL SHIPMENTS.
2.5 Training
Training was provided to BSP staff by the Environmental Scientific Research
Institute (ESRI), Corvallis Microtechnology, Inc., BSP Central Office staff, and EIS.
All training was geared towards the use of the various hardware and software for
the use in creating coverages and running applications.
Training performed by the various agencies is listed below:
8 hours of CPS training by CMT for three people
8 hours of CPS training by Bureau staff for nine people
40 hours of Advanced Arc Info by ESRI for one person
16 hours of Are View training by EIS for three people (Exhibit 2-4)
3.0 COVERAGES
This section deals with all the coverages that were created or.edited for Presque Isle
State Park. A brief description of each coverage is provided along with the attributes
that are associated with the coverage. In most of the coverages, an exhibit is provided to
show the information.
3.1 Shoreline Coverage
These coverages consists of the various shorelines for Presque Isle State Park for
July 25, 1994, November 11, 1994, April 26, 1995, and July 26, 1995. The boundary
was mapped using CPS equipment and CPS mapping procedures developed by the
Bureau of State Parks' Central Office staff. Boundaries were mapped through a
combination of walking the shoreline and utilizing an All Terrain Vehicle (ATV).
Areas where the staff was unable to drive, the ATVs were walked. The CPS data
was then converted into an Arc Info format through procedures developed by the
Bureau of State Parks' Central Office staff. Exhibit 3-1 shows these four shorelines.
The park will collect shoreline data, a minimum of three times per year. This col-
lection will occur in April, July, and November. Additional shorelines may be
collected at anytime the park manager requires it. Attribute data includes weather
conditions (wind direction, wind speed, and cloud cover), date, and lake elevation.
When comparing shorelines, the lake elevation is critical for accurate evaluations.
The breakdown of the parks acreages as of July 27, 1995, are as follows:
Jurisdictional Area ........................ 3,340.89 Acres
5001 Off Shore Area ........................ 915.38 Acres
Bays .................................. 431.29 Acres
Land Mass .............................. 1,652.83 Acres
Interior Ponds ........................... 341.29 Acres
3.2 One-Foot Contours
This coverage was created from 1983 survey data done by a cooperative effort of
the Bureau of State Parks and the Army Corp of Engineers. Because this mapping
was being done for the shoreline erosion problem, only the lake side of the Penin-
sula, back (approximately 800 feet) was mapped. This resulted in this coverage
being only 60 percent complete for the park. As funds become available the remain-
ing areas of the state park should be mapped at a one-foot interval. One coverage
contains contour lines and the other coverage contains 3,068 elevation control points
for calculating elevations. This contour coverage will be a benefit when running an-
alysis of what will happen with a one-, two- or three-foot rise or fall in Lake Erie's
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PARKS RESOURCES PREPMED -
MANAGeAMYr INFORMAMON SYSTEMS LEGEND jnbr 19% April 1"S Tnffis
N Shoreline Shoreline PL-ObIcing ll_@
DEPARTMENT OF CONSERVATION DESIGNEDBY' K Taylor
AND NATURAL RESOURCES No, 19% R.6 Buildinp Pon& & Amil IM
DRAM BY. PRIMS Lag-
N Shoreline ... ..... ... Shoreline
BUREAU OF STATE PARKS
SOURCES MANAGEMENT SSCnON TE, JO/i5/i995
elevation. This level of one-foot contour accuracy is not needed for the other state
parks by the Bureau. However, if it is available, it will be of benefit to the Bureau
of Facility Design and Construction in their project design. Due to the detail of this
coverage exhibit is done at a P to 2001 scale to show the detail of the coverage.
Exhibit 3-2 shows one area of the park with the contours and control points.
3.3 Bike Trail
The bike trail for Presque Isle State Park was designed by the Bureau of Facility
Design and Construction using base maps from the Presque Isle GIS program. This
cooperative effort resulted in a savings of time and money for both agencies. To
accomplish this, an AML was created by the consultant to develop 1 to 50 scale
maps. The bike trail and the station number were digitized off 25 individual Park
Resources Management Information System (PRMIS) drawings. The coverage
contains the bike trails, road paving information, and station numbers along the
trail. The bike trail was plotted using a sealed map Are AML to plot 25 individual
sheets with match lines. The mapping could be accomplished using either the
Bureau of State Parks, Bureau of Facility Design and Construction, or Department
of General Services' basic layouts.
These drawings were then turned over to the Bureau of Facility Design and
Construction for added specifications to use as design drawings for the capital
project. Exhibit 3-3 shows one of the 25 drawings created at half the size it was
used at.
3.4 Valves
This coverage is a point cover showing the location f or 199 water shut-off s, f ire
hydrants, and water fountains located throughout Presque Isle State Park. GPS data
collectors were utilized to collect the coordinates and attribute data. Attribute
data consists of: type of fixture, construction material, building-ID code, and area
the valve services. The coverage is critical to the state park because only one staff
member knows all the locations of the various water shut-offs, fire hydrants, and
water fountains at Presque Isle State Park. As of September 30, 1995, the state
park staff will be able to use the GIS program to find the location of each of the
valves. This is done by running the X and Y AML application which produces a map
(Exhibit 3-4) with the x and y locations on it for the selected valve area. All the
staff has to do is take a GPS unit and locate that x,y coordinate to locate a valve as
shown on the AreView map. Exhibit 3-5 shows all the valves in Presque Isle State
Park.
3.5 Signs
The sign coverage for Presque Isle State Park was obtained through the use of GPS
equipment. Data was collected the last week of July when five interns from the
Bureau of State Parks' Central Office spent a week working at Presque Isle State
Park using GPS equipment. Data for the signs coverage was collected in groups of
two over a two and a half-day period, approximately ten hours total. Only large
signs with two wooden posts were done as requested by Presque Isle State Park's
management staff. A total of 29 signs were collected along with data on height,
width, type of sign, material of the sign and post of the sign, and whether or not the
sign is a reflective sign. A unique sign identification number was also assigned to
each sign which corresponds to a picture of that particular sign. The pictures were
then developed and put on a CD to be used by the state park in Are View.
Exhibit 3-6 shows an Arc View designed map with the area of the sign location and a
graphic display of the sign. This method of storing sign data allows the state park to
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PARKS RESOURCES PREPARED
MANAGGAENT INFORMATION SYSTEMS LEGEND Trails Pak Ponds & (homs & parking Various Types
AV lio-dary Lagoo- Breakwaters LOW water valves
mmmmmmmmmm_@
DEPARTMENT OF CONSERVATION DESIGNEDOr. K Taylor
AND NATURAL RESOURCES gs
Park /V Docks & 0 Ijuacwre Buildin Apfl'95
ORAY01 SY@ PRIMS Roads Memorial ... Sbareline
BUREAU OF STATE PARKS
RESOURCES MANAGEMENT SECTION OATF- W/WiGI95
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click on a sign that may have been stolen or damaged to see what type of sign it was
and the information that was on the sign. Whether or not this is a practical way of
storing data has yet to be seen. Over the next year, the state park will use the
coverage and make recommendations on whether this is a good application on Are
View. An additional 52 signs that has been inputted previously do not have pictures
but have attribute data, such as type of sign, sign construction, height of sign, sign
text, whether the sign is a reflective, a sign-ID code, construction material of the
sign post, and date of installation. This part of the coverage (Exhibit 3-7) only
contains the first seven-tenths of a mile because of the time required to gather the
data. It took a two-person crew a period of two and a half days to gather this
information. If the state park feels that they need all the 300 plus signs in the state
park added to their coverage, park rangers and maintenance staff will be used to
gather the data as time permits.
3.6 Species of Special Con ern
The coverage of species of special concern for Presque Isle State Park consists
mainly of plant species. The decision to concentrate on plants was made by the
Resources Management Section because it was felt that this data was more critical
than other species to collect. As of September 30, 1995, plant locations for hairy
puccoon, silverweed, bushy aster, hoptree, potentilla, paradoxa, lupine, blue flag,
and sea rocket have been mapped. This information was gathered using GPS data
collectors. Locations of the plants were identified by Jim Bissell from Cleveland
Museum of Natural Hist 'ory or the Resources Management Section staff. After
weeks of work, this coverage has just begun to be developed. Many more plants
need to be located to provide the state park with needed information for making
good decisions in regards to protecting these plants. This is one of the primary
reasons that a GPS data collector was purchased for Presque Isle State Park. As
researchers complete their projects at Presque Isle State Park, the Bureau will
request that these areas involving species of special concern be mapped. Mr. Bissell
has agreed to GPS all of this field work at Presque Isle State Park for the Bureau of
State Parks. He felt that a GPS collector was vital to the collection of this type of
data so much that he purchased a unit of his own. Future efforts should consider
contracting for species of special concern to be mapped for Presque Isle State Park.
It is the only way to best protect these plants if we know where they are located.
There is no exhibit showing PNDI species and their location provided in this report
due to the sensitivity of this information. Attributed data for this coverage includes
the common name, scientific name, Pennsylvania status, the quality of population,
EC-code for PNDI, and if applicable, the Cleveland Museum Number. Any
questions, contact Keith Taylor, Resources Management Section.
3.7 Vegetation
This coverage was created by digitizing field maps that were done on a I" to 400,
scale. The only attribute data included in the coverage is the vegetation type and
acreage. A look-up table is associated with the coverage; it gives a description of
the vegetation cover, name, code, and if applicable pole size, diameter, and
dominant species. The basis for this typing is directly related with the resource
management plan for Presque Isle State Park. The vegetative survey was done in
1990 by the Bureau of State Parks' staff in cooperation with the Bureau of Forestry.
Exhibit 3-8 shows the vegetation on a 111 to 1,0001 scale. As you can see on this
scale, the map looks like a collage of many colors. The insert shows a section of the
state park mapped at a 1" to 2501 scale to show detail.
19 -
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Park Roads
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PARKS RESOURCES PREPARED
MANAGEMMv INFORMA11ON ayarms LEGEND Trwh 0 9ftuctme 0 02 0 U4 003 m B12 0 P22 0
DESIGNEDBY'K Taylor
DEPARTMENT OF CONSERVATION Patt RmskwaWs B20 AC A12 B13 F-1 D11
AND NATURAL RESOURCES ORAMBY1. PRIMS Roads
BUREAU OF STATE PARKS Docks G1 U2 SAND A13 B23 D12
RESOURCES MANAGBA ENT SECMON @DATE, JO/15/i995 a 0
3.8 Wetlands
This coverage was created from the combination of the National Wetland
Inventory (NWI) maps and the state park's vegetation map. Due to the acceptable
error factor in the NWI maps, they cannot be used for a good wetland coverage of
the state park. The attribute data is identical to the vegetation data. If this
coverage is to be used for delineation and design projects, then the boundary lines
for the various wetlands should be done using GPS equipment. Exhibit 3-9 shows the
various wetlands found at Presque Isle State Park. As the map shows, a large
portion of the state park is considered some type of wetland. Therefore, the
wetland coverage is critical to the state park management staff when making
decisions on natural resource management, maintenance, and development of state
park facilities.
3.9 Monuments
Information on Presque Isle State Park's monuments were obtained through the
resource management plan for Presque Isle State Park provided by the Bureau of
State Parks' Central Office staff. The coverage co .ntains all 32 monuments and
their location in the state park. Exhibit 3-10 shows the described location of each
monument. Attempts to locate these monuments failed due to not having GPS units
with real time correction and a metal detector. It is felt that these monuments are
buried under sand, and if they should need to be located, the state park would need
to use the GPS equipment with real time corrections and a metal detector to find
them.
3.10 Telephone Right-of-W
Information on Presque Isle State Parks' telephone lines was received on disk in the
form of Intergraph files from Mr. Tom Coleman of GTE. The Intergraph files were
converted into Arc Info coverages using the arc command IGDSINFO and IGDSARC.
The coverages were edited to contain specific data for our purposes. Exhibit 3-11
shows these lines and poles.
3.11 Water Sample Locations
This coverage was created using GPS equipment during the last week of July 1995 by
the Bureau of State Parks' staff in cooperation with Presque Isle State Park's staff.
The coverage contains the location of water samples taken at various beaches for
the purpose of monitoring coliform bacteria. Samples are taken twice each week
after peak swimming periods. Attributes for the coverage include the beach code,
beach name, and description of the sample location, for example: east, west, or
center. The coverage is helpful to the state park staff when a new staff member is
assigned to take samples on the beaches. A map will show the sample locations
including the x and y coordinates. An unfamiliar staff member can then use GPS
equipment to locate the location where the sample is to be taken. Exhibit 3-12
shows the sample locations in the state park.
3.12 Beaches
This coverage was created using a combination of GPS equipment and existing
coverages. Information was collected during the last week of July 1995. The beach
areas were mapped by Bureau of State Parks' Central Office staff using an ATV
provided by Presque Isle State Park. Attributes of this coverage include: beach
code, beach name, whether the beach is guarded or unguarded, number of picnic
tables, and the number of lifeguard chairs on each beach. This coverage will enable
22 -
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PARKS RESOURCES PREPARED
MANAGDAENr INFORMAMON SYSTBAS LEGEND Trails Park Ponds & Groins & Parlong SCRUR
DEPARTMENT OF CONSERVATION DESIGNEDBY.' K Taylor Boundary L16- Breakwaters Lets SWAMP
AND NATURAL RESOURCES PS& Doclo; & Swxture Buildings Shadme, MARSH
DRAWN BY' PRIMS Roads memorial
BUREAU OF STATE PARKS
RESOURCES MANAGBA ENT SEC'nON DATE: J0/15/J995
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MANAGEMMIT INFORMA'nON SYSTEMS LEGEND Tfails Ponds & Groing &
LA9- -& F*1
Boundary Breakwaten ndts Monuments
DEPARTMENT OF CONSERVATION DESIONEDBY* K Taylor
AND NATURAL RESOURCES Pat D,,k, & N Sencture, Buildings April 195
DRAVM BY. PRIMS Roads memorial Shoreline
BUREAU OF STATE PARKS
RESOURCES MANAGEMENT SECTION DATE: JO/i5/i995
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MANAGEMENr INFORMATION SYSTEMS LEGEND WATER Trails Park Ponds & Grains &
SAMPLMO Boundary Leg- Breakvmtm Iot
DEPARTMENT OF CONSERVATION DESIGNIEDBY: T MATULA SITES
AND NATURAL RESOURCES Pk Docks& ftuch. Rildings Api
DRAVYN BY' PRIMS Roads AV Memorig
BUREAU OF STATE PARKS
RESOURCES MANAGEMENT SECTION P;TE. 0 /15/1995
the Bureau to analyze very quickly hundreds of pages of report data from the
lifeguards over the past years by relating their database to this coverage.
Previously it would take hours to figure out which beaches had the greatest number
of rescues; the new method will speed up the process to under ten minutes. For
example, what beaches had greater than 30 rescues in 1994? A report plus a graphic
map will be generated showing rescues on each beach. Exhibit 3-13 shows the
18 guarded beaches as identified by the Presque Isle State Park staff.
3.13 Roads
This updated roads coverage is an enhancement of the original road coverage that
was done on a 111 to 1,0001 scale to bring us into the 1" to 501 accuracy scale. Along
with it having a higher accuracy level, it also includes the width of each of the road
segments, type of surface, condition of the road, directional status, name of the
road, and its status (primary, secondary, or service). The status category will be
used by the state park to map which roads are to receive snow removal first,
priority in maintenance and repair, and material needed to make such repairs.
Exhibit 3-14 shows a section of the park at a 111 to 1001 scale with the type of road
and their actual width. Exhibit 3-15 shows all the primary roads in the state park
(Peninsula Drive, East Fisher Drive, Thompson Drive), secondary roads (Coast Guard
Road, Marina Drive, Pine Tree Drive, West Fisher Drive, Old Peninsula Drive), and
service roads.
3.14 Mowing Areas
This coverage was generated using GPS equipment by the Bureau of State Parks'
staff during the last week of July 1995. This coverage contains mowing areas that
are to be mowed only at certain times of the year due to natural resource concerns.
Attributes for the coverage include name of mowing area, dates to be mowed, and
concern for the particular mowing area.
The coverage will be used by state park's maintenance staff to show what areas are
to be mowed and at what specific date. Exhibit 3-16 shows the location of the
mowing area and the name.
3.15 Buoy
This coverage plots the location of the jurisdictional buoys that are placed on the
official state park boundary line. Prior to and including 1995 state park staff used
two to three staff members with a 500-foot rope to measure from the shoreline to
locate the buoys. This had to be done annually because the buoys could not be let
out over winter and sometimes after major storms needed to be reset. Also included
with this coverage is traffic control buoy locations.
Starting in 1996, the Bureau of State Parks' GIS program will produce a map with
the x and y coordinates for each of the buoys. Then, all the park ranger staff will be
required to do is take the GPS unit with real time correction capabilities out in a
boat, find the location, and drop the buoy. This will save the state park time and
money. Exhibit 3-17 shows the buoys that are placed by the park staff.
27 -
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PARKBRESOURCE8 PREPARED
MANAGMAEPir INFORMAMON SYSTEMS LEGEND GUAMED Park Docks & sumclure MWd.W AW
BRACHES Roads N memxww LJ sblm
DEPARTMENT OF CONSERVATION DESIGNEDBY.- T MATULA
AND NATURAL RESOURCES "1 11 Trans pad, Ponds & oroiw & Parking
BUREAU OF STATE PARKS DRAVMBY' PRIMS Bomdery Lag- Breakwom LOU
RESOURCES MANAGEAA ENT SEMON DATE: 10/15/1995
- - - - - - - - - - - - - - - -
PARKBRESOURCES PREPARED
MANAGEMOff INFORMAMON SYSTEMS LEGEND T-ib ROAD Pon& & MXAARY SERVICE
CENTERLINE L%- ROADS 0 ROADS 0
DEPARTMENT OF CONSERVATION DESIGNEDBY' K Taylor ACTUALVMM ACMAL VWM
AND NATURAL RESOURCES DRAVMBY' PRIMS Badmp SECONDARY PRBSQUETSM DAY
BUREAU OF STATE PARKS ROADSO LAKEERIE
RESOURCES MANAGMENT SECnON DATE: J0/15/J995 ACTUALWIDTH
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PARKS RESOURCES PREPARED PRIMARY SERVICE PWk Ponds & ch-oins & P-king
MANAGEMENT INFORMATION SYSTEM$ DESIGNEDRY: K Taylor LEGEND ROAM ROADS Bound-y LW- Breakwatm lob
DEPARTMENT OF CONSERVATION
April
AND NATURAL RESOURCES
SECONDARY nwh Ikw" &
Memand shoreline
BUREAU OF STATE PARKS DRAVWN BY' PRIMS ROADS
RESOURCES MANAGEMENT SECTION rDATE- JO/i5/iSI95
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PARKBRESOURCES PREPARED
MANAGEMENT INFORMATION SYSTEMS LEGEND MOWING AREAS Pink Db & Strh. BWI"p
Romb meangsw
DEPARTMENT OF CONSERVATION DEBIQNEDDY: T Matula
AND NATURAL RESOURCES mrBils pok pm&& Groms & Pwkmg
BUREAU OF STATE PARKS DRAINN BY.' PRIMS Boundwy lag- Brwkwatws L4Dtg
RESOURCES MANAGEMENT SECTION FATE: 10/15/1995
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PARKS RESOURCES PREPARED
MANAGEMENT INFORMATION SYSTEMS LEGEND -a HUOY //\V/ Pwk Docks & Stucbw Bml&W Aprd *95
LOCATION Roa& Memorial Shoreline
DEPARTMENT OF CONSERVATION DESIGNEDGY: T. Matula
AND NATURAL RESOURCES DRAYWNSY' PRIMS Tvaih N touldary 0 P--%& 2-r-eakwLs N IPA-ftv-
Lag-
BUREAU OF STATE PARKS
RESOURCES MANAGEMENT SECnON F DATE: JO/15/ F9@@
4.0 APPLICATIONS AND PROCEDURES
4.1 GPS Shoreline
A written procedure (Exhibit 4-1) was developed for the staff of the Bureau of State
Parks in order to accurately GPS the shoreline of Presque Isle State Park each time.
The procedure includes a detailed step-by-step process for setting up the remote
unit, creating a new GPS job, logging.data, downloading data into a PC, and sending
a copy of the files to Central Office. The procedure is necessary to guide
employees through a step-by-step process essential for collecting accurate data the
exact same way.
4.2 GPS Trainin
A written procedure describing GPS training guidelines was administered to state
park staff. The training guidelines served as a preparation for future applications of
the GPS units and updating Presque Isle State Park's shoreline. The training
procedures described basic functions of the unit, setting up the unit, logging data,
setting up a base station, downloading, correcting, and editing data.
4.3 Scale Map Segment AML
The initial AML was developed by the consultant to assist with the design'of the new
bike trial at the park. A major requirement was that this AML produce hard copy
maps at a I" to 501 scale. Exhibit 4-2 is the AML used to create these maps. This
AML will be modified for use on mapping an arc to a scale of any length that is
required by the Bureau. Plans are to increase the capabilities of the AML, to do
lines as well as areas and eventually the ability to point and click on features the
designer would like to have on the map. It is recommended that efforts continue to
develop a method to take these plot files from Arc Info into Auto CADD. This
procedure would result in a savings of time for the Department and reducing the
duplication of work sometimes done. The central office staff has been able to take
the Auto CADD drawings and bring them into Arc Info.
4.4 X,Y Avenue Scrip
This application was developed by the consultant to enable any park employe with
five minutes of training to turn on a computer through Are View. and produce a map
showing X and Y coordinates of any point. This application will be used with such
coverages as valves, buoys, water sample locations, or monuments. Exhibit 4-3 is
the text of the Avenue created script.
4.5 Mapping AML
This AML was designed by the consultant to enable Bureau staff to produce a map
containing any coverages so desired without having AML's for every type of map
imaginable. All the maps created for the Phase I part of this project had to have
individual AML's for each map. Therefore, creating nine AML's for one report. This
is very time consuming and duplicates efforts. Exhibit 4-4 will allow the Bureau
staff to create maps for Presque Isle State Park as well as any other park we have
coverages for as desired by upper management.
33 -
Exhibit 4-1
GPS PROCEDURES
The following procedure is to be used when GPS shoreline at Presque Isle State Park.
Employe will use the four-wheel ATV and start at the groin next to the condominium.
Employe will need four-wheel ATV, directions, GPS unit, spare battery, small screw
driver, magnetic antenna, green antenna hat, mini-map, pen, and lake elevation
reading.
The steps with can be done at office.
Turn GPS receiver on and select GPS JOBS by highlighting <GPS JOBS> and
entering.
Select <NEW> F1 Key.
Enter filename: BDY(mm)(yy). (Example: BDY0493)
Fill in by using keyboard:
Crew: First Name Initial and Last Name.
Department: Maintenance, Administration, Ranger, Intern, or Central Office.
Description: Shoreline GPS.
PATH: None.
Feature Bank: Shorelin (use arrow keys to choose).
Select <SETUP> F 3 Key.
Select <CONFIRM > F1 Key (Display should be remote).
Verify:
Settling Time: 3
Defray Logging Mode: Dynamic
Session for Static Point: 180
IntvI for Dynamic Mode: 3
Select <Display> F4 Key
Verify:
Datum: NAD 83
Unit: Feet
Height: MSL
North: True
Time: UTC
Offset: -5 for Eastern Standard Time
-4 for Daylight Savings Time
Cord: SPC
Zone: 3701
State: Pennsylvania
R: N
34 -
Select <Warning> F2 Key
Verify:
Nav. Beep: N
FTR Beep: Y
Warning Range: 0 Feet
Warning Message: Y
Warning Beep: Y
Use keyboard to change any settings.
If all three (log, display, and warning) are okay select <SAVE> F5 Key
Procedure to park boundary groin and position ATV on waters edge.
- Turn GPS receiver on and select GPS JOBS by highlighting oi, typing "G".
0 Selectjob you named at the office.
- Select <POSITION> F1 Key
0 Select <FEATURE> F3 Key
0 Push <BANK> F1 Key
a Highlight < SHORE > and push < SEL > F5 Key
0 Select <ATTRIBUTE> <BANK> F1 Key. .
0 Weather - Select one option using arrow keys to highlight and push F5 Key.
Repeat <BANK> for next attribute push F1 Key.
a Wind - Select approximate direction using arrow keys and push F5 Key.
Repeat <BANK> for next attribute push F1 Key.
0 Speed - Select approximate speed by highlighting and pushing F5 Key.
Repeat < BANK > for next attribute push F1 Key.
Date - Enter date using keyboard'YY-MM-DD and push down arrow key.
Lake Elevation - Using keyboard XXX.XX. Do not push any key.
You are now ready to start logaging.
- Select < STORE >, push F4 Key, and start driving shoreline.
0 When you come to groin stop ATV get off and walk shoreline to edge of groin and along
groin until you are even with the shoreline, then push <PAUSE > F1 Key.
a Walk around to lower side of groin to below the spot where you pushed "pause" and
push < C ONTINU E > F1 Key.
Walk out about 30 feet and push <PAUSE > F1 Key and put a mark in the sand with
your foot.
Walk back to ATV.
35 -
Drive ATV to the spot you marked.
Push <CONTINUE> F1 Key and drive away. Do the above five steps through
whenever you encounter a groin or can't drive the shoreline.
Note: If any areas you can't stay within 5 feet of shore, mark area on mini-map.
Continue out to the Gull Point Special Management Unit boundary line or as far as
the shoreline will permit.
Walk Gull Point all the way out and around the spit back to where the closure line
meets the water.
At this point select < END > F4 Key to stop logging feature.
Answer <YES> F5 Key to question stop logging feature.
Push < ESC > Key 4 times to get menu screen.
Turn off GPS by highlighting < OFF > using arrow keys and push < ENTER >.
You are done walking line back to ATV and return to office.
Download data to computer.
Select CMT from windows.
Select Utilities.
Select File Transfer.
Plug GPS into computer using black adapter in Comml port on back.
Turn GPS on and highlight the GPSjob that youjust did.
Select Trans <F3> Key.
Confirm Config Status for handheld unit:
Direction: Send
Port: Comml
Bond: 19200
Databits: 8
Parity: None
Stopbits: 1
(Use arrow keys or keyboard to change.)
Make sure configuration matches computer screen except for the port. `[The port is
the only thing that can be different between the two configure screens, if you plug the
other adapter in Comm2 in the computer.] Make any necessary changes.
Then push OK on computer.
Select File Transfer.
Select Receive.
36 -
0 On GPS Push <GO> F1 Key.
0 Watch files transfer. There will be three. Note naines (extensions will change).
a Turn off GPS and copy files to disk and send to Keith Taylor in Central Office.
37 -
Exhibit 4-2
Trail AML
/* trails.aml
&messages &off &info /* only messages that prompt for something will appear
&severity &error &routine bailout
&terminal 9999 /* sets graphics display
&flushpoints
&sv qcover = [exists junkeov -cover]
Mf %qcover% &then
KILL junkcov
&sv qcover = [exists segperm -cover]
Mf %qcover% &then
KILL segperm
&sv qcover = [exists mapetemp -cover]
Mf %qcover% &then
KILL mapetemp
&type Select the arc coverage to plot
&sv org = [getcover * -line] /* displays popup of line coverages
COPY %org% junkcov /* copies selected coverage to junkeov
CREATE mapetemp %org% /* mapetemp used to put box drawn as mape's for each segment
&s cov = junkcov
&sv bffr = 10 /* used to increase mape slightly
&sv paperheight = 19 /* using 19 inches to give a little space on the top and bottom of plot
paper
&sv scale = [response 'Enter the scale to plot at in feet.<50>' 501 /* As in 111 = 50
&sv rf = 12 * %scale% /* rf fraction. used in plotscale
&sv ydir = %paperheight% * %scale% /* used in determining radius of selection circle
&sv tempcov = [exists temppoint -cover]
&if %tempcov% &then
KILL temppoint
&sv qcover = [exists templ -cover]
Mf %qcover% &then
KILL templ,
&sv qcover = [exists temp2 -cover]
Mf %qcover% &then
KILL temp2
NODEPOINT %cov% temppoint /*
AE
DISPLAY 9999
COORDINATE CURSOR
MAPEXTENT %cov%
EDITCOV TEMPPOINT
EDITFEA LABEL
DRAWENV LABEL
BC %cov%
BE arcs
DRAW
&type Select end point of arc to be divided
&s triger = Jalse. /* makes sure that an arc is selected
&do &until %triger%
SEL ONE
&if [show number select] >= 1 &then 38 -
&sv triger = Arue.
&else 6csv triger = Jalse.
&end
&getlastpoint
&sv count = 0
&sv x%count% = %pnt$x%
&sv y%count% = %pnt$y%
&flushpoints /* Clean out any temporary covers laying around
&sv qcover = [exists tempbuf -cover]
&if %qcover% &then
&sys are KILL tempbuf
&sv qcover = [exists temppoint -cover]
&if %qcover% &then
&sys arc KILL temppoint
&call pointbuf /* draw a circle around selected point a radius %ydir%
/* Start Main Loop
&sv goloop = Arue.
6cdo &while %goloop%
&sv count = %count% + 1
&flushpoints
&type Select arc to be segmented and the select where to segment it.
EF ARCS
&s triger = Jalse.
&do &until %triger%
SEL ONE
&if [show number select] >= 1 &then &sv triger = Arue.
&else &sv triger = Jalse.
&end
&getpoint &push
SPLIT
&sv key%count% = %pnt$key% /* store the x & y locations to a variable
&sv x%count% = %pnt$x%
&sv y%count% = %pnt$y%
&call set_angle
&call calc -passthru
&call sel box
&call draw-mape
&s buf loop = [query 'Do You Like ? (Y or N)l TRUEJ
&if %bufloop% = FALSE. &then &call, reset-mape
&else
&do
&call matchline
removeback tempbuf
&call ticadd
MAPE %cov%
EC %cov%
EF ARC
DRAW
&call sel-box
39 -
PUT trash%count%
DELETE
&sv goloop = [query 'Want to select another section? (YES NO)' TRUEJ
&if %goloop% = TRUE. &then &do
&call pointbuf
DRAW
&end
&end
&end
&call cleanup
&return
/* ROUTINE POINTBUF
/* uses the point coverage that was generated and places a buffer around it at
/* the specified distance.
&routine pointbuf
&sv qcover = [exists tempbuf -cover]
&if %qcover% &then &do
EDITCOV TEMPBUF
REMOVEEDIT TEMPBUF
y
REMOVEBACK TEMPBUF
&SYS ARC KILL TEMPBUF
&end
CREATE tempbuf %org%
EDITCOV TEMPBUF
EDITFEA ARCS
DRAWENV ARCS
&pushpoint 8 0 0
&pushpoint 7 0 0
&pushpoint 2 [value x%count%] [value y%count%]
&pushpoint 2 [calc [value x%count%l + %ydir%] [value y%count%]
&pushpoint 8 0 0
&pushpoint 5 0 0
&pushpoint 9 0 0
ADD
BC tempbuf 2
BE ARCS
EC %cov%
EF ARCS
DRAW
&flushpoints &return
/* ROUTINE POINTBUF
40 -
/* uses the point coverage that was generated and places a buffer around it at
/* the specified distance.
&routine pointbuf
&sv qcover = [exists tempbuf -cover]
&if %qcover% &then &do
EDITCOV TEMPBUF
REMOVEEDIT TEMPBUF
y
REMOVEBACK TEMPBUF
&SYS ARC KILL TEMPBUF
&end
CREATE tempbuf %org%
EDITCOV TEMPBUF
EDITFEA ARCS
DRAWENV ARCS
&pushpoint 80 0
&pushpoint 70 0
&pushpoint 2 [value x%count%] [value y%count%]
&pushpoint 2 [cale [value x%count%] + %ydir%] [value y%count%l
&pushpoint 80 0
&pushpoint 50 0
&pushpoint 90 0
ADD
BC tempbuf 2
BE ARCS
EC %cov%
EF ARCS
DRAW
M lushpoints
&return
/* ROUTINE TICADD
&routine ticadd
CREATE ticcov%count% %cov%
EF tics
SEL ALL
DELETE
SAVE
&pushpoint 1 [calc [value exmin%count%] + 10] [calc [value eymax%count%l - 101
&pushpoint I [calc [value exmax%count%l - 101 [calc [value eymax%count%l - 101
&pushpoint 1 [calc [value exmin%count%] + 10] [cale [value eymin%count%l + 101
&pushpoint 1 [calc [value exmax%count%] - 10] [calc [value eymin%count%l + 10] &pushpoint 9
0 0
ADD
SAVE
REMOVEEDIT ticcov%count% y
&return
41-
/* ROUTINE SET ANGLE
&routine set_angle
&sv minusone = %count% - 1
&sv angle = [invangle (value x%minusone%] [value y%minusone%l [value x%count%l [value
y%count%11
&sv angle%count% = %angle%
&sv deg = [radang %angle%]
&sv deg%count% = %deg%
&return
/*ROUTINE SEL-BOX
&routine sel box
&sv qcover = [exists segtemp -cover]
&if %qcover% &then
&sys arc KILL segtemp
&sV qcover = (exists segbuf -cover]
&if %qcover% &then
&sys arc KILL segbuf
MAPE %cov%
EDITFEA ARC
&pushpoint 2 %xll% %yll%
&pushpoint 2 %xur% %yur%
SEL BOX PASSTHRU
PUT seg-temp
&return
/*ROUTINE BUFFERSEG
&routine buff erseg
&sys ARC BUFFER segtemp segbuf %bffr% line
MAPE segbuf
&s buf mape = [show mapextent]
DRAW
&return
/*ROUTINE DRAW MAPE
&routine draw_mape
mape segtemp
&s a = (show mapextent]
&s exmin%count% = [extract 1 %a%]
&s eymin%count% = [extract 2 %a%]
&s exmax%count% = [extract 3 %a%]
&s eymax%count% = [extract 4 %a%]
42 -
editcov mapetemp
editfea arcs
&pushpoint 8 0 0
&pushpoint 6 0 0
&pushpoint 2 [calc [value exmin%count%] - %bffr%] [cale [value eymin%count%] - %bffr%]
&pushpoint 2 [calc [value exmax%count%l + %bffr%] [calc [value eymax%count%] + %bffr%]
&pushpoint 9 0 0
ADD
BC mapetemp
be arcs
draw
&return
/* ROUTINE COMPARING MAPE AND PAGE HEIGHT*
&routine check_mape
&s ydist = [calc [value eymax%count%] + %bffr%] - [calc [value eymin%count%] - %bffr%]
&s t = [angrad 45] '
&s deltay = %ydist% / [sin [value angle%count%]]
&return
/*ROUTINE RESET MAPE
&routine reset_mape
DELETE
REMOVEEDIT mapetemp y
EC %cov%
&s count = %count% - 1
MAPE %cov%
EDITFEA ARC
SEL ALL
UNSPLIT NONE
DRAW
&return
/* ROUTINE CALC PASSTHRU*
&routine calc_passthru
&sv xIl = [calc [value x%minusone%] - 100]
&sv yll = [calc [value y%minusone%] - 100]
&sv xur = [calc [value x%minusone%] + 100]
&sv yur = [calc [value y%minusone%] + 100]
&return
-43 -
/****************
/*ROUTINE MATCHLINE*
/****************
&routine matchline
&if %deg% <=90 &then
&do
&sv deltax=[sin %angle%]*100
&sv deltay=[cos %angle%]*100
$sv xur%count%=[calc[valuex%count%]+%deltax%]
$sv yur%count%=[calc[valuey%count%]+%deltay%]
$sv xul%count%=[calc[valuex%count%]-%deltax%]
&sv yul%count%=[calc[valuey%count%]-%deltay%]
&end
&if %deg%>90 and %deg%<=180&then
$do
&s m = %deg%-90
&s angle = [angrad %m%]
&sv deltay=[sin %angle%]*100
&sv deltax=[cos %angle%]*100
&sv xur%count%=[calc[value x%count%]=%deltax%]
&sv yur%count%=[calc[value y%count%]=%deltax%]
$sv xul%count%=[calc[valuex%count%]-%deltax%]
&sv yul%count%=[calc[valuey%count%]-%deltay%]
&end
&if %deg%>90 and %deg%<=180&then
$do
&s m = %deg%-90
&s angle = [angrad %m%]
&sv deltay=[sin %angle%]*100
&sv deltax=[cos %angle%]*100
&sv xur%count%=[calc[value x%count%]=%deltax%]
&sv yur%count%=[calc[value y%count%]=%deltax%]
$sv xul%count%=[calc[valuex%count%]-%deltax%]
&sv yul%count%=[calc[valuey%count%]-%deltay%]
&end
&if %deg%>90 and %deg%<=180&then
$do
&s m = %deg%-90
&s angle = [angrad %m%]
&sv deltay=[sin %angle%]*100
&sv deltax=[cos %angle%]*100
&sv xur%count%=[calc [value x%count%]=%deltax%
&sv yur%count%=[calc[valuey%count%]=%deltay%]
&sv xul%count%=[calc[valuex%count%]-%deltax%]
&sv yul%count%=[calc[valuey%count%]-%deltay%]
&end
/*EC matchline
EF arcs
-44-
&pushpoint 8 0 0
&pushpoint 5 0 0
&pushpoint 2 [value xul%count%l [value yul%count%]
&pushpoint 2 (value xur%count%] [value yur%count%]
&pushpoint 9 0 0
ADD
/*PUT matchline y
&sv qcover = [exists matchline -cover]
Mf %qcover% &then &do
PUT matchline
Y_
DELETE
&end
&else &do
PUT matchline
DELETE
&end
&return
/* ROUTINE CLEANUP
/* kills all coverages upon ending the aml.
&routine cleanup
&sv qcover = [exists tempbuf -cover]
Mf %qcover% &then
&sys ARC KILL tempbuf
&sv qcover = [exists segbuf -cover]
Mf %qcover% &then
&sys ARC KILL segbuf
&sv qcover = [exists tempgen -cover]
Mf %qcover% &then
&sys ARC KILL tempgen
&sv qcover = [exists temppoint -cover]
Mf %qcover% &then &sys ARC KILL temppoint
&sv qcover = [exists mapetemp -cover]
Mf %qcover% &then
&sys ARC KILL mapetemp
&sv qcover = [exists segperm -cover]
&if %qcover% &then
&sys ARC KILL segperm
&sv qcover = (exists segtemp -cover]
Mf %qcover% &then
&sys ARC KILL segtemp
&sv qcover = [exists junkcov -cover]
Mf %qcover% &then
&sys ARC KILL junkcov
quit n
&s exit = [response 'Do you want to continue and make plot files from the segments? <Y or N>,
Y]
&if %exit% = y &then
&call plot
45 -
&s segkill = [response 'Do you want to clean up the coverages of the individual segments that
you just created? This will kill the coverages. <Y or N>' y]
Mf %segkill% = y &then
&call fcleanup
&messages &on
&return
/* PLOT ROUTINE
&routine plot
ap
&s plotcount = 1
&do &until %plotcount% > %count%
clear
map segment%plotcount%
mbegin
pagesize 36 24
/*mape trash% plotcount %
/*mape [calc [value exmin%plo'tcount%l - %bffr%l [calc [value eymin%plotcount%] - %bffr%l
[calc /*[value exmax%plotcount%] + %bffr%l [cale [value eymax%plotcount%] + %bffr%]
&call max_mape
mape %xminplt% %yminplt% %xmaxplt% %ymaxplt%
mapposition LL LL
maplimits 2.5 1.75 28.375 22.75
mapposition cen cen
mapunits feet
mapscale %rf%
plot derdsgn.gra
mend
mbegin
lineset plotterMin
linesymbol 4 arcs ponds
linesymbol 1
arcs bldgs
linesymbol 79
polys buf trails
linesymbol 2
polys bufroad18
linesymbol 601
arcs matchline
markerset plotter.mrk
markersize .125
markersymbol 37
polygonshades ponds 76
polygonshades bldgs 73
linesymbol 705
arcs bdy1194
tics tiecov%plot count%
mend
46 -
/*mrotate [calc [value deg%plotcount% -11
mbegin
markerset north.mrk
markersymbol 5
markersize 3
marker 26 5
/*mrotate [cale [value deg%plotcount% -11
mend
keyposition 28.5 21
keyseparation .125 .25
keybox 1.0 0.0
textsize .125
lineset plotterMin
keyline bikelines.key nobox
keybox 1.0 0.5
shadeset plotter.shd
keyshade bikeshade.key nobox
&call tic-coords
move 28.5 14
textsize .125
textset font.txt
text [quote 1 %exmin% %eymax%]
move 28.5 13.5
text [quote 2 %exmax% %eymax%]
move 28.5 13
text [quote 3 %exmin% %eymin%]
move 28.5 12.5
text [quote 4 %exmax% %eymin%]
move 31.875 2.094
text [quote %plotcount% of %count%] cc
move 30.125 1.922
text [quote 111 = %scale%] cc
map end &s plotcount = %plotcount% + 1
&type 'Plot is complete'
&end
Q
&return
/*ROUTINE TIC COORDS
&routine tic coords
&s exmin = (cale [value exmin%plotcount%] + 10]
&s eymin = [cale [value eymin%plotcount%l + 101
&s exmax = [calc [value ex max%plot count%] - 10]
&s. eymax = [calc [value eymax%plotcount%l - 101
&return
/* ROUTINE FINAL CLEAN UP
&routine f cleanup
KILL matchline
&s killcount = 1
47 -
&do &until %killcount% > %count%
KILL trash% killcount%
KILL ticcov%killcount%
&s killcount = %killcount% + 1
&end
&return
/* ROUTINE MAX MAPE*
&routine max_mape
&s xv = (calc [value exmax%plotcount%] - [value exmin%plotcount%ll
&if %xv% < %ydir% &then &do
&s k = [calc %ydir% - %xv%]
&s k2 = [calc %k% / 21
&s xmaxplt [calc [value exmax%plotcount%] + %k2%]
&s xminplt [cale [value exmin%plotcount%] - %k2%]
&end
&else &do
&s xmaxplt [value exmax%plotcount%l
&s xminplt [value exmin%plotcount%]
&end
&s yv = [calc [value eymax%plotcount%] - [value eymin%ploteount%]]
&if %yv% < %ydir% &then &do
&s h = [calc %ydir% - %yv%]
&s h2 = [calc %h% / 2]
&s ymaxplt [calc [value eymax%plotcount%] + %h2%]
&s yminplt [calc [value eymin%plotcount%] - %h2%]
&end &else &do
&s ymaxplt [value eymax%plotcount%]
&s yminplt [value eymin%plotcount%]
&end
&return
/* ROUTINE BAILOUT
&routine bailout
&severity &error &ignore
&messages &on
&return &error Bailing out of AML
/* Safety Net
& return
-48 -
Exhibit 4-3
X,Y Location Script
(Project.1
Name: lipoint.apr"
CreationDate:
"Thu Aug 24 06:36:53 199511
GUIName: "Projectil
Win: 2
CSMgr: 3
Buttons: 4
Buttons: 5
Buttons: 6
Scripts: 7
GUI: 521
WorkDir: 691
WinX: -4
WinY: -4
WinW: 648
WinH: 488
SerialNumber:
1160245011770711
SelColor: 692
(DocWin.2
Owner: I
Open: I
X: 5
Y: 5
W: 238
H: 317
(CSMgr.3
(LButn.4
HelpTopic: "New button"
Update: "Proj ect.Buttonl Update"
Label: "&New"
Click: "Project.Buttonlil
(LButn.5
Disabled: 1
HelpTopic: "Open button"
Update: 'IP roj ect. Button2 Update"
Label: II&OpenII
Click: "Project.Button2li
(LButn.6
Disabled: 1
49 -
HelpTopic: "Run button"
Update: "Project.Button3Update"
Label: "&Run"
Click: "Project.Button3"
(NameDict.7
Obj: 8
Obj: 9
)
(Script.8
Name: "View.AddXY"
SourceCode:'''
AddXYCoords/n'*************************************************************\n'Mesagebox for
instructions before labeling
begins\n'************************************************************\n\nackn=
Msgbox.YesNo(\"The theme to be labeled must be active and be either a point or polygon
theme. Set the font size using the WINDOW SYMBOL PALETTE. Press yes to
continue.\",\"\",false)\nif(ackn=false) then exit\nend\ntheView=av.GetActiveDoc\n'must be
global to work in CAlc exp below\n_theProjection=theView.GetProjection\nproject_
flag=_theProjection.IsNil.Not 'true if projected\ntheTheme=
theView.GetActiveThemes.Get(0)\n\n'Check if point or polygon theme\nif
(((theTheme.GetSrcName.GetSubName=\"point\")or\n (theTheme.GetSrcName.GetSubName
=\"polygon\",\"\")\n exit\nend\n\n'get the theme table and current edit state\ntheFTab=
theTheme.GetFTab/ntheFields=theFTab.GetFields/nedit_state=theFTab.IsEditable\n\n'make
sure table is editable and that fields can be added\nif (t
heFtab.CanEdit) then\n theFTab.SetEditable(true)\n if((theFTab.CanAddFields).Not) then\n\n
MsgBox.Info(\"Can't
theFTab.RemoveFields([theFTab.FindField(\"Coords\")))\nend\n\nl**************************
******* ****\n'Calculate value of Coord
field\nl*************************************\n\ntheTheme.EditTable\ntheTable
av.GetActiveDoc\ntheVTab = theTable.GetVTab\nf 1 = Field. Make (V'CoordsV, # FIELD_CHAR,
40, 0)\ntheVTab. Add F i elds(ff 1})\ntheVTab. Calculate(\" [X-coord]. AsStri ng++[Y-
q oord]. A sStr ing\11, the VTab. Find F i eld(\" Coords\"))\nav.
GetActiveDoc.GetWin.Close\n\n'************************************\n' Need to close
TABLE at this
features using the
Coord
f ield\nl**************************************************\n\nav.showMsg(\"Labeling
themes ... \11) \nav. Sho wStopBut ton\nav. Set St atus(O) \n\nt he View = av.GetActiveDoc\ntheGraphics
theView.GetGraphics\n\nthePri = theView.GetProjection\n\ncancelled = false\n\ntheVTab
theTheme.GetFTab\naField = theVTab.Fi
ndFieldNIcoords\IIAn\n theTxPos = theThe me. GetText Posit i oner\n av. Show Msg(\" Labeling
\"+theTheme.GetName+\" ... Y'An theThemeGraphics = theTheme.GetGraphics\n theVTab
theTheme.GetFTab\n theShape = theVTab.G etShape Class. M akeNulAn if
(theVTab. GetSelect ion. Count = 0) then\n recs = theVTab\n numRecs
recs.GetNumRecords\n else\n recs = theVTab.GetSelection\n nurnRecs = rees.Count\n
end\n\n recNum = 1\n for each rec in recs\n \n 'Create labelAn
\n t = theVtab.ReturnValueString(aField, rec)\n if (t.IsNull) then continue end\n\n label
= GraphicText.Make(t,0@0)\n label. Set D isplay(theV le w. Get D isplay)\n
label. SetSelected(true)\n\n 'Position labelAn
\n theVtab.QueryShape(rec,thePrj,theShape)\n if (theShape.IsNull) then continue end\n
theSymSize = theTheme.ReturnSymbolSize(rec)\n\n
theTxP os. Calculat e(theShape, label. Get Extent,theSy mSize, nil)\n
label. SetOrigi n(theTxP os. G etOrigin)
\n label. SetAngle(theTxP os.G etAngle)\n\n 'Add label
to graphics lists\n \n theGraphics.AddBatch(label)\n
theThemeGraphics.Add(label)\n\n numThemes = I\n themeNum = An n = themeNum
numRecs + recNum\n d = numThemes * numRecs\n cancelled = av.SetStatus(100 *
(n/d)).not\n if (cancelled = true) then\n break\n end\n\n themeNum = themeNum +
I\n
turn editing state to pre-script running
state\nl************************************************\n\ntheFTab.SetEditable(edit sta
te)\n\n .'Stop updating graphics
and clear status messageAn \n
theGraphics.EndBatch\n av.SetStatus(100)\n av.ClearMsg\n\n"
(Script.9
Name: "View.AddXYUpdate"
SourceCode:"theView = av.GetActivel)oc\nSELF.SetEnabled(O <
theView.G etActiveThe mes. Count) \n
(DoeGUI.521
Name: "View
Type: "View"
Modif ied: 1
MenuBar: 522
ButnBar: 612
ToolBar: 653
(MenuBar.522 - 51 -
Child: 523
Child: 534
Child: 547
Child: 566
Child: 584
Child: 594
Child: 604
(PMenu.523
Child: 524
Child: 525
Child: 526
Child: 527
Child: 528
Child: 529
Child: 530
Child: 531
Child: 532
Child: 533
Label: "&File"
(Choice.524
Help: "Closes the active component"
HelpTopic: "Close"
Label: "&Close"
Click: "Project.CloseDoc"
Shortcut: "Keys.None"
(Choice.525
Help: "Closes all components"
HelpTopic: "Close All"
Label: "Close &All"
Click: "Project. CloseAll"
Shortcut: "Keys.Nonell
(Space.526
(Choice.527
Help: "Saves the current project"
HelpTopic: "Save Project"
Label: "&Save Project"
Click: "Project. Save"
Shortcut: "Keys.Ctrl+S"
(Space.528
(Choice.529
Help: "Prints the view"
HelpTopic: "Print"
Update: "Doe.Print.Updatell
- 52 -
Label: 'Wrint...
Click: "View.Print"
Shortcut: "Keys.Nonell
(Choice.530
Help: "Edits the printer and the printing options"
HelpTopic: "Print Setup"
Label: I'Mrint Setup..."
Click: "Project.PrintSetup"
Shortcut: "Keys.None"
(Choice.531
Disabled: 1
Help: "Exports the view"
HelpTopic: "Export"
Update: "Vie w.HasThe m esUpdatell
Label: "&Export ... "
Click: "View. ExportD isp"
Shortcut: "Keys.None"
(Space.532
(Choice.533
Help: "Exits AreView"
HelpTopic: "Exit"
Label: "E&xit"
Click: "Project.Exit"
Shortcut: "Keys.None"
(PMenu.534
Child: 535
Child: 536
Child: 537
Child: 538
Child: 539
Child: 540
Child: 541
Child: 542
Child: 543
Child: 544
Child: 545
Child: 546
Label: "&Edit"
(Choice.535
Disabled: 1
Help: "Cuts the active themes to the clipboard"
HelpTopic: "Cut Themes"
Update: "View.ActiveThemesUpdatell
Label: IIC&ut Themes"
Click: "View. CutThe mes"
Shortcut: "Keys.Nonell )
53 -
(Choice.536
Disabled: 1
Help: "Copies the active themes to the clipboard"
HelpTopic: "Copy Themes"
Update: "View.ActiveThemesUpdatell
Label: IICop&y Themes"
Click: "View. CopyThe mes"
Shortcut: "Keys.Nonell
(Choice.537
Disabled: 1
Help: "Removes the active themes from the view"
HelpTopic: "Delete Themes"
Update: "View.ActiveThemesUpdatell
Label: I'De&lete Themes"
Click: "View. DeleteThe mes"
Shortcut: "Keys.None"
(Space.538
(Choice.539
Disabled: 1
Help: "Cuts the selected shapes or graphics to the clipboard"
HelpTopic: "Cut Graphics"
Update: "View. CutUpdate"
Label: "Cu&t Graphics"
Click: "View. CutGraphics"
Shortcut: "Keys.Ctrl+X"
(Choice.540
Disabled: 1
Help: "Copies the selected shapes or graphics to the clipboard"
HelpTopic: "Copy Graphics"
Update: "View. Cut Update"
Label: "&Copy Graphics"
Click: "View. CopyG raphics"
Shortcut: "Keys.Ctrl+C"
(Choice.541
Disabled: 1
Help: "Removes the selected graphics or shapes from the view"
HelpTopic: "Delete Graphics"
Update: "View. CutUpdate"
Label: "&Delete Graphics"
Click: "View. D eleteG raphi cs"
Shortcut: "Keys.Del"
(Choice.542
Disabled: 1
Help: "Merges the selected graphics from the View"
HelpTopic: "Merge Graphics" - 54 -
Update: "View. MergeUpdate"
Label: "&Merge Graphics"
Click: "View. MergeGraphics"
Shortcut: "Keys.None"
(Space.543
(Choice.544
Disabled: 1
Help: "Inserts the contents of the clipboard"
HelpTopic: "Pastel'
Update: "View. PasteUpdate"
Label: "&Pastel'
Click: "View.Pastell
Shortcut: "Keys.Ctrl+V"
(Space.545
(Choice.546
Disabled: 1
Help: "Selects all graphics in the view"
HelpTopic: "Select All Graphics"
Update: "View.HasGraphicsUpdatell
Label: "Select &All Graphics"
Click: "Graphic.SelectAll"
Shortcut: "Keys.None"
(PMenu.547
Child: 548
Child: 549
Child: 550
Child: 551
Child: 552
Child: 553
Child: 554
Child: 555
Child: 556
Child: 557
Child: 558
Child: 559
Child: 560
Child: 561
Child: 562
Child: 563
Child: 564
Child: 565
Label: "&View"
(Choice.548
Help: "Displays the dialog box to edit properties of the view"
HelpTopic: "View Properties" - 55 -
Label: "&Properties...
Click: "View.Properties"
Shortcut: "Keys.None"
(Space.549
(Choice.550
Help: "Inserts themes into the view"
HelpTopic: "Add Theme"
Label: "&Add Theme...
Click: "View.Add"
Shortcut: "Keys.Ctrl+T"
(Choice.551
Help: "Displays a dialog box to insert an event-based theme into the view"
HelpTopic: "Add Event Theme"
Update: "View.AddEventUpdate"
Label: "Add &Event Theme...
Click: "View.AddEvent"
Shortcut: "Keys.None"
(Choice.552
Help: "Creates a new theme"
HelpTopic: "New Theme"
Label: "&New Theme...
Click: "View. NewThe m ell
Shortcut: "Keys.Nonell
(Choice.553
Disabled: 1
Help: "Makes all themes visible"
HelpTopic: "Themes On/Themes Off"
Update: "View.HasThemesUpdatell
Label: "&Themes On"
Click: "View.ThemesOn't
Shortcut: "Keys.None"
(Choice.554
Disabled: 1
Help: "Makes all themes invisible"
HelpTopic: "Themes On/Themes Off"
Update: "View. HasThe m esUpdatel'
Label: "T&hemes Off"
Click: "View.ThemesOff"
Shortcut: "Keys.Ese"
(Space.555
(Choice.556 - 56 -
Disabled: I
Help: "Create a Layout from the View"
HelpTopic: "Use Template"
Update: "View.HasThe m esUpdat ell
Label: "La&yout ... 11
Click: "View.Layout"
Shortcut: "Keys.None"
(Space.557
(Choice.558
Disabled: 1
Help: "Zooms to the extent of all themes"
HelpTopic: "Zoom to Full Extent"
Update: "View.HasDataUpdat ell
Label: "Full E&xtent"
Click: "View. Zoo mFullExtent"
Shortcut: "Keys.Nonell
(Choice.559
Disabled: 1
Help: "Zooms in on the center of the display"
HelpTopic: "Zoom In"
Update: "View.HasDataUpdate"
Label: "Zoom &In"
Click: "View.Zoomln"
Shortcut: "Keys.None"
(Choice.560
Disabled: 1
Help: "Zooms out from the center of the display"
HelpTopic: "Zoom Out"
Update: "View.HasDataUpdatell
Label: "Zoom &Out"
Click: "View. Zoo mOut"
Shortcut: "Keys.Nonell
(Choice.561
Disabled: 1
Help: "Zooms to the extent of active themes"
HelpTopic: "Zoom to Active Theme"
Update: "View.Act iveThe m esUpdat ell
Label: "&Zoom To Themes"
Click: "View. Zoo mToThe mes"
Shortcut: "Keys.None"
(Choice.562
Disabled: 1
Help: "Zooms to the extent of the selected features"
HelpTopic: "Zoom to Selected"
Update: "View. Select ableThe mesUpdat ell
57 -
Label: "Zoom To &Selected"
Click: "View. Zoo mToSelected"
Shortcut: "Keys.Nonell
(Space.563
(Choice.564
Disabled: 1
Help: "Finds features in the active themes using the text you enter"
HelpTopic: "Find"
Update: "View.TabularThemesUpdate"
Label: "&Find ... 11
Click: I'View.Findll
Shortcut: "Keys.Ctrl+F"
(Choice.565
Disabled: 1
Help: "Locates an address in the active, matchable theme"
HelpTopic: "Locate"
Update: "View. Locate U pdat ell
Label: "&Locate ... 11
Click: I'View.Locatell
Shortcut: "Keys.None"
(PMenu.566
Child: 567
Child: 568
Child: 569
Child: 570
Child: 571
Child: 572
Child: 573
Child: 574
Child: 575
Child: 576
Child: 577
Child: 578
Child: 579
Child: 580
Child: 581
Child: 582
Child: 583
Label: "&Theme"
(Choice.567
Disabled: I
Help: ."Displays the dialog box to edit properties of the active theme"
HelpTopic: "Theme Properties"
Update: I'View.Act iveThe m esUpdat ell
Label: "&Properties ... 11
Click: "View.ThemeProperties"
Shortcut: IlKeys.Nonell - 58 -
(Choice.568
Disabled: 1
Help: "Starts or stops editing of shapefile"
HelpTopic: "Start/Stop Editing in a view"
pdate: "View. Toggle Edit ingUpd at ell
Label: "Start &Editing"
U
Click: "View. ToggleEdit ing"
Shortcut: "Keys.None"
(Choice.569
Disabled: I
Help: "Converts a theme to a shapef ilell
HelpTopic: "Convert to Shapefile"
Update: "View. ExportUpdat ell
Label: "Convert to &Shapef ile..."
Click: "View.Export"
Shortcut: IlKeys.Nonell
(Space.570
(Choice.571
Disabled: 1
Help: "Displays the legends of the active themes"
HelpTopic: "Legend Editor"
Update: "View. ActiveThe m esUpdat ell
Label: "Edit &Legend ... 11
Click: "View. Edit Legend"
Shortcut: "Keys.Nonell
(Choice.572
Disabled: 1
Help: "Displays the geocoding editor for address matching"
HelpTopic: "Re-match"
Update: "View. Edit MatchUpdatel'
Label: "&Re-match ... 11
Click: "View. Edit Match"
Shortcut: IlKeys.Nonell
(Choice.573
Disabled: 1
Help: "Shows or hides the active themes' legends"
HelpTople: "Hide/show Legend"
Update: "View. Act iveThe m esUpdatell
Label: "&Hide/Show Legend"
Click: "View.ToggleLegend"
Shortcut: IlKeys.Nonell
(Space.574
59 -
(Choice.575
Disabled: 1
Help: "Labels active, visible themes"
HelpTopic: "Auto-label"
Update: "View. LabelThe m esUpdat e"
Label: "&Auto-label"
Click: "View. LabelThemes"
Shortcut: "Keys.Ctrl+L"
(Choice.576
Disabled: 1
Help: "Associates selected graphics with active theme"
HelpTopic: "Attach Graphics"
Update: "View. AddGraphicsUpdat e"
Label: "Atta&ch Graphics"
Click: "View. AddGraphics"
Shortcut: "Keys.Nonell
(Choice.577
Disabled: 1
Help: "Clear graphics that are associated with active themes"
HelpTopic: "Detach Graphics"
Update: "View.ActiveThemesUpdate"
Label: "&Detach Graphics"
Click: "View. ClearGraphics"
Shortcut: "Keys.None"
(Space.578
(Choice.579
Disabled: 1
Help: "Opens the tables of the active themes"
HelpTopic: "Open Theme Table"
Update: "View.TabularThemesUpdatell
Label: "&Table ... 11
Click: "View. ShowTable"
Shortcut: "Keys.None"
(Choice.580
Disabled: 1
Help: "Displays the Query Builder to select features with a logical expression"
HelpTopic: "Query Builder"
Update: "View.TabularThemesUpdate"
Label: "&Query ... 11
Click: "View.Query"
Shortcut: "Keys.Ctrl+Q"
(Choice.581
Disabled: 1
Help: "Selects features in the active themes using another theme's features"
HelpTopic: "Select By Theme"
- 60 -
Update: "View. SelectableThe mesUpd at ell
Label: "Select &By Theme ... 11
Click: "View. Select ByThe m ell
Shortcut: "Keys.Nonell
(Choice.582
Disabled: 1
Help: "Unselects the selected features of all active themes"
HelpTopic: "Clear Selected Features"
Update: "View.TabularThemesUpdate"
Label: "Clear Selected &Features"
Click: "View. ClearSelect"
Shortcut: "Keys.None"
(Choice.583
Disabled: I
Help: "Places coordinate labels beside features"
Update: "View. Act iveThe m esUpdat ell
Label: "Label Coordinates"
Click: I'View.AddXY11
Shortcut: "Keys.None"
(PMenu.584
Child: 585
Child: 586
Child: 587
Child: 588
Child: 589
Child: 590
Child: 591
Child: 592
Child: 593
Label: "&Graphics"
(Choice.585
Disabled: I
Help: "Displays the property editor for the selected graphic"
HelpTopic: "Graphic Properties"
Update: "Graphic. HasSelect ionUpdatell
Label: 'Wroperties..."
Click: "Graphic. Edit"
Shortcut: "Keys.None"
(Choice.586
Disabled: 1
Help: "Displays a dialog box to adjust size and position of selected graphic"
HelpTopic: "Size and Position"
Update: "Graphic. SingleSelect ionUpdatell
Label: "&Size and Position...
Click: "Graphic. SizePosll
Shortcut: "Keys.None"
61 -
(Space.587
(Choice.588
Disabled: I
Help: "Moves selected graphics in front of other graphics"
HelpTopic: "Bring to Front"
Update: "Graphic.HasSelectionUpdate"
Label: "Bring to &Front"
Click: "Graphic.ToFront"
Shortcut: "Heys.None"
(Choice.589
Disabled: 1
Help: "Moves selected graphics behind other graphics"
HelpTopic: "Send to Back"
Update: "Graph ic.HasSelect ionUpd ate"
Label: "Send to &Back "
Click: "Graph ic.ToBac V
Shortcut: "Keys.Nonell
(Choice.590
Disabled: I
Help: "Groups selected graphics"
HelpTopic: "Grouping and ungrouping graphics"
Update: "Graphic.G roupUpdat ell
Label: "&Group"
Click: "Graphic.Group"
Shortcut: "Keys.Nonell
(Choice.591
Disabled: 1
Help: "Ungroups selected graphics"
HelpTopic: "Grouping and ungrouping graphics"
Update: "Graphic. UngroupUpdatell
Label: "&Ungroup"
Click: "Graphic. U ngroup"
Shortcut: "Keys.None"
(Space.592
(Choice.593
Disabled: 1
Help: "Aligns the selected graphics"
HelpTopic: "Align"
Update: "Graphic.HasSelectionUpdate"
Label: "&Align ... if
Click: "Graphic. Align"
Shortcut: "Keys.Ctrl+A"
62 -
(PMenu.594
Child: 595
Child: 596
Child: 597
Child: 598
Child: 599
Child: 600
Child: 602
Child: 603
Label: "&Window"
(Choice.595
Help: "Arranges windows as non-overlapping tiles"
HelpTopic: "Tile"
Label: "&Tile"
Click: "Project.Tile"
Shortcut: "Keys.None"
(Choice.596
Help: "Arranges windows"
HelpTopic: "Cascade"
Label: "&Cascade"
Click: "Project. Case adell
Shortcut: "Keys.Nonell
(Choice.597
Help: "Arranges iconified windows"
HelpTopic: "Arrange Icons"
Label: "&Arrange Icons"
Click: "Project.ArrangeIcons"
Shortcut: "Keys.None"
(Space.598
(Choice.599
Help: "Shows the symbol palette"
HelpTopic: "Show Symbol Palette"
Label: "Show Symbol &Palette"
Click: "Project.ShowHideSymWin"
Shortcut: "Keys.Ctrl+P"
(Space.600
ObjectTag: 601
Update: "WindowMenuUpdatell
(AVStr.601
S: "point.apr Viewl"
(Choice.602
Help: "Activates point.apr" - 63 -
Label: "&I point.apr"
Click: "WindowActivatell
Shortcut: "Keys.None"
(Choice.603
Help: "Activates Viewlil
Label: 11&2 Viewl"
Click: "WindowActivate"
Shortcut: "Keys.None"
(PMenu.604
Child: 605
Child: 606
Child: 607
Child: 608
Child: 609
Child: 610
Child: 611
Label: "&Help"
(Choice.605
Help: "Displays the initial Help contents topic"
HelpTopic: "Help on Help Contents"
Label: "&Contents"
Click: 'IP roj ect. Help Contents"
Shortcut: "Keys.Nonell
(Choice.606
Help: "Displays the Views topic"
HelpTopic: "Help on Help for Views"
Label: "&Views ... 11
Click: I'Proj e c t. HelpDoc Class"
Shortcut: "Keys.Nonell
(Choice.607
Help: "Opens the Search dialog box to select a word to search for"
HelpTopic: "Help on Search For Help On"
Label: "&Search For Help On ... if
Click: 'IP roj ec t. HelpSe arch"
Shortcut: "Keys.None"
(Choice.608
Help: "Provides information on available support options"
HelpTopic: "Help on Obtaining Technical Support"
Label: "&Obtaining Technical Support...
Click: "Project.HelpSupport"
Shortcut: "Keys.None"
(Choice.609
Help: "Provides instructions for how to obtain help from AreView"
HelpTopic: "Help on How to Get Help"
64 -
Label: "&How to Get Help...
Click: "Project.HelpHelp"
Shortcut: "Keys.None"
(Space.610
(Choice.611
Help: "Provides information about ArcView"
HelpTopic: "About"
Label: "&About AreView...
Click: "Project.About"
Shortcut: "Keys.Nonell
(ButnBar.612
Child: 613
Child: 615
Child: 616
Child: 618
Child: 619
Child: 621
Child: 623
Child: 625
Child: 626
Child: 628
Child: 630
-Child: 632
Child: 633
Child: 635
Child: 637
Child: 639
Child: 641
Child: 643
Child: 645
Child: 646
Child: 648
Child: 650
Child: 651
(Butn.613
Help: "Saves the current project"
HelpTopic: "Save Project"
Icon: 614
Click: "Project.Save"
(AVIcon.614
Name: "Save"
Res: "Icons.Savell
(Space.615
- 65 -
(Butn.616
Help: "Inserts themes into the view"
HelpTopic: "Add Theme"
Icon: 617
Click: "View.Add"
(AVIcon.617
Name: "AddTheme"
Res: "Icons.AddTheme"
(Space.618
(Butn.619
Disabled: 1
Help: "Displays the dialog box to edit properties of the active theme"
HelpTopic: "Theme Properties"
Update: "View.ActiveThemesUpdatell
Icon: 620
Click: "View.ThemeProperties"
(AVIcon.620
Name: "Props"
Res: "Icons.Props"
(Butn.621
Disabled: 1
Help: "Displays the legends of the active themes"
HelpTopic: "Legend Editor"
Update: "View.ActiveThemesUpdate"
Icon: 622
Click: "View. Ed itLegend"
(AVIcon.622
Name: "Legend"
Res: "Icons. Legend"
(Butn.623
Disabled: 1
Help: "Opens the tables of the active themes"
HelpTopic: "Open Theme Table"
Update: "View. Tabu larThe m es Update"
Icon: 624
Click: "View.ShowTable"
(AVIcon.624
Name: "Table" - 66 -
Res: "Icons.Table"
(Space.625
(Butn.626
Disabled: I
Help: "Finds features in the active themes using the text you enter"
HelpTopic: "Find"
Update: "View.TabularThe mesUpdate"
Icon: 627
Click: "View.Find"
(AVIcon.627
Name: "Find"
Res: "Icons.Find"
(Butn.628 Disabled:
Help: "Locates an address in the active, matchable theme"
HelpTopic: "Locate"
Update: "View. LocateUpdat e"
Icon: 629
Click: "View.Locate"
(AVIcon.629
Name: "AddMatch"
Res: "Icons. Add Match"
(Butn.630
Disabled: 1
Help: "Displays the Query Builder to select features with a logical expression"
HelpTopic: "Query Builder"
Update: "View.TabularThemesUpdatell
Icon: 631
Click: "View.Query"
(AVIcon.631
Name: "QueryBuilder"
Res: "Icons. QueryBuilder"
(Space.632
(Butn.633
Disabled: I - 67 -
Help: "Places coordinate labels beside features"
Update: "View.AddXYUpdate"
Icon: 634
Click: "View.AddXY"
(AVIcon.634
Name: "Bex"
Res: "Icons.Bex"
(Butn.635
Disabled: 1
Help: "Zooms to the extent of all themes"
HelpTopic: "Zoom to Full Extent"
Update: "View.HasDataUpdatell
Icon: 636
Click: "View. Zoom FullExtent"
(AVIcon.636
Name: "ZoomView"
Res: "Icons. Zoo mVie w"
(Butn.637
Disabled: 1
Help: "Zooms to the extent of active themes'?
HelpTopic: "Zoom to Active Theme"
Update: "View.ActiveThe mesUpdat e"
Icon: 638
Click: "View. ZoomToThemes"
(AVIcon.638
Name: "ZoomThemell
Res: "Icons. Zoo mThe m elf
(Butn.639
Disabled: 1
Help: "Zooms to the extent of the selected features"
HelpTopic: "Zoom to Selected"
Update: "View.SelectableThemesUpdatell
Icon: 640
Click: "View. Zoo mToSelected"
(AVIcon.640
Name: "ZoomToSelectedt'
Res: "Icons. Zoo mToSelect ed"
(Butn.641 - 68 -
Disabled: I
Help: "Zooms in on the center of the display"
HelpTopic: "Zoom In"
Update: "View.HasDataU pdat ell
Icon: 642
Click: "View.Zoomln"
(AVIcon.642
Name: "ZoomIn"
Res: "Icons. Zoo mInll
(Butn.643
Disabled: I
Help: "Zooms out from the center of the display"
HelpTopic: "Zoom Out"
Update: "View. HasDat allpdat ell
Icon: 644
Click: "View. Zoo mOutll
(AVIcon.644
Name: "Zoomout"
Res: "Icons. Zoo mOut"
(Space.645
(Butn.646
Disabled: I
Help: "Selects features in active themes using selected graphics"
HelpTopic: "Select Features Using Shape"
Update: "View. Spat ialSelect U pdat ell
Icon: 647
Click: "Vie w.Spat ialSelect"
(AVIcon.647
Name: "Spat ialSele ct"
Res: "Icons.SpatialSelect"
(Butn.648
Disabled: 1
Help: "Unselects the selected features of all active themes"
HelpTopic: "Clear Selected Features"
Update: "View.TabularThe m esUpd at ell
Icon: 649
Click: "View. ClearSelect"
(AVIcon.649 - 69 -
Name: "SelectNonell
Res: "Icons. SelectNone"
(Space.650
(Butn.651
Help: "Changes to ArcViewls Helping mode. Press ESC to cancel."
HelpTopic: "Context-Sensitive Help"
Icon: 652
Click: "Help.Tool"
(AVIcon.652 Name:
"HelpTool"
Res: "Icons. HelpTool"
(ToolBar.653
Child: 654
Child: 656
Child: 658
Child: 660
Child: 662
Child: 664
Child: 666
Child: 668
Child: 670
Child: 672
Child: 674
Child: 676
Child: 689
(Tool.654
Disabled: 1
Help: "Provides information about a feature"
HelpTopic: "Identify tool"
Update: "View.TabularThe mesUpdat el'
Icon: 655
Cursor: "Cursors.ID"
Apply: "View.ldentify"
(AVIcon.655
Name: NDII
Res: "Icons.ID"
(Tool.656
Disabled: 1
Help: "Selects shapes or graphics by pointing or dragging"
HelpTopic: "Pointer tool" - 70 -
Update: "View. HasD ataUpdatell
Icon: 657
Cursor: "Cursors. Select"
Apply: "View.Select"
(AVIcon.657
Name: "Select"
Res: "Icons. Select"
(Tool.658
Disabled: I
Help: "Selects features in the visible, active themes by pointing or dragging"
HelpTopic: "Select Feature tool"
Update: "View.SelectableThemesUpdatell
Icon: 659 ti
Cursor: "Cursors. Default
Apply: "View.SelectPoint"
(AVIcon.659
Name: "FeatureSelect"
Res: "Icons. FeatureSelect"
(Tool.660
Disabled: 1
Help: "Zooms in at a point you click or zooms in on a rectangle you drag"
HelpTopic: "Zoom In tool"
Update: I'V iew.HasDataU pdat el'
Icon: 661
Cursor: "Cursors. Zoo ml nit
Apply: "View. Zoom InTool"
(AVIcon.661
Name: "ZoomInTool"
Res: "Icons. Zoo mInTool"
(Tool.662
Disabled: 1
Help: "Zooms out from a point you click or zooms out to include a rectangle you
dragil HelpTopic: "Zoom Out tool"
Update: "View.HasDataUpdate"
Icon: 663
Cursor: "Cursors. Zoom Out"
Apply: "View. Zoo mOutTool"
(AVIcon.663
Name: "ZoomOutTool" - 71 -
Res: "Icons. Zoo mOutTool"
(Tool.664
Disabled: 1
Help: "Drags the display in the direction you move the cursor"
HelpTopic: "Pan tool"
Update: "View.HasDataUpdate"
Icon: 665
Cursor: "Cursors.Pan"
Apply: "View.Pan"
(AVIcon.665
Name: 11panto
Res: "Icons.Pan"
(Tool.666
Disabled: 1
Help: "Measures distance"
HelpTopic: "Measure tool"
Update: "Vi ew. HasDataUpdat e"
Icon: 667
Cursor: "Cursors. Measurell
Apply: "View. Measure"
(AVIcon.667
Name: "Measure"
Res: "Icons. Measure"
(Tool. 6 6 8
Disabled: 1
Help: "Links an action to a feature"
HelpTopic: "Hot Link tool"
Update: "View. HotLinkUpdate"
Icon: 669
Cursor: "Cursors. Media"
Apply: "View.HotLink"
(AVIcon.669
Name: "Media"
Res: "Icons.Media"
(Tool.670
Disabled: 1
Help: "Sets the View's Area Of Interest for library based themes"
HelpTopic: "Area Of Interest tool"
Update: "View. AOIToolUpdat el'
Icon: 671 - 72 -
Cursor: "Cursors. Def aultil
Apply: "View. AOIToolll
(AVIcon.671
Name: llAOIll
Res: 111cons.AOIl'
(Tool.672
Disabled: 1
Help: "Labels f eatures"
HelpTopic: "Label tool"
Update: "View. LabelToolU pdatel'
Icon: 673
Cursor: "Cursors.Tag"
Apply: "View. LabelToolf'
(AVIcon.673
Name: "Tagll
Res: Illcons.Tag"
(Tool.674
Help: "Creates text on the display"
HelpTopic: "Text tool"
Update: "View. G raphicToolUpdate"
Icon: 675
Cursor: "Cursors.Text"
Apply: "View.TextTool"
Click: "SymWin.DisplayFontPanel"
(AVIcon.675
Name: "Text"
Res: Illcons.Text"
(ToolMenu.676
Help: "Creates a point on the display"
HelpTopic: "Draw tool"
Update: "View. PointToolUpdat ell
Icon: 677
Cursor: "Cursors. CrossHair"
Apply: "View. PointTool"
Click: "SymWin.DisplayMarkerPanel"
Child: 678
Child: 679
Child: 681
Child: 683
Child: 685
Child: 687
73 -
(AVIcon.677
Name: "Point"
Res: "Icons.Point"
(Tool.678 Help:
"Creates a point on the display"
HelpTopic: "Draw tool"
Update: "View. PointToolUpdat ell
Icon: 677
Cursor: "Cursors. CrossHair'l
Apply: "View. PointTooll'
Click: "SymWin.DisplayMarkerPanel"
(Tool.679
Help: "Creates a line on the display"
HelpTopic: "Draw tool"
Update: "View. Graph! cToolU pdat e'l
Icon: 680
Cursor: "Cursors. CrossHair"
Apply: "View. LineTool"
Click: "SymWin.DisplayPenPanel"
(AVIcon.680
Name: "SelectLine"
Res: "Icons. Select Line"
(Tool.681
Help: "Creates a line with three or more points on the display"
HelpTopic: "Draw tool"
Update: "View. P olyLineToolUpdate"
Icon: 682
Cursor: "Cursors. CrossHair"
Apply: "View. PolyLineTool"
Click: "SymWin.DisplayPenPanel"
(AVIcon.682
Name: "Lines"
Res: "Icons.Lines"
(Tool.683
Help: "Creates a rectangle on the display"
HelpTopic: "Draw tool"
Update: "View. P olyToolU pdat ell
Icon: 684
Cursor: "Cursors. CrossHair"
Apply: "View. RectTooll'
Click: "SymWin.DisplayFillPanel"
74 -
(AVIcon.684
Name: "Rect"
Res; 111cons.Rect"
(Tool.685
Help: "Creates a circle on the display"
HelpTopic: "Draw tool"
Update: "View. PolyToolUpdat e"
Icon: 686
Cursor: "Cursors. CrossHair"
Apply: "View. CircleTool"
Click: "SymWin.DisplayFillPanel"
(AVIcon.686
Name: I'Disk"
Res: "Icons.Disk"
(Tool.687
Help: "Creates a polygon on the display"
HelpTopic: "Draw tool"
Update: "View. PolyToolU pdat e"
Icon: 688
Cursor: "Cursors. CrossH air"
Apply: "View.PolyTool"
Click: "SymWin.DisplayFillPanel"
(AVIcon.688
Name: 11polylt
Res: "Icons.Poly"
(Tool.689
Disabled: 1
Invisible: 1
Help: "Sets the snapping tolerance for the editable theme"
HelpTopic: "Snap tool"
Update: "Vie w.SnapToolU pdatell
Icon: 690
Cursor: "Cursors. Default"
Apply: "View.SnapTool"
(AVIcon.690
Name: "SnapTool"
Res: "Icons. Sn apTool"
(FN.691
Path: lt$HOME't
- 75 -
I
I )(TClr.692
. Red: Oxffff
I Green: Oxffff
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I - 76 -
Exhibit 4-4
Mapping AML
mape 1315480,718120 1340500,740000
pagesize 17 11
mapposition cen cen
mapunits feet
mapscale 24000
mbegin
shadeset colornames.shd
polygonshades /coathanger/6220/master/bdy795 94
polygonshades /coathanger/6220/master/ponds 45
polygonshades /coathanger/6220/master/struetpoI 31
polygonshades /coathanger/6220/master/erosionpoI 28
polygonshades /coathanger/6220/master/bldgs 99
polygonshades /coathanger/6220/master/lot 119
linesymbol 66
arcs /coathanger/6220/master/road
linesymbol 79
arcs /coathanger/6220/master/trails
linesymbol 1
arcs /coathanger/6220/master/bdy795
lineset /coathanger/6220/master/plotter3.'Iin
linesymbol 805
arcs /coathanger/6220/master/structlin
/*texteolor red
/*Iabeltext ponds name
mend
mrotate -14
mmove 4 4 4.1 4.2
/*&run bord17.aml
textset plotter.txt
textsymbol 13
move 4.05 .96
textsize .07
text 1K Taylor'
move 4.05 .65
text 1PRIMS
move 3.75 .38
text'10/15/19951
textsymbol 17
move 11.6 .5
textsize 17
text 1 1" = 2,00011
textset carto.txt
textsymbol 101
move 12.98 1.12
textsize .22
text 'PRESQUE ISLE'
move 13.05 .8
text 'STATE PARK'
move 13.1 .47
textcolor 'turquoise'
77 -
text 'BASE MAP'
textset font.txt
textsymbol 14
move 15.7 1.05 textsymbol 1
textsize .11
text 6220
lineset /coathanger/6220/master/plotter3.lin
linesymbol 805
plot /coathanger/6220/master/bordl7.gra
mf resh
mapunits inches
textset font.txt
textsymbol 14
extsize .1
textoffset 0 0
t
keyarea 5.75 .25 11.9 1.25
keyseparation .1 .2
keybox .2 .2
keyline base.key nobox
keybox .2 .2
keyshade base-shd.key nobox
move 15.3 .75
textsize .20
text 'EXHIBIT'
move 15.5 .53
text 13- 1
/*plot logol box
map end
78 -
5.0 BUDGET
The budget for the project was divided into three areas. Approximately 55% of the initial
budget went to map preparation and the remaining 45% was spent on equipment and
technical services. Exhibit 5-1 shows the proposed budget and actual expenditures.
6.0 RECOMMENDATIONS
The following is a list of recommendations that will be made to BSP senior staff for
enhancement of the GIS program and implementation statewide.
With ArcVlew 2.1's capabilities to take GPS data and create coverage, the Bureau
should purchase ArcView for a park and let them map the basic information in the
park using Resources Management Section's GPS unit. This data would include
trails, roads, buildings, utility lines, and structures. This data then could be sent to
Central Office for updating Resources Management's plan maps and mini-maps. It
would provide base data on doing all the parks.
To use State Plane, NAD 83 as the standard projection for state park maps and use
the north zone for the entire state.
To establish a GIS coordinator to oversee the GIS program in BSP.
To use the Department's cartographic section to digitize existing accurate maps into
Auto CADD for use by Resources Management Section. The Resources Management
Section will use Arc CAD to take maps between Arc Info and Auto CADD.
To acquire Arc CAD and Arc Scan modules for Are Info for use with the GIS
program.
To create an accurate park boundary coverage for 116 state parks for the
replacement of the inaccurate coverage currently being distributed by the
Department.
To contract with a consultant for the development of a procedure to take Are Info
plot files into Auto CADD for use by the Bureau of Facility Design and
Construction.
To contract for technical support for providing assistance, application development,
and troubleshooting.
To continue to map PNDI species locations as a'priority project.
To evaluate Presque Isle State Park's use of the GIS system after one year of use.
79 -
EXHIBIT 5-1
93 CZM GRANT BUDGET
Actual
Work Elements Planned Costs Expenditures
Digital Mapping $ 40,000.00 $ 55,563.56
Administration and Coordinating 10,000.00 11,669.45
Total $ 50,000.00 $ 67,233.01
Funding Source Amount
Federal Share (CZM) $ 20,000.00
State Funds (BSP) 37,813.32
Oil and Gas Funds 8,312.03
Other 1,184.98
Total $ 67,399.33
Summary
Consultant Amount
Earth Information Services $ 18,954.28
Subtotal $ 18,954.28
Equipment Amount
Hardware $ 9,394.75
Software 1,763.00
Supplies 589.58
Miscellaneous 1,328.'26
Subtotal $ 13,075.59
Mappin Amount
Salary and Wages $ 34,665.46
Service Purchase Contract $ 615.00
Subtotal $ 35,280.46
TOTAL $ 67,399.33
80 -
I
I APPENDIX
I Intern comments on the week at Presque Isle State Park
Coverage Description.
I
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- 81-
COVERAGE DESCRIPTIONS
BUFF Jurisdictional Park Boundary.
BDY**** Shape of shoreline as of a specific date **** dictates month and year.
BAYS Thompson Bay, Misery Bay, and Marina.
BLDG All the park buildings on the parks inventory.
PONDS Interior ponds.
ROAD All the park roads.
TRAIL All the park trails and Pontoon tour.
LOTS All parking lots.
VEG Vegetation based on Resource Management Plan.
SOILS Soil types based on the county soil survey
WET Various types of wetlands and all natural and man-made ponds.
EROS-POL Breakwaters.
BEACH Eighteen guarded beach areas.
MONUMENTS Thirty-two monuments from resources management plan and two survey control
monuments.
BRKWTRS Actual design size of breakwater.
SAMPLES Water sample location.
MOWING Restricted mowing areas.
TOPO One foot contour lines.
TOPOTS Survey control points for establishing elevation.
ROW All public utilities and right-of-ways.
BUOYS Location of buoys.
SIGNS Park maintained signs.
ROADBUF Park roads at their actual width.
ESA Environmental sensitive areas as declared by RBA study.
PNDI Species of special concern.
UTILITY Park-owned water sewer.
82 -
STRUCT-POL All man-made structures excluding buildings.
STRUCT-LIN
HIST Historic sites.
ARCHPTS Archaeologically sensitive points.
ARCPOL Archaeologically sensitive areas.
EROS-LIN Jettys and other erosion control measures.
NATURAL Designated natural areas in state parks.
83 -
Intern's Thoughts
Presque Isle Summary
As I prepared for the trip to Presque Isle State Park, I anticipated a trip filled with
adventure and excitement. Unfortunately, our trip wasn't everything I expected because of lack
of communication as well as the park personnel not being very cooperative to our needs.
Our trip started off with troubles with the base unit because it kept shutting down on the
Monday we started our work. Finally, we got the base running and started our work which
proceeded to go very well. The problems we had during the week weren't so much with the data
and the equipment as much as it was with leadership and communication among the interns. I
feel we got a great deal of work done while at Presque Isle, and I feel it was done efficiently.
We went there and had a goal to set and we achieved that goal. It's just a lot easier and more
relaxing to know you have a leader of some kind to guide you through the week. We had
absolutely no leadership which led to many problems. The problems varied from not having a
radio so if someone needed assistance that person was there, to a battery being dead and
needing to talk to someone, or just simply wanting to know when a person was going to break
forlunch.
The park personnel was another problem for us while we were at Presque Isle. The park
was notified way in advance that we would be coming to work on this project. When we got
there they acted as if we were invading their territory. There were no vehicles available and
the individuals who were supposed to assist us had no idea they were even suppose to. The
attitudes of the park personnel made us feel very uncomfortable and many times frantic to ask
to borrow anything which we needed in a days time.
Overall, I feel the trip to Presque Isle State Park was a very good experience. It taught
me a lot about meeting goals and dealing with people of all personalities to achieve goals as a
group. I feel being able to work in a group setting, as well as individually, is very important.
Communication skills are needed in a work setting almost everywhere you go. I feel we had no
communication from our leader which led to many unnecessary problems.
Cristen Benhart
The trip to Presque was an overall success for those on the trip. I felt it was a good
learning experience for everyone to become more familiar with the GPS equipment and to get a
feel for what to expect while working in the field. During the week we had good days and bad
days. A typical bad day included everything from having difficulty picking up satellites to
problems using Presque Isle State Park equipment to communication among ourselves as well as
Presque Isle State Park staff. For example, certain features required the assistance of Presque
Isle State Park staff, but the staff seemed to be uninformed of what they wanted us to do for
them. Another problem we had was with the number of extra people we had assisting us. The
group was too large on certain days to have everyone doing something that was useful and
productive. However, I did feel Presque Isle's intern, Paula, was very helpful, eager and
interested in learning what we were doing. It was also very nice to have Rege there to set up
and take down his base station.
I felt working in groups of two while in the field worked well for all of us. It was also
useful to have access to a pc as well as the laptop, especially at the end of the day when we
could download our files and copy them to a disk, while Rege downloaded the base data on-the
laptop. I also think it saved time to process and correct all files in the same day. It took an
hour and a half to two hours to correct and look at that day's files. This also made it easier to
schedule what needed to be done in the morning, because we came in that morning knowing
what was or was not done correctly the day before. I felt after the second day we all felt more
84 -
comfortable. The remainder of the week we had basic problems borrowing Presque Isle State
Park's equipment.
Tina Matula
I was very excited about leaving on my birthday, July 23,1995, to work at Presque Isle
State Park for the next four days. Along with everyone else, I was anticipating a rather
enjoyable week working on the GPS project at Pennsylvania's number one state park.
We all seemed to assume that we would encounter some problems relating to the
equipment, however it remained as a very minor problem all week. The biggest problem dealing
with the equipment came about Monday setting up the base station. Once that was fixed,
however, everything seemed to run swiftly. We ran into other problems that made our week
quite a challenge. One problem that we had involved the actual schedule and organization of
the project. Because the base went down twice Monday morning, we were forced to altar the
schedule extremely. Also, we could have greatly improved on our communicational skills
throughout the whole week at the park. Radios became a nuisance when the person you needed
to contact did not have one or did not have it turned on. I believe one of our major problems at
the park involved the park staff. Evidently, it was not known by all the park staff that we
would be needing their assistance whether it be for all-terrain vehicles or simply their
knowledge of, for example, all the mowing areas they wanted GPS'd. We did have extra help
throughout the week, however, at one point it became somewhat cumbersome. Tuesday, we had
seven other interns whose days we were evidently responsible to plan into our dramatically
changed schedule.
Overall, the many problems we did encounter did not prevent us from leaving Presque Isle
successful. We completed all of the prioritized work and almost all of the other GPS jobs that
were to be done in the park. Personally, it has definitely enhanced my knowledge of Global
Positioning Systems. I felt very comfortable with the work and was glad to have the full week's
worth experience. I believe that the project went relatively well and I was proud and grateful
to be a part of it.
Amy Stimely
PRESQUE ISLE TRIP SUMMARY
Our trip to Presque Isle State Park turned out to be one with a variety of experiences.
The experiences which the five of us went through should be analyzed now that the trip is over
in order to determine what could be done to help improve similar trips in the future.
When working in groups in the field, cooperation is of the utmost importance among
individuals. The key to maintaining this cooperation is organization and strong leadership.
While at Presque Isle, it was sometimes evident that these two characteristics were lacking a
bit. In reality, this began bef ore leaving f or the trip. I f eel that if we were all brief ed a bit
more as to what exactly was to take place while in Erie, jobs would have. moved along more
smoothly and efficiently. Our leader was briefed as to what was to take place, however, this
information was only relayed to us in bits and pieces. One meeting with the entire group with
an in depth discussion on how and what to do before going on the trip would have been very
beneficial. Another possibility could have been a scheduled meeting between the leader and the
rest of the group. Because of the many questions surrounding what exactly was to take place,
the organization of our group was at times limited which made the entire operation, at times,
unstable.
Another problem which should be analyzed deals with the operation of the GPS units
themselves by members of the group. Many of us had not used the units since being trained in
- 85 -
May. This definitely slowed u� down as many had to figure out how to use them again. Also,
being trained and actually doing a job are two very different things. Therefore, it would also
have helped to make sure that every member of the group got out on a job first before sending
them to one the size of Presque Isle.
A final criticism of the trip was the reception whic h we were given by a majority of the
park staf f. Although doing the park a favor and trying to stay out of their way as much as
possible, the staff tended to act very cold toward us as if we were not supposed to be there.
There were many instances where we could have used their help since they do run the park,
however, they were usually not willing to spend the time to do so.
In spite of these criticisms, I feel that the trip was an overall success and an excellent
learning experience. We ended up completing most of what we were asked to do and working
out in the field is always a great experience. Any trip of this nature will have its problems, so
those which we faced should not have been unexpected. Those problems which we dealt with
should be kept in mind in the future in order to improve upon other trips.
Mike Bialousz
Presque Isle Summary
Our week at Presque Isle working on the GPS pilot project, was a challenging one. I left
Harrisburg with a gTeat deal of confidence and anticipation, hoping that this summer would be
even more successful than the project was last summer. We were all eager to help the park
develop accurate maps, and learn more about the park.
Overall, I believe that the project as a whole was a success. We collected the majority of
the data that we needed, to help make quality maps of the park. We accomplished a lot and
also learned a great deal about GPS and team work.
As any team would, we also ran into some problems. Our problems began with the
equipment and extended to a lack of communication. We encountered problems with
communications with the park personnel, because the majority of the people were not properly
informed of our needs and tasks. The park was sent our tentative schedule and the equipment
that was needed. We believed that this should have allowed them time to plan ahead for our
arrival and assist us along the way. We found that some of the park personnel were not very
cooperative in aiding us with our tasks and at time they inhibited us from getting things
accomplished.
There was also a communication breakdown within our group. I think things would have
gone smoother had we had a more assertive and communicative leader.
Like I said before, overall the project was a success. However, it could have been less
difficult for our group and would have been more productive had we developed the
communications line that were lacking.
Lori Felix
86 -
HOAA COASTAL SERVICES ,R LIBOARY
3 6668 1,41 1 9,46 3
CT
| usgpo | 2024-06-24T00:12:47.586891 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/CZIC-g70-212-p74-t42-1995/htm"
} |
CZIC-ql84-22-m7-m57-1993 | Mississippi Department of Wildlife, Fisheries and Parks Samples of Management Information System Reports | 1993-01-01T00:00:00 | null | null | null |
[From the U.S. Government Publishing Office, www.gpo.gov]
I
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11993
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Mississippi Department
of
Wildlife, Fisheries and Parks
Samples of
Management Information System
Reports
PrOPGrtY Of CSC Library
U . S . DEPARTMENT OF COMMERCE NOAA
COASTAL SERViCES CENTER April 1, 1993
2234 SOUTH HOBSON AVENUE
CMARLESTON , SC 29405-2413
Mississippi Dept, of Wildlife,
Fisheries & Parks
Exec ive ' ector
ffice Directo Appropriation/Division Reports
Division Chiefs Division/Project Reports
Managers of Groups of Projects Project Group Reports
Project Managers Project Reports
Management information reports are
customed designed for each level of
ecto,
ir%ecto
Management M*Mh to. 1993
Mississippi Department of Wildlife, Fisheries and Parks
Comprehensive Management System
Mission What business are we in?
Vision What are the major trends andlor
issues we should be addressing?
Programs
Goals
"STRATEGIC PLAN"
Objectives Where are we and where
Problems do we want to be?
strategies
Divisional Plans "Annual Budget and
Operational Plan"
Projects (Work Plans) How will we get there?
Control Tools Management Information System Reports
Project Evaluations "Annual Reports"
Divisional Evaluations Did we make it?
Program Evaluations - 3 to 5 year review of "STRATEGIC PLAN,"
Management information reports are designed to answer the
following questions:
1. What item or service (object) was purchased?
2. Who (organization) made the purchase?
3. What account (appropriation) paid for the purchase?
4. What funding source (special, general, federal) was used?
5. Where Gocation) was the benefit realized?'
6. What was done (task)? Task is -Sub-Org" in SAAS2.
7. Who was responsible and what task oriented objectives (project) were addressed?
8. Why was it purchased or why was time allotted to it? In other words, what
ageneywide objectives (programs) were addressed? Program is "Advi
SAAS. 11y" in
9. What equipment was used and how much did it cost to use it (unit)?3
Location is captured in the *fim* reporting system only. The accounting program (SAAS) does not. have a field for capturing this
data. 7be new upgrade of SAAS will contain a *kmation* field. The upgrade in scheduled for January 1994.
Statewide Automated Accounting System
3 17his will be accomplished through the "fleet management' module in SAAS. Our schedule for implementing Beet management is
the Fall of 1993.
WP51\PLAN\QUESTION.MIS
TIME/ArrENDANCEA.EAVE SHEET - FULL TIME
OPWILDLIFEf
MISSISSIPPI DEPARTMENT
Shropshire, Tommy XXX-XX-XXXX i0lo- Support Services 2A -_212.8 I W3
Print Last Name First Social Secur Em Signature Supworvissor's ignaturo Organization Cods/Name Time Period
SUb- ACIPV- TOTALS
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C-AN"Al VMS 4. Len Lem Taken
PAC 5. Total HoumWorked
6. Hriklaw Hours Wo IF2 - KEM
EXEMPT EMPLOYEE CALCULATION
COLUMN A a C D E
T4`0. Ho"/Mlm Totalftoncy
Hours Worked L- HWroWwVpd RIM D@"_
now 1 0
2 w,-g I gak@ Fwwwd 40 @40*Ow 0
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4
TOTAL
Pun POWWOLX DAWIN 207.0
TOTAL COW VWX AVARAKE 263
COW TURN TAKM IN MOM" a
MWOOMPTIMEWILANOR 275
For.. Employee & Supervisor
GFTA0230 MISSISSIPPI DEPARTMENT OF WILDLIFE. FISHERIES & PARKS PAGE 517 To: Monitor Employee Effort
RUN DATE: 03/17/93 EMPLOYEE SUMMARY TAL REPSRT
FOR PERIOD STARTING 07/01/92 AND ENDING 02-28- 3 --- FISCAL YEAR---
., . . . . . . . . . .. . .
. . . . . . . . . . . .
hol
.........
NAME CLIBURN . .............
...... TITLL DWC-WILDL___j BIOWST- 11:,;:
SSN: XXXXXXXXX
ORG: 1030-GAME DIVISION
. . .. ..... ... .
.... ..... ..... D .... ........ .... ..
MONTH FY YTD OF MONTH PY YTO EOUI EQUIP
PROJECT SUBORG ACTIVITY LOCATION VEHICLE-10 EQUIPMENT-10. HOURS ... HOURS TOTAL MILES MILES AWASP HOURS
--------------------
20203
20903
.. ..... 600@.. .92
3S103 qI I
3SS03 45:00 518.00 3a 750 14 0.00
--- ---- --------------------------------------------------
@0@400,
00 00%*i@@i@@I-@!!? 4.17
0
00
AA
ba 0.
AC 0. .. .... 33' 00 '0 ........... 8--
88* 2.31 ra 06'
AD 16.00 291:00 20.35 287 3,283 0. 00 0.00
AG 4.00 18S.00 12.94 58 31443 0.00 0.00
O'@. 00 :'%-:- 0 00
AP 0. 20 Wi':: I ; 4
a:, 00:.':'.-'@ 0..
A2 0 .5 0* 1 0, 00:
A9 32.: W 2 24 1 0 Do::...
00
8
65 6. 42 00 2.94 0 0- .......... 0.00 0.00
B7 12.00 104:00 7.27 0 0 0.00 0.00
cl 0.00 16.00 1.12 0 107 0.00 0.00
C2 16. a - 00 1: 12 00
0.
2; 01 0.00
...:4
D2 00
0
D5 81. 00, 1:12 14070, 0' .: @ 00
":::'X:::: -
E4 0 00' WZO:::::`::CO3 0 456 0.00
GC 0:00 6.00 0.35 0 los 0.00 0.00
GG 0.00 36.00 2.52 0 705 0.00 0.00
0.
G1 29 87. 00:':::'::l 3. 609:
0,00.
G2 :4 4: 00
00.::....
O@00* 2 00 O:.@. 14
HG 0
...... .. ....... .0 ....... ............
HR 0 00 .... - 19 1" 1.3 ... .... . ....... ....... 286 .. . ..... 8 00
Ll 0:00 6:00 0.42 0 137 :00 02
L3 0.00 6.00 0.42 0 69 0.00 0.00
22.00.:: ::`42 00:;:--2 94 380 .-:.::.:;;::.6q5: 0
_69
0 00
LS
TI 7. 0
W. 0.
.7
00
T2 0.00 X::..::
2 .. .... .... 0. .00
T4 0 100 .2 8
U3 0.00 20:00 1-4 0 143 0.00 0.00
0.00 6.00 10.4 47 0.00
Ve 0 00:: 4:00 Q.. 2 ::71 0.00
VC 28
No
V3 2
0. 00,
V5 . ..... wa....
------------- ..... ..
-------------------- Z_
160.00 1,430.00 100.03% 2,577 20.517 0.00 0.00
WO00 5 1. 00 .w;:::22:::'l 083
0. w .......
0
4
wool .4
W004 8.00' 8 * 42
WOO9 00 a 00 . ...... 0.5 90"", 0
0: 0.80
W099 109.00 807:00 56.43 1.400 11.780 0.00 0.00
W910 0.00 4...00 0.28 0 55 0.00 0.00
0 a 00-'.::.- 0.00.......
0 0.0.
W839 0 00 2 00: 14
14 @'00
W858'' d 0. 00
00.-:
00'
4 '.00:1
W875 114"
. . ........
. ..... . ..
......... ...... .... .. ... .
. . .. ... ... . .. . - . . ... . .
. ..... ..
. . . . . ........ ..... . .......
. ... ........ .. .. . .......... . .. ..... . .
........... . 1 11 1 ..... . . 11 .... .. I
. . . . ..... .. .. . .. .. . I . ..
I. ......... III ...... I . .. . ...........
. ....... ... . ....
......... ...... . .. .. . ... . .... ....... .... . . ..
..... ..... .. . ........ . .
For.- Employee & Supervisor
To: Monitor Employee Effort
GFTA0230 MISSISSIPPI DEPARTMENT OF WILDLIFE, FISHERIES & PARKS PAGE SIB
RUN DATE: 03/17/93 /EMPLOYEE SUMMARY TAL REPORT
FOR PERIOD STARTING 07 01/92 AND ENDING 02-28-93 ---FISCAL YEAR--- 93
CLIBURN
NAME---:, LONER
... . ........
TITUO DWC-WILDLI00k�H 13IOLGST lit"
SSN: XXXXXXXXX
ORG: 1030-GAME DIVISION
..... ... .....
00 ......F
............ ............ Y.-VTO.
Y'YTO
14ONTH FY YTD % OF MONTH FY YTD EQUIP EQUIP
PROUECT SUBORG ACTIVITY LOCATION VEHICLE-ID EQUIPMENT-ID HOURS HOURS TOTAL MILES MILES HOURS HOURS
----------
W997 0: :3' 146:::,::::;:: 0
0. 00::::.@': 257 M::.:::: 17. : ::.
wl
:,: ::0.00.
........................................ ..... ........
160.00 -1,430 *00 IOO.OO%-`2.:S77-- 20,517 ... 0. 00 0.00
so 0.00 6.00 0.42% 0 94 0.00 0.00
00 1: .10@,00::i.
51 0.00.:.
00:::: - DON
GA4 00: 1:.
0 00 103 00::::: 7 2 0 0
FODE
mAar 0. 00 36. 00 2,12 .. .. .. 0 .... '14183 0: 00::: O@
MABU 0.00 22.00 1.54 0 341 0.00 0.00
MACC 0.00 6.00 0.42 0 119 0.00 0.00
MAOE 33 00.1 .::498 00.:., :34 00
0 1
331
STWD 0. 2 & 00 0.00
.. ........
160.00 1,430 00 100." 01% -2. 57i 2;?.@ii!7"' '0.00--- 0.00
81150 0.00 0.00 0. 2 @77 3,762 0.00 0.00
81152 ... 0 DO ::0,
silos UK 0 1, 0
0 0
83337,1 Z.::: 0., 0O::1:1,.::F1 :0
::0:00 OR
-.9, 0
0.00 0.00 -0:;ZW--2.Si7 ---- 20:iii ----- 0.;; ------ 0.;;
. .......... .. .. . .....
is ....... ..........
....... . ..... ................. .......
. .........
...........
. . . ...........
........ .... .. .. ...
For.- Supervisor
To: Monitor Employee Comp. 77me
GFTA02tO MISSISSIPPI DEPARTMENT OF WILDLIFE- FISHERIES & PARKS PACE 033
RUN DATE; 03/17/93 COMPENSATORY TIME MONTHLY REPORT(IN HOURS)
FOR PERIOD ENDING 02-28-93 --- FISCAL YEAR--- 93
1030 ---- GAME DIV
0052 S HAMRICK WILLIAM
(AGENCY COMPENSATORY TIME) (FLSA
LAST FIRST COMP. PREV. COMP. NEW COMPENSATORY TIME)
NAME C
NAME ORG SSN OMP PREY COMP. NEW
EARNED BALANCE TAKEN BALANCE EARNiD BALAiCE TAKEN BALANCE
----------------------------------------------- -------------------------
HURST RONALD 1030 XXXXXXXXX a.oo 51.00 0 00 59.00 is 00 76.00 0.00 91.00
MC DONALD ROBERT 1030 XXXXXXXXX 0.00 30.00 00 30.00 9:00 55:00 0.00 64.00
0:
WATKINS JERRY 1030 XXXXXXXXX a.00 40.00 0.00 48.00 0.00 a4 00.. -.24.00 60.00
For. Directors
RUN DATE: 02J2 OB[IGATISTATE Of MISSISSIPPI To: Monitor Appropriation PAGE:
REPORT 10: G S=4 ON REPORT BY APPROPRIATION
Aj OF
FOR Sul :YE
DEPT OF WILDLF FISHERS & P
AGENCY: 464 KS
APPR CODE: 2460 WFP FISHERIES AND WILDLIFE
BJ OBJECT CLASS ORG BUDGETED MTV YTO YTO
REMAINING
KS NAME CODE ORO NAME AMOUNT EXPENOITURES.@'4XPENDITURES
---- ---- ---- ------------ ----------- ----------------------------- ----- .......... ---------------
Al SALARIES 1018 JUPPORT JERV 2,535 889 1,031.799.56 !@4 125.15- 3
2
.34. 00 S4 lot.
RESHW R F' 1 696'137: : :
102 34:8424 0,99
2
2 -421 07. 98.00
1030 GAME DIVI 1 1:457:785.g a . 23 @i 36, 877. j 2
02, 13 19 2
1040 EDUCATION 98a,"2.00 17i '''' 1 ,
1050 LAW ENFORCEM S,644,613.00 110.50 9.660.01 0 00 S.SS4.9S2.99 98.00
6010 MISCELLANEOU 0.00 0.00 0.00 0:00 0.88 0.00
7010 WAREHOUSE. 0.00 0,m.. 0.00 9.00 .. .. . ....... . ... .'0. 0.00.
:032,010i SO 9,587, .2.
SALARIES TOTAL A
13,322,888,00
A2 TRAVEL 1010' SUPPORT SERV 27,328.00 1,7S7.74 16,393.50 0.00 10,934.50
1020 FRESHWATER F l7o663.00 1,455,59 20,682 37 g@ 3
896,98 081 13
1o30 GAME DIVISI 30 140.9
-1 595 42 0 14. 04
1040 EDUCATISN IT, 25:381 1::10'676 02
@'900 - 2 - 75*
1050 LAW ENF RCEM 50,362: 1 47S: 91 2,461.78 0 2'
8010 MISCELLANEOU 0.00 0.00 0.00 0.00
7010 WAREHOUSE 0.00 0.00 0.00 0.00 8:88 8
.20..:: :52.@00
TRAVEL TOTAL 150j874.00 7081.64 11j294.80. 0 00::::@]@:i@
e cmrk. SERV . .....
1010 SUPPORT SERV 1,445,640.00 64.056.07 727,173.19 157,699. 7 560,766.84 38
1020 FRESHWATER F 313,622.00 21 889.20 223,488.64 17,889. 0 72.243.56 23:38
113@ GAMMDIVhSl 721 993 93:667:3131 9S:,2?8: 9
, 113129:267.J6 .1 . . I . 3
14 393 285 3 4 49:2
LN 37 : - :, ' @; 2J91: 88 98:88
22 249.S8. @198,143 75 8: es 9 - 2 2,464. 49. 80
0
40
1 4 E D?
R
I LAW ZNF RCEM 9
6 10 MISCELL EOU 0:00 0 0 00'... 0.
7010 WAREHOUSE 0.00 0.00 0.00 0:00 0.00 0.00
CONTA. SERV TOTAL 3,269,302.00 216.255.84 t.670,358.57 322.863.06 ...... 1..376.079.57 .42.00
C COMMODITIES 1010 SUPPORT SERV 287,350.00
. 6 217.18 84 789.09 -.@:;ig@924@43 566 48: 6000
1020 FRESHWATER F 409,163.00 18:740.96 121*982 7 50,478.54 236:702:29 57:00
1030 GAME DIVISIO 843,510.00 13.087.10 264:162' 1 50,265.98 529.081.11 62.00
18gO EDUCATION OZ 229,515.00 5,424.24 88,756 756.42 193?!:@302!k 841:,,:.::: 56.00
9
1 0 LAW ENFORJEM 754,339i0Q :34,291;22 .245 228: 92 a
$818 MISCELLAN OU 717 90*::':::::: 05.00m:.,
9.993.72- .0@ gi:7
1 2: -'4, 9-42
I V@ .1. . -
7 1 WAREHMSE ... ... . 2 a j:026 ii 8:.,:: 4 4 j 47 3 @ I is. 1 : Ii,
COMMODITIES TOTAL 2.740.607.00 95,793.14 849,392.17 .338.377.87 1.552,838.96 56.00
01 CAPT OUT-OTH
PPPORT JERV
10
0-
102 ESHWAT R F
1030 GAME DIVISIO 512:000.00 51,595.9 135.9908:00 119,659.80", 196:342:20* 81,
1040 EDUCATION 01 0.00 0.100 .00 0.00 0.00 0.00
10H AW ENFCJEM 7,400.00 .3.11 00 .3 p.,45j: 46.g
6 LL OU
7 HOUSE vo.
CAPT OUT-OTH TOTAL S32,400.00 5i,S95.06 139,948.00 119.659.80 212.792.20 39.00
02 CAPT OUT-EQP
9
8
00
1
9
1
4
09
4
For: Directors
To: Monitor Appropriation
RUN DATE: 062 ;GATISTATE OF MISSISSIPPI PAGE: 2
REPORT 10: G S W 84 OBL ON REPORT BY APPROPRIATION
AS OF 02-28-93
FOR BUDGET FISCAL' YEAR 1993:.
AGENCY: 464 DEPT Of WILOLF FISHERS PKS
APPR CODE: 2460 WFP FISHERIES AND WILDLIFE
J 08-JECT CLASS MG BUOGETM:: KTO YT YTO, PE tc
r
KS NAME DE ORG NAME AMOUNT EXPENDITURES EXPENDIRRES
--- ------------ ---- --------- -- ------------ ----------- - - -------------- ----------- -------
D2 CAPT OUT-EQP
1010 ?N;PORT JERV., ... 213 490,00:...:.."::::.3,:13.43,00. 4.206, 65,548,81..... 116,837,13 54
1020 "AT R F 193:13S.00 00 75 125. 0 20 4S:
691 i 1973 6 533":@::::,: - @:
1030 GAME DIVIsr 1,230 928.00 74 11.89 354:205.89 2ao:516.8 4a
1040 EDUCATION D? 56:66 .00 1:?57i4O 4 840.35 852 60:i:*.:::..@:.@-@:.-:,50'972:05:':'...:@:...:m
1050 LAW ENFORCEM 301.190 00 2,479.00 63: 602.11 117,940:81 il9:647.08
6010 MISCELLANEOU 0:00 0.00 0.00 0.00 0.00 38:800
7010 WAREHOUSE 0.00 0.00 0.00 0.00 0.00 0.0.0.
48.00:-
CAPT OU[T-EQP TOTAL 1.905.400.00 81,021.@o 528.898il2 494,344.79--...' i-972.157.00
E SUBS.LOAN.GR 1010 SUPPORT SERV 23,785.00 5.819.21- 30 348.55 31.00 8.593.55- 7
1020 FRESHWATER F 413,920 256.77 112:487.18 25 24 14
.. ..216.192,68, 66.
41,2671 S5 7 852 71
GAME DIVISI 10,613 72 so 19 74...
1030 21;,120.
1040 EDUCATISN 0 li 025 p 5: S5 1.."80" .9
00.88 14s'.5
1050 LAW ENF RCEM )'490'00* 1 9.20 10,335.30 98.
6010 MISCELL NEOU 0:00 0.00 0.00 0 00 0.00 0 00
7010 WAREHOUSE 0.00 0.00 0.00 0:00 0.00 0:00
SUBS,LOAN.GR TOTAL 882,340;00 16,166il6- 04,520.98 1.11, 480. 08::. 338 A4.':
APPR TOTAL 21.693,809.00 1,467.761.22 11,931,822.88 1.446.726.40 9.315,259,72 41.00
. . . .. . .....
y
00
00
For: Project Manager & Federal Aid Coord.
RUN DATE6 W05/92 RTATE OF MIRISSIPPI ** To: Monitor Project Charge,@ ACE: 124
*;IL T ANSACTIDN PORT BY PROJECT
REPORT I G SATMOI DET
FOR BUME CAL Y AR 1993
AGENCY:' 4134 DEPT OF WILOLF FISHERS PKS
PROJECT: 22703 WATERF WL INVEATORIES
PROJECT MGR: WELLE
Raj/:. DOCUMENT:j.:::::::::,:.!@ "DE Rf. STATE
UND D. VENDOR NAME EV -FRQ ACTV REF NUMBER CHARGE/REV
T RUESV ORG JS
a"--- F--- ----------------- ------------------------- ----- --- ---- --- ---- ----------- ------------- --------------
0/26/92 2460'..::PV464 UTH 61490. T4 W009._LDP0003004
0 MJRT03TAEO-ERN WINGS.INC
@00
0/26/92 -3460 PV484WO000002741 TIRE CENTER INC - JACKSO 81540 1030 HF W009 LDP 31@-..:1@.-:::::1 71
AN W009 POI 0 ro : 063
0/30/92 3460 PV464WO000002826 SUCK SULLIV REPAIR SHO 01540 1030 HF 090050 495
OBJECT-TOTAL Ho S66.63
15
.'0/26/92,:..*.:2460:'.,PV464WO"878- CARL'S SHEET-METAL SHOP 6 1590 1030 . HG! -WOOS :LOP*003.008@1;;-.....:@ 12
JE -T TAL 2
JE
dBA&-CLAtS-TOTAL 74.10 588.83
0/20/92 3460 PV464 39 HOLMES CTY STATE PARK 62470. 1030 C1 W099 .,PD004193000,.,.. 0.50 0.00
0 50 0.00
Woo ffJCRTOTAL
0
'0/26/92 2460 PV"4WO000002674 SURPLUS CITY USA 62590
1030 HQ WOO9 LDPOO01001 31i00 0.00
OBJECT-TOTAL 31.90 0.00
OBJECT-CLASS-TOTAL 52,40 0.00
PROJECT EXPkND/EXPENSE GRAND TOTAL 566.63
qX
:d 1:4IN
7he computer . looks fira'mdtch (each charge): Project > Sub 0 (74sk): >:@;A r.,b
rg
7he computer looks into tables we have built that contain federal eligible tasks and programs per project.
Y a',,.Wch 'is f9und:: it'@,:dfederal charge.
if a match U- no'tfiJzMF,"it s a state (non-federal) charge.
T
his makes, federal. reimbursement automatic.
For: Project Manager
RUN DATE: T01/92 STATE OF MISSISSIPPI To: Monitor Project Budget PAGE: ISO
REPORT ID: G SAMNO1 OBLIGATION REPORT BY PROJECT
ASDEF 10-31-92
FOR BU ET.FISCAL YEAR@1993.
FISHERS & PKS
AGENCY. DEPT Or VILDLf
464:
PROJECT: 36703 COPIAH COUNTY 4MA
PROJECT MGR: AINSWORTH
ORG. MTO1 CURRENT;
BUDGFETEO-:@*
L
-: W. r 1ALANCE:
CODE ORGANIZATION-NAME ------- OBACT OBJECT NAME -----AMOUNT :EXPENDITURES EXPENDITURES' - ___NCUMBEAEv -- --ii-iiiiii-iiii-iiii-
1030 GAME DIVISION 601 ti,* i 4i I
RKERI COMP 8-00
.00
LARI S 39,436.00 3 0.... .89
SR
TRAVEL 52.00 0.00 0.00 6.00 $2.00
61121 TELE M
S? 23 71.63
LG DIS 2 3.62- 0:1
T .11'
J: 61131 UT .8
61132 LG DIST ?N T 52.72 150 @ 52
0:
61190: TRANS-GOOR 2.99 2.99
61210 ELECTRICTY 0.00 325.91 0:00
61310 PUBLIC INFO 0.00 37.16 0.00
.61650 80T PER BD FE 0
..0,88 is i540.17:'
a 208 -.3'st: 28
NTR. SERV 20,340.00 0
82150 OFC EQUIP 0.00
0 00 40#00:
62210 FUELS GASOLI 41:08 41.06 0.00
62211 FUELS DIESEL 0.00 0.00 900-00
622JO LUS OIL GREA 9.49 9.49 0
622 1 TIRE TUBE TR W
sip 284 3
62243 TIRE TU 2FRD
62290 OT EQP R P P S29:?01 I 2C48
62450 JAN SUP CLNG 0.00 30.00 0.00
62470 FOOD PERSONS 20.50 20.50 0.00
62490 GREEN NUR 0.99
62590 FPP MATEItR 7 . ..... .
00
0
MMODITIES 14,250.00
11.2910@74,
CAPT OUT-OTH 0.00 0.00 0.00 0.00 0.00
CAPT OUT-EQP 8,1150.00 0.00 0.00, 0100, 8.150.00
SUBS,LOAN,GR 0.00 0.00 0.00 0.00
1030 GAME DIVISION TOTAL 81.228.00 781.12 1,935.68 2,118.00 77,174.32
SALARIES 38,438.00 0.00 .:303.59 0.00 38,132.41
TRAVEL 32.00 0.00 0.00 52.00
CONTR.SERV 20.340.00 80.86 791.83 0.00 19.548.17
COMMODITIES 14,250.00 840103: M 00
700i28 w:
CAPT OUTiiOTH 0.00
4 0.
CAPT OUT-EQP 8,150.00 0.00 0.00 0.00 8,150.00
0.i 00..
::..,SUBS i LOAN, GR 0.00 OiO0 ......
i 00 ..'
.........
PROJECT TOTAL 81.228.00 781.12 '035068::@: 200iod-, 17 #'114 32:
7hrough this report, we. have the capability of showing multiple organizational efforts to a single project.
ricement. had worked on this project, it would show: it under. e Q*rg
If Law Enfo ih fon:, Nap,#,q,.::.Co
For: Supervisor oj'Multiple Project Managers
RUN DATE: 12@IWZ3 Oet;aATIOSTATEORF MISSA8SIPPI ** To: Monitor Groups of Project PAGE: as
REPORT 10: G S N REP T BY P JECT ROLLUP
IiJU2
FOR U EAR
9SOSITI,
DEP WILDLF PZSHERS. &::PKS
484 @.:*: 7: ... .. .. ....
AGENCY: OF
ROLLUP CODE: 22503 GAME RES. & WVEST SURVEY
ROLLUP MGR: BOB GRIFFIN
BUDGET
D
m
E
ITURES
PRJT. :.PR6JiCflNAME:;'- AMOU;w::.:;;.::: TURE '111(=B
CLASS NAME :........
- - ----- ------------------------------ --------------- --------------- --------------- --------------- ---------------
SALARIES
22603 RESEARCH RY::: COORDINATIONA:::-'s::w.:: 7
..........
.,mm . ....
-INVENTORIES:::.. ...... ......... :0,
22703':-WAfERFOWL::'
22803 PRESEASON WATERFOWL BANDING 0.00 0.00 0.00 0.00 0.00
.. ........ ..
0
....,22903 WINTER'WATERFOWL-:*
-%X
0 wn:..
. . .......
MOO
23003:CAMADIAN WATERFOWL:13 m
23103 GAME TECHNICAL SECTION COORD 0.00 0.00 0.00 0.00 0.00
0
::.-.23203.DOVE::.CALL:.COUNT@:::::::.:::..::.::,::
.... ......
42 1370 ..... . ... .. ... ....
ST. UlRVEY,::m:w m ::,: ::
. ......... .. .
0
APPER SURVEY 0.00 0.00 0.00 0.00 0.00
23403 TA 476 x..
23503 CAPTIVI!::,WOO :,.DUCX..STUDy ... ... ..
00
............. ........
.. ..... . .. .........
23603 SE
WX LDLzrt::. DISEASE -STUDY;:,::.::.:::: 0 .......
.::-0000 -
23703 BOBCAT STUDY ...... .
0.00 0.00 0.00 0.00 0.00
:23803: TURKLtYl::STUDY@@@@@@@@@@@@@@@@@@@;@:@@@@@@..
O@: 0:
0
23903; BAITING: STUDY::.:.:::: X!:
:7::.l::::,:.;!'.!;:..:. 04LJOO...,
24003 DEER REPRODUCTIVE STUDY 0.00 0.00 0.00 0.00 0.00
24103: WATERFOWL: ILLEGAL: kARVEST: -STU:-:;:::: O:O0:T::,.:_
0
... . ....
..... ...... . . .
24303 BLACK BEAR:- STUDY.: . . ........ .
0' ... .. . . . ... ........
.. . ........ .....
...... ......
24403 VET MET DISEASE STUDY
24503 DEER MORTALITY.,, STUL)YL..@:::@.,@.,.@,:..".,...::.@...::,..*..,:,:,:.-.'.:,@:.', 000 0.00 0.00 0.00 0.00
0 w
:.24603-UNCO 0 Q.,
GAME*:- RESEARCH ..... .....
MMITttb::: .. ..
.0
SALARIES
TOTAL 118,611.00 0.00 607.18 0.00 118.003.02
TRAVEL'
... . . . ...
SURVEY COORDINATION;%::::::::,:
22603 RESE
12 A
22703 WATERFOWL INVENTORIES 780.00 0.00 64.00 0.00 716.00
.... .. ...
. . . .... .......
@d
For: Supervisor of Multiple Project Managers
To: Monitor Groups of Project
RUN DATE: 12 STATE RF MIS018SIPPI ** PAGE: 87
REPORT ID: U SIM3 OBLIGATION REPO T BY R JECT ROLLUP
AS 8F 11-30-92
:DEPT OF WZLIDU -FIShE
.. ... . ....
I . .. ............. ........ ..........
................ ........ I I
RS &::PKS
I . .. .. .............. ........... .
AGENCY:. 404' ......
ROLLUP CODE: 22503 GAME RES. & AMVEST SURVEY
ROLLUP MGR: BOB GRIFFIN
.... .... .. ........ .
Ell
I TURES:::;:::::.::.-*,-.,-".:::;::-',EM RED
CLASS NAME. PRJT: PROJECT NAME ARM;.:; I ? a ix..... .: ... : @;=
-- ----- ------------------------------ --------------- --------------- --------------- --------------- ---------------
,.22803..PRESEnON..WAT.ERFOWL...IBANPI.No:.. 104,00...... ...... .. ... ....... ........ .01.100 .................. .............. ............................ 1.04
. . .. .... ......................... .
......... . .... ... ... ...... ......
04 . ..... ....
22900 WINTER:: WATERFOWI;:@@.-BANDZNQ, 0
0 - .:
... ............ ..
-.-m:X
.........
2300 CANADIAN WATERFOWL BANDING 0.66 6.00 0.00 0.00 0.00
23103 GAME TECHNICAL,SECTION,COORD .... . 780.00 01.00 ... 548.1 ..0.100 .... ........... ......... 231.49_
UNT
206 00 00
@23203 DOVE CALL
23303 HUNTER HARVEST SURVEY 0.00 0.00 0.00 0.00 0.00
23403 TRAPPER,SURVEY -.0100 0., 00 ....... .. . ...... 0.1.00.. 0.00 .. ....
. ............
23503 CAPT OY
23603 SE WILDLIFE DISEASE STUDY 390.00 0.66 0.00 0.00 390.00
...23703.. BOBCAT.... STUDY ....... ... . .................... 0 1,00 0.1.00 ....................... ...... 0,00.- ............................. 0...00..
01.
, .1 , . :: 0' 66
23903 TURKEY. STUOV::"" 00'
............ ...... .. .
23903 BAITING STUDY 6.66 ...6. 00 0.00 0.00 6'. 00
24003 DEER REPRODUCTXV9.,$TUDY ... . ... '0 0" IVI ... .... ....... .... . . ................ ...........0 0
00 .100 ................ ...... .100 ..........
T
..... . .. ..
ERFOWL,I.LLErmAL.:,HARV1ES 'STU-:.:::::::::::
24103-WAT
........ ..
24303 BLACK BEAR STUDY 0.00 0 .00 0.00 0.00 0.00
VET MET.,DISEASE.$TUDY... 0,00 ..... 01.00 ......... ............. . ...... .. ..................
T
. .... . ......
. ...... ..
24503 DEER MORTALI Y,::STUDY:.*
.................
24603 UNCOMMITTED GAME RESEARCH 0.00 0.00 0.00 0.00 0.00
TRAVEL .,.JOTAL._. 3.416,00 1 3110.36 . ..... .......... ........
. ............
_,9,00 .... . . . .....
Comm. SERV
22603 RESEARCH .& SURVEY COD .RDINATION 3,500. 00 74.17 1.018. 13 0.60 2.4#1.8-1
22703 WATERFOWL INVENTORIES. .5, W, 00 46.,59 .... .. .... . .. $87,32 .............. .... .... 0.00 .. . ............. .
22803 PRESEASON WATERFOWL 13ANDIW I i66' 0
22903 WINTER WATERFOWL BANDING 500.00 0.00 6.66 0.00 500-00
..... .... . .. .... ....
........ ...... . .. . .... ...
.......... ... .
.... . . ...... .... .. ... ......
. . ......... ... .. . .
.... . ....
. ...... . .. . ....
....................... . ................. ..........
...........
........................... ............. ..................... .......... ... . ..........
. . ......... ................. ............... ... ............. .....
......................... ...... ... ... ... . .... . ..
. .. . .. .......... .... ................. .... ..... ....
................ ........... ............. ...................... .
.. ........
.. ..... ............ .................... ... ............
............................. .......... .................... ..
......................%......... ... ...... ........... .. . ...
.. . .. ........ .... ... ... .......... ............
...... ... .......... ....... ................ ......... . ..........
For: Supervisor of Multiple Project Managers
RUN DATE: 12 STATE OF MISSISSIPPI ** To: Monitor Groups of Project PAGE: as
REPORT ID: USIM93 OBLIGATION REPORT BY PROJECT ROLLUP
gat@F 11-30-02 ...................... ..
. .. .... ..... . ..... .. .. . ... ..... ........
... ...........
x
FOR: ET::w:FISCAL.j@::Y .. ....................
............. .
.... ... ... .. .
P3:::
w
.. . ... i ... . .
%
. ... .. .. ... ...
DEPT .......... .. ....
-OF WILDLF:*: -FISHERS:
AGENCY. 4a4-:':* .. . ... ...... ... I.,
ROLLUP CODE: 2250j*'GAME REP. & AWAST SURVEY
ROLLUP MGR: BOB GRI FIN
:':'YTD YTD
BUDGETED':::-:
M
A14DUW.::;!: :::EXPENDITURES:
CLASS NAME... PCIT .': ..' - : - -' - - '-::- : ':
::PROJECT:':NAME .......
------------ ---- ------------------ --------------- --------------- --------------- --------------- ---------------
..23003,CANADIAN WATERFOWL,BANOINQ., .0 .........
............... ............. 0.'00 ....... .................... 600A
0001W .... ...... ........... .... 0:
,...23103 GAM .. ....
E TECHNICAL. SECTI RW: 125 0
R
ON. COO 00
23203 DOVE CALL COUNT 0.00 0.00 0.00 0.00
23303 HUNTER HARVEST.SURVEY... 10.116.00
0,00_ ...291,3 . . . .......... 1.30 . . .......... .... 9.720,33.
. . .......
. .........
::7X
-7
00
0 00 0
y:
.... ......
23403..TRAPPER:.SURVE
R
23503 CAPTIVE WOOD DUCK STUDY 0.00 6.0 0.00 0.00 0.00
23603.SE WILDLIFE DISEASE.STUDY 9# .... . ...............,
000,00._- ... ...... . --- 9 Ow
'0
'STUDY:::.:...::
- 23703:.BOBCAT
23803 TURKEY . STUDY 0.00 0.00 0.00 0.00
23903 BAITING. STt
UD 0. ....... ......... ................................ 0,00 0 ....
..... .......
24COM: DEER REPRODUCTIVE:.STUDY:.
24103 WATERFOWL ILLEGAL HARVEST STU 0.00 6.00 0.00 6.00 0.00
.24303 BLACK BEAR ... STUDY 0,00 . .... ..... ..... 0,'00 ......... ....... ....... ..... ........ 0.00 .........
'DISEA
24403 VET: MET
SE:_STLfDY 0 Aw
........ ...
24503 DEER MORTALITY STUDY 0.00 0.00 0.00 0.00 0.00
24603. UN 0 100 ........ ...
COMMITTEO.GAME.AESEARCH... 0.100 ............................. ... 0.1.00 ........ ....................... Q..00
I_ 0;35
.... . ... .......
X
_nx.
CONTR. SE
RV.':
COMMODIT .XES ::.F2603_RESEARCH. &. SUR,VEY..CDORDINATTON....:,,..:,,.,..::,3,.770.,.W ......... ............. 1,103,10.1 ... ................ 0 ".W. ................... 2,222,,09....
X;
x .. .....
-::INVEWORI.ES
.22703 WATERFOWL
.. . ..... .. . .. . .......
22803 PRESEASON WATERFOWL BANDING 150.00 0.00 2313.56 0.00 so. fA-
.22903, WINTER_ WATKRFOWL.. BANDING .. ... .. .. .. ...
01.00 ...... .......................... 0.1.00 .. .............................. 0.1.00 ................. ........ .. ....
ANADIA 0
23003 C N WATERFOWL,..BANDING...,
.-A 00
23103 GAME TECHNICAL SECTION COORD 0.00 0.00 0.00 0.00 0.00
.. . . . .....
I .. .......
...........
................
........... .... .......
X
. . . ...... .
-X .. ... .
.... ...... ... .. ......
. .. .....
11 ............ .
w:
w.
.. . .......
.... .......
.........
For. Supervisor of Multiple Project Managers
RUN DATE: 12115/92 STATE OF MISSISSIPPI LUP To: Monitor Groups of Project
REPORT 10: GFSAMM03 OBL;G*ATION REPORT BY PROJECT RO* PAGE: so
AS OF 11-30-92
FOR BUDGET
. ...... ....
.. ... .... .. .....
AGENCY:. 4af ...DEPT OF WILDLF FISHERS & PKS:
ROLLUP CODE: 22503 GAME RES. & WVEST SURVEY
ROLLUP MGR: 608 GRIFFIN
.. . ...........
WD ...
..........
RE
EXPENDITURES
AMOU
'A
PRJT'.'. PROJECT:r NAME::: NT EXPENDITU S"': :::'Ellikift
CLASS NAME E Iti: ---.5`.`-,`-,,@-;,'@@
-- ----- ----------------- -------------- --------------- --------------- ---- ------------- -- ;------ --- ---------------
2320.3.DOVE, CALL:..CO 01,00 .. .. ........... ..... 01100 ........... ....................... 0.1.00 .. ............ . ... ..
UNT
...........
2'300..00 4. w
23303:HUNTER HARVEST::. SURVET:::'.'..
...... ....
23403 rTRAPPER SUR .V.EY 0. :00 0. .00 0.00 0.00 0.00
23503 CAPTIVE WOOD.DUCK STUDY. 0 - W: ..0-00 ...... ... ................. ... Q..00 ............................. .0,00...-...
STUDY ... . ...
236M SE WILDLIFE DISEASE.
23703 BOBCAT STUDY 0.00 0.00 0.00 0.00 0.00
23803TURKEY STUDY,
60 @i:@
Oo0o 0.. W. ..01.00
@ I @.. .-1 1. 1 . - @: -, : ... .: ; . ........ ...
.. .............
23903 BAITING STUDY.,
0:.
24003 DEER REPRODUCT IVE STUDY 0.00 0. 66 0.00 .00 6.00
24103 WATERFOWL. ILLEGAL. HARVEST. ... ... .... . .. .. ....
60::
0 00
24303 BLACKBEAR STUDY 0. 00
..... .. .. .
24403 VEt MET DISEASE STUDY 0.00 0.00 0.00 0.00 ....6 .00 ...
24503DEER MORT LITY-STUDY ..... .... .. ...... 0,00 ........... ............ ....... 0,00--,
A
L#X*MMITTgD ,e @RESEARW,::.,
24603
COMMODITIES TOTAL 7.020.00 i, 133!3. 06 1, 611 10 0.00' 4.498.90
CAPT OUT-OTH ...... . .......
2280 RESEARCH &:SURVEY.C00RO1kA1.10N:::.:.
0.00
22703 WATERFOWL INVENTORIES 0.00 0.00 0.00 0.00 0.00
22803 PRESEASON..WATERFOWL. BANDING. 0100... 0100 1.00 ........... ... ...... .......... 0'.00- ...... ....... ......... .... ........
'60
22903 WINTER wmmk moma .. .... O.*0O:::.,.qw-.
. .... ... .... . .
23003 CANADIAN WATERFOWL BANDING 6.00 0.00 0.00 0. 00 6.00
23103.GAME.TECHNICAL SECTION.COORD...,. .
0,00... '0 ... ... .......... .............................. -0.100 ................ .... .... 0.00
6-0
.23203 DOVE, CALL: COUNT
23303 HUNTER HARVEST SURVEY b. 00 0.00 0.00 0.00 6.66
W 1@@,&
For: Supervisor of Multiple Project Managers
To: Monitor Groups of Project
RUN DATE: 12 STATE OF MISS18SIPPI ** PAGE: 90
REPORT ID: US= OBLIGATION REPORT BY PR dECT ROLLUP
...... . ....... ASOaF 11-30-92 . .....
FOR RU ET F I L YEAR ... .....
SCA
. . ... . .. . ....
xx.
. . ...... . . ...
'FrSHERS.& . ........
4 4:': ...'DEPT'OF WILDLF
ROLLUP CODE: 22503 GAME RE RMVEST SURVEY
ROLLUP MGR: BOB GRI414
....... BUDGETEM@..'
TUR S.@.!-:;::::'-EXPENDITURES@':::!.::::.:;:::''::':ENCth ERED-.':::-::'--:!:m:@'_"
CLASS M@ME ORJT PROJECT: -N MWE": AMOUNT EXP a 1B
------------ ----- ------------------------------ --------------- -------------- --------------- --------------- ---------------
23403. TRAPPER, SURVEY ....... .01.00 ... ......... 0.1 00" .............................. 0-0.0 .... ............. .. ............. .. 0@00 .....
STUDY::
23503.CAPTtVE:'WOOb.bUCk
....... . .....
.... ... ..
..........
.......... .
.. .. ........
23603 SE WILDLIFE DISEASE STUDY 0.00 0.00 6. 00 0.00 0.00
23703 BOBCAT STUDY, . ............ ..... 01.00 . ...... .. .... ......... .... 0-00
.0, 00-::'::::_. ._'.'0'._00 .... .. .... ............ . .. ....... .
Q .
23803 TURKEY. STUDY.
.0, W
23903 BAITING STUDY 0.00 0.00 0.00 6.00 0.00
24003 DEER REPRODUCTIVE STUDY .. .... . . ..... .. .. . 0.00 ......... ...... 0.1.00.. 01.00 .................... ........... 0.1.00 .........
.................
:24103. WATERFOWL:: I LLEGAL., HARVEST.. STU.:;::
24303 BLACK BEAR STUDY 6. 66 0.00 0.00 6.66 0.00
24403 VETMET.DISEASESTUDY .. ..... .. .... .... . . ................... ... ...... 0...00 ......... .. ................... 0...00..:: 0.1 00....
0
00'.
X:
24503 DEER MORTALITYSTUDY
24603 UNCOMMITTED GAME RESEARCH 0.00 0.00 0.00 0.00 0.00
CAPT OLrr-OTH ............ JOTAL . ..... ....... . 07 90- .........
.. .. .. . ..... .....
CAPT Otff -EQP
2260 RESEARCH t SURVEY COORDINATION 4,195.00 0.00 397.50 0".00 3,797.50
22703 WATERFOWL INVENTORIES .4,400
0.1.0.0 ...................... 4,203.,0.0 ............... . .......... 197. W. ......
:22803 PRESEASON'VATERFOWL 'BANDING:'
.. ........
22963 WINTER WATERFOWL BANDING 0.00 0.00 0.00 0.00 0. 66
..23003.CANADIAN.WATERFOwt..BANDZNQ ......
... ........
.0.00 ...... 0...", ............ ............... Q,w 0...00
.. . . ... ..... ......
. . . ........
.0 . . .......
ICAL, SECTION COGRD:::: 0 ..... . .........
... ....... ...... .
23103 GAMEJECHN
. . ... .. ..
........ ... ......
...............
..........
@n&3 Dow CALL COUNT 0.66 6.0'0 O.w 0.00 0.00
HARVESTSURVEY ... ....... . .......... ....... .......
. . ....... . 5.00,00_ .... .... .. 0100 0.1.00 ..500..00 ........
... ........
... ...... . ............... .... ........
-TRAPPER: SIURVIET:
0100
.23403@
. ...... 11 . .
23503 CAPTIVE WOOD DUCK STUDY 0.00 0.00 0.66 0.00 0.00
. ................
... ......
.. . . ....... . .
x"* .... ......................
. ...............
. ........
..........
....................
............ ......
..... .......
............ ...
................ .......... .. ...
...% .... ........
...... ................ .... .. ..... . .
. . . ... ......... . ..... .
=MENEM
.. .. ... .........
For: Supervisor of Multiple Project Managers
To: Monitor Groups of Project
RUN DATE: 12/15/92 STATE Of MISSISSIPPI ** PAGE: 91
REPORT IV: GFSAMM03 OBLIGATION REPORT BY PROJECT ROLLUP
AaaF 11-30-92
.. ... xi
9T:.X1SC
A
::ex:
OF WILDLF 'FISHERS PKS:
..........
".DEPT
AGENCY.. 464"':- :..m.
ROLLUP CODE: 22503 GAME RE?. & WVEST SURVEY
ROLLUP MGR: 808 GRI FIN
Bu6di
CLASS NAME PRJT
EXP RES::: TURES NCU
PROJECT NAME,*: AMOUNT.-::: 'AID
------------ ----- ------------------
------------- ------------ -------------- --------------- --------------- --- ------------
23603.SEVILDLIFEDISEASE STUDY_-- .... . ..... 0100'..'. 0. 00, . ..... ..... . ...... ... ........................ O..0o. 0.100
.... .. ----
..,sway.. ...... .
.0,
23103@ soncAr
... . . . . .......... ..
.. .... . . -- ....... % .. . .
..... ...
.. .. ... .. . .
23803 TURKEY STUDY 0.00 0.00 0 ..00 ...... . .. 0.00 0. .00
23903,.BAITING STUDY ... . ...... .0@100.... 0' . .. .......
.................
24003.bEER REPRODUCTIVZ.:STUDY::1i1.:
0.
00
,0
24103 WATERFOWL ILLEGAL HARVEST STU 0.00 0.00 0.00 0.00 0.00
.2430a,BLACK BEAR,,STUDY.. . . ........... . .. 0. 00 .. .... .......... 0.00 . . ....... ........... . ...... 0.100, ..0.100 .......... ......................
...... .. .. .......
00
0
VET. MET-DISEASt STUDY
24403
24503 DEER MORTALITY STUDY 0.00 6.00 0.00 66 0.00
24603 UNCOMMITTED GAMERESEARCH .. ...... 01.00 ..... ... 0.00 "......0 IV
.. ........ 0.00.
CAPT OUT-EQP
@@.TOTAL
9 895 9
. ... ... ........ ..
............
SUBS,LOAN,GR 22603.RESEARCH..A.SURVEY.CDORDINATION. SIM,- 5.00 ....... 0.1 @0.0...
.... .. ............... 5.00!!....
22703 WATERFOWL .00;
.INVENTORIES, 0 :0.00
...............
22803 PRESEASON WATERFOWL BANDING 0.00 0.00 0.00 0.00 0.00
22903@ WINTER WAT9RFOW1_9ANDXNG... ...................... ............. 0.1.00 ........ ....................... :0.1.0.0 ............... ................. 0.1.00
........... ..... ... . os
...... ....
..,WATERFOWL, SAM
.23003: CANADIAN x. .0,60 ..
..........
......... ...... .. ....
23103 GAME TECHNICAL SECTION COORD 0.00 0.00 0.00 0.00 0 00 ...
23M-OOVE CAL.L.PO.UNT 0,00 ...... "DD ..... ---' .01.0.0 ........ ..................... 0...00 0.1.0.0 .........
.. ......
00.
23303,HUNTER.HARVEST:.. . ]:: - :, - -
1340 TRAPPER SURVE IY. 0.00 O.w 0.00 0.00 6.00
23503.CAPTIVE.WOOQ,D=...STUDY 30. @000 - 00- 0'00 .... -0'00 ........ ............. 0.00 . ....
23CM SE WILDLIFE-DISEASE STUDY:: 0.*0 9i:610
23103 BOBCAT STUDY 1 35,000.00 0.00 6.00 O.w 35.000.00
.. ... . .. ....
... ..... ... . . ....
For: Supervisor of Multiple Project Managers
To: Monitor Groups of Project
RUN DATE: 12115/92 STATE OF MISS PAGE: 92
REPORT ID: GFSAMM03 OBLIQATIJNOREPORT BY Pi83ElCpTPIRO*LL*UP
'a F I-n-92
-OF WI L
T.: I
ROLLUP CODE:
Oi& FISHERS:
DEPT
0.
22503 GAME RES. &
VEST SURVEY
ROB GRIFFIN
ROLLUP MGR:
CWS
:,::.'PRJr!:@:w ROJECT: NAME:` ::EXPENDITURES:: :ENMMEk-,,
----------- - -------------------------- --------------- --------------- --------------- --------------- ---------------
2380. TURKEY STUDY.. :M.00
0,00, ................................. 0,00 .............. __3501000.0
....... ...
0
:::.23903, 9AXTINQ::STUOY.
00.,
24003 DEER REPRODUCTIVE STUDY 0.00 6.00 O.w 0.00 0.00
... 24.10.3 WATERFOWL. ILLEGAL HARVESTSTU .... .. ...... 0.. 00@ .......... . ..... 0.00
243004 SLAM: BEAR
STUD..:. .. ...... .
24403 VET MET DISEASE STUDY
5.000 0.00 ..... .. ................
.00 0.00 6.00 6,000.00
24503,1DEER MORTALITY. STUDY.. ....30,000,100 .......... . ...... 0100 . ................... ......... 30. "00..
000
24603-UN0OHMMEV:dAME'A
SUBS.LOAN.GR ......
TOTAL
175,005.00
680.00 0. 165,325.00
OTAL,:.:::, 344,:982,,
. ... .........
.. ... ...
. ...... .
............
.. .... ... . .
................
..... . . ....
.. . ...... .... ....
..................... ......
. . ..... ...
. . .... . ........ ....
. . ............. ......
. . . .. ....-
.... .. . ..
..... .. . ...... . .. .
. . . .... ..
. . ..... . . . .... . . ........ ... ....
... ... ... ... .
I . . . ........... ............ ...
. .... I ...... .......
. . . ..... . . .... .. .
............
. . .......... . .
... .... ..
. .... . ......
For: Division Cidef
RUN DATE: OW STATE OF MISSISSIPPI To: Monitor HislHer Projects PAGE: Is
REPORT 10: G S=2 OBLIGATION REPORT BY ORO CODE
Y
FOR ou
:'DEPT OF WZLDLF. FISHERS & PKS
464
AGENCY:
ORG CODE: 1030 GAME DIVISION
09J OBJECT CLASS PR
BUDGETED MT
E
CLS NAME CODE, CT::NAM AMOUNT. EXPENDITUR S:'
-7 ---------- ---- - --- ------- - -------------- ----------- ---------
----------
Al SALARIES
20103 GAME ADMIN18 103,114.00 1,45S*27 01,758..13 98:
.... ......... ass.. 60,337"
20203 WILDLIFE TE 168 9649 98
X a
00
0
20383...ALLICATOR MA.: 22:214. :06' 381' 41::-: 21-43t
204 3 QUAIL HASITA:: Oz 88
20503 WATERFOWL HA 0.00 0.00. 0.00 O.w 0:88 9.00
20603 CANADA GOOSE 0.00 0.00 0.00 0.00 0
28SO3 TENN-TOM MIT, -1 ":,
2 03 FOREST STEWA 8:
0
22603 RESEARCH & S 75.732. 00 'BH4
8
O.w
0. 0.001,
22703 WATERFOWL IN I .. . ; , . Oi
22803 PRESEASON WA 0.00 0. 00 0.00 0.00 .00
22903 WINTER WATER 0.00 0.00 0.00 9.00 .00
23003 SANADIAN WAT
231 3 AME T
232 3 DOVE CAEELqI
-.42 9
Vq 0'0"
23393 HUNTER HARV 42,871*00 753: 09? 112
23403 TRAPPER SURV 0:00 0.00, 0.00 0 .00
23503 CAPTIVE WOOD 0.00 0.00 0.00 0: .00
2 SE WILDLIFE 8.00 0.00
23367833 BOBCAT STUDY 00 0
23803 TURKEY STUDY, moo
.00 O@
23903 BAITING STUD 8*
24003 DEER REPRODU 0.00 0.00 0.00 9.00 0:00 .0-9
24103 WATERFOWL IL 0.00 0.00 0.00 0.
24ffl BLACK BEAR 00, 1.00
3 VET MET D 1",
244 00
245 3 DEER MORTAIII
24803 UNCOMMITTED
0
30103 WMA TIMBER M 59,322.00 8:00 746.74 0.00 "'58,575.29 91,
30203 LANDS AND TI 31,107.00 0.00 381.41 0.00 30.725.59 98.
30303 WMA COORDINA 0
31103. GAME DISTRIC 71,578: -828:
31603 DIVIDE SECTI 298.617.9
4, 240.1"
0.
31703 JOHN BELL WI 55,3S4.00 0. w ass.-74 ...... ;-54.867 26 98.
31803 CHICKASAW WM 54 961.00 0.00 746.74 0.00 54:214:25 98.00
31903 JOHN BELL WI 104:905.00 0.00 1,553.48 0.00 103,351.52 98.00
32103 CTAW W14A 55 879.00 745.74 55,123.26., 91.00
CT FOREST 32 1 .41
2203 T 28 413 9 .00
32383 rTRI"MCANE WM
326 3 GAME DISTRIC 8. 0 8:89 38 8:8*0 -
32803 UPPER SARDIS 37.381.00 0:00, 746.74 0.00 38.814.26 98.00
32903 CALHOUN COUN 26,820.00 0.00 381.41 0.00 26,438.59 98.00
3313 MALVIkON WM 5 1,373.09 . ........... 52,755,91 91:88
81,41
"'24 2S7 SO:
98
I A 3:1'29':Oo O-n
33 3 GRE 0 WATE 24 33 ...... 98
33203 rDI8 WATER
381.41 74
33603 ME ISTRIC AW9118.57
1.461.43 88 .1 ..
33903 O'KEEFE WMA - 0.00 0 00'- 0.00 0.00 0.00 0.00
34003 ANDERSON-TUL 21,578.00 0:00 381.41 0.00 21.196.59 98.00
........ ...
... ... ..... .
00
....... ......
... . . ..........
For. Division Chief
To: Monitor HislHer Projects
RUN DATE: 02(2 IGITTATE OF MISSISSIPPI PAGE: 17
REPORT ID: G S=2 OBL A ION REPORT BY ORO COD*E
a?F702&-93
IS YEAR
FOR BU93
. .. ........ .
AGENCY: 464 DEPT OF WILDLF. FISHERS & PKS;
ORG CODE: 1030 GAME DIVISION
laet) OBJECT CLASS PR J BUDGETED :MTD .. ....
PERC
CLS NAME COSE PROJECT NAME AMOUNT EXPENDITURES"':::w EXPENDITURES REPAINING.
-------------- ------------ -:- ------ --------
-- ------------ ---- --------- --
23403 TRAPPER SURV 0.00 0.00 0.00 0.00 9. 0.00
2313 APTIVE WFJD
QO
23 E W LOLI
23 iOBCAT JTUDY
0
23803 TURKEY TUDY: 8:00
93903 BAITING STUD 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0. 0:83
0*
24003 DEER REPROQU 0.00 0
24183 WATERFOWL IL 8.00 p.,
243 3 BLACK BEAR S 8:
24403 VET MET DIff
0:
0.
DEER MORTA I .......
24503 0:1
24603 UNCOMMITTED 0.00 0.00 0.00 0.00 0.00 0.00
30103 WMA TIMBER M 780.00 207.80 207.80 0.00 572.20
30203 LANDS AND TI 780. 236.65 543.35
G J?RD N
I A 0.
30303 WMA J.
31103 AME : I
IVIDE JTRI 1:352
.. .... .. ...
31603 D ECTF 3 B40:00 .199:80.."..:: 2.097@.68 61 1 542 32:'::: 42'
31703 JOHN BELL WI 52.00 0.00 .286.00 0.00 234:00 450:00
31803 CHICKASAW WM 65.00 0.00 0.00 0.00 65.00 100.00
31903 JOHN BELL WI 3.6400 00 0 1:.343.59 -.2,296.41 13:
3210 95
r .-.. ... 0
36
3 CHOCTAW WkA 52 00 22.00
32203 STARA FOREST 364'
0 0
.41Z
0; 08: 00
@ a
32303 TRIM CANE WN @, I I
32603 GAME DISTRIC 468.00 40.80 li53:85 0.00 314.15 67.00
32803 UPPER SARDIS 42.00 0.00 0.00 0.00 42.00 100.00
32903 CALHOUN COUN 42.00 .42.1 1
0 4Z
33003 MALMAIJON WN
W
33103 GRENAD WATE 42-88 iW 25
O@
33203 SARDIS WATER 42i d.1 a 100.
33603 GAME DISTRIC 572.00 46.25 432.11 0.00 139. 9 24.00
33903 O'KEEFE WMA 52.00 0.00 0.00 0.00 52.00 100.00
34003 ANDERSON-TUL 130.00 00
00
34103. LEROY PERCY 52 : : ,1:::.- - @: :
34203 SHIPLAND WMA 182:89 182'
:00
34303 STONEVILLE W 26.00: 261
34403 SUNFLOWER WM 416.00 0.00 241.74 0.00 174.26 41.00
34503 PEARL RIVER 52.00 0.00 0.00 0.00 52.00 100.00
112. 3784:20
34603 LAKE GEORGE 390 00
34703 TWIN OAKS WN 0: 74
34803
9
7
MAHANNAH W14A 13
3S103 GAME DISTRIC 962 :961*
35603 CANEY CREEK 182.00 0.00 121.60 0.00 60.40 33.1'',
35703 BIENVILLE WM 91.00 0.00 0.00 91.00 100.00
35803 StATIBBEE WM 9
1,300 325.00:
361 W". aO0 5
13S 00
@3 TUNNA
382 3 KASAWHAY, 187 145
363 3 ELCLAHALA WM .62:9 rmm 0. 62 W,:;: 100.
36603 GAME DISTRIC 520.00 00 5.50 0.()0 514.50 98 00
36703 COPIAN COUNT 52.00 0.00 0.00 0.00 52.00 100:001
00
00
For: Division Chief
RUN DATE: 02/28/93 STATE OF MISSISSIPPI To: Monitor HislHer Projects PAGE: is
REPORT 10: GFSAMM02 OBLIGATION REPORT BY ORG CODE
FOR SUP -28-93
.E?F 02
FISCAL YEAR' 1993:
-maq
4 DEPT OF WILDLF, FISHERS PKS
AGENCY: 48
ORG CODE- 1030 GAME DIVISION
BJ OBJECT CLASS PP40J BUDGETED MTO D..
T IT
NAM9..::.::. AMO NT.
LS NAME CODE... PROJECT U XPENDITURES.,:-.@...@-EXPENIDITURES:
- - - - - - - - - - - - - - - - - - - - -
36803 HOMOCHITTO W 52.00 0.00 103.67 0.00 51.67- 99.00-
36903 SANDY CREEK 52.88 76,39 :.:..8.00 24 - 4
So 24 S,
Al
37603 GAME DISTRIC 7
38103 LEAF RIVER W: 78' -122 6
39203' PASCAG LA P 1156:
CR2U
E
38303 RED CR EK WM 7 .00 78:
38403 BAYOU W 0.00 0.00 0.99
386�3 WLANTOLE BILOX 582:1
2 . . . ......
387 3 MARION COUNT 5 :1.00
388 3 OLD RIVER WM
7
38903 WOLF RIVER W 52. 0.
-13 19.068.87 63.00
TRAVEL TOTAL 30,140.00 898.98 11,081. 0.00
8 CONTP. SERV
00183 W&F EXECUTIV 0 00 724
3
00
121 14AINTAIN TUR 0:
20103 GAME ADMINIS 29.220.00 2,319.64 12,069.11 62.60.. 17.088.29 58.00
20203 WILDLIFE TEC 8,610.00 419.30 6,858.97 0.00 1,751.03 20.00
203 LIGARR,MA 32 00..- .. .,. 0:1:@:@@, 470.',Oll 1,)49,02 ........ 0
204833 AIL 8
8 TA 6491
9j: :.64,;-75 ?WSO
33 2
3 78.
20SO3 PATERFOWL HA
1 527 02
20603 CANADA GOOSE 1 000 00r,: - :rtft. :
20803 TENN-TOM MIT 500 00 487.7S 1:006i46 0.00 506.46- 101:00-
20903 FOREST STEWA 0:00 0.00 40.00 0.00 40.00- 0.00
TE 699.21 591.99 ............. 1.5,11,598,
21103 NN-TtM CG 153,8901 63
882@
.4 _1184,23
2260 IkEffAll H & 5 3 :95
7,11:
S 2 O*R 7 '97
-:2 6 9. .. .... 49
WA ERF W 5 S
22783 r WL IN
0 2
22803 PRESEA ON WA 0: 8 7
22903 WINTER WATER 500:00 0. 0:88 88 95
23003 CANADIAN WAT 600.00 0.00 0.00 0:00 600:99 00.
23103 GAME TECHNIC 72S,.00 0 35
:@ 21
23203 DOVE FALL Vq 0: n :%
6
0,11 jo
1 151
0:88: 646
23303 HUNTE HARV IS 43
0 701
23403 TRAPPER SURV 0: 98::
23503 CAPTIVE WOOD 0.00 0.00 0.00 O.m O.w 0.00
23603 SE WILDLIFE 9.000.00 9,675.00 9.675.00 0.00 676.00- 7.00-
23783 80SCAyT JTUDY 00 100,
23 3 TURK TUDY :88
23g83 BAITING STUD
24 3 DEEP REPRODU 0.80 0. 1:88
24103 WATERFOWL IL 0.00 0.00 0.00 0.00 0 0.00
24303 BLACK BEAR S 0.00 0.00 0.00 0.00 0:88 0.00
24403 VET MET DISE
24503 DEER MORTALI- 0. .-08,
0.00 :0 0 8M
24603 UNCOMMITTED 0 .8.
.5
AS 3
30103 WMA TIMBER M 2 1 j020. :44675.003* ..3 W.
30203 LANDS AND TI 8'035.00 20.34 2.289.02 17. 5,728.98 71.00
30303 WMA COORDINA 0.00 0.00 -9.00 0.00-- 9.00- 0.00
31103 GAME DISTRIC. 4,960.00 2.546.60 4, @808. 1$ 09,35 . ...................... ... 02,471...@ ... ...
U
30 00
07 00
I
00
V -
rur: Division Chief
To: Monitor HislHer Projects
RUN DATE: OW STATE OF MISSISSIPPI ** . PAGE:
REPORT ID: G SUM2 OBLIGATION F REPORT BY ORG CODE
FOR BUMETF?2-28-93 . ....... ...... ...
::." .........
... .......
AGENCY: 484 DEPT OF WZLOLFj FISHERS & PKS- . ... . . . .... .
ORG CODE: 1030 GAME DIVISION
9J OBJE CLASS PROJ BUDGETED . Y .......
MY TO.: :'YTD
LS
EIME CODE-- PROJECT NAME AMOUNT I
--- ------------ . I @.:. WRINIMM
- - - - - - - - - - - - - - - ::.i - - - - - - - - - - - - -
- - - - - - - - - - - - - - - - - - - - - -
- - - - - - - - - - - - - -
31603 DIVIDE SECTZ 23.400.00 946.64 15.884.51 0.00 7,515.49 32.,00
31703 JOHN BELL WI 1. 200. 516.997: ....... .2,321.74 00:: 821 F7
96 2 2
31803 CHICKASAW WM 2 ass.
31903 JOHN BELL WX 3 300. 49. 403
- @42.,i s
2 : 2
32103 CHOCTAW WMA. 6 960.00 ..I'D 2*21' 5"873:84
32203 STARR FOREST 3:353.00 31.51 736:08 0.00 2.616.92 78.00
32303 TRIM CANE WM 0.00 0.00 8S.00 0.00 0.00
32603 GAME DIXTRIJ 5*
UPPER S, DZ 3:
280
2043R CAMN COUN, 2' 5
3 4 ;01 :1@ -:4
6 413 47
4.8 4
5
@:Cosf @,:`
8 11
33043 7'888:08
MA SON WM I S: F480:: 184.48 2 31 8.
33103 GRENADA WATE 1 990.00 42.93 901.25 0 088.7S 54.
33203 SARDI8 WATER 2:350.00 35.07 763.46 0:88 11:586.54 67.
33603 GAME ISTRIC 5 710.00 481.49 5,30
11.99 ... .. .......... 2 1 S: 7 4114. JJ
33903. O'KEEFE WMA 0 390 ............ .
.GIs
4''
3 0 31.
3400 ANDERSON-TUL-. 3.11S:88 .18.94 58
E
34103 LEROY RCY 700.00 36 09 52i
34203 SHIPLAND WMA 3,245.00 0:00 2,w2.57 12.95 lp229 .48 37.
34303 STONEVILLE W 285.00 0.00 39.08 0.00 245.92 86,00
34403 UNFLOWER.WM 13 535.00 111.88 1,777.06. 7.-1
4 6351: 22.94 52
21 870.88 .2,719. 92 0
34503- EARL RIVER '0 a 62 @ Sl'.7g:L:;@@jj:-:
5 1 ?34
34603 LAKE GEORGE 23 49 7 3 @4
0.00 , I
8:4
00
34703 TWIN OAKS WN 22:80, 68.13 0. .11 0:
34803 MAHANNAH WMA 40,000.00 42.28 27,542.28 1,696.64 10,761.10 26.00.
35103 GAME DISTRIC 3,440.00 57.60 1,403.67 37.45 -,-1.998.88 58.00 T-
35603 ANEY CREEK 4 103.59 2,023.49 41 54
35703 ZENVILLE WM 2 8 5 8,1
2:57'00: 52.03"" 799.13 0 7 6
35803 !M, 215 8
OKATIBBEE WM 14,2301 Ga. 73:@!"*..:@ 0: 4
36103 BUCATUNNA WM .410.00 6,80:.: 708. 703.98 49.
36203 CHICKASAWHAY 1055.00 84.88 993.54 19.00 1.042.46 50.00
36303 TALLAHALA WM 2.665.00 117.27 1,179.29 0.00 1.485:71 SS.00
36603 GAME DI8TRJI 2.88 ),3? _. -, 291.5@ 2,588.4-5- 89100
8 .... ass a . .....
3 PIAH 348:00 '21( 98 88 b
367 T?U 8 19 '3 1 S.. 13
'673 44
3 0 w '7:700.88 28
3888 2 W
0. a
-78
37@ 103.26
OMr'TEPK 1.870.00 ?a 41:00
36903 SAN Y CR .:, - .:
.4. 6.
37603 GAME DISTRIC 11.060.00 38.40 1'843.89 211*61 83.00
38103 LEAF RIVER W 4.140.00 145.08 4:692.03 0. 0 552.03- 13.00-
38203 PASCAGOULA R 55.410.00 2,697,6 2:196.01 5,812.29. ........ 17,401.70 31.00
4.770igg 226 837:'84 '17
38303 RED CREEK WX
2
38403
'10.
38603 WLAIRDTLEEAYS(PLOWX 21: N3 00 31 .75'. .2S: is
38703 MARION COUNT 10 250.00 263.12 5:738.36 92.00 4,421.64 4
38803 OLD RIVER WM 8:695.00 281.50 3.275.09 86.00 5.333.901 ............ ...4381:00
38903 WOLF RIVER W 3,940.00 220, 00' 841.29 ..... .... 3,1908A 7
0
43103 OPERATE & 14A
BEAVER MANAG 0
901603 :88 8A
CONTR. SERV TOTAL 726,993.00 93.667.78 289,267.26 98,208.89 339,510.85 46.06-
C COMMODITIES
00
For: Division Chief
RUN DATE: 02/28/93 STATE OF MISSISSIPPI To: Monitor His/Her ProJects PAGE-- 20
REPORT ID: 0SAMM02 OBLIGATION REPORT BY ORG CODE
SUASGEgFF02-28-93
FOR ISCAL YEAR-1993-
........ .
AGENCY: 484 DEPT OF WILDLF, FISHERS PKS
ORG CODE: 1030 GAME DIVISION
...... PIMENT.-
S PROJ
ej OBJECT BUDGETED YTD' YTD-
C1
2LS AIAMFLAS CM PPOJECT-NAME NOW EXPENDITUIMEV:@,`-' EXPENDITURES 911k@BERE6.,:
--- ------------ ----------- - -------- ----- -------------- -------------- -------------
20103 GAME ADMINIS 2.375.00 54.15 1,029.24 485.59 860.17 36
WILDLIFE TEJ 17 800.00 92 7,429.47 1 p 23
2 3 3 ALLIGATOR M 220 .114 0 832.20 25..? 6
28283 4 843.9 0
611AIL HABITA 51 ,106:88 0
28483 1 42 3, 121!4?
2 5 3 1 O5OwO0 0 .:7.:,
QVTERFOWL HA !.log.' 3 Ir :': @ I .'.: @ ..
:88 IOS.9 wr
20603 CANADA GOOSE 3:600.00 0.00 699.15 2 9 .85 80.
20803 TENN-TOM MIT 0.00 0.00 0.00 - 9.90
20903 FOREST STEWA ..00
21103 TENN-TRI CG :25A
394. gS @7 -.14 95Z
:00
2. 87
22603 RESEAR & S 3,7488 .6 5 Is:'
22703 WATERFOWL IN 800.00 8193 3 19
22803 PRESEASON WA 150.00 0.00 306:76 0.00 158:76- 104.
22903 WINTER WATER 0.00 9.00 Oeoo 43.00 43.00-
23003 8@rIAN WAT 0 V. -
ECHNIC,, 23:82
23103 E T 0: spo
23203 DOVE CALL C
V?
2j3OO' 442@ 08
0 00 8: @8 00 77 00:"'
23303 HUNTER HAR 1 :::-192244 i . . m
23403 TRAPPER SURV 0.00 0.00 0.00 ..0.00 0-. 00
23503 CAPTIVE WOOD 0.00 0.00 0.00 00 0.88 00-00
23603 it WILDLIFE 0.00 .00
0, 0
ECAT STUDY
23703 @0.-O*
.. . ...... .
SO
23803 TURKEY STUDY.
22903 BAITING STUD 0.00 0. 0
24003 DEER REPRODU 0.00 0.00 0.00 0.00 0.00 0.00
24103 WATERFOWL ZL 0.00 0.00 0.00 0.00 0.00 0.00
24303 LACK BEAR S 00 0100
B
24403 VET MET OISE
24583 DEER MORTALt 88
0: 8:00
246 3 UNCOMMITTED 0:00 8:88
30103 WMA TIMBER M 7,900.00 40.22 1,927.03 278.40 5,694.57 72.00
30203 LANDS AND TI 2.050.00 0.00 532.45 68.50 1.449.05 7
30383 WMAEC8?RDINA 0:88 0:9 ... 3,083: 8.50- -
311 3 GAM STRIC .7,036 :374 4.1'..."'..".....
31603 DIVIDE SECTI 88.373 00 974.86 ::20,202.38 Goo M7 651.,
0:
31703 JOHN BELL WI 5 050:00 382.60 4 868.09
31803 CHICKASAW WM 8:100.00 659.07 7,073.81 92.75 633'44
31903 JOHN BELL WX 80,535.00 464.16 13.594.10 1.745.81 85.195.09 80.00
32103 CHONTAW WMA 13,449.00 214.49 2,245.25 1, 22357: 166..215 75
32203 RFOREST Woo: -1 05 13:, @12
0 Oj
32803 GAME DISTRIC 0
32303 TRIM CANE WM , :1@ - - .
.2
32803 UPPER SARDIS 5.640.00 178.23 4,281.87 333.95 1.024. q, 18.00
32903 CALHOUN COUN 5,865.00 66.50 2.879.00 25.75 2.960.25
33003 MAL14AISON WM 11,52
98.00 281.6a . .... ..... 3,381.27 3S.75 1,102, ..98
22103 GRENADA WATE io 168.4 S. 52.7 NO..
33203 rOIS WATER :165:88 203.99 8*187.5 2S SI. 3
J2
5 547 305 `27::,":!@.
313603 E DISTRIC 0,95S.00 09 01P84...
33903 O'KEEFE WMA 3 425.00 84.59 3:101:33 0: DO 323-67 9.00
34003 ANDERSON-TUL 5:700.00 18.11 1,276.24 25.75- 4;-398.01 77.00
r4
00
00
For: Division Chief
To: Monitor HislHer Projects
RUN DATE: 02 28/93 STATE OF MISSISSIPPI ** -
REPORT ID: USAMM02 OBLIGATION REPORT BY ORG CODE PAGE: 21
AS OF 02-28-93
FOR 8UDGET`11SCAL-YEAR,1993:@*
AGENCY 464 DEPT OF WILDLF, FISHERS PKS
ORG CODE: 1030 GAME DIVISION
85J OBJECT CLASS P J BUDGETED MTO:
N
LS NAME CODE PROJECT AMOUNT.. EXPENDITURES::
--- ------------ --------- - ----------- -------
34103 LEROY PERCY 1,775.00 176.18 2,290.68 3 4.415.68- -248.
342 3 1 LAND WMA 4,905:88 0,88 .......... . . ... '34 . 2,484. 0.
, , . , .... %`-: 227'
34383 TONEVILLE W 445 17.:3 6 . 20'.il:.:@:@.,@@:ii:!ii:::@i@@;@.,.,i::@, :-.: I
3 ...
34403 T NPLOWER WM 15 370 14:46 710.33, 231
85 '.45
log 225:- 75
34503 1EEAR RIVER 17:140:88 13. 3' 158; 80 4 73
34603 LAKE GEORGE 41,950.00 399.SO 3:371.79 95.09 38,483.12 '91.
34703 TWIN OAKS WM 0.00 0.00 943.73 0.00 943.73- 0.
348 3 MAHANNAH WMA 000 0.82 .44.815.22 21.
a M ag: 2g: 0 2 081:88 4rg. 6
35 A DIaTR 209
09. 1 al.
0
35 3 AN C E 16.1
M ly EkC - HUG 6:11 1
35703 91ENVXLLE WM 8.705.1 106.70 2.3a3.47 .31S..78 72.
35803 OKATIBBEE WM 29,960.00 390.19 7.830.69 192-.13 21.937 Is 73.
36103 SUCATUNNA WM 6.185.00 142.25 1,460.95 51.50 4.672:55 75.
36203 CHICKASAWHAY 4S 281. 3.5194:377 581 4.894.43 @979:
55: 2, -::.
36303 TALLAHALA WM 5:3 38 :@68 :r@g,.@:@i@:i,@:@@i:@@jii@@@j:.@@l:.@::4t 1*83..
S70.61 2S 5
8 46. 9. 67 'a
..... 33S.76
14 25 108,05
36603 GAME DI 71168. 1
36703 COPIAH
36803 HOMOCHITTO W 6:190.00 160:58 3'.514.93 397.57 2,277.50 36.00
36903 ANDY CREEK 4,650.00 93.13 796.96 25.75 1.827.29 39.00
376 3 a E 'STRIC a 718: 214.78 672.85 332.36, 3,744,59
381 3 LAEMF DRIVER-W 7: 99 29 569-94 553 15 - 826 3 1::':: S
9
38N 1507,49.:' ::;::@'@@:23978'*'29-:@@::;@::@;:':-'@:@,:-@:'@;@@:@@@;j@:1 15
3 PASCAGOULA R 42.286. - 6 -@ - .
38303 i@l8@:715..73:*--@':::'::@'.@:: 39
.73
I& 8
55:83 Of -307 22@;-
RED CREEK WM 16,750. lie :494
38403 WARD BAYOU W. 4 000.00 144 71 1'144.88 37:94 2.817@1 7Q.00
38603 LITTLE BILOX 3:850.00 128:31 1'395.20 1.414.99 1,039.01 7.
387 3 MARION T 17,380 00 104.82 4:786 387 2 .21
wm .. .. .. ..
W38 4 371
RIVJRUN 9 0 7.
388k OL 14 92 :083 :479:3
3
389 W 8:18 153 63
FekF RIVER W e3
982 LMAN CONT 0. 006:.@::,:@ 0. ",Do
COMMODITIES TOTAL 843,510.00 13,087.10 264,162.91 $0.285.98 529,081.11 62.00
DI CAPT OUT-OTH
.. ........
20103 GAME ADMINIS
W
00.
20203: WILDLIFE TEC 8:, ..0. ..... . 00
20303 ALLIGATOR MA 0.00 00 0.00 O.w 0.00 0.00
Afik HABITA 0.00 0.00 0.00 0.00 0.00
20403 r 0.00
20503 FOW1, HA 0.9
20603 CANADA GOOJE 8 8:
28803 TENN-TO$4 M T
00
2 903 FOREST STEWA 0 .. ....
0. 00:.:
21103 TENN-TOM CG 0.00 0.00 0 00 1.958 1.658.80- 0.00
22603 RESEARCH & S 0.00 0.00 0:00 0:88 0.00 0.88 -
22703 WATERFOWL IN I I.,
0.
22803 PRESEASON WA 00
. ............
WINTER WATER ...... . 0. 00'
22903 '80.
@O.
23003 CANADIAN WAT
0. 00
23103 GAME TECHNIC 0.00 00' -.0.00 0.00 0:00 0.00
23203 DOVE CALL CO 0.00 0.00 0.00 0.00 0.00 0.00
23303 HUNTER HARVE.. 0.00 0.00..,.. V..Oo ......... .... .. 0,00 .... . . ..... 0.
... . ...... .... . ... . .....
.........
........ ....
...............
00
For. Division Chief
To: Monitor HislHer Projects
RUN DATE: 02128/93 STATE OF MISSISSIPPI ** PAGE: 23
REPORT ID: GFSAMN02 OBLIGATION REPORT BY ORO CODE
@F 02-28-93
FOR BAGE
FISCAL*.YE 1903.
AGENCY: 464 DEPT OF WILDLF, FISHERS PKS
ORG CODE: 1030 GAME DIVISION
891 OBJECT JLASS PROJ .5. ", ew
BUDGETED
AMOUNT EXPENDITURES:..:.:,.:::EXPENDITURES-:@-..,I!::-:i tt4CMERE Lw
LS NAM CODE- -PROJECT NAME- -------------
--------------
36803 HOMOCHITTO W 0.00 0.00 0.00 0.00 0000
00
AN?YDC EEK 0:1 66
37603 8AM 19TRIC 8:88
36903
3
38203 PASCAGOULA R .00
8103 LEAF RIVER W 8@ 16800
38303 RED CREEK WM 0.00 0:00 0.00 0.00 0.00 0.00
38403 WARD BAYOU W 0.00 0.00 0.00 0.00 0.00 0.90
38603 LITTLE BILO 0 00,
00
0
38ffl :00
388 3 MAFtlrlVCErWR
%0 0'
389 3 LF RIVER W .00
CAPT-OUT-OTH TOTAL 512.000.00 51.595.00 135,998.00 179.659.80 196.342.20 38.00
D2 CAPT_OUT-EQP
00 2 ... .. .
234.95;:; J%5 8
Do 634. Us
20103 GAME ADMINIE I goo - V . :i@i:l 'a
20203 WILDLIFE T 4:800: 6. 9-V
20303 ALLIGATOR MA 0.00 0.00 0.00 9.09 00
20403 ABITA 0.00 0.00 0.00
205 VATAE160H
8683 WL HA 808.00 0. 88
3 CANADA
2 @:o
2 803 TENN-TO
00".88
9 03 FOREST STEWA 9 . I : : 0. Ow .00"
21103 TENN-TOM CG 809 470.00 0:00 -0.00 50.400.64 759,069.36 93.800:
21203 OKATIBBE CG 164:955.00 330.00 330.00 2,709.90 161,915.10 98.
22603 REffARCH & S 4 195 00 137's '018.
3 0
4'.2
22703 WA ERFOWL IN 4 400 !13:5 4.
.88 ".100.00
22803 PRESEASON WA Soo
0.
22903 WINTER WATER OiOO .0. 0 .00 '0.00,
23003 CANADIAN WAT 0.00 0.00 0.00 0.00 0 .00 0.00
23103 GAME TECHNIC 0.00 0.00 0.00 0.00 0.00 0.00
23283 DOVE CALL 0.00 0.800'', 0.00
233 3 HUNTER HARC2" 0 4 w 239. 268:
0:
23403 TRAPPER SURV Om .8. 0
...... 0 00
23503 CAPTIVE WOOD 0.00 0 @ 88::
23603 SE WILDLIFE 0.00 0.00 0.00 0.00 0.00 0.00
23703 BOBCAT STUDY 0.00 0.00 0.00 0.00 0.00 0.00
23803 TURKJY STUDY
23g83 BAIT NO RLTUD
O@
24 0:
3 DEER REP OU 1:1 1
0:00
:00
24103 WATERFOWL IL iOO .. :: @::: .:: I
24303 BLACK BEAR S 0.00 0.00 0.00 0.00 0.00 0.00-
24403 VET MET DISE 0.00 0.00 0.00 0.00 0.00 .-0.00
24503 DEERMIRTALI 00
0 OO-...r.','..,",':
, R
3 .'. 1; 1.: . - 0.88'.... :il@:@ I
2468 UNCO M TTED. 9
301 3 WMA TIMBER M .71:9 as 831'.
30203 LANDS AND TI 400:00 0:00 100:00
30303 WMA COORDINA 0.00 0.00 0 0 .00 0. 8 0.00
31103 GAME DISTRIC 1,100.00 0.00 26212 0.00 837. 76.00
316031. DIVIDE SECTI ... 0,00. 44.037.3o... 3
00 .. .......
. ... . .. ... .
For. Division Chief
RUN DATE: 02/28/93 STATE OF MISSISSIPPI To: Monitor His/Her Projects PAGE: 24
REPORT ID: GFSAMM02 OBLIGATION REPORT BY ORG CODE
BUgaff 02-28-93
FOR FISCAL YEAR 1923,
464
AGE]NCY: WILDLF, FISHERS & PKS
DEPT Of
ORG CODE: 1030 GAME DIVISION
9J OBJECT CLASS PROJ
BUDGETED Kr?6' .yTD :YTD-
EN(MBE 0
SLS MAKE CODE PROJECT NAME AMOUNT EXPENDI RES::::::: EXPENDITURES ORE 10ALW IN
- - - - - - - - - - - - - - - - - - - - -
31703 JOHN BELL WI 0.00 0.00 0.00 0.00 0.00 0,
318P CHICKASAW WM 5, 0.00, -5,1
- j...
31 JOHN BELL WI 522:908 72 76343 ...
32103
5, 3 7-S
FOREST 0. "652 so- 3:
a 3 6, .00. ".So -89
AW WMA : ,
32203 VOFM 94S .00 287
32303 TRIM CANE WM 0.00 0.00 0.00 0.00 0.00 0.00
32603 GAME DISTRIC 0.00 0.00 0.00 0.00 0. 0'
32883 LIPPER SARDIS is
32 CALHOUN COLIN -02: -
33 AL14AIJON WM 25 .00 239
3 64, '34',
lSlioo 0. 6
0 M
33,83 GRENAD WATE
33203 SARDIS WATER 4.100.00 0.00 207.90 0.00- .3,892.10 94.00
33603 GAME DISTRIC 0.00 0.00 0.00 0.00 0.00 0.00
33903 qAEEFE WMA 0 49.49 49.
ERSON-TUL q. 0.00 00 -
3400
34103 LEROY PERCY 0. p .0
34203 SHIPLAND WMA 08
I i. - .: ... - -00:@Z
0.00 0 143:0 1 . .. ... I. . .
34303 STONEVILLE W 900.00 0.00 0.00 -900.00 1
34403 SUNFLOWER WM 4,700.00 0.00 0.00 8: '00 4.700.00 1 :88
3413 PEARL RIVER 1 500.00 1098: Z
LAKE GEORGE 7 pe
46 3 8:61 2,4808:8S 2,758:83 8: 1. ." @
47 3 TWIN OAKS WN 0 2.118.86 10108. 23,2 19
3 :88 : , 42. 11 @ ;.,. .0.
34803 MAHANNAH WMA .00 0:98 00
35103 GAME DISTRIC 1,550.00 0.00 0:00 1,550.00 100.
35603 CANEY CREEK 9,100.00 0.00 1.005.31 8:88 8.094.89 88.00
35703 BIENVILLE WM 4,458 ow 4.459. 1 00
OKATIOBEE WM 88 :00 14,619:33 54.142:099 00
4 00 4
00:@-
RS883 BUCATUNNA WM :8 82 8:
10 88
36203 CHICKASAWNAY 8:w:OO , : .;*
36303 TALLAHALA WM 2 050.00 0.00 0.00 0.00 2,050.00 100.00
36603 GAME DISTRIC 2:100.00 0.00 0.00 0.00 2.100.00 100.00
36703 COPIAH U a Is 0 21111.0 9
HOMOCHIW NT 9
a w 5 64. AL
36803
0: 0
3S903 SANDY CREEK 1.6a8:00 0.
'3 . .. .. ..... .
.0
37603 GAME DISTRIC 7 0.1 7 49:*
38103 LEAF RIVER W 650.00 0.00 0.00 0.00 650.00
38203 PASCAGOULA R 7,250.00 1,448.00 5,758.00 499.00 993.00 13.00
38303 RED CREEK WM 950.00 0.00 0.00 880.99 ..... ... .......... . .
39403 WARD BAYOU W - Oigg 00 0.
1 400 0.
38603 LITTLE BILOX. . . ..... ..
38703 MARION COUNT :800, 0 @ 88 l;,,5
SO
0. 2 700.00" 100.00
38803 OLD RIVER WM 2 700.00 0.00 0.00
38903 WOLF RIVER W 2:000.00 0.00 4,225.00 0.00 2:225.00-, .111.00-
CAPT OUT-EQP TOTAL 1,230,920.00 74. Oil 80 354'205.80. 490, 516",@
E SU9S.LOAW.GR
20103 GAME ADMINIS 40,000.00 C). 66 40,1005.75 0.00 5.715- 0.00
20203 WILDLIFE TEC 20.00 0.00 0.00 0.00 20.00 100.00
20303 ALLIGATOR MA S.00 .0.00 0.00 0.00 S. 00
Aw
00
00
00
00
00
For. Division Chief
To: Monitor HislHer Projects
RUN DATE: 02128/93 STATE OF MISSISSIPPI PAGE: 25
REPORT ID: GFSAMM02 OBLIGATION REPORT BY ORG CODE
AS Of 02-28-93
FOR BUDGET FISCALYEAR 1993
AGENCY: 484 DEPT OF WILOLF, FISHERS P S
ORG CODE: 1030 GAME DIVISION
PER4 M
ENDITURES
-YTD:
a I%SS PR
J L ON BUDGETED MTO'.
E
rLJS 08 ENCINCE CD E PRWE&-@ NAME-:"....--
..AM0lw EXPENlOITAJR9S*::..,*w,w 041"
--- ------------ ---- -------- -- -------------- ap::
20403 ZAIL HA 0.00 0.00 0.00 0.00 0.00 0.100
ATERFO 00 0.- no
28l5O3
2 03 MA
0,
TENN_10M 8:00 .... ..
20803 0.
20903 FOREST STEWA 0.00, 0.00
.0. . 8 , 1 1 4
22603 RESEARCH & S 0.00 0.00 5.00 0.00 5 . 00'*
22703 WATERFOWL IN 0.00 0.00 0.00 .0.800 9.00
3 00 0;'08
22H PR EASON WA
WIDE .-0.0
22 3 R WATER 8:
23 3 WIAN WAT
0.
E
0 :0
23103 TECHNIC
23203 DOVE CALL CO 0.00 0.00 0@00 0.00 0.00 0.00
23303 HUNTER HARVE 5.00 0.00' 0:00 .0.00 5.00 100.
23403 TRAPPER SURV 0.88 ... 0 m-00 0.00 0
23503 JAPTIVE WOOD 30.008*00 0. 90 lkjoool 53
08 ...
23683 E WILDLIFE 0:009 9.6,75
237 3 BOBCAT STUDY 35 000.00 0:
35,000.00 0.00 @-0.00
23803 TURKEY STUDY 17:S00.00 17:508: 51.
23903 BAITING STUD 0.00 0.00 0.00 0.00 .88
24003 DEER REPRODU 0.00 0 -9.0
00
24103 WATERFOWL IL 00
24303 EAR J 35: 8@: 3 00 ... 0
.n 0
0: 8
BRM EO
24403 V MET DIS 5
24503 DEER MORTALI 30 000-.00 0.00 :*.DO 18:500: '.."il',500'.00 38'
24603 UNCOMMITTED 5:000.00 0.00 0.00 0.00 5,000.00 100:
30183 WMA TIMBER M 0.00 1.000, 0.
302 3
so: 0 8:
LAND AND TI 6.22
30303 ?RDINA: 0, 0. 0.
0: 0:
STRIC - 8:. Ono 0 88:
0
WMA
31103 GAMEN
31603 DIVIDE SECTI 0.00 0:00 0._O0 0 0.00 9.00
31703 JOHN BELL WI 0.00 0.00 0.00 0:88 0.00
31883 CHICKASAW WM 0 00.
C)o
319 3 JOHN BELL Wl
32203 FOREST 0
TAW WMA Ail
32103 CT
S% O'@
32303 TRIM CANE WM - 0.00 0.00 0.00, 0.00 0.00. "0
32603 GAME DISTRIC- 0.00 0.00. 0.,00 0.00 0* 0.
32803 UPPER SARDIS 5.00 00
32903 CALHOUN COUN
084 645
33003 0 800:, S..
MAL14AI SON WM 0:008
00 100:
33103 GRENADA WATE 5.00
33203 SARDIS WATER 5.00 0.00 0.00 0 5.00 100.00
33603 GAME DISTRIC 15.00 0.00 0.00 0:008 15.00 100.00
3 00 0 0:
3390 UEEFE WMA 0. 0 00
0.
34003 SON-TUL
34103 EROY PERCY 8_
-1
34283 HIPLAND WMA
343 3 PONEVILLE W 0.00 0
34403 SUNFLOWER WM 0: 5:00 3.00 2:70 7:70- 0:00
00
00
.00
00
I
00
00
I
00
For.- Division Chief
RUN DATE: 02/2 STATE Of MISSISSIPPI To: Monitor HislHer Projects PAGE: 26
REPORT ID: GFS=2 OBLIGATION REPORT BY ORG CODE
02-28-11 . ......
FOR OUgaE?FFZSCAL..YEAR,.1993.:.::.'.@ -
WILDLF, FISHERS & PKS
AGENCY. 484 DEPT OF
ORG CODE: 1030 GAME DIVISION
QBJ OBJECT CLASS PROJI BUDGETED - MTD* :.::YTD YTD:
CLS NAME CODE PROJECT:NAME AMOUNT EXPEWITURES..:.:.EXPENDITURES
--- ------------ ---- --------- ------------- ----------
34503 PEARL RIVER 5.00 0.00 0.00 0.00 5.00 100-00
34883 LAKE GEORGE 11 :1: @ 40
347 3 TWIN OAKS WM 8 Z
34883 MAHANNAH WMA
351 3 GAME DISTRIC
3 1
35603 CANEY CREEK 0.00 0.00 0.00 0.00 0.00 .00
35703 BIENVILLE WM 0.00 0.00 0.00 0.00 0.0-0
5
35803 OKATIBBEE WM -00 0
BUCATUNNA, WN 8
36103 00
36203 ?HICKASAWNAY I
00
A
DO
36303 ALLAHALA WM , , : .: . .:-, 0:
36603 GAME DISTRIC 0.00 0.00 0.00 0:00 0.00, 0.00
36703 COPIAH COUNT 0.00 0.00 0.00 0.00 0.00 0.00
36as 8CHITTO W 0 00 0 00 KO
9 3 OM 0 00
3 Ho
36 AN REEK
37 3 AME 0 STRIC..: . 0
2A ? i0o
38103 LEAF RIVER W . Ov 0.88 8
38203 PASCAGOULA R 0.00 0.00 5.00 0.00 S. w- 0.008
38303 RED CREEK WM 0.00 0.00 0.00 0.00 0.00 0.
38403 WARD BAYOU W 0.00 00 -
38603 LITTLE.-BILOX...:: 88 8:
38703 MARI&JRUNT..
38803 OLD I WM O@00 0 .......... ... m
0: 1 *@ .
0 00 0.00 0.00
38903 WOLF RIVER W 0.00 0.00 0.00
SUBS.LOAN.GR TOTAL 215.120.00 10,613,72-1., ...... 87-:,052,7.1.
ORM TOTAL 6.016.469JOO' 222.16M02 I-A31j884.37" 694 0 841
L,.m
. . ... . ................
. ................ ... ... ..
...........
..............
........... .
. ..............
. .......... ... R...
.. . ...... ...........
................ .
.. .. ..... .... ... ..
00
For: Division Chief & Federal Aid Coord.
02gRS@93 STATE OF MISSISSIPPI ** To: Monitor Revenue vs &pense PAGE 8
RE ID: GFSAMMOS REO;NUE SUB-REVENUE BY ORGANIZATION AS OF: FEBRUARY 28, 1993
FOR UDGET FISCAL....YEAR. 1993
AGENCY! 484 DEPT WILDLF., FISHERS:
. ..... ....
ORGANIZATION' -1030 GAME 861SION
REVENUE SU-R-REV
@URCE
Im.
S&RJE REVENUE VTD . .. .
REVENUE ........
DESCRIPTION _06DE DESCRIPTION
41 FEES & P FEiw Pi"iTS 0.0,0 0.00
41SOO FEES & PRMT 14 NUISANCE ALLIGATOR FEES. 0.00 1.1050.00 . ...... .. . .
TOTAL FOR REVENUIE.SOURCE 41500 0. 00
44220 W&F GRANTS 01 DACW38-90-C-0051 ENID CRAPPIE 9.048.27 .. ..........
44220 W&F GRANTS 02 OACW38-91-H-0007 LAKE GEORGE: MOO
44220 W&F GRANTS 03 JOHN BELL O.w 214,141.34
44220 W&F GRANTS 04 OKATIBBEE 0.00
44220 W&F GRANTS 05 DIVIDE SECTION OiOO
44220 W&F GRANTS 06 TWIN IDAkS 6.00 20,545.93
44220 W&F GRANTS 07 MOUND BAYOU (PASCAGUOLA) 0.00 164.158.04.
44220 W&F GRANTS 33 FW-11,. ... ... ..0.00
. ... . .......
44220 W&F GRANTS 35 W-10 13,214.00 78,185.00
44220 W&F GRANTS 38 W-48 11,873,00
41
-49 . .. ........
44220 W&F GRANTS 37 V .65, 000, OO:w.: .... .
44220 W&F GRANTS 38 W-57 17.243.00 58.76@.OO
TOTAL FOR REVENUE-SOURCE 44220 116 079.27 1* 7.48 9:19 0
45010 SLS SUP OTST wo OTHER 0.00 4,300.00
48030 OTH SALES W3 DWFP TIMBER SALES
49030 OTH SALES W4, DWFP PASCAGOULA LEASES so .. ...
0
46030 OTH SALES
W9 DWFP OTHER 0.00 1,649.00
For: Division Chief & Federal Aid Coord.
To: Monitor Revenue vs Expense
02QI@93 STATE OF MISSISSIPPI **
RE 0 ID: GFSAMM06 RE;; PAGE 9
N1UE6SUB-REVEN1UE BY ORGANIZATION AS OF: FEBRUARY 28, 1993
FOR UDGET FISCAL YEAR.1993
AGENCY: 464 DEPT F WILOLF, OISHERS..'&:PKS
ORGANIZATION- 1030 - GAME SIVISION
REVENUE UB-REV
RR E
SOURCE REVENJE VTO
REVEWE REVENtiff...
CODE DESCRZPTrON Di DESCRIPTION
------- -------------- ------- ------------------------------ . ............ .........
TOTAL FOR REVENUE-SOURCE 46030 0.00 246.395.07
.. ...... ..
.......... .
49310 3YR CAN WARR
0. 00
49370 REF UTrL CO 0.00 262.08
49390 OTH REFUND
0.00::
49390 OTH REFUND W1 LAW ENFORCEMENT TRAINING ACAOE 0. 00 18.872.28
49390 OTH REFUND wo DWFP OTHER 0'00
TOTAL FOR REVENUE-SWRCE 49300
TOTAL FOR ORGANIZATION 1030
416, 2..025':704: 45
.... .... ..
For: Project Manager
RUN DATE: 0 3 STATE Of MISSISSIPPI ** To: Monitor Outstanding PO "s PAGE 95
'JW AGED OPEN PURCHASE R
REPORT 10: GF 2 By AGENCY PRFtJJF -ORDE S
/j..,19INDOR, ... k-PO..
2 ...
As D
....... .....
AGENCY: 464 DEPT OF WILDLF, FISHERS & PKS
PROJECT: 31603 HAZLEWOOD
............ ..... . .. ...... . .. ... ..
. ...... .... ....
-A ..............
ANOO UWV.-.--..
.. . ..... ... .. ...
PO.
TRANSACTION...::::-:,:. PO
@p ...
'O.tO 30 DAYS to ed bAft 61''tb i20 DAY OVfR 126 DAYS TOTAL
FISCAL YEAR 10 DATE PO AMOUNT AMOUNT.
- ----- ------ -- ------------------------------- ------------- ------------- ------------- ------------- -------------
VENDOR: ALCORN CTY COOPERATIVE..,,. VOOOI15382
-------------------------- ...............
a 00*
93 POLOPOOO8689:'12 09 61 219i80 ... . ....
VENDOR: BAREFIELD & CO V000047288
-------------------- ------- ---------------------------
ow: do:
..........
:496,00, 0
93 10
PGPOI031 ...............
VENDOR: BELMONT ACE HARDWARE ..... .. V000047314
------------------------------ -----------------------
0-00
93 POLDPOO03756" 11- 03 286.4i:;::..: 2 W0.00
VENDOR. BIGGERS ACE HARDWARE VOOOOIO084
-------------------------------- ------- ------
. . .. . .......
.. .. ......
@::: ::-.: . -, ": so.
Ow
LDP0005874:@'12-@00'82! 98' 0
93 PO
VENDOR: BP OIL . COMPANY--%. VOOOO109.91
..........
-------------------------- ------
:::0, 001
93 POP01306OOE:::m: .12 @M*92:@: 10.00 10. .. .....
93 PDPD130830 12 22 92 29.33 0.00 29.33 0.00 0.00 0.00 22.33
93 POP0130630C 12 22 92 84.00 0.00 84.00 0.00 0.00 0.00
.0.00 0.09
VENDOR TOTAL: 123,33 10.00 0. 00:.
. ...... .....
........... .
...... . . . .
.: .:.:r..: ..:: .
... ... .......... . .
::i x:z,
VENDOR, B= SULLIVAN RtPAIR.SHOP INC::: .;V000030068 .. ......
------------------------------------------
93 PCPCIO4720 10 12 92 2497.98 2497.98 0- :9..00 0 00 . . . ... ........ 0.00
. ........ ... . ..
...... ... . . .
0000 a . .... .. ... ....
V 1 429
VENDOR, CUSTOM PRODUCTS CORP:---
------------------------------------------------------
93 PCPCIIOGIQ so
@:J.1_12 .92 . .... ...... 573.50.
V000037002
VENDOR: DEVILLE CAMERA & VIDEO
.... ...... . ... .. ..
------------------------------------------------------
93 PCPC10456O.m 00.
.0 .....
...... ......
. .. .. ... ......
. . ....... ......
For. Project Manager
RUN DATE: 01/01 3 STATE OF M41SSISSIPPI To: Monitor Outstanding PO's PAGE 96
REPORT ID: GFSAAl?02 AGED OPEN PURCHASE ORDERS
VJNDOR,...0k..PO_.
BY AGENCY PRVUEg,
As. ... .......... ....... ....
...............
0 . ...... . ...... .....
.. ............... .. .........
. ......... .. ..
... . ........... ... ..
..........
AGENCY: 464 DEPT OF WILDLF, FISHERS a PKS
PROJECT: 31503 HAZLEWOOD
OUtSTANDINQ::AJ
TRANPUCTION PO CLEARt
FISCAL YEAR ID DATE PO AMOUNT AMOUNT 0 TO @O DAYS 31 TO 60 '- DAYS 61 TO 120 DAY OVER.126-bAYS --TOTAt,.----
VENDOR: DEVILLE 80 MINUTE PHOTO. V000001186 ., .::: : . '' - , -
---------------------------------------- .. . ........
. . . .... ..........
93 PCPCIO2500 09 IS 02 851.43 0.00 .0 00
6.00 00 4W
VENDOR: DEWAYNE'S POWER EQUIPMENT,
------------- ------
.. .. ... V000083305
-----------------------
4:
93 PCPCIO25W 07 27 02 2100.00 2100.06::@L:::::':I:'::::@':,:::'':O'W
VENDOR: DIXIE HEATING & COOLING@., VOO.0037024 .... . .
---------------- - ------- -----------
.... ... ....
0 OO:':.'::::::q:
ISO.; 44
93 POLDPOO05673 12 09 92-. AW46 1: @. o
VENDOR: EXXON CO USA - HOUSTON VOOOOO6326
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - *.f - - - - - - - - - - - - - - - - - - - - -
j:j @'j j:ixi
Do 0. 00 Oi.
93 POLDPOO14053 WOO 62 IS:
VENDOR: GENERAL ELECTRIC CO-JACKSON MOOOO72888
---------------------------------------
. .. . ............
93 POP0129640 11 03 92 786.00 O@00
!.:06DD 7664-w
VENDOR: HODGE PARTS HOUSE V000014241
----------------------------- --------------- ......
O@00:-. 49 431:
03 POLDPOO05W9 12 08 92 411. 31
VENDOR: HUGlH NICHOLS TRUCKING CO VOOQ11557 I j
----------------------------------- I----------------------- .. ....
0: bd:::
93 POLDPOO06598 i2'09.01:.1
MARINE INC- 0000
VENDOR: LAKE HILL MOTORS & __.V 85920.
- --------------------------- ..........
93 POLDPOOOS"7' 12 68-01' 219. ft;.: to DO.:
VENDOR: MANN GAS CO V000038045,
----------------------- ----------------------- i- ------
. ... .... . ... ... .....
170;. 20:.::'
0 DO,
93 POLDPOO06671: i2:6i 1,16 10
... .... ....
m.:
For. Project Manager
RUN DATE: 01 3 STATE OF MISSISSIPPI ** To: Monitor outstanding PO's PAGE 97
REPORT ID: GhW2 AGED OPEN PURCHASE ORDERS
. . . BY AGENCY PRFJE T VENDOR_ PO .. ..... .. . .................. ......
... .... ....
................
. ..... ........
. . ......
..... ... ...................
.. .... . ...
..... ...... ......
......... ..
.................... ... ......... ....
AGENCY: 464 DEPT OF WILOLF, FISHERS & PKS
PROJECT: 31603 HAZLEWOOD
................. .. ..................
.. . . .... . ... .. . ...
. ........ .... .........
PO
. ... ...... .....
:CLEARM...... W@w "!@l
TRANSACT!
FISCAL YEAR ID DATE--- 00 AMOUNT AMOUNT :6 TO 36 DAYS, 31 TO 60 DAYS 61 T6120 DAY OVER 120 DAYS TOTAL
----------- ----------- -- -------- ------------- ------------- ------------- ------------- ------------- ------------- ------ -------
VENDOR: MID SOUTH UNIFORM..&...SUPP.4Y INC V00OO2O444..,,_,.
...........
----------------------
............
POLOPOOOSS63: il@::08, 02 . .. ..... .......
93 0. 06
VENDOR: MS TOOL SUPPLYINC V000025990,
------------------------------- -------
93 PCPC104690 10 i12 789.40
00
..........
93 POLDPOOOS551 12 16 92 225.00 225.00 0.00 00 .00 .00
:789 Id:::::: g@*
93 POLOP0006599 12 08 92 59.40 59.40 0.00 0:00 0.00 0.00 0.00
VENDOR TOTAL: 1073.56 .... ... . 0.00 100 0_00
0', - '0.00
. ............... . . ............
..... . .... .. .
VENDOR: SCIENTIFIC TEL ::::::Vl0OO027IO7
. . .. . ........ . .. ....
------------------------------------------------------
:135J.1 7 11 .7
6. 23J..;8:
93 5�g2104477538:@, 18.30 91 597:18. '!Fj@ I.-
10 00,@:L@:@:_:
T.
93 557: 7
93 2 : :
0
10 31 91 -:239:' 239:
473 :18 30 a
93 696-9104758 239iW: 8 89 6. 0: --1, -X- 6 6
VENDOR TOTAL: 2797.20 2797:20 0.00 0.00 O.w 0@00 0:00
.... ..........
... ..... ... ....... ........ .....
VENDOR: SOUTHERLAND FABRICATION VOOOI.14089:,::
xx', .,::!:: ::.
---------- -------------------- ---------------- ......
93 PCPC102810 10 12 01 425.06 415.00 6.66' 0.00 0.00 6.66 0.00
VENDOR- STUART C IRBY CIO JACKSOW::::::.:
------------------------------------------------------
93 PGPG103220 11 30 92 50.14 50.14 -0.00 0.00 0.00 0.00 0.00
VENDOR: SUN AIR PRODUCTS INC:.. -...,VO0OIfI234..
---------------------- -------
:::::X ::m::
93 POLOPOOO6595 11 06 02 245.00 0.00 245.00 0.00 9.00 0.00 2405
93 POLDPOO06596 12 08 92 114.10 114.10 0.00 0.-00 0.00 0.00 :1
...O.Ow .. 00 245.
VENDOR TOTAL;., 359,10 ... ...... ..... .114.@10
VENDOR: SUN MANUFACTURING INC V000113281
------------------------------------------------------
93 POLOP0005679 12.08-92. .0 0Q.- 200,.00.
200-00 0. 00.@L":""';'.:,..,.,.,...!,., .0AW
...........
. ..... . ... ......
................
... ...... .......
. ... .. .......... ...... . . . .
.. ............... .
..... . ... . .... .. ... .
............... ... . .......
. . . ........ ........ . . .... . ..... .. . ..
.................. ...
...........L.... ...
.................
....................
. ................... ............... . ....
....... ..... ..... . ..... ..............
... ... ........ . ......
-:m .. ....
For: Project Manager
To: Monitor Outstanding PO's
RUN DATE: 01 3 STATE OF MISSISSIPPI PAGE 97
REPORT IV: GhW2 AGED OPEN PURCHASE ORDERS
BY AGENCY E po ... ... ...
00
0! ......... ...
..........
::.: ..: ;::. -:, , X.:
.. ..... ... . . ... .....
.. . ... ... ............. ... ........ ...... -
........ .........
..............
.. .... .... ....
AGENCY: 484 DEPt'OF WILD'LF', FISHERS & OKS
PROJECT: 31603 HAZLEWOOD
. ...... ...............
PO
.. .........
@STANDI
...........
TRANSACTION PO
FISCAL YEAR 10 DATE PO AMOUNT AMOUNT -0 TO 30 DAYS 31 TO 60 DAYS 61 TO 120 DAY OVER 120 DAYS TOTAL
----------- ------------- -------- ------------- ------------- ------------- ------------- ------------- ---- -------- -------------
VENDOR: MID SOUTH UNIFORM & SUPPLY INC,
-----------------------
.... .. .... ... .... ..... ....
93 POLIDPOOOSS63 12:08 02 8.13 O@ioo@::.
VENDOR: NS TOOL SUPPLY INC V000025990.. ... .... .
--------------------------------------------------------
. ..........
@789.16: -',789.
93 PCPCIO4690 10 11 92 .::
93 POLDPOO05SSI 12 16 92 225.00 225.00 0.00 00 0 00 0.00
93 POLDPOO06599 12 08 92 59.40 59.40 0.00 0:00 0:00 9.00 5*00
VENDOR TOTAL: 1073.56 0-0 OQ- ...... .. .......
-0'
.......... . . .....
VENOW SCIENTIFIC TELECOM::... 'V000027107@
------------------------------------------------------
93 S104738.:::... 308 92 2557.70. M 7 - !70-
5 @ J ..... ........ 00
.239'50'
93 10 -02 .:: "'
W
255
10 .92
104738
2�9- 47 19-3
93 3
2
93 d@dslo 10 30 92 2391; 8 n ro ;'X 59,
VENDOR TOTAL: 2797.20 2197.20 0.00 0.00 0: Do 0.
..... . ....
VENDOR: SOUTHERLAND FABRICATION:::::.: V000114088::
..........
.......... ..... .. ..
.......... ......
--------------------------------------------------
. .. .... ....... . .
93 PCPC102810 10 12 02 425.00 425.00 0.00 .9.90 0.00 0.00 0.00
VENDOR: STUART C IRBY CO-JACl(SON NOO0015752 . .....
--------------------- ---------------------------------
. ....... .......
93 PGPG103220 11 30 92 50.14 50.14 6.06 O.w 0.00 0.00 0.00
VENDOR SUN AIR PRODUCTS INC VOOOII1234
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - --- - - - - - - - - - - - - - - - -
. . . . . . . . . . . . . ..
93 POLDPOO06595 12 06 91 24S.00 0.00 245.00 088 0.66 8.00 245
93 POLDPOO06596 12 08 92 114.10 114.10 0.00 0: 0.00 .00
0 00
VENDOR TOTAL: 359.10 .. ............ .. . 114_10 @l!:@.::;:@::::.i:::;@,::i.::::i::;.i:::!;I@@::::@@ .7. 90.
d I d F . . . . . .. . . . . . . . . . . . . . . .
. . . . . . . . . .
a .: :!:..: :::: o
. . . . . . . . . . . ...
VENDOR: SUN MANUFACTURING INC V0001132611 . ... ..
------------------------------------------------------
93 POLOP0005679 12 08,92.
2".., 00 . . .. ... 0.00 ..... .. . ........... 200.,00 .... .:;0 00 ........... ........ 200,00
E.
. . . . . . . . . . . . . .
.. . . . . . . . . . . . . . . . . .
. . . . . . . . . . . .
. . . . . . . . . . . . . . . . .
.............
X X-!: X ....... I... .
. . ....... .
.........
...... ..............
........ ....
b ::-X-@ XX.
.......... ...
For. Project Manager
RUN DATE: OIJ2W3 STATE OF MISSISSIPPI To: Monitor Outstanding PO's PAGE 98
REPORT ID: GF 2 AGED OPEN PURCHASE ORDERS
By AGENCY PR?J VINDOR, & PO .... ... . .... .
0 IiTil/ 2::
.. ........
.... ........
.........
AGENCY: 464 DEPT Of WILOLF, FISHERS PKS
PROJECT: 31SO3 HAZLEWOOD
PO .:::::::::,.::..:;.:OUTSTANDIN(I
PO
.7: AMU
TRANSACTION CLEARED:.:. . . . . . . . . ...
6'6@
FISCAL YEAR OATi PO AMOUNT AMOUNT 6 TO 10 DAYS 31 TO 60 DAYS 61 TO i2d DAY ... OVER 120 DAYS' TOTAL
----- ------------- ------------ - ----- ----- ------------- ------
VENOM. TEXACO VOO,00
1.2574 ......
00*
0 ..... . ......
... . ....
93 PDPD1304808 :1 ...
2 04 92:.-:'
93 PDPD13048OF 12 04 92 80.45 80.45 0.00 0:00 0.00 0.00
VENDOR TOTAL: 120.4S 120.4S 0.00 0.00 0.00 0.00
VENDOR: TRULOVE INC V0000115936;::
-------------------------------- ---------------
93 POLDPOOOS668 12 08 92 20.31 20.31 0.00 0.00 0.00 0.00 0.00
93 POLDPOO05751 12 15 92 148.75 148.75 0.88:.: 0.00 .... ...
VENOM TOTAL:
.. . ....... . ........ ..
VENDOR: UNOCAL 76 V 0000159 86'
------------------------------------------------------
93 PVP0130610C 12 17. 02 4. 00 4 0. 0
0-
.............. .
VENDOR: WAL MART-IUKA V000028151
93 POLOP0004266 12 08 92 58.76 ......
:0 Do:: 0. 00
VENDOR: WHELEN ENGINEERING CO INC V0000302i9
93 POLOPOOOISSSS 12-08 92 .5 1. 26. @ 0 00
@0.00" 0 00" 0.0,
:::1655'.50
. .... ..... .
-10191 83r
PROJECT TOTAL: ;:A4WO: 57
pl . ......
.. ..... .
.. .. .... .
.. . . .....
. . ... .. ...
..... .. .
. .. ... ... .
Now=
..... ....
. ............
For. Project Manager
To: Monitor Tasks
RUN DATE: 01/06/93 STATE OF MISSISSIPPI PAGE: 115
REPORT ID: GFSAM003 SUB-ORG REPORT BY PROJECT
AS.. OF-12/31/0Z ..... .... .......
........... .......
.. ..........
. ... . .....
.::.. @. . .... . .............. . ...... ...........
... ...... . .........
... .. .....
.. .. . ...... . .. . FISHERS:
AGENCY ::::464 DEPT: OF:: WILOW: PKS:::::,
PROJECT: 33203
... .... PR NAME* JARDIJ WATERfQW@_AREA:.
8-31 ...
HRRING,::.@i:.*i:i:i::.i::::!:..,::.:::@::::@@::::::@.j:@:!:::::..,...
14TO YTD
SUB-ORG jV18 MTO YTD EXPENDED & EXPENDED &
qiW7NAM&
AD UFF1 REVEV RWNUE ENCUMBERED ENCUMB&BED VARIANCE
... ..........
-A: -:00,00
TOTAL FOR GlRtbUP
Cl IN-SERVICE TRAINING 00.00. 00.00 00.00 20.50 20.50
TOY" FOR:QlR(w
1;0
........ .....
Q2 GROUPM
224.-@: .........
ft . . .......
TOTAL FOR GROUP G_ 00.00- 00.00 00-00 224.50 224.50
HC ffGN8 LM: BOUNDARY MANMRS.%:;
me LEES
. . .. ..... 40.,
NG
SIPMENT:
HR TODIAL FUNCTIONS 00.00 00.w 117.80 117@80 117.80
Hl FACILITIES 00.00 00.00 60.18 141.07 141.07
H2 GROUNDS 00.00 ...... 20.94
7
A
TOTAL: FOR' GROUP
:16
Ll FOOD PLOTS (HERBACEOUSY 00.00 00.00 106.08 6,40 .1 21 6,401.21
L4 VEGETATION CONTROL (NON-CHEMIC 00.00 00.00 100.00 100.00 100.00
TOTAL FOR QftUP::L..--...`.'.'*,..'e.
... 00 00.':.:
00
N2 WILDLIFE MARXINQS:_d-.-..,,_.d..., 000100
32!.* -,::@::,32: 95
TOTAL FOR GROUP N 00.00 00.00 32.95 32.95 32.95
sm
T4 WILDLIFE /..FISHERIES..: NVENTORY:::
100 IW:.:
up:.rl@".''@.@....,.,...@..."@...
.207._
TO 00 00:@, :;: :.. :::::::: ,
TACPOR'61RO ..... .
TOTAL FORPROO @.33203 .... ........... .. .. ..... ....... ........... 0,
0
.. - ..., . .::-:45.
.............
.... ...... .. .... ....
.......... ........
. ..........
.. .........
...........
.. .. ... ....... .. ..... .....
... ......
............
... . .. ..................
............. ...
.... ......... .
.............. ............
g Xwe S:
propo OnSL
t Ing
e,: n" .. ....
Are we doing: th s in- ihe:@ Miala,
. . . .. .. L ... . . .
For: Project Manager
RUN DATE: 01 STATE OF MISSISSIPPI To: Monitor Program Effort PAGE: 115
REPORT ID: GMAX7 ACTIVITY REPORT BY PROJECT
...... .. .......... .....
T FISHERV:*@:P .............
AGENCY:: 464 @i:--:.IDEP -OF WILDLF@:.:
LOWER .::WMA:, ......
-PROJECT
.........
PROJECT MGR: LILLY
.............
T
... ...... . ......
MT
RE ENCUMB ..... ..
ACTIVITY
TUR
AR
CODE ERED I E.:::
-------- -------------- ------------- ------------- -------------- -------------
W WHITE-TAILED DEER, ..... ..... 4. 5.@: 1141:47
0&' 7, 2 7
-TURKEY
W :ALL DUCKS AND GEESE 9
Wng
0 ;00 .... . ..
. . @: 1 7
9 ALL GAME SPECIES. 0.80.11. 9 F7 Is
W858 ALLIGATOR 0: .00 0.00 18.4S 18.4S
W997 ALL GAME FISH.BIOTIC. & EDUC 0. 0.00 164.00 64*
W999 ALL PROGAAAs, 0.00 ........................... ...... 0.1.00 .... .......... ........................ ......... 0.
.. ........ .....
17
TOTAL:
CT 4iga ,i,@iii
PROJE
77
.... ...... ..
.... ........
.................. ..............
................
x: X.
. .... ...... .... ..
... . ..... ... ... . ... ... .... ..
..... . . .....
....... .. .. .. .
....... ......
.:sx
.............
17.wq: .......
................ .........
.. ........
. ... ...... I ... ...
.... ....... ...... ...I ...... ......
...... ........... .....
....... ..... . . . ...
........ ... . ...
:qx.
.. . . . ......
.................... ....... ....
... ..........
...... ..............
ivek.aret-ve:
Mat agency4ide: fp ing
..... .. .... .
.... . ........ .
.... .... ........ .......
........ ..
... . .........
.... .....
SIX
ATER.
@111 I 11MI$E I @V
35255 00932
A
111T
3 6668 14107 1847
| usgpo | 2024-06-24T00:12:47.822144 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/CZIC-ql84-22-m7-m57-1993/htm"
} |
BILLS-118hres1290ih | Recognizing June 12, 2024, as this year’s observance of Philippines Independence Day to honor the 126th anniversary of the independence of the Philippines. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1290 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1290
Recognizing June 12, 2024, as this year's observance of ``Philippines
Independence Day'' to honor the 126th anniversary of the independence
of the Philippines.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Mr. Moylan (for himself, Mr. Scott of Virginia, Mr. Bacon, Mr. Case,
Mr. Vargas, Mr. Sablan, and Mr. Issa) submitted the following
resolution; which was referred to the Committee on Foreign Affairs
_______________________________________________________________________
RESOLUTION
Recognizing June 12, 2024, as this year's observance of ``Philippines
Independence Day'' to honor the 126th anniversary of the independence
of the Philippines.
Whereas Congress commends the people of the Philippines for enduring through
struggle and hardship;
Whereas Congress supports increased public awareness of the events surrounding
the Philippine Declaration of Independence, and the vibrant and
beautiful culture of the Philippines; and
Whereas Congress supports the continuing development of the Filipino American
community as an integral part of America's cultural fabric: Now,
therefore, be it
Resolved, That the House of Representatives--
(1) recognizes the historic significance of the 126th
anniversary of the sovereign and independent country of the
Philippines on June 12, 1898;
(2) reaffirms the bonds of friendship and cooperation which
have existed between the United States and the Philippines and
commits to strengthening those bonds;
(3) reaffirms its support for the Philippines to defend its
internal security from terrorism;
(4) reaffirms its enduring support for the Philippines;
(5) recognizes the courage and bravery of the Filipino and
Filipino American servicemen and servicewomen who have fought
alongside and in the United States Armed Forces; and
(6) supports the recognition of ``Philippines Independence
Day''.
<all>
| usgpo | 2024-06-24T00:12:48.022287 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1290ih/htm"
} |
BILLS-118hres1289ih | Recognizing the contributions of academic medicine and observing Academic Medicine Week from June 10 through 14, 2024. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1289 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1289
Recognizing the contributions of academic medicine and observing
Academic Medicine Week from June 10 through 14, 2024.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Ms. Castor of Florida (for herself and Mr. Fitzpatrick) submitted the
following resolution; which was referred to the Committee on Energy and
Commerce
_______________________________________________________________________
RESOLUTION
Recognizing the contributions of academic medicine and observing
Academic Medicine Week from June 10 through 14, 2024.
Whereas the week of June 10 through 14, 2024, is designated Academic Medicine
Week to honor the contributions of academic medicine to medical
research, clinical care, medical education, and community health
nationwide;
Whereas academic medicine, the Nation's academic health systems and teaching
hospitals, medical schools, resident physicians, faculty physicians,
students, and researchers, serves a vital and unique role in the United
States health care system;
Whereas these providers and institutions, including the Association of American
Medical Colleges (``AAMC'') network of approximately 400 academic health
systems and teaching hospitals and 158 medical schools, focus on four
missions--
(1) educating and training the Nation's health care workforce;
(2) conducting groundbreaking medical research;
(3) delivering cutting-edge patient care, including care for the
sickest and most complex patients; and
(4) collaborating with communities to improve the health of communities
everywhere;
Whereas the AAMC leads and serves the United States medical schools, academic
health systems and teaching hospitals, and the millions of individuals
across academic medicine, including more than 193,000 full-time faculty
members, 96,000 medical students, 153,000 resident physicians, and
60,000 graduate students and postdoctoral researchers in the biomedical
sciences;
Whereas AAMC-member institutions drive medical research and innovation, and the
unique partnership between the National Institutes of Health (``NIH'')
and the Nation's medical schools and teaching hospitals, forged just
after World War II, deepens the understanding of the mechanisms of human
health and disease, leading to advancements in treatments, therapies,
and medical technologies that bring hope to patients and families;
Whereas, approximately 60 percent of all NIH extramural research is conducted by
AAMC-member institutions;
Whereas the AAMC continues to project that physician demand will grow faster
than supply (primarily driven by a growing, aging United States
population) leading to a projected total physician shortage of up to
86,000 physicians by 2036, action is needed now to address the physician
shortage and additionally, AAMC-member teaching health systems and
hospitals train over 70 percent of medical residents;
Whereas the AAMC believes that diversity in medical education and training is an
important component to helping ensure that all physicians are prepared
to serve the Nation regardless of their race, ethnicity, socioeconomic
status, or where they live;
Whereas progress has been made in growing the number of medical schools and
thus, the number of medical graduates since the academic year 2002-2003,
total medical school enrollment has grown by more than 38 percent as
medical schools have expanded class sizes and more than 32 new medical
schools have opened, more remains to be done to increase the reach of
medical education, especially in rural and underserved areas;
Whereas a key element of addressing the physician shortage and diversifying the
workforce is increasing Medicare support for graduate medical education,
which will help boost access to high-quality care, particularly for
rural and other underserved populations;
Whereas continued support is needed for the Health Resources and Services
Administration title VII health professions and title VIII nursing
programs, which play an important role in connecting students to health
careers by enhancing recruitment, education, training, and mentorship
opportunities;
Whereas the perspectives of learners have been represented and augmented through
the AAMC on important issues including the K-12 pathway to careers in
medicine, STEM education, student loans, and faculty mentorship, and
bipartisan approaches to strengthening medical education continues;
Whereas AAMC-member institutions equip medical students with the knowledge,
skills, behaviors, and attitudes that promote diversity, equity, and
inclusion to positively impact patients, students, health care
organizations, and society generally by improving the clinical learning
environment, health care quality, health outcomes, and patient
satisfaction;
Whereas medical schools and academic health systems teaching and hospitals
collaborate and share expertise, resources, and responsibility within
their communities for achieving shared goals;
Whereas through interactions built on trust, mutual respect, cultural humility,
and mutual benefit, medical schools and teaching hospitals work with
communities on activities that include community-based service learning,
community-engaged research, and community-driven health services
delivery;
Whereas AAMC-member institutions and the Department of Veterans Affairs (``VA'')
have forged and maintained a 78-year partnership, built on the shared
missions of education, health care, and medical research, which has
improved the lives of veterans and improved health equity for veterans
by ensuring ensured they have access to advanced health care;
Whereas through this historic collaboration, the VA has become the largest
single provider of medical training in the country, with approximately
70 percent of all physicians in the United States completing at least
part of their training in VA facilities;
Whereas medical schools and academic health systems and teaching hospitals
contributed more than $728 billion in gross domestic product (``GDP''),
3.2 percent of the United States GDP, in 2019, an economic impact
comparable in size to other important sectors such as transportation,
warehousing, and accommodation and food services;
Whereas AAMC-member institutions generate approximately $2,218 in economic
impact per person and supported more than 7.1 million jobs in the United
States across multiple industries, which was approximately 4.4 percent
of the 2019 labor force nationwide, and paid an average of more than
$68,000 in wages, salaries, and benefits per job;
Whereas academic medicine's four mission areas are so deeply interconnected that
inadequate financing or reductions in support for one mission area limit
the effectiveness of the others;
Whereas cutting funding to academic medicine inhibits support for the education,
research, and community collaboration missions; and
Whereas cutting funding for medical research leads to fewer lifesaving
advancements, which results in poorer patient health outcomes and by
maintaining predictable and reliable investments in medical research,
physician training, and patient care, it improves the health of the
Nation: Now, therefore, be it
Resolved, That the House of Representatives--
(1) supports the designation of ``Academic Medicine Week'';
(2) affirms the unique and critical impact of academic
medicine on patients and communities nationwide;
(3) recognizes the importance of ensuring strong Federal
support for programs that support academic medicine's
leadership in medical research, cutting-edge patient care,
innovative medical education, and critical community
collaborations; and
(4) encourages the people of the United States to recognize
the critical role of the Nation's medical schools and academic
health systems and teaching hospitals in improving the health
of all.
<all>
| usgpo | 2024-06-24T00:12:48.270589 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1289ih/htm"
} |
BILLS-118hres1288ih | Condemning certain members of the intelligence community. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1288 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1288
Condemning certain members of the intelligence community.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Mr. Burchett submitted the following resolution; which was referred to
the Committee on House Administration
_______________________________________________________________________
RESOLUTION
Condemning certain members of the intelligence community.
Whereas, on October 14, 2020, a news outlet published a story revealing that
Hunter Biden's laptop contained emails suggesting Hunter Biden provided
Ukrainian energy officials access to meet then-Vice President Joseph R.
Biden;
Whereas, on October 19, 2020, fifty-one individuals who served in senior
positions in the intelligence community and other administrative
positions, including James Clapper, John Brennan, Mike Hayden, Leon
Panetta, Thomas Finger, Rick Ledgett, John McLaughlin, Michael Morell,
Mike Vickers, Doug Wise, Nick Rasmussen, Russ Travers, Andy Liepman,
John Moseman, Larry Pfeiffer, Jeremy Bash, Rodney Snyder, Glenn
Gerstell, David B. Buckley, Nada Bakos, Patty Brandmaier, James B.
Bruce, David Cariens, Paul Kolbe, Peter Corsell, Brett Davis, Roger Zane
George, Steven L. Hall, Kent Harrington, Don Hepburn, Timothy D.
Kilbourn, Ron Marks, Jonna Hiestand Mendez, Emile Nakhleh, Gerald A.
O'Shea, David Priess, Pam Purcilly, Marc Polymeropoulos, Chris Savos,
Nick Shapiro, John Sipher, Stephen Slick, Cynthia Strand, Greg Tarbell,
David Terry, Greg Treverton, John Tullius, David A. Vanell, Winston
Wiley, Janice Cariens, and Kristin Wood, released a public letter
regarding Hunter Biden's laptop and the emails therein;
Whereas the letter stated, ``emails purportedly belonging to Vice President
Biden's son Hunter, much of it related to his time serving on the board
of the Ukrainian gas company Burisma, has all the classic earmarks of a
Russian information operation'';
Whereas the Committee on Oversight and Accountability of the House of
Representatives confirmed that Hunter Biden exchanged emails with Devon
Archer regarding a trip to Ukraine by then-Vice President Biden, in
which Hunter Biden stated, ``the announcement of my guy's upcoming
travels should be characterized as part of our advice and thinking'';
and
Whereas the United States Department of Justice has since recognized the
laptop's authenticity in United States of America v. Robert Hunter
Biden, and United States prosecutors have introduced it as evidence in a
criminal trial: Now, therefore, be it
Resolved, That the House of Representatives--
(1) recognizes--
(A) the authenticity of Hunter Biden's laptop;
(B) that the former officials listed above released
the public letter within one month of a Presidential
election;
(C) that the statements in the public letter were
meant to discredit the laptop story; and
(D) that the former officials listed above abused
their previous credentials to make misleading and
unfounded claims to the American public; and
(2) condemns the former officials listed above for
interfering in the 2020 Presidential election.
<all>
| usgpo | 2024-06-24T00:12:48.401726 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1288ih/htm"
} |
BILLS-118hres1286ih | Supporting the role of the United States in helping save the lives of children and protecting the health of people in low-income countries with vaccines and immunization through Gavi, the Vaccine Alliance (Gavi). | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1286 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. RES. 1286
Supporting the role of the United States in helping save the lives of
children and protecting the health of people in low-income countries
with vaccines and immunization through Gavi, the Vaccine Alliance
(``Gavi'').
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Mr. Kean of New Jersey (for himself, Mr. Amo, Ms. Salazar, and Ms.
Jacobs) submitted the following resolution; which was referred to the
Committee on Foreign Affairs
_______________________________________________________________________
RESOLUTION
Supporting the role of the United States in helping save the lives of
children and protecting the health of people in low-income countries
with vaccines and immunization through Gavi, the Vaccine Alliance
(``Gavi'').
Whereas, prior to 2000, the distribution of and the resources for vaccines for
children in the developing world were declining, immunization rates were
stagnant or decreasing, and nearly 10,000,000 children died each year
before reaching their 5th birthday;
Whereas, prior to 2000, it was common for new lifesaving vaccines to take up to
15 years to be introduced in the world's most impoverished countries;
Whereas access to routine immunization and vaccines protects children from
deadly but preventable diseases and contributes to national economic
growth and poverty reduction by ensuring people live longer, healthier,
and more productive lives;
Whereas, in 2000, the United States, the United Nations Children's Fund
(UNICEF), the World Health Organization (WHO), the World Bank,
government donors, lower-income country governments, foundations
(including the Bill & Melinda Gates Foundation), the private sector
(including the vaccine industry), faith-based organizations, civil
society, and other partners joined forces to create a public-private
partnership now known as Gavi, the Vaccine Alliance, in order to expand
access to new and underused vaccines and support the introduction and
scaleup of these vaccines into routine immunization systems in the
world's most impoverished countries;
Whereas, from 2000 through 2022, with support from the United States, and other
donors and partners, Gavi has supported country-led vaccine initiatives
in 78 countries to support the immunization of more than 1,000,000,000
additional children and averted an estimated 17,300,000 deaths in the
world's most impoverished countries;
Whereas Gavi has been a major contributor in reducing the number of childhood
deaths in lower-income countries due to vaccine-preventable disease by
70 percent since 2000;
Whereas country ownership and sustainability are at the core of the Gavi model,
which requires Gavi-eligible countries to contribute to a portion of
vaccine costs and directly invest in immunizing children, and Gavi-
supported countries contributed more than $1,500,000,000 to immunization
campaigns between 2008 and 2022;
Whereas 78 low-income countries currently provide co-financing for new and
underused vaccines supported by Gavi, more than 19 countries have
transitioned from Gavi support by the end of 2022, and an additional 10
countries may transition by 2040, moving toward fully funding their
immunization programs;
Whereas Gavi has transformed the market for vaccines by matching pooled demand
from low-income countries with secure, predictable financing to make
vaccines more affordable and supply more reliable, reducing the price of
the most common vaccines by 24 percent from 2015 to 2020 and increasing
the number of global vaccine manufacturers selling pre-qualified Gavi-
supported vaccines to the world's most impoverished countries from 5 in
2001 to 18 in 2018;
Whereas Gavi estimates that its market shaping efforts will result in savings of
over $900,000,000 from 2021 to 2025 and may encourage research and
development of new vaccines;
Whereas Gavi is poised to provide the most comprehensive package of support in
the 2021 to 2025 period by financing and delivering 18 vaccines to the
world's most impoverished countries;
Whereas Gavi, the African Union, and the Africa Centers for Disease Control
(Africa CDC) have jointly established the African Vaccine Manufacturing
Accelerator (AVMA) to provide innovative financing to expand sustainably
vaccine manufacturing capacity in Africa and improve the region's
resilience in the face of pandemics, outbreaks, and other health
emergencies, while preserving the health of vaccine markets globally;
Whereas Gavi is collaborating with the Global Polio Eradication Initiative on
the final push to end polio, and expanding the integration of the
inactivated polio vaccine into routine immunization programs;
Whereas Gavi has made significant progress in supporting the development and
stockpiling of effective vaccines to combat cholera, measles,
meningococcal, yellow fever, and Ebola, which could also protect
Americans in the event of an outbreak on United States soil;
Whereas malaria is one of most long-standing and deadliest diseases in Africa,
and in 2022, malaria killed an estimated 580,000 children in Africa, 78
percent of whom were children under five;
Whereas Gavi has begun deliveries of new malaria vaccines and will expand the
program to dozens of countries as vaccine supply becomes available;
Whereas Gavi recently allocated 18,000,000 doses of the malaria vaccine RTS,S in
2023 and 2024, the World Health Organization estimates that at least
40,000,000 to 60,000,000 doses will be needed annually by 2026 and
80,000,000 to 100,000,000 doses will be needed by 2030;
Whereas Gavi is supporting expanded procurement, access, and implementation of
new malaria vaccine programs to help meet rising demand;
Whereas data from malaria vaccine trials indicate that these vaccines can save
one life for every 200 children vaccinated, with the potential for
significantly impacting public health and saving tens of thousands of
lives annually;
Whereas Gavi supports the strengthening of health systems to ensure effective
immunization and health services, including through the provision of
cold chain equipment that can also be effectively repurposed for
emergency response, as was demonstrated during the COVID-19 pandemic;
Whereas, through COVAX, Gavi and global partners delivered nearly 2,000,000,000
doses of COVID-19 vaccines to 146 economies, and averted an estimated
2,700,000 deaths in Advance Market Commitment lower-income participating
economies;
Whereas Gavi is providing additional vaccine support to address health service
interruptions that occurred during the COVID-19 pandemic and contributed
to the largest backslide in routine childhood immunization in 30 years,
and is also focusing on the 14,000,000 ``zero-dose'' children in Gavi-
supported countries who had not received a single vaccine;
Whereas vaccines programs are widely regarded as high-impact, evidence-based
interventions and are among the most efficient, cost-effective, and
successful health initiatives in history, returning over $50 in health
and economic savings for every $1 invested in Gavi-supported countries;
Whereas the prevention of infectious disease through immunization in Gavi-
eligible countries provides protection and health security in the United
States by reducing the prevalence of infectious diseases and stemming
outbreaks at their source;
Whereas United States investment in Gavi complements and enhances the
effectiveness of other United States investments in global health,
particularly in maternal and child health and nutrition;
Whereas Gavi is committed to working with partners, including United States
bilateral programs administrated by the United States Agency for
International Development (``USAID'') and the Centers for Disease
Control and Prevention (``CDC''), to ensure children in developing
nations have access to lifesaving vaccines and immunizations;
Whereas Gavi's next strategic cycle will cover the strategic period of 2026 to
2030, which will include the expansion of Gavi's malaria program;
Whereas the launches of the Gavi's Investment Opportunity for 2026 through 2030
and AVMA will be held in June 2024 and co-hosted by the Government of
France, African Union, and Africa CDC to obtain funding commitments;
Whereas the United States has consistently supported the goal of saving lives by
contributing annually to Gavi to meet its projected replenishment and
program goals;
Whereas with this support and support from other donors, Gavi will have
contributed $220,500,000,000 in economic benefits in Gavi countries as
of 2022, with each $1 invested yielding $54 return on investment; and
Whereas an increased commitment from the United States remains necessary to
ensure predictability and stability to the vaccine market, to enable
strong global health security efforts, spur confidence in Gavi-eligible
countries, and encourage continued innovative vaccine-related
approaches: Now, therefore, be it
Resolved, That the House of Representatives--
(1) affirms the continued support of the United States
Government for the purchase of vaccines for low-income
countries through Gavi as a cost-effective, efficient means to
reduce mortality and as a critical component of meeting the
United States goal to end preventable child and maternal
deaths;
(2) supports the principles and goals of Gavi to--
(A) introduce and scale up new and routine
immunizations in low-income countries;
(B) improve sustainability of immunization
programs;
(C) ensure healthy markets for vaccines and related
products; and
(D) strengthen health systems to increase equity in
immunization;
(3) recognizes that United States Government support for
Gavi is a critical component to ensuring health security in the
United States;
(4) encourages the continued use of USAID maternal and
child health and CDC global immunization resources to
strengthen local public health capacity to introduce and
sustain new and underutilized vaccines supported by Gavi
through routine immunization systems;
(5) recognizes the need for multiyear pledges from the
United States to allow Gavi to maximize its impact to provide
lifesaving vaccines and to leverage contributions from other
countries and donors; and
(6) encourages continued increased commitment and
investment by the United States Government to Gavi in the 2026
to 2030 strategic period in order to ensure that lives are
protected and saved through access to vaccines and
immunizations.
<all>
| usgpo | 2024-06-24T00:12:48.780510 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1286ih/htm"
} |
BILLS-118hconres112ih | Congressional Bipartisan Seating Resolution | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Con. Res. 112 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. CON. RES. 112
Requiring Members of Congress and Senators to be seated next to Members
or Senators of opposing parties during meetings or hearings of
committees of Congress.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Ms. Porter submitted the following concurrent resolution; which was
referred to the Committee on Rules
_______________________________________________________________________
CONCURRENT RESOLUTION
Requiring Members of Congress and Senators to be seated next to Members
or Senators of opposing parties during meetings or hearings of
committees of Congress.
Resolved by the House of Representatives (the Senate concurring),
SECTION 1. SHORT TITLE.
This resolution may be cited as the ``Congressional Bipartisan
Seating Resolution''.
SEC. 2. REQUIRING MEMBERS ATTENDING HOUSE COMMITTEE MEETINGS AND
HEARINGS TO BE SEATED NEXT TO MEMBERS OF OPPOSING
PARTIES.
(a) Requirement.--To the greatest extent practicable, a Member of
the House of Representatives who is a member of a committee of the
House of Representatives shall be seated next to a Member of the
opposing party when the Member attends a meeting or hearing of the
committee.
(b) Regulations.--The Committee on Rules of the House of
Representatives shall promulgate such regulations as may be necessary
to carry out this section.
SEC. 3. REQUIRING SENATORS ATTENDING SENATE COMMITTEE MEETINGS AND
HEARINGS TO BE SEATED NEXT TO SENATORS OF OPPOSING
PARTIES.
(a) Requirement.--To the greatest extent practicable, a Senator who
is a member of a committee of the Senate shall be seated next to a
Senator of the opposing party when the Senator attends a meeting or
hearing of the committee.
(b) Regulations.--The Committee on Rules and Administration of the
Senate shall promulgate such regulations as may be necessary to carry
out this section.
SEC. 4. REQUIRING MEMBERS AND SENATORS ATTENDING JOINT COMMITTEE
HEARINGS TO BE SEATED NEXT TO MEMBERS OR SENATORS OF
OPPOSING PARTIES.
(a) Requirement.--To the greatest extent practicable, a Member of
the House of Representatives who is a member of a joint committee of
the Congress shall be seated next to a Member of the opposing party
when the Member attends a meeting or hearing of the committee, and
Senator who is a member of a joint committee of the Congress shall be
seated next to a Senator of the opposing party when the Senator attends
a meeting or hearing of the committee.
(b) Regulations.--The Committee on Rules of the House of
Representatives and the Committee on Rules and Administration of the
Senate shall promulgate jointly such regulations as may be necessary to
carry out this section.
<all>
| usgpo | 2024-06-24T00:12:48.999918 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hconres112ih/htm"
} |
BILLS-118hconres111ih | Majority Rule Resolution | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Con. Res. 111 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. CON. RES. 111
Providing for certain procedures for bringing debate to a close on any
question in the House of Representatives and Senate, and for other
purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Ms. Porter submitted the following concurrent resolution; which was
referred to the Committee on Rules
_______________________________________________________________________
CONCURRENT RESOLUTION
Providing for certain procedures for bringing debate to a close on any
question in the House of Representatives and Senate, and for other
purposes.
Resolved by the House of Representatives (the Senate concurring),
SECTION 1. SHORT TITLE.
This resolution may be cited as the ``Majority Rule Resolution''.
SEC. 2. PROCEDURES FOR CONSIDERATION OF BILLS AND RESOLUTIONS.
(a) In General.--Notwithstanding any provision of the Rules of the
House of Representatives or the Standing Rules of the Senate, the House
of Representatives and the Senate may not require that more than a
majority of the Members of either House of Congress voting, a quorum
being present, is required to bring debate to a close on any question
in such House.
(b) Rules of House of Representatives and Senate.--This section is
enacted by Congress--
(1) as an exercise of the rulemaking power of the Senate
and House of Representatives, respectively, and as such is
deemed a part of the rules of each House, respectively, but
applicable only with respect to the procedure to be followed in
that House in the case of the bill or joint resolution
involved, and supersede other rules only to the extent that it
is inconsistent with such rules; and
(2) with full recognition of the constitutional right of
either House to change the rules (so far as relating to the
procedure of that House) at any time, in the same manner, and
to the same extent as in the case of any other rule of that
House.
<all>
| usgpo | 2024-06-24T00:12:49.170953 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hconres111ih/htm"
} |
BILLS-118hres1287rh | Providing for consideration of the bill (H.R. 8070) to authorize appropriations for fiscal year 2025 for military activities of the Department of Defense, for military construction, and for defense activities of the Department of Energy, to prescribe military personnel strengths for such fiscal year; relating to the consideration of House Report 118–527 and an accompanying resolution; and for other purposes. | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1287 Reported in House (RH)]
<DOC>
House Calendar No. 82
118th CONGRESS
2d Session
H. RES. 1287
[Report No. 118-551]
Providing for consideration of the bill (H.R. 8070) to authorize
appropriations for fiscal year 2025 for military activities of the
Department of Defense, for military construction, and for defense
activities of the Department of Energy, to prescribe military personnel
strengths for such fiscal year; relating to the consideration of House
Report 118-527 and an accompanying resolution; and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Mr. Austin Scott of Georgia, from the Committee on Rules, reported the
following resolution; which was referred to the House Calendar and
ordered to be printed
_______________________________________________________________________
RESOLUTION
Providing for consideration of the bill (H.R. 8070) to authorize
appropriations for fiscal year 2025 for military activities of the
Department of Defense, for military construction, and for defense
activities of the Department of Energy, to prescribe military personnel
strengths for such fiscal year; relating to the consideration of House
Report 118-527 and an accompanying resolution; and for other purposes.
Resolved, That at any time after adoption of this resolution the
Speaker may, pursuant to clause 2(b) of rule XVIII, declare the House
resolved into the Committee of the Whole House on the state of the
Union for consideration of the bill (H.R. 8070) to authorize
appropriations for fiscal year 2025 for military activities of the
Department of Defense, for military construction, and for defense
activities of the Department of Energy, to prescribe military personnel
strengths for such fiscal year. The first reading of the bill shall be
dispensed with. All points of order against consideration of the bill
are waived. General debate shall be confined to the bill and amendments
specified in this section and shall not exceed one hour equally divided
and controlled by the chair and ranking minority member of the
Committee on Armed Services or their respective designees. After
general debate the bill shall be considered for amendment under the
five-minute rule. In lieu of the amendment in the nature of a
substitute recommended by the Committee on Armed Services now printed
in the bill, an amendment in the nature of a substitute consisting of
the text of Rules Committee Print 118-36, modified by the amendment
printed in part A of the report of the Committee on Rules accompanying
this resolution, shall be considered as adopted in the House and in the
Committee of the Whole. The bill, as amended, shall be considered as
the original bill for the purpose of further amendment under the five-
minute rule and shall be considered as read. All points of order
against provisions in the bill, as amended, are waived.
Sec. 2. (a) No further amendment to H.R. 8070, as amended, shall be
in order except those printed in part B of the report of the Committee
on Rules accompanying this resolution and amendments en bloc described
in section 3 of this resolution.
(b) Each further amendment printed in part B of the report of the
Committee on Rules shall be considered only in the order printed in the
report, may be offered only by a Member designated in the report, shall
be considered as read, shall be debatable for the time specified in the
report equally divided and controlled by the proponent and an opponent,
shall not be subject to amendment, and shall not be subject to a demand
for division of the question in the House or in the Committee of the
Whole.
(c) All points of order against further amendments printed in part
B of the report of the Committee on Rules or against amendments en bloc
described in section 3 of this resolution are waived.
Sec. 3. It shall be in order at any time for the chair of the
Committee on Armed Services or his designee to offer amendments en bloc
consisting of further amendments printed in part B of the report of the
Committee on Rules accompanying this resolution not earlier disposed
of. Amendments en bloc offered pursuant to this section shall be
considered as read, shall be debatable for 40 minutes equally divided
and controlled by the chair and ranking minority member of the
Committee on Armed Services or their respective designees, shall not be
subject to amendment, and shall not be subject to a demand for division
of the question in the House or in the Committee of the Whole.
Sec. 4. At the conclusion of consideration of H.R. 8070 for
amendment the Committee shall rise and report the bill, as amended, to
the House with such further amendments as may have been adopted. The
previous question shall be considered as ordered on the bill, as
amended, and on any further amendment thereto to final passage without
intervening motion except one motion to recommit.
Sec. 5. If House Report 118-527 is called up by direction of the
Committee on the Judiciary: (a) all points of order against the report
are waived and the report shall be considered as read; and (b)(1) an
accompanying resolution offered by direction of the Committee on the
Judiciary shall be considered as read and shall not be subject to a
point of order; and (2) the previous question shall be considered as
ordered on such resolution to adoption without intervening motion or
demand for division of the question except one hour of debate equally
divided and controlled by the chair and ranking minority member of the
Committee on the Judiciary or their respective designees.
Sec. 6. Upon adoption of the resolution accompanying House Report
118-527, the resolution accompanying House Report 118-533 is hereby
adopted.
House Calendar No. 82
118th CONGRESS
2d Session
H. RES. 1287
[Report No. 118-551]
_______________________________________________________________________
RESOLUTION
Providing for consideration of the bill (H.R. 8070) to authorize
appropriations for fiscal year 2025 for military activities of the
Department of Defense, for military construction, and for defense
activities of the Department of Energy, to prescribe military personnel
strengths for such fiscal year; relating to the consideration of House
Report 118-527 and an accompanying resolution; and for other purposes.
_______________________________________________________________________
June 11, 2024
Referred to the House Calendar and ordered to be printed
| usgpo | 2024-06-24T00:12:49.545628 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hres1287rh/htm"
} |
BILLS-118hconres110ih | Legislative Proxy and Absence Accommodation Resolution | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H. Con. Res. 110 Introduced in House (IH)]
<DOC>
118th CONGRESS
2d Session
H. CON. RES. 110
Establishing grounds under which Members of Congress may vote by proxy
and remotely attend committee proceedings in the event of illness, a
death in the family, jury service, military service, and other
emergency situations, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
June 11, 2024
Ms. Porter submitted the following concurrent resolution; which was
referred to the Committee on Rules
_______________________________________________________________________
CONCURRENT RESOLUTION
Establishing grounds under which Members of Congress may vote by proxy
and remotely attend committee proceedings in the event of illness, a
death in the family, jury service, military service, and other
emergency situations, and for other purposes.
Resolved by the House of Representatives (the Senate concurring),
SECTION 1. SHORT TITLE.
This resolution may be cited as the ``Legislative Proxy and Absence
Accommodation Resolution''.
SEC. 2. PERMITTING PROXY VOTING AND REMOTE ATTENDANCE AT COMMITTEE
PROCEEDINGS FOR MEMBERS OF THE HOUSE OF REPRESENTATIVES
IN CERTAIN CASES.
(a) Proxy Voting.--Rule III of the Rules of the House of
Representatives is amended--
(1) in clause 2(a), by striking ``A Member may not'' and
inserting ``Except as provided in clause 4, a Member may not'';
(2) in clause 2(b), by striking ``No other person may'' and
inserting ``Except as provided in clause 4, no other person
may''; and
(3) by adding at the end the following new clause:
``Proxy voting
``4.(a) If any of the grounds described in paragraph (b) applies to
a Member, such Member may designate another Member as a proxy who may
cast the vote of such Member or record the presence of such Member in
the House if such Member submits to the Clerk a signed letter (which
may be in electronic form)--
``(1) certifying that one of those grounds applies to such
Member; and
``(2) specifying by name the other Member who is designated
as a proxy for such Member.
``(b) The grounds described in this paragraph with respect to a
Member are as follows:
``(1) Any of the grounds under which an eligible employee
is entitled to leave under subparagraphs (A) through (E) of
section 102(a)(1) of the Family and Medical Leave Act of 1993
(29 U.S.C. 2612(a)(1)), but only if the Member includes with
the signed letter required under this paragraph such
documentation as the Clerk may require.
``(2) An illness of the Member which would not be treated
as a serious health condition under section 102(a)(1)(D) of the
Family and Medical Leave Act of 1993 (29 U.S.C. 2612(a)(1)(D))
if the Member were an eligible employee under such Act, except
that the number of days during which a Member may designate a
proxy under this clause on the basis of this subparagraph in a
calendar year may not exceed 7.
``(3) The summoning of the Member, in connection with a
judicial proceeding, by a court or authority responsible for
the conduct of that proceeding, to serve as a juror, but only
if the Member includes with the signed letter required under
this paragraph such documentation of the summoning as the Clerk
may require.
``(4) The death of a family member, except that the number
of consecutive days during which a Member may designate a proxy
under this clause on the basis of this subparagraph with
respect to a family member may not exceed 4. For purposes of
this subparagraph, the term `family member' means a spouse
(including a domestic partner) and a spouse's parent; a child
and a child's spouse; a parent and a parent's spouse; a sibling
and a sibling's spouse; a grandparent, a grandchild, or a
spouse of a grandparent or grandchild; and any other individual
who is related by blood or affinity and whose association with
the individual is the equivalent of a family relationship under
regulations issued by the Committee on House Administration.
``(5) The Member is absent by reason of service in the
uniformed services, as defined in section 4303(13) of title 38,
United States Code, except that the number of days during which
a Member may designate a proxy under this clause on the basis
of this subparagraph in a calendar year may not exceed 15 in
the case of service consisting of active duty, active duty for
training, and inactive duty training and may not exceed 22 days
in the case of service consisting of State active duty in
response to a national emergency or a major disaster referred
to in such section. A Member may designate a proxy under this
clause on the basis of this subparagraph only if the Member
includes with the signed letter required under this paragraph
such documentation of the service as the Clerk may require.
``(6) The Member is prevented from safely traveling to or
performing work at the location of the committee proceeding due
to--
``(A) an act of God;
``(B) a terrorist attack; or
``(C) another condition that prevents the Member
from safely traveling to or performing work at the
location of the proceeding.
``(c) The Clerk shall maintain an updated list of the following
information, and shall make such list publicly available in electronic
form:
``(1) The designations submitted or in effect under
paragraph (a).
``(2) With respect to each Member who designated a proxy
under paragraph (a)--
``(A) the number of days for which the Member
designated a proxy; and
``(B) the grounds under paragraph (b) on which the
Member designated the proxy.
``(d) Any Member whose vote is cast or whose presence is recorded
by a designated proxy under this clause shall be counted for the
purpose of establishing a quorum under the rules of the House.''.
(b) Remote Attendance at Committee Proceedings.--Rule XI of the
Rules of the House of Representatives is amended by adding at the end
the following new clause:
``Remote attendance at committee proceedings in certain cases
``7.(a) Notwithstanding any other provision of this rule, if any of
the grounds described in paragraph (b) applies to a Member and such
Member has submitted to the Clerk a signed letter (which may be in
electronic form) certifying that one of those grounds applies to such
Member--
``(1) such Member may participate remotely during in-person
committee proceedings, including by casting a vote or recording
such Member's presence remotely;
``(2) such remote participation shall not be considered an
absence for purposes of clause 5(c) of rule X or clause 2(d) of
rule XI; and
``(3) such Member shall be counted for the purpose of
establishing a quorum under the rules of the House and the
committee.
``(b) The grounds described in this paragraph with respect to a
Member are as follows:
``(1) Any of the grounds under which an eligible employee
is entitled to leave under subparagraphs (A) through (E) of
section 102(a)(1) of the Family and Medical Leave Act of 1993
(29 U.S.C. 2612(a)(1)), but only if the Member includes with
the signed letter required under this paragraph such
documentation as the Clerk may require.
``(2) An illness of the Member which would not be treated
as a serious health condition under section 102(a)(1)(D) of the
Family and Medical Leave Act of 1993 (29 U.S.C. 2612(a)(1)(D))
if the Member were an eligible employee under such Act, except
that the number of days during which a Member may participate
remotely under this clause on the basis of this subparagraph in
a calendar year may not exceed 7.
``(3) The summoning of the Member, in connection with a
judicial proceeding, by a court or authority responsible for
the conduct of that proceeding, to serve as a juror, but only
if the Member includes with the signed letter required under
this paragraph such documentation of the summoning as the Clerk
may require.
``(4) The death of a family member, except that the number
of consecutive days during which a Member may participate
remotely under this clause on the basis of this subparagraph
with respect to a family member may not exceed 4. For purposes
of this subparagraph, the term `family member' means a spouse
(including a domestic partner) and a spouse's parent; a child
and a child's spouse; a parent and a parent's spouse; a sibling
and a sibling's spouse; a grandparent, a grandchild, or a
spouse of a grandparent or grandchild; and any other individual
who is related by blood or affinity and whose association with
the individual is the equivalent of a family relationship under
regulations issued by the Committee on House Administration.
``(5) The Member is absent by reason of service in the
uniformed services, as defined in section 4303(13) of title 38,
United States Code, except that the number of days during which
a Member may participate remotely under this clause on the
basis of this subparagraph in a calendar year may not exceed 15
in the case of service consisting of active duty, active duty
for training, and inactive duty training and may not exceed 22
days in the case of service consisting of State active duty in
response to a national emergency or a major disaster referred
to in such section. A Member may participate remotely under
this clause on the basis of this subparagraph only if the
Member includes with the signed letter required under this
paragraph such documentation of the service as the Clerk may
require.
``(6) The Member is prevented from safely traveling to or
performing work at the location of the committee proceeding due
to--
``(A) an act of God;
``(B) a terrorist attack; or
``(C) another condition that prevents the Member
from safely traveling to or performing work at the
location of the proceeding.
``(c) The Clerk shall maintain an updated list of the following
information, and shall make such list publicly available in electronic
form:
``(1) The Members who are eligible to participate remotely
under this clause.
``(2) With respect to each such Member--
``(A) the number of days for which the Member
participated remotely; and
``(B) the grounds under paragraph (b) on which the
Member participated remotely.''.
SEC. 3. PERMITTING PROXY VOTING AND REMOTE ATTENDANCE AT COMMITTEE
PROCEEDINGS FOR SENATORS IN CERTAIN CASES.
(a) Proxy Voting.--
(1) Authorizing designation of proxies.--Notwithstanding
any other provision of any of the Standing Rules of the Senate,
if any of the grounds described in subsection (c) applies to a
Senator, such Senator may designate another Senator as a proxy
who may cast the vote of such Senator or record the presence of
such Senator in the Senate if such Senator submits to the
Secretary of the Senate a signed letter (which may be in
electronic form)--
(A) certifying that one of those grounds applies to
such Senator; and
(B) specifying by name the other Senator who is
designated as a proxy for such Senator.
(2) Determination of quorum.--Any Senator whose vote is
cast or whose presence is recorded by a designated proxy under
this section shall be counted for the purpose of establishing a
quorum under the Standing Rules of the Senate.
(b) Remote Attendance at Committee Proceedings.--Notwithstanding
any other provision of any of the Standing Rules of the Senate, if any
of the grounds described in subsection (c) applies to a Senator, and
such Senator has submitted to the Secretary of the Senate a signed
letter (which may be in electronic form) certifying that one of those
grounds applies to such Senator, such Senator may participate remotely
during in-person committee proceedings, including by casting a vote or
recording such Senator's presence remotely, and--
(1) such remote participation shall not be considered an
absence for purposes of any provision of the Standing Rules of
the Senate; and
(2) a Senator participating remotely pursuant to this
subsection shall be counted for the purpose of establishing a
quorum under the Standing Rules of the Senate and the
committee.
(c) Grounds Described.--The grounds described in this subsection
with respect to a Senator are as follows:
(1) Any of the grounds under which an eligible employee is
entitled to leave under subparagraphs (A) through (E) of
section 102(a)(1) of the Family and Medical Leave Act of 1993
(29 U.S.C. 2612(a)(1)), but only if the Member includes with
the signed letter required under this paragraph such
documentation as the Secretary may require.
(2) An illness of the Senator which would not be treated as
a serious health condition under section 102(a)(1)(D) of the
Family and Medical Leave Act of 1993 (29 U.S.C. 2612(a)(1)(D))
if the Senator were an eligible employee under such Act, except
that the number of days during which a Senator may designate a
proxy under subsection (a) or may participate remotely under
subsection (b) on the basis of this paragraph in a calendar
year may not exceed 7.
(3) The summoning of the Senator, in connection with a
judicial proceeding, by a court or authority responsible for
the conduct of that proceeding, to serve as a juror, but only
if the Senator includes with the signed letter required under
this paragraph such documentation of the summoning as the Clerk
may require.
(4) The death of a family member, except that the number of
consecutive days during which a Senator may designate a proxy
under subsection (a) or may participate remotely under
subsection (b) on the basis of this paragraph with respect to a
family member may not exceed 4. For purposes of this paragraph,
the term ``family member'' means a spouse (including a domestic
partner) and a spouse's parent; a child and a child's spouse; a
parent and a parent's spouse; a sibling and a sibling's spouse;
a grandparent, a grandchild, or a spouse of a grandparent or
grandchild; and any other individual who is related by blood or
affinity and whose association with the individual is the
equivalent of a family relationship under regulations issued by
the Committee on Rules and Administration.
(5) The Senator is absent by reason of service in the
uniformed services, as defined in section 4303(13) of title 38,
United States Code, except that the number of days during which
a Senator may designate a proxy under subsection (a) or may
participate remotely under subsection (b) on the basis of this
paragraph in a calendar year may not exceed 15 in the case of
service consisting of active duty, active duty for training,
and inactive duty training and may not exceed 22 days in the
case of service consisting of State active duty in response to
a national emergency or a major disaster referred to in such
section. A Senator may designate a proxy under subsection (a)
or may participate remotely under subsection (b) on the basis
of this paragraph only if the Senator includes with the signed
letter required under such subsections such documentation of
the service as the Secretary may require.
(6) The Senator is prevented from safely traveling to or
performing work at the location of the committee proceeding due
to--
(A) an act of God;
(B) a terrorist attack; or
(C) another condition that prevents the Senator
from safely traveling to or performing work at the
location of the proceeding.
(d) Maintenance of Information by Secretary.--The Secretary shall
maintain an updated list of the following information, and shall make
such list publicly available in electronic form:
(1) The designations of proxies submitted or in effect
under subsection (a).
(2) With respect to each Senator who designated a proxy
under subsection (a)--
(A) the number of days for which the Senator
designated a proxy; and
(B) the grounds under subsection (c) on which the
Senator designated the proxy.
(3) The Senators who are eligible to participate remotely
under subsection (b).
(4) With respect to each Senator who is eligible to
participate remotely under subsection (b)--
(A) the number of days for which the Senator
participated remotely; and
(B) the grounds under subsection (c) on which the
Senator participated remotely.
<all>
| usgpo | 2024-06-24T00:12:49.671310 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hconres110ih/htm"
} |
BILLS-118hr7988rh | Small Business Procurement and Utilization Reform Act of 2024; SPUR Act | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 7988 Reported in House (RH)]
<DOC>
Union Calendar No. 453
118th CONGRESS
2d Session
H. R. 7988
[Report No. 118-547]
To amend the Small Business Act to include requirements relating to new
small business entrants in the scorecard program, and for other
purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
April 15, 2024
Mr. Stauber (for himself and Ms. Perez) introduced the following bill;
which was referred to the Committee on Small Business
June 11, 2024
Committed to the Committee of the Whole House on the State of the Union
and ordered to be printed
_______________________________________________________________________
A BILL
To amend the Small Business Act to include requirements relating to new
small business entrants in the scorecard program, and for other
purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Small Business Procurement and
Utilization Reform Act of 2024'' or the ``SPUR Act''.
SEC. 2. MODIFICATIONS TO SCORECARD REQUIREMENTS.
Section 15(y) of the Small Business Act (15 U.S.C. 644(y)) is
amended--
(1) in paragraph (2)--
(A) by redesignating subparagraph (E) as
subparagraph (F); and
(B) by inserting after subparagraph (D) the
following new subparagraph:
``(E) The number of new small business entrants,
including new small business entrants that are small
business concerns owned and controlled by service-
disabled veterans, qualified HUBZone small business
concerns, small business concerns owned and controlled
by socially and economically disadvantaged individuals,
and small business concerns owned and controlled by
women awarded prime contracts in each North American
Industry Classification System code during the fiscal
year, and a comparison to the number awarded prime
contracts during the prior fiscal year, if
available.'';
(2) in paragraph (3), by striking ``subparagraphs (B)
through (E) of paragraph (2)'' and inserting ``subparagraphs
(B) through (F) of paragraph (2)''; and
(3) by amending paragraph (6) to read as follows:
``(6) Definitions.--In this subsection:
``(A) New small business entrant.--The term `new
small business entrant' means a small business concern
that--
``(i) has been awarded a prime contract;
and
``(ii) has not previously been awarded a
prime contract by the Federal Government.
``(B) Scorecard.--The term `scorecard' means any
summary using a rating system to evaluate the efforts
of a Federal agency to meet goals established under
subsection (g)(1)(B) that--
``(i) includes the measures described in
paragraph (2); and
``(ii) assigns a score to each Federal
agency evaluated.''.
SEC. 3. COMPLIANCE WITH CUTGO.
No additional amounts are authorized to be appropriated to carry
out this Act or the amendments made by this Act.
Union Calendar No. 453
118th CONGRESS
2d Session
H. R. 7988
[Report No. 118-547]
_______________________________________________________________________
A BILL
To amend the Small Business Act to include requirements relating to new
small business entrants in the scorecard program, and for other
purposes.
_______________________________________________________________________
June 11, 2024
Committed to the Committee of the Whole House on the State of the Union
and ordered to be printed
| usgpo | 2024-06-24T00:12:49.917551 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr7988rh/htm"
} |
CFR-2022-title49-vol6 | Transportation | 2022-10-01T00:00:00 | null | null | null |
[Title 49 CFR ]
[Code of Federal Regulations (annual edition) - October 1, 2022 Edition]
[From the U.S. Government Publishing Office]
[[Page i]]
Title 49
Transportation
________________________
Parts 400 to 571
Revised as of October 1, 2022
Containing a codification of documents of general
applicability and future effect
As of October 1, 2022
Published by the Office of the Federal Register
National Archives and Records Administration as a
Special Edition of the Federal Register
[[Page ii]]
U.S. GOVERNMENT OFFICIAL EDITION NOTICE
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It is prohibited to use NARA's official seal and the stylized Code
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Any person using NARA's official seals and logos in a manner
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Use of ISBN Prefix
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20402-0001
http://bookstore.gpo.gov
Phone: toll-free (866) 512-1800; DC area (202) 512-1800
[[Page iii]]
Table of Contents
Page
Explanation................................................. v
Title 49:
SUBTITLE B--Other Regulations Relating to Transportation
(Continued)
Chapter IV--Coast Guard, Department of Homeland
Security 5
Chapter V--National Highway Traffic Safety
Administration, Department of Transportation 19
Finding Aids:
Table of CFR Titles and Chapters........................ 1185
Alphabetical List of Agencies Appearing in the CFR...... 1205
List of CFR Sections Affected........................... 1215
[[Page iv]]
----------------------------
Cite this Code: CFR
To cite the regulations in
this volume use title,
part and section number.
Thus, 49 CFR 450.1 refers
to title 49, part 450,
section 1.
----------------------------
[[Page v]]
EXPLANATION
The Code of Federal Regulations is a codification of the general and
permanent rules published in the Federal Register by the Executive
departments and agencies of the Federal Government. The Code is divided
into 50 titles which represent broad areas subject to Federal
regulation. Each title is divided into chapters which usually bear the
name of the issuing agency. Each chapter is further subdivided into
parts covering specific regulatory areas.
Each volume of the Code is revised at least once each calendar year
and issued on a quarterly basis approximately as follows:
Title 1 through Title 16.................................as of January 1
Title 17 through Title 27..................................as of April 1
Title 28 through Title 41...................................as of July 1
Title 42 through Title 50................................as of October 1
The appropriate revision date is printed on the cover of each
volume.
LEGAL STATUS
The contents of the Federal Register are required to be judicially
noticed (44 U.S.C. 1507). The Code of Federal Regulations is prima facie
evidence of the text of the original documents (44 U.S.C. 1510).
HOW TO USE THE CODE OF FEDERAL REGULATIONS
The Code of Federal Regulations is kept up to date by the individual
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To determine whether a Code volume has been amended since its
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EFFECTIVE AND EXPIRATION DATES
Each volume of the Code contains amendments published in the Federal
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inserted following the text.
OMB CONTROL NUMBERS
The Paperwork Reduction Act of 1980 (Pub. L. 96-511) requires
Federal agencies to display an OMB control number with their information
collection request.
[[Page vi]]
Many agencies have begun publishing numerous OMB control numbers as
amendments to existing regulations in the CFR. These OMB numbers are
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PAST PROVISIONS OF THE CODE
Provisions of the Code that are no longer in force and effect as of
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Code users may find the text of provisions in effect on any given date
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for 1949-1963, 1964-1972, 1973-1985, and 1986-2000.
``[RESERVED]'' TERMINOLOGY
The term ``[Reserved]'' is used as a place holder within the Code of
Federal Regulations. An agency may add regulatory information at a
``[Reserved]'' location at any time. Occasionally ``[Reserved]'' is used
editorially to indicate that a portion of the CFR was left vacant and
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INCORPORATION BY REFERENCE
What is incorporation by reference? Incorporation by reference was
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This material, like any other properly issued regulation, has the force
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What is a proper incorporation by reference? The Director of the
Federal Register will approve an incorporation by reference only when
the requirements of 1 CFR part 51 are met. Some of the elements on which
approval is based are:
(a) The incorporation will substantially reduce the volume of
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(b) The matter incorporated is in fact available to the extent
necessary to afford fairness and uniformity in the administrative
process.
(c) The incorporating document is drafted and submitted for
publication in accordance with 1 CFR part 51.
What if the material incorporated by reference cannot be found? If
you have any problem locating or obtaining a copy of material listed as
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CFR INDEXES AND TABULAR GUIDES
A subject index to the Code of Federal Regulations is contained in a
separate volume, revised annually as of January 1, entitled CFR Index
and Finding Aids. This volume contains the Parallel Table of Authorities
and Rules. A list of CFR titles, chapters, subchapters, and parts and an
alphabetical list of agencies publishing in the CFR are also included in
this volume.
An index to the text of ``Title 3--The President'' is carried within
that volume.
[[Page vii]]
The Federal Register Index is issued monthly in cumulative form.
This index is based on a consolidation of the ``Contents'' entries in
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A List of CFR Sections Affected (LSA) is published monthly, keyed to
the revision dates of the 50 CFR titles.
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For inquiries concerning CFR reference assistance, call 202-741-6000
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Connect to NARA's website at www.archives.gov/federal-register.
The eCFR is a regularly updated, unofficial editorial compilation of
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the Federal Register and the Government Publishing Office. It is
available at www.ecfr.gov.
Oliver A. Potts,
Director,
Office of the Federal Register
October 1, 2022
[[Page ix]]
THIS TITLE
Title 49--Transportation is composed of nine volumes. The parts in
these volumes are arranged in the following order: Parts 1-99, parts
100-177, parts 178-199, parts 200-299, parts 300-399, parts 400-571,
parts 572-999, parts 1000-1199, and part 1200 to end. The first volume
(parts 1-99) contains current regulations issued under subtitle A--
Office of the Secretary of Transportation; the second volume (parts 100-
177) and the third volume (parts 178-199) contain the current
regulations issued under chapter I--Pipeline and Hazardous Materials
Safety Administration (DOT); the fourth volume (parts 200-299) contains
the current regulations issued under chapter II--Federal Railroad
Administration (DOT); the fifth volume (parts 300-399) contains the
current regulations issued under chapter III--Federal Motor Carrier
Safety Administration (DOT); the sixth volume (parts 400-571) contains
the current regulations issued under chapter IV--Coast Guard (DHS), and
some of chapter V--National Highway Traffic Safety Administration (DOT);
the seventh volume (parts 572-999) contains the rest of the regulations
issued under chapter V--National Highway Traffic Safety Administration
(DOT), and the current regulations issued under chapter VI--Federal
Transit Administration (DOT), chapter VII--National Railroad Passenger
Corporation (AMTRAK), and chapter VIII--National Transportation Safety
Board; the eighth volume (parts 1000-1199) contains some of the current
regulations issued under chapter X--Surface Transportation Board and the
ninth volume (part 1200 to end) contains the rest of the current
regulations issued under chapter X--Surface Transportation Board,
chapter XI--Research and Innovative Technology Administration (DOT), and
chapter XII--Transportation Security Administration (DHS). The contents
of these volumes represent all current regulations codified under this
title of the CFR as of October 1, 2022.
In the volume containing parts 100-177, see Sec. 172.101 for the
Hazardous Materials Table. The Federal Motor Vehicle Safety Standards
appear in part 571.
For this volume, Robert J. Sheehan, III was Chief Editor. The Code
of Federal Regulations publication program is under the direction of
John Hyrum Martinez, assisted by Stephen J. Frattini.
[[Page 1]]
TITLE 49--TRANSPORTATION
(This book contains parts 400 to 571)
--------------------------------------------------------------------
Part
SUBTITLE B--Other Regulations Relating to Transportation (Continued)
chapter iv--Coast Guard, Department of Homeland Security.... 450
chapter v--National Highway Traffic Safety Administration,
Department of Transportation.............................. 501
[[Page 3]]
Subtitle B--Other Regulations Relating to Transportation (Continued)
[[Page 5]]
CHAPTER IV--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY
--------------------------------------------------------------------
SUBCHAPTER A [RESERVED]
SUBCHAPTER B--SAFETY APPROVAL OF CARGO CONTAINERS
Part Page
400-449
[Reserved]
450 General..................................... 7
451 Testing and approval of containers.......... 10
452 Examination of containers................... 13
453 Control and enforcement..................... 16
454-499
[Reserved]
[[Page 7]]
SUBCHAPTER A [RESERVED]
SUBCHAPTER B_SAFETY APPROVAL OF CARGO CONTAINERS
PARTS 400 449 [RESERVED]
PART 450_GENERAL--Table of Contents
Subpart A_General Provisions
Sec.
450.1 Purpose.
450.3 Definitions.
450.5 General requirements and applicability.
450.7 Marking.
Subpart B_Procedures for Delegation to Approval Authorities
450.11 Application for delegation of authority.
450.12 Criteria for selection of Approval Authorities.
450.13 Granting of delegation.
450.14 Conditions of delegation.
450.15 Termination of delegation.
450.16 Withdrawal of delegation.
Authority: 46 U.S.C. 80503; Department of Homeland Security
Delegation No. 0170.1.
Editorial Note: Nomenclature changes to part 450 appear at 74 FR
49241, Sept. 25, 2009, and at 77 FR 59790, Oct. 1, 2012.
Subpart A_General Provisions
Sec. 450.1 Purpose.
This subchapter establishes requirements and procedures for safety
approval and periodic examination of cargo containers used in
international transport, as defined in the International Safe Container
Act.
[45 FR 37213, June 2, 1980]
Sec. 450.3 Definitions.
(a) In this subchapter: (1) Approval Authority means a delegate of
the Commandant authorized to approve containers within the terms of the
convention, the International Safe Container Act and this subchapter.
(2) Container means an article of transport equipment:
(i) Of a permanent character and suitable for a repeated use.
(ii) Specially design to facilitate the transport of goods, by one
or more modes of transport, without intermediate reloading.
(iii) Designed to be secured and readily handled, having corner
fittings for these purposes.
(iv) Of a size that the area enclosed by the four outer bottom
corners is either:
(A) At least 14 sq.m. (150 sq.ft.), or
(B) At least 7 sq.m. (75 sq.ft.) if it has top corner fittings.
(v) The term container includes neither vehicles nor packaging;
however, containers when carried on chassis are included.
(3) Convention means the International Convention for Safe
Containers (CSC) done at Geneva, December 2, 1972 and ratified by the
United States on January 3, 1978.
(4) District Commander means the Coast Guard officer designated by
the Commandant to command a Coast Guard District.
(5) New Container means a container, the construction of which began
on or after September 6, 1977.
(6) Existing Container means a container that is not a new
container.
[45 FR 37213, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
Sec. 450.5 General requirements and applicability.
(a) Every owner of a new or existing container used or offered for
movement in international transport shall have the container approved in
accordance with the procedures established by the Administration of any
contracting party to the convention, except that existing containers
need not be approved until September 6, 1982.
(b) Every owner of an approved container used or offered for
movement in international transport who:
(1) Is domiciled in the United States and has the head office in the
United States, or
(2) Is domiciled in a country which is not a contracting party to
the convention but has the principal office in the
[[Page 8]]
United States, shall have the container periodically examined in
accordance with part 452 of this subchapter.
(c) Every owner of an approved container used or offered for
movement in international transport who:
(1) Is domiciled in the United States but has the principal office
in the jurisdiction of another contracting party to the convention, or
(2) Is domiciled in the jurisdiction of another contracting party to
the convention but has the principal office in the United States, but
elects to have the container examined in accordance with the procedures
prescribed by the United States, shall conform to part 452 of this
subchapter.
(d) Every owner of an approved container used or offered for
movement in international transport who is neither domiciled in nor has
the principal office in the jurisdiction of a contracting party to the
convention, but elects to have the container examined in accordance with
procedures prescribed by the United States, shall conform to part 452 of
this subchapter.
[45 FR 37213, June 2, 1980]
Sec. 450.7 Marking.
(a) On each container that construction begins on or after January
1, 1984, all maximum gross weight markings on the container must be
consistent with the maximum gross weight information on the safety
approval plate.
(b) On each container that construction begins before January 1,
1984, all maximum gross weight markings on the container must be
consistent with the gross weight information on the safety approval
plate no later than January 1, 1989.
(Approved by the Office of Management and Budget under OMB control
number 1625-0024)
[49 FR 15562, Apr. 19, 1984, as amended at 71 FR 55747, Sept. 25, 2006]
Subpart B_Procedure for Delegation to Approval Authorities
Sec. 450.11 Application for delegation of authority.
(a) Any person or organization seeking delegation of authority to
act as an Approval Authority may apply to the Commandant (CG-OES), Attn:
Office of Operating and Environmental Standards, U.S. Coast Guard Stop
7509, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7509.
Each application must be signed and certified by the applicant or, if
the applicant is an organization, by an authorized officer of the
organization. A list of delegated approval authorities may be obtained
from the Commandant (CG-OES).
(b) The application must include the following information:
(1) Name and address, including place of incorporation, if a
corporation.
(2) A description of the organization, including the ownership,
managerial structure, organizational components and directly affiliated
agencies and their functions utilized for supporting technical services.
(3) A listing of the basic technical services offered.
(4) A general description of the geographic area served.
(5) A general description of the clients being served or intended to
be served.
(6) A description of the types of work performed by the applicant in
the past, noting the amount and extent of such work performed within the
previous three years.
(7) A description of the personnel to be utilized, indicating
general background and qualifications, particularly for the surveyors to
be involved in the actual witnessing of tests.
(8) A description of its means of assuring continued competence of
its personnel.
(9) A detailed schedule of the fees proposed to be charged for the
approval service.
(10) Evidence of financial stability.
(11) At least three business references who will furnish information
regarding work performed by the applicant.
(12) A statement that the Coast Guard may inspect the applicant's
facilities and records of approvals under the convention and these
regulations.
(c) The application may contain any additional information the
applicant deems to be pertinent.
(d) The applicant must furnish any additional information to
evaluate the applicant's qualifications, if requested by the Chief,
Office of Operating and
[[Page 9]]
Environmental Standards (CG-OES), U.S. Coast Guard.
(e) Applications from foreign nationals or organizations must
contain an affidavit stating that the agency responsible for
implementing the Convention in their country has delegated to the
applicant an approval authority, and that it also delegates similar
authority to United States citizens or organizations having delegations
from the United States. The affidavit must also contain the name and
address of the agency to which U.S. citizens or organizations must apply
for delegation as an approval authority.
[45 FR 37213, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004; 74 FR 49241, Sept. 25, 2009; 78 FR 60165,
Sept. 30, 2013]
Sec. 450.12 Criteria for selection of Approval Authorities.
(a) The Chief, Office of Operating and Environmental Standards (CG-
OES), U.S. Coast Guard selects persons or organizations in accordance
with the following criteria:
(1) The person or organization is independent of manufacturers and
owners in that:
(i) It has sufficient breadth of interest or activity, so that the
loss or award of a specific contract to approve containers would not be
a substantial factor in the financial well-being of the organization.
(ii) The employment status of the personnel of the organization is
free from influence or control of manufacturers, owners, operators or
lessors of containers.
(2) The person or organization has demonstrated the ability to
competently carry out the procedures required for approval.
(3) The person or organization has an acceptable degree of financial
security.
[45 FR 37213, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
Sec. 450.13 Granting of delegation.
(a) The Chief, Office of Operating and Environmental Standards (CG-
OES), U.S. Coast Guard acts on applications for delegation within 60
days of receipt.
(b) If an applicant for delegation does not provide sufficient
information with regard to all the criteria for delegation, the Chief,
Office of Operating and Environmental Standards (CG-OES), U.S. Coast
Guard denies the application. A denial of an application on this basis
is without prejudice to the submission of a new or amended application.
(c) If an applicant satisfies all the criteria for delegation the
Chief, Office of Operating and Environmental Standards (CG-OES), U.S.
Coast Guard sends the applicant a letter of delegation, and assigns to
the Approval Authority an alphabetic Approval Authority identification
code.
(d) If an applicant fails to satisfy all the criteria for
delegation, the Chief, Office of Operating and Environmental Standards
(CG-OES), U.S. Coast Guard gives the applicant written notice of denial
of his application. The notice contains all the reasons for the denial.
The applicant may contest the denial by submitting additional oral or
written evidence in support of its qualifications. Upon review of the
evidence, the Chief, Office of Operating and Environmental Standards
(CG-OES), U.S. Coast Guard notifies the applicant of the final decision.
[45 FR 37213, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
Sec. 450.14 Conditions of delegation.
(a) The following conditions are part of every delegation:
(1) The Approval Authority shall use only testing equipment that it
has determined by inspection to be suitable for the purpose.
(2) All approval numbers issued by the Approval Authority must
contain the identification code, assigned to the Approval Authority by
the Chief, Office of Operating and Environmental Standards (CG-OES),
U.S. Coast Guard.
(3) Each Approval Authority shall maintain the following records for
a period of at least 15 years from the date of approval. (When the
Approval Authority's delegation is withdrawn before such time, the
records relating to the approvals issued within the prior 15 years must
be turned over to the Chief, Office of Operating and Environmental
Standards (CG-OES), U.S. Coast Guard):
[[Page 10]]
(i) Each notice of approval issued.
(ii) A copy of the application and final approved drawings (if
applicable) to which each approval refers.
(iii) The manufacturer's serial numbers and the owner's
identification numbers of all containers covered by each approval.
(4) Each Approval Authority shall establish and make available to
the public a schedule of fees for the approval services performed under
these regulations. The fees must not be disproportionate to the costs
(including transportation expense, if any) actually incurred.
(5) The Approval Authority shall grant the Coast Guard the right to
inspect records and shall cooperate in the conduct of such inspections.
(6) The Approval Authority shall comply with any other term or
condition stated in its letter of delegation.
[45 FR 37213, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
Sec. 450.15 Termination of delegation.
(a) An Approval Authority may voluntarily terminate its delegation
by giving written notice of its intent to the Chief, Office of Operating
and Environmental Standards (CG-OES), U.S. Coast Guard. This notice must
contain the date on which the termination is to be effective.
[45 FR 37213, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
Sec. 450.16 Withdrawal of delegation.
(a) The Chief, Office of Operating and Environmental Standards (CG-
OES), U.S. Coast Guard withdraws a delegation if: (1) It is determined
that the application for delegation contained a material
misrepresentation.
(2) An Approval Authority fails to comply with a condition of
delegation.
(3) An Approval Authority is incompetent.
(b) When a delegation is withdrawn, the Chief, Office of Operating
and Environmental Standards (CG-OES), U.S. Coast Guard gives to the
Approval Authority:
(1) Written notice of the facts or conduct believed to warrant the
withdrawal.
(2) Opportunity to submit oral or written evidence.
(3) Opportunity to demonstrate or achieve compliance with the
applicable requirement.
[45 FR 37213, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
PART 451_TESTING AND APPROVAL OF CONTAINERS--Table of Contents
Subpart A_Approval of Existing Containers
Sec.
451.1 Application for approval.
451.3 Action by Approval Authority.
451.5 Resubmission or appeal.
451.7 Alternative approval of existing containers.
Subpart B_Approval of New Containers
451.11 Application for approval-general.
451.12 Application for approval by design type.
451.13 Action by approval authority-approval by design type.
451.14 Alternative approval of new containers by design type.
451.15 Application for individual approval.
451.16 Action by approval authority-individual approval.
451.18 Review of denials of approval.
Subpart C_Safety Approval Plate
451.21 Safety approval plate required.
451.23 Plate specifications.
451.25 Required information.
Authority: 46 U.S.C. 80503; Department of Homeland Security
Delegation No. 0170.1.
Source: 45 FR 37214, June 2, 1980, unless otherwise noted.
Editorial Note: Nomenclature changes to part 451 appear at 74 FR
49241, Sept. 25, 2009, and at 77 FR 59790, Oct. 1, 2012.
Subpart A_Approval of Existing Containers
Sec. 451.1 Application for approval.
(a) Any owner of an existing container may apply for approval to the
Commandant (CG-OES), Attn: Office of Operating and Environmental
Standards, U.S. Coast Guard Stop 7509, 2703 Martin Luther King Jr.
Avenue SE., Washington, DC 20593-7509 or to any Approval Authority.
(b) Each application must include the following for each container:
[[Page 11]]
(1) Date and place of manufacture.
(2) Manufacturer's identification number, if available.
(3) Maximum operating gross weight capacity.
(4) Allowable stacking weight for 1.8G (1.8 x Gross weight in
kilograms or pounds).
Note: This value is the total load the container is designed to
support when subjected to a vertical acceleration of 1.8G.
(5) A statement that the owner possesses documentary evidence that:
(i) Container of this type has been safely used in marine or inland
transport for a period of at least two years; or
(ii) The container was manufactured to a design type which had been
tested and found to comply with the technical conditions set out in
Annex II to the convention with the exception of those technical
conditions relating to the end-wall and side-wall strength tests; or
(iii) The container was constructed to standards that were
equivalent to the technical conditions set out in Annex II to the
convention with the exception of those technical conditions relating to
end-wall and side-wall strength tests.
(6) A certification by the owner, or, if the owner is a corporation,
partnership or unincorporated association, by a person authorized to
make such statements for the organization, that the information provided
in the application is true and correct.
[45 FR 37214, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004; 74 FR 49241, Sept. 25, 2009; 78 FR 60166,
Sept. 30, 2013]
Sec. 451.3 Action by Approval Authority.
(a) The Approval Authority (or the Chief, Office of Operating and
Environmental Standards (CG-OES), U.S. Coast Guard, if the application
was submitted to the Coast Guard) issues to the owner a notice of
approval or notifies the owner in writing that approval is denied,
setting forth the deficiencies causing denial. Notification of approval
entitles the owner to affix a safety approval plate to each container
after an examination of each container concerned has been carried out in
accordance with part 452 of this subchapter. In the case of an
application submitted to the Coast Guard, the Chief, Office of Operating
and Environmental Standards (CG-OES), U.S. Coast Guard acts on the
application within 30 days of receipt of the application.
[45 FR 37214, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
Sec. 451.5 Resubmission or appeal.
(a) Upon receipt of a denial of approval for certain containers, an
owner may correct the noted deficiencies and resubmit the application
without prejudice.
(b) An applicant aggrieved by a decision of an approval authority
may obtain review of the decision by the Chief, Office of Operating and
Environmental Standards (CG-OES), U.S. Coast Guard. The decision of the
Chief, Office of Operating and Environmental Standards (CG-OES), U.S.
Coast Guard is a final agency action.
[45 FR 37214, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58352, Sept. 30, 2004]
Sec. 451.7 Alternative approval of existing containers.
(a) Existing containers that do not qualify for approval under this
subpart may be presented for approval under the provisions of subpart B
of this part. For such containers, the requirements of subpart B of this
part, relating to the end and sidewall strength tests, do not apply.
Upon showing that the containers have performed satisfactorily in
service, the applicant may omit the presentation of drawings and
testing, other than the lifting and floor strength test, if permitted by
the approval authority.
[45 FR 37214, June 2, 1980, as amended at 69 FR 58352, Sept. 30, 2004]
Subpart B_Approval of New Containers
Sec. 451.11 Application for approval-general.
(a) An owner of a new container, or a manufacturer acting on behalf
of an
[[Page 12]]
owner, may apply for approval to any approval authority.
Sec. 451.12 Application for approval by design type.
(a) For approval of new containers by design type, each application
must include the following:
(1) Engineering drawings and plans showing platform, end framing,
welds and hardware, connections of cross-members, top and bottom rails,
roof bows, detailed subassemblies of major structural components and
attachments, and any other plans and drawings required by the approval
authority.
(2) Design and material specifications including type and size of
materials. Material specifications of the safety approval plate must
also be given.
(3) The manufacturer's identification number assigned to each
container in the type series.
(4) The identification code assigned to each container in the series
by the owner, lessee, or bailee responsible for maintenance.
(5) The written assurance from the manufacturer, that the
manufacturer will:
(i) Produce to the approval authority such containers as the
approval authority may wish to examine;
(ii) Advise the approval authority of any change in the design or
specification and await its approval before affixing the Safety Approval
Plate to the container;
(iii) Affix the Safety Approval Plate to each container in the
design type and to no others;
(iv) Keep a record of containers manufactured to the approved design
type containing at least the manufacturer's identification numbers, date
of delivery, and names and addresses of customers to whom the containers
are delivered; and
(v) Supply to the approval authority the information contained in
paragraphs (a)(3) and (4) of this section if not available at the time
of original application.
(6) A statement as to whether this design type has been examined by
any approval authority previously and judged unacceptable. Affirmative
statements must be documented with the name of the approving authority,
the reason for nonacceptance, and the nature of modifications made to
the design type.
[45 FR 37214, June 2, 1980, as amended at 69 FR 58353, Sept. 30, 2004]
Sec. 451.13 Action by approval authority-approval by design type.
(a) The approval authority arranges with the manufacturer, with
notification to the owner, to witness the prototype tests required by
the convention, and to examine any number of containers that the
approval authority considers appropriate. Upon witnessing successful
completion of prototype tests and examination of several containers the
approval authority issues to the owner, a notice of approval which
authorizes the attachment of safety approval plates to the containers.
Absence of individual inspections will not relieve the manufacturer of
any responsibility to maintain proper quality control. If a prototype
container fails to pass the tests, the approval authority may require
testing of as many further representative containers as necessary to
ensure the adequacy of the design.
Sec. 451.14 Alternative approval of new containers by design type.
(a) New containers manufactured before June 16, 1978 without being
approved under the preceding section may be approved by submission to an
approval authority of an application corresponding to that required
under Sec. 451.1(b) for existing containers. All new containers so
approved must have safety approval plates affixed and receive their
first periodic examination in accordance with the procedures prescribed
in Sec. 452.3 by January 1, 1985.
[47 FR 50496, Nov. 8, 1982]
Sec. 451.15 Application for individual approval.
(a) For approval of new containers by individual approval, each
application must include the following:
(1) The manufacturer's identification number.
(2) The identification code of the owner, lessee, or bailee
responsible for maintenance of the container.
[[Page 13]]
Sec. 451.16 Action by approval authority-individual approval.
(a) The approval authority arranges with the manufacturer or owner
to witness testing in accordance with Annex II to the convention. Upon
witnessing successful completion of the tests, the approval authority
issues to the owner a notice of approval that authorizes the attachment
of a safety approval plate.
Sec. 451.18 Review of denials of approval.
(a) An applicant aggrieved by a decision of an approval authority
may obtain review of the decision by the Chief, Office of Operating and
Environmental Standards (CG-OES), U.S. Coast Guard. The decision of the
Chief, Office of Operating and Environmental Standards (CG-OES), U.S.
Coast Guard is a final agency action.
[45 FR 37214, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58353, Sept. 30, 2004]
Subpart C_Safety Approval Plate
Sec. 451.21 Safety approval plate required.
(a) The safety approval plate must be supplied by the owner or
manufacturer.
Sec. 451.23 Plate specifications.
(a) The safety approval plate must be of the size and in the format
specified in the appendix to Annex I to the convention.
(b) The safety approval plate must be:
(1) Designed to withstand and remain legible after a 15 minute
exposure to a medium intensity fire producing a temperature of 1,000
[deg]F (540 [deg]C), when mounted on the specified material of
construction of the container.
(2) Designed to resist the corrosive effects of its environment,
both at sea and ashore, so as to remain legible for the working life of
the container.
(3) Designed to have a legible life expectancy equal to or greater
than the life expectancy of the container to which the plate is affixed.
Sec. 451.25 Required information.
(a) The safety approval number appearing on line 1 of the safety
approval plate must be of the form ``USA/(approval number, which
includes the approval authority identification code)/(year in which
approval was granted).''
(b) The date upon which approval was granted must be the same for
all containers of a design-type or type-series covered by one notice of
approval.
(c) The safety approval number must be the same for all containers
of a design-type or type-series covered by one notice of approval.
(d) The owner's International Organization for Standardization (ISO)
alpha numeric identification numbers may be used in place of the
manufacturer's identification numbers on line 3 of the safety approval
plate. If owner's identification numbers are used and the manufacturer's
are available, the owner shall keep records correlating the owner's
identification numbers used with the manufacturer's number. If a
container marked with owner's identification numbers changes ownership,
and the owner's identification number is changed as a result, the new
owner must add the new owner's identification number, following the
original owner's identification number on line 3 of the safety approval
plate. In the event that the new owner's identification number cannot be
legibly added to line 3 of the safety approval plate following the
original owner's identification number, the new owner is authorized to
put a new safety approval plate on the freight container provided that
all the information contained on the original safety approval plate is
retained in the owners files.
PART 452_EXAMINATION OF CONTAINERS--Table of Contents
Sec.
452.1 Periodic examination required.
452.3 Elements of periodic examinations.
452.5 Examinations made in conjunction with other inspections.
452.7 Continuous examination program.
452.9 Elements of a continuous examination program.
Authority: 46 U.S.C. 80503; Department of Homeland Security
Delegation No. 0170.1.
Sec. 452.1 Periodic examination required.
(a) Except as provided for in Sec. 452.7, each owner of an approved
container
[[Page 14]]
subject to this part shall examine the container or have it examined in
accordance with the procedures prescribed in Sec. 452.3 at intervals of
not more than 30 months, except that for containers approved as new
containers, the interval from the date of manufacture to the date of the
first examination must not exceed five years. For containers approved,
examined and plated as existing containers before January 1, 1985 and
containers approved and plated as new containers before January 1, 1985,
the subsequent examination must be carried out in accordance with the
following schedule:
------------------------------------------------------------------------
Date of initial plating Subsequent examination
------------------------------------------------------------------------
Existing containers before Sept. 30, 1981 Before Jan. 1986.
and new containers before Dec. 31, 1978.
Existing containers between Oct. 1, 1981 Before May 1986.
and Sept. 30, 1982 and new containers
between Jan. 1, 1979 and Dec. 31, 1979.
Existing containers between Oct. 1, 1982 Before Sept. 1986.
and Sept. 30, 1983 and new containers
between Jan. 1, 1980 and Dec. 31, 1980.
Existing containers between Oct. 1, 1983 Before Jan. 1987.
and Dec. 31, 1984 and new containers
between Jan. 1, 1981 and Dec. 31, 1981.
------------------------------------------------------------------------
Note: Containers plated under Sec. 451.14 are considered existing
containers in the above schedule.
(b) Upon completion of an examination required by this part, the
owner shall mark on the safety approval plate, or on the container
itself as close as practicable to the safety approval plate, the month
and year before which the container must next be examined. This marking
must be on all containers by January 1, 1987. The marking may be by a
decal, sticker, stencil, or other means so long as it is capable of
remaining legible for at least 24 months. Affixing such a marking to a
container that has not been examined in accordance with Sec. 452.3
constitutes a misrepresentation in a matter within the jurisdiction of
an agency of the United States, and makes the owner punishable under 18
U.S.C. 1001.
(c) The owner of containers subject to this section shall have those
containers examined in accordance with the program prescribed in this
section regardless of whether the examinations are preformed within or
outside the United States.
[45 FR 37216, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 49
FR 15562, Apr. 19, 1984; 69 FR 58353, Sept. 30, 2004]
Sec. 452.3 Elements of periodic examinations.
(a) Periodic examinations required by Sec. 452.1 must conform to
the following minimum requirements:
(1) Each examination must include a detailed visual inspection for
defects such as cracks, failures, corrosion, missing or deteriorated
fasteners, and any other safety related deficiency or damage which could
place any person in danger. Any such deficiencies disclosed by the
examination must be corrected by the owner before the container is
continued in service.
(2) Each examination must take into account the particular
characteristics of various kinds of containers and materials of
construction.
(3) Each examination must be performed by qualified personnel,
trained and experienced in the detection of container structural damage.
(4) The examinations must be scheduled so as to allow adequate time
for thorough performance.
(5) Each examination must apply owner established or industry
accepted pass/fail criteria to determine whether a container has any
deficiency that must be remedied before the container is returned to
service.
(b) Examinations must be documented, and the records retained by the
owner, until the next examination is completed and recorded. The records
must include, in addition to identification of the container, a record
of the date of last examination and a means of identifying the examiner.
The records must be maintained in an office under the control of the
owner and be made available for inspection by the Coast Guard upon
demand. If the original records are maintained outside the United
States, its territories or possessions, supplementary records must be
available in written or data processing form to be produced on demand of
the Commandant or his representative.
[45 FR 37216, June 2, 1980, as amended at 69 FR 58353, Sept. 30, 2004]
[[Page 15]]
Sec. 452.5 Examinations made in conjunction with other inspections.
(a) Periodic examinations may be made in conjunction with or as part
of routine change-of-custody inspections, or in any other manner
convenient to the owner so long as the examinations conform to the
requirements of Sec. 452.3.
[45 FR 37216, June 2, 1980]
Sec. 452.7 Continuous examination program.
(a) In lieu of a periodic examination under Sec. 452.1, each owner
of an approved container meeting Sec. 450.5 may examine the container
or have it examined using an approved continuous examination program. An
owner must submit the continuous examination program for approval to the
Commandant (CG-OES), Attn: Office of Operating and Environmental
Standards, U.S. Coast Guard Stop 7509, 2703 Martin Luther King Jr.
Avenue SE., Washington, DC 20593-7509. When submitting a continuous
examination program for approval the owner must show the continuous
examination complies with Sec. 452.9.
(b) The owner must mark the container with the letters ``ACEP/USA/
(year continuous examination program is approved)'' to indicate the
container is being periodically examined under an approved continuous
examination program. This marking must be as close as practicable to the
safety approval plate. This marking must be on all containers covered by
a continuous examination program by January 1, 1987.
(c) The owner of containers subject to this section shall have those
containers examined in accordance with the program prescribed in this
section regardless of whether the examinations are performed within or
outside the United States.
(The information collection requirements contained in paragraphs (a) and
(b) have been approved by the Office of Management and Budget under OMB
control number 1625-0024)
[49 FR 15562, Apr. 19, 1984, as amended at 69 FR 58353, Sept. 30, 2004;
74 FR 49241, Sept. 25, 2009; 74 FR 49241, Sept. 25, 2009; 77 FR 59790,
Oct. 1, 2012; 78 FR 60166, Sept. 30, 2013]
Sec. 452.9 Elements of a continuous examination program.
(a) Examinations required by Sec. 452.7 must conform to the
following minimum requirements:
(1) A thorough examination that must include a detailed visual
inspection for defects such as cracks, failures, corrosion, missing or
deteriorated fasteners, and any other safety related deficiency or
damage that could place any person in danger. Any such deficiencies
disclosed by the examination must be corrected by the owner before the
container is continued in service. A thorough examination must be done
each time a container undergoes a major repair, refurbishment or on-
hire/off-hire interchange. In no case is the time period between
thorough examinations to exceed 30 months.
(2) Each thorough examination must be performed by qualified
personnel, trained and experienced in the detection of container
structural damage.
(3) Each thorough examination must apply owner established or
industry accepted pass/fail criteria to determine whether a container
has any deficiency that must be remedied before the container is
returned to service.
(b) Thorough examinations must be documented, and the records
retained by the owner, until the next examination is completed and
recorded. The records must include, in addition to identification of the
container, a record of the date of last examination and a means of
identifying the examiner. The records must be maintained in an office
under the control of the owner and be made available for inspection by
the Coast Guard upon demand. If the original records are maintained
outside the United States, its territories or possessions, supplementary
records must be available in written or data processing form to be
produced on demand of the Commandant or his representative.
(The information collection requirements contained in paragraph (b) have
been approved by the Office of Management and Budget under OMB control
number 1625-0024)
[49 FR 15562, Apr. 19, 1984, as amended at 69 FR 58353, Sept. 30, 2004]
[[Page 16]]
PART 453_CONTROL AND ENFORCEMENT--Table of Contents
Sec.
453.1 Unsafe and noncomplying containers subject to detention or
control.
453.3 Detention orders and other orders.
453.5 Termination of detention orders and other orders.
453.7 Appeal provisions.
Authority: 46 U.S.C. 80503; Department of Homeland Security
Delegation No. 0170.1.
Editorial Note: Nomenclature changes to part 453 appear at 74 FR
49241, Sept. 25, 2009.
Sec. 453.1 Unsafe and noncomplying containers subject to
detention or control.
(a) Any container used in or offered for movement in international
transport which does not have a valid safety approval plate attached to
it is subject to detention or other control by a District Commander or
Captain of the Port. However, upon receipt of evidence that a container
which does not have a valid safety approval plate attached to it meets
the standards of the convention, the District Commander or Captain of
the Port may authorize limited movement of such container under
conditions he deems appropriate. This paragraph becomes effective on
January 3, 1979 for new containers and on January 1, 1985 for existing
containers.
(b) If a District Commander or Captain of the Port finds that a
container used in or offered for movement in international transport,
even though it has a valid safety approval plate attached to it, is in a
condition that creates an obvious risk to safety, he issues a detention
order causing the container to be removed from service until it is
restored to a safe condition. In addition to removing a container from
transport, a detention order may require any special handling, including
unloading prior to movement, necessary to ensure safety.
(c) If a District Commander or Captain of the Port finds that a
container used or offered for movement in international transport has
not been timely examined, the District Commander or Captain of the Port
affixes to the container, at a place on the container where it will be
readily noticeable to anyone loading or unloading the container, a mark
or tag indicating that the container must be examined before being
reloaded and again used in international transport. The mark or tag
affixed by the District Commander or Captain of the Port indicates the
place and the date on which it was affixed, and is capable of remaining
legible and in place for at least 12 months. Such mark or tag must not
be removed until the container is examined in accordance with Sec.
452.3 of this subchapter. If a District Commander or Captain of the Port
finds that container marked or tagged as provided for in this paragraph
was reloaded and used or offered for movement in international transport
without having been examined, the District Commander or Captain of the
Port issues a detention order causing the container to be removed from
service until it is brought into compliance.
[45 FR 37217, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982]
Sec. 453.3 Detention orders and other orders.
(a) The terms of any detention order or other order issued under
Sec. 453.1, to the maximum extent practicable, make provisions to avoid
loss or damage to cargo.
(b) Written notice of any detention order or other order issued
under Sec. 453.1 is given immediately to the terminal operator,
stevedore, or other person having actual control over the container
involved. Prompt notification is also given to the owner of the
container, or his agent. The notification identifies the container
involved, its location, and describes the condition which gave rise to
the order.
[45 FR 37217, June 2, 1980]
Sec. 453.5 Termination of detention orders and other orders.
(a) When a container, which is the subject of a detention order or
other order, is restored to a safe condition or otherwise brought into
compliance, it must be examined in accordance with Sec. 452.3 and a new
re-examination date marked on the container in accordance with Sec.
452.1(b) of this subchapter.
(b) The owner or the owner's agent shall notify the District
Commander or
[[Page 17]]
Captain of the Port who issue the order, in writing, that the container
has been brought into compliance. Upon giving such notice, the owner, or
his agent, may return the container to service.
[45 FR 37217, June 2, 1980]
Sec. 453.7 Appeal provisions.
(a) The owner, his agent, or the custodian of a container subject to
a detention order or other order, may petition the Chief, Office of
Operating and Environmental Standards (CG-OES), U.S. Coast Guard to
review that order.
(b) The Chief, Office of Operating and Environmental Standards (CG-
OES), U.S. Coast Guard requires independent surveys to determine the
extent of deficiencies, if necessary. Upon completion of his review,
including review of the results of any required independent surveys, the
Chief, Office of Operating and Environmental Standards (CG-OES), U.S.
Coast Guard affirms, sets aside, or modifies the order.
(c) The owner of a container is liable for any costs incident to a
petition for review including any independent surveys, and for any other
costs incident to or resulting from detention or other control of a
container.
(d) Unless otherwise determined by the Chief, Office of Operating
and Environmental Standards (CG-OES), U.S. Coast Guard, a detention
order or other order remains in effect pending the outcome of any
petition or appeal of that order.
(e) The Chief, Office of Operating and Environmental Standards (CG-
OES), U.S. Coast Guard acts on all appeals within ten days of receipt.
[45 FR 37217, June 2, 1980, as amended at 47 FR 50496, Nov. 8, 1982; 69
FR 58353, Sept. 30, 2004; 77 FR 59790, Oct. 1, 2012]
PARTS 454 499 [RESERVED]
[[Page 19]]
CHAPTER V--NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION, DEPARTMENT OF
TRANSPORTATION
--------------------------------------------------------------------
Part Page
500
[Reserved]
501 Organization and delegation of powers and
duties.................................. 21
509 OMB control numbers for information
collection requirements................. 27
510 Information gathering powers................ 28
511 Adjudicative procedures..................... 34
512 Confidential business information........... 60
520 Procedures for considering environmental
impacts................................. 68
523 Vehicle classification...................... 85
525 Exemptions from average fuel economy
standards............................... 90
526 Petitions and plans for relief under the
Automobile Fuel Efficiency Act of 1980.. 94
529 Manufacturers of multistage automobiles..... 96
531 Passenger automobile average fuel economy
standards............................... 99
533 Light truck fuel economy standards.......... 107
534 Rights and responsibilities of manufacturers
in the context of changes in corporate
relationships........................... 117
535 Medium- and heavy-duty vehicle fuel
efficiency program...................... 120
536 Transfer and trading of fuel economy credits 180
537 Automotive fuel economy reports............. 187
538 Manufacturing incentives for alternative
fuel vehicles........................... 196
541 Federal motor vehicle theft prevention
standard................................ 199
542 Procedures for selecting light duty truck
lines to be covered by the theft
prevention standard..................... 205
543 Exemption from vehicle theft prevention
standard................................ 207
545 Federal motor vehicle theft prevention
standard phase-in and small-volume line
reporting requirements.................. 211
551 Procedural rules............................ 213
[[Page 20]]
552 Petitions for rulemaking, defect, and
noncompliance orders.................... 220
553 Rulemaking procedures....................... 224
554 Standards enforcement and defects
investigation........................... 236
555 Temporary exemption from motor vehicle
safety and bumper standards............. 238
556 Exemption for inconsequential defect or
noncompliance........................... 245
557 Petitions for hearings on notification and
remedy of defects....................... 247
562 Lighting and marking of agricultural
equipment............................... 248
563 Event data recorders........................ 249
564 Replaceable light source and sealed beam
headlamp information.................... 258
565 Vehicle identification number (VIN)
requirements............................ 262
566 Manufacturer identification................. 274
567 Certification............................... 275
568 Vehicles manufactured in two or more
stages--All incomplete, intermediate and
final-stage manufacturers of vehicles
manufactured in two or more stages...... 283
569 Regrooved tires............................. 286
570 Vehicle in use inspection standards......... 287
571 Federal motor vehicle safety standards...... 297
[[Page 21]]
PART 500 [RESERVED]
PART 501_ORGANIZATION AND DELEGATION OF POWERS AND DUTIES--Table of Contents
Sec.
501.1 Purpose.
501.2 General.
501.3 Organization and general responsibilities.
501.4 Succession to Administrator.
501.5 Exercise of authority.
501.6 Secretary's reservations of authority.
501.7 Administrator's reservations of authority.
501.8 Delegations.
Authority: 49 U.S.C. 105 and 322, and delegations of authority at 49
CFR 1.81 and 1.95.
Source: 81 FR 5938, Feb. 4, 2016, unless otherwise noted.
Sec. 501.1 Purpose.
This part describes the organization of the National Highway Traffic
Safety Administration (NHTSA), an operating administration within the
U.S. Department of Transportation, and provides for the performance of
duties imposed on, and the exercise of powers vested in, the
Administrator of NHTSA.
Sec. 501.2 General.
The responsibilities and authorities delegated to NHTSA and the
Administrator are set forth in Sec. Sec. 1.81, 1.94, and 1.95 of this
title.
Sec. 501.3 Organization and general responsibilities.
NHTSA consists of a headquarters organization located in Washington,
DC, a unified field organization consisting of ten geographic regions
with a Regional Office located in each region, the Vehicle Research and
Test Center located in East Liberty, Ohio, and the Uniform Tire Quality
Grading Test Facility located in San Angelo, Texas. The organization of,
and general spheres of responsibility within, NHTSA are as follows:
(a) Office of the Administrator--(1) Administrator. (i) Represents
the Department and is the principal advisor to the Secretary in all
matters related to 49 U.S.C. chapters 301, 303, 321, 323, 325, 327, 329
and 331; 23 U.S.C. chapter 4, except section 409; 23 U.S.C. 153, 154,
158, 161, 163, 164 and 313 (with respect to matters within the primary
responsibility of NHTSA); and such other responsibilities and
authorities as are delegated by the Secretary of Transportation (49 CFR
1.94 and 1.95);
(ii) Establishes NHTSA program policies, objectives, and priorities
and directs the development of action plans to accomplish the NHTSA
mission;
(iii) Directs, controls, and evaluates the organization, program
activities, performance of NHTSA staff, program and field offices;
(iv) Approves broad legislative, budgetary, fiscal and program
proposals and plans; and
(v) Takes management actions of major significance, such as those
relating to changes in basic organizational structure, appointment of
key personnel, allocation of resources, and matters of special political
or public interest or sensitivity.
(2) Deputy Administrator. Assists the Administrator in discharging
responsibilities. Directs and coordinates the Administration's
management and operational programs, and related policies and procedures
at headquarters and in the field.
(3) Executive Director. As the principal advisor to the
Administrator and Deputy Administrator, provides direction on internal
management and mission support programs. Provides executive direction
over the Associate Administrators, Chief Financial Officer, and Chief
Information Officer.
(4) Director, Office of Civil Rights. As the principal advisor to
the Administrator and Deputy Administrator on all matters pertaining to
civil rights, serves as Director of Equal Employment Opportunity and of
Title VI Compliance (Civil Rights Act of 1964, as amended, and related
regulations). Assures agency compliance with Section 504 of the
Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA),
and other nondiscrimination statutes, regulations, Executive Orders, and
policies. Periodically reviews and evaluates the civil rights programs
of State Department of Motor Vehicles and Highway Safety Offices to
ensure that recipients of
[[Page 22]]
NHTSA financial assistance meet applicable Federal civil rights
requirements. Monitors the implementation of and compliance with civil
rights requirements, investigates complaints of discrimination, conducts
compliance reviews, provides technical assistance to recipients of NHTSA
financial assistance and stakeholders, and provides assistance to the
Office of the Secretary in investigating and adjudicating formal
complaints of discrimination.
(5) Director, Office of Governmental Affairs, Policy & Strategic
Planning. As the principal advisor to the Administrator and Deputy
Administrator on all intergovernmental matters, including communications
with Congress, communicates agency policy and serves as coordinator on
legislative affairs. Also, serves as coordinator of agency policy
discussions and activities and communicates with other operating
administrations and the Office of Secretary on strategic planning
efforts.
(6) Director of Communications. As the principal advisor to the
Administrator and Deputy Administrator on external communications and
information dissemination, serves as coordinator on public affairs.
(b) Chief Counsel. As chief legal officer for the Administrator and
the Administration, provides general legal services and legal services
related to legislative activities; prepares litigation and issues
subpoenas; and effects rulemaking actions.
(c) Associate Administrators, Chief Financial Officer, and Chief
Information Officer--(1) Associate Administrator for Administration.
Administers and conducts NHTSA's personnel management activities;
initiates and oversees a comprehensive program of administrative support
services to meet agency requirements, including development,
maintenance, and operation of NHTSA's manuals, notices, and orders,
property management, and the purchase, delivery, and administration of a
range of supplies, equipment, and other support services; is responsible
for administrative operational expenses and working capital fund
operations; serves as the agency's technical expert for all
administrative activities; and administers an executive correspondence
program and maintains policy files for the Administrator and Deputy
Administrator.
(2) Associate Administrator for Communications and Consumer
Information. Represents NHTSA to the general public and others; provides
reliable, timely, and accurate traffic safety information to the general
public, consumers, partner organizations, and citizens groups through
media and public education efforts; and provides scheduling and
speechwriting support for the Administrator.
(3) Associate Administrator for Enforcement. Directs matters related
to the enforcement of motor vehicle safety, fuel economy, theft
prevention, damageability, consumer information, and odometer laws and
regulations; conducts testing, inspection, and investigation necessary
for the identification and correction of safety-related defects in motor
vehicles and motor vehicle equipment; and ensures recalls of
noncomplying and defective vehicles and motor vehicle equipment are
effective and are conducted in accordance with Federal law and
regulations.
(4) Associate Administrator for National Center for Statistics and
Analysis. Provides the data, analysis, and evaluation to support
determination of the nature, causes, and injury outcomes of motor
vehicle traffic crashes, the strategies and interventions that will
reduce crashes and their consequences, and the potential impact, costs,
and benefits of highway safety programs and regulatory activities;
targets the collection and analysis of data and the dissemination of
information to identify potential highway safety problems, evaluate
expected program and regulatory impact and actual goal achievement, and
support data driven decisions; and identifies, advances, and promotes
new methodologies, technologies, systems, and procedures that improve
the completeness, accuracy, timeliness, and accessibility of data
collection, analysis, and evaluation.
(5) Associate Administrator for Regional Operations and Program
Delivery. Directs the management of State and community highway safety
programs; administers and coordinates all Regional activities, including
activities
[[Page 23]]
having a headquarters-regional interface; develops, reviews, implements,
and coordinates related programs, policies, and procedures; and
coordinates with the Federal Highway Administration, the Federal Motor
Carrier Safety Administration, and other Federal agencies on traffic
safety programs, as appropriate.
(6) Associate Administrator for Research and Program Development.
Administers traffic safety programs and provides national leadership and
technical assistance to States, local communities, national
organizations, and other partners in the identification, research,
planning, development, demonstration, implementation, evaluation, and
dissemination of highway safety programs designed to prevent or reduce
traffic-related crashes and the resulting deaths, injuries, property
damage, and associated costs. Coordinates with the Federal Highway
Administration, the Federal Motor Carrier Safety Administration, and
other Federal agencies on traffic safety programs, as appropriate.
(7) Associate Administrator for Rulemaking. Develops and promulgates
Federal standards dealing with motor vehicle safety, theft prevention,
consumer information, the National Driver Register, and fuel economy,
and directs programs relating to bumper standards, safety performance
standards, and other regulations for new and used motor vehicles and
equipment, including tires. Develops and conducts the New Car Assessment
Program.
(8) Associate Administrator for Vehicle Safety Research. Develops
and conducts research, development, test, and evaluation programs and
projects necessary to support consumer information programs, guidelines,
industry voluntary standards, and Federal motor vehicle regulations;
manages the facilities and programs related to these activities; and
conducts crash data analyses in defining safety problems.
(9) Chief Financial Officer. Administers the agency planning and
budget activities in coordination with the Department of Transportation,
the Office of Management and Budget, and Congress; assures the
appropriate development of budget requests and the subsequent execution
of operating budgets within the agency to meet all programmatic
requirements; conducts all necessary accounting transactions to assure
full and accurate accountability for all financial resources of the
agency; initiates and oversees a comprehensive program of acquisition
support for agency buying and supplier requirements, including
acquisition planning, purchasing, payments, and administration;
facilitates, coordinates, tracks, and monitors all external audits,
reviews, and other oversight activities of agency programs, finances,
transactions, or activities--working closely with responsible program
and operational officials; facilitates and oversees the agency travel
program, including the administration and operation of the travel
management system, the travel card program, and the provision of travel
management advice and guidance; and serves as the agency's technical
expert for all financial management activities.
(10) Chief Information Officer. Administers all NHTSA Information
Technology functions and needs to ensure that IT resources are
effectively acquired and managed to maximize mission performance and
return on IT investments.
Sec. 501.4 Succession to Administrator.
(a) The Deputy Administrator is the ``first assistant'' to the
Administrator for purposes of the Federal Vacancies Reform Act of 1998
(5 U.S.C. 3345-3349d) and shall, in the event the Administrator dies,
resigns, or is otherwise unable to perform the functions and duties of
the office, serve as the Acting Administrator, subject to the
limitations established by law.
(b) In the event both the Administrator and the Deputy Administrator
die, resign, and/or are otherwise unable to perform the functions and
duties of their respective offices, or in the event that both positions
are vacant, the following officials, subject to paragraph (c) and in the
order indicated, shall serve as Acting Deputy Administrator and shall
perform the functions and duties of the Administrator, except for any
non-delegable statutory and/or regulatory functions and duties:
(1) The Chief Counsel;
(2) The Executive Director;
[[Page 24]]
(3) Further officials as may be designated in an internal order on
succession.
(c) In order to qualify for the line of succession, officials must
be encumbered in their position on a permanent basis.
Sec. 501.5 Exercise of authority.
(a) All authorities lawfully vested in and reserved to the
Administrator in this title, part, or other NHTSA regulation or
directive may be exercised by the Deputy Administrator and, in the
absence or disability of both officials, by the Chief Counsel, unless
specifically prohibited by statute, regulation, or order.
(b) In exercising the powers and performing the duties delegated by
this part, officers of NHTSA and their delegates are governed by
applicable laws, executive orders, regulations, and other directives,
and by policies, objectives, plans, standards, procedures, and
limitations as may be issued from time to time by or on behalf of the
Secretary of Transportation, the Administrator, the Deputy
Administrator, the Chief Counsel, and the Executive Director or, with
respect to matters under their jurisdiction, by or on behalf of the
Associate Administrators, the Regional Administrators, and the Directors
of Staff Offices.
(c) Each officer to whom authority is delegated by this part may
redelegate and authorize successive redelegations of that authority
subject to any conditions the officer prescribes.
(d) Each officer to whom authority is delegated will administer and
perform the functions described in the officer's respective functional
statements.
Sec. 501.6 Secretary's reservations of authority.
The authorities reserved to the Secretary of Transportation are set
forth in Sec. 1.21 of this title.
Sec. 501.7 Administrator's reservations of authority.
The delegations of authority in this part do not extend to the
following authority, which is reserved to the Administrator, except when
exercised pursuant to Sec. Sec. 501.4 and 501.5(a):
(a) The authority under 23 U.S.C. chapter 4 (except section 403) and
any uncodified provision of law to apportion authorization amounts and
distribute obligation limitations or award grants to States for highway
safety programs or other highway safety purposes;
(b) The authority to issue, amend, or revoke uniform State highway
safety guidelines and rules identifying highly effective highway safety
programs under 23 U.S.C. 402;
(c) The authority to fix the rate of compensation for non-government
members of agency sponsored committees which are entitled to
compensation.
(d) The authority under 49 U.S.C. chapter 301 to:
(1) Issue, amend, or revoke final Federal motor vehicle safety
standards and regulations;
(2) Make final decisions concerning alleged safety-related defects
and noncompliances with Federal motor vehicle safety standards;
(3) Grant or renew temporary exemptions from Federal motor vehicle
safety standards; and
(4) Grant or deny appeals from determinations upon a manufacturer's
petition for decision of inconsequential defect or noncompliance and
exemption from the notification and remedy requirements of 49 U.S.C.
chapter 301 in connection with a defect or noncompliance.
(e) The authority under 49 U.S.C. chapters 303, 321, 323, 325, and
329 (except section 32916(b)) to:
(1) Issue, amend, or revoke final rules and regulations; and
(2) Assess civil penalties and approve manufacturer fuel economy
credit plans under chapter 329.
(f) The authority to carry out, in coordination with the Federal
Motor Carrier Safety Administrator, the authority vested in the
Secretary by 49 U.S.C. chapter 311 subchapter III, to promulgate safety
standards for commercial motor vehicles and equipment subsequent to
initial manufacture when the standards are based upon and similar to a
Federal Motor Vehicle Safety Standard promulgated, either simultaneously
or previously, under 49 U.S.C. chapter 301.
[[Page 25]]
Sec. 501.8 Delegations.
(a) Deputy Administrator. The Deputy Administrator is delegated
authority to act for the Administrator, except where specifically
limited by law, order, regulation, or instructions of the Administrator.
The Deputy Administrator is delegated authority to assist the
Administrator in providing executive direction to all organizational
elements of NHTSA.
(b) Executive Director. The Executive Director is delegated line
authority for executive direction over the Associate Administrators, the
Chief Financial Officer, and the Chief Information Officer.
(c) Director, Office of Civil Rights. The Director, Office of Civil
Rights is delegated authority to:
(1) Serve as the Director of Equal Employment Opportunity.
(2) Serve as the compliance coordinator for:
(i) Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d et
seq.), as amended, and related regulations;
(ii) Section 504 of the Rehabilitation Act of 1973;
(iii) The Americans with Disabilities Act (ADA); and
(iv) Other nondiscrimination statutes, regulations, Executive
Orders, and policies.
(3) Investigate complaints of civil rights discrimination, conduct
compliance reviews, and provide technical assistance to recipients of
NHTSA financial assistance and stakeholders.
(4) Review and evaluate the civil rights programs of State
Department of Motor Vehicles and Highway Safety Offices to ensure that
recipients of NHTSA financial assistance meet applicable Federal civil
rights requirements.
(d) Chief Counsel. The Chief Counsel is delegated authority to:
(1) Exercise the powers and perform the duties of the Administrator
with respect to:
(i) Issuing odometer regulations authorized under 49 U.S.C. chapter
327.
(ii) Providing technical assistance and granting extensions of time
to the states under 49 U.S.C. 32705.
(iii) Granting or denying petitions for approval of alternate motor
vehicle mileage disclosure requirements under 49 U.S.C. 32705.
(2) Establish the legal sufficiency of all investigations and
enforcement actions conducted under the authority of 49 U.S.C. chapters
301, 303, 321, 323, 325, 327, 329 and 331; to make an initial penalty
demand based on a violations of any of these chapters; and to
compromise:
(i) Any civil penalty imposed under 49 U.S.C. 30165 in an amount of
$1,000,000 or less.
(ii) Any civil penalty or monetary settlement other than those
imposed under 49 U.S.C. 30165 in an amount of $100,000 or less.
(3) Exercise the powers of the Administrator under 49 U.S.C.
30166(c), (g), (h), (i), and (k).
(4) Issue subpoenas, after notice to the Administrator, for the
attendance of witnesses and production of documents pursuant to 49
U.S.C. chapters 301, 321, 323, 325, 327, 329 and 331.
(5) Issue authoritative interpretations of the statutes administered
by NHTSA and the regulations issued by the agency.
(6) Administer 5 U.S.C. 552 (FOIA) and 49 CFR part 7 (Public
Availability of Information) in connection with the records of NHTSA.
(7) Administer the Privacy Act of 1974, 5 U.S.C. 552a, and 49 CFR
part 10 (Maintenance of and Access to Records Pertaining to Individuals)
in connection with the records of NHTSA.
(8) Carry out the functions and exercise the authority vested in the
Secretary for 23 U.S.C. 313 (Buy America), with respect to matters
within the primary responsibility of NHTSA.
(e) Associate Administrator for Administration. The Associate
Administrator for Administration is delegated authority to administer
and conduct NHTSA's personnel management activities; conduct
administrative and management services in support of NHTSA missions and
programs; and administer an executive correspondence program.
(f) Associate Administrator for Communications and Consumer
Information. The Associate Administrator for Communications and Consumer
Information is
[[Page 26]]
delegated authority to manage and coordinate market research, planning
coordination, development, and promotion of public education campaigns
for both paid media and unpaid public services to support program
efforts; develop overall agency messaging and communications strategies
in support of program initiatives; and develop agency policies on
messaging and communications procedures and processes.
(g) Associate Administrator for Enforcement. The Associate
Administrator for Enforcement is delegated authority to administer the
NHTSA enforcement program for all laws, standards, and regulations
pertinent to vehicle safety, fuel economy, theft prevention,
damageability, consumer information, and odometers, authorized under 49
U.S.C. chapters 301, 323, 325, 327, 329, and 331; conduct testing,
inspection, and investigation necessary for the identification and
correction of safety-related defects in motor vehicles and motor vehicle
equipment and noncompliances with Federal motor vehicle safety
standards; make initial decisions concerning alleged safety-related
defects and noncompliances with Federal motor vehicle safety standards;
grant or deny a manufacturer's petition for decision of inconsequential
defect or noncompliance and exemption from the notification and remedy
requirements of 49 U.S.C. chapter 301 in connection with a defect or
noncompliance; issue regulations relating to the importation of motor
vehicles under 49 U.S.C. 30141-30147; and grant and deny petitions for
import eligibility determinations submitted to NHTSA by motor vehicle
manufacturers and registered importers under 49 U.S.C. 30141.
(h) Associate Administrator for National Center for Statistics and
Analysis. The Associate Administrator for National Center for Statistics
and Analysis is delegated authority to provide the data, analysis, and
evaluation and create and maintain information systems necessary to
support the purposes of 49 U.S.C. chapters 301, 303, 323, 325, 327, 329,
and 331, 23 U.S.C. chapter 4, any uncodified provisions of law related
to such issues, and any cross-cutting safety initiatives; to develop,
maintain, and operate the National Driver Register and a nationwide
clearinghouse of problem drivers; and to support State integrated
highway and traffic records safety information systems.
(i) Associate Administrator for Regional Operations and Program
Delivery. The Associate Administrator for Regional Operations and
Program Delivery is delegated authority, except for authority reserved
to the Administrator, to exercise the powers and perform the duties of
the Administrator with respect to grants to States for highway safety
programs or other State programs under 23 U.S.C. chapter 4 (except
section 403) and uncodified provisions of law, including approval and
disapproval of State highway safety plans and vouchers, in accordance
with the procedural requirements of the Administration. The Associate
Administrator for Regional Operations and Program Delivery is also
delegated authority over programs with respect to the authority vested
by section 210(2) of the Clean Air Act, as amended (42 U.S.C. 7544(2));
the authority vested by 49 U.S.C. 20134(a) with respect to laws
administered by NHTSA pertaining to highway, traffic, and motor vehicle
safety, in coordination with the Associate Administrator for Research
and Program Development; the authority vested by 23 U.S.C. 153, 154,
158, 161, 163, and 164, in coordination with the Federal Highway
Administrator as appropriate; and the authority vested by 23 U.S.C. 404,
in coordination with the Associate Administrator for Communications and
Consumer Information.
(j) Associate Administrator for Research and Program Development.
The Associate Administrator for Research and Program Development is
delegated authority to develop and conduct research and development
programs and projects necessary to support the purposes of 23 U.S.C.
chapter 4, any uncodified provisions of law related to that chapter, and
cross-cutting safety initiatives; conduct research and development
activities described or specifically enumerated in 23 U.S.C. 403; carry
out the functions and exercise the authority vested in the Secretary and
Administrator under section 10202 of the Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A Legacy for Users, Public Law 109-
59 [42 U.S.C. 300d-4], as amended by section 31108 of
[[Page 27]]
the Moving Ahead for Progress in the 21st Century Act, Public Law 112-
141, relating to emergency medical services, except for authority
reserved to the Secretary under Sec. 1.21 or the Administrator under
Sec. 501.7; and exercise the authority vested by 49 U.S.C. 20134(a)
with respect to laws administered by NHTSA pertaining to highway,
traffic, and motor vehicle safety, in coordination with the Associate
Administrator for Regional Operations and Program Delivery.
(k) Associate Administrator for Rulemaking. The Associate
Administrator for Rulemaking is delegated authority, except for
authority reserved to the Administrator or delegated to the Chief
Counsel, to exercise the powers and perform the duties of the
Administrator with respect to the setting of motor vehicle safety and
theft prevention standards, fuel economy standards, procedural
regulations, the National Driver Register, and the development of
consumer information and odometer regulations authorized under 49 U.S.C.
chapters 301, 303, 321, 323, 325, 327, 329, and 331, and any uncodified
provisions of law related to such issues. The Associate Administrator
for rulemaking is also delegated authority to perform activities that
support the development of these regulations and standards; extend
comment periods (both self-initiated and in response to a petition or
request for extension of time) for noncontroversial rulemakings; make
technical amendments or corrections to a final rule; extend the
effective date of a noncontroversial final rule; and develop and conduct
the New Car Assessment Program.
(l) Associate Administrator for Vehicle Safety Research. The
Associate Administrator for Vehicle Safety Research is delegated
authority to develop and conduct research, development, test, and
evaluation programs and projects necessary to support the purposes of 49
U.S.C. chapters 301, 323, 325, 327, 329, and 331, any uncodified
provisions of law related to such issues, and any cross-cutting safety
initiatives.
(m) Chief Financial Officer. The Chief Financial Officer is
delegated authority to direct the NHTSA planning and evaluation system
in conjunction with Departmental requirements and planning goals;
coordinate the development of the Administrator's plans, budgets, and
programs, and analyses of their expected impact; exercise procurement
authority with respect to NHTSA requirements; administer NHTSA financial
management programs, including systems of funds control and accounts of
all financial transactions; and enter into inter- and intra-departmental
reimbursable agreements other than with the head of another Department
or agency, provided that this authority to enter into such agreements
may be redelegated only to Office Directors and Contracting Officers.
(n) Chief Information Officer. The Chief Information Officer is
delegated authority to formulate IT policy, guidance, procedures,
security, and best practices; implement an IT capital planning program,
an integrated Enterprise Architecture program, and a mission information
protection program that ensures privacy, security, and critical
infrastructure protection for NHTSA systems and data; and provide for
other NHTSA IT functions to support the agency's mission, performance
goals, and objectives.
PART 509_OMB CONTROL NUMBERS FOR INFORMATION COLLECTION REQUIREMENTS--
Table of Contents
Sec.
509.1 Purpose.
509.2 Display.
Authority: 44 U.S.C. 3507.
Sec. 509.1 Purpose.
This part collects and displays the control numbers assigned to
information collection requirements of NHTSA by the Office of Management
and Budget (OMB). NHTSA intends that this part comply with the
requirements of 44 U.S.C. 3507(f), which mandates that agencies display
a current control number assigned by the Director of the OMB for each
agency information collection requirement.
[48 FR 51310, Nov. 8, 1983]
[[Page 28]]
Sec. 509.2 Display.
------------------------------------------------------------------------
49 CFR part or section containing information collection OMB control
requirement No.
------------------------------------------------------------------------
Part 512................................................... 2127-0025
Part 537................................................... 2127-0019
Part 538................................................... 2127-0554
Part 541................................................... 2127-0510
Part 542................................................... 2127-0539
Part 543................................................... 2127-0542
Part 544................................................... 2127-0547
Section 551.45............................................. 2127-0040
Part 552 and Part 527...................................... 2127-0046
Part 556................................................... 2127-0045
Part 557................................................... 2127-0039
Part 566................................................... 2127-0043
Consolidated owners' manual requirements for vehicles and 2127-0541
equipment (Sec. Sec. 571.126, 571.205 571.208, 571.210,
and 575.105)..............................................
Consolidatd labeling requirements for tires and rims (parts 2127-0503
569 and 574, Sec. Sec. 571.109, 571.110, 571.117,
571,119, and 571.120).....................................
Consolidated VIN and Theft Prevention Standard and Labeling 2127-0510
Requirements (parts 541, 565, 567 and Sec. 571.115).....
Consolidated lighting requirements (part 564 and Sec. 2127-0563
571.108)..................................................
Section 571.106............................................ 2127-0052
Section 571.116............................................ 2127-0521
Section 571.125............................................ 2127-0506
Section 571.205............................................ 2127-0038
Section 571.209............................................ 2127-0512
Section 571.213............................................ 2127-0511
Section 571.214............................................ 2127-0558
Section 571.217............................................ 2127-0505
Section 571.218............................................ 2127-0518
Part 573................................................... 2127-0004
Part 574................................................... 2127-0050
Part 575 excluding UTQGS................................... 2127-0049
Section 575.104 (UTQGS).................................... 2127-0519
Part 576................................................... 2127-0042
Part 580................................................... 2127-0047
Part 585................................................... 2127-0535
Parts 591 and 592.......................................... 2127-0002
------------------------------------------------------------------------
[57 FR 21215, May 19, 1992]
PART 510_INFORMATION GATHERING POWERS--Table of Contents
Sec.
510.1 Scope and purpose.
510.2 Definitions.
510.3 Compulsory process, the service thereof, claims for confidential
treatment, and terms of compliance.
510.4 Subpoenas, generally.
510.5 Information gathering hearings.
510.6 Administrative depositions.
510.7 General or special orders.
510.8 Written requests for the production of documents and things.
510.9 Motions to modify, limit, or quash process.
510.10 Supplementation of responses to process.
510.11 Fees.
510.12 Remedies for failure to comply with compulsory process.
Authority: Secs. 112 and 119, National Traffic and Motor Vehicle
Safety Act 1966, as amended (15 U.S.C. 1401 and 1407); secs. 104, 204,
414, and 505, Motor Vehicle Information and Cost Savings Act, as amended
(15 U.S.C. 1914, 1944, 1990d, and 2005); delegation of authority (49 CFR
1.51).
Source: 45 FR 29042, May 1, 1980, unless otherwise noted.
Sec. 510.1 Scope and purpose.
This rule governs the use of the information gathering powers of the
National Highway Traffic Safety Administration contained in section 112
of the National Traffic and Motor Vehicle Safety Act of 1966, as amended
15 U.S.C. 1401, and sections 104, 204, 414, and 505 of the Motor Vehicle
Information and Cost Savings Act, as amended 15 U.S.C. 1914, 1944,
1990d, and 2005.
Sec. 510.2 Definitions.
(a) NHTSA means the National Highway Traffic Safety Administration.
(b) Administrator means the Administrator of the National Highway
Traffic Safety Administration.
(c) Chief Counsel means the Chief Counsel of the National Highway
Traffic Safety Administration.
(d) Deputy Administrator means the Deputy Administrator of the
National Highway Traffic Safety Administration.
(e) Person includes agents, officers, and employees of sole
proprietorships, partnerships, corporations, and other entities.
[45 FR 29042, May 1, 1980; 45 FR 32001, May 15, 1980]
Sec. 510.3 Compulsory process, the service thereof,
claims for confidential treatment, and terms of compliance.
(a) NHTSA may use any of the following means to conduct
investigations, inspections, or inquiries to obtain information to carry
out its functions under the National Traffic and Motor Vehicle Safety
Act of 1966, as amended, 15 U.S.C. 1381 et seq., and the Motor Vehicle
Information and Cost Savings Act, as amended, 15 U.S.C. 1901 et seq.:
(1) Subpoenas;
(2) Information gathering hearings;
(3) Administrative depositions;
(4) General or special orders; and
[[Page 29]]
(5) Written requests for the production of documents and things.
(b) A person, sole proprietorship, partnership, corporation, or
other entity served with compulsory process under this part shall be
provided with the following information at the time of the service:
(1) The name of the person, sole proprietorship, partnership,
corporation, or other entity to which the process is addressed;
(2) The statutory provision under which the compulsory process is
issued;
(3) The date, time, and place of return;
(4) A brief statement of the subject matter of the investigation,
inspection, or inquiry; and
(5) In the case of a subpoena duces tecum or a written request for
the production of documents and things, a reasonably specific
description of the documents or things to be produced.
(c) Service of the compulsory processes specified in paragraph (a)
of this section is effected:
(1) By personal service upon the person, agent-in-charge, or agent
designated to receive process under 15 U.S.C. 1399(e) of the sole
proprietorship, partnership, corporation or other entity being
investigated, inspected, or inquired of; or
(2) By mail (registered or certified) or delivery to the last known
residence or business address of such person or agent.
(d) The date of service of any compulsory process specified in
paragraph (a) of this section is the date on which the process is mailed
by the agency, or delivered in person, as the case may be. Whenever a
period is prescribed for compliance with compulsory process, and the
process is served upon the party by mail, 3 days are added to the
period.
(e)(1) Any person, sole proprietorship, partnership, corporation, or
other entity submitting information or producing documents or things in
response to any compulsory process issued under this part may request
confidential treatment for all or part of that information or for those
documents or things.
(2)(i) Except as provided in paragraph (e)(2)(ii) of this section,
requests for confidentiality shall be in writing, and addressed to the
Chief Counsel.
(ii) Requests for confidentiality made during an information
gathering hearing or an administrative deposition may be made orally to
the presiding officer. Any oral request for confidentiality shall be
supplemented by a written request, and this written request must be
addressed to the Chief Counsel and received by NHTSA within five days of
the date of the oral request.
(iii) A written request for confidentiality under paragraph (e) of
this section shall specify the information, documents, or things which
are to be kept confidential, specify the grounds upon which the claim is
based, provide such information as may be necessary to permit the NHTSA
to determine whether the claim is valid, and specify the period of time
for which confidential treatment is requested.
(f) The Chief Counsel, or his or her delegate, is authorized to
negotiate and approve the terms of satisfactory compliance with any
compulsory process issued under this part.
Sec. 510.4 Subpoenas, generally.
NHTSA may issue to any person, sole proprietorship, partnership,
corporation, or other entity a subpoena requiring the production of
documents or things (subpoena duces tecum) and testimony of witnesses
(subpoena ad testificandum), or both, relating to any matter under
investigation or the subject of any inquiry. Subpoenas are issued by the
Chief Counsel. When a person, sole proprietorship, partnership,
corporation, or other entity is served with a subpoena ad testificandum
under this part, the subpoena will describe with reasonable
particularity the matters on which the testimony is required. In
response to a subpoena ad testificandum, the sole proprietorship,
partnership, corporation, or other entity so named shall designate one
or more officers, directors, or managing agents, or other persons who
consent to testify on its behalf, and set forth, for each person
designated, the matters on which he or she will testify. The persons so
designated shall testify as to matters
[[Page 30]]
known or reasonably available to the entity.
[53 FR 26261, July 12, 1988]
Sec. 510.5 Information gathering hearings.
(a) NHTSA may issue a subpoena to compel any person, sole
proprietorship, partnership, corporation, or other entity to provide
information at an information gathering hearing. The subpoenas are used
for the purpose of obtaining testimony from a witness under oath and
obtaining relevant documents and things. The Administrator, or a NHTSA
employee designated by the Administrator, presides at the hearing.
Information gathering hearings are open to the public unless the
presiding officer rules otherwise, and the hearings are stenographically
reported.
(b) In addition to the presiding officer, one or more other persons
may comprise the panel. Each member of the panel may question any
witness at the hearing. No person who is not a member of the panel may
ask questions of a witness. However, any person may submit to the panel,
in writing, proposed questions to be asked of a witness. A member of the
panel may pose these questions to the witness if that member deems the
questions useful and appropriate. Proposed questions may be submitted to
the panel at any time before or during the course of the hearing.
(c) The stenographic record of each witness's testimony will be
available to the public, unless the testimony was not given publicly and
the witness requests confidential treatment for some or all of his or
her testimony. When an oral request for confidential treatment is made
during the course of a witness's testimony, the presiding officer may
order the hearing closed to the public at that point and continue the
questioning of the witness, or may note the request for confidentiality
and direct the witness not to answer the question at that time, but
require the witness to answer the question in writing within some
specified period, or take such other action as the presiding officer
deems appropriate. If a request for confidential treatment is made, the
release of the record is governed by the applicable laws or regulations
relating to the handling of allegedly confidential information. To the
extent that some or all of a witness's testimony is not publicly
available, that witness may procure a copy of his or her testimony as
recorded upon payment of lawfully prescribed costs.
(d)(1) Any person who is required by subpoena or designated by an
entity that is required by subpoena to provide information at an
information gathering hearing conducted under this section may be
accompanied, represented, and advised by counsel. Any member of the bar
of a Federal court or the courts of any State or Territory of the United
States, the Commonwealth of Puerto Rico, or the District of Columbia,
and any representative, official, or employee of the sole
proprietorship, partnership, corporation or other entity under subpoena
may act as counsel.
(2) A witness appearing in response to subpoena may confer in
confidence with his or her counsel or representative concerning any
questions asked of the witness. If such witness, counsel, or
representative objects to a question, he or she shall state the
objection and basis therefor on the record.
(e) The presiding officer at an information gathering hearing takes
all necessary action to regulate the course of the hearing, to avoid
delay, and to assure that reasonable standards of orderly and ethical
conduct are maintained. In any case in which counsel for or a
representative of a witness has refused to comply with the presiding
officer's directions, or to adhere to reasonable standards of orderly
and ethical conduct in the course of a hearing, the presiding officer
states on the record the reasons given, if any, for the refusal and, if
the presiding officer is someone other than the Administrator,
immediately reports the refusal to the Administrator. The Administrator
thereupon takes such action as the circumstances warrant.
(f) Where appropriate, the procedures established in this subsection
may be utilized in informal hearings conducted by NHTSA pursuant to its
authority under sections 152 and 156 of the Safety Act (15 U.S.C. 1412,
1416) to receive data, views and arguments concerning alleged safety-
related defects. The
[[Page 31]]
rights accorded to witnesses in this subsection may also be accorded to
witnesses who appear voluntarily at such hearings.
Sec. 510.6 Administrative depositions.
(a) NHTSA may issue a subpoena to compel any person, sole
proprietorship, partnership, corporation, or other entity to provide
information as a witness at an administrative deposition. These
depositions are for the purpose of obtaining information from the
witness under oath and receiving documents and things relevant to an
agency investigation. These depositions shall be taken before an officer
authorized to administer oaths by the laws of the United States or of
the place where the deposition is taken. Unless otherwise ordered by the
Administrator, administrative depositions are closed to the public.
(b) Any person who is required by subpoena or designated by an
entity that is required by subpoena to produce documents or things or to
give testimony as a witness at an administrative deposition conducted
under this section may be accompanied, represented, and advised by
counsel. Any member of the bar or a Federal court or the courts of any
State or Territory of the United States, the Commonwealth of Puerto
Rico, or the District of Columbia and any representative, official, or
employee of the person, sole proprietorship, partnership, corporation,
or other entity under subpoena may act as counsel.
(c) During an administrative deposition:
(1) The presiding officer before whom the deposition is to be taken
puts the witness on oath and personally, or by someone acting under his
or her direction and in his or her presence, records the testimony of
the witness. The testimony is stenographically reported.
(2) After NHTSA has examined the witness at the deposition, that
witness' counsel or representative may examine the witness. NHTSA may
then reexamine the witness and the witness' counsel or representative
may reexamine the witness and so forth, as appropriate.
(3) A witness appearing in response to a subpoena may confer in
confidence with his or her counsel or representative concerning any
questions asked of the witness. If such witness, counsel, or
representative objects to a question, he or she shall state the
objection and the basis therefor on the record.
(4) Objections to the qualifications of the officer taking the
deposition, or to the manner of taking it, or to the evidence presented,
and any other objection to the proceedings shall be noted by the officer
on the record, and shall be treated as continuing. Evidence objected to
shall be taken subject to the objections. Errors and irregularities
occurring at a deposition in the manner of the taking of the deposition,
in the form of questions or answers, or in the oath or affirmation, and
errors of any kind which might be obviated, removed, or cured if
promptly presented shall be deemed to be waived unless reasonable
objection is made thereto at the taking of the deposition.
(5) If the witness refuses to answer any question or answers
evasively, or if the witness or his or her counsel engages in conduct
likely to delay or obstruct the administrative deposition, such refusal,
evasive answer or conduct shall be a failure to comply with the subpoena
issued to the witness.
(6) Upon completion of the examination of a witness, the witness may
clarify on the record any of his or her answers.
(d) The transcript of the testimony of a witness who testified in
response to a subpoena at an administrative deposition is submitted to
the witness for signature, unless the witness waives the right to sign
the transcript. If a witness desires to make any changes in the form or
substance contained in the transcript, the witness shall submit,
together with the transcript, a separate document setting forth the
changes and stating the reasons for such changes. If the deposition is
not signed by the witness within 30 days of its submission to the
witness, or such other period as the NHTSA may designate, the officer
before whom the deposition was taken or a NHTSA employee signs the
transcript and states on the record the fact of the waiver of
[[Page 32]]
the right to sign or the fact of the witness' unavailability or
inability or refusal to sign together with the reasons, if any, given
therefor.
(e) The transcript of the testimony of a witness will be inspected
by NHTSA to determine if there are any errors in the transcription of
the questions posed to the witness and the testimony in response to
those questions. If NHTSA discovers any errors, it notes that fact and
forwards the notation of errors together with the transcript to the
witness, requesting the witness to stipulate that the transcript is in
error and that the corrections made by NHTSA are accurate. If the
witness will not make this stipulation, NHTSA may make a motion to the
presiding officer to include its notation of error and its corrections
in the record along with the version of the testimony signed by the
witness.
(f)(1) Upon payment of lawfully prescribed costs, any person who is
required by subpoena or designated by a sole proprietorship,
partnership, corporation, or other entity that is required by subpoena
to appear as a witness at an administrative deposition may procure a
copy of the deposition as recorded, except that in a nonpublic
investigatory proceeding, the witness may, for good cause, be limited to
an inspection of the record of the deposition.
(2) A copy of the record of the deposition may be furnished to the
witness without charge or at a reduced charge if the Associate
Administrator for Administration determines that waiver of the fee is in
the public interest because furnishing the copy can be considered as
primarily benefitting the general public. Any witness who seeks a waiver
of the copying charge may apply in writing to the Associate
Administrator for Administration, and shall state the reasons justifying
waiver of the fee in the application.
(g) The testimony obtained in an adminstrative deposition may be
used or considered by the NHTSA in any of its activities, and may be
used or offered into evidence in any administrative proceeding in
accordance with the provisions of 5 U.S.C. 554, or in any judicial
proceeding.
Sec. 510.7 General or special orders.
The NHTSA may require by the issuance of general or special orders
any person, sole proprietorship, partnership, corporation, or other
entity to file with the NHTSA, in such form as NHTSA may prescribe,
periodic or special reports or answers in writing to specific questions.
The responses to general or special orders will provide NHTSA with such
information as it may require, including, but not limited to,
information relating to the organization of that person, sole
proprietorship, partnership, corporation, or other entity, its business,
conduct, practices, management, and relation to any other person or
entity. General or special orders which are required to be answered
under oath are issued by the Chief Counsel. Any general or special order
issued under this section contains the information specified in Sec.
510.3(b). Reports and answers filed in response to general or special
orders must be made under oath, or otherwise, as NHTSA may prescribe.
Sec. 510.8 Written requests for the production of documents and things.
The NHTSA may, by the issuance of a written request for the
production of documents and things, require any person, sole
proprietorship, partnership, corporation, or other entity to produce
documents or things. A written request for the production of documents
and things may be issued alone, or as a part of a general or special
order issued under Sec. 510.7. Written requests for the production of
documents and things are issued by the Chief Counsel. Any written
request for the production of documents and things issued under this
section shall contain the information specified in Sec. 510.3(b).
Sec. 510.9 Motions to modify, limit, or quash process.
(a)(1) Any person, sole proprietorship, partnership, corporation, or
other entity served with a subpoena issued under Sec. 510.4 may file
with the Deputy Administrator a motion to modify, limit, or quash that
subpoena. If there is no Deputy Administrator, or the Deputy
Administrator is not available, such motions shall be filed with and
decided
[[Page 33]]
by the Associate Administrator for Administration. A motion to modify,
limit, or quash must be filed not later than 15 days after the service
of the process or five days before the return date specified in the
process, whichever is earlier, except that, if the process is served
within five days of its return date, such motion may be filed at any
time before the return date. Any motion must set forth the grounds and
theories of why and how the party believes the process should be
modified, limited, or quashed and must contain all facts and arguments
which support those grounds and theories.
(2) The Deputy Administrator may, upon receiving a motion filed
pursuant to paragraph (a)(1) of this section:
(i) Deny the motion;
(ii) Modify the return date of the subpoena;
(iii) Modify, limit or quash the subpoena;
(iv) Condition granting the motion upon certain requirements; or
(v) Take any other action he or she believes to be appropriate in
the circumstances.
(3) The Office of the Deputy Administrator serves the decision on
the motion on the moving party or the counsel or representative of the
moving party. This service may be made by personal service, by
registered or certified mail, or by reading a copy of the decision to
the moving party or the counsel or representative of the moving party.
(4) A denial of any motion properly filed under this section shall
be in writing, and shall contain a brief statement of the facts involved
and the conclusions drawn from those facts by the Deputy Administrator.
(b) The Deputy Administrator's decision on the motion to modify,
limit, or quash, filed under paragraph (a) of this section is not
subject to reconsideration by NHTSA.
Sec. 510.10 Supplementation of responses to process.
(a) A person, sole proprietorship, partnership, corporation, or
other entity which has provided NHTSA with information under this part,
which information was complete and accurate at the time the information
was given to NHTSA, is not required to supplement that information in
the light of after acquired information, except:
(1) The person or entity to whom the process is addressed shall
supplement the response with respect to any question directly addressed
to the identity and location of persons having knowledge of information
obtainable under this part.
(2) The person or entity to whom the process is addressed shall
seasonably amend a prior response if that person or entity obtains
information upon the basis of which the person or entity knows that the
response was incorrect when made or the person or entity knows that the
response, though correct when made, is no longer true and the
circumstances are such that a failure to amend the response is in
substance a knowing concealment.
(b) The requirement to supplement information set forth in paragraph
(a) of this section terminates when:
(1) The compulsory process stated that it was issued in connection
with a contemplated rulemaking action, and a final rule is issued on
that subject or a notice is issued announcing that the rulemaking action
has been suspended or terminated.
(2) The compulsory process stated that it was issued in connection
with an enforcement investigation, and the investigation is closed.
(3) The compulsory process does not state that it is issued in
connection with a specific rulemaking action or enforcement
investigation, and 18 months have passed since the date of the original
response.
(c) This section in no way limits NHTSA's authority to obtain
supplemental information by specific demands through the means specified
in Sec. 510.3.
Sec. 510.11 Fees.
Any person compelled to appear in person in response to a subpoena
issued under this part at an information gathering hearing or an
administrative deposition is paid the same attendance and mileage fees
as are paid witnesses in the courts of the United States, in accordance
with title 28, U.S.C., section 1821.
[[Page 34]]
Sec. 510.12 Remedies for failure to comply with compulsory process.
Any failure to comply with compulsory process authorized by law and
issued under this part is a violation of this part. In the event of such
failure to comply, NHTSA may take appropriate action pursuant to the
authority conferred by the National Traffic and Motor Vehicle Safety Act
or the Motor Vehicle Information and Cost Savings Act, as appropriate,
including institution of judicial proceedings to enforce the order and
to collect civil penalties.
PART 511_ADJUDICATIVE PROCEDURES--Table of Contents
Subpart A_Scope of Rules; Nature of Adjudicative Proceedings,
Definitions
Sec.
511.1 Scope of the rules.
511.2 Nature of adjudicative proceedings.
511.3 Definitions.
Subpart B_Pleadings; Form; Execution; Service of Documents
511.11 Commencement of proceedings.
511.12 Answer.
511.13 Amendments and supplemental pleadings.
511.14 Form and filing of documents.
511.15 Time.
511.16 Service.
511.17 Public participation.
511.18 Joinder of proceedings.
Subpart C_Prehearing Procedures; Motions; Interlocutory Appeals; Summary
Judgment; Settlement
511.21 Prehearing conferences.
511.22 Prehearing briefs.
511.23 Motions.
511.24 Interlocutory appeals.
511.25 Summary decision and order.
511.26 Settlement.
Subpart D_Discovery; Compulsory Process
511.31 General provisions governing discovery.
511.32 Written interrogatories to parties.
511.33 Production of documents and things.
511.34 Requests for admission.
511.35 Testimony upon oral examination.
511.36 Motions to compel discovery.
511.37 Sanctions for failure to comply with order.
511.38 Subpoenas.
511.39 Orders requiring witnesses to testify or provide other
information and granting immunity.
Subpart E_Hearings
511.41 General rules.
511.42 Powers and duties of Presiding Officer.
511.43 Evidence.
511.44 Expert witnesses.
511.45 In camera materials.
511.46 Proposed findings, conclusions, and order.
511.47 Record.
511.48 Official docket.
511.49 Fees.
Subpart F_Decision
511.51 Initial decision.
511.52 Adoption of initial decision.
511.53 Appeal from initial decision.
511.54 Review of initial decision in absence of appeal.
511.55 Final decision on appeal or review.
511.56 Reconsideration.
511.57 Effective date of order.
Subpart G_Settlement Procedure in Cases of Violation of Average Fuel
Economy Standards
511.61 Purpose.
511.62 Definitions.
511.63 Criteria for settlement.
511.64 Petitions for settlement; timing, contents.
511.65 Public comment.
511.66 Confidential business information.
511.67 Settlement order.
Subpart H_Appearances; Standards of Conduct
511.71 Who may make appearances.
511.72 Authority for representation.
511.73 Written appearances.
511.74 Attorneys.
511.75 Persons not attorneys.
511.76 Qualifications and standards of conduct.
511.77 Restrictions as to former members and employees.
511.78 Prohibited communications.
Appendix I to Part 511--Final Prehearing Order
Authority: 15 U.S.C. 2002; delegation of authority at 49 CFR 1.50.
Source: 45 FR 81578, Dec. 11, 1980, unless otherwise noted.
[[Page 35]]
Subpart A_Scope of Rules; Nature of Adjudicative Proceedings,
Definitions
Sec. 511.1 Scope of the rules.
This part establishes rules of practice and procedure for
adjudicative proceedings conducted pursuant to section 508(a)(2) of the
Motor Vehicle Information and Cost Savings Act (15 U.S.C. Pub. L. 94-
163, 89 Stat. 911, section 2008(a)(2)), which are required by statute to
be determined on the record after opportunity for a public hearing.
Sec. 511.2 Nature of adjudicative proceedings.
Adjudicative proceedings shall be conducted in accordance with title
5, U.S.C., sections 551 through 559 and this part. It is the policy of
the agency that adjudicative proceedings shall be conducted
expeditiously and with due regard to the rights and interests of all
persons affected, and to the public interest. Therefore, the presiding
officer and all parties shall make every effort at each stage of a
proceeding to avoid unnecessary delay.
Sec. 511.3 Definitions.
(a) As used in this part:
(1) The term application means an ex parte request by a party for an
order that may be granted or denied without opportunity for response by
any other party.
(2) The term NHTSA means the National Highway Traffic Safety
Administration.
(3) The term Administrator means the Administrator of the National
Highway Traffic Safety Administration.
(4) The term Complaint Counsel means prosecuting counsel for the
NHTSA.
(5) The term motion means a request by a party for a ruling or order
that may be granted or denied only after opportunity for response by
each affected party.
(6) The term party means the NHTSA, and any person named as a
respondent in a proceeding governed by this part.
(7) The term person means any individual, partnership, corporation,
association, public or private organization, or Federal, State or
municipal governmental entity.
(8) The term petition means a written request, made by a person or a
party and addressed to the Presiding Officer or the Administrator, that
the addressee take some action.
(9) The term Presiding Officer means the person who conducts an
adjudicative hearing under this part, who shall be an administrative law
judge qualified under title 5, U.S.C., section 3105 and assigned by the
Chief Administrative Law Judge, Office of Hearings, United States
Department of Transportation.
(10) The term Respondent means any person against whom a complaint
has been issued.
(11) The term Office of Hearings means the Officer of Hearings,
Department of Transportation.
(12) The term staff means the staff of the National Highway Traffic
Safety Administration.
(13) The term Chief Administrative Law Judge means the Chief
Administrative Law Judge of the Office of Hearings, Department of
Transportation.
(14) The term Docket Section means the Docket Section, Office of the
Secretary of Transportation.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15782, May 3, 1988]
Subpart B_Pleadings; Form; Execution; Service of Documents
Sec. 511.11 Commencement of proceedings.
(a) Notice of institution of an enforcement proceeding. An
adjudicative proceeding under this part is commenced by the issuance of
a complaint by the NHTSA.
(b) Form and content of complaint. The complaint shall be signed by
the Complaint Counsel and shall contain the following:
(1) Recital of the legal authority for instituting the proceeding,
with specific designation of the statutory provisions involved in each
allegation.
(2) Identification of each respondent.
(3) A clear and concise statement of the charges, sufficient to
inform each respondent with reasonable definiteness of the factual basis
of the allegations of violation. A list and summary of documentary
evidence supporting the charges shall be attached.
[[Page 36]]
(4) A statement of the civil penalty which the Complaint Counsel
believes is in the public interest, or which is required by law. In the
case of civil penalties assessed for violations of section 507(3) of the
Motor Vehicle Information and Cost Savings Act (15 U.S.C. 2007(3)), the
amount of such penalty shall be calculated from the time of the alleged
violation. In the case of civil penalties assessed for violations of
section 507 (1) or (2) of that Act, any monetary credits available to
offset those civil penalties shall be specified.
(5) The right of the respondent to a hearing on the alleged
violations.
(c) Notice to the public. Once a complaint is issued, notice of it
shall be immediately submitted to the Federal Register for publication.
The notice in the Federal Register shall briefly describe the nature of
the proceeding and state that petitions to participate in the proceeding
must be filed no later than the first prehearing conference.
Sec. 511.12 Answer.
(a) Time for filing. A respondent shall have twenty (20) days after
service of a complaint within which to file an answer.
(b) Content of answer. An answer shall conform to the following:
(1) Request for hearing. Respondent shall state whether it requests
a full, adjudicatory hearing or whether it desires to proceed on the
basis of written submissions. If a hearing is requested, respondent
shall specify those issues on which a hearing is desired.
(2) Contested allegations. An answer in which the allegations of a
complaint are contested shall contain:
(i) Specific admission or denial of each allegation in the
complaint. If the respondent is without knowledge or information
sufficient to form a belief as to the truth of an allegation, respondent
shall so state. Such a statement shall have the effect of a denial.
Denials shall fairly meet the substance of the allegations denied.
Allegations not thus answered shall be deemed to have been admitted.
(ii) A concise statement of the factual and/or legal defenses to
each allegation of the complaint.
(3) Admitted allegations. If the respondent admits or fails to deny
any factual allegation, he or she shall be deemed to have waived a
hearing as to such allegation.
(c) Default. Failure of the respondent to file an answer within the
time provided (or within an extended time, if provided), shall be deemed
to constitute a waiver of the right to appear and contest the
allegations set forth in the complaint and to authorize the Presiding
Officer to make such findings of fact as are reasonable under the
circumstances.
Sec. 511.13 Amendments and supplemental pleadings.
Whenever determination of a controversy on the merits will be
facilitated thereby, the Presiding Officer upon motion, may allow
appropriate amendments and supplemental pleadings which do not unduly
broaden the issues in the proceeding or cause undue delay.
Sec. 511.14 Form and filing of documents.
(a) Filing. Except as otherwise provided, all documents submitted to
the Administrator or a Presiding Officer shall be filed with the Docket
Section, Office of the Secretary, Department of Transportation, Room
4107, 400 Seventh Street, SW., Washington, DC 20590. Documents may be
filed in person or by mail and shall be deemed filed on the day of
filing or mailing.
(b) Caption. Every document shall contain a caption setting forth
the name of the action in connection with which it is filed, the docket
number, and the title of the document.
(c) Copies. An original and nine (9) copies of all documents shall
be filed. Documents may be reproduced by printing or any other process,
provided that all copies filed are clear and legible.
(d) Signature. (1) The original of each document filed shall be
signed by a representative of record for the party; or in the case of
parties not represented, by the party; or by a partner, officer, or
regular employee of any corporation, partnership, or association, who
files an appearance on behalf of the party.
(2) The act of signing a document constitutes a representation by
the signer that the signer has read it; that
[[Page 37]]
to the best of the signer's knowledge, information and belief, the
statements made in it are true; and that it is not filed for purposes of
delay.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15782, May 3, 1988]
Sec. 511.15 Time.
(a) Computation. In computing any period of time prescribed or
allowed by the rules in this part, the day of the act, event, or default
from which the designated period of time begins to run shall not be
included. The last day of the period so computed shall be included,
unless it is a Saturday, a Sunday, or a legal holiday, in which event
the period runs until the end of the next day which is not a Saturday, a
Sunday, or a legal holiday. When the period of time prescribed or
allowed is less than 7 days, intermediate Saturdays, Sundays, and legal
holidays shall be excluded in the computation. As used in this part,
``legal holiday'' includes New Year's Day, Washington's Birthday,
Memorial Day, Independence Day, Labor Day, Columbus Day, Veteran's Day,
Thanksgiving Day, Christmas Day, and any other day appointed as a
holiday by the President or the Congress of the United States.
(b) Additional time after service by mail. Whenever a party is
required or permitted to do an act within a prescribed period after
service of a document and the document is served by mail, three (3) days
shall be added to the prescribed period.
(c) Extensions. For good cause shown, the Presiding Officer may
extend any time limit prescribed or allowed under this part or by order
of the Administrator or the Presiding Officer, except those governing
the filing of interlocutory appeals and appeals from Initial Decisions
and those expressly requiring the Administrator's action. Except as
otherwise provided by law, the Administrator, for good cause shown, may
extend any time limit prescribed under this part, or by order of the
Administrator or the Presiding Officer. A party or participant may
petition the Presiding Officer or the Administrator, as appropriate, for
an extension under this paragraph. Such a petition shall be filed prior
to the occurrence of the time limit which is the subject of the
petition.
Sec. 511.16 Service.
(a) Mandatory service. Every document filed with the Office of
Hearings shall be served upon all parties and participants to a
proceeding, i.e., Complaint Counsel, respondent(s), and participants,
and upon the Presiding Officer.
(b) Service of complaint, ruling, order, decision, or subpoena.
Service of a complaint, ruling, order, decision, or subpoena may be
effected as follows:
(1) By registered or certified mail. A copy of the document shall be
addressed to the person, partnership, corporation or unincorporated
association to be served at his or its residence or principal office or
place of business; registered or certified; and mailed; or
(2) By delivery to an individual. A copy of the document may be
delivered to the person to be served; or to a member of the partnership
to be served; or to the president, secretary, or other executive
officer, or a director of the corporation or unincorporated association
to be served; or to an agent authorized by appointment or by law to
receive service; or
(3) By delivery to an address. A copy of the document may be left at
the principal office or place of business of the person, partnership,
corporation, unincorporated association, or authorized agent with an
officer, a managing or general agent; or it may be left with a person of
suitable age and discretion residing therein, at the residence of the
person or of a member of the partnership or of an executive officer,
director, or agent of the corporation or unincorporated association to
be served.
(c) Service of documents with prescribed response periods. When
service of a document starts the running of a prescribed period of time
for the submission of a responsive document or the occurrence of an
event, the document shall be served as provided in paragraph (b) of this
section.
(d) Service of other documents. All documents other than those
specified in paragraph (c) of this section may be served as provided in
paragraph (b) of this section, or by ordinary first-class
[[Page 38]]
mail, properly addressed, postage prepaid.
(e) Service on a representative. When a party has appeared by an
attorney or other representative, service upon that attorney or other
representative shall constitute service on the party.
(f) Certificate of service. The original of every document filed
with the agency and required to be served upon all parties to a
proceeding shall be accompanied by a certificate of service signed by
the party making service, stating that such service has been made upon
each party to the proceeding. Certificates of service may be in
substantially the following form:
I hereby certify that I have this day served the foregoing document
upon all parties of record in this proceeding by mailing, postage
prepaid (or by delivering in person) a copy to each such party.
Dated at ____________________ this ____ day of ____________________,
19____.
(Signature)_____________________________________________________________
For_____________________________________________________________________
(g) Date of service. The date of service of a document shall be the
date on which the document is deposited in the United States mail or is
delivered in person.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15783, May 3, 1988]
Sec. 511.17 Public participation.
Participant Status. Any person interested in a proceeding commenced
pursuant to Sec. 511.11 who desires to participate in the proceeding,
shall file with the Docket Section a notice of intention to participate
in the proceeding and shall serve a copy of such notice on each party to
the proceeding. A notice of intention to participate shall be filed not
later than the commencement of the hearing. Untimely filings will not be
accepted absent a determination by the Presiding Officer that the person
making the request has made a substantial showing of good cause for
failure to file on time. Any person who files a notice to participate in
the proceeding as a nonparty shall be known as a ``participant'' and
shall have the rights specified in Sec. 511.41(d).
[53 FR 15783, May 3, 1988]
Sec. 511.18 Joinder of proceedings.
Two or more matters which have been scheduled for adjudicative
proceedings, and which involve one or more common questions of law or
fact, may be consolidated for the purpose of hearing, appeal or the
Administrator's review. A motion for consolidation for the purpose of
hearing may be filed with the Presiding Officer by any party to such
proceedings not later than thirty (30) days prior to the hearing. A
motion for consolidation for the purpose of appeal may be filed by any
party to such proceedings within 10 days after issuance of the Initial
Decision. A motion to consolidate shall be served upon all parties to
all proceedings whose joinder is contemplated. The proceedings may be
consolidated where to do so would tend to avoid unnecessary costs or
delay. Such consolidation may also be ordered upon the initiative of the
Presiding Officer or the Administrator, as appropriate. The Presiding
Officer may order separate hearings on any issue where to do so would
promote economy or convenience or would avoid prejudice to a party.
Subpart C_Prehearing Procedures; Motions; Interlocutory Appeals; Summary
Judgment; Settlement
Sec. 511.21 Prehearing conferences.
(a) When held. (1) A prehearing conference shall be held in person
or by conference telephone call, except in unusual circumstances,
approximately fifty (50) days after publication in the Federal Register
of the complaint, upon ten (10) days notice to all parties and
participants, to consider any or all the following:
(i) Motions for consolidation of proceedings;
(ii) Identification, simplification and clarification of the issues;
(iii) Necessity or desirability of amending the pleadings;
(iv) Stipulations and admissions of fact and of the content and
authenticity of documents;
(v) Oppositions to notices of oral examination;
(vi) Motions for protective orders to limit or modify discovery;
[[Page 39]]
(vii) Issuance of subpoenas to compel the appearance of witnesses
and the production of documents;
(viii) Limitation of the number of witnesses, particularly the
avoidance of duplicate expert witnesses;
(ix) Matters of which official notice will be taken and matters
which may be resolved by reliance upon findings of other Federal
agencies; and
(x) Other matters which may expedite the conduct of the hearing.
Sec. 511.22 Prehearing briefs.
Not later ten (10) days prior to the hearing, the parties shall,
except when ordered otherwise by the Presiding Officer in unusual
circumstances, simultaneously serve and file prehearing briefs, which
shall set forth (a) a statement of the facts expected to be proved, and
of the anticipated order of proof; (b) a statement of the issues and the
legal argument in support of the party's contentions with respect to
each issue; and (c) a table of authorities with a designation by
asterisk of the principal authorities relied upon.
Sec. 511.23 Motions.
(a) Presentations and dispositions. During the time a proceeding is
before a Presiding Officer, all motions, whether oral or written, except
those filed under Sec. 511.42(e), shall be addressed to the Presiding
Officer, who shall rule upon them promptly after affording an
opportunity for response.
(b) Written motions. All written motions shall state the particular
order, ruling, or action desired and the grounds therefor. If a motion
is supported by memoranda, affidavits or other documents, they shall be
served and filed with the motion. All motions shall contain a proposed
order setting forth the relief sought. All written motions shall be
filed with the Executive Secretary and served on all parties, and all
motions addressed to the Administrator shall be in writing.
(c) Responses. Within ten (10) days after service of any written
motion or petition or within such longer or shorter time as may be
designated by these Rules or by the Presiding Officer or the
Administrator, the opposing party or parties shall file a written
response to such motion. Where a motion would affect only a single
party, or an identifiable group of parties, the Presiding Officer or
Administrator may limit the response to the motion to the affected party
or parties. Failure to respond to a written motion may, in the
discretion of the Presiding Officer be deemed as consent to the granting
of the relief sought in the motion. The moving party shall have no right
to reply, except as permitted by the Presiding Officer or the
Administrator.
(d) Rulings on motions for dismissal. When a motion to dismiss a
complaint or motion for other relief is granted with the result that the
proceeding before the Presiding Officer is terminated, the Presiding
Officer shall issue an Initial Decision and Order thereon in accordance
with the provisions of Sec. 511.51. If such a motion is granted as to
all issues alleged in the complaint in regard to some, but not all, of
the respondents, or is granted as to any part of the allegations in
regard to any or all of the respondents, the Presiding Officer shall
enter an order on the record and consider the remaining issues in the
Initial Decision. The Presiding Officer may elect to defer ruling on a
motion to dismiss until the close of the case.
Sec. 511.24 Interlocutory appeals.
(a) General. Rulings of the Presiding Officer may not be appealed to
the Administrator prior to the Initial Decision, except as provided
herein.
(b) Exceptions--(1) Interlocutory appeals to Administrator. The
Administrator may, in his or her discretion, entertain interlocutory
appeals where a ruling of the Presiding Officer:
(i) Requires the production or disclosure of records claimed to be
confidential;
(ii) Requires the testimony of a supervisory official of the agency
other than one especially cognizant of the facts of the matter in
adjudication;
(iii) Excludes an attorney from participation in a proceeding
pursuant to Sec. 511.42(b).
(2) Procedures for interlocutory appeals. Within ten (10) days of
issuance of a ruling, any party may petition the Administrator to
entertain an interlocutory appeal on a ruling in the categories
enumerated above. The petition
[[Page 40]]
shall not exceed fifteen (15) pages. Any other party may file a response
to the petition within ten (10) days of its service. The response shall
not exceed fifteen (15) pages. The Administrator shall thereupon act
upon the petition, or the Administrator shall request such further
briefing or oral presentation as he may deem necessary.
(3) Interlocutory appeals from all other rulings--(i) Grounds.
Interlocutory appeals from all other rulings by the Presiding Officer
may proceed only upon motion to the Presiding Officer and a
determination by the Presiding Officer in writing, with justification in
support thereof, that the ruling involves a controlling question of law
or policy as to which there is substantial ground for differences of
opinion and that an immediate appeal from the ruling may materially
advance the ultimate termination of the litigation, or that subsequent
review will be an inadequate remedy.
(ii) Form. If the Presiding Officer determines, in accordance with
paragraph (b)(3)(i) of this section that an interlocutory appeal may
proceed, a petition for interlocutory appeal may be filed with and acted
upon by the Administrator in accordance with paragraph (b)(2) of this
section.
(c) Proceedings not stayed. A petition for interlocutory appeal
under this part shall not stay the proceedings before the Presiding
Officer unless the Presiding Officer shall so order, except that a
ruling of the Presiding Officer requiring the production of records
claimed to be confidential shall be automatically stayed for a period of
(10) days following the issuance of such ruling to allow an affected
party the opportunity to file a petition for an interlocutory appeal
pursuant to Sec. 511.24(b)(2). The filing of such a petition shall
automatically extend the stay of such a ruling pending the
Administrator's action on such petition.
Sec. 511.25 Summary decision and order.
(a) Motion. Any party may move, with a supporting memorandum, for a
Summary Decision and Order in its favor upon all or any of the issues in
controversy. Complaint Counsel may so move at any time after thirty (30)
days following issuance of a complaint, and any other party may so move
at any time after issuance of a complaint. Any such motion by any party
shall be filed at least twenty (20) days before the date fixed for the
adjudicatory hearing.
(b) Response to motion. Any other party may, within ten (10) days
after service of the motion, file a response thereto with a supporting
memorandum.
(c) Grounds. A Summary Decision and Order shall be granted if the
pleadings and any testimony upon oral examination, answers to
interrogatories, admissions, and/or affidavits show that there is no
genuine issue as to any material fact and that the moving party is
entitled to a Summary Decision and Order as a matter of law.
(d) Legal effect. A Summary Decision and Order upon all the issues
being adjudicated shall constitute the Initial Decision of the Presiding
Officer, and may be appealed to the Administrator in accordance with
Sec. 511.53. A Summary Decision, interlocutory in character, may be
rendered on fewer than all issues and may not be appealed prior to
issuance of the Initial Decision, except in accordance with Sec.
511.24.
(e) Case not fully adjudicated on motion. A Summary Decision and
Order that does not dispose of the whole case shall include a statement
of those material facts as to which there is no substantial controversy,
and of those material facts that are actually and in good faith
controverted. The Summary Order shall direct such further proceedings as
are just.
Sec. 511.26 Settlement.
(a) Applicability. This section applies only to cases of alleged
violations of section 507(3) of the Motor Vehicle Information and Cost
Savings Act, Pub. L. 94-163, 89 Stat. 911 (15 U.S.C. section 2007(3)).
Settlement in other cases may be made only in accordance with subpart G
of this part.
(b) Availability. Any party shall have the opportunity to submit an
offer of settlement to the Presiding Officer.
(c) Form. Offers of settlement shall be in the form of a consent
agreement and order, shall be signed by the party submitting the offer
or his representative, and may be signed by any other party.
[[Page 41]]
Each offer of settlement shall be accompanied by a motion to transmit to
the Administrator the proposed agreement and order, outlining the
substantive provisions of the agreement, and the reasons why it should
be accepted.
(d) Contents. The proposed consent agreement and order which
constitute the offer of settlement shall contain the following:
(1) An admission of all jurisdictional facts;
(2) An express waiver of further procedural steps, and of all rights
to seek judicial review or otherwise to contest the validity of the
order;
(3) A description of the alleged noncompliance, or violation;
(4) Provisions to the effect that the allegations of the complaint
are resolved by the proposed consent agreement and order;
(5) A listing of the acts or practices from which the respondent
shall refrain;
(6) A detailed statement of the corrective action(s) which the
respondent shall excute and the civil penalty, if any, that respondent
shall pay.
(e) Transmittal. The Presiding Officer shall transmit to the
Administrator for decision all offers of settlement and accompanying
memoranda that meet the requirements enumerated in paragraph (d) of this
section. The Presiding Officer may, but need not, recommend acceptance
or rejection of such offers. Any party or participant may object to a
proposed consent agreement by filing a motion and supporting memorandum
with the Administrator.
(f) Stay of proceedings. When an offer of settlement has been agreed
to by the parties and has been transmitted to the Administrator, the
proceedings shall be stayed until the Administrator has ruled on the
offer. When an offer of settlement has been made and transmitted to the
Administrator but has not been agreed to by all parties, the proceedings
shall not be stayed pending the Administrator's decision on the offer.
(g) Administrator's ruling. The Administrator will rule upon all
transmitted offers of settlement. If the Administrator accepts the
offer, the Administrator shall issue an appropriate order. The order
shall become effective upon issuance. In determining whether to accept
an offer of settlement, the Administrator will consider the gravity of
the alleged violation, and any good faith efforts by the respondent to
comply with applicable requirements.
(h) Rejection. If the Administrator rejects an offer of settlement,
the Administrator shall give written notice of that decision and the
reasons therefor to the parties and the Presiding Officer. Promptly
thereafter, the Presiding Officer shall issue an order notifying the
parties of the resumption of the proceedings, including any
modifications to the schedule resulting from the stay of the
proceedings.
(i) Effect of rejected offer. Rejected offers of settlement shall
not be admissible in evidence over the objection of any signatory, nor
shall the fact of the proposal of the offer be admissible in evidence.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15783, May 3, 1988]
Subpart D_Discovery; Compulsory Process
Sec. 511.31 General provisions governing discovery.
(a) Applicability. The discovery rules established in this subpart
are applicable to the discovery of information among the parties to a
proceeding. Parties seeking information from persons not parties may do
so by subpoena in accordance with Sec. 511.38.
(b) Discovery methods. Parties may obtain discovery by one or more
of the following methods: (1) Written interrogatories; (2) requests for
production of documents or things; (3) requests for admissions; or (4)
testimony upon oral examination. Unless the Presiding Officer otherwise
orders under paragraph (d) of this section, the frequency of use of
these methods is not limited.
(c) Scope of discovery. The scope of discovery is as follows:
(1) In general. Parties may obtain discovery regarding any matter
not privileged, which is relevant to the subject matter involved in the
proceedings, whether it relates to the claim or defense of the party
seeking discovery or to the claim or defense of any other party. It is
not ground for objection
[[Page 42]]
that the information sought will be inadmissible at the hearing if the
information sought appears reasonably calculated to lead to the
discovery of admissible evidence.
(2) Exception. Parties may not obtain discovery of documents which
accompanied the staff's recommendation as to whether a complaint should
issue or of documents or portions thereof which would be exempt from
discovery under Rule 26(b)(3) of the Federal Rules of Civil Procedure.
(3) Hearing preparation: Experts. A party may obtain discovery of
facts known and opinions held by experts, regardless of whether they are
acquired or developed in anticipation of or for litigation. Such
discovery may be had by any of the methods provided in paragraph (b) of
this section.
(d) Protective orders. Upon motion by a party or person and for good
cause shown, the Presiding Officer may make any order which justice
requires to protect such party or person from annoyance, embarrassment,
competitive disadvantage, oppression or undue burden or expense,
including one or more of the following: (1) That the discovery shall not
be had; (2) that the discovery may be had only on specified terms and
conditions, including a designation of the time and/or place; (3) that
the discovery shall be had only by a method of discovery other than that
selected by the party seeking discovery; (4) that certain matters shall
not be inquired into, or that the scope of discovery shall be limited to
certain matters; (5) that discovery shall be conducted with no one
present except persons designated by the Presiding Officer; (6) that a
trade secret or other confidential research, development, or commercial
information shall not be disclosed or shall be disclosed only in a
designated way or only to designated parties; and (7) that responses to
discovery shall be placed in camera in accordance with Sec. 511.45.
If a motion for a protective order is denied in whole or in part, the
Presiding Officer may, on such terms or conditions as are just, order
that any party provide or permit discovery.
(e) Sequence and timing of discovery. Discovery may commence at any
time after filing of the answer. Unless otherwise provided in these
Rules or by order of the Presiding Officer, methods of discovery may be
used in any sequence and the fact that a party is conducting discovery
shall not operate to delay any other party's discovery.
(f) Supplementation of responses. A party who has responded to a
request for discovery shall supplement the response with information
thereafter acquired.
(g) Completion of discovery. All discovery shall be completed as
soon as practical but in no case longer than one hundred fifty (150)
days after issuance of a complaint unless otherwise ordered by the
Presiding Officer in exceptional circumstances and for good cause shown.
All discovery shall be served by a date which affords the party from
whom discovery is sought the full response period provided by these
Rules.
(h) Service and filing of discovery. All discovery requests and
written responses, and all notices of the taking of testimony, shall be
filed with the Docket Section and served on all parties and the
Presiding Officer.
(i) Control of discovery. The use of these discovery procedures is
subject to the control of the Presiding Officer, who may issue any just
and appropriate order for the purpose of ensuring their timely
completion.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15783, May 3, 1988]
Sec. 511.32 Written interrogatories to parties.
(a) Availability; procedures for use. Any party may serve upon any
other party written interrogatories to be answered by the party served
or, if the party served is a public or private corporation or a
partnership or association or governmental agency, by any officer or
agent, who shall furnish such information as is available to the party.
Interrogatories may, without leave of the Presiding Officer, be served
upon any party after filing of the answer.
(b) Procedures for response. Each interrogatory shall be answered
separately and fully in writing under oath, unless it is objected to, in
which event the reasons for objection shall be stated in lieu of an
answer. The answers
[[Page 43]]
are to be signed by a responsible representative of the respondent and
the objections signed by the representative making them. The party upon
whom the interrogatories have been served shall serve a copy of the
answers, and objections if any, within 30 days after service of the
interrogatories. The Presiding Officer may allow a shorter or longer
time for response. The party submitting the interrogatories may move for
an order under Sec. 511.36 with respect to any objection to or other
failure to answer an interrogatory.
(c) Scope of interrogatories. Interrogatories may relate to any
matters which can be inquired into under Sec. 511.31(c)(1), and the
answers may be used to the extent permitted under this part. An
interrogatory otherwise proper is not objectionable merely because an
answer to the interrogatory would involve an opinion or contention that
relates to fact or to the application of law to fact, but the Presiding
Officer may order that such an interrogatory need not be answered until
a later time.
(d) Option to produce business records. Where the answer to an
interrogatory may be derived or ascertained from the business records of
the party upon whom the interrogatory has been served, or from an
examination, audit or inspection of such business records, or from a
compilation, abstract or summary based thereon, and the burden of
deriving the answer is substantially the same for the party serving the
interrogatory as for the party served, it is a sufficient answer to the
interrogatory to specify the records from which the answer may be
derived or ascertained and to afford to the party serving the
interrogatory reasonable opportunity to examine, audit or inspect such
records and to make copies, complications, abstracts, or summaries.
Sec. 511.33 Production of documents and things.
(a) Scope. Any party may serve upon any other party a request (1) to
produce and permit the party making the request, or someone acting on
behalf of that party, to inspect and copy any designated documents
(including writings, drawings, graphs, charts, photographs, phono-
records, and any other data-compilation from which information can be
obtained, translated, if necessary, by the party in possession into
reasonably usable form), or (2) to inspect and copy, test or sample
tangible things which constitute or contain matters within the scope of
Sec. 511.31(c)(1) and which are in the possession, custody or control
of the party upon whom the request is served.
(b) Procedure for request. The request may be served at any time
after the filing of the answer without leave of the Presiding Officer.
The request shall set forth the items to be inspected either by
individual item or by category, and shall describe each item or category
with reasonable particularity. The request shall specify a reasonable
time, place and manner for making the inspection and performing the
related acts.
(c) Procedure for response. The party upon whom the request is
served shall serve a written response within twenty (20) days after
service of the request. The Presiding Officer may allow a shorter or
longer time for response. The response shall state, with respect to each
item or category requested, that inspection and related activities will
be permitted as requested, unless the request is objected to, in which
event the reasons for objection shall be stated. If objection is made to
only part of an item or category, that part shall be so specified. The
party submitting the request may move for an order under Sec. 511.36
with respect to any objection to or other failure to respond to the
request or any part thereof, or to any failure to permit inspection as
requested.
Sec. 511.34 Requests for admission.
(a) Procedure for request. A party may serve upon any other party a
written request for the admission, for the purposes of the pending
proceeding only, of the truth of any matters within the scope of Sec.
511.31(c)(1) set forth in the request that relate to statements or
opinions of fact or of the application of law to fact, including the
genuineness of documents described in the request. Copies of documents
shall be served with the request unless they have been, or are otherwise
furnished or made
[[Page 44]]
available for inspection and copying. The request may, without leave of
the Presiding Officer, be served upon any party after filing of the
answer. Each matter as to which an admission is requested shall be
separately set forth.
(b) Procedure for response. The matter as to which an admission is
requested is deemed admitted unless within thirty (30) days after
service of the request, or within such shorter or longer time as the
Presiding Officer may allow, the party to whom the request is directed
serves upon the party requesting the admission a written answer or
objection addressed to the matter, signed by the party or the party's
representatives. If objection is made, the reasons therefore shall be
stated.
The answer shall specifically admit or deny the matter or set forth in
detail the reasons why the answering party cannot truthfully admit or
deny the matter. A denial shall fairly meet the substance of the
requested admission. When good faith requires that a party qualify an
answer or deny only a part of the matter as to which an admission is
requested, the party shall specify the portion that is true and qualify
or deny the remainder. An answering party may not give lack of
information or knowledge as a reason for failure to admit or deny,
unless the party states that he or she has made reasonable inquiry and
that the information known or readily available to him or her is
insufficient to enable him or her to admit or deny. A party who
considers that a matter as to which an admission has been requested
presents a genuine issue for hearing may not, on that ground alone,
object to the request but may deny the matter or set forth reasons why
the party cannot admit or deny it. The party who has requested an
admission may move to determine the sufficiency of the answer or
objection thereto in accordance with Sec. 511.36. If the Presiding
Officer determines that an answer does not comply with the requirements
of this section, he or she may order that the matter be deemed admitted
or that an amended answer be served.
(c) Effect of admission. Any matter admitted under this section is
conclusively established unless the Presiding Officer on motion permits
withdrawal or amendment of such admission. The Presiding Officer may
permit withdrawal or amendment when the presentation of the merits of
the action will be served thereby and the party that obtained the
admission fails to satisfy the Presiding Officer that withdrawal or
amendment will prejudice that party in maintaining an action or defense
on the merits.
Sec. 511.35 Testimony upon oral examination.
(a) When testimony may be taken. At any time after the answer is
filed under Sec. 511.12, upon leave of the Presiding Officer and under
such terms and conditions as the Presiding Officer may prescribe, any
party may take the testimony of any other party, including the agents,
employees, consultants or prospective witnesses of that party at a place
convenient to the witness. The attendance of witnesses and the
production of documents and things at the examination may be compelled
by subpoena as provided in Sec. 511.38.
(b) Notice of oral examination--(1) Examination of a party. A party
desiring to examine another party to the proceeding shall, after
obtaining leave from the Presiding Officer, serve written notice of the
examination on all other parties and the Presiding Officer at least ten
(10) days before the date of the examination. The notice shall state (i)
the time and place for making the examination; (ii) the name and address
of each person to be examined, if known, or if the name is not known, a
general description sufficient to identify him; and (iii) the subject
matter of the expected testimony. If a subpoena duces tecum is to be
served on the person to be examined, the designation of the materials to
be produced, as set forth in the subpoena, shall be attached to or
included in the notice of examination.
(2) Examination of a nonparty. A party desiring to examine a person
who is not a party to the proceeding shall make application for a
subpoena, in accordance with Sec. 511.38, to compel the attendance,
testimony and/or production of documents by such person who is not a
party. The party desiring such examination shall serve written notice of
the examination on all other parties to
[[Page 45]]
the proceeding, after issuance of the subpoena by the Presiding Officer
or a designated alternate.
(3) Opposition to notice. A person served with a notice of
examination may, within 3 days of the date of service, oppose, in
writing, the examination. The Presiding Officer shall rule on the notice
and any opposition and may order the taking of all noticed examinations,
upon a showing of good cause therefor. The Presiding Officer may, for
good cause shown, enlarge or shorten the time for the taking of an
examination.
(c) Persons before whom examinations may be taken. Examinations may
be taken before any person authorized to administer oaths by the laws of
the United States or of the place where the examination is held. No
examination shall be taken before a person who is a relative or employee
or attorney or representative of any party, or who is a relative or
employee of such attorney or representative, or who is financially
interested in the action.
(d) Procedure--(1) Examination. Each witness shall be duly sworn,
and all testimony shall be duly recorded. All parties or their
representatives may be present and participate in the examination.
Examination and cross-examination of witnesses may proceed as permitted
at the hearing. Questions objected to shall be answered subject to the
objections. Objections shall be in short form, and shall state the
grounds relied upon. The questions propounded and the answers thereto,
together with all objections made, shall be recorded by the official
reporter before whom the examination is made. The original or a verified
copy of all documents and things produced for inspection during the
examination of the witness shall, upon a request of any party present,
be marked for identification and annexed to the record of the
examination.
(2) Motion to terminate or limit examination. At any time during the
examination, upon motion of any party or of the witness, and upon
showing that the examination is being conducted in bad faith or in such
manner as unreasonably to annoy, embarrass or oppress the witness or
party, the Presiding Officer may, upon motion, order the party
conducting the examination to terminate the examination, or may limit
the scope and manner of the examination as provided in Sec. 511.31(d).
(3) Participation by parties not present. In lieu of attending an
examination, any party may serve written questions in a sealed envelope
on the party conducting the examination. That party shall transmit the
envelope to the official reporter, who shall unseal it and propound the
questions contained therein to the witness.
(e) Transcription and filing of testimony--(1) Transcription. Upon
request by any party, the testimony recorded at an examination shall be
transcribed. When the testimony is fully transcribed, the transcript
shall be submitted to the witness for examination and signing, and shall
be read to or by the witness, unless such examination and signature are
waived by the witness. Any change in form or substance which the witness
desires to make shall be entered upon the transcript of the official
reporter with a statement of the reasons given by the witness for making
them. The transcript shall then be signed by the witness, unless the
parties by stipulation waive the signing, or the witness is ill or
cannot be found or refuses to sign. If the transcript is not signed by
the witness within thirty (30) days of its submission to him, the
official reporter shall sign it and state on the record the fact of the
waiver of signature or of the illness or absence of the witness or the
fact of the refusal to sign, together with a statement of the reasons
therefor. The testimony may then be used as fully as though signed, in
accordance with paragraph (i) of this section.
(2) Certification and filing. The official reporter shall certify on
the transcript that the witness was duly sworn and that the transcript
is a true record of the testimony given and corrections made by the
witness. The official reporter shall then seal the transcript in an
envelope endorsed with the title and docket number of the action and
marked ``Testimony of [name of witness]'' and shall promptly file the
transcript with the Docket Section. The Presiding Officer shall notify
all parties of the filing of the transcript and the Docket Section shall
furnish a copy of the transcript to any party or to the
[[Page 46]]
witness upon payment of reasonable charges therefor.
(f) Costs of examination. The party who notices the examination
shall pay for the examination. The party who requests transcription of
the examination shall pay for the transcription.
(g) Failure to attend or to serve subpoena; expenses. If a party who
notices an examination fails to attend and proceed therewith and another
party attends in person or by a representative pursuant to the notice,
the Presiding Officer may order the party who gave the notice to pay the
attending party the reasonable expenses incurred. If a party who notices
an examination fails to serve a subpoena upon the witness and as a
result the witness does not attend, and if another party attends in
person or by a representative because that party expects the examination
to be made, the Presiding Officer may order the party who gave notice to
pay the attending party the reasonable expenses incurred.
(h) Examination to preserve testimony--(1) When available. By leave
of the Presiding Officer, a party may examine a witness for the purpose
of perpetuating the testimony of that witness. A party who wishes to
conduct such an examination shall obtain prior leave of the Presiding
Officer by filing a motion. The motion shall include a showing of
substantial reason to believe that the testimony could not be presented
at the hearing. If the Presiding Officer is satisfied that the
perpetuation of the testimony may prevent a failure of justice or is
otherwise reasonably necessary, he or she shall order that the
deposition be taken.
(2) Procedure. Notice of an examination to preserve testimony shall
be served at least fifteen (15) days prior to the examination. The
examination shall be taken in accordance with the provisions of
paragraph (d) of this section. Any examination taken to preserve
testimony shall be fully transcribed and filed in accordance with
paragraph (e) of this section.
(i) Use of testimony obtained under this section. At the hearing or
upon a motion or an interlocutory proceeding, any part or all of a
deposition, so far as admissible under the rules of evidence applied as
though the witness were then present and testifying, may be used against
any party who was present or represented at the taking of the deposition
or who had reasonable notice thereof, in accordance with any of the
following provisions:
(1) Any deposition may be used by any party for the purpose of
contradicting or impeaching the testimony of the deponent as a witness.
(2) The deposition of a party or of a person who at the time of the
taking of his testimony was an officer, director or managing agent of a
party may be used against that party for any purpose.
(3) The deposition of a witness, whether or not a party, may be used
by any party for any purpose if the Presiding Officer finds:
(i) That the witness is dead; or
(ii) That the witness is at a greater distance than 100 miles from
the place of the hearing, or is out of the United States, unless it
appears that the absence of the witness was procured by the party
offering the deposition; or
(iii) That the witness is unable to attend or testify because of
age, illness, infirmity, or imprisonment; or
(iv) That the party offering the deposition has been unable to
procure the attendance of the witness by subpoena; or
(v) Upon application and notice, that such exceptional circumstances
exist as to make it desirable, in the interest of justice and with due
regard to the importance of presenting the testimony of witnesses orally
in open court, to allow the deposition to be used.
(4) If only part of a deposition is offered in evidence by a party,
an adverse party may require him to introduce any other part which ought
in fairness to be considered with the part introduced, and any party may
introduce any other parts.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15783, May 3, 1988]
Sec. 511.36 Motions to compel discovery.
If a party fails to respond to discovery, in whole or in part, the
party seeking discovery may move within twenty (20) days for an order
compelling an answer, or compelling inspection or production of
documents, or otherwise compelling discovery. For
[[Page 47]]
purposes of this subsection, an evasive or incomplete response is to be
treated as a failure to respond. If the motion is granted, the Presiding
Officer shall issue an order compelling discovery. If the motion is
denied in whole or in part, the Presiding Officer may make such
protective order as he or she would have been empowered to make on a
motion pursuant to Sec. 511.31(d). When making oral examinations, the
discovering party shall continue the examination to the extent possible
with respect to other areas of inquiry before moving to compel
discovery.
Sec. 511.37 Sanctions for failure to comply with order.
If a party fails to obey an order to provide or permit discovery,
the Presiding Officer may take such action as is just, including but not
limited to the following:
(a) Infer that the admission, testimony, document or other evidence
would have been adverse to the party;
(b) Order that for the purposes of the proceeding, the matters
regarding which the order was made or any other designated facts shall
be taken to be established in accordance with the claim of the party
obtaining the order;
(c) Order that the party withholding discovery not introduce into
evidence or otherwise rely, in support of any claim or defense, upon the
documents or other evidence withheld;
(d) Order that the party withholding discovery not introduce into
evidence or otherwise use at the hearing, information obtained in
discovery;
(e) Order that the party withholding discovery not be heard to
object to introduction and use of secondary evidence to show what the
withheld admission, testimony, documents, or other evidence would have
shown;
(f) Order that a pleading, or part of a pleading, or a motion or
other submission by the party, concerning which the order was issued, be
stricken, or that decision on the pleadings be rendered against the
party, or both; and
(g) Exclude the party or representative from proceedings, in
accordance with Sec. 511.42(b).
Any such action may be taken by order at any point in the proceedings.
Sec. 511.38 Subpoenas.
(a) Availability. A subpoena shall be addressed to any party or any
person not a party for the purpose of compelling attendance, testimony
and production of documents at a hearing or oral examination.
(b) Form. A subpoena shall identify the action with which it is
connected; shall specify the person to whom it is addressed and the
date, time and place for compliance with its provisions; and shall be
issued by order of the Presiding Officer and signed by the Chief
Counsel, or by the Presiding Officer. A subpoena duces tecum shall
specify the books, papers, documents, or other materials or data-
compilations to be produced.
(c) How obtained--(1) Content of application. An application for the
issuance of a subpoena stating reasons shall be submitted in triplicate
to the Presiding Officer.
(2) Procedure of application. The original and two copies of the
subpoena, marked ``original,'' ``duplicate'' and ``triplicate,'' shall
accompany the application. The Presiding Officer shall rule upon an
application for a subpoena ex parte, by issuing the subpoena or by
issuing an order denying the application.
(d) Issuance of a subpoena. The Presiding Officer shall issue a
subpoena by signing and dating, or ordering the Chief Counsel to sign
and date, each copy in the lower right-hand corner of the document. The
``duplicate'' and ``triplicate'' copies of the subpoena shall be
transmitted to the applicant for service in accordance with these Rules;
the ``original'' copy shall be retained by or forwarded to the Chief
Counsel for retention in the docket of the proceeding.
(e) Service of a subpoena. A subpoena may be served in person or by
certified mail, return receipt requested, as provided in Sec.
511.16(b). Service shall be made by delivery of the signed ``duplicate''
copy to the person named therein.
(f) Return of service. A person serving a subpoena shall promptly
execute a return of service, stating the date, time, and manner of
service. If service is effected by mail, the signed return receipt shall
accompany the return of
[[Page 48]]
service. In case of failure to make service, a statement of the reasons
for the failure shall be made. The ``triplicate'' of the subpoena,
bearing or accompanied by the return of service, shall be returned
forthwith to the Chief Counsel after service has been completed.
(g) Motion to quash or limit subpoena. Within five (5) days of
receipt of a subpoena, the person against whom it is directed may file
with the Presiding Officer a motion to quash, modify, or limit the
subpoena, setting forth the reasons why the subpoena should be withdrawn
or why it should be modified or limited in scope. Any such motion shall
be answered within five (5) days of service, and shall be ruled on
immediately thereafter. The order shall specify the date, if any, for
compliance with the specifications of the subpoena and the reasons for
the decision.
(h) Consequences of failure to comply. In the event of failure to
comply with a subpoena, the Presiding Officer may take any of the
actions enumerated in Sec. 511.37 or may order any other appropriate
relief to compensate for the withheld testimony, documents, or other
materials. If in the opinon of the Presiding Officer such relief is
insufficient, the Presiding Officer shall certify to the Administrator a
request for judicial enforcement of the subpoena.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 26261, July 12, 1988]
Sec. 511.39 Orders requiring witnesses to testify or provide
other information and granting immunity.
(a) A party who desires the issuance of an order requiring a witness
to testify or provide other information upon being granted immunity from
prosecution under title 18, U.S.C., section 6002, may make a motion to
that effect. The motion shall be made and ruled on in accordance with
Sec. 511.22, and shall include a showing:
(1) That the testimony or other information sought from a witness or
prospective witness may be necessary to the public interest; and
(2) That such individual has refused or is likely to refuse to
testify or provide such information on the basis of that individual's
privilege against self-incrimination.
(b) If the Presiding Officer determines that the witness' testimony
appears necessary and that the privilege against self-incrimination may
be invoked, he or she may certify to the Administrator a request that he
or she obtain the approval of the Attorney General of the United States
for the issuance of an order granting immunity.
(c) Upon application to and approval of the Attorney General of the
United States, and after the witness has invoked the privilege against
self-incrimination, the Presiding Officer shall issue the order granting
immunity unless he or she determines that the privilege was improperly
invoked.
(d) Failure of a witness to testify after a grant of immunity or
after a denial of the issuance of an order granting immunity shall
result in the imposition of appropriate sanctions as provided in Sec.
511.37.
Subpart E_Hearings
Sec. 511.41 General rules.
(a) Public hearings. All hearings pursuant to this part shall be
public unless otherwise ordered by the Presiding Officer. Notice of the
time and location of the hearing shall be served on each party and
participant, and published in the Federal Register.
(b) Expedition. Hearings shall proceed with all reasonable speed,
insofar as practicable and with due regard to the convenience of the
parties and shall continue without suspension until concluded, except in
unusual circumstances.
(c) Rights of parties. Every party shall have the right of timely
notice and all other rights essential to a fair hearing, including, but
not limited to, the rights to present evidence, to conduct such cross-
examination as may be necessary in the judgment of the Presiding Officer
for a full and complete disclosure of the facts, and to be heard by
objection, motion, brief, and argument.
(d) Rights of participants. Every participant shall have the right
to make a written or oral statement of position, file proposed findings
of fact, conclusions of law and a posthearing brief, in accordance with
Sec. 511.17(b).
[[Page 49]]
(e) Rights of witnesses. Any person compelled to testify in a
proceeding in response to a subpoena may be accompanied, represented,
and advised by counsel or other representative, and may obtain a
transcript of his or her testimony at no cost.
Sec. 511.42 Powers and duties of Presiding Officer.
(a) General. A Presiding Officer shall have the duty to conduct
full, fair, and impartial hearings, to take appropriate action to avoid
unnecessary delay in the disposition of proceedings, and to maintain
order. He or she shall have all powers necessary to that end, including
the following powers:
(1) To administer oaths and affirmations;
(2) To compel discovery and to impose appropriate sanctions for
failure to make discovery;
(3) To issue subpoenas;
(4) To rule upon offers of proof and receive relevant and probative
evidence;
(5) To regulate the course of the hearings and the conduct of the
parties and their representatives therein;
(6) To hold conferences for simplification of the issues, settlement
of the proceedings, or any other proper purposes;
(7) To consider and rule, orally or in writing, upon all procedural
and other motions appropriate in an adjudicative proceeding;
(8) To issue initial decisions, rulings, and orders, as appropriate;
(9) To certify questions to the Administrator for determination; and
(10) To take any action authorized in this part or in conformance
with the provisions of title 5, U.S.C., sections 551 through 559.
(b) Exclusion of parties by Presiding Officer. A Presiding Officer
shall have the authority, for good cause stated on the record, to
exclude from participation in a proceeding any party, participant, and/
or representative who shall violate requirements of Sec. 511.76. Any
party, participant and/or representative so excluded may appeal to the
Administrator in accordance with the provisions of Sec. 511.23. If the
representative of a party or participant is excluded, the hearing shall
be suspended for a reasonable time so that the party or participant may
obtain another representative.
(c) Substitution of Presiding Officer. In the event of the
substitution of a new Presiding Officer for the one originally
designated, any motion predicated upon such substitution shall be made
within five (5) days of the substitution.
(d) Interference. In the performance of adjudicative functions, a
Presiding Officer shall not be responsible to or subject to the
supervision or direction of the Administrator or of any officer,
employee, or agent engaged in the performance of investigative or
prosecuting functions for NHTSA. All directions by the Administrator to
a Presiding Officer concerning any adjudicative proceeding shall appear
on and be made a part of the record.
(e) Disqualification of Presiding Officer. (1) When a Presiding
Officer deems himself or herself disqualified to preside in a particular
proceeding, he or she shall withdraw by notice on the record and shall
notify the Chief Administrative Law Judge of the withdrawal.
(2) Whenever, for any reason, any party shall deem the Presiding
Officer to be disqualified to preside, or to continue to preside, in a
particular proceeding, that party may file with the Chief Administrative
Law Judge a motion to disqualify and remove, supported by affidavit(s)
setting forth the alleged grounds for disqualification. A copy of the
motion and supporting affidavit(s) shall be served by the Chief
Administrative Law Judge on the Presiding Officer whose removal is
sought. The Presiding Officer shall have ten (10) days from service to
reply in writing. Such motion shall not stay the proceeding unless
otherwise ordered by the Presiding Officer or the Administrator. If the
Presiding Officer does not disqualify himself or herself, the
Administrator will determine the validity of the grounds alleged, either
directly or on the report of another Presiding Officer appointed to
conduct a hearing for that purpose, and shall in the event of
disqualification take appropriate action, by assigning another Presiding
[[Page 50]]
Officer or requesting assignment of another Administrative Law Judge
through the Office of Hearings.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15783, May 3, 1988]
Sec. 511.43 Evidence.
(a) Applicability of Federal Rules of Evidence. The Federal Rules of
Evidence shall apply to proceedings held under this part only as a
general guide. The Presiding Officer may admit any relevent and
probative evidence.
(b) Burden of proof. (1) Complaint counsel shall have the burden of
sustaining the allegations of any complaint.
(2) Any party who is the proponent of a legal and/or factual
proposition shall have the burden of sustaining the proposition.
(c) Presumptions. A presumption imposes on the party against whom it
is directed the burden of going forward with evidence to rebut or meet
the presumption, but does not shift to such party the burden of proof in
the sense of the risk of nonpersuasion, which remains throughout the
hearing upon the party on whom it was originally cast.
(d) Admissibility. All relevant and reliable evidence is admissible,
but may be excluded if its probative value is substantially outweighed
by unfair prejudice or by considerations of undue delay, waste of time,
immateriality, or needless presentation of cumulative evidence.
(e) Official notice--(1) Definition. Official notice means use by
the Presiding Officer of extra-record facts and legal conclusions drawn
from those facts. An officially noticed fact or legal conclusion must be
one not subject to reasonable dispute in that it is either (i) generally
known within the jurisdiction of the Presiding Officer or (ii) known by
the Presiding Officer in areas of his or her expertise; or (iii) capable
of accurate and ready determination by resort to sources whose accuracy
cannot reasonably be questioned.
(2) Method of taking official notice. The Presiding Officer may at
any time take official notice upon motion of any party or upon its own
initiative. The record shall reflect the facts and conclusions which
have been officially noticed.
(3) Opportunity to challenge. Any party may upon application in
writing rebut officially noticed facts and conclusions by supplementing
the record. The Presiding Officer shall determine the permissible extent
of this challenge; that is, whether to limit the party to presentation
of written materials, whether to allow presentation of testimony,
whether to allow cross-examination, or whether to allow oral argument.
The Presiding Officer shall grant or deny the application on the record.
(f) Objections and exceptions. Objections to evidence shall be
timely interposed, shall appear on the record, and shall contain the
grounds upon which they are based. Rulings on all objections, and the
bases therefore, shall appear on the record. Formal exception to an
adverse ruling is not required to preserve the question for appeal.
(g) Offer of proof. When an objection to proffered testimony or
documentary evidence is sustained, the sponsoring party may make a
specific offer, either in writing or orally, of what the party expects
to prove by the testimony or the document. When an offer of proof is
made, any other party may make a specific offer, either in writing or
orally, of what the party expects to present to rebut or contradict the
offer of proof. Written offers of proof or of rebuttal, adequately
marked for identification, shall accompany the record and be available
for consideration by any reviewing authority.
Sec. 511.44 Expert witnesses.
(a) Definition. An expert witness is one who, by reason of
education, training, experience, or profession, has peculiar knowlege
concerning the matter of science or skill to which his or her testimony
relates and from which he or she may draw inferences based upon
hypothetically stated facts or from facts involving scientific or
technical knowledge.
(b) Method of presenting testimony of expert witness. Except as may
be otherwise ordered by the Presiding Officer, a detailed written
statement of the elements of the direct testimony of an expert witness
shall be filed on the record and exchanged between the parties no
[[Page 51]]
later than 10 days preceding the commencement of the hearing. The
statement must contain a full explanation of the methodology underlying
any analysis, and a full disclosure of the basis of any opinion. The
direct testimony of an expert witness shall not include points not
contained in the written statement. A party may waive direct examination
of an expert witness by indicating that the written statement be
considered the testimony of the witness. In such a case, the written
testimony shall be incorporated into the record and shall constitute the
testimony of the witness.
(c) Cross-examination and redirect examination of expert witness.
Cross-examination, redirect examination, and re-cross-examination of an
expert witness will proceed in due course based upon the written
testimony and any amplifying oral testimony.
(d) Failure to file and/or to exchange written statement. Failure to
file and/or to exchange the written statement of an expert witness as
provided in this section shall deprive the sponsoring party of the use
of the expert witness and of the conclusions which that witness would
have presented.
Sec. 511.45 In camera materials.
(a) Definition. In camera materials are documents, testimony, or
other data which by order of the Presiding Officer or the Administrator,
as appropriate under this part, are kept confidential and excluded from
the public record. Only materials exempt under the Freedom of
Information Act may be kept confidential and excluded from the public
record. Pursuant to 49 CFR part 512, the Chief Counsel of the NHTSA is
responsible for determining whether an alleged confidential business
record is exempt from the Freedom of Information Act. The right of the
Presiding Officer, the Administrator and reviewing courts to order
disclosure of in camera materials is specifically reserved.
(b) In camera treatment of documents and testimony. The Presiding
Officer or the Administrator, as appropriate under this part, shall have
authority, when good cause is found on the record, to order documents or
testimony offered in evidence, whether admitted or rejected, to be
received and preserved in camera. The order shall specify the length of
time for in camera treatment and shall include:
(1) A description of the documents and/or testimony;
(2) The reasons for granting in camera treatment for the specified
length of time.
(c) Access and disclosure to parties. (1) The Administrator and
Presiding Officer, and their immediate advisory staffs shall have
complete access to all in camera materials. All other parties shall also
have complete access to all in camera materials, except that these
parties may seek access only in accordance with paragraph (c)(2) of this
section when:
(i) The in camera materials consist of information obtained by the
government from persons not parties to the proceeding; or
(ii) The in camera materials consist of information provided by one
of the parties to the proceeding which is confidential as to the other
parties to the proceeding.
(2) Any party desiring access to and/or disclosure of the in camera
materials specified in paragraph (c)(1) (i) and (ii) of this section for
the preparation and presentation of that party's case shall make a
motion which sets forth the justification therefor. The Presiding
Officer or the Administrator, as appropriate under this part, may grant
such motion on the record for substantial good cause shown and shall
enter a protective order prohibiting unnecessary disclosure and
requiring other necessary safeguards. The Presiding Officer or the
Administrator, as appropriate, may examine the in camera materials and
excise portions thereof before disclosing the materials to the moving
party.
(d) Segregation of in camera materials. In camera materials shall be
segregated from the public record and protected from public view.
(e) Public release of in camera materials. In camera materials
constitute a part of the confidential records of the NHTSA and shall not
be released to the public until the expiration of in camera treatment.
(f) Reference to in camera materials. In the submission of proposed
findings,
[[Page 52]]
conclusions, briefs, or other documents, all parties shall refrain from
disclosing specific details of in camera materials. Such refraining
shall not preclude general references to such materials. To the extent
that parties consider it necessary to include specific details of in
camera materials, the references shall be incorporated into separate
proposed findings, briefs, or other documents marked ``CONFIDENTIAL,
CONTAINS IN CAMERA MATERIAL,'' which shall be placed in camera and
become part of the in camera record. These documents shall be served
only on parties accorded access to the in camera materials in accordance
with paragraph (c)(2) of this section.
Sec. 511.46 Proposed findings, conclusions, and order.
Within a reasonable time after the closing of the record and receipt
of the transcript, all parties and participants may, simultaneously,
file post-hearing briefs, including proposed findings of fact,
conclusions of law and a proposed order, together with reasons
therefore. The Presiding Officer shall establish a date certain for the
filing of the briefs, which shall not exceed 45 days after the close of
the record except in unusual circumstances. The briefs shall be in
writing, shall be served upon all parties, and shall contain adequate
references to the record and authorities relied on. Replies shall be
filed within fifteen (15) days of the date for the filing of briefs
unless otherwise established by the Presiding Officer. The parties and
participants may waive either or both submissions.
Sec. 511.47 Record.
(a) Reporting and transcription. Hearings shall be recorded and
transcribed under the supervision of the Presiding Officer by a reporter
appointed by the Administrator. The original transcript shall be a part
of the record and the official transcript. Copies of transcripts are
available from the reporter at a cost not to exceed the maximum rates
fixed by contract between the NHTSA and the reporter.
(b) Corrections. Corrections of the official transcript may be made
only when they involve errors affecting substance and then only in the
manner herein provided. The Presiding Officer may order corrections,
either on his or her own motion or on motion of any party. The Presiding
Officer shall determine the corrections to be made and so order.
Corrections shall be interlineated or otherwise inserted in the official
transcript so as not to obliterate the original text.
Sec. 511.48 Official docket.
(a) The official docket in adjudicatory proceedings will be
maintained in the Docket Section, Office of the Secretary, Room 4107,
400 Seventh Street SW., Washington, DC 20590, and will be available for
inspection during normal working hours (9:00 a.m.-5:00 p.m.) Monday
through Friday.
(b) Fees for production or disclosure of records contained in the
official docket shall be levied as prescribed in the Department of
Transportation's regulations on Public Availability of Information (49
CFR part 7).
[53 FR 15783, May 3, 1988]
Sec. 511.49 Fees.
(a) Witnesses. Any person compelled to appear in person in response
to a subpoena or notice of oral examination shall be paid at least the
same attendance and mileage fees as are paid witnesses in the courts of
the United States, in accordance with title 28, U.S.C., section 1821.
(b) Responsibility. The fees and mileage referred to in this section
shall be paid by the party at whose instance witnesses appear.
Subpart F_Decision
Sec. 511.51 Initial decision.
(a) When filed. The Presiding Officer shall endeavor to file an
Initial Decision with the Administrator within sixty (60) days of the
close of the record, the filing of post-hearing briefs, or the filing of
replies thereto, whichever is latest.
(b) Content. The Initial Decision shall be based upon a
consideration of the entire record and it shall be supported by
reliable, probative, and substantial evidence. It shall include:
(1) Findings and conclusions, as well as the reasons or bases
therefor, upon
[[Page 53]]
the material questions of fact, material issues of law, or discretion
presented on the record, and should, where practicable, be accompanied
by specific page citations to the record and to legal and other
materials relied upon.
(2) An appropriate order.
(c) By whom made. The Initial Decision shall be made and filed by
the Presiding Officer who presided over the hearing, unless otherwise
ordered by the Administrator.
(d) Reopening of proceeding by presiding officer; termination of
jurisdiction. (1) At any time prior to or concomitant with the filing of
the Initial Decision, the Presiding Officer may reopen the proceedings
for the reception of further evidence.
(2) Except for the correction of clerical errors, the jurisdiction
of the Presiding Officer is terminated upon the filing of the Initial
Decision, unless and until the proceeding is remanded to the Presiding
Officer by the Administrator.
Sec. 511.52 Adoption of initial decision.
The Initial Decision and Order shall become the Final Decision and
Order of the Administrator forty (40) days after issuance unless an
appeal is noted and perfected or unless review is ordered by the
Administrator. Upon the expiration of the fortieth day, the Executive
Secretary shall prepare, sign and enter an order adopting the Initial
Decision and Order.
Sec. 511.53 Appeal from initial decision.
(a) Who may file notice of intention. Any party may appeal an
Initial Decision to the Administrator provided that within ten (10) days
after issuance of the Initial Decision such party files and serves a
notice of intention to appeal.
(b) Appeal brief. The appeal shall be in the form of a brief, filed
within forty (40) days after service of the Initial Decision, duly
served upon all parties and participants. The appeal brief shall
contain, in the order indicated, the following:
(1) A subject index of the matters in the brief, with page
references, and a table of cases (alphabetically arranged), textbooks,
statutes, and other material cited, with page references thereto;
(2) A concise statement of the case;
(3) A specification of the position urged;
(4) The argument, presenting clearly the points of fact and law
relied upon in support of the position on each question, with specific
page references to the record and the legal or other material relied
upon; and
(5) A proposed form of order for the Administrator's consideration
in lieu of the order contained in the Initial Decision.
(c) Answering brief. Within thirty (30) days after service of the
appeal brief upon all parties and participants, any party may file an
answering brief which shall also contain a subject index, with page
references, and a table of cases (alphabetically arranged), textbooks,
statutes, and other material cited, with page references thereto. Such
brief shall present clearly the points of fact and law relied upon in
support of the position taken on each question, with specific page
references to the record and legal or other material relied upon.
(d) Participant's brief. Within thirty (30) days after service of
the appeal brief upon all parties and participants, any participant may
file an appeal brief which should contain a subject index, with page
references, and a table of authorities being relied upon. Such brief
shall present clearly the position taken by the participant on each
question raised by the appellant(s).
(e) Cross appeal. If a timely notice of appeal is filed by a party,
any other party may file a notice of cross-appeal within ten (10) days
of the date on which the first notice of appeal was filed. Cross-appeals
shall be included in the answering brief and shall conform to the
requirements for form, content and filing specified in paragraph (c) of
this section. If an appeal is noticed but not perfected, no cross-appeal
shall be permitted and the notice of cross-appeal shall be deemed void.
(f) Reply brief. A reply brief shall be limited to rebuttal of
matters in answering briefs, including matters raised in cross-appeals.
A reply brief shall be filed and within fourteen (14) days after service
of an answering
[[Page 54]]
brief, or on the day preceding the oral argument, whichever comes first.
(g) Oral argument. The purpose of an oral argument is to emphasize
and clarify the issues. Any party may request oral argument. The
Administrator may order oral argument upon request or upon his or her
own initiative. All oral arguments shall be reported and transcribed.
Sec. 511.54 Review of initial decision in absence of appeal.
The Administrator may, by order, review a case not otherwise
appealed by a party. Thereupon the parties shall and participants may
file briefs in accordance with Sec. 511.53(b), (c), (d), (e), and (f)
except that the Administrator may, in his or her discretion, establish a
different briefing schedule in his or her order. Any such order shall
issue within forty (40) days of issuance of the Initial Decision. The
order shall set forth the issues which the Administrator will review.
Sec. 511.55 Final decision on appeal or review.
(a) Upon appeal from or review of an Initial Decision, the
Administrator shall consider such parts of the record as are cited or as
may be necessary to resolve the issues presented and, in addition,
shall, to the extent necessary or desirable, exercise all the powers
which he or she could have exercised if he or she had made the Initial
Decision.
(b) In rendering his or her decision, the Administrator shall adopt,
modify, or set aside the findings, conclusions, and order contained in
the Initial Decision, and shall include in his or her Final Decision a
statement of the reasons or bases for his or her action. The
Administrator shall issue an order reflecting his or her Final Decision.
Sec. 511.56 Reconsideration.
Within twenty (20) days after issuance of a Final Decision and
Order, any party may file with the Administrator a petition for
reconsideration of such decision or order, setting forth the relief
desired and the grounds in support thereof. Any party desiring to oppose
such a petition shall file an answer thereto within ten (10) days after
service of the petition. The filing of a petition for reconsideration
shall not stay the effective date of the Decision and Order or toll the
running of any statutory time period affecting the decision or order
unless specifically so ordered by the Administrator.
Sec. 511.57 Effective date of order.
(a) Consent orders. An order which has been issued following
acceptance of an offer of settlement in accordance with Sec. 511.26
becomes effective upon issuance.
(b) Litigated orders. All other orders become effective upon the
expiration of the statutory period for court review specified in section
508(c)(1) of the Motor Vehicle Information and Cost Savings Act, title
15, U.S.C. section 2008(c)(1), Pub. L. 94-163, 89 Stat. 911, or, if a
petition for review has been filed, upon court affirmance of the
Administrator's order.
Subpart G_Settlement Procedure in Cases of Violation of Average Fuel
Economy Standards
Sec. 511.61 Purpose.
This subpart establishes the procedures and requirements necessary
to obtain a settlement of a case of violation of section 507 (1) or (2)
of the Motor Vehicle Information and Cost Savings Act, as amended, Pub.
L. 94-163, 89 Stat. 911 (15 U.S.C. section 2007(1)(2)). No settlement of
such cases may be had except as in accordance with this subpart.
Sec. 511.62 Definitions.
Average fuel economy standard means an average fuel economy standard
established by or pursuant to the Motor Vehicle Information and Cost
Savings Act.
Insolvency means the inability to meet expenses when due.
Settlement means a compromise, modification, or remission of a civil
penalty assessed under this part for a violation of an average fuel
economy standard.
Sec. 511.63 Criteria for settlement.
Settlement of a case of violation of an average fuel economy
standard is discretionary with the Administrator.
[[Page 55]]
The Administrator will consider settlement only to the extent:
(a) Necessary to prevent the insolvency or bankruptcy of the person
seeking settlement, or
(b) That the violation of the average fuel economy standard
resulted, as shown by the person seeking settlement, from an act of God,
a strike, or fire, or
(c) That modification of a civil penalty assessed under this part is
necessary to prevent lessening of competition, as determined and as
certified by the Federal Trade Commission under section 508(b)(4) of the
Motor Vehicle Information and Cost Savings Act, Pub. L. 94-163, 89 Stat.
911 (15 U.S.C. section 2008(b)(4)).
Sec. 511.64 Petitions for settlement; timing, contents.
(a) A petition seeking settlement under this subpart must be filed
within 30 days after the issuance of a final order assessing a civil
penalty for a violation of an average fuel economy standard.
(b)(1) A petition for settlement should be sufficient to allow the
Administrator to determine that at least one of the criteria set out in
Sec. 511.63 is satisfied, and that the public interest would be served
by settlement.
(2) A petition asserting that settlement is necessary to prevent
bankruptcy or insolvency must include:
(i) Copies of all pertinent financial records, auditor's reports,
and documents that show that the imposition of a civil penalty would
cause insolvency, or would cause a company to do an act of bankruptcy,
and
(ii) A payment schedule that would allow the petitioner to pay a
civil penalty without resulting in insolvency or an act of bankruptcy.
(3) A petition asserting that the violation of the average fuel
economy standard was caused by an act of God, fire, or strike must
describe corrective and ameliorative steps taken to mitigate the effects
of the act of God, fire, or strike.
(4) A petition based on a certification by the Federal Trade
Commission that modification of the civil penalty assessed is necessary
to prevent a substantial lessening of competition must include a
certified copy of:
(i) The application to the Federal Trade Commission for a
certification under section 508(b)(4) of the Motor Vehicle Information
and Cost Savings Act, Pub. L. 94-163, 89 Stat. 911 (15 U.S.C.
2008(b)(4)), and materials supporting the application.
(ii) The administrative record of any Federal Trade Commission
proceeding held in regard to the application, and
(iii) The certification by the Federal Trade Commission.
(c) It is the policy of the National Highway Traffic Safety
Administration that unconditional settlements of violations of average
fuel economy standards are not in the public interest, and absent
special and extraordinary circumstances, will not be allowed. All
petitions for settlement shall contain a section proposing conditions
for settlement. Conditions for settlement can be specific acts designed
to lead to the reduction of automotive fuel consumption, which the
petitioner is not otherwise required to perform pursuant to any statute,
regulation, or administrative or judicial order, such as sponsoring
public education programs, advertising, accelerating commercial
application of technology, accelerating technology development programs,
or making public the results of privately performed studies, surveys, or
research activities.
Sec. 511.65 Public comment.
Notice and opportunity for comment are provided to the public in
regard to settlements under this part. Subject to Sec. 511.66, notice
of receipt of a petition for settlement is published in the Federal
Register, and a copy of such petitions and any supporting information is
placed in a public docket. Any settlement agreed to by the Administrator
shall be placed in the public docket for 30 days so that interested
persons may comment thereon. No settlement is binding until the
completion of that thirty day period.
Sec. 511.66 Confidential business information.
The Administrator shall have authority to segregate from the public
docket
[[Page 56]]
and to protect from public view information in support of a petition for
settlement which has been determined to be confidential business
information. The provisions of 15 U.S.C. 2005(d) pertaining to
discretionary release by the Administrator of and to limited disclosure
of information determined to be confidential business information shall
apply to this section.
Sec. 511.67 Settlement order.
If, in accordance with this subpart, the Administrator allows a
settlement of a case of violation of an average fuel economy standard,
an order of settlement shall be issued, setting out the terms of the
settlement, and containing a brief discussion of the factors underlying
the exercise of the Administrator's discretion in allowing the
settlement, including a discussion of comments received under Sec.
511.65. If the Administrator rejects a petition for settlement, the
Administrator shall give written notice of the rejection and the reasons
for the rejection to the parties and the Presiding Officer.
[53 FR 15783, May 3, 1988]
Subpart H_Appearances; Standards of Conduct
Sec. 511.71 Who may make appearances.
A party or participant may appear in person, or by a duly authorized
officer, partner, regular employee, or other agent of this party or
participant, or by or with counsel or other duly qualified
representative, in any proceeding under this part.
Sec. 511.72 Authority for representation.
Any individual acting in a representative capacity in any
adjudicative proceeding may be required by the Presiding Officer or the
Administrator to show his or her authority to act in such capacity. A
regular employee of a party who appears on behalf of the party shall be
required by the Presiding Officer or the Administrator to show his or
her authority to so appear.
Sec. 511.73 Written appearances.
(a) Any person who appears in a proceeding shall file a written
notice of appearance with the Executive Secretary or deliver a written
notice of appearance to the reporter at the hearing, stating for whom
the appearance is made and the name, address, and telephone number
(including area code) of the person making the appearance and the date
of the commencement of the appearance. The written appearance shall be
made a part of the record.
(b) Any person who has previously appeared in a proceeding may
withdraw his or her appearance by filing a written notice of withdrawal
of appearance with the Docket Section. The notice of withdrawal shall
state the name, address, and telephone number (including area code) of
the person withdrawing the appearance, for whom the appearance was made,
and the effective date of the withdrawal of the appearance, and such
notice of withdrawal shall be filed within five (5) days of the
effective date of the withdrawal of the appearance.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15783, May 3, 1988]
Sec. 511.74 Attorneys.
An attorney at law who is admitted to practice before the Federal
courts or before the highest court of any State, the District of
Columbia, or any territory or Commonwealth of the United States, may
practice before the NHTSA. An attorney's own representation that he or
she is in good standing before any of such courts shall be sufficient
proof thereof, unless otherwise ordered by the Presiding Officer or the
Administrator.
Sec. 511.75 Persons not attorneys.
(a) Any person who is not an attorney at law may be admitted to
appear in an adjudicative proceeding if that person files proof to the
satisfaction of the Presiding Officer that he or she possesses the
necessary legal, technical or other qualifications to render valuable
service in the proceeding and is otherwise competent to advise and
assist in the presentation of matters in the proceedings. An application
by a person not an attorney at law to appear in a proceeding shall be
submitted in writing to the Docket Section, not later than thirty (30)
days prior to the hearing in the proceedings. The application shall set
forth the applicant's
[[Page 57]]
qualifications to appear in the proceedings.
(b) No person who is not an attorney at law and whose application
has not been approved shall be permitted to appear in the
Administration's proceedings. However, this provision shall not apply to
any person who appears before the NHTSA on his or her own behalf or on
behalf of any corporation, partnership, or association of which the
person is a partner, officer, or regular employee.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15784, May 3, 1988]
Sec. 511.76 Qualifications and standards of conduct.
(a) The NHTSA expects all persons appearing in proceedings before it
to act with integrity, with respect, and in an ethical manner. Business
transacted before and with the NHTSA shall be in good faith.
(b) To maintain orderly proceedings, the Presiding Officer or the
Administrator, as appropriate under this part, may exclude parties,
participants, and their representatives for refusal to comply with
directions, continued use of dilatory tactics, refusal to adhere to
reasonable standards of orderly and ethical conduct, failure to act in
good faith, or violation of the prohibition against certain ex parte
communications. The Presiding Officer may, in addition to the above
sanctions, deny access to additional in camera materials when a party or
participant publicly releases such materials without authorization.
(c) An excluded party, participant, or representative thereof may
petition the Administrator to entertain an interlocutory appeal in
accordance with Sec. 511.24. If, after such appeal, the representative
of a party or participant, is excluded, the hearing shall, at the
request of the party or participant, be suspended for a reasonable time
so that the party or participant may obtain another representative.
Sec. 511.77 Restrictions as to former members and employees.
The postemployee restrictions applicable to former Administrators
and NHTSA employees, as set forth in 18 U.S.C. 207, shall govern the
activities of former Administrators and NHTSA employees in matters
connected with their former duties and responsibilities.
Sec. 511.78 Prohibited communications.
(a) Applicability. This section is applicable during the period
commencing with the date of issuance of a complaint and ending upon
final NHTSA action in the matter.
(b) Definitions. (1) ``Decision-maker'' means those NHTSA personnel
who render decisions in adjudicative proceedings under this part, or who
advise officials who render such decisions, including:
(i) The Administrator,
(ii) The Administrative Law Judges;
(2) ``Ex parte communication'' means:
(i) Any written communication other than a request for a status
report on the proceeding made to a decisionmaker by any person other
than a decisionmaker which is not served on all parties,
(ii) Any oral communication other than a request for a status report
on the proceeding made to a decisionmaker by any person other than a
decisionmaker without advance notice to the parties to the proceeding
and opportunity for them to be present.
(c) Prohibited ex parte communications. Any oral or written ex parte
communication relative to the merits of a proceeding under this part is
a prohibited ex parte communication, except as provided in paragraph (d)
of this section.
(d) Permissible ex parte communications. The following
communications shall not be prohibited under this section:
(1) Ex parte communications authorized by statute or by this part.
(2) Any staff communication concerning judicial review or judicial
enforcement in any matter pending before or decided by the
Administrator.
(e) Procedures for handling prohibited ex parte communication--(1)
Prohibited written ex parte communication. To the extent possible, a
prohibited written ex parte communication received by any NHTSA employee
shall be forwarded to the Docket Section rather than to a decisionmaker.
A prohibited written ex parte communication which reaches a
[[Page 58]]
decisionmaker shall be forwarded by the decisionmaker to the Docket
Section. If the circumstances in which a prohibited ex parte written
communication was made are not apparent from the communication itself, a
statement describing those circumstances shall be forwarded with the
communication.
(2) Prohibited oral ex parte communication. (i) If a prohibited oral
ex parte communication is made to a decisionmaker, he or she shall
advise the person making the communication that the communication is
prohibited and shall terminate the discussion.
(ii) In the event of a prohibited oral ex parte communication, the
decisionmaker shall forward to the Docket Section a dated statement
containing such of the following information as is known to him/her:
(A) The title and docket number of the proceeding;
(B) The name and address of the person making the communication and
his/her relationship (if any) to the parties to the proceeding;
(C) The date and time of the communication, its duration, and the
circumstances (telephone call, personal interview, etc.) under which it
was made;
(D) A brief statement of the substance of the matters discussed;
(E) Whether the person making the communication persisted in doing
so after being advised that the communication was prohibited.
(3) All communications and statements forwarded to the Docket
Section under this section shall be placed in the public file which
shall be associated with, but not made a part of, the record of the
proceedings to which the communication or statement pertains.
(4) Service on parties. The Administrator shall serve a copy of each
communication and statement forwarded under this section on all parties
to the proceedings. However, if the parties are numerous, or if other
circumstances satisfy the Administrator that service of the
communication or statement would be unduly burdensome, he or she may, in
lieu of service, notify all parties in writing that the communication or
statement has been made and filed and that it is available for
inspection and copying.
(5) Service on maker. The Administrator shall forward to the person
who made the prohibited ex parte communication a copy of each
communication or statement filed under this section.
(f) Effect of ex parte communications. No prohibited ex parte
communication shall be considered as part of the record for decision
unless introduced into evidence by a party to the proceedings.
(g) Sanctions. A party or participant who makes a prohibited ex
parte communication, or who encourages or solicits another to make any
such communication, may be subject to any appropriate sanction or
sanctions, including, but not limited to, exclusion from the proceedings
and adverse rulings on the issues which are the subject of the
prohibited communication.
[45 FR 81578, Dec. 11, 1980, as amended at 53 FR 15784, May 3, 1988]
Sec. Appendix I to Part 511--Final Prehearing Order
Case Caption
Final Prehearing Order
A prehearing conference was held in this matter pursuant to Rule 21
of the Administration's Rules of Practice for Adjudicative Proceedings,
on the ____________________ day of ____________________, 19____, at ____
o'clock __ M.
Counsel appeared as follows:
For the Administration staff:
For the Respondent(s):
Others:
1. NATURE OF ACTION AND JURISDICTION.
This is an action for ____________________
________________________________________________________________________
and the jurisdiction of the Administration is involved under Section
____ of Title ____ U.S.C. The jurisdiction of the Administration is
(not) disputed. The questions of jurisdiction was decided as follows:
2. STIPULATIONS AND STATEMENTS.
The following stipulations and statements were submitted, attached
to, and made a part of this order:
(a) A comprehensive written stipulation or statement of all
uncontested facts;
(b) A concise summary of the ultimate facts as claimed by each
party. (Complaint Counsel must set forth the claimed facts,
specifically; for example, if violation is
[[Page 59]]
claimed, Complaint Counsel must assert specifically the acts of
violation complained of; each respondent must reply with equal clarity
and detail.)
(c) Written stipulations or statements setting forth the
qualifications of the expert witnesses to be called by each party;
(d) A written list or lists of the witnesses whom each party will
call, a written list or lists of the additional witnesses whom each
party may call, and a statement of the subject on which each witness
will testify;
(e) An agreed statement of the contested issues of fact and of law,
and/or separate statements by each party or any contested issues of fact
and law not agreed to;
(f) A list of all depositions to be read into evidence and
statements of any objections thereto;
(g) A list and brief description of any charts, graphs, models,
schematic diagrams, and similar objects that will be used in opening
statements or closing arguments, but will not be offered in evidence. If
any other such objects are to be used by any party, they will be
submitted to opposing counsel at least three days prior to hearing. If
there is then any objection to their use, the dispute will be submitted
to the Presiding Officer at least one day prior to hearing;
(h) Written waivers of claims or defenses which have been abandoned
by the parties.
The foregoing were modified at the pretrial conference as follows:
[To be completed at the conference itself. If none, recite ``none'']
3. COMPLAINT COUNSEL'S EVIDENCE.
3.1 The following exhibits were offered by Complaint Counsel,
received in evidence, and marked as follows:
[Identification number and brief description of each exhibit]
The authenticity of these exhibits has been stipulated.
3.2 The following exhibits were offered by the Complaint Counsel and
marked for identification. There was reserved to the respondent(s) and
party intervenors, if any, the right to object to their receipt in
evidence on the grounds stated:
[Identification number and brief description of each exhibit. State
briefly ground of objection, e.g., competency, relevancy, materiality]
4. RESPONDENT'S EVIDENCE.
4.1 The following exhibits were offered by the respondent(s),
received in evidence, and marked as herein indicated:
[Identification number and brief description of each exhibit]
The authenticity of these exhibits has been stipulated.
4.2 The following exhibits were offered by the respondent(s) and
marked for identification. There was reserved to Complaint Counsel and
party intervenors, if any, the right to object to their receipt in
evidence on the grounds stated:
[Identification number and brief description of each exhibit. State
briefly ground of objection, e.g., competency, relevancy, materiality]
5. ADDITIONAL ACTIONS.
The following additional action was taken:
[Amendments to pleadings, agreements of the parties, disposition of
motions, separation of issues of liability and remedy, etc., if
necessary]
6. LIMITATIONS AND RESERVATIONS.
6.1 Each of the parties has the right to further supplement the list
of witnesses not later than ten (10) days prior to trial by furnishing
opposing counsel with the name and address of the witness and general
subject matter of his or her testimony and filing a supplement to this
pretrial order. Thereafter additional witnesses may be added only after
application to the Presiding Officer, for good cause shown.
6.2 Rebuttal witnesses not listed in the exhibits to this order may
be called only if the necessity of their testimony could not reasonably
be foreseen ten (10) days prior to trial. If it appears to counsel at
any time before trial that such rebuttal witnesses will be called,
notice will immediately be given to opposing counsel and the Presiding
Officer.
6.3 The probable length of hearing is ________ days. The hearings
will be commenced on the ____ day of __________, 19____, at ____ o'clock
__ M. at (location) __________.
6.4 Prehearing briefs will be filed not later than 5:00 p.m. on
________. (Insert date not later than ten (10) days prior to hearing.)
All anticipated legal questions, including those relating to the
admissibility of evidence, must be covered by prehearing briefs.
This prehearing order has been formulated after a conference at
which counsel for the respective parties appeared. Reasonable
opportunity has been afforded counsel for corrections or additions prior
to signing. It will control the course of the hearing, and it may not be
amended except by consent of the parties and the Presiding Officer, or
by order of the Presiding Officer to prevent manifest injustice.
________________________________________________________________________
(Presiding Officer's Name)
(Presiding Officer's Title)
[[Page 60]]
APPROVED AS TO FORM AND SUBSTANCE
Date: __________.
________________________________________________________________________
Complaint Counsel.
________________________________________________________________________
Attorney for Respondent(s).
Note: Where intervenors appear pursuant to Sec. 511.17 the
prehearing order may be suitably modified; the initial page may be
modified to reflect the intervention.
PART 512_CONFIDENTIAL BUSINESS INFORMATION--Table of Contents
Subpart A_General Provisions
Sec.
512.1 Purpose and scope.
512.2 Applicability.
512.3 Definitions.
Subpart B_Submission Requirements
512.4 When requesting confidentiality, what should I submit?
512.5 How many copies should I submit?
512.6 How should I prepare documents when submitting a claim for
confidentiality?
512.7 Where should I send the information for which I am requesting
confidentiality?
512.8 What supporting information should I submit with my request?
Subpart C_Additional Requirements
512.9 What are the requirements if the information comes from a third
party?
512.10 Duty to amend.
512.11 What if I need an extension of time?
512.12 What if I am submitting multiple items of information?
512.13 What are the consequences for noncompliance with this part?
Subpart D_Agency Determination
512.14 Who makes the confidentiality determination?
512.15 How will confidentiality determinations be made?
512.16 Class determinations.
512.17 How long should it take to determine whether information is
entitled to confidential treatment?
512.18 How will I be notified of the confidentiality determination?
512.19 What can I do if I disagree with the determination?
Subpart E_Agency Treatment of Information Claimed To Be Confidential
512.20 How does the agency treat information submitted pursuant to this
part before a confidentiality determination is made?
512.21 How is information submitted pursuant to this part treated once a
confidentiality determination is made?
512.22 Under what circumstances may NHTSA modify a grant of
confidentiality?
512.23 Under what circumstances may NHTSA publicly release confidential
information?
Appendix A to Part 512--Certificate in Support of Request for
Confidentiality
Appendix B to Part 512--General Class Determinations
Appendix C to Part 512--Early Warning Reporting Class Determinations
Appendix D to Part 512--Vehicle Identification Number Information
Appendix E to Part 512--Consumer Assistance to Recycle and Save (CARS)
Class Determinations
Appendix F to Part 512--OMB Clearance
Authority: 49 U.S.C. 322; 5 U.S.C. 552; 49 U.S.C. 30166; 49 U.S.C.
30167; 49 U.S.C. 32307; 49 U.S.C. 32505; 49 U.S.C. 32708; 49 U.S.C.
32910; 49 U.S.C. 33116; delegation of authority at 49 CFR 1.50.
Source: 68 FR 44228, July 28, 2003, unless otherwise noted.
Subpart A_General Provisions
Sec. 512.1 Purpose and scope.
The purpose of this part is to establish the procedures and
standards by which NHTSA will consider claims that information submitted
to the agency is entitled to confidential treatment under 5 U.S.C.
552(b), most often because it constitutes confidential business
information as described in 5 U.S.C. 552(b)(4), and to address the
treatment of information determined to be entitled to confidential
treatment.
Sec. 512.2 Applicability.
(a) This part applies to all information submitted to NHTSA, except
as provided in paragraph (b) of this section, for which a determination
is sought that the material is entitled to confidential treatment under
5 U.S.C.
[[Page 61]]
552(b), most often because it constitutes confidential business
information as described in 5 U.S.C. 552(b)(4), and should be withheld
from public disclosure.
(b) Information received as part of the procurement process is
subject to the Federal Acquisition Regulation, 48 CFR Chapter 1, as well
as this part. In any case of conflict between the Federal Acquisition
Regulation and this part, the provisions of the Federal Acquisition
Regulation prevail.
Sec. 512.3 Definitions.
Whenever used in this part:
(a) Administrator means the Administrator of the National Highway
Traffic Safety Administration.
(b) Chief Counsel means the Chief Counsel of the National Highway
Traffic Safety Administration.
(c) Confidential business information means trade secrets or
commercial or financial information that is privileged or confidential,
as described in 5 U.S.C. 552(b)(4).
(1) A trade secret is a secret, commercially valuable plan, formula,
process, or device that is used for the making, preparing, compounding,
or processing of trade commodities and that can be said to be the end
product of either innovation or substantial effort.
(2) Commercial or financial information is considered confidential
if it has not been publicly disclosed and:
(i) If the information was required to be submitted and its release
is likely to impair the Government's ability to obtain necessary
information in the future, or is likely to cause substantial harm to the
competitive position of the person from whom the information was
obtained; or
(ii) if the information was voluntarily submitted and is the kind of
information that is customarily not released to the public by the person
from whom it was obtained.
(d) NHTSA means the National Highway Traffic Safety Administration.
(e) ``Substantial competitive harm'' includes ``significant
competitive damage'' under Chapter 329 of Title 49 of the United States
Code, Automobile Fuel Economy, 49 U.S.C. 32910(c).
Subpart B_Submission Requirements
Sec. 512.4 When requesting confidentiality, what should I submit?
Any person submitting information to NHTSA, other than information
in a class identified in appendix C of this Part, and requesting that
the information be withheld from public disclosure pursuant to 5 U.S.C.
552(b) shall submit the following:
(a) The materials for which confidentiality is being requested, in
conformance with Sec. Sec. 512.5, 512.6, and 512.7 of this part;
(b) The Certificate, in the form set out in appendix A to this part;
(c) Supporting information, in conformance with Sec. 512.8; and
(d) Any request for an extension of time, made in accordance with
Sec. 512.11.
Sec. 512.5 How many copies should I submit?
(a) Except as provided for in subsection (c), a person must send the
following in hard copy or electronic format to the Chief Counsel when
making a claim for confidential treatment covering submitted material:
(1) A complete copy of the submission, and
(2) A copy of the submission containing only the portions for which
no claim of confidential treatment is made and from which those portions
for which confidential treatment is claimed has been redacted, and
(3) Either a second complete copy of the submission or,
alternatively, those portions of the submission containing the material
for which confidential treatment is claimed and any additional
information the submitter deems important to the Chief Counsel's
consideration of the claim.
(4) If submitted in electronic format, a copy of any special
software required to review materials for which confidential treatment
is requested and user instructions must also be provided.
(b) A person filing comments to a rulemaking action must
additionally submit to the rulemaking docket a copy of the submission
containing only the portions for which no claim of confidential
treatment is made and from
[[Page 62]]
which those portions for which confidential treatment is claimed has
been redacted.
(c) Any person submitting blueprints or engineering drawings need
only provide an original version with their submission.
Sec. 512.6 How should I prepare documents when submitting
a claim for confidentiality?
(a) Information claimed to be confidential must be clearly
identified to enable the agency to distinguish between those portions of
the submission claimed to constitute confidential business information
and those portions for which no such claim is made.
(b) The word ``CONFIDENTIAL'' must appear on the top of each page
containing information claimed to be confidential.
(1) If an entire page is claimed to be confidential, the submitter
must indicate clearly that the entire page is claimed to be
confidential.
(2) If the information for which confidentiality is being requested
is contained within a page, the submitter shall enclose each item of
information that is claimed to be confidential within brackets: ``[ ].''
(c) Submissions in electronic format--(1) Persons submitting
information under this Part may submit the information in an electronic
format. Except for early warning reporting data submitted to the agency
under 49 CFR part 579, the information submitted in an electronic format
shall be submitted in a physical medium such as a CD-ROM. The exterior
of the medium (e.g., the disk itself) shall be permanently labeled with
the submitter's name, the subject of the information and the words
``CONFIDENTIAL BUSINESS INFORMATION''.
(2) Confidential portions of electronic files submitted in other
than their original format must be marked ``Confidential Business
Information'' or ``Entire Page Confidential Business Information'' at
the top of each page. If only a portion of a page is claimed to be
confidential, that portion shall be designated by brackets. Files
submitted in their original format that cannot be marked as described
above must, to the extent practicable, identify confidential information
by alternative markings using existing attributes within the file or
means that are accessible through use of the file's associated program.
When alternative markings are used, such as font changes or symbols, the
submitter must use one method consistently for electronic files of the
same type within the same submission. The method used for such markings
must be described in the request for confidentiality. Files and
materials that cannot be marked internally, such as video clips or
executable files or files provided in a format specifically requested by
the agency, shall be renamed prior to submission so the words
``Confidential Bus Info'' appears in the file name or, if that is not
practicable, the characters ``Conf Bus Info'' or ``Conf'' appear. In all
cases, a submitter shall provide an electronic copy of its request for
confidential treatment on any medium containing confidential
information, except where impracticable.
(3) Confidential portions of electronic files submitted in other
than their original format must be marked with consecutive page numbers
or sequential identifiers so that any page can be identified and located
using the file name and page number. Confidential portions of electronic
files submitted in their original format must, if practicable, be marked
with consecutive page numbers or sequential identifiers so that any page
can be identified and located using the file name and page number.
Confidential portions of electronic files submitted in their original
format that cannot be marked as described above must, to the extent
practicable, identify the portions of the file that are claimed to be
confidential through the use of existing indices or placeholders
embedded within the file. If such indices or placeholders exist, the
submitter's request for confidential treatment shall clearly identify
them and the means for locating them within the file. If files submitted
in their original format cannot be marked with page or sequence number
designations and do not contain existing indices or placeholders for
locating confidential information, then the portions of the files that
are claimed to be confidential shall be described by other means
[[Page 63]]
in the request for confidential treatment. In all cases, submitters
shall provide an electronic copy of their request for confidential
treatment on any media containing confidential data except where
impracticable.
(4) Electronic media may be submitted only in commonly available and
used formats.
[68 FR 44228, July 28, 2003, as amended at 72 FR 59469, Oct. 19, 2007]
Sec. 512.7 Where should I send the information for which
I am requesting confidentiality?
A claim for confidential treatment must be submitted in accordance
with the provisions of this regulation to the Chief Counsel of the
National Highway Traffic Safety Administration, 1200 New Jersey Avenue,
SE., West Building W41-227, Washington, DC 20590.
[72 FR 59470, Oct. 19, 2007]
Sec. 512.8 What supporting information should I submit with my request?
When requesting confidentiality, the submitter shall:
(a) Describe the information for which confidentiality is being
requested;
(b) Identify the confidentiality standard(s) under which the
confidentiality request should be evaluated, in accordance with Sec.
512.15;
(c) Justify the basis for the claim of confidentiality under the
confidentiality standard(s) identified pursuant to paragraph (b) of this
section by describing:
(1) Why the information qualifies as a trade secret, if the basis
for confidentiality is that the information is a trade secret;
(2) What the harmful effects of disclosure would be and why the
effects should be viewed as substantial, if the claim for
confidentiality is based upon substantial competitive harm;
(3) What significant NHTSA interests will be impaired by disclosure
of the information and why disclosure is likely to impair such
interests, if the claim for confidentiality is based upon impairment to
government interests;
(4) What measures have been taken by the submitter to ensure that
the information is not customarily disclosed or otherwise made available
to the public, if the basis for confidentiality is that the information
is voluntarily submitted; and
(5) The information is otherwise entitled to protection, pursuant to
5 U.S.C. 552(b).
(d) Indicate if any items of information fall within any of the
class determinations included in appendix B to this Part;
(e) Indicate the time period during which confidential treatment is
sought; and
(f) State the name, address, and telephone number of the person to
whom NHTSA's response and any inquiries should be directed.
Subpart C_Additional Requirements
Sec. 512.9 What are the requirements if the information
comes from a third party?
Where confidentiality is claimed for information obtained by the
submitter from a third party, such as a supplier, the submitter is
responsible for obtaining from the third party the information that is
necessary to comply with Sec. 512.4 of this part, including a
certificate in the form set out in appendix A to this Part.
Sec. 512.10 Duty to amend.
The submitter shall promptly amend any supporting information
provided under Sec. 512.4 if the submitter obtains information upon the
basis of which the submitter knows that the supporting information was
incorrect when provided, or that the supporting information, though
correct when provided to the agency, is no longer correct and the
circumstances are such that a failure to amend the supporting
information is in substance a knowing concealment.
Sec. 512.11 What if I need an extension of time?
If a person is unable to submit the necessary information required
under Sec. 512.4 at the time the claimed confidential information is
submitted to NHTSA, then that person may request an extension of time.
Any request for an extension shall explain the reason
[[Page 64]]
for the extension of time and the length of time requested.
Sec. 512.12 What if I am submitting multiple items of information?
Any certificate provided under Sec. 512.4(b) of this part, and any
supporting information provided under Sec. 512.4(c) of this part, may
be used to support a claim for confidential treatment of more than one
item of information. However, general or nonspecific assertions or
analysis may be insufficient to form an adequate basis for the agency to
find that the information is entitled to confidential treatment, and may
result in the denial of the claim.
Sec. 512.13 What are the consequences for noncompliance with this part?
(a) If the submitter fails to comply with Sec. 512.4 of this part
at the time the information is submitted to NHTSA or does not request an
extension of time under Sec. 512.11, the claim for confidentiality may
be waived, unless the agency is notified or otherwise becomes aware of
the claim before the information is disclosed to the public. If the
information is placed in a public docket or file, such placement is
disclosure to the public within the meaning of this part and may
preclude any claim for confidential treatment. The Chief Counsel may
notify a submitter of information or, if applicable, a third party from
whom the information was obtained, of inadequacies regarding a claim for
confidential treatment and may allow the submitter or third party
additional time to supplement the submission, but has no obligation to
provide either notice or additional time.
(b) If the submitter does not provide the certificate required under
Sec. 512.4(b) of this part or any supporting information required under
Sec. 512.4(c) of this part, or if the information is insufficient to
establish that the information should be afforded confidential treatment
under the confidentiality standards set out in Sec. 512.15 of this
part, a request that such information be treated confidentially may be
denied. The Chief Counsel may notify a submitter of information of
inadequacies in the supporting information and may allow the submitter
additional time to supplement the showing, but has no obligation to
provide either notice or additional time.
Subpart D_Agency Determination
Sec. 512.14 Who makes the confidentiality determination?
The Chief Counsel will determine whether an item of information will
be afforded confidential treatment under this part.
Sec. 512.15 How will confidentiality determinations be made?
Information may be afforded confidential treatment if the Chief
Counsel determines that:
(a) The information is a trade secret;
(b) Public disclosure of the information would be likely to cause
substantial harm to the competitive position of the submitter;
(c) Public disclosure of the information would be likely to impair
NHTSA's ability to obtain necessary information in the future;
(d) The information was provided to NHTSA voluntarily and was not
customarily released to the public by the person from whom it was
obtained; or
(e) The information is otherwise entitled to protection, pursuant to
5 U.S.C. 552(b).
Sec. 512.16 Class determinations.
(a) The Chief Counsel may issue class determinations of categories
of information to be entitled to confidential treatment if the Chief
Counsel determines that one or more characteristics common to each item
of information in that class, will, in most cases, result in identical
treatment, and further that it is appropriate to treat all such items as
a class for one or more purposes under this part. Once a class
determination is made, the Chief Counsel will publish the new class
determination in the Federal Register.
(b) The Chief Counsel may amend, modify, or terminate any class
determination established under this section. These changes will be
published in the Federal Register.
(c) Class determinations made by the Chief Counsel are listed in
Appendices B and C to this Part.
[[Page 65]]
(d) A class determination may state that all of the information in
the class:
(1) Is or is not governed by a particular section of this part or by
a particular set of substantive criteria of this part;
(2) Satisfies one or more of the applicable substantive criteria; or
(3) Satisfies one or more of the substantive criteria, but only for
a certain period of time.
Sec. 512.17 How long should it take to determine whether information
is entitled to confidential treatment?
(a) When information claimed to be confidential is requested under
the Freedom of Information Act, the determination will be made within
twenty (20) working days after NHTSA receives such a request or within
thirty (30) working days in unusual circumstances as provided under 5
U.S.C. 552(a)(6)(A). However, these time periods may be extended by the
Chief Counsel for good cause shown or on request from any person. An
extension will be made in accordance with 5 U.S.C. 552(a)(6)(A), and
will be accompanied by a written statement setting out the reasons for
the extension.
(b) When information claimed to be confidential is not requested
under the Freedom of Information Act, the determination of
confidentiality will be made within a reasonable period of time, at the
discretion of the Chief Counsel.
Sec. 512.18 How will I be notified of the confidentiality determination?
(a) If a request for confidential treatment is granted, the
submitter of the information will be notified in writing of the
determination and of any appropriate limitations.
(b) If a request for confidential treatment is denied in whole or in
part, the submitter of the information will be notified in writing of
the determination, and the reasons for the denial, by certified mail,
return receipt requested. The information may be made available to the
public twenty (20) working days after the submitter of the information
has received notice of the denial, unless a request for reconsideration
is filed. The information may be released publicly on an earlier date,
if the Chief Counsel determines in writing that the public interest
requires that the information be made available to the public on such
date.
Sec. 512.19 What can I do if I disagree with the determination?
(a) A submitter of information whose request for confidential
treatment is denied in whole or in part, may petition for
reconsideration of that decision. Petitions for reconsideration shall be
addressed to and received by the Chief Counsel prior to the date on
which the information would otherwise be made available to the public.
The determination by the Chief Counsel upon such petition for
reconsideration shall be administratively final.
(b) If a person is unable to submit a petition for reconsideration
within twenty (20) working days of receiving notice that a claim for
confidential treatment was denied, that person may submit a request for
an extension of time. The Chief Counsel must receive any request for an
extension of time before the date on which the information would be made
available to the public, and the request must be accompanied by an
explanation describing the reason for the request and the length of time
requested. The Chief Counsel will determine whether to grant or deny the
extension and the length of the extension.
(c) If a petition for reconsideration is granted, the petitioner
will be notified in writing of the determination and of any appropriate
limitations.
(d) If a petition for reconsideration is denied in whole or in part,
or if a request for an extension is denied, the petitioner will be
notified in writing of the denial, and the reasons for the denial, and
will be informed that the information will be made available to the
public not less than twenty (20) working days after the petitioner has
received notice of the denial. The information may be released publicly
on an earlier date, if the Administrator determines in writing that the
public interest requires that the information be made available to the
public on such date.
[[Page 66]]
Subpart E_Agency Treatment of Information Claimed To Be Confidential
Sec. 512.20 How does the agency treat information submitted
pursuant to this part before a confidentiality determination is made?
(a) Information received by NHTSA, for which a properly filed
confidentiality request is submitted, will be kept confidential until
the Chief Counsel makes a determination regarding its confidentiality.
Such information will not be disclosed publicly, except in accordance
with this part.
(b) Redacted copies of documents submitted to NHTSA under this part
will be disclosed to the public.
Sec. 512.21 How is information submitted pursuant to this part treated
once a confidentiality determination is made?
(a) Once the Chief Counsel makes a determination regarding the
confidentiality of the submitted information, all materials determined
not to be entitled to confidential protection will be disclosed to the
public in accordance with the determination, unless a timely petition
for reconsideration is received by the agency.
(b) Upon receipt of a timely petition for reconsideration under
Sec. 512.19 of this part, the submitted information will remain
confidential, pending a determination regarding the petition.
(c) Should the Chief Counsel, after considering a petition for
reconsideration, decide that information is not entitled to confidential
treatment, the agency may make the information available after twenty
(20) working days after the submitter has received notice of that
decision from the Chief Counsel unless the agency receives direction
from a court not to release the information.
[68 FR 44228, July 28, 2003, as amended at 69 FR 21425, Apr. 21, 2004]
Sec. 512.22 Under what circumstances may NHTSA modify
a grant of confidentiality?
(a) The Chief Counsel may modify a grant of confidentiality based
upon:
(1) Newly discovered or changed facts;
(2) A change in the applicable law;
(3) A change in class determination, pursuant to Sec. 512.16;
(4) The passage of time; or
(5) A finding that the prior determination is erroneous.
(b) If the Chief Counsel believes that an earlier determination of
confidentiality should be modified based on one or more of the factors
listed in paragraph (a) of this section, the submitter of the
information will be notified in writing that the Chief Counsel has
modified its earlier determination and of the reasons for the
modification, and will be informed that the information will be made
available to the public in not less than twenty (20) working days from
the date of receipt of the notice of modification. The information may
be released publicly on an earlier date, if the Administrator determines
in writing that the public interest requires that the information be
made available to the public on such date. The submitter may seek
reconsideration of the modification, pursuant to Sec. 512.19.
Sec. 512.23 Under what circumstances may NHTSA publicly release
confidential information?
(a) Information that has been claimed or determined to be
confidential under this part may be disclosed to the public by the
Administrator notwithstanding such claim or determination, if disclosure
would be in the public interest as follows:
(1) Information obtained under chapter 325, 327, 329 or 331 of title
49 of the United States Code (formerly under the Motor Vehicle
Information and Cost Savings Act) may be disclosed when that information
is relevant to a proceeding under the chapter under which the
information was obtained.
(2) Information obtained under chapter 301 of title 49 of the United
States Code (49 U.S.C. Sec. 30101 et seq.), relating to the
establishment, amendment, or modification of Federal motor vehicle
safety standards, may be disclosed when relevant to a proceeding under
the chapter.
(3) Except as specified in the next sentence, information obtained
under Chapter 301 of title 49 of the United
[[Page 67]]
States Code (49 U.S.C. 30101 et seq.), related to a possible defect or
noncompliance, shall be disclosed when the Administrator decides the
information will assist in carrying out sections 30117(b) and 30118
through 30121 of title 49 or is required to be disclosed under 30118(a)
of title 49, except as provided in paragraph (a)(4) of this section.
(4) No information will be disclosed under paragraph (a) of this
section unless the submitter of the information is given written notice
of the Administrator's intention to disclose information under this
section. Written notice will be given at least twenty (20) working days
before the day of release, unless the Administrator finds that shorter
notice is in the public interest. The notice under this paragraph will
include a statement of the Administrator's reasons for deciding to
disclose the information, and will afford the submitter of the
information an opportunity to comment on the contemplated release of the
information. The Administrator may also give notice of the contemplated
release of information to other persons and may allow these persons the
opportunity to comment. In making the determination to release
information pursuant to this section, the Administrator will consider
ways to release the information that will cause the least possible
adverse effects to the submitter.
(b) Notwithstanding any other provision of this part, information
that has been determined or claimed to be confidential may be released:
(1) To a committee of Congress;
(2) Pursuant to an order of a court of competent jurisdiction;
(3) To the Office of the Secretary, U.S. Department of
Transportation and other Executive branch offices or other Federal
agencies in accordance with applicable laws;
(4) With the consent of the submitter of the information; and
(5) To contractors, if necessary for the performance of a contract
with the agency or any Federal agency, with specific prohibitions on
further release of the information.
Sec. Appendix A to Part 512--Certificate in Support of Request for
Confidentiality
Certificate in Support of Request for Confidentiality
I __________, pursuant to the provisions of 49 CFR part 512, state
as follows:
(1) I am (official's name, title) and I am authorized by (company)
to execute this certificate on its behalf;
(2) I certify that the information contained in (pertinent
document(s)) is confidential and proprietary data and is being submitted
with the claim that it is entitled to confidential treatment under 5
U.S.C. 552(b)(4) (as incorporated by reference in and modified by the
statute under which the information is being submitted);
(3) I hereby request that the information contained in (pertinent
document(s)) be protected for (requested period of time);
(4) This certification is based on the information provided by the
responsible (company) personnel who have authority in the normal course
of business to release the information for which a claim of
confidentiality has been made to ascertain whether such information has
ever been released outside (company);
(5) Based upon that information, to the best of my knowledge,
information and belief, the information for which (company) has claimed
confidential treatment has never been released or become available
outside (company); (except as hereinafter specified);
(6) I make no representations beyond those contained in this
certificate and, in particular, I make no representations as to whether
this information may become available outside (company) because of
unauthorized or inadvertent disclosure (except as stated in paragraph
5); and
(7) I certify under penalty of perjury that the foregoing is true
and correct. Executed on this the ______ day of ______, ______. (If
executed outside of the United States of America: I certify under
penalty of perjury under the laws of the United States of America that
the foregoing is true and correct). (signature of official)
Sec. Appendix B to Part 512--General Class Determinations
The Chief Counsel has determined that the following types of
information would presumptively be likely to result in substantial
competitive harm if disclosed to the public:
(1) Blueprints and engineering drawings containing process and
production data where the subject could not be manufactured without the
blueprints or engineering drawings except after significant reverse
engineering;
[[Page 68]]
(2) Future specific model plans (to be protected only until the date
on which the specific model to which the plan pertains is first offered
for sale); and
(3) Future vehicle production or sales figures for specific models
(to be protected only until the termination of the production period for
the model year vehicle to which the information pertains).
[68 FR 44228, July 28, 2003, as amended at 69 FR 21425, Apr. 21, 2004]
Sec. Appendix C to Part 512--Early Warning Reporting Class
Determinations
(a) The Chief Counsel has determined that the following information
required to be submitted to the agency under 49 CFR 579, Subpart C, if
released, is likely to cause substantial harm to the competitive
position of the manufacturer submitting the information and is likely to
impair the government's ability to obtain necessary information in the
future:
(1) Reports and data relating to warranty claim information and
warranty adjustment information for manufacturers of tires;
(2) Reports and data relating to field reports, including dealer
reports, product evaluation reports, and hard copies of field reports;
and
(3) Reports and data relating to consumer complaints.
(b) The Chief Counsel has determined that the following information
required to be submitted to the agency under 49 CFR 579, Subpart C, if
released, is likely to cause substantial harm to the competitive
position of the manufacturer submitting the information:
(1) Reports of production numbers for child restraint systems,
tires, and vehicles other than light vehicles, as defined in 49 CFR
579.4(c); and
(2) Lists of common green tire identifiers.
[72 FR 59470, Oct. 19, 2007]
Sec. Appendix D to Part 512--Vehicle Identification Number Information
The Chief Counsel has determined that the disclosure of the last six
(6) characters, when disclosed along with the first eleven (11)
characters, of vehicle identification numbers reported in information on
incidents involving death or injury pursuant to the early warning
information requirements of 49 CFR part 579 will constitute a clearly
unwarranted invasion of personal privacy within the meaning of 5 U.S.C.
552(b)(6).
[72 FR 59470, Oct. 19, 2007]
Sec. Appendix E to Part 512--Consumer Assistance to Recycle and Save
(CARS) Class Determinations
(a) The Chief Counsel has determined that the following information
required to be submitted to the agency under 49 CFR part 599, if
released, is likely to cause substantial harm to the competitive
position of the entity submitting the information:
(1) Vehicle Manufacturer Issued Dealer Identification Code;
(2) Dealer Bank Name, ABA Routing Number and Bank Account Number;
and
(3) CARS Dealer Code and Authorization Code.
(b) The Chief Counsel has determined that the disclosure of the new
vehicle owner's name, home address, telephone number, state
identification number and last six (6) characters, when disclosed along
with the first eleven (11) characters, of the new vehicle identification
numbers reported in transactions submitted to the agency under 49 CFR
Part 599 will constitute a clearly unwarranted invasion of personal
privacy within the meaning of 5 U.S.C. 552(b)(6).
[74 FR 37897, July 29, 2009]
Sec. Appendix F to Part 512--OMB Clearance
The OMB clearance number for this part 512 is 2127-0025.
[74 FR 37897, July 29, 2009]
PART 520_PROCEDURES FOR CONSIDERING ENVIRONMENTAL IMPACTS--Table of Contents
Subpart A_General
Sec.
520.1 Purpose and scope.
520.2 Policy.
520.3 Definitions.
520.4 Applicability.
520.5 Guidelines for identifying major actions significantly affecting
the environment.
Subpart B_Procedures
520.21 Preparation of environmental reviews, negative declarations, and
notices of intent.
520.22 Maintenance of a list of actions.
520.23 Preparation of draft environmental impact statements.
520.24 Internal processing of draft environmental impact statements.
520.25 External review of draft environmental impact statements.
520.26 Public hearings.
520.27 Legislative actions.
[[Page 69]]
520.28 Preparation of final environmental impact statements.
520.29 Internal review of final environmental impact statements.
520.30 Availability of final environmental impact statements.
520.31 Amendments or supplements.
520.32 Emergency action procedures.
520.33 Timing of proposed NHTSA actions.
520.34 Comments on environmental statements prepared by other agencies.
Attachment 1 to Part 520--Form and Content of Statement
Attachment 2 to Part 520--Areas of Environmental Impact and Federal
Agencies and Federal-State Agencies With Jurisdiction by Law
or Special Expertise To Comment Thereon [Note]
Attachment 3 to Part 520--Offices Within Federal Agencies and Federal-
State Agencies for Information Regarding the Agencies' Impact
Statements for Which Comments Are Requested [Note]
Attachment 4 to Part 520--State and Local Agency Review of Impact
Statements
Authority: Secs. 102(2)(A), 102(2)(C), Pub. L. 91-190, 83 Stat. 853
(42 U.S.C. 4332); secs. 2(b), 4(f), Pub. L. 89-670, 80 Stat. 931 (49
U.S.C. 1651(b), 1653(f)); E.O. 11514, 35 FR 4247; 40 CFR part 1500; DOT
Order 5610.1B, 39 FR 35234; delegations of authority at 49 CFR 1.45,
1.51.
Source: 40 FR 52396, Nov. 10, 1975, unless otherwise noted.
Subpart A_General
Sec. 520.1 Purpose and scope.
(a) Section 102(2)(C) of the National Environmental Policy Act of
1969 (83 Stat. 853; 42 U.S.C. 4332(2)(C)), as implemented by Executive
Order 11514 (3 CFR, 1966-1970 Comp., p. 902) and the Council on
Environmental Quality's Guidelines of April 23, 1971 (36 FR 7724),
requires that all agencies of the Federal Government prepare detailed
environmental statements on proposals for legislation and other major
Federal actions significantly affecting the quality of the human
environment. The purpose of the Act is to build into the agency
decision-making process careful consideration of all environmental
aspects of proposed actions.
(b) This part specifies National Highway Traffic Safety
Administration (NHTSA) procedures for conducting environmental
assessments and reviews, and for the preparation of environmental impact
statements on proposals for legislation and other major agency actions
significantly affecting the quality of the human environment.
Sec. 520.2 Policy.
The agency will strive to carry out the full intent and purpose of
the National Environmental Policy Act of 1969 and related orders and
statutes, and take positive steps to avoid any action which could
adversely affect the quality of the human environment.
Sec. 520.3 Definitions.
(a) Environmental assessment is a written analysis describing the
environmental impact of a proposed or ongoing agency action, submitted
to the agency either by its grantees or contractors, or by any person
outside the agency as part of any program or project proposal within the
scope of activities listed in Sec. 520.4(b).
(b) Environmental review is a formal evaluation undertaken by the
agency, culminating in a brief document (the environmental review
report), to determine whether a proposed or ongoing NHTSA action may
have a significant impact on the environment. The review document will
be included in the proposed or ongoing agency action, and either support
a negative declaration or recommend the preparation of a draft
environmental impact statement.
(c) Draft environmental impact statement (DEIS) means a preliminary
statement on the environmental impact of a proposed or ongoing NHTSA
action which is circulated for comment and review within and outside
NHTSA.
(d) Final environmental impact statement (FEIS) means a detailed
statement which, pursuant to section 102(2)(C) of the National
Environmental Policy Act, identifies and analyzes the anticipated
environmental impact of a proposed or ongoing NHTSA action.
(e) Negative declaration means a statement prepared subsequent to an
environmental review, which states that a proposed or ongoing NHTSA
action will have no significant environmental impact and therefore does
not require a draft or final environmental impact statement.
[[Page 70]]
Sec. 520.4 Applicability.
(a) Scope. This part applies to all elements of NHTSA, including the
Regional Offices.
(b) Actions covered. Except as provided in paragraph (e) of this
section, this part applies to the following agency actions and such
actions and proposals as may be sponsored jointly with another agency:
(1) New and continuing programs and projects; budget proposals;
legislative proposals by the agency; requests for appropriations;
reports on legislation initiated elsewhere where the agency has primary
responsibility for the subject matter involved; and any renewals or
reapprovals of the foregoing;
(2) Research, development, and demonstration projects; formal
approvals of work plans; and associated contracts;
(3) Rulemaking and regulatory actions, including Notices of Proposed
Rulemaking (NPRM); requests for procurement (RFP); requests for grants
(Annual Work Programs); and contracts;
(4) All grants, loans or other financial assistance for use in State
and Community projects;
(5) Annual State Highway Safety Work Programs;
(6) Construction; leases; purchases; operation of Federal
facilities; and
(7) Any other activity, project, or action likely to have a
significant effect on the environment.
(c) Continuing actions. This part applies to any action enumerated
in paragraph (b) of this section, even though such actions arise from a
project or program initiated prior to enactment of the National
Environmental Policy Act on January 1, 1970.
(d) Environmental assessments. Within the scope of activities listed
in Sec. 520.4(b), any person outside the agency submitting a program or
project proposal may be requested to prepare an environmental assessment
of such proposed action to be included in his submission to the agency.
(e) Exceptions. (1) Assistance in the form of general revenue
sharing funds, distributed under the State and Local Fiscal Assistance
Act of 1972, 31 U.S.C. 1221, with no control by the NHTSA over the
subsequent use of such funds;
(2) Personnel actions;
(3) Administrative procurements (e.g., general supplies) and
contracts for personal services;
(4) Legislative proposals originating in another agency and relating
to matters not within NHTSA's primary areas of responsibility;
(5) Project amendments (e.g., increases in costs) which have no
environmental significance; and
(6) Minor agency actions that are determined by the official
responsible for the actions to be of such limited scope that they
clearly will not have a significant effect on the quality of the human
environment.
(f) Consolidation of statements. Proposed actions (and alternatives
thereto) having substantially similar environmental impacts may be
covered by a single environmental review and environmental impact
statement or negative declaration.
Sec. 520.5 Guidelines for identifying major actions
significantly affecting the environment.
(a) General guidelines. The phrase, ``major Federal actions
significantly affecting the quality of the human environment,'' as used
in this part, shall be construed with a view to the overall, cumulative
impact of the actions, other Federal projects or actions in the area,
and any further contemplated or anticipated actions. Therefore, an
environmental impact statement should be prepared in any of the
following situations:
(1) Proposed actions which are localized in their impact but which
have a potential for significantly affecting the environment;
(2) Any proposed action which is likely to be controversial on
environmental grounds;
(3) Any proposed action which has unclear but potentially
significant environmental consequences.
(b) Specific guidelines. While a precise definition of environmental
significance that is valid in all contexts is not possible, any of the
following actions should ordinarily be considered as significantly
affecting the quality of the human environment:
[[Page 71]]
(1) Any matter falling under section 4(f) of the Department of
Transportation Act (49 U.S.C. 1653(f)) and section 138 of Federal-aid
highway legislation (23 U.S.C. 138), requiring the use of any publicly
owned land from a park, recreation area, or wildlife and waterfowl
refuge of national, State, or local significance as determined by the
Federal, State, or local officials having jurisdiction thereof, or any
land from an historic site of national, State, or local significance;
(2) Any matter falling under section 106 of the National Historic
Preservation Act of 1966 (16 U.S.C. 470(f)), requiring consideration of
the effect of the proposed action on any building included in the
National Register of Historic Preservation and reasonable opportunity
for the Advisory Council on Historic Preservation to comment on such
action;
(3) Any action that is likely to affect the preservation and
enhancement of sites of historical, architectural, or archaeological
significance;
(4) Any action that is likely to be highly controversial regarding
relocation housing;
(5) Any action that (i) divides or disrupts an established
community, disrupts orderly, planned development, or is inconsistent
with plans or goals that have been adopted by the community in which the
project is located; or (ii) causes significantly increased congestion;
(6) Any action that (i) involves inconsistency with any Federal,
State, or local law or administrative determination relating to the
environment; (ii) has a significantly detrimental impact on air or water
quality or on ambient noise levels for adjoining areas; (iii) involves a
possibility of contamination of a public water supply system; or (iv)
affects ground water, flooding, erosion, or sedimentation;
(7) Any action that may directly or indirectly result in a
significant increase in noise levels, either within a motor vehicle's
closed environment or upon nearby areas;
(8) Any action that may directly or indirectly result in a
significant increase in the energy or fuel necessary to operate a motor
vehicle, including but not limited to the following: (i) Actions which
may directly or indirectly result in a significant increase in the
weight of a motor vehicle; and (ii) actions which may directly or
indirectly result in a significant adverse effect upon the aerodynamic
drag of a motor vehicle;
(9) Any action that may directly or indirectly result in a
significant increase in the amount of harmful emissions resulting from
the operation of a motor vehicle;
(10) Any action that may directly or indirectly result in a
significant increase in either the use of or the exposure to toxic or
hazardous materials in the manufacture, operation, or disposal of motor
vehicles or motor vehicle equipment;
(11) Any action that may directly or indirectly result in a
significant increase in the problem of solid waste, as in the disposal
of motor vehicles or motor vehicle equipment;
(12) Any action that may directly or indirectly result in a
significant depletion of scarce natural resources associated with the
manufacture or operation of motor vehicles or motor vehicle equipment;
and
(13) Any other action that causes significant environment impact by
directly or indirectly affecting human beings through adverse impacts on
the environment.
(c) Research activities. (1) In accord-ance with DOT Order 5610.1B,
the Assistant Secretary for Systems Development and Technology (TST)
will prepare, with the concurrence of the NHTSA, proposed procedures for
assessing the environmental consequences of research activities. Until
final procedures are promulgated, the following factors are to be
considered for periodic evaluation to determine when an environmental
statement is required for such programs:
(i) The magnitude of Federal investment in the program;
(ii) The likelihood of widespread application of the technology;
(iii) The degree of environmental impact which would occur if the
technology were widely applied; and
(iv) The extent to which continued investment in the new technology
is likely to restrict future alternatives.
[[Page 72]]
(2) The statement or environmental review culminating in a negative
declaration must be written late enough in the development process to
contain meaningful information, but early enough so that this
information can practically serve as an input in the decision-making
process. Where it is anticipated that an environmental impact statement
may ultimately be required but its preparation is still premature, the
office shall prepare a publicly available record briefly setting forth
the reasons for its determination that a statement is not yet necessary.
This record shall be updated at least quarterly, or as may be necessary
when significant new information becomes available concerning the
potential environmental impact of the program. In any case, a statement
or environmental review culminating in a negative declaration must be
prepared before research activities have reached a state of investment
or commitment to implementation likely to determine subsequent
development or restrict later alternatives. Statements on technology
research and development programs shall include an analysis not only of
alternative forms of the same technology that might reduce any adverse
environmental impacts but also of alternative technologies that would
serve the same function as the technology under consideration. Efforts
shall be made to involve other Federal agencies and interested groups
with relevant expertise in the preparation of such statements because
the impacts and alternatives to be considered are likely to be less well
defined than in other types of statements.
Subpart B_Procedures
Sec. 520.21 Preparation of environmental reviews, negative declarations,
and notices of intent.
(a) General responsibilities--(1) Associate Administrators and Chief
Counsel. Each Associate Administrator and the Chief Counsel is
responsible for determining, in accordance with Subpart A, whether the
projects and activities under his jurisdiction require an environmental
review, and for preparing all such reviews, negative declarations, and
notices of intent.
(2) Regional Administrators. Each Regional Administrator, in
consultation with the Governor's Representative, is responsible for
determining, in accordance with Subpart A, whether proposed State
activities in his Region, as stated in Annual Work Programs, require an
environmental review, and for the preparing all such reviews, negative
declarations, and notices of intent.
(3) Associate Administrator for Planning and Evaluation. The
Associate Administrator for Planning and Evaluation may request in
accordance with the requirements of this order, that the appropriate
Associate Administrator or Regional Administrator prepare an
Environmental review or Environmental Impact Statement for any proposed
or continuing NHTSA action, or comment on any environmental statement
prepared by other agencies.
(b) Coordination. Coordination with appropriate local, State and
Federal agencies should be accomplished during the early stages by the
responsible official to assist in identifying areas of significance and
concern. Existing procedures, including those established under the
Office of Management and Budget (OMB) Revised Circular A-95, should be
used to the greatest extent practicable to accomplish this early
coordination.
(c) Applicants. (1) Each applicant for a grant, loan, or other
financial assistance for use in State and community projects may be
requested to submit, with the original application, an environmental
assessment of the proposed project.
(2) Under OMB Revised Circular A-95, ``Evaluation, Review, and
Coordination of Federal Assistance Programs and Projects,'' and DOT
4600.4B, ``Evaluation, Review and Coordination of DOT Assistance
Programs and Projects,'' dated February 27, 1974, a grant applicant must
notify the clearinghouse of its intention to apply for Federal program
assistance. The notification must solicit comments on the project and
its impacts from appropriate State and local agencies. Since it is the
NHTSA's policy to assure that (i) interested parties and Federal, State,
and local agencies receive early notification of the decision to prepare
an environmental
[[Page 73]]
impact statement, and (ii) their comments on the environmental effects
of the proposed Federal action are solicited at an early stage in the
preparation of the draft impact statement, this early notification
requirement may be met by a grant applicant by sending the notification
to interested parties and agencies at the same time it is sent to the
clearinghouse.
(d) Consultants. Consultants may prepare background or preliminary
material and assist in preparing a draft or final environmental
statement for which the NHTSA takes responsibility. Care should be
exercised in selecting consultants, and in reviewing their work, to
insure complete and objective consideration of all relevant project
impacts and alternatives, particularly if the consultant may expect
further contracts based on the outcome of the environmental decision.
(e) Environmental review report. The environmental review shall
culminate in a brief written report of the same title, which shall be
included in the proposed or ongoing agency action, and which:
(1) Describes the proposed or ongoing NHTSA action, the environment
affected, and the anticipated benefits;
(2) Evaluates the potential environmental impact, including those
adverse impacts which cannot be avoided, should the proposal be
implemented or the action continued;
(3) Assesses the alternatives to the proposed or ongoing action and
their potential environmental impact;
(4) Evaluates the cumulative and long-term environmental effects of
the proposed or ongoing action;
(5) Describes the irreversible and irretrievable commitments of
resources involved in the proposal's implementation or the action's
continuance;
(6) Identifies any known or potential conflicts with State,
regional, or local plans and programs;
(7) Weighs and analyzes the anticipated benefits against the
environmental and other costs of the proposed or ongoing action in a
manner which reflects similar comparisons of reasonably available
alternatives; and
(8) Concludes with a negative declaration or recommends the
preparation of a DEIS.
(f) Negative declarations. (1) If the responsible official judges
that the environmental impact of a proposed or ongoing action under his
jurisdiction will not significantly affect the quality of the human
environment, the following declaration will be included in the
environmental review report:
It is the judgment of this agency, based on available information, that
no significant environmental impact will result from execution of this
action.
(2) A DEIS may be changed to a negative declaration if the public
review process indicates that the proposal or ongoing action will not
have a significant effect upon the environment.
(3) An index of all negative declarations and a copy of each
environmental review report shall be retained by the responsible
official under whose jurisdiction it was prepared and shall be made
available for public inspection upon request.
(g) Notice of intent to prepare a draft environmental impact
statement. If the responsible official under whose jurisdiction an
environmental review is prepared determines that the proposed or ongoing
action could have a potentially significant effect on the quality of the
environment, he shall: coordinate with the Associate Administrator for
Planning and Evaluation and the Chief Counsel, transmit to appropriate
Federal, State and local agencies and have published in the Federal
Register a notice of intent to prepare an environmental statement as
soon as is practicable after the determination to prepare such a
statement.
Sec. 520.22 Maintenance of a list of actions.
(a) The Associate Administrator for Planning and Evaluation shall be
responsible for the preparation and maintenance of a list of actions for
which draft or final environmental impact statements have been or are to
be prepared. This list shall be on file with the Associate Administrator
for Planning and Evaluation and shall be available for public inspection
in the Docket Section upon request. A copy of the initial list and its
updatings at the end of each calendar quarter shall be transmitted by
the Associate Administrator
[[Page 74]]
for Planning and Evaluation to TES and CEQ.
(b) If a determination is made that an environmental statement is
not necessary for a proposed action (1) which has been identified as
normally requiring preparation of a statement, (2) which is similar to
actions for which a significant number of statements have been prepared,
(3) which the agency has previously announced would be the subject of a
statement, or (4) for which the official responsible for such proposal
has made a negative determination in response to a request from the CEQ,
a record briefly setting forth the decision and the reasons for that
determination shall be prepared by the responsible official. Such a
record of negative determinations and any evaluations made pursuant to
Sec. 520.21 which conclude that preparation of a statement is not yet
timely shall be prepared by the responsible official, submitted to the
Associate Administrator for Planning and Evaluation, and made available
by the Associate Administrator for Planning and Evaluation in the same
manner as provided in paragraph (a) of this section for lists of
statements under preparation.
Sec. 520.23 Preparation of draft environmental impact statements.
(a) Planning stage. (1) When a DEIS is to be prepared, the
responsible official shall promptly initiate its preparation and develop
a schedule in consultation with the Associate Administrator for Planning
and Evaluation, to assure completion prior to the first significant
point of decision in the program or project development process.
(2) The environmental impacts of proposed activities should be
initially assessed concurrently with the initial technical and economic
studies.
(3) Section 102(2)(A) of NEPA requires each Federal agency to
utilize a ``systematic, interdisciplinary approach'' to plans and
programs affecting the environment. To assure that all environmental
impacts are identified and assessed, all relevant disciplines should be
represented. If the necessary disciplines are not represented on the
staff of the applicant or NHTSA, it is appropriate to use professional
services available in other Federal, State or local agencies,
universities, or consulting firms. The use of the interdisciplinary
approach should not be limited to the environmental statement. This
approach should also be used in the early planning stages to help assure
a systematic evaluation of reasonable alternative courses of action and
their potential social, economic, and environmental consequences.
(b) Form and content requirements. Attachment 1 of this order
prescribes the form and content requirements to be followed for each
draft and final environmental impact statement. The DEIS must fulfill
and satisfy, to the fullest extent possible at the time it is prepared,
the requirements established for final statements.
(c) Lead agency. CEQ guidelines provide that when more than one
Federal agency (1) directly sponsors an action, or is directly involved
in an action through funding, licenses, or permits, or (2) is involved
in a group of actions directly related to each other because of their
functional interdependence and geographical proximity, consideration
should be given to preparing one statement for all the Federal actions
involved. Agencies in such cases should consider the designation of a
single ``lead agency'' to assume supervisory responsibility for
preparation of a joint statement. Where a lead agency prepares the
statement, the other agencies involved should provide assistance with
respect to their areas of jurisdiction and expertise. The statement
should contain an evaluation of the full range of Federal actions
involved, should reflect the views of all participating agencies, and
should be prepared before major or irreversible actions have been taken
by any of the participating agencies. Some relevant factors in
determining an appropriate lead agency are: The time sequence in which
the agencies become involved, the magnitude of their respective
involvement, and their relative expertise with respect to the project's
environmental effects. Questions concerning ``lead agency'' decisions
should be raised with CEQ through TES. For projects serving and
primarily involving land owned by or
[[Page 75]]
under the jurisdiction of another Federal agency, that agency may be the
appropriate lead agency.
(d) Applicants. Where the agency requests an applicant for financial
assistance or other agency approval to submit an environmental
assessment, the responsible official will (1) assist the applicant by
outlining the information required, and (2) in all cases make his own
evaluation of the environmental issues involved and take responsibility
for the scope and content of draft and final environmental statements.
Sec. 520.24 Internal processing of draft environmental impact statements.
Before circulating a DEIS for external review, the official
responsible for the DEIS shall receive the concurrence of the Associate
Administrator for Planning and Evaluation and the Chief Counsel; and
prepare a memorandum for approval by the Administrator which shall:
(a) Set forth the basis on which it was determined that a
potentially significant environmental effect exists;
(b) Attach the DEIS;
(c) Identify the Federal, State, and local agencies and private
sources from which comments on the DEIS are proposed to be solicited
(see Attachment 2); \1\ and
---------------------------------------------------------------------------
\1\ Filed as part of the original document.
---------------------------------------------------------------------------
(d) Include a recommendation on whether a public hearing on the
proposed action should be held.
Sec. 520.25 External review of draft environmental impact statements.
(a) Requirements. The official responsible for the DEIS shall:
(1) Transmit 5 copies of the DEIS to the CEQ and 2 copies to TES;
(2) Solicit comments from all Federal, State, and local agencies
which have jurisdiction by law or special expertise with respect to the
possible environmental impact involved, and from the public (see
Attachment 2); and
(3) Inform the public and interested parties of the availability of
the DEIS and provide copies as appropriate; and
(4) Allow a comment period of not less than 45 days from the Friday
of the week following receipt of the draft impact statement by CEQ.
Requests for extensions shall be granted whenever possible, and
particularly when warranted by the magnitude and complexity of the
statement or the extent of citizen interest.
(b) Procedures--(1) Federal and Federal-State agency review. (i) The
DEIS shall be circulated for review to the Federal and Federal-State
agencies with special expertise or jurisdiction by law with regard to
the potential environmental impact involved. These agencies and their
relevant areas of expertise are identified in Attachment 2.
(ii) For actions within the jurisdiction of the Environmental
Protection Agency (air or water quality, solid wastes, pesticides,
radiation standards, noise), the DEIS shall be sent to EPA.
(iii) For actions which would affect any property that is included
in the National Register of Historic Preservation, the DEIS should be
sent to the Advisory Council on Historic Preservation and the State
Liaison Office for Historic Preservation.
(2) State and local review. Where a review of the proposed action by
State and local agencies authorized to develop and enforce environmental
stand-ards is relevant, comments are to be solicited directly from such
agencies with known responsibilities in environmental matters, and shall
be obtained as follows:
(i) Where review of direct Federal development projects, and of
projects assisted under programs listed in Attachment D to revised OMB
Circular A-95 (as implemented by DOT 4600.4B ``Evaluation, Review and
Coordination of DOT Assistance Programs and Projects'', dated February
27, 1974), takes place prior to preparation of an environmental
statement, comments of the reviewing agencies on the environmental
effects of the proposed project are inputs to the environmental
statement. These comments shall be attached to the draft statement when
it is circulated for review and copies of the draft shall be sent to
those who commented. A-05 clearinghouses or other agencies designated by
the Governor may also secure comments on environmental statements. In
all cases, copies of the draft environmental
[[Page 76]]
statements shall be sent to clearinghouses and to the applicant whose
project is the subject of the statement.
(ii) Comments shall be directly obtained from appropriate State and
local agencies, except where review is secured by agreement through A-95
clearinghouses, unless the Governor of the appropriate State has
designated some other point for obtaining his review. Instructions for
obtaining the views of such agencies are contained in the joint OMB-CEQ
memorandum (see Attachment 4). Comments shall be solicited from
municipalities and counties on all projects located therein.
(iii) State and local review of NHTSA procedures, regulations, and
policies for administering Federal programs of assistance to State and
local governments shall be obtained pursuant to procedures established
by OMB Circular No. A-85.
(iv) Generally, environmental statements on legislative and budget
proposals may be excluded from State and local review.
(3) General public review. (i) At the time the DEIS is circulated to
Federal, State, and local agencies, public availability of the DEIS for
comment and review will be announced by the CEQ in the Federal Register.
Copies of the DEIS should be sent to known interested parties, and press
releases should be sent to local news media advising where the DEIS is
available and how copies may be obtained. The Office of Public Affairs
and Consumer Services shall maintain a list of groups, including
conservation organizations and motor vehicle manufacturers, known to be
interested in the agency's activities, and directly notify such groups
of the availability of the DEIS or send them a copy as soon as it has
been prepared.
(ii) A DEIS should be available to the public at least 30 days prior
to the time of a public hearing on the DEIS.
(iii) Copies of the DEIS will be made available at the NHTSA Docket
Section, Room 5109, 400 Seventh Street, SW., Washington, DC 20590, and,
where appropriate, NHTSA Regional Offices, at the offices of any
applicants or grantees, at appropriate State, regional, and metropolitan
clearing houses, and local public libraries, and furnished to public and
private organizations and individuals with special expertise with
respect to the potential environmental impact involved, and to those
with an interest in the action who request an opportunity to comment.
Copies to be made available to the public shall be provided without
charge to the extent practicable, or at a fee which is not more than the
actual cost of reproducing copies required to be sent to other Federal
agencies, including the CEQ.
(iv) A copy of the DEIS should in all cases be sent to any applicant
whose project is the subject of the statement.
(v) If a DEIS is changed to a negative declaration as a result of
the public review process, all agencies and individuals that received
copies and/or commented on the DEIS must be informed that a negative
declaration was substituted for the DEIS and given a brief explanation
of the reason for such substitution.
(c) Utilization of comments. Comments received on the draft
statement, and inputs (in summary form, if appropriate) from the
processes for citizen participation, shall accompany the environmental
statement through the normal internal project or program review process.
Sec. 520.26 Public hearings.
(a) A public hearing on a proposed or ongoing action covered by a
DEIS shall be held upon the determination by the official responsible
for such action, in consultation with the Associate Administrator for
Planning and Evaluation, that a public hearing would be appropriate and
in the public interest. In deciding whether a public hearing is
appropriate, the responsible official should consider:
(1) The magnitude of the proposal in terms of economic costs, the
geographic area involved, and the uniqueness or size of the commitment
of the resources involved;
(2) The degree of interest in the proposal, as evidenced by requests
from the public and from Federal, State, and local authorities that a
hearing be held;
(3) The likelihood that information will be presented at the hearing
which will be of assistance to the agency in
[[Page 77]]
fulfilling its responsibilities under the NEPA;
(4) The extent to which public involvement already has been achieved
through other means, such as earlier public hearings, meetings with
citizen representatives, and/or written comments on the proposed action;
and
(5) The extent of potential environmental impact.
(b) If it is determined that a public hearing is to be held in
accordance with paragraph (a) of this section, the official responsible
for the action shall both announce the hearing through newspaper
articles, direct notification to interested parties, and clearinghouses,
and cause a notice to be issued in the Federal Register at least 30 days
prior to the time of such hearing:
(1) Identifying the subject matter of the hearing;
(2) Announcing the date, time, and place of the hearing and the
procedures to be followed; and
(3) Announcing the availability of the DEIS and any other
information, as appropriate, for public inspection at one or more
locations in the area affected by the action.
Sec. 520.27 Legislative actions.
(a) A DEIS on both legislative proposals and reports for which NHTSA
either develops the Departmental position or originates the legislation
will be cleared with TES, filed with CEQ, and submitted to the Office of
Management and Budget through the normal DOT and NHTSA legislative
process.
(b) The preparation, circulation, and filing of the environmental
statement shall be in accordance with OMB Bulletin 72-6, ``Proposed
Federal Actions Affecting the Environment.''
(c) A DEIS and any comments that have been received should be
available to the Congress and to the public for consideration in
connection with the proposed legislation or report on proposed
legislation. In cases where the scheduling of Congressional hearings on
recommendations or reports on proposals for legislation which the
Department has forwarded to the Congress does not allow adequate time
for the completion of a FEIS, a DEIS may be furnished to the Congress
and made available to the public pending transmittal of the comments as
received and the final text.
Sec. 520.28 Preparation of final environmental impact statements.
(a) If the action is to go forward and the DEIS has not been changed
to a negative declaration, as soon as practicable after the expiration
of the comment period and hearing process, if any, the official
responsible for the action shall prepare a final environmental impact
statement (FEIS), taking into account all comments received and issues
raised during such period and process.
(b) The FEIS shall conform to the guidelines for form and content in
Attachment 1.
(c) The FEIS shall then be submitted to the Chief Counsel by the
official responsible for the action, for determination of legal
sufficiency.
Sec. 520.29 Internal review of final environmental impact statements.
(a) Upon completion of the review for legal sufficiency of the FEIS,
the Chief Counsel shall transmit 2 copies of the FEIS to TES for
concurrence. Unless other notification is provided within 2 weeks after
receipt in TES, the statement will be considered concurred in by TES.
(b) After concurrence by TES, the FEIS will be transmitted by the
Chief Counsel to the Administrator for approval.
(c) If an action requires the personal approval of the Secretary or
Deputy Secretary pursuant to a request by them or by TES, TGC, or the
NHTSA office originating the action, the final environmental statement
shall be accompanied by a brief cover memorandum requesting the
Secretary's or Deputy Secretary's approval of the action.
(1) The memorandum shall have signature lines for the concurrence of
the Assistant Secretary for Environment, Safety, and Consumer Affairs,
the General Counsel, and the Deputy Secretary, and for the approval of
the Secretary or Deputy Secretary.
(2) TES, in conjunction with the Executive Secretary, is responsible
for informing the Assistant Secretary for Congressional and
Intergovernmental
[[Page 78]]
Affairs and the Office of Public Affairs of the Secretary's decisions so
that they, in coordination with the operating administrations or other
Secretarial Offices involved, may take the appropriate actions.
Sec. 520.30 Availability of final environmental impact statements.
(a) Pending final approval and filing with CEQ, a proposed FEIS may
be made available to the public and Federal, State, or local agencies if
it carries a notation that it is not approved and filed.
(b) After approval by the Administrator, the Associate Administrator
for Planning and Evaluation will send 5 copies of the FEIS (together
with comments) to the CEQ; individual copies with comments attached to
the EPA and all Federal, State, and local agencies and members of the
public who submitted comments on the DEIS or requested copies of the
FEIS. If the length of the statement or the number of comments make this
distribution requirement highly impractical, TES should be consulted to
consider an alternative arrangement.
(c) Copies of the FEIS will be made available in the NHTSA Docket
Section, Room 5109, 400 Seventh Street SW., Washington, DC 20590, and,
where appropriate, NHTSA Regional Offices, at the offices of any
applicants or grantees, and at appropriate State, regional, and
metropolitan clearinghouses and, where the impact is localized, public
libraries.
(d) The official responsible for the action shall, upon request,
make available copies of the FEIS and substantive comments received on
the DEIS without charge to the extent practicable, or at a fee which is
not more than the actual cost of reproducing copies.
(Authority: Secs. 102(a)(A), 102(2)(C), Pub. L. 91-190, 83 Stat. 853 (42
U.S.C. 4332); secs. 2(b), 4(f), Pub. L. 89-670, 80 Stat. 931 (49 U.S.C.
1651(b), 1653(f); E. O. 11514, 35 FR 4247; 40 CFR Part 1500; DOT Order
5610.1B, 39 FR 35234; delegations of authority at 49 CFR 1.45, 1.50 and
501.7)
[40 FR 52396, Nov. 10, 1975, as amended at 48 FR 44081, Sept. 27, 1983]
Sec. 520.31 Amendments or supplements.
A draft or final environmental impact statement may be amended or
supplemented. Supplements or amendments should be considered when
substantial changes are made in the proposed or ongoing action that will
introduce a new or changed environmental effect of significance to the
quality of the environment, or significant new information becomes
available concerning its environmental aspects. In such cases, the
supplement or amendment shall be processed in consultation with TES with
respect to the need for, or desirability of, recirculating the statement
for the appropriate period. TES concurrence must be secured before
issuance.
Sec. 520.32 Emergency action procedures.
The CEQ Guidelines allow modification of requirements in case of a
national emergency, a disaster or similar great urgency. The processing
times may be reduced, or if the emergency situation warrants,
preparation and processing of a DEIS, FEIS, or negative declaration may
be abbreviated. Such procedural changes, however, should be requested
only for those projects where the need for immediate action requires
processing in other than the normal manner.
Sec. 520.33 Timing of proposed NHTSA actions.
To the maximum extent practicable, no administrative action (i.e.,
any proposed action to be taken by the agency other than agency
proposals for legislation to Congress, budget proposals, or agency
reports on legislation) subject to this part and covered by an
environmental impact statement shall be taken sooner than 90 days after
a DEIS has been circulated for comment, furnished to the CEQ, and made
public. Neither shall such administrative action be taken sooner than 30
days after the FEIS (together with comments) has been filed with CEQ,
and made available to commenting agencies and the public. If the FEIS is
filed within 90 days after a DEIS has been circulated for comment,
furnished to the CEQ and made public, the 30-day period and 90-day
period may run concurrently to the extent that they overlap. The 90-
[[Page 79]]
day time period is measured from the date of publication in the Federal
Register of the list of weekly filings of environmental impact
statements with the CEQ, but the 30-day period is computed from the date
of receipt by the CEQ.
Sec. 520.34 Comments on environmental statements prepared by other agencies.
(a) All requests for NHTSA's views on a DEIS or a proposed action
undergoing environmental review by another agency will be transmitted to
the Associate Administrator for Planning and Evaluation for action or
referral to TES where appropriate. Offices within NHTSA may be requested
by the Associate Administrator for Planning and Evaluation to supply any
pertinent information and comments for a coordinated agency response.
(b) NHTSA's comments and the comments of any offices responding to a
request by the Associate Administrator for Planning and Evaluation
should be organized in a manner consistent with the structure of an
environmental review set out in Sec. 520.21(e). NHTSA programs that are
environmentally related to the proposed action under review should be
identified so interrelationships may receive due consideration.
(c) Copies of NHTSA's comments on environmental statements prepared
by other agencies shall be distributed as follows:
(1) The original and 1 copy to the requesting agency;
(2) 1 copy to TES-70; and
(3) 5 copies to CEQ.
(d) Requests by the public for copies should be referred to the
agency originating the statement.
Sec. Attachment 1 to Part 520--Form and Content of Statement
1. Form. a. Each statement will be headed as follows:
department of transportation national highway traffic safety
administration
(Draft) Environmental Impact Statement Pursuant to section
102(2)(C), Pub. L. 91-190; 83 Stat. 853; 42 U.S.C. 4332(2)(C).
b. The heading specified above shall be modified to indicate that
the statement also covers sections 4(f) of the DOT Act or 106 of the
National Historic Preservation Act, when appropriate.
c. Each statement will, as a minimum, contain sections corresponding
to paragraph 3 herein, supplemented as necessary to cover other matters
provided in this Attachment.
d. The format for the summary to accompany draft and final
environmental statements is as follows:
summary
(Check one) ( ) Draft ( ) Final; Department of Transportation,
National Highway Traffic Safety Administration. Name, address, and
telephone number of individual who can be contacted for additional
information about the proposed action or the statement. (Note: DOT Order
2100.2 prescribes procedures for reporting public contacts in
rulemaking.)
(1) Name of Action. (Check one) ( ) Administrative Action. ( )
Legislative Action.
(2) Brief description of action indicating what States (and
counties) are particularly affected.
(3) Summary of environmental impact and adverse environmental
effects.
(4) List alternatives considered.
(5)(a) (For draft statements) List all Federal, State, and local
agencies from which comments have been requested.
(b) (For final statements) List all Federal, State, and local
agencies and other sources from which written comments have been
received.
(6) Dates the draft statement and the final statement if issued were
made available to the Council on Environmental Quality and the public.
2. Guidance as to content of statement. The following paragraphs of
this Attachment are intended to be considered, where relevant, as
guidance regarding the content of environmental statements. This
guidance is expected to be supplemented by research reports, guidance on
methodology, and other material from the literature as may be pertinent
to evaluation of relevant environmental factors.
3. General content. The following points are to be covered:
a. A description of the proposed Federal action (e.g., ``The
proposed Federal action is approval of a grant application to construct
* * *''), a statement of its purpose, and a description of the
environment affected, including information, summary technical data, and
maps and diagrams where relevant, adequate to permit an assessment of
potential environmental impact by commenting offices and the public.
(1) Highly technical and specialized analyses and data should
generally be avoided in the body of the draft impact statement. Such
materials should be appropriately summarized in the body of the
environmental statement and attached as appendices or
[[Page 80]]
footnoted with adequate bibliographic references.
(2) The statement should succinctly describe the environment of the
area affected as it exists prior to a proposed action, including other
related Federal activities in the area, their interrelationships, and
cumulative environmental impact. The amount of detail provided in such
descriptions should be commensurate with the extent and expected impact
of the action, and with the amount of information required at the
particular level of decision making (planning, feasibility, design,
etc.). In order to insure accurate descriptions and environmental
considerations, site visits should be made where appropriate.
(3) The statement should identify, as appropriate, population and
growth characteristics of the affected area and any population and
growth assumptions used to justify the project or program or to
determine secondary population and growth impacts resulting from the
proposed action and its alternatives (see paragraph 3c(2)). In
discussing these population aspects, the statement should give
consideration to using the rates of growth in the region of the project
contained in the projection compiled for the Water Resources Council by
the Bureau of Economic Analysis of the Department of Commerce and the
Economic Research Service of the Department of Agriculture (the OBERS
projection).
(4) The sources of data used to identify, quantify, or evaluate any
or all environmental consequences must be expressly noted.
b. The relationship of the proposed action and how it may conform to
or conflict with adopted or proposed land use plans, policies, controls,
and goals and objectives as have been promulgated by affected
communities. Where a conflict or inconsistency exists, the statement
should describe the extent of reconciliation and the reasons for
proceeding notwithstanding the absence of full reconciliation.
c. The probable impact of the proposed action on the environment.
(1) This requires assessment of the positive and negative effects of the
proposed action is it affects both national and international human
environment. The attention given to different environmental factors will
vary according to the nature, scale, and location of proposed actions.
Among factors to be considered should be the potential effect of the
action on such aspects of the environment as those listed in Attachment
2, and in section 520.5(b), supra. Primary attention should be given in
the statement to discussing those factors most evidently impacted by the
proposed action.
(2) Secondary and other foreseeable effects, as well as primary
consequences for the environment, should be included in the analyses.
Secondary effects, such as the impact on fuel consumption, emissions, or
noise levels of automobiles or in the use of toxic or scarce materials,
may be more substantial than the primary effects of the original action.
d. Alternatives to the proposed action, including, where relevant,
those not within the existing authority of the responsible preparing
office. Section 102(2)(D) of NEPA requires the responsible agency to
``study, develop, and describe appropriate alternatives to recommended
courses of action in any proposal which involves unresolved conflicts
concerning alternative uses of available resources.'' A rigorous
exploration and an objective evaluation of the environmental impacts of
all reasonable alternative actions, particularly those that might
enhance environmental quality or avoid some or all of the adverse
environmental effects, are essential. Sufficient analysis of such
alternatives and their environmental benefits, costs, and risks should
accompany the proposed action through the review process in order not to
foreclose prematurely options which might enhance environmental quality
or have less detrimental effects. Examples of such alternatives include:
The alternatives of not taking any action or of postponing action
pending further study; alternatives requiring actions of a significantly
different nature which would provide similar benefits with different
environmental impacts, e.g., low capital intensive improvements, mass
transit alternatives to highway construction; alternatives related to
different locations or designs or details of the proposed action which
would present different environmental impacts. In each case, the
analysis should be sufficiently detailed to reveal comparative
evaluation of the environmental benefits, costs, and risks of the
proposed action and each reasonable alternative. Where an existing
impact statement already contains such an analysis its treatment of
alternatives may be incorporated, provided such treatment is current and
relevant to the precise purpose of the proposed action.
e. Any probable adverse environmental effacts which cannot be
avoided (such as water or air pollution, noise, undesirable land use
patterns, or impacts on public parks and recreation areas, wildlife and
waterfowl refuges, or on historic sites, damage to life systems, traffic
congestion, threats to health, or other consequences adverse to the
environmental goals set out in section 101(b) of NEPA). This should be a
brief section summarizing in one place those effects discussed in
paragraph 3c that are adverse and unavoidable under the proposed action.
Included for purposes of contrast should be a clear statement of how all
adverse effects will be mitigated. Where mitigating steps are included
in the statement, the responsible official shall see that they are
carried out.
[[Page 81]]
f. The relationship between local short-term uses of man's
environment and the maintenance and enhancement of long-term
productivity. This section should contain a brief discussion of the
extent to which the proposed action involves tradeoffs between short-
term environmental gains at the expense of long-term losses, or vice
versa, and a discussion of the extent to which the proposed action
forecloses future options.
g. Any irreversible and irretrievable commitments of resources that
would be involved in the proposed action should it be implemented. This
requires identification of unavoidable impacts and the extent to which
the action irreversibly curtails the range of potential uses of the
environment. ``Resources'' means not only the labor and materials
devoted to an action but also the natural and cultural resources lost or
destroyed.
h. An indication of what other interests and considerations of
Federal policy are thought to offset the adverse environmental effects
of the proposed action identified pursuant to subparagraphs (c) and (e)
of this paragraph. The statement should also indicate the extent to
which these stated countervailing benefits could be realized by
following reasonable alternatives to the proposed action (as identified
in subparagraph (d) of this paragraph) that would avoid some or all of
the adverse environmental effects. In this connection if a cost-benefit
analysis of the proposed action has been prepared, it, or a summary,
should be attached to the environmental impact statement, and should
clearly indicate the extent to which environmental costs have not been
reflected in such analysis.
i. A discussion of problems and objections raised by other Federal
agencies, State and local entities, and citizens in the review process,
and the disposition of the issues involved and the reasons therefor.
(This section shall be added to the final environmental statement at the
end of the review process.)
(1) The draft and final statements should document issues raised
through consultations with Federal, State, and local agencies with
jurisdiction or special expertise and with citizens, of actions taken in
response to comments, public hearings, and other citizens involvement
proceedings.
(2) Any unresolved environmental issues and efforts to resolve them,
through further consultations or otherwise, should be identified in the
final statement. For instance, where an agency comments that the
statement has inadequate analysis or that the agency has reservations
concerning the impacts, or believes that the impacts are too adverse for
approval, either the issue should be resolved or the final statement
should reflect efforts to resolve the issue and set forth any action
that will result.
(3) The statement should reflect that every effort was made to
discover and discuss all major points of view on the environmental
effects of the proposed action and alternatives in the draft statement.
However, where opposing professional views and responsible opinion have
been overlooked in the draft statement and are raised through the
commenting process, the environmental effects of the action should be
reviewed in light of those views. A meaningful reference should be made
in the final statement to the existence of any responsible opposing view
not adequately discussed in the draft statement indicating responses to
the issues raised.
(4) All substantive comments received on the draft (or summaries of
responses from the public which have been exceptionally voluminous)
should be attached to the final statement, whether or not each such
comment is thought to merit individual discussion in the text of the
statement.
j. Draft statement should indicate at appropriate points in the text
any underlying studies, reports, and other information obtained and
considered in preparing the statement, including any cost-benefit
analyses prepared. In the case of documents not likely to be easily
accessible (such as internal studies or reports), the statement should
indicate how such information may be obtained. If such information is
attached to the statement, care should be taken to insure that the
statement remains an essentially self-contained instrument, capable of
being understood by the reader without the need for undue cross
reference.
4. Publicly owned parklands, recreational areas, wildlife and
waterfowl refuges and historic sites. The following points are to be
covered:
a. Description of ``any publicly owned land from a public park,
recreational area or wildlife and waterfowl refuge'' or ``any land from
an historic site'' affected or taken by the project. This includes its
size, available activities, use, patronage, unique or irreplaceable
qualities, relationship to other similarly used lands in the vicinity of
the project, maps, plans, slides, photographs, and drawings showing a
sufficient scale and detail the project. This also includes its impact
on park, recreation, wildlife, or historic areas, and changes in
vehicular or pedestrian access.
b. Statement of the ``national, State or local significance'' of the
entire park, recreational area, refuge, or historic site ``as determined
by the Federal, State or local officials having jurisdiction thereof.''
(1) In the absence of such a statement lands will be presumed to be
significant. Any statement of ``insignificance'' by the official having
jurisdiction is subject to review by the Department as to whether such
statement is capricious.
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(2) Where Federal lands are administered for multiple uses, the
Federal official having jurisdiction over the lands shall determine
whether the subject lands are in fact being used for park, recreation,
wildlife, waterfowl, or historic purposes.
c. Similar data, as appropriate, for alternative designs and
locations, including detailed cost estimates (with figures showing
percentage differences in total project costs) and technical
feasibility, and appropriate analysis of the alternatives, including any
unique problems present and evidence that the cost or community
disruptions resulting from alternative routes reach extraordinary
magnitudes. This portion of the statement should demonstrate compliance
with the Supreme Court's statement in the Overton Park case, as follows:
[The] very existence of the statute indicates that protection of
parkland was to be given paramount importance. The few green havens that
are public parks were not to be lost unless there were truly unusual
factors present in a particular case or the cost or community disruption
resulting from alternative routes reached extraordinary magnitudes. If
the statutes are to have any meaning, the Secretary cannot approve the
destruction of parkland unless he finds that alternative routes present
unique problems. 401 U.S. 402, 412 (1971).
d. If there is no feasible and prudent alternative, description of
all planning undertaken to minimize harm to the protected area and
statement of actions taken or to be taken to implement this planning,
including measures to maintain or enhance the natural beauty of the
lands traversed.
(1) Measures to minimize harm may include replacement of land and
facilities, providing land or facilities, provision for functional
replacement of the facility (see 49 CFR 25.267).
(2) Design measures to minimize harm; e.g., tunneling, cut and
cover, cut and fill, treatment of embankments, planting, screening,
maintenance of pedestrian or bicycle paths and noise mitigation measures
all reflecting utilization of appropriate interdisciplinary design
personnel.
e. Evidence of concurrence or description of efforts to obtain
concurrence of Federal, State or local officials having jurisdiction
over the section 4(f) property regarding the action proposed and the
measures planned to minimize harm.
f. If Federally-owned properties are involved in highway projects,
the final statement shall include the action taken or an indication of
the expected action after filing a map of the proposed use of the land
or other appropriate documentation with the Secretary of the Department
supervising the land (23 U.S.C. 317).
g. If land acquired with Federal grant money (Department of Housing
and Urban Development open space or Bureau of Outdoor Recreation land
and water conservation funds) is involved, the final statement shall
include appropriate communications with the grantor agency.
h. TGC will determine application of section 4(f) to public
interests in lands, such as easements, reversions, etc.
i. A specific finding by the Administrator that there is no feasible
and prudent alternative and that the proposal includes all possible
planning to minimize harm to the ``4(f) area'' involved.
5. Properties and sites of historic and cultural significance. The
statement should document actions taken to preserve and enhance
districts, sites, buildings, structures, and objects of historical,
architectural, archeological, or cultural significance affected by the
action.
a. Draft environmental statements should include identification,
through consulting the National Register and applying the National
Register Criteria (36 CFR part 800), of properties that are included in
or eligible for inclusion in the National Register of Historic Places
that may be affected by the project. The National Register is published
in its entirety each February in the Federal Register. Monthly additions
and listings of eligible properties are published in the Federal
Register the first Tuesday of each month. The Secretary of the Interior
will advise, upon request, whether properties are eligible for the
National Register.
b. If application of the Advisory Council on Historic Preservation's
(ACHP) Criteria of Effect (36 CFR part 800) indicates that the project
will have an effect upon a property included in or eligible for
inclusion in the National Register of Historic Places, the draft
environmental statement should document the effect. Evaluation of the
effect should be made in consultation with the State Historic
Preservation Officer (SHPO) and in accordance with the ACHP's criteria
of Adverse Effect (36 CFR part 800).
c. Determinations of no adverse effect should be documented in the
draft statement with evidence of the application of the ACHP's Criteria
of Adverse Effect, the views of the appropriate State Historic
Preservation Officer, and submission of the determination to the ACHP
for review.
d. If the project will have an adverse effect upon a property
included in or eligible for inclusion in the National Register of
Historic Places, the final environmental statement should include either
an executed Memorandum of Agreement or comments from the Council after
consideration of the project at a meeting of the ACHP and an account of
actions to be taken in response to the comments of the ACHP. Procedures
for obtaining a Memorandum of Agreement and the comments of the Council
are found in 36 CFR part 800.
[[Page 83]]
e. To determine whether the project will have an effect on
properties of State or local historical, architectural, archaeological,
or cultural significance not included in or eligible for inclusion in
the National Register, the responsible official should consult with the
State Historic Preservation Officer, with the local official having
jurisdiction of the property, and where appropriate, with historical
societies, museums, or academic institutions having expertise with
regard to the property. Use of land from historic properties of Federal,
State and local significance as determined by the official having
jurisdiction thereof involves section 4(f) of the DOT Act and
documentation should include information necessary to consider a 4(f)
determination (see paragraph 4).
6. Impacts of the proposed action on the human environment involving
community disruption and relocation. a. The statement should include a
description of probable impact sufficient to enable an understanding of
the extent of the environmental and social impact of the project
alternatives and to consider whether relocation problems can be properly
handled. This would include the following information obtainable by
visual inspection of the proposed affected area and from secondary
sources and community sources when available.
(1) An estimate of the households to be displaced including the
family characteristics (e.g., minorities, and income levels, tenure, the
elderly, large families).
(2) Impact on the human environment of an action which divides or
disrupts an established community, including where pertinent, the effect
of displacement on types of families and individuals affected, effect of
streets cut off, separation of residences from community facilities,
separation of residential areas.
(3) Impact on the neighborhood and housing to which relocation is
likely to take place (e.g., lack of sufficient housing for large
families, doublings up).
(4) An estimate of the businesses to be displaced, and the general
effect of business dislocation on the economy of the community.
(5) A discussion of relocation housing in the area and the ability
to provide adequate relocation housing for the types of families to be
displaced. If the resources are insufficient to meet the estimated
displacement needs, a description of the actions proposed to remedy this
situation including, if necessary, use of housing of last resort.
(6) Results of consultation with local officials and community
groups regarding the impacts to the community affected. Relocation
agencies and staff and other social agencies can help to describe
probable social impacts of this proposed action.
(7) Where necessary, special relocation advisory services to be
provided the elderly, handicapped and illiterate regarding
interpretations of benefits, assistance in selecting replacement housing
and consultation with respect to acquiring, leasing, and occupying
replacement housing.
b. This data should provide the preliminary basis for assurance of
the availability of relocation housing as required by DOT 5620.1,
Replacement Housing Policy, dated June 24, 1970, and 49 CFR 25.53.
7. Considerations relating to pedestrians and bicyclists. Where
appropriate, the statement should discuss impacts on and consideration
to be given in the development of the project to pedestrian and bicycle
access, movement and safety within the affected area, particularly in
medium and high density commercial and residential areas.
8. Other social impacts. The general social groups specially
benefitted or harmed by the proposed action should be identified in the
statement including the following:
a. Particular effects of a proposal on the elderly, handicapped,
non-drivers, transit dependent, or minorities should be described to the
extent reasonably predictable.
b. How the proposal will facilitate or inhibit their access to jobs,
educational facilities, religious institutions, health and welfare
services, recreational facilities, social and cultural facilities,
pedestrian movement facilities, and public transit services.
9. Standards as to noise, air, and water pollution. The statement
shall reflect sufficient analysis of the effects of the proposed action
on attainment and maintenance of any environmental standards established
by law or administrative determination (e.g., noise, ambient air
quality, water quality) including the following documentation:
a. With respect to water quality, there should be consultation with
the agency responsible for the State water pollution control program as
to conformity with standards and regulations regarding storm sewer
discharge sedimentation control, and other non-point source discharges.
b. The comments or determinations of the offices charged with
administration of the State's implementation plan for air quality as to
the consistency of the project with State plans for the implementation
of ambient air quality standards.
c. Conformity to adopted noise standards, compatible, if
appropriate, with different land uses.
10. Energy supply and natural resources development. Where
applicable, the statement should reflect consideration of whether the
project or program will have any effect on either the production or
consumption of energy and other natural resources, and discuss such
effects if they are significant.
11. Flood hazard evaluation. When an alternative under consideration
encroaches on a flood plain, the statement should include evidence that
studies have been made and evidence of consultations with agencies with
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expertise have been carried out. Necessary measures to handle flood
hazard problems should be described. In compliance with Executive Order
11296, and Flood Hazard Guidelines for Federal Executive Agencies,
promulgated by the Water Resources Council, or how such requirements can
be met during project development.
12. Considerations relating to wetlands or coastal zones. Where
wetlands or coastal zones are involved, the statement should include:
a. Information on location, types, and extent of wetlands areas
which might be affected by the proposed action.
b. An assessment of the impacts resulting from both construction and
operation of the project on the wetlands and associated wildlife, and
measures to minimize adverse impacts.
c. A statement by the local representative of the Department of the
Interior, and any other responsible officials with special expertise,
setting forth his views on the impacts of the project on the wetlands,
the worth of the particular wetlands areas involved to the community and
to the Nation, and recommendations as to whether the proposed action
should proceed, and, if applicable, along what alternative route.
d. Where applicable, a discussion of how the proposed project
relates to the State coastal zone management program for the particular
State in which the project is to take place.
13. Construction impacts. In general, adverse impacts during
construction will be of less importance than long-term impacts of a
proposal. Nonetheless, statements should appropriately address such
matters as the following identifying any special problem areas:
a. Noise impacts from construction and any specifications setting
maximum noise levels.
b. Disposal of spoil and effect on borrow areas and disposal sites
(include specifications where special problems are involved).
c. Measures to minimize effects on traffic and pedestrians.
14. Land use and urban growth. The statement should include, to the
extent relevant and predictable:
a. The effect of the project on land use, development patterns, and
urban growth.
b. Where significant land use and development impacts are
anticipated, identify public facilities needed to serve the new
development and any problems or issues which would arise in connection
with these facilities, and the comments of agencies that would provide
these facilities.
Sec. Attachment 2 to Part 520--Areas of Environmental Impact and Federal
Agencies and Federal-State Agencies With Jurisdiction by Law or Special
Expertise To Comment Thereon
Editorial Note: Filed as part of the original document. For text see
39 FR 32546, Sept. 30, 1975.
Sec. Attachment 3 to Part 520--Offices Within Federal Agencies and
Federal-State Agencies for Information Regarding the Agencies' Impact
Statements for Which Comments Are Requested
Editorial Note: Filed as part of the original document. For text see
39 FR 35248, Sept. 30, 1975.
Sec. Attachment 4 to Part 520--State and Local Agency Review of Impact
Statements
1. OBM Revised Circular No. A-95 through its system of
clearinghouses provides a means for securing the views of State and
local environmental agencies, which can assist in the preparation of
impact statements. Under A-95, review of the proposed project in the
case of federally assisted projects (Part I of A-95) generally takes
place prior to the preparation of the impact statement. Therefore,
comments on the environmental effects of the proposed project that are
secured during this stage of the A-95 process represent inputs to the
environmental impact statement.
2. In the case of direct Federal development (Part II of A-95),
Federal agencies are required to consult with clearinghouses at the
earliest practicable time in the planning of the project or activity.
Where such consultation occurs prior to completion of the draft impact
statement, comments relating to the environmental effects of the
proposed action would also represent inputs to the environmental impact
statement.
3. In either case, whatever comments are made on environmental
effects of proposed Federal or federally assisted projects by
clearinghouses, or by State and local environmental agencies through
clearinghouses, in the course of the A-95 review should be attached to
the draft impact statement when it is circulated for review. Copies of
the statement should be sent to the agencies making such comments.
Whether those agencies then elect to comment again on the basis of the
draft impact statement is a matter to be left to the discretion of the
commenting agency depending on its resources, the significance of the
project and the extent
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to which its earlier comments were considered in preparing the draft
statement.
4. The clearinghouses may also be used, by mutual agreement, for
securing reviews of the draft environmental impact statement. However,
the Federal agency may wish to deal directly with appropriate State or
local agencies in the review of impact statements because the
clearinghouses may be unwilling or unable to handle this phase of the
process. In some cases, the Governor may have designated a specific
agency, other than the clearinghouse, for securing reviews of impact
statements. In any case, the clearinghouses should be sent copies of the
impact statement.
5. To aid clearinghouses in coordinating State and local comments,
draft statements should include copies of State and local agency
comments made earlier under the A-95 process and should indicate on the
summary sheet those other agencies from which comments have been
requested, as specified in Attachment 1.
PART 523_VEHICLE CLASSIFICATION--Table of Contents
Sec.
523.1 Scope.
523.2 Definitions.
523.3 Automobile.
523.4 Passenger automobile.
523.5 Non-passenger automobile.
523.6 Heavy-duty vehicle.
523.7 Heavy-duty pickup trucks and vans.
523.8 Heavy-duty vocational vehicle.
523.9 Truck tractors.
523.10 Heavy-duty trailers.
Authority: 49 U.S.C. 32901; delegation of authority at 49 CFR 1.95.
Sec. 523.1 Scope.
This part establishes categories of vehicles that are subject to
title V of the Motor Vehicle Information and Cost Savings Act, 15 U.S.C.
2001 et seq.
(Sec. 301, Pub. L. 94-163, 80 Stat. 901 (15 U.S.C. 2001))
[42 FR 38362, July 28, 1977]
Sec. 523.2 Definitions.
As used in this part:
Ambulance has the meaning given in 40 CFR 86.1803.
Approach angle means the smallest angle, in a plane side view of an
automobile, formed by the level surface on which the automobile is
standing and a line tangent to the front tire static loaded radius arc
and touching the underside of the automobile forward of the front tire.
Axle clearance means the vertical distance from the level surface on
which an automobile is standing to the lowest point on the axle
differential of the automobile.
Base tire (for passenger automobiles, light trucks, and medium duty
passenger vehicles) means the tire size specified as standard equipment
by the manufacturer on each unique combination of a vehicle's footprint
and model type. Standard equipment is defined in 40 CFR 86.1803.
Basic vehicle frontal area is used as defined in 40 CFR 86.1803 for
passenger automobiles, light trucks, medium duty passenger vehicles and
Class 2b through 3 pickup trucks and vans. For heavy-duty tracts and
vocational vehicles, it has the meaning given in 40 CFR 1037.801.
Breakover angle means the supplement of the largest angle, in the
plan side view of an automobile that can be formed by two lines tangent
to the front and rear static loaded radii arcs and intersecting at a
point on the underside of the automobile.
Bus has the meaning given in 49 CFR 571.3.
Cab-complete vehicle means a vehicle that is first sold as an
incomplete vehicle that substantially includes the vehicle cab section
as defined in 40 CFR 1037.801. For example, vehicles known commercially
as chassis-cabs, cab-chassis, box-deletes, bed-deletes, and cut-away
vans are considered cab-complete vehicles. A cab includes a steering
column and a passenger compartment. Note that a vehicle lacking some
components of the cab is a cab-complete vehicle if it substantially
includes the cab.
Cargo-carrying volume means the luggage capacity or cargo volume
index, as appropriate, and as those terms are defined in 40 CFR 600.315-
08, in the case of automobiles to which either of these terms apply.
With respect to automobiles to which neither of these terms apply,
``cargo-carrying volume'' means the total volume in cubic feet, rounded
to the nearest 0.1 cubic feet, of
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either an automobile's enclosed nonseating space that is intended
primarily for carrying cargo and is not accessible from the passenger
compartment, or the space intended primarily for carrying cargo bounded
in the front by a vertical plane that is perpendicular to the
longitudinal centerline of the automobile and passes through the
rearmost point on the rearmost seat and elsewhere by the automobile's
interior surfaces.
Class 2b vehicles are vehicles with a gross vehicle weight rating
(GVWR) ranging from 8,501 to 10,000 pounds.
Class 3 through Class 8 vehicles are vehicles with a gross vehicle
weight rating (GVWR) of 10,001 pounds or more as defined in 49 CFR
565.15.
Coach bus has the meaning given in 40 CFR 1037.801.
Commercial medium- and heavy-duty on-highway vehicle means an on-
highway vehicle with a gross vehicle weight rating of 10,000 pounds or
more as defined in 49 U.S.C. 32901(a)(7).
Complete vehicle has the meaning given to completed vehicle as
defined in 49 CFR 567.3.
Concrete mixer has the meaning given in 40 CFR 1037.801.
Curb weight has the meaning given in 40 CFR 86.1803-01.
Dedicated vehicle has the same meaning as dedicated automobile as
defined in 49 U.S.C. 32901(a)(8).
Departure angle means the smallest angle, in a plane side view of an
automobile, formed by the level surface on which the automobile is
standing and a line tangent to the rear tire static loaded radius arc
and touching the underside of the automobile rearward of the rear tire.
Dual-fueled vehicle (multi-fuel, or flexible-fuel vehicle) has the
same meaning as dual fueled automobile as defined in 49 U.S.C.
32901(a)(9).
Electric vehicle means a vehicle that does not include an engine,
and is powered solely by an external source of electricity and/or solar
power. Note that this does not include electric hybrid or fuel-cell
vehicles that use a chemical fuel such as gasoline, diesel fuel, or
hydrogen. Electric vehicles may also be referred to as all-electric
vehicles to distinguish them from hybrid vehicles.
Emergency vehicle means one of the following:
(1) For passenger cars, light trucks and medium duty passenger
vehicles, emergency vehicle has the meaning given in 49 U.S.C. 32902(e).
(2) For heavy-duty vehicles, emergency vehicle has the meaning given
in 40 CFR 1037.801.
Engine code has the meaning given in 40 CFR 86.1803.
Final stage manufacturer has the meaning given in 49 CFR 567.3.
Fire truck has the meaning given in 40 CFR 86.1803.
Footprint is defined as the product of track width (measured in
inches, calculated as the average of front and rear track widths, and
rounded to the nearest tenth of an inch) times wheelbase (measured in
inches and rounded to the nearest tenth of an inch), divided by 144 and
then rounded to the nearest tenth of a square foot. For purposes of this
definition, track width is the lateral distance between the centerlines
of the base tires at ground, including the camber angle. For purposes of
this definition, wheelbase is the longitudinal distance between front
and rear wheel centerlines.
Full-size pickup truck means a light truck or medium duty passenger
vehicle that meets the specifications in 40 CFR 86.1803-01.
Gross axle weight rating (GAWR) has the meaning given in 49 CFR
571.3.
Gross combination weight rating (GCWR) has the meaning given in 49
CFR 571.3.
Gross vehicle weight rating (GVWR) has the meaning given in 49 CFR
571.3.
Heavy-duty engine means any engine used for (or for which the engine
manufacturer could reasonably expect to be used for) motive power in a
heavy-duty vehicle. For purposes of this definition in this part, the
term ``engine'' includes internal combustion engines and other devices
that convert chemical fuel into motive power. For example, a fuel cell
and motor used in a heavy-duty vehicle is a heavy-duty engine. Heavy
duty-engines include those engines subject to the standards in 49 CFR
part 535.
Heavy-duty vehicle means a vehicle as defined in Sec. 523.6.
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Hitch means a device attached to the chassis of a vehicle for
towing.
Incomplete vehicle has the meaning given in 49 CFR 567.3.
Light truck means a non-passenger automobile meeting the criteria in
Sec. 523.5.
Manufacturer has the meaning given in 49 U.S.C. 32901(a)(14).
Medium duty passenger vehicle means a vehicle which would satisfy
the criteria in Sec. 523.5 (relating to light trucks) but for its gross
vehicle weight rating or its curb weight, which is rated at more than
8,500 lbs GVWR or has a vehicle curb weight of more than 6,000 pounds or
has a basic vehicle frontal area in excess of 45 square feet, and which
is designed primarily to transport passengers, but does not include a
vehicle that--
(1) Is an ``incomplete vehicle'' ' as defined in this subpart; or
(2) Has a seating capacity of more than 12 persons; or
(3) Is designed for more than 9 persons in seating rearward of the
driver's seat; or
(4) Is equipped with an open cargo area (for example, a pick-up
truck box or bed) of 72.0 inches in interior length or more. A covered
box not readily accessible from the passenger compartment will be
considered an open cargo area for purposes of this definition.
Mild hybrid gasoline-electric vehicle means a vehicle as defined by
EPA in 40 CFR 86.1866-12(e).
Motor home has the meaning given in 49 CFR 571.3.
Motor vehicle has the meaning given in 49 U.S.C. 30102.
Passenger-carrying volume means the sum of the front seat volume
and, if any, rear seat volume, as defined in 40 CFR 600.315-08, in the
case of automobiles to which that term applies. With respect to
automobiles to which that term does not apply, ``passenger-carrying
volume'' means the sum in cubic feet, rounded to the nearest 0.1 cubic
feet, of the volume of a vehicle's front seat and seats to the rear of
the front seat, as applicable, calculated as follows with the head room,
shoulder room, and leg room dimensions determined in accordance with the
procedures outlined in Society of Automotive Engineers Recommended
Practice J1100, Motor Vehicle Dimensions (Report of Human Factors
Engineering Committee, Society of Automotive Engineers, approved
November 2009).
(1) For front seat volume, divide 1,728 into the product of the
following SAE dimensions, measured in inches to the nearest 0.1 inches,
and round the quotient to the nearest 0.001 cubic feet.
(i) H61-Effective head room--front.
(ii) W3-Shoulder room--front.
(iii) L34-Maximum effective leg room-accelerator.
(2) For the volume of seats to the rear of the front seat, divide
1,728 into the product of the following SAE dimensions, measured in
inches to the nearest 0.1 inches, and rounded the quotient to the
nearest 0.001 cubic feet.
(i) H63-Effective head room--second.
(ii) W4-Shoulder room--second.
(iii) L51-Minimum effective leg room--second.
Pickup truck means a non-passenger automobile which has a passenger
compartment and an open cargo area (bed).
Pintle hooks means a type of towing hitch that uses a tow ring
configuration to secure to a hook or a ball combination for the purpose
of towing.
Recreational vehicle or RV means a motor vehicle equipped with
living space and amenities found in a motor home.
Refuse hauler has the meaning given in 40 CFR 1037.801.
Running clearance means the distance from the surface on which an
automobile is standing to the lowest point on the automobile, excluding
unsprung weight.
School bus has the meaning given in 49 CFR 571.3.
Static loaded radius arc means a portion of a circle whose center is
the center of a standard tire-rim combination of an automobile and whose
radius is the distance from that center to the level surface on which
the automobile is standing, measured with the automobile at curb weight,
the wheel parallel to the vehicle's longitudinal centerline, and the
tire inflated to the manufacturer's recommended pressure.
Strong hybrid gasoline-electric vehicle means a vehicle as defined
by EPA in 40 CFR 86.1866-12(e).
Temporary living quarters means a space in the interior of an
automobile
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in which people may temporarily live and which includes sleeping
surfaces, such as beds, and household conveniences, such as a sink,
stove, refrigerator, or toilet.
Transmission class has the meaning given in 40 CFR 600.002.
Tranmission configuration has the meaning given in 40 CFR 600.002.
Transmission type has the meaning given in 40 CFR 86.1803.
Truck tractor has the meaning given in 49 CFR 571.3 and 49 CFR
535.5(c). This includes most heavy-duty vehicles specifically designed
for the primary purpose of pulling trailers, but does not include
vehicles designed to carry other loads. For purposes of this definition
``other loads'' would not include loads carried in the cab, sleeper
compartment, or toolboxes. Examples of vehicles that are similar to
tractors but that are not tractors under this part include dromedary
tractors, automobile haulers, straight trucks with trailers hitches, and
tow trucks.
Van means a vehicle with a body that fully encloses the driver and a
cargo carrying or work performing compartment. The distance from the
leading edge of the windshield to the foremost body section of vans is
typically shorter than that of pickup trucks and sport utility vehicles.
Vocational tractor means a tractor that is classified as a
vocational vehicle according to 40 CFR 1037.630
Vocational vehicle (or heavy-duty vocational vehicle) has the
meaning given in Sec. 523.8 and 49 CFR 535.5(b). This includes any
vehicle that is equipped for a particular industry, trade or occupation
such as construction, heavy hauling, mining, logging, oil fields, refuse
and includes vehicles such as school buses, motorcoaches and RVs.
Work truck means a vehicle that is rated at more than 8,500 pounds
and less than or equal to 10,000 pounds gross vehicle weight, and is not
a medium-duty passenger vehicle as defined in 49 U.S.C. 32901(a)(19).
[81 FR 74235, Oct. 25, 2016, as amended at 85 FR 25272, Apr. 30, 2020]
Sec. 523.3 Automobile.
(a) An automobile is any 4-wheeled vehicle that is propelled by
fuel, or by alternative fuel, manufactured primarily for use on public
streets, roads, and highways and rated at less than 10,000 pounds gross
vehicle weight, except:
(1) A vehicle operated only on a rail line;
(2) A vehicle manufactured in different stages by 2 or more
manufacturers, if no intermediate or final-stage manufacturer of that
vehicle manufactures more than 10,000 multi-stage vehicles per year; or
(3) A work truck.
(b) The following vehicles rated at more than 6,000 pounds and less
than 10,000 pounds gross vehicle weight are determined to be
automobiles:
(1) Vehicles which would satisfy the criteria in Sec. 523.4
(relating to passenger automobiles) but for their gross vehicle weight
rating.
(2) Vehicles which would satisfy the criteria in Sec. 523.5
(relating to light trucks) but for their gross vehicle weight rating,
and which
(i) Have a basic vehicle frontal area of 45 square feet or less,
(ii) Have a curb weight of 6,000 pounds or less,
(iii) Have a gross vehicle weight rating of 8,500 pounds or less,
and
(iv) Are manufactured during the 1980 model year or thereafter.
(3) Vehicles that are defined as medium duty passenger vehicles, and
which are manufactured during the 2011 model year or thereafter.
(Sec. 9, Pub. L. 89-670, 80 Stat. 981 (49 U.S.C. 1657); sec. 301, Pub.
L. 94-163, 89 Stat. 901 (15 U.S.C. 2002); delegation of authority at 41
FR 25015, June 22, 1976)
[42 FR 38362, July 28, 1977, as amended at 43 FR 12013, Mar. 23, 1978;
44 FR 4493, Jan. 2, 1979; 71 FR 17676, Apr. 6, 2006; 74 FR 14449, Mar.
30, 2009]
Sec. 523.4 Passenger automobile.
A passenger automobile is any automobile (other than an automobile
capable of off-highway operation) manufactured primarily for use in the
transportation of not more than 10 individuals.
(Sec. 301, Pub. L. 94-163, 80 Stat. 901 (15 U.S.C. 2001))
[42 FR 38362, July 28, 1977]
[[Page 89]]
Sec. 523.5 Non-passenger automobile.
A non-passenger automobile means an automobile that is not a
passenger automobile or a work truck and includes vehicles described in
paragraphs (a) and (b) of this section:
(a) An automobile designed to perform at least one of the following
functions:
(1) Transport more than 10 persons;
(2) Provide temporary living quarters;
(3) Transport property on an open bed;
(4) Provide, as sold to the first retail purchaser, greater cargo-
carrying than passenger-carrying volume, such as in a cargo van; if a
vehicle is sold with a second-row seat, its cargo-carrying volume is
determined with that seat installed, regardless of whether the
manufacturer has described that seat as optional; or
(5) Permit expanded use of the automobile for cargo-carrying
purposes or other nonpassenger-carrying purposes through:
(i) For non-passenger automobiles manufactured prior to model year
2012, the removal of seats by means installed for that purpose by the
automobile's manufacturer or with simple tools, such as screwdrivers and
wrenches, so as to create a flat, floor level, surface extending from
the forwardmost point of installation of those seats to the rear of the
automobile's interior; or
(ii) For non-passenger automobiles manufactured in model year 2008
and beyond, for vehicles equipped with at least 3 rows of designated
seating positions as standard equipment, permit expanded use of the
automobile for cargo-carrying purposes or other nonpassenger-carrying
purposes through the removal or stowing of foldable or pivoting seats so
as to create a flat, leveled cargo surface extending from the
forwardmost point of installation of those seats to the rear of the
automobile's interior.
(b) An automobile capable of off-highway operation, as indicated by
the fact that it:
(1)(i) Has 4-wheel drive; or
(ii) Is rated at more than 6,000 pounds gross vehicle weight; and
(2) Has at least four of the following characteristics calculated
when the automobile is at curb weight, on a level surface, with the
front wheels parallel to the automobile's longitudinal centerline, and
the tires inflated to the manufacturer's recommended pressure--
(i) Approach angle of not less than 28 degrees.
(ii) Breakover angle of not less than 14 degrees.
(iii) Departure angle of not less than 20 degrees.
(iv) Running clearance of not less than 20 centimeters.
(v) Front and rear axle clearances of not less than 18 centimeters
each.
(Sec. 9, Pub. L. 89-670, 80 Stat. 981 (49 U.S.C. 1657); sec. 301, Pub.
L. 94-163, 89 Stat. 901 (15 U.S.C. 2002); delegation of authority at 41
FR 25015, June 22, 1976.)
[74 FR 14449, Mar. 30, 2009]
Sec. 523.6 Heavy-duty vehicle.
(a) A heavy-duty vehicle is any commercial medium or heavy-duty on-
highway vehicle or a work truck, as defined in 49 U.S.C. 32901(a)(7) and
(19). For the purpose of this section, heavy-duty vehicles are divided
into four regulatory categories as follows:
(1) Heavy-duty pickup trucks and vans;
(2) Heavy-duty vocational vehicles;
(3) Truck tractors with a GVWR above 26,000 pounds; and
(4) Heavy-duty trailers.
(b) The heavy-duty vehicle classification does not include vehicles
excluded as specified in 49 CFR 535.3.
[81 FR 74237, Oct. 25, 2016]
Sec. 523.7 Heavy-duty pickup trucks and vans.
(a) Heavy-duty pickup trucks and vans are pickup trucks and vans
with a gross vehicle weight rating between 8,501 pounds and 14,000
pounds (Class 2b through 3 vehicles) manufactured as complete vehicles
by a single or final stage manufacturer or manufactured as incomplete
vehicles as designated by a manufacturer. See references in 40 CFR
86.1801-12, 40 CFR 86.1819-17, 40 CFR 1037.150, and 49 CFR 535.5(a).
(b) Heavy duty vehicles above 14,000 pounds GVWR may be optionally
certified as heavy-duty pickup trucks and
[[Page 90]]
vans and comply with fuel consumption standards in 49 CFR 535.5(a), if
properly included in a test group with similar vehicles at or below
14,000 pounds GVWR. Fuel consumption standards apply to these vehicles
as if they were Class 3 heavy-duty vehicles. The work factor for these
vehicles may not be greater than the largest work factor that applies
for vehicles in the test group that are at or below 14,000 pounds GVWR
(see 40 CFR 86.1819-14).
(c) Incomplete heavy-duty vehicles at or below 14,000 pounds GVWR
may be optionally certified as heavy-duty pickup trucks and vans and
comply with to the fuel consumption standards in 49 CFR 535.5(a).
[81 FR 74237, Oct. 25, 2016]
Sec. 523.8 Heavy-duty vocational vehicle.
Heavy-duty vocational vehicles are vehicles with a gross vehicle
weight rating (GVWR) above 8,500 pounds excluding:
(a) Heavy-duty pickup trucks and vans defined in Sec. 523.7;
(b) Medium duty passenger vehicles; and
(c) Truck tractors, except vocational tractors, with a GVWR above
26,000 pounds;
[76 FR 57491, Sept. 15, 2011]
Sec. 523.9 Truck tractors.
Truck tractors for the purpose of this part are considered as any
truck tractor as defined in 49 CFR part 571 having a GVWR above 26,000
pounds.
[76 FR 57492, Sept. 15, 2011]
Sec. 523.10 Heavy-duty trailers.
(a) A trailer means a motor vehicle with or without motive power,
designed for carrying cargo and for being drawn by another motor vehicle
as defined in 49 CFR 571.3. For the purpose of this part, heavy-duty
trailers include only those trailers designed to be drawn by a truck
tractor excluding non-box trailers other than flatbed trailer, tanker
trailers and container chassis and those that are coupled to vehicles
exclusively by pintle hooks or hitches instead of a fifth wheel. Heavy-
duty trailers may be divided into different types and categories as
follows:
(1) Box vans are trailers with enclosed cargo space that is
permanently attached to the chassis, with fixed sides, nose, and roof.
Tank trailers are not box vans.
(2) Box van with front-mounted HVAC systems are refrigerated vans.
Note that this includes systems that provide cooling, heating, or both.
All other box vans are dry vans.
(3) Trailers that are not box vans are non-box trailers. Note that
the standards for non-box trailers in 49 CFR 535.5(e)(2) apply only to
flatbed trailers, tank trailers, and container chassis.
(4) Box van with a length greater than 50 feet are long box vans.
Other box vans are short box vans.
(5) The following types of equipment are not trailers:
(i) Containers that are not permanently mounted on chassis.
(ii) Dollies used to connect tandem trailers.
(iii) Equipment that serves similar purposes but are not intended to
be pulled by a tractor.
(b) Heavy-duty trailers do not include trailers excluded in 49 CFR
535.3.
[81 FR 74237, Oct. 25, 2016]
PART 525_EXEMPTIONS FROM AVERAGE FUEL ECONOMY STANDARDS--Table of Contents
Sec.
525.1 Scope.
525.2 Purpose.
525.3 Applicability.
525.4 Definitions.
525.5 Limitation on eligibility.
525.6 Requirements for petition.
525.7 Basis for petition.
525.8 Processing of petitions.
525.9 Duration of exemption.
525.10 Renewal of exemption.
525.11 Termination of exemption; amendment of alternative average fuel
economy standard.
525.12 Public inspection of information.
Authority: 15 U.S.C. 2002; 49 CFR 1.50.
Source: 42 FR 38376, July 28, 1977, unless otherwise noted.
Sec. 525.1 Scope.
This part establishes procedures under section 502(c) of the Motor
Vehicle Information and Cost Savings Act,
[[Page 91]]
as amended (15 U.S.C. 2002) for the submission and disposition of
petitions filed by low volume manufacturers of passenger automobiles to
exempt them from the average fuel economy standards for passenger
automobiles and to establish alternative average fuel economy standards
for those manufacturers.
Sec. 525.2 Purpose.
The purpose of this part is to provide content and format
requirements for low volume manufacturers of passenger automobiles which
desire to petition the Administrator for exemption from applicable
average fuel economy standards and for establishment of appropriate
alternative average fuel economy standards and to give interested
persons an opportunity to present data, views and arguments on those
petitions.
Sec. 525.3 Applicability.
This part applies to passenger automobile manufacturers.
Sec. 525.4 Definitions.
(a) Statutory terms. (1) The terms fuel, manufacture, manufacturer,
and model year, are used as defined in section 501 of the Act.
(2) The terms average fuel economy, fuel economy, and model type are
used as defined in 40 CFR 600.002-77.
(3) The term automobile means a vehicle determined by the
Administrator under 49 CFR part 523 to be an automobile.
(4) The term passenger automobile means an automobile determined by
the Administrator under 49 CFR part 523 to be a passenger automobile.
(5) The term customs territory of the United States is used as
defined in 19 U.S.C. 1202.
(b) Other terms. (1) The term base level and vehicle configuration
are used as defined in 40 CFR 600.002-77.
(2) The term vehicle curb weight is used as defined in 40 CFR
85.002.
(3) The term interior volume index is used as defined in 40 CFR
600.315-77.
(4) The term frontal area is used as defined in 40 CFR 86.129-79.
(5) The term basic engine is used as defined in 40 CFR 600.002-
77(a)(21).
(6) The term designated seating position is defined in 49 CFR 571.3.
(7) As used in this part, unless otherwise required by the context:
Act means the Motor Vehicle Information and Cost Savings Act (Pub.
L. 92-513), as amended by the Energy Policy and Conservation Act (Pub.
L. 94-163);
Administrator means the Administrator of the National Highway
Traffic Safety Administration;
Affected model year means a model year for which an exemption and
alternative average fuel economy standard are requested under this part;
Production mix means the number of passenger automobiles, and their
percentage of the petitioner's annual total production of passenger
automobiles, in each vehicle configuration which a petitioner plans to
manufacture in a model year; and
Total drive ratio means the ratio of an automobile's engine
rotational speed (in revolutions per minute) to the automobile's forward
speed (in miles per hour).
(Sec. 301, Pub. L. 94-163, 89 Stat. 871 (15 U.S.C. 2002); delegation of
authority at 41 FR 25015, June 22, 1976; sec. 9, Pub. L. 89-670, 80
Stat. 981 (49 U.S.C. 1657))
[42 FR 38376, July 28, 1977, as amended at 44 FR 55579, Sept. 27, 1979]
Sec. 525.5 Limitation on eligibility.
Any manufacturer that manufactures (whether or not in the customs
territory of the United States) 10,000 or more passenger automobiles in
the second model year preceding an affected model year or in the
affected model year is ineligible for an exemption for that affected
model year.
Sec. 525.6 Requirements for petition.
Each petition filed under this part must--
(a) Identify the model year or years for which exemption is
requested;
(b) Be submitted not later than 24 months before the beginning of
the affected model year, unless good cause for later submission is
shown;
(c) Be submitted in three copies to: Administrator, National Highway
Traffic Safety Administration, Washington, DC 20590;
[[Page 92]]
(d) Be written in the English language;
(e) State the full name, address, and title of the official
responsible for preparing the petition, and the name and address of the
manufacturer;
(f) Set forth in full data, views and arguments of the petitioner
supporting the exemption and alternative average fuel economy standard
requested by the petitioner, including the information and data
specified by Sec. 525.7 and the calculations and analyses used to
develop that information and data. No documents may be incorporated by
reference in a petition unless the documents are submitted with the
petition;
(g) Specify and segregate any part of the information and data
submitted under this part that the petitioner wishes to have withheld
from public disclosure in accordance with part 512 of this chapter.
(Sec. 301, Pub. L. 94-163, 89 Stat. 871 (15 U.S.C. 2002); delegation of
authority at 41 FR 25015, June 22, 1976; sec. 9, Pub. L. 89-670, 80
Stat. 981 (49 U.S.C. 1657))
[42 FR 38376, July 28, 1977, as amended at 44 FR 55579, Sept. 27, 1979;
46 FR 2063, Jan. 8, 1981]
Sec. 525.7 Basis for petition.
(a) The petitioner shall include the information specified in
paragraphs (b) through (h) in its petition.
(b) Whether the petitioner controls, is controlled by, or is under
common control with another manufacturer of passenger automobiles, and
if so, the nature of that control relationship, and the total number of
passenger automobiles manufactured by such other manufacturer or
manufacturers.
(c) The total number of passenger automobiles manufactured or likely
to be manufactured (whether or not in the customs territory of the
United States) by the petitioner in the second model year immediately
preceding each affected model year.
(d) For each affected model year, the petitioner's projections of
the most fuel efficient production mix of vehicle configurations and
base levels of its passenger automobiles which the petitioner could sell
in that model year, and a discussion demonstrating that these
projections are reasonable. The discussion shall include information
showing that the projections are consistent with--
(1) The petitioner's annual total production and production mix of
passenger automobiles manufactured or likely to be manufactured in each
of the four model years immediately preceding that affected model year;
(2) Its passenger automobile production capacity for that affected
model year;
(3) Its efforts to comply with that average fuel economy standard;
and
(4) Anticipated consumer demand in the United States for passenger
automobiles during that affected model year.
(e) For each affected model year, a description of the following
features of each vehicle configuration of the petitioner's passenger
automobiles to be manufactured in that affected model year;
(1) Maximum overall body width, overall length, and overall height,
determined in accordance with Motor Vehicle Dimensions SAE J1100a
(report of Human Engineering Committee, approved September 1973, as
revised September 1975);
(2) Vehicle curb weight;
(3) Number of designated seating positions and interior volume
index;
(4) Basic engine, displacement, and SAE rated net power, kilowatts;
(5) Fuel metering system, including the number of carburetor
barrels, if applicable;
(6) Drive train configuration and total drive ratio;
(7) Emission control system;
(8) Dynamometer road load setting, determined in accordance with 40
CFR part 86, and the method used to determine that setting, including
information indicating whether the road load setting was adjusted to
account for the presence of air conditioning and whether the setting was
based on the use of radial ply tires; and
(9) Use of synthetic lubricants, low viscosity lubricants, or
lubricants with additives that affect friction characteristics in the
crankcase, differential, and transmission of the vehicles tested under
the requirements of 40 CFR parts 86 and 600. With respect to automobiles
which will use these lubricants, indicate which one will be used and
explain
[[Page 93]]
why that type was chosen. With respect to automobiles which will not use
these lubricants, explain the reasons for not so doing.
(f) For each affected model year, a fuel economy value for each
vehicle configuration specified in 40 CFR 600.506(a)(2), base level, and
model type of the petitioner's passenger automobiles to be manufactured
in that affected model year calculated in accordance with subpart C of
40 CFR part 600 and based on tests or analyses comparable to those
prescribed or permitted under 40 CFR part 600 and a description of the
test procedures or analytical methods.
(g) For each affected model year, an average fuel economy figure for
the petitioner's passenger automobiles to be manufactured in that
affected model year calculated in accordance with 40 CFR 600.510(e) and
based upon the fuel economy values provided under paragraph (f) of this
section and upon the petitioner's production mix projected under
paragraph (d) of this section for the affected model year.
(h) Information demonstrating that the average fuel economy figure
provided for each affected model year under paragraph (g) of this
section is the maximum feasible average fuel economy achievable by the
petitioner for that model year, including--
(1) For each affected model year and each of the two model years
immediately following the first affected model year, a description of
the technological means selected by the petitioner for improving the
average fuel economy of its automobiles to be manufactured in that model
year.
(2) A chronological description of the petitioner's past and planned
efforts to implement the means described under paragraph (h)(1) of this
section.
(3) A description of the effect of other Federal motor vehicle
standards on the fuel economy of the petitioner's automobiles.
(4) For each affected model year, a discussion of the alternative
and additional means considered but not selected by the petitioner that
would have enabled its passenger automobiles to achieve a higher average
fuel economy than is achievable with the means described under paragraph
(h)(1) of this section. This discussion must include an explanation of
the reasons the petitioner had for rejecting these additional and
alternative means.
(5) In the case of a petitioner which plans to increase the average
fuel economy of its passenger automobiles to be manufactured in either
of the two model years immediately following the first affected model
year, an explanation of the petitioner's reasons for not making those
increases in that affected model year.
(Sec. 301, Pub. L. 94-163, 89 Stat. 871 (15 U.S.C. 2002); delegation of
authority at 41 FR 25015, June 22, 1976; sec. 9, Pub. L. 89-670, 80
Stat. 981 (49 U.S.C. 1657))
[42 FR 38376, July 28, 1977, as amended at 44 FR 55579, Sept. 27, 1979;
58 FR 18029, Apr. 7, 1993]
Sec. 525.8 Processing of petitions.
(a) If a petition is found not to contain the information required
by this part, the petition is informed about the areas of insufficiency
and advised that the petition will not receive further consideration
until the required information is submitted.
(b) The Administrator may request the petitioner to provide
information in addition to that required by this part.
(c) The Administrator publishes a proposed decision in the Federal
Register. The proposed decision indicates the proposed grant of the
petition and establishment of an alternative average fuel economy
standard, or the proposed denial of the petition, specifies the reasons
for the proposal and invites written public comment on the proposal.
(d) Any interested person may, upon written request to the
Administrator not later than 15 days after the publication of a notice
under paragraph (c) of this section, meet informally with an appropriate
official of the National Highway Traffic Safety Administration to
discuss the petition or notice.
(e) After the conclusion of the period for public comment on the
proposal, the Administrator publishes a final decision in the Federal
Register. The final decision is based on the petition, written public
comments, and other
[[Page 94]]
available information. The final decision sets forth the grant of the
exemption and establishes an alternative average fuel economy standard
or the denial of the petition, and the reasons for the decision.
(Sec. 301, Pub. L. 94-163, 89 Stat. 871 (15 U.S.C. 2002); delegation of
authority at 41 FR 25015, June 22, 1976); sec. 9, Pub. L. 89-670, 80
Stat. 981 (49 U.S.C. 1657))
[42 FR 38376, July 28, 1977, as amended at 44 FR 55579, Sept. 27, 1979]
Sec. 525.9 Duration of exemption.
An exemption may be granted under this part for not more than three
model years.
Sec. 525.10 Renewal of exemption.
A manufacturer exempted under this part may request renewal of its
exemption by submitting a petition meeting the requirements of
Sec. Sec. 525.6 and 525.7.
Sec. 525.11 Termination of exemption; amendment of alternative
average fuel economy standard.
(a) Any exemption granted under this part for an affected model year
does not apply to a manufacturer that is ineligible under Sec. 525.5
for an exemption in that model year.
(b) The administrator may initiate rulemaking either on his own
motion or on petition by an interested person to terminate an exemption
granted under this part or to amend an alternative average fuel economy
standard established under this part.
(c) Any interested persons may petition the Administrator to
terminate an exemption granted under this part or to amend an
alternative average fuel economy standard established under this part.
Sec. 525.12 Public inspection of information.
(a) Except as provided in paragraph (b), any person may inspect
available information relevant to a petition under this part, including
the petition and any supporting data, memoranda of informal meetings
with the petitioner or any other interested persons, and the notices
regarding the petition, in the Docket Section of the National Highway
Traffic Safety Administration. Any person may obtain copies of the
information available for inspection under this paragraph in accordance
with part 7 of the regulations of the Office of the Secretary of
Transportation (49 CFR part 7).
(b) Except for the release of confidential information authorized by
section 505 of the Act and part 512 of this chapter, information made
available for public inspection does not include information for which
confidentiality is requested under Sec. 525.6(g) and is granted in
accordance with part 512 and sections 502 and 505 of the Act and section
552(b) of title 5 of the U.S.C.
[46 FR 2063, Jan. 8, 1981]
PART 526_PETITIONS AND PLANS FOR RELIEF UNDER THE AUTOMOBILE
FUEL EFFICIENCY ACT OF 1980--Table of Contents
Sec.
526.1 General provisions.
526.2 U.S. production by foreign manufacturer.
526.3 Transfer of vehicle from non-domestic to domestic fleet.
526.4 [Reserved]
526.5 Earning offsetting monetary credits in future model years.
Authority: 15 U.S.C. 2002 and 2003; delegation of authority at 49
CFR 1.50.
Source: 47 FR 7248, Feb. 18, 1982, unless otherwise noted.
Sec. 526.1 General provisions.
(a) Applicability. These regulations apply to petitions and plans
submitted under the Automobile Fuel Efficiency Act of 1980, Pub. L. 96-
425, as codified in Title V of the Motor Vehicle Information and Cost
Savings Act, 15 U.S.C. 2001 et seq.
(b) Address. Each petition and plan submitted under the applicable
provisions of sections 502 and 503 of the Motor Vehicle Information and
Cost Savings Act must be addressed to the Administrator, National
Highway Traffic Safety Administration, 400 Seventh Street, SW.,
Washington DC 20590.
(c) Authority and scope of relief. Each petition or plan must
specify the specific provision of the Motor Vehicle Information and Cost
Savings Act under which relief is being sought. The petition or plan
must also specify the
[[Page 95]]
model years for which relief is being sought.
[47 FR 7248, Feb. 18, 1982, as amended at 59 FR 25576, May 17, 1994]
Sec. 526.2 U.S. production by foreign manufacturer.
Each petition filed under section 503(b)(3) of the Motor Vehicle
Information and Cost Savings Act must contain the following information:
(a) For each model type (as defined by the Environmental Protection
Agency in 40 CFR part 600) planned by the petitioner to be sold in the
United States (regardless of place of manufacture), and for each model
year beginning with the year before the first one for which relief is
sought by the petition through the last year covered by the petition,
the following information based on the petitioner's current product plan
and the assumption that the petition will be granted:
(1) A description of the model type, including car line designation,
engine displacement and type, transmission type, and average fuel
economy;
(2) U.S. sales projected for the model type;
(3) The average percentage of the cost to the manufacturer of the
model type which is attributable to value added in the United States or
Canada, determined in accordance with 40 CFR 600.511-80, and the total
manufacturing cost per vehicle; and
(4) In the case of model types not offered for sale in the United
States before the first year for which relief is sought in the petition
or other model types for which expansions in production capacity are
planned during the years covered by the petition, information (including
any marketing surveys) indicating from where the additional sales will
be captured. If sales are projected to be captured from U.S.
manufacturers, the petition must provide an estimate of the employment
impact on those manufacturers of the lost sales and the gain in
employment for the petitioner and its U.S. suppliers.
(b) The total number of persons employed in the United States by the
petitioner, excluding non-motor vehicle industry related employees, for
each model year covered by the petition and for the model year
immediately prior to those years.
(c) A description of how the petitioner's responses to paragraphs
(a) and (b) of this section would differ if the petition were denied.
[47 FR 7248, Feb. 18, 1982, as amended at 59 FR 25576, May 17, 1994]
Sec. 526.3 Transfer of vehicle from non-domestic to domestic fleet.
Each plan submitted under section 503(b)(4) of the Motor Vehicle
Information and Cost Savings Act must contain the following information:
(a) For each model year for which relief is sought in the plan and
for each model type of automobile sought to be included by the submitter
in its domestic fleet under the plan (i.e., those with at least 50
percent but less than 75 percent U.S. or Canadian value added), provide
the following information:
(1) A description of the model type, including engine type and
displacement, transmission class, car line designation, and fuel
economy;
(2) The projected U.S. sales of the model type;
(3) The average total manufacturing cost per vehicle for the model
type;
(4) The percentage of the cost to the manufacturer attributable to
value added in the United States or Canada for the model type:
(b) For each year covered by the plan, a list of individual product
actions (e.g., change from imported engine to domestically manufactured
engine) which will increase the domestic content of the affected
vehicles. For each action, provide the model year in which the action
will take effect, a description of the nature of the action, and the
percentage change in domestic content resulting from the action.
[47 FR 7248, Feb. 18, 1982, as amended at 59 FR 25576, May 17, 1994]
Sec. 526.4 [Reserved]
Sec. 526.5 Earning offsetting monetary credits in future model years.
Each plan submitted under section 502(l) of the Motor Vehicle
Information and Cost Savings Act must contain the following information:
(a) Projected average fuel economy and production levels for the
class of
[[Page 96]]
automobiles which may fail to comply with a fuel economy standard and
for any other classes of automobiles from which credits may be
transferred, for the current model year and for each model year
thereafter ending with the last year covered by the plan.
(b) A list and full description of each planned product action
(e.g., new model, mix change) which will affect the average fuel economy
of the class of automobiles subject to the credit earning plan, for each
model year beginning with the current model year and ending with the
last year covered by the credit earning plan.
(c) The portion of the petitioner's fleet affected by each product
action (e.g., all K-cars with 6-cylinder engines) and the number of
affected vehicles.
(d) The fuel economy effect of each product action specified under
paragraph (b) of this section per affected vehicle.
[47 FR 7248, Feb. 18, 1982, as amended at 59 FR 25576, May 17, 1994]
PART 529_MANUFACTURERS OF MULTISTAGE AUTOMOBILES--Table of Contents
Sec.
529.1 Scope and purpose.
529.2 Applicability.
529.3 Definitions.
529.4 Requirements for incomplete automobile manufacturers.
529.5 Requirements for intermediate manufacturers.
529.6 Requirements for final-stage manufacturers.
Authority: Sec. 301, Pub. L. 94-163, 80 Stat. 901 (15 U.S.C. 2001);
delegation of authority at 41 FR 25015, June 22, 1976.
Source: 42 FR 38372, July 28, 1977, unless otherwise noted.
Sec. 529.1 Scope and purpose.
This part determines, in cases where more than one person is the
manufacturer of an automobile, which person is to be treated as the
manufacturer for purposes of compliance with Title V of the Motor
Vehicle Information and Cost Savings Act, as amended (15 U.S.C. 2001 et
seq.) and rules issued thereunder.
Sec. 529.2 Applicability.
This part applies to incomplete automobile manufacturers,
intermediate manufacturers, and final-stage manufacturers of automobiles
that are manufactured in two or more stages.
Sec. 529.3 Definitions.
(a) Statutory terms. (1) The term automobile is used as defined in
section 501 of the Act and in accordance with the determinations in 49
CFR part 523.
(2) The terms manufacture, manufacturer, and fuel economy are used
as defined in section 501 of the Act.
(b) Other terms. (1) Act means the Motor Vehicle Information and
Cost Savings Act (Pub. L. 92-513), as amended by the Energy Policy and
Conservation Act (Pub. L. 94-163).
(2) Completed automobile means an automobile that requires no
further manufacturing operations to perform its intended function, other
than the addition of readily attachable components, such as mirrors or
tire and rim assemblies, or minor finishing operations such as painting.
(3) Curb weight is defined the same as vehicle curb weight in 40 CFR
part 86.
(4) Final-stage manufacturer means a person who performs such
manufacturing operations on an incomplete automobile that it becomes a
completed automobile.
(5) Frontal area is used as defined in 40 CFR 86.079-2.
(6) Incomplete automobile means an assemblage consisting, as a
minimum, of frame and chassis structure, power train, steering system,
suspension system, and braking system to the extent that those systems
are to be part of the completed automobile, that requires further
manufacturing operations, other than the addition of readily attachable
components, such as mirrors or tire and rim assemblies, or minor
finishing operations such as painting, to become a completed automobile.
(7) Incomplete automobile manufacturer means a person who
manufactures an incomplete automobile by assembling components none of
which, taken separately, constitute a complete automobile.
(8) Intermediate manufacturer means a person, other than the
incomplete automobile manufacturer or the final-
[[Page 97]]
stage manufacturer, who performs manufacturing operations on an
incomplete automobile.
[42 FR 38372, July 28, 1977, as amended at 42 FR 39983, Aug. 8, 1977]
Sec. 529.4 Requirements for incomplete automobile manufacturers.
(a) Except as provided in paragraph (c) of this section, Sec. Sec.
529.5 and 529.6, each incomplete automobile manufacturer is considered,
with respect to multistage automobiles incorporating its incomplete
automobiles, the manufacturer of the multistage automobiles for purposes
of the requirements of Title V and rules issued thereunder.
(b) Each incomplete automobile manufacturer shall furnish with each
of its incomplete automobiles, when it is delivered to the subsequent
manufacturer, (1) a document that contains the following information--
(i) Name and mailing address of the incomplete automobile
manufacturer.
(ii) Month and year during which the incomplete automobile
manufacturer performed its last manufacturing operation on the
incomplete automobile.
(iii) Identification of the incomplete automobile or group of
incomplete automobiles to which the document applies. The identification
may be by serial number or otherwise, but it must be sufficient to
enable a subsequent manufacturer to ascertain positively that the
document applies to a particular incomplete automobile even if the
document is not attached to that automobile.
(iv) Fuel economy values determined by the incomplete automobile
manufacturer for the automobile in accordance with 40 CFR part 600 and a
statement that a fuel economy label containing those values has been
prepared in accordance with Environmental Protection Agency regulation
by the manufacturer identified in the document.
(v) Maximum curb weight that may not be exceeded by a subsequent
manufacturer without invalidating the fuel economy values determined by
the incomplete automobile manufacturer.
(vi) Maximum frontal area that may not be exceeded by a subsequent
manufacturer without invalidating the fuel economy values determined by
the incomplete automobile manufacturer.
(vii) Whether the fuel economy values have been computed with the
road load horsepower set to take into account the presence of air
conditioning.
(2) A fuel economy label conforming with 40 CFR part 600.
(c)(1) The incomplete automobile manufacturer shall either attach
the document specified in paragraph (b)(1) of this section to the
incomplete automobile in such a manner that it will not be inadvertently
detached or send that document directly to the subsequent manufacturer
to which that automobile is delivered.
(2)(i) If the incomplete automobile manufacturer places the portion
of the body including the windshield and front seat side windows on the
incomplete automobile, that manufacturer shall attach the fuel economy
label specified in paragraph (b)(2) of this section to that automobile
in accordance with 40 CFR part 600. If the incomplete automobile
manufacturer does not place that portion of the body on the incomplete
automobile, that manufacturer shall send that label directly to the
subsequent manufacturer to which that automobile is delivered.
(ii) Upon request by an intermediate or final-stage manufacturer for
a copy of a fuel economy label that is required by paragraph (b)(2) of
this section to have been prepared by the incomplete automobile
manufacturer for one of its incomplete automobiles, identified by the
requesting manufacturer in the same fashion as in the document specified
in paragraph (b)(1) of this section, the incomplete automobile
manufacturer shall send that manufacturer a copy of the label.
Sec. 529.5 Requirements for intermediate manufacturers.
(a) Except as provided in paragraph (d) of this section and in Sec.
529.6, each intermediate manufacturer whose manufacturing operations on
an incomplete automobile cause it to exceed the maximum curb weight or
maximum frontal area set forth in the document furnished it by the
incomplete automobile manufacturer under Sec. 529.4(c)(1) or by a
previous intermediate manufacturer under paragraph (b) of this section,
as appropriate, is considered the
[[Page 98]]
manufacturer of the multistage automobile manufactured from that
automobile for the purpose of the requirements of Title V and rules
issued thereunder, other than that in part 537, Fuel Economy Reports.
(b) Each intermediate manufacturer of an incomplete automobile shall
furnish, in the manner specified in Sec. 529.4(c), to the subsequent
manufacturer of that automobile the document required by Sec. 529.4(b)
regarding that automobile. If any of the changes in the automobile made
by the intermediate manufacturer affect the validity of the fuel economy
values or other statement in the document or any addendum attached to
the document by a previous manufacturer of the automobile, the
intermediate manufacturer shall furnish an addendum to the document that
contains its name and mailing address and an indication of all changes
that should be made in the document to reflect changes that it made in
the automobile.
(c) Each intermediate manufacturer that is required by paragraph (b)
of this section to furnish an addendum to a document required by Sec.
529.4(b) shall, within 10 days after completing its manufacturing
operations, send a copy of the document and addendum to the
Administrator of the Environmental Protection Agency and to the
manufacturer previously considered under this part to be the
manufacturer of the automobile.
(d)(1) If the intermediate manufacturer's manufacturing operations
on an incomplete automobile cause it to exceed the maximum curb weight
or maximum frontal area set forth in the document furnished it by the
incomplete automobile manufacturer under Sec. 529.4(c)(1) or a previous
intermediate manufacturer under paragraph (b) of this section, as
appropriate, that manufacturer shall prepare a new fuel economy label
for that automobile in accordance with 40 CFR part 600.
(2) If neither the intermediate manufacturer of an incomplete
automobile nor any previous manufacturer of that automobile has placed
the portion of the body including the windshield and front seat side
windows on that automobile, the intermediate manufacturer shall send the
fuel economy label furnished it by the incomplete automobile
manufacturer under Sec. 529.4(c)(2)(i) or a previous intermediate
manufacturer under paragraph (d)(2) of this section or prepared by it
under paragraph (d)(1) of this section, as appropriate, directly to the
subsequent manufacturer to which that automobile is delivered.
(3) If the intermediate manufacturer places the portion of the body
including the windshield and front seat side windows on the incomplete
automobile, that manufacturer shall attach the fuel economy label
furnished it under Sec. 529.4(c)(i) or paragraph (d)(2) of this section
or the fuel economy label prepared by it under paragraph (d)(1) of this
section, as appropriate, to that automobile in accordance with 40 CFR
part 600.
(4) The intermediate manufacturer shall attach to the incomplete
automobile in accordance with 40 CFR part 600 a fuel economy label
identical to the label that is required under this part to have been
prepared by the manufacturer considered under this part to be the
manufacturer of that automobile if:
(i) The portion of the body including the windshield and front seat
side windows was added to the incomplete automobile by a previous
manufacturer;
(ii) The intermediate manufacturer's manufacturing operations do not
cause that automobile to exceed either of the maxima specified in
paragraph (d)(1) of this section; and
(iii) That label is not on that automobile when received by the
intermediate manufacturer or is removed from that automobile while it is
in the possession of that manufacturer.
(5) Upon request by a subsequent intermediate manufacturer or by a
final-stage manufacturer for a copy of a fuel economy label prepared by
the intermediate manufacturer under paragraph (d)(1) of this section for
one of its incomplete automobiles, identified by the requesting
manufacturer in the same fashion as in the document specified in Sec.
529.4(b)(1), the intermediate manufacturer shall send that manufacturer
a copy of that label.
[[Page 99]]
Sec. 529.6 Requirements for final-stage manufacturers.
(a) Except as provided in paragraph (c) of this section, each final-
stage manufacturer whose manufacturing operations on an incomplete
automobile cause the completed automobile to exceed the maximum curb
weight or maximum frontal area set forth in the document specified in
Sec. 529.4(b) and furnished it by the incomplete automobile
manufacturer under Sec. 529.4(c)(1) or by the last intermediate
manufacturer under Sec. 529.5(b), as appropriate, is considered the
manufacturer of the completed automobile for the purpose of the
requirements of Title V and rules issued thereunder, other than those in
part 537, Fuel Economy Reports.
(b) Each final-stage manufacturer that becomes the manufacturer of a
multistage automobile under paragraph (a) of this section shall, within
10 days after completing its manufacturing operations on that
automobile, send written notification of its exceeding the curb weight
or frontal area maximum to the Administrator of the Environmental
Protection Agency and to the manufacturer previously considered under
this part to be the manufacturer of the automobile.
(c)(1) If the final-stage manufacturer becomes the manufacturer of a
multistage automobile under paragraph (a)(1) of this section, that
manufacturer shall prepare a new fuel economy label for that automobile
in accordance with 40 CFR part 600.
(2) If the final-stage manufacturer places the portion of the body
including the windshield and front seat side windows on the incomplete
automobile, that manufacturer shall attach the fuel economy label
furnished by the incomplete automobile manufacturer under Sec.
529.4(c)(2) or by the last intermediate manufacturer under Sec.
529.5(d)(2) or the fuel economy label prepared by the final-stage
manufacturer under paragraph (c)(1) of this section, as appropriate, to
that automobile in accordance with 40 CFR part 600.
(3) The final-stage manufacturer shall attach to the completed
automobile in accordance with 40 CFR part 600 a fuel economy label
identical to the label that is required under this part to have been
prepared by the manufacturer considered under this part to be the
manufacturer of that automobile if:
(i) The portion of the body including the windshield and front seat
side windows was added to the completed automobile by a previous
manufacturer;
(ii) The final-stage manufacturer's manufacturing operations do not
cause that automobile to exceed either of the maxima specified in
paragraph (c)(1) of this section; and
(iii) That fuel economy label is not on that automobile when
received by that manufacturer or is removed from that automobile while
it is in the possession of that manufacturer.
PART 531_PASSENGER AUTOMOBILE AVERAGE FUEL ECONOMY STANDARDS--Table of Contents
Sec.
531.1 Scope.
531.2 Purpose.
531.3 Applicability.
531.4 Definitions.
531.5 Fuel economy standards.
531.6 Measurement and calculation procedures.
Appendix A to Part 531--Example of Calculating Compliance Under Sec.
531.5(c)
Authority: 49 U.S.C. 32902; delegation of authority at 49 CFR 1.95.
Source: 87 FR 26070, May 2, 2022, unless otherwise noted.
Sec. 531.1 Scope.
This part establishes average fuel economy standards pursuant to
section 502(a) and (c) of the Motor Vehicle Information and Cost Savings
Act, as amended, for passenger automobiles.
Sec. 531.2 Purpose.
The purpose of this part is to increase the fuel economy of
passenger automobiles by establishing minimum levels of average fuel
economy for those vehicles.
Sec. 531.3 Applicability.
This part applies to manufacturers of passenger automobiles.
[[Page 100]]
Sec. 531.4 Definitions.
(a) Statutory terms. (1) The terms average fuel economy,
manufacture, manufacturer, and model year are used as defined in section
501 of the Act.
(2) The terms automobile and passenger automobile are used as
defined in section 501 of the Act and in accordance with the
determination in part 523 of this chapter.
(b) Other terms. As used in this part, unless otherwise required by
the context--
(1) Act means the Motor Vehicle Information and Cost Savings Act, as
amended by Public Law 94-163.
(2) [Reserved]
Sec. 531.5 Fuel economy standards.
(a) Except as provided in paragraph (f) of this section, each
manufacturer of passenger automobiles shall comply with the fleet
average fuel economy standards in Table 1 to this paragraph (a),
expressed in miles per gallon, in the model year specified as
applicable:
Table 1 to Sec. 531.5(a)
------------------------------------------------------------------------
Average fuel
economy standard
Model year (miles per
gallon)
------------------------------------------------------------------------
1978................................................. 18.0
1979................................................. 19.0
1980................................................. 20.0
1981................................................. 22.0
1982................................................. 24.0
1983................................................. 26.0
1984................................................. 27.0
1985................................................. 27.5
1986................................................. 26.0
1987................................................. 26.0
1988................................................. 26.0
1989................................................. 26.5
1990-2010............................................ 27.5
------------------------------------------------------------------------
(b) For model year 2011, a manufacturer's passenger automobile fleet
shall comply with the fleet average fuel economy level calculated for
that model year according to Figure 1 to this paragraph (b) and the
appropriate values in Table 2 to this paragraph (b).
[GRAPHIC] [TIFF OMITTED] TR02MY22.256
Where:
N is the total number (sum) of passenger automobiles produced by a
manufacturer;
Ni is the number (sum) of the ith passenger automobile model
produced by the manufacturer; and
Ti is the fuel economy target of the ith model passenger
automobile, which is determined according to the following
formula, rounded to the nearest hundredth:
[GRAPHIC] [TIFF OMITTED] TR02MY22.257
Where:
Parameters a, b, c, and d are defined in Table 2 to this paragraph (b);
e = 2.718; and
x = footprint (in square feet, rounded to the nearest tenth) of the
vehicle model.
[[Page 101]]
Table 2 to Sec. 531.5(b)--Parameters for the Passenger Automobile Fuel Economy Targets
----------------------------------------------------------------------------------------------------------------
Parameters
-------------------------------------------------------------------
Model year c (gal/mi/
a (mpg) b (mpg) ft\2\) d (gal/mi)
----------------------------------------------------------------------------------------------------------------
2011........................................ 31.20 24.00 51.41 1.91
----------------------------------------------------------------------------------------------------------------
(c) For model years 2012-2026, a manufacturer's passenger automobile
fleet shall comply with the fleet average fuel economy level calculated
for that model year (MY) according to Figure 2 to this paragraph (c) and
the appropriate values in Table 3 to this paragraph (c).
[GRAPHIC] [TIFF OMITTED] TR02MY22.259
Where:
CAFErequired is the fleet average fuel economy standard for a given
fleet (domestic passenger automobiles or import passenger
automobiles);
Subscript i is a designation of multiple groups of automobiles, where
each group's designation, i.e., i = 1, 2, 3, etc., represents
automobiles that share a unique model type and footprint
within the applicable fleet, either domestic passenger
automobiles or import passenger automobiles;
Productioni is the number of passenger automobiles produced for sale in
the United States within each ith designation, i.e., which
share the same model type and footprint; and
TARGETi is the fuel economy target in miles per gallon (mpg) applicable
to the footprint of passenger automobiles within each ith
designation, i.e., which share the same model type and
footprint, calculated according to Figure 3 to this paragraph
(c) and rounded to the nearest hundredth of a mpg, i.e.,
35.455 = 35.46 mpg, and the summations in the numerator and
denominator are both performed over all models in the fleet in
question.
[GRAPHIC] [TIFF OMITTED] TR02MY22.260
Where:
TARGET is the fuel economy target (in mpg) applicable to vehicles of a
given footprint (FOOTPRINT, in square feet);
Parameters a, b, c, and d are defined in Table 3 to this paragraph (c);
and
The MIN and MAX functions take the minimum and maximum, respectively, of
the included values.
[[Page 102]]
Table 3 to Sec. 531.5(c)--Parameters for the Passenger Automobile Fuel Economy Targets
[MYs 2012-2026]
----------------------------------------------------------------------------------------------------------------
Parameters
Model year ---------------------------------------------------------------------------
a (mpg) b (mpg) c (gal/mi/ft\2\) d (gal/mi)
----------------------------------------------------------------------------------------------------------------
2012................................ 35.95 27.95 0.0005308 0.006057
2013................................ 36.80 28.46 0.0005308 0.005410
2014................................ 37.75 29.03 0.0005308 0.004725
2015................................ 39.24 29.90 0.0005308 0.003719
2016................................ 41.09 30.96 0.0005308 0.002573
2017................................ 43.61 32.65 0.0005131 0.001896
2018................................ 45.21 33.84 0.0004954 0.001811
2019................................ 46.87 35.07 0.0004783 0.001729
2020................................ 48.74 36.47 0.0004603 0.001643
2021................................ 49.48 37.02 0.000453 0.00162
2022................................ 50.24 37.59 0.000447 0.00159
2023................................ 51.00 38.16 0.000440 0.00157
2024................................ 55.44 41.48 0.000405 0.00144
2025................................ 60.26 45.08 0.000372 0.00133
2026................................ 66.95 50.09 0.000335 0.00120
----------------------------------------------------------------------------------------------------------------
(d) In addition to the requirements of paragraphs (b) and (c) of
this section, each manufacturer shall also meet the minimum fleet
standard for domestically manufactured passenger automobiles expressed
in Table 4 to this paragraph (d):
Table 4 to Sec. 531.5(d)--Minimum Fuel Economy Standards for
Domestically Manufactured Passenger Automobiles
[MYs 2011-2026]
------------------------------------------------------------------------
Minimum
Model year standard
------------------------------------------------------------------------
2011......................................................... 27.8
2012......................................................... 30.7
2013......................................................... 31.4
2014......................................................... 32.1
2015......................................................... 33.3
2016......................................................... 34.7
2017......................................................... 36.7
2018......................................................... 38.0
2019......................................................... 39.4
2020......................................................... 40.9
2021......................................................... 39.9
2022......................................................... 40.6
2023......................................................... 41.1
2024......................................................... 44.3
2025......................................................... 48.1
2026......................................................... 53.5
------------------------------------------------------------------------
(e) The following manufacturers shall comply with the standards
indicated in paragraphs (e)(1) through (15) of this section for the
specified model years:
(1) Avanti Motor Corporation.
Table 5 to Sec. 531.5(e)(1)--Average Fuel Economy Standards
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1978......................................................... 16.1
1979......................................................... 14.5
1980......................................................... 15.8
1981......................................................... 18.2
1982......................................................... 18.2
1983......................................................... 16.9
1984......................................................... 16.9
1985......................................................... 16.9
------------------------------------------------------------------------
(2) Rolls-Royce Motors, Inc.
Table 6 to Sec. 531.5(e)(2)--Average Fuel Economy Standards
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1978......................................................... 10.7
1979......................................................... 10.8
1980......................................................... 11.1
1981......................................................... 10.7
1982......................................................... 10.6
1983......................................................... 9.9
1984......................................................... 10.0
1985......................................................... 10.0
1986......................................................... 11.0
1987......................................................... 11.2
1988......................................................... 11.2
1989......................................................... 11.2
1990......................................................... 12.7
1991......................................................... 12.7
1992......................................................... 13.8
1993......................................................... 13.8
1994......................................................... 13.8
1995......................................................... 14.6
1996......................................................... 14.6
1997......................................................... 15.1
1998......................................................... 16.3
1999......................................................... 16.3
------------------------------------------------------------------------
(3) Checker Motors Corporation.
[[Page 103]]
Table 7 to Sec. 531.5(e)(3)--Average Fuel Economy Standards
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1978......................................................... 17.6
1979......................................................... 16.5
1980......................................................... 18.5
1981......................................................... 18.3
1982......................................................... 18.4
------------------------------------------------------------------------
(4) Aston Martin Lagonda, Inc.
Table 8 to Sec. 531.5(e)(4)--Average Fuel Economy Standards
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1979......................................................... 11.5
1980......................................................... 12.1
1981......................................................... 12.2
1982......................................................... 12.2
1983......................................................... 11.3
1984......................................................... 11.3
1985......................................................... 11.4
------------------------------------------------------------------------
(5) Excalibur Automobile Corporation.
Table 9 to Sec. 531.5(e)(5)--Average Fuel Economy Standards
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1978......................................................... 11.5
1979......................................................... 11.5
1980......................................................... 16.2
1981......................................................... 17.9
1982......................................................... 17.9
1983......................................................... 16.6
1984......................................................... 16.6
1985......................................................... 16.6
------------------------------------------------------------------------
(6) Lotus Cars Ltd.
Table 10 to Sec. 531.5(e)(6)--Average Fuel Economy Standards
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1994......................................................... 24.2
1995......................................................... 23.3
------------------------------------------------------------------------
(7) Officine Alfieri Maserati, S.p.A.
Table 11 to Sec. 531.5(e)(7)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1978......................................................... 12.5
1979......................................................... 12.5
1980......................................................... 9.5
1984......................................................... 17.9
1985......................................................... 16.8
------------------------------------------------------------------------
(8) Lamborghini of North America.
Table 12 to Sec. 531.5(e)(8)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1983......................................................... 13.7
1984......................................................... 13.7
------------------------------------------------------------------------
(9) LondonCoach Co., Inc.
Table 13 to Sec. 531.5(e)(9)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1985......................................................... 21.0
1986......................................................... 21.0
1987......................................................... 21.0
------------------------------------------------------------------------
(10) Automobili Lamborghini S.p.A./Vector Aeromotive Corporation.
Table 14 Sec. 531.5(e)(10)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1995......................................................... 12.8
1996......................................................... 12.6
1997......................................................... 12.5
------------------------------------------------------------------------
(11) Dutcher Motors, Inc.
Table 15 to Sec. 531.5(e)(11)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1986......................................................... 16.0
1987......................................................... 16.0
1988......................................................... 16.0
1992......................................................... 17.0
1993......................................................... 17.0
1994......................................................... 17.0
1995......................................................... 17.0
------------------------------------------------------------------------
(12) MedNet, Inc.
Table 16 to Sec. 531.5(e)(12)--Average Fuel Economy Standard
------------------------------------------------------------------------
Average
fuel
economy
Model year standard
(miles
per
gallon)
------------------------------------------------------------------------
1996......................................................... 17.0
1997......................................................... 17.0
1998......................................................... 17.0
------------------------------------------------------------------------
(13) Vector Aeromotive Corporation.
[[Page 104]]
Table 17 to Sec. 531.5(e)(13)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
1998......................................................... 12.1
------------------------------------------------------------------------
(14) Qvale Automotive Group Srl.
Table 18 to Sec. 531.5(e)(14)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
2000......................................................... 22.0
2001......................................................... 22.0
------------------------------------------------------------------------
(15) Spyker Automobielen B.V.
Table 19 to Sec. 531.5(e)(15)--Average Fuel Economy Standard
------------------------------------------------------------------------
Miles per
Model year gallon
------------------------------------------------------------------------
2006......................................................... 18.9
2007......................................................... 18.9
------------------------------------------------------------------------
Sec. 531.6 Measurement and calculation procedures.
(a) The fleet average fuel economy performance of all passenger
automobiles that are manufactured by a manufacturer in a model year
shall be determined in accordance with procedures established by the
Administrator of the Environmental Protection Agency (EPA) under 49
U.S.C. 32904 and set forth in 40 CFR part 600.
(b) For model years 2017 and later, a manufacturer is eligible to
increase the fuel economy performance of passenger cars in accordance
with procedures established by the EPA set forth in 40 CFR part 600,
subpart F, including any adjustments to fuel economy the EPA allows,
such as for fuel consumption improvements related to air conditioning
efficiency and off-cycle technologies. Manufacturers must provide
reporting on these technologies as specified in Sec. 537.7 of this
chapter by the required deadlines.
(1) Efficient air conditioning technologies. A manufacturer that
seeks to increase its fleet average fuel economy performance through the
use of technologies that improve the efficiency of air conditioning
systems must follow the requirements in 40 CFR 86.1868-12. Fuel
consumption improvement values resulting from the use of those air
conditioning systems must be determined in accordance with 40 CFR
600.510-12(c)(3)(i).
(2) Off-cycle technologies on EPA's predefined list or using 5-cycle
testing. A manufacturer that seeks to increase its fleet average fuel
economy performance through the use of off-cycle technologies must
follow the requirements in 40 CFR 86.1869-12. A manufacturer is eligible
to gain fuel consumption improvements for predefined off-cycle
technologies in accordance with 40 CFR 86.1869-12(b) or for technologies
tested using the EPA's 5-cycle methodology in accordance with 40 CFR
86.1869-12(c). The fuel consumption improvement is determined in
accordance with 40 CFR 600.510-12(c)(3)(ii).
(3) Off-cycle technologies using the alternative EPA-approved
methodology. A manufacturer is eligible to increase its fuel economy
performance through use of an off-cycle technology requiring an
application request made to the EPA in accordance with 40 CFR 86.1869-
12(d).
(i) Eligibility under the corporate average fuel economy (CAFE)
program requires compliance with paragraphs (b)(3)(i)(A) through (C) of
this section. Paragraphs (b)(3)(i)(A), (B), and (D) of this section
apply starting in model year 2024.
(A) A manufacturer seeking to increase its fuel economy performance
using the alternative methodology for an off-cycle technology, if prior
to the applicable model year, the manufacturers submits to EPA a
detailed analytical plan and is approved (i.e., for its planned test
procedure and model types for demonstration) in accordance with 40 CFR
86.1869-12(d).
(B) A manufacturer seeking to increase its CAFE program fuel economy
performance using the alternative methodology for an off-cycle
technology must also submit an official credit application to EPA and
obtain approval in accordance with 40 CFR 86.1869-12(e) prior to
September of the given model year.
(C) A manufacturer's plans, applications and requests approved by
the EPA must be made in consultation with the National Highway Traffic
Safety Administration (NHTSA). To expedite NHTSA's consultation with
[[Page 105]]
the EPA, a manufacturer must concurrently submit its application to
NHTSA if the manufacturer is seeking off-cycle fuel economy improvement
values under the CAFE program for those technologies. For off-cycle
technologies that are covered under 40 CFR 86.1869-12(d), NHTSA will
consult with the EPA regarding NHTSA's evaluation of the specific off-
cycle technology to ensure its impact on fuel economy and the
suitability of using the off-cycle technology to adjust the fuel economy
performance.
(D) A manufacturer may request an extension from NHTSA for more time
to obtain an EPA approval. Manufacturers should submit their requests 30
days before the deadlines in paragraphs (b)(3)(i)(A) through (C) of this
section. Requests should be submitted to NHTSA's Director of the Office
of Vehicle Safety Compliance at cafe@dot.gov.
(ii) Review and approval process. NHTSA will provide to EPA its
views on the suitability of using the off-cycle technology to adjust
vehicle fuel economy performance. NHTSA's evaluation and review will
consider:
(A) Whether the technology has a direct impact upon improving fuel
economy performance;
(B) Whether the technology is related to crash-avoidance
technologies, safety critical systems or systems affecting safety-
critical functions, or technologies designed for the purpose of reducing
the frequency of vehicle crashes;
(C) Information from any assessments conducted by the EPA related to
the application, the technology and/or related technologies; and
(D) Any other relevant factors.
(iii) Safety. (A) Technologies found to be defective or non-
compliant, subject to recall pursuant to part 573 of this chapter, due
to a risk to motor vehicle safety, will have the values of approved off-
cycle credits removed from the manufacturer's credit balance or adjusted
to the population of vehicles the manufacturer remedies as required by
49 U.S.C. Chapter 301. NHTSA will consult with the manufacturer to
determine the amount of the adjustment.
(B) Approval granted for innovative and off-cycle technology credits
under NHTSA's fuel efficiency program does not affect or relieve the
obligation to comply with the Vehicle Safety Act (49 U.S.C. Chapter
301), including the ``make inoperative'' prohibition (49 U.S.C. 30122),
and all applicable Federal motor vehicle safety standards (FMVSSs)
issued thereunder (part 571 of this chapter). In order to generate off-
cycle or innovative technology credits manufacturers must state--
(1) That each vehicle equipped with the technology for which they
are seeking credits will comply with all applicable FMVSS(s); and
(2) Whether or not the technology has a fail-safe provision. If no
fail-safe provision exists, the manufacturer must explain why not and
whether a failure of the innovative technology would affect the safety
of the vehicle.
Sec. Appendix A to Part 531--Example of Calculating Compliance Under
Sec. 531.5(c)
Assume a hypothetical manufacturer (Manufacturer X) produces a fleet
of domestic passenger automobiles in MY 2012 as follows:
[[Page 106]]
Appendix A--Table I
--------------------------------------------------------------------------------------------------------------------------------------------------------
Model type
------------------------------------------------------------------------------------------------ Actual
Basic engine Description measured fuel Volume
Group Carline name (L) Transmission class economy (mpg)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1......................... PC A FWD............... 1.8 A5........................ 2-door sedan........... 34.0 1,500
2......................... PC A FWD............... 1.8 M6........................ 2-door sedan........... 34.6 2,000
3......................... PC A FWD............... 2.5 A6........................ 4-door wagon........... 33.8 2,000
4......................... PC A AWD............... 1.8 A6........................ 4-door wagon........... 34.4 1,000
5......................... PC A AWD............... 2.5 M6........................ 2-door hatchback....... 32.9 3,000
6......................... PC B RWD............... 2.5 A6........................ 4-door wagon........... 32.2 8,000
7......................... PC B RWD............... 2.5 A7........................ 4-door sedan........... 33.1 2,000
8......................... PC C AWD............... 3.2 A7........................ 4-door sedan........... 30.6 5,000
9......................... PC C FWD............... 3.2 M6........................ 2-door coupe........... 28.5 3,000
-----------------------------------------------------------------------------------------------------------------------------
Total................. ....................... .............. .......................... ....................... .............. 27,500
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note to Table I to this appendix: Manufacturer X's required fleet average fuel economy standard level would first be calculated by determining the fuel
economy targets applicable to each unique model type and footprint combination for model type groups 1-9 as illustrated in Table II to this appendix.
Manufacturer X calculates a fuel economy target standard for each unique model type and footprint combination.
Appendix A--Table II
--------------------------------------------------------------------------------------------------------------------------------------------------------
Model type Fuel
------------------------------------------------------------------- Track economy
Basic Description Base tire Wheelbase width F&R Footprint Volume target
Group Carline name engine Transmission size (inches) average (ft\2\) standard
(L) class (inches) (mpg)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1................ PC A FWD......... 1.8 A5............... 2-door sedan.... 205/75R14 99.8 61.2 42.4 1,500 35.01
2................ PC A FWD......... 1.8 M6............... 2-door sedan.... 215/70R15 99.8 60.9 42.2 2,000 35.14
3................ PC A FWD......... 2.5 A6............... 4-door wagon.... 215/70R15 100.0 60.9 42.3 2,000 35.08
4................ PC A AWD......... 1.8 A6............... 4-door wagon.... 235/60R15 100.0 61.2 42.5 1,000 35.95
5................ PC A AWD......... 2.5 M6............... 2-door hatchback 225/65R16 99.6 59.5 41.2 3,000 35.81
6................ PC B RWD......... 2.5 A6............... 4-door wagon.... 265/55R18 109.2 66.8 50.7 8,000 30.33
7................ PC B RWD......... 2.5 A7............... 4-door sedan.... 235/65R17 109.2 67.8 51.4 2,000 29.99
8................ PC C AWD......... 3.2 A7............... 4-door sedan.... 265/55R18 111.3 67.8 52.4 5,000 29.52
9................ PC C FWD......... 3.2 M6............... 2-door coupe.... 225/65R16 111.3 67.2 51.9 3,000 29.76
--------------------------------------------------------------------------------------------------------------------------------------
Total........ ................. ......... ................. ................ ........... ......... ......... ......... 27,500
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note to Table II to this appendix: With the appropriate fuel economy targets determined for each unique model type and footprint combination,
Manufacturer X's required fleet average fuel economy standard would be calculated as illustrated in Figure 1 to this appendix.
[[Page 107]]
[GRAPHIC] [TIFF OMITTED] TR02MY22.261
[GRAPHIC] [TIFF OMITTED] TR02MY22.262
Note to Figure 2 to this appendix: Since the actual fleet average
fuel economy performance of Manufacturer X's fleet is 32.0 mpg, as
compared to its required fleet fuel economy standard of 31.6 mpg,
Manufacturer X complied with the CAFE standard for MY 2012 as set forth
in Sec. 531.5(c).
PART 533_LIGHT TRUCK FUEL ECONOMY STANDARDS--Table of Contents
Sec.
533.1 Scope.
533.2 Purpose.
533.3 Applicability.
533.4 Definitions.
533.5 Requirements.
533.6 Measurement and calculation procedures.
Appendix A to Part 533--Example of Calculating Compliance Under Sec.
533.5(i)
Authority: 49 U.S.C. 32902; delegation of authority at 49 CFR 1.95.
Source: 87 FR 26076, May 2, 2022, unless otherwise noted.
Sec. 533.1 Scope.
This part establishes average fuel economy standards pursuant to
section 502(b) of the Motor Vehicle Information and Cost Savings Act, as
amended, for light trucks.
Sec. 533.2 Purpose.
The purpose of this part is to increase the fuel economy of light
trucks
[[Page 108]]
by establishing minimum levels of average fuel economy for those
vehicles.
Sec. 533.3 Applicability.
This part applies to manufacturers of light trucks.
Sec. 533.4 Definitions.
(a) Statutory terms. (1) The terms average fuel economy, average
fuel economy standard, fuel economy, import, manufacture, manufacturer,
and model year are used as defined in section 501 of the Act.
(2) The term automobile is used as defined in section 501 of the Act
and in accordance with the determinations in part 523 of this chapter.
(3) The term domestically manufactured is used as defined in section
503(b)(2)(E) of the Act.
(b) Other terms. As used in this part, unless otherwise required by
the context--
(1) Act means the Motor Vehicle Information Cost Savings Act, as
amended by Public Law 94-163.
(2) Light truck is used in accordance with the determinations in
part 523 of this chapter.
(3) Captive import means with respect to a light truck, one which is
not domestically manufactured but which is imported in the 1980 model
year or thereafter by a manufacturer whose principal place of business
is in the United States.
(4) 4-wheel drive general utility vehicle means a 4-wheel drive,
general purpose automobile capable of off-highway operation that has a
wheelbase of not more than 280 centimeters, and that has a body shape
similar to 1977 Jeep CJ-5 or CJ-7, or the 1977 Toyota Land Cruiser.
(5) Basic engine means a unique combination of manufacturer, engine
displacement, number of cylinders, fuel system (as distinguished by
number of carburetor barrels or use of fuel injection), and catalyst
usage.
(6) Limited product line light truck means a light truck
manufactured by a manufacturer whose light truck fleet is powered
exclusively by basic engines which are not also used in passenger
automobiles.
Sec. 533.5 Requirements.
(a) Each manufacturer of light trucks shall comply with the
following fleet average fuel economy standards, expressed in miles per
gallon, in the model year (MY) specified as applicable:
Table 1 to Sec. 533.5(a)
----------------------------------------------------------------------------------------------------------------
2-wheel drive light 4-wheel drive light Limited
trucks trucks product
Model year -------------------------------------------- line
Captive Captive light
imports Other imports Other trucks
----------------------------------------------------------------------------------------------------------------
1979..................................................... 17.2 15.8 .........
1980..................................................... 16.0 16.0 14.0 14.0 14.0
1981..................................................... 16.7 16.7 15.0 15.0 14.5
----------------------------------------------------------------------------------------------------------------
Table 2 to Sec. 533.5(a)
----------------------------------------------------------------------------------------------------------------
Combined standard 2-wheel drive light 4-wheel drive light
---------------------- trucks trucks
Model year -------------------------------------------
Captive Others Captive Captive
imports imports Others imports Others
----------------------------------------------------------------------------------------------------------------
1982.......................................... 17.5 17.5 18.0 18.0 16.0 16.0
1983.......................................... 19.0 19.0 19.5 19.5 17.5 17.5
1984.......................................... 20.0 20.0 20.3 20.3 18.5 18.5
1985.......................................... 19.5 19.5 19.7 19.7 18.9 18.9
1986.......................................... 20.0 20.0 20.5 20.5 19.5 19.5
1987.......................................... 20.5 20.5 21.0 21.0 19.5 19.5
1988.......................................... 20.5 20.5 21.0 21.0 19.5 19.5
1989.......................................... 20.5 20.5 21.5 21.5 19.0 19.0
1990.......................................... 20.0 20.0 20.5 20.5 19.0 19.0
1991.......................................... 20.2 20.2 20.7 20.7 19.1 19.1
----------------------------------------------------------------------------------------------------------------
[[Page 109]]
Table 3 to Sec. 533.5(a)
------------------------------------------------------------------------
Combined standard
---------------------
Model year Captive
imports Other
------------------------------------------------------------------------
1992.............................................. 20.2 20.2
1993.............................................. 20.4 20.4
1994.............................................. 20.5 20.5
1995.............................................. 20.6 20.6
------------------------------------------------------------------------
Table 4 to Sec. 533.5(a)
------------------------------------------------------------------------
Model year Standard
------------------------------------------------------------------------
2001.................................................... 20.7
2002.................................................... 20.7
2003.................................................... 20.7
2004.................................................... 20.7
2005.................................................... 21.0
2006.................................................... 21.6
2007.................................................... 22.2
2008.................................................... 22.5
2009.................................................... 23.1
2010.................................................... 23.5
------------------------------------------------------------------------
[GRAPHIC] [TIFF OMITTED] TR02MY22.263
Where:
N is the total number (sum) of light trucks produced by a manufacturer;
Ni is the number (sum) of the ith light truck model type
produced by a manufacturer; and
Ti is the fuel economy target of the ith light truck model
type, which is determined according to the following formula,
rounded to the nearest hundredth:
[GRAPHIC] [TIFF OMITTED] TR02MY22.264
Where:
Parameters a, b, c, and d are defined in Table 5 to this paragraph (a);
e = 2.718; and
x = footprint (in square feet, rounded to the nearest tenth) of the
model type.
Table 5 to Sec. 533.5(a)--Parameters for the Light Truck Fuel Economy Targets for MYs
[2008-2011]
----------------------------------------------------------------------------------------------------------------
Parameters
Model year -----------------------------------------------------------------------
a (mpg) b (mpg) c (gal/mi/ft\2\) d (gal/mi)
----------------------------------------------------------------------------------------------------------------
2008.................................... 28.56 19.99 49.30 5.58
2009.................................... 30.07 20.87 48.00 5.81
2010.................................... 29.96 21.20 48.49 5.50
2011.................................... 27.10 21.10 56.41 4.28
----------------------------------------------------------------------------------------------------------------
[[Page 110]]
[GRAPHIC] [TIFF OMITTED] TR02MY22.265
Where:
CAFErequired is the fleet average fuel economy standard for a
given light truck fleet;
Subscript i is a designation of multiple groups of light trucks, where
each group's designation, i.e., i = 1, 2, 3, etc., represents
light trucks that share a unique model type and footprint
within the applicable fleet;
Productioni is the number of light trucks produced for sale
in the United States within each ith designation,
i.e., which share the same model type and footprint; and
TARGETi is the fuel economy target in miles per gallon (mpg)
applicable to the footprint of light trucks within each ith
designation, i.e., which share the same model type and
footprint, calculated according to either Figure 3 or 4 to
this paragraph (a), as appropriate, and rounded to the nearest
hundredth of a mpg, i.e., 35.455 = 35.46 mpg, and the
summations in the numerator and denominator are both performed
over all models in the fleet in question.
[GRAPHIC] [TIFF OMITTED] TR02MY22.266
Where:
TARGET is the fuel economy target (in mpg) applicable to vehicles of a
given footprint (FOOTPRINT, in square feet);
Parameters a, b, c, and d are defined in Table 6 to this paragraph (a);
and
The MIN and MAX functions take the minimum and maximum, respectively, of
the included values.
Table 6 for Sec. 533.5(a)--Parameters for the Light Truck Fuel Economy Targets for MYs
[2012-2016]
----------------------------------------------------------------------------------------------------------------
Parameters
Model year -----------------------------------------------------------------------
a (mpg) b (mpg) c (gal/mi/ft\2\) d (gal/mi)
----------------------------------------------------------------------------------------------------------------
2012.................................... 29.82 22.27 0.0004546 0.014900
2013.................................... 30.67 22.74 0.0004546 0.013968
2014.................................... 31.38 23.13 0.0004546 0.013225
2015.................................... 32.72 23.85 0.0004546 0.011920
2016.................................... 34.42 24.74 0.0004546 0.010413
----------------------------------------------------------------------------------------------------------------
[[Page 111]]
[GRAPHIC] [TIFF OMITTED] TR02MY22.267
Where:
TARGET is the fuel economy target (in mpg) applicable to vehicles of a
given footprint (FOOTPRINT, in square feet);
Parameters a, b, c, d, e, f, g, and h are defined in Table 7 to this
paragraph (a); and
The MIN and MAX functions take the minimum and maximum, respectively, of
the included values.
[[Page 112]]
Table 7 to Sec. 533.5(a)--Parameters for the Light Truck Fuel Economy Targets for MYs
[2017-2026]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Parameters
-------------------------------------------------------------------------------------------------------
Model year c (gal/mi/ g (gal/mi/
a (mpg) b (mpg) ft\2\) d (gal/mi) e (mpg) f (mpg) ft\2\) h (gal/mi)
--------------------------------------------------------------------------------------------------------------------------------------------------------
2017............................................ 36.26 25.09 0.0005484 0.005097 35.10 25.09 0.0004546 0.009851
2018............................................ 37.36 25.20 0.0005358 0.004797 35.31 25.20 0.0004546 0.009682
2019............................................ 38.16 25.25 0.0005265 0.004623 35.41 25.25 0.0004546 0.009603
2020............................................ 39.11 25.25 0.0005140 0.004494 35.41 25.25 0.0004546 0.009603
2021............................................ 39.71 25.63 0.000506 0.00443 NA NA NA NA
2022............................................ 40.31 26.02 0.000499 0.00436 NA NA NA NA
2023............................................ 40.93 26.42 0.000491 0.00429 NA NA NA NA
2024............................................ 44.48 26.74 0.000452 0.00395 NA NA NA NA
2025............................................ 48.35 29.07 0.000416 0.00364 NA NA NA NA
2026............................................ 53.73 32.30 0.000374 0.00327 NA NA NA NA
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 113]]
(b)(1) For model year 1979, each manufacturer may:
(i) Combine its 2- and 4-wheel drive light trucks and comply with
the average fuel economy standard in paragraph (a) of this section for
2-wheel drive light trucks; or
(ii) Comply separately with the two standards specified in paragraph
(a) of this section.
(2) For model year 1979, the standard specified in paragraph (a) of
this section for 4-wheel drive light trucks applies only to 4-wheel
drive general utility vehicles. All other 4-wheel drive light trucks in
that model year shall be included in the 2-wheel drive category for
compliance purposes.
(c) For model years 1980 and 1981, manufacturers of limited product
line light trucks may:
(1) Comply with the separate standard for limited product line light
trucks in Table 1 to paragraph (a) of this section; or
(2) Comply with the other standards specified in paragraph (a) of
this section, as applicable.
(d) For model years 1982-91, each manufacturer may:
(1) Combine its 2- and 4-wheel drive light trucks (segregating
captive import and other light trucks) and comply with the combined
average fuel economy standard specified in paragraph (a) of this
section; or
(2) Comply separately with the 2-wheel drive standards and the 4-
wheel drive standards (segregating captive import and other light
trucks) specified in paragraph (a) of this section.
(e) For model year 1992, each manufacturer shall comply with the
average fuel economy standard specified in paragraph (a) of this section
(segregating captive import and other light trucks).
(f) For each model year 1996 and thereafter, each manufacturer shall
combine its captive imports with its other light trucks and comply with
the fleet average fuel economy standard in paragraph (a) of this
section.
(g) For model years 2008-2010, at a manufacturer's option, a
manufacturer's light truck fleet may comply with the fuel economy
standard calculated for each model year according to Figure 1 to
paragraph (a) of this section and the appropriate values in Table 5 to
paragraph (a) of this section, with said option being irrevocably chosen
for that model year and reported as specified in Sec. 537.8 of this
chapter.
(h) For model year 2011, a manufacturer's light truck fleet shall
comply with the fleet average fuel economy standard calculated for that
model year according to Figure 1 to paragraph (a) of this section and
the appropriate values in Table 5 to paragraph (a) of this section.
(i) For model years 2012-2016, a manufacturer's light truck fleet
shall comply with the fleet average fuel economy standard calculated for
that model year according to Figures 2 and 3 to paragraph (a) of this
section and the appropriate values in Table 6 to paragraph (a) of this
section.
(j) For model years 2017-2026, a manufacturer's light truck fleet
shall comply with the fleet average fuel economy standard calculated for
that model year according to Figures 2 and 4 to paragraph (a) of this
section and the appropriate values in Table 7 to paragraph (a) of this
section.
Sec. 533.6 Measurement and calculation procedures.
(a) Any reference to a class of light trucks manufactured by a
manufacturer shall be deemed--
(1) To include all light trucks in that class manufactured by
persons who control, are controlled by, or are under common control
with, such manufacturer;
(2) To include only light trucks which qualify as non-passenger
vehicles in accordance with Sec. 523.5 of this chapter based upon the
production measurements of the vehicles as sold to dealerships; and
(3) To exclude all light trucks in that class manufactured (within
the meaning of paragraph (a)(1) of this section) during a model year by
such manufacturer which are exported prior to the expiration of 30 days
following the end of such model year.
(b) The fleet average fuel economy performance of all light trucks
that are manufactured by a manufacturer in a model year shall be
determined in accordance with procedures established
[[Page 114]]
by the Administrator of the Environmental Protection Agency (EPA) under
49 U.S.C. 32904 and set forth in 40 CFR part 600.
(c) For model years 2017 and later, a manufacturer is eligible to
increase the fuel economy performance of light trucks in accordance with
procedures established by the EPA set forth in 40 CFR part 600, subpart
F, including any adjustments to fuel economy the EPA allows, such as for
fuel consumption improvements related to air conditioning efficiency,
off-cycle technologies, and hybridization and other performance-based
technologies for full-size pickup trucks that meet the requirements
specified in 40 CFR 86.1803. Manufacturers must provide reporting on
these technologies as specified in Sec. 537.7 of this chapter by the
required deadlines.
(1) Efficient air conditioning technologies. A manufacturer that
seeks to increase its fleet average fuel economy performance through the
use of technologies that improve the efficiency of air conditioning
systems must follow the requirements in 40 CFR 86.1868-12. Fuel
consumption improvement values resulting from the use of those air
conditioning systems must be determined in accordance with 40 CFR
600.510-12(c)(3)(i).
(2) Incentives for advanced full-size light-duty pickup trucks. For
model year 2023 and 2024, the eligibility of a manufacturer to increase
its fuel economy using hybridized and other performance-based
technologies for full-size pickup trucks must follow 40 CFR 86.1870-12
and the fuel consumption improvement of these full-size pickup truck
technologies must be determined in accordance with 40 CFR 600.510-
12(c)(3)(iii). Manufacturers may also combine incentives for full size
pickups and dedicated alternative fueled vehicles when calculating fuel
economy performance values in 40 CFR 600.510-12.
(3) Off-cycle technologies on EPA's predefined list or using 5-cycle
testing. A manufacturer that seeks to increase its fleet average fuel
economy performance through the use of off-cycle technologies must
follow the requirements in 40 CFR 86.1869-12. A manufacturer is eligible
to gain fuel consumption improvements for predefined off-cycle
technologies in accordance with 40 CFR 86.1869-12(b) or for technologies
tested using the EPA's 5-cycle methodology in accordance with 40 CFR
86.1869-12(c). The fuel consumption improvement is determined in
accordance with 40 CFR 600.510-12(c)(3)(ii).
(4) Off-cycle technologies using the alternative EPA-approved
methodology. A manufacturer is eligible to increase its fuel economy
performance through use of an off-cycle technology requiring an
application request made to the EPA in accordance with 40 CFR 86.1869-
12(d).
(i) Eligibility under the corporate average fuel economy (CAFE)
program requires compliance with paragraphs (c)(4)(i)(A) through (C) of
this section. Paragraphs (c)(4)(i)(A), (B), and (D) of this section
apply starting in model year 2024.
(A) A manufacturer seeking to increase its fuel economy performance
using the alternative methodology for an off-cycle technology, if prior
to the applicable model year, the manufacturers submits to EPA a
detailed analytical plan and is approved (i.e., for its planned test
procedure and model types for demonstration) in accordance with 40 CFR
86.1869-12(d).
(B) A manufacturer seeking to increase its fuel economy performance
using the alternative methodology for an off-cycle technology must also
submit an official credit application to EPA and obtain approval in
accordance with 40 CFR 86.1869-12(e) prior to September of the given
model year.
(C) A manufacturer's plans, applications and requests approved by
the EPA must be made in consultation with the National Highway Traffic
Safety Administration (NHTSA). To expedite NHTSA's consultation with the
EPA, a manufacturer must concurrently submit its application to NHTSA if
the manufacturer is seeking off-cycle fuel economy improvement values
under the CAFE program for those technologies. For off-cycle
technologies that are covered under 40 CFR 86.1869-12(d), NHTSA will
consult with the EPA regarding NHTSA's evaluation of the specific off-
cycle technology to ensure its impact on fuel economy and the
suitability of using the off-
[[Page 115]]
cycle technology to adjust the fuel economy performance.
(D) A manufacturer may request an extension from NHTSA for more time
to obtain an EPA approval. Manufacturers should submit their requests 30
days before the deadlines in paragraphs (c)(4)(i)(A) through (C) of this
section. Requests should be submitted to NHTSA's Director of the Office
of Vehicle Safety Compliance at cafe@dot.gov.
(ii) Review and approval process. NHTSA will provide to EPA its
views on the suitability of using the off-cycle technology to adjust
vehicle fuel economy performance. NHTSA's evaluation and review will
consider:
(A) Whether the technology has a direct impact upon improving fuel
economy performance;
(B) Whether the technology is related to crash-avoidance
technologies, safety critical systems or systems affecting safety-
critical functions, or technologies designed for the purpose of reducing
the frequency of vehicle crashes;
(C) Information from any assessments conducted by the EPA related to
the application, the technology and/or related technologies; and
(D) Any other relevant factors.
(E) NHTSA will collaborate to host annual meetings with EPA at least
once by July 30th before the model year begins to provide general
guidance to the industry on past off-cycle approvals.
(iii) Safety. (A) Technologies found to be defective or non-
compliant, subject to recall pursuant to part 573 of this chapter, due
to a risk to motor vehicle safety, will have the values of approved off-
cycle credits removed from the manufacturer's credit balance or adjusted
to the population of vehicles the manufacturer remedies as required by
49 U.S.C. Chapter 301. NHTSA will consult with the manufacturer to
determine the amount of the adjustment.
(B) Approval granted for innovative and off-cycle technology credits
under NHTSA's fuel efficiency program does not affect or relieve the
obligation to comply with the Vehicle Safety Act (49 U.S.C. Chapter
301), including the ``make inoperative'' prohibition (49 U.S.C. 30122),
and all applicable Federal motor vehicle safety standards issued
thereunder (FMVSSs) (part 571 of this chapter). In order to generate
off-cycle or innovative technology credits manufacturers must state--
(1) That each vehicle equipped with the technology for which they
are seeking credits will comply with all applicable FMVSS(s); and
(2) Whether or not the technology has a fail-safe provision. If no
fail-safe provision exists, the manufacturer must explain why not and
whether a failure of the innovative technology would affect the safety
of the vehicle.
Sec. Appendix A to Part 533--Example of Calculating Compliance Under
Sec. 533.5(i)
Assume a hypothetical manufacturer (Manufacturer X) produces a fleet
of light trucks in MY 2012 as follows:
[[Page 116]]
Appendix A--Table I
--------------------------------------------------------------------------------------------------------------------------------------------------------
Model type
------------------------------------------------------------------------------------------------ Actual
Basic engine Description measured fuel Volume
Group Carline name (L) Transmission class economy (mpg)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1......................... Pickup A 2WD........... 4 A5........................ Reg cab, MB............ 27.1 800
2......................... Pickup B 2WD........... 4 M5........................ Reg cab, MB............ 27.6 200
3......................... Pickup C 2WD........... 4.5 A5........................ Reg cab, LB............ 23.9 300
4......................... Pickup C 2WD........... 4 M5........................ Ext cab, MB............ 23.7 400
5......................... Pickup C 4WD........... 4.5 A5........................ Crew cab, SB........... 23.5 400
6......................... Pickup D 2WD........... 4.5 A6........................ Crew cab, SB........... 23.6 400
7......................... Pickup E 2WD........... 5 A6........................ Ext cab, LB............ 22.7 500
8......................... Pickup E 2WD........... 5 A6........................ Crew cab, MB........... 22.5 500
9......................... Pickup F 2WD........... 4.5 A5........................ Reg cab, LB............ 22.5 1,600
10........................ Pickup F 4WD........... 4.5 A5........................ Ext cab, MB............ 22.3 800
11........................ Pickup F 4WD........... 4.5 A5........................ Crew cab, SB........... 22.2 800
-----------------------------------------------------------------------------------------------------------------------------
Total................. ....................... .............. .......................... ....................... .............. 6,700
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note to Table I to this appendix: Manufacturer X's required fleet average fuel economy standard level would first be calculated by determining the fuel
economy targets applicable to each unique model type and footprint combination for model type groups 1-11 as illustrated in Table II to this appendix.
Manufacturer X calculates a fuel economy target standard for each unique model type and footprint combination.
Appendix A--Table II
--------------------------------------------------------------------------------------------------------------------------------------------------------
Model type Fuel
------------------------------------------------------------------- Track economy
Basic Description Base tire Wheelbase width F&R Footprint Volume target
Group Carline name engine Transmission size (inches) average (ft\2\) standard
(L) class (inches) (mpg)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1................ Pickup A 2WD..... 4 A5............... Reg cab, MB..... 235/75R15 100.0 68.8 47.8 800 27.30
2................ Pickup B 2WD..... 4 M5............... Reg cab, MB..... 235/75R15 100.0 68.2 47.4 200 27.44
3................ Pickup C 2WD..... 4.5 A5............... Reg cab, LB..... 255/70R17 125.0 68.8 59.7 300 23.79
4................ Pickup C 2WD..... 4 M5............... Ext cab, MB..... 255/70R17 125.0 68.8 59.7 400 23.79
5................ Pickup C 4WD..... 4.5 A5............... Crew cab, SB.... 275/70R17 150.0 69.0 71.9 400 22.27
6................ Pickup D 2WD..... 4.5 A6............... Crew cab, SB.... 255/70R17 125.0 68.8 59.7 400 23.79
7................ Pickup E 2WD..... 5 A6............... Ext cab, LB..... 255/70R17 125.0 68.8 59.7 500 23.79
8................ Pickup E 2WD..... 5 A6............... Crew cab, MB.... 285/70R17 125.0 69.2 60.1 500 23.68
9................ Pickup F 2WD..... 4.5 A5............... Reg cab, LB..... 255/70R17 125.0 68.9 59.8 1,600 23.76
10............... Pickup F 4WD..... 4.5 A5............... Ext cab, MB..... 275/70R17 150.0 69.0 71.9 800 22.27
11............... Pickup F 4WD..... 4.5 A5............... Crew cab, SB.... 285/70R17 150.0 69.2 72.1 800 22.27
Total........ ................. ......... ................. ................ ........... ......... ......... ......... 6,700
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note to Table II to this appendix: With the appropriate fuel economy targets determined for each unique model type and footprint combination,
Manufacturer X's required fleet average fuel economy standard would be calculated as illustrated in Figure 1 to this appendix:
[[Page 117]]
[GRAPHIC] [TIFF OMITTED] TR02MY22.268
[GRAPHIC] [TIFF OMITTED] TR02MY22.269
Note to Figure 2 to this appendix: Since the actual fleet average
fuel economy performance of Manufacturer X's fleet is 23.3 mpg, as
compared to its required fleet fuel economy standard of 23.7 mpg,
Manufacturer X did not comply with the CAFE standard for MY 2012 as set
forth in Sec. 533.5(i).
PART 534_RIGHTS AND RESPONSIBILITIES OF MANUFACTURERS IN THE CONTEXT
OF CHANGES IN CORPORATE RELATIONSHIPS--Table of Contents
Sec.
534.1 Scope.
534.2 Applicability.
534.3 Definitions.
534.4 Successors and predecessors.
534.5 Manufacturers within control relationships.
534.6 Reporting corporate transactions.
534.7 Situations not directly addressed by this part.
534.8 Shared corporate relationships.
Authority: 49 U.S.C. 32901; delegation of authority at 49 CFR 1.95.
Source: 69 FR 77671, Dec. 28, 2004, unless otherwise noted.
Sec. 534.1 Scope.
This part defines the rights and responsibilities of manufacturers
in the
[[Page 118]]
context of changes in corporate relationships for purposes of the fuel
economy and fuel consumption programs established by 49 U.S.C. chapter
329.
[76 FR 57492, Sept. 15, 2011]
Sec. 534.2 Applicability.
This part applies to manufacturers of passenger automobiles, light
trucks, heavy-duty vehicles and the engines manufactured for use in
heavy-duty vehicles as defined in 49 CFR part 523.
[76 FR 57492, Sept. 15, 2011]
Sec. 534.3 Definitions.
(a) Statutory definitions and terms. All terms used in 49 U.S.C.
Chapter 329 are used according to their statutory meaning.
(b) As used in this part--
``Control relationship'' means the relationship that exists between
manufacturers that control, are controlled by, or are under common
control with, one or more other manufacturers.
``Predecessor'' means a manufacturer whose rights have been vested
in and whose burdens have been assumed by another manufacturer.
``Successor'' means a manufacturer that has become vested with the
rights and assumed the burdens of another manufacturer.
Sec. 534.4 Successors and predecessors.
For purposes of the fuel economy and fuel consumption programs,
``manufacturer'' includes ``predecessors'' and ``successors'' to the
extent specified in this section.
(a) Successors are responsible for any civil penalties that arise
out of fuel economy and fuel consumption shortfalls incurred and not
satisfied by predecessors.
(b) If one manufacturer has become the successor of another
manufacturer during a model year, all of the vehicles or engines
produced by those manufacturers during the model year are treated as
though they were manufactured by the same manufacturer. A manufacturer
is considered to have become the successor of another manufacturer
during a model year if it is the successor on September 30 of the
corresponding calendar year and was not the successor for the preceding
model year.
(c)(1) For passenger automobiles and light trucks, fuel economy
credits earned by a predecessor before or during model year 2007 may be
used by a successor, subject to the availability of credits and the
general three-year restriction on carrying credits forward and the
general three-year restriction on carrying credits backward. Fuel
economy credits earned by a predecessor after model year 2007 may be
used by a successor, subject to the availability of credits and the
general five-year restriction on carrying credits forward and the
general three-year restriction on carrying credits backward.
(2) For heavy-duty vehicles and heavy-duty vehicle engines,
available fuel consumption credits earned by a predecessor after model
year 2015, and in model years 2013, 2014 and 2015 if a manufacturer
voluntarily complies in those model years, may be used by a successor,
subject to the availability of credits and the general five-year
restriction on carrying credits forward and the general three year
restriction on carrying credits backward.
(d)(1) For passenger automobiles and light trucks, fuel economy
credits earned by a successor before or during model year 2007 may be
used to offset a predecessor's shortfall, subject to the availability of
credits and the general three-year restriction on carrying credits
forward and the general three-year restriction on carrying credits
backward. Credits earned by a successor after model year 2007 may be
used to offset a predecessor's shortfall, subject to the availability of
credits and the general five-year restriction on carrying credits
forward and the general three-year restriction on carrying credits
backward.
(2) For heavy-duty vehicles and heavy-duty vehicle engines,
available credits earned by a successor after model year 2015, and in
model years 2013, 2014 and 2015, if a manufacturer voluntarily complies
in those model years, may be used by a predecessor subject to the
availability of credits and the general five-year restriction on
carrying credits forward and the general three year restriction on
carrying credits backward.
[76 FR 57492, Sept. 15, 2011]
[[Page 119]]
Sec. 534.5 Manufacturers within control relationships.
(a) If a civil penalty arises out of a fuel economy or fuel
consumption shortfall incurred by a group of manufacturers within a
control relationship, each manufacturer within that group is jointly and
severally liable for the civil penalty.
(b) A manufacturer is considered to be within a control relationship
for an entire model year if and only if it is within that relationship
on September 30 of the calendar year in which the model year ends.
(c)(1) For passenger automobiles and light trucks, fuel economy
credits of a manufacturer within a control relationship may be used by
the group of manufacturers within the control relationship to offset
shortfalls, subject to the agreement of the other manufacturers, the
availability of the credits, and the general three year restriction on
carrying credits forward or backward prior to or during model year 2007,
or the general five year restriction on carrying credits forward and the
general three-year restriction on carrying credits backward after model
year 2007.
(2) For heavy-duty vehicles and heavy-duty engines, credits of a
manufacturer within a control relationship may be used by the group of
manufacturers within the control relationship to offset shortfalls,
subject to the agreement of the other manufacturers, the availability of
the credits, the general 5-year restriction on carrying credits forward,
and the general three year restriction on offsetting past credit
shortfalls as specified in the requirements of 49 CFR 535.7.
(d)(1) For passenger automobiles and light trucks, if a manufacturer
within a group of manufacturers is sold or otherwise spun off so that it
is no longer within that control relationship, the manufacturer may use
credits that were earned by the group of manufacturers within the
control relationship while the manufacturer was within that
relationship, subject to the agreement of the other manufacturers, the
availability of the credits, and the general three-year restriction on
carrying credits forward or backward prior to or during model year 2007,
or the general five-year restriction on carrying credits forward and the
general three-year restriction on carrying credits backward after model
year 2007.
(2) For heavy-duty vehicles and heavy-duty vehicle engines, if a
manufacturer within a group of manufacturers is sold or otherwise spun
off so that it is no longer within that control relationship, the
manufacturer may use credits that were earned by the group of
manufacturers within the control relationship while the manufacturer was
within that relationship, subject to the agreement of the other
manufacturers, the availability of the credits, the general 5-year
restriction on carrying credits forward, and the general three year
restriction on offsetting past credit shortfalls as specified in the
requirements of 49 CFR 535.7.
(e) Agreements among manufacturers in a control relationship related
to the allocation of credits or liabilities addressed by this section
shall be filed with the agency within 60 days of the end of each model
year in the same form as specified in section 534.6. The manufacturers
may seek confidential treatment for information provided in the
certified report in accordance with 49 CFR part 512.
[69 FR 77671, Dec. 28, 2004, as amended at 74 FR 14452, Mar. 30, 2009;
76 FR 57492, Sept. 15, 2011]
Sec. 534.6 Reporting corporate transactions.
Manufacturers who have entered into written contracts transferring
rights and responsibilities such that a different manufacturer owns the
controlling stock or exerts control over the design, production or sale
of automobiles or heavy-duty vehicles to which Corporate Average Fuel
Economy or Fuel Consumption standards apply shall report the contract to
the agency as follows:
(a) The manufacturers must file a certified report with the agency
affirmatively stating that the contract transfers rights and
responsibilities between them such that one manufacturer has assumed a
controlling stock ownership or control over the design, production or
sale of vehicles. The report must also specify the first full model year
to which the transaction will apply.
[[Page 120]]
(b) Each report shall--
(1) Identify each manufacturer;
(2) State the full name, title, and address of the official
responsible for preparing the report;
(3) Identify the production year being reported on;
(4) Be written in the English language; and
(5) Be submitted to: Administrator, National Highway Traffic Safety
Administration, 1200 New Jersey Avenue, SE., Washington, DC 20590.
(c) The manufacturers may seek confidential treatment for
information provided in the certified report in accordance with 49 CFR
part 512.
[76 FR 57493, Sept. 15, 2011]
Sec. 534.7 Situations not directly addressed by this part.
To the extent that this part does not directly address an issue
concerning the rights and responsibilities of manufacturers in the
context of a change in corporate relationships, the agency will make
determinations based on interpretation of the statute and the principles
reflected in the part.
Sec. 534.8 Shared corporate relationships.
(a) Vehicles and engines built by multiple manufacturers can share
responsibility for complying with fuel consumption standards in 49 CFR
part 535, by following the EPA requirements in 40 CFR 1037.620 and by
sending a joint agreement between the parties to EPA and NHTSA before
submitting any certificates of conformity for the applicable vehicles or
engines in accordance with 40 CFR part 1036, subpart C, and 40 CFR part
1037, subpart C.
(1) Each joint agreement must--
(i) Define how each manufacturer shares responsibility for the
planned vehicles or engines.
(ii) Specify which manufacturer(s) will be responsible for the EPA
certificates of conformity;
(iii) Describe the planned vehicles and engines in terms of the
model types, production volumes, and model years (if known);
(iv) Describe which manufacturer(s) have engineering and design
control and sale distribution ownership over the vehicles and/or
engines; and
(v) Include signatures from all parties involved in the shared
corporate relationship.
(2) After defining the shared relationship between the
manufacturers, any contractual changes must be notified to EPA and NHTSA
before the next model year's production of the applicable vehicles or
engines begins.
(3) Multiple manufacturers must designate the same shared
responsibility for complying with fuel consumption standards as selected
for GHG standards unless otherwise allowed by EPA and NHTSA.
(b) NHTSA and EPA reserve the right to reject the joint agreement.
[81 FR 74237, Oct. 25, 2016]
PART 535_MEDIUM- AND HEAVY-DUTY VEHICLE FUEL EFFICIENCY PROGRAM--
Table of Contents
Sec.
535.1 Scope.
535.2 Purpose.
535.3 Applicability.
535.4 Definitions.
535.5 Standards.
535.6 Measurement and calculation procedures.
535.7 Averaging, banking, and trading (ABT) credit program.
535.8 Reporting and recordkeeping requirements.
535.9 Enforcement approach.
535.10 How do manufacturers comply with fuel consumption standards?
Authority: 49 U.S.C. 32902 and 30101; delegation of authority at 49
CFR 1.95.
Source: 81 FR 74238, Oct. 25, 2016, unless otherwise noted.
Sec. 535.1 Scope.
This part establishes fuel consumption standards pursuant to 49
U.S.C. 32902(k) for work trucks and commercial medium- and heavy-duty
on-highway vehicles, including trailers (hereafter referenced as heavy-
duty vehicles), and engines manufactured for sale in the United States.
This part establishes a credit program manufacturers may use to comply
with standards and requirements for manufacturers to provide reports to
the National Highway Traffic Safety Administration regarding their
efforts to reduce the fuel
[[Page 121]]
consumption of heavy-duty vehicles and engines.
Sec. 535.2 Purpose.
The purpose of this part is to reduce the fuel consumption of new
heavy-duty vehicles and engines by establishing maximum levels for fuel
consumption standards while providing a flexible credit program to
assist manufacturers in complying with standards.
Sec. 535.3 Applicability.
(a) This part applies to manufacturers that produce complete and
incomplete heavy-duty vehicles as defined in 49 CFR part 523, and to the
manufacturers of all heavy-duty engines manufactured for use in the
applicable vehicles for each given model year.
(b) This part also applies to alterers, final stage manufacturers,
and intermediate manufacturers producing vehicles and engines or
assembling motor vehicles or motor vehicle equipment under special
conditions. Manufacturers comply with this part by following the special
conditions in 40 CFR 1037.620, 1037.621, and 1037.622 in which EPA
allows manufacturer to:
(1) Share responsibility for the vehicles they produce.
Manufacturers sharing responsibility for complying with emissions and
fuel consumption standards must submit to the agencies a joint agreement
as specified in 49 CFR 534.8(a);
(2) Have certificate holders sell or ship vehicles that are missing
certain emission-related components to be installed by secondary vehicle
manufacturers;
(3) Ship partially complete vehicles to secondary manufacturers;
(4) Build electric vehicles; and
(5) Build alternative fueled vehicles from all types of heavy duty
engine conversions. The conversion manufacturer must:
(i) Install alternative fuel conversion systems into vehicles
acquired from vehicle manufacturers prior to first retail sale or prior
to the vehicle's introduction into interstate commerce.
(ii) Be designated by the vehicle manufacturer and EPA to be the
certificate holder.
(iii) Omit alternative fueled vehicles from compliance with vehicle
fuel consumption standards, if--
(A) Excluded from EPA emissions standards; and
(B) A reasonable technical basis exist that the modified vehicle
continues to meet emissions and fuel consumption vehicle standards.
(c) Vehicle and engine manufacturers that must comply with this part
include manufacturers required to have approved certificates of
conformity from EPA as specified in 40 CFR parts 86, 1036, and 1037.
(d) The following heavy-duty vehicles and engines are excluded from
the requirements of this part:
(1) Vehicles and engines manufactured prior to January 1, 2014,
unless certified early under NHTSA's voluntary provisions in Sec.
535.5.
(2) Medium-duty passenger vehicles and other vehicles subject to the
light-duty corporate average fuel economy standards in 49 CFR parts 531
and 533.
(3) Recreational vehicles, including motor homes manufactured before
January 1, 2021, except those produced by manufacturers voluntarily
complying with NHTSA's early vocational standards for model years 2013
through 2020.
(4) Aircraft vehicles meeting the definition of ``motor vehicle''.
For example, this would include certain convertible aircraft that can be
adjusted to operate on public roads.
(5) Heavy-duty trailers as defined in 49 CFR 523.10 meeting one or
more of the following criteria are excluded from trailer standards in
Sec. 535.5(e):
(i) Trailers with four or more axles and trailers less than 35 feet
long with three axles (i.e., trailers intended for hauling very heavy
loads).
(ii) Trailers intended for temporary or permanent residence, office
space, or other work space, such as campers, mobile homes, and carnival
trailers.
(iii) Trailers with a gap of at least 120 inches between adjacent
axle centerlines. In the case of adjustable axle spacing, this refers to
the closest possible axle positioning.
(iv) Trailers built before January 1, 2021, except those trailers
built by manufacturers after January 1, 2018, and voluntarily complying
with
[[Page 122]]
NHTSA's early trailer standards for model years 2018 through 2020.
(v) Note that the definition of ``heavy-duty trailer'' in 49 CFR
523.10 excludes equipment that serves similar purposes but are not
intended to be pulled by a tractor. This exclusion applies to such
equipment whether or not they are known commercially as trailers. For
example, any equipment pulled by a heavy-duty vehicle with a pintle hook
or hitch instead of a fifth wheel does not qualify as a trailer under
this part.
(6) Engines installed in heavy-duty vehicles that are not used to
propel vehicles. Note, this includes engines used to indirectly propel
vehicles (such as electrical generator engines that power to batteries
for propulsion).
(7) The provisions of this part do not apply to engines that are not
internal combustion engines. For example, the provisions of this part do
not apply to fuel cells. Note that gas turbine engines are internal
combustion engines.
(e) The following heavy-duty vehicles and engines are exempted from
the requirements of this part:
(1) Off-road vehicles. Vehicle manufacturers producing vehicles
intended for off-road may exempt vehicles without requesting approval
from the agencies subject to the criteria in Sec. 535.5(b)(9)(i) and 40
CFR 1037.631(a). If unusual circumstances exist and a manufacturer is
uncertain as to whether its vehicles qualify, the manufacturer should
ask for a preliminary determination from the agencies before submitting
its application for certification in accordance with 40 CFR 1037.205 for
the applicable vehicles. Send the request with supporting information to
EPA and the agencies will coordinate in making a preliminary
determination as specified in 40 CFR 1037.210. These decisions are
considered to be preliminary approvals and subject to final review and
approval.
(2) Small business manufacturers. (i) For Phase 1, small business
manufacturers are exempted from the vehicle and engine standards of
Sec. 535.5, but must comply with the reporting requirements of Sec.
535.8(g).
(ii) For Phase 2, fuel consumption standards apply on a delayed
schedule for manufacturers meeting the small business criteria specified
in 13 CFR 121.201 and in 40 CFR 86.1819-14(k)(5), 40 CFR 1036.150, and
40 CFR 1037.150. Qualifying manufacturers of truck tractors, vocational
vehicles, heavy duty pickups and vans, and engines are not subject to
the fuel consumption standards for vehicles built before January 1, 2022
and engines (such as those engines built by small alternative fuel
engine converters) with a date of manufacturer on or after November 14,
2011 and before January 1, 2022. Qualifying manufacturers may choose to
voluntarily comply early.
(iii) Small business manufacturers producing vehicles and engines
that run on any fuel other than gasoline, E85, or diesel fuel meeting
the criteria specified in 13 CFR 121.201 and in 40 CFR 86.1819-14(k)(5),
40 CFR 1036.150, and 40 CFR 1037.150 may delay complying with every new
mandatory standard under this part by one model year.
(3) Transitional allowances for trailers. Through model year 2026,
trailer manufacturers may calculate a number of trailers that are exempt
from the fuel consumption standards of this part. Calculate the number
of exempt box vans in a given model year by multiplying the
manufacturer's total U.S.-directed production volume of certified box
vans by 0.20 and rounding to the nearest whole number; however, in no
case may the number of exempted box vans be greater than 350 units in
any given model year. Repeat this calculation to determine the number of
non-box trailers, up to 250 annual units, that are exempt from standards
and certification requirements. Manufacturers perform the calculation
based on their projected production volumes in the first year that
standards apply; in later years, use actual production volumes from the
preceding model year. Manufacturers must include these calculated values
and the production volumes of exempt trailers in their annual production
reports required under Sec. 535.8(g)(12).
(4) Engines for specialty vehicles. Engines certified to the
alternative standards specified in 40 CFR 86.007-11 and 86.008-10 for
use in specialty vehicles as described in 40 CFR 1037.605. Compliance
with the vehicle provisions in 40
[[Page 123]]
CFR 1037.605 satisfies compliance for NHTSA under this part.
(f) For model year 2021 and later, vocational vehicle manufacturers
building custom chassis vehicles (e.g. emergency vehicles) may be
exempted from standards in Sec. 535.5(b)(4) and may comply with
alternative fuel consumption standards as specified in Sec.
535.5(b)(6). Manufacturers complying with alternative fuel consumption
standards in Sec. 535.5(b)(6) are restricted in using fuel consumption
credits as specified in Sec. 535.7(c).
(g) The fuel consumption standards in some cases apply differently
for spark-ignition and compression-ignition engines or vehicles as
specified in 40 CFR parts 1036 and 1037. Engine requirements are
similarly differentiated by engine type and by primary intended service
class, as described in 40 CFR 1036.140.
(h) NHTSA may exclude or exempt vehicles and engines under special
conditions allowed by EPA in accordance with 40 CFR parts 85, 86, 1036,
1037, 1039, and 1068. Manufacturers should consult the agencies if
uncertain how to apply any EPA provision under the NHTSA fuel
consumption program. It is recommend that manufacturers seek
clarification before producing a vehicle. Upon notification by EPA of a
fraudulent use of an exemption, NHTSA reserves that right to suspend or
revoke any exemption or exclusion.
(i) In cases where there are differences between the application of
this part and the corresponding EPA program regarding whether a vehicle
is regulated or not (such as due to differences in applicability
resulting from differing agency definitions, etc.), manufacturers should
contact the agencies to identify these vehicles and assess the
applicability of the agencies' standards. The agencies will provide
guidance on how the vehicles can comply. Manufacturers are required to
identify these vehicles in their final reports submitted in accordance
with Sec. 535.8.
Sec. 535.4 Definitions.
The terms manufacture and manufacturer are used as defined in
section 501 of the Act and the terms commercial medium-duty and heavy-
duty on highway vehicle, fuel and work truck are used as defined in 49
U.S.C. 32901. See 49 CFR 523.2 for general definitions related to
NHTSA's fuel efficiency programs.
Act means the Motor Vehicle Information and Cost Savings Act, as
amended by Pub. L. 94-163 and 96-425.
Administrator means the Administrator of the National Highway
Traffic Safety Administration (NHTSA) or the Administrator's delegate.
Advanced technology means vehicle technology under this fuel
consumption program in Sec. Sec. 535.6 and 535.7 and by EPA under 40
CFR 86.1819-14(d)(7), 1036.615, or 1037.615.
Alterers means a manufacturer that modifies an altered vehicle as
defined in 49 CFR 567.3
Alternative fuel conversion has the meaning given for clean
alternative fuel conversion in 40 CFR 85.502.
A to B testing has the meaning given in 40 CFR 1037.801.
Automated manual transmission has the meaning given in 40 CFR
1037.801.
Automatic tire inflation system has the meaning given in 40 CFR
1037.801.
Automatic transmission (AT) has the meaning given in 40 CFR
1037.801.
Auxiliary power unit has the meaning given in 40 CFR 1037.801.
Averaging set means, a set of engines or vehicles in which fuel
consumption credits may be exchanged. Credits generated by one engine or
vehicle family may only be used by other respective engine or vehicle
families in the same averaging set as specified in Sec. 535.7 . Note
that an averaging set may comprise more than one regulatory subcategory.
The averaging sets for this HD program are defined as follows:
(1) Heavy-duty pickup trucks and vans.
(2) Light heavy-duty (LHD) vehicles.
(3) Medium heavy-duty (MHD) vehicles.
(4) Heavy heavy-duty (HHD) vehicles.
(5) Light heavy-duty engines subject to compression-ignition
standards.
(6) Medium heavy-duty engines subject to compression-ignition
standards.
(7) Heavy heavy-duty engines subject to compression-ignition
standards.
(8) Engines subject to spark-ignition standards.
(9) Long trailers.
[[Page 124]]
(10) Short trailers.
(11) Vehicle types certifying to optional custom chassis standards
as specified in Sec. 535.5(b)(6) form separate averaging sets for each
vehicle type as specified in Sec. 535.7(c).
Axle ratio or Drive axle ratio, ka has the meaning given
in 40 CFR 1037.801.
Basic vehicle frontal area has the meaning given in 40 CFR 1037.801.
Cab-complete vehicle has the meaning given in 49 CFR 523.2.
Carryover has the meaning given in 40 CFR 1037.801.
Certificate holder means the manufacturer who holds the certificate
of conformity for the vehicle or engine and that assigns the model year
based on the date when its manufacturing operations are completed
relative to its annual model year period.
Certificate of Conformity means an approval document granted by EPA
to a manufacturer that submits an application for a vehicle or engine
emissions family in 40 CFR 1036.205 and 1037.205. A certificate of
conformity is valid from the indicated effective date until December 31
of the model year for which it is issued. The certificate must be
renewed annually for any vehicle a manufacturer continues to produce.
Certification has the meaning given in 40 CFR 1037.801.
Certified emission level has the meaning given in 40 CFR 1036.801.
Chassis-cab means the incomplete part of a vehicle that includes a
frame, a completed occupant compartment and that requires only the
addition of cargo-carrying, work-performing, or load-bearing components
to perform its intended functions.
Chief Counsel means the NHTSA Chief Counsel, or his or her designee.
Class means relating to GVWR classes for vehicles other than
trailers, as follows:
(1) Class 2b vehicles are vehicles with a gross vehicle weight
rating (GVWR) ranging from 8,501 to 10,000 pounds.
(2) Class 3 through Class 8 vehicles are vehicles with a gross
vehicle weight rating (GVWR) of 10,001 pounds or more as defined in 49
CFR 565.15.
Complete sister vehicle is a complete vehicle of the same
configuration as a cab-complete vehicle.
Complete vehicle has the meaning given in 49 CFR part 523.
Compression-ignition (CI) means relating to a type of reciprocating,
internal-combustion engine, such as a diesel engine, that is not a
spark-ignition engine. Note, in accordance with 40 CFR 1036.1, gas
turbine engines and other engines not meeting the definition of
compression-ignition are deemed to be compression-ignition engines for
complying with fuel consumption standards.
Configuration means a subclassification within a test group for
passenger cars, light trucks and medium-duty passenger vehicles and
heavy-duty pickup trucks and vans which is based on basic engine, engine
code, transmission type and gear ratios, and final drive ratio.
Container chassis trailer has the same meaning as container chassis
in 40 CFR 1037.801.
Curb weight has the meaning given in 40 CFR 86.1803.
Custom chassis vehicle means a vocational vehicle that is a motor
home, school bus, refuse hauler, concrete mixer, emergency vehicle,
mixed-use vehicle or other buses that are not school buses or motor
coaches. These vehicle types are defined in 49 CFR 523.3. A ``mixed-use
vehicle'' is one that meets at least one of the criteria specified in 40
CFR 1037.631(a)(1) or at least one of the criteria in 40 CFR
1037.631(a)(2), but not both.
Date of manufacture means the date on which the certifying vehicle
manufacturer completes its manufacturing operations, except as follows:
(1) Where the certificate holder is an engine manufacturer that does
not manufacture the complete or incomplete vehicle, the date of
manufacture of the vehicle is based on the date assembly of the vehicle
is completed.
(2) EPA and NHTSA may approve an alternate date of manufacture based
on the date on which the certifying (or primary) vehicle manufacturer
completes assembly at the place of main assembly, consistent with the
provisions of 40 CFR 1037.601 and 49 CFR 567.4.
(3) A vehicle manufacturer that completes assembly of a vehicle at
two or more facilities may ask to use as the
[[Page 125]]
month and year of manufacture, for that vehicle, the month and year in
which manufacturing is completed at the place of main assembly,
consistent with provisions of 49 CFR 567.4, as the model year. Note that
such staged assembly is subject to the provisions of 40 CFR 1068.260(c).
NHTSA's allowance of this provision is effective when EPA approves the
manufacturer's certificates of conformity for these vehicles.
Day cab has the meaning given in 40 CFR 1037.801.
Drayage tractor has the meaning given in 40 CFR 1037.801.
Dual-clutch transmission (DCT) means a transmission has the meaning
given in 40 CFR 1037.801.
Dual-fuel has the meaning given in 40 CFR 1037.801.
Electric vehicle has the meaning given in 40 CFR 1037.801.
Emergency vehicle means a vehicle that meets one of the criteria in
40 CFR 1037.801.
Engine family has the meaning given in 40 CFR 1036.230.
Manufacturers designate families in accordance with EPA provisions and
may not choose different families between the NHTSA and EPA programs.
Excluded means a vehicle or engine manufacturer or component is not
required to comply with any aspects with the NHTSA fuel consumption
program.
Exempted means a vehicle or engine manufacturer or component is not
required to comply with certain provisions of the NHTSA fuel consumption
program.
Family certification level (FCL) has the meaning given in 40 CFR
1036.801.
Family emission limit (FEL) has the meaning given in 40 CFR
1037.801.
Final drive ratio has the meaning given in 40 CFR 1037.801.
Final-stage manufacturer has the meaning given in 49 CFR 567.3 and
includes secondary vehicle manufacturers as defined in 40 CFR 1037.801.
Flatbed trailer has the meaning given in 40 CFR 1037.801.
Fleet in this part means all the heavy-duty vehicles or engines
within each of the regulatory sub-categories that are manufactured by a
manufacturer in a particular model year and that are subject to fuel
consumption standards under Sec. 535.5.
Fleet average fuel consumption is the calculated average fuel
consumption performance value for a manufacturer's fleet derived from
the production weighted fuel consumption values of the unique vehicle
configurations within each vehicle model type that makes up that
manufacturer's vehicle fleet in a given model year. In this part, the
fleet average fuel consumption value is determined for each
manufacturer's fleet of heavy-duty pickup trucks and vans.
Fleet average fuel consumption standard is the actual average fuel
consumption standard for a manufacturer's fleet derived from the
production weighted fuel consumption standards of each unique vehicle
configuration, based on payload, tow capacity and drive configuration
(2, 4 or all-wheel drive), of the model types that makes up that
manufacturer's vehicle fleet in a given model year. In this part, the
fleet average fuel consumption standard is determined for each
manufacturer's fleet of heavy-duty pickup trucks and vans.
Fuel cell means an electrochemical cell that produces electricity
via the non-combustion reaction of a consumable fuel, typically
hydrogen.
Fuel cell electric vehicle means a motor vehicle propelled solely by
an electric motor where energy for the motor is supplied by a fuel cell.
Fuel efficiency means the amount of work performed for each gallon
of fuel consumed.
Gaseous fuel has the meaning given in 40 CFR 1037.801.
Greenhouse gas Emissions Model (GEM) has the meaning given in 40 CFR
1037.801.
Gross axle weight rating (GAWR) has the meaning given in 49 CFR
571.3.
Gross combination weight rating (GCWR) has the meaning given in 49
CFR 571.3.
Gross vehicle weight rating (GVWR) has the meaning given in 49 CFR
571.3.
Good engineering judgment has the meaning given in 40 CFR 1068.30.
See 40 CFR 1068.5 for the administrative process used to evaluate good
engineering judgment.
[[Page 126]]
Heavy-duty off-road vehicle means a heavy-duty vocational vehicle or
vocational tractor that is intended for off-road use.
Heavy-duty vehicle has the meaning given in 49 CFR part 523.
Heavy-haul tractor has the meaning given in 40 CFR 1037.801.
Heavy heavy-duty (HHD) vehicle has the meaning given in vehicle
service class.
Hybrid engine or hybrid powertrain means an engine or powertrain
that includes energy storage features other than a conventional battery
system or conventional flywheel. Supplemental electrical batteries and
hydraulic accumulators are examples of hybrid energy storage systems.
Note that certain provisions in this part treat hybrid engines and
powertrains intended for vehicles that include regenerative braking
different than those intended for vehicles that do not include
regenerative braking.
Hybrid vehicle means a vehicle that includes energy storage features
(other than a conventional battery system or conventional flywheel) in
addition to an internal combustion engine or other engine using
consumable chemical fuel. Supplemental electrical batteries and
hydraulic accumulators are examples of hybrid energy storage systems
Note that certain provisions in this part treat hybrid vehicles that
include regenerative braking different than those that do not include
regenerative braking.
Idle operation has the meaning given in 40 CFR 1037.801.
Incomplete vehicle has the meaning given in 49 CFR part 523. For the
purpose of this regulation, a manufacturer may request EPA and NHTSA to
allow the certification of a vehicle as an incomplete vehicle if it
manufactures the engine and sells the unassembled chassis components,
provided it does not produce and sell the body components necessary to
complete the vehicle.
Innovative technology means technology certified under Sec. 535.7
and by EPA under 40 CFR 86.1819-14(d)(13), 1036.610, and 1037.610 in the
Phase 1 program.
Intermediate manufacturer has the meaning given in 49 CFR 567.3.
Light heavy-duty (LHD) vehicle has the meaning given in vehicle
service class.
Liquefied petroleum gas (LPG) has the meaning given in 40 CFR
1036.801.
Low rolling resistance tire means a tire on a vocational vehicle
with a tire rolling resistance level (TRRL) of 7.7 kg/metric ton or
lower, a steer tire on a tractor with a TRRL of 7.7 kg/metric ton or
lower, or a drive tire on a tractor with a TRRL of 8.1 kg/metric ton or
lower.
Manual transmission (MT) has the meaning given in 40 CFR 1037.801.
Medium heavy-duty (MHD) vehicle has the meaning given in vehicle
service class.
Model type has the meaning given in 40 CFR 600.002.
Model year as it applies to vehicles means:
(1) For tractors and vocational vehicles with a date of manufacture
on or after January 1, 2021, the vehicle's model year is the calendar
year corresponding to the date of manufacture; however, the vehicle's
model year may be designated to be the year before the calendar year
corresponding to the date of manufacture if the engine's model year is
also from an earlier year. Note that subparagraph (2) of this definition
limits the extent to which vehicle manufacturers may install engines
built in earlier calendar years. Note that 40 CFR 1037.601(a)(2) limits
the extent to which vehicle manufacturers may install engines built in
earlier calendar years.
(2) For trailers and for Phase 1 tractors and vocational vehicles
with a date of manufacture before January 1, 2021, model year means the
manufacturer's annual new model production period, except as restricted
under this definition. It must include January 1 of the calendar year
for which the model year is named, may not begin before January 2 of the
previous calendar year, and it must end by December 31 of the named
calendar year. The model year may be set to match the calendar year
corresponding to the date of manufacture.
(i) The manufacturer who holds the certificate of conformity for the
vehicle must assign the model year based
[[Page 127]]
on the date when its manufacturing operations are completed relative to
its annual model year period. In unusual circumstances where completion
of your assembly is delayed, we may allow you to assign a model year one
year earlier, provided it does not affect which regulatory requirements
will apply.
(ii) Unless a vehicle is being shipped to a secondary manufacturer
that will hold the certificate of conformity, the model year must be
assigned prior to introduction of the vehicle into U.S. commerce. The
certifying manufacturer must redesignate the model year if it does not
complete its manufacturing operations within the originally identified
model year. A vehicle introduced into U.S. commerce without a model year
is deemed to have a model year equal to the calendar year of its
introduction into U.S. commerce unless the certifying manufacturer
assigns a later date.
Model year as it applies to engines means the manufacturer's annual
new model production period, except as restricted under this definition.
It must include January 1 of the calendar year for which the model year
is named, may not begin before January 2 of the previous calendar year,
and it must end by December 31 of the named calendar year. Manufacturers
may not adjust model years to circumvent or delay compliance with
emission standards or to avoid the obligation to certify annually.
Natural gas has the meaning given in 40 CFR 1036.801. Vehicles that
use a pilot-ignited natural gas engine (which uses a small diesel fuel
ignition system), are still considered natural gas vehicles.
NHTSA Enforcement means the NHTSA Associate Administrator for
Enforcement, or his or her designee.
Neutral coasting has the meaning given in 40 CFR 1037.801.
Off-cycle technology means technology certified under Sec. 535.7
and by EPA under 40 CFR 86.1819-14(d)(13), 1036.610, and 1037.610 in the
Phase 2 program.
Party means the person alleged to have committed a violation of
Sec. 535.9, and includes manufacturers of vehicles and manufacturers of
engines.
Payload means in this part the resultant of subtracting the curb
weight from the gross vehicle weight rating.
Petroleum has the meaning given in 40 CFR 1037.801.
Phase 1 means the joint NHTSA and EPA program established in 2011
for fuel efficiency standards and greenhouse gas emissions standards
regulating medium- and heavy-duty engines and vehicles. See Sec. 535.5
for the specific model years that standards apply to vehicles and
engines.
Phase 2 means the joint NHTSA and EPA program established in 2016
for fuel efficiency standards and greenhouse gas emissions standards
regulating medium- and heavy-duty vehicles including trailers, and
engines. See Sec. 535.5 for the specific model years that standards
apply to vehicles and engines.
Pickup truck has the meaning given in 49 CFR part 523.
Plug-in hybrid electric vehicle (PHEV) means a hybrid electric
vehicle that has the capability to charge the battery or batteries used
for vehicle propulsion from an off-vehicle electric source, such that
the off-vehicle source cannot be connected to the vehicle while the
vehicle is in motion.
Power take-off (PTO) means a secondary engine shaft or other system
on a vehicle that provides substantial auxiliary power for purposes
unrelated to vehicle propulsion or normal vehicle accessories such as
air conditioning, power steering, and basic electrical accessories. A
typical PTO uses a secondary shaft on the engine to transmit power to a
hydraulic pump that powers auxiliary equipment such as a boom on a
bucket truck.
Powertrain family has the meaning given in 40 CFR 1037.231.
Manufacturers choosing to perform powertrain testing as specified in 40
CFR 1037.550, divide product lines into powertrain families that are
expected to have similar fuel consumptions and CO2 emission
characteristics throughout the useful life.
Preliminary approval means approval granted by an authorized EPA
representative prior to submission of an application for certification,
consistent with the provisions of 40 CFR 1037.210. For requirements
involving NHTSA, EPA will ensure decisions are jointly
[[Page 128]]
made and will convey the decision to the manufacturer.
Primary intended service class has the same meaning for engines as
specified in 40 CFR 1036.140. Manufacturers must identify a single
primary intended service class for each engine family that best
describes vehicles for which it designs and markets the engine, as
follows:
(1) Divide compression-ignition engines into primary intended
service classes based on the following engine and vehicle
characteristics:
(i) Light heavy-duty ``LHD'' engines usually are not designed for
rebuild and do not have cylinder liners. Vehicle body types in this
group might include any heavy-duty vehicle built from a light-duty truck
chassis, van trucks, multi-stop vans, and some straight trucks with a
single rear axle. Typical applications would include personal
transportation, light-load commercial delivery, passenger service,
agriculture, and construction. The GVWR of these vehicles is normally
below 19,500 pounds.
(ii) Medium heavy-duty ``MHD'' engines may be designed for rebuild
and may have cylinderliners. Vehicle body types in this group would
typically include school buses, straight trucks with single rear axles,
city tractors, and a variety of special purpose vehicles such as small
dump trucks, and refuse trucks. Typical applications would include
commercial short haul and intra-city delivery and pickup. Engines in
this group are normally used in vehicles whose GVWR ranges from 19,500
to 33,000 pounds.
(iii) Heavy heavy-duty ``HHD'' engines are designed for multiple
rebuilds and have cylinder liners. Vehicles in this group are normally
tractors, trucks, straight trucks with dual rear axles, and buses used
in inter-city, long-haul applications. These vehicles normally exceed
33,000 pounds GVWR.
(2) Divide spark-ignition engines into primary intended service
classes as follows:
(i) Spark-ignition engines that are best characterized by paragraph
(1)(i) or (ii) of this definition are in a separate ``spark-ignition''
primary intended service class.
(ii) Spark-ignition engines that are best characterized by paragraph
(1)(iii) of this definition share a primary intended service class with
compression-ignition heavy heavy-duty engines. Gasoline-fueled engines
are presumed not to be characterized by paragraph (1)(iii) of this
definition; for example, vehicle manufacturers may install some number
of gasoline-fueled engines in Class 8 trucks without causing the engine
manufacturer to consider those to be heavy heavy-duty engines.
(iii) References to ``spark-ignition standards'' in this part relate
only to the spark-ignition engines identified in paragraph (b)(1) of
this section. References to ``compression-ignition standards'' in this
part relate to compression-ignition engines, to spark-ignition engines
optionally certified to standards that apply to compression-ignition
engines, and to all engines identified under paragraph (b)(2) of this
section as heavy heavy-duty engines.
Rechargeable Energy Storage System (RESS) means the component(s) of
a hybrid engine or vehicle that store recovered energy for later use,
such as the battery system in a electric hybrid vehicle.
Refuse hauler has the meaning given in 40 CFR 1037.801.
Regional has the meaning relating to the Regional duty cycle as
specified in 40 CFR 1037.510.
Regulatory category means each of the four types of heavy-duty
vehicles defined in 49 CFR 523.6 and the heavy-duty engines used in
these heavy-duty vehicles.
Regulatory subcategory means the sub-groups in each regulatory
category to which mandatory fuel consumption standards and requirements
apply as specified in 40 CFR 1036.230 and 1037.230 and are defined as
follows:
(1) Heavy-duty pick-up trucks and vans.
(2) Vocational vehicle subcategories have 18 separate vehicle
service classes as shown in Tables 1 and 2 below and include vocational
tractors. Table 1 includes vehicles complying with Phase 1 standards.
Phase 2 vehicles are included in Table 2 which have separate
subcategories to account for engine
[[Page 129]]
characteristics, GVWR, and the selection of duty cycle for vocational
vehicles as specified in 40 CFR 1037.510; vehicles may additionally fall
into one of the subcategories defined by the custom-chassis standards in
Sec. 535.5(b)(6) and 40 1037.105(h). Manufacturers using the alternate
standards in Sec. 535.5(b)(6) and 40 CFR 1037.105(h) should treat each
vehicle type as a separate vehicle subcategory.
Table 1--Phase 1 Vocational Vehicle Subcategories
------------------------------------------------------------------------
-------------------------------------------------------------------------
Vocational LHD vehicles.
Vocational MHD vehicles.
Vocational HHD vehicles.
------------------------------------------------------------------------
Table 2--Phase 2 Vocational Vehicle Subcategories
----------------------------------------------------------------------------------------------------------------
Engine type Vocational LHD vehicles Vocational MHD vehicles Vocational HHD vehicles
----------------------------------------------------------------------------------------------------------------
CI................................... Urban.................. Urban.................. Urban.
CI................................... Multi-Purpose.......... Multi-Purpose.......... Multi-Purpose.
CI................................... Regional............... Regional............... Regional.
SI................................... Urban.................. Urban.................. NA.
SI................................... Multi-Purpose.......... Multi-Purpose.......... NA.
SI................................... Regional............... Regional............... NA.
----------------------------------------------------------------------------------------------------------------
(3) Tractor subcategories are shown in Table 3 below for Phase 1 and
2. Table 3 includes 10 separate subcategories for tractors complying
with Phase 1 and 2 standards. The heavy-haul tractor subcategory only
applies for Phase 2.
Table 3--Phase 1 and 2 Truck Tractor Subcategories
------------------------------------------------------------------------
Class 8 sleeper
Class 7 Class 8 day cabs cabs
------------------------------------------------------------------------
Low-roof tractors............... Low-roof day cab Low-roof sleeper
tractors. cab tractors.
Mid-roof tractors............... Mid-roof day cab Mid-roof sleeper
tractors. cab tractors.
High-roof tractors.............. High-roof day cab High-roof sleeper
tractors. cab tractors.
---------------------------------------
NA.............................. Heavy-haul tractors (applies only to
Phase 2 program).
------------------------------------------------------------------------
(4) Trailer subcategories are shown in Table 4 of this section for
the Phase 2 program. Trailers do not comply under the Phase 1 program.
Table 4 includes 10 separate subcategories for trailers, which are only
subject to Phase 2 only standards.
Table 4--Trailer Subcategories
------------------------------------------------------------------------
Partial-aero
Full-aero trailers trailers Other trailers
------------------------------------------------------------------------
Long box dry vans............... Long box dry vans. Non-aero box vans.
Short box dry vans.............. Short box dry vans Non-box trailers.
Long box refrigerated vans...... Long box NA.
refrigerated vans.
Short box refrigerated vans..... Short box NA.
refrigerated vans.
------------------------------------------------------------------------
(5) Engine subcategories are shown for each primary intended service
class in Table 5 below. Table 5 includes 6 separate subcategories for
engines which are the same for Phase 1 and 2 standards.
Table 5--Engine Subcategories
------------------------------------------------------------------------
LHD engines MHD engines HHD engines
------------------------------------------------------------------------
CI engines for vocational CI engines for CI engines for
vehicles. vocational vocational
vehicles. vehicles.
NA.............................. CI engines for CI engines for
truck tractors. truck tractors.
All spark-ignition engines...... NA.
------------------------------------------------------------------------
[[Page 130]]
Revoke has the same meaning given in 40 CFR 1068.30.
Roof height means the maximum height of a vehicle (rounded to the
nearest inch), excluding narrow accessories such as exhaust pipes and
antennas, but including any wide accessories such as roof fairings.
Measure roof height of the vehicle configured to have its maximum height
that will occur during actual use, with properly inflated tires and no
driver, passengers, or cargo onboard. Determine the base roof height on
fully inflated tires having a static loaded radius equal to the
arithmetic mean of the largest and smallest static loaded radius of
tires a manufacturer offers or a standard tire EPA approves. If a
vehicle is equipped with an adjustable roof fairing, measure the roof
height with the fairing in its lowest setting. Once the maximum height
is determined, roof heights are divided into the following categories:
(1) Low-roof means a vehicle with a roof height of 120 inches or
less.
(2) Mid-roof means a vehicle with a roof height between 121 and 147
inches.
(3) High-roof means a vehicle with a roof height of 148 inches or
more.
Secondary vehicle manufacturer has the same meaning as final-stage
manufacturer in 49 CFR part 567.
Service class group means a group of engine and vehicle averaging
sets defined as follows:
(1) Spark-ignition engines, light heavy-duty compression-ignition
engines, light heavy-duty vocational vehicles and heavy-duty pickup
trucks and vans.
(2) Medium heavy-duty compression-ignition engines and medium heavy-
duty vocational vehicles and tractors.
(3) Heavy heavy-duty compression-ignition engines and heavy heavy-
duty vocational vehicles and tractors.
Sleeper cab means a type of truck cab that has a compartment behind
the driver's seat intended to be used by the driver for sleeping. This
includes both cabs accessible from the driver's compartment and those
accessible from outside the vehicle.
Small business manufacturer means a manufacturer meeting the
criteria specified in 13 CFR 121.201. For manufacturers owned by a
parent company, the employee and revenue limits apply to the total
number employees and total revenue of the parent company and all its
subsidiaries.
Spark-ignition (SI) means relating to a gasoline-fueled engine or
any other type of engine with a spark plug (or other sparking device)
and with operating characteristics significantly similar to the
theoretical Otto combustion cycle. Spark-ignition engines usually use a
throttle to regulate intake air flow to control power during normal
operation. Note that some spark-ignition engines are subject to
requirements that apply for compression-ignition engines as described in
40 CFR 1036.140.
Standard payload means the payload assumed for each vehicle, in
tons, for modeling and calculating emission credits, as follows:
(1) For vocational vehicles:
(i) 2.85 tons for light heavy-duty vehicles.
(ii) 5.6 tons for medium heavy-duty vehicles.
(iii) 7.5 tons for heavy heavy-duty vocational vehicles.
(2) For tractors:
(i) 12.5 tons for Class 7.
(ii) 19 tons for Class 8.
(iii) 43 tons for heavy-haul tractors.
(3) For trailers:
(i) 10 tons for short box vans.
(ii) 19 tons for other trailers.
Standard tractor has the meaning given in 40 CFR 1037.501.
Standard trailer has the meaning given in 40 CFR 1037.501.
Subconfiguration means a unique combination within a vehicle
configuration of equivalent test weight, road-load horsepower, and any
other operational characteristics or parameters that EPA determines may
significantly affect CO2 emissions within a vehicle
configuration as defined in 40 CFR 600.002.
Tank trailer has the meaning given in 40 CFR 1037.801.
Test group means the multiple vehicle lines and model types that
share critical emissions and fuel consumption related features and that
are certified as a group by a common certificate of conformity issued by
EPA and is used collectively with other test groups within an averaging
set or regulatory subcategory and is used by NHTSA for
[[Page 131]]
determining the fleet average fuel consumption.
The agencies means the National Highway Traffic Safety
Administration (NHTSA) and the Environmental Protection Agency (EPA) in
this part.
Tire pressure monitoring system (TPMS) has the meaning given in
section S3 of 49 CFR 571.138.
Tire rolling resistance level (TRRL) means a value with units of kg/
metric ton that represents that rolling resistance of a tire
configuration. TRRLs are used as inputs to the GEM model under 40 CFR
1037.520. Note that a manufacturer may assign a value higher than a
measured rolling resistance of a tire configuration.
Towing capacity in this part is equal to the resultant of
subtracting the gross vehicle weight rating from the gross combined
weight rating.
Trade means to exchange fuel consumption credits, either as a buyer
or a seller.
U.S.-directed production volume means the number of vehicle units,
subject to the requirements of this part, produced by a manufacturer for
which the manufacturer has a reasonable assurance that sale was or will
be made to ultimate purchasers in the United States.
Useful life has the meaning given in 40 CFR 1036.801 and 1037.801.
Vehicle configuration means a unique combination of vehicle hardware
and calibration (related to measured or modeled emissions) within a
vehicle family as specified in 40 CFR 1037.801. Vehicles with hardware
or software differences, but that have no hardware or software
differences related to measured or modeled emissions or fuel consumption
can be included in the same vehicle configuration. Note that vehicles
with hardware or software differences related to measured or modeled
emissions or fuel consumption are considered to be different
configurations even if they have the same GEM inputs and FEL. Vehicles
within a vehicle configuration differ only with respect to normal
production variability or factors unrelated to measured or modeled
emissions and fuel consumption for EPA and NHTSA.
Vehicle family has the meaning given in 40 CFR 1037.230.
Manufacturers designate families in accordance with EPA provisions and
may not choose different families between the NHTSA and EPA programs. If
a manufacturer is certifying vehicles within a vehicle family to more
than one FEL, it must subdivide its greenhouse gas and fuel consumption
vehicle families into subfamilies that include vehicles with identical
FELs. Note that a manufacturer may add subfamilies at any time during
the model year.
Vehicle service class has the same meaning for vehicles as specified
in 40 CFR 1037.140. Fuel consumption standards and other provisions of
this part apply to specific vehicle service classes for tractors and
vocational vehicles as follows:
(1) Phase 1 and Phase 2 tractors are divided based on GVWR into
Class 7 tractors and Class 8 tractors. Where provisions apply to both
tractors and vocational vehicles, Class 7 tractors are considered medium
heavy-duty ``MHD'' vehicles and Class 8 tractors are considered heavy
heavy-duty ``HHD'' vehicles.
(2) Phase 1 vocational vehicles are divided based on GVWR. Light
heavy-duty ``LHD'' vehicles includes Class 2b through Class 5 vehicles;
medium heavy-duty ``MHD'' vehicles includes Class 6 and Class 7
vehicles; and heavy heavy-duty ``HHD'' vehicles includes Class 8
vehicles.
(3) Phase 2 vocational vehicles with spark-ignition engines are
divided based on GVWR. Light heavy-duty ``LHD'' vehicles includes Class
2b through Class 5 vehicles, and medium heavy-duty ``MHD'' vehicles
includes Class 6 through Class 8 vehicles.
(4) Phase 2 vocational vehicles with compression-ignition engines
are divided as follows:
(i) Class 2b through Class 5 vehicles are considered light heavy-
duty ``LHD'' vehicles.
(ii) Class 6 through 8 vehicles are considered heavy heavy-duty
``HHD'' vehicles if the installed engine's primary intended service
class is heavy heavy-duty (see 40 CFR 1036.140). All other Class 6
through Class 8 vehicles are considered medium heavy-duty ``MHD''
vehicles.
(5) In certain circumstances, manufacturers may certify vehicles to
standards that apply for a different vehicle
[[Page 132]]
service class such as allowed in Sec. 535.5(b)(6) and (c)(7). If
manufacturers optionally certify vehicles to different standards, those
vehicles are subject to all the regulatory requirements as if the
standards were mandatory.
Vehicle subfamily or subfamily means a subset of a vehicle family
including vehicles subject to the same FEL(s).
Vocational tractor has the meaning given in 40 CFR 1037.801.
Zero emissions vehicle means an electric vehicle or a fuel cell
vehicle.
Sec. 535.5 Standards.
(a) Heavy-duty pickup trucks and vans. Each manufacturer's fleet of
heavy-duty pickup trucks and vans shall comply with the fuel consumption
standards in this paragraph (a) expressed in gallons per 100 miles. Each
vehicle must be manufactured to comply for its full useful life. For the
Phase 1 program, if the manufacturer's fleet includes conventional
vehicles (gasoline, diesel and alternative fueled vehicles) and advanced
technology vehicles (hybrids with powertrain designs that include energy
storage systems, vehicles with waste heat recovery, electric vehicles
and fuel cell vehicles), it may divide its fleet into two separate
fleets each with its own separate fleet average fuel consumption
standard which the manufacturer must comply with the requirements of
this paragraph (a). For Phase 2, manufacturers may calculate their fleet
average fuel consumption standard for a conventional fleet and multiple
advanced technology vehicle fleets. Advanced technology vehicle fleets
should be separated into plug-in hybrid electric vehicles, electric
vehicles and fuel cell vehicles. NHTSA standards correspond to the same
requirements for EPA as specified in 40 CFR 86.1819-14.
(1) Mandatory standards. For model years 2016 and later, each
manufacturer must comply with the fleet average standard derived from
the unique subconfiguration target standards (or groups of
subconfigurations approved by EPA in accordance with 40 CFR 86.1819) of
the model types that make up the manufacturer's fleet in a given model
year. Each subconfiguration has a unique attribute-based target
standard, defined by each group of vehicles having the same payload,
towing capacity and whether the vehicles are equipped with a 2-wheel or
4-wheel drive configuration. Phase 1 target standards apply for model
years 2016 through 2020. Phase 2 target standards apply for model year
2021 and afterwards.
(2) Subconfiguration target standards. (i) Two alternatives exist
for determining the subconfiguration target standards for Phase 1. For
each alternative, separate standards exist for compression-ignition and
spark-ignition vehicles:
(A) The first alternative allows manufacturers to determine a fixed
fuel consumption standard that is constant over the model years; and
(B) The second alternative allows manufacturers to determine
standards that are phased-in gradually each year.
(ii) Calculate the subconfiguration target standards as specified in
this paragraph (a)(2)(ii), using the appropriate coefficients from Table
6 choosing between the alternatives in paragraph (a)(2)(i) of this
section. For electric or fuel cell heavy-duty vehicles, use compression-
ignition vehicle coefficients ``c'' and ``d'' and for hybrid (including
plug-in hybrid), dedicated and dual-fueled vehicles, use coefficients
``c'' and ``d'' appropriate for the engine type used. Round each
standard to the nearest 0.001 gallons per 100 miles and specify all
weights in pounds rounded to the nearest pound. Calculate the
subconfiguration target standards using the following equation:
Subconfiguration Target Standard (gallons per 100 miles) = [c x (WF)] +
d
Where:
WF = Work Factor = [0.75 x (Payload Capacity + Xwd)] + [0.25 x Towing
Capacity]
Xwd = 4wd Adjustment = 500 lbs if the vehicle group is equipped with 4wd
and all-wheel drive, otherwise equals 0 lbs for 2wd.
Payload Capacity = GVWR (lbs)--Curb Weight (lbs) (for each vehicle
group)
Towing Capacity = GCWR (lbs)--GVWR (lbs) (for each vehicle group)
[[Page 133]]
Table 6--Coefficients for Mandatory Subconfiguration Target Standards
------------------------------------------------------------------------
Model Year(s) c d
------------------------------------------------------------------------
Phase 1 Alternative 1--Fixed Target Standards
------------------------------------------------------------------------
CI Vehicle Coefficients
------------------------------------------------------------------------
2016 to 2018............................ 0.0004322 3.330
2019 to 2020............................ 0.0004086 3.143
------------------------------------------------------------------------
SI Vehicle Coefficients
------------------------------------------------------------------------
2016 to 2017............................ 0.0005131 3.961
2018 to 2020............................ 0.0004086 3.143
------------------------------------------------------------------------
Phase 1 Alternative 2--Phased-in Target Standards
------------------------------------------------------------------------
CI Vehicle Coefficients
------------------------------------------------------------------------
2016.................................... 0.0004519 3.477
2017.................................... 0.0004371 3.369
2018 to 2020............................ 0.0004086 3.143
------------------------------------------------------------------------
SI Vehicle Coefficients
------------------------------------------------------------------------
2016.................................... 0.0005277 4.073
2017.................................... 0.0005176 3.983
2018 to 2020............................ 0.0004951 3.815
------------------------------------------------------------------------
Phase 2--Fixed Target Standards
------------------------------------------------------------------------
CI Vehicle Coefficients
------------------------------------------------------------------------
2021.................................... 0.0003988 3.065
2022.................................... 0.0003880 2.986
2023.................................... 0.0003792 2.917
2024.................................... 0.0003694 2.839
2025.................................... 0.0003605 2.770
2026.................................... 0.0003507 2.701
2027 and later.......................... 0.0003418 2.633
------------------------------------------------------------------------
SI Vehicle Coefficients
------------------------------------------------------------------------
2021.................................... 0.0004827 3.725
2022.................................... 0.0004703 3.623
2023.................................... 0.0004591 3.533
2024.................................... 0.0004478 3.443
2025.................................... 0.0004366 3.364
2026.................................... 0.0004253 3.274
2027 and later.......................... 0.0004152 3.196
------------------------------------------------------------------------
(3) Fleet average fuel consumption standard. (i) For the Phase 1
program, calculate each manufacturer's fleet average fuel consumption
standard for a conventional fleet and a combined advanced technology
fleet separately based on the subconfiguration target standards
specified in paragraph (a)(2) of this section, weighted to production
volumes and averaged using the following equation combining all the
applicable vehicles in a manufacturer's U.S.-directed fleet
(compression-ignition, spark-ignition and advanced technology vehicles)
for a given model year, rounded to the nearest 0.001 gallons per 100
miles:
[GRAPHIC] [TIFF OMITTED] TR25OC16.306
Where:
Subconfiguration Target Standardi = fuel consumption standard for each
group of vehicles with same payload, towing capacity and drive
configuration (gallons per 100 miles).
Volumei = production volume of each unique subconfiguration of a model
type based upon payload, towing capacity and drive
configuration.
(A) A manufacturer may group together subconfigurations that have
the same test weight (ETW), GVWR, and GCWR. Calculate work factor and
target value assuming a curb weight equal to two times ETW minus GVWR.
(B) A manufacturer may group together other subconfigurations if it
uses the lowest target value calculated for any of the
subconfigurations.
(ii) For Phase 1, manufacturers must select an alternative for
subconfiguration target standards at the same time they submit the model
year 2016 pre-model year Report, specified in Sec. 535.8. Once
selected, the decision cannot be reversed and the manufacturer must
continue to comply with the same alternative for subsequent model years.
(4) Voluntary standards. (i) Manufacturers may choose voluntarily to
comply early with fuel consumption standards for model years 2013
through 2015, as determined in paragraphs (a)(4)(iii) and (iv) of this
section, for example, in order to begin accumulating credits
[[Page 134]]
through over-compliance with the applicable standard. A manufacturer
choosing early compliance must comply with all the vehicles and engines
it manufactures in each regulatory category for a given model year.
(ii) A manufacturer must declare its intent to voluntarily comply
with fuel consumption standards at the same time it submits a Pre-Model
Report, prior to the compliance model year beginning as specified in
Sec. 535.8; and, once selected, the decision cannot be reversed and the
manufacturer must continue to comply for each subsequent model year for
all the vehicles and engines it manufactures in each regulatory category
for a given model year.
(iii) Calculate separate subconfiguration target standards for
compression-ignition and spark-ignition vehicles for model years 2013
through 2015 using the equation in paragraph (a)(2)(ii) of this section,
substituting the appropriate values for the coefficients in the
following table as appropriate:
Table 7--Coefficients for Voluntary Subconfiguration Target Standards
------------------------------------------------------------------------
Model Year(s) c d
------------------------------------------------------------------------
CI Vehicle Coefficients
------------------------------------------------------------------------
2013 and 14......................... 0.0004695 3.615
2015................................ 0.0004656 3.595
------------------------------------------------------------------------
SI Vehicle Coefficients
------------------------------------------------------------------------
2013 and 14......................... 0.0005424 4.175
2015................................ 0.0005390 4.152
------------------------------------------------------------------------
(iv) Calculate the fleet average fuel consumption standards for
model years 2013 through 2015 using the equation in paragraph (a)(3) of
this section.
(5) Exclusion of vehicles not certified as complete vehicles. The
vehicle standards in paragraph (a) of this section do not apply for
vehicles that are chassis-certified with respect to EPA's criteria
pollutant test procedure in 40 CFR part 86, subpart S. Any chassis-
certified vehicles must comply with the vehicle standards and
requirements of paragraph (b) of this section and the engine standards
of paragraph (d) of this section for engines used in these vehicles. A
vehicle manufacturer choosing to comply with this paragraph and that is
not the engine manufacturer is required to notify the engine
manufacturers that their engines are subject to paragraph (d) of this
section and that it intends to use their engines in excluded vehicles.
(6) Optional certification under this section. Manufacturers may
certify certain complete or cab-complete vehicles to the fuel
consumption standards of this section. All vehicles optionally certified
under this paragraph (6) are deemed to be subject to the fuel
consumption standards of this section given the following conditions:
(i) For fuel consumption compliance, manufacturers may certify any
complete or cab-complete spark-ignition vehicles above 14,000 pounds
GVWR and at or below 26,000 pounds GVWR to the fuel consumption
standards of this section.
(ii) Manufacturers may apply the provisions of this section to cab-
complete vehicles based on a complete sister vehicle. In unusual
circumstances, manufacturers may ask the agencies to apply these
provisions to Class 2b or Class 3 incomplete vehicles that do not meet
the definition of cab-complete.
(A) Except as specified in paragraph (a)(6)(iii) of this section,
for purposes of this section, a complete sister vehicle is a complete
vehicle of the same vehicle configuration as the cab-complete vehicle. A
manufacturer may not apply the provisions of this paragraph (6) to any
vehicle configuration that has a four-wheel rear axle if the complete
sister vehicle has a two-wheel rear axle.
(B) Calculate the target value for the fleet-average fuel
consumption standard under paragraph (a)(3) of this section based on the
work factor value that applies for the complete sister vehicle.
(C) Test these cab-complete vehicles using the same equivalent test
weight and other dynamometer settings that apply for the complete
vehicle from which you used the work factor value (the complete sister
vehicle). For fuel consumption certification, manufacturers may submit
the test data from that complete sister vehicle instead of performing
the test on the cab-complete vehicle.
(D) Manufacturers are not required to produce the complete sister
vehicle for sale to use the provisions of this
[[Page 135]]
paragraph (a)(6)(ii). This means the complete sister vehicle may be a
carryover vehicle from a prior model year or a vehicle created solely
for the purpose of testing.
(iii) For fuel consumption purposes, if a cab-complete vehicle is
not of the same vehicle configuration as a complete sister vehicle due
only to certain factors unrelated to coastdown performance,
manufacturers may use the road-load coefficients from the complete
sister vehicle for certification testing of the cab-complete vehicle,
but it may not use fuel consumption data from the complete sister
vehicle for certifying the cab-complete vehicle.
(7) Loose engines. For model year 2023 and earlier spark-ignition
engines with identical hardware compared with engines used in vehicles
certified to the standards of this section, where such engines are sold
as loose engines or as engines installed in incomplete vehicles that are
not cab-complete vehicles. Manufacturers may certify such engines to the
standards of this section, subject to the following provisions:
(i) For 2020 and earlier model years, the maximum allowable U.S.-
directed production volume of engines manufacturers may sell under this
paragraph (7) in any given model year is ten percent of the total U.S-
directed production volume of engines of that design that the
manufacturer produces for heavy-duty applications for that model year,
including engines it produces for complete vehicles, cab-complete
vehicles, and other incomplete vehicles. The total number of engines a
manufacturer may certify under this paragraph (7), of all engine
designs, may not exceed 15,000 in any model year. Engines produced in
excess of either of these limits are not covered by your certificate.
For example, a manufacturer produces 80,000 complete model year 2017
Class 2b pickup trucks with a certain engine and 10,000 incomplete model
year 2017 Class 3 vehicles with that same engine, and the manufacturer
did not apply the provisions of this paragraph (a)(7) to any other
engine designs, it may produce up to 10,000 engines of that design for
sale as loose engines under this paragraph (a)(7). If a manufacturer
produced 11,000 engines of that design for sale as loose engines, the
last 1,000 of them that it produced in that model year 2017 would be
considered uncertified.
(ii) For model years 2021 through 2023, the U.S.-directed production
volume of engines manufacturers sell under this paragraph (a)(7) in any
given model year may not exceed 10,000 units. This paragraph (a)(7) does
not apply for engines certified to the standards of paragraph (d) of
this section and 40 CFR 1036.108.
(iii) Vehicles using engines certified under this paragraph (a)(7)
are subject to the fuel consumption and emission standards of paragraph
(b) of this section and 40 CFR 1037.105 and engine standards in 40 CFR
1036.150(j).
(iv) For certification purposes, engines are deemed to have a fuel
consumption target values and test result equal to the fuel consumption
target value and test result for the complete vehicle in the applicable
test group with the highest equivalent test weight, except as specified
in paragraph (a)(7)(iv)(B) of this section. Manufacturers use these
values to calculate target values and the fleet-average fuel consumption
rate. Where there are multiple complete vehicles with the same highest
equivalent test weight, select the fuel consumption target value and
test result as follows:
(A) If one or more of the fuel consumption test results exceed the
applicable target value, use the fuel consumption target value and test
result of the vehicle that exceeds its target value by the greatest
amount.
(B) If none of the fuel consumption test results exceed the
applicable target value, select the highest target value and set the
test result equal to it. This means that the manufacturer may not
generate fuel consumption credits from vehicles certified under this
paragraph (a)(7).
(8) Alternative fuel vehicle conversions. Alternative fuel vehicle
conversions may demonstrate compliance with the standards of this part
or other alternative compliance approaches allowed by EPA in 40 CFR
85.525.
(9) Advanced, innovative and off-cycle technologies. For vehicles
subject to Phase 1 standards, manufacturers may generate separate credit
allowances for
[[Page 136]]
advanced and innovative technologies as specified in Sec. 535.7(f)(1)
and (2). For vehicles subject to Phase 2 standards, manufacturers may
generate separate credits allowance for off-cycle technologies in
accordance with Sec. 535.7(f)(2). Separate credit allowances for
advanced technology vehicles cannot be generated; instead manufacturers
may use the credit multipliers specified in Sec. 535.7(f)(1)(iv)
through model year 2026.
(10) Useful life. The following useful life values apply for the
standards of this section:
(i) 120,000 miles or 10 years, whichever comes first, for Class 2b
through Class 3 heavy-duty pickup trucks and vans certified to Phase 1
standards.
(ii) 150,000 miles or 15 years, whichever comes first, for Class 2b
through Class 3 heavy-duty pickup trucks and vans certified to Phase 2
standards.
(iii) For Phase 1 credits that you calculate based on a useful life
of 120,000 miles, multiply any banked credits that you carry forward for
use into the Phase 2 program by 1.25. For Phase 1 credit deficits that
you generate based on a useful life of 120,000 miles multiply the credit
deficit by 1.25 if offsetting the shortfall with Phase 2 credits.
(11) Compliance with standards. A manufacturer complies with the
standards of this part as described in Sec. 535.10.
(b) Heavy-duty vocational vehicles. Each manufacturer building
complete or incomplete heavy-duty vocational vehicles shall comply with
the fuel consumption standards in this paragraph (b) expressed in
gallons per 1000 ton-miles. Engines used in heavy-duty vocational
vehicles shall comply with the standards in paragraph (d) of this
section. Each vehicle must be manufactured to comply for its full useful
life. Standards apply to the vehicle subfamilies based upon the vehicle
service classes within each of the vocational vehicle regulatory
subcategories in accordance with Sec. 535.4 and based upon the
applicable modeling and testing specified in Sec. 535.6. Determine the
duty cycles that apply to vocational vehicles according to 40 CFR
1037.140 and 1037.150(z).
(1) Mandatory standards. Heavy-duty vocational vehicle subfamilies
produced for Phase 1 must comply with the fuel consumption standards in
paragraph (b)(3) of this section. For Phase 2, each vehicle manufacturer
of heavy-duty vocational vehicle subfamilies must comply with the fuel
consumption standards in paragraph (b)(4) of this section.
(i) For model years 2016 to 2020, the heavy-duty vocational vehicle
category is subdivided by GVWR into three regulatory subcategories as
defined in Sec. 535.4, each with its own assigned standard.
(ii) For model years 2021 and later, the heavy-duty vocational
vehicle category is subdivided into 15 regulatory subcategories
depending upon whether vehicles are equipped with a compression or
spark-ignition engine, as defined in Sec. 535.4. Standards also differ
based upon vehicle service class and intended vehicle duty cycles. See
40 CFR 1037.140 and 1037.150(z).
(iii) For purposes of certifying vehicles to fuel consumption
standards, manufacturers must divide their product lines in each
regulatory subcategory into vehicle families that have similar emissions
and fuel consumption features, as specified by EPA in 40 CFR 1037.230.
These families will be subject to the applicable standards. Each vehicle
family is limited to a single model year.
(A) Vocational vehicles including custom chassis vehicles must use
qualified automatic tire inflation systems or tire pressure monitoring
systems for wheels on all axles.
(B) Tire pressure monitoring systems must use low pressure warning
and malfunction telltales in clear view of the driver as specified in
S4.3 and S4.4 of 49 CFR 571.138.
(2) Voluntary compliance. (i) For model years 2013 through 2015, a
manufacturer may choose voluntarily to comply early with the fuel
consumption standards provided in paragraph (b)(3) of this section. For
example, a manufacturer may choose to comply early in order to begin
accumulating credits through over-compliance with the applicable
standards. A manufacturer choosing early compliance must comply with all
the vehicles and engines it manufacturers in each regulatory category
for a given model year.
(ii) A manufacturer must declare its intent to voluntarily comply
with fuel
[[Page 137]]
consumption standards and identify its plans to comply before it submits
its first application for a certificate of conformity for the respective
model year as specified in Sec. 535.8; and, once selected, the decision
cannot be reversed and the manufacturer must continue to comply for each
subsequent model year for all the vehicles and engines it manufacturers
in each regulatory category for a given model year.
(3) Regulatory subcategory standards for model years 2013 to 2020.
The mandatory and voluntary fuel consumption standards for heavy-duty
vocational vehicles are given in the following table:
Table 8--Phase 1 Vocational Vehicle Fuel Consumption Standards
[Gallons per 1000 ton-miles]
----------------------------------------------------------------------------------------------------------------
Vocational LHD Vocational MHD Vocational HHD
Regulatory subcategories vehicles vehicles vehicles
----------------------------------------------------------------------------------------------------------------
Model Years 2013 to 2016 Voluntary Standards
----------------------------------------------------------------------------------------------------------------
Standard........................................................ 38.1139 22.9862 22.2004
----------------------------------------------------------------------------------------------------------------
Model Years 2017 to 2020 Mandatory Standards
----------------------------------------------------------------------------------------------------------------
Standard........................................................ 36.6405 22.1022 21.8075
----------------------------------------------------------------------------------------------------------------
(4) Regulatory subcategory standards for model years 2021 and later.
The mandatory fuel consumption standards for heavy-duty vocational
vehicles are given in the following table:
Table 9--Phase 2 Vocational Vehicle Fuel Consumption Standards
[Gallons per 1,000 ton-miles]
----------------------------------------------------------------------------------------------------------------
LHD Vocational MHD Vocational Vocational HHD
Duty cycle vehicles vehicles vehicles
----------------------------------------------------------------------------------------------------------------
Model Years 2021 to 2023 Standards for CI Vehicles
----------------------------------------------------------------------------------------------------------------
Urban........................................................... 41.6503 29.0766 30.2554
Multi-Purpose................................................... 36.6405 26.0314 25.6385
Regional........................................................ 30.5501 22.9862 20.2358
----------------------------------------------------------------------------------------------------------------
Model Years 2021 to 2023 Standards for SI Vehicles
----------------------------------------------------------------------------------------------------------------
Urban........................................................... 51.8735 36.9078 NA
Multi-Purpose................................................... 45.7972 32.9695 NA
Regional........................................................ 37.6955 29.3687 NA
----------------------------------------------------------------------------------------------------------------
Model Years 2024 to 2026 Standards for CI Vehicles
----------------------------------------------------------------------------------------------------------------
Urban........................................................... 37.8193 26.6208 27.7996
Multi-Purpose................................................... 33.7917 24.1650 23.7721
Regional........................................................ 29.0766 21.7092 19.0570
----------------------------------------------------------------------------------------------------------------
Model Years 2024 to 2026 Standards for SI Vehicles
----------------------------------------------------------------------------------------------------------------
Urban........................................................... 48.6103 34.8824 NA
Multi-Purpose................................................... 43.3217 31.3942 NA
Regional........................................................ 36.4577 28.2435 NA
----------------------------------------------------------------------------------------------------------------
Model Years 2027 and later Standards for CI Vehicles
----------------------------------------------------------------------------------------------------------------
Urban........................................................... 36.0511 25.3438 26.4244
Multi-Purpose................................................... 32.4165 23.0845 22.5933
Regional........................................................ 28.5855 21.4145 18.5658
----------------------------------------------------------------------------------------------------------------
Model Years 2027 and later Standards for SI Vehicles
----------------------------------------------------------------------------------------------------------------
Urban........................................................... 46.4724 33.4196 NA
Multi-Purpose................................................... 41.8589 30.1564 NA
Regional........................................................ 35.8951 27.7934 NA
----------------------------------------------------------------------------------------------------------------
[[Page 138]]
(5) Subfamily standards. Manufacturers may specify a family emission
limit (FEL) in terms of fuel consumption for each vehicle subfamily. The
FEL may not be less than the result of fuel consumption modeling from 40
CFR 1037.520. The FELs is the fuel consumption standards for the vehicle
subfamily instead of the standards specified in paragraph (b)(3) and (4)
of this section and can be used for calculating fuel consumption credits
in accordance with Sec. 535.7.
(6) Alternate standards for custom chassis vehicles for model years
2021 and later. Manufacturers may elect to certify certain vocational
vehicles to the alternate standards for custom chassis vehicles
specified in this paragraph (b)(6) instead of the standards specified in
paragraph (b)(4) of this section. Note that, although these standards
were established for custom chassis vehicles, manufacturers may apply
these provisions to any qualifying vehicle even though these standards
were established for custom chassis vehicles. For example, large
diversified vehicle manufacturers may certify vehicles to the refuse
hauler standards of this section as long as the manufacturer ensures
that those vehicles qualify as refuse haulers when placed into service.
GEM simulates vehicle operation for each type of vehicle based on an
assigned vehicle service class, independent of the vehicle's actual
characteristics, as shown in Table 10 of this section; however,
standards apply for the vehicle's useful life based on its actual
characteristics as specified in paragraph (b)(10) of this section.
Vehicles certified to these alternative standards must use engines
certified to requirements under paragraph (d) of this section and 40 CFR
part 1036 for the appropriate model year, except that motor homes and
emergency vehicles may use engines certified with the loose-engine
provisions of paragraph (a)(7) of this section and 40 CFR 1037.150(m).
This also applies for vehicles meeting standards under paragraphs
(b)(6)(iv) through (vi) of this section. The fuel consumption standards
for custom chassis vehicles are given in the following table:
Table 10--Phase 2 Custom Chassis Fuel Consumption Standards
[Gallon per 1,000 ton-mile]
----------------------------------------------------------------------------------------------------------------
Vehicle type \1\ Assigned vehicle service class MY 2021 MY 2027
----------------------------------------------------------------------------------------------------------------
Coach Bus..................................... HHD Vehicle..................... 20.6287 20.1375
Motor Home.................................... MDH Vehicle..................... 22.3969 22.2004
School Bus.................................... MHD Vehicle..................... 28.5855 26.6208
Other bus..................................... HHD Vehicle..................... 29.4695 28.0943
Refuse hauler................................. HHD Vehicle..................... 30.7466 29.2731
Concrete mixer................................ HHD Vehicle..................... 31.3360 31.0413
Mixed-use vehicle............................. HHD Vehicle..................... 31.3360 31.0413
Emergency Vehicle............................. HHD Vehicle..................... 31.8271 31.3360
----------------------------------------------------------------------------------------------------------------
\1\ Vehicle types are generally defined in Sec. 535.3. ``Other bus'' includes any bus that is not a school bus
or a coach bus. A ``mixed-use vehicle'' is one that meets at least one of the criteria specified in 40 CFR
1037.631(a)(1) or at least one of the criteria in 40 CFR 1037.631(a)(2), but not both.
(i) Manufacturers may generate or use fuel consumption credits for
averaging to demonstrate compliance with the alternative standards as
described in Sec. 535.7(c). This requires that manufacturers specify a
Family Emission Limit (FEL) for fuel consumption for each vehicle
subfamily. The FEL may not be less than the result of emission modeling
as described in this paragraph (b). These FELs serve as the fuel
consumption standards for the vehicle subfamily instead of the standards
specified in this paragraph (b)(6). Manufacturers may only use fuel
consumption credits for vehicles certified to the optional standards in
this paragraph (b)(6) as specified in Sec. 535.7(c)(6) through (8) and
you may not bank or trade fuel consumption credits from any vehicles
certified under this paragraph (b)(6).
(ii) For purposes of this paragraph (b)(6), each separate vehicle
type identified in Table 10 of this section is in a separate averaging
set.
(iii) For purposes of emission and fuel consumption modeling under
40 CFR 1037.520, consider motor homes and
[[Page 139]]
coach buses to be subject to the Regional duty cycle, and consider all
other vehicles to be subject to the Urban duty cycle.
(iv) Emergency vehicles are deemed to comply with the standards of
this paragraph (6) if manufacturers use tires with TRRL at or below 8.4
kg/ton (8.7 g/ton for model years 2021 through 2026).
(v) Concrete mixers are deemed to comply with the standards of this
paragraph (6) if manufacturers use tires with TRRL at or below 7.1 kg/
ton (7.6 g/ton for model years 2021 through 2026).
(vi) Motor homes are deemed to comply with the standards of this
paragraph (b)(6) if manufacturers use the following technologies:
(A) Tires with TRRL at or below 6.0 kg/ton (6.7 g/ton for model
years 2021 through 2026).
(B) Automatic tire inflation systems or tire pressure monitoring
systems with wheels on all axles.
(C) Tire pressure monitoring systems must use low pressure warning
and malfunction telltales in clear view of the driver as specified in
S4.3 and S4.4 of 49 CFR 571.138.
(vii) Small business manufacturers using the alternative standards
for custom chassis vehicles under this paragraph (b)(6) may use fuel
consumption credits subject to the unique provisions in Sec.
535.7(a)(9).
(7) Advanced, innovative and off-cycle technologies. For vocational
vehicles subfamilies subject to Phase 1 standards, manufacturers must
create separate vehicle subfamilies for vehicles that contain advanced
or innovative technologies and group those vehicles together in a
vehicle subfamily if they use the same advanced or innovative
technologies. Manufacturers may generate s separate credit allowances
for advanced and innovative technologies as specified in Sec.
535.7(f)(1) and (2). For vehicles subfamilies subject to Phase 2
standards, manufacturers may generate separate credit allowances for
off-cycle technologies in accordance with Sec. 535.7(f)(2). Separate
credit allowances for advanced technology vehicles cannot be generated
but instead manufacturers may use the credit multipliers specified in
Sec. 535.7(f)(1)(iv) through model year 2026.
(8) Certifying across service classes. A manufacturer may optionally
certify a vocational vehicle subfamilies to the standards and useful
life applicable to a heavier vehicle service class (such as MHD
vocational vehicles instead of LHD vocational vehicles). Provisions
related to generating fuel consumption credits apply as follows:
(i) If a manufacturer certifies all its vehicles from a given
vehicle service class in a given model year to the standards and useful
life that applies for a heavier vehicle service class, it may generate
credits as appropriate for the heavier service class.
(ii) Class 8 hybrid vehicles with light or medium heavy-duty engines
may be certified to compression-ignition standards for the Heavy HDV
service class. A manufacturer may generate and use credits as allowed
for the Heavy HDV service class.
(iii) Except as specified in paragraphs (b)(8)(i) and (ii) of this
section, a manufacturer may not generate credits with the vehicle. If
you include lighter vehicles in a subfamily of heavier vehicles with an
FEL below the standard, exclude the production volume of lighter
vehicles from the credit calculation. Conversely, if a manufacturer
includes lighter vehicles in a subfamily with an FEL above the standard,
it must include the production volume of lighter vehicles in the credit
calculation.
(9) Off-road exemptions. This section provides an exemption for
heavy-duty vocational vehicle subfamilies, including vocational tractors
that are intended to be used extensively in off-road environments such
as forests, oil fields, and construction sites from the fuel consumption
standards in this paragraph (b). Vehicle exempted by this part do not
comply with vehicle standards in this paragraph (b), but the engines in
these vehicles must meet the engine requirements of paragraph (d) of
this section. Note that manufacturers may not include these exempted
vehicles in any credit calculations under this part.
(i) Qualifying criteria. Vocational vehicles intended for off-road
use are exempt without request, subject to the provisions of this
section, if they are primarily designed to perform work off-road (such
as in oil fields, mining,
[[Page 140]]
forests, or construction sites), and they meet at least one of the
criteria of paragraph (b)(9)(i)(A) of this section and at least one of
the criteria of paragraph (b)(9)(i)(B) of this section. See paragraph
(b)(6) of this section for alternate standards that apply for vehicles
meeting only one of these sets of criteria.
(A) The vehicle must have affixed components designed to work
inherently in an off-road environment (such as hazardous material
equipment or off-road drill equipment) or be designed to operate at low
speeds such that it is unsuitable for normal highway operation.
(B) The vehicle must meet one of the following criteria:
(1) Have an axle that has a gross axle weight rating (GAWR) at or
above 29,000 pounds.
(2) Have a speed attainable in 2.0 miles of not more than 33 mi/hr.
(3) Have a speed attainable in 2.0 miles of not more than 45 mi/hr,
an unloaded vehicle weight that is not less than 95 percent of its gross
vehicle weight rating, and no capacity to carry occupants other than the
driver and operating crew.
(4) Have a maximum speed at or below 54 mi/hr. A manufacturer may
consider the vehicle to be appropriately speed-limited if engine speed
at 54 mi/hr is at or above 95 percent of the engine's maximum test speed
in the highest available gear. A manufacturer may alternatively limit
vehicle speed by programming the engine or vehicle's electronic control
module in a way that is tamper-resistant.
(ii) Tractors. The provisions of this section may apply for tractors
only if each tractor qualifies as a vocational tractor under paragraph
(c)(9) of this section or is granted approval for the exemption as
specified in paragraph (b)(9)(iii) of this section.
(iii) Preliminary approval before certification. If a manufacturers
has unusual circumstances where it may be questionable whether its
vehicles qualify for the off-road exemption of this part, the
manufacturer may send the agencies information before finishing its
application for certification (see 40 CFR 1037.205) for the applicable
vehicles and ask for a preliminary informal approval. The agencies will
review the request and make an appropriate determination in accordance
with 40 CFR 1037.210. The agencies will generally not reverse a decision
where they have given a manufacturer preliminary approval, unless the
agencies find new information supporting a different decision. However,
the agencies will normally not grant relief in cases where the vehicle
manufacturer has credits or can otherwise comply with the applicable
standards.
(iv) Recordkeeping and reporting. (A) A manufacturers must keep
records to document that its exempted vehicle configurations meet all
applicable requirements of this section. Keep these records for at least
eight years after you stop producing the exempted vehicle model. The
agencies may review these records at any time.
(B) A manufacturers must also keep records of the individual
exempted vehicles you produce, including the vehicle identification
number and a description of the vehicle configuration.
(C) Within 90 days after the end of each model year, manufacturers
must send to EPA a report as specified in Sec. 535.8(g)(7) and EPA will
make the report available to NHTSA.
(v) Compliance. (A) Manufacturers producing vehicles meeting the
off-road exemption criteria in paragraph (b)(9)(i) of this section or
that are granted a preliminary approval comply with the standards of
this part.
(B) In situations where a manufacturer would normally ask for a
preliminary approval subject to paragraph (b)(9)(iii) of this section
but introduces its vehicle into U.S. commerce without seeking approval
first from the agencies, those vehicles violate compliance with the fuel
consumption standards of this part and the EPA provisions under 40 CFR
1068.101(a)(1).
(C) If at any time, the agencies find new information that
contradicts a manufacturer's use of the off-road exemption of this part,
the manufacturers vehicles will be determined to be non-compliant with
the regulations of this part and the manufacturer may be liable for
civil penalties.
(10) Useful life. The following useful life values apply for the
standards of this section:
[[Page 141]]
(i) 110,000 miles or 10 years, whichever comes first, for vocational
LHD vehicles certified to Phase 1 standards.
(ii) 150,000 miles or 15 years, whichever comes first, for
vocational LHD vehicles certified to Phase 2 standards.
(iii) 185,000 miles or 10 years, whichever comes first, for
vocational MHD vehicles for Phase 1 and 2.
(iv) 435,000 miles or 10 years, whichever comes first, for
vocational HHD vehicles for Phase 1 and 2.
(v) For Phase 1 credits calculated based on a useful life of 110,000
miles, multiply any banked credits carried forward for use into the
Phase 2 program by 1.36. For Phase 1 credit deficits generated based on
a useful life of 110,000 miles multiply the credit deficit by 1.36, if
offsetting the shortfall with Phase 2 credits.
(11) Recreational vehicles. Recreational vehicles manufactured after
model year 2020 must comply with the fuel consumption standards of this
section. Manufacturers producing these vehicles may also certify to fuel
consumption standards from 2014 through model year 2020. Manufacturers
may earn credits retroactively for early compliance with fuel
consumption standards. Once selected, a manufacturer cannot reverse the
decision and the manufacturer must continue to comply for each
subsequent model year for all the vehicles it manufacturers in each
regulatory subcategory for a given model year.
(12) Loose engines. Manufacturers may certify certain spark-ignition
engines along with chassis-certified heavy-duty vehicles where there are
identical engines used in those vehicles as described in 40 CFR
86.1819(k)(8) and 40 CFR 1037.150(m). Vehicles in which those engines
are installed are subject to standards under this part.
(13) Compliance with Standards. A manufacturer complies with the
standards of this part as described in Sec. 535.10.
(c) Truck tractors. Each manufacturer building truck tractors,
except vocational tractors or vehicle constructed in accordance with
Sec. 571.7(e), with a GVWR above 26,000 pounds shall comply with the
fuel consumption standards in this paragraph (c) expressed in gallons
per 1000 ton-miles. Engines used in heavy-duty truck tractors vehicles
shall comply with the standards in paragraph (d) of this section. Each
vehicle must be manufactured to comply for its full useful life.
Standards apply to the vehicle subfamilies within each of the tractor
vehicle regulatory subcategories in accordance with Sec. 535.4 and 40
CFR 1037.230 and based upon the applicable modeling and testing
specified in Sec. 535.6. Determine the vehicles in each regulatory
subcategory in accordance with 40 CFR 1037.140.
(1) Mandatory standards. For model years 2016 and later, each
manufacturer's truck tractor subfamilies must comply with the fuel
consumption standards in paragraph (c)(3) of this section.
(i) Based on the roof height and the design of the cab, the truck
tractor category is divided into subcategories as described in Sec.
535.4. The standards that apply to each regulatory subcategory are shown
in paragraphs (c)(2) and (3) of this section, each with its own assigned
standard.
(ii) For purposes of certifying vehicles to fuel consumption
standards, manufacturers must divide their product lines in each
regulatory subcategory into vehicles subfamilies that have similar
emissions and fuel consumption features, as specified by EPA in 40 CFR
1037.230, and these subfamilies will be subject to the applicable
standards. Each vehicle subfamily is limited to a single model year.
(iii) Standards for truck tractor engines are given in paragraph (d)
of this section.
(2) Voluntary compliance. (i) For model years 2013 through 2015, a
manufacturer may choose voluntarily to comply early with the fuel
consumption standards provided in paragraph (c)(3) of this section. For
example, a manufacturer may choose to comply early in order to begin
accumulating credits through over-compliance with the applicable
standards. A manufacturer choosing early compliance must comply with all
the vehicles and engines it manufacturers in each regulatory category
for a given model year.
(ii) A manufacturer must declare its intent to voluntarily comply
with fuel consumption standards and identify its plans to comply before
it submits its first application for a certificate of
[[Page 142]]
conformity for the respective model year as specified in Sec. 535.8;
and, once selected, the decision cannot be reversed and the manufacturer
must continue to comply for each subsequent model year for all the
vehicles and engines it manufacturers in each regulatory category for a
given model year.
(3) Regulatory subcategory standards. The fuel consumption standards
for truck tractors, except for vocational tractors, are given in the
following table:
Table 11--Truck Tractor Fuel Consumption Standards
[Gallons per 1,000 ton-miles]
----------------------------------------------------------------------------------------------------------------
Day cab Sleeper cab
Regulatory subcategories ------------------------------------------------ Heavy-Haul
Class 7 Class 8 Class 8
----------------------------------------------------------------------------------------------------------------
Phase 1--Model Years 2013 to 2015 Voluntary Standards
----------------------------------------------------------------------------------------------------------------
Low Roof........................................ 10.5108 7.9568 6.6798
Mid Roof........................................ 11.6896 8.6444 7.4656
High Roof....................................... 12.1807 9.0373 7.3674
----------------------------------------------------------------------------------------------------------------
Phase 1--Model Year 2016 Mandatory Standard
----------------------------------------------------------------------------------------------------------------
Low Roof........................................ 10.5108 7.9568 6.6798 NA
Mid Roof........................................ 11.6896 8.6444 7.4656
High Roof....................................... 12.1807 9.0373 7.3674
----------------------------------------------------------------------------------------------------------------
Phase 1--Model Years 2017 to 2020 Mandatory Standards
----------------------------------------------------------------------------------------------------------------
Low Roof........................................ 10.2161 7.8585 6.4833 NA
Mid Roof........................................ 11.2967 8.4479 7.1709
High Roof....................................... 11.7878 8.7426 7.0727
----------------------------------------------------------------------------------------------------------------
Phase 2--Model Years 2021 to 2023 Mandatory Standards
----------------------------------------------------------------------------------------------------------------
Low Roof........................................ 10.36346 7.90766 7.10216 5.14735
Mid Roof........................................ 11.11984 8.38900 7.66208
High Roof....................................... 11.14931 8.40864 7.43615
----------------------------------------------------------------------------------------------------------------
Phase 2--Model Years 2024 to 2026 Mandatory Standards
----------------------------------------------------------------------------------------------------------------
Low Roof........................................ 9.80354 7.48527 6.67976 4.93124
Mid Roof........................................ 10.52063 7.94695 7.22004
High Roof....................................... 10.47151 7.89784 6.94499
----------------------------------------------------------------------------------------------------------------
Phase 2--Model Years 2027 and later Mandatory Standards
----------------------------------------------------------------------------------------------------------------
Low Roof........................................ 9.44990 7.21022 6.29666 4.74460
Mid Roof........................................ 10.15717 7.66208 6.83694
High Roof....................................... 9.82318 7.43615 6.31631
----------------------------------------------------------------------------------------------------------------
(4) Subfamily standards. Manufacturers may generate or use fuel
consumption credits for averaging, banking, and trading as described in
Sec. 535.7(c). This requires that manufacturers calculate a credit
quantity if they specify a Family Emission Limit (FEL) that is different
than the standard specified in this section. The FEL may not be less
than the result of emission and fuel consumption modeling from 40 CFR
1037.520. These FELs serve as the emission standards for the specific
vehicle subfamily instead of the standards specified in paragraph (2) of
this section.
(5) Alternate standards for tractors at or above 120,000 pounds
GCWR. Manufacturers may certify tractors at or above 120,000 pounds GCWR
to the following fuel consumption standards in the following table:
[[Page 143]]
Table 12--Alternate Fuel Consumption Standards for Tractors Above 120,000 Pounds GCWR for 2021 MY and Later Fuel
Consumption
[Gallons per 1,000 ton-miles]
----------------------------------------------------------------------------------------------------------------
Low roof sleeper Mid roof sleeper High roof sleeper
Low roof day cab Mid roof day cab High roof day cab cab cab cab
----------------------------------------------------------------------------------------------------------------
3.59528 3.82122 3.84086 3.26130 3.52652 3.43811
----------------------------------------------------------------------------------------------------------------
(6) Advanced, innovative and off-cycle technologies. For tractors
subject to Phase 1 standards, manufacturers must create separate vehicle
subfamilies for vehicles that contain advanced or innovative
technologies and group those vehicles together in a vehicle subfamilies
if they use the same advanced or innovative technologies. Manufacturers
may generate separate credit allowances for advanced and innovative
technologies as specified in Sec. 535.7(f)(1) and (2). For vehicles
subject to Phase 2 standards, manufacturers may generate separate
credits allowance for off-cycle technologies in accordance with Sec.
535.7(f)(2). Separate credit allowances for advanced technology vehicles
cannot be generated but instead manufacturers may use the credit
multipliers specified in Sec. 535.7(f)(1)(iv) through model year 2026.
(7) Certifying across service classes. Manufacturers may certify
Class 7 tractors to Class 8 tractors standards as follows:
(i) A manufacturer may optionally certify 4x2 tractors with heavy
heavy-duty engines to the standards and useful life for Class 8
tractors, with no restriction on generating or using fuel consumption
credits within the Class 8 averaging set.
(ii) A manufacturer may optionally certify a Class 7 tractor to the
standards and useful life applicable to Class 8 tractors. Credit
provisions apply as follows:
(A) If a manufacturer certifies all of its Class 7 tractors to Class
8 standards, it may use these Heavy HDV credits without restriction.
(B) This paragraph (c)(7)(ii)(B) applies if a manufacturer certifies
some Class 7 tractors to Class 8 standards under this paragraph
(c)(7)(ii) but not all of them. If a manufacturer includes Class 7
tractors in a subfamily of Class 8 tractors with an FEL below the
standard, exclude the production volume of Class 7 tractors from the
credit calculation. Conversely, if a manufacturer includes Class 7
tractors in a subfamily of Class 8 tractors with an FEL above the
standard, it must include the production volume of Class 7 tractors in
the credit calculation.
(8) Expanded families. Manufacturers may combine dissimilar vehicles
into a single vehicle subfamilies for applying standards and for testing
in special circumstances as follows:
(i) For a Phase 1 vehicle model that straddles a roof-height, cab
type, or GVWR division, manufacturers can include all the vehicles in
the same vehicle family if it certifies the vehicle family to the more
stringent standard. For roof height, the manufacturer must certify to
the taller roof standard. For cab-type and GVWR, the manufacturers must
certify to the numerically lower standard.
(ii) For a Phase 2 vehicle model that includes a range of GVWR
values that straddle weight classes, manufacturers may include all the
vehicles in the same vehicle family if it certifies the vehicle family
to the numerically lower fuel consumption standard from the affected
service classes. Vehicles that are optionally certified to a more
stringent standard under this paragraph are subject to useful-life and
all other provisions corresponding to the weight class with the
numerically lower fuel consumption standard. For a Phase 2 tractor model
that includes a range of roof heights that straddle subcategories, a
manufacturer may include all the vehicles in the same vehicle family if
it certifies the vehicle family to the appropriate subcategory as
follows:
(A) A manufacturer may certify mid-roof tractors as high-roof
tractors, but it may not certify high-roof tractors as mid-roof
tractors.
[[Page 144]]
(B) For tractor families straddling the low-roof/mid-roof division,
a manufacturer may certify the family based on the primary roof-height
as long as no more than 10 percent of the tractors are certified to the
otherwise inapplicable subcategory. For example, if 95 percent of the
tractors in the family are less than 120 inches tall, and the other 5
percent are 122 inches tall, a manufacturer may certify the tractors as
a single family in the low-roof subcategory.
(C) Determine the appropriate aerodynamic bin number based on the
actual roof height if the CdA value is measured. However, use
the GEM input for the bin based on the standards to which the
manufacturer certifies. For example, of a manufacturer certifies as mid
roof tractors some low-roof tractors with a measured CdA
value of 4.2 m\2\, it qualifies as Bin IV; and must input into GEM the
mid-roof Bin IV value of 5.85 m\2\.
(9) Vocational tractors. Tractors meeting the definition of
vocational tractors in 49 CFR 523.2 must comply with requirements for
heavy-duty vocational vehicles specified in paragraphs (b) and (d) of
this section. For Phase 1, Class 7 and Class 8 tractors certified or
exempted as vocational tractors are limited in production to no more
than 21,000 vehicles in any three consecutive model years. If a
manufacturer is determined as not applying this allowance in good faith
by EPA in its applications for certification in accordance with 40 CFR
1037.205 and 1037.610, a manufacturer must comply with the tractor fuel
consumption standards in paragraph (c)(3) of this section. No production
limit applies for vocational tractors subject to Phase 2 standards.
(10) Small business manufacturers converting to mid roof or high
roof configurations. Small manufacturers are to allowed convert low and
mid roof tractors to high roof configurations without recertification,
provided it is for the purpose of building a custom sleeper tractor or
conversion to a natural gas tractor as specified in 40 CFR 1037.150(r).
(11) Useful life. The following useful life values apply for the
standards of this section:
(i) 185,000 miles or 10 years, whichever comes first, for vehicles
at or below 33,000 pounds GVWR.
(ii) 435,000 miles or 10 years, whichever comes first, for vehicles
above 33,000 pounds GVWR.
(12) Conversion to high-roof configurations. Secondary vehicle
manufacturers that qualify as small manufacturers may convert low- and
mid-roof tractors to high-roof configurations without recertification
for the purpose of building a custom sleeper tractor or converting it to
run on natural gas, as follows:
(i) The original low- or mid-roof tractor must be covered by a valid
certificate of conformity by EPA.
(ii) The modifications may not increase the frontal area of the
tractor beyond the frontal area of the equivalent high-roof tractor with
the corresponding standard trailer. If a manufacturer cannot use the
original manufacturer's roof fairing for the high-roof tractor, use good
engineering judgment to achieve similar or better aerodynamic
performance.
(iii) The agencies may require that these manufacturers submit
annual production reports as described in Sec. 535.8 and 40 CFR
1037.250 indicating the original roof height for requalified vehicles.
(13) Compliance with standards. A manufacturer complies with the
standards of this part as described in Sec. 535.10.
(d) Heavy-duty engines. Each manufacturer of heavy-duty engines
shall comply with the fuel consumption standards in this paragraph (d)
of this section expressed in gallons per 100 horsepower-hour. Each
engine must be manufactured to comply for its full useful life,
expressed in service miles, operating hours, or calendar years, whatever
comes first. The provisions of this part apply to all new 2014 model
year and later heavy-duty engines fueled by conventional and alternative
fuels and manufactured for use in heavy-duty tractors or vocational
vehicles. Standards apply to the engine families based upon the primary
intended service classes within each of the engine regulatory
subcategories as described in Sec. 535.4 and based upon the applicable
modeling and testing specified in Sec. 535.6.
[[Page 145]]
(1) Mandatory standards. Manufacturers of heavy-duty engine families
shall comply with the mandatory fuel consumption standards in paragraphs
(d)(3) through (6) of this section for model years 2017 and later for
compression-ignition engines and for model years 2016 and later for
spark-ignition engines.
(i) The heavy-duty engine regulatory category is divided into six
regulatory subcategories, five compression-ignition subcategories and
one spark-ignition subcategory, as shown in Table 14 of this section.
(ii) Separate standards exist for engine families manufactured for
use in heavy-duty vocational vehicles and in truck tractors.
(iii) For purposes of certifying engines to fuel consumption
standards, manufacturers must divide their product lines in each
regulatory subcategory into engine families. Fuel consumption standards
apply each model year to the same engine families used to comply with
EPAstandards in 40 CFR 1036.108 and 40 CFR 1037.230. An engine family is
designated under the EPA program based upon testing specified in 40 CFR
part 1036, subpart F, and the engine family's primary intended service
class. Each engine family manufactured for use in a heavy-duty tractor
or vocational vehicle must be certified to the primary intended service
class that it is designed for in accordance with 40 CFR 1036.108 and
1036.140.
(2) Voluntary compliance. (i) For model years 2013 through 2016 for
compression-ignition engine families, and for model year 2015 for spark-
ignition engine families, a manufacturer may choose voluntarily to
comply with the fuel consumption standards provided in paragraphs (d)(3)
through (5) of this section. For example, a manufacturer may choose to
comply early in order to begin accumulating credits through over-
compliance with the applicable standards. A manufacturer choosing early
compliance must comply with all the vehicles and engines it
manufacturers in each regulatory category for a given model year except
in model year 2013 the manufacturer may comply with individual engine
families as specified in 40 CFR 1036.150(a)(2).
(ii) A manufacturer must declare its intent to voluntarily comply
with fuel consumption standards and identify its plans to comply before
it submits its first application for a certificate of conformity for the
respective model year as specified in Sec. 535.8; and, once selected,
the decision cannot be reversed and the manufacturer must continue to
comply for each subsequent model year for all the vehicles and engines
it manufacturers in each regulatory category for a given model year.
(3) Regulatory subcategory standards. The primary fuel consumption
standards for heavy-duty engine families are given in the following
table:
Table 13--Primary Heavy-Duty Engine Fuel Consumption Standards
[Gallons per 100 hp-hr]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Regulatory subcategory CI LHD engines CI MHD engines and all other HHD CI engines and all other SI engines
------------------------------------------------------- and all other engines engines ---------------
engines ----------------------------------------------------------------
Application ------------------ All
Vocational Vocational Tractor Vocational Tractor
--------------------------------------------------------------------------------------------------------------------------------------------------------
Phase 1--Voluntary Standards
--------------------------------------------------------------------------------------------------------------------------------------------------------
2015.................................................. ................ .............. .............. .............. .............. 7.0552
2013 to 2016.......................................... 5.8939 5.8939 4.9312 5.5697 4.666 ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
Phase 1--Mandatory Standards
--------------------------------------------------------------------------------------------------------------------------------------------------------
2016.................................................. ................ .............. .............. .............. .............. 7.0552
2017 to 2020.......................................... 5.6582 5.6582 4.6660 5.4519 4.4401 7.0552
--------------------------------------------------------------------------------------------------------------------------------------------------------
Phase 2--Mandatory Standards
--------------------------------------------------------------------------------------------------------------------------------------------------------
2021 to 2023.......................................... 5.5305 5.3536 4.6464 5.0393 4.3910 7.0552
2024 to 2026.......................................... 5.4519 5.2849 4.5285 4.9705 4.2829 7.0552
2027 and later........................................ 5.4224 5.2554 4.4892 4.9411 4.2436 7.0552
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 146]]
(4) Alternate subcategory standards. The alternative fuel
consumption standards for heavy-duty compression-ignition engine
families are as follows:
(i) Manufacturers entering the voluntary program in model years 2014
through 2016, may choose to certify compression-ignition engine families
unable to meet standards provided in paragraph (d)(3) of this section to
the alternative fuel consumption standards of this paragraph (d)(4).
(ii) Manufacturers may not certify engines to these alternate
standards if they are part of an averaging set in which they carry a
balance of banked credits. For purposes of this section, manufacturers
are deemed to carry credits in an averaging set if they carry credits
from advance technology that are allowed to be used in that averaging
set in accordance with Sec. 535.7(d)(12).
(iii) The emission standards of this section are determined as
specified by EPA in 40 CFR 1036.620(a) through (c) and should be
converted to equivalent fuel consumption values.
(5) Alternate phase-in standards. Manufacturers have the option to
comply with EPA emissions standards for compression-ignition engine
families using an alternative phase-in schedule that correlates with
EPA's OBD standards. If a manufacturer chooses to use the alternative
phase-in schedule for meeting EPA standards and optionally chooses to
comply early with the NHTSA fuel consumption program, it must use the
same phase-in schedule beginning in model year 2013 for fuel consumption
standards and must remain in the program for each model year thereafter
until model year 2020. The fuel consumption standard for each model year
of the alternative phase-in schedule is provided in Table 15 of this
section. Note that engine families certified to these standards are not
eligible for early credits under Sec. 535.7.
Table 14--Phase 1 Alternative Phase-In CI Engine Fuel Consumption Standards
[Gallons per 100 hp-hr]
----------------------------------------------------------------------------------------------------------------
Tractors LHD engines MHD engines HHD engines
----------------------------------------------------------------------------------------------------------------
Model Years 2013 to 2015........................................ NA 5.0295 4.7642
Model Years 2016 to 2020 [dagger]............................... NA 4.7839 4.5187
----------------------------------------------------------------------------------------------------------------
Vocational LHD engines MHD engines HHD engines
----------------------------------------------------------------------------------------------------------------
Model Years 2013 to 2015........................................ 6.0707 6.0707 5.6680
Model Years 2016 to 2020 [dagger]............................... 5.6582 5.6582 5.4519
----------------------------------------------------------------------------------------------------------------
[dagger] Note: These alternate standards for 2016 and later are the same as the otherwise applicable standards
for 2017 through 2020.
(6) Alternative fuel conversions. Engines that have been converted
to operate on alternative fuels may demonstrate compliance with the
standards of this part or other alternative compliance approaches
allowed by EPA in 40 CFR 85.525.
(7) Optional certification under this section. Manufacturers
certifying spark-ignition engines to the compression-ignition standards
for EPA must treat those engines as compression-ignition engines for all
the provisions of this part.
(8) Advanced, innovative and off-cycle technologies. For engines
subject to Phase 1 standards, manufacturers must create separate engine
families for engines that contain advanced or innovative technologies
and group those engines together in an engine family if they use the
same advanced or innovative technologies. Manufacturers may generate
separate credit allowances for advanced and innovative technologies as
specified in Sec. 535.7(f)(1) and (2). For engines subject to Phase 2
standards, manufacturers may generate separate credits allowance for
off-cycle technologies in accordance with Sec. 535.7(f)(2). Credit
incentives for advanced technology engines do not apply during the Phase
2 period.
(9) Useful life. The exhaust emission standards of this section
apply for the full useful life, expressed in service miles, operating
hours, or calendar
[[Page 147]]
years, whichever comes first. The following useful life values apply for
the standards of this section:
(i) 120,000 miles or 11 years, whichever comes first, for CI and SI
LHD engines certified to Phase 1 standards.
(ii) 150,000 miles or 15 years, whichever comes first, for CI and SI
LHD and spark-ignition engines certified to Phase 2 standards.
(iii) 185,000 miles or 10 years, whichever comes first, for CI MHD
engines certified to Phase 1 and for Phase 2.
(iv) 435,000 miles or 10 years, whichever comes first, for CI HHD
engines certified to Phase 1 and for Phase 2.
(v) For Phase 1 credits that manufacturers calculate based on a
useful life of 110,000 miles, multiply any banked credits that it
carries forward for use into the Phase 2 program by 1.36. For Phase 1
credit deficits that manufacturers generate based on a useful life of
110,000 miles multiply the credit deficit by 1.36, if offsetting the
shortfall with Phase 2 credits.
(10) Loose engines. This paragraph (10) describes alternate emission
and fuel consumption standards for loose engines certified under. The
standards of this paragraph (d) and 1036.108 do not apply for loose
engines certified under paragraph (a) of this section and 40 CFR
86.1819-14(k)(8). The standards in 40 CFR 1036.150(j) apply for the
emissions and equivalent fuel consumption measured with the engine
installed in a complete vehicle consistent with the provisions of 40 CFR
86.1819-14(k)(8)(vi).
(11) Alternate transition option for Phase 2 engine standards. (i)
Manufacturers may optionally elect to comply with the model year 2021
primary (Phase 2) vocational vehicle and tractor engine standards in
paragraph (d)(3) of this section beginning in model year 2020 (e.g.
comply with the more stringent standards one year early). The model year
2021 standard would apply to these manufacturers for model years 2020
through 2023. Manufacturers that voluntarily certify their engines to
model year 2021 standards early would then be eligible for less
stringent engine tractor standards in model years 2024 through 2026, as
follows:
(A) 5.2849 gallons per 100 hp-hr for MHD vocational vehicle engines.
(B) 4.5874 gallons per 100 hp-hr for MHD tractor engines.
(C) 4.9705 gallons per 100 hp-hr for HHD vocational vehicle engines.
(D) 4.3418 gallons per 100 hp-hr for HHD tractor engines.
(ii) The primary standard in paragraph (d)(3) applies for all
manufacturers in model year 2027 and later years.
(iii) Manufacturers may apply these provisions separately for medium
heavy-duty engines and heavy heavy-duty engines. This election applies
to all engines in each segment. For example, if a manufacturer elects
this alternate option for its medium heavy-duty engines, all of the
manufacturer's medium heavy-duty vocational and tractor engines must
comply. Engine fuel consumption credits generated under Sec. 535.7(d)
for manufacturers complying early with the model year 2021 standards
follow the temporary extended credit life allowance in Sec.
535.7(d)(9).
(12) Compliance with Standards. A manufacturer complies with the
standards of this part as described in Sec. 535.10.
(e) Heavy-duty Trailers. Each manufacturer of heavy-duty trailers as
specified in 49 CFR 523.10, except trailers constructed in accordance
with 49 CFR 571.7(f), shall comply with the fuel consumption standards
in paragraph (e)(1) of this section expressed in gallons per 1000 ton-
miles. Each vehicle must be manufactured to comply for its full useful
life. There are no Phase 1 standards for trailers. Different levels of
stringency apply for box vans depending on features that may affect
aerodynamic performance. Standards apply to the trailer vehicle families
within each of the trailer regulatory subcategories in accordance with
Sec. 535.4 and 40 CFR 1037.230 and based upon the applicable modeling
and testing specified in Sec. 535.6.
(1) Fuel consumption standards for Box-Vans. Box van trailer
families manufactured in model year 2021 and later must comply with the
fuel consumption standards of this section. For model years 2018 through
2020, box van trailer manufacturers have the option to voluntarily
comply with the fuel consumption standards of this section. Different
levels of stringency apply for box vans depending on features that may
affect aerodynamic performance.
[[Page 148]]
A manufacturer may optionally meet less stringent standards for
different trailer types, which are characterized as follows:
(i) For trailers 35 feet or longer, a manufacturer may designate as
``non-aero box vans'' those box vans that have a rear lift gate or rear
hinged ramp, and at least one of the following side features: Side lift
gate, side-mounted pull-out platform, steps for side-door access, a
drop-deck design, or belly boxes that occupy at least half the length of
both sides of the trailer between the centerline of the landing gear and
the leading edge of the front wheels. For trailers less than 35 feet
long, manufacturers may designate as ``non-aero box vans'' any
refrigerated box vans with at least one of the side features identified
for longer trailers.
(ii) A manufacturer may designate as ``partial-aero box vans'' those
box vans that have at least one of the side features identified in
paragraph (a)(1)(i) of this section. Long box vans may also qualify as
partial-aero box vans if they have a rear lift gate or rear hinged ramp.
Note that this paragraph (e)(1)(ii) does not apply for box vans
designated as ``non-aero box vans'' under paragraph (e)(1)(i) of this
section.
(iii) ``Full-aero box vans'' are box vans that are not designated as
non-aero box vans or partial-aero box vans under this paragraph (e)(1).
(iv) Fuel consumption standards apply for full-aero box vans as
specified in the following table:
Table 15--Phase 2 Full Aero Box Van Fuel Consumption Standards
[Gallons per 1,000 ton-miles]
----------------------------------------------------------------------------------------------------------------
Dry van Refrigerated van
Model years ---------------------------------------------------------------
Long Short Long Short
----------------------------------------------------------------------------------------------------------------
Voluntary Standards
----------------------------------------------------------------------------------------------------------------
2018 to 2020.................................... 7.98625 12.31827 8.15324 12.68173
----------------------------------------------------------------------------------------------------------------
Mandatory Standards
----------------------------------------------------------------------------------------------------------------
2021 to 2023.................................... 7.75049 12.15128 7.91749 12.52456
2024 to 2026.................................... 7.58350 11.87623 7.75049 12.24951
2027 and later.................................. 7.43615 11.72888 7.60314 12.10216
----------------------------------------------------------------------------------------------------------------
(v) Fuel consumption standards apply for partial-aero box vans as
specified in the following table:
Table 16--Phase 2 Fuel Consumption Standards for Partial-Aero Box Vans
[Gallons per 1,000 ton-mile]
----------------------------------------------------------------------------------------------------------------
Dry van Refrigerated van
Model year ---------------------------------------------------------------
Short Long Short Long
----------------------------------------------------------------------------------------------------------------
2018-2020....................................... 12.31827 7.98625 12.68173 8.15324
2021 and later.................................. 12.15128 7.91749 12.52456 8.08448
----------------------------------------------------------------------------------------------------------------
(2) Fuel consumption standards for Non-aero Box Vans and Non-box
Trailers. (i) Non-aero box van and non-box trailer families manufactured
in model year 2021 and later must comply with the fuel consumption
standards of this section. For model years 2018 through 2020, trailer
manufacturers have the option to voluntarily comply with the fuel
consumption standards of this section.
(ii) Non-aero box vans and non-box vans must meet the following
standards:
(A) Trailers must use automatic tire inflation systems or tire
pressure monitoring systems with wheels on all
[[Page 149]]
axles. Tire pressure monitoring systems must use low pressure warning
and malfunction telltales in clear view of the driver as specified in
S4.3 and S4.4 of 49 CFR 571.138.
(B) Non-box trailers must use tires with a TRRL at or below 5.1 kg/
tonne. Through model year 2020, non-box trailers may instead use tires
with a TRRL at or below 6.0 kg/tonne.
(C) Non-aero box vans must use tires with a TRRL at or below 4.7 kg/
tonne. Through model year 2020, non-aero box vans may instead use tires
with a TRRL at or below 5.1 kg/tonne.
(3) Subfamily standards. Starting in model year 2027, manufacturers
may generate or use fuel consumption credits for averaging to
demonstrate compliance with the standards specified in paragraph
(e)(1)(iii) of this section as described in Sec. 535.7(e). This
requires that manufacturers specify a Family Emission Limit (FEL) for
fuel consumption for each vehicle subfamily. The FEL may not be less
than the result of the emission and fuel consumption calculation in 40
CFR 1037.515. The FEL may not be greater than the appropriate standard
for model year 2021 trailers. These FELs serve as the fuel consumption
standards for the specific vehicle subfamily instead of the standards
specified in paragraph (e)(1) of this section. Manufacturers may not use
averaging for non-box trailers, partial-aero box vans, or non-aero box
vans that meet standards under paragraph (e)(1)(i) or (e)(1)(ii) of this
section, and manufacturers may not use fuel consumption credits for
banking or trading for any trailers.
(4) Useful life. The fuel consumption standards of this section
apply for a useful life equal to 10 years.
(5) Transitional allowances for trailers. Through model year 2026,
trailer manufacturers may calculate a number of trailers that are exempt
from the standards and certification requirements of this part.
Calculate the number of exempt box vans in a given model year by
multiplying the manufacturer's total U.S.-directed production volume of
certified box vans by 0.20 and rounding to the nearest whole number;
however, in no case may the number of exempted box vans be greater than
350 units in any given model year. Repeat this calculation to determine
the number of non-box trailers, up to 250 annual units, that are exempt
from standards and certification requirements. Perform the calculation
based on the manufacturer's projected production volumes in the first
year that standards apply; in later years, use actual production volumes
from the preceding model year. Manufacturers include these calculated
values of the production volumes of exempt trailers in their annual
production report under Sec. 535.8 and 40 CFR 1037.250.
(6) Roll-up doors for non-aero box vans. Through model year 2023,
box vans may qualify for non-aero or partial-aero standards under this
paragraph (e) by treating roll-up rear doors as being equivalent to rear
lift gates.
(7) Expanded families. A manufacturer may include refrigerated box
vans in a vehicle family with dry box vans by treating them all as dry
box vans for demonstrating compliance with fuel consumption standards. A
manufacturer may include certain other types of trailers in a vehicle
family with a different type of trailer, such that the combined set of
trailers are all subject to the more stringent standards, as follows:
(i) Standards for long trailers are more stringent than standards
for short trailers.
(ii) Standards for long dry box vans are more stringent than
standards for short refrigerated box vans.
(iii) Standards for non-aero box vans are more stringent than
standards for non-box trailers.
(8) Compliance with standards. A manufacturer complies with the
standards of this part as described in Sec. 535.10.
Sec. 535.6 Measurement and calculation procedures.
This part describes the measurement and calculation procedures
manufacturers use to determine annual fuel consumption performance
results. Manufacturers use the fuel consumption results determined in
this part for calculating credit balances specified in Sec. 535.7 and
then determine whether they comply with standards as specified in Sec.
535.10. Manufacturers must use EPA emissions test results for deriving
[[Page 150]]
NHTSA's fuel consumption performance rates. Consequently, manufacturers
conducting testing for certification or annual demonstration testing and
providing CO2 emissions data to EPA must also provide
equivalent fuel consumption results to NHTSA for all values. NHTSA and
EPA reserve the right to verify separately or in coordination the
results of any testing and measurement established by manufacturers in
complying with the provisions of this program and as specified in 40 CFR
1037.301 and Sec. 535.9. Any carry over data from the Phase 1 program
may be carried into the Phase 2 only with approval from EPA and by using
good engineering judgment considering differences in testing protocols
between test procedures.
(a) Heavy-duty pickup trucks and vans. This section describes the
method for determining the fuel consumption performance rates for test
groups and for fleets of complete heavy-duty pickup trucks and vans each
model year. The NHTSA heavy-duty pickup truck and van fuel consumption
performance rates correspond to the same requirements for EPA as
specified in 40 CFR 86.1819-14.
(1) For the Phase 1 program, if the manufacturer's fleet includes
conventional vehicles (gasoline, diesel and alternative fueled vehicles)
and advanced technology vehicles (hybrids with powertrain designs that
include energy storage systems, vehicles with waste heat recovery,
electric vehicles and fuel cell vehicles), it may divide its fleet into
two separate fleets each with its own separate fleet average fuel
consumption performance rate. For Phase 2, manufacturers may calculate
their fleet average fuel consumption rates for a conventional fleet and
separate advanced technology vehicle fleets. Advanced technology vehicle
fleets should be separated into plug-in hybrid electric vehicles,
electric vehicles and fuel cell vehicles.
(2) Vehicles in each fleet should be selected and divided into test
groups or subconfigurations according to EPA in 40 CFR 86.1819-14(d).
(3) Use the EPA CO2 emissions test results for each test
group, in grams per mile, for the selected vehicles.
(i) Use CO2 emissions test results for vehicles fueled by
conventional and alternative fuels, including dedicated and dual-fueled
(multi-fuel and flexible-fuel) vehicles using each fuel type as
specified in 40 CFR 86.1819-14(d)(10).
(ii) Use CO2 emissions test results for dual-fueled
vehicles using a weighted average of the manufacturer's emission results
as specified in 40 CFR 600.510-12(k) for light-duty trucks.
(iii) All electric vehicles are deemed to have zero emissions of
CO2, CH4, and N2O. No emission testing
is required for such electric vehicles. Assign the fuel consumption test
group result to a value of zero gallons per 100 miles in paragraph
(a)(4) of this section.
(iv) Use CO2 emissions test results for cab-complete and
incomplete vehicles based upon the applicable complete sister vehicles
as determined in 40 CFR 1819-14(j)(2).
(v) Use CO2 emissions test results for loose engines
using applicable complete vehicles as determined in 40 CFR 86.1819-
14(k)(8).
(vi) Manufacturers can choose to analytically derive CO2
emission rates (ADCs) for test groups or subconfigurations. Use ADCs for
test groups or subconfigurations in accordance with 40 CFR 86.1819-14
(d) and (g).
(4) Calculate equivalent fuel consumption results for all test
groups, in gallons per 100 miles, from CO2 emissions test
group results, in grams per miles, and round to the nearest 0.001 gallon
per 100 miles.
(i) Calculate the equivalent fuel consumption test group results as
follows for compression-ignition vehicles and alternative fuel
compression-ignition vehicles. CO2 emissions test group
result (grams per mile)/10,180 grams per gallon of diesel fuel) x
(10\2\) = Fuel consumption test group result (gallons per 100 mile).
(ii) Calculate the equivalent fuel consumption test group results as
follows for spark-ignition vehicles and alternative fuel spark-ignition
vehicles. CO2 emissions test group result (grams per mile)/
((8,887 grams per gallon of gasoline fuel) x (10-2)) = Fuel
consumption test group result (gallons per 100 mile).
(5) Calculate the fleet average fuel consumption result, in gallons
per 100
[[Page 151]]
miles, from the equivalent fuel consumption test group results and round
the fuel consumption result to the nearest 0.001 gallon per 100 miles.
Calculate the fleet average fuel consumption result using the following
equation.
[GRAPHIC] [TIFF OMITTED] TR25OC16.307
Where:
Fuel Consumption Test Group Resulti = fuel consumption
performance for each test group as defined in 49 CFR 523.4.
Volumei = production volume of each test group.
(6) Compare the fleet average fuel consumption standard to the fleet
average fuel consumption performance. The fleet average fuel consumption
performance must be less than or equal to the fleet fuel consumption
standard to comply with standards in Sec. 535.5(a).
(b) Heavy-duty vocational vehicles and tractors. This section
describes the method for determining the fuel consumption performance
rates for vehicle families of heavy-duty vocational vehicles and
tractors. The NHTSA heavy-duty vocational vehicle and tractor fuel
consumption performance rates correspond to the same requirements for
EPA as specified in 40 CFR 1037, subpart F.
(1) Select vehicles and vehicle family configurations to test as
specified in 40 CFR 1037.230 for vehicles that make up each of the
manufacturer's regulatory subcategories of vocational vehicles and
tractors. For the Phase 2 program, select powertrain, axle and
transmission families in accordance with 40 CFR 1037.231 and 1037.232.
(2) Follow the EPA testing requirements in 40 CFR 1037.230 and
1037.501 to derive inputs for the Greenhouse gas Emissions Model (GEM).
(3) Enter inputs into GEM, in accordance with 40 CFR 1037.520, to
derive the emissions and fuel consumption performance results for all
vehicles (conventional, alternative fueled and advanced technology
vehicles).
(4) For Phase 1 and 2, all of the following GEM inputs apply for
vocational vehicles and other tractor regulatory subcategories, as
follows:
(i) Model year and regulatory subcategory (see Sec. 535.3 and 40
CFR 1037.230).
(ii) Coefficient of aerodynamic drag or drag area, as described in
40 CFR 1037.520(b) (tractors only for Phase 1).
(iii) Steer and drive tire rolling resistance, as described in 40
CFR 1037.520(c).
(iv) Vehicle speed limit, as described in 40 CFR 1037.520(d)
(tractors only).
(v) Vehicle weight reduction, as described in 40 CFR 1037.520(e)
(tractors only for Phase 1).
(vi) Automatic engine shutdown systems, as described in 40 CFR
1037.660 (only for Phase 1 Class 8 sleeper cabs). For Phase 1, enter a
GEM input value of 5.0 g/ton-mile, or an adjusted value as specified in
40 CFR 1037.660.
(5) For Phase 2 vehicles, the GEM inputs described in paragraphs
(b)(4)(i) through (v) of this section continue to apply. Note that the
provisions related to vehicle speed limiters and automatic engine
shutdown systems are available for vocational vehicles in Phase 2. The
additional GEM inputs that apply for vocational vehicles and other
tractor regulatory subcategories for demonstrating compliance with Phase
2 standards are as follows:
(i) Engine characteristics. Enter information from the engine
manufacturer to describe the installed engine and its operating
parameters as described in 40 CFR 1036.510 and 1037.520(f).
(ii) Vehicle information. Enter information in accordance with 40
CFR 1037.520(g) for the vehicle and its operating parameters including:
(A) Transmission make, model and type;
(B) Drive axle configuration;
(C) Drive axle ratio, ka;
(D) GEM inputs associated with powertrain testing include powertrain
[[Page 152]]
family, transmission calibration identifier, test data from 40 CFR
1037.550, and the powertrain test configuration (dynamometer connected
to transmission output or wheel hub).
(iii) Idle-reduction technologies. Identify whether the
manufacturer's vehicle has qualifying idle-reduction technologies,
subject to the qualifying criteria in 40 and 1037.660 and enter values
for stop start and neutral idle technologies as specified in 40 CFR
1037.520(h).
(iv) Axle and transmission efficiency. Manufacturers may use axle
efficiency maps as described in 40 CFR 1037.560 and transmission
efficiency maps as described in 40 CFR 1037.565 to replace the default
values in GEM.
(v) Additional reduction technologies. Enter input values in GEM as
follows to characterize the percentage CO2 emission reduction
corresponding to certain technologies and vehicle configurations, or
enter 0 as specified in 40 CFR 1037.520(j):
(A) Intelligent controls
(B) Accessory load
(C) Tire-pressure systems
(D) Extended-idle reduction
(E) Additional GEM inputs may apply as follows:
(1) Enter 1.7 and 0.9, respectively, for school buses and coach
buses that have at least seven available forward gears.
(2) If the agencies approve an off-cycle technology under Sec.
535.7(f) and 40 CFR 1037.610 in the form of an improvement factor, enter
the improvement factor expressed as a percentage reduction in
CO2 emissions. (Note: In the case of approved off-cycle
technologies whose benefit is quantified as a g/ton-mile credit, apply
the credit to the GEM result, not as a GEM input value.)
(vi) Vehicles with hybrid power take-off (PTO). For vocational
vehicles, determine the delta PTO emission result of the manufacturer's
engine and hybrid power take-off system as described in 40 CFR 1037.540.
(vii) Aerodynamic improvements for vocational vehicles. For
vocational vehicles certified using the Regional duty cycle, enter
[Delta]CdA values to account for using rear fairings and a
reduced minimum frontal area as specified in 40 CFR 1037.520(m) and
1037.527.
(viii) Alternate fuels. For fuels other than those identified in
GEM, perform the simulation by identifying the vehicle as being diesel-
fueled if the engine is subject to the compression-ignition standard, or
as being gasoline-fueled if the engine is subject to the spark-ignition
standards. Correct the engine or powertrain fuel map for mass-specific
net energy content as described in 40 CFR 1036.535(b).
(ix) Custom chassis vehicles. A simplified versions of GEM applies
for custom chassis vehicle subject Sec. 535.5(b)(6) in accordance with
40 CFR 1037.520(a)(2)(ii).
(6) In unusual circumstances, manufacturers may ask EPA to use
weighted average results of multiple GEM runs to represent special
technologies for which no single GEM run can accurately reflect.
(7) From the GEM results, select the CO2 family emissions
level (FEL) and equivalent fuel consumption values for vocational
vehicle and tractor families in each regulatory subcategory for each
model year. Equivalent fuel consumption FELs are derived in GEM and
expressed to the nearest 0.0001 gallons per 1000 ton-mile. For families
containing multiple subfamilies, identify the FELs for each subfamily.
(c) [Reserved]
(d) Heavy-duty engines. This section describes the method for
determining equivalent fuel consumption family certification level (FCL)
values for engine families of heavy-duty truck tractors and vocational
vehicles. The NHTSA heavy-duty engine fuel consumption FCLs are
determined from the EPA FCLs tested in accordance with 40 CFR 1036,
subpart F. Each engine family must use the same primary intended service
class as designated for EPA in accordance with 40 CFR 1036.140.
(1) Manufacturers must select emission-data engines representing the
tested configuration of each engine family specified in 40 CFR part 86
and 40 CFR 1036.235 for engines in heavy-duty truck tractors and
vocational vehicles that make up each of the manufacture's regulatory
subcategories.
(2) Standards in Sec. 535.5(d) apply to the CO2
emissions rates for each emissions-data engine in an engine family
subject
[[Page 153]]
to the procedures and equipment specified in 40 CFR part 1036, subpart
F. Determine equivalent fuel consumptions rates using CO2
emissions rates in grams per hp-hr measured to at least one more decimal
place than that of the applicable EPA standard in 40 CFR 1036.108.
(i) Use the CO2 emissions test results for engines
running on each fuel type for conventional, dedicated, multi-fueled
(dual-fuel, and flexible-fuel) engines as specified in 40 CFR part 1036,
subpart F.
(ii) Use the CO2 emissions result for multi-fueled
engines using the same weighted fuel mixture emission results as
specified in 40 CFR 1036.235 and 40 CFR part 1036, subpart F.
(iii) Use the CO2 emissions test results for hybrid
engines as described in 40 CFR 1036.525.
(iv) All electric vehicles are deemed to have zero emissions of
CO2 and zero fuel consumption. No emission or fuel
consumption testing is required for such electric vehicles.
(3) Use the CO2 emissions test results for tractor engine
families in accordance with 40 CFR 1036.501 and for vocational vehicle
engine families in accordance with 40 CFR part 86, subpart N, for each
heavy-duty engine regulatory subcategory for each model year.
(i) If a manufacturer certifies an engine family for use both as a
vocational engine and as a tractor engine, the manufacturer must split
the family into two separate subfamilies in accordance with 40 CFR
1036.230. The manufacturer may assign the numbers and configurations of
engines within the respective subfamilies at any time prior to the
submission of the end-of-year report required by 40 CFR 1036.730 and
Sec. 535.8. The manufacturer must track into which type of vehicle each
engine is installed, although EPA may allow the manufacturer to use
statistical methods to determine this for a fraction of its engines.
(ii) The following engines are excluded from the engine families
used to determine fuel consumption FCL values and the benefit for these
engines is determined as an advanced technology credit under the ABT
provisions provided in Sec. 535.7(e); these provisions apply only for
the Phase 1 program:
(A) Engines certified as hybrid engines or power packs.
(B) Engines certified as hybrid engines designed with PTO capability
and that are sold with the engine coupled to a transmission.
(C) Engines with Rankine cycle waste heat recovery.
(4) Manufacturers generating CO2 emissions rates to
demonstrate compliance to EPA vehicle standards for model years 2021 and
later, using engine fuel maps determined in accordance with 40 CFR
1036.535 and 1036.540 or engine powertrain results configuration, must
use the same compliance pathway and model years for certifying under the
NHTSA program. Manufacturers may omit providing equivalent fuel
consumption FCLs under this section if all of its engines will be
installed in vehicles that are certified based on powertrain testing as
described in 40 CFR 1037.550.
(5) Calculate equivalent fuel consumption values from the emissions
CO2 FCLs levels for certified engines, in gallons per 100 hp-
hr and round each fuel consumption value to the nearest 0.0001 gallon
per 100 hp-hr.
(i) Calculate equivalent fuel consumption FCL values for
compression-ignition engines and alternative fuel compression-ignition
engines. CO2 FCL value (grams per hp-hr)/10,180 grams per
gallon of diesel fuel) x (10\2\) = Fuel consumption FCL value (gallons
per 100 hp-hr).
(ii) Calculate equivalent fuel consumption FCL values for spark-
ignition engines and alternative fuel spark-ignition engines.
CO2 FCL value (grams per hp-hr)/((8,887 grams per gallon of
gasoline fuel) x (10-2)) = Fuel consumption FCL value
(gallons per 100 hp-hr).
(iii) Manufacturers may carryover fuel consumption data from a
previous model year if allowed to carry over emissions data for EPA in
accordance with 40 CFR 1036.235.
(iv) If a manufacturer uses an alternate test procedure under 40 CFR
1065.10 and subsequently the data is rejected by EPA, NHTSA will also
reject the data.
(e) Heavy-duty trailers. This section describes the method for
determining
[[Page 154]]
the fuel consumption performance rates for trailers. The NHTSA heavy-
duty trailers fuel consumption performance rates correspond to the same
requirements for EPA as specified in 40 CFR part 1037, subpart F.
(1) Select trailer family configurations that make up each of the
manufacturer's regulatory subcategories of heavy-duty trailers in 40 CFR
1037.230 and Sec. 535.4.
(2) Obtain preliminary approvals for trailer aerodynamic devices
from EPA in accordance with 40 CFR 1037.150.
(3) For manufacturers voluntarily complying in model years 2018
through 2020, and for trailers complying with mandatory standards in
model years 2021 and later, determine the CO2 emissions and
fuel consumption results for partial- and full-aero trailers using the
equations and technologies specified in 40 CFR part 1037, subpart F. Use
testing to determine input values in accordance with 40 CFR 1037.515.
(4) From the equation results, use the CO2 family
emissions level (FEL) to calculate equivalent fuel consumption FELs are
expressed to the nearest 0.0001 gallons per 1000 ton-mile.
(i) For families containing multiple subfamilies, identify the FELs
for each subfamily.
(ii) Calculate equivalent fuel consumption FEL values for trailer
families. CO2 FEL value (grams per 1000 ton-mile)/10,180
grams per 1000 ton-mile of diesel fuel) x (10\3\) = Fuel consumption FEL
value. The equivalent fuel consumption FELs are expressed to the nearest
0.0001 gallons per 1000 ton-mile.
[81 FR 74238, Oct. 25, 2016, as amended at 85 FR 25274, Apr. 30, 2020]
Sec. 535.7 Averaging, banking, and trading (ABT) credit program.
(a) General provisions. After the end of each model year,
manufacturers must comply with the fuel consumption standards in Sec.
535.5 for averaging, banking and trading credits. Trailer manufacturers
are excluded from this section except for those producing full-aero box
trailers, which may comply with special provisions in paragraph (e) of
this section. Manufacturers comply with standards if the sum of
averaged, banked and traded credits generate a ``zero'' credit balance
or a credit surplus within an averaging set of vehicles or engines.
Manufacturers fail to comply with standards if the sum of the credit
flexibilities generate a credit deficit (or shortfall) in an averaging
set. Credit shortfalls must be offset by banked or traded credits within
three model years after the shortfall is incurred. These processes are
hereafter referenced as the NHTSA ABT credit program. The following
provisions apply to all fuel consumption credits.
(1) Credits (or fuel consumption credits (FCCs)). Credits in this
part mean a calculated weighted value representing the difference
between the fuel consumption performance and the standard of a vehicle
or engine family or fleet within a particular averaging set. Positive
credits represent cases where a vehicle or engine family or fleets
perform better than the applicable standard (the fuel consumption
performance is less than the standard) whereas negative credits
represent underperforming cases. The value of a credit is calculated
according to paragraphs (b) through (e) of this section. FCCs are only
considered earned or useable for averaging, banking or trading after EPA
and NHTSA have verified the information in a manufacturer's final
reports required in Sec. 535.8. Types of FCCs include the following:
(i) Conventional credits. Credits generated by vehicle or engine
families or fleets containing conventional vehicles (i.e., gasoline,
diesel and alternative fueled vehicles).
(ii) Early credits. Credits generated by vehicle or engine families
or fleets produced for model year 2013. Early credits are multiplied by
an incentive factor of 1.5 times.
(iii) Advanced technology credits. Credits generated by vehicle or
engine families or subconfigurations containing vehicles with advanced
technologies (i.e., hybrids with regenerative braking, vehicles equipped
with Rankine-cycle engines, electric and fuel cell vehicles) and
incentivized under this ABT credit program in paragraph (f)(1) of this
section and by EPA under 40 CFR 86.1819-14(d)(7), 1036.615, and
1037.615.
[[Page 155]]
(iv) Innovative and off-cycle technology credits. Credits can be
generated by vehicle or engine families or subconfigurations having fuel
consumption reductions resulting from technologies not reflected in the
GEM simulation tool or in the FTP chassis dynamometer and that were not
in common use with heavy-duty vehicles or engines before model year 2010
that are not reflected in the specified test procedure. Manufacturers
should prove that these technologies were not in common use in heavy-
duty vehicles or engines before model year 2010 by demonstrating factors
such as the penetration rates of the technology in the market. NHTSA
will not approve any request if it determines that these technologies do
not qualify. The approach for determining innovative and off-cycle
technology credits under this fuel consumption program is described in
paragraph (f)(2) of this section and by EPA under 40 CFR 86.1819-
14(d)(13), 1036.610, and 1037.610.
(2) Averaging. Averaging is the summing of a manufacturer's positive
and negative FCCs for engines or vehicle families or fleets within an
averaging set. The principle averaging sets are defined in Sec. 535.4.
(i) A credit surplus occurs when the net sum of the manufacturer's
generated credits for engines or vehicle families or fleets within an
averaging set is positive (a zero credit balance is when the sum equals
zero).
(ii) A credit deficit occurs when the net sum of the manufacturer's
generated credits for engines or vehicle families or fleets within an
averaging set is negative.
(iii) Positive credits, other than advanced technology credits,
generated and calculated within an averaging set may only be used to
offset negative credits within the same averaging set.
(iv) Manufacturers may certify one or more vehicle families (or
subfamilies) to an FEL above the applicable fuel consumption standard,
subject to any applicable FEL caps and other provisions allowed by EPA
in 40 CFR parts 1036 and 1037, if the manufacturer shows in its
application for certification to EPA that its projected balance of all
FCC transactions in that model year is greater than or equal to zero or
that a negative balance is allowed by EPA under 40 CFR 1036.745 and
1037.745.
(v) If a manufacturer certifies a vehicle family to an FEL that
exceeds the otherwise applicable standard, it must obtain enough FCC to
offset the vehicle family's deficit by the due date of its final report
required in Sec. 535.8. The emission credits used to address the
deficit may come from other vehicle families that generate FCCs in the
same model year (or from the next three subsequent model years), from
banked FCCs from previous model years, or from FCCs generated in the
same or previous model years that it obtained through trading. Note that
the option for using banked or traded credits does not apply for
trailers.
(vi) Manufacturers may certify a vehicle or engine family using an
FEL (as described in Sec. 535.6) below the fuel consumption standard
(as described in Sec. 535.5) and choose not to generate conventional
fuel consumption credits for that family. Manufacturers do not need to
calculate fuel consumption credits for those families and do not need to
submit or keep the associated records described in Sec. 535.8 for these
families. Manufacturers participating in NHTSA's FCC program must
provide reports as specified in Sec. 535.8.
(3) Banking. Banking is the retention of surplus FCC in an averaging
set by the manufacturer for use in future model years for the purpose of
averaging or trading.
(i) Surplus credits may be banked by the manufacturer for use in
future model years, or traded, given the restriction that the credits
have an expiration date of five model years after the year in which the
credits are generated. For example, banked credits earned in model year
2014 may be utilized through model year 2019. Surplus credits will
become banked credits unless a manufacturer contacts NHTSA to expire its
credits.
(ii) Surplus credits become earned or usable banked FCCs when the
manufacturer's final report is approved by both agencies. However, the
agencies may revoke these FCCs at any time if they are unable to verify
them after reviewing the manufacturer's reports or auditing its records.
[[Page 156]]
(iii) Banked FCC retain the designation from the averaging set and
model year in which they were generated.
(iv) Banked credits retain the designation of the averaging set in
which they were generated.
(v) Trailer manufacturers generating credits in paragraph (e) of
this section may not bank credits except to resolve credit deficits in
the same model year or from up to three prior model years.
(4) Trading. Trading is a transaction that transfers banked FCCs
between manufacturers or other entities in the same averaging set. A
manufacturer may use traded FCCs for averaging, banking, or further
trading transactions.
(i) Manufacturers may only trade banked credits to other
manufacturers to use for compliance with fuel consumption standards.
Traded FCCs, other than advanced technology credits, may be used only
within the averaging set in which they were generated. Manufacturers may
only trade credits to other entities for the purpose of expiring
credits.
(ii) Advanced technology credits can be traded across different
averaging sets.
(iii) The agencies may revoke traded FCCs at any time if they are
unable to verify them after reviewing the manufacturer's reports or
auditing its records.
(iv) If a negative FCC balance results from a transaction, both the
buyer and seller are liable, except in cases the agencies deem to
involve fraud. See Sec. 535.9 for cases involving fraud. EPA also may
void the certificates of all vehicle families participating in a trade
that results in a manufacturer having a negative balance of emission
credits. See 40 CFR 1037.745.
(v) Trailer manufacturers generating credits in paragraph (e) of
this section starting in model year 2027 may not bank or trade credits.
These manufacturers may only use credits for the purpose of averaging.
(vi) Manufacturers with deficits or projecting deficits before or
during a production model year may not trade credits until its available
credits exceed the deficit. Manufacturers with a deficit may not trade
credits if the deadline to offset that credit deficit has passed.
(5) Credit deficit (or credit shortfall). A credit shortfall or
deficit occurs when the sum of the manufacturer's generated credits for
engines or vehicle families or fleets within an averaging set is
negative. Credit shortfalls must be offset by an available credit
surplus within three model years after the shortfall was incurred. If
the shortfall cannot be offset, the manufacturer is liable for civil
penalties as discussed in Sec. 535.9.
(6) FCC credit plan. (i) Each model year manufacturers submit credit
plan in their certificates of conformity as required in 40 CFR
1036.725(b)(2) and 40 CFR 1037.725(b)(2). The plan is required to
contain equivalent fuel consumption information in accordance Sec.
535.8(c). The plan must include:
(A) Detailed calculations of projected emission and fuel consumption
credits (positive or negative) based on projected U.S.-directed
production volumes. The agencies may require a manufacturer to include
similar calculations from its other engine or vehicle families to
project its net credit balances for the model year. If a manufacturer
projects negative emission and/or fuel consumption credits for a family,
it must state the source of positive emission and/or fuel consumption
credits it expects to use to offset the negative credits demonstrating
how it plans to resolve any credit deficits that might occur for a model
year within a period of up to three model years after that deficit has
occurred.
(B) Actual emissions and fuel consumption credit balances, credit
transactions, and credit trades.
(ii) Manufacturers are required to provide updated credit plans
after receiving their final verified reports from EPA and NHTSA after
the end of each model year.
(iii) The agencies may determine that a manufacturer's plan is
unreasonable or unrealistic based on a consideration of past and
projected use of specific technologies, the historical sales mix of its
vehicle models, subsequent failure to follow any submitted plans, and
limited expected access to traded credits.
[[Page 157]]
(iv) The agencies may also consider the plan unreasonable if the
manufacturer's credit deficit increases from one model year to the next.
The agencies may require that the manufacturers must send interim
reports describing its progress toward resolving its credit deficit over
the course of a model year.
(v) If NHTSA determines that a manufacturers plan is unreasonable or
unrealistic, the manufacturer is deemed as not comply with fuel
consumption standards as specified in Sec. 535.10(c) and the
manufacturer may be liable for civil penalties.
(7) Revoked credits. NHTSA may revoke fuel consumption credits if
unable to verify any information after auditing reports or records or
conducting confirmatory testing. In the cases where EPA revokes
emissions CO2 credits, NHTSA will revoke the equivalent
amount of fuel consumption credits.
(8) Transition to Phase 2 standards. The following provisions allow
for enhanced use of fuel consumption credits from Phase 1 tractors and
vocational vehicles for meeting the Phase 2 standards:
(i) Fuel consumption credits a manufacturer generates for light and
medium heavy-duty vocational vehicles in model years 2018 through 2021
may be used through model year 2027, instead of being limited to a five-
year credit life as specified in this part.
(ii) The manufacturer may use the off-cycle provisions of paragraph
(f) of this section to apply technologies to Phase 1 vehicles as
follows:
(A) A manufacturer may apply an improvement factor of 0.988 for
tractors and vocational vehicles with automatic tire inflation systems
on all axles.
(B) For vocational vehicles with automatic engine shutdown systems
that conform with 40 CFR 1037.660, a manufacturer may apply an
improvement factor of 0.95.
(C) For vocational vehicles with stop-start systems that conform
with 40 CFR 1037.660, a manufacturer may apply an improvement factor of
0.92.
(D) For vocational vehicles with neutral-idle systems conforming
with 40 CFR 1037.660, manufacturers may apply an improvement factor of
0.98. Manufacturers may adjust this improvement factor if we approve a
partial reduction under 40 CFR 1037.660(a)(2); for example, if the
manufacturer's design reduces fuel consumption by half as much as
shifting to neutral, it may apply an improvement factor of 0.99.
(9) Credits for small business manufacturers. Small manufacturers
may generate fuel consumption credits for natural gas-fueled vocational
vehicles as follows:
(i) Small manufacturers may certify their vehicles instead of
relying on the exemption of Sec. 535.3.
(ii) Use Phase 1 GEM to determine a fuel consumption level for
vehicle, then multiply this value by the engine's FCL for fuel
consumption and divide by the engine's applicable fuel consumption
standard.
(iii) Use the value determined in paragraph (ii) in the credit
equation specified in part (c) of this section in place of the term (Std
- FEL).
(iv) The following provisions apply uniquely to small businesses
under the custom-chassis standards of Sec. 535.5(b)(6):
(A) Manufacturers may use fuel consumption credits generated under
paragraph (c) of this section, including banked or traded credits from
any averaging set. Such credits remain subject to other limitations that
apply under this part.
(B) Manufacturers may produce up to 200 drayage tractors in a given
model year to the standards described in Sec. 535.5(b)(6) for ``other
buses''. Treat these drayage tractors as being in their own averaging
set.
(10) Certifying non-gasoline engines. A manufacturer producing non-
gasoline engines complying with model year 2021 or later medium heavy-
duty spark-ignition standards may not generate fuel consumption credits.
Only manufacturers producing gasoline engines certifying to spark-
ignition standards can generate fuel consumption credits under paragraph
(d) of this part.
(b) ABT provisions for heavy-duty pickup trucks and vans. (1)
Calculate fuel consumption credits in a model year for one fleet of
conventional heavy-duty pickup trucks and vans and if designated by the
manufacturer another consisting of advance technology vehicles for the
averaging set as defined in
[[Page 158]]
Sec. 535.4. Calculate credits for each fleet separately using the
following equation:
Total MY Fleet FCC (gallons) = (Std - Act) x (Volume) x (UL) x
(10-2)
Where:
Std = Fleet average fuel consumption standard (gal/100 mile).
Act = Fleet average actual fuel consumption value (gal/100 mile).
Volume = the total U.S.-directed production of vehicles in the
regulatory subcategory.
UL = the useful life for the regulatory subcategory. The useful life
value for heavy-pickup trucks and vans manufactured for model
years 2013 through 2020 is equal to the 120,000 miles. The
useful life for model years 2021 and later is equal to 150,000
miles.
(2) Adjust the fuel consumption performance of subconfigurations
with advanced technology for determining the fleet average actual fuel
consumption value as specified in paragraph (f)(1) of this section and
40 CFR 86.1819-14(d)(7). Advanced technology vehicles can be separated
in a different fleet for the purpose of applying credit incentives as
described in paragraph (f)(1) of this section.
(3) Adjust the fuel consumption performance for subconfigurations
with innovative technology. A manufacturer is eligible to increase the
fuel consumption performance of heavy-duty pickup trucks and vans in
accordance with procedures established by EPA set forth in 40 CFR part
600. The eligibility of a manufacturer to increase its fuel consumption
performance through use of an off-cycle technology requires an
application request made to EPA and NHTSA in accordance with 40 CFR
86.1869-12 and an approval granted by the agencies. For off-cycle
technologies that are covered under 40 CFR 86.1869-12, NHTSA will
collaborate with EPA regarding NHTSA's evaluation of the specific off-
cycle technology to ensure its impact on fuel consumption and the
suitability of using the off-cycle technology to adjust fuel consumption
performance. NHTSA will provide its views on the suitability of the
technology for that purpose to EPA. NHTSA will apply the criteria in
section (f) of this section in granting or denying off-cycle requests.
(4) Fuel consumption credits may be generated for vehicles certified
in model year 2013 to the model year 2014 standards in Sec. 535.5(a).
If a manufacturer chooses to generate CO2 emission credits
under EPA's provisions in 40 CFR part 86, it may also voluntarily
generate early credits under the NHTSA fuel consumption program. To do
so, a manufacturer must certify its entire U.S.-directed production
volume of vehicles in its fleet. The same production volume restrictions
specified in 40 CFR 1037.150(a)(2) relating to when test groups are
certified apply to the NHTSA early credit provisions. Credits are
calculated as specified in paragraph (b)(3) of this section relative to
the fleet standard that would apply for model year 2014 using the model
year 2013 production volumes. Surplus credits generated under this
paragraph (b)(4) are available for banking or trading. Credit deficits
for an averaging set prior to model year 2014 do not carry over to model
year 2014. These credits may be used to show compliance with the
standards of this part for 2014 and later model years. Once a
manufacturer opts into the NHTSA program they must stay in the program
for all of the optional model years and remain standardized with the
same implementation approach being followed to meet the EPA
CO2 emission program.
(5) Calculate the averaging set credit value by summing together the
fleet credits for conventional and advanced technology vehicles
including any adjustments for innovative technologies. Manufacturers may
sum conventional and innovative technology credits before adding any
advanced technology credits in each averaging set.
(6) For credits that manufacturers calculate based on a useful life
of 120,000 miles, multiply any banked credits carried forward for use in
model year 2021 and later by 1.25. For credit deficits that a
manufacturer calculates based on a useful life of 120,000 miles and that
it offsets with credits originally earned in model year 2021 and later,
it multiplies the credit deficit by 1.25.
(c) ABT provisions for vocational vehicles and tractors. (1)
Calculate the fuel consumption credits in a model year
[[Page 159]]
for each participating family or subfamily consisting of conventional
vehicles in each averaging set (as defined in Sec. 535.4) using the
equation in this section. Each designated vehicle family or subfamily
has a ``family emissions limit'' (FEL) that is compared to the
associated regulatory subcategory standard. An FEL that falls below the
regulatory subcategory standard creates ``positive credits,'' while fuel
consumption level of a family group above the standard creates a
``negative credits.'' The value of credits generated for each family or
subfamily in a model year is calculated as follows and must be rounded
to nearest whole number:
Vehicle Family FCC (gallons) = (Std - FEL) x (Payload) x (Volume) x (UL)
x (10-\3\)
Where:
Std = the standard for the respective vehicle family regulatory
subcategory (gal/1000 ton-mile).
FEL = family emissions limit for the vehicle family (gal/1000 ton-mile).
Payload = the prescribed payload in tons for each regulatory subcategory
as shown in the following table:
------------------------------------------------------------------------
Regulatory subcategory Payload (tons)
------------------------------------------------------------------------
Vocational LHD Vehicles................................. 2.85
Vocational MHD Vehicles................................. 5.60
Vocational HHD Vehicles................................. 7.5
MDH Tractors............................................ 12.50
HHD Tractors, other than heavy-haul Tractors............ 19.00
Heavy-haul Tractors..................................... 43.00
------------------------------------------------------------------------
Volume = the number of U.S.-directed production volume of vehicles in
the corresponding vehicle family.
UL = the useful life for the regulatory subcategory (miles) as shown in
the following table:
------------------------------------------------------------------------
Regulatory subcategory UL (miles)
------------------------------------------------------------------------
LHD Vehicles.............................. 110,000 (Phase 1).
150,000 (Phase 2).
Vocational MHD Vehicles and tractors at or 185,000.
below 33,000 pounds GVWR.
Vocation HHD Vehicles and tractors at or 435,000.
above 33,000 pounds GVWR.
------------------------------------------------------------------------
(i) Calculate the value of credits generated in a model year for
each family or subfamily consisting of vehicles with advanced technology
vehicles in each averaging set using the equation above and the
guidelines provided in paragraph (f)(1) of this section. Manufacturers
may generate credits for advanced technology vehicles using incentives
specified in paragraph (f)(1) of this section.
(ii) Calculate the value of credits generated in a model year for
each family or subfamily consisting of vehicles with off-cycle
technology vehicles in each averaging set using the equation above and
the guidelines provided in paragraph (f)(2) of this section.
(2) Manufacturers must sum all negative and positive credits for
each vehicle family within each applicable averaging set to obtain the
total credit balance for the model year before rounding. The sum of fuel
consumptions credits must be rounded to the nearest gallon. Calculate
the total credits generated in a model year for each averaging set using
the following equation:
Total averaging set MY credits = [Sigma] Vehicle family credits within
each averaging set
(3) Manufacturers can sum conventional and innovative technology
credits before adding any advanced technology credits in each averaging
set.
(4) If a manufacturer chooses to generate CO2 emission
credits under EPA provisions of 40 CFR 1037.150(a), it may also
voluntarily generate early credits under the NHTSA fuel consumption
program as follows:
(i) Fuel consumption credits may be generated for vehicles certified
in model year 2013 to the model year 2014 standards in Sec. 535.5(b)
and (c). To do so, a manufacturer must certify its entire U.S.-directed
production volume of vehicles. The same production volume restrictions
specified in 40 CFR 1037.150(a)(1) relating to when test groups are
certified apply to the NHTSA early credit provisions. Credits are
calculated as specified in paragraph (c)(11) of this section relative to
the standards that would apply for model year 2014. Surplus credits
generated under this paragraph (c)(4) may be increased by a factor of
1.5 for determining total available credits for banking or trading. For
example, if a manufacturer has 10 gallons of surplus credits for model
year 2013, it may bank 15 gallons of credits. Credit deficits for an
averaging set prior to model year 2014 do not carry over to model year
2014. These credits may be used to
[[Page 160]]
show compliance with the standards of this part for 2014 and later model
years. Once a manufacturer opts into the NHTSA program they must stay in
the program for all of the optional model years and remain standardized
with the same implementation approach being followed to meet the EPA
CO2 emission program.
(ii) A tractor manufacturer may generate fuel consumption credits
for the number of additional SmartWay designated tractors (relative to
its MY 2012 production), provided that credits are not generated for
those vehicles under paragraph (c)(4)(i) of this section. Calculate
credits for each regulatory sub-category relative to the standard that
would apply in model year 2014 using the equations in paragraph (c)(2)
of this section. Use a production volume equal to the number of verified
model year 2013 SmartWay tractors minus the number of verified model
year 2012 SmartWay tractors. A manufacturer may bank credits equal to
the surplus credits generated under this paragraph multiplied by 1.50. A
manufacturer's 2012 and 2013 model years must be equivalent in length.
Once a manufacturer opts into the NHTSA program they must stay in the
program for all of the optional model years and remain standardized with
the same implementation approach being followed to meet the EPA
CO2 emission program.
(5) If a manufacturer generates credits from vehicles certified for
advanced technology in accordance with paragraph (e)(1) of this section,
a multiplier of 1.5 can be used, but this multiplier cannot be used on
the same credits for which the early credit multiplier is used.
(6) For model years 2012 and later, manufacturers may generate or
use fuel consumption credits for averaging to demonstrate compliance
with the alternative standards as described in Sec. 535.5(b)(6) of this
part. Manufacturers can specify a Family Emission Limit (FEL) for fuel
consumption for each vehicle subfamily. The FEL may not be less than the
result of emissions and fuel consumption modeling as described in 40 CFR
1037.520 and Sec. 535.6. These FELs serve as the fuel consumption
standards for the vehicle subfamily instead of the standards specified
in this Sec. 535.5(b)(6). Manufacturers may not use averaging for motor
homes, coach buses, emergency vehicles or concrete mixers meeting
standards under Sec. 535.5(b)(5).
(7) Manufacturers may not use averaging for vehicles meeting
standards Sec. 535.5(b)(6)(iv) through (vi), and manufacturers may not
use fuel consumption credits for banking or trading for any vehicles
certified under Sec. 535.5(b)(6).
(8) Manufacturers certifying any vehicles under Sec. 535.5(b)(6)
must consider each separate vehicle type (or group of vehicle types) as
a separate averaging set.
(d) ABT provisions for heavy-duty engines. (1) Calculate the fuel
consumption credits in a model year for each participating family or
subfamily consisting of engines in each averaging set (as defined in
Sec. 535.4) using the equation in this section. Each designated engine
family has a ``family certification level'' (FCL) which is compared to
the associated regulatory subcategory standard. A FCL that falls below
the regulatory subcategory standard creates ``positive credits,'' while
fuel consumption level of a family group above the standard creates a
``credit shortfall.'' The value of credits generated in a model year for
each engine family or subfamily is calculated as follows and must be
rounded to nearest whole number:
Engine Family FCC (gallons) = (Std - FCL) x (CF) x (Volume) x (UL) x
(10-2)
Where:
Std = the standard for the respective engine regulatory subcategory
(gal/100 hp-hr).
FCL = family certification level for the engine family (gal/100 hp-hr).
CF= a transient cycle conversion factor in hp-hr/mile which is the
integrated total cycle horsepower-hour divided by the
equivalent mileage of the applicable test cycle. For engines
subject to spark-ignition heavy-duty standards, the equivalent
mileage is 6.3 miles. For engines subject to compression-
ignition heavy-duty standards, the equivalent mileage is 6.5
miles.
Volume = the number of engines in the corresponding engine family.
UL = the useful life of the given engine family (miles) as shown in the
following table:
[[Page 161]]
------------------------------------------------------------------------
Regulatory subcategory UL (miles)
------------------------------------------------------------------------
SI and CI LHD Engines..................... 120,000 (Phase 1).
150,000 (Phase 2).
CI MHD Engines............................ 185,000.
CI HHD Engines............................ 435,000.
------------------------------------------------------------------------
(i) Calculate the value of credits generated in a model year for
each family or subfamily consisting of engines with advanced technology
vehicles in each averaging set using the equation above and the
guidelines provided in paragraph (f)(1) of this section. Manufacturers
may generate credits for advanced technology vehicles using incentives
specified in paragraph (f)(1) of this section.
(ii) Calculate the value of credits generated in a model year for
each family or subfamily consisting of engines with off-cycle technology
vehicles in each averaging set using the equation above and the
guidelines provided in paragraph (f)(2) of this section.
(2) Manufacturers shall sum all negative and positive credits for
each engine family within the applicable averaging set to obtain the
total credit balance for the model year before rounding. The sum of fuel
consumptions credits should be rounded to the nearest gallon.
Calculate the total credits generated in a model year for each
averaging set using the following equation:
Total averaging set MY credits = [Sigma] Engine family credits within
each averaging set
(3) The provisions of this section apply to manufacturers utilizing
the compression-ignition engine voluntary alternate standard provisions
specified in Sec. 535.5(d)(4) as follows:
(i) Manufacturers may not certify engines to the alternate standards
if they are part of an averaging set in which they carry a balance of
banked credits. For purposes of this section, manufacturers are deemed
to carry credits in an averaging set if they carry credits from advance
technology that are allowed to be used in that averaging set.
(ii) Manufacturers may not bank fuel consumption credits for any
engine family in the same averaging set and model year in which it
certifies engines to the alternate standards. This means a manufacturer
may not bank advanced technology credits in a model year it certifies
any engines to the alternate standards.
(iii) Note that the provisions of paragraph (d)(10) of this section
apply with respect to credit deficits generated while utilizing
alternate standards.
(4) Where a manufacturer has chosen to comply with the EPA
alternative compression-ignition engine phase-in standard provisions in
40 CFR 1036.150(e), and has optionally decided to follow the same path
under the NHTSA fuel consumption program, it must certify all of its
model year 2013 compression-ignition engines within a given averaging
set to the applicable alternative standards in Sec. 535.5(d)(5).
Engines certified to these standards are not eligible for early credits
under paragraph (d)(14) of this section. Credits are calculated using
the same equation provided in paragraph (d)(11) of this section.
(5) If a manufacturer chooses to generate early CO2
emission credits under EPA provisions of 40 CFR 1036.150, it may also
voluntarily generate early credits under the NHTSA fuel consumption
program. Fuel consumption credits may be generated for engines certified
in model year 2013 (2015 for spark-ignition engines) to the standards in
Sec. 535.5(d). To do so, a manufacturer must certify its entire U.S.-
directed production volume of engines except as specified in 40 CFR
1036.150(a)(2). Credits are calculated as specified in paragraph (d)(11)
of this section relative to the standards that would apply for model
year 2014 (2016 for spark-ignition engines). Surplus credits generated
under this paragraph (d)(3) may be increased by a factor of 1.5 for
determining total available credits for banking or trading. For example,
if a manufacturer has 10 gallons of surplus credits for model year 2013,
it may bank 15 gallons of credits. Credit deficits for an averaging set
prior to model year 2014 (2016 for spark-ignition engines) do not carry
over to model year 2014 (2016 for spark-ignition engines). These credits
may be used to show compliance with the standards of this part for 2014
and later model years. Once a manufacturer opts into the NHTSA program
they must stay in the program for all of the optional model years and
remain standardized with the
[[Page 162]]
same implementation approach being followed to meet the EPA
CO2 emission program.
(6) Manufacturers may generate fuel consumption credits from an
engine family subject to spark-ignition standards for exchanging with
other engine families only if the engines in the family are gasoline-
fueled.
(7) Engine credits generated for compression-ignition engines in the
2020 and earlier model years may be used in model year 2021 and later
only if the credit-generating engines were certified to the tractor
standards in Sec. 535.5(d) and 40 CFR 1036.108. Manufacturers may
otherwise use fuel consumption credits generated in one model year
without adjustment for certifying vehicles in a later model year, even
if fuel consumption standards are different.
(8) Engine families manufacturers certify with a nonconformance
penalty under 40 CFR part 86, subpart L, and may not generate fuel
consumption credits.
(9) Alternate transition option for Phase 2 engine standards. The
following provisions allow for enhanced generation and use of fuel
consumption credits for manufacturers complying with engines standards
in accordance with Sec. 535.7(d)(11):
(i) If a manufacturer is eligible to certify all of its model year
2020 engines within the averaging set to the tractor and vocational
vehicle engine standards in Sec. 535.5(d)(11) and the requirements
applicable to model year 2021 engines, the banked and traded fuel
consumption credits generated for model year 2018 through 2024 engines
may be used through model year 2030 as specified in paragraph (d)(9)(ii)
of this section or through a five-year credit life, whichever is later.
(ii) Banked and traded fuel consumption credits generated under this
paragraph (d)(9) for model year 2018 through 2024 engines may be used
through model year 2030 with the extended credit life values shown in
the table:
------------------------------------------------------------------------
Credit life for
transition option
Model year for phase 2
engine standards
(years)
------------------------------------------------------------------------
2018................................................. 12
2019................................................. 11
2020................................................. 10
2021................................................. 9
2022................................................. 8
2023................................................. 7
2024................................................. 6
2025 and later....................................... 5
------------------------------------------------------------------------
(e) ABT provisions for trailers. (1) Manufacturers cannot use
averaging for non-box trailers, partial-aero trailers, or non-aero
trailers or cannot use fuel consumption credits for banking or trading.
Starting in model year 2027, full aero box van manufactures may average,
credits.
(2) Calculate the fuel consumption credits in a model year for each
participating family or subfamily consisting of full aero box trailers
(vehicles) in each averaging set (as defined in Sec. 535.4) using the
equation in this section. Each designated vehicle family or subfamily
has a ``family emissions limit'' (FEL) which is compared to the
associated regulatory subcategory standard. An FEL that falls below the
regulatory subcategory standard creates ``positive credits,'' while fuel
consumption level of a family group above the standard creates a
``negative credits.'' The value of credits generated for each family or
subfamily in a model year is calculated as follows and must be rounded
to nearest whole number:
Vehicle Family FCC (gallons) = (Std - FEL) x (Payload) x (Volume) x (UL)
x (10-3)
Where:
Std = the standard for the respective vehicle family regulatory
subcategory (gal/1000 ton-mile).
FEL = family emissions limit for the vehicle family (gal/1000 ton-mile).
Payload = 10 tons for short box vans and 19 tons for other trailers.
Volume = the number of U.S.-directed production volume of vehicles in
the corresponding vehicle family.
UL = the useful life for the regulatory subcategory. The useful life
value for heavy-duty trailers is equal to 250,000 miles.
(3) Trailer manufacturers may not generate advanced technology
credits.
[[Page 163]]
(4) Manufacturers shall sum all negative and positive credits for
each vehicle family within the applicable averaging set to obtain the
total credit balance for the model year before rounding. Calculate the
total credits generated in a model year for each averaging set using the
following equation:
Total averaging set MY credits = [Sigma] Vehicle family credits within
each averaging set
(5) Trailer manufacturers may not bank credits within an averaging
set but surplus fuel consumption credits from a given model year may be
used to offset deficits from earlier model years.
(f) Additional credit provisions--(1) Advanced technology credits.
(i) For the Phase 1 program, manufacturers of heavy-duty pickup trucks
and vans, vocational vehicles, tractors and the associated engines
showing improvements in CO2 emissions and fuel consumption
using hybrid vehicles with regenerative braking, vehicles equipped with
Rankine-cycle engines, electric vehicles and fuel cell vehicles are
eligible for advanced technology credits. Manufacturers shall use sound
engineering judgment to determine the performance of the vehicle or
engine with advanced technology. Advanced technology credits for
vehicles or engines complying with Phase 1 standards may be increased by
a 1.5 multiplier. Manufacturers may not apply this multiplier in
addition to any early-credit multipliers. The maximum amount of credits
a manufacturer may bring into the service class group that contains the
heavy-duty pickup and van averaging set is 5.89 [middot] 10\6\ gallons
(for advanced technology credits based upon compression-ignition
engines) or 6.76 [middot] 10\6\ gallons (for advanced technology credits
based upon spark-ignition engines) per model year as specified in 40 CFR
part 86 for heavy-duty pickup trucks and vans, 40 CFR 1036.740 for
engines and 40 CFR 1037.740 for tractors and vocational vehicles. The
specified limit does not cap the amount of advanced technology credits
that can be used across averaging sets within the same service class
group. Advanced technology credits can be used to offset negative
credits in the same averaging set or other averaging sets. A
manufacturer must first apply advanced technology credits to any
deficits in the same averaging set before applying them to other
averaging.
(A) Heavy-duty pickup trucks and vans. For advanced technology
systems (hybrid vehicles with regenerative braking, vehicles equipped
with Rankine-cycle engines and fuel cell vehicles), calculate fleet-
average performance rates consistent with good engineering judgment and
the provisions of 40 CFR 86.1819-14 and 86.1865.
(B) Tractors and vocational vehicles. For advanced technology system
(hybrid vehicles with regenerative braking, vehicles equipped with
Rankine-cycle engines and fuel cell vehicles), calculate the advanced
technology credits as follows:
(1) Measure the effectiveness of the advanced system by conducting A
to B testing a vehicle equipped with the advanced system and an
equivalent conventional system in accordance with 40 CFR 1037.615.
(2) For purposes of this paragraph (f), a conventional vehicle is
considered to be equivalent if it has the same footprint, intended
vehicle service class, aerodynamic drag, and other relevant factors not
directly related to the advanced system powertrain. If there is no
equivalent vehicle, the manufacturer may create and test a prototype
equivalent vehicle. The conventional vehicle is considered Vehicle A,
and the advanced technology vehicle is considered Vehicle B.
(3) The benefit associated with the advanced system for fuel
consumption is determined from the weighted fuel consumption results
from the chassis tests of each vehicle using the following equation:
Benefit (gallon/1000 ton mile) = Improvement Factor x GEM Fuel
Consumption Result__B
Where:
Improvement Factor = (Fuel Consumption__A-Fuel Consumption__B)/(Fuel
Consumption__A).
Fuel Consumption Rates A and B are the gallons per 1000 ton-mile of the
conventional and advanced vehicles, respectively as measured
under the test procedures specified by EPA. GEM Fuel
Consumption Result B is the estimated gallons per 1000 ton-
mile rate resulting from emission
[[Page 164]]
modeling of the advanced vehicle as specified in 40 CFR
1037.520 and Sec. 535.6(b).
(4) Calculate the benefit in credits using the equation in paragraph
(c) of this section and replacing the term (Std-FEL) with the benefit.
(5) For electric vehicles calculate the fuel consumption credits
using an FEL of 0 g/1000 ton-mile.
(C) Heavy-duty engines. This section specifies how to generate
advanced technology-specific fuel consumption credits for hybrid
powertrains that include energy storage systems and regenerative braking
(including regenerative engine braking) and for engines that include
Rankine-cycle (or other bottoming cycle) exhaust energy recovery
systems.
(1) Pre-transmission hybrid powertrains are those engine systems
that include features that recover and store energy during engine
motoring operation but not from the vehicle wheels. These powertrains
are tested using the hybrid engine test procedures of 40 CFR part 1065
or using the post-transmission test procedures.
(2) Post-transmission hybrid powertrains are those powertrains that
include features that recover and store energy from braking at the
vehicle wheels. These powertrains are tested by simulating the chassis
test procedure applicable for hybrid vehicles under 40 CFR 1037.550.
(3) Test engines that include Rankine-cycle exhaust energy recovery
systems according to the test procedures specified in 40 CFR part 1036,
subpart F, unless EPA approves the manufacturer's alternate procedures.
(D) Credit calculation. Calculate credits as specified in paragraph
(c) of this section. Credits generated from engines and powertrains
certified under this section may be used in other averaging sets as
described in 40 CFR 1036.740(d).
(ii) There are no separate credit allowances for advanced technology
vehicles in the Phase 2 program. Instead, vehicle families containing
plug-in battery electric hybrids, all-electric, and fuel cell vehicles
certifying to Phase 2 vocational and tractor standards may multiply
credits by a multiplier of:
(A) 3.5 times for plug-in hybrid electric vehicles;
(B) 4.5 times for all-electric vehicles; and
(C) 5.5 times for fuel cell vehicles.
(D) Incentivized credits for vehicles equipped with advanced
technologies maintain the same credit flexibilities and restrictions as
conventional credits specified in paragraph (a) of this section during
the Phase 2 program.
(E) For vocational vehicles and tractors subject to Phase 2
standards, create separate vehicle families if there is a credit
multiplier for advanced technology; group those vehicles together in a
vehicle family if they use the same multiplier.
(F) For Phase 2 plug-in hybrid electric vehicles and for fuel cells
powered by any fuel other than hydrogen, calculate fuel consumption
credits using an FEL based on equivalent emission measurements from
powertrain testing. Phase 2 advanced-technology credits do not apply for
hybrid vehicles that have no plug-in capability.
(2) Innovative and off-cycle technology credits. This provision
allows fuel saving innovative and off-cycle engine and vehicle
technologies to generate fuel consumption credits comparable to
CO2 emission credits consistent with the provisions of 40 CFR
86.1819-14(d)(13) (for heavy-duty pickup trucks and vans), 40 CFR
1036.610 (for engines), and 40 CFR 1037.610 (for vocational vehicles and
tractors).
(i) For model years 2013 through 2020, manufacturers may generate
innovative technology credits for introducing technologies that were not
in-common use for heavy-duty tractor, vocational vehicles or engines
before model year 2010 and that are not reflected in the EPA specified
test procedures. Upon identification and joint approval with EPA, NHTSA
will allow equivalent fuel consumption credits into its program to those
allowed by EPA for manufacturers seeking to obtain innovative technology
credits in a given model year. Such credits must remain within the same
regulatory subcategory in which the credits were generated. NHTSA will
adopt fuel consumption credits depending upon whether--
(A) The technology has a direct impact upon reducing fuel
consumption performance; and
[[Page 165]]
(B) The manufacturer has provided sufficient information to make
sound engineering judgments on the impact of the technology in reducing
fuel consumption performance.
(ii) For model years 2021 and later, manufacturers may generate off-
cycle technology credits for introducing technologies that are not
reflected in the EPA specified test procedures. Upon identification and
joint approval with EPA, NHTSA will allow equivalent fuel consumption
credits into its program to those allowed by EPA for manufacturers
seeking to obtain innovative technology credits in a given model year.
Such credits must remain within the same regulatory subcategory in which
the credits were generated. NHTSA will adopt fuel consumption credits
depending upon whether--
(A) The technology meets paragraph (f)(2)(i)(A) and (B) of this
section.
(B) For heavy-duty pickup trucks and vans, manufacturers using the
5-cycle test to quantify the benefit of a technology are not required to
obtain approval from the agencies to generate results.
(iii) The following provisions apply to all innovative and off-cycle
technologies:
(A) Technologies found to be defective, or identified as a part of
NHTSA's safety defects program, and technologies that are not performing
as intended will have the values of approved off-cycle credits removed
from the manufacturer's credit balance.
(B) Approval granted for innovative and off-cycle technology credits
under NHTSA's fuel efficiency program does not affect or relieve the
obligation to comply with the Vehicle Safety Act (49 U.S.C. Chapter
301), including the ``make inoperative'' prohibition (49 U.S.C. 30122),
and all applicable Federal motor vehicle safety standards issued
thereunder (FMVSSs) (49 CFR part 571). In order to generate off-cycle or
innovative technology credits manufacturers must state--
(1) That each vehicle equipped with the technology for which they
are seeking credits will comply with all applicable FMVSS(s); and
(2) Whether or not the technology has a fail-safe provision. If no
fail-safe provision exists, the manufacturer must explain why not and
whether a failure of the innovative technology would affect the safety
of the vehicle.
(C) Manufacturers requesting approval for innovative technology
credits are required to provide documentation in accordance with 40 CFR
86.1869-12, 1036.610, and 1037.610.
(D) Credits will be accepted on a one-for-one basis expressed in
terms of gallons in comparison to those approved by EPA.
(E) For the heavy-duty pickup trucks and vans, the average fuel
consumption will be calculated as a separate credit amount (rounded to
the nearest whole number) using the following equation:
Off-cycle FC credits = (CO2 Credit/CF) x Production x VLM
Where:
CO2 Credits = the credit value in grams per mile determined
in 40 CFR 86.1869-12(c)(3), (d)(1), (d)(2) or (d)(3).
CF = conversion factor, which for spark-ignition engines is 8,887 and
for compression-ignition engines is 10,180.
Production = the total production volume for the applicable category of
vehicles
VLM = vehicle lifetime miles, which for 2b-3 vehicles shall be 150,000
for the Phase 2 program.
The term (CO2 Credit/CF) should be rounded to the nearest
0.0001
(F) NHTSA will not approve innovative technology credits for
technology that is related to crash-avoidance technologies, safety
critical systems or systems affecting safety-critical functions, or
technologies designed for the purpose of reducing the frequency of
vehicle crashes.
(iv) Manufacturers normally may not calculate off-cycle credits or
improvement factors under this section for technologies represented by
GEM, but the agencies may allow a manufacturer to do so by averaging
multiple GEM runs for special technologies for which a single GEM run
cannot accurately reflect in-use performance. For example, if a
manufacturer use an idle-reduction technology that is effective 80
percent of the time, the agencies may allow a manufacturer to run GEM
with the technology active and with it inactive, and then apply an 80%
weighting factor
[[Page 166]]
to calculate the off-cycle credit or improvement factor. A may need to
perform testing to establish proper weighting factors or otherwise
quantify the benefits of the special technologies.
(v) A manufacturer may apply the off-cycle provisions of this
paragraph (2) and 40 CFR 1037.610 to trailers as early as model year
2018 as follows:
(A) A manufacturer may account for weight reduction based on
measured values instead of using the weight reductions specified in 40
CFR 1037.515. Quantify the weight reduction by measuring the weight of a
trailer in a certified configuration and comparing it to the weight of
an equivalent trailer without weight-reduction technologies. This
qualifies as A to B testing this part. Use good engineering judgment to
select an equivalent trailer representing a baseline configuration. Use
the calculated weight reduction in the equation specified in 40 CFR
1037.515 to calculate the trailer's CO2 emission rate and
calculate an equivalent fuel consumption rate.
(B) If a manufacturer's off-cycle technology reduces emissions and
fuel consumption in a way that is proportional to measured rates as
described in 40 CFR 1037.610(b)(1), multiply the trailer's
CO2 fuel consumption rate by the appropriate improvement
factor.
(C) If a manufacturer's off-cycle technology does not yield emission
and fuel consumption reductions that are proportional to measured rates,
as described in 40 CFR 1037.610(b)(2), calculate an adjusted
CO2 fuel consumption rate for trailers by subtracting the
appropriate off-cycle credit.
(vi) Carry-over Approval. Manufacturers may carry-over these credits
into future model years as described below:
(A) For model years before 2021, manufacturers may continue to use
an approved improvement factor or credit for any appropriate engine or
vehicle family in future model years through 2020.
(B) For model years 2021 and later, manufacturers may not rely on an
approval for model years before 2021. Manufacturers must separately
request the agencies approval before applying an improvement factor or
credit under this section for 2021 and later engines and vehicle, even
if the agencies approve the improvement factor or credit for similar
engine and vehicle models before model year 2021.
(C) The following restrictions also apply to manufacturers seeking
to continue to carryover the improvement factor (not the credit value)
if--
(1) The FEL is generated by GEM or 5-cycle testing;
(2) The technology is not changed or paired with any other off-cycle
technology;
(3) The improvement factor only applies to approved vehicle or
engine families;
(4) The agencies do not expect the technology to be incorporated
into GEM at any point during the Phase 2 program; and
(D) The documentation to carryover credits that would primarily
justify the difference in fuel efficiency between real world and
compliance protocols is the same for both Phase 1 and Phase 2 compliance
protocols. The agencies must approve the justification. If the agencies
do not approve the justification, the manufacturer must recertify.
[81 FR 74238, Oct. 25, 2016, as amended at 85 FR 25274, Apr. 30, 2020]
Sec. 535.8 Reporting and recordkeeping requirements.
(a) General requirements. Manufacturers producing heavy-duty
vehicles and engines applicable to fuel consumption standards in Sec.
535.5, for each given model year, must submit the required information
as specified in paragraphs (b) through (h) of this section.
(1) The information required by this part must be submitted by the
deadlines specified in this section and must be based upon all the
information and data available to the manufacturer 30 days before
submitting information.
(2) Manufacturers must submit information electronically through the
EPA database system as the single point of entry for all information
required for this national program and both agencies will have access to
the information. In special circumstances, data may not be able to be
received electronically (i.e., during database system development work).
The agencies will
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inform manufacturer of the alternatives can be used for submitting
information. The format for the required information will be specified
by EPA in coordination with NHTSA.
(3) Manufacturers providing incomplete reports missing any of the
required information or providing untimely reports are considered as not
complying with standards (i.e., if good-faith estimates of U.S.-directed
production volumes for EPA certificates of conformity are not provided)
and are liable to pay civil penalties in accordance with 49 U.S.C.
32912.
(4) Manufacturers certifying a vehicle or engine family using an FEL
or FCL below the applicable fuel consumption standard as described in
Sec. 535.5 may choose not to generate fuel consumption credits for that
family. In which case, the manufacturer is not required to submit
reporting or keep the associated records described in this part for that
family.
(5) Manufacturers must use good engineering judgment and provide
comparable fuel consumption information to that of the information or
data provided to EPA under 40 CFR 86.1865, 1036.250, 1036.730, 1036.825
1037.250, 1037.730, and 1037.825.
(6) Any information that must be sent directly to NHTSA. In
instances in which EPA has not created an electronic pathway to receive
the information, the information should be sent through an electronic
portal identified by NHTSA or through the NHTSA CAFE database (i.e.,
information on fuel consumption credit transactions). If hardcopy
documents must be sent, the information should be sent to the Associate
Administrator of Enforcement at 1200 New Jersey Avenue, NVS-200, Office
W45-306, SW., Washington, DC 20590.
(b) Pre-model year reports. Manufacturers producing heavy-duty
pickup trucks and vans must submit reports in advance of the model year
providing early estimates demonstrating how their fleet(s) would comply
with GHG emissions and fuel consumption standards. Note, the agencies
understand that early model year reports contain estimates that may
change over the course of a model year and that compliance information
manufacturers submit prior to the beginning of a new model year may not
represent the final compliance outcome. The agencies view the necessity
for requiring early model reports as a manufacturer's good faith
projection for demonstrating compliance with emission and fuel
consumption standards.
(1) Report deadlines. For model years 2013 and later, manufacturer
of heavy-duty pickup trucks and vans complying with voluntary and
mandatory standards must submit a pre-model year report for the given
model year as early as the date of the manufacturer's annual
certification preview meeting with EPA and NHTSA, or prior to submitting
its first application for a certificate of conformity to EPA in
accordance with 40 CFR 86.1819-14(d). For example, a manufacturer
choosing to comply in model year 2014 could submit its pre-model year
report during its precertification meeting which could occur before
January 2, 2013, or could provide its pre-model year report any time
prior to submitting its first application for certification for the
given model year.
(2) Contents. Each pre-model year report must be submitted including
the following information for each model year.
(i) A list of each unique subconfiguration in the manufacturer's
fleet describing the make and model designations, attribute based-values
(i.e., GVWR, GCWR, Curb Weight and drive configurations) and standards;
(ii) The emission and fuel consumption fleet average standard
derived from the unique vehicle configurations;
(iii) The estimated vehicle configuration, test group and fleet
production volumes;
(iv) The expected emissions and fuel consumption test group results
and fleet average performance;
(v) If complying with MY 2013 fuel consumption standards, a
statement must be provided declaring that the manufacturer is
voluntarily choosing to comply early with the EPA and NHTSA programs.
The manufacturers must also acknowledge that once selected, the decision
cannot be reversed and the manufacturer will continue to comply with the
fuel consumption standards for subsequent model years
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for all the vehicles it manufacturers in each regulatory category for a
given model year;
(vi) If complying with MYs 2014, 2015 or 2016 fuel consumption
standards, a statement must be provided declaring whether the
manufacturer will use fixed or increasing standards in accordance with
Sec. 535.5(a). The manufacturer must also acknowledge that once
selected, the decision cannot be reversed and the manufacturer must
continue to comply with the same alternative for subsequent model years
for all the vehicles it manufacturers in each regulatory category for a
given model year;
(vii) If complying with MYs 2014 or 2015 fuel consumption standards,
a statement must be provided declaring that the manufacturer is
voluntarily choosing to comply with NHTSA's voluntary fuel consumption
standards in accordance with Sec. 535.5(a)(4). The manufacturers must
also acknowledge that once selected, the decision cannot be reversed and
the manufacturer will continue to comply with the fuel consumption
standards for subsequent model years for all the vehicles it
manufacturers in each regulatory category for a given model year;
(viii) The list of Class 2b and 3 incomplete vehicles (cab-complete
or chassis complete vehicles) and the method used to certify these
vehicles as complete pickups and vans identifying the most similar
complete sister- or other complete vehicles used to derive the target
standards and performance test results;
(ix) The list of Class 4 and 5 incomplete and complete vehicles and
the method use to certify these vehicles as complete pickups and vans
identifying the most similar complete or sister vehicles used to derive
the target standards and performance test results;
(x) List of loose engines included in the heavy-duty pickup and van
category and the list of vehicles used to derive target standards and
performance test results;
(xi) Copy of any notices a vehicle manufacturer sends to the engine
manufacturer to notify the engine manufacturers that their engines are
subject to emissions and fuel consumption standards and that it intends
to use their engines in excluded vehicles;
(xii) A fuel consumption credit plan as specified Sec. 535.7(a)
identifying the manufacturers estimated credit balances, planned credit
flexibilities (i.e., credit balances, planned credit trading,
innovative, advanced and early credits and etc.) and if needed a credit
deficit plan demonstrating how it plans to resolve any credit deficits
that might occur for a model year within a period of up to three model
years after that deficit has occurred; and
(xiii) The supplemental information specified in paragraph (h) of
this section.
Note to paragraph (b): NHTSA may also ask a manufacturer to provide
additional information if necessary to verify compliance with the fuel
consumption requirements of this section.
(c) Applications for certificate of conformity. Manufacturers
producing vocational vehicles, tractors and heavy-duty engines are
required to submit applications for certificates of conformity to EPA in
accordance with 40 CFR 1036.205 and 1037.205 in advance of introducing
vehicles for commercial sale. Applications contain early model year
information demonstrating how manufacturers plan to comply with GHG
emissions. For model years 2013 and later, manufacturers of vocational
vehicles, tractors and engine complying with NHTSA's voluntary and
mandatory standards must submit applications for certificates of
conformity in accordance through the EPA database including both GHG
emissions and fuel consumption information for each given model year.
(1) Submission deadlines. Applications are primarily submitted in
advance of the given model year to EPA but cannot be submitted any later
than December 31 of the given model year.
(2) Contents. Each application for certificates of conformity
submitted to EPA must include the following equivalent fuel consumption.
(i) Equivalent fuel consumption values for emissions CO2
FCLs values used to certify each engine family in accordance with 40 CFR
1036.205(e). This provision applies only to manufacturers producing
heavy-duty engines.
(ii) Equivalent fuel consumption values for emission CO2
data engines used to comply with emission standards in
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40 CFR 1036.108. This provision applies only to manufacturers producing
heavy-duty engines.
(iii) Equivalent fuel consumption values for emissions
CO2 FELs values used to certify each vehicle families or
subfamilies in accordance with 40 CFR 1037.205(k). This provision
applies only to manufacturers producing vocational vehicles and
tractors.
(iv) Report modeling results for ten configurations in terms of
CO2 emissions and equivalent fuel consumption results in
accordance with 40 CFR 1037.205(o). Include modeling inputs and detailed
descriptions of how they were derived. This provision applies only to
manufacturers producing vocational vehicles and tractors.
(v) Credit plans including the fuel consumption credit plan
described in Sec. 535.7(a).
(3) Additional supplemental information. Manufacturers are required
to submit additional information as specified in paragraph (h) of this
section for the NHTSA program before or at the same time it submits its
first application for a certificate of conformity to EPA. Under limited
conditions, NHTSA may also ask a manufacturer to provide additional
information directly to the Administrator if necessary to verify the
fuel consumption requirements of this regulation.
(d) End of the Year (EOY) and Final reports. Heavy-duty vehicle and
engine manufacturers participating in the ABT program are required to
submit EOY and final reports containing information for NHTSA as
specified in paragraph (d)(2) of this section and in accordance with 40
CFR 86.1865, 1036.730, and 1037.730. Only manufacturers without credit
deficits may decide not to participate in the ABT or may waive the
requirement to send an EOY report. The EOY and final reports are used to
review a manufacturer's preliminary or final compliance information and
to identify manufacturers that might have a credit deficit for the given
model year. For model years 2013 and later, heavy-duty vehicle and
engine manufacturers complying with NHTSA's voluntary and mandatory
standards must submit EOY and final reports through the EPA database
including both GHG emissions and fuel consumption information for each
given model year.
(1) Report deadlines. (i) For model year 2013 and later, heavy-duty
vehicle and engine manufacturers complying with NHTSA voluntary and
mandatory standards must submit EOY reports through the EPA database
including both GHG emissions and fuel consumption information within 90
days after the end of the given model year and no later than March 31 of
the next calendar year.
(ii) For model year 2013 and later, heavy-duty vehicle and engine
manufacturers complying with NHTSA voluntary and mandatory standards
must submit final reports through the EPA database including both GHG
emissions and fuel consumption information within 270 days after the end
of the given model year and no later than September 30 of the next
calendar year.
(iii) A manufacturer may ask NHTSA and EPA to extend the deadline of
a final report by up to 30 days. A manufacturer unable to provide, and
requesting to omit an emissions rate or fuel consumption value from a
final report must obtain approval from the agencies prior to the
submission deadline of its final report.
(iv) If a manufacturer expects differences in the information
reported between the EOY and the final year report specified in 40 CFR
1036.730 and 1037.730, it must provide the most up-to-date fuel
consumption projections in its final report and identify the information
as preliminary.
(v) If the manufacturer cannot provide any of the required fuel
consumption information, it must state the specific reason for the
insufficiency and identify the additional testing needed or explain what
analytical methods are believed by the manufacturer will be necessary to
eliminate the insufficiency and certify that the results will be
available for the final report.
(2) Contents. Each EOY and final report must be submitted including
the following fuel consumption information for each model year. EOY
reports contain preliminary final estimates and final reports must
include the manufacturer's final compliance information.
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(i) Engine and vehicle family designations and averaging sets.
(ii) Engine and vehicle regulatory subcategory and fuel consumption
standards including any alternative standards used.
(iii) Engine and vehicle family FCLs and FELs in terms of fuel
consumption.
(iv) Production volumes for engines and vehicles.
(v) A summary as specified in paragraph (g)(7) of this section
describing the vocational vehicles and vocational tractors that were
exempted as heavy-duty off-road vehicles. This applies to manufacturers
participating and not participating in the ABT program.
(vi) A summary describing any advanced or innovative technology
engines or vehicles including alternative fueled vehicles that were
produced for the model year identifying the approaches used to
determinate compliance and the production volumes.
(vii) A list of each unique subconfiguration included in a
manufacturer's fleet of heavy-duty pickup trucks and vans identifying
the attribute based-values (GVWR, GCWR, Curb Weight, and drive
configurations) and standards. This provision applies only to
manufacturers producing heavy-duty pickup trucks and vans.
(viii) The fuel consumption fleet average standard derived from the
unique vehicle configurations. This provision applies only to
manufacturers producing heavy-duty pickup trucks and vans.
(ix) The subconfiguration and test group production volumes. This
provision applies only to manufacturers producing heavy-duty pickup
trucks and vans.
(x) The fuel consumption test group results and fleet average
performance. This provision applies only to manufacturers producing
heavy-duty pickup trucks and vans.
(xi) Manufacturers may correct errors in EOY and final reports as
follows:
(A) Manufacturers may correct any errors in their end-of-year report
when preparing the final report, as long as manufacturers send us the
final report by the time it is due.
(B) If manufacturers or the agencies determine within 270 days after
the end of the model year that errors mistakenly decreased he
manufacturer's balance of fuel consumption credits, manufacturers may
correct the errors and recalculate the balance of its fuel consumption
credits. Manufacturers may not make any corrections for errors that are
determined more than 270 days after the end of the model year. If
manufacturers report a negative balance of fuel consumption credits,
NHTSA may disallow corrections under this paragraph (d)(2)(xi)(B).
(C) If manufacturers or the agencies determine any time that errors
mistakenly increased its balance of fuel consumption credits,
manufacturers must correct the errors and recalculate the balance of
fuel consumption credits.
(xii) Under limited conditions, NHTSA may also ask a manufacturer to
provide additional information directly to the Administrator if
necessary to verify the fuel consumption requirements of this
regulation.
(e) Amendments to applications for certification. At any time, a
manufacturer modifies an application for certification in accordance
with 40 CFR 1036.225 and 1037.225, it must submit GHG emissions changes
with equivalent fuel consumption values for the information required in
paragraphs (b) through (e) and (h) of this section.
(f) Confidential information. Manufacturers must submit a request
for confidentiality with each electronic submission specifying any part
of the for information or data in a report that it believes should be
withheld from public disclosure as trade secret or other confidential
business information. Information submitted to EPA should follow EPA
guidelines for treatment of confidentiality. Requests for confidential
treatment for information submitted to NHTSA must be filed in accordance
with the requirements of 49 CFR part 512, including submission of a
request for confidential treatment and the information for which
confidential treatment is requested as specified by part 512. For any
information or data requested by the manufacturer to be withheld under 5
U.S.C. 552(b)(4) and 49 U.S.C. 32910(c), the manufacturer shall
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present arguments and provide evidence in its request for
confidentiality demonstrating that--
(1) The item is within the scope of 5 U.S.C. 552(b)(4) and 49 U.S.C.
32910(c);
(2) The disclosure of the information at issue would cause
significant competitive damage;
(3) The period during which the item must be withheld to avoid that
damage; and
(4) How earlier disclosure would result in that damage.
(g) Additional required information. The following additional
information is required to be submitted through the EPA database. NHTSA
reserves the right to ask a manufacturer to provide additional
information if necessary to verify the fuel consumption requirements of
this regulation.
(1) Small businesses. For model years 2013 through 2020, vehicles
and engines produced by small business manufacturers meeting the
criteria in 13 CFR 121.201 are exempted from the requirements of this
part. Qualifying small business manufacturers must notify EPA and NHTSA
Administrators before importing or introducing into U.S. commerce
exempted vehicles or engines. This notification must include a
description of the manufacturer's qualification as a small business
under 13 CFR 121.201. Manufacturers must submit this notification to
EPA, and EPA will provide the notification to NHTSA. The agencies may
review a manufacturer's qualification as a small business manufacturer
under 13 CFR 121.201.
(2) Emergency vehicles. For model years 2021 and later, emergency
vehicles produced by heavy-duty pickup truck and van manufacturers are
exempted except those produced by manufacturers voluntarily complying
with standards in Sec. 535.5(a). Manufacturers must notify the agencies
in writing if using the provisions in Sec. 535.5(a) to produce exempted
emergency vehicles in a given model year, either in the report specified
in 40 CFR 86.1865 or in a separate submission.
(3) Early introduction. The provision applies to manufacturers
seeking to comply early with the NHTSA's fuel consumption program prior
to model year 2014. The manufacturer must send the request to EPA before
submitting its first application for a certificate of conformity.
(4) NHTSA voluntary compliance model years. Manufacturers must
submit a statement declaring whether the manufacturer chooses to comply
voluntarily with NHTSA's fuel consumption standards for model years 2014
through 2015. The manufacturers must acknowledge that once selected, the
decision cannot be reversed and the manufacturer will continue to comply
with the fuel consumption standards for subsequent model years. The
manufacturer must send the statement to EPA before submitting its first
application for a certificate of conformity.
(5) Alternative engine standards. Manufacturers choosing to comply
with the alternative engine standards must notify EPA and NHTSA of their
choice and include in that notification a demonstration that it has
exhausted all available credits and credit opportunities. The
manufacturer must send the statement to EPA before submitting its EOY
report.
(6) Alternate phase-in. Manufacturers choosing to comply with the
alternative engine phase-in must notify EPA and NHTSA of their choice.
The manufacturer must send the statement to EPA before submitting its
first application for a certificate of conformity.
(7) Off-road exclusion (tractors and vocational vehicles only). (i)
Tractors and vocational vehicles primarily designed to perform work in
off-road environments such as forests, oil fields, and construction
sites may be exempted without request from the requirements of this
regulation as specified in 49 CFR 523.2 and Sec. 535.5(b). Within 90
days after the end of each model year, manufacturers must send EPA and
NHTSA through the EPA database a report with the following information:
(A) A description of each excluded vehicle configuration, including
an explanation of why it qualifies for this exclusion.
(B) The number of vehicles excluded for each vehicle configuration.
(ii) A manufacturer having an off-road vehicle failing to meet the
criteria under the agencies' off-road exclusions will be allowed to
request an
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exclusion of such a vehicle from EPA and NHTSA. The approval will be
granted through the certification process for the vehicle family and
will be done in collaboration between EPA and NHTSA in accordance with
the provisions in 40 CFR 1037.150, 1037.210, and 1037.631.
(8) Vocational tractors. Tractors intended to be used as vocational
tractors may comply with vocational vehicle standards in Sec. 535.5(b).
Manufacturers classifying tractors as vocational tractors must provide a
description of how they meet the qualifications in their applications
for certificates of conformity as specified in 40 CFR 1037.205.
(9) Approval of alternate methods to determine drag coefficients
(tractors only). Manufacturers seeking to use alternative methods to
determine aerodynamic drag coefficients must provide a request and gain
approval by EPA in accordance with 40 CFR 1037.525. The manufacturer
must send the request to EPA before submitting its first application for
a certificate of conformity.
(10) Innovative and off-cycle technology credits. Manufacturers
pursuing innovative and off-cycle technology credits must submit
information to the agencies and may be subject to a public evaluation
process in which the public would have opportunity for comment if the
manufacturer is not using a test procedure in accordance with 40 CFR
1037.610(c). Whether the approach involves on-road testing, modeling, or
some other analytical approach, the manufacturer would be required to
present a final methodology to EPA and NHTSA. EPA and NHTSA would
approve the methodology and credits only if certain criteria were met.
Baseline emissions and fuel consumption and control emissions and fuel
consumption would need to be clearly demonstrated over a wide range of
real world driving conditions and over a sufficient number of vehicles
to address issues of uncertainty with the data. Data would need to be on
a vehicle model-specific basis unless a manufacturer demonstrated model-
specific data was not necessary. The agencies may publish a notice of
availability in the Federal Register notifying the public of a
manufacturer's proposed alternative off-cycle credit calculation
methodology and provide opportunity for comment. Any notice will include
details regarding the methodology, but not include any Confidential
Business Information.
(11) Credit trades. If a manufacturer trades fuel consumption
credits, it must send EPA and NHTSA a fuel consumption credit plan as
specified in Sec. 535.7(a) and provide the following additional
information:
(i) As the seller, the manufacturer must include the following
information:
(A) The corporate names of the buyer and any brokers.
(B) A copy of any contracts related to the trade.
(C) The averaging set corresponding to the engine families that
generated fuel consumption credits for the trade, including the number
of fuel consumption credits from each averaging set.
(ii) As the buyer, the manufacturer or entity must include the
following information in its report:
(A) The corporate names of the seller and any brokers.
(B) A copy of any contracts related to the trade.
(C) How the manufacturer or entity intends to use the fuel
consumption credits, including the number of fuel consumption credits it
intends to apply for each averaging set.
(D) A copy of the contract with signatures from both the buyer and
the seller.
(12) Production reports. Within 90 days after the end of the model
year and no later than March 31st, manufacturers participating and not-
participating in the ABT program must send to EPA and NHTSA a report
including the total U.S.-directed production volume of vehicles it
produced in each vehicle and engine family during the model year (based
on information available at the time of the report) as required by 40
CFR 1036.250 and 1037.250. Trailer manufacturers must include a separate
report including the total U.S.-directed production volume of excluded
trailers as allowed by Sec. 535.3(e). Each manufacturer shall report by
vehicle or engine identification number and by configuration and
identify the subfamily identifier. Report uncertified vehicles sold
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to secondary vehicle manufacturers. Small business manufacturers may
omit reporting. Identify any differences between volumes included for
EPA but excluded for NHTSA.
(13) Transition to engine-based model years. The following
provisions apply for production and ABT reports during the transition to
engine-based model year determinations for tractors and vocational
vehicles in 2020 and 2021:
(i) If a manufacturer installs model year 2020 or earlier engines in
the manufacturer's vehicles in calendar year 2020, include all those
Phase 1 vehicles in its production and ABT reports related to model year
2020 compliance, although the agencies may require the manufacturer to
identify these separately from vehicles produced in calendar year 2019.
(ii) If a manufacturer installs model year 2020 engines in its
vehicles in calendar year 2021, submit production and ABT reports for
those Phase 1 vehicles separate from the reports it submits for Phase 2
vehicles with model year 2021 engines.
(h) Public information. Based upon information submitted by
manufacturers and EPA, NHTSA will publish fuel consumption standards and
performance results.
(i) Information received from EPA. NHTSA will receive information
from EPA as specified in 40 CFR 1036.755 and 1037.755.
(j) Recordkeeping. NHTSA has the same recordkeeping requirements as
the EPA, specified in 40 CFR 86.1865-12(k), 1036.250, 1036.735,
1036.825, 1037.250, 1037.735, and 1037.825. The agencies each reserve
the right to request information contained in reports separately.
(1) Manufacturers must organize and maintain records for NHTSA as
described in this section. NHTSA in conjunction or separately from EPA
may review a manufacturers records at any time.
(2) Keep the records required by this section for at least eight
years after the due date for the end-of-year report. Manufacturers may
not use fuel consumption credits for any engines if it does not keep all
the records required under this section. Manufacturers must therefore
keep these records to continue to bank valid credits. Store these
records in any electronic format and on any media, as long as the
manufacturer can promptly send the agencies organized records in English
if the agencies ask for them. Manufacturers must keep these records
readily available. NHTSA may review them at any time.
(3) Keep a copy of the reports required in Sec. 535.8 and 40 CFR
1036.725,1036.730, 1037.725 and 1037.730.
(4) Keep records of the vehicles and engine identification number
(usually the serial number) for each vehicle and engine produced that
generates or uses fuel consumption credits under the ABT program.
Manufacturers may identify these numbers as a range. If manufacturers
change the FEL after the start of production, identify the date started
using each FEL/FCL and the range of vehicles or engine identification
numbers associated with each FEL/FCL. Manufacturers must also identify
the purchaser and destination for each vehicle and engine produced to
the extent this information is available.
(5) The agencies may require manufacturers to keep additional
records or to send relevant information not required by this section in
accordance with each agency's authority.
(6) If collected separately and NHTSA finds that information is
provided fraudulent or grossly negligent or otherwise provided in bad
faith, the manufacturer may be liable to civil penalties in accordance
with each agency's authority.
Sec. 535.9 Enforcement approach.
(a) Compliance. (1) Each year NHTSA will assess compliance with fuel
consumption standards as specified in Sec. 535.10.
(i) NHTSA may conduct audits or verification testing prior to first
sale throughout a given model year or after the model year in order to
validate data received from manufacturers and will discuss any potential
issues with EPA and the manufacturer. Audits may periodically be
performed to confirm manufacturers credit balances or other credit
transactions.
(ii) NHTSA may also conduct field inspections either at
manufacturing plants or at new vehicle dealerships to
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validate data received from manufacturers. Field inspections will be
carried out in order to validate the condition of vehicles, engines or
technology prior to first commercial sale to verify each component's
certified configuration as initially built. NHTSA reserves the right to
conduct inspections at other locations but will target only those
components for which a violation would apply to OEMs and not the fleets
or vehicle owners. Compliance inspections could be carried out through a
number of approaches including during safety inspections or during
compliance safety testing.
(iii) NHTSA will conduct audits and inspections in the same manner
and, when possible, in conjunction with EPA. NHTSA will also attempt to
coordinate inspections with EPA and share results.
(iv) Documents collected under NHTSA safety authority may be used to
support fuel efficiency audits and inspections.
(2) At the end of each model year NHTSA will confirm a
manufacturer's fleet or family performance values against the applicable
standards and, if a manufacturer uses a credit flexibility, the amount
of credits in each averaging set. The averaging set balance is based
upon the engines or vehicles performance above or below the applicable
regulatory subcategory standards in each respective averaging set and
any credits that are traded into or out of an averaging set during the
model year.
(i) If the balance is positive, the manufacturer is designated as
having a credit surplus.
(ii) If the balance is negative, the manufacturer is designated as
having a credit deficit.
(iii) NHTSA will provide notification to each manufacturer
confirming its credit balance(s) after the end of each model year
directly or through EPA.
(3) Manufacturer are required to confirm the negative balance and
submit a fuel consumption credit plan as specified in Sec. 535.7(a)
along with supporting documentation indicating how it will allocate
existing credits or earn (providing information on future vehicles,
engines or technologies), and/or acquire credits, or else be liable for
a civil penalty as determined in paragraph (b) of this section. The
manufacturer must submit the information within 60 days of receiving
agency notification.
(4) Credit shortfall within an averaging set may be carried forward
only three years, and if not offset by earned or traded credits, the
manufacturer may be liable for a civil penalty as described in paragraph
(b) of this section.
(5) Credit allocation plans received from a manufacturer will be
reviewed and approved by NHTSA. NHTSA will approve a credit allocation
plan unless it determines that the proposed credits are unavailable or
that it is unlikely that the plan will result in the manufacturer
earning or acquiring sufficient credits to offset the subject credit
shortfall. In the case where a manufacturer submits a plan to acquire
future model year credits earned by another manufacturer, NHTSA will
require a signed agreement by both manufacturers to initiate a review of
the plan. If a plan is approved, NHTSA will revise the respective
manufacturer's credit account accordingly by identifying which existing
or traded credits are being used to address the credit shortfall, or by
identifying the manufacturer's plan to earn future credits for
addressing the respective credit shortfall. If a plan is rejected, NHTSA
will notify the respective manufacturer and request a revised plan. The
manufacturer must submit a revised plan within 14 days of receiving
agency notification. The agency will provide a manufacturer one
opportunity to submit a revised credit allocation plan before it
initiates civil penalty proceedings.
(6) For purposes of this regulation, NHTSA will treat the use of
future credits for compliance, as through a credit allocation plan, as a
deferral of civil penalties for non-compliance with an applicable fuel
consumption standard.
(7) If NHTSA receives and approves a manufacturer's credit
allocation plan to earn future credits within the following three model
years in order to comply with regulatory obligations, NHTSA will defer
levying civil penalties for non-compliance until the date(s) when the
manufacturer's approved plan indicates that credits will
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be earned or acquired to achieve compliance, and upon receiving
confirmed CO2 emissions and fuel consumption data from EPA.
If the manufacturer fails to acquire or earn sufficient credits by the
plan dates, NHTSA will initiate civil penalty proceedings.
(8) In the event that NHTSA fails to receive or is unable to approve
a plan for a non-compliant manufacturer due to insufficiency or
untimeliness, NHTSA may initiate civil penalty proceedings.
(9) In the event that a manufacturer fails to report accurate fuel
consumption data for vehicles or engines covered under this rule,
noncompliance will be assumed until corrected by submission of the
required data, and NHTSA may initiate civil penalty proceedings.
(10) If EPA suspends or revoke a certificate of conformity as
specified in 40 CFR 1036.255 or 1037.255, and a manufacturer is unable
to take a corrective action allowed by EPA, noncompliance will be
assumed, and NHTSA may initiate civil penalty proceedings or revoke fuel
consumption credits.
(b) Civil penalties--(1) Generally. NHTSA may assess a civil penalty
for any violation of this part under 49 U.S.C. 32902(k). This section
states the procedures for assessing civil penalties for violations of
Sec. 535.3(h). The provisions of 5 U.S.C. 554, 556, and 557 do not
apply to any proceedings conducted pursuant to this section.
(2) Initial determination of noncompliance. An action for civil
penalties is commenced by the execution of a Notice of Violation. A
determination by NHTSA's Office of Enforcement of noncompliance with
applicable fuel consumption standards utilizing the certified and
reported CO2 emissions and fuel consumption data provided by
the Environmental Protection Agency as described in this part, and after
considering all the flexibilities available under Sec. 535.7, underlies
a Notice of Violation. If NHTSA Enforcement determines that a
manufacturer's averaging set of vehicles or engines fails to comply with
the applicable fuel consumption standard(s) by generating a credit
shortfall, the incomplete vehicle, complete vehicle or engine
manufacturer, as relevant, shall be subject to a civil penalty.
(3) Numbers of violations and maximum civil penalties. Any violation
shall constitute a separate violation with respect to each vehicle or
engine within the applicable regulatory averaging set. The maximum civil
penalty is not more than $37,500.00 per vehicle or engine. The maximum
civil penalty under this section for a related series of violations
shall be determined by multiplying $37,500.00 times the vehicle or
engine production volume for the model year in question within the
regulatory averaging set. NHTSA may adjust this civil penalty amount to
account for inflation.
(4) Factors for determining penalty amount. In determining the
amount of any civil penalty proposed to be assessed or assessed under
this section, NHTSA shall take into account the gravity of the
violation, the size of the violator's business, the violator's history
of compliance with applicable fuel consumption standards, the actual
fuel consumption performance related to the applicable standards, the
estimated cost to comply with the regulation and applicable standards,
the quantity of vehicles or engines not complying, and the effect of the
penalty on the violator's ability to continue in business. The
``estimated cost to comply with the regulation and applicable
standards,'' will be used to ensure that penalties for non-compliance
will not be less than the cost of compliance.
(5) NHTSA enforcement report of determination of non-compliance. (i)
If NHTSA Enforcement determines that a violation has occurred, NHTSA
Enforcement may prepare a report and send the report to the NHTSA Chief
Counsel.
(ii) The NHTSA Chief Counsel will review the report prepared by
NHTSA Enforcement to determine if there is sufficient information to
establish a likely violation.
(iii) If the Chief Counsel determines that a violation has likely
occurred, the Chief Counsel may issue a Notice of Violation to the
party.
(iv) If the Chief Counsel issues a Notice of Violation, he or she
will prepare a case file with recommended actions. A record of any prior
violations by the
[[Page 176]]
same party shall be forwarded with the case file.
(6) Notice of violation. (i) The Notice of Violation will contain
the following information:
(A) The name and address of the party;
(B) The alleged violation(s) and the applicable fuel consumption
standard(s) violated;
(C) The amount of the proposed penalty and basis for that amount;
(D) The place to which, and the manner in which, payment is to be
made;
(E) A statement that the party may decline the Notice of Violation
and that if the Notice of Violation is declined within 30 days of the
date shown on the Notice of Violation, the party has the right to a
hearing, if requested within 30 days of the date shown on the Notice of
Violation, prior to a final assessment of a penalty by a Hearing
Officer; and
(F) A statement that failure to either pay the proposed penalty or
to decline the Notice of Violation and request a hearing within 30 days
of the date shown on the Notice of Violation will result in a finding of
violation by default and that NHTSA will proceed with the civil penalty
in the amount proposed on the Notice of Violation without processing the
violation under the hearing procedures set forth in this subpart.
(ii) The Notice of Violation may be delivered to the party by--
(A) Mailing to the party (certified mail is not required);
(B) Use of an overnight or express courier service; or
(C) Facsimile transmission or electronic mail (with or without
attachments) to the party or an employee of the party.
(iii) At any time after the Notice of Violation is issued, NHTSA and
the party may agree to reach a compromise on the payment amount.
(iv) Once a penalty amount is paid in full, a finding of ``resolved
with payment'' will be entered into the case file.
(v) If the party agrees to pay the proposed penalty, but has not
made payment within 30 days of the date shown on the Notice of
Violation, NHTSA will enter a finding of violation by default in the
matter and NHTSA will proceed with the civil penalty in the amount
proposed on the Notice of Violation without processing the violation
under the hearing procedures set forth in this subpart.
(vi) If within 30 days of the date shown on the Notice of Violation
a party fails to pay the proposed penalty on the Notice of Violation,
and fails to request a hearing, then NHTSA will enter a finding of
violation by default in the case file, and will assess the civil penalty
in the amount set forth on the Notice of Violation without processing
the violation under the hearing procedures set forth in this subpart.
(vii) NHTSA's order assessing the civil penalty following a party's
default is a final agency action.
(7) Hearing Officer. (i) If a party timely requests a hearing after
receiving a Notice of Violation, a Hearing Officer shall hear the case.
(ii) The Hearing Officer will be appointed by the NHTSA
Administrator, and is solely responsible for the case referred to him or
her. The Hearing Officer shall have no other responsibility, direct or
supervisory, for the investigation of cases referred for the assessment
of civil penalties. The Hearing Officer shall have no duties related to
the light-duty fuel economy or medium- and heavy-duty fuel efficiency
programs.
(iii) The Hearing Officer decides each case on the basis of the
information before him or her.
(8) Initiation of action before the Hearing Officer. (i) After the
Hearing Officer receives the case file from the Chief Counsel, the
Hearing Officer notifies the party in writing of--
(A) The date, time, and location of the hearing and whether the
hearing will be conducted telephonically or at the DOT Headquarters
building in Washington, DC;
(B) The right to be represented at all stages of the proceeding by
counsel as set forth in paragraph (b)(9) of this section; and
(C) The right to a free copy of all written evidence in the case
file.
(ii) On the request of a party, or at the Hearing Officer's
direction, multiple proceedings may be consolidated
[[Page 177]]
if at any time it appears that such consolidation is necessary or
desirable.
(9) Counsel. A party has the right to be represented at all stages
of the proceeding by counsel. A party electing to be represented by
counsel must notify the Hearing Officer of this election in writing,
after which point the Hearing Officer will direct all further
communications to that counsel. A party represented by counsel bears all
of its own attorneys' fees and costs.
(10) Hearing location and costs. (i) Unless the party requests a
hearing at which the party appears before the Hearing Officer in
Washington, DC, the hearing may be held telephonically. In Washington,
DC, the hearing is held at the headquarters of the U.S. Department of
Transportation.
(ii) The Hearing Officer may transfer a case to another Hearing
Officer at a party's request or at the Hearing Officer's direction.
(iii) A party is responsible for all fees and costs (including
attorneys' fees and costs, and costs that may be associated with travel
or accommodations) associated with attending a hearing.
(11) Hearing procedures. (i) There is no right to discovery in any
proceedings conducted pursuant to this subpart.
(ii) The material in the case file pertinent to the issues to be
determined by the Hearing Officer is presented by the Chief Counsel or
his or her designee.
(iii) The Chief Counsel may supplement the case file with
information prior to the hearing. A copy of such information will be
provided to the party no later than three business days before the
hearing.
(iv) At the close of the Chief Counsel's presentation of evidence,
the party has the right to examine respond to and rebut material in the
case file and other information presented by the Chief Counsel. In the
case of witness testimony, both parties have the right of cross-
examination.
(v) In receiving evidence, the Hearing Officer is not bound by
strict rules of evidence. In evaluating the evidence presented, the
Hearing Officer must give due consideration to the reliability and
relevance of each item of evidence.
(vi) At the close of the party's presentation of evidence, the
Hearing Officer may allow the introduction of rebuttal evidence that may
be presented by the Chief Counsel.
(vii) The Hearing Officer may allow the party to respond to any
rebuttal evidence submitted.
(viii) After the evidence in the case has been presented, the Chief
Counsel and the party may present arguments on the issues in the case.
The party may also request an opportunity to submit a written statement
for consideration by the Hearing Officer and for further review. If
granted, the Hearing Officer shall allow a reasonable time for
submission of the statement and shall specify the date by which it must
be received. If the statement is not received within the time
prescribed, or within the limits of any extension of time granted by the
Hearing Officer, it need not be considered by the Hearing Officer.
(ix) A verbatim transcript of the hearing will not normally be
prepared. A party may, solely at its own expense, cause a verbatim
transcript to be made. If a verbatim transcript is made, the party shall
submit two copies to the Hearing Officer not later than 15 days after
the hearing. The Hearing Officer shall include such transcript in the
record.
(12) Determination of violations and assessment of civil penalties.
(i) Not later than 30 days following the close of the hearing, the
Hearing Officer shall issue a written decision on the Notice of
Violation, based on the hearing record. This may be extended by the
Hearing officer if the submissions by the Chief Counsel or the party are
voluminous. The decision shall address each alleged violation, and may
do so collectively. For each alleged violation, the decision shall find
a violation or no violation and provide a basis for the finding. The
decision shall set forth the basis for the Hearing Officer's assessment
of a civil penalty, or decision not to assess a civil penalty. In
determining the amount of the civil penalty, the gravity of the
violation, the size of the violator's business, the violator's history
of compliance with applicable fuel consumption standards, the actual
fuel consumption performance related to
[[Page 178]]
the applicable standard, the estimated cost to comply with the
regulation and applicable standard, the quantity of vehicles or engines
not complying, and the effect of the penalty on the violator's ability
to continue in business. The assessment of a civil penalty by the
Hearing Officer shall be set forth in an accompanying final order. The
Hearing Officer's written final order is a final agency action.
(ii) If the Hearing Officer assesses civil penalties in excess of
$1,000,000, the Hearing Officer's decision shall contain a statement
advising the party of the right to an administrative appeal to the
Administrator within a specified period of time. The party is advised
that failure to submit an appeal within the prescribed time will bar its
consideration and that failure to appeal on the basis of a particular
issue will constitute a waiver of that issue in its appeal before the
Administrator.
(iii) The filing of a timely and complete appeal to the
Administrator of a Hearing Officer's order assessing a civil penalty
shall suspend the operation of the Hearing Officer's penalty, which
shall no longer be a final agency action.
(iv) There shall be no administrative appeals of civil penalties
assessed by a Hearing Officer of less than $1,000,000.
(13) Appeals of civil penalties in excess of $1,000,000. (i) A party
may appeal the Hearing Officer's order assessing civil penalties over
$1,000,000 to the Administrator within 21 days of the date of the
issuance of the Hearing Officer's order.
(ii) The Administrator will review the decision of the Hearing
Officer de novo, and may affirm the decision of the hearing officer and
assess a civil penalty, or
(iii) The Administrator may--
(A) Modify a civil penalty;
(B) Rescind the Notice of Violation; or
(C) Remand the case back to the Hearing Officer for new or
additional proceedings.
(iv) In the absence of a remand, the decision of the Administrator
in an appeal is a final agency action.
(14) Collection of assessed or compromised civil penalties. (i)
Payment of a civil penalty, whether assessed or compromised, shall be
made by check, postal money order, or electronic transfer of funds, as
provided in instructions by the agency. A payment of civil penalties
shall not be considered a request for a hearing.
(ii) The party must remit payment of any assessed civil penalty to
NHTSA within 30 days after receipt of the Hearing Officer's order
assessing civil penalties, or, in the case of an appeal to the
Administrator, within 30 days after receipt of the Administrator's
decision on the appeal.
(iii) The party must remit payment of any compromised civil penalty
to NHTSA on the date and under such terms and conditions as agreed to by
the party and NHTSA. Failure to pay may result in NHTSA entering a
finding of violation by default and assessing a civil penalty in the
amount proposed in the Notice of Violation without processing the
violation under the hearing procedures set forth in this part.
(c) Changes in corporate ownership and control. Manufacturers must
inform NHTSA of corporate relationship changes to ensure that credit
accounts are identified correctly and credits are assigned and allocated
properly.
(1) In general, if two manufacturers merge in any way, they must
inform NHTSA how they plan to merge their credit accounts. NHTSA will
subsequently assess corporate fuel consumption and compliance status of
the merged fleet instead of the original separate fleets.
(2) If a manufacturer divides or divests itself of a portion of its
automobile manufacturing business, it must inform NHTSA how it plans to
divide the manufacturer's credit holdings into two or more accounts.
NHTSA will subsequently distribute holdings as directed by the
manufacturer, subject to provision for reasonably anticipated compliance
obligations.
(3) If a manufacturer is a successor to another manufacturer's
business, it must inform NHTSA how it plans to allocate credits and
resolve liabilities per 49 CFR part 534.
[[Page 179]]
Sec. 535.10 How do manufacturers comply with fuel consumption standards?
(a) Pre-certification process. (1) Regulated manufacturers determine
eligibility to use exemptions or exclusions in accordance with Sec.
535.3.
(2) Manufacturers may seek preliminary approvals as specified in 40
CFR 1036.210 and 40 CFR 1037.210 from EPA and NHTSA, if needed.
Manufacturers may request to schedule pre-certification meetings with
EPA and NHTSA prior to submitting approval requests for certificates of
conformity to address any joint compliance issues and gain informal
feedback from the agencies.
(3) The requirements and prohibitions required by EPA in special
circumstances in accordance with 40 CFR 1037.601 and 40 CFR part 1068
apply to manufacturers for the purpose of complying with fuel
consumption standards. Manufacturers should use good judgment when
determining how EPA requirements apply in complying with the NHTSA
program. Manufacturers may contact NHTSA and EPA for clarification about
how these requirements apply to them.
(4) In circumstances in which EPA provides multiple compliance
approaches manufacturers must choose the same compliance path to comply
with NHTSA's fuel consumption standards that they choose to comply with
EPA's greenhouse gas emission standards.
(5) Manufacturers may not introduce new vehicles into commerce
without a certificate of conformity from EPA. Manufacturers must attest
to several compliance standards in order to obtain a certificate of
conformity. This includes stating comparable fuel consumption results
for all required CO2 emissions rates. Manufacturers not
completing these steps do not comply with the NHTSA fuel consumption
standards.
(6) Manufacturers apply the fuel consumption standards specified in
Sec. 535.5 to vehicles, engines and components that represent
production units and components for vehicle and engine families, sub-
families and configurations consistent with the EPA specifications in 40
CFR 86.1819, 1036.230, and 1037.230.
(7) Only certain vehicles and engines are allowed to comply
differently between the NHTSA and EPA programs as detailed in this
section. These vehicles and engines must be identified by manufacturers
in the ABT and production reports required in Sec. 535.8.
(b) Model year compliance. Manufacturers are required to conduct
testing to demonstrate compliance with CO2 exhaust emissions
standards in accordance with EPA's provisions in 40 CFR part 600,
subpart B, 40 CFR 1036, subpart F, 40 CFR part 1037, subpart R, and 40
CFR part 1066. Manufacturers determine equivalent fuel consumption
performance values for CO2 results as specified in Sec.
535.6 and demonstrate compliance by comparing equivalent results to the
applicable fuel consumption standards in Sec. 535.5.
(c) End-of-the-year process. Manufacturers comply with fuel
consumption standards after the end of each model year, if--
(1) For heavy-duty pickup trucks and vans, the manufacturer's fleet
average performance, as determined in Sec. 535.6, is less than the
fleet average standard; or
(2) For truck tractors, vocational vehicles, engines and box
trailers the manufacturer's fuel consumption performance for each
vehicle or engine family (or sub-family), as determined in Sec. 535.6,
is lower than the applicable regulatory subcategory standards in Sec.
535.5.
(3) For non-box and non-aero trailers, a manufacturer is considered
in compliance with fuel consumption standards if all trailers meet the
specified standards in Sec. 535.5(e)(1)(i).
(4) NHTSA will use the EPA final verified values as specified in 40
CFR 86.1819, 40 CFR 1036.755, and 1037.755 for making final
determinations on whether vehicles and engines comply with fuel
consumption standards.
(5) A manufacturer fails to comply with fuel consumption standards
if its final reports are not provided in accordance with Sec. 535.8 and
40 CFR 86.1865, 1036.730, and 1037.730. Manufacturers not providing
complete or accurate final reports or any plans by the required
deadlines do not comply with fuel consumption standards. A manufacturer
that is unable to provide any
[[Page 180]]
emissions results along with comparable fuel consumption values must
obtain permission for EPA to exclude the results prior to the deadline
for submitting final reports.
(6) A manufacturer that would otherwise fail to directly comply with
fuel consumption standards as described in paragraphs (c)(1) through (3)
of this section may use one or more of the credit flexibilities provided
under the NHTSA averaging, banking and trading program, as specified in
Sec. 535.7, but must offset all credit deficits in its averaging sets
to achieve compliance.
(7) A manufacturer failing to comply with the provisions specified
in this part may be liable to pay civil penalties in accordance with
Sec. 535.9.
(8) A manufacturer may also be liable to pay civil penalties if
found by EPA or NHTSA to have provided false information as identified
through NHTSA or EPA enforcement audits or new vehicle verification
testing as specified in Sec. 535.9 and 40 CFR parts 86, 1036, and 1037.
PART 536_TRANSFER AND TRADING OF FUEL ECONOMY CREDITS--Table of Contents
Sec.
536.1 Scope.
536.2 Application.
536.3 Definitions.
536.4 Credits.
536.5 Trading infrastructure.
536.6 Treatment of credits earned prior to model year 2011.
536.7 Treatment of carryback credits.
536.8 Conditions for trading of credits.
536.9 Use of credits with regard to the domestically manufactured
passenger automobile minimum standard.
536.10 Treatment of dual-fuel and alternative fuel vehicles--consistency
with 49 CFR part 538.
Authority: 49 U.S.C. 32903; delegation of authority at 49 CFR 1.95.
Source: 87 FR 26082, May 2, 2022, unless otherwise noted.
Sec. 536.1 Scope.
This part establishes regulations governing the use and application
of corporate average fuel economy (CAFE) credits up to three model years
before and five model years after the model year in which the credit was
earned. It also specifies requirements for manufacturers wishing to
transfer fuel economy credits between their fleets and for manufacturers
and other persons wishing to trade fuel economy credits to achieve
compliance with prescribed fuel economy standards.
Sec. 536.2 Application.
This part applies to all credits earned (and transferable and
tradable) for exceeding applicable average fuel economy standards in a
given model year for domestically manufactured passenger cars, imported
passenger cars, and light trucks.
Sec. 536.3 Definitions.
(a) Statutory terms. All terms defined in 49 U.S.C. 32901(a) are
used pursuant to their statutory meaning.
(b) Other terms. (1) Above standard fuel economy means, with respect
to a compliance category, that the automobiles manufactured by a
manufacturer in that compliance category in a particular model year have
greater average fuel economy (calculated in a manner that reflects the
incentives for alternative fuel automobiles per 49 U.S.C. 32905) than
that manufacturer's fuel economy standard for that compliance category
and model year.
(2) Adjustment factor means a factor used to adjust the value of a
traded or transferred credit for compliance purposes to ensure that the
compliance value of the credit when used reflects the total volume of
oil saved when the credit was earned.
(3) Below standard fuel economy means, with respect to a compliance
category, that the automobiles manufactured by a manufacturer in that
compliance category in a particular model year have lower average fuel
economy (calculated in a manner that reflects the incentives for
alternative fuel automobiles per 49 U.S.C. 32905) than that
manufacturer's fuel economy standard for that compliance category and
model year.
(4) Compliance means a manufacturer achieves compliance in a
particular compliance category when:
(i) The average fuel economy of the vehicles in that category exceed
or meet the fuel economy standard for that category; or
[[Page 181]]
(ii) The average fuel economy of the vehicles in that category do
not meet the fuel economy standard for that category, but the
manufacturer proffers a sufficient number of valid credits, adjusted for
total oil savings, to cover the gap between the average fuel economy of
the vehicles in that category and the required average fuel economy. A
manufacturer achieves compliance for its fleet if the conditions in
paragraph (b)(4)(i) of this section or this paragraph (b)(4)(ii) are
simultaneously met for all compliance categories.
(5) Compliance category means any of three categories of automobiles
subject to Federal fuel economy regulations in this chapter. The three
compliance categories recognized by 49 U.S.C. 32903(g)(6) are
domestically manufactured passenger automobiles, imported passenger
automobiles, and non-passenger automobiles (``light trucks'').
(6) Credit holder (or holder) means a legal person that has valid
possession of credits, either because they are a manufacturer who has
earned credits by exceeding an applicable fuel economy standard in this
chapter, or because they are a designated recipient who has received
credits from another holder. Credit holders need not be manufacturers,
although all manufacturers may be credit holders.
(7) Credits (or fuel economy credits) means an earned or purchased
allowance recognizing that the average fuel economy of a particular
manufacturer's vehicles within a particular compliance category and
model year exceeds that manufacturer's fuel economy standard for that
compliance category and model year. One credit is equal to \1/10\ of a
mile per gallon above the fuel economy standard per one vehicle within a
compliance category. Credits are denominated according to model year in
which they are earned (vintage), originating manufacturer, and
compliance category.
(8) Expiry date means the model year after which fuel economy
credits may no longer be used to achieve compliance with fuel economy
regulations in this chapter. Expiry dates are calculated in terms of
model years: For example, if a manufacturer earns credits for model year
2011, these credits may be used for compliance in model years 2008-2016.
(9) Fleet means all automobiles that are manufactured by a
manufacturer in a particular model year and are subject to fuel economy
standards under parts 531 and 533 of this chapter. For the purposes of
this part, a manufacturer's fleet means all domestically manufactured
and imported passenger automobiles and non-passenger automobiles
(``light trucks''). ``Work trucks'' and medium and heavy trucks are not
included in this definition for purposes of this part.
(10) Light truck means the same as ``non-passenger automobile,'' as
that term is defined in 49 U.S.C. 32901(a)(17), and as ``light truck,''
as that term is defined at Sec. 523.5 of this chapter.
(11) Originating manufacturer means the manufacturer that originally
earned a particular credit. Each credit earned will be identified with
the name of the originating manufacturer.
(12) Trade means the receipt by the National Highway Traffic
Administration (NHTSA) of an instruction from a credit holder to place
one of its credits in the account of another credit holder. A credit
that has been traded can be identified because the originating
manufacturer will be a different party than the current credit holder.
Traded credits are moved from one credit holder to the recipient credit
holder within the same compliance category for which the credits were
originally earned. If a credit has been traded to another credit holder
and is subsequently traded back to the originating manufacturer, it will
be deemed not to have been traded for compliance purposes.
(13) Transfer means the application by a manufacturer of credits
earned by that manufacturer in one compliance category or credits
acquired be trade (and originally earned by another manufacturer in that
category) to achieve compliance with fuel economy standards with respect
to a different compliance category. For example, a manufacturer may
purchase light truck credits from another manufacturer, and transfer
them to achieve compliance in the manufacturer's domestically
manufactured passenger car fleet. Subject to the credit transfer
limitations of 49 U.S.C. 32903(g)(3), credits can
[[Page 182]]
also be transferred across compliance categories and banked or saved in
that category to be carried forward or backwards later to address a
credit shortfall.
(14) Vintage means, with respect to a credit, the model year in
which the credit was earned.
Sec. 536.4 Credits.
(a) Type and vintage. All credits are identified and distinguished
in the accounts by originating manufacturer, compliance category, and
model year of origin (vintage).
(b) Application of credits. All credits earned and applied are
calculated, per 49 U.S.C. 32903(c), in tenths of a mile per gallon by
which the average fuel economy of vehicles in a particular compliance
category manufactured by a manufacturer in the model year in which the
credits are earned exceeds the applicable average fuel economy standard,
multiplied by the number of vehicles sold in that compliance category.
However, credits that have been traded between credit holders or
transferred between compliance categories are valued for compliance
purposes using the adjustment factor specified in paragraph (c) of this
section, pursuant to the ``total oil savings'' requirement of 49 U.S.C.
32903(f)(1).
(c) Adjustment factor. When traded or transferred and used, fuel
economy credits are adjusted to ensure fuel oil savings is preserved.
For traded credits, the user (or buyer) must multiply the calculated
adjustment factor by the number of shortfall credits it plans to offset
in order to determine the number of equivalent credits to acquire from
the earner (or seller). For transferred credits, the user of credits
must multiply the calculated adjustment factor by the number of
shortfall credits it plans to offset in order to determine the number of
equivalent credits to transfer from the compliance category holding the
available credits. The adjustment factor is calculated according to the
following formula in figure 1 to this paragraph (c):
[GRAPHIC] [TIFF OMITTED] TR02MY22.270
Where:
A = Adjustment factor applied to traded and transferred credits. The
quotient shall be rounded to 4 decimal places;
VMTe = Lifetime vehicle miles traveled as provided in the following
Table 1 to this paragraph (c) for the model year and
compliance category in which the credit was earned;
VMTu = Lifetime vehicle miles traveled as provided in the following
Table 1 to this paragraph (c) for the model year and
compliance category in which the credit is used for
compliance;
MPGse = Required fuel economy standard for the originating (earning)
manufacturer, compliance category, and model year in which the
credit was earned;
MPGae = Actual fuel economy for the originating manufacturer, compliance
category, and model year in which the credit was earned;
MPGsu = Required fuel economy standard for the user (buying)
manufacturer, compliance category, and model year in which the
credit is used for compliance; and
MPGau = Actual fuel economy for the user manufacturer, compliance
category, and model year in which the credit is used for
compliance.
[[Page 183]]
Table 1 to Sec. 536.4(c)--Lifetime Vehicle Miles Traveled
[VMT]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Lifetime vehicle miles traveled (VMT)
Model year -----------------------------------------------------------------------------------------------
2012 2013 2014 2015 2016 2017-2026
--------------------------------------------------------------------------------------------------------------------------------------------------------
Passenger Cars.......................................... 177,238 177,366 178,652 180,497 182,134 195,264
Light Trucks............................................ 208,471 208,537 209,974 212,040 213,954 225,865
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sec. 536.5 Trading infrastructure.
(a) Accounts. NHTSA maintains ``accounts'' for each credit holder.
The account consists of a balance of credits in each compliance category
and vintage held by the holder.
(b) Who may hold credits. Every manufacturer subject to fuel economy
standards under part 531 or 533 of this chapter is automatically an
account holder. If the manufacturer earns credits pursuant to this part,
or receives credits from another party, so that the manufacturer's
account has a non-zero balance, then the manufacturer is also a credit
holder. Any party designated as a recipient of credits by a current
credit holder will receive an account from NHTSA and become a credit
holder, subject to the following conditions:
(1) A designated recipient must provide name, address, contacting
information, and a valid taxpayer identification number or Social
Security number;
(2) NHTSA does not grant a request to open a new account by any
party other than a party designated as a recipient of credits by a
credit holder; and
(3) NHTSA maintains accounts with zero balances for a period of
time, but reserves the right to close accounts that have had zero
balances for more than one year.
(c) Automatic debits and credits of accounts. (1) To carry credits
forward, backward, transfer credits, or trade credits into other credit
accounts, a manufacturer or credit holder must submit a credit
instruction to NHTSA. A credit instruction must detail and include:
(i) The credit holder(s) involved in the transaction.
(ii) The originating credits described by the amount of the credits,
compliance category and the vintage of the credits.
(iii) The recipient credit account(s) for banking or applying the
originating credits described by the compliance category(ies), model
year(s), and if applicable the adjusted credit amount(s) and adjustment
factor(s).
(iv) For trades, a contract authorizing the trade signed by the
manufacturers or credit holders or by managers legally authorized to
obligate the sale and purchase of the traded credits.
(2) Upon receipt of a credit instruction from an existing credit
holder, NHTSA verifies the presence of sufficient credits in the
account(s) of the credit holder(s) involved as applicable and notifies
the credit holder(s) that the credits will be debited from and/or
credited to the accounts involved, as specified in the credit
instruction. NHTSA determines if the credits can be debited or credited
based upon the amount of available credits, accurate application of any
adjustment factors and the credit requirements prescribed by this part
that are applicable at the time the transaction is requested.
(3) After notifying the credit holder(s), all accounts involved are
either credited or debited, as appropriate, in line with the credit
instruction. Traded credits identified by a specific compliance category
are deposited into the recipient's account in that same compliance
category and model year. If a recipient of credits as identified in a
credit instruction is not a current account holder, NHTSA establishes
the credit recipient's account, subject to the conditions described in
paragraph (b) of this section, and adds the credits to the newly-opened
account.
(4) NHTSA will automatically delete unused credits from holders'
accounts when those credits reach their expiry date.
[[Page 184]]
(5) Starting January 1, 2022, all parties trading credits must also
provide NHTSA the price paid for the credits including a description of
any other monetary or non-monetary terms affecting the price of the
traded credits, such as any technology exchanged or shared in exchange
for the credits, any other non-monetary payment for the credits, or any
other agreements related to the trade.
(6) Starting September 1, 2022, manufacturers or credit holders
issuing credit instructions or providing credit allocation plans as
specified in paragraph (d) of this section, must use and submit the
NHTSA Credit Template fillable form (Office of Management and Budget
(OMB) Control No. 2127-0019, NHTSA Form 1475). In the case of a trade,
manufacturers or credit holders buying traded credits must use the
credit transactions template to submit trade instructions to NHTSA.
Manufacturers or credit holders selling credits are not required to
submit trade instructions. The NHTSA Credit Template must be signed by
managers legally authorized to obligate the sale and/or purchase of the
traded credits from both parties to the trade. The NHTSA Credit Template
signed by both parties to the trade serves as an acknowledgement that
the parties have agreed to trade a certain amount of credits, and does
not dictate terms, conditions, or other business obligations of the
parties.
(7) NHTSA will consider claims that information submitted to the
agency under this section is entitled to confidential treatment under 5
U.S.C. 552(b) and under the provisions of part 512 of this chapter if
the information is submitted in accordance with the procedures of part
512. The NHTSA Credit Template is available for download on the CAFE
Public Information Center website. Manufacturers must submit the cost
information to NHTSA in a PDF document along with the Credit Template
through the CAFE email, cafe@dot.gov. NHTSA reserves the right to
request additional information from the parties regarding the terms of
the trade.
(d) Compliance. (1) NHTSA assesses compliance with fuel economy
standards each year, utilizing the certified and reported CAFE data
provided by the Environmental Protection Agency (EPA) for enforcement of
the CAFE program pursuant to 49 U.S.C. 32904(e). Credit values are
calculated based on the CAFE data from the EPA. If a particular
compliance category within a manufacturer's fleet has above standard
fuel economy, NHTSA adds credits to the manufacturer's account for that
compliance category and vintage in the appropriate amount by which the
manufacturer has exceeded the applicable standard.
(2) If a manufacturer's vehicles in a particular compliance category
have below standard fuel economy, NHTSA will provide written
notification to the manufacturer that it has failed to meet a particular
fleet target standard. The manufacturer will be required to confirm the
shortfall and must either: submit a plan indicating how it will allocate
existing credits or earn, transfer and/or acquire credits; or pay the
appropriate civil penalty. The manufacturer must submit a plan or
payment within 60 days of receiving agency notification.
(3) Credits used to offset shortfalls are subject to the three- and
five-year limitations as described in Sec. 536.6.
(4) Transferred credits are subject to the limitations specified by
49 U.S.C. 32903(g)(3) and this part.
(5) The value, when used for compliance, of any credits received via
trade or transfer is adjusted, using the adjustment factor described in
Sec. 536.4(c), pursuant to 49 U.S.C. 32903(f)(1).
(6) Credit allocation plans received from a manufacturer will be
reviewed and approved by NHTSA. Starting in model year 2022, credit
holders must use the NHTSA Credit Template (OMB Control No. 2127-0019,
NHTSA Forms 1475) to record the credit transactions. The template is a
fillable form that has an option for recording and calculating credit
transactions for credit allocation plans. The template calculates the
required adjustments to the credits. The credit allocation plan and the
completed transaction templates must be submitted to NHTSA. NHTSA will
approve the credit allocation plan unless it finds that the proposed
credits are unavailable or that it is unlikely that the plan will result
in the manufacturer earning sufficient credits to
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offset the subject credit shortfall. If the plan is approved, NHTSA will
revise the respective manufacturer's credit account accordingly. If the
plan is rejected, NHTSA will notify the respective manufacturer and
request a revised plan or payment of the appropriate fine.
(e) Reporting. (1) NHTSA periodically publishes the names and credit
holdings of all credit holders. NHTSA does not publish individual
transactions, nor respond to individual requests for updated balances
from any party other than the account holder.
(2) NHTSA issues an annual credit status letter to each party that
is a credit holder at that time. The letter to a credit holder includes
a credit accounting record that identifies the credit status of the
credit holder including any activity (earned, expired, transferred,
traded, carry-forward and carry-back credit transactions/allocations)
that took place during the identified activity period.
Sec. 536.6 Treatment of credits earned prior to model year 2011.
(a) Credits earned in a compliance category before model year 2008
may be applied by the manufacturer that earned them to carryback plans
for that compliance category approved up to three model years prior to
the year in which the credits were earned, or may be applied to
compliance in that compliance category for up to three model years after
the year in which the credits were earned.
(b) Credits earned in a compliance category during and after model
year 2008 may be applied by the manufacturer that earned them to
carryback plans for that compliance category approved up to three years
prior to the year in which the credits were earned, or may be held or
applied for up to five model years after the year in which the credits
were earned.
(c) Credits earned in a compliance category prior to model year 2011
may not be transferred or traded.
Sec. 536.7 Treatment of carryback credits.
(a) Carryback credits earned in a compliance category in any model
year may be used in carryback plans approved by NHTSA, pursuant to 49
U.S.C. 32903(b), for up to three model years prior to the year in which
the credit was earned.
(b) For purposes of this part, NHTSA will treat the use of future
credits for compliance, as through a carryback plan, as a deferral of
penalties for non-compliance with an applicable fuel economy standard.
(c) If NHTSA receives and approves a manufacturer's carryback plan
to earn future credits within the following three model years in order
to comply with current regulatory obligations, NHTSA will defer levying
fines for non-compliance until the date(s) when the manufacturer's
approved plan indicates that credits will be earned or acquired to
achieve compliance, and upon receiving confirmed CAFE data from EPA. If
the manufacturer fails to acquire or earn sufficient credits by the plan
dates, NHTSA will initiate compliance proceedings.
(d) In the event that NHTSA fails to receive or approve a plan for a
non-compliant manufacturer, NHTSA will levy fines pursuant to statute.
If within three years, the non-compliant manufacturer earns or acquires
additional credits to reduce or eliminate the non-compliance, NHTSA will
reduce any fines owed, or repay fines to the extent that credits
received reduce the non-compliance.
(e) No credits from any source (earned, transferred and/or traded)
will be accepted in lieu of compliance if those credits are not
identified as originating within one of the three model years after the
model year of the confirmed shortfall.
Sec. 536.8 Conditions for trading of credits.
(a) Trading of credits. If a credit holder wishes to trade credits
to another party, the current credit holder and the receiving party must
jointly issue an instruction to NHTSA, identifying the quantity,
vintage, compliance category, and originator of the credits to be
traded. If the recipient is not a current account holder, the recipient
must provide sufficient information for NHTSA to establish an account
for the recipient. Once an account has been established or identified
for the recipient, NHTSA completes the trade by
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debiting the transferor's account and crediting the recipient's account.
NHTSA will track the quantity, vintage, compliance category, and
originator of all credits held or traded by all account-holders.
(b) Trading between and within compliance categories. For credits
earned in model year 2011 or thereafter, and used to satisfy compliance
obligations for model year 2011 or thereafter:
(1) Manufacturers may use credits originally earned by another
manufacturer in a particular compliance category to satisfy compliance
obligations within the same compliance category.
(2) Once a manufacturer acquires by trade credits originally earned
by another manufacturer in a particular compliance category, the
manufacturer may transfer the credits to satisfy its compliance
obligations in a different compliance category, but only to the extent
that the CAFE increase attributable to the transferred credits does not
exceed the limits in 49 U.S.C. 32903(g)(3). For any compliance category,
the sum of a manufacturer's transferred credits earned by that
manufacturer and transferred credits obtained by that manufacturer
through trade must not exceed that limit.
(c) Changes in corporate ownership and control. Manufacturers must
inform NHTSA of corporate relationship changes to ensure that credit
accounts are identified correctly and credits are assigned and allocated
properly.
(1) In general, if two manufacturers merge in any way, they must
inform NHTSA how they plan to merge their credit accounts. NHTSA will
subsequently assess corporate fuel economy and compliance status of the
merged fleet instead of the original separate fleets.
(2) If a manufacturer divides or divests itself of a portion of its
automobile manufacturing business, it must inform NHTSA how it plans to
divide the manufacturer's credit holdings into two or more accounts.
NHTSA will subsequently distribute holdings as directed by the
manufacturer, subject to provision for reasonably anticipated compliance
obligations.
(3) If a manufacturer is a successor to another manufacturer's
business, it must inform NHTSA how it plans to allocate credits and
resolve liabilities per part 534 of this chapter.
(d) No short or forward sales. NHTSA will not honor any instructions
to trade or transfer more credits than are currently held in any
account. NHTSA will not honor instructions to trade or transfer credits
from any future vintage (i.e., credits not yet earned). NHTSA will not
participate in or facilitate contingent trades.
(e) Cancellation of credits. A credit holder may instruct NHTSA to
cancel its currently held credits, specifying the originating
manufacturer, vintage, and compliance category of the credits to be
cancelled. These credits will be permanently null and void; NHTSA will
remove the specific credits from the credit holder's account, and will
not reissue them to any other party.
(f) Errors or fraud in earning credits. If NHTSA determines that a
manufacturer has been credited, through error or fraud, with earning
credits, NHTSA will cancel those credits if possible. If the
manufacturer credited with having earned those credits has already
traded them when the error or fraud is discovered, NHTSA will hold the
receiving manufacturer responsible for returning the same or equivalent
credits to NHTSA for cancellation.
(g) Error or fraud in trading. In general, all trades are final and
irrevocable once executed, and may only be reversed by a new, mutually-
agreed transaction. If NHTSA executes an erroneous instruction to trade
credits from one holder to another through error or fraud, NHTSA will
reverse the transaction if possible. If those credits have been traded
away, the recipient holder is responsible for obtaining the same or
equivalent credits for return to the previous holder.
Sec. 536.9 Use of credits with regard to the domestically manufactured
passenger automobile minimum standard.
(a) Each manufacturer is responsible for compliance with both the
minimum standard and the attribute-based standard set out in the
chapter.
(b) In any particular model year, the domestically manufactured
passenger automobile compliance category credit excess or shortfall is
determined by
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comparing the actual CAFE value against either the required standard
value or the minimum standard value, whichever is larger.
(c) Transferred or traded credits may not be used, pursuant to 49
U.S.C. 32903(g)(4) and (f)(2), to meet the domestically manufactured
passenger automobile minimum standard specified in 49 U.S.C. 32902(b)(4)
and in 49 CFR 531.5(d).
(d) If a manufacturer's average fuel economy level for domestically
manufactured passenger automobiles is lower than the attribute-based
standard, but higher than the minimum standard, then the manufacturer
may achieve compliance with the attribute-based standard by applying
credits.
(e) If a manufacturer's average fuel economy level for domestically
manufactured passenger automobiles is lower than the minimum standard,
then the difference between the minimum standard and the manufacturer's
actual fuel economy level may only be relieved by the use of credits
earned by that manufacturer within the domestic passenger car compliance
category which have not been transferred or traded. If the manufacturer
does not have available earned credits to offset a credit shortage below
the minimum standard then the manufacturer can submit a carry-back plan
that indicates sufficient future credits will be earned in its domestic
passenger car compliance category or will be subject to penalties.
Sec. 536.10 Treatment of dual-fuel and alternative fuel vehicles--
consistency with 49 CFR part 538.
(a) Statutory alternative fuel and dual-fuel vehicle fuel economy
calculations are treated as a change in the underlying fuel economy of
the vehicle for purposes of this part, not as a credit that may be
transferred or traded. Improvements in alternative fuel or dual fuel
vehicle fuel economy as calculated pursuant to 49 U.S.C. 32905 and
limited by 49 U.S.C. 32906 are therefore attributable only to the
particular compliance category and model year to which the alternative
or dual-fuel vehicle belongs.
(b) If a manufacturer's calculated fuel economy for a particular
compliance category, including any statutorily-required calculations for
alternative fuel and dual fuel vehicles, is higher or lower than the
applicable fuel economy standard, manufacturers will earn credits or
must apply credits or pay civil penalties equal to the difference
between the calculated fuel economy level in that compliance category
and the applicable standard. Credits earned are the same as any other
credits, and may be held, transferred, or traded by the manufacturer
subject to the limitations of the statute and this part.
(c) For model years up to and including MY 2019, if a manufacturer
builds enough dual fuel vehicles (except plug-in hybrid electric
vehicles) to improve the calculated fuel economy in a particular
compliance category by more than the limits set forth in 49 U.S.C.
32906(a), the improvement in fuel economy for compliance purposes is
restricted to the statutory limit. Manufacturers may not earn credits
nor reduce the application of credits or fines for calculated
improvements in fuel economy based on dual fuel vehicles beyond the
statutory limit.
(d) For model years 2020 and beyond, a manufacturer must calculate
the fuel economy of dual fueled vehicles in accordance with 40 CFR
600.510-12(c).
PART 537_AUTOMOTIVE FUEL ECONOMY REPORTS--Table of Contents
Sec.
537.1 Scope.
537.2 Purpose.
537.3 Applicability.
537.4 Definitions.
537.5 General requirements for reports.
537.6 General content of reports.
537.7 Pre-model year and mid-model year reports.
537.8 Supplementary reports.
537.9 Determination of fuel economy values and average fuel economy.
537.10 Incorporation by reference by manufacturers.
537.11 Public inspection of information.
537.12 Confidential information.
Authority: 49 U.S.C. 32907; delegation of authority at 49 CFR 1.95.
Source: 87 FR 26087, May 2, 2022, unless otherwise noted.
[[Page 188]]
Sec. 537.1 Scope.
This part establishes requirements for automobile manufacturers to
submit reports to the National Highway Traffic Safety Administration
regarding their efforts to improve automotive fuel economy.
Sec. 537.2 Purpose.
The purpose of this part is to obtain information to aid the
National Highway Traffic Safety Administration in valuating automobile
manufacturers' plans for complying with average fuel economy standards
and in preparing an annual review of the average fuel economy standards.
Sec. 537.3 Applicability.
This part applies to automobile manufacturers, except for
manufacturers subject to an alternate fuel economy standard under
section 502(c) of the Act.
Sec. 537.4 Definitions.
(a) Statutory terms. (1) The terms average fuel economy standard,
fuel, manufacture, and model year are used as defined in section 501 of
the Act.
(2) The term manufacturer is used as defined in section 501 of the
Act and in accordance with part 529 of this chapter.
(3) The terms average fuel economy, fuel economy, and model type are
used as defined in subpart A of 40 CFR part 600.
(4) The terms automobile, automobile capable of off-highway
operation, and passenger automobile are used as defined in section 501
of the Act and in accordance with the determinations in part 523 of this
chapter.
(b) Other terms. (1) The term loaded vehicle weight is used as
defined in subpart A of 40 CFR part 86.
(2) The terms axle ratio, base level, body style, car line, combined
fuel economy, engine code, equivalent test weight, gross vehicle weight,
inertia weight, transmission class, and vehicle configuration are used
as defined in subpart A of 40 CFR part 600.
(3) The term light truck is used as defined in part 523 of this
chapter and in accordance with determinations in part 523.
(4) The terms approach angle, axle clearance, brakeover angle, cargo
carrying volume, departure angle, passenger carrying volume, running
clearance, and temporary living quarters are used as defined in part 523
of this chapter.
(5) The term incomplete automobile manufacturer is used as defined
in part 529 of this chapter.
(6) As used in this part, unless otherwise required by the context:
(i) Act means the Motor Vehicle Information and Cost Savings Act
(Pub. L. 92-513), as amended by the Energy Policy and Conservation Act
(Pub. L. 94-163).
(ii) Administrator means the Administrator of the National Highway
Traffic Safety Administration (NHTSA) or the Administrator's delegate.
(iii) Current model year means:
(A) In the case of a pre-model year report, the full model year
immediately following the period during which that report is required by
Sec. 537.5(b) to be submitted.
(B) In the case of a mid-model year report, the model year during
which that report is required by Sec. 537.5(b) to be submitted.
(iv) Average means a production-weighted harmonic average.
(v) Total drive ratio means the ratio of an automobile's engine
rotational speed (in revolutions per minute) to the automobile's forward
speed (in miles per hour).
Sec. 537.5 General requirements for reports.
(a) For each current model year, each manufacturer shall submit a
pre-model year report, a mid-model year report, and, as required by
Sec. 537.8, supplementary reports.
(b)(1) The pre-model year report required by this part for each
current model year must be submitted during the month of December (e.g.,
the pre-model year report for the 1983 model year must be submitted
during December 1982).
(2) The mid-model year report required by this part for each current
model year must be submitted during the month of July (e.g., the mid-
model year report for the 1983 model year must be submitted during July
1983).
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(3) Each supplementary report must be submitted in accordance with
Sec. 537.8(c).
(c) Each report required by this part must:
(1) Identify the report as a pre-model year report, mid-model year
report, or supplementary report as appropriate;
(2) Identify the manufacturer submitting the report;
(3) State the full name, title, and address of the official
responsible for preparing the report;
(4) Be submitted electronically to cafe@dot.gov. For each report,
manufacturers should submit a confidential version and a non-
confidential (i.e., redacted) version. The confidential report should be
accompanied by a request letter that contains supporting information,
pursuant to Sec. 512.8 of this chapter. Your request must also include
a certificate, pursuant to Sec. 512.4(b) of this chapter and part 512,
appendix A, of this chapter. The word ``CONFIDENTIAL'' must appear on
the top of each page containing information claimed to be confidential.
If an entire page is claimed to be confidential, the submitter must
indicate clearly that the entire page is claimed to be confidential. If
the information for which confidentiality is being requested is
contained within a page, the submitter shall enclose each item of
information that is claimed to be confidential within brackets: ``[ ].''
Confidential portions of electronic files submitted in other than their
original format must be marked ``Confidential Business Information'' or
``Entire Page Confidential Business Information'' at the top of each
page. If only a portion of a page is claimed to be confidential, that
portion shall be designated by brackets. Files submitted in their
original format that cannot be marked as described above must, to the
extent practicable, identify confidential information by alternative
markings using existing attributes within the file or means that are
accessible through use of the file's associated program. A
representative from NHTSA's Office of Chief Counsel, as designated by
NHTSA, should be copied on any submissions with confidential business
information;
(5) Identify the current model year;
(6) Be written in the English language; and
(7)(i) Specify any part of the information or data in the report
that the manufacturer believes should be withheld from public disclosure
as trade secret or other confidential business information.
(ii) With respect to each item of information or data requested by
the manufacturer to be withheld under 5 U.S.C. 552(b)(4) and 15 U.S.C.
2005(d)(1), the manufacturer shall:
(A) Show that the item is within the scope of sections 552(b)(4) and
2005(d)(1);
(B) Show that disclosure of the item would result in significant
competitive damage;
(C) Specify the period during which the item must be withheld to
avoid that damage; and
(D) Show that earlier disclosure would result in that damage.
(d) Beginning with model year 2023, each manufacturer shall generate
reports required by this part using the NHTSA CAFE Projections Reporting
Template (Office of Management and Budget (OMB) Control No. 2127-0019,
NHTSA Form 1474). The template is a fillable form.
(1) Manufacturers must select the option to identify the report as a
pre-model year report, mid-model year report, or supplementary report as
appropriate.
(2) Manufacturers must complete all required information for the
manufacturer and for all vehicles produced for the current model year
required to comply with corporate average fuel economy (CAFE) standards.
The manufacturer must identify the manufacturer submitting the report,
including the full name, title, and address of the official responsible
for preparing the report and a point of contact to answer questions
concerning the report.
(3) Manufacturers must use the template to generate confidential and
non-confidential reports for all the domestic and import passenger cars
and light truck fleet produced by the manufacturer for the current model
year. Manufacturers must submit a request for confidentiality in
accordance with part
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512 of this chapter to withhold projected production sales volume
estimates from public disclosure. If the request is granted, NHTSA will
withhold the projected production sales volume estimates from public
disclose until all the vehicles produced by the manufacturer have been
made available for sale (usually one year after the current model year).
(4) Manufacturers must submit confidential reports and requests for
confidentiality to NHTSA on CD-ROM in accordance with Sec. 537.12.
Email copies of non-confidential (i.e., redacted) reports to NHTSA's
secure email address: cafe@dot.gov. Requests for confidentiality must be
submitted in a PDF or MS Word format. Submit 2 copies of the CD-ROM to:
Administrator, National Highway Traffic Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590, and submit emailed reports
electronically to the following secure email address: cafe@dot.gov.
(5) Manufacturers can withhold information on projected production
sales volumes under 5 U.S.C. 552(b)(4) and 15 U.S.C. 2005(d)(1). In
accordance, the manufacturer must:
(i) Show that the item is within the scope of sections 552(b)(4) and
2005(d)(1);
(ii) Show that disclosure of the item would result in significant
competitive damage;
(iii) Specify the period during which the item must be withheld to
avoid that damage; and
(iv) Show that earlier disclosure would result in that damage.
(e) Each report required by this part must be based upon all
information and data available to the manufacturer 30 days before the
report is submitted to the Administrator.
Sec. 537.6 General content of reports.
(a) Pre-model year and mid-model year reports. Except as provided in
paragraph (c) of this section, each pre-model year report and the mid-
model year report for each model year must contain the information
required by Sec. 537.7(a).
(b) Supplementary report. Except as provided in paragraph (c) of
this section, each supplementary report for each model year must contain
the information required by Sec. 537.7(a)(1) and (2), as appropriate
for the vehicle fleets produced by the manufacturer, in accordance with
Sec. 537.8(b)(1) through (4) as appropriate.
(c) Exceptions. The pre-model year report, mid-model year report,
and supplementary report(s) submitted by an incomplete automobile
manufacturer for any model year are not required to contain the
information specified in Sec. 537.7(c)(4)(xv) through (xviii) and
(c)(5). The information provided by the incomplete automobile
manufacturer under Sec. 537.7(c) shall be according to base level
instead of model type or carline.
Sec. 537.7 Pre-model year and mid-model year reports.
(a) Report submission requirements. (1) Manufacturers must provide a
report with the information required by paragraphs (b) and (c) of this
section for each domestic and import passenger automobile fleet, as
specified in part 531 of this chapter, for the current model year.
(2) Manufacturers must provide a report with the information
required by paragraphs (b) and (c) of this section for each light truck
fleet, as specified in part 533 of this chapter, for the current model
year.
(3) For model year 2023 and later, for passenger cars specified in
part 531 and light trucks specified in part 533 of this chapter,
manufacturers must provide the information for pre-model and mid-model
year reports in accordance with the NHTSA CAFE Projections Reporting
Template (OMB Control No. 2127-0019, NHTSA Form 1474). The required
reporting template can be downloaded from NHTSA's website.
(i) Manufacturers are only required to provide the actual
information on vehicles and technologies in production at the time the
pre- and mid-model year reports are required. Otherwise, manufacturers
must provide reasonable estimates or updated estimates where possible
for pre-and mid-model year reports.
(ii) Manufacturers should attempt not to omit data which should only
be the done for products pending production and with unknown information
at the time CAFE reports are prepared.
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(b) Projected average and required fuel economy. (1) Manufacturers
must state the projected average fuel economy for the manufacturer's
automobiles determined in accordance with Sec. 537.9 and based upon the
fuel economy values and projected sales figures provided under paragraph
(c)(2) of this section.
(2) Manufacturers must state the projected final average fuel
economy that the manufacturer anticipates having if changes implemented
during the model year will cause that average to be different from the
average fuel economy projected under paragraph (b)(1) of this section.
(3) Manufacturers must state the projected required fuel economy for
the manufacturer's passenger automobiles and light trucks determined in
accordance with Sec. Sec. 531.5(c) and 533.5 of this chapter and based
upon the projected sales figures provided under paragraph (c)(2) of this
section. For each unique model type and footprint combination of the
manufacturer's automobiles, the manufacturer must provide the
information specified in paragraphs (b)(3)(i) and (ii) of this section
in tabular form. The manufacturer must list the model types in order of
increasing average inertia weight from top to bottom down the left side
of the table and list the information categories in the order specified
in paragraphs (b)(3)(i) and (ii) of this section from left to right
across the top of the table. Other formats, such as those accepted by
the Environmental Protection Agency (EPA), which contain all the
information in a readily identifiable format are also acceptable. For
model year 2023 and later, for each unique model type and footprint
combination of the manufacturer's automobiles, the manufacturer must
provide the information specified in paragraphs (b)(3)(i) and (ii) of
this section in accordance with the CAFE Projections Reporting Template
(OMB Control No. 2127-0019, NHTSA Form 1474).
(i) In the case of passenger automobiles, manufacturers must report
the following:
(A) Beginning model year 2013, base tire as defined in Sec. 523.2
of this chapter;
(B) Beginning model year 2013, front axle, rear axle, and average
track width as defined in Sec. 523.2 of this chapter;
(C) Beginning model year 2013, wheelbase as defined in Sec. 523.2
of this chapter;
(D) Beginning model year 2013, footprint as defined in Sec. 523.2
of this chapter; and
(E) The fuel economy target value for each unique model type and
footprint entry listed in accordance with the equation provided in part
531 of this chapter.
(ii) In the case of light trucks, manufacturers must report the
following:
(A) Beginning model year 2013, base tire as defined in Sec. 523.2
of this chapter;
(B) Beginning model year 2013, front axle, rear axle, and average
track width as defined in Sec. 523.2 of this chapter;
(C) Beginning model year 2013, wheelbase as defined in Sec. 523.2
of this chapter;
(D) Beginning model year 2013, footprint as defined in Sec. 523.2
of this chapter; and
(E) The fuel economy target value for each unique model type and
footprint entry listed in accordance with the equation provided in part
533 of this chapter.
(4) Manufacturers must state the projected final required fuel
economy that the manufacturer anticipates having if changes implemented
during the model year will cause the targets to be different from the
target fuel economy projected under paragraph (b)(3) of this section.
(5) Manufacturers must state whether the manufacturer believes that
the projections it provides under paragraphs (b)(2) and (4) of this
section, or if it does not provide an average or target under paragraphs
(b)(2) and (4), the projections it provides under paragraphs (b)(1) and
(3) of this section, sufficiently represent the manufacturer's average
and target fuel economy for the current model year for purposes of the
Act. In the case of a manufacturer that believes that the projections
are not sufficiently representative for the purpose of determining the
projected average fuel economy for the manufacturer's automobiles, the
manufacturers must state the specific nature of any reason for the
insufficiency and the
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specific additional testing or derivation of fuel economy values by
analytical methods believed by the manufacturer necessary to eliminate
the insufficiency and any plans of the manufacturer to undertake that
testing or derivation voluntarily and submit the resulting data to the
EPA under 40 CFR 600.509-12.
(c) Model type and configuration fuel economy and technical
information. (1) For each model type of the manufacturer's automobiles,
the manufacturers must provide the information specified in paragraph
(c)(2) of this section in tabular form. List the model types in order of
increasing average inertia weight from top to bottom down the left side
of the table and list the information categories in the order specified
in paragraph (c)(2) of this section from left to right across the top of
the table. For model year 2023 and later, CAFE reports required by this
part, shall for each model type of the manufacturer's automobiles,
provide the information in specified in paragraph (c)(2) of this section
in accordance with the NHTSA CAFE Projections Reporting Template (OMB
Control No. 2127-0019, NHTSA Form 1474) and list the model types in
order of increasing average inertia weight from top to bottom.
(2)(i) Combined fuel economy; and
(ii) Projected sales for the current model year and total sales of
all model types.
(3) For pre-model year reports only through model year 2022, for
each vehicle configuration whose fuel economy was used to calculate the
fuel economy values for a model type under paragraph (c)(2) of this
section, manufacturers must provide the information specified in
paragraph (c)(4) of this section in accordance with the NHTSA CAFE
Projections Reporting Template (OMB Control No. 2127-0019, NHTSA Form
1474).
(4)(i) Loaded vehicle weight;
(ii) Equivalent test weight;
(iii) Engine displacement, liters;
(iv) Society of Automotive Engineers (SAE) net rated power,
kilowatts;
(v) SAE net horsepower;
(vi) Engine code;
(vii) Fuel system (number of carburetor barrels or, if fuel
injection is used, so indicate);
(viii) Emission control system;
(ix) Transmission class;
(x) Number of forward speeds;
(xi) Existence of overdrive (indicate yes or no);
(xii) Total drive ratio (N/V);
(xiii) Axle ratio;
(xiv) Combined fuel economy;
(xv) Projected sales for the current model year;
(xvi)(A) In the case of passenger automobiles:
(1) Interior volume index, determined in accordance with subpart D
of 40 CFR part 600; and
(2) Body style;
(B) In the case of light trucks:
(1) Passenger-carrying volume; and
(2) Cargo-carrying volume;
(xvii) Frontal area;
(xviii) Road load power at 50 miles per hour, if determined by the
manufacturer for purposes other than compliance with this part to differ
from the road load setting prescribed in 40 CFR 86.177-11(d); and
(xix) Optional equipment that the manufacturer is required under 40
CFR parts 86 and 600 to have actually installed on the vehicle
configuration, or the weight of which must be included in the curb
weight computation for the vehicle configuration, for fuel economy
testing purposes.
(5) For each model type of automobile which is classified as a non-
passenger vehicle (light truck) under part 523 of this chapter,
manufacturers must provide the following data:
(i) For an automobile designed to perform at least one of the
following functions in accordance with Sec. 523.5(a) of this chapter,
indicate (by ``yes'' or ``no'' for each function) whether the vehicle
can:
(A) Transport more than 10 persons (if yes, provide actual
designated seating positions);
(B) Provide temporary living quarters (if yes, provide applicable
conveniences as defined in Sec. 523.2 of this chapter);
(C) Transport property on an open bed (if yes, provide bed size
width and length);
[[Page 193]]
(D) Provide, as sold to the first retail purchaser, greater cargo-
carrying than passenger-carrying volume, such as in a cargo van and
quantify the value which should be the difference between the values
provided in paragraphs (c)(4)(xvi)(B)(1) and (2) of this section; if a
vehicle is sold with a second-row seat, its cargo-carrying volume is
determined with that seat installed, regardless of whether the
manufacturer has described that seat as optional; or
(E) Permit expanded use of the automobile for cargo-carrying
purposes or other non-passenger-carrying purposes through:
(1) For non-passenger automobiles manufactured prior to model year
2012, the removal of seats by means of uninstalling by the automobile's
manufacturer or by uninstalling with simple tools, such as screwdrivers
and wrenches, so as to create a flat, floor level, surface extending
from the forward-most point of installation of those seats to the rear
of the automobile's interior; or
(2) For non-passenger automobiles manufactured in model year 2008
and beyond, for vehicles equipped with at least 3 rows of designated
seating positions as standard equipment, permit expanded use of the
automobile for cargo-carrying purposes or other nonpassenger-carrying
purposes through the removal or stowing of foldable or pivoting seats so
as to create a flat, leveled cargo surface extending from the forward-
most point of installation of those seats to the rear of the
automobile's interior.
(ii) For an automobile capable of off-highway operation, identify
which of the features in paragraphs (c)(5)(ii)(A) through (C) of this
section qualify the vehicle as off-road in accordance with Sec.
523.5(b) of this chapter and quantify the values of each feature:
(A) 4-wheel drive; or
(B) A rating of more than 6,000 pounds gross vehicle weight; and
(C) Has at least four of the following characteristics calculated
when the automobile is at curb weight, on a level surface, with the
front wheels parallel to the automobile's longitudinal centerline, and
the tires inflated to the manufacturer's recommended pressure. The exact
value of each feature should be quantified:
(1) Approach angle of not less than 28 degrees.
(2) Breakover angle of not less than 14 degrees.
(3) Departure angle of not less than 20 degrees.
(4) Running clearance of not less than 20 centimeters.
(5) Front and rear axle clearances of not less than 18 centimeters
each.
(6) Manufacturers must determine the fuel economy values provided
under paragraphs (c)(2) and (4) of this section in accordance with Sec.
537.9.
(7) Manufacturers must identify any air-conditioning (AC), off-cycle
and full-size pick-up truck technologies used each model year to
calculate the average fuel economy specified in 40 CFR 600.510-12.
(i) Provide a list of each air conditioning efficiency improvement
technology utilized in your fleet(s) of vehicles for each model year.
For each technology identify vehicles by make and model types that have
the technology, which compliance category those vehicles belong to and
the number of vehicles for each model equipped with the technology. For
each compliance category (domestic passenger car, import passenger car,
and light truck), report the air conditioning fuel consumption
improvement value in gallons/mile in accordance with the equation
specified in 40 CFR 600.510-12(c)(3)(i).
(ii) Manufacturers must provide a list of off-cycle efficiency
improvement technologies utilized in its fleet(s) of vehicles for each
model year that is pending or approved by the EPA. For each technology,
manufacturers must identify vehicles by make and model types that have
the technology, which compliance category those vehicles belong to, the
number of vehicles for each model equipped with the technology, and the
associated off-cycle credits (grams/mile) available for each technology.
For each compliance category (domestic passenger car, import passenger
car, and light truck), manufacturers must calculate the fleet off-cycle
fuel consumption improvement value in gallons/mile in accordance
[[Page 194]]
with the equation specified in 40 CFR 600.510-12(c)(3)(ii).
(iii) Manufacturers must provide a list of full-size pickup trucks
in its fleet that meet the mild and strong hybrid vehicle definitions in
40 CFR 86.1803-01. For each mild and strong hybrid type, manufacturers
must identify vehicles by make and model types that have the technology,
the number of vehicles produced for each model equipped with the
technology, the total number of full-size pickup trucks produced with
and without the technology, the calculated percentage of hybrid vehicles
relative to the total number of vehicles produced, and the associated
full-size pickup truck credits (grams/mile) available for each
technology. For the light truck compliance category, manufacturers must
calculate the fleet pickup truck fuel consumption improvement value in
gallons/mile in accordance with the equation specified in 40 CFR
600.510-12(c)(3)(iii).
Sec. 537.8 Supplementary reports.
(a)(1) Except as provided in paragraph (d) of this section, each
manufacturer whose most recently submitted mid-model year report
contained an average fuel economy projection under Sec. 537.7(b)(2) or,
if no average fuel economy was projected under that section, under Sec.
537.7(b)(1), that was not less than the applicable average fuel economy
standard in this chapter and who now projects an average fuel economy
which is less than the applicable standard in this chapter shall file a
supplementary report containing the information specified in paragraph
(b)(1) of this section.
(2) Except as provided in paragraph (d) of this section, each
manufacturer that determines that its average fuel economy for the
current model year as projected under Sec. 537.7(b)(2) or, if no
average fuel economy was projected under Sec. 537.7(b)(2), as projected
under Sec. 537.7(b)(1), is less representative than the manufacturer
previously reported it to be under Sec. 537.7(b)(3), this section, or
both, shall file a supplementary report containing the information
specified in paragraph (b)(2) of this section.
(3) For model years through 2022, each manufacturer whose mid-model
year report omits any of the information specified in Sec. 537.7(b) or
(c) shall file a supplementary report containing the information
specified in paragraph (b)(3) of this section.
(4) Starting model year 2023, each manufacturer whose mid-model year
report omits any of the information shall resubmit the information with
other information required in accordance with the NHTSA CAFE Projections
Reporting Template (OMB Control No. 2127-0019, NHTSA Form 1474).
(b)(1) The supplementary report required by paragraph (a)(1) of this
section must contain:
(i) Such revisions of and additions to the information previously
submitted by the manufacturer under this part regarding the automobiles
whose projected average fuel economy has decreased as specified in
paragraph (a)(1) of this section as are necessary--
(A) To reflect the change and its cause; and
(B) To indicate a new projected average fuel economy based upon
these additional measures.
(ii) An explanation of the cause of the decrease in average fuel
economy that led to the manufacturer's having to submit the
supplementary report required by paragraph (a)(1) of this section.
(2) The supplementary report required by paragraph (a)(2) of this
section must contain:
(i) A statement of the specific nature of and reason for the
insufficiency in the representativeness of the projected average fuel
economy;
(ii) A statement of specific additional testing or derivation of
fuel economy values by analytical methods believed by the manufacturer
necessary to eliminate the insufficiency; and
(iii) A description of any plans of the manufacturer to undertake
that testing or derivation voluntarily and submit the resulting data to
the Environmental Protection Agency under 40 CFR 600.509-12.
(3) The supplementary report required by paragraph (a)(3) of this
section must contain:
(i) All of the information omitted from the mid-model year report
under Sec. 537.6(c)(2); and
[[Page 195]]
(ii) Such revisions of and additions to the information submitted by
the manufacturer in its mid-model year report regarding the automobiles
produced during the current model year as are necessary to reflect the
information provided under paragraph (b)(3)(i) of this section.
(4) The supplementary report required by paragraph (a)(4) of this
section must contain:
(i) All information omitted from the mid-model year reports under
Sec. 537.6(c)(2); and
(ii) Such revisions of and additions to the information submitted by
the manufacturer in its pre-model or mid-model year reports regarding
the automobiles produced during the current model year as are necessary
to reflect the information provided under paragraph (b)(4)(i) of this
section.
(c)(1) Each report required by paragraph (a)(1), (2), (3), or (4) of
this section must be submitted in accordance with Sec. 537.5(c) not
more than 45 days after the date on which the manufacturer determined,
or could have determined with reasonable diligence, that the report was
required.
(2) [Reserved]
(d) A supplementary report is not required to be submitted by the
manufacturer under paragraph (a)(1) or (2) of this section:
(1) With respect to information submitted under this part before the
most recent mid-model year report submitted by the manufacturer under
this part; or
(2) When the date specified in paragraph (c) of this section occurs
after the day by which the pre-model year report for the model year
immediately following the current model year must be submitted by the
manufacturer under this part.
(e) For model years 2008, 2009, and 2010, each manufacturer of light
trucks, as that term is defined in Sec. 523.5 of this chapter, shall
submit a report, not later than 45 days following the end of the model
year, indicating whether the manufacturer is opting to comply with Sec.
533.5(f) or (g) of this chapter.
Sec. 537.9 Determination of fuel economy values and average fuel economy.
(a) Vehicle subconfiguration fuel economy values. (1) For each
vehicle subconfiguration for which a fuel economy value is required
under paragraph (c) of this section and has been determined and approved
under 40 CFR part 600, the manufacturer shall submit that fuel economy
value.
(2) For each vehicle subconfiguration specified in paragraph (a)(1)
of this section for which a fuel economy value approved under 40 CFR
part 600, does not exist, but for which a fuel economy value determined
under 40 CFR part 600 exists, the manufacturer shall submit that fuel
economy value.
(3) For each vehicle subconfiguration specified in paragraph (a)(1)
of this section for which a fuel economy value has been neither
determined nor approved under 40 CFR part 600, the manufacturer shall
submit a fuel economy value based on tests or analyses comparable to
those prescribed or permitted under 40 CFR part 600 and a description of
the test procedures or analytical methods used.
(4) For each vehicle configuration for which a fuel economy value is
required under paragraph (c) of this section and has been determined and
approved under 40 CFR part 600, the manufacturer shall submit that fuel
economy value.
(b) Base level and model type fuel economy values. For each base
level and model type, the manufacturer shall submit a fuel economy value
based on the values submitted under paragraph (a) of this section and
calculated in the same manner as base level and model type fuel economy
values are calculated for use under subpart F of 40 CFR part 600.
(c) Average fuel economy. Average fuel economy must be based upon
fuel economy values calculated under paragraph (b) of this section for
each model type and must be calculated in accordance with subpart F of
40 CFR part 600, except that fuel economy values for running changes and
for new base levels are required only for those changes made or base
levels added before the average fuel economy is required to be submitted
under this part.
[[Page 196]]
Sec. 537.10 Incorporation by reference by manufacturers.
(a) A manufacturer may incorporate by reference in a report required
by this part any document other than a report, petition, or application,
or portion thereof submitted to any Federal department or agency more
than two model years before the current model year.
(b) A manufacturer that incorporates by references a document not
previously submitted to the National Highway Traffic Safety
Administration shall append that document to the report.
(c) A manufacturer that incorporates by reference a document shall
clearly identify the document and, in the case of a document previously
submitted to the National Highway Traffic Safety Administration,
indicate the date on which and the person by whom the document was
submitted to this agency.
Sec. 537.11 Public inspection of information.
Except as provided in Sec. 537.12, any person may inspect the
information and data submitted by a manufacturer under this part in the
docket section of the National Highway Traffic Safety Administration.
Any person may obtain copies of the information available for inspection
under this section in accordance with the regulations of the Secretary
of Transportation in part 7 of this title.
Sec. 537.12 Confidential information.
(a) Treatment of confidential information. Information made
available under Sec. 537.11 for public inspection does not include
information for which confidentiality is requested under Sec.
537.5(c)(7), is granted in accordance with section 505 of the Act and 5
U.S.C. 552(b) and is not subsequently released under paragraph (c) of
this section in accordance with section 505 of the Act.
(b) Denial of confidential treatment. When the Administrator denies
a manufacturer's request under Sec. 537.5(c)(7) for confidential
treatment of information, the Administrator gives the manufacturer
written notice of the denial and reasons for it. Public disclosure of
the information is not made until after the ten-day period immediately
following the giving of the notice.
(c) Release of confidential information. After giving written notice
to a manufacturer and allowing ten days, when feasible, for the
manufacturer to respond, the Administrator may make available for public
inspection any information submitted under this part that is relevant to
a proceeding under the Act, including information that was granted
confidential treatment by the Administrator pursuant to a request by the
manufacturer under Sec. 537.5(c)(7).
PART 538_MANUFACTURING INCENTIVES FOR ALTERNATIVE FUEL VEHICLES--
Table of Contents
Sec.
538.1 Scope.
538.2 Purpose.
538.3 Applicability.
538.4 Definitions.
538.5 Minimum driving range.
538.6 Measurement of driving range.
538.7 Petitions for reduction of minimum driving range.
538.8 Gallon Equivalents for Gaseous Fuels.
538.9 Dual fuel vehicle incentive.
Authority: 49 U.S.C. 32901, 32905, and 32906; delegation of
authority at 49 CFR 1.95.
Source: 61 FR 14511, Apr. 2, 1996, unless otherwise noted.
Sec. 538.1 Scope.
This part establishes minimum driving range criteria to aid in
identifying passenger automobiles that are dual-fueled automobiles. It
also establishes gallon equivalent measurements for gaseous fuels other
than natural gas.
[75 FR 25728, May 7, 2010]
Sec. 538.2 Purpose.
The purpose of this part is to specify one of the criteria in 49
U.S.C. chapter 329 ``Automobile Fuel Economy'' for identifying dual-
fueled passenger automobiles that are manufactured in model years 1993
through 2019. The fuel economy of a qualifying vehicle is calculated in
a special manner so as to encourage its production as a way of
facilitating a manufacturer's compliance with the Corporate Average Fuel
Economy standards set forth in part 531 of
[[Page 197]]
this chapter. The purpose is also to establish gallon equivalent
measurements for gaseous fuels other than natural gas.
[75 FR 25728, May 7, 2010]
Sec. 538.3 Applicability.
This part applies to manufacturers of automobiles.
Sec. 538.4 Definitions.
(a) Statutory terms. (1) The terms alternative fuel, alternative
fueled automobile, and dual fueled automobile, are used as defined in 49
U.S.C. 32901(a).
(2) The terms automobile and passenger automobile, are used as
defined in 49 U.S.C. 32901(a), and in accordance with the determinations
in part 523 of this chapter.
(3) The term manufacturer is used as defined in 49 U.S.C.
32901(a)(13), and in accordance with part 529 of this chapter.
(4) The term model year is used as defined in 49 U.S.C.
32901(a)(15).
(b)(1) Other terms. The terms average fuel economy, fuel economy,
and model type are used as defined in subpart A of 40 CFR part 600.
(2) The term EPA means the U.S. Environmental Protection Agency.
Sec. 538.5 Minimum driving range.
(a) The minimum driving range that a passenger automobile must have
in order to be treated as a dual fueled automobile pursuant to 49 U.S.C.
32901(c) is 200 miles when operating on its nominal useable fuel tank
capacity of the alternative fuel, except when the alternative fuel is
electricity or compressed natural gas. Beginning model year 2016, a
natural gas passenger automobile must have a minimum driving range of
150 miles when operating on its nominal useable fuel tank capacity of
the alternative fuel to be treated as a dual fueled automobile, pursuant
to 49 U.S.C. 32901(c)(2).
(b) The minimum driving range that a passenger automobile using
electricity as an alternative fuel must have in order to be treated as a
dual fueled automobile pursuant to 49 U.S.C. 32901(c) is 7.5 miles on
its nominal storage capacity of electricity when operated on the EPA
urban test cycle and 10.2 miles on its nominal storage capacity of
electricity when operated on the EPA highway test cycle.
[81 FR 74274, Oct. 25, 2016]
Sec. 538.6 Measurement of driving range.
The driving range of a passenger automobile model type not using
electricity as an alternative fuel is determined by multiplying the
combined EPA urban/highway fuel economy rating when operating on the
alternative fuel, by the nominal usable fuel tank capacity (in gallons),
of the fuel tank containing the alternative fuel. The combined EPA
urban/highway fuel economy rating is the value determined by the
procedures established by the Administrator of the EPA under 49 U.S.C.
32904 and set forth in 40 CFR part 600. The driving range of a passenger
automobile model type using electricity as an alternative fuel is
determined by operating the vehicle in the electric-only mode of
operation through the EPA urban cycle on its nominal storage capacity of
electricity and the EPA highway cycle on its nominal storage capacity of
electricity. Passenger automobile types using electricity as an
alternative fuel that have completed the EPA urban cycle after
recharging and the EPA highway cycle after recharging shall be deemed to
have met the minimum range requirement.
[63 FR 66069, Dec. 1, 1998]
Sec. 538.7 Petitions for reduction of minimum driving range.
(a) A manufacturer of a model type of passenger automobile capable
of operating on both electricity and either gasoline or diesel fuel may
petition for a reduced minimum driving range for that model type in
accordance with paragraphs (b) and (c) of this section.
(b) Each petition shall:
(1) Be addressed to: Administrator, National Highway Traffic Safety
Administration, 1200 New Jersey Avenue, SE., Washington, DC 20590.
(2) Be submitted not later than the beginning of the first model
year in which the petitioner seeks to have the model type treated as an
electric dual fueled automobile.
[[Page 198]]
(3) Be written in the English language.
(4) State the full name, address, and title of the official
responsible for preparing the petition, and the name and address of the
petitioner.
(5) Set forth in full data, views, and arguments of the petitioner,
including the information and data specified in paragraph (c) of this
section, and the calculations and analyses used to develop that
information and data. No documents may be incorporated by reference in a
petition unless the documents are submitted with the petition.
(6) Specify and segregate any part of the information and data
submitted under this section that the petitioner wishes to have withheld
from public disclosure in accordance with part 512 of this chapter.
(c) Each petitioner shall include the following information in its
petition:
(1) Identification of the model type or types for which a lower
driving range is sought under this section.
(2) For each model type identified in accordance with paragraph
(c)(1) of this section:
(i) The driving range sought for that model type.
(ii) The number of years for which that driving range is sought.
(iii) A description of the model type, including car line
designation, engine displacement and type, electric storage capacity,
transmission type, and average fuel economy when operating on:
(A) Electricity; and
(B) Gasoline or diesel fuel.
(iv) An explanation of why the petitioner cannot modify the model
type so as to meet the generally applicable minimum range, including the
steps taken by the petitioner to improve the minimum range of the
vehicle, as well as additional steps that are technologically feasible,
but have not been taken. The costs to the petitioner of taking these
additional steps shall be included.
(3) A discussion of why granting the petition would be consistent
with the following factors:
(i) The purposes of 49 U.S.C. chapter 329, including encouraging the
development and widespread use of electricity as a transportation fuel
by consumers, and the production of passenger automobiles capable of
being operated on both electricity and gasoline/diesel fuel;
(ii) Consumer acceptability;
(iii) Economic practicability;
(iv) Technology;
(v) Environmental impact;
(vi) Safety;
(vii) Driveability; and
(viii) Performance.
(d) If a petition is found not to contain the information required
by this section, the petitioner is informed about the areas of
insufficiency and advised that the petition will not receive further
consideration until the required information is received.
(e) The Administrator may request the petitioner to provide
information in addition to that required by this section.
(f) The Administrator publishes in the Federal Register a notice of
receipt for each petition containing the information required by this
section. Any interested person may submit written comments regarding the
petition.
(g) In reaching a determination on a petition submitted under this
section, the Administrator takes into account:
(1) The purposes of 49 U.S.C. chapter 329, including encouraging the
development and widespread use of alternative fuels as transportation
fuels by consumers, and the production of alternative fuel powered motor
vehicles;
(2) Consumer acceptability;
(3) Economic practicability;
(4) Technology;
(5) Environmental impact;
(6) Safety;
(7) Driveability; and
(8) Performance.
(h) If the Administrator grants the petition, the petitioner is
notified in writing, specifying the reduced minimum driving range, and
specifying the model years for which the reduced driving range applies.
The Administrator also publishes a notice of the grant of the petition
in the Federal Register and the reasons for the grant.
(i) If the Administrator denies the petition, the petitioner is
notified in
[[Page 199]]
writing. The Administrator also publishes a notice of the denial of the
petition in the Federal Register and the reasons for the denial.
[63 FR 66069, Dec. 1, 1998, as amended at 75 FR 25728, May 7, 2010]
Sec. 538.8 Gallon Equivalents for Gaseous Fuels.
The gallon equivalent of gaseous fuels, for purposes of calculations
made under 49 U.S.C. 32905, are listed in Table I:
Table I--Gallon Equivalent Measurements for Gaseous Fuels per 100
Standard Cubic Feet
------------------------------------------------------------------------
Gallon
Fuel equivalent
measurement
------------------------------------------------------------------------
Compressed Natural Gas................................ 0.823
Liquefied Natural Gas................................. 0.823
Liquefied Petroleum Gas (Grade HD-5)*................. 0.726
Hydrogen.............................................. 0.259
Hythane (Hy5)......................................... 0.741
------------------------------------------------------------------------
* Per gallon unit of measure.
Sec. 538.9 Dual fuel vehicle incentive.
The application of 49 U.S.C. 32905(b) and (d) to qualifying dual
fuel vehicles is extended to the 2005, 2006, 2007, and 2008 model years.
[69 FR 7703, Feb. 19, 2004]
PART 541_FEDERAL MOTOR VEHICLE THEFT PREVENTION STANDARD--Table of Contents
Sec.
541.1 Scope.
541.2 Purpose.
541.3 Application.
541.4 Definitions.
541.5 Requirements for passenger motor vehicles.
541.6 Requirements for replacement parts.
Appendix A to Part 541 [Reserved]
Appendix A-I to Part 541--Lines With Antitheft Devices Which Are
Exempted From the Parts-Marking Requirements of This Standard
Pursuant to 49 CFR Part 543
Appendix A-II to Part 541 [Reserved]
Appendix B to Part 541--Light Duty Truck Lines With Theft Rates Below
the 1990/91 Median Theft Rate, Subject to the Requirements of
This Standard
Appendix C to Part 541--Appendix C to Part 541--Criteria for Selecting
Light Duty Truck Lines Likely To Have High Theft Rates
Authority: 49 U.S.C. 33101, 33102, 33103, 33104, 33105 and 33106;
delegation of authority at 49 CFR 1.95.
Source: 50 FR 43190, Oct. 24, 1985, unless otherwise noted.
Sec. 541.1 Scope.
This standard specifies performance requirements for identifying
numbers or symbols to be placed on major parts of certain passenger
motor vehicles.
Sec. 541.2 Purpose.
The purpose of this standard is to reduce the incidence of motor
vehicle thefts by facilitating the tracing and recovery of parts from
stolen vehicles.
Sec. 541.3 Application.
(a) Except as provided in paragraph (b) and (c) of this section,
this standard applies to the following:
(1) Passenger motor vehicle parts identified in Sec. 541.5(a) that
are present in:
(i) Passenger cars; and
(ii) Multipurpose passenger vehicles with a gross vehicle weight
rating of 6,000 pounds or less; and
(iii) Light-duty trucks with a gross vehicle weight rating of 6,000
pounds or less, that NHTSA has determined to be high theft in accordance
with 49 CFR 542.1; and
(iv) Light duty trucks with a gross vehicle weight rating of 6,000
pounds or less, that NHTSA has determined to be subject to the
requirements of this section in accordance with 49 CFR 542.2.
(2) Replacement passenger motor vehicle parts identified in Sec.
541.5(a) for vehicles listed in paragraphs (1)(i) to (iv) of this
section.
(b) Exclusions. This standard does not apply to the following:
(1) Passenger motor vehicle parts identified in Sec. 541.5(a) that
are present in vehicles manufactured by a motor vehicle manufacturer
that manufactures fewer than 5,000 vehicles for sale in the United
States each year.
(2) Passenger motor vehicle parts identified in Sec. 541.5(a) that
are present in a line with an annual production of not more than 3,500
vehicles.
(3) Passenger motor vehicle parts identified in Sec. 541.5(a) that
are present in light-duty trucks with a gross vehicle weight rating of
6,000 pounds or
[[Page 200]]
less, that NHTSA has determined to be subject to the requirements of
this section in accordance with 49 CFR 542.2, if the vehicle line with
which these light-duty trucks share majority of major interchangeable
parts is exempt from parts marking requirements pursuant to part 543.
(c) For vehicles listed in subparagraphs (1)(i) to (iv) of this
section that are (1) not subject to the requirements of this standard
until September 1, 2006, and (2) manufactured between September 1, 2006
and August 31, 2007; a manufacturer needs to meet the requirements of
this part only for lines representing at least 50% of a manufacturer's
total production of these vehicles.
[70 FR 28851, May 19, 2005]
Sec. 541.4 Definitions.
(a) Statutory terms. All terms defined in 49 U.S.C. chapter 331 are
used in accordance with their statutory meanings unless otherwise
defined in paragraph (b) of this section.
(b) Other definitions. (1) Interior surface means, with respect to a
vehicle part, a surface that is not directly exposed to sun and
precipitation.
(2) Light-duty truck (LDT) means a motor vehicle, with motive power,
except a trailer, designed primarily for the transportation of property
or special purpose equipment, that is rated at 6,000 pounds gross
vehicle weight or less.
(3) Line means a name which a manufacturer applies to a group of
motor vehicles of the same make which have the same body or chassis, or
otherwise are similar in construction or design. A ``line'' may, for
example, include 2-door, 4-door, station wagon, and hatchback vehicles
of the same make.
(4) 1990/91 median theft rate means 3.5826 thefts per thousand
vehicles produced.
(5) Multipurpose passenger vehicle (MPV) means a passenger motor
vehicle which is constructed either on a truck chassis or with special
features for occasional off-road operation and which is rated at 6,000
pounds gross vehicle weight or less.
(6) Passenger car is used as defined in Sec. 571.3 of this chapter.
(7) VIN means the vehicle identification number required by part 565
of this chapter.
[59 FR 64168, Dec. 13, 1994, as amended at 61 FR 29033, June 7, 1996]
Sec. 541.5 Requirements for passenger motor vehicles.
(a) Each passenger motor vehicle subject to this standard must have
an identifying number affixed or inscribed on each of the parts
specified in paragraphs (a)(1) through (a)(18) inclusive, if the part is
present on the passenger motor vehicle. In the case of passenger motor
vehicles not originally manufactured to comply with applicable U.S.
vehicle safety and bumper standards, each such motor vehicle subject to
this standard must have an identifying number inscribed in a manner
which conforms to paragraph (d)(2) of this section, on each of the parts
specified in paragraphs (a)(1) through (a)(18), inclusive, if the part
is present on the motor vehicle.
(1) Engine.
(2) Transmission.
(3) Right front fender.
(4) Left front fender.
(5) Hood.
(6) Right front door.
(7) Left front door.
(8) Right rear door.
(9) Left rear door.
(10) Sliding or cargo door(s).
(11) Front bumper.
(12) Rear bumper.
(13) Right rear quarter panel (passenger cars).
(14) Left rear quarter panel (passenger cars).
(15) Right-side assembly (MPVs).
(16) Left-side assembly (MPVs).
(17) Pickup box, and/or cargo box (LDTs).
(18) Rear door(s) (both doors in case of double doors), decklid,
tailgate, or hatchback (whichever is present).
(b)(1) Except as provided in paragraphs (b)(2) and (b)(3) of this
section, the number required to be inscribed or affixed by paragraph (a)
shall be the VIN of the passenger motor vehicle.
(2) In place of the VIN, manufacturers who were marking engines and/
or transmissions with a VIN derivative consisting of at least the last
eight characters of the VIN on October 24,
[[Page 201]]
1984, may continue to mark engines and/or transmissions with such VIN
derivative.
(3) In the case of passenger motor vehicles not originally
manufactured to comply with U.S. vehicle safety and bumper standards,
the number required to be inscribed by paragraph (a) of this section
shall be the original vehicle identification number assigned to the
motor vehicle by its original manufacturer in the country where the
motor vehicle was originally produced or assembled.
(c) The characteristics of the number required to be affixed or
inscribed by paragraph (a) of this section shall satisfy the size and
style requirements set forth for vehicle certification labels in Sec.
567.4(g) of this chapter.
(d) The number required by paragraph (a) of this section must be
affixed by means that comply with paragraph (d)(1) of this section or
inscribed by means that comply with paragraph (d)(2) of this section.
(1) Labels. (i) The number must be printed indelibly on a label, and
the label must be permanently affixed to the passenger motor vehicle's
part.
(ii) The number must be placed on each part specified in paragraph
(a) of this section in a location such that the number is, if
practicable, on an interior surface of the part as installed on the
vehicle and in a location where it:
(A) Will not be damaged by the use of any tools necessary to
install, adjust, or remove the part and any adjoining parts, or any
portions thereof;
(B) Is on a portion of the part not likely to be damaged in a
collision; and
(C) Will not be damaged or obscured during normal dealer preparation
operations (including rustproofing and undercoating).
(iii) The number must be placed on each part specified in paragraph
(a) of this section in a location that is visible without further
disassembly once the part has been removed from the vehicle.
(iv) The number must be placed entirely within the target area
specified by the original manufacturer for that part, pursuant to
paragraph (e) of this section, on each part specified in paragraph (a)
of this section.
(v) Removal of the label must--
(A) Cause the label to self-destruct by tearing or rendering the
number on the label illegible, and
(B) Discernibly alter the appearance of that area of the part where
the label was affixed by leaving residual parts of the label or adhesive
in that area, so that investigators will have evidence that a label was
originally present.
(vi) Alteration of the number on the label must leave traces of the
original number or otherwise visibly alter the appearance of the label
material.
(vii) The label and the number shall be resistant to counterfeiting.
(viii) The logo or some other unique identifier of the vehicle
manufacturer must be placed in the material of the label in a manner
such that alteration or removal of the logo visibly alters the
appearance of the label.
(2) Other means of identification. (i) Removal or alteration of any
portion of the number must visibly alter the appearance of the section
of the vehicle part on which the identification is marked.
(ii) The number must be placed on each part specified in paragraph
(a) of this section in a location that is visible without further
disassembly once the part has been removed from the vehicle.
(iii) The number must be placed entirely within the target area
specified by the original manufacturer for that part, pursuant to
paragraph (e) of this section, on each part specified in paragraph (a)
of this section.
(e) Target areas. (1) Each manufacturer that is the original
producer who installs or assembles the covered major parts on a line
shall designate a target area for the identifying numbers to be marked
on each part specified in paragraph (a) of this section for each of its
lines subject to this standard. The target area shall not exceed 50
percent of the surface area on the surface of the part on which the
target area is located.
(2) Each manufacturer subject to paragraph (e)(1) of this section
shall, not later than 30 days before the line is introduced into
commerce, inform NHTSA in writing of the target areas designated for
each line subject to this standard. In those instances where a
[[Page 202]]
manufacturer has submitted this target area information to NHTSA with a
request for confidential treatment pursuant to 49 CFR part 512, the
manufacturer must also submit a complete copy of the target area
information within seven (7) days after the information becomes public,
or the new line is released for sale to the public, whichever comes
first. The information must be submitted to: Docket Management, Room
W12-140, West Building, Ground Floor, 1200 New Jersey Avenue, SE.,
Washington, DC 20590 by any of the following methods. In all cases, the
docket number for the submission, (Docket No. NHTSA-2009-0069) must be
cited.
(i) Electronic submission to the Federal eRulemaking Portal: http://
www.regulations.gov. Follow the instructions for submitting information.
(ii) By U.S. Mail: Docket Management Facility: U.S. Department of
Transportation, 1200 New Jersey Avenue, SE., West Building, Ground
Floor, Room W12-140, Washington, D.C. 20590.
(iii) Hand delivery or by courier: 1200 New Jersey Avenue, SE., West
Building, Ground Floor, Room W12-140, Washington, DC 20590, between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
Telephone: 1-800-647-5527.
(iv) By Fax transmission: (202) 493-2251.
(3) The target areas designated by the original vehicle manufacturer
for a part on a line shall be maintained for the duration of the
production of such line, unless a restyling of the part makes it no
longer practicable to mark the part within the original target area. If
there is such a restyling, the original vehicle manufacturer shall
inform NHTSA of that fact and the new target area, in accordance with
the requirements of paragraph (e)(2) of this section.
[59 FR 64168, Dec. 13, 1994, as amended at 69 FR 17967, Apr. 6, 2004; 76
FR 24403, May 2, 2011]
Sec. 541.6 Requirements for replacement parts.
(a) Each replacement part for a part specified in Sec. 541.5(a)
must have the registered trademark of the manufacturer of the
replacement part, or some other unique identifier if the manufacturer
does not have a registered trademark, and the letter ``R'' affixed or
inscribed on such replacement part by means that comply with Sec.
541.5(d), except as provided in paragraph (d) of this section. In the
case of replacement parts subject to the marking requirements of this
section, which were not originally manufactured for sale in the United
States, the importer of the part shall inscribe its registered
trademark, or some other unique identifier if the importer does not have
a registered trademark, and the letter ``R'' on the part by means that
comply with Sec. 541.5(d)(2), except as provided in paragraph (d) of
this section.
(b) A replacement part subject to paragraph (a) of this section
shall not be marked pursuant to Sec. 541.5.
(c) The trademark and the letter ``R'' required by paragraph (a) of
this section must be at least one centimeter high.
(d) The trademark and the letter ``R'' required by paragraph (a) of
this section must be placed entirely within the target area specified by
the vehicle manufacturer, pursuant to paragraph (e) of this section.
(e) Target areas. (1) Each manufacturer that is the original
producer or assembler of the vehicle for which the replacement part is
designed shall designate a target area for the identifying symbols to be
marked on each replacement part subject to the requirements of paragraph
(a) of this section. Such target areas shall not exceed 25 percent of
the surface area of the surface on which the replacement part marking
will appear.
(2) The boundaries of the target area designated under paragraph
(e)(1) of this section shall be at least 10 centimeters at all points
from the nearest boundaries of the target area designated for that part
under Sec. 541.5(e) of this part.
(3) Each manufacturer subject to paragraph (e)(1) of this section
shall inform NHTSA in writing of the target areas designated for each
replacement part subject to paragraph (a) of this section, at the same
time as it informs the agency of the target area designated for the
original equipment parts of the line, pursuant to
[[Page 203]]
Sec. 541.5(e)(2) of this part. In those instances where a manufacturer
has submitted this target area information to NHTSA with a request for
confidential treatment under 49 CFR part 512, the manufacturer shall
also submit a complete copy of the target area information within seven
(7) days after the information has become public or the new line has
been released for sale to the public, whichever comes first. The
information should be submitted to: Docket Management, Room W12-140,
Ground Floor, 1200 New Jersey Avenue, SE., Washington, DC 20590 by any
of the following methods. In all cases, the docket number for the
submission, (Docket No. NHTSA-2009-0069) must be cited.
(i) Electronic submission to the Federal eRulemaking Portal: http://
www.regulations.gov. Follow the instructions for submitting information.
(ii) By U.S. Mail: Docket Management Facility: U.S. Department of
Transportation, 1200 New Jersey Avenue, SE., West Building, Ground
Floor, Room W12-140, Washington, DC 20590.
(iii) Hand delivery or by courier: 1200 New Jersey Avenue, S.E.,
West Building, Ground Floor, Room W12-140, Washington, DC 20590, between
9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
Telephone: 1-800-647-5527.
(iv) By Fax transmission: (202) 493-2251.
(4) The target area designated by the original vehicle manufacturer
for the parts subject to the requirements of paragraph (a) of this
section shall be maintained for the duration of the production of such
replacement part, unless a restyling of the part makes it no longer
practicable to mark the part within the original target area. If there
is such a restyling, the original vehicle manufacturer shall inform
NHTSA of that fact and the new target area, in accordance with the
requirements of paragraph (e)(3) of this section.
(f) Each replacement part must bear the symbol ``DOT'' in letters at
least one centimeter high within 5 centimeters of the trademark and of
the letter ``R'', and entirely within the target area specified under
paragraph (d) of this section. The symbol ``DOT'' constitutes the
manufacturer's certification that the replacement part conforms to the
applicable theft prevention standard, and shall be inscribed or affixed
by means that comply with paragraph (a) of this section. In the case of
replacement parts subject to the requirements of paragraph (a) of this
section, which were not originally manufactured for sale in the United
States, the importer shall inscribe the ``DOT'' symbol before the part
is imported into the United States.
[50 FR 43190, Oct. 24, 1985, as amended at 76 FR 24403, May 2, 2011]
Sec. Appendix A to Part 541 [Reserved]
Sec. Appendix A-I to Part 541--Lines With Antitheft Devices Which Are
Exempted From the Parts-Marking Requirements of This Standard Pursuant
to 49 CFR Part 543
------------------------------------------------------------------------
Manufacturer Subject lines
------------------------------------------------------------------------
BMW.......................................... MINI, MINI Countryman
(MPV), X1 (MPV), X1, X2
(MPV), X3 (MPV), X4
(MPV), X5 (MPV), Z4, 2
Series,\1\ 3 Series, 4
Series, 5 Series, 6
Series, 7 Series, 8
Series.
CHRYSLER..................................... 200, 300, Dodge Charger,
Dodge Challenger, Dodge
Dart, Dodge Journey,
Fiat 500, Fiat 124
Spider, Jeep Cherokee,
Jeep Compass, Jeep Grand
Cherokee (MPV), Jeep
Gladiator,\1\ Jeep
Patriot, Jeep Wrangler/
Wrangler JK,\2\ Jeep
Wrangler JL (new), Town
and Country MPV.
FORD MOTOR CO................................ C-Max, EcoSport, Edge,
Escape, Explorer,
Fiesta, Focus, Fusion,
Lincoln Corsair,\1\
Lincoln MKC, Lincoln
MKX, Lincoln Nautilus,
Mustang.
GENERAL MOTORS............................... Buick LaCrosse/Regal,
Buick Encore,\1\ Buick
Verano, Cadillac ATS,
Cadillac CTS, Cadillac
SRX, Cadillac XTS,
Cadillac XT4, Chevrolet
Bolt, Chevrolet Camaro,
Chevrolet Corvette,
Chevrolet Cruze,
Chevrolet Equinox,
Chevrolet Impala/Monte
Carlo, Chevrolet Malibu,
Chevrolet Sonic,
Chevrolet Spark,
Chevrolet Volt, GMC
Terrain.
HONDA........................................ Accord, Acura TLX,\1\
Acura MDX, Civic, CR-V,
Passport, Pilot.
HYUNDAI...................................... Azera, Equus, Genesis
G70,\1\ Genesis G80,\3\
IONIQ.
JAGUAR....................................... F-Type, XE, XF, XJ, Land
Rover Discovery Sport,
Land Rover E-Pace,\1\
Land Rover F-Pace, Land
Rover Range Rover
Evoque, Land Rover
Velar.
[[Page 204]]
KIA.......................................... Niro, Stinger.
MASERATI..................................... Ghibli, Levante (SUV),
Quattroporte.
MAZDA........................................ 2, 3, 5, 6, CX-3, CX-5,
CX-9, MX-5 Miata.
MERCEDES-BENZ................................ smart Line Chassis, smart
USA fortwo, SL-Line
Chassis (SL-Class), (the
models within this line
are): SL400/SL450,
SL550, SL 63/AMG, SL 65/
AMG, SLK-Line Chassis
(SLK-Class/SLC-Class),
(the models within this
line are): SLK 250, SLK
300, SLK 350, SLK 55
AMG, SLC 300 AMG, SLC
43, S-Line Chassis (S/CL/
S-Coupe Class/S-Class
Cabriolet/Mercedes
Maybach), (the models
within this line are):
S400 Hybrid, S550, S600,
S63 AMG, S65 AMG,
Mercedes-Maybach S560,
Mercedes-Maybach S650,
CL550, CL600, CL63 AMG,
CL65 AMG, NGCC Chassis
Line (CLA/GLA/B-Class/A-
Class), (the models
within this line are):
A220, B250e, CLA250,
CLA45 AMG, GLA250, GLA45
AMG, C-Line Chassis (C-
Class/CLK/GLK-Class/GLC-
Class), (the models
within this line are):
C63 AMG, C240, C250,
C300, C350, CLK 350, CLK
550, CLK 63AMG, GLK250,
GLK350, E-Line Chassis
(E-Class/CLS Class),
(the models within this
line are): E55, E63 AMG,
E320 BLUETEC, E350
BLUETEC, E320/E320DT
CDi, E350/E500/E550,
E400 HYBRID, CLS400,
CLS500/550, CLS55 AMG,
CLS63 AMG.
MITSUBISHI................................... Eclipse Cross, iMiEV,
Lancer, Outlander,
Outlander Sport, Mirage.
NISSAN....................................... Altima, Juke, Leaf,
Maxima, Murano, NV200
Taxi, Pathfinder, Quest,
Rogue, Kicks, Sentra,
Infiniti Q70, Infiniti
Q50/60, Infiniti QX50,
Infiniti QX60, Versa.\1\
PORSCHE...................................... 911, Boxster/Cayman,
Macan, Panamera,
Taycan.\1\
SUBARU....................................... Ascent, Forester,
Impreza, Legacy,
Outback, WRX, XV
Crosstrek/Crosstrek.\4\
TESLA........................................ Model 3, Model S, Model
X, Model Y.\1\
TOYOTA....................................... Avalon, Camry, Corolla, C-
HR,\1\ Highlander, Lexus
ES, Lexus GS, Lexus LS,
Lexus NX, Lexus RX,
Prius, RAV4, Sienna.
VOLKSWAGEN................................... Atlas, Beetle, Eos,
Jetta, Passat, Tiguan,
Golf/Golf Sport wagen/
eGolf/Alltrack, Audi A3,
Audi A4, Audi A4Allroad
MPV, Audi A6, Audi A8,
Audi Q3, Audi Q5, Audi
TT.
VOLVO........................................ S60.
------------------------------------------------------------------------
\1\ Granted an exemption from the parts-marking requirements beginning
with MY 2020.
\2\ Jeep Wrangler (2009-2019) nameplate changed to Jeep Wrangler JK, JK
discontinued after MY 2018.
\3\ Hyundai discontinued use of its parts-marking exemption for the
Genesis vehicle line beginning with the 2010 model year, line was
reintroduced as the Genesis G80.
\4\ Subaru XV Crosstrek nameplate changed to Crosstrek beginning with MY
2016.
[87 FR 51616, Aug. 23, 2022]
Sec. Appendix A-II to Part 541 [Reserved]
Sec. Appendix B to Part 541--Light Duty Truck Lines With Theft Rates
Below the 1990/91 Median Theft Rate, Subject to the Requirements of This
Standard
------------------------------------------------------------------------
Manufacturer Subject lines
------------------------------------------------------------------------
None
------------------------------------------------------------------------
[69 FR 17967, Apr. 6, 2004]
Sec. Appendix C to Part 541--Criteria for Selecting Light Duty Truck
Lines Likely To Have High Theft Rates
Scope
These criteria specify the factors the Administrator will take into
account in determining whether a new line is likely to have a high theft
rate, and, therefore, whether such line will be subject to the
requirements of this theft prevention standard.
Purpose
The purpose of these criteria is to enable the Administrator to
select, by agreement with the manufacturer, if possible, those new lines
which are likely to have high theft rates.
Application
These criteria apply to lines of passenger motor vehicles initially
introduced into commerce on or after September 1, 2006.
Methodology
These criteria will be applied to each line initially introduced
into commerce on or after September 1, 2006. The likely theft rate for
such lines will be determined in relation to the national median theft
rate for 1990 and 1991. If the line is determined to be likely to have a
theft rate above the national median, the Administrator will select such
line for coverage under this theft prevention standard.
Criteria
1. Retail price of the vehicle line.
2. Vehicle image or marketing strategy.
[[Page 205]]
3. Vehicle lines with which the new line is intended to compete, and
the theft rates of such lines.
4. Vehicle line(s), if any, which the new line is intended to
replace, and the theft rate(s) of such line(s).
5. Presence or absence of any new theft prevention devices or
systems.
6. Preliminary theft rate for the line, if it can be determined on
the basis of currently available data.
[50 FR 43190, Oct. 24, 1985, as amended at 69 FR 17967, Apr. 6, 2004; 69
FR 34613, June 22, 2004]
PART 542_PROCEDURES FOR SELECTING LIGHT DUTY TRUCK LINES TO BE COVERED
BY THE THEFT PREVENTION STANDARD--Table of Contents
Sec.
542.1 Procedures for selecting new light duty truck lines that are
likely to have high or low theft rates.
542.2 Procedures for selecting low theft light duty truck lines with a
majority of major parts interchangeable with those of a
passenger motor vehicle line.
Authority: 49 U.S.C. 322, 33101, 33102, 33103, 33104, 33105;
delegation of authority at 49 CFR 1.50.
Source: 59 FR 21672, Apr. 26, 1994, unless otherwise noted.
Sec. 542.1 Procedures for selecting new light duty truck lines
that are likely to have high or low theft rates.
(a) Scope. This section sets forth the procedures for motor vehicle
manufacturers and NHTSA to follow in the determination of whether any
new light duty truck line is likely to have a theft rate above or below
the 1990/91 median theft rate.
(b) Application. These procedures apply to each manufacturer that
plans to introduce a new light duty truck line into commerce in the
United States on or after September 1, 2006, and to each of those new
lines.
(c) Procedures. (1) Each manufacturer shall use the criteria in
appendix C of part 541 of this chapter to evaluate each new light duty
truck line and to conclude whether the new line is likely to have a
theft rate above or below the 1990/91 median theft rate.
(2) For each new light duty truck line, the manufacturer shall
submit its evaluations and conclusions made under paragraph (c) of this
section, together with the underlying factual information, to NHTSA not
less than 15 months before the date of introduction. The manufacturer
may request a meeting with the agency during this period to further
explain the bases for its evaluations and conclusions.
(3) Within 90 days after its receipt of the manufacturer's
submission under paragraph (c)(2) of this section, the agency
independently evaluates the new light duty truck line using the criteria
in appendix C of part 541 of this chapter and, on a preliminary basis,
determines whether the new line should or should not be subject to Sec.
541.2 of this chapter. NHTSA informs the manufacturer by letter of the
agency's evaluations and determinations, together with the factual
information considered by the agency in making them.
(4) The manufacturer may request the agency to reconsider any of its
preliminary determinations made under paragraph (c)(3) of this section.
The manufacturer shall submit its request to the agency within 30 days
of its receipt of the letter under paragraph (c)(3) of this section. The
request shall include the facts and arguments underlying the
manufacturer's objections to the agency's preliminary determinations.
During this 30-day period, the manufacturer may also request a meeting
with the agency to discuss those objections.
(5) Each of the agency's preliminary determinations under paragraph
(c)(3) of this section shall become final 45 days after the agency sends
the letter specified in paragraph (c)(3) of this section unless a
request for reconsideration has been received in accordance with
paragraph (c)(4) of this section. If such a request has been received,
the agency makes its final determinations within 60 days of its receipt
of the request. NHTSA informs the manufacturer by letter of those
determinations and its response to the request for reconsideration.
[69 FR 17967, Apr. 6, 2004; 69 FR 34613, June 22, 2004]
[[Page 206]]
Sec. 542.2 Procedures for selecting low theft light duty truck lines
with a majority of major parts interchangeable with those of
a passenger motor vehicle line.
(a) Scope. This section sets forth the procedures for motor vehicle
manufacturers and NHTSA to follow in the determination of whether any
light duty truck lines that have or are likely to have a low theft rate
have major parts interchangeable with a majority of the covered major
parts of a passenger motor vehicle line.
(b) Application. These procedures apply to:
(1) Each manufacturer that produces--
(i) At least one passenger motor vehicle line identified in 49 CFR
541.3(a)(1) and (2) that has been or will be introduced into commerce in
the United States, and
(ii) At least one light duty truck line that has been or will be
introduced into commerce in the United States and that the manufacturer
identifies as likely to have a theft rate below the median theft rate;
and
(2) Each of those likely sub-median theft rate light duty truck
lines.
(c) Procedures. (1) For each light duty truck line that a
manufacturer identifies under appendix C of part 541 of this chapter as
having or likely to have a theft rate below the median rate, the
manufacturer identifies how many and which of the major parts of that
line will be interchangeable with the covered major parts of any of its
passenger motor vehicle lines.
(2) If the manufacturer concludes that a light duty truck line that
has or is likely to have a theft rate below the median theft rate has
major parts that are interchangeable with a majority of the covered
major parts of a passenger motor vehicle line, the manufacturer
determines whether all the vehicles of those lines with sub-median or
likely sub-median theft rates will account for more than 90 percent of
the total annual production of all of the manufacturer's lines with
those interchangeable parts.
(3) The manufacturer submits its evaluations and conclusions made
under paragraphs (c)(1) and (2) of this section, together with the
underlying factual information, to NHTSA not less than 15 months before
the date of introduction. During this period, the manufacturer may
request a meeting with the agency to further explain the bases for its
evaluations and conclusions.
(4) Within 90 days after its receipt of the manufacturer's
submission under paragraph (c)(3) of this section, NHTSA considers that
submission, if any, and independently makes, on a preliminary basis, the
determinations of those light duty truck lines with sub-median or likely
sub-median theft rates which should or should not be subject to Sec.
541.5 of this chapter. NHTSA informs the manufacturer by letter of the
agency's preliminary determinations, together with the factual
information considered by the agency in making them.
(5) The manufacturer may request the agency to reconsider any of its
preliminary determinations made under paragraph (c)(4) of this section.
The manufacturer must submit its request to the agency within 30 days of
its receipt of the letter under paragraph (c)(4) of this section
informing it of the agency's evaluations and preliminary determinations.
The request must include the facts and arguments underlying the
manufacturer's objections to the agency's preliminary determinations.
During this 30-day period, the manufacturer may also request a meeting
with the agency to discuss those objections.
(6) Each of the agency's preliminary determinations made under
paragraph (c)(4) of this section becomes final 45 days after the agency
sends the letter specified in that paragraph unless a request for
reconsideration has been received in accordance with paragraph (c)(5) of
this section. If such a request has been received, the agency makes its
final determinations within 60 days of its receipt of the request. NHTSA
informs the manufacturer by letter of those determinations and its
response to the request for reconsideration.
[69 FR 17968, Apr. 6, 2004]
[[Page 207]]
PART 543_EXEMPTION FROM VEHICLE THEFT PREVENTION STANDARD--Table of Contents
Sec.
543.1 Scope.
543.2 Purpose.
543.3 Application.
543.4 Definitions.
543.5 Petition: General requirements.
543.6 Petition: Specific content requirements.
543.7 Petitions based on performance criteria.
543.8 Processing an exemption petition.
543.9 Duration of exemption.
543.10 Terminating or modifying an exemption.
Appendix A to Part 543--Performance Criteria (Subsections 8 Through 21)
of C.R.C, c. 1038.114 (in Effect March 30, 2011)
Authority: 49 U.S.C. 322, 33101, 33102, 33103, 33104 and 33105;
delegation of authority at 49 CFR 1.95.
Source: 52 FR 33829, Sept. 8, 1987, unless otherwise noted.
Sec. 543.1 Scope.
This part establishes procedures under section 605 of the Motor
Vehicle Information and Cost Savings Act (15 U.S.C. 2025) for filing and
processing petitions to exempt lines of passenger motor vehicles from
part 541 of this chapter, and procedures for terminating or modifying an
exemption.
Sec. 543.2 Purpose.
The purpose of this part is to specify the content and format of
petitions which may be filed by manufacturers of passenger motor
vehicles to obtain an exemption from the parts-marking requirements of
the vehicle theft prevention standard for passenger motor vehicle lines
which include, as standard equipment, an antitheft device if the agency
concludes that the device is likely to be as effective in reducing and
deterring motor vehicle theft as compliance with the parts-marking
requirements. This part also provides the procedures that the agency
will follow in processing those petitions and in terminating or
modifying exemptions.
Sec. 543.3 Application.
This part applies to manufacturers of vehicles subject to the
requirements of part 541 of this chapter, and to any interested person
who seeks to have NHTSA terminate an exemption.
[70 FR 28851, May 19, 2005]
Sec. 543.4 Definitions.
(a) Statutory terms. All terms defined in sections 2, 601, and 605
of the Motor Vehicle Information and Cost Savings Act are used in
accordance with their statutory meanings unless otherwise defined in
paragraph (b) of this section.
(b) Other definitions.
Accessory mode means the ignition switch setting in which certain
electrical systems (such as the radio and power windows) can be operated
without the operation of the vehicle's propulsion engine.
Immobilizer means a device that, when activated, is intended to
prevent a motor vehicle from being powered by its own propulsion system.
Line or car line means a name which a manufacturer applies to a
group of motor vehicles of the same make which have the same body or
chassis, or otherwise are similar in construction or design. A ``line''
may, for example, include 2-door, 4-door, station wagon, and hatchback
vehicles of the same make.
NHTSA means the National Highway Traffic Safety Administration.
[52 FR 33829, Sept. 8, 1987, as amended at 81 FR 66841, Sept. 29, 2016]
Sec. 543.5 Petition: General requirements.
(a) For each model year, a manufacturer may petition NHTSA for an
exemption of one car line from the requirements of part 541 of this
chapter. However, for car lines not subject to the requirements of part
541 of this chapter until September 1, 2006, a manufacturer may not
petition NHTSA for an exemption for model years before model year 2006.
(b) Each petition filed under this part for an exemption must--
(1) Be written in the English language;
(2) Be submitted in three copies to: Administrator, National Highway
Traffic Safety Administration, 1200 New Jersey Avenue, SE., Washington,
DC 20590.
[[Page 208]]
(3) State the full name and address of the petitioner, the nature of
its organization (individual, partnership, corporation, etc.), and the
name of the State or country under the laws of which it is organized;
(4) Be submitted at least 8 months before the commencement of
production of the lines specified under paragraph (5) of Sec. 543.5(b)
for the first model year in which the petitioner wishes those lines to
be exempted, and identify that model year;
(5) Identify the passenger motor vehicle line or lines for which
exemption is sought;
(6) Identify whether the exemption is sought under Sec. 543.6 or
Sec. 543.7.
(7) If the exemption is sought under Sec. 543.6, set forth in full
the data, views, and arguments of the petitioner supporting the
exemption, including the information specified in that section.
(8) If the exemption is sought under Sec. 543.7, submission of the
information required in that section.
(9) Specify and segregate any part of the information or data
submitted that the petitioner requests be withheld from public
disclosure in accordance with part 512, Confidential Business
Information, of this chapter.
[52 FR 33829, Sept. 8, 1987, as amended at 59 FR 10758, Mar. 8, 1994; 70
FR 28851, May 19, 2005; 81 FR 66841, Sept. 29, 2016]
Sec. 543.6 Petition: Specific content requirements.
(a) Each petition for exemption filed under this part must include:
(1) A statement that an antitheft device will be installed as
standard equipment on all vehicles in the line for which an exemption is
sought;
(2) A list naming each component in the antitheft system, and a
diagram showing the location of each of those components within the
vehicle;
(3) A discussion that explains the means and process by which the
device is activated and functions, including any aspect of the device
designed to--
(i) Facilitate or encourage its activation by motorists,
(ii) Attract attention to the efforts of an unauthorized person to
enter or move a vehicle by means other than a key,
(iii) Prevent defeating or circumventing the device by an
unauthorized person attempting to enter a vehicle by means other than a
key,
(iv) Prevent the operation of a vehicle which an unauthorized person
has entered using means other than a key, and
(v) Ensure the reliability and durability of the device;
(4) The reasons for the petitioner's belief that the antitheft
device will be effective in reducing and deterring motor vehicle theft,
including any theft data and other data that are available to the
petitioner and form a basis for that belief;
(5) The reasons for the petitioner's belief that the agency should
determine that the antitheft device is likely to be as effective as
compliance with the parts-marking requirements of part 541 in reducing
and deterring motor vehicle theft, including any statistical data that
are available to the petitioner and form a basis for petitioner's belief
that a line of passenger motor vehicles equipped with the antitheft
device is likely to have a theft rate equal to or less than that of
passenger motor vehicles of the same, or a similar, line which have
parts marked in compliance with part 541.
(b) Any petitioner submitting data under paragraph (a) (4) or (5) of
this section shall submit an explanation of its belief that the data are
sufficiently representative and reliable to warrant NHTSA's reliance
upon them.
[52 FR 33829, Sept. 8, 1987, as amended at 59 FR 10758, Mar. 8, 1994]
Sec. 543.7 Petitions based on performance criteria.
A petition submitted under this section must include:
(a) A statement that the entire line of vehicles is equipped with an
immobilizer, as standard equipment, that meets one of the following:
(1) The performance criteria (subsections 8 through 21) of C.R.C, c.
1038.114, Theft Protection and Rollaway Prevention (in effect March 30,
2011), as excerpted in appendix A of this part;
(2) National Standard of Canada CAN/ULC-S338-98, Automobile Theft
Deterrent Equipment and Systems: Electronic Immobilization (May 1998);
[[Page 209]]
(3) United Nations Economic Commission for Europe (UN/ECE)
Regulation No. 97 (ECE R97), Uniform Provisions Concerning Approval of
Vehicle Alarm System (VAS) and Motor Vehicles with Regard to Their Alarm
System (AS) in effect August 8, 2007; or
(4) UN/ECE Regulation No. 116 (ECE R116), Uniform Technical
Prescriptions Concerning the Protection of Motor Vehicles Against
Unauthorized Use in effect on February 10, 2009.
(b) Compliance documentation kept to demonstrate the basis for
certification with the performance criteria specified in paragraph (a)
of this section.
(c) A statement that the immobilizer device is durable and reliable.
[81 FR 66841, Sept. 29, 2016]
Sec. 543.8 Processing an exemption petition.
(a) NHTSA processes any complete petition. If a manufacturer submits
a petition that does not contain all the information required by this
part, NHTSA informs the manufacturer of the areas of insufficiency and
advises the manufacturer that the agency does not process the petition
until it receives the required information.
(b) The agency grants a petition for an exemption from the parts-
marking requirements of part 541 either in whole or in part, if it
determines that, based upon substantial evidence, the standard equipment
antitheft device is likely to be as effective in reducing and deterring
motor vehicle theft as compliance with the parts-marking requirements of
part 541.
(c) The agency issues its decision either to grant or deny an
exemption petition not later than 120 days after the date on which a
complete petition is filed.
(d) Any exemption granted under this part applies only to the
vehicle line or lines that are the subject of the grant, and are
equipped with the antitheft device on which the line's exemption was
based.
(e) An exemption granted under this part is effective for the model
year beginning after the model year in which NHTSA issue the notice of
exemption, unless the notice of exemption specifies a later model year.
(f) If the petition is sought under Sec. 543.6, NHTSA publishes a
notice of its decision to grant or deny an exemption petition in the
Federal Register and notifies the petitioner in writing of the agency's
decision.
(g) If the petition is sought under Sec. 543.7, NHTSA notifies the
petitioner in writing of the agency's decision to grant or deny an
exemption petition.
[52 FR 33829, Sept. 8, 1987. Redesignated and amended at 81 FR 66841,
Sept. 29, 2016]
Sec. 543.9 Duration of exemption.
Each exemption under this part continues in effect unless it is
modified or terminated under Sec. 543.10, or the manufacturer ceases
production of the exempted line.
[81 FR 66841, Sept. 29, 2016]
Sec. 543.10 Terminating or modifying an exemption.
(a) On its own initiative or in response to a petition, NHTSA may
commence a proceeding to terminate or modify any exemption granted under
this part.
(b) Any interested person may petition the agency to commence a
proceeding to terminate or modify an exemption.
(c)(1) In a petition to terminate an exemption, the petitioner must:
(i) Identify the vehicle line or lines that are the subject of the
exemption;
(ii) State the reasons for petitioner's belief that the standard
equipment antitheft device installed under the exemption is not as
effective as compliance with the parts-marking requirements of part 541
in reducing and deterring motor vehicle theft;
(iii) Comply with Sec. 543.5, paragraphs (b) (1) through (3) and
(7).
(2) In a petition to modify an exemption, the petitioner must:
(i) Identify the vehicle line or lines that are the subject of the
exemption;
(ii) Request permission to use an antitheft device similar to, but
different from the standard equipment antitheft device which is
installed under the exemption;
(iii) Comply with Sec. 543.5, paragraphs (b) (1) through (3) and
(7); and
(iv) Provide the same information for the modified device that is
required
[[Page 210]]
under Sec. 543.6 for a new device, except that the information
specified by Sec. 543.6(a)(3) need by provided only to the extent that
the modified device differs from the standard equipment antitheft device
installed under the exemption.
(d) NHTSA processes any complete petition. If a person submits a
petition under this section that does not contain all the information
required by it, NHTSA informs the manufacturer of the areas of
insufficiency and advises the manufacturer that the agency does not
process the petition until it receives the required information.
(e) If NHTSA denies a petition requesting a proceeding to terminate
or modify an exemption, the agency notifies the petitioner by letter.
(f) If NHTSA commences a termination proceeding on its own
initiative or in response to a petition, the agency provides the
manufacturer of the exempted line with a copy of the petition, if any, a
written statement of NHTSA's reasons for commencing the proceeding, and
an opportunity to present its written views.
(g)(1) The agency terminates an exemption if it determines that the
antitheft device installed under the exemption has not been as effective
as parts-marking in reducing and deterring motor vehicle theft.
(2) Except as provided in paragraph (g)(3) of this section, a
decision to terminate an exemption under this section takes effect on
the later of the following dates:
(i) The last day of the model year in which NHTSA issues the
termination decision, or
(ii) Six months after the manufacturer receives written notice of
the termination.
(3) If a manufacturer shows good cause why terminating its exemption
effective on a date later than the one specified in paragraph (g)(2) of
this section is consistent with the public interest and the purposes of
the Act, the agency may set such later date.
(h)(1) The agency modifies an exemption if it determines, based on
substantial evidence, that the modified antitheft device described in
the petition is likely to be as effective in reducing and deterring
motor vehicle theft as compliance with the parts-marking requirements of
part 541.
(2)(i) Except as provided in paragraph (h)(2)(ii) of this section, a
decision to modify an exemption under this section takes effect on the
first day of the model year following the model year in which NHTSA
issued the modification decision.
(ii) If a manufacturer shows good cause why modifying its exemption
effective on a date earlier than the one specified in paragraph
(h)(2)(i) of this section is consistent with the public interest and the
purposes of the Act, the agency may set such earlier date.
(i) [Reserved]
(j) NHTSA publishes notice in the Federal Register of any agency
decision terminating or modifying an exemption, and notifies the
affected manufacturer in writing.
[52 FR 33829, Sept. 8, 1987. Redesignated at 81 FR 66841, Sept. 29,
2016]
Sec. Appendix A to Part 543--Performance Criteria (Subsections 8 Through
21) of C.R.C, c. 1038.114 (in Effect March 30, 2011)
In order to be eligible for an exemption under Sec. 543.7(a)(1),
the entire vehicle line must be equipped with an immobilizer meeting the
following criteria:
(1) Subject to paragraph (2) of this appendix, an immobilization
system shall arm automatically within a period of not more than 1 minute
after the disarming device is removed from the vehicle, if the vehicle
remains in a mode of operation other than accessory mode or on
throughout that period.
(2) If the disarming device is a keypad or biometric identifier, the
immobilization system shall arm automatically within a period of not
more than 1 minute after the motors used for the vehicle's propulsion
are turned off, if the vehicle remains in a mode of operation other than
accessory mode or on throughout that period.
(3) The immobilization system shall arm automatically not later than
2 minutes after the immobilization system is disarmed, unless:
(i) Action is taken for starting one or more motors used for the
vehicle's propulsion;
(ii) Disarming requires an action to be taken on the engine start
control or electric motor start control, the engine stop control or
electric motor stop control, or the ignition switch; or
(iii) Disarming occurs automatically by the presence of a disarming
device and the device is inside the vehicle.
[[Page 211]]
(4) If armed, the immobilization system shall prevent the vehicle
from moving more than 3 meters (9.8 feet) under its own power by
inhibiting the operation of at least one electronic control unit and
shall not have any impact on the vehicle's brake system except that it
may prevent regenerative braking and the release of the parking brake.
(5) During the disarming process, a code shall be sent to the
inhibited electronic control unit in order to allow the vehicle to move
under its own power.
(6) It shall not be possible to disarm the immobilization system by
interrupting its normal operating voltage.
(7) When the normal starting procedure requires that the disarming
device mechanically latch into a receptacle and the device is physically
separate from the ignition switch key, one or more motors used for the
vehicle's propulsion shall start only after the device is removed from
that receptacle.
(8)(i) The immobilization system shall have a minimum capacity of
50,000 code variants, shall not be disarmed by a code that can disarm
all other immobilization systems of the same make and model; and
(ii) subject to paragraph (9) of this appendix, it shall not have
the capacity to process more than 5,000 codes within 24 hours.
(9) If an immobilization system uses rolling or encrypted codes, it
may conform to the following criteria instead of the criteria set out in
paragraph (8)(ii) of this appendix:
(i) The probability of obtaining the correct code within 24 hours
shall not exceed 4 per cent; and
(ii) It shall not be possible to disarm the system by re-
transmitting in any sequence the previous 5 codes generated by the
system.
(10) The immobilization system shall be designed so that, when
tested as installed in the vehicle neither the replacement of an
original immobilization system component with a manufacturer's
replacement component nor the addition of a manufacturer's component can
be completed without the use of software; and it is not possible for the
vehicle to move under its own power for at least 5 minutes after the
beginning of the replacement or addition of a component referred to in
this paragraph (1).
(11) The immobilization system's conformity to paragraph (10) of
this appendix shall be demonstrated by testing that is carried out
without damaging the vehicle.
(12) Paragraph (10)(i) of this appendix does not apply to the
addition of a disarming device that requires the use of another
disarming device that is validated by the immobilization system.
(13) The immobilization system shall be designed so that it can
neither be bypassed nor rendered ineffective in a manner that would
allow a vehicle to move under its own power, or be disarmed, using one
or more of the tools and equipment listed in paragraph (14) of this
appendix;
(i) Within a period of less than 5 minutes, when tested as installed
in the vehicle; or
(ii) Within a period of less than 2.5 minutes, when bench-tested
outside the vehicle.
(14) During a test referred to in paragraph (13) of this appendix,
only the following tools or equipment may be used: Scissors, wire
strippers, wire cutters and electrical wires, a hammer, a slide hammer,
a chisel, a punch, a wrench, a screwdriver, pliers, steel rods and
spikes, a hacksaw, a battery operated drill, a battery operated angle
grinder; and a battery operated jigsaw.
Note: C.R.C, c. 1038.114, Theft Protection and Rollaway Prevention
(in effect March 30, 2011). See: SOR/2011-69 March, 2011 ``Regulations
Amending the Motor Vehicle Safety Regulations (Theft Prevention and
Rollaway Prevention--Standard 114)'' 2011-03-30 Canada Gazette Part II,
Vol 145, No. 7.
[81 FR 66841, Sept. 29, 2016]
PART 545_FEDERAL MOTOR VEHICLE THEFT PREVENTION STANDARD PHASE-IN
AND SMALL-VOLUME LINE REPORTING REQUIREMENTS--Table of Contents
Sec.
545.1 Scope.
545.2 Purpose.
545.3 Applicability.
545.4 Response to inquiries.
545.5 Definitions.
545.6 Reporting requirements for vehicles listed in Sec. 541.3(a)(1).
545.7 Reporting requirements for vehicles listed in Sec. 541.3(b)(2).
545.8 Records.
545.9 Petition to extend period to file report.
Authority: 49 U.S.C. 322, 33101, 33102, 33103, 33104, 33105;
delegation of authority at 49 CFR 1.50.
Source: 70 FR 28851, May 19, 2005, unless otherwise noted.
Sec. 545.1 Scope.
This part establishes requirements for manufacturers of motor
vehicles to respond to NHTSA inquiries, to submit reports, and to
maintain records related to the reports, concerning the number of
vehicles that meet the requirements of 49 CFR part 541, and the number
of vehicles that are excluded from the requirements of 49 CFR part 541
pursuant to 49 CFR 541.3(b)(2).
[72 FR 46176, Aug. 17, 2007]
[[Page 212]]
Sec. 545.2 Purpose.
The purpose of these requirements is to assist the National Highway
Traffic Safety Administration in determining whether a manufacturer has
complied with the requirements of 49 CFR 541.5.
Sec. 545.3 Applicability.
This subpart applies to manufacturers of motor vehicles.
Sec. 545.4 Response to inquiries.
(a) At any time prior to August 31, 2007, each manufacturer must,
upon request from the Office of Vehicle Safety Compliance, provide
information identifying the vehicles (by make, model, and vehicle
identification number) that have been certified as complying with the
requirements of 49 CFR part 541. The manufacturers designation of a
vehicle as a certified vehicle is irrevocable.
(b) At any time prior to August 31, 2007, each manufacturer must,
upon request from the Office of Vehicle Safety Compliance, provide
information identifying the vehicles (by make, model, and vehicle
identification number) that are excluded from the requirements of 49 CFR
part 541 pursuant to 49 CFR 541.3(b)(2).
[70 FR 28851, May 19, 2005, as amended at 72 FR 46176, Aug. 17, 2007]
Sec. 545.5 Definitions.
Production year means the 12-month period between September 1 of
2006 and August 31, 2007, inclusive.
Small-volume line means a line with an annual production of not more
than 3,500 vehicles.
Sec. 545.6 Reporting requirements for vehicles listed in Sec. 541.3(a)(1).
(a) General reporting requirements. Within 60 days after the end of
the production year ending August 31, 2007, each manufacturer shall
submit a report to the National Highway Traffic Safety Administration
concerning its compliance with 49 CFR part 541 for vehicles listed in
Sec. 541.3(a)(1) that were manufactured between September 1, 2006 and
August 31, 2007. Each report must--
(1) Identify the manufacturer;
(2) State the full name, title, and address of the official
responsible for preparing the report;
(3) Identify the production year being reported on;
(4) Contain a statement regarding whether or not the manufacturer
complied with the requirements of 49 CFR part 541 for the period covered
by the report, and the basis for that statement;
(5) Provide the information specified in paragraph (b) of this
section;
(6) Be written in the English language; and
(7) Be submitted to: Administrator, National Highway Traffic Safety
Administration, Room, 400 7th Street, SW., Washington, DC 20590.
(b) Report content--(1) Basis for Statement of Compliance. Each
manufacturer shall provide the number of motor vehicles listed in Sec.
541.3(a)(1) that were manufactured between September 1, 2006 and August
31, 2007 (excluding those motor vehicles that were subject to the
requirements of 49 CFR part 541 before September 1, 2006).
(2) Production. Each manufacturer shall provide (1) the number of
motor vehicles manufactured between September 1, 2006 and August 31,
2007 (excluding those motor vehicles that were subject to the
requirements of 49 CFR part 541 before September 1, 2006), that meet the
requirements of 49 CFR 541.5; and (2) the number of motor vehicles
manufactured between September 1, 2006 and August 31, 2007 (excluding
those motor vehicles that were subject to the requirements of 49 CFR
part 541 before September 1, 2006), that are exempt from 49 CFR part 541
pursuant to 49 CFR part 543.
(3) Statement regarding compliance. Each manufacturer must provide a
statement regarding whether or not the manufacturer complied with 49 CFR
541.5 requirements as applicable to the period covered by the report,
and the basis for that statement.
[70 FR 28851, May 19, 2005, as amended at 72 FR 46176, Aug. 17, 2007]
Sec. 545.7 Reporting requirements for vehicles listed in Sec. 541.3(b)(2).
(a) General reporting requirements. Within 60 days after the end of
the production year ending August 31, 2007,
[[Page 213]]
each manufacturer must submit a report to the National Highway Traffic
Safety Administration concerning small-volume lines that were
manufactured between September 1, 2006 and August 31, 2007. Each report
must--
(1) Identify the manufacturer;
(2) State the full name, title, and address of the official
responsible for preparing the report;
(3) Identify the production year being reported on;
(4) Provide the information specified in paragraph (b) of this
section;
(5) Be written in the English language; and
(6) Be submitted to: Administrator, National Highway Traffic Safety
Administration, Room, 400 7th Street, SW., Washington, DC 20590.
(b) Report content. Within 60 days after the end of the production
year ending August 31, 2007, each manufacturer shall provide: (1) The
name of each small-volume line the manufacturer produces; (2) the number
of motor vehicles in each small-volume line the manufacturer produced.
[70 FR 28851, May 19, 2005, as amended at 72 FR 46176, Aug. 17, 2007]
Sec. 545.8 Records.
Each manufacturer shall maintain records of the Vehicle
Identification Number for each vehicle for which information is reported
under Sec. Sec. 545.6(b)(2) and 545.7(b)(2) until December 31, 2008.
Sec. 545.9 Petition to extend period to file report.
A manufacturer may petition for extension of time to submit a report
under this part. A petition will be granted only if the petitioner shows
good cause for the extension and if the extension is consistent with the
public interest. The petition must be received not later than 15 days
before expiration of the time stated in Sec. 545.5(a). The filing of a
petition does not automatically extend the time for filing a report. The
petition must be submitted to: Administrator, National Highway Traffic
Safety Administration, 400 7th Street, SW., Washington, DC 20590.
PART 551_PROCEDURAL RULES--Table of Contents
Subpart A_General
Sec.
551.1 Scope.
Subpart B [Reserved]
Subpart C_Submittals in Writing
551.31 Form of communications.
551.33 Address of communications.
551.35 Subscription of communications.
551.37 Language of communications.
Subpart D_Service of Process on Foreign Manufacturers and Importers
Designation of an Agent for Service of Process
551.45 What is the purpose of this subpart?
551.46 Who must comply with this subpart and when?
551.47 Who may serve as an agent for a foreign manufacturer?
551.48 May an official of a foreign manufacturer serve as its agent?
551.49 May a foreign manufacturer replace its agent?
551.50 May more than one foreign manufacturer designate the same person
as agent?
551.51 May an agent assign performance of its functions to another
individual or entity?
551.52 How long will a foreign manufacturer's designation of agent
remain in effect?
Form and Contents of Designation
551.53 What is the required format for a designation?
551.54 What are the required contents for a designation?
551.55 What information must a Designation by Foreign Manufacturer
contain?
551.56 What information must an Acceptance by Agent contain?
551.57 Who may sign the Designation by Foreign Manufacturer?
551.58 Who may sign the Acceptance by Agent?
551.59 May the same individual sign both the Designation by Foreign
Manufacturer and Acceptance by Agent?
551.60 When must the Designation by Foreign Manufacturer be signed?
551.61 When must the Acceptance by Agent be signed?
551.62 Where should a foreign manufacturer mail the designation?
551.63 May a foreign manufacturer submit a designation by email or
facsimile?
[[Page 214]]
551.64 What if designation documents submitted by a foreign manufacturer
do not comply with this subpart?
551.65 What if a foreign manufacturer changes its name, address or
product names or marks?
Method of Service of Process
551.66 What is the legal effect of service of process on an agent?
551.67 Where and how may an agent be served?
551.68 What if an agent cannot be served?
Authority: Secs. 110(e), 119, 80 Stat. 719, 728 (15 U.S.C. 1399,
1407); 23 U.S.C. 315, 401-404; delegation of authority, 31 FR 13952, 32
FR 5606.
Source: 33 FR 19700, Dec. 25, 1968, unless otherwise noted.
Redesignated at 35 FR 5118, Mar. 26, 1970.
Subpart A_General
Sec. 551.1 Scope.
This part contains rules of procedure generally applicable to the
transaction of official business under the National Traffic and Motor
Vehicle Safety Act of 1966, the Motor Vehicle Information and Cost
Savings Act, and the Highway Safety Act of 1966. These rules apply in
addition to the rules governing specific proceedings. In case of
inconsistency with these general rules, the specific rules prevail.
[33 FR 19700, Dec. 25, 1968. Redesignated at 35 FR 5118, Mar. 26, 1970,
and amended at 38 FR 20086, July 27, 1973]
Subpart B [Reserved]
Subpart C_Submittals in Writing
Sec. 551.31 Form of communications.
Any communication in writing relating to official business
(including formal documents) shall be on opaque and durable paper not
larger than 9 by 14 inches in size. Tables, charts, or originals of
other documents that are attached to communications shall be folded to
this size, if possible. The left margin of communications shall be at
least 1\1/2\ inches wide, and if a communication is bound, it shall be
bound on the left side. All copies submitted shall be legible.
Sec. 551.33 Address of communications.
Unless otherwise specified, communications shall be addressed to the
Administrator, National Highway Traffic Safety Administration, U.S.
Department of Transportation, 400 Seventh Street SW., Washington, DC
20590. Communications may not be addressed to a staff member's private
address.
[36 FR 1147, Jan. 23, 1971; 38 FR 20086, July 27, 1973]
Sec. 551.35 Subscription of communications.
Each communication shall be signed in ink and shall disclose the
full legal name and the address of the person signing it and, if he is
an agent, of his principal.
Sec. 551.37 Language of communications.
Communications and attachments thereto shall be in English. Any
matter written in a foreign language will be considered only if
accompanied by a translation into English. A translation shall bear a
certificate by the translator certifying that he is qualified to make
the translation; that the translation is complete except as otherwise
clearly indicated; and that it is accurate to the best of the
translator's knowledge and belief. The translator shall sign the
certificate in ink and state his full legal name, occupation, and
address.
Subpart D_Service of Process on Foreign Manufacturers and Importers
Source: 70 FR 45567, Aug. 8, 2005, unless otherwise noted.
Authority: 49 U.S.C. 30164.
Designation of an Agent for Service of Process
Sec. 551.45 What is the purpose of this subpart?
The purpose of this subpart is to establish a procedure for foreign
manufacturers, assemblers and importers of motor vehicles and motor
vehicle equipment to designate an agent in the United States on whom
service of administrative or judicial notices or processes may be made.
[[Page 215]]
Sec. 551.46 Who must comply with this subpart and when?
(a) All foreign manufacturers, assemblers, and importers of motor
vehicles or motor vehicle equipment (hereinafter referred to as
``foreign manufacturers'') must comply with this subpart before offering
a motor vehicle or item of motor vehicle equipment for importation into
the United States.
(b) Unless and until a foreign manufacturer appoints an agent in
accordance with the requirements of this subpart, it may not import
motor vehicles or motor vehicle equipment into the United States.
Sec. 551.47 Who may serve as an agent for a foreign manufacturer?
Only an individual, a domestic firm or a domestic corporation that
is a permanent resident of the United States may serve as an agent under
this subpart.
Sec. 551.48 May an official of a foreign manufacturer serve as its agent?
(a) Generally no; an agent must be a permanent resident of the
United States. Typically officials of foreign manufacturers and
importers are not United States residents.
(b) Occasionally an official of a foreign manufacturer also serves
as an official of a domestic firm or corporation or is a permanent
resident of the United States. In such cases, the official may serve as
agent and sign the designation documents both on behalf of the foreign
manufacturer and as agent. However, the foreign manufacturer must submit
to NHTSA, along with the designation documents, a letter explaining that
the individual signing the designation is both an official of the
foreign manufacturer with authority to appoint an agent and a permanent
resident of the United States or official of a domestic firm or
corporation. If NHTSA does not receive an explanatory letter at the same
time it receives the designation, the agency will deem the designation
insufficient under this subpart and reject the submission.
Sec. 551.49 May a foreign manufacturer replace its agent?
(a) Yes, a foreign manufacturer may replace its agent in the same
way it originally designated the agent. It must submit designation
documents that meet the form and content requirements identified in the
following section of this subpart. Until NHTSA receives designation
documents meeting those requirements or a letter withdrawing an existing
designation, the individual or domestic corporation originally
designated will continue to serve as its agent for service of process.
(b) A foreign manufacturer that has withdrawn but not replaced its
agent may not continue to import motor vehicles or motor vehicle
equipment into the United States. In order to do so, it must appoint a
new agent in accordance with the requirements of this subpart.
Sec. 551.50 May more than one foreign manufacturer designate
the same person as agent?
Yes, any number of foreign manufacturers separately may designate
the same person as agent.
Sec. 551.51 May an agent assign performance of its functions
to another individual or entity?
No, an agent may not assign performance of its functions.
Sec. 551.52 How long will a foreign manufacturer's designation
of agent remain in effect?
(a) A designation of agent remains in effect until replaced or
withdrawn by a foreign manufacturer.
(b) A foreign manufacturer that has withdrawn but not replaced its
agent may not continue to import motor vehicles or motor vehicle
equipment into the United States. In order to do so, it must appoint a
new agent in accordance with the requirements of this subpart.
Form and Contents of Designation
Sec. 551.53 What is the required format for a designation?
(a) All documents submitted under this subpart must be:
(1) Original documents;
[[Page 216]]
(2) Written in English; and
(3) Signed in ink.
(b) For each signature, the document must indicate in English:
(1) The date of signature; and
(2) The name and title of the individual who signed the document.
(c) As long as documents submitted by a foreign manufacturer and its
agent contain all required information (identified in Sec. Sec. 551.54,
551.55 and 551.56 below), there is no mandatory format for the
designation
(d) NHTSA encourages foreign manufacturers to use the suggested
designation form set forth in the appendix to this subpart. If completed
and executed properly by both a foreign manufacturer and its agent, this
form will comply fully with the requirements of Sec. Sec. 551.53
through 551.65.
Sec. 551.54 What are the required contents for a designation?
The suggested designation form set forth in the Appendix, if
completed and signed properly by a foreign manufacturer and its agent,
contains all of the information necessary to create a valid designation
under this subpart. Specifically, a valid designation must contain:
(a) A Designation by Foreign Manufacturer; and
(b) An Acceptance by Agent.
Sec. 551.55 What information must a Designation by
Foreign Manufacturer contain?
A Designation by Foreign Manufacturer must contain:
(a) A statement that the designation is in valid form and binding on
the foreign manufacturer under the laws, corporate bylaws or other
requirements governing the making of designations at the place and time
where it is made;
(b) The full legal name, principal place of business and mailing
address of the foreign manufacturer;
(c) All trade or brand names, marks, logos or other designations of
origin under which the foreign manufacturer's products will be sold; and
(d) The signature in ink, and the name and title of the official or
employee signing the designation on behalf of the foreign manufacturer,
who must have authority to appoint an agent.
Sec. 551.56 What information must an Acceptance by Agent contain?
An Acceptance by Agent must contain:
(a) The full legal name, mailing address and telephone number of the
agent;
(b) A statement that the agent accepts the designation and
understands that (s)he may not assign performance of the agent's
functions under the designation to another person or entity, and that
the designation shall remain in effect until it is withdrawn or replaced
by the foreign manufacturer;
(c) The signature in ink of the agent, or an official or employee of
the domestic firm or corporation serving as the agent, who must
authority to sign for the firm or corporation; and
(d) The name and title of the individual signing the acceptance.
Sec. 551.57 Who may sign the Designation by Foreign Manufacturer?
Only an official or employee of the foreign manufacturer with
authority to appoint an agent may sign the Designation by Foreign
Manufacturer.
Sec. 551.58 Who may sign the Acceptance by Agent?
Only the agent, in the case of an individual, or an official or
employee, in the case of a domestic firm or corporation serving as the
agent with authority to sign for that firm of corporation, may sign the
Acceptance of Agent.
Sec. 551.59 May the same individual sign both the Designation
by Foreign Manufacturer and Acceptance by Agent?
(a) Generally no; the Designation by Manufacturer must be signed by
an official or employee of the foreign manufacturer and the Acceptance
by Agent must be signed by the foreign manufacturer's agent, in the case
of an individual, or by an official or employee, in the case of a
domestic firm or corporation serving as its agent.
(b) Occasionally an official of a foreign manufacturer also serves
as an official of a domestic firm or corporation or is a permanent
resident of the
[[Page 217]]
United States. In such cases, the official may serve as agent and sign
the designation documents both on behalf of the foreign manufacturer and
as agent. However, the foreign manufacturer must submit to NHTSA, along
with the designation documents, a letter explaining that the individual
signing the designation is both an official of the foreign manufacturer
with authority to appoint an agent and a permanent resident of the
United States or official of a domestic firm or corporation. If NHTSA
does not receive an explanatory letter at the same time it receives the
designation, the agency will deem the designation insufficient under
this subpart and reject the submission.
Sec. 551.60 When must the Designation by Foreign Manufacturer be signed?
(a) The foreign manufacturer must sign the Designation by Foreign
Manufacturer on or before the date that the agent signs the Acceptance
by Agent. It is not possible for an individual or entity to accept a
designation as agent until on or after the date on which a foreign
manufacturer makes the designation.
(b) If the Designation by Foreign Manufacturer is dated after the
Acceptance by Agent, NHTSA will deem the designation insufficient under
this subpart and reject the submission.
Sec. 551.61 When must the Acceptance by Agent be signed?
(a) The agent, in the case of an individual, or an employee or
official, in the case of a domestic firm or corporation serving as
agent, must sign the Acceptance by Agent on or after the date that the
manufacturer signs the Designation by Foreign Manufacturer. It is not
possible for an individual or entity to accept a designation as agent
until on or after the date on which the foreign manufacturer makes the
designation.
(b) If the Acceptance by Agent is dated before the Designation by
Foreign Manufacturer, NHTSA will deem the designation insufficient under
this subpart and reject the submission.
Sec. 551.62 Where should a foreign manufacturer mail the designation?
Foreign manufacturers must mail their designations to the Office of
the Executive Secretariat, National Highway Traffic Safety
Administration, Room 5221, 400 Seventh Street, SW, Washington, DC 20590.
No other NHTSA office is authorized to accept designation documents. To
avoid delays, the agency suggests using express mail services.
Sec. 551.63 May a foreign manufacturer submit a designation
by email or facsimile?
No, the statute requires designation documents submitted by foreign
manufacturers to contain original ink signatures. NHTSA will reject
designation documents submitted via email or facsimile, as they do not
satisfy this requirement.
Sec. 551.64 What if designation documents submitted by
a foreign manufacturer do not comply with this subpart?
Designations of agent are binding on the foreign manufacturer even
when their form and contents do not comply with this subpart, unless
rejected by the agency.
Sec. 551.65 What if a foreign manufacturer changes its name,
address or product names or marks?
(a) A foreign manufacturer must provide written notice to NHTSA of
any changes in its name, address or marks, trade names, or other
designations of origin appearing on its products.
(b) Foreign manufacturers should mail notices to the Office of the
Executive Secretariat, National Highway Traffic Safety Administration,
Room 5221, 400 Seventh Street, SW., Washington, DC 20590. To avoid
delays, the agency suggests using express mail services.
Method of Service of Process
Sec. 551.66 What is the legal effect of service of process on an agent?
Service on an agent of administrative or judicial notices or process
is deemed to be service on a manufacturer.
[[Page 218]]
Sec. 551.67 Where and how may an agent be served?
An agent may be served at the agent's office or usual place of
residence, by registered or certified mail addressed to the agent with
return receipt requested, or by any other manner authorized by law.
Sec. 551.68 What if an agent cannot be served?
If an agent cannot be served because the agent cannot be located,
has ceased to exist or does not receive correctly addressed mail,
service may be made by posting the notice or process in the Office of
the Secretary of Transportation.
[[Page 219]]
[GRAPHIC] [TIFF OMITTED] TR08AU05.043
[[Page 220]]
PART 552_PETITIONS FOR RULEMAKING, DEFECT, AND NONCOMPLIANCE ORDERS--
Table of Contents
Subpart A_General
Sec.
552.1 Scope.
552.2 Purpose.
552.3 General.
552.4 Requirements for petition.
552.5 Improperly filed petitions.
552.6 Technical review.
552.7 Public meeting.
552.8 Notification of agency action on the petition.
552.9 Grant of petition.
552.10 Denial of petition.
Subpart B_Petitions for Expedited Rulemaking To Establish Dynamic
Automatic Suppression System Test Procedures for Federal Motor Vehicle
Safety Standard No. 208, Occupant Crash Protection
552.11 Application.
552.12 Definitions.
552.13 Form of petition.
552.14 Content of petition.
552.15 Processing of petition.
Authority: 49 U.S.C. 30111, 30118, 30162; delegation of authority at
49 CFR 1.50.
Source: 40 FR 42014, Sept. 10, 1975, unless otherwise noted.
Subpart A_General
Sec. 552.1 Scope.
This part establishes procedures for the submission and disposition
of petitions filed by interested persons pursuant to 49 U.S.C. Chapters
301, 305, 321, 323, 325, 327, 329 and 331 to initiate rulemaking or to
make a decision that a motor vehicle or item of replacement equipment
does not comply with an applicable Federal motor vehicle safety standard
or contains a defect which relates to motor vehicle safety.
[60 FR 17267, Apr. 5, 1995]
Sec. 552.2 Purpose.
The purpose of this part is to enable the National Highway Traffic
Safety Administration to identify and respond on a timely basis to
petitions for rulemaking or defect or noncompliance decisions, and to
inform the public of the procedures following in response to such
petitions.
[60 FR 17267, Apr. 5, 1995]
Sec. 552.3 General.
Any interested person may file with the Administrator a petition
requesting him:
(a) To commence a proceeding respecting the issuance, amendment or
revocation of a motor vehicle safety standard, or
(b) To commence a proceeding to decide whether to issue an order
concerning the notification and remedy of a failure of a motor vehicle
or item of replacement equipment to comply with an applicable motor
vehicle safety standard or a defect in such vehicle or equipment that
relates to motor vehicle safety.
[60 FR 17267, Apr. 5, 1995]
Sec. 552.4 Requirements for petition.
A petition filed under this part should be addressed and submitted
to: Administrator, National Highway Traffic Safety Administration, 400
Seventh Street, S.W., Washington, DC 20590. Each petition filed under
this part must:
(a) Be written in the English language;
(b) Have, preceding its text, a heading that includes the word
``Petition'';
(c) Set forth facts which it is claimed establish that an order is
necessary;
(d) Set forth a brief description of the substance of the order
which it is claimed should be issued; and
(e) Contain the name and address of the petitioner.
Sec. 552.5 Improperly filed petitions.
(a) A petition that is not addressed as specified in Sec. 552.4,
but that meets the other requirements of that section, will be treated
as a properly filed petition, received as of the time it is discovered
and identified.
(b) A document that fails to conform to one or more of the
requirements of Sec. 552.4(a) through (e) will not be treated as a
petition under this part. Such a document will be treated according to
the existing correspondence or other appropriate procedures of the
NHTSA, and any suggestions contained in it
[[Page 221]]
will be considered at the discretion of the Administrator or his
delegate.
Sec. 552.6 Technical review.
The appropriate Associate Administrator conducts a technical review
of the petition. The technical review may consist of an analysis of the
material submitted, together with information already in the possession
of the agency. It may also include the collection of additional
information, or a public meeting in accordance with Sec. 552.7.
[60 FR 17267, Apr. 5, 1995]
Sec. 552.7 Public meeting.
If the Associate Administrator decides that a public meeting on the
subject of the petition would contribute to the determination whether to
commence a proceeding, he issues a notice of public meeting for
publication in the Federal Register to advise interested persons of the
time, place, and subject matter of the public meeting and invite their
participation. Interested persons may submit their views and evidence
through oral or written presentations, or both. There is no cross
examination of witnesses. A transcript of the meeting is kept and
exhibits may be accepted as part of the transcript. Sections 556 and 557
of title 5, U.S.C., do not apply to meetings held under this part. The
Chief Counsel designates a member of his staff to serve as legal officer
at the meeting.
Sec. 552.8 Notification of agency action on the petition.
After considering the technical review conducted under Sec. 552.6,
and taking into account appropriate factors, which may include, among
others, allocation of agency resources, agency priorities and the
likelihood of success in litigation which might arise from the order,
the Administrator will grant or deny the petition. NHTSA will notify the
petitioner of the decision to grant or deny the petition within 120 days
after its receipt of the petition.
[60 FR 17267, Apr. 5, 1995]
Sec. 552.9 Grant of petition.
(a) If a petition for rulemaking with respect to a motor vehicle
safety standard is granted, a rulemaking proceeding is promptly
commenced in accordance with applicable NHTSA and statutory procedures.
The granting of such a petition and the commencement of a rulemaking
proceeding does not signify, however, that the rule in question will be
issued. A decision as to the issuance of the rule is made on the basis
of all available information developed in the course of the rulemaking
proceeding, in accordance with statutory criteria.
(b) If a petition with respect to a noncompliance or a defect is
granted, a proceeding to determine the existence of the noncompliance or
defect is promptly commenced by the initiation of an investigation by
the Office of Standards Enforcement or the Office of Defects
Investigation, as appropriate.
Sec. 552.10 Denial of petition.
If a petition is denied, a Federal Register notice of the denial is
issued within 45 days of the denial, setting forth the reasons for
denial of the petition.
Subpart B_Petitions for Expedited Rulemaking To Establish Dynamic
Automatic Suppression System Test Procedures for Federal Motor Vehicle
Safety Standard No. 208, Occupant Crash Protection
Source: 65 FR 30744, May 12, 2000, unless otherwise noted.
Sec. 552.11 Application.
This subpart establishes procedures for the submission and
disposition of petitions filed by interested parties to initiate
rulemaking to add a test procedure to 49 CFR 571.208, S28.
Sec. 552.12 Definitions.
For purposes of this subpart, the following definitions apply:
(a) Dynamic automatic suppression system (DASS) means a portion of
an air bag system that automatically controls whether or not the air bag
deploys during a crash by:
(1) Sensing the location of an occupant, moving or still, in
relation to the air bag;
[[Page 222]]
(2) Interpreting the occupant characteristics and location
information to determine whether or not the air bag should deploy; and
(3) Activating or suppressing the air bag system based on the
interpretation of characteristics and occupant location information.
(b) Automatic suppression zone (ASZ) means a three-dimensional zone
adjacent to the air bag cover, specified by the vehicle manufacturer,
where air bag deployment will be suppressed by the DASS if a vehicle
occupant enters the zone under specified conditions.
(c) Standard No. 208 means 49 CFR 571.208.
Sec. 552.13 Form of petition.
Each petition filed under this subpart shall--
(a) Be submitted to: Administrator, National Highway Traffic Safety
Administration, 400 Seventh Street, S.W., Washington, DC 20590.
(b) Be written in the English language.
(c) State the name and address of the petitioner.
(d) Set forth in full the data, views and arguments of the
petitioner supporting the requested test procedure, including all of the
content information specified by Sec. 552.14. Any documents
incorporated by reference in the procedure shall be submitted with the
petition.
(e) Specify and segregate any part of the information and data
submitted that the petitioner wishes to have withheld from public
disclosure in accordance with part 512 of this chapter including, if
requested, the name and address of the petitioner.
(f) Not request confidential treatment for the requested test
procedure and, to the extent confidential treatment is requested
concerning a particular DASS or data and analysis submitted in support
of the petition, provide a general non-confidential description of the
operation of the DASS and of the data and analysis supporting the
petition.
(g) Set forth a requested effective date and be submitted at least
nine months before that date.
Sec. 552.14 Content of petition.
The petitioner shall provide the following information:
(a) A set of proposed test procedures for S28.1, S28.2, S28.3, and
S28.4 of Standard No. 208 which the petitioner believes are appropriate
for assessing a particular DASS.
(1) For S28.1 of Standard No. 208, the petitioner shall specify at
least one specific position for the Part 572, subpart O 5th percentile
female dummy that is:
(i) Outside but adjacent to the ASZ, and
(ii) Representative of an unbelted occupant position that is likely
to occur during a frontal crash.
(2) For S28.2 of Standard No. 208, the petitioner shall specify at
least one specific position for the Part 572 Subpart P 3-year-old child
dummy and at least one specific position for the Part 572 Subpart N 6-
year-old child dummy that are:
(i) Outside but adjacent to the ASZ, and
(ii) Representative of unbelted occupant positions that are likely
to occur during a frontal crash where pre-crash braking occurs.
(3) For S28.3 of Standard No. 208, the petitioner shall specify a
procedure which tests the operation of the DASS by moving a test device
toward the driver air bag in a manner that simulates the motion of an
unbelted occupant during pre-crash braking or other pre-crash maneuver.
The petitioner shall include a complete description, including drawings
and instrumentation, of the test device employed in the proposed test.
The petitioner shall include in the procedure a means for determining
whether the driver air bag was suppressed before any portion of the
specified test device entered the ASZ during the test. The procedure
shall also include a means of determining when the specified test device
occupies the ASZ.
(4) For S28.4 of Standard No. 208, the petitioner shall specify a
procedure which tests the operation of the DASS by moving a test device
toward the passenger air bag in a manner that simulates the motion of an
unbelted occupant during pre-crash braking or
[[Page 223]]
other pre-crash maneuver. The petitioner shall include a complete
description, including drawings and instrumentation, of the test device
employed in the proposed test. The petitioner shall include in the
procedure a means for determining whether the passenger air bag was
suppressed before any portion of the specified test device entered the
ASZ during the test. The procedure shall also include a means of
determining when the specified test device occupies the ASZ.
(b) A complete description and explanation of the particular DASS
that the petitioner believes will be appropriately assessed by the
recommended test procedures. This shall include:
(1) A description of the logic used by the DASS in determining
whether to suppress the air bag or allow it to deploy. Such description
shall include flow charts or similar materials outlining the operation
of the system logic, the system reaction time, the time duration used to
evaluate whether the air bag should be suppressed or deployed, changes,
if any, in system performance based on the size of an occupant and
vehicle speed, and a description of the size and shape of the zone where
under similar circumstances and conditions the DASS may either allow or
suppress deployment. Such description shall also address whether and how
the DASS discriminates between an occupant's torso or head entering the
ASZ as compared to an occupant's hand or arm, and whether and how the
DASS discriminates between an occupant entering the ASZ and an inanimate
object such as a newspaper or ball entering the ASZ.
(2) Detailed specifications for the size and shape of the ASZ,
including whether the suppression zone is designed to change size or
shape depending on the vehicle speed, occupant size, or other factors.
(c) Analysis and data supporting the appropriateness, repeatability,
reproducibility and practicability of each of the proposed test
procedures.
(1) For the procedures proposed for inclusion in S28.1 and S28.2 of
Standard No. 208, the petitioner shall provide the basis for the
proposed dummy positions, including but not limited to, why the
positions are representative of what is likely to occur in real world
crashes.
(2) For the procedures proposed for inclusion in S28.3 and S28.4 of
Standard No. 208, the petitioner shall provide:
(i) A complete explanation of the means used in the proposed test to
ascertain whether the air bag is suppressed or activated during the
test.
(ii) A complete description of the means used to evaluate the
ability of the DASS to detect and respond to an occupant moving toward
an air bag, including the method used to move a test device toward an
air bag at speeds representative of occupant movement during pre-crash
braking or other pre-crash maneuver.
(iii) The procedure used for locating the test device inside a test
vehicle in preparation for testing, including an accounting of the
reference points used to specify such location.
(iv) An explanation of the methods used to measure the amount of
time needed by a suppression system to suppress an air bag once a
suppression triggering event occurs.
(v) High speed film or video of at least two tests of the DASS using
the proposed test procedure.
(vi) Data generated from not less than two tests of the DASS using
the proposed test procedure, including an account of the data streams
monitored during testing and complete samples of these data streams from
not less than two tests performed under the proposed procedure.
(d) Analysis concerning the variety of potential DASS designs for
which the requested test procedure is appropriate; e.g., whether the
test procedures are appropriate only for the specific DASS design
contemplated by the petitioner, for all DASS designs incorporating the
same technologies, or for all DASS designs.
Sec. 552.15 Processing of petition.
(a) NHTSA will process any petition that contains the information
specified by this subpart. If a petition fails to provide any of the
information, NHTSA will not process the petition but will advise the
petitioner of the information that shall be provided if the agency is to
process the petition. The agency will seek to notify the petitioner of
[[Page 224]]
any such deficiency within 30 days after receipt of the petition.
(b) At any time during the agency's consideration of a petition
submitted under this part, the Administrator may request the petitioner
to provide additional supporting information and data and/or provide a
demonstration of any of the requested test procedures. The agency will
seek to make any such request within 60 days after receipt of the
petition. Such demonstration may be at either an agency designated
facility or one chosen by the petitioner, provided that, in either case,
the facility shall be located in North America. If such a request is not
honored to the satisfaction of the agency, the petition will not receive
further consideration until the requested information is submitted.
(c) The agency will publish in the Federal Register either a Notice
of Proposed Rulemaking proposing adoption of the requested test
procedures, possibly with changes and/or additions, or a notice denying
the petition. The agency will seek to issue either notice within 120
days after receipt of a complete petition. However, this time period may
be extended by any time period during which the agency is awaiting
additional information it requests from the petitioner or is awaiting a
requested demonstration. The agency contemplates a 30 to 60 day comment
period for any Notice of Proposed Rulemaking, and will endeavor to issue
a final rule within 60 days thereafter.
PART 553_RULEMAKING PROCEDURES--Table of Contents
Subpart A_General
Sec.
553.1 Applicability.
553.3 Definitions.
553.5 Regulatory docket.
553.7 Records.
Subpart B_Procedures for Adoption of Rules
553.11 Initiation of rulemaking.
553.13 Notice of proposed rulemaking.
553.14 Direct final rulemaking.
553.15 Contents of notices of proposed rulemaking and direct final
rules.
553.17 Participation of interested persons.
553.19 Petitions for extension of time to comment.
553.21 Contents of written comments.
553.23 Consideration of comments received.
553.25 Additional rulemaking proceedings.
553.27 Hearings.
553.29 Adoption of final rules.
553.31-553.33 [Reserved]
553.35 Petitions for reconsideration.
553.37 Proceedings on petitions for reconsideration.
553.39 Effect of petition for reconsideration on time for seeking
judicial review.
Appendix A to Part 553--Statement of Policy: Action on Petitions for
Reconsideration
Appendix B to Part 553--Statement of Policy: Rulemakings Involving the
Assessment of the Functional Equivalence of Safety Standards
Appendix C to Part 553--Statement of Policy: Implementation of the
United Nations/Economic Commission for Europe (UN/ECE) 1998
Agreement on Global Technical Regulations--Agency Policy Goals
and Public Participation
Authority: 49 U.S.C. 322, 30103, 30122, 30124, 30125, 30127, 30146,
30162, 32303, 32502, 32504, 32505, 32705, 32901, 32902, 33102, 33103,
and 33107; delegation of authority at 49 CFR 1.95.
Source: 60 FR 62222, Dec. 5, 1995, unless otherwise noted.
Subpart A_General
Sec. 553.1 Applicability.
This part prescribes rulemaking procedures that apply to the
issuance, amendment, and revocation of rules pursuant to Title 49,
Subtitle VI of the United States Code (49 U.S.C. 30101, et seq.).
Sec. 553.3 Definitions.
Administrator means the Administrator of the National Highway
Traffic Safety Administration or a person to whom he has delegated final
authority in the matter concerned.
Rule includes any order, regulation, or Federal motor vehicle safety
standard issued under Title 49.
Title 49 means 49 U.S.C. 30101, et seq.
Sec. 553.5 Regulatory docket.
(a) Information and data deemed relevant by the Administrator
relating to rulemaking actions, including notices of proposed
rulemaking; comments received in response to notices; petitions for
rulemaking and reconsideration;
[[Page 225]]
denials of petitions for rulemaking and reconsideration; records of
additional rulemaking proceedings under Sec. 553.25; and final rules
are maintained in the Docket Room, National Highway Traffic Safety
Administration, 400 Seventh Street SW., Washington, DC 20590.
(b) Any person may examine any docketed material at the Docket Room
at any time during regular business hours after the docket is
established, except material ordered withheld from the public under
applicable provisions of Title 49 and section 552(b) of title 5 of the
U.S.C., and may obtain a copy of it upon payment of a fee.
Sec. 553.7 Records.
Records of the National Highway Traffic Safety Administration
relating to rulemaking proceedings are available for inspection as
provided in section 552(b) of title 5 of the U.S.C. and part 7 of the
regulations of the Secretary of Transportation (part 7 of this title).
Subpart B_Procedures for Adoption of Rules
Sec. 553.11 Initiation of rulemaking.
The Administrator may initiate rulemaking either on his own motion
or on petition by any interested person after a determination in
accordance with Part 552 of this title that grant of the petition is
advisable. The Administrator may, in his discretion, also consider the
recommendations of other agencies of the United States.
Sec. 553.13 Notice of proposed rulemaking.
Unless the Administrator, for good cause, finds that notice is
impracticable, unnecessary, or contrary to the public interest, and
incorporates that finding and a brief statement of the reasons for it in
the rule, a notice of proposed rulemaking is issued and interested
persons are invited to participate in the rulemaking proceedings under
applicable provisions of Title 49.
Sec. 553.14 Direct final rulemaking.
If the Administrator, for good cause, finds that notice is
unnecessary, and incorporates that finding and a brief statement of the
reasons for it in the rule, a direct final rule may be issued according
to the following procedures.
(a) Rules that the Administrator judges to be non-controversial and
unlikely to result in adverse public comment may be published as direct
final rules. These may include rules that:
(1) Are non-substantive amendments, such as clarifications or
corrections, to an existing rule;
(2) Update existing forms or rules, such as incorporations by
reference of the latest technical standards where the standards have not
been changed in a complex or controversial way;
(3) Affect NHTSA's internal procedures, such as filing requirements
and rules governing inspection and copying of documents;
(4) Are minor substantive rules or changes to existing rules on
which the agency does not expect adverse comment.
(b) The Federal Register document will state that any adverse
comment must be received in writing by NHTSA within the specified time
after the date of publication of the direct final rule and that, if no
written adverse comment is received in that period, the rule will become
effective a specified number of days (no less than 45) after the date of
publication of the direct final rule. NHTSA will provide a minimum
comment period of 30 days.
(c) If no written adverse comment is received by NHTSA within the
specified time after the date of publication in the Federal Register,
NHTSA will publish a document in the Federal Register indicating that no
adverse comment was received and confirming that the rule will become
effective on the date that was indicated in the direct final rule.
(d) If NHTSA receives any written adverse comment within the
specified time after publication of the direct final rule in the Federal
Register, the agency will either publish a document withdrawing the
direct final rule before it becomes effective and may issue an NPRM, or
proceed by any other means permitted under the Administrative Procedure
Act.
(e) An ``adverse'' comment, for the purpose of this subpart, means
any comment that NHTSA determines is critical of any provision of the
rule,
[[Page 226]]
suggests that the rule should not be adopted, or suggests a change that
should be made in the rule. A comment suggesting that the policy or
requirements of the rule should or should not also be extended to other
Departmental programs outside the scope of the rule is not adverse.
[80 FR 36492, June 25, 2015, as amended at 84 FR 71733, Dec. 27, 2019;
86 FR 17296, Apr. 2, 2021]
Sec. 553.15 Contents of notices of proposed rulemaking
and direct final rules.
(a) Each notice of proposed rulemaking, and each direct final rule,
is published in the Federal Register, unless all persons subject to it
are named and are personally served with a copy of it.
(b) Each notice, whether published in the Federal Register or
personally served, includes
(1) A statement of the time, place, and nature of the rulemaking
proceeding;
(2) A reference to the authority under which it is issued;
(3) A description of the subjects and issues involved or the
substance and terms of the rule.
(4) A statement of the time within which written comments must be
submitted; and
(5) A statement of how and to what extent interested persons may
participate in the proceedings.
[60 FR 62222, Dec. 5, 1995, as amended at 80 FR 36492, June 25, 2015]
Sec. 553.17 Participation of interested persons.
(a) Any interested person may participate in rulemaking proceeding
by submitting comments in writing containing information, views or
arguments.
(b) In his discretion, the Administrator may invite any interested
person to participate in the rulemaking procedures described in Sec.
553.25.
Sec. 553.19 Petitions for extension of time to comment.
A petition for extension of the time to submit comments must be
received not later than 15 days before expiration of the time stated in
the notice. The petitions must be submitted to: Administrator, National
Highway Traffic Safety Administration, U.S. Department of
Transportation, 400 Seventh Street SW, Washington, DC, 20590. It is
requested, but not required, that 10 copies be submitted. The filing of
the petition does not automatically extend the time for petitioner's
comments. Such a petition is granted only if the petitioner shows good
cause for the extension, and if the extension is consistent with the
public interest. If an extension is granted, it is granted to all
persons, and it is published in the Federal Register.
Sec. 553.21 Contents of written comments.
All written comments shall be in English. Unless otherwise specified
in a notice requesting comments, comments may not exceed 15 pages in
length, but necessary attachments may be appended to the submission
without regard to the 15-page limit. Any interested person shall submit
as a part of his written comments all material that he considers
relevant to any statement of fact made by him. Incorporation by
reference should be avoided. However, if incorporation by reference is
necessary, the incorporated material shall be identified with respect to
document and page. It is requested, but not required, that 10 copies and
attachments, if any, be submitted.
Sec. 553.23 Consideration of comments received.
All timely comments are considered before final action is taken on a
rulemaking proposal or direct final rule. Late filed comments will be
considered to the extent practicable.
[80 FR 36492, June 25, 2015]
Sec. 553.25 Additional rulemaking proceedings.
The Administrator may initiate any further rulemaking proceedings
that he finds necessary or desirable. For example, interested persons
may be invited to make oral arguments, to participate in conferences
between the Administrator or his representative and interested persons
at which minutes of the conference are kept, to appear at informal
hearings presided over by officials designated by the Administrator, at
[[Page 227]]
which a transcript or minutes are kept, or participate in any other
proceeding to assure informed administrative action and to protect the
public interest.
Sec. 553.27 Hearings.
(a) Sections 556 and 557 of title 5, United States Code, do not
apply to hearings held under this part. Unless otherwise specified,
hearings held under this part are informal, nonadversary, fact-finding
proceedings, at which there are no formal pleadings or adverse parties.
Any rule issued in a case in which an informal hearing is held is not
necessarily based exclusively on the record of the hearing.
(b) The Administrator designates a representative to conduct any
hearing held under this part. The Chief Counsel designates a member of
his staff to serve as legal officer at the hearing.
Sec. 553.29 Adoption of final rules.
Final rules are prepared by representatives of the office concerned
and the Office of the Chief Counsel. The rule is then submitted to the
Administrator for its consideration. If the Administrator adopts the
rule, it is published in the Federal Register, unless all persons
subject to it are named and are personally served with a copy of it.
Sec. Sec. 553.31-553.33 [Reserved]
Sec. 553.35 Petitions for reconsideration.
(a) Any interested person may petition the Administrator for
reconsideration of any rule issued under this part. The petition shall
be submitted to: Administrator, National Highway Traffic Safety
Administration, 400 Seventh Street, SW, Washington, DC, 20590. It is
requested, but not required, that 10 copies be submitted. The petition
must be received not later than 45 days after publication of the rule in
the Federal Register. Petitions filed after that time will be considered
as petitions filed under Part 552 of this chapter. The petition must
contain a brief statement of the complaint and an explanation as to why
compliance with the rule is not practicable, is unreasonable, or is not
in the public interest. Unless otherwise specified in the final rule,
the statement and explanation together may not exceed 15 pages in
length, but necessary attachments may be appended to the submission
without regard to the 15-page limit.
(b) If the petitioner requests the consideration of additional
facts, he must state the reason they were not presented to the
Administrator within the prescribed time.
(c) The Administrator does not consider repetitious petitions.
(d) Unless the Administrator otherwise provides, the filing of a
petition under this section does not stay the effectiveness of the rule.
Sec. 553.37 Proceedings on petitions for reconsideration.
The Administrator may grant or deny, in whole or in part, any
petition for reconsideration without further proceedings. In the event
he determines to reconsider any rule, he may issue a final decision on
reconsideration without further proceedings, or he may provide such
opportunity to submit comment or information and data as he deems
appropriate. Whenever the Administrator determines that a petition
should be granted or denied, he prepares a notice of the grant or denial
of a petition for reconsideration, for issuance to the petitioner, and
issues it to the petitioner. The Administrator may consolidate petitions
relating to the same rule.
Sec. 553.39 Effect of petition for reconsideration on time
for seeking judicial review.
The filing of a timely petition for reconsideration of any rule
issued under this part postpones the expiration of the statutory period
in which to seek judicial review of that rule only as to the petitioner,
and not as to other interested persons. For the petitioner, the period
for seeking judicial review will commence at the time the agency takes
final action upon the petition for reconsideration.
[60 FR 63651, Dec. 12, 1995]
[[Page 228]]
Sec. Appendix A to Part 553--Statement of Policy: Action on Petitions
for Reconsideration
It is the policy of the National Highway Traffic Safety
Administration to issue notice of the action taken on a petition for
reconsideration within 90 days after the closing date for receipt of
such petitions, unless it is found impracticable to take action within
that time. In cases where it is so found and the delay beyond that
period is expected to be substantial, notice of that fact, and the date
by which it is expected that action will be taken, will be published in
the Federal Register.
Sec. Appendix B to Part 553--Statement of Policy: Rulemakings Involving
the Assessment of the Functional Equivalence of Safety Standards
(a) Based on a comparison of the performance of vehicles or
equipment, the National Highway Traffic Safety Administration (NHTSA)
may tentatively determine that a foreign motor vehicle safety standard
is better than or at least functionally equivalent to a Federal Motor
Vehicle Safety Standard (FMVSS), either on its own motion or in
connection with a petition for rulemaking by any interested party under
49 CFR Part 552. Such determinations will be made in accordance with the
process described in the flowchart in Figure 1 of this Appendix.
(b) Under the process, if NHTSA decides that there is reason to
believe that a foreign standard is better than or at least functionally
equivalent to a FMVSS in accordance with the process, it will commence a
rulemaking proceeding that may lead to the issuance of a proposal to add
the foreign standard as an alternative compliance option to the FMVSS,
to harmonize the FMVSS with the foreign standard or to upgrade the FMVSS
to the level of the foreign standard, as appropriate. Such a proposal
will request comment on the agency's tentative determination regarding
relative benefits and functional equivalence as well as the proposed
amendment. Final determinations regarding these matters will also be
made in accordance with the analytical criteria in the flowchart.
(c) As used in this appendix, the term ``standard'' refers to
mandatory requirements and thus has the same meaning given the term
``technical regulation'' in Annex 1 to the World Trade Organization
Technical Barriers to Trade Agreement.
[[Page 229]]
[GRAPHIC] [TIFF OMITTED] TR13MY98.017
[[Page 230]]
Explanation of Flowchart
A. Ultimate Goal
The ultimate goal in comparing standards is to assess the real world
safety performance of the covered vehicles or equipment. Particularly in
the case of crashworthiness standards, the most reliable basis for
making that assessment is fatality and injury data directly drawn from
actual crashes. Accordingly, NHTSA will make appropriate efforts to
ensure the availability of such data regarding crashes in the U.S.
B. Guiding Principles
Best Practices
NHTSA pursues a ``best practices'' policy in comparing U.S. and
foreign safety standards, i.e., NHTSA will propose to upgrade its
standards if it tentatively concludes that a Country B standard offers
greater benefits than the counterpart FMVSS, and if upgrading appears
appropriate, considering the incremental costs and benefits and
applicable statutory criteria. (For a discussion of another type of
rulemaking proposal that may be considered in these circumstances, see
the paragraph below on comparisons that indicate that a foreign
standard's safety benefits are greater than those of the counterpart
FMVSS.)
Conservatism
1. NHTSA places priority on preserving the safety benefits of the
FMVSSs.
2. NHTSA can best preserve those benefits by being conservative in
reaching any conclusion that a Country B standard is better than or at
least functionally equivalent to the counterpart FMVSS. One reason for
conservatism is that differences from vehicle model to vehicle model and
manufacturer to manufacturer in margins of compliance may confound
efforts to assess the relative benefits of two standards. Further, there
may be circumstantial differences, such as special environmental
conditions, driver demographics, driver behavior, occupant behavior
(e.g., level of safety belt use), road conditions, size distribution of
vehicle fleet (e.g., proportion of big versus small vehicles and
disparity between extremes), that could influence real world safety
benefits. These differences may result in a particular standard having a
safety record in a foreign country that would not necessarily be
repeated in the United States.
Best Available Evidence
1. NHTSA will base its comparison of standards on the best available
evidence. If available, estimates of real world safety benefits based on
fatality and injury data directly drawn from actual crashes are the best
evidence. If such data are not available, then estimates based on other
information, such as compliance test data, may be used, although
increased caution needs to be exercised in making judgment based on
those estimates. If sufficient crash data regarding real world safety
benefits are available, and a comparison of those benefits shows that
the Country B standard is less beneficial than the counterpart Federal
Motor Vehicle Safety Standard (FMVSS), NHTSA would avoid wasting
resources making comparisons on the basis of less probative types of
evidence.
2. The types of benefits examined in comparing two standards might
differ depending on whether the standards are crash avoidance standards
or crashworthiness standards. Translating differences in performance (an
input measure) into numbers of crashes or numbers of deaths and injuries
(output measures) is more difficult in the case of crash avoidance
standards. As a result, while the relative benefits of two
crashworthiness standards would typically be assessed in terms of their
impacts on deaths and injuries in crashes, the relative merits of two
different crash avoidance standards might well be assessed in terms of
their impact on vehicle or equipment performance.
Sufficiency of Evidence
1. Many types of data are available for a comparison of two
standards. Often there is an abundance of one type of data and little or
no data from other sources. If insufficient data are available, and such
data either cannot be generated through engineering analysis (e.g., real
world safety benefits estimates), or conducting additional research and
development is not cost effective, then NHTSA will stop consideration of
such data and consider the other available data instead.
2. The essentially horizontal, left-to-right path through the
flowchart is intended to illustrate the sources of data that will be
considered and provide a rough idea of the priority they will receive.
Each step branches independently to the tentative determination of
relative benefits and functional equivalency by its ``yes'' path. This
may seem to preclude later steps once any ``yes'' path is encountered.
In practice, however, all data sources will be considered to the extent
that they are available before a final determination regarding these
matters is made.
Reciprocity
1. NHTSA will take steps to encourage reciprocity by other countries
in the making of functional equivalence determinations.
2. When NHTSA's comparison of standards indicates that one of the
FMVSSs has benefits equal to or greater than the counterpart Country B
standard, NHTSA may forward the results of that comparison to Country B
[[Page 231]]
and request that consideration be given by Country B to determining that
the FMVSS is better than or at least functionally equivalent to the
counterpart Country B standard, and to subsequently amending its
standard accordingly.
C. Agency Decisions in Which Flowchart Is Used
This flowchart guides agency decisions in connection with a
rulemaking proceeding that involves the issue of relative benefits and
functional equivalence.
1. Decision whether to grant a rulemaking petition. If the agency
receives a petition for rulemaking based on a claim that one of Country
B's standards is better than or at least functionally equivalent to one
of the Federal Motor Vehicle Safety Standards (FMVSSs), the agency will
consider the merits of the petition in accordance with 49 CFR Part 552,
Petitions for rulemaking, defect, and noncompliance orders, and with the
functional equivalence process set forth in the flowchart. If it appears
that there is reason to believe that Country B's standard provides
safety benefits are greater than or at least equal to those of the
FMVSS, the agency will likely grant the petition and commence a
rulemaking proceeding.
The agency emphasizes that its priority with respect to
international harmonization is identifying and adopting those foreign
safety standards that represent best practices. Accordingly, if resource
limitations make it necessary to choose between competing petitions in
granting or processing them, the agency would give priority to petitions
asking the agency to upgrade one of its standards to the level of a
superior foreign standard over petitions simply asking the agency to add
a compliance alternative.
2. Decision whether to issue a notice of proposed rulemaking. If
NHTSA grants the petition, it will proceed, as in any other rulemaking
regarding the FMVSSs, to determine whether amending an FMVSS would be
appropriate under the applicable statutory criteria in chapter 301 of
title 49, U.S.C. Following the process set forth in the flowchart, the
agency will use data submitted by the petitioner, supplemented by data
from other sources, to compare performance and tentatively determine
whether Country B's standard specified in the petition is better than or
at least functionally equivalent to the FMVSS specified in the petition.
This comparison could have a variety of possible outcomes:
a. The comparison may indicate that the foreign standard's safety
benefits are less than those of the counterpart FMVSS. If NHTSA
determines that the foreign standard results in fewer safety benefits
than the counterpart FMVSS, it will terminate the rulemaking proceeding.
b. The comparison may indicate that the foreign standard's safety
benefits are approximately equal to those of the counterpart FMVSS. If
the agency tentatively determines that the safety benefits of a foreign
standard are approximately equal to those of a FMVSS, it will take one
of two steps in most instances. One possibility is that it will develop
a notice of proposed rulemaking (NPRM) proposing to amend the FMVSS by
adding the foreign standard as an alternative to the existing
requirements of the FMVSS. The other possibility is that the agency will
develop an NPRM proposing to harmonize the FMVSS with the foreign
standard. This second approach would enable NHTSA to maintain a single
set of requirements and test procedures in its standard, thereby
minimizing any drain on its enforcement resources. An additional
possibility that might be considered in some instances would be
``qualified functional equivalence.'' Under this third approach, the
agency would regard Country B's standard to be functionally equivalent
if it is supplemented by a specified requirement in the counterpart
FMVSS.
c. The comparison may indicate that the foreign standard's safety
benefits are greater than those of the counterpart FMVSS. If NHTSA
tentatively determines that the foreign standard results in greater
safety benefits than the counterpart FMVSS, and if upgrading is
appropriate, based on the incremental benefits and costs and applicable
statutory criteria, the agency issues an NPRM proposing to upgrade the
FMVSS to the level of Country B's std. If upgrading is not appropriate,
NHTSA considers issuing an NPRM proposing to add the requirements of
Country B's std to the FMVSS as an alternative compliance option. The
proposal to add the compliance option would set forth the basis for the
agency's conclusion that upgrading the FMVSS is inappropriate.
If NHTSA issues an NPRM, it would request comment on the tentative
determination and the proposed amendment.
3. Decision whether to issue a final rule. Any final decision to
make a determination regarding relative benefits and functional
equivalency and to amend the FMVSS will be made in accordance with the
process in the flowchart and applicable law and only after careful
consideration and analysis of the public comments.
[63 FR 26514, May 13, 1998]
[[Page 232]]
Sec. Appendix C to Part 553--Statement of Policy: Implementation of the
United Nations/Economic Commission for Europe (UN/ECE) 1998 Agreement on
Global Technical Regulations--Agency Policy Goals and Public
Participation
I. Agency Policy Goals for the 1998 Global Agreement and International
Motor Vehicle Safety Harmonization
A. Paramount Policy Goal Under the 1998 Global Agreement
Continuously improve safety and seek high levels of safety,
particularly by developing and adopting new global technical regulations
reflecting consideration of current and anticipated technology and
safety problems.
B. Other Policy Goals
1. Adopt and maintain U.S. standards that fully meet the need in the
U.S. for vehicle safety.
2. Harmonize U.S. standards with those of other countries or
regions, particularly by raising U.S. standards at least to the level of
the best practices in those other safety standards.
3. Enhance regulatory effectiveness through regulatory cooperation
with other countries and regions, thereby providing greater safety
protection with available government resources.
II. Public Participation and the Establishing of Global Technical
Regulations for Motor Vehicle Safety, Theft, and Energy Efficiency
A. Summary of the Process Under the 1998 Global Agreement for
Establishing Global Technical Regulations
1. Proposal Stage
A Contracting Party submits a proposal for either a harmonized or
new global technical regulation to the Executive Committee of the 1998
Global Agreement (i.e., the Contracting Parties to the Agreement). If
appropriate, the Committee then refers the proposal to a working party
of experts to develop the technical elements of the regulation.
2. Recommendation Stage
When a working party of experts recommends a harmonized or new
global technical regulation, it sends a report and the recommended
regulation to the Executive Committee. The Committee then determines
whether the recommendations are adequate and considers the establishment
of the recommended regulation.
3. Establishment Stage
If the Executive Committee reaches consensus in favor of that
recommended global technical regulation, the global technical regulation
is established in the Global Registry.
B. Notice of Annual Work Program of WP.29
Each year, NHTSA will publish a notice concerning the motor vehicle
safety, theft, and energy efficiency aspects of the annual program of
work for the UN/ECE's World Forum for Harmonization of Vehicle
Regulations (WP.29). Each notice will include:
1. A calendar of scheduled meetings of WP.29 participants and
working parties of experts, and meetings of the Executive Committee; and
2. A list of the global technical regulations that:
a. Have been proposed and referred to a working party of experts, or
b. Have been recommended by a working party of experts.
Periodically, the notice will also include a request for public comments
on the subjects for which global technical regulations should be
established under the 1998 Global Agreement. The agency will publish a
subsequent notice identifying the priorities on which NHTSA will focus
in the future under the 1998 Global Agreement.
C. Public Meetings
NHTSA will hold periodic public meetings on its activities under the
1998 Global Agreement. If the extent of recent and anticipated
significant developments concerning those activities so warrant, NHTSA
will hold a public meeting within the 60-day period before each of the
three sessions of WP.29 held annually. At each of these public meetings,
NHTSA will:
1. Brief the public on the significant developments that occurred at
the session of WP.29, the meetings of the working parties of experts and
the meetings of the Executive Committee since the previous public
meeting;
2. Based on the availability of provisional agendas, inform the
public about the significant issues to be addressed at upcoming session
of WP.29 and meetings of the working parties of experts and any votes
scheduled at the next session of the Executive Committee on recommended
global technical regulations; and
3. Invite public comment and questions concerning those past
developments and upcoming issues and votes and the general positions
that the U.S. could take regarding those votes, and concerning any other
significant developments and upcoming matters relating to pending
proposed or recommended global technical regulations.
[[Page 233]]
Appropriate agency officials will participate in the public meetings.
These public meetings may be held separately from or in conjunction with
the agency's quarterly meetings on its vehicle rulemaking and research
and development programs. The agency may hold additional public
meetings.
D. Notices Concerning Individual Global Technical Regulations
1. Notice Requesting Written Comment on Proposed Global Technical
Regulations
a. Proposals by the U.S. (See Figure 1.)
Before submitting a draft U.S. proposal for a global technical
regulation to WP.29, NHTSA will publish a notice requesting public
comments on the draft proposed global technical regulation. In the case
of a draft proposal for a harmonized global technical regulation, the
notice will compare that regulation with any existing, comparable U.S.
standard, including the relative impacts of the regulation and standard.
In the case of a draft proposal for a new global technical regulation,
the notice will generally discuss the problem addressed by the proposal,
the rationale for the proposed approach for addressing the problem, and
the impacts of the proposal. NHTSA will consider the public comments
and, as it deems appropriate, revise the proposal and any of its
supporting documentation and then submit the proposal to WP.29.
b. Proposals by a Contracting Party other than the U.S. (See Figure
2.)
After a proposal by a Contracting Party other than the U.S. has been
referred to a working party of experts and has been made available in
English by WP.29, NHTSA will make the draft proposal available in the
DOT docket (http://dms.dot.gov/). The agency will then publish a notice
requesting public comment on the draft proposal and will consider the
comments in developing a U.S. position on the proposal.
2. Notice Requesting Written Comment on Recommended Global Technical
Regulations
If a working party of experts recommends a global technical
regulation and sends a report and the recommended regulation to the
Executive Committee, NHTSA will make an English language version of the
report and the regulation available in the DOT docket (http://
dms.dot.gov/) after they are made available by WP.29. The agency will
publish a notice requesting public comment on the report and regulation.
Before participating in a vote of the Executive Committee regarding the
establishment of the regulation, the agency will consider the comments
and develop a U.S. position on the recommended technical regulation.
3. Notice Requesting Written Comment on Established Global Technical
Regulations
If a global technical regulation is established in the Global
Registry by a consensus vote of the Executive Committee, and if the U.S.
voted for establishment, NHTSA will publish a notice requesting public
comment on adopting the regulation as a U.S. standard. Any decision by
NHTSA whether to issue a final rule adopting the regulation or to issue
a notice terminating consideration of that regulation will be made in
accordance with applicable U.S. law and only after careful consideration
and analysis of public comments.
E. Availability of Documents
As we obtain English versions of key documents relating to motor
vehicle safety, theft or energy conservation that are generated under
the 1998 Agreement (e.g., proposals referred to a working party of
experts, and reports and recommendations issued by a working party), we
will place them in the internet-accessible DOT docket (http://
dms.dot.gov/). Within the limits of available resources, we will also
place the documents on an international activities page that will be
included in our Website (http://www.nhtsa.dot.gov/cars/rules/
international/index.html).
[[Page 234]]
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[[Page 235]]
[GRAPHIC] [TIFF OMITTED] TR23AU00.001
[65 FR 51245, Aug. 23, 2000]
[[Page 236]]
PART 554_STANDARDS ENFORCEMENT AND DEFECTS INVESTIGATION--Table of Contents
Sec.
554.1 Scope.
554.2 Purpose.
554.3 Application.
554.4 Office of Vehicle Safety Compliance.
554.5 Office of Defects Investigation.
554.6 Opening an investigation.
554.7 Investigation priorities.
554.8 Monthly reports.
554.9 Availability of files.
554.10 Initial determinations and public meetings.
554.11 Final decisions.
Authority: 49 U.S.C. 30102-103, 30111-112, 30117-121, 30162, 30165-
67; delegation of authority at 49 CFR 1.50.
Source: 45 FR 10797, Feb. 19, 1980, unless otherwise noted.
Sec. 554.1 Scope.
This part establishes procedures for enforcing Federal motor vehicle
safety standards and associated regulations, investigating possible
safety-related defects, and making non-compliance and defect
determinations.
Sec. 554.2 Purpose.
The purpose of this part is to inform interested persons of the
procedures followed by the National Highway Traffic Safety
Administration in order more fairly and effectively to implement 49
U.S.C. Chapter 301.
[60 FR 17267, Apr. 5, 1995]
Sec. 554.3 Application.
This part applies to actions, investigations, and defect and
noncompliance decisions of the National Highway traffic Safety
Administration under 49 U.S.C. 30116, 30117, 30118, 30120 and 30165.
[60 FR 17267, Apr. 5, 1995]
Sec. 554.4 Office of Vehicle Safety Compliance.
The Office of Vehicle Safety Compliance, investigates compliance
with Federal motor vehicle safety standards and associated regulations,
and to this end may:
(a) Verify that manufacturers certify compliance with all applicable
safety standards;
(b) Collect field reports from all sources;
(c) Inspect manufacturers' certification test data and other
supporting evidence, including dealer communications;
(d) Inspect vehicles and equipment already in use or new vehicles
and equipment at any stage of the manufacturing, distribution and sales
chain;
(e) Conduct selective compliance tests; and
(f) Utilize other means necessary to conduct investigations.
Sec. 554.5 Office of Defects Investigation.
The Office of Defects Investigation conducts investigations to
implement the provisions of the Act concerning the identification and
correction of safety-related defects in motor vehicles and motor vehicle
equipment. It elicits from every available source and evaluates on a
continuing basis any information suggesting the existence of a safety-
related defect.
Sec. 554.6 Opening an investigation.
(a) A compliance or defect investigation is opened either on the
motion of the Administrator or his delegate or on the granting of a
petition of an interested party under part 552 of this chapter.
(b) A manufacturer is notified immediately by telephone of any
compliance test failure in order to enable the manufacturer to begin his
own investigation. Notification is sent by mail at the beginning of any
defect or noncompliance investigation.
Sec. 554.7 Investigation priorities.
(a) Compliance investigation priorities are reviewed annually and
are set according to the following criteria:
(1) Prior compliance test data;
(2) Accident data;
(3) Engineering analysis of vehicle and equipment designs;
(4) Consumer complaints; and
(5) Market share.
(b) Defects inputs are reviewed periodically by an appropriate panel
of engineers in consultation with the Office of Chief Counsel to
determine whether a formal investigation should be opened by the Office
of Defects Investigation.
[[Page 237]]
Sec. 554.8 Monthly reports.
(a) Compliance. A monthly compliance report is issued which lists
investigations opened, closed, and pending during that month, identifies
compliance test reports accepted, and indicates how individual reports
may be obtained.
(b) Defects. A monthly defects report is issued which lists
investigations opened, closed, pending, and suspended during that month.
An investigation may be designated ``suspended'' where the information
available is insufficient to warrant further investigation. Suspended
cases are automatically closed 60 days after appearing in a monthly
report unless new information is received which justifies a different
disposition.
Sec. 554.9 Availability of files.
All files of closed or suspended investigations are available for
public inspection in the NHTSA Technical Reference Library.
Communications between the agency and a manufacturer with respect to
ongoing investigations are also available. Such files and communications
may contain material which is considered confidential but has been
determined to be necessary to the subject proceeding. Material which is
considered confidential but has not been determined to be necessary to
the subject proceeding will not be disclosed. Reproduction of entire
public files or of individual documents can be arranged.
Sec. 554.10 Initial determinations and public meetings.
(a) An initial decision of failure to comply with safety standards
or of a safety-related defect is made by the Administrator or his
delegate based on the completed investigative file compiled by the
appropriate office.
(b) The decision is communicated to the manufacturer in a letter
which makes available all information on which the decision is based.
The letter advises the manufacturer of his right to present information,
views, and arguments to establish that there is no defect or failure to
comply or that the alleged defect does not affect motor vehicle safety.
The letter also specifies the time and place of a public meeting for the
presentation of arguments or sets a date by which written comments must
be submitted. Submission of all information, whether at a public meeting
or in written form, is normally scheduled about 30 days after the
initial decision. The deadline for submission of information can be
extended for good cause shown.
(c) Public notice of an initial decision is made in a Federal
Register notice that--
(1) Identifies the motor vehicle or item of equipment and its
manufacturer;
(2) Summarizes the information on which the decision is based.
(3) Gives the location of all information available for public
examination; and
(4) States the time and place of a public meeting or the deadline
for written submission in which the manufacturer and interested persons
may present information, views, and arguments respecting the decision.
(d) A transcript of the public meeting is kept and exhibits may be
offered. There is no cross-examination of witnesses.
[45 FR 10797, Feb. 19, 1980, as amended at 60 FR 17267, Apr. 5, 1995]
Sec. 554.11 Final decisions.
(a) The Administrator bases his final decision on the completed
investigative file and on information, views, and arguments submitted at
the public meeting.
(b) If the Administrator decides that a failure to comply or a
safety-related defect exists, he orders the manufacturer to furnish the
notification specified in 49 U.S.C. 30118 and 30119 and to remedy the
defect or failure to comply.
(c) If the Administrator closes an investigation following an
initial determination, without making a final determination that a
failure to comply or a safety-related defect exists, he or she will so
notify the manufacturer and publish a notice of that closing in the
Federal Register.
(d) A statement of the Administrator's final decision and the
reasons for it appears in each completed public file.
[60 FR 17268, Apr. 5, 1995]
[[Page 238]]
PART 555_TEMPORARY EXEMPTION FROM MOTOR VEHICLE SAFETY AND BUMPER STANDARDS--
Table of Contents
Subpart A_General
Sec.
555.1 Scope.
555.2 Purpose.
555.3 Application.
555.4 Definitions.
555.5 Application for exemption.
555.6 Basis for application.
555.7 Processing of applications.
555.8 Termination of temporary exemptions.
555.9 Temporary exemption labels.
555.10 Availability for public inspection.
Subpart B_Vehicles Built In Two or More Stages and Altered Vehicles
555.11 Application.
555.12 Petition for exemption.
555.13 Basis for petition.
555.14 Processing of petitions.
555.15 Time period for exemptions.
555.16 Renewal of exemptions.
555.17 Termination of temporary exemptions.
555.18 Temporary exemption labels.
Authority: 49 U.S.C. 30113, 32502, Pub. L. 105-277; delegation of
authority at 49 CFR 1.50.
Source: 38 FR 2694, Jan. 29, 1973, unless otherwise noted.
Subpart A_General
Sec. 555.1 Scope.
This part establishes requirements for the temporary exemption by
the National Highway Traffic Safety Administration (NHTSA) of certain
motor vehicles from compliance with one or more Federal motor vehicle
safety standards in accordance with 49 U.S.C. 30113, and of certain
passenger motor vehicles from compliance with all or part of a Federal
bumper standard in accordance with 49 U.S.C. 32502.
[64 FR 2861, Jan. 19, 1999]
Sec. 555.2 Purpose.
(a) The purpose of this part is to provide a means by which
manufacturers of motor vehicles may obtain temporary exemptions from
Federal motor vehicle safety standards on the basis of substantial
economic hardship, facilitation of the development of new motor vehicle
safety or low-emission engine features, or existence of an equivalent
overall level of motor vehicle safety.
(b) The purpose of this part is also to provide a means by which
manufacturers of passenger motor vehicles may obtain a temporary
exemption from compliance with all or part of a Federal bumper standard
issued under part 581 of this chapter on a basis similar to that
provided for exemptions from the Federal motor vehicle safety standards.
[38 FR 2694, Jan. 29, 1973, as amended at 64 FR 2861, Jan. 19, 1999]
Sec. 555.3 Application.
This part applies to manufacturers of motor vehicles and passenger
motor vehicles.
[64 FR 2861, Jan. 19, 1999]
Sec. 555.4 Definitions.
Administrator means the National Highway Traffic Safety
Administrator or his delegate.
Passenger motor vehicle means a motor vehicle with motive power
designed to carry not more than 12 individuals, but does not include a
truck not designed primarily to carry its operator or passengers, or a
motorcycle.
United States means the several States, the District of Columbia,
the Commonwealth of Puerto Rico, Guam, the Virgin Islands, the Canal
Zone, and American Samoa.
[38 FR 2694, Jan. 29, 1973, as amended at 64 FR 2861, Jan. 19, 1999]
Sec. 555.5 Application for exemption.
(a) A manufacturer of motor vehicles or passenger motor vehicles may
apply to NHTSA for a temporary exemption from any Federal motor vehicle
safety or bumper standard or for a renewal of any exemption on the bases
of substantial economic hardship, making easier the development or field
evaluation of new motor vehicle safety or impact protection, or low-
emission vehicle features, or that compliance with a standard would
prevent it from selling a vehicle with an overall level of safety or
impact protection at least equal to that of nonexempted vehicles.
[[Page 239]]
(b) Each application filed under this part for an exemption or its
renewal must--
(1) Be written in the English language;
(2) Be submitted in three copies to: Administrator, National Highway
Traffic Safety Administration, Washington, DC 20590;
(3) State the full name and address of the applicant, the nature of
its organization (individual, partnership, corporation, etc.) and the
name of the State or country under the laws of which it is organized;
(4) State the number and title, and the text or substance of the
standard or portion thereof from which the temporary exemption is
sought, and the length of time desired for such exemption;
(5) Set forth the basis for the application and the information
required by Sec. 555.6(a), (b), (c), or (d) as appropriate.
(6) Specify any part of the information and data submitted which
petitioner requests be withheld from public disclosure in accordance
with part 512 of this chapter.
(i) The information and data which petitioner requests be withheld
from public disclosure must be submitted in accordance with Sec. 512.4
of this chapter.
(ii) The petitioner's request for withholding from public disclosure
must be accompanied by a certification in support as set forth in
appendix A to part 512 of this chapter.
(7) Set forth the reasons why the granting of the exemption would be
in the public interest, and, as applicable, consistent with the
objectives of 49 U.S.C. Chapter 301 or Chapter 325.
(c) The knowing and willful submission of false, fictitious or
fraudulent information will subject the petitioner to the civil and
criminal penalties of 18 U.S.C. 1001.
[38 FR 2694, Jan. 29, 1973, as amended at 39 FR 5489, Feb. 13, 1974; 46
FR 2063, Jan. 8, 1981; 63 FR 44173, Aug. 18, 1998; 64 FR 2861, Jan. 19,
1999; 70 FR 7429, Feb. 14, 2005]
Sec. 555.6 Basis for application.
(a) If the basis of the application is that compliance with the
standard would cause substantial economic hardship to a manufacturer
that has tried to comply with the standard in good faith, the applicant
shall provide the following information:
(1) Engineering and financial information demonstrating in detail
how compliance or failure to obtain an exemption would cause substantial
economic hardship, including--
(i) A list or description of each item of motor vehicle equipment
that would have to be modified in order to achieve compliance;
(ii) The itemized estimated cost to modify each such item of motor
vehicle equipment if compliance were to be achieved--
(A) As soon as possible,
(B) At the end of a 1-year exemption period (if the petition is for
1 year or more),
(C) At the end of a 2-year exemption period (if the petition is for
2 years or more),
(D) At the end of a 3-year exemption period (if the petition is for
3 years),
(iii) The estimated price increase per vehicle to balance the total
costs incurred pursuant to paragraph (a)(1)(ii) of this section and a
statement of the anticipated effect of each such price increase;
(iv) Corporate balance sheets and income statements for the three
fiscal years immediately preceding the filing of the application;
(v) Projected balance sheet and income statement for the fiscal year
following a denial of the application; and
(vi) A discussion of any other hardships (e.g., loss of market,
difficulty of obtaining goods and services for compliance) that the
petitioner desires the agency to consider.
(2) A description of its efforts to comply with the standards,
including--
(i) A chronological analysis of such efforts showing its
relationship to the rule making history of the standard from which
exemption is sought;
(ii) A discussion of alternate means of compliance considered and
the reasons for rejection of each;
(iii) A discussion of any other factors (e.g., the resources
available to the petitioner, inability to procure goods and services
necessary for compliance following a timely request) that the petitioner
desires the NHTSA to consider in deciding whether the petitioner
[[Page 240]]
tried in good faith to comply with the standard;
(iv) A description of the steps to be taken, while the exemption is
in effect, and the estimated date by which full compliance will be
achieved either by design changes or termination of production of
nonconforming vehicles; and
(v) The total number of motor vehicles produced by or on behalf of
the petitioner in the 12-month period prior to filing the petition, and
the inclusive dates of the period. (49 U.S.C. 30113(d) limits
eligibility for exemption on the basis of economic hardship to
manufacturers whose total motor vehicle production in the year preceding
the filing of their applications does not exceed 10,000.)
(b) If the basis of the application is that the exemption would make
easier the development or field evaluation of a new motor vehicle safety
or impact protection features providing a safety or impact protection
level at least equal to that of the standard, the applicant shall
provide the following information:
(1) A description of the safety or impact protection features, and
research, development, and testing documentation establishing the
innovational nature of such features.
(2) An analysis establishing that the level of safety or impact
protection of the feature is equivalent to or exceeds the level of
safety or impact protection established in the standard from which
exemption is sought, including--
(i) A detailed description of how a vehicle equipped with the safety
or impact protection feature differs from one that complies with the
standard;
(ii) If applicant is presently manufacturing a vehicle conforming to
the standard, the results of tests conducted to substantiate
certification to the standard; and
(iii) The results of tests conducted on the safety or impact
protection features that demonstrates performance which meets or exceeds
the requirements of the standard.
(3) Substantiation that a temporary exemption would facilitate the
development or field evaluation of the vehicle.
(4) A statement whether, at the end of the exemption period, the
manufacturer intends to conform to the standard, apply for a further
exemption, or petition for rulemaking to amend the standard to
incorporate the safety or impact protection features.
(5) A statement that not more than 2,500 exempted vehicles will be
sold in the United States in any 12-month period for which an exemption
may be granted pursuant to this paragraph. An application for renewal of
such an exemption shall also include the total number of exempted
vehicles sold in the United States under the existing exemption.
(c) If the basis of the application is that the exemption would make
the development or field evaluation of a low-emission vehicle easier and
would not unreasonably lower the safety or impact protection level of
that vehicle, the applicant shall provide--
(1) Substantiation that the vehicle is a low-emission vehicle as
defined by 49 U.S.C. 30113(a).
(2) Research, development, and testing documentation establishing
that a temporary exemption would not unreasonably degrade the safety or
impact protection of the vehicle, including--
(i) A detailed description of how the motor vehicle equipped with
the low-emission engine would, if exempted, differ from one that
complies with the standard;
(ii) If the applicant is presently manufacturing a vehicle
conforming to the standard, the results of tests conducted to
substantiate certification to the standard;
(iii) The results of any tests conducted on the vehicle that
demonstrate its failure to meet the standard, expressed as comparative
performance levels; and
(iv) Reasons why the failure to meet the standard does not
unreasonably degrade the safety or impact protection of the vehicle.
(3) Substantiation that a temporary exemption would facilitate the
development or field evaluation of the vehicle.
(4) A statement whether, at the end of the exemption period, the
manufacturer intends to conform with the standard.
(5) A statement that not more than 2,500 exempted vehicles will be
sold in
[[Page 241]]
the United States in any 12-month period for which an exemption may be
granted pursuant to this paragraph. An application for renewal of an
exemption shall also include the total number of exempted vehicles sold
in the United States under the existing exemption.
(d) If the basis of the application is that the applicant is
otherwise unable to sell a vehicle whose overall level of safety or
impact protection is at least equal to that of a nonexempted vehicle,
the applicant shall provide--
(1) A detailed analysis of how the vehicle provides the overall
level of safety or impact protection at least equal to that of
nonexempted vehicles, including--
(i) A detailed description of how the motor vehicle, if exempted,
differs from one that conforms to the standard;
(ii) A detailed description of any safety or impact protection
features that the vehicle offers as standard equipment that are not
required by the Federal motor vehicle safety or bumper standards;
(iii) The results of any tests conducted on the vehicle
demonstrating that it fails to meet the standard, expressed as
comparative performance levels;
(iv) The results of any tests conducted on the vehicle demonstrating
that its overall level of safety or impact protection exceeds that which
is achieved by conformity to the standards.
(v) Other arguments that the overall level of safety or impact
protection of the vehicle is at least equal to that of nonexempted
vehicles.
(2) Substantiation that compliance would prevent the sale of the
vehicle.
(3) A statement whether, at the end of the exemption period, the
manufacturer intends to comply with the standard.
(4) A statement that not more than 2,500 exempted vehicles will be
sold in the United States in any 12-month period for which an exemption
may be granted pursuant to this paragraph. An application for renewal of
any exemption shall also include the total number of exempted vehicles
sold in the United States under the existing exemption.
[38 FR 2694, Jan. 29, 1973, as amended at 39 FR 5489, Feb. 13, 1974; 63
FR 44173, Aug. 18, 1998; 64 FR 2861, Jan. 19, 1999]
Sec. 555.7 Processing of applications.
(a) The agency publishes a notice of the application in the Federal
Register, affording opportunity for comment.
(b) No public hearing, argument, or other formal proceeding is held
directly on an application filed under this part before its disposition
under this section.
(c) Any interested person may, upon written request, appear
informally before an appropriate official of the NHTSA to discuss an
application for exemption or the action taken in response to a petition.
(d) If the Administrator determines that the application does not
contain adequate justification, he denies it and notifies the petitioner
in writing. He also publishes in the Federal Register a notice of the
denial and the reasons for it.
(e) If the Administrator determines that the application contains
adequate justification, he grants it, and notifies the petitioner in
writing. He also publishes in the Federal Register a notice of the grant
and the reasons for it.
(f) Unless a later effective date is specified in the notice of the
grant, a temporary exemption is effective upon publication of the notice
in the Federal Register and exempts vehicles manufactured on and after
the effective date.
[38 FR 2694, Jan. 29, 1973, as amended at 39 FR 5489, Feb. 13, 1974; 39
FR 37988, Oct. 25, 1974; 64 FR 2861, 2862, Jan. 19, 1999; 83 FR 66160,
Dec. 26, 2018]
Sec. 555.8 Termination of temporary exemptions.
(a) A temporary exemption from a standard granted on the basis of
substantial economic hardship terminates according to its terms but not
later than 3 years after the date of issuance unless terminated sooner
pursuant to paragraph (d) of this section.
(b) A temporary exemption from a standard granted on a basis other
than
[[Page 242]]
substantial economic hardship terminates according to its terms but not
later than 2 years after the date of issuance unless terminated sooner
pursuant to paragraph (d) of this section.
(c) Any interested person may petition for the termination or
modification of an exemption granted under this part. The petition will
be processed in accordance with the procedures of part 552 of this
chapter.
(d) The Administrator terminates or modifies a temporary exemption
if he determines that--
(1) The temporary exemption is no longer consistent with the public
interest and the objectives of the Act; or
(2) The temporary exemption was granted on the basis of false,
fraudulent, or misleading representations or information.
(e) If an application for renewal of a temporary exemption that
meets the requirements of Sec. 555.5 has been filed not later than 60
days before the termination date of an exemption, the exemption does not
terminate until the Administrator grants or denies the application for
renewal.
(f) The Administrator publishes in the Federal Register a notice of:
(1) An application for termination or modification of an exemption
and the action taken in response to it; and
(2) Any termination or modification of an exemption pursuant to the
Administrator's own motion.
[38 FR 2694, Jan. 29, 1973, as amended at 39 FR 37989, Oct. 25, 1974; 40
FR 42015, Sept. 10, 1975; 64 FR 2861, Jan. 19, 1999]
Sec. 555.9 Temporary exemption labels.
A manufacturer of an exempted vehicle shall--
(a) Submit to the Administrator, within 30 days after receiving
notification of the grant of an exemption, a sample of the certification
label required by part 567 of this chapter and paragraph (c) of this
section;
(b) Affix securely to the windshield or side window of each exempted
vehicle a label in the English language containing the statement
required by paragraph (c)(1) or (2) of this section, and with the words
``Shown above'' omitted.
(c) Meet all applicable requirements of part 567 of this chapter,
except that--
(1) The statement required by Sec. 567.4(g)(5) of this chapter
shall end with the phrase ``except for Standards Nos. [listing the
standards by number and title for which an exemption has been granted]
exempted pursuant to NHTSA Exemption No. ________________.''
(2) Instead of the statement required by Sec. 567.5(c)(7)(iii), the
following statement shall appear:
THIS VEHICLE CONFORMS TO ALL APPLICABLE FEDERAL MOTOR VEHICLE SAFETY
(AND BUMPER) STANDARDS IN EFFECT IN [Month, Year] EXCEPT FOR STANDARD
NOS. [Listing the standards by number and title for which an exemption
has been granted] EXEMPTED PURSUANT TO NHTSA EXEMPTION NO. ____________.
(Secs. 114, 119, Pub. L. 89-563, 80 Stat. 718 (15 U.S.C. 1403, 1408);
sec. 3, Pub. L. 92-548, 86 Stat. 1159 (15 U.S.C. 1410); secs. 102, 105,
Pub. L. 92-513, 86 Stat. 947 (15 U.S.C. 1912, 1915); delegations of
authority at 49 CFR 1.50 and 501.8)
[38 FR 2694, Jan. 29, 1973, as amended at 50 FR 10772, Mar. 18, 1985; 60
FR 1750, Jan. 5, 1995]
Sec. 555.10 Availability for public inspection.
(a) Information relevant to an application under this part,
including the application and supporting data, memoranda of informal
meetings with the applicant or any other interested person, and the
grant or denial of the application, is available for public inspection,
except as specified in paragraph (b) of this section, in Room PL-401
(Docket Management), 400 Seventh Street, SW., Washington, DC 20590.
Copies of available information may be obtained, as provided in part 7
of the regulations of the Office of the Secretary of Transportation (49
CFR part 7).
(b) Except for the release of confidential information authorized by
part 512 of this chapter, information made available for inspection
under paragraph (a) shall not include materials not relevant to the
petition for which confidentiality is requested and granted in
accordance with 49 U.S.C. 30166
[[Page 243]]
and 30167 and section 552(b) of title 5 of the U.S.C.).
[38 FR 2694, Jan. 29, 1973, as amended at 46 FR 2064, Jan. 8, 1981; 48
FR 44081, Sept. 27, 1983; 63 FR 44173, Aug. 18, 1998; 64 FR 2862, Jan.
19, 1999]
Subpart B_Vehicles Built in Two or More Stages and Altered Vehicles
Source: 70 FR 7429, Feb. 14, 2005, unless otherwise noted.
Sec. 555.11 Application.
This subpart applies to alterers and manufacturers of motor vehicles
built in two or more stages to which one or more standards are
applicable. No manufacturer or alterer that produces or alters a total
exceeding 10,000 motor vehicles annually shall be eligible for a
temporary exemption under this subpart. Any exemption granted under this
subpart shall be limited, per manufacturer, to 2,500 vehicles to be sold
in the United States in any 12 consecutive month period. Incomplete
vehicle manufacturers and intermediate manufacturers that do not intend
to certify the vehicles in accordance with 49 CFR 567.5(f) or (g), and
instead furnish Incomplete Vehicle Documents to final-stage
manufacturers in accordance with 49 CFR 568.4 or 49 CFR 568.5, are not
eligible for temporary exemptions under this subpart.
[71 FR 28196, May 15, 2006]
Sec. 555.12 Petition for exemption.
An alterer; an incomplete vehicle manufacturer intending to certify
the vehicle in accordance with 49 CFR 567.5(f); an intermediate
manufacturer intending to certify the vehicle in accordance with 49 CFR
567.5(g); a final-stage manufacturer; or an industry trade association
representing a group of alterers, incomplete vehicle manufacturers,
intermediate manufacturers and/or final-stage manufacturers may seek, as
to any vehicle configuration altered and/or built in two or more stages,
a temporary exemption or a renewal of a temporary exemption from any
performance requirement for which a Federal motor vehicle safety
standard specifies the use of a dynamic test procedure to determine
compliance. Each petition for an exemption under this section must be
submitted to NHTSA and must:
(a) Be written in the English language;
(b) Be submitted in three copies to: Administrator, National Highway
Traffic Safety Administration, 400 Seventh St., SW., Washington, DC
20590;
(c) State the full name and address of the applicant, the nature of
its organization (e.g., individual, partnership, corporation, or trade
association), the name of the State or country under the laws of which
it is organized, and the name of each alterer, incomplete vehicle
manufacturer, intermediate manufacturer and/or final-stage manufacturer
for which the exemption is sought;
(d) State the number, title, paragraph designation, and the text or
substance of the portion(s) of the standard(s) from which the exemption
is sought;
(e) Describe by type and use each vehicle configuration (or range of
vehicle configurations) for which the exemption is sought;
(f) State the estimated number of units of each vehicle
configuration to be produced annually by each of the manufacturer(s) for
whom the exemption is sought;
(g) Specify any part of the information and data submitted that the
petitioner requests be withheld from public disclosure in accordance
with part 512 of this chapter, as provided by Sec. 555.5(b)(6).
(1) The information and data which petitioner requests be withheld
from public disclosure must be submitted in accordance with Sec. 512.4
of this chapter.
(2) The petitioner's request for withholding from public disclosure
must be accompanied by a certification in support as set forth in
appendix A to part 512 of this chapter.
[71 FR 28196, May 15, 2006]
Sec. 555.13 Basis for petition.
The petition shall:
(a) Discuss any factors (e.g., demand for the vehicle configuration,
loss of market, difficulty in procuring goods and services necessary to
conduct dynamic tests) that the applicant desires NHTSA to consider in
deciding whether
[[Page 244]]
to grant the application based on economic hardship.
(b) Explain the grounds on which the applicant asserts that the
application of the dynamic test requirements of the standard(s) in
question to the vehicles covered by the application would cause
substantial economic hardship to each of the manufacturers on whose
behalf the application is filed, providing a complete financial
statement for each manufacturer and a complete description of each
manufacturer's good faith efforts to comply with the standards,
including a discussion of:
(1) The extent that no Type (1) or Type (2) statement with respect
to such standard is available in the incomplete vehicle document
furnished, per part 568 of this chapter, by the incomplete vehicle
manufacturer or by a prior intermediate-stage manufacturer or why, if
one is available, it cannot be followed;
(2) A description of the incomplete vehicle to be used to
manufacture the vehicle(s) subject to the petition. This description
must identify the manufacturer of the incomplete vehicle, state the
incomplete vehicle's GVWR, and provide other available specifications;
(3) The availability of alternative incomplete vehicles, including
incomplete vehicles of different size, GVWR, and number of axles, from
the same and other incomplete vehicle manufacturers, that could allow
the petitioner to rely on Incomplete Vehicle Documents when certifying
the completed vehicle, instead of petitioning under this subpart;
(4) The existence, or lack thereof, of generic or cooperative
testing that would provide a basis for demonstrating compliance with the
standard(s); and
(c) Explain why the requested temporary exemption would not
unreasonably degrade safety.
[71 FR 28196, May 15, 2006]
Sec. 555.14 Processing of petitions.
The Administrator shall notify the petitioner whether the petition
is complete within 30 days of receipt. The Administrator shall attempt
to approve or deny any complete petition submitted under this subpart
within 120 days after the agency acknowledges that the application is
complete. Upon good cause shown, the Administrator may review a petition
on an expedited basis.
Sec. 555.15 Time period for exemptions.
Subject to Sec. 555.16, each temporary exemption granted by the
Administrator under this subpart shall be in effect for a period of
three years from the effective date. The Administrator shall identify
each exemption by a unique number.
Sec. 555.16 Renewal of exemptions.
An alterer, intermediate or final-stage manufacturer or a trade
association representing a group of alterers or, intermediate and/or
final-stage manufacturers may apply for a renewal of a temporary
exemption. Any such renewal petition shall be filed at least 60 days
prior to the termination date of the existing exemption and shall
include all the information required in an initial petition. If a
petition for renewal of a temporary exemption that meets the
requirements of this subpart has been filed not later than 60 days
before the termination date of an exemption, the exemption does not
terminate until the Administrator grants or denies the petition for
renewal.
Sec. 555.17 Termination of temporary exemptions.
The Administrator may terminate or modify a temporary exemption if
(s)he determines that:
(a) The temporary exemption was granted on the basis of false,
fraudulent, or misleading representations or information; or
(b) The temporary exemption is no longer consistent with the public
interest and the objectives of the Act.
Sec. 555.18 Temporary exemption labels.
An alterer or final-stage manufacturer of a vehicle that is covered
by one or more exemptions issued under this sub-part shall affix a label
that meets meet all the requirements of 49 CFR 555.9.
[[Page 245]]
PART 556_EXEMPTION FOR INCONSEQUENTIAL DEFECT OR NONCOMPLIANCE--
Table of Contents
Sec.
556.1 Scope.
556.2 Purpose.
556.3 Application.
556.4 Petition for exemption.
556.5 Processing of petition.
556.6 Meetings.
556.7 Disposition of petition.
556.8 Rescission of decision.
556.9 Public inspection of relevant information.
Authority: Sec. 157, Pub. L. 93-492, 88 Stat. 1470 (15 U.S.C. 1417);
delegation of authority at 49 CFR 1.50.
Source: 42 FR 7145, Feb. 7, 1977, unless otherwise noted.
Sec. 556.1 Scope.
This part sets forth procedures, pursuant to section 157 of the Act,
for exempting manufacturers of motor vehicles and replacement equipment
from the Act's notice and remedy requirements when a defect or
noncompliance is determined to be inconsequential as it relates to motor
vehicle safety.
Sec. 556.2 Purpose.
The purpose of this part is to enable manufacturers of motor
vehicles and replacement equipment to petition the NHTSA for exemption
from the notification and remedy requirements of the Act due to the
inconsequentiality of the defect or noncompliance as it relates to motor
vehicle safety, and to give all interested persons an opportunity for
presentation of data, views, and arguments on the issues of
inconsequentiality.
Sec. 556.3 Application.
This part applies to manufacturers of motor vehicles and replacement
equipment.
Sec. 556.4 Petition for exemption.
(a) A manufacturer who has determined the existence, in a motor
vehicle or item of replacement equipment that he produces, of a defect
related to motor vehicle safety or a noncompliance with an applicable
Federal motor vehicle safety standard, or who has received notice of an
initial determination by the NHTSA of the existence of a defect related
to motor vehicle safety or a noncompliance, may petition for exemption
from the Act's notification and remedy requirements on the grounds that
the defect or noncompliance is inconsequential as it relates to motor
vehicle safety.
(b) Each petition submitted under this part shall--
(1) Be written in the English language;
(2) Be submitted in three copies to: Administrator, National Highway
Traffic Safety Administration, Washington, DC 20590;
(3) State the full name and address of the applicant, the nature of
its organization (e.g., individual, partnership, or corporation) and the
name of the State or country under the laws of which it is organized.
(4) Describe the motor vehicle or item of replacement equipment,
including the number involved and the period of production, and the
defect or noncompliance concerning which an exemption is sought; and
(5) Set forth all data, views, and arguments of the petitioner
supporting his petition.
(6) Be accompanied by three copies of the report the manufacturer
has submitted, or is submitting, to NHTSA in accordance with part 573 of
this chapter, relating to its determination of the existence of safety
related defect or noncompliance with an applicable safety standard that
is the subject of the petition.
(c) In the case of defects related to motor vehicle safety or
noncompliances determined to exist by a manufacturer, petitions under
this part must be submitted not later than 30 days after such
determination. In the case of defects related to motor vehicle safety or
noncompliances initially determined to exist by the NHTSA, petitions
must be submitted not later than 30 days after notification of the
determination has been received by the manufacturer. Such a petition
will not constitute a concession by the manufacturer of, nor will it be
considered relevant to, the existence of a defect
[[Page 246]]
related to motor vehicle safety or a nonconformity.
[42 FR 7145, Feb. 7, 1977, as amended at 56 FR 66376, Dec. 23, 1991]
Sec. 556.5 Processing of petition.
(a) The NHTSA publishes a notice of each petition in the Federal
Register. Such notice includes:
(1) A brief summary of the petition;
(2) A statement of the availability of the petition and other
relevant information for public inspection; and
(3)(i) In the case of a defect related to motor vehicle safety or a
noncompliance determined to exist by the manufacturer, an invitation to
interested persons to submit written data, views, and arguments
concerning the petition, and, upon request by the petitioner or
interested persons, a statement of the time and place of a public
meeting at which such materials may be presented orally if any person so
desires.
(ii) In the case of a defect related to motor vehicle safety or a
noncompliance initially determined to exist by the NHTSA, an invitation
to interested persons to submit written data, views, and arguments
concerning the petition or to submit such data, views, and arguments
orally at the meeting held pursuant to section 152(a) of the Act
following the initial determination, or at a separate meeting if deemed
appropriate by the agency.
Sec. 556.6 Meetings.
(a) At a meeting held under this part, any interested person may
make oral (as well as written) presentations of data, views, and
arguments on the question whether the defect or noncompliance described
in the Federal Register notice is inconsequential as it relates to motor
vehicle safety.
(b) Sections 556 and 557 of Title 5, U.S.C., do not apply to any
meeting held under this part. Unless otherwise specified, any meeting
held under this part is an informal, nonadversary, fact-finding
proceeding, at which there are no formal pleadings or adverse parties. A
decision to grant or deny a petition, after a meeting on such petition,
is not necessarily based exclusively on the record of the meeting.
(c) The Administrator designates a representative to conduct any
meeting held under this part. The Chief Counsel designates a member of
his staff to serve as legal officer at the meeting. A transcript of the
proceeding is kept and exhibits may be kept as part of the transcript.
Sec. 556.7 Disposition of petition.
Notice of either a grant or denial of a petition for exemption from
the notice and remedy requirements of the Act based upon the
inconsequentiality of a defect or noncompliance is issued to the
petitioner and published in the Federal Register. The effect of a grant
of a petition is to relieve the manufacturer from any further
responsibility to provide notice and remedy of the defect or
noncompliance. The effect of a denial is to continue in force, as
against a manufacturer, all duties contained in the Act relating to
notice and remedy of the defect or noncompliance. Any interested person
may appeal the grant or denial of a petition by submitting written data,
views, or arguments to the Administrator.
Sec. 556.8 Rescission of decision.
The Administrator may rescind a grant or denial of an exemption
issued under this part any time after the receipt of new data and notice
and opportunity for comment thereon, in accordance with Sec. Sec. 556.5
and 556.7.
Sec. 556.9 Public inspection of relevant information.
Information relevant to a petition under this part, including the
petition and supporting data, memoranda of informal meetings with the
petitioner or any other interested person concerning the petition, and
the notice granting or denying the petition, are available for public
inspection in the Docket Section, Room 5109, National Highway Traffic
Safety Administration, 400 Seventh Street, SW., Washington, DC 20590.
Copies of available information may be obtained in accordance with part
7 of the regulations of the Office of the Secretary of Transportation
(49 CFR part 7).
(Authority: Sec. 104, Pub. L. 93-492, 88 Stat. 1470 (15 U.S.C. 1417))
[42 FR 7145, Feb. 7, 1977, as amended at 48 FR 44081, Sept. 27, 1983]
[[Page 247]]
PART 557_PETITIONS FOR HEARINGS ON NOTIFICATION AND REMEDY OF DEFECTS--
Table of Contents
Sec.
557.1 Scope.
557.2 Purpose.
557.3 General.
557.4 Requirements for petition.
557.5 Improperly filed petitions.
557.6 Determination whether to hold a public hearing.
557.7 Public hearing.
557.8 Determination of manufacturer's obligation.
Authority: Sec. 9, Pub. L. 89-670, 80 Stat. 931 (49 U.S.C. 1657);
sec. 103, 119, Pub. L. 89-563, 80 Stat. 718 (15 U.S.C. 1392, 1407); sec.
156, Pub. L. 93-492, 88 Stat. 1470 (15 U.S.C 1416); delegation of
authority at 49 CFR 1.50).
Source: 41 FR 56812, Dec. 30, 1976, unless otherwise noted.
Sec. 557.1 Scope.
This part establishes procedures under section 156 of the National
Traffic and Motor Vehicle Safety Act of 1966, as amended (88 Stat. 1470,
15 U.S.C. 1416), for the submission and disposition of petitions filed
by interested persons for hearings on the question of whether a
manufacturer has reasonably met his obligation to notify owners,
purchasers, and dealers of a safety-related defect or failure to comply
with a Federal motor vehicle safety standard, or to remedy such defect
or failure to comply. This part also establishes procedures for holding
a hearing on these questions.
Sec. 557.2 Purpose.
The purpose of this part is to enable the National Highway Traffic
Safety Administration to identify and respond on a timely basis to
petitions for hearings on whether a manufacturer has reasonably met his
obligation to notify or remedy, and to establish the procedures for such
hearings.
Sec. 557.3 General.
Any interested person may file with the Administrator a petition
requesting him to hold a hearing on--
(a) Whether a manufacturer has reasonably met his obligation to
notify owners, purchasers, and dealers of a safety-related defect in any
motor vehicle or item of replacement equipment manufactured by him;
(b) Whether a manufacturer has reasonably met his obligation to
notify owners, purchasers, and dealers of a failure to comply with an
applicable Federal motor vehicle safety standard in any motor vehicle or
item of replacement equipment manufactured by him;
(c) Whether the manufacturer has reasonably met his obligation to
remedy a safety-related defect in any motor vehicle or item of
replacement equipment manufactured by him; or
(d) Whether the manufacturer has reasonably met his obligation to
remedy a failure to comply with an applicable Federal motor vehicle
safety standard in any motor vehicle or item of replacement equipment
manufactured by him.
Sec. 557.4 Requirements for petition.
A petition filed under this part should be addressed and submitted
to: Administrator, National Highway Traffic Safety Administration, 400
Seventh Street, SW., Washington, DC 20590. Each petition filed under
this part must--
(a) Be written in the English or Spanish language;
(b) Have, preceding its text, the word ``Petition'';
(c) Contain a brief statement concerning the alleged failure of a
manufacturer to meet reasonably his obligation to notify or remedy;
(d) Contain a brief summary of the data, views, or arguments that
the petitioner wishes to present in a hearing on whether or not a
manufacturer has reasonably met his obligations to notify or remedy;
(e) Specifically request a hearing.
Sec. 557.5 Improperly filed petitions.
(a) A petition that is not addressed as specified in Sec. 557.4,
but that meets the other requirements of that section, will be treated
as a properly filed petition, received as of the time it is discovered
and identified.
(b) A document that fails to conform to one or more of the
requirements of Sec. 557.4(a) (1) through (5) will not be treated as a
petition under this part.
[[Page 248]]
Such a document will be treated according to the existing correspondence
and other procedures of the NHTSA, and any information contained in it
will be considered at the discretion of the Administrator.
Sec. 557.6 Determination whether to hold a public hearing.
(a) The Administrator considers the following factors in determining
whether to hold a hearing:
(1) The nature of the complaint;
(2) The seriousness of the alleged breach of obligation to remedy;
(3) The existence of similar complaints;
(4) The ability of the NHTSA to resolve the problem without holding
a hearing; and
(5) Other pertinent matters.
(b) If, after considering the above factors, the Administrator
determines that a hearing should be held, the petition is granted. If it
is determined that a hearing should not be held, the petition is denied.
In either case, the petitioner is notified of the grant or denial not
more than 60 days after receipt of the petition by the NHTSA.
(c) If a petition submitted under this part is denied, a Federal
Register notice of the denial is issued within 45 days of the denial,
setting forth the reasons for it.
(d) The Administrator may conduct a hearing under this part on his
own motion.
Sec. 557.7 Public hearing.
If the Administrator decides that a public hearing under this part
is necessary, he issues a notice of public hearing in the Federal
Register, to advise interested persons of the time, place, and subject
matter of the public hearing and invite their participation. Interested
persons may submit their views through oral or written presentation, or
both. There is no cross-examination of witnesses. A transcript of the
hearing is kept and exhibits may be accepted as part of the transcript.
Sections 556 and 557 of title 5, U.S.C., do not apply to hearings held
under this part. When appropriate, the Chief Counsel designates a member
of his staff to serve as legal officer at the hearing.
Sec. 557.8 Determination of manufacturer's obligation.
If the Administrator determines, on the basis of the information
presented at a hearing or any other information that is available to
him, that the manufacturer has not reasonably met his obligation to
notify owners, dealers, and purchasers of a safety-related defect or
failure to comply with a Federal motor vehicle safety standard or to
remedy such defect or failure to comply, he orders the manufacturer to
take specified action to comply with his obligation, consistent with the
authority granted the Administrator by the Act.
PART 562_LIGHTING AND MARKING OF AGRICULTURAL EQUIPMENT--Table of Contents
Sec.
562.1 Scope and purpose.
562.3 Definitions.
562.5 Applicability.
562.7 Lighting and marking requirements for new agricultural equipment.
562.9 Compliance not affected by addition of certain materials and
equipment.
562.11 Incorporation by reference.
Authority: Sec. 31601, Pub. L. 112-141, 126 Stat. 405; 49 U.S.C.
30111 note; delegation of authority at 49 CFR 1.95.
Source: 81 FR 40533, June 22, 2016, unless otherwise noted.
Sec. 562.1 Scope and purpose.
This part establishes minimum lighting and marking standards for new
agricultural equipment as required by the Moving Ahead for Progress in
the 21st Century Act (Sec. 31601, Pub. L. 112-141).
Sec. 562.3 Definitions.
Agricultural equipment has the meaning given the term ``agricultural
field equipment'' in the ANSI/ASAE 390.4 JAN2005, ``Definitions and
Classifications of Agricultural Field Equipment'' (incorporated by
reference, see Sec. 562.11).
Public road means any road or street under the jurisdiction of and
maintained by a public authority and open to public travel.
[[Page 249]]
Sec. 562.5 Applicability.
This standard applies to new agricultural equipment that may be
operated on a public road.
Sec. 562.7 Lighting and marking requirements for new agricultural equipment.
New agricultural equipment that may be operated on a public road
must meet the lighting and marking standards set forth in ANSI/ASAE
279.14 JUL2008, ``Lighting and Marking of Agricultural Equipment on
Highways'' (incorporated by reference, see Sec. 562.11).
Sec. 562.9 Compliance not affected by addition of certain materials
and equipment.
(a) Successor standards. Equipping new agricultural equipment that
may be operated on a public road with lighting and marking materials and
equipment that comply with a revision of ANSI/ASAE Standard 279 adopted
after the version cited in Sec. 562.7 does not affect compliance with
the requirements of this part.
(b) Additional materials and equipment. Equipping new agricultural
equipment that may be operated on a public road with lighting and
marking materials and equipment that are in addition to the minimum
requirements specified in Sec. 562.7 does not affect compliance with
the requirements of this part.
Sec. 562.11 Incorporation by reference.
Certain material is incorporated by reference into this part with
the approval of the Director of the Federal Register under 5 U.S.C.
552(a) and 1 CFR part 51. You may inspect approved material at the
National Highway Traffic Safety Administration, 1200 New Jersey Avenue
SE., Washington, DC 20590 or at the National Archives and Records
Administration. For information on the availability of this material at
NARA, call 202-741-6030, or go to: http://www.archives.gov/
federal_register/code_of_federal_regulations/ibr_locations.html.
(a) American Society of Agricultural and Biological Engineers
(ASABE) 2950 Niles Road, St. Joseph, Michigan 49085-9659, (269) 429-
0300. http://www.asabe.org/publications/publications/standards.aspx.
(1) ANSI/ASABE 279.14 JUL2008, ``Lighting and Marking of
Agricultural Equipment on Highways,'' approved August 2008, into Sec.
562.7.
(2) ANSI/ASAE 390.4 JAN2005, ``Definitions and Classifications of
Agricultural Field Equipment,'' approved February 2005, into Sec.
562.3.
(b) [Reserved]
PART 563_EVENT DATA RECORDERS--Table of Contents
Sec.
563.1 Scope.
563.2 Purpose.
563.3 Application.
563.4 [Reserved]
563.5 Definitions.
563.6 Requirements for vehicles.
563.7 Data elements.
563.8 Data format.
563.9 Data capture.
563.10 Crash test performance and survivability.
563.11 Information in owner's manual.
563.12 Data retrieval tools.
Authority: 49 U.S.C. 322, 30101, 30111, 30115, 30117, 30166, 30168;
delegation of authority at 49 CFR 1.50.
Source: 71 FR 51043, Aug. 28, 2006, unless otherwise noted.
Sec. 563.1 Scope.
This part specifies uniform, national requirements for vehicles
equipped with event data recorders (EDRs) concerning the collection,
storage, and retrievability of onboard motor vehicle crash event data.
It also specifies requirements for vehicle manufacturers to make tools
and/or methods commercially available so that crash investigators and
researchers are able to retrieve data from EDRs.
Sec. 563.2 Purpose.
The purpose of this part is to help ensure that EDRs record, in a
readily usable manner, data valuable for effective crash investigations
and for analysis of safety equipment performance (e.g., advanced
restraint systems). These data will help provide a better understanding
of the circumstances in which crashes and injuries occur and will lead
to safer vehicle designs.
[[Page 250]]
Sec. 563.3 Application.
This part applies to the following vehicles manufactured on or after
September 1, 2012, if they are equipped with an event data recorder:
passenger cars, multipurpose passenger vehicles, trucks, and buses with
a GVWR of 3,855 kg (8,500 pounds) or less and an unloaded vehicle weight
of 2,495 kg (5,500 pounds) or less, except for walk-in van-type trucks
or vehicles designed to be sold exclusively to the U.S. Postal Service.
This part also applies to manufacturers of those vehicles. However,
vehicles manufactured before September 1, 2013 that are manufactured in
two or more stages or that are altered (within the meaning of 49 CFR
567.7) after having been previously certified to the Federal motor
vehicle safety standards in accordance with part 567 of this chapter
need not meet the requirements of this part.
[73 FR 2179, Jan. 14, 2008]
Sec. 563.4 [Reserved]
Sec. 563.5 Definitions.
(a) Motor vehicle safety standard definitions. Unless otherwise
indicated, all terms that are used in this part and are defined in the
Motor Vehicle Safety Standards, part 571 of this subchapter, are used as
defined therein.
(b) Other definitions.
ABS activity means the anti-lock brake system (ABS) is actively
controlling the vehicle's brakes.
Air bag warning lamp status means whether the warning lamp required
by FMVSS No. 208 is on or off.
Capture means the process of buffering EDR data in a temporary,
volatile storage medium where it is continuously updated at regular time
intervals.
Delta-V, lateral means the cumulative change in velocity, as
recorded by the EDR of the vehicle, along the lateral axis, starting
from crash time zero and ending at 0.25 seconds, recorded every 0.01
seconds.
Delta-V, longitudinal means the cumulative change in velocity, as
recorded by the EDR of the vehicle, along the longitudinal axis,
starting from crash time zero and ending at 0.25 seconds, recorded every
0.01 seconds.
Deployment time, frontal air bag means (for both driver and right
front passenger) the elapsed time from crash time zero to the deployment
command, or for multi-staged air bag systems, the deployment command for
the first stage.
Disposal means the deployment command of the second (or higher, if
present) stage of a frontal air bag for the purpose of disposing the
propellant from the air bag device.
End of event time means the moment at which the resultant cumulative
delta-V within a 20 ms time period becomes 0.8 km/h (0.5 mph) or less,
or the moment at which the crash detection algorithm of the air bag
control unit resets.
Engine RPM means
(1) For vehicles powered by internal combustion engines, the number
of revolutions per minute of the main crankshaft of the vehicle's
engine; and
(2) For vehicles not entirely powered by internal combustion
engines, the number of revolutions per minute of the motor shaft at the
point at which it enters the vehicle transmission gearbox.
Engine throttle, percent full means the driver-requested
acceleration as measured by the throttle position sensor on the
accelerator pedal compared to the fully-depressed position.
Event means a crash or other physical occurrence that causes the
trigger threshold to be met or exceeded, or any non-reversible
deployable restraint to be deployed, whichever occurs first.
Event data recorder (EDR) means a device or function in a vehicle
that records the vehicle's dynamic time-series data during the time
period just prior to a crash event (e.g., vehicle speed vs. time) or
during a crash event (e.g., delta-V vs. time), intended for retrieval
after the crash event. For the purposes of this definition, the event
data do not include audio and video data.
Frontal air bag means an inflatable restraint system that requires
no action by vehicle occupants and is used to meet the applicable
frontal crash protection requirements of FMVSS No. 208.
Ignition cycle, crash means the number (count) of power cycles
applied to
[[Page 251]]
the recording device at the time when the crash event occurred since the
first use of the EDR.
Ignition cycle download means the number (count) of power cycles
applied to the recording device at the time when the data was downloaded
since the first use of the EDR.
Lateral acceleration means the component of the vector acceleration
of a point in the vehicle in the y-direction. The lateral acceleration
is positive from left to right, from the perspective of the driver when
seated in the vehicle facing the direction of forward vehicle travel.
Longitudinal acceleration means the component of the vector
acceleration of a point in the vehicle in the x-direction. The
longitudinal acceleration is positive in the direction of forward
vehicle travel.
Maximum delta-V, lateral means the maximum value of the cumulative
change in velocity, as recorded by the EDR, of the vehicle along the
lateral axis, starting from crash time zero and ending at 0.3 seconds.
Maximum delta-V, longitudinal means the maximum value of the
cumulative change in velocity, as recorded by the EDR, of the vehicle
along the longitudinal axis, starting from crash time zero and ending at
0.3 seconds.
Maximum delta-V, resultant means the time-correlated maximum value
of the cumulative change in velocity, as recorded by the EDR or
processed during data download, along the vector-added longitudinal and
lateral axes.
Multi-event crash means the occurrence of 2 events, the first and
last of which begin not more than 5 seconds apart.
Non-volatile memory means the memory reserved for maintaining
recorded EDR data in a semi-permanent fashion. Data recorded in non-
volatile memory is retained after loss of power and can be retrieved
with EDR data extraction tools and methods.
Normal acceleration means the component of the vector acceleration
of a point in the vehicle in the z-direction. The normal acceleration is
positive in a downward direction and is zero when the accelerometer is
at rest.
Occupant position classification means the classification indicating
that the seating posture of a front outboard occupant (both driver and
right front passenger) is determined as being out-of-position.
Occupant size classification means, for the right front passenger,
the classification of the occupant as a child (as defined in 49 CFR part
572, subpart N or smaller) or not as an adult (as defined in 49 CFR part
572, subpart O), and for the driver, the classification of the driver as
being a 5th percentile female (as defined in 49 CFR Part 572, subpart O)
or larger.
Pretensioner means a device that is activated by a vehicle's crash
sensing system and removes slack from a vehicle safety belt system.
Record means the process of saving captured EDR data into a non-
volatile device for subsequent retrieval.
Safety belt status means the feedback from the safety system that is
used to determine that an occupant's safety belt (for both driver and
right front passenger) is fastened or unfastened.
Seat track position switch, foremost, status means the status of the
switch that is installed to detect whether the seat is moved to a
forward position.
Service brake, on or off means the status of the device that is
installed in or connected to the brake pedal system to detect whether
the pedal was pressed. The device can include the brake pedal switch or
other driver-operated service brake control.
Side air bag means any inflatable occupant restraint device that is
mounted to the seat or side structure of the vehicle interior, and that
is designed to deploy in a side impact crash to help mitigate occupant
injury and/or ejection.
Side curtain/tube air bag means any inflatable occupant restraint
device that is mounted to the side structure of the vehicle interior,
and that is designed to deploy in a side impact crash or rollover and to
help mitigate occupant injury and/or ejection.
Speed, vehicle indicated means the vehicle speed indicated by a
manufacturer-designated subsystem designed to indicate the vehicle's
ground travel speed during vehicle operation.
Stability control means any device that complies with FMVSS No. 126,
``Electronic stability control systems.''
[[Page 252]]
Steering input means the angular displacement of the steering wheel
measured from the straight-ahead position (position corresponding to
zero average steer angle of a pair of steered wheels).
Suppression switch status means the status of the switch indicating
whether an air bag suppression system is on or off.
Time from event 1 to 2 means the elapsed time from time zero of the
first event to time zero of the second event.
Time, maximum delta-V, lateral means the time from crash time zero
to the point where the maximum value of the cumulative change in
velocity is found, as recorded by the EDR, along the lateral axis.
Time, maximum delta-V, longitudinal means the time from crash time
zero to the point where the maximum value of the cumulative change in
velocity is found, as recorded by the EDR, along the longitudinal axis.
Time, maximum delta-V, resultant means the time from crash time zero
to the point where the maximum delta-V resultant occurs, as recorded by
the EDR or processed during data download.
Time to deploy, pretensioner means the elapsed time from crash time
zero to the deployment command for the safety belt pretensioner (for
both driver and right front passenger).
Time to deploy, side air bag/curtain means the elapsed time from
crash time zero to the deployment command for a side air bag or a side
curtain/tube air bag (for both driver and right front passenger).
Time to first stage means the elapsed time between time zero and the
time when the first stage of a frontal air bag is commanded to fire.
Time to n\th\ stage means the elapsed time from crash time zero to
the deployment command for the nth stage of a frontal air bag (for both
driver and right front passenger).
Time zero means whichever of the following occurs first:
(1) For systems with ``wake-up'' air bag control systems, the time
at which the occupant restraint control algorithm is activated; or
(2) For continuously running algorithms,
(i) The first point in the interval where a longitudinal cumulative
delta-V of over 0.8 km/h (0.5 mph) is reached within a 20 ms time
period; or
(ii) For vehicles that record ``delta-V, lateral,'' the first point
in the interval where a lateral cumulative delta-V of over 0.8 km/h (0.5
mph) is reached within a 5 ms time period; or
(3) Deployment of a non-reversible deployable restraint.
Trigger threshold means a change in vehicle velocity, in the
longitudinal direction, that equals or exceeds 8 km/h within a 150 ms
interval. For vehicles that record ``delta-V, lateral,'' trigger
threshold means a change in vehicle velocity in either the longitudinal
or lateral direction that equals or exceeds 8 km/h within a 150 ms
interval.
Vehicle roll angle means the angle between the vehicle's y-axis and
the ground plane.
Volatile memory means the memory reserved for buffering of captured
EDR data. The memory is not capable of retaining data in a semi-
permanent fashion. Data captured in volatile memory is continuously
overwritten and is not retained in the event of a power loss or
retrievable with EDR data extraction tools.
X-direction means in the direction of the vehicle's X-axis, which is
parallel to the vehicle's longitudinal centerline. The X-direction is
positive in the direction of forward vehicle travel.
Y-direction means in the direction of the vehicle's Y-axis, which is
perpendicular to its X-axis and in the same horizontal plane as that
axis. The Y-direction is positive from left to right, from the
perspective of the driver when seated in the vehicle facing the
direction of forward vehicle travel.
Z-direction means in the direction of the vehicle's Z-axis, which is
perpendicular to the X- and Y-axes. The Z-direction is positive in a
downward direction.
[73 FR 2180, Jan. 14, 2008, as amended at 76 FR 47486, Aug. 5, 2011]
Sec. 563.6 Requirements for vehicles.
Each vehicle equipped with an EDR must meet the requirements
specified in Sec. 563.7 for data elements, Sec. 563.8 for data format,
Sec. 563.9 for data capture, Sec. 563.10 for crash test performance
and
[[Page 253]]
survivability, and Sec. 563.11 for information in owner's manual.
Sec. 563.7 Data elements.
(a) Data elements required for all vehicles. Each vehicle equipped
with an EDR must record all of the data elements listed in Table I,
during the interval/time and at the sample rate specified in that table.
Table I--Data Elements Required for All Vehicles Equipped With an EDR
------------------------------------------------------------------------
Recording interval/time Data sample
Data element \1\ (relative to time rate (samples
zero) per second)
------------------------------------------------------------------------
Delta-V, longitudinal.......... 0 to 250 ms or 0 to End 100
of Event Time plus 30
ms, whichever is
shorter.
Maximum delta-V, longitudinal.. 0-300 ms or 0 to End of N/A
Event Time plus 30 ms,
whichever is shorter.
Time, maximum delta-V.......... 0-300 ms or 0 to End of N/A
Event Time plus 30 ms,
whichever is shorter.
Speed, vehicle indicated....... -5.0 to 0 sec.......... 2
Engine throttle, % full (or -5.0 to 0 sec.......... 2
accelerator pedal, % full).
Service brake, on/off.......... -5.0 to 0 sec.......... 2
Ignition cycle, crash.......... -1.0 sec............... N/A
Ignition cycle, download....... At time of download \3\ N/A
Safety belt status, driver..... -1.0 sec............... N/A
Frontal air bag warning lamp, -1.0 sec............... N/A
on/off \2\.
Frontal air bag deployment, Event.................. N/A
time to deploy, in the case of
a single stage air bag, or
time to first stage
deployment, in the case of a
multi-stage air bag, driver.
Frontal air bag deployment, Event.................. N/A
time to deploy, in the case of
a single stage air bag, or
time to first stage
deployment, in the case of a
multi-stage air bag, right
front passenger.
Multi-event, number of event... Event.................. N/A
Time from event 1 to 2......... As needed.............. N/A
Complete file recorded (yes, Following other data... N/A
no).
------------------------------------------------------------------------
\1\ Pre-crash data and crash data are asynchronous. The sample time
accuracy requirement for pre-crash time is -0.1 to 1.0 sec (e.g., T =
1 would need to occur between -1.1 and 0 seconds.)
\2\ The frontal air bag warning lamp is the readiness indicator
specified in S4.5.2 of FMVSS No. 208, and may also illuminate to
indicate a malfunction in another part of the deployable restraint
system.
\3\ The ignition cycle at the time of download is not required to be
recorded at the time of the crash, but shall be reported during the
download process.
(b) Data elements required for vehicles under specified conditions.
Each vehicle equipped with an EDR must record each of the data elements
listed in column 1 of Table II for which the vehicle meets the condition
specified in column 2 of that table, during the interval/time and at the
sample rate specified in that table.
Table II--Data Elements Required for Vehicles Under Specified Minimum Conditions
----------------------------------------------------------------------------------------------------------------
Recording interval/time Data sample
Data element name Condition for requirement \1\ (relative to time rate (per
zero) second)
----------------------------------------------------------------------------------------------------------------
Lateral acceleration.................... If recorded \2\........... N/A....................... N/A
Longitudinal acceleration............... If recorded............... N/A....................... N/A
Normal acceleration..................... If recorded............... N/A....................... N/A
Delta-V, lateral........................ If recorded............... 0-250 ms or 0 to End of 100
Event Time plus 30 ms,
whichever is shorter.
Maximum delta-V, lateral................ If recorded............... 0-300 ms or 0 to End of N/A
Event Time plus 30 ms,
whichever is shorter.
Time maximum delta-V, lateral........... If recorded............... 0-300 ms or 0 to End of N/A
Event Time plus 30 ms,
whichever is shorter.
Time for maximum delta-V, resultant..... If recorded............... 0-300 ms or 0 to End of N/A
Event Time plus 30 ms,
whichever is shorter.
Engine rpm.............................. If recorded............... -5.0 to 0 sec............. 2
[[Page 254]]
Vehicle roll angle...................... If recorded............... -1.0 up to 5.0 sec \3\.... 10
ABS activity (engaged, non-engaged)..... If recorded............... -5.0 to 0 sec............. 2
Stability control (on, off, or engaged). If recorded............... -5.0 to 0 sec............. 2
Steering input.......................... If recorded............... -5.0 to 0 sec............. 2
Safety belt status, right front If recorded............... -1.0 sec.................. N/A
passenger (buckled, not buckled).
Frontal air bag suppression switch If recorded............... -1.0 sec.................. N/A
status, right front passenger (on, off,
or auto).
Frontal air bag deployment, time to nth If equipped with a Event..................... N/A
stage, driver \4\. driver's frontal air bag
with a multi-stage
inflator.
Frontal air bag deployment, time to nth If equipped with a right Event..................... N/A
stage, right front passenger \4\. front passenger's frontal
air bag with a multi-
stage inflator.
Frontal air bag deployment, nth stage If recorded............... Event..................... N/A
disposal, driver, Y/N (whether the nth
stage deployment was for occupant
restraint or propellant disposal
purposes).
Frontal air bag deployment, nth stage If recorded............... Event..................... N/A
disposal, right front passenger, Y/N
(whether the nth stage deployment was
for occupant restraint or propellant
disposal purposes).
Side air bag deployment, time to deploy, If recorded............... Event..................... N/A
driver.
Side air bag deployment, time to deploy, If recorded............... Event..................... N/A
right front passenger.
Side curtain/tube air bag deployment, If recorded............... Event..................... N/A
time to deploy, driver side.
Side curtain/tube air bag deployment, If recorded............... Event..................... N/A
time to deploy, right side.
Pretensioner deployment, time to fire, If recorded............... Event..................... N/A
driver.
Pretensioner deployment, time to fire, If recorded............... Event..................... N/A
right front passenger.
Seat track position switch, foremost, If recorded............... -1.0 sec.................. N/A
status, driver.
Seat track position switch, foremost, If recorded............... -1.0 sec.................. N/A
status, right front passenger.
Occupant size classification, driver.... If recorded............... -1.0 sec.................. N/A
Occupant size classification, right If recorded............... -1.0 sec.................. N/A
front passenger.
Occupant position classification, driver If recorded............... -1.0 sec.................. N/A
Occupant position classification, right If recorded............... -1.0 sec.................. N/A
front passenger.
----------------------------------------------------------------------------------------------------------------
\1\ Pre-crash data and crash data are asynchronous. The sample time accuracy requirement for pre-crash time is -
0.1 to 1.0 sec (e.g. T = -1 would need to occur between -1.1 and 0 seconds.)
\2\ ``If recorded'' means if the data is recorded in non-volatile memory for the purpose of subsequent
downloading.
\3\ ``vehicle roll angle'' may be recorded in any time duration; -1.0 sec to 5.0 sec is suggested.
\4\ List this element n - 1 times, once for each stage of a multi-stage air bag system.
[73 FR 2181, Jan. 14, 2008, 73 FR 8408, Feb. 13, 2008, as amended at 76
FR 47486, Aug. 5, 2011]
Sec. 563.8 Data format.
(a) The data elements listed in Tables I and II, as applicable, must
be reported in accordance with the range, accuracy, and resolution
specified in Table III
[[Page 255]]
Table III--Reported Data Element Format
----------------------------------------------------------------------------------------------------------------
Data element Minimum range Accuracy \1\ Resolution
----------------------------------------------------------------------------------------------------------------
Lateral acceleration................ At option of At option of At option of
manufacturer. manufacturer. manufacturer.
Longitudinal acceleration........... At option of At option of At option of
manufacturer. manufacturer. manufacturer.
Normal Acceleration................. At option of At option of At option of
manufacturer. manufacturer. manufacturer.
Longitudinal delta-V................ -100 km/h to + 100 km/h. 10%.
Lateral delta-V..................... -100 km/h to + 100 km/h. 10%.
Maximum delta-V, longitudinal....... -100 km/h to + 100 km/h. 10%.
Maximum delta-V, lateral............ -100 km/h to + 100 km/h. 10%.
Time, maximum delta-V, longitudinal. 0-300 ms, or 0-End of 3 2.5 ms.
Event Time plus 30 ms, ms.
whichever is shorter.
Time, maximum delta-V, lateral...... 0-300 ms, or 0-End of 3 2.5 ms.
Event Time plus 30 ms, ms.
whichever is shorter.
Time, maximum delta-V, resultant.... 0-300 ms, or 0-End of 3 2.5 ms.
Event Time plus 30 ms, ms.
whichever is shorter.
Vehicle Roll Angle.................. -1080 deg to + 1080 deg. 10%.
Speed, vehicle indicated............ 0 km/h to 200 km/h...... 1 1 km/h.
km/h.
Engine throttle, percent full 0 to 100%............... 5%.
Engine rpm.......................... 0 to 10,000 rpm......... 100 rpm.
Service brake....................... On or Off............... N/A.................... On or Off.
ABS activity........................ On or Off............... N/A.................... On or Off.
Stability control................... On, Off, or Engaged..... N/A.................... On, Off, or Engaged.
Steering input...................... -250 deg CW to + 250 deg 5%. eq>1%.
Ignition cycle, crash............... 0 to 60,000............. 1 1 cycle.
cycle.
Ignition cycle, download............ 0 to 60,000............. 1 1 cycle.
cycle.
Safety belt status, driver.......... On or Off............... N/A.................... On or Off.
Safety belt status, right front On or Off............... N/A.................... On or Off.
passenger.
Frontal air bag warning lamp........ On or Off............... N/A.................... On or Off.
Frontal air bag suppression switch On, Off, or Auto........ N/A.................... On, Off, or Auto.
status, right front passenger.
Frontal air bag deployment, time to 0 to 250 ms............. 2ms.
Frontal air bag deployment, time to 0 to 250 ms............. 2 1 ms.
deploy/first stage, right front ms.
passenger.
Frontal air bag deployment, time to 0 to 250 ms............. 2 1 ms.
nth stage, driver. ms.
Frontal air bag deployment, time to 0 to 250 ms............. 2 1 ms.
nth stage, right front passenger. ms.
Frontal air bag deployment, nth Yes or No............... N/A.................... Yes or No.
stage disposal, driver.
[[Page 256]]
Frontal air bag deployment, nth Yes or No............... N/A.................... Yes or No.
stage disposal, right front
passenger.
Side air bag deployment, time to 0 to 250 ms............. 2 1 ms.
deploy, driver. ms.
Side air bag deployment, time to 0 to 250 ms............. 2 1 ms.
deploy, right front passenger. ms.
Side curtain/tube air bag 0 to 250 ms............. 2 1 ms.
deployment, time to deploy, driver ms.
side.
Side curtain/tube air bag 0 to 250 ms............. 2 1 ms.
deployment, time to deploy, right ms.
side.
Pretensioner deployment, time to 0 to 250 ms............. 2 1 ms.
fire, driver. ms.
Pretensioner deployment, time to 0 to 250 ms............. 2 1 ms.
fire, right front passenger. ms.
Seat track position switch, Yes or No............... N/A.................... Yes or No.
foremost, status, driver.
Seat track position switch, Yes or No............... N/A.................... Yes or No.
foremost, status, right front
passenger.
Occupant size classification, driver 5th percentile female or N/A.................... Yes or No.
larger.
Occupant size classification, right Child................... N/A.................... Yes or No.
front passenger.
Occupant position classification, Out of position......... N/A.................... Yes or No.
driver.
Occupant position classification, Out of position......... N/A.................... Yes or No.
right front passenger.
Multi-event, number of event........ 1 or 2.................. N/A.................... 1 or 2.
Time from event 1 to 2.............. 0 to 5.0 sec............ 0.1 sec................ 0.1 sec.
Complete file recorded.............. Yes or No............... N/A.................... Yes or No.
----------------------------------------------------------------------------------------------------------------
\1\ Accuracy requirement only applies within the range of the physical sensor. For vehicles manufactured after
September 1, 2014, if measurements captured by a sensor exceed the design range of the sensor, the reported
element must indicate when the measurement first exceeded the design range of the sensor.
(b) Acceleration Time-History data and format: the longitudinal,
lateral, and normal acceleration time-history data, as applicable, must
be filtered either during the recording phase or during the data
downloading phase to include:
(1) The Time Step (TS) that is the inverse of the sampling frequency
of the acceleration data and which has units of seconds;
(2) The number of the first point (NFP), which is an integer that
when multiplied by the TS equals the time relative to time zero of the
first acceleration data point;
(3) The number of the last point (NLP), which is an integer that
when multiplied by the TS equals the time relative to time zero of the
last acceleration data point; and
(4) NLP--NFP + 1 acceleration values sequentially beginning with the
acceleration at time NFP * TS and continue sampling the acceleration at
TS increments in time until the time NLP * TS is reached.
[73 FR 2183, Jan. 14, 2008, as amended at 76 FR 47488, Aug. 5, 2011; 77
FR 47556, Aug. 9, 2012; 77 FR 59566, Sept. 28, 2012]
[[Page 257]]
Sec. 563.9 Data capture.
The EDR must capture and record the data elements for events in
accordance with the following conditions and circumstances:
(a) In a frontal air bag deployment crash, capture and record the
current deployment data. In a side or side curtain/tube air bag
deployment crash, where lateral delta-V is recorded by the EDR, capture
and record the current deployment data. The memory for the air bag
deployment event must be locked to prevent any future overwriting of the
data.
(b) In an event that does not meet the criteria in Sec. 563.9(a),
capture and record the current event data, up to two events, subject to
the following conditions:
(1) If an EDR non-volatile memory buffer void of previous-event data
is available, the current event data is recorded in the buffer.
(2) If an EDR non-volatile memory buffer void of previous-event data
is not available, the manufacturer may choose to either overwrite any
previous event data that does not deploy an air bag with the current
event data, or to not record the current event data.
(3) EDR buffers containing previous frontal, side, or side curtain/
tube air bag deployment-event data must not be overwritten by the
current event data.
[76 FR 47489, Aug. 5, 2011]
Sec. 563.10 Crash test performance and survivability.
(a) Each vehicle subject to the requirements of S5, S14.5, S15, or
S17 of 49 CFR 571.208, Occupant crash protection, must comply with the
requirements in subpart (c) of this section when tested according to S8,
S16, and S18 of 49 CFR 571.208.
(b) Each vehicle subject to the requirements of 49 CFR 571.214, Side
impact protection, that meets a trigger threshold or has a frontal air
bag deployment, must comply with the requirements of subpart (c) of this
section when tested according to the conditions specified in 49 CFR
571.214 for a moving deformable barrier test.
(c) The data elements required by Sec. 563.7, except for the
``Engine throttle, percent full,'' ``engine RPM,'' and ``service brake,
on/off,'' must be recorded in the format specified by Sec. 563.8, exist
at the completion of the crash test, and be retrievable by the
methodology specified by the vehicle manufacturer under Sec. 563.12 for
not less than 10 days after the test, and the complete data recorded
element must read ``yes'' after the test.
Sec. 563.11 Information in owner's manual.
(a) The owner's manual in each vehicle covered under this regulation
must provide the following statement in English:
This vehicle is equipped with an event data recorder (EDR). The main
purpose of an EDR is to record, in certain crash or near crash-like
situations, such as an air bag deployment or hitting a road obstacle,
data that will assist in understanding how a vehicle's systems
performed. The EDR is designed to record data related to vehicle
dynamics and safety systems for a short period of time, typically 30
seconds or less. The EDR in this vehicle is designed to record such data
as:
How various systems in your vehicle were
operating;
Whether or not the driver and passenger safety
belts were buckled/fastened;
How far (if at all) the driver was depressing the
accelerator and/or brake pedal; and,
How fast the vehicle was traveling.
These data can help provide a better understanding of the
circumstances in which crashes and injuries occur. NOTE: EDR data are
recorded by your vehicle only if a non-trivial crash situation occurs;
no data are recorded by the EDR under normal driving conditions and no
personal data (e.g., name, gender, age, and crash location) are
recorded. However, other parties, such as law enforcement, could combine
the EDR data with the type of personally identifying data routinely
acquired during a crash investigation.
To read data recorded by an EDR, special equipment is required, and
access to the vehicle or the EDR is needed. In addition to the vehicle
manufacturer, other parties, such as law enforcement, that have the
special equipment, can read the information if they have access to the
vehicle or the EDR.
(b) The owner's manual may include additional information about the
form, function, and capabilities of the EDR, in supplement to the
required statement in Sec. 563.11(a).
Sec. 563.12 Data retrieval tools.
Each manufacturer of a motor vehicle equipped with an EDR shall
ensure
[[Page 258]]
by licensing agreement or other means that a tool(s) is commercially
available that is capable of accessing and retrieving the data stored in
the EDR that are required by this part. The tool(s) shall be
commercially available not later than 90 days after the first sale of
the motor vehicle for purposes other than resale.
PART 564_REPLACEABLE LIGHT SOURCE AND SEALED BEAM HEADLAMP INFORMATION--
Table of Contents
Sec.
564.1 Scope.
564.2 Purposes.
564.3 Applicability.
564.4 Definitions.
564.5 Information filing; agency processing of filings.
Appendix A to Part 564--Information to be Submitted for Replaceable
Light Sources
Appendix B to Part 564--Information to be Submitted for Long Life
Replaceable Light Sources of Limited Definition
Appendix C to Part 564--Information Applicable to Standardized Sealed
Beam Headlamp Units
Authority: 49 U.S.C. 322, 30111, 30115, 30117, 30166; delegation of
authority at 49 CFR 1.50.
Source: 72 FR 68266, Dec. 4, 2007, unless otherwise noted.
Sec. 564.1 Scope.
This part requires the submission of dimensional, electrical
specification, and marking/designation information as specified in
Appendices A and B of this part, for original equipment replaceable
light sources used in motor vehicle headlighting systems. This part also
serves as a repository for design information as specified in appendix C
of this part, for original equipment and replacement standardized sealed
beam units used in motor vehicle headlighting systems.
Sec. 564.2 Purposes.
The purposes of this part are achieved through its Appendices:
(a) The purposes of appendix A of this part are to ensure:
(1) The availability to replacement light source manufacturers of
the manufacturing specifications of original equipment light sources so
that replacement light sources are interchangeable with original
equipment light sources and provide equivalent performance, and
(2) That redesigned or newly developed light sources are designated
as distinct, different, and noninterchangeable with previously existing
light sources.
(b) The purposes of appendix B of this part are to ensure:
(1) That original equipment light sources are replaceable and that
replacement light sources provide equivalent performance, and
(2) That redesigned or newly developed light sources are designated
as distinct, different, and noninterchangeable with previously existing
light sources.
(c) The purpose of appendix C of this part is to ensure the
availability to original equipment and replacement sealed beam headlamp
manufacturers of the manufacturing specifications of standardized sealed
beam headlamp units used on motor vehicles so that all sealed beam
headlamp units of a specific type are interchangeable with all other
units of that same type and provide equivalent performance.
Sec. 564.3 Applicability.
This part applies to replaceable light sources used as original
equipment, and standardized sealed beam headlamp units used as original
equipment and replacement equipment in motor vehicle headlighting
systems.
Sec. 564.4 Definitions.
All terms defined in the Act and the regulations and standards
issued under its authority are used as defined therein.
Sec. 564.5 Information filing; agency processing of filings.
(a) Each manufacturer of a motor vehicle, original equipment
headlamp, or original equipment headlamp replaceable light source, which
intends to manufacture a replaceable light source as original equipment
or to incorporate a replaceable light source in its headlamps or motor
vehicles, shall furnish the information specified in appendix A. If the
rated laboratory life of the light source is not less than 2,000 hours,
the manufacturer shall furnish
[[Page 259]]
the information specified in either appendix A or appendix B of this
part. Information shall be furnished to: Associate Administrator for
Rulemaking, National Highway Traffic Safety Administration, 1200 New
Jersey Avenue, SE., West Building, Washington, DC 20590 Attention: Part
564-Replaceable Light Source Information (unless the Agency has already
filed such information in Docket No. NHTSA 98-3397).
(b) The manufacturer shall submit such information not later than 60
days before it intends to begin manufacture of the replaceable light
source to which the information applies, or to incorporate the light
source into a headlamp, or to incorporate the light source into a motor
vehicle of its manufacture. Each submission shall consist of one
original set of information and ten legible reproduced copies, all on
8\1/2\ by 11-inch paper.
(c) The Associate Administrator promptly reviews each submission and
informs the manufacturer not later than 30 days after its receipt
whether the submission has been accepted. Upon acceptance, the Associate
Administrator files the information in Docket No. NHTSA 98-3397. The
Associate Administrator does not accept any submission that does not
contain all the information specified in appendix A or appendix B of
this part, or whose accompanying information indicates that any new
light source which is the subject of a submission is interchangeable
with any replaceable light source for which the agency has previously
filed information in Docket No. NHTSA 98-3397.
(d) A manufacturer may request modification of a light source for
which information has previously been filed in Docket No. NHTSA 98-3397,
and the submission shall be processed in the manner provided by Sec.
564.5(c). A request for modification shall contain the following:
(1) All the information specified in appendix A or appendix B of
this part that is relevant to the modification requested,
(2) The reason for the requested modification,
(3) A statement that the use of the light source as modified will
not create a noncompliance with any requirement of Federal Motor Vehicle
Safety Standard No. 108 (49 CFR 571.108) when used to replace an
unmodified light source in a headlamp certified by its manufacturer as
conforming to all applicable Federal motor vehicle safety standards,
together with reasons in support of the statement; and
(4) Information demonstrating that the modification would not
adversely affect interchangeability with the original light source.
After review of the request for modification, the Associate
Administrator may seek further information either from the manufacturer
or through a notice published in the Federal Register requesting comment
on whether a modified light source incorporating the changes requested
will create a noncompliance with Federal Motor Vehicle Safety Standard
No. 108 when substituted for an unmodified light source. If the
Associate Administrator seeks public comment on a submission (s)he shall
publish a notice stating whether (s)he has accepted or rejected the
submission. If a submission is accepted, the Associate Administrator
files the information in Docket No. NHTSA 98-3397. If a submission is
rejected, a manufacturer may submit information with respect to it, as
provides in paragraph 564.5(a), for consideration as a new light source
after such changes as will insure that it is not interchangeable with
the light source for which modification was originally requested.
(e) Information submitted under this section is made available by
NHTSA for public inspection as soon as practicable after its receipt,
but not later than the date on which a vehicle equipped with a new or
revised replaceable light source is offered for sale.
Sec. Appendix A to Part 564--Information to be Submitted for Replaceable
Light Sources
I. Filament or Discharge Arc Position Dimensions and Tolerances Using
Either Direct Filament or Discharge Arc Dimensions or the Three
Dimensional Filament or Discharge Arc Tolerance Box
A. Lower beam filament dimensions or filament tolerance box
dimensions and relation of these to the bulb base reference plane and
centerline.
[[Page 260]]
1. Axial location of the filament centerline or the filament
tolerance box relative to the bulb base reference plane.
2. Vertical location of the filament centerline or the filament
tolerance box relative to the bulb base centerline.
3. Transverse location of the filament centerline or the filament
tolerance box relative to the bulb base centerline.
4. Filament tolerance box dimensions, if used.
B. Upper beam filament dimensions or the filament tolerance box
dimensions, and relation of these to the bulb base reference plane and
centerline.
1. Axial location of the filament centerline or the filament
tolerance box relative to the bulb base reference plane.
2. Vertical location of the filament centerline or the filament
tolerance box relative to the bulb base centerline.
3. Transverse location of the filament centerline or the filament
tolerance box relative to the bulb base centerline.
4. Filament tolerance box dimensions, if used.
C. If the replaceable light source has both a lower beam and an
upper beam filament, the dimensional relationship between the two
filament centerlines or the filament tolerance boxes may be provided
instead of referencing the upper beam filament centerline or filament
tolerance box to the bulb base centerline or reference plane.
D. For a light source using excited gas mixtures as a filament,
necessary fiducial information and specifications including electrode
position dimensions and tolerance information that provide similar
location and characteristics information required by paragraphs A, B,
and C of this section I for light sources using a resistive type
filament.
II. Dimensions Pertaining to Filament Capsule and Capsule Supports
A. Maximum length from bulb base reference plane to tip of filament
capsule.
B. Maximum radial distances from bulb base centerline to periphery
of filament capsule and/or supports.
C. Location of black cap relative to low beam filament centerline,
filament tolerance box or other to-be-specified reference.
D. Size, length, shape, or other pertinent features and dimensions
for providing undistorted walls for the filament capsule.
III. Bulb Base Interchangeability Dimensions and Tolerance
A. Angular locations, diameters, key/keyway sizes, and any other
interchangeability dimensions for indexing the bulb base in the bulb
holder.
B. Diameter, width, depth, and surface finish of seal groove,
surface, or other pertinent sealing features.
C. Diameter of the bulb base at the interface of the base and its
perpendicular reference surface.
D. Dimensions of features related to retention of the bulb base in
the bulb holder such as tabs, keys, keyways, surfaces, etc.
IV. Bulb Holder Interchangeability Dimensions and Tolerance
A. Mating angular locations, diameters, key/keyway sizes, and any
other interchangeability dimensions for indexing the bulb base in the
bulb holder.
B. Mating diameter, width, depth, and surface finish of seal groove,
surface, or other pertinent sealing features.
C. Mating diameter of the bulb holder at the interface of the bulb
base aperture and its perpendicular reference surface.
D. Mating dimensions of features related to retention of the bulb
base in the bulb holder such as tabs, keys, keyways, surfaces, etc.
V. Wiring Harness Connector to Bulb Base Interchangeability Dimensions
and Tolerances
A. Maximum depth of harness connector insertion into bulb base.
B. Location of electrical pins in bulb base.
C. Dimensions of electrical pins in bulb base--length, diameter,
width, thickness and etc.
D. Fit of harness connector into bulb base providing all necessary
dimensions, key/keyway controls, and dimensions, tapers etc.
E. Dimensions and location of locking features for wiring harness
connector to bulb base.
F. Identification of upper beam, lower beam, and common terminals.
VI. Seal Specifications (if Replaceable Light Source is Intended to be
of a Sealed Base Design)
A. Type.
B. Material.
C. Dimensions.
VII. Electrical Specifications for Each Filament at 12.8 Volts
A. Maximum power (in watts).
B. Luminous Flux with tolerance (in lumens) with black cap if so
equipped, measured in accordance with the document: Illuminating
Engineering Society of North America, LM-45; IES Approved Method for
Electrical and Photometric Measurements of General Service Incandescent
Filament Lamps (April 1980). This incorporation by reference was
approved by the Director of the Federal Register in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. Copies may be obtained from the
Illuminating Engineering Society of North America, 345 East 47th St.,
New York, NY 10017. Copies may be inspected at the National Highway
Traffic
[[Page 261]]
Safety Administration, Technical Information Services, 1200 New Jersey
Avenue, Washington, DC 20590, or at the National Archives and Records
Administration (NARA). For information on the availability of this
material at NARA, call 202-741-6030, or go to: http://www.archives.gov/
federal_register/code_of_federal_regulations/ibr_locations.html.
VIII. Bulb Markings/Designation--ANSI NUMBER, ECE IDENTIFIER,
MANUFACTURER'S PART NUMBER, INDIVIDUALLY OR IN ANY COMBINATION
IX. All Other Information, Dimensions or Performance Specifications
Necessary for Interchangeability, Replaceability, or System Test
Purposes not Listed in Sections I Through VIII
IF A BALLAST IS REQUIRED FOR OPERATION, A COMPLETE LISTING OF THE
REQUIREMENTS AND PARAMETERS BETWEEN THE LIGHT SOURCE AND BALLAST, AND
BALLAST AND THE VEHICLE SHALL ALSO BE PROVIDED.
Sec. Appendix B to Part 564--Information to be Submitted for Long Life
Replaceable Light Sources of Limited Definition
I. Filament or Discharge Arc Position Dimensions and Tolerances Using
Either Direct Filament or Discharge Arc Dimensions or the Three
Dimensional Filament Discharge Arc Tolerance Box
A. Lower beam filament or discharge arc dimensions or filament or
discharge arc tolerance box dimensions and relation of these to the bulb
base reference plane and centerline.
1. Axial location of the filament or discharge arc centerline or the
filament or discharge arc tolerance box relative to the bulb base
reference plane.
2. Vertical location of the filament or discharge arc centerline or
the filament or discharge arc tolerance box relative to the bulb base
centerline.
3. Transverse location of the filament or discharge arc centerline
or the filament or discharge arc tolerance box relative to the bulb base
centerline.
4. Filament or discharge arc tolerance box dimensions, if used.
B. Upper beam filament or discharge arc dimensions or the filament
or discharge arc tolerance box dimensions and relation of these to the
bulb base reference plane and centerline.
1. Axial location of the filament or discharge arc centerline or the
filament or discharge arc tolerance box relative to the bulb base
reference plane.
2. Vertical location of the filament or discharge arc centerline or
the filament or discharge arc tolerance box relative to the bulb base
centerline.
3. Transverse location of the filament or discharge arc centerline
or the filament or discharge arc tolerance box relative to the bulb base
centerline.
4. Filament or discharge arc tolerance box dimensions, if used.
C. If the replaceable light source has both a lower beam and upper
beam filament or discharge arc, the dimensional relationship between the
two filament or discharge arc centerlines or the filament or discharge
arc tolerance boxes may be provided instead of referencing the upper
beam filament or discharge arc centerline or filament or discharge arc
tolerance box to the bulb base centerline or reference plane.
D. For a light source using excited gas mixtures as a filament,
necessary fiducial information and specifications including electrode
position dimensions, and tolerance information that provide similar
location and characteristics information required by paragraphs A, B,
and C of this section I for light sources using a resistive type
filament.
II. Bulb Base Interchangeability Dimensions and Tolerance
A. Angular locations, diameters, key/keyway sizes, and any other
interchangeability dimensions for indexing the bulb base in the bulb
holder.
B. Diameter, width, depth, and surface finish of seal groove,
surface, or other pertinent sealing features.
C. Diameter of the bulb base at the interface of the base and its
perpendicular reference surface.
D. Dimensions of features related to retention of the bulb base in
the bulb holder such as tabs, keys, keyways, surface, etc.
III. Bulb Holder Interchangeability Dimensions and Tolerances
A. Mating angular locations, diameters, key/keyway sizes, any other
interchangeability dimensions for indexing the bulb base in the bulb
holder.
B. Mating diameter, width, depth, and surface, or other pertinent
sealing features.
C. Mating diameter of the bulb holder at the interface of the bulb
base aperture and its perpendicular reference surface.
D. Mating dimensions of features related to retention of the bulb
base in the bulb holder such as tabs, keys, keyways, surface, or any
other characteristics necessary for mating dimensions.
IV. Electrical Specifications for Each Light Source That Operates With a
Ballast and Rated Life of the Light Source/Ballast Combination
A. Maximum power (in watts).
B. Luminous Flux (in lumens).
[[Page 262]]
C. Rated laboratory life of the light source/ballast combination
(not less than 2,000 hours).
V. Applicable to Light Sources That Operate With a Source Voltage Other
Than 12.8 Volts Direct Current, and When a Proprietary Ballast Must Be
Used With the Light Source
A. Manufacturer's part number for the ballast.
B. Any other characteristics necessary for system operation.
VI. Bulb Markings/Designation--ANSI NUMBER, ECE IDENTIFIER,
MANUFACTURER'S PART NUMBER, INDIVIDUAL OR IN ANY COMBINATION
VII. All Other Identification, Dimensions or Performance Specifications
Necessary for Replaceability or Systems Test Not Listed in Sections I
Through VI
Sec. Appendix C to Part 564--Information Applicable to Standardized
Sealed Beam Headlamp Units
I. Dimensional Information Specific to a Type of Standardized Sealed
Beam Unit.
A. Dimensions marked ``I'', indicating interchangeability, for which
conformance is mandatory.
B. All other dimensions which are for design purposes.
II. Dimensional Information Applicable to the Use of Nonadjustable
Headlamp Aiming Device Locating Plates
III. Dimensional Information Applicable to Mounting Features, Including
Mounting Rings and Lamp Bodies, Specific to a Type of Standardized
Sealed Beam Unit
A. Dimensions marked ``I'', indicating interchangeability, for which
conformance is mandatory.
B. All other dimensions which are for design purposes.
Incorporated Figures [References from 49 CFR 571.108, Oct. 1, 2006]
LF Headlamp Dimensional Information [Figure 11]
UF Headlamp Dimensional Information [Figure 12]
LF/UF Mounting Features [Figure 13]
LF/UF Mounting Ring [Figure 14]
Type G & H Headlamp Dimensional Information [Figure 18]
Type G & H Headlamp Mounting Information [Figure 21]
Type 1A1 Headlamp Dimensional Information [SAE J1383 APR85, Figure 11]
Type 2A1 Headlamp Dimensional Information [SAE J1383 APR85, Figure 10]
Type 2B1 Headlamp Dimensional Information [SAE J1383 APR85, Figure 13]
Type 1C1 Headlamp Dimensional Information [SAE J1383 APR85, Figure 7]
Type 2C1 Headlamp Dimensional Information [SAE J1383 APR85, Figure 8]
Type 2D1 Headlamp Dimensional Information [SAE J1383 APR85, Figure 5]
Type 2E1 Headlamp Dimensional Information [SAE J1383 APR85, Figure 15]
Types 1A1, 2A1, and 2E1 Headlamp Mounting Ring/Lamp Body Dimensional
Information [SAE J1383 APR85, Figure 12]
Type 2B1 Headlamp Mounting Ring/Lamp Body Dimensional Information [SAE
J1383 APR85, Figure 14]
Types 1C1and 2C1 Headlamp Mounting Ring/Lamp Body Dimensional
Information [SAE J1383 APR85, Figure 9]
Type 2D1 Headlamp Mounting Ring/Lamp Body Dimensional Information [SAE
J1383 APR85, Figure 6]
PART 565_VEHICLE IDENTIFICATION NUMBER (VIN) REQUIREMENTS--Table of Contents
Subpart A_General Applicability of Subparts
Sec.
565.1 Purpose and scope.
565.2 Application.
Subpart B_VIN Requirements
565.10 Purpose and scope.
565.11 Applicability.
565.12 Definitions.
565.13 General requirements.
565.14 Motor vehicles imported into the United States.
565.15 Content requirements.
565.16 Reporting requirements.
Subpart C_Alternative VIN Requirements In Effect for Limited Period
565.20 Purpose and scope.
565.21 Applicability.
565.22 Definitions.
565.23 General requirements.
565.24 Motor vehicles imported into the United States.
565.25 Content requirements.
565.26 Reporting requirements.
Authority: 49 U.S.C. 322, 30111, 30114, 30115, 30117, 30141, 30146,
30166, and 30168; delegation of authority at 49 CFR 1.95.
Source: 73 FR 23379, Apr. 30, 2008, unless otherwise noted.
[[Page 263]]
Subpart A_General Applicability of Subparts
Sec. 565.1 Purpose and scope.
This part specifies the format, content and physical requirements
for a vehicle identification number (VIN) system and its installation to
simplify vehicle identification information retrieval and to increase
the accuracy and efficiency of vehicle recall campaigns.
Sec. 565.2 Application.
(a)(1) Except as provided in paragraph (a)(2) of this section,
subpart B of this part 565 applies to passenger cars, multipurpose
passenger vehicles, trucks, buses, trailers (including trailer kits),
incomplete vehicles, low speed vehicles, and motorcycles manufactured on
or after October 27, 2008 whose VINs have a letter ``A'' or ``B'' in the
10th position, and to passenger cars, multipurpose passenger vehicles,
trucks, buses, trailers (including trailer kits), incomplete vehicles,
low speed vehicles, and motorcycles manufactured on or after April 30,
2009. Vehicles imported into the United States under 49 CFR 591.5(f),
other than by the corporation responsible for the assembly of that
vehicle or a subsidiary of such a corporation, are excluded from
requirements of Sec. Sec. 565.13(b), 565.13(c), 565.13(g), 565.13(h),
565.14 and 565.15.
(2) All motor vehicles identified as model year 2009 or earlier
vehicles by their manufacturer must comply with subpart C of this part
565.
(b) Subpart B of this part 565 applies to vehicles manufactured on
or after April 30, 2008 and before April 30, 2009, whose vehicle
identification number (VIN) does not have a letter ``A'' or ``B'' in the
10th position of the VIN and that are not identified as model year 2009
or earlier vehicles by their manufacturer.
[73 FR 28370, May 16, 2008]
Subpart B_VIN Requirements
Sec. 565.10 Purpose and scope.
This part specifies the format, content and physical requirements
for a vehicle identification number (VIN) system and its installation to
simplify vehicle identification information retrieval and to increase
the accuracy and efficiency of vehicle recall campaigns.
Sec. 565.11 Applicability.
See subpart A of this part 565 regarding the general applicability
of this subpart. This part applies to passenger cars, multipurpose
passenger vehicles, trucks, buses, trailers (including trailer kits),
incomplete vehicles, low speed vehicles, and motorcycles manufactured on
or after October 27, 2008 whose VINs have a letter ``A'' or ``B'' in the
10th position, and to passenger cars, multipurpose passenger vehicles,
trucks, buses, trailers (including trailer kits), incomplete vehicles,
low speed vehicles, and motorcycles manufactured on or after April 30
2009 that are not identified by their manufacturer as model year 2009 or
earlier vehicles. Vehicles imported into the United States under 49 CFR
591.5(f), other than by the corporation responsible for the assembly of
that vehicle or a subsidiary of such a corporation, are excluded from
requirements of Sec. Sec. 565.13(b), 565.13(c), 565.13(g), 565.13(h),
565.14 and Sec. 565.15.
[73 FR 23379, Apr. 30, 2008, as amended at 73 FR 28371, May 16, 2008]
Sec. 565.12 Definitions.
(a) Federal Motor Vehicle Safety Standards Definitions. Unless
otherwise indicated, all terms used in this part that are defined in 49
CFR 571.3 are used as defined in 49 CFR 571.3.
(b) Other definitions. As used in this part--
Body type means the general configuration or shape of a vehicle
distinguished by such characteristics as the number of doors or windows,
cargo carrying features and the roofline (e.g., sedan, fastback,
hatchback).
Check digit means a single number or the letter X used to verify the
accuracy of the transcription of the vehicle identification number.
Engine type means a power source with defined characteristics such
as fuel utilized, number of cylinders, displacement, and net brake
horsepower. The specific manufacturer and make shall be represented if
the engine powers a passenger car or a multipurpose passenger vehicle,
or truck with a
[[Page 264]]
gross vehicle weight rating of 4,536 kg (10,000 lb) or less.
High-volume manufacturer, for purposes of this part, means a
manufacturer of 1,000 or more vehicles of a given type each year.
Incomplete vehicle means an assemblage consisting, as a minimum, of
frame and chassis structure, power train, steering system, suspension
system and braking system, to the extent that those systems are to be
part of the completed vehicle, that requires further manufacturing
operations, other than the addition of readily attachable components,
such as mirrors, or tire and rim assemblies, or minor finishing
operations such as painting, to become a completed vehicle.
Line means a name that a manufacturer applies to a family of
vehicles within a make which have a degree of commonality in
construction, such as body, chassis or cab type.
Low-volume manufacturer, for purposes of this part, means a
manufacturer of fewer than 1,000 vehicles of a given type each year.
Make means a name that a manufacturer applies to a group of vehicles
or engines.
Manufacturer means a person--
(1) Manufacturing or assembling motor vehicles or motor vehicle
equipment; or
(2) Importing motor vehicles or motor vehicle equipment for resale.
Manufacturer identifier means the first three digits of a VIN of a
vehicle manufactured by a high-volume manufacturer, and the first three
digits of a VIN and the twelfth through fourteenth digits of a VIN of a
vehicle manufactured by a low-volume manufacturer.
Model means a name that a manufacturer applies to a family of
vehicles of the same type, make, line, series and body type.
Model year means the year used to designate a discrete vehicle
model, irrespective of the calendar year in which the vehicle was
actually produced, provided that the production period does not exceed
24 months.
Original model year of a replicated vehicle means the stated model
year of a vehicle that has been replicated pursuant to 49 CFR part 586.
Plant of manufacture means the plant where the manufacturer affixes
the VIN.
Replica motor vehicle means a motor vehicle meeting the definition
of replica motor vehicle in 49 CFR part 586.
Replica model year means the calendar year in which a replica motor
vehicle was manufactured.
Series means a name that a manufacturer applies to a subdivision of
a ``line'' denoting price, size or weight identification and that is
used by the manufacturer for marketing purposes.
Trailer kit means a trailer that is fabricated and delivered in
complete but unassembled form and that is designed to be assembled
without special machinery or tools.
Type means a class of vehicle distinguished by common traits,
including design and purpose. Passenger cars, multipurpose passenger
vehicles, trucks, buses, trailers, incomplete vehicles, low speed
vehicles, and motorcycles are separate types.
VIN means a series of Arabic numbers and Roman letters that is
assigned to a motor vehicle for identification purposes.
[87 FR 13231, Mar. 9, 2022]
Sec. 565.13 General requirements.
(a) Each vehicle manufactured in one stage shall have a VIN that is
assigned by the manufacturer. Each vehicle manufactured in more than one
stage shall have a VIN assigned by the incomplete vehicle manufacturer.
Vehicle alterers, as specified in 49 CFR 567.7, shall utilize the VIN
assigned by the original manufacturer of the vehicle.
(b) Each VIN shall consist of seventeen (17) characters.
(c) A check digit shall be part of each VIN. The check digit shall
appear in position nine (9) of the VIN, on the vehicle and on any
transfer documents containing the VIN prepared by the manufacturer to be
given to the first owner for purposes other than resale.
(d) The VINs of any two vehicles subject to the Federal motor
vehicle safety standards and manufactured within a 60-year period
beginning with the 1980 model year shall not be identical.
(e) The VIN of each vehicle shall appear clearly and indelibly upon
either a
[[Page 265]]
part of the vehicle, other than the glazing, that is not designed to be
removed except for repair or upon a separate plate or label that is
permanently affixed to such a part.
(f) The VIN for passenger cars, multipurpose passenger vehicles, low
speed vehicles, and trucks of 4536 kg or less GVWR shall be located
inside the passenger compartment. It shall be readable, without moving
any part of the vehicle, through the vehicle glazing under daylight
lighting conditions by an observer having 20/20 vision (Snellen) whose
eye-point is located outside the vehicle adjacent to the left windshield
pillar. Each character in the VIN subject to this paragraph shall have a
minimum height of 4 mm.
(g) Each character in each VIN shall be one of the letters in the
set: [ABCDEFGHJKLMNPRSTUVWXYZ] or a numeral in the set: [0123456789]
assigned according to the method given in Sec. 565.15.
(h) All spaces provided for in the VIN must be occupied by a
character specified in paragraph (g) of this section.
(i) The type face utilized for each VIN shall consist of capital,
sanserif characters.
[73 FR 23379, Apr. 30, 2008, as amended at 74 FR 67977, Dec. 22, 2009]
Sec. 565.14 Motor vehicles imported into the United States.
(a) Importers shall utilize the VIN assigned by the original
manufacturer of the motor vehicle.
(b) All passenger cars, multipurpose passenger vehicles, low speed
vehicles and trucks of 4536 kg or less GVWR certified by a Registered
Importer under 49 CFR part 592 whose VINs do not comply with part 565.13
and 565.14 shall have a plate or label that contains the following
statement, in characters that have a minimum height of 4 mm and the
identification number assigned by the vehicle's original manufacturer
inserted in the blank: SUBSTITUTE FOR U.S. VIN: __________ SEE 49 CFR
PART 565. The plate or label shall conform to Sec. 565.13 (h) and (i).
The plate or label shall be permanently affixed inside the passenger
compartment. The plate or label shall be readable, without moving any
part of the vehicle, through the vehicle glazing under daylight
conditions by an observer having 20/20 vision (Snellen) whose eye-point
is located outside the vehicle adjacent to the left windshield pillar.
It shall be located in such a manner as not to cover, obscure, or
overlay any part of any identification number affixed by the original
manufacturer. Motor vehicles conforming to Canada Motor Vehicle Safety
Standard 115 are exempt from this paragraph.
Sec. 565.15 Content requirements.
(a) The first section shall consist of three characters that occupy
positions one through three (1-3) in the VIN. This section shall
uniquely identify the manufacturer and type of the motor vehicle if the
manufacturer is a high-volume manufacturer. If the manufacturer is a
low-volume manufacturer, positions one through three (1-3) along with
positions twelve through fourteen (12-14) in the VIN shall uniquely
identify the manufacturer and type of the motor vehicle. These
characters are assigned in accordance with Sec. 565.16(a). A ``9''
shall be placed in the third position of the VIN if the manufacturer
identifier is six characters. A ``9'' in the third position always
indicates the presence of a six-character manufacturer identifier. The
National Highway Traffic Safety Administration offers access to
manufacturer identifier assignments via its search engine at the
following Internet Web site: http://www.nhtsa.dot.gov/cars/rules/
manufacture.
(b) The second section shall consist of five characters, which
occupy positions four through eight (4-8) in the VIN. This section shall
uniquely identify the attributes of the vehicle as specified in Table I.
For passenger cars, and for multipurpose passenger vehicles and trucks
with a gross vehicle weight rating of 4536 kg (10,000 lb) or less, the
fourth character (position 7) of this section shall be alphabetic. The
characters utilized and their placement within the section may be
determined by the manufacturer, but the specified attributes must be
decipherable with information supplied by the manufacturer in accordance
with Sec. 565.16(c). In submitting the required information to NHTSA
relating gross vehicle weight rating, the designations in Table II
[[Page 266]]
shall be used. The use of these designations within the VIN itself is
not required. Tables I and II follow:
Table I--Type of Vehicle and Information Decipherable
------------------------------------------------------------------------
-------------------------------------------------------------------------
Passenger car: Make, line, series, body type, engine type, and all
restraint devices and their location.
Multipurpose passenger vehicle: Make, line, series, body type, engine
type, gross vehicle weight rating, and for multipurpose passenger
vehicles with a gross vehicle weight rating (GVWR) of 4536kg (10,000
lb) or less all restraint devices and their location.
Truck: Make, model or line, series, chassis, cab type, engine type,
brake system, gross vehicle weight rating, and for trucks with a gross
vehicle weight rating (GVWR) of 4536 kg (10,000 lb) or less all
restraint devices and their location.
Bus: Make, model or line, series, body type, engine type, and brake
system.
Trailer, including trailer kits and incomplete trailer: Make, type of
trailer, body type, length and axle configuration.
Motorcycle: Make, type of motorcycle, line, engine type, and net brake
horsepower.
Incomplete vehicle other than a trailer: Make, model or line, series,
cab type, engine type, and brake system.
Low speed vehicle: Make, engine type, brake system, restraint system
type, body type, and gross vehicle weight rating.
Replica motor vehicle: The make, model, and model year of the original
replicated vehicle; and the information listed in this table for the
vehicle's type classification (e.g., if the replica meets the
definition for passenger car in 49 CFR 571.3, the following information
is required: make, line, series, body type, engine type, and all
restraint devices and their locations).
Note to Table I: Engine net brake horsepower when encoded in the VIN
shall differ by no more than 10 percent from the actual net brake
horsepower; shall in the case of motorcycle with an actual net brake
horsepower of 2 or less, be not more than 2; and shall be greater than
2 in the case of a motorcycle with an actual brake horsepower greater
than 2.
------------------------------------------------------------------------
Table II--Gross Vehicle Weight Rating Classes
------------------------------------------------------------------------
-------------------------------------------------------------------------
Class A--Not greater than 1360 kg. (3,000 lbs.)
Class B--Greater than 1360 kg. to 1814 kg. (3,001-4,000 lbs.)
Class C--Greater than 1814 kg. to 2268 kg. (4,001-5,000 lbs.)
Class D--Greater than 2268 kg. to 2722 kg. (5,001-6,000 lbs.)
Class E--Greater than 2722 kg. to 3175 kg. (6,001-7,000 lbs.)
Class F--Greater than 3175 kg. to 3629 kg. (7,001-8,000 lbs.)
Class G--Greater than 3629 kg. to 4082 kg. (8,001-9,000 lbs.)
Class H--Greater than 4082 kg. to 4536 kg. (9,001-10,000 lbs.)
Class 3--Greater than 4536 kg. to 6350 kg. (10,001-14,000 lbs.)
Class 4--Greater than 6350 kg. to 7257 kg. (14,001-16,000 lbs.)
Class 5--Greater than 7257 kg. to 8845 kg. (16,001-19,500 lbs.)
Class 6--Greater than 8845 kg. to 11793 kg. (19,501-26,000 lbs.)
Class 7--Greater than 11793 kg. to 14968 kg.(26,001-33,000 lbs.)
Class 8--Greater than 14968 kg. (33,001 lbs. and over)
------------------------------------------------------------------------
(c) The third section shall consist of one character, which occupies
position nine (9) in the VIN. This section shall be the check digit
whose purpose is to provide a means for verifying the accuracy of any
VIN transcription. After all other characters in VIN have been
determined by the manufacturer, the check digit shall be calculated by
carrying out the mathematical computation specified in paragraphs (c)
(1) through (4) of this section.
(1) Assign to each number in the VIN its actual mathematical value
and assign to each letter the value specified for it in Table III, as
follows:
Table III--Assigned Values
------------------------------------------------------------------------
-------------------------------------------------------------------------
A = 1
B = 2
C = 3
D = 4
E = 5
F = 6
G = 7
H = 8
J = 1
K = 2
L = 3
M = 4
N = 5
P = 7
R = 9
S = 2
T = 3
U = 4
V = 5
W = 6
X = 7
Y = 8
Z = 9
------------------------------------------------------------------------
[[Page 267]]
(2) Multiply the assigned value for each character in the VIN by the
position weight factor specified in Table IV, as follows:
Table IV--VIN Position and Weight Factor
------------------------------------------------------------------------
------------------------------------------------------------------------
1st.................................................... 8
2d..................................................... 7
3d..................................................... 6
4th.................................................... 5
5th.................................................... 4
6th.................................................... 3
7th.................................................... 2
8th.................................................... 10
9th.................................................... (check digit)
10th................................................... 9
11th................................................... 8
12th................................................... 7
13th................................................... 6
14th................................................... 5
15th................................................... 4
16th................................................... 3
17th................................................... 2
------------------------------------------------------------------------
(3) Add the resulting products and divide the total by 11.
(4) The check digit is based on either the Fractional Remainder or
the Decimal Equivalent Remainder as reflected in Table V. All Decimal
Equivalent Remainders in Table V are rounded to the nearest thousandth.
The check digit, zero through nine (0-9) or the letter ``X'' shall
appear in VIN position nine (9).
Table V--Ninth Position Check Digit Values
[Rounded to the nearest thousandth]
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Fractional Remainder........ 0 1/11 2/11 3/11 4/11 5/11 6/11 7/11 8/11 9/11 10/11
Decimal Equivalent Remainder 0 0.091 0.182 0.273 0.364 0.455 0.545 0.634 0.727 0.818 0.909
Check Digit................. 0 1 2 3 4 5 6 7 8 9 X
----------------------------------------------------------------------------------------------------------------
(5) A sample check digit calculation is shown in Table VI as
follows:
Table VI--Calculation of a Check Digit
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vin Position....................................................... 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17
Sample VIN......................................................... 1 G 4 A H 5 9 H ... 5 G 1 1 8 3 4 1
Assigned Value..................................................... 1 7 4 1 8 5 9 8 ... 5 7 1 1 8 3 4 1
Weight Factor...................................................... 8 7 6 5 4 3 2 10 0 9 8 7 6 5 4 3 2
Multiply Assigned value times weight factor........................ 8 49 24 5 32 15 18 80 0 45 56 7 6 40 12 12 2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Add products: 8 + 49 + 24 + 5 + 32 + 15 + 18 + 80 + 0 + 45 + 56 + 7 + 6 + 40 + 12 + 12 + 2 = 411.
Divide by 11: 411/11 = 37 4/11 or 37.3636.
If the fourth digit is 5 or greater, round up. If the fourth digit is 4 or smaller, round down.
In the example above, the remainder is 4/11 or 0.364 when rounded up.
Looking up the remainder in Table V--Ninth Position Check Digit Values indicates that ``4'' is the check digit to be inserted in position nine (9) of
the VIN for this sample digit calculation.
(d) The fourth section shall consist of eight characters, which
occupy positions ten through seventeen (10-17) of the VIN. The last five
(5) characters of this section shall be numeric for passenger cars and
for multipurpose passenger vehicles and trucks with a gross vehicle
weight rating of 4536 kg. (10,000 lbs.) or less, and the last four (4)
characters shall be numeric for all other vehicles.
(1) The first character of the fourth section shall represent the
vehicle model year. The year shall be designated as indicated in Table
VII as follows:
Table VII--Year Codes for VIN
------------------------------------------------------------------------
Year Code
------------------------------------------------------------------------
2005............................................................. 5
2006............................................................. 6
2007............................................................. 7
2008............................................................. 8
2009............................................................. 9
2010............................................................. A
2011............................................................. B
2012............................................................. C
2013............................................................. D
2014............................................................. E
2015............................................................. F
2016............................................................. G
2017............................................................. H
2018............................................................. J
2019............................................................. K
2020............................................................. L
2021............................................................. M
2022............................................................. N
2023............................................................. P
[[Page 268]]
2024............................................................. R
2025............................................................. S
2026............................................................. T
2027............................................................. V
2028............................................................. W
2029............................................................. X
2030............................................................. Y
2031............................................................. 1
2032............................................................. 2
2033............................................................. 3
2034............................................................. 4
2035............................................................. 5
2036............................................................. 6
2037............................................................. 7
2038............................................................. 8
2039............................................................. 9
------------------------------------------------------------------------
Note to Table VII: For passenger cars, and for multipurpose passenger
vehicles and trucks with a gross vehicle weight rating of 4536 kg
(10,000 lb) or less, if position 7 is numeric, the Model Year in
position 10 of the VIN refers to a year in the range 1980-2009. If
position 7 is alphabetic, the Model Year in Position 10 of the VIN
refers to a year in the range 2010-2039.
(2) The second character of the fourth section shall represent the
plant of manufacture.
(3) The third through the eighth characters of the fourth section
(positions 12 through 17) shall represent the number sequentially
assigned by the manufacturer in the production process if the
manufacturer is a high-volume manufacturer. If a manufacturer is a low-
volume manufacturer, the third, fourth, and fifth characters of the
fourth section (positions 12, 13, and 14), combined with the three
characters of the first section (positions 1, 2, and 3), shall uniquely
identify the manufacturer and type of the motor vehicle and the sixth,
seventh, and eighth characters of the fourth section (positions 15, 16,
and 17) shall represent the number sequentially assigned by the
manufacturer in the production process.
[73 FR 23379, Apr. 30, 2008, as amended at 87 FR 13232, Mar. 9, 2022]
Sec. 565.16 Reporting requirements.
The information collection requirements contained in this part have
been approved by the Office of Management and Budget under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq) and
have been assigned OMB Control Number 2127-0510.
(a) The National Highway Traffic Safety Administration (NHTSA) has
contracted with the SAE International to coordinate the assignment of
manufacturer identifiers to manufacturers in the United States.
Manufacturer identifiers will be supplied by SAE at no charge. All
requests for assignments of manufacturer identifiers should be forwarded
directly to: SAE International, 400 Commonwealth Drive, Warrendale,
Pennsylvania, 15096, Attention: WMI Coordinator (telephone: 724-776-
4841). Any requests for identifiers submitted to NHTSA will be forwarded
to SAE. Manufacturers may request a specific identifier or may request
only assignment of an identifier(s). SAE will review requests for
specific identifiers to determine that they do not conflict with an
identifier already assigned or block of identifiers already reserved.
SAE will confirm the assignments in writing to the requester. Once
confirmed by SAE, the identifier need not be resubmitted to NHTSA.
(b) Manufacturers of vehicles subject to this part shall submit,
either directly or through an agent, the unique identifier for each make
and type of vehicle it manufactures at least 60 days before affixing the
first VIN using the identifier. Manufacturers whose unique identifier
appears in the fourth section of the VIN shall also submit the three
characters of the first section that constitutes a part of their
identifier.
(c) Manufacturers of vehicles subject to the requirements of this
part shall submit to NHTSA the information necessary to decipher the
characters contained in its VINs. Amendments to this information shall
be submitted to the agency for VINs containing an amended coding. The
agency will not routinely provide written approvals of these
submissions, but will contact the manufacturer should any corrections to
these submissions be necessary.
(d) The information required under paragraph (c) of this section
shall be submitted at least 60 days prior to offering for sale the first
vehicle identified by a VIN containing that information, or if
information concerning vehicle characteristics sufficient to specify the
VIN code is unavailable to the manufacturer by that date, then within
one week after that information first becomes available. The information
shall be addressed to: Administrator,
[[Page 269]]
National Highway Traffic Safety Administration, 1200 New Jersey Avenue,
SE, Washington, DC 20590, Attention: VIN Coordinator.
Subpart C_Alternative VIN Requirements In Effect for Limited Period
Sec. 565.20 Purpose and scope.
This part specifies the format, content and physical requirements
for a vehicle identification number (VIN) system and its installation to
simplify vehicle identification information retrieval and to increase
the accuracy and efficiency of vehicle recall campaigns.
Sec. 565.21 Applicability.
See subpart A of this part 565 regarding the applicability of this
subpart. This part applies to passenger cars, multipurpose passenger
vehicles, trucks, buses, trailers (including trailer kits), incomplete
vehicles, and motorcycles. Vehicles imported into the United States
under 49 CFR 591.5(f), other than by the corporation responsible for the
assembly of that vehicle or a subsidiary of such a corporation, are
excluded from requirements of Sec. 565.23(b), Sec. Sec. 565.23(c),
565.23(g), 565.23(h), 565.24 and 565.25.
[73 FR 23379, Apr. 30, 2008, as amended at 73 FR 28371, May 16, 2008]
Sec. 565.22 Definitions.
(a) Federal Motor Vehicle Safety Standards Definitions. Unless
otherwise indicated, all terms used in this part that are defined in 49
CFR 571.3 are used as defined in 49 CFR 571.3.
(b) Body type means the general configuration or shape of a vehicle
distinguished by such characteristics as the number of doors or windows,
cargo-carrying features and the roofline (e.g., sedan, fastback,
hatchback).
(c) Check digit means a single number or the letter X used to verify
the accuracy of the transcription of the vehicle identification number.
(d) Engine type means a power source with defined characteristics
such as fuel utilized, number of cylinders, displacement, and net brake
horsepower. The specific manufacturer and make shall be represented if
the engine powers a passenger car or a multipurpose passenger vehicle,
or truck with a gross vehicle weight rating of 4536 kg. (10,000 lbs.) or
less.
(e) Incomplete vehicle means an assemblage consisting, as a minimum,
of frame and chassis structure, power train, steering system, suspension
system and braking system, to the extent that those systems are to be
part of the completed vehicle, that requires further manufacturing
operations, other than the addition of readily attachable components,
such as mirrors or tire and rim assemblies, or minor finishing
operations such as painting, to become a completed vehicle.
(f) Line means a name that a manufacturer applies to a family of
vehicles within a make which have a degree of commonality in
construction, such as body, chassis or cab type.
(g) Make means a name that a manufacturer applies to a group of
vehicles or engines.
(h) Manufacturer means a person--
(1) Manufacturing or assembling motor vehicles or motor vehicle
equipment; or
(2) Importing motor vehicles or motor vehicle equipment for resale.
(i) Model means a name that a manufacturer applies to a family of
vehicles of the same type, make, line, series and body type.
(j) Model Year means the year used to designate a discrete vehicle
model, irrespective of the calendar year in which the vehicle was
actually produced, provided that the production period does not exceed
24 months.
(k) Plant of manufacture means the plant where the manufacturer
affixes the VIN.
(l) Series means a name that a manufacturer applies to a subdivision
of a ``line'' denoting price, size or weight identification and that is
used by the manufacturer for marketing purposes.
(m) Trailer kit means a trailer that is fabricated and delivered in
complete but unassembled form and that is designed to be assembled
without special machinery or tools.
(n) Type means a class of vehicle distinguished by common traits,
including design and purpose. Passenger cars, multipurpose passenger
vehicles,
[[Page 270]]
trucks, buses, trailers, incomplete vehicles and motorcycles are
separate types.
(o) VIN means a series of Arabic numbers and Roman letters that is
assigned to a motor vehicle for identification purposes.
Sec. 565.23 General requirements.
(a) Each vehicle manufactured in one stage shall have a VIN that is
assigned by the manufacturer. Each vehicle manufactured in more than one
stage shall have a VIN assigned by the incomplete vehicle manufacturer.
Vehicle alterers, as specified in 49 CFR 567.7, shall utilize the VIN
assigned by the original manufacturer of the vehicle.
(b) Each VIN shall consist of seventeen (17) characters.
(c) A check digit shall be part of each VIN. The check digit shall
appear in position nine (9) of the VIN, on the vehicle and on any
transfer documents containing the VIN prepared by the manufacturer to be
given to the first owner for purposes other than resale.
(d) The VINs of any two vehicles manufactured within a 30-year
period shall not be identical.
(e) The VIN of each vehicle shall appear clearly and indelibly upon
either a part of the vehicle, other than the glazing, that is not
designed to be removed except for repair or upon a separate plate or
label that is permanently affixed to such a part.
(f) The VIN for passenger cars, multipurpose passenger vehicles and
trucks of 4536 kg or less GVWR shall be located inside the passenger
compartment. It shall be readable, without moving any part of the
vehicle, through the vehicle glazing under daylight lighting conditions
by an observer having 20/20 vision (Snellen) whose eye-point is located
outside the vehicle adjacent to the left windshield pillar. Each
character in the VIN subject to this paragraph shall have a minimum
height of 4 mm.
(g) Each character in each VIN shall be one of the letters in the
set: [ABCDEFGHJKLMNPRSTUVWXYZ] or a numeral in the set: [0123456789]
assigned according to the method given in Sec. 565.25.
(h) All spaces provided for in the VIN must be occupied by a
character specified in paragraph (g) of this section.
(i) The type face utilized for each VIN shall consist of capital,
sanserif characters.
[73 FR 23379, Apr. 30, 2008, as amended at 74 FR 67977, Dec. 22, 2009]
Sec. 565.24 Motor vehicles imported into the United States.
(a) Importers shall utilize the VIN assigned by the original
manufacturer of the motor vehicle.
(b) A passenger car certified by a Registered Importer under 49 CFR
part 592 shall have a plate or label that contains the following
statement, in characters with a minimum height of 4 mm, with the
identification number assigned by the original manufacturer provided in
the blank: SUBSTITUTE FOR U.S. VIN:______SEE PART 565. The plate or
label shall conform to Sec. 565.23 (h) and (i). The plate or label
shall be permanently affixed inside the passenger compartment. The plate
or label shall be readable, without moving any part of the vehicle,
through the vehicle glazing under daylight lighting conditions by an
observer having 20/20 vision (Snellen) whose eye-point is located
outside the vehicle adjacent to the left windshield pillar. It shall be
located in such a manner as not to cover, obscure, or overlay any part
of any identification number affixed by the original manufacturer.
Passenger cars conforming to Canadian Motor Vehicle Safety Standard 115
are exempt from this paragraph.
Sec. 565.25 Content requirements.
The VIN shall consist of four sections of characters which shall be
grouped accordingly:
(a) The first section shall consist of three characters that occupy
positions one through three (1-3) in the VIN. This section shall
uniquely identify the manufacturer, make and type of the motor vehicle
if its manufacturer produces 500 or more motor vehicles of its type
annually. If the manufacturer produces less than 500 motor vehicles of
its type annually, these characters along with the third, fourth and
fifth characters of the fourth section shall uniquely identify the
manufacturer,
[[Page 271]]
make and type of the motor vehicle. These characters are assigned in
accordance with Sec. 565.26(a).
(b) The second section shall consist of five characters, which
occupy positions four through eight (4-8) in the VIN. This section shall
uniquely identify the attributes of the vehicle as specified in Table
VIII. For passenger cars, and for multipurpose passenger vehicles and
trucks with a gross vehicle weight rating of 4536 kg (10,000 lb) or
less, the first and second characters shall be alphabetic and the third
and fourth characters shall be numeric. The fifth character may be
either alphabetic or numeric. The characters utilized and their
placement within the section may be determined by the manufacturer, but
the specified attributes must be decipherable with information supplied
by the manufacturer in accordance with Sec. 565.26(c). In submitting
the required information to NHTSA relating to gross vehicle weight
rating, the designations in Table IX shall be used. The use of these
designations within the VIN itself is not required. Tables VIII and IX
follow:
Table VIII--Type of Vehicle and Information Decipherable
------------------------------------------------------------------------
-------------------------------------------------------------------------
Passenger car: Line, series, body type, engine type and restraint system
type.
Multipurpose passenger vehicle: Line, series, body type, engine type,
gross vehicle weight rating.
Truck: Model or line, series, chassis, cab type, engine type, brake
system and gross vehicle weight rating.
Bus: Model or line, series, body type, engine type, and brake system.
Trailer, including trailer kits and incomplete trailer: Type of trailer,
body type, length and axle configuration.
Motorcycle: Type of motorcycle, line, engine type, and net brake
horsepower.
Incomplete Vehicle other than a trailer: Model or line, series, cab
type, engine type and brake system.
------------------------------------------------------------------------
Note to Table VIII: Engine net brake horsepower when encoded in the VIN
shall differ by no more than 10 percent from the actual net brake
horsepower; shall in the case of motorcycle with an actual net brake
horsepower of 2 or less, be not more than 2; and shall be greater than
2 in the case of a motorcycle with an actual brake horsepower greater
than 2.
Table IX--Gross Vehicle Weight Rating Classes
------------------------------------------------------------------------
-------------------------------------------------------------------------
Class A--Not greater than 1360 kg. (3,000 lbs.)
Class B--Greater than 1360 kg. to 1814 kg. (3,001-4,000 lbs.)
Class C--Greater than 1814 kg. to 2268 kg. (4,001-5,000 lbs.)
Class D--Greater than 2268 kg. to 2722 kg. (5,001-6,000 lbs.)
Class E--Greater than 2722 kg. to 3175 kg. (6,001-7,000 lbs.)
Class F--Greater than 3175 kg. to 3629 kg. (7,001-8,000 lbs.)
Class G--Greater than 3629 kg. to 4082 kg. (8,001-9,000 lbs.)
Class H--Greater than 4082 kg. to 4536 kg. (9,001-10,000 lbs.)
Class 3--Greater than 4536 kg. to 6350 kg. (10,001-14,000 lbs.)
Class 4--Greater than 6350 kg. to 7257 kg. (14,001-16,000 lbs.)
Class 5--Greater than 7257 kg. to 8845 kg. (16,001-19,500 lbs.)
Class 6--Greater than 8845 kg. to 11793 kg. (19,501-26,000 lbs.)
Class 7--Greater than 11793 kg. to 14968 kg.(26,001-33,000 lbs.)
Class 8--Greater than 14968 kg. (33,001 lbs. and over).
------------------------------------------------------------------------
(c) The third section shall consist of one character, which occupies
position nine (9) in the VIN. This section shall be the check digit
whose purpose is to provide a means for verifying the accuracy of any
VIN transcription. After all other characters in VIN have been
determined by the manufacturer, the check digit shall be calculated by
carrying out the mathematical computation specified in paragraphs (c)
(1) through (4) of this section.
(1) Assign to each number in the VIN its actual mathematical value
and assign to each letter the value specified for it in Table X, as
follows:
[[Page 272]]
Table X--Assigned Values
------------------------------------------------------------------------
-------------------------------------------------------------------------
A = 1
B = 2
C = 3
D = 4
E = 5
F = 6
G = 7
H = 8
J = 1
K = 2
L = 3
M = 4
N = 5
P = 7
R = 9
S = 2
T = 3
U = 4
V = 5
W = 6
X = 7
Y = 8
Z = 9
------------------------------------------------------------------------
(2) Multiply the assigned value for each character in the VIN by the
position weight factor specified in Table XI, as follows:
Table XI--VIN Position and Weight Factor
------------------------------------------------------------------------
------------------------------------------------------------------------
1st..................................................... 8
2d...................................................... 7
3d...................................................... 6
4th..................................................... 5
5th..................................................... 4
6th..................................................... 3
7th..................................................... 2
8th..................................................... 10
9th..................................................... (check digit)
10th.................................................... 9
11th.................................................... 8
12th.................................................... 7
13th.................................................... 6
14th.................................................... 5
15th.................................................... 4
16th.................................................... 3
17th.................................................... 2
------------------------------------------------------------------------
(3) Add the resulting products and divide the total by 11.
(4) The numerical remainder is the check digit. If the remainder is
10 the letter ``X'' shall be used to designate the check digit. The
correct numeric remainder, zero through nine (0-9) or the letter ``X,''
shall appear in VIN position nine (9).
(5) A sample check digit calculation is shown in Table XII as
follows:
Table XII--Calculation of a Check Digit
--------------------------------------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------------------------------
VIN Position 12................................................. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17
Sample VIN...................................................... 1 G 4 A H 5 9 H ... 5 G 1 1 8 3 4 1
Assigned Value.................................................. 1 7 4 1 8 5 9 8 ... 5 7 1 1 8 3 4 1
Weight Factor................................................... 8 7 6 5 4 3 2 10 0 9 8 7 6 5 4 3 2
Multiply Assigned value times................................... 8 49 24 5 32 15 18 80 0 45 56 7 6 40 12 12 2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Add products: 8 + 49 + 24 + 5 + 32 + 15 + 18 + 80 + 0 + 45 + 56 + 7 + 6 + 40 + 12 + 12 + 2 = 411.
Divide by 11: 411/11 = 37 4/11.
The remainder is 4; this is the check digit to be inserted in position nine (9) of the VIN.
(d) The fourth section shall consist of eight characters, which
occupy positions ten through seventeen (10-17) of the VIN. The last five
(5) characters of this section shall be numeric for passenger cars and
for multipurpose passenger vehicles and trucks with a gross vehicle
weight rating of 4536 kg. (10,000 lbs.) or less, and the last four (4)
characters shall be numeric for all other vehicles.
(1) The first character of the fourth section shall represent the
vehicle model year. The year shall be designated as indicated in Table
XIII as follows:
Table XIII--Year Codes for VIN
------------------------------------------------------------------------
Year Code
------------------------------------------------------------------------
1980............................................................. A
1981............................................................. B
1982............................................................. C
1983............................................................. D
1984............................................................. E
1985............................................................. F
1986............................................................. G
1987............................................................. H
1988............................................................. J
1989............................................................. K
1990............................................................. L
1991............................................................. M
1992............................................................. N
1993............................................................. P
1994............................................................. R
1995............................................................. S
[[Page 273]]
1996............................................................. T
1997............................................................. V
1998............................................................. W
1999............................................................. X
2000............................................................. Y
2001............................................................. 1
2002............................................................. 2
2003............................................................. 3
2004............................................................. 4
2005............................................................. 5
2006............................................................. 6
2007............................................................. 7
2008............................................................. 8
2009............................................................. 9
2010............................................................. A
2011............................................................. B
2012............................................................. C
2013............................................................. D
------------------------------------------------------------------------
(2) The second character of the fourth section shall represent the
plant of manufacture.
(3) The third through the eighth characters of the fourth section
shall represent the number sequentially assigned by the manufacturer in
the production process if the manufacturer produces 500 or more vehicles
of its type annually. If the manufacturer produces less than 500 motor
vehicles of its type annually, the third, fourth and fifth characters of
the fourth section, combined with the three characters of the first
section, shall uniquely identify the manufacturer, make and type of the
motor vehicle and the sixth, seventh, and eighth characters of the
fourth section shall represent the number sequentially assigned by the
manufacturer in the production process.
Sec. 565.26 Reporting requirements.
The information collection requirements contained in this part have
been approved by the Office of Management and Budget under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.) and
have been assigned OMB Control Number 2127-0510.
(a) The National Highway Traffic Safety Administration (NHTSA) has
contracted with the SAE International (SAE) to coordinate the assignment
of manufacturer identifiers. Manufacturer identifiers will be supplied
by SAE at no charge. All requests for assignments of manufacturer
identifiers should be forwarded directly to: SAE International, 400
Commonwealth Drive, Warrendale, Pennsylvania 15096, Attention: WMI
Coordinator. Any requests for identifiers submitted to NHTSA will be
forwarded to SAE. Manufacturers may request a specific identifier or may
request only assignment of an identifier(s). SAE will review requests
for specific identifiers to determine that they do not conflict with an
identifier already assigned or block of identifiers already reserved.
SAE will confirm the assignments in writing to the requester. Once
confirmed by SAE, the identifier need not be resubmitted to NHTSA.
(b) Manufacturers of vehicles subject to this part shall submit,
either directly or through an agent, the unique identifier for each make
and type of vehicle it manufactures at least 60 days before affixing the
first VIN using the identifier. Manufacturers whose unique identifier
appears in the fourth section of the VIN shall also submit the three
characters of the first section that constitutes a part of their
identifier.
(c) Manufacturers of vehicles subject to the requirements of this
part shall submit to NHTSA the information necessary to decipher the
characters contained in its VINs. Amendments to this information shall
be submitted to the agency for VINs containing an amended coding. The
agency will not routinely provide written approvals of these
submissions, but will contact the manufacturer should any corrections to
these submissions be necessary.
(d) The information required under paragraph (c) of this section
shall be submitted at least 60 days prior to offering for sale the first
vehicle identified by a VIN containing that information, or if
information concerning vehicle characteristics sufficient to specify the
VIN code is unavailable to the manufacturer by that date, then within
one week after that information first becomes available. The information
shall be submitted to https://vpic.nhtsa.dot.gov/ or to: Administrator,
National Highway Traffic Safety Administration, ATTN: VIN Coordinator,
1200 New Jersey Avenue SE, Washington, DC 20590. Manufacturers of
replica motor vehicles shall furnish the information by using the portal
at https://vpic.nhtsa.dot.gov/.
[47 FR 7248, Feb. 18, 1982, as amended at 87 FR 13232, Mar. 9, 2023]
[[Page 274]]
PART 566_MANUFACTURER IDENTIFICATION--Table of Contents
Sec.
566.1 Scope.
566.2 Purpose.
566.3 Application.
566.4 Definitions.
566.5 Requirements.
566.6 Submittal of information.
Authority: National Traffic and Motor Vehicle Safety Act (49 U.S.C.
30114(b), 30166) and Sec. 24405(a) of the Fixing America's Surface
Transportation Act (Pub. L. 114-94); delegation of authority at 49 CFR
1.95.
Sec. 566.1 Scope.
This part requires manufacturers of motor vehicles, and of motor
vehicle equipment to which a motor vehicle safety standard applies, to
submit identifying information and a description of the items they
produce.
[36 FR 20978, Nov. 2, 1971]
Sec. 566.2 Purpose.
The purpose of this part is to facilitate the regulation of
manufacturers under the National Traffic and Motor Vehicle Safety Act,
and to aid in establishing a code numbering system for all regulated
manufacturers.
[36 FR 20978, Nov. 2, 1971]
Sec. 566.3 Application.
This part applies to all manufacturers of motor vehicles, and to
manufacturers of motor vehicle equipment, other than tires, to which a
motor vehicle safety standard applies (hereafter referred to as
``covered equipment'').
[36 FR 22063, Nov. 19, 1971]
Sec. 566.4 Definitions.
All terms defined in the Act and the rules and standards issued
under its authority are used as defined therein. Specifically,
incomplete vehicle, intermediate manufacturer, and final-stage
manufacturer are used as defined in Part 568--Vehicles Manufactured in
Two or More Stages.
(Authority: 15 U.S.C. 1392, 1397)
[37 FR 1364, Jan. 28, 1972]
Sec. 566.5 Requirements.
Each manufacturer of a motor vehicle (other than a replica motor
vehicle), and each manufacturer of covered equipment, shall furnish the
information specified in paragraphs (a) through (c) of this section to
https://vpic.nhtsa.dot.gov/ or to: Administrator, National Highway
Traffic Safety Administration, 1200 New Jersey Avenue SE, Washington, DC
20590. Manufacturers of replica motor vehicles shall furnish the
information by using the portal at https://vpic.nhtsa.dot.gov/.
(a) Full individual, partnership, or corporate name of the
manufacturer.
(b) Residence address of the manufacturer and State of incorporation
if applicable.
(c) Description of each type of motor vehicle or of covered
equipment manufactured by the manufacturer, including, for motor
vehicles, the approximate ranges of gross vehicle weight ratings for
each type.
(1) Except as noted below, the description may be of general types,
such as ``passenger cars'' or ``brake fluid.''
(2) In the case of multipurpose passenger vehicles, trucks, and
trailers, the description shall be specific enough also to indicate the
types of use for which the vehicles are intended, such as ``tank
trailer,'' ``motor home,'' or ``cargo van.''
(3) In the case of motor vehicles produced in two or more stages, if
the manufacturer is an incomplete vehicle manufacturer, the description
shall so state and include a description indicating the stage of
completion of the vehicle and, where known, the types of use for which
the vehicle is intended.
(4) In the case of replica motor vehicles, the manufacturer shall
include, in the description of each type of motor vehicle it
manufactures, a designation that the vehicle is a replica motor vehicle.
Example: ``Incomplete vehicle manufacturer--Chassis-cab intended for
completion as van-type truck.''
If the manufacturer is an intermediate manufacturer, or a final stage
manufacturer, the description shall so state and include a brief
description of the work performed.
[[Page 275]]
Example: ``Multipurpose passenger vehicles: Motor homes with GVWR
from 8,000 to 12,000 pounds. Final-stage manufacturer--add body to bare
chassis.''
(15 U.S.C. 1392, 1397)
[36 FR 20978, Nov. 2, 1971, as amended at 37 FR 1364, Jan. 28, 1972; 87
FR 13232, Mar. 9, 2022]
Sec. 566.6 Submittal of information.
Each manufacturer required to submit information under Sec. 566.5
shall submit the information not later than February 1, 1972. After that
date, each person who begins to manufacture a type of motor vehicle or
covered equipment for which he has not submitted the required
information shall submit the information specified in paragraphs (a)
through (c) of Sec. 566.5 not later than 30 days after he begins
manufacture. Each manufacturer who has submitted required information
shall keep his entry current, accurate and complete by submitting
revised information not later than 30 days after the relevant changes in
his business occur.
[36 FR 20978, Nov. 2, 1971, as amended at 53 FR 20119, June 2, 1988]
PART 567_CERTIFICATION--Table of Contents
Sec.
567.1 Purpose.
567.2 Application.
567.3 Definitions.
567.4 Requirements for manufacturers of motor vehicles.
567.5 Requirements for manufacturers of vehicles manufactured in two or
more stages.
567.6 Requirements for persons who do not alter certified vehicles or do
so with readily attachable components.
567.7 Requirements for persons who alter certified vehicles.
567.8 Requirements for manufacturers of replica motor vehicles.
Authority: 49 U.S.C. 322, 30111, 30114, 30115, 30117, 30166, 32504,
33101-33104, 33108 and 33109; delegation of authority at 49 CFR 1.95.
Source: 70 FR 7430, Feb. 14, 2005, unless otherwise noted.
Sec. 567.1 Purpose.
The purpose of this part is to specify the content and location of,
and other requirements for, the certification label to be affixed to
motor vehicles as required by the National Traffic and Motor Vehicle
Safety Act, as amended (the Vehicle Safety Act) (49 U.S.C. 30114 and
30115) and the Motor Vehicle Information and Cost Savings Act, as
amended (the Cost Savings Act) (49 U.S.C. 30254 and 33109), to address
certification-related duties and liabilities, and to provide the
consumer with information to assist them in determining which of the
Federal motor vehicle safety standards (part 571 of this chapter),
bumper standards (part 581 of this chapter), and Federal theft
prevention standards (part 541 of this chapter), are applicable to the
vehicle.
[87 FR 13232, Mar. 9, 2022]
Sec. 567.2 Application.
(a) This part applies to manufacturers including alterers of motor
vehicles to which one or more standards are applicable.
(b) In the case of imported motor vehicles that do not have the
label required by 49 CFR 567.4, Registered Importers of vehicles
admitted into the United States under 49 U.S.C. 30141-30147 and 49 CFR
part 591 must affix a label as required by 49 CFR 567.4, after the
vehicle has been brought into conformity with the applicable Safety,
Bumper and Theft Prevention Standards.
Sec. 567.3 Definitions.
All terms that are defined in the Act and the rules and standards
issued under its authority are used as defined therein. The term
``bumper'' has the meaning assigned to it in Title I of the Cost Savings
Act and the rules and standards issued under its authority.
Addendum means the document described in Sec. 568.5 of this
chapter.
Altered vehicle means a completed vehicle previously certified in
accordance with Sec. 567.4 or Sec. 567.5 that has been altered other
than by the addition, substitution, or removal of readily attachable
components, such as mirrors or tire and rim assemblies, or by minor
finishing operations such as painting, before the first purchase of the
vehicle other than for resale, in such a manner as may affect the
conformity of the vehicle with one or more Federal Motor Vehicle Safety
Standard(s) or the validity of the vehicle's stated weight ratings or
vehicle type classification.
[[Page 276]]
Alterer means a person who alters by addition, substitution, or
removal of components (other than readily attachable components) a
certified vehicle before the first purchase of the vehicle other than
for resale.
Chassis-cab means an incomplete vehicle, with a completed occupant
compartment, that requires only the addition of cargo-carrying, work-
performing, or load-bearing components to perform its intended
functions.
Completed vehicle means a vehicle that requires no further
manufacturing operations to perform its intended function.
Final-stage manufacturer means a person who performs such
manufacturing operations on an incomplete vehicle that it becomes a
completed vehicle.
Incomplete trailer means a vehicle that is capable of being drawn
and that consists, at a minimum, of a chassis (including the frame)
structure and suspension system but needs further manufacturing
operations performed on it to become a completed vehicle.
Incomplete vehicle means
(1) An assemblage consisting, at a minimum, of chassis (including
the frame) structure, power train, steering system, suspension system,
and braking system, in the state that those systems are to be part of
the completed vehicle, but requires further manufacturing operations to
become a completed vehicle; or
(2) An incomplete trailer.
Incomplete vehicle document or IVD means the document described in
49 CFR 568.4(a) and (b).
Incomplete vehicle manufacturer means a person who manufactures an
incomplete vehicle by assembling components none of which, taken
separately, constitute an incomplete vehicle.
Intermediate manufacturer means a person, other than the incomplete
vehicle manufacturer or the final-stage manufacturer, who performs
manufacturing operations on a vehicle manufactured in two or more
stages.
Replica motor vehicle means a motor vehicle meeting the definition
of replica motor vehicle in 49 CFR part 586.
[70 FR 7430, Feb. 14, 2005, as amended at 87 FR 13232, Mar. 9, 2022]
Sec. 567.4 Requirements for manufacturers of motor vehicles.
(a) Each manufacturer of motor vehicles (except replica motor
vehicles and vehicles manufactured in two or more stages) shall affix to
each vehicle a label, of the type and in the manner described below,
containing the statements specified in paragraph (g) of this section.
(b) The label shall be riveted or permanently affixed in such a
manner that it cannot be removed without destroying or defacing it.
(c) Except for trailers and motorcycles, the label shall be affixed
to either the hinge pillar, door-latch post, or the door edge that meets
the door-latch post, next to the driver's seating position, or if none
of these locations is practicable, to the left side of the instrument
panel. If that location is also not practicable, the label shall be
affixed to the inward-facing surface of the door next to the driver's
seating position. If none of the preceding locations is practicable,
notification of that fact, together with drawings or photographs showing
a suggested alternate location in the same general area, shall be
submitted for approval to the Administrator, National Highway Traffic
Safety Administration, Washington, D.C. 20590. The location of the label
shall be such that it is easily readable without moving any part of the
vehicle except an outer door.
(d) The label for trailers shall be affixed to a location on the
forward half of the left side, such that it is easily readable from
outside the vehicle without moving any part of the vehicle.
(e) The label for motorcycles shall be affixed to a permanent member
of the vehicle as close as is practicable to the intersection of the
steering post with the handle bars, in a location such that it is easily
readable without moving any part of the vehicle except the steering
system.
(f) The lettering on the label shall be of a color that contrasts
with the background of the label.
(g) The label shall contain the following statements, in the English
language, lettered in block capitals and numerals not less than three
thirty-seconds of an inch high, in the order shown:
[[Page 277]]
(1) Name of manufacturer: Except as provided in paragraphs
(g)(1)(i), (ii) and (iii) of this section, the full corporate or
individual name of the actual assembler of the vehicle shall be spelled
out, except that such abbreviations as ``Co.'' or ``Inc.'' and their
foreign equivalents, and the first and middle initials of individuals,
may be used. The name of the manufacturer shall be preceded by the words
``Manufactured By'' or ``Mfd By.'' In the case of imported vehicles to
which the label required by this section is affixed by the Registered
Importer, the name of the Registered Importer shall also be placed on
the label in the manner described in this paragraph, directly below the
name of the actual assembler.
(i) If a vehicle is assembled by a corporation that is controlled by
another corporation that assumes responsibility for conformity with the
standards, the name of the controlling corporation may be used.
(ii) If a vehicle is fabricated and delivered in complete but
unassembled form, such that it is designed to be assembled without
special machinery or tools, the fabricator of the vehicle may affix the
label and name itself as the manufacturer for the purposes of this
section.
(iii) If a trailer is sold by a person who is not its manufacturer,
but who is engaged in the manufacture of trailers and assumes legal
responsibility for all duties and liabilities imposed by the Act with
respect to that trailer, the name of that person may appear on the label
as the manufacturer. In such a case the name shall be preceded by the
words ``Responsible Manufacturer'' or ``Resp Mfr.''
(2) Month and year of manufacture: This shall be the time during
which work was completed at the place of main assembly of the vehicle.
It may be spelled out, as ``June 2000'', or expressed in numerals, as
``6/00''.
(3) ``Gross Vehicle Weight Rating'' or ``GVWR'' followed by the
appropriate value in pounds, which shall not be less than the sum of the
unloaded vehicle weight, rated cargo load, and 150 pounds times the
number of the vehicle's designated seating positions. However, for
school buses the minimum occupant weight allowance shall be 120 pounds
per passenger and 150 pounds for the driver.
(4) ``Gross Axle Weight Rating'' or ``GAWR,'' followed by the
appropriate value in pounds, for each axle, identified in order from
front to rear (e.g., front, first intermediate, second intermediate,
rear). The ratings for any consecutive axles having identical gross axle
weight ratings when equipped with tires having the same tire size
designation may, at the option of the manufacturer, be stated as a
single value, with the label indicating to which axles the ratings
apply.
Examples of combined ratings: GAWR:
(a) All axles--2,400 kg (5,290 lb) with LT245/75R16(E) tires.
(b) Front--5,215 kg (11,500 lb) with 295/75R22.5(G) tires.
First intermediate to rear--9,070 kg (20,000 lb) with 295/75R22.5(G)
tires.
(5) One of the following statements, as appropriate:
(i) For passenger cars, the statement: ``This vehicle conforms to
all applicable Federal motor vehicle safety, bumper, and theft
prevention standards in effect on the date of manufacture shown above.''
The expression ``U.S.'' or ``U.S.A.'' may be inserted before the word
``Federal''.
(ii) In the case of multipurpose passenger vehicles (MPVs) and
trucks with a GVWR of 6,000 pounds or less, the statement: ``This
vehicle conforms to all applicable Federal motor vehicle safety and
theft prevention standards in effect on the date of manufacture shown
above.'' The expression ``U.S.'' or ``U.S.A.'' may be inserted before
the (word ``Federal'').
(iii) In the case of multipurpose passenger vehicles (MPVs) and
trucks with a GVWR of over 6,000 pounds, the statement: ``This vehicle
conforms to all applicable Federal motor vehicle safety standards in
effect on the date of manufacture shown above.'' The expression ``U.S.''
or ``U.S.A.'' may be inserted before the word ``Federal''.
(iv) For all other vehicles, the statement: ``This vehicle conforms
to all applicable Federal motor vehicle safety standards in effect on
the date of manufacture shown above.'' The expression ``U.S.'' or
``U.S.A.'' may be inserted before the word ``Federal''.
[[Page 278]]
(6) Vehicle identification number.
(7) The type classification of the vehicle as defined in Sec. 571.3
of this chapter (e.g., truck, MPV, bus, trailer).
(h) Multiple GVWR-GAWR ratings. (1) (For passenger cars only) In
cases in which different tire sizes are offered as a customer option, a
manufacturer may at its option list more than one set of values for GVWR
and GAWR, to meet the requirements of paragraphs (g) (3) and (4) of this
section. If the label shows more than one set of weight rating values,
each value shall be followed by the phrase ``with __tires,'' inserting
the proper tire size designations. A manufacturer may, at its option,
list one or more tire sizes where only one set of weight ratings is
provided.
Example: Passenger Car
GVWR: 4,400 lb with P195/65R15 tires; 4,800 lb with P205/75R15
tires.
GAWR: Front--2,000 lb with P195/65R15 tires at 24 psi; 2,200 lb with
P205/75R15 tires at 24 psi. Rear--2,400 lb with P195/65R15 tires at 28
psi; 2,600 lb with P205/75R15 tires at 28 psi.
(2) (For multipurpose passenger vehicles, trucks, buses, trailers,
and motorcycles) The manufacturer may, at its option, list more than one
GVWR-GAWR-tire-rim combination on the label, as long as the listing
contains the tire-rim combination installed as original equipment on the
vehicle by the manufacturer and conforms in content and format to the
requirements for tire-rim-inflation information set forth in Standard
Nos. 110, 120, 129 and 139 (Sec. Sec. 571.110, 571.120, 571.129 and
571.139 of this chapter).
(3) At the option of the manufacturer, additional GVWR-GAWR ratings
for operation of the vehicle at reduced speeds may be listed at the
bottom of the certification label following any information that is
required to be listed.
(i) [Reserved]
(j) A manufacturer may, at its option, provide information
concerning which tables in the document that accompanies the vehicle
pursuant to Sec. 575.6(a) of this chapter apply to the vehicle. This
information may not precede or interrupt the information required by
paragraph (g) of this section.
(k) In the case of passenger cars imported into the United States
under 49 CFR 591.5(f) to which the label required by this section has
not been affixed by the original assembler of the passenger car, a label
meeting the requirements of this paragraph shall be affixed before the
vehicle is imported into the United States, if the car is from a line
listed in appendix A of 49 CFR part 541. This label shall be in addition
to, and not in place of, the label required by paragraphs (a) through
(j), inclusive, of this section.
(1) The label shall be riveted or permanently affixed in such a
manner that it cannot be removed without destroying or defacing it.
(2) The label shall be affixed to either the hinge pillar, door-
latch post, or the door edge that meets the door-latch post, next to the
driver's seating position, or, if none of these locations is
practicable, to the left side of the instrument panel. If that location
is also not practicable, the label shall be affixed to the inward-facing
surface of the door next to the driver's seating position. The location
of the label shall be such that it is easily readable without moving any
part of the vehicle except an outer door.
(3) The lettering on the label shall be of a color that contrasts
with the background of the label.
(4) The label shall contain the following statements, in the English
language, lettered in block capitals and numerals not less than three
thirty-seconds of an inch high, in the order shown:
(i) Model year (if applicable) or year of manufacture and line of
the vehicle, as reported by the manufacturer that produced or assembled
the vehicle. ``Model year'' is used as defined in Sec. 593.4 of this
chapter. ``Line'' is used as defined in Sec. 541.4 of this chapter.
(ii) Name of the importer. The full corporate or individual name of
the importer of the vehicle shall be spelled out, except that such
abbreviations as ``Co.'' or ``Inc.'' and their foreign equivalents and
the middle initial of individuals, may be used. The name of the importer
shall be preceded by the words ``Imported By''.
(iii) The statement: ``This vehicle conforms to the applicable
Federal
[[Page 279]]
motor vehicle theft prevention standard in effect on the date of
manufacture.''
(l)(1) In the case of a passenger car imported into the United
States under 49 CFR 591.5(f) which does not have a vehicle
identification number that complies with 49 CFR 565.4 (b), (c), and (g)
at the time of importation, the Registered Importer shall permanently
affix a label to the vehicle in such a manner that, unless the label is
riveted, it cannot be removed without being destroyed or defaced. The
label shall be in addition to the label required by paragraph (a) of
this section, and shall be affixed to the vehicle in a location
specified in paragraph (c) of this section.
(2) The label shall contain the following statement, in the English
language, lettered in block capitals and numerals not less than 4 mm
high, with the location on the vehicle of the original manufacturer's
identification number provided in the blank: ORIGINAL MANUFACTURER'S
IDENTIFICATION NUMBER SUBSTITUTING FOR U.S. VIN IS LOCATED ______.
[70 FR 7430, Feb. 14, 2005, as amended at 76 FR 53078, Aug. 25, 2011; 77
FR 71717, Dec. 4, 2012; 87 FR 13232, Mar. 9, 2022]
Sec. 567.5 Requirements for manufacturers of vehicles manufactured
in two or more stages.
(a) Location of information labels for incomplete vehicles. Each
incomplete vehicle manufacturer or intermediate vehicle manufacturer
shall permanently affix a label to each incomplete vehicle, in the
location and form specified in Sec. 567.4, and in a manner that does
not obscure other labels. If the locations specified in 49 CFR 567.4(c)
are not practicable, the label may be provided as part of the IVD
package so that it can be permanently affixed in the acceptable
locations provided for in that subsection when the vehicle is
sufficiently manufactured to allow placement in accordance therewith.
(b) Incomplete vehicle manufacturers. (1) Except as provided in
paragraph (f) of this section and notwithstanding the certification of a
final-stage manufacturer under 49 CFR 567.5(d)(2)(v), each manufacturer
of an incomplete vehicle assumes legal responsibility for all
certification-related duties and liabilities under the Vehicle Safety
Act with respect to:
(i) Components and systems it installs or supplies for installation
on the incomplete vehicle, unless changed by a subsequent manufacturer;
(ii) The vehicle as further manufactured or completed by an
intermediate or final-stage manufacturer, to the extent that the vehicle
is completed in accordance with the IVD; and
(iii) The accuracy of the information contained in the IVD.
(2) Except as provided in paragraph (f) of this section, each
incomplete vehicle manufacturer shall affix an information label to each
incomplete vehicle that contains the following statements:
(i) Name of incomplete vehicle manufacturer preceded by the words
``incomplete vehicle MANUFACTURED BY'' or ``incomplete vehicle MFD BY''.
(ii) Month and year of manufacture of the incomplete vehicle. This
may be spelled out, as in ``JUNE 2000'', or expressed in numerals, as in
``6/00''. No preface is required.
(iii) ``Gross Vehicle Weight Rating'' or ``GVWR'' followed by the
appropriate value in kilograms and (pounds), which shall not be less
than the sum of the unloaded vehicle weight, rated cargo load, and 150
pounds times the number of the vehicle's designated seating positions,
if known. However, for school buses the minimum occupant weight
allowance shall be 120 pounds per passenger and 150 pounds for the
driver.
(iv) ``Gross Axle Weight Rating'' or ``GAWR,'' followed by the
appropriate value in kilograms and (pounds) for each axle, identified in
order from front to rear (e.g., front, first intermediate, second
intermediate, rear). The ratings for any consecutive axles having
identical gross axle weight ratings when equipped with tires having the
same tire size designation may be stated as a single value, with the
label indicating to which axles the ratings apply.
(v) Vehicle Identification Number.
(c) Intermediate manufacturers. (1) Except as provided in paragraphs
(f) and (g) of this section and notwithstanding
[[Page 280]]
the certification of a final-stage manufacturer under Sec.
567.5(d)(2)(v), each intermediate manufacturer of a vehicle manufactured
in two or more stages assumes legal responsibility for all
certification-related duties and liabilities under the Vehicle Safety
Act with respect to:
(i) Components and systems it installs or supplies for installation
on the incomplete vehicle, unless changed by a subsequent manufacturer;
(ii) The vehicle as further manufactured or completed by an
intermediate or final-stage manufacturer, to the extent that the vehicle
is completed in accordance with the addendum to the IVD furnished by the
intermediate vehicle manufacturer;
(iii) Any work done by the intermediate manufacturer on the
incomplete vehicle that was not performed in accordance with the IVD or
an addendum of a prior intermediate manufacturer; and
(iv) The accuracy of the information in any addendum to the IVD
furnished by the intermediate vehicle manufacturer.
(2) Except as provided in paragraphs (f) and (g) of this section,
each intermediate manufacturer of an incomplete vehicle shall affix an
information label, in a manner that does not obscure the labels applied
by previous stage manufacturers, to each incomplete vehicle, which
contains the following statements:
(i) Name of intermediate manufacturer, preceded by the words
``INTERMEDIATE MANUFACTURE BY'' or ``INTERMEDIATE MFR''.
(ii) Month and year in which the intermediate manufacturer performed
its last manufacturing operation on the incomplete vehicle. This may be
spelled out, as ``JUNE 2000'', or expressed as numerals, as ``6/00''. No
preface is required.
(iii) ``Gross Vehicle Weight Rating'' or ``GVWR'', followed by the
appropriate value in kilograms and (pounds), if different from that
identified by the incomplete vehicle manufacturer.
(iv) ``Gross Axle Weight Rating'' or ``GAWR'' followed by the
appropriate value in kilograms and (pounds), if different from that
identified by the incomplete vehicle manufacturer.
(v) Vehicle identification number.
(d) Final-stage manufacturers. (1) Except as provided in paragraphs
(f) and (g) of this section, each final-stage manufacturer of a vehicle
manufactured in two or more stages assumes legal responsibility for all
certification-related duties and liabilities under the Vehicle Safety
Act, except to the extent that the incomplete vehicle manufacturer or an
intermediate manufacturer has provided equipment subject to a safety
standard or expressly assumed responsibility for standards related to
systems and components it supplied and except to the extent that the
final-stage manufacturer completed the vehicle in accordance with the
prior manufacturers' IVD or any addendum furnished pursuant to 49 CFR
part 568, as to the Federal motor vehicle safety standards fully
addressed therein.
(2) Except as provided in paragraphs (f) and (g) of this section,
each final-stage manufacturer shall affix a certification label to each
vehicle, in a manner that does not obscure the labels applied by
previous stage manufacturers, and that contains the following
statements:
(i) Name of final-stage manufacturer, preceded by the words
``MANUFACTURED BY'' or ``MFD BY''.
(ii) Month and year in which final-stage manufacture is completed.
This may be spelled out, as in ``JUNE 2000'', or expressed in numerals,
as in ``6/00''. No preface is required.
(iii) ``Gross Vehicle Weight Rating'' or ``GVWR'' followed by the
appropriate value in kilograms and (pounds), which shall not be less
than the sum of the unloaded vehicle weight, rated cargo load, and 150
pounds times the number of the vehicle's designated seating positions.
However, for school buses the minimum occupant weight allowance shall be
120 pounds per passenger and 150 pounds for the driver.
(iv) ``GROSS AXLE WEIGHT RATING'' or ``GAWR'', followed by the
appropriate value in kilograms and (pounds) for each axle, identified in
order from front to rear (e.g., front, first intermediate, second
intermediate, rear). The ratings for any consecutive axles having
identical gross axle weight ratings when equipped with
[[Page 281]]
tires having the same tire size designation may be stated as a single
value, with the label indicating to which axles the ratings apply.
Examples of combined ratings: (a) All axles--2,400 kg (5,290 lb)
with LT245/75R16(E) tires;
(b) Front--5,215 kg (11,500 lb) with 295/75R22.5(G) tires;
(c) First intermediate to rear--9,070 kg (20,000 lb) with 295/
75R22.5(G) tires.
(v)(A) One of the following alternative certification statements:
(1) ``This vehicle conforms to all applicable Federal Motor Vehicle
Safety Standards, [and Bumper and Theft Prevention Standards, if
applicable] in effect in (month, year).''
(2) ``This vehicle has been completed in accordance with the prior
manufacturers' IVD, where applicable. This vehicle conforms to all
applicable Federal Motor Vehicle Safety Standards, [and Bumper and Theft
Prevention Standards, if applicable] in effect in (month, year).''
(3) ``This vehicle has been completed in accordance with the prior
manufacturers' IVD, where applicable, except for [insert FMVSS(s)]. This
vehicle conforms to all applicable Federal Motor Vehicle Safety
Standards, [and Bumper and Theft Prevention Standards if applicable] in
effect in (month, year).''
(B) The date shown in the statement required in paragraph
(d)(2)(v)(A) of this section shall not be earlier than the manufacturing
date provided by the incomplete or intermediate stage manufacturer and
not later than the date of completion of the final-stage manufacture.
(C) Notwithstanding the certification statements in paragraph
(d)(2)(v)(A) of this section, the legal responsibilities and liabilities
for certification under the Vehicle Safety Act shall be allocated among
the vehicle manufacturers as provided in 567.5(b)(1), (c)(1), and
(d)(1), and 49 CFR 568.4(a)(9).
(vi) Vehicle identification number.
(vii) The type classification of the vehicle as defined in 49 CFR
571.3 (e.g., truck, MPV, bus, trailer).
(e) More than one set of figures for GVWR and GAWR, and one or more
tire sizes, may be listed in satisfaction of the requirements of
paragraphs (d)(2)(iii) and (iv) of this section, as provided in Sec.
567.4(h).
(f) If an incomplete vehicle manufacturer assumes legal
responsibility for all duties and liabilities for certification under
the Vehicle Safety Act, with respect to the vehicle as finally
manufactured, the incomplete vehicle manufacturer shall ensure that a
label is affixed to the final vehicle in conformity with paragraph (d)
of this section, except that the name of the incomplete vehicle
manufacturer shall appear instead of the name of the final-stage
manufacturer after the words ``MANUFACTURED BY'' or ``MFD BY'' required
by paragraph (d)(2)(i) of this section.
(g) If an intermediate manufacturer of a vehicle assumes legal
responsibility for all duties and liabilities for certification under
the Vehicle Safety Act, with respect to the vehicle as finally
manufactured, the intermediate manufacturer shall ensure that a label is
affixed to the final vehicle in conformity with paragraph (d) of this
section, except that the name of the intermediate manufacturer shall
appear instead of the name of the final-stage manufacturer after the
words ``MANUFACTURED BY'' or ``MFD BY'' required by paragraph (f) of
this section.
Sec. 567.6 Requirements for persons who do not alter certified vehicles
or do so with readily attachable components.
A person who does not alter a motor vehicle or who alters such a
vehicle only by the addition, substitution, or removal of readily
attachable components such as mirrors or tires and rim assemblies, or
minor finishing operations such as painting, in such a manner that the
vehicle's stated weight ratings are still valid, need not affix a label
to the vehicle, but shall allow a manufacturer's label that conforms to
the requirements of this part to remain affixed to the vehicle. If such
a person is a distributor of the motor vehicle, allowing the
manufacturer's label to remain affixed to the vehicle shall satisfy the
distributor's certification requirements under the Vehicle Safety Act.
[[Page 282]]
Sec. 567.7 Requirements for persons who alter certified vehicles.
(a) With respect to the vehicle alterations it performs, an alterer:
(1) Has a duty to determine continued conformity of the altered
vehicle with applicable Federal motor vehicle safety, Bumper, and Theft
Prevention standards, and
(2) Assumes legal responsibility for all duties and liabilities for
certification under the Vehicle Safety Act.
(b) The vehicle manufacturer's certification label and any
information labels shall remain affixed to the vehicle and the alterer
shall affix to the vehicle an additional label in the manner and
location specified in Sec. 567.4, in a manner that does not obscure any
previously applied labels, and containing the following information:
(1) The statement: ``This vehicle was altered by (individual or
corporate name) in (month and year in which alterations were completed)
and as altered it conforms to all applicable Federal Motor Vehicle
Safety, Bumper and Theft Prevention Standards affected by the alteration
and in effect in (month, year).'' The second date shall be no earlier
than the date of manufacture of the certified vehicle (as specified on
the certification label), and no later than the date alterations were
completed.
(2) If the gross vehicle weight rating or any of the gross axle
weight ratings of the vehicle as altered are different from those shown
on the original certification label, the modified values shall be
provided in the form specified in Sec. 567.4(g)(3) and (4).
(3) If the vehicle as altered has a different type classification
from that shown on the original certification label, the type as
modified shall be provided.
Sec. 567.8 Requirements for manufacturers of replica motor vehicles.
(a) Each manufacturer of a replica motor vehicle shall affix to each
vehicle a label, of the type and in the manner described below,
containing the statements specified in paragraph (e) of this section.
(b) The label shall be riveted or permanently affixed in such a
manner that it cannot be removed without destroying or defacing it.
(c) The label shall be affixed to either the hinge pillar, door-
latch post, or the door edge that meets the door-latch post, next to the
driver's seating position, or if none of these locations is practicable,
to the left side of the instrument panel. If that location is also not
practicable, the label shall be affixed to the inward-facing surface of
the door next to the driver's seating position. If none of the preceding
locations is practicable, notification of that fact, together with
drawings or photographs showing a suggested alternate location in the
same general area, shall be submitted for approval to the Administrator,
National Highway Traffic Safety Administration, 1200 New Jersey Avenue
SE, Washington, DC 20590. The location of the label shall be such that
it is easily readable without moving any part of the vehicle except an
outer door.
(d) The lettering on the label shall be of a color that contrasts
with the background of the label.
(e) The label shall contain the following information and
statements, in the English language, lettered in block capitals and
numerals not less than three thirty-seconds of an inch high, in the
order shown:
(1) Name of manufacturer: Except as provided in paragraphs (e)(1)(i)
and (ii) of this section, the full corporate or individual name of the
actual assembler of the vehicle shall be spelled out, except that such
abbreviations as ``Co.'' or ``Inc.'' and their foreign equivalents, and
the first and middle initials of individuals, may be used. The name of
the manufacturer shall be preceded by the words ``Manufactured By'' or
``Mfd By.''
(2) Month and year of manufacture: This shall be the time during
which work was completed at the place of main assembly of the vehicle.
It may be spelled out, as ``June 2000,'' or expressed in numerals, as
``6/00.''
(3) ``Gross Vehicle Weight Rating'' or ``GVWR'' followed by the
appropriate value in pounds, which shall not be less than the sum of the
unloaded vehicle weight, rated cargo load, and 150 pounds times the
number of the vehicle's designated seating positions.
[[Page 283]]
(4) ``Gross Axle Weight Rating'' or ``GAWR,'' followed by the
appropriate value in pounds, for each axle, identified in order from
front to rear (e.g., front, first intermediate, second intermediate,
rear). The ratings for any consecutive axles having identical gross axle
weight ratings when equipped with tires having the same tire size
designation may, at the option of the manufacturer, be stated as a
single value, with the label indicating to which axles the ratings
apply.
(i) Examples of combined ratings: GAWR:
(A) All axles--2,400 kg (5,290 lb.) with LT245/75R16(E) tires.
(B) Front--5,215 kg (11,500 lb.) with 295/75R22.5(G) tires.
(C) First intermediate to rear--9,070 kg (20,000 lb.) with 295/
75R22.5(G) tires.
(ii) [Reserved]
(5) The following statement: ``This vehicle is a replica motor
vehicle that replicates a [insert make and model of the replicated motor
vehicle] originally manufactured in model year [insert year].''
(6) Either:
(i) The statement: ``This replica motor vehicle is exempt from the
following Federal motor vehicle safety, theft prevention, and bumper
standards in effect on [insert the date of manufacture of the replica
motor vehicle] for [insert replica's type of motor vehicle (e.g.,
passenger cars)]: [insert a list of all standards from which the vehicle
exempt pursuant to 49 U.S.C. 30114(b)].'' (The expression ``U.S.'' or
``U.S.A.'' may be inserted before the word ``Federal.''); or
(ii) The statement: ``This replica motor vehicle is exempt from the
Federal motor vehicle safety, theft prevention, and bumper standards in
effect on [insert the date of manufacture of the replica motor vehicle]
for [insert replica's type of motor vehicle (e.g., passenger cars)] that
are listed on the label found in [insert location of label listing
standards from which the vehicle is exempt under 49 U.S.C. 30114(b)]'';
and
(7) Vehicle identification number.
(f) If the label required under paragraph (a) includes the statement
found in paragraph (e)(6)(ii) of this section, the manufacturer must
affix to the replica motor vehicle a second label that meets the
following criteria:
(1) The label shall be riveted or permanently affixed to the vehicle
in such a manner that it cannot be removed without destroying or
defacing it;
(2) The label shall be affixed to the location identified in
paragraph (e)(6)(ii).
(3) The lettering on the label shall be of a color that contrasts
with the background of the label.
(4) The label shall contain the following statements, in the English
language, lettered in block capitals and numerals not less than three
thirty-seconds of an inch high: ``This replica motor vehicle is exempt
from the following Federal motor vehicle safety, theft prevention, and
bumper standards in effect on [insert the date of manufacture of the
replica motor vehicle] for [insert replica's type of motor vehicle
(e.g., passenger cars)]: [insert a list of all standards for which the
vehicle is exempt pursuant to 49 U.S.C. 30114(b)].''
[87 FR 13232, Mar. 9, 2022]
PART 568_VEHICLES MANUFACTURED IN TWO OR MORE STAGES_ALL INCOMPLETE,
INTERMEDIATE AND FINAL-STAGE MANUFACTURERS OF VEHICLES MANUFACTURED
IN TWO OR MORE STAGES--Table of Contents
Sec.
568.1 Purpose and scope.
568.2 Application.
568.3 Definitions.
568.4 Requirements for incomplete vehicle manufacturers.
568.5 Requirements for intermediate manufacturers.
568.6 Requirements for final-stage manufacturers.
568.7 Requirements for manufacturers who assume legal responsibility for
a vehicle.
Authority: 49 U.S.C. 30111, 30115, 30117, 30166 delegation of
authority at 49 CFR 1.50.
Source: 70 FR 7434, Feb. 14, 2005, unless otherwise noted.
Sec. 568.1 Purpose and scope.
The purpose of this part is to prescribe the method by which
manufacturers of vehicles manufactured in two or more stages shall
ensure conformity of those vehicles with the Federal
[[Page 284]]
motor vehicle safety standards (``standards'') and other regulations
issued under the National Traffic and Motor Vehicle Safety Act, as
amended (49 U.S.C. Sec. 30115) and the Motor Vehicle Information and
Cost Savings Act, as amended (49 U.S.C. 32504 and 33108(c)).
Sec. 568.2 Application.
This part applies to incomplete vehicle manufacturers, intermediate
manufacturers, and final-stage manufacturers of vehicles manufactured in
two or more stages.
Sec. 568.3 Definitions.
All terms that are defined in the Act and the rules and standards
issued under its authority are used as defined therein. The term
``bumper'' has the meaning assigned to it in Title I of the Cost Savings
Act and the rules and standards issued under its authority. The
definitions contained in 49 CFR part 567 apply to this part.
Sec. 568.4 Requirements for incomplete vehicle manufacturers.
(a) The incomplete vehicle manufacturer shall furnish for each
incomplete vehicle, at or before the time of delivery, an incomplete
vehicle document (``IVD'') that contains the following statements, in
the order shown, and all other information required by this part to be
included therein:
(1) Name and mailing address of the incomplete vehicle manufacturer.
(2) Month and year during which the incomplete vehicle manufacturer
performed its last manufacturing operation on the incomplete vehicle.
(3) Identification of the incomplete vehicle(s) to which the
document applies. The identification shall be by vehicle identification
number (VIN) or groups of VINs to permit a person to ascertain
positively that a document applies to a particular incomplete vehicle
after the document has been removed from the vehicle.
(4) Gross vehicle weight rating (GVWR) of the completed vehicle for
which the incomplete vehicle is intended.
(5) Gross axle weight rating (GAWR) for each axle of the completed
vehicle for which the incomplete vehicle is intended, listed and
identified in order from front to rear (e.g., front, first intermediate,
second intermediate, rear). The ratings for any consecutive axles having
identical gross axle weight ratings when equipped with tires having the
same tire size designation may, at the option of the incomplete vehicle
manufacturer, be stated as a single value, with the label indicating to
which axles the ratings apply.
Examples of combined ratings: (a) All axles--2,400 kg (5,290 lb)
with LT245/75R16(E) tires;
(b) Front--5,215 kg (11,500 lb) with 295/75R22.5(G) tires.
(c) First intermediate to rear--9,070 kg (20,000 lb) with 295/
75R22.5(G) tires.
(6) Listing of the vehicle types as defined in 49 CFR 571.3 (e.g.,
truck, MPV, bus, trailer) into which the incomplete vehicle may
appropriately be manufactured.
(7) Listing, by number, of each standard, in effect at the time of
manufacture of the incomplete vehicle, that applies to any of the
vehicle types listed in paragraph (a)(6) of this section, followed in
each case by one of the following three types of statement, as
applicable:
(i) Type 1--A statement that the vehicle when completed will conform
to the standard if no alterations are made in identified components of
the incomplete vehicle.
Example: 104-This vehicle when completed will conform to FMVSS No.
104, Windshield Wiping and Washing Systems, if no alterations are made
in the windshield wiper components.
(ii) Type 2--A statement of specific conditions of final manufacture
under which the manufacturer specifies that the completed vehicle will
conform to the standard.
Example: 121--This vehicle when completed will conform to FMVSS No.
121, Air Brake Systems, if it does not exceed any of the gross axle
weight ratings, if the center of gravity at GVWR is not higher than nine
feet above the ground, and if no alterations are made in any brake
system component.
(iii) Type 3--A statement that conformity with the standard cannot
be determined based upon the components supplied on the incomplete
vehicle, and
[[Page 285]]
that the incomplete vehicle manufacturer makes no representation as to
conformity with the standard.
(8) Each document shall contain a table of contents or chart
summarizing all the standards applicable to the vehicle pursuant to 49
CFR 568.4(a)(7).
(9) A certification that the statements contained in the incomplete
vehicle document are accurate as of the date of manufacture of the
incomplete vehicle and can be used and relied on by any intermediate
and/or final-stage manufacturer as a basis for certification.
(b) To the extent the IVD expressly incorporates by reference body
builder or other design and engineering guidance (Reference Material),
the incomplete vehicle manufacturer shall make such Reference Material
readily available to subsequent manufacturers. Reference Materials
incorporated by reference in the IVD shall be deemed to be part of the
IVD.
(c) The IVD shall be attached to the incomplete vehicle in such a
manner that it will not be inadvertently detached, or alternatively, it
may be sent directly to a final-stage manufacturer, intermediate
manufacturer or purchaser for purposes other than resale to whom the
incomplete vehicle is delivered. The Reference Material in paragraph (b)
of this section need not be attached to each vehicle.
[70 FR 7434, Feb. 14, 2005, as amended at 71 FR 28197, May 15, 2006]
Sec. 568.5 Requirements for intermediate manufacturers.
Each intermediate manufacturer of a vehicle manufactured in two or
more stages shall furnish to the final-stage manufacturer the document
required by 49 CFR 568.4 in the manner specified in that section. If any
of the changes in the vehicle made by the intermediate manufacturer
affects the validity of the statements in the IVD, that manufacturer
shall furnish an addendum to the IVD that contains its name and mailing
address and an indication of all changes that should be made in the IVD
to reflect changes that it made to the vehicle. The addendum shall
contain a certification by the intermediate manufacturer that the
statements contained in the addendum are accurate as of the date of
manufacture by the intermediate manufacturer and can be used and relied
on by any subsequent intermediate manufacturer(s) and the final-stage
manufacturer as a basis for certification.
Sec. 568.6 Requirements for final-stage manufacturers.
Each final-stage manufacturer shall complete the vehicle in such a
manner that it conforms to the applicable standards in effect on the
date selected by the final-stage manufacturer, including the date of
manufacture of the incomplete vehicle, the date of final completion, or
a date between those two dates. This requirement shall, however, be
superseded by any conflicting provisions of a standard that applies by
its terms to vehicles manufactured in two or more stages.
Sec. 568.7 Requirements for manufacturers who assume
legal responsibility for a vehicle.
(a) If an incomplete vehicle manufacturer assumes legal
responsibility for all duties and liabilities imposed on manufacturers
by the National Traffic and Motor Vehicle Safety Act, as amended (49
U.S.C. chapter 301) (hereafter referred to as the Act), with respect to
a vehicle as finally manufactured, the requirements of Sec. Sec. 568.4,
568.5 and 568.6 do not apply to that vehicle. In such a case, the
incomplete vehicle manufacturer shall ensure that a label is affixed to
the final vehicle in conformity with 49 CFR 567.5(f).
(b) If an intermediate manufacturer of a vehicle assumes legal
responsibility for all duties and liabilities imposed on manufacturers
by the Vehicle Safety Act, with respect to the vehicle as finally
manufactured, Sec. Sec. 568.5 and 568.6 do not apply to that vehicle.
In such a case, the intermediate manufacturer shall ensure that a label
is affixed to the final vehicle in conformity with 49 CFR 567.5(g). The
assumption of responsibility by an intermediate manufacturer does not,
however, change the requirements for incomplete vehicle manufacturers in
Sec. 568.4.
[[Page 286]]
PART 569_REGROOVED TIRES--Table of Contents
Sec.
569.1 Purpose and scope.
569.3 Definitions.
569.5 Applicability.
569.7 Requirements.
569.9 Labeling of regroovable tires.
Authority: Secs. 119, 204, 80 Stat. 728, 729 (15 U.S.C. 1407, 1424);
and Secretary's delegation of authority, 49 CFR 1.4(c).
Sec. 569.1 Purpose and scope.
This part sets forth the conditions under which regrooved and
regroovable tires manufactured or regrooved after the effective date of
the regulation may be sold, offered for sale, introduced for sale or
delivered for introduction into interstate commerce.
[42 FR 21613, Apr. 28, 1977]
Sec. 569.3 Definitions.
(a) Statutory definitions. All terms used in this part that are
defined in section 102 of the National Traffic and Motor Vehicle Safety
Act of 1966 (15 U.S.C. 1391) are used as defined in the Act.
(b) Motor Vehicle Safety Standard definitions. Unless otherwise
indicated, all terms used in this part that are defined in the Motor
Vehicle Safety Standards, part 571, of this subchapter (hereinafter
``The Standards''), are used as defined therein without regard to the
applicability of a standard in which a definition is contained.
(c) Regroovable tire means a tire, either original tread or retread,
designed and constructed with sufficient tread material to permit
renewal of the tread pattern or the generation of a new tread pattern in
a manner which conforms to this part.
(d) Regrooved tire means a tire, either original tread or retread,
on which the tread pattern has been renewed or a new tread has been
produced by cutting into the tread of a worn tire to a depth equal to or
deeper than the molded original groove depth.
[34 FR 1150, Jan. 24, 1969. Redesignated at 35 FR 5118, Mar. 26, 1970]
Sec. 569.5 Applicability.
(a) General. Except as provided in paragraph (b) of this section,
this part applies to all motor vehicle regrooved or regroovable tires
manufactured or regrooved after the effective date of the regulation.
(b) Export. This part does not apply to regrooved or regroovable
tires intended solely for export and so labeled or tagged.
[34 FR 1150, Jan. 24, 1969. Redesignated at 35 FR 5118, Mar. 26, 1970]
Sec. 569.7 Requirements.
(a) Regrooved tires. (1) Except as permitted by paragraph (a)(2) of
this section, no person shall sell, offer for sale, or introduce or
deliver for introduction into interstate commerce regrooved tires
produced by removing rubber from the surface of a worn tire tread to
generate a new tread pattern. Any person who regrooves tires and leases
them to owners or operators of motor vehicles and any person who
regrooves his own tires for use on motor vehicles is considered to be a
person delivering for introduction into interstate commerce within the
meaning of this part.
(2) A regrooved tire may be sold, offered for sale, or introduced
for sale or delivered for introduction into interstate commerce only if
it conforms to each of the following requirements:
(i) The tire being regrooved shall be a regroovable tire;
(ii) After regrooving, cord material below the grooves shall have a
protective covering of tread material at least \3/32\-inch thick;
(iii) After regrooving, the new grooves generated into the tread
material and any residual original molded tread groove which is at or
below the new regrooved depth shall have a minimum of 90 linear inches
of tread edges per linear foot of the circumference;
(iv) After regrooving, the new groove width generated into the tread
material shall be a minimum of \3/16\-inch and a maximum of \5/16\-inch;
(v) After regrooving, all new grooves cut into the tread shall
provide unobstructed fluid escape passages; and
(vi) After regrooving, the tire shall not contain any of the
following defects, as determined by a visual examination of the tire
either mounted on the rim, or dismounted, whichever is applicable:
[[Page 287]]
(A) Cracking which extends to the fabric,
(B) Groove cracks or wear extending to the fabric, or
(C) Evidence of ply, tread, or sidewall separation;
(vii) If the tire is siped by cutting the tread surface without
removing rubber, the tire cord material shall not be damaged as a result
of the siping process, and no sipe shall be deeper than the original or
retread groove depth.
(b) Siped regroovable tires. No person shall sell, offer for sale,
or introduce for sale or deliver for introduction into interstate
commerce a regroovable tire that has been siped by cutting the tread
surface without removing rubber if the tire cord material is damaged as
a result of the siping process, or if the tire is siped deeper than the
original or retread groove depth.
[39 FR 15039, Apr. 30, 1974, as amended at 42 FR 21613, Apr. 28, 1977]
Sec. 569.9 Labeling of regroovable tires.
(a) Regroovable tires. After August 30, 1969, each tire designed and
constructed for regrooving shall be labeled on both sidewalls with the
word ``Regroovable'' molded on or into the tire in raised or recessed
letters 0.025 to 0.040 inch. The word ``Regroovable'' shall be in
letters 0.38 to 0.50 inch in height and not less than 4 inches and not
more than 6 inches in length. The lettering shall be located in the
sidewall of the tire between the maximum section width and the bead in
an area which will not be obstructed by the rim flange.
[34 FR 1150, Jan. 24, 1969; 34 FR 1830, Feb. 7, 1969]
PART 570_VEHICLE IN USE INSPECTION STANDARDS--Table of Contents
Subpart A_Vehicles With GVWR of 10,000 Pounds or Less
Sec.
570.1 Scope.
570.2 Purpose.
570.3 Applicability.
570.4 Definitions.
570.5 Service brake system.
570.6 Brake power unit.
570.7 Steering systems.
570.8 Suspension systems.
570.9 Tires.
570.10 Wheel assemblies.
Subpart B_Vehicles With GVWR of More Than 10,000 Pounds
570.51 Scope.
570.52 Purpose.
570.53 Applicability.
570.54 Definitions.
570.55 Hydraulic brake system.
570.56 Vacuum brake assist unit and vacuum brake system.
570.57 Air brake system and air-over-hydraulic brake subsystem.
570.58 Electric brake system.
570.59 Service brake system.
570.60 Steering system.
570.61 Suspension system.
570.62 Tires.
570.63 Wheel assemblies.
Authority: Secs. 103, 108, 119, Pub. L. 89-563, 80 Stat. 718 (15
U.S.C. 1392, 1397, 1407); delegation of authority at 49 CFR 1.50.
Subpart A_Vehicles With GVWR of 10,000 Pounds or Less
Source: 38 FR 23950, Sept. 5, 1973, unless otherwise noted.
Sec. 570.1 Scope.
This part specifies standards and procedures for inspection of
hydraulic service brake systems, steering and suspension systems, and
tire and wheel assemblies of motor vehicles in use.
Sec. 570.2 Purpose.
The purpose of this part is to establish criteria for the inspection
of motor vehicles by State inspection systems, in order to reduce death
and injuries attributable to failure or inadequate performance of motor
vehicle systems.
Sec. 570.3 Applicability.
This part does not in itself impose requirements on any person. It
is intended to be implemented by States through the highway safety
program standards issued under the Highway Safety Act (23 U.S.C. 402)
with respect to inspection of motor vehicles with gross vehicle weight
rating of 10,000 pounds or less, except motorcycles or trailers.
Sec. 570.4 Definitions.
Unless otherwise indicated, all terms used in this part that are
defined in 49 CFR part 571, Motor Vehicle Safety
[[Page 288]]
Standards, are used as defined in that part.
Sec. 570.5 Service brake system.
Unless otherwise noted, the force to be applied during inspection
procedures to power-assisted and full-power brake systems is 25 lb, and
to all other systems, 50 lb.
(a) Failure indicator. The brake system failure indicator lamp, if
part of a vehicle's original equipment, shall be operable. (This lamp is
required by Federal Motor Vehicle Safety Standard No. 105, 49 CFR
571.105, on every new passenger car manufactured on or after January 1,
1968, and on other types of motor vehicles manufactured on or after
September 1, 1975.)
(1) Inspection procedure. Apply the parking brake and turn the
ignition to start, or verify lamp operation by other means indicated by
the vehicle manufacturer that the brake system failure indicator lamp is
operable.
(b) Brake system integrity. The brake system shall demonstrate
integrity as indicated by no perceptible decrease in pedal height under
a 125 pound force applied to the brake pedal or by no illumination of
the brake system failure indicator lamp. The brake system shall
withstand the application of force to the pedal without failure of any
line or other part.
(1) Inspection procedures. With the engine running on vehicles
equipped with power brake systems, and the ignition turned to ``on'' in
other vehicles, apply a force of 125 pounds to the brake pedal and hold
for 10 seconds. Note any decrease in pedal height, and whether the lamp
illuminates.
(c) Brake pedal reserve. When the brake pedal is fully depressed,
the distance that the pedal has traveled from its free position shall be
not greater than 80 percent of the total distance from its free position
to the floorboard or other object that restricts pedal travel.
(1) Inspection procedure. Measure the distance (A) from the free
pedal position to the floorboard or other object that restricts brake
pedal travel. Depress the brake pedal, and with the force applied
measure the distance (B) from the depressed pedal position to the
floorboard or other object that restricts pedal travel.
Determine the percentage as
[(A-B)/A] x 100.
The engine must be operating when power-assisted brakes are checked. The
pedal reserve check is not required for vehicles equipped with full
power (central hydraulic) brake systems, or to vehicles with brake
systems designed to operate with greater than 80 percent pedal travel.
(d) Service brake performance. Compliance with one of the following
performance criteria will satisfy the requirements of this section.
Verify that tire inflation pressure is within the limits recommended by
vehicle manufacturer before conducting either of the following tests.
(1) Roller-type or drive-on platform tests. The force applied by the
brake on a front wheel or a rear wheel shall not differ by more than 20
percent from the force applied by the brake on the other front wheel or
the other rear wheel respectively.
(i) Inspection procedure. The vehicle shall be tested on a drive-on
platform, or a roller-type brake analyzer with the capability of
measuring equalization. The test shall be conducted in accordance with
the test equipment manufacturer's specifications. Note the left to right
brake force variance.
(2) Road test. The service brake system shall stop the vehicle in a
distance of 25 feet or less from a speed of 20 miles per hour without
leaving a 12-foot-wide lane.
(i) Inspection procedure. The road test shall be conducted on a
level (not to exceed plus or minus one percent grade) dry, smooth, hard-
surfaced road that is free from loose material, oil, or grease. The
service brakes shall be applied at a vehicle speed of 20 miles per hour
and the vehicle shall be brought to a stop as specified. Measure the
distance required to stop.
(e) Brake hoses and assemblies. Brake hoses shall not be mounted so
as to contact the vehicle body or chassis. Hoses shall not be cracked,
chafed, or flattened. Protective devices, such as ``rub rings,'' shall
not be considered part of the hose or tubing.
[[Page 289]]
(1) Inspection procedure. Examine visually, inspecting front brake
hoses through all wheel positions from full left to full right for
conditions indicated.
Note: To inspect for paragraphs (f), (g), and (h) of this section,
remove at a minimum one front wheel and one rear wheel.
(f) Disc and drum condition. If the drum is embossed with a maximum
safe diameter dimension or the rotor is embossed with a minimum safety
thickness dimension, the drum or disc shall be within the appropriate
specifications. These dimensions will be found on motor vehicles
manufactured since January 1, 1971, and may be found on vehicles
manufactured for several years prior to that time. If the drums and
discs are not embossed, the drums and discs shall be within the
manufacturer's specifications.
(1) Inspection procedure. Examine visually for condition indicated,
measuring as necessary.
(g) Friction materials. On each brake the thickness of the lining or
pad shall not be less than one thirty-second of an inch over the rivet
heads, or the brake shoe on bonded linings or pads. Brake linings and
pads shall not have cracks or breaks that extend to rivet holes except
minor cracks that do not impair attachment. Drum brake linings shall be
securely attached to brake shoes. Disc brake pads shall be securely
attached to shoe plates.
(1) Inspection procedure. Examine visually for conditions indicated,
and measure height of rubbing surface of lining over rivet heads.
Measure bonded lining thickness over shoe surface at the thinnest point
on the lining or pad.
(h) Structural and mechanical parts. Backing plates and caliper
assemblies shall not be deformed or cracked. System parts shall not be
broken, misaligned, missing, binding, or show evidence of severe wear.
Automatic adjusters and other parts shall be assembled and installed
correctly.
(1) Inspection procedure. Examine visually for conditions indicated.
[38 FR 23950, Sept. 5, 1973; 38 FR 25685, Sept. 14, 1973, as amended at
39 FR 12868, Apr. 9, 1974; 39 FR 17321, May 15, 1974]
Sec. 570.6 Brake power unit.
(a) Vacuum hoses shall not be collapsed, abraded, broken, improperly
mounted, or audibly leaking. With residual vacuum exhausted and a
constant 25 pound force on the brake pedal, the pedal shall fall
slightly when the engine is started, demonstrating integrity of the
power assist system. This test is not applicable to vehicles equipped
with full power brake system as the service brake performance test shall
be considered adequate test of system performance.
(1) Inspection procedure. With engine running, examine hoses
visually and aurally for conditions indicated. Stop engine and apply
service brakes several times to destroy vacuum in system. Depress brake
pedal with 25 pounds of force and while maintaining that force, start
the engine. If brake pedal does not fall slightly under force when the
engine starts, there is a malfunction in the power assist system.
Sec. 570.7 Steering systems.
(a) System play. Lash or free play in the steering system shall not
exceed values shown in Table 1.
(1) Inspection procedure. With the engine on and the wheels in the
straight ahead position, turn the steering wheel in one direction until
there is a perceptible movement of a front wheel. If a point on the
steering wheel rim moves more than the value shown in Table 1 before
perceptible return movement of the wheel under observation, there is
excessive lash or free play in the steering system.
Table 1--Steering System Free Play Values
------------------------------------------------------------------------
Lash
Steering wheel diameter (inches) (inches)
------------------------------------------------------------------------
16 or less.................................................. 2
18.......................................................... 2\1/4\
20.......................................................... 2\1/2\
22.......................................................... 2\3/4\
------------------------------------------------------------------------
(b) Linkage play. Free play in the steering linkage shall not exceed
one-quarter of an inch.
(1) Inspection procedure. Elevate the front end of the vehicle to
load the ball joints. Insure that wheel bearings are correctly adjusted.
Grasp the front and rear of a tire and attempt to turn the
[[Page 290]]
tire and wheel assembly left and right. If the free movement at the
front or rear tread of the tire exceeds one-quarter inch there is
excessive steering linkage play.
(c) Free turning. Steering wheels shall turn freely through the
limit of travel in both directions.
(1) Inspection procedure. Turn off steering wheel through the limit
of travel in both directions. Feel for binding or jamming in the
steering gear mechanism.
(d) Alignment. Toe-in and toe-out measurements shall not be greater
than 1.5 times the value listed in the vehicle manufacturer's service
specification for alignment setting.
(1) Inspection procedure. Verify that toe-in or toe-out is not
greater than 1.5 times the values listed in the vehicle manufacturer's
service specification for alignment settings as measured by a bar-type
scuff gauge or other toe-in measuring device. Values to convert toe-in
readings in inches to scuff gauge readings in ft/mi side-slip for
different wheel sizes are provided in Table I. Tire diameters used in
computing scuff gauge readings are based on the average maximum tire
dimensions of grown tires in service for typical wheel and tire
assemblies.
Table I--Toe-in Settings From Vehicle MFR's Service Specifications
--------------------------------------------------------------------------------------------------------------------------------------------------------
Nominal Readings in feet per mile sideslip
tire -----------------------------------------------------------------------------------------
Wheel size (inches) diameter \1/16\ \3/16\ \5/16\ \7/16\ \9/16\
(inches) in \1/8\ in in \1/4\ in in \3/8\ in in \1/2\ in in
--------------------------------------------------------------------------------------------------------------------------------------------------------
13.................................................. 25.2 13.1 26.2 39.3 52.4 65.5 78.6 91.7 104.8 117.9
14.................................................. 26.4 12.5 25.0 37.5 50.0 62.5 75.0 87.5 100.0 112.5
15.................................................. 28.5 11.5 23.0 34.5 46.0 57.5 69.0 80.5 92.0 103.5
16.................................................. 35.6 9.3 18.6 27.9 37.2 46.5 55.8 65.1 74.4 83.7
--------------------------------------------------------------------------------------------------------------------------------------------------------
(e) Power steering system. The power steering system shall not have
cracked or slipping belts, or insufficient fluid in the reservoir.
(1) Inspection procedure. Examine fluid reservoir and pump belts for
conditions indicated.
[38 FR 23950, Sept. 5, 1973, as amended at 39 FR 12868, Apr. 9, 1974]
Sec. 570.8 Suspension systems.
(a) Suspension condition. Ball joint seals shall not be cut or
cracked. Structural parts shall not be bent or damaged. Stabilizer bars
shall be connected. Springs shall not be broken, or extended above the
vehicle manufacturer's design height. Spacers, if installed, shall be
installed on both front springs, both rear springs, or on all four
springs. Shock absorber mountings, shackles, and U-bolts shall be
securely attached. Rubber bushings shall not be cracked, extruded out
from or missing from suspension joints. Radius rods shall not be missing
or damaged.
(1) Inspection procedure. Examine front and rear end suspension
parts for conditions indicated.
(b) Shock absorber condition. There shall be no oil on the shock
absorber housing attributable to leakage by the seal, and the vehicle
shall not continue free rocking motion for more than two cycles.
(1) Inspection procedure. Examine shock absorbers for oil leaking
from within, then with vehicle on a level surface, push down on one end
of vehicle and release. Note number of cycles of free rocking motion.
Repeat procedure at other end of vehicle.
[38 FR 23950, Sept. 5, 1973, as amended at 44 FR 68470, Nov. 29, 1979]
Sec. 570.9 Tires.
(a) Tread depth. The tread on each tire shall be not less than two
thirty-seconds of an inch deep.
(1) Inspection procedure. Passenger car tires have tread depth
indicators that become exposed when tread depth is less than two thirty-
seconds of an inch. Inspect for indicators in any two adjacent major
grooves at three locations spaced approximately equally around the
outside of the tire. For vehicles other than passenger cars, it may be
[[Page 291]]
necessary to measure tread depth with a tread gauge.
(b) Type. Vehicle shall be equipped with tires on the same axle that
are matched in tire size designation, construction, and profile.
(1) Inspection procedures. Examine visually. A major mismatch in
tire size designation, construction, and profile between tires on the
same axle, or a major deviation from the size as recommended by the
manufacturer (e.g., as indicated on the glove box placard on 1968 and
later passenger cars) are causes for rejection.
(c) General condition. Tires shall be free from chunking, bumps,
knots, or bulges evidencing cord, ply, or tread separation from the
casing or other adjacent materials.
(1) Inspection procedure. Examine visually for conditions indicated.
(d) Damage. Tire cords or belting materials shall not be exposed,
either to the naked eye or when cuts or abrasions on the tire are
probed.
(1) Inspection procedures. Examine visually for conditions
indicated, using a blunt instrument if necessary to probe cuts or
abrasions.
[38 FR 23950, Sept. 5, 1973, as amended at 39 FR 12868, Apr. 9, 1974; 39
FR 19781, June 4, 1974]
Sec. 570.10 Wheel assemblies.
(a) Wheel integrity. A tire rim, wheel disc, or spider shall have no
visible cracks, elongated bolt holes, or indication of repair by
welding.
(1) Inspection procedure. Examine visually for conditions indicated.
(b) Deformation. The lateral and radial runout of each rim bead area
shall not exceed one-eighth of an inch of total indicated runout.
(1) Inspection procedure. Using a runout indicator gauge, and a
suitable stand, measure lateral and radial runout of rim bead through
one full wheel revolution and note runout in excess of one-eighth of an
inch.
(c) Mounting. All wheel nuts and bolts shall be in place and tight.
(1) Inspection procedure. Check wheel retention for conditions
indicated.
[38 FR 23950, Sept. 5, 1973, as amended at 39 FR 12868, Apr. 9, 1974]
Subpart B_Vehicles With GVWR of More Than 10,000 Pounds
Source: 39 FR 26027, July 16, 1974, unless otherwise noted.
Sec. 570.51 Scope.
This part specifies standards and procedures for the inspection of
brake, steering and suspension systems, and tire and wheel assemblies,
of motor vehicles in use with a gross vehicle weight rating of more than
10,000 pounds.
Sec. 570.52 Purpose.
The purpose of this part is to establish criteria for the inspection
of motor vehicles through State inspection programs, in order to reduce
deaths and injuries attributable to failure or inadequate performance of
the motor vehicle systems covered by this part.
Sec. 570.53 Applicability.
This part does not in itself impose requirements on any person. It
is intended to be implemented by States through the highway safety
program standards issued under the Highway Safety Act (23 U.S.C. 402)
with respect to inspection of motor vehicles with gross vehicle weight
rating greater than 10,000 pounds, except mobile structure trailers.
[39 FR 28980, Aug. 13, 1974]
Sec. 570.54 Definitions.
Unless otherwise indicated, all terms used in this part that are
defined in part 571 of this chapter, Motor Vehicle Safety Standards, are
used as defined in that part.
Air-over-hydraulic brake subsystem means a subsystem of the air
brake that uses compressed air to transmit a force from the driver
control to a hydraulic brake system to actuate the service brakes.
Electric brake system means a system that uses electric current to
actuate the service brake.
Vacuum brake system means a system that uses a vacuum and
atmospheric pressure for transmitting a force from the driver control to
the service brake, but does not include a system that uses
[[Page 292]]
vacuum only to assist the driver in applying muscular force to hydraulic
or mechanical components.
Sec. 570.55 Hydraulic brake system.
The following requirements apply to vehicles with hydraulic brake
systems.
(a) Brake system failure indicator. The hydraulic brake system
failure indicator lamp, if part of a vehicle's original equipment, shall
be operable.
(1) Inspection procedure. Apply the parking brake and turn the
ignition to start to verify that the brake system failure indicator lamp
is operable, or verify by other means recommended by the vehicle
manufacturer.
(b) Brake system integrity. The hydraulic brake system shall
demonstrate integrity as indicated by no perceptible decrease in pedal
height under a 125-pound force applied to the brake pedal and by no
illumination of the brake system failure indicator lamp. The brake
system shall withstand the application of force to the pedal without
failure of any tube, hose or other part.
(1) Inspection procedure. With the engine running in vehicles
equipped with power brake systems and the ignition turned to ``on'' in
other vehicles, apply a force of 125 pounds to the brake pedal and hold
for 10 seconds. Note any additional decrease in pedal height after the
initial decrease, and whether the brake system failure indicator lamp
illuminates.
(c) Brake pedal reserve. When the brake pedal is depressed with a
force of 50 pounds, the distance that the pedal has traveled from its
free position shall be not greater than 80 percent of the total distance
from its free position to the floorboard or other object that restricts
pedal travel. The brake pedal reserve test is not required for vehicles
with brake systems designed by the original vehicle, manufacturer to
operate with greater than 80 percent pedal travel.
(1) Inspection procedure. Measure the distance (i) from the free
pedal position to the floor board or other object that restricts brake
pedal travel. Depress the brake pedal, and with the force applied
measure the distance (ii) from the depressed pedal position to the floor
board or other object that restricts pedal travel. Determine the pedal
travel percentage as
[(A - B) / A] x 100
The engine must be operating when power-assisted brakes are checked.
(d) Brake hoses, master cylinder, tubes and tube assemblies.
Hydraulic brake hoses shall not be mounted so as to contact the vehicle
body or chassis. Hoses shall not be cracked, chafed, or flattened. Brake
tubes shall not be flattened or restricted. Brake hoses and tubes shall
be attached or supported to prevent damage by vibration or abrasion.
Master cylinder shall not show signs of leakage. Hose or tube protective
rings or devices shall not be considered part of the hose or tubing.
(1) Inspection procedure. Examine visually brake master cylinder,
hoses and tubes, including front brake hoses, through all wheel
positions from full left turn to full right turn for conditions
indicated.
[39 FR 26027, July 16, 1974, as amended at 40 FR 5160, Feb. 4, 1975]
Sec. 570.56 Vacuum brake assist unit and vacuum brake system.
The following requirements apply to vehicles with vacuum brake
assist units and vacuum brake systems.
(a) Vacuum brake assist unit integrity. The vacuum brake assist unit
shall demonstrate integrity as indicated by a decrease in pedal height
when the engine is started and a constant 50-pound force is maintained
on the pedal.
(1) Inspection procedure. Stop the engine and apply service brake
several times to destroy vacuum in system. Depress the brake pedal with
50 pounds of force and while maintaining that force, start the engine.
If the brake pedal does not move slightly under force when the engine
starts, there is a malfunction in the power assist unit.
(b) Low-vacuum indicator. If the vehicle has a low-vacuum indicator,
the indicator activation level shall not be less than 8 inches of
mercury.
(1) Inspection procedure. Run the engine to evacuate the system
fully. Shut off the engine and slowly reduce the vacuum in the system by
moderate brake applications until the vehicle
[[Page 293]]
vacuum gauge reads 8 inches of mercury. Observe the functioning of the
low-vacuum indicator.
(c) Vacuum brake system integrity. (1) The vacuum brake system shall
demonstrate integrity by meeting the following requirements:
(i) The vacuum brake system shall provide vacuum reserve to permit
one service brake application with a brake pedal force of 50 pounds
after the engine is turned off without actuating the low vacuum
indicator.
(ii) Trailer vacuum brakes shall operate in conjunction with the
truck or truck tractor brake pedal.
(2) Inspection procedure. (i) Check the trailer vacuum system by
coupling trailer(s) to truck or truck tractor and opening trailer
shutoff valves. Start the engine and after allowing approximately 1
minute to build up the vacuum, apply and release the brake pedal. In the
case of trailer brakes equipped with brake chamber rods, observe the
chamber rod movement. Run the engine to re-establish maximum vacuum,
then shut off the engine and apply the brakes with a 50-pound force on
the brake pedal. Note the brake application and check for low-vacuum
indicator activation.
(ii) For a combination vehicle equipped with breakaway protection
and no reservoir on the towing vehicle supply line, close the supply
line shutoff valve and disconnect the supply line. Apply a 50-pound
force to the brake pedal on the towing vehicle and release. Trailer
brakes should remain in the applied position.
(d) Vacuum system hoses, tubes and connections. Vacuum hoses, tubes
and connections shall be in place and properly supported. Vacuum hoses
shall not be collapsed, cracked or abraded.
(1) Inspection procedure. With the engine running, examine hoses and
tubes for the conditions indicated and note broken or missing clamps.
Sec. 570.57 Air brake system and air-over-hydraulic brake subsystem.
The following requirements apply to vehicles with air brake and air-
over-hydraulic brake systems. Trailer(s) must be coupled to a truck or
truck-tractor for the purpose of this inspection, except as noted.
(a) Air brake system integrity. The air brake system shall
demonstrate integrity by meeting the following requirements:
(1) With the vehicle in a stationary position, compressed air
reserve shall be sufficient to permit one full service brake
application, after the engine is stopped and with the system fully
charged, without lowering reservoir pressure more than 20 percent below
the initial reading.
(2) The air brake system compressor shall increase the air pressure
in the reservoir(s) from the level developed after the test prescribed
in Sec. 570.57(a)(1) to the initial pressure noted before the full
brake application, with the engine running at the manufacturer's maximum
recommended number of revolutions per minute with the compressor
governor in the cut-off position, in not more than 30 seconds for
vehicles manufactured prior to March 1, 1975. For vehicles, manufactured
on or after March 1, 1975, the time allowed for air pressure buildup
shall not exceed 45 seconds.
(3) The warning device (visual or audible) connected to the brake
system air pressure source shall be activated when air pressure is
lowered to an activating level that is not less than 50 psi. For
vehicles manufactured to conform to Federal Motor Vehicle Safety
Standard No. 121, the low-pressure indicator shall be activated when air
pressure is lowered to an activating level that is not less than 60 psi.
(4) The governor cut-in pressure shall be not lower than 80 psi, and
the cut-out pressure shall be not higher than 135 psi, unless other
values are recommended by the vehicle manufacturer.
(5) Air brake pressure shall not drop more than 2 psi in 1 minute
for single vehicles or more than 3 psi in 1 minute for combination
vehicles, with the engine stopped and service brakes released. There may
be an additional 1 psi drop per minute for each additional towed
vehicle.
(6) With the reservoir(s) fully charged, air pressure shall not drop
more than 3 psi in 1 minute for single vehicles or more than 4 psi in 1
minute for combination vehicles, with the engine stopped and service
brakes fully
[[Page 294]]
applied. There may be an additional 1 psi drop per minute for each
additional towed vehicle.
(7) The compressor drive belt shall not be badly worn or frayed and
belt-tension shall be sufficient to prevent slippage.
Inspection procedure. With the air system charged, open the drain cocks
in the service and supply reservoir on the truck or truck-tractor. Note
the pressure at which the visual or audible warning device connected to
the low-pressure indicator is activated. Close the drain cocks, and,
with the trailer(s) uncoupled, check air pressure buildup at the
manufacturer's recommended engine speed. Observe the time required to
raise the air pressure from 85 to 100 psi. Continue running the engine
until the governor cuts out and note the pressure. Reduce engine speed
to idle, couple the trailer(s), if applicable, and make a series of
brake applications. Note the pressure at which the governor cuts in.
Increased engine speed to fast idle and charge the system to its
governed pressure. Stop the engine and record the pressure drop in psi
per minute with brakes released and with brakes fully applied.
(b) Air brake system hoses, tubes and connections. Air system tubes,
hoses and connections shall not be restricted, cracked or improperly
supported, and the air hose shall not be abraded.
(1) Inspection procedure. Stop the engine and examine air hoses,
tubes and connections visually for conditions specified.
(c) Air-over-hydraulic brake subsystem integrity. The air-over-
hydraulic brake subsystem shall demonstrate integrity by meeting the
following requirements:
(1) The air brake system compressor shall increase the air pressure
in the reservoir(s) from the level developed after the test prescribed
in Sec. 570.57(a)(1) to the initial pressure noted before the full
brake application, with the engine running at the manufacturer's
recommended number of revolutions per minute and the compressor governor
in the cut-out position, in not more than 30 seconds for vehicles
manufactured prior to March 1, 1975. For vehicles manufactured on or
after March 1, 1975, the time for air pressure build up shall not exceed
45 seconds.
(2) The warning device (visual or audible) connected to the brake
system air pressure source shall be activated when the air pressure is
lowered to not less than 50 psi.
(3) The governor cut-in pressure shall be not lower than 80 psi, and
the cut-out pressure shall not be higher than 135 psi, unless other
values are recommended by the vehicle manufacturer.
(4) Air brake pressure shall not drop more than 2 psi in 1 minute
for single vehicles or more than 3 psi in 1 minute for combination
vehicles, with the engine stopped and service brakes released. Allow a
1-psi drop per minute for each additional towed vehicle.
(5) With the reservoir(s) fully charged, air pressure shall not drop
more than 3 psi in 1 minute for single vehicles or more than 4 psi in 1
minute for combination vehicles, with the engine stopped and service
brakes fully applied. Allow a 1-psi pressure drop in 1 minute for each
additional towed vehicle.
(6) The compressor drive belt shall not be badly worn or frayed and
belt tension shall be sufficient to prevent slippage.
Inspection procedure. With the air system charged, open the drain cocks
in the service and supply reservoir on the truck or truck-tractor. Note
the pressure at which the visual or audible warning device connected to
the low pressure indicator is activated. Close the drain cocks and, with
the trailers uncoupled, check air pressure buildup at the manufacturer's
recommended engine speed. Observe the time required to raise the air
pressure from 85 to 100 psi. Continue running the engine until the
governor cuts out and note the pressure. Reduce engine speed to idle,
couple trailers, and make a series of brake applications. Note the
pressure at which the governor cuts in. Increase engine speed to fast
idle and charge the system to its governed pressure. Stop the engine and
record the pressure drop in psi per minute with brakes released and with
brakes fully applied.
[[Page 295]]
(d) Air-over-hydraulic brake subsystem hoses, master cylinder, tubes
and connections. System tubes, hoses and connections shall not be
cracked or improperly supported, the air and hydraulic hoses shall not
be abraded and the master cylinder shall not show signs of leakage.
(1) Inspection procedure. Stop the engine and examine air and
hydraulic brake hoses, brake master cylinder, tubes and connections
visually for conditions specified.
[39 FR 26027, July 16, 1974, as amended at 40 FR 5160, Feb. 4, 1975; 41
FR 13924, Apr. 1, 1976]
Sec. 570.58 Electric brake system.
(a) Electric brake system integrity. The average brake amperage
value shall be not more than 20 percent above, and not less than 30
percent below, the brake manufacturer's maximum current rating. In
progressing from zero to maximum, the ammeter indication shall show no
fluctuation evidencing a short circuit or other interruption of current.
(1) Inspection procedure. Insert a low range (0 to 25 amperes for
most 2- and 4-brake systems and 0 to 40 amperes for a 6-brake system)
d.c. ammeter into the brake circuit between the controller and the
brakes. With the controller in the ``off'' position, the ammeter should
read zero. Gradually apply the controller to the ``full on'' position
for a brief period (not to exceed 1 minute) and observe the maximum
ammeter reading. Gradually return the controller to ``full off'' and
observe return to zero amperes. Divide the maximum ammeter reading by
the number of brakes and determine the brake amperage value.
(b) Electric brake wiring condition. Electric brake wiring shall not
be frayed. Wiring clips or brackets shall not be broken or missing.
Terminal connections shall be clean. Conductor wire gauge shall not be
below the brake manufacturer's minimum recommendation.
(1) Inspection procedure. Examine visually for conditions specified.
Sec. 570.59 Service brake system.
(a) Service brake performance. Compliance with any one of the
following performance criteria will satisfy the requirements of this
section. Verify that tire inflation pressure is within the limits
recommended by the vehicle manufacturer before conducting either of the
following tests.
(1) Roller-type or drive-on platform tests. The force applied by the
brake on a front wheel or a rear wheel shall not differ by more than 25
percent from the force applied by the brake on the other front wheel or
the other rear wheel respectively.
(i) Inspection procedure. The vehicle shall be tested on a drive-on
platform, or a roller-type brake analyzer with the capability of
measuring equalization. The test shall be conducted in accordance with
the test equipment manufacturer's specifications. Note the brake force
variance.
(2) Road test. The service brake system shall stop single unit
vehicles, except truck-tractors, in a distance of not more than 35 feet,
or combination vehicles and truck-tractors in a distance of not more
than 40 feet, from a speed of 20 mph, without leaving a 12-foot-wide
lane.
(i) Inspection procedure. The road test shall be conducted on a
level (not to exceed plus or minus 1 percent grade), dry, smooth, hard-
surfaced road that is free from loose material, oil or grease. The
service brakes shall be applied at a vehicle speed of 20 mph and the
vehicle shall be brought to a stop as specified. Measure the distance
required to stop.
Note: Inspect for paragraphs (b), (c) and (d) of this section on
vehicles equipped with brake inspection ports or access openings, and
when removal of wheel is not required.
(b) Disc and drum condition. If the drum is embossed with a maximum
safe diameter dimension or the rotor is embossed with a minimum safe
thickness dimension, the drum or disc shall be within the appropriate
specifications. These dimensions will generally be found on motor
vehicles manufactured since January 1, 1971, and may be found on
vehicles manufactured for several years prior to that time. If the drums
and discs are not embossed, they shall be within the manufacturer's
specifications.
(1) Inspection procedure. Examine visually for the condition
indicated, measuring as necessary.
[[Page 296]]
(c) Friction materials. On each brake, the thickness of the lining
or pad shall not be less than one thirty-second of an inch over the
fastener, or one-sixteenth of an inch over the brake shoe on bonded
linings or pads. Brake linings and pads shall not have cracks or breaks
that extend to rivet holes except minor cracks that do not impair
attachment. The wire in wire-backed lining shall not be visible on the
friction surface. Drum brake linings shall be securely attached to brake
shoes. Disc brake pads shall be securely attached to shoe plates.
(1) Inspection procedure. Examine visually for the conditions
indicated, and measure the height of the rubbing surface of the lining
over the fastener heads. Measure bonded lining thickness over the
surface at the thinnest point on the lining or pad.
(d) Structural and mechanical parts. Backing plates, brake spiders
and caliper assemblies shall not be deformed or cracked. System parts
shall not be broken, misaligned, missing, binding, or show evidence of
severe wear. Automatic adjusters and other parts shall be assembled and
installed correctly.
(1) Inspection procedure. Examine visually for conditions indicated.
Sec. 570.60 Steering system.
(a) System play. Lash or free play in the steering system shall not
exceed the values shown in Table 2.
(1) Inspection procedure. With the engine on and the steering axle
wheels in the straight ahead position, turn the steering wheel in one
direction until there is a perceptible movement of the wheel. If a point
on the steering wheel rim moves more than the value shown in Table 1
before perceptible return movement of the wheel under observation, there
is excessive lash or free play in the steering system.
Table 2. Steering Wheel Free Play Values
------------------------------------------------------------------------
Lash
Steering wheel diameter (inches) (inches)
------------------------------------------------------------------------
16 or less.................................................. 2
18.......................................................... 2\1/4\
20.......................................................... 2\1/2\
22.......................................................... 2\3/4\
------------------------------------------------------------------------
(b) Linkage play. Free play in the steering linkage shall not exceed
the values shown in Table 3.
(1) Inspection procedure. Elevate the front end of the vehicle to
load the ball joints, if the vehicle is so equipped. Insure that wheel
bearings are correctly adjusted. Grasp the front and rear of a tire and
attempt to turn the tire and wheel assemble left and right. If the free
movement at the front or rear tread of the tire exceeds the applicable
value shown in Table 3, there is excessive steering linkage play.
Table 3. Front Wheel Steering Linkage Free Play
------------------------------------------------------------------------
Play
Nominal bead diameter or rim size (inches) (inches)
------------------------------------------------------------------------
16 or less.................................................. \1/4\
16.01 through 18.00......................................... \3/8\
18.01 or more............................................... \1/2\
------------------------------------------------------------------------
(c) Free turning. Steering wheels shall turn freely through the
limit of travel in both directions.
(1) Inspection procedure. With the engine running on a vehicle with
power steering, or the steerable wheels elevated on a vehicle without
power steering, turn the steering wheel through the limit of travel in
both directions. Feel for binding or jamming in the steering gear
mechanism.
(d) Alignment. Toe-in or toe-out condition shall not be greater than
1.5 times the values listed in the vehicle manufacturer's service
specification for alignment setting.
(1) Inspection procedure. Drive the vehicle over a sideslip
indicator or measure with a tread gauge, and verify that the toe-in or
toe-out is not greater than 1.5 times the values listed in the vehicle
manufacturer's service specification.
(e) Power steering system. The power steering system shall not have
cracked, frayed or slipping belts, chafed or abrated hoses, show signs
of leakage or have insufficient fluid in the reservoir.
(1) Inspection procedure. Examine fluid reservoir, hoses and pump
belts for the conditions indicated.
Note: Inspection of the suspension system must not precede the
service brake performance test.
[[Page 297]]
Sec. 570.61 Suspension system.
(a) Suspension condition. Ball joint seals shall not be cut or
cracked, other than superficial surface cracks. Ball joints and kingpins
shall not be bent or damaged. Stabilizer bars shall be connected.
Springs shall not be broken and coil springs shall not be extended by
spacers. Shock absorber mountings, shackles, and U-bolts shall be
securely attached. Rubber bushings shall not be cracked, extruded out
from or missing from suspension joints. Radius rods shall not be missing
or damaged.
(1) Inspection procedure. Examine front and rear end suspension
parts for the conditions indicated.
(b) Shock absorber condition. There shall be no oil on the shock
absorber housings attributable to leakage by the seal.
(1) Inspection procedure. Examine shock absorbers for oil leakage
from within.
Sec. 570.62 Tires.
(a) Tread depth. The tread shall be not less than four thirty-
seconds of an inch deep on each front tire of any vehicle other than a
trailer and not less than two thirty-seconds of an inch on all other
tires.
(1) Inspection procedure. For tires with treadwear indicators, check
for indicators in any two adjacent major grooves at three locations
spaced approximately 120[deg] apart around the circumference of the
tire. For tires without treadwear indicators, measure the tread depth
with a suitable gauge or scale in two adjacent major grooves at 3
locations spaced approximately 120[deg] apart around the circumference
of the tire at the area of greatest wear.
(b) Type. Vehicles should be equipped with tires on the same axle
that are matched in construction and tire size designation, and dual
tires shall be matched for overall diameter within one-half inch.
(1) Inspection procedure. Examine visually. A mismatch in size and
construction between tires on the same axle, or a major deviation from
the size recommended by the vehicle or tire manufacturer, is a cause for
rejection. On a dual-tire arrangement the diameter of one of the duals
must be within one-half inch of the other as measured by a gauge block
inserted between the tire and a caliper.
(c) General condition. Tires shall be free from chunking, bumps,
knots, or bulges evidencing cord, ply or tread separation from the
casing.
(1) Inspection procedure. Examine visually for the conditions
indicated.
(d) Damage. Tire cords or belting materials shall not be exposed,
either to the naked eye or when cuts on the tire are probed.
Reinforcement repairs to the cord body are allowable on tires other than
front-mounted tires.
(1) Inspection procedure. Examine visually for the conditions
indicated, using a blunt instrument if necessary to probe cuts and
abrasions.
(e) Special purpose tires. Tires marked ``Not For Highway Use'' or
``Farm Use Only'' or other such restrictions shall not be used on any
motor vehicles operating on public highways.
(1) Inspection procedure. Examine visually for tires labeled with
specific restrictions.
Sec. 570.63 Wheel assemblies.
(a) Wheel integrity. A tire rim, wheel disc or spider shall have no
visible cracks, elongated bolt holes, or indications of in-service
repair by welding.
(1) Inspection procedure. Examine visually for the conditions
indicated.
(b) Cast wheels. Cast wheels shall not be cracked or show evidence
of excessive wear in the clamp area.
(1) Inspection procedure. Examine visually for the conditions
indicated.
(c) Mounting. All wheel nuts shall be in place and tight.
(1) Inspection procedure. Check wheel retention for the conditions
indicated.
PART 571_FEDERAL MOTOR VEHICLE SAFETY STANDARDS--Table of Contents
Subpart A_General
Sec.
571.1 Scope.
571.3 Definitions.
571.4 Explanation of usage.
571.5 Matter incorporated by reference.
571.7 Applicability.
571.8 Effective date.
571.9 Separability.
571.10 Designation of seating positions.
[[Page 298]]
Subpart B_Federal Motor Vehicle Safety Standards
571.101 Standard No. 101; Controls and displays.
571.102 Standard No. 102; Transmission shift position sequence, starter
interlock, and transmission braking effect.
571.103 Standard No. 103; Windshield defrosting and defogging systems.
571.104 Standard No. 104; Windshield wiping and washing systems.
571.105 Standard No. 105; Hydraulic and electric brake systems.
571.106 Standard No. 106; Brake hoses.
571.107 [Reserved]
571.108 Standard No. 108; Lamps, reflective devices, and associated
equipment.
571.109 Standard No. 109; New pneumatic tires for vehicles manufactured
from 1949 to 1975, bias ply tires, and T-type spare tires.
571.110 Tire selection and rims and motor home/recreation vehicle
trailer load carrying capacity information for motor vehicles
with a GVWR of 4,536 kilograms (10,000 pounds) or less.
571.111 Standard No. 111; Rear visibility.
571.112 [Reserved]
571.113 Standard No. 113; Hood latch system.
571.114 Standard No. 114; Theft protection.
571.115 [Reserved]
571.116 Standard No. 116; Motor vehicle brake fluids.
571.117 Standard No. 117; Retreaded pneumatic tires.
571.118 Standard No. 118; Power-operated window, partition, and roof
panel systems.
571.119 Standard No. 119; New pneumatic tires for motor vehicles with a
GVWR of more than 4,536 kilograms (10,000 pounds), specialty
tires, and tires for motorcycles.
571.120 Tire selection and rims and motor home/recreation vehicle
trailer load carrying capacity information for motor vehicles
with a GVWR of more than 4,536 kilograms (10,000 pounds).
571.121 Standard No. 121; Air brake systems.
571.122 Standard No. 122; Motorcycle brake systems.
571.122a Standard No. 122; Motorcycle brake systems.
571.123 Standard No. 123; Motorcycle controls and displays.
571.124 Standard No. 124; Accelerator control systems.
571.125 Standard No. 125; Warning devices.
571.126 Standard No. 126; Electronic stability control systems for light
vehicles.
571.127-571.128 [Reserved]
571.129 Standard No. 129; New non-pneumatic tires for passenger cars.
571.131 Standard No. 131; School bus pedestrian safety devices.
571.135 Standard No. 135; Light vehicle brake systems.
571.136 Standard No. 136; Electronic stability control systems for heavy
vehicles.
571.138 Standard No. 138; Tire pressure monitoring systems.
571.139 Standard No. 139; New pneumatic radial tires for light vehicles.
571.141 Standard No. 141; Minimum Sound Requirements for Hybrid and
Electric Vehicles.
571.201 Standard No. 201; Occupant protection in interior impact.
571.202 Standard No. 202; Head restraints; Applicable at the
manufacturers option until September 1, 2009.
571.202a Standard No. 202a; Head restraints; Mandatory applicability
begins on September 1, 2009.
571.203 Standard No. 203; Impact protection for the driver from the
steering control system.
571.204 Standard No. 204; Steering control rearward displacement.
571.205 Standard No. 205; Glazing materials.
571.205(a) Glazing equipment manufactured before September 1, 2006 and
glazing materials used in vehicles manufactured before
November 1, 2006.
571.206 Standard No. 206; Door locks and door retention components.
571.207 Standard No. 207; Seating systems.
571.208 Standard No. 208; Occupant crash protection.
571.209 Standard No. 209; Seat belt assemblies.
571.210 Standard No. 210; Seat belt assembly anchorages.
571.211 [Reserved]
571.212 Standard No. 212; Windshield mounting.
571.213 Standard No. 213; Child restraint systems.
571.213a Standard No. 213a; Child restraint systems--side impact
protection.
571.214 Standard No. 214; Side impact protection.
571.215 [Reserved]
571.216 Standard No. 216; Roof crush resistance; Applicable unless a
vehicle is certified to Sec. 571.216a.
571.216a Standard No. 216a; Roof crush resistance; Upgraded standard.
571.217 Standard No. 217; Bus emergency exits and window retention and
release.
571.218 Standard No. 218; Motorcycle helmets.
571.219 Standard No. 219; Windshield zone intrusion.
571.220 Standard No. 220; School bus rollover protection.
571.221 Standard No. 221; School bus body joint strength.
571.222 Standard No. 222; School bus passenger seating and crash
protection.
571.223 Standard No. 223; Rear impact guards.
[[Page 299]]
571.224 Standard No. 224; Rear impact protection.
571.225 Standard No. 225; Child restraint anchorage systems.
571.226 Standard No. 226; Ejection Mitigation.
571.227 xxx
571.301 Standard No. 301; Fuel system integrity.
571.302 Standard No. 302; Flammability of interior materials.
571.303 Standard No. 303; Fuel system integrity of compressed natural
gas vehicles.
571.304 Standard No. 304; Compressed natural gas fuel container
integrity.
571.305 Standard No. 305; Electric-powered vehicles: electrolyte
spillage and electrical shock protection.
571.401 Standard No. 401; Internal trunk release.
571.403 Standard No. 403; Platform lift systems for motor vehicles.
571.404 Standard No. 404; Platform lift installations in motor vehicles.
571.500 Standard No. 500; Low-speed vehicles.
Appendix A to Subpart B Section 571.108 Table of Contents.
Authority: 49 U.S.C. 322, 30111, 30115, 30117, and 30166; delegation
of authority at 49 CFR 1.95.
Editorial Note: Nomenclature changes to part 571 appear at 69 FR
18803, Apr. 9, 2004.
Subpart A_General
Sec. 571.1 Scope.
This part contains the Federal Motor Vehicle Safety Standards for
motor vehicles and motor vehicle equipment established under section 103
of the National Traffic and Motor Vehicle Safety Act of 1966 (80 Stat.
718).
[33 FR 19703, Dec. 25, 1968. Redesignated at 35 FR 5118, Mar. 26, 1970]
Sec. 571.3 Definitions.
(a) Statutory definitions. All terms defined in section 102 of the
Act are used in their statutory meaning.
(b) Other definitions. As used in this chapter--
Act means the National Traffic and Motor Vehicle Safety Act of 1966
(80 Stat. 718).
Approved, unless used with reference to another person, means
approved by the Secretary.
Boat trailer means a trailer designed with cradle-type mountings to
transport a boat and configured to permit launching of the boat from the
rear of the trailer.
Bus means a motor vehicle with motive power, except a trailer,
designed for carrying more than 10 persons.
Curb weight means the weight of a motor vehicle with standard
equipment; maximum capacity of engine fuel, oil, and coolant; and, if so
equipped, air conditioning and additional weight optional engine.
Designated seating capacity means the number of designated seating
positions provided.
Designated seating position means:
(1) For vehicles manufactured prior to September 1, 2011, any plan
view location capable of accommodating a person at least as large as a
5th percentile adult female, if the overall seat configuration and
design and vehicle design is such that the position is likely to be used
as a seating position while the vehicle is in motion, except for
auxiliary seating accommodations such as temporary or folding jump
seats. Any bench or split-bench seat in a passenger car, truck or
multipurpose passenger vehicle with a GVWR less than 4,536 kilograms
(10,000 pounds), having greater than 127 centimeters (50 inches) of hip
room (measured in accordance with Society of Automotive Engineers (SAE)
Recommended Practice J1100a, revised September 1975, ``Motor Vehicle
Dimensions'' (incorporated by reference, see Sec. 571.5), shall have
not less than three designated seating positions, unless the seat design
or vehicle design is such that the center position cannot be used for
seating. For the sole purpose of determining the classification of any
vehicle sold or introduced into interstate commerce for purposes that
include carrying students to and from school or related events, any
location in such vehicle intended for securement of an occupied
wheelchair during vehicle operation shall be regarded as four designated
seating positions.
(2) For vehicles manufactured on and after September 1, 2011,
designated seating position means a seat location that has a seating
surface width, as described in Sec. 571.10(c) of this part, of at least
330 mm (13 inches). The number of designated seating positions at a seat
location is determined according to the
[[Page 300]]
procedure set forth in Sec. 571.10(b) of this part. However, for trucks
and multipurpose passenger vehicles with a gross vehicle weight rating
greater than 10,000 lbs, police vehicles as defined in S7 of FMVSS No.
208, firefighting vehicles, ambulances, and motor homes, a seating
location that is labeled in accordance with S4.4 of FMVSS No. 207 will
not be considered a designated seating position. For the sole purpose of
determining the classification of any vehicle sold or introduced into
interstate commerce for purposes that include carrying students to and
from school or related events, any location in such a vehicle intended
for securement of an occupied wheelchair during vehicle operation is
regarded as four designated seating positions.
Driver means the occupant of a motor vehicle seated immediately
behind the steering control system.
Driver air bag means the air bag installed for the protection of the
occupant of the driver's designated seating position.
Driver dummy means the test dummy positioned in the driver's
designated seating position.
Driver's designated seating position means a designated seating
position providing immediate access to manually operated driving
controls. As used in this part, the terms ``driver's seating position''
and ``driver's seat'' shall have the same meaning as ``driver's
designated seating position.''
Emergency brake means a mechanism designed to stop a motor vehicle
after a failure of the service brake system.
5th percentile adult female means a person possessing the dimensions
and weight of the 5th percentile adult female specified for the total
age group in ``Weight, Height, and Selected Body Dimensions of Adults:
United States--1960-1962,'' first published as Public Health Service
Publication No. 1000 Series 11-No. 8, June 1965 and republished as DHEW
Publication No. (HRA) 76-1074 (incorporated by reference, see Sec.
571.5).
Firefighting vehicle means a vehicle designed exclusively for the
purpose of fighting fires.
Fixed collision barrier means a flat, vertical, unyielding surface
with the following characteristics:
(1) The surface is sufficiently large that when struck by a tested
vehicle, no portion of the vehicle projects or passes beyond the
surface.
(2) The approach is a horizontal surface that is large enough for
the vehicle to attain a stable attitude during its approach to the
barrier, and that does not restrict vehicle motion during impact.
(3) When struck by a vehicle, the surface and its supporting
structure absorb no significant portion of the vehicle's kinetic energy,
so that a performance requirement described in terms of impact with a
fixed collision barrier must be met no matter how small an amount of
energy is absorbed by the barrier.
Forward control means a configuration in which more than half of the
engine length is rearward of the foremost point of the windshield base
and the steering wheel hub is in the forward quarter of the vehicle
length.
Full trailer means a trailer, except a pole trailer, that is
equipped with two or more axles that support the entire weight of the
trailer.
Gross axle weight rating or GAWR means the value specified by the
vehicle manufacturer as the load-carrying capacity of a single axle
system, as measured at the tire-ground interfaces.
Gross combination weight rating or GCWR means the value specified by
the manufacturer as the loaded weight of a combination vehicle.
Gross vehicle weight rating or GVWR means the value specified by the
manufacturer as the loaded weight of a single vehicle.
H-Point means the pivot center of the torso and thigh on the three-
dimensional device used in defining and measuring vehicle seating
accommodation, as defined in Society of Automotive Engineers (SAE)
Recommended Practice J1100, revised February 2001, ``Motor Vehicle
Dimensions'' (incorporated by reference, see Sec. 571.5).
Head impact area means all nonglazed surfaces of the interior of a
vehicle that are statically contactable by a 6.5-inch diameter spherical
head form of a measuring device having a pivot point to ``top-of-head''
dimension infinitely
[[Page 301]]
adjustable from 29 to 33 inches in accordance with the following
procedure, or its graphic equivalent:
(a) At each designated seating position, place the pivot point of
the measuring device--
(1) For seats that are adjustable fore and aft, at--
(i) The seating reference point; and
(ii) A point 5 inches horizontally forward of the seating reference
point and vertically above the seating reference point an amount equal
to the rise which results from a 5-inch forward adjustment of the seat
or 0.75 inch; and
(2) For seats that are not adjustable fore and aft, at the seating
reference point.
(b) With the pivot point to ``top-of-head'' dimension at each value
allowed by the device and the interior dimensions of the vehicle,
determine all contact points above the lower windshield glass line and
forward of the seating reference point.
(c) With the head form at each contact point, and with the device in
a vertical position if no contact points exists for a particular
adjusted length, pivot the measuring device forward and downward through
all arcs in vertical planes to 90[deg] each side of the vertical
longitudinal plane through the seating reference point, until the head
form contacts an interior surface or until it is tangent to a horizontal
plane 1 inch above the seating reference point, whichever occurs first.
Interior compartment door means any door in the interior of the
vehicle installed by the manufacturer as a cover for storage space
normally used for personal effects.
Longitudinal or longitudinally means parallel to the longitudinal
centerline of the vehicle.
Low-speed vehicle (LSV) means a motor vehicle,
(1) That is 4-wheeled,
(2) Whose speed attainable in 1.6 km (1 mile) is more than 32
kilometers per hour (20 miles per hour) and not more than 40 kilometers
per hour (25 miles per hour) on a paved level surface, and
(3) Whose GVWR is less than 1,361 kilograms (3,000 pounds).
Manually operated driving controls means a system of controls:
(i) That are used by an occupant for real-time, sustained, manual
manipulation of the motor vehicle's heading (steering) and/or speed
(accelerator and brake); and
(ii) That is positioned such that they can be used by an occupant,
regardless of whether the occupant is actively using the system to
manipulate the vehicle's motion.
Motorcycle means a motor vehicle with motive power having a seat or
saddle for the use of the rider and designed to travel on not more than
three wheels in contact with the ground.
Motor-driven cycle means a motorcycle with a motor that produces 5-
brake horsepower or less.
Motor home means a multipurpose passenger vehicle with motive power
that is designed to provide temporary residential accommodations, as
evidenced by the presence of at least four of the following facilities:
Cooking; refrigeration or ice box; self-contained toilet; heating and/or
air conditioning; a potable water supply system including a faucet and a
sink; and a separate 110-125 volt electrical power supply and/or
propane.
Multifunction school activity bus (MFSAB) means a school bus whose
purposes do not include transporting students to and from home or school
bus stops.
Multipurpose passenger vehicle means a motor vehicle with motive
power, except a low-speed vehicle or trailer, designed to carry 10
persons or less which is constructed either on a truck chassis or with
special features for occasional off-road operation.
Open-body type vehicle means a vehicle having no occupant
compartment top or an occupant compartment top that can be installed or
removed by the user at his convenience.
Outboard designated seating position means a designated seating
position where a longitudinal vertical plane tangent to the outboard
side of the seat cushion is less than 12 inches from the innermost point
on the inside surface of the vehicle at a height between the design H-
point and the shoulder reference point (as shown in fig. 1 of Federal
Motor Vehicle Safety Standard No. 210) and longitudinally between the
[[Page 302]]
front and rear edges of the seat cushion. As used in this part, the
terms ``outboard seating position'' and ``outboard seat'' shall have the
same meaning as ``outboard designated seating position.''
Overall vehicle width means the nominal design dimension of the
widest part of the vehicle, exclusive of signal lamps, marker lamps,
outside rearview mirrors, flexible fender extensions, and mud flaps,
determined with doors and windows closed and the wheels in the straight-
ahead position.
Parking brake means a mechanism designed to prevent the movement of
a stationary motor vehicle.
Passenger car means a motor vehicle with motive power, except a low-
speed vehicle, multipurpose passenger vehicle, motorcycle, or trailer,
designed for carrying 10 persons or less.
Passenger seating position means any designated seating position
other than the driver's designated seating position, except as noted
below. As used in this part, the term ``passenger seat'' shall have the
same meaning as ``passenger seating position.'' As used in this part,
``passenger seating position'' includes what was a ``driver's designated
seating position'' prior to stowing of the present manually operated
driving controls.
Pelvic impact area means that area of the door or body side panel
adjacent to any outboard designated seating position which is bounded by
horizontal planes 7 inches above and 4 inches below the seating
reference point and vertical transverse planes 8 inches forward and 2
inches rearward of the seating reference point.
Pole trailer means a motor vehicle without motive power designed to
be drawn by another motor vehicle and attached to the towing vehicle by
means of a reach or pole, or by being boomed or otherwise secured to the
towing vehicle, for transporting long or irregularly shaped loads such
as poles, pipes, or structural members capable generally of sustaining
themselves as beams between the supporting connections.
Recreation vehicle trailer means a trailer, except a trailer
designed primarily to transport cargo, designed to be drawn by a vehicle
with motive power by means of a bumper, frame or fifth wheel hitch and
designed to provide temporary residential accommodations, as evidenced
by the presence of at least four of the following facilities: cooking;
refrigeration or ice box; self-contained toilet; heating and/or air
conditioning; a potable water supply system including a faucet and a
sink; and a separate 110-125 volt electrical power supply and/or
propane. ``Recreation vehicle trailer'' includes trailers used for
personal purposes, commonly known as ``sport utility RVs'' or ``toy
haulers,'' which usually have spacious rather than incidental living
quarters and provide a cargo area for smaller items for personal use
such as motorcycles, mountain bikes, all terrain vehicles (ATVs),
snowmobiles, canoes or other types of recreational gear.
Row means a set of one or more seats whose seat outlines do not
overlap with the seat outline of any other seats, when all seats are
adjusted to their rearmost normal riding or driving position, when
viewed from the side.
School bus means a bus that is sold, or introduced in interstate
commerce, for purposes that include carrying students to and from school
or related events, but does not include a bus designed and sold for
operation as a common carrier in urban transportation.
Seat outline means the outer limits of a seat projected laterally
onto a vertical longitudinal vehicle plane.
Seating reference point (SgRP) means the unique design H-point, as
defined in Society of Automotive Engineers (SAE) Recommended Practice
J1100, revised June 1984, ``Motor Vehicle Dimensions'' (incorporated by
reference, see Sec. 571.5), which:
(1) Establishes the rearmost normal design driving or riding
position of each designated seating position, which includes
consideration of all modes of adjustment, horizontal, vertical, and
tilt, in a vehicle;
(2) Has X, Y, and Z coordinates, as defined in Society of Automotive
Engineers (SAE) Recommended Practice J1100, revised June 1984, ``Motor
Vehicle Dimensions'' (incorporated by reference, see Sec. 571.5),
established relative to the designed vehicle structure;
[[Page 303]]
(3) Simulates the position of the pivot center of the human torso
and thigh; and
(4) Is the reference point employed to position the two-dimensional
drafting template with the 95th percentile leg described in Society of
Automotive Engineers (SAE) Standard J826, revised May 1987, ``Devices
for Use in Defining and Measuring Vehicle Seating Accommodation''
(incorporated by reference, see Sec. 571.5), or, if the drafting
template with the 95th percentile leg cannot be positioned in the
seating position, is located with the seat in its most rearward
adjustment position.
Semitrailer means a trailer, except a pole trailer, so constructed
that a substantial part of its weight rests upon or is carried by
another motor vehicle.
Service brake means the primary mechanism designed to stop a motor
vehicle.
Speed attainable in 1 mile means the speed attainable by
accelerating at maximum rate from a standing start for 1 mile, on a
level surface.
Speed attainable in 2 miles means the speed attainable by
accelerating at maximum rate from a standing start for 2 miles, on a
level surface.
Steering control system means the manually operated driving control
used to control the vehicle heading and its associated trim hardware,
including any portion of a steering column assembly that provides energy
absorption upon impact. As used in this part, the term ``steering
wheel'' and ``steering control'' shall have the same meaning as
``steering control system.''
Torso line means the line connecting the ``H'' point and the
shoulder reference point as defined in Society of Automotive Engineers
(SAE) Standard J787b, revised September 1966, ``Motor Vehicle Seat Belt
Anchorage'' (incorporated by reference, see Sec. 571.5).
Trailer means a motor vehicle with or without motive power, designed
for carrying persons or property and for being drawn by another motor
vehicle.
Trailer converter dolly means a trailer chassis equipped with one or
more axles, a lower half of a fifth wheel and a drawbar.
Truck means a motor vehicle with motive power, except a trailer,
designed primarily for the transportation of property or special purpose
equipment.
Truck tractor means a truck designed primarily for drawing other
motor vehicles and not so constructed as to carry a load other than a
part of the weight of the vehicle and the load so drawn.
Unloaded vehicle weight means the weight of a vehicle with maximum
capacity of all fluids necessary for operation of the vehicle, but
without cargo, occupants, or accessories that are ordinarily removed
from the vehicle when they are not in use.
95th percentile adult male means a person possessing the dimensions
and weight of the 95th percentile adult male specified ``Weight, Height,
and Selected Body Dimensions of Adults: United States--1960-1962,''
first published as Public Health Service Publication No. 1000 Series 11-
No. 8, June 1965 and republished as DHEW Publication No. (HRA) 76-1074
(incorporated by reference, see Sec. 571.5).
Vehicle fuel tank capacity means the tank's unusable capacity (i.e.,
the volume of fuel left at the bottom of the tank when the vehicle's
fuel pump can no longer draw fuel from the tank) plus its usable
capacity (i.e., the volume of fuel that can be pumped into the tank
through the filler pipe with the vehicle on a level surface and with the
unusable capacity already in the tank). The term does not include the
vapor volume of the tank (i.e., the space above the fuel tank filler
neck) nor the volume of the fuel tank filler neck.
[33 FR 19703, Dec. 25, 1968. Redesignated at 35 FR 5118, Mar. 26, 1970]
Editorial Note: For Federal Register citations affecting Sec.
571.3, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.4 Explanation of usage.
The word any, used in connection with a range of values or set of
items in the requirements, conditions, and procedures of the standards
or regulations in this chapter, means generally the totality of the
items or values, any one of which may be selected by the Administration
for testing, except where clearly specified otherwise.
[[Page 304]]
Examples: ``The vehicle shall meet the requirements of S4.1 when
tested at any point between 18 and 22 inches above the ground.'' This
means that the vehicle must be capable of meeting the specified
requirements at every point between 18 and 22 inches above the ground.
The test in question for a given vehicle may call for a single test (a
single impact, for example), but the vehicle must meet the requirement
at whatever point the Administration selects, within the specified
range.
``Each tire shall be capable of meeting the requirements of this
standard when mounted on any rim specified by the manufacturer as
suitable for use with that tire.'' This means that, where the
manufacturer specifies more than one rim as suitable for use with a
tire, the tire must meet the requirements with whatever rim the
Administration selects from the specified group.
``Any one of the items listed below may, at the option of the
manufacturer, be substituted for the hardware specified in S4.1.'' Here
the wording clearly indicates that the selection of items is at the
manufacturer's option.
[36 FR 2511, Feb. 5, 1971]
Sec. 571.5 Matter incorporated by reference.
(a) Certain material is incorporated by reference into this part
with the approval of the Director of the Federal Register in accordance
with 5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other
than that specified in this section, the National Highway Traffic Safety
Administration (NHTSA) must publish a document in the Federal Register
and the material must be available to the public. All approved
incorporation by reference (IBR) material is available for inspection at
NHTSA and at the National Archives and Records Administration (NARA).
Contact NHTSA at: NHTSA, 1200 New Jersey Avenue SE, Washington, DC
20590, (202) 366-2588, website: https://www.nhtsa.gov/about-nhtsa/
electronic-reading-room. For information on the availability of this
material at NARA, email: fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/ibr-locations.html. The material
may be obtained from the sources in the following paragraphs of this
section.
(b) American Association of Textile Chemists and Colorists (AATCC),
1 Davis Dr., P.O. Box 12215, Research Triangle Park, NC 27709. Web site:
https://www.aatcc.org.
(1) AATCC Test Method 30-1981, ``Fungicides, Evaluation on Textiles:
Mildew and Rot Resistance of Textiles,'' into Sec. 571.209.
(2) AATCC Gray Scale for Evaluating Change in Color into Sec. Sec.
571.209; 571.213.
(c) American National Standards Institute (ANSI), 1899 L St., NW.,
11th floor, Washington, DC 20036. Telephone: (202) 293-8020; Fax: (202)
293-9287; Web site: https://www.ansi.org. Copies of ANSI/RESNA Standard
WC/Vol.1-1998 Section 13 may also be obtained from Rehabilitation
Engineering and Assistive Technology Society of North America (RESNA),
1700 North Moore St., Suite 1540, Arlington, VA 22209-1903. Telephone:
(703) 524-6686; Web site https://www.resna.org.
(1) ANSI S1.11-2004, ``Specification for Octave-Band and Fractional-
Octave-Band Analog and Digital Filters,'' approved February 19, 2004,
into Sec. 571.141.
(2) ANSI Z26.1-1977, ``Safety Code for Safety Glazing Materials for
Glazing Motor Vehicles Operating on Land Highways,'' approved January
26, 1977, into Sec. 571.205(a).
(3) ANSI Z26.1a-1980, ``Safety Code for Safety Glazing Materials for
Glazing Motor Vehicles Operating on Land Highways,'' approved July 3,
1980, into Sec. 571.205(a).
(4) ANSI/SAE Z26.1-1996, ``American National Standard for Safety
Glazing Materials for Glazing Motor Vehicles and Motor Vehicle Equipment
Operating on Land Highways-Safety Standard,'' approved August 11, 1997,
into Sec. 571.205.
(5) ANSI/RESNA Standard WC/Vol. 1-1998, Section 13, ``Wheelchairs:
Determination of Coefficient of Friction of Test Surfaces,'' into Sec.
571.403.
(d) ASTM International, 100 Barr Harbor Drive, PO Box C700, West
Conshohocken, PA 19428-2959. Telephone: (610) 832-9500; Fax (610) 832-
9555; Web site: https://www.astm.org.
(1) 1985 Annual Book of ASTM Standards, Vol. 05.04, ``Test Methods
for Rating Motor, Diesel, Aviation Fuels, A2. Reference Materials and
Blending Accessories, (``ASTM Motor Fuels section''),'' A2.3.2, A2.3.3,
and A2.7, into Sec. Sec. 571.108; 571.205(a).
[[Page 305]]
(2) ASTM B117-64, ``Standard Method of Salt Spray (Fog) Testing,''
revised 1964, into Sec. 571.125.
(3) ASTM B117-73 (Reapproved 1979), ``Standard Method of Salt Spray
(Fog) Testing,'' approved March 29, 1973, into Sec. Sec. 571.108;
571.209.
(4) ASTM B117-97, ``Standard Practice for Operating Salt Spray (Fog)
Apparatus,'' approved April 10, 1997, into Sec. 571.403.
(5) ASTM B117-03, ``Standard Practice for Operating Salt Spray (Fog)
Apparatus,'' approved October 1, 2003, into Sec. Sec. 571.106; 571.111.
(6) ASTM B456-79, ``Standard Specification for Electrodeposited
Coatings of Copper Plus Nickel Plus Chromium and Nickel Plus Chromium,''
approved January 26, 1979, into Sec. 571.209.
(7) ASTM B456-95, ``Standard Specification for Electrodeposited
Coatings of Copper Plus Nickel Plus Chromium and Nickel Plus Chromium,''
approved October 10, 1995, into Sec. 571.403.
(8) ASTM C150-56, ``Standard Specification for Portland Cement,''
approved 1956, into Sec. 571.108.
(9) ASTM C150-77, ``Standard Specification for Portland Cement,''
approved February 26, 1977, into Sec. 571.108.
(10) ASTM D362-84, ``Standard Specification for Industrial Grade
Toluene,'' approved March 30, 1984, into Sec. Sec. 571.108; 571.205(a).
(11) ASTM D445-65, ``Standard Method of Test for Viscosity of
Transparent and Opaque Liquids (Kinematic and Dynamic Viscosities),''
approved August 31, 1965, into Sec. 571.116.
(12) ASTM D471-98, ``Standard Test Method for Rubber Property--
Effect of Liquids,'' approved November 10, 1998, into Sec. 571.106.
(13) ASTM D484-71, ``Standard Specification for Hydrocarbon
Drycleaning Solvents,'' effective September 15, 1971, into Sec.
571.301.
(14) ASTM D756-78, ``Standard Practice for Determination of Weight
and Shape Changes of Plastics under Accelerated Service Conditions,''
approved July 28, 1978, into Sec. 571.209.
(15) ASTM D1003-92, ``Standard Test Method for Haze and Luminous
Transmittance of Transparent Plastics,'' approved October 15, 1992, into
Sec. 571.108.
(16) ASTM D1056-07, ``Standard Specification for Flexible Cellular
Materials--Sponge or Expanded Rubber,'' approved March 1, 2007, into
Sec. 571.213.
(17) ASTM D1121-67, ``Standard Method of Test for Reserve Alkalinity
of Engine Antifreezes and Antirusts,'' accepted June 12, 1967, into
Sec. 571.116.
(18) ASTM D1123-59, ``Standard Method of Test for Water in
Concentrated Engine Antifreezes by the Iodine Reagent Method,'' revised
1959, into Sec. 571.116.
(19) ASTM D1193-70, ``Standard Specification for Reagent Water,''
effective October 2, 1970, into Sec. 571.116.
(20) ASTM D1415-68, ``Standard Method of Test for International
Hardness of Vulcanized Natural and Synthetic Rubbers,'' accepted
February 14, 1968, into Sec. 571.116.
(21) ASTM D2515-66, ``Standard Specification for Kinematic Glass
Viscometers,'' adopted 1966, into Sec. 571.116.
(22) ASTM D4329-99, ``Standard Practice for Fluorescent UV Exposure
of Plastics,'' approved January 10, 1999, into Sec. 571.106.
(23) ASTM D4956-90, ``Standard Specification for Retroreflective
Sheeting for Traffic Control,'' approved October 26, 1990, into Sec.
571.108.
(24) ASTM E1-68, ``Standard Specifications for ASTM Thermometers''
(including tentative revisions), accepted September 13, 1968, into Sec.
571.116.
(25) ASTM E4-79, ``Standard Methods of Load Verification of Testing
Machines,'' approved June 11, 1979, into Sec. 571.209.
(26) ASTM E4-03, ``Standard Practices for Force Verification of
Testing Machines,'' approved August 10, 2003, into Sec. 571.106.
(27) ASTM E8-89, ``Standard Test Methods of Tension Testing of
Metallic Materials,'' approved May 15, 1989, into Sec. 571.221.
(28) ASTM E77-66, ``Standard Method for Inspection, Test, and
Standardization of Etched-Stem Liquid-in-Glass Thermometers,'' revised
1966, into Sec. 571.116.
(29) ASTM E274-65T, ``Tentative Method of Test for Skid Resistance
of Pavements Using a Two-Wheel Trailer,'' issued 1965, into Sec. Sec.
571.208; 571.301.
(30) ASTM E274-70, ``Standard Method of Test for Skid Resistance of
Paved
[[Page 306]]
Surfaces Using a Full-Scale Tire,'' revised July 1974, into Sec. Sec.
571.105; 571.122a.
(31) ASTM E298-68, ``Standard Methods for Assay of Organic
Peroxides,'' effective September 13, 1968, into Sec. 571.116.
(32) ASTM E308-66, ``Standard Practice for Spectrophotometry and
Description of Color in CIE 1931 System,'' reapproved 1981, into Sec.
571.108.
(33) [Reserved]
(34) ASTM E1337-19, ``Standard Test Method for Determining
Longitudinal Peak Braking Coefficient (PBC) of Paved Surfaces Using
Standard Reference Test Tire,'' approved December 1, 2019, into
Sec. Sec. 571.105; 571.121; 571.122; 571.126; 571.135; 571.136;
571.500.
(35) ASTM F1805-20, ``Standard Test Method for Single Wheel Driving
Traction in a Straight Line on Snow- and Ice-Covered Surfaces,''
approved May 1, 2020; into Sec. 571.139.
(36) ASTM G23-81, ``Standard Practice for Generating Light-Exposure
Apparatus (Carbon-Arc Type) With and Without Water for Exposure of
Nonmetallic Materials,'' approved March 26, 1981, into Sec. 571.209.
(37) ASTM G151-97, ``Standard Practice for Exposing Nonmetallic
Materials in Accelerated Test Devices that Use Laboratory Light
Sources,'' approved July 10, 1997, into Sec. 571.106.
(38) ASTM G154-00, ``Standard Practice for Operating Fluorescent
Light Apparatus for UV Exposure of Nonmetallic Materials,'' approved
February 10, 2000, into Sec. 571.106.
(e) Department of Defense, DODSSP Standardization Document Order
Desk, 700 Robbins Ave., Philadelphia, PA 19111-5098. Web site: https://
dodssp.daps.dla.mil/.
(1) MIL-S-13192, ``Military Specification, Shoes, Men's, Dress,
Oxford,'' October 30, 1976, into Sec. 571.214.
(2) MIL-S-13192P, ``Military Specification, Shoes, Men's, Dress,
Oxford,'' 1988, including Amendment 1, October 14, 1994, into Sec.
571.208.
(3) MIL-S-21711E, ``Military Specification, Shoes, Women's,'' 3
December 1982, including Amendment 2, October 14, 1994, into Sec. Sec.
571.208; 571.214.
(f) General Services Administration (GSA), Superintendent of
Documents, U.S. Government Printing Office, Washington, DC 20402.
Telephone: (202) 512-1800; Web site: https://www.gsa.gov.
(1) GSA Federal Specification L-S-300, ``Sheeting and Tape,
Reflective; Nonexposed Lens, Adhesive Backing,'' September 7, 1965, into
Sec. 571.108.
(2) [Reserved]
(g) Illuminating Engineering Society of North America (IES), 120
Wall St., 7th Floor, New York, NY 10005-4001. Telephone: (212) 248-5000;
Web site: https://www.iesna.org.
(1) IES LM 45, ``IES Approved Method for Electrical and Photometric
Measurements of General Service Incandescent Filament Lamps,'' approved
April 1980, into Sec. 571.108.
(2) [Reserved]
(h) International Commission on Illumination (CIE), CIE Central
Bureau, Kegelgasse 27, A-1030 Vienna, Austria. https://www.cie.co.at.
(1) CIE 1931 Chromaticity Diagram, developed 1931, into Sec.
571.108.
(2) [Reserved]
(i) International Organization for Standardization (ISO), 1, ch. de
la Voie-Creuse, CP 56, CH-1211 Geneva 20, Switzerland. Telephone: + 41
22 749 01 11. Fax: + 41 22 733 34 30. Web site: https://www.iso.org/.
(1) ISO 7117:1995(E), ``Motorcycles--Measurement of maximum speed,''
Second edition, March 1, 1995, into Sec. 571.122.
(2) ISO 10844:1994(E) ``Acoustics--Test Surface for Road Vehicle
Noise Measurements,'' First edition, 1994-09-01, into Sec. 571.141.
(3) ISO 10844: 2011(E) ``Acoustics--Specification of test tracks for
measuring noise emitted by road vehicles and their tyres,'' Second
edition, 2011-02-01 into Sec. 571.141.
(4) ISO 10844: 2014(E) ``Acoustics--Specification of test tracks for
measuring noise emitted by road vehicles and their tyres,'' Third
edition, 2014-05-15 into Sec. 571.141.
(j) National Center for Health Statistics, Centers for Disease
Control (CDC), National Division for Health Statistics, Division of Data
Services, Hyattsville, MD 20782. Telephone: 1 (800) 232-4636. Web site:
https://www.cdc.gov/nchs.
(1) DHEW Publication No. (HRA) 76-1074, ``Weight, Height, and
Selected Body Dimensions of Adults: United States--1960-1962,'' first
published as Public Health Service Publication No.
[[Page 307]]
1000 Series 11-No. 8, June 1965, into Sec. 571.3.
(2) [Reserved]
(k) National Highway Traffic Safety Administration (NHTSA), 1200 New
Jersey Ave. SE., Washington, DC 20590. Web site: https://www.nhtsa.gov.
(1) Drawing Package, ``NHTSA Standard Seat Assembly; FMVSS No. 213,
No. NHTSA-213-2003,'' (consisting of drawings and a bill of materials),
June 3, 2003, into Sec. 571.213.
(2) Drawing Package, SAS-100-1000, Standard Seat Belt Assembly with
Addendum A, Seat Base Weldment (consisting of drawings and a bill of
materials), October 23, 1998, into Sec. 571.213.
(3) ``Parts List; Ejection Mitigation Headform Drawing Package,''
December 2010, into Sec. 571.226.
(4) ``Parts List and Drawings; Ejection Mitigation Headform Drawing
Package'' December 2010, into Sec. 571.226.
(5) ``Parts List and Drawings, NHTSA Standard Seat Assembly; FMVSS
No. 213a--Side impact No. NHTSA-213a-2021, CHILD SIDE IMPACT SLED''
dated December 2021; into Sec. 571.213a.
(l) SAE International, 400 Commonwealth Drive, Warrendale, PA 15096.
Telephone: (724) 776-4841; Web site: https://www.sae.org.
(1) SAE Recommended Practice J100-1995, ``Class `A' Vehicle Glazing
Shade Bands,'' revised June 1995, into Sec. 571.205.
(2) SAE Recommended Practice J211a, ``Instrumentation for Impact
Tests,'' revised December 1971, into Sec. 571.222.
(3) SAE Recommended Practice J211, ``Instrumentation for Impact
Tests,'' revised June 1980, into Sec. Sec. 571.213; 571.218.
(4) SAE Recommended Practice J211/1, ``Instrumentation for Impact
Tests-Part 1--Electronic Instrumentation''; revised March 1995; into
Sec. Sec. 571.202a; 571.208; 571.213a; 571.218; 571.403.
(5) SAE Recommended Practice J211-1 DEC2003, ``Instrumentation for
Impact Test--Part 1--Electronic Instrumentation,'' revised December
2003, into Sec. Sec. 571.206; 571.209.
(6) SAE Recommended Practice J227a, ``Electric Vehicle Test
Procedure,'' revised February 1976, into Sec. Sec. 571.105; 571.135.
(7) SAE Standard J527a, ``Brazed Double Wall Low Carbon Steel
Tubing,'' revised May 1967, into Sec. 571.116.
(8) SAE Recommended Practice J567b, ``Bulb Sockets,'' revised April
1964, into Sec. 571.108.
(9) SAE Recommended Practice J573d, ``Lamp Bulbs and Sealed Units,''
revised December 1968, into Sec. 571.108.
(10) SAE Recommended Practice J575-1983, ``Tests for Motor Vehicle
Lighting Devices and Components,'' revised July 1983, into Sec.
571.131.
(11) SAE Recommended Practice J578, ``Color Specification,'' revised
May 1988, into Sec. 571.131.
(12) SAE Recommended Practice J578-1995, ``Color Specification,''
revised June 1995, into Sec. 571.403.
(13) SAE Recommended Practice J592 JUN92, ``Clearance, Side Marker,
and Identification Lamps,'' revised June 1992, into Sec. 571.121.
(14) SAE Recommended Practice J592e-1972, ``Clearance, Side Marker,
and Identification Lamps,'' revised July 1972, into Sec. 571.121.
(15) SAE Recommended Practice J602-1963, ``Headlamp Aiming Device
for Mechanically Aimable Sealed Beam Headlamp Units,'' reaffirmed August
1963, into Sec. 571.108.
(16) SAE Recommended Practice J602-1980, ``Headlamp Aiming Device
for Mechanically Aimable Sealed Beam Headlamp Units,'' revised October
1980, into Sec. 571.108.
(17) SAE Recommended Practice J673a, ``Automotive Glazing,'' revised
August 1967, into Sec. 571.205(a).
(18) SAE Recommended Practice J673, ``Automotive Safety Glasses,''
revised April 1993, into Sec. 571.205.
(19) SAE Recommended Practice J726 SEP79, ``Air Cleaner Test Code,''
revised April 1979, into Sec. 571.209.
(20) SAE Recommended Practice J759 JAN95, ``Lighting Identification
Code,'' revised January 1995, into Sec. 571.121.
(21) SAE Standard J787b, ``Motor Vehicle Seat Belt Anchorage,''
revised September 1966, into Sec. 571.3.
(22) SAE Recommended Practice J800c, ``Motor Vehicle Seat Belt
Assembly Installations,'' revised November 1973, into Sec. 571.209.
(23) SAE Standard J826-1980, ``Devices for Use in Defining and
Measuring Vehicle Seating Accommodation,'' revised April 1980, into
Sec. Sec. 571.208; 571.214.
[[Page 308]]
(24) SAE Standard J826 MAY87, ``Devices for Use in Defining and
Measuring Vehicle Seating Accommodation,'' revised May 1987, into
Sec. Sec. 571.3; 571.210.
(25) SAE Standard J826-1992, ``Devices for Use in Defining and
Measuring Vehicle Seating Accommodation,'' revised June 1992, into Sec.
571.225.
(26) SAE Standard J826 JUL95, ``Devices for Use in Defining and
Measuring Vehicle Seating Accommodation,'' revised July 1995, into
Sec. Sec. 571.10; 571.111; 571.202; 571.202a; 571.216a.
(27) SAE Recommended Practice J839b, ``Passenger Car Side Door Latch
Systems,'' revised May 1965, into Sec. 571.201.
(28) SAE Recommended Practice J839-1991, ``Passenger Car Side Door
Latch Systems,'' revised June 1991, into Sec. 571.206.
(29) SAE Recommended Practice J902, ``Passenger Car Windshield
Defrosting Systems,'' revised August 1964, into Sec. 571.103.
(30) SAE Recommended Practice J902a, ``Passenger Car Windshield
Defrosting Systems,'' revised March 1967 (Editorial change June 1967),
into Sec. 571.103.
(31) SAE Recommended Practice J903a, ``Passenger Car Windshield
Wiper Systems,'' revised May 1966, into Sec. 571.104.
(32) SAE Recommended Practice J921, ``Instrument Panel Laboratory
Impact Test Procedure,'' approved June 1965, into Sec. 571.201.
(33) SAE Recommended Practice J941, ``Passenger Car Driver's Eye
Range,'' approved November 1965, into Sec. 571.104.
(34) SAE Recommended Practice J941b, ``Motor Vehicle Driver's Eye
Range,'' revised February 1969, into Sec. 571.108.
(35) SAE Recommended Practice J942, ``Passenger Car Windshield
Washer Systems,'' approved November 1965, into Sec. 571.104.
(36) SAE Recommended Practice J944 JUN80, ``Steering Control
System--Passenger Car--Laboratory Test Procedure,'' revised June 1980,
into Sec. 571.203.
(37) SAE Standard J964 OCT84, ``Test Procedure for Determining
Reflectivity of Rear View Mirrors,'' reaffirmed October 1984, into Sec.
571.111.
(38) SAE Recommended Practice J972, ``Moving Rigid Barrier Collision
Tests,'' revised May 2000, into Sec. 571.105.
(39) SAE Recommended Practice J977, ``Instrumentation for Laboratory
Impact Tests,'' approved November 1966, into Sec. 571.201.
(40) SAE Recommended Practice J1100a, ``Motor Vehicle Dimensions,''
revised September 1975, into Sec. 571.3.
(41) SAE Recommended Practice J1100 JUN84, ``Motor Vehicle
Dimensions,'' revised June 1984, into Sec. Sec. 571.3; 571.210.
(42) SAE Recommended Practice J1100-1993, ``Motor Vehicle
Dimensions,'' revised June 1993, into Sec. 571.225.
(43) SAE Recommended Practice J1100, ``Motor Vehicle Dimensions,''
revised February 2001, into Sec. 571.3.
(44) SAE Recommended Practice J1133, ``School Bus Stop Arm,''
revised April 1984, into Sec. 571.131.
(45) SAE Standard J1703b, ``Motor Vehicle Brake Fluid,'' revised
July 1970, into Sec. 571.116.
(46) SAE Standard J1703 NOV83, ``Motor Vehicle Brake Fluid,''
revised November 1983, into Sec. 571.116.
(47) SAE RM-66-04, ``Compatibility Fluid,'' Appendix B to SAE
Standard J1703 JAN95, ``Motor Vehicle Brake Fluid,'' revised January
1995, into Sec. Sec. 571.106; 571.116.
(48) SAE Recommended Practice J2009, ``Discharge Forward Lighting
Systems,'' revised February 1993, into Sec. 571.108.
(49) SAE Standard J2889-1, ``Measurement of Minimum Noise Emitted by
Road Vehicles,'' December 2014 into Sec. 571.141.
(50) SAE Aerospace-Automotive Drawing Standards, issued September
1963, into Sec. Sec. 571.104; 571.202.
(m) United Nations Economic Commission for Europe (UNECE), United
Nations, Conference Services Division, Distribution and Sales Section,
Office C.115-1, Palais des Nations, CH-1211, Geneva 10, Switzerland. Web
site: www.unece.org/trans/main/wp29/wp29regs.html.
(1) UNECE Regulation 17 ``Uniform Provisions Concerning the Approval
of Vehicles with Regard to the Seats, their Anchorages and Any Head
Restraints'': ECE 17 Rev. 1/Add. 16/Rev. 4 (July 31, 2002), into Sec.
571.202.
[[Page 309]]
(2) UNECE Regulation 48 ``Uniform Provisions Concerning the Approval
of Vehicles With Regard to the Installation of Lighting and Light-
Signaling Devices,'' E/ECE/324-E/ECE/TRANS/505, Rev.1/Add.47/Rev.1/
Corr.2 (February 26, 1996), into Sec. 571.108.
[77 FR 752, Jan. 6, 2012, as amended at 77 FR 11647, Feb. 27, 2012; 77
FR 51671, Aug. 24, 2012; 78 FR 21852, Apr. 12, 2013; 79 FR 19243, Apr.
7, 2014; 80 FR 36100, June 23, 2015; 81 FR 90514, Dec. 14, 2016; 87 FR
34808, June 8, 2022; 87 FR 39309, Aug. 1, 2022]
Sec. 571.7 Applicability.
(a) General. Except as provided in paragraphs (c) and (d) of this
section, each standard set forth in subpart B of this part applies
according to its terms to all motor vehicles or items of motor vehicle
equipment the manufacture of which is completed on or after the
effective date of the standard.
(b) [Reserved]
(c) Military vehicles. No standard applies to a vehicle or item of
equipment manufactured for, and sold directly to, the Armed Forces of
the United States in conformity with contractual specifications.
(d) Export. No standard applies to a vehicle or item of equipment in
the circumstances provided in section 108(b)(5) of the Act (15 U.S.C.
1397 (b)(5)).
(e) Combining new and used components. When a new cab is used in the
assembly of a truck, the truck will be considered newly manufactured for
purposes of paragraph (a) of this section, the application of the
requirements of this chapter, and the Act, unless the engine,
transmission, and drive axle(s) (as a minimum) of the assembled vehicle
are not new, and at least two of these components were taken from the
same vehicle.
(f) Combining new and used components in trailer manufacture. When
new materials are used in the assembly of a trailer, the trailer will be
considered newly manufactured for purposes of paragraph (a) of this
section, the application of the requirements of this chapter, and the
Act, unless, at a minimum, the trailer running gear assembly (axle(s),
wheels, braking and suspension) is not new, and was taken from an
existing trailer--
(1) Whose identity is continued in the reassembled vehicle with
respect to the Vehicle Identification Number; and
(2) That is owned or leased by the user of the reassembled vehicle.
[33 FR 19703, Dec. 25, 1968. Redesignated at 35 FR 5118, Mar. 26, 1970,
and amended at 36 FR 7855, Apr. 27, 1971; 38 FR 12808, May 16, 1973; 40
FR 49341, Oct. 22, 1975; 41 FR 27074, July 1, 1976]
Sec. 571.8 Effective date.
(a) Firefighting vehicles. Notwithstanding the effective date
provisions of the motor vehicle safety standards in this part, the
effective date of any standard or amendment of a standard issued after
September 1, 1971, to which firefighting vehicles must conform shall be,
with respect to such vehicles, either 2 years after the date on which
such standard or amendment is published in the rules and regulations
section of the Federal Register, or the effective date specified in the
notice, whichever is later, except as such standard or amendment may
otherwise specifically provide with respect to firefighting vehicles.
(b) Vehicles built in two or more stages vehicles and altered
vehicles. Unless Congress directs or the agency expressly determines
that this paragraph does not apply, the date for manufacturer
certification of compliance with any standard, or amendment to a
standard, that is issued on or after September 1, 2006 is, insofar as
its application to intermediate and final-stage manufacturers and
alterers is concerned, one year after the last applicable date for
manufacturer certification of compliance. Nothing in this provision
shall be construed as prohibiting earlier compliance with the standard
or amendment or as precluding NHTSA from extending a compliance
effective date for intermediate and final-stage manufacturers and
alterers by more than one year.
[70 FR 7435, Feb. 14, 2005]
Sec. 571.9 Separability.
If any standard established in this part or its application to any
person or circumstance is held invalid, the remainder of the part and
the application
[[Page 310]]
of that standard to other persons or circumstances is not affected
thereby.
[33 FR 19705, Dec. 25, 1968. Redesignated at 35 FR 5118, Mar. 26, 1970]
Sec. 571.10 Designation of seating positions.
(a) Application. This section applies to passenger cars, trucks,
multipurpose passenger vehicles, and buses manufactured on or after
September 1, 2010. However, paragraph (b) of this section does not apply
to trucks and multipurpose passenger vehicles with a gross vehicle
weight rating greater than 10,000 lbs, school buses, police vehicles as
defined in S7 of Standard No. 208 (49 CFR 571.208), firefighting
vehicles, ambulances, or motor homes. To determine the number of
passenger seating positions in school buses, see S4.1 of Standard No.
222 (49 CFR 571.222).
(b) Number of designated seating positions. The formula for
calculating the number of designated seating positions (N) for any seat
location with a seating surface width greater than 330 mm (13 inches) is
as follows:
(1) For seat locations with a seating surface width, as described in
paragraph (c), of less than 1400 mm (55.2 inches): N = The greater of 1
or [seating surface width (in mm)/350] rounded down to the nearest whole
number;
(2) For seat locations with a seating surface width, as described in
paragraph (c), greater than or equal to 1400 mm (55.2 inches): N = No
less than [seating surface width (in mm)/450] rounded down to the
nearest whole number.
(c) Seating surface measurement. (1) As used in this section,
``seating surface'' only includes the seat cushion and soft trim and
excludes unpadded trim components such as a decorative seat shield, seat
adjusters, or adjuster covers. As used in paragraphs (c)(1)(ii) and
(iii) of this section, ``outboard'' and ``inboard'' are determined with
respect to the measurement zone established in paragraph (c)(1)(i) of
this section. As used in this section, ``seating surface width'' is the
maximum horizontal width of a seating surface determined by the
following procedure:
(i) Establish a measurement zone bounded by two vertical planes
oriented perpendicular to the direction the seat is facing. One is
located 150 mm (5.9 inches) behind the front leading surface of the seat
and the other is located 250 mm (9.8 inches) behind the front leading
surface of the seat. A measurement location within this zone is any
vertical plane parallel to the planes establishing the boundary of the
zone.
(ii) For each measurement location within the zone, establish
vertical reference planes parallel to the direction the seat faces that
intersect the most outboard point on each side of the seating surface at
that measurement location. If outboard interior trim contacts the top
surface of the seat cushion, establish another vertical plane parallel
to the direction the seat faces that intersects the most inboard point
of contact between outboard interior trim and the top surface of the
seat cushion.
(iii) For measurement within the zone, measure horizontally between
and perpendicular to the most inboard vertical reference planes
established in (ii), as shown in Figure 1 (provided for illustration
purposes).
(2) Adjacent seating surfaces are considered to form a single,
continuous seating surface whose overall width is measured as specified
in (c)(1) of this section, unless
(i) The seating surfaces are separated by:
(A) A fixed trimmed surface whose top surface is unpadded and that
has a width not less than 140 mm (5.5 inches), as measured in each
transverse vertical plane within that measurement zone, or
(B) A void whose cross section in each transverse vertical plane
within that measurement zone is a rectangle that is not less than 140 mm
(5.5 inches) wide and not less than 140 mm (5.5 inches) deep. The top
edge of the cross section in any such plane is congruent with the
transverse horizontal line that intersects the lowest point on the
portion of the top profile of the seating surfaces that lie within that
plane, or
(ii) Interior trim interrupts the measurement of the nominal hip
room between adjacent seating surfaces, measured laterally along the
``X'' plane through the H-point. For purposes of this paragraph, the H-
point is located using the SAE three-dimensional H-
[[Page 311]]
point machine per Society of Automotive Engineers (SAE) Surface Vehicle
Standard J826, revised July 1995, ``Devices for Use in Defining and
Measuring Vehicle Seating Accommodation'' (incorporated by reference,
see section 571.5) with the legs and leg weights removed, or
(iii) The seating surfaces are adjacent outboard seats, and the
lateral distance between any point on the seat cushion of one seat and
any point on the seat cushion of the other seat is not less than 140 mm
(5.5 inches).
(3) Folding, removable, and adjustable seats are measured in the
configuration that results in the single largest maximum seating surface
width.
[GRAPHIC] [TIFF OMITTED] TR15NO13.003
[73 FR 58897, Oct. 8, 2008, as amended at 74 FR 68190, Dec. 23, 2009; 78
FR 68756, Nov. 15, 2013; 79 FR 57830, Sept. 26, 2014]
Subpart B_Federal Motor Vehicle Safety Standards
Source: 36 FR 22902, Dec. 2, 1971, unless otherwise noted.
Sec. 571.101 Standard No. 101; Controls and displays.
S1. Scope. This standard specifies performance requirements for
location, identification, color, and illumination of motor vehicle
controls, telltales and indicators.
S2. Purpose. The purpose of this standard is to ensure the
accessibility, visibility and recognition of motor vehicle controls,
telltales and indicators, and to facilitate the proper selection of
[[Page 312]]
controls under daylight and nighttime conditions, in order to reduce the
safety hazards caused by the diversion of the driver's attention from
the driving task, and by mistakes in selecting controls.
S3. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses.
S4. Definitions.
Adjacent, with respect to a control, telltale or indicator, and its
identifier means:
(a) The identifier is in close proximity to the control, telltale or
indicator; and
(b) No other control, telltale, indicator, identifier or source of
illumination appears between the identifier and the telltale, indicator,
or control that the identifier identifies.
Common space means an area on which more than one telltale,
indicator, identifier, or other message may be displayed, but not
simultaneously.
Control means the hand-operated part of a device that enables the
driver to change the state or functioning of the vehicle or a vehicle
subsystem.
Indicator means a device that shows the magnitude of the physical
characteristics that the instrument is designed to sense.
Identifier means a symbol, word, or words used to identify a
control, telltale, or indicator.
Multi-function control means a control through which the driver may
select, and affect the operation of, more than one vehicle function.
Multi-task display means a display on which more than one message
can be shown simultaneously.
Telltale means an optical signal that, when illuminated, indicates
the actuation of a device, a correct or improper functioning or
condition, or a failure to function.
S5. Requirements. Each passenger car, multipurpose passenger
vehicle, truck and bus that is fitted with a control, a telltale or an
indicator listed in Table 1 or Table 2 must meet the requirements of
this standard for the location, identification, color, and illumination
of that control, telltale or indicator. However, the requirements for
telltales and indicators do not apply to vehicles with GVWRs of 4,536 kg
or greater if these specified vehicles are manufactured before September
1, 2013.
S5.1 Location
S5.1.1 The controls listed in Table 1 and in Table 2 must be located
so they are operable by the driver under the conditions of S5.6.2.
S5.1.2 The telltales and indicators listed in Table 1 and Table 2
and their identification must be located so that, when activated, they
are visible to a driver under the conditions of S5.6.1 and S5.6.2.
S5.1.3 Except as provided in S5.1.4, the identification for
controls, telltales and indicators must be placed on or adjacent to the
telltale, indicator or control that it identifies.
S5.1.4 The requirement of S5.1.3 does not apply to a multi-function
control, provided the multi-function control is associated with a multi-
task display that:
(a) Is visible to the driver under the conditions of S5.6.1 and
S5.6.2,
(b) Identifies the multi-function control with which it is
associated graphically or using words,
(c) For multi-task displays with layers, identifies on the top-most
layer each system for which control is possible from the associated
multi-function control, including systems not otherwise regulated by
this standard. Subfunctions of the available systems need not be shown
on the top-most layer of the multi-task display, and
(d) Identifies the controls of Table 1 and Table 2 with the
identification specified in those tables or otherwise required by this
standard, whenever those are the active functions of the multi-function
control. For lower levels of multi-task displays with layers,
identification is permitted but not required for systems not otherwise
regulated by this standard.
(e) Does not display telltales listed in Table 1 or Table 2.
S5.2 Identification
S5.2.1 Except for the Low Tire Pressure Telltale, each control,
telltale and indicator that is listed in column 1 of Table 1 or Table 2
must be identified by the symbol specified for it in column 2 or the
word or abbreviation specified for it in column 3 of Table 1 or Table 2.
If a symbol is used, each symbol provided pursuant to this paragraph
must
[[Page 313]]
be substantially similar in form to the symbol as it appears in Table 1
or Table 2. If a symbol is used, each symbol provided pursuant to this
paragraph must have the proportional dimensional characteristics of the
symbol as it appears in Table 1 or Table 2. The Low Tire Pressure
Telltale (either the display identifying which tire has low pressure or
the display which does not identify which tire has low pressure) shall
be identified by the appropriate symbol designated in column 4, or both
the symbol in column 4 and the words in column 3. No identification is
required for any horn (i.e., audible warning signal) that is activated
by a lanyard or by the driver pressing on the center of the face plane
of the steering wheel hub; or for a turn signal control that is operated
in a plane essentially parallel to the face plane of the steering wheel
in its normal driving position and which is located on the left side of
the steering column so that it is the control on that side of the column
nearest to the steering wheel face plane. However, if identification is
provided for a horn control in the center of the face plane of the
steering wheel hub, the identifier must meet Table 2 requirements for
the horn.
S5.2.2 Any symbol, word, or abbreviation not shown in Table 1 or
Table 2 may be used to identify a control, a telltale or an indicator
that is not listed in those tables.
S5.2.3 Supplementary symbols, words, or abbreviations may be used at
the manufacturer's discretion in conjunction with any symbol, word, or
abbreviation specified in Table 1 or Table 2.
S5.2.4 [Reserved]
S5.2.5 A single symbol, word, or abbreviation may be used to
identify any combination of the control, indicator, and telltale for the
same function.
S5.2.6 Except as provided in S5.2.7, all identifications of
telltales, indicators and controls listed in Table 1 or Table 2 must
appear to the driver to be perceptually upright. A rotating control that
has an ``off'' position shall appear to the driver perceptually upright
when the rotating control is in the ``off'' position.
S5.2.7 The identification of the following items need not appear to
the driver to be perceptually upright:
(a) A horn control;
(b) Any control, telltale or indicator located on the steering
wheel, when the steering wheel is positioned for the motor vehicle to
travel in a direction other than straight forward; and
(c) Any rotating control that does not have an ``off'' position.
S5.2.8 Each control for an automatic vehicle speed system (cruise
control) and each control for heating and air conditioning systems must
have identification provided for each function of each such system.
S5.2.9 Each control that regulates a system function over a
continuous range must have identification provided for the limits of the
adjustment range of that function. If color coding is used to identify
the limits of the adjustment range of a temperature function, the hot
limit must be identified by the color red and the cold limit by the
color blue. If the status or limit of a function is shown by a display
not adjacent to the control for that function, both the control (unless
it is a multi-function control complying with S5.1.4) and the display
must be independently identified as to the function of the control, in
compliance with S5.2.1, on or adjacent to the control and on or adjacent
to the display.
Example 1. A slide lever controls the temperature of the air in the
vehicle heating system over a continuous range, from no heat to maximum
heat. Since the control regulates a single function over a quantitative
range, only the extreme positions require identification.
Example 2. A switch has three positions, for heat, defrost, and air
conditioning. Since each position regulates a different function, each
position must be identified.
S5.3 Illumination
S5.3.1 Timing of illumination
(a) Except as provided in S5.3.1(c), the identifications of controls
for which the word ``Yes'' is specified in column 5 of Table 1 must be
capable of being illuminated whenever the headlamps are activated. This
requirement does not apply to a control located on the floor, floor
console, steering wheel, steering column, or in the
[[Page 314]]
area of windshield header, or to a control for a heating and air-
conditioning system that does not direct air upon the windshield.
(b) Except as provided in S5.3.1(c), the indicators and their
identifications for which the word ``Yes'' is specified in column 5 of
Table 1 must be illuminated whenever the vehicle's propulsion system and
headlamps are activated.
(c) The indicators, their identifications and the identifications of
controls need not be illuminated when the headlamps are being flashed or
operated as daytime running lamps.
(d) At the manufacturer's option, any control, indicator, or their
identifications may be capable of being illuminated at any time.
(e) A telltale must not emit light except when identifying the
malfunction or vehicle condition it is designed to indicate, or during a
bulb check.
S5.3.2 Brightness of illumination of controls and indicators
S5.3.2.1 Means must be provided for illuminating the indicators,
identifications of indicators and identifications of controls listed in
Table 1 to make them visible to the driver under daylight and nighttime
driving conditions.
S5.3.2.2 The means of providing the visibility required by S5.3.2.1:
(a) Must be adjustable to provide at least two levels of brightness;
(b) At a level of brightness other than the highest level, the
identification of controls and indicators must be barely discernible to
the driver who has adapted to dark ambient roadway condition;
(c) May be operable manually or automatically; and
(d) May have levels of brightness, other than the two required
visible levels of brightness, at which those items and identification
are not visible.
(1) If the level of brightness is adjusted by automatic means to a
point where those items or their identification are not visible to the
driver, means shall be provided to enable the driver to restore
visibility.
S5.3.3 Brightness of telltale illumination
(a) Means must be provided for illuminating telltales and their
identification sufficiently to make them visible to the driver under
daylight and nighttime driving conditions.
(b) The means for providing the required visibility may be
adjustable manually or automatically, except that the telltales and
identification for brakes, highbeams, turn signals, and safety belts may
not be adjustable under any driving condition to a level that is
invisible.
S5.3.4 Brightness of interior lamps. (a) Any source of illumination
within the passenger compartment which is forward of a transverse
vertical plane 110 mm rearward of the manikin ``H'' point with the
driver's seat in its rearmost driving position, which is not used for
the controls and displays regulated by this standard, which is not a
telltale, and which is capable of being illuminated while the vehicle is
in motion, shall have either:
(1) Light intensity which is manually or automatically adjustable to
provide at least two levels of brightness;
(2) A single intensity that is barely discernible to a driver who
has adapted to dark ambient roadway conditions;or
(3) A means of being turned off.
(b) Paragraph (a) of S5.3.4 does not apply to buses that are
normally operated with the passenger compartment illuminated.
S5.3.5 The provisions of S5.3.4 do not apply to buses that are
normally operated with the passenger compartment illuminated.
S5.4 Color
S5.4.1 The light of each telltale listed in Table 1 must be of the
color specified for that telltale in column 6 of that table.
S5.4.2 Any indicator or telltale not listed in Table 1 and any
identification of that indicator or telltale must not be a color that
masks the driver's ability to recognize any telltale, control, or
indicator listed in Table 1.
S5.4.3 Each identifier used for the identification of a telltale,
control or indicator must be in a color that stands out clearly against
the background. However, this requirement does not apply to an
identifier for a horn control in the center of the face plane of the
steering wheel hub. For vehicles with a GVWR of under 4,536 kg (10,000
pounds), the compliance date for this provision is September 1, 2011.
For
[[Page 315]]
vehicles with a GVWR of 4,536 kg (10,000 pounds) or over, the compliance
date for this provision is September 1, 2013.
S5.5 Common space for displaying multiple messages
S5.5.1 A common space may be used to show messages from any sources,
subject to the requirements in S5.5.2 through S5.5.6.
S5.5.2 The telltales for any brake system malfunction required by
Table 1 to be red, air bag malfunction, low tire pressure, electronic
stability control malfunction (as of September 1, 2011), passenger air
bag off, high beam, turn signal, and seat belt must not be shown in the
same common space.
S5.5.3 The telltales and indicators that are listed in Table 1 and
are shown in the common space must illuminate at the initiation of any
underlying condition.
S5.5.4 Except as provided in S5.5.5, when the underlying conditions
exist for actuation of two or more telltales, the messages must be
either:
(a) Repeated automatically in sequence, or
(b) Indicated by visible means and capable of being selected for
viewing by the driver under the conditions of S5.6.2.
S5.5.5 In the case of the telltale for a brake system malfunction,
air bag malfunction, side air bag malfunction, low tire pressure,
electronic stability control malfunction (as of September 1, 2011),
passenger air bag off, high beam, turn signal, or seat belt that is
designed to display in a common space, that telltale must displace any
other symbol or message in that common space while the underlying
condition for the telltale's activation exists.
S5.5.6(a) Except as provided in S5.5.6(b), messages displayed in a
common space may be cancelable automatically or by the driver.
(b) Telltales for high beams, turn signal, low tire pressure, and
passenger air bag off, and telltales for which the color red is required
in Table 1 must not be cancelable while the underlying condition for
their activation exists.
S5.6 Conditions
S5.6.1 The driver has adapted to the ambient light roadway
conditions.
S5.6.2 The driver is restrained by the seat belts installed in
accordance with 49 CFR 571.208 and adjusted in accordance with the
vehicle manufacturer's instructions.
[[Page 316]]
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[GRAPHIC] [TIFF OMITTED] TR15MY06.035
[70 FR 48305, Aug. 17, 2005, as amended at 71 FR 27971, May 15, 2006; 72
FR 17305, Apr. 6, 2007; 73 FR 54537, Sept. 22, 2008; 74 FR 40764, Aug.
13, 2009; 80 FR 36100, June 23, 2015; 80 FR 54734, Sept. 11, 2015]
[[Page 322]]
Sec. 571.102 Standard No. 102; Transmission shift position sequence,
starter interlock, and transmission braking effect.
S1. Purpose and scope. This standard specifies the requirements for
the transmission shift position sequence, a starter interlock, and for a
braking effect of automatic transmissions, to reduce the likelihood of
shifting errors, to prevent starter engagement by the driver when the
transmission is in any drive position, and to provide supplemental
braking at speeds below 40 kilometers per hour (25 miles per hour).
S2. Application. This standard applies to passenger cars, multi-
purpose passenger vehicles, trucks, and buses.
S3. Requirements.
S3.1 Automatic transmissions.
S3.1.1 Location of transmission shift positions on passenger cars. A
neutral position shall be located between forward drive and reverse
drive positions.
S3.1.1.1 Transmission shift levers. If a steering-column-mounted
transmission shift lever is used, movement from neutral position to
forward drive position shall be clockwise. If the transmission shift
lever sequence includes a park position, it shall be located at the end,
adjacent to the reverse drive position.
S3.1.2 Transmission braking effect. In vehicles having more than one
forward transmission gear ratio, one forward drive position shall
provide a greater degree of engine braking than the highest speed
transmission ratio at vehicle speeds below 40 kilometers per hour (25
miles per hour).
S3.1.3 Starter interlock. Except as provided in S3.1.3.1 through
S3.1.3.3, the engine starter shall be inoperative when the transmission
shift position is in a forward or reverse drive position.
S3.1.3.1 After the driver has activated the vehicle's propulsion
system:
(a) The engine may stop and restart automatically when the
transmission shift position is in any forward drive gear;
(b) The engine may not automatically stop when the transmission is
in reverse gear; and
(c) The engine may automatically restart in reverse gear only if the
vehicle satisfies (1) and (2):
(1) When the engine is automatically stopped in a forward drive
shift position and the driver selects Reverse, the engine restarts
immediately whenever the service brake is applied.
(2) When the engine is automatically stopped in a forward drive
shift position and the driver selects Reverse, the engine does not start
automatically if the service brake is not applied.
S3.1.3.2 Notwithstanding S3.1.3.1, the engine may stop and start at
any time after the driver has activated the vehicle's propulsion system
if the vehicle can meet the requirements specified in paragraphs (a) and
(b):
(a) For passenger cars, multi-purpose passenger vehicles, trucks and
buses with a GVWR less than or equal to 4,536 kg (10,000 pounds), the
vehicle's propulsion system can propel the vehicle in the normal travel
mode in all forward and reverse drive gears without the engine
operating. For passenger cars, multipurpose passenger vehicles, trucks
and buses with a GVWR greater than 4,536 kg (10,000 pounds), the
vehicle's propulsion system can propel the vehicle in the normal travel
mode in Reverse and at least one forward drive gear without the engine
operating.
(b) If the engine automatically starts while the vehicle is
traveling at a steady speed and steady accelerator control setting, the
engine does not cause the vehicle to accelerate.
S3.1.3.3 If the transmission shift position is in Park,
automatically stopping or restarting the engine shall not take the
transmission out of Park.
S3.1.4 Identification of shift positions and of shift position
sequence.
S3.1.4.1 Except as specified in S3.1.4.3, if the transmission shift
position sequence includes a park position, identification of shift
positions, including the positions in relation to each other and the
position selected, shall be displayed in view of the driver whenever any
of the following conditions exist:
(a) The ignition is in a position where the transmission can be
shifted; or
(b) The transmission is not in park.
S3.1.4.2 Except as specified in S3.1.4.3, if the transmission shift
position sequence does not include a park
[[Page 323]]
position, identification of shift positions, including the positions in
relation to each other and the position selected, shall be displayed in
view of the driver whenever the ignition is in a position in which the
engine is capable of operation.
S3.1.4.3 Such information need not be displayed when the ignition is
in a position that is used only to start the vehicle.
S3.1.4.4 All of the information required to be displayed by S3.1.4.1
or S3.1.4.2 shall be displayed in view of the driver in a single
location. At the option of the manufacturer, redundant displays
providing some or all of the information may be provided.
S3.2 Manual transmissions. Identification of the shift lever pattern
of manual transmissions, except three forward speed manual transmissions
having the standard ``H'' pattern, shall be displayed in view of the
driver at all times when a driver is present in the driver's seating
position.
[70 FR 38051, July 1, 2005, as amended at 70 FR 75965, Dec. 22, 2005]
Sec. 571.103 Standard No. 103; Windshield defrosting and defogging systems.
S1. Scope. This standard specifies requirements for windshield
defrosting and defogging systems.
S2. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses.
S3. Definitions. Road load means the power output required to move a
given motor vehicle at curb weight plus 180 kilograms on level, clean,
dry, smooth portland cement concrete pavement (or other surface with
equivalent coefficient of surface friction) at a specified speed through
still air at 20 degrees Celsius, and standard barometric pressure (101.3
kilopascals) and includes driveline friction, rolling friction, and air
resistance.
S4. Requirements. (a) Except as provided in paragraph (b) of this
section, each passenger car shall meet the requirements specified in
S4.1, S4.2, and S4.3, and each multipurpose passenger vehicle, truck,
and bus shall meet the requirements specified in Sec. 4.1.
(b) Each passenger car, multipurpose passenger vehicle, truck, and
bus manufactured for sale in the noncontinental United States may, at
the option of the manufacturer, have a windshield defogging system which
operates either by applying heat to the windshield or by dehumidifying
the air inside the passenger compartment of the vehicle, in lieu of
meeting the requirements specified by paragraph (a) of this section.
S4.1 Each vehicle shall have a windshield defrosting and defogging
system.
S4.2 Each passenger car windshield defrosting and defogging system
shall meet the requirements of section 3 of SAE Recommended Practice
J902 (1964) (incorporated by reference, see Sec. 571.5) when tested in
accordance with S4.3, except that ``the critical area'' specified in
paragraph 3.1 of SAE Recommended Practice J902 (1964) shall be that
established as Area C in accordance with Motor Vehicle Safety Standard
No. 104, ``Windshield Wiping and Washing Systems,'' and ``the entire
windshield'' specified in paragraph 3.3 of SAE Recommended Practice J902
(1964) shall be that established as Area A in accordance with Sec.
571.104.
S4.3 Demonstration procedure. The passenger car windshield
defrosting and defogging system shall be tested in accordance with the
portions of paragraphs 4.1 through 4.4.7 of SAE Recommended Practice
J902 (1964) or SAE Recommended Practice J902a (1967) (both incorporated
by reference, see Sec. 571.5) applicable to that system, except that--
(a) During the first 5 minutes of the test:
(1) For a passenger car equipped with a heating system other than a
heat exchanger type that uses the engine's coolant as a means to supply
the heat to the heat exchanger, the warm-up procedure is that specified
by the vehicle's manufacturer for cold weather starting, except that
connection to a power or heat source external to the vehicle is not
permitted.
(2) For all other passenger cars, the warm-up procedure may be that
recommended by the vehicle's manufacturer for cold weather starting.
(b) During the last 35 minutes of the test period (or the entire
test period if the 5-minute warm-up procedure specified in paragraph (a)
of this section is not used),
[[Page 324]]
(1) For a passenger car equipped with a heating system other than a
heat exchanger type that uses the engine's coolant as a means to supply
the heat to the heat exchanger, the procedure shall be that specified by
the vehicle's manufacturer for cold weather starting, except that
connection to a power or heat source external to the vehicle is not
permitted.
(2) For all other passenger cars, either--
(i) The engine speed shall not exceed 1,500 r.p.m. in neutral gear;
or
(ii) The engine speed and load shall not exceed the speed and load
at 40 kilometers per hour in the manufacturer's recommended gear with
road load;
(c) A room air change of 90 times per hour is not required;
(d) The windshield wipers may be used during the test if they are
operated without manual assist;
(e) One or two windows may be open a total of 25 millimeters;
(f) The defroster blower may be turned on at any time; and
(g) The wind velocity is at any level from 0 to 3 kilometers per
hour.
(h) The test chamber temperature and the wind velocity shall be
measured, after the engine has been started, at the forwardmost point of
the vehicle or a point 914 millimeters from the base of the windshield,
whichever is farther forward, at a level halfway between the top and
bottom of the windshield on the vehicle centerline.
[36 FR 22902, Dec. 2, 1971, as amended at 40 FR 12992, Mar. 24, 1975; 40
FR 32336, Aug. 1, 1975; 50 FR 48775, Nov. 27, 1985; 59 FR 11006, Mar. 9,
1994; 60 FR 13642, Mar. 14, 1995; 77 FR 755, Jan. 6, 2012]
Sec. 571.104 Standard No. 104; Windshield wiping and washing systems.
S1. Scope. This standard specifies requirements for windshield
wiping and washing systems.
S2. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses.
S3. Definitions. The term seating reference point is substituted for
the terms manikin H point, manikin H point with seat in rearmost
position and H point wherever any of these terms appear in any SAE
Standard or SAE Recommended Practice referred to in this standard.
Daylight opening means the maximum unobstructed opening through the
glazing surface, as defined in paragraph 2.3.12 of section E, ``Ground
Vehicle Practice,'' of SAE Aerospace-Automotive Drawing Standards (1963)
(incorporated by reference, see Sec. 571.5).
Glazing surface reference line means the line resulting from the
intersection of the glazing surface and a horizontal plane 635
millimeters above the seating reference point, as shown in Figure 1 of
SAE Recommended Practice J903a (1966) (incorporated by reference, see
Sec. 571.5).
Overall width means the maximum overall body width dimension
``W116'', as defined in section E, ``Ground Vehicle Practice,'' of SAE
Aerospace-Automotive Drawing Standards (1963) (incorporated by
reference, see Sec. 571.5).
Plan view reference line means--
(a) For vehicles with bench-type seats, a line parallel to the
vehicle longitudinal centerline outboard of the steering wheel
centerline 0.15 times the difference between one-half of the shoulder
room dimension and the steering wheel centerline-to-car-centerline
dimension as shown in Figure 2 of SAE Recommended Practice J903a (1966)
(incorporated by reference, see Sec. 571.5); or
(b) For vehicles with individual-type seats, either--
(i) A line parallel to the vehicle longitudinal centerline which
passes through the center of the driver's designated seating position;
or
(ii) A line parallel to the vehicle longitudinal centerline located
so that the geometric center of the 95 percent eye range contour is
positioned on the longitudinal centerline of the driver's designated
seating position.
Shoulder room dimension means the front shoulder room dimension
``W3'' as defined in section E, ``Ground Vehicle Practice,'' of SAE
Aerospace-Automotive Drawing Standards (1963) (incorporated by
reference, see Sec. 571.5).
95 percent eye range contour means the 95th percentile tangential
cutoff specified in SAE Recommended Practice J941 (1965) (incorporated
by reference, see Sec. 571.5).
S4. Requirements.
[[Page 325]]
S4.1 Windshield wiping system. Each vehicle shall have a power-
driven windshield wiping system that meets the requirements of S4.1.1.
S4.1.1 Frequency.
S4.1.1.1 Each windshield wiping system shall have at least two
frequencies or speeds.
S4.1.1.2 One frequency or speed shall be at least 45 cycles per
minute regardless of engine load and engine speed.
S4.1.1.3 Regardless of engine speed and engine load, the highest and
one lower frequency or speed shall differ by at least 15 cycles per
minute. Such lower frequency or speed shall be at least 20 cycles per
minute regardless of engine speed and engine load.
S4.1.1.4 Compliance with subparagraphs S4.1.1.2 and S4.1.1.3 may be
demonstrated by testing under the conditions specified in sections 4.1.1
and 4.1.2 of SAE Recommended Practice J903a (1966) (incorporated by
reference, see Sec. 571.5).
S4.1.2 Wiped area. When tested wet in accordance with SAE
Recommended Practice J903a (1966) (incorporated by reference, see Sec.
571.5), each passenger car windshield wiping system shall wipe the
percentage of Areas A, B, and C of the windshield (established in
accordance with S4.1.2.1) that (1) is specified in column 2 of the
applicable table following subparagraph S4.1.2.1 and (2) is within the
area bounded by a perimeter line on the glazing surface 25 millimeters
from the edge of the daylight opening.
S4.1.2.1 Areas A, B, and C shall be established as shown in Figures
1 and 2 of SAE Recommended Practice J903a (1966) (incorporated by
reference, see Sec. 571.5) using the angles specified in Columns 3
through 6 of Table I, II, III, or IV, as applicable.
Table I--Passenger Cars of Less Than 1520 Millimeters in Overall Width
----------------------------------------------------------------------------------------------------------------
Column 2-- Angles in degrees
Minimum ------------------------------------
Column 1--Area percent to Column Column Column Column
be wiped 3--Left 4--Right 5--Up 6--Down
----------------------------------------------------------------------------------------------------------------
A.............................................................. 80 16 49 7 5
B.............................................................. 94 13 46 4 3
C.............................................................. 99 7 15 3 1
----------------------------------------------------------------------------------------------------------------
Table II--Passenger Cars of 1520 or More But Less Than 1630 Millimeters in Overall Width
----------------------------------------------------------------------------------------------------------------
Column 2-- Angles in degrees
Minimum ------------------------------------
Column 1--Area percent to Column Column Column Column
be wiped 3--Left 4--Right 5--Up 6--Down
----------------------------------------------------------------------------------------------------------------
A.............................................................. 80 17 51 8 5
B.............................................................. 94 13 49 4 3
C.............................................................. 99 7 15 3 1
----------------------------------------------------------------------------------------------------------------
Table III--Passenger Cars of 1630 or More But Less Than 1730 Millimeters in Overall Width
----------------------------------------------------------------------------------------------------------------
Column 2-- Angles in degrees
Minimum ------------------------------------
Column 1--Area percent to Column Column Column Column
be wiped 3--Left 4--Right 5--Up 6--Down
----------------------------------------------------------------------------------------------------------------
A.............................................................. 80 17 53 9 5
B.............................................................. 94 14 51 5 3
C.............................................................. 99 8 15 4 1
----------------------------------------------------------------------------------------------------------------
Table IV--Passenger Cars of 1730 or More Millimeters in Overall Width
----------------------------------------------------------------------------------------------------------------
Column 2-- Angles in degrees
Minimum ------------------------------------
Column 1--Area percent to Column Column Column Column
be wiped 3--Left 4--Right 5--Up 6--Down
----------------------------------------------------------------------------------------------------------------
A.............................................................. 80 18 56 10 5
B.............................................................. 94 14 53 5 3
C.............................................................. 99 10 15 5 1
----------------------------------------------------------------------------------------------------------------
S4.2 Windshield washing system.
S4.2.1 Each passenger car shall have a windshield washing system
that meets the requirements of SAE Recommended Practice J942 (1965)
(incorporated by reference, see Sec. 571.5), except that the reference
to ``the effective wipe pattern defined in SAE J903, paragraph 3.1.2''
in paragraph 3.1 of SAE Recommended Practice J942 (1965) shall be
deleted and ``the areas established in accordance with subparagraph
S4.1.2.1 of Motor Vehicle Safety Standard No. 104'' shall be inserted in
lieu thereof.
S4.2.2 Each multipurpose passenger vehicle, truck, and bus shall
have a windshield washing system that meets
[[Page 326]]
the requirements of SAE Recommended Practice J942 (1965) (incorporated
by reference, see Sec. 571.5), except that the reference to ``the
effective wipe pattern defined in SAE J903, paragraph 3.1.2'' in
paragraph 3.1 of SAE Recommended Practice J942 (1965) shall be deleted
and ``the pattern designed by the manufacturer for the windshield wiping
system on the exterior surface of the windshield glazing'' shall be
inserted in lieu thereof.
[36 FR 22902, Dec. 2, 1971, as amended at 58 FR 13023, Mar. 9, 1993; 60
FR 13643, Mar. 14, 1995; 63 FR 51000, Sept. 24, 1998; 77 FR 755, Jan. 6,
2012]
Sec. 571.105 Standard No. 105; Hydraulic and electric brake systems.
S1. Scope. This standard specifies requirements for hydraulic and
electric service brake systems, and associated parking brake systems.
S2. Purpose. The purpose of this standard is to insure safe braking
performance under normal and emergency conditions.
S3. Application. This standard applies to multi-purpose passenger
vehicles, trucks, and buses with a GVWR greater than 3,500 kilograms
(7,716 pounds) that are equipped with hydraulic or electric brake
systems.
S4. Definitions.
Antilock brake system or ABS means a portion of a service brake
system that automatically controls the degree of rotational wheel slip
during braking by:
(1) Sensing the rate of angular rotation of the wheels;
(2) Transmitting signals regarding the rate of wheel angular
rotation to one or more controlling devices which interpret those
signals and generate responsive controlling output signals; and
(3) Transmitting those controlling signals to one or more modulators
which adjust brake actuating forces in response to those signals.
Backup system means a portion of a service brake system, such as a
pump, that automatically supplies energy, in the event of a primary
brake power source failure.
Brake power assist unit means a device installed in a hydraulic
brake system that reduces the operator effort required to actuate the
system, and that if inoperative does not prevent the operator from
braking the vehicle by a continued application of muscular force on the
service brake control.
Brake power unit means a device installed in a brake system that
provides the energy required to actuate the brakes, either directly or
indirectly through an auxiliary device, with the operator action
consisting only of modulating the energy application level.
Directly Controlled Wheel means a wheel for which the degree of
rotational wheel slip is sensed, either at that wheel or on the axle
shaft for that wheel and corresponding signals are transmitted to one or
more modulators that adjust the brake actuating forces at that wheel.
Each modulator may also adjust the brake actuating forces at other
wheels that are on the same axle or in the same axle set in response to
the same signal or signals.
Electric vehicle or EV means a motor vehicle that is powered by an
electric motor drawing current from rechargeable storage batteries, fuel
cells, or other portable sources of electrical current, and which may
include a non-electrical source of power designed to charge batteries
and components thereof.
Electrically-actuated service brakes means service brakes that
utilize electrical energy to actuate the foundation brakes.
Full brake application means a brake application in which the force
on the brake pedal reaches 150 pounds within 0.3 seconds from the point
of application of force to the brake control.
Hydraulic brake system means a system that uses hydraulic fluid as a
medium for transmitting force from a service brake control to the
service brake, and that may incorporate a brake power assist unit, or a
brake power unit.
Indirectly Controlled Wheel means a wheel at which the degree of
rotational wheel slip is not sensed, but at which the modulator of an
antilock braking system adjusts its brake actuating forces in response
to signals from one or more sensed wheels.
Initial brake temperature means the average temperature of the
service
[[Page 327]]
brakes on the hottest axle of the vehicle 0.2 mi before any brake
application.
Lightly loaded vehicle weight means:
(a) For vehicles with a GVWR of 10,000 lbs. or less, unloaded
vehicle weight plus 400 lbs. (including driver and instrumentation);
(b) For vehicles with a GVWR greater than 10,000 lbs., unloaded
vehicle weight plus 500 lbs. (including driver and instrumentation).
Maximum drive-through speed means the highest possible constant
speed at which the vehicle can be driven through 200 feet of a 500-foot
radius curve arc without leaving the 12-foot lane.
Parking mechanism means a component or subsystem of the drive train
that locks the drive train when the transmission control is placed in a
parking or other gear position and the ignition key is removed.
Peak friction coefficient or PFC means the ratio of the maximum
value of braking test wheel longitudinal force to the simultaneous
vertical force occurring prior to wheel lockup, as the braking torque is
progressively increased.
Pressure component means a brake system component that contains the
brake system fluid and controls or senses the fluid pressure.
Regenerative braking system or RBS means an electrical energy system
that is installed in an EV for recovering or dissipating kinetic energy,
and which uses the propulsion motor(s) as a retarder for partial braking
of the EV while returning electrical energy to the propulsion batteries
or dissipating electrical energy.
Skid number means the frictional resistance of a pavement measured
in accordance with ASTM E274-70 (incorporated by reference, see Sec.
571.5) at 40 mph, omitting water delivery as specified in paragraphs 7.1
and 7.2 of that method.
Snub means the braking deceleration of a vehicle from a higher
reference speed to a lower reference speed that is greater than zero.
Spike stop means a stop resulting from the application of 200 lbs of
force on the service brake control in 0.08 s.
Split service brake system means a brake system consisting of two or
more subsystems actuated by a single control, designed so that a single
failure in any subsystem (such as a leakage-type failure of a pressure
component of a hydraulic subsystem except structural failure of a
housing that is common to two or more subsystems, or an electrical
failure in an electric subsystem) does not impair the operation of any
other subsystem.
Stopping distance means the distance traveled by a vehicle from the
point of application of force to the brake control to the point at which
the vehicle reaches a full stop.
Tandem axle means a group of two or more axles placed in close
arrangement one behind the other with the center lines of adjacent axles
not more than 72 inches apart.
Variable proportioning brake system means a system that
automatically adjusts the braking force at the axles to compensate for
vehicle static axle loading and/or dynamic weight transfer between axles
during deceleration.
Wheel lockup means 100 percent wheel slip.
S5. Requirements.
S5.1 Service brake systems. Each vehicle must be equipped with a
service brake system acting on all wheels. Wear of the service brake
must be compensated for by means of a system of automatic adjustment.
Each passenger car and each multipurpose passenger vehicle, truck, and
bus with a GVWR of 10,000 pounds or less must be capable of meeting the
requirements of S5.1.1 through S5.1.6 under the conditions prescribed in
S6, when tested according to the procedures and in the sequence set
forth in S7. Each school bus with a GVWR greater than 10,000 pounds must
be capable of meeting the requirements of S5.1.1 through S5.1.5, and
S5.1.7 under the conditions specified in S6, when tested according to
the procedures and in the sequence set forth in S7. Each multipurpose
passenger vehicle, truck and bus (other than a school bus) with a GVWR
greater than 10,000 pounds must be capable of meeting the requirements
of S5.1.1, S5.1.2, S5.1.3, and S5.1.7 under the conditions specified in
S6, when tested according to the procedures and in the sequence set
forth in S7. Except as noted in S5.1.1.2 and S5.1.1.4, if a vehicle is
incapable of
[[Page 328]]
attaining a speed specified in S5.1.1, S5.1.2, S5.1.3, or S5.1.6, its
service brakes must be capable of stopping the vehicle from the multiple
of 5 mph that is 4 to 8 mph less than the speed attainable in 2 miles,
within distances that do not exceed the corresponding distances
specified in Table II. If a vehicle is incapable of attaining a speed
specified in S5.1.4 in the time or distance interval set forth, it must
be tested at the highest speed attainable in the time or distance
interval specified.
S5.1.1 Stopping distance. (a) The service brakes shall be capable of
stopping each vehicle with a GVWR of less than 8,000 pounds, and each
school bus with a GVWR between 8,000 pounds and 10,000 pounds in four
effectiveness tests within the distances and from the speeds specified
in S5.1.1.1, S5.1.1.2, S5.1.1.3, and S5.1.1.4.
(b) The service brakes shall be capable of stopping each vehicle
with a GVWR of between 8,000 pounds and 10,000 pounds, other than a
school bus, in three effectiveness tests within the distances and from
the speeds specified in S5.1.1.1, S5.1.1.2, and S5.1.1.4.
(c) The service brakes shall be capable of stopping each vehicle
with a GVWR greater than 10,000 pounds in two effectiveness tests within
the distances and from the speeds specified in S5.1.1.2 and S5.1.1.3.
Each school bus with a GVWR greater than 10,000 pounds manufactured
after January 12, 1996 and before March 1, 1999 and which is equipped
with an antilock brake system may comply with paragraph S5.1.1.2 and
S5.5.1 rather than the first effectiveness test, as specified in
S5.1.1.1. Each school bus with a GVWR greater than 10,000 pounds
manufactured on or after March 1, 1999 shall be capable of meeting the
requirements of S5.1.1 through S5.1.5, under the conditions prescribed
in S6, when tested according to the procedures and in the sequence set
forth in S7.
S5.1.1.1 In the first (preburnished) effectiveness test, the vehicle
shall be capable of stopping from 30 mph and 60 mph within the
corresponding distances specified in column I of table II.
S5.1.1.2 In the second effectiveness test, each vehicle with a GVWR
of 10,000 pounds or less and each school bus with a GVWR greater than
10,000 pounds shall be capable of stopping from 30 mph and 60 mph, and
each vehicle with a GVWR greater than 10,000 pounds (other than a school
bus) shall be capable of stopping from 60 mph, within the corresponding
distances specified in Column II of Table II. If the speed attainable in
2 miles is not less than 84 mph, a passenger car or other vehicle with a
GVWR of 10,000 pounds or less shall also be capable of stopping from 80
mph within the corresponding distances specified in Column II of Table
II.
S5.1.1.3 In the third effectiveness test the vehicle shall be
capable of stopping at lightly loaded vehicle weight from 60 mph within
the corresponding distance specified in column III of table II.
S5.1.1.4 In the fourth effectiveness test, a vehicle with a GVWR of
10,000 pounds or less shall be capable of stopping from 30 and 60 mph
within the corresponding distances specified in column I of table II. If
the speed attainable in 2 miles is not less than 84 mph, a passenger
car, or other vehicle with a GVWR of 10,000 lbs., or less, shall also be
capable of stopping from 80 mph within the corresponding distance
specified in column I of table II.
If the speed attainable in 2 miles is not less than 99 mph, a
passenger car shall, in addition, be capable of stopping from the
applicable speed indicated below, within the corresponding distance
specified in column I of table II.
------------------------------------------------------------------------
Required
Speed attainable in 2 miles (mph) to stop
from (mph)
------------------------------------------------------------------------
Not less than 99 but less than 104.......................... 95
104 or more................................................. 100
------------------------------------------------------------------------
For an EV, the speed attainable in 2 miles is determined with the
propulsion batteries at a state of charge of not less than 95 percent at
the beginning of the run.
S5.1.2 Partial failure.
S5.1.2.1 In vehicles manufactured with a split service brake system,
in the event of a rupture or leakage type of failure in a single
subsystem, other than a structural failure of a housing that is common
to two or more subsystems, the remaining portion(s) of the service brake
system shall continue to operate and shall be capable of
[[Page 329]]
stopping a vehicle from 60 mph within the corresponding distance
specified in column IV of table II.
S5.1.2.2 In vehicles not manufactured with a split service brake
system, in the event of any one rupture or leakage type of failure in
any component of the service brake system the vehicle shall, by
operation of the service brake control, be capable of stopping 10 times
consecutively from 60 mph within the corresponding distance specified in
column IV of table II.
S5.1.2.3 For a vehicle manufactured with a service brake system in
which the brake signal is transmitted electrically between the brake
pedal and some or all of the foundation brakes, regardless of the means
of actuation of the foundation brakes, the vehicle shall be capable of
stopping from 60 mph within the corresponding distance specified in
Column IV of Table II with any single failure in any circuit that
electrically transmits the brake signal, and with all other systems
intact.
S5.1.2.4 For an EV manufactured with a service brake system that
incorporates RBS, the vehicle shall be capable of stopping from 60 mph
within the corresponding distance specified in Column IV of Table II
with any single failure in the RBS, and with all other systems intact.
S5.1.3 Inoperative brake power assist unit or brake power unit. A
vehicle equipped with one or more brake power assist units shall meet
the requirements of either S5.1.3.1, S5.1.3.2, or S5.1.3.4 (chosen at
the option of the manufacturer), and a vehicle equipped with one or more
brake power units shall meet the requirements of either S5.1.3.1,
S5.1.3.3, or S5.1.3.4 (chosen at the option of the manufacturer).
S5.1.3.1 The service brakes on a vehicle equipped with one or more
brake power assist units or brake power units, with one such unit
inoperative and depleted of all reserve capability, shall be capable of
stopping a vehicle from 60 mph within the corresponding distance
specified in column IV of table II.
S5.1.3.2 Brake power assist units. The service brakes on a vehicle
equipped with one or more brake power assist units, with one such unit
inoperative, shall be capable of stopping a vehicle from 60 mph:
(a) In six consecutive stops at an average deceleration for each
stop that is not lower than that specified in column I of table III,
when the inoperative unit is not initially depleted of all reserve
capability; and
(b) In a final stop, at an average deceleration that is not lower
than 7 FPSPS for passenger cars (equivalent stopping distance 554 feet)
or 6 FPSPS for vehicles other than passenger cars (equivalent stopping
distance 646 feet), as applicable, when the inoperative unit is depleted
of all reserve capacity.
S5.1.3.3 Brake power units. The service brakes of a vehicle equipped
with one or more brake power units with an accumulator-type reserve
system, with any one failure in any one unit shall be capable of
stopping the vehicle from 60 mph--
(a) In 10 consecutive stops at an average deceleration for each stop
that is not lower than that specified in column II of table III, when
the unit is not initially depleted of all reserve capability; and
(b) In a final stop, at an average deceleration that is not lower
than 7 FPSPS for passenger cars (equivalent stopping distance 554 feet)
or 6 FPSPS for vehicles other than passenger cars (equivalent stopping
distance 646 feet), as applicable, when the inoperative unit is depleted
of all reserve capacity.
S5.1.3.4 Brake power assist and brake power units. The service
brakes of a vehicle equipped with one or more brake power assist units
or brake power units with a backup system, with one brake power assist
unit or brake power unit inoperative and depleted of all reserve
capability and with only the backup system operating in the failed
subsystem, shall be capable of stopping the vehicle from 60 mph in 15
consecutive stops at an average deceleration for each stop that is not
lower than 12 fpsps (equivalent stopping distance 323 feet).
S5.1.3.5 Electric brakes. Each vehicle with electrically-actuated
service brakes (brake power unit) shall comply with the requirements of
S5.1.3.1 with any single electrical failure in the electrically-actuated
service brakes and all other systems intact.
[[Page 330]]
S5.1.4 Fade and recovery. The service brakes shall be capable of
stopping each vehicle in two fade and recovery tests as specified below.
S5.1.4.1 The control force used for the baseline check stops or
snubs shall be not less than 10 pounds, nor more than 60 pounds, except
that the control force for a vehicle with a GVWR of 10,000 pounds or
more may be between 10 pounds and 90 pounds.
S5.1.4.2 (a) Each vehicle with GVWR of 10,000 lbs or less shall be
capable of making 5 fade stops (10 fade stops on the second test) from
60 mph at a deceleration not lower than 15 fpsps for each stop, followed
by 5 fade stops at the maximum deceleration attainable from 5 to 15
fpsps.
(b) Each vehicle with a GVWR greater than 10,000 pounds shall be
capable of making 10 fade snubs (20 fade snubs on the second test) from
40 mph to 20 mph at 10 fpsps for each snub.
S5.1.4.3 (a) Each vehicle with a GVWR of 10,000 pounds or less shall
be capable of making five recovery stops from 30 mph at 10 fpsps for
each stop, with a control force application that falls within the
following maximum and minimum limits:
(1) A maximum for the first four recovery stops of 150 pounds, and
for the fifth stop, of 20 pounds more than the average control force for
the baseline check; and
(2) A minimum of--
(A) The average control force for the baseline check minus 10
pounds, or
(B) The average control force for the baseline check times 0.60,
whichever is lower (but in no case lower than 5 pounds).
(b) Each vehicle with a GVWR of more than 10,000 pounds shall be
capable of making five recovery snubs from 40 mph to 20 mph at 10 fpsps
for each snub, with a control force application that falls within the
following maximum and minimum limits:
(1) A maximum for the first four recovery snubs of 150 pounds, and
for the fifth snub, of 20 pounds more than the average control force for
the baseline check (but in no case more than 100 pounds); and
(2) A minimum of--
(A) The average control force for the baseline check minus 10
pounds, or
(B) The average control force for the baseline check times 0.60,
whichever is lower (but in no case lower than 5 pounds).
S5.1.5 Water recovery. The service brakes shall be capable of
stopping each vehicle in a water recovery test, as specified below.
S5.1.5.1 The control force used for the baseline check stops or
snubs shall be not less than 10 pounds, nor more than 60 pounds, except
that the control force for a vehicle with a GVWR of 10,000 pounds or
more may be between 10 and 90 pounds.
S5.1.5.2(a) After being driven for 2 minutes at a speed of 5 mph in
any combination of forward and reverse directions through a trough
having a water dept of 6 inches, each vehicle with a GVWR of 10,000
pounds or less shall be capable of making five recovery stops from 30
mph at ten fpsps for each stop with a control force application that
falls within the following maximum and minimum limits:
(1) A maximum for the first four recovery stops of 150 pounds, and
for the fifth stop, of 45 pounds more than the average control force for
the baseline check (but in no case more than 90 pounds, except that the
maximum control force for the fifth stop in the case of a vehicle
manufactured before September 1, 1976, shall be not more than plus 60
pounds of the average control force for the baseline check (but in no
case more than 110 pounds).
(2) A minimum of--
(A) The average control force for the baseline check minus 10
pounds, or
(B) The average control force for the baseline check times 0.60,
whichever is lower (but in no case lower than 5 pounds).
(b) After being driven for 2 minutes at a speed of 5 mph in any
combination of forward and reverse directions through a trough having a
water depth of 6 inches, each vehicle with a GVWR of more than 10,000
pounds shall be capable of making five recovery stops from 30 mph at 10
fpsps for each stop with a control force application that falls within
the following maximum and minimum limits:
(1) A maximum for the first four recovery stops of 150 pounds, and
for the fifth stop, of 60 pounds more than the
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average control force for the baseline check (but in no case more than
110 pounds); and
(2) A minimum of--
(A) The average control force for the baseline check minus 10
pounds, or
(B) The average control force for the baseline check times 0.60,
whichever is lower (but in no case lower than 5 pounds).
S5.1.6 Spike stops. Each vehicle with a GVWR of 10,000 lbs. or less
shall be capable of making 10 spike stops from 30 mph, followed by 6
effectiveness (check) stops from 60 mph, at least one of which shall be
within a corresponding stopping distance specified in column I of table
II.
S5.1.7 Stability and control during braking. When stopped four
consecutive times under the conditions specified in S6, each vehicle
with a GVWR greater than 10,000 pounds manufactured on or after July 1,
2005 and each vehicle with a GVWR greater than 10,000 pounds
manufactured in two or more stages on or after July 1, 2006 shall stop
from 30 mph or 75 percent of the maximum drive-through speed, whichever
is less, at least three times within the 12-foot lane, without any part
of the vehicle leaving the roadway. Stop the vehicle with the vehicle at
its lightly loaded vehicle weight, or at the manufacturer's option, at
its lightly loaded vehicle weight plus not more than an additional 1000
pounds for a roll bar structure on the vehicle.
S5.2 Parking Brake System. Each vehicle shall be manufactured with a
parking brake system of a friction type with a solely mechanical means
to retain engagement, which shall under the conditions of S6, when
tested according to the procedures specified in S7, meet the
requirements specified in S5.2.1, S5.2.2, or S5.2.3 as appropriate, with
the system engaged--
(a) In the case of a vehicle with a GVWR of 4,536 kilograms (10,000
pounds) or less, with a force applied to the control not to exceed 125
pounds for a foot-operated system and 90 pounds for a hand-operated
system; and
(b) In the case of a vehicle with a GVWR greater than 4,536
kilograms (10,000 pounds), with a force applied to the control not to
exceed 150 pounds for a foot-operated system and 125 pounds for a hand-
operated system.
S5.2.1. Except as provided in Sec. 5.2.2, the parking brake system
on a passenger car and on a school bus with a GVWR of 10,000 pounds or
less shall be capable of holding the vehicle stationary (to the limit of
traction on the braked wheels) for 5 minutes in both a forward and
reverse direction on a 30 percent grade.
S5.2.2 A vehicle of a type described in S5.2.1 at the option of the
manufacturer may meet the requirements of S5.2.2.1, S5.2.2.2, and
S5.2.2.3 instead of the requirements of S5.2.1 if:
(a) The vehicle has a transmission or transmission control which
incorporates a parking mechanism, and
(b) The parking mechanism must be engaged before the ignition key
can be removed.
S5.2.2.1 The vehicle's parking brake and parking mechanism, when
both are engaged, shall be capable of holding the vehicle stationary (to
the limit of traction of the braked wheels) for 5 minutes, in both
forward and reverse directions, on a 30 percent grade.
S5.2.2.2 The vehicle's parking brake, with the parking mechanism not
engaged, shall be capable of holding the vehicle stationary for 5
minutes, in both forward and reverse directions, on a 20 percent grade.
S5.2.2.3 With the parking mechanism engaged and the parking brake
not engaged, the parking mechanism shall not disengage or fracture in a
manner permitting vehicle movement, when the vehicle is impacted at each
end, on a level surface, by a barrier moving at 2\1/2\ mph.
S5.2.3 (a) The parking brake system on a multipurpose passenger
vehicle, truck or bus (other than a school bus) with a GVWR of 4,536
kilograms (10,000 pounds) or less shall be capable of holding the
vehicle stationary for 5 minutes, in both forward and reverse
directions, on a 20 percent grade.
(b) The parking brake system on a multipurpose passenger vehicle,
truck, or bus (including a school bus) with a GVWR greater than 4,536
kilograms (10,000 pounds) shall be capable of holding the vehicle
stationary for 5 minutes, in both forward and reverse directions, on a
20 percent grade.
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S5.3 Brake system indicator lamp. Each vehicle shall have a brake
system indicator lamp or lamps, mounted in front of and in clear view of
the driver, which meet the requirements of S5.3.1 through S5.3.5. A
vehicle with a GVWR of 10,000 pounds or less may have a single common
indicator lamp. A vehicle with a GVWR of greater than 10,000 pounds may
have an indicator lamp which is common for gross loss of pressure, drop
in the level of brake fluid, or application of the parking brake, but
shall have a separate indicator lamp for antilock brake system
malfunction. However, the options provided in S5.3.1(a) shall not apply
to a vehicle manufactured without a split service brake system; such a
vehicle shall, to meet the requirements of S5.3.1(a), be equipped with a
malfunction indicator that activates under the conditions specified in
S5.3.1(a)(4). This warning indicator shall, instead of meeting the
requirements of S5.3.2 through S5.3.5, activate (while the vehicle
remains capable of meeting the requirements of S5.1.2.2 and the ignition
switch is in the ``on'' position) a continuous or intermittent audible
signal and a flashing warning light, displaying the words ``STOP-BRAKE
FAILURE'' in block capital letters not less than one-quarter of an inch
in height.
S5.3.1 An indicator lamp shall be activated when the ignition
(start) switch is in the ``on'' (``run'') position and whenever any of
the conditions (a) or (b), (c), (d), (e), (f), and (g) occur:
(a) A gross loss of pressure (such as caused by rupture of a brake
line but not by a structural failure of a housing that is common to two
or more subsystems) due to one of the following conditions (chosen at
the option of the manufacturer):
(1) Before or upon application of a differential pressure of not
more than 225 lb/in\2\ between the active and failed brake system
measured at a master cylinder outlet or a slave cylinder outlet.
(2) Before or upon application of 50 pounds of control force upon a
fully manual service brake.
(3) Before or upon application of 25 pounds of control force upon a
service brake with a brake power assist unit.
(4) When the supply pressure in a brake power unit drops to a level
not less than one-half of the normal system pressure.
(b) A drop in the level of brake fluid in any master cylinder
reservoir compartment to less than the recommended safe level specified
by the manufacturer or to one-fourth of the fluid capacity of that
reservoir compartment, whichever is greater.
(c) A malfunction that affects the generation or transmission of
response or control signals in an antilock brake system, or a total
functional electrical failure in a variable proportioning brake system.
(d) Application of the parking brake.
(e) For a vehicle with electrically-actuated service brakes, failure
of the source of electric power to the brakes, or diminution of state of
charge of the batteries to less than a level specified by the
manufacturer for the purpose of warning a driver of degraded brake
performance.
(f) For a vehicle with electric transmission of the service brake
control signal, failure of a brake control circuit.
(g) For an EV with RBS that is part of the service brake system,
failure of the RBS.
S5.3.2 (a) Except as provided in paragraph (b) of this section, all
indicator lamps shall be activated as a check of lamp function either
when the ignition (start) switch is turned to the ``on'' (run) position
when the engine is not running, or when the ignition (start) switch is
in a position between ``on'' (run) and ``start'' that is designated by
the manufacturer as a check position.
(b) The indicator lamps need not be activated when a starter
interlock is in operation.
S5.3.3 (a) Each indicator lamp activated due to a condition
specified in S5.3.1 shall remain activated as long as the malfunction
exists, whenever the ignition (start) switch is in the ``on'' (run)
position, whether or not the engine is running.
(b) For vehicles manufactured on and after September 1, 1999 with
GVWRs greater than 10,000 lbs, each message about the existence of a
malfunction, as described in S5.3.1(c), shall be stored in the antilock
brake system after the
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ignition switch is turned to the ``off'' position and the indicator lamp
shall be automatically reactivated when the ignition switch is again
turned to the ``on'' position. The indicator lamp shall also be
activated as a check of lamp function whenever the ignition is turned to
the ``on'' (run) position. The indicator lamp shall be deactivated at
the end of the check of lamp function unless there is a malfunction or a
message about a malfunction that existed when the key switch was last
turned to the ``off'' position.
S5.3.4 When an indicator lamp is activated it may be steady burning
or flashing.
S5.3.5 (a) Each indicator lamp shall display word, words or
abbreviation, in accordance with the requirements of Standard No. 101
(49 CFR 571.101) and/or this section, which shall have letters not less
than \1/8\-inch high and be legible to the driver in daylight when
lighted. Words in addition to those required by Standard No. 101 and/or
this section and symbols may be provided for purposes of clarity.
(b) If a single common indicator is used, the lamp shall display the
word ``Brake''. The letters and background of a single common indicator
shall be of contrasting colors, one of which is red.
(c)(1) If separate indicators are used for one or more of the
conditions described in S5.3.1(a) through S5.3.1(g) of this standard,
the indicator display shall include the word ``Brake'' and appropriate
additional labeling, except as provided in (c)(1) (A) through (D) of
this paragraph.
(A) If a separate indicator lamp is provided for gross loss of
pressure, the words ``Brake Pressure'' shall be used for S5.3.1(a).
(B) If a separate indicator lamp is provided for low brake fluid,
the words ``Brake Fluid'' shall be used for S5.3.1(b), except for
vehicles using hydraulic system mineral oil.
(C) If a separate indicator lamp is provided for an anti-lock
system, the single word ``Antilock'' or ``Anti-lock'', or the
abbreviation ``ABS'', may be used for S5.3.1(c).
(D) If a separate indicator lamp is provided for application of the
parking brake, the single word ``Park'' may be used for S5.3.1(d).
(E) If a separate indicator is used for the regenerative brake
system, the symbol ``RBS'' may be used. RBS failure may also be
indicated by a lamp displaying the symbol ``ABS/RBS.''
(2) Except for a separate indicator lamp for an anti-lock system, a
regenerative system, or an indicator for both anti-lock and regenerative
system, the letters and background of each separate indicator lamp shall
be of contrasting colors, one of which is red. The letters and
background of a separate lamp for an anti-lock system, a regenerative
system, or a lamp displaying both an anti-lock and a regenerative system
shall be of contrasting colors, one of which is yellow.
S5.4 Reservoirs.
S5.4.1 Master cylinder reservoirs. A master cylinder shall have a
reservoir compartment for each service brake subsystem serviced by the
master cylinder. Loss of fluid from one compartment shall not result in
a complete loss of brake fluid from another compartment.
S5.4.2 Reservoir capacity. Reservoirs, whether for master cylinders
or other type systems, shall have a total minimum capacity equivalent to
the fluid displacement resulting when all the wheel cylinders or caliper
pistons serviced by the reservoirs move from a new lining, fully
retracted position (as adjusted initially to the manufacturer's
recommended setting) to a fully worn, fully applied position, as
determined in accordance with S7.18(c) of this standard. Reservoirs
shall have completely separate compartments for each subsystem except
that in reservoir systems utilizing a portion of the reservoir for a
common supply to two or more subsystems, individual partial compartments
shall each have a minimum volume of fluid equal to at least the volume
displaced by the master cylinder piston servicing the subsystem, during
a full stroke of the piston. Each brake power unit reservoir servicing
only the brake system shall have a minimum capacity equivalent to the
fluid displacement required to charge the system piston(s) or
accumulator(s) to normal operating pressure plus the displacement
resulting when
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all the wheel cylinders or caliper pistons serviced by the reservoir or
accumulator(s) move from a new lining fully retracted position (as
adjusted initially to the manufacturer's recommended setting) to a fully
worn, fully applied position.
S5.4.3 Reservoir labeling--Each vehicle equipped with hydraulic
brakes shall have a brake fluid warning statement that reads as follows,
in letters at least one-eighth of an inch high: ``WARNING, Clean filler
cap before removing. Use only ______ fluid from a sealed container.''
(Inserting the recommended type of brake fluid as specified in 49 CFR
571.116, e.g., ``DOT 3''). The lettering shall be--
(a) Permanently affixed, engraved, or embossed;
(b) Located so as to be visible by direct view, either on or within
4 inches of the brake fluid reservoir filler plug or cap; and
(c) Of a color that contrasts with its background, if it is not
engraved or embossed.
S5.5 Antilock and variable proportioning brake systems.
S5.5.1 Each vehicle with a GVWR greater than 10,000 pounds, except
for any vehicle with a speed attainable in 2 miles of not more than 33
mph, shall be equipped with an antilock brake system that directly
controls the wheels of at least one front axle and the wheels of at
least one rear axle of the vehicle. On each vehicle with a GVWR greater
than 10,000 pounds but not greater than 19,500 pounds and motor homes
with a GVWR greater than 10,000 pounds but not greater than 22,500
pounds manufactured before March 1, 2001, the antilock brake system may
also directly control the wheels of the rear drive axle by means of a
single sensor in the driveline. Wheels on other axles of the vehicle may
be indirectly controlled by the antilock brake system.
S5.5.2 In the event of any failure (structural or functional) in an
antilock or variable proportioning brake system, the vehicle shall be
capable of meeting the stopping distance requirements specified in
S5.1.2 for service brake system partial failure. For an EV that is
equipped with both ABS and RBS that is part of the service brake system,
the ABS must control the RBS.
S5.6 Brake system integrity. Each vehicle shall be capable of
completing all performance requirements of S5 without--
(a) Detachment or fracture of any component of the braking system,
such as brake springs and brake shoe or disc pad facing, other than
minor cracks that do not impair attachment of the friction facing. All
mechanical components of the braking system shall be intact and
functional. Friction facing tearout (complete detachment of lining)
shall not exceed 10 percent of the lining on any single frictional
element.
(b) Any visible brake fluid or lubricant on the friction surface of
the brake, or leakage at the master cylinder or brake power unit
reservoir cover, seal and filler openings.
S6 Test conditions. The performance requirements of S5 shall be met
under the following conditions. Where a range of conditions is
specified, the vehicle shall be capable of meeting the requirements at
all points within the range. Compliance of vehicles manufactured in two
or more stages may, at the option of the final-stage manufacturer, be
demonstrated to comply with this standard by adherence to the
instructions of the incomplete manufacturer provided with the vehicle in
accordance with Sec. 568.4(a)(7)(ii) and Sec. 568.5 of title 49 of the
Code of Federal Regulations.
S6.1 Vehicle weight.
S6.1.1 Other than tests specified at lightly loaded vehicle weight
in S7.5(a), S7.7, S7.8, and S7.9, the vehicle is loaded to its GVWR such
that the weight on each axle as measured at the tire-ground interface is
in proportion to its GAWR, except that each fuel tank is filled to any
level from 100 percent of capacity (corresponding to full GVWR) to 75
percent. However, if the weight on any axle of a vehicle at lightly
loaded vehicle weight exceeds the axle's proportional share of the gross
vehicle weight rating, the load required to reach GVWR is placed so that
the weight on that axle remains the same as a lightly loaded vehicle
weight.
S6.1.2 For applicable tests specified in S7.5(a), S7.7, S7.8, and
S7.9, vehicle weight is lightly loaded vehicle weight,
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with the added weight, except for the roll bar structure allowed for
trucks and buses with a GVWR greater than 10,000 pounds, distributed in
the front passenger seat area in passenger cars, multipurpose passenger
vehicles, and trucks, and in the area adjacent to the driver's seat in
buses.
S6.2 Electric vehicles and electric brakes.
S6.2.1 The state of charge of the propulsion batteries is determined
in accordance with SAE Recommended Practice J227a (1976) (incorporated
by reference, see Sec. 571.5). The applicable sections of SAE J227a
(1976) are 3.2.1 through 3.2.4, 3.3.1 through 3.3.2.2, 3.4.1 and 3.4.2,
4.2.1, 5.2, 5.2.1, and 5.3.
S6.2.2 At the beginning of the first effectiveness test specified in
S7.3, and at the beginning of each burnishing procedure, each EV's
propulsion battery is at the maximum state of charge recommended by the
manufacturer, as stated in the vehicle operator's manual or on a label
that is permanently attached to the vehicle, or, if the manufacturer has
made no recommendation, at a state of charge of not less than 95
percent. If a battery is replaced rather than recharged, the replacement
battery is to be charged and measured for state of charge in accordance
with these procedures. During each burnish procedure, each propulsion
battery is restored to the recommended state of charge or a state of
charge of not less than 95 percent after each increment of 40 burnish
stops until each burnish procedure is complete. The batteries may be
charged at a more frequent interval if, during a particular 40-stop
increment, the EV is incapable of achieving the initial burnish test
speed. During each burnish procedure, the propulsion batteries may be
charged by an external means or replaced by batteries that are charged
to the state of charge recommended by the manufacturer or a state of
charge of not less than 95 percent. For EVs having a manual control for
setting the level of regenerative braking, the manual control, at the
beginning of each burnish procedure, is set to provide maximum
regenerative braking throughout the burnish.
S6.2.3 At the beginning of each performance test in the test
sequence (S7,3, S7.5, S7.7 through S7.11, and S7.13 through S7.19 of
this standard), unless otherwise specified, each propulsion battery of
an EV is at the maximum state of charge recommended by the manufacturer,
as stated in the vehicle operator's manual or on a label that is
permanently attached to the vehicle, or, if the manufacturer has made no
recommendation, at a state of charge of not less than 95 percent. If
batteries are replaced rather than recharged, each replacement battery
shall be charged and measured for state of charge in accordance with
these procedures. No further charging of any propulsion battery occurs
during any of the performance tests in the test sequence of this
standard. If the propulsion batteries are depleted during a test
sequence such that the vehicle reaches automatic shut-down, will not
accelerate, or the low state of charge warning lamp is illuminated, the
vehicle is to be accelerated to brake test speed by auxiliary means.
S6.2.4 (a) For an EV equipped with RBS, the RBS is considered to be
part of the service brake system if it is automatically controlled by an
application of the service brake control, if there is no means provided
for the driver to disconnect or otherwise deactivate it, and if it is
activated in all transmission positions, including neutral. The RBS is
operational during all burnishes and all tests, except for the test of a
failed RBS.
(b) For an EV equipped with an RBS that is not part of the service
brake system, the RBS is operational and set to produce the maximum
regenerative braking effect during the burnishes, and is disabled during
the test procedures. If the vehicle is equipped with a neutral gear that
automatically disables the RBS, the test procedures which are designated
to be conducted in gear may be conducted in neutral.
S6.2.5 For tests conducted ``in neutral,'' the operator of an EV
with no ``neutral'' position (or other means such as a clutch for
disconnecting the drive train from the propulsion motor(s)) does not
apply any electromotive force to the propulsion motor(s). Any
electromotive force that is applied to the propulsion motor(s)
automatically remains in effect unless
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otherwise specified by the test procedure.
S6.2.6 A vehicle equipped with electrically-actuated service brakes
also performs the following test series. Conduct 10 stopping tests from
a speed of 100 kph or the maximum vehicle speed, whichever is less. At
least two of the 10 stopping distances must be less than or equal to 70
meters. The vehicle is loaded to GVWR for these tests and the
transmission is in the neutral position when the service brake control
is actuated and throughout the remainder of the test. The battery or
batteries providing power to those electrically-actuated brakes, at the
beginning of each test, shall be in a depleted state of charge for
conditions (a), (b), or (c) of this paragraph as appropriate. An
auxiliary means may be used to accelerate an EV to test speed.
(a) For an EV equipped with electrically-actuated service brakes
deriving power from the propulsion batteries, and with automatic shut-
down capability of the propulsion motor(s), the propulsion batteries are
at not more than five percent above the EV actual automatic shut-down
critical value. The critical value is determined by measuring the state-
of-charge of each propulsion battery at the instant that automatic shut-
down occurs and averaging the states-of-charge recorded.
(b) For an EV equipped with electrically-actuated service brakes
deriving power from the propulsion batteries, and with no automatic
shut-down capability of the propulsion motor(s), the propulsion
batteries are at an average of not more than five percent above the
actual state of charge at which the brake failure warning signal,
required by S5.3.1(e) of this standard, is illuminated.
(c) For a vehicle which has an auxiliary battery (or batteries) that
provides electrical energy to operate the electrically-actuated service
brakes, the auxiliary battery(batteries) is (are) at (at an average of)
not more than five percent above the actual state of charge at which the
brake failure warning signal, required by S5.3.1(e) of this standard, is
illuminated.
S6.3 Tire inflation pressure. Tire inflation pressure is the
pressure recommended by the vehicle manufacturer for the GVWR of the
vehicle.
S6.4 Transmission selector control. For S7.3, S7.5, S7.8, S7.15,
S7.17, S7.11.1.2, S7.11.2.2, S7.11.3.2, and as required for S7.13, the
transmission selector control is in neutral for all decelerations. For
all other tests during all decelerations, the transmission selector is
in the control position, other than overdrive, recommended by the
manufacturer for driving on a level surface at the applicable test
speed. To avoid engine stall during tests required to be run in gear a
manual transmission may be shifted to neutral (or the clutch disengaged)
when the vehicle speed decreases to 20 mph.
S6.5 Engine. Engine idle speed and ignition timing settings are
according to the manufacturer's recommendations. If the vehicle is
equipped with an adjustable engine speed governor, it is adjusted
according to the manufacturer's recommendation.
S6.6 Vehicle openings. All vehicle openings (doors, windows, hood,
trunk, convertible top, cargo doors, etc.) are closed except as required
for instrumentation purposes.
S6.7 Ambient temperature. The ambient temperature is any temperature
between 32 [deg]F. and 100 [deg]F.
S6.8 Wind velocity. The wind velocity is zero.
S6.9 Road surface.
S6.9.1 For vehicles with a GVWR of 10,000 pounds or less, road tests
are conducted on a 12-foot-wide, level roadway, having a skid number of
81. Burnish stops are conducted on any surface. The parking brake test
surface is clean, dry, smooth, Portland cement concrete.
S6.9.2(a) For vehicles with a GVWR greater than 10,000 pounds, road
tests (excluding stability and control during braking tests) are
conducted on a 12-foot-wide, level roadway, having a peak friction
coefficient of 1.02 when measured using an ASTM F2493 standard reference
test tire, in accordance with ASTM E1337-19 (incorporated by reference,
see Sec. 571.5), at a speed of 40 mph, without water delivery. Burnish
stops are conducted on any surface. The parking brake test surface is
clean, dry, smooth, Portland cement concrete.
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(b) For vehicles with a GVWR greater than 10,000 pounds, stability
and control during braking tests are conducted on a 500-foot-radius
curved roadway with a wet level surface having a peak friction
coefficient of 0.55 when measured on a straight or curved section of the
curved roadway using an ASTM F2493 standard reference tire, in
accordance with ASTM E1337-19 at a speed of 40 mph, with water delivery.
S6.10 Vehicle position and wheel lockup restrictions. The vehicle is
aligned in the center of the roadway at the start of each brake
application. Stops, other than spike stops, are made without any part of
the vehicle leaving the roadway.
S6.10.1 For vehicles with a GVWR of 10,000 pounds or less, stops are
made with wheel lockup permitted only as follows:
(a) At vehicle speeds above 10 mph, there may be controlled wheel
lockup on an antilock-equipped axle, and lockup of not more than one
wheel per vehicle, uncontrolled by an antilock system. (Dual wheels on
one side of an axle are considered a single wheel.)
(b) At vehicle speeds of 10 mph or less, any wheel may lock up for
any duration.
(c) Unlimited wheel lockup is allowed during spike stops (but not
spike check stops), partial failure stops, and inoperative brake power
or power assist unit stops.
S6.10.2 For vehicles with a GVWR greater than 10,000 pounds, stops
are made with wheel lockup permitted only as follows:
(a) At vehicle speeds above 20 mph, any wheel on a nonsteerable axle
other than the two rearmost nonliftable, nonsteerable axles may lock up
for any duration. The wheels on the two rearmost nonliftable,
nonsteerable axles may lock up according to (b).
(b) At vehicle speeds above 20 mph, one wheel on any axle or two
wheels on any tandem may lock up for any duration.
(c) At vehicle speeds above 20 mph, any wheel not permitted to lock
in (a) or (b) may lock up repeatedly, with each lockup occurring for a
duration of one second or less.
(d) At vehicle speeds of 20 mph or less, any wheel may lock up for
any duration.
(e) Unlimited wheel lockup is allowed during partial failure stops,
and inoperative brake power or power assist stops.
S6.11 Thermocouples. The brake temperature is measured by plug-type
thermocouples installed in the approximate center of the facing length
and width of the most heavily loaded shoe or disc pad, one per brake, as
shown in figure 1. A second thermocouple may be installed at the
beginning of the test sequence if the lining wear is expected to reach a
point causing the first thermocouple to contact the metal rubbing
surface of a drum or rotor. For centergrooved shoes or pads,
thermocouples are installed within one-eighth of an inch to one-quarter
inch of the groove and as close to the center as possible.
S6.12 Initial brake temperature. Unless otherwise specified the
brake temperature is 150 [deg]F. to 200 [deg]F.
S6.13 Control forces. Unless otherwise specified, the force applied
to a brake control is not less than 15 lb and not more than 150 lb.
S6.14 Special drive conditions. A vehicle with a GVWR greater than
10,000 pounds equipped with an interlocking axle system or a front wheel
drive system that is engaged and disengaged by the driver is tested with
the system disengaged.
S6.15 Selection of compliance options. Where manufacturer options
are specified, the manufacturer shall select the option by the time it
certifies the vehicle and may not thereafter select a different option
for the vehicle. Each manufacturer shall, upon request from the National
Highway Traffic Safety Administration, provide information regarding
which of the compliance options it has selected for a particular vehicle
or make/model.
S7. Test procedure and sequence. Each vehicle shall be capable of
meeting all the applicable requirements of S5 when tested according to
the procedures and sequence set forth below, without replacing any brake
system part or making any adjustments to the brake system other than as
permitted
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in the burnish and reburnish procedures and in S7.9 and S7.10. (For
vehicles only having to meet the requirements of S5.1.1, S5.1.2, S5.1.3,
and S5.1.7 in section S5.1, the applicable test procedures and sequence
are S7.1, S7.2, S7.4, S7.5(b), S7.5(a), S7.8, S7.9, S7.10, and S7.18.
However, at the option of the manufacturer, the following test procedure
and sequence may be conducted: S7.1, S7.2, S7.3, S7.4, S7.5(b), S7.6,
S7.7, S7.5(a), S7.8, S7.9, S7.10, and S7.18. The choice of this option
must not be construed as adding to the requirements specified in S5.1.2
and S5.1.3.) Automatic adjusters must remain activated at all times. A
vehicle shall be deemed to comply with the stopping distance
requirements of S5.1 if at least one of the stops at each speed and load
specified in each of S7.3, S7.5(b), S7.8, S7.9, S7.10, S7.15 and S7.17
(check stops) is made within a stopping distance that does not exceed
the corresponding distance specified in Table II. When the transmission
selector control is required to be in neutral for a deceleration, a stop
or snub must be obtained by the following procedures:
(a) Exceed the test speed by 4 to 8 mph;
(b) Close the throttle and coast in gear to approximately 2 mph
above the test speed;
(c) Shift to neutral; and
(d) When the test speed is reached, apply the service brakes.
S7.1 Brake warming. If the initial brake temperature for the first
stop in a test procedure (other than S7.7 and S7.16) has not been
reached, heat the brakes to the initial brake temperature by making not
more than 10 snubs from not more than 40 to 10 mph, at a deceleration
not greater than 10 fpsps.
S7.2 Pretest instrumentation check. Conduct a general check of
instrumentation by making not more than 10 stops from a speed of not
more than 30 mph, or 10 snubs from a speed of not more than 40 to 10
mph, at a deceleration of not more than 10 fpsps. If instrument repair,
replacement, or adjustment is necessary, make not more than 10
additional stops or snubs after such repair, replacement, or adjustment.
S7.3 Service brake system--first (preburnish) effectiveness test.
Make six stops from 30 mph. Then make six stops from 60 mph.
S7.4 Service brake system--burnish procedure.
S7.4.1 Vehicles with GVWR of 10,000 lb or less.
S7.4.1.1 Burnish. Burnish the brakes by making 200 stops from 40 mph
at 12 fpsps (the 150 lb control force limit does not apply here). The
interval from the start of one service brake application to the start of
the next shall be either the time necessary to reduce the initial brake
temperature to between 230 [deg]F. and 270 [deg]F., or the distance of 1
mile, whichever occurs first. Accelerate to 40 mph after each stop and
maintain that speed until making the next stop.
S7.4.1.2 Brake adjustment--post burnish. After burnishing, adjust
the brakes in accordance with the manufacturer's published
recommendations.
S7.4.2 Vehicles with GVWR greater than 10,000 pounds.
S7.4.2.1 Burnish. Vehicles are burnished according to the following
procedures. Make 500 snubs between 40 mph and 20 mph at a deceleration
rate of 10 f.p.s.p.s. Except where an adjustment is specified, after
each brake application accelerate to 40 mph and maintain that speed
until making the next brake application at a point 1 mile from the
initial point of the previous brake application. If the vehicle cannot
attain a speed of 40 mph in 1 mph, continue to accelerate until the
vehicle reaches 40 mph or until the vehicle has traveled 1.5 miles from
the initial point of the previous brake application, whichever occurs
first. The brakes shall be adjusted three times during the burnish
procedure, in accordance with the manufacturer's recommendations, after
125, 250, and 375 snubs.
S7.4.2.2 Brake adjustment--post burnish. After burnishing, adjust
the brakes in accordance with the manufacturer's published
recommendations.
S7.5 (a) Stability and control during braking (vehicles with a GVWR
greater than 10,000 pounds). Make four stops in the lightly-loaded
weight condition specified in S5.1.7. Use a full brake application for
the duration of the stop, with the clutch pedal depressed or the
transmission selector control in the
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neutral position, for the duration of each stop.
(b) Service brake system--second effectiveness test. For vehicles
with a GVWR of 10,000 pounds or less, or any school bus, make six stops
from 30 mph. Then, for any vehicle, make six stops from 60 mph. Then,
for a vehicle with a GVWR of 10,000 pounds or less, make four stops from
80 mph if the speed attainable in 2 miles is not less than 84 mph.
S7.6 First reburnish. Repeat S7.4, except make 35 burnish stops or
snubs. In the case of vehicles burnished in accordance with S7.4.2.1(a)
of this section, reburnish the vehicle by making 35 snubs from 60 to 20
mph, but if the hottest brake temperature reaches 500 [deg]F 50 [deg]F, make the remainder of the brake applications
from the highest snub condition listed in Table IV that will maintain
the hottest brake temperature at 500 [deg]F 50
[deg]F. If at a snub condition of 40 to 20 mph, the temperature of the
hottest brake exceeds 550 [deg]F, make the remainder of the 35 brake
applications from the snub condition without regard to brake
temperature.
S7.7 Parking brake test. The parking brake tests for any vehicle on
different grades, in different directions, and for different loads may
be conducted in any order. The force required for actuation of a hand-
operated brake system shall be measured at the center of the hand grip
area or at a distance of 1\1/2\ inches from the end of the actuation
lever, as illustrated in Figure II.
S7.7.1 Test procedure for requirements of S5.2.1 and S5.2.3.
S7.7.1.1 Condition the parking brake friction elements so that the
temperature at the beginning of the test is at any level not more than
150 [deg]F. (when the temperature of components on both ends of an axle
are averaged).
S7.7.1.2 Drive the vehicle, loaded to GVWR, onto the specified grade
with the longitudinal axis of the vehicle in the direction of the slope
of the grade, stop the vehicle and hold it stationary by application of
the service brake control, and place the transmission in neutral.
S7.7.1.3 With the vehicle held stationary by means of the service
brake control, apply the parking brake by a single application of the
force specified in (a), (b), or (c) of this paragraph, except that a
series of applications to achieve the specified force may be made in the
case of a parking brake system design that does not allow the
application of the specified force in a single application:
(a) In the case of a passenger car or other vehicle with a GVWR of
10,000 lbs. or less, not more than 125 pounds for a foot-operated
system, and not more than 90 pounds for a hand-operated system; and
(b) In the case of a vehicle with a GVWR greater than 4,536
kilograms (10,000 pounds) not more than 150 pounds for a foot-operated
system, and not more than 125 pounds for a hand-operated system.
(c) For a vehicle using an electrically-activated parking brake,
apply the parking brake by activating the parking brake control.
S7.7.1.4 Following the application of the parking brake in
accordance with S7.7.1.3, release all force on the service brake control
and commence the measurement of time if the vehicle remains stationary.
If the vehicle does not remain stationary, reapplication of the service
brake to hold the vehicle stationary, with reapplication of a force to
the parking brake control at the level specified in S7.7.1.3 (a) or (b)
as appropriate for the vehicle being tested (without release of the
ratcheting or other holding mechanism of the parking brake) may be used
twice to attain a stationary position.
S7.7.1.5 Following observation of the vehicle in a stationary
condition for the specified time in one direction, repeat the same test
procedure with the vehicle orientation in the opposite direction on the
specified grade.
S7.7.1.6 Check the operation of the parking brake application
indicator required by S5.3.1(d).
S7.7.2 Test procedure for requirements of S5.2.2 (a) Check that
transmission must be placed in park position to release key;
(b) Test as in S7.7.1, except in addition place the transmission
control to engage the parking mechanism; and
(c) Test as in S7.7.1 except on a 20 percent grade, with the parking
mechanism not engaged.
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S7.7.3 Lightly loaded vehicle. Repeat S7.7.1 or S7.7.2 as applicable
except with the vehicle at lightly loaded vehicles weight or at
manufacturer's option, for a vehicle with GVWR greater than 10,000
pounds, at lightly loaded vehicle weight plus not more than an
additional 1,000 pounds for a roll bar structure on the vehicle.
S7.7.4 Non-service brake type parking brake systems. For vehicles
with parking brake systems not utilizing the service brake friction
elements, burnish the friction elements of such systems prior to parking
brake tests according to the manufacturer's published recommendations as
furnished to the purchaser. If no recommendations are furnished, run the
vehicle in an unburnished condition.
S7.8 Service brake system test--lightly loaded vehicle (third
effectiveness) test. Make six stops from 60 mph with vehicle at lightly
vehicle weight, or at the manufacturer's option for a vehicle with GVWR
greater than 10,000 pounds, at lightly loaded vehicle weight plus not
more than an additional 1,000 pounds for a roll bar structure on the
vehicle. (This test is not applicable to a vehicle which has a GVWR of
not less than 7,716 pounds and not greater than 10,000 pounds and is not
a school bus.)
S7.9 Service brake system test--partial failure.
S7.9.1 With the vehicle at lightly loaded vehicle weight or at the
manufacturer's option for a vehicle with a GVWR greater than 10,000
pounds, at lightly loaded vehicle weight plus not more than an
additional 1,000 pounds for a roll bar structure on the vehicle, alter
the service brake system to produce any one rupture or leakage type of
failure, other than a structural failure of a housing that is common to
two or more subsystems. Determine the control force, pressure level, or
fluid level (as appropriate for the indicator being tested) necessary to
activate the brake system indicator lamp. Make four stops if the vehicle
is equipped with a split service brake system, or 10 stops if the
vehicle is not so equipped, each from 60 mph, by a continuous
application of the service brake control. Restore the service brake
system to normal at completion of this test.
S7.9.2 Repeat S7.9.1 for each of the other subsystems.
S7.9.3 Repeat S7.9.1 and S7.9.2 with vehicle at GVWR. Restore the
service brake system to normal at completion of this test.
S7.9.4 (For vehicles with antilock and/or variable proportioning
brake systems.) With vehicle at GVWR, disconnect functional power
source, or otherwise render antilock system inoperative. Disconnect
variable proportioning brake system. Make four stops, each from 60 mph.
If more than one antilock or variable proportioning brake subsystem is
provided, disconnect or render one subsystem inoperative and run as
above. Restore system to normal at completion of this test. Repeat for
each subsystem provided.
Determine whether the brake system indicator lamp is activated when
the electrical power source to the antilock or variable proportioning
unit is disconnected.
S7.9.5 For a vehicle in which the brake signal is transmitted
electrically between the brake pedal and some or all of the foundation
brakes, regardless of the means of actuation of the foundation brakes,
the tests in S7.9.1 through S7.9.3 of this standard are conducted by
inducing any single failure in any circuit that electrically transmits
the brake signal, and all other systems intact. Determine whether the
brake system indicator lamp is activated when the failure is induced.
S7.9.6 For an EV with RBS that is part of the service brake system,
the tests specified in S7.9.1 through S7.9.3 are conducted with the RBS
disconnected and all other systems intact. Determine whether the brake
system indicator lamp is activated when the RBS is disconnected.
S7.10 Service brake system--inoperative brake power unit or brake
power assist unit test. (For vehicles equipped with brake power unit or
brake power assist unit.)
S7.10.1 Regular procedure. (This test need not be run if the option
in S7.10.2 is selected.) On vehicles with brake power assist units,
render the brake power assist unit inoperative, or one of the brake
power assist unit subsystems
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if two or more subsystems are provided, by disconnecting the relevant
power supply. Exhaust any residual brake power reserve capability of the
disconnected system. On vehicles with brake power units, disconnect the
primary source of power. Make four stops, each from 60 mph by a
continuous application of the service brake control. Restore the system
to normal at completion of this test. For vehicles equipped with more
than one brake power unit or brake power assist unit, conduct tests of
each in turn.
S7.10.2 Optional Procedures. On vehicles with brake power assist
units, the unit is charged to maximum prior to start of test. (Engine
may be run up in speed, then throttle closed quickly to attain maximum
charge on vacuum assist units.) Brake power units shall also be charged
to maximum accumulator pressure prior to start of test. No recharging is
allowed after start of test.
(a) (For vehicles with brake power assist units.) Disconnect the
primary source of power. Make six stops each from 60 mph, to achieve the
average deceleration for each stop as specified in table III. Apply the
brake control as quickly as possible. Maintain control force until
vehicle has stopped.
At the completion of the stops specified above, deplete the system of
any residual brake power reserve capability. Make one stop from 60 mph
at an average deceleration of not lower than 7 fpsps for passenger cars
(equivalent stopping distance 554 feet), or 6 fpsps for vehicles other
than passenger cars (equivalent stopping distance 646 feet) and
determine whether the control force exceeds 150 pounds.
(b) (For vehicles with brake power units with accumulator type
systems.) Test as in S7.10.2(a), except make 10 stops instead of 6 and,
at the completion of the 10 stops, deplete the failed element of the
brake power unit of any residual brake power reserve capability before
making the final stop.
(c) (For vehicles with brake power assist or brake power units with
backup systems.) If the brake power or brake power assist unit operates
in conjunction with a backup system and the backup system is activated
automatically in the event of a primary power failure, the backup system
is operative during this test. Disconnect the primary source of power of
one subsystem. Make 15 stops, each from 60 mph, with the backup system
activated for the failed subsystem, to achieve an average deceleration
of 12 fpsps for each stop.
(d) Restore systems to normal at completion of these tests. For
vehicles equipped with more than one brakepower assist or brakepower
unit, conduct tests of each in turn.
S7.10.3 Electric brakes.
(a) For vehicles with electrically-actuated service brakes, the
tests in S7.10.1 or S7.10.2 are conducted with any single electrical
failure in the electric brake system instead of the brake power or brake
power assist systems, and all other systems intact.
(b) For EVs with RBS that is part of the service brake system, the
tests in S7.10.1 or S7.10.2 are conducted with the RBS discontinued and
all other systems intact.
S7.11 Service brake system--first fade and recovery test.
S7.11.1 Baseline check stops or snubs.
S7.11.1.1 Vehicles with GVWR of 10,000 lb or less. Make three stops
from 30 mph at 10 fpsps for each stop. Control force readings may be
terminated when vehicle speed falls to 5 mph. Average the maximum brake
control force required for the three stops.
S7.11.1.2 Vehicles with GVWR greater than 10,000 pounds. With
transmission in neutral (or declutched), make three snubs from 40 to 20
mph at 10 fpsps for each snub. Average the maximum brake control force
required for the three snubs.
S7.11.2 Fade stops or snubs.
S7.11.2.1 Vehicles with GVWR of 10,000 pounds or less. Make 5 stops
from 60 mph at 15 fpsps followed by 5 stops at the maximum attainable
deceleration between 5 and 15 fpsps for each stop. Establish an initial
brake temperature before the first brake application of 130[deg] to 150
[deg]F. Initial brake temperatures before brake applications for
subsequent stops are those occurring at the distance intervals. Attain
the required deceleration within 1 second and, as a minimum, maintain it
for the remainder of the stopping time. Control force readings may be
terminated
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when vehicle speed falls to 5 mph. Leave an interval of 0.4 mi between
the start of brake applications. Accelerate immediately to the initial
test speed after each stop. Drive 1 mi at 30 mph after the last fade
stop, and immediately follow the recovery procedure specified in
S7.11.3.1.
S7.11.2.2 Vehicles with GVWR greater than 10,000 lb. With
transmission in neutral (or declutched) make 10 snubs from 40 to 20 mph
at 10 fpsps for each snub. Establish an initial brake temperature before
the first brake application of 130 [deg]F. to 150 [deg]F. Initial brake
temperatures before brake application for subsequent snubs are those
occurring in the time intervals specified below. Attain the required
deceleration within 1 s and maintain it for the remainder of the
snubbing time. Leave an interval of 30 s between snubs (start of brake
application to start of brake application). Accelerate immediately to
the initial test speed after each snub. Drive for 1.5 mi at 40 mph after
the last snub and immediately follow the recovery procedure specified in
S7.11.3.2.
S7.11.3 Recovery stops or snubs.
S7.11.3.1 Vehicles with GVWR of 10,000 lb or less. Make five stops
from 30 mph at 10 fpsps for each stop. Control force readings may be
terminated when vehicle speed falls to 5 mph. Allow a braking distance
interval of 1 mi. Immediately after each stop accelerate at maximum rate
to 30 mph and maintain that speed until making the next stop. Record the
maximum control force for each stop.
S7.11.3.2 Vehicles with GVWR greater than 10,000 lb. With
transmission in neutral (or declutched) make five snubs from 40 to 20
mph at 10 fpsps for each snub. After each snub, accelerate at maximum
rate to 40 mph and maintain that speed until making the next brake
application at a point 1.5 mi from the point of the previous brake
application. Record the maximum control force for each snub.
S7.12 Service brake system--second reburnish. Repeat S7.6.
S7.13 Service brake system--second fade and recovery test. Repeat
S7.11 except in S7.11.2 run 15 fade stops or 20 snubs instead of 10.
S7.14 Third reburnish. Repeat S7.6.
S7.15 Service brake system--fourth effectiveness test. Repeat S7.5.
Then (for passenger cars) make four stops from either 95 mph if the
speed attainable in 2 mi is 99 to (but not including) 104 mph, or 100
mph if the speed attainable in 2 mi is 104 mph or greater.
S7.16 Service brake system--water recovery test.
S7.16.1 Baseline check stop. Make three stops from 30 mph at 10
fpsps for each stop. Control force readings may be terminated when
vehicle speed falls to 5 mph. Average the maximum brake control force
required for the three stops.
S7.16.2 Wet brake recovery stops. With the brakes fully released at
all times, drive the vehicle for 2 min at a speed of 5 mph in any
combination of forward and reverse directions, through a trough having a
water depth of 6 in. After leaving the trough, immediately accelerate at
a maximum rate to 30 mph without a brake application. Immediately upon
reaching that speed make five stops, each from 30 mph at 10 fpsps for
each stop. After each stop (except the last), accelerate the vehicle
immediately at a maximum rate to a speed of 30 mph and begin the next
stop.
S7.17 Spike stops. Make 10 successive spike stops from 30 mph with
the transmission in neutral, with no reverse stops. Make spike stops by
applying a control force of 200 lb while recording control force versus
time. Maintain control force until vehicle has stopped. At completion of
10 spike stops, make six effectiveness stops from 60 mph.
S7.18 Final inspection. Inspect--
(a) The service brake system for detachment or fracture of any
components, such as brake springs and brake shoes or disc pad facing.
(b) The friction surface of the brake, the master cylinder or brake
power unit reservoir cover and seal and filler openings, for leakage of
brake fluid or lubricant.
(c) The master cylinder or brake power unit reservoir for compliance
with the volume and labeling requirements of S5.4.2 and S5.4.3. In
determining the fully applied worn condition assume that the lining is
worn to: (1) Rivet or bolt heads on riveted or bolted linings, or (2)
within one thirty-
[[Page 343]]
seconds of an inch of shoe or pad mounting surface on bonded linings, or
(3) the limit recommended by the manufacturer, whichever is larger
relative to the total possible shoe or pad movement. Drums or rotors are
assumed to be at nominal design drum diameter or rotor thickness.
Linings are assumed adjusted for normal operating clearance in the
released position.
(d) The brake system indicator light(s), for compliance with
operation in various key positions, lens color, labeling, and location,
in accordance with S5.3.
S7.19 Moving barrier test. (Only for vehicles that have been tested
according to S7.7.2.) Load the vehicle to GVWR, release parking brake,
and place the transmission selector control to engage the parking
mechanism. With a moving barrier as described in paragraph 4.3 of SAE
Recommended Practice J972 (2000) (incorporated by reference, see Sec.
571.5), impact the vehicle from the front at 2\1/2\ mph. Keep the
longitudinal axis of the barrier parallel with the longitudinal axis of
the vehicle. Repeat the test, impacting the vehicle from the rear.
Note: The vehicle used for this test need not be the same vehicle
that has been used for the braking tests.
[GRAPHIC] [TIFF OMITTED] TC01AU91.004
Figure 1--Typical Plug Thermocouple Installations
Note: The second thermocouple shall be installed at .080 inch depth
within 1 inch circumferentially of the thermocouple installed at .040
inch depth.
[[Page 344]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.005
Table I--Brake Test Procedure Sequence and Requirements
----------------------------------------------------------------------------------------------------------------
Test load
Sequence ---------------------------------- Test procedure Requirements
Light GVWR
----------------------------------------------------------------------------------------------------------------
1. Instrumentation check......... ............... ............... S7.2 ...................
2. First (preburnish) ............... X S7.3.................. S5.1.1.1
effectiveness test.
3. Burnish procedure............. ............... X S7.4 ...................
4. Second effectiveness test..... ............... X S7.5(b)............... S5.1.1.2
5. First reburnish............... ............... X S7.6.................. ...................
6. Parking brake................. X X S7.7.................. S5.2
7. Stability and control during X ............... S7.5(a)............... S5.1.7
braking (braking-in-a-curve
test).
8. Third effectiveness (lightly X ............... S7.8.................. S5.1.1.3
loaded vehicle).
9. Partial failure............... X X S7.9.................. S5.1.2
10. Inoperative brake power and ............... X S7.10................. S5.1.3
power assist units.
11. First fade and recovery...... ............... X S7.11................. S5.1.4
12. Second reburnish............. ............... X S7.12 ...................
13. Second fade and recovery..... ............... X S7.13................. S5.1.4
14. Third reburnish.............. ............... X S7.14 ...................
15. Fourth effectiveness......... ............... X S7.15................. S5.1.1.4
16. Water recovery............... ............... X S7.16................. S5.1.5
17. Spike stops.................. ............... X S7.17................. S5.1.6
18. Final inspection............. ............... ............... S7.18................. S5.6
19. Moving barrier test.......... ............... X S7.19................. S5.2.2.3
----------------------------------------------------------------------------------------------------------------
[[Page 345]]
[GRAPHIC] [TIFF OMITTED] TR07SE99.007
Table III--Inoperative Brake Power Assist and Brake Power Units
----------------------------------------------------------------------------------------------------------------
Average deceleration, FPSPS Equivalent stopping distance, feet
-----------------------------------------------------------------------------------
Column 1--brake Column 2--brake Column 3--brake Column 4--brake
Stop No. power assist power unit power assist power unit
-----------------------------------------------------------------------------------
(b) and (b) and (b) and (b) and
(a) (c) (a) (c) (a) (c) (a) (c)
----------------------------------------------------------------------------------------------------------------
1........................... 16.0 14.0 16.0 13.0 242 277 242 298
2........................... 12.0 12.0 13.0 11.0 323 323 298 352
3........................... 10.0 10.0 12.0 10.0 388 388 323 388
4........................... 9.0 8.5 11.0 9.5 431 456 352 409
5........................... 8.0 7.5 10.0 9.0 484 517 388 431
6........................... 7.5 6.7 9.5 8.5 517 580 409 456
7........................... \1\ 7.0 \1\ 6.0 9.0 8.0 554 646 431 484
8........................... NA NA 8.5 7.5 NA NA 456 517
9........................... NA NA 8.0 7.0 NA NA 484 554
10.......................... NA NA 7.5 6.5 NA NA 517 596
11.......................... NA NA \1\ 7.0 \1\ 6.0 NA NA 554 646
----------------------------------------------------------------------------------------------------------------
\1\ Depleted. (a) Passenger cars; (b) vehicles other than passenger cars with GVWR of 10,000 lbs or less; (c)
vehicles with GVWR greater than 10,000 lbs; NA = Not applicable.
[41 FR 29696, July 19, 1976]
Editorial Note: For Federal Register citations affecting Sec.
571.105, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.106 Standard No. 106; Brake hoses.
S1. Scope. This standard specifies labeling and performance
requirements for motor vehicle brake hose, brake hose assemblies, and
brake hose end fittings.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries occurring as a result of brake system failure from pressure or
vacuum loss due to hose or hose assembly rupture.
S3. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, buses, trailers, and
motorcycles, and to hydraulic, air, and vacuum brake hose, brake hose
assemblies, and brake hose end fittings for use in those vehicles.
S4. Definitions.
Armor means protective material installed on a brake hose to
increase the resistance of the hose or hose assembly to abrasion or
impact damage.
Brake hose means a flexible conduit, other than a vacuum tubing
connector,
[[Page 346]]
manufactured for use in a brake system to transmit or contain the fluid
pressure or vacuum used to apply force to a vehicle's brakes. For hose,
a dimensional description such as ``\1/4\-inch hose'' refers to the
nominal inside diameter. For tubing, a dimensional description such as
``\1/4\-in tubing'' refers to the nominal outside diameter.
Brake hose assembly means a brake hose, with or without armor,
equipped with end fittings for use in a brake system, but does not
include an air or vacuum assembly prepared by the owner or operator of a
used vehicle, by his employee, or by a repair facility, for installation
in that used vehicle.
Brake hose end fitting means a coupler, other than a clamp, designed
for attachment to the end of a brake hose.
Free length means the linear measurement of hose exposed between the
end fittings of a hose assembly in a straight position.
Permanently attached end fitting means an end fitting that is
attached by deformation of the fitting about the hose by crimping or
swaging, or an end fitting that is attached by use of a sacrificial
sleeve or ferrule that requires replacement each time a hose assembly is
rebuilt.
Preformed means a brake hose that is manufactured with permanent
bends and is shaped to fit a specific vehicle without further bending.
Rupture means any failure that results in separation of a brake hose
from its end fitting or in leakage.
Vacuum tubing connector means a flexible conduit of vacuum that (i)
connects metal tubing to metal tubing in a brake system, (ii) is
attached without end fittings, and (iii) when installed, has an
unsupported length less than the total length of those portions that
cover the metal tubing.
S5. Requirements--hydraulic brake hose, brake hose assemblies, and
brake hose end fittings.
S5.1 Construction. (a) Each hydraulic brake hose assembly shall have
permanently attached brake hose end fittings which are attached by
deformation of the fitting about the hose by crimping or swaging.
(b) Each hydraulic brake hose assembly that is equipped with a
permanent supplemental support integrally attached to the assembly and
is manufactured as a replacement for use on a vehicle not equipped, as
an integral part of the vehicle's original design, with a means of
attaching the support to the vehicle shall be equipped with a bracket
that is integrally attached to the supplemental support and that adapts
the vehicle to properly accept this type of brake hose assembly.
S5.2 Labeling.
S5.2.1 Each hydraulic brake hose, except hose sold as part of a
motor vehicle, shall have at least two clearly identifiable stripes of
at least one-sixteenth of an inch in width, placed on opposite sides of
the brake hose parallel to its longitudinal axis. One stripe may be
interrupted by the information required by S5.2.2, and the other stripe
may be interrupted by additional information at the manufacturer's
option. However, hydraulic brake hose manufactured for use only in an
assembly whose end fittings prevent its installation in a twisted
orientation in either side of the vehicle, need not meet the
requirements of S5.2.1.
S5.2.2 Each hydraulic brake hose shall be labeled, or cut from bulk
hose that is labeled, at intervals of not more than 6 inches, measured
from the end of one legend to the beginning of the next, in block
capital letters and numerals at least one-eighth of an inch high, with
the information listed in paragraphs (a) through (e) of this section.
The information need not be present on hose that is sold as part of a
brake hose assembly or a motor vehicle.
(a) The symbol DOT, constituting a certification by the hose
manufacturer that the hose conforms to all applicable motor vehicle
safety standards.
(b) A designation that identifies the manufacturer of the hose,
which shall be filed in writing with: Office of Vehicle Safety
Compliance, Equipment Division NVS-222, National Highway Traffic Safety
Administration, 400 Seventh St. SW., Washington, DC 20590. The marking
may consist of a designation other than block capital letters required
by S5.2.2.
(c) The month, day, and year, or the month and year, of manufacture,
expressed in numerals. For example, 10/1/96 means October 1, 1996.
[[Page 347]]
(d) The nominal inside diameter of the hose expressed in inches or
fractions of inches, or in millimeters followed by the abbreviation
``mm.''
(e) Either ``HR'' to indicate that the hose is regular expansion
hydraulic hose or ``HL'' to indicate that the hose is low expansion
hydraulic hose.
S5.2.3 Package labeling for brake hose assemblies designed to be
used with a supplemental support. (a) Each hydraulic brake hose assembly
that is equipped with a permanent supplemental support integrally
attached to the assembly and is manufactured as a replacement assembly
for a vehicle equipped, as an integral part of the vehicle's original
design, with a means of attaching the support to the vehicle shall be
sold in a package that is marked or labeled as follows: ``FOR USE ON
[insert Manufacturer, Model Name] ONLY'';
(b) Each hydraulic brake hose assembly that is equipped with a
permanent supplemental support integrally attached to the assembly and
is manufactured as a replacement for use on a vehicle not equipped, as
an integral part of the vehicle's original design, with a means of
attaching the support to the vehicle shall comply with paragraphs (a)
(1) and (2) of this section:
(1) Be sold in a package that is marked or labeled as follows: ``FOR
USE ONLY WITH A SUPPLEMENTAL SUPPORT.''
(2) Be accompanied by clear, detailed instructions explaining the
proper installation of the brake hose and the supplemental support
bracket to the vehicle and the consequences of not attaching the
supplemental support bracket to the vehicle. The instructions shall be
printed on or included in the package specified in paragraph (a)(1) of
this section.
S5.2.4 Each hydraulic brake hose assembly, except those sold as part
of a motor vehicle, shall be labeled by means of a band around the brake
hose assembly as specified in this paragraph or, at the option of the
manufacturer, by means of labeling as specified in S5.2.4.1. The band
may at the manufacturer's option be attached so as to move freely along
the length of the assembly, as long as it is retained by the end
fittings. The band shall be etched, embossed, or stamped in block
capital letters, numerals or symbols at least one-eighth of an inch
high, with the following information:
(a) The symbol DOT constituting certification by the hose assembler
that the hose assembly conforms to all applicable motor vehicle safety
standards.
(b) A designation that identifies the manufacturer of the hose
assembly, which shall be filed in writing with: Office of Vehicle Safety
Compliance, Equipment Division NVS-222, National Highway Traffic Safety
Administration, 400 Seventh St. SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals or a symbol.
S5.2.4.1 At least one end fitting of a hydraulic brake hose assembly
shall be etched, stamped or embossed with a designation at least one-
sixteenth of an inch high that identifies the manufacturer of the hose
assembly and is filed in accordance with S5.2.4(b).
S5.3 Test requirements. A hydraulic brake hose assembly or
appropriate part thereof shall be capable of meeting any of the
requirements set forth under this heading, when tested under the
conditions of S13 and the applicable procedures of S6. However, a
particular hose assembly or appropriate part thereof need not meet
further requirements after having been subjected to and having met the
constriction requirement (S5.3.1) and any one of the requirements
specified in S5.3.2 through S5.3.13.
S5.3.1 Constriction. Except for that part of an end fitting which
does not contain hose, every inside diameter of any section of a
hydraulic brake hose assembly shall be not less than 64 percent of the
nominal inside diameter of the brake hose (S6.12).
S5.3.2 Expansion and burst strength. The maximum expansion of a
hydraulic brake hose assembly at 1,000 psi, 1,500 psi and 2,900 psi
shall not exceed the values specified in Table I (S6.1), except that a
brake hose larger than \3/16\ inch or 5 mm is not subject to the 2,900
psi expansion test requirements. The hydraulic brake hose assembly shall
then withstand water pressure of 4,000 psi for 2 minutes without
rupture, and then shall not rupture at less than 7,000
[[Page 348]]
psi for a \1/8\ inch, 3 mm, or smaller diameter hose, or at less than
5,000 psi for a hose with a diameter larger than \1/8\ inch or 3 mm
(S6.2).
Table I--Maximum Expansion of Free Length Brake Hose, CC/FT
----------------------------------------------------------------------------------------------------------------
Test pressure
-----------------------------------------------------------------------------
1,000 psi 1,500 psi 2,900 psi
Hydraulic brake hose, inside -----------------------------------------------------------------------------
diameter Regular Low Low Regular Regular Low
expansion expansion expansion expansion expansion expansion
hose hose hose hose hose hose
----------------------------------------------------------------------------------------------------------------
\1/8\ inch, or 3mm, or less....... 0.66 0.33 0.79 0.42 1.21 0.61
\1/8\ inch or 3mm, to 0.86 0.55 1.02 0.72 1.67 0.91
\3/16\ inch or 5 mm..............
\3/16\ inch or 5 mm.... 1.04 0.82 1.30 1.17 * *
----------------------------------------------------------------------------------------------------------------
S5.3.3 Whip resistance. A hydraulic brake hose assembly shall not
rupture when run continuously on a flexing machine for 35 hours (S6.3).
S5.3.4 Tensile strength. A hydraulic brake hose assembly shall
withstand a pull of 325 pounds without separation of the hose from its
end fittings during a slow pull test, and shall withstand a pull of 370
pounds without separation of the hose from its end fittings during a
fast pull test (S6.4).
S5.3.5 Water absorption and burst strength. A hydraulic brake hose
assembly, after immersion in water for 70 hours (S6.5), shall withstand
water pressure of 4,000 psi for 2 minutes, and then shall not rupture at
less than 5,000 psi (S6.2).
S5.3.6 Water absorption and tensile strength. A hydraulic brake hose
assembly, after immersion in water for 70 hours (S6.5), shall withstand
a pull of 325 pounds without separation of the hose from its end
fittings during a slow pull test, and shall withstand a pull of 370
pounds without separation of the hose from its end fittings during a
fast pull test (S6.4).
S5.3.7 Water absorption and whip resistance. A hydraulic brake hose
assembly, after immersion in water for 70 hours (S6.5), shall not
rupture when run continuously on a flexing machine for 35 hours (S6.3).
S5.3.8 Low-temperature resistance. A hydraulic brake hose
conditioned at a temperature between minus 49 degrees Fahrenheit (minus
45 degrees Celsius) and minus 54 degrees Fahrenheit (minus 48 degrees
Celsius) for 70 hours shall not show cracks visible without
magnification when bent around a cylinder as specified in S6.6 (S6.6).
S5.3.9 Brake fluid compatibility, constriction, and burst strength.
Except for brake hose assemblies designed for use with mineral or
petroleum-based brake fluids, a hydraulic brake hose assembly shall meet
the constriction requirement of S5.3.1 after having been subjected to a
temperature of 248 degrees Fahrenheit (120 degrees Celsius) for 70 hours
while filled with SAE RM-66-04 ``Compatibility Fluid,'' as described in
Appendix B of SAE Standard J1703 JAN95 (incorporated by reference, see
Sec. 571.5). It shall then withstand water pressure of 4,000 psi for 2
minutes and thereafter shall not rupture at less than 5,000 psi (S6.2
except all sizes of hose are tested at 5,000 psi).
S5.3.10 Ozone resistance. A hydraulic brake hose shall not show
cracks visible under 7-power magnification after exposure to ozone for
70 hours at 104 [deg]F. (S6.8).
S5.3.11 Dynamic ozone test. A hydraulic brake hose shall not show
cracks visible without magnification after having been subjected to a
48-hour dynamic ozone test (S6.9).
S5.3.12 High temperature impulse test. A brake hose assembly tested
under the conditions in S6.10:
(a) Shall withstand pressure cycling for 150 cycles, at 295 degrees
Fahrenheit (146 degrees Celsius) without leakage;
(b) Shall not rupture during a 2-minute, 4,000 psi pressure hold
test, and;
(c) Shall not burst at a pressure less than 5,000 psi.
S5.3.13 End fitting corrosion resistance. After 24 hours of exposure
to salt spray, a hydraulic brake hose end fitting shall show no base
metal corrosion on the end fitting surface except where
[[Page 349]]
crimping or the application of labeling information has caused
displacement of the protective coating (S6.11).
S6. Test procedures--Hydraulic brake hose, brake hose assemblies,
and brake hose end fittings.
S6.1. Expansion test.
S6.1.1 Apparatus. Utilize a test apparatus (as shown in Figure 1)
which consists of:
(a) Source for required fluid pressure;
(b) Test fluid of water without any additives and free of gases;
(c) Reservoir for test fluid;
(d) Pressure gauges;
(e) Brake hose end fittings in which to mount the hose vertically;
and
(f) Graduate burette with 0.05 cc increments.
[GRAPHIC] [TIFF OMITTED] TC01AU91.006
Fig. 1--Expansion Test Apparatus
S6.1.2 Preparation. (a) Measure the free length of the hose
assembly.
(b) Mount the hose so that it is in a vertical straight position
without tension when pressure is applied.
(c) Fill the hose with test fluid and bleed all gases from the
system.
(d) Close the valve to the burette and apply 1,500 psi for 10
seconds; then release pressure.
S6.1.3 Calculation of expansion at 1,000 and 1,500 psi. (a) Adjust
the fluid level in the burette to zero.
(b) Close the valve to the burette, apply pressure at the rate of
15,000 psi per minute, and seal 1,000 psi in the hose (1,500 psi in the
second series, and 2,900 psi in the third series).
(c) After 3 seconds open the valve to the burette for 10 seconds and
allow the fluid in the expanded hose to rise into the burette.
(d) Repeat the procedure in steps (b) and (c) twice. Measure the
amount of test fluid which has accumulated in the burette as a result of
the three applications of pressure.
(e) Calculate the volumetric expansion per foot by dividing the
total accumulated test fluid by 3 and further dividing by the free
length of the hose in feet.
S6.2 Burst strength test. (a) Connect the brake hose to a pressure
system and fill it completely with water, allowing all gases to escape.
(b) Apply water pressure of 4,000 psi at a rate of 15,000 psi per
minute.
(c) After 2 minutes at 4,000 psi, increase the pressure at the rate
of 15,000 psi per minute until the pressure exceeds 5,000 psi for a
brake hose larger than \1/8\ inch or 3 mm diameter, or until the
pressure exceeds 7,000 psi for a brake hose of \1/8\ inch, 3 mm, or
smaller diameter.
S6.3 Whip resistance test.
S6.3.1 Apparatus. Utilize test apparatus that is dynamically
balanced and includes:
(a) A movable header consisting of a horizontal bar equipped with
capped end fittings and mounted through bearings at each end to points 4
inches from the center of two vertically rotating disks whose edges are
in the same vertical plane;
(b) An adjustable stationary header parallel to the movable header
in the same horizontal plane as the centers of the disks, and fitted
with open end fittings;
(c) An elapsed time indicator; and
(d) A source of water pressure connected to the open end fittings.
S6.3.2 Preparation. (a) Except for the supplemental support
specified in S6.3.2(d), remove all external appendages including, but
not limited to, hose armor, chafing collars, mounting brackets, date
band and spring guards.
(b) Measure the hose free length.
(c) Mount the hose in the whip test machine, introducing slack as
specified in Table II for the size hose tested,
[[Page 350]]
measuring the projected length parallel to the axis of the rotating
disks. The manufacturer may, at his option, adapt the fitting attachment
points to permit mounting hose assemblies equipped with angled or other
special fittings in the same orientation as hose assemblies equipped
with straight fittings.
(d) In the case of a brake hose assembly equipped with a permanent
supplemental support integrally attached to the assembly, the assembly
may be mounted using the supplemental support and associated means of
simulating its attachment to the vehicle. Mount the supplemental support
in the same vertical and horizontal planes as the stationary header end
of the whip test fixture described in S6.3.1(b). Mount or attach the
supplemental support so that it is positioned in accordance with the
recommendation of the assembly manufacturer for attaching the
supplemental support on a vehicle.
Table II--Hose Lengths
------------------------------------------------------------------------
Slack, inches
-----------------------
\1/8\ inch More than
Free length between end fittings, inches or 3 mm \1/8\ inch
hose or or 3 mm
less hose
------------------------------------------------------------------------
8 to 15\1/2\, inclusive......................... 1.750 ..........
10 to 15\1/2\, inclusive........................ .......... 1,000
Over 15\1/2\ to 19 inclusive.................... 1.250 ..........
Over 19 to 24, inclusive........................ 0.750 ..........
------------------------------------------------------------------------
S6.3.3 Operation. (a) Apply 235 psi water pressure and bleed all
gases from the system.
(b) Drive the movable head at 800 rpm.
S6.4 Tensile strength test. Utilize a tension testing machine
conforming to the requirements of ASTM E4-03 (incorporated by reference,
see Sec. 571.5) and provided with a recording device to measure the
force applied.
S6.4.1 Preparation. Mount the hose assembly to ensure straight,
evenly distributed machine pull.
S6.4.2 Operation. (a) Conduct the slow pull test by applying tension
at a rate of 1 inch per minute travel of the moving head until
separation occurs.
(b) Conduct the fast pull test by applying tension at a rate of 2
inches per minute travel of the moving head until separation occurs.
S6.5 Water absorption sequence tests. (a) Prepare three brake hose
assemblies and measure the free length of the hose assemblies.
(b) Immerse the brake hose assemblies in distilled water at 185
degrees Fahrenheit (85 degrees Celsius) for 70 hours. Remove the brake
hose assemblies from the water and condition in air at room temperature
for 30 minutes.
(c) Conduct the tests in S6.2, S6.3, and S6.4, using a different
hose for each sequence.
S6.6 Low temperature resistance test.
S6.6.1 Preparation. (a) Remove hose armor, if any, and condition the
hose in a straight position in air at a temperature between minus 49
degrees Fahrenheit and minus 54 degrees Fahrenheit (minus 45 degrees
Celsius and minus 48 degrees Celsius) for 70 hours.
(b) Condition a cylinder in air at a temperature between minus 49
degrees Fahrenheit and minus 54 degrees Fahrenheit (minus 45 degrees
Celsius and minus 48 degrees Celsius) for 70 hours, using a cylinder of
2\1/2\ inches in diameter for tests of hose less than \1/8\ inch or 3mm,
3 inches in diameter for tests of \1/8\ inch or 3 mm hose, 3\1/2\ inches
in diameter for tests of \3/16\ to \1/4\ inch hose or 4 mm to 6 mm hose,
and 4 inches in diameter for tests of hose greater than \1/4\ inch or 6
mm in diameter.
S6.6.2 Flexibility testing. Bend the conditioned hose 180 degrees
around the conditioned cylinder at a steady rate in a period of 3 to 5
seconds. Examine without magnification for cracks.
S6.7 Brake fluid compatibility test.
S6.7.1 Preparation. (a) Attach a hose assembly below a 1-pint
reservoir filled with 100 ml. of SAE RM-66-04 Compatibility Fluid as
shown in Figure 2.
(b) Fill the hose assembly with brake fluid, seal the lower end, and
place the test assembly in an oven in a vertical position.
[[Page 351]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.007
S6.7.2 Oven treatment. (a) Condition the hose assembly at 200
[deg]F. for 70 hours.
(b) Cool the hose assembly at room temperature for 30 minutes.
(c) Drain the brake hose assembly, immediately determine that every
inside diameter of any section of the hose assembly, except for that
part of an end fitting which does not contain hose, is not less than 64
percent of the nominal inside diameter of the hose, and conduct the test
specified in S6.2.
S6.8 Ozone resistance test. Utilize a cylinder with a diameter eight
times the nominal outside diameter of the brake hose excluding armor.
S6.8.1 Preparation. After removing any armor, bind a hydraulic brake
hose 360[deg] around the cylinder. In the case of hose shorter than the
circumference of the cylinder, bend the hose so that as much of its
length as possible is in contact.
S6.8.2 Exposure to ozone. (a) Condition the hose on the cylinder in
air at room temperature for 24 hours.
(b) Immediately thereafter, condition the hose on the cylinder for
70 hours in an exposure chamber having an ambient air temperature of 104
degrees Fahrenheit (40 degrees Celsius) during the test and containing
air mixed with ozone in the proportion of 100 parts of ozone per 100
million parts of air by volume.
(c) Examine the hose for cracks under 7-power magnification,
ignoring areas immediately adjacent to or within the area covered by
binding.
S6.9 Dynamic ozone test.
S6.9.1 Apparatus. Utilize a test apparatus shown in Figure 3 which
is constructed so that:
(a) It has a fixed pin with a vertical orientation over which one
end of the brake hose is installed.
(b) It has a movable pin that is oriented 30 degrees from vertical,
with the top of the movable pin angled towards the fixed pin. The
moveable pin maintains its orientation to the fixed pin throughout its
travel in the horizontal plane. The other end of the brake hose is
installed on the movable pin.
[[Page 352]]
[GRAPHIC] [TIFF OMITTED] TR20DE04.004
S6.9.2 Preparation. (a) Precondition the hose assembly by laying it
on a flat surface in an unstressed condition, at room temperature, for
24 hours.
(b) Cut the brake hose assembly to a length of 8.6 inches (218 mm),
such that no end fittings remain on the cut hose.
(c) Mount the brake hose onto the test fixture by fully inserting
the fixture pins into each end of the hose. Secure the hose to the
fixture pins using a band clamp at each end of the hose.
(d) Place the test fixture into an ozone chamber
(e) Stabilize the atmosphere in the ozone chamber so that the
ambient temperature is 104 [deg]F (40 degrees Celsius) and the air
mixture contains air mixed with ozone in the proportion of 100 parts of
ozone per 100 million parts of air by volume. This atmosphere is to
remain stable throughout the remainder of the test.
(f) Begin cycling the movable pin at a rate of 0.3 Hz. Continue the
cycling for 48 hours.
(g) At the completion of 48 hours of cycling, remove the test
fixture from the ozone chamber. Without removing the hose from the test
fixture, visually examine the hose for cracks without magnification,
ignoring areas immediately adjacent to or within the area covered by the
band clamps. Examine the hose with the movable pin at any point along
its travel.
S6.10 High temperature impulse test.
S6.10.1 Apparatus. (a) A pressure cycling machine to which one end
of the brake hose assembly can be attached, with the entire hose
assembly installed vertically inside of a circulating air oven. The
machine shall be capable of increasing the pressure in the hose from
zero psi to 1600 psi, and decreasing
[[Page 353]]
the pressure in the hose from 1600 psi to zero psi, within 2 seconds.
(b) A circulating air oven that can reach a temperature of 295
degrees Fahrenheit (146 degrees Celsius) within 30 minutes, and that can
maintain a constant 295 degrees F (146 degrees Celsius) thereafter, with
the brake hose assembly inside of the oven and attached to the pressure
cycling machine.
(c) A burst test apparatus to conduct testing specified in S6.2
S6.10.2 Preparation. (a) Connect one end of the hose assembly to the
pressure cycling machine and plug the other end of the hose. Fill the
pressure cycling machine and hose assembly with SAE RM-66-04
``Compatibility Fluid,'' as described in Appendix B of SAE Standard
J1703 JAN95 (incorporated by reference, see Sec. 571.5) and bleed all
gases from the system.
(b) Place the brake hose assembly inside of the circulating air oven
in a vertical position. Increase the oven temperature to 295 degrees F
(146 degrees Celsius) and maintain this temperature throughout the
pressure cycling test.
(c) During each pressure cycle, the pressure in the hose is
increased from zero psi to 1600 psi and held constant for 1 minute, then
the pressure is decreased from 1600 psi to zero psi and held constant
for 1 minute. Perform 150 pressure cycles on the brake hose assembly.
(d) Remove the brake hose assembly from the oven, disconnect it from
the pressure cycling machine, and drain the fluid from the hose. Cool
the brake hose assembly at room temperature for 45 minutes.
(e) Wipe the brake hose using acetone to remove residual
Compatibility Fluid. Conduct the burst strength test in S6.2, except all
sizes of hose are tested at 5,000 psi.
S6.11 End fitting corrosion test. Utilize the apparatus described in
ASTM B117-03 (incorporated by reference, see Sec. 571.5).
S6.11.1 Construction. Construct the salt spray chamber so that:
(a) The construction material does not affect the corrosiveness of
the fog.
(b) The hose assembly is supported or suspended 30 degrees from the
vertical and parallel to the principal direction of the horizontal flow
of fog through the chamber.
(c) The hose assembly does not contact any metallic material or any
material capable of acting as a wick
(d) Condensation which falls from the assembly does not return to
the solution reservoir for respraying.
(e) Condensation from any source does not fall on the brake hose
assemblies or the solution collectors.
(f) Spray from the nozzles is not directed onto the hose assembly.
S6.11.2 Preparation. (a) Plug each end of the hose assembly.
(b) Mix a salt solution five parts by weight of sodium chloride to
95 parts of distilled water, using sodium chloride substantially free of
nickel and copper, and containing on a dry basis not more than 0.1
percent of sodium iodide and not more than 0.3 percent total impurities.
Ensure that the solution is free of suspended solids before the solution
is atomized.
(c) After atomization at 95 degrees Fahrenheit (35 degrees Celsius),
ensure that the collected solution is in the PH range of 6.5 to 7.2.
Make the PH measurements at 77 degrees Fahrenheit (28 degrees Celsius).
(d) Maintain a compressed air supply to the nozzle or nozzles free
of oil and dirt and between 10 and 25 psi.
S6.11.3 Operation. Subject the brake hose assembly to the salt spray
continuously for 24 hours.
(a) Regulate the mixture so that each collector will collect from 1
to 2 milliliters of solution per hour for each 80 square centimeters of
horizontal collecting area.
(b) Maintain exposure zone temperature at 95 degrees Fahrenheit (35
degrees Celsius).
(c) Upon completion, remove the salt deposit from the surface of the
hose by washing gently or dipping in clean running water not warmer than
100 degrees Fahrenheit (38 degrees Celsius) and then drying immediately.
S6.12 Constriction test. Brake hose constriction test requirements
shall be met using at least one of the methods specified in S6.12.1,
S6.12.2, or S6.12.3.
S6.12.1 Plug gauge. (a) Utilize a plug gauge as shown in Figure 4.
Diameter
[[Page 354]]
``A'' is equal to 64 percent of the nominal inside diameter of the
hydraulic brake hose being tested.
(b) Brake hose assemblies that are to be used for additional testing
have constriction testing only at each end fitting. Other brake hose
assemblies may be cut into 3-inch lengths to permit constriction testing
of the entire assembly. Hose assemblies with end fittings that do not
permit entry of the gauge (e.g., restrictive orifice or banjo fitting)
are cut 3 inches from the point at which the hose terminates in the end
fitting and then tested from the cut end.
(c) Hold the brake hose in a straight position and vertical
orientation.
(d) Place the spherical end of the plug gauge just inside the hose
or end fitting. If the spherical end will not enter the hose or end
fitting using no more force than gravity acting on the plug gauge, this
constitutes failure of the constriction test.
(e) Release the plug gauge. Within 3 seconds, the plug gauge shall
fall under the force of gravity alone up to the handle of the gauge. If
the plug gauge does not fully enter the hose up to the handle of the
gauge within three seconds, this constitutes failure of the constriction
test.
S6.12.2 Extended plug gauge. (a) The test in 6.12.1 may be conducted
with an extended plug gauge to enable testing of the entire brake hose
from one end fitting, without cutting the brake hose. The extended plug
gauge weight and spherical diameter specifications are as shown in
Figure 4, but the handle portion of the gauge may be deleted and the
gauge length may be greater than 3 inches.
(b) The required performance of the extended plug gauge in
S6.12.1(e) is that after the plug gauge is released, the extended plug
gauge shall fall under the force of gravity alone at an average rate of
1 inch per second until the spherical diameter of the extended gauge
passes through all portions of the brake hose assembly containing hose.
If the extended plug gauge does not pass through all portions of the
brake hose assembly containing hose at an average rate of 1 inch per
second, this constitutes failure of the constriction test.
[GRAPHIC] [TIFF OMITTED] TR20DE04.005
[[Page 355]]
S6.12.3 Drop ball test. (a) Utilize a rigid spherical ball with a
diameter equal to 64 percent of the nominal inside diameter of the
hydraulic brake hose being tested. The weight of the spherical ball
shall not exceed 2 ounces (57 grams).
(b) Hold the brake hose in a straight position and vertical
orientation.
(c) Hold the ball just above the end fitting.
(d) Release the ball. The ball shall fall under the force of gravity
alone completely through all portions of the brake hose assembly
containing hose, at an average rate of 1 inch per second. Failure of the
ball to pass completely through all portions of the brake hose assembly
containing hose, at an average rate of 1 inch per second, constitutes
failure of the constriction test.
S7. Requirements--Air brake hose, brake hose assemblies, and brake
hose end fittings.
S7.1 Construction. Each air brake hose assembly shall be equipped
with permanently attached brake hose end fittings or reusable brake hose
end fittings. Each air brake hose constructed of synthetic or natural
elastomeric rubber shall conform to the dimensional requirements
specified in Table III, except for brake hose manufactured in metric
sizes.
S7.2 Labeling
S7.2.1 Hose. Each air brake hose shall be labeled, or cut from bulk
hose that is labeled, at intervals of not more than 6 inches, measured
from the end of one legend to the beginning of the next, in block
capital letters and numerals at least one-eighth of an inch high, with
the information listed in paragraphs (a) through (e) of this section.
The information need not be present on hose that is sold as part of a
brake hose assembly or a motor vehicle.
(a) The symbol DOT, constituting a certification by the hose
manufacturer that the hose conforms to all applicable motor vehicle
safety standards.
(b) A designation that identifies the manufacturer of the hose,
which shall be filed in writing with: Office of Vehicle Safety
Compliance, Equipment Division NVS-222, National Highway Traffic Safety
Administration, 400 Seventh St. SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals, or a symbol.
(c) The month, day, and year, or the month and year, of manufacture,
expressed in numerals. For example, 10/1/96 means October 1, 1996.
(d) The nominal inside diameter of the hose expressed in inches or
fractions of inches or in millimeters. The abbreviation ``mm'' shall
follow hose sizes that are expressed in millimeters. (Examples: \3/8\,
\1/2\ (\1/2\SP in the case of \1/2\ inch special air brake hose), 4mm,
6mm.)
(e) The type designation corresponding to the brake hose dimensions
in Table III. Type A shall be labeled with the letter ``A'', Type AI
shall be labeled with the letters ``AI'', and type AII shall be labeled
with the letters ``AII''. Metric air brake hose shall be labeled with
the letter ``A.''
Table III--Air Brake Hose Dimensions--Inside Diameter (ID) and Outside Diameter (OD) Dimensions in Inches
(Millimeters)
----------------------------------------------------------------------------------------------------------------
Type A--Hose Size--Nominal Inside Diameter
-----------------------------------------------------------------
\1/2\ SP
\1/4\ \5/16\ \3/8\ \7/16\ \(1)\ \5/8\
----------------------------------------------------------------------------------------------------------------
Min. I.D...................................... 0.227 0.289 0.352 0.407 0.469 0.594
(5.8) (7.3) (8.9) (10.3) (11.9) (15.1)
Max. I.D...................................... 0.273 0.335 0.398 0.469 0.531 0.656
(6.9) (8.5) (10.1) (11.9) (13.5) (16.7)
Min. O.D...................................... 0.594 0.656 0.719 0.781 0.844 1.031
(15.1) (16.7) (18.3) (19.8) (21.4) (26.2)
Max. O.D...................................... 0.656 0.719 0.781 0.843 0.906 1.094
(16.7) (18.3) (19.8) (21.4) (23.0) (27.8)
----------------------------------------------------------------------------------------------------------------
Type AI \(2)\--Hose Size--Nominal Inside Diameter
-----------------------------------------------------------------
[[Page 356]]
\3/16\ \1/4\ \5/16\ \13/32\ \1/2\ \5/8\
----------------------------------------------------------------------------------------------------------------
Min. I.D...................................... 0.188 0.250 0.312 0.406 0.500 0.625
(4.8) (6.4) (7.9) (10.3) (12.7) (15.9)
Max. I.D...................................... 0.214 0.281 0.343 0.437 0.539 0.667
(5.4) (7.1) (8.7) (11.1) (13.7) (16.9)
Min. O.D...................................... 0.472 0.535 0.598 0.714 0.808 0.933
(12.0) (13.6) (15.1) (18.1) (20.5) (23.7)
Max. O.D...................................... 0.510 0.573 0.636 0.760 0.854 0.979
(13.0) (14.6) (16.2) (19.3) (21.7) (24.9)
----------------------------------------------------------------------------------------------------------------
Type AII \(2)\--Hose Size--Nominal Inside Diameter
-----------------------------------------------------------------
\3/16\ \1/4\ \5/16\ \13/32\ \1/2\ \5/8\
----------------------------------------------------------------------------------------------------------------
Min. I.D...................................... 0.188 0.250 0.312 0.406 0.500 0.625
(4.8) (6.4) (7.9) (10.3) (12.7) (15.9)
Max. I.D...................................... 0.214 0.281 0.343 0.437 0.539 0.667
(5.4) (7.1) (8.7) (11.1) (13.7) (16.9)
Min. O.D...................................... 0.500 0.562 0.656 0.742 0.898 1.054
(12.7) (14.3) (16.7) (18.8) (22.8) (26.8)
Max. O.D...................................... 0.539 0.602 0.695 0.789 0.945 1.101
(13.7) (15.3) (17.7) (20.1) (24.0) (27.9)
----------------------------------------------------------------------------------------------------------------
\(1)\ Notes: Type A, sizes \3/8\, \7/16\, and \1/2\ Special can be assembled with reusable end fittings. All
sizes can be assembled using permanently-attached (crimped) end fittings.
\(2)\ Types AI and AII, all sizes, can be assembled with reusable or permanently-attached (crimped) end
fittings.
S7.2.2 End fittings. Except for an end fitting that is attached by
deformation of the fitting about a hose by crimping or swaging, at least
one component of each air brake hose fitting shall be etched, embossed,
or stamped in block capital letters and numerals at least one-sixteenth
of an inch high with the following information:
(a) The symbol DOT, constituting a certification by the manufacturer
of that component that the component conforms to all applicable motor
vehicle safety standards.
(b) A designation that identifies the manufacturer of that component
of the fitting, which shall be filed in writing with: Office of Vehicle
Safety Compliance, Equipment Division NVS-222, National Highway Traffic
Safety Administration, 400 Seventh St. S.W., Washington, DC 20590. The
designation may consist of block capital letters, numerals, or a symbol.
(c) The letter ``A'' shall indicate intended use in air brake
systems. In the case of an end fitting intended for use in a reusable
assembly with brake hose subject to Table III, ``AI'' or ``AII'' shall
indicate use with Type I or Type II hose, respectively.
(d) The nominal inside diameter of the hose to which the fitting is
properly attached expressed in inches or fractions of inches or in
millimeters. (See examples in S7.2.1 (d).) The abbreviation ``mm'' shall
follow hose sizes that are expressed in millimeters.
S7.2.3 Assemblies. Each air brake hose assembly made with end
fittings that are attached by crimping or swaging, except those sold as
part of a motor vehicle, shall be labeled by means of a band around the
brake hose assembly as specified in this paragraph or, at the option of
the manufacturer, by means of labeling as specified in S7.2.3.1. The
band may at the manufacturer's option be attached so as to move freely
along the length of the assembly, as long as it is retained by the end
fittings. The band shall be etched, embossed, or stamped in block
capital letters, numerals or symbols at least one-eighth of an inch
high, with the following information:
(a) The symbol DOT, constituting certification by the hose assembler
[[Page 357]]
that the hose assembly conforms to all applicable motor vehicle safety
standards.
(b) A designation that identifies the manufacturer of the hose
assembly, which shall be filed in writing with: Office of Crash
Avoidance Standards, Vehicle Dynamics Division, National Highway Traffic
Safety Administration, 400 Seventh Street SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals or a symbol.
S7.2.3.1 At least one end fitting of an air brake hose assembly made
with end fittings that are attached by crimping or swaging shall be
etched, stamped or embossed with a designation at least one-sixteenth of
an inch high that identifies the manufacturer of the hose assembly and
is filed in accordance with S7.2.3(b).
S7.3 Test requirements. Each air brake hose assembly or appropriate
part thereof shall be capable of meeting any of the requirements set
forth under this heading, when tested under the conditions of S13 and
the applicable procedures of S8. However, a particular hose assembly or
appropriate part thereof need not meet further requirements after having
met the constriction requirement (S7.3.1) and then having been subjected
to any one of the requirements specified in S7.3.2 through S7.3.13.
S7.3.1 Constriction. Every inside diameter of any section of an air
brake hose assembly shall not be less than 66 percent of the nominal
inside diameter of the brake hose. (S8.14)
S7.3.2 High temperature resistance. An air brake hose shall not show
external or internal cracks, charring, or disintegration visible without
magnification when straightened after being bent for 70 hours at 212
degrees Fahrenheit (100 degrees Celsius) over a small test cylinder
having the radius specified in Table IV for the size of hose tested.
(S8.1)
S7.3.3 Low temperature resistance. The inside and outside surfaces
of an air brake hose shall not show cracks as a result of conditioning
at minus 40 degrees Fahrenheit (minus 40 degrees Celsius) for 70 hours
when bent around a large test cylinder having the radius specified in
Table IV for the size of hose tested (S8.2).
Table IV--Air Brake Hose Diameters and Test Cylinder Radii
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Nominal hose inside diameter, inches \1\.. \3/16\ \1/4\ \5/16\ \3/8\ \13/32\ \7/16\, \5/8\
\1/2\
Nominal hose inside diameter, millimeters 4, 5 6 8 ........ 10 12 16
\1\......................................
Small test cylinder, radius in inches 1 (25) 1\1/2\ 1\3/4\ 1\3/4\ 1\7/8\ 2 (51) 2\1/2\
(millimeters) \2\........................ (38) (45) (45) (48) (64)
Large test cylinder, radius in inches 2 (51) 2\1/2\ 3 (76) 3\1/2\ 3\1/2\ 4 (102) 4\1/2\
(millimeters) \3\........................ (64) (89) (89) (114)
----------------------------------------------------------------------------------------------------------------
Notes:
\1\ These sizes are listed to provide test cylinder radii for brake hoses manufactured in these sizes. They do
not represent conversions.
\2\ Small test cylinders are used for the high temperature resistance test.
\3\ Large test cylinders are used for the low temperature resistance, ozone resistance, and adhesion of wire-
reinforced hose tests.
S7.3.4 Oil resistance. After immersion in ASTM No. 3 oil for 70
hours at 212 [deg]F. the volume of a specimen prepared from the inner
tube and cover of an air brake hose shall not increase more than 100
percent (S8.3).
S7.3.5 Ozone resistance. An air brake hose assembly shall not show
cracks visible under 7-power magnification
[[Page 358]]
after exposure to ozone for 70 hours at 104 degrees Fahrenheit (40
degrees Celsius) when bent around a test cylinder of the radius
specified in Table IV for the size of hose tested (S8.4).
S7.3.6 Length change. An air brake hose shall not contract in length
more than 7 percent nor elongate more than 5 percent when subjected to
air pressure of 200 psi (S8.5).
S7.3.7 Adhesion. (a) Except for hose reinforced by wire, an air
brake hose shall withstand a tensile force of 8 pounds per inch of
length before separation of adjacent layers (S8.6).
(b) An air brake hose reinforced by wire shall permit a steel ball
to roll freely along the entire length of the inside of the hose when
the hose is subjected to a vacuum of 25 inches of Hg and bent around a
test cylinder (S8.13).
S7.3.8 Flex strength and air pressure leakage. An air brake hose
assembly of the length specified in the table accompanying Figure 5,
when subjected to a flex test and internal pressure cycling, shall be
capable of having its internal pressure increased from zero to 140 psi
within 2 minutes with pressurized air supplied through an orifice
(S8.7).
S7.3.9 Corrosion resistance and burst strength. An air brake hose
assembly exposed to salt spray shall not rupture when exposed to
hydrostatic pressure of 900 psi (S8.8).
S7.3.10 Tensile strength. An air brake hose assembly designed for
use between a frame and axle or between a towed and towing vehicle shall
withstand, without separation of the hose from its end fittings, a pull
of 250 pounds if it is \1/4\ inch, 6 mm, or less in nominal inside
diameter, or a pull of 325 pounds if it is larger than \1/4\ inch or 6
mm in nominal inside diameter. An air brake hose assembly designed for
use in any other application shall withstand, without separation of the
hose from its end fittings, a pull of 50 pounds if it is \1/4\ inch, 6
mm, or less in nominal inside diameter, 150 pounds if it is larger than
\1/4\ inch or 6 mm and equal to or smaller than \1/2\ inch or 12 mm in
nominal inside diameter, or 325 pounds if it is larger than \1/2\ inch
or 12 mm in nominal inside diameter (S8.9).
S7.3.11 Water absorption and tensile strength. After immersion in
distilled water for 70 hours, an air brake hose assembly designed for
use between a frame and axle or between a towed and a towing vehicle
shall withstand, without separation of the hose from its end fittings, a
pull of 250 pounds if it is \1/4\ inch or less or 6 mm or less in
nominal inside diameter, or a pull of 325 pounds if it is larger than
\1/4\ inch or 6 mm in nominal inside diameter. After immersion in
distilled water for 70 hours, an air brake hose assembly designed for
use in any other application shall withstand, without separation of the
hose from its end fittings, a pull of 50 pounds if it is \1/4\ inch or 6
mm or less in nominal inside diameter, 150 pounds if it is larger than
\1/4\ inch or 6 mm and equal to or smaller than \1/2\ inch or 12 mm in
nominal inside diameter, or 325 pounds if it is larger than \1/2\ inch
or 12 mm in nominal inside diameter. (S8.10)
S7.3.12 Zinc chloride resistance. The outer cover of an air brake
hose shall not show cracks visible under 7-power magnification after
immersion in a 50 percent zinc chloride aqueous solution for 200 hours
(S8.11).
S7.3.13 End fitting corrosion resistance. After 24 hours of exposure
to salt spray, air brake hose end fittings shall show no base metal
corrosion on the end fitting surface except where crimping or the
application of labeling information causes a displacement of the
protective coating.
S8. Test procedures--Air brake hose, brake hose assemblies, and
brake hose end fittings.
S8.1 High temperature resistance test.
(a) Utilize a small test cylinder with a radius specified in Table
IV for the size of hose tested.
(b) Bind the hose around the cylinder and condition it in an air
oven for 70 hours at 212 degrees Fahrenheit (100 degrees Celsius).
(c) Cool the hose to room temperature, remove it from the cylinder
and straighten it.
(d) Without magnification, examine the hose externally and cut the
hose lengthwise and examine the inner tube.
S8.2 Low temperature resistance test. (a) Utilize a large test
cylinder with a radius specified in Table IV for the size of hose
tested.
(b) Condition the cylinder and the brake hose, in a straight
position, in a cold box at minus 40 [deg]F. for 70 hours.
[[Page 359]]
(c) With the hose and cylinder at minus 40 degrees Fahrenheit (minus
40 degrees Celsius), bend the hose 180 degrees around the cylinder at a
steady rate in a period of 3 to 5 seconds. Remove the hose from the test
cylinder and visibly examine the exterior of the hose for cracks without
magnification.
(d) Allow the hose to warm at room temperature for 2 hours. All
reusable end fittings are removed from the hose. All permanently-
attached end fittings are cut away from the hose. Cut through one wall
of the hose longitudinally along its entire length. Unfold the hose to
permit examination of the interior surface. Visibly examine the interior
of the hose for cracks without magnification.
S8.3 Oil resistance test. Utilize three test specimens and average
the results.
S8.3.1 Preparation. Fashion a test specimen by cutting a rectangular
block 2 inches long and not less than one-third of an inch in width,
having a thickness of not more than one-sixteenth inch, from the brake
hose and buff the specimen on both faces to ensure smooth surfaces.
S8.3.2 Measurement. (a) Weigh each specimen to the nearest milligram
in air (W1) and in distilled water (W2) at room temperature. If wetting
is necessary to remove air bubbles, dip the specimen in acetone and
thoroughly rinse it with distilled water.
(b) Immerse each specimen in ASTM IRM 903 oil for 70 hours at 212
degrees Fahrenheit (100 degrees Celsius) and then cool in ASTM IRM 903
oil at room temperature for 30 to 60 minutes.
(c) Dip the specimen quickly in acetone and blot it lightly with
filter paper.
(d) Weigh each specimen in a tared weighing bottle (W3) and in
distilled water (W4) within five minutes of removal from the cooling
liquid.
(e) Calculate the percentage increase in volume follows:
Percent of increase=
[(W3-W4)-(W1-W2)]/
(W1-W2) x 100
S8.4 Ozone resistance test. Conduct the test specified in S6.8,
using air brake hose, except use the large test cylinder specified in
Table IV for the size of hose tested.
S8.5 Length change test. (a) Position a test hose in a straight,
horizontal position, and apply air pressure of 10 psi thereto.
(b) Measure the hose to determine original free length.
(c) Without releasing the 10 psi, raise the air pressure to the test
hose to 200 psi.
(d) Measure the hose under 200 psi to determine final free length.
An elongation or contraction is an increase or decrease, respectively,
in the final free length from the original free length of the hose.
S8.6 Adhesion test for air brake hose not reinforced by wire.
S8.6.1 Apparatus. A tension testing machine that is power-driven and
that applies a constant rate of extension is used for measuring the
force required to separate the layers of the test specimen. The
apparatus is constructed so that:
(a) The recording head includes a freely rotating form with an
outside diameter substantially the same as the inside diameter of the
hose specimen to be placed on it.
(b) The freely rotating form is mounted so that its axis of rotation
is in the plane of the ply being separated from the specimen and so that
the applied force is perpendicular to the tangent of the specimen
circumference at the line of separation.
(c) The rate of travel of the power-actuated grip is a uniform one
inch per minute and the capacity of the machine is such that maximum
applied tension during the test is not more than 85 percent nor less
than 15 percent of the machine's rated capacity.
(d) The machine produces a chart with separation as one coordinate
and applied tension as the other.
S8.6.2 Preparation. (a) Cut a test specimen of 1 inch or more in
length from the hose to be tested and cut the layer to be tested of that
test specimen longitudinally along its entire length to the level of
contact with the adjacent layer.
(b) Peel the layer to be tested from the adjacent layer to create a
flap large enough to permit attachment of the power-actuated clamp of
the apparatus.
[[Page 360]]
(c) Mount the test specimen on the freely rotating form with the
separated layer attached to the power-actuated clamp.
S8.6.3 [Reserved]
S8.6.4 Calculations. (a) The adhesion value shall be the minimum
force recorded on the chart excluding that portion of the chart which
corresponds to the initial and final 20 percent portion along the
displacement axis.
(b) Express the force in pounds per inch of length.
S8.7 Flex strength and air pressure test.
S8.7.1 Apparatus. A flex testing machine with a fixed hose assembly
attachment point and a movable hose assembly attachment point, which
meets the dimensional requirements of Figure 5 for the size of hose
being tested. The attachment points connect to the end fittings on the
hose assembly without leakage and, after the hose assembly has been
installed for the flex test, are restrained from rotation. The movable
end has a linear travel of 6 inches and a cycle rate of 100 cycles per
minute. The machine is capable of increasing the air pressure in the
hose assembly from zero to 150 psi within 2 seconds, and decreasing the
air pressure in the hose assembly from 150 to zero psi within 2 seconds.
[GRAPHIC] [TIFF OMITTED] TR20DE04.006
Table Accompanying Figure 5--Dimensions in Inches (Millimeters)
----------------------------------------------------------------------------------------------------------------
Dimensions
---------------------------------------------------------------
Nominal hose Position ``1'' Position ``2''
Free hose length inside diameter ---------------------------------------------------------------
R R
A B C \(1)\ A B C \(1)\
----------------------------------------------------------------------------------------------------------------
10.00 (254)................... \3/16\, \1/4\... 3.00 2.75 3.75 1.40 3.00 2.75 3.75 1.20
(76) (70) (95) (34) (76) (70) (95) (30)
11.00 (279)................... \5/16\, \3/8\, 3.00 3.50 4.50 1.70 3.00 3.50 4.50 1.30
\13/32\. (76) (89) (114) (43) (76) (89) (114) (33)
14.00 (355)................... \7/16\, \1/2\, 3.00 4.00 5.00 2.20 3.00 4.00 5.00 1.80
\5/8\. (76) (102) (127) (56) (76) (102) (127) (46)
----------------------------------------------------------------------------------------------------------------
Note (1): This is an approximate average radius.
[[Page 361]]
S8.7.2 Preparation. (a) Lay the hose material on a flat surface in
an unstressed condition. Apply a permanent marking line along the
centerline of the hose on the uppermost surface.
(b) Prepare the hose assembly with a free length as shown in the
table accompanying Figure 5. The end fittings shall be attached
according to the end fitting manufacturer's instructions.
(c) Plug the ends of the hose assembly and conduct the salt spray
test in S6.11 using an air brake hose assembly. Remove the plugs from
the end fittings.
(d) Within 168 hours of completion of the salt spray test, expose
the hose assembly to an air temperature of 212 degrees Fahrenheit (100
degrees Celsius) for 70 hours, with the hose in a straight position.
Remove the hose and cool it at room temperature for 2 hours. Within 166
hours, subject the hose to the flexure test in S8.7.2(e).
(e) Install the hose assembly on the flex testing machine as
follows. With the movable hose attachment point at the mid point of its
travel, attach one end of the hose to the movable attachment point with
the marked line on the hose in the uppermost position. Attach the other
end of the hose to the fixed attachment point allowing the hose to
follow its natural curvature.
(f) Cycle the air pressure in the hose by increasing the pressure in
the hose from zero psi to 150 psi and holding constant for one minute,
then decreasing the pressure from 150 psi to zero psi and holding
constant for one minute. Continue the pressure cycling for the duration
of the flex testing. Begin the flex testing by cycling the movable
attachment point through 6 inches of travel at a rate of 100 cycles per
minute. Stop the flex testing and pressure cycling after one million
flex cycles have been completed.
(g) Install an orifice with a hole diameter of 0.0625 inches and a
thickness of 0.032 inches in the air pressure supply line to the hose
assembly. Provide a gauge or other means to measure air pressure in the
hose assembly. Regulate the supply air pressure to the orifice to 150
psi.
(h) Apply 150 psi air pressure to the orifice. After 2 minutes have
elapsed, measure the air pressure in the brake hose assembly, while
pressurized air continues to be supplied through the orifice.
S8.8 Corrosion resistance and burst strength test. (a) Conduct the
test specified in S6.11 using an air brake hose assembly. Remove the
plugs from the ends of the hose assembly.
(b) Fill the hose assembly with water, allowing all gases to escape.
Apply water pressure at a uniform rate of increase of approximately
1,000 psi per minute until the hose ruptures.
S8.9 Tensile strength test. Utilize a tension testing machine
conforming to the requirements of ASTM E4-03 (incorporated by reference,
see Sec. 571.5) and provided with a recording device to measure the
force applied.
(a) Attach an air brake hose assembly to the testing machine to
permit straight, even, machine pull on the hose. Use adapters to mount
hose assemblies equipped with angled end fittings so that the hose is in
a straight position when installed on the machine.
(b) Apply tension at a rate of 1 inch per minute travel of the
moving head until separation occurs.
S8.10 Water Absorption and tensile strength test. Immerse an air
brake hose assembly in distilled water at room temperature for 70 hours.
Thirty minutes after removal from the water, conduct the test specified
in S8.9.
S8.11 Zinc chloride resistance test. Immerse an air brake hose in a
50 percent zinc chloride aqueous solution at room temperature for 200
hours. Remove it from the solution and examine it under 7-power
magnification for cracks.
S8.12 End fitting corrosion resistance test. Conduct the test
specified in S6.11 using an air brake hose assembly.
S8.13 Adhesion test for air brake hose reinforced by wire. (a) Place
a steel ball with a diameter equal to 73 percent of the nominal inside
diameter of the hose being tested inside of the hose. Plug one end of
the hose. Attach the other end of the hose to a source of vacuum.
(b) Subject the hose to a vacuum of 25 inches of Hg for five
minutes. With the vacuum still applied to the hose, bend the hose 180
degrees around a large test cylinder with a radius specified in Table IV
for the size of hose
[[Page 362]]
tested. At the location of this bend, bend the hose 180 degrees around
the test cylinder in the opposite direction.
(c) With the vacuum still applied to the hose, return the hose to a
straight position. Attempt to roll the ball inside the hose using
gravity from one end of the hose to the other end.
S8.14 Constriction test. Perform the constriction test in S6.12
using an air brake hose, except that the spherical diameter ``A'' of the
plug gauge in Figure 4, or the diameter of the rigid spherical ball in
S6.12.3(a), shall be 66 percent of the nominal inside diameter of the
air brake hose being tested.
S9. Requirements--vacuum brake hose, brake hose assemblies, and
brake hose end fittings.
S9.1 Labeling.
S9.1.1 Hose. Each vacuum brake hose shall be labeled, or cut from
bulk hose that is labeled, at intervals of not more than 6 inches,
measured from the end of one legend to the beginning of the next, in
block capital letters and numerals at least one-eighth of an inch high,
with the information listed in paragraphs (a) through (e) of this
section. The information need not be present on hose that is sold as
part of a brake hose assembly or a motor vehicle. (a) The symbol DOT,
constituting a certification by the hose manufacturer that the hose
conforms to all applicable motor vehicle safety standards.
(b) A designation that identifies the manufacturer of the hose,
which shall be filed in writing with: Office of Crash Avoidance
Standards, Vehicle Dynamics Division, National Highway Traffic Safety
Administration, 400 Seventh Street, SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals or a symbol.
(c) The month, day, and year, or the month and year, of manufacture,
expressed in numerals. For example, 10/1/96 means October 1, 1996.
(d) The nominal inside diameter of the hose expressed in inches or
fractions of inches or in millimeters, or the nominal outside diameter
of plastic tubing expressed in inches or fractions of inches or in
millimeters followed by the letters OD. The abbreviation ``mm'' shall
follow hose sizes that are expressed in millimeters. (Example of inside
diameter: \7/32\, \1/4\, 4 mm. Example of outside diameter: \1/4\ OD, 12
mm OD.)
(e) The letters ``VL'' or ``VH'' shall indicate that the component
is a light-duty vacuum brake hose or heavy-duty vacuum brake hose,
respectively.
S9.1.2 End fittings. Except for an end fitting that is attached by
heat shrinking or by interference fit with plastic vacuum hose or that
is attached by deformation of the fitting about a hose by crimping or
swaging, at least one component of each vacuum brake hose fitting shall
be etched, embossed, or stamped in block capital letters and numerals at
least one-sixteenth of an inch high with the following information:
(a) The symbol DOT, constituting a certification by the manufacturer
of that component that the component conforms to all applicable motor
vehicle safety standards.
(b) A designation that identifies the manufacturer of that component
of the fitting, which shall be filed in writing with: Office of Crash
Avoidance Standards, Vehicle Dynamics Division, National Highway Traffic
Safety Administration, 400 Seventh Street, SW., Washington, DC 20590.
The designation may consist of block capital letters, numerals or a
symbol.
(c) The letters ``VL'' or ``VH'' shall indicate that the end fitting
is intended for use in a light-duty or heavy-duty vacuum brake system,
respectively.
(d) The nominal inside diameter of the hose to which the fitting is
properly attached expressed in inches or fractions of inches or in
millimeters, or the outside diameter of the plastic tubing to which the
fitting is properly attached expressed in inches or fraction of inches
or in millimeters followed by the letter OD (See examples in S9.1.1(d)).
The abbreviation ``mm'' shall follow hose sizes that are expressed in
millimeters.
S9.1.3 Assemblies. Each vacuum brake hose assembly made with end
fittings that are attached by crimping or swaging and each plastic tube
assembly made with end fittings that are attached by heat shrinking or
dimensional interference fit, except those sold as part of a motor
vehicle, shall be labeled by means of a band around the
[[Page 363]]
brake hose assembly as specified in this paragraph or, at the option of
the manufacturer, by means of labeling as specified in S9.1.3.1. The
band may at the manufacturer's option be attached so as to move freely
along the length of the assembly, as long as it is retained by the end
fittings. The band shall be etched, embossed, or stamped in block
capital letters, numerals or symbols at least one-eighth of an inch
high, with the following information:
(a) The symbol DOT, constituting certification by the hose assembler
that the hose assembly conforms to all applicable motor vehicle safety
standards.
(b) A designation that identifies the manufacturer of the hose
assembly, which shall be filed in writing with: Office of Crash
Avoidance Standards, Vehicle Dynamics Division, National Highway Traffic
Safety Administration, 400 Seventh Street SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals or a symbol.
S9.1.3.1 At least one end fitting of a vacuum brake hose assembly
made with end fittings that are attached by crimping or swaging, or of a
plastic tubing assembly made with end fittings that are attached by heat
shrinking or dimensional interference fit shall be etched, stamped or
embossed with a designation at least one-sixteenth of an inch high that
identifies the manufacturer of the hose assembly and is filed in
accordance with S9.1.3(b).
S9.2 Test requirements. Each vacuum brake hose assembly or
appropriate part thereof shall be capable of meeting any of the
requirements set forth under this heading, when tested under the
conditions of S13 and the applicable procedures of S10. However, a
particular hose assembly or appropriate part thereof need not meet
further requirements after having met the constriction requirement
(S9.2.1) and then having been subjected to any one of the requirements
specified in S9.2.2 through S9.2.10.
S9.2.1 Constriction. Except for that part of an end fitting which
does not contain hose, every inside diameter of any section of a vacuum
brake hose assembly shall not be less than 75 percent of the nominal
inside diameter of the hose if for heavy duty, or 70 percent of the
nominal inside diameter of the hose if for light duty (S10.11).
S9.2.2 High temperature resistance. A vacuum brake hose tested under
the conditions specified in S10.1:
(a) Shall not have collapse of the outside diameter exceeding 10
percent of the initial outside diameter for a heavy-duty vacuum brake
hose, or exceeding 15 percent of the initial outside diameter for a
light-duty vacuum brake hose;
(b) Shall not show external cracks, charring, or disintegration
visible without magnification, and;
(c) Shall not leak when subjected to a hydrostatic pressure test.
S9.2.3 Low temperature resistance. A vacuum brake hose tested under
the conditions specified in S10.2 shall:
(a) Not show cracks visible without magnification after conditioning
at minus 40 degrees Fahrenheit (minus 40 degrees Celsius) for 70 hours
when bent around a cylinder having the radius specified in Table V for
the size hose tested; and
(b) Not leak when subjected to a hydrostatic pressure test
(S10.1(e)).
S9.2.4 Ozone resistance. A vacuum brake hose shall not show cracks
visible under 7-power magnification after exposure to ozone for 70 hours
(S10.3).
S9.2.5 Burst strength. A vacuum brake hose shall not rupture under
hydrostatic pressure of 350 psi (S10.4).
S9.2.6 Vacuum. The collapse of the outside diameter of a vacuum
brake hose under internal vacuum of 26 inches of Hg. for five minutes
shall not exceed one-sixteenth of an inch (S10.5).
S9.2.7 Bend. The collapse of the outside diameter of a vacuum brake
hose, other than a preformed vacuum brake hose, at the middle point of
the test length when bent until the ends touch shall not exceed the
values given in Table V for the size of hose tested (S10.6).
[[Page 364]]
Table V--Vacuum Brake Hose Test Requirements
----------------------------------------------------------------------------------------------------------------
Hose inside diameter* High temperature Low temperature Bend
---------------------- resistance resistance ----------------------
-------------------------------------------- Maximum Deformation--collapsed
Hose collapse inside diameter
Inches Millimeters Hose Radius of Hose Radius of length, of outside (dimension D), inches
length, cylinder, length, cylinder, inches diameter,
inches inches inches inches inches
----------------------------------------------------------------------------------------------------------------
\7/32\ 5 8 1\1/2\ 17\1/2\ 3 7 \11/64\ \3/64\
\1/4\ 6 9 1\1/2\ 17\1/2\ 3 8 \3/32\ \1/16\
\9/32\ ............ 9 1\3/4\ 19 3\1/2\ 9 \12/64\ \4/64\
\11/32\ 8 9 1\3/4\ 19 3\1/2\ 11 \13/64\ \5/64\
\3/8\ 10 10 1\3/4\ 19 3\1/2\ 12 \5/32\ \3/32\
\7/16\ ............ 11 2 20\1/2\ 4 14 \17/64\ \5/64\
\15/32\ ............ 11 2 20\1/2\ 4 14 \17/64\ \5/64\
\1/2\ 12 11 2 20\1/2\ 4 16 \7/32\ \1/8\
\5/8\ 16 12 2\1/4\ 22 4\1/2\ 22 \7/32\ \5/32\
\3/4\ ............ 14 2\1/2\ 24 5 28 \7/32\ \3/16\
1 ............ 16 3\1/4\ 28\1/2\ 6\1/2\ 36 \9/32\ \1/4\
----------------------------------------------------------------------------------------------------------------
*These sizes are listed to provide test values for brake hoses manufactured in these sizes. They do not
represent conversions.
S9.2.8 Swell and adhesion. Following exposure to Reference Fuel B
(as described in ASTM D471-98 (incorporated by reference, see Sec.
571.5)), every inside diameter of any section of a vacuum brake hose
shall not be less than 75 percent of the nominal inside diameter of the
hose if for heavy duty, or 70 percent of the nominal inside diameter of
the hose if for light duty. The vacuum brake hose shall show no leakage
in a vacuum test of 26 inches of Hg for 10 minutes. A vacuum hose that
is constructed of two or more layers shall withstand a force of 6 pounds
per inch of length before separation of adjacent layers. (S10.7).
S9.2.9 Deformation. A vacuum brake hose shall return to 90 percent
of its original outside diameter within 60 seconds after five
applications of force as specified in S10.8, except that a wire-
reinforced hose need only return to 85 percent of its original outside
diameter. In the case of a heavy duty hose, the first application of
force shall not exceed a peak value of 70 pounds, and the fifth
application of force shall reach a peak value of at least 40 pounds. In
the case of light duty hose the first application of force shall not
exceed a peak value of 50 pounds, and the fifth application of force
shall reach a peak value of at least 20 pounds (S10.9).
S9.2.10 End fitting corrosion resistance. After 24 hours of exposure
to salt spray, vacuum brake hose end fittings shall show no base metal
corrosion of the end fitting surface except where crimping or the
application of labeling information has caused displacement of the
protective coating. (S10.10).
S10. Test procedures--Vacuum brake hose, brake hose assemblies, and
brake hose end fittings.
S10.1 High temperature resistance test. (a) Measure the initial
outside diameter of the hose.
(b) Subject the hose to an internal vacuum of 26 inches of Hg at an
ambient temperature of 257 degrees Fahrenheit (125 degrees Celsius) for
a period of 96 hours. Remove the hose to room temperature and
atmospheric pressure.
(c) Within 5 minutes of completion of the conditioning in S10.1(b),
measure the outside diameter at the point of greatest collapse and
calculate the percentage collapse based on the initial outside diameter.
(d) Cool the hose at room temperature for 5 hours. Bend the hose
around a mandrel with a diameter equal to five times the initial outside
diameter of the hose. Examine the exterior of the hose for cracks,
charring, or disintegration visible without magnification. Remove the
hose from the mandrel.
(e) Fill the hose assembly with water, allowing all gases to escape.
Apply water pressure in the hose of 175 psi within 10 seconds. Maintain
an internal hydrostatic pressure of 175 psi for one minute and examine
the hose for visible leakage.
S10.2 Low temperature resistance test. (a) Conduct the test
specified in S8.2(a) through (c) using vacuum brake hose
[[Page 365]]
with the cylinder radius specified in Table V for the size of hose
tested.
(b) Remove the hose from the test cylinder, warm the hose at room
temperature for 5 hours, and conduct the hydrostatic pressure test in
S10.1(e).
S10.3 Ozone resistance test. Conduct the test specified in S6.8
using vacuum brake hose.
S10.4 Burst strength test. Conduct the test specified in S8.8 using
vacuum brake hose.
S10.5 Vacuum test. Utilize a 12-inch vacuum brake hose assembly
sealed at one end. (a) Measure the hose outside diameter.
(b) Attach the hose to a source of vacuum and subject it to a vacuum
of 26 inches of Hg for 5 minutes.
(c) Measure the hose to determine the minimum outside diameter while
the hose is still subject to vacuum.
S10.6 Bend test. (a) Bend a vacuum brake hose, of the length
prescribed in Table V, in the direction of its normal curvature until
the ends just touch as shown in Figure 6.
(b) Measure the outside diameter of the specimen at point A before
and after bending.
(c) The difference between the two measurements is the collapse of
the hose outside diameter on bending.
[GRAPHIC] [TIFF OMITTED] TC01AU91.008
Fig. 6--Bend Test of Vacuum Brake Hose.
S10.7 Swell and adhesion test. (a) Fill a specimen of vacuum brake
hose 12 inches long with ASTM Reference Fuel B as described in ASTM
D471-98 (incorporated by reference, see Sec. 571.5).
(b) Maintain reference fuel in the hose under atmospheric pressure
at room temperature for 48 hours.
(c) Remove fuel and conduct the constriction test in S10.11.
(d) Attach the hose to a source of vacuum and subject it to a vacuum
of 26 inches of Hg for 10 minutes. Remove the hose from the vacuum
source.
(e) For a vacuum brake hose constructed of two or more layers,
conduct the test specified in S8.6 using the vacuum brake hose.
S10.8 [Reserved]
S10.9 Deformation test. Table VI specifies the test specimen
dimensions.
S10.9.1 Apparatus. Utilize a compression device, equipped to measure
force of at least 100 pounds, and feeler gages of sufficient length to
be passed completely through the test specimen.
S10.9.2 Operation. (a) Position the test specimen longitudinally in
the compression device with the fabric laps not in the line of the
applied pressure.
Table VI--Dimensions of Test Specimen and Feeler Gage For Deformation
Test
------------------------------------------------------------------------
Hose inside diameter Specimen dimensions Feeler gage dimensions
* (see Fig. 7) --------------------------
----------------------------------------------
Depth Length Width Thickness
in. mm (inch) (inch) (inch) (inch)
------------------------------------------------------------------------
\7/32\ 5 \3/64\ 1 \1/8\ \3/64\
\1/4\ 6 \1/16\ 1 \1/8\ \1/16\
\9/32\ ......... \1/16\ 1 \1/8\ \1/16\
\11/32\ 8 \5/64\ 1 \3/16\ \5/64\
\3/8\ 10 \3/32\ 1 \3/16\ \3/32\
\7/16\ ......... \5/64\ 1 \1/4\ \5/64\
\15/32\ ......... \5/64\ 1 \1/4\ \5/64\
\1/2\ 12 \1/8\ 1 \1/4\ \1/8\
\5/8\ 16 \5/32\ 1 \1/4\ \5/32\
\3/4\ ......... \3/16\ 1 \1/4\ \3/16\
1 ......... \1/4\ 1 \1/4\ \1/4\
------------------------------------------------------------------------
*These sizes are listed to provide test values for brake hoses
manufactured in these sizes. They do not represent conversions.
(b) Apply gradually increasing force to the test specimen to
compress its inside diameter to that specified in Table VI (dimension D
of Figure 7) for the size of hose tested.
[GRAPHIC] [TIFF OMITTED] TC01AU91.009
Fig. 7--Deformed Specimen of Vacuum Brake Hose
[[Page 366]]
(c) After 5 seconds release the force and record the peak load
applied.
(d) Repeat the procedure four times permitting a 10-second recovery
period between load applications.
S10.10 End fitting corrosion resistance test. Conduct the test
specified in S6.11 using a vacuum brake hose assembly.
S10.11 Constriction test. Perform the constriction test in S6.12
using a vacuum brake hose, except that the spherical diameter ``A'' of
the plug gauge in Figure 4, or the diameter of the rigid spherical ball
in S6.12.3(a), shall be 75 percent of the nominal inside diameter of the
vacuum brake hose if it is heavy duty, or 70 percent of the nominal
inside diameter of the vacuum brake hose if it is light duty.
S11. Requirements--Plastic air brake tubing, plastic air brake
tubing assemblies, and plastic air brake tubing end fittings.
11.1 Construction. Each plastic air brake tubing assembly shall be
equipped with permanently attached end fittings or reusable end
fittings. Plastic air brake tubing shall conform to the dimensional
requirements specified in Table VII. (S12.1)
Table VII--Plastic Air Brake Tubing Dimensions
--------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum outside Minimum outside Nominal inside Nominal wall Wall thickness
diameter diameter diameter thickness tolerance
Nominal tubing outside diameter -----------------------------------------------------------------------------------------
mm inches mm inches mm inches mm inches mm inches
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1/8\ inch.................................................... 3.25 0.128 3.10 0.122 2.01 0.079 0.58 0.023 0.08 0.003
\5/32\ inch................................................... 4.04 0.159 3.89 0.153 2.34 0.092 0.81 0.032 0.08 0.003
\3/16\ inch................................................... 4.83 0.190 4.67 0.184 2.97 0.117 0.89 0.035 0.08 0.003
\1/4\ inch.................................................... 6.43 0.253 6.27 0.247 4.32 0.170 1.02 0.040 0.08 0.003
\5/16\ inch................................................... 8.03 0.316 7.82 0.308 5.89 0.232 1.02 0.040 0.10 0.004
\3/8\ inch.................................................... 9.63 0.379 9.42 0.371 6.38 0.251 1.57 0.062 0.10 0.004
\1/2\ inch.................................................... 12.83 0.505 12.57 0.495 9.55 0.376 1.57 0.062 0.10 0.004
\5/8\ inch.................................................... 16.00 0.630 15.75 0.620 11.20 0.441 2.34 0.092 0.13 0.005
\3/4\ inch.................................................... 19.18 0.755 18.92 0.745 14.38 0.566 2.34 0.092 0.13 0.005
6 mm.......................................................... 6.10 0.240 5.90 0.232 4.00 0.157 1.00 0.039 0.10 0.004
8 mm.......................................................... 8.10 0.319 7.90 0.311 6.00 0.236 1.00 0.039 0.10 0.004
10 mm......................................................... 10.13 0.399 9.87 0.389 7.00 0.276 1.50 0.059 0.10 0.004
12 mm......................................................... 12.13 0.478 11.87 0.467 9.00 0.354 1.50 0.059 0.10 0.004
16 mm......................................................... 16.13 0.635 15.87 0.625 12.00 0.472 2.00 0.079 0.13 0.005
--------------------------------------------------------------------------------------------------------------------------------------------------------
S11.2 Labeling.
S11.2.1 Plastic air brake tubing. Plastic air brake tubing shall be
labeled, or cut from bulk tubing that is labeled, at intervals of not
more than 6 inches, measured from the end of one legend to the beginning
of the next, in block capital letters and numerals at least one-eighth
of an inch high, with the information listed in paragraphs (a) through
(e) of this section. The information need not be present on tubing that
is sold as part of a motor vehicle.
(a) The symbol DOT, constituting a certification by the hose
manufacturer that the hose conforms to all applicable motor vehicle
safety standards.
(b) A designation that identifies the manufacturer of the tubing,
which shall be filed in writing with: Office of Vehicle Safety
Compliance, Equipment Division NVS-222, National Highway Traffic Safety
Administration, 400 Seventh St. SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals, or a symbol.
(c) The month, day, and year, or the month and year, of manufacture,
expressed in numerals. For example, 10/1/96 means October 1, 1996.
(d) The nominal outside diameter expressed in inches or fractions of
inches or in millimeters followed by the letters OD. The abbreviation
``mm'' shall follow tubing sizes that are expressed in millimeters.
(Examples: \3/8\ OD, 6 mm OD.)
(e) The letter ``A'' shall indicate intended use in air brake
systems.
S11.2.2 End fittings. Except for an end fitting that is attached by
deformation of the fitting about the tubing by crimping or swaging, at
least one component of each plastic air brake tubing end fitting shall
be etched, embossed, or stamped in block capital letters and numerals at
least one-sixteenth of an inch high with the following information:
[[Page 367]]
(a) The symbol DOT, constituting a certification by the manufacturer
that the end fitting conforms to all applicable motor vehicle safety
standards.
(b) A designation that identifies the manufacturer of the end
fitting, which shall be filed in writing with: Office of Vehicle Safety
Compliance, Equipment Division NVS-222, National Highway Traffic Safety
Administration, 400 Seventh St. SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals, or a symbol.
(c) The letter ``A'' shall indicate intended use in air brake
systems.
(d) The nominal outside diameter of the plastic tubing to which the
fitting is properly attached expressed in inches or fractions of inches
or in millimeters followed by the letters OD. The abbreviation ``mm''
shall follow tubing sizes that are expressed in millimeters. (Examples:
\3/8\ OD, 6 mm OD)
S11.2.3. Assemblies. Each plastic air brake tubing assembly made
with end fittings that are attached by crimping or swaging, except those
sold as part of a motor vehicle, shall be labeled by means of a band
around the brake tubing assembly as specified in this paragraph or, at
the option of the manufacturer, by means of labeling as specified in
S11.2.3.1. The band may at the manufacturer's option be attached so as
to move freely along the length of the assembly, as long as it is
retained by the end fittings. The band shall be etched, embossed, or
stamped in block capital letters, numerals or symbols at least one-
eighth of an inch high, with the following information:
(a) The symbol DOT, constituting certification by the tubing
assembler that the tubing assembly conforms to all applicable motor
vehicle safety standards.
(b) A designation that identifies the manufacturer of the hose
assembly, which shall be filed in writing with: Office of Vehicle Safety
Compliance, Equipment Division NVS-222, National Highway Traffic Safety
Administration, 400 Seventh St. SW., Washington, DC 20590. The
designation may consist of block capital letters, numerals, or a symbol.
S11.2.3.1 At least one end fitting of a plastic air brake tubing
assembly made with end fittings that are attached by crimping or swaging
shall be etched, stamped, or embossed with a designation at least one-
sixteenth of an inch high that identifies the manufacturer of the tubing
assembly and is filed in accordance with S11.2.3(b).
S11.3 Test requirements. Each plastic air brake tubing assembly or
appropriate part thereof shall be capable of meeting any of the
requirements set forth under this heading, when tested under the
conditions of S13 and the applicable procedures of S12. However, a
particular tubing assembly or appropriate part thereof need not meet
further requirements after having met the constriction requirement
(S11.3.1) and then having been subjected to any one of the requirements
specified in S11.3.2 through S11.3.24. Unless otherwise specified,
testing is conducted on a sample of tubing 12 inches in length.
S11.3.1 Constriction. Every inside diameter of any section of a
plastic air brake tubing assembly shall not be less than 66 percent of
the nominal inside diameter of the brake tubing. (S12.2)
S11.3.2 High temperature conditioning and dimensional stability.
Plastic air brake tubing shall conform to the dimensions in Table VII
after conditioning in air at 230 degrees Fahrenheit (110 degrees
Celsius) for four hours. (S12.3)
S11.3.3 Boiling water conditioning and dimensional stability.
Plastic air brake tubing shall conform to the dimensions in Table VII
after conditioning in boiling water for two hours. (S12.4)
S11.3.4 Burst Strength. Plastic air brake tubing shall not rupture
when subjected to the burst strength pressure in Table VIII for the size
of tubing being tested. (S12.5)
S11.3.5 Moisture absorption and burst strength. Plastic air brake
tubing shall not rupture when subjected to 80 percent of the burst
strength pressure in Table VIII, after the tubing has been dried in an
oven and then conditioned in a 100 percent relative humidity atmosphere
at 75 degrees Fahrenheit (24 degrees Celsius) for 100 hours. (S12.6)
[[Page 368]]
Table VIII--Plastic Air Brake Tubing Mechanical Properties
----------------------------------------------------------------------------------------------------------------
Burst strength Supported bend Unsupported bend Conditioned
pressure radius \1\ radius \2\ tensile load
Nominal tubing OD -----------------------------------------------------------------------
kPa Psi Mm inches mm inches N lbf
----------------------------------------------------------------------------------------------------------------
\1/8\ inch.............................. 6900 1000 9.4 0.37 9.4 0.37 156 35
\5/32\ inch............................. 8300 1200 12.7 0.50 12.7 0.50 178 40
\3/16\ inch............................. 8300 1200 19.1 0.75 19.1 0.75 222 50
\1/4\ inch.............................. 8300 1200 25.4 1.00 25.4 1.00 222 50
\5/16\ inch............................. 6900 1000 31.8 1.25 38.1 1.50 334 75
\3/8\ inch.............................. 9700 1400 38.1 1.50 38.1 1.50 667 150
\1/2\ inch.............................. 6600 950 50.8 2.00 63.5 2.50 890 200
\5/8\ inch.............................. 6200 900 63.5 2.50 76.2 3.00 1446 325
\3/4\ inch.............................. 5500 800 76.2 3.00 88.9 3.50 1557 350
6 mm.................................... 7600 1100 20.0 0.75 25.4 1.00 222 50
8 mm.................................... 6200 900 31.8 1.25 38.1 1.50 334 75
10 mm................................... 8200 1200 38.1 1.50 38.1 1.50 667 150
12 mm................................... 6900 1000 44.5 1.75 63.5 2.50 890 200
16 mm................................... 6000 875 69.9 2.75 76.2 3.00 1446 325
----------------------------------------------------------------------------------------------------------------
Notes: (1) Supported bend radius for tests specifying cylinders around which the tubing is bent. (2) Unsupported
bend radius for the collapse resistance test in which the tubing is not supported by a cylinder during
bending.
S11.3.6 Ultraviolet light resistance. Plastic air brake tubing shall
not rupture when subjected to 80 percent of the burst strength pressure
in Table VIII for the size of tubing being tested, after being exposed
to ultraviolet light for 300 hours and then impacted with a one pound
weight dropped from a height of 12 inches. (S12.7)
S11.3.7 Low temperature flexibility. The outer surface of plastic
air brake tubing shall not show cracks visible without magnification as
a result of conditioning in air at 230 degrees Fahrenheit (110 degrees
Celsius) for 24 hours, and then conditioning in air at minus 40 degrees
Fahrenheit (minus 40 degrees Celsius) for four hours, and then bending
the tubing 180 degrees around a test cylinder having a radius equal to
six times the nominal outside diameter of the tubing. (S12.8)
S11.3.8 High temperature flexibility. Plastic air brake tubing shall
not rupture or burst when subjected to 80 percent of the burst strength
pressure in Table VIII for the size of tubing being tested, after the
tubing has been:
(a) Conditioned in air at 230 degrees Fahrenheit (110 degrees
Celsius) for 72 hours while bent 180 degrees around a cylinder having a
radius equal to the supported bend radius in Table VIII for the size of
tubing being tested; and
(b) Cooled to room temperature while remaining on the cylinder, then
straightened; and
(c) Bent 180 degrees around the cylinder in the opposite direction
of the first bending. (S12.9)
S11.3.9 High temperature resistance. Plastic air brake tubing shall
not rupture or burst when subjected to 80 percent of the burst strength
pressure in Table VIII for the size of tubing being tested, after the
tubing has been conditioned in air at 230 degrees Fahrenheit (110
degrees Celsius) for 72 hours. (S12.10)
S11.3.10 High temperature conditioning, low temperature impact
resistance. Plastic air brake tubing shall not rupture or burst when
subjected to 80 percent of the burst strength pressure in Table VIII for
the size of tubing being tested, after the tubing has been conditioned
in air at 230 degrees Fahrenheit (110 degrees Celsius) for 24 hours,
then conditioned in air at minus 40 degrees Fahrenheit (minus 40 degrees
Celsius) for 4 hours and impacted with a one pound weight dropped from a
height of 12 inches. (S12.11)
S11.3.11 Boiling water conditioning, low temperature impact
resistance. Plastic air brake tubing shall not rupture when subjected to
80 percent of the burst strength pressure in Table VIII for the size of
tubing being tested, after the tubing has been conditioned in boiling
water for two hours, then conditioned in air at minus 40 degrees
Fahrenheit (minus 40 degrees Celsius) for 4 hours, and then impacted
with a one pound weight dropped from a height of 12 inches. (S12.12)
[[Page 369]]
S11.3.12 Zinc chloride resistance. The outer surface of plastic air
brake tubing shall not show cracks visible under 7-power magnification
after immersion in a 50 percent zinc chloride aqueous solution for 200
hours while bent around a cylinder having a radius equal to the
supported bend radius in Table VIII for the size of tubing tested.
(S12.13)
S11.3.13 Methyl alcohol resistance. The outer surface of plastic air
brake tubing shall not show cracks visible under 7-power magnification
after immersion in a 95 percent methyl alcohol aqueous solution for 200
hours while bent around a cylinder having a radius equal to the
supported bend radius in Table VIII for the size of tubing tested.
(S12.14)
S11.3.14 High temperature conditioning and collapse resistance. The
collapse of the outside diameter of plastic air brake tubing shall not
exceed twenty percent of the original outside diameter when bent 180
degrees on a holding fixture to the unsupported bend radius specified in
Table VIII and conditioned in air at 200 degrees Fahrenheit (93 degrees
Celsius) for 24 hours. (S12.15)
S11.3.15 Ozone resistance. The outer surface of plastic air brake
tubing shall not show cracks visible under 7-power magnification after
exposure to ozone for 70 hours at 104 degrees Fahrenheit (40 degrees
Celsius). (S12.16)
S11.3.16 Oil resistance. Plastic air brake tubing shall not rupture
when subjected to 80 percent of the burst strength pressure in Table
VIII for the size of tubing being tested, after the tubing has been
conditioned in ASTM IRM 903 oil at 212 degrees Fahrenheit (100 degrees
Celsius) for 70 hours. (S12.17)
S11.3.17 Tensile strength. A plastic air brake tubing assembly
designed for use between frame and axle or between a towed and a towing
vehicle shall withstand, without separation of the tubing from its end
fittings, a pull of 250 pounds if it is \3/8\ inch, 10 mm, or less in
nominal outside diameter, or a pull of 325 pounds if it is larger than
\3/8\ inch or 10 mm in nominal outside diameter. A plastic air brake
tubing assembly designed for use in any other application shall
withstand, without separation of the hose from its end fittings, a pull
of 35 pounds if it is \1/8\ inch, 3 mm, or less in nominal outside
diameter, 40 pounds if it is \5/32\ inch or 4 mm in nominal outside
diameter, 50 pounds if it is \3/16\ to \3/8\ inch or 5 mm to 10 mm in
nominal outside diameter, 150 pounds if it is \1/2\ to \5/8\ inch or 11
mm to 16 mm in nominal outside diameter, or 325 pounds if it is larger
than \5/8\ inch or 16 mm in nominal outside diameter. (S12.18)
S11.3.18 Boiling water conditioning and tensile strength. A plastic
air brake tubing assembly when subjected to a tensile pull test shall
either elongate 50 percent or withstand the conditioned tensile load in
Table VIII without separation from its end fittings, with one end of the
assembly conditioned in boiling water for 5 minutes. (S12.19)
S11.3.19 Thermal conditioning and tensile strength. A plastic air
brake tubing assembly when subjected to a tensile pull test shall either
elongate 50 percent or withstand the conditioned tensile load in Table
VIII without separation from its end fittings after the assembly has
been subjected to four cycles of conditioning in air at minus 40 degrees
Fahrenheit (minus 40 degrees Celsius) for thirty minutes, normalizing at
room temperature, conditioning in boiling water for 15 minutes, and
normalizing at room temperature. (S12.20)
S11.3.20 Vibration resistance. A plastic air brake tubing assembly
with an internal air pressure of 120 psig shall not rupture or leak more
than 50 cm\3\ per minute at a temperature of minus 40 degrees Fahrenheit
(minus 40 degrees Celsius) and 25 cm\3\ per minute at a temperature of
75 degrees Fahrenheit (24 degrees Celsius), after the assembly has been
subjected to 1,000,000 cycles of vibration testing with one end of the
assembly fixed and the other end stroked \1/2\-inch at 600 cycles per
minute. In addition, end fittings that use a threaded retention nut
shall retain at least 20 percent of the original retention nut
tightening torque upon completion of the vibration testing. The
vibration test shall be conducted in an environmental chamber and the
air temperature shall be cycled between minus 40 degrees Fahrenheit
[[Page 370]]
(minus 40 degrees Celsius) and 220 degrees Fahrenheit (104 degrees
Celsius) during the test. (S12.21)
S11.3.21 End fitting retention. The end fittings of a plastic air
brake tubing assembly shall not rupture when the assembly is filled with
water and pressurized to the burst strength pressure in Table VIII.
(S12.22)
S11.3.22 Thermal conditioning and end fitting retention. The end
fittings of a plastic air brake tubing assembly shall not rupture when
the tubing assembly is filled with ASTM IRM 903 oil and:
(a) Conditioning in air at 200 degrees Fahrenheit (93 degrees
Celsius) for 24 hours with atmospheric pressure inside the tubing
assembly; and
(b) Increasing the pressure inside the tubing assembly to 450 psi,
and holding this pressure for five minutes while maintaining an air
temperature of 200 degrees Fahrenheit (93 degrees Celsius); and
(c) Reducing the pressure inside the tubing assembly to atmospheric
and permitting the tubing assembly to cool at 75 degrees Fahrenheit (24
degrees Celsius) for 1 hour; and
(d) Conditioning the tubing assembly in air at minus 40 degrees
Fahrenheit (minus 40 degrees Celsius) for 24 hours with atmospheric
pressure inside the tubing assembly; and
(e) Increasing the pressure inside the tubing assembly to 450 psi,
and holding this pressure for five minutes while maintaining an air
temperature of minus 40 degrees Fahrenheit (minus 40 degrees Celsius).
(S12.23)
S11.3.23 End fitting serviceability. A plastic air brake end fitting
that uses a threaded retention nut shall not rupture or leak more than
25 cm\3\ per minute when pressurized to 120 psi after five assembly
cycles. (S12.24)
S11.3.24 End fitting corrosion resistance. After 24 hours of
exposure to salt spray, air brake hose end fittings shall show no base
metal corrosion on the end fitting surface except where crimping or the
application of labeling information causes a displacement of the
protective coating. (S12.25)
S12. Test procedures--Plastic air brake tubing, plastic air brake
tubing assemblies, plastic air brake tubing end fittings.
S12.1 Air brake tubing dimensions. Measure the tubing dimensions
including wall thickness, inside diameter, and outside diameter, using
appropriate metrology apparatus such as micrometers, dial indicators and
gauges, or optical comparators. To account for slight out-of-round
conditions, diameter measurements may be calculated using the average of
the major and minor diameters.
S12.2 Constriction test. Perform the constriction test in S6.12
using an air brake tubing assembly, except that the spherical diameter
``A'' of the plug gauge in Figure 4, or the diameter of the rigid
spherical ball in S6.12.3(a), shall be 66 percent of the nominal inside
diameter of the tubing as specified in Table VII.
S12.3 High temperature conditioning and dimensional stability test.
(a) Condition the tubing at 230 degrees Fahrenheit (110 degrees Celsius)
for 4 hours in an air oven.
(b) Remove the tubing from the oven and allow to cool at room
temperature for 30 minutes.
(c) Measure the dimensions of the tubing using the procedure in
S12.1.
S12.4 Boiling water conditioning and dimensional stability test. (a)
Utilize a container constructed of a non-reactive material large enough
so that the tubing to be tested does not touch any surface of the
container. Fill container with distilled water.
(b) Slip the tubing over a stainless steel wire for positioning it
in the pot.
(c) Bring the water to a boil. Place the tubing in the water and
position it so that it does not touch the container. Boil the tubing for
two hours. Replenish the water as necessary, adding it slowly so that
the water in the pot boils continuously.
(d) Remove the tubing from the water and allow to cool at room
temperature for 30 minutes. Wipe off any water that remains on the
tubing.
(e) Measure the dimensions of the tubing using the procedure in
S12.1.
S12.5 Burst strength test. (a) Utilize an air brake tubing assembly
or prepare a 12 inch length of tubing and install end fittings according
to the end fitting manufacturer's instructions.
(b) Plug one end of the assembly, fill it with water, and connect
the other end to a source of water pressure. Bleed
[[Page 371]]
any air from the assembly and water pressure system.
(c) Increase the water pressure inside the tubing assembly at a rate
of 3,000 psi per minute to the burst strength pressure for the size of
tubing being tested as specified in Table VIII.
S12.6 Moisture absorption and burst strength. (a) Prepare a sample
of tubing twelve inches in length.
(b) Condition the tubing at 230 degrees Fahrenheit (110 degrees
Celsius) for 24 hours in an air oven. Remove the tubing from the oven
and within 30 seconds, and weigh it to establish the initial weight. The
weight shall be measured with a resolution of 0.01 gram; if the scale
has a higher resolution, then values of 0.005 gram and above shall be
rounded to the nearest 0.01 gram and values below 0.005 gram shall be
truncated.
(c) Place the tubing in an environmental chamber and condition it
for 100 hours at 100 percent relative humidity and a temperature of 75
degrees Fahrenheit (24 degrees Celsius).
(d) Remove the tubing from the chamber and within a period of 5
minutes, remove all surface moisture from the tubing using cloth and
weigh the tubing to establish the conditioned weight. Weight shall be
measured to the nearest 0.01 gram as in S12.6(b).
(e) Calculate percentage of moisture absorption as follows:
([Conditioned Weight--Initial Weight] / [Initial Weight]) x 100
(f) Install end fittings according to the end fitting manufacturers
instructions.
(g) Conduct the burst strength test in S12.5 except use 80 percent
of the burst strength pressure for the size of tubing being tested as
specified in Table VIII.
S12.7 Ultraviolet light resistance test. (a) Apparatus. An
accelerated weathering test machine for ultraviolet light conditioning
of plastic air brake tubing. The machine shall be equipped with
fluorescent UVA-340 light bulbs and automatic irradiance control. Also
utilize an impact test apparatus as shown in Figure 8.
(b) Test standards. The testing is in accordance with ASTM G154-00,
ASTM G151-97, and ASTM D4329-99 (all incorporated by reference, see
Sec. 571.5).
(c) Preparation. (1) Utilize a 12 inch length of plastic air brake
tubing. Mask 1 inch of each end of the tubing where end fittings will be
attached using opaque tape.
(2) Attach the tubing to the test rack of the machine, securing it
at the ends along the masked sections. Wipe the outside surface of the
tubing with acetone to remove any surface contaminants. Place the tubing
and rack in the accelerated weathering test machine so that the center
of the tubing assembly is approximately in the center of the UV light
exposure area of the test machine. (If multiple plastic brake tubing
assemblies are tested, then their position in the machine should be
rotated according to ASTM D4329-99 S7.4.1, except the rotation shall be
each 96 hours instead of weekly.) The distance from the light bulb to
the tubing shall be approximately 2 inches. Set the UV irradiance to
0.85 watts per square meter at 340 nm and maintain this level during the
testing. Maintain a temperature inside the test chamber of 113 degrees
Fahrenheit (45 degrees Celsius), and use only atmospheric humidity.
Expose the tubing at this UV irradiance level for 300 hours
continuously. Remove the tubing from the test chamber.
(3) Place the tubing inside the impact test apparatus, and drop the
impacter onto the tubing from a height of 12 inches.
(4) Remove the masking material from the ends of the tubing. Install
end fittings according to the end fitting manufacturer's instructions.
Conduct the burst strength test in S12.5 except use 80 percent of the
burst strength pressure for the size of tubing being tested as specified
in Table VIII.
[[Page 372]]
[GRAPHIC] [TIFF OMITTED] TR20DE04.007
Table Accompanying Figure 8
------------------------------------------------------------------------
Hole diameter
``D''
Nominal tubing outside diameter -----------------
mm Inches
------------------------------------------------------------------------
\1/8\ inch............................................ 3.96 0.156
\5/32\ inch........................................... 4.75 0.187
\3/16\ inch........................................... 5.54 0.218
\1/4\ inch............................................ 7.14 0.281
[[Page 373]]
\5/16\ inch........................................... 8.71 0.343
\3/8\ inch............................................ 10.31 0.406
\1/2\ inch............................................ 13.49 0.531
\5/8\ inch............................................ 16.66 0.656
\3/4\ inch............................................ 20.32 0.800
6 mm.................................................. 6.80 0.268
8 mm.................................................. 8.80 0.346
10 mm................................................. 10.80 0.425
12 mm................................................. 12.80 0.504
16 mm................................................. 16.80 0.661
------------------------------------------------------------------------
S12.8 Low temperature flexibility test. (a) Utilize a cylinder
having a radius of six times the nominal outside diameter of the tubing.
(b) Condition the tubing in an air oven at 230 degrees Fahrenheit
(110 degrees Celsius) for 24 hours. Remove from the oven and cool at
room temperature for 30 minutes.
(c) Condition the cylinder and the tubing in an environmental
chamber at minus 40 degrees Fahrenheit (minus 40 degrees Celsius) for
four hours.
(d) With the tubing and test cylinder at minus 40 degrees Fahrenheit
(minus 40 degrees Celsius), bend the tubing 180 degrees around the
cylinder at a steady rate in a period of 4 to 8 seconds.
S12.9 High temperature flexibility test. (a) Utilize a cylinder
having a radius equal to the supported bend radius in Table VIII for the
size of tubing being tested.
(b) Bend the tubing 180 degrees around the cylinder and hold in
place with a clamp or other suitable support, applying only enough force
on the tubing to hold it in position.
(c) Condition the tubing and cylinder in an air oven at 230 degrees
Fahrenheit (110 degrees Celsius) for 72 hours. Remove the tubing and
cylinder from the oven and cool at room temperature for two hours.
(d) Remove the clamps or supports from the tubing and straighten the
tubing at a steady rate in a period of 4 to 8 seconds.
(e) Rebend the tubing 180 degrees around the cylinder, at the same
point but in the opposite direction of the bending in S12.9(b), at a
steady rate in a period of 4 to 8 seconds.
(f) Conduct the burst strength test in S12.5 except use 80 percent
of the burst strength pressure for the size of tubing being tested as
specified in Table VIII.
S12.10 High temperature resistance test. Condition the tubing in an
air oven at 230 degrees Fahrenheit (110 degrees Celsius) for 72 hours.
Remove the tubing and allow to cool at room temperature for 30 minutes.
Conduct the burst strength test in S12.5 except use 80 percent of the
burst strength pressure for the size of tubing being tested as specified
in Table VIII.
S12.11 High temperature conditioning, low temperature impact
resistance test. (a) Apparatus. Utilize an impact test apparatus as
shown in Figure 8.
(b) Condition the tubing in an air oven at 230 degrees Fahrenheit
(110 degrees Celsius) for 72 hours. Remove the tubing and allow to cool
at room temperature for 30 minutes.
(c) Condition the tubing and the impact test apparatus in an
environmental chamber at minus 40 degrees Fahrenheit (minus 40 degrees
Celsius) for 4 hours.
(d) With the tubing and impact test apparatus at minus 40 degrees
Fahrenheit (minus 40 degrees Celsius), place the tubing inside the
apparatus and drop the impacter onto the tubing from a height of 12
inches. Remove the tubing from the chamber and allow to warm at room
temperature for one hour.
(e) Conduct the burst strength test in S12.5 except use 80 percent
of the burst strength pressure for the size of tubing being tested as
specified in Table VIII.
S12.12 Boiling water conditioning, low temperature impact resistance
test. (a) Apparatus. Utilize an impact test apparatus as shown in Figure
8.
(b) Condition the tubing in boiling water using the test in S12.4
(a) through (d), except that the length of tubing shall be 12 inches.
(c) Condition the tubing and the impact test apparatus in an
environmental chamber at minus 40 degrees Fahrenheit (minus 40 degrees
Celsius) for 4 hours.
(d) With the tubing and impact test apparatus at minus 40 degrees
Fahrenheit (minus 40 degrees Celsius), place the tubing inside the
apparatus and drop the impacter onto the tubing from a height of 12
inches. Remove the tubing from the chamber and allow to
[[Page 374]]
warm at room temperature for one hour.
(e) Conduct the burst strength test in S12.5 except use 80 percent
of the burst strength pressure for the size of tubing being tested as
specified in Table VIII.
S12.13 Zinc chloride resistance test. (a) Utilize a cylinder having
a radius equal to the supported bend radius in Table VIII for the size
of tubing being tested. The cylinder is constructed of a non-reactive
material or coated to prevent chemical reaction with zinc chloride. The
length of the tubing sample is long enough so that its ends will not be
submerged during the immersion in zinc chloride, or the ends of the
tubing are plugged to keep the zinc chloride from entering the tubing.
(b) Bend the tubing 180 degrees around the cylinder and hold in
place with a clamp or other suitable support constructed of non-reactive
materials, applying only enough force on the tubing to hold it in
position.
(c) Immerse the tubing and cylinder in a 50 percent zinc chloride
aqueous solution at room temperature for 200 hours.
(d) Remove the tubing and cylinder from the solution. While still on
the test cylinder, inspect the tubing under 7-power magnification for
cracks.
S12.14 Methyl alcohol resistance. (a) Utilize a cylinder having a
radius equal to the supported bend radius in Table VIII for the size of
tubing being tested. The cylinder is constructed of a non-reactive
material or coated to prevent chemical reaction with methyl alcohol.
(b) Bend the tubing 180 degrees around the cylinder and hold in
place with a clamp or other suitable support constructed of non-reactive
materials, applying only enough force on the tubing to hold it in
position. The ends of the tubing may be shortened so that they will be
fully submerged in the methyl alcohol.
(c) Immerse the tubing and cylinder in a 95 percent methyl alcohol
aqueous solution at room temperature for 200 hours.
(d) Remove the tubing and cylinder from the solution. While still on
the test cylinder, inspect the tubing under 7-power magnification for
cracks.
S12.15 High temperature conditioning and collapse resistance test.
(a) Apparatus. A holding device consisting of two vertical pins affixed
to a flat, horizontal plate. Each pin projects 1 inch above the top
surface of the plate. The diameter of each pin is approximately equal to
the inside diameter of the tubing being tested. Using the unsupported
bend radius for the size of tubing being tested from Table VIII, the
distance between the pin centerlines is equal to:
[2 x unsupported bend radius] + [nominal OD of tubing]
(b) Preparation. (1) Use the unsupported bend radius for the size of
tubing being tested from Table VIII and cut the tubing to the following
length:
[3.14 x [unsupported bend radius]] + [10 x [nominal tubing OD]] + 2
inches
or
[3.14 x [unsupported bend radius]] + [10 x [nominal tubing OD]] + 50 mm
(2) Place a reference mark at the center of the sample. At this
mark, measure the initial outside diameter of the tubing. If the tubing
is slightly out-of-round, use the elliptical minor diameter as the
initial outside diameter.
(3) Install the tubing completely over the pins of the holding
device so that the tubing is bent 180 degrees. If the tubing has a
natural curvature, the tubing shall be bent in the direction of the
natural curvature.
(4) Condition the holding device and tubing in an air oven at 200
degrees Fahrenheit (93 degrees Celsius) for 24 hours. Remove the holding
device and tubing and allow to cool at room temperature for thirty
minutes.
(5) With the tubing still mounted to the holding device, measure the
elliptical minor diameter of the tubing at the reference mark to
determine the final outside diameter.
(c) Calculation. Calculate the percentage collapse of the outside
diameter of the tubing as follows: ([Initial Outside Diameter--Final
Outside Diameter] / [Initial Outside Diameter]) x 100
S12.16 Ozone resistance test. Conduct the test specified in S6.8
using plastic air brake tubing.
S12.17 Oil resistance test. (a) Utilize a plastic air brake tubing
assembly or prepare a 12 inch length of tubing and install end fittings
according to the
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end fitting manufacturer's instructions.
(b) Immerse the tubing in ASTM IRM 903 oil at 212 degrees Fahrenheit
(100 degrees Celsius) for 70 hours. Remove and allow to cool at room
temperature for 30 minutes. Wipe any excess oil from the tubing
assembly.
(c) Conduct the burst strength test in S12.5 except use 80 percent
of the burst strength pressure for the size of tubing being tested as
specified in Table VIII and, at the manufacturer's option, oil may be
used as the test medium instead of water.
S12.18 Tensile strength test. Conduct the test in S8.9 using a
plastic air brake tubing assembly or an assembly prepared from a 12 inch
length of air brake tubing with end fittings installed according to the
end fitting manufacturer's instructions.
S12.19 Boiling water conditioning and tensile strength. (a)
Apparatus. Use a tension testing machine as specified in S8.9. The lower
attachment point of the machine is equipped with a heated, open-top
container that is water tight. The inside of the container (lower
attachment point) and upper attachment point of the machine have
provisions to quickly attach a brake hose assembly for tensile testing.
(b) Preparation. Prepare an air brake tubing assembly with a free
length of 6 inches (six inches of exposed tubing between the end
fittings), with the end fittings installed in accordance with the end
fitting manufacturer's instructions. If necessary install adapters on
the end fittings to permit quick attachment to the machine, to keep
water from entering the tubing assembly, and to ensure that the tubing
assembly is in a straight position when installed on the machine. Fill
the container with distilled water such that the lower 4 inches of
exposed tubing will be submerged when the brake tubing assembly is
installed on the machine. Heat the water until it boils. Then quickly
install the plastic air brake tubing assembly on the machine with the
lower end of the tubing assembly in the boiling water. After the water
has boiled continuously for 5 minutes, apply tension to the tubing
assembly at a rate of 1 inch per minute travel of the moving head until
either the conditioned tensile load in Table VIII for the size of tubing
being tested is reached or the free length of the tubing assembly
reaches 9 inches, whichever occurs first.
S12.20 Thermal conditioning and tensile strength--(a) Apparatus. Use
a tension testing machine as specified in S8.9.
(b) Preparation. Prepare an air brake tubing assembly with a free
length of 6 inches (six inches of exposed tubing between the end
fittings), with the end fittings installed in accordance with the end
fitting manufacturer's instructions. If necessary install adapters on
the end fittings to permit attachment to the machine, to keep water from
entering the tubing assembly, and/or to ensure that the tubing assembly
is in a straight position when installed on the machine. Subject the
tubing assembly to four complete cycles of the following sequence:
(1) Condition the tubing assembly in an environmental chamber at
minus 40 degrees Fahrenheit (minus 40 degrees Celsius) for 30 minutes.
Remove from the chamber and allow to warm at room temperature for 30
minutes.
(2) Condition the tubing assembly by submerging it in boiling water
for 15 minutes. Remove and allow to cool at room temperature for 30
minutes. Install the tubing assembly on the tension testing machine and
apply tension to the tubing assembly at a rate of one inch per minute
travel of the moving head until either the conditioned tensile load in
Table VIII for the size of tubing being tested is reached or the free
length of the tubing assembly reaches 9 inches, whichever occurs first.
S12.21 Vibration resistance test. (a) Apparatus. A vibration testing
machine that supports a brake tubing assembly by its end fittings in
approximately a straight line and includes the following features:
(1) One tubing assembly attachment point is fixed and the other
moves in a plane perpendicular to a line projected between the
attachment points. The movable attachment point moves in a linear
direction and travels \1/2\ inch total and at its midpoint of travel
falls on a line projected between the attachment points. The movable
attachment
[[Page 376]]
point has a cycle rate of 600 cycles per minute.
(2) The distance between the attachment points is adjustable to
compensate for varying lengths of brake tubing assemblies.
(3) The actuating mechanism for the movable attachment point is
balanced to prevent introduction of machine vibration into the brake
tubing assembly.
(4) The machine has a compressed air supply system that pressurizes
the air brake tubing assembly through one fitting while the other
fitting is plugged. The machine's compressed air supply system includes
a pressure gauge or monitoring system and an air flow meter.
(5) The machine is constructed so that an air brake tubing assembly
mounted on it can be conditioned in an environmental test chamber.
(b) Preparation. (1) Prepare an air brake tubing assembly with a
free length of 18 inches (18 inches of exposed tubing between the end
fittings), with the end fittings installed in accordance with the end
fitting manufacturer's instructions. Record the initial tightening
torque for an end fitting that uses a threaded retaining nut.
(2) Install the air brake tubing assembly on the vibration testing
machine and, with the movable attachment point at the midpoint of its
travel, adjust the distance between the attachment points so that they
are \1/2\ inch closer together than the distance at which the tubing
assembly is taut.
(3) With the tubing assembly inside the environmental chamber, apply
compressed air to the tubing assembly at a regulated pressure of 120 psi
and maintain the supply of air to the tubing assembly for the duration
of the test. Set the temperature of the environmental chamber to 220
degrees Fahrenheit (104 degrees Celsius) and initiate cycling of the
movable attachment point. After 250,000 cycles, set the temperature of
the environmental chamber to minus 40 degrees Fahrenheit (minus 40
degrees Celsius). After 500,000 cycles, set the temperature of the
environmental chamber to 220 degrees Fahrenheit (104 degrees Celsius).
After 750,000 cycles, set the temperature of the environmental chamber
to minus 40 degrees Fahrenheit (minus 40 degrees Celsius). Measure the
air flow rate just prior to 1,000,000 cycles and if the compressed air
flow rate supplied to the air brake tubing assembly exceeds 50 cubic
centimeters per minute this constitutes failure of the test. Stop the
cycling at 1,000,000 cycles and set the environmental chamber
temperature to 75 degrees Fahrenheit (24 degrees Celsius), while air
pressure is still supplied to the air brake tubing assembly. After one
hour, measure the compressed air flow rate supplied to the air brake
tubing assembly and if the rate exceeds 25 cubic centimeters per minute
this constitutes failure of the test.
(4) For end fittings that use a threaded retaining nut, apply 20
percent of the original tightening torque as recorded in S12.21(b)(1).
If the retention nut visibly moves, this constitutes a failure of the
test.
S12.22 End fitting retention test. (a) Utilize an air brake tubing
assembly or prepare a 12 inch length of tubing and install end fittings
according to the end fitting manufacturer's instructions.
(b) Plug one end of the assembly, fill it with water, and connect
the other end to a source of water pressure. Bleed any air from the
assembly and water pressure system.
(c) Increase the pressure inside the tubing assembly at a rate of
3,000 psi per minute to 50 percent of the burst strength pressure for
the size of tubing being tested as specified in Table VIII. Hold the
pressure constant for 30 seconds.
(d) Increase the pressure inside the tubing assembly at a rate of
3,000 psi per minute to the burst strength pressure for the size of
tubing being tested as specified in Table VIII.
S12.23 Thermal conditioning and end fitting retention test--(a)
Apparatus. A source of hydraulic pressure that includes a pressure gauge
or monitoring system, uses ASTM IRM 903 oil, and is constructed so that
an air brake tubing assembly mounted to it can be conditioned in an
environmental test chamber.
(b) Preparation. Utilize an air brake tubing assembly or prepare a
12 inch
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length of tubing and install end fittings according to the end fitting
manufacturer's instructions. Attach one end of the assembly to the
hydraulic pressure supply and plug the other end of the assembly, fill
the assembly with ASTM IRM 903 oil and bleed any air from the assembly,
and place the tubing assembly inside an environmental chamber. Conduct
the following tests:
(1) With atmospheric pressure applied to the oil inside the tubing
assembly, set the environmental chamber temperature to 200 degrees
Fahrenheit (93 degrees Celsius) and condition the tubing assembly for 24
hours.
(2) With the temperature maintained at 200 degrees Fahrenheit (93
degrees Celsius), increase the oil pressure inside the tubing assembly
at a rate of 3,000 psi per minute to 450 psi, and hold this pressure for
5 minutes.
(3) Decrease the oil pressure inside the tubing assembly at a rate
of 3,000 psi per minute to atmospheric pressure and set the temperature
of the environmental chamber to 75 degrees Fahrenheit (24 degrees
Celsius). Condition the tubing assembly at this temperature for 1 hour.
(4) Set the temperature of the environmental chamber to minus 40
degrees Fahrenheit (minus 40 degrees Celsius) and condition the tubing
assembly for 24 hours.
(5) With the temperature maintained at minus 40 degrees Fahrenheit
(minus 40 degrees Celsius), increase the hydraulic pressure inside the
tubing assembly at a rate of 3,000 psi per minute to 450 psi, and hold
this pressure for 5 minutes.
S12.24 End fitting serviceability--(a) Apparatus. A source of air
pressure that includes a pressure gauge or monitoring system and is
equipped with a mass air flow meter.
(b) Preparation. Prepare a 12-inch length of tubing and plug one
end. Assemble the end fitting with the threaded retention nut on the
other end of the tubing according to the end fitting manufacturer's
instructions, then disassemble the fitting. Repeat the assembly and
disassembly sequence three more times, and then reassemble the end
fitting (five total assembly steps).
(c) Attach the end fitting with the threaded retention nut to the
source of air pressure. Pressurize the tubing at a rate of 3,000 psi per
minute to a pressure of 120 psi. If the end fitting leaks, measure and
record the leakage rate using the mass air flow meter.
S12.25 End fitting corrosion resistance. Utilize an air brake tubing
assembly or prepare a 12-inch length of tubing and install end fittings
according to the end fitting manufacturer's instructions. Conduct the
test specified in S6.11 using a plastic air brake tubing assembly.
S13. Test Conditions. Each hose assembly or appropriate part thereof
shall be able to meet the requirements of S5, S7, S9, and S11, under the
following conditions.
S13.1 The temperature of the testing room is 75 degrees Fahrenheit
(24 degrees Celsius).
S13.2 The brake hoses and brake hose assemblies are at least 24
hours old, and unused.
S13.3 Specified test pressures are gauge pressures (psig).
[38 FR 31303, Nov. 13, 1973]
Editorial Note: For Federal Register citations affecting Sec.
571.106, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.107 [Reserved]
Sec. 571.108 Standard No. 108; Lamps, reflective devices,
and associated equipment.
S1 Scope. This standard specifies requirements for original and
replacement lamps, reflective devices, and associated equipment.
S2 Purpose. The purpose of this standard is to reduce traffic
accidents and deaths and injuries resulting from traffic accidents, by
providing adequate illumination of the roadway, and by enhancing the
conspicuity of motor vehicles on the public roads so that their presence
is perceived and their signals understood, both in daylight and in
darkness or other conditions of reduced visibility.
S3 Application. This standard applies to:
S3.1 Passenger cars, multipurpose passenger vehicles, trucks, buses,
trailers (except pole trailers and trailer converter dollies), and
motorcycles;
[[Page 378]]
S3.2 Retroreflective sheeting and reflex reflectors manufactured to
conform to S8.2 of this standard; and
S3.3 Lamps, reflective devices, and associated equipment for
replacement of like equipment on vehicles to which this standard
applies.
S4 Definitions.
Adaptive driving beam means a long-range light beam for forward
visibility, which automatically modifies portions of the projected light
to reduce glare to traffic participants on an ongoing, dynamic basis.
Aiming plane means a plane defined by the surface of the three
aiming pads on the lens.
Aiming reference plane means a plane which is perpendicular to the
longitudinal axis of the vehicle and tangent to the forwardmost aiming
pad on the headlamp.
Aiming screws are the horizontal and vertical adjusting screws with
self-locking features used to aim and retain a headlamp unit in the
proper position.
Axis of reference means the characteristic axis of the lamp for use
as the direction of reference (H = 0[deg], V = 0[deg]) for angles of
field for photometric measurements and for installing the lamp on the
vehicle.
Backup lamp means a lamp or lamps which illuminate the road to the
rear of a vehicle and provide a warning signal to pedestrians and other
drivers when the vehicle is backing up or is about to back up.
Beam contributor means an indivisible optical assembly including a
lens, reflector, and light source, that is part of an integral beam
headlighting system and contributes only a portion of a headlamp beam.
Cargo lamp is a lamp that is mounted on a multipurpose passenger
vehicle, truck, or bus for the purpose of providing illumination to load
or unload cargo.
Clearance lamps are lamps which show to the front or rear of the
vehicle, mounted on the permanent structure of the vehicle as near as
practicable to the upper left and right extreme edges to indicate the
overall width and height of the vehicle.
Coated materials means a material which has a coating applied to the
surface of the finished sample to impart some protective properties.
Coating identification means a mark of the manufacturer's name,
formulation designation number, and recommendations for application.
Color Fundamental definitions of color are expressed by Chromaticity
Coordinates according to the CIE 1931 Standard Colorimetric System, as
described in the CIE 1931 Chromaticity Diagram (incorporated by
reference, see Sec. 571.5).
Color bleeding means the migration of color out of a plastic part
onto the surrounding surface.
Combination clearance and side marker lamps are single lamps which
simultaneously fulfill the requirements of clearance and side marker
lamps.
Combination headlamp means a headlamp that is a combination of two
different headlamp types chosen from a type F sealed beam headlamp, an
integral beam headlamp, or a replaceable bulb headlamp.
Cracking means a separation of adjacent sections of a plastic
material with penetration into the specimen.
Crazing means a network of apparent fine cracks on or beneath the
surface of materials.
Cutoff means a generally horizontal, visual/optical aiming cue in
the lower beam that marks a separation between areas of higher and lower
luminance.
Daytime running lamps (DRLs) are steady burning lamps that are used
to improve the conspicuity of a vehicle from the front and front sides
when the regular headlamps are not required for driving.
Delamination means a separation of the layers of a material
including coatings.
Design voltage means the voltage used for design purposes.
Direct reading indicator means a device that is mounted in its
entirety on a headlamp or headlamp aiming or headlamp mounting
equipment, is part of a VHAD, and provides information about headlamp
aim in an analog or digital format.
Effective light-emitting surface means that portion of a lamp that
directs light to the photometric test pattern, and does not include
transparent lenses, mounting hole bosses, reflex reflector area, beads
or rims that may
[[Page 379]]
glow or produce small areas of increased intensity as a result of
uncontrolled light from an area of \1/2\[deg] radius around a test
point.
Effective projected luminous lens area means the area of the
orthogonal projection of the effective light-emitting surface of a lamp
on a plane perpendicular to a defined direction relative to the axis of
reference. Unless otherwise specified, the direction is coincident with
the axis of reference.
Exposed means material used in lenses or optical devices exposed to
direct sunlight as installed on the vehicle.
Filament means that part of the light source or light emitting
element(s), such as a resistive element, the excited portion of a
specific mixture of gases under pressure, or any part of other energy
conversion sources, that generates radiant energy which can be seen.
Flash means a cycle of activation and deactivation of a lamp by
automatic means continuing until stopped either automatically or
manually.
Fully opened means the position of the headlamp concealment device
in which the headlamp is in the design open operating position.
H-V axis means the line from the center of the principal filament of
a lamp to the intersection of the horizontal (H) and vertical (V) lines
of a photometric test screen.
Haze means the cloudy or turbid appearance of an otherwise
transparent specimen caused by light scattered from within the specimen
or from its surface.
Headlamp means a lighting device providing an upper and/or a lower
beam used for providing illumination forward of the vehicle.
Headlamp concealment device means a device, with its operating
system and components, that provides concealment of the headlamp when it
is not in use, including a movable headlamp cover and a headlamp that
displaces for concealment purposes.
Headlamp mechanical axis means the line formed by the intersection
of a horizontal and a vertical plane through the light source parallel
to the longitudinal axis of the vehicle. If the mechanical axis of the
headlamp is not at the geometric center of the lens, then the location
will be indicated by the manufacturer on the headlamp.
Headlamp test fixture means a device designed to support a headlamp
or headlamp assembly in the test position specified in the laboratory
tests and whose mounting hardware and components are those necessary to
operate the headlamp as installed in a motor vehicle.
Headlighting system midpoint means the intersection of a horizontal
plane through the test vehicle's headlamp light sources, a vertical
plane through the test vehicle's headlamp light sources and a vertical
plane through the test vehicle's centerline.
High-mounted stop lamp means a lamp mounted high and possibly
forward of the tail, stop, and rear turn signal lamps intended to give a
steady stop warning through intervening vehicles to operators of
following vehicles.
Identification lamps are lamps used in groups of three, in a
horizontal row, which show to the front or rear or both, having lamp
centers spaced not less than [6 in] 15.2 mm nor more than [12 in] 30.4
mm apart, mounted on the permanent structure as near as practicable to
the vertical centerline and the top of the vehicle to identify certain
types of vehicles.
Integral beam headlamp means a headlamp (other than a standardized
sealed beam headlamp designed to conform to paragraph S10.13 or a
replaceable bulb headlamp designed to conform to paragraph S10.15)
comprising an integral and indivisible optical assembly including lens,
reflector, and light source, except that a headlamp conforming to
paragraph S10.18.8 or paragraph S10.18.9 may have a lens designed to be
replaceable.
License plate lamp means a lamp used to illuminate the license plate
on the rear of a vehicle.
Lower beam means a beam intended to illuminate the road and its
environs ahead of the vehicle when meeting or closely following another
vehicle.
Material means the type and grade of plastics, composition, and
manufacturer's designation number and color.
Mechanically aimable headlamp means a headlamp having three pads on
the lens, forming an aiming plane used for laboratory photometric
testing and for
[[Page 380]]
adjusting and inspecting the aim of the headlamp when installed on the
vehicle.
Motor driven cycle means every motorcycle, including every motor
scooter, with a motor which produces not more than 5 horsepower, and
every bicycle with motor attached.
Motorcycle or motor driven cycle headlamp means a major lighting
device used to produce general illumination ahead of the vehicle.
Mounting ring means the adjustable ring upon which a sealed beam
unit is mounted.
Mounting ring (type F sealed beam) means the adjustable ring upon
which a sealed beam unit is mounted and which forces the sealed beam
unit to seat against the aiming ring when assembled into a sealed beam
assembly.
Multiple compartment lamp means a device which gives its indication
by two or more separately lighted areas which are joined by one or more
common parts, such as a housing or lens.
Multiple lamp arrangement means an array of two or more separate
lamps on each side of the vehicle which operate together to give a
signal.
Optically combined means a lamp having a single or two filament
light source or two or more separate light sources that operate in
different ways, and has its optically functional lens area wholly or
partially common to two or more lamp functions.
Overall width means the nominal design dimension of the widest part
of the vehicle, exclusive of signal lamps, marker lamps, outside
rearview mirrors, flexible fender extensions, mud flaps, and outside
door handles determined with doors and windows closed, and the wheels in
the straight-ahead position. Running boards may also be excluded from
the determination of overall width if they do not extend beyond the
width as determined by the other items excluded by this definition.
Parking lamps are lamps on both the left and right of the vehicle
which show to the front and are intended to mark the vehicle when parked
or serve as a reserve front position indicating system in the event of
headlamp failure.
Protected means material used in inner lenses for optical devices
where such lenses are protected from exposure to the sun by an outer
lens made of materials meeting the requirements for exposed plastics.
Rated voltage means the nominal circuit or vehicle electrical system
voltage classification.
Reflex reflectors are devices used on vehicles to give an indication
to approaching drivers using reflected light from the lamps of the
approaching vehicle.
Remote reading indicator means a device that is not mounted in its
entirety on a headlamp or headlamp aiming or headlamp mounting
equipment, but otherwise meets the definition of a direct reading
indicator.
Replaceable bulb headlamp means a headlamp comprising a bonded lens
and reflector assembly and one or two replaceable light sources, except
that a headlamp conforming to paragraph S10.18.8 or paragraph S10.18.9
may have a lens designed to be replaceable.
Replaceable light source means an assembly of a capsule, base, and
terminals that is designed to conform to the requirements of appendix A
or appendix B of 49 CFR part 564 Replaceable Light Source Information of
this Chapter.
Retaining ring means the clamping ring that holds a sealed beam unit
against a mounting ring.
Retaining ring (type F sealed beam) means the clamping ring that
holds a sealed beam unit against a mounting ring, and that provides an
interface between the unit's aiming/seating pads and the headlamp aimer
adapter (locating plate).
School bus signal lamps are alternately flashing lamps mounted
horizontally both front and rear, intended to identify a vehicle as a
school bus and to inform other users of the highway that such vehicle is
stopped on the highway to take on or discharge school children.
Sealed beam headlamp means an integral and indivisible optical
assembly including the light source with ``SEALED BEAM'' molded in the
lens.
Sealed beam headlamp assembly means a major lighting assembly which
includes one or more sealed beam units used to provide general
illumination ahead of the vehicle.
[[Page 381]]
Seasoning means the process of energizing the filament of a headlamp
at design voltage for a period of time equal to 1% of design life, or
other equivalent method.
Semiautomatic headlamp beam switching device is one which provides
either automatic or manual control of beam switching at the option of
the driver. When the control is automatic the headlamp beams switch
automatically. When the control is manual, the driver may obtain either
the lower beam or the upper beam manually regardless of the conditions
ahead of the vehicle.
Side marker lamps are lamps which show to the side of the vehicle,
mounted on the permanent structure of the vehicle as near as practicable
to the front and rear edges to indicate the overall length of the
vehicle. Additional lamps may also be mounted at intermediate locations
on the sides of the vehicle.
Stop lamps are lamps giving a steady light to the rear of a vehicle
to indicate a vehicle is stopping or diminishing speed by braking.
Taillamps are steady burning low intensity lamps used to designate
the rear of a vehicle.
Test voltage means the specified voltage and tolerance to be used
when conducting a test.
Transition zone means the portion of an adaptive driving beam that
occurs between an area of reduced intensity and an area of unreduced
intensity.
Turn signal lamps are the signaling element of a turn signal system
which indicates the intention to turn or change direction by giving a
flashing light on the side toward which the turn will be made.
Turn signal flasher means a device which causes a turn signal lamp
to flash as long as it is turned on.
Turn signal operating unit means an operating unit that is part of a
turn signal system by which the operator of a vehicle causes the signal
units to function.
Upper beam means a beam intended primarily for distance illumination
and for use when not meeting or closely following other vehicles.
Vehicle headlamp aiming device or VHAD means motor vehicle
equipment, installed either on a vehicle or headlamp, which is used for
determining the horizontal or vertical aim, or both the vertical and
horizontal aim of the headlamp.
Vehicular hazard warning signal flasher means a device which, as
long as it is turned on, causes all the required turn signal lamps to
flash.
Vehicular hazard warning signal operating unit means a driver
controlled device which causes all required turn signal lamps to flash
simultaneously to indicate to approaching drivers the presence of a
vehicular hazard.
Visually/optically aimable headlamp means a headlamp which is
designed to be visually/optically aimable in accordance with the
requirements of paragraph S10.18.9 of this standard.
S5 References to SAE publications. Each required lamp, reflective
device, and item of associated equipment must be designed to conform to
the requirements of applicable SAE publications as referenced and
subreferenced in this standard. The words ``it is recommended that,''
``recommendations,'' or ``should be'' appearing in any SAE publication
referenced or subreferenced in this standard must be read as setting
forth mandatory requirements.
S6 Vehicle requirements.
S6.1 Required lamps, reflective devices, and associated equipment by
vehicle type.
S6.1.1 Quantity. Except as provided in succeeding paragraphs of this
S6.1.1 each vehicle must be equipped with at least the number of lamps,
reflective devices, and items of associated equipment specified for that
vehicle type and size in Table I and Section 6.6, designed to conform to
the requirements of this standard. Multiple license plate lamps and
backup lamps may be used to fulfill photometric requirements for those
functions.
S6.1.1.1 Conspicuity systems. Each trailer of 2032 mm or more in
overall width, and with a GVWR over 10,000 lbs., except a trailer
designed exclusively for living or office use, and each truck tractor
must be equipped with retroreflective sheeting, reflex reflectors, or a
combination of retroreflective sheeting and reflex reflectors as
specified in S8.2.
S6.1.1.2 High-mounted stop lamps. Each multipurpose passenger
vehicle,
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truck, and bus required by this standard to be equipped with a high-
mounted stop lamp, whose vertical centerline, when the vehicle is viewed
from the rear, is not located on a fixed body panel but separates one or
two moveable body sections, such as doors, which lacks sufficient space
to install a single high-mounted stop lamp on the centerline above such
body sections, must have two high-mounted stop lamps identical in size
and shape.
S6.1.1.2.1 The two lamps must be located at the same height, with
one vertical edge of each lamp on the vertical edge of the body section
nearest the vehicle centerline.
S6.1.1.3 Truck tractor rear turn signal lamps. A truck tractor need
not be equipped with turn signal lamps mounted on the rear if the turn
signal lamps installed at or near the front are of double face
construction and are located such that they meet the photometric
requirements for double faced turn signal lamps specified in Footnote 6
of Table VII.
S6.1.1.3.1 The flashing signal from a double faced signal lamp must
not be obliterated when subjected to external light rays from either in
front or behind, at any and all angles.
S6.1.1.4 Daytime running lamps. Any pair of lamps on the front of a
passenger car, multipurpose passenger vehicle, truck, or bus, whether or
not required by this standard, other than parking lamps or fog lamps,
may be wired to be automatically activated, as determined by the
manufacturer of the vehicle, in a steady burning state as daytime
running lamps (DRLs) in accordance with S7.10.5.
S6.1.2 Color. The color in all lamps and reflective devices to which
this standard applies must be as specified in Table I. The color
identified as amber is identical to the color identified as yellow.
S6.1.3 Mounting location.
S6.1.3.1 Each lamp, reflective device, and item of associated
equipment must be securely mounted on a rigid part of the vehicle, other
than glazing, that is not designed to be removed except for repair,
within the mounting location and height limits as specified in Table I,
and in a location where it complies with all applicable photometric
requirements, effective projected luminous lens area requirements, and
visibility requirements with all obstructions considered.
S6.1.3.2 When multiple lamp arrangements for rear turn signal lamps,
stop lamps, or taillamps are used, with only a portion of the lamps
installed on a fixed part of the vehicle, the lamp or lamps that are
installed to the non-fixed part of the vehicle will be considered
auxiliary lamps.
S6.1.3.3 License plate lamp. The license plate lamp or lamps
installed on vehicles other than motorcycles and motor driven cycles
must be mounted so as to illuminate the license plate without
obstruction from any designed feature unless the lamp or lamps is (are)
designed to comply with all the photometric requirements with these
obstructions considered.
S6.1.3.4 High-mounted stop lamps.
S6.1.3.4.1 Interior mounting. A high-mounted stop lamp mounted
inside the vehicle must have means provided to minimize reflections from
the light of the lamp upon the rear window glazing that might be visible
to the driver when viewed directly, or indirectly in the rearview
mirror.
S6.1.3.4.2 Accessibility. Each high-mounted stop lamp must provide
access for convenient replacement of bulbs without special tools.
S6.1.3.5 Headlamp beam mounting.
S6.1.3.5.1 Vertical headlamp arrangement.
S6.1.3.5.1.1 Where multiple headlamps with single light sources are
installed in a vertical orientation the lower beam must be provided by
the uppermost headlamp.
S6.1.3.5.1.2 Where headlamps with two vertically oriented light
sources are installed the lower beam must be provided by the uppermost
light source or by all light sources.
S6.1.3.5.2 Horizontal headlamp arrangement.
S6.1.3.5.2.1 Where multiple headlamps with single light sources are
installed in a horizontal orientation the lower beam must be provided by
the most outboard headlamp.
S6.1.3.5.2.2 Where headlamps with two horizontally oriented light
sources are installed the lower beam must be
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provided by the outboard light source or by all light sources.
S6.1.3.6 Auxiliary lamps mounted near identification lamps. Each
auxiliary lamp must be located at least twice the distance from any
required identification lamp as the distance between two adjacent
required identification lamps.
S6.1.4 Mounting height. The mounting height of each lamp and
reflective device must be measured from the center of the item, as
mounted on the vehicle at curb weight, to the road surface.
S6.1.4.1 High-mounted stop lamps.
S6.1.4.1.1 A high-mounted stop lamp mounted below the rear window
must have no lens portion lower than 153 mm [6 in] below the lower edge
of the rear glazing on convertibles, or 77 mm [3 in] on other passenger
cars.
S6.1.5 Activation. Each lamp must be activated as specified, in the
combinations specified, and in response to the inputs specified in Table
I and Table II.
S6.1.5.1 Hazard warning signal. In all passenger cars, multipurpose
passenger vehicles, trucks, and buses, the activation of the vehicular
hazard warning signal operating unit must cause to flash simultaneously
sufficient turn signal lamps to meet, as a minimum, the turn signal
photometric requirements of this standard.
S6.1.5.2 Simultaneous beam activation.
S6.1.5.2.1 On any vehicle to which this standard applies where the
headlighting system is designed to conform to the photometric
requirements of UB1 of Table XVIII and LB1M or LB1V of Table XIX-a, the
lamps marked ``L'' or ``LF'' may remain permanently activated when the
lamps marked ``U'' or ``UF'' are activated.
S6.1.5.2.2 On any vehicle to which this standard applies where an
integral beam headlighting system is designed to conform to the
photometric requirements of UB6 of Table XVIII and LB5M of Table XIX-b
or LB4V of Table XIX-c, the lower beam headlamps must remain permanently
activated when the upper beam headlamps are activated.
S6.1.5.2.3 On any vehicle to which this section applies where the
headlighting system is designed to conform to the photometric
requirements of UB2 of Table XVIII and LB2M or LB2V of Table XIX-a, a
lower beam light source may remain permanently activated when an upper
beam light source is activated if the lower beam light source
contributes to the upper beam photometric compliance of the headlighting
system.
S6.2 Impairment.
S6.2.1 No additional lamp, reflective device, or other motor vehicle
equipment is permitted to be installed that impairs the effectiveness of
lighting equipment required by this standard.
S6.2.2 If any required lamp or reflective device is obstructed by
motor vehicle equipment (e.g., mirrors, snow plows, wrecker booms,
backhoes, winches, etc.) including dealer installed equipment, and
cannot meet the applicable photometry and visibility requirements, the
vehicle must be equipped with an additional lamp or device of the same
type which meet all applicable requirements of this standard, including
photometry and visibility.
S6.2.3 Headlamp obstructions.
S6.2.3.1 When activated in the steady burning state, headlamps
(excluding headlamps mounted on motorcycles) must not have any styling
ornament or other feature, such as a translucent cover or grill, in
front of the lens
S6.2.3.2 Headlamp wipers may be used in front of the lens provided
that the headlamp system is designed to conform with all applicable
photometric requirements with the wiper stopped in any position in front
of the lens.
S6.3 Equipment combinations. Two or more lamps, reflective devices,
or items of associated equipment may be combined if the requirements for
each lamp, reflective device, and item of associated equipment are met
with the following exceptions:
S6.3.1 No high-mounted stop lamp is permitted to be combined with
any other lamp or reflective device, other than with a cargo lamp.
S6.3.2 No high-mounted stop lamp is permitted to be optically
combined with any cargo lamp.
S6.3.3 No clearance lamp is permitted to be optically combined with
any taillamp.
S6.4 Lens area, visibility and school bus signal lamp aiming.
[[Page 384]]
S6.4.1 Effective projected luminous lens area. Each turn signal
lamp, stop lamp, high-mounted stop lamp, and school bus signal lamp must
meet the applicable effective projected luminous lens area requirement
specified in Tables IV-a, IV-b, and IV-c.
S6.4.2 Visibility. Each backup lamp, single or combination of dual
high-mounted stop lamp(s), and school bus signal lamp must meet the
applicable visibility requirement specified in Table V-a.
S6.4.3 Visibility options. A manufacturer must certify compliance of
each lamp function to one of the following visibility requirement
options, and it may not thereafter choose a different option for that
vehicle:
(a) Lens area option. When a vehicle is equipped with any lamp
listed in Table V-b each such lamp must provide not less than 1250 sq mm
of unobstructed effective projected luminous lens area in any direction
throughout the pattern defined by the corner points specified in Table
V-b for each such lamp; or
(b) Luminous intensity option. When a vehicle is equipped with any
lamp listed in Table V-c each such lamp must provide a luminous
intensity of not less than that specified in Table V-c in any direction
throughout the pattern defined by the corner points specified in Table
V-c for each such lamp when measured in accordance with the photometry
test requirements of this standard.
S6.4.4 Legacy visibility alternative. As an alternative to S6.4.3,
each passenger car and motorcycle, and each multipurpose passenger
vehicle, truck, trailer, and bus that is of less than 2032 mm overall
width, that is manufactured on or before September 1, 2011, and each
multipurpose passenger vehicle, truck, trailer, and bus that is of 2032
mm or more overall width, that is manufactured on or before September 1,
2014, must have each lamp located so that it meets the visibility
requirements specified in Table V-d.
S6.4.5 School bus signal lamp aiming. Each school bus signal lamp
must be mounted on the vehicle with its aiming plane vertical and normal
to the vehicle longitudinal axis. Aim tolerance must be no more than 5
in vertically and 10 in horizontally at 25 ft from the lamp. If the
lamps are aimed or inspected by use of SAE Recommended Practice J602-
1963 (incorporated by reference, see Sec. 571.5), the graduation
settings for aim must be 2[deg] D and 0[deg] sideways for aiming and the
limits must be 3[deg] U to 7[deg] D and from 10[deg] R to 10[deg] L for
inspection.
S6.5 Marking. A summary of the marking requirements of this standard
and their location in the standard is contained in Table III.
S6.5.1 DOT marking. The lens of each original equipment and
replacement headlamp, and of each original equipment and replacement
beam contributor, and each replacement headlamp lens for an integral
beam or replaceable bulb headlamp, must be marked with the symbol
``DOT'' either horizontally or vertically to indicate certification
under 49 U.S.C. 30115.
S6.5.1.1 The DOT marking requirements for conspicuity materials are
specified in S8.2 of this standard.
S6.5.1.2 Each original equipment or replacement lamp or reflective
device specified in Table I, except for a headlamp, or an item of
associated equipment specified in S9 may be marked with the symbol
``DOT'' which constitutes a certification that it conforms to the
requirements of this standard.
S6.5.2 DRL marking. Each original equipment and replacement lamp
used as a daytime running lamp (DRL), unless optically combined with a
headlamp, must be permanently marked ``DRL'' on its lens in letters not
less than 3 mm high.
S6.5.3 Headlamp markings.
S6.5.3.1 Trademark. The lens of each original and replacement
equipment headlamp, and of each original and replacement equipment beam
contributor must be marked with the name and/or trademark registered
with the U.S. Patent and Trademark Office of the manufacturer of such
headlamp or beam contributor, of its importer, or any manufacturer of a
vehicle equipped with such headlamp or beam contributor. Nothing in this
standard authorizes the marking of any such name and/or trademark by one
who is not the owner, unless the owner has consented to it.
[[Page 385]]
S6.5.3.2 Voltage and trade number. Each original and replacement
equipment headlamp, and each original and replacement equipment beam
contributor must be marked with its voltage and with its part or trade
number.
S6.5.3.3 Sealed beam headlamp markings.
S6.5.3.3.1 Each sealed beam headlamp lens must be molded with
``sealed beam'' and the appropriate designation code as shown in Table
II in characters no less than 6.35 mm in size.
S6.5.3.3.2 The face of any character molded on the surface of the
lens must not be raised more than 0.5 mm above the lens surface.
S6.5.3.3.3 Type 1C1, 2C1, and 2D1 headlamps must have no raised
markings on the outside surface of the lens between the diameters of 40
mm and 90 mm about the lens center.
S6.5.3.3.4 Type 1A1, 2A1, 2B1, and 2E1 headlamps must have no raised
markings on the outside surface of the lens within a diameter of 70 mm
about the lens center.
S6.5.3.3.5 Type LF, UF, 1G1, 2G1, and 2H1 headlamps must have no
raised markings on the outside surface of the lens within a diameter of
35 mm about the lens center.
S6.5.3.3.6 A Type 1C1 replacement headlamp may be marked ``1''
rather than ``1C1''. A Type 2C1 replacement headlamp may be marked ``2''
rather than ``2C1''. A Type 2D1 replacement headlamp may be marked
``TOP'' or ``2'' rather than ``2D1''.
S6.5.3.4 Replaceable bulb headlamp markings.
S6.5.3.4.1 The lens of each replaceable bulb headlamp must bear
permanent marking in front of each replaceable light source with which
it is equipped that states either: The HB Type, if the light source
conforms to S11 of this standard for filament light sources, or the bulb
marking/designation provided in compliance with Section VIII of appendix
A of 49 CFR Part 564 (if the light source conforms to S11 of this
standard for discharge light sources).
S6.5.3.4.1.1 No marking need be provided if the only replaceable
light source in the headlamp is type HB1.
S6.5.3.5 Additional headlamp markings. Additional marking
requirements for headlamps are found in, S10.14.4, S10.15.4, S10.17.2,
S10.18.5, S10.18.7, and S10.18.9 of this standard.
S6.5.3.6 Each replacement headlamp lens must also be marked with the
manufacturer and the part or trade number of the headlamp for which it
is intended, and with the name and/or trademark of the lens manufacturer
or importer that is registered with the U.S. Patent and Trademark
Office. Nothing in this standard authorizes the marking of any such name
and/or trademark by one who is not the owner, unless the owner has
consented to it.
S6.6 Associated equipment.
S6.6.1 All vehicles to which this standard applies, except trailers,
must be equipped with a turn signal operating unit, a turn signal
flasher, a turn signal pilot indicator, a headlamp beam switching
device, and an upper beam headlamp indicator meeting the requirements of
S9.
S6.6.2 All vehicles to which this standard applies except trailers
and motorcycles must be equipped with a vehicular hazard warning
operating unit, a vehicular hazard warning signal flasher, and a
vehicular hazard warning signal pilot indicator meeting the requirements
of S9.
S6.6.3 License plate holder. Each rear license plate holder must be
designed and constructed to provide a substantial plane surface on which
to mount the plate.
S6.6.3.1 For motor vehicles on which the license plate is designed
to be mounted on the vehicle such that the upper edge of the license
plate is 1.2 m or less from the ground, the plane of the license plate
mounting surface and the plane on which the vehicle stands must be
perpendicular within 30[deg] upward (an installed plate will face above
the horizon) and 15[deg] downward (an installed plate will face below
the horizon).
S6.6.3.2 For motor vehicles on which the license plate is designed
to be mounted on the vehicle such that the upper edge of the license
plate is more than 1.2m from the ground, the plane of the license plate
mounting surface and the plane on which the vehicle stands must be
perpendicular within 15[deg].
S6.7 Replacement equipment.
[[Page 386]]
S6.7.1 General.
S6.7.1.1 Each replacement lamp, reflective device, or item of
associated equipment, including a combination lamp, must:
(a) Be designed to conform to meet all requirements specified in
this standard for that type of lamp, reflective device, or other item of
equipment (in the case of a combination lamp, it must meet these
requirements for each function); and
(b) Include all of the functions of the lamp, reflective device, or
item of associated equipment, including a combination lamp, it is
designed to replace or is capable of replacing (other than functions not
required by this standard).
S6.7.1.2 Each replacement lamp, reflective device, or item of
associated equipment, including a combination lamp, which is designed or
recommended for particular vehicle models must be designed so that it
does not take the vehicle out of compliance with this standard when the
individual device is installed on the vehicle. Except as provided in
S6.7.1.3, the determination of whether a vehicle would be taken out of
compliance with this standard when an individual device is installed on
the vehicle is made without regard to whether additional devices,
including separate lamps or reflective devices sold together with the
device, would also be installed.
S6.7.1.3 In the case of a lamp or other device that is used on each
side of the vehicle in pairs, the determination (for the purposes of
S6.7.1.2) of whether a vehicle would be taken out of compliance with
this standard when an individual device is installed on the vehicle is
made assuming that the other matched paired device would be installed on
the other side of the vehicle, whether or not the matched paired devices
are sold together. This provision does not limit the responsibilities of
manufacturers, distributors, dealers or motor vehicle repair businesses
under 49 U.S.C. 30122, Making safety devices and elements inoperative.
S6.7.2 Version of this standard. The requirements of S6.7.1 must be
met, at the option of the manufacturer, using either the current version
of this standard or the standard in effect at the time of manufacture of
the original equipment being replaced.
S7 Signal lamp requirements.
S7.1 Turn signal lamps.
S7.1.1 Front turn signal lamps.
S7.1.1.1 Number. See Tables I-a and I-c.
S7.1.1.2 Color of light. See Tables I-a and I-c.
S7.1.1.3 Mounting location. See Tables I-a and I-c.
S7.1.1.4 Mounting height. See Tables I-a and I-c.
S7.1.1.5 Activation. See Tables I-a and I-c.
S7.1.1.6 Effective projected luminous lens area. See Table IV-a.
S7.1.1.7 Visibility. See S6.4.
S7.1.1.8 Indicator. See S9.3.
S7.1.1.9 Markings. See S6.5.1.2.
S7.1.1.10 Spacing to other lamps.
S7.1.1.10.1 Each front turn signal lamp must also be designed to
comply with any additional photometry requirements based on its
installed spacing to other lamps as specified by this section. Where
more than one spacing relationship exists for a turn signal lamp the
requirement must be the one that specifies the highest luminous
intensity multiplier of Tables VI-a and VI-b.
S7.1.1.10.2 Spacing measurement for non-reflector lamps. For any
front turn signal lamp that does not employ a reflector to meet
photometric requirements, the spacing must be measured from the light
source of the turn signal lamp to the lighted edge of any lower beam
headlamp, or any lamp such as an auxiliary lower beam headlamp or fog
lamp used to supplement the lower beam headlamp.
S7.1.1.10.3 Spacing measurement for lamps with reflectors. For any
front turn signal lamp which employs a reflector, such as a parabolic
reflector, to meet photometric requirements, the spacing must be
measured from the geometric centroid of the turn signal lamp effective
projected luminous lens area to the lighted edge of any lower beam
headlamp, or any lamp such as an auxiliary lower beam headlamp or fog
lamp used to supplement the lower beam headlamp.
S7.1.1.10.4 Spacing based photometric multipliers.
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(a) where the spacing measurement of S7.1.1.10.2 or S7.1.1.10.3
between a turn signal lamp and the lighted edge of any lower beam
headlamp is less than 100 mm the photometric multiplier must be 2.5.
(b) where the spacing measurement of S7.1.1.10.2 or S7.1.1.10.3
between a turn signal lamp and the lighted edge of any lamp such as an
auxiliary lower beam headlamp or fog lamp used to supplement the lower
beam headlamp is at least 75 mm but less than 100 mm the photometric
multiplier of Table VI must be 1.5.
(c) where the spacing measurement of S7.1.1.10.2 or S7.1.1.10.3
between a turn signal lamp and the lighted edge of any lamp such as an
auxiliary lower beam headlamp or fog lamp used to supplement the lower
beam headlamp is at least 60 mm but less than 75 mm the photometric
multiplier must be 2.0.
(d) where the spacing measurement of S7.1.1.10.2 or S7.1.1.10.3
between a turn signal lamp and the lighted edge of any lamp such as an
auxiliary lower beam headlamp or fog lamp used to supplement the lower
beam headlamp is less than 60 mm the photometric multiplier must be 2.5.
S7.1.1.11 Multiple compartment lamps and multiple lamps.
S7.1.1.11.1 A multiple compartment lamp or multiple lamps may be
used to meet the photometric requirements of a front turn signal lamp
provided the requirements of S6.1.3.2 are met.
S7.1.1.11.2 If a multiple compartment lamp or multiple lamps are
used on a passenger car or on a multipurpose passenger vehicle, truck,
bus, or trailer of less than 2032 mm in overall width, and the distance
between adjacent light sources does not exceed 560 mm for two
compartment or lamp arrangements and does not exceed 410 mm for three
compartments or lamp arrangements, then the combination of the
compartments or lamps must be used to meet the photometric requirements
for the corresponding number of lighted sections specified in Tables VI-
a or VI-b.
S7.1.1.11.3 If the distance between adjacent light sources exceeds
the previously stated dimensions, each compartment or lamp must comply
with the photometric requirements for one lighted section specified in
Tables VI-a or VI-b
S7.1.1.11.4 Lamps installed on vehicles 2032 mm or more in overall
width. Multiple compartment front turn signal lamps installed on
multipurpose passenger vehicles, trucks, and buses 2032 mm or more in
overall width require measurement of the photometrics for the entire
lamp and not for individual compartments.
S7.1.1.12 Ratio to parking lamps and clearance lamps.
S7.1.1.12.1 When a parking lamp, or a clearance lamp on a
multipurpose passenger vehicle, truck, trailer, or bus of 2032 mm or
more in overall width, is combined with a front turn signal lamp, the
luminous intensity of the front turn signal lamp at each identified test
point must not be less than the luminous intensity of the parking lamp
or clearance lamp at that same test point times the multiplier shown for
that test point in Tables VI-a or VI-b.
S7.1.1.12.2 If a multiple compartment or multiple lamp arrangement
is used on a passenger car or on a multipurpose passenger vehicle,
truck, bus, or trailer of less than 2032 mm in overall width, and the
distance between the optical axes for both the parking lamp and turn
signal lamp is within 560 mm for two compartment or lamp arrangements or
410 mm for three compartment or lamp arrangements, then the ratio must
be computed with all compartments or lamps lighted.
S7.1.1.12.3 If a multiple compartment or multiple lamp arrangement
is used and the distance between optical axes for one of the functions
exceeds 560 mm for two compartment or lamp arrangements or 410 mm for
three compartments or lamp arrangements, then the ratio must be computed
for only those compartments or lamps where the parking lamp and turn
signal lamp are optically combined.
S7.1.1.12.4 Where the clearance lamp is combined with the turn
signal lamp, and the maximum luminous intensity of the clearance lamp is
located below horizontal and within an area generated by a 1.0 degree
radius around a test point, the ratio for the test point may be computed
using the lowest
[[Page 388]]
value of the clearance lamp luminous intensity within the generated
area.
S7.1.1.13 Photometry.
S7.1.1.13.1 When tested according to the procedure of S14.2.1, each
front turn signal lamp must be designed to conform to the base
photometry requirements plus any applicable multipliers as shown in
Tables VI-a and VI-b for the number of lamp compartments or individual
lamps and the type of vehicle it is installed on.
S7.1.1.13.2 As an alternative to S7.1.1.13.1, a front turn signal
lamp installed on a motorcycle may be designed to conform to the
photometry requirements of Table XIII-a when tested according to the
procedure of S14.2.1.
S7.1.1.14 Physical tests. Each front turn signal lamp must be
designed to conform to the performance requirements of the vibration
test, moisture test, dust test, and corrosion test of S14.5, and the
color test and plastic optical material test of S14.4.
S7.1.2 Rear turn signal lamps.
S7.1.2.1 Number. See Tables I-a, I-b, and I-c.
S7.1.2.2 Color of light. See Tables I-a, I-b, and I-c.
S7.1.2.3 Mounting location. See Tables I-a, I-b, and I-c and
S6.1.3.2.
S7.1.2.4 Mounting height. See Tables I-a, I-b, and I-c.
S7.1.2.5 Activation. See Tables I-a, I-b, and I-c.
S7.1.2.6 Effective projected luminous lens area. See Table IV-a.
S7.1.2.7 Visibility. See S6.4.
S7.1.2.8 Indicator. See S9.3.
S7.1.2.9 Markings. See S6.5.1.2.
S7.1.2.10 Spacing to other lamps. No requirement.
S7.1.2.11 Multiple compartments and multiple lamps.
S7.1.2.11.1 A multiple compartment lamp or multiple lamps may be
used to meet the photometric requirements of a rear turn signal lamp
provided the requirements of S6.1.3.2 are met
S7.1.2.11.2 If a multiple compartment lamp or multiple lamps are
used on a passenger car or on a multipurpose passenger vehicle, truck,
bus, or trailer of less than 2032 mm in overall width, and the distance
between adjacent light sources does not exceed 560 mm for two
compartment or lamp arrangements and does not exceed 410 mm for three
compartment or lamp arrangements, then the combination of the
compartments or lamps must be used to meet the photometric requirements
for the corresponding number of lighted sections specified in Table VII.
S7.1.2.11.3 If the distance between adjacent light sources exceeds
the previously stated dimensions, each compartment or lamp must comply
with the photometric requirements for one lighted section specified in
Table VII.
S7.1.2.11.4 Lamps installed on vehicles 2032 mm or more in overall
width. Multiple compartment rear turn signal lamps installed on
multipurpose passenger vehicles, trucks, and buses 2032 mm or more in
overall width require measurement of the photometrics for the entire
lamp and not for individual compartments.
S7.1.2.12 Ratio to taillamps and clearance lamps.
S7.1.2.12.1 When a taillamp, or a clearance lamp on a multipurpose
passenger vehicle, truck, trailer, or bus of 2032 mm or more in overall
width, is combined with a rear turn signal lamp, the luminous intensity
of the rear turn signal lamp at each identified test point must not be
less than the luminous intensity of the taillamp or clearance lamp at
that same test point times the multiplier shown for that test point in
Table VII.
S7.1.2.12.2 If a multiple compartment or multiple lamp arrangement
is used on a passenger car or on a multipurpose passenger vehicle,
truck, bus, or trailer of less than 2032 mm in overall width, and the
distance between the optical axes for both the taillamp and turn signal
lamp is within 560 mm for two compartment or lamp arrangement or 410 mm
for three compartments or lamp arrangements, then the ratio must be
computed with all compartments or lamps lighted.
S7.1.2.12.3 If a multiple compartment or multiple lamp arrangement
is used and the distance between optical axes for one of the functions
exceeds 560 mm for two compartment or lamp arrangements or 410 mm for
three compartment or lamp arrangements, then the ratio must be computed
for only those compartments or lamps where
[[Page 389]]
the taillamp and turn signal lamp are optically combined.
S7.1.2.12.4 Where the taillamp or clearance lamp is combined with
the turn signal lamp, and the maximum luminous intensity of the taillamp
or clearance lamp is located below horizontal and within an area
generated by a 0.5 [deg] radius around a test point for a taillamp on a
passenger car or on a multipurpose passenger vehicle, truck, bus, or
trailer of less than 2032 mm in overall width, or by a 1.0 [deg] radius
around a test point for a taillamp or clearance lamp on a vehicle 2032
mm or more in overall width, the ratio for the test point may be
computed using the lowest value of the taillamp or clearance lamp
luminous intensity within the generated area.
S7.1.2.13 Photometry.
S7.1.2.13.1 Each rear turn signal lamp must be designed to conform
to the photometry requirements of Table VII, when tested according to
the procedure of S14.2.1, for the number of lamp compartments or
individual lamps, the type of vehicle it is installed on, and the lamp
color as specified by this section.
S7.1.2.13.2 As an alternative to S7.1.2.13.1, a rear turn signal
lamp installed on a motorcycle may be designed to conform to the
photometry requirements of Table XIII-a when tested according to the
procedure of S14.2.1.
S7.1.2.14 Physical tests. Each rear turn signal lamp must be
designed to conform to the performance requirements of the vibration
test, moisture test, dust test, and corrosion test of S14.5, and the
color test and plastic optical material test of S14.4.
S7.1.3 Combined lamp bulb indexing.
S7.1.3.1 Each turn signal lamp optically combined with a taillamp or
a parking lamp, or clearance lamp where installed on a vehicle 2032 mm
or more in overall width, where a two-filament bulb is used must have a
bulb with an indexing base and a socket designed so that bulbs with non-
indexing bases cannot be used.
S7.1.3.2 Removable sockets must have an indexing feature so that
they cannot be re-inserted into lamp housings in random positions,
unless the lamp will perform its intended function with random light
source orientation.
S7.2 Taillamps.
S7.2.1 Number. See Tables I-a, I-b, and I-c.
S7.2.2 Color of light. See Tables I-a, I-b, and I-c.
S7.2.3 Mounting location. See Tables I-a, I-b, and I-c and S6.1.3.2.
S7.2.4 Mounting height. See Tables I-a, I-b, and I-c.
S7.2.5 Activation. See Tables I-a, I-b, and I-c.
S7.2.6 Effective projected luminous lens area. No requirement.
S7.2.7 Visibility. See S6.4.
S7.2.8 Indicator. No requirement.
S7.2.9 Markings. See S6.5.1.2.
S7.2.10 Spacing to other lamps. No requirement.
S7.2.11 Multiple compartments and multiple lamps.
S7.2.11.1 A multiple compartment lamp or multiple lamps may be used
to meet the photometric requirements of a taillamp provided the
requirements of S6.1.3.2 are met.
S7.2.11.2 If a multiple compartment lamp or multiple lamps are used
and the distance between the optical axes does not exceed 560 mm for two
compartment or lamp arrangements and does not exceed 410 mm for three
compartment or lamp arrangements, then the combination of the
compartments or lamps must be used to meet the photometric requirements
for the corresponding number of lighted sections specified in Table
VIII.
S7.2.11.3 If the distance between optical axes exceeds the
previously stated dimensions, each compartment or lamp must comply with
the photometric requirements for one lighted section specified in Table
VIII.
S7.2.11.4 Taillamps installed on vehicles 2032 mm or more in overall
width. A maximum of two taillamps and/or two compartments per side may
be mounted closer together than 560 mm providing that each compartment
and/or lamp meets the single lighted section photometric requirements
specified in Table VIII. Each lamp and/or compartment utilized in this
manner must meet the single lighted section requirements for all
functions for which it is designed.
[[Page 390]]
S7.2.12 Ratio. See S7.1.2.12 for rear turn signal lamps and S7.3.12
for stop lamps.
S7.2.13 Photometry. Each taillamp must be designed to conform to the
photometry requirements of Table VIII, when tested according to the
procedure of S14.2.1, for the number of lamp compartments or individual
lamps and the type of vehicle it is installed on.
S7.2.14 Physical tests. Each taillamp must be designed to conform to
the performance requirements of the vibration test, moisture test, dust
test, and corrosion test of S14.5, and the color test and plastic
optical material test of S14.4.
S7.3 Stop lamps.
S7.3.1 Number. See Tables I-a, I-b, and I-c.
S7.3.2 Color of light. See Tables I-a, I-b, and I-c.
S7.3.3 Mounting location. See Tables I-a, I-b, and I-c and S6.1.3.2.
S7.3.4 Mounting height. See Tables I-a, I-b, and I-c.
S7.3.5 Activation. See Tables I-a, I-b, and I-c.
S7.3.6 Effective projected luminous lens area. See Table IV-a.
S7.3.7 Visibility. See S6.4.
S7.3.8 Indicator. No requirement.
S7.3.9 Markings. See S6.5.1.2.
S7.3.10 Spacing to other lamps. No requirement.
S7.3.11 Multiple compartments and multiple lamps.
S7.3.11.1 A multiple compartment lamp or multiple lamps may be used
to meet the photometric requirements of a stop lamp provided the
requirements of S6.1.3.2 are met.
S7.3.11.2 If a multiple compartment lamp or multiple lamps are used
on a passenger car or on a multipurpose passenger vehicle, truck, bus,
or trailer of less than 2032 mm in overall width, and the distance
between adjacent light sources does not exceed 560 mm for two
compartment or lamp arrangements and does not exceed 410 mm for three
compartment or lamp arrangements, then the combination of the
compartments or lamps must be used to meet the photometric requirements
for the corresponding number of lighted sections specified in Table IX.
S7.3.11.3 If the distance between adjacent light sources exceeds the
previously stated dimensions, each compartment or lamp must comply with
the photometric requirements for one lighted section specified in Table
IX.
S7.3.11.4 Lamps installed on vehicles 2032 mm or more in overall
width. Multiple compartment stop lamps installed on multipurpose
passenger vehicles, trucks, and buses 2032 mm or more in overall width
require measurement of the photometrics for the entire lamp and not for
individual compartments.
S7.3.12 Ratio to taillamps.
S7.3.12.1 When a taillamp is combined with a stop lamp, the luminous
intensity of the stop lamp at each identified test point must not be
less than the luminous intensity of the taillamp at that same test point
times the multiplier shown for that test point in Table IX.
S7.3.12.2 If a multiple compartment or multiple lamp arrangement is
used on a passenger car or on a multipurpose passenger vehicle, truck,
bus, or trailer of less than 2032 mm in overall width, and the distance
between the optical axes for both the taillamp and stop lamp is within
560 mm for two compartment or lamp arrangements or 410 mm for three
compartment or lamp arrangements, then the ratio must be computed with
all compartments or lamps lighted.
S7.3.12.3 If a multiple compartment or multiple lamp arrangement is
used and the distance between optical axes for one of the functions
exceeds 560 mm for two compartment or lamp arrangements or 410 mm for
three compartments or lamp arrangements, then the ratio must be computed
for only those compartments or lamps where the taillamp and stop lamp
are optically combined.
S7.3.12.4 Where the taillamp is combined with the stop lamp, and the
maximum luminous intensity of the taillamp is located below horizontal
and within an area generated by a 0.5 [deg] radius around a test point
for a taillamp on a passenger car or on a multipurpose passenger
vehicle, truck, bus, or trailer of less than 2032 mm in overall width,
or by a 1.0 [deg] radius around a test point for a taillamp on a vehicle
2032 mm or more in overall
[[Page 391]]
width, the ratio for the test point may be computed using the lowest
value of the taillamp luminous intensity within the generated area.
S7.3.13 Photometry.
S7.3.13.1 Each stop lamp must be designed to conform to the
photometry requirements of Table IX, when tested according to the
procedure of S14.2.1, for the number of lamp compartments or individual
lamps and the type of vehicle it is installed on.
S7.3.13.2 A stop lamp installed on a motor driven cycle may be
designed to conform to the photometry requirements of Table XIII-b when
tested according to the procedure of S14.2.1.
S7.3.14 Physical tests. Each stop lamp must be designed to conform
to the performance requirements of the vibration test, moisture test,
dust test, and corrosion test of S14.5, and the color test and plastic
optical material test of S14.4.
S7.3.15 Combined lamp bulb indexing.
S7.3.15.1 Each stop lamp optically combined with a taillamp where a
two-filament bulb is used must have a bulb with an indexing base and a
socket designed so that bulbs with non-indexing bases cannot be used.
S7.3.15.2 Removable sockets must have an indexing feature so that
they cannot be re-inserted into lamp housings in random positions,
unless the lamp will perform its intended function with random light
source orientation.
S7.4 Side marker lamps.
S7.4.1 Number. See Tables I-a, I-b, and I-c.
S7.4.2 Color of light. See Tables I-a, I-b, and I-c.
S7.4.3 Mounting location. See Tables I-a, I-b, and I-c.
S7.4.4 Mounting height. See Tables I-a, I-b, and I-c.
S7.4.5 Activation. See Tables I-a, I-b, and I-c.
S7.4.6 Effective projected luminous lens area. No requirement.
S7.4.7 Visibility. No requirement.
S7.4.8 Indicator. No requirement.
S7.4.9 Markings. See S6.5.1.2.
S7.4.10 Spacing to other lamps. No requirement.
S7.4.11 Multiple compartments and multiple lamps. No requirement.
S7.4.12 Ratio. No requirement.
S7.4.13 Photometry.
S7.4.13.1 Each side marker lamp must be designed to conform to the
photometry requirements of Table X, when tested according to the
procedure of S14.2.1, for the lamp color as specified by this section.
S7.4.13.2 Inboard photometry. For each motor vehicle less than 30
feet in overall length, the minimum photometric intensity requirements
for a side marker lamp may be met for all inboard test points at a
distance of 15 feet from the vehicle and on a vertical plane that is
perpendicular to the longitudinal axis of the vehicle and located midway
between the front and rear side marker lamps.
S7.4.14 Physical tests. Each side marker lamp must be designed to
conform to the performance requirements of the vibration test, moisture
test, dust test, and corrosion test of S14.5, and the color test and
plastic optical material test of S14.4.
S7.5 Clearance and identification lamps.
S7.5.1 Number. See Tables I-a and I-b.
S7.5.2 Color of light. See Tables I-a and I-b.
S7.5.3 Mounting location. See Tables I-a and I-b.
S7.5.4 Mounting height. See Tables I-a and I-b.
S7.5.5 Activation. See Tables I-a and I-b.
S7.5.6 Effective projected luminous lens area. No requirement.
S7.5.7 Visibility. No requirement.
S7.5.8 Indicator. No requirement.
S7.5.9 Markings. See S6.5.1.2.
S7.5.10 Spacing to other lamps. No requirement.
S7.5.11 Multiple compartments and multiple lamps. No requirement.
S7.5.12 Ratio.
S7.5.12.1 Clearance lamps. See S7.1.1.12 for front turn signal lamps
and S7.1.2.12 for rear turn signal lamps.
S7.5.12.2 Identification lamps. No requirement.
S7.5.13 Photometry. Each clearance or identification lamp must be
designed to conform to the photometry requirements of Table XI, for the
applicable lamp color, when tested according to the procedure of
S14.2.1.
[[Page 392]]
S7.5.14 Physical tests. Each clearance and identification must be
designed to conform to the performance requirements of the vibration
test, moisture test, dust test, and corrosion test of S14.5, and the
color test and plastic optical material test of S14.4.
S7.6 Backup lamps.
S7.6.1 Number. See Table I-a and S6.1.1.
S7.6.2 Color of light.
S7.6.2.1 See Table I-a.
S7.6.2.2 A backup lamp may project incidental red, yellow, or white
light through reflectors or lenses that are adjacent, close to, or a
part of the lamp assembly.
S7.6.3 Mounting location. See Table I-a.
S7.6.4 Mounting height. No requirement.
S7.6.5 Activation. See Table I-a.
S7.6.6 Effective projected luminous lens area. No requirement.
S7.6.7 Visibility. See Table V-a.
S7.6.8 Indicator. No requirement.
S7.6.9 Markings. See. S6.5.1.2.
S7.6.10 Spacing to other lamps. No requirement.
S7.6.11 Multiple compartments and multiple lamps. No requirement.
S7.6.12 Ratio. No requirement.
S7.6.13 Photometry. Each backup lamp must be designed to conform to
the photometry requirements of Table XII, when tested according to the
procedure of S14.2.1, as specified by this section.
S7.6.14 Physical tests. Each backup lamp must be designed to conform
to the performance requirements of the vibration test, moisture test,
dust test, and corrosion test of S14.5, and the color test and plastic
optical material test of S14.4.
S7.7 License plate lamps.
S7.7.1 Number. See Tables I-a, I-b, and I-c and S6.1.1.
S7.7.2 Color of light. See Tables I-a, I-b, and I-c.
S7.7.3 Mounting location. See Tables I-a, I-b, and I-c.
S7.7.4 Mounting height. No requirement.
S7.7.5 Activation. See Tables I-a, I-b, and I-c.
S7.7.6 Effective projected luminous lens area. No requirement.
S7.7.7 Visibility. No requirement.
S7.7.8 Indicator. No requirement.
S7.7.9 Markings. See. S6.5.1.2.
S7.7.10 Spacing to other lamps. No requirement.
S7.7.11 Multiple compartments and multiple lamps. No requirement.
S7.7.12 Ratio. No requirement.
S7.7.13 Photometry.
S7.7.13.1 Each license plate lamp must be designed to conform to the
photometry requirements of this section when tested according to the
procedure of S14.2.2.
S7.7.13.2 An illumination value of no less than 8 lx [0.75 fc] must
be met at each test station target location shown in Figure 19.
S7.7.13.3 The ratio of the average of the two highest illumination
values divided by the average of the two lowest illumination values must
not exceed 20:1 for vehicles other than motorcycles and motor driven
cycles.
S7.7.13.4 The ratio of the highest illumination value divided by the
average of the two lowest illumination values must not exceed 15:1 for
motorcycles and motor driven cycles.
S7.7.14 Physical tests. Each license plate lamp must be designed to
conform to the performance requirements of the vibration test, moisture
test, dust test, and corrosion test of S14.5, and the color test and
plastic optical material test of S14.4.
S7.7.15 Installation.
S7.7.15.1 Each license plate lamp installed on a vehicle other than
a motorcycle or motor driven cycle must be of such size and design as to
provide illumination on all parts of a 150 mm by 300 mm test plate.
S7.7.15.2 Each license plate lamp installed on a motorcycle or motor
driven cycle must be of such size and design as to provide illumination
on all parts of a 100 mm by 175 mm test plate.
S7.7.15.3 The light rays must reach all portions of an imaginary
plate of the same size at least 25 mm ahead of the actual plate measured
perpendicular to the plane of the plate.
S7.7.15.4 Incident light from single lamp. When a single lamp as
shown in Figure 20 is used to illuminate the license plate, the lamp and
license plate holder must bear such relation to each other that at no
point on the plate must the incident light make an angle
[[Page 393]]
of less than 8[deg] to the plane of the plate, this angle being measured
from the edge of the light emitting surface of the lamp farthest from
the surface of the plate.
S7.7.15.5 Incident light from multiple lamps. When two or more lamps
as shown in Figure 20 are used to illuminate the license plate, the
minimum 8[deg] incident light angle must apply only to that portion of
the plate which the particular lamp is designed to illuminate. The angle
must be measured in the same manner as S7.7.15.4.
S7.8 Parking lamps.
S7.8.1 Number. See Table I-a.
S7.8.2 Color of light. See Table I-a.
S7.8.3 Mounting location. See Table I-a.
S7.8.4 Mounting height. See Table I-a.
S7.8.5 Activation. See Table I-a.
S7.8.6 Effective projected luminous lens area. No requirement.
S7.8.7 Visibility. See S6.4.
S7.8.8 Indicator. No requirement.
S7.8.9 Markings. See. S6.5.1.2.
S7.8.10 Spacing to other lamps. No requirement.
S7.8.11 Multiple compartments and multiple lamps. No requirement.
S7.8.12 Ratio. See S7.1.1.12 for front turn signal lamps.
S7.8.13 Photometry. Each parking lamp must be designed to conform to
the photometry requirements of Table XIV, when tested according to the
procedure of S14.2.1, as specified by this section.
S7.8.14 Physical tests. Each parking lamp must be designed to
conform to the performance requirements of the vibration test, moisture
test, dust test, and corrosion test of S14.5, and the color test and
plastic optical material test of S14.4.
S7.9 High-mounted stop lamps.
S7.9.1 Number. See Table I-a and S6.1.1.2.
S7.9.2 Color of light. See Table I-a.
S7.9.3 Mounting location. See Table I-a.
S7.9.4 Mounting height. See Table I-a and S6.1.4.1.
S7.9.5 Activation. See Table I-a.
S7.9.6 Effective projected luminous lens area. See Table IV-b.
S7.9.7 Visibility. See Table V-a.
S7.9.8 Indicator. No requirement.
S7.9.9 Markings. See. S6.5.1.2.
S7.9.10 Spacing to other lamps. No requirement.
S7.9.11 Multiple compartments and multiple lamps. No requirement.
S7.9.12 Ratio. No requirement.
S7.9.13 Photometry. Each high-mounted stop lamp must be designed to
conform to the photometry requirements of Table XV, when tested
according to the procedure of S14.2.1, as specified by this section.
S7.9.14 Physical tests.
S7.9.14.1 Each high-mounted stop lamp must be designed to conform to
the performance requirements of the vibration test of S14.5, and the
color test and plastic optical material test of S14.4.
S7.9.14.2 Each high-mounted stop lamp that is not mounted inside the
vehicle must be designed to conform to the performance requirements of
the moisture test, dust test, and corrosion test of S14.5.
S7.10 Daytime running lamps (DRLs).
S7.10.1 Number. See Table I-a.
S7.10.2 Color of light. See Table I-a.
S7.10.3 Mounting location. See Table I-a.
S7.10.4 Mounting height. See Table I-a. and S7.10.13(b).
S7.10.5 Activation. See Table I-a. and S7.10.10.1(c).
S7.10.6 Effective projected luminous lens area. No requirement.
S7.10.7 Visibility. No requirement.
S7.10.8 Indicator. No requirement.
S7.10.9 Markings. See S6.5.
S7.10.10 Spacing to other lamps.
S7.10.10.1 Spacing to turn signal lamps. Each DRL not optically
combined with a turn signal lamp must be located on the vehicle so that
the distance from its lighted edge to the optical center of the nearest
turn signal lamp is not less than 100 mm unless,
(a) The luminous intensity of the DRL is not more than 2,600 cd at
any location in the beam and the turn signal lamp meets 2.5 times the
base front turn signal photometric requirements, or
(b) The DRL is optically combined with a lower beam headlamp and the
turn signal lamp meets 2.5 times the base front turn signal photometric
requirements, or
[[Page 394]]
(c) The DRL is deactivated when the turn signal or hazard warning
signal lamp is activated.
S7.10.11 Multiple compartments and multiple lamps. No requirement.
S7.10.12 Ratio. No requirement.
S7.10.13 Photometry. Each DRL must have a luminous intensity not
less than 500 cd at test point H-V, nor more than 3,000 cd at any
location in the beam when tested according to the procedure of S14.2.4
as specified by this section, unless it is:
(a) A lower beam headlamp intended to operate as a DRL at full
voltage, or a voltage lower than used to operate it as a lower beam
headlamp, or
(b) An upper beam headlamp intended to operate as a DRL, whose
luminous intensity at test point H-V is not more than 7,000 cd, and
whose mounting height is not higher than 864 mm.
S7.10.14 Physical tests. Each DRL that is not combined with another
required lamp must be designed to conform to the performance
requirements of the color test and plastic optical material test of
S14.4.
S7.11 School bus signal lamps.
S7.11.1 Number. See Table I-a.
S7.11.2 Color of light. See Table I-a.
S7.11.3 Mounting location. See Table I-a.
S7.11.4 Mounting height. See Table I-a.
S7.11.5 Activation. See Table I-a.
S7.11.6 Effective projected luminous lens area. See Table IV-c.
S7.11.7 Visibility. See Table V-a.
S7.11.8 Indicator. No requirement.
S7.11.9 Markings. See. S6.5.1.2.
S7.11.10 Spacing to other lamps. No requirement.
S7.11.11 Multiple compartments and multiple lamps. No requirement.
S7.11.12 Ratio. No requirement.
S7.11.13 Photometry. Each school bus signal lamp must be designed to
conform to the photometry requirements of Table XVII, when tested
according to the procedure of S14.2.1, for the lamp color as specified
by this section.
S7.11.14 Physical tests. Each school bus signal lamp must be
designed to conform to the performance requirements of the vibration
test, moisture test, dust test, and corrosion test of S14.5, and the
color test and plastic optical material test of S14.4.
S8 Reflective device requirements.
S8.1 Reflex reflectors.
S8.1.1 Number. See Tables I-a, I-b, and I-c.
S8.1.2 Color. See Tables I-a, I-b, and I-c.
S8.1.3 Mounting location. See Tables I-a, I-b, and I-c.
S8.1.4 Mounting height. See Tables I-a, I-b, and I-c.
S8.1.5 Activation. No requirement.
S8.1.6 Effective projected luminous lens area. No requirement.
S8.1.7 Visibility. No requirement.
S8.1.8 Indicator. No requirement.
S8.1.9 Markings. See. S6.5.1.2.
S8.1.10 Spacing to other lamps or reflective devices. No
requirement.
S8.1.11 Photometry. Each reflex reflector must be designed to
conform to the photometry requirements of Table XVI-a when tested
according to the procedure of S14.2.3 for the reflex reflector color as
specified by this section.
S8.1.12 Physical tests. Each reflex reflector must be designed to
conform to the performance requirements of the vibration test, moisture
test, dust test, and corrosion test of S14.5, and the color test and
plastic optical material test of S14.4.
S8.1.1P3 Alternative side reflex reflector material. Reflective
material conforming to GSA Federal Specification L-S-300 (incorporated
by reference, see Sec. 571.5), may be used for side reflex reflectors
if this material as used on the vehicle, meets the performance
requirements of Table XVI-a.
S8.2 Conspicuity systems. The requirement for conspicuity systems
may be met with retroreflective sheeting, conspicuity reflex reflectors,
or a combination of retroreflective sheeting and conspicuity reflex
reflectors.
S8.2.1 Retroreflective sheeting.
S8.2.1.1 Retroreflective sheeting must consist of a smooth, flat,
transparent exterior film with retroreflective elements embedded or
suspended beneath the film so as to form a non-exposed retroreflective
optical system.
S8.2.1.2 Retroreflective sheeting material. Retroreflective sheeting
must meet the requirements, except photometry, of ASTM D 4956-90
(incorporated by reference, see Sec. 571.5) for Type V
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Sheeting. Sheeting of Grade DOT-C2 of no less than 50 mm wide, Grade
DOT-C3 of no less than 75 mm wide, or Grade DOT-C4 of no less than 100
mm wide may be used.
S8.2.1.3 Certification marking. The letters DOT-C2, DOT-C3, or DOT-
C4, as appropriate, constituting a certification that the
retroreflective sheeting conforms to the requirements of this standard,
must appear at least once on the exposed surface of each white or red
segment of retroreflective sheeting, and at least once every 300 mm on
retroreflective sheeting that is white only. The characters must be not
less than 3 mm high, and must be permanently stamped, etched, molded, or
printed in indelible ink.
S8.2.1.4 Application pattern.
S8.2.1.4.1 Alternating red and white materials.
S8.2.1.4.1.1 As shown in Figures 12-1 and 12-2, where alternating
material is installed, except for a segment that is trimmed to clear
obstructions, or lengthened to provide red sheeting near red lamps,
alternating material must be installed with each white and red segment
having a length of 300 150 mm.
S8.2.1.4.1.2 Neither white nor red sheeting must represent more than
two thirds the aggregate of any continuous strip marking the width of a
trailer, or any continuous or broken strip marking its length.
S8.2.1.5 Application location. Conspicuity systems need not be
installed, as illustrated in Figure 12-2, on discontinuous surfaces such
as outside ribs, stake post pickets on platform trailers, and external
protruding beams, or to items of equipment such as door hinges and lamp
bodies on trailers and body joints, stiffening beads, drip rails, and
rolled surfaces on truck tractors.
S8.2.1.6 Application spacing. As illustrated in Figure 12-2, the
edge of any white sheeting must not be located closer than 75 mm to the
edge of the luminous lens area of any red or amber lamp that is required
by this standard. The edge of any red sheeting must not be located
closer than 75 mm to the edge of the luminous lens area of any amber
lamp that is required by this standard.
S8.2.1.7 Photometry. Each retroreflective sheeting must be designed
to conform to the photometry requirements of Table XVI-c when tested
according to the procedure of S14.2.3 for the color and grade as
specified by this section.
S8.2.2 Conspicuity reflex reflectors.
S8.2.2.1 Certification marking. The exposed surface of each
conspicuity reflex reflector must be marked with the letters DOT-C which
constitutes a certification that the reflector conforms to the
conspicuity reflex reflector requirements of this standard. The
certification must be not less than 3 mm high, and must be permanently
stamped, etched, molded, or printed in indelible ink.
S8.2.2.2 Application pattern.
S8.2.2.2.1 Alternating red and white materials. Conspicuity reflex
reflectors must be installed in a repetitive pattern of two or three
white reflectors alternating with two or three red reflectors, with the
center of each reflector not more than 100 mm from the center of each
adjacent reflector.
S8.2.2.2.2 White material. White conspicuity reflex reflectors must
be installed with the center of each reflector not more than 100 mm from
the center of each adjacent reflector.
S8.2.2.3 Photometry.
S8.2.2.3.1 Each red conspicuity reflex reflector must be designed to
conform to the photometry requirements of Table XVI-a for a red reflex
reflector and Table XVI-b for a red conspicuity reflex reflector when
tested according to the procedure of S14.2.3 as specified by this
section.
S8.2.2.3.2 Each white conspicuity reflex reflector installed in only
a horizontal orientation must be designed to conform to the photometry
requirements of Table XVI-a for a white reflex reflector and Table XVI-b
for a white horizontal conspicuity reflex reflector when tested
according to the procedure of S14.2.3 as specified by this section.
S8.2.2.3.3 Each white conspicuity reflex reflector installed in a
vertical orientation must be designed to conform to the photometry
requirements of Table XVI-a for a white reflex reflector, and Table XVI-
b for a white horizontal conspicuity reflex reflector and
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a white vertical conspicuity reflex reflector when tested according to
the procedure of S14.2.3 as specified by this section.
S8.2.3 Conspicuity system installation on trailers.
S8.2.3.1 Trailer rear.
S8.2.3.1.1 Element 1--alternating red and white materials. As shown
in Figure 11, a strip of sheeting or conspicuity reflex reflectors, as
horizontal as practicable, must be applied across the full width of the
trailer, as close to the extreme edges as practicable, and as close as
practicable to not less than 375 mm and not more than 1525 mm above the
road surface at the strip centerline with the trailer at curb weight.
S8.2.3.1.2 Element 2--white. (not required for container chassis or
for platform trailers without bulkheads).
S8.2.3.1.2.1 As shown in Figure 11, two pairs of strips of sheeting
or conspicuity reflex reflectors, each pair consisting of strips 300 mm
long of Grade DOT-C2, DOT-C3, or DOT-C4, must be applied horizontally
and vertically to the right and left upper contours of the body, as
viewed from the rear, as close to the top of the trailer and as far
apart as practicable.
S8.2.3.1.2.2 If the perimeter of the body, as viewed from the rear,
is other than rectangular, the strips may be applied along the
perimeter, as close as practicable to the uppermost and outermost areas
of the rear of the body on the left and right sides.
S8.2.3.1.3 Element 3--alternating red and white materials. (not
required for trailers without underride protection devices).
S8.2.3.1.3.1 As shown in Figure 11, a strip of Grade DOT-C2 sheeting
no less than 38 mm wide or reflectors must be applied across the full
width of the horizontal member of the rear underride protection device.
S8.2.3.2 Trailer side--alternating red and white materials.
S8.2.3.2.1 As shown in Figure 11, a strip of sheeting or conspicuity
reflex reflectors must be applied to each side, as horizontal as
practicable, originating and terminating as close to the front and rear
as practicable, as close as practicable to not less than 375 mm and not
more than 1525 mm above the road surface at the strip centerline at curb
weight, except that at the location chosen the strip must not be
obscured in whole or in part by other motor vehicle equipment or trailer
cargo.
S8.2.3.2.2 The strip need not be continuous as long as not less than
half the length of the trailer is covered and the spaces are distributed
as evenly as practicable.
S8.2.3.2.3 If necessary to clear rivet heads or other similar
obstructions, Grade DOT-C2 sheeting may be separated into two 25 mm wide
strips of the same length and color, separated by a space of not more
than 25 mm and used in place of the retroreflective sheeting that would
otherwise be applied.
S8.2.4 Conspicuity system installation on truck tractors.
S8.2.4.1 Element 1--alternating red and white materials. As shown in
Figure 13, two strips of sheeting or conspicuity reflex reflectors, each
not less than 600 mm long, located as close as practicable to the edges
of the rear fenders, mudflaps, or the mudflap support brackets, must be
applied to mark the width of the truck tractor.
S8.2.4.1.1 The strips must be mounted as horizontal as practicable,
in a vertical plane facing the rear, on the rear fenders, on the mudflap
support brackets, on plates attached to the mudflap support brackets, or
on the mudflaps.
S8.2.4.1.2 Strips on mudflaps must be mounted not lower than 300 mm
below the upper horizontal edge of the mudflap. If the vehicle is
certified with temporary mudflap support brackets, the strips must be
mounted on the mudflaps or on plates transferable to permanent mudflap
support brackets.
S8.2.4.1.3 For a truck tractor without mudflaps, the strips may be
mounted outboard of the frame on brackets behind the rear axle or on
brackets ahead of the rear axle and above the top of the rear tires at
unladen vehicle height, or they may be mounted directly or indirectly to
the back of the cab as close to the outer edges as practicable, above
the top of the tires, and not more than 1525 mm above the road surface
at unladen vehicle height.
S8.2.4.1.4 If the strips are mounted on the back of the cab, no more
than 25% of their cumulative area may be
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obscured by vehicle equipment as determined in a rear orthogonal view.
S8.2.4.2 Element 2--white. As shown in Figure 13, two pairs of
strips of sheeting or conspicuity reflex reflectors, each pair
consisting of strips 300 mm long, must be applied horizontally and
vertically as practicable to the right and left upper contours of the
cab, as close to the top of the cab and as far apart as practicable.
S8.2.4.2.1 No more than 25% of their cumulative area may be obscured
by vehicle equipment as determined in a rear orthogonal view.
S8.2.4.2.2 If one pair must be relocated to avoid obscuration by
vehicle equipment, the other pair may be relocated in order to be
mounted symmetrically.
S8.2.4.2.3 If the rear window is so large as to occupy all the
practicable space, the material may be attached to the edge of the
window itself.
S9 Associated equipment requirements.
S9.1 Turn signal operating unit.
S9.1.1 The turn signal operating unit installed on passenger cars,
multipurpose passenger vehicles, trucks, and buses less than 2032 mm in
overall width must be self-canceling by steering wheel rotation and
capable of cancellation by a manually operated control.
S9.1.2 Physical tests. Each turn signal operating unit must be
designed to conform to all applicable performance requirements of S14.9.
S9.2 Turn signal flasher.
S9.2.1 The means of producing the turn signal pilot indicator signal
may be incorporated in the flasher. A means of producing an audible
signal may be incorporated in the flasher.
S9.2.2 Physical tests. Each turn signal flasher must be designed to
conform to all applicable performance requirements of S14.9.
S9.3 Turn signal pilot indicator.
S9.3.1 Each vehicle equipped with a turn signal operating unit where
any turn signal lamp is not visible to the driver must also have an
illuminated pilot indicator to provide a clear and unmistakable
indication that the turn signal system is activated.
S9.3.2 The indicator must consist of one or more lights flashing at
the same frequency as the turn signal lamps.
S9.3.3 The indicator must function satisfactorily under all test
conditions imposed on the turn signal flasher in S14.9.
S9.3.4 Indicator size and color.
S9.3.4.1 If the indicator is located inside the vehicle it must emit
a green colored light and have a minimum area equivalent to a \3/16\ in
diameter circle.
S9.3.4.2 If the indicator is located outside of the vehicle it must
emit a yellow light and have a minimum projected illuminated area of 0.1
sq in.
S9.3.5 The minimum required illuminated area of the indicator must
be visible to any tangent on the 95th eyellipse as defined in SAE
Recommended Practice J941b (1969) (incorporated by reference, see Sec.
571.5), with the steering wheel turned to a straight ahead driving
position and in the design location for an adjustable wheel or column.
S9.3.6 Turn signal lamp failure. Failure of one or more turn signal
lamps such that the minimum photometric performance specified in Tables
VI or VII is not being met must be indicated by the turn signal pilot
indicator by a ``steady on'', ``steady off'', or by a significant change
in the flashing rate, except when a variable-load turn signal flasher is
used on a multipurpose passenger vehicle, truck, or bus 2032 mm or more
in overall width, on a truck that is capable of accommodating a slide in
camper, or on any vehicle equipped to tow trailers.
S9.4 Headlamp beam switching device. Each vehicle must have a means
of switching between lower and upper beams designed and located so that
it may be operated conveniently by a simple movement of the driver's
hand or foot. The switch must have no dead point and, except as provided
by S6.1.5.2, the lower and upper beams must not be energized
simultaneously except momentarily for temporary signaling purposes or
during switching between beams.
S9.4.1 Semiautomatic headlamp beam switching devices. As an
alternative to S9.4, a vehicle may also be equipped with a semiautomatic
means of switching beams that complies with 9.4.1.1 though S9.4.1.4 and
either 9.4.1.5 (Option 1) or 9.4.1.6 (Option 2).
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S9.4.1.1 Operating instructions. Each semiautomatic headlamp
switching device must include operating instructions to permit a driver
to operate the device correctly, including: How to turn the automatic
control on and off; how to adjust the sensitivity control (for Option 1
and if provided for Option 2); and any other specific instructions
applicable to the device.
S9.4.1.2 Manual override. The device must include a means convenient
to the driver for switching the beam from the one provided.
S9.4.1.3 Fail safe operation. A failure of the automatic control
portion of the device must not result in the loss of manual operation
and control of the upper and lower beams.
S9.4.1.4 Automatic dimming indicator. There must be a convenient
means of informing the driver when the device is controlling the
headlamps automatically. For headlighting systems certified to Option 1,
the device shall not affect the function of the upper beam indicator
light.
S9.4.1.5--Option 1 (Semiautomatic headlamp beam switching devices
other than Adaptive Driving Beam systems).
S9.4.1.5.1 Lens accessibility. The device lens must be accessible
for cleaning while the device is installed on a vehicle.
S9.4.1.5.2 Mounting height. The center of the device lens must be
mounted no less than 24 inches above the road surface.
S9.4.1.5.3 Physical tests. Each semiautomatic headlamp beam
switching device must be designed to conform to all applicable
performance requirements of S14.9.3.11.
S9.4.1.6--Option 2 (Adaptive Driving Beam systems).
S9.4.1.6.1 The system must be capable of detecting system
malfunctions (including but not limited to sensor obstruction).
S9.4.1.6.2 If the system detects a malfunction that prevents the
system from operating in automatic mode safely and in conformance with
these requirements, the headlighting system must operate in manual mode
until the malfunction is corrected and must provide the driver with a
visible warning that the malfunction exists.
S9.4.1.6.3 When operating in manual mode, the system must provide
only switching between lower and upper beams as provided in S9.4.
S9.4.1.6.4 When operating in automatic mode, the system must only
switch between lower, upper, and adaptive driving beams. The adaptive
driving beams must be designed to conform to the requirements of this
section.
S9.4.1.6.4.1 The adaptive driving beams must consist only of area(s)
of reduced intensity, area(s) of unreduced intensity, and transition
zone(s).
S9.4.1.6.4.2 The adaptive driving beams must be designed to conform
to the photometry requirements of Table XXI when tested according to
S14.9.3.12, and, for replaceable bulb headlighting systems, when using
any replaceable light source designated for use in the system.
S9.4.1.6.4.3 In an area of reduced intensity, the adaptive driving
beams must be designed to conform to the photometric intensity
requirements of Table XIX as specified in Table II for the specific
headlamp unit and aiming method, when tested according to the procedure
of S14.2.5, and, for replaceable bulb headlighting systems, when using
any replaceable light source designated for use in the system.
S9.4.1.6.4.4 In an area of unreduced intensity, the adaptive driving
beams must be designed to conform to the photometric intensity
requirements of Table XVIII as specified in Table II for the specific
headlamp unit and aiming method, when tested according to the procedure
of S14.2.5, and, for replaceable bulb headlighting systems, when using
any replaceable light source designated for use in the system.
S9.4.1.6.4.5 A transition zone not to exceed 1.0 degree in either
the horizontal or vertical direction is permitted between an area of
reduced intensity and an area of unreduced intensity. The Table XVIII
and Table XIX photometric intensity requirements do not apply in a
transition zone, except that the maximum at H-V in Table XVIII as
specified in Table II for the specific headlamp unit and aiming method
may not be exceeded at any point in a transition zone.
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S9.4.1.6.4.6 For vehicle speeds below 32 kph (20 mph), the system
must provide only lower beams (unless manually overridden according to
S9.4.1.2).
S9.4.1.6.4.7 The adaptive driving beams must not be energized
simultaneously with the lower or upper beams except as provided in Table
II.
S9.4.1.6.5 The adaptive driving beams may be provided by any
combination of headlamps or light sources, provided parking lamps are
installed. If parking lamps meeting the requirements of this standard
are not required according to Table I and are not installed, the
adaptive driving beams may be provided using any combination of
headlamps but must include the outermost installed headlamps to show the
overall width of the vehicle.
S9.5 Upper beam headlamp indicator. Each vehicle must have a means
for indicating to the driver when the upper beams of the headlighting
system are activated. The upper beam headlamp indicator is not required
to be activated when an Adaptive Driving Beam system is operating in
automatic mode.
S9.5.1 Indicator size and location. The upper beam headlamp
indicator must have a minimum area equivalent to that of a \3/16\ in
diameter circle, and be plainly visible to drivers of all heights under
normal driving conditions when headlamps are required.
S9.6 Vehicular hazard warning signal operating unit.
S9.6.1 The unit may be an independent device or it may be combined
with the turn signal operating unit. If combined with the turn signal
operating unit, the actuating motion of the hazard function must differ
from the actuating motion of the turn signal function.
S9.6.2 Operating unit switch. The unit must operate independently of
the ignition or equivalent switch. If the actuation of the hazard
function requires the operation of more than one switch, a means must be
provided for actuating all switches simultaneously by a single driver
action.
S9.6.3 Physical tests. Each vehicular hazard warning signal
operating unit must be designed to conform to all applicable performance
requirements of S14.9.
S9.7 Vehicular hazard warning signal flasher.
S9.7.1 The means of producing the hazard warning signal pilot
indicator signal may be incorporated in the flasher. A means of
producing an audible signal may be incorporated in the flasher.
S9.7.2 Physical tests. Each vehicular hazard warning signal flasher
must be designed to conform to all applicable performance requirements
of S14.9.
S9.8 Vehicular hazard warning signal pilot indicator.
S9.8.1 In vehicles equipped with right hand and left hand turn
signal pilot indicators, both pilot indicators and /or a separate pilot
indicator must flash simultaneously while the vehicle hazard warning
signal operating unit is turned on.
S9.8.2 In vehicles equipped with a single turn signal pilot
indicator, a separate vehicular hazard warning signal pilot indicator
must flash and the turn signal pilot indicator may flash while the
vehicle hazard warning signal operating unit is turned on.
S9.8.3 The indicator must function satisfactorily under all test
conditions imposed on the vehicular hazard warning signal flasher in
S14.9.
S9.8.4 Indicator size and color. If the vehicular hazard warning
signal pilot indicator is not combined with the turn signal pilot
indicator, it must emit a red color and have a minimum area equivalent
to a 0.5 in diameter circle.
S10 Headlighting system requirements.
S10.1 Vehicle headlighting systems.
S10.1.1 Each passenger car, multipurpose passenger vehicle, truck
and bus must be equipped with a headlighting system conforming to the
requirements of Table II and this standard.
S10.1.2 Each motorcycle must be equipped with a headlighting system
conforming to S10.17 of this standard.
S10.2 [Reserved]
S10.3 Number. See Tables I-a and I-c.
S10.4 Color of light. See Tables I-a and I-c.
S10.5 Mounting location. See Tables I-a and I-c and S6.1.3.5.
S10.6 Mounting height. See Tables I-a and I-c.
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S10.7 Activation. See Tables I-a and I-c, Table II, and S6.1.5.
S10.8 Effective projected luminous lens area. No requirement.
S10.9 Visibility. No requirement.
S10.10 Indicator. See S9.5.
S10.11 Markings. See S6.5.
S10.12 Spacing to other lamps. See S6.1.3.5.
S10.13 Sealed beam headlighting systems. All sealed beam
headlighting systems must be of a type designated in Table II-a. Each
sealed beam headlamp must be designed to conform to the specifications
furnished with respect to it pursuant to appendix C of part 564 of this
chapter and Table II-a of this standard. The dimensions applicable to
the design of a specific type are those identified with an ``I'' for
interchangeability specified on the applicable drawing(s) filed in
Docket No. NHTSA 98-3397.
S10.13.1 Installation. A sealed beam headlighting system must
consist of the correct number of designated headlamp units as specified
for the applicable system in Table II-a. The units must have their beams
activated as specified in Table II-a. A system must provide in total not
more than two upper beams and two lower beams.
S10.13.2 Simultaneous aim. Type F sealed beam headlamps may be
mounted on common or parallel seating and aiming planes to permit
simultaneous aiming of both headlamps provided that there is no
provision for adjustment between the common or parallel aiming and
seating planes of the two lamps. When tested with any conforming Type UF
and LF headlamps in accordance with S14.2.5, the assembly (consisting of
the Type UF and LF headlamps, mounting rings, the aiming/seating rings,
and aim adjustment mechanism) must be designed to conform to the
applicable photometric requirements.
S10.13.3 Photometry. Each sealed beam headlamp must be designed to
conform to the photometry requirements of Table XVIII for upper beam and
Table XIX for lower beam as specified in Table II-a for the specific
headlamp unit and aiming method, when tested according to the procedure
of S14.2.5.
S10.13.4 Physical tests.
S10.13.4.1 Each sealed beam headlamp must be designed to conform to
the performance requirements of the corrosion test, vibration test,
inward force test (for lamps which are externally aimed only), torque
deflection test (for lamps which are externally aimed only), headlamp
connector test, headlamp wattage test, and aiming adjustment tests of
S14.6.
S10.13.4.2 Each sealed beam headlamp except a Type G or Type H must
be designed to conform to the performance requirements of the retaining
ring test of S14.6.
S10.13.4.3 Each sealed beam headlamp must be designed to conform to
the performance requirements of the color test of S14.4. Each sealed
beam headlamp that does not incorporate a glass lens must be designed to
conform to the plastic optical materials test of S14.4.
S10.14 Integral beam headlighting systems. All integral beam
headlighting systems must be of a type designated in Table II-c.
S10.14.1 Installation. An integral beam headlighting system must
consist of the correct number of designated headlamp units as specified
for the applicable system in Table II-c. The units must have their upper
and lower beams activated as specified in Table II-c, and their adaptive
driving beams (if so equipped) activated as specified in S9.4.1.6.5. A
system must provide in total not more than two upper beams, two lower
beams, and, optionally, two adaptive driving beams.
S10.14.2 Aimability.
S10.14.2.1 A system that incorporates any headlamp or beam
contributor that does not have a VHAD as an integral and indivisible
part of the headlamp or beam contributor must be designed so that the
applicable photometric requirements are met when any correctly aimed and
photometrically conforming headlamp or beam contributor is removed from
its mounting and aiming mechanism, and is replaced without reaim by any
conforming headlamp or beam contributor of the same type.
S10.14.2.2 A system that incorporates more than one beam contributor
providing a lower beam, and/or
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more than one beam contributor providing an upper beam, shall be
designed to conform to the on-vehicle aiming requirements specified in
S10.18.8.
S10.14.3 Simultaneous aim. An integral beam headlighting system
consisting of four individual headlamps or beam contributors may have
the headlamp units mounted in an assembly to permit simultaneous aiming
of the beam(s) contributors, providing that with any complying
contributor the assembly complete with all lamps meets the applicable
photometric requirements when tested in accordance with S14.2.5.
S10.14.4 Markings. An integral beam headlamp with a single light
source providing the lower beam must have its lens permanently marked
with ``L''. An integral beam headlamp with a single light source
providing the upper beam must have its lens permanently marked with
``U''.
S10.14.5 Additional light sources. An integral beam headlamp may
incorporate light sources that are used for purposes other than
headlighting and are capable of being replaced.
S10.14.6 Photometry. Each integral beam headlamp must be designed to
conform to the photometry requirements of Table XVIII for upper beam and
Table XIX for lower beam as specified in Table II-c for the specific
headlamp unit and aiming method, when tested according to the procedure
of S14.2.5.
S10.14.7 Physical tests.
S10.14.7.1 Each integral beam headlamp must be designed to conform
to the performance requirements of the corrosion test, temperature cycle
test, vibration test, inward force test (for lamps which are externally
aimed only), headlamp connector test, and aiming adjustment tests of
S14.6.
S10.14.7.2 Each integral beam headlamp that is not designed to
conform to the performance requirements of the sealing test of S14.6
must be designed to conform to the performance requirements of the
connector-corrosion test, dust test, and humidity test of S14.6.
S10.14.7.3 Each integral beam headlamp except those with a glass
lens must be designed to conform to the performance requirements of the
abrasion test of S14.6.
S10.14.7.4 Each integral beam headlamp except those with a
nonreplaceable glass lens must be designed to conform to the performance
requirements of the chemical resistance test of S14.6.
S10.14.7.5 Each integral beam headlamp except those with a glass
lens and a non-plastic reflector must be designed to conform to the
performance requirements of the internal heat test of S14.6.
S10.14.7.6 Each integral beam headlamp incorporating a replaceable
lens must be designed to conform to the performance requirements of the
chemical resistance of reflectors of replaceable lens headlamps test and
the corrosion resistance of reflectors of replaceable lens headlamps
test of S14.6.
S10.14.7.7 Each integral beam headlamp capable of being mechanically
aimed by externally applied headlamp aiming devices specified in SAE
Recommended Practice J602-1980 (incorporated by reference, see Sec.
571.5), must be designed to conform to the performance requirements of
the torque deflection test of S14.6.
S10.14.7.8 Each integral beam headlamp must be designed to conform
to the performance requirements of the color test of S14.4. Each
integral beam headlamp that does not incorporate a glass lens must be
designed to conform to the performance requirements of the plastic
optical materials test of S14.4.
S10.15 Replaceable bulb headlighting systems. All replaceable bulb
headlighting systems must be of a type designated in Table II-d.
S10.15.1 Installation. A replaceable bulb headlighting system must
consist of either two or four headlamps as specified for the applicable
system in Table II-d. The headlamps must have their upper and lower
beams activated as specified in Table II-d, and their adaptive driving
beams (if so equipped) activated as specified in S9.4.1.6.5. A system
must provide in total not more than two upper beams, two lower beams,
and, optionally, two adaptive driving beams, and must incorporate not
more than two replaceable light sources in each headlamp.
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S10.15.2 Aiming restrictions. Each replaceable bulb headlamp
designed to conform to the external aiming requirements of S10.18.7 must
have no mechanism that allows adjustment of an individual light source,
or if there are two light sources, independent adjustments of each
reflector.
S10.15.3 Replacement lens reflector units. Each lens reflector unit
manufactured as replacement equipment must be designed to conform to
applicable photometry requirements when any replaceable light source
designated for such a unit is inserted in it.
S10.15.4 Markings.
S10.15.4.1 A replaceable bulb headlamp in a four headlamp system
providing lower beam must have its lens permanently marked with ``L''. A
replaceable bulb headlamp in a four headlamp system providing upper beam
must have its lens permanently marked with ``U''.
S10.15.4.1.1 No such markings are required if the light sources in
the headlamp are any combination of dual filament light sources other
than HB2.
S10.15.5 Additional light sources. A replaceable bulb headlamp may
incorporate replaceable light sources that are used for purposes other
than headlighting.
S10.15.6 Photometry. Each replaceable bulb headlamp must be designed
to conform to the photometry requirements of Table XVIII for upper beam
and Table XIX for lower beam as specified in Table II-d for the specific
headlamp unit and aiming method, when tested according to the procedure
of S14.2.5 using any replaceable light source designated for use in the
system under test.
S10.15.7 Physical tests.
S10.15.7.1 Each replaceable bulb headlamp must be designed to
conform to the performance requirements of the corrosion test,
corrosion-connector test, dust test, temperature cycle test, humidity
test, vibration test, inward force test (for lamps which are externally
aimed only), headlamp connector test, and aiming adjustment tests of
S14.6.
S10.15.7.2 Each replaceable bulb headlamp except those with a glass
lens must be designed to conform to the performance requirements of the
abrasion test of S14.6.
S10.15.7.3 Each replaceable bulb headlamp except those with a
nonreplaceable glass lens must be designed to conform to the performance
requirements of the chemical resistance test of S14.6.
S10.15.7.4 Each replaceable bulb headlamp except those with a glass
lens and a non-plastic reflector must be designed to conform to the
performance requirements of the internal heat test of S14.6.
S10.15.7.5 Each replaceable bulb headlamp incorporating a
replaceable lens must be designed to conform to the performance
requirements of the chemical resistance of reflectors of replaceable
lens headlamps test and the corrosion resistance of reflectors of
replaceable lens headlamps test of S14.6.
S10.15.7.6 Each replaceable bulb headlamp capable of being
mechanically aimed by externally applied headlamp aiming devices
specified in SAE Recommended Practice J602-1980 (incorporated by
reference, see Sec. 571.5), must be designed to conform to the
performance requirements of the torque deflection test of S14.6.
S10.15.7.7 Each replaceable bulb headlamp must be designed to
conform to the performance requirements of the color test of S14.4. Each
replaceable bulb headlamp that does not incorporate a glass lens must be
designed to conform to the performance requirements of the plastic
optical materials test of S14.4.
S10.16 Combination headlighting systems. All combination
headlighting systems must be of a type designated in Table II-b.
S10.16.1 Installation. A combination headlighting system must
consist of the correct number of designated headlamp units as specified
for the applicable system in Table II-b. The units must have their upper
and lower beams activated as specified in Table II-b, and their adaptive
driving beams (if so equipped) activated as specified in S9.4.1.6.5. A
system must provide in total not more than two upper beams, two lower
beams, and, optionally, two adaptive driving beams. When installed on a
motor vehicle, the headlamps (or parts thereof) that provide the lower
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beam must be of the same type and provide a symmetrical effective
projected luminous lens area when illuminated.
S10.16.2 Photometry. Each combination headlamp must be designed to
conform to the photometry requirements of Table XVIII for upper beam and
Table XIX for lower beam as specified in Table II-b for the specific
headlamp unit and aiming method, when tested according to the procedure
of S14.2.5.
S10.16.3 Physical tests.
S10.16.3.1 Any component headlamp of a combination headlighting
system that is a Type F sealed beam headlamp must be designed to conform
to the performance requirements of S10.13.4.
S10.16.3.2 Any component headlamp of a combination headlighting
system that is an integral beam headlamp must be designed to conform to
the performance requirements of S10.14.7.
S10.16.3.3 Any component headlamp of a combination headlighting
system that is a replaceable bulb headlamp must be designed to conform
to the performance requirements of S10.15.7.
S10.17 Motorcycle headlighting systems. A motorcycle headlighting
system may consist of:
(a) One half of any headlighting system of Table II which provides
both a full upper beam and full lower beam, and is designed to conform
to the requirements for that headlamp type. Where more than one lamp
must be used, the lamps shall be mounted vertically, with the lower beam
as high as practicable, or
(b) A headlighting system designed to conform to the requirements of
paragraphs S10.17.1 through S10.17.5.
S10.17.1 Installation. The headlighting system installed on a
motorcycle must consist of one of the system types specified in this
paragraph, and must be located on the front.
S10.17.1.1 Single headlamp.
S10.17.1.1.1 If the system consists of a single headlamp, it must be
mounted on the vertical centerline of the motorcycle.
S10.17.1.1.2 If the headlamp contains more than one light source,
each light source must be mounted on the vertical centerline with the
upper beam no higher than the lower beam, or horizontally disposed about
the vertical centerline and mounted at the same height.
S10.17.1.1.3 If the light sources are horizontally disposed about
the vertical centerline, the distance between the closest edges of the
effective projected luminous lens area in front of the light sources
must not be greater than 200 mm.
S10.17.1.2 Two headlamps with both beams.
S10.17.1.2.1 If the system consists of two headlamps, each of which
provides both an upper and lower beam, the headlamps must be mounted
either at the same height and symmetrically disposed about the vertical
centerline or mounted on the vertical centerline.
S10.17.1.2.2 If the headlamps are horizontally disposed about the
vertical centerline, the distance between the closest edges of their
effective projected luminous lens areas must not be greater than 200 mm.
S10.17.1.3 Two headlamps, upper beam and lower beam.
S10.17.1.3.1 If the system consists of two headlamps, one of which
provides an upper beam and one of which provides the lower beam, the
headlamps must be located on the vertical centerline with the upper beam
no higher than the lower beam, or horizontally disposed about the
vertical centerline and mounted at the same height.
S10.17.1.3.2 If the headlamps are horizontally disposed about the
vertical centerline, the distance between the closest edges of their
effective projected luminous lens areas must not be greater than 200 mm.
S10.17.2 Motorcycle replaceable bulb headlamp marking. Each
replaceable bulb headlamp that is designed to conform to S10.17(b) and
that is equipped with a light source other than a replaceable light
source meeting the requirements of S11, must have the word
``motorcycle'' permanently marked on the lens in characters not less
than 3 mm in height.
S10.17.3 Photometry. Each motorcycle headlamp that is not designed
to conform to S10.17(a), must be designed to conform to the photometry
requirements of Table XX when tested according to the procedure of
S14.2.5.
S10.17.4 Physical tests. Each motorcycle headlamp that is not
designed to
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conform to S10.17(a) must be designed to conform to the performance
requirements of the vibration test, moisture test, dust test, and
corrosion test of S14.5, the out of focus test of S14.3, the color test
of S14.4, and each motorcycle headlamp that does not incorporate a glass
lens must be designed to conform to the performance requirements of the
plastic optical materials test of S14.4.
S10.17.5 Motorcycle headlamp modulation system. A headlamp on a
motorcycle may be activated to modulate either the upper beam or the
lower beam from its maximum intensity to a lesser intensity, provided
that:
S10.17.5.1 Modulation.
(a) The rate of modulation must be 240 40
cycles per minute.
(b) The headlamp must be operated at maximum power for 50 to 70
percent of each cycle.
(c) The lowest intensity at any test point must be not less than 17
percent of the maximum intensity measured at the same point.
(d) The modulator switch must be wired in the power lead of the beam
filament being modulated and not in the ground side of the circuit.
(e) Means must be provided so that both the lower beam and upper
beam remain operable in the event of a modulator failure.
(f) The system must include a sensor mounted with the axis of its
sensing element perpendicular to a horizontal plane. Headlamp modulation
must cease whenever the level of light emitted by a tungsten filament
light operating at 3000[deg] Kelvin is either less than 270 lux of
direct light for upward pointing sensors or less than 60 lux of
reflected light for downward pointing sensors. The light is measured by
a silicon cell type light meter that is located at the sensor and
pointing in the same direction as the sensor. A Kodak Gray Card (Kodak
R-27) is placed at ground level to simulate the road surface in testing
downward pointing sensors.
(g) When tested in accordance with the test profile shown in Figure
9, the voltage drop across the modulator when the lamp is on at all test
conditions for 12 volt systems and 6 volt systems must not be greater
than 0.45 volt. The modulator must meet all the provisions of the
standard after completion of the test profile shown in Figure 9.
(h) Means must be provided so that both the lower and upper beam
function at design voltage when the headlamp control switch is in either
the lower or upper beam position when the modulator is off.
S10.17.5.2 Replacement modulators. Each modulator not intended as
original equipment, or its container, must be labeled with the maximum
wattage, and the minimum wattage appropriate for its use.
S10.17.5.2.1 Replacement performance. Each modulator, not intended
as original equipment, must comply with S10.17.5.1 (a) through (g) when
connected to a headlamp of the maximum rated power and a headlamp of the
minimum rated power, and must provide means so that the modulated beam
functions at design voltage when the modulator is off.
S10.17.5.2.2 Replacement instructions. Instructions, with a diagram,
must be provided for mounting the light sensor including location on the
motorcycle, distance above the road surface, and orientation with
respect to the light.
S10.18 Headlamp aimability performance requirements (except for
motorcycles)
S10.18.1 Headlamp mounting and aiming. Except as provided in this
paragraph, each headlamp must be installed on a motor vehicle with a
mounting and aiming mechanism that permits aim inspection and adjustment
of both vertical and horizontal aim, and is accessible for those
purposes without removal of any vehicle parts, except for protective
covers removable without the use of tools.
S10.18.1.1 The axis of the light beams must be adjustable to the
left, right, up, or down from the designed setting, the amount of
adjustability to be determined by practical operating conditions and the
type of equipment.
S10.18.1.2 The adjustments must be conveniently made by one person
with tools ordinarily available. When the headlamps are secured, the aim
will not be disturbed under ordinary conditions of service.
S10.18.2 Headlamp aiming systems. When a headlamp system is
installed on a motor vehicle, it must be aimable
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with at least one of the following: An externally applied aiming device,
as specified in S10.18.7; an on-vehicle headlamp aiming device installed
by the vehicle or lamp manufacturer, as specified in S10.18.8; or by
visual/optical means, as specified in S10.18.9.
S10.18.3 Aim adjustment interaction. When installed on the vehicle,
adjustment of one aim axis through its full on-vehicle range must not
cause the aim of the other axis to deviate more than 0.76[deg]. If the performance specified is not
achievable, the requirements of S10.18.3.1 apply, except that if the
aiming mechanism is not a VHAD, the requirements specific to VHADs are
not applicable, and the instruction must be specific to the aiming
mechanism installed.
S10.18.3.1 Should the mechanism not meet the requirements of
S10.18.3, a cautionary label must be placed adjacent to the mechanism
stating the caution and including either the reason for the caution or
the corrective action necessary. Each such label must also refer the
reader to the vehicle operator's manual for complete instructions. Each
such vehicle must be equipped with an operator's manual containing the
complete instructions appropriate for the mechanism installed.
S10.18.4 Horizontal adjustment-visually aimed headlamp. A visually/
optically aimable headlamp that has a lower beam must not have a
horizontal adjustment mechanism unless such mechanism meets the
requirements of this standard for on vehicle aiming as specified in
S10.18.8.
S10.18.5 Optical axis marking.
S10.18.5.1 Optical axis marking-vehicle. Each motor vehicle must be
equipped with headlamps or beam contributors which have a mark or
markings that are visible from the front of the headlamp when installed
on the vehicle to identify the optical axis of the headlamp to assure
proper horizontal and vertical alignment of the aiming screen or optical
aiming equipment. The manufacturer is free to choose the design of the
mark or markings. The mark or markings may be on the interior or
exterior of the lens or indicated by a mark or central structure on the
interior or exterior of the headlamp.
S10.18.5.2 Optical axis marking-lamp. Each headlamp or beam
contributor that is not visually/optically aimable in accordance with
S10.18.9 of this standard must be equipped with fiducial marks, aiming
pads, or similar references of sufficient detail and accuracy, for
determination of an appropriate vehicle plane to be used with the
photometric procedures of S14.2.5 for correct alignment with the
photometer axis when being tested for photometric compliance, and to
serve for the aiming reference when the headlamp or beam contributor is
installed on a motor vehicle. The fiducial marks, aiming pads, or
similar references are protrusions, bubble vials, holes, indentations,
ridges, scribed lines, or other readily identifiable marks established
and described by the vehicle or headlamp manufacturer.
S10.18.5.3 Optical axis marking-visual/optical aim headlamp. There
must be a mark or markings identifying the optical axis of the headlamp
visible from the front of the headlamp when installed on the vehicle, to
assure proper horizontal and vertical alignment of the aiming screen or
optical aiming equipment with the headlamp being aimed. The manufacturer
is free to choose the design of the mark or markings. The mark or
markings may be on the interior or exterior of the lens or indicated by
a mark or central structure on the interior or exterior of the headlamp.
S10.18.6 Moveable reflectors. Each headlamp aimed by moving the
reflector relative to the lens and headlamp housing, or vice versa, must
conform with the photometric requirements applicable to it when tested
according to the procedure of S14.2.5 with the lens at any position
relative to the reflector within the full range of vertical pitch on the
vehicle on which the headlamp system is installed and a horizontal range
of 2.5[deg]. Additionally it must comply with the
aiming adjustment requirements of S14.6.
S10.18.7 External aiming. Each headlighting system that is capable
of being mechanically aimed by externally applied headlamp aiming
devices must be mechanically aimable using
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the equipment specified in SAE Recommended Practice J602-1980
(incorporated by reference, see Sec. 571.5), without the removal of any
ornamental trim rings, covers, wipers or other vehicle parts.
S10.18.7.1 Headlamp aiming device locating plates. Each headlighting
system which is designed to use the Headlamp Aiming Device Locating
Plates with adjustable legs for the 100 x 165 mm unit and the 142 x 200
mm unit, and which has adjustable length legs, must meet the following
requirements:
S10.18.7.1.1 The lens must have three aiming pads which meet the
requirements of Figure 4, Dimensional Specifications for Location of
Aiming Pads on Replaceable Bulb Headlamp Units. The aiming pads need not
be centered at the geometric center of the lens, or on the optical axis.
Except as provided in S10.18.7.1.2, a whole number, which represents the
distance in tenths of an inch (i.e. 0.3 inch = 3) from the aiming
reference plane to the respective aiming pads which are not in contact
with that plane, must be inscribed adjacent to each respective aiming
pad on the lens. The height of these numbers must be not less than .157
inch (4 mm). If there is interference between the plane and the area of
the lens between the aiming pads, the whole number represents the
distance to a secondary plane. The secondary plane must be located
parallel to the aiming reference plane and as close to the lens as
possible without causing interference.
S10.18.7.1.2 If the most forward aiming pad is the lower inboard
aiming pad, then the dimensions may be placed anywhere on the lens. The
dimension for the outboard aiming pad (Dimension F in Figure 4) must be
followed by the letter ``H'' and the dimension for the center aiming pad
must be followed by the letter ``V.'' The dimensions must be expressed
in tenths of an inch.
S10.18.7.2 Nonadjustable headlamp aiming device locating plates.
Each headlamp may be designed to use the nonadjustable Headlamp Aiming
Device Locating Plate for the 100 x 165 mm unit, the 142 x 200 mm unit,
the 146 mm diameter unit, or the 178 mm diameter unit of SAE Recommended
Practice J602-1980 (incorporated by reference, see Sec. 571.5), or the
92 x 150 mm Type F unit, and incorporate lens-mounted aiming pads as
specified for those units pursuant to Appendix C of part 564 of this
chapter. If so designed, no additional lens marking is necessary to
designate the type of plate or dimensions.
S10.18.8 On-vehicle aiming. Each headlighting system that is capable
of being aimed by equipment installed on the vehicle must include a
Vehicle Headlamp Aiming Device (VHAD) that conforms to the following
requirements:
S10.18.8.1 Aim. The VHAD must provide for headlamp aim inspection
and adjustment in both the vertical and horizontal axes.
S10.18.8.1.1 Vertical aim. The VHAD must include the necessary
references and scales relative to the horizontal plane to assure correct
vertical aim for photometry and aiming purposes. An off vehicle
measurement of the angle of the plane of the ground is permitted. In
addition, an equal number of graduations from the ``0'' position
representing angular changes in the axis in the upward and downward
directions must be provided.
S10.18.8.1.1.1 Each graduation must represent a change in the
vertical position of the mechanical axis not larger than 0.19[deg] (1 in
at 25 ft) to provide for variations in aim at least 1.2[deg] above and
below the horizontal, and have an accuracy relative to the zero mark of
less than 0.1[deg].
S10.18.8.1.1.2 The VHAD must be marked to indicate headlamp aim
movement in the upward and downward directions.
S10.18.8.1.1.3 Each graduation must indicate a linear movement of
the scale indicator of not less than 0.05 in (1.27 mm) if a direct
reading analog indicator is used. If a remote reading indicator is
provided, it must represent the actual aim movement in a clear,
understandable format.
S10.18.8.1.1.4 The vertical indicator must perform through a minimum
range of 1.2[deg].
S10.18.8.1.1.5 Means must be provided in the VHAD for compensating
for deviations in floor slope less than
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1.2[deg] from the horizontal that would affect the correct positioning
of the headlamp for vertical aim.
S10.18.8.1.1.6 The graduations must be legible under an illumination
level not greater than 30 foot candles, measured at the top of the
graduation, by an observer having 20/20 vision (Snellen), and must
permit aim adjustment to within 0.19[deg] (1 in at 25 ft).
S10.18.8.1.2 Horizontal aim. The VHAD must include references and
scales relative to the longitudinal axis of the vehicle necessary to
assure correct horizontal aim for photometry and aiming purposes. A
``0'' mark must be used to indicate alignment of the headlamps relative
to the longitudinal axis of the vehicle. In addition, an equal number of
graduations from the ``0'' position representing equal angular changes
in the axis relative to the vehicle axis must be provided. If the
horizontal VHAD is part of an adaptive driving beam system,
S10.18.8.1.2.1 through S10.18.8.1.2.4 are not required.
S10.18.8.1.2.1 Each graduation must represent a change in the
horizontal position of the mechanical axis not greater than 0.38[deg] (2
in at 25 ft) to provide for variations in aim at least 0.76[deg] (4 in
at 25 ft) to the left and right of the longitudinal axis of the vehicle,
and must have an accuracy relative to the zero mark of less than
0.1[deg].
S10.18.8.1.2.2 The VHAD must be marked to indicate headlamp aim
movement in the left and right directions.
S10.18.8.1.2.3 The graduations must be legible under an illumination
level not greater than 30 foot candles, measured at the top of the
graduation, by an observer having 20/20 vision (Snellen), and must
permit aim adjustment to within 0.38[deg] (2 in at 25 ft).
S10.18.8.1.2.4 The horizontal indicator must perform through a
minimum range of 0.76[deg] (4 in at 25 ft);
however, the indicator itself must be capable of recalibration over a
movement of 2.5[deg] relative to the longitudinal
axis of the vehicle to accommodate any adjustment necessary for
recalibrating the indicator after vehicle repair from accident damage.
S10.18.8.2 Aiming instructions.
S10.18.8.2.1 Instructions must be provided either on a label
permanently affixed to the vehicle adjacent to the VHAD, or in the
operator's manual, advising the vehicle owner what to do if the
headlighting system requires aiming using the VHAD.
S10.18.8.2.2 Should a remote indicator or a remote indicator and
adjuster be provided, the instructions must be placed in the operator's
manual, and may also be placed on a label adjacent to the VHAD.
S10.18.8.3 Permanent calibration. Each headlamp equipped with a VHAD
must be manufactured with its calibration permanently fixed by its
manufacturer. Calibration in this case means the process of accurately
aligning the geometry of the VHAD devices with the beam pattern for the
purposes of compliance with the standard.
S10.18.8.4 Replacement units. When tested according to the procedure
of S14.2.5 with any replacement headlamp unit(s) or light sources
intended for use in the system under test, the VHAD and headlighting
system must be designed to conform to the photometric performance
requirements applicable for the system under test.
S10.18.8.5 Physical tests. Each VHAD must be designed to conform
with the performance requirements of S14.8.
S10.18.9 Visual/optical aiming. Each visually/optically aimable
headlamp must be designed to conform to the following requirements:
S10.18.9.1 Vertical aim, lower beam. Each lower beam headlamp must
have a cutoff in the beam pattern. It may be either on the left side or
the right side of the optical axis, but once chosen for a particular
headlamp system's design, the side chosen for the cutoff must not be
changed for any headlamps intended to be used as replacements for those
system's headlamps.
S10.18.9.1.1 Vertical position of the cutoff. The headlamp must be
aimed vertically so that the cutoff is on the left side, at 0.4[deg]
down from the H-H line, or on the right side, at the H-H line.
S10.18.9.1.2 Vertical gradient. The gradient of the cutoff measured
at either 2.5[deg] L or 2.0[deg] R must be not less than 0.13 based on
the procedure of S10.18.9.1.5.
S10.18.9.1.3 Horizontal position of the cutoff. The width must be
not less than
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2[deg], with not less than 2[deg] of its actual width centered at either
2.5[deg] L, or 2.0[deg] R.
S10.18.9.1.4 Maximum inclination of the cutoff. The vertical
location of the highest gradient at the ends of the minimum width must
be within 0.2[deg] of the vertical location of the
maximum gradient measured at the appropriate vertical line (at either
2.5[deg] L for a left side cutoff, or 2.0[deg] R for a right side
cutoff).
S10.18.9.1.5 Measuring the cutoff parameter.
S10.18.9.1.5.1 The headlamp is mounted on a headlamp test fixture
which simulates its actual design location on any vehicle for which the
headlamp is intended. The fixture, with the headlamp installed, is
attached to the goniometer table in such a way that the fixture
alignment axes are coincident with the goniometer axes. The headlamp is
energized at the specified test voltage. The cutoff parameter must be
measured at a distance of 10 m from a photosensor with a 10 mm diameter.
S10.18.9.1.5.2 The headlamp beam pattern is aimed with the cutoff at
the H-H axis. There is no adjustment, shimming, or modification of the
horizontal axis of the headlamp or test fixture, unless the headlamp is
equipped with a VHAD. In this case the VHAD is adjusted to zero.
S10.18.9.1.5.3 A vertical scan of the beam pattern is conducted for
a headlamp with a left side gradient by aligning the goniometer on a
vertical line at 2.5[deg] L and scanning from 1.5[deg] U to 1.5[deg] D.
For a headlamp with a right side gradient, a vertical scan of the beam
pattern is conducted by aligning the goniometer on a vertical line at
2.0[deg] R and scanning from 1.5[deg] U to 1.5[deg] D.
S10.18.9.1.5.4 Determine the maximum gradient within the range of
the scan by using the formula: G = log E(a)-logE(a + 0.1), where ``G''
is the gradient, ``E'' is illumination and ``a'' is vertical angular
position. The maximum value of the gradient ``G'' determines the
vertical angular location of the cutoff. Perform vertical scans at
1.0[deg] L and R of the measurement point of the maximum gradient to
determine the inclination.
S10.18.9.2 Horizontal aim, lower beam. There is no adjustment of
horizontal aim unless the headlamp is equipped with a horizontal VHAD.
If the headlamp has a VHAD, it is set to zero.
S10.18.9.3 Vertical aim, upper beam.
S10.18.9.3.1 If the upper beam is combined in a headlamp with a
lower beam, the vertical aim of the upper beam must not be changed from
the aim set using the procedures of S10.18.9.1 and S10.18.9.2 used for
the lower beam.
S10.18.9.3.2 If the upper beam is not combined in a headlamp with a
lower beam, the vertical aim of the upper beam is adjusted so that the
maximum beam intensity is located on the H-H axis.
S10.18.9.4 Horizontal aim, upper beam.
S10.18.9.4.1 If the upper beam is combined in a headlamp with a
lower beam, the horizontal aim of the upper beam must not be changed
from the aim set using the procedures of S10.18.9.1 and S10.18.9.2 used
for the lower beam.
S10.18.9.4.2 If the upper beam is not combined in a headlamp with
the lower beam and has fixed horizontal aim or has a horizontal VHAD,
then the headlamp is mounted on a headlamp test fixture which simulates
its actual design location on any vehicle for which the headlamp is
intended. The fixture, with the headlamp installed, is attached to the
goniometer table in such a way that the fixture alignment axes are
coincident with the goniometer axes. The headlamp must be energized at
12.8 0.20 mV. There is no adjustment, shimming, or
modification of the horizontal axis of the headlamp or test fixture,
unless the headlamp is equipped with a VHAD. In this case the VHAD is
adjusted to zero.
S10.18.9.4.3 If the upper beam is not combined in a headlamp with a
lower beam, and it does not have a VHAD, the horizontal aim of the upper
beam is adjusted so that the maximum beam intensity is located on the V-
V axis.
S10.18.9.5 Photometry. When tested according to the procedure of
S14.2.5, a visually/optically aimable headlamp must be designed to
conform to the lower beam requirements of columns; LB1V or LB2V of Table
XIX-a, or LB3V
[[Page 409]]
of Table XIX-b, or LB4V of Table XIX-c.
S10.18.9.6 Visual/optical aiming identification marking. Each letter
used in marking according to this paragraph must be not less than 3 mm
high.
S10.18.9.6.1 The lens of a lower beam headlamp must be marked
``VOL'' if the headlamp is intended to be visually/optically aimed using
the left side of the lower beam pattern. The lens of a lower beam
headlamp must be marked ``VOR'' if the headlamp is intended to be
visually/optically aimed using the right side of the lower beam pattern.
The lens of a headlamp that is solely an upper beam headlamp and
intended to be visually/optically aimed using the upper beam must be
marked ``VO''.
S10.18.9.6.2 The lens of each sealed beam or integral beam headlamp
must be marked ``VOR'' if the headlamp is of a type that was
manufactured before May 1, 1997, and if such headlamp type has been
redesigned since then to be visually/optically aimable.
S11 Replaceable light source requirements. Each replaceable light
source must be designed to conform to the dimensions and electrical
specifications furnished with respect to it pursuant to part 564 of this
chapter, on file in Docket No. NHTSA 98-3397, and must conform to the
following requirements:
S11.1 Markings. If other than an HB Type, the light source must be
marked with the bulb marking designation specified for it in compliance
with appendix A or appendix B of part 564 of this chapter. The base of
each HB Type must be marked with its HB Type designation. Each
replaceable light source must also be marked with the symbol DOT and
with a name or trademark in accordance with S6.5.
S11.2 Ballast markings. If a ballast is required for operation, each
ballast must bear the following permanent markings:
(a) Name or logo of ballast manufacturer;
(b) Ballast part number or unique identification;
(c) Part number or other unique identification of the light source
for which the ballast is designed;
(d) Rated laboratory life of the light source/ballast combination,
if the information for the light source has been filed in appendix B of
part 564 of this chapter;
(e) A warning that ballast output voltage presents the potential for
severe electrical shock that could lead to permanent injury or death;
(f) Ballast output power in watts and output voltage in rms volts AC
or DC; and
(g) The symbol `DOT'.
S11.3 Gas discharge laboratory life. For light sources that use
excited gas mixtures as a filament or discharge arc, the ``rated
laboratory life'' is determined in accordance with sections 4.3 and 4.9
of SAE Recommended Practice J2009 FEB93, Forward Discharge Lighting
Systems (incorporated by reference, see 571.108 S5.2 of this title).
S11.4 Physical tests.
S11.4.1 Each replaceable light source must be designed to conform
with the performance requirements of the deflection test and pressure
test requirements of S14.7.
S11.4.2 Replaceable light sources must be designed to conform with
the requirements of section VII of appendix A of part 564 of this
chapter, or section IV of appendix B of part 564 of this chapter, for
maximum power and luminous flux when test by the procedure of S14.7.3.
S12 Headlamp concealment device requirements.
S12.1 While the headlamp is illuminated, its fully opened headlamp
concealment device must remain fully opened should any loss of power to
or within the headlamp concealment device occur.
S12.2 Whenever any malfunction occurs in a component that controls
or conducts power for the actuation of the concealment device, each
closed headlamp concealment device must be capable of being fully opened
by a means not requiring the use of any tools. Thereafter, the headlamp
concealment device must remain fully opened until intentionally closed.
S12.3 Except for malfunctions covered by S12.2, each headlamp
concealment device must be capable of being fully opened and the
headlamps illuminated by actuation of a single switch, lever, or similar
mechanism, including
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a mechanism that is automatically actuated by a change in ambient light
conditions.
S12.4 Each headlamp concealment device must be installed so that the
headlamp may be mounted, aimed, and adjusted without removing any
component of the device, other than components of the headlamp assembly.
S12.5 Except for cases of malfunction covered by S12.2, each
headlamp concealment device must, within an ambient temperature range of
-20 [deg]F to + 120 [deg]F, be capable of being fully opened in not more
than 3 seconds after the actuation of a driver-operated control.
S12.6 As an alternative to complying with the requirements of S12.1
through S12.5, a vehicle with headlamps incorporating VHAD or visual/
optical aiming in accordance with this standard may meet the
requirements for Concealable lamps in paragraph 5.14 of UNECE Regulation
48 page 17 (incorporated by reference, see Sec. 571.5), in the English
language version.
S12.7 Certification election. Manufacturers of vehicles with
headlamps incorporating VHAD or visual/optical aiming must elect to
certify to S12.1 through S12.5 or to S12.6 prior to, or at the time of
certification of the vehicle, pursuant to 49 CFR Part 567. The selection
is irrevocable.
S13 Replaceable headlamp lens requirements.
S13.1 A replacement lens for a replaceable bulb headlamp or integral
beam headlamp that is not required to have a bonded lens must be
provided with a replacement seal in a package that includes instructions
for the removal and replacement of the lens, the cleaning of the
reflector, and the sealing of the replacement lens to the reflector
assembly.
S13.2 Each replacement headlamp lens with seal, when installed
according to the lens manufacturer's instructions on an integral beam or
replaceable bulb headlamp, must not cause the headlamp to fail to comply
with any of the requirements of this standard.
S14 Physical and photometry test procedures and performance
requirements.
S14.1 General test procedures and performance requirements.
S14.1.1 Each lamp, reflective device, item of conspicuity treatment,
and item of associated equipment required or permitted by this standard
must be designed to conform to all applicable physical test performance
requirements specified for it.
S14.1.2 Plastic optical materials. All plastic materials used for
optical parts such as lenses and reflectors on lamps or reflective
devices required or allowed by this standard must conform to the
material test requirements of S14.4.2.
S14.1.3 All coatings used on optical materials must have added to
their formulations an optical brightener, whose presence is detectable
by ultraviolet light, to aid in testing for their presence. Other
equivalent industry accepted methods may be used as an alternative.
S14.1.4 Samples.
S14.1.4.1 Samples submitted for laboratory test must be new, unused,
manufactured from production tooling and assembled by production
processes, and representative of the devices as regularly manufactured
and marketed.
S14.1.4.2 Each test sample must include not only the device but also
accessory equipment necessary to operate in its intended manner. Where
necessary a mounting bracket shall be provided so that the device may be
rigidly bolted in its operating position on the various test equipment.
S14.1.4.3 Dust and photometric tests may be made on a second set of
mounted samples, if desired, to expedite completion of the tests.
S14.1.5 Laboratory facilities. The laboratory must be equipped to
test the sample in accordance with the requirements of the specific
device.
S14.2 Photometric test procedures. Each lamp and reflective device
required or permitted by this standard must be designed to conform to
the applicable photometric requirements.
S14.2.1 Photometry measurements for all lamps except license plate
lamps, headlamps, and DRLs.
S14.2.1.1 Mounting. Photometry measurements are made with the sample
lamp mounted in its normal operating position.
S14.2.1.2 School bus signal lamp aiming. A school bus signal lamp
must be
[[Page 411]]
aimed with its aiming plane normal to the photometer axis and may be
reaimed for photometry by \1/2\[deg] vertically
and 1[deg] horizontally.
S14.2.1.3 Measurement distance. Photometric measurements are made at
a distance between the light source and the point of measurement of at
least 1.2 m for side marker lamps, clearance lamps, identification
lamps, and parking lamps, and at least 3 m for turn signal lamps, stop
lamps, taillamps, backup lamps, and school bus signal lamps.
S14.2.1.4 Location of test points. Test point location must comply
with the following nomenclature:
(a) The line formed by the intersection of a vertical plane through
the light source of the lamp and normal to the test screen is designated
``V''.
(b) The line formed by the intersection of a horizontal plane
through the light source and normal to the test screen is designated
``H''.
(c) The point of intersection of these two lines is designated ``H-
V''.
(d) Other test points on the test screen are measured in terms of
angles from the H and V lines.
(e) Angles to the right (R) and to the left (L) are regarded as
being to the right and left of the V line when the observer stands
behind the lamp and looks in the direction of its light beam when it is
properly aimed for photometry. Similarly, the upward angles designated
as U and the downward angles designated as D, refer to light directed at
angles above and below the H line, respectively.
S14.2.1.5 Multiple compartment and multiple lamp photometry of turn
signal lamps, stop lamps, and taillamps.
S14.2.1.5.1 When compartments of lamps or arrangements of multiple
lamps are photometered together, the H-V axis intersects the midpoint
between the optical axes.
S14.2.1.5.2 Luminous intensity measurements of multiple compartment
lamps or multiple lamp arrangements are made either by:
(a) Measuring all compartments together, provided that a line from
the optical axis of each compartment or lamp to the center of the
photometer sensing device does not make an angle more than 0.6[deg] with
the H-V axis, or
(b) Measuring each compartment or lamp separately by aligning its
optical axis with the photometer and adding the value at each test
point.
S14.2.1.5.3 Multiple compartment turn signal lamps or stop lamps or
multiple lamp arrangements of these lamps installed on multipurpose
passenger vehicles, trucks, trailers, or buses 2032 mm or more in
overall width must use the method of S14.2.1.5.2(b) only.
S14.2.1.6 Bulbs. Except for a lamp having a sealed-in bulb, a lamp
must meet the applicable requirements of this standard when tested with
a bulb whose filament is positioned within .010 in
of the nominal design position specified in SAE Recommended Practice
J573d (1968) (incorporated by reference, see Sec. 571.5) or specified
by the bulb manufacturer and operated at the bulb's rated mean spherical
candela.
S14.2.1.6.1 Each lamp designed to use a type of bulb that has not
been assigned a mean spherical candela rating by its manufacturer and is
not listed in SAE Recommended Practice J573d (1968) (incorporated by
reference, see Sec. 571.5), must meet the applicable requirements of
this standard when used with any bulb of the type specified by the lamp
manufacturer, operated at the bulb's design voltage. A lamp that
contains a sealed-in bulb must meet these requirements with the bulb
operated at the bulb's design voltage.
S14.2.1.6.2 A bulb that is not listed in SAE Recommended Practice
J573d (1968) (incorporated by reference, see Sec. 571.5) is not
required to use a socket that conforms to the requirements of SAE
Recommended Practice J567b (1964) (incorporated by reference, see Sec.
571.5).
S14.2.2 License plate lamp photometry. Photometry compliance of
license plate lamps is determined by measurement of the illumination
falling upon test stations located on a test plate.
S14.2.2.1 Illumination surface. All illumination measurements are
made on a rectangular test plate of clean, white blotting paper mounted
on the license plate holder in the position normally taken by the
license plate. The face of the test plate must be 1.5 mm from the face
of the license plate holder.
[[Page 412]]
S14.2.2.2 Test stations. Test stations must be located on the face
of the test plate as shown in Figure 19 according to the type of vehicle
on which the license plate lamps are installed.
S14.2.2.3 Bulb requirements of S14.2.1.6 apply to license plate lamp
photometry.
S14.2.3 Reflex reflector and retroreflective sheeting photometry.
S14.2.3.1 Mounting. Each reflex reflector is mounted for photometry
with the center of the reflex area at the center of goniometer rotation
and at the same horizontal level as the source of illumination.
S14.2.3.2 Illumination source. The source of illumination is a lamp
with a 50 mm effective diameter and with a filament operating at 2856
[deg]K.
S14.2.3.3 Measurement distance. The test distance is 30.5 m [100ft].
S14.2.3.4 Test setup The observation point is located directly above
the source of illumination. The H-V axis of reflex reflectors is taken
as parallel to the longitudinal axis of the vehicle for rear reflectors
and perpendicular to a vertical plane passing through the longitudinal
axis of the vehicle for side reflectors.
S14.2.3.5 Photodetector. The photodetector has an opening of not
more than 13 mm vertically and 25 mm horizontally.
S14.2.3.6 Photometry surface. Reflex reflectors may have any linear
or area dimensions but must have no more than 7740 sq mm projected area
contained within a 254 mm diameter circle exposed for photometry.
S14.2.3.7 Procedure. Photometric measurements of reflex reflectors
and retroreflective sheeting must be made at various observation and
entrance angles as shown in Table XVI.
S14.2.3.7.1 The observation angle is the angle formed by a line from
the observation point to the center of the reflector and a second line
from the center of the reflector to the source of illumination.
S14.2.3.7.2 The entrance angle is the angle between the axis of the
reflex reflector and a line from the center of the reflector to the
source of illumination.
S14.2.3.7.3 The entrance angle is designated left, right, up, and
down in accordance with the position of the source of illumination with
respect to the axis of the reflex reflector as viewed from behind the
reflector.
S14.2.3.7.4 Measurements are made of the luminous intensity which
the reflex reflector is projecting toward the observation point and the
illumination on the reflex reflector from the source of illumination.
S14.2.3.8 Measurements.
S14.2.3.8.1 Reflex reflectors. The required measurement for reflex
reflectors at each test point as shown in Table XVI is the quotient of
the projected luminous intensity divided by the illumination expressed
as millicandela per lux or candela per footcandle.
S14.2.3.8.2 Retroreflective sheeting. The required measurement for
retroreflective sheeting reflectors at each test point as shown in Table
XVI is candela per lux per square meter of area.
S14.2.3.8.3 Reflex reflector photometry measurement adjustments.
S14.2.3.8.3.1 Reflex reflectors, which do not have a fixed
rotational position on the vehicle, are rotated about their axis through
360[deg] to find the minimum photometric value which must be reported
for each test point. If the output falls below the minimum requirement
at any test point, the reflector is rotated 5[deg]
about its axis from the angle where the minimum output occurred, and the
maximum value within this angle is reported as a tolerance value.
S14.2.3.8.3.2 Reflex reflectors, which by their design or
construction, permit mounting on a vehicle in a fixed rotational
position, are tested in this position. A visual locator, such as the
word TOP is not considered adequate to establish a fixed rotational
position on the vehicle.
S14.2.3.8.3.3 If uncolored reflections from the front surface
interfere with photometric readings at any test point, additional
readings are taken 1[deg] above, below, right, and left of the test
point, and the lowest of these readings and its location is reported
provided the minimum test point requirement for the test point is met.
S14.2.4 Daytime running lamp (DRL) photometry measurements.
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S14.2.4.1 Each DRL is tested to the procedure of S14.2.5 when a test
voltage of 12.8 v 20 mv is applied to the input
terminals of the lamp switch module or voltage-reducing equipment,
whichever is closer to the electrical source on the vehicle.
S14.2.4.2 The test distance from the lamp to the photometer is not
less than 18.3 m if the lamp is optically combined with a headlamp, or
is a separate lamp, and not less than 3 m if the lamp is optically
combined with a lamp, other than a headlamp, that is required by this
standard.
S14.2.4.3 Except for a lamp having a sealed-in bulb, a lamp must
meet the applicable requirements of this standard when tested with a
bulb whose filament is positioned within .010 in.
of the nominal design position specified in SAE J573d, Lamp bulbs and
Sealed Units, December 1968, (incorporated by reference, paragraph S5.2
of this section) or specified by the bulb manufacturer.
S14.2.5 Headlamp photometry measurements.
S14.2.5.1 Mounting. Photometry measurements at the applicable test
points are made with the sample headlamp mounted in its normal operating
position.
S14.2.5.2 Test points in the area from 10[deg] U to 90[deg] U must
be measured from the normally exposed surface of the lens face.
S14.2.5.3 Measurement distance. Photometric measurements are made at
a distance between the light source and the photometer sensor of at
least 18.3 m.
S14.2.5.4 Seasoning and test voltage. All sealed beam headlamps,
integral beam headlamps, beam contributors, and replaceable light
sources are seasoned at design voltage for 1% of its average design life
or 10 hours, whichever is less prior to a photometry test. A headlamp is
tested at 12.8 v. 20 mv, D.C. as measured at the
terminals of the lamp.
S14.2.5.5 Aiming. Each headlamp is aimed prior to a photometry test
in accordance with the procedure appropriate to its aiming system. A \1/
4\[deg] reaim is permitted in any direction at any test point to allow
for variations in readings between laboratories for all headlamps except
a Type F upper beam unit not equipped with a VHAD.
S14.2.5.5.1 Mechanically aimable headlamps using an external aimer.
The headlamp is aimed mechanically with the aiming plane at the design
angle(s) to the photometer axis and the mechanical axis of the headlamp
on the photometer axis.
S14.2.5.5.2 Mechanically aimable headlamps equipped with a VHAD. The
headlamp is aimed mechanically using the VHAD in accordance with the
manufacturer's instructions as provided with the vehicle on which the
headlamp is intended to be used.
S14.2.5.5.3 Visually aimable lower beam headlamps-vertical aim.
S14.2.5.5.3.1 A VOL cutoff headlamp must have the location of the
cutoff maximum gradient, as determined by the method of this standard,
positioned at 0.4[deg] down from the H-H line.
S14.2.5.5.3.2 A VOR cutoff headlamp must have the location of the
cutoff maximum gradient, as determined by the method of this standard,
positioned at the H-H line.
S14.2.5.5.4 Visually aimable lower beam headlamps-horizontal aim.
There must be no adjustment of horizontal aim unless the headlamp is
equipped with a horizontal VHAD. If the headlamp has a VHAD, it must be
set to zero.
S14.2.5.5.5 Visually aimable upper beam headlamps-vertical aim.
S14.2.5.5.5.1 A headlamp whose upper beam is combined with a lower
beam must not have its vertical aim changed from that set for the lower
beam.
S14.2.5.5.5.2 A headlamp whose upper beam is not combined with a
lower beam must have its maximum beam intensity positioned on the H-H
axis.
S14.2.5.5.6 Visually aimable upper beam headlamps-horizontal aim.
S14.2.5.5.6.1 A headlamp whose upper beam is combined with a lower
beam must not have its horizontal aim changed from that set for the
lower beam.
S14.2.5.5.6.2 A headlamp whose upper beam is not combined with a
lower beam and has a fixed horizontal aim or has a horizontal VHAD must
be mounted in its normal operating position on a goniometer such that
the mounting fixture alignment axes are coincident
[[Page 414]]
with the goniometer axes and must be energized at 12.8 v 20 mv. There must be no adjustment, shimming, or
modification of the horizontal axis of the headlamp or test fixture,
unless the headlamp is equipped with a VHAD, in which case the VHAD must
be adjusted to zero.
S14.2.5.5.6.3 A headlamp whose upper beam is not combined with a
lower beam and is not equipped with a horizontal VHAD, the horizontal
aim must be adjusted so that the maximum beam intensity is positioned on
the V-V axis.
S14.2.5.5.7 Simultaneous aim Type F sealed beam headlamps and beam
contributor integral beam headlamps.
S14.2.5.5.7.1 A headlamp system permitted to use simultaneous aim of
lower beams and upper beams must be aimed mechanically for lower beam
photometry by centering the lower beam unit or the geometric center of
all lower beam contributors on the photometer axis and aligning the
aiming plane, aiming reference plane, or other appropriate vertical
plane defined by the manufacturer perpendicular to the photometer axis.
S14.2.5.5.7.2 The headlamp must be aimed for upper beam photometry
by moving the assembly in a plane parallel to the established lower beam
aiming plane until the upper beam unit or the geometric center of all
upper beam contributors is centered in the photometric axis.
S14.2.5.5.8 Motorcycle headlamp-upper beam headlamps designed to
comply with Table XX. The upper beam of a multiple beam headlamp
designed to comply with the requirements of Table XX must be aimed
photoelectrically so that the center of the zone of highest intensity
falls 0.4[deg] vertically below the lamp axis and is centered laterally.
The center of the zone of highest intensity must be established by the
intersection of a horizontal plane passing through the point of maximum
intensity, and the vertical plane established by balancing the
photometric values at 3[deg]L and 3[deg]R.
S14.2.5.5.9 Motorcycle headlamp-lower beam headlamps designed to
comply with Table XX. The beam from a single beam headlamp designed to
comply with the requirements of Table XX must be aimed straight ahead
with the top of the beam aimed vertically to obtain 2000 cd at H-V.
S14.2.5.6 Positioner. The goniometer configuration, used to position
the sample headlamp when making photometric measurements at specific
angular test points, is horizontal rotation over elevation. The vertical
axis of the goniometer must correspond to the design position vertical
axis of the sample headlamp which is vertical and perpendicular to the
longitudinal axis of the vehicle.
S14.2.5.7 Photometer.
S14.2.5.7.1 The photometer must be capable of measuring the luminous
intensity of the sample headlamp throughout its illumination range.
S14.2.5.7.2 Sensor.
S14.2.5.7.2.1 The maximum effective area of the photometric sensor
must fit within a circle whose diameter is equal to 0.009 times the
actual test distance from the light source of the sample headlamp to the
sensor.
S14.2.5.7.2.2 The sensor effective area is defined as the actual
area of intercepted light striking the detector surface of the
photometer. Sensor systems incorporating lens(es) that change the
diameter of the intercepted light beam before it reaches the actual
detector surface, the maximum size requirements must apply to the total
area of the light actually intercepted by the lens surface.
S14.2.5.7.2.3 The sensor must be capable of intercepting all direct
illumination from the largest illuminated dimension of the sample lamp
at the test distance.
S14.2.5.7.3 The color response of the photometer must be corrected
to that of the 1931 CIE Standard Observer (2-degree) Photopic Response
Curve, as shown in the CIE 1931 Chromaticity Diagram (incorporated by
reference, see Sec. 571.5).
S14.2.5.8 Location of test points.
S14.2.5.8.1 Test point positions are defined by the positioner. The
following nomenclature applies:
S14.2.5.8.1.1 The letters ``V'' and ``H'' designate the vertical and
horizontal planes intersecting both the headlamp light source and the
photometer axis. ``H-V'' designates the zero test point angle at the
intersection of the H and
[[Page 415]]
V planes. This intersection is parallel to the longitudinal axis of the
vehicle.
S14.2.5.8.1.2 The letters ``U'', ``D'', ``L'', and ``R'', indicating
up, down, left and right, respectively, designate the angular position
from the H and V planes to the photometer as viewed from the headlamp.
S14.2.5.8.1.3 Horizontal angles designated L and R are defined as
the plan view angle between the vertical plane and the projection of the
light ray from the headlamp onto the horizontal plane.
S14.2.5.8.1.4 Vertical angles designated U and D are defined as the
true angle between the horizontal plane and the light ray from the
headlamp.
S14.2.5.9 Beam contributor photometry measurements. In a
headlighting system where there is more than one beam contributor
providing a lower beam, and/or more than one beam contributor providing
an upper beam, each beam contributor must be designed to meet only the
applicable photometric performance requirements based upon the following
mathematical expression: conforming test point value = 2(test point
value)/total number of lower or upper beam contributors for the vehicle,
as appropriate.
S14.2.5.10 Moveable reflector aimed headlamp photometry
measurements.
S14.2.5.10.1 A headlamp aimed by moving the reflector relative to
the lens and headlamp housing, or vice versa, must conform to the
photometry requirements applicable to it with the lens at any position
relative to the reflector.
S14.2.5.10.2 These positions include not less than the full range of
vertical pitch of the vehicle on which the headlamp is installed and not
less than 2.5[deg] from the nominal horizontal aim
position for the vehicle on which the headlamp is installed unless the
headlamp is visually/optically aimed with a fixed horizontal aim.
S14.3 Motorcycle headlamp out of focus test procedure and
performance requirements.
S14.3.1 Procedure. The sample device must be tested for photometry
using bulbs having each of four out-of-focus filament positions. Where
conventional bulbs with two pin bayonet bases are used, tests must be
made with the light source 0.060 in. above, below, ahead, and behind the
designated position. If prefocused bulbs are used, the limiting
positions at which tests are made must be 0.020 in. above, below, ahead,
and behind the designated position. The sample device may be reaimed for
each of the out-of-focus positions of the light source.
S14.3.2 Performance requirements. The minimum photometric values for
the out-of-design position must be 80% of the in-design position.
S14.4 General test procedures and performance requirements.
S14.4.1 Color test. The requirement applies to the overall effective
color of light emitted by the device and not to the color of the light
from a small area of the lens. It does not apply to any pilot,
indicator, or tell-tale lights. The color of the sample device must
comply when tested by either the Visual Method or the Tristimulus
Method.
S14.4.1.1 Samples. A test sample for a reflex reflector may be
either the reflex reflector or a disc of the same material, technique of
fabrication, and dye formulation as the reflex reflector. If a disc is
used, the thickness must be twice the thickness of the reflector as
measured from the face of the lens to the apexes of the reflecting
elements.
S14.4.1.2 General procedure.
S14.4.1.2.1 The device must be operated at design voltage.
S14.4.1.2.2 Components (bulbs, caps, lenses, and the like) must be
tested in a fixture or manner simulating the intended application.
S14.4.1.2.3 The lamp shall be allowed to reach operating temperature
before measurements are made.
S14.4.1.2.4 The entire light emitting surface of the sample must be
visible from any point on the entrance window of the test instrument.
S14.4.1.2.5 The distance between the test instrument and the sample
must be large enough so that further increases in distance will not
affect the results.
S14.4.1.3 Visual method.
S14.4.1.3.1 Visual method procedure. The color of light from the
sample device must be compared visually with the color of the light from
a standard. The standard may consist of a filter or limit glass. In the
case of white, CIE
[[Page 416]]
Source A is used only as a color reference. The chromaticity coordinates
of the color standards must be as close as possible to the limits
listed. The color of the standard filters is determined spectro-
photometrically.
S14.4.1.3.2 Visual method performance requirements. The color must
comply with the applicable requirement.
S14.4.1.3.2.1 Red. Red is not acceptable if it is less saturated
(paler), yellower, or bluer than the limit standards.
S14.4.1.3.2.2 Yellow (Amber). Yellow is not acceptable if it is less
saturated (paler), greener, or redder than the limit standards.
S14.4.1.3.2.3 White. White is not acceptable if its color differs
materially from that of CIE Source A.
S14.4.1.3.2.4 Green. Green is not acceptable if it is less saturated
(paler), yellower, or bluer than the limit standards.
S14.4.1.3.2.5 Blue. Blue is not acceptable if it is less saturated
(paler), greener, or redder than the limit standards.
S14.4.1.4 Tristimulus method.
S14.4.1.4.1 Tristimulus method procedure.
S14.4.1.4.1.1 The color of light from the H-V point of a sample
device must be measured by photoelectric receivers with spectral
responses that approximate CIE standard spectral tristimulus valves.
S14.4.1.4.1.2 A sphere may be used to integrate light from a colored
source provided that the color shift that results from the spectral
selectivity of the sphere paint be corrected by the use of a filter,
correction factor, or an appropriate calibration.
S14.4.1.4.1.3 Where the sample device does not have uniform spectral
characteristics in all useful directions, color measurements must be
made at as many directions of view as are required to evaluate the color
for those directions that apply to the end use of the device.
S14.4.1.4.2 Tristimulus method performance requirements. The color
must comply with the applicable requirement.
S14.4.1.4.2.1 Red. The color of light emitted must fall within the
following boundaries:
y = 0.33 (yellow boundary)
y = 0.98 - x (purple boundary)
S14.4.1.4.2.2 Yellow (Amber). The color of light emitted must fall
within the following boundaries:
y = 0.39 (red boundary)
y = 0.79 - 0.67x (white boundary)
y = x - 0.12 (green boundary)
S14.4.1.4.2.3 White (achromatic). The color of light emitted must
fall within the following boundaries:
x = 0.31 (blue boundary)
y = 0.44 (green boundary)
x = 0.50 (yellow boundary)
y = 0.15 + 0.64x (green boundary)
y = 0.38 (red boundary)
y = 0.05 + 0.75x (purple boundary)
S14.4.1.4.2.4 Green. The color of light emitted must fall within the
following boundaries:
y = 0.73 - 0.73x (yellow boundary)
x = 0.63y - 0.04 (white boundary)
y = 0.50 - 0.50x (blue boundary)
S14.4.1.4.2.5 Restricted Blue. The color of light emitted must fall
within the following boundaries:
y = 0.07 + 0.81x (green boundary)
x = 0.40 - y (white boundary)
x = 0.13 + 0.60y (violet boundary)
S14.4.1.4.2.6 Signal Blue. The color of light emitted must fall
within the following boundaries:
y = 0.32 (green boundary)
x = 0.16 (white boundary)
x = 0.40 - y (white boundary)
x = 0.13 + 0.60y (violet boundary)
S14.4.2 Plastic optical materials tests. Accelerated weathering
procedures are not permitted.
S14.4.2.1 Samples.
S14.4.2.1.1 Samples of materials shall be injection molded into
polished metal molds to produce test specimens with two flat and
parallel faces. Alternative techniques may be used to produce equivalent
specimens.
S14.4.2.1.2 Test specimens shape may vary, but each exposed surface
must contain a minimum uninterrupted area of 32 sq cm.
S14.4.2.1.3 Samples must be furnished in thicknesses of 1.6 0.25 mm, 2.3 0.25 mm, 3.2 0.25 mm, and 6.4 0.25 mm.
S14.4.2.1.4 All samples must conform to the applicable color test
requirement of this standard prior to testing.
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S14.4.2.1.5 A control sample, kept properly protected from
influences which may change its appearance and properties of each
thickness, must be retained.
S14.4.2.2 Outdoor exposure test.
S14.4.2.2.1 Outdoor exposure tests of 3 years in duration must be
made on samples of all materials, including coated and uncoated
versions, used for optical parts of devices covered by this standard.
Tests are to be conducted in Florida and Arizona.
S14.4.2.2.2 Concentrations of polymer components and additives used
in plastic materials may be changed without outdoor exposure testing
provided the changes are within the limits of composition represented by
higher and lower concentrations of these polymer components and
additives previously tested to this section and found to meet its
requirements.
S14.4.2.2.3 Procedure.
S14.4.2.2.3.1 One sample of each thickness of each material must be
mounted at each exposure site so that at least a minimum uninterrupted
area of 32 sq cm of the exposed upper surface of the sample is at an
angle of 45[deg] to the horizontal facing south. The sample must be
mounted in the open no closer than 30 cm (11.8 in) to its background.
S14.4.2.2.3.2 During the exposure time the samples must be cleaned
once every three months by washing with mild soap or detergent and
water, and then rinsing with distilled water. Rubbing must be avoided.
S14.4.2.2.4 Performance requirements. Plastic lenses, other than
those incorporating reflex reflectors, used for inner lenses or those
covered by another material and not exposed directly to sunlight must
meet the optical material test requirements when covered by the outer
lens or other material.
S14.4.2.2.4.1 After completion of the outdoor exposure test the haze
and loss of surface luster as measured by ASTM D1003-92 (incorporated by
reference, see Sec. 571.5) must not be greater than:
(a) 30% for materials used for outer lenses, other than those
incorporating reflex reflectors;
(b) 7% for materials used for reflex reflectors and lenses used in
front of reflex reflectors.
S14.4.2.2.4.2 After completion of the outdoor exposure test
materials used for headlamp lenses must show no deterioration.
S14.4.2.2.4.3 After completion of the outdoor exposure test all
materials, when compared with the unexposed control samples, must not
show physical changes affecting performance such as color bleeding,
delamination, crazing, or cracking. Additionally materials used for
reflex reflectors and lenses used in front of reflex reflectors must not
show surface deterioration or dimensional changes.
S14.4.2.2.4.4 After completion of the outdoor exposure test all
materials, when compared with the unexposed control samples, must not
have their luminous transmittance changed by more than 25% when tested
in accordance with ASTM E308-66 (incorporated by reference, see Sec.
571.5) using CIE Illuminant A (2856K).
S14.4.2.2.4.5 After completion of the outdoor exposure test all
materials must conform to the color test of this standard in the range
of thickness stated by the material manufacturer.
S14.4.2.3 Heat test.
S14.4.2.3.1 Procedure. Two samples of each thickness of each
material must be supported at the bottom, with at least 51 mm of the
sample above the support, in the vertical position in such a manner
that, on each side, the minimum uninterrupted area of exposed surface is
not less than 3225 sq mm. The samples are placed in a circulating air
oven at 79 3 [deg]C for two hours.
S14.4.2.3.2 Performance requirements. After completion of the heat
exposure and cooling to room ambient temperature, a test specimen must
show no change in shape and general appearance discernable to the naked
eye when compared with an unexposed specimen and continue to conform to
the applicable color test requirement of this standard.
S14.5 Signal lamp and reflective device physical test procedures and
performance requirements.
S14.5.1 Vibration test.
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S14.5.1.1 Procedure. The sample device, as mounted on the support
supplied, must be bolted to the anvil end of the table of the vibration
test machine of Figure 21 and vibrated approximately 750 cpm through a
distance of \1/8\ in. The table must be spring mounted at one end and
fitted with steel calks on the underside of the other end. The calks are
to make contact with the steel anvil once during each cycle at the
completion of the fall. The rack must be operated under a spring tension
of 60 to 70 lb. The test must be continued for 1 hour.
S14.5.1.2 Performance requirements. After completion of the
vibration test a device showing evidence of material physical weakness,
lens or reflector rotation, displacement or rupture of parts except bulb
failures, must be considered to have failed, providing that the rotation
of lens or reflector must not be considered as a failure when tests show
compliance with specifications despite such rotation.
S14.5.2 Moisture test.
S14.5.2.1 Procedure. The sample device must be mounted in its normal
operating position with all drain holes open and subjected to a
precipitation of 0.1 in of water per minute, delivered at an angle of
45[deg] from a nozzle with a solid cone spray. During the test the
device must revolve about its vertical axis at a rate of 4 rpm for a
period of 12 hours followed by a one hour drain period where the device
does not rotate and the spray stops. After completion of the moisture
test the device must be examined for moisture accumulation.
S14.5.2.2 Performance requirements. Accumulation of moisture in
excess of 2 cc or any visible moisture in a sealed reflex unit must
constitute a failure.
S14.5.3 Dust test.
S14.5.3.1 Samples. A sealed unit is not required to meet the
requirements of this test.
S14.5.3.2 Procedure. The sample device with any drain hole closed
must be mounted in its normal operating position, at least 6 in from the
wall in a cubical box with inside measurements of 3 ft on each side
containing 10 lb of fine powered cement in accordance with ASTM C150-56
(incorporated by reference, see Sec. 571.5). At intervals of 15 minutes
during a test period of 5 hours, the dust must be agitated by compressed
air or fan blower by projecting blasts of air for a 2 second period in a
downward direction into the dust in such a way that the dust is
completely and uniformly diffused throughout the entire cube and allowed
to settle. After the completion of the dust test the exterior surface of
the device must be cleaned.
S14.5.3.3 Performance requirements. If after a photometry test the
maximum photometric intensity of the device is not more than 10% less
than the maximum photometric intensity of the same device after being
cleaned both inside and outside, the device is considered to have met
the requirements of the dust test.
S14.5.4 Corrosion test.
S14.5.4.1 Procedure. The sample device must be subjected to a salt
spray (fog) test in accordance with the latest version of ASTM B117-73
(Reapproved 1979) (incorporated by reference, see Sec. 571.5), for a
period of 50 hours, consisting of two periods of 24 hour exposure
followed by a 1 hr drying time.
S14.5.4.2 Performance requirements. After the completion of the
corrosion test there must be no evidence of excessive corrosion which
would affect the proper function of the device.
S14.6 Headlamp physical test procedures and performance
requirements.
S14.6.1 Abrasion test.
S14.6.1.1 Procedure.
S14.6.1.1.1 Abrading pad. A new, unused abrading pad constructed of
0000 steel wool not less than 2.5 .1 cm wide,
rubber cemented to a rigid base shaped to the same vertical contour of
the lens, is used for each test. The abrading pad support is equal in
size to the pad and the center of the support surface is within 2 mm of parallel to the lens surface. The ``grain'' of
the pad is oriented perpendicular to the direction of motion. The
density of the pad is such that when the pad is resting unweighted on
the lens, the base of the pad is no closer than 3.2 mm to the lens at
its closest point.
S14.6.1.1.2 Abrading pad alignment. A sample headlamp is mounted in
the abrasion test fixture of Figure 5 with the lens facing upward. When
mounted on its support and resting on the lens of the test headlamp, the
abrading pad is
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then weighted such that a pad pressure of 14 1
KPa. exists at the center and perpendicular to the face of the lens.
S14.6.1.1.3 Abrasion test procedure. The pad is cycled back and
forth (1 cycle) for 11 cycles at 4 0.8 in (10
2 cm) per second over at least 80% of the lens
surface, including all the area between the upper and lower aiming pads,
but not including lens trim rings and edges. A pivot must be used if it
is required to follow the contour of the lens.
S14.6.1.2 Performance requirements. After completion of the abrasion
test the sample headlamp must meet the requirements of the applicable
photometry tests of Table XIX and Table XVIII. A \1/4\[deg] reaim is
permitted in any direction at any test point.
S14.6.2 Chemical resistance test.
S14.6.2.1 Procedure.
S14.6.2.1.1 Test fluids. The five test fluids used in the chemical
resistance test include:
(a) ASTM Reference Fuel C, which is composed of Isooctane 50% volume
and Toluene 50% volume. Isooctane must conform to A2.7 in the ASTM Motor
Fuels section (incorporated by reference, see Sec. 571.5), and Toluene
must conform to ASTM D362-84 (incorporated by reference, see Sec.
571.5). ASTM Reference Fuel C must be used as specified in: Paragraph
A2.3.2 and A2.3.3 of the ASTM Motor Fuels section (incorporated by
reference, see Sec. 571.5); and OSHA Standard 29 CFR 1910.106--Handling
Storage and Use of Flammable Combustible Liquids;
(b) Tar remover (consisting by volume of 45% xylene and 55%
petroleum base mineral spirits);
(c) Power steering fluid (as specified by the vehicle manufacturer
for use in the motor vehicle on which the headlamp is intended to be
installed);
(d) Windshield washer fluid consisting of 0.5% monoethanolamine with
the remainder 50% concentration of methanol/distilled water by volume;
and
(e) Antifreeze (50% concentration of ethylene glycol/distilled water
by volume).
S14.6.2.1.2 Fluid application. The entire exterior lens surface of
the sample headlamp mounted in the headlamp test fixture and top surface
of the lens-reflector joint is wiped once to the left and once to the
right with a 6 inch square soft cotton cloth (with pressure equally
applied) which has been saturated once in a container with 2 ounces of
five different test fluids listed above. The lamp is wiped within 5
seconds after removal of the cloth from the test fluid. A new lamp
sample may be used with each fluid.
S14.6.2.1.3 Test duration. After the headlamp sample has been wiped
with the test fluid, it must be stored in its designed operating
attitude for 48 hours at a temperature of 23 [deg]C 4 [deg]C and a relative humidity of 30% 10%. At the end of the 48-hour period, the headlamp is
wiped clean with a soft dry cotton cloth and visually inspected.
S14.6.2.2 Performance requirements. After completion of the chemical
resistance test, the sample headlamp must have no surface deterioration,
coating delamination, fractures, deterioration of bonding or sealing
materials, color bleeding, or color pickup visible without magnification
and the headlamp must meet the requirements of the applicable photometry
tests of Table XIX and Table XVIII. A \1/4\[deg] reaim is permitted in
any direction at any test point.
S14.6.3 Corrosion test.
S14.6.3.1 Procedure. A sample headlamp, mounted on a headlamp test
fixture in designed operating position and including all accessory
equipment necessary to operate in its normal manner, is subjected to a
salt spray (fog) test in accordance with ASTM B117-73 (incorporated by
reference, see Sec. 571.5), for 50 total hours, consisting of two
periods of 24 hours exposure followed by a 1 hour drying period. If a
portion of the device is completely protected in service, that portion
is covered to prevent salt fog entry during exposure. After removal from
the salt spray and the final 1 hour drying period the sample headlamp is
examined for corrosion that affects any other applicable tests contained
in S14.6. If such corrosion is found, the affected test(s) must be
performed on the corrosion sample and the results recorded.
S14.6.3.2 Performance requirements. After completion of the
corrosion test, the sample headlamp must not have
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any observed corrosion which would result in the failure of any other
applicable tests contained in S14.6 and no corrosion of the headlamp
mounting and aiming mechanism that would result in the failure of the
aiming adjustment tests, inward force test, or torque deflection test of
S14.6.
S14.6.4 Corrosion-connector test.
S14.6.4.1 Procedure.
S14.6.4.1.1 A headlamp connector test must be performed on each
filament circuit of the sample headlamp prior to the test in S14.6.4.1.2
according to Figure 4 and S14.6.15. The power source is set to provide
12.8 volts and the resistance must be set to produce 10 amperes.
S14.6.4.1.2 The headlamp, with connector attached to the terminals,
unfixtured and in its designed operating attitude with all drain holes,
breathing devices or other designed openings in their normal operating
positions, is subjected to a salt spray (fog) test in accordance with
ASTM B117-73 (incorporated by reference, see Sec. 571.5), for 240
hours, consisting of ten successive 24-hour periods.
S14.6.4.1.3 During each period, the headlamp is mounted in the
middle of the chamber and exposed for 23 hours to the salt spray. The
spray is not activated during the 24th hour. The bulb is removed from
the headlamp and from the test chamber during the one hour of salt spray
deactivation and reinserted for the start of the next test period, at
the end of the first and last three 23-hour periods of salt spray
exposure, and at the end of any two of the fourth through seventh 23-
hour periods of salt-spray exposure.
S14.6.4.1.4 The test chamber is closed at all times except for a
maximum of 2 minutes which is allowed for removal or replacement of a
bulb during each period.
S14.6.4.1.5 After the ten periods, the lens-reflector unit without
the bulb must be immersed in deionized water for 5 minutes, then secured
and allowed to dry by natural convection only.
S14.6.4.1.6 Using the voltage, resistance and pre-test set up of
S14.6.4.1.1 the current in each filament circuit must be measured after
the test conducted in S14.6.4.1.2.
S14.6.4.2 Performance requirements.
S14.6.4.2.1 After the completion of the corrosion-connector test,
the sample headlamp must show no evidence of external or internal
corrosion or rust visible without magnification.
S14.6.4.2.2 Loss of adhesion of any applied coating must not occur
more than 3.2 mm from any sharp edge on the inside or out.
S14.6.4.2.3 Corrosion may occur on terminals only if the test
current produced during the test of S14.6.4.1.6 is not less than 9.7
amperes.
S14.6.5 Dust test.
S14.6.5.1 Procedure.
S14.6.5.1.1 A sample headlamp, mounted on a headlamp test fixture,
with all drain holes, breathing devices or other designed openings in
their normal operating positions, is positioned within a cubical box,
with inside measurements of 900 mm on each side or larger if required
for adequate wall clearance (i.e., a distance of at least 150 mm between
the headlamp and any wall of the box).
S14.6.5.1.2 The box contains 4.5 kg of fine powdered cement which
conforms to the ASTM C150-77 (incorporated by reference, see Sec.
571.5). Every 15 minutes, the cement is agitated by compressed air or
fan blower(s) by projecting blasts of air for a two-second period in a
downward direction so that the cement is diffused as uniformly as
possible throughout the entire box.
S14.6.5.1.3 This test is continued for five hours after which the
exterior surfaces of the headlamp are wiped clean.
S14.6.5.2 Performance requirements. After completion of the dust
test, the sample headlamp must meet the requirements of the applicable
photometry tests of Table XIX and Table XVIII. A \1/4\[deg] reaim is
permitted in any direction at any test point.
S14.6.6 Temperature cycle test and internal heat test.
S14.6.6.1 Samples. A sample headlamp with one or more replaceable
light sources is tested according to the procedures of this section for
a temperature cycle test and an internal heat test. The same sample
headlamp is used in the temperature cycle test and then in the internal
heat test.
S14.6.6.2 General procedure.
S14.6.6.2.1 Tests are made with all filaments lighted at design
voltage
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that are intended to be used simultaneously in the headlamp and which in
combination draw the highest total wattage. These include but are not
limited to filaments used for turn signal lamps, fog lamps, parking
lamps, and headlamp lower beams lighted with upper beams when the wiring
harness is so connected on the vehicle.
S14.6.6.2.2 If a turn signal is included in the headlamp assembly,
it is operated at 90 flashes a minute with a 75% 2% current ``on time.''
S14.6.6.2.3 If the lamp produces both the upper and lower beam, it
is tested in both the upper beam mode and the lower beam mode under the
conditions above described, except for a headlamp with a single type HB1
or type HB2 light source.
S14.6.6.3 Temperature cycle test.
S14.6.6.3.1 Procedure.
S14.6.6.3.1.1 A sample headlamp, mounted on a headlamp test fixture,
is subjected to 10 complete consecutive cycles having the thermal cycle
profile shown in Figure 6.
S14.6.6.3.1.2 During the hot cycle, the lamp, is energized
commencing at point ``A'' of Figure 6 and de-energized at point ``B.''
S14.6.6.3.1.3 Separate or single test chambers may be used to
generate the environment of Figure 6.
S14.6.6.3.1.4 All drain holes, breathing devices or other openings
or vents of the headlamps are set in their normal operating positions.
S14.6.6.3.2 Performance requirements. After completion of the
temperature cycle test, the sample headlamp must:
(a) show no evidence of delamination, fractures, entry of moisture,
or deterioration of bonding material, color bleeding, warp or
deformation visible without magnification;
(b) show no lens warpage greater than 3 mm when measured parallel to
the optical axis at the point of intersection of the axis of each light
source with the exterior surface of the lens; and
(c) meet the requirements of the applicable photometry tests of
Table XIX and Table XVIII. A \1/4\[deg] reaim is permitted in any
direction at any test point.
S14.6.6.4 Internal heat test.
S14.6.6.4.1 Procedure.
S14.6.6.4.1.1 A sample headlamp lens surface that would normally be
exposed to road dirt is uniformly sprayed with any appropriate mixture
of dust and water or other materials to reduce the photometric output at
the H-V test point of the upper beam (or the \1/2\[deg]D-1\1/2\[deg]R
test point of the lower beam as applicable) to 25% 2% of the output originally measured in the applicable
photometric compliance test.
S14.6.6.4.1.2 A headlamp with a single type HB1 or type HB2 light
source is tested on the upper beam only.
S14.6.6.4.1.3 Such reduction is determined under the same conditions
as that of the original photometric measurement.
S14.6.6.4.1.4 After the photometric output of the lamp has been
reduced as specified above, the sample lamp and its mounting hardware
must be mounted in an environmental chamber in a manner similar to that
indicated in Figure 7 ``Dirt/Ambient Test Setup.''
S14.6.6.4.1.5 The headlamp is soaked for one hour at a temperature
of 35[deg] + 4[deg] - 0 [deg]C) and then the lamp is energized according
to the procedure of this section for one hour in a still air condition,
allowing the temperature to rise from the soak temperature.
S14.6.6.4.1.6 At the end of one hour the sample lamp is returned to
a room ambient temperature of 23[deg] + 4[deg] - 0 [deg]C and a relative
humidity of 30% 10% and allowed to stabilize to
the room ambient temperature. The lens is then cleaned.
S14.6.6.4.2 Performance requirements. After completion of the
temperature cycle test and meeting its requirements, and completion of
the internal heat test, the sample headlamp must:
(a) have no lens warpage greater than 3 mm when measured parallel to
the optical axis at the point of intersection of the axis of each light
source with the exterior surface of the lens, and
(b) meet the requirements of the applicable photometry tests of
Table XIX and Table XVIII. A \1/4\[deg] reaim is permitted in any
direction at any test point.
S14.6.7 Humidity test.
S14.6.7.1 Procedure.
S14.6.7.1.1 The test fixture consists of a horizontal steel plate to
which three threaded steel or aluminum rods
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of \1/2\ inch diameter are screwed vertically behind the headlamp.
S14.6.7.1.2 The sample headlamp assembly is clamped to the vertical
rods, which are behind the headlamp. All attachments to the headlamp
assembly are made behind the lens and vents or openings, and are not
within 2 inches laterally of a vent inlet or outlet.
S14.6.7.1.3 The mounted headlamp assembly is oriented in its design
operating position, and is placed in a controlled environment at a
temperature of 100[deg] + 7[deg]-0 [deg]F (38[deg] + 4[deg]-0 [deg]C)
with a relative humidity of not less than 90%. All drain holes,
breathing devices, and other openings are set in their normal operation
positions for all phases of the humidity test.
S14.6.7.1.4 The headlamp is subjected to 24 consecutive 3-hour test
cycles. In each cycle, the headlamp is energized for 1 hour at design
voltage with the highest combination of filament wattages that are
intended to be used, and then de-energized for 2 hours. If the headlamp
incorporates a turn signal then the turn signal flashes at 90 flashes
per minute with a 75% 2% current ``on-time.''
S14.6.7.1.5 Within 3 minutes after the completion of the 24th cycle,
the air flow test will begin. The following procedure shall occur: the
mounted assembly is removed, placed in an insulating box and covered
with foam material so that there is no visible air space around the
assembly; the box is closed, taken to the air flow test chamber, and
placed within it. Inside the chamber, the assembly with respect to the
air flow, is oriented in its design operating position. The assembly is
positioned in the chamber so that the center of the lens is in the
center of the opening of the air flow entry duct during the test. The
headlamp has at least 3 inches clearance on all sides, and at least 4
inches to the entry and exit ducts at the closest points. If vent tubes
are used which extend below the lamp body, the 3 inches are measured
from the bottom of the vent tube or its protection. The temperature of
the chamber is 73[deg] + 7[deg] - 0 [deg]F (23[deg] + 4[deg] - 0 [deg]C)
with a relative humidity of 30% + 10% - 0%. The headlamp is not
energized.
S14.6.7.1.6 Before the test specified in paragraph S14.6.7.1.7 of
this section, the uniformity of the air flow in the empty test chamber
at a plane 4 inches downstream of the air entry duct is measured over a
4 inch square grid. The uniformity of air flow at each grid point is
10% of the average air flow specified in paragraph
S14.6.7.1.7 of this section.
S14.6.7.1.7 The mounted assembly in the chamber is exposed, for one
hour, to an average air flow of 330 + 0 -30 ft/min as measured with an
air velocity measuring probe having an accuracy of 3% in the 330 ft/min range. The average air flow is the
average of the velocity recorded at six points around the perimeter of
the lens. The six points are determined as follows: At the center of the
lens, construct a horizontal plane. The first two points are located in
the plane, 1 inch outward from the intersection of the plane and each
edge of the lens. Then, trisect the distance between these two points
and construct longitudinal vertical planes at the two intermediate
locations formed by the trisection. The four remaining points are
located in the vertical planes, one inch above the top edge of the lens,
and one inch below the bottom edge of the lens.
S14.6.7.1.8 After one hour, the headlamp is removed and inspected
for moisture.
S14.6.7.2 Performance requirements. After completion of the humidity
test, the sample headlamp must show no evidence of interior delamination
or moisture, fogging or condensation visible without magnification.
S14.6.8 Vibration test.
S14.6.8.1 Samples. The mounting bracket with a sample headlamp
installed must not have a resonant frequency in the 10-55 Hz. range.
S14.6.8.2 Procedure. The mounted sample headlamp is bolted to the
anvil end of the table of the vibration test machine of Figure 21 and
vibrated 750 cpm through a distance of \1/8\ in. The table is spring
mounted at one end and fitted with steel calks on the underside of the
other end. The table is of sufficient size to completely contain the
test fixture base with no overhang. The calks are to make contact with
the steel anvil once during each cycle at
[[Page 423]]
the completion of the fall. The rack is operated under a spring tension
of 60 to 70 lb. The vibration is applied in the vertical axis of the
headlamp as mounted on the vehicle. Bulb filaments are not energized
during the test. The test is continued for 1 hour.
S14.6.8.3 Performance requirements. After completion of the
vibration test, there must be no evidence of loose or broken parts,
other than filaments, visible without magnification.
S14.6.9 Sealing test.
S14.6.9.1 Procedure.
S14.6.9.1.1 An unfixtured sample headlamp in its design mounting
position is placed in water at a temperature of 176[deg] 5 [deg]F (80[deg] 3 [deg]C) for
one hour. The headlamp is energized in its highest wattage mode, with
the test voltage at 12.8 0.1 V during immersion.
S14.6.9.1.2 The lamp is then de-energized and immediately submerged
in its design mounting position into water at 32[deg] + 5[deg] -0 [deg]F
(0[deg] + 3[deg] -0 [deg]C). The water is in a pressurized vessel, and
the pressure is increased to 10 psi (70 kPa), upon placing the lamp in
the water. The lamp must remain in the pressurized vessel for a period
of thirty minutes.
S14.6.9.1.3 This entire procedure is repeated for four cycles.
S14.6.9.1.4 Then the lamp is inspected for any signs of water on its
interior. During the high temperature portion of the cycles, the lamp is
observed for signs of air escaping from its interior.
S14.6.9.2 Performance requirements. After completion of the sealing
test, a sample headlamp confirmed to be sealed need not meet the
corrosion test, dust test, or humidity test of this Section. If any
water is on the interior or air escapes, the lamp is not a sealed lamp.
S14.6.10 Chemical resistance test of reflectors of replaceable lens
headlamps test.
S14.6.10.1 Procedure.
S14.6.10.1.1 Test fluids. The three test fluids used in the chemical
resistance test include;
(a) Tar remover (consisting by volume of 45% xylene and 55%
petroleum base mineral spirits);
(b) Mineral spirits; and
(c) Fluids other than water contained in the manufacturer's
instructions for cleaning the reflector.
S14.6.10.1.2 Fluid application. With a sample headlamp in the
headlamp test fixture and the lens removed, the entire surface of the
reflector that receives light from a headlamp light source is wiped once
to the left and once to the right with a 6-inch square soft cotton cloth
(with pressure equally applied) which has been saturated once in a
container with 2 ounces of one of the test fluids listed in
S14.6.10.1.1. The lamp is wiped within 5 seconds after removal of the
cloth from the test fluid.
S14.6.10.1.3 Test duration. After the headlamp has been wiped with
the test fluid, it is stored in its designed operating attitude for 48
hours at a temperature of 73[deg] 7 [deg]F
(23[deg] 4 [deg]C) and a relative humidity of 30%
10%. At the end of the 48-hour period, the
headlamp is wiped clean with a soft dry cotton cloth and visually
inspected.
S14.6.10.2 Performance requirements. After completion of the
chemical resistance test, the sample headlamp must have no surface
deterioration, coating delamination, fractures, deterioration of bonding
or sealing materials, color bleeding or color pickup visible without
magnification and the headlamp must meet the requirements of the
applicable photometry tests of Table XIX and Table XVIII. A \1/4\[deg]
re-aim is permitted in any direction at any test point.
S14.6.11 Corrosion resistance test of reflectors of replaceable lens
headlamps test.
S14.6.11.1 Procedure.
S14.6.11.1.1 A sample headlamp with the lens removed, unfixtured and
in its designed operating attitude with all drain holes, breathing
devices or other designed openings in their normal operating positions,
must be subjected to a salt spray (fog) test in accordance with ASTM
B117-73, Method of Salt Spray (Fog) Testing (incorporated by reference,
see 571.108 S5.2 of this title), for 24 hours, while mounted in the
middle of the chamber.
S14.6.11.1.2 Afterwards, the headlamp must be stored in its designed
operating attitude for 48 hours at a temperature of 73[deg] 7 [deg]F (23[deg] 4 [deg]C) and a
relative humidity of 30% 10%
[[Page 424]]
and allowed to dry by natural convection only. At the end of the 48-hour
period, the reflector must be cleaned according to the instructions
supplied with the headlamp manufacturer's replacement lens, and
inspected. The lens and seal must then be attached according to these
instructions and the headlamp tested for photometric performance.
S14.6.11.2 Performance requirements. After the completion of the
corrosion test, the sample headlamp must show no evidence of corrosion
or rust visible without magnification on any part of the headlamp
reflector that receives light from a headlamp light source, on any metal
light or heat shield assembly, or on a metal reflector of any other
lamp. The sample headlamp with the replacement lens installed must meet
the requirements of the applicable photometry tests of Table XIX and
Table XVIII. A \1/4\[deg] re-aim is permitted in any direction at any
test point.
S14.6.12 Inward force test.
S14.6.12.1 Procedure. A sample headlamp mechanism, including the
aiming adjusters, must be subjected to an inward force of 222 N directed
normal to the headlamp aiming plane and symmetrically about the center
of the headlamp lens face.
S14.6.12.2 Performance requirements. After the completion of the
inward force test, a sample headlamp must not permanently recede by more
than 2.5 mm. The aim of the headlamp must not permanently deviate by
more than 3.2 mm at a distance of 7.6 m. The aim of any headlamp that is
capable of being mechanically aimed by externally applied aiming devices
must not change by more than 0.30[deg].
S14.6.13 Torque deflection test.
S14.6.13.1 Procedure.
S14.6.13.1.1 The sample headlamp assembly is mounted in designed
vehicle position and set at nominal aim (H = 0, V = 0).
S14.6.13.1.2 A sealed beam headlamp, except Type G and Type H, is
removed from its mounting and replaced by the applicable deflectometer.
(Type C and Type D-Figure 18, Type A and Type E-Figure 16, Type B-Figure
17, and Type F-Figure 14).
S14.6.13.1.3 Sealed beam headlamps Type G and Type H have the
adapter of Figure 15 and the deflectometer of Figure 14 attached to the
headlamp.
S14.6.13.1.4 A torque of 2.25 Nm must be applied to the headlamp
assembly through the deflectometer and a reading on the thumbwheel is
taken. The torque must be removed and a second reading on the thumbwheel
is taken.
S14.6.13.1.5 Headlamps other than sealed beam headlamps must have
the downward force used to create the torque applied parallel to the
aiming reference plane, through the aiming pads, and displaced forward
using a lever arm such that the force is applied on an axis that is
perpendicular to the aiming reference plane and originates at the center
of the aiming pad pattern (see Figure 3).
S14.6.13.1.6 For headlamps using the aiming pad locations of Group
I, the distance between the point of application of force and the aiming
reference plane is not less than 168.3 mm plus the distance from the
aiming reference plane to the secondary plane, if used.
S14.6.13.1.7 For headlamps using the aiming pad locations of Group
II, the distance between the point of application of force and the
aiming reference plane is not less than 167.9 mm plus the distance to
the secondary plane, if used.
S14.6.13.1.8 For headlamps using the nonadjustable Headlamp Aiming
Device Locating Plates for the 146 mm diameter, the 176 mm diameter, and
the 92x150 mm sealed beam, the distance between the point of application
of force and the aiming plane is not, respectively, less than 177.4 mm,
176.2 mm, and 193.7 mm.
S14.6.13.2 Performance requirements. The aim of each sample headlamp
must not deviate more than 0.30[deg] when the downward torque is
removed.
S14.6.14 Retaining ring test.
S14.6.14.1 Procedure. A sample headlamp with the minimum flange
thickness of: Type A-31.5 mm, Type B-10.1 mm, Type C-11.8 mm, Type D-
11.8 mm, Type E-31.5 mm, and Type F-8.6 mm, is secured between the
appropriate mounting ring and retaining ring (mounting ring and aiming
ring for Type F).
S14.6.14.2 Performance requirements. The sample headlamp when
secured per
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the procedure must be held tight enough that it will not rattle.
S14.6.15 Headlamp connector test.
S14.6.15.1 Procedure. A sample headlamp connected into the test
circuit of Figure 4 has the power supply adjusted until 10 amperes DC
are flowing through the circuit. The test is repeated for each filament
circuit of the headlamp.
S14.6.15.2 Performance requirements. The voltage drop, as measured
in the test circuit of Figure 4, must not exceed 40 mv DC in any
applicable filament circuit of the sample headlamp.
S14.6.16 Headlamp wattage test.
S14.6.16.1 Procedure. A sample headlamp that has been seasoned is
energized so as to have 12.8v 20 mv DC applied
across each filament circuit and the current flowing in each circuit is
measured.
S14.6.16.2 Performance requirements. The wattage of each filament
circuit of the sample headlamp must not exceed the applicable value for
that type of headlamp as shown in Table II.
S14.6.17 Aiming adjustment test-laboratory.
S14.6.17.1 Procedure. A sample headlamp is mounted in design
position at nominal (H = 0, V = 0) aim with an accurate measuring device
such as a spot projector or other equally accurate means attached. The
headlamp is adjusted to the extremes of travel in each horizontal and
vertical direction.
S14.6.17.2 Performance requirements. Visually aimed lower beam
headlamps without a VHAD are required not to have a horizontal
adjustment mechanism and horizontal aim range requirements do not apply.
S14.6.17.2.1 A sample sealed beam headlamp, other than a Type F,
tested per the procedure must provide a minimum of 4.0[deg] adjustment range in both the vertical and
horizontal planes and if equipped with independent vertical and
horizontal aiming screws, the adjustment must be such that neither the
vertical nor horizontal aim must deviate more than 100 mm from
horizontal or vertical planes, respectively, at a distance of 7.6 m
through an angle of 4.0[deg].
S14.6.17.2.2 A sample Type F sealed beam, integral beam, replaceable
bulb, or combination headlamp tested per the procedure must provide a
minimum of 4.0[deg] adjustment range in the
vertical plane and 2.5[deg] in the horizontal
plane and if equipped with independent vertical and horizontal aiming
screws, the adjustment must be such that neither the vertical nor
horizontal aim must deviate more than 100 mm from horizontal or vertical
planes, respectively, at a distance of 7.6 m through an angle of 2.5[deg] and 4.0[deg],
respectively.
S14.6.17.2.3 A sample headlamp that is aimed by moving the reflector
relative to the lens and headlamp housing, and vice versa must provide a
minimum adjustment range in the vertical plane not less than the full
range of the pitch on the vehicle on which it is installed and 2.5[deg] in the horizontal plane.
S14.6.18 Aiming adjustment test-on vehicle.
S14.6.18.1 Procedure.
S14.6.18.1.1 A sample headlamp is mounted on the vehicle at nominal
(H = 0, V = 0) aim with an accurate measuring device such as a spot
projector or other equally accurate means attached.
S14.6.18.1.2 The installed range of static pitch angle is, at a
minimum, determined from unloaded vehicle weight to gross vehicle weight
rating, and incorporates pitch angle effects from maximum trailer or
trunk loadings, the full range of tire intermix sizes and suspensions
recommended and/or installed by the vehicle manufacturer, and the
anticipated effects of variable passenger loading.
S14.6.18.1.3 The headlamp is adjusted to the extremes of travel in
each horizontal and vertical direction.
S14.6.18.2 Performance requirements.
S14.6.18.2.1 A sample headlamp tested per the procedure must provide
a minimum vertical adjustment range not less than the full range of
pitch of the vehicle on which it is installed.
S14.6.18.2.2 The vertical aim mechanism must be continuously
variable over the full range.
S14.6.18.2.3 The adjustment of one aim axis through its full on-
vehicle range must not cause the aim of the other axis to deviate more
than 0.76[deg]. If this performance is not
achievable, the requirements of S10.18.3.1 apply, except that if the
aiming mechanism is
[[Page 426]]
not a VHAD, the requirements specific to VHADs are not applicable, and
the instruction must be specific to the aiming mechanism installed.
S14.7 Replaceable light source physical test procedures and
performance requirements.
S14.7.1 Deflection test for replaceable light sources.
S14.7.1.1 Procedure.
S14.7.1.1.1 With the sample light source rigidly mounted in a
fixture in a manner indicated in Figure 8, a force 4.0 0.1 pounds (17.8 0.4N) is applied
at a distance ``A'' from the reference plane perpendicular to the
longitudinal axis of the glass capsule and parallel to the smallest
dimension of the pressed glass capsule seal.
S14.7.1.1.2 The force is applied (using a rod with a hard rubber tip
with a minimum spherical radius of .039 in [1 mm]) radially to the
surface of the glass capsule in four locations in a plane parallel to
the reference plane and spaced at a distance ``A'' from that plane.
These force applications are spaced 90[deg] apart starting at the point
perpendicular to the smallest dimension of the pressed seal of the glass
capsule.
S14.7.1.1.3. The bulb deflection is measured at the glass capsule
surface at 180[deg] opposite to the force application. Distance ``A''
for a replaceable light source other than an HB Type is the dimension
provided in accordance with appendix A of part 564 of this chapter,
section I.A.1 if the light source has a lower beam filament, or as
specified in section I.B.1 if the light source has only an upper beam
filament.
S14.7.1.2 Performance requirements. After completion of the
deflection test, a sample light source must have no permanent deflection
of the glass envelope exceeding 0.13 mm in the direction of applied
force.
S14.7.2 Pressure test for replaceable light sources.
S14.7.2.1 Procedure.
S14.7.2.1.1 The capsule, lead wires and/or terminals, and seal on
each sample Type HB1, Type HB3, Type HB4, and Type HB5 light source, and
on any other replaceable light source which uses a seal, is installed in
a pressure chamber as shown in Figure 10 so as to provide an airtight
seal. The diameter of the aperture in Figure 10 on a replaceable light
source (other than an HB Type) must be that dimension furnished for such
light source in compliance with appendix A or appendix B of part 564 of
this chapter.
S14.7.2.1.2 The light source is immersed in water for one minute
while inserted in a cylindrical aperture specified for the light source,
and subjected to an air pressure of 70 KPa (10 psig) on the glass
capsule side.
S14.7.2.2 Performance requirements. After completion of the pressure
test, the sample light source with an airtight seal on the low pressure
(connector side) must show no evidence of air bubbles on that side.
S14.7.3 Replaceable light source power and flux measurement
procedure. The measurement of maximum power and luminous flux that is
submitted in compliance with section VII of appendix A of part 564 of
this chapter, or section IV of appendix B of part 564 of this chapter,
is made in accordance with this paragraph.
S14.7.3.1 Seasoning. The filament or discharge arc is seasoned
before measurement of either maximum power and luminous flux.
S14.7.3.1.1 Resistive filament source. Seasoning of a light source
with a resistive element type filament is made in accordance with this
S14.2.5.4 of this standard.
S14.7.3.1.2 Discharge source. For a light source using excited gas
mixtures as a filament or discharge arc, seasoning of the light source
system, including any ballast required for its operation, is made in
accordance with section 4.0 of SAE Recommended Practice J2009 (1993)
(incorporated by reference, see Sec. 571.5).
S14.7.3.2 Test voltage. Measurements are made with a direct current
test voltage of 12.8 v regulated within one quarter of one percent.
S14.7.3.3 Luminous flux measurement. The measurement of luminous
flux is made in accordance with IES LM 45 (incorporated by reference,
see Sec. 571.5).
S14.7.3.3.1 Resistive filament light source setup. Luminous flux
measurements are made with the black cap installed on Type HB1, Type
HB2, Type HB4, and Type HB5, and on any other
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replaceable light source so designed; and is with the electrical
conductor and light source base shrouded with an opaque white cover,
except for the portion normally located within the interior of the lamp
housing. The measurement of luminous flux for the Types HB3 and HB4 is
made with the base covered with a white cover as shown in the drawings
for Types HB3 and HB4 filed in Docket No. NHTSA 98-3397. The white
covers are used to eliminate the likelihood of incorrect lumen
measurement that will occur should the reflectance of the light source
base and electrical connector be low.
S14.7.3.3.2 Discharge light source setup. With the test voltage
applied to the ballast input terminals, the measurement of luminous flux
is made with the black cap installed, if so designed, and is made with
an opaque white colored cover, except for the portion normally located
within the interior of the lamp housing.
S14.8 Vehicle headlamp aiming devices (VHAD) physical test
procedures and performance requirements.
S14.8.1 Samples. The same VHAD and associated headlamp(s) or
headlamp assembly must be rigidly mounted in a headlamp test fixture
with the aiming plane horizontal and vertical and with the scale on the
device set at 0.
S14.8.2 Scale graduation test.
S14.8.2.1 Procedure. Check each graduation on the horizontal and
vertical aim scales.
S14.8.2.2 Performance requirements. Scale graduation from correct
aim must not exceed 0.2[deg] horizontally and
0.1[deg] vertically.
S14.8.3 Cold scale graduation test.
S14.8.3.1 Procedure. The VHAD and an unlighted headlamp assembly
must then be stabilized at -7[deg] 3 [deg]C in a
circulating air environmental test chamber for a 30 minute temperature
soak.
S14.8.3.2 Performance requirements. After completion of a 30 minute
temperature soak the variation from correct aim shown by the sample VHAD
must not exceed 0.2[deg] horizontally and 0.1[deg] vertically.
S14.8.4 Hot scale graduation test.
S14.8.4.1 Procedure. The VHAD and the headlamp assembly with its
highest wattage filament, or combination of filaments intended to be
used simultaneously, energized at its design voltage, is then stabilized
at 38[deg] 3 [deg]C in a circulating air
environmental test chamber for a 30 minute temperature soak.
S14.8.4.2 Performance requirements. After completion of a 30 minute
temperature soak the variation from correct aim shown by the sample VHAD
must not exceed 0.2[deg] horizontally and 0.1[deg] vertically.
S14.8.5 Thermal cycle test.
S14.8.5.1 Procedure. The VHAD and an unlighted headlamp assembly are
then placed in a circulating air environmental test chamber and exposed
to a temperature of 60[deg] 3 [deg]C for 24 hours,
followed by a temperature of -40[deg] 3 [deg]C for
24 hours, and are then permitted to return to room temperature.
S14.8.5.2 Performance requirements. After completion of the thermal
cycle test the variation from correct aim shown by the sample VHAD must
not exceed 0.2[deg] horizontally and 0.1[deg] vertically and the VHAD and headlamp assembly
must show no damage which would impair its ability to perform as
specified in this standard.
S14.8.6 Corrosion test.
S14.8.6.1 Procedure. The VHAD and headlamp assembly are then tested
according to the headlamp corrosion test of S14.6.3.
S14.8.6.2 Performance requirements. After completion of the
corrosion test the sample VHAD and headlamp must not have any observed
corrosion that would result in the failure of any other applicable tests
contained in this section.
S14.8.7 Photometry test.
S14.8.7.1 Procedure. The VHAD and headlamp assembly are then tested
for photometric compliance according to the procedure of S14.2.5 and for
replacement units per S10.18.8.4.
S14.8.7.2 Performance requirements. The sample headlamp must comply
with the applicable photometric requirements of Table XIX and Table
XVIII and with replacement units installed per S10.18.8.4.
S14.9 Associated equipment physical test procedures and performance
requirements.
S14.9.1 Turn signal operating unit durability test.
[[Page 428]]
S14.9.1.1 Power supply specifications. During the test, the unit is
operated at 6.4 volts for 6 volt systems or 12.8 volts for 12 volt
systems from a power supply meeting the following requirements:
(a) An output current that is at least 10 times the load current;
(b) Voltage regulation that allows a voltage change of less than 5%;
(c) Ripple voltage of not more than 5%;
(d) A response time of not more than 25 milliseconds rise time from
0 to rated current at rated voltage in a pure resistance circuit; and
(e) An output impedance of not more than 0.005 ohms dc.
S14.9.1.2 Procedure.
S14.9.1.2.1 The sample unit is operated with the maximum bulb load
it will experience on the vehicle on which it will be installed. Bulbs
that fail during the test are replaced. The turn signal flasher is not
to be included in the test circuit. When the unit includes a self-
canceling means, the test equipment is arranged so that the unit will be
turned ``off'' in its normal operating manner.
S14.9.1.2.2 The test is conducted at a rate not to exceed 15
complete cycles per minute. One complete cycle consists of the following
sequence: Off, left turn, off, right turn, and return to off.
S14.9.1.2.3 The voltage drop from the input terminal of the device
to each lamp output terminal, including 3 in of 16 or 18 gage wire, is
measured at the start of the test, at intervals of not more than 25,000
cycles during the test, and at the completion of the test.
S14.9.1.3 Performance requirements.
S14.9.1.3.1 A turn signal operating unit is considered to have met
the requirements of the durability test if it remains operational after
completing at least 100,000 cycles, and the voltage drop between the
input contact and any output contact, including required length of wire,
does not exceed 0.25 volts.
S14.9.1.3.2 A turn signal operating unit is considered to have met
the requirements of the durability test if it remains operational after
completing at least 175,000 cycles for a unit installed on a
multipurpose passenger vehicle, truck, or bus 2032 mm or more in overall
width, and the voltage drop between the input contact and any output
contact, including required length of wire, does not exceed 0.25 volts.
S14.9.1.3.3 If stop signals also operate through the turn signal
operating unit, the voltage drop of any additional switch contacts must
meet the same requirements as the turn signal contacts.
S14.9.2 Vehicular hazard warning signal operating unit durability
test.
S14.9.2.1 Procedure.
S14.9.2.1.1 The sample unit is operated at its rated voltage with
the maximum bulb load it will experience on the vehicle on which it will
be installed. Bulbs that fail during the test are replaced. The hazard
warning signal flasher is not to be included in the test circuit.
S14.9.2.1.2 The unit is turned ``on'' and ``off'' in its normal
operating manner at a rate not to exceed 15 complete cycles per minute.
One complete cycle consists of the sequence: Off, on, and return to off.
The test consists of 10,000 cycles at an ambient temperature of 75[deg]
10 [deg]F followed by 1 hour constant ``on'' at
the same temperature.
S14.9.2.1.3 The voltage drop from the input terminal of the device
to each lamp output terminal, including 3 in of 16 or 18 gage wire, is
measured at the start of the test and at the completion of the test.
S14.9.2.2 Performance requirements. A hazard warning signal
operating unit is considered to have met the requirements of the
durability test if it remains operational after completing 10,000 cycles
and the 1 hour constant ``on'' and the voltage drop between the input
contact and any output contact, including required length of wire, does
not exceed 0.3 volts for either 6.4 or 12.8 line voltage both at the
start and completion of the test.
S14.9.3 Turn signal flasher and vehicular hazard warning signal
flasher tests.
S14.9.3.1 Standard test circuit. All turn signal flasher and
vehicular hazard warning signal flasher tests use the standard test
circuit of Figure 22.
S14.9.3.1.1 Test circuit setup.
S14.9.3.1.1.1 The effective series resistance in the total circuit
between the power supply and the bulb sockets (excluding the flasher and
bulb load(s) using shorting bars) is 0.10 0.01
ohm.
[[Page 429]]
S14.9.3.1.1.2 The circuit resistance at A-B of Figure 22 is measured
with flasher and bulb load(s) each shorted out with an effective shunt
resistance not to exceed 0.005 ohms.
S14.9.3.1.1.3 The voltage to the bulbs at C-D of Figure 22 is
adjusted to 12.8 volts (or 6.4 volts) with the flasher shorted out by an
effective shunt resistance not to exceed 0.005 ohms. The load current is
adjusted by simultaneously adjusting trimmer resistors, R.
S14.9.3.1.1.4 For testing fixed-load flashers at other required
voltages, adjust the power supply to provide required voltages, at the
required temperatures, at C-D of Figure 22, without readjustment of
trimming resistors, R.
S14.9.3.1.1.5 For variable-load flashers, the circuit is first
adjusted for 12.8 volts (or 6.4 volts) at C-D of Figure 22, with the
minimum required load, and the power supply is adjusted to provide other
required test voltages, at required temperatures, at C-D of Figure 22,
without readjustment of trimming resistors, R (each such required
voltage being set with the minimum required load in place). The required
voltage tests with the maximum load are conducted without readjusting
each corresponding power supply voltage, previously set with minimum
bulb load.
S14.9.3.1.1.6 A suitable high impedance measuring device connected
to points X-Y in Figure 22 is used for measuring flash rate, percent
current ``on'' time, and voltage drop across the flasher. The
measurement of these quantities does not affect the circuit.
S14.9.3.2 Power supply specifications.
S14.9.3.2.1 Starting time, voltage drop, and flash rate and percent
current ``on'' time tests. The power supply used in the standard test
circuit for conducting the starting time, the voltage drop, and the
flash rate and percent current ``on'' time tests must comply with the
following specifications:
(a) Must not generate any adverse transients not present in motor
vehicles;
(b) Be capable of supplying 11-16 vdc for 12 volt flashers and 5-9
vdc for 6 volt flashers to the input terminals of the standard test
circuit;
(c) Be capable of supplying required design current(s) continuously
and inrush currents as required by the design bulb load complement;
(d) Be capable of supplying an output voltage that does not deviate
more than 2% with changes in the static load from 0 to maximum (not
including inrush current) nor for static input line voltage variations;
(e) Be capable of supplying an output voltage that does not deviate
more than 1.0 vdc from 0 to maximum load (including inrush current) and
must recover 63% of its maximum excursion within 100 [micro]sec; and
(f) Have a ripple voltage of 75mv, peak to peak.
S14.9.3.2.2 Durability tests. The power supply used in the standard
test circuit for conducting durability tests must comply with the
following specifications:
(a) Must not generate any adverse transients not present in motor
vehicles;
(b) Be capable of supplying 13 vdc and 14 vdc for 12 volt flashers
and 6.5 vdc and 7 vdc for 6 volt flashers to the input terminals of the
standard test circuit;
(c) Be capable of supplying a continuous output current of the
design load for one flasher times the number of flashers and inrush
currents as required by the design bulb load complement;
(d) Be capable of supplying an output voltage that does not deviate
more than 2% with changes in the static load from 0 to maximum (not
including inrush current) and means must be provided to compensate for
static input line voltage variations;
(e) Be capable of supplying an output voltage that does not deviate
more than 1.0 vdc from 0 to maximum load (including inrush current) and
must recover 63% of its maximum excursion within 5 [micro]sec; and
(f) Have a ripple voltage of 300 mv, peak to peak.
S14.9.3.3 Turn signal flasher starting time test.
S14.9.3.3.1 Samples. Twenty sample flashers chosen from random from
fifty representative samples are subjected to a starting time test using
the standard test circuit.
S14.9.3.3.2 Procedure.
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S14.9.3.3.2.1 The test is conducted in an ambient temperature of 75
10 [deg]F with the design load (variable load
flashers are tested with their minimum and their maximum design load)
connected and the power source for the test circuit adjusted to apply
design voltage at the bulbs.
S14.9.3.3.2.2 The time measurement starts when the voltage is
initially applied. Compliance is based on an average of three starts for
each sample separated by a cooling interval of 5 minutes.
S14.9.3.3.3 Performance requirements. The requirements of the
starting time test are considered to have been met if 17 of 20 samples
comply with the following:
(a) A flasher having normally closed contacts must open (turn off)
within 1.0 second for a device designed to operate two signal lamps, or
within 1.25 seconds for a device designed to operate more than two
lamps, or
(b) A flasher having normally open contacts must complete the first
cycle (close the contacts and then open the contacts) within 1.5
seconds.
S14.9.3.4 Turn signal flasher voltage drop test.
S14.9.3.4.1 Samples. The same twenty sample flashers used in the
starting time test are subjected to a voltage drop test using the
standard test circuit.
S14.9.3.4.2 Procedure.
S14.9.3.4.2.1 The test is conducted in an ambient temperature of 75
10 [deg]F with the design load (variable load
flashers are tested with their maximum design load) connected and the
power source for the standard test circuit adjusted to apply 12.8 volts
or 6.4 volts at the bulbs according to the flasher rating.
S14.9.3.4.2.2 The voltage drop is measured between the input and
load terminals of the flasher during the ``on'' period after the
flashers have completed at least five consecutive cycles.
S14.9.3.4.3 Performance requirements. The requirements of the
voltage drop test are considered to have been met if 17 of 20 samples
comply with the lowest voltage drop across any flasher not exceeding
0.80 volt.
S14.9.3.5 Turn signal flasher flash rate and percent current ``on''
time test.
S14.9.3.5.1 Samples. The same twenty sample flashers used in the
voltage drop test are subjected to a flash rate and percent of current
``on'' time test.
S14.9.3.5.2 Procedure.
S14.9.3.5.2.1 The test is conducted using the standard test circuit
with the design load (variable load flashers are tested with their
minimum and their maximum design load) connected and design voltage
applied to the bulbs.
S14.9.3.5.2.2 Compliance is determined using the following
combinations of ambient temperature and bulb voltage:
(a) 12.8 volts (or 6.4 volts) and 75[deg] 10
[deg]F,
(b) 12.0 volts (or 6.0 volts) and 0[deg] 5
[deg]F,
(c) 15.0 volts (or 7.5 volts) and 0[deg] 5
[deg]F,
(d) 11.0 volts (or 5.5 volts) and 125[deg] 5
[deg]F, and
(e) 14.0 volts (or 7.0 volts) and 125[deg] 5
[deg]F.
S14.9.3.5.2.3 Flash rate and percent current ``on'' time are
measured after the flashers have completed five consecutive cycles and
are determined by an average of at least three consecutive cycles.
S14.9.3.5.3 Performance requirements. The requirements of the flash
rate and percent current ``on'' time test are considered to have been
met if 17 of 20 samples comply with the following:
(a) The performance of a normally closed type flasher must be within
the unshaded portion of the polygon shown in Figure 2, or
(b) The performance of a normally open type flasher must be within
the entire rectangle including the shaded areas shown in Figure 2.
S14.9.3.6 Turn signal flasher durability test.
S14.9.3.6.1 Samples. Twenty sample flashers chosen from random from
the thirty samples not used in the previous tests are subjected to a
durability test.
S14.9.3.6.2 Procedure.
S14.9.3.6.2.1 Conformance of the samples to the starting time,
voltage drop, and flash rate and percent of current ``on'' time tests
(limited to the 12.8 volts or 6.4 volts and 75[deg] 10 [deg]F test condition only) is established.
[[Page 431]]
S14.9.3.6.2.2 The test is conducted on each sample with the design
load (variable load flashers are tested with their maximum design load)
connected and 14 volts or 7.0 volts, according to the flasher rating,
applied to the input terminals of the standard test circuit.
S14.9.3.6.2.3 The test cycle consists of 15 seconds on followed by
15 seconds off for a total time of 200 hours in an ambient temperature
of 75[deg] 10 [deg]F.
S14.9.3.6.3 Performance requirements. The requirements of the
durability test are considered to have been met if, after completion, 17
of 20 samples comply with the performance requirements of the starting
time, voltage drop, and flash rate and percent of current ``on'' time
tests (limited to the 12.8 volts or 6.4 volts and 75[deg] 10 [deg]F test condition only) when tested in the
standard test circuit with design load and 12.8 volts (or 6.4 volts)
applied to the bulbs.
S14.9.3.7 Vehicular hazard warning signal flasher starting time
test.
S14.9.3.7.1 Samples. Twenty sample flashers chosen from random from
fifty representative samples are subjected to a starting time test using
the standard test circuit.
S14.9.3.7.2 Procedure.
S14.9.3.7.2.1 The test is conducted test in an ambient temperature
of 75[deg] 10 [deg]F with the minimum and maximum
load connected and the power source for the test circuit adjusted to
apply design voltage at the bulbs.
S14.9.3.7.2.2 The time measurement starts when the voltage is
initially applied.
S14.9.3.7.3 Performance requirements. The requirements of the
starting time test are considered to have been met if 17 of 20 samples
comply with the following:
(a) A flasher having normally closed contacts must open (turn off)
within 1.5 seconds after the voltage is applied, or
(b) A flasher having normally open contacts must complete the first
cycle (close the contacts and then open the contacts) within 1.5 seconds
after the voltage is applied.
S14.9.3.8 Vehicular hazard warning signal flasher voltage drop test.
S14.9.3.8.1 Samples. The same twenty sample flashers used in the
starting time test are subjected to a voltage drop test using the
standard test circuit.
S14.9.3.8.2 Procedure.
S14.9.3.8.2.1 The test is conducted in an ambient temperature of
75[deg] 10 [deg]F with the maximum design load
connected and the power source for the test circuit adjusted to apply
design voltage at the bulbs.
S14.9.3.8.2.2 The voltage drop is measured between the input and
load terminals of the flasher during the ``on'' period after the
flashers have completed at least five consecutive cycles.
S14.9.3.8.3 Performance requirements. The requirements of the
voltage drop test are considered to have been met if 17 of 20 samples
comply with the lowest voltage drop across any flasher must not exceed
0.8 volt.
S14.9.3.9 Vehicular hazard warning signal flasher flash rate and
percent ``on'' time test.
S14.9.3.9.1 Samples. The same twenty sample flashers used in the
voltage drop test are subjected to a flash rate and percent of current
``on'' time test.
S14.9.3.9.2 Procedure.
S14.9.3.9.2.1 The test is conducted using the standard test circuit
by and applying loads of from two signal lamps to the maximum design
loading including pilot indicator.
S14.9.3.9.2.2 Compliance is determined using the following
combinations of ambient temperature and bulb voltage:
(a) 12.8 volts (or 6.4 volts) and 75[deg] 10
[deg]F,
(b) 11.0 volts (or 5.5 volts) and 125[deg] 5
[deg]F,
(c) 11.0 volts (or 5.5 volts) and 0[deg] 5
[deg]F,
(d) 13.0 volts (or 6.5 volts) and 125[deg] 5
[deg]F, and
(e) 13.0 volts (or 6.5 volts) and 0[deg] 5
[deg]F.
S14.9.3.9.2.3 Flash rate and percent current ``on'' time are
measured after the flashers have completed five consecutive cycles and
are determined by an average of at least three consecutive cycles.
S14.9.3.9.3 Performance requirements. The requirements of the flash
rate and percent current ``on'' time test are considered to have been
met if 17 of 20 samples comply with the following:
(a) The performance of a normally closed type flasher must be within
the
[[Page 432]]
unshaded portion of the polygon shown in Figure 2, or
(b) The performance of a normally open type flasher must be within
the entire rectangle including the shaded areas shown in Figure 2.
S14.9.3.10 Vehicular hazard warning signal flasher durability test.
S14.9.3.10.1 Samples. Twenty sample flashers chosen from random from
the thirty samples not used in the previous tests are subjected to a
durability test.
S14.9.3.10.2 Procedure.
S14.9.3.10.2.1 Conformance of the samples to the starting time,
voltage drop, and flash rate and percent of current ``on'' time tests
(limited to the 12.8 volts or 6.4 volts and 75[deg] 10 [deg]F test condition only) is established.
S14.9.3.10.2.2 The test is conducted on each sample with the maximum
design load connected and 13.0 volts (or 6.5 volts) applied to the input
terminals of the standard test circuit.
S14.9.3.10.2.3 The flasher is subjected to continuous flashing for a
total time of 36 hours in an ambient temperature of 75[deg] 10 [deg]F.
S14.9.3.10.3 Performance requirements. The requirements of the
durability test are considered to have been met if, after completion, 17
of 20 samples comply with the performance requirements of the starting
time, voltage drop, and flash rate and percent of current ``on'' time
tests (limited to the 12.8 volts or 6.4 volts and 75[deg] 10 [deg]F test condition only) when tested in the
standard test circuit with the power source adjusted to provide design
voltage to the bulbs and with a minimum load of two signal lamp bulbs
and the maximum design load, including pilot lamps, as specified by the
manufacturer at an ambient temperature of 75[deg] 10 [deg]F.
S14.9.3.11 Semiautomatic headlamp beam switching device tests.
S14.9.3.11.1 Test conditions. All tests are conducted with 13 volts
input to the device unless otherwise specified.
S14.9.3.11.2 Sensitivity test.
S14.9.3.11.2.1 Samples. The sample device is mounted in and operated
in the laboratory in the same environment as that encountered on the
vehicle, that is tinted glass, grille work, etc.
S14.9.3.11.2.2 Procedure.
S14.9.3.11.2.2.1 The sample device is adjusted for sensitivity in
accordance with the manufacturer's instructions. It is exposed to a
light source capable of providing a variable intensity of at least 1.5
cd to 150 cd at 100 feet from the sample device.
S14.9.3.11.2.2.2 The device is switched to the lower beam mode in
accordance with the ``dim'' limits specified and switched back to the
upper beam mode in accordance with the ``hold'' limits specified for the
specified test positions.
S14.9.3.11.2.2.3 To provide more complete information on sensitivity
throughout the required vertical and horizontal angles, a set of
constant footcandle curves are made at ``dim'' sensitivities of 17, 25,
and 100 cd at 100 ft.
S14.9.3.11.2.3 Performance requirements.
S14.9.3.11.2.3.1 Operating limits.
----------------------------------------------------------------------------------------------------------------
Test position (degrees) Dim (cd at 100 ft) Hold (cd at 100 ft)
----------------------------------------------------------------------------------------------------------------
H V...................................... Adjust to 15............... 1.5 min to 3.75 max.
H 2L..................................... 25 max..................... 1.5 min.
H 4L..................................... 40 max..................... 1.5 min.
H 6L..................................... 75 max..................... 1.5 min.
H 2R..................................... 25 max..................... 1.5 min.
H 5R..................................... 150 max to 40 min.......... 1.5 min.
1D V..................................... 30 max..................... 1.5 min.
1U V..................................... 30 max..................... 1.5 min.
----------------------------------------------------------------------------------------------------------------
S14.9.3.11.2.3.2 There must be no sensitivity voids shown in the
constant footcandle curves within the area limited by the test
positions.
S14.9.3.11.3 Voltage regulation test.
S14.9.3.11.3.1 Procedure.
S14.9.3.11.3.1.1 The sensitivity of the sample device is adjusted so
that it complies with the sensitivity test.
S14.9.3.11.3.1.2 The ``dim'' sensitivity is measured at the H-V test
position at 11 volts input to the device and at 15 volts input to the
device.
[[Page 433]]
S14.9.3.11.3.2 Performance requirements. The device must switch to
the lower beam mode at between 8 (cd at 100 ft) and 25 (cd at 100 ft)
with the input voltage at 11 volts and at 15 volts.
S14.9.3.11.4 Manual override test.
S14.9.3.11.4.1 Procedure.
S14.9.3.11.4.1.1 The sensitivity of the sample device is adjusted so
that it complies with the sensitivity test.
S14.9.3.11.4.1.2 The device is exposed to a test light that causes
it to switch to the lower beam mode.
S14.9.3.11.4.1.3 The manufacturer's instructions are followed to
cause the device to override the test light and switch to upper beam.
S14.9.3.11.4.1.4 In a similar manner, the test light is extinguished
to cause the device to switch to the upper beam mode.
S14.9.3.11.4.1.5 Again the manufacturer's instructions are followed
to cause the device to switch to lower beam.
S14.9.3.11.4.2 Performance requirements. The device, when operated
in accordance with the manufacturer's instructions, must switch to the
opposite beam with the test light energized and with the test light
extinguished.
S14.9.3.11.5 Warmup test.
S14.9.3.11.5.1 Procedure.
S14.9.3.11.5.1.1 The sensitivity of the sample device is adjusted so
that it complies with the sensitivity test and the test lamp
extinguished.
S14.9.3.11.5.1.2 The test lamp will then be energized at a level of
25 (cd at 100 ft) at the H-V position of the device and the time for the
device to switch to lower beam is measured.
S14.9.3.11.5.2 Performance requirements. If the warmup time of the
device exceeds 10 seconds it shall maintain the headlamps on lower beam
during warmup.
S14.9.3.11.6 Temperature test.
S14.9.3.11.6.1 Procedure.
S14.9.3.11.6.1.1 The sample device is exposed for 1 hour in a
temperature corresponding to that at the device mounting location.
S14.9.3.11.6.1.2 For a device mounted in the passenger compartment
or the engine compartment, the temperature is 210 [deg]F, mounted
elsewhere, the temperature is 150 [deg]F.
S14.9.3.11.6.1.3 After this exposure the H-V ``dim'' sensitivity of
the sample device is measured over the temperature range of -30 [deg]F
to + 100 [deg]F.
S14.9.3.11.6.2 Performance requirements. The device must switch to
the lower beam mode between 8 (cd at 100 ft) and 25 (cd at 100 ft) over
the temperature range of -30 [deg]F to + 100 [deg]F.
S14.9.3.11.7 Dust test.
S14.9.3.11.7.1 Procedure.
S14.9.3.11.7.1.1 The sensitivity of the sample device is adjusted so
that it complies with the sensitivity test.
S14.9.3.11.7.1.2 The device is then subjected to the dust test of
S14.5.3.
S14.9.3.11.7.1.3 At the conclusion of the dust exposure the lens of
the device must be wiped clean and the H-V ``dim'' sensitivity of the
sample device is measured.
S14.9.3.11.7.2 Performance requirements. The device must switch to
the lower beam mode between 8 (cd at 100 ft) and 25 (cd at 100 ft).
S14.9.3.11.8 Corrosion test.
S14.9.3.11.8.1 Procedure.
S14.9.3.11.8.1.1 The sensitivity of the sample device is adjusted so
that it complies with the sensitivity test.
S14.9.3.11.8.1.2 All system components located outside the passenger
compartment must be subjected to the corrosion test of S14.5.4 with the
device not operating.
S14.9.3.11.8.1.3 Water is not permitted to accumulate on any
connector socket.
S14.9.3.11.8.1.4 At the conclusion of the test the H-V ``dim''
sensitivity of the sample device must be measured.
S14.9.3.11.8.2 Performance requirements. The sample device must
switch to the lower beam mode between 8 (cd at 100 ft) and 25 (cd at 100
ft).
S14.9.3.11.9 Vibration test.
S14.9.3.11.9.1 Procedure.
S14.9.3.11.9.1.1 The sensitivity of the sample device is adjusted so
that it complies with the sensitivity test and the mechanical aim of the
photounit determined.
S14.9.3.11.9.1.2 The sample device must be mounted in proper vehicle
position and subjected to vibration of 5g constant acceleration for \1/
2\ hour in
[[Page 434]]
each of three directions: vertical; horizontal and parallel to the
vehicle longitudinal axis; and horizontal and normal to the vehicle
longitudinal axis.
S14.9.3.11.9.1.3 The vibration frequency must be varied from 30 to
200 and back to 30 cycles per second over a period of approximately 1
minute.
S14.9.3.11.9.1.4 The device must be operating during the test.
S14.9.3.11.9.1.5 At the conclusion of the test the H-V ``dim''
sensitivity of the sample device and the mechanical aim of the photounit
must be measured.
S14.9.3.11.9.2 Performance requirements.
S14.9.3.11.9.2.1 The sample device must switch to the lower beam
mode between 8 (cd at 100 ft) and 25 (cd at 100 ft).
S14.9.3.11.9.2.2 The mechanical aim of the device photounit must not
have changed by more than 0.25[deg] from the initial value.
S14.9.3.11.10 Sunlight test.
S14.9.3.11.10.1 Procedure.
S14.9.3.11.10.1.1 The sample device must be exposed for 1 hour in
bright noonday sunlight (5000 fc minimum illumination with a clear sky)
with the photounit aimed as it would be in service and facing an
unobstructed portion of the horizon in the direction of the sun.
S14.9.3.11.10.1.2 The device must then be rested for 1 hour in
normal room light at room temperature and the H-V ``dim'' sensitivity of
the sample device is measured.
S14.9.3.11.10.2 Performance requirements. The sample device must
switch to the lower beam mode between 8 (cd at 100 ft) and 25 (cd at 100
ft).
S14.9.3.11.11 Durability test.
S14.9.3.11.11.1 Procedure.
S14.9.3.11.11.1.1 The sensitivity of the sample device is adjusted
so that it complies with the sensitivity test.
S14.9.3.11.11.1.2 The device photounit operated at a 13.0 input
voltage on a cycle of 90 minutes on and 30 minutes off must be activated
by a 60 cd light source at 100 ft, or equivalent, which is cycled on and
off 4 times per minute for a period of 200 hours.
S14.9.3.11.11.1.3 The device must then rest for 2 hours in a lighted
area of 50 to 150 fc after which the H-V ``dim'' sensitivity must be
measured.
S14.9.3.11.11.2 Performance requirements. The sample device must
switch to the lower beam mode between 8 (cd at 100 ft) and 25 (cd at 100
ft).
S14.9.3.11.12 Return to upper beam test.
S14.9.3.11.12.1 Procedure.
S14.9.3.11.12.1.1 The sensitivity of the sample device is adjusted
so that it complies with the sensitivity test.
S14.9.3.11.12.1.2 The lens of the photounit must be exposed to light
of 100 fc for 10 seconds.
S14.9.3.11.12.2 Performance requirements. The sample device must
switch to upper beam mode within 2 seconds after the 100 fc light is
extinguished.
S14.9.3.12 Test for compliance with adaptive driving beam photometry
requirements.
S14.9.3.12.1 Test scenarios.
S14.9.3.12.1.1 Any of the scenarios specified in Table XXII and
Figures 27, 28, 29, and 30 may be tested. Where a range of values is
specified, the vehicle shall be able to meet the requirements at all
values within the range.
S14.9.3.12.1.2 Any speed that conforms to the speeds specified for
that test scenario will be selected for the test vehicle. The vehicle
will achieve and maintain this speed 0.45 m/s (1
mph) prior to reaching, and then throughout, the measurement distance
range specified for that scenario. Once the test speed is achieved and
maintained, no sudden steering inputs, acceleration, braking, or
anything that causes a change in vehicle pitch that affects the results
of the test shall occur.
S14.9.3.12.1.3 For test scenarios involving curves, any radius
within the allowable range specified for that test scenario may be
selected. The curve shall nominally consist of a constant radius path
and be referenced to the headlighting system midpoint. The actual path
of the test vehicle shall not deviate from the nominal path by more than
0.5 m throughout the measurement distance range.
S14.9.3.12.1.4 The test vehicle shall be driven within the lane and
will not change lanes.
S14.9.3.12.1.5 The measurement distance is the linear distance
measured
[[Page 435]]
from the headlighting system midpoint to the most forward point of the
relevant photometric receptor head mounted on the test fixture.
S14.9.3.12.1.6 The illuminance values for each photometer, the
instantaneous pitch of the test vehicle, and the measurement distance
shall be recorded and synchronized throughout the measurement distance
range specified for that scenario.
S14.9.3.12.2 Compliance criteria. The maximum calculated illuminance
for each measurement distance interval specified in Table XXI that is
applicable to the scenario being tested, as determined according to
S14.9.3.12.2.1, shall not exceed the applicable maximum illuminance
listed in Table XXI.
S14.9.3.12.2.1 The maximum calculated illuminance for each
measurement distance interval specified in Table XXI that is applicable
to the scenario being tested will be the highest illuminance recorded in
that distance interval, excluding any illuminance value(s) that meet any
of the following conditions:
(a) A single illuminance value exceeding the applicable maximum
illuminance in Table XXI (i.e., the illuminance value is not immediately
preceded or followed by an illuminance value exceeding the applicable
maximum illuminance); or
(b) consecutive illuminance values occurring over a span of no more
than 0.1 seconds exceeding the applicable maximum illuminance in Table
XXI; or
(c) any illuminance values collected while the vehicle pitch exceeds
the average pitch recorded throughout the entire measurement distance
range specified for that scenario in Table XXII by more than 0.3
degrees.
S14.9.3.12.3 Stimulus test fixtures. Testing shall be conducted
using the stimulus test fixtures specified in this section and Figures
23 through 26.
S14.9.3.12.3.1 Headlamps. The headlamps specified in Fig. 23
(Opposite Direction Car/Truck) shall be a right- and left-hand 2018 Ford
F-150 Halogen headlamp (part KL3Z13008C KL3Z13008D) using any
replaceable light source designated for use in the system and,
separately, a right- and left-hand 2018 Toyota Camry LED headlamp (part
8111006C40/8115006C40). The headlamps specified in Fig. 25 (Opposite
Direction Motorcycle) shall be a 5.75-inch round headlamp kit from a
2018 Harley Davidson Sportster (part 68297-05B) using an HB2
replaceable light source. Each headlamp shall energize the lower beam
only, powered at 12.8 volts DC 500 mV when
measured at the lamp terminals, and shall have been energized for a
minimum of 5 minutes before each test trial. The measurement locations
specified in Figures 23 and 25 shall be measured to the optical axis
marking of the headlamps.
S14.9.3.12.3.2 Taillamps. The taillamps specified in Fig. 24 (Same
Direction Car/Truck) shall be a right and left-hand 2018 Ford F-150
incandescent rear combination lamp (part JL3Z13405H/JL3Z13404H) and,
separately, a right and left-hand 2018 Toyota Camry rear combination
lamp (part 81550-06730/81560-06730). The taillamps specified in Fig.
26 (Same Direction Motorcycle) shall be a 2018 Harley Davidson Roadster
layback LED taillamp assembly (part 67800355). The taillamps shall be
powered at 12.8 volts DC 500 mV when measured at
the lamp terminals and shall have been energized for a minimum of 5
minutes before each test trial. The measurement locations specified in
Figures 24 and 26 shall be measured to the center of the taillamp.
S14.9.3.12.3.3 Photometers. Photometers must be capable of a minimum
measurement unit of 0.01 lux. The color response of the photometer must
be corrected to that of the 1931 CIE Standard Observer (2-degree)
Photopic Response Curve, as shown in the CIE 1931 Chromaticity Diagram
(incorporated by reference, see Sec. 571.5), with a cosine correction
characteristic within 3%. The photometer lenses on the test fixture
shall be clean and free from dirt and debris, and the photometers will
be zero-calibrated for each test to account for ambient light. The
illuminance values from the photometers shall be collected at a rate of
at least 100 Hz and a maximum 25-degree angle of incidence.
S14.9.3.12.3.4 The projection of the fixture lamp's optical axis
onto the road surface shall be parallel to a tangent of the road edge at
the location of the photometer.
[[Page 436]]
S14.9.3.12.3.5 The test fixture shall be centered in the lane.
S14.9.3.12.4 Test vehicle preparation.
S14.9.3.12.4.1 Tires on the test vehicle shall be inflated to the
manufacturer's recommended cold inflation pressure 7 kPa (1 psi). If more than one recommendation is
provided, the tires are inflated to the cold inflation pressure 7 kPa (1 psi) that corresponds to the lowest loaded
condition listed.
S14.9.3.12.4.2 Before initiating testing, if the test vehicle is
equipped with a fuel tank it shall be filled to approximately 100% of
capacity with the appropriate fuel and maintained to at least 75%
capacity throughout the testing.
S14.9.3.12.4.3 Headlamps on the test vehicle shall be aimed
according to the vehicle manufacturer's instructions. The test vehicle
shall be loaded within 5 kg of the total vehicle
weight during track testing prior to aiming the adaptive driving beam
headlamps.
S14.9.3.12.4.4 The adaptive driving beam system shall be adjusted
according to the manufacturer's instructions.
S14.9.3.12.4.5 To the extent practicable, adaptive driving beam
system sensors and the windshield on the test vehicle (if an adaptive
driving beam system sensor is behind the windshield) shall be clean and
free of dirt and debris.
S14.9.3.12.4.6 The headlamp lenses of the test vehicle shall be
clean and free from dirt and debris.
S14.9.3.12.4.7 The adaptive driving beam system shall be activated
according to the manufacturer's instructions and all other independently
controlled lamps, such as fog lamps, shall be turned off.
S14.9.3.12.5 Test road
S14.9.3.12.5.1 The test road shall have a longitudinal grade (slope)
that does not exceed 2%.
S14.9.3.12.5.2 The lane width shall be any width from 3.05 m (10 ft)
to 3.66 m (12 ft).
S14.9.3.12.5.3 The lanes shall be adjacent to one another.
S14.9.3.12.5.4 The tests are conducted on a uniform, solid-paved
surface.
S14.9.3.12.5.5 The test road surface may be concrete or asphalt and
shall not be bright white.
S14.9.3.12.5.6 The test road surface may have pavement markings but
shall be free of retroreflective material or elements that affect the
outcome of the test.
S14.9.3.12.6 Other test parameters and conditions
S14.9.3.12.6.1 Testing shall be conducted on dry pavement and with
no precipitation.
S14.9.3.12.6.2 Testing shall be conducted when the ambient
illumination at the test road as recorded by the photometers is at or
below 0.2 lux.
S14.9.3.12.6.3 Photometer data signals shall be passed through a
low-pass filter with a cutoff frequency of 35 Hz.
[[Page 437]]
Table I-a--Required Lamps and Reflective Devices
----------------------------------------------------------------------------------------------------------------
Lighting device Number and color Mounting location Mounting height Device activation
----------------------------------------------------------------------------------------------------------------
All Passenger Cars, Multipurpose Passenger Vehicles (MPV), Trucks, and Buses
----------------------------------------------------------------------------------------------------------------
Lower Beam Headlamps........... White, of a On the front, at Not less than The wiring harness or
headlighting the same height, 55.9 cm nor more connector assembly of
system listed in symmetrically than 137.2 cm. each headlighting
Table II. about the system must be
vertical designed so that only
centerline, as those light sources
far apart as intended for meeting
practicable. lower beam
photometrics are
energized when the
beam selector switch
is in the lower beam
position, and that
only those light
sources intended for
meeting upper beam
photometrics are
energized when the
beam selector switch
is in the upper beam
position, except for
certain systems
listed in Table II
and semiautomatic
headlamp beam
switching devices
certified to
S9.4.1.6.
Steady burning, except
that may be flashed
for signaling
purposes or (for
semiautomatic
headlamp beam
switching devices
certified to
S9.4.1.6) vary in
intensity for
adaptive driving beam
functionality.
Upper Beam Headlamps........... White, of a On the front, at Not less than 22
headlighting the same height, inches (55.9 cm)
system listed in symmetrically nor more than 54
Table II. about the inches (137.2
vertical cm).
centerline, as
far apart as
practicable.
Turn Signal Lamps.............. 2 Amber.......... At or near the Not less than 15 Flash when the turn
front, at the inches, nor more signal flasher is
same height, than 83 inches. actuated by the turn
symmetrically signal operating
about the unit.
vertical
centerline, as
far apart as
practicable.
2 Amber or red On the rear, at
Truck tractor the same height,
exception, see symmetrically
S6.1.1.3. about the
vertical
centerline, as
far apart as
practicable.
Taillamps...................... 2 Red............ On the rear, at Not less than 15 Steady burning. Must
the same height, inches, nor more be activated when the
symmetrically than 72 inches. headlamps are
about the activated in a steady
vertical burning state or the
centerline, as parking lamps on
far apart as passenger cars and
practicable. MPVs, trucks, and
buses less than 80
inches in overall
width are activated.
May be activated when
the headlamps are
activated at less
than full intensity
as Daytime Running
Lamps (DRL).
Stop Lamps..................... 2 Red............ On the rear, at Not less than 15 Steady burning.
the same height, inches, nor more Must be activated upon
symmetrically than 72 inches. application of the
about the service brakes. When
vertical optically combined
centerline, as with a turn signal
far apart as lamp, the circuit
practicable. must be such that the
stop signal cannot be
activated if the turn
signal lamp is
flashing.
May also be activated
by a device designed
to retard the motion
of the vehicle.
[[Page 438]]
Side Marker Lamps.............. 2 Amber.......... On each side as Not less than 15 Steady burning except
far to the front inches. may be flashed for
as practicable. signaling purposes.
Must be activated
when the headlamps
are activated in a
steady burning state
or the parking lamps
on passenger cars and
MPVs, trucks, and
buses less than 80
inches in overall
width are activated.
2 Red (not On each side as
required on far to the rear
truck tractor). as practicable.
Reflex Reflectors.............. 2 Amber.......... On each side as Not less than 15 Not applicable.
far to the front inches, nor more
as practicable. than 60 inches.
2 Red (not On each side as
required on far to the rear
truck tractor).. as practicable.
2 Red............ On the rear, at
the same height,
symmetrically
about the
vertical
centerline, as
far apart as
practicable.
On a truck
tractor may be
mounted on the
back of the cab
not less than 4
inches above the
height of the
rear tires.
Backup Lamp.................... 1 White On the rear...... No requirement... Steady burning.
Additional lamps Must be activated when
permitted to the ignition switch
meet is energized and
requirements. reverse gear is
engaged.
Must not be energized
when the vehicle is
in forward motion.
License Plate Lamp............. 1 White On the rear to No requirement... Steady burning.
Additional lamps illuminate Must be activated when
permitted to license plate the headlamps are
meet from top or activated in a steady
requirements. sides. burning state or when
the parking lamps on
passenger cars and
MPVs, trucks, and
buses less than 80
inches in overall
width are activated.
----------------------------------------------------------------------------------------------------------------
Additional Lamps Required on All Passenger Cars, and on Multipurpose Passenger Vehicles (MPV), Trucks, and
Buses, Less Than 2032 MM in Overall Width
----------------------------------------------------------------------------------------------------------------
Parking lamps.................. 2 Amber or white. On the front, at Not less than 15 Steady burning.
the same height, inches, nor more Must be activated when
symmetrically than 72 inches. the headlamps are
about the activated in a steady
vertical burning state.
centerline, as
far apart as
practicable.
----------------------------------------------------------------------------------------------------------------
Additional Lamp(s) Required on All Passenger Cars, and on Multipurpose Passenger Vehicles (MPV), Trucks, and
Buses, Less Than 2032 MM in Overall Width and With a GVWR of 10,000 Lbs or Less
----------------------------------------------------------------------------------------------------------------
High mounted stop lamp......... 1 Red, or 2 red On the rear Not less than 34 Steady burning.
where exceptions including inches except Must only be activated
apply. See glazing, with for passenger upon application of
Section 6.1.1.2. the lamp center cars. See the service brakes or
on the vertical Section 6.1.4.1. may be activated by a
centerline as device designed to
viewed from the retard the motion of
rear. the vehicle.
----------------------------------------------------------------------------------------------------------------
[[Page 439]]
Additional Lamps and Reflective Devices Required on All Passenger Cars, Multipurpose Passenger Vehicles (MPV),
Trucks, and Buses, 30 Feet or Longer
----------------------------------------------------------------------------------------------------------------
Intermediate side marker lamps. 2 Amber.......... On each side Not less than 15 Steady burning except
located at or inches. may be flashed for
near the signaling purposes.
midpoint between Must be activated when
the front and the headlamps are
rear side marker activated in a steady
lamps. burning state or when
the parking lamps on
passenger cars and
MPVs, trucks, and
buses less than 80
inches in overall
width are activated.
Intermediate side reflex 2 Amber.......... On each side Not less than 15 Not applicable.
reflectors. located at or inches, nor more
near the than 60 inches.
midpoint between
the front and
rear side reflex
reflectors.
----------------------------------------------------------------------------------------------------------------
Additional Lamps Required on All Multipurpose Passenger Vehicles (MPV), Trucks, and Buses, 2032 MM or More in
Overall Width
----------------------------------------------------------------------------------------------------------------
Clearance lamps................ 2 Amber.......... On the front to As near the top Steady burning.
indicate the as practicable.
overall width of
the vehicle, or
width of cab on
truck tractor,
at the same
height,
symmetrically
about the
vertical
centerline.
May be located at
a location other
than the front
if necessary to
indicate the
overall width of
the vehicle, or
for protection
from damage
during normal
operation of the
vehicle.
2 Red............ On the rear to As near the top Steady burning.
(not required on indicate the as practicable,
truck tractor). overall width of except where the
the vehicle, at rear
the same height, identification
symmetrically lamps are
about the mounted at the
vertical extreme height
centerline. of the vehicle..
May be located at Practicability of
a location other locating lamps
than the rear if on the vehicle
necessary to header is
indicate the presumed when
overall width of the header
the vehicle, or extends at least
for protection 25 mm (1 inch)
from damage above the rear
during normal doors.
operation of the
vehicle.
Identification lamps........... 3 Amber.......... On the front, at As near the top Steady burning.
the same height, of the vehicle
as close as or top of the
practicable to cab as
the vertical practicable.
centerline, with
lamp centers
spaced not less
than 6 inches or
more than 12
inches apart.
[[Page 440]]
3 Red (not On the rear, at As near the top Steady burning.
required on the same height, as practicable.
truck tractor). as close as Practicability of
practicable to locating lamps
the vertical on the vehicle
centerline, with header is
lamp centers presumed when
spaced not less the header
than 6 inches or extends at least
more than 12 25 mm (1 inch)
inches apart. above the rear
doors.
----------------------------------------------------------------------------------------------------------------
Additional Lamps Required on All School Buses Except Multifunction School Activity Buses
----------------------------------------------------------------------------------------------------------------
Signal warning lamps........... 2 Red plus 2 On the front of As high as Flashing alternately
amber optional. the cab as far practicable but between 60 to 120
apart as at least above cycles per minute,
practicable, but the windshield. with an activation
in no case shall period sufficient to
the spacing allow the lamp to
between lamps be reach full
less than 40 brightness, when
inches. actuated by a manual
Amber lamps, when switch.
installed, at Amber lamps, when
the same height installed, may only
as and just be activated by
inboard of the manual or foot
red lamp. operation, and must
be automatically
deactivated and the
red lamps must be
automatically
activated when the
bus entrance door is
opened.
2 Red plus 2 On the rear cab As high as Flashing alternately
amber optional. as far apart as practicable but between 60 to 120
practicable, but at least above cycles per minute,
in no case shall the top of any with an activation
the spacing side window period sufficient to
between lamps be opening. allow the lamp to
less than 40 reach full
inches. brightness, when
Amber lamps, when actuated by a manual
installed, at switch.
the same height Amber lamps, when
as and just installed, may only
inboard of the be activated by
red lamp. manual or foot
operation, and must
be automatically
deactivated and the
red lamps must be
automatically
activated when the
bus entrance door is
opened.
----------------------------------------------------------------------------------------------------------------
Daytime Running Lamps Permitted But Not Required on Passenger Cars, Multipurpose Passenger Vehicles (MPV),
Trucks, and Buses
----------------------------------------------------------------------------------------------------------------
Daytime running lamp (DRL)..... 2 identically On the front, Not more than Steady burning.
colored either symmetrically 1.067 meters Automatically
white, white to disposed about above the road activated as
yellow, white to the vertical surface if not a determined by the
selective centerline if pair of lamps vehicle manufacturer
yellow, not a pair of required by this and automatically
selective lamps required standard or if deactivated when the
yellow, or by this standard not optically headlamp control is
yellow. or if not combined with a in any ``on''
optically pair of lamps position.
combined with a required by this Each DRL optically
pair of lamps standard. combined with a turn
required by this See S7.10.13(b) signal lamp must be
standard. for additional automatically
height deactivated as a DRL
limitation. when the turn signal
lamp or hazard
warning lamp is
activated, and
automatically
reactivated as a DRL
when the turn signal
lamp or hazard
warning lamp is
deactivated.
See S7.10.10.1(c) for
additional activation
requirements when
mounted close to, or
combined with, a turn
signal lamp.
----------------------------------------------------------------------------------------------------------------
[[Page 441]]
Table I-b--Required Lamps and Reflective Devices
----------------------------------------------------------------------------------------------------------------
Lighting device Number and color Mounting location Mounting height Device activation
----------------------------------------------------------------------------------------------------------------
ALL TRAILERS
----------------------------------------------------------------------------------------------------------------
Turn Signal Lamps.............. 2 Red or amber... On the rear, at the Not less than 15 Flash when the
same height, inches, nor more turn signal
symmetrically about than 83 inches. flasher is
the vertical actuated by the
centerline, as far turn signal
apart as practicable. operating unit.
Taillamps...................... 2 Red or 1 red on On the rear, at the Not less than 15 Steady burning.
trailers less same height, inches, nor more
than 30 inches symmetrically about than 72 inches.
wide. the vertical
centerline, as far
apart as practicable.
When a single lamp is
installed it must be
mounted at or near
the vertical
centerline.
Stop Lamps..................... 2 Red, or 1 red On the rear, at the Not less than 15 Steady burning.
on trailers less same height, inches, nor more Must be activated
than 30 inches symmetrically about than 72 inches. upon application
wide. the vertical of the service
centerline, as far brakes.
apart as practicable. When optically
When a single lamp is combined with a
installed it must be turn signal
mounted at or near lamp, the
the vertical circuit must be
centerline. such that the
stop signal
cannot be
activated if the
turn signal lamp
is flashing. May
also be
activated by a
device designed
to retard the
motion of the
vehicle.
Side Marker Lamps.............. 2 Amber.......... On each side as far to Not less than 15 Steady burning
None required on the front as inches. except may be
trailers less practicable exclusive flashed for
than 1829 mm [6 of the trailer tongue. signaling
ft] in overall purposes.
length including
the trailer
tongue.
--------------------------------------------------------------
2 Red............ On each side as far to Not less than 15
the rear as inches. Not more
practicable. than 60 inches
on trailers 2032
mm or more in
overall width.
Reflex Reflectors. A trailer 2 Amber.......... On each side as far to Not less than 15 Not applicable.
equipped with a conspicuity None required on the front as inches, nor more
treatment in conformance with trailers less practicable exclusive than 60 inches.
S8.2 of this standard need not than 1829 mm [6 of the trailer tongue.
be equipped with reflex ft] in overall
reflectors if the conspicuity length including
material is placed at the the trailer
locations of the required tongue.
reflex reflectors.
2 Red............ On each side as far to
the rear as
practicable.
2 Red or 1 red on On the rear, at the
trailers less same height,
than 30 inches symmetrically about
wide. the vertical
centerline, as far
apart as practicable.
When a single
reflector is
installed it must be
mounted at or near
the vertical
centerline..
[[Page 442]]
License Plate Lamp............. 1 White.......... On the rear to No requirement... Steady burning.
Additional lamps illuminate license
permitted to plate from top or
meet sides.
requirements.
----------------------------------------------------------------------------------------------------------------
Additional Lamps and Reflective Devices Required on all Trailers 30 Feet or Longer
----------------------------------------------------------------------------------------------------------------
Intermediate side marker lamps. 2 Amber.......... On each side located Not less than 15 Steady burning
at or near the inches. except may be
midpoint between the flashed for
front and rear side signaling
marker lamps. purposes.
Intermediate side reflex 2 Amber.......... On each side located Not less than 15 Not applicable.
reflectors. at or near the inches, nor more
A trailer equipped with a midpoint between the than 60 inches.
conspicuity treatment in front and rear side
conformance with S8.2 of this reflex reflectors.
standard need not be equipped
with reflex reflectors if the
conspicuity material is placed
at the locations of the
required reflex reflectors.
----------------------------------------------------------------------------------------------------------------
Additional Lamps Required on all Trailers 2032 MM or More in Overall Width
----------------------------------------------------------------------------------------------------------------
Clearance lamps................ 2 Amber.......... On the front to As near the top Steady burning.
indicate the overall as practicable.
width of the vehicle,
at the same height,
symmetrically about
the vertical
centerline.
May be located at a
location other than
the front if
necessary to indicate
the overall width of
the vehicle, or for
protection from
damage during normal
operation of the
vehicle.
2 Red............ On the rear to As near the top Steady burning.
indicate the overall as practicable,
width of the vehicle, except where the
at the same height, rear
symmetrically about identification
the vertical lamps are
centerline. mounted at the
May be located at a extreme height
location other than of the vehicle.
the rear if necessary Practicability
to indicate the of locating
overall width of the lamps on the
vehicle, or for vehicle header
protection from is presumed when
damage during normal the header
operation of the extends at least
vehicle. 25 mm (1 inch)
above the rear
doors.
2 Amber to front On a boat trailer the As near the top Steady burning.
and red to rear. requirement for front as practicable.
and rear clearance
lamps may be met by
installation at or
near the midpoint on
each side of a dual
facing lamp so as to
indicate the extreme
width. May be located
at a location other
than the front and
the rear if necessary
to indicate the
overall width of the
vehicle, or for
protection from
damage during normal
operation of the
vehicle.
[[Page 443]]
Identification lamps........... 3 Red............ On the rear, at the As near the top Steady burning.
same height, as close as practicable.
as practicable to the Practicability of
vertical centerline, locating lamps
with lamp centers on the vehicle
spaced not less than header is
6 inches or more than presumed when
12 inches apart. the header
extends at least
25 mm (1 inch)
above the rear
doors.
----------------------------------------------------------------------------------------------------------------
Table I-c--Required Lamps and Reflective Devices
----------------------------------------------------------------------------------------------------------------
Lighting device Number and color Mounting location Mounting height Device activation
----------------------------------------------------------------------------------------------------------------
All Motorcycles
----------------------------------------------------------------------------------------------------------------
Lower Beam Headlamps........... White, of a On the front, at Not less than 22 The wiring harness or
headlighting the same height, inches (55.9 cm) connector assembly of
system listed in symmetrically nor more than 54 each headlighting
S10.17. about the inches (137.2 system must be
vertical cm). designed so that only
centerline, as those light sources
far apart as intended for meeting
practicable. See lower beam
additional photometrics are
requirements in energized when the
S10.17.1.1, beam selector switch
S10.17.1.2, and is in the lower beam
S10.17.1.3. position, and that
only those light
sources intended for
meeting upper beam
photometrics are
energized when the
beam selector switch
is in the upper beam
position, except for
certain systems
listed in Table II
and semiautomatic
headlamp beam
switching devices
certified to
S9.4.1.6.
Steady burning, except
that may be flashed
for signaling
purposes or (for
semiautomatic
headlamp beam
switching devices
certified to
S9.4.1.6) vary in
intensity for
adaptive driving beam
functionality.
The upper beam or the
lower beam, but not
both, may be wired to
modulate from a
higher intensity to a
lower intensity in
accordance with
S10.17.5.
Upper Beam Headlamps........... White, of a On the front, at Not less than
headlighting the same height, 55.9 cm nor more
system listed in symmetrically than 137.2 cm.
S10.17. about the
vertical
centerline, as
far apart as
practicable. See
additional
requirements in
S10.17.1.1,
S10.17.1.2, and
S10.17.1.3.
The upper beam or the
lower beam, but not
both, may be wired to
modulate from a
higher intensity to a
lower intensity in
accordance with
S10.17.5
[[Page 444]]
Turn Signal Lamps.............. 2 Amber. None At or near the Not less than 15 Flash when the turn
required on a front, at the inches, nor more signal flasher is
motor driven same height, than 83 inches. actuated by the turn
cycle whose symmetrically signal operating
speed attainable about the unit.
in 1 mile is 30 vertical
mph or less. centerline, and
having a minimum
horizontal
separation
distance
(centerline of
lamps) of 16
inches. Minimum
edge to edge
separation
distance between
a turn signal
lamp and
headlamp is 4
inches.
2 Amber or red. At or near the
None required on rear, at the
a motor driven same height,
cycle whose symmetrically
speed attainable about the
in 1 mile is 30 vertical
mph or less. centerline, and
having a minimum
horizontal
separation
distance
(centerline to
centerline of
lamps) of 9
inches.
Minimum edge to
edge separation
distance between
the turn signal
lamp and the
taillamp or stop
lamp is 4
inches, when a
single stop and
taillamp is
installed on the
vertical
centerline and
the turn signal
lamps are red.
Taillamps...................... 1 Red............ On the rear, on Not less than 15 Steady burning.
the vertical inches, nor more
centerline than 72 inches.
except that if
two are used,
they must be
symmetrically
disposed about
the vertical
centerline.
Must be activated when
the headlamps are
activated in a steady
burning state.
Stop Lamps..................... 1 Red............ On the rear, on Not less than 15 Steady burning.
the vertical inches, nor more
centerline than 72 inches.
except that if
two are used,
they must be
symmetrically
disposed about
the vertical
centerline.
Must be activated upon
application of the
service brakes.
When optically
combined with a turn
signal lamp, the
circuit must be such
that the stop signal
cannot be activated
if the turn signal
lamp is flashing. May
also be activated by
a device designed to
retard the motion of
the vehicle.
[[Page 445]]
Reflex Reflectors.............. 2 Amber.......... On each side as Not less than 15 Not applicable.
far to the front inches, nor more
as practicable. than 60 inches.
2 Red............ On each side as
far to the rear
as practicable.
1 Red............ On the rear, on
the vertical
centerline
except that, if
two are used on
the rear, they
must be
symmetrically
disposed about
the vertical
centerline.
License Plate Lamp............. 1 White.......... On the rear to No requirement... Steady burning.
illuminate
license plate.
Additional lamps ................. ................. Must be activated when
permitted to the headlamps are
meet activated in a steady
requirements. burning state.
----------------------------------------------------------------------------------------------------------------
[[Page 446]]
[GRAPHIC] [TIFF OMITTED] TR04DE07.000
[[Page 447]]
Table II-b--Headlighting Systems--Combination
----------------------------------------------------------------------------------------------------------------
Photometry requirements reference
------------------------------------------------------------------
System Table XVIII Tables XIX-a, XIX-b, XIX-c
System designation composition ------------------------------------------------------------------
Upper beam mechanical and Lower beam mech Lower beam visual
visual aim aim aim
----------------------------------------------------------------------------------------------------------------
2 LAMP SYSTEM............... A COMBINATION UB2 \(1)\................. LB2M \(1)\..... LB2V \(1)\
OF TWO
DIFFERENT
HEADLAMPS
CHOSEN FROM;
TYPE F, AN
INTEGRAL BEAM
HEADLAMP, OR A
REPLACEABLE
BULB HEADLAMP.
4 LAMP SYSTEM............... ANY COMBINATION UB1....................... LB1M \(2)\..... LB1V \(2)\
OF FOUR
DIFFERENT
HEADLAMPS
CHOSEN FROM;
TYPE F, AN
INTEGRAL BEAM
HEADLAMP
\(3)\, OR A
REPLACEABLE
BULB HEADLAMP.
----------------------------------------------------------------------------------------------------------------
\(1)\ Headlamps designed to conform to the photometry requirements of UB2 and LB2M or LB2V may allow the lower
beam light source(s) to remain activated when an upper beam light source is activated if the lower beam light
source(s) contribute to upper beam photometric compliance.
\(2)\ Lower beams may remain activated when upper beams are activated.
\(3)\ Beam contributor photometric allocation formula of S14.2.5.9 may apply.
Table II-c--Headlighting Systems--Integral Beams
----------------------------------------------------------------------------------------------------------------
Photometry requirements reference
------------------------------------------------------------------
Beam Table XVIII Tables XIX-a, XIX-b, XIX-c
System designation composition ------------------------------------------------------------------
Upper beam mechanical and Lower beam mech Lower beam visual
visual aim aim aim
----------------------------------------------------------------------------------------------------------------
2 LAMP SYSTEM............... UPPER BEAM & UB2 \(1)\ OR UB3.......... LB2M \(1)\ OR LB2V \(1)\ OR LB3V
LOWER BEAM. LB3M.
4 LAMP SYSTEM............... UPPER BEAM..... UB4....................... N.A............ N.A.
UPPER BEAM & UB5....................... LB4M........... LB2V
LOWER BEAM.
4 LAMP SYSTEM............... UPPER BEAM (U). UB1....................... N.A............ N.A.
LOWER BEAM (L). N.A. \(2)\................ LB1M \(2)\..... LB1V \(2)\
4 LAMP SYSTEM............... UPPER BEAM..... UB6....................... N.A............ N.A.
LOWER BEAM..... N.A. \(3)\................ LB5M \(3)\..... LB4V \(3)\
BEAM CONTRIBUTOR............ UPPER BEAM & UB1 \(4)\................. LB1M \(2)(4)\.. LB1V \(2)(4)\
LOWER BEAM.
----------------------------------------------------------------------------------------------------------------
\(1)\ Headlamps designed to conform to the photometry requirements of UB2 and LB2M or LB2V may allow the lower
beam light source(s) to remain activated when an upper beam light source is activated if the lower beam light
source(s) contribute to upper beam photometric compliance.
\(2)\ Lower beams may remain activated when upper beams are activated.
\(3)\ Lower beams must remain activated when upper beams are activated.
\(4)\ Beam contributor photometric allocation formula of S14.2.5.9 applies.
Table II-d--Headlighting Systems--Replaceable Bulb
----------------------------------------------------------------------------------------------------------------
Photometry requirements reference
----------------------------------------------------------------
Light source Table XVIII Tables XIX-a, XIX-b, XIX-c
System designation composition ----------------------------------------------------------------
Upper beam mechanical and Lower beam mech Lower beam
visual aim aim visual aim
----------------------------------------------------------------------------------------------------------------
2 LAMP SYSTEM................ ANY DUAL UB2 \(1)\ OR UB3........... LB2M \(1)\ OR LB2V \(1)\ OR
FILAMENT TYPE, LB3M. LB3V
OTHER THAN HB2,
USED ALONE OR
WITH ANOTHER
DUAL FILAMENT
TYPE OTHER THAN
HB2.
2 LAMP SYSTEM................ HB2 OR ANY UB2 \(1)\ OR UB3........... LB2M \(1)\...... LB2V \(1)\
SINGLE FILAMENT
TYPE USED ALONE
OR WITH ANY
OTHER SINGLE OR
DUAL FILAMENT
TYPE.
[[Page 448]]
4 LAMP SYSTEM................ ANY DUAL UB1 \(2)\ OR UB3........... LB1M \(2)\ OR LB1V \(2)\ OR
FILAMENT TYPE, LB3M. LB3V
OTHER THAN HB2,
USED ALONE OR
WITH ANOTHER
DUAL FILAMENT
TYPE OTHER THAN
HB2.
4 LAMP SYSTEM................ HB2 OR ANY UB1 \(2)\.................. LB1M \(2)\...... LB1V \(2)\
SINGLE FILAMENT
TYPE USED ALONE
OR WITH ANY
OTHER SINGLE OR
DUAL FILAMENT
TYPE. (U & L).
----------------------------------------------------------------------------------------------------------------
\(1)\ Headlamps designed to conform to the photometry requirements of UB2 and LB2M or LB2V may allow the lower
beam light source(s) to remain activated when an upper beam light source is activated if the lower beam light
source(s) contribute to upper beam photometric compliance.
\(2)\ Lower beams may remain activated when upper beams are activated.
Table III--Marking Requirements Location
----------------------------------------------------------------------------------------------------------------
Lamp, reflective device, or other
component Marking Marking location Requirement
----------------------------------------------------------------------------------------------------------------
HEADLAMPS, BEAM CONTRIBUTORS, OR
HEADLAMP REPLACEABLE LENS.
``DOT''................ Lens................... S6.5.1
Optical axis marking... See requirement........ S10.18.5
Manufacturer name and/ Lens................... S6.5.3
or trademark.
Voltage................ See requirement........ S6.5.3
Part number or trade See requirement........ S6.5.3
number.
HEADLAMP REPLACEABLE LENS........... Manufacturer Lens................... S6.5.3
identification.
Headlamp identification
REPLACEABLE BULB HEADLAMPS.......... ``U'' or ``L'' (4 lamp Lens................... S10.15.4
system).
Replaceable bulb type.. Lens................... S6.5.3.4
SEALED BEAM HEADLAMPS............... ``sealed beam''........ Lens................... S6.5.3.3
Type designation....... See requirements....... S6.5.3.3
INTEGRAL BEAM HEADLAMPS............. ``U'' or ``L'' (4 lamp Lens................... S10.14.4
system).
MOTORCYCLE REPLACEABLE BULB ``motorcycle''......... Lens................... S10.17.2
HEADLAMPS.
VISUALLY/OPTICALLY AIMED HEADLAMPS.. ``VOR'' or ``VOL'' or Lens................... S10.18.9.6
``VO''.
EXTERNALLY AIMED HEADLAMPS.......... Aim pad location & Lens................... S10.18.7.1
``H'' or ``V``.
VEHICLE HEADLAMP AIMING DEVICES Aiming scale(s)........ See requirement........ S10.18.8
(VHAD).
(HEADLAMP) REPLACEABLE LIGHT ``DOT''................ See requirement........ S11.1
SOURCES.
Replaceable light See requirement........
source designation.
Manufacturer name and/ See requirement........
or trademark.
REPLACEABLE LIGHT SOURCE BALLASTS... Manufacturer name or See requirement........ S11.2
logo.
Part number............
Light source
identification.
Rated laboratory life..
High voltage warning...
Output in watts and
volts.
``DOT''................
LAMPS (OTHER THAN HEADLAMPS), ``DOT''................ See requirement........ S6.5.1.2
REFLECTIVE DEVICES, AND ASSOCIATED
EQUIPMENT.
DAYTIME RUNNING LAMPS (DRL)......... ``DRL''................ Lens................... S6.5.2
CONSPICUITY REFLEX REFLECTORS....... ``DOT-C''.............. Exposed surface........ S8.2.2.1
[[Page 449]]
RETROREFLECTIVE SHEETING............ ``DOT-C2'' or ``DOT- Exposed surface........ S8.2.1.3
C3'' or ``DOT-C4''.
----------------------------------------------------------------------------------------------------------------
Table IV-a--Effective Projected Luminous Lens Area Requirements
--------------------------------------------------------------------------------------------------------------------------------------------------------
Passenger cars, multipurpose passenger Multipurpose Motorcycles minimum effective
vehicles, trucks, trailers, and buses of less passenger projected luminous lens area
than 2032 mm in overall width minimum vehicles, (sq mm)
effective projected luminous lens area (sq mm) trucks, -------------------------------
------------------------------------------------ trailers, and Multiple compartment lamp or
Multiple compartment lamp or buses 2032 mm multiple lamps
multiple lamps or more in -------------------------------
Lighting device -------------------------------- overall width
Single minimum
compartment effective Each Single or
lamp Each Combined projected compartment or combined
compartment or compartments luminous lens lamp compartments
lamp or lamps area each lamp or lamps
(sq mm)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Front turn signal lamp.................................. 2200 .............. 2200 7500 2200 2258
Rear turn signal lamp................................... 5000 2200 5000 7500 2200 2258
Stop lamp............................................... 5000 2200 5000 7500 2200 \1\ 5000
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ A motor driven cycle whose speed attainable in 1 mile is 30 mph or less may be equipped with a stop lamp whose minimum effective projected luminous
lens area is not less than 2258 sq mm.
Table IV-b--Effective Projected Luminous Lens Area Requirements
----------------------------------------------------------------------------------------------------------------
Multipurpose passenger
Passenger cars, multipurpose vehicles, trucks, and buses
passenger vehicles, trucks, of less than 2032 mm in
and buses of less than 2032 overall width and with a GVWR
Lighting device mm in overall width and with of 10,000 lbs or less using
a GVWR of 10,000 lbs or less dual lamps of identical size
using a single lamp minimum and shape minimum effective
effective projected luminous projected luminous lens area
lens area (sq mm) each lamp (sq mm)
----------------------------------------------------------------------------------------------------------------
High-mounted stop lamp............................ 2903 1452
----------------------------------------------------------------------------------------------------------------
Table IV-c--Effective Projected Luminous Lens Area Requirements
------------------------------------------------------------------------
School bus minimum effective
Lighting device projected luminous lens area
each lamp (sq mm)
------------------------------------------------------------------------
School bus signal lamp................... 12,258
------------------------------------------------------------------------
Table V-a--Visibility Requirements of Installed Lighting Devices
------------------------------------------------------------------------
Lighting device Required visibility
------------------------------------------------------------------------
Backup lamp.................. Lamps must be mounted so that the optical
center of at least one lamp is visible
from any eye point elevation from at
least 1828 mm (6 ft) to 610 mm (2 ft)
above the horizontal plane on which the
vehicle is standing; and from any
position in the area, rearward of a
vertical plane perpendicular to the
longitudinal axis of the vehicle, 914 mm
(3 ft), to the rear of the vehicle and
extending 914 mm (3 ft) beyond each side
of the vehicle.
High-mounted stop lamp....... Signal must be visible to the rear
through a horizontal angle from 45[deg]
to the left to 45[deg] to the right of
the longitudinal axis of the vehicle.
(Single lamp or two lamps together where
required by S6.1.1.2 of this standard).
School bus signal lamp....... Signal of front lamps to the front and
rear lamps to the rear must be
unobstructed within area bounded by
5[deg] up to 10[deg] down and 30[deg]
left to 30[deg] right.
------------------------------------------------------------------------
[[Page 450]]
Table V-b--Visibility Requirements of Installed Lighting Devices--Lens Area Visibility Option
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
Lighting device Corner points\1 2\ Required visibility
----------------------------------------------------------------------------------------------
Motorcycle
All other
--------------------------------------------------------------------------------------------------------------------------------------------------------
Turn signal lamp \3\............... 15[deg] UP-20[deg] IB. 15[deg] UP-45[deg] OB. 15[deg] UP-45[deg] IB 15[deg] UP-45[deg] OB Unobstructed minimum
15[deg] DOWN-20[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] effective projected
IB. OB. IB. OB.
Stop lamp.......................... 15[deg] UP-45[deg] 15[deg] UP-45[deg] 15[deg] UP-45[deg] IB 15[deg] UP-45[deg] OB luminous lens area
RIGHT \4\. LEFT \4\.
15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] of 1,250 sq mm in
RIGHT \4\. LEFT \4\. IB. OB. any
Taillamp........................... 15[deg] UP-45[deg] 15[deg] UP-45[deg] 15[deg] UP-45[deg] IB 15[deg] UP-45[deg] OB direction throughout
RIGHT \5\. LEFT \5\.
15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] the pattern defined
RIGHT \5\. LEFT \5\. IB. OB. by
Parking lamp....................... No Requirement........ No Requirement........ 15[deg] UP-45[deg] IB 15[deg] UP-45[deg] OB the specified corner
No Requirement........ No Requirement........ 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] points.
IB. OB.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ IB indicates an inboard direction (toward the vehicle's longitudinal centerline) and OB indicates an outboard direction.
\2\ Where a lamp is mounted with its axis of reference less than 750 mm above the road surface, the vertical test point angles located below the
horizontal plane subject to visibility requirements may be reduced to 5[deg] down.
\3\ Where more than one lamp or optical area is lighted at the front on each side of a multipurpose passenger vehicle, truck, trailer, or bus, of 2032
mm or more overall width, only one such area need comply.
\4\ If a multiple lamp arrangement is used for a motorcycle stop lamp, the inboard angle for each lamp shall be 10 degrees.
\5\ If a multiple lamp arrangement is used for a motorcycle tail lamp, the inboard angle for each lamp shall be 45 degrees.
[[Page 451]]
Table V-c--Visibility Requirements of Installed Lighting Devices--Luminous Intensity Visibility Option
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
Lighting device Corner points \1 2\ Required visibility Minimum
luminous intensity in any
direction throughout the
pattern defined by the
specified corner points.
----------------------------------------------------------------------------------------
Motorcycle
All Other Candela.............
--------------------------------------------------------------------------------------------------------------------------------------------------------
Turn signal lamp................. 15[deg] UP-20[deg] 15[deg] UP-80[deg] 15[deg] UP-45[deg] 15[deg] UP-80[deg] 0.3
IB. OB. IB. OB.
15[deg] DOWN-20[deg] 15[deg] DOWN-80[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-80[deg]
IB. OB. IB. OB.
Stop lamp........................ 15[deg] UP-45[deg] 15[deg] UP-45[deg] 15[deg] UP-45[deg] 15[deg] UP-45[deg] 0.3
RIGHT \4\. LEFT \4\. IB. OB.
15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-45[deg]
RIGHT \4\. LEFT \4\. IB. OB.
Taillamp \3\..................... 15[deg] UP-80[deg] 15[deg] UP-80[deg] 15[deg] UP-45[deg] 15[deg] UP-80[deg] 0.05
RIGHT \5\. LEFT \5\. IB. OB.
15[deg] DOWN-80[deg] 15[deg] DOWN-80[deg] 15[deg] DOWN-45[deg] 15[deg] DOWN-80[deg]
RIGHT \5\. LEFT \5\. IB. OB.
Parking lamp..................... No Requirement...... No Requirement...... 15[deg] UP-45[deg] 15[deg] UP-80[deg] 0.05
IB. OB.
No Requirement...... No Requirement...... 15[deg] DOWN-45[deg] 15[deg] DOWN-80[deg]
IB. OB.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ IB indicates an inboard direction (toward the vehicle's longitudinal centerline) and OB indicates an outboard direction.
\2\ Where a lamp is mounted with its axis of reference less than 750 mm above the road surface, the vertical test point angles located below the
horizontal plane subject to visibility requirements may be reduced to 5[deg] down
\3\ Inboard and outboard corner points are 80[deg] for a single taillamp installed on a motorcycle
\4\ If a multiple lamp arrangement is used for a motorcycle stop lamp, the inboard angle for each lamp shall be 10 degrees.
\5\ If a multiple lamp arrangement is used for a motorcycle tail lamp, the inboard angle for each lamp shall be 45 degrees.
[[Page 452]]
Table V-d--Visibility Requirements of Installed Lighting Devices (Legacy
Visibility Alternative)
------------------------------------------------------------------------
Lighting device Required visibility
\1\
------------------------------------------------------------------------
Turn signal lamp............. All passenger Unobstructed minimum
cars, effective projected
multipurpose luminous lens area of
passenger 1250 sq mm through
vehicles, horizontal angle of H-
trucks, buses, V to H-45[deg] OB.
motorcycles, and
trailers of less
than 2032 mm
overall width.
All multipurpose Unobstructed minimum
passenger effective projected
vehicles, luminous lens area of
trucks, buses, 1300 sq mm through
and trailers of horizontal angle of H-
2032 mm or more V to H-45[deg] OB.
overall width. Where more than one
lamp or optical area
is lighted on each
side of the vehicle,
only one such area on
each side need
comply.
------------------------------------------------------------------------
Stop lamp Unobstructed minimum
effective projected
luminous lens area of
1250 sq mm through
horizontal angle of H-
45[deg] IB to H-
45[deg] OB. Where
more than one lamp or
optical area is
lighted on each side
of the vehicle, only
one such area on each
side need comply.
Taillamp Unobstructed minimum
effective projected
luminous lens area of
2 sq in through
horizontal angle of H-
45[deg] IB to H-
45[deg] OB. Where
more than one lamp or
optical area is
lighted on each side
of the vehicle, only
one such area on each
side need comply.
------------------------------------------------------------------------
\1\ IB indicates an inboard direction (toward the vehicle's longitudinal
centerline) and OB indicates an outboard direction.
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Table X--Side Marker Lamp Photometry Requirements
----------------------------------------------------------------------------------------------------------------
Minimum photometric Minimum photometric
Test point (degrees) intensity (cd) \(2)\ red intensity (cd) \(2)\ amber
lamps lamps
----------------------------------------------------------------------------------------------------------------
10U:
45L \(1)\....................................... 0.25 0.62
V............................................... 0.25 0.62
45R \(1)\....................................... 0.25 0.62
H:
45L \(1)\....................................... 0.25 0.62
V............................................... 0.25 0.62
45R \(1)\....................................... 0.25 0.62
10D: \(3)\
45L \(1)\....................................... 0.25 0.62
V............................................... 0.25 0.62
45R \(1)\....................................... 0.25 0.62
----------------------------------------------------------------------------------------------------------------
\(1)\ Where a side marker lamp installed on a motor vehicle less than 30 feet in overall length has the lateral
angle nearest the other required side marker lamp on the same side of the vehicle reduced from 45[deg] by
design as specified by S7.4.13.2, the photometric intensity measurement may be met at the lesser angle.
\(2)\ The photometric intensity values between test points must not be less than the lower specified minimum
value of the two closest adjacent test points on a horizontal or vertical line.
\(3)\ Where side marker lamps are mounted with their axis of reference less than 750 mm above the road surface,
photometry requirements below 5[deg] down may be met at 5[deg] down rather than at the specified required
downward angle.
[[Page 459]]
Table XI--Clearance and Identification Lamps Photometry Requirements
----------------------------------------------------------------------------------------------------------------
Minimum photometric Minimum photometric
Test point (degrees) intensity (cd) \(2)\ red intensity (cd) \(2)\ amber
lamps lamps
----------------------------------------------------------------------------------------------------------------
10U:
45L \(4)\....................................... 0.25 0.62
V............................................... 0.25 0.62
45R \(4)\....................................... 0.25 0.62
H:
45L \(4)\....................................... 0.25 0.62
V............................................... 0.25 0.62
45R \(4)\....................................... 0.25 0.62
10D: \(1)\
45L \(4)\....................................... 0.25 0.62
V............................................... 0.25 0.62
45R \(4)\....................................... 0.25 0.62
Maximum photometric intensity \(3)\ (cd) red lamps.. 15
----------------------------------------------------------------------------------------------------------------
\(1)\ Where clearance lamps or identification lamps are mounted with their axis of reference less than 750mm
above the road surface, photometry requirements below 5[deg] down may be met at 5[deg] down rather than at the
specified required downward angle.
\(2)\ The photometric intensity values between test points must not be less than the lower specified minimum
value of the two closest adjacent test points on a horizontal or vertical line.
\(3)\ When optically combined with a stop lamp or turn signal lamp, this maximum applies on or above the
horizontal.
\(4)\ Where clearance lamps are installed at locations other than on the front and rear due to the necessity to
indicate the overall width of the vehicle, or for protection from damage during normal operation of the
vehicle, they need not meet the photometric intensity requirement at any test point that is 45[deg] inboard.
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Table XVI-a--Reflex Reflector Photometry Requirements
----------------------------------------------------------------------------------------------------------------
Minimum performance
---------------------------------------------------------
Red reflectors Amber reflectors White reflectors
Observation angle (degrees) Entrance angle ---------------------------------------------------------
(degrees) (cd/ (cd/ (cd/
incident (mcd/ incident (mcd/ incident (mcd/
ft-c) lux) ft-c) lux) ft-c) lux)
----------------------------------------------------------------------------------------------------------------
0.2.............................. 0.................. 4.5 420 11.25 1050 18 1680
10U................ 3.0 280 7.5 700 12 1120
10D \(1)\.......... 3.0 280 7.5 700 12 1120
20L................ 1.5 140 3.75 350 6 560
20R................ 1.5 140 3.75 350 6 560
1.5.............................. 0.................. 0.07 6 0.175 15 0.28 24
10U................ 0.05 5 0.125 12.5 0.2 20
10D \(1)\.......... 0.05 5 0.125 12.5 0.2 20
20L................ 0.03 3 0.075 7.5 0.12 12
20R................ 0.03 3 0.075 7.5 0.12 12
----------------------------------------------------------------------------------------------------------------
\(1)\ Where reflex reflectors are mounted with their axis of reference less than 750 mm above the road surface,
photometry requirements below 5[deg] down may be met at 5[deg] down rather than at the required specified
downward angle.
Table XVI-b--Additional Photometry Requirements for Conspicuity Reflex Reflectors
----------------------------------------------------------------------------------------------------------------
Minimum performance
--------------------------------------------------------
Observation angle (degrees) Entrance angle White horizontal White vertical
(degrees) Red (mcd/lux) orientation (mcd/ orientation (mcd/
lux) lux)
----------------------------------------------------------------------------------------------------------------
0.2.............................. 0................... 300 1250 1680
20L TO 20R.......... ................. ................. 560
30L TO 30R.......... 300 1250
45L TO 45R.......... 75 300
10U TO 10D.......... 1120
----------------------------------------------------------------------------------------------------------------
Table XVI-c--Retroreflective Sheeting Photometry Requirements
----------------------------------------------------------------------------------------------------------------
Minimum performance
-----------------------------------------------------
Grade dot-C2 Grade dot-C3 Grade dot-C4
Entrance -----------------------------------------------------
Observation angle (degrees) angle White Red White Red White Red
(degrees) -----------------------------------------------------
(cd/lux/ (cd/lux/ (cd/lux/ (cd/lux/ (cd/lux/ (cd/lux/
sq m) sq m) sq m) sq m) sq m) sq m)
----------------------------------------------------------------------------------------------------------------
0.2............................................ -4 250 60 165 40 125 30
30 250 60 165 40 125 30
45 60 15 40 10 30 8
0.5............................................ -4 65 15 43 10 33 8
30 65 15 43 10 33 8
45 15 4 10 3 8 2
----------------------------------------------------------------------------------------------------------------
Table XVII--School Bus Signal Lamp Photometry Requirements
------------------------------------------------------------------------
Minimum Minimum
photometric photometric
Test point (degrees) intensity (cd) intensity (cd)
\(2)\ red lamps amber lamps
------------------------------------------------------------------------
5U:
20L........................... 150 375
10L........................... 300 750
5L............................ 300 750
V............................. 300 750
5R............................ 300 750
10R........................... 300 750
20R........................... 150 375
------------------------------------------------------------------------
H:
30L........................... 30 75
20L........................... 180 450
10L........................... 400 1000
5L............................ 500 1250
V............................. 600 1500
5R............................ 500 1250
10R........................... 400 1000
20R........................... 180 450
30R........................... 30 75
------------------------------------------------------------------------
5D:
30L........................... 30 75
20L........................... 200 500
10L........................... 300 750
5L............................ 450 1125
V............................. 450 1125
5R............................ 450 1125
10R........................... 300 750
[[Page 466]]
20R........................... 200 500
30R........................... 30 75
------------------------------------------------------------------------
10D: \(1)\
5L............................ 40 100
V............................. 40 100
5R............................ 40 100
------------------------------------------------------------------------
\(1)\ Where school bus signal lamps are mounted with their axis of
reference less than 750 mm above the road surface, photometry
requirements below 5[deg] down may be met at 5[deg] down rather than
at the specified required downward angle.
\(2)\ The photometric intensity values between test points must not be
less than the lower specified minimum value of the two closest
adjacent test points on a horizontal or vertical line.
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Table XXI--Adaptive Driving Beam Photometry Requirements (1)
------------------------------------------------------------------------
Maximum
illuminance Maximum
Measurement distance interval (m) Opposite illuminance
direction same direction
(lux) (lux)
------------------------------------------------------------------------
Greater than or equal to 15.0 and less 3.1 18.9
than 30.0..............................
Greater than or equal to 30.0 and less 1.8 18.9
than 60.0..............................
Greater than or equal to 60.0 and less 0.6 4.0
than 120.0.............................
Greater than or equal to 120.0 and less 0.3 N/A
than or equal to 220...................
------------------------------------------------------------------------
\(1)\ For purposes of determining conformance with these specifications,
an observed value or a calculated value shall be rounded to the
nearest 0.1 lux, in accordance with the rounding method of ASTM
Practice E29 Using Significant Digits in Test Data to Determine
Conformance with Specifications.
[[Page 472]]
Table XXII--Adaptive Driving Beam System Test Matrix
--------------------------------------------------------------------------------------------------------------------------------------------------------
Test vehicle Radius of curve Superelevation Measurement distance
Scenario No. speed (kph) Orientation (m.) Curve direction (%) range (m)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1............................... 96.6-112.7 [60-70 Opposite Direction. Straight N/A............... 0-2 Greater than or equal
mph] to 15 and less than or
equal to 220.
2............................... 40.2-48.3 [25-30 Opposite Direction. 85-115 Left.............. 0-2 Greater than or equal
mph] to 15 and less than
60.
3............................... 64.4-72.4 [40-45 Opposite Direction. 210-250 Left.............. 0-2 Greater than or equal
mph] to 15 and less than or
equal to 150.
4............................... 80.5-88.5 [50-55 Opposite Direction. 335-400 Left.............. 0-2 Greater than or equal
mph] to 15 and less than or
equal to 220.
5............................... 64.4-72.4 [40-45 Opposite Direction. 210-250 Right............. 0-2 Greater than or equal
mph] to 15 and less than or
equal to 50.
6............................... 80.5-88.5 [50-55 Opposite Direction. 335-400 Right............. 0-2 Greater than or equal
mph] to 15 and less than or
equal to 70.
7............................... 96.6-112.7 [60-70 Same Direction..... Straight N/A............... 0-2 Greater than or equal
mph] to 15 and less than or
equal to 100.
8............................... 64.4-72.4 [40-45 Same Direction..... 210-250 Left.............. 0-2 Greater than or equal
mph] to 15 and less than or
equal to 100.
--------------------------------------------------------------------------------------------------------------------------------------------------------
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[72 FR 68269, Dec. 4, 2007, as amended at 76 FR 23510, Apr. 27, 2011; 76
FR 48023, Aug. 8, 2011; 77 FR 757, Jan. 6, 2012; 77 FR 71720, Dec. 4,
2012; 80 FR 78669, Dec. 17, 2015; 81 FR 6458, Feb. 8, 2016; 87 FR 10021,
Feb. 22, 2022]
Sec. 571.109 Standard No. 109; New pneumatic tires for vehicles
manufactured from 1949 to 1975, bias ply tires, and T-type spare tires.
S1. Scope. This standard specifies tire dimensions and laboratory
test requirements for bead unseating resistance, strength, endurance,
and high
[[Page 503]]
speed performance; defines tire load ratings; and specifies labeling
requirements for passenger car tires.
S2. Application. This standard applies to new pneumatic radial tires
for use on passenger cars manufactured from 1949 through 1975, new
pneumatic bias ply tires, and T-type spare tires. However, it does not
apply to any tire that has been so altered so as to render impossible
its use, or its repair for use, as motor vehicle equipment.
S3. Definitions.
Bead means that part of the tire made of steel wires, wrapped or
reinforced by ply cords, that is shaped to fit the rim.
Bead separation means a breakdown of bond between components in the
bead area.
Bias ply tire means a pneumatic tire in which the ply cords that
extend to the beads are laid at alternate angles substantially less than
90[deg] to the centerline of the tread.
Carcass means the tire structure, except tread and sidewall rubber.
Chunking means the breaking away of pieces of the tread or sidewall.
Cord means the strands forming the plies in the tire.
Cord separation means cords parting away from adjacent rubber
compounds.
Cracking means any parting within the tread, sidewall, or innerliner
of the tire extending to cord material.
Groove means the space between two adjacent tread ribs.
Innerliner means the layer(s) forming the inside surface of a
tubeless tire that contains the inflating medium within the tire.
Innerliner separation means the parting of the innerliner from cord
material in the carcass.
Load rating means the maximum load a tire is rated to carry for a
given inflation pressure.
Maximum permissible inflation pressure means the maximum cold
inflation pressure to which a tire may be inflated.
Maximum load rating means the load rating at the maximum permissible
inflation pressure for that tire.
Open splice means any parting at any junction of tread, sidewall, or
innerliner that extends to cord material.
Overall width means the linear distance between the exteriors of the
sidewalls of an inflated tire, including elevations due to labeling,
decorations, or protective bands or ribs.
Ply means a layer of rubber-coated parallel cords.
Ply separation means a parting of rubber compound between adjacent
plies.
Pneumatic tire means a mechanical device made of rubber, chemicals,
fabric and steel or other materials, which, when mounted on an
automotive wheel, provides the traction and contains the gas or fluid
that sustains the load.
Radial ply tire means a pneumatic tire in which the ply cords which
extend to the beads are laid at substantially 90[deg] to the centerline
of the tread.
Rim means a metal support for a tire or a tire and tube assembly
upon which the tire beads are seated.
Section width means the linear distance between the exteriors of the
sidewalls of an inflated tire, excluding elevations due to labeling,
decoration, or protective bands.
Sidewall means that portion of a tire between the tread and the
bead.
Sidewall separation means the parting of the rubber compound from
the cord material in the sidewall.
Test rim means, with reference to a tire to be tested, any rim that
is listed as appropriate for use with that tire in accordance with S4.4.
For purposes of this section and Sec. 571.110, each rim listing shall
include dimensional specifications and a diagram of the rim.
Tread means that portion of a tire that comes into contact with the
road.
Tread rib means a tread section running circumferentially around a
tire.
Tread separation means pulling away of the tread from the tire
carcass.
S4. Requirements.
S4.1 Size and construction. Each tire shall be designed to fit each
rim specified for its size designation in each reference cited in the
definition of test rim in S3.
S4.2 Performance requirements.
S4.2.1 General. Each tire shall conform to each of the following:
(a) It shall meet the requirements specified in S4.2.2 for its tire
size designation, type, and maximum permissible inflation pressure.
[[Page 504]]
(b) Its maximum permissible inflation pressure shall be either 32,
36, 40, or 60 psi, or 240, 280, 300, 340, or 350 kPa.
(c) Its load rating shall be that specified in a submission made by
an individual manufacturer, pursuant to S4.4.1(a), or in one of the
publications described in S4.4.1(b) for its size designation, type and
each appropriate inflation pressure. If the maximum load rating for a
particular tire size is shown in more than one of the publications
described in S4.4.1(b), each tire of that size designation shall have a
maximum load rating that is not less than the published maximum load
rating, or if there are differing maximum load ratings for the same tire
size designation, not less than the lowest published maximum load
rating.
(d) It shall incorporate a tread wear indicator that will provide a
visual indication that the tire has worn to a tread depth of 1.6 mm (\1/
16\ inch).
(e) It shall, before being subjected to either the endurance test
procedure specified in S5.4 or the high speed performance procedure
specified in S5.5, exhibit no visual evidence of tread, sidewall, ply,
cord, innerliner, or bead separation, chunking, broken cords, cracking,
or open splices.
(f) It shall meet the requirements of S4.2.2.5 and S4.2.2.6 when
tested on a test wheel described in S5.4.2.1 either alone or
simultaneously with up to 5 other tires.
S4.2.2 Test requirements.
S4.2.2.1 Test sample. For each test sample use:
(a) One tire for physical dimensions, resistance to bead unseating,
and strength, in sequence;
(b) Another tire for tire endurance; and
(c) A third tire for high speed performance.
S4.2.2.2 Physical dimensions. The actual section width and overall
width for each tire measured in accordance with S5.1, shall not exceed
the section width specified in a submission made by an individual
manufacturer, pursuant to S4.4.1(a) or in one of the publications
described in S4.4.1(b) for its size designation and type by more than:
(a) (For tires with a maximum permissible inflation pressure of 32,
36, or 40 psi) 7 percent, or
(b) (For tires with a maximum permissible inflation pressure of 240,
280, 300, 340 or 350 kPa, or 60 psi) 7 percent or 10 mm (0.4 inches),
whichever is larger.
S4.2.2.3 Tubeless tire resistance to bead unseating.
S4.2.2.3.1 When a tubeless tire that has a maximum inflation
pressure other than 420 kPa (60 psi) is tested in accordance with S5.2,
the applied force required to unseat the tire bead at the point of
contact shall be not less than:
(a) 6,670 N (1,500 pounds) for tires with a designated section width
of less than 160 mm (6 inches);
(b) 8,890 N (2,000 pounds) for tires with a designated section width
of 160 mm (6 inches) or more but less than 205 mm (8 inches);
(c) 11,120 N (2,500 pounds) for tires with a designated section
width of 205 mm (8 inches) or more, using the section width specified in
a submission made by an individual manufacturer, pursuant to S4.4.1(a),
or in one of the publications described in S4.4.1(b) for the applicable
tire size designation and type.
S4.2.2.3.2 When a tire that has a maximum inflation pressure of 420
kPa (60 psi) is tested in accordance with S5.2, the applied force
required to unseat the bead at the point of contact shall be not less
than:
(a) 6,670 N (1,500 pounds) for tires with a maximum load rating of
less than 399 kg (880 pounds);
(b) 8,890 N (2,000 pounds) for tires with a maximum load rating of
399 kg (880 pounds) or more but less than 635 kg (1,400 pounds);
(c) 11,120 N (2,500 pounds) for tires with a maximum load rating of
635 kg (1,400 pounds) or more, using the maximum load rating marked on
the sidewall of the tire.
S4.2.2.4 Tire strength. Each tire shall meet the requirements for
minimum breaking energy specified in Table 1 when tested in accordance
with S5.3.
S4.2.2.5 Tire endurance. When the tire has been subjected to the
laboratory endurance test specified in S5.4, using a test rim that
undergoes no permanent deformation and allows no loss of air through the
portion that it comprises of the tire-rim pressure chamber:
[[Page 505]]
(a) There shall be no visual evidence of tread, sidewall, ply, cord,
innerliner, or bead separation, chunking, broken cords, cracking, or
open splices.
(b) The tire pressure at the end of the test shall be not less than
the initial pressures specified in S5.4.1.1.
S4.2.2.6 High speed performance. When the tire has been subjected to
the laboratory high speed performance test specified in S5.5, using a
test rim that undergoes no permanent deformation and allows no loss of
air through the portion that it comprises of the tire-rim pressure
chamber, the tire shall meet the requirements set forth in S4.2.2.5 (a)
and (b).
S4.3 Labeling Requirements. Except as provided in S4.3.1 and S4.3.2
of this standard, each tire, except for those certified to comply with
S5.5 of Sec. 571.139, shall have permanently molded into or onto both
sidewalls, in letters and numerals not less than 0.078 inches high, the
information shown in paragraphs S4.3 (a) through (g) of this standard.
On at least one sidewall, the information shall be positioned in an area
between the maximum section width and bead of the tire, unless the
maximum section width of the tire falls between the bead and one-fourth
of the distance from the bead to the shoulder of the tire. For tires
where the maximum section width falls in that area, locate all required
labeling between the bead and a point one-half the distance from the
bead to the shoulder of the tire. However, in no case shall the
information be positioned on the tire so that it is obstructed by the
flange or any rim designated for use with that tire in Standards Nos.
109 and 110 (Sec. 571.109 and Sec. 571.110 of this part).
(a) One size designation, except that equivalent inch and metric
size designations may be used;
(b) Maximum permissible inflation pressure;
(c) Maximum load rating;
(d) The generic name of each cord material used in the plies (both
sidewall and tread area) of the tire;
(e) Actual number of plies in the sidewall, and the actual number of
plies in the tread area if different;
(f) The words ``tubeless'' or ``tube type'' as applicable; and
(g) The word ``radial'' if the tire is a radial ply tire.
S4.3.1 Each tire shall be labeled with the symbol DOT in the manner
specified in part 574 of this chapter, which shall constitute a
certification that the tire conforms to applicable Federal motor vehicle
safety standards.
S4.3.2 Each tire shall be labeled with the name of the manufacturer,
or brand name and number assigned to the manufacturer in the manner
specified in part 574.
S4.3.3 [Reserved]
S4.3.4 If the maximum inflation pressure of a tire is 240, 280, 300,
340, or 350 kPa, then:
(a) Each marking of that inflation pressure pursuant to S4.3(b)
shall be followed in parenthesis by the equivalent inflation pressure in
psi, rounded to the next higher whole number; and
(b) Each marking of the tire's maximum load rating pursuant to
S4.3(c) in kilograms shall be followed in parenthesis by the equivalent
load rating in pounds, rounded to the nearest whole number.
S4.3.5 If the maximum inflation pressure of a tire is 420 kPa (60
psi), the tire shall have permanently molded into or onto both
sidewalls, in letters and numerals not less than 12.7 mm (\1/2\ inch),
the words ``Inflate to 420 kPa (60 psi)''. On both sidewalls, the words
shall be positioned in an area between the tire shoulder and the bead of
the tire. However, in no case shall the words be positioned on the tire
so that they are obstructed by the flange of any rim designated for use
with that tire in this standard or in Standard No. 110 (Sec. 571.110 of
this part).
S4.4 Tire and rim matching information.
S4.4.1 Each manufacturer of tires not certified to comply with S4 of
Sec. 571.139 shall ensure that a listing of the rims that may be used
with each tire that he produces is provided to the public. A listing
compiled in accordance with paragraph (a) of S4.4.1 of this standard
need not include dimensional specifications or diagram of a rim if the
rim's dimensional specifications and diagram are contained in each
listing published in accordance with paragraph (b) of S4.4.1 of this
standard. The
[[Page 506]]
listing shall be in one of the following forms:
(a) Listed by manufacturer name or brand name in a document
furnished to dealers of the manufacturer's tires, to any person upon
request, and in duplicate to the Docket Section (No: NHTSA-2009-0117),
National Highway Traffic Safety Administration, West Building, 1200 New
Jersey Ave SE., Washington, DC 20590; or
(b) Contained in publications, current at the date of manufacture of
the tire or any later date, of at least one of the following
organizations:
Tire and Rim Association
The European Tyre and Rim Technical Organization
Japan Automobile Tyre Manufacturers Association, Inc.
Tyre and Rim Association of Australia
Associacao Latino Americana de Pneus e Aros (Brazil)
South African Bureau of Standards
S4.4.2 Information contained in any publication specified in
S4.4.1(b) of this standard which lists general categories of tires and
rims by size designation, type of construction and/or intended use,
shall be considered to be manufacturer's information pursuant to S4.4.1
of this standard for the listed tires and rims, unless the publication
itself or specific information provided according to S4.4.1(a) of this
standard indicates otherwise.
S5. Test procedures.
S5.1 Physical Dimensions. Determine tire physical dimensions under
uniform ambient conditions as follows:
(a) Mount the tire on a test rim having the test rim width specified
in a submission made by an individual manufacturer, pursuant to
S4.4.1(a), or in one of the publications described in S4.4.1(b) for that
tire size designation and inflate it to the applicable pressure
specified in Table II.
(b) Condition it at ambient room temperature for at least 24 hours.
(c) Readjust pressure to that specified in (a).
(d) Caliper the section width and overall width at six points
approximately equally spaced around the tire circumference.
(e) Record the average of these measurements as the section width
and overall width, respectively.
(f) Determine tire outer diameter by measuring the maximum
circumference of the tire and dividing this dimension by pi (3.14).
S5.2 Tubeless tire bead unseating resistance.
S5.2.1 Preparation of tire-wheel assembly.
S5.2.1.1 Wash the tire, dry it at the beads, and mount it without
lubrication or adhesives on a clean, painted test rim.
S5.2.1.2 Inflate it to the applicable pressure specified in Table II
at ambient room temperature.
S5.2.1.3 Mount the wheel and tire in a fixture shown in Figure 1,
and force the bead unseating block shown in Figure 2 or Figure 2A
against the tire sidewall as required by the geometry of the fixture.
However, in testing a tire that has an inflation pressure of 60 psi,
only use the bead unseating block described in Figure 2A.
S5.2.2 Test procedure.
S5.2.2.1 Apply a load through the block to the tire's outer sidewall
at the distance specified in Figure 1 for the applicable wheel size at a
rate of 50 mm (2 inches) per minute, with the load arm substantially
parallel to the tire and rim assembly at the time of engagement.
S5.2.2.2 Increase the load until the bead unseats or the applicable
value specified in S4.2.2.3 is reached.
S5.2.2.3 Repeat the test at least four places equally spaced around
the tire circumference.
S5.3 Tire strength.
S5.3.1 Preparation of tire.
S5.3.1.1 Mount the tire on a test rim and inflate it to the
applicable pressure specified in Table II.
S5.3.1.2 Condition it at room temperature for at least 3 hours; and
S5.3.1.3 Readjust its pressure to that specified in S5.3.1.1.
S5.3.2 Test procedure.
S5.3.2.1 Force a 19 mm (\3/4\ inch) diameter cylindrical steel
plunger with a hemispherical end perpendicularly into the tread rib as
near to the centerline as possible, avoiding penetration into the tread
groove, at the rate of 50 mm (2 inches) per minute.
S5.3.2.2 Record the force and penetration at five test points
equally spaced around the circumference of the
[[Page 507]]
tire. If the tire fails to break before the plunger is stopped by
reaching the rim, record the force and penetration as the rim is reached
and use these values in S5.3.2.3.
S5.3.2.3 Compute the breaking energy for each test point by means of
one of the two following formulas:
W=[(F x P)/2] x 10x3 (joules)
Where
W = Energy, in joules;
F = Force, Newtons; and
P = Penetration, mm; or
W=[(F x P)/2]
Where
W = Energy, inch-pounds;
F = Force, pounds; and
P = Penetration, inches.
S5.3.2.4 Determine the breaking energy value for the tire by
computing the average of the five values obtained in accordance with
S5.3.2.3.
S5.4 Tire endurance.
S5.4.1 Preparation of tire.
S5.4.1.1 Mount a new tire on a test rim and inflate it to the
applicable pressure specified in Table II.
S5.4.1.2 Condition the tire assembly to 38[deg] 3 [deg]C (100[deg] 5 [deg]F) for
at least three hours.
S5.4.1.3 Readjust tire pressure to that specified in S5.4.1.1
immediately before testing.
S5.4.2 Test procedure.
S5.4.2.1 Mount the tire and wheel assembly on a test axle and press
it against a flat-faced steel test wheel 1708 mm (67.23 inches) in
diameter and at least as wide as the section width of the tire to be
tested or an approved equivalent test wheel, with the applicable test
load specified in the table in S5.4.2.3 for the tire's size designation,
type and maximum permissible inflation pressure.
S5.4.2.2 During the test, the air surrounding the test area shall be
38[deg] 3 [deg]C (100[deg] 5
[deg]F).
S5.4.2.3 Conduct the test at 80 kilometers per hour (km/h)(50 miles
per hour) in accordance with the following schedule without pressure
adjustment or other interruptions:
The loads for the following periods are the specified percentage of
the maximum load rating marked on the tire sidewall:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
4 hours....................................................... 85
6 hours....................................................... 90
24 hours...................................................... 100
------------------------------------------------------------------------
S5.4.2.4 Immediately after running the tire the required time,
measure its inflation pressure. Allow the tire to cool for one hour.
Then deflate the tire, remove it from the test rim, and inspect it for
the conditions specified in S4.2.2.5(a).
S5.5 High speed performance.
S5.5.1 After preparing the tire in accordance with S5.4.1, mount the
tire and wheel assembly in accordance with S5.4.2.1, and press it
against the test wheel with a load of 88 percent of the tire's maximum
load rating as marked on the tire sidewall.
S5.5.2 Break in the tire by running it for 2 hours at 80 km/h (50
mph).
S5.5.3 Allow to cool to 38[deg] 3 [deg]C
(100[deg] 5 [deg]F) and readjust the inflation
pressure to the applicable pressure specified in Table II.
S5.5.4 Without readjusting inflation pressure, test at 121 km/h (75
mph) for 30 minutes, 129 km/h (80 mph) for 30 minutes, and 137 km/h (85
mph) for 30 minutes.
S5.5.5 Immediately after running the tire the required time, measure
its inflation pressure. Allow the tire to cool for one hour. Then
deflate the tire, remove it from the test rim, and inspect it for the
conditions specified in S4.2.2.5(a).
S6. Nonconforming tires. No tire that is designed for use on
passenger cars and manufactured on or after October 1, 1972, but does
not conform to all the requirements of this standard, shall be sold,
offered for sale, introduced or delivered for introduction into
interstate commerce, or imported into the United States, for any
purpose.
[[Page 508]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.013
Figures for FMVSS No. 109
----------------------------------------------------------------------------------------------------------------
Dimension ``A'' for tires with maximum inflation pressure
---------------------------------------------------------------------------
Wheel size Other than
Other than 60 psi (in) 420 kPa 60 psi (in) 420 kPa
----------------------------------------------------------------------------------------------------------------
20.................................. 13.50.................. 345 ....................... ...........
19.................................. 13.00.................. 330 12.00.................. 305
18.................................. 12.50.................. 318 11.40.................. 290
17.................................. 12.00.................. 305 10.60.................. 269
16.................................. 11.50.................. 292 9.90................... 251
15.................................. 11.00.................. 279 9.40................... 239
14.................................. 10.50.................. 267 8.90................... 226
13.................................. 10.00.................. 254 8.40................... 213
12.................................. 9.50................... 241 ....................... ...........
11.................................. 9.00................... 229 ....................... ...........
10.................................. 8.50................... 216 .......................
320................................. 8.50................... 216 ....................... ...........
340................................. 9.00................... 229 ....................... ...........
345................................. 9.25................... 235 ....................... ...........
365................................. 9.75................... 248 ....................... ...........
370................................. 10.00.................. 254 ....................... ...........
390................................. 11.00.................. 279 ....................... ...........
415................................. 11.50.................. 292 ....................... ...........
----------------------------------------------------------------------------------------------------------------
[[Page 509]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.014
[[Page 510]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.015
Appendix A--Federal Motor Vehicle Safety Standard No. 109
The following tables list tire sizes and tire constructions with
proper load and inflation values. The tables group tires of related
constructions and load/inflation values. Persons requesting the addition
of new tire sizes to the tables or the addition of tables for new tire
constructions may, when the additions requested are compatible with
existent groupings, or when adequate justification for new tables
exists, submit five (5) copies of information and data supporting the
request to
[[Page 511]]
the Vehicle Dynamics Division, Office of Crash Avoidance Standards,
National Highway Traffic Safety Administration, 400 Seventh Street SW.,
Washington, DC 20590.
The information should contain the following:
1. The tire size designation, and a statement either that the tire
is an addition to a category of tires listed in the tables or that it is
in a new category for which a table has not been deloped.
2. The tire dimensions, including aspect ratio, size factor, section
width, overall width, and test rim size.
3. The load-inflation schedule of the tire.
4. A statement as to whether the tire size designation and load
inflation schedule has been coordinated with the Tire and Rim
Association, the European Tyre and Rim Technical Organisation, the Japan
Automobile Tire Manufacturers' Association, Inc., the Deutsche Industrie
Norm, the British Standards Institution, the Scandinavian Tire and Rim
Organization, and the Tyre and Rim Association of Australia.
5. Copies of test data sheets showing test conditions, results and
conclusions obtained for individual tests specified in Sec. 571.109.
6. Justification for the additional tire sizes.
Table I-A--For Bias Ply Tires With Designated Section Width of 152 mm (6 Inches) and Above
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cord material 32 psi 36 psi 40 psi 240 kPa 280 kPa 300 kPa 340 kPa
--------------------------------------------------------------------------------------------------------------------------------------------------------
Rayon:
(in-lbs)................................................. 1,650 2,574 3,300 1,650 3,300 1,650 3,300
(joules)................................................. 186 291 373 186 373 186 373
Nylon or polyester:
(in-lbs)................................................. 2,600 3,900 5,200 2,600 5,200 2,600 5,200
(joules)................................................. 294 441 588 294 588 294 588
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table I-B--For Bias Ply Tires With Designated Section Width Below 152 mm (6 Inches)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cord material 32 psi 36 psi 40 psi 240 kPa 280 kPa 300 kPa 340 kPA
--------------------------------------------------------------------------------------------------------------------------------------------------------
Rayon:
(in-lbs)................................................. 1,000 1,875 2,500 1,000 2,500 1,000 2,500
(joules)................................................. 113 212 282 113 282 113 282
Nylon or polyester:
(in-lbs)................................................. 1,950 2,925 3,900 1,950 3,900 1,950 3,900
(joules)................................................. 220 330 441 220 441 220 441
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table I-C--For Radial Ply Tires
----------------------------------------------------------------------------------------------------------------
Maximum permissible inflation
-----------------------------------------------------------------------
Size designation PSI kPa
-----------------------------------------------------------------------
32 36 40 240 280 300 340 350
----------------------------------------------------------------------------------------------------------------
Below 160 mm:
(in-lbs)............................ 1,950 2,925 3,900 1,950 3,900 1,950 3,900 1,950
(joules)............................ 220 330 441 220 441 220 441 220
160 mm or above:
(in-lbs)............................ 2,600 3,900 5,200 2,600 5,200 2,600 5,200 2,600
(joules)............................ 294 441 588 294 588 294 588 294
----------------------------------------------------------------------------------------------------------------
Table I-D--For Tires With 420 kPa (60 psi) Maximum Permissible Inflation Pressure and Maximum Load Rating 399 kg
(880 lb) and Above
----------------------------------------------------------------------------------------------------------------
Cord material Inch-pounds joules (J)
----------------------------------------------------------------------------------------------------------------
Rayon................................................. 1,650 inch pounds 186 joules (J).
Nylon or Polyester.................................... 2,600 inch pounds 294 joules (J).
----------------------------------------------------------------------------------------------------------------
Table I-E--For Tires With 420 kPa (60 psi) Maximum Permissible Inflation Pressure and Maximum Load Rating Below
399 kg (880 lb)
----------------------------------------------------------------------------------------------------------------
Cord material Inch-pounds joules (J)
----------------------------------------------------------------------------------------------------------------
Rayon................................................. 1,000 inch pounds 113 joules (J).
Nylon or Polyester.................................... 1,950 inch pounds 220 joules (J).
----------------------------------------------------------------------------------------------------------------
[[Page 512]]
Table II--Test Inflation Pressures
[Maximum permissible inflation pressure to be used for the following test]
----------------------------------------------------------------------------------------------------------------
psi kPa
Test type --------------------------------------------------------------------------------
32 36 40 60 240 280 300 340 350
----------------------------------------------------------------------------------------------------------------
Physical dimensions............ 24 28 32 60 180 220 180 220 180
Bead unseating, tire strength, 24 28 32 52 180 220 180 220 180
and tire endurance............
High speed performance......... 30 34 38 58 220 260 220 260 220
----------------------------------------------------------------------------------------------------------------
Appendix to Sec. 571.109
Persons requesting the addition of new tire sizes not included in
S4.4.1(b) organizations may, upon approval, submit five (5) copies of
information and data supporting the request to the Vehicle Dynamics
Division, Office of Crash Avoidance Standards, National Highway Traffic
Safety Administration, West Building, 1200 New Jersey Ave. SE.,
Washington, DC 20590.
The information should contain the following:
1. The tire size designation, and a statement either that the tire
is an addition to a category of tires listed in the tables or that it is
in a new category for which a table has not been developed.
2. The tire dimensions, including aspect ratio, size factor, section
width, overall width, and test rim size.
3. The load-inflation schedule of the tire.
4. A statement as to whether the tire size designation and load
inflation schedule has been coordinated with the Tire and Rim
Association, the European Tyre and Rim Technical Organization, the Japan
Automobile Tyre Manufacturers Association, Inc., the Tyre and Rim
Association of Australia, the Associacao Latino Americana de Pneus e
Aros (Brazil), or the South African Bureau of Standards.
5. Copies of test data sheets showing test conditions, results and
conclusions obtained for individual tests specified in Sec. 571.109.
6. Justification for the additional tire sizes.
[38 FR 30235, Nov. 1, 1973]
Editorial Note: For Federal Register citations affecting Sec.
571.109, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.110 Tire selection and rims and motor home/recreation vehicle
trailer load carrying capacity information for motor vehicles with
a GVWR of 4,536 kilograms (10,000 pounds) or less.
S1. Purpose and scope. This standard specifies requirements for tire
selection to prevent tire overloading and for motor home/recreation
vehicle trailer load carrying capacity information.
S2. Application. This standard applies to motor vehicles with a
gross vehicle weight rating (GVWR) of 4,536 kilograms (10,000 pounds) or
less, except for motorcycles, and to non-pneumatic spare tire assemblies
for those vehicles.
S3. Definitions.
Accessory weight means the combined weight (in excess of those
standard items which may be replaced) of automatic transmission, power
steering, power brakes, power windows, power seats, radio, and heater,
to the extent that these items are available as factory-installed
equipment (whether installed or not).
Curb weight means the weight of a motor vehicle with standard
equipment including the maximum capacity of fuel, oil, and coolant, and,
if so equipped, air conditioning and additional weight optional engine.
Maximum loaded vehicle weight means the sum of--
(a) Curb weight;
(b) Accessory weight;
(c) Vehicle capacity weight; and
(d) Production options weight.
Light truck (LT) tire means a tire designated by its manufacturer as
primarily intended for use on lightweight trucks or multipurpose
passenger vehicles.
Non-pneumatic rim is used as defined in Sec. 571.129.
Non-pneumatic spare tire assembly means a non-pneumatic tire
assembly intended for temporary use in place of one of the pneumatic
tires and rims that are fitted to a passenger car in compliance with the
requirements of this standard.
Non-pneumatic tire and non-pneumatic tire assembly are used as
defined in Sec. 571.129.
[[Page 513]]
Normal occupant weight means 68 kilograms times the number of
occupants specified in the second column of Table I.
Occupant distribution means distribution of occupants in a vehicle
as specified in the third column of Table I.
Passenger car tire means a tire intended for use on passenger cars,
multipurpose passenger vehicles, and trucks, that have a gross vehicle
weight rating (GVWR) of 10,000 pounds or less.
Production options weight means the combined weight of those
installed regular production options weighing over 2.3 kilograms in
excess of those standard items which they replace, not previously
considered in curb weight or accessory weight, including heavy duty
brakes, ride levelers, roof rack, heavy duty battery, and special trim.
Rim is used as defined in Sec. 571.109.
Rim diameter means nominal diameter of the bead seat.
Rim size designation means rim diameter and width.
Rim type designation means the industry of manufacturer's
designation for a rim by style or code.
Rim width means nominal distance between rim flanges.
Vehicle capacity weight means the rated cargo and luggage load plus
68 kilograms times the vehicle's designated seating capacity.
Vehicle maximum load on the tire means that load on an individual
tire that is determined by distributing to each axle its share of the
maximum loaded vehicle weight and dividing by two.
Vehicle normal load on the tire means that load on an individual
tire that is determined by distributing to each axle its share of the
curb weight, accessory weight, and normal occupant weight (distributed
in accordance with Table I) and dividing by 2.
Wheel center member is used as defined in Sec. 571.129.
S4. Requirements.
S4.1 General (a) Subject to the exceptions set forth in S4.1(b),
vehicles shall be equipped with tires that meet the requirements of
Sec. 571.139.
(b) Notwithstanding the requirement in S4.1(a),
(1) Passenger cars may be equipped with pneumatic T-type temporary
spare tire assemblies that meet the requirements of Sec. 571.109 or
non-pneumatic spare tire assemblies that meet the requirements of Sec.
571.129 and S6 and S8 of this standard. Passenger cars equipped with a
non-pneumatic spare tire assembly shall also meet the requirements of
S4.3(e), S5, and S7 of this standard.
(2) Trailers may be equipped with ST tires, FI tires, or tires with
a rim diameter code of 12 or below that meet the requirements of Sec.
571.119.
S4.2 Tire load limits.
S4.2.1 Tire load limits for passenger cars.
S4.2.1.1 The vehicle maximum load on the tire shall not be greater
than the applicable maximum load rating as marked on the sidewall of the
tire.
S4.2.1.2 The vehicle normal load on the tire shall not be greater
than 94 percent of the load rating at the vehicle manufacturer's
recommended cold inflation pressure for that tire.
S4.2.2 Tire load limits for multipurpose passenger vehicles, trucks,
buses, and trailers.
S4.2.2.1 Except as provided in S4.2.2.2, the sum of the maximum load
ratings of the tires fitted to an axle shall not be less than the GAWR
of the axle system as specified on the vehicle's certification label
required by 49 CFR part 567. If the certification label shows more than
one GAWR for the axle system, the sum shall be not less than the GAWR
corresponding to the size designation of the tires fitted to the axle.
S4.2.2.2 When passenger car tires are installed on an MPV, truck,
bus, or trailer, each tire's load rating is reduced by dividing it by
1.10 before determining, under S4.2.2.1, the sum of the maximum load
ratings of the tires fitted to an axle.
S4.2.2.3 (a) For vehicles, except trailers with no designated
seating positions, equipped with passenger car tires, the vehicle normal
load on the tire shall be no greater than 94 percent of the derated load
rating at the vehicle manufacturer's recommended cold inflation pressure
for that tire.
(b) For vehicles, except trailers with no designated seating
positions,
[[Page 514]]
equipped with LT tires, the vehicle normal load on the tire shall be no
greater than 94 percent of the load rating at the vehicle manufacturer's
recommended cold inflation pressure for that tire.
S4.3 Placard. Each vehicle, except for a trailer or incomplete
vehicle, shall show the information specified in S4.3 (a) through (g),
and may show, at the manufacturer's option, the information specified in
S4.3 (h) and (i), on a placard permanently affixed to the driver's side
B-pillar. In each vehicle without a driver's side B-pillar and with two
doors on the driver's side of the vehicle opening in opposite
directions, the placard shall be affixed on the forward edge of the rear
side door. If the above locations do not permit the affixing of a
placard that is legible, visible and prominent, the placard shall be
permanently affixed to the rear edge of the driver's side door. If this
location does not permit the affixing of a placard that is legible,
visible and prominent, the placard shall be affixed to the inward facing
surface of the vehicle next to the driver's seating position. This
information shall be in the English language and conform in color and
format, not including the border surrounding the entire placard, as
shown in the example set forth in Figure 1 in this standard. At the
manufacturer's option, the information specified in S4.3 (c), (d), and,
as appropriate, (h) and (i) may be shown, alternatively to being shown
on the placard, on a tire inflation pressure label which must conform in
color and format, not including the border surrounding the entire label,
as shown in the example set forth in Figure 2 in this standard. The
label shall be permanently affixed and proximate to the placard required
by this paragraph. The information specified in S4.3 (e) shall be shown
on both the vehicle placard and on the tire inflation pressure label (if
such a label is affixed to provide the information specified in S4.3
(c), (d), and, as appropriate, (h) and (i)) may be shown in the format
and color scheme set forth in Figures 1 and 2. If the vehicle is a motor
home and is equipped with a propane supply, the weight of full propane
tanks must be included in the vehicle's unloaded vehicle weight. If the
vehicle is a motor home and is equipped with an on-board potable water
supply, the weight of such on-board water must be treated as cargo.
(a) Vehicle capacity weight expressed as ``The combined weight of
occupants and cargo should never exceed XXX kilograms or XXX pounds'';
(b) Designated seated capacity (expressed in terms of total number
of occupants and number of occupants for each front and rear seat
location);
(c) Vehicle manufacturer's recommended cold tire inflation pressure
for front, rear and spare tires, subject to the limitations of S4.3.4.
For full size spare tires, the statement ``see above'' may, at the
manufacturer's option replace manufacturer's recommended cold tire
inflation pressure. If no spare tire is provided, the word ``none'' must
replace the manufacturer's recommended cold tire inflation pressure.
(d) Tire size designation, indicated by the headings ``size'' or
``original tire size'' or ``original size,'' and ``spare tire'' or
``spare,'' for the tires installed at the time of the first purchase for
purposes other than resale. For full size spare tires, the statement
``see above'' may, at the manufacturer's option replace the tire size
designation. If no spare tire is provided, the word ``none'' must
replace the tire size designation;
(e) On the vehicle placard, ``Tire and Loading Information and, on
the tire inflation pressure label, ``Tire Information'';
(f) ``See Owner's Manual for Additional Information'';
(g) For a vehicle equipped with a non-pneumatic spare tire assembly,
the tire identification code with which that assembly is labeled
pursuant to the requirements of S4.3(a) of 571.129, New Non-Pneumatic
Tires for Passenger Cars;
(h) At the manufacturer's option, identifying information provided
in any alphanumeric and or barcode form, located vertically, along the
right edge or the left edge of the placard or the label, or
horizontally, along the bottom edge of the placard or the label; and
[[Page 515]]
(i) At the manufacturer's option, the load range identification
symbol, load index, and speed rating, located immediately to the right
of the tire size designation listed in accordance with S4.3(d) above.
S4.3.1 Requirements for vehicles manufactured in two or more stages.
A placard or placard and label shall be affixed to the completed vehicle
by the final-stage manufacturer in accordance with S4.3 and with the
vehicle capacity weight and seating designations as finally
manufactured.
S4.3.2 Requirements for altered vehicles. Except as provided in S10,
a new placard or placard and label shall be affixed, so as to obscure
the original placard, to an altered vehicle that has previously been
certified in accordance with Sec. 567.4 or Sec. 567.5, other than by
the addition, substitution, or removal of readily attachable components
such as mirrors or tire and rim assemblies, or minor finishing
operations such as painting, or who alters the vehicle in such a manner
that its stated weight ratings are no longer valid, before the first
purchase of the vehicle in good faith for purposes other than resale,
containing accurate information for the altered vehicle, in accordance
with S4.3.
S4.3.3 Additional labeling information for vehicles other than
passenger cars. Each vehicle shall show the size designation and, if
applicable, the type designation of rims (not necessarily those on the
vehicle) appropriate for the tire appropriate for use on that vehicle,
including the tire installed as original equipment on the vehicle by the
vehicle manufacturer, after each GAWR listed on the certification label
required by Sec. 567.4 or Sec. 567.5 of this chapter. This information
shall be in the English language, lettered in block capitals and
numerals not less than 2.4 millimeters high and in the following format:
Truck Example--Suitable Tire-Rim Choice
GVWR: 2,441 kilograms (5381 pounds).
GAWR: Front--1,299 kilograms (2,864 pounds) with P265/70R16 tires,
16 x 8.0 rims at 248 kPa (36 psi) cold single.
GAWR: Rear--1,299 kilograms (2,864 pounds) with P265/70R16 tires, 16
x 8.00 rims, at 248 kPa (36 psi) cold single.
S4.3.4 No inflation pressure other than the maximum permissible
inflation pressure may be shown on the placard and, if any, tire
inflation pressure label unless--
(a) It is less than the maximum permissible inflation pressure;
(b) It is appropriate for the load limits as calculated in
accordance with S4.2; and
(c) The tire load rating specified in a submission by an individual
manufacturer, pursuant to S4.1.1(a) of Sec. 571.139 or contained in one
of the publications described in S4.1.1(b) of Sec. 571.139, for the
tire size at that inflation pressure is not less than the vehicle
maximum load and the vehicle normal load on the tire for those vehicle
loading conditions.
S4.3.5 Requirements for trailers. Each trailer, except for an
incomplete vehicle, must show the information specified in S4.3 (c)
through (g), and may show the information specified in S4.3 (h) and (i),
on a placard permanently affixed proximate to the certification label
specified in 49 CFR part 567. Additionally, each trailer must on its
placard contain a cargo capacity statement expressed as ``The weight of
cargo should never exceed XXX kilograms or XXX pounds'' in the same
location on the placard specified for the ``vehicle capacity weight''
statement required by this standard. At the manufacturer's option, the
information specified in S4.3 (c), (d), (h) and (i) may be shown,
alternatively, on a tire inflation pressure label, and conform in color
and format, not including the border surrounding the entire label, as
specified in the example set forth in Figure 2 in this standard. The
label shall be permanently affixed and proximate to the placard required
by this paragraph. The information specified in S4.3 (e) shall be shown
on both the vehicle placard and on the tire inflation pressure label (if
such a label is affixed to provide the information specified in S4.3
(c), (d), (h) and (i)) in the format and color scheme set forth in
Figures 1 and 2. If the vehicle is a recreation vehicle trailer and is
equipped with a propane supply, the weight of full propane tanks must be
[[Page 516]]
included in the vehicle's unloaded vehicle weight. If the vehicle is a
recreation vehicle trailer and is equipped with an on-board potable
water supply, the weight of such on-board water must be treated as
cargo.
S4.4 Rims.
S4.4.1 Requirements. Each rim shall:
(a) Be constructed to the dimensions of a rim that is listed by the
manufacturer of the tires as suitable for use with those tires, in
accordance with S4 of Sec. 571.139.
(b) Except for trailers, in the event of rapid loss of inflation
pressure with the vehicle traveling in a straight line at a speed of 97
km/h (60 mph), retain the deflated tire until the vehicle can be stopped
with a controlled braking application.
Table I--Occupant Loading and Distribution for Vehicle Normal Load for
Various Designated Seating Capacities
------------------------------------------------------------------------
Vehicle
normal
Designated seating capacity, load, Occupant distribution in a
number of occupants number of normally loaded vehicle
occupants
------------------------------------------------------------------------
2 through 4 2 2 in front.
5 through 10 3 2 in front, 1 in second seat.
11 through 15 5 2 in front, 1 in second seat,
1 in third seat, 1 in fourth
seat.
16 through 22 7 2 in front, 2 in second seat,
2 in third seat, 1 in fourth
seat.
------------------------------------------------------------------------
S4.4.2. Rim markings for vehicles other than passenger cars. Each
rim or, at the option of the manufacturer in the case of a single-piece
wheel, each wheel disc shall be marked with the information listed in
S4.4.2 (a) through (e), in lettering not less than 3 millimeters in
height, impressed to a depth or, at the option of the manufacturer,
embossed to a height of not less than 0.125 millimeters. The information
listed in S4.4.2 (a) through (c) shall appear on the outward side. In
the case of rims of multi piece construction, the information listed in
S4.4.2 (a) through (e) shall appear on the rim base and the information
listed in S4.4.2 (b) and (d) shall also appear on each other part of the
rim.
(a) A designation that indicates the source of the rim's published
nominal dimensions, as follows:
(1) ``T'' indicates The Tire and Rim Association.
(2) ``E'' indicates The European Tyre and Rim Technical
Organization.
(3) ``J'' indicates Japan Automobile Tire Manufacturers''
Association, Inc.
(4) ``L'' indicates ABPA (Brazil), a.k.a. Associacao Latino
Americana De Pneus E Aros.
(5) ``F'' indicates Tire and Rim Engineering Data Committee of South
Africa (Tredco).
(6) ``S'' indicates Scandinavian Tire and Rim Organization (STRO).
(7) ``A'' indicates The Tyre and Rim Association of Australia.
(8) ``I'' indicates Indian Tyre Technical Advisory Committee
(ITTAC).
(9) ``R'' indicates Argentine Institute of Rationalization of
Materials, a.k.a. Instituto Argentino de Racionalizaci[oacute]n de
Materiales, (ARAM).
(10) ``N'' indicates an independent listing pursuant to S4.1 of
Sec. 571.139 or S5.1(a) of Sec. 571.119.
(b) The rim size designation, and in case of multipiece rims, the
rim type designation. For example: 20 x 5.50, or 20 x 5.5.
(c) The symbol DOT, constituting a certification by the manufacturer
of the rim that the rim complies with all applicable Federal motor
vehicle safety standards.
(d) A designation that identifies the manufacturer of the rim by
name, trademark, or symbol.
(e) The month, day and year or the month and year of manufacture,
expressed either numerically or by use of a symbol, at the option of the
manufacturer. For example: ``September 4, 2001'' may be expressed
numerically as: ``90401'', ``904, 01'' or ``01, 904''; ``September
2001'' may be expressed as: ``901'', ``9, 01'' or ``01, 9''.
(1) Any manufacturer that elects to express the date of manufacture
by means of a symbol shall notify NHTSA in writing of the full names and
addresses of all manufacturers and brand name owners utilizing that
symbol and the name and address of the trademark owner of that symbol,
if any. The notification shall describe in narrative form and in detail
how the month, day, and year or the month and year are depicted by the
symbol. Such description
[[Page 517]]
shall include an actual size graphic depiction of the symbol, showing
and/or explaining the interrelationship of the component parts of the
symbol as they will appear on the rim or single piece wheel disc,
including dimensional specifications, and where the symbol will be
located on the rim or single piece wheel disc. The notification shall be
received by NHTSA not less than 60 calendar days before the first use of
the symbol. The notification shall be mailed to National Highway Traffic
Safety Administration, West Building, 1200 New Jersey Ave. SE,
Washington, DC 20590. All information provided to NHTSA under this
paragraph will be placed in the public docket.
(2) Each manufacturer of wheels shall provide an explanation of its
date of manufacture symbol to any person upon request.
S5. Load Limits for Non-Pneumatic Spare Tires. The highest vehicle
maximum load on the tire for the vehicle shall not be greater than the
load rating for the non-pneumatic spare tire.
S6 Labeling Requirements for Non-Pneumatic Spare Tires or Tire
Assemblies. Each non-pneumatic tire or, in the case of a non-pneumatic
tire assembly in which the non-pneumatic tire is an integral part of the
assembly, each non-pneumatic tire assembly shall include, in letters or
numerals not less than 4 millimeters high, the information specified in
paragraphs S6 (a) and (b). The information shall be permanently molded,
stamped, or otherwise permanently marked into or onto the non-pneumatic
tire or non-pneumatic tire assembly, or shall appear on a label that is
permanently attached to the tire or tire assembly. If a label is used,
it shall be subsurface printed, made of material that is resistant to
fade, heat, moisture and abrasion, and attached in such a manner that it
cannot be removed without destroying or defacing the label on the non-
pneumatic tire or tire assembly. The information specified in paragraphs
S6 (a) and (b) shall appear on both sides of the non-pneumatic tire or
tire assembly, except, in the case of a non-pneumatic tire assembly
which has a particular side that must always face outward when mounted
on a vehicle, in which case the information specified in paragraphs S6
(a) and (b) shall only be required on the outward facing side. The
information shall be positioned on the tire or tire assembly such that
it is not placed on the tread or the outermost edge of the tire and is
not obstructed by any portion of any non-pneumatic rim or wheel center
member designated for use with that tire in this standard or in Standard
No. 129.
(a) FOR TEMPORARY USE ONLY; and
(b) MAXIMUM 80 KM/H (50 M.P.H.).
S7. Requirements for Passenger Cars Equipped with Non-Pneumatic
Spare Tire Assemblies
S7.1 Vehicle Placarding Requirements. A placard, permanently affixed
to the inside of the vehicle trunk or an equally accessible location
adjacent to the non-pneumatic spare tire assembly, shall display the
information set forth in S6 in block capitals and numerals not less than
6 millimeters high preceded by the words ``IMPORTANT--USE OF SPARE
TIRE'' in letters not less than 9 millimeters high.
S7.2 Supplementary Information. The owner's manual of the passenger
car shall contain, in writing in the English language and in not less
than 10 point type, the following information under the heading
``IMPORTANT--USE OF SPARE TIRE'':
(a) A statement indicating the information related to appropriate
use for the non-pneumatic spare tire including at a minimum the
information set forth in S6 (a) and (b) and either the information set
forth in S4.3(g) or a statement that the information set forth in
S4.3(g) is located on the vehicle placard and on the non-pneumatic tire;
(b) An instruction to drive carefully when the non-pneumatic spare
tire is in use, and to install the proper pneumatic tire and rim at the
first reasonable opportunity; and
(c) A statement that operation of the passenger car is not
recommended with more than one non-pneumatic spare tire in use at the
same time.
S8. Non-Pneumatic Rims and Wheel Center Members
S8.1 Non-Pneumatic Rim Requirements. Each non-pneumatic rim that is
part of a separable non-pneumatic
[[Page 518]]
spare tire assembly shall be constructed to the dimensions of a non-
pneumatic rim that is listed pursuant to S4.4 of Sec. 571.129 for use
with the non-pneumatic tire, designated by its non-pneumatic tire
identification code, with which the vehicle is equipped.
S8.2 Wheel Center Member Requirements. Each wheel center member that
is part of a separable non-pneumatic spare tire assembly shall be
constructed to the dimensions of a wheel center member that is listed
pursuant to S4.4 of Sec. 571.129 for use with the non-pneumatic tire,
designated by its non-pneumatic tire identification code, with which the
vehicle is equipped.
[GRAPHIC] [TIFF OMITTED] TR22MR05.000
[[Page 519]]
[GRAPHIC] [TIFF OMITTED] TR22MR05.001
S9. Each motor home and recreation vehicle (RV) trailer must meet
the applicable requirements in S9.
S9.1 On motor homes, the sum of the gross axle weight ratings (GAWR)
of all axles on the vehicle must not be less than the gross vehicle
weight rating (GVWR).
S9.2 On RV trailers, the sum of the GAWRs of all axles on the
vehicle plus the vehicle manufacturer's recommended tongue weight must
not be less than the GVWR. If tongue weight is specified as a range, the
minimum value must be used.
S9.3 Each motor home and RV trailer single stage or final stage
manufacturer must affix either a motor home occupant and cargo carrying
capacity (OCCC) label (Figure 3) or a RV trailer cargo carrying capacity
(CCC) label (Figure 4) to its vehicles that meets the following
criteria:
S9.3.1 The RV load carrying capacity labels (Figures 3 and 4) and
the RV supplemental labels (Figures 5 and 6) required by S9.3.3(b) must
be legible, visible, moisture resistant, presented in the English
language, have a minimum print size of 2.4 millimeters (3/32 inches)
high and be printed in black print on a yellow background.
S9.3.2 The weight value for load carrying capacity on the RV load
carrying capacity labels (Figures 3 and 4) must be displayed to the
nearest kilogram with conversion to the nearest pound and must be such
that the vehicle does not exceed its GVWR when loaded with the stated
load carrying capacity. The UVW and the GVWR used to determine the RV's
load carrying capacity must reflect the weights and design of the motor
home or RV trailer as configured for delivery to the dealer/service
facility. If applicable, the weight of full propane tanks must be
included in the RV's UVW and the weight of on-board potable water must
be treated as cargo.
S9.3.3 An RV load carrying capacity label (Figures 3 or 4) must be:
(a) Permanently affixed and must be visibly located on the interior
of the forward-most exterior passenger door
[[Page 520]]
on the right side of the vehicle or; at the option of the manufacturer,
(b) A temporary version of the RV load carrying capacity label
(Figures 3 or 4) must be visibly located on the interior of the forward-
most exterior passenger door on the right side of the vehicle. A
permanent motor home or RV trailer supplemental label (Figures 5 or 6)
must be permanently affixed within 25 millimeters of the placard
specified in S4.3 for motor homes and S4.3.5 for RV trailers.
S9.3.4 Permanent and temporary motor home OCCC labels must contain
the following information in accordance with Figure 3:
(a) The statement: ``MOTOR HOME OCCUPANT AND CARGO CARRYING
CAPACITY'' in block letters.
(b) The Vehicle Identification Number (VIN).
(c) The statement ``THE COMBINED WEIGHT OF OCCUPANTS AND CARGO
SHOULD NEVER EXCEED: XXX kg or XXX lbs'' in block letters with
appropriate values included.
(d) The statement ``Safety belt equipped seating capacity: XXX''
with the appropriate value included. This is the total number of safety
belt equipped seating positions.
(e) The statement ``CAUTION: A full load of water equals XXX kg or
XXX lbs of cargo @ 1 kg/L (8.3 lb/gal) and the tongue weight of a towed
trailer counts as cargo'' with appropriate values included.
S9.3.5 Permanent and temporary RV trailer CCC labels must contain
the following information in accordance with Figure 4:
(a) The statement: ``RECREATION VEHICLE TRAILER CARGO CARRYING
CAPACITY'' in block letters.
(b) The Vehicle Identification Number (VIN).
(c) The statement ``THE WEIGHT OF CARGO SHOULD NEVER EXCEED: XXX kg
or XXX lbs'' in block letters with appropriate values included.
(d) The statement ``CAUTION: A full load of water equals XXX kg or
XXX lbs of cargo @ 1 kg/L (8.3 lb/gal)'' with appropriate values
included.
S9.3.6 For RVs, the vehicle capacity weight values and the seating
capacity values (motor homes only) on the placard required by S4.3 or
S4.3.5 must agree with the load carrying capacity weight values and the
safety belt equipped seating capacity (motor homes only) on the RV load
carrying capacity labels (Figures 3 and 4).
S9.3.7 The permanent motor home supplemental label must contain the
following information in accordance with Figure 5:
(a) The statement ``CAUTION: A full load of water equals XXX kg or
XXX lbs of cargo @ 1 kg/L (8.3 lb/gal) and the tongue weight of a towed
trailer counts as cargo'' with appropriate values included.
S9.3.8 The permanent RV trailer supplemental label must contain the
following information in accordance with Figure 6:
(a) The statement ``CAUTION: A full load of water equals XXX kg or
XXX lbs of cargo @ 1 kg/L (8.3 lb/gal)'' with appropriate values
included.
S10. Weight added to vehicles between final vehicle certification
and first retail sale of the vehicle.
S10.1 If weight exceeding the lesser of 1.5 percent of GVWR or 45.4
kg (100 pounds) is added to a vehicle between final vehicle
certification and first retail sale of the vehicle, the vehicle capacity
weight values on the placard required by S4.3 or S4.3.5 and the load
carrying capacity weight values on the RV load carrying capacity labels
(Figures 3 and 4) required by S9.3 must be corrected using one or a
combination of the following methods:
(a) Permanently affix load carrying capacity modification labels
(Figure 7), which display the amount the load carrying capacity is
reduced to the nearest kilogram with conversion to the nearest pound,
within 25 millimeters of the original, permanent RV load carrying
capacity label (Figure 3 or 4) and the original placard (Figure 1). The
load carrying capacity modification labels must be legible, visible,
permanent, moisture resistant, presented in the English language, have a
minimum print size of 2.4 millimeters (3/32 inches) high and be printed
in black print on a yellow background, or
(b) If the manufacturer selects S9.3.3(b), apply a temporary version
of the load carrying capacity modification label (Figure 7) within 25
millimeters of the original, temporary RV load
[[Page 521]]
carrying capacity label (Figure 3 or 4) on the interior of the forward-
most exterior passenger door on the right side of the vehicle, in
addition to applying a permanent version of the same label within 25 mm
of the placard required by S4.3 or S4.3.5. Both temporary and permanent
versions of the load carrying capacity modification label (Figure 7) may
be printed without values and values may be legibly applied to the label
with a black, fine point, indelible marker. The label must contain the
statements ``CAUTION--LOAD CARRYING CAPACITY REDUCED'' in block letters
and ``Modifications to this vehicle have reduced the original load
carrying capacity by XXX kg or XXX lbs'' in accordance with Figure 7. If
two load carrying capacity modification labels are required (one
permanent and one temporary), the weight values on each must agree, or
(c) Modify the original, permanent RV load carrying capacity labels
(Figures 3 and 4) and the placard (Figure 1) with correct vehicle
capacity weight values. If the manufacturer selects S9.3.3(b), the
temporary RV load carrying capacity labels (Figures 3 and 4) must also
be modified with correct vehicle capacity weight values. Modification of
labels requires a machine printed overlay with printed corrected values
or blanks for corrected values that may be entered with a black, fine-
point, indelible marker. Crossing out old values and entering corrected
values on the original label is not permissible, or
(d) Replace the original, permanent RV load carrying capacity labels
(Figures 3 and 4) and the placard (Figure 1) with the same labels/
placard containing correct vehicle capacity weight values. If the
manufacturer selects S9.3.3(b), the temporary RV load carrying capacity
labels (Figures 3 and 4) must also be replaced with the same labels
containing correct vehicle capacity weight values.
S10.2 Corrected load carrying capacity weight values or the weight
amount the load carrying capacity is reduced, must reflect the total
weight added between final vehicle certification and first retail sale
and must be accurate within one percent of the actual added weight. No
action is required if the weight of the vehicle is reduced between final
vehicle certification and first retail sale.
[[Page 522]]
[GRAPHIC] [TIFF OMITTED] TR04DE07.043
[36 FR 22902, Dec. 2, 1971]
Editorial Note: For Federal Register citations affecting Sec.
571.111, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
[[Page 523]]
Sec. 571.111 Standard No. 111; Rear visibility.
S1. Scope. This standard specifies requirements for rear visibility
devices and systems.
S2. Purpose. The purpose of this standard is to reduce the number of
deaths and injuries that occur when the driver of a motor vehicle does
not have a clear and reasonably unobstructed view to the rear.
S3. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, buses, school buses,
motorcycles and low-speed vehicles.
S4. Definitions.
Backing event means an amount of time which starts when the
vehicle's direction selector is placed in reverse, and ends at the
manufacturer's choosing, when the vehicle forward motion reaches:
(a) a speed of 10 mph,
(b) a distance of 10 meters traveled, or
(c) a continuous duration of 10 seconds.
Convex mirror means a mirror having a curved reflective surface
whose shape is the same as that of the exterior surface of a section of
a sphere.
Effective mirror surface means the portions of a mirror that reflect
images, excluding the mirror rim or mounting brackets.
Environmental test fixture means a device designed to support the
external components of the rear visibility system for testing purposes,
using any factory seal which would be used during normal vehicle
operation, in a manner that simulates the on-vehicle component
orientation during normal vehicle operation, and prevents the exposure
of any test conditions to portions of the external component which are
not exposed to the outside of the motor vehicle.
External component means any part of the rear visibility system
which is exposed to the outside of the motor vehicle.
Key means a physical device or an electronic code which, when
inserted into the starting system (by physical or electronic means),
enables the vehicle operator to activate the engine or motor.
Limited line manufacturer means a manufacturer that sells three or
fewer carlines, as that term is defined in 49 CFR 583.4, in the United
States during a production year, as that term is defined in S15.
Rearview image means a visual image, detected by means of a single
source, of the area directly behind a vehicle that is provided in a
single location to the vehicle operator and by means of indirect vision.
Rear visibility system means the set of devices or components which
together perform the function of producing the rearview image as
required under this standard.
Small manufacturer means an original vehicle manufacturer that
produces or assembles fewer than 5,000 vehicles annually for sale in the
United States.
Starting system means the vehicle system used in conjunction with
the key to activate the engine or motor.
Unit magnification mirror means a plane or flat mirror with a
reflective surface through which the angular height and width of the
image of an object is equal to the angular height and width of the
object when viewed directly at the same distance except for flaws that
do not exceed normal manufacturing tolerances. For the purposes of this
regulation a prismatic day-night adjustment rearview mirror one of whose
positions provides unit magnification is considered a unit magnification
mirror.
S5. Requirements for passenger cars.
S5.1 Inside rearview mirror. Each passenger car shall have an inside
rearview mirror of unit magnification.
S5.1.1 Field of view. Except as provided in S5.3, the mirror shall
provide a field of view with an included horizontal angle measured from
the projected eye point of at least 20 degrees, and a sufficient
vertical angle to provide a view of a level road surface extending to
the horizon beginning at a point not greater than 61 m to the rear of
the vehicle when the vehicle is occupied by the driver and four
passengers or the designated occupant capacity, if less, based on an
average occupant weight of 68 kg. The line of sight may be partially
obscured by seated occupants or by head restraints. The location of the
driver's eye reference points
[[Page 524]]
shall be those established in Motor Vehicle Safety Standard No. 104
(Sec. 571.104) or a nominal location appropriate for any 95th
percentile male driver.
S5.1.2 Mounting. The mirror mounting shall provide a stable support
for the mirror, and shall provide for mirror adjustment by tilting in
both the horizontal and vertical directions. If the mirror is in the
head impact area, the mounting shall deflect, collapse or break away
without leaving sharp edges when the reflective surface of the mirror is
subjected to a force of 400 N in any forward direction that is not more
than 45[deg] from the forward longitudinal direction.
S5.2 Outside rearview mirror--driver's side.
S5.2.1 Field of view. Each passenger car shall have an outside
mirror of unit magnification. The mirror shall provide the driver a view
of a level road surface extending to the horizon from a line,
perpendicular to a longitudinal plane tangent to the driver's side of
the vehicle at the widest point, extending 2.4 m out from the tangent
plane 10.7 m behind the driver's eyes, with the seat in the rearmost
position. The line of sight may be partially obscured by rear body or
fender contours. The location of the driver's eye reference points shall
be those established in Motor Vehicle Safety Standard No. 104 (Sec.
571.104) or a nominal location appropriate for any 95th percentile male
driver.
S5.2.2 Mounting. The mirror mounting shall provide a stable support
for the mirror, and neither the mirror nor the mounting shall protrude
farther than the widest part of the vehicle body except to the extent
necessary to produce a field of view meeting or exceeding the
requirements of S5.2.1. The mirror shall not be obscured by the unwiped
portion of the windshield, and shall be adjustable by tilting in both
horizontal and vertical directions from the driver's seated position.
The mirror and mounting shall be free of sharp points or edges that
could contribute to pedestrian injury.
S5.3 Outside rearview mirror passenger's side. Each passenger car
whose inside rearview mirror does not meet the field of view
requirements of S5.1.1 shall have an outside mirror of unit
magnification or a convex mirror installed on the passenger's side. The
mirror mounting shall provide a stable support and be free of sharp
points or edges that could contribute to pedestrian injury. The mirror
need not be adjustable from the driver's seat but shall be capable of
adjustment by tilting in both horizontal and vertical directions.
S5.4 Convex mirror requirements. Each motor vehicle using a convex
mirror to meet the requirements of S5.3 shall comply with the following
requirements:
S5.4.1 When each convex mirror is tested in accordance with the
procedures specified in S12. of this standard, none of the radii of
curvature readings shall deviate from the average radius of curvature by
more than plus or minus 12.5 percent.
S5.4.2 Each convex mirror shall have permanently and indelibly
marked at the lower edge of the mirror's reflective surface, in letters
not less than 4.8 mm nor more than 6.4 mm high the words ``Objects in
Mirror Are Closer Than They Appear.''
S5.4.3 The average radius of curvature of each such mirror, as
determined by using the procedure in S12., shall be not less than 889 mm
and not more than 1,651 mm.
S5.5 Rear visibility.
(a) Phase-in period requirements. For passenger cars with a GVWR of
4,536 kg or less manufactured on or after May 1, 2016, but not later
than April 30, 2018, a percentage of each manufacturer's production, as
specified in S15, shall display a rearview image meeting the
requirements of S5.5.1.
(b) Final requirements. Each passenger car with a GVWR of 4,536 kg
or less manufactured on or after May 1, 2018, shall display a rearview
image meeting the requirements of S5.5.1 through S5.5.7.
S5.5.1 Field of view. When tested in accordance with the procedures
in S14.1, the rearview image shall include:
(a) A minimum of a 150-mm wide portion along the circumference of
each test object located at positions F and G specified in S14.1.4; and
(b) The full width and height of each test object located at
positions A through E specified in S14.1.4.
[[Page 525]]
S5.5.2 Size. When the rearview image is measured in accordance with
the procedures in S14.1, the calculated visual angle subtended by the
horizontal width of
(a) All three test objects located at positions A, B, and C
specified in S14.1.4 shall average not less than 5 minutes of arc; and
(b) Each individual test object (A, B, and C) shall not be less than
3 minutes of arc.
S5.5.3 Response time. The rearview image meeting the requirements of
S5.5.1 and S5.5.2, when tested in accordance with S14.2, shall be
displayed within 2.0 seconds of the start of a backing event.
S5.5.4 Linger time. The rearview image meeting the requirements of
S5.5.1 and S5.5.2 shall not be displayed after the backing event has
ended.
S5.5.5 Deactivation. The rearview image meeting the requirements of
S5.5.1 and S5.5.2 shall remain visible during the backing event until
either, the driver modifies the view, or the vehicle direction selector
is removed from the reverse position.
S5.5.6 Default view. The rear visibility system must default to the
rearview image meeting the requirements of S5.5.1 and S5.5.2 at the
beginning of each backing event regardless of any modifications to the
field of view the driver has previously selected.
S5.5.7 Durability. The rear visibility system shall meet the field
of view and image size requirements of S5.5.1 and S5.5.2 after each
durability test specified in S14.3.1, S14.3.2, and S14.3.3.
S6. Requirements for multipurpose passenger vehicles, low-speed
vehicles, trucks, buses, and school buses with GVWR of 4,536 kg or less.
S6.1 Each multipurpose passenger vehicle, truck and bus, other than
a school bus, with a GVWR of 4,536 kg or less shall have either--
(a) Mirrors that conform to the requirements of S5.; or
(b) Outside mirrors of unit magnification, each with not less than
126 cm\2\ of reflective surface, installed with stable supports on both
sides of the vehicle, located so as to provide the driver a view to the
rear along both sides of the vehicle, and adjustable in both the
horizontal and vertical directions to view the rearward scene.
S6.2 Rear visibility.
(a) Phase-in period requirements. For multipurpose passenger
vehicles, low-speed vehicles, trucks, buses, and school buses with a
GVWR of 4,536 kg or less manufactured on or after May 1, 2016, but not
later than April 30, 2018, a percentage of each manufacturer's
production, as specified in S15, shall display a rearview image meeting
the requirements of S6.2.1.
(b) Final requirements. Each multipurpose passenger vehicle, low-
speed vehicle, truck, bus, and school bus with a GVWR of 4,536 kg or
less manufactured on or after May 1, 2018, shall display a rearview
image meeting the requirements of S6.2.1 through S6.2.7.
S6.2.1 Field of view. When tested in accordance with the procedures
in S14.1, the rearview image shall include:
(a) A minimum of a 150-mm wide portion along the circumference of
each test object located at positions F and G specified in S14.1.4; and
(b) The full width and height of each test object located at
positions A through E specified in S14.1.4.
S6.2.2 Size. When the rearview image is measured in accordance with
the procedures in S14.1, the calculated visual angle subtended by the
horizontal width of
(a) All three test objects located at positions A, B, and C
specified in S14.1.4 shall average not less than 5 minutes of arc; and
(b) Each individual test object (A, B, and C) shall not be less than
3 minutes of arc.
S6.2.3 Response time. The rearview image meeting the requirements of
S6.2.1 and S6.2.2, when tested in accordance with S14.2, shall be
displayed within 2.0 seconds of the start of a backing event.
S6.2.4 Linger time. The rearview image meeting the requirements of
S6.2.1 and S6.2.2 shall not be displayed after the backing event has
ended.
S6.2.5 Deactivation. The rearview image meeting the requirements of
S6.2.1 and S6.2.2 shall remain visible during the backing event until
either, the driver modifies the view, or the vehicle direction selector
is removed from the reverse position.
[[Page 526]]
S6.2.6 Default view. The rear visibility system must default to the
rearview image meeting the requirements of S6.2.1 and S6.2.2 at the
beginning of each backing event regardless of any modifications to the
field of view the driver has previously selected.
S6.2.7 Durability. The rear visibility system shall meet the field
of view and image size requirements of S6.2.1 and S6.2.2 after each
durability test specified in S14.3.1, S14.3.2, and S14.3.3.
S7. Requirements for multipurpose passenger vehicles and trucks with
a GVWR of more than 4,536 kg and less than 11,340 kg and buses, other
than school buses, with a GVWR of more than 4,536 kg.
S7.1 Each multipurpose passenger vehicle and truck with a GVWR of
more than 4,536 kg and less than 11,340 kg and each bus, other than a
school bus, with a GVWR of more than 4,536 kg shall have outside mirrors
of unit magnification, each with not less than 323 cm\2\ of reflective
surface, installed with stable supports on both sides of the vehicle.
The mirrors shall be located so as to provide the driver a view to the
rear along both sides of the vehicle and shall be adjustable both in the
horizontal and vertical directions to view the rearward scene.
S8. Requirements for multipurpose passenger vehicles and trucks with
a GVWR of 11,340 kg or more.
S8.1 Each multipurpose passenger vehicle and truck with a GVWR of
11,340 kg or more shall have outside mirrors of unit magnification, each
with not less than 323 cm\2\ of reflective surface, installed with
stable supports on both sides of the vehicle. The mirrors shall be
located so as to provide the driver a view to the rear along both sides
of the vehicle and shall be adjustable both in the horizontal and
vertical directions to view the rearward scene.
S9. Requirements for School Buses. When a school bus is tested in
accordance with the procedures of S13, it shall meet the requirements of
S9.1 through S9.4.
S9.1 Outside Rearview Mirrors. Each school bus shall have two
outside rearview mirror systems: System A and System B.
S9.2. System A shall be located with stable supports so that the
portion of the system on the bus's left side, and the portion on its
right side, each:
(a) Includes at least one mirror of unit magnification with not less
than 323 cm\2\ of reflective surface; and
(b) Includes one or more mirrors which together provide, at the
driver's eye location, a view of:
(1) For the mirror system on the right side of the bus, the entire
top surface of cylinder N in Figure 2, and that area of the ground which
extends rearward from cylinder N to a point not less than 61 meters from
the mirror surface.
(2) For the mirror system on the left side of the bus, the entire
top surface of cylinder M in Figure 2, and that area of the ground which
extends rearward from cylinder M to a point not less than 61 meters from
the mirror surface.
S9.3(a) For each of the cylinders A through P whose entire top
surface is not directly visible from the driver's eye location, System B
shall provide, at that location:
(1) A view of the entire top surface of that cylinder.
(2) A view of the ground that overlaps with the view of the ground
provided by System A.
(b) Each mirror installed in compliance with S9.3(a) shall meet the
following requirements:
(1) Each mirror shall have a projected area of at least 258 cm\2\,
as measured on a plane at a right angle to the mirror's axis.
(2) Each mirror shall be located such that the distance from the
center point of the eye location of a 25th percentile adult female
seated in the driver's seat to the center of the mirror shall be at
least 95 cm.
(3) Each mirror shall have no discontinuities in the slope of the
surface of the mirror.
(4) Each mirror shall be installed with a stable support.
(c) Each school bus which has a mirror installed in compliance with
S9.3(a) that has an average radius of curvature of less than 889 mm, as
determined under S12, shall have a label visible to the seated driver.
The label shall be printed in a type face and color that are clear and
conspicuous. The label shall state the following:
[[Page 527]]
``USE CROSS VIEW MIRRORS TO VIEW PEDESTRIANS WHILE BUS IS STOPPED. DO
NOT USE THESE MIRRORS TO VIEW TRAFFIC WHILE BUS IS MOVING. IMAGES IN
SUCH MIRRORS DO NOT ACCURATELY SHOW ANOTHER VEHICLE'S LOCATION.''
S9.4(a) Each image required by S9.3(a)(1) to be visible at the
driver's eye location shall be separated from the edge of the effective
mirror surface of the mirror providing that image by a distance of not
less than 3 minutes of arc.
(b) The image required by S9.3(a)(1) of cylinder P shall meet the
following requirements:
(1) The angular size of the shortest dimension of that cylinder's
image shall be not less than 3 minutes of arc; and
(2) The angular size of the longest dimension of that cylinder's
image shall be not less than 9 minutes of arc.
S10. Requirements for motorcycles.
S10.1 Each motorcycle shall have either a mirror of unit
magnification with not less than 8065 mm\2\ of reflective surface, or a
convex mirror with not less than 6450 mm\2\ of reflective surface and an
average radius of curvature not less than 508 mm and not greater than
1524 mm, installed with a stable support, and mounted so that the
horizontal center of the reflective surface is at least 279 mm outward
of the longitudinal centerline of the motorcycle. The mirror shall be
adjustable by tilting in both the horizontal and vertical directions.
S11. Mirror Construction. The average reflectance of any mirror
required by this standard shall be determined in accordance with SAE
Standard J964 OCT84 (incorporated by reference, see Sec. 571.5). All
single reflectance mirrors shall have an average reflectance of at least
35 percent. If a mirror is capable of multiple reflectance levels, the
minimum reflectance level in the day mode shall be at least 35 percent
and the minimum reflectance level in the night mode shall be at least 4
percent. A multiple reflectance mirror shall either be equipped with a
means for the driver to adjust the mirror to a reflectance level of at
least 35 percent in the event of electrical failure, or achieve such
reflectance level automatically in the event of electrical failure.
S12. Determination of radius of curvature.
S12.1 To determine the average radius of curvature of a convex
mirror, use a 3-point linear spherometer, which meets the requirements
of S12.2, at the 10 test positions shown in Figure 1 and record the
readings for each position.
S12.2 The 3-point linear spherometer has two outer fixed legs 38 mm
apart and one inner movable leg at the midpoint. The spherometer has a
dial indicator with a scale that can be read accurately to .0025 mm,
with the zero reading being a flat surface.
S12.3 The 10 test positions on the image display consist of two
positions at right angles to each other at each of five locations as
shown in Figure 1. The locations are at the center of the mirror, at the
left and right ends of a horizontal line that bisects the mirror and at
the top and bottom ends of a vertical line that bisects the mirror. None
of the readings are within a 6.4 mm border on the edge of the image
display.
S12.4 At each position, the spherometer is held perpendicular to the
convex mirror-surface and a record is made of the reading on the dial
indicator to the nearest .0025 mm.
S12.5 Convert the dial reading data for each of the 10 test
positions to radius of curvature calculations using Table I. Consider
the change as linear for dial readings that fall between two numbers in
Table I.
S12.6 Calculate the average radius of curvature by adding all 10
radius of curvature calculations and dividing by ten.
S12.7 Determine the numerical difference between the average radius
of curvature and each of the 10 individual radius of curvature
calculations determined in S12.5.
S12.8 Calculate the greatest percentage deviation by dividing the
greatest numerical difference determined in S12.7 by the average radius
of curvature and multiply by 100.
[[Page 528]]
[GRAPHIC] [TIFF OMITTED] TR24SE98.034
Table I--Conversion Table From Spherometer Dial Reading to Radius of
Curvature
------------------------------------------------------------------------
Radius of Radius of
Dial reading curvature curvature
(Inches) (mm)
------------------------------------------------------------------------
.00330........................................ 85.2 2164.1
.00350........................................ 80.4 2042.92
.00374........................................ 75.2 1910.1
.00402........................................ 70.0 1778.0
.00416........................................ 67.6 1717.0
.00432........................................ 65.1 1653.5
.00450........................................ 62.5 1587.5
.00468........................................ 60.1 1526.5
.00476........................................ 59.1 1501.1
.00484........................................ 58.1 1475.7
.00492........................................ 57.2 1452.9
.00502........................................ 56.0 1422.4
.00512........................................ 54.9 1394.5
.00522........................................ 53.9 1369.1
.00536........................................ 52.5 1333.5
.00544........................................ 51.7 1313.2
.00554........................................ 50.8 1290.3
.00566........................................ 49.7 1262.4
.00580........................................ 48.5 1231.9
.00592........................................ 47.5 1206.5
.00606........................................ 46.4 1178.6
.00622........................................ 45.2 1148.1
.00636........................................ 44.2 1122.7
.00654........................................ 43.0 1092.2
.00668........................................ 42.1 1069.3
.00686........................................ 41.0 1041.4
.00694........................................ 40.5 1028.7
.00720........................................ 39.1 993.1
.00740........................................ 38.0 965.2
.00760........................................ 37.0 939.8
.00780........................................ 36.1 916.9
.00802........................................ 35.1 891.5
.00822........................................ 34.2 868.7
.00850........................................ 33.1 840.7
.00878........................................ 32.0 812.8
.00906........................................ 31.0 787.4
.00922........................................ 30.5 774.7
.00938........................................ 30.0 762.0
.00960........................................ 29.3 744.2
.00980........................................ 28.7 729.0
.01004........................................ 28.0 711.2
.01022........................................ 27.5 698.5
.01042........................................ 27.0 685.8
.01060........................................ 26.5 673.1
.01080........................................ 26.0 660.4
.01110........................................ 25.3 642.6
.01130........................................ 24.9 632.5
.01170........................................ 24.0 609.6
.01200........................................ 23.4 594.4
.01240........................................ 22.7 576.6
.01280........................................ 22.0 558.8
.01310........................................ 21.5 546.1
.01360........................................ 20.7 525.8
.01400........................................ 20.1 510.5
.01430........................................ 19.7 500.4
.01480........................................ 19.0 482.6
.01540........................................ 18.3 464.8
.01570........................................ 17.9 454.7
.01610........................................ 17.5 444.5
.01650........................................ 17.1 434.3
.01700........................................ 16.6 421.6
.01750........................................ 16.1 408.9
.01800........................................ 15.6 396.2
.01860........................................ 15.1 383.5
.01910........................................ 14.7 373.4
.01980........................................ 14.2 360.7
.02040........................................ 13.8 350.5
.02100........................................ 13.4 340.4
[[Page 529]]
.02160........................................ 13.0 330.2
.02250........................................ 12.5 317.5
.02340........................................ 12.0 304.8
.02450........................................ 11.5 292.1
.02560........................................ 11.0 279.4
.02680........................................ 10.5 266.7
.02810........................................ 10.0 254.0
.02960........................................ 9.5 241.3
.03130........................................ 9.0 228.6
.03310........................................ 8.5 215.9
------------------------------------------------------------------------
S13. School bus mirror test procedures. The requirements of S9.1
through S9.4 shall be met when the vehicle is tested in accordance with
the following conditions.
S13.1 The cylinders shall be a color which provides a high contrast
with the surface on which the bus is parked.
S13.2 The cylinders are 0.3048 m high and 0.3048 m in diameter,
except for cylinder P which is 0.9144 m high and 0.3048 m in diameter.
S13.3 Place cylinders at locations as specified in S13.3(a) through
S13.3(g) and illustrated in Figure 2. Measure the distances shown in
Figure 2 from a cylinder to another object from the center of the
cylinder as viewed from above.
(a) Place cylinders G, H, and I so that they are tangent to a
transverse vertical plane tangent to the forward-most surface of the
bus's front bumper. Place cylinders D, E, F so that their centers are
located in a transverse vertical plane that is 1.8288 meters (6 feet)
forward of a transverse vertical plane passing through the centers of
cylinders G, H, and I. Place cylinders A, B, and C so that their centers
are located in a transverse vertical plane that is 3.6576 meters (12
feet) forward of the transverse vertical plane passing through the
centers of cylinders G, H, and I.
(b) Place cylinders B, E, and H so that their centers are in a
longitudinal vertical plane that passes through the bus's longitudinal
centerline.
(c) Place cylinders A, D, and G so that their centers are in a
longitudinal vertical plane that is tangent to the most outboard edge of
the left side of the bus's front bumper.
(d) Place cylinders C, F, and I so that their centers are in a
longitudinal vertical plane that is tangent to the most outboard edge of
the right side of the bus's front bumper.
(e) Place cylinder J so that its center is in a longitudinal
vertical plane 0.3048 meters (1 foot) to the left of the longitudinal
vertical plane passing through the centers of cylinders A, D, and G, and
is in the transverse vertical plane that passes through the centerline
of the bus's front axle.
(f) Place cylinder K so that its center is in a longitudinal
vertical plane 0.3048 meters (1 foot) to the right of the longitudinal
vertical plane passing through the centers of cylinders C, F, and I, and
is in the transverse vertical plane that passes through the centerline
of the bus's front axle.
(g) Place cylinders L, M, N, O, and P so that their centers are in
the transverse vertical plane that passes through the centerline of the
bus's rear axle. Place cylinder L so that its center is in a
longitudinal vertical plane that is 1.8288 meters (6 feet) to the left
of the longitudinal vertical plane tangent to the bus's most outboard
left surface (excluding the mirror system). Place cylinder M so that its
center is in a longitudinal vertical plane that is 0.3048 meters (1
foot) to the left of the longitudinal vertical plane tangent to the left
side of the bus. Place cylinder N so that its center is in a
longitudinal vertical plane that is 0.3048 meters (1 foot) to the right
of the longitudinal vertical plane tangent to the right side of the bus.
Place cylinder O so that its center is in a longitudinal vertical plane
that is 1.8288 meters (6 feet) to the right of the longitudinal vertical
plane tangent to the right side of the bus. Place cylinder P so that its
center is in a longitudinal vertical plane that is 3.6576 meters (12
feet) to the right of the longitudinal vertical plane tangent to the
right side of the bus.
[[Page 530]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.002
[[Page 531]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.041
S13.4 The driver's eye location is the eye location of a 25th
percentile adult female, when seated in the driver's seat as follows:
(a) The center point of the driver's eye location is the point
located 68.58 centimeters (27 inches) vertically above the intersection
of the seat cushion and the seat back at the longitudinal centerline of
the seat.
(b) Adjust the driver's seat to the midway point between the
forward-most and rear-most positions, and if separately adjustable in
the vertical direction, adjust to the lowest position. If an adjustment
position does not
[[Page 532]]
exist at the midway point, use the closest adjustment position to the
rear of the midpoint. If a seat back is adjustable, adjust the seat back
angle to the manufacturer's nominal design riding position in accordance
with the manufacturer's recommendations.
S13.5 Adjustable mirrors are adjusted before the test in accordance
with the manufacturer's recommendations. Such mirrors are not moved or
readjusted at any time during the test.
13.6 Place a 35 mm or larger format camera, or video camera, so that
its image plane is located at the center point of the driver's eye
location or at any single point within a semicircular area established
by a 15.24 centimeter (6 inch) radius parallel to and forward of the
center point (see figure 3). With the camera at any single location on
or within that semicircle look through the camera and the windows of the
bus and determine whether the entire top surface of each cylinder is
directly visible.
S13.7 For each cylinder whose entire top surface is determined under
paragraph 13.4 of this section not to be directly visible at the
driver's eye location,
(a) Place a comparison chart (see figure 4) above the mirror that
provides the fullest view of the cylinder in situations where a cylinder
is partially visible through more than one mirror.
[GRAPHIC] [TIFF OMITTED] TC01AU91.042
The width of the bars in Figure 4 indicating three minutes of arc
and nine minutes of arc are derived from the following formula:
For 3 minutes of arc:
[[Page 533]]
X = D x 0.000873,
Where:
X = the width of a line, in the unit of measurement D, representing 3
minutes of arc;
D = distance from center point of driver's eye location to the center of
the mirror's surface; and
0.000873 = tangent of 3 minutes of arc.
For 9 minutes of arc:
X = D x 0.002618,
Where:
X = the width of a line, in the unit of measurement D, representing 9
minutes of arc;
D = distance from center point of driver's eye location to the center of
the mirror's surface; and
0.002618 = tangent of 9 minutes of arc.
(b) Photograph each cylinder through the mirror(s) that provides a
view of the cylinder. Photograph each cylinder with the camera located
so that the view through its film or image plane is located at any
single location within the semicircle established under 13.4, [POINT
A,B,C, OR D] ensuring that the image of the mirror and comparison chart
fill the camera's view finder to the extent possible.
13.8 Make all observations and take all photographs with the
service/entry door in the closed position and the stop signal arm(s) in
the fully retracted position.
S14. Rear visibility test procedure.
S14.1 Field of view and image size test procedure.
S14.1.1 Lighting. The ambient illumination conditions in which
testing is conducted consists of light that is evenly distributed from
above and is at an intensity of between 7,000 lux and 10,000 lux, as
measured at the center of the exterior surface of the vehicle's roof.
S14.1.2 Vehicle conditions.
S14.1.2.1 Tires. The vehicle's tires are set to the vehicle
manufacturer's recommended cold inflation pressure.
S14.1.2.2 Fuel tank loading. The fuel tank is full.
S14.1.2.3 Vehicle load. The vehicle is loaded to simulate the weight
of the driver and four passengers or the designated occupant capacity,
if less. The weight of each occupant is represented by 45 kg resting on
the seat pan and 23 kg resting on the vehicle floorboard placed in the
driver's designated seating position and any other available designated
seating position.
S14.1.2.4 Rear hatch and trunk lids. If the vehicle is equipped with
rear hatches or trunk lids, they are closed and latched in their normal
vehicle operating condition.
S14.1.2.5 Driver's seat positioning.
S14.1.2.5.1 Adjust the driver's seat to the midpoint of the
longitudinal adjustment range. If the seat cannot be adjusted to the
midpoint of the longitudinal adjustment range, the closest adjustment
position to the rear of the midpoint shall be used.
S14.1.2.5.2 Adjust the driver's seat to the lowest point of all
vertical adjustment ranges present.
S14.1.2.5.3 Using the three dimensional SAE Standard J826 JUL95
(incorporated by reference, see Sec. 571.5) manikin, adjust the
driver's seat back angle at the vertical portion of the H-point
machine's torso weight hanger to 25 degrees. If this adjustment setting
is not available, adjust the seat-back angle to the positional detent
setting closest to 25 degrees in the direction of the manufacturer's
nominal design riding position.
S14.1.3 Test object. Each test object is a right circular cylinder
that is 0.8 m high and 0.3 m in external diameter. There are seven test
objects, designated A through G, and they are marked as follows.
(a) Test objects A, B, C, D, and E are marked with a horizontal band
encompassing the uppermost 150 mm of the side of the cylinder.
(b) Test objects F and G are marked on the side with a solid
vertical stripe of 150 mm width extending from the top to the bottom of
each cylinder.
(c) Both the horizontal band and vertical stripe shall be of a color
that contrasts with both the rest of the cylinder and the test surface.
S14.1.4 Test object locations and orientation. Place the test
objects at locations specified in S14.1.4(a)-(f) and illustrated in
Figure 5. Measure the distances shown in Figure 5 from a test object to
another test object or other object from the cylindrical center (axis)
of the test object as viewed from above. Each test object is oriented so
that its axis is vertical.
[[Page 534]]
(a) Place test objects F and G so that their centers are in a
transverse vertical plane that is 0.3 m to the rear of a transverse
vertical plane tangent to the rearmost surface of the rear bumper.
(b) Place test objects D and E so that their centers are in a
transverse vertical plane that is 3.05 m to the rear of a transverse
vertical plane tangent to the rearmost surface of the rear bumper.
(c) Place test objects A, B and C so that their centers are in a
transverse vertical plane that is 6.1 m to the rear of a transverse
vertical plane tangent to the rearmost surface of the rear bumper.
(d) Place test object B so that its center is in a longitudinal
vertical plane passing through the vehicle's longitudinal centerline.
(e) Place test objects C, E, and G so that their centers are in a
longitudinal vertical plane located 1.52 m, measured laterally and
horizontally, to the right of the vehicle longitudinal center line.
(f) Place test objects A, D, and F so that their centers are in a
longitudinal vertical plane located 1.52 m, measured laterally and
horizontally, to the left of the vehicle longitudinal center line.
S14.1.5 Test reference point. Obtain the test reference point using
the following procedure.
(a) Locate the center of the forward-looking eye midpoint
(Mf) illustrated in Figure 6 so that it is 635 mm vertically
above the H point (H) and 96 mm aft of the H point.
(b) Locate the head/neck joint center (J) illustrated in Figure 6 so
that it is 100 mm rearward of Mf and 588 mm vertically above
the H point.
(c) Draw an imaginary horizontal line between Mf and a
point vertically above J, defined as J2.
(d) Rotate the imaginary line about J2 in the direction
of the rearview image until the straight-line distance between
Mf and the center of the display used to present the rearview
image required in this standard reaches the shortest possible value.
(e) Define this new, rotated location of Mf to be
Mr (eye midpoint rotated).
S14.1.6 Display adjustment. If the display is mounted with a
rotational adjustment mechanism, adjust the display such that the
surface of the display is normal to the imaginary line traveling through
Mr and J2 or as near to normal as the display
adjustment will allow.
S14.1.7 Steering wheel adjustment. The steering wheel is adjusted to
the position where the longitudinal centerline of all vehicle tires are
parallel to the longitudinal centerline of the vehicle. If no such
position exists, adjust the steering wheel to the position where the
longitudinal centerline of all vehicle tires are closest to parallel to
the longitudinal centerline of the vehicle.
S14.1.8 Measurement procedure.
(a) Locate a 35 mm or larger format still camera, video camera, or
digital equivalent such that the center of the camera's image plane is
located at Mr and the camera lens is directed at the center
of the display's rearview image.
(b) Affix a ruler at the base of the rearview image in an
orientation perpendicular with a test object cylinder centerline. If the
vehicle head restraints obstruct the camera's view of the display, they
may be adjusted or removed.
(c) Photograph the image of the visual display with the ruler
included in the frame and the rearview image displayed.
S14.1.8.1 Extract photographic data.
(a) Using the photograph, measure the apparent length, of a 50 mm
delineated section of the in-photo ruler, along the ruler's edge,
closest to the rearview image and at a point near the horizontal center
of the rearview image.
(b) Using the photograph, measure the horizontal width of the
colored band at the upper portion of each of the three test objects
located at positions A, B, and C in Figure 5.
(c) Define the measured horizontal widths of the colored bands of
the three test objects as da, db, and dc.
S14.1.8.2 Obtain scaling factor. Using the apparent length of the 50
mm portion of the ruler as it appears in the photograph, divide this
apparent length by 50 mm to obtain a scaling factor. Define this scaling
factor as sscale.
S14.1.8.3 Determine viewing distance. Determine the actual distance
from the rotated eye midpoint location (Mr) to
[[Page 535]]
the center of the rearview image. Define this viewing distance as aeye.
S14.1.8.4 Calculate visual angle subtended by test objects. Use the
following equation to calculate the subtended visual angles:
[GRAPHIC] [TIFF OMITTED] TR07AP14.006
where i can take on the value of either test object A, B, or C, and
arcsine is calculated in units of degrees.
S14.2 Image response time test procedure. The temperature inside the
vehicle during this test is any temperature between 15 [deg]C and 25
[deg]C. Immediately prior to commencing the actions listed in
subparagraphs (a)-(c) of this paragraph, all components of the rear
visibility system are in a powered off state. Then:
(a) Open the driver's door to any width,
(b) Close the driver's door
(c) Activate the starting system using the key, and
(d) Select the vehicle's reverse direction at any time not less than
4.0 seconds and not more than 6.0 seconds after the driver's door is
opened. The driver door is open when the edge of the driver's door
opposite of the door's hinge is no longer flush with the exterior body
panel.
S14.3 Durability test procedures. For the durability tests specified
in S14.3.1, S14.3.2, and S14.3.3, the external components are mounted on
an environmental test fixture.
S14.3.1 Corrosion test procedure. The external components are
subjected to two 24-hour corrosion test cycles. In each corrosion test
cycle, the external components are subjected to a salt spray (fog) test
in accordance with ASTM B117-03 (incorporated by reference, see Sec.
571.5) for a period of 24 hours. Allow 1 hour to elapse without spray
between the two test cycles.
S14.3.2 Humidity exposure test procedure. The external components
are subjected to 24 consecutive 3-hour humidity test cycles. In each
humidity test cycle, external components are subjected to a temperature
of 100[deg] + 7[deg]-0 [deg]F (38[deg] + 4[deg]-0 [deg]C) with a
relative humidity of not less than 90% for a period of 2 hours. After a
period not to exceed 5 minutes, the external components are subjected to
a temperature of 32[deg] + 5[deg] -0 [deg]F (0[deg] + 3[deg] -0 [deg]C)
and a humidity of not more than 30% 10% for 1
hour. Allow no more than 5 minutes to elapse between each test cycle.
S14.3.3 Temperature exposure test procedure. The external components
are subjected to 4 consecutive 2-hour temperature test cycles. In each
temperature test cycle, the external components are first subjected to a
temperature of 176[deg] 5 [deg]F (80[deg] 3 [deg]C) for a period of one hour. After a period not
to exceed 5 minutes, the external components are subjected to a
temperature of 32[deg] + 5[deg] -0 [deg]F (0[deg] + 3[deg] -0 [deg]C)
for 1 hour. Allow no more than 5 minutes to elapse between each test
cycle.
[[Page 536]]
[GRAPHIC] [TIFF OMITTED] TR07AP14.002
[[Page 537]]
[GRAPHIC] [TIFF OMITTED] TR07AP14.003
S15 Rear visibility phase-in schedule. For the purposes of the
requirements in S15.1 through S15.7, production year means the 12-month
period between May 1 of one year and April 30 of the following year,
inclusive.
S15.1 Vehicles manufactured on or after May 1, 2016 and before May
1, 2018. At any time during or after the production years ending April
30, 2017 and April 30, 2018, each manufacturer shall, upon request from
the Office of Vehicle Safety Compliance, provide information identifying
the vehicles (by make, model and vehicle identification number) that
have been certified as complying with S5.5.1 or S6.2.1 of this
[[Page 538]]
standard. The manufacturer's designation of a vehicle as a certified
vehicle is irrevocable.
S15.2 Vehicles manufactured on or after May 1, 2016 and before May
1, 2017. Except as provided in S15.4, for passenger cars, multipurpose
passenger vehicles, trucks, buses, and low-speed vehicles with a GVWR of
4,536 kg or less, manufactured by a manufacturer on or after May 1,
2016, and before May 1, 2017, the number of such vehicles complying with
S5.5.1 or S6.2.1 shall be not less than 10 percent of the
manufacturer's--
(a) Production of such vehicles during that period; or
(b) Average annual production of such vehicles manufactured in the
three previous production years.
S15.3 Vehicles manufactured on or after May 1, 2017 and before May
1, 2018. Except as provided in S15.4, for passenger cars, multipurpose
passenger vehicles, trucks, buses, and low-speed vehicles with a GVWR of
4,536 kg or less, manufactured by a manufacturer on or after May 1,
2017, and before May 1, 2018, the number of such vehicles complying with
S5.5.1 or S6.2.1 shall be not less than 40 percent of the
manufacturer's--
(a) Production of such vehicles during that period; or
(b) Average annual production of such vehicles manufactured in the
three previous production years.
S15.4 Exclusions from phase-in. The following vehicles shall not be
subject to the requirements in S15.1 through S15.3 but shall achieve
full compliance with this standard at the end of the phase-in period in
accordance with S5.5(b) and S6.2(b):
(a) Vehicles that are manufactured by small manufacturers or by
limited line manufacturers.
(b) Vehicles that are altered (within the meaning of 49 CFR 567.7)
before May 1, 2017, after having been previously certified in accordance
with part 567 of this chapter, and vehicles manufactured in two or more
stages before May 1, 2018.
S15.5 Vehicles produced by more than one manufacturer. For the
purpose of calculating average annual production of vehicles for each
manufacturer and the number of vehicles manufactured by each
manufacturer under S15.1 through S15.3, a vehicle produced by more than
one manufacturer shall be attributed to a single manufacturer as
follows, subject to S15.6--
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S15.6 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S15.5.
S15.7 Calculation of complying vehicles.
(a) For the purposes of calculating the vehicles complying with
S15.2, a manufacturer may count a vehicle if it is manufactured on or
after May 1, 2016 but before May 1, 2017.
(b) For purposes of complying with S15.3, a manufacturer may count a
vehicle if it is manufactured on or after May 1, 2017 but before May 1,
2018 and,
(c) For the purposes of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer, each vehicle that is excluded from having to meet
the applicable requirement is not counted.
[41 FR 36025, Aug. 26, 1976, as amended at 41 FR 56813, Dec. 30, 1976;
47 FR 38700, Sept. 2, 1982; 48 FR 38844, Aug. 26, 1983; 48 FR 40262,
Sept. 6, 1983; 56 FR 58516, Nov. 20, 1991; 57 FR 57015, Dec. 2, 1992; 58
FR 60402, Nov. 16, 1993; 60 FR 15692, Mar. 27, 1995; 63 FR 28929, May
27, 1998; 63 FR 51000, Sept. 24, 1998; 69 FR 18497, Apr. 8, 2004; 77 FR
758, Jan. 6, 2012; 79 FR 19243, Apr. 7, 2014]
Sec. 571.112 [Reserved]
Sec. 571.113 Standard No. 113; Hood latch system.
S1. Purpose and scope. This standard establishes the requirement for
providing a hood latch system or hood latch systems.
S2. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses.
S3. Definitions. Hood means any exterior movable body panel forward
of the
[[Page 539]]
windshield that is used to cover an engine, luggage, storage, or battery
compartment.
S4. Requirements.
S4.1 Each hood must be provided with a hood latch system.
S4.2 A front opening hood which, in any open position, partially or
completely obstructs a driver's forward view through the windshield must
be provided with a second latch position on the hood latch system or
with a second hood latch system.
Sec. 571.114 Standard No. 114; Theft protection and rollaway prevention.
S1. Scope. This standard specifies vehicle performance requirements
intended to reduce the incidence of crashes resulting from theft and
accidental rollaway of motor vehicles.
S2. Purpose. The purpose of this standard is to decrease the
likelihood that a vehicle is stolen, or accidentally set in motion.
S3. Application. This standard applies to all passenger cars, and to
trucks and multipurpose passenger vehicles with a GVWR of 4,536
kilograms (10,000 pounds) or less. However, it does not apply to walk-in
van-type vehicles. Additionally, paragraph S5.3 of this standard applies
to all motor vehicles, except trailers and motorcycles, with a GVWR of
4,536 kilograms (10,000 pounds) or less.
S4. Definitions.
Combination means a variation of the key that permits the starting
system of a particular vehicle to be operated.
Key means a physical device or an electronic code which, when
inserted into the starting system (by physical or electronic means),
enables the vehicle operator to activate the engine or motor.
Open-body type vehicle means a vehicle having no occupant
compartment doors or vehicle having readily detachable occupant
compartment doors.
Starting system means the vehicle system used in conjunction with
the key to activate the engine or motor.
Vehicle type, as used in S5.1.2, refers to passenger car, truck, or
multipurpose passenger vehicle, as those terms are defined in 49 CFR
571.3.
S5 Requirements. Each vehicle subject to this standard must meet the
requirements of S5.1, S5.2, and S5.3. Open-body type vehicles are not
required to comply with S5.1.3.
S5.1 Theft protection.
S5.1.1 Each vehicle must have a starting system which, whenever the
key is removed from the starting system prevents:
(a) The normal activation of the vehicle's engine or motor; and
(b) Either steering, or forward self-mobility, of the vehicle, or
both.
S5.1.2 For each vehicle type manufactured by a manufacturer, the
manufacturer must provide at least 1,000 unique key combinations, or a
number equal to the total number of the vehicles of that type
manufactured by the manufacturer, whichever is less. The same
combinations may be used for more than one vehicle type.
S5.1.3 Except as specified below, an audible warning to the vehicle
operator must be activated whenever the key is in the starting system
and the door located closest to the driver's designated seating position
is opened. An audible warning to the vehicle operator need not activate:
(a) After the key has been inserted into the starting system, and
before the driver takes further action; or
(b) If the key is in the starting system in a manner or position
that allows the engine or motor to be started or to continue operating;
or
(c) For mechanical keys and starting systems, after the key has been
withdrawn to a position from which it may not be turned.
S5.1.4 If a vehicle is equipped with a transmission with a ``park''
position, the means for deactivating the vehicle's engine or motor must
not activate any device installed pursuant to S5.1.1(b), unless the
transmission is locked in the ``park'' position.
S5.2 Rollaway prevention in vehicles equipped with transmissions
with a ``park'' position.
S5.2.1 Except as specified in S5.2.3, the starting system required
by S5.1 must prevent key removal when tested according to the procedures
in S6, unless the transmission or gear selection control is locked in
``park'' or becomes locked in ``park'' as a direct result of key
removal.
[[Page 540]]
S5.2.2 Except as specified in S5.2.4, the vehicle must be designed
such that the transmission or gear selection control cannot move from
the ``park'' position, unless the key is in the starting system.
S5.2.3 Key removal override option. At the option of the
manufacturer, the key may be removed from the starting system without
the transmission or gear selection control in the ``park'' position
under one of the following conditions:
(a) In the event of electrical failure, including battery discharge,
the vehicle may permit key removal from the starting system without the
transmission or gear selection control locked in the ``park'' position;
or
(b) Provided that steering or self-mobility is prevented, the
vehicle may have a device by which the user can remove the key from the
starting system without the transmission or gear selection control
locked in ``park.'' This device must require:
(i) The use of a tool, and
(ii) Simultaneous activation of the device and removal of the key;
or
(c) Provided that steering or self-mobility is prevented, the
vehicle may have a device by which the user can remove the key from the
starting system without the transmission or gear selection control
locked in ``park.'' This device must be covered by an opaque surface
which, when installed:
(i) Prevents sight of and use of the device, and
(ii) Can be removed only by using a screwdriver or other tool.
S5.2.4 Gear selection control override option. The vehicle may have
a device by which the user can move the gear selection control from
``park'' after the key has been removed from the starting system. This
device must be operable by one of the three options below:
(a) By use of the key; or
(b) By a means other than the key, provided steering or forward
self-mobility is prevented when the key is removed from the starting
system. Such a means must require:
(i) The use of a tool, and
(ii) Simultaneous activation of this means and movement of the gear
selection control from ``park;'' or
(c) By a means other than the key, provided steering or forward
self-mobility is prevented when the key is removed from the starting
system. This device must be covered by an opaque surface which, when
installed:
(i) Prevents sight of and use of the device, and
(ii) Can be removed only by using a screwdriver or other tool.
S5.2.5 When tested in accordance with S6.2.2, each vehicle must not
move more than 150 mm on a 10 percent grade when the gear selection
control is locked in ``park.''
S5.3 Brake transmission shift interlock. Each motor vehicle
manufactured on or after September 1, 2010 with a GVWR of 4,536
kilograms (10,000 pounds) or less with an automatic transmission that
includes a ``park'' position shall be equipped with a system that
requires the service brake to be depressed before the transmission can
be shifted out of ``park.'' This system shall function in any starting
system key position in which the transmission can be shifted out of
``park.'' This section does not apply to trailers or motorcycles.
S6. Compliance test procedure for vehicles with transmissions with a
``park'' position.
S6.1 Test conditions.
S6.1.1 The vehicle shall be tested at curb weight plus 91 kg
(including the driver).
S6.1.2 Except where specified otherwise, the test surface shall be
level.
S6.2 Test procedure.
S6.2.1
(a) Activate the starting system using the key.
(b) Move the gear selection control to any gear selection position
or any other position where it will remain without assistance, including
a position between any detent positions, except for the ``park''
position.
(c) Attempt to remove the key in each gear selection position.
S6.2.2
(a) Drive the vehicle forward up a 10 percent grade and stop it with
the service brakes.
(b) Apply the parking brake (if present).
(c) Move the gear selection control to ``park.''
[[Page 541]]
(d) Note the vehicle position.
(e) Release the parking brake. Release the service brakes.
(f) Remove the key.
(g) Verify that the gear selection control or transmission is locked
in ``park.''
(h) Verify that the vehicle, at rest, has moved no more than 150 mm
from the position noted prior to release of the brakes.
S6.2.3
(a) Drive the vehicle forward down a 10 percent grade and stop it
with the service brakes.
(b) Apply the parking brake (if present).
(c) Move the gear selection control to ``park.''
(d) Note the vehicle position.
(e) Release the parking brake. Release the service brakes.
(f) Remove the key.
(g) Verify that the gear selection control or transmission is locked
in ``park.''
(h) Verify that the vehicle, at rest, has moved no more than 150 mm
from the position noted prior to release of the brakes.
[71 FR 17755, Apr. 7, 2006, as amended at 75 FR 15624, Mar. 30, 2010]
Sec. 571.115 [Reserved]
Sec. 571.116 Standard No. 116; Motor vehicle brake fluids.
S1. Scope. This standard specifies requirements for fluids for use
in hydraulic brake systems of motor vehicles, containers for these
fluids, and labeling of the containers.
S2. Purpose. The purpose of this standard is to reduce failures in
the hydraulic braking systems of motor vehicles which may occur because
of the manufacture or use of improper or contaminated fluid.
S3. Application. This standard applies to all fluid for use in
hydraulic brake systems of motor vehicles. In addition, S5.3 applies to
passenger cars, multipurpose passenger vehicles, trucks, buses,
trailers, and motorcycles.
S4. Definitions.
Blister means a cavity or sac on the surface of a brake cup.
Brake fluid means a liquid designed for use in a motor vehicle
hydraulic brake system in which it will contact elastomeric components
made of styrene and butadiene rubber (SBR), ethylene and propylene
rubber (EPR), polychloroprene (CR) brake hose inner tube stock or
natural rubber (NR).
Chipping means a condition in which small pieces are missing from
the outer surface of a brake cup.
Duplicate samples means two samples of brake fluid taken from a
single packaged lot and tested simultaneously.
Hydraulic system mineral oil means a mineral-oil-based fluid
designed for use in motor vehicle hydraulic brake systems in which the
fluid is not in contact with components made of SBR, EPR or NR.
Packager means any person who fills containers with brake fluid that
are subsequently distributed for retail sale.
Packaged lot is that quantity of brake fluid shipped by the
manufacturer to the packager in a single container, or that quantity of
brake fluid manufactured by a single plant run of 24 hours or less,
through the same processing equipment and with no change in ingredients.
Scuffing means a visible erosion of a portion of the outer surface
of a brake cup.
A silicone base brake fluid (SBBF) is a brake fluid which consists
of not less than 70 percent by weight of a diorgano polysiloxane.
Sloughing means degradation of a brake cup as evidenced by the
presence of carbon black loosely held on the brake cup surface, such
that a visible black streak is produced when the cup, with a 500 10 gram deadweight on it, is drawn base down over a
sheet of white bond paper placed on a firm flat surface.
Stickiness means a condition on the surface of a brake cup such that
fibers will be pulled from a wad of U.S.P. absorbent cotton when it is
drawn across the surface.
S5. Requirements. This section specifies performance requirements
for DOT 3, DOT 4 and DOT 5 brake fluids; requirements for brake fluid
certification; and requirements for container sealing, labeling and
color coding for brake fluids and hydraulic system mineral oils. Where a
range of tolerances is
[[Page 542]]
specified, the brake fluid shall meet the requirements at all points
within the range.
S5.1 Brake fluid. When tested in accordance with S6, brake fluids
shall meet the following requirements:
S5.1.1 Equilibrium reflux boiling point (ERBP). When brake fluid is
tested according to S6.1, the ERBP shall not be less than the following
value for the grade indicated:
(a) DOT 3: 205 [deg]C. (401 [deg]F.).
(b) DOT 4: 230 [deg]C. (446 [deg]F.).
(c) DOT 5: 260 [deg]C. (500 [deg]F.).
S5.1.2 Wet ERBP. When brake fluid is tested according to S6.2, the
wet ERBP shall not be less than the following value for the grade
indicated:
(a) DOT 3: 140 [deg]C. (284 [deg]F.).
(b) DOT 4: 155 [deg]C. (311 [deg]F.).
(c) DOT 5: 1 180 [deg]C. (356 [deg]F.).
S5.1.3. Kinematic viscosities. When brake fluid is tested according
to S6.3, the kinematic viscosities in square millimeters per second at
stated temperatures shall be neither less than 1.5 mm\2\/s at 100
[deg]C. (212 [deg]F.) nor more than the following maximum value for the
grade indicated:
(a) DOT 3: 1,500 mm\2\/s at minus 40 [deg]C. (minus 40 [deg]F.).
(b) DOT 4: 1,800 mm\2\/s at minus 40 [deg]C. (minus 40 [deg]F.).
(c) DOT 5: 900 mm\2\/s at minus 40 [deg]C. (minus 40 [deg]F.).
S5.1.4 pH value. When brake fluid, except DOT 5 SBBF, is tested
according to S6.4, the pH value shall not be less than 7.0 nor more than
11.5.
S5.1.5 Brake fluid stability.
S5.1.5.1 High-temperature stability. When brake fluid is tested
according to S6.5.3 the ERBP shall not change by more than 3 [deg]C.
(5.4 [deg]F.) plus 0.05[deg] for each degree that the ERBP of the fluid
exceeds 225 [deg]C. (437 [deg]F.).
S5.1.5.2 Chemical stability. When brake fluid, except DOT 5 SBBF, is
tested according to S6.5.4, the change in temperature of the refluxing
fluid mixture shall not exceed 3.0 [deg]C (5.4 [deg]F.) plus 0.05[deg]
for each degree that the ERBP of the fluid exceeds 225 [deg]C (437
[deg]F.).
S5.1.6 Corrosion. When brake fluid is tested according to S6.6--
(a) The metal test strips shall not show weight changes exceeding
the limits stated in Table I.
Table I
------------------------------------------------------------------------
Maximum
permissible
weight
Test strip material change, mg./
sq. cm. of
surface
------------------------------------------------------------------------
Steel, tinned iron, cast iron.............................. 0.2
Aluminum................................................... .1
Brass, copper.............................................. .4
------------------------------------------------------------------------
(b) Excluding the area of contact (13 1 mm.
(\1/2\ \1/32\ inch) measured from the bolt hole
end of the test strip), the metal test strips shall not show pitting or
etching to an extent discernible without magnification;
(c) The water-wet brake fluid at the end of the test shall show no
jelling at 23 5 [deg]C (73.4 9 [deg]F.);
(d) No crystalline deposit shall form and adhere to either the glass
jar walls or the surface of the metal strips;
(e) At the end of the test, sedimentation of the water-wet brake
fluid shall not exceed 0.10 percent by volume;
(f) The pH value of water-wet brake fluid, except DOT 5 SBBF, at the
end of the test shall not be less than 7.0 nor more than 11.5;
(g) The cups at the end of the test shall show no disintegration, as
evidenced by blisters or sloughing;
(h) The hardness of the cup shall not decrease by more than 15
International Rubber Hardness Degrees (IRHD); and
(i) The base diameter of the cups shall not increase by more than
1.4 mm. (0.055 inch).
S5.1.7 Fluidity and appearance at low temperature. When brake fluid
is tested according to S6.7, at the storage temperature and for the
storage times given in Table II--
(a) The fluid shall show no sludging, sedimentation,
crystallization, or stratification;
(b) Upon inversion of the sample bottle, the time required for the
air bubble to travel to the top of the fluid shall not exceed the bubble
flow times shown in Table II; and
(c) On warming to room temperature, the fluid shall resume the
appearance and fluidity that it had before chilling.
[[Page 543]]
Table II--Fluidity and Appearance at Low Temperatures
------------------------------------------------------------------------
Maximum
Storage bubble
Storage temperature time flow time
(hours) (seconds)
------------------------------------------------------------------------
Minus 40 2 [deg]C. (minus 144 3.6 [deg]F.).......... minus2 [deg]C. (minus 6 3.6 [deg]F.).......... minus1 ml. of brake fluid and the
silicon carbide grains into the flask.
(d) Attach the flask to the condenser. When using a heating mantle,
place the mantle under the flask and support it with a ring-clamp and
laboratory-type stand, holding the entire assembly in place by a clamp.
When using a rheostat-controlled heater, center a standard porcelain or
hard asbestos refractory, having a diameter opening 32 to 38 mm., over
the heating element and mount the flask so that direct heat is applied
only through the opening in the refractory. Place the assembly in an
area free from drafts or other types of sudden temperature changes.
Connect the cooling water inlet and outlet tubes to the condenser. Turn
on the cooling water. The water supply temperature shall not exceed 28
[deg]C. (82.4 [deg]F.) and the temperature rise through the condenser
shall not exceed 2 [deg]C. (3.6 [deg]F.).
S6.1.4 Procedure. Apply heat to the flask so that within 10 2 minutes the fluid is refluxing in excess of 1 drop per
second. The reflux rate shall not exceed 5 drops per second at any time.
Immediately adjust the heating rate to obtain an equilibrium reflux rate
of 1 to 2 drops per second over the next 5 2
minutes. Maintain this rate for an additional 2 minutes, taking four
temperature readings at 30-second intervals. Record the average of these
as the observed ERBP. If no reflux is evident when the fluid temperature
reaches 260 [deg]C (500 [deg]F), discontinue heating and report ERBP as
in excess of 260 [deg]C (500 [deg]F).
S6.1.5 Calculation. (a) Thermometer inaccuracy. Correct the observed
ERBP by applying any correction factor obtained in standardizing the
thermometer.
(b) Variation from standard barometric pressure. Apply the factor
shown in Table III to calculate the barometric pressure correction to
the ERBP.
[[Page 547]]
Table III--Correction for Barometric Pressure
------------------------------------------------------------------------
Correction per 1 mm
difference in pressure
Observed ERBP corrected for thermometer \a\
inaccuracy -----------------------
[deg]C. ([deg]F.)
------------------------------------------------------------------------
100 [deg]C. (212 [deg]F.) to 190 [deg]C. (374 0.039 (0.07)
[deg]F.).......................................
Over 190 [deg]C. (374 [deg]F.).................. 0.04 (0.08)
------------------------------------------------------------------------
\a\ To be added in case barometric pressure is below 760 mm.; to be
subtracted in case barometric pressure is above 670 mm.
(c) If the two corrected observed ERBP's agree within 2 [deg]C. (4
[deg]C. for brake fluids having an ERBP over 230 [deg]C./446 [deg]F.)
average the duplicate runs as the ERBP; otherwise, repeat the entire
test, averaging the four corrected observed values to determine the
original ERBP.
S6.2 Wet ERBP. Determine the wet ERBP of a brake fluid by running
duplicate samples according to the following procedure.
S6.2.1. Summary of procedure. A 350 ml. sample of the brake fluid is
humidified under controlled conditions; 350 ml. of SAE triethylene
glycol monomethyl ether, brake fluid grade, referee material (TEGME) as
described in appendix E of SAE Standard J1703 NOV83 (incorporated by
reference, see Sec. 571.5), is used to establish the end point for
humidification. After humidification, the water content and ERBP of the
brake fluid are determined.
S6.2.2 Apparatus for humidification. (See Figure 3).
Test apparatus shall consist of--
(a) Glass jars. Four SAE RM-49 corrosion test jars or equivalent
screwtop, straight-sided, round glass jars each having a capacity of
about 475 ml. and approximate inner dimensions of 100 mm. in height by
75 mm. in diameter, with matching lids having new, clean inserts
providing water-vapor-proof seals;
(b) Desiccator and cover. Two bowl-form glass desiccators, 250-mm.
inside diameter, having matching tubulated covers fitted with No. 8
rubber stoppers; and
(c) Desiccator plate. Two 230-mm. diameter, perforated porcelain
desiccator plates, without feet, glazed on one side.
S6.2.3 Reagents and materials. (a) Distilled water, see S7.1.
(b) SAE TEGME referee material (see appendix E of SAE Standard J1703
NOV83 (incorporated by reference, see Sec. 571.5)).
S6.2.4 Preparation of apparatus. Lubricate the ground-glass joint of
the desiccator. Pour 450 10 ml. of distilled water
into each desiccator and insert perforated porcelain desiccator plates.
Place the desiccators in an oven with temperature controlled at 50
1 [deg]C. (122 1.8 [deg]F.)
throughout the humidification procedure.
S6.2.5 Procedure. Pour 350 5 ml. of brake
fluid into an open corrosion test jar. Prepare in the same manner a
duplicate test fluid sample and two duplicate specimens of the SAE TEGME
referee material (350 5 ml. of TEGME in each jar).
The water content of the SAE TEGME fluid is adjusted to 0.50 0.05 percent by weight at the start of the test in
accordance with S7.2. Place one sample each of the test brake fluid and
the prepared TEGME sample into the same desiccator. Repeat for the
second sample of test brake fluid and TEGME in a second desiccator.
Place the desiccators in the 50 [deg]C. (122 [deg]F.) controlled oven
and replace desiccator covers. At intervals, during oven humidification,
remove the rubber stoppers in the tops of desiccators. Using a long
needled hypodermic syringe, take a sample of not more than 2 ml. from
each TEGME sample and determine its water content. Remove no more than
10 ml. of fluid from each SAE TEGME sample during the humidification
procedure. When the water content of the SAE fluid reaches 3.70 0.05 percent by weight (average of the duplicates).
remove the two test fluid specimens from their desiccators and promptly
cap each jar tightly. Allow the sealed jars to cool for 60 to 90 minutes
at 23[deg] 5 [deg]C. (73.4[deg] 9 [deg]F.). Measure the water contents of the test fluid
specimens in accordance with S7.2 and determine their ERBP's in
accordance with S6.1. If the two ERBPs agree within 4 [deg]C. (8
[deg]F.), average them to determine the wet ERBP; otherwise repeat and
average the four individual ERBPs as the wet ERBP of the brake fluid.
[[Page 548]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.045
S6.3 Kinematic viscosities. Determine the kinematic viscosity of a
brake fluid in mm\2\/s by the following procedure. Run duplicate samples
at each of the specified temperatures, making two timed runs on each
sample.
S6.3.1 Summary of the procedure. The time is measured for a fixed
volume of the brake fluid to flow through a calibrated glass capillary
viscometer under an accurately reproducible head and at a closely
controlled temperature. The kinematic viscosity is then calculated from
the measured flow time and the calibration constant of the viscometer.
S6.3.2 Apparatus.
(a) Viscometers. Calibrated glass capillary-type viscometers, ASTM
D2515-66 (incorporated by reference, see Sec. 571.5), measuring
viscosity within the precision limits of S6.4.7. Use Cannon-Fenske
Routine or other modified Ostwald viscometers at ambient temperatures
and above.
(b) Viscometer holders and frames. Mount a viscometer in the
constant-temperature bath so that the mounting tube is held within
1[deg] of the vertical.
(c) Viscometer bath. A transparent liquid bath of sufficient depth
such that at no time during the measurement will any portion of the
sample in the
[[Page 549]]
viscometer be less than 2 cm. below the surface or less than 2 cm. above
the bottom. The bath shall be cylindrical in shape, with turbulent
agitation sufficient to meet the temperature control requirements. For
measurements within 15[deg] to 100 [deg]C. (60[deg] to 212 [deg]F.) the
temperature of the bath medium shall not vary by more than 0.01 [deg]C.
(0.02 [deg]F.) over the length of the viscometers, or between the
positions of the viscometers, or at the locations of the thermometers.
Outside this range, the variation shall not exceed 0.03 [deg]C. (0.05
[deg]F.).
(d) Thermometers. Liquid-in-Glass Kinematic Viscosity Test
Thermometers, covering the range of test temperatures indicated in Table
IV and conforming to ASTM E1-68 (incorporated by reference, see Sec.
571.5), and in the IP requirements for IP Standard Thermometers. Use two
standardized thermometers in the bath.
Table IV--Kinematic Viscosity Thermometers
--------------------------------------------------------------------------------------------------------------------------------------------------------
Temperature range For tests at Subdivisions Thermometer number
--------------------------------------------------------------------------------------------------------------------------------------------------------
[deg]C. [deg]F. [deg]C. [deg]F. [deg]C. [deg]F. ASTM IP
--------------------------------------------------------------------------------------------------------------------------------------------------------
Minus 55.3 to minus 52.5........... Minus 67.5 to minus Minus 55............. Minus 67............. 0.05 0.1 74 F 69 F. or C.
62.5.
Minus 41.4 to minus 38.6........... Minus 42.5 to minus Minus 40............. Minus 40............. 0.05 0.1 73 F 68 F. or C.
37.5.
98.6 to 101.4...................... 207.5 to 212.5....... 100.................. 212.................. 0.05 0.1 30 F 32 F. or C.
--------------------------------------------------------------------------------------------------------------------------------------------------------
(e) Timing device. Stop watch or other timing device graduated in
divisions representing not more than 0.2 second, with an accuracy of at
least 0.05 percent when tested over intervals of
15 minutes. Electrical timing devices may be used when the current
frequency is controlled to an accuracy of 0.01 percent or better.
S6.3.3 Standardization.
(a) Viscometers. Use viscometers calibrated in accordance with
appendix 1 of ASTM D445-65 (incorporated by reference, see Sec. 571.5).
The calibration constant, C, is dependent upon the gravitational
acceleration at the place of calibration. This must, therefore, be
supplied by the standardization laboratory together with the instrument
constant. Where the acceleration of gravity, g, in the two locations
differs by more than 0.1 percent, correct the calibration constant as
follows:
C2 = (g2/g1) x C1
where the subscripts 1 and 2 indicate respectively the standardization
laboratory and the testing laboratory.
(b) Thermometers. Check liquid-in-glass thermometers to the nearest
0.01 [deg]C. (0.02 [deg]F.) by direct comparison with a standardized
thermometer. Kinematic Viscosity Test Thermometers shall be standardized
at ``total immersion.'' The ice point of standardized thermometers shall
be determined before use and the official corrections shall be adjusted
to conform to the changes in ice points. (See ASTM E77-66 (incorporated
by reference, see Sec. 571.5)).
(c) Timers. Time signals are broadcast by the National Bureau of
Standards, Station WWV, Washington, DC at 2.5, 5, 10, 15, 20, 25, 30,
and 35 Mc/sec (MHz). Time signals are also broadcast by Station CHU from
Ottawa, Canada, at 3.330, 7.335, and 14.670 Mc/sec, and Station MSF at
Rugby, United Kingdom, at 2.5, 5, and 10 Mc/sec.
S6.3.4 Procedure. (a) Set and maintain the bath at the appropriate
test temperature (see S5.1.3) within the limits specified in S6.3.2(c).
Apply the necessary corrections, if any, to all thermometer readings.
(b) Select a clean, dry, calibrated viscometer giving a flow time
not less than its specified minimum, or 200 seconds, whichever is the
greater.
(c) Charge the viscometer in the manner used when the instrument was
calibrated. Do not filter or dry the brake fluid, but protect it from
contamination by dirt and moisture during filling and measurements.
(1) Charge the suspended level viscometers by tilting about 30[deg]
from the vertical and pouring sufficient brake fluid through the fill
tube into the lower reservoir so that when the viscometer is returned to
vertical position the meniscus is between the fill marks. For
measurements below 0 [deg]C.
[[Page 550]]
(32 [deg]F.), before placing the filled viscometer into the constant
temperature bath, draw the sample into the working capillary and timing
bulb and insert small rubber stoppers to suspend the fluid in this
position, to prevent accumulation of water condensate on the walls of
the critical portions of the viscometer. Alternatively, fit loosely
packed drying tubes into the open ends of the viscometer to prevent
water condensation, but do not restrict the flow of the sample under
test by the pressures created in the instrument.
(2) If a Cannon-Fenske Routine viscometer is used, charge by
inverting and immersing the smaller arm into the brake fluid and
applying vacuum to the larger arm. Fill the tube to the upper timing
mark, and return the viscometer to an upright position.
(d) Mount the viscometer in the bath in a true vertical position
(see S6.3.2(b)).
(e) The viscometer shall remain in the bath until it reaches the
test temperature.
(f) At temperatures below 0 [deg]C. (32 [deg]F.) conduct an untimed
preliminary run by allowing the brake fluid to drain through the
capillary into the lower reservoir after the test temperature has been
established.
(g) Adjust the head level of the brake fluid to a position in the
capillary arm about 5 mm. above the first timing mark.
(h) With brake fluid flowing freely measure to within 0.2 second the
time required for the meniscus to pass from the first timing mark to the
second. If this flow time is less than the minimum specified for the
viscometer, or 200 seconds, whichever is greater, repeat using a
viscometer with a capillary of smaller diameter.
(i) Repeat S6.3.4 (g) and (h). If the two timed runs do not agree
within 0.2 percent, reject and repeat using a fresh sample of brake
fluid.
S6.3.5 Cleaning the viscometers. (a) Periodically clean the
instrument with chromic acid to remove organic deposits. Rinse
thoroughly with distilled water and acetone, and dry with clean dry air.
(b) Between successive samples rinse the viscometer with ethanol
(isopropanol when testing DOT 5 fluids) followed by an acetone or ether
rinse. Pass a slow stream of filtered dry air through the viscometer
until the last trace of solvent is removed.
S6.3.6 Calculation. (a) The following viscometers have a fixed
volume charged at ambient temperature, and as a consequence C varies
with test temperature: Cannon-Fenske Routine, Pinkevitch, Cannon-Manning
Semi-Micro, and Cannon Fenske Opaque. To calculate C at test
temperatures other than the calibration temperature for these
viscometers, see ASTM D2515-66 (incorporated by reference, see Sec.
571.5) or follow instructions given on the manufacturer's certificate of
calibration.
(b) Average the four timed runs on the duplicate samples to
determine the kinematic viscosities.
S6.3.7 Precision (at 95 percent confidence level).
(a) Repeatability. If results on duplicate samples by the same
operator differ by more than 1 percent of their mean, repeat the tests.
S6.4 pH value. Determine the pH value of a brake fluid by running
one sample according to the following procedure.
S6.4.1 Summary of the procedure. Brake fluid is diluted with an
equal volume of an ethanol-water solution. The pH of the resultant
mixture is measured with a prescribed pH meter assembly at 23 [deg]C.
(73.4 [deg]F.).
S6.4.2 Apparatus. The pH assembly consists of the pH meter, glass
electrode, and calomel electrode, as specified in Appendices A1.1, A1.2,
and A1.3 of ASTM D1121-67 (incorporated by reference, see Sec. 571.5).
The glass electrode is a full range type (pH 0-14), with low sodium
error.
S6.4.3 Reagents. Reagent grade chemicals conforming to the
specifications of the Committee on Analytical Reagents of the American
Chemical Society.
(a) Distilled water. Distilled water (S7.1) shall be boiled for
about 15 minutes to remove carbon dioxide, and protected with a soda-
lime tube or its equivalent while cooling and in storage. (Take
precautions to prevent contamination by the materials used for
protection against carbon dioxide.) The
[[Page 551]]
pH of the boiled distilled water shall be between 6.2 and 7.2 at 25
[deg]C. (77 [deg]F.).
(b) Standard buffer solutions. Prepare buffer solutions for
calibrating the pH meter and electrode pair from salts sold specifically
for use, either singly or in combination, as pH standards. Dry salts for
1 hour at 110 [deg]C. (230 [deg]F.) before use except for borax which
shall be used as the decahydrate. Store solutions with pH less than 9.5
in bottles of chemically resistant glass or polyethylene. Store the
alkaline phosphate solution in a glass bottle coated inside with
paraffin. Do not use a standard with an age exceeding three months.
(1) Potassium hydrogen phthalate buffer solution (0.05 M, pH = 4.01
at 25 [deg]C. (77 [deg]F.)). Dissolve 10.21 g. of potassium hydrogen
phthalate (KHC8 H4 O4) in distilled
water. Dilute to 1 liter.
(2) Neutral phosphate buffer solution (0.025 M with respect to each
phosphate salt, pH = 6.86 at 25 [deg]C. (77 [deg]F.)). Dissolve 3.40 g.
of potassium dihydrogen phosphate (KH2 PO4) and
3.55 g. of anhydrous disodium hydrogen phosphate (Na2
HPO4) in distilled water.
(3) Borax buffer solution (0.01 M, pH = 9.18 at 25 [deg]C. (77
[deg]F.)). Dissolve 3.81 g. of disodium tetraborate decahydrate
(Na2 B4 O7[deg]10H2O) in
distilled water, and dilute to 1 liter. Stopper the bottle except when
actually in use.
(4) Alkaline phosphate buffer solution (0.01 M trisodium phosphate,
pH = 11.72 at 25 [deg]C. (77 [deg]F.)). Dissolve 1.42 g. of anhydrous
disodium hydrogen phosphate (Na2 HPO4) in 100 ml.
of a 0.1 M carbonate-free solution of sodium hydroxide. Dilute to 1
liter with distilled water.
(5) Potassium chloride electrolyte. Prepare a saturated solution of
potassium chloride (KCl) in distilled water.
(c) Ethanol-water mixture. To 80 parts by volume of ethanol (S7.3)
add 20 parts by volume of distilled water. Adjust the pH of the mixture
to 7 0.1 using 0.1 N sodium hydroxide (NaOH)
solution. If more than 4 ml. of NaOH solution per liter of mixture is
required for neutralization, discard the mixture.
S6.4.4 Preparation of electrode system.
(a) Maintenance of electrodes. Clean the glass electrode before
using by immersing in cold chromic-acid cleaning solution. Drain the
calomel electrode and fill with KCl electrolyte, keeping level above
that of the mixture at all times. When not in use, immerse the lower
halves of the electrodes in distilled water, and do not immerse in the
mixture for any appreciable period of time between determinations.
(b) Preparation of electrodes. Condition new glass electrodes and
those that have been stored dry as recommended by the manufacturer.
Before and after using, wipe the glass electrode thoroughly with a clean
cloth, or a soft absorbent tissue, and rinse with distilled water.
Before each pH determination, soak the prepared electrode in distilled
water for at least 2 minutes. Immediately before use, remove any excess
water from the tips of the electrode.
S6.4.5 Standardization of the pH assembly and testing of the
electrodes. (a) Immediately before use, standardize the pH assembly with
a standard buffer solution. Then use a second standard buffer solution
to check the linearity of the response of the electrodes at different pH
values, and to detect a faulty glass electrode or incorrect temperature
compensation. The two buffer solutions bracket the anticipated pH value
of the test brake fluid.
(b) Allow instrument to warm up, and adjust according to the
manufacturer's instructions. Immerse the tips of the electrodes in a
standard buffer solution and allow the temperature of the buffer
solution and the electrodes to equalize. Set the temperature knob at the
temperature of the buffer solution. Adjust the standardization or
asymmetry potential control until the meter registers a scale reading,
in pH units, equal to the known pH of the standardizing buffer solution.
(c) Rinse the electrodes with distilled water and remove excess
water from the tips. Immerse the electrodes in a second standard buffer
solution. The reading of the meter shall agree with the known pH of the
second standard buffer solution within 0.05 unit
without changing the setting of the standardization of asymmetry
potential control.
(d) A faulty electrode is indicated by failure to obtain a correct
value for the pH of the second standard buffer solution after the meter
has been standardized with the first.
[[Page 552]]
S6.4.6 Procedure. To 50 1 ml. of the test
brake fluid add 50 1 ml. of the ethanol-water
(S6.4.3(c)) and mix thoroughly. Immerse the electrodes in the mixture.
Allow the system to come to equilibrium, readjust the temperature
compensation if necessary, and take the pH reading.
S6.5 Fluid stability. Evaluate the heat and chemical stability of a
brake fluid by the following procedure, running duplicate samples for
each test and averaging the results.
S6.5.1 Summary of the procedure. The degradation of the brake fluid
at elevated temperature, alone or in a mixture with a reference fluid,
is evaluated by determining the change in boiling point after a period
of heating under reflux conditions.
S6.5.2 Apparatus. Use the apparatus and preparation specified in
S6.1.2 and S6.1.3.
S6.5.3 High temperature stability.
S6.5.3.1 Procedure. (a) Heat a new 60 1 ml.
sample of the brake fluid to 185[deg] 2 [deg]C.
(365[deg] 3.6 [deg]F.). Hold at this temperature
for 120 5 minutes. Bring to a reflux rate in
excess of 1 drop per second within 5 minutes. The reflux rate should not
exceed 5 drops per second at any time. Over the next 5 2 minutes adjust the heating rate to obtain an
equilibrium reflux rate of 1 to 2 drops per second. Maintain this rate
for an additional 2 minutes, taking four temperature readings at 30-
second intervals. Average these as the observed ERBP. If no reflux is
evident when the fluid temperature reaches 260 [deg]C. (500 [deg]F),
discontinue heating and report ERBP as in excess of 260 [deg]C. (500
[deg]F.).
S6.5.3.2 Calculation. Correct the observed ERBP for thermometer and
barometric pressure factors according to S6.1.5 (a) and (b). Average the
corrected ERBP's of the duplicate samples. The difference between this
average and the original ERBP obtained in S6.1 is the change in ERBP of
the fluid.
S6.5.4 Chemical stability.
S6.5.4.1 Materials. SAE RM-66-04 Compatibility Fluid as described in
appendix B of SAE Standard J1703 JAN95 (incorporated by reference, see
Sec. 571.5).
S6.5.4.2 Procedure. (a) Mix 30 1 ml. of the
brake fluid with 30 1 ml. of SAE RM-66-04
Compatibility Fluid in a boiling point flask (S6.1.2(a)). Determine the
initial ERBP of the mixture by applying heat to the flask so that the
fluid is refluxing in 10 2 minutes at a rate in
excess of 1 drop per second, but not more than 5 drops per second. Note
the maximum fluid temperature observed during the first minute after the
fluid begins refluxing at a rate in excess of 1 drop per second. Over
the next 15 1 minutes, adjust and maintain the
reflux rate at 1 to 2 drops per second. Maintain this rate for an
additional 2 minutes, recording the average value of four temperature
readings taken at 30 second intervals as the final ERBP.
(b) Thermometer and barometric corrections are not required.
S6.5.4.3 Calculation. The difference between the initial ERBP and
the final average temperature is the change in temperature of the
refluxing mixture. Average the results of the duplicates to the nearest
0.5 [deg]C (1.0 [deg]F).
S6.6 Corrosion. Evaluate the corrosiveness of a brake fluid by
running duplicate samples according to the following procedure.
S6.6.1 Summary of the procedure. Six specified metal corrosion test
strips are polished, cleaned, and weighed, then assembled as described.
Assembly is placed on a standard wheel cylinder cup in a corrosion test
jar, immersed in the water-wet brake fluid, capped and placed in an oven
at 100 [deg]C. (212 [deg]F.) for 120 hours. Upon removal and cooling,
the strips, fluid, and cups are examined and tested.
S6.6.2 Equipment. (a) Balance. An analytical balance having a
minimum capacity of 50 grams and capable of weighing to the nearest 0.1
mg.
(b) Desiccators. Desiccators containing silica gel or other suitable
desiccant.
(c) Oven. Gravity convection oven capable of maintaining the desired
set point within 2 [deg]C. (3.6 [deg]F.).
(d) Micrometer. A machinist's micrometer 25 to 50 mm. (1 to 2
inches) capacity, or an optical comparator, capable of measuring the
diameter of the SBR wheel cylinder (WC) cups to the nearest 0.02 mm.
(0.001 inch).
S6.6.3 Materials. (a) Corrosion test strips. Two sets of strips from
each of the metals listed in Appendix C of SAE Standard J1703b (1970)
(incorporated by reference, see Sec. 571.5). Each strip shall
[[Page 553]]
be approximately 8 cm. long, 1.3 cm. wide, not more than 0.6 cm. thick,
and have a surface area of 25 5 sq. cm. and a hole
4 to 5 mm. (0.16 to 0.20 inch) in diameter on the centerline about 6 mm.
from one end. The hole shall be clean and free from burrs. Tinned iron
strips shall be unused. Other strips, if used, shall not be employed if
they cannot be polished to a high finish.
(b) SBR cups. Two unused standard SAE SBR wheel cylinder (WC) cups,
as specified in S7.6.
(c) Corrosion test jars and lids. Two screw-top straight-sided round
glass jars, each having a capacity of approximately 475 ml. and inner
dimensions of approximately 100 mm. in height and 75 mm. in diameter,
and a tinned steel lid (no insert or organic coating) vented with a hole
0.8 0.1 mm. (0.031 0.004
inch) in diameter (No. 68 drill).
(d) Machine screws and nuts. Clean, rust and oil-free, uncoated mild
steel round or fillister head machine screws, size 6 or 8-32 UNC-Class
2A, five-eighths or three-fourths inch long (or equivalent metric
sizes), and matching uncoated nuts.
(e) Supplies for polishing strips. Waterproof silicon carbide paper,
grit No. 320A and grit 1200; lint-free polishing cloth.
(f) Distilled water as specified in S7.1.
(g) Ethanol as specified in S7.3.
(h) Isopropanol as specified in S7.7.
S6.6.4 Preparation.
(a) Corrosion test strips. Except for the tinned iron strips, abrade
corrosion test strips on all surface areas with 320A silicon carbide
paper wet with ethanol (isopropanol when testing DOT 5 SBBF fluids)
until all surface scratches, cuts and pits visible to an observer having
corrected visual acuity of 20/40 (Snellen ratio) at a distance of 300 mm
(11.8 inches) are removed. Use a new piece of paper for each different
type of metal. Except for the tinned iron strips, further abrade the
test strips on all surface areas with 1200 silicon carbide paper wet
with ethanol (isopropanol when testing DOT 5 SBBF fluids), again using a
new piece of paper for each different type of metal. Handle the strips
with forceps after polishing. Weigh and record the weight of each strip
to the nearest 0.1 mg. Assemble the strips on a clean dry machine screw,
with matching plain nut, in the order of tinned iron, steel, aluminum,
cast iron, brass, and copper. Bend the strips, other than the cast iron,
so that there is a separation of 3 \1/2\ mm. (\1/
8\ \1/64\ inch) between adjacent strips for a
distance of about 5 cm. (2 inches) from the free end of the strips. (See
Figure 4.) Tighten the screw on each test strip assembly so that the
strips are in electrolytic contact, and can be lifted by either of the
outer strips (tinned iron or copper) without any of the strips moving
relative to the others when held horizontally. Immerse the strip
assemblies in 90 percent ethyl alcohol. Dry with dried filtered
compressed air, then desiccate at least 1 hour before use.
[GRAPHIC] [TIFF OMITTED] TC01AU91.046
Fig. 4--Corrosion Strip Assembly
(b) SBR WC cups. Measure the base diameters of the two standard SBR
cups, using an optical comparator or micrometer, to the nearest 0.02 mm.
(0.001 inch) along the centerline of the SAE and rubber-type
identifications and at right angles to this centerline. Take the
measurements at least 0.4 mm. (0.015 inch) above the bottom edge and
parallel to the base of the cup. Discard any cup if the two measured
diameters differ by more than 0.08 mm. (0.003 inch). Average the two
readings on each cup. Determine the hardness of the cups according to
S7.4.
S6.6.5 Procedure. Rinse the cups in ethanol (isopropanol when
testing DOT 5 SBBF fluids) for not more than 30 seconds and wipe dry
with a clean lint-free cloth. Place one cup with lip edge
[[Page 554]]
facing up, in each jar. Insert a metal strip assembly inside each cup
with the fastened end down and the free end extending upward. (See
Figure 5.) When testing brake fluids, except DOT 5 SBBF, mix 760 ml. of
brake fluid with 40 ml. of distilled water. When testing DOT 5 SBBF's,
humidify 800 ml. of brake fluid in accordance with S6.2, eliminating
determination of the ERBP. Using this water-wet mixture, cover each
strip assembly to a minimum depth of 10 mm. above the tops of the
strips. Tighten the lids and place the jars for 120 2 hours in an oven maintained at 100[deg] 2 [deg]C. (212[deg] 3.6 [deg]F.).
Allow the jars to cool at 23[deg] 5 [deg]C.
(73.4[deg] 9 [deg]F.) for 60 to 90 minutes.
Immediately remove the strips from the jars using forceps, agitating the
strip assembly in the fluid to remove loose adhering sediment. Examine
the test strips and jars for adhering crystalline deposits. Disassemble
the metal strips, and remove adhering fluid by flushing with water;
clean each strip by wiping with a clean cloth wetted with ethanol
(isopropanol when testing DOT 5 fluids). Examine the strips for evidence
of corrosion and pitting. Disregard staining or discoloration. Place the
strips in a desiccator containing silica gel or other suitable
desiccant, maintained at 23[deg] 5 [deg]C.
(73.4[deg] 9 [deg]F.), for at least 1 hour. Weigh
each strip to the nearest 0.1 mg. Determine the change in weight of each
metal strip. Average the results for the two strips of each type of
metal. Immediately following the cooling period, remove the cups from
the jars with forceps. Remove loose adhering sediment by agitation of
the cups in the mixture. Rinse the cups in ethanol (isopropanol when
testing DOT 5 fluids) and air-dry. Examine the cups for evidence of
sloughing, blisters, and other forms of disintegration. Measure the base
diameter and hardness of each cup within 15 minutes after removal from
the mixture. Examine the mixture for gelling. Agitate the mixture to
suspend and uniformly disperse sediment. From each jar, transfer a 100
ml. portion of the mixture to an ASTM cone-shaped centrifuge tube.
Determine the percent sediment after centrifuging as described in S7.5.
Measure the pH value of the corrosion text fluid according to S6.4.6.
Measure the pH value of the test mixture according to S6.4.6.
[GRAPHIC] [TIFF OMITTED] TC01AU91.047
Fig. 5--Corrosion Test Apparatus
S6.6.6 Calculation. (a) Measure the area of each type of test strip
to the nearest square centimeter. Divide the average change in mass for
each type by the area of that type.
(b) Note other data and evaluations indicating compliance with
S5.1.6. In the event of a marginal pass on inspection by attributes, or
of a failure in one of the duplicates, run another set of duplicate
samples. Both repeat samples shall meet all requirements of S5.1.6.
S6.7 Fluidity and appearance at low temperatures. Determine the
fluidity and appearance of a sample of brake fluid at each of two
selected temperatures by the following procedure.
S6.7.1 Summary of procedure. Brake fluid is chilled to expected
minimum exposure temperatures and observed for clarity, gellation,
sediment, separation of components, excessive viscosity or thixotropy.
S6.7.2 Apparatus. (a) Oil sample bottle. Two clear flint glass 4-
ounce bottles made especially for sampling oil and other liquids, with a
capacity of approximately 125 ml., an outside diameter of 37 0.05 mm. and an overall height of 165 2.5 mm.
(b) Cold chamber. An air bath cold chamber capable of maintaining
storage temperatures down to minus 55 [deg]C. (minus 67 [deg]F.) with an
accuracy of 2 [deg]C. (3.6 [deg]F.).
[[Page 555]]
(c) Timing device. A timing device in accordance with S6.3.2(e).
S6.7.3 Procedure. (a) Place 100 1 ml. of brake
fluid at room temperature in an oil sample bottle. Stopper the bottle
with an unused cork and place in the cold chamber at the higher storage
temperature specified in Table II (S5.1.7(c)). After 144 4 hours remove the bottle from the chamber, quickly wipe
it with a clean, lint-free cloth, saturated with ethanol (isopropanol
when testing DOT 5 fluids) or acetone. Examine the fluid for evidence of
sludging, sedimentation, crystallization, or stratification. Invert the
bottle and determine the number of seconds required for the air bubble
to travel to the top of the fluid. Let sample warm to room temperature
and examine.
(b) Repeat S6.7.3(a), substituting the lower cold chamber
temperature specified in Table II, and a storage period of 6 hours
12 minutes.
Note: Test specimens from either storage temperature may be used for
the other only after warming up to room temperature.
S6.8 [Reserved]
S6.9 Water tolerance. Evaluate the water tolerance characteristics
of a brake fluid by running one test specimen according to the following
procedure.
S6.9.1 Summary of the procedure.
Brake fluid, except DOT 5 SBBF, is diluted with 3.5 percent water
(DOT 5 SBBF is humidified), then stored at minus 40 [deg]C. (minus 40
[deg]F.) for 120 hours. The cold, water-wet fluid is first examined for
clarity, stratification, and sedimentation, then placed in an oven at 60
[deg]C. (140 [deg]F.) for 24 hours. On removal, it is again examined for
stratification, and the volume percent of sediment determined by
centrifuging.
S6.9.2 Apparatus.
(a) Centrifuge tube. See S7.5.1(a).
(b) Centrifuge. See S7.5.1(b).
(c) Cold chamber. See S6.7.2(b).
(d) Oven. Gravity or forced convection oven.
(e) Timing device. See S6.3.2(e).
S6.9.3 Procedure.
(a) At low temperature. Humidify 100 1 ml. of
DOT 5 SBBF brake fluid in accordance with S6.2 eliminating determination
of the ERBP. When testing brake fluids except DOT 5 SBBF, mix 3.5 0.1 ml. of distilled water with 100 1 ml. of the brake fluid; pour into a centrifuge tube.
Stopper the tube with a clean cork and place in the cold chamber
maintained at minus 40 2 [deg]C. (minus 40 3.6 [deg]F.). After 120 hours 2
hours remove the tube, quickly wipe with clean lint-free cloth saturated
with ethanol or acetone and examine the fluid for evidence of sludging,
sedimentation, crystallization, or stratification. Invert the tube and
determine the number of seconds required for the air bubble to travel to
the top of the fluid. (The air bubble is considered to have reached the
top of the fluid when the top of the bubble reaches the 2 ml. graduation
of the centrifuge tube.) If the wet fluid has become cloudy, warm to 23
5 [deg]C. (73.4 9 [deg]F.)
and note appearance and fluidity.
(b) At 60 [deg]C. (140 [deg]F.). Place tube and brake fluid from
S6.9.3(a) in an oven maintained at 60[deg] 2
[deg]C. (140[deg] 3.6 [deg]F.) for 24 2 hours. Remove the tube and immediately examine the
contents for evidence of stratification. Determine the percent sediment
by centrifuging as described in S7.5.
S6.10 Compatibility. The compatibility of a brake fluid with other
brake fluids shall be evaluated by running one test sample according to
the following procedure.
S6.10.1 Summary of the procedure.
Brake fluid is mixed with an equal volume of SAE RM-66-04
Compatibility Fluid, then tested in the same way as for water tolerance
(S6.9) except that the bubble flow time is not measured. This test is an
indication of the compatibility of the test fluid with other motor
vehicle brake fluids at both high and low temperatures.
S6.10.2 Apparatus and materials.
(a) Centrifuge tube. See S7.5.1(a).
(b) Centrifuge. See S7.5.1(b).
(c) Cold Chamber. See S6.7.2(b)
(d) Oven. See S6.9.2(d)
(e) SAE RM-66-04 Compatibility Fluid. As described in appendix B of
SAE Standard J1703 JAN95 (incorporated by reference, see Sec. 571.5).
S6.10.3 Procedure.
(a) At low temperature.
Mix 50 0.5 mL of brake fluid with 50 0.5 mL of SAE RM-66-04 Compatibility Fluid. Pour this
mixture into a centrifuge tube and stopper with a clean
[[Page 556]]
dry cork. Place tube in the cold chamber maintained at minus 40[deg]
2 [deg]C. (minus 40[deg] 4
[deg]F). After 24 2 hours, remove tube, quickly
wipe with a clean lint-free cloth saturated with ethanol (isopropanol
when testing DOT 5 fluids) or acetone. Examine the test specimen for
evidence of slugging, sedimentation, or crystallization. Test fluids,
except DOT 5 SBBF, shall be examined for stratification.
S6.11 Resistance to oxidation. The stability of a brake fluid under
oxidative conditions shall be evaluated by running duplicate samples
according to the following procedure.
S6.11.1 Summary of procedure.
Brake fluids, except DOT 5 SBBF, are activated with a mixture of
approximately 0.2 percent benzoyl peroxide and 5 percent water. DOT 5
SBBF is humidified in accordance with S6.2 eliminating determination of
the ERBP, and then approximately 0.2 percent benzoyl peroxide is added.
A corrosion test strip assembly consisting of cast iron and an aluminum
strip separated by tinfoil squares at each end is then rested on a piece
of SBR WC cup positioned so that the test strip is half immersed in the
fluid and oven aged at 70 [deg]C. (158 [deg]F.) for 168 hours. At the
end of this period, the metal strips are examined for pitting, etching,
and loss of mass.
S6.11.2 Equipment.
(a) Balance. See S6.6.2(a).
(b) Desiccators. See S6.6.2(b).
(c) Oven. See S6.6.2(c).
(d) Three glass test tubes approximately 22 mm. outside diameter by
175 mm. in length.
S6.11.3 Reagents and materials.
(a) Benzoyl peroxide, reagent grade, 96 percent. (Benzoyl peroxide
that is brownish, or dusty, or has less than 90 percent purity, must be
discarded.) Reagent strength may be evaluated by ASTM E298-68
(incorporated by reference, see Sec. 571.5).
(b) Corrosion test strips. Two sets of cast iron and aluminum metal
test strips as described in appendix C of SAE Standard J1703b (1970)
(incorporated by reference, see Sec. 571.5).
(c) Tinfoil. Four unused pieces of tinfoil approximately 12 mm. (\1/
2\ inch) square and between 0.02 and 0.06 mm. (0.0008 and 0.0024 inch)
in thickness. The foil shall be at least 99.9 percent tin and contain
not more than 0.025 percent lead.
(d) SBR cups. Two unused, approximately one-eighth sections of a
standard SAE SBR WC cup (as described in S7.6).
(e) Machine screw and nut. Two clean oil-free, No. 6 or 8-32 x \3/
8\- or \1/2\-inch long (or equivalent metric size), round or fillister
head, uncoated mild steel machine screws, with matching plain nuts.
S6.11.4 Preparation.
(a) Corrosion test strips. Prepare two sets of aluminum and cast
iron test strips according to S6.6.4(a) except for assembly. Weigh each
strip to the nearest 0.1 mg. and assemble a strip of each metal on a
machine screw, separating the strips at each end with a piece of
tinfoil. Tighten the nut enough to hold both pieces of foil firmly in
place.
(b) Test mixture. Place 30 1 ml. of the brake
fluid under test in a 22 by 175 mm. test tube. For all fluids except DOT
5 SBBF, add 0.060 .002 grams of benzoyl peroxide,
and 1.50 0.05 ml. of distilled water. For DOT 5
SBBF, use test fluid humidified in accordance with S6.2, and add only
the benzoyl peroxide. Stopper the tube loosely with a clean dry cork,
shake, and place in an oven for 2 hours at 70[deg] 2 [deg]C. (158[deg] 3.6 [deg]F.).
Shake every 15 minutes to effect solution of the peroxide, but do not
wet cork. Remove the tube from the oven and allow to cool to 23[deg]
5 [deg]C. (73.4[deg] 9
[deg]F.) Begin testing according to paragraph S6.11.5 not later than 24
hours after removal of tube from oven.
S6.11.5 Procedure. Place a one-eighth SBR cup section in the bottom
of each tube. Add 10 ml. of prepared test mixture to each test tube.
Place a metal-strip assembly in each, the end of the strip without the
screw resting on the rubber, and the solution covering about one-half
the length of the strips. Stopper the tubes with clean dry corks and
store upright for 70 2 hours at 23[deg] 5 [deg]C. (73.4[deg] 9 [deg]F.).
Loosen the corks and place the tubes for 168 2
hours in an oven maintained at 70[deg] 2 [deg]C.
(158[deg] 3.6 [deg]F.). Afterwards remove and
disassemble strips. Examine the strips and note any gum deposits. Wipe
the strips with a clean cloth wet with ethanol (isopropanol when testing
DOT 5 fluids) and note any pitting, etching or
[[Page 557]]
roughening of surface disregarding stain or discoloration. Place the
strips in a desiccator over silica gel or other suitable desiccant, at
23[deg] 5 [deg]C. (73.4[deg] 9 [deg]F.) for at least 1 hour. Again weigh each strip
to the nearest 0.1 mg.
S6.11.6 Calculation. Determine corrosion loss by dividing the change
in mass of each metal strip by the total surface area of each strip
measured in square millimeters (mm\2\), to the nearest square millimeter
(mm\2\). Average the results for the two strips of each type of metal,
rounding to the nearest 0.05 mg. per 100 square millimeter (mm\2\). If
only one of the duplicates fails for any reason, run a second set of
duplicate samples. Both repeat samples shall meet all requirements of
S5.1.11.
S6.12 Effect on SBR cups. The effects of a brake fluid in swelling,
softening, and otherwise affecting standard SBR WC cups shall be
evaluated by the following procedure.
S6.12.1 Summary of the procedure. Four standard SAE SBR WC cups are
measured and their hardnesses determined. The cups, two to a jar, are
immersed in the test brake fluid. One jar is heated for 70 hours at 70
[deg]C. (158 [deg]F), and the other for 70 hours at 120 [deg]C (248
[deg]F). Afterwards, the cups are washed, examined for disintegration,
remeasured and their hardnesses redetermined.
S6.12.2 Equipment and supplies.
(a) Oven. See S6.6.2(c).
(b) Glass jars and lids. Two screw-top, straight-sided round glass
jars, each having a capacity of approximately 250 ml. and inner
dimensions of approximately 125 mm. in height and 50 mm. in diameter,
and a tinned steel lid (no insert or organic coating).
(c) SBR cups. See S7.6.
S6.12.3 Preparation. Measure the base diameters of the SBR cups as
described in S6.6.4(b), and the hardness of each as described in S7.4.
S6.12.4 Procedure. Wash the cups in 90 percent ethanol (isopropanol
when testing DOT 5 fluids) (see S7.3), for not longer than 30 seconds
and quickly dry with a clean, lint-free cloth. Using forceps, place two
cups into each of the two jars; add 75 ml. of brake fluid to each jar
and cap tightly. Place one jar in an oven held at 70[deg] 2 [deg]C. (158 3.6 [deg]F.) for 70
2 hours. Place the other jar in an oven held at
120[deg] 2 [deg]C. (248[deg] 3.6 [deg]F.) for 70 2 hours. Allow
each jar to cool for 60 to 90 minutes at 23[deg] 5
[deg]C. (73.4[deg] 9 [deg]F.). Remove cups, wash
with ethanol (isopropanol when testing DOT 5 fluids) for not longer than
30 seconds, and quickly dry. Examine the cups for disintegration as
evidenced by stickiness, blisters, or sloughing. Measure the base
diameter and hardness of each cup within 15 minutes after removal from
the fluid.
S6.12.5 Calculation. (a) Calculate the change in base diameter for
each cup. If the two values, at each temperature, do not differ by more
than 0.10 mm. (0.004 inch) average them to the nearest 0.02 mm. (0.001
inch). If the two values differ by more than 0.10 mm., repeat the test
at the appropriate temperature and average the four values as the change
in base diameter.
(b) Calculate the change in hardness for each cup. The average of
the two values for each pair is the change in hardness.
(c) Note disintegration as evidenced by stickiness, blisters, or
sloughing.
S6.13 Stroking properties. Evaluate the lubricating properties,
component compatibility, resistance to leakage, and related qualities of
a brake fluid by running one sample according to the following
procedures.
S6.13.1 Summary of the procedure. Brake fluid is stroked under
controlled conditions at an elevated temperature in a simulated motor
vehicle hydraulic braking system consisting of three slave wheel
cylinders and an actuating master cylinder connected by steel tubing.
Referee standard parts are used. All parts are carefully cleaned,
examined, and certain measurements made immediately prior to assembly
for test. During the test, temperature, rate of pressure rise, maximum
pressure, and rate of stroking are specified and controlled. The system
is examined periodically during stroking to assure that excessive
leakage of fluid is not occurring. Afterwards, the system is torn down.
Metal parts and SBR cups are examined and remeasured. The brake fluid
and any resultant sludge and debris are collected, examined, and tested.
S6.13.2 Apparatus and equipment.
[[Page 558]]
Either the drum and shoe type of stroking apparatus (see Figure 1 of
SAE Standard J1703b (1970) (incorporated by reference, see Sec.
571.5)), except using only three sets of drum and shoe assemblies, or
the stroking fixture type apparatus as shown in Figure 2 of SAE Standard
J1703 NOV83 (incorporated by reference, see Sec. 571.5) with the
components arranged as shown in Figure 1 of SAE Standard J1703 NOV83.
The following components are required.
(a) Brake assemblies. With the drum and shoe apparatus: three drum
and shoe assembly units (SAE RM-29a) consisting of three forward brake
shoes and three reverse brake shoes with linings and three front wheel
brake drum assemblies with assembly component parts. With stroking
fixture type apparatus: three fixture units including appropriate
adapter mounting plates to hold brake wheel cylinder assemblies.
(b) Braking pressure actuation mechanism. An actuating mechanism for
applying a force to the master cylinder pushrod without side thrust. The
amount of force applied by the actuating mechanism shall be adjustable
and capable of applying sufficient thrust to the master cylinder to
create a pressure of at least 6895 kPa (1,000 p.s.i.) in the simulated
brake system. A hydraulic gage or pressure recorder, having a range of
at least 0 to 6895 kPa (0 to 1,000 p.s.i), shall be installed between
the master cylinder and the brake assemblies and shall be provided with
a shutoff valve and with a bleeding valve for removing air from the
connecting tubing. The actuating mechanism shall be designed to permit
adjustable stroking rates of approximately 1,000 strokes per hour. Use a
mechanical or electrical counter to record the total number of strokes.
(c) Heated air bath cabinet. An insulated cabinet or oven having
sufficient capacity to house the three mounted brake assemblies or
stroking fixture assemblies, master cylinder, and necessary connections.
A thermostatically controlled heating system is required to maintain a
temperature of 70[deg] 5 [deg]C (158[deg] 9 [deg]F) or 120[deg] 5 [deg]C
(248[deg] 9 [deg]F). Heaters shall be shielded to
prevent direct radiation to wheel or master cylinder.
(d) Master cylinder (MC) assembly (SAE RM-15a). One cast iron
housing hydraulic brake system cylinder having a diameter of
approximately 28 mm. (1\1/8\ inch) and fitted for a filler cap and
standpipe (see S6.13.2(e)). The MC piston shall be made from SAE CA360
copperbase alloy (half hard). A new MC assembly is required for each
test.
(e) Filler cap and standpipe. MC filler cap provided with a glass or
uncoated steel standpipe. Standpipe must provide adequate volume for
thermal expansion, yet permit measurement and adjustment of the fluid
level in the system to 3 ml. Cap and standpipe may
be cleaned and reused.
(f) Wheel cylinder (WC) assemblies (SAE RM-14a). Three unused cast
iron housing straight bore hydraulic brake WC assemblies having
diameters of approximately 28 mm (1\1/8\ inch) for each test. Pistons
shall be made from unanodized SAE AA 2024 aluminum alloy.
(g) Micrometer. Same as S6.6.2(d).
S6.13.3 Materials.
(a) Standard SBR brake cups. Six standard SAE SBR wheel cylinder
test cups, one primary MC test cup, and one secondary MC test cup, all
as described in S7.6, for each test.
(b) Steel tubing. Double wall steel tubing meeting SAE Standard
J527a (1967) (incorporated by reference, see Sec. 571.5). A complete
replacement of tubing is essential when visual inspection indicates any
corrosion or deposits on inner surface of tubing. Tubing from master
cylinder to one wheel cylinder shall be replaced for each test (minimum
length .9 m.) Uniformity in tubing size is required between master
cylinder and wheel cylinder. The standard master cylinder has two
outlets for tubing, both of which must be used.
S6.13.4 Preparation of test apparatus.
(a) Wheel cylinder assemblies. Use unused wheel cylinder assemblies.
Disassemble cylinders and discard cups. Clean all metal parts with
ethanol (isopropanol when testing DOT 5 fluids). Inspect the working
surfaces of all metal parts for scoring, galling, or pitting and
cylinder bore roughness, and discard all defective parts. Remove any
stains on cylinder walls with crocus cloth and ethanol (isopropanol when
testing DOT 5 fluids). If stains
[[Page 559]]
cannot be removed, discard the cylinder. Measure the internal diameter
of each cylinder at a location approximately 19 mm. (0.75 inch) from
each end of the cylinder bore, taking measurements in line with the
hydraulic inlet opening and at right angles to this centerline. Discard
the cylinder if any of these four readings exceeds the maximum or
minimum limits of 28.66 to 28.60 mm. (1.128 to 1.126 inch). Measure the
outside diameter of each piston at two points approximately 90[deg]
apart. Discard any piston if either reading exceeds the maximum or
minimum limits of 28.55 to 28.52 mm. (1.124 to 1.123 inch). Select parts
to insure that the clearance between each piston and mating cylinder is
within 0.08 to 0.13 mm. (0.003 to 0.005 inch). Use unused SBR cups. To
remove dirt and debris, rinse the cups in 90 percent ethyl alcohol for
not more than 30 seconds and wipe dry with a clean lint-free cloth.
Discard any cups showing defects such as cuts, molding flaws, or
blisters. Measure the lip and base diameters of all cups with an optical
comparator or micrometer to the nearest 0.02 mm. (0.001 inch) along the
centerline of the SAE and rubber-type identifications and at right
angles to this centerline. Determine base diameter measurements at least
0.4 mm. (0.015 inch) above the bottom edge and parallel to the base of
the cup. Discard any cup if the two measured lip or base diameters
differ by more than 0.08 mm. (0.003 inch). Average the lip and base
diameters of each cup. Determine the hardness of all cups according to
S7.4. Dip the rubber and metal parts of wheel cylinders, except housing
and rubber boots, in the fluid to be tested and install them in
accordance with the manufacturer's instructions. Manually stroke the
cylinders to insure that they operate easily. Install cylinders in the
simulated brake system.
(b) Master cylinder assembly. Use an unused master cylinder and
unused standard SBR primary and secondary MC cups which have been
inspected, measured and cleaned in the manner specified in S6.13.4(a),
omitting hardness of the secondary MC cup. However, prior to determining
the lip and base diameters of the secondary cup, dip the cup in test
brake fluid, assemble on the MC piston, and maintain the assembly in a
vertical position at 23[deg] 5 [deg]C. (73.4[deg]
9 [deg]F.) for at least 12 hours. Inspect the
relief and supply ports of the master cylinder; discard the cylinder if
ports have burrs or wire edges. Measure the internal diameter of the
cylinder at two locations (approximately midway between the relief and
supply ports and approximately 19 mm. (0.75 inch) beyond the relief port
toward the bottom or discharge end of the bore), taking measurements at
each location on the vertical and horizontal centerline of the bore.
Discard the cylinder if any reading exceeds the maximum or minimum
limits of 28.65 to 28.57 mm. (1.128 to 1.125 inch). Measure the outside
diameter of each end of the master cylinder piston at two points
approximately 90[deg] apart. Discard the piston if any of these four
readings exceed the maximum or minimum limits of 28.55 to 28.52 mm.
(1.124 to 1.123 inch). Dip the rubber and metal parts of the master
cylinder, except the housing and push rod-boot assembly, in the brake
fluid and install in accordance with manufacturer's instructions.
Manually stroke the master cylinder to insure that it operates easily.
Install the master cylinder in the simulated brake system.
(c) Assembly and adjustment of test apparatus.
(1) When using a shoe and drum type apparatus, adjust the brake shoe
toe clearances to 1.0 0.1 mm (0.040 0.004 inch). Fill the system with brake fluid, bleeding
all wheel cylinders and the pressure gage to remove entrapped air.
Operate the actuator manually to apply a pressure greater than the
required operating pressure and inspect the system for leaks. Adjust the
actuator and/or pressure relief valve to obtain a pressure of 6895 kPa
345 kPa (1,000 50 p.s.i.). A
smooth pressure stroke pattern is required when using a shoe and drum
type apparatus. The pressure is relatively low during the first part of
the stroke and then builds up smoothly to the maximum stroking pressure
at the end of the stroke, to permit the primary cup to pass the
compensating hole at a relatively low pressure. Using stroking fixtures,
adjust the actuator and/or pressure relief valve to obtain a pressure of
6895 kPa 345 kPa (1,000 50
p.s.i.).
[[Page 560]]
(2) Adjust the stroking rate to 1,000 100
strokes per hour. Record the fluid level in the master cylinder
standpipe.
S6.13.5 Procedure. Operate the system for 16,000 1,000 cycles at 23[deg] 5 [deg]C.
(73.4[deg] 9 [deg]F.). Repair any leakage,
readjust the brake shoe clearances, and add fluid to the master cylinder
standpipe to bring to the level originally recorded, if necessary. Start
the test again and raise the temperature of the cabinet within 6 2 hours to 120[deg] 5 [deg]C.
(248[deg] 9 [deg]F.). During the test observe
operation of wheel cylinders for improper functioning and record the
amount of fluid required to replenish any loss, at intervals of 24,000
strokes. Stop the test at the end of 85,000 total recorded strokes.
These totals shall include the number of strokes during operation at
23[deg] 5 [deg]C. (73.4[deg] 9 [deg]F.) and the number of strokes required to bring
the system to the operating temperature. Allow equipment to cool to room
temperature. Examine the wheel cylinders for leakage. Stroke the
assembly an additional 100 strokes, examine wheel cylinders for leakage
and record volume loss of fluid. Within 16 hours after stopping the
test, remove the master and wheel cylinders from the system, retaining
the fluid in the cylinders by immediately capping or plugging the ports.
Disassemble the cylinders, collecting the fluid from the master cylinder
and wheel cylinders in a glass jar. When collecting the stroked fluid,
remove all residue which has deposited on rubber and metal internal
parts by rinsing and agitating such parts in the stroked fluid and using
a soft brush to assure that all loose adhering sediment is collected.
Clean SBR cups in ethanol (isopropanol when testing DOT 5 fluids) and
dry. Inspect the cups for stickiness, scuffing, blistering, cracking,
chipping, and change in shape from original appearance. Within 1 hour
after disassembly, measure the lip and base diameters of each cylinder
cup by the procedures specified in S6.13.4 (a) and (b) with the
exception that lip or base diameters of cups may now differ by more than
0.08 mm. (0.003 inch). Determine the hardness of each cup according to
S7.4. Note any sludge or gel present in the test fluid. Within 1 hour
after draining the cylinders, agitate the fluid in a glass jar to
suspend and uniformly disperse sediment and transfer a 100 ml. portion
of this fluid to a centrifuge tube and determine percent sediment as
described in S7.5. Allow the tube and fluid to stand for 24 hours,
recentrifuge and record any additional sediment recovered. Inspect
cylinder parts, note any gumming or any pitting on pistons and cylinder
walls. Disregard staining or discoloration. Rub any deposits adhering to
cylinder walls with a clean soft cloth wetted with ethanol (isopropanol
when testing DOT 5 fluids) to determine abrasiveness and removability.
Clean cylinder parts in ethanol (isopropanol when testing DOT 5 fluids)
and dry. Measure and record diameters of pistons and cylinders according
to S6.13.4(a) and (b). Repeat the test if mechanical failure occurs that
may affect the evaluation of the brake fluid.
S6.13.6 Calculation. (a) Calculate the changes in diameters of
cylinders and pistons (see S5.1.13(b)).
(b) Calculate the average decrease in hardness of the seven cups
tested, as well as the individual values (see S5.1.13(c)).
(c) Calculate the increases in base diameters of the eight cups (see
S5.1.13(e)).
(d) Calculate the lip diameter interference set for each of the
eight cups by the following formula and average the eight values (see
S5.1.13(f)).
[(D1-D2)/(D1-D3)] x 100 =
percentage Lip Diameter Interference Set
where:
D1 = Original lip diameter.
D2 = Final lip diameter.
D3 = Original cylinder bore diameter.
S6.14 Container information. Each container with information marked
directly on the container surface or on a label (labels) affixed to the
container pursuant to S5.2.2.2 or S5.2.2.3 is subjected to the following
procedure:
(a) If the container has a label affixed to it, make a single
vertical cut all the way through the label with the container in the
vertical position.
(b) Immerse the container in the same brake fluid or hydraulic
system mineral oil contained therein for 15 minutes at room temperature
(23 5 [deg]C; 73.4 9
[deg]F).
[[Page 561]]
(c) Within 5 minutes after removing the container from the fluid or
oil, remove excess liquid from the surface of the container by wiping
with a clean dry cloth.
S7. Auxiliary test methods and reagent standards.
S7.1 Distilled water. Nonreferee reagent water as specified in ASTM
D1193-70 (incorporated by reference, see Sec. 571.5) or water of equal
purity.
S7.2 Water content of motor vehicle brake fluids. Use analytical
methods based on ASTM D1123-59 (incorporated by reference, see Sec.
571.5) for determining the water content of brake fluids, or other
methods of analysis yielding comparable results. To be acceptable for
use, such other method must measure the weight of water added to samples
of the SAE RM-66-04 (see Appendix A of SAE Standard J1703 NOV83
(incorporated by reference in Sec. 571.5)) and TEGME Compatibility
Fluids (see Appendix B of SAE Standard J1703 JAN95 (incorporated by
reference in Sec. 571.5)) within 15 percent of
the water added for additions up to 0.8 percent by weight, and within
5 percent of the water added for additions greater
than 0.8 percent by weight. The SAE RM-66-04 Compatibility Fluid used to
prepare the samples must have an original ERBP of not less than 205
[deg]C (401 [deg]F) when tested in accordance with S6.1. The SAE TEGME
fluid used to prepare the samples must have an original ERBP of not less
than 240 [deg]C (464 [deg]F) when tested in accordance with S6.1.
S7.3 Ethanol. 95 percent (190 proof) ethyl alcohol, USP or ACS, or
Formula 3-A Specially Denatured Alcohol of the same concentration (as
specified at 27 CFR 21.35). For pretest washings of equipment, use
approximately 90 percent ethyl alcohol, obtained by adding 5 parts of
distilled water to 95 parts of ethanol.
S7.4 Measuring the hardness of SBR brake cups. Hardness measurements
on SBR wheel cylinder cups and master cylinder primary cups shall be
made by using the following apparatus and the following procedure.
S7.4.1 Apparatus.
(a) Anvil. A rubber anvil having a flat circular top 20 1 mm. (\13/16\ \1/16\ inch) in
diameter, a thickness of at least 9 mm. (\3/8\ inch) and a hardness
within 5 IRHDs of the SBR test cup.
(b) Hardness tester. A hardness tester meeting the requirements for
the standard instrument as described in ASTM D1415-68 (incorporated by
reference, see Sec. 571.5) and graduated directly in IRHD units.
S7.4.2 Procedure. Make hardness measurements at 23[deg] 2 [deg]C. (73.4[deg] 4 [deg]F.).
Equilibrate the tester and anvils at this temperature prior to use.
Center brake cups lip side down on an anvil of appropriate hardness.
Following the manufacturer's operating instructions for the hardness
tester, make one measurement at each of four points 6 mm from the center
of the cup and spaced 90[deg] apart. Average the four values, and round
off to the nearest IRHD.
S7.5 Sediment by centrifuging. The amount of sediment in the test
fluid shall be determined by the following procedure.
S7.5.1 Apparatus.
(a) Centrifuge tube. Cone-shaped centrifuge tubes conforming to the
dimensions given in Figure 6, and made of thoroughly annealed glass. The
graduations shall be numbered as shown in Figure 6, and shall be clear
and distinct. Scale-error tolerances and smallest graduations between
various calibration marks are given in Table V and apply to calibrations
made with air-free water at 20 [deg]C. (68 [deg]F.).
[[Page 562]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.048
Fig. 6--ASTM 8-in. Centrifuge Tube
Table V--Calibration Tolerances for 8-Inch Centrifuge Tube
------------------------------------------------------------------------
Volume
Range, ml Subdivision, tolerance,
ml ml
------------------------------------------------------------------------
0 to 0.1...................................... 0.05
Sec. 571.117 Standard No. 117; Retreaded pneumatic tires.
S1. Scope. This standard specifies performance, labeling, and
certification requirements for retreaded pneumatic passenger car tires.
S2. Purpose. The purpose of this standard is to require retreaded
pneumatic passenger car tires to meet safety criteria similar to those
for new pneumatic passenger car tires.
S3. Application. This standard applies to retreaded pneumatic tires
for use on passenger cars manufactured after 1948.
S4. Definitions.
S4.1 Casing means a used tire to which additional tread may be
attached for the purpose of retreading.
Retreaded means manufactured by a process in which a tread is
attached to a casing.
S4.2 All terms defined in Sec. Sec. 571.109 and 571.110 are used as
defined therein.
S5. Requirements.
S5.1 Retreaded tires.
S5.1.1 Except as specified in S5.1.3, each retreaded tire, when
mounted on a test rim of the width specified for the tire's size
designation in appendix A of Sec. 571.109 shall comply with the
following requirements of Sec. 571.109:
(a) S4.1 (Size and construction).
(b) S4.2.1 (General).
(c) S4.2.2.3 (Tubeless tire resistance to bead unseating).
(d) S4.2.2.4 (Tire strength).
S5.1.2 Except as specified in S5.1.3, each retreaded tire, when
mounted on a test rim of the width specified for the tire's size
designation in appendix A of Sec. 571.109, shall comply with the
requirements of S4.2.2.2 of Sec. 571.109, except that the tire's
section width shall not be more than 110 percent of the section width
specified, and the tire's size factor shall be at least 97 percent of
the size factor specified, in appendix A of Sec. 571.109 for the tire's
size designation.
S5.1.3 Each retreaded tire shall be capable of meeting the
requirements of S5.1.1 and S5.1.2 when mounted on any rim in accordance
with those sections.
S5.1.4 No retreaded tire shall have a size designation, recommended
maximum load rating, or maximum permissible inflation pressure that is
greater than that originally specified on the casing pursuant to S4.3 of
Sec. 571.109, or specified for the casing in Table I.
S5.2 Casings.
S5.2.1 No retreaded tire shall be manufactured with a casing--
(a) On which bead wire or cord fabric is exposed before processing.
(b) On which any cord fabric is exposed during processing, except
that cord fabric that is located at a splice, i.e., where two or more
segments of the same ply overlap, or cord fabric that is part of the
belt material, may be exposed but shall not be penetrated or removed to
any extent whatsoever.
S5.2.2 No retreaded tire shall be manufactured with a casing--
(a) From which a belt or ply, or part thereof, is removed during
processing; or
[[Page 564]]
(b) On which a belt or ply, or part thereof, is added or replaced
during processing.
S5.2.3 Each retreaded tire shall be manufactured with a casing that
bears, permanently molded at the time of its original manufacture into
or onto the tire sidewall, each of the following:
(a) The symbol DOT;
(b) The size of the tire; and
(c) The actual number of plies or ply rating.
S5.2.4 [Reserved]
S6. Certification and labeling.
S6.1 Each manufacturer of a retreaded tire shall certify that its
product complies with this standard pursuant to Section 30115 of Title
49, United States Code, by labeling the tire with the symbol DOT in the
location specified in section 574.5 of this chapter.
S6.2 [Reserved]
S6.3. Labeling. Each retreaded tire shall comply, according to the
phase-in schedule specified in S7 of this standard, with the
requirements of S5.5 and S5.5.1 of Sec. 571.139.
S7. Phase-In Schedule for labeling
S7.1. Tires retreaded on or after September 1, 2005 and before
September 1, 2006. For tires manufactured on or after September 1, 2005
and before September 1, 2006, the number of tires complying with S6.3 of
this standard must be equal to not less than 40% of the retreader's
production during that period.
S7.2. Tires retreaded on or after September 1, 2006 and before
September 1, 2007. For tires manufactured on or after September 1, 2006
and before September 1, 2007, the number of tires complying with S6.3 of
this standard must be equal to not less than 70% of the retreader's
production during that period.
S7.3. Tires retreaded on or after September 1, 2007. Each tire must
comply with S6.3 of this standard.
[37 FR 5952, Mar. 23, 1972, as amended at 37 FR 11775, June 14, 1972; 38
FR 2982, Jan. 31, 1973; 38 FR 6999, Mar. 15, 1973; 38 FR 9688, Apr. 19,
1973; 39 FR 1443, Jan. 9, 1974; 39 FR 3553, Jan. 28, 1974; 39 FR 36016,
Oct. 7, 1974; 39 FR 39884, Nov. 12, 1974; 61 FR 29494, June 11, 1996; 63
FR 28920, May 27, 1998; 67 FR 69627, Nov. 18, 2002; 69 FR 31319, June 3,
2004]
Editorial Note: For an interpretation of Sec. 571.117, see 38 FR
10940, May 3, 1973.
Sec. 571.118 Standard No. 118; Power-operated window, partition,
and roof panel systems.
S1. Purpose and scope. This standard specifies requirements for
power operated window, partition, and roof panel systems to minimize the
likelihood of death or injury from their accidental operation.
S2. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, and trucks with a gross vehicle weight
rating of 4,536 kilograms or less. This standard's inadvertent actuation
performance requirements of S6(a) need not be met for vehicles
manufactured before October 1, 2008. The standard's pull-to-close switch
operability requirements of S6(c) need not be met for vehicles
manufactured before October 1, 2010.
S3. Definitions.
Infrared reflectance means the ratio of the intensity of infrared
light reflected and scattered by a flat sample of the test rod material
to the intensity of infrared light reflected and scattered by a mirror
that reflects 99.99 percent of the infrared radiation incident on its
surface as measured by the apparatus show in Figure 2.
Power operated roof panel systems mean moveable panels in the
vehicle roof which close by vehicle supplied power either by a sliding
or hinged motion, and do not include convertible top systems.
S4. Operating requirements. Except as provided in S5, power operated
window, partition, or roof panel systems may be closed only in the
following circumstances:
(a) When the key that controls activation of the vehicle's engine is
in the ``ON'', ``START'', or ``ACCESSORY'' position;
(b) By muscular force unassisted by vehicle supplied power;
(c) Upon continuous activation by a locking system on the exterior
of the vehicle;
(d) Upon continuous activation of a remote actuation device,
provided that the remote actuation device shall be incapable of closing
the power window, partition or roof panel from a distance of more than 6
meters from the vehicle;
[[Page 565]]
(e) During the interval between the time the locking device which
controls the activation of the vehicle's engine is turned off and the
opening of either of a two-door vehicle's doors or, in the case of a
vehicle with more than two doors, the opening of either of its front
doors;
(f) If the window, partition, or roof panel is in a static position
before starting to close and in that position creates an opening so
small that a 4 mm diameter semi-rigid cylindrical rod cannot be placed
through the opening at any location around its edge in the manner
described in S5(b); or
(g) Upon continuous activation of a remote actuation device,
provided that the remote actuation device shall be incapable of closing
the power window, partition or roof panel if the device and the vehicle
are separated by an opaque surface and provided that the remote
actuation device shall be incapable of closing the power window,
partition or roof panel from a distance of more than 11 meters from the
vehicle.
S5. Automatic reversal systems. A power-operated window, partition,
or roof panel system that is capable of closing or of being closed under
any circumstances other than those specified in S4 shall meet the
requirements of S5.1, S5.2, and, if applicable, S5.3.
S5.1. While closing, the power-operated window, partition, or roof
panel shall stop and reverse direction either before contacting a test
rod with properties described in S8.2 or S8.3, or before exerting a
squeezing force of 100 newtons (N) or more on a semi-rigid cylindrical
test rod with the properties described in S8.1, when such test rod is
placed through the window, partition, or roof panel opening at any
location in the manner described in the applicable test under S7.
S5.2. Upon reversal, the power-operated window, partition, or roof
panel system must open to one of the following positions, at the
manufacturer's option:
(a) A position that is at least as open as the position at the time
closing was initiated;
(b) A position that is not less than 125 millimeters (mm) more open
than the position at the time the window reversed direction; or
(c) A position that permits a semi-rigid cylindrical rod that is 200
mm in diameter to be placed through the opening at the same location as
the rod described in S7.1 or S7.2(b).
S5.3. If a vehicle uses proximity detection by infrared reflection
to stop and reverse a power-operated window, partition, or roof panel,
the infrared source shall project infrared light at a wavelength of not
less than 850 nm and not more than 1050 nm. The system shall meet the
requirements in S5.1 and S5.2 in all ambient light conditions from total
darkness to 64,500 lux (6,000 foot candles) incandescent light
intensity.
S6 Actuation Devices. Except as provided in paragraph S6(b),
actuation devices in the occupant compartments of vehicles used to close
power-operated windows, partitions, and roof panels must meet the
following requirements:
(a) An actuation device must not cause a window, partition, or roof
panel to begin to close from any open position when tested as follows:
(1) Using a stainless steel sphere having a surface finish between 8
and 4 micro inches and a radius of 20 mm 0.2 mm,
place the surface of the sphere against any portion of the actuation
device.
(2) Apply a force not to exceed 135 Newtons (30 pounds) through the
geometric center of the sphere. This force may be applied at any angle
with respect to the actuation device.
(3) For actuation devices that cannot be contacted by the sphere
specified in S6(a)(1) prior to the application of force, apply a force
up to the level specified in S6(a)(2) at any angle in an attempt to make
contact with the actuation device. The sphere is directionally applied
in such a manner that, if unimpeded, it would make contact with the
actuation device.
(b) The requirement in S6(a) does not apply to either--
(1) actuation devices that are mounted in a vehicle's roof,
headliner, or overhead console that can close power-operated windows,
partitions, or roof panels only by continuous rather than momentary
switch actuation, or
(2) actuation devices for closing power-operated windows,
partitions, or
[[Page 566]]
roof panels which comply with paragraph S5.
(c) Any actuation device for closing a power-operated window must
operate by pulling away from the surface in the vehicle on which the
device is mounted. An actuation device for closing a power-operated
window must operate only when pulled vertically up (if mounted on the
top of a horizontal surface), or out (if mounted on a vertical surface),
or down (if mounted on the underside of an overhead surface), or in a
direction perpendicular to the surrounding surface if mounted in a
sloped orientation, in order to cause the window to move in the closing
direction.
S7. Test procedures.
S7.1. Test procedure for testing power-operated window, partition,
or roof panel systems designed to detect obstructions by physical
contact or by light beam interruption: Place the test rod of the type
specified in S8.1 or S8.2, as appropriate, through the window,
partition, or roof panel opening from the inside of the vehicle such
that the cylindrical surface of the rod contacts any part of the
structure with which the window, partition, or roof panel mates. Typical
placements of test rods are illustrated in Figure 1. Attempt to close
the power window, partition, or roof panel by operating the actuation
device provided in the vehicle for that purpose.
S7.2. Test procedure for testing power-operated window, partition,
or roof panel systems designed to detect the proximity of obstructions
using infrared reflectance:
(a) Place the vehicle under incandescent lighting that projects
64,500 lux (6,000 foot candles) onto the infrared sensor. The light is
projected onto the infrared sensor by aiming the optical axis of a light
source outside the vehicle as perpendicular as possible to the lens of
the infrared sensor. The intensity of light is measured perpendicular to
the plane of the lens of the infrared sensor, as close as possible to
the center of the lens of the infrared sensor.
(b) Place a test rod of the type specified in S8.3 in the window,
partition, or roof panel opening, with the window, partition, or roof
panel in any position. While keeping the rod stationary, attempt to
close the window, partition, or roof panel by operating the actuation
device provided in the vehicle for that purpose. Remove the test rod.
Fully open the window, partition, or roof panel, and then begin to close
it. While the window, partition, or roof panel is closing, move a test
rod so that it approaches and ultimately extends through (if necessary)
the window, partition, or roof panel opening, or its frame, in any
orientation from the interior of the vehicle. For power partitions that
have occupant compartment space on both sides of the partition, move the
test rod into the partition opening from either side of the partition.
(c) Repeat the steps in S7.2(a) and (b) with other ambient light
conditions within the range specified in S5.3.
S8. Test rods.
S8.1. Rods for testing systems designed to detect obstructions by
physical contact:
(a) Each test rod is of cylindrical shape with any diameter in the
range from 4 mm to 200 mm and is of sufficient length that it can be
hand-held during the test specified in S7 with only the test rod making
any contact with any part of the window, partition, or roof panel or
mating surfaces of the window, partition, or roof panel.
(b) Each test rod has a force-deflection ratio of not less than 65
N/mm for rods 25 mm or smaller in diameter, and not less than 20 N/mm
for rods larger than 25 mm in diameter.
S8.2. Rods for testing systems designed to detect obstructions by
light beam interruption: Each test rod has the shape and dimensions
specified in S8.1 and is, in addition, opaque to infrared, visible, and
ultraviolet light.
S8.3. Rods for testing systems designed to detect the proximity of
obstructions using infrared reflection:
(a) Each rod is constructed so that its surface has an infrared
reflectance of not more than 1.0 percent when measured by the apparatus
in Figure 2, in accordance with the procedure in S9.
(b) Each rod has the shape and dimensions specified in Figure 3.
S9. Procedure for measuring infrared reflectance of test rod surface
material.
(a) The infrared reflectance of the rod surface material is measured
using a flat sample and an infrared light source and sensor operating at
a wavelength of 950 100 nm.
[[Page 567]]
(b) The intensity of incident infrared light is determined using a
reference mirror of nominally 100 percent reflectance mounted in place
of the sample in the test apparatus in Figure 2.
(c) Infrared reflectance measurements of each sample of test rod
surface material and of the reference mirror are corrected to remove the
contribution of infrared light reflected and scattered by the sample
holder and other parts of the apparatus before computation of the
infrared reflectance ratio.
[GRAPHIC] [TIFF OMITTED] TC01AU91.050
[[Page 568]]
[GRAPHIC] [TIFF OMITTED] TR15SE04.020
[GRAPHIC] [TIFF OMITTED] TR15SE04.021
[[Page 569]]
[56 FR 15294, Apr. 16, 1991, as amended at 57 FR 23963, June 5, 1992; 57
FR 28012, June 23, 1992; 58 FR 16785, Mar. 31, 1993; 60 FR 13644, Mar.
14, 1995; 69 FR 55531, 55544, Sept. 15, 2004; 71 FR 18683, Apr. 12,
2006; 71 FR 25285, Apr. 28, 2006; 73 FR 38339, July 7, 2008]
Sec. 571.119 Standard No. 119; New pneumatic tires for motor vehicles
with a GVWR of more than 4,536 kilograms (10,000 pounds), specialty tires,
and tires for motorcycles.
S1. Scope. This standard establishes performance and marking
requirements for tires for use on motor vehicles with a GVWR of more
than 4,536 kilograms (10,000 pounds), specialty tires, and tires for
motorcycles.
S2. Purpose. The purpose of this standard is to provide safe
operational performance levels for tires used on motor vehicles with a
GVWR of more than 10,000 pounds, trailers, and motorcycles, and to place
sufficient information on the tires to permit their proper selection and
use.
S3. Application. This standard applies to:
(a) New pneumatic tires for use on motor vehicles with a GVWR of
more than 4,536 kilograms (10,000 pounds) manufactured after 1948;
(b) New pneumatic light truck tires with a tread depth of \18/32\
inch or greater, for use on motor vehicles with a GVWR of 4,536
kilograms (10,000 pounds) or less manufactured after 1948;
(c) Tires for use on special-use trailers (ST, FI and 8-12 rim or
lower diameter code); and
(d) Tires for use on motorcycles manufactured after 1948.
S4. Definitions. All terms defined in the Act and the rules and
standards issued under its authority are used as defined therein.
Light truck tire means a tire designated by its manuafacturer as
primarily intended for use on lightweight trucks or multipurpose
passenger vehicles.
Model rim assembly means a test device that (a) includes a rim which
conforms to the published dimensions of a commercially available rim,
(b) includes an air valve assembly when used for testing tubeless tires
or an innertube and flap (as required) when used for testing tubetype
tires, and (c) undergoes no permanent rim deformation and allows no loss
of air through the portion that it comprises of the tire-rim pressure
chamber when a tire is properly mounted on the assembly and subjected to
the requirements of this standard.
S5. Tire and rim matching information.
S5.1 Each manufacturer of tires shall ensure that a listing of the
rims that may be used with each tire that he produces is provided to the
public. For purposes of this section each rim listing shall include
dimensional specifications and a diagram of the rim. However a listing
compiled in accordance with paragraph (a) of this section need not
include dimensional specifications or a diagram of a rim if the rim's
dimensional specifications and diagram are contained in each listing
published in accordance with paragraph (b) of this standard. The listing
shall be in one of the following forms:
(a) Listed by manufacturer name or brand name in a document
furnished to dealers of the manufacturer's tires, to any person upon
request, and in duplicate to: Docket Section, National Highway Traffic
Safety Administration, 400 Seventh Street SW., Washington, DC 20590; or
(b) Contained in publications, current at the date of manufacture of
the tire or any later date, of at least one of the following
organizations:
The Tire and Rim Association
The European Tyre and Rim Technical Organisation
Japan Automobile Tire Manufacturers' Association, Inc.
Deutsche Industrie Norm
British Standards Institution
Scandinavian Tire and Rim Organization
The Tyre and Rim Association of Australia
S5.2 Information contained in a publication specified in S5.1(b)
which lists general categories of tires and rims by size designation,
type of construction, and/or intended use, shall be considered to be
manufacturer's information pursuant to S5.1 for the listed tires, unless
the publication itself or specific information provided according to
S5.1(a) indicates otherwise.
S6. Requirements. Each tire shall be capable of meeting any of the
applicable requirements set forth below, when
[[Page 570]]
mounted on a model rim assembly corresponding to any rim designated by
the tire manufacturer for use with the tire in accordance with S5.
However, a particular tire need not meet further requirements after
having been subjected to and met the endurance test (S6.1), strength
test (S6.2), or high speed performance test (S6.3).
S6.1 Endurance.
S6.1.1 Prior to testing in accordance with the procedures of S7.2, a
tire shall exhibit no visual evidence of tread, sidewall, ply, cord,
innerliner, or bead separation, chunking, broken cords, cracking, or
open splices.
S6.1.2 When tested in accordance with the procedures of S7.2:
(a) There shall be no visual evidence of tread, sidewall, ply, cord,
innerliner, or bead separation, chunking, broken cords, cracking, or
open splices.
(b) The tire pressure at the end of the test shall be not less than
the initial pressure specified in S7.2(a).
S6.2 Strength. When tested in accordance with the procedures of S7.3
a tire's average breaking energy value shall be not less than the value
specified in Table II for that tire's size and load range.
S6.3 High speed performance. When tested in accordance with the
procedures of S7.4, a tire shall meet the requirements set forth in
S6.1.1 and S6.1.2(a) and (b). However, this requirement applies only to
motorcycle tires and to non-speed-restricted tires of nominal rim
diameter code 14.5 or less marked load range A, B, C, or D.
S6.4 Treadwear indicators. Except as specified in this paragraph,
each tire shall have at least six treadwear indicators spaced
approximately equally around the circumference of the tire that enable a
person inspecting the tire to determine visually whether the tire has
worn to a tread depth of 1.6 mm (one-sixteenth of an inch). Tires with a
rim diameter code of 12 or smaller shall have at least three such
treadwear indicators. Motorcycle tires shall have at least three such
indicators which permit visual determination that the tire has worn to a
tread depth of 0.8 mm (one-thirty-second of an inch).
S6.5 Tire markings. Except as specified in this paragraph, each tire
shall be marked on each sidewall with the information specified in
paragraphs (a) through (j) of this section. The markings shall be placed
between the maximum section width (exclusive of sidewall decorations or
curb ribs) and the bead on at least one sidewall, unless the maximum
section width of the tire is located in an area which is not more than
one-fourth of the distance from the bead to the shoulder of the tire. If
the maximum section width falls within that area, the markings shall
appear between the bead and a point one-half the distance from the bead
to the shoulder of the tire, on at least one sidewall. The markings
shall be in letters and numerals not less than 2 mm (0.078 inch) high
and raised above or sunk below the tire surface not less that 0.4 mm
(0.015 inch), except that the marking depth shall be not less than
0.25mm (0.010 inch) in the case of motorcycle tires. The tire
identification and the DOT symbol labeling shall comply with part 574 of
this chapter. Markings may appear on only one sidewall and the entire
sidewall area may be used in the case of motorcycle tires and
recreational, boat, baggage, and special trailer tires.
(a) The symbol DOT, which shall constitute a certification that the
tire conforms to applicable Federal motor vehicle safety standards. This
symbol may be marked on only one sidewall.
(b) The tire identification number required by part 574 of this
chapter. This number may be marked on only one sidewall.
(c) The tire size designation as listed in the documents and
publications designated in S5.1.
(d) The maximum load rating and corresponding inflation pressure of
the tire, shown as follows:
(Mark on tires rated for single and dual load): Max load single
____kg (____lb) at ____kPa (____psi) cold. Max load dual ____kg (____lb)
at ____kPa (____psi) cold.
(Mark on tires rated only for single load): Max load ____kg (____lb)
at ____kPa (____psi) cold.
(e) The speed restriction of the tire, if 90 km/h (55 mph) or less,
shown as follows:
Max speed ____km/h (____mph).
(f) The actual number of plies and the composition of the ply cord
material in
[[Page 571]]
the sidewall and, if different, in the tread area;
(g) The words ``tubeless'' or ``tube type'' as applicable.
(h) The word ``regroovable'' if the tire is designed for regrooving.
(i) The word ``radial'' if a radial tire.
(j) The letter designating the tire load range.
S6.6 Maximum load rating. If the maximum load rating for a
particular tire size is shown in one or more of the publications
described in S5.1(b), each tire of that size designation shall have a
maximum load rating that is not less than the published maximum load
rating, or if there are differing published ratings for the same tire
size designation, not less than the lowest published maximum load rating
for the size designation.
S7. Test procedures.
S7.1 General conditions.
S7.1.1 The tests are performed using an appropriate new tube, tube
valve and flap assembly (as required) that allows no loss of air for
testing of tube-type tires under S7.2, S7.3, and S7.4, and tubeless
tires under S7.3.
S7.1.2 The tire must be capable of meeting the requirements of S7.2
and S7.4 when conditioned to a temperature of 35 [deg]C (95 [deg]F) for
3 hours before the test is conducted, and with an ambient temperature
maintained at 35 [deg]C (95 [deg]F) during all phases of testing. The
tire must be capable of meeting the requirements of S7.3 when
conditioned at a temperature of 21 [deg]C (70 [deg]F) for 3 hours before
the test is conducted.
S7.2 Endurance. (a) Mount the tire on a model rim assembly and
inflate it to the inflation pressure corresponding to the maximum load
rating marked on the tire. Use a single maximum load value when the tire
is marked with both single and dual maximum load.
(b) After conditioning the tire-rim assembly in accordance with
S7.1.2, adjust the tire pressure to that specified in (a) immediately
before mounting the tire rim assembly.
(c) Mount the tire-rim assembly on an axle and press it against a
flat-faced steel test wheel that is 1708 mm (67.23 inches) in diameter
and at least as wide as the tread of the tire.
(d) Apply the test load and rotate the test wheel as indicated in
Table III for the type of tire tested conducting each successive phase
of the test without interruption.
(e) Immediately after running the tire the required time, measure
the tire inflation pressure. Remove the tire from the model rim
assembly, and inspect the tire.
S7.3 Strength. (a) Mount the tire on a model rim assembly and
inflate it to the pressure corresponding to the maximum load, or maximum
dual load where there is both a single and dual load marked on the tire.
If the tire is tubeless, a tube may be inserted to prevent loss of air
during the test in the event of puncture.
(b) After conditioning the tire-rim assembly in accordance with
S7.1.2, adjust the tire pressure to that specified in (a).
(c) Force a cylindrical steel plunger, with a hemispherical end and
of the diameter specified in Table I for the tire size, perpendicularly
into a raised tread element as near as possible to the centerline of the
tread, at a rate of 50 mm (2 inches) per minute, until the tire breaks
or the plunger is stopped by the rim.
(d) Record the force and the distance of penetration just before the
tire breaks, or if it fails to break, just before the plunger is stopped
by the rim.
(e) Repeat the plunger application at 72[deg] intervals around the
circumference of the tire, until five measurements are made. However, in
the case of tires of 12 inch rim diameter code or smaller, repeat the
plunger application at 120[deg] intervals around the circumference of
the tire, until three measurements are made.
(f) Compute the breaking energy for each test point by one of the
two following formulas:
(1) W = [(F x P)/2] x 10-3
Where:
W = Breaking energy in joules (J),
F = Force in newtons (N), and
P = Penetration in millimeters (mm),
or;
(2) W = (F x P)/2
Where:
W = Breaking energy in inch-pounds (in-lb),
F = Force in pounds (lb), and
P = Penetration in inches (in).
[[Page 572]]
(g) Determine the average breaking energy value for the tire by
computing the average of the values obtained in accordance with
paragraph (f).
S7.4 High speed performance. (a) Perform steps (a) through (c) of
S7.2.
(b) Apply a force of 88 percent of the maximum load rating marked on
the tire (use single maximum load value when the tire is marked with
both single and dual maximum loads), and rotate the test wheel at 250
rpm for 2 hours.
(c) Remove the load, allow the tire to cool to 35 [deg]C (95
[deg]F), and then adjust the pressure to that marked on the tire for
single tire use.
(d) Reapply the same load, and without interruption or readjustment
of inflation pressure, rotate the test wheel at 375 rpm for 30 minutes,
then at 400 rpm for 30 minutes, and then at 425 rpm for 30 minutes.
(e) Immediately after running the tire the required time, measure
the tire inflation pressure. Remove the tire from the model rim
assembly, and inspect the tire.
Table I--Strength Test Plunger Diameter
------------------------------------------------------------------------
Plunger diameter
Tire type -------------------------
(mm) (inches)
------------------------------------------------------------------------
Light truck................................... 19.05 \3/4\
Motorcycle.................................... 7.94 \5/16\
<=12 rim diameter code (except motorcycle).... 19.05 \3/4\
Tubeless:
<=17.5 rim diameter code.................. 19.05 \3/4\
17.5 rim diameter code, load 31.75 1\1/4\
range F or less..........................
17.5 rim diameter code, load 38.10 1\1/2\
range over F.............................
Tube-type:
Load range F or less...................... 31.75 1\1/4\
Load range over F......................... 38.10 1\1/2\
------------------------------------------------------------------------
[[Page 573]]
Table II--Minimum Static Breaking Energy
[Joules (J) and Inch-Pounds (in-lb)]
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Tire characteristic Motorcycle All 12 rim Light Truck Tires other than light truck, motorcycle, 12 rim diameter code or smaller
------------------------------------------------------------------- diameter code or greater than 12 -----------------------------------------------------------------------------------------
Plunger diameter (mm and inches) 7.94 mm \5/ smaller except rim diameter Tube type greater than 12 rim Tubeless 17.5 Tubeless greater than 17.5 rim
--------------------------------------------------------- 16\[sec] motorcycle code diameter code rim diameter diameter code
---------------------------------------------------------------------------------- code or smaller -----------------------------------
19.05 \3/ 19.05 \3/ 31.75 1 \1/ 38.10 1 \1/ ------------------ 31.75 1 \1/ 38.10 1 \1/
mm 4\[sec] mm 4\[sec] mm 4\[sec] mm 2\[sec] 19.05 \3/ mm 4\[sec] mm 2\[sec]
Breaking Energy J in-lb ------------------------------------------------------------------------ mm 4\[sec] -----------------------------------
------------------
J in-lb J in-lb J in-lb J in-lb J in-lb J in-lb J in-lb
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Load Range:
A.......................................... 16 150 67 600 225 2,000 ....... ....... ....... ....... 225 2,000 ....... ....... ....... .......
B.......................................... 33 300 135 1,200 293 2,600 ....... ....... ....... ....... 293 2,600 ....... ....... ....... .......
C.......................................... 45 400 203 1,800 361 3,200 768 6,800 ....... ....... 361 3,200 576 5,100 ....... .......
D.......................................... ....... ........ 271 2,400 514 4,550 892 7,900 ....... ....... 514 4,550 734 6,500 ....... .......
E.......................................... ....... ........ 338 3,000 576 5,100 1,412 12,500 ....... ....... 576 5,100 971 8,600 ....... .......
F.......................................... ....... ........ 406 3,600 644 5,700 1,785 15,800 ....... ....... 644 5,700 1,412 12,500 ....... .......
G.......................................... ....... ........ ....... ....... 711 6,300 ....... ....... 2,282 20,200 711 6,300 ....... ....... 1,694 15,000
H.......................................... ....... ........ ....... ....... 768 6,800 ....... ....... 2,598 23,000 768 6,800 ....... ....... 2,090 18,500
J.......................................... ....... ........ ....... ....... ....... ....... ....... ....... 2,824 25,000 ....... ....... ....... ....... 2,203 19,500
L.......................................... ....... ........ ....... ....... ....... ....... ....... ....... 3,050 27,000 ....... ....... ....... ....... ....... .......
M.......................................... ....... ........ ....... ....... ....... ....... ....... ....... 3,220 28,500 ....... ....... ....... ....... ....... .......
N.......................................... ....... ........ ....... ....... ....... ....... ....... ....... 3,389 30,000 ....... ....... ....... ....... ....... .......
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Note: For rayon cord tires, applicable energy values are 60 percent of those in table.
[[Page 574]]
Table III--Endurance Test Schedule
--------------------------------------------------------------------------------------------------------------------------------------------------------
Test wheel speed Test load: Percent of maximum load
-------------------------- rating Total test
Description Load range --------------------------------------- revolution
km/h r/m Step I (7 Step II Step III (thousands)
hours) (16 hours) (24 hours)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Speed-restricted service:
90 km/h (55 mph)..................... All......................... 40 125 66 84 101 352.5
80 km/h (50 mph)..................... C, D........................ 48 150 75 97 114 423.0
E, F, G, H, J, L, M, N...... 32 100 66 84 101 282.0
56 km/h (35 mph)..................... All......................... 24 75 66 84 101 211.5
Motorcycle............................... All......................... 80 250 \a\100 \b\108 117 510.0
All other................................ A, B, C, D.................. 80 250 \a\75 \b\97 114 510.0
E........................... 64 200 70 88 106 564.0
F........................... 64 200 66 84 101 564.0
G........................... 56 175 66 84 101 493.5
H, J, L, M, N............... 48 150 66 84 101 423.0
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ 4 hours for tire sizes subject to high speed requirements S6.3.
\b\ 6 hours for tire sizes subject to high speed requirements S6.3.
(Secs. 113, 201, 80 Stat. 718 (15 U.S.C. 1402, 1421); secs. 103, 112,
119, 201, 203, Pub. L. 89-563, 80 Stat. 718 (15 U.S.C. 1392, 1401, 1421,
1423); delegation of authority at 49 CFR 1.50)
[38 FR 31301, Nov. 13, 1973]
Editorial Note: For Federal Register citations affecting Sec.
571.119, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.120 Tire selection and rims and motor home/recreation vehicle
trailer load carrying capacity information for motor vehicles
with a GVWR of more than 4,536 kilograms (10,000 pounds).
S1. Scope. This standard specifies tire and rim selection
requirements, rim marking requirements and motor home/recreation vehicle
trailer load carrying capacity information.
S2. Purpose. The purpose of this standard is to provide safe
operational performance by ensuring that vehicles to which it applies
are equipped with tires of adequate size and load rating and with rims
of appropriate size and type designation, and by ensuring that consumers
are informed of motor home/recreation vehicle trailer load carrying
capacity.
S3. Application. This standard applies to motor vehicles with a
gross vehicle weight rating (GVWR) of more than 4,536 kilograms (10,000
pounds and motorcycles, to rims for use on those vehicles, and to non-
pneumatic spare tire assemblies for use on those vehicles.
S4. Definitions. All terms defined in the Act and the rules and
standards issued under its authority are used as defined therein.
Rim base means the portion of a rim remaining after removal of all
split or continuous rim flanges, side rings, and locking rings that can
be detached from the rim.
Rim size designation means rim diameter and width.
Rim diameter means nominal diameter of the bead seat.
Rim width means nominal distance between rim flanges.
Rim type designation means the industry or manufacturer's
designation for a rim by style or code.
Weather side means the surface area of the rim not covered by the
inflated tire.
S5. Requirements.
S5.1 Tire and rim selection.
S5.1.1 Except as specified in S5.1.3, each vehicle equipped with
pneumatic tires for highway service shall be equipped with tires that
meet the requirements of Sec. 571.109, Sec. 571.119 or Sec. 571.139,
and rims that are listed by the manufacturer of the tires as suitable
for use with those tires, in accordance with S4.4 of Sec. 571.109 or
S5.1 of Sec. 571.119,
[[Page 575]]
as applicable, except that vehicles may be equipped with a non-pneumatic
spare tire assembly that meets the requirements of Sec. 571.129, New
non-pneumatic tires for passenger cars, and S8 of this standard.
Vehicles equipped with such an assembly shall meet the requirements of
S5.3.3, S7, and S9 of this standard.
S5.1.2 Except in the case of a vehicle which has a speed attainable
in 3.2 kilometers of 80 kilometers per hour or less, the sum of the
maximum load ratings of the tires fitted to an axle shall be not less
than the gross axle weight rating (GAWR) of the axle system as specified
on the vehicle's certification label required by 49 CFR part 567. Except
in the case of a vehicle which has a speed attainable in 2 miles of 50
mph or less, the sum of the maximum load ratings of the tires fitted to
an axle shall be not less than the gross axle weight rating (GAWR) of
the axle system as specified on the vehicle's certification label
required by 49 CFR part 567. If the certification label shows more than
one GAWR for the axle system, the sum shall be not less than the GAWR
corresponding to the size designation of the tires fitted to the axle.
If the size designation of the tires fitted to the axle does not appear
on the certification label, the sum shall be not less than the lowest
GAWR appearing on the label. When a passenger car tire is installed on a
multipurpose passenger vehicle, truck, bus, or trailer, the tire's load
rating shall be reduced by dividing by 1.10 before calculating the sum
(i.e., the sum of the load ratings of the tires on each axle, when the
tires' load carrying capacity at the recommended tire cold inflation
pressure is reduced by dividing by 1.10, must be appropriate for the
GAWR).
S5.1.3 In place of tires that meet the requirements of Standard No.
119, a truck, bus, or trailer may at the request of a purchaser be
equipped at the place of manufacture of the vehicle with retreaded or
used tires owned or leased by the purchaser, if the sum of the maximum
load ratings meets the requirements of S5.1.2. Used tires employed under
this provision must have been originally manufactured to comply with
Standard No. 119, as evidenced by the DOT symbol.
S5.2 Rim marking. Each rim or, at the option of the manufacturer in
the case of a single-piece wheel, wheel disc shall be marked with the
information listed in paragraphs (a) through (e) of this paragraph, in
lettering not less than 3 millimeters high, impressed to a depth or, at
the option of the manufacturer, embossed to a height of not less than
0.125 millimeters. The information listed in paragraphs (a) through (c)
of this paragraph shall appear on the weather side. In the case of rims
of multi piece construction, the information listed in paragraphs (a)
through (e) of this paragraph shall appear on the rim base and the
information listed in paragraphs (b) and (d) of this paragraph shall
also appear on each other part of the rim.
(a) A designation which indicates the source of the rim's published
nominal dimensions, as follows:
(1) ``T'' indicates The Tire and Rim Association.
(2) ``E'' indicates The European Tyre and Rim Technical Organisation
(3) ``J'' indicates Japan Automobile Tire Manufacturers'
Association, Inc.
(4) ``D'' indicates Deutsche Industrie Norm.
(5) ``B'' indicates British Standards Institution.
(6) ``S'' indicates Scandinavian Tire and Rim Organization.
(7) ``A'' indicates The Tyre and Rim Association of Australia.
(8) ``N'' indicates an independent listing pursuant to S4.4.1(a) of
Standard No. 109 or S5.1(a) of Standard No. 119.
(b) The rim size designation, and in case of multipiece rims, the
rim type designation. For example: 20 x 5.50, or 20 x 5.5.
(c) The symbol DOT, constituting a certification by the manufacturer
of the rim that the rim complies with all applicable motor vehicle
safety standards.
(d) A designation that identifies the manufacturer of the rim by
name, trademark, or symbol.
(e) The month, day and year or the month and year of manufacture,
expressed either numerically or by use of a symbol, at the option of the
manufacturer. For example:
``September 4, 1976'' may be expressed numerically as:
[[Page 576]]
90476, 904, or 76
76 904
``September 1976'' may be expressed as:
976, 9, or 76
76 9
(1) Any manufacturer that elects to express the date of manufacture
by means of a symbol shall notify NHTSA in writing of the full names and
addresses of all manufacturers and brand name owners utilizing that
symbol and the name and address of the trademark owner of that symbol,
if any. The notification shall describe in narrative form and in detail
how the month, day, and year or the month and year are depicted by the
symbol. Such description shall include an actual size graphic depiction
of the symbol, showing and/or explaining the interrelationship of the
component parts of the symbol as they will appear on the rim or single
piece wheel disc, including dimensional specifications, and where the
symbol will be located on the rim or single piece wheel disc. The
notification shall be received by NHTSA at least 60 calendar days prior
to first use of the symbol. The notification shall be mailed to the
Office of Vehicle Safety Compliance, National Highway Traffic Safety
Administration, 400 Seventh Street SW., Washington, DC 20590. All
information provided to NHTSA under this paragraph will be placed in the
public docket.
(2) Each manufacturer of wheels shall provide an explanation of its
date of manufacture symbol to any person upon request.
S5.3 Each vehicle shall show the information specified in S5.3.1 and
S5.3.2 and, in the case of a vehicle equipped with a non-pneumatic spare
tire, the information specified in S5.3.3, in the English language,
lettered in block capitals and numerals not less than 2.4 millimeters
high and in the format set forth following this paragraph. This
information shall appear either--
(a) After each GAWR listed on the certification label required by
Sec. 567.4 or Sec. 567.5 of this chapter; or at the option of the
manufacturer,
(b) On the tire information label affixed to the vehicle in the
manner, location, and form described in Sec. 567.4 (b) through (f) of
this chapter as appropriate of each GVWR-GAWR combination listed on the
certification label.
S5.3.1 Tires. The size designation (not necessarily for the tires on
the vehicle) and the recommended cold inflation pressure for those tires
such that the sum of the load ratings of the tires on each axle (when
the tires' load carrying capacity at the specified pressure is reduced
by dividing by 1.10, in the case of a tire subject to FMVSS No. 109) is
appropriate for the GAWR as calculated in accordance with S5.1.2.
S5.3.2. Rims. The size designation and, if applicable, the type
designation of Rims (not necessarily those on the vehicle) appropriate
for those tires.
TRUCK EXAMPLE--SUITABLE TIRE-RIM CHOICE
GVWR: 7,840 KG (17,289 LB)
GAWR: FRONT--2,850 KG (6,280 LB) WITH 7.50-20(D) TIRES, 20 x 6.00 RIMS
AT 520 KPA (75 PSI) COLD SINGLE
GAWR: REAR--4,990 KG (11,000 LB) WITH 7.50-20(D) TIRES, 20 x 6.00 RIMS,
AT 450 KPA (65 PSI) COLD DUAL
GVWR: 13,280 KG (29,279 LB)
GAWR: FRONT--4,826 KG (10,640 LB) WITH 10.00-20(F) TIRES, 20 x 7.50
RIMS, AT 620 KPA (90 PSI) COLD SINGLE
GAWR: REAR--8,454 KG (18,639 LB) WITH 10.00-20(F) TIRES, 20 x 2.70 RIMS,
AT 550 KPA (80 PSI) COLD DUAL
S5.3.3 The non-pneumatic tire identification code, with which that
assembly is labeled pursuant to S4.3(a) of Sec. 571.129.
S6. Load Limits for Non-Pneumatic Spare Tires. The highest vehicle
maximum load on the tire for the vehicle shall not be greater than the
load rating for the non-pneumatic spare tire.
S7 Labeling Requirements for Non-Pneumatic Spare Tires or Tire
Assemblies. Each non-pneumatic tire or, in the case of a non-pneumatic
tire assembly in which the non-pneumatic tire is an integral part of the
assembly, each non-pneumatic tire assembly shall include, in letters or
numerals not less than 4 millimeters high, the information specified in
paragraphs S7 (a) and (b). The information shall be permanently molded,
stamped, or otherwise permanently marked into or onto the non-pneumatic
tire or non-pneumatic tire assembly, or shall appear on a label that is
permanently attached to the tire or tire assembly. If a label is used,
[[Page 577]]
it shall be subsurface printed, made of material that is resistant to
fade, heat, moisture and abrasion, and attached in such a manner that it
cannot be removed without destroying or defacing the label on the non-
pneumatic tire or tire assembly. The information specified in paragraphs
S7 (a) and (b) shall appear on both sides of the non-pneumatic tire or
tire assembly, except, in the case of a non-pneumatic tire assembly
which has a particular side that must always face outward when mounted
on a vehicle, in which case the information specified in paragraphs S7
(a) and (b) shall only be required on the outward facing side. The
information shall be positioned on the tire or tire assembly such that
it is not placed on the tread or the outermost edge of the tire and is
not obstructed by any portion of any non-pneumatic rim or wheel center
member designated for use with that tire in this standard or in Standard
No. 129.
(a) FOR TEMPORARY USE ONLY; and
(b) MAXIMUM 80 KM/H (50 M.P.H.).
S8. Requirements for Vehicles Equipped with Non-Pneumatic Spare Tire
Assemblies
S8.1 Vehicle Placarding Requirements. A placard, permanently affixed
to the inside of the spare tire stowage area or equally accessible
location adjacent to the non-pneumatic spare tire assembly, shall
display the information set forth in S7 in block capitals and numerals
not less than 6 millimeters high preceded by the words ``IMPORTANT--USE
OF SPARE TIRE'' in letters not less than 9 millimeters high.
S8.2 Supplementary Information. The owner's manual of the vehicle
shall contain, in writing in the English language and in not less than
10 point type, the following information under the heading ``IMPORTANT--
USE OF SPARE TIRE'':
(a) A statement indicating the information related to appropriate
use for the non-pneumatic spare tire including at a minimum the
information set forth in S8 (a) and (b) and either the information set
forth in S5.3.6 or a statement that the information set forth in S5.3.6
is located on the vehicle placard and on the non-pneumatic tire;
(b) An instruction to drive carefully when the non-pneumatic spare
tire is in use, and to install the proper pneumatic tire and rim at the
first reasonable opportunity; and
(c) A statement that operation of the vehicle is not recommended
with more than one non-pneumatic spare tire in use at the same time.
S9 Non-Pneumatic Rims and Wheel Center Members
S9.1 Non-Pneumatic Rim Requirements. Each non-pneumatic rim that is
part of a separable non-pneumatic spare tire assembly shall be
constructed to the dimensions of a non-pneumatic rim that is listed
pursuant to S4.4 of Sec. 571.129 for use with the non-pneumatic tire,
designated by its non-pneumatic tire identification code, with which the
vehicle is equipped.
S9.2 Wheel Center Member Requirements. Each wheel center member that
is part of a separable non-pneumatic spare tire assembly shall be
constructed to the dimensions of a wheel center member that is listed
pursuant to S4.4 of Sec. 571.129 for use with the non-pneumatic tire,
designated by its non-pneumatic tire identification code, with which the
vehicle is equipped.
S10. Each motor home and recreation vehicle (RV) trailer must meet
the applicable requirements in S10.
S10.1 On motor homes, the sum of the gross axle weight ratings
(GAWR) of all axles on the vehicle must not be less than the gross
vehicle weight rating (GVWR).
S10.2 On RV trailers, the sum of the GAWRs of all axles on the
vehicle plus the vehicle manufacturer's recommended tongue weight must
not be less than the GVWR. If tongue weight is specified as a range, the
minimum value must be used.
S10.3 The tires on each motor home and RV trailer at first retail
sale must be the same size as the tire size on the labeling required by
S5.3.
S10.4 Each motor home and RV trailer single stage or final stage
manufacturer must affix either a motor home occupant and cargo carrying
capacity (OCCC) label (Figure 1) or a RV trailer cargo carrying capacity
(CCC) label (Figure 2) to its vehicles that meets the following
criteria:
[[Page 578]]
S10.4.1 The RV load carrying capacity labels (Figures 1 and 2) must
be legible, visible, moisture resistant, presented in the English
language, have a minimum print size of 2.4 millimeters (\3/32\ inches)
high and be printed in black print on a yellow background.
S10.4.2 The weight value for load carrying capacity on the RV load
carrying capacity labels (Figures 1 and 2) must be displayed to the
nearest kilogram with conversion to the nearest pound and must be such
that the vehicle's weight does not exceed its GVWR when loaded with the
stated load carrying capacity. The UVW and the GVWR used to determine
the RV's load carrying capacity must reflect the weights and design of
the motor home or RV trailer as configured for delivery to the dealer/
service facility. If applicable, the weight of full propane tanks must
be included in the RV's UVW and the weight of on-board potable water
must be treated as cargo.
S10.4.3 The RV load carrying capacity labels (Figures 1 and 2) must
be:
(a) Permanently affixed and must be visibly located on the interior
of the forward-most exterior passenger door on the right side of the
vehicle; or
(b) If a permanent RV load carrying capacity label (Figure 1 or 2)
is affixed in the location specified at S5.3(b), a temporary version of
the RV load carrying capacity label (Figure 1 or 2) may be visibly
located on the interior of the forward-most exterior passenger door on
the right side of the vehicle.
S10.4.4 Permanent and temporary motor home OCCC labels must contain
the following information in accordance with Figure 1:
(a) The statement: ``MOTOR HOME OCCUPANT AND CARGO CARRYING
CAPACITY'' in block letters.
(b) The Vehicle Identification Number (VIN).
(c) The statement ``THE COMBINED WEIGHT OF OCCUPANTS AND CARGO
SHOULD NEVER EXCEED: XXX kg or XXX lbs'' in block letters with
appropriate values included.
(d) The statement ``Safety belt equipped seating capacity: XXX''
with the appropriate value included. This is the total number of safety
belt equipped seating positions.
(e) The statement: ``CAUTION: A full load of water equals XXX kg or
XXX lbs of cargo @ 1 kg/L (8.3 lb/gal) and the tongue weight of a towed
trailer counts as cargo'' with appropriate values included.
S10.4.5 Permanent and temporary RV trailer CCC labels must contain
the following information in accordance with Figure 2:
(a) The statement: ``RECREATION VEHICLE TRAILER CARGO CARRYING
CAPACITY'' in block letters.
(b) The Vehicle Identification Number (VIN).
(c) The statement: ``THE WEIGHT OF CARGO SHOULD NEVER EXCEED: XXX kg
or XXX lbs'' in block letters with appropriate values included.
(d) The statement: ``CAUTION: A full load of water equals XXX kg or
XXX lbs of cargo @ 1 kg/L (8.3 lb/gal)'' with appropriate values
included.
S10.5 Weight added to motor homes and RV trailers between final
vehicle certification and first retail sale of the vehicle.
S10.5.1 If weight exceeding 45.4 kg (100 pounds) is added to a motor
home or RV trailer between final vehicle certification and first retail
sale of the vehicle, the load carrying capacity values on the RV load
carrying capacity labels (Figures 1 and 2) required by S10.4 must be
corrected using one or a combination of the following methods:
(a) Permanently affix the load carrying capacity modification label
(Figure 3) which displays the amount the load carrying capacity is
reduced to the nearest kilogram with conversion to the nearest pound,
within 25 millimeters of the original, permanent RV load carrying
capacity label (Figure 1 or 2). The load carrying capacity modification
label must be legible, visible, permanent, moisture resistant, presented
in the English language, have a minimum print size of 2.4 millimeters
(3/32 inches) high and be printed in black print on a yellow background.
If the manufacturer selects S10.4.3(b), apply a temporary version of the
load carrying capacity modification label (Figure 3) within 25
millimeters of the original, temporary RV load carrying
[[Page 579]]
capacity label (Figure 1 or 2) on the interior of the forward-most
exterior passenger door on the right side of the vehicle. Both temporary
and permanent versions of the load carrying capacity modification label
(Figure 3) may be printed without values and values may be legibly
applied to the label with a black, fine point, indelible marker. The
label must contain the statements ``CAUTION--LOAD CARRYING CAPACITY
REDUCED'' in block letters and ``Modifications to this vehicle have
reduced the original load carrying capacity by XXX kg or XXX lbs'' in
accordance with Figure 3 with appropriate values in place of XXX. If two
load carrying capacity modification labels are required (one permanent
and one temporary), the weight values on each must agree, or
(b) Modify the original permanent RV load carrying capacity label
(Figure 1 or 2) with correct load carrying capacity weight values. If
the manufacturer selects S10.4.3(b), the temporary RV load carrying
capacity label (Figure 1 or 2) must also be modified with correct load
carrying capacity weight values. Modification of labels requires a
machine printed overlay with printed corrected values or blanks for
corrected values that may be entered with a black, fine-point, indelible
marker. Crossing out old values and entering corrected values on the
original label is not permissible, or
(c) Replace the original, permanent RV load carrying capacity label
(Figure 1 or 2) with the same label containing correct load carrying
capacity weight values. If the manufacturer selects S10.4.3(b), the
temporary RV load carrying capacity label (Figure 1 or 2) must also be
replaced with the same label containing correct load carrying capacity
weight values.
S10.5.2 Corrected load carrying capacity weight values or the weight
amount the load carrying capacity is reduced, must reflect the total
weight added between final vehicle certification and first retail sale
and must be accurate within one percent of the actual added weight. No
re-labeling is required if the weight of the vehicle is reduced between
final vehicle certification and the first retail sale.
[[Page 580]]
[GRAPHIC] [TIFF OMITTED] TR04DE07.044
(Authority: Secs. 102, 119, and 202, Pub. L. 89-563, 80 Stat. 718 (15
U.S.C. 1392, 1407, and 1422); delegation of authority at 49 CFR 1.50)
[42 FR 7144, Feb. 7, 1977]
Editorial Note: For Federal Register citations affecting Sec.
571.120, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.121 Standard No. 121; Air brake systems.
S1. Scope. This standard establishes performance and equipment
requirements for braking systems on vehicles equipped with air brake
systems.
S2. Purpose. The purpose of this standard is to insure safe braking
performance under normal and emergency conditions.
S3. Application. This standard applies to trucks, buses, and
trailers equipped with air brake systems. However, it does not apply to:
(a) Any trailer that has a width of more than 102.36 inches with
extendable equipment in the fully retracted position and is equipped
with two short track axles in a line across the width of the trailer.
(b) Any vehicle equipped with an axle that has a gross axle weight
rating (GAWR) of 29,000 pounds or more;
(c) Any truck or bus that has a speed attainable in 2 miles of not
more than 33 mph;
(d) Any truck that has a speed attainable in 2 miles of not more
than 45 mph, an unloaded vehicle weight that is not less than 95 percent
of its gross vehicle weight rating (GVWR), and no capacity to carry
occupants other than the driver and operating crew;
(e) Any trailer that has a GVWR of more than 120,000 pounds and
whose body conforms to that described in the definition of heavy hauler
trailer set forth in S4;
(f) Any trailer that has an unloaded vehicle weight which is not
less than 95 percent of its GVWR; and
(g) Any load divider dolly.
[[Page 581]]
S4. Definitions.
Agricultural commodity trailer means a trailer that is designed to
transport bulk agricultural commodities in off-road harvesting sites and
to a processing plant or storage location, as evidenced by skeletal
construction that accommodates harvest containers, a maximum length of
28 feet, and an arrangement of air control lines and reservoirs that
minimizes damage in field operations.
Air brake system means a system that uses air as a medium for
transmitting pressure or force from the driver control to the service
brake, including an air-over-hydraulic brake subsystem, but does not
include a system that uses compressed air or vacuum only to assist the
driver in applying muscular force to hydraulic or mechanical components.
Air-over-hydraulic brake subsystem means a subsystem of the air
brake system that uses compressed air to transmit a force from the
driver control to a hydraulic brake system to actuate the service
brakes.
Antilock brake system or ABS means a portion of a service brake
system that automatically controls the degree of rotational wheel slip
during braking by:
(1) Sensing the rate of angular rotation of the wheels;
(2) Transmitting signals regarding the rate of wheel angular
rotation to one or more controlling devices which interpret those
signals and generate responsive controlling output signals; and
(3) Transmitting those controlling signals to one or more modulators
which adjust brake actuating forces in response to those signals.
Auto transporter means a truck and a trailer designed for use in
combination to transport motor vehicles, in that the towing vehicle is
designed to carry cargo at a location other than the fifth wheel and to
load this cargo only by means of the towed vehicle.
Common diaphragm means a single brake chamber diaphragm which is a
component of the parking, emergency, and service brake systems.
Container chassis trailer means a semitrailer of skeleton
construction limited to a bottom frame, one or more axles, specially
built and fitted with locking devices for the transport of intermodal
shipping containers, so that when the chassis and container are
assembled, the units serve the same function as an over the road
trailer.
Directly controlled wheel means a wheel for which the degree of
rotational wheel slip is sensed, either at that wheel or on the axle
shaft for that wheel and corresponding signals are transmitted to one or
more modulators that adjust the brake actuating forces at that wheel.
Each modulator may also adjust the brake actuating forces at other
wheels that are on the same axle or in the same axle set in response to
the same signal or signals.
Effective projected luminous lens area means that area of the
projection on a plane perpendicular to the lamp axis of that portion of
the light-emitting surface that directs light to the photometric test
pattern, and does not include mounting hole bosses, reflex reflector
area, beads or rims that may glow or produce small areas of increased
intensity as a result of uncontrolled light from small areas (\1/2\
degree radius around the test point).
Full-treadle brake application means a brake application in which
the treadle valve pressure in any of the valve's output circuits reaches
85 pounds per square inch (psi) within 0.2 seconds after the application
is initiated, or in which maximum treadle travel is achieved within 0.2
seconds after the application is initiated.
Heavy hauler trailer means a trailer which has one or more of the
following characteristics, but which is not a container chassis trailer:
(1) Its brake lines are designed to adapt to separation or extension
of the vehicle frame; or
(2) Its body consists only of a platform whose primary cargo-
carrying surface is not more than 40 inches above the ground in an
unloaded condition, except that it may include sides that are designed
to be easily removable and a permanent ``front end structure'' as that
term is used in Sec. 393.106 of this title.
Independently controlled wheel means a directly controlled wheel for
which the modulator does not adjust the
[[Page 582]]
brake actuating forces at any other wheel on the same axle.
Indirectly controlled wheel means a wheel at which the degree of
rotational wheel slip is not sensed, but at which the modulator of an
antilock braking system adjusts its brake actuating forces in response
to signals from one or more sensed wheel(s).
Initial brake temperature means the average temperature of the
service brakes on the hottest axle of the vehicle 0.2 mile before any
brake application in the case of road tests, or 18 seconds before any
brake application in the case of dynamometer testing.
Intermodal shipping container means a reusable, transportable
enclosure that is especially designed with integral locking devices for
securing the container to the trailer to facilitate the efficient and
bulk shipping and transfer of goods by, or between various modes of
transport, such as highway, rail, sea and air.
Load divider dolly means a trailer composed of a trailer chassis and
one or more axles, with no solid bed, body, or container attached, and
which is designed exclusively to support a portion of the load on a
trailer or truck excluded from all the requirements of this standard.
Maximum drive-through speed means the highest possible constant
speed at which the vehicle can be driven through 200 feet of a 500-foot
radius curve arc without leaving the 12-foot lane.
Maximum treadle travel means the distance that the treadle moves
from its position when no force is applied to its position when the
treadle reaches a full stop.
Peak friction coefficient or PFC means the ratio of the maximum
value of braking test wheel longitudinal force to the simultaneous
vertical force occurring prior to wheel lockup, as the braking torque is
progressively increased.
Pulpwood trailer means a trailer that is designed exclusively for
harvesting logs or pulpwood and constructed with a skeletal frame with
no means for attachment of a solid bed, body, or container, and with an
arrangement of air control lines and reservoirs designed to minimize
damage in off-road operations.
Tandem axle means a group or set of two or more axles placed in a
close arrangement, one behind the other, with the centerlines of
adjacent axles not more than 72 inches apart.
Straddle trailer means a trailer that is designed to transport bulk
agricultural commodities from the harvesting location as evidenced by a
framework that is driven over the cargo and lifting arms that suspend
the cargo for transit.
Wheel lockup means 100 percent wheel slip.
S5. Requirements. Each vehicle shall meet the following requirements
under the conditions specified in S6. However, at the option of the
manufacturer, the following vehicles may meet the stopping distance
requirements specified in Table IIa instead of Table II: Three-axle
tractors with a front axle that has a GAWR of 14,600 pounds or less, and
with two rear drive axles that have a combined GAWR of 45,000 pounds or
less, that are manufactured before August 1, 2011; and all other
tractors that are manufactured before August 1, 2013.
S5.1 Required equipment for trucks and buses. Each truck and bus
shall have the following equipment:
S5.1.1 Air compressor. An air compressor of sufficient capacity to
increase air pressure in the supply and service reservoirs from 85 psi
to 100 psi when the engine is operating at the vehicle manufacturer's
maximum recommended r.p.m. within a time, in seconds, determined by the
quotient (Actual reservoir capacity x 25)/Required reservoir capacity.
S5.1.1.1 Air compressor cut-in pressure. The air compressor governor
cut-in pressure for each bus shall be 85 p.s.i. or greater. The air
compressor governor cut-in pressure for each truck shall be 100 p.s.i.
or greater.
S5.1.2 Reservoirs. One or more service reservoir systems, from which
air is delivered to the brake chambers, and either an automatic
condensate drain valve for each service reservoir or a supply reservoir
between the service reservoir system and the source of air pressure.
S5.1.2.1 The combined volume of all service reservoirs and supply
reservoirs
[[Page 583]]
shall be at least 12 times the combined volume of all service brake
chambers. For each brake chamber type having a full stroke at least as
great as the first number in Column 1 of Table V, but no more than the
second number in Column 1 of Table V, the volume of each brake chamber
for purposes of calculating the required combined service and supply
reservoir volume shall be either that specified in Column 2 of Table V
or the actual volume of the brake chamber at maximum travel of the brake
piston or pushrod, whichever is lower. The volume of a brake chamber not
listed in Table V is the volume of the brake chamber at maximum travel
of the brake piston or pushrod. The reservoirs of the truck portion of
an auto transporter need not meet this requirement for reservoir volume.
S5.1.2.2 Each reservoir shall be capable of withstanding an internal
hydrostatic pressure of five times the compressor cutout pressure or 500
psi, whichever is greater, for 10 minutes.
S5.1.2.3 Each service reservoir system shall be protected against
loss of air pressure due to failure or leakage in the system between the
service reservoir and the source of air pressure, by check valves or
equivalent devices whose proper functioning can be checked without
disconnecting any air line or fitting.
S5.1.2.4 Each reservoir shall have a condensate drain valve that can
be manually operated.
S5.1.3 Towing vehicle protection system. If the vehicle is intended
to tow another vehicle equipped with air brakes, a system to protect the
air pressure in the towing vehicle from the effects of a loss of air
pressure in the towed vehicle.
S5.1.4 Pressure gauge. A pressure gauge in each service brake
system, readily visible to a person seated in the normal driving
position, that indicates the service reservoir system air pressure. The
accuracy of the gauge shall be within plus or minus 7 percent of the
compressor cut-out pressure.
S5.1.5 Warning signal. A signal, other than a pressure gauge, that
gives a continuous warning to a person in the normal driving position
when the ignition is in the ``on'' (``run'') position and the air
pressure in the service reservoir system is below 60 psi. The signal
shall be either visible within the driver's forward field of view, or
both audible and visible.
S5.1.6 Antilock brake system.
S5.1.6.1(a) Each single-unit vehicle manufactured on or after March
1, 1998, shall be equipped with an antilock brake system that directly
controls the wheels of at least one front axle and the wheels of at
least one rear axle of the vehicle. Wheels on other axles of the vehicle
may be indirectly controlled by the antilock brake system.
(b) Each truck tractor manufactured on or after March 1, 1997, shall
be equipped with an antilock brake system that directly controls the
wheels of at least one front axle and the wheels of at least one rear
axle of the vehicle, with the wheels of at least one axle being
independently controlled. Wheels on other axles of the vehicle may be
indirectly controlled by the antilock brake system. A truck tractor
shall have no more than three wheels controlled by one modulator.
S5.1.6.2 Antilock malfunction signal and circuit.
(a) Each truck tractor manufactured on or after March 1, 1997, and
each single unit vehicle manufactured on or after March 1, 1998, shall
be equipped with an indicator lamp, mounted in front of and in clear
view of the driver, which is activated whenever there is a malfunction
that affects the generation or transmission of response or control
signals in the vehicle's antilock brake system. The indicator lamp shall
remain activated as long as such a malfunction exists, whenever the
ignition (start) switch is in the ``on'' (``run'') position, whether or
not the engine is running. Each message about the existence of such a
malfunction shall be stored in the antilock brake system after the
ignition switch is turned to the ``off'' position and automatically
reactivated when the ignition switch is again turned to the ``on''
(``run'') position. The indicator lamp shall also be activated as a
check of lamp function whenever the ignition is turned to the ``on''
(``run'') position. The indicator lamp shall be deactivated at the end
of the check of lamp function unless there is a malfunction or a message
about a malfunction that
[[Page 584]]
existed when the key switch was last turned to the ``off'' position.
(b) Each truck tractor manufactured on or after March 1, 2001, and
each single unit vehicle manufactured on or after March 1, 2001, that is
equipped to tow another air-braked vehicle, shall be equipped with an
electrical circuit that is capable of transmitting a malfunction signal
from the antilock brake system(s) on one or more towed vehicle(s) (e.g.,
trailer(s) and dolly(ies)) to the trailer ABS malfunction lamp in the
cab of the towing vehicle, and shall have the means for connection of
this electrical circuit to the towed vehicle. Each such truck tractor
and single unit vehicle shall also be equipped with an indicator lamp,
separate from the lamp required in S5.1.6.2(a), mounted in front of and
in clear view of the driver, which is activated whenever the malfunction
signal circuit described above receives a signal indicating an ABS
malfunction on one or more towed vehicle(s). The indicator lamp shall
remain activated as long as an ABS malfunction signal from one or more
towed vehicle(s) is present, whenever the ignition (start) switch is in
the ``on'' (``run'') position, whether or not the engine is running. The
indicator lamp shall also be activated as a check of lamp function
whenever the ignition is turned to the ``on'' (``run'') position. The
indicator lamp shall be deactivated at the end of the check of lamp
function unless a trailer ABS malfunction signal is present.
(c) [Reserved]
S5.1.6.3 Antilock power circuit for towed vehicles. Each truck
tractor manufactured on or after March 1, 1997, and each single unit
vehicle manufactured on or after March 1, 1998, that is equipped to tow
another air-braked vehicle shall be equipped with one or more electrical
circuits that provide continuous power to the antilock system on the
towed vehicle or vehicles whenever the ignition (start) switch is in the
``on'' (``run'') position. Such a circuit shall be adequate to enable
the antilock system on each towed vehicle to be fully operable.
S5.1.7 Service brake stop lamp switch. A switch that lights the stop
lamps when the service brake control is statically depressed to a point
that produces a pressure of 6 psi or less in the service brake chambers.
S5.1.8 Brake distribution and automatic adjustment. Each vehicle
shall be equipped with a service brake system acting on all wheels.
(a) Brake adjuster. Wear of the service brakes shall be compensated
for by means of a system of automatic adjustment. When inspected
pursuant to S5.9, the adjustment of the service brakes shall be within
the limits recommended by the vehicle manufacturer.
(b) Brake indicator. For each brake equipped with an external
automatic adjustment mechanism and having an exposed pushrod, the
condition of service brake under-adjustment shall be displayed by a
brake adjustment indicator that is discernible when viewed with 20/40
vision from a location adjacent to or underneath the vehicle, when
inspected pursuant to S5.9.
S5.2 Required equipment for trailers. Each trailer shall have the
following equipment:
S5.2.1 Reservoirs. One or more reservoirs to which the air is
delivered from the towing vehicle.
S5.2.1.1 The total volume of each service reservoir shall be at
least eight times the combined volume of all service brake chambers
serviced by that reservoir. For each brake chamber type having a full
stroke at least as great as the first number in Column 1 of Table V, but
no more than the second number in column 1, the volume of each brake
chamber for purposes of calculating the required total service reservoir
volume shall be either the number specified in Column 2 of Table V or
the actual volume of the brake chamber at maximum travel of the brake
piston or pushrod, whichever is lower. The volume of a brake chamber not
listed in Table V is the volume of the brake chamber at maximum travel
of the brake piston or pushrod. The reservoirs on a heavy hauler trailer
and the trailer portion of an auto transporter need not meet this
requirement for reservoir volume.
S5.2.1.2 Each reservoir shall be capable of withstanding an internal
hydrostatic pressure of 500 psi for 10 minutes.
S5.2.1.3 Each reservoir shall have a condensate drain valve that can
be manually operated.
[[Page 585]]
S5.2.1.4 Each service reservoir shall be protected against loss of
air pressure due to failure or leakage in the system between the service
reservoir and its source of air pressure by check valves or equivalent
devices.
S5.2.2 Brake distribution and automatic adjustment. Each vehicle
shall be equipped with a service brake system acting on all wheels.
(a) Brake adjuster. Wear of the service brakes shall be compensated
for by means of a system of automatic adjustment. When inspected
pursuant to S5.9, the adjustment of the service brakes shall be within
the limits recommended by the vehicle manufacturer.
(b) Brake indicator. For each brake equipped with an external
automatic adjustment mechanism and having an exposed pushrod, the
condition of service brake under-adjustment shall be displayed by a
brake adjustment indicator in a manner that is discernible when viewed
with 20/40 vision from a location adjacent to or underneath the vehicle,
when inspected pursuant to S5.9.
S5.2.3 Antilock brake system.
S5.2.3.1(a) Each semitrailer (including a trailer converter dolly)
manufactured on or after March 1, 1998, shall be equipped with an
antilock brake system that directly controls the wheels of at least one
axle of the vehicle. Wheels on other axles of the vehicle may be
indirectly controlled by the antilock brake system.
(b) Each full trailer manufactured on or after March 1, 1998, shall
be equipped with an antilock brake system that directly controls the
wheels of at least one front axle of the vehicle and at least one rear
axle of the vehicle. Wheels on other axles of the vehicle may be
indirectly controlled by the antilock brake system.
S5.2.3.2 Antilock malfunction signal. Each trailer (including a
trailer converter dolly) manufactured on or after March 1, 2001, that is
equipped with an antilock brake system shall be equipped with an
electrical circuit that is capable of signaling a malfunction in the
trailer's antilock brake system, and shall have the means for connection
of this antilock brake system malfunction signal circuit to the towing
vehicle. The electrical circuit need not be separate or dedicated
exclusively to this malfunction signaling function. The signal shall be
present whenever there is a malfunction that affects the generation or
transmission of response or control signals in the trailer's antilock
brake system. The signal shall remain present as long as the malfunction
exists, whenever power is supplied to the antilock brake system. Each
message about the existence of such a malfunction shall be stored in the
antilock brake system whenever power is no longer supplied to the
system, and the malfunction signal shall be automatically reactivated
whenever power is again supplied to the trailer's antilock brake system.
In addition, each trailer manufactured on or after March 1, 2001, that
is designed to tow other air-brake equipped trailers shall be capable of
transmitting a malfunction signal from the antilock brake systems of
additional trailers it tows to the vehicle towing it.
S5.2.3.3 Antilock malfunction indicator.
(a) In addition to the requirements of S5.2.3.2, each trailer and
trailer converter dolly shall be equipped with an external antilock
malfunction indicator lamp that meets the requirements of S5.2.3.3 (b)
through (d).
(b)(1) The lamp shall be designed to conform to the performance
requirements of SAE Recommended Practice J592 JUN92 (incorporated by
reference, see Sec. 571.5), or SAE Recommended Practice J592e (1972)
(incorporated by reference, see Sec. 571.5), for combination,
clearance, and side marker lamps, which are marked with a ``PC'' or
``P2'' on the lens or housing, in accordance with SAE Recommended
Practice J759 JAN95 (incorporated by reference, see Sec. 571.5).
(2) The color of the lamp shall be yellow.
(3) The letters ``ABS'' shall be permanently molded, stamped, or
otherwise marked or labeled in letters not less than 10 mm (0.4 inches)
high on the lamp lens or its housing to identify the function of the
lamp. Alternatively, the letters ``ABS'' may be painted on the trailer
body or dolly or a plaque with the letters ``ABS'' may be affixed to the
trailer body or converter dolly;
[[Page 586]]
the letters ``ABS'' shall be not less than 25 mm (1 inch) high. A
portion of one of the letters in the alternative identification shall be
not more than 150 mm (5.9 inches) from the edge of the lamp lens.
(c) Location requirements. (1) Each trailer that is not a trailer
converter dolly shall be equipped with a lamp mounted on a permanent
structure on the left side of the trailer as viewed from the rear, no
closer than 150 mm (5.9 inches), and no farther than 600 mm (23.6
inches) from the red rear side marker lamp, when measured between the
closest edge of the effective projected luminous lens area of each lamp.
(2) Each trailer converter dolly shall be equipped with a lamp
mounted on a permanent structure of the dolly so that the lamp is not
less than 375 mm (14.8 inches) above the road surface when measured from
the center of the lamp with the dolly at curb weight. When a person,
standing 3 meters (9.8 feet) from the lamp, views the lamp from a
perspective perpendicular to the vehicle's centerline, no portion of the
lamp shall be obscured by any structure on the dolly.
(3) Each trailer that is not a trailer converter dolly and on which
the malfunction indicator lamp cannot be placed within the location
specified in S5.2.3.3(c)(1) shall be equipped with a lamp mounted on a
permanent structure on the left side of the trailer as viewed from the
rear, near the red rear side marker lamp or on the front face of the
left rear fender of a trailer equipped with fenders.
(d) The lamp shall be illuminated whenever power is supplied to the
antilock brake system and there is a malfunction that affects the
generation or transmission of response or control signals in the
trailer's antilock brake system. The lamp shall remain illuminated as
long as such a malfunction exists and power is supplied to the antilock
brake system. Each message about the existence of such a malfunction
shall be stored in the antilock brake system whenever power is no longer
supplied to the system. The lamp shall be automatically reactivated when
power is again supplied to the trailer's antilock brake system. The lamp
shall also be activated as a check of lamp function whenever power is
first supplied to the antilock brake system and the vehicle is
stationary. The lamp shall be deactivated at the end of the check of
lamp function, unless there is a malfunction or a message about a
malfunction that existed when power was last supplied to the antilock
brake system.
S5.3 Service brakes--road tests. The service brake system on each
truck tractor shall, under the conditions of S6, meet the requirements
of S5.3.1, S5.3.3, S5.3.4, and S5.3.6, when tested without adjustments
other than those specified in this standard. The service brake system on
each bus and truck (other than a truck tractor shall) manufactured
before July 1, 2005 and each bus and truck (other than a truck tractor)
manufactured in two or more stages shall, under the conditions of S6,
meet the requirements of S5.3.1, S5.3.3, and S5.3.4 when tested without
adjustments other than those specified in this standard. The service
brake system on each bus and truck (other than a truck tractor)
manufactured on or after July 1, 2005 and each bus and truck (other than
a truck tractor) manufactured in two or more stages on or after July 1,
2006 shall, under the conditions of S6, meet the requirements of S5.3.1,
S5.3.3, S5.3.4, and S5.3.6, when tested without adjustments other than
those specified in this standard. The service brake system on each
trailer shall, under the conditions of S6, meet the requirements of
S5.3.3, S5.3.4, and S5.3.5 when tested without adjustments other than
those specified in this standard. However, a heavy hauler trailer and
the truck and trailer portions of an auto transporter need not met the
requirements of S5.3.
S5.3.1 Stopping distance--trucks and buses. When stopped six times
for each combination of vehicle type, weight, and speed specified in
S5.3.1.1, in the sequence specified in Table I, each truck tractor
manufactured on or after March 1, 1997, and each single unit vehicle
manufactured on or after March 1, 1998, shall stop at least once in not
more than the distance specified in Table II, measured from the point at
which movement of the service brake control begins, without any part of
the
[[Page 587]]
vehicle leaving the roadway, and with wheel lockup permitted only as
follows:
(a) At vehicle speeds above 20 mph, any wheel on a nonsteerable axle
other than the two rearmost nonliftable, nonsteerable axles may lock up,
for any duration. The wheels on the two rearmost nonliftable,
nonsteerable axles may lock up according to S5.3.1(b).
(b) At vehicle speeds above 20 mph, one wheel on any axle or two
wheels on any tandem may lock up for any duration.
(c) At vehicle speeds above 20 mph, any wheel not permitted to lock
in S5.3.1 (a) or (b) may lock up repeatedly, with each lockup occurring
for a duration of one second or less.
(d) At vehicle speeds of 20 mph or less, any wheel may lock up for
any duration.
S5.3.1.1 Stop the vehicle from 60 mph on a surface with a peak
friction coefficient of 1.02 with the vehicle loaded as follows:
(a) Loaded to its GVWR so that the load on each axle, measured at
the tire-ground interface, is most nearly proportional to the axles'
respective GAWRs, without exceeding the GAWR of any axle.
(b) In the truck tractor only configuration plus up to 500 lbs. or,
at the manufacturer's option, at its unloaded weight plus up to 500 lbs.
(including driver and instrumentation) and plus not more than an
additional 1,000 lbs. for a roll bar structure on the vehicle, and
(c) At its unloaded vehicle weight (except for truck tractors) plus
up to 500 lbs. (including driver and instrumentation) or, at the
manufacturer's option, at its unloaded weight plus up to 500 lbs.
(including driver and instrumentation) plus not more than an additional
1,000 lbs. for a roll bar structure on the vehicle. If the speed
attainable in two miles is less than 60 mph, the vehicle shall stop from
a speed in Table II that is four to eight mph less than the speed
attainable in two miles.
S5.3.2 [Reserved]
S5.3.3 Brake actuation time. Each service brake system shall meet
the requirements of S5.3.3.1 (a) and (b).
S5.3.3.1(a) With an initial service reservoir system air pressure of
100 psi, the air pressure in each brake chamber shall, when measured
from the first movement of the service brake control, reach 60 psi in
not more than 0.45 second in the case of trucks and buses, 0.50 second
in the case of trailers, other than trailer converter dollies, designed
to tow another vehicle equipped with air brakes, 0.55 second in the case
of trailer converter dollies, and 0.60 second in the case of trailers
other than trailers designed to tow another vehicle equipped with air
brakes. A vehicle designed to tow another vehicle equipped with air
brakes shall meet the above actuation time requirement with a 50-cubic-
inch test reservoir connected to the control line output coupling. A
trailer, including a trailer converter dolly, shall meet the above
actuation time requirement with its control line input coupling
connected to the test rig shown in Figure 1.
(b) For a vehicle that is designed to tow another vehicle equipped
with air brakes, the pressure in the 50-cubic-inch test reservoir
referred to in S5.3.3.1(a) shall, when measured from the first movement
of the service brake control, reach 60 psi not later than the time the
fastest brake chamber on the vehicle reaches 60 psi or, at the option of
the manufacturer, in not more than 0.35 second in the case of trucks and
buses, 0.55 second in the case of trailer converter dollies, and 0.50
second in the case of trailers other than trailer converter dollies.
S5.3.4 Brake release time. Each service brake system shall meet the
requirements of S5.3.4.1 (a) and (b).
S5.3.4.1(a) With an initial service brake chamber air pressure of 95
psi, the air pressure in each brake chamber shall, when measured from
the first movement of the service brake control, fall to 5 psi in not
more than 0.55 second in the case of trucks and buses; 1.00 second in
the case of trailers, other than trailer converter dollies, designed to
tow another vehicle equipped with air brakes; 1.10 seconds in the case
of trailer converter dollies; and 1.20 seconds in the case of trailers
other than trailers designed to tow another vehicle equipped with air
brakes. A vehicle designated to tow another vehicle
[[Page 588]]
equipped with air brakes shall meet the above release time requirement
with a 50-cubic-inch test reservoir connected to the control line output
coupling. A trailer, including a trailer converter dolly, shall meet the
above release time requirement with its control line input coupling
connected to the test rig shown in Figure 1.
(b) For vehicles designed to tow another vehicle equipped with air
brakes, the pressure in the 50-cubic-inch test reservoir referred to in
S5.3.4.1(a) shall, when measured from the first movement of the service
brake control, fall to 5 psi in not more than 0.75 seconds in the case
of trucks and buses, 1.10 seconds in the case of trailer converter
dollies, and 1.00 seconds in the case of trailers other than trailer
converter dollies.
S5.3.5 Control signal pressure differential--converter dollies and
trailers designed to tow another vehicle equipped with air brakes.
(a) For a trailer designed to tow another vehicle equipped with air
brakes, the pressure differential between the control line input
coupling and a 50-cubic-inch test reservoir attached to the control line
output coupling shall not exceed the values specified in S5.3.5(a) (1),
(2), and (3) under the conditions specified in S5.3.5(b) (1) through
(4):
(1) 1 psi at all input pressures equal to or greater than 5 psi, but
not greater than 20 psi;
(2) 2 psi at all input pressures equal to or greater than 20 psi but
not greater than 40 psi; and
(3) Not more than a 5-percent differential at any input pressure
equal to or greater than 40 psi.
(b) The requirements in S5.3.5(a) shall be met--
(1) When the pressure at the input coupling is steady, increasing or
decreasing;
(2) When air is applied to or released from the control line input
coupling using the trailer test rig shown in Figure 1;
(3) With a fixed orifice consisting of a 0.0180 inch diameter hole
(no. 77 drill bit) in a 0.032 inch thick disc installed in the control
line between the trailer test rig coupling and the vehicle's control
line input coupling; and
(4) Operating the trailer test rig in the same manner and under the
same conditions as it is operated during testing to measure brake
actuation and release times, as specified in S5.3.3 and S5.3.4, except
for the installation of the orifice in the control line to restrict
airflow rate.
S5.3.6 Stability and control during braking--trucks and buses. When
stopped four consecutive times for each combination of weight, speed,
and road conditions specified in S5.3.6.1 and S5.3.6.2, each truck
tractor shall stop at least three times within the 12-foot lane, without
any part of the vehicle leaving the roadway. When stopped four
consecutive times for each combination of weight, speed, and road
conditions specified in S5.3.6.1 and S5.3.6.2, each bus and truck (other
than a truck tractor) manufactured on or after July 1, 2005, and each
bus and truck (other than a truck tractor) manufactured in two or more
stages on or after July 1, 2006, shall stop at least three times within
the 12-foot lane, without any part of the vehicle leaving the roadway.
S5.3.6.1 Using a full-treadle brake application for the duration of
the stop, stop the vehicle from 30 mph or 75 percent of the maximum
drive-through speed, whichever is less, on a 500-foot radius curved
roadway with a wet level surface having a peak friction coefficient of
0.55 when measured on a straight or curved section of the curved roadway
using an ASTM F2493 standard reference tire, in accordance with ASTM
E1337-19 (incorporated by reference, see Sec. 571.5), at a speed of 40
mph, with water delivery.
S5.3.6.2 Stop the vehicle, with the vehicle:
(a) Loaded to its GVWR, for a truck tractor, and
(b) At its unloaded weight plus up to 500 pounds (including driver
and instrumentation), or at the manufacturer's option, at its unloaded
weight plus up to 500 pounds (including driver and instrumentation) and
plus not more than an additional 1000 pounds for a roll bar structure on
the vehicle, for a truck, bus, or truck tractor.
S5.4 Service brake system--dynamometer tests. When tested without
prior road testing, under the conditions of
[[Page 589]]
S6.2, each brake assembly shall meet the requirements of S5.4.1, S5.4.2,
and S5.4.3 when tested in sequence and without adjustments other than
those specified in the standard. For purposes of the requirements of
S5.4.2 and S5.4.3, an average deceleration rate is the change in
velocity divided by the deceleration time measured from the onset of
deceleration.
S5.4.1 Brake retardation force. The sum of the retardation forces
exerted by the brakes on each vehicle designed to be towed by another
vehicle equipped with air brakes shall be such that the quotient sum of
the brake retardation forces / sum of GAWR's relative to brake chamber
air pressure, and shall have values not less than those shown in Column
1 of Table III. Retardation force shall be determined as follows:
S5.4.1.1 After burnishing the brake pursuant to S6.2.6, retain the
brake assembly on the inertia dynamometer. With an initial brake
temperature between 125 [deg]F. and 200 [deg]F., conduct a stop from 50
m.p.h., maintaining brake chamber air pressure at a constant 20 psi.
Measure the average torque exerted by the brake from the time the
specified air pressure is reached until the brake stops and divide by
the static loaded tire radius specified by the tire manufacturer to
determine the retardation force. Repeat the procedure six times,
increasing the brake chamber air pressure by 10 psi each time. After
each stop, rotate the brake drum or disc until the temperature of the
brake falls to between 125 [deg]F. and 200 [deg]F.
S5.4.2 Brake power. When mounted on an inertia dynamometer, each
brake shall be capable of making 10 consecutive decelerations at an
average rate of 9 f.p.s.p.s. from 50 m.p.h. to 15 m.p.h., at equal
intervals of 72 seconds, and shall be capable of decelerating to a stop
from 20 m.p.h. at an average deceleration rate of 14 f.p.s.p.s. 1 minute
after the 10th deceleration. The series of decelerations shall be
conducted as follows:
S5.4.2.1 With an initial brake temperature between 150 [deg]F. and
200 [deg]F. for the first brake application, and the drum or disc
rotating at a speed equivalent to 50 m.p.h., apply the brake and
decelerate at an average deceleration rate of 9 f.p.s.p.s. to 15 m.p.h.
Upon reaching 15 m.p.h., accelerate to 50 m.p.h. and apply the brake for
a second time 72 seconds after the start of the first application.
Repeat the cycle until 10 decelerations have been made. The service line
air pressure shall not exceed 100 psi during any deceleration.
S5.4.2.2 One minute after the end of the last deceleration required
by S5.4.2.1 and with the drum or disc rotating at a speed of 20 m.p.h.,
decelerate to a stop at an average deceleration rate of 14 f.p.s.p.s.
S5.4.3 Brake recovery. Except as provided in S5.4.3(a) and (b),
starting two minutes after completing the tests required by S5.4.2, a
vehicle's brake shall be capable of making 20 consecutive stops from 30
mph at an average deceleration rate of 12 f.p.s.p.s., at equal intervals
of one minute measured from the start of each brake application. The
service line air pressure needed to attain a rate of 12 f.p.s.p.s. shall
be not more than 85 lb/in\2\, and not less than 20lb/in\2\ for a brake
not subject to the control of an antilock system, or 12 lb/in\2\ for a
brake subject to the control of an antilock system.
(a) Notwithstanding S5.4.3, neither front axle brake of a truck-
tractor is subject to the requirements set forth in S5.4.3.
(b) Notwithstanding S5.4.3, neither front axle brake of a bus or a
truck other than a truck-tractor is subject to the requirement set forth
in S5.4.3 prohibiting the service line air pressure from being less than
20 lb/in\2\ for a brake not subject to the control of an antilock system
or 12 lb/in\2\ for a brake subject to the control of an antilock system.
S5.5 Antilock system.
S5.5.1 Antilock system malfunction. On a truck tractor manufactured
on or after March 1, 1997, that is equipped with an antilock brake
system and a single unit vehicle manufactured on or after March 1, 1998,
that is equipped with an antilock brake system, a malfunction that
affects the generation or transmission of response or control signals of
any part of the antilock system shall not increase the actuation and
release times of the service brakes.
[[Page 590]]
S5.5.2 Antilock system power--trailers. On a trailer (including a
trailer converter dolly) manufactured on or after March 1, 1998, that is
equipped with an antilock system that requires electrical power for
operation, the power shall be obtained from the towing vehicle through
one or more electrical circuits which provide continuous power whenever
the powered vehicle's ignition (start) switch is in the ``on'' (``run'')
position. The antilock system shall automatically receive power from the
stoplamp circuit, if the primary circuit or circuits are not
functioning. Each trailer (including a trailer converter dolly)
manufactured on or after March 1, 1998, that is equipped to tow another
air-braked vehicle shall be equipped with one or more circuits which
provide continuous power to the antilock system on the vehicle(s) it
tows. Such circuits shall be adequate to enable the antilock system on
each towed vehicle to be fully operable.
S5.6 Parking brakes.
(a) Except as provided in S5.6(b) and S5.6(c), each vehicle other
than a trailer converter dolly shall have a parking brake system that
under the conditions of S6.1 meets the requirements of:
(1) S5.6.1 or S5.6.2, at the manufacturer's option, and
(2) S5.6.3, S5.6.4, S5.6.5, and S5.6.6.
(b) At the option of the manufacturer, for vehicles equipped with
brake systems which incorporate a common diaphragm, the performance
requirements specified in S5.6(a) which must be met with any single
leakage-type failure in a common diaphragm may instead be met with the
level of leakage-type failure determined in S5.6.7. The election of this
option does not affect the performance requirements specified in S5.6(a)
which apply with single leakage-type failures other than failures in a
common diaphragm.
(c) At the option of the manufacturer, the trailer portion of any
agricultural commodity trailer, heavy hauler trailer, or pulpwood
trailer may meet the requirements of Sec. 393.43 of this title instead
of the requirements of S5.6(a).
S5.6.1 Static retardation force. With all other brakes made
inoperative, during a static drawbar pull in a forward or rearward
direction, the static retardation force produced by the application of
the parking brakes shall be:
(a) In the case of a vehicle other than a truck-tractor that is
equipped with more than two axles, such that the quotient static
retardation force/GAWR is not less than 0.28 for any axle other than a
steerable front axle; and
(b) In the case of a truck-tractor that is equipped with more than
two axles, such that the quotient static retardation force/GVWR is not
less than 0.14.
S5.6.2 Grade holding. With all parking brakes applied, the vehicle
shall remain stationary facing uphill and facing downhill on a smooth,
dry portland cement concrete roadway with a 20-percent grade, both
(a) When loaded to its GVWR, and
(b) At its unloaded vehicle weight plus 1500 pounds (including
driver and instrumentation and roll bar).
S5.6.3 Application and holding. Each parking brake system shall meet
the requirements of S5.6.3.1 through S5.6.3.4.
S5.6.3.1 The parking brake system shall be capable of achieving the
minimum performance specified either in S5.6.1 or S5.6.2 with any single
leakage-type failure, in any other brake system, of a part designed to
contain compressed air or brake fluid (excluding failure of a component
of a brake chamber housing but including failure of any brake chamber
diaphragm that is part of any other brake system including a diaphragm
which is common to the parking brake system and any other brake system),
when the pressures in the vehicle's parking brake chambers are at the
levels determined in S5.6.3.4.
S5.6.3.2 A mechanical means shall be provided that, after a parking
brake application is made with the pressures in the vehicle's parking
brake chambers at the levels determined in S5.6.3.4, and all air and
fluid pressures in the vehicle's braking systems are then bled down to
zero, and without using electrical power, holds the parking brake
application with sufficient parking retardation force to meet the
minimum performance specified in S5.6.3.1 and in either S5.6.1 or
S5.6.2.
S5.6.3.3 For trucks and buses, with an initial reservoir system
pressure of 100 psi and, if designed to tow a vehicle
[[Page 591]]
equipped with air brakes, with a 50 cubic inch test reservoir connected
to the supply line coupling, no later than three seconds from the time
of actuation of the parking brake control, the mechanical means referred
to in S5.6.3.2 shall be actuated. For trailers, with the supply line
initially pressurized to 100 psi using the supply line portion of the
trailer test rig (Figure 1) and, if designed to tow a vehicle equipped
with air brakes, with a 50 cubic inch test reservoir connected to the
rear supply line coupling, no later than three seconds from the time
venting to the atmosphere of the front supply line coupling is
initiated, the mechanical means referred to in S5.6.3.2 shall be
actuated. This requirement shall be met for trucks, buses and trailers
both with and without any single leakage-type failure, in any other
brake system, of a part designed to contain compressed air or brake
fluid (consistent with the parenthetical phrase specified in S5.6.3.1).
S5.6.3.4 The parking brake chamber pressures for S5.6.3.1 and
S5.6.3.2 are determined as follows. For trucks and buses, with an
initial reservoir system pressure of 100 psi and, if designed to tow a
vehicle equipped with air brakes, with a 50 cubic inch test reservoir
connected to the supply line coupling, any single leakage type failure,
in any other brake system, of a part designed to contain compressed air
or brake fluid (consistent with the parenthetical phrase specified in
S5.6.3.1), is introduced in the brake system. The parking brake control
is actuated and the pressures in the vehicle's parking brake chambers
are measured three seconds after that actuation is initiated. For
trailers, with the supply line initially pressurized to 100 psi using
the supply line portion of the trailer test rig (Figure 1) and, if
designed to tow a vehicle equipped with air brakes, with a 50 cubic inch
test reservoir connected to the rear supply line coupling, any single
leakage type failure, in any other brake system, of a part designed to
contain compressed air or brake fluid (consistent with the parenthetical
phrase specified in S5.6.3.1), is introduced in the brake system. The
front supply line coupling is vented to the atmosphere and the pressures
in the vehicle's parking brake chambers are measured three seconds after
that venting is initiated.
S5.6.4 Parking brake control--trucks and buses. The parking brake
control shall be separate from the service brake control. It shall be
operable by a person seated in the normal driving position. The control
shall be identified in a manner that specifies the method of control
operation. The parking brake control shall control the parking brakes of
the vehicle and of any air braked vehicle that it is designed to tow.
S5.6.5 Release Performance. Each parking brake system shall meet the
requirements specified in S5.6.5.1 through S5.6.5.4.
S5.6.5.1 For trucks and buses, with initial conditions as specified
in S5.6.5.2, at all times after an application actuation of the parking
brake control, and with any subsequent level of pressure, or combination
of levels of pressure, in the reservoirs of any of the vehicle's brake
systems, no reduction in parking brake retardation force shall result
from a release actuation of the parking brake control unless the parking
brakes are capable, after such release, of being reapplied at a level
meeting the minimum performance specified either in S5.6.1 or S5.6.2.
This requirement shall be met both with and without the engine on, and
with and without single leakage-type failure, in any other brake system,
of a part designed to contain compressed air or brake fluid (consistent
with the parenthetical phrase specified in S5.6.3.1).
S5.6.5.2 The initial conditions for S5.6.5.1 are as follows: The
reservoir system pressure is 100 psi. If the vehicle is designed to tow
a vehicle equipped with air brakes, a 50 cubic inch test reservoir is
connected to the supply line coupling.
S5.6.5.3 For trailers, with initial conditions as specified in
S5.6.5.4, at all times after actuation of the parking brakes by venting
the front supply line coupling to the atmosphere, and with any
subsequent level of pressure, or combination of levels of pressure, in
the reservoirs of any of the vehicle's brake systems, the parking brakes
[[Page 592]]
shall not be releasable by repressurizing the supply line using the
supply line portion of the trailer test rig (Figure 1) to any pressure
above 70 psi, unless the parking brakes are capable, after such release,
of reapplication by subsequent venting of the front supply line coupling
to the atmosphere, at a level meeting the minimum performance specified
either in S5.6.1 or S5.6.2. This requirement shall be met both with and
without any single leakage-type failure, in any other brake system, of a
part designed to contain compressed air or brake fluid (consistent with
the parenthetical phrase specified in S5.6.3.1).
S5.6.5.4 The initial conditions for S5.6.5.3 are as follows: The
reservoir system and supply line are pressurized to 100 psi, using the
supply line portion of the trailer test rig (Figure 1). If the vehicle
is designed to tow a vehicle equipped with air brakes, a 50 cubic inch
test reservoir is connected to the rear supply line coupling.
S5.6.6 Accumulation of actuation energy. Each parking brake system
shall meet the requirements specified in S5.6.6.1 through S5.6.6.6.
S5.6.6.1 For trucks and buses, with initial conditions as specified
in S5.6.6.2, the parking brake system shall be capable of meeting the
minimum performance specified either in S5.6.1 or S5.6.2, with any
single leakage-type failure, in any other brake system, of a part
designed to contain compressed air or brake fluid (consistent with the
parenthetical phrase specified in S5.6.3.1) at the conclusion of the
test sequence specified in S5.6.6.3.
S5.6.6.2 The initial conditions for S5.6.6.1 are as follows: The
engine is on. The reservoir system pressure is 100 psi. If the vehicle
is designed to tow a vehicle equipped with air brakes, a 50 cubic inch
test reservoir is connected to the supply line coupling.
S5.6.6.3 The test sequence for S5.6.6.1 is as follows: The engine is
turned off. Any single leakage type failure, in any other brake system,
of a part designed to contain compressed air or brake fluid (consistent
with the parenthetical phrase specified in S5.6.3.1), is then introduced
in the brake system. An application actuation of the parking brake
control is then made. Thirty seconds after such actuation, a release
actuation of the parking brake control is made. Thirty seconds after the
release actuation, a final application actuation of the parking brake
control is made.
S5.6.6.4 For trailers, with initial conditions as specified in
S5.6.6.5, the parking brake system shall be capable of meeting the
minimum performance specified either in S5.6.1 or S5.6.2, with any
single leakage-type failure, in any other brake system, of a part
designed to contain compressed air or brake fluid (consistent with the
parenthetical phrase specified in S5.6.3.1), at the conclusion of the
test sequence specified in S5.6.6.6.
S5.6.6.5 The initial conditions for S5.6.6.4 are as follows: The
reservoir system and supply line are pressurized to 100 psi, using the
supply line portion of the trailer test rig (Figure 1). If the vehicle
is designed to tow a vehicle equipped with air brakes, a 50 cubic inch
test reservoir is connected to the rear supply line coupling.
S5.6.6.6 The test sequence for S5.6.6.4 is as follows. Any single
leakage type failure, in any other brake system, of a part designed to
contain compressed air or brake fluid (consistent with the parenthetical
phrase specified in S5.6.3.1), is introduced in the brake system. The
front supply line coupling is vented to the atmosphere. Thirty seconds
after the initiation of such venting, the supply line is repressurized
with the trailer test rig (Figure 1). Thirty seconds after the
initiation of such repressurizing of the supply line, the front supply
line is vented to the atmosphere. This procedure is conducted either by
connection and disconnection of the supply line coupling or by use of a
valve installed in the supply line portion of the trailer test rig near
the supply line coupling.
S5.6.7 Maximum level of common diaphragm leakage-type failure/
Equivalent level of leakage from the air chamber containing that
diaphragm. In the case of vehicles for which the option in S5.6(b) has
been elected, determine the maximum level of common diaphragm leakage-
type failure (or equivalent level of leakage from the air chamber
containing that diaphragm) according
[[Page 593]]
to the procedures set forth in S5.6.7.1 through S5.6.7.2.3.
S5.6.7.1 Trucks and buses.
S5.6.7.1.1 According to the following procedure, determine the
threshold level of common diaphragm leakage-type failure (or equivalent
level of leakage from the air chamber containing that diaphragm) at
which the vehicle's parking brakes become unreleasable. With an initial
reservoir system pressure of 100 psi, the engine turned off, no
application of any of the vehicle's brakes, and, if the vehicle is
designed to tow a vehicle equipped with air brakes, a 50 cubic inch test
reservoir connected to the supply line coupling, introduce a leakage-
type failure of the common diaphragm (or equivalent leakage from the air
chamber containing that diaphragm). Apply the parking brakes by making
an application actuation of the parking brake control. Reduce the
pressures in all of the vehicle's reservoirs to zero, turn on the engine
and allow it to idle, and allow the pressures in the vehicle's
reservoirs to rise until they stabilize or until the compressor shut-off
point is reached. At that time, make a release actuation of the parking
brake control, and determine whether all of the mechanical means
referred to in S5.6.3.2 continue to be actuated and hold the parking
brake applications with sufficient parking retardation force to meet the
minimum performance specified in either S5.6.1 or S5.6.2. Repeat this
procedure with progressively decreasing or increasing levels (whichever
is applicable) of leakage-type diaphragm failures or equivalent
leakages, to determine the minimum level of common diaphragm leakage-
type failure (or equivalent level of leakage from the air chamber
containing that diaphragm) at which all of the mechanical means referred
to in S5.6.3.2 continue to be actuated and hold the parking brake
applications with sufficient parking retardation forces to meet the
minimum performance specified in either S5.6.1 or S5.6.2.
S5.6.7.1.2 At the level of common diaphragm leakage-type failure (or
equivalent level of leakage from the air chamber containing that
diaphragm) determined in S5.6.7.1.1, and using the following procedure,
determine the threshold maximum reservoir rate (in psi per minute). With
an initial reservoir system pressure of 100 psi, the engine turned off,
no application of any of the vehicle's brakes and, if the vehicle is
designed to tow a vehicle equipped with air brakes, a 50 cubic inch test
reservoir connected to the supply line coupling, make an application
actuation of the parking brake control. Determine the maximum reservoir
leakage rate (in psi per minute), which is the maximum rate of decrease
in air pressure of any of the vehicle's reservoirs that results after
that parking brake application.
S5.6.7.1.3 Using the following procedure, introduce a leakage-type
failure of the common diaphragm (or equivalent leakage from the air
chamber containing that diaphragm) that results in a maximum reservoir
leakage rate that is three times the threshold maximum reservoir leakage
rate determined in S5.6.7.1.2. With an initial reservoir system pressure
of 100 psi, the engine turned off, no application of any of the
vehicle's brakes and, if the vehicle is designed to tow a vehicle
equipped with air brakes, a 50 cubic inch test reservoir connected to
the supply line coupling, make an application actuation of the parking
brake control. Determine the maximum reservoir leakage rate (in psi per
minute), which is the maximum rate of decrease in air pressure of any of
the vehicle's reservoirs that results after that parking brake
application. The level of common diaphragm leakage-type failure (or
equivalent level of leakage from the air chamber containing that
diaphragm) associated with this reservoir leakage rate is the level that
is to be used under the option set forth in S5.6(b).
S5.6.7.2 Trailers.
S5.6.7.2.1 According to the following procedure, determine the
threshold level of common diaphragm leakage-type failure (or equivalent
level of leakage from the air chamber containing that diaphragm) at
which the vehicle's parking brakes become unreleasable. With an initial
reservoir system and supply line pressure of 100 psi, no application of
any of the vehicle's brakes, and, if the vehicle is designed to tow a
vehicle equipped with
[[Page 594]]
air brakes, a 50 cubic inch test reservoir connected to the supply line
coupling, introduce a leakage-type failure of the common diaphragm (or
equivalent leakage from the air chamber containing that diaphragm). Make
a parking brake application by venting the front supply line coupling to
the atmosphere, and reduce the pressures in all of the vehicle's
reservoirs to zero. Pressurize the supply line by connecting the
trailer's front supply line coupling to the supply line portion of the
trailer test rig (Figure 1) with the regulator of the trailer test rig
set at 100 psi, and determine whether all of the mechanical means
referred to in S5.6.3.2 continue to be actuated and hold the parking
brake applications with sufficient parking retardation forces to meet
the minimum performance specified in either S5.6.1 or S5.6.2. Repeat
this procedure with progressively decreasing or increasing levels
(whichever is applicable) of leakage-type diaphragm failures or
equivalent leakages, to determine the minimum level of common diaphragm
leakage-type failure (or equivalent level of leakage from the air
chamber containing that diaphragm) at which all of the mechanical means
referred to in S5.6.3.2 continue to be actuated and hold the parking
brake applications with sufficient parking retardation forces to meet
the minimum performance specified in either S5.6.1 or S5.6.2.
S5.6.7.2.2 At the level of common diaphragm leakage-type failure (or
equivalent level of leakage from the air chamber containing that
diaphragm) determined in S5.6.7.2.1, and using the following procedure,
determine the threshold maximum reservoir leakage rate (in psi per
minute). With an initial reservoir system and supply line pressure of
100 psi, no application of any of the vehicle's brakes and, if the
vehicle is designed to tow a vehicle equipped with air brakes, a 50
cubic inch test reservoir connected to the rear supply line coupling,
make a parking brake application by venting the front supply line
coupling to the atmosphere. Determine the maximum reservoir leakage rate
(in psi per minute), which is the maximum rate of decrease in air
pressure of any of the vehicle's reservoirs that results after that
parking brake application.
S5.6.7.2.3 Using the following procedure, a leakage-type failure of
the common diaphragm (or equivalent leakage from the air chamber
containing that diaphragm) that results in a maximum reservoir leakage
rate that is three times the threshold maximum reservoir leakage rate
determined in S5.6.7.2.2. With an initial reservoir system and supply
line pressure of 100 psi, no application of any of the vehicle's brakes
and, if the vehicle is designed to tow a vehicle equipped with air
brakes, a 50 cubic inch test reservoir connected to the rear supply line
coupling, make a parking brake application by venting the front supply
line coupling to the atmosphere. Determine the maximum reservoir leakage
rate (in psi per minute), which is the maximum rate of decrease in air
pressure of any of the vehicle's reservoirs that results after that
parking brake application. The level of common diaphragm leakage-type
failure (or equivalent level of leakage from the air chamber containing
that diaphragm) associated with this reservoir leakage rate is the level
that is to be used under the option set forth in S5.6(b).
S5.7 Emergency brake system for trucks and buses. Each vehicle shall
be equipped with an emergency brake system which, under the conditions
of S6.1, conforms to the requirements of S5.7.1 through S5.7.3. However,
the truck portion of an auto transporter need not meet the road test
requirements of S5.7.1 and S5.7.3.
S5.7.1 Emergency brake system performance. When stopped six times
for each combination of weight and speed specified in S5.3.1.1, except
for a loaded truck tractor with an unbraked control trailer, on a road
surface having a PFC of 1.02, with a single failure in the service brake
system of a part designed to contain compressed air or brake fluid
(except failure of a common valve, manifold, brake fluid housing, or
brake chamber housing), the vehicle shall stop at least once in not more
than the distance specified in Column 5 of Table II, measured from the
point at which movement of the service brake control begins, except that
a truck-tractor tested at its unloaded vehicle weight
[[Page 595]]
plus up to 1,500 pounds shall stop at least once in not more than the
distance specified in Column 6 of Table II. The stop shall be made
without any part of the vehicle leaving the roadway, and with unlimited
wheel lockup permitted at any speed.
S5.7.2 Emergency brake system operation. The emergency brake system
shall be applied and released, and be capable of modulation, by means of
the service brake control.
S5.7.3 Towing vehicle emergency brake requirements. In addition to
meeting the other requirements of S5.7, a vehicle designed to tow
another vehicle equipped with air brakes shall--
(a) In the case of a truck-tractor in the unloaded condition and a
single unit truck which is capable of towing an airbrake equipped
vehicle and is loaded to GVWR, be capable of meeting the requirements of
S5.7.1 by operation of the service brake control only, with the trailer
air supply line and air control line from the towing vehicle vented to
the atmosphere in accordance with S6.1.14;
(b) Be capable of modulating the air in the supply or control line
to the trailer by means of the service brake control with a single
failure in the towing vehicle service brake system as specified in
S5.7.1.
(c) [Reserved]
S5.8 Emergency brakes for trailers. Each trailer shall meet the
requirements of S5.8.1 through S5.8.3.
S5.8.1 Emergency braking capability. Each trailer other than a
trailer converter dolly shall have a parking brake system that conforms
to S5.6 and that applies with the force specified in S5.6.1 or S5.6.2
when the air pressure in the supply line is at atmospheric pressure. A
trailer converter dolly shall have, at the manufacturer's option--
(a) A parking brake system that conforms to S5.6 and that applies
with the force specified in S5.6.1 or S5.6.2 when the air pressure in
the supply line is at atmospheric pressure, or
(b) An emergency system that automatically applies the service
brakes when the service reservoir is at any pressure above 20 lb/in\2\
and the supply line is at atmospheric pressure. However, any
agricultural commodity trailer, heavy hauler trailer, or pulpwood
trailer shall meet the requirements of S5.8.1 or, at the option of the
manufacturer, the requirements of Sec. 393.43 of this title.
S5.8.2 Supply line pressure retention. Any single leakage type
failure in the service brake system (except for a failure of the supply
line, a valve directly connected to the supply line or a component of a
brake chamber housing) shall not result in the pressure in the supply
line falling below 70 psi, measured at the forward trailer supply
coupling. A trailer shall meet the above supply line pressure retention
requirement with its brake system connected to the trailer test rig
shown in Figure 1, with the reservoirs of the trailer and test rig
initially pressurized to 100 psi and the regulator of the trailer test
rig set at 100 psi; except that a trailer equipped with an air-applied,
mechanically-held parking brake system and not designed to tow a vehicle
equipped with air brakes, at the manufacturer's option, may meet the
requirements of S5.8.4 rather than those of S5.8.2 and S5.8.3.
S5.8.3 Automatic application of parking brakes. With an initial
reservoir system pressure of 100 psi and initial supply line pressure of
100 psi, and if designed to tow a vehicle equipped with air brakes, with
a 50 cubic inch test reservoir connected to the rear supply line
coupling, and with any subsequent single leakage type failure in any
other brake system, of a part designed to contain compressed air or
brake fluid (consistent with the parenthetical phrase specified in
S5.6.3.1), whenever the air pressure in the supply line is 70 psi or
higher, the parking brakes shall not provide any brake retardation as a
result of complete or partial automatic application of the parking
brakes.
S5.8.4 Automatic application of air-applied, mechanically held
parking brakes. With its brake system connected to the supply line
portion of the trailer test rig (Figure 1) and the regulator of the
trailer test rig set at 100 psi, and with any single leakage type
failure in the service brake system (except for a failure of the supply
line, a valve directly connected to the supply line or a component of a
brake chamber, but including failure of any common diaphragm), the
parking brakes shall not provide
[[Page 596]]
any brake retardation as a result of complete or partial automatic
application of the parking brakes.
S5.9 Final inspection. Inspect the service brake system for the
condition of adjustment and for the brake indicator display in
accordance with S5.1.8 and S5.2.2.
S6. Conditions. The requirements of S5 shall be met by a vehicle
when it is tested according to the conditions set in this S6, without
replacing any brake system part or making any adjustments to the brake
system except as specified. Unless otherwise specified, where a range of
conditions is specified, the vehicle must be capable of meeting the
requirements at all points within the range. On vehicles equipped with
automatic brake adjusters, the automatic brake adjusters must remain
activated at all times. Compliance of vehicles manufactured in two or
more stages may, at the option of the final-stage manufacturer, be
demonstrated to comply with this standard by adherence to the
instructions of the incomplete vehicle manufacturer provided with the
vehicle in accordance with Sec. 568.4(a)(7)(ii) and Sec. 568.5 of
title 49 of the Code of Federal Regulations.
S6.1 Road test conditions.
S6.1.1 Except as otherwise specified, the vehicle is loaded to its
GVWR, distributed proportionally to its GAWRs. During the burnish
procedure specified in S6.1.8, truck tractors shall be loaded to their
GVWR, by coupling them to an unbraked flatbed semitrailer, which
semitrailer shall be loaded so that the weight of the tractor-trailer
combination equals the GVWR of the truck tractor. The load on the
unbraked flatbed semitrailer shall be located so that the truck
tractor's wheels do not lock during burnish.
S6.1.2 The inflation pressure is as specified by the vehicle
manufacturer for the GVWR.
S6.1.3 Unless otherwise specified, the transmission selector control
is in neutral or the clutch is disengaged during all decelerations and
during static parking brake tests.
S6.1.4 All vehicle openings (doors, windows, hood, trunk, cargo
doors, etc.) are in a closed position except as required for
instrumentation purposes.
S6.1.5 The ambient temperature is between 32 [deg]F. and 100 [deg]F.
S6.1.6 The wind velocity is zero.
S6.1.7 Unless otherwise specified, stopping tests are conducted on a
12-foot wide level, straight roadway having a peak friction coefficient
of 1.02. For road tests in S5.3, the vehicle is aligned in the center of
the roadway at the beginning of a stop. Peak friction coefficient is
measured using an ASTM F2493 standard reference test tire in accordance
with ASTM E1337-19 (incorporated by reference, see Sec. 571.5), at a
speed of 40 mph, without water delivery for the surface with PFC of
1.02, and with water delivery for the surface with PFC of 0.55.
S6.1.8 For vehicles with parking brake systems not utilizing the
service brake friction elements, burnish the friction elements of such
systems prior to the parking brake test according to the manufacturer's
recommendations. For vehicles with parking brake systems utilizing the
service brake friction elements, burnish the brakes as follows: With the
transmission in the highest gear appropriate for a speed of 40 mph, make
500 snubs between 40 mph and 20 mph at a deceleration rate of 10
f.p.s.p.s., or at the vehicle's maximum deceleration rate if less than
10 f.p.s.p.s. Except where an adjustment is specified, after each brake
application accelerate to 40 mph and maintain that speed until making
the next brake application at a point 1 mile from the initial point of
the previous brake application. If the vehicle cannot attain a speed of
40 mph in 1 mile, continue to accelerate until the vehicle reaches 40
mph or until the vehicle has traveled 1.5 miles from the initial point
of the previous brake application, whichever occurs first. Any automatic
pressure limiting valve is in use to limit pressure as designed. The
brakes may be adjusted up to three times during the burnish procedure,
at intervals specified by the vehicle manufacturer, and may be adjusted
at the conclusion of the burnishing, in accordance with the vehicle
manufacturer's recommendation.
S6.1.9 Static parking brake tests for a semitrailer are conducted
with the front-end supported by an unbraked
[[Page 597]]
dolly. The weight of the dolly is included as part of the trailer load.
S6.1.10 In a test other than a static parking test, a truck tractor
is tested at its GVWR by coupling it to an unbraked flatbed semi-trailer
(hereafter, control trailer) as specified in S6.1.10.2 to S6.1.10.4.
S6.1.10.1 [Reserved]
S6.1.10.2 The center of gravity height of the ballast on the loaded
control trailer shall be less than 24 inches above the top of the
tractor's fifth wheel.
S6.1.10.3 The control trailer has a single axle with a GAWR of
18,000 pounds and a length, measured from the transverse centerline of
the axle to the centerline of the kingpin, of 258 6 inches.
S6.1.10.4 The control trailer is loaded so that its axle is loaded
at 4,500 pounds and the tractor is loaded to its GVWR, loaded above the
kingpin only, with the tractor's fifth wheel adjusted so that the load
on each axle measured at the tire-ground interface is most nearly
proportional to the axles' respective GAWRs, without exceeding the GAWR
of the tractor's axle or axles or control trailer's axle.
S6.1.11 Special drive conditions. A vehicle equipped with an
interlocking axle system or a front wheel drive system that is engaged
and disengaged by the driver is tested with the system disengaged.
S6.1.12 Liftable axles. A vehicle with a liftable axle is tested at
GVWR with the liftable axle down and at unloaded vehicle weight with the
liftable axle up.
S6.1.13 Trailer test rig.
The trailer test rig shown in Figure 1 is calibrated in accordance
with the calibration curves shown in Figure 3. For the requirements of
S5.3.3.1 and S5.3.4.1, the pressure in the trailer test rig reservoir is
initially set at 100 psi for actuation tests and 95 psi for release
tests.
S6.1.14 In testing the emergency braking system of towing vehicles
under S5.7.3(a), the hose(s) is vented to the atmosphere at any time not
less than 1 second and not more than 1 minute before the emergency stop
begins, while the vehicle is moving at the speed from which the stop is
to be made and any manual control for the towing vehicle protection
system is in the position to supply air and brake control signals to the
vehicle being towed. No brake application is made from the time the
line(s) is vented until the emergency stop begins and no manual
operation of the parking brake system or towing vehicle protection
system occurs from the time the line(s) is vented until the stop is
completed.
S6.1.15 Initial brake temperature. Unless otherwise specified, the
initial brake temperature is not less than 150 [deg]F and not more than
200 [deg]F.
S6.1.16 Thermocouples.
The brake temperature is measured by plug-type thermocouples
installed in the approximate center of the facing length and width of
the most heavily loaded shoe or disc pad, one per brake, as shown in
Figure 2. A second thermocouple may be installed at the beginning of the
test sequence if the lining wear is expected to reach a point causing
the first thermocouple to contact the rubbing surface of a drum or
rotor. The second thermocouple shall be installed at a depth of .080
inch and located within 1 inch circumferentially of the thermocouple
installed at .040 inch depth. For centergrooved shoes or pads,
thermocouples are installed within one-eighth of an inch to one-quarter
of an inch of the groove and as close to the center as possible.
S6.1.17 Selection of compliance options. Where manufacturer options
are specified, the manufacturer shall select the option by the time it
certifies the vehicle and may not thereafter select a different option
for the vehicle. Each manufacturer shall, upon request from the National
Highway Traffic Safety Administration, provide information regarding
which of the compliance options it has selected for a particular vehicle
or make/model.
S6.2 Dynamometer test conditions.
S6.2.1 The dynamometer inertia for each wheel is equivalent to the
load on the wheel with the axle loaded to its GAWR. For a vehicle having
additional GAWRs specified for operation at reduced speeds, the GAWR
used is that specified for a speed of 50 mph, or, at the option of the
manufacturer, any speed greater than 50 mph.
[[Page 598]]
S6.2.2 The ambient temperature is between 75 [deg]F. and 100 [deg]F.
S6.2.3 Air at ambient temperature is directed uniformly and
continuously over the brake drum or disc at a velocity of 2,200 feet per
minute.
S6.2.4 The temperature of each brake is measured by a single plug-
type thermocouple installed in the center of the lining surface of the
most heavily loaded shoe or pad as shown in Figure 2. The thermocouple
is outside any center groove.
S6.2.5 The rate of brake drum or disc rotation on a dynamometer
corresponding to the rate of rotation on a vehicle at a given speed is
calculated by assuming a tire radius equal to the static loaded radius
specified by the tire manufacturer.
S6.2.6 Brakes are burnished before testing as follows: place the
brake assembly on an inertia dynamometer and adjust the brake as
recommended by the vehicle manufacturer. Make 200 stops from 40 mph at a
deceleration of 10 f.p.s.p.s., with an initial brake temperature on each
stop of not less than 315 [deg]F and not more than 385 [deg]F. Make 200
additional stops from 40 mph at a deceleration of 10 f.p.s.p.s. with an
initial brake temperature on each stop of not less than 450 [deg]F and
not more than 550 [deg]F. The brakes may be adjusted up to three times
during the burnish procedure, at intervals specified by the vehicle
manufacturer, and may be adjusted at the conclusion of the burnishing,
in accordance with the vehicle manufacturer's recommendation.
S6.2.7 The brake temperature is increased to a specified level by
conducting one or more stops from 40 m.p.h. at a deceleration of 10
f.p.s.p.s. The brake temperature is decreased to a specified level by
rotating the drum or disc at a constant 30 m.p.h.
[[Page 599]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.051
[[Page 600]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.053
[[Page 601]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.054
Table I--Stopping Sequence
------------------------------------------------------------------------
Single unit
Truck tractors trucks and
buses
------------------------------------------------------------------------
Burnish (S6.1.8)........................ 1 1
[[Page 602]]
Stability and Control at GVWR (S5.3.6).. 2 N/A
Stability and Control at LLVW (S5.3.6).. 3 5
Manual Adjustment of Brakes............. 4 N/A
60 mph Service Brake Stops at GVWR 5 2
(S5.3.1)...............................
60 mph Emergency Service Brake Stops at N/A 3
GVWR (S5.7.1)..........................
Parking Brake Test at GVWR (S5.6)....... 6 4
Manual Adjustment of Brakes............. 7 6
60 mph Service Brake Stops at LLVW 8 7
(S5.3.1)...............................
60 mph Emergency Service Brake Stops at 9 8
LLVW (S5.7.1)..........................
Parking Brake Test at LLVW (S5.6)....... 10 9
Final Inspection........................ 11 10
------------------------------------------------------------------------
Table II--Stopping Distance in Feet
--------------------------------------------------------------------------------------------------------------------------------------------------------
Service brake Emergency brake
Vehicle speed in miles per hour -------------------------------------------------------------------------------------------------------
(1) (2) (3) (4) (5) (6) (7) (8)
--------------------------------------------------------------------------------------------------------------------------------------------------------
30.............................................. 70 78 65 78 84 61 170 186
35.............................................. 96 106 89 106 114 84 225 250
40.............................................. 125 138 114 138 149 108 288 325
45.............................................. 158 175 144 175 189 136 358 409
50.............................................. 195 216 176 216 233 166 435 504
55.............................................. 236 261 212 261 281 199 520 608
60.............................................. 280 310 250 310 335 235 613 720
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note:
(1) Loaded and Unloaded Buses.
(2) Loaded Single-Unit Trucks.
(3) Loaded Tractors with Two Axles; or with Three Axles and a GVWR of 70,000 lbs. or less; or with Four or More Axles and a GVWR of 85,000 lbs. or less.
Tested with an Unbraked Control Trailer.
(4) Loaded Tractors with Three Axles and a GVWR greater than 70,000 lbs.; or with Four or More Axles and a GVWR greater than 85,000 lbs. Tested with an
Unbraked Control Trailer.
(5) Unloaded Single-Unit Trucks.
(6) Unloaded Tractors (Bobtail).
(7) All Vehicles except Tractors, Loaded and Unloaded.
(8) Unloaded Tractors (Bobtail).
Table IIa--Stopping Distance in Feet: Optional Requirements for: (1) Three-Axle Tractors With a Front Axle That
Has a GAWR of 14,600 Pounds or Less, and With Two Rear Drive Axles That Have a Combined GAWR of 45,000 Pounds or
Less, Manufactured Before August 1, 2011; and (2) All Other Tractors Manufactured Before August 1, 2013
----------------------------------------------------------------------------------------------------------------
Service brake Emergency brake
Vehicle speed in miles per hour -----------------------------------------------------------------------------
(1) (2) (3) (4) (5) (6)
----------------------------------------------------------------------------------------------------------------
30................................ 70 78 84 89 170 186
35................................ 96 106 114 121 225 250
40................................ 125 138 149 158 288 325
45................................ 158 175 189 200 358 409
50................................ 195 216 233 247 435 504
55................................ 236 261 281 299 520 608
60................................ 280 310 335 355 613 720
----------------------------------------------------------------------------------------------------------------
Note: (1) Loaded and unloaded buses; (2) Loaded single unit trucks; (3) Unloaded truck tractors and single unit
trucks; (4) Loaded truck tractors tested with an unbraked control trailer; (5) All vehicles except truck
tractors; (6) Unloaded truck tractors.
Table III--Brake Retardation Force
------------------------------------------------------------------------
Column 2
brake
Column 1 brake retardation force/GAWR chamber
pressure,
PSI
------------------------------------------------------------------------
0.05....................................................... 20
0.12....................................................... 30
0.18....................................................... 40
0.25....................................................... 50
0.31....................................................... 60
[[Page 603]]
0.37....................................................... 70
0.41....................................................... 80
------------------------------------------------------------------------
Table IV [Reserved]
Table V--Brake Chamber Rated Volumes
------------------------------------------------------------------------
Column 2
Column 1 rated
Brake Chamber type (nominal area of piston or full stroke volume
diaphragm in square inches) (inches) (cubic
inches)
------------------------------------------------------------------------
Type 9.......................................... 1.75/2.10 25
Type 12......................................... 1.75/2.10 30
Type 14......................................... 2.25/2.70 40
Type 16......................................... 2.25/2.70 46
Type 18......................................... 2.25/2.70 50
Type 20......................................... 2.25/2.70 54
Type 24......................................... 2.50/3.20 67
Type 30......................................... 2.50/3.20 89
Type 36......................................... 3.00/3.60 135
------------------------------------------------------------------------
[61 FR 27290, May 31, 1996, as amended at 61 FR 49695, Sept. 23, 1996;
61 FR 60636, Nov. 29, 1996; 63 FR 7727, Feb. 17, 1998; 66 FR 64158, Dec.
12, 2001; 67 FR 36820, May 28, 2002; 68 FR 47497, Aug. 11, 2003; 74 FR
9176, Mar. 3, 2009; 74 FR 42785, Aug. 25, 2009; 75 FR 15620, Mar. 30,
2010; 76 FR 44833, July 27, 2011; 77 FR 759, Jan. 6, 2012; 78 FR 9628,
Feb. 11, 2013; 78 FR 21853, Apr. 12, 2013; 87 FR 34808, June 8, 2022]
Sec. 571.122 Standard No. 122; Motorcycle brake systems.
S1. Scope. This standard specifies requirements for motorcycle
service brake systems and, where applicable, associated parking brake
systems.
S2. Purpose. The purpose of the standard is to ensure safe
motorcycle braking performance under normal and emergency riding
conditions.
S3. Application. This standard applies to category 3-1 motorcycles,
category 3-2 motorcycles, category 3-3 motorcycles, and category 3-4
motorcycles manufactured on and after September 1, 2014. This standard
applies to category 3-5 motorcycles manufactured on and after September
1, 2015. At the manufacturer's option, any motorcycle manufactured on or
after October 23, 2012 may comply with this standard.
S4. Definitions.
Antilock brake system or ABS means a system which senses wheel slip
and automatically modulates the pressure producing the braking forces at
the wheel(s) to limit the degree of wheel slip.
Baseline test means a stop or a series of stops carried out in order
to confirm the performance of the brake prior to subjecting it to a
further test such as the heating procedure or wet brake stop.
Brake means those parts of the brake system where the forces
opposing the movement of the motorcycle are developed.
Brake system means the combination of parts consisting of the
control, the brake, and the components that provide the functional link
between the control and the brake, but excluding the engine, whose
function it is to progressively reduce the speed of a moving motorcycle,
bring it to a halt, and keep it stationary when halted.
Category 3-1 motorcycle means a two-wheeled motorcycle with an
engine cylinder capacity in the case of a thermic engine not exceeding
50 cubic centimeters (cm\3\) and whatever the means of propulsion a
maximum design speed not exceeding 50 kilometers per hour (km/h).
Category 3-2 motorcycle means a three-wheeled motorcycle of any
wheel arrangement with an engine cylinder capacity in the case of a
thermic engine not exceeding 50 cm\3\ and whatever the means of
propulsion a maximum design speed not exceeding 50 km/h.
Category 3-3 motorcycle means a two-wheeled motorcycle with an
engine cylinder capacity in the case of a thermic engine exceeding 50
cm\3\ or whatever the means of propulsion a maximum design speed
exceeding 50 km/h.
Category 3-4 motorcycle means a motorcycle manufactured with three
[[Page 604]]
wheels asymmetrically arranged in relation to the longitudinal median
plane with an engine cylinder capacity in the case of a thermic engine
exceeding 50 cm\3\ or whatever the means of propulsion a maximum design
speed exceeding 50 km/h. (This category definition is intended to
include motorcycles with sidecars.)
Category 3-5 motorcycle means a motorcycle manufactured with three
wheels symmetrically arranged in relation to the longitudinal median
plane with an engine cylinder capacity in the case of a thermic engine
exceeding 50 cm\3\ or whatever the means of propulsion a maximum design
speed exceeding 50 km/h.
Combined brake system or CBS means:
(a) For motorcycle categories 3-1 and 3-3: a service brake system
where at least two brakes on different wheels are actuated by the
operation of a single control.
(b) For motorcycle categories 3-2 and 3-5: a service brake system
where the brakes on all wheels are actuated by the operation of a single
control.
(c) For motorcycle category 3-4: a service brake system where the
brakes on at least the front and rear wheels are actuated by the
operation of a single control. (If the rear wheel and the asymmetrical
wheel are braked by the same brake system, this is regarded as the rear
brake.)
Control means the part actuated directly by the rider in order to
supply and regulate the energy required for braking the motorcycle.
Driver mass means the nominal mass of a driver that equals 75 kg (68
kg occupant mass plus 7kg of luggage mass).
Engine disconnected means when the engine is no longer internally
connected to the driving wheel(s), i.e., the clutch is disengaged and/or
the transmission is in neutral.
Gross vehicle mass means the maximum mass of the fully laden solo
vehicle, based on its construction and design performances, as declared
by the manufacturer.
Initial brake temperature means the temperature of the hottest brake
before any brake application.
Laden means the gross vehicle mass.
Lightly loaded means mass in running order plus 15 kg for test
equipment, or the laden condition, whichever is less. In the case of ABS
tests on a low friction surface (paragraphs S6.9.4 to S6.9.7), the mass
for test equipment is increased to 30 kg to account for outriggers.
Mass in running order means the sum of unladen vehicle mass and
driver mass.
Peak braking coefficient or PBC means the measure of tire-to-road
surface friction based on the maximum deceleration of a rolling tire.
Power-assisted braking system means a brake system in which the
energy necessary to produce the braking force is supplied by the
physical effort of the rider assisted by one or more energy supplying
devices, for example vacuum assisted (with vacuum booster).
Secondary brake system means the second service brake system on a
motorcycle equipped with a combined brake system.
Service brake system means a brake system which is used for slowing
the motorcycle when in motion.
Sidecar means a one-wheeled vehicle that is attached to the side of
a motorcycle.
Single brake system means a brake system which acts on only one
axle.
Split service brake system or SSBS means a brake system that
operates the brakes on all wheels, consisting of two or more subsystems
actuated by a single control designed so that a single failure in any
subsystem (such as a leakage type failure of a hydraulic subsystem) does
not impair the operation of any other subsystem.
Stopping distance means the distance traveled by the motorcycle from
the point the rider begins to actuate the brake control to the point at
which the motorcycle reaches full stop. For tests where simultaneous
actuation of two controls is specified, the distance traveled is taken
from the point the first control is actuated.
Test speed means the motorcycle speed measured the moment the rider
begins to actuate the brake control. For tests where simultaneous
actuation of two controls is specified, the motorcycle speed is taken
from the moment the first control is actuated.
[[Page 605]]
Unladen vehicle mass means the nominal mass of a complete vehicle as
determined by the following criteria:
(a) Mass of the vehicle with bodywork and all factory fitted
equipment, electrical and auxiliary equipment for normal operation of
vehicle, including liquids, tools, fire extinguisher, standard spare
parts, chocks and spare wheel, if fitted.
(b) The fuel tanks filled to at least 90 percent of rated capacity
and the other liquid containing systems (except those for used water) to
100 percent of the capacity specified by the manufacturer.
Vmax means either the speed attainable by accelerating at a maximum
rate from a standing start for a distance of 1.6 km on a level surface,
with the vehicle lightly loaded, or the speed measured in accordance
with International Organization for Standardization (ISO) 7117:1995(E)
(incorporated by reference; see Sec. 571.5).
Wheel lock means the condition that occurs when there is 100 percent
wheel slip.
S5. General requirements.
S5.1 Brake system requirements. Each motorcycle shall meet each of
the test requirements specified for a motorcycle of its category and for
those brake features on the motorcycle.
S5.1.1 Service brake system control operation. Each motorcycle shall
have a configuration that enables a rider to actuate the service brake
system control while seated in the normal driving position and with both
hands on the steering control.
S5.1.2 Secondary brake system control operation. Each motorcycle
shall have a configuration that enables a rider to actuate the secondary
brake system control while seated in the normal driving position and
with at least one hand on the steering control.
S5.1.3 Parking brake system.
(a) If a parking brake system is fitted, it shall hold the
motorcycle stationary on the slope prescribed in S6.8.2. The parking
brake system shall:
(1) have a control which is separate from the service brake system
controls; and
(2) be held in the locked position by solely mechanical means.
(b) Each motorcycle equipped with a parking brake shall have a
configuration that enables a rider to be able to actuate the parking
brake system while seated in the normal driving position.
S5.1.4 Two-wheeled motorcycles of categories 3-1 and 3-3. Each
category 3-1 and 3-3 two-wheeled motorcycle shall be equipped with
either two separate service brake systems, or a split service brake
system, with at least one brake operating on the front wheel and at
least one brake operating on the rear wheel.
S5.1.5 Three-wheeled motorcycles of category 3-4. Each category 3-4
motorcycle shall comply with the brake system requirements in S5.1.4. A
brake on the asymmetric wheel (with respect to the longitudinal axis) is
not required.
S5.1.6 Three-wheeled motorcycles of category 3-2. Each category 3-2
motorcycle shall be equipped with a parking brake system plus one of the
following service brake systems:
(a) Two separate service brake systems, except CBS, which, when
applied together, operate the brakes on all wheels; or
(b) A split service brake system; or
(c) A CBS that operates the brake on all wheels and a secondary
brake system which may be the parking brake system.
S5.1.7 Three-wheeled motorcycles of categories 3-5. Each category 3-
5 motorcycle shall be equipped with:
(a) A parking brake system; and
(b) A foot actuated service brake system which operates the brakes
on all wheels by way of either:
(1) A split service brake system; or
(2) A CBS and a secondary brake system, which may be the parking
brake system.
S5.1.8 Two separate service brake systems. For motorcycles where two
separate service brake systems are installed, the systems may share a
common brake, if a failure in one system does not affect the performance
of the other.
S5.1.9 Hydraulic service brake system. For motorcycles that use
hydraulic fluid for brake force transmission, the master cylinder shall:
(a) Have a sealed, covered, separate reservoir for each brake
system; and
[[Page 606]]
(b) Have a minimum reservoir capacity equivalent to 1.5 times the
total fluid displacement required to satisfy the new to fully worn
lining condition with the worst case brake adjustment conditions; and
(c) Have a reservoir where the fluid level is visible for checking
without removal of the cover.
(d) Have a brake fluid warning statement that reads as follows, in
letters at least 3/32 of an inch high: Warning: Clean filler cap before
removing. Use only ________ fluid from a sealed container (inserting the
recommended type of brake fluid as specified in accordance with 49 CFR
571.116, e.g., ``DOT 3''). The lettering shall be:
(1) Permanently affixed, engraved, or embossed;
(2) Located so as to be visible by direct view, either on or within
4 inches of the brake-fluid reservoir filler plug or cap; and
(3) Of a color that contrasts with its background, if it is not
engraved or embossed.
S5.1.10 Warning lamps. All warning lamps shall be mounted in the
rider's view.
S5.1.10.1 Split service brake system warning lamps.
(a) Each motorcycle that is equipped with a split service brake
system shall be fitted with a red warning lamp, which shall be
activated:
(1) When there is a hydraulic failure on the application of a force
of <=90 N on the control; or
(2) Without actuation of the brake control, when the brake fluid
level in the master cylinder reservoir falls below the greater of:
(i) That which is specified by the manufacturer; or
(ii) That which is less than or equal to half of the fluid reservoir
capacity.
(b) To permit function checking, the warning lamp shall be
illuminated by the activation of the ignition switch and shall be
extinguished when the check has been completed. The warning lamp shall
remain on while a failure condition exists whenever the ignition switch
is in the ``on'' position.
(c) Each indicator lamp shall have the legend ``Brake Failure'' on
or adjacent to it in letters not less than 3/32 of an inch high that
shall be legible to the driver in daylight when lighted.
S5.1.10.2 Antilock brake system warning lamps.
(a) Each motorcycle equipped with an ABS system shall be fitted with
a yellow warning lamp. The lamp shall be activated whenever there is a
malfunction that affects the generation or transmission of signals in
the motorcycle's ABS system.
(b) To permit function checking, the warning lamp shall be
illuminated by the activation of the ignition switch and extinguished
when the check has been completed. The warning lamp shall remain on
while a failure condition exists whenever the ignition switch is in the
``on'' position.
(c) The warning lamp shall be labeled in accordance with the
specifications in Table 3 of Standard No. 123 (49 CFR 571.123) for ``ABS
Malfunction'' (Item No. 13).
S5.2 Durability.
S5.2.1 Compensation for wear. Wear of the brakes shall be
compensated for by means of a system of automatic or manual adjustment.
S5.2.2 Notice of wear. The friction material thickness shall either
be visible without disassembly, or where the friction material is not
visible, wear shall be assessed by means of a device designed for that
purpose.
S5.2.3 Testing. During all the tests in this standard and on their
completion, there shall be no friction material detachment and no
leakage of brake fluid.
S5.3 Measurement of dynamic performance. There are two ways in which
brake system performance is measured. The particular method to be used
is specified in the respective tests in S6.
S5.3.1 Stopping distance.
(a) Based on the basic equations of motion:
S = 0.1 [middot] V + (X) [middot] V\2\,
Where:
S = stopping distance in meters
V = initial vehicle speed in km/h
X = a variable based on the requirement for each test
(b) To calculate the corrected stopping distance using the actual
vehicle test speed, the following formula is used:
[[Page 607]]
Ss = 0.1[middot]Vs + (Sa-0.1[middot]Va) [middot] Vs\2\/Va\2\,
Where:
Ss = corrected stopping distance in meters
Vs = specified vehicle test speed in km/h
Sa = actual stopping distance in meters
Va = actual vehicle test speed in km/h
Note to S5.3.1(b): This equation is only valid when the actual test
speed (Va) is within 5 km/h of the specified test
speed (Vs).
S5.3.2 Continuous deceleration recording. The other method used to
measure performance is the continuous recording of the vehicle
instantaneous deceleration from the moment a force is applied to the
brake control until the end of the stop.
S6. Test conditions, procedures and performance requirements.
S6.1 General.
S6.1.1 Test surfaces.
S6.1.1.1 High friction surface. A high friction surface is used for
all dynamic brake tests excluding the ABS tests where a low-friction
surface is specified. The high-friction surface test area is a clean,
dry and level surface, with a gradient of <=1 percent. The high-friction
surface has a peak braking coefficient (PBC) of 1.02.
S6.1.1.2 Low-friction surface. A low-friction surface is used for
ABS tests where a low-friction surface is specified. The low-friction
surface test area is a clean and level surface, which may be wet or dry,
with a gradient of <=1 percent. The low-friction surface has a PBC of
<=0.50.
S6.1.1.3 Measurement of PBC. The PBC is measured using the ASTM
F2493 standard reference test tire, in accordance with ASTM E1337-19, at
a speed of 64 km/h (incorporated by reference; see Sec. 571.5).
S6.1.1.4 Parking brake system tests. The specified test slope has a
clean and dry surface that does not deform under the weight of the
motorcycle.
S6.1.1.5 Test lane width. For two-wheeled motorcycles (motorcycle
categories 3-1 and 3-3) the test lane width is 2.5 meters. For three-
wheeled motorcycles (motorcycle categories 3-2, 3-4 and 3-5) the test
lane width is 2.5 meters plus the vehicle width.
S6.1.2 Ambient temperature. The ambient temperature is between 4
[deg]C and 45 [deg]C.
S6.1.3 Wind speed. The wind speed is not more than 5 meters per
second (m/s).
S6.1.4 Test speed tolerance. The test speed tolerance is 5 km/h. In the event of the actual test speed deviating
from the specified test speed (but within the 5
km/h tolerance), the actual stopping distance is corrected using the
formula in S5.3.1(b).
S6.1.5 Automatic transmission. Motorcycles with automatic
transmission shall meet all test requirements--whether they are for
``engine connected'' or ``engine disconnected.'' If an automatic
transmission has a neutral position, the neutral position is selected
for tests where ``engine disconnected'' is specified.
S6.1.6 Vehicle position and wheel lock. The vehicle is positioned in
the center of the test lane for the beginning of each stop. Stops are
made without the vehicle wheels passing outside the applicable test lane
and without wheel lock.
S6.1.7 Test sequence. Test sequence is as specified in Table 1.
S6.2 Preparation.
S6.2.1 Engine idle speed. The engine idle speed is set to the
manufacturer's specification.
S6.2.2 Tire pressures. The tires are inflated to the manufacturer's
specification for the vehicle loading condition for the test.
S6.2.3 Control application points and direction. For a hand control
lever, the input force (F) is applied on the control lever's forward
surface perpendicular to the axis of the lever fulcrum and its outermost
point on the plane along which the control lever rotates (see Figure 1).
The input force is applied to a point located 50 millimeters (mm) from
the outermost point of the control lever, measured along the axis
between the central axis of the fulcrum of the lever and its outermost
point. For a foot control pedal, the input force is applied to the
center of, and at right angles to, the control pedal.
S6.2.4 Brake temperature measurement. The brake temperature is
measured on the approximate center of the facing length and width of the
most heavily loaded shoe or disc pad, one per brake, using a plug-type
thermocouple
[[Page 608]]
that is embedded in the friction material, as shown in Figure 2.
S6.2.5 Burnishing procedure. The vehicle brakes are burnished prior
to evaluating performance.
S6.2.5.1 Vehicle condition.
(a) Vehicle lightly loaded.
(b) Engine disconnected.
S6.2.5.2 Conditions and procedure.
(a) Initial brake temperature. Initial brake temperature before each
brake application is <=100 [deg]C.
(b) Test speed.
(1) Initial speed: 50 km/h or 0.8 Vmax, whichever is lower.
(2) Final speed = 5 to 10 km/h.
(c) Brake application. Each service brake system control actuated
separately.
(d) Vehicle deceleration.
(1) Single front brake system only:
(i) 3.0-3.5 meters per second squared (m/s\2\) for motorcycle
categories 3-3 and 3-4
(ii) 1.5-2.0 m/s\2\ for motorcycle categories 3-1 and 3-2
(2) Single rear brake system only: 1.5-2.0 m/s\2\
(3) CBS or split service brake system, and category 3-5: 3.5-4.0 m/
s\2\
(e) Number of decelerations. There shall be 100 decelerations per
brake system.
(f) For the first stop, accelerate the vehicle to the initial speed
and then actuate the brake control under the conditions specified until
the final speed is reached. Then reaccelerate to the initial speed and
maintain that speed until the brake temperature falls to the specified
initial value. When these conditions are met, reapply the brake as
specified. Repeat this procedure for the number of specified
decelerations. After burnishing, adjust the brakes in accordance with
the manufacturer's recommendations.
S6.3 Dry stop test--single brake control actuated.
S6.3.1 Vehicle condition.
(a) The test is applicable to all motorcycle categories.
(b) Laden. For vehicles fitted with CBS and split service brake
system, the vehicle is tested in the lightly loaded condition in
addition to the laden condition.
(c) Engine disconnected.
S6.3.2 Test conditions and procedure.
(a) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(b) Test speed.
(1) Motorcycle categories 3-1 and 3-2: 40 km/h or 0.9 Vmax,
whichever is lower.
(2) Motorcycle categories 3-3, 3-4 and 3-5: 60 km/h or 0.9 Vmax,
whichever is lower.
(c) Brake application. Each service brake system control actuated
separately.
(d) Brake actuation force.
(1) Hand control: <=200 N.
(2) Foot control:
(i) <=350 N for motorcycle categories 3-1, 3-2, 3-3, and 3-4.
(ii) <=500 N for motorcycle category 3-5.
(e) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 6 stops.
(f) For each stop, accelerate the vehicle to the test speed and then
actuate the brake control under the conditions specified in this
paragraph.
S6.3.3 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in paragraph S6.3.2., the
stopping distance shall be as specified in column 2 of Table 2.
S6.4 Dry stop test--all service brake controls actuated.
S6.4.1 Vehicle condition.
(a) The test is applicable to motorcycle categories 3-3, 3-4 and 3-
5.
(b) Lightly loaded.
(c) Engine disconnected.
S6.4.2 Test conditions and procedure.
(a) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(b) Test speed. Test speed is 100 km/h or 0.9 Vmax, whichever is
lower.
(c) Brake application. Simultaneous actuation of both service brake
system controls, if so equipped, or of the single service brake system
control in the case of a service brake system that operates on all
wheels.
(d) Brake actuation force.
(1) Hand control: <=250 N.
(2) Foot control:
(i) <=400 N for motorcycle categories 3-3 and 3-4.
(ii) <=500 N for motorcycle category 3-5.
[[Page 609]]
(e) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 6 stops.
(f) For each stop, accelerate the vehicle to the test speed and then
actuate the brake control under the conditions specified in this
paragraph.
S6.4.3 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in paragraph S6.4.2., the
stopping distance (S) shall be S <=0.0060 V\2\ (where V is the specified
test speed in km/h and S is the required stopping distance in meters).
S6.5 High speed test.
S6.5.1 Vehicle condition.
(a) The test is applicable to motorcycle categories 3-3, 3-4 and 3-
5.
(b) Test is not required for vehicles with Vmax <=125 km/h.
(c) Lightly loaded.
(d) Engine connected (clutch engaged) with the transmission in the
highest gear.
S6.5.2 Test conditions and procedure.
(a) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(b) Test speed.
(1) Test speed is 0.8 Vmax for motorcycles with Vmax 125
km/h and <200 km/h.
(2) Test speed is 160 km/h for motorcycles with Vmax =200
km/h.
(c) Brake application. Simultaneous actuation of both service brake
system controls, if so equipped, or of the single service brake system
control in the case of a service brake system that operates on all
wheels.
(d) Brake actuation force.
(1) Hand control: <=200 N.
(2) Foot control:
(i) <=350 N for motorcycle categories 3-3 and 3-4.
(ii) <=500 N for motorcycle category 3-5.
(e) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 6 stops.
(f) For each stop, accelerate the vehicle to the test speed and then
actuate the brake control(s) under the conditions specified in this
paragraph.
S6.5.3 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in paragraph S6.5.2, the
stopping distance (S) shall be <=0.1 V + 0.0067 V\2\ (where V is the
specified test speed in km/h and S is the required stopping distance in
meters).
S6.6 Wet brake test.
S6.6.1 General information.
(a) The test is comprised of two parts that are carried out
consecutively for each brake system:
(1) A baseline test based on the dry stop test--single brake control
actuated (S6.3).
(2) A single wet brake stop using the same test parameters as in
(1), but with the brake(s) being continuously sprayed with water while
the test is conducted in order to measure the brakes' performance in wet
conditions.
(b) The test is not applicable to parking brake systems unless it is
the secondary brake.
(c) Drum brakes or fully enclosed disc brakes are excluded from this
test unless ventilation or open inspection ports are present.
(d) This test requires the vehicle to be fitted with instrumentation
that gives a continuous recording of brake control force and vehicle
deceleration.
S6.6.2 Vehicle condition.
(a) The test is applicable to all motorcycle categories.
(b) Laden. For vehicles fitted with CBS and split service brake
system, the vehicle is tested in the lightly loaded condition in
addition to the laden condition.
(c) Engine disconnected.
(d) Each brake is fitted with water spray equipment as shown in
Figure 3.
(1) Disc brakes--sketch of water spray equipment. The disc brake
water spray equipment is installed as follows:
(i) Water is sprayed onto each brake with a flow rate of 15 liters/
hr. The water is equally distributed on each side of the rotor.
(ii) If the surface of the rotor has any shielding, the spray is
applied 45[deg] prior to the shield.
(iii) If it is not possible to locate the spray in the position
shown on the sketch, or if the spray coincides with a brake ventilation
hole or similar, the spray nozzle may be advanced by an additional
90[deg] maximum from the edge of the pad, using the same radius.
(2) Drum brakes with ventilation and open inspection ports. The
water spray equipment is installed as follows:
[[Page 610]]
(i) Water is sprayed equally onto both sides of the drum brake
assembly (on the stationary back plate and on the rotating drum) with a
flow rate of 15 liters/hr.
(ii) The spray nozzles are positioned two thirds of the distance
from the outer circumference of the rotating drum to the wheel hub
center.
(iii) The nozzle position is 15[deg] from the edge of any
opening in the drum back plate.
S6.6.3 Baseline test--test conditions and procedure.
(a) The test in paragraph S6.3 (dry stop test--single brake control
actuated) is carried out for each brake system but with the brake
control force that results in a vehicle deceleration of 2.5-3.0 m/s\2\,
and the following is determined:
(1) The average brake control force measured when the vehicle is
traveling between 80 percent and 10 percent of the specified test speed.
(2) The average vehicle deceleration in the period 0.5 to 1.0
seconds after the point of actuation of the brake control.
(3) The maximum vehicle deceleration during the complete stop but
excluding the final 0.5 seconds.
(b) Conduct 3 baseline stops and average the values obtained in (1),
(2), and (3).
S6.6.4 Wet brake test--test conditions and procedure.
(a) The vehicle is ridden at the test speed used in the baseline
test set out in S6.6.3 with the water spray equipment operating on the
brake(s) to be tested and with no application of the brake system.
(b) After a distance of =500 m, apply the average brake
control force determined in the baseline test for the brake system being
tested.
(c) Measure the average vehicle deceleration in the period 0.5 to
1.0 seconds after the point of actuation of the brake control.
(d) Measure the maximum vehicle deceleration during the complete
stop but excluding the final 0.5 seconds.
S6.6.5 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in paragraph S6.6.4, the wet
brake deceleration performance shall be:
(a) The value measured in paragraph S6.6.4(c) shall be
=60 percent of the average deceleration values recorded in
the baseline test in paragraph S6.6.3(a)(2), i.e., in the period 0.5 to
1.0 seconds after the point of actuation of the brake control; and
(b) The value measured in S6.6.4(d) shall be <=120 percent of the
average deceleration values recorded in the baseline test S6.6.3(a)(3),
i.e., during the complete stop but excluding the final 0.5 seconds.
S6.7 Heat fade test.
S6.7.1 General information.
(a) The test comprises three parts that are carried out
consecutively for each brake system:
(1) A baseline test using the dry stop test--single brake control
actuated (S6.3).
(2) A heating procedure which consists of a series of repeated stops
in order to heat the brake(s).
(3) A hot brake stop using the dry stop test--single brake control
actuated (S6.3), to measure the brake's performance after the heating
procedure.
(b) The test is applicable to motorcycle categories 3-3, 3-4 and 3-
5.
(c) The test is not applicable to parking brake systems and
secondary service brake systems.
(d) All stops are carried out with the motorcycle laden.
(e) The heating procedure requires the motorcycle to be fitted with
instrumentation that gives a continuous recording of brake control force
and vehicle deceleration.
S6.7.2 Baseline test.
S6.7.2.1 Vehicle condition--baseline test. Engine disconnected.
S6.7.2.2 Test conditions and procedure--baseline test.
(a) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(b) Test speed. Test speed is 60 km/h or 0.9 Vmax, whichever is the
lower.
(c) Brake application. Each service brake system control is actuated
separately.
(d) Brake actuation force.
(1) Hand control: <=200 N.
(2) Foot control:
(i) <=350 N for motorcycle categories 3-3 and 3-4.
(ii) <=500 N for motorcycle category 3-5.
[[Page 611]]
(e) Accelerate the vehicle to the test speed, actuate the brake
control under the conditions specified and record the control force
required to achieve the vehicle braking performance specified in the
table to S6.3.3 (Table 2).
S6.7.3 Heating procedure.
S6.7.3.1 Vehicle condition--heating procedure. Engine transmission:
(a) From the specified test speed to 50 per cent specified test
speed: connected, with the highest appropriate gear selected such that
the engine speed remains above the manufacturer's specified idle speed.
(b) From 50 per cent specified test speed to standstill:
disconnected.
S6.7.3.2 Test conditions and procedure--heating procedure.
(a) Initial brake temperature. Initial brake temperature is (prior
to first stop only) =55 [deg]C and <=100 [deg]C.
(b) Test speed.
(1) Single brake system, front wheel braking only: 100 km/h or 0.7
Vmax, whichever is the lower.
(2) Single brake system, rear wheel braking only: 80 km/h or 0.7
Vmax, whichever is the lower.
(3) CBS or split service brake system: 100 km/h or 0.7 Vmax,
whichever is the lower.
(c) Brake application. Each service brake system control actuated
separately.
(d) Brake actuation force.
(1) For the first stop: The constant control force that achieves a
vehicle deceleration rate of 3.0--3.5 m/s\2\ while the vehicle is
decelerating between 80 percent and 10 percent of the specified speed.
(2) For the remaining stops:
(i) The same constant brake control force as used for the first
stop.
(ii) Number of stops: 10.
(iii) Interval between stops: 1000 m.
(e) Carry out a stop to the conditions specified in this paragraph
and then immediately use maximum acceleration to reach the specified
speed and maintain that speed until the next stop is made.
S6.7.4 Hot brake stop--test conditions and procedure. Perform a
single stop under the conditions used in the baseline test (S6.7.2) for
the brake system that has been heated during the procedure in accordance
with S6.7.3. This stop is carried out within one minute of the
completion of the procedure set out in S6.7.3 with a brake control
application force less than or equal to the force used during the test
set out in S6.7.2.
S6.7.5 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in S6.7.4, the stopping
distance S2 shall be <=1.67 S1-0.67 x 0.1V,
Where:
S1 = corrected stopping distance in meters achieved in the
baseline test set out in S6.7.2.
S2 = corrected stopping distance in meters achieved in the
hot brake stop set out in S6.7.4.
V = specified test speed in km/h.
S6.8 Parking brake system test--for motorcycles with parking brakes.
S6.8.1 Vehicle condition.
(a) The test is applicable to motorcycle categories 3-2, 3-4 and 3-
5.
(b) Laden.
(c) Engine disconnected.
S6.8.2 Test conditions and procedure.
(a) Initial brake temperature. Initial brake temperature is <=100
[deg]C.
(b) Test surface gradient. Test surface gradient is equal to 18
percent.
(c) Brake actuation force.
(1) Hand control: <=400 N.
(2) Foot control: <=500 N.
(d) For the first part of the test, park the vehicle on the test
surface gradient facing up the slope by applying the parking brake
system under the conditions specified in this paragraph. If the vehicle
remains stationary, start the measurement of the test period.
(e) The vehicle must remain stationary to the limits of traction of
the braked wheels.
(f) On completion of the test with vehicle facing up the gradient,
repeat the same test procedure with the vehicle facing down the
gradient.
S6.8.3 Performance requirements. When tested in accordance with the
test procedure set out in S6.8.2, the parking brake system shall hold
the vehicle stationary for 5 minutes when the vehicle is both facing up
and facing down the gradient.
S6.9 ABS tests.
S6.9.1 General.
[[Page 612]]
(a) The tests are only applicable to the ABS fitted on motorcycle
categories 3-1 and 3-3.
(b) The tests are to confirm the performance of brake systems
equipped with ABS and their performance in the event of ABS electrical
failure.
(c) Fully cycling means that the anti-lock system is repeatedly
modulating the brake force to prevent the directly controlled wheels
from locking.
(d) Wheel-lock is allowed as long as the stability of the vehicle is
not affected to the extent that it requires the operator to release the
control or causes a vehicle wheel to pass outside the test lane.
(e) The test series comprises the individual tests in Table 3, which
may be carried out in any order.
S6.9.2 Vehicle condition.
(a) Lightly loaded.
(b) Engine disconnected.
S6.9.3 Stops on a high friction surface.
S6.9.3.1 Test conditions and procedure.
(a) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(b) Test speed. Test speed is 60 km/h or 0.9 Vmax, whichever is
lower.
(c) Brake application. Simultaneous actuation of both service brake
system controls, if so equipped, or of the single service brake control
in the case of a service brake system that operates on all wheels.
(d) Brake actuation force. The force applied is that which is
necessary to ensure that the ABS will cycle fully throughout each stop,
down to 10 km/h.
(e) If one wheel is not equipped with ABS, the control for the
service brake on that wheel is actuated with a force that is lower than
the force that will cause the wheel to lock.
(f) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 6 stops.
(g) For each stop, accelerate the vehicle to the test speed and then
actuate the brake control under the conditions specified in this
paragraph.
S6.9.3.2 Performance requirements. When the brakes are tested in
accordance with the test procedures referred to in S6.9.3.1:
(a) The stopping distance (S) shall be <=0.0063 V\2\ (where V is the
specified test speed in km/h and S is the required stopping distance in
meters); and
(b) there shall be no wheel lock beyond that allowed for in
paragraph S6.9.1(d), and the vehicle wheels shall stay within the test
lane.
S6.9.4 Stops on a low friction surface.
S6.9.4.1 Test conditions and procedure. As set out in S6.9.3.1, but
using the low friction surface instead of the high friction one.
S6.9.4.2 Performance requirements. When the brakes are tested in
accordance with the test procedures set out in S6.9.4.1:
(a) the stopping distance (S) shall be <=0.0056 V\2\/P (where V is
the specified test speed in km/h, P is the peak braking coefficient and
S is the required stopping distance in meters); and
(b) there shall be no wheel lock beyond that allowed for in
paragraph S6.9.1(d), and the vehicle wheels shall stay within the test
lane.
S6.9.5 Wheel lock checks on high and low friction surfaces.
S6.9.5.1 Test conditions and procedure.
(a) Test surfaces. High friction or low friction surface, as
applicable.
(b) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(c) Test speed.
(1) On the high friction surface: 80 km/h or 0.8 Vmax, whichever is
lower.
(2) On the low friction surface: 60 km/h or 0.8 Vmax, whichever is
lower.
(d) Brake application.
(1) Each service brake system control actuated separately.
(2) Where ABS is fitted to both brake systems, simultaneous
actuation of both brake controls in addition to (1).
(e) Brake actuation force. The force applied is that which is
necessary to ensure that the ABS will cycle fully throughout each stop,
down to 10 km/h.
(f) Brake application rate. The brake control actuation force is
applied in 0.2-0.5 seconds.
(g) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 3 stops.
(h) For each stop, accelerate the vehicle to the test speed and then
actuate the brake control under the conditions specified in this
paragraph.
S6.9.5.2 Performance requirements. When the brakes are tested in
accordance with the test procedures set out in S6.9.5.1, there shall be
no wheel lock beyond that allowed for in paragraph
[[Page 613]]
S6.9.1(d), and the vehicle wheels shall stay within the test lane.
S6.9.6 Wheel lock check--high to low friction surface transition.
S6.9.6.1 Test conditions and procedure.
(a) Test surfaces. A high friction surface immediately followed by a
low friction surface.
(b) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(c) Test speed. The speed that will result in 50 km/h or 0.5 Vmax,
whichever is the lower, at the point where the vehicle passes from the
high friction to the low friction surface.
(d) Brake application.
(1) Each service brake system control actuated separately.
(2) Where ABS is fitted to both brake systems, simultaneous
actuation of both brake controls in addition to (1).
(e) Brake actuation force. The force applied is that which is
necessary to ensure that the ABS will cycle fully throughout each stop,
down to 10 km/h.
(f) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 3 stops.
(g) For each stop, accelerate the vehicle to the test speed and then
actuate the brake control before the vehicle reaches the transition from
one friction surface to the other.
S6.9.6.2 Performance requirements. When the brakes are tested in
accordance with the test procedures set out in S6.9.6.1, there shall be
no wheel lock beyond that allowed for in paragraph S6.9.1(d), and the
vehicle wheels shall stay within the test lane.
S6.9.7 Wheel lock check--low to high friction surface transition.
S6.9.7.1 Test conditions and procedure.
(a) Test surfaces. A low friction surface immediately followed by a
high friction surface with a PBC =0.90.
(b) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(c) Test speed. The speed that will result in 50 km/h or 0.5 Vmax,
whichever is the lower, at the point where the vehicle passes from the
low friction to the high friction surface.
(d) Brake application.
(1) Each service brake system control applied separately.
(2) Where ABS is fitted to both brake systems, simultaneous
application of both brake controls in addition to (1).
(e) Brake actuation force. The force applied is that which is
necessary to ensure that the ABS will cycle fully throughout each stop,
down to 10 km/h.
(f) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 3 stops.
(g) For each stop, accelerate the vehicle to the test speed and then
actuate the brake control before the vehicle reaches the transition from
one friction surface to the other.
(h) Record the vehicle's continuous deceleration.
S6.9.7.2 Performance requirements. When the brakes are tested in
accordance with the test procedures set out in S6.9.7.1:
(a) There shall be no wheel lock beyond that allowed for in
paragraph S6.9.1(d), and the vehicle wheels shall stay within the test
lane, and
(b) within 1 second of the rear wheel passing the transition point
between the low and high friction surfaces, the vehicle deceleration
shall increase.
S6.9.8 Stops with an ABS electrical failure.
S6.9.8.1 Test conditions and procedure. With the ABS electrical
system disabled, carry out the test set out in S6.3 (dry stop test--
single brake control actuated) applying the conditions relevant to the
brake system and vehicle being tested.
S6.9.8.2 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in S6.9.8.1:
(a) The system shall comply with the failure warning requirements of
S5.1.10.2; and
(b) the minimum requirements for stopping distance shall be as
specified in column 2 under the heading ``Single brake system, rear
wheel(s) braking only'' in Table 2.
S6.10 Partial failure test--for split service brake systems.
S6.10.1 General information.
(a) The test is only applicable to vehicles that are equipped with
split service brake systems.
(b) The test is to confirm the performance of the remaining
subsystem in the event of a hydraulic system leakage failure.
S6.10.2 Vehicle condition.
[[Page 614]]
(a) The test is applicable to motorcycle categories 3-3, 3-4 and 3-
5.
(b) Lightly loaded.
(c) Engine disconnected.
S6.10.3 Test conditions and procedure.
(a) Initial brake temperature. Initial brake temperature is
=55 [deg]C and <=100 [deg]C.
(b) Test speed. Test speed is 50 km/h and 100 km/h or 0.8 Vmax,
whichever is lower.
(c) Brake actuation force.
(1) Hand control: <=250 N.
(2) Foot control: <=400 N.
(d) Number of stops: until the vehicle meets the performance
requirements, with a maximum of 6 stops for each test speed.
(e) Alter the service brake system to induce a complete loss of
braking in any one subsystem. Then, for each stop, accelerate the
vehicle to the test speed and then actuate the brake control under the
conditions specified in this paragraph.
(f) Repeat the test for each subsystem.
S6.10.4 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in S6.10.3:
(a) the system shall comply with the failure warning requirements
set out in paragraph S5.1.10.1; and
(b) the stopping distance (S) shall be <=0.1 V + 0.0117 V\2\ (where
V is the specified test speed in km/h and S is the required stopping
distance in meters).
S6.11 Power-assisted braking system failure test.
S6.11.1 General information.
(a) The test is not conducted when the vehicle is equipped with
another separate service brake system.
(b) The test is to confirm the performance of the service brake
system in the event of failure of the power assistance.
S6.11.2 Test conditions and procedure. Carry out the test set out in
S6.3.3 (dry stop test--single brake control actuated) for each service
brake system with the power assistance disabled.
S6.11.3 Performance requirements. When the brakes are tested in
accordance with the test procedure set out in S6.11.2, the stopping
distance shall be as specified in column 2 of Table 4. Note that if the
power assistance may be activated by more than one control, the above
performance shall be achieved when each control is actuated separately.
Tables and Figures to Sec. 571.122
Table 1--Test Sequence
------------------------------------------------------------------------
Test order Paragraph
------------------------------------------------------------------------
1. Dry stop--single brake control actuated................ S6.3
2. Dry stop--all service brake controls actuated.......... S6.4
3. High speed............................................. S6.5
4. Wet brake.............................................. S6.6
5. If fitted:
6.1. Parking brake system............................... S6.8
6.2. ABS................................................ S6.9
6.3. Partial failure, for split service brake systems... S6.10
6.4. Power-assisted braking system failure.............. S6.11
6. Heat fade.............................................. S6.7
------------------------------------------------------------------------
Table 2--Performance Requirements, Dry Stop Test--Single Brake Control
Actuated
------------------------------------------------------------------------
Column 1 Column 2
------------------------------------------------------------------------
Stopping Distance(s) (where V is the
specified test speed in km/h and S is
Motorcycle category the required stopping distance in
meters)
------------------------------------------------------------------------
Single brake system, front wheel(s) braking only
------------------------------------------------------------------------
3-1.............................. S <=0.1 V + 0.0111 V \2\.
3-2.............................. S <=0.1 V + 0.0143 V \2\.
3-3.............................. S <=0.1 V + 0.0087 V \2\.
3-4.............................. S <=0.1 V + 0.0105 V \2\.
3-5.............................. Not applicable.
------------------------------------------------------------------------
Single brake system, rear wheel(s) braking only
------------------------------------------------------------------------
3-1.............................. S <=0.1 V + 0.0143 V \2\.
3-2.............................. S <=0.1 V + 0.0143 V \2\.
3-3.............................. S <=0.1 V + 0.0133 V \2\.
3-4.............................. S <=0.1 V + 0.0105 V \2\.
3-5.............................. Not applicable.
------------------------------------------------------------------------
Vehicles with CBS or split service brake systems: For laden and lightly
loaded conditions
------------------------------------------------------------------------
3-1 and 3-2...................... S <=0.1 V + 0.0087 V \2\.
3-3.............................. S <=0.1 V + 0.0076 V \2\.
3-4.............................. S <=0.1 V + 0.0071 V \2\.
3-5.............................. S <=0.1 V + 0.0077 V \2\.
------------------------------------------------------------------------
Vehicles with CBS--secondary service brake system
------------------------------------------------------------------------
ALL.............................. S <=0.1 V + 0.0154 V. \2\
------------------------------------------------------------------------
Table 3--ABS Tests
------------------------------------------------------------------------
ABS Tests Paragraph
------------------------------------------------------------------------
a. Stops on a high friction surface--as specified in S6.9.3
S6.1.1.1..................................................
b. Stops on a low friction surface--as specified in S6.9.4
S6.1.1.2..................................................
c. Wheel lock checks on high and low friction surfaces..... S6.9.5
[[Page 615]]
d. Wheel lock check--high to low friction surface S6.9.6
transition................................................
e. Wheel lock check--low to high friction surface S6.9.7
transition................................................
f. Stops with an ABS electrical failure.................... S6.9.8
------------------------------------------------------------------------
Table 4--Performance Requirements, Power-Assisted Braking System Failure
Test
------------------------------------------------------------------------
Column 1 Column 2
------------------------------------------------------------------------
Stopping Distance(s) (where V is the
specified test speed in km/h and S
Vehicle category is the required stopping distance in
meters)
------------------------------------------------------------------------
Single brake system
------------------------------------------------------------------------
3-1............................... S <=0.1 V + 0.0143 V \2\.
3-2............................... S <=0.1 V + 0.0143 V \2\.
3-3............................... S <=0.1 V + 0.0133 V \2\.
3-4............................... S <=0.1 V + 0.0105 V \2\.
------------------------------------------------------------------------
Vehicles with CBS or split service brake systems
------------------------------------------------------------------------
All............................... S <=0.1 V + 0.0154 V. \2\
------------------------------------------------------------------------
[GRAPHIC] [TIFF OMITTED] TR24AU12.000
[[Page 616]]
[GRAPHIC] [TIFF OMITTED] TR24AU12.001
[[Page 617]]
[GRAPHIC] [TIFF OMITTED] TR24AU12.002
[77 FR 51671, Aug. 24, 2012, as amended at 86 FR 1298, Jan. 8, 2021; 87
FR 34810, June 8, 2022]
Sec. 571.122a Standard No. 122; Motorcycle brake systems.
S1. Scope. This standard specifies performance requirements for
motorcycle brake systems.
S2. Purpose. The purpose of the standard is to insure safe
motorcycle braking performance under normal and emergency conditions.
S3. Application. This standard applies to motorcycles. However, this
standard does not apply to motorcycles certified to comply with Sec.
571.122.
S4. Definitions.
Braking interval means the distance measured from the start of one
brake application to the start of the next brake application.
Initial brake temperature means the temperature of the hottest
service brake of the vehicle 0.2 mile before any brake application.
Skid number means the frictional resistance of a pavement measured
in accordance with ASTM E274-70 (incorporated by reference, see Sec.
571.5) at 40 mph, omitting water delivery as specified in paragraphs 7.1
and 7.2 of that method.
Stopping distance means the distance traveled by a vehicle from the
start of the brake application to the point where the vehicle stops.
Split service brake system means a brake system consisting of two or
more subsystems actuated by a single control designed so that a leakage-
type failure of a pressure component in a
[[Page 618]]
single subsystem (except structural failure of a housing that is common
to all subsystems) shall not impair the operation of the other
subsystem(s).
S5. Requirements. Each motorcycle shall meet the following
requirements under the conditions specified in S6, when tested according
to the procedures and in the sequence specified in S7. Corresponding
test procedures of S7 are indicated in parentheses. If a motorcycle is
incapable of attaining a specified speed, its service brakes shall be
capable of stopping the vehicle from the multiple of 5 m.p.h. that is 4
m.p.h. to 8 m.p.h. less than the speed attainable in 1 mile, within
stopping distances that do not exceed the stopping distances specified
in Table 1.
S5.1 Required equipment--split service brake system. Each motorcycle
shall have either a split service brake system or two independently
actuated service brake systems.
S5.1.1 Mechanical service brake system. Failure of any component in
a mechanical service brake system shall not result in a loss of braking
ability in the other service brake system on the vehicle.
S5.1.2 Hydraulic service brake system. A leakage failure in a
hydraulic service brake system shall not result in a loss of braking
ability in the other service brake system on the vehicle. Each
motorcycle equipped with a hydraulic brake system shall have the
equipment specified in S5.1.2.1 and S5.1.2.2.
S5.1.2.1 Master cylinder reservoirs. Each master cylinder shall have
a separate reservoir for each brake circuit, with each reservoir filler
opening having its own cover, seal, and cover retention device. Each
reservoir shall have a minimum capacity equivalent to one and one-half
times the total fluid displacement resulting when all the wheel
cylinders or caliper pistons serviced by the reservoir move from a new
lining, fully retracted position to a fully worn, fully applied
position. Where adjustment is a factor, the worst condition of
adjustment shall be used for this measurement.
S5.1.2.2 Reservoir labeling. Each motorcycle shall have a brake
fluid warning statement that reads as follows, in letters at least three
thirty-seconds of an inch high:
Warning: Clean filler cap before removing. Use only ______ fluid
from a sealed container. (Inserting the recommended type of brake fluid
as specified in 49 CFR 571.116, e.g., DOT 3.)
The lettering shall be:
(a) Permanently affixed, engraved, or embossed;
(b) Located so as to be visible by direct view, either on or within
4 inches of the brake-fluid reservoir filler plug or cap; and
(c) Of a color that contrasts with its background, if it is not
engraved or embossed.
S5.1.3 Split service brake system. In addition to the equipment
required by S5.1.2 each motorcycle equipped with a split service brake
system shall have a failure indicator lamp as specified in S5.1.3.1.
S5.1.3.1 Failure indicator lamp.
(a) One or more electrically operated service brake system failure
indicator lamps that is mounted in front of and in clear view of the
driver, and that is activated--
(1) In the event of pressure failure in any part of the service
brake system, other than a structural failure of either a brake master
cylinder body in a split integral body type master cylinder system or a
service brake system failure indicator body, before or upon application
of not more than 20 pounds of pedal force upon the service brake.
(2) Without the application of pedal force, when the level of brake
fluid in a master cylinder reservoir drops to less than the recommended
safe level specified by the manufacturer or to less than one-half the
fluid reservoir capacity, whichever is the greater.
(b) All failure indicator lamps shall be activated when the ignition
switch is turned from the ``off'' to the ``on'' or to the ``start''
position.
(c) Except for the momentary activation required by S5.1.3.1(b),
each indicator lamp, once activated, shall remain activated as long as
the condition exists, whenever the ignition switch is in the ``on''
position. An indicator lamp activated when the ignition is turned to the
``start'' position shall be deactivated upon return of the switch to the
``on'' position unless a failure exists in the service brake system.
[[Page 619]]
(d) Each indicator lamp shall have a red lens with the legend
``Brake Failure'' on or adjacent to it in letters not less than three
thirty-seconds of an inch high that shall be legible to the driver in
daylight when lighted.
S5.1.4 Parking brake. Each three-wheeled motorcycle shall be
equipped with a parking brake of a friction type with a solely
mechanical means to retain engagement.
S5.1.5 Other requirements. The brake system shall be installed so
that the lining thickness of drum brake shoes may be visually inspected,
either directly or by use of a mirror without removing the drums, and so
that disc brake friction lining thickness may be visually inspected
without removing the pads.
S5.2 Service brake system--first (preburnish) effectiveness.
S5.2.1 Service brake system. The service brakes shall be capable of
stopping the motorcycle from 30 m.p.h. and 60 m.p.h. within stopping
distances which do not exceed the stopping distances specified in Column
I of Table I (S7.3.1).
S5.2.2 Partial service brake system. Each independently actuated
service brake system on each motorcycle shall be capable of stopping the
motorcycle from 30 m.p.h. and 60 m.p.h. within stopping distances which
do not exceed the stopping distances specified in Column II of Table I
(S7.3.2).
S5.3 Service brake system--second effectiveness. The service brakes
shall be capable of stopping the motorcycle from 30 m.p.h., 60 m.p.h.,
80 m.p.h., and the multiple of 5 m.p.h. that is 4 m.p.h. to 8 m.p.h.
less than the speed attainable in 1 mile if this speed is 95 m.p.h. or
greater, within stopping distances that do not exceed the stopping
distances specified in Column III of Table I (S7.5).
S5.4 Service brake system--fade and recovery. These requirements do
not apply to a motor-driven cycle whose speed attainable in 1 mile is 30
m.p.h. or less.
S5.4.1 Baseline check--minimum and maximum pedal forces. The pedal
and lever forces used in establishing the fade baseline check average
shall be within the limits specified in S6.10 (S7.6.1).
S5.4.2 Fade. Each motorcycle shall be capable of making 10 fade
stops from 60 m.p.h. at not less than 15 f.p.s.p.s. for each stop
(S7.6.2).
S5.4.3 Fade recovery. Each motorcycle shall be capable of making
five recovery stops with a pedal force that does not exceed 400 Newtons
(90 pounds), and a hand lever force that does not exceed 245 Newtons (55
pounds) for any of the first four recovery stops and that for the fifth
recovery stop, is within, plus 89 Newtons (20 pounds) and minus 44
Newtons (10 pounds) of the fade test baseline check average force
(S7.6.3), but not less than 0 Newtons (0 pounds).
S5.5 Service brake system--final effectiveness. These requirements
do not apply to a motor-driven cycle whose speed attainable in 1 mile is
30 mph or less.
S5.5.1 Service brake system. The service brakes shall be capable of
stopping the motorcycle in a manner that complies with S5.3 (S7.8.1).
S5.5.2 Hydraulic service brake system--partial failure. In the event
of a pressure component leakage failure, other than a structural failure
of either a brake master cylinder body in a split integral body type
master cylinder system or a service brake system failure indicator body,
the remaining portion of the service brake system shall continue to
operate and shall be capable of stopping the motorcycle from 30 m.p.h.
and 60 m.p.h. within stopping distances that do not exceed the stopping
distances specified in Column IV of Table I (S7.8.2).
S5.6 Parking brake system. The parking brake system shall be capable
of holding the motorcycle stationary (to the limits of traction of the
braked wheels), for 5 minutes, in both forward and reverse directions,
on a 30 percent grade, with an applied force of not more than 90 pounds
for a foot-operated system and 55 pounds for a hand-operated system
(S7.9).
S5.7 Service brake system--water recovery.
S5.7.1 Baseline check. The pedal and lever forces used in
establishing the water recovery baseline check average shall be within
the limits specified in S6.10 (S7.10.1).
[[Page 620]]
S5.7.2 Water recovery test. Each motorcycle shall be capable of
making five recovery stops with a pedal force that does not exceed 400
Newtons (90 pounds), and hand lever force that does not exceed 245
Newtons (55 pounds), for any of the first four recovery stops, and that
for the fifth recovery stop, is within, plus 89 Newtons (20 pounds) and
minus 44 Newtons (10 pounds) of the water recovery baseline check
average force (S7.10.2), but not less than 0 Newtons (0 pounds).
S5.8 Service brake system design durability. Each motorcycle shall
be capable of completing all braking requirements of S5 without
detachment of brake linings from the shoes or pad, detachment or
fracture of any brake system components, or leakage of fluid or
lubricant at the wheel cylinder, and master cylinder reservoir cover,
seal, or retention device (S7.11).
S6 Test conditions. The requirements of S5 shall be met under the
following conditions. Where a range of conditions is specified, the
motorcycle shall be capable of meeting the requirements at all points
within the range.
S6.1 Vehicle weight. Motorcycle weight is unloaded vehicle weight
plus 200 pounds (including driver and instrumentation), with the added
weight distributed in the saddle or carrier if so equipped.
S6.2 Tire inflation pressure. Tire inflation pressure is the
pressure recommended by the manufacturer for the vehicle weight
specified in paragraph S6.1.
S6.3 Transmission. Unless otherwise specified, all stops are made
with the clutch disengaged.
S6.4 Engine. Engine idle speed and ignition timing settings are
according to the manufacturer's recommendations. If the vehicle is
equipped with an adjustable engine speed governor, it is adjusted
according to the manufacturer's recommendation.
S6.5 Ambient temperature. The ambient temperature is between 32
[deg]F. and 100 [deg]F.
S6.6 Wind velocity. The wind velocity is zero.
S6.7 Road surface. Road tests are conducted on level roadway having
a skid number of 81. The roadway is 8 feet wide for two-wheeled
motorcycles, and overall vehicle width plus 5 feet for three-wheeled
motorcycles. The parking brake test surface is clean, dry, smooth
portland cement concrete.
S6.8 Vehicle position. The motorcycle is aligned in the center of
the roadway at the start of each brake application. Stops are made
without any part of the motorcycle leaving the roadway and without
lockup of any wheel.
S6.9 Thermocouples. The brake temperature is measured by plug-type
thermocouples installed in the approximate center of the facing length
and width of the most heavily loaded shoe or disc pad, one per brake, as
shown in Figure 1.
S6.10 Brake actuation forces. Except for the requirements of the
fifth recovery stop in S5.4.3 and S5.7.2 (S7.6.3 and S7.10.2), the hand
lever force is not less than 10 Newtons (2.3 pounds) and not more than
245 Newtons (55 pounds) and the foot pedal force is not less than 25
Newtons (5.6 pounds) and not more than 400 Newtons (90 pounds). The
point of initial application of the lever forces is 1.2 inches from the
end of the brake lever grip. The direction of the force is perpendicular
to the handle grip on the plane along which the brake lever rotates, and
the point of application of the pedal force is the center of the foot
contact pad of the brake pedal. The direction of the force is
perpendicular to the foot contact pad on the plane along which the brake
pedal rotates, as shown in Figure 2.
S7. Test procedures and sequence. Each motorcycle shall be capable
of meeting all the requirements of this standard when tested according
to the procedures and in the sequence set forth below without replacing
any brake system part, or making any adjustments to the brake system
other than as permitted in S7.4. A motorcycle shall be deemed to comply
with S5.2, S5.3 and S5.5 if at least one of the stops specified in S7.3,
S7.5 and S7.8 is made within the stopping distances specified in Table
I.
S7.1 Braking warming. If the initial brake temperature for the first
stop in a test procedure (other than S7.10) has not been reached, heat
the brakes to the initial brake temperature by making up to 10 stops
from 30 m.p.h. at a deceleration of not more than 10
[[Page 621]]
f.p.s.p.s. On independently operated brake systems, the coldest brake
shall be within 10 [deg]F. of the hottest brake.
S7.2 Pretest instrumentation check. Conduct a general check of test
instrumentation by making not more than 10 stops from a speed of not
more than 30 m.p.h. at a deceleration of not more than 10 f.p.s.p.s. If
test instrument repair, replacement, or adjustment is necessary, make
not more than 10 additional stops after such repair, replacement or
adjustment.
S7.3 Service brake system--first (preburnished) effectiveness test.
S7.3.1 Service brake system. Make six stops from 30 m.p.h. and then
six stops from 60 m.p.h. with an initial brake temperature between 130
[deg]F. and 150 [deg]F.
S7.3.2 Partial service brake system. For a motorcycle with two
independently actuated service brake systems, repeat S7.3.1 using each
service brake system individually.
S7.4 Service brake system--burnish procedure. Burnish the brakes by
making 200 stops from 30 m.p.h. at 12 f.p.s.p.s. The braking interval
shall be either the distance necessary to reduce the initial brake
temperature to between 130 [deg]F. and 150 [deg]F. or 1 mile, whichever
occurs first. Accelerate at maximum rate to 30 m.p.h. immediately after
each stop and maintain that speed until making the next stop. After
burnishing adjust the brakes in accordance with the manufacturer's
recommendation.
S7.5 Service brake system--second effectiveness test. Repeat S7.3.1.
Then, make four stops from 80 m.p.h. and four stops from the multiple of
5 m.p.h. that is 4 m.p.h. to 8 m.p.h. less than the speed attainable in
1 mile if that speed is 95 m.p.h. or greater.
S7.6 Service brake system--fade and recovery test. These
requirements do not apply to a motor-driven cycle whose speed attainable
in 1 mile is 30 m.p.h. or less.
S7.6.1 Baseline check stops. Make three stops from 30 m.p.h. at 10
to 11 f.p.s.p.s. for each stop. Compute the average of the maximum brake
pedal forces and the maximum brake lever forces required for the three
stops.
S7.6.2 Fade stops. Make 10 stops from 60 m.p.h. at not less than 15
f.p.s.p.s. for each stop. The initial brake temperature before the first
brake application shall be between 130 [deg]F. and 150 [deg]F. Initial
brake temperatures before brake applications for subsequent stops shall
be those occurring at the distance intervals. Attain the required
deceleration as quickly as possible and maintain at least this rate for
not less than three-fourths of the total stopping distance for each
stop. The interval between the starts of service brake applications
shall be 0.4 mile. Drive 1 mile at 30 m.p.h. after the last fade stop
and immediately conduct the recovery test specified in S7.6.3.
S7.6.3 Recovery test. Make five stops from 30 m.p.h. at 10 to 11
f.p.s.p.s. for each stop. The braking interval shall not be more than 1
mile. Immediately after each stop accelerate at maximum rate to 30
m.p.h. and maintain that speed until making the next stop.
S7.7 Service brake system--reburnish. Repeat S7.4 except make 35
burnish stops instead of 200 stops. Brakes may be adjusted after
reburnish if no tools are used. These requirements do not apply to a
motor-driven cycle whose speed attainable in 1 mile is 30 m.p.h. or
less.
S7.8 Service brake system--final effectiveness test. These
requirements do not apply to a motor-driven cycle whose speed attainable
in 1 mile is 30 m.p.h. or less.
S7.8.1 Service brake system. Repeat S7.5 including S7.3.1.
S7.8.2 Partial service brake system test. Alter the service brake
system on three-wheeled motorcycles to induce a complete loss of braking
in any one subsystem. Determine the line pressure or pedal force
necessary to cause the brake system failure indicator to operate. Make
six stops from 30 m.p.h. and then six stops from 60 m.p.h. with an
initial brake temperature between 130 [deg]F. and 150 [deg]F. Repeat for
each subsystem. Determine that the brake failure indicator is operating
when the master cylinder fluid level is less than the level specified in
S5.1.3.1(a)(2), and that it complies with S5.1.3.1(c). Check for proper
operation with each reservoir in turn at a low level. Restore the
service brake system to normal at completion of this test.
S7.9 Parking brake test. Starting with an initial brake temperature
of
[[Page 622]]
not more than 150 [deg]F., drive the motorcycle downhill on the 30
percent grade with the longitudinal axis of the motorcycle in the
direction of the grade. Apply the service brakes with a force not
exceeding 90 pounds to stop the motorcycle and place the transmission in
neutral. Apply the parking brake by exerting a force not exceeding those
specified in S5.6. Release the service brake and allow the motorcycle to
remain at rest (to the limit of traction of the braked wheels) for 5
minutes. Repeat the test with the motorcycle parked in the reversed
(uphill) position on the grade.
S7.10 Service brake system--water recovery test.
S7.10.1 Baseline check stops. Make three stops from 30 m.p.h. at 10
to 11 f.p.s.p.s. for each stop. Compute the average of the maximum brake
pedal forces and of the maximum brake lever forces required for the
three stops.
S7.10.2 Wet brake recovery stops. Completely immerse the rear brake
assembly of the motorcycle in water for 2 minutes with the brake fully
released. Next completely immerse the front brake assembly of the
motorcycle in water for 2 minutes with the brake fully released. Perform
the entire wetting procedure in not more than 7 minutes. Immediately
after removal of the front brake from water, accelerate at a maximum
rate to 30 mi/h without a brake application. Immediately upon reaching
that speed make five stops, each from 30 mi/h at 10 to 11 ft/s\2\ for
each stop. After each stop (except the last) accelerate the motorcycle
immediately at a maximum rate to 30 mi/h and begin the next stop.
S7.11 Final inspection. Upon completion of all the tests inspect the
brake system in an assembled condition, for compliance with the brake
lining inspection requirements. Disassemble all brakes and inspect:
(a) The entire brake system for detachment or fracture of any
component.
(b) Brake linings for detachment from the shoe or pad.
(c) Wheel cylinder, master cylinder, and axle seals for fluid or
lubricant leakage.
(d) Master cylinder for reservoir capacity and retention device.
(e) Master cylinder label for compliance with S5.1.2.2.
Table I--Stopping Distances for Effectiveness, Fade and Partial System Tests
----------------------------------------------------------------------------------------------------------------
Stopping distance, feet--Effectiveness tests
---------------------------------------------------------------------------
Preburnish
Preburnish effectiveness Effectiveness Effectiveness
Vehicle test speed, m.p.h. effectiveness partial total system partial hydraulic
total system mechanical (S5.4) (SS5.7.1)-- systems (S5.7.2)--
(S5.2.1)--I systems (S5.2.2)-- III IV
II
----------------------------------------------------------------------------------------------------------------
15.................................. 13 30 11 25
20.................................. 24 54 19 44
25.................................. 37 84 30 68
30.................................. 54 121 43 97
35.................................. 74 165 58 132
40.................................. 96 216 75 173
45.................................. 121 273 95 218
50.................................. 150 337 128 264
55.................................. 181 407 155 326
60.................................. 216 484 185 388
65.................................. ................. ................. 217 455
70.................................. ................. ................. 264 527
75.................................. ................. ................. 303 606
80.................................. ................. ................. 345 689
85.................................. ................. ................. 389 778
90.................................. ................. ................. 484 872
95.................................. ................. ................. 540 971
100................................. ................. ................. 598 1076
105................................. ................. ................. 659 1188
110................................. ................. ................. 723 1302
115................................. ................. ................. 791 1423
120................................. ................. ................. 861 1549
----------------------------------------------------------------------------------------------------------------
[[Page 623]]
Table II--Brake Test Sequence and Requirements
------------------------------------------------------------------------
Sequence L.C. Test procedure Requirements
------------------------------------------------------------------------
1. Instrumentation check.......... S7.2 .................
2. First (Preburnish)
effectiveness test:
(a) Service brake system........ S7.3.1 S5.2.1
(b) Partial service brake system S7.3.2 S5.2.2
3. Burnish procedure.............. S7.4 .................
4. Second effectiveness test...... S7.5 S5.3
5. First fade and recovery test... S7.6 S5.4
6. Reburnish...................... S7.7 .................
7. Final effectiveness test:
(a) Service brake system........ S7.8.1 S5.5.1
(b) Partial service brake system S7.8.2 S5.5.2
8. Parking brake test (three- S7.9 S5.6
wheeled motorcycles only)........
9. Water recovery test............ S7.10 S5.7
10. Design durability............. S7.11 S5.8
------------------------------------------------------------------------
[[Page 624]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.059
(Authority: Delegation of authority at 38 FR 12147; secs. 102, 103, 119,
Pub. L. 89-563, 80 Stat. 718 (15 U.S.C. 1391, 1392, 1407); delegations
of authority at 49 CFR 1.50 and 49 CFR 501.8)
[37 FR 5034, Mar. 9, 1972, as amended at 37 FR 11974, June 16, 1972; 38
FR 14753, June 5, 1973; 39 FR 32914, Sept. 12, 1974; 39 FR 43075, Dec.
10, 1974; 41 FR 24593, June 17, 1976; 43 FR 9606, Mar. 9, 1978; 43 FR
46548, Oct. 10, 1978; 66 FR 42617, Aug. 14, 2001; 77 FR 760, Jan. 6,
2012. Redesignated and amended at 77 FR 51671, Aug. 24, 2012]
[[Page 625]]
Sec. 571.123 Standard No. 123; Motorcycle controls and displays.
S1. Scope. This standard specifies requirements for the location,
operation, identification, and illumination of motorcycle controls and
displays, and requirements for motorcycle stands and footrests.
S2. Purpose. The purpose of this standard is to minimize accidents
caused by operator error in responding to the motoring environment, by
standardizing certain motorcycle controls and displays.
S3. Application. This standard applies to motorcycles equipped with
handlebars, except for motorcycles that are designed, and sold
exclusively for use by law enforcement agencies.
S4. Definitions. Clockwise and counterclockwise mean opposing
directions of rotation around the following axes, as applicable.
(a) The operational axis of the ignition control, viewed from in
front of the ignition lock opening;
(b) The axis of the right handlebar on which the twist-grip throttle
is located, viewed from the end of that handlebar;
(c) The axis perpendicular to the center of the speedometer, viewed
from the operator's normal eye position.
Scooter means a motorcycle that:
(1) Has a platform for the operator's feet or has integrated
footrests, and
(2) Has a step-through architecture, meaning that the part of the
vehicle forward of the operator's seat and between the legs of an
operator seated in the riding position, is lower in height than the
operator's seat.
S5. Requirements.
S5.1. Each motorcycle shall be equipped with a supplemental engine
stop control, located and operable as specified in Table 1.
S5.2 Each motorcycle to which this standard applies shall meet the
following requirements:
S5.2.1 Control location and operation. If any item of equipment
listed in Table 1, Column 1, is provided, the control for such item
shall be located as specified in Column 2, and operable as specified in
Column 3. Each control located on a right handlebar shall be operable by
the operator's right hand throughout its full range without removal of
the operator's right hand from the throttle. Each control located on a
left handlebar shall be operable by the operator's left hand throughout
its full range without removal of the operator's left hand from the
handgrip. If a motorcycle with an automatic clutch other than a scooter
is equipped with a supplemental rear brake control, the control shall be
located on the left handlebar. If a scooter with an automatic clutch is
equipped with a supplemental rear brake control, the control shall be on
the right side and operable by the operator's right foot. A supplemental
control shall provide brake actuation identical to that provided by the
required control of Table 1, Item 11, of this Standard. If a motorcycle
is equipped with self-proportioning or antilock braking devices
utilizing a single control for front and rear brakes, the control shall
be located and operable in the same manner as a rear brake control, as
specified in Table 1, Item 11, and in this paragraph.
S5.2.2 Display illumination and operation. If an item of equipment
listed in Table 2, Column 1, is provided, the display for such item
shall be visible to a seated operator under daylight conditions, shall
illuminate as specified in Column 2, and shall operate as specified in
Column 3.
S5.2.3 Control and display identification. If an item of equipment
in Table 3, Column 1, is provided, the item and its operational function
shall be identified by:
(a) A symbol substantially in the form shown in Column 3; or
(b) Wording shown in both Column 2 and Column 4; or
(c) A symbol substantially in the form shown in Column 3 and wording
shown in both Column 2 and Column 4.
(d) The abbreviations ``M.P.H.'', ``km/h'', ``r/min'', ``Hi'',
``Lo'', ``L'', ``R'', and ``Res'' appearing in Column 2 and Column 4 may
be spelled in full. Symbols and words may be provided for equipment
items where none are shown in Column 2, Column 3, and Column 4. Any
identification provided shall be placed on or adjacent to the control or
display position, and shall appear upright to the operator.
S5.2.4 Stands. A stand shall fold rearward and upward if it contacts
the
[[Page 626]]
ground when the motorcycle is moving forward.
S5.2.5 Footrests. Footrests shall be provided for each designated
seating position. Each footrests for a passenger other than an operator
shall fold rearward and upward when not in use.
[GRAPHIC] [TIFF OMITTED] TR30AU05.000
[[Page 627]]
[GRAPHIC] [TIFF OMITTED] TR30AU05.001
Table 2--Motorcycle Display Illumination and Operation Requirements
----------------------------------------------------------------------------------------------------------------
Display--Column 1 Illumination--Column 2 Operation--Column 3
----------------------------------------------------------------------------------------------------------------
1. Speedometer......................... Yes............................ The display is illuminated whenever
the headlamp is activated.
2. Neutral indication.................. Green display lamp............. The display lamp illuminates when the
gear selector is in neutral position.
----------------------------------------------------------------------------------------------------------------
[[Page 628]]
[GRAPHIC] [TIFF OMITTED] TR08JA21.013
[[Page 629]]
[GRAPHIC] [TIFF OMITTED] TR08JA21.014
[37 FR 7207, Apr. 12, 1972, as amended at 37 FR 17475, Aug. 29, 1972; 39
FR 32915, Sept. 12, 1974; 48 FR 42819, Sept. 20, 1983; 49 FR 35381,
Sept. 7, 1984; 49 FR 35504, Sept. 10, 1984; 56 FR 61387, Dec. 3, 1991;
63 FR 28933, May 27, 1998; 63 FR 51001, Sept. 24, 1998; 70 FR 51295,
Aug. 30, 2005; 86 FR 1298, Jan. 8, 2020]
Sec. 571.124 Standard No. 124; Accelerator control systems.
S1. Scope. This standard establishes requirements for the return of
a vehicle's throttle to the idle position when the driver removes the
actuating force from the accelerator control, or in the event of a
severance or disconnection in the accelerator control system.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries resulting from engine overspeed caused by malfunctions in the
accelerator control system.
S3. Application. This standard applies to passenger cars, multi-
purpose passenger vehicles, trucks, and buses.
S4. Definitions.
S4.1 Driver-operated accelerator control system means all vehicle
components, except the fuel metering device, that regulate engine speed
in direct response to movement of the driver-operated control and that
return the throttle to the idle position upon release of the actuating
force.
Fuel metering device means the carburetor, or in the case of certain
engines the fuel injector, fuel distributor or fuel injection pump.
Throttle means the component of the fuel metering device that
connects to the driver-operated accelerator control system and that by
input from the driver-operated accelerator control system controls the
engine speed.
Idle position means the position of the throttle at which it first
comes in contact with an engine idle speed control appropriate for
existing conditions according to the manufacturers' recommendations.
These conditions include, but are not limited to, engine speed
adjustments for cold engine, air
[[Page 630]]
conditioning, and emission control, and the use of throttle setting
devices.
Ambient temperature means the surrounding air temperature, at a
distance such that it is not significantly affected by heat from the
vehicle under test.
S4.2 In the case of vehicles powered by electric motors, the words
throttle and idle refer to the motor speed controller and motor
shutdown, respectively.
S5. Requirements. The vehicle shall meet the following requirements
when the engine is running under any load condition, and at any ambient
temperature between -40 degrees Celsius and + 52 degrees Celsius after
12 hours of conditioning at any temperature within that range.
S5.1 There shall be at least two sources of energy capable of
returning the throttle to the idle position within the time limit
specified by S5.3 from any accelerator position or speed whenever the
driver removes the opposing actuating force. In the event of failure of
one source of energy by a single severance or disconnection, the
throttle shall return to the idle position within the time limits
specified by S5.3, from any accelerator position or speed whenever the
driver removes the opposing actuating force.
S5.2 The throttle shall return to the idle position from any
accelerator position or any speed of which the engine is capable
whenever any one component of the accelerator control system is
disconnected or severed at a single point. The return to idle shall
occur within the time limit specified by S5.3, measured either from the
time of severance or disconnection or from the first removal of the
opposing actuating force by the driver.
S5.3 Except as provided below, maximum time to return to idle
position shall be 1 second for vehicles of 4536 kilograms or less GVWR,
and 2 seconds for vehicles of more than 4536 kilograms GVWR. Maximum
time to return to idle position shall be 3 seconds for any vehicle that
is exposed to ambient air at -18 degrees Celsius to -40 degrees Celsius
during the test or for any portion of the 12-hour conditioning period.
[38 FR 2980, Jan. 31, 1973, as amended at 60 FR 13645, Mar. 14, 1995]
Sec. 571.125 Standard No. 125; Warning devices.
S1. Scope. This standard establishes requirements for devices,
without self-contained energy sources, that are designed to be carried
in motor vehicles and used to warn approaching traffic of the presence
of a stopped vehicle, except for devices designed to be permanently
affixed to the vehicle.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries due to rear end collisions between moving traffic and disabled
vehicles.
S3. Application. This standard applies to devices, without self-
contained energy sources, that are designed to be carried in buses and
trucks that have a gross vehicle weight rating (GVWR) greater than
10,000 pounds. These devices are used to warn approaching traffic of the
presence of a stopped vehicle, except for devices designed to be
permanently affixed to the vehicle.
S4. Definitions. Entrance angle means the angle having as its sides
the line through the center, and normal to the face, of the object to be
tested, and the line from the center of the object to the center of the
source of illumination (Figure 2).
Fluorescent means the property of emitting visible light due to the
absorption of radiation of a shorter wavelength which may be outside the
visible spectrum.
Observation angle means the angle having as its sides the line from
the observation point to the center of the object to be tested and the
line from the center of that object to the center of the source of
illumination (Figure 2).
Reflex reflective means reflective of light in directions close to
the direction of incident light, over a wide range of variations in the
direction of incident light.
S5. Requirements.
S5.1 Equipment.
[[Page 631]]
S5.1.1 Reflex reflective material and fluorescent material that meet
the requirements of this standard shall be affixed to both faces of the
warning device. Alternatively, a dual purpose orange fluorescent and red
reflective material that meets the requirements of this standard
(hereafter referred to as ``dual purpose material'') may be affixed to
both faces in places of the reflective and fluorescent materials.
S5.1.2 Each warning device shall be protected from damage and
deterioration--
(a) By enclosure in an opaque protective reusable container, except
that two or three warning devices intended to be sold for use as a set
with a single vehicle may be enclosed in a single container; or
(b) By secure attachment to any light-tight, enclosed, and easily
accessible compartment of a new motor vehicle with which it is supplied
by the vehicle manufacturer.
S5.1.3 The warning device shall be designed to be erected, and
replaced in its container, without the use of tools.
S5.1.4 The warning device shall be permanently and legibly marked
with:
(a) Name of manufacturer;
(b) Month and year of manufacture, which may be expressed
numerically, as ``6/72''; and
(c) The symbol DOT, or the statement that the warning device
complies with all applicable Federal motor vehicle safety standards.
S5.1.5 Each warning device shall have instructions for its erection
and display.
(a) The instructions shall be either indelibly printed on the
warning device or attached in such a manner that they cannot be easily
removed.
(b) Instructions for each warning device shall include a
recommendation that the driver activate the vehicular hazard warning
signal lamps before leaving the vehicle to erect the warning device.
(c) Instructions shall include the illustration depicted in Figure 3
indicating recommended positioning.
S5.2 Configuration.
S5.2.1 When the warning device is erected on level ground:
(a) Part of the warning device shall form an equilateral triangle
that stands in a plane not more than 10[deg] from the vertical, with the
lower edge of the base of the triangle horizontal and not less than 1
inch above the ground.
(b) None of the required portion of the reflective material and
fluorescent material shall be obscured by any other part of the warning
device except for any portion of the material over which it is necessary
to provide fasteners, pivoting beads or other means to allow
collapsibility or support of the device. In any event, sufficient
reflective and fluorescent material shall be used on the triangle to
meet the requirements of S5.4 and S5.5.
S5.2.2 Each of the three sides of the triangular portion of the
warning device shall not be less than 17 and not more than 22 inches
long, and not less than 2 and not more than 3 inches wide (Figure 1).
S5.2.3 Each face of the triangular portion of the warning device
shall have an outer border of red reflex reflective material of uniform
width and not less than 0.75 and not more than 1.75 inches wide, and an
inner border of orange fluorescent material of uniform width and not
less than 1.25 and not more than 1.30 inches wide (Figure 1). However,
this requirement shall not apply if the dual purpose material is used.
S5.2.4 Each vertex of the triangular portion of the warning device
shall have a radius of not less than 0.25 inch and not more than 0.50
inch.
S5.2.5 All edges shall be rounded or chamfered, as necessary, to
reduce the possibility of cutting or harm to the user.
S5.2.6 The device shall consist entirely of the triangular portion
and attachments necessary for its support and enclosure, without
additional visible shapes or attachments.
S5.3 Color.
S5.3.1 The color of the red reflex reflective material on the
warning device shall have the following characteristics, both before and
after the warning device has been conditioned in accordance with S6.1,
when the source of illumination is a lamp with a tungsten filament
operating at 2856[deg] Kelvin color temperature. Expressed in terms of
the
[[Page 632]]
International Commission on Illumination (CIE) 1931 standard
colorimetric observer system (CIE chromaticity diagram, Figure 4), the
chromaticity coordinates of the red reflex reflective material shall lie
within the region bounded by the spectrum locus and the lines on the
diagram defined by the following equations:
------------------------------------------------------------------------
Boundary Equations
------------------------------------------------------------------------
Yellow.................................... y = 0.33
White..................................... x + y = 0.98
------------------------------------------------------------------------
S5.3.2 The color of the orange fluorescent material on the warning
device shall have the following characteristics, both before and after
the warning device has been conditioned in accordance with S6.1, when
the source of illumination is a 150-watt high pressure xenon compact arc
lamp. Expressed in terms of the International Commission on Illumination
(CIE) 1931 standard colorimetric observer system, the chromaticity
coordinates of the orange fluorescent material shall lie within the
region bounded by the spectrum locus and the lines on the diagram
defined by the following equations:
------------------------------------------------------------------------
Boundary Equations
------------------------------------------------------------------------
Yellow.................................... y = 0.49x + 0.17
White..................................... x + y = 0.93
Red....................................... y = 0.35
------------------------------------------------------------------------
The 150-watt high pressure xenon compact arc lamp shall illuminate
the sample using the unmodified spectrum at an angle of incidence of
45[deg] and an angle of observation of 90[deg]. If dual purpose material
is being tested, it shall be illuminated by a 150-watt high pressure
xenon compact arc lamp, whose light is diffused by an integrating
sphere.
S5.4 Reflectivity. When the red reflex reflective material on the
warning device is tested in accordance with S6.2, both before and after
the warning device has been conditioned in accordance with S6.1, its
total candlepower per incident foot candle shall be not less than the
values specified in Table I for each of the listed entrance angles.
S5.5 Luminance. When the orange fluorescent material on the warning
device is tested in accordance with S6.3, both before and after the
warning device has been conditioned in accordance with S6.1, it shall
have a minimum relative luminance of 25 percent of a flat magnesium
oxide surface and a minimum product of that relative luminance and width
in inches of 44.
S5.6 Stability. When the warning device is erected on a horizontal
brushed concrete surface both with and against the brush marks and
subjected to a horizontal wind of 40 miles per hour in any direction for
3 minutes--
(a) No part of it shall slide more than 3 inches from its initial
position;
(b) Its triangular portion shall not tilt to a position that is more
than 10[deg] from the vertical; and
(c) Its triangular position shall not turn through a horizontal
angle of more than 10[deg] in either direction from the initial
position.
S5.7 Durability. When the warning device is conditioned in
accordance with S6.1, no part of the warning device shall become warped
or separated from the rest of the warning device.
S6. Test Procedures.
S6.1 Conditions.
S6.1.1 Submit the warning device to the following conditioning
sequence, returning the device after each step in the sequence to
ambient air at 68 [deg]F. for at least 2 hours.
(a) Minus 40 [deg]F. for 16 hours in a circulating air chamber using
ambient air which would have not less than 30 percent and not more than
70 percent relative humidity at 70 [deg]F.;
(b) 150 [deg]F. for 16 hours in a circulating air oven using ambient
air which would have not less than 30 percent and not more than 70
percent relative humidity at 70 [deg]F.;
(c) 100 [deg]F. and 90 percent relative humidity for 16 hours;
(d) Salt spray (fog) test in accordance with ASTM B117-64
(incorporated by reference, see Sec. 571.5), except that the test shall
be for 4 hours rather than 40 hours; and
(e) Immersion for 2 hours in water at a temperature of 100 [deg]F.
S6.2 Reflectivity Test. Test the red reflex reflective materials as
follows:
(a) Unless dual purpose material is used, prevent the orange
fluorescent material from affecting the photometric measurement of the
reflectivity of the red reflex reflective material, either by separation
or masking.
[[Page 633]]
(b) Use a lamp with a tungsten filament operating at 2856[deg]
Kelvin color temperature as the source of illumination.
(c) Place the source of illumination 100 feet from the red reflex
reflective material (Figure 2).
(d) Place the observation point directly above the source of
illumination (Figure 2).
(e) Calculate the total candlepower per incident foot candle of the
red reflex reflective material at each of the entrance and observation
angles specified in Table 1.
S6.3 Luminance Test. Test the orange fluorescent material as
follows:
(a) Unless dual purpose material is used, prevent the red reflex
reflective material from affecting the photometric measurement of the
luminance of the orange fluorescent material.
(b) Using a 150-watt high pressure xenon compact arc lamp as the
light source, illuminate the test sample at an angle of incidence of
45[deg] and an angle of observation of 90[deg]. If dual purpose material
is being tested, illuminate the sample diffusely through an integrating
sphere.
(c) Measure the luminance of the material at a perpendicular viewing
angle, with no ray of the viewing beam more than 5[deg] from the
perpendicular to the specimen.
(d) Repeat the procedure for a flat magnesium oxide surface, and
compute the quotient (percentage) of the luminance of the material
relative to that of the magnesium oxide surface.
[GRAPHIC] [TIFF OMITTED] TC01AU91.061
Fig. 1--Dimensions of Warning Device (Inches)
[[Page 634]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.062
[[Page 635]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.063
[39 FR 28636, Aug. 9, 1974, as amended at 40 FR 4, Jan. 2, 1975; 59 FR
49591, Sept. 29, 1994; 77 FR 760, Jan. 6, 2012]
Sec. 571.126 Standard No. 126; Electronic stability control systems
for light vehicles.
S1. Scope. This standard establishes performance and equipment
requirements for electronic stability control (ESC) systems.
S2. Purpose. The purpose of this standard is to reduce the number of
deaths and injuries that result from crashes in which the driver loses
directional control of the vehicle, including those resulting in vehicle
rollover.
[[Page 636]]
S3 Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses with a gross vehicle
weight rating of 4,536 kilograms (10,000 pounds) or less, according to
the phase-in schedule specified in S8 of this standard.
S4. Definitions.
Ackerman Steer Angle means the angle whose tangent is the wheelbase
divided by the radius of the turn at a very low speed.
Drive configuration means the driver-selected, or default, condition
for distributing power from the engine to the drive wheels (examples
include, but are not limited to, 2-wheel drive, front-wheel drive, rear-
wheel drive, all-wheel drive, 4-wheel drive high gear with locked
differential, and 4-wheel drive low gear).
Electronic stability control system or ESC system means a system
that has all of the following attributes:
(1) That augments vehicle directional stability by applying and
adjusting the vehicle brake torques individually to induce a correcting
yaw moment to a vehicle;
(2) That is computer-controlled with the computer using a closed-
loop algorithm to limit vehicle oversteer and to limit vehicle
understeer;
(3) That has a means to determine the vehicle's yaw rate and to
estimate its side slip or side slip derivative with respect to time;
(4) That has a means to monitor driver steering inputs;
(5) That has an algorithm to determine the need, and a means to
modify engine torque, as necessary, to assist the driver in maintaining
control of the vehicle; and
(6) That is operational over the full speed range of the vehicle
(except at vehicle speeds less than 20 km/h (12.4 mph), when being
driven in reverse, or during system initialization).
Lateral acceleration means the component of the vector acceleration
of a point in the vehicle perpendicular to the vehicle's x-axis
(longitudinal) and parallel to the road plane.
Low-range four-wheel drive configuration means a drive configuration
that has the effect of locking the drive gears at the front and rear
axles together and providing an additional gear reduction between the
engine speed and vehicle speed of at least 2.0.
Mode means an ESC performance algorithm, whether driver-selected or
not (examples include, but are not limited to, standard (default) mode,
performance mode, snow or slippery road mode, or Off mode).
Oversteer means a condition in which the vehicle's yaw rate is
greater than the yaw rate that would occur at the vehicle's speed as a
result of the Ackerman Steer Angle.
Side slip or side slip angle means the arctangent of the lateral
velocity of the center of gravity of the vehicle divided by the
longitudinal velocity of the center of gravity.
Understeer means a condition in which the vehicle's yaw rate is less
than the yaw rate that would occur at the vehicle's speed as a result of
the Ackerman Steer Angle.
Yaw rate means the rate of change of the vehicle's heading angle
measured in degrees/second of rotation about a vertical axis through the
vehicle's center of gravity.
S5. Requirements. Subject to the phase-in set forth in S8, each
vehicle must be equipped with an ESC system that meets the requirements
specified in S5 under the test conditions specified in S6 and the test
procedures specified in S7 of this standard.
S5.1 Required Equipment. Vehicles to which this standard applies
must be equipped with an electronic stability control system that:
S5.1.1 Is capable of applying brake torques individually to all four
wheels and has a control algorithm that utilizes this capability.
S5.1.2 Is operational during all phases of driving including
acceleration, coasting, and deceleration (including braking), except
when the driver has disabled ESC, the vehicle speed is below 20 km/h
(12.4 mph), the vehicle is being driven in reverse, or during system
initialization
S5.1.3 Remains capable of activation even if the antilock brake
system or traction control system is also activated.
S5.2 Performance Requirements. During each test performed under the
test conditions of S6 and the test procedure of S7.9, the vehicle with
the ESC system
[[Page 637]]
engaged must satisfy the stability criteria of S5.2.1 and S5.2.2, and it
must satisfy the responsiveness criterion of S5.2.3 during each of those
tests conducted with a commanded steering wheel angle of 5A or greater,
where A is the steering wheel angle computed in S7.6.1.
S5.2.1 The yaw rate measured one second after completion of the sine
with dwell steering input (time T0 + 1 in Figure 1) must not
exceed 35 percent of the first peak value of yaw rate recorded after the
steering wheel angle changes sign (between first and second peaks)
([aring]Peak in Figure 1) during the same test run, and
S5.2.2 The yaw rate measured 1.75 seconds after completion of the
sine with dwell steering input must not exceed 20 percent of the first
peak value of yaw rate recorded after the steering wheel angle changes
sign (between first and second peaks) during the same test run.
S5.2.3 The lateral displacement of the vehicle center of gravity
with respect to its initial straight path must be at least 1.83 m (6
feet) for vehicles with a GVWR of 3,500kg (7,716 lb) or less, and 1.52 m
(5 feet) for vehicles with a GVWR greater than 3,500 kg (7,716 lb) when
computed 1.07 seconds after the Beginning of Steer (BOS). BOS is defined
in S7.11.6.
S5.2.3.1 The computation of lateral displacement is performed using
double integration with respect to time of the measurement of lateral
acceleration at the vehicle center of gravity, as expressed by the
formula:
[GRAPHIC] [TIFF OMITTED] TR06AP07.008
S5.2.3.2 Time t = 0 for the integration operation is the instant of
steering initiation, known as the Beginning of Steer (BOS). BOS is
defined in S7.11.6.
S5.3 ESC Malfunction. The vehicle must be equipped with a telltale
that provides a warning to the driver of the occurrence of one or more
malfunctions that affect the generation or transmission of control or
response signals in the vehicle's electronic stability control system.
When tested according to S7.10, the ESC malfunction telltale:
S5.3.1 As of September 1, 2011, must be mounted inside the occupant
compartment in front of and in clear view of the driver;
S5.3.2 As of September 1, 2011, must be identified by the symbol
shown for ``ESC Malfunction Telltale'' or the specified words or
abbreviations listed in Table 1 of Standard No. 101 (49 CFR 571.101);
S5.3.3 As of September 1, 2011, except as provided in paragraphs
S5.3.4, S5.3.5, S5.3.8, and S5.3.10, the ESC malfunction telltale must
illuminate only when a malfunction(s) of the ESC system exists and must
remain continuously illuminated under the conditions specified in S5.3
for as long as the malfunction(s) exists (unless the ``ESC malfunction''
and ``ESC Off'' telltales are combined in a two-part telltale and the
``ESC Off'' telltale is illuminated), whenever the ignition locking
system is in the ``On'' (``Run'') position; and
S5.3.4 As of September 1, 2011, except as provided in paragraph
S5.3.5, each ESC malfunction telltale must be activated as a check of
lamp function either when the ignition locking system is turned to the
``On'' (``Run'') position when the engine is not running, or when the
ignition locking system is in a position between ``On'' (``Run'') and
``Start'' that is designated by the manufacturer as a check position.
S5.3.5 The ESC malfunction telltale need not be activated when a
starter interlock is in operation.
S5.3.6 The requirement S5.3.4 does not apply to telltales shown in a
common space.
S5.3.7 The ESC malfunction telltale must extinguish at the next
ignition cycle after the malfunction has been corrected.
S5.3.8 The manufacturer may use the ESC malfunction telltale in a
flashing mode to indicate ESC operation.
S5.3.9 Prior to September 1, 2011, a disconnection of the power to
the ESC electronic control unit may be indicated by the ABS malfunction
telltale instead of the ESC malfunction telltale.
S5.3.10 Manufacturers may use the ESC malfunction telltale in a
steady-burning mode to indicate malfunctions of ESC-related systems and
functions
[[Page 638]]
including traction control, trailer stability assist, corner brake
control, and other similar functions that use throttle and/or individual
wheel torque control to operate and share common components with the ESC
system, and may use the ESC malfunction telltale in a flashing mode to
indicate operation of these ESC-related systems.
S5.4 ESC Off and Other System Controls. The manufacturer may include
an ``ESC Off'' control whose only purpose is to place the ESC system in
a mode or modes in which it will no longer satisfy the performance
requirements of S5.2.1, S5.2.2, and S5.2.3. An ``ESC Off'' control may
be combined with other controls in a multi-function control.
Manufacturers may also provide controls for other systems that have an
ancillary effect upon ESC operation. Controls of either kind that place
the ESC system in a mode in which it will no longer satisfy the
performance requirements of S5.2.1, S5.2.2, and S5.2.3 are permitted,
provided that:
S5.4.1 The vehicle's ESC system must always return to the
manufacturer's original default ESC mode that satisfies the requirements
of S5.1 and S5.2 at the initiation of each new ignition cycle,
regardless of what ESC mode the driver had previously selected, unless
(a) the vehicle is in a low-range four-wheel drive configuration
selected by the driver on the previous ignition cycle that is designed
for low-speed, off-road driving, or (b) the vehicle is in a four-wheel
drive configuration selected by the driver on the previous ignition
cycle that is designed for operation at higher speeds on snow-, sand-,
or dirt-packed roads and that has the effect of locking the drive gears
at the front and rear axles together, provided that the vehicle meets
the stability performance requirements of S5.2.1 and S5.2.2 in this
mode.
S5.4.2 In addition to the requirements of S5.4.1, if the vehicle's
ESC system has more than one ESC mode that satisfies the requirements of
S5.1 and S5.2 within the drive configuration selected for the previous
ignition cycle, the system must return to the manufacturer's original
default ESC mode.
S5.4.3 As of September 1, 2011, a control whose only purpose is to
place the ESC system in a mode or modes in which it will no longer
satisfy the performance requirements of S5.2.1, S5.2.2, and S5.2.3 must
be identified by the symbol shown for ``ESC Off'' in Table 1 of Standard
No. 101 (49 CFR 571.101), or the text, ``ESC Off'' as listed under
``Word(s) or Abbreviations'' in Table 1 of Standard No. 101 (49 CFR
571.101).
S5.4.4 A control for another system that has the ancillary effect of
placing the ESC system in a mode in which it no longer satisfies the
performance requirements of S5.2.1, S5.2.2, and S5.2.3 need not be
identified by the ``ESC Off'' identifiers in Table 1 of Standard No. 101
(49 CFR 571.101), but the ESC status must be identified by the ``ESC
Off'' telltale in accordance with S5.5, as of September 1, 2011, except
if the vehicle is in a 4-wheel drive high gear configuration that has
the effect of locking the drive gears at the front and rear axles
together provided the vehicle meets the stability performance criteria
of S5.2.1 and S5.2.2.
S5.5 ESC Off Telltale
S5.5.1 Except as provided in S5.5.10, the vehicle manufacturer must
provide a telltale indicating that the vehicle has been put into a mode
that renders it unable to satisfy the requirements of S5.2.1, S5.2.2 and
S5.2.3, if such a mode is provided.
S5.5.2 As of September 1, 2011, the ``ESC Off'' telltale must be
identified by the symbol shown for ``ESC Off'' in Table 1 of Standard
No. 101 (49 CFR 571.101) or the text, ``ESC Off'' as listed under
``Word(s) or Abbreviations'' in Table 1 of Standard No. 101 (49 CFR
571.101).
S5.5.3 As of September 1, 2011, the ``ESC Off'' telltale must be
mounted inside the occupant compartment in front of and in clear view of
the driver.
S5.5.4 Except as provided in paragraph S5.4.4, the ``ESC Off''
telltale must remain continuously illuminated for as long as the ESC is
in a mode that renders it unable to satisfy the requirements of S5.2.1,
S5.2.2, and S5.2.3, and
S5.5.5 Notwithstanding S5.3.1(e) of 49 CFR 571.101, the vehicle
manufacturer may use the ``ESC Off'' telltale to indicate an ESC level
of function other than the fully functional default mode even if the
vehicle would meet S5.2.1, S5.2.2 and S5.2.3 at that level of ESC
function.
[[Page 639]]
S5.5.6 As of September 1, 2011, except as provided in paragraph
S5.5.7 and S5.5.8, each ``ESC Off'' telltale must be activated as a
check of lamp function either when the ignition locking system is turned
to the ``On'' (``Run'') position when the engine is not running, or when
the ignition locking system is in a position between ``On'' (``Run'')
and ``Start'' that is designated by the manufacturer as a check
position.
S5.5.7 The ``ESC Off'' telltale need not be activated when a starter
interlock is in operation.
S5.5.8 The requirement S5.5.6 does not apply to telltales shown in a
common space.
S5.5.9 The ``ESC Off'' telltale must extinguish after the ESC system
has been returned to its fully functional default mode.
S5.5.10 The ``ESC Off'' telltale need not illuminate when the
vehicle is in a 4-wheel drive high gear locked differential
configuration that has the effect of locking the drive gears at the
front and rear axles together provided the vehicle meets the stability
performance requirements of S5.2.1 and S5.2.2.
S5.6 ESC System Technical Documentation. To ensure a vehicle is
equipped with an ESC system that meets the definition of ``ESC System''
in S4, the vehicle manufacturer must make available to the agency, upon
request, the following documentation:
S5.6.1 A system diagram that identifies all ESC system hardware. The
diagram must identify what components are used to generate brake torques
at each wheel, determine vehicle yaw rate, estimated side slip or the
side slip derivative and driver steering inputs.
S5.6.2 A written explanation describing the ESC system basic
operational characteristics. This explanation must include a discussion
on the system's capability to apply brake torques at each wheel and how
the system modifies engine torque during ESC system activation. The
explanation must also identify the vehicle speed range and the driving
phases (acceleration, deceleration, coasting, during activation of the
ABS or traction control) under which the ESC system can activate.
S5.6.3 A logic diagram that supports the explanation provided in
S5.6.2.
S5.6.4 Specifically for mitigating vehicle understeer, a discussion
of the pertinent inputs to the computer or calculations within the
computer and how its algorithm uses that information and controls ESC
system hardware to limit vehicle understeer.
S6. Test Conditions.
S6.1 Ambient conditions.
S6.1.1 The ambient temperature is between 7 [deg]C (45 [deg]F) and
40 [deg]C (104 [deg]F).
S6.1.2 The maximum wind speed is no greater than 10 m/s (22 mph) for
passenger cars and 5 m/s (11 mph) for multipurpose passenger vehicles,
trucks and buses.
S6.2 Road test surface.
S6.2.1 The tests are conducted on a dry, uniform, solid-paved
surface. Surfaces with irregularities and undulations, such as dips and
large cracks, are unsuitable.
S6.2.2 The road test surface must produce a peak friction
coefficient (PFC) of 1.02 when measured using an ASTM F2493 standard
reference test tire, in accordance with ASTM E1337-19 (incorporated by
reference, see Sec. 571.5) at a speed of 64.4 km/h (40 mph), without
water delivery.
S6.2.3 The test surface has a consistent slope between level and 1%.
S6.3 Vehicle conditions.
S6.3.1 The ESC system is enabled for all testing, except when it is
turned off directly or by simulating a malfunction in accordance with
S7.3 and S7.10, respectively. The ESC system shall be initialized as
follows: Place the vehicle in a forward gear and obtain a vehicle speed
of 48 8 km/h (30 5 mph).
Drive the vehicle for at least two minutes including at least one left
and one right turning maneuver and at least one application of the
service brake.
S6.3.2 Test Weight. The vehicle is loaded with the fuel tank filled
to at least 75 percent of capacity, and total interior load of 168 kg
(370 lbs) comprised of the test driver, approximately 59 kg (130 lbs) of
test equipment (automated steering machine, data acquisition system and
the power supply for the steering machine), and ballast as required by
differences in the weight of test drivers and test equipment. Where
required, ballast shall be placed on the
[[Page 640]]
floor behind the passenger front seat or if necessary in the front
passenger foot well area. All ballast shall be secured in a way that
prevents it from becoming dislodged during test conduct.
S6.3.3 Tires. The vehicle is tested with the tires installed on the
vehicle at time of initial vehicle sale. The tires are inflated to the
vehicle manufacturer's recommended cold tire inflation pressure(s)
specified on the vehicle's placard or the tire inflation pressure label.
Tubes may be installed to prevent tire de-beading.
S6.3.4 Outriggers. Outriggers are used for testing trucks,
multipurpose passenger vehicles, and buses. Vehicles with a baseline
weight less than 1,588 kg (3,500 lbs) are equipped with ``light''
outriggers. Vehicles with a baseline weight equal to or greater than
1,588 kg (3,500 lbs) and less than 2,722 kg (6,000 lbs) are equipped
with ``standard'' outriggers. Vehicles with a baseline weight equal to
or greater than 2,722 kg (6,000 lbs) are equipped with ``heavy''
outriggers. A vehicle's baseline weight is the weight of the vehicle
delivered from the dealer, fully fueled, with a 73 kg (160 lb) driver.
Light outriggers are designed with a maximum weight of 27 kg (59.5 lb)
and a maximum roll moment of inertia of 27 kg-m\2\ (19.9 ft-lb-sec\2\).
Standard outriggers are designed with a maximum weight of 32 kg (70 lb)
and a maximum roll moment of inertia of 35.9 kg-m\2\ (26.5 ft-lb-
sec\2\). Heavy outriggers are designed with a maximum weight of 39 kg
(86 lb) and a maximum roll moment of inertia of 40.7 kg-m\2\ (30.0 ft-
lb-sec\2\).
S6.3.5 Automated steering machine. A steering machine programmed to
execute the required steering pattern must be used in S7.5.2, S7.5.3,
S7.6 and S7.9. The steering machine shall be capable of supplying
steering torques between 40 to 60 Nm (29.5 to 44.3 lb-ft). The steering
machine must be able to apply these torques when operating with steering
wheel velocities up to 1200 degrees per second.
S7. Test Procedure.
S7.1 Inflate the vehicles' tires to the cold tire inflation
pressure(s) provided on the vehicle's placard or the tire inflation
pressure label.
S7.2 Telltale bulb check. With the vehicle stationary and the
ignition locking system in the ``Lock'' or ``Off'' position, activate
the ignition locking system to the ``On'' (``Run'') position or, where
applicable, the appropriate position for the lamp check. The ESC
malfunction telltale must be activated as a check of lamp function, as
specified in S5.3.4, and if equipped, the ``ESC Off'' telltale must also
be activated as a check of lamp function, as specified in S5.5.6. The
telltale bulb check is not required for a telltale shown in a common
space as specified in S5.3.6 and S5.5.8.
S7.3 ``ESC Off'' control check. For vehicles equipped with an ``ESC
Off'' control, with the vehicle stationary and the ignition locking
system in the ``Lock'' or ``Off'' position, activate the ignition
locking system to the ``On'' (``Run'') position. Activate the ``ESC
Off'' control and verify that the ``ESC Off'' telltale is illuminated,
as specified in S5.5.4. Turn the ignition locking system to the ``Lock''
or ``Off'' position. Again, activate the ignition locking system to the
``On'' (``Run'') position and verify that the ``ESC Off'' telltale has
extinguished indicating that the ESC system has been reactivated as
specified in S5.4.1.
S7.4 Brake Conditioning. Condition the vehicle brakes as follows:
S7.4.1 Ten stops are performed from a speed of 56 km/h (35 mph),
with an average deceleration of approximately 0.5 g.
S7.4.2 Immediately following the series of 56 km/h (35 mph) stops,
three additional stops are performed from 72 km/h (45 mph).
S7.4.3 When executing the stops in S7.4.2, sufficient force is
applied to the brake pedal to activate the vehicle's antilock brake
system (ABS) for a majority of each braking event.
S7.4.4 Following completion of the final stop in S7.4.2, the vehicle
is driven at a speed of 72 km/h (45 mph) for five minutes to cool the
brakes.
S7.5 Tire Conditioning. Condition the tires using the following
procedure to wear away mold sheen and achieve operating temperature
immediately before beginning the test runs of S7.6 and S7.9.
S7.5.1 The test vehicle is driven around a circle 30 meters (100
feet) in diameter at a speed that produces a
[[Page 641]]
lateral acceleration of approximately 0.5 to 0.6 g for three clockwise
laps followed by three counterclockwise laps.
S7.5.2 Using a sinusoidal steering pattern at a frequency of 1 Hz, a
peak steering wheel angle amplitude corresponding to a peak lateral
acceleration of 0.5-0.6 g, and a vehicle speed of 56 km/h (35 mph), the
vehicle is driven through four passes performing 10 cycles of sinusoidal
steering during each pass.
S7.5.3 The steering wheel angle amplitude of the final cycle of the
final pass is twice that of the other cycles. The maximum time permitted
between all laps and passes is five minutes.
S7.6 Slowly Increasing Steer Test. The vehicle is subjected to two
series of runs of the Slowly Increasing Steer Test using a constant
vehicle speed of 80 2 km/h (50 1 mph) and a steering pattern that increases by 13.5
degrees per second until a lateral acceleration of approximately 0.5 g
is obtained. Three repetitions are performed for each test series. One
series uses counterclockwise steering, and the other series uses
clockwise steering. The maximum time permitted between each test run is
five minutes.
S7.6.1 From the Slowly Increasing Steer tests, the quantity ``A'' is
determined. ``A'' is the steering wheel angle in degrees that produces a
steady state lateral acceleration (corrected using the methods specified
in S7.11.3) of 0.3 g for the test vehicle. Utilizing linear regression,
A is calculated, to the nearest 0.1 degrees, from each of the six Slowly
Increasing Steer tests. The absolute value of the six A's calculated is
averaged and rounded to the nearest 0.1 degrees to produce the final
quantity, A, used below.
S7.7 After the quantity A has been determined, without replacing the
tires, the tire conditioning procedure described in S7.5 is performed
immediately prior to conducting the Sine with Dwell Test of S7.9.
Initiation of the first Sine with Dwell test series shall begin within
two hours after completion of the Slowly Increasing Steer tests of S7.6.
S7.8 Check that the ESC system is enabled by ensuring that the ESC
malfunction and ``ESC Off'' (if provided) telltales are not illuminated.
S7.9 Sine with Dwell Test of Oversteer Intervention and
Responsiveness. The vehicle is subjected to two series of test runs
using a steering pattern of a sine wave at 0.7 Hz frequency with a 500
ms delay beginning at the second peak amplitude as shown in Figure 2
(the Sine with Dwell tests). One series uses counterclockwise steering
for the first half cycle, and the other series uses clockwise steering
for the first half cycle. The vehicle is provided a cool-down period
between each test run of 90 seconds to five minutes, with the vehicle
stationary.
S7.9.1 The steering motion is initiated with the vehicle coasting in
high gear at 80 2 km/h (50 1
mph).
S7.9.2 In each series of test runs, the steering amplitude is
increased from run to run, by 0.5A, provided that no such run will
result in a steering amplitude greater than that of the final run
specified in S7.9.4.
S7.9.3 The steering amplitude for the initial run of each series is
1.5A where A is the steering wheel angle determined in S7.6.1.
S7.9.4 The steering amplitude of the final run in each series is the
greater of 6.5A or 270 degrees, provided the calculated magnitude of
6.5A is less than or equal to 300 degrees. If any 0.5A increment, up to
6.5A, is greater than 300 degrees, the steering amplitude of the final
run shall be 300 degrees.
S7.9.5 Upon completion of the two series of test runs, post
processing of yaw rate and lateral acceleration data is done as
specified in S7.11.
S7.10 ESC Malfunction Detection.
S7.10.1 Simulate one or more ESC malfunction(s) by disconnecting the
power source to any ESC component, or disconnecting any electrical
connection between ESC components (with the vehicle power off). When
simulating an ESC malfunction, the electrical connections for the
telltale lamp(s) are not to be disconnected.
S7.10.2 With the vehicle initially stationary and the ignition
locking system in the ``Lock'' or ``Off'' position, activate the
ignition locking system to the ``Start'' position and start the engine.
Place the vehicle in a forward gear and obtain a vehicle speed of 48
8 km/h (30 5 mph). Drive the
vehicle for at least two minutes including
[[Page 642]]
at least one left and one right turning maneuver and at least one
application of the service brake. Verify that within two minutes after
obtaining this vehicle speed the ESC malfunction indicator illuminates
in accordance with S5.3.
S7.10.3 As of September 1, 2011, stop the vehicle, deactivate the
ignition locking system to the ``Off'' or ``Lock'' position. After a
five-minute period, activate the vehicle's ignition locking system to
the ``Start'' position and start the engine. Verify that the ESC
malfunction indicator again illuminates to signal a malfunction and
remains illuminated as long as the engine is running or until the fault
is corrected.
S7.10.4 Deactivate the ignition locking system to the ``Off'' or
``Lock'' position. Restore the ESC system to normal operation, activate
the ignition system to the ``Start'' position and start the engine.
Place the vehicle in a forward gear and obtain a vehicle speed of 48
8 km/h (30 5 mph). Drive the
vehicle for at least two minutes including at least one left and one
right turning maneuver and at least one application of the service
brake. Verify that within two minutes after obtaining this vehicle speed
that the ESC malfunction indicator has extinguished.
S7.11 Post Data Processing--Calculations for Performance Metrics.
Yaw rate and lateral displacement measurements and calculations must be
processed utilizing the following techniques:
S7.11.1 Raw steering wheel angle data is filtered with a 12-pole
phaseless Butterworth filter and a cutoff frequency of 10Hz. The
filtered data is then zeroed to remove sensor offset utilizing static
pretest data.
S7.11.2 Raw yaw rate data is filtered with a 12-pole phaseless
Butterworth filter and a cutoff frequency of 6Hz. The filtered data is
then zeroed to remove sensor offset utilizing static pretest data.
S7.11.3 Raw lateral acceleration data is filtered with a 12-pole
phaseless Butterworth filter and a cutoff frequency of 6Hz. The filtered
data is then zeroed to remove sensor offset utilizing static pretest
data. The lateral acceleration data at the vehicle center of gravity is
determined by removing the effects caused by vehicle body roll and by
correcting for sensor placement via use of coordinate transformation.
For data collection, the lateral accelerometer shall be located as close
as possible to the position of the vehicle's longitudinal and lateral
centers of gravity.
S7.11.4 Steering wheel velocity is determined by differentiating the
filtered steering wheel angle data. The steering wheel velocity data is
then filtered with a moving 0.1 second running average filter.
S7.11.5 Lateral acceleration, yaw rate and steering wheel angle data
channels are zeroed utilizing a defined ``zeroing range.'' The methods
used to establish the zeroing range are defined in S7.11.5.1 and
S7.11.5.2.
S7.11.5.1 Using the steering wheel rate data calculated using the
methods described in S7.11.4, the first instant steering wheel rate
exceeds 75 deg/sec is identified. From this point, steering wheel rate
must remain greater than 75 deg/sec for at least 200 ms. If the second
condition is not met, the next instant steering wheel rate exceeds 75
deg/sec is identified and the 200 ms validity check applied. This
iterative process continues until both conditions are ultimately
satisfied.
S7.11.5.2 The ``zeroing range'' is defined as the 1.0 second time
period prior to the instant the steering wheel rate exceeds 75 deg/sec
(i.e., the instant the steering wheel velocity exceeds 75 deg/sec
defines the end of the ``zeroing range'').
S7.11.6 The Beginning of Steer (BOS) is defined as the first
instance filtered and zeroed steering wheel angle data reaches -5
degrees (when the initial steering input is counterclockwise) or + 5
degrees (when the initial steering input is clockwise) after time
defining the end of the ``zeroing range.'' The value for time at the BOS
is interpolated.
S7.11.7 The Completion of Steer (COS) is defined as the time the
steering wheel angle returns to zero at the completion of the Sine with
Dwell steering maneuver. The value for time at the zero degree steering
wheel angle is interpolated.
[[Page 643]]
S7.11.8 The second peak yaw rate is defined as the first local yaw
rate peak produced by the reversal of the steering wheel. The yaw rates
at 1.000 and 1.750 seconds after COS are determined by interpolation.
S7.11.9 Determine lateral velocity by integrating corrected,
filtered and zeroed lateral acceleration data. Zero lateral velocity at
BOS event. Determine lateral displacement by integrating zeroed lateral
velocity. Zero lateral displacement at BOS event. Lateral displacement
at 1.07 seconds from BOS event is determined by interpolation.
S8. Phase-in schedule.
S8.1 Vehicles manufactured on or after September 1, 2008, and before
September 1, 2009. For vehicles manufactured on or after September 1,
2008, and before September 1, 2009, the number of vehicles complying
with this standard must not be less than 55 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2005, and before September 1,
2008; or
(b) The manufacturer's production on or after September 1, 2008, and
before September 1, 2009.
S8.2 Vehicles manufactured on or after September 1, 2009, and before
September 1, 2010. For vehicles manufactured on or after September 1,
2009, and before September 1, 2010, the number of vehicles complying
with this standard must not be less than 75 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2006, and before September 1,
2009; or
(b) The manufacturer's production on or after September 1, 2009, and
before September 1, 2010.
S8.3 Vehicles manufactured on or after September 1, 2010, and before
September 1, 2011. For vehicles manufactured on or after September 1,
2010, and before September 1, 2011, the number of vehicles complying
with this standard must not be less than 95 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2007, and before September 1,
2010; or
(b) The manufacturer's production on or after September 1, 2010, and
before September 1, 2011.
S8.4 Vehicles manufactured on or after September 1, 2011. All
vehicles manufactured on or after September 1, 2011 must comply with
this standard.
S8.5 Calculation of complying vehicles.
(a) For purposes of complying with S8.1, a manufacturer may count a
vehicle if it is certified as complying with this standard and is
manufactured on or after June 5, 2007, but before September 1, 2009.
(b) For purpose of complying with S8.2, a manufacturer may count a
vehicle if it:
(1)(i) Is certified as complying with this standard and is
manufactured on or after June 5, 2007, but before September 1, 2010; and
(ii) Is not counted toward compliance with S8.1; or
(2) Is manufactured on or after September 1, 2009, but before
September 1, 2010.
(c) For purposes of complying with S8.3, a manufacturer may count a
vehicle if it:
(1)(i) Is certified as complying with this standard and is
manufactured on or after June 5, 2007, but before September 1, 2011; and
(ii) Is not counted toward compliance with S8.1 or S8.2; or
(2) Is manufactured on or after September 1, 2010, but before
September 1, 2011.
S8.6 Vehicles produced by more than one manufacturer.
S8.6.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S8.1 through S8.4, a vehicle produced by more
than one manufacturer must be attributed to a single manufacturer as
follows, subject to S8.6.2:
(a) A vehicle that is imported must be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, must be attributed
to the manufacturer that markets the vehicle.
S8.6.2 A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration
[[Page 644]]
under 49 CFR Part 585, between the manufacturer so specified and the
manufacturer to which the vehicle would otherwise be attributed under
S8.6.1.
S8.7 Small volume manufacturers.
Vehicles manufactured during any of the three years of the September
1, 2008 through August 31, 2011 phase-in by a manufacturer that produces
fewer than 5,000 vehicles for sale in the United States during that year
are not subject to the requirements of S8.1, S8.2, S8.3, and S8.5.
S8.8 Final-stage manufacturers and alterers.
Vehicles that are manufactured in two or more stages or that are
altered (within the meaning of 49 CFR 567.7) after having previously
been certified in accordance with part 567 of this chapter are not
subject to the requirements of S8.1 through S8.5. Instead, all vehicles
produced by these manufacturers on or after September 1, 2012 must
comply with this standard.
[[Page 645]]
[GRAPHIC] [TIFF OMITTED] TR06AP07.006
[72 FR 17310, Apr. 6, 2007, as amended at 72 FR 34410, June 22, 2007; 73
FR 54542, Sept. 22, 2008; 76 FR 55833, Sept. 9, 2011; 77 FR 760, Jan. 6,
2012; 87 FR 34810, June 8, 2022]
[[Page 646]]
Sec. Sec. 571.127-571.128 [Reserved]
Sec. 571.129 Standard No. 129; New non-pneumatic tires for passenger cars.
S1 Scope. This standard specifies tire dimensions and laboratory
test requirements for lateral strength, strength, endurance, and high
speed performance; defines the tire load rating; and specifies labeling
requirements for non-pneumatic spare tires.
S2 Application. This standard applies to new temporary spare non-
pneumatic tires for use on passenger cars.
S3 Definitions.
Carcass means the tire structure except for the tread which provides
the major portion of the tire's capability to deflect in response to the
vertical loads and tractive forces that the tire transmits from the
roadway to the non-pneumatic rim, the wheel center member, or the
vehicle and which attaches to the vehicle or attaches, either integrally
or separably, to the wheel center member or non-pneumatic rim.
Carcass separation means the pulling away of the carcass from the
non-pneumatic rim or wheel center member.
Chunking means the breaking away of pieces of the carcass or tread.
Cracking means any parting within the carcass, tread, or any
components that connect the tire to the non-pneumatic rim or wheel
center member and, if the non-pneumatic tire is integral with the non-
pneumatic rim or wheel center member, any parting within the non-
pneumatic rim, or wheel center member.
Load rating means the maximum load a tire is rated to carry.
Maximum tire width means the greater of either the linear distance
between the exterior edges of the carcass or the linear distance between
the exterior edges of the tread, both being measured parallel to the
rolling axis of the tire.
Non-pneumatic rim means a mechanical device which, when a non-
pneumatic tire assembly incorporates a wheel, supports the tire, and
attaches, either integrally or separably, to the wheel center member and
upon which the tire is attached.
Non-pneumatic test rim means with reference to a tire to be tested,
any non-pneumatic rim that is listed as appropriate for use with that
tire in accordance with S4.4.
Non-pneumatic tire means a mechanical device which transmits, either
directly or through a wheel or wheel center member, the vertical load
and tractive forces from the roadway to the vehicle, generates the
tractive forces that provide the directional control of the vehicle and
does not rely on the containment of any gas or fluid for providing those
functions.
Non-pneumatic tire assembly means a non-pneumatic tire, alone or in
combination with a wheel or wheel center member, which can be mounted on
a vehicle.
Non-pneumatic tire identification code means an alphanumeric code
that is assigned by the manufacturer to identify the tire with regard to
its size, application to a specific non-pneumatic rim or wheel center
member or application to a specific vehicle.
Test wheel center member means with reference to a tire to be
tested, any wheel center member that is listed as appropriate for use
with that tire in accordance with S4.4.
Tread means that portion of the tire that comes in contact with the
road.
Tread separation means pulling away of the tread from the carcass.
Wheel means a mechanical device which consists of a non-pneumatic
rim and wheel center member and which, in the case of a non-pneumatic
tire assembly incorporating a wheel, provides the connection between the
tire and the vehicle.
Wheel center member means, in the case of a non-pneumatic tire
assembly incorporating a wheel, a mechanical device which attaches,
either integrally or separably, to the non-pneumatic rim and provides
the connection between the non-pneumatic rim and the vehicle; or in the
case of a non-pneumatic tire assembly not incorporating a wheel, a
mechanical device which attaches, either integrally or separably, to the
non-pneumatic tire and provides the connection between the tire and the
vehicle.
S4 Requirements.
S4.1 Size and Construction. Each tire shall be designed to fit each
non-pneumatic rim or wheel center member specified for its non-pneumatic
tire
[[Page 647]]
identification code designation in a listing in accordance with section
S4.4.
S4.2 Performance Requirements
S4.2.1 General. Each tire shall conform to the following:
(a) Its load rating shall be that specified in a submission made by
a manufacturer, pursuant to S4.4(a), or in one of the publications
described in S4.4(b) for its non-pneumatic tire identification code
designation.
(b) It shall incorporate a tread wear indicator that will provide a
visual indication that the tire has worn to a tread depth of \1/16\
inch.
(c) It shall, before being subjected to either the endurance test
procedure specified in S5.4 or the high speed performance procedure
specified in S5.5, exhibit no visual evidence of tread or carcass
separation, chunking or cracking.
(d) It shall meet the requirements of S4.2.2.5 and S4.2.2.6 when
tested on a test wheel described in S5.4.2.1 either alone or
simultaneously with up to 5 tires.
S4.2.2 Test Requirements.
S.4.2.2.1 Test Sample. For each test sample use:
(a) One tire for physical dimensions, lateral strength, and strength
in sequence;
(b) A second tire for tire endurance; and
(c) A third tire for high speed performance.
S4.2.2.2 Physical Dimensions. For a non-pneumatic tire assembly in
which the tire is separable from the non-pneumatic rim or wheel center
member, the dimensions, measured in accordance with S5.1, for that
portion of the tire that attaches to that non-pneumatic rim or wheel
center member shall satisfy the dimensional specifications contained in
the submission made by an individual manufacturer, pursuant to S4.4(a),
or in one of the publications described in S4.4(b) for that tire's non-
pneumatic tire identification code designation.
S4.2.2.3 Lateral Strength. There shall be no visual evidence of
tread or carcass separation, cracking or chunking, when a tire is tested
in accordance with S5.2 to a load of:
(a) 1,500 pounds for tires with a load rating less than 880 pounds;
(b) 2,000 pounds for tires with a load rating of 880 pounds or more
but less than 1,400 pounds.
(c) 2,500 pounds for tires with a load rating of 1,400 pounds or
more, using the load rating marked on the tire or tire assembly.
S4.2.2.4 Tire Strength. There shall be no visual evidence of tread
carcass separation, cracking or chunking, when a tire is tested in
accordance with S5.3 to a minimum energy level of:
------------------------------------------------------------------------
Load rating Minimum energy level
------------------------------------------------------------------------
Below 880 pounds...................... 1950 inch pounds.
880 pounds and above.................. 2600 inch pounds.
------------------------------------------------------------------------
S4.2.2.5 Tire Endurance. When the tire has been subjected to the
laboratory endurance test specified in S5.4, using, if applicable, a
non-pneumatic test rim or test wheel center member that undergoes no
permanent deformation, there shall be no visual evidence of tread or
carcass separation, cracking or chunking. In the case of a non-pneumatic
tire assembly in which the non-pneumatic tire is an integral part of the
assembly, the assembly shall undergo no permanent deformation with the
exception of wear of the tread.
S4.2.2.6 High Speed Performance. When the tire has been subjected to
the laboratory high speed performance test specified in S5.5, using if
applicable, a non-pneumatic test rim or test wheel center member that
undergoes no permanent deformation, there shall be no visual evidence of
tread or carcass separation, cracking or chunking. In the case of a non-
pneumatic tire assembly in which the non-pneumatic tire is an integral
part of the assembly, the assembly shall undergo no permanent
deformation with the exception of wear of the tread.
S4.3 Labeling requirements. Each new non-pneumatic tire shall
comply, according to the phase-in schedule specified in S7 of this
standard, with the requirements of S5.5 and S5.5.1 of Sec. 571.139.
S4.4 Non-Pneumatic Tire Identification Code and Non-Pneumatic Rim/
Wheel Center Member Matching Information. For purposes of this standard,
S8 of 49 CFR 571.110 and S10 of 49 CFR 571.120, each manufacturer of a
non-pneumatic tire that is not an integral part of a
[[Page 648]]
non-pneumatic tire assembly shall ensure that it provides a listing to
the public for each non-pneumatic tire that it produces. The listing
shall include the non-pneumatic tire identification code, tire load
rating, dimensional specifications and a diagram of the portion of the
tire that attaches to the non-pneumatic rim or wheel center member, and
a list of the non-pneumatic rims or wheel center members that may be
used with that tire. For each non-pneumatic rim or wheel center member
included in such a listing, the information provided shall include a
size and type designation for the non-pneumatic rim or wheel center
member, and dimensional specifications and a diagram of the non-
pneumatic rim or portion of the wheel center member that attaches to the
tire. A listing compiled in accordance with paragraph (a) of this
section need not include dimensional specifications or a diagram of the
non-pneumatic rim or portion of the wheel center member that attaches to
the tire if the non-pneumatic rim's or portion of the wheel center
member's dimensional specifications and diagram are contained in each
listing published in accordance with paragraph (b) of this section. The
listing shall be in one of the following forms:
(a) Listed by manufacturer name or brand name in a document
furnished to dealers of the manufacturer's tires or, in the case of non-
pneumatic tires supplied only as a temporary spare tire on a vehicle, in
a document furnished to dealers of vehicles equipped with the tires, to
any person upon request, and in duplicate to the Office of Vehicle
Safety Standards, Crash Avoidance Division, National Highway Traffic
Safety Administration, U.S. Department of Transportation, Washington, DC
20590; or
(b) Contained in publications, current at the date of manufacture of
the tire or any later date, of at least one of the following
organizations:
The Tire and Rim Association
The European Tyre and Rim Technical Organization
Japan Automobile Tire Manufacturers' Association, Inc.
Deutche Industrie Norm
British Standards Institute
Scandinavian Tire and Rim Organization
Tyre and Rim Association of Australia
S5. Test Procedures.
S5.1 Physical Dimensions. After conditioning the tire at room
temperature for at least 24 hours, using equipment with minimum
measurement capabilities of one-half the smallest tolerance specified in
the listing contained in the submission made by a manufacturer pursuant
to S4.4(a), or in one of the publications described in S4.4(b) for that
tire's non-pneumatic tire identification code designation, measure the
portion of the tire that attaches to the non-pneumatic rim or the wheel
center member. For any inner diameter dimensional specifications, or
other dimensional specifications that are uniform or uniformly spaced
around some circumference of the tire, these measurements shall be taken
at least six points around the tire, or, if specified, at the points
specified in the listing contained in the submission made by an
individual manufacturer, pursuant to S4.4(a), or in one of the
publications described in S4.4(b) for that tire's non-pneumatic tire
identification code designation.
S5.2 Lateral Strength.
S5.2.1 Preparation of the tire.
S5.2.1.1 If applicable, mount a new tire on a non-pneumatic test rim
or test wheel center member.
S5.2.1.2 Mount the tire assembly in a fixture as shown in Figure 1
with the surface of the tire assembly that would face outward when
mounted on a vehicle facing toward the lateral strength test block shown
in Figure 2 and force the lateral strength test block against the tire.
S5.2.2 Test Procedure.
S5.2.2.1 Apply a load through the block to the tire at a rate of 2
inches per minute, with the load arm parallel to the tire assembly at
the time of engagement and the first point of contact with the test
block being the test block centerline shown in Figure 2, at the
following distances, B, in sequence, as shown in Figure 1:
B = A--1 inch
B = A--2 inches
B = A--3 inches
B = A--4 inches
B = A--5 inches, and
B = A--6 inches.
However, if at any time during the conduct of the test, the test block
comes
[[Page 649]]
in contact with the non-pneumatic test rim or test wheel center member,
the test shall be suspended and no further testing at smaller values of
the distance B shall be conducted. When tested to the above procedure,
satisfying the requirements of S4.2.2.3 for all values of B greater than
that for which contact between the non-pneumatic test rim or test wheel
center member and the test block is made, shall constitute compliance to
the requirements set forth in S4.2.2.3.
S5.3 Tire Strength.
S5.3.1 Preparation of the Tire.
S5.3.1.1 If applicable, mount the tire on a non-pneumatic test rim
or test wheel center member.
S5.3.1.2 Condition the tire assembly at room temperature for at
least three hours.
S5.3.2 Test Procedures.
S5.3.2.1 Force the test cleat, as defined in S5.3.2.2, with its
length axis (see S5.3.2.2(a)) parallel to the rolling axis of the non-
pneumatic tire assembly, and its height axis (see S5.3.2.2(c)),
coinciding with a radius of the non-pneumatic tire assembly, into the
tread of the tire at five test points equally spaced around the
circumference of the tire. At each test point, the test cleat is forced
into the tire at a rate of two inches per minute until the applicable
minimum energy level, as shown in S4.2.2.4, calculated using the formula
contained in S5.3.2.3, is reached.
S5.3.2.2 The test cleat is made of steel and has the following
dimensions;
(a) Minimum length of one inch greater than the maximum tire width
of the tire,
(b) Width of one-half inch with the surface which contacts the
tire's tread having one-quarter inch radius, and
(c) Minimum height of one inch greater than the difference between
the unloaded radius of the non-pneumatic tire assembly and the maximum
radius of the non-pneumatic rim or wheel center member, if used with the
non-pneumatic tire assembly being tested.
S5.3.2.3 The energy level is calculated by the following formula:
[GRAPHIC] [TIFF OMITTED] TC01AU91.066
where
E = Energy level, inch-pounds;
F = Force, pounds; and
P = Penetration, inches
S5.4 Tire Endurance.
S5.4.1 Preparation of the tire.
S5.4.1.1 If applicable, mount a new tire on a non-pneumatic test rim
or test wheel center member.
S5.4.1.2 Condition the tire assembly to 100 5
[deg]F. for at least three hours.
S5.4.2 Test Procedure.
S5.4.2.1 Mount the tire assembly on a test axle and press it against
a flat-faced steel test wheel 67.23 inches in diameter and at least as
wide as the maximum tire width of the tire to be tested or an approved
equivalent test wheel, with the applicable test load specified in the
table in S5.4.2.3 for the tire's non-pneumatic tire identification code
designation.
S5.4.2.2 During the test, the air surrounding the test area shall be
100 5 [deg]F.
S5.4.2.3 Conduct the test at 50 miles per hour (m.p.h.) in
accordance with the following schedule without interruption: The loads
for the following periods are the specified percentage of the load
rating marked on the tire or tire assembly:
Percent
4 hours...............................................................85
86 hours..............................................................90
24 hours.............................................................100
S5.4.2.4 Immediately after running the tire the required time, allow
the tire to cool for one hour, then, if applicable, detach it from the
non-pneumatic test rim or test wheel center member, and inspect it for
the conditions specified in S4.2.2.5.
S5.5 High Speed Endurance.
S5.5.1 After preparing the tire in accordance with S5.4.1, if
applicable, mount the tire assembly in accordance with S5.4.2.1, and
press it against the test wheel with a load of 88 percent of the tire's
load rating as marked on the tire or tire assembly.
S5.5.2 Break in the tire by running it for 2 hours at 50 m.p.h.
S5.5.3 Allow to cool to 100 5 [deg]F.
S5.5.4 Test at 75 m.p.h. for 30 minutes, 80 m.p.h. for 30 minutes
and 85 m.p.h. for 30 minutes.
S5.5.5 Immediately after running the tire for the required time,
allow
[[Page 650]]
the tire to cool for one hour, then, if applicable, detach it from the
non-pneumatic test rim or test wheel center member, and inspect it for
the conditions specified in S4.2.2.6.
S6. Nonconforming tires. Any non-pneumatic tire that is designed for
use on passenger cars that does not conform to all the requirements of
this standard, shall not be sold, offered for sale, introduced or
delivered for introduction into interstate commerce, or imported into
the United States, for any purpose.
S7 Phase-In Schedule for labeling requirements.
S7.1 Tires manufactured on or after September 1, 2005 and before
September 1, 2006. For tires manufactured on or after September 1, 2005
and before September 1, 2006, the number of tires complying with S4.3 of
this standard must be equal to not less than 40% of the manufacturer's
production during that period.
S7.2 Tires manufactured on or after September 1, 2006 and before
September 1, 2007. For tires manufactured on or after September 1, 2006
and before September 1, 2007, the number of tires complying with S4.3 of
this standard must be equal to not less than 70% of the manufacturer's
production during that period.
S7.3 Tires manufactured on or after September 1, 2007. Each tire
must comply with S6.3 of this standard.
[[Page 651]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.067
[[Page 652]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.068
[55 FR 29590, July 20, 1990, as amended at 56 FR 19312, Apr. 26, 1991;
67 FR 69627, Nov. 18, 2002; 69 FR 31319, June 3, 2004]
[[Page 653]]
Sec. 571.131 Standard No. 131; School bus pedestrian safety devices.
S1. Scope. This standard establishes requirements for devices that
can be installed on school buses to improve the safety of pedestrians in
the vicinity of stopped school buses.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries by minimizing the likelihood of vehicles passing a stopped
school bus and striking pedestrians in the vicinity of the bus.
S3. Application. This standard applies to school buses other than
multifunction school activity buses.
S4. Definitions.
Stop signal arm means a device that can be extended outward from the
side of a school bus to provide a signal to other motorists not to pass
the bus because it has stopped to load or discharge passengers.
S5. Requirements. Each school bus shall be equipped with a stop
signal arm meeting the requirements of S5.1 through S5.5 as depicted in
Figure 1.
[GRAPHIC] [TIFF OMITTED] TC01AU91.069
S5.1 The stop signal arm shall be a regular octagon which is at
least 450 mm x 450 mm (17.72 inches x 17.72 inches) in diameter.
S5.2 The stop signal arm shall be red on both sides, except as
provided in S5.2.1 and S5.2.2, and S5.2.3.
S5.2.1 The stop signal arm shall have a white border at least 12 mm
(0.47 inches) wide on both sides, except as provided in S5.2.3. Mounting
brackets, clips, bolts, or other components necessary to the mechanical
or electrical operation of the stop signal arm may not obscure more than
15 percent of the border on each side of the stop arm. The portion of
the border that may be obscured is in addition to that portion which may
be obscured by the two red lamps specified in S5.3.2.
S.5.2.2 The stop signal arm shall have the word ``STOP'' displayed
in white upper-case letters on both sides, except as provided in S5.2.3.
The letters shall be at least 150 mm (5.9 inches) in height. The letters
shall have a stroke width of at least 20 mm (0.79 inches), except as
provided in S.5.3.1.1.
[[Page 654]]
S5.2.3 When two stop signal arms are installed on a school bus, the
rearmost stop signal arm shall not contain any lettering, symbols, or
markings on the forward side.
S5.3 Conspicuity. The stop signal arm shall comply with either
S5.3.1 or S5.3.2, or both.
S5.3.1 Except as provided in S5.3.1.1, S5.3.1.2, or S5.3.1.3, the
entire surface of both sides of each stop signal arm shall be
reflectorized with Type III retroreflectorized material that meets the
minimum specific intensity requirements of S6.1 and Table I.
S.5.3.1.1 The legend of the retroreflective stop arm may be
illuminated in a manner such that light is emitted from the surface of
each letter or from the area immediately surrounding each letter. Only
red lamps may be used. They shall form the complete shape of each letter
of the legend, and shall be affixed to all letters (or to the areas
immediately surrounding all letters) in the legend. The shape of each
letter shall remain constant and, if the lamps are contained within each
letter, the net stroke width (stroke width minus the width of the
lamp(s)) of each letter of the legend, specified in S5.2.2, shall not be
less than 15 mm (0.59 inch). When the stop arm is extended, the lamps
shall flash at the rate specified in S6.2.2, with a current ``on'' time
specified in S6.2.2.1. All lamps shall be positioned in one of the two
following ways:
(1) centered within the stroke of each letter of the legend, or
(2) outlining each letter of the legend.
S5.3.1.2 Nonreflectorized mounting brackets, clips, bolts, or other
components necessary to the mechanical or electrical operation of the
stop signal arm shall not obscure more than 7.5 percent of the total
surface area of either side of the stop signal arm.
S5.3.1.3 When two stop signal arms are installed on a school bus,
the forward side of the rearmost stop signal arm shall not be
reflectorized.
S5.3.2 Each side of the stop signal arm shall have at least two red
lamps that meet the requirements of S6.2. The lamps shall be centered on
the vertical centerline of the stop arm. One of the lamps shall be
located at the extreme top of the stop arm and the other at its extreme
bottom.
S5.4 The stop signal arm shall be installed on the left side of the
bus.
S5.4.1 The stop signal arm shall be located such that, when in the
extended position:
(a) The stop signal arm is perpendicular to the side of the bus,
plus or minus five degrees;
(b) The top edge of the stop signal arm is parallel to and not more
than 6 inches from a horizontal plane tangent to the lower edge of the
frame of the passenger window immediately behind the driver's window;
and
(c) The vertical centerline of the stop signal arm is not less than
9 inches away from the side of the school bus.
S5.4.2 A second stop signal arm may be installed on a school bus.
That stop signal arm shall comply with S5.4 and S5.4.1.
S5.5 The stop signal arm shall be automatically extended in such a
manner that it complies with S5.4.1, at a minimum whenever the red
signal lamps required by S5.1.4 of Standard No. 108 are activated;
except that a device may be installed that prevents the automatic
extension of a stop signal arm. The mechanism for activating the device
shall be within the reach of the driver. While the device is activated,
a continuous or intermittent signal audible to the driver shall sound.
The audible signal may be equipped with a timing device requiring the
signal to sound for at least 60 seconds. If a timing device is used, it
shall automatically recycle every time the service entry door is opened
while the engine is running and the manual override is engaged.
S6 Test Procedures.
S6.1 Reflectivity Test. When tested under the conditions specified
in S6.2 (b), (c), and (d) of Federal motor vehicle safety standard 125,
Warning Devices, (49 CFR 571.125), the retroreflective materials shall
meet the criteria specified in table 1.
[[Page 655]]
Table 1--Minimum Specific Intensity Per Unit Area (SIA)
(Candelas per Footcandle Per Square Foot)
------------------------------------------------------------------------
Entrance
Observation Angle ([deg]) Angle White Red
([deg])
------------------------------------------------------------------------
Type III Retroreflective Element Material
------------------------------------------------------------------------
A--Glass Bead Retroreflective Element Material
------------------------------------------------------------------------
0.2........................................ -4 250 45
0.2........................................ + 30 150 25
0.5........................................ -4 95 15
0.5........................................ + 30 65 10
--------------------------------------------
B--Prismatic Retroreflective Element Material
------------------------------------------------------------------------
0.2........................................ -4 250 45
0.2........................................ + 30 95 13.3
0.5........................................ -4 200 28
0.5........................................ + 30 65 10
------------------------------------------------------------------------
S6.2 Lighting Tests.
S6.2.1 Color. The procedure shall be done in accordance with SAE
Recommended Practice J578-1988 (incorporated by reference, see Sec.
571.5). When visually compared to the light emitted from a filter/source
with a combination of chromaticity coordinates as explained in SAE
Recommended Practice J578-1988 within specific boundaries [y = 0.33
(yellow boundary) and y = 0.98-- x (purple boundary)] the color of light
emitted from the test object shall not be less saturated (paler),
yellower, or purpler. The test object shall be placed perpendicular to
the light source to simulate lamps on stop signal arms. In making visual
comparisons, the light from the test object shall light one portion of a
comparison field and the light from the filter/source standard shall
light an adjacent area. To make a valid visual comparison, the two
fields to be viewed shall be of near equal luminance.
S6.2.2. Flash rate. The lamps on each side of the stop signal arm,
when operated at the manufacturer's design load, shall flash alternately
at a rate of 60 to 120 flashes per minute.
S6.2.2.1 Lamps, except those subject to S6.2.2.2, shall have a
current ``on'' time of 30 to 75 percent of the total flash cycle. The
total current ``on'' time for the two terminals shall be between 90 and
110 percent of the total flash cycle.
S6.2.2.2 Xenon short-arc gaseous discharge lamps shall have an
``off'' time before each flash of at least 50 percent of the total flash
cycle.
S6.2.3 Vibration, Moisture, Dust, Corrosion, Photometry, and Warpage
Tests. The procedure shall be done in accordance with SAE Recommended
Practice J575-1983 (incorporated by reference, see Sec. 571.5) and SAE
Recommended Practice J1133 (1984) (incorporated by reference, see Sec.
571.5). Lamps and lighting components shall meet the criteria for
vibration, moisture, dust, corrosion, photometry, and warpage in SAE
Recommended Practice J575-1983 and SAE Recommended Practice J1133 (1984)
under the test conditions specified herein.
[56 FR 20370, May 3, 1991, as amended at 57 FR 40134, Sept. 2, 1992; 59
FR 26761, May 24, 1994; 63 FR 29143, May 28, 1998; 68 FR 44901, July 31,
2003; 77 FR 760, Jan. 6, 2012]
Sec. 571.135 Standard No. 135; Light vehicle brake systems.
S1. Scope. This standard specifies requirements for service brake
and associated parking brake systems.
S2. Purpose. The purpose of this standard is to ensure safe braking
performance under normal and emergency driving conditions.
S3. Application. This standard applies to passenger cars
manufactured on or after September 1, 2000 and to multi-purpose
passenger vehicles, trucks and buses with a gross vehicle weight rating
(GVWR) of 3,500 kilograms (7,716 pounds) or less, manufactured on or
after September 1, 2002. In addition, at the option of the manufacturer,
passenger cars manufactured before September 1, 2000, and multi-purpose
passenger vehicles, trucks and buses with a GVWR of 3,500 kilograms
(7,716 pounds) or less, manufactured before September 1, 2002, may meet
the requirements of this standard instead of Federal Motor Vehicle No.
105, Hydraulic Brake Systems.
S4. Definitions.
Adhesion utilization curves means curves showing, for specified load
conditions, the adhesion utilized by each axle of a vehicle plotted
against the braking ratio of the vehicle.
Antilock brake system or ABS means a portion of a service brake
system that automatically controls the degree of rotational wheel slip
during braking by:
[[Page 656]]
(1) Sensing the rate of angular rotation of the wheels;
(2) Transmitting signals regarding the rate of wheel angular
rotation to one or more controlling devices which interpret those
signals and generate responsive controlling output signals; and
(3) Transmitting those controlling signals to one or more modulator
devices which adjust brake actuating forces in response to those
signals.
Backup system means a portion of a service brake system, such as a
pump, that automatically supplies energy in the event of a primary brake
power source failure.
Brake factor means the slope of the linear least squares regression
equation best representing the measured torque output of a brake as a
function of the measured applied line pressure during a given brake
application for which no wheel lockup occurs.
Brake hold-off pressure means the maximum applied line pressure for
which no brake torque is developed, as predicted by the pressure axis
intercept of the linear least squares regression equation best
representing the measured torque output of a brake as a function of the
measured applied line pressure during a given brake application.
Brake power assist unit means a device installed in a hydraulic
brake system that reduces the amount of muscular force that a driver
must apply to actuate the system, and that, if inoperative, does not
prevent the driver from braking the vehicle by a continued application
of muscular force on the service brake control.
Brake power unit means a device installed in a brake system that
provides the energy required to actuate the brakes, either directly or
indirectly through an auxiliary device, with driver action consisting
only of modulating the energy application level.
Braking ratio means the deceleration of the vehicle divided by the
gravitational acceleration constant.
Electric vehicle or EV means a motor vehicle that is powered by an
electric motor drawing current from rechargeable storage batteries, fuel
cells, or other portable sources of electrical current, and which may
include a non-electrical source of power designed to charge batteries
and components thereof.
Electrically-actuated service brakes means service brakes that
utilize electrical energy to actuate the foundation brakes.
Functional failure means a failure of a component (either electrical
or mechanical in nature) which renders the system totally or partially
inoperative yet the structural integrity of the system is maintained.
Hydraulic brake system means a system that uses hydraulic fluid as a
medium for transmitting force from a service brake control to the
service brake and that may incorporate a brake power assist unit, or a
brake power unit.
Initial brake temperature or IBT means the average temperature of
the service brakes on the hottest axle of the vehicle 0.32 km (0.2
miles) before any brake application.
Lightly loaded vehicle weight or LLVW means unloaded vehicle weight
plus the weight of a mass of 180 kg (396 pounds), including driver and
instrumentation.
Maximum speed of a vehicle or VMax means the highest speed
attainable by accelerating at a maximum rate from a standing start for a
distance of 3.2 km (2 miles) on a level surface, with the vehicle at its
lightly loaded vehicle weight, and, if an EV, with the propulsion
batteries at a state of charge of not less than 95 percent at the
beginning of the run.
Objective brake factor means the arithmetic average of all the brake
factors measured over the twenty brake applications defined in S7.4, for
all wheel positions having a given brake configuration.
Peak friction coefficient or PFC means the ratio of the maximum
value of braking test wheel longitudinal force to the simultaneous
vertical force occurring prior to wheel lockup, as the braking torque is
progressively increased.
Pressure component means a brake system component that contains the
brake system fluid and controls or senses the fluid pressure.
Regenerative braking system or RBS means an electrical energy system
that is installed in an EV for recovering or
[[Page 657]]
dissipating kinetic energy, and which uses the propulsion motor(s) as a
retarder for partial braking of the EV while returning electrical energy
to the propulsion battery(s) or dissipating electrical energy.
Snub means the braking deceleration of a vehicle from a higher
reference speed to a lower reference speed that is greater than zero.
Split service brake system means a brake system consisting of two or
more subsystems actuated by a single control, designed so that a single
failure in any subsystem (such as a leakage-type failure of a pressure
component of a hydraulic subsystem except structural failure of a
housing that is common to two or more subsystems, or an electrical
failure in an electric subsystem) does not impair the operation of any
other subsystem.
Stopping distance means the distance traveled by a vehicle from the
point of application of force to the brake control to the point at which
the vehicle reaches a full stop.
Variable brake proportioning system means a system that has one or
more proportioning devices which automatically change the brake pressure
ratio between any two or more wheels to compensate for changes in wheel
loading due to static load changes and/or dynamic weight transfer, or
due to deceleration.
Wheel lockup means 100 percent wheel slip.
S5. Equipment requirements.
S5.1. Service brake system. Each vehicle shall be equipped with a
service brake system acting on all wheels.
S5.1.1. Wear adjustment. Wear of the service brakes shall be
compensated for by means of a system of automatic adjustment.
S5.1.2. Wear status. The wear condition of all service brakes shall
be indicated by either:
(a) Acoustic or optical devices warning the driver at his or her
driving position when lining replacement is necessary, or
(b) A means of visually checking the degree of brake lining wear,
from the outside or underside of the vehicle, utilizing only the tools
or equipment normally supplied with the vehicle. The removal of wheels
is permitted for this purpose.
S5.1.3 Regenerative braking system. (a) For an EV equipped with RBS,
the RBS is considered to be part of the service brake system if it is
automatically activated by an application of the service brake control,
if there is no means provided for the driver to disconnect or otherwise
deactivate it, and if it is activated in all transmission positions,
including neutral.
(b) For an EV that is equipped with both ABS and RBS that is part of
the service brake system, the ABS must control the RBS.
S5.2. Parking brake system. Each vehicle shall be equipped with a
parking brake system of a friction type with solely mechanical means to
retain engagement.
S5.3. Controls.
S5.3.1. The service brakes shall be activated by means of a foot
control. The control of the parking brake shall be independent of the
service brake control, and may be either a hand or foot control.
S5.3.2. For vehicles equipped with ABS, a control to manually
disable the ABS, either fully or partially, is prohibited.
S5.4. Reservoirs.
S5.4.1. Master cylinder reservoirs. A master cylinder shall have a
reservoir compartment for each service brake subsystem serviced by the
master cylinder. Loss of fluid from one compartment shall not result in
a complete loss of brake fluid from another compartment.
S5.4.2. Reservoir capacity. Reservoirs, whether for master cylinders
or other type systems, shall have a total minimum capacity equivalent to
the fluid displacement resulting when all the wheel cylinders or caliper
pistons serviced by the reservoirs move from a new lining, fully
retracted position (as adjusted initially to the manufacturer's
recommended setting) to a fully worn, fully applied position, as
determined in accordance with S7.17(c) of this standard. Reservoirs
shall have completely separate compartments for each subsystem except
that in reservoir systems utilizing a portion of the reservoir for a
common supply to two or more subsystems, individual partial
[[Page 658]]
compartments shall each have a minimum volume of fluid equal to at least
the volume displaced by the master cylinder piston servicing the
subsystem, during a full stroke of the piston. Each brake power unit
reservoir servicing only the brake system shall have a minimum capacity
equivalent to the fluid displacement required to charge the system
piston(s) or accumulator(s) to normal operating pressure plus the
displacement resulting when all the wheel cylinders or caliper pistons
serviced by the reservoir or accumulator(s) move from a new lining,
fully retracted position (as adjusted initially to the manufacturer's
recommended setting) to a fully worn, fully applied position.
S5.4.3. Reservoir labeling. Each vehicle equipped with hydraulic
brakes shall have a brake fluid warning statement that reads as follows,
in letters at least 3.2 mm (\1/8\ inch) high: ``WARNING: Clean filler
cap before removing. Use only ______ fluid from a sealed container.''
(Inserting the recommended type of brake fluid as specified in 49 CFR
571.116, e.g., ``DOT 3.'') The lettering shall be:
(a) Permanently affixed, engraved or embossed;
(b) Located so as to be visible by direct view, either on or within
100 mm (3.94 inches) of the brake fluid reservoir filler plug or cap;
and
(c) Of a color that contrasts with its background, if it is not
engraved or embossed.
S5.4.4. Fluid level indication. Brake fluid reservoirs shall be so
constructed that the level of fluid can be checked without need for the
reservoir to be opened. This requirement is deemed to have been met if
the vehicle is equipped with a transparent brake fluid reservoir or a
brake fluid level indicator meeting the requirements of S5.5.1(a)(1).
S5.5. Brake system warning indicator. Each vehicle shall have one or
more visual brake system warning indicators, mounted in front of and in
clear view of the driver, which meet the requirements of S5.5.1 through
S5.5.5. In addition, a vehicle manufactured without a split service
brake system shall be equipped with an audible warning signal that
activates under the conditions specified in S5.5.1(a).
S5.5.1. Activation. An indicator shall be activated when the
ignition (start) switch is in the ``on'' (``run'') position and whenever
any of conditions (a) through (g) occur:
(a) A gross loss of fluid or fluid pressure (such as caused by
rupture of a brake line but not by a structural failure of a housing
that is common to two or more subsystems) as indicated by one of the
following conditions (chosen at the option of the manufacturer):
(1) A drop in the level of the brake fluid in any master cylinder
reservoir compartment to less than the recommended safe level specified
by the manufacturer or to one-fourth of the fluid capacity of that
reservoir compartment, whichever is greater.
(2) For vehicles equipped with a split service brake system, a
differential pressure of 1.5 MPa (218 psi) between the intact and failed
brake subsystems measured at a master cylinder outlet or a slave
cylinder outlet.
(3) A drop in the supply pressure in a brake power unit to one-half
of the normal system pressure.
(b) Any electrical functional failure in an antilock or variable
brake proportioning system.
(c) Application of the parking brake.
(d) Brake lining wear-out, if the manufacturer has elected to use an
electrical device to provide an optical warning to meet the requirements
of S5.1.2(a).
(e) For a vehicle with electrically-actuated service brakes, failure
of the source of electric power to those brakes, or diminution of state
of charge of the batteries to less than a level specified by the
manufacturer for the purpose of warning a driver of degraded brake
performance.
(f) For a vehicle with electric transmission of the service brake
control signal, failure of a brake control circuit.
(g) For an EV with a regenerative braking system that is part of the
service brake system, failure of the RBS.
S5.5.2. Function check. (a) All indicators shall be activated as a
check function by either:
(1) Automatic activation when the ignition (start) switch is turned
to the
[[Page 659]]
``on'' (``run'') position when the engine is not running, or when the
ignition (``start'') switch is in a position between ``on'' (``run'')
and ``start'' that is designated by the manufacturer as a check
position, or
(2) A single manual action by the driver, such as momentary
activation of a test button or switch mounted on the instrument panel in
front of and in clear view of the driver, or, in the case of an
indicator for application of the parking brake, by applying the parking
brake when the ignition is in the ``on'' (``run'') position.
(b) In the case of a vehicle that has an interlock device that
prevents the engine from being started under one or more conditions,
check functions meeting the requirements of S5.5.2(a) need not be
operational under any condition in which the engine cannot be started.
(c) The manufacturer shall explain the brake check function test
procedure in the owner's manual.
S5.5.3. Duration. Each indicator activated due to a condition
specified in S5.5.1 shall remain activated as long as the condition
exists, whenever the ignition (``start'') switch is in the ``on''
(``run'') position, whether or not the engine is running.
S5.5.4. Function. When a visual warning indicator is activated, it
may be continuous or flashing, except that the visual warning indicator
on a vehicle not equipped with a split service brake system shall be
flashing. The audible warning required for a vehicle manufactured
without a split service brake system may be continuous or intermittent.
S5.5.5. Labeling. (a) Each visual indicator shall display a word or
words in accordance with the requirements of Standard No. 101 (49 CFR
571.101) and this section, which shall be legible to the driver under
all daytime and nighttime conditions when activated. Unless otherwise
specified, the words shall have letters not less than 3.2 mm (\1/8\
inch) high and the letters and background shall be of contrasting
colors, one of which is red. Words or symbols in addition to those
required by Standard No. 101 and this section may be provided for
purposes of clarity.
(b) Vehicles manufactured with a split service brake system may use
a common brake warning indicator to indicate two or more of the
functions described in S5.5.1(a) through S5.5.1(g). If a common
indicator is used, it shall display the word ``Brake.''
(c) A vehicle manufactured without a split service brake system
shall use a separate indicator to indicate the failure condition in
S5.5.1(a). This indicator shall display the words ``STOP--BRAKE
FAILURE'' in block capital letters not less than 6.4 mm (\1/4\ inch) in
height.
(d) If separate indicators are used for one or more of the
conditions described in S5.5.1(a) through S5.5.1(g), the indicators
shall display the following wording:
(1) If a separate indicator is provided for the low brake fluid
condition in S5.5.1(a)(1), the words ``Brake Fluid'' shall be used
except for vehicles using hydraulic system mineral oil.
(2) If a separate indicator is provided for the gross loss of
pressure condition in S5.5.1(a)(2), the words ``Brake Pressure'' shall
be used.
(3) If a separate indicator is provided for the condition specified
in S5.5.1(b), the letters and background shall be of contrasting colors,
one of which is yellow. The indicator shall be labeled with the words
``Antilock'' or ``Anti-lock'' or ``ABS''; or ``Brake Proportioning,'' in
accordance with Table 1 of Standard No. 101.
(4) If a separate indicator is provided for application of the
parking brake as specified for S5.5.1(c), the single word ``Park'' or
the words ``Parking Brake'' may be used.
(5) If a separate indicator is provided to indicate brake lining
wear-out as specified in S5.5.1(d), the words ``Brake Wear'' shall be
used.
(6) If a separate indicator is provided for the condition specified
in S5.5.1(g), the letters and background shall be of contrasting colors,
one of which is yellow. The indicator shall be labeled with the symbol
``RBS.'' RBS failure in a system that is part of the service brake
system may also be indicated by a yellow lamp that also indicates
``ABS'' failure and displays the symbol ``ABS/RBS.''
(7) If a separate indicator is provided for any other function, the
display
[[Page 660]]
shall include the word ``Brake'' and the appropriate additional
labeling.
S5.6. Brake system integrity. Each vehicle shall meet the complete
performance requirements of this standard without:
(a) Detachment or fracture of any component of the braking system,
such as brake springs and brake shoes or disc pad facings other than
minor cracks that do not impair attachment of the friction facings. All
mechanical components of the braking system shall be intact and
functional. Friction facing tearout (complete detachment of lining)
shall not exceed 10 percent of the lining on any single frictional
element.
(b) Any visible brake fluid or lubricant on the friction surface of
the brake, or leakage at the master cylinder or brake power unit
reservoir cover, seal, and filler openings.
S6. General test conditions. Each vehicle must meet the performance
requirements specified in S7 under the following test conditions and in
accordance with the test procedures and test sequence specified. Where a
range of conditions is specified, the vehicle must meet the requirements
at all points within the range.
S6.1. Ambient conditions.
S6.1.1. Ambient temperature. The ambient temperature is any
temperature between 0 [deg]C (32 [deg]F) and 40 [deg]C (104 [deg]F).
S6.1.2. Wind speed. The wind speed is not greater than 5 m/s (11.2
mph).
S6.2. Road test surface.
S6.2.1. Pavement friction. Unless otherwise specified, the road test
surface produces a peak friction coefficient (PFC) of 1.02 when measured
using an ASTM F2493 standard reference test tire, in accordance with
ASTM E1337-19 (incorporated by reference, see Sec. 571.5), at a speed
of 64.4 km/h (40 mph), without water delivery.
S6.2.2. Gradient. Except for the parking brake gradient holding
test, the test surface has no more than a 1% gradient in the direction
of testing and no more than a 2% gradient perpendicular to the direction
of testing.
S6.2.3. Lane width. Road tests are conducted on a test lane 3.5 m
(11.5 ft) wide.
S6.3. Vehicle conditions.
S6.3.1. Vehicle weight.
S6.3.1.1. For the tests at GVWR, the vehicle is loaded to its GVWR
such that the weight on each axle as measured at the tire-ground
interface is in proportion to its GAWR, with the fuel tank filled to
100% of capacity. However, if the weight on any axle of a vehicle at
LLVW exceeds the axle's proportional share of the GVWR, the load
required to reach GVWR is placed so that the weight on that axle remains
the same as at LLVW.
S6.3.1.2. For the test at LLVW, the vehicle is loaded to its LLVW
such that the added weight is distributed in the front passenger seat
area.
S6.3.2. Fuel tank loading. The fuel tank is filled to 100% of
capacity at the beginning of testing and may not be less than 75% of
capacity during any part of the testing.
S6.3.3. Lining preparation. At the beginning of preparation for the
road tests, the brakes of the vehicle are in the same condition as when
the vehicle was manufactured. No burnishing or other special preparation
is allowed, unless all vehicles sold to the public are similarly
prepared as a part of the manufacturing process.
S6.3.4. Adjustments and repairs. These requirements must be met
without replacing any brake system parts or making any adjustments to
the brake system except as specified in this standard. Where brake
adjustments are specified (S7.1.3), adjust the brakes, including the
parking brakes, in accordance with the manufacturer's recommendation. No
brake adjustments are allowed during or between subsequent tests in the
test sequence.
S6.3.5. Automatic brake adjusters. Automatic adjusters are
operational throughout the entire test sequence. They may be adjusted
either manually or by other means, as recommended by the manufacturer,
only prior to the beginning of the road test sequence.
S6.3.6. Antilock brake system (ABS). If a car is equipped with an
ABS, the ABS is fully operational for all tests, except where specified
in the following sections.
S6.3.7. Variable brake proportioning valve. If a car is equipped
with a variable brake proportioning system, the proportioning valve is
fully operational
[[Page 661]]
for all tests except the test for failed variable brake proportioning
system.
S6.3.8. Tire inflation pressure. Tires are inflated to the pressure
recommended by the vehicle manufacturer for the GVWR of the vehicle.
S6.3.9. Engine. Engine idle speed and ignition timing are set
according to the manufacturer's recommendations. If the vehicle is
equipped with an adjustable engine speed governor, it is adjusted
according to the manufacturer's recommendations.
S6.3.10. Vehicle openings. All vehicle openings (doors, windows,
hood, trunk, convertible top, cargo doors, etc.) are closed except as
required for instrumentation purposes.
S6.3.11 State of charge of batteries for EVs.
S6.3.11.1 The state of charge of the propulsion batteries is
determined in accordance with SAE Recommended Practice J227a (1976)
(incorporated by reference, see Sec. 571.5). The applicable sections of
J227a (1976) are 3.2.1 through 3.2.4, 3.3.1 through 3.3.2.2, 3.4.1 and
3.4.2, 4.2.1, 5.2, 5.2.1 and 5.3.
S6.3.11.2 At the beginning of the burnish procedure (S7.1 of this
standard) in the test sequence, each propulsion battery is at the
maximum state of charge recommended by the manufacturer, as stated in
the vehicle operator's manual or on a label that is permanently attached
to the vehicle, of, if the manufacturer has made no recommendation, not
less than 95 percent. During the 200-stop burnish procedure, the
propulsion batteries are restored to the maximum state of charge
determined as above, after each increment of 40 burnish stops until the
burnish procedure is complete. The batteries may be charged at a more
frequent interval during a particular 40-stop increment only if the EV
is incapable of achieving the initial burnish test speed during that
increment. During the burnish procedure, the propulsion batteries may be
charged by external means or replaced by batteries that are at a state
of charge of not less than 95 percent. For an EV having a manual control
for setting the level of regenerative braking, the manual control, at
the beginning of the burnish procedure, is set to provide maximum
regenerative braking throughout the burnish.
S6.3.11.3 At the beginning of each performance test in the test
sequence (S7.2 through S7.17 of this standard), unless otherwise
specified, an EV's propulsion batteries are at the state of charge
recommended by the manufacturer, as stated in the vehicle operator's
manual or on a label that is permanently attached to the vehicle, or, if
the manufacturer has made no recommendation, at a state of charge of not
less than 95 percent. No further charging of any propulsion battery
occurs during any of the performance tests in the test sequence of this
standard. If the propulsion batteries are depleted during a test
sequence such that the vehicle reaches automatic shut-down, will not
accelerate, or the low state of charge brake warning lamp is
illuminated, the vehicle is to be accelerated to brake test speed by
auxiliary means. If a battery is replaced rather than recharged, the
replacement battery shall be charged and measured for state of charge in
accordance with these procedures.
S6.3.12 State of charge of batteries for electrically-actuated
service brakes. A vehicle equipped with electrically-actuated service
brakes also performs the following test series. Conduct 10 stopping
tests from a speed of 100 kph or the maximum vehicle speed, whichever is
less. At least two of the 10 stopping distances must be less than or
equal to 70 meters. The vehicle is loaded to GVWR and the transmission
is in the neutral position when the service brake control is actuated
and throughout the remainder of the test. Each battery providing power
to the electrically-actuated service brakes, shall be in a depleted
state of charge for conditions (a), (b), or (c) of this paragraph as
appropriate. An auxiliary means may be used to accelerate an EV to test
speed.
(a) For an EV equipped with electrically-actuated service brakes
deriving power from the propulsion batteries and with automatic shut-
down capability of the propulsion motor(s), the propulsion batteries are
at not more than five percent above the EV actual automatic shut-down
critical value. The critical value is determined by measuring the state-
of-charge of
[[Page 662]]
each propulsion battery at the instant that automatic shut-down occurs.
(b) For an EV equipped with electrically-actuated service brakes
deriving power from the propulsion batteries and with no automatic shut-
down capability of the propulsion motor(s), the propulsion batteries are
at an average of not more than five percent above the actual state of
charge at which the brake failure warning signal, required by S5.5.1(e)
of this standard, is illuminated.
(c) For a vehicle which has one or more auxiliary batteries that
provides electrical energy to operate the electrically-actuated service
brakes, each auxiliary battery is at not more than five percent above
the actual state of charge at which the brake failure warning signal,
required by S5.5.1(e) of this standard, is illuminated.
S6.3.13 Electric vehicles.
S6.3.13.1 (a) For an EV equipped with an RBS that is part of the
service brake system, the RBS is operational during the burnish and all
tests, except for the test of a failed RBS.
(b) For an EV equipped with an RBS that is not part of the service
brake system, the RBS is operational and set to produce the maximum
regenerative braking effect during the burnish, and is disabled during
the test procedures. If the vehicle is equipped with a neutral gear that
automatically disables the RBS, the test procedures which are designated
to be conducted in gear may be conducted in neutral.
S6.3.13.2 For tests conducted ``in neutral'', the operator of an EV
with no ``neutral'' position (or other means such as a clutch for
disconnecting the drive train from the propulsion motor(s)) does not
apply any electromotive force to the propulsion motor(s). Any
electromotive force that is applied to the propulsion motor(s)
automatically remains in effect unless otherwise specified by the test
procedure.
S6.4. Instrumentation.
S6.4.1. Brake temperature measurement. The brake temperature is
measured by plug-type thermocouples installed in the approximate center
of the facing length and width of the most heavily loaded shoe or disc
pad, one per brake, as shown in Figure 1. A second thermocouple may be
installed at the beginning of the test sequence if the lining wear is
expected to reach a point causing the first thermocouple to contact the
metal rubbing surface of a drum or rotor. For center-grooved shoes or
pads, thermocouples are installed within 3 mm (.12 in) to 6 mm (.24 in)
of the groove and as close to the center as possible.
S6.4.2. Brake line pressure measurement for the torque wheel test.
The vehicle shall be fitted with pressure transducers in each hydraulic
circuit. On hydraulically proportioned circuits, the pressure transducer
shall be downstream of the operative proportioning valve.
S6.4.3. Brake torque measurement for the torque wheel test. The
vehicle shall be fitted with torque wheels at each wheel position,
including slip ring assemblies and wheel speed indicators to permit
wheel lock to be detected.
[[Page 663]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.070
S6.5. Procedural conditions.
S6.5.1. Brake control. All service brake system performance
requirements, including the partial system requirements of S7.7, S7.10
and S7.11, must be met solely by use of the service brake control.
S6.5.2. Test speeds. If a vehicle is incapable of attaining the
specified normal test speed, it is tested at a speed that is a multiple
of 5 km/h (3.1 mph) that is 4 to 8 km/h (2.5 to 5.0 mph) less than its
maximum speed and its performance must be within a stopping distance
given by the formula provided for the specific requirement.
S6.5.3. Stopping distance.
S6.5.3.1. The braking performance of a vehicle is determined by
measuring the stopping distance from a given initial speed.
S6.5.3.2. Unless otherwise specified, the vehicle is stopped in the
shortest distance achievable (best effort) on all stops. Where more than
one stop is required for a given set of test conditions, a vehicle is
deemed to comply with the corresponding stopping distance requirements
if at least one of the stops is made within the prescribed distance.
[[Page 664]]
S6.5.3.3. In the stopping distance formulas given for each
applicable test (such as S<=0.10V + 0.0060V\2\), S is the maximum
stopping distance in meters, and V is the test speed in km/h.
S6.5.4. Vehicle position and attitude.
S6.5.4.1. The vehicle is aligned in the center of the lane at the
start of each brake application. Steering corrections are permitted
during each stop.
S6.5.4.2. Stops are made without any part of the vehicle leaving the
lane and without rotation of the vehicle about its vertical axis of more
than 15[deg] from the center line of the test lane
at any time during any stop.
S6.5.5. Transmission selector control.
S6.5.5.1. For tests in neutral, a stop or snub is made in accordance
with the following procedures:
(a) Exceed the test speed by 6 to 12 km/h (3.7 to 7.5 mph);
(b) Close the throttle and coast in gear to approximately 3 km/h
(1.9 mph) above the test speed;
(c) Shift to neutral; and
(d) When the test speed is reached, apply the brakes.
S6.5.5.2. For tests in gear, a stop or snub is made in accordance
with the following procedures:
(a) With the transmission selector in the control position
recommended by the manufacturer for driving on a level surface at the
applicable test speed, exceed the test speed by 6 to 12 km/h (3.7 to 7.5
mph);
(b) Close the throttle and coast in gear; and
(c) When the test speed is reached apply the brakes.
(d) To avoid engine stall, a manual transmission may be shifted to
neutral (or the clutch disengaged) when the vehicle speed is below 30
km/h (18.6 mph).
S6.5.6. Initial brake temperature (IBT). If the lower limit of the
specified IBT for the first stop in a test sequence (other than a
parking brake grade holding test) has not been reached, the brakes are
heated to the IBT by making one or more brake applications from a speed
of 50 km/h (31.1 mph), at a deceleration rate not greater than 3 m/s\2\
(9.8 fps\2\).
S7. Road test procedures and performance requirements. Each vehicle
shall meet all the applicable requirements of this section, when tested
according to the conditions and procedures set forth below and in S6, in
the sequence specified in Table 1:
Table 1--Road Test Sequence
------------------------------------------------------------------------
Section
Testing order No.
------------------------------------------------------------------------
Vehicle loaded to GVWR:
1 Burnish.................................................. S7.1
2 Wheel lock sequence...................................... S7.2
Vehicle loaded to LLVW:
3 Wheel lock sequence...................................... S7.2
4 ABS performance.......................................... S7.3
5 Torque wheel............................................. S7.4
Vehicle loaded to GVWR:
6 Torque wheel............................................. S7.4
7 Cold effectiveness....................................... S7.5
8 High speed effectiveness................................. S7.6
9 Stops with engine off.................................... S7.7
Vehicle loaded to LLVW:
10 Cold effectiveness...................................... S7.5
11 High speed effectiveness................................ S7.6
12 Failed antilock......................................... S7.8
13 Failed proportioning valve.............................. S7.9
14 Hydraulic circuit failure............................... S7.10
Vehicle loaded to GVWR:
15 Hydraulic circuit failure............................... S7.10
16 Failed antilock......................................... S7.8
17 Failed proportioning valve.............................. S7.9
18 Power brake unit failure................................ S7.11
19 Parking brake........................................... S7.12
20 Heating Snubs........................................... S7.13
21 Hot Performance......................................... S7.14
22 Brake cooling........................................... S7.15
23 Recovery Performance.................................... S7.16
24 Final Inspection........................................ S7.17
------------------------------------------------------------------------
S7.1. Burnish.
S7.1.1. General information. Any pretest instrumentation checks are
conducted as part of the burnish procedure, including any necessary
rechecks after instrumentation repair, replacement or adjustment.
Instrumentation check test conditions must be in accordance with the
burnish test procedure specified in S7.1.2 and S7.1.3.
S7.1.2. Vehicle conditions. (a) Vehicle load: GVWR only.
(b) Transmission position: In gear.
S7.1.3. Test conditions and procedures. The road test surface
conditions specified in S6.2 do not apply to the burnish procedure.
(a) IBT: <=100 [deg]C (212 [deg]F).
(b) Test speed: 80 km/h (49.7 mph).
(c) Pedal force: Adjust as necessary to maintain specified constant
deceleration rate.
(d) Deceleration rate: Maintain a constant deceleration rate of 3.0
m/s\2\ (9.8 fps\2\).
[[Page 665]]
(e) Wheel lockup: No lockup of any wheel allowed for longer than 0.1
seconds at speeds greater than 15 km/h (9.3 mph).
(f) Number of runs: 200 stops.
(g) Interval between runs: The interval from the start of one
service brake application to the start of the next is either the time
necessary to reduce the IBT to 100 [deg]C (212 [deg]F) or less, or the
distance of 2 km (1.24 miles), whichever occurs first.
(h) Accelerate to 80 km/h (49.7 mph) after each stop and maintain
that speed until making the next stop.
(i) After burnishing, adjust the brakes as specified in S6.3.4.
S7.2 Wheel lockup sequence.
S7.2.1 General information. (a) The purpose of this test is to
ensure that lockup of both front wheels occurs either simultaneously
with, or at a lower deceleration rate than, the lockup of both rear
wheels, when tested on road surfaces affording adhesion such that wheel
lockup of the first axle occurs at a braking ratio of between 0.15 and
0.80, inclusive.
(b) This test is for vehicles without antilock brake systems.
(c) This wheel lock sequence test is to be used as a screening test
to evaluate a vehicle's axle lockup sequence and to determine whether
the torque wheel test in S7.4 must be conducted.
(d) For this test, a simultaneous lockup of the front and rear
wheels refers to the conditions when the time interval between the first
occurrence of lockup of the last (second) wheel on the rear axle and the
first occurrence of lockup of the last (second) wheel on the front axle
is <=0.1 second for vehicle speeds 15 km/h (9.3 mph).
(e) A front or rear axle lockup is defined as the point in time when
the last (second) wheel on an axle locks up.
(f) Vehicles that lock their front axle simultaneously or at lower
deceleration rates than their rear axle need not be tested to the torque
wheel procedure.
(g) Vehicles which lock their rear axle at deceleration rates lower
than the front axle shall also be tested in accordance with the torque
wheel procedure in S7.4.
(h) Any determination of noncompliance for failing adhesion
utilization requirements shall be based on torque wheel test results.
S7.2.2 Vehicle conditions. (a) Vehicle load: GVWR and LLVW.
(b) Transmission position: In neutral.
S7.2.3. Test Conditions and Procedures. (a) IBT: <=65 [deg]C (149
[deg]F), <=100 [deg]C (212 [deg]F).
(b) Test speed: 65 km/h (40.4 mph) for a braking ratio <=0.50; 100
km/h (62.1 mph) for a braking ratio 0.50.
(c) Pedal force:
(1) Pedal force is applied and controlled by the vehicle driver or
by a mechanical brake pedal actuator.
(2) Pedal force is increased at a linear rate such that the first
axle lockup occurs no less than one-half (0.5) second and no more than
one and one-half (1.5) seconds after the initial application of the
pedal.
(3) The pedal is released when the second axle locks, or when the
pedal force reaches 1kN (225 lbs), or 0.1 seconds after first axle
lockup, whichever occurs first.
(d) Wheel lockup: Only wheel lockups above a vehicle speed of 15 km/
h (9.3 mph) are considered in determining the results of this test.
(e) Test surfaces: This test is conducted, for each loading
condition, on two different test surfaces that will result in a braking
ratio of between 0.15 and 0.80, inclusive. NHTSA reserves the right to
choose the test surfaces to be used based on adhesion utilization curves
or any other method of determining ``worst case'' conditions.
(f) The data recording equipment shall have a minimum sampling rate
of 40 Hz.
(g) Data to be recorded. The following information must be
automatically recorded in phase continuously throughout each test run
such that values of the variables can be cross referenced in real time.
(1) Vehicle speed.
(2) Brake pedal force.
(3) Angular velocity at each wheel.
(4) Actual instantaneous vehicle deceleration or the deceleration
calculated by differentiation of the vehicle speed.
(h) Speed channel filtration. For analog instrumentation, the speed
channel shall be filtered by using a low-pass filter having a cut-off
frequency of less than one fourth the sampling rate.
[[Page 666]]
(i) Test procedure. For each test surface, three runs meeting the
pedal force application and time for wheel lockup requirements shall be
made. Up to a total of six runs will be allowed to obtain three valid
runs. Only the first three valid runs obtained shall be used for data
analysis purposes.
S7.2.4. Performance requirements. (a) In order to pass this test a
vehicle shall be capable of meeting the test requirements on all test
surfaces that will result in a braking ratio of between 0.15 and 0.80,
inclusive.
(b) If all three valid runs on each surface result in the front axle
locking before or simultaneously with the rear axle, or the front axle
locks up with only one or no wheels locking on the rear axle, the torque
wheel procedure need not be run, and the vehicle is considered to meet
the adhesion utilization requirements of this Standard. This performance
requirement shall be met for all vehicle braking ratios between 0.15 and
0.80.
(c) If any one of the three valid runs on any surface results in the
rear axle locking before the front axle or the rear axle locks up with
only one or no wheels locking on the front axle the torque wheel
procedure shall be performed. This performance requirement shall be met
for all vehicle braking ratios between 0.15 and 0.80.
(d) If any one of the three valid runs on any surface results in
neither axle locking (i.e., only one or no wheels locked on each axle)
before a pedal force of 1kN (225 lbs) is reached, the vehicle shall be
tested to the torque wheel procedure.
(e) If the conditions listed in paragraph (c) or (d) of this section
occur, vehicle compliance shall be determined from the results of a
torquesults of a torque wheel test performed in accordance with S7.4.
(f) An EV with RBS that is part of the service brake system shall
meet the performance requirements over the entire normal operating range
of the RBS.
S7.3. ABS performance. [Reserved]
S7.4. Adhesion utilization (Torque Wheel Method).
S7.4.1. General information. This test is for vehicles without any
ABS. The purpose of the test is to determine the adhesion utilization of
a vehicle.
S7.4.2. Vehicle conditions. (a) Vehicle load: GVWR and LLVW.
(b) Transmission position: In neutral.
(c) Tires: For this test, a separate set of tires, identical to
those used for all other tests under Section 7.0, may be used.
S7.4.3. Test conditions and procedures. (a) IBT: <=65 [deg]C (149
[deg]F), <=100 [deg]C (212 [deg]F).
(b) Test speeds: 100 km/h (62.1 mph), and 50 km/h (31.1 mph).
(c) Pedal force: Pedal force is increased at a linear rate between
100 and 150 N/sec (22.5 and 33.7 lbs/sec) for the 100 km/h test speed,
or between 100 and 200 N/sec (22.5 and 45.0 lbs/sec) for the 50 km/h
test speed, until the first axle locks or until a pedal force of 1 kN
(225 lbs) is reached, whichever occurs first.
(d) Cooling: Between brake applications, the vehicle is driven at
speeds up to 100 km/h (62.1 mph) until the IBT specified in S7.4.3(a) is
reached.
(e) Number of runs: With the vehicle at LLVW, run five stops from a
speed of 100 km/h (62.1 mph) and five stops from a speed of 50 km/h
(31.1 mph), while alternating between the two test speeds after each
stop. With the vehicle at GVWR, repeat the five stops at each test speed
while alternating between the two test speeds.
(f) Test surface: PFC of at least 1.02.
(g) Data to be recorded. The following information must be
automatically recorded in phase continuously throughout each test run
such that values of the variables can be cross referenced in real time:
(1) Vehicle speed.
(2) Brake pedal force.
(3) Angular velocity at each wheel.
(4) Brake torque at each wheel.
(5) Hydraulic brake line pressure in each brake circuit.
Hydraulically proportioned circuits shall be fitted with transducers on
at least one front wheel and one rear wheel downstream of the operative
proportioning or pressure limiting valve(s).
(6) Vehicle deceleration.
(h) Sample rate: All data acquisition and recording equipment shall
support a minimum sample rate of 40 Hz on all channels.
(i) Determination of front versus rear brake pressure. Determine the
front
[[Page 667]]
versus rear brake pressure relationship over the entire range of line
pressures. Unless the vehicle has a variable brake proportioning system,
this determination is made by static test. If the vehicle has a variable
brake proportioning system, dynamic tests are run with the vehicle both
empty and loaded. 15 snubs from 50 km/h (31.1 mph) are made for each of
the two load conditions, using the same initial conditions specified in
this section.
S7.4.4. Data reduction. (a) The data from each brake application
under S7.4.3 is filtered using a five-point, on-center moving average
for each data channel.
(b) For each brake application under S7.4.3 determine the slope
(brake factor) and pressure axis intercept (brake hold-off pressure) of
the linear least squares equation best describing the measured torque
output at each braked wheel as a function of measured line pressure
applied at the same wheel. Only torque output values obtained from data
collected when the vehicle deceleration is within the range of 0.15g to
0.80g are used in the regression analysis.
(c) Average the results of paragraph (b) of this section to
calculate the average brake factor and brake hold-off pressure for all
brake applications for the front axle.
(d) Average the results of paragraph (b) of this section to
calculate the average brake factor and brake hold-off pressure for all
brake applications for the rear axle.
(e) Using the relationship between front and rear brake line
pressure determined in S7.4.3(i) and the tire rolling radius, calculate
the braking force at each axle as a function of front brake line
pressure.
(f) Calculate the braking ratio of the vehicle as a function of the
front brake line pressure using the following equation:
[GRAPHIC] [TIFF OMITTED] TC01AU91.071
where z = braking ratio at a given front line pressure;
T1, T2 = Braking forces at the front and rear
axles, respectively, corresponding to the same front brake
line pressure, and
P = total vehicle weight.
(g) Calculate the adhesion utilized at each axle as a function of
braking ratio using the following equations:
[GRAPHIC] [TIFF OMITTED] TR02FE95.014
where fi = adhesion utilized by axle i
Ti = braking force at axle i (from (e))
Pi = static weight on axle i
i = 1 for the front axle, or 2 for the rear axle
z = braking ratio (from (f))
h = height of center of gravity of the vehicle
P = total vehicle weight
E = wheelbase
(h) Plot f1 and f2 obtained in (g) as a
function of z, for both GVWR and LLVW load conditions. These are the
adhesion utilization curves for the vehicle, which are compared to the
performance requirements in S7.4.5. shown graphically in Figure 2:
[[Page 668]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.072
S7.4.5. Performance requirements. For all braking ratios between
0.15 and 0.80, each adhesion utilization curve for a rear axle shall be
situated below a line defined by z = 0.9k where z is the braking ratio
and k is the PFC.
S7.4.5.1 An EV with RBS that is part of the service brake system
shall meet the performance requirement over the entire normal operating
range of the RBS.
S7.5. Cold effectiveness.
S7.5.1. Vehicle conditions. (a) Vehicle load: GVWR and LLVW.
(b) Transmission position: In neutral.
S7.5.2. Test conditions and procedures. (a) IBT: <=65 [deg]C (149
[deg]F), <=100 [deg]C (212 [deg]F).
(b) Test speed: 100 km/h (62.1 mph).
(c) Pedal force: <=65N (14.6 lbs), <=500N (112.4 lbs).
(d) Wheel lockup: No lockup of any wheel for longer than 0.1 seconds
allowed at speeds greater than 15 km/h (9.3 mph).
(e) Number of runs: 6 stops.
(f) Test surface: PFC of 1.02.
(g) For each stop, bring the vehicle to test speed and then stop the
vehicle in the shortest possible distance under the specified
conditions.
[[Page 669]]
S7.5.3. Performance requirements. (a) Stopping distance for 100 km/h
test speed: <=70m (230 ft).
(b) Stopping distance for reduced test speed: S<=0.10V + 0.0060V\2\.
S7.6. High speed effectiveness. This test is not run if vehicle
maximum speed is less than or equal to 125 km/h (77.7 mph).
S7.6.1. Vehicle conditions. (a) Vehicle load: GVWR and LLVW.
(b) Transmission position: In gear.
S7.6.2. Test conditions and procedures. (a) IBT: <=65 [deg]C (149
[deg]F), <=100 [deg]C (212 [deg]F).
(b) Test speed: 80% of vehicle maximum speed if 125 km/h (77.7 mph)
c = the average deceleration actually achieved during
the shortest cold effectiveness stop at GVWR (m/s\2\),
Sc = actual stopping distance measured on the shortest cold
effectiveness stop at GVWR (m), and
V = cold effectiveness test speed (km/h).
[[Page 674]]
(b) In addition to the requirement in S7.14.4(a), the stopping
distance for at least one of the two hot stops must be S <=89 m (292 ft)
from a test speed of 100 km/h (62.1 mph) or, for reduced test speed, S
<=0.10V + 0.0079V\2\. The results of the second stop may not be used to
meet the requirements of S7.14.4(a).
S7.15. Brake cooling stops.
S7.15.1. General information. The cooling stops are conducted
immediately after completion of the hot performance test.
S7.15.2. Vehicle conditions. (a) Vehicle load: GVWR only.
(b) Transmission position: In gear.
S7.15.3. Test conditions and procedures. (a) IBT: Temperature
achieved at completion of hot performance.
(b) Test speed: 50 km/h (31.1 mph).
(c) Pedal force: Adjust as necessary to maintain specified constant
deceleration rate.
(d) Deceleration rate: Maintain a constant deceleration rate of 3.0
m/s\2\ (9.8 fps\2\).
(e) Wheel lockup: No lockup of any wheel for longer than 0.1 seconds
allowed at speeds greater than 15
km/h (9.3 mph).
(f) Number of runs: 4 stops.
(g) Immediately after the hot performance stops drive 1.5 km (0.93
mi) at 50 km/h (31.1 mph) before the first cooling stop.
(h) For the first through the third cooling stops:
(1) After each stop, immediately accelerate at the maximum rate to
50 km/h (31.1 mph).
(2) Maintain that speed until beginning the next stop at a distance
of 1.5 km (0.93 mi) from the beginning of the previous stop.
(i) For the fourth cooling stop:
(1) Immediately after the fourth stop, accelerate at the maximum
rate to 100 km/h (62.1 mph).
(2) Maintain that speed until beginning the recovery performance
stops at a distance of 1.5 km (0.93 mi) after the beginning of the
fourth cooling stop.
S7.16. Recovery performance.
S7.16.1. General information. The recovery performance test is
conducted immediately after completion of the brake cooling stops.
S7.16.2. Vehicle conditions. (a) Vehicle load: GVWR only.
(b) Transmission position: In neutral.
S7.16.3. Test conditions and procedures. (a) IBT: Temperature
achieved at completion of cooling stops.
(b) Test speed: 100 km/h (62.1 mph).
(c) Pedal force: The average pedal force shall not be greater than
the average pedal force recorded during the shortest GVWR cold
effectiveness stop.
(d) Wheel lockup: No lockup of any wheel for longer than 0.1 seconds
allowed at speeds greater than 15 km/h (9.3 mph).
(e) Number of runs: 2 stops.
(f) Immediately after the fourth cooling stop, accelerate at the
maximum rate to 100 km/h (62.1 mph).
(g) Maintain that speed until beginning the first recovery
performance stop at a distance of 1.5 km (0.93 mi) after the beginning
of the fourth cooling stop.
(h) If the vehicle is incapable of attaining 100 km/h, it is tested
at the same speed used for the GVWR cold effectiveness test.
(i) Immediately after completion of the first recovery performance
stop accelerate as rapidly as possible to the specified test speed and
conduct the second recovery performance stop.
S7.16.4. Performance requirements.
The stopping distance, S, for at least one of the two stops must be
within the following limits:
[GRAPHIC] [TIFF OMITTED] TR02FE95.016
where dc and V are defined in S7.14.4(a).
S7.17. Final Inspection. Inspect:
(a) The service brake system for detachment or fracture of any
components, such as brake springs and brake shoes or disc pad facings.
(b) The friction surface of the brake, the master cylinder or brake
power unit reservoir cover, and seal and filler openings, for leakage of
brake fluid or lubricant.
(c) The master cylinder or brake power unit reservoir for compliance
with the volume and labeling requirements of S5.4.2 and S5.4.3. In
determining the fully applied worn condition, assume that the lining is
worn to (1) rivet or bolt heads on riveted or bolted linings or (2)
within 0.8 mm (1/32
[[Page 675]]
inch) of shoe or pad mounting surface on bonded linings or (3) the limit
recommended by the manufacturer, whichever is larger relative to the
total possible shoe or pad movement. Drums or rotors are assumed to be
at nominal design drum diameter or rotor thickness. Linings are assumed
adjusted for normal operating clearance in the released position.
(d) The brake system indicators, for compliance with operation in
various key positions, lens color, labeling, and location, in accordance
with S5.5.
[60 FR 6434, Feb. 2, 1995, as amended at 60 FR 37847, July 24, 1995; 60
FR 44548, Aug. 28, 1995; 62 FR 46917, Sept. 5, 1997; 62 FR 51070, Sept.
30, 1997; 65 FR 6332, Feb. 9, 2000; 70 FR 37713, June 30, 2005; 77 FR
760, Jan. 6, 2012; 86 FR 1300, Jan. 8, 2021; 87 FR 34810, June 8, 2022]
Sec. 571.136 Standard No. 136; Electronic stability control systems
for heavy vehicles.
S1 Scope. This standard establishes performance and equipment
requirements for electronic stability control (ESC) systems on heavy
vehicles.
S2 Purpose. The purpose of this standard is to reduce crashes caused
by rollover or by directional loss-of-control.
S3 Application. This standard applies to the following vehicles:
S3.1 Truck tractors with a gross vehicle weight rating of greater
than 11,793 kilograms (26,000 pounds). However, it does not apply to:
(a) Any truck tractor equipped with an axle that has a gross axle
weight rating of 13,154 kilograms (29,000 pounds) or more;
(b) Any truck tractor that has a speed attainable in 3.2 km (2
miles) of not more than 53 km/h (33 mph); and
(c) Any truck tractor that has a speed attainable in 3.2 km (2
miles) of not more than 72 km/h (45 mph), an unloaded vehicle weight
that is not less than 95 percent of its gross vehicle weight rating, and
no capacity to carry occupants other than the driver and operating crew.
S3.2 Buses with a gross vehicle weight rating of greater than 11,793
kilograms (26,000 pounds). However, it does not apply to
(a) School buses;
(b) Perimeter-seating buses;
(c) Transit buses;
(d) Any bus equipped with an axle that has a gross axle weight
rating of 13,154 kilograms (29,000 pounds) or more; and
(e) Any bus that has a speed attainable in 3.2 km (2 miles) of not
more than 53 km/h (33 mph.)
S4 Definitions.
Ackerman Steer Angle means the angle whose tangent is the wheelbase
divided by the radius of the turn at a very low speed.
Electronic stability control system or ESC system means a system
that has all of the following attributes:
(1) It augments vehicle directional stability by having the means to
apply and adjust the vehicle brake torques individually at each wheel
position on at least one front and at least one rear axle of the truck
tractor or bus to induce correcting yaw moment to limit vehicle
oversteer and to limit vehicle understeer;
(2) It enhances rollover stability by having the means to apply and
adjust the vehicle brake torques individually at each wheel position on
at least one front and at least one rear axle of the truck tractor or
bus to reduce lateral acceleration of a vehicle;
(3) It is computer-controlled with the computer using a closed-loop
algorithm to induce correcting yaw moment and enhance rollover
stability;
(4) It has a means to determine the vehicle's lateral acceleration;
(5) It has a means to determine the vehicle's yaw rate and to
estimate its side slip or side slip derivative with respect to time;
(6) It has a means to estimate vehicle mass or, if applicable,
combination vehicle mass;
(7) It has a means to monitor driver steering inputs;
(8) It has a means to modify engine torque, as necessary, to assist
the driver in maintaining control of the vehicle and/or combination
vehicle; and
(9) When installed on a truck tractor, it has the means to provide
brake pressure to automatically apply and modulate the brake torques of
a towed trailer.
ESC service brake application means the time when the ESC system
applies a service brake pressure at any wheel for a continuous duration
of at least 0.5
[[Page 676]]
second of at least 34 kPa (5 psi) for air-braked systems and at least
172 kPa (25 psi) for hydraulic-braked systems.
Initial brake temperature means the average temperature of the
service brakes on the hottest axle of the vehicle immediately before any
stability control system test maneuver is executed.
Lateral acceleration means the component of the vector acceleration
of a point in the vehicle perpendicular to the vehicle x-axis
(longitudinal) and parallel to the road plane.
Oversteer means a condition in which the vehicle's yaw rate is
greater than the yaw rate that would occur at the vehicle's speed as
result of the Ackerman Steer Angle.
Over-the-road bus means a bus characterized by an elevated passenger
deck located over a baggage compartment, except a school bus.
Peak friction coefficient or PFC means the ratio of the maximum
value of braking test wheel longitudinal force to the simultaneous
vertical force occurring prior to wheel lockup, as the braking torque is
progressively increased.
Perimeter-seating bus means a bus with 7 or fewer designated seating
positions rearward of the driver's seating position that are forward-
facing or can convert to forward-facing without the use of tools and is
not an over-the-road bus.
Side slip or side slip angle means the arctangent of the lateral
velocity of the center of gravity of the vehicle divided by the
longitudinal velocity of the center of gravity.
Snub means the braking deceleration of a vehicle from a higher speed
to a lower speed that is greater than zero.
Stop-request system means a vehicle-integrated system for passenger
use to signal to a vehicle operator that they are requesting a stop.
Tandem axle means a group or set of two or more axles placed in
close arrangement, one behind the other, with the centerlines of
adjacent axles not more than 72 inches apart.
Transit bus means a bus that is equipped with a stop-request system
sold for public transportation provided by, or on behalf of, a State or
local government and that is not an over-the-road bus.
Understeer means a condition in which the vehicle's yaw rate is less
than the yaw rate that would occur at the vehicle's speed as result of
the Ackerman Steer Angle.
Wheelbase means the longitudinal distance between the center of the
front axle and the center of the rear axle. For vehicles with tandem
axles, the center of the axle is the midpoint between the centers of the
most forward and most rearward tandem axles, measured when all liftable
axles are in the lowered position.
Yaw Rate means the rate of change of the vehicle's heading angle
measure in degrees per second of rotation about a vertical axis through
the vehicle's center of gravity.
S5 Requirements. Each vehicle must be equipped with an ESC system
that meets the requirements specified in S5 under the test conditions
specified in S6 and the test procedures specified in S7 of this
standard.
S5.1 Required Equipment. Each vehicle to which this standard applies
must be equipped with an electronic stability control system, as defined
in S4.
S5.2 System Operational Capabilities.
S5.2.1 The ESC system must be operational over the full speed range
of the vehicle except at vehicle speeds less than 20 km/h (12.4 mph),
when being driven in reverse, or during system initialization.
S5.2.2 The ESC must remain capable of activation even if the
antilock brake system or traction control is also activated.
S5.3 Performance Requirements.
S5.3.1 Lane Keeping During Reference Speed Determination. During
each series of four consecutive test runs conducted at the same entrance
speed as part of the test procedure to determine the Preliminary
Reference Speed and the Reference Speed (see S7.7.1), the wheels of the
truck tractor or bus must remain within the lane between the start gate
(0 degrees of radius arc angle) and the end gate (120 degrees of radius
arc angle) during at least two of the four test runs.
S5.3.2 Engine Torque Reduction. During each series of four
consecutive test runs for the determination of engine
[[Page 677]]
torque reduction (see S7.7.2), the vehicle must satisfy the criteria of
S5.3.2.1 and S5.3.2.2 during at least two of the four test runs.
S5.3.2.1 The ESC system must reduce the driver-requested engine
torque by at least 10 percent for a minimum continuous duration of 0.5
second during the time period from 1.5 seconds after the vehicle crosses
the start gate (0 degree of radius arc angle) to when it crosses the end
gate (120 degrees of radius arc angle).
S5.3.2.2 The wheels of the truck tractor or bus must remain within
the lane between the start gate (0 degrees of radius arc angle) and the
end gate (120 degrees of radius arc angle).
S5.3.3 Roll Stability Control Test. During each series of eight
consecutive test runs for the determination of roll stability control
(see S7.7.3) conducted at the same entrance speed, the vehicle must
satisfy the criteria of S5.3.3.1, S5.3.3.2, S5.3.3.3, and S5.3.3.4
during at least six of the eight consecutive test runs.
S5.3.3.1 The vehicle speed measured at 3.0 seconds after vehicle
crosses the start gate (0 degrees of radius arc angle) must not exceed
47 km/h (29 mph).
S5.3.3.2 The vehicle speed measured at 4.0 seconds after vehicle
crosses the start gate (0 degrees of radius arc angle) must not exceed
45 km/h (28 mph).
S5.3.3.3 The wheels of the truck tractor or bus must remain within
the lane between the start gate (0 degrees of radius arc angle) and the
end gate (120 degrees of radius arc angle).
S5.3.3.4 There must be ESC service brake activation.
S5.4 ESC Malfunction Detection. Each vehicle must be equipped with
an indicator lamp, mounted in front of and in clear view of the driver,
which is activated whenever there is a malfunction that affects the
generation or transmission of control or response signals in the
vehicle's electronic stability control system.
S5.4.1 Except as provided in S5.4.3 and S5.4.6, the ESC malfunction
telltale must illuminate only when a malfunction exists and must remain
continuously illuminated for as long as the malfunction exists, whenever
the ignition locking system is in the ``On'' (``Run'') position.
S5.4.2 The ESC malfunction telltale must be identified by the symbol
shown for ``Electronic Stability Control System Malfunction'' or the
specified words or abbreviations listed in Table 1 of Standard No. 101
(Sec. 571.101).
S5.4.3 The ESC malfunction telltale must be activated as a check-of-
lamp function either when the ignition locking system is turned to the
``On'' (``Run'') position when the engine is not running, or when the
ignition locking system is in a position between the ``On'' (``Run'')
and ``Start'' that is designated by the manufacturer as a check-light
position.
S5.4.4 The ESC malfunction telltale need not be activated when a
starter interlock is in operation.
S5.4.5 The ESC malfunction telltale lamp must extinguish at the next
ignition cycle after the malfunction has been corrected.
S5.4.6 The manufacturer may use the ESC malfunction telltale in a
flashing mode to indicate ESC operation.
S6 Test Conditions. The requirements of S5 must be met by a vehicle
when it is tested according to the conditions set forth in the S6,
without replacing any brake system part or making any adjustments to the
ESC system except as specified. On vehicles equipped with automatic
brake adjusters, the automatic brake adjusters will remain activated at
all times.
S6.1 Ambient Conditions.
S6.1.1 The ambient temperature is any temperature between 2 [deg]C
(35 [deg]F) and 40 [deg]C (104 [deg]F).
S6.1.2 The maximum wind speed is no greater than 5 m/s (11 mph).
S6.2 Road Test Surface.
S6.2.1 The tests are conducted on a dry, uniform, solid-paved
surface. Surfaces with irregularities and undulations, such as dips and
large cracks, are unsuitable.
S6.2.2 The road test surface produces a peak friction coefficient
(PFC) of 1.02 when measured using an ASTM F2493 standard reference test
tire, in accordance with ASTM E1337-19, at a speed of 64.4 km/h (40
mph), without water delivery (incorporated by reference, see Sec.
571.5).
[[Page 678]]
S6.2.3 The test surface has a consistent slope between 0% and 1%.
S6.2.4 J-Turn Test Maneuver Test Course. The test course for the J-
Turn test maneuver is used for the Reference Speed Test in S7.7.1, the
Engine Torque Reduction Test in S7.7.2, and the Roll Stability Control
Test in S7.7.3.
S6.2.4.1 The test course consists of a straight entrance lane with a
length of 22.9 meters (75 feet) tangentially connected to a curved lane
section with a radius of 45.7 meters (150 feet) measured from the center
of the lane.
S6.2.4.2 For truck tractors, the lane width of the test course is
3.7 meters (12 feet). At the manufacturer's option, for truck tractors
with a wheelbase equal to or greater than 7112 mm (280 inches) the lane
width of the test course is 3.7 meters (12 feet) for the straight
section and is 4.3 meters (14 feet) for the curved section. For buses,
the lane width of the test course is 3.7 meters (12 feet) for the
straight section and is 4.3 meters (14 feet) for the curved section.
S6.2.4.3 The start gate is the tangent point on the radius (the
intersection of the straight lane and the curved lane sections) and is
designated as zero degrees of radius of arc angle. The end gate is the
point on the radius that is 120 degrees of radius arc angle measured
from the tangent point.
S6.2.4.4 Figure 1 shows the test course with the curved lane section
configured in the counter-clockwise steering direction relative to the
entrance lane. The course is also arranged with the curved lane section
configured in the clockwise steering direction relative to the entrance
lane. The cones depicted in Figure 1 defining the lane width are
positioned solely for illustrative purposes.
[GRAPHIC] [TIFF OMITTED] TR23JN15.017
[[Page 679]]
S6.3 Vehicle Conditions.
S6.3.1 The ESC system is enabled for all testing, except for the ESC
malfunction test (see S7.8).
S6.3.2 All vehicle openings (doors, windows, hood, trunk, cargo
doors, etc.) are in a closed position except as required for
instrumentation purposes.
S6.3.3 Test Weight.
S6.3.3.1 Truck Tractors. A truck tractor is loaded to its GVWR by
coupling it to a control trailer (see S6.3.5). The tractor is loaded
with the test driver, test instrumentation, and an anti-jackknife system
(see S6.3.8).
S6.3.3.2 Buses. A bus is loaded with ballast (weight) to its GVWR to
simulate a multi-passenger and baggage configuration. For this
configuration the bus is loaded with test driver, test instrumentation,
outriggers (see S6.3.6), ballast, and a simulated occupant in each of
the vehicle's designated seating positions. The simulated occupant loads
are attained by securing 68 kilograms (150 pounds) of ballast in each of
the test vehicle's designated seating positions. If the simulated
occupant loads result in the bus being loaded to less than its GVWR,
additional ballast is added to the bus in the following manner until the
bus is loaded to its GVWR without exceeding any axle's GAWR: First,
ballast is added to the lowest baggage compartment; second, ballast is
added to the floor of the passenger compartment. If the simulated
occupant loads result in the GAWR of any axle being exceeded or the GVWR
of the bus being exceeded, simulated occupant loads are removed until
the vehicle's GVWR and all axles' GAWR are no longer exceeded.
S6.3.4 Transmission and Brake Controls. The transmission selector
control is in a forward gear during all maneuvers. A vehicle equipped
with an engine braking system that is engaged and disengaged by the
driver is tested with the system disengaged.
S6.3.5 Control Trailer.
S6.3.5.1 The control trailer is an unbraked, flatbed semi-trailer
that has a single axle with a GAWR of 8,165 kg (18,000 lb.). The control
trailer has a length of at least 6,400 mm (252 inches), but no more than
7,010 mm (276 inches), when measured from the transverse centerline of
the axle to the centerline of the kingpin (the point where the trailer
attaches to the truck tractor). At the manufacturer's option, truck
tractors with four or more axles may use a control trailer with a length
of more than 7,010 mm (276 inches), but no more than 13,208 mm (520
inches) when measured from the transverse centerline of the axle to the
centerline of the kingpin.
S6.3.5.2 The location of the center of gravity of the ballast on the
control trailer is directly above the kingpin. The height of the center
of gravity of the ballast on the control trailer is less than 610 mm (24
inches) above the top of the tractor's fifth-wheel hitch (the area where
the truck tractor attaches to the trailer).
S6.3.5.3 The control trailer is equipped with outriggers (see
S6.3.6).
S6.3.5.4 A truck tractor is loaded to its GVWR by placing ballast
(weight) on the control trailer which loads the tractor's non-steer
axles. The control trailer is loaded with ballast without exceeding the
GAWR of the trailer axle. If the tractor's fifth-wheel hitch position is
adjustable, the fifth-wheel hitch is adjusted to proportionally
distribute the load on each of the tractor's axle(s), according to each
axle's GAWR, without exceeding the GAWR of any axle(s). If the fifth-
wheel hitch position cannot be adjusted to prevent the load from
exceeding the GAWR of the tractor's axle(s), the ballast is reduced
until the axle load is equal to or less than the GAWR of the tractor's
rear axle(s), maintaining load proportioning as close as possible to
specified proportioning.
S6.3.6 Outriggers. Outriggers are used for testing each vehicle. The
outriggers are designed with a maximum weight of 1,134 kg (2,500 lb.),
excluding mounting fixtures.
S6.3.7 Tires. The tires are inflated to the vehicle manufacturer's
specified pressure for the GVWR of the vehicle.
S6.3.8 Truck Tractor Anti-Jackknife System. A truck tractor is
equipped with an anti-jackknife system that allows a minimum
articulation angle of 30 degrees between the tractor and the control
trailer.
S6.3.9 Special Drive Conditions. A vehicle equipped with an
interlocking axle system or a front wheel drive system
[[Page 680]]
that is engaged and disengaged by the driver is tested with the system
disengaged.
S6.3.10 Liftable Axles. A vehicle with one or more liftable axles is
tested with the liftable axles down.
S6.3.11 Initial Brake Temperature. The initial brake temperature of
the hottest brake for any performance test is between 66 [deg]C (150
[deg]F) and 204 [deg]C (400 [deg]F).
S6.3.12 Thermocouples. The brake temperature is measured by plug-
type thermocouples installed in the approximate center of the facing
length and width of the most heavily loaded shoe or disc pad, one per
brake. A second thermocouple may be installed at the beginning of the
test sequence if the lining wear is expected to reach a point causing
the first thermocouple to contact the rubbing surface of a drum or
rotor. The second thermocouple is installed at a depth of 0.080 inch and
located within 1.0 inch circumferentially of the thermocouple installed
at 0.040 inch depth. For center-grooved shoes or pads, thermocouples are
installed within 0.125 inch to 0.250 inch of the groove and as close to
the center as possible.
S6.4 Selection of Compliance Options. Where manufacturer options are
specified, the manufacturer must select the option by the time it
certifies the vehicle and may not thereafter select a different option
for the vehicle. Each manufacturer shall, upon request from the National
Highway Traffic Safety Administration, provide information regarding
which of the compliance options it has selected for a particular vehicle
or make/model.
S7 Test Procedure. S7.1 Tire Inflation. Inflate the vehicle's tires
as specified in S6.3.7.
S7.2 Telltale Lamp Check. With the vehicle stationary and the
ignition locking system in the ``Lock'' or ``Off'' position, activate
the ignition locking system to the ``On'' (``Run'') position or, where
applicable, the appropriate position for the lamp check. The ESC system
must perform a check-of-lamp function for the ESC malfunction telltale,
as specified in S5.4.3.
S7.3 Tire Conditioning. Condition the tires to wear away mold sheen
and achieve operating temperature immediately before beginning the J-
Turn test runs. The test vehicle is driven around a circle 150 feet (46
meters) in radius at a speed that produces a lateral acceleration of
approximately 0.1g for two clockwise laps followed by two
counterclockwise laps.
S7.4 Brake Conditioning and Temperature. Conditioning and warm-up of
the vehicle brakes are completed before and monitored during the
execution of the J-Turn test maneuver.
S7.4.1 Brake Conditioning. Condition the brakes in accordance with
S7.4.1.1 and S7.4.1.2.
S7.4.1.1 Prior to executing the J-Turn test maneuver, the vehicle's
brakes are burnished as follows: With the transmission in the highest
gear appropriate for a speed of 64 km/h (40 mph), make 500 snubs between
64 km/h (40 mph) and 32 km/h (20 mph) at a deceleration rate of 0.3g, or
at the vehicle's maximum deceleration rate if less than 0.3g. After each
brake application accelerate to 64 km/h (40 mph) and maintain that speed
until making the next brake application at a point 1.6 km (1.0 mile)
from the initial point of the previous brake application. If the vehicle
cannot attain a speed of 64 km/h (40 mph) in 1.6 km (1.0 mile), continue
to accelerate until the vehicle reaches 64 km/h (40 mph) or until the
vehicle has traveled 2.4 km (1.5 miles) from the initial point of the
previous brake application, whichever occurs first. The brakes may be
adjusted up to three times during the burnish procedure, at intervals
specified by the vehicle manufacturer, and may be adjusted at the
conclusion of the burnishing, in accordance with the vehicle
manufacturer's recommendation.
S7.4.1.2 Prior to executing the performance tests in S7.7, the
brakes are conditioned using 40 brake application snubs from a speed of
64 km/h (40 mph) to a speed of 32 km/h (20 mph), with a target
deceleration of approximately 0.3g. After each brake application,
accelerate to 64 km/h (40 mph) and maintain that speed until making the
next brake application at a point 1.6 km (1.0 mile) from the initial
point of the previous brake application.
S7.4.2 Brake Temperature. Prior to testing or any time during
testing, if the hottest brake temperature is above
[[Page 681]]
204 [deg]C (400 [deg]F) a cool down period is performed until the
hottest brake temperature is measured within the range of 66 [deg]C-204
[deg]C (150 [deg]F-400 [deg]F). Prior to testing or any time during
testing, if the hottest brake temperature is below 66 [deg]C (150
[deg]F) individual brake stops are repeated to increase any one brake
temperature to within the target temperature range of 66 [deg]C-204
[deg]C (150 [deg]F-400 [deg]F) before a test maneuver is performed.
S7.5 Mass Estimation Cycle. Perform the mass estimation procedure
for the ESC system according to the manufacturer's instructions. This
procedure will be repeated if an ignition cycle occurs or is needed at
any time between the initiation and completion of S7.7.
S7.6 ESC System Malfunction Check. Check that the ESC system is
enabled by ensuring that the ESC malfunction telltale is not
illuminated.
S7.7 J-Turn Test Maneuver. The truck tractor or bus is subjected to
multiple series of test runs using the J-Turn test maneuver. The truck
tractor or bus travels through the course by driving down the entrance
lane, crossing the start gate at the designated entrance speed, turning
through the curved lane section, and crossing the end gate, while the
driver attempts to keep all of the wheels of the truck tractor or bus
within the lane.
S7.7.1 Reference Speed Test. The vehicle is subjected to J-Turn test
maneuvers to determine the Reference Speed for each steering direction.
The Reference Speeds are used in S7.7.2 and S7.7.3.
S7.7.1.1 Preliminary Reference Speed Determination. The vehicle is
subjected to two series of test runs using the J-Turn test maneuver at
increasing entrance speeds. One series uses clockwise steering, and the
other series uses counterclockwise steering. The entrance speed of a
test run is the 0.5 second average of the raw speed data prior to any
ESC system activation of the service brakes and rounded to the nearest
1.0 mph. During each test run, the driver attempts to maintain the
selected entrance speed throughout the J-Turn test maneuver. For the
first test run of each series, the entrance speed is 32 km/h 1.6 km/h (20 mph 1.0 mph) and is
incremented 1.6 km/h (1.0 mph) for each subsequent test run until ESC
service brake application occurs or any of the truck tractor's or bus's
wheels departs the lane. The vehicle entrance speed at which ESC service
brake application occurs is the Preliminary Reference Speed. The
Preliminary Reference Speed is determined for each direction: Clockwise
steering and counter-clockwise steering. During any test run, if any of
the wheels of the truck tractor or bus depart the lane at any point
within the first 120 degrees of radius arc angle, the test run is
repeated at the same entrance speed. If any of the wheels of the truck
tractor or bus depart the lane again, then four consecutive test runs
are repeated at the same entrance speed (1.6 km/h
(1.0 mph)).
S7.7.1.2 Reference Speed Determination. Using the Preliminary
Reference Speed determined in S7.7.1.1, perform two series of test runs
using the J-Turn test maneuver to determine the Reference Speed. The
first series consists of four consecutive test runs performed using
counter-clockwise steering. The second series consists of four
consecutive test runs performed using clockwise steering. During each
test run, the driver attempts to maintain a speed equal to the
Preliminary Reference Speed throughout the J-Turn test maneuver. The
Reference Speed is the minimum entrance speed at which ESC service brake
application occurs for at least two of four consecutive test runs of
each series conducted at the same entrance speed (within 1.6 km/h (1.0 mph)). The Reference
Speed is determined for each direction: clockwise steering and counter-
clockwise steering. If ESC service brake application does not occur
during at least two test runs of either series, the Preliminary
Reference Speed is increased by 1.6 km/h (1.0 mph), and the procedure in
this section is repeated.
S7.7.2 Engine Torque Reduction Test. The vehicle is subjected to two
series of test runs using the J-Turn test maneuver at an entrance speed
equal to the Reference Speed determined in S7.7.1.2. One series uses
clockwise steering, and the other series uses counter-clockwise
steering. Each series consists of four test runs with the vehicle at an
entrance speed equal to the
[[Page 682]]
Reference Speed and the driver fully depressing the accelerator pedal
from the time when the vehicle crosses the start gate until the vehicle
reaches the end gate. ESC engine torque reduction is confirmed by
comparing the engine torque output and driver requested torque data
collected from the vehicle communication network or CAN bus. During the
initial stages of each maneuver the two torque signals with respect to
time will parallel each other. Upon ESC engine torque reduction, the two
signals will diverge when the ESC system causes a commanded engine
torque reduction and the driver depresses the accelerator pedal
attempting to accelerate the vehicle.
S7.7.2.1 Perform two series of test runs using the J-Turn test
maneuver at the Reference Speed determined in S7.7.1.2 (1.6 km/h (1.0 mph)). The first
series consists of four consecutive test runs performed using counter-
clockwise steering. The second series consists of four consecutive test
runs performed using clockwise steering. During each test run, the
driver fully depresses the accelerator pedal from the time when the
vehicle crosses the start gate until the vehicle reaches the end gate.
S7.7.2.2 During each of the engine torque reduction test runs,
verify the commanded engine torque and the driver requested torque
signals diverge according to the criteria specified in S5.3.2.1.
S7.7.3 Roll Stability Control Test. The vehicle is subjected to
multiple series of test runs using the J-Turn test maneuver in both the
clockwise and the counter-clockwise direction.
S7.7.3.1 Before each test run, the brake temperatures are monitored
and the hottest brake is confirmed to be between 66 [deg]C (150 [deg]F)
and 204 [deg]C (400 [deg]F). If the hottest brake temperature is not
between 66 [deg]C (150 [deg]F) and 204 [deg]C (400 [deg]F), the brake
temperature is adjusted in accordance with S7.4.2.
S7.7.3.2 During each test run, the driver will release the
accelerator pedal after the ESC system has slowed vehicle by more than
4.8 km/h (3.0 mph) below the entrance speed.
S7.7.3.3 The maximum test speed is the greater of 130 percent of the
Reference Speed (see S7.7.1.2) or 48 km/h (30 mph). The maximum test
speed is determined for each direction: clockwise steering and counter-
clockwise steering.
S7.7.3.4 For each series of Roll Stability Control test runs, the
vehicle will perform eight consecutive test runs at the same entrance
speed, which is any speed between 48 km/h (30 mph) and the maximum test
speed determined according to S7.7.3.3.
S7.7.3.5 Upon completion of testing, post processing is done as
specified in S7.9.
S7.8 ESC Malfunction Detection.
S7.8.1 Simulate one or more ESC malfunction(s) by disconnecting the
power source to any ESC component, or disconnecting any electrical
connection between ESC components (with the vehicle power off). When
simulating an ESC malfunction, the electrical connections for the
telltale lamp(s) are not disconnected.
S7.8.2 With the vehicle initially stationary and the ignition
locking system in the ``Lock'' or ``Off'' position, activate the
ignition locking system to the ``Start'' position and start the engine.
Place the vehicle in a forward gear and accelerate to 48 8 km/h (30 5 mph). Drive the
vehicle for at least two minutes including at least one left and one
right turning maneuver and at least one service brake application.
Verify that, within two minutes of attaining this speed, the ESC
malfunction indicator illuminates in accordance with S5.4.
S7.8.3 Stop the vehicle, deactivate the ignition locking system to
the ``Off'' or ``Lock'' position. After a five-minute period, activate
the vehicle's ignition locking system to the ``Start'' position and
start the engine. Verify that the ESC malfunction indicator again
illuminates to signal a malfunction and remains illuminated as long as
the engine is running until the fault is corrected.
S7.8.4 Deactivate the ignition locking system to the ``Off'' or
``Lock'' position. Restore the ESC system to normal operation, activate
the ignition system to the ``Start'' position and start the engine.
Verify that the telltale has extinguished.
S7.9 Post Data Processing.
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S7.9.1 Raw vehicle speed data is filtered with a 0.1 second running
average filter.
S7.9.2 The torque data collected from the vehicle communication
network or CAN bus as a digital signal does not get filtered. The torque
data collected from the vehicle communication network or CAN bus as an
analog signal is filtered with a 0.1-second running average.
S7.9.3 The activation point of the ESC engine torque reduction is
the point where the measured driver demanded torque and the engine
torque first begin to deviate from one another (engine torque decreases
while the driver requested torque increases) during the Engine Torque
Reduction Test. The torque values are obtained directly from the vehicle
communication network or CAN bus. Torque values used to determine the
activation point of the ESC engine torque reduction are interpolated.
S7.9.4 The time measurement for the J-Turn test maneuver is
referenced to ``time zero'', which is defined as the instant the center
of the front tires of the vehicle reach the start gate, the line within
the lane at zero degrees of radius arc angle. The completion of the
maneuver occurs at the instant the center of the front tires of the
vehicle reach the end gate, which is the line within the lane at 120
degrees of radius arc angle.
S7.9.5 Raw service brake pressure measurements are zeroed
(calibrated). Zeroed brake pressure data are filtered with 0.1 second
running average filters. Zeroed and filtered brake pressure data are
dynamically offset corrected using a defined ``zeroed range''. The
``zeroing range'' is defined as the 0.5 second time period prior to
``time zero'' defined in S7.9.4.
S8 Compliance Dates. Vehicles that are subject to this standard must
meet the requirements of this standard according to the implementation
schedule set forth in S8.
S8.1 Buses.
S8.1.1 All buses with a gross vehicle weight rating of greater than
14,969 kilograms (33,000 pounds) manufactured on or after June 24, 2018
must comply with this standard.
S8.1.2 All buses manufactured on or after August 1, 2019 must comply
with this standard.
S8.2 Trucks.
S8.2.1 All three-axle truck tractors with a front axle that has a
GAWR of 6,622 kilograms (14,600 pounds) or less and with two rear drive
axles that have a combined GAWR of 20,412 kilograms (45,000 pounds) or
less manufactured on or after August 1, 2017 must comply with this
standard.
S8.2.2 All truck tractors manufactured on or after August 1, 2019
must comply with this standard.
[80 FR 36105, June 23, 2015, as amended at 82 FR 50092, Oct. 30, 2017;
87 FR 34810, June 8, 2022]
Sec. 571.138 Standard No. 138; Tire pressure monitoring systems.
S1 Purpose and scope. This standard specifies performance
requirements for tire pressure monitoring systems (TPMSs) to warn
drivers of significant under-inflation of tires and the resulting safety
problems.
S2 Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses that have a gross
vehicle weight rating of 4,536 kilograms (10,000 pounds) or less, except
those vehicles with dual wheels on an axle, according to the phase-in
schedule specified in S7 of this standard.
S3 Definitions. The following definitions apply to this standard:
Lightly loaded vehicle weight means unloaded vehicle weight plus the
weight of a mass of 180 kg (396 pounds), including test driver and
instrumentation.
Tire pressure monitoring system means a system that detects when one
or more of a vehicle's tires is significantly under-inflated and
illuminates a low tire pressure warning telltale.
Vehicle Placard and Tire inflation pressure label mean the sources
of information for the vehicle manufacturer's recommended cold tire
inflation pressure pursuant to Sec. 571.110 of this Part.
S4 Requirements.
S4.1 General. To the extent provided in S7, each vehicle must be
equipped with a tire pressure monitoring system that meets the
requirements specified
[[Page 684]]
in S4 under the test conditions specified in S5 and the test procedures
specified in S6 of this standard.
S4.2 TPMS detection requirements. The tire pressure monitoring
system must:
(a) Illuminate a low tire pressure warning telltale not more than 20
minutes after the inflation pressure in one or more of the vehicle's
tires, up to a total of four tires, is equal to or less than either the
pressure 25 percent below the vehicle manufacturer's recommended cold
inflation pressure, or the pressure specified in the 3rd column of Table
1 of this standard for the corresponding type of tire, whichever is
higher;
(b) Continue to illuminate the low tire pressure warning telltale as
long as the pressure in any of the vehicle's tires is equal to or less
than the pressure specified in S4.2(a), and the ignition locking system
is in the ``On'' (``Run'') position, whether or not the engine is
running, or until manually reset in accordance with the vehicle
manufacturer's instructions.
S4.3 Low tire pressure warning telltale.
S4.3.1 Each tire pressure monitoring system must include a low tire
pressure warning telltale that:
(a) Is mounted inside the occupant compartment in front of and in
clear view of the driver;
(b) Is identified by one of the symbols shown for the ``Low Tire
Pressure'' Telltale in Table 1 of Standard No. 101 (49 CFR 571.101); and
(c) Is illuminated under the conditions specified in S4.2.
S4.3.2 In the case of a telltale that identifies which tire(s) is
(are) under-inflated, each tire in the symbol for that telltale must
illuminate when the tire it represents is under-inflated to the extent
specified in S4.2.
S4.3.3 (a) Except as provided in paragraph (b) of this section, each
low tire pressure warning telltale must illuminate as a check of lamp
function either when the ignition locking system is activated to the
``On'' (``Run'') position when the engine is not running, or when the
ignition locking system is in a position between ``On'' (``Run'') and
``Start'' that is designated by the manufacturer as a check position.
(b) The low tire pressure warning telltale need not illuminate when
a starter interlock is in operation.
S4.4 TPMS malfunction.
(a) The vehicle shall be equipped with a tire pressure monitoring
system that includes a telltale that provides a warning to the driver
not more than 20 minutes after the occurrence of a malfunction that
affects the generation or transmission of control or response signals in
the vehicle's tire pressure monitoring system. The vehicle's TPMS
malfunction indicator shall meet the requirements of either S4.4(b) or
S4.4(c).
(b) Dedicated TPMS malfunction telltale. The vehicle meets the
requirements of S4.4(a) when equipped with a dedicated TPMS malfunction
telltale that:
(1) Is mounted inside the occupant compartment in front of and in
clear view of the driver;
(2) Is identified by the word ``TPMS'' as described under the ``Tire
Pressure Monitoring System Malfunction'' Telltale in Table 1 of Standard
No. 101 (49 CFR 571.101);
(3) Continues to illuminate the TPMS malfunction telltale under the
conditions specified in S4.4(a) for as long as the malfunction exists,
whenever the ignition locking system is in the ``On'' (``Run'')
position; and
(4) (i) Except as provided in paragraph (ii), each dedicated TPMS
malfunction telltale must be activated as a check of lamp function
either when the ignition locking system is activated to the ``On''
(``Run'') position when the engine is not running, or when the ignition
locking system is in a position between ``On'' (``Run'') and ``Start''
that is designated by the manufacturer as a check position.
(ii) The dedicated TPMS malfunction telltale need not be activated
when a starter interlock is in operation.
(c) Combination low tire pressure/TPMS malfunction telltale. The
vehicle meets the requirements of S4.4(a) when equipped with a combined
Low Tire Pressure/TPMS malfunction telltale that:
(1) Meets the requirements of S4.2 and S4.3; and
[[Page 685]]
(2) Flashes for a period of at least 60 seconds but no longer than
90 seconds upon detection of any condition specified in S4.4(a) after
the ignition locking system is activated to the ``On'' (``Run'')
position. After each period of prescribed flashing, the telltale must
remain continuously illuminated as long as a malfunction exists and the
ignition locking system is in the ``On'' (``Run'') position. This
flashing and illumination sequence must be repeated each time the
ignition locking system is placed in the ``On'' (``Run'') position until
the situation causing the malfunction has been corrected. Multiple
malfunctions occurring during any ignition cycle may, but are not
required to, reinitiate the prescribed flashing sequence.
S4.5 Written instructions.
(a) Beginning on September 1, 2006, the owner's manual in each
vehicle certified as complying with S4 must provide an image of the Low
Tire Pressure Telltale symbol (and an image of the TPMS Malfunction
Telltale warning (``TPMS''), if a dedicated telltale is utilized for
this function) with the following statement in English:
Each tire, including the spare (if provided), should be checked
monthly when cold and inflated to the inflation pressure recommended by
the vehicle manufacturer on the vehicle placard or tire inflation
pressure label. (If your vehicle has tires of a different size than the
size indicated on the vehicle placard or tire inflation pressure label,
you should determine the proper tire inflation pressure for those
tires.)
As an added safety feature, your vehicle has been equipped with a
tire pressure monitoring system (TPMS) that illuminates a low tire
pressure telltale when one or more of your tires is significantly under-
inflated. Accordingly, when the low tire pressure telltale illuminates,
you should stop and check your tires as soon as possible, and inflate
them to the proper pressure. Driving on a significantly under-inflated
tire causes the tire to overheat and can lead to tire failure. Under-
inflation also reduces fuel efficiency and tire tread life, and may
affect the vehicle's handling and stopping ability.
Please note that the TPMS is not a substitute for proper tire
maintenance, and it is the driver's responsibility to maintain correct
tire pressure, even if under-inflation has not reached the level to
trigger illumination of the TPMS low tire pressure telltale.
[The following paragraph is required for all vehicles certified to
the standard starting on September 1, 2007 and for vehicles voluntarily
equipped with a compliant TPMS MIL before that time.] Your vehicle has
also been equipped with a TPMS malfunction indicator to indicate when
the system is not operating properly. [For vehicles with a dedicated MIL
telltale, add the following statement: The TPMS malfunction indicator is
provided by a separate telltale, which displays the symbol ``TPMS'' when
illuminated.] [For vehicles with a combined low tire pressure/MIL
telltale, add the following statement: The TPMS malfunction indicator is
combined with the low tire pressure telltale. When the system detects a
malfunction, the telltale will flash for approximately one minute and
then remain continuously illuminated. This sequence will continue upon
subsequent vehicle start-ups as long as the malfunction exists.] When
the malfunction indicator is illuminated, the system may not be able to
detect or signal low tire pressure as intended. TPMS malfunctions may
occur for a variety of reasons, including the installation of
replacement or alternate tires or wheels on the vehicle that prevent the
TPMS from functioning properly. Always check the TPMS malfunction
telltale after replacing one or more tires or wheels on your vehicle to
ensure that the replacement or alternate tires and wheels allow the TPMS
to continue to function properly.
(b) The owner's manual may include additional information about the
time for the TPMS telltale(s) to extinguish once the low tire pressure
condition or the malfunction is corrected. It may also include
additional information about the significance of the low tire pressure
warning telltale illuminating, a description of corrective action to be
undertaken, whether the tire pressure monitoring system functions with
the vehicle's spare tire (if provided), and how to use a reset button,
if one is provided.
(c) If a vehicle does not come with an owner's manual, the required
information shall be provided in writing to the first purchaser of the
vehicle.
S5 Test conditions.
S5.1 Ambient temperature. The ambient temperature is between 0
[deg]C (32 [deg]F) and 40 [deg]C (104 [deg]F).
S5.2 Road test surface. Compliance testing is conducted on any
portion of the Southern Loop of the Treadwear Test Course defined in
appendix A and Figure 2 of section 575.104 of this chapter. The road
surface is dry during testing.
S5.3 Vehicle conditions.
[[Page 686]]
S5.3.1 Test weight. The vehicle may be tested at any weight between
its lightly loaded vehicle weight and its gross vehicle weight rating
(GVWR) without exceeding any of its gross axle weight ratings.
S5.3.2 Vehicle speed. The vehicle's TPMS is calibrated and tested at
speeds between 50 km/h (31.1 mph) and 100 km/h (62.2 mph). For vehicles
equipped with cruise control, cruise control is not to be engaged during
testing.
S5.3.3 Rim position. The vehicle rims may be positioned at any wheel
position, consistent with any related instructions or limitations in the
vehicle owner's manual.
S5.3.4 Stationary location. The vehicle's tires are shaded from
direct sun when the vehicle is parked.
S5.3.5 Brake pedal application. Driving time shall not accumulate
during service brake application.
S5.3.6 Range of conditions or test parameters. Whenever a range of
conditions or test parameters is specified in this standard, the vehicle
must meet applicable requirements when tested at any point within the
range.
S5.3.7 Tires. The vehicle is tested with the tires installed on the
vehicle at the time of initial vehicle sale, excluding the spare tire
(if provided). However, the spare tire may be utilized for TPMS
malfunction testing purposes.
S6 Test procedures.
(a) Inflate the vehicle's tires to the cold tire inflation
pressure(s) provided on the vehicle placard or the tire inflation
pressure label.
(b) With the vehicle stationary and the ignition locking system in
the ``Lock'' or ``Off'' position, activate the ignition locking system
to the ``On'' (``Run'') position or, where applicable, the appropriate
position for the lamp check. The tire pressure monitoring system must
perform a check of lamp function for the low tire pressure telltale as
specified in paragraph S4.3.3 of this standard. If the vehicle is
equipped with a separate TPMS malfunction telltale, the tire pressure
monitoring system also must perform a check of lamp function as
specified in paragraph S4.4(b)(4) of this standard.
(c) If applicable, set or reset the tire pressure monitoring system
in accordance with the instructions in the vehicle owner's manual.
(d) System calibration/learning phase.
(1) Drive the vehicle for up to 15 minutes of cumulative time (not
necessarily continuously) along any portion of the test course.
(2) Reverse direction on the course and drive the vehicle for an
additional period of time for a total cumulative time of 20 minutes
(including the time in S6(d)(1), and not necessarily continuously).
(e) Stop the vehicle and deflate any combination of one to four
tires until the deflated tire(s) is (are) at 7 kPa (1 psi) below the
inflation pressure at which the tire pressure monitoring system is
required to illuminate the low tire pressure warning telltale.
(f) System detection phase.
(1) Within 5 minutes of reducing the inflation pressure in the
tire(s), drive the vehicle for up to 10-15 minutes of cumulative time
(not necessarily continuously) along any portion of the test course.
(2) Reverse direction on the course and drive the vehicle for an
additional period of time for a total cumulative time of 20 minutes
(including the time in S6(f)(1), and not necessarily continuously).
(3) The sum of the total cumulative drive time under paragraphs
S6(f)(1) and (2) shall be the lesser of 20 minutes or the time at which
the low tire pressure telltale illuminates.
(4) If the low tire pressure telltale did not illuminate,
discontinue the test.
(g) If the low tire pressure telltale illuminated during the
procedure in paragraph S6(f), deactivate the ignition locking system to
the ``Off'' or ``Lock'' position. After a 5-minute period, activate the
vehicle's ignition locking system to the ``On'' (``Run'') position. The
telltale must illuminate and remain illuminated as long as the ignition
locking system is in the ``On'' (``Run'') position.
(h) Keep the vehicle stationary for a period of up to one hour with
the engine off.
(i) Inflate all of the vehicle's tires to the same inflation
pressure used in paragraph S6(a). If the vehicle's tire
[[Page 687]]
pressure monitoring system has a manual reset feature, reset the system
in accordance with the instructions specified in the vehicle owner's
manual. Determine whether the telltale has extinguished. If necessary,
drive the vehicle until the telltale has been extinguished.
(j) The test may be repeated, using the test procedures in
paragraphs S6(a)-(b) and S6(d)-(i), with any one, two, three, or four of
the tires on the vehicle under-inflated.
(k) Simulate one TPMS malfunction by disconnecting the power source
to any TPMS component, disconnecting any electrical connection between
TPMS components, or installing a tire or wheel on the vehicle that is
incompatible with the TPMS. When simulating a TPMS malfunction, the
electrical connections for the telltale lamps are not to be
disconnected.
(l) TPMS malfunction detection.
(1) Drive the vehicle for up to 15 minutes of cumulative time (not
necessarily continuously) along any portion of the test course.
(2) Reverse direction on the course and drive the vehicle for an
additional period of time for a total cumulative time of 20 minutes
(including the time in S6(l)(1), and not necessarily continuously).
(3) The sum of the total cumulative drive time under paragraphs
S6(l)(1) and (2) shall be the lesser of 20 minutes or the time at which
the TPMS malfunction telltale illuminates.
(4) If the TPMS malfunction indicator did not illuminate in
accordance with paragraph S4.4, as required, discontinue the test.
(m) If the TPMS malfunction indicator illuminated during the
procedure in paragraph S6(l), deactivate the ignition locking system to
the ``Off'' or ``Lock'' position. After a 5-minute period, activate the
vehicle's ignition locking system to the ``On'' (``Run'') position. The
TPMS malfunction indicator must again signal a malfunction and remain
illuminated as long as the ignition locking system is in the ``On''
(``Run'') position.
(n) Restore the TPMS to normal operation. If necessary, drive the
vehicle until the telltale has extinguished.
(o) The test may be repeated using the test procedures in paragraphs
S6(k)-(n), with each such test limited to simulation of a single
malfunction.
S7 Phase-in schedule.
S7.1 Vehicles manufactured on or after October 5, 2005, and before
September 1, 2006. For vehicles manufactured on or after October 5,
2005, and before September 1, 2006, the number of vehicles complying
with this standard (except for the provisions of S4.4 unless the
manufacturer elects to also certify to those provisions) must not be
less than 20 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2002, and before October 5, 2005;
or
(b) The manufacturer's production on or after October 5, 2005, and
before September 1, 2006.
S7.2 Vehicles manufactured on or after September 1, 2006, and before
September 1, 2007. For vehicles manufactured on or after September 1,
2006, and before September 1, 2007, the number of vehicles complying
with this standard (except for the provisions of S4.4 unless the
manufacturer elects to also certify to those provisions) must not be
less than 70 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2003, and before September 1,
2006; or
(b) The manufacturer's production on or after September 1, 2006, and
before September 1, 2007.
S7.3 Vehicles manufactured on or after September 1, 2007. Except as
provided in S7.7, all vehicles manufactured on or after September 1,
2007 must comply with all requirements of this standard.
S7.4 Calculation of complying vehicles.
(a) Carry-Forward Credits. For purposes of complying with S7.1, a
manufacturer may count a vehicle if it is certified as complying with
this standard and is manufactured on or after April 8, 2005, but before
September 1, 2006.
(b) For purposes of complying with S7.2, a manufacturer may count a
vehicle if it:
(1) (i) Is certified as complying with this standard and is
manufactured on or after April 8, 2005, but before September 1, 2007;
and
[[Page 688]]
(ii) Is not counted toward compliance with S7.1; or
(2) Is manufactured on or after September 1, 2006, but before
September 1, 2007.
(c) Carry-Backward Credits. At the vehicle manufacturer's option,
for purposes of complying with S7.1, a manufacturer may count a vehicle
it plans to manufacture and to certify as complying with this standard
that will be produced on or after September 1, 2006 but before September
1, 2007. However, a vehicle counted toward compliance with S7.1 may not
be counted toward compliance with S7.2. If the vehicle manufacturer
decides to exercise the option for carry-backward credits, the
manufacturer must indicate this in its report for the production period
corresponding to S7.1 filed pursuant to 49 CFR 585.66. The vehicles are
counted in fulfillment of the requirements of S7.1, subject to actually
being produced in compliance with this standard during the specified
time period and not being counted toward the requirements of S7.2.
S7.5 Vehicles produced by more than one manufacturer.
S7.5.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S7.1 through S7.3, a vehicle produced by more
than one manufacturer must be attributed to a single manufacturer as
follows, subject to S7.5.2:
(a) A vehicle that is imported must be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, must be attributed
to the manufacturer that markets the vehicle.
S7.5.2 A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S7.5.1.
S7.6 Small volume manufacturers. Vehicles manufactured by a
manufacturer that produces fewer than 5,000 vehicles for sale in the
United States during the period of September 1, 2005 to August 31, 2006,
or the period from September 1, 2006 to August 31, 2007, are not subject
to the corresponding requirements of S7.1, S7.2, and S7.4.
S7.7 Final-stage manufacturers and alterers. Vehicles that are
manufactured in two or more stages or that are altered (within the
meaning of 49 CFR 567.7) after having previously been certified in
accordance with part 567 of this chapter are not subject to the
requirements of S7.1 through S7.4. Instead, vehicles that are
manufactured in two or more stages or that are altered must comply with
this standard beginning on September 1, 2008.
Tables to Sec. 571.138
Table 1--Low Tire Pressure Warning Telltale--Minimum Activation Pressure
----------------------------------------------------------------------------------------------------------------
Column 2--maximum or Column 3--minimum
rated inflation pressure activation pressure
Column 1--tire type ---------------------------------------------------
(kPa) (psi) (kPa) (psi)
----------------------------------------------------------------------------------------------------------------
P-metric--Standard Load..................................... 240, 35, 140 20
300, or 44, or 140 20
350 51 140 20
P-metric--Extra Load........................................ 280 or 41 or 160 23
340 49 160 23
Load Range C................................................ 350 51 200 29
Load Range D................................................ 450 65 240 35
Load Range E................................................ 550 80 240 35
----------------------------------------------------------------------------------------------------------------
[[Page 689]]
[70 FR 18187, Apr. 8, 2005, as amended at 70 FR 53100, Sept. 7, 2005; 72
FR 38025, July 12, 2007]
Sec. 571.139 Standard No. 139; New pneumatic radial tires for light vehicles.
S1. Scope and purpose. This standard specifies tire dimensions, test
requirements, labeling requirements, and defines tire load ratings.
S2 Application. This standard applies to new pneumatic radial tires
for use on motor vehicles (other than motorcycles and low speed
vehicles) that have a gross vehicle weight rating (GVWR) of 10,000
pounds or less and that were manufactured after 1975. This standard does
not apply to special tires (ST) for trailers in highway service, tires
for use on farm implements (FI) in agricultural service with
intermittent highway use, tires with rim diameters of 12 inches and
below, T-type temporary use spare tires with radial construction, and
light truck tires with a tread depth of 18/32 inch or greater.
S3 Definitions.
Bead means the part of the tire that is made of steel wires, wrapped
or reinforced by ply cords and that is shaped to fit the rim.
Bead separation means a breakdown of the bond between components in
the bead.
Bias ply tire means a pneumatic tire in which the ply cords that
extend to the beads are laid at alternate angles substantially less than
90 degrees to the centerline of the tread.
Carcass means the tire structure, except tread and sidewall rubber
which, when inflated, bears the load.
Chunking means the breaking away of pieces of the tread or sidewall.
Cord means the strands forming the plies in the tire.
Cord separation means the parting of cords from adjacent rubber
compounds.
Cracking means any parting within the tread, sidewall, or inner
liner of the tire extending to cord material.
Extra load tire means a tire designed to operate at higher loads and
higher inflation pressure than the corresponding standard tire.
Groove means the space between two adjacent tread ribs.
Innerliner means the layer(s) forming the inside surface of a
tubeless tire that contains the inflating medium within the tire.
Innerliner separation means the parting of the innerliner from cord
material in the carcass.
Light truck (LT) tire means a tire designated by its manufacturer as
primarily intended for use on lightweight trucks or multipurpose
passenger vehicles.
Load rating means the maximum load that a tire is rated to carry for
a given inflation pressure.
Maximum load rating means the load rating for a tire at the maximum
permissible inflation pressure for that tire.
Maximum permissible inflation pressure means the maximum cold
inflation pressure to which a tire may be inflated.
Measuring rim means the rim on which a tire is fitted for physical
dimension requirements.
Open splice means any parting at any junction of tread, sidewall, or
innerliner that extends to cord material.
Outer diameter means the overall diameter of an inflated new tire.
Overall width means the linear distance between the exteriors of the
sidewalls of an inflated tire, including elevations due to labeling,
decorations, or protective bands or ribs.
Passenger car tire means a tire intended for use on passenger cars,
multipurpose passenger vehicles, and trucks, that have a gross vehicle
weight rating (GVWR) of 10,000 pounds or less.
Ply means a layer of rubber-coated parallel cords.
Ply separation means a parting of rubber compound between adjacent
plies.
Pneumatic tire means a mechanical device made of rubber, chemicals,
fabric and steel or other materials, that, when mounted on an automotive
wheel, provides the traction and contains the gas or fluid that sustains
the load.
Radial ply tire means a pneumatic tire in which the ply cords that
extend to the beads are laid at substantially 90 degrees to the
centerline of the tread.
[[Page 690]]
Reinforced tire means a tire designed to operate at higher loads and
at higher inflation pressures than the corresponding standard tire.
Rim means a metal support for a tire or a tire and tube assembly
upon which the tire beads are seated.
Section width means the linear distance between the exteriors of the
sidewalls of an inflated tire, excluding elevations due to labeling,
decoration, or protective bands.
Sidewall means that portion of a tire between the tread and bead.
Sidewall separation means the parting of the rubber compound from
the cord material in the sidewall.
Snow tire means a tire that attains a traction index equal to or
greater than 112, compared to the ASTM F2493 standard reference test
tire when using the snow traction test on the medium pack snow surface
as described in ASTM F1805-20 (incorporated by reference, see Sec.
571.5), and that is marked with an Alpine Symbol specified in S5.5(i) on
at least one sidewall.
Test rim means the rim on which a tire is fitted for testing, and
may be any rim listed as appropriate for use with that tire.
Tread means that portion of a tire that comes into contact with the
road.
Tread rib means a tread section running circumferentially around a
tire.
Tread separation means pulling away of the tread from the tire
carcass.
Treadwear indicators (TWI) means the projections within the
principal grooves designed to give a visual indication of the degrees of
wear of the tread.
Wheel-holding fixture means the fixture used to hold the wheel and
tire assembly securely during testing.
S4. Tire and rim matching information.
S4.1. Each manufacturer of tires must ensure that a listing of the
rims that may be used with each tire that it produces is provided to the
public in accordance with S4.1.1 and S4.1.2.
S4.1.1 Each rim listing for a tire must include dimensional
specifications and a diagram of the rim and must be in one of the
following forms:
(a) Listed by manufacturer name or brand name in a document
furnished to dealers of the manufacturer's tires, to any person upon
request, and in duplicate to the Docket Section (No. NHTSA-2009-0117),
National Highway Traffic Safety Administration, West Building, 1200 New
Jersey Ave. SE, Washington, DC 20590; or
(b) Contained in publications, current at the date of manufacture of
the tire or any later date, of at least one of the following
organizations:
(1) The Tire and Rim Association.
(2) The European Tyre and Rim Technical Organization.
(3) Japan Automobile Tire Manufacturers' Association, Inc.
(4) Tyre & Rim Association of Australia.
(5) Associacao Latino Americana de Pneus e Aros (Brazil).
(6) South African Bureau of Standards.
S4.1.2 A listing compiled in accordance with paragraph (a) of S4.1.1
need not include dimensional specifications or a diagram of a rim whose
dimensional specifications and diagram are contained in a listing
published in accordance with paragraph (b) of S4.1.1.
S4.2. Information contained in a publication specified in S4.1.1(b)
that lists general categories of tires and rims by size designation,
type of construction, and/or intended use, is considered to be
manufacturer's information required by S4.1 for the listed tires, unless
the publication itself or specific information provided according to
S4.1(a) indicates otherwise.
S5. General requirements
S5.1. Size and construction. Each tire shall fit each rim specified
for its size designation in accordance with S4.1.
S5.2. Performance requirements. Each tire shall conform to each of
the following:
(a) It shall meet the requirements specified in S6 for its tire size
designation, type, and maximum permissible inflation pressure.
(b) It shall meet each of the applicable requirements set forth in
paragraphs (c) and (d) of this S5.2, when mounted on a model rim
assembly corresponding to any rim designated by the tire manufacturer
for use with the tire in accordance with S4.
(c) Its maximum permissible inflation pressure shall be 240, 280,
300, 340, or 350 kPa.
[[Page 691]]
(d) Its load rating shall be that specified either in a submission
made by an individual manufacturer, pursuant to S4, or in one of the
publications described in S4 for its size designation, type and each
appropriate inflation pressure. If the maximum load rating for a
particular tire size is shown in more than one of the publications
described in S4, each tire of that size designation shall have a maximum
load rating that is not less than the published maximum load rating, or
if there are differing maximum load ratings for the same tire size
designation, not less then the lowest published maximum load rating.
S5.3. Test sample. For the tests specified in S6, use:
(a) One tire for high speed;
(b) Another tire for endurance and low inflation pressure
performance; and
(c) A third tire for physical dimensions, resistance to bead
unseating, and strength, in sequence.
S5.4. Treadwear indicators. Except in the case of tires with a 12-
inch or smaller rim diameter, each tire shall have not less than six
treadwear indicators spaced approximately equally around the
circumference of the tire that enable a person inspecting the tire to
determine visually whether the tire has worn to a tread depth of one
sixteenth of an inch. Tires with 12-inch or smaller rim diameter shall
have not less than three such treadwear indicators.
S5.5 Tire markings. Except as specified in paragraphs (a) through
(i) of S5.5, each tire must be marked on each sidewall with the
information specified in S5.5(a) through (d) and on one sidewall with
the information specified in S5.5(e) through (i) according to the phase-
in schedule specified in S7 of this standard. The markings must be
placed between the maximum section width and the bead on at least one
sidewall, unless the maximum section width of the tire is located in an
area that is not more than one-fourth of the distance from the bead to
the shoulder of the tire. If the maximum section width falls within that
area, those markings must appear between the bead and a point one-half
the distance from the bead to the shoulder of the tire, on at least one
sidewall. The markings must be in letters and numerals not less than
0.078 inches high and raised above or sunk below the tire surface not
less than 0.015 inches.
(a) The symbol DOT, which constitutes a certification that the tire
conforms to applicable Federal motor vehicle safety standards;
(b) The tire size designation as listed in the documents and
publications specified in S4.1.1 of this standard;
(c) The maximum permissible inflation pressure, subject to the
limitations of S5.5.4 through S5.5.6 of this standard;
(d) The maximum load rating and for LT tires, the letter designating
the tire load range;
(e) The generic name of each cord material used in the plies (both
sidewall and tread area) of the tire;
(f) The actual number of plies in the sidewall, and the actual
number of plies in the tread area, if different;
(g) The term ``tubeless'' or ``tube type,'' as applicable;
(h) The word ``radial,'' if the tire is a radial ply tire; and
(i) Alpine Symbol. A tire meeting the definition of a snow tire as
defined in paragraph S3 may, at the option of the manufacturer, show the
pictograph of a mountain with a snowflake as shown below. If the
manufacturer chooses to mark the snow tire with the alpine symbol, the
mountain profile must have a minimum base of 15 mm and a minimum height
of 15 mm, and must contain three peaks with the middle peak being the
tallest. Inside the mountain, there must be a six-sided snowflake having
a minimum height of one-half the tallest peak.
[GRAPHIC] [TIFF OMITTED] TR28NO08.009
S5.5.1 Tire identification number.
[[Page 692]]
(a) Tires manufactured before September 1, 2009. Each tire must be
labeled with the tire identification number required by 49 CFR part 574
on a sidewall of the tire. Except for retreaded tires, either the tire
identification number or a partial tire identification number,
containing all characters in the tire identification number, except for
the date code and, at the discretion of the manufacturer, any optional
code, must be labeled on the other sidewall of the tire.
(b) Tires manufactured on or after September 1, 2009. Each tire must
be labeled with the tire identification number required by 49 CFR part
574 on the intended outboard sidewall of the tire. Except for retreaded
tires, either the tire identification number or a partial tire
identification number, containing all characters in the tire
identification number, except for the date code and, at the discretion
of the manufacturer, any optional code, must be labeled on the other
sidewall of the tire. Except for retreaded tires, if a tire does not
have an intended outboard sidewall, the tire must be labeled with the
tire identification number required by 49 CFR part 574 on one sidewall
and with either the tire identification number or a partial tire
identification number, containing all characters in the tire
identification number except for the date code and, at the discretion of
the manufacturer, any optional code, on the other sidewall.
S5.5.2 [Reserved]
S5.5.3 Each tire must be labeled with the name of the manufacturer,
or brand name and number assigned to the manufacturer in the manner
specified in 49 CFR part 574.
S5.5.4 For passenger car tires, if the maximum inflation pressure of
a tire is 240, 280, 300, 340, or 350 kPa, then:
(a) Each marking of that inflation pressure pursuant to S5.5(c) must
be followed in parenthesis by the equivalent psi, rounded to the next
higher whole number; and
(b) Each marking of the tire's maximum load rating pursuant to
S5.5(d) in kilograms must be followed in parenthesis by the equivalent
load rating in pounds, rounded to the nearest whole number.
S5.5.5 If the maximum inflation pressure of a tire is 420 kPa (60
psi), the tire must have permanently molded into or onto both sidewalls,
in letters and numerals not less than \1/2\ inch high, the words
``Inflate to 60 psi'' or ``Inflate to 420 kPa (60 psi).'' On both
sidewalls, the words must be positioned in an area between the tire
shoulder and the bead of the tire. However, the words must be also
positioned on the tire so that they are not obstructed by the flange of
any rim designated for use with that tire in this standard or in
Standard No. 110 (Sec. 571.110 of this part).
S5.5.6 For LT tires, the maximum permissible inflation pressure
shown must be the inflation pressure that corresponds to the maximum
load of the tire for the tire size as specified in one of the
publications described in S4.1.1.(b) of Sec. 571.139. At the
manufacturer's option, the shown inflation pressure may be as much as 10
psi (69 kPa) greater than the inflation pressure corresponding to the
specified maximum load.
S6. Test procedures, conditions and performance requirements. Each
tire shall meet all of the applicable requirements of this section when
tested according to the conditions and procedures set forth in S5 and
S6.1 through S6.7.
S6.1. Tire dimensions
S6.1.1 Test conditions and procedures.
S6.1.1.1 Tire Preparation.
S6.1.1.1.1 Mount the tire on the measuring rim specified by the tire
manufacturer or in one of the publications listed in S4.1.1
S6.1.1.1.2 For passenger car tires, inflate to the pressure
specified in the following table:
------------------------------------------------------------------------
Inflation pressure (kPa)
-------------------------------------------------------------------------
Standard Reinforced
------------------------------------------------------------------------
180..................................................... 220
------------------------------------------------------------------------
S6.1.1.1.3 In the case of a LT tire, inflate it to the pressure at
maximum load as labeled on sidewall.
S6.1.1.1.4 Condition the assembly at an ambient room temperature of
20 [deg]C to 30 [deg]C for not less than 24 hours.
S6.1.1.1.5 Readjust the tire pressure to that specified in
S6.1.1.1.2.
S6.1.1.2 Test procedure.
S6.1.1.2.1 Measure the section width and overall width by caliper at
six
[[Page 693]]
points approximately equally spaced around the circumference of the
tire, avoiding measurement of the additional thickness of the special
protective ribs or bands. The average of the measurements so obtained
are taken as the section width and overall width, respectively.
S6.1.1.2.2 Determine the outer diameter by measuring the maximum
circumference of the tire and dividing the figure so obtained by Pi
(3.14).
S6.1.2 Performance Requirements. The actual section width and
overall width for each tire measured in accordance with S6.1.1.2 shall
not exceed the section width specified in a submission made by an
individual manufacturer, pursuant to S4.1.1(a) or in one of the
publications described in S4.1.1(b) for its size designation and type by
more than:
(a) (For tires with a maximum permissible inflation pressure of 32,
36, or 40 psi) 7 percent, or
(b) (For tires with a maximum permissible inflation pressure of 240,
280, 300, 340 or 350 kPa) 7 percent or 10 mm (0.4 inches), whichever is
larger.
S6.2 High Speed Performance
S6.2.1 Test conditions and procedures.
S6.2.1.1 Preparation of tire.
S6.2.1.1.1 Mount the tire on a test rim and inflate it to the
pressure specified for the tire in the following table:
------------------------------------------------------------------------
Test
Tire application pressure
(kPa)
------------------------------------------------------------------------
Passenger car tires:
Standard load.......................................... 220
Extra load............................................. 260
Light truck tires with a nominal cross section <=295 mm
(11.5 inches):
Load Range C........................................... 320
Load Range D........................................... 410
Load Range E........................................... 500
Light truck tires with a nominal cross section 295 mm (11.5 inches)
Load Range C........................................... 230
Load Range D........................................... 320
Load Range E........................................... 410
------------------------------------------------------------------------
S6.2.1.1.2 Condition the assembly at 32 to 38 [deg]C for not less
than 3 hours.
S6.2.1.1.3 Before or after mounting the assembly on a test axle,
readjust the tire pressure to that specified in S6.2.1.1.1.
S6.2.1.2 Test procedure.
S6.2.1.2.1 Press the assembly against the outer face of a test drum
with a diameter of 1.70 m 1%.
S6.2.1.2.2 Apply to the test axle a load equal to 85% of the tire's
maximum load carrying capacity.
S6.2.1.2.3 Break-in the tire by running it for 2 hours at 80 km/h.
S6.2.1.2.4 Allow tire to cool to 38 [deg]C and readjust inflation
pressure to applicable pressure in 6.2.1.1.1 immediately before the
test.
S6.2.1.2.5 Throughout the test, the inflation pressure is not
corrected and the test load is maintained at the value applied in
S6.2.1.2.2.
S6.2.1.2.6 During the test, the ambient temperature, measured at a
distance of not less than 150 mm and not more than 1 m from the tire, is
maintained at not less than 32 [deg]C or more than 38 [deg]C.
S6.2.1.2.7 The test is conducted, continuously and uninterrupted,
for ninety minutes through three thirty-minute consecutive test stages
at the following speeds: 140, 150, and 160 km/h.
S6.2.1.2.8 Allow the tire to cool for between 15 minutes and 25
minutes. Measure its inflation pressure. Then, deflate the tire, remove
it from the test rim, and inspect it for the conditions specified in
S6.2.2(a).
S6.2.2 Performance requirements. When the tire is tested in
accordance with S6.2.1:
(a) There shall be no visual evidence of tread, sidewall, ply, cord,
innerliner, belt or bead separation, chunking, open splices, cracking,
or broken cords.
(b) The tire pressure, when measured at any time between 15 minutes
and 25 minutes after the end of the test, shall not be less than 95% of
the initial pressure specified in S6.2.1.1.1.
S6.3 Tire Endurance
S6.3.1 Test conditions and procedures.
S6.3.1.1 Preparation of Tire.
S6.3.1.1.1 Mount the tire on a test rim and inflate it to the
pressure specified for the tire in the following table:
------------------------------------------------------------------------
Test
Tire application pressure
(kPa)
------------------------------------------------------------------------
Passenger car tires:
Standard load.......................................... 180
Extra load............................................. 220
Light truck tires with a nominal cross section <=295 mm
(11.5 inches)
Load Range C........................................... 260
Load Range D........................................... 340
Load Range E........................................... 410
Light truck tires with a nominal cross section 295 mm (11.5 inches)
[[Page 694]]
Load Range C........................................... 190
Load Range D........................................... 260
Load Range E........................................... 340
------------------------------------------------------------------------
S6.3.1.1.2 Condition the assembly at 32 to 38 [deg]C for not less
than 3 hours.
S6.3.1.1.3 Readjust the pressure to the value specified in
S6.3.1.1.1 immediately before testing.
S6.3.1.2 Test Procedure.
S6.3.1.2.1 Mount the assembly on a test axle and press it against
the outer face of a smooth wheel having a diameter of 1.70 m 1%.
S6.3.1.2.2 During the test, the ambient temperature, at a distance
of not less than 150 mm and not more than 1 m from the tire, is
maintained at not less than 32 [deg]C or more than 38 [deg]C.
S6.3.1.2.3 Conduct the test, without interruptions, at the test
speed of not less than 120 km/h with loads and test periods not less
than those shown in the following table. For snow tires, conduct the
test at not less than 110 km/h.
------------------------------------------------------------------------
Load as a
percentage
Test period Duration of tire
(hours) maximum
load rating
------------------------------------------------------------------------
1............................................. 4 85
2............................................. 6 90
3............................................. 24 100
------------------------------------------------------------------------
S6.3.1.2.4 Throughout the test, the inflation pressure is not
corrected and the test loads are maintained at the value corresponding
to each test period, as shown in the table in S6.3.1.2.3.
S6.3.1.2.5 Allow the tire to cool for between 15 minutes and 25
minutes after running the tire for the time specified in the table in
S6.3.1.2.3, measure its inflation pressure. Inspect the tire externally
on the test rim for the conditions specified in S6.3.2(a).
S6.3.2 Performance requirements. When the tire is tested in
accordance with S6.3.1:
(a) There shall be no visual evidence of tread, sidewall, ply, cord,
belt or bead separation, chunking, open splices, cracking or broken
cords.
(b) The tire pressure, when measured at any time between 15 minutes
and 25 minutes after the end of the test, shall not be less than 95% of
the initial pressure specified in S6.3.1.1.1.
S6.4 Low Inflation Pressure Performance
S6.4.1 Test conditions and procedures.
S6.4.1.1 Preparation of tire.
S6.4.1.1.1 This test is conducted following completion of the tire
endurance test using the same tire and rim assembly tested in accordance
with S6.3 with the tire deflated to the following appropriate pressure:
------------------------------------------------------------------------
Test
Tire application pressure
(kPa)
------------------------------------------------------------------------
Passenger car tires....................................
Standard load.......................................... 140
Extra load............................................. 160
Light truck tires with a nominal cross section <=295 mm
(11.5 inches)
Load Range C........................................... 200
Load Range D........................................... 260
Load Range E........................................... 320
Light truck tires with a nominal cross section 295 mm (11.5 inches)
Load Range C........................................... 150
Load Range D........................................... 200
Load Range E........................................... 260
------------------------------------------------------------------------
S6.4.1.1.2 After the tire is deflated to the appropriate test
pressure in S6.4.1.1.1 at the completion of the endurance test,
condition the assembly at 32 to 38 [deg]C for not less than 2 hours.
S6.4.1.1.3 Before or after mounting the assembly on a test axle,
readjust the tire pressure to that specified in S6.4.1.1.1.
S6.4.1.2 Test procedure.
S6.4.1.2.1 The test is conducted for ninety minutes at the end of
the test specified in S6.3, continuous and uninterrupted, at a speed of
120 km/h (75 mph). For snow tires, conduct the test at not less than 110
km/h.
S6.4.1.2.2 Press the assembly against the outer face of a test drum
with a diameter of 1.70 m + 1%.
S6.4.1.2.3 Apply to the test axle a load equal to 100% of the tire's
maximum load carrying capacity.
S6.4.1.2.4 Throughout the test, the inflation pressure is not
corrected and the test load is maintained at the initial level.
S6.4.1.2.5 During the test, the ambient temperature, at a distance
of not less than 150 mm and not more than 1 m from the tire, is
maintained at not less than 32 [deg]C or more than 38 [deg]C.
S6.4.1.2.6 Allow the tire to cool for between 15 minutes and 25
minutes.
[[Page 695]]
Measure its inflation pressure. Then, deflate the tire, remove it from
the test rim, and inspect it for the conditions specified in S6.4.2(a).
S6.4.2 Performance requirements. When the tire is tested in
accordance with S6.4.1:
(a) There shall be no visual evidence of tread, sidewall, ply, cord,
innerliner, belt or bead separation, chunking, open splices, cracking,
or broken cords, and
(b) The tire pressure, when measured at any time between 15 minutes
and 25 minutes after the end of the test, shall not be less than 95% of
the initial pressure specified in S6.4.1.1.1.
S6.5 Tire strength.
S6.5.1 Tire strength for passenger car tires. Each tire shall comply
with the requirements of S5.3 of Sec. 571.109.
S6.5.2 Tire strength for LT tires. Each tire shall comply with the
requirements of S7.3 of Sec. 571.119.
S6.6 Tubeless tire bead unseating resistance. Each tire shall comply
with the requirements of S5.2 of Sec. 571.109. For light truck tires,
the maximum permissible inflation pressure to be used for the bead
unseating test is as follows:
Load Range C............................... 260 kPa.
Load Range D............................... 340 kPa.
Load Range E............................... 410 kPa.
For light truck tires with a nominal cross section greater than 295
mm (11.5 inches), the maximum permissible inflation pressure to be used
for the bead unseating test is as follows:
Load Range C............................... 190 kPa.
Load Range D............................... 260 kPa.
Load Range E............................... 340 kPa.
S7. Phase-in schedule for tire markings.
S7.1 Tires manufactured on or after September 1, 2005 and before
September 1, 2006. For tires manufactured on or after September 1, 2005
and before September 1, 2006, the number of tires complying with S4,
S5.5, S5.5.1, S5.5.2, S5.5.3, S5.5.4, S5.5.5, and S5.5.6 of this
standard must be equal to not less than 40% of the manufacturer's
production during that period.
S7.2 Tires manufactured on or after September 1, 2006 and before
September 1, 2007. For tires manufactured on or after September 1, 2006
and before September 1, 2007, the number of tires complying with S4,
S5.5, S5.5.1, S5.5.2, S5.5.3, S5.5.4, S5.5.5, and S5.5.6 of this
standard must be equal to not less than 70% of the manufacturer's
production during that period.
S7.3 Tires manufactured on or after September 1, 2007. Each tire
must comply with S4, S5.5, S5.5.1, S5.5.2, S5.5.3, S5.5.4, S5.5.5, and
S5.5.6 of this standard.
[67 FR 69627, Nov. 18, 2002, as amended at 68 FR 38150, June 26, 2003;
69 FR 31319, June 3, 2004; 71 FR 886, Jan. 6, 2006; 72 FR 49211, Aug.
28, 2007; 73 FR 72358, Nov. 28, 2008; 77 FR 760, Jan. 6, 2012; 86 FR
48545, Aug. 31, 2021; 87 FR 34810, June 8, 2022]
Sec. 571.141 Standard No. 141; Minimum Sound Requirements
for Hybrid and Electric Vehicles.
S1. Scope. This standard establishes performance requirements for
pedestrian alert sounds for motor vehicles.
S2. Purpose. The purpose of this standard is to reduce the number of
injuries that result from electric and hybrid vehicle crashes with
pedestrians by providing a sound level and sound characteristics
necessary for these vehicles to be detected and recognized by
pedestrians.
S3. Application. This standard applies to--
(a) Electric vehicles with a gross vehicle weight rating (GVWR) of
4,536 Kg or less that are passenger cars, multipurpose passenger
vehicles, trucks, or buses;
(b) Hybrid vehicles with a gross vehicle weight rating (GVWR) of
4,536 Kg or less that are passenger cars, multi-purpose passenger
vehicles, trucks, or buses; and
(c) Electric vehicles and hybrid vehicles that are low speed
vehicles.
S4. Definitions. Band or one-third octave band means one of thirteen
one-third octave bands having nominal center frequencies ranging from
315 to 5000Hz. These are Bands 25 through 37 as defined in Table A1,
Mid-band Frequencies for One-Third-Octave-Band and Octave-Band Filters
in the Audio Range, of ANSI S1.11-2004: ``Specification for Octave-Band
and Fractional-Octave-Band Analog and Digital Filters'' (incorporated by
reference, see Sec. 571.5).
[[Page 696]]
Band sum means the combination of Sound Pressure Levels (SPLs) from
selected bands that produce an SPL representing the sound in all of
these bands. Band sum is calculated with the following equation:
[GRAPHIC] [TIFF OMITTED] TR14DE16.018
where SPLi is the sound pressure level in each selected band.
Electric vehicle means a motor vehicle with an electric motor as its
sole means of propulsion.
Front plane of the vehicle means a vertical plane tangent to the
leading edge of the vehicle during forward operation.
Hybrid vehicle means a motor vehicle which has more than one means
of propulsion for which the vehicle's propulsion system can propel the
vehicle in the normal travel mode in at least one forward drive gear or
reverse without the internal combustion engine operating.
Rear plane means a vertical plane tangent to the leading edge of the
rear of the vehicle during operation in reverse.
Trim level is defined to mean a subset of vehicles within the same
model designation with the same body type and which are alike in their
general level of standard equipment, such as a ``base'' trim level of a
vehicle model. Vehicles with only minor trim differences that are
unlikely to affect vehicle-emitted sound are not considered different
for the purposes of this safety standard.
S5. Requirements. Subject to the phase-in set forth in S9 of this
standard, each hybrid and electric vehicle must meet the requirements
specified in either S5.1 or S5.2. subject to the requirements in S5.3.
Each vehicle must also meet the requirements in S5.4 and S5.5.
S5.1 Performance requirements for four-band alert sounds.
S5.1.1 Stationary. When stationary the vehicle must satisfy S5.1.1.1
and S5.1.1.2 whenever the vehicle's propulsion system is activated and:
(i) In the case of a vehicle with an automatic transmission, the
vehicle's gear selector is in Neutral or any gear position other than
Park that provides forward vehicle propulsion;
(iii) in the case of a vehicle with a manual transmission, the
vehicle's parking brake is released and the gear selector is not in
Reverse.
S5.1.1.1 For detection, the vehicle must emit a sound having at
least the A-weighted sound pressure level according to Table 1 in each
of four non-adjacent bands spanning no fewer than 9 of the 13 bands from
315 to 5000 Hz.
S5.1.1.2 For directivity, the vehicle must emit a sound measured at
the microphone on the line CC' having at least the A-weighted sound
pressure level according to Table 1 in each of four non-adjacent bands
spanning no fewer than 9 of the 13 bands from 315 to 5000Hz.
Table 1--One-Third Octave Band Min. SPL Requirements for Sound When
Stationary and Constant Speeds Less Than 10km/h
------------------------------------------------------------------------
Min SPL, A-
One-third octave band center frequency, Hz weighted dB
------------------------------------------------------------------------
315..................................................... 39
400..................................................... 39
500..................................................... 40
630..................................................... 40
800..................................................... 41
1000.................................................... 41
1250.................................................... 42
1600.................................................... 39
2000.................................................... 39
2500.................................................... 37
3150.................................................... 34
4000.................................................... 32
5000.................................................... 31
------------------------------------------------------------------------
S5.1.2 Reverse. For vehicles capable of rearward self-propulsion,
whenever the vehicle's gear selector is in the Reverse position, the
vehicle must emit a sound having at least the A-weighted sound pressure
level according to Table 2 in each of four non-adjacent bands spanning
no fewer than 9 of the 13 bands from 315 to 5000Hz.
[[Page 697]]
Table 2--One-Third Octave Band Min. SPL Requirements for Sound while in
Reverse
------------------------------------------------------------------------
Min SPL, A-
One-third octave band center frequency, Hz weighted dB
------------------------------------------------------------------------
315..................................................... 42
400..................................................... 41
500..................................................... 43
630..................................................... 43
800..................................................... 44
1000.................................................... 44
1250.................................................... 45
1600.................................................... 41
2000.................................................... 42
2500.................................................... 40
3150.................................................... 37
4000.................................................... 35
5000.................................................... 33
------------------------------------------------------------------------
S5.1.3 Constant pass-by speeds greater than 0 km/h but less than 20
km/h. When at a constant speed greater than 0 km/h but less than 20 km/h
the vehicle must emit a sound having at least the A-weighted sound
pressure level according to Table 1 or Table 3 as applicable based upon
vehicle test speed in each of four non-adjacent bands spanning no fewer
than 9 of the 13 bands from 315 to 5000 Hz.
Table 3--One-Third Octave Band Min. SPL Requirements for Constant Pass-
by Speeds Greater Than or Equal to 10 km/h but Less Than 20 km/h
------------------------------------------------------------------------
Min SPL, A-
One-third octave band center frequency, Hz weighted dB
------------------------------------------------------------------------
315..................................................... 45
400..................................................... 44
500..................................................... 46
630..................................................... 46
800..................................................... 47
1000.................................................... 47
1250.................................................... 48
1600.................................................... 44
2000.................................................... 45
2500.................................................... 43
3150.................................................... 40
4000.................................................... 38
5000.................................................... 36
------------------------------------------------------------------------
S5.1.4 Constant pass-by speeds greater than or equal to 20km/h but
less than 30 km/h. When at a constant speed equal to or greater than 20
km/h but less than 30 km/h the vehicle must emit a sound having at least
the A-weighted sound pressure level according to Table 4 in each of four
non-adjacent bands spanning no fewer than 9 of the 13 bands from 315 to
5000 Hz.
Table 4--One-Third Octave Band Min. SPL Requirements for Constant Pass-
by Speeds Greater Than or Equal to 20 km/h but Less Than 30 km/h
------------------------------------------------------------------------
Min SPL, A-
One-third octave band center frequency, Hz weighted dB
------------------------------------------------------------------------
315..................................................... 52
400..................................................... 51
500..................................................... 52
630..................................................... 53
800..................................................... 53
1000.................................................... 54
1250.................................................... 54
1600.................................................... 51
2000.................................................... 51
2500.................................................... 50
3150.................................................... 47
4000.................................................... 45
5000.................................................... 43
------------------------------------------------------------------------
S5.1.5 Constant 30km/h pass-by. When at a constant speed of 30-32
km/h the vehicle must emit a sound having at least the A-weighted sound
pressure level according to Table 5 in each of four non-adjacent bands
spanning no fewer than 9 of the 13 bands from 315 to 5000 Hz.
Table 5--One-Third Octave Band Min. SPL Requirements for 30-32 km/h Pass-
By
------------------------------------------------------------------------
Min SPL, A-
One-third octave band center frequency, Hz weighted dB
------------------------------------------------------------------------
315..................................................... 56
400..................................................... 55
500..................................................... 57
630..................................................... 57
800..................................................... 58
1000.................................................... 58
1250.................................................... 59
1600.................................................... 55
2000.................................................... 55
2500.................................................... 54
3150.................................................... 51
4000.................................................... 49
5000.................................................... 47
------------------------------------------------------------------------
S5.2 Performance requirements for two-band alert sounds. When
operating under the vehicle speed conditions specified in Table 6, the
vehicle must emit sound having two non-adjacent one-third octave bands
from 315 to 3150 Hz each having at least the A-weighted sound pressure
level according to the minimum SPL requirements in Table 6 and spanning
no fewer than three one-third octave bands from 315 to 3150 Hz. One of
the two bands meeting the minimum requirements in Table 6 shall be the
band that has the highest SPL of the 315 to 800 Hz bands and the second
band shall be the band meeting the minimum requirements in Table 6 that
[[Page 698]]
has the highest SPL of the 1000 to 3150 Hz bands. The two bands used to
meet the two-band minimum requirements must also meet the band sum
requirements as specified in Table 6.
Table 6--One-Third Octave Band Minimum Requirements for Two-Band Alert
------------------------------------------------------------------------
A-weighted SPL, dB(A)
-------------------------------
Vehicle speed Minimum in
each band Band sum
------------------------------------------------------------------------
Reverse................................. 40 48
Stationary and up to but not including 40 44
10 km/h................................
10 km/h up to but not including 20 km/h. 42 51
20 km/h up to but not including 30 km/h. 47 57
30 km/h................................. 52 62
------------------------------------------------------------------------
S5.2.1 When tested according to the test procedure in S7.1 the
vehicle must emit a sound measured at the microphone on the line CC'
having at least two non-adjacent octave bands from 315 to 3150 Hz each
having at least the A-weighted sound pressure level, indicated in the
``Minimum in Each Band'' column in Table 6 for the ``Stationary up to
but not including 10 km/h'' condition. The two bands used to meet the
two-band minimum requirements must also meet the Band Sum as specified
in Table 6.
S5.3 If a hybrid vehicle to which this standard applies is evaluated
for compliance with requirements in S5.1.1 through S5.1.5 or S5.2
(Stationary, Reverse, Pass-by at 10 km/h, 20 km/h, and 30 km/h,
respectively), and during testing to any one of those requirements the
vehicle is measured for ten consecutive times without recording a valid
measurement, or for a total of 20 times without recording four valid
measurements because the vehicle's ICE remains active for the entire
duration of a measurement or the vehicle's ICE activates intermittently
during every measurement, the vehicle is exempted from meeting the
specific requirement that was under evaluation at the time the ICE
interfered in the prescribed manner.
S5.4 Relative volume change to signify acceleration and
deceleration. The sound produced by the vehicle in accordance with
paragraph S5 shall change in volume, as calculated in S7.6, from one
critical operating condition to the next in accordance with the
requirements in Table 7.
Table 7--Minimum Relative Volume Change Requirements
------------------------------------------------------------------------
Minimum
relative
Critical operating speed intervals volume
change, dB
------------------------------------------------------------------------
Between:
Stationary and 10 km/h.................................. 3
10 km/h and 20 km/h..................................... 3
20 km/h and 30 km/h..................................... 3
------------------------------------------------------------------------
S5.5 Sameness requirement
S5.5.1 Any two vehicles of the same make, model, model year, body
type, and trim level (as those terms are defined in 49 CFR 565.12 or in
section S4 of this safety standard) to which this safety standard
applies shall be designed to have the same pedestrian alert sound when
operating under the same test conditions and at the same speed including
any test conditions and speeds for which an alert sound is required in
Section S5 of this safety standard.
S5.5.2 For the purposes of this requirement, the pedestrian alert
sound of vehicles which meet the applicable requirements in S5.1 through
S5.4 of this standard are deemed to be the same if the digital source of
the sound, if any, is the same and if the algorithms that either
generate the sound directly or process the digital source to generate
the sound are the same.
S6. Test Conditions.
S6.1 Weather conditions. The ambient conditions specified by this
section will be met at all times during the tests described in S7.
Conditions will be measured with the accuracy required in S6.3.3 at the
microphone height specified in S6.4 0.02 m.
[[Page 699]]
S6.1.1 The ambient temperature will be between 5 [deg]C (41 [deg]F)
and 40 [deg]C (104 [deg]F).
S6.1.2 The maximum wind speed at the microphone height is no greater
than 5 m/s (11 mph), including gusts.
S6.1.3 No precipitation and the test surface is dry.
S6.1.4 Background noise level. The background noise level will be
measured and reported as specified in S6.7, Ambient correction.
S6.2 Test surface. Test surface will meet the requirements of ISO
10844:1994, ISO 10844:2011, or ISO 10844:2014 (incorporated by
reference, see Sec. 571.5).
S6.3 Instrumentation.
S6.3.1 Acoustical measurement. Instruments for acoustical
measurement will meet the requirements of S5.1 of SAE J2889-1
(incorporated by reference, see Sec. 571.5).
S6.3.2 Vehicle speed measurement. Instruments used to measure
vehicle speed during the constant speed pass-by tests in S7 of this
standard will be capable of either continuous measurement of speed
within 0.5 km/h over the entire measurement zone
specified in S6.4 or independent measurements of speed within 0.2 km/h at the beginning and end of the measurement
zone specified in S6.4.
S6.3.3 Meteorological instrumentation. Instruments used to measure
ambient conditions at the test site will meet the requirements of S5.3
of SAE J2889-1 (incorporated by reference, see Sec. 571.5).
S6.4 Test site. The test site will be established per the
requirements of 6.1 of SAE J2889-1 (incorporated by reference, see Sec.
571.5), including Figure 1, ``Test Site Dimensions'' with the
definitions of the abbreviations in Figure 1 as given in Table 1of SAE
J2889-1 (incorporated by reference, see Sec. 571.5). Microphone
positions will meet the requirements of 7.1.1 of SAE J2889-1
(incorporated by reference, see Sec. 571.5).
S6.5 Test set up for directivity measurement will be as per S6.4
with the addition of one microphone meeting the requirements of S6.3.1
placed on the line CC', 2m forward of the line PP' at a height of 1.2m
above ground level.
S6.6 Vehicle condition
(a) The vehicle's doors are shut and locked and windows are shut.
(b) All accessory equipment (air conditioner, wipers, heat, HVAC
fan, audio/video systems, etc.) that can be shut down, will be off.
Propulsion battery cooling fans and pumps and other components of the
vehicle's propulsion battery thermal management system are not
considered accessory equipment. During night time testing test vehicle
headlights may be activated.
(c) Vehicle's electric propulsion batteries, if any, are charged
according to the requirements of S7.1.2.2 of SAE J2889-1 (incorporated
by reference, see Sec. 571.5). If propulsion batteries must be
recharged during testing to ensure internal combustion engine does not
activate, manufacturer instructions will be followed.
(d) Vehicle test weight, including the driver and instrumentation,
will be evenly distributed between the left and right side of the
vehicle and will not exceed the vehicle's GVWR or GAWR:
(1) For passenger cars, and MPVs, trucks, and buses with a GVWR of
4,536 kg (10,000 pounds) or less, the vehicle test weight is the
unloaded vehicle weight plus 180 kg (396 pounds);
(2) For LSVs, the test weight is the unloaded vehicle weight plus 78
kg (170 pounds).
(e) Tires will be free of all debris and each tire's cold tire
inflation pressure set to:
(1) For passenger cars, and MPVs, trucks, and buses with a GVWR of
4,536 kg (10,000 pounds) or less, the inflation pressure specified on
the vehicle placard in FMVSS No. 110;
(2) For LSVs, the inflation pressure recommended by the manufacturer
for GVWR; if none is specified, the maximum inflation pressure listed on
the sidewall of the tires.
(f) Tires are conditioned by driving the test vehicle around a
circle 30 meters (100 feet) in diameter at a speed that produces a
lateral acceleration of 0.5 to 0.6 g for three clockwise laps followed
by three counterclockwise laps;
S6.7 Ambient correction.
S6.7.1 Measure the ambient noise for at least 30 seconds immediately
before and after each series of vehicle tests. A series is a test
condition, i.e. stationary, reverse, 10 km/h pass-by test,
[[Page 700]]
20 km/h pass-by test, or 30 km/h pass-by test. Ambient noise data files
will be collected from each microphone required by the test procedures
in S7.
S6.7.2 For each microphone, determine the minimum A-weighted overall
ambient SPL during the 60 seconds (or more) of recorded ambient noise
consisting of at least 30 seconds recorded immediately before and at
least 30 seconds immediately after each test series.
S6.7.3 For each microphone, compute an ambient level for each of the
13 one-third octave bands using the time that is associated with the
minimum A-weighted overall ambient identified in S6.7.2 of this section.
S6.7.4 To correct overall SPL values for ambient noise, calculate
the difference, for each microphone, between the measured overall SPL
values for a test vehicle obtained in sections S7.1.4(b) and S7.3.4(b)
and the minimum overall ambient SPL values determined in S6.7.2, above.
Using Table 8, determine a correction factor for each microphone.
Subtract the correction factor from the overall SPL value measured under
sections S7.1.4(b) and S7.3.4(b) to calculate the corrected overall SPL
value. Any test for which the minimum overall SPL of the ambient is
within 3 dB of the uncorrected overall SPL of the vehicle is invalid and
not analyzed further.
S6.7.5 To correct one-third octave band sound levels for ambient
noise, calculate the difference, for each microphone, between the
uncorrected level for a one-third octave band (obtained in sections
S7.1.5(b), S7.1.6(b) and S7.3.5(b)) and the minimum ambient level in the
same one-third octave band as determined in S6.7.3. Use Table 9 to
determine if a correction is required for each microphone and one-third
octave band. If a correction is required, subtract the appropriate
correction factor in Table 9 from the uncorrected one-third octave band
sound level to calculate the corrected level for each one-third octave
band. If the level of any ambient one-third octave band is within 3 dB
of the corresponding uncorrected one-third octave band level, then that
one-third octave band is invalid and not analyzed further.
Table 8--Overall SPL Corrections for Ambient Noise
------------------------------------------------------------------------
Difference between vehicle measurement and
ambient noise level Correction
------------------------------------------------------------------------
Greater than 10 dB......................... 0 dB.
Greater than 8 dB but less than or equal to 0.5 dB.
10 dB.
Greater than 6 dB but less than or equal to 1.0 dB.
8 dB.
Greater than 4.5 dB but less than or equal 1.5 dB.
to 6 dB.
Greater than 3 dB but less than or equal to 2.5 dB.
4.5 dB.
Less than or equal to 3 dB................. Invalid test run.
------------------------------------------------------------------------
Table 9--1/3 Octave Band Corrections for Ambient Noise
------------------------------------------------------------------------
Difference between vehicle 1/3 octave band
sound pressure level and ambient noise Correction
level
------------------------------------------------------------------------
Greater than 6 dB.......................... 0 dB.
Greater than 4.5 dB but less than or equal 1.5 dB.
to 6 dB.
Greater than 3 dB but less than or equal to 2.5 dB.
4.5 dB.
Less than or equal to 3 dB................. Specific 1/3 octave band is
not useable.
------------------------------------------------------------------------
S7. Test Procedure.
S7.1 Stationary vehicle in forward gear.
S7.1.1 Execute stationary tests and collect acoustic sound files.
(a) Position the vehicle with the front plane at the line PP', the
vehicle centerline on the line CC' and the starting system deactivated.
For vehicle equipped with a Park position, place the vehicle's gear
selector in ``Park'' and engage the parking brake. For vehicles not
equipped with a Park position, place the vehicle's gear selector in
``Neutral'' and engage the parking brake. Activate the starting system
to energize the vehicle's propulsion system.
[[Page 701]]
(b) For vehicles equipped with a Park position for the gear
selector, after activating the starting system to energize the vehicle's
propulsion system, apply and maintain a full application of the service
brake, disengage the vehicle parking brake and then place the vehicle's
gear selector in ``Drive,'' or any forward gear. For vehicles not
equipped with a Park position for the gear selector, after activating
the starting system to energize the vehicle's propulsion system, apply
and maintain a full application of the service brake, disengage the
vehicle parking brake, disengage the manual clutch (fully depress and
hold the clutch pedal), and place the vehicle's gear selector in any
forward gear.
(c) Execute multiple tests to acquire at least four valid tests
within 2 dBA overall SPL in accordance with S7.1.2 and S7.1.3. For each
test, measure the sound emitted by the stationary test vehicle for a
duration of 10 seconds.
(d) During each test a left (driver's side), a right (passenger
side), and a front-center acoustic file will be recorded.
S7.1.2. Eliminate invalid tests.
(a) Determine validity of sound files collected during S7.1.1 tests.
Measurements that contain any distinct, transient, loud sounds (e.g.,
chirping birds, overhead planes, trains, car doors being slammed, etc.)
are considered invalid. Measurements that contain sounds emitted by any
vehicle system that is automatically activated and constantly engaged
during the entire 10 second performance test are considered valid.
Measurements that contain sound emitted by any vehicle system that is
automatically activated and intermittently engaged at any time during
the stationary performance test, are considered invalid. Additionally,
when testing a hybrid vehicle with an internal combustion engine,
measurements that include sound emitted by the ICE either intermittently
or continuously are considered invalid. A valid test requires a valid
left side, a valid right side, and a valid front-center acoustic sound
file.
(b) Sequentially number all tests which are deemed valid based upon
the chronological order in which they were conducted. Acoustic files
will be identified with a test sequence number and their association
with the left side, right side, or front center microphone.
S7.1.3 Identify first four valid tests within 2dBA.
(a) For each valid test sound file identified in S7.1.2, determine a
maximum overall SPL value, in decibels. Each SPL value will be reported
to the nearest tenth of a decibel.
(b) Compare the first four left-side SPL values from S7.1.3(a) of
this paragraph, and determine the range by taking the difference between
the largest and smallest of the four values. In the same manner,
determine the range of SPL values for the first four right-side and the
first four front-center sound files. If the range for the left side,
right side, and front-center are all less than or equal to 2.0 dB, then
the twelve sound files associated with the first four valid tests will
be used for the one-third octave band evaluations in S7.1.5. and S7.1.6.
If the range of the SPL values for the left side are not within 2 dBA,
or for the right side are not within 2 dBA, or for the front-center of
the vehicle are not within 2 dBA, an iterative process will be used to
consider sound files from additional sequential tests until the range
for all three microphone locations are within 2 dBA for the same
sequence number recordings for all three locations.
S7.1.4 Compare the average overall SPL for the left and right side
of the test vehicle to determine which is lower.
(a) Document the maximum overall SPL values in each of the eight
acoustic data files (four left side files and four right side files)
identified in S7.1.3.
(b) Correct each of the eight SPL values from S7.1.4(a) according to
S6.7 using the ambient sound level recorded during the test. The results
will be reported to the nearest tenth of a decibel.
(c) Calculate a left-side average and a right-side average from the
ambient-corrected overall SPL values from S71.4(b), and determine the
lower of the two sides. The result will be reported to the nearest tenth
of a decibel.
(d) If the left-side value from S7.1.4(c) is the lower one, then the
left side acoustic data will be further evaluated for compliance at the
one-third octave
[[Page 702]]
band levels in accordance with S7.1.5. If the left-side value from
S7.1.4(c) is not the lower one, the right-side acoustic data will be
further evaluated for compliance at the one-third octave band level in
accordance with S7.1.5.
S7.1.5 Select one-third octave bands to be used for evaluating
compliance with detection requirements for a stationary vehicle.
(a) For each of the four left-side or right-side acoustic files,
which ever was selected in S7.1.4, determine the sound pressure level in
each one-third octave band from 315 Hz up to and including 5000 Hz.
(b) Correct the one-third octave band levels in all four sound files
to adjust for the ambient sound level recorded during the test according
to paragraph S6.7.
(c) For each one-third octave band, average the corrected levels
from the four sound files. The results will be reported to the nearest
tenth of a decibel.
(d) For alerts designed to meet the four-band requirements of S5.1
of this standard:
(i) Select any four one-third octave bands that are non-adjacent to
each other and that span a range of at least nine one-third octave bands
in the range of 315 Hz up to and including 5000 Hz to evaluate according
to paragraph S7.1.5(d)(ii). This step will be repeated until compliance
is established or it is determined that no combination meeting this
selection criterion can satisfy paragraph S7.1.5(d)(ii).
(ii) Compare the average corrected sound pressure level from
S7.1.5(c) in each of the four one-third octave bands selected in
paragraph S7.1.5(d)(i) to the required minimum level of the
corresponding one-third octave band specified in paragraph S5.1.1, Table
1, to determine compliance.
(e) For alerts designed to meet the two-band requirements of S5.2 of
this standard:
(i) Select the two one-third octave bands, one below 1000 Hz and one
at or above 1000 Hz, having the largest A-weighted SPL values within the
range of 315 Hz up to 3150 Hz and that are non-adjacent to each other to
evaluate according to S7.1.5(e)(ii), below. In the event that the pair
of bands with the largest SPL values are the 800 Hz and 1000 Hz bands,
then select both of the following pairs to evaluate according
S7.1.5(e)(ii): The 800 Hz band along with the band having the second-
largest A-weighted SPL value from the 1000 Hz and above bands; and, the
1000 Hz band along with the band having the second-largest A-weighted
SPL value from the 800 Hz and below bands. At least one of the band
pairs selected as specified in this paragraph shall meet the minimum
requirements when evaluated according to S7.1.5(e)(ii).
(ii) Compare the average corrected sound pressure level from
S7.1.5(c) in each of the two one-third octave bands selected in
paragraph S7.1.5(e)(i) to the required minimum level of the
corresponding one-third octave band specified in paragraph S5.2, Table
6. Also, compare the band sum of the two bands to the required minimum
band sum in Table 6.
S7.1.6 Select one-third octave bands to be used for evaluating
compliance with directivity requirements for a stationary vehicle.
(a) Determine the one-third octave band levels associated with the
four front center sound files selected in S7.1.3.
(b) The identified one-third octave band levels in each of the four
sound files will be corrected for the measured ambient levels as
specified in paragraph S6.7.
(c) The four corrected sound pressure level values calculated from
each of the four sound files in each one-third octave band will be
averaged together to get the average corrected sound pressure level in
each one-third octave band.
(d) For alerts designed to meet the four-band requirements of S5.1
of this standard:
(i) Select any four one-third octave bands that are non-adjacent to
each other and that span a range of at least nine one-third octave bands
in the range of 315 Hz up to and including 5000 Hz to evaluate according
to paragraph S7.1.6(d)(ii). This step will be repeated until compliance
is established or it is determined that no combination meeting this
selection criterion can satisfy paragraph S7.1.6(d)(ii).
[[Page 703]]
(ii) Compare the average corrected sound pressure level from
S7.1.6(c) in each of the four one-third octave bands selected in
paragraph S7.1.6(d)(i) to the required minimum level of the
corresponding one-third octave band specified in paragraph S5.1.1, Table
1, to determine compliance.
(e) For alerts designed to meet the two-band requirements of S5.2 of
this standard:
(i) Select the two one-third octave bands, one below 1000 Hz and one
at or above 1000 Hz, having the largest A-weighted SPL values within the
range of 315 Hz up to 3150 Hz and that are non-adjacent to each other to
evaluate according to S7.1.6(e)(ii), below. In the event that the pair
of bands with the largest SPL values are the 800 Hz and 1000 Hz bands,
then select both of the following pairs to evaluate according
S7.1.6(e)(ii): The 800 Hz band along with the band having the second-
largest A-weighted SPL value from the 1000 Hz and above bands; and, the
1000 Hz band along with the band having the second-largest A-weighted
SPL value from the 800 Hz and below bands. At least one of the band
pairs selected as specified in this paragraph shall meet the minimum
requirements when evaluated according to S7.1.6(e)(ii), below.
(ii) Compare the average corrected sound pressure level from
S7.1.6(c) in each of the two one-third octave bands selected in
paragraph S7.1.6(e)(i) to the required minimum level of the
corresponding one-third octave band specified in paragraph S5.2, Table
6. Also, compare the band sum of the two bands to the required minimum
band sum in Table 6.
S7.2 Stationary vehicle in reverse gear. Test the vehicle per S7.1.1
through S7.1.5 except that the rear plane of the vehicle is placed on
the PP' line, no center microphone is used, and the vehicle's
transmission gear selector is placed in the `Reverse' position. The
minimum sound level requirements for the Reverse test condition are
contained in S5.1.2, Table 2, for four-band compliance and in S5.2,
Table 6, for two-band compliance.
S7.3 Constant speed pass-by tests at speeds greater than 0 km/h but
less than 20 km/h.
S7.3.1 Execute pass-by tests at 11km/h (1 km/
h) and collect acoustic sound files.
(a) For each test, measure the sound emitted by the test vehicle
while at a constant speed of 11km/h ( 1km/h)
throughout the measurement zone specified in S6.4 between lines AA' and
PP'. Execute multiple test runs at 11km/h (1km/h)
to acquire at least four valid tests within 2dBA in accordance with
S7.3.2 and S7.3.3.
(b) During each test, record a left (driver's side) and a right
(passenger side) acoustic sound file.
S7.3.2 Eliminate invalid tests and acoustic sound files
(a) Determine validity of sound files collected during S7.3.1 tests.
Measurements that contain any distinct, transient, background sounds
(e.g., chirping birds, overhead planes, car doors being slammed, etc.)
are considered invalid. Measurements that contain sounds emitted by any
vehicle system that is automatically activated and constantly engaged
during the entire performance test are considered valid. Measurements
that contain sound emitted by any vehicle system that is automatically
activated, and intermittently engaged at any time during the performance
test, are considered invalid. Additionally, when testing a hybrid
vehicle with an internal combustion engine that runs intermittently
during a specific test, measurements that contain sound emitted by the
ICE are considered invalid. A valid test requires both a valid left side
and a valid right side acoustic sound file.
(b) Tests which are deemed valid will be numbered sequentially based
upon the chronological order in which they were collected. Sound files
will retain their test sequence number and their association with the
left side or right side microphone.
S7.3.3 Identify ``first four valid tests within 2 dBA''.
(a) For each valid test sound file identified in S7.3.2, determine a
maximum overall SPL value, in decibels. The SPL value will be reported
to the nearest tenth of a decibel.
(b) Compare the first four left side maximum overall SPL values. Of
the
[[Page 704]]
four SPL values calculate the difference between the largest and
smallest maximum SPL values. The same process will be used to determine
the difference between the largest and smallest maximum SPL values for
the first four right side maximum SPL values. If the difference values
on the left and right sides of the test vehicle are both less than or
equal to 2.0 dB, then the eight sound files associated with the first
four valid tests will be used for the final one-third octave band
evaluation in accordance with S7.3.4. and S7.3.5. If the first four test
sound files on each side of the vehicle are not within 2 dBA, an
iterative process will be used to consider sound files from additional
sequential tests until the range for both microphone locations are
within 2 dBA for the same sequence number recordings for both locations.
S7.3.4 Determine average overall SPL value on each side (left and
right) of test vehicle.
(a) Document the maximum overall SPL value in decibels for each of
the eight acoustic sound data files (four left-side files and four
right-side files) identified in S7.3.3.
(b) Each of the eight acoustic sound data file maximum overall SPL
values will be corrected for the recorded ambient conditions as
specified in paragraph S6.7. The test results will be reported to the
nearest tenth of a decibel.
(c) Calculate the average of the four overall ambient-corrected SPL
values on each side of the vehicle to derive one corrected maximum
overall SPL value for each side of the vehicle. The result will be
reported to the nearest tenth of a decibel.
(d) The side of the vehicle with the lowest average corrected
maximum overall SPL value will be the side of the vehicle that is
further evaluated for compliance at the one-third octave band levels in
accordance with S7.3.5.
S7.3.5 Select one-third octave bands to be used for evaluating
compliance with the constant speed pass-by requirements.
(a) The side of the vehicle selected in S7.3.4 will have four
associated individual acoustic sound data files. Each sound file shall
be broken down into its one-third octave band levels.
(b) The identified octave band levels in each of the four sound
files will be corrected for the measured ambient levels as specified in
paragraph S6.7.
(c) The four corrected sound pressure level values calculated from
each of the four sound files in each one-third octave band will be
averaged together to get the average corrected sound pressure level in
each one-third octave band.
(d) For alerts designed to meet the four-band requirements of S5.1
of this standard:
(i) Select any four one-third octave bands that are non-adjacent to
each other and that span a range of at least nine one-third octave bands
in the range of 315 Hz up to and including 5000 Hz to evaluate according
to paragraph S7.3.5(d)(ii). This step will be repeated until compliance
is established or it is determined that no combination meeting this
selection criterion can satisfy paragraph S7.3.5(d)(ii).
(ii) Compare the average corrected sound pressure level from
S7.3.5(c) in each of the four one-third octave bands selected in
paragraph S7.3.5(d)(i) to the required minimum level of the
corresponding one-third octave band specified in paragraph S5.1.3, Table
3, to determine compliance.
(e) For alerts designed to meet the two-band requirements of S5.2 of
this standard:
(i) Select the two one-third octave bands, one below 1000 Hz and one
at or above 1000 Hz, having the largest A-weighted SPL values within the
range of 315 Hz up to 3150 Hz and that are non-adjacent to each other to
evaluate according to S7.3.5(e)(ii), below. In the event that the pair
of bands with the largest SPL values are the 800 Hz and 1000 Hz bands,
then select both of the following pairs to evaluate according
S7.3.5(e)(ii): The 800 Hz band along with the band having the second-
largest A-weighted SPL value from the 1000 Hz and above bands; and, the
1000 Hz band along with the band having the second-largest A-weighted
SPL value from the 800 Hz and below bands. At least one of the band
pairs selected as specified in this paragraph shall meet the minimum
requirements when evaluated according to S7.3.5(e)(ii), below.
[[Page 705]]
(ii) Compare the average corrected sound pressure level from
S7.3.5(c) in each of the two one-third octave bands selected in
paragraph S7.3.5(e)(i) to the required minimum level of the
corresponding one-third octave band specified in paragraph S5.2, Table
6. Also, compare the band sum of the two bands to the required minimum
band sum in Table 6.
S7.3.6 The procedures in S7.3.1 through S7.3.5 may be repeated for
any pass-by test speed greater than 0 km/h and less than 20 km/h. For
test speeds greater than 0 km/h and less than 10 km/h, the minimum sound
level requirements are contained in S5.1.1, Table 1, for four-band
compliance and in S5.2, Table 6, for two-band compliance. For test
speeds greater than or equal to 10 km/h and less than 20 km/h, the
minimum sound level requirements are contained in S5.1.3, Table 3, for
4-band compliance and in S5.2, Table 6, for 2-band compliance.
S7.4 Pass-by tests at speeds greater than or equal to 20 km/h and
less than 30 km/h. Repeat the procedures of S7.3 at 21 km/h 1 km/h. The procedures in S7.3 also may be repeated for
any pass-by test speed greater than 20 km/h and less than 30 km/h. For
this range of test speeds, the minimum sound level requirements are
contained in S5.1.4, Table 4, for four-band compliance and in S5.2,
Table 6, for two-band compliance.
S7.5 Pass-by tests at 30 km/h. Repeat the procedures of S7.3 at 31
km/h 1 km/h. For this test speed, the minimum
sound level requirements are contained in S5.1.5, Table 5, for four-band
compliance and in S5.2, Table 6, for two-band compliance.
S7.6 Relative volume change. The valid test run data selected for
each critical operating scenario in S7.1 (S7.1.5(c)), S7.3 (S7.3.5(c)),
S7.4 and S7.5 will be used to derive relative volume change as required
in S5.4 as follows:
S7.6.1 Calculate the average sound pressure level for each of the 13
one-third octave bands (315 Hz to 5000 Hz) using the four valid test
runs identified for each critical operating scenario from S7.1.3 and
S7.3.3 (stationary, 10 km/h (111km/h), 20 km/h
(211km/h), and 30 km/h (311km/h)).
S7.6.2 For each critical operating scenario, normalize the levels of
the 13 one-third octave bands by subtracting the corresponding minimum
SPL values specified in Table 1 for the stationary operating condition
from each of the one-third octave band averages calculated in S7.6.1.
S7.6.3 Calculate the NORMALIZED BAND SUM for each critical operating
scenario (stationary, 10 km/h (111km/h), 20 km/h
(211km/h), and 30 km/h (311km/h)) as follows:
[GRAPHIC] [TIFF OMITTED] TR14DE16.019
Where:
i represents the 13 one-third octave bands and Normalized Band Leveli is
the normalized one-third octave band value derived in S7.6.2.
S7.6.4 Calculate the relative volume change between critical
operating scenarios (stationary to 10km/h; 10km/h to 20 km/h; 20km/h to
30 km/h) by subtracting the NORMALIZED BAND SUM of the lower speed
operating scenario from the NORMALIZED BAND SUM of the next higher speed
operating scenario. For example, the relative volume change between 10
km/h (111km/h) and 20 km/h (211km/h) would be the NORMALIZED BAND SUM level at
211km/h minus the NORMALIZED BAND SUM level at
111km/h.
S8 Prohibition on altering the sound of a vehicle subject to this
standard. No entity subject to the authority of the National Highway
Traffic Safety Administration may:
(a) Disable, alter, replace, or modify any element of a vehicle
installed as original equipment for purposes of complying with this
Standard, except in connection with a repair of a vehicle
[[Page 706]]
malfunction or to remedy a defect or non-compliance; or
(b) Provide any person with any mechanism, equipment, process, or
device intended to disable, alter, replace, or modify the sound emitting
capability of a vehicle subject to this standard, except in connection
with a repair of vehicle malfunction or to remedy a defect or non-
compliance.
S9 Phase-in schedule.
S9.1 Hybrid and Electric Vehicles manufactured on or after March 1,
2020, and before February 28, 2021. For hybrid and electric vehicles to
which this standard applies manufactured on and after March 1, 2020, and
before March 1, 2021, except vehicles produced by small volume
manufacturers, the quantity of hybrid and electric vehicles complying
with this safety standard shall be not less than 50 percent of one or
both of the following:
(a) A manufacturer's average annual production of hybrid and
electric vehicles on and after September 1, 2016, and before September
1, 2019;
(b) A manufacturer's total production of hybrid and electric
vehicles on and after March 1, 2020, and before March 1, 2021.
S9.2 Hybrid and Electric Vehicles manufactured on or after March 1,
2021. All hybrid and electric vehicles to which this standard applies
manufactured on or after March 1, 2021, shall comply with this safety
standard.
[81 FR 90514, Dec. 14, 2016, as amended at 83 FR 8196, Feb. 26, 2018; 85
FR 54280, Sept. 1, 2020; 87 FR 41625, July 13, 2022]
Sec. 571.201 Standard No. 201; Occupant protection in interior impact.
S1. Purpose and scope. This standard specifies requirements to
afford impact protection for occupants.
S2. Application. This standard applies to passenger cars and to
multipurpose passenger vehicles, trucks designed to carry at least one
person, and buses with a GVWR of 4,536 kilograms or less, except that
the requirements of S6 do not apply to buses with a GVWR of more than
3,860 kilograms.
S3. Definitions.
A-pillar means any pillar that is entirely forward of a transverse
vertical plane passing through the seating reference point of the
driver's designated seating position or, if there is no driver's
designated seating position, any pillar that is entirely forward of a
transverse vertical plane passing through the seating reference point of
the rearmost designated seating position in the front row of seats.
Ambulance means a motor vehicle designed exclusively for the purpose
of emergency medical care, as evidenced by the presence of a passenger
compartment to accommodate emergency medical personnel, one or more
patients on litters or cots, and equipment and supplies for emergency
care at a location or during transport.
B-pillar means the forwardmost pillar on each side of the vehicle
that is, in whole or in part, rearward of a transverse vertical plane
passing through the seating reference point of the driver's designated
seating position or, if there is no driver's designated seating
position, the forwardmost pillar on each side of the vehicle that is, in
whole or in part, rearward of a transverse vertical plane passing
through the seating reference point of the rearmost designated seating
position in the front row of seats, unless:
(1) There is only one pillar rearward of that plane and it is also a
rearmost pillar; or
(2) There is a door frame rearward of the A-pillar and forward of
any other pillar or rearmost pillar.
Brace means a fixed diagonal structural member in an open body
vehicle that is used to brace the roll-bar and that connects the roll-
bar to the main body of the vehicle structure.
Convertible means a vehicle whose A-pillars are not joined with the
B-pillars (or rearmost pillars) by a fixed, rigid structural member.
Convertible roof frame means the frame of a convertible roof.
Convertible roof linkage mechanism means any anchorage, fastener, or
device necessary to deploy a convertible roof frame.
Daylight opening means, for openings on the side of the vehicle,
other than a door opening, the locus of all points where a horizontal
line, perpendicular to the vehicle longitudinal centerline, is tangent
to the periphery of the opening. For openings on the front and rear
[[Page 707]]
of the vehicle, other than a door opening, daylight opening means the
locus of all points where a horizontal line, parallel to the vehicle
longitudinal centerline, is tangent to the periphery of the opening. If
the horizontal line is tangent to the periphery at more than one point
at any location, the most inboard point is used to determine the
daylight opening.
Door frame means the rearmost perimeter structure, including trim
but excluding glass, of the forward door and the forwardmost perimeter
structure, including trim but excluding glass, of the rear door of a
pair of adjacent side doors that:
(1) Have opposing hinges;
(2) Latch together without engaging or contacting an intervening
pillar;
(3) Are forward of any pillar other than the A-pillar on the same
side of the vehicle; and
(4) Are rearward of the A-pillar.
Door opening means, for door openings on the side of the vehicle,
the locus of all points where a horizontal line, perpendicular to the
vehicle longitudinal centerline, is tangent to the periphery of the side
door opening. For door openings on the back end of the vehicle, door
opening means the locus of all points where a horizontal line, parallel
to the vehicle longitudinal centerline, is tangent to the periphery of
the back door opening. If the horizontal line is tangent to the
periphery at more than one point at any location, the most inboard point
is the door opening.
Dynamically deployed upper interior head protection system means a
protective device or devices which are integrated into a vehicle and
which, when activated by an impact, provide, through means requiring no
action from occupants, protection against head impacts with upper
interior structures and components of the vehicle in crashes.
Forehead impact zone means the part of the free motion headform
surface area that is determined in accordance with the procedure set
forth in S8.10.
Free motion headform means a test device which conforms to the
specifications of part 572, subpart L of this chapter.
Interior rear quarter panel means a vehicle interior component
located between the rear edge of the side door frame, the front edge of
the rearmost seat back, and the daylight opening.
Mid-sagittal plane of a dummy means a longitudinal vertical plane
passing through the seating reference point of a designated seating
position.
Other door frame means the rearmost perimeter structure, including
trim but excluding glass, of the forward door and the forwardmost
perimeter structure, including trim but excluding glass, of the rear
door of a pair of adjacent side doors that:
(1) Have opposing hinges;
(2) Latch together without engaging or contacting an intervening
pillar; and
(3) Are rearward of the B-pillar.
Other pillar means any pillar which is not an A-pillar, a B-pillar,
or a rearmost pillar.
Pillar means any structure, excluding glazing and the vertical
portion of door window frames, but including accompanying moldings,
attached components such as safety belt anchorages and coat hooks,
which:
(1) If there is a driver's designated seating position, supports
either a roof or any other structure (such as a roll-bar) that is above
the driver's head, or if there is no driver's designated seating
position, supports either a roof or any other structure (such as a roll-
bar) that is above the occupant in the rearmost designated seating
position in the front row of seats, or
(2) Is located along the side edge of a window.
Roll-bar means a fixed overhead structural member, including its
vertical support structure, that extends from the left to the right side
of the passenger compartment of any open body vehicles and convertibles.
It does not include a header.
Seat belt anchorage means any component involved in transferring
seat belt loads to the vehicle structure, including, but not limited to,
the attachment hardware, but excluding webbing or straps, seat frames,
seat pedestals, and the vehicle structure itself, whose failure causes
separation of the belt from the vehicle structure.
Seat belt mounting structure means:
[[Page 708]]
(a) A vehicle body or frame component, including trim, that
incorporates an upper seat belt anchorage conforming to the requirements
of S4.2.1 and S4.3.2 of 49 CFR 571.210, that is located rearward of the
rearmost outboard designated seating position, and that extends above a
horizontal plane 660 mm above the seating reference point (SgRP) of that
seating position; and
(b) A vehicle body or frame component, including trim, that
incorporates an upper seat belt anchorage conforming to the requirements
of S4.2.1 and S4.3.2 of 49 CFR 571.210, that is located forward of the
rearmost outboard designated seating position, and that extends above a
horizontal plane 460 mm above the SgRP of that seating position located
rearward of the anchorage.
(c) The seat belt mounting structure is not a pillar, roll bar,
brace or stiffener, side rail, seat, interior rear quarter panel, or
part of the roof.
Sliding door track means a track structure along the upper edge of a
side door opening that secures the door in the closed position and
guides the door when moving to and from the open position.
Stiffener means a fixed overhead structural member that connects one
roll-bar to another roll-bar or to a header of any open body vehicle or
convertible.
Upper roof means the area of the vehicle interior that is determined
in accordance with the procedure set forth in S8.15.
Windshield trim means molding of any material between the windshield
glazing and the exterior roof surface, including material that covers a
part of either the windshield glazing or exterior roof surface.
S4 Requirements
S4.1 Except as provided in S4.2, each vehicle shall comply with
either:
(a) The requirements specified in S5, or,
(b) The requirements specified in S5 and S6.
S4.2 Vehicles manufactured on or after September 1, 1998 shall
comply with the requirements of S5 and S6.
S5 Requirements for instrument panels, seat backs, interior
compartment doors, sun visors, and armrests. Each vehicle shall comply
with the requirements specified in S5.1 through S5.5.2.
S5.1 Instrument panels. Except as provided in S5.1.1, when that area
of the instrument panel that is within the head impact area is impacted
in accordance with S5.1.2 by a 6.8 kilogram, 165 mm diameter head form
at--
(a) A relative velocity of 24 kilometers per hour for all vehicles
except those specified in paragraph (b) of this section,
(b) A relative velocity of 19 kilometers per hour for vehicles that
meet the occupant crash protection requirements of S5.1 of 49 CFR
571.208 by means of inflatable restraint systems and meet the
requirements of S4.1.5.1(a)(3) by means of a Type 2 seat belt assembly
at any front passenger designated seating position, the deceleration of
the head form shall not exceed 80 g continuously for more than 3
milliseconds.
S5.1.1 The requirements of S5.1 do not apply to:
(a) Console assemblies;
(b) Areas less than 125 mm inboard from the juncture of the
instrument panel attachment to the body side inner structure;
(c) Areas closer to the windshield juncture than those statically
contactable by the head form with the windshield in place;
(d) If the steering control is present, areas outboard of any point
of tangency on the instrument panel of a 165 mm diameter head form
tangent to and inboard of a vertical longitudinal plane tangent to the
inboard edge of the steering control; or
(e) Areas below any point at which a vertical line is tangent to the
rearmost surface of the panel.
S5.1.2 Demonstration procedures. Tests shall be performed as
described in SAE Recommended Practice J921 (1965) (incorporated by
reference, see Sec. 571.5), using the specified instrumentation or
instrumentation that meets the performance requirements specified in SAE
Recommended Practice J977 (1966) (incorporated by reference, see Sec.
571.5), except that:
(a) The origin of the line tangent to the instrument panel surface
shall be a point on a transverse horizontal line
[[Page 709]]
through a point 125 mm horizontally forward of the seating reference
point of any front outboard passenger designated seating position,
displaced vertically an amount equal to the rise which results from a
125 mm forward adjustment of the seat or 19 mm; and
(b) Direction of impact shall be either:
(1) In a vertical plane parallel to the vehicle longitudinal axis;
or
(2) In a plane normal to the surface at the point of contact.
S5.2 Seat Backs. Except as provided in S5.2.1, when that area of the
seat back that is within the head impact area is impacted in accordance
with S5.2.2 by a 6.8 kilogram, 165 mm diameter head form at a relative
velocity of 24 kilometers per hour, the deceleration of the head form
shall not exceed 80g continuously for more than 3 milliseconds.
S5.2.1 The requirements of S5.2 do not apply to seats installed in
school buses which comply with the requirements of Standard No. 222,
School Bus Passenger Seating and Occupant Protection (49 CFR 571.222) or
to rearmost side-facing, back-to-back, folding auxiliary jump, and
temporary seats.
S5.2.2 Demonstration procedures. Tests shall be performed as
described in SAE Recommended Practice J921 (1965) (incorporated by
reference, see Sec. 571.5), using the specified instrumentation or
instrumentation that meets the performance requirements specified in SAE
Recommended Practice J977 (1966) (incorporated by reference, see Sec.
571.5), except that:
(a) The origin of the line tangent to the uppermost seat back frame
component shall be a point on a transverse horizontal line through the
seating reference point of the right rear designated seating position,
with adjustable forward seats in their rearmost design driving position
and reclinable forward seat backs in their nominal design driving
position;
(b) Direction of impact shall be either:
(1) In a vertical plane parallel to the vehicle longitudinal axis;
or
(2) In a plane normal to the surface at the point of contact.
(c) For seats without head restraints installed, tests shall be
performed for each individual split or bucket seat back at points within
100 mm left and right of its centerline, and for each bench seat back
between points 100 mm outboard of the centerline of each outboard
designated seating position;
(d) For seats having head restraints installed, each test shall be
conducted with the head restraints in place at its lowest adjusted
position, at a point on the head restraint centerline; and
(e) For a seat that is installed in more than one body style, tests
conducted at the fore and aft extremes identified by application of
subparagraph (a) shall be deemed to have demonstrated all intermediate
conditions.
S5.3 Interior compartment doors. Each interior compartment door
assembly located in an instrument panel, console assembly, seat back, or
side panel adjacent to a designated seating position shall remain closed
when tested in accordance with either S5.3.1(a) and S5.3.1(b) or
S5.3.1(a) and S5.3.1(c). Additionally, any interior compartment door
located in an instrument panel or seat back shall remain closed when the
instrument panel or seat back is tested in accordance with S5.1 and
S5.2. All interior compartment door assemblies with a locking device
must be tested with the locking device in an unlocked position.
S5.3.1 Demonstration procedures.
(a) Subject the interior compartment door latch system to an inertia
load of 10g in a horizontal transverse direction and an inertia load of
10g in a vertical direction in accordance with the procedure described
in section 5 of SAE Recommended Practice J839b (1965) (incorporated by
reference, see Sec. 571.5), or an approved equivalent.
(b) Impact the vehicle perpendicularly into a fixed collision
barrier at a forward longitudinal velocity of 48 kilometers per hour.
(c) Subject the interior compartment door latch system to a
horizontal inertia load of 30g in a longitudinal direction in accordance
with the procedure described in section 5 of SAE Recommended Practice
J839b (1965) (incorporated by reference, see Sec. 571.5), or an
approved equivalent.
S5.4 Sun visors.
[[Page 710]]
S5.4.1 A sun visor that is constructed of or covered with energy-
absorbing material shall be provided for each front outboard designated
seating position.
S5.4.2 Each sun visor mounting shall present no rigid material edge
radius of less than 3.2 mm that is statically contactable by a spherical
165 mm diameter head form.
S5.5 Armrests.
S5.5.1 General. Each installed armrest shall conform to at least one
of the following:
(a) It shall be constructed with energy-absorbing material and shall
deflect or collapse laterally at least 50 mm without permitting contact
with any underlying rigid material.
(b) It shall be constructed with energy-absorbing material that
deflects or collapses to within 32 mm of a rigid test panel surface
without permitting contact with any rigid material. Any rigid material
between 13 and 32 mm from the panel surface shall have a minimum
vertical height of not less than 25 mm.
(c) Along not less than 50 continuous mm of its length, the armrest
shall, when measured vertically in side elevation, provide at least 50
mm of coverage within the pelvic impact area.
S5.5.2 Folding armrests. Each armrest that folds into the seat back
or between two seat backs shall either:
(a) Meet the requirements of S5.5.1; or
(b) Be constructed of or covered with energy-absorbing material.
S6 Requirements for upper interior components.
S6.1 Vehicles manufactured on or after September 1, 1998. Except as
provided in S6.3 and S6.1.4, for vehicles manufactured on or after
September 1, 1998 and before September 1, 2002, a percentage of the
manufacturer's production, as specified in S6.1.1, S6.1.2, or S6.1.3
shall conform, at the manufacturer's option, to either S6.1(a) or
S6.1(b). For vehicles manufactured by final stage manufacturers on or
after September 1, 1998 and before September 1, 2006, a percentage of
the manufacturer's production as specified in S6.1.4 shall, except as
provided in S6.3, conform, to either S6.1(a) or S6.1(b). The
manufacturer shall select the option by the time it certifies the
vehicle and may not thereafter select a different option for the
vehicle.
(a) When tested under the conditions of S8, comply with the
requirements specified in S7 at the target locations specified in S10
when impacted by the free motion headform specified in S8.9 at any speed
up to and including 24 km/h (15 mph). The requirements do not apply to
any target that cannot be located using the procedures of S10.
(b) When equipped with a dynamically deployed upper interior head
protection system and tested under the conditions of S8, comply with the
requirements specified in S7 at the target locations specified in S10 as
follows:
(1) Targets that are not located over any point inside the area
measured along the contour of the vehicle surface within 50 mm (2.0
inch) of the periphery of the stowed system projected perpendicularly
onto the vehicle interior surface, including mounting and inflation
components but exclusive of any cover or covers, shall be impacted by
the free motion headform specified in S8.9 at any speed up to and
including 24 km/h (15 mph). The requirements do not apply to any targets
that can not be located by using the procedures of S10.
(2) Targets that are over any point inside the area measured along
the contour of the vehicle interior within 50 mm (2.0 inch) of the
periphery of the stowed system projected perpendicularly onto the
vehicle interior surface, including mounting and inflation components
but exclusive of any cover or covers, when the dynamically deployed
upper interior head protection system is not deployed, shall be impacted
by the free motion headform specified in S8.9 at any speed up to and
including 19 km/h (12 mph) with the system undeployed. The requirements
do not apply to any target that can not be located using the procedures
of S10.
(3) Each vehicle shall, when equipped with a dummy test device
specified in Part 572, subpart M, and tested as specified in S8.16
through S8.28, comply with the requirements specified in S7 when crashed
into a fixed, rigid pole of 254 mm in diameter, at any velocity between
24 kilometers per hour (15 mph) and 29 kilometers per hour (18 mph).
S6.1.1 Phase-in Schedule 1
[[Page 711]]
S6.1.1.1 Vehicles manufactured on or after September 1, 1998 and
before September 1, 1999. Subject to S6.1.5(a), for vehicles
manufactured by a manufacturer on or after September 1, 1998 and before
September 1, 1999, the amount of vehicles complying with S7 shall be not
less than 10 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1996 and before September 1, 1999,
or
(b) The manufacturer's production on or after September 1, 1998 and
before September 1, 1999.
S6.1.1.2 Vehicles manufactured on or after September 1, 1999 and
before September 1, 2000. Subject to S6.1.5(b), for vehicles
manufactured by a manufacturer on or after September 1, 1999 and before
September 1, 2000, the amount of vehicles complying with S7 shall be not
less than 25 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1997 and before September 1, 2000,
or
(b) The manufacturer's production on or after September 1, 1999 and
before September 1, 2000.
S6.1.1.3 Vehicles manufactured on or after September 1, 2000 and
before September 1, 2001. Subject to S6.1.5(c), for vehicles
manufactured by a manufacturer on or after September 1, 2000 and before
September 1, 2001, the amount of vehicles complying with S7 shall be not
less than 40 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1998 and before September 1, 2001,
or
(b) The manufacturer's production on or after September 1, 2000 and
before September 1, 2001.
S6.1.1.4 Vehicles manufactured on or after September 1, 2001 and
before September 1, 2002. Subject to S6.1.5(d), for vehicles
manufactured by a manufacturer on or after September 1, 2001 and before
September 1, 2002, the amount of vehicles complying with S7 shall be not
less than 70 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1999 and before September 1, 2002,
or
(b) The manufacturer's production on or after September 1, 2001 and
before September 1, 2002.
S6.1.2 Phase-in Schedule 2
S6.1.2.1 Vehicles manufactured on or after September 1, 1998 and
before September 1, 1999. Subject to S6.1.5(a), for vehicles
manufactured by a manufacturer on or after September 1, 1998 and before
September 1, 1999, the amount of vehicles complying with S7 shall be not
less than seven percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1996 and before September 1, 1999,
or
(b) The manufacturer's production on or after September 1, 1998 and
before September 1, 1999.
S6.1.2.2 Vehicles manufactured on or after September 1, 1999 and
before September 1, 2000. Subject to S6.1.5(b), for vehicles
manufactured by a manufacturer on or after September 1, 1999 and before
September 1, 2000, the amount of vehicles complying with S7 shall be not
less than 31 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1997 and before September 1, 2000,
or
(b) The manufacturer's production on or after September 1, 1999 and
before September 1, 2000.
S6.1.2.3 Vehicles manufactured on or after September 1, 2000 and
before September 1, 2001. Subject to S6.1.5(c), for vehicles
manufactured by a manufacturer on or after September 1, 2000 and before
September 1, 2001, the amount of vehicles complying with S7 shall be not
less than 40 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1998 and before September 1, 2001,
or
(b) The manufacturer's production on or after September 1, 2000 and
before September 1, 2001.
S6.1.2.4 Vehicles manufactured on or after September 1, 2001 and
before September 1, 2002. Subject to S6.1.5(d), for vehicles
manufactured by a manufacturer on or after September 1, 2001 and before
September 1, 2002, the amount of vehicles complying with S7 shall be not
less than 70 percent of:
[[Page 712]]
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1999 and before September 1, 2002,
or
(b) The manufacturer's production on or after September 1, 2001 and
before September 1, 2002.
S6.1.3 Phase-in Schedule 3
S6.1.3.1 Vehicles manufactured on or after September 1, 1998 and
before September 1, 1999 are not required to comply with the
requirements specified in S7.
S6.1.3.2 Vehicles manufactured on or after September 1, 1999 shall
comply with the requirements specified in S7.
S6.1.4 Phase-in Schedule 4 A final stage manufacturer or alterer
may, at its option, comply with the requirements set forth in S6.1.4.1
and S6.1.4.2.
S6.1.4.1 Vehicles manufactured on or after September 1, 1998 and
before September 1, 2009 are not required to comply with the
requirements specified in S7.
S6.1.4.2 Vehicles manufactured on or after September 1, 2009 shall
comply with the requirements specified in S7.
S6.1.5 Calculation of complying vehicles.
(a) For the purposes of complying with S6.1.1.1 or S6.1.2.1, a
manufacturer may count a vehicle if it is manufactured on or after May
8, 1997, but before September 1, 1999.
(b) For the purposes of complying with S6.1.1.2 or S6.1.2.2, a
manufacturer may count a vehicle if it:
(1) Is manufactured on or after May 8, 1997, but before September 1,
2000, and
(2) Is not counted toward compliance with S6.1.1.1 or S6.1.2.1, as
appropriate.
(c) For the purposes of complying with S6.1.1.3 or S6.1.2.3, a
manufacturer may count a vehicle if it:
(1) Is manufactured on or after May 8, 1997, but before September 1,
2001, and
(2) Is not counted toward compliance with S6.1.1.1, S6.1.1.2,
S6.1.2.1, or S6.1.2.2, as appropriate.
(d) For the purposes of complying with S6.1.1.4 or S6.1.2.4, a
manufacturer may count a vehicle if it:
(1) Is manufactured on or after May 8, 1997, but before September 1,
2002, and
(2) Is not counted toward compliance with S6.1.1.1, S6.1.1.2,
S6.1.1.3, S6.1.2.1, S6.1.2.2, or S6.1.2.3, as appropriate.
S6.1.6 Vehicles produced by more than one manufacturer.
S6.1.6.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S6.1.1 through S6.1.4, a vehicle produced by
more than one manufacturer shall be attributed to a single manufacturer
as follows, subject to S6.1.6.2.
(a) A vehicle which is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer which markets the vehicle.
S6.1.6.2 A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S6.1.6.1.
S6.2 Vehicles manufactured on or after September 1, 2002 and
vehicles built in two or more stages manufactured after September 1,
2006. Except as provided in S6.1.4 and S6.3, vehicles manufactured on or
after September 1, 2002 shall, when tested under the conditions of S8,
conform, at the manufacturer's option, to either S6.2(a) or S6.2(b).
Vehicles manufactured by final stage manufacturers on or after September
1, 2006 shall, except as provided in S6.3, when tested under the
conditions of S8, conform, at the manufacturer's option, to either
S6.2(a) or S6.2(b). The manufacturer shall select the option by the time
it certifies the vehicle and may not thereafter select a different
option for the vehicle.
(a) When tested under the conditions of S8, comply with the
requirements specified in S7 at the target locations specified in S10
when impacted by the free motion headform specified in S8.9 at any speed
up to and including 24 km/h (15 mph). The requirements do not apply to
any target that cannot be located using the procedures of S10.
[[Page 713]]
(b) When equipped with a dynamically deployed upper interior head
protection system and tested under the conditions of S8, comply with the
requirements specified in S7 at the target locations specified in S10 as
follows:
(1) Targets that are not located over any point inside the area
measured along the contour of the vehicle surface within 50 mm (2.0
inch) of the periphery of the stowed system projected perpendicularly
onto the vehicle interior surface, including mounting and inflation
components but exclusive of any cover or covers, shall be impacted by
the free motion headform specified in S8.9 at any speed up to and
including 24 km/h (15 mph). The requirements do not apply to any targets
that cannot be located by using the procedures of S10.
(2) Targets that are over any point inside the area measured along
the contour of the vehicle interior within 50 mm (2.0 inch) of the
periphery of the stowed system projected perpendicularly onto the
vehicle interior surface, including mounting and inflation components
but exclusive of any cover or covers, when the dynamically deployed
upper interior head protection system is not deployed, shall be impacted
by the free motion headform specified in S8.9 at any speed up to and
including 19 km/h (12 mph) with the system undeployed. The requirements
do not apply to any target that cannot be located using the procedures
of S10.
(3) Except as provided in S6.2(b)(4), each vehicle shall, when
equipped with a dummy test device specified in 49 CFR part 572, subpart
M, and tested as specified in S8.16 through S8.28, comply with the
requirements specified in S7 when crashed into a fixed, rigid pole of
254 mm in diameter, at any velocity between 24 kilometers per hour (15
mph) and 29 kilometers per hour (18 mph).
(4) Vehicles certified as complying with the vehicle-to-pole
requirements of S9 of 49 CFR 571.214, Side Impact Protection, need not
comply with the pole test requirements specified in S6.2(b)(3) of this
section.
S6.3 A vehicle need not meet the requirements of S6.1 through S6.2
for:
(a) Any target located on a convertible roof frame or a convertible
roof linkage mechanism.
(b) Any target located rearward of a vertical plane 600 mm behind
the seating reference point of the rearmost designated seating position.
For altered vehicles and vehicles built in two or more stages, including
ambulances and motor homes, any target located rearward of a vertical
plane 300 mm behind the seating reference point of the driver's
designated seating position or the rearmost designated seating position
in the front row of seats, if there is no driver's designated seating
position (tests for altered vehicles and vehicles built in two or more
stages do not include, within the time period for measuring HIC(d), any
free motion headform contact with components rearward of this plane). If
an altered vehicle or vehicle built in two or more stages is equipped
with a transverse vertical partition positioned between the seating
reference point of the driver's designated seating position and a
vertical plane 300 mm behind the seating reference point of the driver's
designated seating position, any target located rearward of the vertical
partition is excluded.
(c) Any target in a vehicle manufactured in two or more stages that
is delivered to a final stage manufacturer without an occupant
compartment. Note: Motor homes, ambulances, and other vehicles
manufactured using a chassis cab, a cut-away van, or any other
incomplete vehicle delivered to a final stage manufacturer with a
furnished front compartment are not excluded under this S6.3(c).
(d) Any target in a walk-in van-type vehicles.
(e) Any target located on the seat belt mounting structures, door
frames and other door frames before December 1, 2005.
S7 Performance Criterion. The HIC(d) shall not exceed 1000 when
calculated in accordance with the following formula:
[GRAPHIC] [TIFF OMITTED] TR04AU98.002
Where the term a is the resultant head acceleration expressed as a
multiple of g (the acceleration of gravity), and t1
[[Page 714]]
and t2 are any two points in time during the impact which are separated
by not more than a 36 millisecond time interval.
(a) For the free motion headform; HIC(d) = 0.75446 (free motion
headform HIC) + 166.4.
(b) For the part 572, subpart M, anthropomorphic test dummy; HIC(d)
= HIC.
S8 Target location and test conditions. The vehicle shall be tested
and the targets specified in S10 located under the following conditions.
S8.1 Vehicle test attitude.
(a) The vehicle is supported off its suspension at an attitude
determined in accordance with S8.1(b).
(b) Directly above each wheel opening, determine the vertical
distance between a level surface and a standard reference point on the
test vehicle's body under the conditions of S8.1(b)(1) through
S8.1(b)(3).
(1) The vehicle is loaded to its unloaded vehicle weight, plus its
rated cargo and luggage capacity or 136 kg, whichever is less, secured
in the luggage area. The load placed in the cargo area is centered over
the longitudinal centerline of the vehicle.
(2) The vehicle is filled to 100 percent of all fluid capacities.
(3) All tires are inflated to the manufacturer's specifications
listed on the vehicle's tire placard.
S8.2 Windows and Sunroofs.
(a) Movable vehicle windows are placed in the fully open position.
(b) For testing, any window on the opposite side of the longitudinal
centerline of the vehicle from the target to be impacted may be removed.
(c) For testing, movable sunroofs are placed in the fully open
position.
S8.3 Convertible tops. The top, if any, of convertibles and open-
body type vehicles is in the closed passenger compartment configuration.
S8.4 Doors.
(a) Except as provided in S8.4(b) or S8.4(c), doors, including any
rear hatchback or tailgate, are fully closed and latched but not locked.
(b) During testing, any side door on the opposite side of the
longitudinal centerline of the vehicle from the target to be impacted
may be open or removed.
(c) During testing, any rear hatchback or tailgate may be open or
removed for testing any target except targets on the rear header,
rearmost pillars, or the rearmost other side rail on either side of the
vehicle.
S8.5 Sun visors. Each sun visor shall be placed in any position
where one side of the visor is in contact with the vehicle interior
surface (windshield, side rail, front header, roof, etc.).
S8.6 Steering control and seats.
(a) During targeting, the steering control and seats may be placed
in any position intended for use while the vehicle is in motion.
(b) During testing, the steering control and seats may be removed
from the vehicle.
S8.7 Seat belt anchorages. If a target is on a seat belt anchorage,
and if the seat belt anchorage is adjustable, tests are conducted with
the anchorage adjusted to a point midway between the two extreme
adjustment positions. If the anchorage has distinct adjustment
positions, none of which is midway between the two extreme positions,
tests are conducted with the anchorage adjusted to the nearest position
above the midpoint of the two extreme positions.
S8.8 Temperature and humidity.
(a) The ambient temperature is between 19 degrees C. and 26 degrees
C., at any relative humidity between 10 percent and 70 percent.
(b) Tests are not conducted unless the headform specified in S8.9 is
exposed to the conditions specified in S8.8(a) for a period not less
than four hours.
S8.9 Headform. The headform used for testing conforms to the
specifications of part 572, subpart L of this chapter.
S8.10 Forehead impact zone. The forehead impact zone of the headform
is determined according to the procedure specified in (a) through (f).
(a) Position the headform so that the baseplate of the skull is
horizontal. The midsagittal plane of the headform is designated as Plane
S.
(b) From the center of the threaded hole on top of the headform,
draw a 69 mm line forward toward the forehead, coincident with Plane S,
along the contour of the outer skin of the headform.
[[Page 715]]
The front end of the line is designated as Point P. From Point P, draw a
100 mm line forward toward the forehead, coincident with Plane S, along
the contour of the outer skin of the headform. The front end of the line
is designated as Point O.
(c) Draw a 125 mm line which is coincident with a horizontal plane
along the contour of the outer skin of the forehead from left to right
through Point O so that the line is bisected at Point O. The end of the
line on the left side of the headform is designated as Point a and the
end on the right as Point b.
(d) Draw another 125 mm line which is coincident with a vertical
plane along the contour of the outer skin of the forehead through Point
P so that the line is bisected at Point P. The end of the line on the
left side of the headform is designated as Point c and the end on the
right as Point d.
(e) Draw a line from Point a to Point c along the contour of the
outer skin of the headform using a flexible steel tape. Using the same
method, draw a line from Point b to Point d.
(f) The forehead impact zone is the surface area on the FMH forehead
bounded by lines a-O-b and c-P-d, and a-c and b-d.
S8.11 Target circle. The area of the vehicle to be impacted by the
headform is marked with a solid circle 12.7 mm in diameter, centered on
the targets specified in S10, using any transferable opaque coloring
medium.
S8.12 Location of head center of gravity.
(a) Location of head center of gravity for front outboard designated
seating positions (CG-F). For determination of head center of gravity,
all directions are in reference to the seat orientation.
(1) Location of rearmost CG-F (CG-F2). For front outboard designated
seating positions, the head center of gravity with the seat in its
rearmost normal design driving or riding position (CG-F2) is located 160
mm rearward and 660 mm upward from the seating reference point.
(2) Location of forwardmost CG-F (CG-F1). For front outboard
designated seating positions, the head center of gravity with the seat
in its forwardmost adjustment position (CG-F1) is located horizontally
forward of CG-F2 by the distance equal to the fore-aft distance of the
seat track.
(b) Location of head center of gravity for rear outboard designated
seating positions (CG-R). For rear outboard designated seating
positions, the head center of gravity (CG-R) is located 160 mm rearward,
relative to the seat orientation, and 660 mm upward from the seating
reference point.
S8.13 Impact configuration.
S8.13.1 The headform is launched from any location inside the
vehicle which meets the conditions of S8.13.4. At the time of launch,
the midsagittal plane of the headform is vertical and the headform is
upright.
S8.13.2 The headform travels freely through the air, along a
velocity vector that is perpendicular to the headform's skull cap plate,
not less than 25 mm before making any contact with the vehicle.
S8.13.3 At the time of initial contact between the headform and the
vehicle interior surface, some portion of the forehead impact zone of
the headform must contact some portion of the target circle.
S8.13.4 Approach angles. The headform launching angle is as
specified in Table 1. For components for which Table 1 specifies a range
of angles, the headform launching angle is within the limits determined
using the procedures specified in S8.13.4.1 and S8.13.4.2, and within
the range specified in Table 1, using the orthogonal reference system
specified in S9.
Table 1--Approach Angle Limits (in Degrees)
------------------------------------------------------------------------
Target component Horizontal Angle Vertical angle
------------------------------------------------------------------------
Front Header................... 180................ 0-50
Rear Header.................... 0 or 360........... 0-50
Left Side Rail................. 270................ 0-50
Right Side Rail................ 90................. 0-50
Left Sliding Door Track........ 270................ 0-50
Right Sliding Door Track....... 90................. 0-50
Left A-Pillar.................. 195-255............ -5-50
[[Page 716]]
Right A-Pillar................. 105-165............ -5-50
Left B-Pillar.................. 195-345............ -10-50
Right B-Pillar................. 15-165............. -10-50
Left Door Frame................ 195-345............ -10-50
Right Door Frame............... 15-165............. -10-50
Other Left Pillars............. 270................ -10-50
Other Right Pillars............ 90................. -10-50
Other Left Door Frame.......... 270................ -10-50
Other Right Door Frame......... 90................. -10-50
Left Rearmost Pillar........... 270-345............ -10-50
Right Rearmost Pillar.......... 15-90.............. -10-50
Upper Roof..................... Any................ 0-50
Overhead Rollbar............... 0 or 180........... 0-50
Brace or Stiffener............. 90 or 270.......... 0-50
Left Seat Belt Mounting 195-345............ -10-50
Structure.
Right Seat Belt Mounting 15-165............. -10-50
Structure.
Seat Belt Anchorages........... Any................ 0-50
------------------------------------------------------------------------
S8.13.4.1 Horizontal Approach Angles for Headform Impacts.
(a) Left A-Pillar Horizontal Approach Angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F1 for the left seat and the right A-pillar. The maximum horizontal
approach angle for the left A-pillar equals 360 degrees minus the angle
formed by that line and the X-axis of the vehicle, measured
counterclockwise.
(2) Locate a line formed by the shortest horizontal distance between
CG-F2 for the left seat and the left A-pillar. The minimum horizontal
approach angle for the left A-pillar impact equals the angle formed by
that line and the X-axis of the vehicle, measured counterclockwise.
(b) Right A-Pillar Horizontal Approach Angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F1 for the right seat and the left A-pillar. The minimum horizontal
approach angle for the right A-pillar equals 360 degrees minus the angle
formed by that line and the X-axis of the vehicle, measured
counterclockwise.
(2) Locate a line formed by the shortest horizontal distance between
CG-F2 for the right seat and the right A-pillar. The maximum horizontal
approach angle for the right A-pillar impact equals the angle formed by
that line and the X-axis of the vehicle measured counterclockwise.
(c) Left B-Pillar Horizontal Approach Angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F2 for the left seat and the left B-pillar. The maximum horizontal
approach angle for the left B-pillar equals the angle formed by that
line and the X-axis of the vehicle measured counterclockwise, or 270
degrees, whichever is greater.
(2) Locate a line formed by the shortest horizontal distance between
CG-R for the left seat and the left B-pillar. The minimum horizontal
approach angle for the left B-pillar equals the angle formed by that
line and the X-axis of the vehicle measured counterclockwise.
(d) Right B-Pillar Horizontal Approach Angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F2 for the right seat and the right B-pillar. The minimum horizontal
approach angle for the right B-pillar equals the angle formed by that
line and the X-axis of the vehicle measured counterclockwise, or 90
degrees, whichever is less.
(2) Locate a line formed by the shortest horizontal distance between
CG-R for the right seat and the right B-pillar. The maximum horizontal
approach angle for the right B-pillar equals the angle between that line
and the X-axis of the vehicle measured counterclockwise.
(e) Left door frame horizontal approach angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F2
[[Page 717]]
for the left seat and the left door frame. The maximum horizontal
approach angle for the left door frame equals the angle formed by that
line and the X-axis of the vehicle measured counterclockwise, or 270
degrees, whichever is greater.
(2) Locate a line formed by the shortest horizontal distance between
CG-R for the left seat and the left door frame. The minimum horizontal
approach angle for the left door frame equals the angle formed by that
line and the X-axis of the vehicle measured counterclockwise.
(f) Right door frame horizontal approach angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F2 for the right seat and the right door frame. The minimum
horizontal approach angle for the right door frame equals the angle
formed by that line and the X-axis of the vehicle measured
counterclockwise, or 90 degrees, whichever is less.
(2) Locate a line formed by the shortest horizontal distance between
CG-R for the right seat and the right door frame. The maximum horizontal
approach angle for the right door frame equals the angle formed by that
line and the X-axis of the vehicle measured counterclockwise
(g) Left seat belt mounting structure horizontal approach angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F2 for the left seat and the left seat belt mounting structure. If
the seat belt mounting structure is below a horizontal plane passing
through CG-F2 for the left seat, locate the point 200 mm directly below
CG-F2 and locate a line formed by the shortest horizontal distance
between that point and the left seat belt mounting structure. The
maximum horizontal approach angle for the left seat belt mounting
structure equals the angle formed by that line and the X-axis of the
vehicle measured counterclockwise, or 270 degrees, whichever is greater.
(2) Locate a line formed by the shortest horizontal distance between
CG-R for the left seat and the left seat belt mounting structure. If the
seat belt mounting structure is below a horizontal plane passing through
CG-R for the left seat, locate the point 200 mm directly below CG-R and
locate a line formed by the shortest horizontal distance between that
point and the left seat belt mounting structure. The minimum horizontal
approach angle for the left seat belt mounting structure equals the
angle formed by that line and the X-axis of the vehicle measured
counterclockwise. If the CG-R does not exist, or is forward of the seat
belt mounting structure, the maximum horizontal approach angle is 270
degrees.
(h) Right seat belt mounting structure horizontal approach angles.
(1) Locate a line formed by the shortest horizontal distance between
CG-F2 for the right seat and the right seat belt mounting structure. If
the seat belt mounting structure is below a horizontal plane passing
through CG-F2 for the right seat, locate the point 200 mm directly below
that CG-F2 and locate a line formed by the shortest horizontal distance
between that point and the right seat belt mounting structure. The
minimum horizontal approach angle for the right seat belt mounting
structure equals the angle formed by that line and the X-axis of the
vehicle measured counterclockwise, or 90 degrees, whichever is less.
(2) Locate a line formed by the shortest horizontal distance between
CG-R for the right seat and the right seat belt mounting structure. If
the seat belt mounting structure is below a horizontal plane passing
through CG-R, locate the point 200 mm directly below CG-R and locate a
line formed by the shortest horizontal distance between that point and
the right seat belt mounting structure. The maximum horizontal approach
angle for the right seat belt mounting structure equals the angle formed
by that line and the X-axis of the vehicle measured counterclockwise. If
the CG-R does not exist, or is forward of the seat belt mounting
structure, the maximum horizontal approach angle is 90 degrees.
S8.13.4.2 Vertical Approach Angles
(a) Position the forehead impact zone in contact with the selected
target at the prescribed horizontal approach angle. If a range of
horizontal approach angles is prescribed, position the forehead impact
zone in contact with the
[[Page 718]]
selected target at any horizontal approach angle within the range which
may be used for testing.
(b) Keeping the forehead impact zone in contact with the target,
rotate the FMH upward until the lip, chin or other part of the FMH
contacts the component or other portion of the vehicle interior.
(1) Except as provided in S8.13.4.2(b)(2), keeping the forehead
impact zone in contact with the target, rotate the FMH downward by 5
degrees for each target to determine the maximum vertical angle.
(2) For all pillars, except A-pillars, and all door frames and seat
belt mounting structures, keeping the forehead impact zone in contact
with the target, rotate the FMH downward by 10 degrees for each target
to determine the maximum vertical angle.
S8.14 Multiple impacts.
(a) A vehicle being tested may be impacted multiple times, subject
to the limitations in S8.14(b), (c), (d) and (e).
(b) As measured as provided in S8.14(d), impacts within 300 mm of
each other may not occur less than 30 minutes apart.
(c) As measured as provided in S8.14(d), no impact may occur within
150 mm of any other impact.
(d) For S8.14(b) and S8.14(c), the distance between impacts is the
distance between the center of the target circle specified in S8.11 for
each impact, measured along the vehicle interior.
(e) No impact may occur within the ``exclusion zone'' of any pillar
target specified in S10.1 through S10.4, door frame target specified in
S10.14 and S10.15, upper roof target specified in S10.9, or seat belt
mounting structure target specified in S10.16. The ``exclusion zone'' is
determined according to the procedure in S8.14(f) through S8.14(k).
(f) Locate the point, Point X, at the center of the target circle
specified in S8.11 for the tested target.
(g) Determine two spheres centered on Point X. Radii of these
spheres are 150 mm and 200 mm, respectively.
(h) Locate a horizontal plane passing through Point X. Determine the
intersection points, if they exist, of the small sphere surface, the
horizontal plane, and the vehicle interior surface. Relative to Point X,
the point on the left is Point L and the point on the right is Point R.
(i) Locate a vertical plane, Plane Z, passing through Point X and
coincident (within 5[deg]) with the horizontal
approach angle used or intended for use in testing the target centered
on Point X.
(j) If either Point L or Point R does not exist, extend Line LX and/
or Line RX, as appropriate, perpendicular to Plane Z beyond Point X by
150 mm. The end of the line is designated as Point L or Point R, as
appropriate.
(k) Locate a vertical plane, Plane ZL, passing through Point L and
parallel to Plane Z. Locate another vertical plane, Plane ZR, passing
through Point R and parallel to Plane Z. The ``exclusion zone'' is the
vehicle interior surface area between Plane ZL and Plane ZR below the
upper boundary of the smaller sphere and above the lower boundary of the
larger sphere. Points on the intersection of the vehicle interior
surface and the large sphere below the target, the small sphere above
the target, Plane ZL and Plane ZR are not included in the ``exclusion
zone.''
S8.15 Upper Roof. The upper roof of a vehicle is determined
according to the procedure specified in S8.15 (a) through (h).
(a) Locate the transverse vertical plane A at the forwardmost point
where it contacts the interior roof (including trim) at the vehicle
centerline.
(b) Locate the transverse vertical plane B at the rearmost point
where it contacts the interior roof (including trim) at the vehicle
centerline.
(c) Measure the horizontal distance (D1) between Plane A and Plane
B.
(d) Locate the vertical longitudinal plane C at the leftmost point
at which a vertical transverse plane, located 300 mm rearward of the A-
pillar reference point described in S10.1(a), contacts the interior roof
(including trim).
(e) Locate the vertical longitudinal plane D at the rightmost point
at which a vertical transverse plane, located 300 mm rearward of the A-
pillar reference point described in S10.1(a), contacts the interior roof
(including trim).
(f) Measure the horizontal distance (D2) between Plane C and Plane
D.
[[Page 719]]
(g) Locate a point (Point M) on the interior roof surface, midway
between Plane A and Plane B along the vehicle longitudinal centerline.
(h) The upper roof zone is the area of the vehicle upper interior
surface bounded by the four planes described in S8.15(h)(1) and
S8.15(h)(2):
(1) A transverse vertical plane E located at a distance of (.35 D1)
forward of Point M and a transverse vertical plane F located at a
distance of (.35 D1) rearward of Point M, measured horizontally.
(2) A longitudinal vertical plane G located at a distance of (.35
D2) to the left of Point M and a longitudinal vertical plane H located
at a distance of (.35 D2) to the right of Point M, measured
horizontally.
S8.16 Test weight--vehicle to pole test. Each vehicle shall be
loaded to its unloaded vehicle weight, plus 136 kilograms (300 pounds)
or its rated cargo and luggage capacity (whichever is less), secured in
the luggage or load-carrying area, plus the weight of the necessary
anthropomorphic test dummy. Any added test equipment shall be located
away from impact areas in secure places in the vehicle.
S8.17 Vehicle test attitude--vehicle to pole test. Determine the
distance between a level surface and a standard reference point on the
test vehicle's body, directly above each wheel opening, when the vehicle
is in its ``as delivered'' condition. The ``as delivered'' condition is
the vehicle as received at the test site, filled to 100 percent of all
fluid capacities and with all tires inflated to the manufacturer's
specifications listed on the vehicle's tire placard. Determine the
distance between the same level surface and the same standard reference
points in the vehicle's ``fully loaded condition.'' The ``fully loaded
condition'' is the test vehicle loaded in accordance with S8.16. The
load placed in the cargo area shall be centered over the longitudinal
centerline of the vehicle. The pretest vehicle attitude shall be the
same as either the ``as delivered'' or ``fully loaded'' attitude or is
between the ``as delivered'' attitude and the ``fully loaded'' attitude.
If the test configuration requires that the vehicle be elevated off the
ground, the pretest vehicle attitude must be maintained.
S8.18 Adjustable seats--vehicle to pole test. Initially, adjustable
seats shall be adjusted as specified in S8.3.2.1 of Standard 214 (49 CFR
571.214).
S8.19 Adjustable seat back placement--vehicle to pole test.
Initially, position adjustable seat backs in the manner specified in
S8.3.2.2 of Standard 214 (49 CFR 571.214).
S8.20 Adjustable steering controls--vehicle to pole test. Adjustable
steering controls shall be adjusted so that the steering control hub is
at the geometric center of the locus it describes when it is moved
through its full range of driving positions.
S8.21 Windows and sunroof--vehicle to pole test. Movable windows and
vents shall be placed in the fully open position. Any sunroof shall be
placed in the fully closed position.
S8.22 Convertible tops--vehicle to pole test. The top, if any, of
convertibles and open-body type vehicles shall be in the closed
passenger compartment configuration.
S8.23 Doors--vehicle to pole test. Doors, including any rear
hatchback or tailgate, shall be fully closed and latched but not locked.
S8.24 Impact reference line--vehicle to pole test. On the striking
side of the vehicle, place an impact reference line at the intersection
of the vehicle exterior and a transverse vertical plane passing through
the center of gravity of the head of the dummy seated in accordance with
S8.28, in any front outboard designated seating position.
S8.25 Rigid Pole--vehicle to pole test. The rigid pole is a vertical
metal structure beginning no more than 102 millimeters (4 inches) above
the lowest point of the tires on the striking side of the test vehicle
when the vehicle is loaded as specified in S8.16 and extending above the
highest point of the roof of the test vehicle. The pole is 254 mm 3 mm (10 inches) in diameter and set off from any
mounting surface, such as a barrier or other structure, so that the test
vehicle will not contact such a mount or support at any time within 100
milliseconds of the initiation of vehicle to pole contact.
[[Page 720]]
S8.26 Impact configuration--vehicle to pole test. The rigid pole
shall be stationary. The test vehicle shall be propelled sideways so
that its line of forward motion forms an angle of 90 degrees (3 degrees) with the vehicle's longitudinal center line.
The impact reference line shall be aligned with the center line of the
rigid pole so that, when the vehicle-to-pole contact occurs, the center
line of the pole contacts the vehicle area bounded by two transverse
vertical planes 38 mm (1.5 inches) forward and aft of the impact
reference line.
S8.27 Anthropomorphic test dummy--vehicle to pole test.
S8.27.1 The anthropomorphic test dummy used for evaluation of a
vehicle's head impact protection shall conform to the requirements of
subpart M of part 572 of this chapter (49 CFR part 572, subpart M). In a
test in which the test vehicle is striking its left side, the dummy is
to be configured and instrumented to strike on its left side, in
accordance with subpart M of part 572. In a test in which the test
vehicle is striking its right side, the dummy is to be configured and
instrumented to strike its right side, in accordance with subpart M of
part 572.
S8.27.2 The part 572, subpart M, test dummy specified is clothed in
form fitting cotton stretch garments with short sleeves and midcalf
length pants. Each foot of the test dummy is equipped with a size 11EEE
shoe, which meets the configuration size, sole, and heel thickness
specifications of MIL-S-13192 (1976) and weighs 0.57 0.09 kilograms (1.25 0.2 pounds).
S8.27.3 Limb joints shall be set at between 1 and 2 g's. Leg joints
are adjusted with the torso in the supine position.
S8.27.4 The stabilized temperature of the test dummy at the time of
the side impact test shall be at any temperature between 20.6 degrees C.
and 22.2 degrees C.
S8.27.5 The acceleration data from the accelerometers installed
inside the skull cavity of the test dummy are processed according to the
practices set forth in SAE Recommended Practice J211, March 1995,
``Instrumentation for Impact Tests,'' Class 1000.
S8.28 Positioning procedure for the Part 572 Subpart M test dummy--
vehicle to pole test. The part 572, subpart M, test dummy is initially
positioned in the front outboard seating position on the struck side of
the vehicle in accordance with the provisions of S12.1 of Standard 214
(49 CFR 571.214), and the vehicle seat is positioned as specified in
S8.3.2.1 and S8.3.2.2 of that standard. The position of the dummy is
then measured as follows. Locate the horizontal plane passing through
the dummy head center of gravity. Identify the rearmost point on the
dummy head in that plane. Construct a line in the plane that contains
the rearward point of the front door daylight opening and is
perpendicular to the longitudinal vehicle centerline. Measure the
longitudinal distance between the rearmost point on the dummy head and
this line. If this distance is less than 50 mm (2 inches) or the point
is not forward of the line, then the seat and/or dummy positions is
adjusted as follows. First, the seat back angle is adjusted, a maximum
of 5 degrees, until a 50 mm (2 inches) distance is achieved. If this is
not sufficient to produce the 50 mm (2 inches) distance, the seat is
moved forward until the 50 mm (2 inches) distance is achieved or until
the knees of the dummy contact the dashboard or knee bolster, whichever
comes first. If the required distance cannot be achieved through
movement of the seat, the seat back angle is adjusted even further
forward until the 50 mm (2 inches) distance is obtained or until the
seat back is in its fully upright locking position.
S9. Orthogonal Reference System. The approach angles specified in
S8.13.4 are determined using the reference system specified in S9.1
through S9.4.
S9.1 An orthogonal reference system consisting of a longitudinal X
axis and a transverse Y axis in the same horizontal plane and a vertical
Z axis through the intersection of X and Y is used to define the
horizontal direction of approach of the headform. The X-Z plane is the
vertical longitudinal zero plane and is parallel to the longitudinal
centerline of the vehicle. The X-Y plane is the horizontal zero plane
parallel to the ground. The Y-Z plane is the vertical transverse zero
plane that
[[Page 721]]
is perpendicular to the X-Y and X-Z planes. The X coordinate is negative
forward of the Y-Z plane and positive to the rear. The Y coordinate is
negative to the left of the X-Z plane and positive to the right. The Z
coordinate is negative below the X-Y plane and positive above it. (See
Figure 1.)
S9.2 The origin of the reference system is the center of gravity of
the headform at the time immediately prior to launch for each test.
S9.3 The horizontal approach angle is the angle between the X axis
and the headform impact velocity vector projected onto the horizontal
zero plane, measured in the horizontal zero plane in the counter-
clockwise direction. A 0 degree horizontal vector and a 360 degree
horizontal vector point in the positive X direction; a 90 degree
horizontal vector points in the positive Y direction; a 180 degree
horizontal vector points in the negative X direction; and a 270
horizontal degree vector points in the negative Y direction. (See Figure
2.)
S9.4 The vertical approach angle is the angle between the horizontal
plane and the velocity vector, measured in the midsagittal plane of the
headform. A 0 degree vertical vector in Table I coincides with the
horizontal plane and a vertical vector of greater than 0 degrees in
Table I makes an upward angle of the same number of degrees with that
plane.
S10 Target Locations.
(a) The target locations specified in S10.1 through S10.16 are
located on both sides of the vehicle and, except as specified in S10(b),
are determined using the procedures specified in those paragraphs.
(b) Except as specified in S10(c), if there is no combination of
horizontal and vertical angles specified in S8.13.4 at which the
forehead impact zone of the free motion headform can contact one of the
targets located using the procedures in S10.1 through S10.16, the center
of that target is moved to any location within a sphere with a radius of
25 mm, centered on the center of the original target, which the forehead
impact zone can contact at one or more combination of angles.
(c) If there is no point within the sphere specified in S10(b) which
the forehead impact zone of the free motion headform can contact at one
or more combination of horizontal and vertical angles specified in
S8.13.4, the radius of the sphere is increased by 25 mm increments until
the sphere contains at least one point that can be contacted at one or
more combination of angles.
S10.1 A-pillar targets
(a) A-pillar reference point and target AP1. On the vehicle
exterior, locate a transverse vertical plane (Plane 1) which contacts
the rearmost point of the windshield trim. The intersection of Plane 1
and the vehicle exterior surface is Line 1. Measuring along the vehicle
exterior surface, locate a point (Point 1) on Line 1 that is 125 mm
inboard of the intersection of Line 1 and a vertical plane tangent to
the vehicle at the outboardmost point on Line 1 with the vehicle side
door open. Measuring along the vehicle exterior surface in a
longitudinal vertical plane (Plane 2) passing through Point 1, locate a
point (Point 2) 50 mm rearward of Point 1. Locate the A-pillar reference
point (Point APR) at the intersection of the interior roof surface and a
line that is perpendicular to the vehicle exterior surface at Point 2.
Target AP1 is located at point APR.
(b) Target AP2. Locate the horizontal plane (Plane 3) which
intersects point APR. Locate the horizontal plane (Plane 4) which is 88
mm below Plane 3. Target AP2 is the point in Plane 4 and on the A-pillar
which is closest to CG-F2 for the nearest seating position.
(c) Target AP3. Locate the horizontal plane (Plane 5) containing the
highest point at the intersection of the dashboard and the A-pillar.
Locate a horizontal plane (Plane 6) half-way between Plane 3 and Plane
5. Target AP3 is the point on Plane 6 and the A-pillar which is closest
to CG-F1 for the nearest seating position.
S10.2 B-pillar targets.
(a) B-pillar reference point and target BP1. Locate the point (Point
3) on the vehicle interior at the intersection of the horizontal plane
passing through the highest point of the forwardmost door opening and
the centerline of the width of the B-pillar, as viewed laterally. Locate
a transverse vertical plane (Plane 7) which passes through
[[Page 722]]
Point 3. Locate the point (Point 4) at the intersection of the interior
roof surface, Plane 7, and the plane, described in S8.15(h), defining
the nearest edge of the upper roof. The B-pillar reference point (Point
BPR) is the point located at the middle of the line from Point 3 to
Point 4 in Plane 7, measured along the vehicle interior surface. Target
BP1 is located at Point BPR.
(b) Target BP2. If a seat belt anchorage is located on the B-pillar,
Target BP2 is located at any point on the anchorage.
(c) Target BP3. Target BP3 is located in accordance with this
paragraph. Locate a horizontal plane (Plane 8) which intersects Point
BPR. Locate a horizontal plane (Plane 9) which passes through the lowest
point of the daylight opening forward of the pillar. Locate a horizontal
plane (Plane 10) half-way between Plane 8 and Plane 9. Target BP3 is the
point located in Plane 10 and on the interior surface of the B-pillar,
which is closest to CG-F(2) for the nearest seating position.
(d) Target BP4. Locate a horizontal plane (Plane 11) half-way
between Plane 9 and Plane 10. Target BP4 is the point located in Plane
11 and on the interior surface of the B-pillar which is closest to CG-R
for the nearest seating position.
S10.3 Other pillar targets.
(a) Target OP1.
(1) Except as provided in S10.3(a)(2), target OP1 is located in
accordance with this paragraph. Locate the point (Point 5), on the
vehicle interior, at the intersection of the horizontal plane through
the highest point of the highest adjacent door opening or daylight
opening (if no adjacent door opening) and the centerline of the width of
the other pillar, as viewed laterally. Locate a transverse vertical
plane (Plane 12) passing through Point 5. Locate the point (Point 6) at
the intersection of the interior roof surface, Plane 12 and the plane,
described in S8.15(h), defining the nearest edge of the upper roof. The
other pillar reference point (Point OPR) is the point located at the
middle of the line between Point 5 and Point 6 in Plane 12, measured
along the vehicle interior surface. Target OP1 is located at Point OPR.
(2) If a seat belt anchorage is located on the pillar, Target OP1 is
any point on the anchorage.
(b) Target OP2. Locate the horizontal plane (Plane 13) intersecting
Point OPR. Locate a horizontal plane (Plane 14) passing through the
lowest point of the daylight opening forward of the pillar. Locate a
horizontal plane (Plane 15) half-way between Plane 13 and Plane 14.
Target OP2 is the point located on the interior surface of the pillar at
the intersection of Plane 15 and the centerline of the width of the
pillar, as viewed laterally.
S10.4 Rearmost pillar targets
(a) Rearmost pillar reference point and target RP1. Locate the point
(Point 7) at the corner of the upper roof nearest to the pillar. The
distance between Point M, as described in S8.15(g), and Point 7, as
measured along the vehicle interior surface, is D. Extend the line from
Point M to Point 7 along the vehicle interior surface in the same
vertical plane by (3*D/7) beyond Point 7 or until the edge of a daylight
opening, whichever comes first, to locate Point 8. The rearmost pillar
reference point (Point RPR) is at the midpoint of the line between Point
7 and Point 8, measured along the vehicle interior. Target RP1 is
located at Point RPR.
(b) Target RP2.
(1) Except as provided in S10.4(b)(2), target RP2 is located in
accordance with this paragraph. Locate the horizontal plane (Plane 16)
through Point RPR. Locate the horizontal plane (Plane 17) 150 mm below
Plane 16. Target RP2 is located in Plane 17 and on the pillar at the
location closest to CG-R for the nearest designated seating position.
(2) If a seat belt anchorage is located on the pillar, Target RP2 is
any point on the anchorage.
S10.5 Front header targets.
(a) Target FH1. Locate the contour line (Line 2) on the vehicle
interior trim which passes through the APR and is parallel to the
contour line (Line 3) at the upper edge of the windshield on the vehicle
interior. Locate the point (Point 9) on Line 2 that is 125 mm inboard of
the APR, measured along that line. Locate a longitudinal vertical plane
(Plane 18) that passes through Point 9. Target FH1 is located
[[Page 723]]
at the intersection of Plane 18 and the upper vehicle interior, halfway
between a transverse vertical plane (Plane 19) through Point 9 and a
transverse vertical plane (Plane 20) through the intersection of Plane
18 and Line 3.
(b) Target FH2.
(1) Except as provided in S10.5(b)(2), target FH2 is located in
accordance with this paragraph. Locate a point (Point 10) 275 mm inboard
of Point APR, along Line 2. Locate a longitudinal vertical plane (Plane
21) that passes through Point 10. Target FH2 is located at the
intersection of Plane 21 and the upper vehicle interior, halfway between
a transverse vertical plane (Plane 22) through Point 10 and a transverse
vertical plane (Plane 23) through the intersection of Plane 21 and Line
3.
(2) If a sun roof opening is located forward of the front edge of
the upper roof and intersects the mid-sagittal plane of a dummy seated
in either front outboard seating position, target FH2 is the nearest
point that is forward of a transverse vertical plane (Plane 24) through
CG-F(2) and on the intersection of the mid-sagittal plane and the
interior sunroof opening.
S10.6 Targets on the side rail between the A-pillar and the B-pillar
or rearmost pillar in vehicles with only two pillars on each side of the
vehicle.
(a) Target SR1. Locate a transverse vertical plane (Plane 25) 150 mm
rearward of Point APR. Locate the point (Point 11) at the intersection
of Plane 25 and the upper edge of the forwardmost door opening. Locate
the point (Point 12) at the intersection of the interior roof surface,
Plane 25 and the plane, described in S8.15(h), defining the nearest edge
of the upper roof. Target SR1 is located at the middle of the line
between Point 11 and Point 12 in Plane 25, measured along the vehicle
interior.
(b) Target SR2. Locate a transverse vertical plane (Plane 26) 300 mm
rearward of the APR or 300 mm forward of the BPR (or the RPR in vehicles
with no B-pillar). Locate the point (Point 13) at the intersection of
Plane 26 and the upper edge of the forwardmost door opening. Locate the
point (Point 14) at the intersection of the interior roof surface, Plane
26 and the plane, described in S8.15(h), defining the nearest edge of
the upper roof. Target SR2 is located at the middle of the line between
Point 13 and Point 14 in Plane 26, measured along the vehicle interior.
S10.7 Other side rail target (target SR3).
(a) Except as provided in S10.7(b), target SR3 is located in
accordance with this paragraph. Locate a transverse vertical plane
(Plane 27) 150 mm rearward of either Point BPR or Point OPR. Locate the
point (Point 15) as provided in either S10.7(a)(1) or S10.7(a)(2), as
appropriate. Locate the point (Point 16) at the intersection of the
interior roof surface, Plane 27 and the plane, described in S8.15(h),
defining the nearest edge of the upper roof. Target SR3 is located at
the middle of the line between Point 15 and Point 16 in Plane 27,
measured along the vehicle interior surface.
(1) If Plane 27 intersects a door or daylight opening, the Point 15
is located at the intersection of Plane 27 and the upper edge of the
door opening or daylight opening.
(2) If Plane 27 does not intersect a door or daylight opening, the
Point 15 is located on the vehicle interior at the intersection of Plane
27 and the horizontal plane through the highest point of the door or
daylight opening nearest Plane 27. If the adjacent door(s) or daylight
opening(s) are equidistant to Plane 27, Point 15 is located on the
vehicle interior at the intersection of Plane 27 and either horizontal
plane through the highest point of each door or daylight opening.
(b) Except as provided in S10.7(c), if a grab handle is located on
the side rail, target SR3 is located at any point on the anchorage of
the grab-handle. Folding grab-handles are in their stowed position for
testing.
(c) If a seat belt anchorage is located on the side rail, target SR3
is located at any point on the anchorage.
S10.8 Rear header target (target RH). Locate the point (Point 17) at
the intersection of the surface of the upper vehicle interior, the mid-
sagittal plane (Plane 28) of the outboard rearmost dummy and the plane,
described in S8.15(h), defining the rear edge of the upper roof. Locate
the point (Point 18) as provided in S10.8(a) or S10.8(b), as
appropriate. Except as provided in
[[Page 724]]
S10.8(c), Target RH is located at the mid-point of the line that is
between Point 17 and Point 18 and is in Plane 28, as measured along the
surface of the vehicle interior.
(a) If Plane 28 intersects a rear door opening or daylight opening,
then Point 18 is located at the intersection of Plane 28 and the upper
edge of the door opening or the daylight opening (if no door opening).
(b) If Plane 28 does not intersect a rear door opening or daylight
opening, then Point 18 is located on the vehicle interior at the
intersection of Plane 28 and a horizontal plane through the highest
point of the door or daylight opening nearest to Plane 28. If the
adjacent door(s) or daylight opening(s) are equidistant to Plane 28,
Point 18 is located on the vehicle interior at the intersection of Plane
28 and either horizontal plane through the highest point of each door or
daylight opening.
(c) If Target RH is more than 112 mm from Point 18 on the line that
is between Point 17 and Point 18 and is in Plane 28, as measured along
the surface of the vehicle interior, then Target RH is the point on that
line which is 112 mm from Point 18.
S10.9 Upper roof target (target UR). Target UR is any point on the
upper roof.
S10.10 Sliding door track target (target SD). Locate the transverse
vertical plane (Plane 29) passing through the middle of the widest
opening of the sliding door, measured horizontally and parallel to the
vehicle longitudinal centerline. Locate the point (Point 19) at the
intersection of the surface of the upper vehicle interior, Plane 29 and
the plane, described in S8.15(h), defining the nearest edge of the upper
roof. Locate the point (Point 20) at the intersection of Plane 29 and
the upper edge of the sliding door opening. Target SD is located at the
middle of the line between Point 19 and Point 20 in Plane 29, measured
along the vehicle interior.
S10.11 Roll-bar targets.
(a) Target RB1. Locate a longitudinal vertical plane (Plane 30) at
the mid-sagittal plane of a dummy seated in any outboard designated
seating position. Target RB1 is located on the roll-bar and in Plane 30
at the location closest to either CG-F2 or CG-R, as appropriate, for the
same dummy.
(b) Target RB2. If a seat belt anchorage is located on the roll-bar,
Target RB2 is any point on the anchorage.
S10.12 Stiffener targets.
(a) Target ST1. Locate a transverse vertical plane (Plane 31)
containing either CG-F2 or CG-R, as appropriate, for any outboard
designated seating position. Target ST1 is located on the stiffener and
in Plane 31 at the location closest to either CG-F2 or CG-R, as
appropriate.
(b) Target ST2. If a seat belt anchorage is located on the
stiffener, Target ST2 is any point on the anchorage.
S10.13 Brace target (target BT) Target BT is any point on the width
of the brace as viewed laterally from inside the passenger compartment.
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S10.14 Door frame targets.
(a) Target DF 1. Locate the point (Point 21) on the vehicle interior
at the intersection of the horizontal plane passing through the highest
point of the forward door opening and a transverse vertical plane (Plane
32 ) tangent to the rearmost edge of the forward door, as viewed
laterally with the adjacent door open. Locate the point (Point 22) at
the intersection of the interior roof surface, Plane 32, and the plane,
described in S8.15(h), defining the nearest edge of the upper roof. The
door frame reference point (Point DFR) is the point located at the
middle of the line from Point 21 to Point 22 in Plane 32, measured along
the vehicle interior surface. Target DF1 is located at Point DFR.
(b) Target DF2. If a seat belt anchorage is located on the door
frame, Target DF2 is located at any point on the anchorage.
(c) Target DF3. Locate a horizontal plane (Plane 33) which
intersects Point
[[Page 727]]
DFR. Locate a horizontal plane (Plane 34) that passes through the lowest
point of the adjacent daylight opening forward of the door frame. Locate
a horizontal plane (Plane 35) half-way between Plane 33 and Plane 34.
Target DF3 is the point located in Plane 35 and on the interior surface
of the door frame, which is closest to CG-F2 for the nearest seating
position.
(d) Target DF4. Locate a horizontal plane (Plane 36) half-way
between Plane 34 and Plane 35. Target DF4 is the point located in Plane
36 and on the interior surface of the door frame that is closest to CG-R
for the nearest seating position.
S10.15 Other door frame targets.
(a) Target OD1.
(1) Except as provided in S10.15(a)(2), target OD1 is located in
accordance with this paragraph. Locate the point (Point 23) on the
vehicle interior, at the intersection of the horizontal plane through
the highest point of the highest adjacent door opening or daylight
opening (if there is no adjacent door opening) and the center line of
the width of the other door frame, as viewed laterally with the doors in
the closed position. Locate a transverse vertical plane (Plane 37)
passing through Point 23. Locate the point (Point 24) at the
intersection of the interior roof surface, Plane 37 and the plane,
described in S8.15(h), defining the nearest edge of the upper roof. The
other door frame reference point (Point ODR) is the point located at the
middle of the line between Point 23 and Point 24 in Plane 37, measured
along the vehicle interior surface. Target OD1 is located at Point ODR.
(2) If a seat belt anchorage is located on the door frame, Target
OD1 is any point on the anchorage.
(b) Target OD2. Locate the horizontal plane (Plane 38) intersecting
Point ODR. Locate a horizontal plane (Plane 39) passing through the
lowest point of the daylight opening forward of the door frame. Locate a
horizontal plane (Plane 40) half-way between Plane 38 and Plane 39.
Target OD2 is the point located on the interior surface of the door
frame at the intersection of Plane 40 and the center line of the width
of the door frames, as viewed laterally, with the doors in the closed
position.
S10.16 Seat belt mounting structure targets.
(a) Target SB1. Target SB1 is located at any point on the seat belt
anchorage mounted on the seat belt mounting structure.
(b) Target SB2. Locate a horizontal plane (Plane 41), containing
either CG-F2 or CG-R, as appropriate, for any outboard designated
seating position whose seating reference point, SgRP, is forward of and
closest to, the vertical center line of the width of the seat belt
mounting structure as viewed laterally. Target SB2 is located on the
seat belt mounting structure and in Plane 41 at the location closest to
either CG-F2 or CG-R, as appropriate.
(c) Target SB3. Locate a horizontal plane (Plane 42), containing CG-
R for any outboard designated seating position rearward of the
forwardmost designated seating position or positions whose seating
reference point, SgRP, is rearward of and closest to, the vertical
center line of the width of the seat belt mounting structure, as viewed
laterally. Locate a horizontal plane (Plane 43) 200 mm below Plane 42.
Target SB3 is located on the seat belt mounting structure and in Plane
43 at the location closest to CG-R, as appropriate.
[62 FR 16725, Apr. 8, 1997]
Editorial Note: For Federal Register citations affecting Sec.
571.201, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.202 Standard No. 202; Head restraints;
Applicable at the manufacturers option until September 1, 2009.
S1. Purpose and scope. This standard specifies requirements for head
restraints to reduce the frequency and severity of neck injury in rear-
end and other collisions.
S2. Application. This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks and buses with a GVWR of 4,536
kg or less, manufactured before September 1, 2009. Until September 1,
2009, manufacturers may comply with the standard in this Sec. 571.202,
with the European regulations referenced in S4.3 of this Sec. 571.202,
or
[[Page 728]]
with the standard in Sec. 571.202a. For vehicles manufactured on or
after September 1, 2009 and before September 1, 2010, manufacturers may
comply with the standard in this Sec. 571.202 or with the European
regulations referenced in S4.3 of this Sec. 571.202, instead of the
standard in Sec. 571.202a, only to the extent consistent with phase-in
specified in Sec. 571.202a.
S3. Definitions.
Head restraint means a device that limits rearward displacement of a
seated occupant's head relative to the occupant's torso.
Height means, when used in reference to a head restraint, the
distance from the H-point, measured parallel to the torso reference line
defined by the three dimensional SAE Standard J826 JUL95 (incorporated
by reference, see Sec. 571.5) manikin, to a plane normal to the torso
reference line.
Top of the head restraint means the point on the head restraint with
the greatest height.
S4. Requirements.
S4.1 Each passenger car, and multipurpose passenger vehicle, truck
and bus with a GVWR of 4,536 kg or less, must comply with, at the
manufacturer's option, S4.2, S4.4 or S4.5 of this section.
S4.2 Except for school buses, a head restraint that conforms to
either S4.2 (a) or (b) of this section must be provided at each outboard
front designated seating position. For school buses, a head restraint
that conforms to either S4.2 (a) or (b) of this section must be provided
at the driver's seating position.
(a) When tested in accordance with S5.1 of this section, limit
rearward angular displacement of the head reference line to 45 degrees
from the torso reference line; or
(b) When adjusted to its fully extended design position, conform to
each of the following:
(1) When measured parallel to the torso line, the top of the head
restraint must not be less than 700 mm above the seating reference
point;
(2) When measured either 64 mm below the top of the head restraint
or 635 mm above the seating reference point, the lateral width of the
head restraint must be not less than:
(i) 254 mm for use with bench-type seats; and
(ii) 170 mm for use with individual seats;
(3) When tested in accordance with S5.2 of this section, any portion
of the head form in contact with the head restraint must not be
displaced to more than 102 mm perpendicularly rearward of the displaced
extended torso reference line during the application of the load
specified in S5.2 (c) of this section; and
(4) When tested in accordance with S5.2 of this section, the head
restraint must withstand an increasing load until one of the following
occurs:
(i) Failure of the seat or seat back; or,
(ii) Application of a load of 890N.
S4.3 [Reserved]
S4.4. Except for school buses, a head restraint that conforms to
S4.4 (a) and (b) of this section must be provided at each outboard front
designated seating position. For school buses, a head restraint that
conforms to S4.4 (a) and (b) of this section must be provided at the
driver's seating position.
(a) The head restraint must comply with Paragraphs 5.1.1, 5.1.3,
5.3.1, 5.5 through 5.13, 6.1.1, 6.1.3, and 6.4 through 6.8 of the
English language version of the UNECE Regulation 17 (incorporated by
reference, see Sec. 571.5).
(b) The head restraint must meet the width requirements specified in
S4.2(b)(2) of this section.
S4.5 Except for school buses, head restraints that conform to the
requirements of Sec. 571.202a must be provided at each front outboard
designated seating position. If a rear head restraint (as defined in
Sec. 571.202a) is provided at a rear outboard designated seating
position, it must conform to the requirements of Sec. 571.202a
applicable to rear head restraints. For school buses, a head restraint
that conforms to the requirements of Sec. 571.202a must be installed at
the driver's seating position.
S4.6 Where manufacturer options are specified in this section or
Sec. 571.202a, the manufacturer must select an option by the time it
certifies the vehicle and may not thereafter select a different option
for that vehicle. The manufacturer may select different
[[Page 729]]
compliance options for different designated seating positions to which
the requirements of this section are applicable. Each manufacturer must,
upon request from the National Highway Traffic Safety Administration,
provide information regarding which of the compliance options it has
selected for a particular vehicle or make/model.
S5. Demonstration procedures.
S5.1 Compliance with S4.2(a) of this section is demonstrated in
accordance with the following with the head restraint in its fully
extended design position:
(a) On the exterior profile of the head and torso of a dummy having
the weight and seated height of a 95th percentile adult male with an
approved representation of a human, articulated neck structure, or an
approved equivalent test device, establish reference lines by the
following method:
(1) Position the dummy's back on a horizontal flat surface with the
lumbar joints in a straight line.
(2) Rotate the head of the dummy rearward until the back of the head
contacts the flat horizontal surface specified in S5.1(a)(1) of this
section.
(3) Position the SAE Standard J826 JUL95 (incorporated by reference,
see Sec. 571.5) two-dimensional manikin's back against the flat surface
specified in S5.1(a)(1) of this section, alongside the dummy with the H-
point of the manikin aligned with the H-point of the dummy.
(4) Establish the torso line of the manikin as defined in SAE
Aerospace-Automotive Drawing Standards (1963) (incorporated by
reference, see Sec. 571.5), sec. 2.3.6, P.E1.01.
(5) Establish the dummy torso reference line by superimposing the
torso line of the manikin on the torso of the dummy.
(6) Establish the head reference line by extending the dummy torso
reference line onto the head.
(b) At each designated seating position having a head restraint,
place the dummy, snugly restrained by Type 2 seat belt, in the
manufacturer's recommended design seating position.
(c) During forward acceleration applied to the structure supporting
the seat as described in this paragraph, measure the maximum rearward
angular displacement between the dummy torso reference line and head
reference line. When graphically depicted, the magnitude of the
acceleration curve shall not be less than that of a half-sine wave
having the amplitude of 78 m/s\2\ and a duration of 80 milliseconds and
not more than that of a half-sine wave curve having an amplitude of 94
m/s\2\ and a duration of 96 milliseconds.
S5.2 Compliance with S4.2(b) of this section is demonstrated in
accordance with the following with the head restraint in its fully
extended design position:
(a) Place a test device, having the back plan dimensions and torso
line (centerline of the head room probe in full back position), of the
three dimensional SAE Standard J826 JUL95 (incorporated by reference,
see Sec. 571.5) manikin, at the manufacturer's recommended design
seated position.
(b) Establish the displaced torso reference line by applying a
rearward moment of 373 Nm about the seating reference point to the seat
back through the test device back pan specified in S5.2(a) of this
section.
(c) After removing the back pan, using a 165 mm diameter spherical
head form or cylindrical head form having a 165 mm diameter in plan view
and a 152 mm height in profile view, apply, perpendicular to the
displaced torso reference line, a rearward initial load 64 mm below the
top of the head restraint that will produce a 373 Nm moment about the
seating reference point.
(d) Gradually increase this initial load to 890 N or until the seat
or seat back fails, whichever occurs first.
[36 FR 22902, Dec. 2, 1971, as amended at 54 FR 39187, Sept. 25, 1989;
61 FR 27025, May 30, 1996; 63 FR 28935, May 27, 1998; 69 FR 74883, Dec.
14, 2005; 72 FR 25514, May 4, 2007; 77 FR 761, Jan. 6, 2012]
Sec. 571.202a Standard No. 202a; Head restraints; Mandatory applicability
begins on September 1, 2009.
S1. Purpose and scope. This standard specifies requirements for head
restraints to reduce the frequency and severity of neck injury in rear-
end and other collisions.
S2 Application. This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks and buses
[[Page 730]]
with a GVWR of 4,536 kg or less, manufactured on or after September 1,
2009. However, the standard's requirements for rear head restraints do
not apply to vehicles manufactured before September 1, 2010, and, for
vehicles manufactured between September 1, 2010 and August 31, 2011, the
requirements for rear head restraints apply only to the extent provided
in S7. Until September 1, 2009, manufacturers may comply with the
standard in this Sec. 571.202a, with the standard in Sec. 571.202, or
with the European regulations referenced in S4.3(a) of Sec. 571.202.
For vehicles manufactured on or after September 1, 2009 and before
September 1, 2010, manufacturers may comply with the standard in Sec.
571.202 or with the European regulations referenced in S4.3(a) of Sec.
571.202, instead of the standard in this Sec. 571.202a, only to the
extent consistent with the phase-in specified in this Sec. 571.202a.
S3. Definitions.
Backset means the minimum horizontal distance between the rear of a
representation of the head of a seated 50th percentile male occupant and
the head restraint, as measured by the head restraint measurement
device.
Head restraint means a device that limits rearward displacement of a
seated occupant's head relative to the occupant's torso.
Head restraint measurement device (HRMD) means the three dimensional
SAE Standard J826 JUL95 (incorporated by reference, see Sec. 571.5)
manikin with a head form attached, representing the head position of a
seated 50th percentile male, with sliding scale at the back of the head
for the purpose of measuring backset. The head form is designed by and
available from the ICBC, 151 West Esplanade, North Vancouver, BC V7M
3H9, Canada (www.icbc.com).
Height means, when used in reference to a head restraint, the
distance from the H-point, measured parallel to the torso reference line
defined by the three dimensional SAE Standard J826 JUL95 (incorporated
by reference, see Sec. 571.5) manikin, to a plane normal to the torso
reference line.
Intended for occupant use means, when used in reference to the
adjustment of a seat, positions other than that intended solely for the
purpose of allowing ease of ingress and egress of occupants and access
to cargo storage areas of a vehicle.
Rear head restraint means, at any rear outboard designated seating
position, a rear seat back, or any independently adjustable seat
component attached to or adjacent to a seat back, that has a height
equal to or greater than 700 mm, in any position of backset and height
adjustment, as measured in accordance with S5.1.1.
Top of the head restraint means the point on the head restraint with
the greatest height.
S4. Requirements. Except as provided in S4.4, S4.2.1(a)(2) and
S4.2.1(b)(2) of this section, each vehicle must comply with S4.1 of this
section with the seat adjusted as intended for occupant use. Whenever a
range of measurements is specified, the head restraint must meet the
requirement at any position of adjustment within the specified range.
S4.1 Performance levels. In each vehicle other than a school bus, a
head restraint that conforms to either S4.2 or S4.3 of this section must
be provided at each front outboard designated seating position. In each
equipped with rear outboard head restraints, the rear head restraint
must conform to either S4.2 or S4.3 of this section. In each school bus,
a head restraint that conforms to either S4.2 or S4.3 of this section
must be provided for the driver's seating position. At each designated
seating position incapable of seating a 50th percentile male Hybrid III
test dummy specified in 49 CFR part 572, subpart E, the applicable head
restraint must conform to S4.2 of this section.
S4.2 Dimensional and static performance. Each head restraint located
in the front outboard designated seating position and each head
restraint located in the rear outboard designated seating position must
conform to paragraphs S4.2.1 through S4.2.7 of this section. Compliance
is determined for the height requirements of S4.2.1 and the backset
requirements of S4.2.3 of this section by taking the arithmetic average
of three measurements.
S4.2.1 Minimum height.
(a) Front outboard designated seating positions. (1) Except as
provided in
[[Page 731]]
S4.2.1(a)(2) of this section, when measured in accordance with
S5.2.1(a)(1) of this section, the top of a head restraint located in a
front outboard designated seating position must have a height not less
than 800 mm in at least one position of adjustment.
(2) Exception. The requirements of S4.2.1(a)(1) do not apply if the
interior surface of the vehicle at the roofline physically prevents a
head restraint, located in the front outboard designated seating
position, from attaining the required height. In those instances in
which this head restraint cannot attain the required height, when
measured in accordance with S5.2.1(a)(2), the maximum vertical distance
between the top of the head restraint and the interior surface of the
vehicle at the roofline must not exceed 50 mm for convertibles and 25 mm
for all other vehicles. Notwithstanding this exception, when measured in
accordance with S5.2.1(a)(2), the top of a head restraint located in a
front outboard designated seating position must have a height not less
than 700 mm in the lowest position of adjustment.
(b) All outboard designated seating positions equipped with head
restraints.
(1) Except as provided in S4.2.1(b)(2) of this section, when
measured in accordance with S5.2.1(b)(1) of this section, the top of a
head restraint located in an outboard designated seating position must
have a height not less than 750 mm in any position of adjustment.
(2) Exception. The requirements of S4.2.1(b)(1) do not apply if the
interior surface of the vehicle at the roofline or the interior surface
of the backlight physically prevent a head restraint, located in the
rear outboard designated seating position, from attaining the required
height. In those instances in which this head restraint cannot attain
the required height, when measured in accordance with S5.2.1(b)(2), the
maximum vertical distance between the top of the head restraint and the
interior surface of the vehicle at the roofline or the interior surface
of the backlight must not exceed 50 mm for convertibles and 25 mm for
all other vehicles.
S4.2.2 Width. When measured in accordance with S5.2.2 of this
section, 65 3 mm below the top of the head
restraint, the lateral width of a head restraint must be not less than
170 mm, except the lateral width of the head restraint for front
outboard designated seating positions in a vehicle with a front center
designated seating position, must be not less than 254 mm.
S4.2.3 Front Outboard Designated Seating Position Backset. When
measured in accordance with S5.2.3 of this section, the backset must not
be more than 55 mm, when the seat is adjusted in accordance with S5.1.
For adjustable restraints, the requirements of this section must be met
with the top of the head restraint in any height position of adjustment
between 750 mm and 800 mm, inclusive. If the top of the head restraint,
in its lowest position of adjustment, is above 800 mm, the requirements
of this section must be met at that position. If the head restraint
position is independent of the seat back inclination position, the head
restraint must not be adjusted such that backset is more than 55 mm when
the seat back inclination is positioned closer to vertical than the
position specified in S5.1.
S4.2.4 Gaps.
All head restraints must meet limits for gaps in the head restraint
specified in S4.2.4.1. For gaps between the seat and head restraint,
adjustable head restraints must meet either the limits specified in
S4.2.4.1 or S4.2.4.2.
S4.2.4.1 Gaps within the head restraint and between the head
restraint and seat using a 165 mm sphere. When measured in accordance
with S5.2.4.1 of this section using the head form specified in that
paragraph, there must not be any gap greater than 60 mm within or
between the anterior surface of the head restraint and anterior surface
of the seat, with the head restraint adjusted to its lowest height
position and any backset position, except as allowed by S4.4.
S4.2.4.2 Gaps between the head restraint and seat using a 25 mm
cylinder. The following option is only available to head restraints that
can move with respect to the seat. When measured in accordance with
S5.2.4.2 of this section using the 25 mm cylinder specified in that
paragraph, there must not be any gap greater than 25 mm between the
anterior surface of the head restraint
[[Page 732]]
and anterior surface of the seat, with the head restraint adjusted to
its lowest height position and any backset position, except as allowed
by S4.4.
S4.2.5 Energy absorption. When the anterior surface of the head
restraint is impacted in accordance with S5.2.5 of this section by the
head form specified in that paragraph at any velocity up to and
including 24.1 km/h, the deceleration of the head form must not exceed
785 m/s\2\ (80 g) continuously for more than 3 milliseconds.
S4.2.6 Height retention. When tested in accordance with S5.2.6 of
this section, the cylindrical test device specified in S5.2.6(b) must
return to within 13 mm of its initial reference position after
application of at least a 500 N load and subsequent reduction of the
load to 50 N 1 N. During application of the
initial 50 N reference load, as specified in S5.2.6(b)(2) of this
section, the cylindrical test device must not move downward more than 25
mm.
S4.2.7 Backset retention, displacement, and strength.
(a) Backset retention and displacement. When tested in accordance
with S5.2.7 of this section, the described head form must:
(1) Not be displaced more than 25 mm during the application of the
initial reference moment of 37 0.7 Nm;
(2) Not be displaced more than 102 mm perpendicularly and posterior
of the displaced extended torso reference line during the application of
a 373 7.5 Nm moment about the H-point; and
(3) Return to within 13 mm of its initial reference position after
the application of a 373 7.5 Nm moment about the
H-point and reduction of the moment to 37 0.7 Nm.
(b) Strength. When the head restraint is tested in accordance with
S5.2.7(b) of this section with the test device specified in that
paragraph, the load applied to the head restraint must reach 890 N and
remain at 890 N for a period of 5 seconds.
S4.3 Dynamic performance and width. At each forward-facing outboard
designated seating position equipped with a head restraint, the head
restraint adjusted midway between the lowest and the highest position of
adjustment, and at any position of backset adjustment, must conform to
the following:
S4.3.1 Injury criteria. When tested in accordance with S5.3 of this
section, during a forward acceleration of the dynamic test platform
described in S5.3.1, the head restraint must:
(a) Angular rotation. Limit posterior angular rotation between the
head and torso of the 50th percentile male Hybrid III test dummy
specified in 49 CFR part 572, subpart E, fitted with sensors to measure
rotation between the head and torso, to 12 degrees for the dummy in all
outboard designated seating positions;
(b) Head injury criteria. Limit the maximum HIC15 value
to 500. HIC15 is calculated as follows--
For any two points in time, t1 and t2, during
the event which are separated by not more than a 15 millisecond time
interval and where t1 is less than t2, the head
injury criterion (HIC15) is determined using the resultant
head acceleration at the center of gravity of the dummy head, a
r, expressed as a multiple of g (the acceleration of gravity)
and is calculated using the expression:
[GRAPHIC] [TIFF OMITTED] TR04MY07.164
4.3.2 Width. The head restraint must have the lateral width
specified in S4.2.2 of this section.
S4.4 Folding or retracting rear head restraints non-use positions. A
rear head restraint may be adjusted to a position at which its height
does not comply with the requirements of S4.2.1 of this section.
However, in any such position, the head restraint must meet either
S4.4(a), (b) or (c) of this section.
(a) The head restraint must automatically return to a position in
which its minimum height is not less than that specified in S4.2.1(b) of
this section when a test dummy representing a 5th percentile female
Hybrid III test dummy specified in 49 CFR part 572, subpart O is
positioned according to S5.4(a); or
(b) The head restraint must, when tested in accordance with S5.4(b)
of this section, be capable of manually rotating forward or rearward by
not less than 60 degrees from any position of adjustment in which its
minimum
[[Page 733]]
height is not less than that specified in S4.2.1(b) of this section.
(c) The head restraint must, when tested in accordance with S5.4(b)
of this section, cause the torso reference line angle to be at least 10
degrees closer to vertical than when the head restraint is in any
position of adjustment in which its height is not less than that
specified in S4.2.1(b)(1) of this section.
S4.5 Removability of head restraints. The head restraint must not be
removable without a deliberate action distinct from any act necessary
for upward adjustment.
S4.6 Compliance option selection. Where manufacturer options are
specified in this section, the manufacturer must select an option by the
time it certifies the vehicle and may not thereafter select a different
option for that vehicle. The manufacturer may select different
compliance options for different designated seating positions to which
the requirements of this section are applicable. Each manufacturer must,
upon request from the National Highway Traffic Safety Administration,
provide information regarding which of the compliance options it has
selected for a particular vehicle or make/model.
S4.7 Information in owner's manual.
S4.7.1 The owner's manual for each vehicle must emphasize that all
occupants, including the driver, should not operate a vehicle or sit in
a vehicle's seat until the head restraints are placed in their proper
positions in order to minimize the risk of neck injury in the event of a
crash.
S4.7.2 The owner's manual for each vehicle must--
(a) Include an accurate description of the vehicle's head restraint
system in an easily understandable format. The owner's manual must
clearly identify which seats are equipped with head restraints;
(b) If the head restraints are removable, the owner's manual must
provide instructions on how to remove the head restraint by a deliberate
action distinct from any act necessary for upward adjustment, and how to
reinstall head restraints;
(c) Warn that all head restraints must be reinstalled to properly
protect vehicle occupants.
(d) Describe in an easily understandable format the adjustment of
the head restraints and/or seat back to achieve appropriate head
restraint position relative to the occupant's head. This discussion must
include, at a minimum, accurate information on the following topics:
(1) A presentation and explanation of the main components of the
vehicle's head restraints.
(2) The basic requirements for proper head restraint operation,
including an explanation of the actions that may affect the proper
functioning of the head restraints.
(3) The basic requirements for proper positioning of a head
restraint in relation to an occupant's head position, including
information regarding the proper positioning of the center of gravity of
an occupant's head or some other anatomical landmark in relation to the
head restraint.
S5 Procedures. Demonstrate compliance with S4.2 through S4.4 of this
section as follows. The positions of seat adjustment specified in S5 and
S5.1 are conditions to be met concurrently and are not a sequential list
of adjustments. Any adjustable lumbar support is adjusted to its most
posterior nominal design position. If the seat cushion adjusts
independently of the seat back, position the seat cushion such that the
highest H-point position is achieved with respect to the seat back, as
measured by SAE Standard J826 JUL95 (incorporated by reference, see
Sec. 571.5) manikin, with leg length specified in S10.4.2.1 of Sec.
571.208 of this Part. If the specified position of the H-point can be
achieved with a range of seat cushion inclination angles, adjust the
seat inclination such that the most forward part of the seat cushion is
at its lowest position with respect to the most rearward part. All tests
specified by this standard are conducted with the ambient temperature
between 18 degrees C. and 28 degrees C.
S5.1 Except as specified in S5.2.3 and S5.3 of this section, if the
seat back is adjustable, it is set at an initial inclination position
closest to the manufacturer's design seat back angle, as measured by SAE
Standard J826 JUL95 (incorporated by reference, see Sec. 571.5)
[[Page 734]]
manikin. If there is more than one inclination position closest to the
design angle, set the seat back inclination to the position closest to
and rearward of the design angle.
S5.1.1 Procedure for determining presence of head restraints in rear
outboard seats. Measure the height of the top of a rear seat back or the
top of any independently adjustable seat component attached to or
adjacent to the rear seat back in its highest position of adjustment
using the scale incorporated into the SAE Standard J826 JUL95
(incorporated by reference, see Sec. 571.5) manikin or an equivalent
scale, which is positioned laterally within 15 mm of the centerline of
the rear seat back or any independently adjustable seat component
attached to or adjacent to the rear seat back.
S5.2 Dimensional and static performance procedures. Demonstrate
compliance with S4.2 of this section in accordance with S5.2.1 through
S5.2.7 of this section. Position the SAE Standard J826 JUL95
(incorporated by reference, see Sec. 571.5) manikin according to the
seating procedure found in SAE Standard J826 JUL95.
S5.2.1 Procedure for height measurement. Demonstrate compliance with
S4.2.1 of this section in accordance with S5.2.1 (a) and (b) of this
section, using the headroom probe scale incorporated into the SAE
Standard J826 JUL95 (incorporated by reference, see Sec. 571.5) manikin
with the appropriate offset for the H-point position or an equivalent
scale, which is positioned laterally within 15 mm of the head restraint
centerline. If the head restraint position is independent of the seat
back inclination position, compliance is determined at a seat back
inclination position closest to the design seat back angle, and each
seat back inclination position less than the design seat back angle.
(a)(1) For head restraints in front outboard designated seating
positions, adjust the top of the head restraint to the highest position
and measure the height.
(2) For head restraints located in the front outboard designated
seating positions that are prevented by the interior surface of the
vehicle at the roofline from meeting the required height as specified in
S4.2.1(a)(1), measure the clearance between the top of the head
restraint and the interior surface of the vehicle at the roofline, with
the seat adjusted to its lowest vertical position intended for occupant
use, by attempting to pass a 25 mm sphere between them. Adjust the top
of the head restraint to the lowest position and measure the height.
(b)(1) For head restraints in all outboard designated seating
positions equipped with head restraints, adjust the top of the head
restraint to the lowest position other than allowed by S4.4 and measure
the height.
(2) For head restraints located in rear outboard designated seating
positions that are prevented by the interior surface of the vehicle at
the roofline or the interior surface of the rear backlight from meeting
the required height as specified in S4.2.1(b)(1), measure the clearance
between the top of the head restraint or the seat back and the interior
surface of the vehicle at the roofline or the interior surface of the
rear backlight, with the seat adjusted to its lowest vertical position
intended for occupant use, by attempting to pass a 25 mm sphere between
them.
S5.2.2 Procedure for width measurement. Demonstrate compliance with
S4.2.2 of this section using calipers to measure the maximum dimension
perpendicular to the vehicle vertical longitudinal plane of the
intersection of the head restraint with a plane that is normal to the
torso reference line of SAE Standard J826 JUL95 (incorporated by
reference, see Sec. 571.5) manikin and 65 3 mm
below the top of the head restraint.
S5.2.3 Procedure for backset measurement. Demonstrate compliance
with S4.2.3 of this section using the HRMD positioned laterally within
15 mm of the head restraint centerline. Adjust the front head restraint
so that its top is at any height between and inclusive of 750 mm and 800
mm and its backset is in the maximum position other than allowed by
S4.4. If the lowest position of adjustment is above 800 mm, adjust the
head restraint to that position. If the head restraint position is
independent of the seat back inclination position, compliance is
determined at
[[Page 735]]
each seat back inclination position closest to and less than the design
seat back angle.
S5.2.4 Procedures for gap measurement.
S5.2.4.1 Procedure using a 165 mm sphere.
Demonstrate compliance with S4.2.4.1 of this section in accordance
with the procedures of S5.2.4.1 (a) through (c) of this section, with
the head restraint adjusted to its lowest height position and any
backset position, except as allowed by S4.4.
(a) The area of measurement is anywhere on the anterior surface of
the head restraint or seat with a height greater than 540 mm and within
the following distances from the centerline of the seat--
(1) 127 mm for seats required to have 254 mm minimum head restraint
width; and
(2) 85 mm for seats required to have a 170 mm head restraint width.
(b) Applying a load of no more than 5 N against the area of
measurement specified in subparagraph (a), place a 165 2 mm diameter spherical head form against any gap such
that at least two points of contact are made within the area. The
surface roughness of the head form is less than 1.6 [micro]m, root mean
square.
(c) Determine the gap dimension by measuring the vertical straight
line distance between the inner edges of the two furthest contact
points, as shown in Figures 2, 3 and 4.
S5.2.4.2 Procedure using a 25 mm cylinder.
Demonstrate compliance with S4.2.4.2 of this section in accordance
with the procedures of S5.2.4.2 (a) through (c) of this section, with
the head restraint adjusted to its lowest height position and any
backset position, except as allowed by S4.4.
(a) The area of measurement is between the anterior surface of the
head restraint and seat with a height greater than 540 mm and within the
following distances from the centerline of the seat--
(1) 127 mm for seats required to have 254 mm minimum head restraint
width; and
(2) 85 mm for seats required to have a 170 mm head restraint width.
(b) Orient a 25 1 mm diameter cylinder such
that its long axis is perpendicular to the seat back angle and in a
vertical longitudinal vehicle plane. Applying a load of no more than 5 N
along the axis of the cylinder, place the cylinder against any gap
within the area of measurement specified in subparagraph (a). The
surface roughness of the cylinder is less than 1.6 [micro]m, root mean
square.
(c) Determine if at least 125 mm of the cylinder can completely pass
through the gap. If 125 mm or more of the cylinder can completely pass
through the gap, the gap is not in compliance.
S5.2.5 Procedures for energy absorption. Demonstrate compliance with
S4.2.5 of this section in accordance with S5.2.5 (a) through (e) of this
section, with adjustable head restraints in any height and backset
position of adjustment.
(a) Use an impactor with a semispherical head form with a 165 2 mm diameter and a surface roughness of less than 1.6
[micro]m, root mean square. The head form and associated base have a
combined mass of 6.8 0.05 kg.
(b) Instrument the impactor with an acceleration sensing device
whose output is recorded in a data channel that conforms to the
requirements for a 600 Hz channel class as specified in SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5). The
axis of the acceleration-sensing device coincides with the geometric
center of the head form and the direction of impact.
(c) Propel the impactor toward the head restraint. At the time of
launch, the longitudinal axis of the impactor is within 2 degrees of
being horizontal and parallel to the vehicle longitudinal axis. The
direction of travel is posteriorly.
(d) Constrain the movement of the head form so that it travels
linearly along the path described in S5.2.5(c) of this section for not
less than 25 mm before making contact with the head restraint.
(e) Impact the anterior surface of the seat or head restraint at any
point with a height greater than 635 mm and within a distance of the
head restraint vertical centerline of 70 mm.
[[Page 736]]
S5.2.6 Procedures for height retention. Demonstrate compliance with
S4.2.6 of this section in accordance with S5.2.6(a) through (e) of this
section. For head restraints that move with respect to the seat when
occupant loading is applied to the seat back, S5.2.6(a) through (e) may
be performed with the head restraint fixed in a position corresponding
to the position when the seat is unoccupied.
(a) Adjust the adjustable head restraint so that its top is at any
of the following height positions at any backset position--
(1) For front outboard designated seating positions--
(i) The highest position; and
(ii) Not less than, but closest to 800 mm; and
(2) For rear outboard designated seating positions equipped with
head restraints--
(i) The highest position; and
(ii) Not less than, but closest to 750 mm.
(b)(1) Orient a cylindrical test device having a 165 2 mm diameter in plan view (perpendicular to the axis of
revolution), and a 152 mm length in profile (through the axis of
revolution) with a surface roughness of less than 1.6 [micro]m, root
mean square, such that the axis of the revolution is horizontal and in
the longitudinal vertical plane through the longitudinal centerline of
the head restraint. Position the midpoint of the bottom surface of the
cylinder in contact with the head restraint.
(2) Establish initial reference position by applying a vertical
downward load of 50 1 N at the rate of 250 50 N/minute. Determine the reference position after 5.5
0.5 seconds at this load.
(c) Increase the load at the rate of 250 50 N/
minute to at least 500 N and maintain this load for 5.5 0.5 seconds.
(d) Reduce the load at the rate of 250 50 N/
minute until the load is completely removed. Maintain this condition for
two minutes 5 seconds.
(e) Increase the load at the rate of 250 50 N/
minute to 50 1 N and, after 5.5 0.5 seconds at this load, determine the position of the
cylindrical device with respect to its initial reference position.
S5.2.7 Procedures for backset retention, displacement, and strength.
Demonstrate compliance with S4.2.7 of this section in accordance with
S5.2.7(a) and (b) of this section. The load vectors that generate moment
on the head restraint are initially contained in a vertical plane
parallel to the vehicle longitudinal centerline.
(a) Backset retention and displacement. For head restraints that
move with respect to the seat when occupant loading is applied to the
seat back, S5.2.7(a)(1) through (8) may be performed with the head
restraint fixed in a position corresponding to the position when the
seat is unoccupied. This fixation is applied to the member(s) that first
transmit(s) the seat back loading from the occupant to the head
restraint.
(1) Adjust the head restraint so that its top is at a height closest
to and not less than:
(i) 800 mm for front outboard designated seating positions (or the
highest position of adjustment for head restraints subject to
S4.2.1(a)(2)); and
(ii) 750 mm for rear outboard designated seating positions equipped
with head restraints (or the highest position of adjustment for rear
head restraints subject to S4.2.1(b)(2)).
(2) Adjust the head restraint to any backset position.
(3) In the seat, place a test device having the back pan dimensions
and torso reference line (vertical center line), when viewed laterally,
with the head room probe in the full back position, of the three
dimensional SAE Standard J826 JUL95 (incorporated by reference, see
Sec. 571.5) manikin;
(4) Establish the displaced torso reference line by creating a
posterior moment of 373 7.5 Nm about the H-point
by applying a force to the seat back through the back pan at the rate of
187 37 Nm/minute. The initial location on the back
pan of the moment generating force vector has a height of 290 mm 13 mm. Apply the force vector normal to the torso
reference line and maintain it within 2 degrees of a vertical plane
parallel to the vehicle longitudinal centerline. Constrain the back pan
to rotate about the H-point. Rotate the force vector direction with the
back pan.
(5) Maintain the position of the back pan as established in
S5.2.7(a)(4) of this section. Using a 165 2 mm
diameter spherical head form with a surface
[[Page 737]]
roughness of less than 1.6 [micro]m, root mean square, establish the
head form initial reference position by aligning the centerline of the
head form perpendicular to the displaced torso reference line, on the
seat centerline, and at a height 65 3 mm below the
top of the head restraint. Apply a posterior initial load that will
produce a 37 0.7 Nm moment about the H-point.
After maintaining this moment for 5.5 0.5 seconds,
measure the posterior displacement of the head form during the
application of the load.
(6) Increase the initial load at the rate of 187 37 Nm/minute until a 373 7.5 Nm
moment about the H-point is produced. Maintain the load level producing
that moment for 5.5 0.5 seconds and then measure
the posterior displacement of the head form relative to the displaced
torso reference line.
(7) Reduce the load at the rate of 187 37 Nm/
minute until it is completely removed. Maintain this condition for two
minutes 5 seconds.
(8) Increase the load at the rate of 187 37
Nm/minute until a 37 0.7 Nm moment about the H-
point is produced. After maintaining the load level producing that
moment for 5.5 0.5 seconds, measure the posterior
displacement of the head form position with respect to its initial
reference position; and
(b) Strength. Increase the load specified in S5.2.7(a)(7) of this
section at the rate of 250 50 N/minute to at least
890 N and maintain this load level for 5.5 0.5
seconds.
S5.3 Procedures for dynamic performance. Demonstrate compliance with
S4.3 of this section in accordance with S5.3.1 though S5.3.9 of this
section with a 50th percentile male Hybrid III test dummy specified in
49 CFR part 572 subpart E, fitted with sensors to measure head to torso
rotation. The dummy with all sensors is to continue to meet all
specifications in 49 CFR part 572 subpart E. The restraint is positioned
midway between the lowest and the highest position of adjustment, and at
any position of backset.
S5.3.1 Mount the vehicle on a dynamic test platform at the vehicle
altitude set forth in S13.3 of Sec. 571.208 of this part, so that the
longitudinal centerline of the vehicle is parallel to the direction of
the test platform travel and so that movement between the base of the
vehicle and the test platform is prevented. Instrument the platform with
an accelerometer and data processing system. Position the accelerometer
sensitive axis parallel to the direction of test platform travel.
S5.3.2 Remove the tires, wheels, fluids, and all unsecured
components. Remove or rigidly secure the engine, transmission, axles,
exhaust, vehicle frame and any other vehicle component necessary to
assure that all points on the acceleration vs. time plot measured by an
accelerometer on the dynamic test platform fall within the corridor
described in Figure 1 and Table 1.
S5.3.3 Place any moveable windows in the fully open position.
S5.3.4 Seat Adjustment. The following seat adjustments specify
conditions to be met concurrently and are not a sequential list of
adjustments. At each outboard designated seating position, using any
control that primarily moves the entire seat vertically, place the seat
in the lowest position. Using any control that primarily moves the
entire seat in the fore and aft directions, place the seat midway
between the forwardmost and rearmost position. If an adjustment position
does not exist midway between the forwardmost and rearmost positions,
the closest adjustment position to the rear of the midpoint is used.
Adjust the seat cushion and seat back as required by S5 of this section.
If the seat back is adjustable, it is set at an inclination position
closest to 25 degrees from the vertical, as measured by SAE Standard
J826 JUL95 (incorporated by reference, see Sec. 571.5) manikin. If
there is more than one inclination position closest to 25 degrees from
the vertical, set the seat back inclination to the position closest to
and rearward of 25 degrees. If the head restraint is adjustable, adjust
the top of the head restraint to a position midway between the lowest
position of adjustment and the highest position of adjustment. If an
adjustment position midway between the lowest and the highest position
does not exist, adjust the head restraint to a position below and
nearest to midway between the lowest position of adjustment and the
highest position of adjustment.
[[Page 738]]
S5.3.5 Seat Belt Adjustment. Prior to placing the Type 2 seat belt
around the test dummy, fully extend the webbing from the seat belt
retractor(s) and release it three times to remove slack. If an
adjustable seat belt D-ring anchorage exists, place it in the adjustment
position closest to the mid-position. If an adjustment position does not
exist midway between the highest and lowest position, the closest
adjustment position above the midpoint is used.
S5.3.6 Dress and adjust each test dummy as specified in S8.1.8.2
through S8.1.8.3 of Sec. 571.208 of this part. The stabilized test
temperature of the test dummy is at any temperature level between 69
degrees F and 72 degrees F, inclusive.
S5.3.7 Test dummy positioning procedure. Place a test dummy at each
outboard designated seating position equipped with a head restraint.
S5.3.7.1 Head. The transverse instrumentation platform of the head
is level within \1/2\ degree. To level the head of the test dummy, the
following sequence is followed. First, adjust the position of the H-
point within the limits set forth in S10.4.2.1 of Sec. 571.208 to level
the transverse instrumentation platform of the head of the test dummy.
If the transverse instrumentation platform of the head is still not
level, then adjust the pelvic angle of the test dummy. If the transverse
instrumentation platform of the head is still not level, then adjust the
neck bracket of the dummy the minimum amount necessary from the non-
adjusted ``0'' setting to ensure that the transverse instrumentation
platform of the head is horizontal within \1/2\ degree. The test dummy
remains within the limits specified in S10.4.2.1 of Sec. 571.208 after
any adjustment of the neck bracket.
S5.3.7.2 Upper arms and hands. Position each test dummy as specified
in S10.2 and S10.3 of Sec. 571.208 of this part.
S5.3.7.3 Torso. Position each test dummy as specified in S10.4.1.1,
S10.4.1.2, and S10.4.2.1 of Sec. 571.208 of this Part, except that the
midsagittal plane of the dummy is aligned within 15 mm of the head
restraint centerline. If the midsagittal plane of the dummy cannot be
aligned within 15 mm of the head restraint centerline then align the
midsagittal plane of the dummy as close as possible to the head
restraint centerline.
S5.3.7.4 Legs. Position each test dummy as specified in S10.5 of
Sec. 571.208 of this part, except that final adjustment to accommodate
placement of the feet in accordance with S5.3.7.5 of this section is
permitted.
S5.3.7.5 Feet. Position each test dummy as specified in S10.6 of
Sec. 571.208 of this part, except that for rear outboard designated
seating positions the feet of the test dummy are placed flat on the
floorpan and beneath the front seat as far forward as possible without
front seat interference. For rear outboard designated seating positions,
if necessary, the distance between the knees can be changed in order to
place the feet beneath the seat.
S5.3.8 Accelerate the dynamic test platform to 17.3 0.6 km/h. All of the points on the acceleration vs. time
curve fall within the corridor described in Figure 1 and Table 1 when
filtered to channel class 60, as specified in the SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5).
Measure the maximum posterior angular displacement.
S5.3.9 Calculate the angular displacement from the output of
instrumentation placed in the torso and head of the test dummy and an
algorithm capable of determining the relative angular displacement to
within one degree and conforming to the requirements of a 600 Hz channel
class, as specified in SAE Recommended Practice J211/1 MAR95
(incorporated by reference, see Sec. 571.5). No data generated after
200 ms from the beginning of the forward acceleration are used in
determining angular displacement of the head with respect to the torso.
S5.3.10 Calculate the HIC15 from the output of
instrumentation placed in the head of the test dummy, using the equation
in S4.3.1(b) of this section and conforming to the requirements for a
1000 Hz channel class as specified in SAE Recommended Practice J211/1
MAR95 (incorporated by reference, see Sec. 571.5). No data generated
after 200 ms from the beginning of the forward acceleration are used in
determining HIC.
S5.4 Procedures for folding or retracting head restraints for
unoccupied
[[Page 739]]
rear outboard designated seating positions.
(a) Demonstrate compliance with S4.4 (a) of this section, using a
5th percentile female Hybrid III test dummy specified in 49 CFR part
572, subpart O, in accordance with the following procedure--
(1) Position the test dummy in the seat such that the dummy's
midsaggital plane is aligned within the 15 mm of the head restraint
centerline and is parallel to a vertical plane parallel to the vehicle
longitudinal centerline.
(2) Hold the dummy's thighs down and push rearward on the upper
torso to maximize the dummy's pelvic angle.
(3) Place the legs as close as possible to 90 degrees to the thighs.
Push rearward on the dummy's knees to force the pelvis into the seat so
there is no gap between the pelvis and the seat back or until contact
occurs between the back of the dummy's calves and the front of the seat
cushion such that the angle between the dummy's thighs and legs begins
to change.
(4) Note the position of the head restraint. Remove the dummy from
the seat. If the head restraint returns to a retracted position upon
removal of the dummy, manually place it in the noted position. Determine
compliance with the height requirements of S4.2.1 of this section by
using the test procedures of S5.2.1 of this section.
(b) Demonstrate compliance with S4.4 (b) of this section in
accordance with the following procedure:
(1) Place the rear head restraint in any position meeting the
requirements of S4.2 of this section;
(2) Strike a line on the head restraint. Measure the angle or range
of angles of the head restraint reference line as projected onto a
vertical longitudinal vehicle plane. Alternatively, measure the torso
reference line angle with the SAE Standard J826 JUL95 (incorporated by
reference, see Sec. 571.5) manikin;
(3) Fold or retract the head restraint to a position in which its
minimum height is less than that specified in S4.2.1 (b) of this
section;
(4) Determine the minimum change in the head restraint reference
line angle as projected onto a vertical longitudinal vehicle plane from
the angle or range of angles measured in 5.4(b)(2). Alternatively,
determine the change in the torso reference line angle with the SAE
Standard J826 JUL95 (incorporated by reference, see Sec. 571.5)
manikin.
S6 Vehicles manufactured on or after September 1, 2009, and before
September 1, 2010 (Phase-in of Sec. 571.202a).
(a) For vehicles manufactured for sale in the United States on or
after September 1, 2009, and before September 1, 2010, a percentage of
the manufacturer's production, as specified in S6.1, shall meet the
requirements specified in this Sec. 571.202a without regard to any
option to comply with the standard in Sec. 571.202 or with the European
regulations referenced in S4.3(a) of Sec. 571.202. So long as this
percentage requirement is met, a vehicle may comply with the standard in
this Sec. 571.202a, with the standard in Sec. 571.202, or with the
European regulations referenced in S4.3(a) of Sec. 571.202.
(b) Notwithstanding S6(a), vehicles that are manufactured in two or
more stages or that are altered (within the meaning of 49 CFR 567.7)
after having previously been certified in accordance with part 567 of
this chapter may comply with the standard in this Sec. 571.202a, with
the standard in Sec. 571.202, or with the European regulations
referenced in S4.3(a) of Sec. 571.202.
S6.1 Phase-in percentage. For vehicles manufactured by a
manufacturer on or after September 1, 2009, and before September 1,
2010, the amount of vehicles complying with S6(a) shall be not less than
80 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2009, the manufacturer's average annual production of vehicles
manufactured on or after September 1, 2007, and before September 1,
2010, or
(b) The manufacturer's production on or after September 1, 2009, and
before September 1, 2010.
S6.2 Vehicles produced by more than one manufacturer.
S6.2.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number
[[Page 740]]
of vehicles manufactured by each manufacturer under S6.1, a vehicle
produced by more than one manufacturer shall be attributed to a single
manufacturer as follows, subject to S6.2.2.
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S6.2.2 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S6.2.1.
S7. Vehicles manufactured on or after September 1, 2010, and before
September 1, 2011 (Phase-in of rear seat requirements of Sec.
571.202a).
(a) For vehicles manufactured for sale in the United States on or
after September 1, 2010, and before September 1, 2011 a percentage of
the manufacturer's production of vehicles equipped with rear outboard
head restraints, as specified in S7.1, shall meet the requirements
specified in this Sec. 571.202a for rear head restraints.
(b) Vehicles that are manufactured in two or more stages or that are
altered (within the meaning of 49 CFR 567.7) after having previously
been certified in accordance with part 567 of this chapter are not
subject to the requirement specified in S7(a).
S7.1 Phase-in percentage. For vehicles manufactured by a
manufacturer on or after September 1, 2010, and before September 1,
2011, the amount of vehicles equipped with rear outboard head restraints
complying with S7(a) shall be not less than 80 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2010, the manufacturer's average annual production of vehicles
equipped with rear outboard head restraints manufactured on or after
September 1, 2008, and before September 1, 2011, or
(b) The manufacturer's production of vehicles equipped with rear
outboard head restraints on or after September 1, 2010, and before
September 1, 2011.
S7.2 Vehicles produced by more than one manufacturer.
S7.2.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S7.1, a vehicle produced by more than one
manufacturer shall be attributed to a single manufacturer as follows,
subject to S7.2.2.
S7.2.2 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S7.2.1.
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[72 FR 25514, May 4, 2007, as amended at 75 FR 67246, Nov. 2, 2010; 77
FR 761, Jan. 6, 2012]
Sec. 571.203 Standard No. 203; Impact protection for the driver
from the steering control system.
S1. Purpose and scope. This standard specifies requirements for
steering control systems that will minimize chest, neck, and facial
injuries to the driver as a result of impact.
S2. Application. This standard applies to passenger cars and to
multipurpose passenger vehicles, trucks and buses with a gross vehicle
weight rating of 4,536 kg or less. However, it does not apply to
vehicles that conform to the frontal barrier crash requirements (S5.1)
of Standard No. 208 (49 CFR 571.208) by means of other than seat belt
assemblies. It also does not apply to walk-in vans or vehicles without a
steering control.
S3. [Reserved]
S4. Requirements. Each passenger car and each multipurpose passenger
vehicle, truck and bus with a gross vehicle
[[Page 745]]
weight rating of 4,536 kg or less manufactured on or after September 1,
1981 shall meet the requirements of S5.1 and S5.2.
S5. Impact protection requirements.
S5.1 Except as provided in this paragraph, the steering control
system of any vehicle to which this standard applies shall be impacted
in accordance with S5.1(a).
(a) When the steering control system is impacted by a body block in
accordance with SAE Recommended Practice J944 JUN80 (incorporated by
reference, see Sec. 571.5), at a relative velocity of 24 km/h, the
impact force developed on the chest of the body block transmitted to the
steering control system shall not exceed 11,120 N, except for intervals
whose cumulative duration is not more than 3 milliseconds.
(b) [Reserved]
S5.2 The steering control system shall be so constructed that no
components or attachments, including horn actuating mechanisms and trim
hardware, can catch the driver's clothing or jewelry during normal
driving maneuvers.
Note: The term jewelry refers to watches, rings, and bracelets
without loosely attached or dangling members.
[36 FR 22902, Dec. 2, 1971, as amended at 44 FR 68475, Nov. 29, 1979; 47
FR 47842, Oct. 28, 1982; 58 FR 26527, May 4, 1993; 58 FR 63304, Dec. 1,
1993; 63 FR 28935, May 27, 1998; 63 FR 51003, Sept. 24, 1998; 76 FR 762,
Jan. 6, 2012; 87 FR 18588, Mar. 30, 2022]
Sec. 571.204 Standard No. 204; Steering control rearward displacement.
S1. Purpose and scope. This standard specifies requirements limiting
the rearward displacement of the steering control into the passenger
compartment to reduce the likelihood of chest, neck, or head injury.
S2. Application. This standard applies to passenger cars and to
multipurpose passenger vehicles, trucks, and buses. However, it does not
apply to walk-in vans or vehicles without steering controls.
S3. Definitions.
Steering column means a structural housing that surrounds a steering
shaft.
Steering shaft means a component that transmits steering torque from
the steering wheel to the steering gear.
S4 Requirements.
S4.1 Vehicles manufactured before September 1, 1991. When a
passenger car or a truck, bus, or multipurpose passenger vehicle with a
gross vehicle weight rating of 10,000 pounds or less and an unloaded
vehicle weight of 4,000 pounds or less is tested under the conditions of
S5 in a 30 mile per hour perpendicular impact into a fixed collision
barrier, the upper end of the steering column and shaft in the vehicle
shall not be displaced more than 5 inches in a horizontal rearward
direction parallel to the longitudinal axis of the vehicle. The amount
of displacement shall be measured relative to an undisturbed point on
the vehicle and shall represent the maximum dynamic movement of the
upper end of the steering column and shaft during the crash test.
S4.2 Vehicles manufactured on or after September 1, 1991. When a
passenger car or a truck, bus or multipurpose passenger vehicle with a
gross vehicle weight rating of 4,536 kg or less and an unloaded vehicle
weight of 2,495 kg or less is tested under the conditions of S5 in a 48
km/h perpendicular impact into a fixed collision barrier, the upper end
of the steering column and shaft in the vehicle shall not be displaced
more than 127 mm in a horizontal rearward direction parallel to the
longitudinal axis of the vehicle. The amount of displacement shall be
measured relative to an undisturbed point on the vehicle and shall
represent the maximum dynamic movement of the upper end of the steering
column and shaft during the crash test.
S5. Test conditions. The requirements of S4 shall be met when the
vehicle is tested in accordance with the following conditions.
S5.1 The vehicle, including test devices and instrumentation, is
loaded to its unloaded vehicle weight.
S5.2 Adjustable steering controls are adjusted so that a tilting
steering wheel hub is at the geometric center of the locus it describes
when it is moved through its full range of driving positions. A
telescoping steering control is set at the adjustment position midway
between the forwardmost and rearwardmost position.
[[Page 746]]
S5.3 Convertibles and open-body type vehicles have the top, if any,
in place in the closed passenger compartment configuration.
S5.4 Doors are fully closed and latched but not locked.
S5.5 The fuel tank is filled to any level from 90 to 95 percent of
capacity.
S5.6 The parking brake is disengaged and the transmission is in
neutral.
S5.7 Tires are inflated to the vehicle manufacturer's
specifications.
[52 FR 44897, Nov. 23, 1987, as amended at 63 FR 28935, May 27, 1998; 63
FR 51003, Sept. 24, 1998; 87 FR 18588, Mar. 30, 2022]
Sec. 571.205 Standard No. 205, Glazing materials.
S1. Scope. This standard specifies requirements for glazing
materials for use in motor vehicles and motor vehicle equipment.
S2. Purpose. The purpose of this standard is to reduce injuries
resulting from impact to glazing surfaces, to ensure a necessary degree
of transparency in motor vehicle windows for driver visibility, and to
minimize the possibility of occupants being thrown through the vehicle
windows in collisions.
S3. Application.
(a) This standard applies to passenger cars, multipurpose passenger
vehicles, trucks designed to carry at least one person, buses,
motorcycles, slide-in campers, pickup covers designed to carry persons
while in motion and low speed vehicles, and to glazing materials for use
in those vehicles.
(b) For glazing materials manufactured before September 1, 2006, and
for motor vehicles, slide-in campers and pickup covers designed to carry
persons while in motion, manufactured before November 1, 2006, the
manufacturer may, at its option, comply with 49 CFR 571.205(a) of this
section.
S4. Definitions.
Bullet resistant shield means a shield or barrier that is installed
completely inside a motor vehicle behind and separate from glazing
materials that independently comply with the requirements of this
standard.
Camper means a structure designed to be mounted in the cargo area of
a truck, or attached to an incomplete vehicle with motive power, for the
purpose of providing shelter for persons.
Glass-plastic glazing material means a laminate of one or more
layers of glass and one or more layers of plastic in which a plastic
surface of the glazing faces inward when the glazing is installed in a
vehicle.
Pickup cover means a camper having a roof and sides but without a
floor, designed to be mounted on and removable from the cargo area of a
truck by the user.
Prime glazing manufacturer means a manufacturer that fabricates,
laminates, or tempers glazing materials.
Slide-in camper means a camper having a roof, floor, and sides,
designed to be mounted on and removable from the cargo area of a truck
by the user.
S5. Requirements.
S5.1 Glazing materials for use in motor vehicles must conform to
ANSI/SAE Z26.1-1996 (incorporated by reference, see Sec. 571.5), unless
this standard provides otherwise. SAE Recommended Practice J673 (1993)
(incorporated by reference, see Sec. 571.5) is referenced in ANSI/SAE
Z26.1-1996.
S5.1.1 Multipurpose passenger vehicles. Except as otherwise
specifically provided by this standard, glazing for use in multipurpose
passenger vehicles shall conform to the requirements for glazing for use
in trucks as specified in ANSI/SAE Z26.1-1996 (incorporated by
reference, see Sec. 571.5).
S5.1.2 Aftermarket replacement glazing. Glazing intended for
aftermarket replacement is required to meet the requirements of this
standard or the requirements of 49 CFR 571.205(a) applicable to the
glazing being replaced.
S5.1.3 Location of arrow within ``AS'' markings. In ANSI/SAE Z26.1-
1996 (incorporated by reference, see Sec. 571.5) Section 7. ``Marking
of Safety Glazing Materials,'' on page 33, in the right column, in the
first complete sentence, the example markings ``AS[darr]1'',
``AS[darr]14'' and ``AS[uarr]2'' are corrected to read ``A[darr]S1'',
``A[darr]S14'' and ``A[uarr]S2''. Note that the arrow indicating the
portion of the material that complies with Test 2 is placed with its
base adjacent to a horizontal line.
[[Page 747]]
S5.2 Each of the test specimens described in ANSI/SAE Z26.1-1996
(incorporated by reference, see Sec. 571.5) Section 5.7 (fracture test)
must meet the fracture test requirements of that section when tested in
accordance with the test procedure set forth in that section.
S5.3 Shade Bands. Shade band areas for windshields shall comply with
the requirements of either S5.3.1 or S5.3.2.
S5.3.1 Shade bands for windshields shall comply with SAE Recommended
Practice J100 (1995) (incorporated by reference, see Sec. 571.5).
S5.3.2 Except as provided in S5.3.2.1, the lower boundary of shade
bands for windshields shall be a plane inclined upwards from the X axis
of the vehicle at 7 degrees, passing through point V1, and
parallel to the Y axis. The coordinate system and point V1
shall be as specified in Annexes 18 and 19 of European Commission for
Europe (ECE) Regulation No. 43 Revision 2--Amendment 1.
S5.3.2.1 In the area 300 mm wide centered on the intersection of the
windshield surface and longitudinal vertical median plane of the
vehicle, the lower boundary of shade bands for windshields shall be a
plane inclined upwards from the X axis of the vehicle at 3 degrees,
passing through point V1, and parallel to the Y axis.
S5.4 Low speed vehicles. Windshields of low speed vehicles must meet
the ANSI/SAE Z26.1-1996 specifications for either AS-1 or AS-4 glazing.
S5.5 Item 4A Glazing. Item 4A glazing may be used in all areas in
which Item 4 safety glazing may be used, and also for side windows
rearward of the ``C'' pillar. I.e., Item 4A glazing may be used under
Item 4A paragraph (b) of ANSI/SAE Z26.1-1996 only in side windows
rearward of the ``C'' pillar.
S6. Certification and marking.
S6.1 A prime glazing material manufacturer must certify, in
accordance with 49 U.S.C. 30115, each piece of glazing material to which
this standard applies that is designed--
(a) As a component of any specific motor vehicle or camper; or
(b) To be cut into components for use in motor vehicles or items of
motor vehicle equipment.
S6.2 A prime glazing manufacturer certifies its glazing by adding to
the marks required by section 7 of ANSI/SAE Z26.1-1996, in letters and
numerals of the same size, the symbol ``DOT'' and a manufacturer's code
mark that NHTSA assigns to the manufacturer. NHTSA will assign a code
mark to a manufacturer after the manufacturer submits a written request
to the Office of Vehicle Safety Compliance, National Highway Traffic
Safety Administration, 400 Seventh Street, SW., Washington, DC 20590.
The request must include the company name, address, and a statement from
the manufacturer certifying its status as a prime glazing manufacturer
as defined in S4.
S6.3 A manufacturer or distributor who cuts a section of glazing
material to which this standard applies, for use in a motor vehicle or
camper, must--
(a) Mark that material in accordance with section 7 of ANSI/SAE
Z26.1-1996; and
(b) Certify that its product complies with this standard in
accordance with 49 U.S.C. 30115.
[37 FR 12239, June 21, 1972]
Editorial Note: For Federal Register citations affecting Sec.
571.205, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.205(a) Glazing equipment manufactured before September 1, 2006
and glazing materials used in vehicles manufactured before November 1, 2006.
S1. Scope. This standard specifies requirements for glazing
equipment manufactured before September 1, 2006 for use in motor
vehicles and motor vehicle equipment, and specifies requirements for
motor vehicles manufactured before November 1, 2006 and for replacement
glazing for those vehicles. A manufacturer may, at its option, comply
with 49 CFR 571.205 instead of this standard.
S2. Purpose. The purpose of this standard is to reduce injuries
resulting from impact to glazing surfaces, to ensure a necessary degree
of transparency in motor vehicle windows for driver visibility, and to
minimize the possibility of occupants being thrown
[[Page 748]]
through the vehicle windows in collisions.
S3. Application. This standard applies to glazing equipment
manufactured before September 1, 2006 for use in motor vehicles and
motor vehicle equipment. In addition, this standard applies to the
following vehicles manufactured before November 1, 2006: passenger cars,
low speed vehicles, multipurpose passenger vehicles, trucks, buses, and
motorcycles. This standard also applies to slide-in campers, and pickup
covers designed to carry persons while in motion, manufactured before
November 1, 2006.
S4. Definitions
Bullet resistant shield means a shield or barrier that is installed
completely inside a motor vehicle behind and separate from glazing
materials that independently comply with the requirements of this
standard.
Camper means a structure designed to be mounted in the cargo area of
a truck, or attached to an incomplete vehicle with motive power, for the
purpose of providing shelter for persons.
Glass-plastic glazing material means a laminate of one or more
layers of glass and one or more layers of plastic in which a plastic
surface of the glazing faces inward when the glazing is installed in a
vehicle.
Motor home means a multipurpose passenger vehicle that provides
living accommodations for persons.
Pickup cover means a camper having a roof and sides but without a
floor, designed to be mounted on and removable from the cargo area of a
truck by the user.
Slide-in camper means a camper having a roof, floor, and sides,
designed to be mounted on and removable from the cargo area of a truck
by the user.
S5. Requirements
S5.1. Materials
S5.1.1 Glazing materials for use in motor vehicles, except as
otherwise provided in this standard shall conform to ANSI Z26.1-1977, as
amended by ANSI Z26.1a-1980 (both incorporated by reference, see Sec.
571.5). However, Item 11B glazing as specified in that standard may not
be used in motor vehicles at levels requisite for driving visibility,
and Item 11B glazing is not required to pass Tests Nos. 17, 30, and 31.
S5.1.1.1 The chemicals specified for testing chemical resistance in
Tests Nos. 19 and 20 of ANSI Z26.1-1977, as amended by ANSI Z26.1a-1980
(both incorporated by reference, see Sec. 571.5) shall be:
(a) One percent solution of nonabrasive soap.
(b) Kerosene.
(c) Undiluted denatured alcohol, Formula SD No. 30 (1 part 100-
percent methyl alcohol in 10 parts 190-proof ethyl alcohol by volume).
(d) Gasoline, ASTM Reference Fuel C, which is composed of Isooctane
50 volume percentage and Toluene 50 volume percentage. Isooctane must
conform to A2.7 in the ASTM Motor Fuels section (incorporated by
reference, see Sec. 571.5), and Toluene must conform to ASTM D362-84
(incorporated by reference, see Sec. 571.5), Standard Specification for
Industrial Grade Toluene. ASTM Reference Fuel C must be used as
specified in:
(1) Paragraph A2.3.2 and A2.3.3 in the ASTM Motor Fuels section
(incorporated by reference, see Sec. 571.5); and
(2) OSHA Standard 29 CFR 1910.106--``Handling Storage and Use of
Flammable Combustible Liquids.''
S5.1.1.2 The following locations are added to the lists specified in
ANSI Z26.1-1977, as amended by ANSI Z26.1a-1980 (both incorporated by
reference, see Sec. 571.5) in which item 4, item 5, item 8, and item 9
safety glazing may be used:
(a)-(i) [Reserved]
(j) Windows and doors in motor homes, except for the windshield and
windows to the immediate right or left of the driver.
(k) Windows and doors in slide-in campers and pickup covers.
(l) Windows and doors in buses except for the windshield, windows to
the immediate right or left of the driver, and rearmost windows if used
for driving visibility.
(m) For Item 5 safety glazing only: Motorcycle windscreens below the
intersection of a horizontal plane 380 millimeters vertically above the
lowest seating position.
S5.1.1.3 The following locations are added to the lists specified in
ANSI Z26.1-1977, as amended by ANSI Z26.1a-1980 (both incorporated by
reference,
[[Page 749]]
see Sec. 571.5) in which item 6 and item 7 safety glazing may be used:
(a)-(i) [Reserved]
(j) Windows and doors in motor homes, except for the windshield,
forward-facing windows, and windows to the immediate right or left of
the driver.
(k) Windows, except forward-facing windows, and doors in slide-in
campers and pickup covers.
(l) For item 7 safety glazing only:
(1) Standee windows in buses.
(2) Interior partitions.
(3) Openings in the roof.
S5.1.1.4 The following locations are added to the lists specified in
ANSI Z26.1-1977, as amended by ANSI Z26.1a-1980 (both incorporated by
reference, see Sec. 571.5) in which item 8 and item 9 safety glazing
may be used:
(a)-(e) [Reserved]
(f) Windows and doors in motor homes, except for the windshield and
windows to the immediate right or left of the driver.
(g) Windows and doors in slide-in campers and pickup covers.
S5.1.1.5 The phrase ``readily removable'' windows as defined in ANSI
Z26.1-1977, as amended by ANSI Z26.1a-1980 (both incorporated by
reference, see Sec. 571.5), for the purposes of this standard, in buses
having a GVWR of more than 4536 kilograms (10,000 pounds), shall include
pushout windows and windows mounted in emergency exits that can be
manually pushed out of their location in the vehicle without the use of
tools, regardless of whether such windows remain hinged at one side to
the vehicle.
S5.1.1.6 Multipurpose passenger vehicles. Except as otherwise
specifically provided by this standard, glazing for use in multipurpose
passenger vehicles shall conform to the requirements for glazing for use
in trucks as specified in ANSI Z26.1-1977, as amended by ANSI Z26.1a-
1980 (both incorporated by reference, see Sec. 571.5).
S5.1.1.7 Test No. 17 is deleted from the list of tests specified in
ANSI Z26.1-1977, as amended by ANSI Z26.1a-1980 (both incorporated by
reference, see Sec. 571.5) for Item 5 glazing material and Test No. 18
is deleted from the lists of tests specified in ANSI Z26.1-1977, as
amended by ANSI Z26.1a-1980, for Item 3 and Item 9 glazing material.
S5.1.2 In addition to the glazing materials specified in ANSI Z26.1-
1977, as amended by ANSI Z26.1a-1980 (both incorporated by reference,
see Sec. 571.5), materials conforming to S5.1.2.1, S5.1.2.2, S5.1.2.3,
S5.1.2.4, S5.1.2.5, S5.1.2.6, S5.1.2.7, S5.1.2.8, and S5.1.2.11 may be
used in the locations of motor vehicles specified in those sections.
S5.1.2.1 Item 11C--Safety Glazing Material for Use in Bullet
Resistant Shields. Bullet resistant glazing that complies with Tests
Nos. 2, 17, 19, 20, 21, 24, 27, 28, 29, 30 and 32 of ANSI Z26.1-1977, as
amended by ANSI Z26.1a-1980 (both incorporated by reference, see Sec.
571.5) and the labeling requirements of S5.1.2.5 may be used only in
bullet resistant shields that can be removed from the motor vehicle
easily for cleaning and maintenance. A bullet resistant shield may be
used in areas requisite for driving visibility only if the combined
parallel luminous transmittance with perpendicular incidence through
both the shield and the permanent vehicle glazing is at least 60
percent.
S5.1.2.2 Item 12--Rigid Plastics. Safety plastics materials that
comply with Tests Nos. 10, 13, 16, 19, 20, 21, and 24 of ANSI Z26.1-
1977, as amended by ANSI Z26.1a-1980 (both incorporated by reference,
see Sec. 571.5), with the exception of the test for resistance to
undiluted denatured alcohol Formula SD No. 30, and that comply with the
labeling requirements of S5.1.2.5, may be used in a motor vehicle only
in the following specified locations at levels not requisite for driving
visibility.
(a) Window and doors in slide-in campers and pickup covers.
(b) Motorcycle windscreens below the intersection of a horizontal
plane 380 millimeters vertically above the lowest seating position.
(c) Standee windows in buses.
(d) Interior partitions.
(e) Openings in the roof.
(f) Flexible curtains or readily removable windows or in ventilators
used in conjunction with readily removable windows.
(g) Windows and doors in motor homes, except for the windshield and
[[Page 750]]
windows to the immediate right or left of the driver.
(h) Windows and doors in buses, except for the windshield and window
to the immediate right and left of the driver.
S5.1.2.3 Item 13--Flexible plastics. Safety plastic materials that
comply with Tests Nos. 16, 19, 20, 22, and 23 or 24 of ANSI Z26.1-1977,
as amended by ANSI Z26.1a-1980 (both incorporated by reference, see
Sec. 571.5), with the exception of the test for resistance to undiluted
denatured alcohol Formula SD No. 30, and that comply with the labeling
requirements of S5.1.2.5 may be used in the following specific locations
at levels not requisite for driving visibility.
(a) Windows, except forward-facing windows, and doors in slide-in
campers and pickup covers.
(b) Motorcycle windscreens below the intersection of a horizontal
plane 380 millimeters vertically above the lowest standing position.
(c) Standee windows in buses.
(d) Interior partitions.
(e) Openings in the roof.
(f) Flexible curtains or readily removable windows or in ventilators
used in conjunction with readily removable windows.
(g) Windows and doors in motor homes, except for the windshield,
forward-facing windows, and windows to the immediate right or left of
the driver.
S5.1.2.4 Item 14--Glass Plastics. Glass-plastic glazing materials
that comply with the labeling requirements of S5.1.2.10 and Tests Nos.
1, 2, 3, 4, 9, 12, 15, 16, 17, 18, 19, 24, 26, and 28, as those tests
are modified in S5.1.2.9, Test Procedures for Glass-Plastics, may be
used anywhere in a motor vehicle, except that it may not be used in
windshields of any of the following vehicles: convertibles, vehicles
that have no roof, vehicles whose roofs are completely removable.
S5.1.2.5 Item 15A--Annealed Glass-Plastic for Use in All Positions
in a Vehicle Except the Windshield. Glass-plastic glazing materials that
comply with Tests Nos. 1, 2, 3, 4, 9, 12, 16, 17, 18, 19, 24, and 28, as
those tests are modified in S5.1.2.9 Test Procedures for Glass-Plastics,
may be used anywhere in a motor vehicle except the windshield.
S5.1.2.6 Item 15B--Tempered Glass-Plastic for Use in All Positions
in a Vehicle Except the Windshield. Glass-plastic glazing materials that
comply with Tests Nos. 1, 2, 3, 4, 6, 7, 8, 16, 17, 18, 19, 24, and 28,
as those tests are modified in S5.1.2.9 Test Procedures for Glass-
Plastics, may be used anywhere in a motor vehicle except the windshield.
S5.1.2.7 Item 16A--Annealed Glass-Plastic for Use in All Positions
in a Vehicle Not Requisite for Driving Visibility. Glass-plastic glazing
materials that comply with Tests Nos. 3, 4, 9, 12, 16, 19, 24, and 28,
as those tests are modified in S5.1.2.9 Test Procedures for Glass-
Plastics, may be used in a motor vehicle in all locations not requisite
for driving visibility.
S5.1.2.8 Item 16B--Tempered Glass-Plastic for Use in All Positions
in a Vehicle Not Requisite for Driving Visibility. Glass-plastic glazing
materials that comply with Tests Nos. 3, 4, 6, 7, 8, 16, 19, 24, and 28,
as those tests are modified in S5.1.2.9 Test Procedures for Glass-
Plastics, may be used in a motor vehicle in all locations not requisite
for driving visibility.
S5.1.2.9--Test Procedures for Glass-Plastics. (a) Tests Nos. 6, 7,
8, 9, 12, 16, and 18, shall be conducted on the glass side of the
specimen, i.e., the surface which would face the exterior of the
vehicle. Tests Nos. 17, 19, 24, and 26 shall be conducted on the plastic
side of the specimen, i.e., the surface which would face the interior of
the vehicle. Test No. 15 should be conducted with the glass side of the
glazing facing the illuminated box and the screen, respectively. For
Test No. 19, add the following to the specified list: an aquaeous
solution of isopropanol and glycol ether solvents in concentration no
greater than ten percent or less than five percent by weight and
ammonium hydroxide no greater than five percent or less than one percent
by weight, simulating typical commercial windshield cleaner.
(b) Glass-plastic specimens shall be exposed to an ambient air
temperature of -40 degrees Celsius (plus or minus 5 degrees Celsius),
for a period of 6 hours at the commencement of Test No. 28,
[[Page 751]]
rather than at the initial temperature specified in that test. After
testing, the glass-plastic specimens shall show no evidence of cracking,
clouding, delaminating, or other evidence of deterioration.
(c) Glass-plastic specimens tested in accordance with Test No. 17
shall be carefully rinsed with distilled water following the abrasion
procedure and wiped dry with lens paper. After this procedure, the
arithmetic means of the percentage of light scattered by the three
specimens as a result of abrasion shall not exceed 4.0 percent.
(d) Data obtained from Test No. 1 should be used when conducting
Test No. 2.
(e)(1) Except as provided in S5.1.2.9(e)(2), glass-plastic glazing
specimens tested in accordance with Tests Nos. 9, 12, and 26 shall be
clamped in the test fixture in Figure 1 of this standard in the manner
shown in that figure. The clamping gasket shall be made of rubber 3
millimeters (mm) thick of hardness 50 IRHD (International Rubber
Hardness Degrees), plus or minus five degrees. Movement of the test
specimen, measured after the test, shall not exceed 2 mm at any point
along the inside periphery of the fixture. Movement of the test specimen
beyond the 2 mm limit shall be considered an incomplete test, not a test
failure. A specimen used in such an incomplete test shall not be
retested.
(2) At the option of the manufacturer, glass-plastic glazing
specimens tested in accordance with Tests Nos. 9 and 12 may be tested
unclamped. Such specimens shall be tested using the fixture in Figure 1
of the standard, including the upper frame (unclamped) which holds the
specimen in place.
S5.1.2.10 Cleaning Instructions. (a) Each manufacturer of glazing
materials designed to meet the requirements of S5.1.2.1., S5.1.2.2,
S5.1.2.3, S5.1.2.4, S5.1.2.5, S5.1.2.6, S5.1.2.7, S5.1.2.8, or S5.1.2.11
shall affix a label, removable by hand without tools, to each item of
glazing materials. The label shall identify the product involved,
specify instructions and agents for cleaning the material that will
minimize the loss of transparency, and instructions for removing frost
and ice, and, at the option of the manufacturer, refer owners to the
vehicle's Owners Manual for more specific cleaning and other
instructions.
(b) Each manufacturer of glazing materials designed to meet the
requirements of paragraphs S5.1.2.4, S5.1.2.5, S5.1.2.6, S5.1.2.7, or
S5.1.2.8 may permanently and indelibly mark the lower center of each
item of such glazing material, in letters not less than 4.5 millimeters
nor more than 6 millimeters high, the following words, GLASS PLASTIC
MATERIAL--SEE OWNER'S MANUAL FOR CARE INSTRUCTIONS.
S5.1.2.11 Test Procedures for Item 4A--Rigid Plastic for Use in Side
Windows Rearward of the ``C'' Pillar. (a) Glazing materials that comply
with Tests Nos. 2, 10, 13, 16, 17, as that test is modified in
S5.1.2.9(c) (on the interior side only), 17, as that test is modified in
paragraph (b) of this section (on the exterior side only), 19, 20, 21,
and 24 of ANSI Z26.1-1977, as amended by ANSI Z26.1a-1980 (both
incorporated by reference, see Sec. 571.5), may be used in the
following specific locations:
(1) All areas in which item 4 safety glazing may be used.
(2) Any side window that meets the criteria in S5.1.2.11(a)(2)(i)
and (ii):
(i) Is in a vehicle whose rearmost designated seating position is
forward-facing and cannot be adjusted so that it is side or rear-facing;
and
(ii) The forwardmost point on its visible interior surface is
rearward of the vertical transverse plane that passes through the
shoulder reference point (as described in Figure 1 of Section 571.210
Seat belt assembly anchorages) of that rearmost seating position.
(b)(1) The initial maximum haze level shall not exceed 1.0 percent.
The specimens are subjected to abrasion for 100 cycles and then
carefully wiped with dry lens paper (or its equivalent). The light
scattered by the abraded track is measured in accordance with Test 17.
The arithmetic mean of the percentages of light scattered by the three
specimens shall not exceed 4.0 percent after being subjected to abrasion
for 100 cycles.
(2) The specimen is remounted on the specimen holder so that it
rotates substantially in a plane and subjected to abrasion for an
additional 400 cycles on the same track already abraded for 100
[[Page 752]]
cycles. Specimens are carefully wiped after abrasion with dry lens paper
(or its equivalent). The light scattered by the abraded track is then
measured as specified in Test 17. The arithmetic mean of the percentages
of light scattered by the three specimens shall not exceed 10.0 percent
after being subjected to abrasion for 500 cycles.
S5.2 Edges. In vehicles except schoolbuses, exposed edges shall be
treated in accordance with SAE Recommended Practice J673a (1967)
(incorporated by reference, see Sec. 571.5). In schoolbuses, exposed
edges shall be banded.
S6. Certification and Marking.
S6.1 Each prime glazing material manufacturer, except as specified
below, shall mark the glazing materials it manufactures in accordance
with section 6 of ANSI Z26.1-1977, as amended by ANSI Z26.1a-1980 (both
incorporated by reference, see Sec. 571.5). The materials specified in
S5.1.2.1, S5.1.2.2, S5.1.2.3, S5.1.2.4, S5.1.2.5, S5.1.2.6, S5.1.2.7,
S5.1.2.8, and S5.1.2.11 shall be identified by the marks ``AS 11C'',
``AS 12'', ``AS 13'', ``AS 14'', ``AS 15A'', ``AS 15B'', ``AS 16A'',
``AS 16B'', and ``AS 4'', respectively. A prime glazing material
manufacturer is one which fabricates, laminates, or tempers the glazing
material.
S6.2 Each prime glazing material manufacturer shall certify each
piece of glazing material to which this standard applies that is
designed as a component of any specific motor vehicle or camper,
pursuant to section 114 of the National Traffic and Motor Vehicle Safety
Act of 1966 (49 U.S.C. Sec. 30115), by adding to the mark required by
S6.1 in letters and numerals of the size specified in section 6 of ANSI
Z26.1-1977, as amended by ANSI Z26.1a-1980 (both incorporated by
reference, see Sec. 571.5), the symbol ``DOT'' and a manufacturer's
code mark, which will be assigned by NHTSA on the written request of the
manufacturer.
S6.3 Each prime glazing material manufacturer shall certify each
piece of glazing material to which this standard applies that is
designed to be cut into components for use in motor vehicles or items of
motor vehicle equipment, pursuant to section 114 of the National Traffic
and Motor Vehicle Safety Act (49 U.S.C. Sec. 30115).
S6.4 Each manufacturer or distributor who cuts a section of glazing
material to which this standard applies, for use in a motor vehicle or
camper, shall mark that material in accordance with section 6 of ANSI
Z26.1-1977, as amended by ANSI Z26.1a-1980 (both incorporated by
reference, see Sec. 571.5).
S6.5 Each manufacturer or distributor who cuts a section of glazing
material to which this standard applies, for use in a motor vehicle or
camper, shall certify that his product complies with this standard in
accordance with section 114 of the National Traffic and Motor Vehicle
Safety Act (49 U.S.C. 30115).
[[Page 753]]
[GRAPHIC] [TIFF OMITTED] TR12JY05.000
[70 FR 39966, July 12, 2005, as amended at 77 FR 763, Jan. 6, 2012]
Sec. 571.206 Standard No. 206; Door locks and door retention components.
S1. Scope and Purpose. This standard specifies requirements for
vehicle door locks and door retention components, including latches,
hinges, and other supporting means, to minimize the likelihood of
occupants being ejected from a vehicle as a result of impact.
S2. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks designed to carry at least one
person, and buses with a gross vehicle weight rating (GVWR) of 4,536 kg
or less.
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S3. Definitions.
Auxiliary Door Latch is a latch equipped with a fully latched
position, with or without a secondary latched position, and fitted to a
door or door system equipped with a primary door latch system.
Auxiliary Door Latch System consists of door latches and strikers
other than those associated with the primary door latch system.
Back Door is a door or door system on the back end of a motor
vehicle through which passengers can enter or depart the vehicle or
cargo can be loaded or unloaded. It does not include:
(a) A trunk lid; or
(b) A door or window composed entirely of glazing material and whose
latches and/or hinge systems are attached directly to the glazing
material.
Body Member is that portion of the hinge normally affixed to the
body structure.
Door Closure Warning System is a system that will activate a visual
signal when a door latch system is not in its fully latched position and
the vehicle ignition is activated.
Door Hinge System is one or more hinges used to support a door.
Door Latch System consists of latches and strikers installed on a
door system.
Door Member is that portion of the hinge normally affixed to the
door structure and constituting the swinging member.
Door System is the door, latch, striker, hinges, sliding track
combinations and other door retention components on a door and its
surrounding doorframe. The door system of a double door includes both
doors.
Double Door is a system of two doors where the front door or wing
door opens first and connects to the rear door or bolted door, which
opens second.
Folding Door is a movable barrier, which will close off an
entranceway to a bus, multipurpose passenger vehicle or truck,
consisting of two or more hinge panels that swing, slide, or rotate;
does not have a striker and latch assembly.
Fork-bolt is the part of the latch that engages and retains the
striker when in a latched position.
Fork-bolt Opening Direction is the direction opposite to that in
which the striker enters the latch to engage the fork-bolt.
Fully Latched Position is the coupling condition of the latch that
retains the door in a completely closed position.
Hinge is a device system used to position the door relative to the
body structure and control the path of the door swing for passenger
ingress and egress.
Hinge Pin is that portion of the hinge normally interconnecting the
body and door members and establishing the swing axis.
Latch is a device employed to maintain the door in a closed position
relative to the vehicle body with provisions for deliberate release (or
operation).
Primary Door Latch is a latch equipped with both a fully latched
position and a secondary latched position and is designated as a
``primary door latch'' by the manufacturer.
Primary Door Latch System consists of a primary door latch(s) and a
striker(s).
Secondary Latched Position refers to the coupling condition of the
latch that retains the door in a partially closed position.
Side Front Door is a door that, in a side view, has 50 percent or
more of its opening area forward of the rearmost point on the driver's
seat back, when the seat back is adjusted to its most vertical and
rearward position. For vehicles without a driver's designated seating
position it is a door that in a side view, has 50 percent or more of its
opening area forward of the rearmost point on the most rearward
passenger's seat back in the front row of seats, when the seat backs are
adjusted to their most vertical and rearward position.
Side Rear Door is a door that, in a side view, has 50 percent or
more of its opening area to the rear of the rearmost point on the
driver's seat back, when the driver's seat is adjusted to its most
vertical and rearward position. For vehicles without a driver's
designated seating position it is a door that in a side view, has 50
percent or more of its opening area rear of the rearmost point on the
most rearward
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passenger's seat back in the front row of seats, when the seat backs are
adjusted to their most vertical and rearward position.
Striker is a device with which the latch engages to maintain the
door in the fully latched or secondary latched position.
Trunk Lid is a movable body panel that provides access from outside
the vehicle to a space wholly partitioned from the occupant compartment
by a permanently attached partition or fixed or fold-down seat back.
S4. Requirements. The requirements apply to all side and back doors,
that lead directly into a compartment that contains one or more seating
accommodations and the associated door components, except for those on
folding doors, roll-up doors, detachable doors, bus doors used only for
emergency egress purposes and labeled accordingly and on bus doors to
accommodate a permanently attached wheelchair lift system that when the
device is in the retracted position, the lift platform retracts to a
vertical orientation parallel to and in close proximity with the
interior surface of the lift door and in that position, the platform
completely covers the doorway opening, has fixed attachments to the
vehicle and provides a barricade to the doorway. The bus wheelchair lift
door must be linked to an alarm system consisting of either a flashing
visible signal located in the driver's compartment or an alarm audible
to the driver that is activated when the door is not fully closed and
the vehicle ignition is activated.
S4.1 Hinged Doors
S4.1.1 Primary and Auxiliary Door Latch Systems. Each hinged door
system shall be equipped with at least one primary door latch system. By
the time a vehicle is certified a manufacturer shall designate the door
latch system(s) that is the ``primary door latch system(s).'' Upon
certification, a manufacturer may not thereafter alter the designation
of a primary door latch system. Each manufacturer shall, upon request
from the National Highway Traffic Safety Administration, provide
information regarding such designation.
S4.1.1.1 Load Test One.
(a) Each primary door latch system and auxiliary door latch system,
when in the fully latched position, shall not separate when a load of
11,000 N is applied in the direction perpendicular to the face of the
latch such that the latch and the striker anchorage are not compressed
against each other, when tested in accordance with S5.1.1.1.
(b) When in the secondary latched position, the primary door latch
system shall not separate when a load of 4,500 N is applied in the same
direction specified in paragraph (a) of this section when tested in
accordance with S5.1.1.1.
S4.1.1.2 Load Test Two.
(a) Each primary door latch system and auxiliary door latch system,
when in the fully latched position, shall not separate when a load of
9,000 N is applied in the fork-bolt opening direction and parallel to
the face of the latch, when tested in accordance with S5.1.1.2.
(b) When in the secondary latched position, the primary door latch
system shall not separate when a load of 4,500 N is applied in the same
direction specified in paragraph (a) of this section when tested in
accordance with S5.1.1.2.
S4.1.1.3 Load Test Three. (Applicable only to back doors that open
in a vertical direction). Each primary door latch system on back doors,
when in the fully latched position, shall not separate when a load of
9,000 N is applied in a direction orthogonal to the directions specified
in S4.1.1.1 and S4.1.1.2 when tested in accordance with S5.1.1.3.
S4.1.1.4 Inertial Load. Each primary door latch system and auxiliary
door latch system shall meet either the dynamic requirements specified
in paragraphs (a) and (b) of S4.1.1.4 or the calculation of inertial
load resistance specified in paragraph (c) of S4.1.1.4.
(a) Each primary door latch and auxiliary door latch on each hinged
door shall not disengage from the fully latched position when an inertia
load is applied to the door latch system, including the latch and its
activation device, in the directions parallel to the vehicle's
longitudinal and transverse
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axes with the locking device disengaged, when tested as specified in
S5.1.1.4(b).
(b) Each primary door latch and auxiliary door latch on each hinged
back door shall also not disengage from the fully latched position when
an inertia load is applied to the door latch system, including the latch
and its activation device, in the direction parallel to the vehicle's
vertical axis with the locking device disengaged, when tested as
specified in S5.1.1.4(b).
(c) Each component or subassembly is calculated for its minimum
inertial load resistance in a particular direction. The combined
resistance to the unlatching operation must assure that the door latch
system, when properly assembled in the vehicle door, will remain latched
when subjected to an inertial load of 30 g in the vehicle directions
specified in paragraph (a) of this section or paragraph (b) of this
section, as applicable, when calculated in accordance with S5.1.1.4 (a).
S4.1.2 Door Hinges.
S4.1.2.1 When tested in accordance with S5.1.2, each door hinge
system shall:
(a) Support the door,
(b) Not separate when a longitudinal load of 11,000 N is applied,
(c) Not separate when a transverse load of 9,000 N is applied, and
(d) For back doors,
(1) Not separate when a load of 11,000 N is applied perpendicular to
the hinge face plate (longitudinal load test) such that the hinge plates
are not compressed against each other (Load Test One).
(2) Not separate when a load of 9,000 N is applied perpendicular to
the axis of the hinge pin and parallel to the hinge face plate
(transverse load test) such that the hinge plates are not compressed
against each other (Load Test Two).
(3) Not separate when a load of 9,000 N is applied in the direction
of the axis of the hinge pin (Load Test Three--only for back doors that
open in a vertical direction).
S4.1.2.2 If a single hinge within the hinge system is tested instead
of the entire hinge system, the hinge must bear a load proportional to
the total number of hinges in the hinge system. (For example, an
individual hinge in a two-hinge system must be capable of withstanding
50% of the load requirements of the total system.)
S4.1.2.3 On side doors with rear mounted hinges that can be operated
independently of other doors,
(a) The interior door handle shall be inoperative when the speed of
the vehicle is greater than or equal to 4 km/h, and
(b) A door closure warning system shall be provided for those doors.
The door closure warning system shall be located where it can be clearly
seen by the driver.
S4.1.3.2 Side Rear Door Locks. In passenger cars and multipurpose
passenger vehicles, when the locking mechanism is engaged both the
outside and inside door handles or other latch release controls shall be
inoperative.
S4.2 Sliding Side Doors.
S4.2.1 Latch System. Each sliding door system shall be equipped with
either:
(a) At least one primary door latch system, or
(b) A door latch system with a fully latched position and a door
closure warning system. The door closure warning system shall be located
where it can be clearly seen by the driver. Upon certification a
manufacturer may not thereafter alter the designation of a primary
latch. Each manufacturer shall, upon request from the National Highway
Traffic Safety Administration, provide information regarding such
designation.
S4.2.1.1 Load Test One.
(a) At least one door latch system, when in the fully latched
position, shall not separate when a load of 11,000 N is applied in the
direction perpendicular to the face of the latch such that the latch and
the striker anchorage are not compressed against each other, when tested
in accordance with S5.2.1.1.
(b) In the case of a primary door latch system, when in the
secondary latched position, the door latch system shall not separate
when a load of 4,500 N is applied in the same direction specified in
paragraph (a) of this section when tested in accordance with S5.2.1.1.
S4.2.1.2 Load Test Two.
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(a) At least one door latch system, when in the fully latched
position, shall not separate when a load of 9,000 N is applied in the
fork-bolt opening direction and parallel to the face of the latch when
tested in accordance with S5.2.1.2.
(b) In the case of a primary door latch system, when in the
secondary latched position, the door latch system shall not separate
when a load of 4,500 N is applied in the same direction specified in
paragraph (a) of this section when tested in accordance with S5.2.1.2.
S4.2.1.3 Inertial Load. Each door latch system certified as meeting
the requirements of S4.2.1.1 and S4.2.1.2 shall meet either the dynamic
requirements specified in paragraph (a) of this section or the
calculation of inertial load resistance specified in paragraph (b) of
this section.
(a) The door latch system shall not disengage from the fully latched
position when an inertial load is applied to the door latch system,
including the latch and its activation mechanism, in the directions
parallel to the vehicle's longitudinal and transversal axes with the
locking mechanism disengaged, and when tested in accordance with
S5.1.1.4(b).
(b) The minimum inertial load resistance can be calculated for each
component or subassembly. Their combined resistance to the unlatching
operation must assure that the door latch system, when properly
assembled in the vehicle door, will remain latched when subjected to an
inertia load of 30 g in the vehicle directions specified in paragraph
(a) of this section, when calculated in accordance with S5.1.1.4(a).
S4.2.2 Door System.
S4.2.2.1 The track and slide combination or other supporting means
for each sliding door, while in the closed fully latched position, shall
not separate from the door frame when a total force of 18,000 N along
the vehicle transverse axis is applied to the door as specified in
S5.2.2.
S4.2.2.2 When a sliding door system is tested in accordance with
S5.2.2, the following conditions shall not occur:
(a) A separation which permits a sphere with a diameter of 100 mm to
pass unobstructed between the exterior of the vehicle to the interior of
the vehicle, while the required force is maintained as shown in Figure
1.
(b) Either force application device reaches a total displacement of
300 mm.
S4.2.2.3 This S4.2.2 applies to vehicles manufactured on or after
September 1, 2010.
S4.3 Door Locks. Each door shall be equipped with at least one
locking device which, when engaged, shall prevent operation of the
exterior door handle or other exterior latch release control and which
has an operating means and a lock release/engagement device located
within the interior of the vehicle.
S4.3.1 Rear side doors. Each rear side door shall be equipped with
at least one locking device which has a lock release/engagement
mechanism located within the interior of the vehicle and readily
accessible to the driver of the vehicle or an occupant seated adjacent
to the door, and which, when engaged, prevents operation of the interior
door handle or other interior latch release control and requires
separate actions to unlock the door and operate the interior door handle
or other interior latch release control.
S4.3.2 Back doors. Each back door equipped with an interior door
handle or other interior latch release control, shall be equipped with
at least one locking device that meets the requirements of S4.3.1.
S5 Test Procedures.
S5.1 Hinged Doors.
S5.1.1 Primary and Auxiliary Door Latches.
S5.1.1.1 Load Test One Force Application. The test procedures for
S4.1.1.1 and S4.2.1.1 are as follows:
(a) Fully latched position.
(1) Attach the test fixture shown in Figure 2 to the mounting
provisions of the latch and striker. Align the direction of engagement
parallel to the linkage of the fixture. Mount the fixture with latch and
striker in the fully latched position in the test machine so as to apply
a load perpendicular to the face of the latch.
(2) Locate weights so as to apply a 900 N load tending to separate
the latch and striker in the direction of the latch opening.
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(3) Apply the test load, in the direction specified in S4.1.1.1 and
Figure 5, at a rate not to exceed 5 mm/min until the required load has
been achieved. Record the maximum load achieved.
(b) Secondary Latched Position.
(1) Attach the test fixture shown in Figure 2 to the mounting
provisions of the latch and striker. Align the direction of engagement
parallel to the linkage of the fixture. Mount the fixture with latch and
striker in the secondary position in the test machine so as to apply a
load perpendicular to the face of the latch.
(2) Locate weights so as to apply a 900 N load tending to separate
the latch and striker in the direction of the latch opening.
(3) Apply the test load, in the direction specified in S4.1.1.1 and
Figure 5, at a rate not to exceed 5 mm/min until the required load has
been achieved. Record maximum load achieved.
(4) The test plate to which the door latch is mounted will have a
striker cut-out configuration similar to the environment in which the
door latch will be mounted on normal vehicle doors.
S5.1.1.2 Load Test Two Force Application. The test procedures for
S4.1.1.2 and S4.2.1.2 are as follows:
(a) Fully Latched Position.
(1) Adapt the test fixture shown in Figure 3 to the mounting
provisions of the latch and striker. Mount the fixture with latch and
striker in the fully latched position in the test machine so to apply a
load in the direction of latch opening.
(2) Apply the test load, in the direction specified in S4.1.1.2 and
Figure 5, at a rate not to exceed 5 mm/min until the required load has
been achieved. Record the maximum load achieved.
(b) Secondary Latched Position.
(1) Adapt the test fixture shown in Figure 3 to the mounting
provisions of the latch and striker. Mount the fixture with latch and
striker in the secondary latched position in the test machine so as to
apply a load in the direction of latch opening.
(2) Apply the test load, in the direction specified in S4.1.1.2 and
Figure 5, at a rate not to exceed 5 mm/min until the required load has
been achieved. Record the maximum load achieved.
S5.1.1.3 Load Test Three Force Application. The test procedures for
S4.1.1.3 are as follows:
(a) Adapt the test fixture shown in Figure 4 to the mounting
provisions of the latch and striker. Mount the fixture with latch and
striker in the fully latched position in the test machine so as to apply
a load in the direction specified in S4.1.1.3 and Figure 5.
(b) Apply the test load, in the direction specified in S4.1.1.3 and
Figure 5, at a rate not to exceed 5 mm/min until the required load has
been achieved. Record the maximum load required.
S5.1.1.4 Inertial Force Application. The test procedures for
S4.1.1.4 and S4.2.1.3 are as follows:
(a) Calculation. The calculation is performed in accordance with
paragraph 6 of SAE Recommended Practice J839 (1991) (incorporated by
reference, see Sec. 571.5).
(b) Dynamic Test. The dynamic inertial force application is tested
according to the setup specified in paragraph (1) or (2) of this
section.
(1) Test Setup and Directions for Full Vehicle Test.
(i) Test Setup.
(A) Rigidly secure the full vehicle to an acceleration device that,
when accelerated together, will assure that all points on the crash
pulse curve are within the corridor defined in Table 1 and Figure 6.
(B) Install the equipment used to record door opening (doors may be
tethered to avoid damaging the recording equipment).
(C) Close the door(s) to be tested and ensure that the door
latch(es) is in the fully-latched position, that the door(s) is
unlocked, and that all windows, if provided, on the door(s) are closed.
(ii) Test Directions. (See Figure 7)
(A) Longitudinal Setup 1. Orient the vehicle so that its
longitudinal axis is aligned with the axis of the acceleration device,
simulating a frontal impact.
(B) Longitudinal Setup 2. Orient the vehicle so that its
longitudinal axis is aligned with the axis of the acceleration device,
simulating a rear impact.
(C) Transverse Setup 1. Orient the vehicle so that its transverse
axis is
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aligned with the axis of the acceleration device, simulating a left-side
impact.
(D) Transverse Setup 2. (Only for vehicles having different door
arrangements on each side.) Orient the vehicle so that its transverse
axis is aligned with the axis of the acceleration device, simulating a
side impact in the direction opposite to that described in b(1)(ii)(C)
of this paragraph.
(2) Test Setup and Directions for Door Test.
(i) Test Setup.
(A) Mount the door assemblies, consisting of at least the door
latch(es), exterior door handle(s) with mechanical latch operation,
interior door opening lever(s), and locking device(s), either separately
or combined to a test fixture. Each door and striker is mounted to the
test fixture to correspond to its orientation on the vehicle and to the
directions specified in b(1)(ii) of this paragraph.
(B) Mount the test fixture to the acceleration device, and install
the equipment used to record door opening.
(C) Ensure that the door latch is in the fully-latched position,
that the door is unlocked (doors may be tethered to avoid damaging the
recording equipment), and that any windows, if provided, are closed.
(ii) Test Directions. (See Figure 7)
(A) Longitudinal Setup 1. Orient the door subsystem(s) on the
acceleration device in the direction of a frontal impact.
(B) Longitudinal Setup 2. Orient the door subsystem(s) on the
acceleration device in the direction of a rear impact.
(C) Transverse Setup 1. Orient the door subsystem(s) on the
acceleration device in the direction of a driver-side impact.
(D) Transverse Setup 2. Orient the door subsystem(s) on the
acceleration device in the direction opposite to that described in
(b)(2)(ii)(C) of this paragraph.
(E) Vertical Setup 1 (applicable only to back doors that open in a
vertical direction). Orient the door subsystem(s) on the acceleration
device so that its vertical axis (when mounted in the vehicle) is
aligned with the axis of the acceleration device, simulating a rollover
impact where the force is applied in the direction from the top to the
bottom of the door (when mounted in a vehicle).
(F) Vertical Setup 2 (applicable only to back doors that open in a
vertical direction). Orient the door subsystem(s) on the acceleration
device so that its vertical axis (when mounted in the vehicle) is
aligned with the axis of the acceleration device, simulating a rollover
impact where the force is applied in the direction opposite to that
described in (b)(2)(ii)(E) of this paragraph.
(3) Test Operation.
(i) The acceleration device platform shall be instrumented with an
accelerometer and data processing system that conforms to the
requirements specified in SAE Recommended Practice J211-1 DEC2003
(incorporated by reference, see Sec. 571.5) Channel Class 60. The
accelerometer sensitive axis is parallel to the direction of test
platform travel.
(ii) Maintaining a minimum acceleration level of 30 g for a period
of at least 30 ms, while keeping the recorded acceleration within the
pulse corridor defined in Table 1 and Figure 6, accelerate the
acceleration device in the following directions:
(A) For Full Vehicle Tests, in the directions specified in
S5.1.1.4(b)(1)(ii)(A) through S5.1.1.4(b)(1)(ii)(D).
(B) For Door Tests, in the directions specified in
S5.1.1.4(b)(2)(ii)(A) through S5.1.1.4(b)(2)(ii)(F).
(iii) Check recording device for door opening and/or closure during
the test.
(iv) If at any point in time, the pulse exceeds 36 g and the test
specifications are met, the test shall be considered valid.
S5.1.2 Door Hinges. The test procedures for S4.1.2 are as follows:
S5.1.2.1 Multiple Hinge Evaluation;
S5.1.2.1 Multiple Hinge Evaluation;
S5.1.2.1.1 Longitudinal Load Test.
(a) Attach the test fixture illustrated in Figure 8 to the mounting
provisions of the hinge system. Hinge attitude is configured to simulate
vehicle position (door fully closed) relative to the hinge centerline.
For test purposes, the distance between the extreme end of one hinge in
the system to the extreme end of another hinge in the system is to be
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set at 406 mm 4 mm. The load is to be applied
equidistant between the linear center of the engaged portions of the
hinge pins and through the centerline of the hinge pin in the
longitudinal vehicle direction (see Figure 8).
(b) Apply the test load at a rate not to exceed 5 mm/min until the
required load has been achieved. Record maximum load achieved.
S5.1.2.1.2 Transverse Load Test
(a) Attach the test fixture shown in Figure 8 to the mounting
provisions of the hinge system. Hinge attitude is configured to simulate
vehicle position (door fully closed) relative to the hinge centerline.
For test purposes, the distance between the extreme end of one hinge in
the system to the extreme opposite end of another hinge in the system is
to be set at 406 mm 4 mm. The load is to be
applied equidistant between the linear center of the engaged portions of
the hinge pins and through the centerline of the hinge pin in the
transverse vehicle direction (see Figure 8).
(b) Apply the test load at a rate not to exceed 5 mm/min until the
required load has been achieved. Record maximum load achieved.
S5.1.2.2 Back Door Hinge Load Test
(a) Load Test One
(1) Attach the test fixture illustrated in Figure 8 to the mounting
provisions of the hinge system. Hinge attitude is configured to simulate
vehicle position (door fully closed) relative to the hinge centerline.
For test purposes, the distance between the extreme end of one hinge
system in the system to the extreme opposite end of another hinge system
is to be set at 406 4 mm. The load is to be
applied equidistant between the linear center of the engaged portions of
the hinge pins and through the centerline of the hinge pin, and as
specified in S4.1.2.1(d)(1). (See Figure 9).
(2) Apply the test load at a rate not to exceed 5 mm/min until the
required load has been achieved. Failure consists of a separation of
either hinge. Record the maximum load achieved.
(b) Load Test Two
(1) Attach the test fixture illustrated in Figure 8 to the mounting
provisions of the hinge system. Hinge attitude is configured to simulate
vehicle position (door fully closed) relative to the hinge centerline.
For test purposes, the distance between the extreme end of one hinge
system in the system to the extreme opposite end of another hinge system
is to be set at 406 4 mm. The load is to be
applied equidistant between the linear center of the engaged portions of
the hinge pins and through the centerline of the hinge pin, and as
specified in S4.1.2.1(d)(2). (See Figure 9).
(2) Apply the test load at a rate not to exceed 5 mm/min until the
required load has been achieved. Failure consists of a separation of
either hinge. Record the maximum load achieved.
(c) Load Test Three
(1) Attach the test fixture illustrated in Figure 8 to the mounting
provisions of the hinge system. Hinge attitude is configured to simulate
vehicle position (door fully closed) relative to the hinge centerline.
For test purposes, the distance between the extreme end of one hinge
system in the system to the extreme opposite end of another hinge system
is to be set at 406 4 mm. The load is to be
applied through the centerline of the hinge pin, and as specified in
S4.1.2.1(d)(3). (See Figure 9).
(2) Apply the test load at a rate not to exceed 5 mm/min until the
required load has been achieved. Failure consists of a separation of
either hinge. Record the maximum load achieved.
S5.1.2.3 Single Hinge Evaluation. Individual hinges of a hinge
system are tested in accordance with the procedures below:
(a) Longitudinal Load. Attach the test fixture illustrated in Figure
8 to the mounting provisions of the hinge. Hinge attitude is configured
to simulate the vehicle position (door fully closed) relative to the
hinge centerline. For test purposes, the load is to be applied
equidistant between the linear center of the engaged portions of the
hinge pin and through the centerline of the hinge pin in the
longitudinal vehicle direction. Apply the test load at a rate not to
exceed 5 mm/min until the required load has been achieved. Failure
consists of a separation of either hinge. Record maximum load achieved.
(b) Transverse Load. Attach the test fixture illustrated in Figure 8
to the mounting provisions of the hinge.
[[Page 761]]
Hinge attitude is configured to simulate the vehicle position (door
fully closed) relative to the hinge centerline. For test purposes, the
load is to be applied equidistant between the linear center of the
engaged portions of the hinge pin and through the centerline of the
hinge pin in the transverse vehicle direction. Apply the test load at a
rate not to exceed 5 mm/min until the required load has been achieved.
Failure consists of a separation of either hinge. Record maximum load
achieved.
(c) Back Door Hinge Load Tests.
(1) Load Test One. Attach the test fixture illustrated in Figure 8
to the mounting provisions of the hinge. Hinge attitude is configured to
simulate the vehicle position (door fully closed) relative to the hinge
centerline. For test purposes, the load is to be applied equidistant
between the linear center of the engaged portions of the hinge pin and
through the centerline of the hinge pin, and as specified in
S4.1.2.1(d)(1). (See Figure 9). Apply the test load at a rate not to
exceed 5 mm/min until the required load has been achieved. Failure
consists of a separation of either hinge. Record maximum load achieved.
(2) Load Test Two. Attach the test fixture illustrated in Figure 8
to the mounting provisions of the hinge. Hinge attitude is configured to
simulate the vehicle position (door fully closed) relative to the hinge
centerline. For test purposes, the load is to be applied equidistant
between the linear center of the engaged portions of the hinge pin and
through the centerline of the hinge pin, and as specified in
S4.1.2.1(d)(2). (See Figure 9). Apply the test load at a rate not to
exceed 5 mm/min until the required load has been achieved. Failure
consists of a separation of either hinge. Record maximum load achieved.
(3) Load Test Three. Attach the test fixture illustrated in Figure 8
to the mounting provisions of the hinge. Hinge attitude is configured to
simulate the vehicle position (door fully closed) relative to the hinge
centerline. For test purposes, the load is to be applied through the
centerline of the hinge pin, and as specified in S4.1.2.1(d)(3). (See
Figure 9). Apply the test load at a rate not to exceed 5 mm/min until
the required load has been achieved. Failure consists of a separation of
either hinge. Record maximum load achieved.
S5.1.2.4 For piano-type hinges, the hinge spacing requirements are
not applicable and arrangement of the test fixture is altered so that
the test forces are applied to the complete hinge.
S5.2 Sliding Side Doors.
S5.2.1 Door Latches.
S5.2.1.1 Load Test One Force Application. The requirements of
S4.2.1.1 are tested in accordance with the procedures specified in
S5.1.1.1.
S5.2.1.2 Load Test Two Force Application. The requirements of
S4.2.1.2 are tested in accordance with the procedures specified in
S5.1.1.2.
S5.2.1.3 [Reserved]
S5.2.1.4 [Reserved]
S5.2.2 Door System. The test procedures for S4.2.2 are as follows:
S5.2.2.1 Tests are conducted using a full vehicle with the sliding
door and its retention components.
S5.2.2.1 Tests are conducted using a full vehicle with the sliding
door and its retention components.
S5.2.2.2 The test is conducted using two force application devices
capable of applying the outward transverse forces specified in S5.2.2.4.
The test setup is shown in Figure 10. The force application system shall
include the following:
(a) Two force application plates, (b) Two force application devices
capable of applying the outward transverse load requirements for a
minimum displacement of 300 mm.
(c) Two load cells of sufficient capacity to measure the applied
loads specified in S5.2.2.4.
(d) Two linear displacement measurement devices required for
measuring force application device displacement during the test.
(e) Equipment to measure for a 100 mm separation as specified in
S4.2.2.2(a), while respecting all relevant safety and health
requirements.
S5.2.2.3 Test Setup.
(a) Remove all interior trim and decorative components from the
sliding door assembly.
(b) Remove seats and any interior components that may interfere with
the mounting and operation of the test
[[Page 762]]
equipment and all pillar trim and any non-structural components that
overlap the door and cause improper placement of the force application
plates.
(c) Each force application device and associated support structure
is rigidly fixed on a horizontal surface on the vehicle floor, while
applying the loads.
(d) Determine the forward and aft edge of the sliding door, or its
adjoining vehicle structure, that contains a latch/striker.
(e) Close the sliding door, ensuring that all door retention
components are fully engaged.
(f) For any tested door edge that contains one latch/striker, the
following set-up procedures are used:
(1)(i) The force application plate is 150 mm in length, 50 mm in
width, and at least 15 mm in thickness. The plate edges are rounded to a
radius of 6 mm 1 mm.
(ii) The plates are fixed perpendicular to the force application
devices and move in the transverse direction. For alignment purposes,
each plate is attached to the application device in a manner that allows
for rotation about the vehicle's y-axis. In this manner, the face of
each plate remains parallel to the vertical plane which passes through
the vehicle's longitudinal centerline.
(2) Place the force application device and force application plate
against the door so that the applied force is perpendicular to the
vertical longitudinal plane that passes through the vehicle's
longitudinal centerline, and vertically centered on the door-mounted
portion of the latch/striker.
(3) The force application plate is positioned such that the long
edge of the plate is as close to the interior edge of the door as
possible, but not such that the forward edge of forward plate and the
rear edge of the rear plate are more than 12.5 mm from the respective
interior edges.
(g) For any tested door edge that contains more than one latch/
striker, the following setup procedures are used:
(1)(i) The force application plate is 300 mm in length, 50 mm in
width, and at least 15 mm in thickness. The plate edges are rounded to a
radius of 6 mm 1 mm.
(ii) The plates are fixed perpendicular to the force application
devices and move in the transverse direction. For alignment purposes,
each plate is attached to the application device in a manner that allows
for rotation about the vehicle's y-axis. In this manner, the face of
each plate remains parallel to the vertical plane which passes through
the vehicle's longitudinal centerline.
(2) Place the force application device and force application plate
against the door so that the applied force is perpendicular to the
vertical longitudinal plane that passes through the vehicle's
longitudinal centerline, and vertically centered on a point mid-way
between the outermost edges of the latch/striker assemblies.
(3) The force application plate is positioned such that the long
edge of the plate is as close to the interior edge of the door as
possible, but not such that the forward edge of forward plate and the
rear edge of the rear plate are more than 12.5 mm from the respective
interior edges.
(h) For any tested door edge that does not contain at least one
latch/striker, the following set-up procedures are used:
(1)(i) The force application plate is 300 mm in length, 50 mm in
width, and at least 15 mm in thickness. The plate edges are rounded to a
radius of 6 mm 1 mm.
(ii) The plates are fixed perpendicular to the force application
devices and move in the transverse direction. For alignment purposes,
each plate is attached to the application device in a manner that allows
for rotation about the vehicle's y-axis. In this manner, the face of
each plate remains parallel to the vertical plane which passes through
the vehicle's longitudinal centerline.
(2) Place the force application device and force application plate
against the door so that the applied force is perpendicular to the
vertical longitudinal plane that passes through the vehicle's
longitudinal centerline, and vertically centered on a point mid-way
along the length of the door edge ensuring that the loading device
avoids contact with the window glazing.
[[Page 763]]
(3) The force application plate is positioned such that the long
edge of the plate is as close to the interior edge of the door as
possible, but not such that the forward edge of forward plate and the
rear edge of the rear plate are more than 12.5 mm from the respective
interior edges.
(i) The door is unlocked. No extra fixtures or components may be
welded or affixed to the sliding door or any of its components.
(j) Place the load application structure so that the force
application plates are in contact with the interior of the sliding door.
(k) Apply a preload of 500 N to each actuator and ``zero'' the
displacement measuring device.
S5.2.2.4 Test Procedure.
(a) Increase the force on each force application device as linearly
as practicable until a force of 9,000 N is achieved on each force
application device in not less than 90 seconds and not more than 120
seconds, or until either force application device reaches a total
displacement of 300 mm.
(b) If one of the force application devices reaches the target force
of 9,000 N prior to the other, maintain the 9,000 N force with that
force application device until the second force application device
reaches the 9,000 N force.
(c) Once both force application devices have achieved 9,000 N each
hold the resulting load.
(d) Maintain each force application device load as specified in
paragraph (c) and within 30 seconds measure the separation between the
exterior edge of the doorframe and the interior of the door along the
perimeter of the door.
S5.3 Sliding Side Doors. Compliance with S4.3 shall be demonstrated
by applying an outward transverse load of 8,900 Newtons (2,000 pounds)
to the load-bearing members at the opposite edges of the door (17,800
Newtons (4,000 pounds) total). The demonstration may be performed either
in the vehicle or with the door retention components in a bench test
fixture.
[[Page 764]]
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[36 FR 22902, Dec. 2, 1971, as amended at 37 FR 284, Jan. 8, 1972; 50 FR
12031, Mar. 27, 1985; 60 FR 13646, Mar. 14, 1995; 60 FR 50134, Sept. 28,
1995; 61 FR 39907, July 31, 1996; 72 FR 5399, June 27, 2007; 74 FR
35135, July 20, 2009; 74 FR 37176, July 28, 2009; 75 FR 7382, Feb. 19,
2010; 77 FR 764, Jan. 6, 2012; 87 FR 18588, Mar. 30, 2022]
Editorial Note: At 72 FR 5399, June 27, 2007, Sec. 571.206 was
amended by adding S.5.3; however, the amendment could not be
incorporated because S.5.3 already exists.
Sec. 571.207 Standard No. 207; Seating systems.
S1. Purpose and scope. This standard establishes requirements for
seats, their attachment assemblies, and their installation to minimize
the possibility of their failure by forces acting on them as a result of
vehicle impact.
S2. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks designed to carry at least one
person, and buses.
S3. Definitions. Occupant seat means a seat that provides at least
one designated seating position.
Seat adjuster means the part of the seat that provides forward and
rearward positioning of the seat bench and back, and/or rotation around
a vertical axis, including any fixed portion, such
[[Page 774]]
as a seat track. In the case of a seat equipped with seat adjusters at
different levels, the term means the uppermost seat adjuster.
S4. Requirements.
S4.1 Driver's seat. Each vehicle with manually operated driving
controls shall have a driver's designated seating position.
S4.2. General performance requirements. When tested in accordance
with S5, each occupant seat shall withstand the following forces, in
newtons, except for: a side-facing seat; a passenger seat on a bus other
than a school bus; a passenger seat on a school bus with a GVWR greater
than 4,536 kilograms (10,000 pounds); and, a passenger seat on a school
bus with a GVWR less than or equal to 4,536 kg manufactured before
October 21, 2011.
(a) In any position to which it can be adjusted--20 times the mass
of the seat in kilograms multiplied by 9.8 applied in a forward
longitudinal direction;
(b) In any position to which it can be adjusted--20 times the mass
of the seat in kilograms multiplied by 9.8 applied in a rearward
longitudinal direction;
(c) For a seat belt assembly attached to the seat--the force
specified in paragraph (a), if it is a forward facing seat, or paragraph
(b), if it is a rearward facing seat, in each case applied
simultaneously with the forces imposed on the seat by the seat belt
assembly when it is loaded in accordance with S4.2 of Sec. 571.210; and
(d) In its rearmost position--a force that produces a 373 newton
meters moment about the seating reference point for each designated
seating position that the seat provides, applied to the upper cross-
member of the seat back or the upper seat back, in a rearward
longitudinal direction for forward-facing seats and in a forward
longitudinal direction for rearward-facing seats.
S4.2.1 Seat adjustment. Except for vertical movement of nonlocking
suspension type occupant seats in trucks or buses, each seat shall
remain in its adjusted position when tested in accordance with the test
procedures specified in S5.
S4.3. Restraining device for hinged or folding seats or seat backs.
Except for a passenger seat in a bus or a seat having a back that is
adjustable only for the comfort of its occupants, a hinged or folding
occupant seat or occupant seat back shall--
(a) Be equipped with a self-locking device for restraining the
hinged or folding seat or seat back, and
(b) If there are any designated seating positions or auxiliary
seating accommodations behind the seat, either immediately to the rear
or to the sides, be equipped with a control for releasing that
restraining device.
S4.3.1 Accessibility of release control. If there is a designated
seating position immediately behind a seat equipped with a restraining
device, the control for releasing the device shall be readily accessible
to the occupant of the seat equipped with the device and, if access to
the control is required in order to exit from the vehicle, to the
occupant of the designated seating position immediately behind the seat.
S4.3.2 Performance of restraining device.
S4.3.2.1 Static force. (a) Once engaged, the restraining device for
a forward-facing seat shall not release or fail when a forward
longitudinal force, in newtons, equal to 20 times the mass of the hinged
or folding portion of the seat in kilograms multiplied by 9.8 is applied
through the center of gravity of that portion of the seat.
(b) Once engaged, the restraining device for a rearward-facing seat
shall not release or fail when a rearward longitudinal force, in
newtons, equal to 8 times the mass of the hinged or folding portion of
the seat in kilograms multiplied by 9.8 is applied through the center of
gravity of that portion of the seat.
S4.3.2.2 Acceleration. Once engaged, the restraining device shall
not release or fail when the device is subjected to an acceleration of
20 g., in the longitudinal direction opposite to that in which the seat
folds.
S4.4 Labeling. Seats not designated for occupancy while the vehicle
is in motion shall be conspicuously labeled to that effect.
S5. Test procedures.
S5.1 Apply the forces specified in S4.2(a) and S4.2(b) as follows:
S5.1.1 For a seat whose seat back and seat bench are attached to the
vehicle by the same attachments. (a) For a seat
[[Page 775]]
whose seat back and seat bench are attached to the vehicle by the same
attachments and whose height is adjustable, the loads are applied when
the seat is in its highest adjustment position in accordance with the
procedure or procedures specified in S5.1.1(a)(1), S5.1.1(a)(2), or
S5.1.1(a)(3), as appropriate.
(1) For a seat whose center of gravity is in a horizontal plane that
is above the seat adjuster or that passes through any part of the
adjuster, use, at the manufacturer's option, either S5.1.1(b) or, if
physically possible, S5.1.1(c).
(2) For a seat specified in S5.1.1(a)(1) for which it is not
physically possible to follow the procedure in S5.1.1(c), use S5.1.1(b).
(3) For a seat whose center of gravity is in a horizontal plane that
is below the seat adjuster, use S5.1.1(c).
(4) For all other seats whose seat back and seat bench are attached
to the vehicle by the same attachments, use S5.1.1(b).
(b) Secure a strut on each side of the seat from a point on the
outside of the seat frame in the horizontal plane of the seat's center
of gravity to a point on the frame as far forward as possible of the
seat anchorages. Between the upper ends of the struts attach a rigid
cross-member, in front of the seat back frame for rearward loading and
behind the seat back frame for forward loading. Apply the force
specified by S4.2(a) or S4.2(b) horizontally through the rigid cross-
member as shown in Figure 1.
(c) Find ``cg1,'' the center of gravity of the portion of
the seat that is above the lowest surface of the seat adjuster. On each
side of the seat, secure a strut from a point on the outside of the seat
frame in the horizontal plane of cg1 to a point on the frame
as far forward as possible of the seat adjusted position. Between the
upper ends of the struts attach a rigid cross-member, in front of the
seat back frame for rearward loading and behind the seat back frame for
forward loading. Find ``cg2,'' the center of gravity of the
portion of the seat that is below the seat adjuster. Apply a force
horizontally through cg1 equal to 20 times the weight of the
portion of the seat represented by cg1, and simultaneously
apply a force horizontally through cg2 equal to 20 times the
weight of the portion of the seat represented by cg2.
S5.1.2 If the seat back and the seat bench are attached to the
vehicle by different attachments, attach to each component a fixture
capable of transmitting a force to that component. Apply forces, in
newtons, equal to 20 times the mass of the seat back in kilograms
multiplied by 9.8 m/s\2\ horizontally through the center of gravity of
the seat back, as shown in Figure 2 and apply forces, in newtons, equal
to 20 times the mass of the seat bench in kilograms multiplied by 9.8 m/
s\2\ horizontally through the center of gravity of the seat bench, as
shown in Figure 3.
S5.2 Develop the moment specified in S4.2(d) as shown in Figure 4.
S5.3 Apply the forces specified in S4.3.2.1(a) and (b) to a hinged
or folding seat as shown in Figure 1 and to a hinged or folding seat
back as shown in Figure 5.
S5.4 Determine the center of gravity of a seat or seat component
with all cushions and upholstery in place and with the head restraint in
its fully extended design position.
[[Page 776]]
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[36 FR 22902, Dec. 2, 1971, as amended at 52 FR 7868, Mar. 13, 1987; 53
FR 30434, Aug. 12, 1988; 59 FR 37167, July 21, 1994; 60 FR 13647, Mar.
14, 1995; 63 FR 28935, May 27, 1998; 73 FR 62779, Oct. 21, 2008; 87 FR
18588, Mar. 30, 2022]
[[Page 778]]
Sec. 571.208 Standard No. 208; Occupant crash protection.
S1. Scope. This standard specifies performance requirements for the
protection of vehicle occupants in crashes.
S2. Purpose. The purpose of this standard is to reduce the number of
deaths of vehicle occupants, and the severity of injuries, by specifying
vehicle crashworthiness requirements in terms of forces and
accelerations measured on anthropomorphic dummies in test crashes, and
by specifying equipment requirements for active and passive restraint
systems.
S3. Application. (a) This standard applies to passenger cars,
multipurpose passenger vehicles, trucks designed to carry at least one
person, and buses. In addition, S9, Pressure vessels and explosive
devices, applies to vessels designed to contain a pressurized fluid or
gas, and to explosive devices, for use in the above types of motor
vehicles as part of a system designed to provide protection to occupants
in the event of a crash.
(b) Notwithstanding any language to the contrary, any vehicle
manufactured after March 19, 1997, and before September 1, 2006, that is
subject to a dynamic crash test requirement conducted with unbelted
dummies may meet the requirements specified in S5.1.2(a)(1),
S5.1.2(a)(2), or S13 instead of the applicable unbelted requirement,
unless the vehicle is certified to meet the requirements specified in
S14.5, S15, S17, S19, S21, S23, and S25.
(c) For vehicles which are certified to meet the requirements
specified in S13 instead of the otherwise applicable dynamic crash test
requirement conducted with unbelted dummies, compliance with S13 shall,
for purposes of Standards No. 201, 203 and 209, be deemed as compliance
with the unbelted frontal barrier requirements of S5.1.2.
S4. General requirements.
S4.1 Passenger cars.
S4.1.1 Passenger cars manufactured from January 1, 1972, to August
31, 1973. Each passenger car manufactured from January 1, 1972, to
August 31, 1973, inclusive, shall meet the requirements of S4.1.1.1,
S4.1.1.2, or S4.1.1.3. A protection system that meets the requirements
of S4.1.1.1, or S4.1.1.2 may be installed at one or more designated
seating positions of a vehicle that otherwise meets the requirements of
S4.1.1.3.
S4.1.1.1 First option--complete passive protection system. The
vehicle shall meet the crash protection requirements of S5. by means
that require no action by vehicle occupants.
S4.1.1.2 Second option--lap belt protection system with belt
warning. The vehicle shall--
(a) At each designated seating position have a Type 1 seatbelt
assembly or a Type 2 seatbelt assembly with a detachable upper torso
portion that conforms to S7.1 and S7.2 of this standard;
(b) At each front outboard designated seating position, have a seat
belt warning system that conforms to S7.3; and
(c) Meet the frontal crash protection requirements of S5.1, in a
perpendicular impact, with respect to anthropomorphic test devices in
each front outboard designated seating position restrained only by Type
1 seat belt assemblies.
S4.1.1.3 Third option--lap and shoulder belt protection system with
belt warning.
S4.1.1.3.1 Except for convertibles and open-body vehicles, the
vehicle shall--
(a) At each front outboard designated seating position have a Type 2
seatbelt assembly that conforms to Sec. 571.209 and S7.1 and S7.2 of
this standard, with either an integral or detachable upper torso
portion, and a seatbelt warning system that conforms to S7.3;
(b) At each designated seating position other than the front
outboard positions, have a Type 1 or Type 2 seat belt assembly that
conforms to Sec. 571.209 and to S7.1 and S7.2 of this standard; and
(c) When it perpendicularly impacts a fixed collision barrier, while
moving longitudinally forward at any speed up to and including 30
m.p.h., under the test conditions of S8.1 with anthropomorphic test
devices at each front outboard position restrained by Type 2 seatbelt
assemblies, experience no complete separation of any load-bearing
element of a seatbelt assembly or anchorage.
S4.1.1.3.2 Convertibles and open-body type vehicles shall at each
designated seating position have a Type 1
[[Page 779]]
or Type 2 seatbelt assembly that conforms to Sec. 571.209 and to S7.1
and S7.2 of this standard, and at each front outboard designated seating
position have a seatbelt warning system that conforms to S7.3.
S4.1.2 Passenger cars manufactured on or after September 1, 1973,
and before September 1, 1986. Each passenger car manufactured on or
after September 1, 1973, and before September 1, 1986, shall meet the
requirements of S4.1.2.1, S4.1.2.2 or S4.1.2.3. A protection system that
meets the requirements of S4.1.2.1 or S4.1.2.2 may be installed at one
or more designated seating positions of a vehicle that otherwise meets
the requirements of S4.1.2.3.
S4.1.2.1 First option--frontal/angular automatic protection system.
The vehicle shall:
(a) At each front outboard designated seating position meet the
frontal crash protection requirements of S5.1 by means that require no
action by vehicle occupants;
(b) At the front center designated seating position and at each rear
designated seating position have a Type 1 or Type 2 seat belt assembly
that conforms to Standard No. 209 and to S7.1 and S7.2; and
(c) Either. (1) Meet the lateral crash protection requirements of
S5.2 and the rollover crash protection requirements of S5.3 by means
that require no action by vehicle occupants; or
(2) At each front outboard designated seating position have a Type 1
or Type 2 seat belt assembly that conforms to Standard No. 209 and S7.1
through S7.3, and that meets the requirements of S5.1 with front test
dummies as required by S5.1, restrained by the Type 1 or Type 2 seat
belt assembly (or the pelvic portion of any Type 2 seat belt assembly
which has a detachable upper torso belt) in addition to the means that
require no action by the vehicle occupant.
S4.1.2.2 Second option--head-on automatic protection system. The
vehicle shall--
(a) At each designated seating position have a Type 1 seat belt
assembly or Type 2 seat belt assembly with a detachable upper torso
portion that conforms to S7.1 and S7.2 of this standard.
(b) At each front outboard designated seating position, meet the
frontal crash protection requirements of S5.1, in a perpendicular
impact, by means that require no action by vehicle occupants;
(c) At each front outboard designated seating position, meet the
frontal crash protection requirements of S5.1, in a perpendicular
impact, with a test device restrained by a Type 1 seat belt assembly;
and
(d) At each front outboard designated seating position, have a seat
belt warning system that conforms to S7.3.
S4.1.2.3 Third option--lap and shoulder belt protection system with
belt warning.
S4.1.2.3.1 Except for convertibles and open-body vehicles, the
vehicle shall--
(a) At each front outboard designated seating position have a seat
belt assembly that conforms to S7.1 and S7.2 of this standard, and a
seat belt warning system that conforms to S7.3. The belt assembly shall
be either a Type 2 seat belt assembly with a nondetachable shoulder belt
that conforms to Standard No. 209 (Sec. 571.209), or a Type 1 seat belt
assembly such that with a test device restrained by the assembly the
vehicle meets the frontal crash protection requirements of S5.1 in a
perpendicular impact.
(b) At any center front designated seating position, have a Type 1
or Type 2 seat belt assembly that conforms to Standard No. 209 (Sec.
571.209) and to S7.1 and S7.2 of this standard, and a seat belt warning
system that conforms to S7.3; and
(c) At each other designated seating position, have a Type 1 or Type
2 seat belt assembly that conforms to Standard No. 209 (Sec. 571.209)
and S7.1 and S7.2 of this standard.
S4.1.2.3.2 Convertibles and open-body type vehicles shall at each
designated seating position have a Type 1 or Type 2 seat belt assembly
that conforms to Standard No. 209 (Sec. 571.209) and to S7.1 and S7.2
of this standard, and at each front designated seating position have a
seat belt warning system that conforms to S7.3.
S4.1.3 Passenger cars manufactured on or after September 1, 1986,
and before September 1, 1989.
[[Page 780]]
S4.1.3.1 Passenger cars manufactured on or after September 1, 1986,
and before September 1, 1987.
S4.1.3.1.1 Subject to S4.1.3.1.2 and S4.1.3.4, each passenger car
manufactured on or after September 1, 1986, and before September 1,
1987, shall comply with the requirements of S4.1.2.1, S4.1.2.2 or
S4.1.2.3. A vehicle shall not be deemed to be in noncompliance with this
standard if its manufacturer establishes that it did not have reason to
know in the exercise of due care that such vehicle is not in conformity
with the requirement of this standard.
S4.1.3.1.2 Subject to S4.1.3.4 and S4.1.5, the amount of passenger
cars, specified in S4.1.3.1.1 complying with the requirements of
S4.1.2.1 shall be not less than 10 percent of:
(a) The average annual production of passenger cars manufactured on
or after September 1, 1983, and before September 1, 1986, by each
manufacturer, or
(b) The manufacturer's annual production of passenger cars during
the period specified in S4.1.3.1.1.
S4.1.3.1.3 A manufacturer may exclude convertibles which do not
comply with the requirements of S4.1.2.1, when it is calculating its
average annual production under S4.1.3.1.2(a) or its annual production
under S4.1.3.1.2(b).
S4.1.3.2 Passenger cars manufactured on or after September 1, 1987,
and before September 1, 1988.
S4.1.3.2.1 Subject to S4.1.3.2.2 and S4.1.3.4, each passenger car
manufactured on or after September 1, 1987, and before September 1,
1988, shall comply with the requirements of S4.1.2.1, S4.1.2.2 or
S4.1.2.3. A vehicle shall not be deemed to be in noncompliance with this
standard if its manufacturer establishes that it did not have reason to
know in the exercise of due care that such vehicle is not in conformity
with the requirement of this standard.
S4.1.3.2.2 Subject to S4.1.3.4 and S4.1.5, the amount of passenger
cars specified in S4.1.3.2.1 complying with the requirements of
S4.1.2.1. shall be not less than 25 percent of:
(a) The average annual production of passenger cars manufactured on
or after September 1, 1984, and before September 1, 1987, by each
manufacturer, or
(b) The manufacturer's annual production of passenger cars during
the period specified in S4.1.3.2.1.
S4.1.3.2.3 A manufacturer may exclude convertibles which do not
comply with the requirements of S4.1.2.1, when it is calculating its
average annual production under S4.1.3.2.2(a) or its annual production
under S4.1.3.2.2(b).
S4.1.3.3 Passenger cars manufactured on or after September 1, 1988,
and before September 1, 1989.
S4.1.3.3.1 Subject to S4.1.3.3.2 and S4.1.3.4, each passenger car
manufactured on or after September 1, 1988, and before September 1,
1989, shall comply with the requirements of S4.1.2.1, S4.1.2.2 or
S4.1.2.3. A vehicle shall not be deemed to be in noncompliance with this
standard if its manufacturer establishes that it did not have reason to
know in the exercise of due care that such vehicle is not in conformity
with the requirement of this standard.
S4.1.3.3.2 Subject to S4.1.3.4 and S4.1.5, the amount of passenger
cars specified in S4.1.3.3.1 complying with the requirements of S4.1.2.1
shall be not less than 40 percent of:
(a) The average annual production of passenger cars manufactured on
or after September 1, 1985, and before September 1, 1988, by each
manufacturer or
(b) The manufacturer's annual production of passenger cars during
the period specified in S4.1.3.3.1.
S4.1.3.3.3 A manufacturer may exclude convertibles which do not
comply with the requirements of S4.1.2.1, when it is calculating its
average annual production under S4.1.3.3.2(a) or its annual production
under S4.1.3.3.2(b).
S4.1.3.4 Calculation of complying passenger cars. (a) For the
purposes of calculating the numbers of cars manufactured under
S4.1.3.1.2, S4.1.3.2.2, or S4.1.3.3.2 to comply with S4.1.2.1:
(1) Each car whose driver's seating position complies with the
requirements of S4.1.2.1(a) by means not including any type of seat belt
and whose front right seating position will comply with the requirements
of S4.1.2.1(a) by any means is counted as 1.5 vehicles, and
(2) Each car whose driver's seating position complies with the
requirements of S4.1.2.1(a) by means not including any type of seat belt
and whose
[[Page 781]]
right front seat seating position is equipped with a manual Type 2 seat
belt is counted as one vehicle.
(b) For the purposes of complying with S4.1.3.1.2, a passenger car
may be counted if it:
(1) Is manufactured on or after September 1, 1985, but before
September 1, 1986, and
(2) Complies with S4.1.2.1.
(c) For the purposes of complying with S4.1.3.2.2, a passenger car
may be counted if it:
(1) Is manufactured on or after September 1, 1985, but before
September 1, 1987,
(2) Complies with S4.1.2.1, and
(3) Is not counted toward compliance with S4.1.3.1.2
(d) For the purposes of complying with S4.1.3.3.2, a passenger car
may be counted if it:
(1) Is manufactured on or after September 1, 1985, but before
September 1, 1988,
(2) Complies with S4.1.2.1, and
(3) Is not counted toward compliance with S4.1.3.1.2 or S4.1.3.2.2.
S4.1.3.5 Passenger cars produced by more than one manufacturer.
S4.1.3.5.1 For the purposes of calculating average annual production
of passenger cars for each manufacturer and the amount of passenger cars
manufactured by each manufacturer under S4.1.3.1.2, S4.1.3.2.2 or
S4.1.3.3.2, a passenger car produced by more than one manufacturer shall
be attributed to a single manufacturer as follows, subject to
S4.1.3.5.2:
(a) A passenger car which is imported shall be attributed to the
importer.
(b) A passenger car manufactured in the United States by more than
one manufacturer, one of which also markets the vehicle, shall be
attributed to the manufacturer which markets the vehicle.
S4.1.3.5.2 A passenger car produced by more than one manufacturer
shall be attributed to any one of the vehicle's manufacturers specified
by an express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S4.1.3.5.1.
S4.1.4 Passenger cars manufactured on or after September 1, 1989,
but before September 1, 1996.
S4.1.4.1 Except as provided in S4.1.4.2, each passenger car
manufactured on or after September 1, 1989 shall comply with the
requirements of S4.1.2.1. Any passenger car manufactured on or after
September 1, 1989 and before September 1, 1993 whose driver's designated
seating position complies with the requirements of S4.1.2.1(a) by means
not including any type of seat belt and whose right front designated
seating position is equipped with a manual Type 2 seat belt so that the
seating position complies with the occupant crash protection
requirements of S5.1, with the Type 2 seat belt assembly adjusted in
accordance with S7.4.2, shall be counted as a vehicle complying with
S4.1.2.1. A vehicle shall not be deemed to be in noncompliance with this
standard if its manufacturer establishes that it did not know in the
exercise of due care that such vehicle is not in conformity with this
standard.
S4.1.4.2 (a) Each passenger car, other than a convertible,
manufactured before December 11, 1989 may be equipped with, and each
passenger car, other than a convertible, manufactured on or after
December 11, 1989 and before September 1, 1990 shall be equipped with a
Type 2 seat belt assembly at every forward-facing rear outboard
designated seating position. Type 2 seat belt assemblies installed
pursuant to this provision shall comply with Standard No. 209 (49 CFR
571.209) and with S7.1.1 of this standard.
(b) Except as provided in S4.1.4.2.1 and S4.1.4.2.2, each passenger
car, other than a convertible, manufactured on or after September 1,
1990 and each convertible passenger car manufactured on or after
September 1, 1991 shall be equipped with an integral Type 2 seat belt
assembly at every forward-facing rear outboard designated seating
position. Type 2 seat belt assemblies installed in compliance with this
requirement shall comply with Standard No. 209 (49 CFR 571.209) and with
S7.1 an S7.2 of this standard. If a Type 2 seat belt assembly installed
in compliance with this requirement incorporates any webbing tension-
relieving device, the vehicle owner's manual shall include
[[Page 782]]
the information specified in S7.4.2(b) of this standard for the tension
relieving device, and the vehicle shall comply with S7.4.2(c) of this
standard.
(c) As used in this section, ``rear outboard designated seating
position'' means any ``outboard designated seating position'' (as that
term is defined at 49 CFR 571.3) that is rearward of the front seat(s),
except any designated seating position adjacent to a walkway that is
located between the seat and the near side of the vehicle and is
designed to allow access to more rearward seating positions.
S4.1.4.2.1 Any rear outboard designated seating position with a seat
that can be adjusted to be forward-facing and to face some other
direction shall either:
(i) Meet the requirements of S4.1.4.2 with the seat in any position
in which it can be occupied while the vehicle is in motion; or
(ii) When the seat is in its forward-facing position, have a Type 2
seat belt assembly with an upper torso restraint that conforms to S7.1
and S7.2 of this standard and that adjusts by means of an emergency
locking retractor that conforms with Standard No. 209 (49 CFR 571.209),
which upper torso restraint may be detachable at the buckle, and, when
the seat is in any position in which it can be occupied while the
vehicle is in motion, have a Type 1 seat belt or the pelvic portion of a
Type 2 seat belt assembly that conforms to S7.1 and S7.2 of this
standard.
S4.1.4.2.2 Any rear outboard designated seating position on a
readily removable seat (that is, a seat designed to be easily removed
and replaced by means installed by the manufacturer for that purpose) in
a vehicle manufactured on or after September 1, 1992 shall meet the
requirements of S4.1.4.2 and may use an upper torso belt that detaches
at either its upper or lower anchorage points, but not both anchorage
points, to meet those requirements. The means for detaching the upper
torso belt may use a pushbutton action.
S4.1.5 Passenger cars manufactured on or after September 1, 1996.
S4.1.5.1 Frontal/angular automatic protection system. (a) Each
passenger car manufactured on or after September 1, 1996 shall:
(1) At each front outboard designated seating position meet the
frontal crash protection requirements of S5.1 by means that require no
action by vehicle occupants;
(2) At any front designated seating positions that are not
``outboard designated seating positions,'' as that term is defined at 49
CFR 571.3, and at any rear designated seating positions that are not
``rear outboard designated seating positions,'' as that term is defined
at S4.1.4.2(c) of this standard, have a Type 1 or Type 2 seat belt
assembly that conforms to Standard No. 209 and S7.1 and S7.2 of this
standard; and
(3) At each front designated seating position that is an ``outboard
designated seating position,'' as that term is defined at 49 CFR 571.3,
and at each forward-facing rear designated seating position that is a
``rear outboard designated seating positions,'' as that term is defined
at S4.1.4.2(c) of this standard, have a Type 2 seat belt assembly that
conforms to Standard No. 209 and S7.1 through S7.3 of this standard,
and, in the case of the Type 2 seat belt assemblies installed at the
front outboard designated seating positions, meet the frontal crash
protection requirements with the appropriate anthropomorphic test dummy
restrained by the Type 2 seat belt assembly in addition to the means
that requires no action by the vehicle occupant.
(b) For the purposes of sections S4.1.5 through S4.1.5.3 and S4.2.6
through S4.2.6.2 of this standard, an inflatable restraint system means
an air bag that is activated in a crash.
S4.1.5.2 Passenger cars manufactured on or after September 1, 1996
and before September 1, 1997.
S4.1.5.2.1 The amount of passenger cars complying with the
requirement of S4.1.5.1(a)(1) by means of an inflatable restraint system
at the driver's and right front passenger's position shall be not less
than 95 percent of the manufacturer's total production of passenger cars
manufactured on or after September 1, 1996, and before September 1,
1997. A vehicle shall not be deemed to be in noncompliance with
[[Page 783]]
this standard if its manufacturer establishes that it did not have
reason to know in the exercise of due care that such vehicle is not in
conformity with the requirement of this standard.
S4.1.5.2.2 Passenger cars produced by more than one manufacturer.
S4.1.5.2.2.1 For the purpose of calculating the production of
passenger cars by each manufacturer during the period specified in
S4.1.5.2, a passenger car produced by more than one manufacturer shall
be attributed to a single manufacturer as follows, subject to
S4.1.5.2.2.2:
(a) A passenger car that is imported into the United States shall be
attributed to the importer.
(b) A passenger car manufactured within the United States by more
than one manufacturer, one of which also markets the vehicle, shall be
attributed to the manufacturer that markets the vehicle.
S4.1.5.2.2.2 A passenger car produced by more than one manufacturer
shall be attributed to any one of the vehicle's manufacturers, as
specified in an express written contract, reported to the National
Highway Traffic Safety Administration pursuant to part 585 of this
chapter, between the manufacturer so specified and the manufacturer to
which the vehicle otherwise would be attributed, pursuant to
S4.1.5.2.2.1.
S4.1.5.3 Passenger cars manufactured on or after September 1, 1997.
Each passenger car manufactured on or after September 1, 1997 shall
comply with the requirement of S4.1.5.1(a)(1) by means of an inflatable
restraint system at the driver's and right front passenger's position. A
vehicle shall not be deemed to be in noncompliance with this standard if
its manufacturer establishes that it did not have reason to know in the
exercise of due care that such vehicle is not in conformity with the
requirement of this standard.
S4.1.5.4 Passenger cars certified to S14. Each passenger car
certified to S14 shall, at each front outboard designated seating
position, meet the applicable frontal crash protection requirements of
S5.1.2(b) by means of an inflatable restraint system that requires no
action by vehicle occupants.
S4.1.5.5 Passenger cars manufactured on or after September 1, 2007.
S4.1.5.5.1 Except as provided in S4.1.5.5.2, each passenger car
shall have a Type 2 seat belt assembly that conforms to Standard No. 209
and to S7.1 and S7.2 of this standard at each rear designated seating
position, except that side-facing designated seating positions shall
have a Type 1 or Type 2 seat belt assembly that conforms to Standard No.
209 and to S7.1 and S7.2 of this standard.
S4.1.5.5.2 Any inboard designated seating position on a seat for
which the entire seat back can be folded (including the head restraints
and any other part of the vehicle attached to the seat back) such that
no part of the seat back extends above a horizontal plane located 250 mm
above the highest SRP located on the seat may meet the requirements of
S4.1.5.5.1 by use of a belt incorporating a release mechanism that
detaches both the lap and shoulder portion at either the upper or lower
anchorage point, but not both. The means of detachment shall be a key or
key-like object.
S4.1.5.6 Inboard designated seating positions in passenger cars
without manually operated driving controls.
S4.1.5.6.1 For vehicles specified in S4.1.5.6 with no outboard
designated seating positions and with a single front inboard designated
seating position, the vehicle shall at that position meet the
requirements of S4.1.5.6.3 and S4.1.5.6.4. The above specified vehicles
with multiple front inboard designated seating position shall at one
inboard position meet the requirements S4.1.5.6.3 and S4.1.5.6.4 and at
all other inboard positions meet the requirements of S4.1.5.6.6.
S4.1.5.6.2 For vehicles specified in S4.1.5.6 with only one outboard
designated seating position and a single front inboard designated
seating position, the vehicle shall at that position meet the
requirements of S4.1.5.6.3 and S4.1.5.6.4. The above specified vehicles
with multiple front inboard designated seating position shall at one
inboard position meet the requirements of S4.1.5.6.3 and S4.1.5.6.4 and
at all other inboard positions meet the requirements of S4.1.5.6.5.
S4.1.5.6.3 As specified in S4.1.5.6.1 and S4.1.5.6.2, the vehicles
shall meet
[[Page 784]]
the frontal crash protection requirements of S5.1.2(b) as specified for
front outboard passenger designated seating positions by means of an
inflatable restraint system that requires no action by vehicle occupants
and the requirements of S14, as specified for front outboard passenger
designated seating positions.
S4.1.5.6.4 As specified in S4.1.5.6.1 and S4.1.5.6.2, the designated
seating positions have a Type 2 seat belt assembly that conforms to
Standard No. 209 and S7.1 through S7.3 of this standard, as specified
for front outboard passenger designated seating positions.
S4.1.5.6.5 As specified in S4.1.5.6.1 and S4.1.5.6.2, as
appropriate, have a Type 1 or Type 2 seat belt assembly that conforms to
Standard No. 209 and S7.1 through S7.3 of this standard.
S4.1.5.6.6 As specified in S4.1.5.6.1 and S4.1.5.6.2, as
appropriate, have a Type 2 seat belt assembly that conforms to Standard
No. 209 and S7.1 through S7.3 of this standard, as specified for front
outboard passenger designated seating positions.
S4.2 Trucks and multipurpose passenger vehicles with a GVWR of
10,000 pounds or less. As used in this section, vehicles manufactured
for operation by persons with disabilities means vehicles that
incorporate a level change device (e.g., a wheelchair lift or a ramp)
for onloading or offloading an occupant in a wheelchair, an interior
element of design intended to provide the vertical clearance necessary
to permit a person in a wheelchair to move between the lift or ramp and
the driver's position or to occupy that position, and either an adaptive
control or special driver's seating accommodation to enable persons who
have limited use of their arms or legs to operate a vehicle. For
purposes of this definition, special driver's seating accommodations
include a driver's seat easily removable with means installed for that
purpose or with simple tools, or a driver's seat with extended
adjustment capability to allow a person to easily transfer from a
wheelchair to the driver's seat.
S4.2.1 Trucks and multipurpose passenger vehicles with a GVWR of
10,000 pounds or less, manufactured on or after January 1, 1976 and
before September 1, 1991. Each truck and multipurpose passenger vehicle,
with a gross vehicle weight rating of 10,000 pounds or less,
manufactured before September 1, 1991, shall meet the requirements of
S4.1.2.1, or at the option of the manufacturer, S4.1.2.2 or S4.1.2.3 (as
specified for passenger cars), except that forward control vehicles
manufactured prior to September 1, 1981, convertibles, open-body type
vehicles, walk-in van-type trucks, motor homes, vehicles designed to be
exclusively sold to the U.S. Postal Service, and vehicles carrying
chassis-mount campers may instead meet the requirements of S4.2.1.1 or
S4.2.1.2.
S4.2.1.1 First option--complete automatic protection system. The
vehicle shall meet the crash protection requirements of S5 by means that
require no action by vehicle occupants.
S4.2.1.2 Second option--belt system. The vehicle shall have seat
belt assemblies that conform to Standard 209 (49 CFR 571.209) installed
as follows:
(a) A Type 1 or Type 2 seat belt assembly shall be installed for
each designated seating position in convertibles, open-body type
vehicles, and walk-in van-type trucks.
(b) In vehicles manufactured for operation by persons with
disabilities, a Type 2 or Type 2A seat belt assembly shall be installed
for the driver's seating position, a Type 2 seat belt assembly shall be
installed for each other outboard designated seating position that
includes the windshield header within the head impact area, and a Type 1
or Type 2 seat belt assembly shall be installed for each other
designated seating position.
(c) In all vehicles except those for which requirements are
specified in S4.2.1.2 (a) or (b), a Type 2 seat belt assembly shall be
installed for each outboard designated seating position that includes
the windshield header within the head impact area, and a Type 1 or Type
2 seat belt assembly shall be installed for each other designated
seating position.
S4.2.2 Trucks and multipurpose passenger vehicles with a GVWR of
8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds or
less, manufactured on or after September 1, 1991 and before September 1,
1997. Except as provided in S4.2.4, each truck and multipurpose
passenger vehicle, with a gross
[[Page 785]]
vehicle weight rating of 8,500 pounds or less and an unloaded vehicle
weight of 5,500 pounds or less, manufactured on or after September 1,
1991 and before September 1, 1997, shall meet the requirements of
S4.1.2.1, or at the option of the manufacturer, S4.1.2.2 or S4.1.2.3 (as
specified for passenger cars), except that convertibles, open-body type
vehicles, walk-in van-type trucks, motor homes, vehicles designed to be
exclusively sold to the U.S. Postal Service, vehicles carrying chassis-
mount campers, and vehicles manufactured for operation by persons with
disabilities may instead meet the requirements of S4.2.1.1 or S4.2.1.2.
Each Type 2 seat belt assembly installed in a front outboard designated
seating position in accordance with S4.1.2.3 shall meet the requirements
of S4.6.
S4.2.3 Trucks and multipurpose passenger vehicles manufactured on or
after September 1, 1991 with either a GVWR or more than 8,500 pounds but
not greater than 10,000 pounds or with an unloaded vehicle weight
greater than 5,500 pounds and a GVWR of 10,000 pounds or less. Except as
provided in S4.2.4, each truck and multipurpose passenger vehicle
manufactured on or after September 1, 1991, that has either a gross
vehicle weight rating which is greater than 8,500 pounds, but not
greater than 10,000 pounds, or has an unloaded vehicle weight greater
than 5,500 pounds and a GVWR of 10,000 pounds or less, shall meet the
requirements of S4.1.2.1, or at the option of the manufacturer, S4.1.2.2
or S4.1.2.3 (as specified for passenger cars), except that convertibles,
open-body type vehicles, walk-in van-type trucks, motor homes, vehicles
designed to be exclusively sold to the U.S. Postal Service, and vehicles
carrying chassis-mount campers may instead meet the requirements of
S4.2.1.1 or S4.2.1.2.
S4.2.4 Rear outboard seating positions in trucks and multipurpose
passenger vehicles manufactured on or after September 1, 1991 with a
GVWR of 10,000 pounds or less. Except as provided in S4.2.4.2 and
S4.2.4.3, each truck and each multipurpose passenger vehicle, other than
a motor home, manufactured on or after September 1, 1991 that has a
gross vehicle weight rating of 10,000 pounds or less shall be equipped
with an integral Type 2 seat belt assembly at every forward-facing rear
outboard designated seating position. Type 2 seat belt assemblies
installed in compliance with this requirement shall comply with Standard
No. 209 (49 CFR 571.209) and with S7.1 and S7.2 of this standard. If a
Type 2 seat belt assembly installed in compliance with this requirement
incorporates any webbing tension-relieving device, the vehicle owner's
manual shall include the information specified in S7.4.2(b) of this
standard for the tension relieving device, and the vehicle shall comply
with S7.4.2(c) of this standard.
S4.2.4.1 As used in this section--
(a) [Reserved]
(b) Rear outboard designated seating position means any ``outboard
designated seating position'' (as that term is defined at 49 CFR 571.3)
that is rearward of the front seat(s), except any designated seating
positions adjacent to a walkway located between the seat and the side of
the vehicle, which walkway is designed to allow access to more rearward
seating positions.
S4.2.4.2 Any rear outboard designated seating position with a seat
that can be adjusted to be forward-facing and to face some other
direction shall either:
(i) Meet the requirements of S4.2.4 with the seat in any position in
which it can be occupied while the vehicle is in motion; or
(ii) When the seat is in its forward-facing position, have a Type 2
seat belt assembly with an upper torso restraint that conforms to S7.1
and S7.2 of this standard and that adjusts by means of an emergency
locking retractor that conforms with Standard No. 209 (49 CFR 571.209),
which upper torso restraint may be detachable at the buckle, and, when
the seat is in any position in which it can be occupied while the
vehicle is in motion, have a Type 1 seat belt or the pelvic portion of a
Type 2 seat belt assembly that conforms to S7.1 and S7.2 of this
standard.
S4.2.4.3 Any rear outboard designated seating position on a readily
removable seat (that is, a seat designed to be easily removed and
replaced by means installed by the manufacturer for that purpose) in a
vehicle manufactured on or after September 1, 1992 shall meet
[[Page 786]]
the requirements of S4.2.4 and may use an upper torso belt that detaches
at either its upper or lower anchorage point, but not both anchorage
points, to meet those requirements. The means for detaching the upper
torso belt may use a pushbutton action.
S4.2.5 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less manufactured on or after September 1, 1994, and before
September 1, 1997.
S4.2.5.1 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less manufactured on or after September 1, 1994, and before
September 1, 1995.
S4.2.5.1.1 Subject to S4.2.5.1.2 and S4.2.5.5 and except as provided
in S4.2.4, each truck, bus and multipurpose passenger vehicle, other
than walk-in van-type trucks, vehicles designed to be exclusively sold
to the U.S. Postal Service, and vehicles manufactured for operation by
persons with disabilities, with a GVWR of 8,500 pounds or less and an
unloaded vehicle weight of 5,500 pounds or less that is manufactured on
or after September 1, 1994 and before September 1, 1995, shall comply
with the requirements of S4.1.2.1, S4.1.2.2, or S4.1.2.3 (as specified
for passenger cars). A vehicle shall not be deemed to be in
noncompliance with this standard if its manufacturer establishes that it
did not have reason to know in the exercise of due care that such
vehicle is not in conformity with the requirement of standard.
S4.2.5.1.2 Subject to S4.2.5.5, the amount of trucks, buses, and
multipurpose passenger vehicles specified in S4.2.5.1.1 complying with
S4.1.2.1 (as specified for passenger cars) shall be not less than 20
percent of:
(a) The average annual production of trucks, buses, and multipurpose
passenger vehicles with a GVWR of 8,500 pounds or less and an unloaded
vehicle weight of 5,500 pounds or less manufactured on or after
September 1, 1991, and before September 1, 1994, by each manufacturer
that produced such vehicles during each of those annual production
periods, or
(b) The manufacturer's total production of trucks, buses, and
multipurpose passenger vehicle with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less during the period
specified in S4.2.5.1.1.
S4.2.5.2 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less manufactured on or after September 1, 1995 and before
September 1, 1996.
S4.2.5.2.1 Subject to S4.2.5.2.2 and S4.2.5.5 and except as provided
in S4.2.4, each truck, bus, and multipurpose passenger vehicle, other
than walk-in van-type trucks, vehicles designed to be exclusively sold
to the U.S. Postal Service, and vehicles manufactured for operation by
persons with disabilities, with a GVWR of 8,500 pounds or less and an
unloaded vehicle weight of 5,500 pounds or less that is manufactured on
or after September 1, 1995 and before September 1, 1996, shall comply
with the requirements of S4.1.2.1, S4.1.2.2, or S4.1.2.3 (as specified
for passenger cars). A vehicle shall not be deemed to be in
noncompliance with this standard if its manufacturer establishes that it
did not have reason to know in the exercise of due care that such
vehicle is not in conformity with the requirement of this standard.
S4.2.5.2.2 Subject to S4.2.5.5, the amount of trucks, buses, and
multipurpose passenger vehicles specified in S4.2.5.2.1 complying with
S4.1.2.1 (as specified for passenger cars) shall be not less than 50
percent of:
(a) The average annual production of trucks, buses, and multipurpose
passenger vehicles with a GVWR of 8,500 pounds or less and an unloaded
vehicle weight of 5,500 pounds or less manufactured on or after
September 1, 1992, and before September 1, 1995, by each manufacturer
that produced such vehicles during each of those annual production
periods, or
(b) The manufacturer's total production of trucks, buses, and
multipurpose passenger vehicles with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less during the period
specified in S4.2.5.2.1.
S4.2.5.3 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of
[[Page 787]]
8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds or
less manufactured on or after September 1, 1996 and before September 1,
1997.
S4.2.5.3.1 Subject to S4.2.5.3.2 and S4.2.5.5 and except as provided
in S4.2.4, each truck, bus, and multipurpose passenger vehicle, other
than walk-in van-type trucks, vehicles designed to be exclusively sold
to the U.S. Postal Service, and vehicles manufactured for operation by
persons with disabilities, with a GVWR of 8,500 pounds or less and an
unloaded vehicle weight of 5,500 pounds or less that is manufactured on
or after September 1, 1996 and before September 1, 1997, shall comply
with the requirements of S4.1.2.1, S4.1.2.2, or S4.1.2.3 (as specified
for passenger cars). A vehicle shall not be deemed to be in
noncompliance with this standard if its manufacturer establishes that it
did not have reason to know in the exercise of due care that such
vehicle is not in conformity with the requirement of this standard.
S4.2.5.3.2 Subject to S4.2.5.5, the amount of trucks, buses, and
multipurpose passenger vehicles specified in S4.2.5.3.1 complying with
S4.1.2.1 (as specified for passenger cars) shall be not less than 90
percent of:
(a) The average annual production of trucks, buses, and multipurpose
passenger vehicles with a GVWR of 8,500 pounds or less and an unloaded
vehicle weight of 5,500 pounds or less manufactured on or after
September 1, 1993, and before September 1, 1996, by each manufacturer
that produced such vehicles during each of those annual production
periods, or
(b) The manufacturer's total production of trucks, buses, and
multipurpose passenger vehicles with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less during the period
specified in S4.2.5.3.1.
S4.2.5.4 Alternative phase-in schedule. A manufacturer may, at its
option, comply with the requirements of this section instead of
complying with the requirements set forth in S4.2.5.1, S4.2.5.2, and
S4.2.5.3.
(a) Except as provided in S4.2.4, each truck, bus, and multipurpose
passenger vehicle, other than walk-in van-type trucks, vehicles designed
to be exclusively sold to the U.S. Postal Service, and vehicles
manufactured for operation by persons with disabilities, with a GVWR of
8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds or
less that is manufactured on or after September 1, 1994 and before
September 1, 1995 shall comply with the requirements of S4.1.2.1,
S4.1.2.2, or S4.1.2.3 (as specified for passenger cars).
(b) Except as provided in S4.2.4, each truck, bus, and multipurpose
passenger vehicle, other than walk-in van-tape trucks, vehicles designed
to be exclusively sold to the U.S. Postal Service, and vehicles
manufactured for operation by persons with disabilities, with a GVWR of
8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds or
less that is manufactured on or after September 1, 1995 shall comply
with the requirements of S4.1.2.1 (as specified for passenger cars) of
this standard. A vehicle shall not be deemed to be in noncompliance with
this standard if its manufacturer establishes that it did not have
reason to know in the exercise of due care that such vehicle is not in
conformity with the requirement of this standard.
(c) Each truck, bus, and multipurpose passenger vehicle with a GVWR
of 8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds
or less manufactured on or after September 1, 1995, but before September
1, 1998, whose driver's seating position complies with the requirements
of S4.1.2.1(a) of this standard by means not including any type of seat
belt and whose right front passenger seating position is equipped with a
manual Type 2 seat belt that complies with S5.1 of this standard, with
the seat belt assembly adjusted in accordance with S7.4.2, shall be
counted as a vehicle complying with S4.1.2.1.
S4.2.5.5 Calculation of complying trucks, buses, and multipurpose
passenger vehicles with a GVWR of 8,500 pounds or less and an unloaded
vehicle weight of 5,500 pounds or less.
(a) For the purposes of the calculations required in S4.2.5.1.2,
S4.2.5.2.2, and S4.2.5.3.2 of the number of trucks, buses, and
multipurpose passenger vehicles with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less that comply with
S4.1.2.1 (as specified for passenger cars):
[[Page 788]]
(1) Each truck, bus, and multipurpose passenger vehicle with a GVWR
of 8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds
or less whose driver's seating position complies with the requirements
of S4.1.2.1(a) by means not including any type of seat belt and whose
front right seating position complies with the requirements of
S4.1.2.1(a) by any means is counted as 1.5 vehicles, and
(2) Each truck, bus, and multipurpose passenger vehicle with a GVWR
of 8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds
or less whose driver's seating position complies with the requirements
of S4.1.2.1(a) by means not including any type of seat belt and whose
right front passenger seating position is equipped with a manual Type 2
seat belt that complies with S5.1 of this standard, with the seat belt
assembly adjusted in accordance with S7.4.2, is counted as one vehicle.
(3) Each truck, bus, and multipurpose passenger vehicle with a GVWR
of 8,500 pounds or less and an unloaded vehicle weight of 5,500 pounds
or less that is manufactured in two or more stages or that is altered
(within the meaning of Sec. 567.7 of this chapter) after having
previously been certified in accordance with part 567 of this chapter is
not subject to the requirements of S4.2.5.1.2, S4.2.5.2.2, and
S4.2.5.3.2. Such vehicles may be excluded from all calculations of
compliance with S4.2.5.1.2, S4.2.5.2.2, and S4.2.5.3.2.
(b) For the purposes of complying with S4.2.5.1.2, a truck, bus, or
multipurpose passenger vehicle with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less may be counted if it:
(1) Is manufactured on or after September 1, 1992, but before
September 1, 1994, and
(2) Is certified as complying with S4.1.2.1 (as specified for
passenger cars).
(c) For the purposes of complying with S4.2.5.2.2, a truck, bus, or
multipurpose passenger vehicle with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less may be counted if it:
(1) Is manufactured on or after September 1, 1992, but before
September 1, 1995,
(2) Is certified as complying with S4.1.2.1 (as specified for
passenger cars), and
(3) Is not counted toward compliance with S4.2.5.1.2.
(d) For the purposes of complying with S4.2.5.3.2, a truck, bus, or
multipurpose passenger vehicle with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less may be counted if it:
(1) Is manufactured on or after September 1, 1992, but before
September 1, 1996,
(2) Is certified as complying with S4.1.2.1 (as specified for
passenger cars), and
(3) Is not counted toward compliance with S4.2.5.1.2 or S4.2.5.2.2.
S4.2.5.6 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less produced by more than one manufacturer.
S4.2.5.6.1 For the purposes of calculating average annual production
for each manufacturer and the amount of vehicles manufactured by each
manufacturer under S4.2.5.1.2, S4.2.5.2.2, or S4.2.5.3.2, a truck, bus,
or multipurpose passenger vehicle with a GVWR of 8,500 pounds or less
and an unloaded vehicle weight of 5,500 pounds or less produced by more
than one manufacturer shall be attributed to a single manufacturer as
follows, subject to S4.2.5.6.2:
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle that is manufactured in the United States by more than
one manufacturer, one of which also markets the vehicle, shall be
attributed to the manufacturer that markets the vehicle.
S4.2.5.6.2 A truck, bus, or multipurpose passenger vehicle with,
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified in an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified
[[Page 789]]
and the manufacturer to which the vehicle would otherwise be attributed
under S4.2.5.6.1 of this standard.
S4.2.6 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less manufactured on or after September 1, 1997. Each truck,
bus, and multipurpose passenger vehicle with a GVWR of 8,500 pounds or
less and an unloaded vehicle weight of 5,500 pounds or less, which is
manufactured on or after September 1, 1997, shall comply with the
requirements of S4.1.5.1 of this standard (as specified for passenger
cars), except that walk-in van-type trucks and vehicles designed to be
sold exclusively to the U.S. Postal Service may meet the requirements of
S4.2.1.1 or S4.2.1.2 of this standard instead of the requirements of
S4.1.5.1.
S4.2.6.1 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less manufactured on or after September 1, 1997 and before
September 1, 1998.
S4.2.6.1.1 The amount of trucks, buses, and multipurpose passenger
vehicles complying with the requirements of S4.1.5.1(a)(1) of this
standard by means of an inflatable restraint system shall be not less
than 80 percent of the manufacturer's total combined production of
subject vehicles manufactured on or after September 1, 1997 and before
September 1, 1998. Each truck, bus, or multipurpose passenger vehicle
with a GVWR of 8,500 pounds or less and an unloaded vehicle weight of
5,500 pounds or less manufactured on or after September 1, 1997 and
before September 1, 1998, whose driver's seating position complies with
S4.1.5.1(a)(1) by means of an inflatable restraint system and whose
right front passenger seating position is equipped with a manual Type 2
seat belt assembly that complies with S5.1 of this standard, with the
seat belt assembly adjusted in accordance with S7.4.2 of this standard,
shall be counted as a vehicle complying with S4.1.5.1(a)(1) by means of
an inflatable restraint system. A vehicle shall not be deemed to be in
noncompliance with this standard if its manufacturer establishes that it
did not have reason to know in the exercise of due care that such
vehicle is not in conformity with the requirement of this standard.
S4.2.6.1.2 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less produced by more than one manufacturer.
S4.2.6.1.2.1 For the purpose of calculating the production by each
manufacturer during the period specified in S4.2.6.1.1, a truck, bus, or
multipurpose passenger vehicle with a GVWR of 8,500 pounds or less and
an unloaded vehicle weight of 5,500 pounds or less produced by more than
one manufacturer shall be attributed to a single manufacturer as
follows, subject to S4.2.6.1.2.2:
(a) A vehicle that is imported into the United States shall be
attributed to the importer.
(b) A vehicle manufactured within the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S4.2.6.1.2.2 A truck, bus, or multipurpose passenger vehicle
produced by more than one manufacturer shall be attributed to any one of
the vehicle's manufacturers, as specified in an express written
contract, reported to the National Highway Traffic Safety Administration
pursuant to part 585 of this chapter, between the manufacturer so
specified and the manufacturer to which the vehicle otherwise would be
attributed, pursuant to S4.2.6.1.2.1.
S4.2.6.2 Trucks, buses, and multipurpose passenger vehicles with a
GVWR of 8,500 pounds or less and an unloaded vehicle weight of 5,500
pounds or less manufactured on or after September 1, 1998. Each truck,
bus, or multipurpose vehicle with a GVWR of 8,500 pounds or less and an
unloaded vehicle weight of 5,500 pounds or less manufactured on or after
September 1, 1998 shall comply with the requirement of S4.1.5.1(a)(1) by
means of an inflatable restraint system at the driver's and right front
passenger's position. A vehicle shall not be deemed to be in
noncompliance with this standard if its manufacturer establishes that it
did not have reason to know in the exercise of due care that such
vehicle is not in conformity with the requirement of this standard.
[[Page 790]]
S4.2.6.3 Trucks, buses, and multipurpose passenger vehicles
certified to S14. Each truck, bus, or multipurpose passenger vehicle
with a GVWR of 3,855 kg (8,500 lb) or less and an unloaded vehicle
weight of 2,495 kg (5,500 lb) or less certified to S14 shall, at each
front outboard designated seating position, meet the applicable frontal
crash protection requirements of S5.1.2(b) by means of an inflatable
restraint system that requires no action by vehicle occupants.
S4.2.6.4 Inboard designated seating positions in trucks, buses, and
multipurpose passenger vehicles without manually operated driving
controls and with a single or multiple front inboard designated seating
position and no outboard seating positions and with a GVWR of 3,855 kg
(8,500 lb) or less and an unloaded vehicle weight of 2,495 kg (5,500 lb)
or less. The above specified vehicles shall meet the requirements of
S4.1.5.6 as specified for passenger cars.
S4.2.7 Rear seating positions in trucks, and multipurpose passenger
vehicles manufactured on or after September 1, 2007 with a GVWR of
10,000 lbs. (4,536 kg) or less.
S4.2.7.1 Except as provided in S4.2.7.2, S4.2.7.3, S4.2.7.4,
S4.2.7.5, and S4.2.7.6, each truck and each multipurpose passenger
vehicle, other than a motor home, a walk-in van-type truck, or a vehicle
designed to be sold exclusively to the U.S. Postal Service with a GVWR
of 10,000 lbs. (4,536 kg) or less, or a vehicle carrying chassis-mount
camper with a gross vehicle weight rating of 8,500-10,000 lbs. (3,855-
4,536 kg), shall be equipped with a Type 2 seat belt assembly at every
rear designated seating position other than a side-facing position,
except that Type 2 seat belt assemblies installed in compliance with
this requirement shall conform to Standard No. 209 (49 CFR 571.209) and
with S7.1 and S7.2 of this standard. If a Type 2 seat belt assembly
installed in conformity to this requirement incorporates any webbing
tension-relieving device, the vehicle owner's manual shall include the
information specified in S7.4.2(b) of this standard for the tension
relieving device, and the vehicle shall conform to S7.4.2(c) of this
standard. Side-facing designated seating positions shall be equipped, at
the manufacturer's option, with a Type 1 or Type 2 seat belt assembly
that conforms with S7.1 and S7.2 of this standard.
S4.2.7.2 Any rear designated seating position with a seat that can
be adjusted to be forward-or rear-facing and to face some other
direction shall either:
(a) Meet the requirements of S4.2.7.1 with the seat in any position
in which it can be occupied while the vehicle is in motion; or
(b) When the seat is in its forward-facing and/or rear-facing
position or within 30 degrees of either position,
have a Type 2 seat belt assembly with an upper torso restraint that
conforms to S7.1 and S7.2 of this standard and that adjusts by means of
an emergency locking retractor that conforms to Standard No. 209 (49 CFR
571.209), which upper torso restraint may be detachable at either the
buckle or the upper anchorage, but not both, and, when the seat is in
any other position in which it can be occupied while the vehicle is in
motion, have a Type 1 seat belt or the pelvic portion of a Type 2 seat
belt assembly that conforms to S7.1 and S7.2 of this standard.
S4.2.7.3 Any rear designated seating position on a readily removable
seat (i.e., a seat designed to be easily removed and replaced by means
installed by the manufacturer for that purpose) may meet the
requirements of S4.2.7.1 by use of a belt incorporating a release
mechanism that detaches both the lap and shoulder portion at either the
upper or lower anchorage point, but not both. The means of detachment
shall be a key or key-like object.
S4.2.7.4 Any inboard designated seating position on a seat for which
the entire seat back can be folded such that no part of the seat back
extends above a horizontal plane located 250 mm above the highest SRP
located on the seat may meet the requirements of S4.2.7.1 by use of a
belt incorporating a release mechanism that detaches both the lap and
shoulder portion at either the upper or lower anchorage point, but not
both. The means of detachment shall be a key or key-like object.
S4.2.7.5 Any rear designated seating position adjacent to a walkway
located
[[Page 791]]
between the seat and the side of the vehicle, which walkway is designed
to allow access to more rearward designated seating positions may meet
the requirements of S4.2.7.1 by use of a belt incorporating a release
mechanism that detaches both the lap and shoulder portion at either the
upper or lower anchorage point, but not both. The means of detachment
shall be a key or key-like object.
S4.2.7.6 Any rear side-facing designated seating position shall have
a Type 1 or Type 2 seat belt assembly that conforms to S7.1 and S7.2 of
this standard.
S4.3 Trucks and multipurpose passenger vehicles, with GVWR of more
than 10,000 pounds.
S4.3.1 Trucks and multipurpose passenger vehicles with a GVWR of
more than 10,000 pounds, manufactured in or after January 1, 1972 and
before September 1, 1990. Each truck and multipurpose passenger vehicle
with a gross vehicle weight rating of more than 10,000 pounds,
manufactured on or after January 1, 1972 and before September 1, 1990,
shall meet the requirements of S4.3.1.1 or S4.3.1.2. A protection system
that meets the requirements of S4.3.1.1 may be installed at one or more
designated seating positions of a vehicle that otherwise meets the
requirements of S4.3.1.2.
S4.3.1.1 First option--complete passenger protection system. The
vehicle shall meet the crash protection requirements of S5 by means that
require no action by vehicle occupants.
S4.3.1.2 Second option--belt system. The vehicle shall, at each
designated seating position, have either a Type 1 or a Type 2 seat belt
assembly that conforms to S571.209.
S4.3.2 Trucks and multipurpose passenger vehicles with a GVWR of
more than 10,000 pounds, manufactured on or after September 1, 1990.
Each truck and multipurpose passenger vehicle with a gross vehicle
weight rating of more than 10,000 pounds, manufactured on or after
September 1, 1990, shall meet the requirements of S4.3.2.1 or S4.3.2.2.
A protection system that meets the requirements of S4.3.2.1 may be
installed at one or more designated seating positions of a vehicle that
otherwise meets the requirements of S4.3.2.2.
S4.3.2.1 First option--complete passenger protection system. The
vehicle shall meet the crash protection requirements of S5 by means that
require no action by vehicle occupants.
S4.3.2.2 Second option--belt system. The vehicle shall, at each
designated seating position, have either a Type 1 or a Type 2 seat belt
assembly that conforms to Sec. 571.209 of this part and S7.2 of this
Standard. A Type 1 belt assembly or the pelvic portion of a dual
retractor Type 2 belt assembly installed at a front outboard seating
position shall include either an emergency locking retractor or an
automatic locking retractor. If a seat belt assembly installed at a
front outboard seating position includes an automatic locking retractor
for the lap belt or the lap belt portion, that seat belt assembly shall
comply with the following:
(a) An automatic locking retractor used at a front outboard seating
position that has some type of suspension system for the seat shall be
attached to the seat structure that moves as the suspension system
functions.
(b) The lap belt or lap belt portion of a seat belt assembly
equipped with an automatic locking retractor that is installed at a
front outboard seating position must allow at least \3/4\ inch, but less
than 3 inches, of webbing movement before retracting webbing to the next
locking position.
(c) Compliance with S4.3.2.2(b) of this standard is determined as
follows:
(1) The seat belt assembly is buckled and the retractor end of the
seat belt assembly is anchored to a horizontal surface. The webbing for
the lap belt or lap belt portion of the seat belt assembly is extended
to 75 percent of its length and the retractor is locked after the
initial adjustment.
(2) A load of 20 pounds is applied to the free end of the lap belt
or the lap belt portion of the belt assembly (i.e., the end that is not
anchored to the horizontal surface) in the direction away from the
retractor. The position of the free end of the belt assembly is
recorded.
(3) Within a 30 second period, the 20 pound load is slowly
decreased, until the retractor moves to the next locking position. The
position of the free
[[Page 792]]
end of the belt assembly is recorded again.
(4) The difference between the two positions recorded for the free
end of the belt assembly shall be at least \3/4\ inch but less than 3
inches.
S4.4 Buses manufactured on or after November 28, 2016.
S4.4.1 Definitions. For purposes of S4.4, the following definitions
apply:
Over-the-road bus means a bus characterized by an elevated passenger
deck located over a baggage compartment, except a school bus.
Perimeter-seating bus means a bus, which is not an over-the-road
bus, that has 7 or fewer designated seating positions that are forward-
facing or can convert to forward-facing without the use of tools, and
are rearward of the driver's designated seating position or rearward of
the outboard designated seating position(s) in the front row of seats,
if there is no driver's designated seating position.
Prison bus means a bus manufactured for the purpose of transporting
persons subject to involuntary restraint or confinement and has design
features consistent with that purpose.
Stop-request system means a vehicle-integrated system for passenger
use to signal to a vehicle operator that they are requesting a stop.
Transit bus means a bus that is equipped with a stop-request system
sold for public transportation provided by, or on behalf of, a State or
local government and that is not an over-the-road bus.
S4.4.2 Buses with a GVWR of 3,855 kg (8,500 lb) or less and an
unloaded vehicle weight of 2,495 kg (5,500 lb) or less.
S4.4.2.1 Each bus with a GVWR of 3,855 kg (8,500 lb) or less and an
unloaded vehicle weight of 2,495 kg (5,500 lb) or less, except a school
bus, shall comply with the requirements of S4.2.6 of this standard for
front seating positions and with the requirements of S4.4.3.1 of this
standard for all rear seating positions.
S4.4.2.2 Each school bus with a GVWR of 3,855 kg (8,500 lb) or less
and an unloaded vehicle weight of 2,495 kg (5,500 lb) or less shall
comply with the requirements of S4.2.6 of this standard for front
seating positions and with the requirements of S4.4.3.2 of this standard
for all rear seating positions.
S4.4.3 Buses with a GVWR of 4,536 kg (10,000 lb) or less.
S4.4.3.1 Except as provided in S4.4.3.1.1, S4.4.3.1.2, S4.4.3.1.3,
S4.4.3.1.4 and S4.4.3.1.5, each bus with a gross vehicle weight rating
of 4,536 kg (10,000 lb) or less, except a school bus or an over-the-road
bus, shall be equipped with a Type 2 seat belt assembly at every
designated seating position other than a side-facing position. Type 2
seat belt assemblies installed in compliance with this requirement shall
conform to Standard No. 209 (49 CFR 571.209) and with S7.1 and S7.2 of
this standard. If a Type 2 seat belt assembly installed in compliance
with this requirement incorporates a webbing tension relieving device,
the vehicle owner's manual shall include the information specified in
S7.4.2(b) of this standard for the tension relieving device, and the
vehicle shall conform to S7.4.2(c) of this standard. Side-facing
designated seating positions shall be equipped, at the manufacturer's
option, with a Type 1 or Type 2 seat belt assembly.
S4.4.3.1.1 Any rear designated seating position with a seat that can
be adjusted to be forward- or rear-facing and to face some other
direction shall either:
(a) Meet the requirements of S4.4.3.1 with the seat in any position
in which it can be occupied while the vehicle is in motion, or meet
S4.4.3.1.1(b)(1) and S4.4.3.1.1(b)(2).
(b)(1) When the seat is in its forward-facing and/or rear-facing
position, or within 30 degrees of either position,
have a Type 2 seat belt assembly with an upper torso restraint that
(i) Conforms to S7.1 and S7.2 of this standard,
(ii) Adjusts by means of an emergency locking retractor conforming
to Standard No. 209 (49 CFR 571.209), and
(iii) May be detachable at the buckle or upper anchorage, but not
both.
(2) When the seat is in any position in which it can be occupied
while the vehicle is in motion, have a Type 1 seat belt or the pelvic
portion of a Type 2 seat belt assembly that conforms to S7.1 and S7.2 of
this standard.
S4.4.3.1.2 Any rear designated seating position on a readily
removable
[[Page 793]]
seat (that is, a seat designed to be easily removed and replaced by
means installed by the manufacturer for that purpose) may meet the
requirements of S4.4.3.1 by use of a belt incorporating a release
mechanism that detaches both the lap and shoulder portion at either the
upper or lower anchorage point, but not both. The means of detachment
shall be a key or key-like object.
S4.4.3.1.3 Any inboard designated seating position on a seat for
which the entire seat back can be folded such that no part of the seat
back extends above a horizontal plane located 250 mm above the highest
SRP located on the seat may meet the requirements of S4.4.3.1 by use of
a belt incorporating a release mechanism that detaches both the lap and
shoulder portion at either the upper or lower anchorage point, but not
both. The means of detachment shall be a key or key-like object.
S4.4.3.1.4 Any rear designated seating position adjacent to a
walkway located between the seat, which walkway is designed to allow
access to more rearward designated seating positions, and not adjacent
to the side of the vehicle may meet the requirements of S4.4.3.1 by use
of a belt incorporating a release mechanism that detaches both the lap
and shoulder portion at either the upper or lower anchorage point, but
not both. The means of detachment shall be a key or key-like object.
S4.4.3.1.5 Any rear side-facing designated seating position shall be
equipped with a Type 1 or Type 2 seat belt assembly that conforms to
S7.1 and S7.2 of this standard.
S4.4.3.2 Each school bus with a gross vehicle weight rating of 4,536
kg (10,000 pounds) or less shall comply with the requirements of
S4.4.3.2.1 and S4.4.3.2.2.
S4.4.3.2.1 The driver's designated seating position and any outboard
designated seating position not rearward of the driver's seating
position shall be equipped with a Type 2 seat belt assembly. For a
school bus without a driver's designated seating position, the outboard
designated seating positions in the front row of seats shall be equipped
with Type 2 seat belt assemblies. The seat belt assembly shall comply
with Standard No. 209 (49 CFR 571.209) and with S7.1 and S7.2 of this
standard. The lap belt portion of the seat belt assembly shall include
either an emergency locking retractor or an automatic locking retractor.
An automatic locking retractor shall not retract webbing to the next
locking position until at least \3/4\ inch of webbing has moved into the
retractor. In determining whether an automatic locking retractor
complies with this requirement, the webbing is extended to 75 percent of
its length and the retractor is locked after the initial adjustment. If
the seat belt assembly installed in compliance with this requirement
incorporates any webbing tension-relieving device, the vehicle owner's
manual shall include the information specified in S7.4.2(b) of this
standard for the tension-relieving device, and the vehicle shall comply
with S7.4.2(c) of this standard.
S4.4.3.2.2 Passenger seating positions, other than those specified
in S4.4.3.2.1, shall be equipped with Type 2 seat belt assemblies that
comply with the requirements of S7.1.1.5, S7.1.5 and S7.2 of this
standard.
S4.4.3.3 Each over-the-road-bus with a GVWR of 4,536 kg (10,000 lb)
or less shall meet the requirements of S4.4.5.1 (as specified for buses
with a GVWR or more than 11,793 kg (26,000 lb)).
S4.4.4 Buses with a GVWR of more than 4,536 kg (10,000 lb) but not
greater than 11,793 kg (26,000 lb).
S4.4.4.1 Each bus with a GVWR of more than 4,536 kg (10,000 lb) but
not greater than 11,793 kg (26,000 lb), except a school bus or an over-
the-road bus, shall meet the requirements of S4.4.4.1.1 or S4.4.4.1.2.
S4.4.4.1.1 First option--complete passenger protection system--
driver only. The vehicle shall meet the crash protection requirements of
S5, with respect to an anthropomorphic test dummy in the driver's
designated seating position, by means that require no action by vehicle
occupants.
S4.4.4.1.2 Second option--belt system. The vehicle shall, at the
driver's designated seating position and all designated seating
positions in the front row of seats, if there is no driver's designated
seating position, be equipped with either a Type 1 or a Type 2 seat belt
assembly that conforms to Sec. 571.209 of this part and S7.2 of this
Standard. A
[[Page 794]]
Type 1 belt assembly or the pelvic portion of a dual retractor Type 2
belt assembly installed at these seating positions shall include either
an emergency locking retractor or an automatic locking retractor. If a
seat belt assembly includes an automatic locking retractor for the lap
belt or the lap belt portion, that seat belt assembly shall comply with
the following:
(a) An automatic locking retractor used at a driver's seating
position that has some type of suspension system for the seat shall be
attached to the seat structure that moves as the suspension system
functions.
(b) The lap belt or lap belt portion of a seat belt assembly
equipped with an automatic locking retractor that is installed at the
driver's seating position must allow at least \3/4\; inch, but less than
3 inches, of webbing movement before retracting webbing to the next
locking position.
(c) Compliance with S4.4.4.2.1(b) of this standard is determined as
follows:
(1) The seat belt assembly is buckled and the retractor end of the
seat belt assembly is anchored to a horizontal surface. The webbing for
the lap belt or lap belt portion of the seat belt assembly is extended
to 75 percent of its length and the retractor is locked after the
initial adjustment.
(2) A load of 20 pounds is applied to the free end of the lap belt
or the lap belt portion of the belt assembly (i.e., the end that is not
anchored to the horizontal surface) in the direction away from the
retractor. The position of the free end of the belt assembly is
recorded.
(3) Within a 30 second period, the 20 pound load is slowly
decreased, until the retractor moves to the next locking position. The
position of the free end of the belt assembly is recorded again.
(4) The difference between the two positions recorded for the free
end of the belt assembly shall be at least \3/4\; inch but less than 3
inches.
S4.4.4.2 Each school bus with a GVWR of more than 4,536 kg (10,000
lb) but not greater than 11,793 kg (26,000 lb) shall be equipped with a
Type 2 seat belt assembly at the driver's designated seating position.
The seat belt assembly shall comply with Standard No. 209 (49 CFR
571.209) and with S7.1 and S7.2 of this standard. If a seat belt
assembly installed in compliance with this requirement includes an
automatic locking retractor for the lap belt portion, that seat belt
assembly shall comply with paragraphs (a) through (c) of S4.4.4.1.2 of
this standard. If a seat belt assembly installed in compliance with this
requirement incorporates any webbing tension-relieving device, the
vehicle owner's manual shall include the information specified in
S7.4.2(b) of this standard for the tension-relieving device, and the
vehicle shall comply with S7.4.2(c) of this standard.
S4.4.4.3 Each over-the-road-bus with a GVWR of more than 4,536 kg
(10,000 lb) but not greater than 11,793 kg (26,000 lb) shall meet the
requirements of S4.4.5.1 (as specified for buses with a GVWR or more
than 11,793 kg (26,000 lb)).
S4.4.5 Buses with a GVWR of more than 11,793 kg (26,000 lb).
S4.4.5.1 Each bus with a GVWR of more than 11,793 kg (26,000 lb),
except a perimeter-seating bus, transit bus, or school bus, shall comply
with the requirements of S4.4.5.1.1 and S4.4.5.1.2.
S4.4.5.1.1 The driver's designated seating position and any outboard
designated seating position not rearward of the driver's seating
position shall be equipped with a Type 2 seat belt assembly. The seat
belt assembly shall comply with Standard No. 209 (49 CFR 571.209) and
with S7.1 and S7.2 of this standard. For a bus without a driver's
designated seating position, any outboard designated seating position in
the front row of seats, shall be equipped with Type 2 seat belt
assemblies. If a seat belt assembly installed in compliance with this
requirement includes an automatic locking retractor for the lap belt
portion, that seat belt assembly shall comply with paragraphs (a)
through (c) of S4.4.4.1.2 of this standard. If a seat belt assembly
installed in compliance with this requirement incorporates any webbing
tension-relieving device, the vehicle owner's manual shall include the
information specified in S7.4.2(b) of this standard for the tension-
relieving device, and the vehicle shall comply with S7.4.2(c) of this
standard.
[[Page 795]]
S4.4.5.1.2 Passenger seating positions, other than those specified
in S4.4.5.1.1 and seating positions on prison buses rearward of the
driver's seating position, shall:
(a) Other than for over-the-road buses:
(i) Be equipped with a Type 2 seat belt assembly at any seating
position that is not a side-facing position;
(ii) Be equipped with a Type 1 or Type 2 seat belt assembly at any
seating position that is a side-facing position;
(c) For over-the-road buses, be equipped with a Type 2 seat belt
assembly;
(d) Have the seat belt assembly attached to the seat structure at
any seating position that has another seating position, wheelchair
position, or side emergency door behind it; and
(e) Comply with the requirements of S7.1.1.5, S7.1.1.6, S7.1.3, and
S7.2 of this standard.
S4.4.5.2 Each perimeter-seating bus and transit bus with a GVWR of
more than 11,793 kg (26,000 lb) shall meet the requirements of
S4.4.4.1.1 or S4.4.4.1.2 (as specified for buses with a GVWR of more
than 4,536 kg (10,000 lb) but not greater than 11,793 kg (26,000 lb)).
S4.4.5.3 Each school bus with a GVWR of more than 11,793 kg (26,000
lb) shall be equipped with a Type 2 seat belt assembly at the driver's
designated seating position. The seat belt assembly shall comply with
Standard No. 209 (49 CFR 571.209) and with S7.1 and S7.2 of this
standard. If a seat belt assembly installed in compliance with this
requirement includes an automatic locking retractor for the lap belt
portion, that seat belt assembly shall comply with paragraphs (a)
through (c) of S4.4.4.1.2 of this standard. If a seat belt assembly
installed in compliance with this requirement incorporates any webbing
tension-relieving device, the vehicle owner's manual shall include the
information specified in S7.4.2(b) of this standard for the tension-
relieving device, and the vehicle shall comply with S7.4.2(c) of this
standard.
S4.5 Other general requirements.
S4.5.1 Labeling and owner's manual information.
(a) Air bag maintenance or replacement information. If the vehicle
manufacturer recommends periodic maintenance or replacement of an
inflatable restraint system, as that term is defined in S4.1.5.1(b) of
this standard, installed in a vehicle, that vehicle shall be labeled
with the recommended schedule for maintenance or replacement. The
schedule shall be specified by month and year, or in terms of vehicle
mileage, or by intervals measured from the date appearing on the vehicle
certification label provided pursuant to 49 CFR part 567. The label
shall be permanently affixed to the vehicle within the passenger
compartment and lettered in English in block capital and numerals not
less than three thirty-seconds of an inch high. This label may be
combined with the label required by S4.5.1(b) of this standard to appear
on the sun visor. If some regular maintenance or replacement of the
inflatable restraint system(s) in a vehicle is recommended by the
vehicle manufacturer, the owner's manual shall also set forth the
recommended schedule for maintenance or replacement.
(b) Sun visor air bag warning label. (1) Except as provided in
S4.5.1(b)(2), each vehicle shall have a label permanently affixed to
either side of the sun visor, at the manufacturer's option, at each
front outboard seating position that is equipped with an inflatable
restraint. The label shall conform in content to the label shown in
either Figure 6a or 6b of this standard, as appropriate, and shall
comply with the requirements of S4.5.1(b)(1)(i) through
S4.5.1(b)(1)(iv).
(i) The heading area shall be yellow with the word ``WARNING'' and
the alert symbol in black.
(ii) The message area shall be white with black text. The message
area shall be no less than 30 cm\2\ (4.7 in\2\).
(iii) The pictogram shall be black with a red circle and slash on a
white background. The pictogram shall be no less than 30 mm (1.2 in) in
diameter.
(iv) If the vehicle does not have a back seat, the label shown in
Figure 6a or 6b may be modified by omitting the statements: ``The BACK
SEAT is the SAFEST place for children.''
(2) Vehicles certified to meet the requirements specified in S19,
S21, or S23 before September 1, 2003 shall have a label permanently
affixed to either side of the sun visor, at the manufacturer's
[[Page 796]]
option, at each front outboard seating position that is equipped with an
inflatable restraint. The label shall conform in content to the label
shown either in Figure 8 or Figure 11 of this standard, at the
manufacturer's option, and shall comply with the requirements of
S4.5.1(b)(2)(i) through S4.5.1(b)(2)(iv).
(i) The heading area shall be yellow with the word ``WARNING'' and
the alert symbol in black.
(ii) The message area shall be white with black text. The message
area shall be no less than 30 cm\2\ (4.7 in\2\).
(iii) The pictogram shall be black on a white background. The
pictogram shall be no less than 30 mm (1.2 in) in length.
(iv) If the vehicle does not have a back seat, the label shown in
the figure may be modified by omitting the statement: ``The BACK SEAT is
the SAFEST place for CHILDREN.''
(v) If the vehicle does not have a back seat or the back seat is too
small to accommodate a rear-facing child restraint consistent with
S4.5.4.1, the label shown in the figure may be modified by omitting the
statement: ``Never put a rear-facing child seat in the front.''
(3) Vehicles certified to meet the requirements specified in S19,
S21, or S23 on or after September 1, 2003 shall have a label permanently
affixed to either side of the sun visor, at the manufacturer's option,
at each front outboard seating position that is equipped with an
inflatable restraint. The label shall conform in content to the label
shown in Figure 11 of this standard and shall comply with the
requirements of S4.5.1(b)(3)(i) through S4.5.1(b)(3)(iv).
(i) The heading area shall be yellow with the word ``WARNING'' and
the alert symbol in black.
(ii) The message area shall be white with black text. The message
area shall be no less than 30 cm\2\ (4.7 in\2\).
(iii) The pictogram shall be black on a white background. The
pictogram shall be no less than 30 mm (1.2 in) in length.
(iv) If the vehicle does not have a back seat, the label shown in
the figure may be modified by omitting the statement: ``The BACK SEAT is
the SAFEST place for CHILDREN.''
(v) If the vehicle does not have a back seat or the back seat is too
small to accommodate a rear-facing child restraint consistent with
S4.5.4.1, the label shown in the figure may be modified by omitting the
statement: ``Never put a rear-facing child seat in the front.''
(4) Design-specific information.
(i) A manufacturer may request in writing that the Administrator
authorize additional design-specific information to be placed on the air
bag sun visor label for vehicles certified to meet the requirements
specified in S19, S21, or S23. The label shall conform in content to the
label shown in Figure 11 of this standard and shall comply with the
requirements of S4.5.1(b)(3)(i) through S4.5.1(b)(3)(iv), except that
the label may contain additional, design-specific information, if
authorized by the Administrator.
(ii) The request must meet the following criteria:
(A) The request must provide a mock-up of the label with the
specific language or pictogram the manufacturer requests permission to
add to the label.
(B) The additional information conveyed by the requested label must
be specific to the design or technology of the air bag system in the
vehicle and not applicable to all or most air bag systems.
(C) The additional information conveyed by the requested label must
address a situation in which foreseeable occupant behavior can affect
air bag performance.
(iii) The Administrator shall authorize or reject a request by a
manufacturer submitted under S4.5.1(b)(4)(i) on the basis of whether the
additional information could result in information overload or would
otherwise make the label confusing or misleading. No determination will
be made as to whether, in light of the above criteria, the particular
information best prevents information overload or whether the
information best addresses a particular air bag risk. Moreover, the
Administrator will not verify or vouch for the accuracy of the
information.
(5) Limitations on additional labels.
(i) Except for the information on an air bag maintenance label
placed on
[[Page 797]]
the sun visor pursuant to S4.5.1(a) of this standard, or on a utility
vehicle warning label placed on the sun visor that conforms in content,
form, and sequence to the label shown in Figure 1 of 49 CFR 575.105, no
other information shall appear on the same side of the sun visor to
which the sun visor air bag warning label is affixed.
(ii) Except for the information in an air bag alert label placed on
the sun visor pursuant to S4.5.1(c) of this standard, or on a utility
vehicle warning label placed on the sun visor that conforms in content,
form, and sequence to the label shown in Figure 1 of 49 CFR 575.105, no
other information about air bags or the need to wear seat belts shall
appear anywhere on the sun visor.
(c) Air bag alert label. If the label required by S4.5.1(b) is not
visible when the sun visor is in the stowed position, an air bag alert
label shall be permanently affixed to that visor so that the label is
visible when the visor is in that position. The label shall conform in
content to the sun visor label shown in Figure 6(c) of this standard,
and shall comply with the requirements of S4.5.1(c)(1) through
S4.5.1(c)(3).
(1) The message area shall be black with yellow text. The message
area shall be no less than 20 square cm.
(2) The pictogram shall be black with a red circle and slash on a
white background. The pictogram shall be no less than 20 mm in diameter.
(3) If a vehicle does not have an inflatable restraint at any front
seating position other than that for the driver's designated seating
position, the pictogram may be omitted from the label shown in Figure
6c.
(d) At the option of the manufacturer, the requirements in S4.5.1(b)
and S4.5.1(c) for labels that are permanently affixed to specified parts
of the vehicle may instead be met by permanent marking or molding of the
required information.
(e) Label on the dashboard. (1) Except as provided in S4.5.1(e)(2)
or S4.5.1(e)(3), each vehicle that is equipped with an inflatable
restraint for the passenger position shall have a label attached to a
location on the dashboard or the steering control hub that is clearly
visible from all front seating positions. The label need not be
permanently affixed to the vehicle. This label shall conform in content
to the label shown in Figure 7 of this standard, and shall comply with
the requirements of S4.5.1(e)(1)(i) through S4.5.1(e)(1)(iii).
(i) The heading area shall be yellow with the word ``WARNING'' and
the alert symbol in black.
(ii) The message area shall be white with black text. The message
area shall be no less than 30 cm\2\ (4.7 in\2\).
(iii) If the vehicle does not have a back seat, the label shown in
Figure 7 may be modified by omitting the statement: ``The back seat is
the safest place for children 12 and under.''
(2) Vehicles certified to meet the requirements specified in S19,
S21, and S23 before December 1, 2003, that are equipped with an
inflatable restraint for the passenger position shall have a label
attached to a location on the dashboard or the steering control hub that
is clearly visible from all front seating positions. The label need not
be permanently affixed to the vehicle. This label shall conform in
content to the label shown in either Figure 9 or Figure 12 of this
standard, at manufacturer's option, and shall comply with the
requirements of S4.5.1(e)(2)(i) through S4.5.1(e)(2)(iv).
(i) The heading area shall be yellow with black text.
(ii) The message area shall be white with black text. The message
area shall be no less than 30 cm\2\ (4.7 in\2\).
(iii) If the vehicle does not have a back seat, the labels shown in
Figures 9 and 12 may be modified by omitting the statement: ``The back
seat is the safest place for children.''
(iv) If the vehicle does not have a back seat or the back seat is
too small to accommodate a rear-facing child restraint consistent with
S4.5.4.1, the label shown in Figure 12 may be modified by omitting the
statement: ``Never put a rear-facing child seat in the front.''
(3) Vehicles certified to meet the requirements specified in S19,
S21, and S23 on or after December 1, 2003, that are equipped with an
inflatable restraint for the passenger position shall have a label
attached to a location on the dashboard or the steering control hub that
is clearly visible from all
[[Page 798]]
front seating positions. The label need not be permanently affixed to
the vehicle. This label shall conform in content to the label shown in
Figure 12 of this standard and shall comply with the requirements of
S4.5.1(e)(3)(i) through S4.5.1(e)(3)(iv).
(i) The heading area shall be yellow with black text.
(ii) The message area shall be white with black text. The message
area shall be no less than 30 cm\2\ (4.7 in\2\).
(iii) If the vehicle does not have a back seat, the label shown in
Figure 12 may be modified by omitting the statement: ``The back seat is
the safest place for children.''
(iv) If the vehicle does not have a back seat or the back seat is
too small to accommodate a rear-facing child restraint consistent with
S4.5.4.1, the label shown in Figure 12 may be modified by omitting the
statement: ``Never put a rear-facing child seat in the front.''
(f) Information to appear in owner's manual. (1) The owner's manual
for any vehicle equipped with an inflatable restraint system shall
include an accurate description of the vehicle's air bag system in an
easily understandable format. The owner's manual shall include a
statement to the effect that the vehicle is equipped with an air bag and
lap/shoulder belt at both front outboard seating positions, and that the
air bag is a supplemental restraint at those seating positions. The
information shall emphasize that all occupants should always wear their
seat belts whether or not an air bag is also provided at their seating
position to minimize the risk of severe injury or death in the event of
a crash. The owner's manual shall also provide any necessary precautions
regarding the proper positioning of occupants, including children, at
seating positions equipped with air bags to ensure maximum safety
protection for those occupants. The owner's manual shall also explain
that no objects should be placed over or near the air bag on the
instrument panel, because any such objects could cause harm if the
vehicle is in a crash severe enough to cause the air bag to inflate.
(2) For any vehicle certified to meet the requirements specified in
S14.5, S15, S17, S19, S21, S23, and S25, the manufacturer shall also
include in the vehicle owner's manual a discussion of the advanced
passenger air bag system installed in the vehicle. The discussion shall
explain the proper functioning of the advanced air bag system and shall
provide a summary of the actions that may affect the proper functioning
of the system. The discussion shall include, at a minimum, accurate
information on the following topics:
(i) A presentation and explanation of the main components of the
advanced passenger air bag system.
(ii) An explanation of how the components function together as part
of the advanced passenger air bag system.
(iii) The basic requirements for proper operation, including an
explanation of the actions that may affect the proper functioning of the
system.
(iv) For vehicles certified to meet the requirements of S19.2, S21.2
or S23.2, a complete description of the passenger air bag suppression
system installed in the vehicle, including a discussion of any
suppression zone.
(v) An explanation of the interaction of the advanced passenger air
bag system with other vehicle components, such as seat belts, seats or
other components.
(vi) A summary of the expected outcomes when child restraint
systems, children and small teenagers or adults are both properly and
improperly positioned in the passenger seat, including cautionary advice
against improper placement of child restraint systems.
(vii) For vehicles certified to meet the requirements of S19.2,
S21.2 or S23.2, a discussion of the telltale light, specifying its
location in the vehicle and explaining when the light is illuminated.
(viii) Information on how to contact the vehicle manufacturer
concerning modifications for persons with disabilities that may affect
the advanced air bag system.
(g) Additional labels placed elsewhere in the vehicle interior. The
language on additional air bag warning labels placed elsewhere in the
vehicle interior shall not cause confusion or contradiction of any of
the statements required in the
[[Page 799]]
air bag sun visor label, and shall be expressed in symbols, words and
abbreviations required by this standard.
S4.5.2 Readiness indicator. An occupant protection system that
deploys in the event of a crash shall have a monitoring system with a
readiness indicator. The indicator shall monitor its own readiness and
shall be clearly visible from the driver's designated seating position.
If the vehicle is equipped with a single readiness indicator for both a
driver and passenger air bag, and if the vehicle is equipped with an on-
off switch permitted by S4.5.4 of this standard, the readiness indicator
shall monitor the readiness of the driver air bag when the passenger air
bag has been deactivated by means of the on-off switch, and shall not
illuminate solely because the passenger air bag has been deactivated by
the manual on-off switch. A list of the elements of the system being
monitored by the indicator shall be included with the information
furnished in accordance with S4.5.1 but need not be included on the
label.
S4.5.3 Automatic belts. Except as provided in S4.5.3.1, a seat belt
assembly that requires no action by vehicle occupants (hereinafter
referred to as an ``automatic belt'') may be used to meet the crash
protection requirements of any option under S4. and in place of any seat
belt assembly otherwise required by that option.
S4.5.3.1. An automatic belt that provides only pelvic restraint may
not be used pursuant to S4.5.3 to meet the requirements of an option
that requires a Type 2 seat belt assembly. An automatic belt may not be
used pursuant to S4.5.3 to meet the requirements of S4.1.5.1(a)(3) for a
Type 2 seat belt assembly at any seating position equipped with an
inflatable restraint system pursuant to S4.1.5.2, S4.1.5.3, S4.2.6.1, or
S4.2.6.2 of this standard.
S4.5.3.2 An automatic belt, furnished pursuant to S4.5.3, that
provides both pelvic and upper torso restraint may have either a
detachable or nondetachable upper torso portion, notwithstanding
provisions of the option under which it is furnished.
S4.5.3.3 An automatic belt furnished pursuant to S4.5.3 shall:
(a) Conform to S7.1 and have a single emergency release mechanism
whose components are readily accessible to a seated occupant.
(b) In place of a warning system that conforms to S7.3 of this
standard, be equipped with the following warning system: At the left
front designated seating position (driver's position), a warning system
that activates a continuous or intermittent audible signal for a period
of not less than 4 seconds and not more than 8 seconds and that
activates a continuous or flashing warning light visible to the driver
for not less than 60 seconds (beginning when the vehicle ignition switch
is moved to the ``on'' or the ``start'' position) when condition (A)
exists simultaneously with condition (B), and that activates a
continuous or flashing warning light, visible to the driver, displaying
the identifying symbol for the seat belt telltale shown in Table 2 of
Standard No. 101 (49 CFR 571.101), or, at the option of the manufacturer
if permitted by Standard No. 101, displaying the words ``Fasten Seat
Belts'' or ``Fasten Belts,'' for as long as condition (A) exists
simultaneously with condition (C).
(A) The vehicle's ignition switch is moved to the ``on'' position or
to the ``start'' position.
(B) The driver's automatic belt is not in use, as determined by the
belt latch mechanism not being fastened, or, if the automatic belt is
non-detachable, by the emergency release mechanism being in the released
position. In the case of motorized automatic belts, the determination of
use shall be made once the belt webbing is in its locked protective mode
at the anchorage point.
(C) The belt webbing of a motorized automatic belt system is not in
its locked, protective mode at the anchorage point.
S4.5.3.4 An automatic belt furnished pursuant to S4.5.3 that is not
required to meet the perpendicular frontal crash protection requirements
of S5.1 shall conform to the webbing, attachment hardware, and assembly
performance requirements of Standard No. 209.
S4.5.3.5 A replacement automatic belt shall meet the requirements of
S4.1(k) of Standard No. 209.
[[Page 800]]
S4.5.4 Passenger air bag manual cut-off device. Passenger cars,
trucks, buses, and multipurpose passenger vehicles manufactured before
September 1, 2012 may be equipped with a device that deactivates the air
bag installed at the right front outboard seating position in the
vehicle, if all the conditions in S4.5.4.1 through S4.5.4.4 are
satisfied.
S4.5.4.1 The vehicle complies with either S4.5.4.1(a) or
S4.5.4.1(b).
(a) The vehicle has no forward-facing designated seating positions
to the rear of the front seating positions.
(b) With the seats and seat backs adjusted as specified in S8.1.2
and S8.1.3, the distance, measured along a longitudinal horizontal line
tangent to the highest point of the rear seat bottom in the longitudinal
vertical plane described in either S4.5.4.1(b)(1) or S4.5.4.1(b)(2),
between the rearward surface of the front seat back and the forward
surface of the rear seat back is less than 720 millimeters.
(1) In a vehicle equipped with front bucket seats, the vertical
plane at the centerline of the driver's seat cushion.
(2) In a vehicle equipped with front bench seating, the vertical
plane which passes through the center of the steering wheel rim.
S4.5.4.2 The device is operable by means of the ignition key for the
vehicle. The device shall be separate from the ignition switch for the
vehicle, so that the driver must take some action with the ignition key
other than inserting it or turning it in the ignition switch to
deactivate the passenger air bag. Once deactivated, the passenger air
bag shall remain deactivated until it is reactivated by means of the
device.
S4.5.4.3 A telltale light in the interior of the vehicle shall be
illuminated whenever the passenger air bag is turned off by means of the
on-off switch. The telltale shall be clearly visible to occupants of all
front seating positions. ``Clearly visible'' means within the normal
range of vision throughout normal driving operations. The telltale:
(a) Shall be yellow;
(b) Shall have the identifying words ``PASSENGER AIR BAG OFF'' or
``PASS AIR BAG OFF'' on the telltale or within 25 millimeters of the
telltale;
(c) Shall remain illuminated for the entire time that the air bag is
``off'';
(d) Shall not be illuminated at any time when the air bag is ``on'';
and,
(e) Shall not be combined with the readiness indicator required by
S4.5.2 of this standard.
S4.5.4.4 The vehicle owner's manual shall provide, in a readily
understandable format:
(a) Complete instructions on the operation of the on-off switch;
(b) A statement that the on-off switch should only be used when a
member of a passenger risk group identified in the request form in
appendix B to part 595 of this chapter is occupying the right front
passenger seating position; and,
(c) A warning about the safety consequences of using the on-off
switch at other times.
S4.5.5 Rear seat belt requirements for passenger cars and for
trucks, buses, and multipurpose passenger vehicles with a GVWR of 4,536
kg (10,000 lbs.) or less.
S4.5.5.1 Vehicles manufactured on or after September 1, 2005 and
before September 1, 2007.
(a) For vehicles manufactured for sale in the United States on or
after September 1, 2005, and before September 1, 2007, a percentage of
the manufacturer's production as specified in S4.5.5.2, shall meet the
requirements specified in either S4.1.5.5 for complying passenger cars,
S4.2.7 for complying trucks and multipurpose passenger vehicles, or
S4.4.3.1 for complying buses.
(b) A manufacturer that sells two or fewer carlines, as that term is
defined at 49 CFR 583.4, in the United States may, at the option of the
manufacturer, meet the requirements of this paragraph, instead of
paragraph (a) of this section. Each vehicle manufactured on or after
September 1, 2006, and before September 1, 2007, shall meet the
requirements specified in S4.1.5.5 for complying passenger cars, S4.2.7
for complying trucks & multipurpose passenger vehicles, and S4.4.3.1 for
complying buses. Credits for vehicles manufactured before September 1,
2006 are not to be applied to the requirements of this paragraph.
(c) Vehicles that are manufactured in two or more stages or that are
altered
[[Page 801]]
(within the meaning of 49 CFR 567.7) after having previously been
certified in accordance with part 567 of this chapter are not subject to
the requirements of S4.5.5.1.
(d) Vehicles that are manufactured by a manufacturer that produces
fewer than 5,000 vehicles annually for sale in the United States are not
subject to the requirements of S4.5.5.1.
S4.5.5.2 Phase-in schedule.
(a) Vehicles manufactured on or after September 1, 2005, and before
September 1, 2006. Subject to S4.5.5.3(a), for vehicles manufactured on
or after September 1, 2005, and before September 1, 2006, the amount of
vehicles complying with S4.1.5.5 for complying passenger cars, S4.2.7
for complying trucks and multipurpose passenger vehicles, or S4.4.3.1
for complying buses shall be not less than 50 percent of:
(1) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years immediately prior
to September 1, 2005, the manufacturer's average annual production of
vehicles manufactured on or after September 1, 2003, and before
September 1, 2006, or
(2) The manufacturer's production on or after September 1, 2005, and
before September 1, 2006.
(b) Vehicles manufactured on or after September 1, 2006, and before
September 1, 2007. Subject to S4.5.5.3(b), for vehicles manufactured on
or after September 1, 2006, and before September 1, 2007, the amount of
vehicles complying with S4.1.5.5 for complying passenger cars, S4.2.7
for complying trucks and multipurpose passenger vehicles, or S4.4.3.1
for complying buses shall be not less than 80 percent of:
(1) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years immediately prior
to September 1, 2006, the manufacturer's average annual production of
vehicles manufactured on or after September 1, 2004, and before
September 1, 2007, or
(2) The manufacturer's production on or after September 1, 2006, and
before September 1, 2007.
S4.5.5.3 Calculation of complying vehicles.
(a) For the purposes of complying with S4.5.5.2(a), a manufacturer
may count a vehicle if it is manufactured on or after February 7, 2005,
but before September 1, 2006.
(b) For the purposes of complying with S4.5.5.2(b), a manufacturer
may count a vehicle if it:
(1) Is manufactured on or after February 7, 2005, but before
September 1, 2007, and
(2) Is not counted toward compliance with S4.5.5.2(a).
S4.5.5.4 Vehicles produced by more than one manufacturer.
(a) For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S4.5.5.2, a vehicle produced by more than one
manufacturer shall be attributed to a single manufacturer as follows,
subject to paragraph (b) of this section.
(1) A vehicle that is imported shall be attributed to the importer.
(2) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
(b) A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under paragraph (a) of this section.
S4.6 Dynamic testing of manual belt systems.
S4.6.1 Each truck and multipurpose passenger vehicle with a GVWR of
8,500 pounds or less and an unloaded weight of less than 5,500 pounds
that is manufactured on or after September 1, 1991, and is equipped with
a Type 2 seat belt assembly at a front outboard designated seating
position pursuant to S4.1.2.3 shall meet the frontal crash protection
requirements of S5.1 at those designated seating positions with a test
dummy restrained by a Type 2 seat belt assembly that has been adjusted
in accordance with S7.4.2. A vehicle shall not be deemed to be in
noncompliance with this standard if its manufacturer establishes that it
did
[[Page 802]]
not have reason to know in the exercise of due care that such vehicle is
not in conformity with the requirement of this standard.
S4.6.2 Any manual seat belt assembly subject to the requirements of
S5.1 of this standard by virtue of any provision of this standard other
than S4.1.2.1(c)(2) does not have to meet the requirements of S4.2(a)-
(f) and S4.4 of Standard No. 209 (Sec. 571.209).
S4.6.3 Any manual seat belt assembly subject to the requirements of
S5.1 of this standard by virtue of S4.1.2.1(c)(2) does not have to meet
the elongation requirements of S4.2(c), S4.4(a)(2), S4.4(b)(4), and
S4.4(b)(5) of Standard No. 209 (Sec. 571.209).
S4.7 [Reserved]
S4.8 Selection of compliance options. Where manufacturer options are
specified, the manufacturer shall select the option by the time it
certifies the vehicle and may not thereafter select a different option
for the vehicle. Each manufacturer shall, upon request from the National
Highway Traffic Safety Administration, provide information regarding
which of the compliance options it has selected for a particular vehicle
or make/model.
S4.9 Values and tolerances. Wherever a range of values or tolerances
are specified, requirements shall be met at all values within the range
of values or tolerances. With respect to the positioning of
anthropomorphic dummies, torso and spine angle tolerances shall be
2 degrees unless otherwise stated, and leg, thigh,
foot, and arm angle tolerances shall be 5 degrees
unless otherwise stated.
S4.10 Metric values. Specifications and requirements are given in
metric units with English units provided for reference. The metric
values are controlling.
S4.11 Test duration for purpose of measuring injury criteria.
(a) For all barrier crashes, the injury criteria specified in this
standard shall be met when calculated based on data recorded for 300
milliseconds after the vehicle strikes the barrier.
(b) For the 3-year-old and 6-year-old child dummy low risk
deployment tests, the injury criteria specified in this standard shall
be met when calculated on data recorded for 100 milliseconds after the
initial deployment of the air bag.
(c) For 12-month-old infant dummy low risk deployment tests, the
injury criteria specified in the standard shall be met when calculated
on data recorded for 125 milliseconds after the initiation of the final
stage of air bag deployment designed to deploy in any full frontal rigid
barrier crash up to 64 km/h (40 mph).
(d) For driver dummy low risk deployment tests, the injury criteria
shall be met when calculated based on data recorded for 125 milliseconds
after the initiation of the final stage of air bag deployment designed
to deploy in any full frontal rigid barrier crash up to 26 km/h (16
mph).
(e) The requirements for dummy containment shall continue until both
the vehicle and the dummies have ceased moving.
S4.12 Suppression systems that do not detect dummies. For vehicles
with occupant sensing systems that recognize humans and not dummies,
such that the air bag or bags would not function in crash tests, the
manufacturer shall provide NHTSA with information and equipment
necessary to circumvent the suppression system for the crash test such
that the restraint system operates as if 5th percentile adult female
humans and 50th percentile adult male humans are seated in the vehicle.
S4.13 Data channels. For vehicles manufactured on or after September
1, 2001, all data channels used in injury criteria calculations shall be
filtered using a phaseless digital filter, such as the Butterworth four-
pole phaseless digital filter specified in appendix C of SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5).
S5 Occupant crash protection requirements for the 50th percentile
adult male dummy.
S5.1 Frontal barrier crash test.
S5.1.1 Belted test. (a) Vehicles not certified to S14. Impact a
vehicle traveling longitudinally forward at any speed, up to and
including 48 km/h (30 mph), into a fixed rigid barrier that is
perpendicular to the line of travel of the vehicle, and at any angle up
to 30 degrees
[[Page 803]]
in either direction from the perpendicular to the line of travel of the
vehicle, under the applicable conditions of S8 and S10. The test dummy
specified in S8.1.8 placed in each front outboard designated seating
position shall meet the injury criteria of S6.1, S6.2(a), S6.3, S6.4(a),
and S6.5 of this standard.
(b) Vehicles certified to S14--(1) Vehicles certified to S14.1 or
S14.2. Impact a vehicle traveling longitudinally forward at any speed,
up to and including 48 km/h (30 mph), into a fixed rigid barrier that is
perpendicular to the line of travel of the vehicle under the applicable
conditions of S8 and S10. The test dummy specified in S8.1.8 placed in
each front outboard designated seating position shall meet the injury
criteria of S6.1, S6.2(b), S6.3, S6.4(b), S6.5, and S6.6 of this
standard.
(2) Vehicles certified to S14.3 or S14.4. Impact a vehicle traveling
longitudinally forward at any speed, up to and including 56 km/h (35
mph), into a fixed rigid barrier that is perpendicular to the line of
travel of the vehicle under the applicable conditions of S8 and S10. The
test dummy specified in S8.1.8 placed in each front outboard designated
seating position shall meet the injury criteria of S6.1, S6.2(b), S6.3,
S6.4(b), S6.5, and S6.6 of this standard.
S5.1.2 Unbelted test. (a) Vehicles not certified to the requirements
of S13 or S14. At the manufacturer's option, either one of the following
unbelted tests shall be met:
(1) Impact a vehicle traveling longitudinally forward at any speed
up to and including 48 km/h (30 mph), into a fixed rigid barrier that is
perpendicular to the line of travel of the vehicle, and at any angle up
to 30 degrees in either direction from the perpendicular to the line of
travel of the vehicle, under the applicable conditions of S8 and S10,
excluding S10.7, S10.8, and S10.9. The test dummy specified in S8.1.8
placed in each front outboard designated seating position shall meet the
injury criteria of S6.1, S6.2(a), S6.3, S6.4(a), and S6.5 of this
standard.
(2) Impact a vehicle traveling longitudinally forward at any speed
between 32 km/h (20 mph) and 40 km/h (25 mph), inclusive, into a fixed
rigid barrier that is perpendicular to the line of travel of the
vehicle, and at any angle up to 30 degrees in either direction from the
perpendicular to the line of travel of the vehicle, under the applicable
conditions of S8 and S10, excluding S10.7, S10.8, and S10.9. The test
dummy specified in S8.1.8 placed in each front outboard designated
seating position shall meet the injury criteria of S6.1, S6.2(b), S6.3,
S6.4(b), S6.5, and S6.6 of this standard.
(b) Vehicles certified to the requirements of S14. Impact a vehicle
traveling longitudinally forward at any speed between 32 km/h (20 mph)
and 40 km/h (25 mph), inclusive, into a fixed rigid barrier that is
perpendicular to the line of travel of the vehicle, and at any angle up
to 30 degrees in either direction from the perpendicular to the line of
travel of the vehicle, under the applicable conditions of S8 and S10,
excluding S10.7, S10.8, and S10.9. The test dummy specified in S8.1.8
placed in each front outboard designated seating position shall meet the
injury criteria of S6.1, S6.2(b), S6.3, S6.4(b), S6.5, and S6.6 of this
standard.
S5.2 Lateral moving barrier crash test. Impact a vehicle laterally
on either side by a barrier moving at 20 mph under the applicable
conditions of S8. The test dummy specified in S8.1.8 positioned in the
front outboard designated seating position adjacent to the impacted side
shall meet the injury criteria of S6.2 and S6.3 of this standard.
S5.3 Rollover. Subject a vehicle to a rollover test in either
lateral direction at 30 mph under the applicable conditions of S8 of
this standard with a test dummy specified in S8.1.8 placed in the front
outboard designated seating position on the vehicle's lower side as
mounted on the test platform. The test dummy shall meet the injury
criteria of S6.1 of this standard.
S6 Injury criteria for the part 572, subpart E, Hybrid III test
dummy.
S6.1 All portions of the test dummy shall be contained within the
outer surfaces of the vehicle passenger compartment.
S6.2 Head injury criteria. (a)(1) For any two points in time,
t1 and t2, during the event which are separated by
not more than a 36 millisecond time interval and where t1 is
less than t2, the head injury criterion (HIC36)
shall be
[[Page 804]]
determined using the resultant head acceleration at the center of
gravity of the dummy head, ar, expressed as a multiple of g
(the acceleration of gravity) and shall be calculated using the
expression:
[GRAPHIC] [TIFF OMITTED] TR12MY00.003
(2) The maximum calculated HIC36 value shall not exceed
1,000.
(b)(1) For any two points in time, t1 and t2,
during the event which are separated by not more than a 15 millisecond
time interval and where t1 is less than t2, the
head injury criterion (HIC15) shall be determined using the
resultant head acceleration at the center of gravity of the dummy head,
ar, expressed as a multiple of g (the acceleration of
gravity) and shall be calculated using the expression:
[GRAPHIC] [TIFF OMITTED] TR12MY00.004
(2) The maximum calculated HIC15 value shall not exceed
700.
S6.3 The resultant acceleration calculated from the output of the
thoracic instrumentation shown in drawing 78051.218, revision R
incorporated by reference in part 572, subpart E of this chapter shall
not exceed 60 g's, except for intervals whose cumulative duration is not
more than 3 milliseconds.
S6.4 Chest deflection. (a) Compressive deflection of the sternum
relative to the spine shall not exceed 76 mm (3.0 in).
(b) Compressive deflection of the sternum relative to the spine
shall not exceed 63 mm (2.5 in).
S6.5 The force transmitted axially through each upper leg shall not
exceed 2250 pounds.
S6.6 Neck injury. When measuring neck injury, each of the following
injury criteria shall be met.
(a) Nij.
(1) The shear force (Fx), axial force (Fz), and bending moment (My)
shall be measured by the dummy upper neck load cell for the duration of
the crash event as specified in S4.11. Shear force, axial force, and
bending moment shall be filtered for Nij purposes at SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5)
Channel Frequency Class 600.
(2) During the event, the axial force (Fz) can be either in tension
or compression while the occipital condyle bending moment (Mocy) can be
in either flexion or extension. This results in four possible loading
conditions for Nij: tension-extension (Nte), tension-flexion (Ntf),
compression-extension (Nce), or compression-flexion (Ncf).
(3) When calculating Nij using equation S6.6(a)(4), the critical
values, Fzc and Myc, are:
(i) Fzc = 6806 N (1530 lbf) when Fz is in tension
(ii) Fzc = 6160 N (1385 lbf) when Fz is in compression
(iii) Myc = 310 Nm (229 lbf-ft) when a flexion moment exists at the
occipital condyle
(iv) Myc = 135 Nm (100 lbf-ft) when an extension moment exists at
the occipital condyle.
(4) At each point in time, only one of the four loading conditions
occurs and the Nij value corresponding to that loading condition is
computed and the three remaining loading modes shall be considered a
value of zero. The expression for calculating each Nij loading condition
is given by:
Nij = (Fz/Fzc) + (Mocy/Myc)
(5) None of the four Nij values shall exceed 1.0 at any time during
the event.
(b) Peak tension. Tension force (Fz), measured at the upper neck
load cell, shall not exceed 4170 N (937 lbf) at any time.
(c) Peak compression. Compression force (Fz), measured at the upper
neck load cell, shall not exceed 4000 N (899 lbf) at any time.
S6.7 Unless otherwise indicated, instrumentation for data
acquisition, data channel frequency class, and moment calculations are
the same as given for the 49 CFR Part 572, Subpart E Hybrid III test
dummy.
S7. Seat belt assembly requirements. As used in this section, a law
enforcement vehicle means any vehicle manufactured primarily for use by
the United States or by a State or local government for police or other
law enforcement purposes.
[[Page 805]]
S7.1 Adjustment.
S7.1.1 Except as specified in S7.1.1.1 and S7.1.1.2, the lap belt of
any seat belt assembly furnished in accordance with S4.1.2 shall adjust
by means of any emergency-locking or automatic-locking retractor that
conforms to Sec. 571.209 to fit persons whose dimensions range from
those of a 50th percentile 6-year-old child to those of a 95th
percentile adult male and the upper torso restraint shall adjust by
means of an emergency-locking retractor or a manual adjusting device
that conforms to Sec. 571.209 to fit persons whose dimensions range
from those of a 5th percentile adult female to those of a 95th
percentile adult male, with the seat in any position, the seat back in
the manufacturer's nominal design riding position, and any adjustable
anchorages adjusted to the manufacturer's nominal design position for a
50th percentile adult male occupant. However, an upper torso restraint
furnished in accordance with S4.1.2.3.1(a) shall adjust by means of an
emergency-locking retractor that conforms to Sec. 571.209.
S7.1.1.1 A seat belt assembly installed at the driver's seating
position shall adjust to fit persons whose dimensions range from those
of a 5th-percentile adult female to those of a 95th-percentile adult
male.
S7.1.1.2 (a) A seat belt assembly installed in a motor vehicle other
than a forward control vehicle at any designated seating position other
than the outboard positions of the front and second seats shall adjust
either by a retractor as specified in S7.1.1 or by a manual adjusting
device that conforms to Sec. 571.209.
(b) A seat belt assembly installed in a forward control vehicle at
any designated seating position other than the front outboard seating
positions shall adjust either by a retractor as specified in S7.1.1 or
by a manual adjusting device that conforms to Sec. 571.209.
(c) A seat belt assembly installed in a forward-facing rear outboard
seating position in a law enforcement vehicle shall adjust either by a
retractor as specified in S7.1.1 or by a manual adjusting device that
conforms to Sec. 571.209.
S7.1.1.3 A Type 1 lap belt or the lap belt portion of any Type 2
seat belt assembly installed at any forward-facing outboard designated
seating position of a vehicle with a gross vehicle weight rating of
10,000 pounds or less to comply with a requirement of this standard,
except walk-in van-type vehicles and school buses, and except in rear
seating positions in law enforcement vehicles, shall meet the
requirements of S7.1 by means of an emergency locking retractor that
conforms to Standard No. 209 (49 CFR 571.209).
S7.1.1.4 Notwithstanding the other provisions of S7.1--S7.1.1.3,
emergency-locking retractors on belt assemblies located in positions
other than front outboard designated seating postions may be equipped
with a manual webbing adjustment device capable of causing the retractor
that adjusts the lap belt to lock when the belt is buckled.
S7.1.1.5 Passenger cars, and trucks, buses, and multipurpose
passenger vehicles with a GVWR of 4,536 kg (10,000 lb) or less
manufactured on or after September 1, 1995 and buses with a GVWR of more
than 11,793 kg (26,000 pounds) manufactured on or after November 28,
2016, except a perimeter-seating bus, prison bus, school bus, or transit
bus, shall meet the requirements of S7.1.1.5(a), S7.1.1.5(b) and
S7.1.1.5(c).
(a) Each designated seating position, except the driver's designated
seating position, and except any right front seating position that is
equipped with an automatic belt, that is in any motor vehicle, except
walk-in van-type vehicles and vehicles manufactured to be sold
exclusively to the U.S. Postal Service, and that is forward-facing or
can be adjusted to be forward-facing, shall have a seat belt assembly
whose lap belt portion is lockable so that the seat belt assembly can be
used to tightly secure a child restraint system. The means provided to
lock the lap belt or lap belt portion of the seat belt assembly shall
not consist of any device that must be attached by the vehicle user to
the seat belt webbing, retractor, or any other part of the vehicle.
Additionally, the means provided to lock the lap belt or lap belt
portion of the seat belt assembly shall not require any inverting,
twisting or otherwise deforming of the belt webbing.
[[Page 806]]
(b) If the means provided pursuant to S7.1.1.5(a) to lock the lap
belt or lap belt portion of any seat belt assembly makes it necessary
for the vehicle user to take some action to activate the locking
feature, the vehicle owner's manual shall include a description in words
and/or diagrams describing how to activate the locking feature so that
the seat belt assembly can tightly secure a child restraint system and
how to deactivate the locking feature to remove the child restraint
system.
(c) Except for seat belt assemblies that have no retractor or that
are equipped with an automatic locking retractor, compliance with
S7.1.1.5(a) is demonstrated by the following procedure:
(1) With the seat in any adjustment position, buckle the seat belt
assembly. Complete any procedures recommended in the vehicle owner's
manual, pursuant to S7.1.1.5(b), to activate any locking feature for the
seat belt assembly.
(2) Locate a reference point A on the safety belt buckle. Locate a
reference point B on the attachment hardware or retractor assembly at
the other end of the lap belt or lap belt portion of the seat belt
assembly. Adjust the lap belt or lap belt portion of the seat belt
assembly pursuant to S7.1.1.5(c)(1) as necessary so that the webbing
between points A and B is at the maximum length allowed by the belt
system. Measure and record the distance between points A and B along the
longitudinal centerline of the webbing for the lap belt or lap belt
portion of the seat belt assembly.
(3) Readjust the belt system so that the webbing between points A
and B is at any length that is 5 inches or more shorter than the maximum
length of the webbing.
(4) Apply a pre-load of 10 pounds, using the webbing tension pull
device described in Figure 5 of this standard, to the lap belt or lap
belt portion of the seat belt assembly in a vertical plane parallel to
the longitudinal axis of the vehicle and passing through the seating
reference point of the designated seating position whose belt system is
being tested. Apply the pre-load in a horizontal direction toward the
front of the vehicle with a force application angle of not less than 5
degrees nor more than 15 degrees above the horizontal. Measure and
record the length of belt between points A and B along the longitudinal
centerline of the webbing for the lap belt or lap belt portion of the
seat belt assembly while the pre-load is being applied.
(5) Apply a load of 50 pounds, using the webbing tension pull device
described in Figure 5 of this standard, to the lap belt or lap belt
portion of the seat belt assembly in a vertical plane parallel to the
longitudinal axis of the vehicle and passing through the seating
reference point of the designated seating position whose belt system is
being tested. The load is applied in a horizontal direction toward the
front of the vehicle with a force application angle of not less than 5
degrees nor more than 15 degrees above the horizontal at an onset rate
of not more than 50 pounds per second. Attain the 50 pound load in not
more than 5 seconds. If webbing sensitive emergency locking retroactive
are installed as part of the lap belt assembly or lap belt portion of
the seat belt assembly, apply the load at a rate less than the threshold
value for lock-up specified by the manufacturer. Maintain the 50 pound
load for at least 5 seconds before the measurements specified in
S7.1.1.5(c)(6) are obtained and recorded.
(6) Measure and record the length of belt between points A and B
along the longitudinal centerline of the webbing for the lap belt or lap
belt portion of the seat belt assembly.
(7) The difference between the measurements recorded under
S7.1.1.5(c) (6) and (4) shall not exceed 2 inches.
(8) The difference between the measurements recorded under
S7.1.1.5(c) (6) and (2) shall be 3 inches or more.
S7.1.1.6 Passenger seats, other than any outboard designated seating
position not rearward of the driver's seating position, in buses with a
GVWR of more than 11,793 kg (26,000 lb) manufactured on or after
November 28, 2016. The lap belt of any seat belt assembly on any
passenger seat in each bus with a GVWR of more than 11,793 kg (26,000
lb), except a perimeter-seating bus, prison bus, school bus, or transit
bus, shall adjust by means of any emergency-locking retractor that
conforms to 49 CFR 571.209 to fit persons whose dimensions
[[Page 807]]
range from those of a 50th percentile 6-year-old child to those of a
95th percentile adult male and the upper torso restraint shall adjust by
means of an emergency-locking retractor that conforms to 49 CFR 571.209
to fit persons whose dimensions range from those of a 5th percentile
adult female to those of a 95th percentile adult male, with the seat in
any position, the seat back in the manufacturer's nominal design riding
position, and any adjustable anchorages adjusted to the manufacturer's
nominal design position for a 50th percentile adult male occupant.
S7.1.2 Except as provided in S7.1.2.1, S7.1.2.2, and S7.1.2.3, for
each Type 2 seat belt assembly which is required by Standard No. 208 (49
CFR 571.208), the upper anchorage, or the lower anchorage nearest the
intersection of the torso belt and the lap belt, shall include a movable
component which has a minimum of two adjustment positions. The distance
between the geometric center of the movable component at the two extreme
adjustment positions shall be not less than five centimeters, measured
linearly. If the component required by this paragraph must be manually
moved between adjustment positions, information shall be provided in the
owner's manual to explain how to adjust the seat belt and warn that
misadjustment could reduce the effectiveness of the safety belt in a
crash.
S7.1.2.1 As an alternative to meeting the requirement of S7.1.2, a
Type 2 seat belt assembly shall provide a means of automatically moving
the webbing in relation to either the upper anchorage, or the lower
anchorage nearest the intersection of the torso belt and the lap belt.
The distance between the midpoint of the webbing at the contact point of
the webbing and the anchorage at the extreme adjustment positions shall
be not less than five centimeters, measured linearly.
S7.1.2.2 The requirements of S7.1.2 do not apply the anchorages of a
Type 2 seat belt assembly installed:
(a) At a seat which is adjustable fore and aft while the vehicle is
in motion and whose seat frame above the fore-and-aft adjuster is part
of each of the assembly's seat belt anchorages, as defined in S3 of
Standard No. 210 (49 CFR 571.210).
(b) At a seat that is not adjustable fore and aft while the vehicle
is in motion.
S7.1.2.3 The requirements of S7.1.2 do not apply to any truck with a
gross vehicle weight rating of more than 8,500 pounds manufactured
before January 1, 1998.
S7.1.3 The intersection of the upper torso belt with the lap belt in
any Type 2 seat belt assembly furnished in accordance with S4.1.1 or
S4.1.2, with the upper torso manual adjusting device, if provided,
adjusted in accordance with the manufacturer's instructions, shall be at
least 6 inches from the front vertical centerline of a 50th-percentile
adult male occupant, measured along the centerline of the lap belt, with
the seat in its rearmost and lowest adjustable position and with the
seat back in the manufacturer's nominal design riding position.
S7.1.4 The weights and dimensions of the vehicle occupants referred
to in this standard are as follows:
--------------------------------------------------------------------------------------------------------------------------------------------------------
50th-percentile 6-year- 50th-percentile 10- 5th-percentile adult 50th-percentile adult 95th-percentile adult
old child year-old child female male male
--------------------------------------------------------------------------------------------------------------------------------------------------------
Weight............................. 47.3 pounds........... 82.1 pounds........... 102 pounds........... 164 pounds 3.
Erect sitting height............... 25.4 inches........... 28.9 inches........... 30.9 inches.......... 35.7 inches .1.
Hip breadth (sitting).............. 8.4 inches............ 10.1 inches........... 12.8 inches.......... 14.7 inches .7.
Hip circumference (sitting)........ 23.9 inches........... 27.4 inches (standing) 36.4 inches.......... 42 inches............ 47.2 inches.
Waist circumference (sitting)...... 20.8 inches........... 25.7 inches (standing) 23.6 inches.......... 32 inches .6.
Chest depth........................ 6.0 inches............ 7.5 inches............ 9.3 inches .2.
Chest circumference:
(nipple)....................... 30.5 inches...........
(upper)........................ 26.3 inches........... 29.8 inches........... 37.4 inches .6.
(lower)........................ 26.6 inches...........
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 808]]
S7.1.5 School bus bench seats. The seat belt assemblies on school
bus bench seats will operate by means of any emergency-locking retractor
that conforms to 49 CFR 571.209 to restrain persons whose dimensions
range from those of a 50th percentile 6-year-old child to those of a
50th percentile 10-year-old, for small occupant seating positions, as
defined in 49 CFR 571.222, and to those of a 50th percentile adult male
for all other seating positions. The seat back may be in any position.
S7.2 Latch mechanism. Except as provided in S7.2(e), each seat belt
assembly installed in any vehicle shall have a latch mechanism that
complies with the requirements specified in S7.2(a) through (d).
(a) The components of the latch mechanism shall be accessible to a
seated occupant in both the stowed and operational positions;
(b) The latch mechanism shall release both the upper torso restraint
and the lap belt simultaneously, if the assembly has a lap belt and an
upper torso restraint that require unlatching for release of the
occupant;
(c) The latch mechanism shall release at a single point; and;
(d) The latch mechanism shall release by a pushbutton action.
(e) The requirements of S7.2 do not apply to any automatic belt
assembly. The requirements specified in S7.2(a) through (c) do not apply
to any safety belt assembly installed at a forward-facing rear outboard
seating position in a law enforcement vehicle.
S7.3 (a) A seat belt assembly provided at the driver's seating
position shall be equipped with a warning system that, at the option of
the manufacturer, either--
(1) Activates a continuous or intermittent audible signal for a
period of not less than 4 seconds and not more than 8 seconds and that
activates a continuous or flashing warning light visible to the driver
displaying the identifying symbol for the seat belt telltale shown in
Table 2 of FMVSS 101 or, at the option of the manufacturer if permitted
by FMVSS 101, displaying the words ``Fasten Seat Belts'' or ``Fasten
Belts'', for not less than 60 seconds (beginning when the vehicle
ignition switch is moved to the ``on'' or the ``start'' position) when
condition (b) exists simultaneously with condition (c), or that
(2) Activates, for a period of not less than 4 seconds and not more
than 8 seconds (beginning when the vehicle ignition switch is moved to
the ``on'' or the ``start'' position), a continuous or flashing warning
light visible to the driver, displaying the identifying symbol of the
seat belt telltale shown in Table 2 of FMVSS 101 or, at the option of
the manufacturer if permitted by FMVSS 101, displaying the words
``Fasten Seat Belts'' or ``Fasten Belts'', when condition (b) exists,
and a continuous or intermittent audible signal when condition (b)
exists simultaneously with condition (c).
(b) The vehicle's ignition switch is moved to the ``on'' position or
to the ``start'' position.
(c) The driver's lap belt is not in use, as determined, at the
option of the manufacturer, either by the belt latch mechanism not being
fastened, or by the belt not being extended at least 4 inches from its
stowed position.
S7.4 Seat belt comfort and convenience.
(a) Automatic seat belts. Automatic seat belts installed in any
vehicle, other than walk-in van-type vehicles, which has a gross vehicle
weight rating of 10,000 pounds or less, and which is manufactured on or
after September 1, 1986, shall meet the requirements of S7.4.1, S7.4.2,
and S7.4.3.
(b) Manual seat belts.
(1) Vehicles manufactured after September 1, 1986. Manual seat belts
installed in any vehicle, other than manual Type 2 belt systems
installed in the front outboard seating positions in passenger cars or
manual belts in walk-in van-type vehicles, which have a gross vehicle
weight rating of 10,000 pounds or less, shall meet the requirements of
S7.4.3, S7.4.4, S7.4.5, and S7.4.6.
(2) Vehicles manufactured after September 1, 1989.
(i) If the automatic restraint requirement of S4.1.4 is rescinded
pursuant to S4.1.5, then manual seat belts installed in a passenger car
shall meet the requirements of S7.1.1.3(a), S7.4.2, S7.4.3, S7.4.4,
S7.4.5, and S7.4.6.
(ii) Manual seat belts installed in a bus, multipurpose passenger
vehicle
[[Page 809]]
and truck with a gross vehicle weight rating of 10,000 pounds or less,
except for walk-in van-type vehicles, shall meet the requirements of
S7.4.3, S7.4.4, S7.4.5, and S7.4.6.
S7.4.1 Convenience hooks. Any manual convenience hook or other
device that is provided to stow seat belt webbing to facilitate entering
or exiting the vehicle shall automatically release the webbing when the
automatic belt system is otherwise operational and shall remain in the
released mode for as long as (a) exists simultaneously with (b), or, at
the manufacturer's option, for as long as (a) exists simultaneously with
(c)--
(a) The vehicle ignition switch is moved to the ``on'' or ``start''
position;
(b) The vehicle's drive train is engaged;
(c) The vehicle's parking brake is in the released mode
(nonengaged).
S7.4.2 Webbing tension-relieving device. Each vehicle with an
automatic seat belt assembly or with a Type 2 manual seat belt assembly
that must meet the occupant crash protection requirements of S5.1 of
this standard installed at a front outboard designated seating position,
and each vehicle with a Type 2 manual seat belt assembly installed at a
rear outboard designated seating position in compliance with a
requirement of this standard, that has either automatic or manual
tension-relieving devices permitting the introduction of slack in the
webbing of the shoulder belt (e.g., ``comfort clips'' or ``window-
shade'' devices) shall:
(a) Comply with the requirements of S5.1 with the shoulder belt
webbing adjusted to introduce the maximum amount of slack recommended by
the vehicle manufacturer pursuant to S7.4.2(b).
(b) Have a section in the vehicle owner's manual that explains how
the tension-relieving device works and specifies the maximum amount of
slack (in inches) recommended by the vehicle manufacturer to be
introduced into the shoulder belt under normal use conditions. The
explanation shall also warn that introducing slack beyond the amount
specified by the manufacturer could significantly reduce the
effectiveness of the shoulder belt in a crash; and
(c) Have, except for open-body vehicles with no doors, an automatic
means to cancel any shoulder belt slack introduced into the belt system
by a tension-relieving device. In the case of an automatic safety belt
system, cancellation of the tension-relieving device shall occur each
time the adjacent vehicle door is opened. In the case of a manual seat
belt required to meet S5.1, cancellation of the tension-relieving device
shall occur, at the manufacturer's option, either each time the adjacent
door is opened or each time the latchplate is released from the buckle.
In the case of a Type 2 manual seat belt assembly installed at a rear
outboard designated seating position, cancellation of the tension-
relieving device shall occur, at the manufacturer's option either each
time the door designed to allow the occupant of that seating position
entry and egress of the vehicle is opened or each time the latchplate is
released from the buckle. In the case of open-body vehicles with no
doors, cancellation of the tension-relieving device may be done by a
manual means.
S7.4.3 Belt contact force. Except for manual or automatic seat belt
assemblies that incorporate a webbing tension-relieving device, the
upper torso webbing of any seat belt assembly shall not exert more than
0.7 pounds of contact force when measured normal to and one inch from
the chest of an anthropomorphic test dummy, positioned in accordance
with S10 of this standard in the seating position for which that seat
belt assembly is provided, at the point where the centerline of the
torso belt crosses the midsagittal line on the dummy's chest.
S7.4.4 Latchplate access. Any seat belt assembly latchplate that is
located outboard of a front outboard seating position in accordance with
S4.1.2 shall also be located within the outboard reach envelope of
either the outboard arm or the inboard arm described in S10.7 and Figure
3 of this standard, when the latchplate is in its normal stowed position
and any adjustable anchorages are adjusted to the manufacturer's nominal
design position for a 50th percentile adult male occupant. There shall
be sufficient clearance between the vehicle seat and
[[Page 810]]
the side of the vehicle interior to allow the test block defined in
Figure 4 of this standard unhindered transit to the latchplate or
buckle.
S7.4.5 Retraction. When tested under the conditions of S8.1.2 and
S8.1.3, with anthropomorphic dummies whose arms have been removed and
which are positioned in accordance with S10 of this standard in the
front outboard seating positions and restrained by the belt systems for
those positions, the torso and lap belt webbing of any of those seat
belt systems shall automatically retract to a stowed position either
when the adjacent vehicle door is in the open position and the seat belt
latchplate is released, or, at the option of the manufacturer, when the
latchplate is released. That stowed position shall prevent any part of
the webbing or hardware from being pinched when the adjacent vehicle
door is closed. A belt system with a tension-relieving device in an
open-bodied vehicle with no doors shall fully retract when the tension-
relieving device is deactivated. For the purposes of these retraction
requirements, outboard armrests, which are capable of being stowed, on
vehicle seats shall be placed in their stowed position.
S7.4.6 Seat belt guides and hardware.
S7.4.6.1 (a) Any manual seat belt assembly whose webbing is designed
to pass through the seat cushion or between the seat cushion and seat
back shall be designed to maintain one of the following three seat belt
parts (the seat belt latchplate, the buckle, or the seat belt webbing)
on top of or above the seat cushion under normal conditions (i.e.,
conditions other than when belt hardware is intentionally pushed behind
the seat by a vehicle occupant). In addition, the remaining two seat
belt parts must be accessible under normal conditions.
(b) The requirements of S7.4.6.1(a) do not apply to: (1) seats whose
seat cushions are movable so that the seat back serves a function other
than seating, (2) seats which are removable, or (3) seats which are
movable so that the space formerly occupied by the seat can be used for
a secondary function.
S7.4.6.2 The buckle and latchplate of a manual seat belt assembly
subject to S7.4.6.1 shall not pass through the guides or conduits
provided for in S7.4.6.1 and fall behind the seat when the events listed
below occur in the order specified: (a) The belt is completely retracted
or, if the belt is nonretractable, the belt is unlatched; (b) the seat
is moved to any position to which it is designed to be adjusted; and (c)
the seat back, if foldable, is folded forward as far as possible and
then moved backward into position. The inboard receptacle end of a seat
belt assembly installed at a front outboard designated seating position
shall be accessible with the center arm rest in any position to which it
can be adjusted (without having to move the armrest).
S8. Test conditions.
S8.1 General conditions. The following conditions apply to the
frontal, lateral, and rollover tests. Except for S8.1.1(d), the
following conditions apply to the alternative unbelted sled test set
forth in S13 from March 19, 1997 until September 1, 2001.
S8.1.1 Except as provided in paragraph (c) of S8.1.1, the vehicle,
including test devices and instrumentation, is loaded as follows:
(a) Passenger cars. A passenger car is loaded to its unloaded
vehicle weight plus its rated cargo and luggage capacity weight, secured
in the luggage area, plus the weight of the necessary anthropomorphic
test devices.
(b) Multipurpose passenger vehicles, trucks, and buses. A
multipurpose passenger vehicle, truck, or bus is loaded to its unloaded
vehicle weight plus 300 pounds or its rated cargo and luggage capacity
weight, whichever is less, secured in the load carrying area and
distributed as nearly as possible in proportion to its gross axle weight
ratings, plus the weight of the necessary anthropomorphic test devices.
For the purposes of Sec. 8.1.1, unloaded vehicle weight does not
include the weight of work-performing accessories. Vehicles are tested
to a maximum unloaded vehicle weight of 5,500 pounds.
(c) Fuel system capacity. With the test vehicle on a level surface,
pump the fuel from the vehicle's fuel tank and then operate the engine
until it stops. Then, add Stoddard solvent to the test vehicle's fuel
tank in an amount which is equal to not less than 92 and not
[[Page 811]]
more than 94 percent of the fuel tank's usable capacity stated by the
vehicle's manufacturer. In addition, add the amount of Stoddard solvent
needed to fill the entire fuel system from the fuel tank through the
engine's induction system.
(d) Vehicle test attitude. Determine the distance between a level
surface and a standard reference point on the test vehicle's body,
directly above each wheel opening, when the vehicle is in its ``as
delivered'' condition. The ``as delivered'' condition is the vehicle as
received at the test site, with 100 percent of all fluid capacities and
all tires inflated to the manufacturer's specifications as listed on the
vehicle's tire placard. Determine the distance between the same level
surface and the same standard reference points in the vehicle's ``fully
loaded condition.'' The ``fully loaded condition'' is the test vehicle
loaded in accordance with S8.1.1 (a) or (b), as applicable. The load
placed in the cargo area shall be center over the longitudinal
centerline of the vehicle. The pretest vehicle attitude shall be equal
to either the as delivered or fully loaded attitude or between the as
delivered attitude and the fully loaded attitude.
S8.1.2 Adjustable seats are in the adjustment position midway
between the forwardmost and rearmost positions, and if separately
adjustable in a vertical direction, are at the lowest position. If an
adjustment position does not exist midway between the forwardmost and
rearmost positions, the closest adjustment position to the rear of the
midpoint is used.
S8.1.3 Place adjustable seat backs in the manufacturer's nominal
design riding position in the manner specified by the manufacturer.
Place any adjustable anchorages at the manufacturer's nominal design
position for a 50th percentile adult male occupant. Place each
adjustable head restraint in its highest adjustment position. Adjustable
lumbar supports are positioned so that the lumbar support is in its
lowest adjustment position.
S8.1.4 Adjustable steering controls are adjusted so that the
steering control hub is at the geometric center of the locus it
describes when it is moved through its full range of driving positions.
S8.1.5 Movable vehicle windows and vents are placed in the fully
closed position, unless the vehicle manufacturer chooses to specify a
different adjustment position prior to the time it certifies the
vehicle.
S8.1.6 Convertibles and open-body type vehicles have the top, if
any, in place in the closed passenger compartment configuration.
S8.1.7 Doors are fully closed and latched but not locked.
S8.1.8 Anthropomorphic test dummies.
S8.1.8.1 The anthropomorphic test dummies used for evaluation of
occupant protection systems manufactured pursuant to applicable portions
of S4.1.2, S4.1.3, and S4.1.4 of this standard shall conform to the
requirements of subpart E of part 572 of this chapter.
S8.1.8.2 Each test dummy is clothed in a form fitting cotton stretch
short sleeve shirt with above-the-elbow sleeves and above-the-knee
length pants. The weight of the shirt or pants shall not exceed 0.25
pounds each. Each foot of the test dummy is equipped with a size 11XW
shoe which meets the configuration size, sole, and heel thickness
specifications of MIL-S-13192P (incorporated by reference, see Sec.
571.5) change ``P'' and whose weight is 1.25 0.2
pounds.
S8.1.8.3 Limb joints are set at 1g, barely restraining the weight of
the limb when extended horizontally. Leg joints are adjusted with the
torso in the supine position.
S8.1.8.4 Instrumentation does not affect the motion of the dummies
during impact or rollover.
S8.1.8.5 The stabilized test temperature of the test dummy is at any
temperature level between 69 degrees F and 72 degrees F, inclusive.
S8.2 Lateral moving barrier crash test conditions. The following
conditions apply to the lateral moving barrier crash test.
S8.2.1 The moving barrier, including the impact surface, supporting
structure, and carriage, weighs 4,000 pounds.
S8.2.2 The impact surface of the barrier is a vertical, rigid, flat
rectangle,
[[Page 812]]
78 inches wide and 60 inches high, perpendicular to its direction of
movement, with its lower edge horizontal and 5 inches above the ground
surface.
S8.2.3 During the entire impact sequence the barrier undergoes no
significant amount of dynamic or static deformation, and absorbs no
significant portion of the energy resulting from the impact, except for
energy that results in translational rebound movement of the barrier.
S8.2.4 During the entire impact sequence the barrier is guided so
that it travels in a straight line, with no significant lateral,
vertical or rotational movement.
S8.2.5 The concrete surface upon which the vehicle is tested is
level, rigid and of uniform construction, with a skid number of 75 when
measured in accordance with ASTM E274-65T (incorporated by reference,
see Sec. 571.5) at 40 m.p.h., omitting water delivery as specified in
paragraph 7.1 of that method.
S8.2.6 The tested vehicle's brakes are disengaged and the
transmission is in neutral.
S8.2.7 The barrier and the test vehicle are positioned so that at
impact--
(a) The vehicle is at rest in its normal attitude;
(b) The barrier is traveling in a direction perpendicular to the
longitudinal axis of the vehicle at 20 m.p.h.; and
(c) A vertical plane through the geometric center of the barrier
impact surface and perpendicular to that surface passes through the
driver's seating position seating reference point in the tested vehicle.
S8.3 Rollover test conditions. The following conditions apply to the
rollover test.
S8.3.1 The tested vehicle's brakes are disengaged and the
transmission is in neutral.
S8.3.2 The concrete surface on which the test is conducted is level,
rigid, of uniform construction, and of a sufficient size that the
vehicle remains on it throughout the entire rollover cycle. It has a
skid number of 75 when measured in accordance with ASTM E274-65T
(incorporated by reference, see Sec. 571.5) at 40 m.p.h. omitting water
delivery as specified in paragraph 7.1 of that method.
S8.3.3 The vehicle is placed on a device, similar to that
illustrated in Figure 2, having a platform in the form of a flat, rigid
plane at an angle of 23[deg] from the horizontal. At the lower edge of
the platform is an unyielding flange, perpendicular to the platform with
a height of 4 inches and a length sufficient to hold in place the tires
that rest against it. The intersection of the inner face of the flange
with the upper face of the platform is 9 inches above the rollover
surface. No other restraints are used to hold the vehicle in position
during the deceleration of the platform and the departure of the
vehicle.
S8.3.4 With the vehicle on the test platform, the test devices
remain as nearly as possible in the posture specified in S8.1.
S8.3.5 Before the deceleration pulse, the platform is moving
horizontally, and perpendicularly to the longitudinal axis of the
vehicle, at a constant speed of 30 m.p.h. for a sufficient period of
time for the vehicle to become motionless relative to the platform.
S8.3.6 The platform is decelerated from 30 to 0 m.p.h. in a distance
of not more than 3 feet, without change of direction and without
transverse or rotational movement during the deceleration of the
platform and the departure of the vehicle. The deceleration rate is at
least 20g for a minimum of 0.04 seconds.
S8.4 Frontal test condition. If the vehicle is equipped with a
cutoff device permitted by S4.5.4 of this standard, the device is
deactivated.
S9. Pressure vessels and explosive devices.
S9.1 Pressure vessels. A pressure vessel that is continuously
pressurized shall conform to the requirements of Sec. Sec. 178.65(a),
178.65(c)(2), 178.65(d), 178.65(e)(1), and 178.65(e)(2) of this title;
and to the pressure relief device requirements of Sec. Sec.
173.301(a)(2), 173.301(a)(3) and 173.301(f) of this title. It shall not
leak or evidence visible distortion when tested in accordance with Sec.
178.65(f)(1) of this title and shall not fail in any of the ways
enumerated in Sec. 178.65(f)(2) of this title when hydrostatically
tested to destruction. It shall not crack when flattened in accordance
with Sec. 178.65(g) of this title to
[[Page 813]]
the limit specified in Sec. 178.65(g)(4) of this title.
S9.2 Explosive devices. An explosive device shall not exhibit any of
the characteristics prohibited by Sec. 173.54 of this title. All
explosive material shall be enclosed in a structure that is capable of
containing the explosive energy without sudden release of pressure
except through overpressure relief devices or parts designed to release
the pressure during actuation.
S10. Test dummy positioning procedures.
S10.1 Head. The transverse instrumentation platform of the head
shall be level within \1/2\ degree. To level the head of the test dummy,
the following sequences must be followed. First, adjust the position of
the H point within the limits set forth in S10.4.2.1 to level the
transverse instrumentation platform of the head of the test dummy. If
the transverse instrumentation platform of the head is still not level,
then adjust the pelvic angle of the test dummy within the limits
specified in S10.4.2.2 of this standard. If the transverse
instrumentation platform of the head is still not level, then adjust the
neck bracket of the dummy the minimum amount necessary from the non-
adjusted ``0'' setting to ensure that the transverse instrumentation
platform of the head is horizontal within \1/2\ degree. The test dummy
shall remain within the limits specified in S10.4.2.1 and S10.4.2.2.
after any adjustment of the neck bracket.
S10.2 Upper Arms.
S10.2.1 The driver dummy's upper arms shall be adjacent to the torso
with the centerlines as close to a vertical plane as possible.
S10.2.2 Any front outboard passenger dummy's upper arms shall be in
contact with the seat back and the sides of the torso.
S10.3 Hands.
S10.3.1 The palms of the driver dummy shall be in contact with the
outer part of the steering control rim at the rim's horizontal
centerline. The thumbs shall be over the steering control rim and shall
be lightly taped to the steering control rim so that if the hand of the
test dummy is pushed upward by a force of not less than 2 pounds and not
more than 5 pounds, the tape shall release the hand from the steering
control rim.
S10.3.2 The palms of any passenger test dummy shall be in contact
with the outside of the thigh. The little finger shall be in contact
with the seat cushion.
S10.4 Torso.
S10.4.1 Upper Torso.
S10.4.1.1 In vehicles equipped with bench seats, the upper torso of
the driver and front outboard passenger dummies shall rest against the
seat back. The midsagittal plane of the driver dummy shall be vertical
and parallel to the vehicle's longitudinal centerline, and pass through
the center of rotation of the steering control. The midsagittal plane of
any passenger dummy shall be vertical and parallel to the vehicle's
longitudinal centerline and the same distance from the vehicle's
longitudinal centerline as the midsagittal plane of the driver dummy, if
there is a driver's seating position. If there is no driver's seating
position, the midsagittal plane of any front outboard passenger dummy
shall be vertical and parallel to the vehicle's longitudinal centerline,
and pass through the seating reference point of the seat that it
occupies.
S10.4.1.2 In vehicles equipped with bucket seats, the upper torso of
the driver and passenger dummies shall rest against the seat back. The
midsagittal plane of the driver and any front outboard passenger dummy
shall be vertical and shall coincide with the longitudinal centerline of
the bucket seat.
S10.4.2 Lower Torso.
S10.4.2.1 H-point. The H-points of the driver and any front outboard
passenger test dummies shall coincide within \1/2\ inch in the vertical
dimension and \1/2\ inch in the horizontal dimension of a point \1/4\
inch below the position of the H-point determined by using the equipment
and procedures specified in SAE Standard J826-1980 (incorporated by
reference, see Sec. 571.5), except that the length of the lower leg and
thigh segments of the H-point machine shall be adjusted to 16.3 and 15.8
inches, respectively, instead of the 50th percentile values specified in
Table 1 of SAE Standard J826-1980.
[[Page 814]]
S10.4.2.2 Pelvic angle. As determined using the pelvic angle gage
(GM drawing 78051-532, incorporated by reference in part 572, subpart E
of this chapter) which is inserted into the H-point gaging hole of the
dummy, the angle measured from the horizontal on the three inch flat
surface of the gage shall be 22\1/2\ degrees plus or minus 2\1/2\
degrees.
S10.5 Legs. The upper legs of the driver and any front outboard
passenger test dummies shall rest against the seat cushion to the extent
permitted by placement of the feet. The initial distance between the
outboard knee clevis flange surfaces shall be 10.6 inches. To the extent
practicable, the left leg of the driver dummy and both legs of any front
outboard passenger dummy shall be in vertical longitudinal planes. To
the extent practicable, the right leg of the driver dummy shall be in a
vertical plane. Final adjustment to accommodate the placement of feet in
accordance with S10.6 for various passenger compartment configurations
is permitted.
S10.6 Feet.
S10.6.1 Driver dummy position.
S10.6.1.1 If the vehicle has an adjustable accelerator pedal, adjust
it to the full forward position. Rest the right foot of the test dummy
on the undepressed accelerator pedal with the rearmost point of the heel
on the floor pan in the plane of the pedal. If the foot cannot be placed
on the accelerator pedal, set it initially perpendicular to the lower
leg and then place it as far forward as possible in the direction of the
pedal centerline with the rearmost point of the heel resting on the
floor pan. If the vehicle has an adjustable accelerator pedal and the
right foot is not touching the accelerator pedal when positioned as
above, move the pedal rearward until it touches the right foot. If the
accelerator pedal still does not touch the foot in the full rearward
position, leave the pedal in that position.
S10.6.1.2 Place the left foot on the toeboard with the rearmost
point of the heel resting on the floor pan as close as possible to the
point of intersection of the planes described by the toeboard and the
floor pan and not on the wheelwell projection. If the foot cannot be
positioned on the toeboard, set it initially perpendicular to the lower
leg and place it as far forward as possible with the heel resting on the
floor pan. If necessary to avoid contact with the vehicle's brake or
clutch pedal, rotate the test dummy's left foot about the lower leg. If
there is still pedal interference, rotate the left leg outboard about
the hip the minimum distance necessary to avoid the pedal interference.
For vehicles with a foot rest that does not elevate the left foot above
the level of the right foot, place the left foot on the foot rest so
that the upper and lower leg centerlines fall in a vertical plane.
S10.6.2 Front outboard passenger dummy position.
S10.6.2.1 Vehicles with a flat floor pan/toeboard. Place the right
and left feet on the vehicle's toeboard with the heels resting on the
floor pan as close as possible to the intersection point with the
toeboard. If the feet cannot be placed flat on the toeboard, set them
perpendicular to the lower leg centerlines and place them as far forward
as possible with the heels resting on the floor pan.
S10.6.2.2 Vehicles with wheelhouse projections in passenger
compartment. Place the right and left feet in the well of the floor pan/
toeboard and not on the wheelhouse projection. If the feet cannot be
placed flat on the toeboard, initially set them perpendicular to the
lower leg centerlines and then place them as far forward as possible
with the heels resting on the floor pan.
S10.7 Test dummy positioning for latchplate access. The reach
envelopes specified in S7.4.4 of this standard are obtained by
positioning a test dummy in the driver's or front outboard passenger
seating position and adjusting that seating position to its forwardmost
adjustment position. Attach the lines for the inboard and outboard arms
to the test dummy as described in Figure 3 of this standard. Extend each
line backward and outboard to generate the compliance arcs of the
outboard reach envelope of the test dummy's arms.
S10.8 Test dummy positioning for belt contact force. To determine
compliance with S7.4.3 of this standard, position
[[Page 815]]
the test dummy in the vehicle in accordance with S10.1 through S10.6 of
this standard and adjust the seating position in accordance with S8.1.2
and S8.1.3 of this standard. Pull the belt webbing three inches from the
test dummy's chest and release until the webbing is within one inch of
the test dummy's chest and measure the belt contact force.
S10.9 Manual belt adjustment for dynamic testing. With the test
dummy positioned in accordance with S10.1 through S10.6 of this standard
and the seating position adjusted in accordance with S8.1.2 and S8.1.3
of this standard, place the Type 2 manual belt around the test dummy and
fasten the latch. Remove all slack from the lap belt portion. Pull the
upper torso webbing out of the retractor and allow it to retract; repeat
this four times. Apply a 2 to 4 pound tension load to the lap belt. If
the belt system is equipped with a tension-relieving device, introduce
the maximum amount of slack into the upper torso belt that is
recommended by the vehicle manufacturer in the vehicle's owner's manual.
If the belt system is not equipped with a tension-relieving device,
allow the excess webbing in the upper torso belt to be retracted by the
retractive force of the retractor.
S11. [Reserved]
S12. Temporary Exemption from Requirement for Inflatable Restraint
System.
S12.1 Scope. This section establishes procedures for filing and
processing applications for temporary exemption from the requirements in
this standard that vehicles be equipped with inflatable restraint
systems.
S12.2 Definitions.
Line means a name that a manufacturer applies to a group of motor
vehicles of the same make which have the same body or chassis, or
otherwise are similar in construction or design. A line may, for
example, include 2-door, 4-door, station wagon, and hatchback vehicles
of the same make.
S12.3 Standard of review. In order to receive a temporary exemption
from the inflatable restraint requirement, a vehicle manufacturer must
demonstrate in its application that there has been a disruption in the
supply of one or more inflatable restraint system components, or a
disruption in the use and installation by the manufacturer of any such
component due to unavoidable events not under the control of the
manufacturer, which will prevent a manufacturer from meeting its
anticipated production volume of vehicles with inflatable restraint
systems.
S12.4 Exemption applications--General requirements. Each application
for a temporary exemption from the inflatable restraint requirements
must--
(a) Be written in the English language;
(b) Be submitted in three copies to: Administrator, National Highway
Traffic Safety Administration, 400 Seventh Street, SW., Washington, DC
20590;
(c) State the full name and address of the manufacturer, the nature
of its organization (individual, partnership, corporation, etc.), and
the name of the State or country under the laws of which it is
organized;
(d) Identify the motor vehicle line or lines for which the temporary
exemption is being sought;
(e) Set forth in full the data, views, and arguments of the
manufacturer that would support granting the temporary exemption,
including the specific information required by S12.5; and
(f) Specify and segregate any part of the information and data
submitted in the application that should be withheld from public
disclosure in accordance with part 512 of this chapter.
S12.5 Exemption applications--Specific content requirements. Each
application for a temporary exemption from the inflatable restraint
requirement must include:
(a) A clear and specific identification of any component in the
inflatable restraint system that has become unavailable due to
circumstances beyond the manufacturer's control, and a diagram showing
the location of such component within the restraint system and within
the vehicle;
(b) A clear and specific explanation of the cause or causes of the
disruption in the supply of the component, and a showing that such
disruption is beyond the control of the manufacturer;
[[Page 816]]
(c) An estimate of the length of time that will be needed to correct
the disruption and again incorporate the subject components into current
production, or an explanation of why it is not possible to provide such
an estimate;
(d) A complete statement of the bases for the manufacturer's belief
that NHTSA should grant a temporary exemption in response to this
application;
(e) An unconditional statement by the manufacturer that it will
recall every vehicle for which a temporary exemption is requested in the
application, to install all missing inflatable restraint systems;
(f) A plan setting forth steps the manufacturer will take to ensure
that as many exempted vehicles as possible will be returned for
installation of missing inflatable restraint systems;
(g) A proposed reasonable period of time after the disruption in the
supply of inflatable restraint system components is corrected that the
manufacturer estimates will ensure a sufficient quantity of components
for both anticipated production and retrofit of those vehicles for which
a temporary exemption is requested in the application, so that the
vehicle manufacturer can recall those vehicles for which a temporary
exemption is requested and install inflatable restraint systems in them,
together with a demonstration of why the manufacturer believes this
proposed period of time is reasonable for completing this recall, or an
explanation of why it is not possible to provide such an estimate;
(h) A proposed date for termination of the exemption;
(i) A proposed date by which all exempted vehicles will have been
recalled and had inflatable restraints installed (assuming owners
returned their vehicles in a timely matter in response to a first notice
by the manufacturer), or an explanation of why it is not possible to
provide such an estimate.
S12.6 Processing an application for a temporary exemption. (a) NHTSA
will process any application for temporary exemption that contains the
information specified in S12.4 and S12.5. If an application fails to
provide the information specified in S12.4 and S12.5, NHTSA will not
process the application, but will advise the manufacturer of the
information that must be provided if the agency is to process the
application.
(b) Notice of each application for temporary exemption shall be
published in the Federal Register.
(c) NHTSA will issue its decision to grant or deny the requested
temporary exemption not later than 15 days after the agency receives a
complete petition, as defined in paragraph (a). However, a failure to
issue a decision within this time does not result in a grant of the
petition.
(d) Notice of each decision to grant or deny a temporary exemption,
and the reasons for granting or denying it, will be published in the
Federal Register.
(e) The Administrator may attach such conditions as he or she deems
appropriate to a temporary exemption, including but not limited to
requiring manufacturers to provide progress reports at specified times
(including, as appropriate and to the extent possible, estimate of dates
and times concerning when a supply disruption will be corrected and when
recall will take place) and requiring manufacturers to take specific
steps to ensure that as many exempted vehicles as possible will be
returned for installation of missing inflatable restraint systems.
(f) Unless a later effective date is specified in a notice
announcing an agency decision to grant a temporary exemption, a
temporary exemption from the inflatable restraint requirement will
become effective upon the date the decision is issued.
S12.7 Labels and written notice announcing temporary exemption.
S12.7.1 It shall be a condition of every temporary exemption from
the inflatable restraint requirement that the manufacturer of exempted
vehicles comply with the provisions of S12.7.2 and S12.7.3.
S12.7.2 (a) The manufacturer of any vehicle granted a temporary
exemption from the inflatable restraint requirement shall affix a label
within the passenger compartment of such vehicle. The label shall set
forth the following information in block capital letters and numerals
not less than three thirty-seconds of an inch high:
[[Page 817]]
THIS VEHICLE DOES NOT CONTAIN AN AIR BAG IN CONFORMANCE WITH THE FEDERAL
MOTOR VEHICLE SAFETY STANDARD FOR OCCUPANT CRASH PROTECTION. IT WAS
EXEMPTED PURSUANT TO NHTSA EXEMPTION NO. (insert number assigned by
NHTSA).
(b) This label shall not be removed until after the vehicle
manufacturer has recalled the vehicle and installed an inflatable
restraint system at those seating positions for which it was granted an
exemption.
S12.7.3 The manufacturer of any vehicle that is delivered without an
inflatable restraint system, pursuant to a temporary exemption granted
under this section, shall, at the time of delivery of the vehicle,
provide a written notice to the dealer to whom the vehicle is delivered.
The manufacturer shall also provide a written notice by registered mail
to the first purchaser of the vehicle for purposes other than resale,
within two weeks after purchase. Unless otherwise provided for by the
Administrator in the exemption, such notice shall provide the following
information:
(a) This vehicle does not conform to Federal Motor Vehicle Safety
Standard No. 208, because it is not equipped with an inflatable
restraint at (insert the affected seating positions).
(b) The vehicle was allowed to be sold pursuant to NHTSA Exemption
No. (insert appropriate exemption number).
(c) The reason this vehicle was exempted from the requirement for an
inflatable restraint was because of factors beyond the manufacturer's
control.
(d) The manufacturer will recall this vehicle not later than (insert
the time set forth in the exemption) and install the missing inflatable
restraint at no charge.
(e) If the reader has any questions or would like some further
information, he or she may contact the manufacturer at (insert an
address and telephone number).
S13 Alternative unbelted test available, under S3(b) of this
standard, for certain vehicles manufactured before September 1, 2006.
S13.1 Instrumentation for Impact Test--Part 1--Electronic
Instrumentation. Under the applicable conditions of S8, mount the
vehicle on a dynamic test platform at the vehicle attitude set forth in
S13.3, so that the longitudinal center line of the vehicle is parallel
to the direction of the test platform travel and so that movement
between the base of the vehicle and the test platform is prevented. The
test platform is instrumented with an accelerometer and data processing
system having a frequency response of 60 channel class as specified in
SAE Recommended Practice J211/1 MAR95 (incorporated by reference, see
Sec. 571.5). The accelerometer sensitive axis is parallel to the
direction of test platform travel. The test is conducted at a velocity
change approximating 48 km/h (30 mph) with acceleration of the test
platform such that all points on the crash pulse curve within the
corridor identified in Figure 6 are covered. An inflatable restraint is
to be activated at 20 ms 2 ms from the time that
0.5 g is measured on the dynamic test platform. The test dummy specified
in S8.1.8, placed in each front outboard designated seating position as
specified in S10, excluding S10.7, S10.8, and S10.9, shall meet the
injury criteria of S6.1, S6.2(a), S6.3, S6.4(a), S6.5, and S13.2 of this
standard.
S13.2 Neck injury criteria. A vehicle certified to this alternative
test requirement shall, in addition to meeting the criteria specified in
S13.1, meet the following injury criteria for the neck, measured with
the six axis load cell (ref. Denton drawing C-1709) that is mounted
between the bottom of the skull and the top of the neck as shown in
Drawing 78051-218, in the unbelted sled test:
(a) Flexion Bending Moment (calculated at the occipital condyle)--
190 Nm. SAE Class 600.
(b) Extension Bending Moment (calculated at the occipital condyle)--
57 Nm. SAE Class 600.
(c) Axial Tension--3300 peak N. SAE Class 1000.
(d) Axial Compression--4000 peak N. SAE Class 1000.
(e) Fore-and-Aft Shear--3100 peak N. SAE Class 1000.
S13.3 Vehicle test attitude. When the vehicle is in its ``as
delivered'' condition, measure the angle between the left side door sill
and the horizontal. Mark where the angle is taken on the door sill. The
``as delivered'' condition
[[Page 818]]
is the vehicle as received at the test site, with 100 percent of all
fluid capacities and all tires inflated to the manufacturer's
specifications as listed on the vehicle's tire placard. When the vehicle
is in its ``fully loaded'' condition, measure the angle between the left
side door sill and the horizontal, at the same place the ``as
delivered'' angle was measured. The ``fully loaded'' condition is the
test vehicle loaded in accordance with S8.1.1(a) or (b) of Standard No.
208, as applicable. The load placed in the cargo area shall be centered
over the longitudinal centerline of the vehicle. The pretest door sill
angle, when the vehicle is on the sled, (measured at the same location
as the as delivered and fully loaded condition) shall be equal to or
between the as delivered and fully loaded door sill angle measurements.
S13.4 Tires and wheels. Remove the tires and wheels.
S13.5. Vehicle Securing. The engine, transmissions, axles, exhaust,
vehicle frame, and vehicle body may be rigidly secured to the vehicle
and/or the sled, and fluids, batteries and unsecured components may be
removed, in order to assure that all points on the crash pulse curve are
within the corridor defined in Figure 6.
S14 Advanced air bag requirements for passenger cars and for trucks,
buses, and multipurpose passenger vehicles with a GVWR of 3,855 kg (8500
pounds) or less and an unloaded vehicle weight of 2,495 kg (5500 pounds)
or less, except for walk-in van-type trucks or vehicles designed to be
sold exclusively to the U.S. Postal Service.
S14.1 Vehicles manufactured on or after September 1, 2003, and
before September 1, 2006. (a) For vehicles manufactured for sale in the
United States on or after September 1, 2003, and before September 1,
2006, a percentage of the manufacturer's production, as specified in
S14.1.1, shall meet the requirements specified in S14.5.1(a), S14.5.2,
S15.1, S15.2, S17, S19, S21, S23, and S25 (in addition to the other
requirements specified in this standard).
(b) Manufacturers that sell three or fewer carlines, as that term is
defined at 49 CFR 585.4, in the United States may, at the option of the
manufacturer, meet the requirements of this paragraph instead of
paragraph (a) of this section. At least 95 percent of the vehicles
manufactured by the manufacturer on or after September 1, 2005 and
before September 1, 2006 shall meet the requirements specified in
S14.5.1(a), S14.5.2, S15.1, S15.2, S17, S19, S21, S23, and S25 (in
addition to the other requirements specified in this standard).
(c) Vehicles that are manufactured in two or more stages or that are
altered (within the meaning of 49 CFR 567.7) after having previously
been certified in accordance with part 567 of this chapter are not
subject to the requirements of S14.1.
(d) Vehicles that are manufactured by an original vehicle
manufacturer that produces or assembles fewer than 5,000 vehicles
annually for sale in the United States are not subject to the
requirements of S14.1.
S14.1.1 Phase-in schedule.
S14.1.1.1 Vehicles manufactured on or after September 1, 2003, and
before September 1, 2004. Subject to S14.1.2(a), for vehicles
manufactured by a manufacturer on or after September 1, 2003, and before
September 1, 2004, the amount of vehicles complying with S14.5.1(a),
S14.5.2, S15.1, S15.2, S17, S19, S21, S23, and S25, shall be not less
than 20 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2003, the manufacturer's average annual production of vehicles
manufactured on or after September 1, 2001, and before September 1,
2004, or
(b) The manufacturer's production on or after September 1, 2003, and
before September 1, 2004.
S14.1.1.2 Vehicles manufactured on or after September 1, 2004, and
before September 1, 2005. Subject to S14.1.2(b), for vehicles
manufactured by a manufacturer on or after September 1, 2004, and before
September 1, 2005, the amount of vehicles complying with S14.5.1(a),
S14.5.2, S15.1, S15.2, S17, S19, S21, S23, and S25 shall be not less
than 65 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2004,
[[Page 819]]
the manufacturer's average annual production of vehicles manufactured on
or after September 1, 2002, and before September 1, 2005, or
(b) The manufacturer's production on or after September 1, 2004, and
before September 1, 2005.
S14.1.1.3 Vehicles manufactured on or after September 1, 2005, and
before September 1, 2006. Subject to S14.1.2(c), for vehicles
manufactured by a manufacturer on or after September 1, 2005, and before
September 1, 2006, the amount of vehicles complying with S14.5.1(a),
S14.5.2, S15.1, S15.2, S17, S19, S21, S23, and S25 shall be 100 percent
of the manufacturer's production during that period.
S14.1.2 Calculation of complying vehicles.
(a) For the purposes of complying with S14.1.1.1, a manufacturer may
count a vehicle if it is manufactured on or after June 12, 2000, but
before September 1, 2004.
(b) For purposes of complying with S14.1.1.2, a manufacturer may
count a vehicle if it:
(1) Is manufactured on or after June 12, 2000, but before September
1, 2005, and
(2) Is not counted toward compliance with S14.1.1.1.
(c) For purposes of complying with S14.1.1.3, a manufacturer may
count a vehicle if it:
(1) Is manufactured on or after June 12, 2000, but before September
1, 2006, and (2) Is not counted toward compliance with S14.1.1.1 or
S14.1.1.2.
S14.1.3 Vehicles produced by more than one manufacturer.
S14.1.3.1 For the purpose of calculating average annual production
of vehicles for each manufacturer and the number of vehicles
manufactured by each manufacturer under S14.1.1, a vehicle produced by
more than one manufacturer shall be attributed to a single manufacturer
as follows, subject to S14.1.3.2.
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S14.1.3.2 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S14.1.3.1.
S14.2 Vehicles manufactured on or after September 1, 2006. Each
vehicle shall meet the requirements specified in S14.5.1(a), S14.5.2,
S15.1, S15.2, S17, S19, S21, S23, and S25 (in addition to the other
requirements specified in this standard).
S14.3 Vehicles manufactured on or after September 1, 2007, and
before September 1, 2010.
(a) For vehicles manufactured for sale in the United States on or
after September 1, 2007, and before September 1, 2010, a percentage of
the manufacturer's production, as specified in S14.3.1, shall meet the
requirements specified in S14.5.1(b) (in addition to the other
requirements of this standard).
(b) Manufacturers that sell two or fewer carlines, as that term is
defined at 49 CFR 583.4, in the United States may, at the option of the
manufacturer, meet the requirements of this paragraph instead of
paragraph (a) of this section. Each vehicle manufactured on or after
September 1, 2008, and before September 1, 2010, shall meet the
requirements specified in S14.5.1(b) (in addition to the other
requirements specified in this standard).
(c) Vehicles that are manufactured in two or more stages or that are
altered (within the meaning of 49 CFR 567.7) after having been
previously certified in accordance with part 567 of this chapter are not
subject to the requirements of S14.3.
(d) Vehicles that are manufactured by an original vehicle
manufacturer that produces or assembles fewer than 5,000 vehicles
annually for sale in the United States are not subject to the
requirements of S14.3.
S14.3.1 Phase-in schedule.
S14.3.1.1 Vehicles manufactured on or after September 1, 2007, and
before September 1, 2008. Subject to S14.3.2(a), for
[[Page 820]]
vehicles manufactured by a manufacturer on or after September 1, 2007,
and before September 1, 2008, the amount of vehicles complying with
S14.5.1(b), S14.5.2, S15.1, S15.2, S17, S19, S21, S23, and S25, shall be
not less than 35 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2007, the manufacturer's average annual production of vehicles
manufactured on or after September 1, 2005, and before September 1,
2008, or
(b) The manufacturer's production on or after September 1, 2007, and
before September 1, 2008.
S14.3.1.2 Vehicles manufactured on or after September 1, 2008, and
before September 1, 2009. Subject to S14.3.2(b), for vehicles
manufactured by a manufacturer on or after September 1, 2008, and before
September 1, 2009, the amount of vehicles complying with S14.5.1(b),
S14.5.2, S15.1, S15.2, S17, S19, S21, S23, and S25 shall be not less
than 65 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2008, the manufacturer's average annual production of vehicles
manufactured on or after September 1, 2006 and before September 1, 2009,
or
(b) The manufacturer's production on or after September 1, 2008, and
before September 1, 2009.
S14.3.1.3 Vehicles manufactured on or after September 1, 2009, and
before September 1, 2010. Subject to S14.3.2(c), for vehicles
manufactured by a manufacturer on or after September 1, 2009, and before
September 1, 2010, the amount of vehicles complying with S14.5.1(b),
S14.5.2, S15.1, S15.2, S17, S19, S21, S23, and S25 shall be 100 percent
of the manufacturer's production during that period.
S14.3.2 Calculation of complying vehicles.
(a) For the purposes of complying with S14.3.1.1, a manufacturer may
count a vehicle if it is manufactured on or after September 1, 2006, but
before September 1, 2008.
(b) For purposes of complying with S14.3.1.2, a manufacturer may
count a vehicle if it:
(1) Is manufactured on or after September 1, 2006, but before
September 1, 2009, and
(2) Is not counted toward compliance with S14.3.1.1.
(c) For purposes of complying with S14.3.1.3, a manufacturer may
count a vehicle if it:
(1) Is manufactured on or after September 1, 2006, but before
September 1, 2010, and
(2) Is not counted toward compliance with S14.3.1.1 or S14.3.1.2.
S14.3.3 Vehicles produced by more than one manufacturer.
S14.3.3.1 For the purpose of calculating average annual production
of vehicles for each manufacturer and the number of vehicles
manufactured by each manufacturer under S14.3.1, a vehicle produced by
more than one manufacturer shall be attributed to a single manufacturer
as follows, subject to S14.3.3.2.
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S14.3.3.2 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S14.3.3.1.
S14.4 Vehicles manufactured on or after September 1, 2010. Each
vehicle shall meet the requirements specified in S14.5.1(b), S14.5.2,
S15.1, S15.2, S17, S19, S21, S23, and S25 (in addition to the other
requirements specified in this standard).
S14.5 Barrier test requirements using 50th percentile adult male
dummies.
S14.5.1 Rigid barrier belted test. (a) Each vehicle that is
certified as complying with S14.1 or S14.2 shall, at each front outboard
designated seating position, meet the injury criteria specified
[[Page 821]]
in S6.1, S6.2(b), S6.3, S6.4(b), S6.5, and S6.6 when tested under
S5.1.1(b)(1).
(b) Each vehicle that is certified as complying with S14.3 or S14.4
shall, at each front outboard designated seating position, meet the
injury criteria specified in S6.1, S6.2(b), S6.3, S6.4(b), S6.5, and
S6.6 when tested under S5.1.1(b)(2).
S14.5.2 Rigid barrier unbelted test. Each vehicle that is certified
as complying with S14 shall, at each front outboard designated seating
position, meet the injury criteria specified in S6.1, S6.2(b), S6.3,
S6.4(b), S6.5, and S6.6 when tested under S5.1.2(b).
S14.6 Vehicles manufactured on or after September 1, 2009, and
before September 1, 2012 (Phase-in of higher maximum speed (56 km/h (35
mph)) belted test requirement using 5th percentile adult female
dummies).
(a) For vehicles manufactured for sale in the United States on or
after September 1, 2009, and before September 1, 2012, a percentage of
the manufacturer's production, as specified in S14.6.1, shall meet the
requirements specified in S15.1(b) (in addition to the other
requirements specified in this standard).
(b) Manufacturers that sell two or fewer carlines, as that term is
defined at 49 CFR 583.4, in the United States may, at the option of the
manufacturer, meet the requirements of this paragraph instead of
paragraph (a) of this section. Each vehicle manufactured on or after
September 1, 2010, and before September 1, 2012, shall meet the
requirements specified in S15.1(b) (in addition to the other
requirements specified in this standard).
(c) Vehicles that are manufactured in two or more stages or that are
altered (within the meaning of 49 CFR 567.7) after having previously
been certified in accordance with part 567 of this chapter are not
subject to the requirements of S14.6.
(d) Vehicles that are manufactured by an original vehicle
manufacturer that produces or assembles fewer than 5,000 vehicles
annually for sale in the United States are not subject to the
requirements of S14.6.
S14.6.1 Phase-in schedule.
S14.6.1.1 Vehicles manufactured on or after September 1, 2009, and
before September 1, 2010. Subject to S14.6.2(a), for vehicles
manufactured by a manufacturer on or after September 1, 2009, and before
September 1, 2010, the amount of vehicles complying with S15.1(b) shall
be not less than 35 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2009, the manufacturer's average annual production of vehicles
manufactured on or after September 1, 2007, and before September 1,
2010, or
(b) The manufacturer's production on or after September 1, 2009, and
before September 1, 2010.
S14.6.1.2 Vehicles manufactured on or after September 1, 2010, and
before September 1, 2011. Subject to S14.6.2(b), for vehicles
manufactured by a manufacturer on or after September 1, 2010, and before
September 1, 2011, the amount of vehicles complying with S15.1(b) shall
be not less than 65 percent of:
(a) If the manufacturer has manufactured vehicles for sale in the
United States during both of the two production years prior to September
1, 2010, the manufacturer's average annual production of vehicles
manufactured on or after September 1, 2008 and before September 1, 2011,
or
(b) The manufacturer's production on or after September 1, 2010, and
before September 1, 2011.
S14.6.1.3 Vehicles manufactured on or after September 1, 2011, and
before September 1, 2012. Subject to S14.6.2(c), for vehicles
manufactured by a manufacturer on or after September 1, 2011, and before
September 1, 2012, the amount of vehicles complying with S15.1(b) shall
be 100 percent of the manufacturer's production during that period.
S14.6.2 Calculation of complying vehicles.
(a) For the purposes of complying with S14.6.1.1, a manufacturer may
count a vehicle if it is manufactured on or after September 1, 2008, but
before September 1, 2010.
(b) For purposes of complying with S14.6.1.2, a manufacturer may
count a vehicle if it:
(1) Is manufactured on or after September 1, 2008, but before
September 1, 2011, and
(2) Is not counted toward compliance with S14.6.1.1.
[[Page 822]]
(c) For purposes of complying with S14.6.1.3, a manufacturer may
count a vehicle if it:
(1) Is manufactured on or after September 1, 2008, but before
September 1, 2012, and
(2) Is not counted toward compliance with S14.6.1.1 or S14.6.1.2.
S14.6.3 Vehicles produced by more than one manufacturer.
S14.6.3.1 For the purpose of calculating average annual production
of vehicles for each manufacturer and the number of vehicles
manufactured by each manufacturer under S14.6.1, a vehicle produced by
more than one manufacturer shall be attributed to a single manufacturer
as follows, subject to S14.6.3.2.
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S14.6.3.2 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S14.6.3.1.
S14.7 Vehicles manufactured on or after September 1, 2012. (Higher
maximum speed (56km/h (35 mph)) belted test requirement using 5th
percentile adult female dummies). Each vehicle shall meet the
requirements specified in S15.1(b) (in addition to the other
requirements specified in this standard). However, vehicles that are
manufactured in two or more stages or that are altered (within the
meaning of 49 CFR 567.7) after having been previously certified in
accordance with part 567 of this chapter may comply with the
requirements specified in S15.1(a) instead of S15.1(b), if they are
manufactured before September 1, 2013.
S14.8 Vehicles manufactured on or after September 1, 2009 and before
September 1, 2010. Vehicles manufactured on or after September 1, 2009
and before September 1, 2010, shall comply with S14.8.1 through S14.8.4.
At any time during the production year ending August 31, 2010, each
manufacturer shall, upon request from the Office of Vehicle Safety
Compliance, provide information identifying the vehicles by make, model
and vehicle identification number that have been certified as complying
with S19, S21, and S23 (in addition to the other requirements specified
in this standard) when using the child restraint systems specified in
appendix A-1 of this standard. The manufacturer's designation of a
vehicle as meeting the requirements when using the child restraint
systems in appendix A-1 of this standard is irrevocable.
S14.8.1 Subject to S14.8.2, for vehicles manufactured on or after
September 1, 2009, the number of vehicles certified as complying with
S19, S21, and S23 when using the child restraint systems specified in
appendix A-1 of this standard shall be not less than 50 percent of:
(a) The manufacturer's average annual production of vehicles subject
to S19, S21, and S23 of this standard manufactured on or after September
1, 2006 and before September 1, 2009; or
(b) The manufacturer's production of vehicles subject to S19, S21,
and S23 manufactured on or after September 1, 2009 and before September
1, 2010.
S14.8.2 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S14.8.1, a vehicle produced by more than one
manufacturer shall be attributed to a single manufacturer as provided in
S14.8.2(a) through (c), subject to S14.8.3.
(a) A vehicle which is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer which markets the vehicle.
(c) A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would
[[Page 823]]
otherwise be attributed under S14.8.2(a) or (b).
S14.8.3 For the purposes of calculating average annual production of
vehicle for each manufacturer and the number of vehicles by each
manufacturer under S14.8.1, each vehicle that is excluded from the
requirement to test with child restraints listed in appendix A or A-1 of
this standard is not counted.
S14.8.4 Until September 1, 2011, vehicles manufactured by a final-
stage manufacturer or alterer could be certified as complying with S19,
S21, and S23 when using the child restraint systems specified in
appendix A. Vehicles manufactured on or after September 1, 2011 by these
manufacturers must be certified as complying with S19, S21, and S23 when
using the child restraint systems specified in appendix A-1.
S14.8.5 Until September 1, 2011, manufacturers selling fewer than
5,000 vehicles per year in the U.S. may certify their vehicles as
complying with S19, S21, and S23 when using the child restraint systems
specified in Appendix A. Vehicles manufactured on or after September 1,
2011 by these manufacturers must be certified as complying with S19,
S21, and S23 when using the child restraint systems specified in
Appendix A-1.
S15 Rigid barrier test requirements using 5th percentile adult
female dummies.
S15.1 Belted Test. (a) Each vehicle that is certified as complying
with S14.1 or S14.2 shall, at each front outboard designated seating
position, meet the injury criteria specified in S15.3 when tested under
S16.1(a)(1).
(b) Each vehicle that is certified as complying with S14.6 or S14.7
shall, at each front outboard designated seating position, meet the
injury criteria specified in S15.3 when tested under S16.1(a)(2).
S15.2 Unbelted test. Each vehicle that is certified as complying
with S14 shall, at each front outboard designated seating position, meet
the injury criteria specified in S15.3 of this standard when the vehicle
is crash tested in accordance with the procedures specified in S16.1(b)
of this standard with the anthropomorphic test devices unbelted.
S15.3 Injury criteria for the 49 CFR part 572, subpart O Hybrid III
5th percentile female test dummy.
S15.3.1 All portions of the test dummy shall be contained within the
outer surfaces of the vehicle passenger compartment.
S15.3.2 Head injury criteria. (a) For any two points in time,
t1 and t2, during the event which are separated by
not more than a 15 millisecond time interval and where t1 is
less than t2, the head injury criterion (HIC15)
shall be determined using the resultant head acceleration at the center
of gravity of the dummy head, ar, expressed as a multiple of
g (the acceleration of gravity) and shall be calculated using the
expression:
[GRAPHIC] [TIFF OMITTED] TR12MY00.005
(b) The maximum calculated HIC15 value shall not exceed
700.
S15.3.3 The resultant acceleration calculated from the output of the
thoracic instrumentation shall not exceed 60 g's, except for intervals
whose cumulative duration is not more than 3 milliseconds.
S15.3.4 Compression deflection of the sternum relative to the spine,
as determined by instrumentation, shown shall not exceed 52 mm (2.0 in).
S15.3.5 The force transmitted axially through each femur shall not
exceed 6805 N (1530 lb).
S15.3.6 Neck injury. When measuring neck injury, each of the
following injury criteria shall be met.
(a) Nij.
(1) The shear force (Fx), axial force (Fz), and bending moment (My)
shall be measured by the dummy upper neck load cell for the duration of
the crash event as specified in S4.11. Shear force, axial force, and
bending moment shall be filtered for Nij purposes at SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5)
Channel Frequency Class 600.
(2) During the event, the axial force (Fz) can be either in tension
or compression while the occipital condyle bending moment (Mocy) can be
in either flexion or extension. This results in four possible loading
conditions for Nij: Tension-extension (Nte), tension-
[[Page 824]]
flexion (Ntf), compression-extension (Nce), or compression-flexion
(Ncf).
(3) When calculating Nij using equation S15.3.6(a)(4), the critical
values, Fzc and Myc, are:
(i) Fzc = 4287 N (964 lbf) when Fz is in tension
(ii) Fzc = 3880 N (872 lbf) when Fz is in compression
(iii) Myc = 155 Nm (114 lbf-ft) when a flexion moment exists at the
occipital condyle
(iv) Myc = 67 Nm (49 lbf-ft) when an extension moment exists at the
occipital condyle.
(4) At each point in time, only one of the four loading conditions
occurs and the Nij value corresponding to that loading condition is
computed and the three remaining loading modes shall be considered a
value of zero. The expression for calculating each Nij loading condition
is given by:
Nij = (Fz/Fzc) + (Mocy/Myc)
(5) None of the four Nij values shall exceed 1.0 at any time during
the event.
(b) Peak tension. Tension force (Fz), measured at the upper neck
load cell, shall not exceed 2620 N (589 lbf) at any time.
(c) Peak compression. Compression force (Fz), measured at the upper
neck load cell, shall not exceed 2520 N (566 lbf) at any time.
S15.3.7 Unless otherwise indicated, instrumentation for data
acquisition, data channel frequency class, and moment calculations are
the same as given for the 49 CFR part 572, subpart O Hybrid III 5th
percentile female test dummy.
S16. Test procedures for rigid barrier test requirements using 5th
percentile adult female dummies.
S16.1 General provisions. Crash testing to determine compliance with
the requirements of S15 of this standard is conducted as specified in
the following paragraphs (a) and (b).
(a) Belted test--(1) Vehicles certified to S14.1 or S14.2. Place a
49 CFR Part 572 Subpart O 5th percentile adult female test dummy at each
front outboard seating position of a vehicle, in accordance with the
procedures specified in S16.3 of this standard. Impact the vehicle
traveling longitudinally forward at any speed, up to and including 48
km/h (30 mph), into a fixed rigid barrier that is perpendicular within a
tolerance of 5 degrees to the line of travel of
the vehicle under the applicable conditions of S16.2 of this standard.
(2) Vehicles certified to S14.6 or S14.7. Place a 49 CFR Part 572
Subpart O 5th percentile adult female test dummy at each front outboard
seating position of a vehicle, in accordance with the procedures
specified in S16.3 of this standard. Impact the vehicle traveling
longitudinally forward at any speed, up to and including 56km/h (35
mph), into a fixed rigid barrier that is perpendicular within a
tolerance of 5 degrees to the line of travel of
the vehicle under the applicable conditions of S16.2 of this standard.
(b) Unbelted test. Place a 49 CFR Part 572 Subpart O 5th percentile
adult female test dummy at each front outboard seating position of a
vehicle, in accordance with the procedures specified in S16.3 of this
standard, except S16.3.5. Impact the vehicle traveling longitudinally
forward at any speed, from 32 km/h (20 mph) to 40 km/h (25 mph),
inclusive, into a fixed rigid barrier that is perpendicular within a
tolerance of 5 degrees to the line of travel of
the vehicle under the applicable conditions of S16.2 of this standard.
S16.2 Test conditions.
S16.2.1 The vehicle, including test devices and instrumentation, is
loaded as in S8.1.1.
S16.2.2 Movable vehicle windows and vents are placed in the fully
closed position, unless the vehicle manufacturer chooses to specify a
different adjustment position prior to the time the vehicle is
certified.
S16.2.3 Convertibles and open-body type vehicles have the top, if
any, in place in the closed passenger compartment configuration.
S16.2.4 Doors are fully closed and latched but not locked.
S16.2.5 The dummy is clothed in form fitting cotton stretch garments
with short sleeves and above the knee length pants. A size 7\1/2\ W shoe
which meets the configuration and size specifications of MIL-S-21711E
(incorporated by reference, see Sec. 571.5) or its equivalent is placed
on each foot of the test dummy.
[[Page 825]]
S16.2.6 Limb joints are set at one g, barely restraining the weight
of the limb when extended horizontally. Leg joints are adjusted with the
torso in the supine position.
S16.2.7 Instrumentation shall not affect the motion of dummies
during impact.
S16.2.8 The stabilized temperature of the dummy is at any level
between 20.6 [deg]C and 22.2 [deg]C (69 [deg]F to 72 [deg]F).
S16.2.9 Steering control adjustment.
S16.2.9.1 Adjust a tiltable steering control, if possible, so that
the steering control hub is at the geometric center of its full range of
driving positions.
S16.2.9.2 If there is no setting detent at the mid-position, lower
the steering control to the detent just below the mid-position.
S16.2.9.3 If the steering column is telescoping, place the steering
column in the mid-position. If there is no mid-position, move the
steering control rearward one position from the mid-position.
S16.2.10 Front seat set-up.
S16.2.10.1 Lumbar support adjustment. Position adjustable lumbar
supports so that the lumbar support is in its lowest, retracted or
deflated adjustment position.
S16.2.10.2 Other seat adjustments. Position any adjustable parts of
the seat that provide additional support so that they are in the lowest
or most open adjustment position. Position any adjustable head restraint
in the lowest and most forward position.
S16.2.10.3 Seat position adjustment. If the front right outboard
passenger seat does not adjust independently of the front left outboard
seat, the front left outboard seat shall control the final position of
the front right outboard passenger seat. If an inboard passenger seat
does not adjust independently of an outboard seat, the outboard seat
shall control the final position of the inboard passenger seat.
S16.2.10.3.1 Using only the controls that primarily move the seat
and seat cushion independent of the seat back in the fore and aft
directions, move the seat cushion reference point (SCRP) to the rearmost
position. Using any part of any control, other than those just used,
determine the full range of angles of the seat cushion reference line
and set the seat cushion reference line to the middle of the range.
Using any part of any control other than those that primarily move the
seat or seat cushion fore and aft, while maintaining the seat cushion
reference line angle, place the SCRP to its lowest position.
S16.2.10.3.2 Using only the control that primarily moves the seat
fore and aft, move the SCRP to the full forward position.
S16.2.10.3.3 If the seat or seat cushion height is adjustable, other
than by the controls that primarily move the seat or seat cushion fore
and aft, determine the maximum and minimum heights of the SCRP, while
maintaining, as closely as possible, the angle determined in
S16.2.10.3.1. Set the SCRP at the midpoint height with the seat cushion
reference line angle set as closely as possible to the angle determined
in S16.2.10.3.1. Mark location of the seat for future reference.
S16.3 Dummy seating positioning procedures. The 49 CFR Part 572
Subpart O 5th percentile adult female test dummy is positioned as
follows:
S16.3.1 General provisions and definitions.
S16.3.1.1 All angles are measured with respect to the horizontal
plane unless otherwise stated.
S16.3.1.2 The dummy's neck bracket is adjusted to align the zero
degree index marks.
S16.3.1.3 The term ``midsagittal plane'' refers to the vertical
plane that separates the dummy into equal left and right halves.
S16.3.1.4 The term ``vertical longitudinal plane'' refers to a
vertical plane parallel to the vehicle's longitudinal centerline.
S16.3.1.5 The term ``vertical plane'' refers to a vertical plane,
not necessarily parallel to the vehicle's longitudinal centerline.
S16.3.1.6 The term ``transverse instrumentation platform'' refers to
the transverse instrumentation surface inside the dummy's skull casting
to which the neck load cell mounts. This surface is perpendicular to the
skull cap's machined inferior-superior mounting surface.
S16.3.1.7 The term ``thigh'' refers to the femur between, but not
including, the knee and the pelvis.
[[Page 826]]
S16.3.1.8 The term ``leg'' refers to the lower part of the entire
leg, including the knee.
S16.3.1.9 The term ``foot'' refers to the foot, including the ankle.
S16.3.1.10 The longitudinal centerline of a bucket seat cushion is
defined by a vertical plane that passes through the SgRP and is parallel
to the longitudinal centerline of the vehicle.
S16.3.1.11 For leg and thigh angles, use the following references:
S16.3.1.11.1 Thigh--a straight line on the thigh skin between the
center of the 1/2-13 UNC-2B tapped hole in the upper leg femur clamp
(see drawings 880105-504 (left thigh) and 880105-505 (right thigh),
upper leg femur clamp) and the knee pivot shoulder bolt (part 880105-527
in drawing 880105-528R & 528L, sliding knee assembly without
potentiometer).
S16.3.1.11.2 Leg--a straight line on the leg skin between the center
of the ankle shell (parts 880105-609 & 633 in drawing 880105-660, ankle
assembly) and the knee pivot shoulder bolt (part 880105-527 in drawing
880105-528R & 528L, sliding knee assembly without potentiometer).
S16.3.1.12 The term ``seat cushion reference point'' (SCRP) means a
point placed on the outboard side of the seat cushion at a horizontal
distance between 150 mm (5.9 in) and 250 mm (9.8 in) from the front edge
of the seat used as a guide in positioning the seat.
S16.3.1.13 The term ``seat cushion reference line'' means a line on
the side of the seat cushion, passing through the seat cushion reference
point, whose projection in the vehicle vertical longitudinal plane is
straight and has a known angle with respect to the horizontal.
S16.3.2 Driver dummy positioning.
S16.3.2.1 Driver torso/head/seat back angle positioning.
S16.3.2.1.1 With the seat in the position determined in
S16.2.10.3.3, use only the control that primarily moves the seat fore
and aft to place the seat in the rearmost position. If the seat cushion
reference line angle automatically changes as the seat is moved from the
full forward position, maintain, as closely as possible, the seat
cushion reference line angle determined in S16.2.10.3.1, for the final
forward position when measuring the pelvic angle as specified in
S16.3.2.1.11. The seat cushion reference angle position may be achieved
through the use of any seat or seat cushion adjustments other than that
which primarily moves the seat or seat cushion fore-aft.
S16.3.2.1.2 Fully recline the seat back, if adjustable. Install the
dummy into the driver's seat, such that when the legs are positioned 120
degrees to the thighs, the calves of the legs are not touching the seat
cushion.
S16.3.2.1.3 Bucket seats. Place the dummy on the seat cushion so
that its midsagittal plane is vertical and coincides with the vertical
longitudinal plane through the center of the seat cushion, within 10 mm (0.4 in).
S16.3.2.1.4 Bench seats. Position the midsagittal plane of the dummy
vertical and parallel to the vehicle's longitudinal centerline and
aligned within 10 mm (0.4
in) of the center of the steering control.
S16.3.2.1.5 Hold the dummy's thighs down and push rearward on the
upper torso to maximize the dummy's pelvic angle.
S16.3.2.1.6 Place the legs at 120 degrees to the thighs. Set the
initial transverse distance between the longitudinal centerlines at the
front of the dummy's knees at 160 to 170 mm (6.3 to 6.7 in), with the
thighs and legs of the dummy in vertical planes. Push rearward on the
dummy's knees to force the pelvis into the seat so there is no gap
between the pelvis and the seat back or until contact occurs between the
back of the dummy's calves and the front of the seat cushion.
S16.3.2.1.7 Gently rock the upper torso laterally in a side to side
motion three times through a 5 degree arc
(approximately 51 mm (2 in) side to side).
S16.3.2.1.8 If needed, extend the legs slightly so that the feet are
not in contact with the floor pan. Let the thighs rest on the seat
cushion to the extent permitted by the foot movement. Keeping the leg
and the thigh in a vertical plane, place the foot in the vertical
longitudinal plane that passes through the centerline of the accelerator
pedal. Rotate the left thigh outboard about the hip until the center of
the knee is the same distance from the midsagittal
[[Page 827]]
plane of the dummy as the right knee 5 mm (0.2 in). Using only the control that primarily moves the
seat fore and aft, attempt to return the seat to the full forward
position. If either of the dummy's legs first contacts the steering
control, then adjust the steering control, if adjustable, upward until
contact with the steering control is avoided. If the steering control is
not adjustable, separate the knees enough to avoid steering control
contact. Proceed with moving the seat forward until either the leg
contacts the vehicle interior or the seat reaches the full forward
position. (The right foot may contact and depress the accelerator and/or
change the angle of the foot with respect to the leg during seat
movement.) If necessary to avoid contact with the vehicles brake or
clutch pedal, rotate the test dummy's left foot about the leg. If there
is still interference, rotate the left thigh outboard about the hip the
minimum distance necessary to avoid pedal interference. If a dummy leg
contacts the vehicle interior before the full forward position is
attained, position the seat at the next detent where there is no
contact. If the seat is a power seat, move the seat fore and aft to
avoid contact while assuring that there is a maximum of 5 mm (0.2 in)
distance between the vehicle interior and the point on the dummy that
would first contact the vehicle interior. If the steering control was
moved, return it to the position described in S16.2.9. If the steering
control contacts the dummy's leg(s) prior to attaining this position,
adjust it to the next higher detent, or if infinitely adjustable, until
there is 5 mm (0.2 in) clearance between the control and the dummy's
leg(s).
S16.3.2.1.9 For vehicles without adjustable seat backs, adjust the
lower neck bracket to level the head as much as possible. For vehicles
with adjustable seat backs, while holding the thighs in place, rotate
the seat back forward until the transverse instrumentation platform of
the head is level to within 0.5 degree, making
sure that the pelvis does not interfere with the seat bight. Inspect the
abdomen to ensure that it is properly installed. If the torso contacts
the steering control, adjust the steering control in the following order
until there is no contact: Telescoping adjustment, lowering adjustment,
raising adjustment. If the vehicle has no adjustments, or contact with
the steering control cannot be eliminated by adjustment, position the
seat at the next detent where there is no contact with the steering
control as adjusted in S16.2.9. If the seat is a power seat, position
the seat to avoid contact while assuring that there is a maximum of 5 mm
(0.2 in) distance between the steering control as adjusted in S16.2.9
and the point of contact on the dummy.
S16.3.2.1.10 If it is not possible to achieve the head level within
0.5 degrees, minimize the angle.
S16.3.2.1.11 Measure and set the dummy's pelvic angle using the
pelvic angle gauge (drawing TE-2504, incorporated by reference in 49 CFR
part 572, subpart O of this chapter). The angle shall be set to 20.0
degrees 2.5 degrees. If this is not possible,
adjust the pelvic angle as close to 20.0 degrees as possible while
keeping the transverse instrumentation platform of the head as level as
possible by adjustments specified in S16.3.2.1.9 and S16.3.2.1.10.
S16.3.2.1.12 If the dummy is contacting the vehicle interior after
these adjustments, using only the control that primarily moves the seat
fore and aft, move the seat rearward until there is a maximum of 5 mm
(0.2 in) between the contact point of the dummy and the interior of the
vehicle or if it has a manual seat adjustment, to the next rearward
detent position. If after these adjustments, the dummy contact point is
more than 5 mm (0.2 in) from the vehicle interior and the seat is still
not in its forwardmost position, move the seat forward until the contact
point is a maximum of 5 mm (0.2 in) from the vehicle interior, or if it
has a manual seat adjustment, move the seat to the closest detent
position that causes no contact, or until the seat reaches its
forwardmost position, whichever occurs first.
S16.3.2.2 Driver foot positioning.
S16.3.2.2.1 If the vehicle has an adjustable accelerator pedal,
adjust it to the full forward position. If the heel of the right foot
can contact the floor pan, follow the positioning procedure
[[Page 828]]
in (a). If not, follow the positioning procedure in (b).
(a) Rest the right foot of the test dummy on the undepressed
accelerator pedal with the rearmost point of the heel on the floor pan
in the plane of the pedal. If the foot cannot be placed on the
accelerator pedal, set it initially perpendicular to the leg and then
place it as far forward as possible in the direction of the pedal
centerline with the rearmost point of the heel resting on the floor pan.
If the vehicle has an adjustable accelerator pedal and the right foot is
not touching the accelerator pedal when positioned as above, move the
pedal rearward until it touches the right foot. If the accelerator pedal
in the full rearward position still does not touch the foot, leave the
pedal in that position. Extend the foot and lower leg by decreasing the
knee flexion angle until any part of the foot contacts the undepressed
accelerator pedal. If the foot does not contact the pedal, place the
highest part of the foot at the same height as the highest part of the
pedal.
(b) Extend the foot and lower leg by decreasing the knee flexion
angle until any part of the foot contacts the undepressed accelerator
pedal or the highest part of the foot is at the same height as the
highest part of the pedal. If the vehicle has an adjustable accelerator
pedal and the right foot is not touching the accelerator pedal when
positioned as above, move the pedal rearward until it touches the right
foot.
S16.3.2.2.2 If the ball of the right foot does not contact the
pedal, increase the ankle plantar flexion angle such that the toe of the
foot contacts or is as close as possible to contact with the undepressed
accelerator pedal.
S16.3.2.2.3 If, in its final position, the heel is off of the
vehicle floor, a spacer block must be used under the heel to support the
final foot position (see figure 13). The surface of the block in contact
with the heel must have an inclination of 30 degrees, measured from the
horizontal, with the highest surface towards the rear of the vehicle.
S16.3.2.2.4 Place the left foot on the toe-board with the rearmost
point of the heel resting on the floor pan as close as possible to the
point of intersection of the planes described by the toe-board and floor
pan.
S16.3.2.2.5 If the left foot cannot be positioned on the toe board,
place the foot perpendicular to the lower leg centerline as far forward
as possible with the heel resting on the floor pan.
S16.3.2.2.6 If the left foot does not contact the floor pan, place
the foot parallel to the floor and place the lower leg as perpendicular
to the thigh as possible.
S16.3.2.2.7 When positioning the test dummy under S16.3.2.2.4,
S16.3.2.2.5, and S16.2.2.6, avoid contact between the left foot of the
test dummy and the vehicle's brake pedal, clutch pedal, wheel well
projection, and foot rest. To avoid this contact, use the three foot
position adjustments listed in paragraphs (a) through (c). The
adjustment options are listed in priority order, with each subsequent
option incorporating the previous. In making each adjustment, move the
foot the minimum distance necessary to avoid contact. If it is not
possible to avoid all prohibited foot contact, give priority to avoiding
brake or clutch pedal contact.
(a) Rotate (abduction/adduction) the test dummy's left foot about
the lower leg,
(b) Plantar flex the foot,
(c) Rotate the left leg about the hip in either an outboard or
inboard direction.
S16.3.2.3 Driver arm/hand positioning.
S16.3.2.3.1 Place the dummy's upper arms adjacent to the torso with
the arm centerlines as close to a vertical longitudinal plane as
possible.
S16.3.2.3.2 Place the palms of the dummy in contact with the outer
part of the steering control rim at its horizontal centerline with the
thumbs over the steering control rim.
S16.3.2.3.3 If it is not possible to position the thumbs inside the
steering control rim at its horizontal centerline, then position them
above and as close to the horizontal centerline of the steering control
rim as possible.
S16.3.2.3.4 Lightly tape the hands to the steering control rim so
that if the hand of the test dummy is pushed upward by a force of not
less than 9 N (2 lb) and not more than 22 N (5 lb), the tape releases
the hand from the steering control rim.
[[Page 829]]
S16.3.3 Front outboard passenger dummy positioning.
S16.3.3.1 Front outboard passenger torso/head/seat back angle
positioning.
S16.3.3.1.1 With the seat at the mid-height in the full forward
position determined in S16.2.10.3.3, use only the control that primarily
moves the seat fore and aft to place the seat in the rearmost position,
without adjusting independent height controls. If the seat cushion
reference line angle automatically changes as the seat is moved from the
full forward position, maintain as closely as possible the seat cushion
reference line angle in S16.2.10.3.1, for the final forward position
when measuring the pelvic angle as specified in S16.3.3.1.11. The seat
cushion reference line angle position may be achieved through the use of
any seat or seat cushion adjustments other than that which primarily
moves the seat or seat cushion fore-aft.
S16.3.3.1.2 Fully recline the seat back, if adjustable. Install the
dummy into any front outboard passenger seat, such that when the legs
are 120 degrees to the thighs, the calves of the legs are not touching
the seat cushion.
S16.3.3.1.3 Bucket seats. Place the dummy on the seat cushion so
that its midsagittal plane is vertical and coincides with the vertical
longitudinal plane through the center of the seat cushion, within 10 mm (0.4 mm).
S16.3.3.1.4 Bench seats. Position the midsagittal plane of the dummy
vertical and parallel to the vehicle's longitudinal centerline and the
same distance from the vehicle's longitudinal centerline, within 10 mm (0.4 in), as the midsagittal
plane of the driver dummy, if there is a driver's seating position.
Otherwise, the midsagittal plane of any front outboard passenger dummy
shall be vertical, parallel to the vehicle's longitudinal centerline,
and pass, within 10 mm (0.4
in), through the seating reference point of the seat that it occupies.
S16.3.3.1.5 Hold the dummy's thighs down and push rearward on the
upper torso to maximize the dummy's pelvic angle.
S16.3.3.1.6 Place the legs at 120 degrees to the thighs. Set the
initial transverse distance between the longitudinal centerlines at the
front of the dummy's knees at 160 to 170 mm (6.3 to 6.7 in), with the
thighs and legs of the dummy in vertical planes. Push rearward on the
dummy's knees to force the pelvis into the seat so there is no gap
between the pelvis and the seat back or until contact occurs between the
back of the dummy's calves and the front of the seat cushion.
S16.3.3.1.7 Gently rock the upper torso laterally side to side three
times through a 5 degree arc (approximately 51 mm
(2 in) side to side).
S16.3.3.1.8 If needed, extend the legs slightly so that the feet are
not in contact with the floor pan. Let the thighs rest on the seat
cushion to the extent permitted by the foot movement. With the feet
perpendicular to the legs, place the heels on the floor pan. If a heel
will not contact the floor pan, place it as close to the floor pan as
possible. Using only the control that primarily moves the seat fore and
aft, attempt to return the seat to the full forward position. If a dummy
leg contacts the vehicle interior before the full forward position is
attained, position the seat at the next detent where there is no
contact. If the seats are power seats, position the seat to avoid
contact while assuring that there is a maximum of 5 mm (0.2 in) distance
between the vehicle interior and the point on the dummy that would first
contact the vehicle interior.
S16.3.3.1.9 For vehicles without adjustable seat backs, adjust the
lower neck bracket to level the head as much as possible. For vehicles
with adjustable seat backs, while holding the thighs in place, rotate
the seat back forward until the transverse instrumentation platform of
the head is level to within 0.5 degrees, making
sure that the pelvis does not interfere with the seat bight. Inspect the
abdomen to insure that it is properly installed.
S16.3.3.1.10 If it is not possible to orient the head level within
0.5 degrees, minimize the angle.
S16.3.3.1.11 Measure and set the dummy's pelvic angle using the
pelvic angle gauge (drawing TE-2504, incorporated by reference in 49 CFR
Part 572, Subpart O, of this chapter). The angle shall be set to 20.0
degrees 2.5 degrees. If this is not possible,
adjust
[[Page 830]]
the pelvic angle as close to 20.0 degrees as possible while keeping the
transverse instrumentation platform of the head as level as possible, as
specified in S16.3.3.1.9 and S16.3.3.1.10.
S16.3.3.1.12 If the dummy is contacting the vehicle interior after
these adjustments, using only the control that primarily moves the seat
fore and aft, move the seat rearward until there is a maximum of 5 mm
(0.2 in) between the contact point of the dummy and the interior of the
vehicle or if it has a manual seat adjustment, to the next rearward
detent position. If after these adjustments, the dummy contact point is
more than 5 mm (0.2 in) from the vehicle interior and the seat is still
not in its forwardmost position, move the seat forward until the contact
point is a maximum of 5 mm (0.2 in) from the vehicle interior, or if it
has a manual seat adjustment, move the seat to the closest detent
position that causes no contact, or until the seat reaches its
forwardmost position, whichever occurs first.
S16.3.3.2 Front outboard passenger foot positioning.
S16.3.3.2.1 Place the passenger's feet flat on the toe board.
S16.3.3.2.2 If the feet cannot be placed flat on the toe board, set
them perpendicular to the leg centerlines and place them as far forward
as possible with the heels resting on the floor pan. If either foot does
not contact the floor pan, place the foot parallel to the floor pan and
place the lower leg as perpendicular to the thigh as possible.
S16.3.3.3 Front outboard passenger arm/hand positioning.
S16.3.3.3.1 Place the dummy's upper arms in contact with the seat
back and the torso.
S16.3.3.3.2 Place the palms of the dummy in contact with the outside
of the thighs.
S16.3.3.3.3 Place the little fingers in contact with the seat
cushion.
S16.3.4 Driver and front outboard passenger adjustable head
restraints.
S16.3.4.1 If the head restraint has an automatic adjustment, leave
it where the system positions the restraint after the dummy is placed in
the seat.
S16.3.4.2 Adjust each head restraint to its lowest position.
S16.3.4.3 Measure the vertical distance from the top most point of
the head restraint to the bottom most point. Locate a horizontal plane
through the midpoint of this distance. Adjust each head restraint
vertically so that this horizontal plane is aligned with the center of
gravity (CG) of the dummy head.
S16.3.4.3 If the above position is not attainable, move the vertical
center of the head restraint to the closest detent below the center of
the head CG.
S16.3.4.4 If the head restraint has a fore and aft adjustment, place
the restraint in the forwardmost position or until contact with the head
is made, whichever occurs first.
S16.3.5 Driver and front outboard passenger manual belt adjustment
(for tests conducted with a belted dummy)
S16.3.5.1 If an adjustable seat belt D-ring anchorage exists, place
it in the manufacturer's design position for a 5th percentile adult
female with the seat in the position specified in S16.2.10.3.
S16.3.5.2 Place the Type 2 manual belt around the test dummy and
fasten the latch.
S16.3.5.3 Ensure that the dummy's head remains as level as possible,
as specified in S16.3.2.1.9 and S16.3.2.1.10 and S16.3.3.1.9 and
S16.3.3.1.10.
S16.3.5.4 Remove all slack from the lap belt. Pull the upper torso
webbing out of the retractor and allow it to retract; repeat this
operation four times. Apply a 9 N (2 lbf) to 18 N (4 lbf) tension load
to the lap belt. If the belt system is equipped with a tension-relieving
device, introduce the maximum amount of slack into the upper torso belt
that is recommended by the manufacturer. If the belt system is not
equipped with a tension-relieving device, allow the excess webbing in
the shoulder belt to be retracted by the retractive force of the
retractor.
S17 Offset frontal deformable barrier requirements using 5th
percentile adult female test dummies. Each vehicle that is certified as
complying with S14 shall, at each front outboard designated seating
position, meet the injury criteria specified in S15.3 of this standard
when the vehicle is crash tested in accordance with the procedures
specified in S18 of this standard with the
[[Page 831]]
anthropomorphic test devices restrained by a Type 2 seat belt assembly.
S18 Test procedure for offset frontal deformable barrier
requirements using 5th percentile adult female dummies.
S18.1 General provisions. Place a 49 CFR Part 572 Subpart O 5th
percentile adult female test dummy at each front outboard seating
position of a vehicle, in accordance with the procedures specified in
S16.3 of this standard. Impact the vehicle traveling longitudinally
forward at any speed, up to and including 40 km/h (25 mph), into a fixed
offset deformable barrier under the conditions and procedures specified
in S18.2 of this standard, impacting only the left side of the vehicle.
S18.2 Test conditions.
S18.2.1 Offset frontal deformable barrier. The offset frontal
deformable barrier shall conform to the specifications set forth in
Subpart C of part 587 of this chapter.
S18.2.2 General test conditions. All of the test conditions
specified in S16.2 of this standard apply.
S18.2.3 Dummy seating procedures. Position the anthropomorphic test
dummies as specified in S16.3 of this standard.
S18.2.4 Impact configuration. The test vehicle shall impact the
barrier with the longitudinal centerline of the vehicle parallel to the
line of travel and perpendicular to the barrier face within a tolerance
of 5 degrees. The test vehicle shall be aligned so
that the vehicle strikes the barrier with 40 percent overlap on the left
side of the vehicle, with the vehicle's front engaging the barrier face
such that the vehicle's longitudinal centerline is offset outboard of
the edge of the barrier face by 10 percent of the vehicle's width 50 mm (2.0 in) as illustrated in Figure 10. The vehicle
width is defined as the maximum dimension measured across the widest
part of the vehicle, including bumpers and molding but excluding such
components as exterior mirrors, flexible mud flaps, marker lamps, and
dual rear wheel configurations.
S19 Requirements to provide protection for infants in rear facing
and convertible child restraints and car beds.
S19.1 Each vehicle certified as complying with S14 shall, at the
option of the manufacturer, meet the requirements specified in S19.2 or
S19.3, under the test procedures specified in S20.
S19.2 Option 1--Automatic suppression feature. Each vehicle shall
meet the requirements specified in S19.2.1 through S19.2.3.
S19.2.1 The vehicle shall be equipped with an automatic suppression
feature for any front outboard passenger air bag which results in
deactivation of the air bag during each of the static tests specified in
S20.2 (using the 49 CFR part 572 Subpart R 12-month-old CRABI child
dummy in any of the child restraints identified in sections B and C of
appendix A or A-1 of this standard, as appropriate and the 49 CFR part
572 subpart K Newborn Infant dummy in any of the car beds identified in
section A of appendix A or A-1, as appropriate), and activation of the
air bag system during each of the static tests specified in S20.3 (using
the 49 CFR part 572 Subpart O 5th percentile adult female dummy).
S19.2.2 The vehicle shall be equipped with telltales for each front
outboard passenger seat which emit light whenever the associated front
outboard passenger air bag system is deactivated and does not emit light
whenever the associated front outboard passenger air bag system is
activated, except that the telltale(s) need not illuminate when the
associated front outboard passenger seat is unoccupied. For telltales
associated with multiple front outboard passenger seats, it shall be
clearly recognizable to a driver and any front outboard passenger the
seat with which seat each telltale is associated. Each telltale:
(a) Shall emit yellow light;
(b) Shall have the identifying words ``PASSENGER AIR BAG OFF'' or
``PASS AIR BAG OFF'' on the telltale or within 25 mm (1.0 in) of the
telltale; and
(c) Shall not be combined with the readiness indicator required by
S4.5.2 of this standard.
(d) Shall be located within the interior of the vehicle and forward
of and above the design H-point of both the driver's and any front
outboard passenger's seat in their forwardmost seating positions and
shall not be located on or adjacent to a surface that
[[Page 832]]
can be used for temporary or permanent storage of objects that could
obscure the telltale from either the driver's or any-front outboard
passenger's view, or located where the telltale would be obscured from
the driver's view or the adjacent front outboard passenger's view if a
rear-facing child restraint listed in appendix A or A-1, as appropriate,
is installed in any-front outboard passenger's seat.
(e) Shall be visible and recognizable to a driver and any front
outboard passenger during night and day when the occupants have adapted
to the ambient light roadway conditions.
(f) Telltales need not be visible or recognizable when not
activated.
(g) Means shall be provided for making telltales visible and
recognizable to the driver and any front outboard passenger under all
driving conditions. The means for providing the required visibility may
be adjustable manually or automatically, except that the telltales may
not be adjustable under any driving conditions to a level that they
become invisible or not recognizable to the driver and any front
outboard passenger.
(h) The telltale must not emit light except when any passenger air
bag is turned off or during a bulb check upon vehicle starting.
S19.2.3 The vehicle shall be equipped with a mechanism that
indicates whether the air bag system is suppressed, regardless of
whether any front outboard passenger seat is occupied. The mechanism
need not be located in the occupant compartment unless it is the
telltale described in S19.2.2.
S19.3 Option 2--Low risk deployment. Each vehicle shall meet the
injury criteria specified in S19.4 of this standard when any front
outboard passenger air bag is deployed in accordance with the procedures
specified in S20.4.
S19.4 Injury criteria for the 49 CFR part 572, Subpart R 12-month-
old CRABI test dummy.
S19.4.1 All portions of the test dummy and child restraint shall be
contained within the outer surfaces of the vehicle passenger
compartment.
S19.4.2 Head injury criteria.
(a) For any two points in time, t1 and t2,
during the event which are separated by not more than a 15 millisecond
time interval and where t1 is less than t2, the
head injury criterion (HIC15) shall be determined using the
resultant head acceleration at the center of gravity of the dummy head,
ar, expressed as a multiple of g (the acceleration of
gravity) and shall be calculated using the expression:
[GRAPHIC] [TIFF OMITTED] TR18DE01.000
(b) The maximum calculated HIC15 value shall not exceed
390.
S19.4.3 The resultant acceleration calculated from the output of the
thoracic instrumentation shall not exceed 50 g's, except for intervals
whose cumulative duration is not more than 3 milliseconds.
S19.4.4 Neck injury. When measuring neck injury, each of the
following injury criteria shall be met.
(a) Nij.
(1) The shear force (Fx), axial force (Fz), and bending moment (My)
shall be measured by the dummy upper neck load cell for the duration of
the crash event as specified in S4.11. Shear force, axial force, and
bending moment shall be filtered for Nij purposes at SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5)
Channel Frequency Class 600.
(2) During the event, the axial force (Fz) can be either in tension
or compression while the occipital condyle bending moment (Mocy) can be
in either flexion or extension. This results in four possible loading
conditions for Nij: tension-extension (Nte), tension-flexion (Ntf),
compression-extension (Nce), or compression-flexion (Ncf).
(3) When calculating Nij using equation S19.4.4(a)(4), the critical
values, Fzc and Myc, are:
(i) Fzc = 1460 N (328 lbf) when Fz is in tension
(ii) Fzc = 1460 N (328 lbf) when Fz is in compression
(iii) Myc = 43 Nm (32 lbf-ft) when a flexion moment exists at the
occipital condyle
(iv) Myc = 17 Nm (13 lbf-ft) when an extension moment exists at the
occipital condyle.
[[Page 833]]
(4) At each point in time, only one of the four loading conditions
occurs and the Nij value corresponding to that loading condition is
computed and the three remaining loading modes shall be considered a
value of zero. The expression for calculating each Nij loading condition
is given by:
Nij ' (Fz / Fzc) + (Mocy / Myc)
(5) None of the four Nij values shall exceed 1.0 at any time during
the event.
(b) Peak tension. Tension force (Fz), measured at the upper neck
load cell, shall not exceed 780 N (175 lbf) at any time.
(c) Peak compression. Compression force (Fz), measured at the upper
neck load cell, shall not exceed 960 N (216 lbf) at any time.
S19.4.5 Unless otherwise indicated, instrumentation for data
acquisition, data channel frequency class, and moment calculations are
the same as given for the 49 CFR part 572 Subpart R 12-month-old CRABI
test dummy.
S20 Test procedure for S19.
S20.1 General provisions.
S20.1.1 Tests specifying the use of a car bed, a rear facing child
restraint, or a convertible child restraint may be conducted using any
such restraint listed in sections A, B, and C, respectively, of appendix
A or A-1 of this standard, as appropriate. The car bed, rear facing
child restraint, or convertible child restraint may be unused or have
been previously used only for automatic suppression tests. If it has
been used, there shall not be any visible damage prior to the test.
S20.1.2 Unless otherwise specified, each vehicle certified to this
option shall comply in tests conducted with any front outboard passenger
seating position, if adjustable fore and aft, at full rearward, middle,
and full forward positions. If the child restraint or dummy contacts the
vehicle interior, move the seat rearward to the next detent that
provides clearance, or if the seat is a power seat, using only the
control that primarily moves the seat fore and aft, move the seat
rearward while assuring that there is a maximum of 5 mm (0.2 in)
clearance between the dummy or child restraint and the vehicle interior.
S20.1.3 If the car bed, rear facing child restraint, or convertible
child restraint is equipped with a handle, the vehicle shall comply in
tests conducted with the handle at both the child restraint
manufacturer's recommended position for use in vehicles and in the
upright position.
S20.1.4 If the car bed, rear facing child restraint, or convertible
child restraint is equipped with a sunshield, the vehicle shall comply
in tests conducted with the sunshield both fully open and fully closed.
S20.1.5 The vehicle shall comply in tests with the car bed, rear
facing child restraint, or convertible child restraint uncovered and in
tests with a towel or blanket weighing up to 1.0 kg (2.2 lb) placed on
or over the restraint in any of the following positions:
(a) with the blanket covering the top and sides of the restraint,
and
(b) with the blanket placed from the top of the vehicle's seat back
to the forwardmost edge of the restraint.
S20.1.6 Except as otherwise specified, if the car bed, rear facing
child restraint, or convertible child restraint has an anchorage system
as specified in S5.9 of FMVSS No. 213 and is tested in a vehicle with a
front outboard passenger vehicle seat that has an anchorage system as
specified in FMVSS No. 225, the vehicle shall comply in the belted tests
with the restraint anchorage system attached to the vehicle seat
anchorage system and the vehicle seat belt unattached. It shall also
comply in the belted test requirements with the restraint anchorage
system unattached to the vehicle seat anchorage system and the vehicle
seat belt attached. The vehicle shall comply in the unbelted tests with
the restraint anchorage system unattached to the vehicle seat anchorage
system.
S20.1.7 If the car bed, rear facing child restraint, or convertible
child restraint comes equipped with a detachable base, the vehicle shall
comply in tests conducted with the detachable base attached to the child
restraint and with the detachable base unattached to the child
restraint.
S20.1.8 Do not attach any tethers.
S20.1.9 Seat set-up. Unless otherwise stated.
[[Page 834]]
S20.1.9.1 Lumbar support adjustment. Position adjustable lumbar
supports so that the lumbar support is in its lowest, retracted or
deflated adjustment position.
S20.1.9.2 Other seat adjustments. Position any adjustable parts of
the seat that provide additional support so that they are in the lowest
or most open adjustment position.
S20.1.9.3 Set the seat and seat cushion in the position determined
in S16.2.10.3.1.
S20.1.9.4 Using only the control that primarily moves the seat in
the fore and aft direction, determine the full rearward, middle, and
full forward positions of the SCRP. Using any part of any seat or seat
cushion adjustments, other than that which primarily moves the seat or
seat cushion fore-aft, determine the SCRP mid-point height for each of
the three fore-aft test positions, while maintaining, as closely as
possible, the seat cushion reference line middle angle determined in
S16.2.10.3.1.
S20.1.9.5 The seat back angle, if adjustable, is set at the
manufacturer's nominal design seat back angle for a 50th percentile
adult male as specified in S8.1.3.
S20.1.9.6 If adjustable, set the head restraint at the full down and
full forward position.
S20.1.10 The longitudinal centerline of a bucket seat cushion is
defined by a vertical plane that passes through the SgRP and is parallel
to the longitudinal centerline of the vehicle.
S20.2 Static tests of automatic suppression feature which shall
result in deactivation of any front outboard passenger air bag,
associated with that designated seating position. Each vehicle that is
certified as complying with S19.2 shall meet the following test
requirements.
S20.2.1 Belted rear facing and convertible child restraints.
S20.2.1.1 The vehicle shall comply in tests using any child
restraint specified in section B and section C of appendix A or A-1 of
this standard, as appropriate, installed in the front outboard passenger
vehicle seat in the following orientations:
(a) With the section B and section C child restraints facing
rearward as appropriate; and
(b) With the section C child restraints facing forward.
S20.2.1.2 The vehicle shall comply with the child restraint attached
to the vehicle in the following manner:
(a) Using the vehicle safety belts as specified in S20.2.1.5; and
(b) If the child restraint is certified to S5.9 of Sec. 571.213,
and the vehicle seat has an anchorage system as specified in Sec.
571.225, using only the mechanism provided by the child restraint
manufacturer for attachment to the lower anchorages as specified in
S20.2.1.6.
S20.2.1.3 Locate a vertical plane through the longitudinal
centerline of the child restraint. This will be referred to as ``Plane
A.''
S20.2.1.4 For bucket seats, ``Plane B'' refers to a vertical plane
parallel to the vehicle longitudinal centerline through the longitudinal
centerline of any front outboard passenger vehicle seat cushion. For
bench seats in vehicles with manually operated driving controls, ``Plane
B'' refers to a vertical plane through any front outboard passenger
vehicle seat parallel to the vehicle longitudinal centerline the same
distance from the longitudinal centerline of the vehicle as the center
of the steering control. For bench seats in vehicles without manually
operated driving controls, ``Plane B'' refers to the vertical plane
parallel to the vehicle longitudinal centerline, through any front
outboard passenger seat's SgRP.
S20.2.1.5 Installation with vehicle safety belts.
(a) Place any adjustable seat belt anchorages at the vehicle
manufacturer's nominal design position for a 50th percentile adult male
occupant.
(b) Without attaching the child restraint anchorage system
components specified in S5.9 of Sec. 571.213 to a vehicle child
restraint anchorage system specified in Sec. 571.225, align the child
restraint system facing rearward or forward, depending on the
orientation being tested, such that Plane A is aligned with Plane B.
(c) While maintaining the child restraint positions achieved in
S20.2.1.5(b), secure the child restraint by following, to the extent
possible, the child restraint manufacturer's directions regarding proper
installation of the restraint for the orientation
[[Page 835]]
being tested. Cinch the vehicle belts to any tension from zero up to 134
N to secure the child restraint. Measure belt tension in a flat,
straight section of the lap belt between the child restraint belt path
and the contact point with the belt anchor or vehicle seat, on the side
away from the buckle (to avoid interference from the shoulder portion of
the belt).
(d) Position the 49 CFR part 572 subpart R 12-month-old CRABI dummy
in the child restraint by following, to the extent possible, the
manufacturer's instructions provided with the child restraint for
seating infants.
(e) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and close all
vehicle doors. Wait 10 seconds, then check whether the air bag is
deactivated.
S20.2.1.6 Installation using the lower anchor bars and the child
restraint manufacturer provided attachment mechanism.
S20.2.1.6.1 If the attachment mechanism provided by the manufacturer
incorporates a strap(s), use the following procedure:
(a) Place the child restraint on the vehicle seat facing rearward or
forward, depending on the orientation being tested, with Plane A of the
child restraint aligned within 10 mm with a
longitudinal vertical plane passing though a point midway between the
centers of the two lower anchor bars.
(b) Position any adjustments on the child restraint, to the extent
possible according to the child restraint manufacturer's instructions.
(c) Connect the lower anchor straps of the restraint to the lower
anchor bars of the seat and remove the slack, but do not apply any load
using these straps.
(d) Move the child restraint rearward until it contacts the seat
back.
(e) Use the loading device equipped with the loading foot shown in
Figure A1 and position it as shown in Figure A2 of appendix A and
appendix A-1 of this section. The 153 degree angle
of the loading device illustrated in Figure A2 is determined with an
initial preload of 7525N.
(f) Over a period of 9030 seconds, increase
the load to 875N25 N.
(g) After achieving the 875 N load in step (f) of this section, hold
the bar length at present position and allow the load to settle for 60
seconds.
(h) Following the one-minute settling period specified in step (g)
of this section, increase the load to 87525 N such
that the 87525 N load is achieved within 10
seconds of the settling period.
(i) Hold the bar length at present position and allow the load to
settle for 120 seconds after achieving the load in step (f) of this
section.
(j) Following the settling period specified in step (i) of this
section, increase the load to 87525 N such that
the 87525 N load is achieved within 10 seconds of
the settling period.
(k) Observe the settling of the load and tighten the lower anchor
straps when the load is 8505N or 180 seconds has
elapsed since achieving the 87525 N load in step
(f) of this section, whichever comes first. Tighten the lower anchor
straps at the same time such that the load is reduced 1510 N and the change occurs within 2 seconds.
(l) Remove the loading device and position the 49 CFR part 572
subpart R 12-month-old CRABI dummy in the child restraint by following,
to the extent possible, the manufacturer's instructions provided with
the child restraint for seating infants.
(m) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and close all
vehicle doors. Wait 10 seconds, then check whether the air bag is
deactivated.
S20.2.1.6.2 If the mechanism provided by the manufacturer does not
incorporate a strap(s), use the following procedure:
(a) Place the vehicle seat in the rearmost and mid-height position.
(b) Place the child restraint on the vehicle seat facing rearward or
forward, depending on the orientation being tested, with Plane A of the
child restraint aligned within 10 mm with a
longitudinal vertical plane passing though a point midway between the
centers of the two lower anchor bars.
(c) Position any adjustments on the child restraint, to the extent
possible, according to the child restraint manufacturer's instructions.
[[Page 836]]
(d) Connect the lower anchor attachments to the lower anchor bars
following, to the extent possible, the child restraint manufacturer's
instructions.
(e) Move the child restraint rearward until it contacts the seat
back.
(f) If the child restraint does not use a linear sliding or
ratcheting mechanism that requires the application of force to securely
install the child restraint, follow, to the extent possible, the CRS
manufacturer's instructions for installing the child restraint onto the
seat. Do not load the seat as provided in S20.2.1.6.2(g).
(g) If the child restraint uses a linear sliding or ratcheting
mechanism that requires the application of force to securely install the
child restraint, within 255 seconds, apply a
47525N force, that has no lateral component,
aligned angularly 10 degrees with a parallel plane
located within 100 mm of the plane formed by the
linear mechanism. Release the force.
(h) Position the 49 CFR part 572 subpart R 12-month-old CRABI dummy
in the child restraint by following, to the extent possible, the
manufacturer's instructions provided with the child restraint for
seating infants.
(i) Move the vehicle seat to the seat position being tested (full
rear, mid, full forward).
(j) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and close all
vehicle doors. Wait 10 seconds, then check whether the air bag is
deactivated.
S20.2.2 Unbelted rear facing and convertible child restraints.
S20.2.2.1 The vehicle shall comply in tests using any child
restraint specified in section B and section C of appendix A or A-1 of
this standard, as appropriate.
S20.2.2.2 Locate a vertical plane through the longitudinal
centerline of the child restraint. This will be referred to as ``Plane
A''.
S20.2.2.3 For bucket seats, ``Plane B'' refers to a vertical plane
parallel to the vehicle longitudinal centerline through the longitudinal
centerline of any front outboard passenger vehicle seat cushion. For
bench seats in vehicles with manually operated driving controls, ``Plane
B'' refers to a vertical plane through any front outboard passenger seat
parallel to the vehicle longitudinal centerline the same distance from
the longitudinal centerline of the vehicle as the center of the steering
control. For bench seats in vehicles without manually operated driving
controls, ``Plane B'' refers to the vertical plane parallel to the
vehicle longitudinal centerline, through any front outboard passenger
seat's SgRP.
S20.2.2.4 Facing rear.
(a) Align the child restraint system facing rearward such that Plane
A is aligned with Plane B and the child restraint is in contact with the
seat back.
(b) Position the 49 CFR part 572 subpart R 12-month-old CRABI dummy
in the child restraint by following, to the extent possible, the
manufacturer's instructions provided with the child restraint for
seating infants.
(c) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and close all
vehicle doors. Wait 10 seconds, then check whether the air bag is
deactivated.
S20.2.2.5 Facing forward.
(a) Align the child restraint system facing forward such that Plane
A is aligned with Plane B and the child restraint is in contact with the
seat back.
(b) Position the 49 CFR part 572 subpart R 12-month-old CRABI dummy
in the child restraint by following, to the extent possible, the
manufacturer's instructions provided with the child restraint for
seating infants.
(c) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and close all
vehicle doors. Wait 10 seconds, then check whether the air bag is
deactivated.
S20.2.3 Tests with a belted car bed.
S20.2.3.1 The vehicle shall comply in tests using any car bed
specified in section A of appendix A or A-1 of this standard, as
appropriate.
S20.2.3.2 (a) Install the car bed following, to the extent possible,
the car bed manufacturer's directions regarding proper installation of
the car bed. If the seat belt cannot be secured around the car bed, move
the seat rearward to the next detent that allows the
[[Page 837]]
belt to be secured around the car bed, or if the seat is a power seat,
using only the control that primarily moves the seat fore and aft, move
the seat rearward the minimum distance necessary for the seat belt to be
secured around the car bed.
(b) Place any adjustable seat belt anchorages at the vehicle
manufacturer's nominal design position for a 50th percentile adult male
occupant. Cinch the vehicle belts to secure the car bed.
(c) Position the 49 CFR part 572 subpart K Newborn Infant dummy in
the car bed by following, to the extent possible, the car bed
manufacturer's instructions provided with the car bed for positioning
infants.
(d) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and close all
vehicle doors. Wait 10 seconds, then check whether the air bag is
deactivated.
S20.3 Static tests of automatic suppression feature which shall
result in activation of any front outboard passenger air bag system.
S20.3.1 Each vehicle certified to this option shall comply in tests
conducted with any front outboard passenger seating position, if
adjustable fore and aft, at the mid-height, in the full rearward and
middle positions determined in S20.1.9.4, and the forward position
determined in S16.3.3.1.8.
S20.3.2 Place a 49 CFR part 572 subpart O 5th percentile adult
female test dummy at any front outboard passenger seating position of
the vehicle, in accordance with procedures specified in S16.3.3 of this
standard, except as specified in S20.3.1, subject to the fore-aft seat
positions in S20.3.1. Do not fasten the seat belt.
S20.3.3 Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
S20.3.4 Wait 10 seconds, then check whether the air bag system is
activated.
S20.4 Low risk deployment test. Each vehicle that is certified as
complying with S19.3 shall meet the following test requirements.
S20.4.1 Position any front outboard passenger vehicle seat at the
mid-height in the full forward position determined in S20.1.9.4, and
adjust the seat back (if adjustable independent of the seat) to the
nominal design position for a 50th percentile adult male as specified in
S8.1.3. Position adjustable lumbar supports so that the lumbar support
is in its lowest, retracted or deflated adjustment position. Position
any adjustable parts of the seat that provide additional support so that
they are in the lowest or most open adjustment position. If adjustable,
set the head restraint at the full down and most forward position. If
the child restraint or dummy contacts the vehicle interior, do the
following: Using only the control that primarily moves the seat in the
fore and aft direction, move the seat rearward to the next detent that
provides clearance; or if the seat is a power seat, move the seat
rearward while assuring that there is a maximum of 5 mm (0.2 in)
clearance.
S20.4.2 The vehicle shall comply in tests using any child restraint
specified in section B and section C of appendix A or A-1 of this
standard, as appropriate.
S20.4.3 Locate a vertical plane through the longitudinal centerline
of the child restraint. This will be referred to as ``Plane A''.
S20.4.4 For bucket seats, ``Plane B'' refers to a vertical plane
parallel to the vehicle longitudinal centerline through the longitudinal
centerline of any front outboard passenger seat cushion. For bench seats
in vehicles with manually operated driving controls, ``Plane B'' refers
to a vertical plane through any front outboard passenger seat parallel
to the vehicle longitudinal centerline that is the same distance from
the longitudinal centerline of the vehicle as the center of the steering
control. For bench seats in vehicles without manually operated driving
controls, ``Plane B'' refers to the vertical plane parallel to the
vehicle longitudinal centerline, through any front outboard passenger
seat's SgRP.
S20.4.5 Align the child restraint system facing rearward such that
Plane A is aligned with Plane B.
S20.4.6 If the child restraint is certified to S5.9 of Sec.
571.213, and the vehicle seat has an anchorage system as specified in
Sec. 571.225, attach the child
[[Page 838]]
restraint to the vehicle seat anchorage as specified in S20.2.1.6. Do
not attach the top tether of the child restraint system. Do not attach
the vehicle safety belt.
S20.4.7 While maintaining the child restraint position achieved in
S20.4.5, secure the child restraint by following, to the extent
possible, the child restraint manufacturer's directions regarding proper
installation of the restraint in the rear facing mode. Place any
adjustable seat belt anchorages at the manufacturer's nominal design
position for a 50th percentile adult male occupant. Cinch the vehicle
belts to any tension from zero up to 134 N (30 lb) to secure the child
restraint. Measure belt tension in a flat, straight section of the lap
belt between the child restraint belt path and the contact point with
the belt anchor or vehicle seat, on the side away from the buckle (to
avoid interference from the shoulder portion of the belt).
S20.4.8 Position the 49 CFR part 572 subpart R 12-month-old CRABI
dummy in the child restraint by following, to the extent possible, the
manufacturer's instructions provided with the child restraint for
seating infants.
S20.4.9 Deploy any front outboard passenger frontal air bag system.
If the air bag system contains a multistage inflator, the vehicle shall
be able to comply at any stage or combination of stages or time delay
between successive stages that could occur in the presence of an infant
in a rear facing child restraint and a 49 CFR part 572, subpart R 12-
month-old CRABI dummy positioned according to S20.4, and also with the
seat at the mid-height, in the middle and full rearward positions
determined in S20.1.9.4, in a rigid barrier crash test at speeds up to
64 km/h (40 mph).
S21 Requirements using 3-year-old child dummies.
S21.1 Each vehicle that is certified as complying with S14 shall, at
the option of the manufacturer, meet the requirements specified in
S21.2, S21.3, S21.4 or S21.5, under the test procedures specified in S22
or S28, as applicable.
S21.2 Option 1--Automatic suppression feature. Each vehicle shall
meet the requirements specified in S21.2.1 through S21.2.3.
S21.2.1 The vehicle shall be equipped with an automatic suppression
feature for any front outboard passenger air bag which results in
deactivation of the air bag during each of the static tests specified in
S22.2 (using the 49 CFR part 572 subpart P 3-year-old child dummy and,
as applicable, any child restraint specified in section C and section D
of appendix A or A-1 of this standard, as appropriate), and activation
of the air bag system during each of the static tests specified in S22.3
(using the 49 CFR part 572 subpart O 5th percentile adult female dummy).
S21.2.2 The vehicle shall be equipped with a telltale light meeting
the requirements specified in S19.2.2.
S21.2.3 The vehicle shall be equipped with a mechanism that
indicates whether the air bag is suppressed, regardless of whether any
front outboard passenger seat is occupied. The mechanism need not be
located in the occupant compartment unless it is the telltale described
in S21.2.2.
S21.3 Option 2--Dynamic automatic suppression system that suppresses
the air bag when an occupant is out of position. (This option is
available under the conditions set forth in S27.1.) The vehicle shall be
equipped with a dynamic automatic suppression system for any front
outboard passenger air bag system which meets the requirements specified
in S27.
S21.4 Option 3--Low risk deployment. Each vehicle shall meet the
injury criteria specified in S21.5 of this standard when any front
outboard passenger air bag is deployed in accordance with both of the
low risk deployment test procedures specified in S22.4.
S21.5 Injury criteria for the 49 CFR part 572, subpart P 3-year-old
child test dummy.
S21.5.1 All portions of the test dummy shall be contained within the
outer surfaces of the vehicle passenger compartment.
S21.5.2 Head injury criteria.
(a) For any two points in time, t1 and t2,
during the event which are separated by not more than a 15 millisecond
time interval and where t1 is less than t2, the
head injury criterion (HIC15) shall be determined using the
resultant head acceleration at the center of gravity of the dummy head,
ar,
[[Page 839]]
expressed as a multiple of g (the acceleration of gravity) and shall be
calculated using the expression:
[GRAPHIC] [TIFF OMITTED] TR18DE01.001
(b) The maximum calculated HIC15 value shall not exceed
570.
S21.5.3 The resultant acceleration calculated from the output of the
thoracic instrumentation shall not exceed 55 g's, except for intervals
whose cumulative duration is not more than 3 milliseconds.
S21.5.4 Compression deflection of the sternum relative to the spine,
as determined by instrumentation, shall not exceed 34 millimeters (1.3
in).
S21.5.5 Neck injury. When measuring neck injury, each of the
following injury criteria shall be met.
(a) Nij.
(1) The shear force (Fx), axial force (Fz), and bending moment (My)
shall be measured by the dummy upper neck load cell for the duration of
the crash event as specified in S4.11. Shear force, axial force, and
bending moment shall be filtered for Nij purposes at SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5)
Channel Frequency Class 600.
(2) During the event, the axial force (Fz) can be either in tension
or compression while the occipital condyle bending moment (Mocy) can be
in either flexion or extension. This results in four possible loading
conditions for Nij: Tension-extension (Nte), tension-flexion (Ntf),
compression-extension (Nce), or compression-flexion (Ncf).
(3) When calculating Nij using equation S21.5.5(a)(4), the critical
values, Fzc and Myc, are:
(i) Fzc = 2120 N (477 lbf) when Fz is in tension
(ii) Fzc = 2120 N (477 lbf) when Fz is in compression
(iii) Myc = 68 Nm (50 lbf-ft) when a flexion moment exists at the
occipital condyle
(iv) Myc = 27 Nm (20 lbf-ft) when an extension moment exists at the
occipital condyle.
(4) At each point in time, only one of the four loading conditions
occurs and the Nij value corresponding to that loading condition is
computed and the three remaining loading modes shall be considered a
value of zero. The expression for calculating each Nij loading condition
is given by:
Nij = (Fz / Fzc) + (Mocy / Myc)
(5) None of the four Nij values shall exceed 1.0 at any time during
the event.
(b) Peak tension. Tension force (Fz), measured at the upper neck
load cell, shall not exceed 1130 N (254 lbf) at any time.
(c) Peak compression. Compression force (Fz), measured at the upper
neck load cell, shall not exceed 1380 N (310 lbf) at any time.
S21.5.6 Unless otherwise indicated, instrumentation for data
acquisition, data channel frequency class, and moment calculations are
the same as given in 49 CFR part 572 subpart P 3-year-old child test
dummy.
S22 Test procedure for S21.
S22.1 General provisions and definitions.
S22.1.1 Tests specifying the use of a forward facing child
restraint, including a booster seat where applicable, may be conducted
using any such restraint listed in section C and section D of appendix A
or A-1 of this standard, as appropriate. The child restraint may be
unused or have been previously used only for automatic suppression
tests. If it has been used, there shall not be any visible damage prior
to the test. Booster seats are to be used in the manner appropriate for
a 3-year-old child of the same height and weight as the 3-year-old child
dummy.
S22.1.2 Unless otherwise specified, each vehicle certified to this
option shall comply in tests conducted with any front outboard passenger
seating position at the mid-height, in the full rearward, middle, and
the full forward positions determined in S22.1.7.4. If the dummy
contacts the vehicle interior, using only the control that primarily
moves the seat fore and aft, move the seat rearward to the next detent
that provides clearance. If the seat is a power seat, move the seat
rearward while assuring that there is a maximum of 5 mm (0.2 in)
clearance.
[[Page 840]]
S22.1.3 Except as otherwise specified, if the child restraint has an
anchorage system as specified in S5.9 of FMVSS No. 213 and is tested in
a vehicle with any front outboard passenger vehicle seat that has an
anchorage system as specified in FMVSS No. 225, the vehicle shall comply
with the belted test conditions with the restraint anchorage system
attached to the vehicle seat anchorage system and the vehicle seat belt
unattached. It shall also comply with the belted test conditions with
the restraint anchorage system unattached to the vehicle seat anchorage
system and the vehicle seat belt attached.
S22.1.4 Do not attach any tethers.
S22.1.5 The definitions provided in S16.3.1 through S16.3.10 apply
to the tests specified in S22.
S22.1.6 For leg and thigh angles use the following references:
(a) Thigh--a straight line on the thigh skin between the center of
the \5/16\ x \1/2\ in. screw (part 9001024, item 10 in drawing 210-0000
sheet 2 of 7, complete assembly (HYB III 3 YR OLD)) and the knee bolt
(part 210-5301 in drawing 210-5000-1 & -1, leg assembly).
(b) Leg--a straight line on the leg skin between the center of the
ankle bolt (part 210-5701 in drawing 210-5000-1 & -2, leg assembly) and
the knee bolt (part 210-5301 in drawing 210-5000-1 & -2, leg assembly).
S22.1.7 Seat set-up. Unless otherwise stated,
S22.1.7.1 Lumbar support adjustment. Position adjustable lumbar
supports so that the lumbar support is in its lowest, retracted or
deflated adjustment position.
S22.1.7.2 Other seat adjustments. Position any adjustable parts of
the seat that provide additional support so that they are in the lowest
or most open adjustment position.
S22.1.7.3 Set the seat and seat cushion in the position determined
in S16.2.10.3.1.
S22.1.7.4 Using only the control that primarily moves the seat in
the fore and aft direction, determine the full rearward, middle, and
full forward positions of the SCRP. Using any part of any seat or seat
cushion adjustments other than that which primarily moves the seat or
seat cushion fore-aft, determine the SCRP mid-point height for each of
the three fore-aft test positions, while maintaining, as closely as
possible, the seat cushion reference line angle determined in
S16.2.10.3.1.
S22.1.7.5 The seat back angle, if adjustable, is set at the
manufacturer's nominal design seat back angle for a 50th percentile
adult male as specified in S8.1.3.
S22.1.7.6 If adjustable, set the head restraint at the full down and
full forward position.
S22.2 Static tests of automatic suppression feature which shall
result in deactivation of any front outboard passenger air bag,
associated with that designated seating position. Each vehicle that is
certified as complying with S21.2 shall meet the following test
requirements:
22.2.1 Belted test with forward facing or booster seat child
restraint
S22.2.1.1 Install the restraint in any front outboard passenger
vehicle seat in accordance, to the extent possible, with the child
restraint manufacturer's instructions provided with the seat for use by
children with the same height and weight as the 3-year-old child dummy.
S22.2.1.2 Locate a vertical plane through the longitudinal
centerline of the child restraint. This will be referred to as ``Plane
A''.
S22.2.1.3 For bucket seats, ``Plane B'' refers to a vertical
longitudinal plane through the longitudinal centerline of the seat
cushion of any front outboard passenger vehicle seat. For bench seats in
vehicles with manually operated driving controls, ``Plane B'' refers to
a vertical plane through any front outboard passenger vehicle seat
parallel to the vehicle longitudinal centerline the same distance from
the longitudinal centerline of the vehicle as the center of the steering
control. For bench seats in vehicles without manually operated driving
controls, ``Plane B'' refers to the vertical plane parallel to the
vehicle longitudinal centerline, through any front outboard passenger
seat's SgRP.
S22.2.1.4 The vehicle shall comply with the child restraint belted
to the vehicle in the following manner:
(a) Using the vehicle safety belts as specified in S22.2.1.5 with
section C and section D child restraints of appendix
[[Page 841]]
A or A-1, as appropriate, of this section designed to be secured to the
vehicle seat even when empty; and
(b) If the child restraint is certified to S5.9 of Sec. 571.213,
and the vehicle seat has an anchorage system as specified in Sec.
571.225, using only the mechanism provided by the child restraint
manufacturer for attachment to the lower anchorage as specified in
S22.2.1.6.
S22.2.1.5 Installation with vehicle safety belts.
(a) Place any adjustable safety belt anchorages at the vehicle
manufacturer's nominal design position for a 50th percentile adult male
occupant.
(b) Without attaching the child restraint anchorage system
components specified in S5.9 of Sec. 571.213 to a vehicle child
restraint anchorage system specified in Sec. 571.225, align the child
restraint system facing forward, such that Plane A is aligned with Plane
B.
(c) While maintaining the child restraint positions achieved in
S22.2.1.5(b), secure the child restraint by following, to the extent
possible, the child restraint manufacturer's directions regarding proper
installation of the restraint. Cinch the vehicle belts to any tension
from zero up to 134 N to secure the child restraint. Measure belt
tension in a flat, straight section of the lap belt between the child
restraint belt path and the contact point with the belt anchor or
vehicle seat, on the side away from the buckle (to avoid interference
from the shoulder portion of the belt).
S22.2.1.6 Installation using the lower anchor bars and the
attachment mechanism provided by the child restraint manufacturer.
S22.2.1.6.1 If the mechanism provided by the manufacturer
incorporates a strap(s), use the following procedure.
(a) Place the child restraint on the vehicle seat facing forward,
with Plane A of the child restraint aligned within 10 mm with a longitudinal vertical plane passing through
a point midway between the centers of the two lower anchor bars.
(b) Position any adjustments on the child restraint, to the extent
possible, according to the child restraint manufacturer's instructions.
(c) Connect the lower anchor straps to the lower anchor bars and
remove most of the slack, but do not apply any load using these straps.
(d) Move the child restraint rearward until it contacts the seat
back.
(e) Do not attach any top tethers.
(f) Use the loading device equipped with the loading foot shown in
Figure A1 and position it as shown in Figure A2 of appendix A and
appendix A-1 of this standard. The 153 degree
angle of the loading device is determined with an initial preload of
7525 N.
(g) Over a period of 9030 seconds, increase
the load to 87525 N.
(h) After achieving the 875 N load in step (g) of this section, hold
the bar length at the present position and allow the load to settle for
60 seconds.
(i) Following the one-minute settling period specified in step (h)
of this section, increase the load to 87525 N such
that the 87525 N load is achieved within 10
seconds of the settling period.
(j) Hold the bar length at present position and allow the load to
settle for 120 seconds after achieving the load in step (g) of this
section.
(k) Following the settling period specified in step (j) of this
section, increase the load to 87525 N such that
the 87525 N load is achieved within 10 seconds of
the settling period.
(l) Observe the settling of the load and tighten the lower anchor
straps when the load is 8505N or 180 seconds has
elapsed since achieving the 87525 N load in step
(g) of this section, whichever comes first. Tighten the lower anchor
straps at the same time such that the load is reduced 1510 N and the change occurs within 2 seconds.
(m) Remove the loading device.
S22.2.1.6.2 If the mechanism provided by the manufacturer does not
incorporate a strap(s), use the following procedure.
(a) Place the vehicle seat in the rear-most and mid-height position.
(b) Place the child restraint on the vehicle seat facing forward
with Plane A of the child restraint aligned within 10 mm with a longitudinal vertical plane passing through
a point midway between the centers of the two lower anchor bars.
[[Page 842]]
(c) Position any adjustments on the child restraint, to the extent
possible, according to the child restraint manufacturer's instructions.
(d) Connect the lower anchor attachments to the lower anchor bars
following, to the extent possible, the child restraint manufacturer's
instructions.
(e) Move the child restraint rearward until it contacts the seat
back.
(f) Do not attach any top tethers.
(g) If the child restraint does not use a linear sliding or
ratcheting mechanism that requires the application of force to securely
install the child restraint, follow, to the extent possible, the
manufacturer's instructions for installing the child restraint onto the
seat. Do not load the seat as provided in S22.2.1.6.2(h).
(h) If the child restraint uses a linear sliding or ratcheting
mechanism that requires the application of force to securely install the
child restraint, within 255 seconds, apply a
47525N force, that has no lateral component,
aligned angularly 10 degrees with a parallel plane
located within 100 mm of the plane formed by the
linear mechanism. Release the force.
(i) Move the vehicle seat to the seat position being tested (full
rear, mid, full forward).
S22.2.1.7 Forward facing child restraint.
S22.2.1.7.1 After installation of a forward facing child restraint,
position the 49 CFR part 572 subpart P 3-year-old child dummy in the
child restraint such that the dummy's lower torso is centered on the
child restraint and the dummy's spine is against the seat back of the
child restraint. Place the arms at the dummy's sides.
S22.2.1.7.2 Attach all belts that come with the child restraint that
are appropriate for a child of the same height and weight as the 3-year-
old child dummy, if any, by following, to the extent possible, the
manufacturer's instructions provided with the child restraint for
seating children.
S22.2.1.7.3 Start the vehicle engine or place the ignition in the
``on'' position, whichever will turn on the suppression system, and
close all vehicle doors. Wait 10 seconds, then check whether the air bag
is deactivated.
S22.2.1.8 Booster seat child restraint.
S22.2.1.8.1 After installation of a booster seat child restraint,
position the 49 CFR part 572 subpart P 3-year-old child dummy in the
booster seat such that the dummy's lower torso is centered on the
booster seat cushion and the dummy's back is parallel to and in contact
with the booster seat back or, if there is no booster seat back, the
vehicle seat back. Place the arms at the dummy's sides.
S22.2.1.8.2 If applicable, attach all belts that come with the child
restraint that are appropriate for a child of the same height and weight
as the 3-year-old child dummy, if any, by following, to the extent
possible, the manufacturer's instructions provided with the child
restraint for seating children.
S22.2.1.8.3 If applicable, place the Type 2 manual belt around the
test dummy and fasten the latch. Remove all slack from the lap belt
portion. Pull the upper torso webbing out of the retractor and allow it
to retract; repeat this four times. Apply a 9 to 18 N (2 to 4 lb)
tension load to the lap belt. Allow the excess webbing in the upper
torso belt to be retracted by the retractive force of the retractor.
S22.2.1.8.4 Start the vehicle engine or place the ignition in the
``on'' position, whichever will turn on the suppression system, and then
close all vehicle doors. Wait 10 seconds, then check whether the air bag
is deactivated.
S22.2.2 Unbelted tests with dummies. Place the 49 CFR part 572
subpart P 3-year-old child dummy on any front outboard passenger vehicle
seat in any of the following positions (without using a child restraint
or booster seat or the vehicle's seat belts):
S22.2.2.1 Sitting on seat with back against seat back.
(a) Place the dummy on any front outboard passenger seat.
(b) In the case of vehicles equipped with bench seats and with
manually operated driving controls, position the midsagittal plane of
the dummy vertically and parallel to the vehicle's longitudinal
centerline and the same distance from the vehicle's longitudinal
centerline, within 10 mm (0.4
[[Page 843]]
in), as the center of the steering control. For bench seats in vehicles
without manually operated driving controls, position the midsagittal
plane of any front outboard dummy vertically and parallel to the
vehicle's longitudinal centerline, within 10 mm
(0.4 in) of the seating reference point of the
seat that it occupies. In the case of vehicles equipped with bucket
seats, position the midsagittal plane of any front outboard dummy
vertically such that it coincides with the longitudinal centerline of
the seat cushion, within 10 mm (0.4 in). Position the torso of the dummy against the
seat back. Position the dummy's thighs against the seat cushion.
(c) Allow the legs of the dummy to extend off the surface of the
seat.
(d) Rotate the dummy's upper arms down until they contact the seat
back.
(e) Rotate the dummy's lower arms until the dummy's hands contact
the seat cushion.
(f) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
(g) Wait 10 seconds, then check whether the air bag is deactivated.
S22.2.2.2 Sitting on seat with back against reclined seat back.
Repeat the test sequence in S22.2.2.1 with the seat back angle 25
degrees rearward of the manufacturer's nominal design position for the
50th percentile adult male. If the seat will not recline 25 degrees
rearward of the nominal design position, use the closest position that
does not exceed 25 degrees.
S22.2.2.3 Sitting on seat with back not against seat back.
(a) Place the dummy on any front outboard passenger seat.
(b) In the case of vehicles equipped with bench seats and with
manually operated driving controls, position the midsagittal plane of
the dummy vertically and parallel to the vehicle's longitudinal
centerline and the same distance from the vehicle's longitudinal
centerline, within 10 mm (0.4 in), as the center of the steering control. For
bench seats in vehicles without manually operated driving controls,
position the midsagittal plane of any front outboard dummy vertically
and parallel to the vehicle's longitudinal centerline, within 10 mm (0.4 in) of the seating
reference point of the seat that it occupies. In the case of vehicles
equipped with bucket seats, position the midsagittal plane of any front
outboard dummy vertically such that it coincides with the longitudinal
centerline of the seat cushion, within 10 mm
(0.4 in). Position the dummy with the spine
vertical so that the horizontal distance from the dummy's back to the
seat back is no less than 25 mm (1.0 in) and no more than 150 mm (6.0
in), as measured along the dummy's midsagittal plane at the mid-sternum
level. To keep the dummy in position, a material with a maximum breaking
strength of 311 N (70 lb) may be used to hold the dummy.
(c) Position the dummy's thighs against the seat cushion.
(d) Allow the legs of the dummy to extend off the surface of the
seat.
(e) Position the upper arms parallel to the spine and rotate the
dummy's lower arms until the dummy's hands contact the seat cushion.
(f) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
(g) Wait 10 seconds, then check whether the air bag is deactivated.
S22.2.2.4 Sitting on seat edge, spine vertical, hands by the dummy's
sides.
(a) In the case of vehicles equipped with bench seats and with
manually operated driving controls, position the midsagittal plane of
the dummy vertically and parallel to the vehicle's longitudinal
centerline and the same distance from the vehicle's longitudinal
centerline, within 10 mm (0.4 in), as the center of the steering control. For
bench seats in vehicles without manually operated driving controls,
position the midsagittal plane of any front outboard dummy vertically
and parallel to the vehicle's longitudinal centerline, within 10 mm (0.4 in) of the seating
reference point of the seat that it occupies. In the case of vehicles
equipped with bucket seats, position the midsagittal plane of any front
outboard dummy vertically such that
[[Page 844]]
it coincides with the longitudinal centerline of the seat cushion,
within 10 mm (0.4 in).
(b) Position the dummy in the seated position forward in the seat
such that the legs are vertical and the back of the legs rest against
the front of the seat with the spine vertical. If the dummy's feet
contact the floor pan, rotate the legs forward until the dummy is
resting on the seat with the feet positioned flat on the floor pan and
the dummy spine vertical. To keep the dummy in position, a material with
a maximum breaking strength of 311 N (70 lb) may be used to hold the
dummy.
(c) Place the upper arms parallel to the spine.
(d) Lower the dummy's lower arms such that they contact the seat
cushion.
(e) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
(f) Wait 10 seconds, then check whether the air bag is deactivated.
S22.2.2.5 Standing on seat, facing forward.
(a) In the case of vehicles equipped with bench seats and with
manually operated driving controls, position the midsagittal plane of
the dummy vertically and parallel to the vehicle's longitudinal
centerline and the same distance from the vehicle's longitudinal
centerline, within 10 mm (0.4 in), as the center of the steering control rim. For
bench seats in vehicles without manually operated driving controls,
position the midsagittal plane of any front outboard dummy vertically
and parallel to the vehicle's longitudinal centerline, within 10 mm (0.4 in) of the seating
reference point of the seat that it occupies. In the case of vehicles
equipped with bucket seats, position the midsagittal plane of any front
outboard dummy vertically such that it coincides with the longitudinal
centerline of the seat cushion, within 10 mm
(0.4 in). Position the dummy in a standing
position on any front outboard passenger seat cushion facing the front
of the vehicle while placing the heels of the dummy's feet in contact
with the seat back.
(b) Rest the dummy against the seat back, with the arms parallel to
the spine.
(c) If the head contacts the vehicle roof, recline the seat so that
the head is no longer in contact with the vehicle roof, but allow no
more than 5 mm (0.2 in) distance between the head and the roof. If the
seat does not sufficiently recline to allow clearance, omit the test.
(d) If necessary use a material with a maximum breaking strength of
311 N (70 lb) or spacer blocks to keep the dummy in position.
(e) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
(f) Wait 10 seconds, then check whether the air bag is deactivated.
S22.2.2.6 Kneeling on seat, facing forward.
(a) In the case of vehicles equipped with bench seats and manually
operated driving controls, position the midsagittal plane of the dummy
vertically and parallel to the vehicle's longitudinal centerline and the
same distance from the vehicle's longitudinal centerline, within 10 mm (0.4 in), as the center of
the steering control. For bench seats in vehicles without manually
operated driving controls, position the midsagittal plane of any front
outboard dummy vertically and parallel to the vehicle's longitudinal
centerline, within 10 mm (0.4 in) of the seating reference point of the seat that
it occupies. In the case of vehicles equipped with bucket seats,
position the midsagittal plane of any front outboard dummy vertically
such that it coincides with the longitudinal centerline of the seat
cushion, within 10 mm (0.4
in).
(b) Position the dummy in a kneeling position in any front outboard
passenger vehicle seat with the dummy facing the front of the vehicle
with its toes at the intersection of the seat back and seat cushion.
Position the dummy so that the spine is vertical. Push down on the legs
so that they contact the seat as much as possible and then release.
Place the arms parallel to the spine.
[[Page 845]]
(c) If necessary use a material with a maximum breaking strength of
311 N (70 lb) or spacer blocks to keep the dummy in position.
(d) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
(e) Wait 10 seconds, then check whether the air bag is deactivated.
S22.2.2.7 Kneeling on seat, facing rearward.
(a) In the case of vehicles equipped with bench seats and manually
operated driving controls, position the midsagittal plane of the dummy
vertically and parallel to the vehicle's longitudinal centerline and the
same distance from the vehicle's longitudinal centerline, within 10 mm (0.4 in), as the center of
the steering control. For bench seats in vehicles without manually
operated driving controls, position the midsagittal plane of any front
outboard dummy vertically and parallel to the vehicle's longitudinal
centerline, within 10 mm (0.4 in) of the seating reference point of the seat that
it occupies. In the case of vehicles equipped with bucket seats,
position the midsagittal plane of any front outboard dummy vertically
such that it coincides with the longitudinal centerline of the seat
cushion, within 10 mm (0.4
in).
(b) Position the dummy in a kneeling position in any front outboard
passenger vehicle seat with the dummy facing the rear of the vehicle.
Position the dummy such that the dummy's head and torso are in contact
with the seat back. Push down on the legs so that they contact the seat
as much as possible and then release. Place the arms parallel to the
spine.
(c) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
(d) Wait 10 seconds, then check whether the air bag is deactivated.
S22.2.2.8 Lying on seat. This test is performed only in vehicles
with 3 designated front seating positions.
(a) Lay the dummy on any front outboard passenger vehicle seat such
that the following criteria are met:
(1) The midsagittal plane of the dummy is horizontal,
(2) The dummy's spine is perpendicular to the vehicle's longitudinal
axis,
(3) The dummy's arms are parallel to its spine,
(4) A plane passing through the two shoulder joints of the dummy is
vertical,
(5) The anterior of the dummy is facing the vehicle front,
(6) The head of the dummy is positioned towards the nearest
passenger door, and
(7) The horizontal distance from the topmost point of the dummy's
head to the vehicle door is 50 to 100 mm (2-4 in).
(8) The dummy is as far back in the seat as possible.
(b) Rotate the thighs as much as possible toward the chest of the
dummy and rotate the legs as much as possible against the thighs.
(c) Move the dummy's upper left arm parallel to the vehicle's
transverse plane and the lower left arm 90 degrees to the upper arm.
Rotate the lower left arm about the elbow joint and toward the dummy's
head until movement is obstructed.
(d) Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
(e) Wait 10 seconds, then check whether the air bag is deactivated.
S22.3 Static tests of automatic suppression feature which shall
result in activation of any front outboard passenger air bag system.
S22.3.1 Each vehicle certified to this option shall comply in tests
conducted with any front outboard passenger seating position at the mid-
height, in the full rearward, and middle positions determined in
S22.1.7.4, and the forward position determined in S16.3.3.1.8.
S22.3.2 Place a 49 CFR part 572 subpart O 5th percentile adult
female test dummy at any front outboard passenger seating position of
the vehicle, in accordance with procedures specified in S16.3.3 of this
standard, except as specified in S22.3.1. Do not fasten the seat belt.
[[Page 846]]
S22.3.3 Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
S22.3.4 Wait 10 seconds, then check whether the air bag system is
activated.
S22.4 Low risk deployment tests.
S22.4.1 Each vehicle that is certified as complying with S21.4 shall
meet the following test requirements with the 49 CFR part 572, subpart P
3-year-old child dummy in both of the following positions: Position 1
(S22.4.2) and Position 2 (S22.4.3).
S22.4.1.1 Locate and mark a point on the front of the dummy's chest
jacket on the midsagittal plane that is 114 mm (4.5 in) 3 mm (0.1 in) along the surface of
the skin from the top of the skin at the neck line. This is referred to
as ``Point 1.''
S22.4.1.2 Mark a point on the instrument panel that is
longitudinally and transversely, as measured along the surface of the
instrument panel, within 6 mm (0.2 in) of the point that is defined by the intersection
of the instrument panel and a line between the volumetric center of the
smallest volume that can encompass the folded undeployed air bag and the
volumetric center of the static fully inflated air bag.
S22.4.1.3 Locate the vertical plane parallel to the vehicle
longitudinal centerline through the point located in S22.4.1.2. This is
referred to as ``Plane D.''
S22.4.1.4 Locate the horizontal plane through the point located in
S22.4.1.2. This is referred to as ``Plane C.''
S22.4.2 Position 1 (chest on instrument panel).
S22.4.2.1 Set the seat and seat cushion in the positions determined
in S16.2.10.3.1. If the seat back is adjustable independent of the seat,
place the seat back at the manufacturer's nominal design seat back angle
for a 50th percentile adult male as specified in S8.1.3. Position any
adjustable parts of the seat that provide additional support so that
they are in the lowest or most open adjustment position. If adjustable,
set the head restraint in the lowest and most forward position.
S22.4.2.2 Place the dummy in any front outboard passenger seat such
that:
S22.4.2.2.1 The midsagittal plane is coincident with Plane D within
10 mm (0.4 in).
S22.4.2.2.2 The legs are initially vertical to the floor pan. The
legs and thighs shall be adjusted to the extent necessary for the head/
torso to contact the instrument panel as specified in S22.4.2.3.
S22.4.2.2.3 The upper arms are parallel to the torso and the hands
are in contact with the thighs.
S22.4.2.3 Without changing the seat position and with the dummy's
thorax instrument cavity rear face vertical, move the dummy forward
until the dummy head/torso contacts the instrument panel. If the dummy
loses contact with the seat cushion because of the forward movement,
maintain the height of the dummy and the angle of the thigh with respect
to the torso. Once contact is made, raise the dummy vertically until
Point 1 lies in Plane C within 10 mm (0.4 in). If the dummy's head contacts the windshield and
keeps Point 1 from reaching Plane C, lower the dummy until there is no
more than 5 mm (0.2 in) clearance between the head and the windshield.
(The dummy shall remain in contact with the instrument panel while being
raised or lowered, which may change the dummy's fore-aft position.)
S22.4.2.4 If possible, position the legs of the dummy so that the
legs are vertical and the feet rest flat on the floor pan of the
vehicle. If the positioning against the instrument panel does not allow
the feet to be on the floor pan, the feet shall be parallel to the floor
pan.
S22.4.2.5 If necessary, material with a maximum breaking strength of
311 N (70 lb) and spacer blocks may be used to support the dummy in
position. The material should support the torso rather than the head.
Support the dummy so that there is minimum interference with the full
rotational and translational freedom for the upper torso of the dummy
and the material does not interfere with the air bag.
S22.4.3 Position 2 (head on instrument panel).
[[Page 847]]
S22.4.3.1 Place any front outboard passenger seat at the mid-height,
in full rearward seating position determined in S22.1.7.4. Place the
seat back, if adjustable independent of the seat, at the manufacturer's
nominal design seat back angle for a 50th percentile adult male as
specified in S8.1.3. Position any adjustable parts of the seat that
provide additional support so that they are in the lowest or most open
adjustment position. If adjustable, set the head restraint in the lowest
and most forward position.
S22.4.3.2 Place the dummy in any front outboard passenger seat such
that:
S22.4.3.2.1 The midsagittal plane is coincident with Plane D within
10 mm (0.4 in).
S22.4.3.2.2 The legs are vertical to the floor pan, the back of the
legs are in contact with the seat cushion, and the dummy's thorax
instrument cavity rear face is vertical. If it is not possible to
position the dummy with the legs in the prescribed position, rotate the
legs forward until the dummy is resting on the seat with the feet
positioned flat on the floor pan, and the back of the legs are in
contact with the front of the seat cushion. Set the transverse distance
between the longitudinal centerlines at the front of the dummy's knees
at 86 to 91 mm (3.4 to 3.6 in), with the thighs and the legs of the
dummy in vertical planes.
S22.4.3.2.3 The upper arms are parallel to the torso and the hands
are in contact with the thighs.
S22.4.3.3 Using only the control that primarily moves the seat in
the fore and aft direction, move the seat forward, while maintaining the
thorax instrument cavity rear face orientation until any part of the
dummy contacts the vehicle's instrument panel.
S22.4.3.4 If dummy contact has not been made with the vehicle's
instrument panel at the full forward seating position of the seat, slide
the dummy forward until contact is made. Maintain the thorax instrument
cavity rear face vertical orientation. If the dummy loses contact with
the seat, from that point forward, maintain the height of the dummy.
Except as provided in S22.4.3.5, maintain the angle of the thigh with
respect to the horizontal.
S22.4.3.5 If head/torso contact with the instrument panel has not
been made, maintain the angle of the thighs with respect to the
horizontal while applying a force towards the front of the vehicle on
the spine of the dummy between the shoulder joints, perpendicular to the
thorax instrument cavity rear face, until the head or torso comes into
contact with the vehicle's instrument panel or until a maximum force of
222 N (50 lb) is achieved. If the head/torso is still not in contact
with the instrument panel, hold the femurs and release the 222 N (50 lb)
force. While maintaining the relative angle between the torso and the
femurs, roll the dummy forward on the seat cushion, without sliding,
until head/torso contact with the instrument panel is achieved. If seat
contact is lost prior to or during femur rotation out of the horizontal
plane, constrain the dummy to rotate about the dummy H-point. If the
dummy cannot be rolled forward on the seat due to contact of the dummy
feet with the floor pan, extend the lower legs forward, at the knees,
until floor pan contact is avoided.
S22.4.3.6 If necessary, material with a maximum breaking strength of
311 N (70 lb) and spacer blocks may be used to support the dummy in
position. The material should support the torso rather than the head.
Support the dummy so that there is minimum interference with the full
rotational and translational freedom for the upper torso of the dummy
and the material does not interfere with the air bag.
S22.4.4 Deploy any front outboard passenger frontal air bag system.
If the frontal air bag system contains a multistage inflator, the
vehicle shall be able to comply with the injury criteria at any stage or
combination of stages or time delay between successive stages that could
occur in a rigid barrier crash test at or below 26 km/h (16 mph), under
the test procedure specified in S22.5.
S22.5 Test procedure for determining stages of air bag systems
subject to low risk deployment (low speed crashes) test requirement.
S22.5.1 The test described in S22.5.2 shall be conducted with an
unbelted 50th percentile adult male test dummy
[[Page 848]]
in the driver's seating position according to S8 as it applies to that
seating position and an unbelted 5th percentile adult female test dummy
either in any front outboard passenger vehicle seating position
according to S16 as it applies to that seating position or at any fore-
aft seat position on any passenger side.
S22.5.2 Impact the vehicle traveling longitudinally forward at any
speed, up to and including 26 km/h (16 mph) into a fixed rigid barrier
that is perpendicular 5 degrees to the line of
travel of the vehicle under the applicable conditions of S8, S10, and
S16 excluding S10.7, S10.8, S10.9, and S16.3.5.
S22.5.3 Determine which inflation stage or combination of stages are
fired and determine the time delay between successive stages. That stage
or combination of stages, with time delay between successive stages,
shall be used in deploying the air bag when conducting the low risk
deployment tests described in S22.4, S24.4, and S26.
S22.5.4 If the air bag does not deploy in the impact described in
S22.5.2, the low risk deployment tests described in S22.4, S24.4, and
S26 shall be conducted with all stages using the maximum time delay
between stages.
S23 Requirements using 6-year-old child dummies.
S23.1 Each vehicle that is certified as complying with S14 shall, at
the option of the manufacturer, meet the requirements specified in
S23.2, S23.3, or S23.4, under the test procedures specified in S24 or
S28, as applicable.
S23.2 Option 1--Automatic suppression feature. Each vehicle shall
meet the requirements specified in S23.2.1 through S23.2.3.
S23.2.1 The vehicle shall be equipped with an automatic suppression
feature for any front outboard passenger frontal air bag system which
results in deactivation of the air bag during each of the static tests
specified in S24.2 (using the 49 CFR part 572 subpart N 6-year-old child
dummy in any of the child restraints specified in section D of appendix
A or A-1 of this standard, as appropriate), and activation of the air
bag system during each of the static tests specified in S24.3 (using the
49 CFR part 572 subpart O 5th percentile adult female dummy).
S23.2.2 The vehicle shall be equipped with a telltale light meeting
the requirements specified in S19.2.2.
S23.2.3 The vehicle shall be equipped with a mechanism that
indicates whether the air bag is suppressed, regardless of whether any
front outboard passenger seat is occupied. The mechanism need not be
located in the occupant compartment unless it is the telltale described
in S23.2.2.
S23.3 Option 2--Dynamic automatic suppression system that suppresses
the air bag when an occupant is out of position. (This option is
available under the conditions set forth in S27.1.) The vehicle shall be
equipped with a dynamic automatic suppression system for any front
outboard passenger frontal air bag system which meets the requirements
specified in S27.
S23.4 Option 3--Low risk deployment. Each vehicle shall meet the
injury criteria specified in S23.5 of this standard when any front
outboard passenger air bag is statically deployed in accordance with
both of the low risk deployment test procedures specified in S24.4.
S23.5 Injury criteria for the 49 CFR part 572 subpart N 6-year-old
child dummy.
S23.5.1 All portions of the test dummy shall be contained within the
outer surfaces of the vehicle passenger compartment.
S23.5.2 Head injury criteria.
(a) For any two points in time, t1 and t2,
during the event which are separated by not more than a 15 millisecond
time interval and where t1 is less than t2, the
head injury criterion (HIC15) shall be determined using the
resultant head acceleration at the center of gravity of the dummy head,
ar, expressed as a multiple of g (the acceleration of
gravity) and shall be calculated using the expression:
[GRAPHIC] [TIFF OMITTED] TR18DE01.001
(b) The maximum calculated HIC15 value shall not exceed
700.
S23.5.3 The resultant acceleration calculated from the output of the
thoracic instrumentation shall not exceed 60 g's, except for intervals
whose cumulative duration is not more than 3 milliseconds.
[[Page 849]]
S23.5.4 Compression deflection of the sternum relative to the spine,
as determined by instrumentation, shall not exceed 40 mm (l.6 in).
S23.5.5 Neck injury. When measuring neck injury, each of the
following injury criteria shall be met.
(a) Nij.
(1) The shear force (Fx), axial force (Fz), and bending moment (My)
shall be measured by the dummy upper neck load cell for the duration of
the crash event as specified in S4.11. Shear force, axial force, and
bending moment shall be filtered for Nij purposes at SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5)
Channel Frequency Class 600.
(2) During the event, the axial force (Fz) can be either in tension
or compression while the occipital condyle bending moment (Mocy) can be
in either flexion or extension. This results in four possible loading
conditions for Nij: tension-extension (Nte), tension-flexion (Ntf),
compression-extension (Nce), or compression-flexion (Ncf).
(3) When calculating Nij using equation S23.5.5(a)(4), the critical
values, Fzc and Myc, are:
(i) Fzc = 2800 N (629 lbf) when Fz is in tension
(ii) Fzc = 2800 N (629 lbf) when Fz is in compression
(iii) Myc = 93 Nm (69 lbf-ft) when a flexion moment exists at the
occipital condyle
(iv) Myc = 37 Nm (27 lbf-ft) when an extension moment exists at the
occipital condyle.
(4) At each point in time, only one of the four loading conditions
occurs and the Nij value corresponding to that loading condition is
computed and the three remaining loading modes shall be considered a
value of zero. The expression for calculating each Nij loading condition
is given by:
Nij = (Fz / Fzc) + (Mocy / Myc)
(5) None of the four Nij values shall exceed 1.0 at any time during
the event.
(b) Peak tension. Tension force (Fz), measured at the upper neck
load cell, shall not exceed 1490 N (335 lbf) at any time.
(c) Peak compression. Compression force (Fz), measured at the upper
neck load cell, shall not exceed 1820 N (409 lbf) at any time.
S23.5.6 Unless otherwise indicated, instrumentation for data
acquisition, data channel frequency class, and moment calculations are
the same as given for the 49 CFR part 572 subpart N 6-year-old child
test dummy.
S24 Test procedure for S23.
S24.1 General provisions and definitions.
S24.1.1 Tests specifying the use of a booster seat may be conducted
using any such restraint listed in section D of appendix A or A-1 of
this standard, as appropriate. The booster seat may be unused or have
been previously used only for automatic suppression tests. If it has
been used, there shall not be any visible damage prior to the test.
Booster seats are to be used in the manner appropriate for a 6-year-old
child of the same height and weight as the 6-year-old child dummy.
S24.1.2 Unless otherwise specified, each vehicle certified to this
option shall comply in tests conducted with any front outboard passenger
seating position at the mid-height, in the full rearward seat track
position, the middle seat track position, and the full forward seat
track position as determined in this section. Using only the control
that primarily moves the seat in the fore and aft direction, determine
the full rearward, middle, and full forward positions of the SCRP. Using
any seat or seat cushion adjustments other than that which primarily
moves the seat fore-aft, determine the SCRP mid-point height for each of
the three fore-aft test positions, while maintaining as closely as
possible, the seat cushion angle determined in S16.2.10.3.1. Set the
seat back angle, if adjustable independent of the seat, at the
manufacturer's nominal design seat back angle for a 50th percentile
adult male as specified in S8.1.3. If the dummy contacts the vehicle
interior, move the seat rearward to the next detent that provides
clearance. If the seat is a power seat, move the seat rearward while
assuring that there is a maximum of 5 mm (0.2 in) distance between the
vehicle interior and the point on the dummy that would first contact the
vehicle interior.
[[Page 850]]
S24.1.3 Except as otherwise specified, if the booster seat has an
anchorage system as specified in S5.9 of FMVSS No. 213 and is used under
this standard in testing a vehicle with any front outboard passenger
vehicle seat that has an anchorage system as specified in FMVSS No. 225,
the vehicle shall comply with the belted test conditions with the
restraint anchorage system attached to the FMVSS No. 225 vehicle seat
anchorage system and the vehicle seat belt unattached. It shall also
comply with the belted test conditions with the restraint anchorage
system unattached to the FMVSS No. 225 vehicle seat anchorage system and
the vehicle seat belt attached. The vehicle shall comply with the
unbelted test conditions with the restraint anchorage system unattached
to the FMVSS No. 225 vehicle seat anchorage system.
S24.1.4 Do not attach any tethers.
S24.1.5 The definitions provided in S16.3.1 through S16.3.10 apply
to the tests specified in S24.
S24.1.6 For leg and thigh angles, use the following references:
S24.1.6.1 Thigh--a straight line on the thigh skin between the
center of the 5/16-18 UNC-2B threaded access hole in the upper leg clamp
(drawing 127-4004, 6 YR H3--upper leg clamp) and the knee screw (part
9000248 in drawing 127-4000-1 & -2, leg assembly).
S24.1.6.2 Leg--a straight line on the leg skin between the center of
the lower leg screw (part 9001170 in drawing 127-4000-1 & -2, leg
assembly) and the knee screw (part 9000248 in drawing 127-4000-1 & -2,
leg assembly).
S24.2 Static tests of automatic suppression feature which shall
result in deactivation of any passenger air bag, associated with that
designated seating position. Each vehicle that is certified as complying
with S23.2 of FMVSS No. 208 shall meet the following test requirements
with the child restraint in any front outboard passenger vehicle seat
under the following conditions:
(a) Using the vehicle safety belts as specified in S22.2.1.5 with
section D child restraints designed to be secured to the vehicle seat
even when empty;
(b) If the child restraint is certified to S5.9 of Sec. 571.213,
and the vehicle seat has an anchorage system as specified in Sec.
571.225, using only the mechanism provided by the child restraint
manufacturer for attachment to the lower anchorage as specified in
S22.2.1.6; and
(c) Without securing the child restraint with either the vehicle
safety belts or any mechanism provided with a child restraint certified
to S5.9 of Sec. 571.213.
S24.2.1 Except as provided in S24.2.2, conduct all tests as
specified in S22.2, except that the 49 CFR part 572 subpart N 6-year-old
child dummy shall be used.
S24.2.2 Exceptions. The tests specified in the following paragraphs
of S22.2 need not be conducted: S22.2.1.7, S22.2.2.3, S22.2.2.5,
S22.2.2.6, S22.2.2.7, and S22.2.2.8.
S24.2.3 Sitting back in the seat and leaning on any front outboard
passenger door.
(a) Place the dummy in the seated position in any front outboard
passenger vehicle seat. For bucket seats, position the midsagittal plane
of the dummy vertically such that it coincides with the longitudinal
centerline of the seat cushion, within 10 mm
(0.4 in). For bench seats in vehicles with
manually operated driving controls, position the midsagittal plane of
the dummy vertically and parallel to the vehicle's longitudinal
centerline and the same distance from the longitudinal centerline of the
vehicle, within 10 mm (0.4
in), as the center of rotation of the steering control. For bench seats
in vehicles without manually operated driving controls, position the
midsagittal plane of any front outboard dummy vertically and parallel to
the vehicle's longitudinal centerline, within 10
mm (0.4 in) of the seating reference point of the
seat that it occupies.
(b) Place the dummy's back against the seat back and rest the
dummy's thighs on the seat cushion.
(c) Allow the legs and feet of the dummy to extend off the surface
of the seat. If this positioning of the dummy's legs is prevented by
contact with the instrument panel, using only the control that primarily
moves the seat fore and aft, move the seat rearward to the next detent
that provides clearance. If the seat is a power seat, move the seat
rearward, while assuring that there is a
[[Page 851]]
maximum of 5 mm (0.2 in) distance between the vehicle interior and the
part of the dummy that was in contact with the vehicle interior.
(d) Rotate the dummy's upper arms toward the seat back until they
make contact.
(e) Rotate the dummy's lower arms down until they contact the seat.
(f) Close the vehicle's passenger-side door and then start the
vehicle engine or place the ignition in the ``on'' position, whichever
will turn on the suppression system.
(g) Push against the dummy's left shoulder to lean the dummy against
the door; close all remaining doors.
(h) Wait ten seconds, then check whether the air bag is deactivated.
S24.3 Static tests of automatic suppression feature which shall
result in activation of any front outboard passenger air bag system.
S24.3.1 Each vehicle certified to this option shall comply in tests
conducted with any front outboard passenger seating position at the mid-
height, in the full rearward and middle positions determined in S24.1.2,
and the forward position determined in S16.3.3.1.8.
S24.3.2 Place a 49 CFR part 572 subpart O 5th percentile adult
female test dummy at any front outboard passenger seating position of
the vehicle, in accordance with procedures specified in S16.3.3 of this
standard, except as specified in S24.3.1. Do not fasten the seat belt.
S24.3.3 Start the vehicle engine or place the ignition in the ``on''
position, whichever will turn on the suppression system, and then close
all vehicle doors.
S24.3.4 Wait 10 seconds, then check whether the air bag system is
activated.
S24.4 Low risk deployment tests.
S24.4.1 Each vehicle that is certified as complying with S23.4 shall
meet the following test requirements with the 49 CFR part 572, subpart N
6-year-old child dummy in both of the following positions: Position 1
(S24.4.2) or Position 2 (S24.4.3).
S24.4.1.1 Locate and mark a point on the front of the dummy's chest
jacket on the midsagittal plane that is 139 mm (5.5 in) 3 mm (0.1in) along the surface of
the skin from the top of the skin at the neckline. This is referred to
as ``Point 1.''
S24.4.1.2 Mark a point on the instrument panel that is
longitudinally and transversely, as measured along the surface of the
instrument panel, within 6 mm (0.2 in) of the point that is defined by the intersection
of the instrument panel and a line between the volumetric center of the
smallest volume that can encompass the folded undeployed air bag and the
volumetric center of the static fully inflated air bag.
S22.4.1.3 Locate the vertical plane parallel to the vehicle
longitudinal centerline through the point located in S24.4.1.2. This is
referred to as ``Plane D.''
S24.4.1.4 Locate the horizontal plane through the point located in
S24.4.1.2. This is referred to as ``Plane C.''
S24.4.2 Position 1 (chest on instrument panel).
S24.4.2.1 Set the seat and seat cushion in the positions determined
in S16.2.10.3.1. If the seat back is adjustable independent of the seat,
place the seat back at the manufacturer's nominal design seat back angle
for a 50th percentile adult male as specified in S8.1.3. Position any
adjustable parts of the seat that provide additional support so that
they are in the lowest or most open adjustment position. If adjustable,
set the head restraint in the lowest and most forward position.
S24.4.2.2 Remove the legs of the dummy at the pelvic interface.
S24.4.2.3 Place the dummy in any front outboard passenger seat such
that:
(a) The midsagittal plane is coincident with Plane D within 10 mm (0.4 in).
(b) The upper arms are parallel to the torso and the hands are next
to where the thighs would be.
(c) Without changing the seat position and with the dummy's thorax
instrument cavity rear face 6 degrees forward of the vertical, move the
dummy forward until the dummy head/torso contacts the instrument panel.
If the dummy loses contact with the seat cushion because of the forward
movement, maintain the height of the
[[Page 852]]
dummy while moving the dummy forward. If the head contacts the
windshield before head/torso contact with the instrument panel, maintain
the thorax instrument cavity angle and move the dummy forward such that
the head is following the angle of the windshield until there is head/
torso contact with the instrument panel. Once contact is made, raise or
lower the dummy vertically until Point 1 lies in Plane C within 10 mm (0.4 in). If the dummy's
head contacts the windshield and keeps Point 1 from reaching Plane C,
lower the dummy until there is no more than 5 mm (0.2 in) clearance
between the head and the windshield. (The dummy shall remain in contact
with the instrument panel while being raised or lowered which may change
the dummy's fore-aft position.)
S24.4.2.4 If necessary, material with a maximum breaking strength of
311 N (70 lb) and spacer blocks may be used to support the dummy in
position. The material should support the torso rather than the head.
Support the dummy so that there is minimum interference with the full
rotational and translational freedom for the upper torso of the dummy
and the material does not interfere with the air bag.
S24.4.3 Position 2 (head on instrument panel).
S24.4.3.1 Place any front outboard passenger seat at the mid-height
full rearward seating position determined in S24.1.2. Place the seat
back, if adjustable independent of the seat, at the manufacturer's
nominal design seat back angle for a 50th percentile adult male as
specified in S8.1.3. Position any adjustable parts of the seat that
provide additional support so that they are in the lowest or most open
adjustment position. Position an adjustable head restraint in the lowest
and most forward position.
S24.4.3.2 Place the dummy in any front outboard passenger seat such
that:
(a) The midsagittal plane is coincident with Plane D within 10 mm (0.4 in).
(b) The legs are perpendicular to the floor pan, the back of the
legs are in contact with the seat cushion, and the dummy's thorax
instrument cavity rear face is 6 degrees forward of vertical. If it is
not possible to position the dummy with the legs in the prescribed
position, rotate the legs forward until the dummy is resting on the seat
with the feet positioned flat on the floor pan and the back of the legs
are in contact with the front of the seat cushion. Set the transverse
distance between the longitudinal centerlines at the front of the
dummy's knees at 112 to 117 mm (4.4 to 4.6 in), with the thighs and the
legs of the dummy in vertical planes.
(c) The upper arms are parallel to the torso and the hands are in
contact with the thighs.
S24.4.3.3 Using only the control that primarily moves the seat in
the fore and aft direction, move the seat forward, while maintaining the
thorax instrument cavity rear face orientation until any part of the
dummy contacts the vehicle's instrument panel.
S24.4.3.4 If dummy contact has not been made with the vehicle's
instrument panel at the full forward seating position of the seat, slide
the dummy forward on the seat until contact is made. Maintain the thorax
instrument cavity rear face orientation. If the dummy loses contact with
the seat, from that point forward maintain the height of the dummy.
Except as provided in S24.4.3.5, maintain the angle of the thigh with
respect to the horizontal.
S24.4.3.5 If head/torso contact with the instrument panel has not
been made, maintain the angle of the thighs with respect to the
horizontal while applying a force towards the front of the vehicle on
the spine of the dummy between the shoulder joints, perpendicular to the
thorax instrument cavity rear face, until the head or torso comes into
contact with the vehicle's instrument panel or until a maximum force of
222 N (50 lb) is achieved. If the head/torso is still not in contact
with the instrument panel, hold the femurs and release the 222 N (50 lb)
force. While maintaining the relative angle between the torso and the
femurs, roll the dummy forward on the seat cushion, without sliding,
until head/torso contact with the instrument panel is achieved. If seat
contact is lost prior to or during femur rotation out of the horizontal
plane, constrain the dummy
[[Page 853]]
to rotate about the dummy H-point. If the dummy cannot be rolled forward
on the seat due to contact of the dummy feet with the floor pan, extend
the lower legs forward, at the knees, until floor pan contact is
avoided.
S24.4.3.6 If necessary, material with a maximum breaking strength of
311 N (70 lb) and spacer blocks may be used to support the dummy in
position. The material should support the torso rather than the head.
Support the dummy so that there is minimum interference with the full
rotational and translational freedom for the upper torso of the dummy
and the material does not interfere with the air bag.
S24.4.4 Deploy any front outboard passenger frontal air bag system.
If the frontal air bag system contains a multistage inflator, the
vehicle shall be able to comply with the injury criteria at any stage or
combination of stages or time delay between successive stages that could
occur in a rigid barrier crash test at or below 26 km/h (16 mph), under
the test procedure specified in S22.5.
S25 Requirements using an out-of-position 5th percentile adult
female dummy at the driver position.
S25.1 Each vehicle certified as complying with S14 shall, at the
option of the manufacturer, meet the requirements specified in S25.2 or
S25.3 under the test procedures specified in S26 or S28, as appropriate.
S25.2 Option 1--Dynamic automatic suppression system that suppresses
the air bag when the driver is out of position. (This option is
available under the conditions set forth in S27.1.) The vehicle shall be
equipped with a dynamic automatic suppression system for the driver air
bag which meets the requirements specified in S27.
S25.3 Option 2--Low risk deployment. Each vehicle shall meet the
injury criteria specified by S15.3 of this standard, except as modified
in S25.4, when the driver air bag is statically deployed in accordance
with both of the low risk deployment test procedures specified in S26.
S25.4 Neck injury criteria driver low risk deployment tests. When
measuring neck injury in low risk deployment tests for the driver
position, each of the following neck injury criteria shall be met.
(a) Nij.
(1) The shear force (Fx), axial force (Fz), and bending moment (My)
shall be measured by the dummy upper neck load cell for the duration of
the crash event as specified in S4.11. Shear force, axial force, and
bending moment shall be filtered for Nij purposes at SAE Recommended
Practice J211/1 MAR95 (incorporated by reference, see Sec. 571.5)
Channel Frequency Class 600.
(2) During the event, the axial force (Fz) can be either in tension
or compression while the occipital condyle bending moment (Mocy) can be
in either flexion or extension. This results in four possible loading
conditions for Nij: tension-extension (Nte), tension-flexion (Ntf),
compression-extension (Nce), or compression-flexion (Ncf).
(3) When calculating Nij using equation S25.4(a)(4), the critical
values, Fzc and Myc, are:
(i) Fzc = 3880 N (872 lbf) when Fz is in tension
(ii) Fzc = 3880 N (872 lbf) when Fz is in compression
(iii) Myc = 155 Nm (114 lbf-ft) when a flexion moment exists at the
occipital condyle
(iv) Myc = 61 Nm (45 lbf-ft) when an extension moment exists at the
occipital condyle.
(4) At each point in time, only one of the four loading conditions
occurs and the Nij value corresponding to that loading condition is
computed and the three remaining loading modes shall be considered a
value of zero. The expression for calculating each Nij loading condition
is given by:
Nij = (Fz / Fzc) + (Mocy / Myc)
(5) None of the four Nij values shall exceed 1.0 at any time during
the event.
(b) Peak tension. Tension force (Fz), measured at the upper neck
load cell, shall not exceed 2070 N (465 lbf) at any time.
(c) Peak compression. Compression force (Fz), measured at the upper
neck load cell, shall not exceed 2520 N (566 lbf) at any time.
(d) Unless otherwise indicated, instrumentation for data
acquisition,
[[Page 854]]
data channel frequency class, and moment calculations are the same as
given in 49 CFR part 572 subpart O 5th percentile female test dummy.
S26 Procedure for low risk deployment tests of driver air bag.
S26.1 Each vehicle that is certified as complying with S25.3 shall
meet the requirements of S25.3 and S25.4 with the 49 CFR part 572
subpart O 5th percentile adult female dummy in both of the following
positions: Driver position 1 (S26.2) and Driver position 2 (S26.3).
S26.2 Driver position 1 (chin on module).
S26.2.1 Adjust the steering controls so that the steering control
hub is at the geometric center of the locus it describes when it is
moved through its full range of driving positions. If there is no
setting at the geometric center, position it one setting lower than the
geometric center. Set the rotation of the steering control so that the
vehicle wheels are pointed straight ahead.
S26.2.2 Mark a point on the steering control cover that is
longitudinally and transversely, as measured along the surface of the
steering control cover, within 6 mm (0.2 in) of the point that is defined by the intersection
of the steering control cover and a line between the volumetric center
of the smallest volume that can encompass the folded undeployed air bag
and the volumetric center of the static fully inflated air bag. Locate
the vertical plane parallel to the vehicle longitudinal centerline
through the point located on the steering control cover. This is
referred to as ``Plane E.''
S26.2.3 Place the seat and seat cushion in the position achieved in
S16.2.10.3.1. If the seat or seat cushion is adjustable in the vertical
direction by adjustments other than that which primarily moves the seat
or seat cushion fore-aft, determine the maximum and minimum heights of
the SCRP at this position, while maintaining the seat cushion reference
line angle as closely as possible. Place the SCRP in the mid-height
position. If the seat back is adjustable independent of the seat, place
the seat back at the manufacturer's nominal design seat back angle for a
50th percentile adult male as specified in S8.1.3. Position any
adjustable parts of the seat that provide additional support so that
they are in the lowest or most open adjustment position. Position an
adjustable head restraint in the lowest and most forward position.
S26.2.4 Place the dummy in the driver's seat such that:
S26.2.4.1 The midsagittal plane is coincident with Plane E within
10 mm (0.4 in).
S26.2.4.2 The legs are perpendicular to the floor pan and the back
of the legs are in contact with the seat cushion. The legs may be
adjusted if necessary to achieve the final head position.
S26.2.4.3 The dummy's thorax instrument cavity rear face is 6
degrees forward (toward the front of the vehicle) of the steering
control angle (i.e., if the steering control angle is 25 degrees from
vertical, the thorax instrument cavity rear face angle is 31 degrees).
S26.2.4.4 The initial transverse distance between the longitudinal
centerlines at the front of the dummy's knees is 160 to 170 mm (6.3 to
6.7 in), with the thighs and legs of the dummy in vertical planes.
S26.2.4.5 The upper arms are parallel to the torso and the hands are
in contact with the thighs.
S26.2.5 Maintaining the spine angle, slide the dummy forward until
the head/torso contacts the steering control.
S26.2.6 While maintaining the spine angle, adjust the height of the
dummy so that the bottom of the chin is in the same horizontal plane as
the highest point of the air bag module cover (dummy height can be
adjusted using the seat height adjustments and/or spacer blocks). If the
seat prevents the bottom of the chin from being in the same horizontal
plane as the module cover, adjust the dummy height to as close to the
prescribed position as possible.
S26.2.7 If necessary, material with a maximum breaking strength of
311 N (70 lb) and spacer blocks may be used to support the dummy in
position. The material should support the torso rather than the head.
Support the dummy so that there is minimum interference with the full
rotational and translational freedom for the upper
[[Page 855]]
torso of the dummy and the material does not interfere with the air bag.
S26.3 Driver position 2 (chin on rim).
S26.3.1 Place the seat and seat cushion in the position achieved in
S16.2.10.3.1. If the seat or seat cushion is adjustable in the vertical
direction by adjustments other than that which primarily moves the seat
or seat cushion fore-aft, determine the maximum and minimum heights of
the SCRP at this position, while maintaining the seat cushion reference
line angle as closely as possible. Place the SCRP in the mid-height
position. If the seat back is adjustable independent of the seat, place
the seat back at the manufacturer's nominal design seat back angle for a
50th percentile adult male as specified in S8.1.3. Position any
adjustable parts of the seat that provide additional support so that
they are in the lowest or most open adjustment position. Position an
adjustable head restraint in the lowest position.
S26.3.2 Adjust the steering controls so that the steering control
hub is at the geometric center of the locus it describes when it is
moved through its full range of driving positions. If there is no
setting at the geometric center, position it one setting lower than the
geometric center. Set the rotation of the steering control so that the
vehicle wheels are pointed straight ahead.
S26.3.3 Mark a point on the steering control cover that is
longitudinally and transversely, as measured along the surface of the
steering control cover, within 6 mm (0.2 in) of the point that is defined by the intersection
of the steering control cover and a line between the volumetric center
of the smallest volume that can encompass the folded undeployed air bag
and the volumetric center of the static fully inflated air bag. Locate
the vertical plane parallel to the vehicle longitudinal centerline
through the point located on the steering control cover. This is
referred to as ``Plane E.''
S26.3.4 Place the dummy in the driver's seat position such that:
S26.3.4.1 The midsagittal plane is coincident with Plane E within
10 mm (0.4 in).
S26.3.4.2 The legs are perpendicular to the floor pan and the back
of the legs are in contact with the seat cushion. The legs may be
adjusted if necessary to achieve the final head position.
S26.3.4.3 The dummy's thorax instrument cavity rear face is 6
degrees forward (toward the front of the vehicle) of the steering
control angle (i.e., if the steering control angle is 25 degrees from
vertical, the thorax instrument cavity rear face angle is 31 degrees).
S26.3.4.4 The initial transverse distance between the longitudinal
centerlines at the front of the dummy's knees is 160 to 170 mm (6.3 to
6.7 in), with the thighs and legs of the dummy in vertical planes.
S26.3.4.5 The upper arms are parallel to the torso and the hands are
in contact with the thighs.
S26.3.5 Maintaining the spine angle, slide the dummy forward until
the head/torso contacts the steering control.
S26.3.6 While maintaining the spine angle, position the dummy so
that a point on the chin 40 mm (1.6 in) 3 mm
(0.1 in) below the center of the mouth (chin
point) is, within 10 mm (0.4
in), in contact with a point on the steering control rim surface closest
to the dummy that is 10 mm (0.4 in) vertically below the highest point
on the rim in Plane E. If the dummy's head contacts the vehicle
windshield or upper interior before the prescribed position can be
obtained, lower the dummy until there is no more than 5 mm (0.2 in)
clearance between the vehicle's windshield or upper interior, as
applicable.
S26.3.7 If the steering control can be adjusted so that the chin
point can be in contact with the rim of the uppermost portion of the
steering control, adjust the steering control to that position. If the
steering control contacts the dummy's leg(s) prior to attaining this
position, adjust it to the next highest detent, or if infinitely
adjustable, until there is a maximum of 5 mm (0.2 in) clearance between
the control and the dummy's leg(s). Readjust the dummy's torso such that
the thorax instrument cavity rear face is 6 degrees forward of the
steering control angle. Position the dummy so that the chin point is in
contact, or if contact is not achieved, as close as possible to contact
with the rim of the uppermost portion of the steering control.
[[Page 856]]
S26.3.8 If necessary, material with a maximum breaking strength of
311 N (70 lb) and spacer blocks may be used to support the dummy in
position. The material should support the torso rather than the head.
Support the dummy so that there is minimum interference with the full
rotational and translational freedom for the upper torso of the dummy
and the material does not interfere with the air bag.
S26.4 Deploy the driver frontal air bag system. If the frontal air
bag system contains a multistage inflator, the vehicle shall be able to
comply with the injury criteria at any stage or combination of stages or
time delay between successive stages that could occur in a rigid barrier
crash test at or below 26 km/h (16 mph), under the test procedure
specified in S22.5.
S27 Option for dynamic automatic suppression system that suppresses
the air bag when an occupant is out-of-position.
S27.1 Availability of option. This option is available for either
air bag, singly or in conjunction, subject to the requirements of S27,
if:
(a) A petition for rulemaking to establish dynamic automatic
suppression system test procedures is submitted pursuant to subpart B of
part 552 and a test procedure applicable to the vehicle is added to S28
pursuant to the procedures specified by that subpart, or
(b) A test procedure applicable to the vehicle is otherwise added to
S28.
S27.2 Definitions. For purposes of S27 and S28, the following
definitions apply:
Automatic suppression zone or ASZ means a three-dimensional zone
adjacent to the air bag cover, specified by the vehicle manufacturer,
where the deployment of the air bag will be suppressed by the DASS if a
vehicle occupant enters the zone under specified conditions.
Dynamic automatic suppression system or DASS means a portion of an
air bag system that automatically controls whether or not the air bag
deploys during a crash by:
(1) Sensing the location of an occupant, moving or still, in
relation to the air bag;
(2) Interpreting the occupant characteristics and location
information to determine whether or not the air bag should deploy; and
(3) Activating or suppressing the air bag system based on the
interpretation of occupant characteristics and location information.
S27.3 Requirements. Each vehicle shall, at each applicable front
outboard designated seating position, when tested under the conditions
of S28 of this standard, comply with the requirements specified in S27.4
through S27.6.
S27.4 Each vehicle shall be equipped with a DASS.
S27.5 Static test requirement (low risk deployment for occupants
outside the ASZ).
S27.5.1 Driver (49 CFR part 572 subpart O 5th percentile female
dummy). Each vehicle shall meet the injury criteria specified in S15.3
of this standard when the driver air bag is deployed in accordance with
the procedures specified in S28.1.
S27.5.2 Front outboard passenger (49 CFR part 572 subpart P 3-year-
old child dummy and 49 CFR part 572 subpart N 6-year-old child dummy).
Each vehicle shall meet the injury criteria specified in S21.5 and
S23.5, as appropriate, when any front outboard passenger air bag is
deployed in accordance with the procedures specified in S28.2.
S27.6 Dynamic test requirement (suppression of air bag for occupants
inside the ASZ).
S27.6.1 Driver. The DASS shall suppress the driver air bag before
the head, neck, or torso of the specified test device enters the ASZ
when the vehicle is tested under the procedures specified in S28.3.
S27.6.2 Front outboard passenger. The DASS shall suppress any front
outboard passenger air bag before head, neck, or torso of the specified
test device enters the ASZ when the vehicle is tested under the
procedures specified in S28.4.
S28 Test procedure for S27 of this standard. [Reserved]
S28.1 Driver suppression zone verification test (49 CFR part 572
Subpart O 5th percentile female dummy). [Reserved]
S28.2 Front outboard passenger suppression zone verification test
(49 CFR part 572 subpart P 3-year-old child
[[Page 857]]
dummy and 49 CFR part 572 subpart N 6-year-old child dummies).
[Reserved]
S28.3 Driver dynamic test procedure for DASS requirements.
[Reserved]
S28.4 Front outboard passenger dynamic test procedure for DASS
requirements. [Reserved]
S29 Manufacturer option to certify vehicles to certain static
suppression test requirements using human beings rather than test
dummies.
S29.1 At the option of the manufacturer, instead of using test
dummies in conducting the tests for the following automatic suppression
and occupant recognition parts of the low risk deployment test
requirements, human beings may be used as specified. If human beings are
used, they shall assume, to the extent possible, the final physical
position specified for the corresponding dummies for each test.
(a) If a manufacturer decides to certify a vehicle using a human
being for a test of the passenger automatic suppression, it shall use
humans for the entire series of tests, e.g., 3-year-old children for
each test of the system involving 3-year-old test dummies. If a
manufacturer decides to certify a vehicle using a test dummy for a test
of the system, it shall use test dummies for the entire series of tests,
e.g., a Hybrid III 3-year-old child dummy for each test of the system
involving 3-year-old child test dummies.
(b) For S19.2, instead of using the 49 CFR part 572 subpart R 12-
month-old child dummy, a human child who weighs between 8.2 and 9.1 kg
(18 and 20 lb), and who is between 61 and 66 cm (24 and 26 in) tall may
be used.
(c) For S19.2, instead of using the 49 CFR part 572 subpart K
newborn infant dummy, a human child who weighs between 8.2 and 9.1 kg
(18 and 20 lb), and who is between 61 and 66 cm (24 and 26 in) tall may
be used.
(d) For S21.2 and S21.5.1, instead of using the 49 CFR part 572
subpart P 3-year-old child dummy, a human child who weighs between 13.4
and 18 kg (29.5 and 39.5 lb), and who is between 89 and 99 cm (35 and 39
in) tall may be used.
(e) For S23.2 and S23.5.1, instead of using the 49 CFR part 572
subpart N 6-year-old child dummy, a human child who weighs between 21
and 25.6 kg (46.5 and 56.5 lb), and who is between 114 and 124.5 cm (45
and 49 in) tall may be used.
(f) For S19.2, S21.2, and S23.2, instead of using the 49 CFR part
572 subpart O 5th percentile adult female test dummy, a female who
weighs between 46.7 and 51.25 kg (103 and 113 lb), and who is between
139.7 and 150 cm (55 and 59 in) tall may be used.
S29.2 Human beings shall be dressed in a cotton T-shirt, full length
cotton trousers, and sneakers. Specified weights and heights include
clothing.
S29.3 A manufacturer exercising this option shall upon request:
(a) Provide NHTSA with a method to deactivate the air bag during
compliance testing under S20.2, S20.3, S22.2, S22.3, S24.2, and S24.3,
and identify any parts or equipment necessary for deactivation; such
assurance may be made by removing the air bag; and
(b) Provide NHTSA with a method to assure that the same test results
would be obtained if the air bag were not deactivated.
Figures to Sec. 571.208
Figure 1. [Reserved]
[[Page 858]]
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[GRAPHIC] [TIFF OMITTED] TC01AU91.088
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[GRAPHIC] [TIFF OMITTED] TR11JN03.006
[GRAPHIC] [TIFF OMITTED] TR11JN03.007
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[GRAPHIC] [TIFF OMITTED] TR27NO96.012
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[GRAPHIC] [TIFF OMITTED] TR19NO03.000
Appendix A to Sec. 571.208--Selection of Child Restraint Systems
This appendix A applies to vehicles manufactured before September 1,
2009 and to not more than 50 percent of a manufacturer's vehicles
manufactured on or after September 1, 2009 and before September 1, 2010,
as specified in S14.8 of this standard. This appendix does not apply to
vehicles manufactured on or after September 1, 2010.
A. The following car bed, manufactured on or after December 1, 1999,
may be used by the National Highway Traffic Safety Administration to
test the suppression system of a vehicle that has been certified as
being in compliance with 49 CFR 571.208 S19:
[[Page 869]]
Subpart A--Car Bed Child Restraints of Appendix A
------------------------------------------------------------------------
-------------------------------------------------------------------------
Cosco Dream Ride 02-719.
------------------------------------------------------------------------
B. Any of the following rear-facing child restraint systems
specified in the table below, manufactured on or after December 1, 1999,
may be used by the National Highway Traffic Safety Administration to
test the suppression or low risk deployment (LRD) system of a vehicle
that has been certified as being in compliance with 49 CFR 571.208 S19.
When the restraint system comes equipped with a removable base, the test
may be run either with the base attached or without the base.
Subpart B--Rear-Facing Child Restraints of Appendix A
------------------------------------------------------------------------
-------------------------------------------------------------------------
Britax Handle with Care 191.
Century Assura 4553.
Century Smart Fit 4543.
Cosco Arriva 02727.
Evenflo Discovery Adjust Right 212.
Evenflo First Choice 204.
Graco Infant 8457.
------------------------------------------------------------------------
C. Any of the following forward-facing child restraint systems, and
forward-facing child restraint systems that also convert to rear-facing,
manufactured on or after December 1, 1999, may be used by the National
Highway Traffic Safety Administration to test the suppression or LRD
system of a vehicle that has been certified as being in compliance with
49 CFR 571.208 S19, or S21. (Note: Any child restraint listed in this
subpart that does not have manufacturer instructions for using it in a
rear-facing position is excluded from use in testing in a belted rear-
facing configuration under S20.2.1.1(a) and S20.4.2):
Subpart C--Forward-Facing and Convertible Child Restraints of Appendix A
------------------------------------------------------------------------
-------------------------------------------------------------------------
Century Encore 4612.
Cosco Olympian 02803.
Britax Roundabout 161.
Century STE 1000 4416.
Cosco Touriva 02519.
Evenflo Horizon V 425.
Evenflo Medallion 254.
Safety 1st Comfort Ride 22-400.
------------------------------------------------------------------------
D. Any of the following forward-facing child restraint systems and
belt-positioning seats, manufactured on or after December 1, 1999, may
be used by the National Highway Traffic Safety Administration as test
devices to test the suppression system of a vehicle that has been
certified as being in compliance with 49 CFR 571.208 S21 or S23:
Subpart D--Forward-Facing Child Restraints and Belt Positioning Seats of
Appendix A
------------------------------------------------------------------------
-------------------------------------------------------------------------
Britax Roadster 9004.
Century Next Step 4920.
Cosco High Back Booster 02-442.
Evenflo Right Fit 245.
------------------------------------------------------------------------
Appendix A-1 to Sec. 571.208--Selection of Child Restraint Systems
This Appendix A-1 applies to not less than 50 percent of a
manufacturer's vehicles manufactured on or after September 1, 2009 and
before September 1, 2010, as specified in S14.8 of this standard. This
appendix applies to all vehicles manufactured on or after September 1,
2010.
A. The following car bed, manufactured on or after the date listed,
may be used by the National Highway Traffic Safety Administration to
test the suppression system of a vehicle that has been certified as
being in compliance with 49 CFR 571.208 S19:
Subpart A--Car Bed Child Restraints of Appendix A-1
------------------------------------------------------------------------
Manufactured on or after
------------------------------------------------------------------------
Angel Guard Angel Ride XX2403XXX.......... September 25, 2007.
------------------------------------------------------------------------
B. Any of the following rear-facing child restraint systems
specified in the table below, manufactured on or after the date listed,
may be used by the National Highway Traffic Safety Administration to
test the suppression or low risk deployment (LRD) system of a vehicle
that has been certified as being in compliance with 49 CFR 571.208 S19.
When the restraint system comes equipped with a removable base, the test
may be run either with the base attached or without the base.
Subpart B--Rear-Facing Child Restraints of Appendix A-1
------------------------------------------------------------------------
Manufactured on or after
------------------------------------------------------------------------
Century Smart Fit 4543.................... December 1, 1999.
Cosco Arriva 22-013 PAW and base 22-999 September 25, 2007.
WHO.
Evenflo Discovery Adjust Right 212........ December 1, 1999.
Graco Infant 8457......................... December 1, 1999.
Graco Snugride............................ September 25, 2007.
Peg Perego Primo Viaggio SIP IMUN00US..... September 25, 2007.
------------------------------------------------------------------------
C. Any of the following forward-facing child restraint systems, and
forward-facing child restraint systems that also convert to
[[Page 870]]
rear-facing, manufactured on or after the date listed, may be used by
the National Highway Traffic Safety Administration to test the
suppression or LRD system of a vehicle that has been certified as being
in compliance with 49 CFR 571.208 S19, or S21. (Note: Any child
restraint listed in this subpart that does not have manufacturer
instructions for using it in a rear-facing position is excluded from use
in testing in a belted rear-facing configuration under S20.2.1.1(a) and
S20.4.2):
Subpart C--Forward-Facing and Convertible Child Restraints of Appendix A-
1
------------------------------------------------------------------------
Manufactured on or after
------------------------------------------------------------------------
Britax Roundabout E9L02xx................. September 25, 2007.
Graco ComfortSport........................ September 25, 2007.
Cosco Touriva 02519....................... December 1, 1999.
Evenflo Tribute V 379xxxx or Evenflo September 25, 2007.
Tribute 381xxxx.
Evenflo Medallion 254..................... December 1, 1999.
Cosco Summit Deluxe High Back Booster 22- September 25, 2007.
262.
Evenflo Generations 352xxxx............... September 25, 2007.
Graco Toddler SafeSeat Step 2............. September 25, 2007.
Graco Platinum Cargo...................... September 25, 2007.
Cosco High Back Booster 22-209............ September 25, 2007.
------------------------------------------------------------------------
D. Any of the following forward-facing child restraint systems and
belt positioning seats, manufactured on or after the date listed, may be
used by the National Highway Traffic Safety Administration as test
devices to test the suppression system of a vehicle that has been
certified as being in compliance with 49 CFR 571.208 S21 or S23:
Subpart D--Forward-Facing Child Restraints and Belt Positioning Seats of
Appendix A-1
------------------------------------------------------------------------
Manufactured on or after
------------------------------------------------------------------------
Britax Roadster 9004...................... December 1, 1999.
Graco Platinum Cargo...................... September 25, 2007.
Cosco High Back Booster 22-209............ September 25, 2007.
Evenflo Right Fit 245..................... December 1, 1999.
Evenflo Generations 352xxxx............... September 25, 2007.
Cosco Summit Deluxe High Back Booster 22- September 25, 2007.
262.
------------------------------------------------------------------------
[GRAPHIC] [TIFF OMITTED] TR12NO08.009
[[Page 871]]
[GRAPHIC] [TIFF OMITTED] TR12NO08.010
[36 FR 22902, Dec. 2, 1971]
Editorial Note: For Federal Register citations affecting Sec.
571.208, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.209 Standard No. 209; Seat belt assemblies.
S1. Purpose and scope. This standard specifies requirements for seat
belt assemblies.
S2. Application. This standard applies to seat belt assemblies for
use in passenger cars, multipurpose passenger vehicles, trucks, and
buses.
S3. Definitions. Adjustment hardware means any or all hardware
designed for adjusting the size of a seat belt assembly to fit the user,
including such hardware that may be integral with a buckle, attachment
hardware, or retractor.
Attachment hardware means any or all hardware designed for securing
the webbing of a seat belt assembly to a motor vehicle.
Automatic-locking retractor means a retractor incorporating
adjustment hardware by means of a positive self-locking mechanism which
is capable when locked of withstanding restraint forces.
Buckle means a quick release connector which fastens a person in a
seat belt assembly.
Emergency-locking retractor means a retractor incorporating
adjustment hardware by means of a locking mechanism that is activated by
vehicle acceleration, webbing movement relative to the vehicle, or other
automatic action during an emergency and is capable when locked of
withstanding restraint forces.
Hardware means any metal or rigid plastic part of a seat belt
assembly.
Load-limiter means a seat belt assembly component or feature that
controls tension on the seat belt to modulate the forces that are
imparted to occupants restrained by the belt assembly during a crash.
Nonlocking retractor means a retractor from which the webbing is
extended to essentially its full length by a small external force, which
provides no adjustment for assembly length, and which may or may not be
capable of
[[Page 872]]
sustaining restraint forces at maximum webbing extension.
Pelvic restraint means a seat belt assembly or portion thereof
intended to restrain movement of the pelvis.
Retractor means a device for storing part or all of the webbing in a
seat belt assembly.
Seat back retainer means the portion of some seat belt assemblies
designed to restrict forward movement of a seat back.
Seat belt assembly means any strap, webbing, or similar device
designed to secure a person in a motor vehicle in order to mitigate the
results of any accident, including all necessary buckles and other
fasteners, and all hardware designed for installing such seat belt
assembly in a motor vehicle.
Strap means a narrow nonwoven material used in a seat belt assembly
in place of webbing.
Type 1 seat belt assembly is a lap belt for pelvic restraint.
Type 2 seat belt assembly is a combination of pelvic and upper torso
restraints.
Type 2a shoulder belt is an upper torso restraint for use only in
conjunction with a lap belt as a Type 2 seat belt assembly.
Upper torso restraint means a portion of a seat belt assembly
intended to restrain movement of the chest and shoulder regions.
Webbing means a narrow fabric woven with continuous filling yarns
and finished selvages.
S4. Requirements.
S4.1(a) [Reserved]
(b) Single occupancy. A seat belt assembly shall be designed for use
by one, and only one, person at any one time.
(c) Upper torso restraint. A Type 2 seat belt assembly shall provide
upper torso restraint without shifting the pelvic restraint into the
abdominal region. An upper torso restraint shall be designed to minimize
vertical forces on the shoulders and spine. Hardware for upper torso
restraint shall be so designed and located in the seat belt assembly
that the possibility of injury to the occupant is minimized.
A Type 2a shoulder belt shall comply with applicable requirements
for a Type 2 seat belt assembly in S4.1 to S4.4, inclusive.
(d) Hardware. All hardware parts which contact under normal usage a
person, clothing, or webbing shall be free from burrs and sharp edges.
(e) Release. A Type 1 or Type 2 seat belt assembly shall be provided
with a buckle or buckles readily accessible to the occupant to permit
his easy and rapid removal from the assembly. Buckle release mechanism
shall be designed to minimize the possibility of accidental release. A
buckle with release mechanism in the latched position shall have only
one opening in which the tongue can be inserted on the end of the buckle
designed to receive and latch the tongue.
(f) Attachment hardware. A seat belt assembly shall include all
hardware necessary for installation in a motor vehicle in accordance
with SAE Recommended Practice J800c (1973) (incorporated by reference,
see Sec. 571.5). However, seat belt assemblies designed for
installation in motor vehicles equipped with seat belt assembly
anchorages that do not require anchorage nuts, plates, or washers, need
not have such hardware, but shall have 7/16-20 UNF-2A or 1/2-13 UNC-2A
attachment bolts or equivalent metric hardware. The hardware shall be
designed to prevent attachment bolts and other parts from becoming
disengaged from the vehicle while in service. Reinforcing plates or
washers furnished for universal floor, installations shall be of steel,
free from burrs and sharp edges on the peripheral edges adjacent to the
vehicle, at least 1.5 mm in thickness and at least 2580 mm\2\ in
projected area. The distance between any edge of the plate and the edge
of the bolt hole shall be at least 15 mm. Any corner shall be rounded to
a radius of not less than 6 mm or cut so that no corner angle is less
than 135[deg] and no side is less than 6 mm in length.
(g) Adjustment. (1) A Type 1 or Type 2 seat belt assembly shall be
capable of adjustment to fit occupants whose dimensions and weight range
from those of a 5th-percentile adult female to those of a 95th-
percentile adult male. The seat belt assembly shall have either an
automatic-locking retractor, an emergency-locking retractor, or an
[[Page 873]]
adjusting device that is within the reach of the occupant.
(2) A Type 1 or Type 2 seat belt assembly for use in a vehicle
having seats that are adjustable shall conform to the requirements of
S4.1(g)(1) regardless of seat position. However, if a seat has a back
that is separately adjustable, the requirements of S4.1(g)(1) need be
met only with the seat back in the manufacturer's nominal design riding
position.
(3) The adult occupants referred to in S4.1(g)(1) shall have the
following measurements:
------------------------------------------------------------------------
5th percen- tile 95th percentile
adult female adult male
------------------------------------------------------------------------
Weight.......................... 46.3 kg............. 97.5 kg.
Erect sitting height............ 785 mm.............. 965 mm.
Hip breadth (sitting)........... 325 mm.............. 419 mm.
Hip circumference (sitting)..... 925 mm.............. 1199 mm.
Waist circumference (sitting)... 599 mm.............. 1080 mm.
Chest depth..................... 190 mm.............. 267 mm.
Chest circumference:
Nipple........................ 775 mm.............. 1130 mm.
Upper......................... 757 mm.............. 1130 mm.
Lower......................... 676 mm.............. 1130 mm.
------------------------------------------------------------------------
(h) Webbing. The ends of webbing in a seat belt assembly shall be
protected or treated to prevent raveling. The end of webbing in a seat
belt assembly having a metal-to-metal buckle that is used by the
occupant to adjust the size of the assembly shall not pull out of the
adjustment hardware at maximum size adjustment. Provision shall be made
for essentially unimpeded movement of webbing routed between a seat back
and seat cushion and attached to a retractor located behind the seat.
(i) Strap. A strap used in a seat belt assembly to sustain restraint
forces shall comply with the requirements for webbing in S4.2, and if
the strap is made from a rigid material, it shall comply with applicable
requirements in S4.2, S4.3, and S4.4.
(j) Marking. Each seat belt assembly shall be permanently and
legibly marked or labeled with year of manufacture, model, and name or
trademark of manufacturer or distributor, or of importer if manufactured
outside the United States. A model shall consist of a single combination
of webbing having a specific type of fiber weave and construction, and
hardware having a specific design. Webbings of various colors may be
included under the same model, but webbing of each color shall comply
with the requirements for webbing in S4.2.
(k) Installation instructions. A seat belt assembly, other than a
seat belt assembly installed in a motor vehicle by an automobile
manufacturer, shall be accompanied by an instruction sheet providing
sufficient information for installing the assembly in a motor vehicle.
The installation instructions shall state whether the assembly is for
universal installation or for installation only in specifically stated
motor vehicles, and shall include at least those items specified in SAE
Recommended Practice J800c (1973) (incorporated by reference, see Sec.
571.5). If the assembly is for use only in specifically stated motor
vehicles, the assembly shall either be permanently and legibly marked or
labeled with the following statement, or the instruction sheet shall
include the following statement:
This seat belt assembly is for use only in [insert specific seating
position(s), e.g., ``front right''] in [insert specific vehicle
make(s) and model(s)].
(l) Usage and maintenance instructions. A seat belt assembly or
retractor shall be accompanied by written instructions for the proper
use of the assembly, stressing particularly the importance of wearing
the assembly snugly and properly located on the body, and on the
maintenance f the assembly and periodic inspection of all components.
The instructions shall show the proper manner of threading webbing in
the hardware of seat belt assemblies in which the webbing is not
permanently fastened. Instructions for a nonlocking retractor shall
include a caution that the webbing must be fully extended from the
retractor during use of the seat belt assembly unless the retractor is
attached to the free end of webbing which is not subjected to any
tension during restraint of an occupant by the assembly. Instructions
for Type 2a shoulder belt shall include a warning that the shoulder belt
is not to be used without a lap belt.
(m) Workmanship. Seat belt assemblies shall have good workmanship in
accordance with good commercial practice.
S4.2 Requirements for webbing.
[[Page 874]]
(a) Width. The width of the webbing in a seat belt assembly shall be
not less than 46 mm, except for portions that do not touch a 95th
percentile adult male with the seat in any adjustment position and the
seat back in the manufacturer's nominal design riding position when
measured under the conditions prescribed in S5.1(a).
(b) Breaking strength. The webbing in a seat belt assembly shall
have not less than the following breaking strength when tested by the
procedures specified in S5.1(b): Type 1 seat belt assembly--26,689 N;
Type 2 seat belt assembly--22,241 N for webbing in pelvic restraint and
17,793 N for webbing in upper torso restraint.
(c) Elongation. Except as provided in S4.5, the webbing in a seat
belt assembly shall not extend to more than the following elongation
when subjected to the specified forces in accordance with the procedure
specified in S5.1(c): Type 1 seat belt assembly--20 percent at 11,120 N;
Type 2 seat belt assembly 30 percent at 11,120 N for webbing in pelvic
restraint and 40 percent at 11,120 N for webbing in upper torso
restraint.
(d) Resistance to abrasion. The webbing of a seat belt assembly,
after being subjected to abrasion as specified in S5.1(d) or S5.3(c),
shall have a breaking strength of not less than 75 percent of the
breaking strength listed in S4.2(b) for that type of belt assembly.
(e) Resistance to light. The webbing in a seat belt assembly after
exposure to the light of a carbon arc and tested by the procedure
specified in S5.1(e) shall have a breaking strength not less than 60
percent of the strength before exposure to the carbon arc and shall have
a color retention not less than No. 2 on the AATCC Gray Scale for
Evaluating Change in Color (incorporated by reference, see Sec. 571.5).
(f) Resistance to micro-organisms. The webbing in a seat belt
assembly after being subjected to micro-organisms and tested by the
procedures specified in S5.1(f) shall have a breaking strength not less
than 85 percent of the strength before subjection to micro-organisms.
S4.3 Requirements for hardware.
(a) Corrosion resistance. (1) Attachment hardware of a seat belt
assembly after being subjected to the conditions specified in S5.2(a)
shall be free of ferrous corrosion on significant surfaces except for
permissible ferrous corrosion at peripheral edges or edges of holes on
underfloor reinforcing plates and washers. Alternatively, such hardware
at or near the floor shall be protected against corrosion by at least an
electrodeposited coating of nickel, or copper and nickel with at least a
service condition number of SC2, and other attachment hardware shall be
protected by an electrodeposited coating of nickel, or copper and nickel
with a service condition number of SC1, in accordance with ASTM B456-79
(incorporated by reference, see Sec. 571.5), but such hardware shall
not be racked for electroplating in locations subjected to maximum
stress.
(2) Surfaces of buckles, retractors and metallic parts, other than
attachment hardware, of a seat belt assembly after subjection to the
conditions specified in S5.2(a) shall be free of ferrous or nonferrous
corrosion which may be transferred, either directly or by means of the
webbing, to the occupant or his clothing when the assembly is worn.
After test, buckles shall conform to applicable requirements in
paragraphs (d) to (g) of this section.
(b) Temperature resistance. Plastic or other nonmetallic hardware
parts of a seat belt assembly when subjected to the conditions specified
in S5.2(b) shall not warp or otherwise deteriorate to cause the assembly
to operate improperly or fail to comply with applicable requirements in
this section and S4.4.
(c) Attachment hardware. (1) Eye bolts, shoulder bolts, or other
bolt used to secure the pelvic restraint of seat belt assembly to a
motor vehicle shall withstand a force of 40,034 N when tested by the
procedure specified in S5.2(c)(1), except that attachment bolts of a
seat belt assembly designed for installation in specific models of motor
vehicles in which the ends of two or more seat belt assemblies cannot be
attached to the vehicle by a single bolt shall have breaking strength of
not less than 22,241 N.
(2) Other attachment hardware designed to receive the ends of two
seat belt assemblies shall withstand a tensile force of at least 26,689
N without
[[Page 875]]
fracture of a section when tested by the procedure specified in
S5.2(c)(2).
(3) A seat belt assembly having single attachment hooks of the
quick-disconnect type for connecting webbing to an eye bolt shall be
provided with a retaining latch or keeper which shall not move more than
2 mm in either the vertical or horizontal direction when tested by the
procedure specified in S5.2(c)(3).
(d) Buckle release. (1) The buckle of a Type 1 or Type 2 seat belt
assembly shall release when a force of not more than 133 N is applied.
(2) A buckle designed for pushbutton application of buckle release
force shall have a minimum area of 452 mm\2\ with a minimum linear
dimension of 10 mm for applying the release force, or a buckle designed
for lever application of buckle release force shall permit the insertion
of a cylinder 10 mm in diameter and 38 mm in length to at least the
midpoint of the cylinder along the cylinder's entire length in the
actuation portion of the buckle release. A buckle having other design
for release shall have adequate access for two or more fingers to
actuate release.
(3) The buckle of a Type 1 or Type 2 seat belt assembly shall not
release under a compressive force of 1779 N applied as prescribed in
paragraph S5.2(d)(3). The buckle shall be operable and shall meet the
applicable requirement of paragraph S4.4 after the compressive force has
been removed.
(e) Adjustment force. The force required to decrease the size of a
seat belt assembly shall not exceed 49 N when measured by the procedure
specified in S5.2(e).
(f) Tilt-lock adjustment. The buckle of a seat belt assembly having
tilt-lock adjustment shall lock the webbing when tested by the procedure
specified in S5.2(f) at an angle of not less than 30 degrees between the
base of the buckle and the anchor webbing.
(g) Buckle latch. The buckle latch of a seat belt assembly when
tested by the procedure specified in S5.2(g) shall not fail, nor gall or
wear to an extent that normal latching and unlatching is impaired, and a
metal-to-metal buckle shall separate when in any position of partial
engagement by a force of not more than 22 N.
(h) Nonlocking retractor. The webbing of a seat belt assembly shall
extend from a nonlocking retractor within 6 mm of maximum length when a
tension is applied as prescribed in S5.2(h). A nonlocking retractor on
upper torso restraint shall be attached to the nonadjustable end of the
assembly, the reel of the retractor shall be easily visible to an
occupant while wearing the assembly, and the maximum retraction force
shall not exceed 5 N in any strap or webbing that contacts the shoulder
when measured by the procedure specified in S5.2(h), unless the
retractor is attached to the free end of webbing which is not subjected
to any tension during restraint of an occupant by the assembly.
(i) Automatic-locking retractor. The webbing of a seat belt assembly
equipped with an automatic locking retractor, when tested by the
procedure specified in S5.2(i), shall not move more than 25 mm between
locking positions of the retractor, and shall be retracted with a force
under zero acceleration of not less than 3 N when attached to pelvic
restraint, and not less that 2 N nor more than 5 N in any strap or
webbing that contacts the shoulders of an occupant when the retractor is
attached to upper torso restraint. An automatic locking retractor
attached to upper torso restraint shall not increase the restraint on
the occupant of the seat belt assembly during use in a vehicle traveling
over rough roads as prescribed in S5.2(i).
(j) Emergency-locking retractor.
(1) For seat belt assemblies manufactured before February 22, 2007.
Except for manufacturers that, at the manufacturer's option, voluntarily
choose to comply with S4.3(j)(2) during this period (with said option
irrevocably selected prior to, or at the time of, certification of the
seat belt assembly), an emergency-locking retractor of a Type 1 or Type
2 seat belt assembly, when tested in accordance with the procedures
specified in paragraph S5.2(j)(1)--
(i) Shall lock before the webbing extends 25 mm when the retractor
is subjected to an acceleration of 7 m/s\2\ (0.7 g);
(ii) Shall not lock, if the retractor is sensitive to webbing
withdrawal, before the webbing extends 51 mm when the
[[Page 876]]
retractor is subjected to an acceleration of 3 m/s\2\ (0.3 g) or less;
(iii) Shall not lock, if the retractor is sensitive to vehicle
acceleration, when the retractor is rotated in any direction to any
angle of 15[deg] or less from its orientation in the vehicle;
(iv) Shall exert a retractive force of at least 3 N under zero
acceleration when attached only to the pelvic restraint;
(v) Shall exert a retractive force of not less than 1 N and not more
than 5 N under zero acceleration when attached only to an upper torso
restraint;
(vi) Shall exert a retractive force not less than 1 N and not more
than 7 N under zero acceleration when attached to a strap or webbing
that restrains both the upper torso and the pelvis.
(2) For seat belt assemblies manufactured on or after February 22,
2007 and for manufacturers opting for early compliance. An emergency-
locking retractor of a Type 1 or Type 2 seat belt assembly, when tested
in accordance with the procedures specified in paragraph S5.2(j)(2)--
(i) Shall under zero acceleration loading--
(A) Exert a retractive force of not less than 1 N and not more than
7 N when attached to a strap or webbing that restrains both the upper
torso and the pelvis;
(B) Exert a retractive force not less than 3 N when attached only to
the pelvic restraint; and
(C) Exert a retractive force of not less than 1 N and not more than
5 N when attached only to an upper torso restraint.
(D) For a retractor sensitive to vehicle acceleration, lock when
tilted at any angle greater than 45 degrees from the angle at which it
is installed in the vehicle or meet the requirements of S4.3(j)(2)(ii).
(E) For a retractor sensitive to vehicle acceleration, not lock when
the retractor is rotated in any direction to any angle of 15 degrees or
less from its orientation in the vehicle.
(ii) Shall lock before the webbing payout exceeds the maximum limit
of 25 mm when the retractor is subjected to an acceleration of 0.7 g
under the applicable test conditions of S5.2(j)(2)(iii)(A) or (B). The
retractor is determined to be locked when the webbing belt load tension
is at least 35 N.
(iii) For a retractor sensitive to webbing withdrawal, shall not
lock before the webbing payout extends to the minimum limit of 51 mm
when the retractor is subjected to an acceleration no greater than 0.3 g
under the test condition of S5.2(j)(2)(iii)(C).
(k) Performance of retractor. A retractor used on a seat belt
assembly after subjection to the tests specified in S5.2(k) shall comply
with applicable requirements in paragraphs (h) to (j) of this section
and S4.4, except that the retraction force shall be not less than 50
percent of its original retraction force.
S4.4 Requirements for assembly performance.
(a) Type I seat belt assembly. Except as provided in S4.5, the
complete seat belt assembly including webbing, straps, buckles,
adjustment and attachment hardware, and retractors shall comply with the
following requirements when tested by the procedures specified in
S5.3(a):
(1) The assembly loop shall withstand a force of not less than
22,241 N; that is, each structural component of the assembly shall
withstand a force of not less than 11,120 N.
(2) The assembly loop shall extend not more than 7 inches or 178 mm
when subjected to a force of 22,241 N; that is, the length of the
assembly between anchorages shall not increase more than 356 mm.
(3) Any webbing cut by the hardware during test shall have a
breaking strength at the cut of not less than 18,683 N.
(4) Complete fracture through any solid section of metal attachment
hardware shall not occur during test.
(b) Type 2 seat belt assembly. Except as provided in S4.5, the
components of a Type 2 seat belt assembly including webbing, straps,
buckles, adjustment and attachment hardware, and retractors shall comply
with the following requirements when tested by the procedure specified
in S5.3(b):
(1) The structural components in the pelvic restraint shall
withstand a force of not less than 11,120 N.
[[Page 877]]
(2) The structural components in the upper torso restraint shall
withstand a force of not less than 6,672 N.
(3) The structural components in the assembly that are common to
pelvic and upper torso restraints shall withstand a force of not less
than 13,345 N.
(4) The length of the pelvic restraint between anchorages shall not
increase more than 508 mm when subjected to a force of 11,120 N.
(5) The length of the upper torso restraint between anchorages shall
not increase more than 508 mm when subjected to a force of 6,672 N.
(6) Any webbing cut by the hardware during test shall have a
breaking strength of not less than 15,569 N at a cut in webbing of the
pelvic restraint, or not less than 12,455 N at a cut in webbing of the
upper torso restraint.
(7) Complete fracture through any solid section of metal attachment
hardware shall not occur during test.
S4.5 Load-limiter. (a) A Type 1 or Type 2 seat belt assembly that
includes a load-limiter is not required to comply with the elongation
requirements of S4.2(c), S4.4(a)(2), S4.4(b)(4) or S4.4(b)(5).
(b) A seat belt assembly that includes a load limiter and that does
not comply with the elongation requirements of this standard may be
installed in motor vehicles at any designated seating position that is
subject to the requirements of S5.1 of Standard No. 208 (Sec. 571.208).
S4.6 Manual belts subject to crash protection requirements of
Standard No. 208.
(a)(1) A manual seat belt assembly, which is subject to the
requirements of S5.1 of Standard No. 208 (49 CFR 571.208) by virtue of
any provision of Standard No. 208 other than S4.1.2.1(c)(2) of that
standard, does not have to meet the requirements of S4.2(a)-(f) and S4.4
of this standard.
(2) A manual seat belt assembly subject to the requirements of S5.1
of Standard No. 208 (49 CFR 571.208) by virtue of S4.1.2.1(c)(2) of
Standard No. 208 does not have to meet the elongation requirements of
S4.2(c), S4.4(a)(2), S4.4(b)(4), and S4.4(b)(5) of this standard.
S5. Demonstration procedures.
S5.1 Webbing--(a) Width. The width of webbing from three seat belt
assemblies shall be measured after conditioning for at least 24 hours in
an atmosphere having relative humidity between 48 and 67 percent and a
temperature of 23[deg] 2 [deg]C. The tension
during measurement of width shall be not more than 22 N on webbing from
a Type 1 seat belt assembly, and 9786 N 450 N on
webbing from a Type 2 seat belt assembly. The width of webbing from a
Type 2 seat belt assembly may be measured during the breaking strength
test described in paragraph (b) of this section.
(b) Breaking strength. Webbing from three seat belt assemblies shall
be conditioned in accordance with paragraph (a) of this section and
tested for breaking strength in a testing machine of capacity verified
to have an error of not more than one percent in the range of the
breaking strength of the webbing in accordance with ASTM E4-79
(incorporated by reference, see Sec. 571.5). The machine shall be
equipped with split drum grips illustrated in Figure 1, having a
diameter between 51 and 102 mm. The rate of grip separation shall be
between 51 and 102 mm per minute. The distance between the centers of
the grips at the start of the test shall be between 102 and 254 mm.
After placing the specimen in the grips, the webbing shall be stretched
continuously at a uniform rate to failure. Each value shall be not less
than the applicable breaking strength requirement in S4.2(b), but the
median value shall be used for determining the retention of breaking
strength in paragraphs (d), (e) and (f) of this section.
(c) Elongation. Elongation shall be measured during the breaking
strength test described in paragraph (b) of this section by the
following procedure: A preload between 196 N and 245 N shall be placed
on the webbing mounted in the grips of the testing machine and the
needle points of an extensometer, in which the points remain parallel
during test, are inserted in the center of the specimen. Initially the
points shall be set at a known distance apart between 102 and 203 mm.
When the force on the webbing reaches the value specified in S4.2(c),
the increase in separation of the points of the extensometer shall be
measured and the percent elongation shall be calculated to
[[Page 878]]
the nearest 0.5 percent. Each value shall be not more than the
appropriate elongation requirement in S4.2(c).
(d) Resistance to abrasion. The webbing from three seat belt
assemblies shall be tested for resistance to abrasion by rubbing over
the hexagon bar prescribed in Figure 2 in the following manner: The
webbing shall be mounted in the apparatus shown schematically in Figure
2. One end of the webbing (A) shall be attached to a mass (B) of 2.35 kg
.05 kg, except that a mass of 1.5 kg .05 kg shall be used for webbing in pelvic and upper
torso restraints of a belt assembly used in a child restraint system.
The webbing shall be passed over the two new abrading edges of the
hexagon bar (C) and the other end attached to an oscillating drum (D)
which has a stroke of 330 mm. Suitable guides shall be used to prevent
movement of the webbing along the axis of hexagonal bar C. Drum D shall
be oscillated for 5,000 strokes or 2,500 cycles at a rate of 60 2 strokes per minute or 30 1
cycles per minute. The abraded webbing shall be conditioned as
prescribed in paragraph (a) of this section and tested for breaking
strength by the procedure described in paragraph (b) of this section.
The median values for the breaking strengths determined on abraded and
unabraded specimens shall be used to calculate the percentage of
breaking strength retained.
(e) Resistance to light. Webbing at least 508 mm in length from
three seat belt assemblies shall be suspended vertically on the inside
of the specimen track in a Type E carbon-arc light exposure apparatus
described in ASTM G23-81 (incorporated by reference, see Sec. 571.5),
except that the filter used for 100 percent polyester yarns shall be
chemically strengthened soda-lime glass with a transmittance of less
than 5 percent for wave lengths equal to or less than 305 nanometers and
90 percent or greater transmittance for wave lengths of 375 to 800
nanometers. The apparatus shall be operated without water spray at an
air temperature of 60[deg] 2 [deg]Celsius ([deg]C)
measured at a point 25 5 mm outside the specimen
rack and midway in height. The temperature sensing element shall be
shielded from radiation. The specimens shall be exposed to light from
the carbon-arc for 100 hours and then conditioned as prescribed in
paragraph (a) of this section. The colorfastness of the exposed and
conditioned specimens shall be determined on the AATCC Gray Scale for
Evaluating Change in Color (incorporated by reference, see Sec. 571.5).
The breaking strength of the specimens shall be determined by the
procedure prescribed in paragraph (b) of this section. The median values
for the breaking strengths determined on exposed and unexposed specimens
shall be used to calculate the percentage of breaking strength retained.
(f) Resistance to micro-organisms. Webbing at least 508 millimeters
(mm) in length from three seat belt assemblies shall first be
preconditioned in accordance with appendix A(1) and (2) of AATCC Test
Method 30-1981 (incorporated by reference, see Sec. 571.5), and then
subjected to Test I, ``Soil Burial Test'' of that test method. After
soil-burial for a period of 2 weeks, the specimen shall be washed in
water, dried and conditioned as prescribed in paragraph (a) of this
section. The breaking strengths of the specimens shall be determined by
the procedure prescribed in paragraph (b) of this section. The median
values for the breaking strengths determined on exposed and unexposed
specimens shall be used to calculate the percentage of breaking strength
retained.
Note: This test shall not be required on webbing made from material
which is inherently resistant to micro-organisms.
S5.2 Hardware.
(a) Corrosion resistance. Three seat belt assemblies shall be tested
in accordance with ASTM B117-73 (Reapproved 1979) (incorporated by
reference, see Sec. 571.5). Any surface coating or material not
intended for permanent retention on the metal parts during service life
shall be removed prior to preparation of the test specimens for testing.
The period of test shall be 50 hours for all attachment hardware at or
near the floor, consisting of two periods of 24 hours exposure to salt
spray followed by 1 hour drying and 25 hours for all other hardware,
consisting of one period of 24 hours exposure to salt spray followed by
1 hour drying. In the salt spray test chamber, the parts from the three
assemblies shall be oriented
[[Page 879]]
differently, selecting those orientations most likely to develop
corrosion on the larger areas. At the end of test, the seat belt
assembly shall be washed thoroughly with water to remove the salt. After
drying for at least 24 hours under standard laboratory conditions
specified in S5.1(a) attachment hardware shall be examined for ferrous
corrosion on significant surfaces, that is, all surfaces that can be
contacted by a sphere 19 mm in diameter, and other hardware shall be
examined for ferrous and nonferrous corrosion which may be transferred,
either directly or by means of the webbing, to a person or his clothing
during use of a seat belt assembly incorporating the hardware.
Note: When attachment and other hardware are permanently fastened,
by sewing or other means, to the same piece of webbing, separate
assemblies shall be used to test the two types of hardware. The test for
corrosion resistance shall not be required for attachment hardware made
from corrosion-resistant steel containing at least 11.5 percent chromium
or for attachment hardware protected with an electrodeposited coating of
nickel, or copper and nickel, as prescribed in S4.3(a). The assembly
that has been used to test the corrosion resistance of the buckle shall
be used to measure adjustment force, tilt-lock adjustment, and buckle
latch in paragraphs (e), (f), and (g), respectively, of this section,
assembly performance in S5.3 and buckle release force in paragraph (d)
of this section.
(b) Temperature resistance. Three seat belt assemblies having
plastic or nonmetallic hardware or having retractors shall be subjected
to the conditions prescribed in Procedure D of ASTM D756-78
(incorporated by reference, see Sec. 571.5). The dimension and weight
measurement shall be omitted. Buckles shall be unlatched and retractors
shall be fully retracted during conditioning. The hardware parts after
conditioning shall be used for all applicable tests in S4.3 and S4.4.
(c) Attachment hardware. (1) Attachment bolts used to secure the
pelvic restraint of a seat belt assembly to a motor vehicle shall be
tested in a manner similar to that shown in Figure 3. The load shall be
applied at an angle of 45[deg] to the axis of the bolt through
attachment hardware from the seat belt assembly, or through a special
fixture which simulates the loading applied by the attachment hardware.
The attachment hardware or simulated fixture shall be fastened by the
bolt to the anchorage shown in Figure 3, which has a standard \7/16\-
20UNF-2B or \1/2\-UNF-2B or metric equivalent threaded hole in a
hardened steel plate at least 10 mm in thickness. The bolt shall be
installed with two full threads exposed from the fully seated position.
The appropriate force required by S4.3(c) shall be applied. A bolt from
each of three seat belt assemblies shall be tested.
(2) Attachment hardware, other than bolts, designed to receive the
ends of two seat belt assemblies shall be subjected to a tensile force
of 26,689 N in a manner simulating use. The hardware shall be examined
for fracture after the force is released. Attachment hardware from three
seat belt assemblies shall be tested.
(3) Single attachment hook for connecting webbing to any eye bolt
shall be tested in the following manner: The hook shall be held rigidly
so that the retainer latch or keeper, with cotter pin or other locking
device in place, is in a horizontal position as shown in Figure 4. A
force of 667 N 9 N shall be applied vertically as
near as possible to the free end of the retainer latch, and the movement
of the latch by this force at the point of application shall be
measured. The vertical force shall be released, and a force of 667 N
9 N shall be applied horizontally as near as
possible to the free end of the retainer latch. The movement of the
latch by this force at the point of load application shall be measured.
Alternatively, the hook may be held in other positions, provided the
forces are applied and the movements of the latch are measured at the
points indicated in Figure 4. A single attachment hook from each of
three seat belt assemblies shall be tested.
(d) Buckle release. (1) Three seat belt assemblies shall be tested
to determine compliance with the maximum buckle release force
requirements, following the assembly test in S5.3. After subjection to
the force applicable for the assembly being tested, the force shall be
reduced and maintained at 667 N on the assembly loop of a Type 1 seat
belt assembly, 334 N on the components of a Type 2 seat belt assembly.
The buckle
[[Page 880]]
release force shall be measured by applying a force on the buckle in a
manner and direction typical of those which would be employed by a seat
belt occupant. For push button-release buckles, the force shall be
applied at least 3 mm from the edge of the push button access opening of
the buckle in a direction that produces maximum releasing effect. For
lever-release buckles, the force shall be applied on the centerline of
the buckle lever or finger tab in a direction that produces maximum
releasing effect.
(2) The area for application of release force on pushbutton actuated
buckle shall be measured to the nearest 30 mm\2\. The cylinder specified
in S4.3(d) shall be inserted in the actuation portion of a lever
released buckle for determination of compliance with the requirement. A
buckle with other release actuation shall be examined for access of
release by fingers.
(3) The buckle of a Type 1 or Type 2 seat belt assembly shall be
subjected to a compressive force of 1779 N applied anywhere on a test
line that is coincident with the center line of the belt extended
through the buckle or on any line that extends over the center of the
release mechanism and intersects the extended centerline of the belt at
an angle of 60[deg]. The load shall be applied by using a curved
cylindrical bar having a cross section diameter of 19 mm and a radius of
curvature of 152 mm, placed with its longitudinal center line along the
test line and its center directly above the point or the buckle to which
the load will be applied. The buckle shall be latched, and a tensile
force of 334 N shall be applied to the connected webbing during the
application of the compressive force. Buckles from three seat belt
assemblies shall be tested to determine compliance with paragraph
S4.3(d)(3).
(e) Adjustment Force. Three seat belt assemblies shall be tested for
adjustment force on the webbing at the buckle, or other manual adjusting
device normally used to adjust the size of the assembly. With no load on
the anchor end, the webbing shall be drawn through the adjusting device
at a rate of 508 mm 50 mm per minute and the
maximum force shall be measured to the nearest 1 N after the first 25 mm
of webbing movement. The webbing shall be precycled 10 times prior to
measurement.
(f) Tilt-lock adjustment. This test shall be made on buckles or
other manual adjusting devices having tilt-lock adjustment normally used
to adjust the size of the assembly. Three buckles or devices shall be
tested. The base of the adjustment mechanism and the anchor end of the
webbing shall be oriented in planes normal to each other. The webbing
shall be drawn through the adjustment mechanism in a direction to
increase belt length at a rate of 508 mm 50 mm per
minute while the plane of the base is slowly rotated in a direction to
lock the webbing. Rotation shall be stopped when the webbing locks, but
the pull on the webbing shall be continued until there is a resistance
of at least 89 N. The locking angle between the anchor end of the
webbing and the base of the adjustment mechanism shall be measured to
the nearest degree. The webbing shall be precycled 10 times prior to
measurement.
(g) Buckle latch. The buckles from three seat belt assemblies shall
be opened fully and closed at least 10 times. Then the buckles shall be
clamped or firmly held against a flat surface so as to permit normal
movement of buckle part, but with the metal mating plate (metal-to-metal
buckles) or of webbing end (metal-to-webbing buckles) withdrawn from the
buckle. The release mechanism shall be moved 200 times through the
maximum possible travel against its stop with a force of 133 N 13 N at a rate not to exceed 30 cycles per minute. The
buckle shall be examined to determine compliance with the performance
requirements of S4.3(g). A metal-to-metal buckle shall be examined to
determine whether partial engagement is possible by means of any
technique representative of actual use. If partial engagement is
possible, the maximum force of separation when in such partial
engagement shall be determined.
(h) Nonlocking retractor. After the retractor is cycled 10 times by
full extension and retraction of the webbing, the retractor and webbing
shall be suspended vertically and a force of 18 N shall be applied to
extend the webbing from the retractor. The force shall be
[[Page 881]]
reduced to 13 N when attached to a pelvic restraint, or to 5 N per strap
or webbing that contacts the shoulder of an occupant when retractor is
attached to an upper torso restraint. The residual extension of the
webbing shall be measured by manual rotation of the retractor drum or by
disengaging the retraction mechanism. Measurements shall be made on
three retractors. The location of the retractor attached to upper torso
restraint shall be examined for visibility of reel during use of seat
belt assembly in a vehicle.
Note: This test shall not be required on a nonlocking retractor
attached to the free end of webbing which is not subjected to any
tension during restraint of an occupant by the assembly.
(i) Automatic-locking retractor. Three retractors shall be tested in
a manner to permit the retraction force to be determined exclusive of
the gravitational forces on hardware or webbing being retracted. The
webbing shall be fully extended from the retractor. While the webbing is
being retracted, the average force or retraction within plus or minus 51
mm of 75 percent extension (25 percent retraction) shall be determined
and the webbing movement between adjacent locking segments shall be
measured in the same region of extension. A seat belt assembly with
automatic locking retractor in upper torso restraint shall be tested in
a vehicle in a manner prescribed by the installation and usage
instructions. The retraction force on the occupant of the seat belt
assembly shall be determined before and after traveling for 10 minutes
at a speed of 24 kilometers per hour (km/h) or more over a rough road
(e.g., Belgian block road) where the occupant is subjected to
displacement with respect to the vehicle in both horizontal and vertical
directions. Measurements shall be made with the vehicle stopped and the
occupant in the normal seated position.
(j) Emergency-locking retractor.
(1) For seat belt assemblies manufactured before February 22, 2007.
Except for manufacturers that elect to comply with S4.3(j)(2) and the
corresponding test procedures of S5.2(j)(2), a retractor shall be tested
in a manner that permits the retraction force to be determined exclusive
of the gravitational forces on hardware or webbing being retracted. The
webbing shall be fully extended from the retractor, passing over or
through any hardware or other material specified in the installation
instructions. While the webbing is being retracted, the lowest force of
retraction within 51 mm of 75 percent extension
shall be determined. A retractor that is sensitive to webbing withdrawal
shall be subjected to an acceleration of 3 m/s\2\ (0.3 g) within a
period of 50 milliseconds (ms) while the webbing is at 75 percent
extension, to determine compliance with S4.3(j)(1)(ii). The retractor
shall be subjected to an acceleration of 7 m/s\2\ (0.7 g) within a
period of 50 ms, while the webbing is at 75 percent extension, and the
webbing movement before locking shall be measured under the following
conditions: For a retractor sensitive to webbing withdrawal, the
retractor shall be accelerated in the direction of webbing retraction
while the retractor drum's central axis is oriented horizontally and at
angles of 45[deg], 90[deg], 135[deg], and 180[deg] to the horizontal
plane. For a retractor sensitive to vehicle acceleration, the retractor
shall be:
(i) Accelerated in the horizontal plane in two directions normal to
each other, while the retractor drum's central axis is oriented at the
angle at which it is installed in the vehicle; and
(ii) Accelerated in three directions normal to each other while the
retractor drum's central axis is oriented at angles of 45[deg], 90[deg],
135[deg], and 180[deg] from the angle at which it is installed in the
vehicle, unless the retractor locks by gravitational force when tilted
in any direction to any angle greater than 45[deg] from the angle at
which it is installed in the vehicle.
(2) For seat belt assemblies manufactured on or after February 22,
2007 and for manufacturers opting for early compliance. A retractor
shall be tested in a manner that permits the retraction force to be
determined exclusive of the gravitational forces on the hardware or
webbing being retracted.
(i) Retraction force: The webbing shall be extended fully from the
retractor, passing over and through any hardware or other material
specified in the installation instructions. While the webbing is being
retracted, measure
[[Page 882]]
the lowest force of retraction within 51 mm of 75
percent extension.
(ii) Gravitational locking: For a retractor sensitive to vehicle
acceleration, rotate the retractor in any direction to an angle greater
than 45 degrees from the angle at which it is installed in the vehicle.
Apply a force to the webbing greater than the minimum force measured in
S5.2(j)(2)(i) to determine compliance with S4.3(j)(2)(i)(D).
(iii) Dynamic tests: Each acceleration pulse shall be recorded using
an accelerometer having a full scale range of 10 g
and processed according to the practices set forth in SAE Recommended
Practice J211-1 DEC2003 (incorporated by reference, see Sec. 571.5)
Channel Frequency Class 60. The webbing shall be positioned at 75
percent extension, and the displacement shall be measured using a
displacement transducer. For tests specified in S5.2(j)(2)(iii)(A) and
(B), the 0.7 g acceleration pulse shall be within the acceleration-time
corridor shown in Figure 8 of this standard.
(A) For a retractor sensitive to vehicle acceleration--
(1) The retractor drum's central axis shall be oriented at the angle
at which it is installed in the vehicle 0.5
degrees. Accelerate the retractor in the horizontal plane in two
directions normal to each other and measure the webbing payout; and
(2) If the retractor does not meet the 45-degree tilt-lock
requirement of S4.3(j)(2)(i)(D), accelerate the retractor in three
directions normal to each other while the retractor drum's central axis
is oriented at angles of 45, 90, 135, and 180 degrees from the angle at
which it is installed in the vehicle and measure webbing payout.
(B) For a retractor sensitive to webbing withdrawal--
(1) The retractor drum's central axis shall be oriented horizontally
0.5 degrees. Accelerate the retractor in the
direction of webbing retraction and measure webbing payout; and
(2) The retractor drum's central axis is oriented at angles of 45,
90, 135, and 180 degrees to the horizontal plane. Accelerate the
retractor in the direction of the webbing retraction and measure the
webbing payout.
(C) A retractor that is sensitive to webbing withdrawal shall be
subjected to an acceleration no greater than 0.3 g occurring within a
period of the first 50 ms and sustaining an acceleration no greater than
0.3 g throughout the test, while the webbing is at 75 percent extension.
Measure the webbing payout.
(k) Performance of retractor. After completion of the corrosion-
resistance test described in paragraph (a) of this section, the webbing
shall be fully extended and allowed to dry for at least 24 hours under
standard laboratory conditions specified in S5.1(a). The retractor shall
be examined for ferrous and nonferrous corrosion which may be
transferred, either directly or by means of the webbing, to a person or
his clothing during use of a seat belt assembly incorporating the
retractor, and for ferrous corrosion on significant surfaces if the
retractor is part of the attachment hardware. The webbing shall be
withdrawn manually and allowed to retract for 25 cycles. The retractor
shall be mounted in an apparatus capable of extending the webbing fully,
applying a force of 89 N at full extension, and allowing the webbing to
retract freely and completely. The webbing shall be withdrawn from the
retractor and allowed to retract repeatedly in this apparatus until
2,500 cycles are completed. The retractor and webbing shall then be
subjected to the temperature resistance test prescribed in paragraph (b)
of this section. The retractor shall be subjected to 2,500 additional
cycles of webbing withdrawal and retraction. Then, the retractor and
webbing shall be subjected to dust in a chamber similar to one
illustrated in Figure 8 containing about 0.9 kg of coarse grade dust
conforming to the specification given in SAE Recommended Practice J726
SEP79 (incorporated by reference, see Sec. 571.5). The dust shall be
agitated every 20 minutes for 5 seconds by compressed air, free of oil
and moisture, at a gage pressure of 550 55 kPa
entering through an orifice 1.5 0.1 mm in
diameter. The webbing shall be extended to the top of the chamber and
kept extended at all times except that the webbing shall be subjected to
10 cycles of complete retraction and extension within 1 to 2 minutes
after each agitation of the dust.
[[Page 883]]
At the end of 5 hours, the assembly shall be removed from the chamber.
The webbing shall be fully withdrawn from the retractor manually and
allowed to retract completely for 25 cycles. An automatic-locking
retractor or a nonlocking retractor attached to pelvic restraint shall
be subjected to 5,000 additional cycles of webbing withdrawal and
retraction. An emergency locking retractor or a nonlocking retractor
attached to upper torso restraint shall be subjected to 45,000
additional cycles of webbing withdrawal and retraction between 50 and
100 percent extension. The locking mechanism of an emergency locking
retractor shall be actuated at least 10,000 times within 50 to 100
percent extension of webbing during the 50,000 cycles. At the end of
test, compliance of the retractors with applicable requirements in S4.3
(h), (i), and (j) shall be determined. Three retractors shall be tested
for performance.
S5.3 Assembly performance--(a) Type 1 seat belt assembly. Three
complete seat belt assemblies, including webbing, straps, buckles,
adjustment and attachment hardware, and retractors, arranged in the form
of a loop as shown in Figure 5, shall be tested in the following manner:
(1) The testing machine shall conform to the requirements specified
in S5.1(b). A double-roller block shall be attached to one head of the
testing machine. This block shall consist of two rollers 102 mm in
diameter and sufficiently long so that no part of the seat belt assembly
touches parts of the block other than the rollers during test. The
rollers shall be mounted on antifriction bearings and spaced 305 mm
between centers, and shall have sufficient capacity so that there is no
brinelling, bending or other distortion of parts which may affect the
results. An anchorage bar shall be fastened to the other head of the
testing machine.
(2) The attachment hardware furnished with the seat belt assembly
shall be attached to the anchorage bar. The anchor points shall be
spaced so that the webbing is parallel in the two sides of the loop. The
attaching bolts shall be parallel to, or at an angle of 45[deg] or
90[deg] to the webbing, whichever results in an angle nearest to 90[deg]
between webbing and attachment hardware except that eye bolts shall be
vertical, and attaching bolts or nonthreaded anchorages of a seat belt
assembly designed for use in specific models of motor vehicles shall be
installed to produce the maximum angle in use indicated by the
installation instructions, utilizing special fixtures if necessary to
simulate installation in the motor vehicle. Rigid adapters between
anchorage bar and attachment hardware shall be used if necessary to
locate and orient the adjustment hardware. The adapters shall have a
flat support face perpendicular to the threaded hole for the attaching
bolt and adequate in area to provide full support for the base of the
attachment hardware connected to the webbing. If necessary, a washer
shall be used under a swivel plate or other attachment hardware to
prevent the webbing from being damaged as the attaching bolt is
tightened.
(3) The length of the assembly loop from attaching bolt to attaching
bolt shall be adjusted to about 1295 mm, or as near thereto as possible.
A force of 245 N shall be applied to the loop to remove any slack in
webbing at hardware. The force shall be removed and the heads of the
testing machine shall be adjusted for an assembly loop between 1220 and
1270 mm in length. The length of the assembly loop shall then be
adjusted by applying a force between 89 and 98 N to the free end of the
webbing at the buckle, or by the retraction force of an automatic-
locking or emergency-locking retractor. A seat belt assembly that cannot
be adjusted to this length shall be adjusted as closely as possible. An
automatic-locking or emergency locking retractor when included in a seat
belt assembly shall be locked at the start of the test with a tension on
the webbing slightly in excess of the retractive force in order to keep
the retractor locked. The buckle shall be in a location so that it does
not touch the rollers during test, but to facilitate making the buckle
release test in S5.2(d) the buckle should be between the rollers or near
a roller in one leg.
(4) The heads of the testing machine shall be separated at a rate
between 51 and 102 mm per minute until a force of
[[Page 884]]
22,241 222 N is applied to the assembly loop. The
extension of the loop shall be determined from measurements of head
separation before and after the force is applied. The force shall be
decreased to 667 45 N and the buckle release force
measured as prescribed in S5.2(d).
(5) After the buckle is released, the webbing shall be examined for
cutting by the hardware. If the yarns are partially or completely
severed in a line for a distance of 10 percent or more of the webbing
width, the cut webbing shall be tested for breaking strength as
specified in S5.1(b) locating the cut in the free length between grips.
If there is insufficient webbing on either side of the cut to make such
a test for breaking strength, another seat belt assembly shall be used
with the webbing repositioned in the hardware. A tensile force of 11,120
111 N shall be applied to the components or a
force of 22,241 222 N shall be applied to the
assembly loop. After the force is removed, the breaking strength of the
cut webbing shall be determined as prescribed above.
(6) If a Type 1 seat belt assembly includes an automatic-locking
retractor or an emergency-locking retractor, the webbing and retractor
shall be subjected to a tensile force of 11,120 111 N with the webbing fully extended from the
retractor.
(7) If a seat belt assembly has a buckle in which the tongue is
capable of inverted insertion, one of the three assemblies shall be
tested with the tongue inverted.
(b) Type 2 seat belt assembly. Components of three seat belt
assemblies shall be tested in the following manner:
(1) The pelvic restraint between anchorages shall be adjusted to a
length between 1220 and 1270 mm, or as near this length as possible if
the design of the pelvic restraint does not permit its adjustment to
this length. An automatic-locking or emergency-locking retractor when
included in a seat belt assembly shall be locked at the start of the
test with a tension on the webbing slightly in excess of the retractive
force in order to keep the retractor locked. The attachment hardware
shall be oriented to the webbing as specified in paragraph (a)(2) of
this section and illustrated in Figure 5. A tensile force 11,120 111 N shall be applied on the components in any
convenient manner and the extension between anchorages under this force
shall be measured. The force shall be reduced to 334 22 N and the buckle release force measured as prescribed
in S5.2(d).
(2) The components of the upper torso restraint shall be subjected
to a tensile force of 6,672 67 N following the
procedure prescribed above for testing pelvic restraint and the
extension between anchorages under this force shall be measured. If the
testing apparatus permits, the pelvic and upper torso restraints may be
tested simultaneously. The force shall be reduced to 334 22 N and the buckle release force measured as prescribed
in S5.2(d).
(3) Any component of the seat belt assembly common to both pelvic
and upper torso restraint shall be subjected to a tensile force of
13,344 134 N.
(4) After the buckle is released in tests of pelvic and upper torso
restraints, the webbing shall be examined for cutting by the hardware.
If the yarns are partially or completely severed in a line for a
distance of 10 percent or more of the webbing width, the cut webbing
shall be tested for breaking strength as specified in S5.1(b) locating
the cut in the free length between grips. If there is insufficient
webbing on either side of the cut to make such a test for breaking
strength, another seat belt assembly shall be used with the webbing
repositioned in the hardware. The force applied shall be 11,120 111 N for components of pelvic restraint, and 6,672
67 N for components of upper torso restraint.
After the force is removed, the breaking strength of the cut webbing
shall be determined as prescribed above.
(5) If a Type 2 seat belt assembly includes an automatic-locking
retractor or an emergency-locking retractor the webbing and retractor
shall be subjected to a tensile force of 11,120 111 N with the webbing fully extended from the
retractor, or to a tensile force of 6,672 67 N
with the webbing fully extended from the retractor if the design of the
assembly permits only upper torso restraint forces on the retractor.
[[Page 885]]
(6) If a seat belt assembly has a buckle in which the tongue is
capable of inverted insertion, one of the three assemblies shall be
tested with the tongue inverted.
(c) Resistance to buckle abrasion. Seat belt assemblies shall be
tested for resistance to abrasion by each buckle or manual adjusting
device normally used to adjust the size of the assembly. The webbing of
the assembly to be used in this test shall be exposed for 4 hours to an
atmosphere having relative humidity of 65 per cent and temperature of 18
[deg]C. The webbing shall be pulled back and forth through the buckle or
manual adjusting device as shown schematically in Figure 7. The anchor
end of the webbing (A) shall be attached to a mass (B) of 1.4 kg. The
webbing shall pass through the buckle (C), and the other end (D) shall
be attached to a reciprocating device so that the webbing forms an angle
of 8[deg] with the hinge stop (E). The reciprocating device shall be
operated for 2,500 cycles at a rate of 18 cycles per minute with a
stroke length of 203 mm. The abraded webbing shall be tested for
breaking strength by the procedure described in paragraph S5.1(b).
S5.4 Tolerances on angles. Unless a range of angles is specified or
a tolerance is otherwise explicitly provided, all angles and
orientations of seat belt assemblies and components specified in this
standard shall have a tolerance of 3 degrees.
[[Page 886]]
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[[Page 887]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.091
[[Page 888]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.092
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[GRAPHIC] [TIFF OMITTED] TR22AU05.016
[44 FR 72139, Dec. 13, 1979]
Editorial Note: For Federal Register citations affecting Sec.
571.209, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.210 Standard No. 210; Seat belt assembly anchorages.
S1. Purpose and scope. This standard establishes requirements for
seat belt assembly anchorages to insure their proper location for
effective occupant restraint and to reduce the likelihood of their
failure.
S2. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, buses, and school buses.
S3. Definitions.
School bus torso belt adjusted height means the vertical height
above the seating reference point (SgRP) of the horizontal plane
containing a segment of the torso belt centerline located 25 mm to 75 mm
forward of the torso belt height adjuster device, when the torso belt
retractor is locked and the torso belt is pulled away from the seat back
by applying a 20 N horizontal force in the forward direction through the
webbing at a location 100 mm or more forward of the adjustment device as
shown in Figure 5.
School bus torso belt anchor point means the midpoint of the torso
belt width where the torso belt first contacts the uppermost torso belt
anchorage. Seat belt anchorage means any component, other than the
webbing or straps, involved in transferring seat belt loads to the
vehicle structure, including, but not limited to, the attachment
hardware, seat frames, seat pedestals, the vehicle structure itself, and
any part of the vehicle whose failure causes separation of the belt from
the vehicle structure.
[[Page 890]]
Small occupant seating position is as defined in 49 CFR 571.222.
S4. Requirements.
S4.1 Type.
S4.1.1 Seat belt anchorages for a Type 1 or a Type 2 seat belt
assembly shall be installed for each designated seating position for
which a Type 1 or a Type 2 seat belt assembly is required by Standard
No. 208 (49 CFR 571.208). Seat belt anchorages for a Type 2 seat belt
assembly shall be installed for each designated seating position for
which a Type 2 seat belt assembly is required by Standard No. 208 (49
CFR 571.208).
S4.1.2 (a) Notwithstanding the requirement of S4.1.1, each vehicle
manufactured on or after September 1, 1987 that is equipped with an
automatic restraint at the front right outboard designated seating
position, which automatic restraint cannot be used for securing a child
restraint system or cannot be adjusted by the vehicle owner to secure a
child restraint system solely through the use of attachment hardware
installed as an item of original equipment by the vehicle manufacturer,
shall have, at the manufacturer's option, either anchorages for a Type 1
seat belt assembly installed at that position or a Type 1 or Type 2 seat
belt assembly installed at that position. If a manufacturer elects to
install anchorages for a Type 1 seat belt assembly to comply with this
requirement, those anchorages shall consist of, at a minimum, holes
threaded to accept bolts that comply with S4.1(f) of Standard No. 209
(49 CFR 571.209).
(b) The requirement in S4.1.1 of this standard that seat belt
anchorages for a Type 1 or a Type 2 seat belt assembly shall be
installed for certain designated seating positions does not apply to any
such seating positions that are equipped with a seat belt assembly that
meets the frontal crash protection requirements of S5.1 of Standard No.
208 (49 CFR 571.208).
S4.1.3 School bus passenger seats.
S4.1.3.1 For school buses manufactured on or after October 21, 2011,
seat belt anchorages for school bus passenger seats must be attached to
the school bus seat structure, including seats with wheelchair positions
or side emergency doors behind them. Seats with no other seats behind
them, no wheelchair positions behind them and no side emergency door
behind them are excluded from the requirement that the seat belt
anchorages must be attached to the school bus seat structure. For school
buses with a GVWR less than or equal to 4,536 kg (10,000 pounds), the
seat belt shall be Type 2 as defined in S3. of FMVSS No. 209 (49 CFR
571.209). For school buses with a GVWR greater than 4,536 kg (10,000
pounds), the seat belt shall be Type 1 or Type 2 as defined in S3. of
FMVSS No. 209 (49 CFR 571.209).
S4.1.3.2 Type 2 seat belt anchorages on school buses manufactured on
or after October 21, 2011 must meet the following location requirements.
(a) For a small occupant seating position of a flexible occupancy
seat, as defined in 49 CFR 571.222, the school bus torso belt anchor
point must be 400 mm or more vertically above the seating reference
point (SgRP) or adjustable to 400 mm or more vertically above the SgRP.
For all other seating positions, the school bus torso belt anchor point
must be 520 mm or more vertically above the SgRP or adjustable to 520 mm
or more vertically above the SgRP. The school bus torso belt adjusted
height at each seating position shall be adjustable to no more than 280
mm vertically above the SgRP in the lowest position and no less than the
required vertical height of the school bus torso belt anchor point for
that seating position in the highest position. (See Figure 4.)
(b) The minimum lateral distance between the vertical centerline of
the bolt holes or the centroid of any other means of attachment to the
structure specified in 4.1.3.1, simultaneously achievable by all seating
positions, must be:
(i) 280 mm for seating positions in a flexible occupancy seat in a
maximum occupancy configuration, as defined in 49 CFR 571.222; and
(ii) 330 mm for all other seating positions.
S4.1.3.3 School buses with a GVWR less than or equal to 4,536 kg
(10,000 pounds) must meet the requirements of S4.2.2 of this standard.
S4.1.3.4 School buses with a GVWR greater than 4,536 kg (10,000
pounds)
[[Page 891]]
manufactured on or after October 21, 2011, with Type 1 seat belt
anchorages, must meet the strength requirements specified in S4.2.1 of
this standard.
S4.1.3.5 School buses with a GVWR greater than 4,536 kg (10,000
pounds) manufactured on or after October 21, 2011, with Type 2 seat belt
anchorages, must meet the strength requirements specified in S4.2.2 of
this standard.
S4.2 Strength.
S4.2.1 Except as provided in S4.2.5, the anchorages, attachment
hardware, and attachment bolts for any of the following seat belt
assemblies shall withstand a 5,000 pound force when tested in accordance
with S5.1 of this standard:
(a) Type 1 seat belt assembly; and
(b) Lap belt portion of either a Type 2 or automatic seat belt
assembly, if such seat belt assembly is equipped with a detachable upper
torso belt.
S4.2.2 Except as provided in S4.2.5, the anchorages, attachment
hardware, and attachment bolts for any of the following seat belt
assemblies shall withstand a 3,000 pound force applied to the lap belt
portion of the seat belt assembly simultaneously with a 3,000 pound
force applied to the shoulder belt portion of the seat belt assembly,
when tested in accordance with S5.2 of this standard:
(a) Type 2 and automatic seat belt assemblies that are installed to
comply with Standard No. 208 (49 CFR 571.208); and
(b) Type 2 and automatic seat belt assemblies that are installed at
a seating position required to have a Type 1 or Type 2 seat belt
assembly by Standard No. 208 (49 CFR 571.208).
S4.2.3 Permanent deformation or rupture of a seat belt anchorage or
its surrounding area is not considered to be a failure, if the required
force is sustained for the specified time.
S4.2.4 Anchorages, attachment hardware, and attachment bolts shall
be tested by simultaneously loading them in accordance with the
applicable procedures set forth in S5 of this standard if the anchorages
are either:
(a) For designated seating positions that are common to the same
occupant seat and that face in the same direction, or
(b) For laterally adjacent designated seating positions that are not
common to the same occupant seat, but that face in the same direction,
if the vertical centerline of the bolt hole for at least one of the
anchorages for one of those designated seating positions is within 305
mm of the vertical center line of the bolt hole for an anchorage for one
of the adjacent seating positions.
S4.2.5 The attachment hardware of a seat belt assembly, which is
subject to the requirements of S5.1 of Standard No. 208 (49 CFR 571.208)
by virtue of any provision of Standard No. 208 other than S4.1.2.1(c)(2)
of that standard, does not have to meet the requirements of S4.2.1 and
S4.2.2 of this standard.
S4.3 Location. As used in this section, ``forward'' means the
direction in which the seat faces, and other directional references are
to be interpreted accordingly. Anchorages for seat belt assemblies that
meet the frontal crash protection requirements of S5.1 of Standard No.
208 (49 CFR 571.208) are exempt from the location requirements of this
section.
S4.3.1 Seat belt anchorages for Type 1 seat belt assemblies and the
pelvic portion of Type 2 seat belt assemblies.
S4.3.1.1 In an installation in which the seat belt does not bear
upon the seat frame:
(a) If the seat is a nonadjustable seat, then a line from the
seating reference point to the nearest contact point of the belt with
the anchorage shall extend forward from the anchorage at an angle with
the horizontal of not less than 30 degrees and not more than 75 degrees.
(b) If the seat is an adjustable seat, then a line from a point 64
mm forward of and 10 mm above the seating reference point to the nearest
contact point of the belt with the anchorage shall extend forward from
the anchorage at an angle with the horizontal of not less than 30
degrees and not more than 75 degrees.
S4.3.1.2 In an installation in which the belt bears upon the seat
frame, the seat belt anchorage, if not on the seat structure, shall be
aft of the rearmost belt contact point on the seat frame with the seat
in the rearmost position.
[[Page 892]]
The line from the seating reference point to the nearest belt contact
point on the seat frame, with the seat positioned at the seating
reference point, shall extend forward from that contact point at an
angle with the horizontal of not less than 30 degrees and not more than
75 degrees.
S4.3.1.3 In an installation in which the seat belt attaches to the
seat structure, the line from the seating reference point to the nearest
contact point of the belt with the hardware attaching it to the seat
structure shall extend forward from that contact point at an angle with
the horizontal of not less than 30 degrees and not more than 75 degrees.
S4.3.1.4 Anchorages for an individual seat belt assembly shall be
located at least 165 mm apart laterally, measured between the vertical
center line of the bolt holes or, for designs using other means of
attachment to the vehicle structure, between the centroid of such means.
S4.3.2 Seat belt anchorages for the upper torso portion of Type 2
seat belt assemblies. Adjust the seat to its full rearward and downward
position and adjust the seat back to its most upright position. Except a
small occupant seating position as defined in 49 CFR 571.222, with the
seat and seat back so positioned, as specified by subsection (a) or (b)
of this section, the upper end of the upper torso restraint shall be
located within the acceptable range shown in Figure 1, with reference to
a two-dimensional drafting template described in SAE Standard J826 MAY87
(incorporated by reference, see Sec. 571.5). The template's ``H'' point
shall be at the design ``H'' point of the seat for its full rearward and
full downward position, as defined in SAE Recommended Practice J1100
JUN84 (incorporated by reference, see Sec. 571.5), and the template's
torso line shall be at the same angle from the vertical as the seat
back.
(a) For fixed anchorages, compliance with this section shall be
determined at the vertical centerline of the bolt holes or, for designs
using another means of attachment to the vehicle structure, at the
centroid of such means.
(b) Except for seating positions on school bus bench seats,
compliance with this section shall be determined with adjustable
anchorages at the midpoint of the adjustment range of all adjustable
positions. For seating positions on school bus bench seats, place
adjustable anchorages and torso belt height adjusters in their uppermost
position.
S5. Test procedures. Each vehicle shall meet the requirements of
S4.2 of this standard when tested according to the following procedures.
Where a range of values is specified, the vehicle shall be able to meet
the requirements at all points within the range. For the testing
specified in these procedures, the anchorage shall be connected to
material whose breaking strength is equal to or greater than the
breaking strength of the webbing for the seat belt assembly installed as
original equipment at that seating position. The geometry of the
attachment duplicates the geometry, at the initiation of the test, of
the attachment of the originally installed seat belt assembly.
S5.1 Seats with Type 1 or Type 2 seat belt anchorages. With the seat
in its rearmost position, apply a force of 22,241 N in the direction in
which the seat faces to a pelvic body block as described in Figure 2A,
in a plane parallel to the longitudinal centerline of the vehicle for
forward and rear facing seats, and in a plane perpendicular to the
longitudinal centerline of the vehicle for side facing seats, with an
initial force application angle of not less than 5 degrees or more than
15 degrees above the horizontal. Apply the force at the onset rate of
not more than 222,411 N per second. Attain the 22,241 N force in not
more than 30 seconds and maintain it for 10 seconds. At the
manufacturer's option, the pelvic body block described in Figure 2B may
be substituted for the pelvic body block described in Figure 2A to apply
the specified force to the center set(s) of anchorages for any group of
three or more sets of anchorages that are simultaneously loaded in
accordance with S4.2.4 of this standard.
S5.2 Seats with Type 2 or automatic seat belt anchorages. With the
seat in its rearmost position, apply forces of 13,345 N in the direction
in which the seat faces simultaneously to a pelvic body block, as
described in Figure 2A,
[[Page 893]]
and an upper torso body block, as described in Figure 3, in a plane
parallel to the longitudinal centerline of the vehicle for forward and
rear facing seats, and in a plane perpendicular to the longitudinal
centerline of the vehicle for side facing seats, with an initial force
application angle of not less than 5 degrees nor more than 15 degrees
above the horizontal. Apply the forces at the onset rate of not more
than 133,447 N per second. Attain the 13,345 N force in not more than 30
seconds and maintain it for 10 seconds. At the manufacturer's option,
the pelvic body block described in Figure 2B may be substituted for the
pelvic body block described in Figure 2A to apply the specified force to
the center set(s) of anchorages for any group of three or more sets of
anchorages that are simultaneously loaded in accordance with S4.2.4 of
this standard.
[[Page 894]]
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[[Page 895]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.004
[GRAPHIC] [TIFF OMITTED] TR27MY98.005
[[Page 896]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.006
S6. Owner's Manual Information. The owner's manual in each vehicle
with a gross vehicle weight rating of 4,536 kg or less manufactured
after September 1, 1987 shall include:
(a) A section explaining that all child restraint systems are
designed to be secured in vehicle seats by lap belts or the lap belt
portion of a lap-shoulder belt. The section shall also explain that
children could be endangered in a crash if their child restraints are
not properly secured in the vehicle.
(b) In a vehicle with rear designated seating positions, a statement
alerting vehicle owners that, according to accident statistics, children
are safer when properly restrained in the rear seating positions than in
the front seating positions.
[[Page 897]]
[GRAPHIC] [TIFF OMITTED] TR21OC08.058
[[Page 898]]
[GRAPHIC] [TIFF OMITTED] TR29OC10.001
[36 FR 22902, Dec. 2, 1971]
Editorial Note: For Federal Register citations affecting Sec.
571.210, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
[[Page 899]]
Sec. 571.211 [Reserved]
Sec. 571.212 Standard No. 212; Windshield mounting.
S1. Scope. This standard establishes windshield retention
requirements for motor vehicles during crashes.
S2. Purpose. The purpose of this standard is to reduce crash
injuries and fatalities by providing for retention of the vehicle
windshield during a crash, thereby utilizing fully the penetration-
resistance and injury-avoidance properties of the windshield glazing
material and preventing the ejection of occupants from the vehicle.
S3. Application. This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks designed to carry at least one
person, and buses having a gross vehicle weight rating of 4,536
kilograms or less. However, it does not apply to forward control
vehicles, walk-in van-type vehicles, or to open-body type vehicles with
fold-down or removable windshields.
S4. Definition. Passive restraint system means a system meeting the
occupant crash protection requirements of S5. of Standard No. 208 by
means that require no action by vehicle occupants.
S5. Requirements. When the vehicle travelling longitudinally forward
at any speed up to and including 48 kilometers per hour impacts a fixed
collision barrier that is perpendicular to the line of travel of the
vehicle, under the conditions of S6, the windshield mounting of the
vehicle shall retain not less than the minimum portion of the windshield
periphery specified in S5.1 and S5.2.
S5.1 Vehicles equipped with passive restraints. Vehicles equipped
with passive restraint systems shall retain not less than 50 percent of
the portion of the windshield periphery on each side of the vehicle
longitudinal centerline.
S5.2 Vehicles not equipped with passive restraints. Vehicles not
equipped with passive restraint systems shall retain not less than 75
percent of the windshield periphery.
S6. Test conditions. The requirements of S5. shall be met under the
following conditions:
S6.1 The vehicle, including test devices and instrumentation, is
loaded as follows:
(a) Except as specified in S6.2, a passenger car is loaded to its
unloaded vehicle weight plus its cargo and luggage capacity weight,
secured in the luggage area, plus a 50th-percentile test dummy as
specified in part 572 of this chapter at each front outboard designated
seating position and at any other position whose protection system is
required to be tested by a dummy under the provisions of Standard No.
208. Each dummy is restrained only by means that are installed for
protection at its seating position.
(b) Except as specified in S6.2, a multipurpose passenger vehicle,
truck or bus is loaded to its unloaded vehicle weight, plus 136
kilograms or its rated cargo and luggage capacity, whichever is less,
secured to the vehicle, plus a 50th-percentile test dummy as specified
in part 572 of this chapter at each front outboard designated seating
position and at any other position whose protection system is required
to be tested by a dummy under the provisions of Standard No. 208. Each
dummy is restrained only by means that are installed for protection at
its seating position. The load is distributed so that the weight on each
axle as measured at the tire-ground interface is in proportion to its
GAWR. If the weight on any axle when the vehicle is loaded to its
unloaded vehicle weight plus dummy weight exceeds the axle's
proportional share of the test weight, the remaining weight is placed so
that the weight on that axle remains the same. For the purposes of this
section, unloaded vehicle weight does not include the weight of work-
performing accessories. Vehicles are tested to a maximum unloaded
vehicle weight of 2,495 kilograms.
S6.2 The fuel tank is filled to any level from 90 to 95 percent of
capacity.
S6.3 The parking brake is disengaged and the transmission is in
neutral.
S6.4 Tires are inflated to the vehicle manufacturer's
specifications.
S6.5 The windshield mounting material and all vehicle components in
direct contact with the mounting material are at any temperature between
[[Page 900]]
-9 degrees Celsius and + 43 degrees Celsius.
[41 FR 36494, Aug. 30, 1976, as amended at 42 FR 34289, July 5, 1977; 45
FR 22046, Apr. 3, 1980; 60 FR 13647, Mar. 14, 1995; 87 FR 18597, Mar.
30, 2022]
Sec. 571.213 Standard No. 213; Child restraint systems.
S1. Scope. This standard specifies requirements for child restraint
systems used in motor vehicles and aircraft.
S2. Purpose. The purpose of this standard is to reduce the number of
children killed or injured in motor vehicle crashes and in aircraft.
S3. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks and buses, and to child
restraint systems for use in motor vehicles and aircraft.
S4. Definitions.
Add-on child restraint system means any portable child restraint
system.
Backless child restraint system means a child restraint, other than
a belt-positioning seat, that consists of a seating platform that does
not extend up to provide a cushion for the child's back or head and has
a structural element designed to restrain forward motion of the child's
torso in a forward impact.
Belt-positioning seat means a child restraint system that positions
a child on a vehicle seat to improve the fit of a vehicle Type II belt
system on the child and that lacks any component, such as a belt system
or a structural element, designed to restrain forward movement of the
child's torso in a forward impact.
Booster seat means either a backless child restraint system or a
belt-positioning seat.
Built-in child restraint system means a child restraint system that
is designed to be an integral part of and permanently installed in a
motor vehicle.
Car bed means a child restraint system designed to restrain or
position a child in the supine or prone position on a continuous flat
surface.
Child restraint anchorage system is defined in S3 of FMVSS No. 225
(Sec. 571.225).
Child restraint system means any device, except Type I or Type II
seat belts, designed for use in a motor vehicle or aircraft to restrain,
seat, or position children who weigh 36 kilograms (kg) (80 lb) or less.
Contactable surface means any child restraint system surface (other
than that of a belt, belt buckle, or belt adjustment hardware) that may
contact any part of the head or torso of the appropriate test dummy,
specified in S7, when a child restraint system is tested in accordance
with S6.1.
Factory-installed built-in child restraint system means a built-in
child restraint system that has been or will be permanently installed in
a motor vehicle before that vehicle is certified as a completed or
altered vehicle in accordance with part 567 of this chapter.
Harness means a combination pelvic and upper torso child restraint
system that consists primarily of flexible material, such as straps,
webbing or similar material, and that does not include a rigid seating
structure for the child.
Rear-facing child restraint system means a child restraint system,
except a car bed, that positions a child to face in the direction
opposite to the normal direction of travel of the motor vehicle.
Representative aircraft passenger seat means either a Federal
Aviation Administration approved production aircraft passenger seat or a
simulated aircraft passenger seat conforming to Figure 6.
Seat orientation reference line or SORL means the horizontal line
through Point Z as illustrated in Figure 1A.
Specific vehicle shell means the actual vehicle model part into
which the built-in child restraint system is or is intended to be
fabricated, including the complete surroundings of the built-in system.
If the built-in child restraint system is or is intended to be
fabricated as part of any seat other than a front seat, these
surroundings include the back of the seat in front, the interior rear
side door panels and trim, the floor pan, adjacent pillars (e.g., the B
and C pillars), and the ceiling. If the built-in system is or is
intended to be fabricated as part of the front seat, these surroundings
include the dashboard, the steering mechanism and its associated trim
hardware, any levers and knobs installed on the floor or on a console,
the interior front side door
[[Page 901]]
panels and trim, the front seat, the floor pan, the A pillars and the
ceiling.
Tether anchorage is defined in S3 of FMVSS No. 225 (Sec. 571.225).
Tether strap is defined in S3 of FMVSS No. 225 (Sec. 571.225).
Tether hook is defined in S3 of FMVSS No. 225 (Sec. 571.225).
Torso means the portion of the body of a seated anthropomorphic test
dummy, excluding the thighs, that lies between the top of the child
restraint system seating surface and the top of the shoulders of the
test dummy.
S5. Requirements. (a) Each motor vehicle with a built-in child
restraint system shall meet the requirements in this section when, as
specified, tested in accordance with S6.1 and this paragraph.
(b) Each child restraint system manufactured for use in motor
vehicles shall meet the requirements in this section when, as specified,
tested in accordance with S6.1 and this paragraph. Each add-on system
shall meet the requirements at each of the restraint's seat back angle
adjustment positions and restraint belt routing positions, when the
restraint is oriented in the direction recommended by the manufacturer
(e.g., forward, rearward or laterally) pursuant to S5.6, and tested with
the test dummy specified in S7.
(c) Each child restraint system manufactured for use in aircraft
shall meet the requirements in this section and the additional
requirements in S8.
(d) Each child restraint tested with a Part 572 Subpart S dummy need
not meet S5.1.2 and S5.1.3.
(e) Each child restraint system tested with a part 572 subpart T
dummy need not meet S5.1.2.1(a).
(f) Each child restraint system that is equipped with an internal
harness or other internal components to restrain the child need not meet
this standard when attached to the lower anchors of the child restraint
anchorage system on the standard seat assembly if the sum of the weight
of the child restraint system (in pounds) and the average weight of
child represented by the test dummy used to test the child restraint in
accordance with S7 of this standard, shown in the table below, exceeds
65 pounds. Such a child restraint must meet this standard when tested
using its internal harness or components to restrain such a test dummy
while installed using the standard seat belt assembly specified in
S5.3.2 of this standard.
Table to S5(f)--Average Weight of Child Represented by Various Test
Dummies
------------------------------------------------------------------------
Average weight
of child
Test dummy (specified in S7 of this standard) represented by
test dummy
(pounds)
------------------------------------------------------------------------
CRABI 12-month-old infant dummy (49 CFR Part 572, 22
Subpart R).............................................
Hybrid III 3-year-old dummy............................. 31
(49 CFR Part 572, Subpart P)............................
Hybrid III 6-year-old dummy 49 CFR Part 572, Subpart N). 45
Hybrid III 6-year-old weighted child test dummy (49 CFR 62
Part 572 Subpart S)....................................
Hybrid II 6-year-old dummy (49, CFR Part 572, Subpart I) 45
------------------------------------------------------------------------
(g) Each add-on child restraint system manufactured for use in motor
vehicles, that is recommended for children in a weight range that
includes weights up to 18 kilograms (40 pounds), or for children in a
height range that includes heights up to 1100 millimeters, shall meet
the requirements in this standard and the additional side impact
protection requirements in Standard No. 213a (Sec. 571.213a). Excepted
from Standard No. 213a are harnesses and car beds.
S5.1 Dynamic performance.
S5.1.1 Child restraint system integrity. When tested in accordance
with S6.1, each child restraint system shall meet the requirements of
paragraphs (a) through (c) of this section.
(a) Exhibit no complete separation of any load bearing structural
element and no partial separation exposing either surfaces with a radius
of less than \1/4\ inch or surfaces with protrusions greater than \3/8\
inch above the immediate adjacent surrounding contactable surface of any
structural element of the system.
(b)(1) If adjustable to different positions, remain in the same
adjustment position during the testing that it was in immediately before
the testing, except as otherwise specified in paragraph (b)(2).
(2)(i) Subject to paragraph (b)(2)(ii), a rear-facing child
restraint system may have a means for repositioning the
[[Page 902]]
seating surface of the system that allows the system's occupant to move
from a reclined position to an upright position and back to a reclined
position during testing.
(ii) No opening that is exposed and is larger than \1/4\ inch before
the testing shall become smaller during the testing as a result of the
movement of the seating surface relative to the restraint system as a
whole.
(c) If a front facing child restraint system, not allow the angle
between the system's back support surfaces for the child and the
system's seating surface to be less than 45 degrees at the completion of
the test.
S5.1.2 Injury criteria. When tested in accordance with S6.1 and with
the test dummies specified in S7, each child restraint system
manufactured before August 1, 2005, that, in accordance with S5.5.2, is
recommended for use by children whose mass is more than 10 kg shall--
(a) Limit the resultant acceleration at the location of the
accelerometer mounted in the test dummy head as specified in part 572
such that the expression:
[GRAPHIC] [TIFF OMITTED] TC01AU91.097
shall not exceed 1,000, where a is the resultant acceleration expressed
as a multiple of g (the acceleration of gravity), and t1 and
t2 are any two moments during the impacts.
(b) Limit the resultant acceleration at the location of the
accelerometer mounted in the test dummy upper thorax as specified in
part 572 to not more than 60 g's, except for intervals whose cumulative
duration is not more than 3 milliseconds.
S5.1.2.1 When tested in accordance with S6.1 and with the test
dummies specified in S7, each child restraint system manufactured on or
after August 1, 2005 shall'
(a) Limit the resultant acceleration at the location of the
accelerometer mounted in the test dummy head such that, for any two
points in time, t1 and t2, during the event which are separated by not
more than a 36 millisecond time interval and where t1 is less than t2,
the maximum calculated head injury criterion (HIC36) shall not exceed
1,000, determined using the resultant head acceleration at the center of
gravity of the dummy head, ar, expressed as a multiple of g (the
acceleration of gravity), calculated using the expression:
[GRAPHIC] [TIFF OMITTED] TR18JN03.018
(b) The resultant acceleration calculated from the output of the
thoracic instrumentation shall not exceed 60 g's, except for intervals
whose cumulative duration is not more than 3 milliseconds.
S5.1.2.2 At the manufacturer's option (with said option irrevocably
selected prior to, or at the time of, certification of the restraint),
child restraint systems manufactured before August 1, 2005 may be tested
to the requirements of S5 while using the test dummies specified in
S7.1.2 of this standard according to the criteria for selecting test
dummies specified in that paragraph. That paragraph specifies the
dummies used to test child restraint systems manufactured on or after
August 1, 2005. If a manufacturer selects the dummies specified in
S7.1.2 to test its product, the injury criteria specified by S5.1.2.1 of
this standard must be met. Child restraints manufactured on or after
August 1, 2005 must be tested using the test dummies specified in
S7.1.2.
S5.1.3 Occupant excursion. When tested in accordance with S6.1 and
the requirements specified in this section, each child restraint system
shall meet the applicable excursion limit requirements specified in
S5.1.3.1-S5.1.3.3.
S5.1.3.1 Child restraint systems other than rear-facing ones and car
beds. Each child restraint system, other than a rear-facing child
restraint system or a car bed, shall retain the test dummy's torso
within the system.
(a) For each add-on child restraint system:
(1) No portion of the test dummy's head shall pass through a
vertical transverse plane that is 720 mm or 813 mm (as specified in the
table in this S5.1.3.1) forward of point Z on the
[[Page 903]]
standard seat assembly, measured along the center SORL (as illustrated
in figure 1B of this standard); and
(2) Neither knee pivot point shall pass through a vertical
transverse plane that is 915 mm forward of point Z on the standard seat
assembly, measured along the center SORL.
Table to S5.1.3.1(a)--Add-On Forward-Facing Child Restraints
----------------------------------------------------------------------------------------------------------------
Explanatory note: In the
test specified in 2nd
column, the child
is tested in accordance these excursion limits restraint is attached to
When this type of child restraint with-- apply the test seat assembly
in the manner described
below, subject to
certain conditions
----------------------------------------------------------------------------------------------------------------
Harnesses, backless booster seats S6.1.2(a)(1)(i)(A)..... Head 813 mm;........... Attached with lap belt;
and restraints designed for use by Knee 915 mm in addition, if a
physically handicapped children. tether is provided, it
is attached.
Harnesses labeled per S5.3.1(b)(i) S6.1.2(a)(1)(i)(A)..... Head 813 mm;........... Attached with seat back
through S5.3.1(b)(iii) and Figure Knee 915 mm mount.
12.
Belt-positioning seats.............. S6.1.2(a)(1)(ii)....... Head 813 mm;........... Attached with lap and
Knee 915 mm shoulder belt; no
tether is attached.
All other child restraints, S6.1.2(a)(1)(i)(B)..... Head 813 mm;........... Attached with lap belt;
manufactured before September 1, Knee 915 mm no tether is attached.
1999.
All other child restraints, S6.1.2(a)(1)(i)(B)..... Head 813 mm;........... Attached with lap belt;
manufactured on or after September Knee 915 mm no tether is attached.
1, 1999.
S6.1.2(a)(1)(i)(D) Attached to lower
(beginning September anchorages of child
1, 2002). restraint anchorage
system; no tether is
attached.
S6.1.2(a)(1)(i)(A)..... Head 720 mm;........... Attached with lap belt;
Knee 915 mm in addition, if a
tether is provided, it
is attached.
S6.1.2(a)(1)(i)(C) Attached to lower
(beginning September anchorages of child
1, 2002). restraint anchorage
system; in addition, if
a tether is provided,
it is attached.
----------------------------------------------------------------------------------------------------------------
(b) In the case of a built-in child restraint system, neither knee
pivot point shall, at any time during the dynamic test, pass through a
vertical transverse plane that is 305 mm forward of the initial pre-test
position of the respective knee pivot point, measured along a horizontal
line that passes through the knee pivot point and is parallel to the
vertical longitudinal plane that passes through the vehicle's
longitudinal centerline.
S5.1.3.2 Rear-facing child restraint systems. In the case of each
rear-facing child restraint system, all portions of the test dummy's
torso shall be retained within the system and neither of the target
points on either side of the dummy's head and on the transverse axis
passing through the center of mass of the dummy's head and perpendicular
to the head's midsagittal plane, shall pass through the transverse
orthogonal planes whose intersection contains the forward-most and top-
most points on the child restraint system surfaces (illustrated in
Figure 1C).
S5.1.3.3 Car beds. In the case of car beds, all portions of the test
dummy's head and torso shall be retained within the confines of the car
bed.
S5.1.4 Back support angle. When a rear-facing child restraint system
is tested in accordance with S6.1, the angle between the system's back
support surface for the child and the vertical shall not exceed 70
degrees.
S5.2 Force distribution.
S5.2.1 Minimum head support surface--child restraints other than car
beds.
S5.2.1.1 Except as provided in S5.2.1.2, each child restraint system
other than a car bed shall provide restraint against rearward movement
of the head of the child (rearward in relation to the child) by means of
a continuous seat back which is an integral part of the system and
which--
(a) Has a height, measured along the system seat back surface for
the child in the vertical longitudinal plane passing through the
longitudinal centerline of the child restraint systems from the lowest
point on the system seating surface that is contacted by the buttocks of
the seated dummy, as follows:
[[Page 904]]
Table to S5.2.1.1(a)
------------------------------------------------------------------------
Height
Weight \1\ \2\(mm)
------------------------------------------------------------------------
Not more than 18 kg.......................................... 500
More than 18 kg.............................................. 560
------------------------------------------------------------------------
\1\ When a child restraint system is recommended under S5.5 for use by
children of the above weights.
\2\ The height of the portion of the system seat back providing head
restraint shall not be less than the above.
(b) Has a width of not less than 8 inches, measured in the
horizontal plane at the height specified in paragraph (a) of this
section. Except that a child restraint system with side supports
extending at least 4 inches forward from the padded surface of the
portion of the restraint system provided for support of the child's head
may have a width of not less than 6 inches, measured in the horizontal
plane at the height specified in paragraph (a) of this section.
(c) Limits the rearward rotation of the test dummy head so that the
angle between the head and torso of the dummy specified in S7. when
tested in accordance with S6.1 is not more than 45 degrees greater than
the angle between the head and torso after the dummy has been placed in
the system in accordance with S6.1.2.3 and before the system is tested
in accordance with S6.1.
S5.2.1.2 The applicability of the requirements of S5.2.1.1 to a
front-facing child restraint, and the conformance of any child restraint
other than a car bed to those requirements, is determined using the
largest of the test dummies specified in S7 for use in testing that
restraint, provided that the 6-year-old dummy described in subpart I or
subpart N of part 572 of this title and the 10-year-old dummy described
in subpart T of part 572 of this title, are not used to determine the
applicability of or compliance with S5.2.1.1. A front facing child
restraint system is not required to comply with S5.2.1.1 if the target
point on either side of the dummy's head is below a horizontal plane
tangent to the top of--
(a) The standard seat assembly, in the case of an add-on child
restraint system, when the dummy is positioned in the system and the
system is installed on the assembly in accordance with S6.1.2.
(b) The vehicle seat, in the case of a built-in child restraint
system, when the system is activated and the dummy is positioned in the
system in accordance with S6.1.2.
S5.2.2 Torso impact protection. Each child restraint system other
than a car bed shall comply with the applicable requirements of S5.2.2.1
and S5.2.2.2.
S5.2.2.1(a) The system surface provided for the support of the
child's back shall be flat or concave and have a continuous surface area
of not less than 85 square inches.
(b) Each system surface provided for support of the side of the
child's torso shall be flat or concave and have a continuous surface of
not less than 24 square inches for systems recommended for children
weighing 20 pounds or more, or 48 square inches for systems recommended
for children weighing less than 20 pounds.
(c) Each horizontal cross section of each system surface designed to
restrain forward movement of the child's torso shall be flat or concave
and each vertical longitudinal cross section shall be flat or convex
with a radius of curvature of the underlying structure of not less than
2 inches.
S5.2.2.2 Each forward-facing child restraint system shall have no
fixed or movable surface--
(a) Directly forward of the dummy and intersected by a horizontal
line--
(1) Parallel to the SORL, in the case of the add-on child restraint
system, or
(2) Parallel to a vertical plane through the longitudinal center
line of the vehicle seat, in the case of a built-in child restraint
system, and,
(b) Passing through any portion of the dummy, except for surfaces
which restrain the dummy when the system is tested in accordance with
S6.1.2(a)(2), so that the child restraint system shall conform to the
requirements of S5.1.2 and S5.1.3.1.
S5.2.3 [Reserved]
S5.2.4 Protrusion limitation. Any portion of a rigid structural
component within or underlying a contactable surface, or any portion of
a child restraint system surface that is subject to the requirements of
S5.2.3 shall, with any padding or other flexible overlay material
removed, have a height above any immediately adjacent restraint system
surface of not more than \3/8\ inch and no
[[Page 905]]
exposed edge with a radius of less than \1/4\ inch.
S5.3 Installation.
S5.3.1 Add-on child restraints shall meet either (a) or (b), as
appropriate.
(a) Except for components designed to attach to a child restraint
anchorage system, each add-on child restraint system must not have any
means designed for attaching the system to a vehicle seat cushion or
vehicle seat back and any component (except belts) that is designed to
be inserted between the vehicle seat cushion and vehicle seat back.
(b) Harnesses manufactured for use on school bus seats must meet
S5.3.1(a) of this standard, unless a label that conforms in content to
Figure 12 and to the requirements of S5.3.1(b)(1) through S5.3.1(b)(3)
of this standard is permanently affixed to the part of the harness that
attaches the system to a vehicle seat back. Harnesses that are not
labeled as required by this paragraph must meet S5.3.1(a).
(1) The label must be plainly visible when installed and easily
readable.
(2) The message area must be white with black text. The message area
must be no less than 20 square centimeters.
(3) The pictogram shall be gray and black with a red circle and
slash on a white background. The pictogram shall be no less than 20 mm
in diameter.
S5.3.2 Each add-on child restraint system shall be capable of
meeting the requirements of this standard when installed solely by each
of the means indicated in the following table for the particular type of
child restraint system:
Table for S5.3.2
----------------------------------------------------------------------------------------------------------------
Means of installation
-----------------------------------------------------------------
Type 1 seat Child
belt restraint
Type of add-on child restraint system Type 1 seat assembly anchorage Type II seat Seat
belt plus a system belt back
assembly tether (effective assembly mount
anchorage, September 1,
if needed 2002)
----------------------------------------------------------------------------------------------------------------
Harnesses labeled per S5.3.1(b)(1) through ............ ............ ............ ............ X
S5.3.1(b)(3) and Figure 12...................
Other harnesses............................... ............ X
Car beds...................................... X
Rear-facing restraints........................ X ............ X
Belt-positioning seats........................ ............ ............ ............ X ........
All other child restraints.................... X X X
----------------------------------------------------------------------------------------------------------------
S5.3.3 Car beds. Each car bed shall be designed to be installed on a
vehicle seat so that the car bed's longitudinal axis is perpendicular to
a vertical longitudinal plane through the longitudinal axis of the
vehicle.
S5.4 Belts, belt buckles, and belt webbing.
S5.4.1 Performance requirements.
S5.4.1.1 Child restraint systems manufactured before September 1,
2007. The webbing of belts provided with a child restraint system and
used to attach the system to the vehicle or to restrain the child within
the system shall--
(a) After being subjected to abrasion as specified in S5.1(d) or
S5.3(c) of FMVSS 209 (Sec. 571.209), have a breaking strength of not
less than 75 percent of the strength of the unabraded webbing when
tested in accordance with S5.1(b) of FMVSS 209. A mass of 2.35 .05 kg shall be used in the test procedure in S5.1(d) of
FMVSS 209 for webbing, including webbing used to secure a child
restraint system to the tether and lower anchorages of a child restraint
anchorage system, except that a mass of 1.5 .05 kg
shall be used for webbing in pelvic and upper torso restraints of a belt
assembly used in a child restraint system. The mass is shown as (B) in
Figure 2 of FMVSS 209.
(b) Meet the requirements of S4.2 (e) and (f) of FMVSS No. 209
(Sec. 571.209); and
(c) If contactable by the test dummy torso when the system is tested
in accordance with S6.1, have a width of not less than 1\1/2\ inches
when measured in accordance with S5.4.1.3.
[[Page 906]]
S5.4.1.2 Child restraint systems manufactured on or after September
1, 2007. The webbing of belts provided with a child restraint system and
used to attach the system to the vehicle or to restrain the child within
the system shall--
(a) Have a minimum breaking strength for new webbing of not less
than 15,000 N in the case of webbing used to secure a child restraint
system to the vehicle, including the tether and lower anchorages of a
child restraint anchorage system, and not less than 11,000 N in the case
of the webbing used to secure a child to a child restraint system when
tested in accordance with S5.1 of FMVSS No. 209. Each value shall be not
less than the 15,000 N and 11,000 N applicable breaking strength
requirements, but the median value shall be used for determining the
retention of breaking strength in paragraphs (b)(1), (c)(1), and (c)(2)
of this section S5.4.1.2. ``New webbing'' means webbing that has not
been exposed to abrasion, light or micro-organisms as specified
elsewhere in this section.
(b)(1) After being subjected to abrasion as specified in S5.1(d) or
S5.3(c) of FMVSS 209 (Sec. 571.209), have a breaking strength of not
less than 75 percent of the new webbing strength, when tested in
accordance with S5.1(b) of FMVSS 209.
(2) A mass of 2.35 .05 kg shall be used in the
test procedure in S5.1(d) of FMVSS 209 for webbing, including webbing to
secure a child restraint system to the tether and lower anchorages of a
child restraint anchorage system, except that a mass of 1.5 .05 kg shall be used for webbing in pelvic and upper
torso restraints of a belt assembly used in a child restraint system.
The mass is shown as (B) in Figure 2 of FMVSS 209.
(c)(1) After exposure to the light of a carbon arc and tested by the
procedure specified in S5.1(e) of FMVSS 209 (Sec. 571.209), have a
breaking strength of not less than 60 percent of the new webbing, and
shall have a color retention not less than No. 2 on the AATCC Gray Scale
for Evaluating Change in Color (incorporated by reference, see Sec.
571.5).
(2) After being subjected to micro-organisms and tested by the
procedures specified in S5.1(f) of FMVSS 209 (Sec. 571.209), shall have
a breaking strength not less than 85 percent of the new webbing.
(d) If contactable by the test dummy torso when the system is tested
in accordance with S6.1, have a width of not less than 1\1/2\ inches
when measured in accordance with S5.4.1.3.
S5.4.1.3 Width test procedure. Condition the webbing for 24 hours in
an atmosphere of any relative humidity between 48 and 67 percent, and
any ambient temperature between 70[deg] and 77 [deg]F. Measure belt
webbing width under a tension of 5 pounds applied lengthwise.
S5.4.2 Belt buckles and belt adjustment hardware. Each belt buckle
and item of belt adjustment hardware used in a child restraint system
shall conform to the requirements of S4.3(a) and S4.3(b) of FMVSS No.
209 (Sec. 571.209).
S5.4.3 Belt Restraint.
S5.4.3.1 General. Each belt that is part of a child restraint system
and that is designed to restrain a child using the system shall be
adjustable to snugly fit any child whose height and weight are within
the ranges recommended in accordance with S5.5.2(f) and who is
positioned in the system in accordance with the instructions required by
S5.6.
S5.4.3.2 Direct restraint. Except for belt-positioning seats, each
belt that is part of a child restraint system and that is designed to
restrain a child using the system and to attach the system to the
vehicle, and each Type I and lap portion of a Type II vehicle belt that
is used to attach the system to the vehicle shall, when tested in
accordance with S6.1, impose no loads on the child that result from the
mass of the system, or--
(a) In the case of an add-on child restraint system, from the mass
of the seat back of the standard seat assembly specified in S6.1, or
(b) In the case of a built-in child restraint system, from the mass
of any part of the vehicle into which the child restraint system is
built.
S5.4.3.3 Seating systems. Except for child restraint systems subject
to S5.4.3.4, each child restraint system that is designed for use by a
child in a seated position and that has belts designed to restrain the
child, shall, with
[[Page 907]]
the test dummy specified in S7 positioned in the system in accordance
with S10 provide:
(a) Upper torso restraint in the form of:
(i) Belts passing over each shoulder of the child, or
(ii) A fixed or movable surface that complies with S5.2.2.1(c), and
(b) Lower torso restraint in the form of:
(i) A lap belt assembly making an angle between 45[deg] and 90[deg]
with the child restraint seating surface at the lap belt attachment
points, or
(ii) A fixed or movable surface that complies with S5.2.2.1(c), and
(c) In the case of each seating system recommended for children
whose masses are more than 10 kg, crotch restraint in the form of:
(i) A crotch belt connectable to the lap belt or other device used
to restrain the lower torso, or
(ii) A fixed or movable surface that complies with S5.2.2.1(c).
S5.4.3.4 Harnesses. Each child harness shall:
(a) Provide upper torso restraint, including belts passing over each
shoulder of the child;
(b) Provide lower torso restraint by means of lap and crotch belt;
and
(c) Prevent a child of any height for which the restraint is
recommended for use pursuant to S5.5.2(f) from standing upright on the
vehicle seat when the child is placed in the device in accordance with
the instructions required by S5.6.
S5.4.3.5 Buckle release. Any buckle in a child restraint system belt
assembly designed to restrain a child using the system shall:
(a) When tested in accordance with S6.2.1 prior to the dynamic test
of S6.1, not release when a force of less than 40 newtons (N) is applied
and shall release when a force of not more than 62 N is applied;
(b) After the dynamic test of S6.1, when tested in accordance with
the appropriate sections of S6.2, release when a force of not more than
71 N is applied, provided, however, that the conformance of any child
restraint to this requirement is determined using the largest of the
test dummies specified in S7 for use in testing that restraint when the
restraint is facing forward, rearward, and/or laterally;
(c) Meet the requirements of S4.3(d)(2) of FMVSS No. 209 (Sec.
571.209), except that the minimum surface area for child restraint
buckles designed for push button application shall be 0.6 square inch;
(d) Meet the requirements of S4.3(g) of FMVSS No. 209 (Sec.
571.209) when tested in accordance with S5.2(g) of FMVSS No. 209; and
(e) Not release during the testing specified in S6.1.
S5.5 Labeling. Any labels or written instructions provided in
addition to those required by this section shall not obscure or confuse
the meaning of the required information or be otherwise misleading to
the consumer. Any labels or written instructions other than in the
English language shall be an accurate translation of English labels or
written instructions.
S5.5.1 Each add-on child restraint system shall be permanently
labeled with the information specified in S5.5.2 (a) through (m).
S5.5.2 The information specified in paragraphs (a) through (m) of
this section shall be stated in the English language and lettered in
letters and numbers that are not smaller than 10 point type. Unless
otherwise specified, the information shall be labeled on a white
background with black text. Unless written in all capitals, the
information shall be stated in sentence capitalization.
(a) The model name or number of the system.
(b) The manufacturer's name. A distributor's name may be used
instead if the distributor assumes responsibility for all duties and
liabilities imposed on the manufacturer with respect to the system by
the National Traffic and Motor Vehicle Safety Act, as amended.
(c) The statement: ``Manufactured in ____,'' inserting the month and
year of manufacture.
(d) The place of manufacture (city and State, or foreign country).
However, if the manufacturer uses the name of the distributor, then it
shall state the location (city and State, or foreign country) of the
principal offices of the distributor.
[[Page 908]]
(e) The statement: ``This child restraint system conforms to all
applicable Federal motor vehicle safety standards.''
(f) One of the following statements, as appropriate, inserting the
manufacturer's recommendations for the maximum mass of children who can
safely occupy the system, except that booster seats shall not be
recommended for children whose masses are less than 13.6 kg. For seats
that can only be used as belt-positioning seats, manufacturers must
include the maximum and minimum recommended height, but may delete the
reference to weight:
(1) Use only with children who weigh ____ pounds (____ kg) or less
and whose height is (insert values in English and metric units; use of
word ``mass'' in label is optional) or less; or
(2) Use only with children who weigh between ____ and ____ pounds
(insert appropriate English and metric values; use of word ``mass'' is
optional) and whose height is (insert appropriate values in English and
metric units) or less and who are capable of sitting upright alone; or
(3) Use only with children who weigh between ____ and ____ pounds
(insert appropriate English and metric values; use of word ``mass'' is
optional) and whose height is (insert appropriate values in English and
metric units) or less.
(4) Use only with children who weigh between ____ and ____ pounds
(insert appropriate English and metric values; use of word ``mass'' is
optional) and whose height is between ____ and ____ (insert appropriate
values in English and metric units).
(g) The statements specified in paragraphs (1) and (2):
(1) A heading as specified in S5.5.2(k)(3)(i), with the statement
``WARNING! DEATH or SERIOUS INJURY can occur,'' capitalized as written
and followed by bulleted statements in the following order:
(i) As appropriate, the statements required by the following
sections will be bulleted and placed after the statement required by
5.5.2(g)(1) in the following order: 5.5.2(k)(1) or 5.5.2(k)(2),
5.5.2(f), 5.5.2(h), 5.5.2(j), and 5.5.2(i).
(ii) Secure this child restraint with the vehicle's child restraint
anchorage system, if available, or with a vehicle belt. [For car beds,
harnesses, and belt positioning seats, the first part of the statement
regarding attachment by the child restraint anchorage system is
optional.] [For belt-positioning seats, the second part of the statement
regarding attachment by the vehicle belt does not apply.] [For child
restraints manufactured from February 27, 2014 to February 26, 2015, the
following statement applies.] Child restraint systems equipped with
internal harnesses to restrain the child and with components to attach
to a child restraint anchorage system and for which the combined weight
of the child restraint system and the maximum recommended child weight
for use with internal harnesses exceeds 65 pounds, must be labeled with
the following statement: ``Do not use the lower anchors of the child
restraint anchorage system (LATCH system) to attach this child restraint
when restraining a child weighing more than * [*insert a recommended
weight value in English and metric units such that the sum of the
recommended weight value and the weight of the child restraint system
does not exceed 65 pounds (29.5 kg)] with the internal harnesses of the
child restraint.''
(iii) Follow all instructions on this child restraint and in the
written instructions located (insert storage location on the restraint
for the manufacturer's installation instruction booklet or sheet).
(iv) Register your child restraint with the manufacturer.
(2) At the manufacturer's option, the phrase ``DEATH or SERIOUS
INJURY can occur'' in the heading can be on either a white or yellow
background.
(3) More than one label may be used for the required bulleted
statements. Multiple labels shall be placed one above the other unless
that arrangement is precluded by insufficient space or shape of the
child restraint. In that case, multiple labels shall be placed side by
side. When using multiple labels, the mandated warnings must be in the
correct order when read from top to bottom. If the labels are side-by-
side, then the mandated warnings must appear top to bottom of the
leftmost label, then top to bottom of the next label to its right, and
so on. There shall be no intervening labels and the
[[Page 909]]
required heading shall only appear on the first label in the sequence.
(h) In the case of each child restraint system that has belts
designed to restrain children using them and which do not adjust
automatically to fit the child: Snugly adjust the belts provided with
this child restraint around your child.
(i)(1) For a booster seat that is recommended for use with either a
vehicle's Type I or Type II seat belt assembly, one of the following
statements, as appropriate:
(i) Use only the vehicle's lap and shoulder belt system when
restraining the child in this booster seat; or,
(ii) Use only the vehicle's lap belt system, or the lap belt part of
a lap/shoulder belt system with the shoulder belt placed behind the
child, when restraining the child in this seat.
(2)(i) Except as provided in paragraph (i)(2)(ii) of this section,
for a booster seat which is recommended for use with both a vehicle's
Type I and Type II seat belt assemblies, the following statement: Use
only the vehicle's lap belt system, or the lap belt part of a lap/
shoulder belt system with the shoulder belt placed behind the child,
when restraining the child with the (insert description of the system
element provided to restrain forward movement of the child's torso when
used with a lap belt (e.g., shield)), and only the vehicle's lap and
shoulder belt system when using the booster without the (insert above
description).
(ii) A booster seat which is recommended for use with both a
vehicle's Type I and Type II seat belt assemblies is not subject to
S5.5.2(i)(2)(i) if, when the booster is used with the shield or similar
component, the booster will cause the shoulder belt to be located in a
position other than in front of the child when the booster is installed.
However, such a booster shall be labeled with a warning to use the
booster with the vehicle's lap and shoulder belt system when using the
booster without a shield.
(j) In the case of each child restraint system equipped with a top
anchorage strap, the statement: Secure the top anchorage strap provided
with this child restraint.
(k) (1) In the case of each rear-facing child restraint system that
is designed for infants only, the statement: Use only in a rear-facing
position when using it in the vehicle.
(2) In the case of a child restraint system that is designed to be
used rearward-facing for infants and forward-facing for older children,
the statement: Use only in a rear-facing position when using it with an
infant weighing less than (insert a recommended weight that is not less
than 20 pounds).
(3) Except as provided in (k)(4) of this section, each child
restraint system that can be used in a rear-facing position shall have a
label that conforms in content to Figure 10 and to the requirements of
S5.5.2(k)(3)(i) through S5.5.2(k)(3)(iii) of this standard permanently
affixed to the outer surface of the cushion or padding in or adjacent to
the area where a child's head would rest, so that the label is plainly
visible and easily readable.
(i) The heading area shall be yellow with the word ``warning'' and
the alert symbol in black.
(ii) The message area shall be white with black text. The message
area shall be no less than 30 square cm.
(iii) The pictogram shall be black with a red circle and slash on a
white background. The pictogram shall be no less than 30 mm in diameter.
(4) If a child restraint system is equipped with a device that
deactivates the passenger-side air bag in a vehicle when and only when
the child restraint is installed in the vehicle and provides a signal,
for at least 60 seconds after deactivation, that the air bag is
deactivated, the label specified in Figure 10 may include the phrase
``unless air bag is off'' after ``on front seat with air bag.''
(l) An installation diagram showing the child restraint system
installed in:
(1) A seating position equipped with a continuous-loop lap/shoulder
belt;
(2) A seating position equipped with only a lap belt, as specified
in the manufacturer's instructions; and
(3) A seating position equipped with a child restraint anchorage
system. For child restraint systems manufactured
[[Page 910]]
on or after February 27, 2015, the following paragraphs (l)(3)(i) and
(ii) apply, as appropriate.
(i) If the child restraint is designed to meet the requirements of
this standard when installed by the child restraint anchorage system
according to S5.3.2, and if the sum of the weight of the child restraint
and the maximum child weight recommended for the child restraint when
used with the restraint's internal harness or components is greater than
65 lb when used forward-facing or rear-facing, include the following
statement on this installation diagram: ``Do not install by this method
for a child weighing more than *.'' At the manufacturer's option, ``*''
is the child weight limit in English units in accordance with
S5.5.2(l)(3)(A)(i), (ii), or (iii). The corresponding child weight limit
in metric units may also be included in the statement at the
manufacturer's option.
(A) For forward-facing and rear-facing child restraints, * is less
than or equal to 65 minus child restraint weight (pounds).
(B) For forward-facing child restraints, * is the child weight limit
specified in the following table corresponding to the value CW,
calculated as 65 minus child restraint weight (pounds).
Table to S5.5.2(l)(3)(i)(B)--Maximum Child Weight Limit for Lower Anchor
Use for Forward-Facing Child Restraint System--Rounding
------------------------------------------------------------------------
Child weight
CW = 65--child restaint weight (pounds) limit ``*''
(pounds)
------------------------------------------------------------------------
20 < CW <= 25........................................... 25
25 < CW <= 30........................................... 30
30 < CW <= 35........................................... 35
35 < CW <= 40........................................... 40
40 < CW <= 45........................................... 45
45 < CW <= 50........................................... 50
50 < CW <= 55........................................... 55
55 < CW <= 60........................................... 60
------------------------------------------------------------------------
(C) For rear-facing child restraints, * is the child weight limit
specified in the following table corresponding to the value CW,
calculated as 60 minus child restraint weight (pounds).
Table to S5.5.2(l)(3)(i)(C)--Maximum Child Weight Limit for Lower Anchor
Use for Rear-Facing Child Restraint System--Rounding
------------------------------------------------------------------------
Child weight
CW = 60--child restraint weight (pounds) limit ``*''
(pounds)
------------------------------------------------------------------------
15 < CW <= 20........................................... 20
20 < CW <= 25........................................... 25
25 < CW <= 30........................................... 30
30 < CW <= 35........................................... 35
35 < CW <= 40........................................... 40
40 < CW <= 45........................................... 45
45 < CW <= 50........................................... 50
50 < CW <= 55........................................... 55
------------------------------------------------------------------------
(ii) For child restraints designed to meet the requirements of this
standard when installed forward-facing and rear-facing by the child
restraint anchorage system according to S5.3.2, the following applies:
(A) If separate installation diagrams are provided for the child
restraint installed forward-facing and rear-facing, S5.5.2(l)(3)(i)
applies to each of the installation diagrams.
(B) If only one installation diagram is provided and if a statement
specifying a child weight limit is required in only rear-facing or
forward-facing mode pursuant to S5.5.2(l)(3)(i), then the diagram shall
depict installation in that mode along with the corresponding child
weight limit in accordance with S5.5.2(l)(3)(i).
(C) If a statement specifying a child weight limit is required for
the child restraint installed forward-facing and rear-facing pursuant to
S5.5.2(l)(3)(i) and only one installation diagram is provided, then the
child weight limit shall be in accordance with S5.5.2(l)(3)(i)(A) or the
lesser of the child weight limits described in S5.5.2(l)(3)(i)(B) and
(C).
(m) One of the following statements, inserting an address and a U.S.
telephone number. If a manufacturer opts to provide a Web site on the
registration card as permitted in Figure 9a of this section, the
manufacturer must include the statement in part (ii):
(i) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available (preceding four words are optional)
and the restraint's model number and manufacturing date to
[[Page 911]]
(insert address) or call (insert a U.S. telephone number). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
(ii) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available [preceding four words are
optional], and the restraint's model number and manufacturing date to
(insert address) or call (insert a U.S. telephone number) or register
online at (insert Web site for electronic registration form). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
(n) Child restraint systems, other than belt-positioning seats,
harnesses and backless child restraint systems, may be certified as
complying with the provisions of S8. Child restraints that are so
certified shall be labeled with the statement ``This Restraint is
Certified for Use in Motor Vehicles and Aircraft.'' Belt-positioning
seats, harnesses and backless child restraint systems shall be labeled
with the statement ``This Restraint is Not Certified for Use in
Aircraft.'' The statement required by this paragraph shall be in red
lettering and shall be placed after the certification statement required
by S5.5.2(e).
S5.5.3 The information specified in S5.5.2(f) through (l) shall be
located on the add-on child restraint system so that it is visible when
the system is installed as specified in S5.6.1, except that for child
restraints with a detachable base, the installation diagrams specified
in S5.5.2(l) are required to be visible only when the base alone is
installed.
S5.5.4 (a) Each built-in child restraint system other than a
factory-installed built-in restraint shall be permanently labeled with
the information specified in S5.5.5 (a) through (l). The information
specified in S5.5.5(a) through (j) and in S5.5.5(l) shall be visible
when the system is activated for use.
(b) Each factory-installed built-in child restraint shall be
permanently labeled with the information specified in S5.5.5(f) through
(j) and S5.5.5(l), so that the information is visible when the restraint
is activated for use. The information shall also be included in the
vehicle owner's manual.
S5.5.5 The information specified in paragraphs (a) through (l) of
this section that is required by S5.5.4 shall be in English and lettered
in letters and numbers using a not smaller than 10 point type. Unless
specified otherwise, the information shall be labeled on a white
background with black text. Unless written in all capitals, the
information shall be stated in sentence capitalization.
(a) The model name or number of the system.
(b) The manufacturer's name. A distributor's or dealer's name may be
used instead if the distributor or dealer assumes responsibility for all
duties and liabilities imposed on the manufacturer with respect to the
system by the National Traffic and Motor Vehicle Safety Act, as amended.
(c) The statement: ``Manufactured in ______,'' inserting the month
and year of manufacture.
(d) The place of manufacture (city and State, or foreign country).
However, if the manufacturer uses the name of the distributor or dealer,
then it shall state the location (city and State, or foreign country) of
the principal offices of the distributor or dealer.
(e) The statement: ``This child restraint system conforms to all
applicable Federal motor vehicle safety standards.''
(f) One of the following statements, inserting the manufacturer's
recommendations for the maximum mass of children who can safely occupy
the system, except that booster seats shall not be recommended for
children whose masses are less than 13.6 kg. For seats that can only be
used as belt-positioning seats, manufacturers must include the maximum
and minimum recommended height, but may delete the reference to weight:
(1) Use only with children who weigh ____ pounds (____ kg) or less
and whose height is (insert values in English and metric units; use of
word ``mass'' in label is optional) or less; or
[[Page 912]]
(2) Use only with children who weigh between ____ and ____ pounds
(____ and ____ kg) and whose height is (insert appropriate values in
English and metric units; use of word ``mass'' in label is optional) or
less and who are capable of sitting upright alone; or
(3) Use only with children who weigh between ____ and ____ pounds
(____ and ____ kg) and whose height is (insert appropriate values in
English and metric units; use of word ``mass'' in label is optional) or
less.
(4) Use only with children who weigh between ____ and ____ pounds
(insert appropriate English and metric values; use of word ``mass'' is
optional) and whose height is between ____ and ____ (insert appropriate
values in English and metric units).
(g) The heading and statement specified in paragraph (1), and if
appropriate, the statements in paragraph (2) and (3). If used, the
statements in paragraphs (2) and (3) shall be bulleted and precede the
bulleted statement required by paragraph (1) after the heading.
(1) A heading as specified in S5.5.2(k)(3)(i), with the statement
``WARNING! DEATH or SERIOUS INJURY can occur,'' capitalized as written
and followed by the bulleted statement: Follow all instructions on the
child restraint and in the vehicle's owner's manual. At the
manufacturer's option, the phrase ``DEATH or SERIOUS INJURY can occur''
in the heading can be on either a white or yellow background.
(2) In the case of each built-in child restraint system which is not
intended for use in motor vehicles in certain adjustment positions or
under certain circumstances, an appropriate statement of the
manufacturers restrictions regarding those positions or circumstances.
(3) As appropriate, the statements required by the following
sections will be bulleted and placed after the statement required by
5.5.5(g)(1) in the following order: 5.5.5(g)(2), 5.5.5(f), S5.5.5(h) and
S5.5.5(i).
(h) In the case of each built-in child restraint system that has
belts designed to restrain children using them and which do not adjust
automatically to fit the child: Snugly adjust the belts provided with
this child restraint around your child.
(i) In the case of each built-in child restraint which can be used
in a rear-facing position, the following statement: Place an infant in a
rear-facing position in this child restraint.
(j) A diagram or diagrams showing the fully activated child
restraint system in infant and/or child configurations.
(k) One of the following statements, inserting an address and a U.S.
telephone number. If a manufacturer opts to provide a Web site on the
registration card as permitted in Figure 9a of this section, the
manufacturer must include the statement in part (ii):
(i) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available (preceding four words are
optional), and the restraint's model number and manufacturing date to
(insert address) or call (insert a U.S. telephone number). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
(ii) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available (preceding four words are
optional), and the restraint's model number and manufacturing date to
(insert address) or call (insert telephone number) or register online at
(insert Web site for electronic registration form). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
(l) In the case of a built-in belt-positioning seat that uses either
the vehicle's Type I or Type II belt systems or both, a statement
describing the manufacturer's recommendations for the maximum height and
weight of children who can safely occupy the system and how the booster
should be used (e.g., with or without shield) with the different vehicle
belt systems.
S5.6 Printed Instructions for Proper Use. Any labels or written
instructions provided in addition to those required
[[Page 913]]
by this section shall not obscure or confuse the meaning of the required
information or be otherwise misleading to the consumer. Any labels or
written instructions other than in the English language shall be an
accurate translation of English labels or written instructions. Unless
written in all capitals, the information required by S5.6.1 through
S5.6.3 shall be stated in sentence capitalization.
S5.6.1 Add-on child restraint systems. Each add-on child restraint
system shall be accompanied by printed installation instructions in
English that provide a step-by-step procedure, including diagrams, for
installing the system in motor vehicles, securing the system in the
vehicles, positioning a child in the system, and adjusting the system to
fit the child. For each child restraint system that has components for
attaching to a tether anchorage or a child restraint anchorage system,
the installation instructions shall include a step-by-step procedure,
including diagrams, for properly attaching to that anchorage or system.
S5.6.1.1 In a vehicle with rear designated seating positions, the
instructions shall alert vehicle owners that, according to accident
statistics, children are safer when properly restrained in the rear
seating positions than in the front seating positions.
S5.6.1.2 The instructions shall specify in general terms the types
of vehicles, the types of seating positions, and the types of vehicle
safety belts with which the add-on child restraint system can or cannot
be used.
S5.6.1.3 The instructions shall explain the primary consequences of
not following the warnings required to be labeled on the child restraint
system in accordance with S5.5.2 (g) through (k).
S5.6.1.4 The instructions for each car bed shall explain that the
car bed should position in such a way that the child's head is near the
center of the vehicle.
S5.6.1.5 The instructions shall state that add-on child restraint
systems should be securely belted to the vehicle, even when they are not
occupied, since in a crash an unsecured child restraint system may
injure other occupants.
S5.6.1.6 Each add-on child restraint system shall have a location on
the restraint for storing the manufacturer's instructions.
S5.6.1.7 One of the following statements, inserting an address and a
U.S. telephone number. If a manufacturer opts to provide a Web site on
the registration card as permitted in Figure 9a of this section, the
manufacturer must include the statement in part (ii):
(i) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available (preceding four words are
optional), and the restraint's model number and manufacturing date to
(insert address) or call (insert a U.S. telephone number). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
(ii) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available (preceding four words are
optional), and the restraint's model number and manufacturing date to
(insert address) or call (insert telephone number) or register online at
(insert Web site for electronic registration form). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
S5.6.1.8 In the case of each child restraint system that can be used
in a position so that it is facing the rear of the vehicle, the
instructions shall provide a warning against using rear-facing
restraints at seating positions equipped with air bags, and shall
explain the reasons for, and consequences of not following the warning.
The instructions shall also include a statement that owners of vehicles
with front passenger side air bags should refer to their vehicle owner's
manual for child restraint installation instructions.
S5.6.1.9 In the case of each rear-facing child restraint system that
has a means for repositioning the seating surface of the system that
allows the
[[Page 914]]
system's occupant to move from a reclined position to an upright
position during testing, the instructions shall include a warning
against impeding the ability of the restraint to change adjustment
position.
S5.6.1.10(a) For instructions for a booster seat that is recommended
for use with either a vehicle's Type I or Type II seat belt assembly,
one of the following statements, as appropriate, and the reasons for the
statement:
(1) Warning! Use only the vehicle's lap and shoulder belt system
when restraining the child in this booster seat; or,
(2) Warning! Use only the vehicle's lap belt system, or the lap belt
part of a lap/shoulder belt system with the shoulder belt placed behind
the child, when restraining the child in this seat.
(b)(1) Except as provided in S5.6.1.10(b)(2), the instructions for a
booster seat that is recommended for use with both a vehicle's Type I
and Type II seat belt assemblies shall include the following statement
and the reasons therefor: Warning! Use only the vehicle's lap belt
system, or the lap belt part of a lap/shoulder belt system with the
shoulder belt placed behind the child, when restraining the child with
the (insert description of the system element provided to restrain
forward movement of the child's torso when used with a lap belt (e.g.,
shield)), and only the vehicle's lap and shoulder belt system when using
this booster without the (insert above description).
(2) A booster seat which is recommended for use with both a
vehicle's Type I and Type II seat belt assemblies is not subject to
S5.6.1.10(b)(1) if, when the booster is used with the shield or similar
component, the booster will cause the shoulder belt to be located in a
position other than in front of the child when the booster is installed.
However, the instructions for such a booster shall include a warning to
use the booster with the vehicle's lap and shoulder belt system when
using the booster without a shield.
(c) The instructions for belt-positioning seats shall include the
statement, ``This restraint is not certified for aircraft use,'' and the
reasons for this statement.
S5.6.1.11 For harnesses that are manufactured for use on school bus
seats, the instructions must include the following statements:
``WARNING! This restraint must only be used on school bus seats.
Entire seat directly behind must be unoccupied or have restrained
occupants.'' The labeling requirement refers to a restrained occupant
as: an occupant restrained by any user appropriate vehicle restraint or
child restraint system (e.g. lap belt, lap and shoulder belt, booster,
child seat, harness . . .).
S5.6.1.12(a) Child restraint systems manufactured from February 27,
2014 to February 26, 2015. The instructions for child restraint systems
equipped with an internal harness to restrain the child and with
components to attach to a child restraint anchorage system, and for
which the combined weight of the child restraint system and the maximum
recommended child weight for use with the internal harness exceeds 65
pounds, must include the following statement: ``Do not use the lower
anchors of the child restraint anchorage system (LATCH system) to attach
this child restraint when restraining a child weighing more than ``*''
[*insert a recommended weight value in English and metric units such
that the sum of the recommended weight value and the weight of the child
restraint system does not exceed 65 pounds (29.5 kg)] with the internal
harness of the child restraint.''
(b) Child restraint systems manufactured on or after February 27,
2015. If the child restraint is designed to meet the requirements of
this standard when installed by the child restraint anchorage system
according to S5.3.2, the installation diagram showing the child
restraint system installed using a child restraint anchorage system must
meet the specifications in S5.5.2(l)(3).
S5.6.2 Built-in child restraint systems. (a) Each built-in child
restraint system shall be accompanied by printed instructions in English
that provide a step-by-step procedure, including diagrams, for
activating the restraint system, positioning a child in the system,
adjusting the restraint and, if provided, the restraint harness to fit
the child. The instructions for each built-in car bed shall explain that
the child should
[[Page 915]]
be positioned in the bed in such a way that the child's head is near the
center of the vehicle.
(b) Each motor vehicle equipped with a factory-installed built-in
child restraint shall have the information specified in paragraph (a) of
this section included in its vehicle owner's manual.
S5.6.2.1 The instructions shall explain the primary consequences of
not following the manufacturer's warnings for proper use of the child
restraint system in accordance with S5.5.5 (f) through (i).
S5.6.2.2 The instructions for each built-in child restraint system
other than a factory-installed restraint, shall include one of the
following statements, inserting an address and a U.S. telephone number.
If a manufacturer opts to provide a Web site on the registration card as
permitted in Figure 9a of this section, the manufacturer must include
the statement in part (ii):
(i) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available (preceding four words are
optional), and the restraint's model number and manufacturing date to
(insert address) or call (insert a U.S. telephone number). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
(ii) ``Child restraints could be recalled for safety reasons. You
must register this restraint to be reached in a recall. Send your name,
address, e-mail address if available (preceding four words are
optional), and the restraint's model number and manufacturing date to
(insert address) or call (insert U.S. telephone number) or register
online at (insert Web site for electronic registration form). For recall
information, call the U.S. Government's Vehicle Safety Hotline at 1-888-
327-4236 (TTY: 1-800-424-9153), or go to http://www.NHTSA.gov.''
S5.6.2.3. Each built-in child restraint system other than a factory-
installed built-in restraint, shall have a location on the restraint for
storing the instructions.
S5.6.2.4 Each built-in child restraint system, other than a system
that has been installed in a vehicle or a factory-installed built-in
system that is designed for a specific vehicle model and seating
position, shall be accompanied by instructions in English that provide a
step-by-step procedure for installing the system in a motor vehicle. The
instructions shall specify the types of vehicles and the seating
positions into which the restraint can or cannot be installed. The
instructions for each car bed shall explain that the bed should be
installed so that the child's head will be near the center of the
vehicle.
S5.6.2.5 In the case of a built-in belt-positioning seat that uses
either the vehicle's Type I or Type II belt systems or both, the
instructions shall include a statement describing the manufacturer's
recommendations for the maximum height and weight of children who can
safely occupy the system and how the booster must be used with the
vehicle belt systems appropriate for the booster seat. The instructions
shall explain the consequences of not following the directions. The
instructions shall specify that, if the booster seat is recommended for
use with only the lap-belt part of a Type II assembly, the shoulder belt
portion of the assembly must be placed behind the child.
S5.6.3 Add-on and built-in child restraint systems. In the case of
each child restraint system that has belts designed to restrain children
using them and which do not adjust automatically to fit the child, the
printed instructions shall include the following statement: A snug strap
should not allow any slack. It lies in a relatively straight line
without sagging. It does not press on the child's flesh or push the
child's body into an unnatural position.
S5.7 Flammability. Each material used in a child restraint system
shall conform to the requirements of S4 of FMVSS No. 302 (571.302). In
the case of a built-in child restraint system, the requirements of S4 of
FMVSS No. 302 shall be met in both the ``in-use'' and ``stowed''
positions.
S5.8 Information requirements--attached registration form and
electronic registration form.
S5.8.1 Attached registration form.
[[Page 916]]
(a) Each child restraint system, except a factory-installed built-in
restraint system, shall have a registration form attached to any surface
of the restraint that contacts the dummy when the dummy is positioned in
the system in accordance with S6.1.2 of Standard 213.
(b) Each attached form shall:
(1) Consist of a postcard that is attached at a perforation to an
informational card;
(2) Conform in size, content and format to Figures 9a and 9b of this
section; and
(3) Have a thickness of at least 0.007 inches and not more than
0.0095 inches.
(c) Each postcard shall provide the model name or number and date of
manufacture (month, year) of the child restraint system to which the
form is attached, shall contain space for the purchaser to record his or
her name, mailing address, and at the manufacturer's option, e-mail
address, shall be addressed to the manufacturer, and shall be postage
paid. No other information shall appear on the postcard, except
identifying information that distinguishes a particular child restraint
system from other systems of that model name or number may be preprinted
in the shaded area of the postcard, as shown in figure 9a.
(d) Manufacturers may voluntarily provide a web address on the
informational card enabling owners to register child restraints online,
provided that the Web address is a direct link to the electronic
registration form meeting the requirements of S5.8.2 of this section.
S5.8.2 Electronic registration form.
(a) Each electronic registration form must meet the requirements of
this S5.8.2. Each form shall:
(1) Contain the following statements at the top of the form:
(i) ``FOR YOUR CHILD'S CONTINUED SAFETY'' (Displayed in bold type
face, caps, and minimum 12 point type.)
(ii) ``Although child restraint systems undergo testing and
evaluation, it is possible that a child restraint could be recalled.''
(Displayed in bold typeface, caps and lower case, and minimum 12 point
type.)
(iii) ``In case of a recall, we can reach you only if we have your
name and address, so please fill in the registration form to be on our
recall list.'' (Displayed in bold typeface, caps and lower case, and
minimum 12 point type.)
(iv) ``In order to properly register your child restraint system,
you will need to provide the model number, serial number and date of
manufacture. This information is printed on the registration card and
can also be found on a white label located on the back of the child
restraint system.'' (Displayed in bold typeface, caps and lower case,
and minimum 12 point type.)
(v) ``This registration is only applicable to child restraint
systems purchased in the United States.'' (Displayed in bold typeface,
caps and lower case, and minimum 12 point type.)
(2) Provide as required registration fields, space for the purchaser
to record the model name or number and date of manufacture (month, year)
of the child restraint system, and space for the purchaser to record his
or her name and mailing address. At the manufacturer's option, a space
is provided for the purchaser to record his or her e-mail address.
(b) No other information shall appear on the electronic registration
form, except for information identifying the manufacturer or a link to
the manufacturer's home page, a field to confirm submission, and a
prompt to indicate any incomplete or invalid fields prior to submission.
Accessing the web page that contains the electronic registration form
shall not cause additional screens or electronic banners to appear.
(c) The electronic registration form shall be accessed directly by
the web address that the manufacturer printed on the attached
registration form. The form must appear on screen when the consumer has
inputted the web address provided by the manufacturer, without any
further keystrokes on the keyboard or clicks of the mouse.
S5.9 Attachment to child restraint anchorage system.
(a) Each add-on child restraint anchorage system manufactured on or
after September 1, 2002, other than a car bed, harness and belt-
positioning
[[Page 917]]
seat, shall have components permanently attached to the system that
enable the restraint to be securely fastened to the lower anchorages of
the child restraint anchorage system specified in Standard No. 225
(Sec. 571.225) and depicted in Drawing Package SAS-100-1000, Standard
Seat Belt Assembly with Addendum A or in Drawing Package, ``NHTSA
Standard Seat Assembly; FMVSS No. 213, No. NHTSA-213-2003'' (both
incorporated by reference, see Sec. 571.5). The components must be
attached by use of a tool, such as a screwdriver. In the case of rear-
facing child restraints with detachable bases, only the base is required
to have the components.
(b) In the case of each child restraint system that is manufactured
on or after September 1, 1999 and that has components for attaching the
system to a tether anchorage, those components shall include a tether
hook that conforms to the configuration and geometry specified in Figure
11 of this standard.
(c) In the case of each child restraint system that is manufactured
on or after September 1, 1999 and that has components, including belt
webbing, for attaching the system to a tether anchorage or to a child
restraint anchorage system, the belt webbing shall be adjustable so that
the child restraint can be tightly attached to the vehicle.
(d) Beginning September 1, 1999, each child restraint system with
components that enable the restraint to be securely fastened to the
lower anchorages of a child restraint anchorage system, other than a
system with hooks for attaching to the lower anchorages, shall provide
either an indication when each attachment to the lower anchorages
becomes fully latched or attached, or a visual indication that all
attachments to the lower anchorages are fully latched or attached.
Visual indications shall be detectable under normal daylight lighting
conditions.
S6. Test conditions and procedures.
S6.1 Dynamic systems test for child restraint systems.
The test conditions described in S6.1.1 apply to the dynamic systems
test. The test procedure for the dynamic systems test is specified in
S6.1.2. The test dummy specified in S7 is placed in the test specimen
(child restraint), clothed as described in S9 and positioned according
to S10.
S6.1.1 Test conditions.
(a) Test devices.
(1) Add-on child restraints.
(i) [Reserved]
(ii) The test device for add-on restraint systems manufactured on or
after August 1, 2005 is a standard seat assembly consisting of a
simulated vehicle bench seat, with three seating positions, which is
depicted in Drawing Package, ``NHTSA Standard Seat Assembly; FMVSS No.
213, No. NHTSA-213-2003,'' (consisting of drawings and a bill of
materials) dated June 3, 2003 (incorporated by reference; see Sec.
571.5). The assembly is mounted on a dynamic test platform so that the
center SORL of the seat is parallel to the direction of the test
platform travel and so that movement between the base of the assembly
and the platform is prevented.
(2) The test device for built-in child restraint systems is either
the specific vehicle shell or the specific vehicle.
(i) Specific vehicle shell.
(A) The specific vehicle shell, if selected for testing, is mounted
on a dynamic test platform so that the longitudinal center line of the
shell is parallel to the direction of the test platform travel and so
that movement between the base of the shell and the platform is
prevented. Adjustable seats are in the adjustment position midway
between the forwardmost and rearmost positions, and if separately
adjustable in a vertical direction, are at the lowest position. If an
adjustment position does not exist midway between the forwardmost and
rearmost position, the closest adjustment position to the rear of the
midpoint is used. Adjustable seat backs are in the manufacturer's
nominal design riding position. If such a position is not specified, the
seat back is positioned so that the longitudinal center line of the
child test dummy's neck is vertical, and if an instrumented test dummy
is used, the accelerometer surfaces in the dummy's head and thorax, as
positioned in the vehicle, are horizontal. If the vehicle seat is
equipped with adjustable head restraints, each is adjusted to its
highest adjustment position.
[[Page 918]]
(B) The platform is instrumented with an accelerometer and data
processing system having a frequency response of 60 Hz channel class as
specified in SAE Recommended Practice J211 (1980) (incorporated by
reference, see Sec. 571.5). The accelerometer sensitive axis is
parallel to the direction of test platform travel.
(ii) Specific vehicle. For built-in child restraint systems, an
alternate test device is the specific vehicle into which the built-in
system is fabricated. The following test conditions apply to this
alternate test device.
(A) The vehicle is loaded to its unloaded vehicle weight plus its
rated cargo and luggage capacity weight, secured in the luggage area,
plus the appropriate child test dummy and, at the vehicle manufacturer's
option, an anthropomorphic test dummy which conforms to the requirements
of subpart B or subpart E of part 572 of this title for a 50th
percentile adult male dummy placed in the front outboard seating
position. If the built-in child restraint system is installed at one of
the seating positions otherwise requiring the placement of a part 572
test dummy, then in the frontal barrier crash specified in (c), the
appropriate child test dummy shall be substituted for the part 572 adult
dummy, but only at that seating position. The fuel tank is filled to any
level from 90 to 95 percent of capacity.
(B) Adjustable seats are in the adjustment position midway between
the forward-most and rearmost positions, and if separately adjustable in
a vehicle direction, are at the lowest position. If an adjustment
position does not exist midway between the forward-most and rearmost
positions, the closest adjustment position to the rear of the midpoint
is used.
(C) Adjustable seat backs are in the manufacturer's nominal design
riding position. If a nominal position is not specified, the seat back
is positioned so that the longitudinal center line of the child test
dummy's neck is vertical, and if an anthropomorphic test dummy is used,
the accelerometer surfaces in the test dummy's head and thorax, as
positioned in the vehicle, are horizontal. If the vehicle is equipped
with adjustable head restraints, each is adjusted to its highest
adjustment position.
(D) Movable vehicle windows and vents are, at the manufacturer's
option, placed in the fully closed position.
(E) Convertibles and open-body type vehicles have the top, if any,
in place in the closed passenger compartment configuration.
(F) Doors are fully closed and latched but not locked.
(G) All instrumentation and data reduction is in conformance with
SAE Recommended Practice J211 (1980) (incorporated by reference, see
Sec. 571.5).
(b) The tests are frontal barrier impact simulations of the test
platform or frontal barrier crashes of the specific vehicles as
specified in S5.1 of Sec. 571.208 and for:
(1) Test Configuration I, are at a velocity change of 48 km/h with
the acceleration of the test platform entirely within the curve shown in
Figure 2 (for child restraints manufactured before August 1, 2005) or in
Figure 2A (for child restraints manufactured on or after August 1,
2005), or for the specific vehicle test with the deceleration produced
in a 48 km/h frontal barrier crash.
(2) Test Configuration II, are set at a velocity change of 32 km/h
with the acceleration of the test platform entirely within the curve
shown in Figure 3, or for the specific vehicle test, with the
deceleration produced in a 32 km/h frontal barrier crash.
(c) As illustrated in Figures 1A and 1B of this standard, attached
to the seat belt anchorage points provided on the standard seat assembly
are Type 1 seat belt assemblies in the case of add-on child restraint
systems other than belt-positioning seats, or Type 2 seat belt
assemblies in the case of belt-positioning seats. These seat belt
assemblies meet the requirements of Standard No. 209 (Sec. 571.209) and
have webbing with a width of not more than 2 inches, and are attached to
the anchorage points without the use of retractors or reels of any kind.
As illustrated in Figures 1A'' and 1B'' of this standard, attached to
the standard seat assembly is a child restraint anchorage system
conforming to the specifications of Standard No. 225 (Sec. 571.225), in
the case
[[Page 919]]
of add-on child restraint systems other than belt-positioning booster
seats.
(d)(1) When using the test dummy specified in 49 CFR part 572,
subparts I and K, performance tests under S6.1 are conducted at any
ambient temperature from 19 [deg]C to 26 [deg]C and at any relative
humidity from 10 percent to 70 percent.
(2) When using the test dummies specified in 49 CFR part 572,
subparts N, P, R or T, performance tests under S6.1 are conducted at any
ambient temperature from 20.6 [deg]C to 22.2 [deg]C and at any relative
humidity from 10 percent to 70 percent.
(e) In the case of add-on child restraint systems, the restraint
shall meet the requirements of S5 at each of its seat back angle
adjustment positions and restraint belt routing positions, when the
restraint is oriented in the direction recommended by the manufacturer
(e.g., forward, rearward or laterally) pursuant to S5.6, and tested with
the test dummy specified in S7.
S6.1.2 Dynamic test procedure.
(a) Activate the built-in child restraint or attach the add-on child
restraint to the seat assembly as described below:
(1) Test configuration I.
(i) Child restraints other than belt-positioning seats. Attach the
child restraint in any of the following manners specified in
S6.1.2(a)(1)(i)(A) through (D), unless otherwise specified in this
standard.
(A) Install the child restraint system at the center seating
position of the standard seat assembly, in accordance with the
manufacturer's instructions provided with the system pursuant to S5.6.1,
except that the standard lap belt is used and, if provided, a tether
strap may be used. For harnesses that bear the label shown in Figure 12
and that meet S5.3.1(b)(1) through S5.3.1(b)(3), attach the harness in
accordance with the manufacturer's instructions provided with the system
pursuant to S5.6.1, i.e., the seat back mount is used.
(B) Except for a child harness, a backless child restraint system
with a tether strap, and a restraint designed for use by physically
handicapped children, install the child restraint system at the center
seating position of the standard seat assembly as in S6.1.2(a)(1)(i)(A),
except that no tether strap (or any other supplemental device) is used.
(C) Install the child restraint system using the child restraint
anchorage system at the center seating position of the standard seat
assembly in accordance with the manufacturer's instructions provided
with the system pursuant to S5.6.1. The tether strap, if one is
provided, is attached to the tether anchorage.
(D) Install the child restraint system using only the lower
anchorages of the child restraint anchorage system as in
S6.1.2(a)(1)(i)(C). No tether strap (or any other supplemental device)
is used.
(ii) Belt-positioning seats. A belt-positioning seat is attached to
either outboard seating position of the standard seat assembly in
accordance with the manufacturer's instructions provided with the system
pursuant to S5.6.1 using only the standard vehicle lap and shoulder belt
and no tether (or any other supplemental device). Place the belt-
positioning seat on the standard seat assembly such that the center
plane of the belt-positioning seat is parallel and aligned to the center
plane of the outboard seating positions on the standard seat assembly
and the base of the belt-positioning seat is flat on the standard seat
assembly cushion. Move the belt-positioning seat rearward on the
standard seat assembly until some part of the belt-positioning seat
touches the standard seat assembly back. Keep the belt-positioning seat
and the seating position center plane aligned as much as possible. Apply
133 N (30 pounds) of force to the front of the belt-positioning seat
rearward into the standard seat assembly and release.
(iii) In the case of each built-in child restraint system, activate
the restraint in the specific vehicle shell or the specific vehicle, in
accordance with the manufacturer's instructions provided in accordance
with S5.6.2.
(2) Test configuration II. (i) In the case of each add-on child
restraint system which is equipped with a fixed or movable surface
described in S5.2.2.2, or a backless child restraint system with a top
anchorage strap, install the add-on child restraint system at the center
seating position of the standard seat assembly using only the standard
seat
[[Page 920]]
lap belt to secure the system to the standard seat.
(ii) In the case of each built-in child restraint system which is
equipped with a fixed or movable surface described in S5.2.2.2, or a
built-in booster seat with a top anchorage strap, activate the system in
the specific vehicle shell or the specific vehicle in accordance with
the manufacturer's instructions provided in accordance with S5.6.2.
(b) Select any dummy specified in S7 for testing systems for use by
children of the heights and weights for which the system is recommended
in accordance with S5.5. The dummy is assembled, clothed and prepared as
specified in S7 and S9 and Part 572 of this chapter, as appropriate.
(c) Place the dummy in the child restraint. Position it, and attach
the child restraint belts, if appropriate, as specified in S10.
(d) Belt adjustment.
(1) Add-on systems other than belt-positioning seats.
(i) If appropriate, shoulder and pelvic belts that directly restrain
the dummy shall be adjusted as follows: Tighten the belts until a 9 N
force applied (as illustrated in figure 5) to the webbing at the top of
each dummy shoulder and to the pelvic webbing 50 mm on either side of
the torso midsagittal plane pulls the webbing 7 mm from the dummy.
(ii) All Type I belt systems used to attach an add-on child
restraint system to the standard seat assembly, and any provided
additional anchorage belt (tether), are tightened to a tension of not
less than 53.5 N and not more than 67 N, as measured by a load cell used
on the webbing portion of the belt. All belt systems used to attach a
harness that bears the label shown in Figure 12 and that meets
S5.3.1(b)(i) through S5.3.1(b)(iii) are also tightened to a tension of
not less than 53.5 N and not more than 67 N, by measurement means
specified in this paragraph.
(iii) When attaching a child restraint system to the tether
anchorage and the child restraint anchorage system on the standard seat
assembly, tighten all belt systems used to attach the restraint to the
standard seat assembly to a tension of not less than 53.5 N and not more
than 67 N, as measured by a load cell or other suitable means used on
the webbing portion of the belt.
(2) Add-on belt-positioning seats.
(i) The lap portion of Type II belt systems used to restrain the
dummy is tightened to a tension of not less than 9 N (2 pounds) and not
more than 18 N (4 pounds).
(ii) The shoulder portion of Type II belt systems used to restrain
the dummy is tightened to a tension of not less than 9 N (2 pounds) and
not more than 18 N (4 pounds).
(3) Built-in child restraint systems.
(i) The lap portion of Type II belt systems used to secure a dummy
to the built-in child restraint system is tightened to a tension of not
less than 53.5 N and not more than 67 N, as measured by a load cell used
on the webbing portion of the belt.
(ii) The shoulder portion of Type II belt systems used to secure a
child is tightened to a tension of not less than 9 N and not more than
18 N, as measured by a load cell used on the webbing portion of the
belt.
(iii) If provided, and if appropriate to attach the child restraint
belts under S10, shoulder (other than the shoulder portion of a Type II
vehicle belt system) and pelvic belts that directly restrain the dummy
shall be adjusted as follows: Tighten the belts until a 9 N force
applied (as illustrated in figure 5) to the webbing at the top of each
dummy shoulder and to the pelvic webbing 50 mm on either side of the
torso midsagittal plane pulls the webbing 7 mm from the dummy.
(e) Accelerate the test platform to simulate frontal impact in
accordance with Test Configuration I or II, as appropriate.
(f) Determine conformance with the requirements in S5.1.
S6.2 Buckle release test procedure.
The belt assembly buckles used in any child restraint system shall
be tested in accordance with S6.2.1 through S6.2.4 inclusive.
S6.2.1 Before conducting the testing specified in S6.1, place the
loaded buckle on a hard, flat, horizontal surface. Each belt end of the
buckle shall be pre-loaded in the following manner. The anchor end of
the buckle shall be loaded with a 9 N force in the direction
[[Page 921]]
away from the buckle. In the case of buckles designed to secure a single
latch plate, the belt latch plate end of the buckle shall be pre-loaded
with a 9 N force in the direction away from the buckle. In the case of
buckles designed to secure two or more latch plates, the belt latch
plate ends of the buckle shall be loaded equally so that the total load
is 9 N, in the direction away from the buckle. For pushbutton-release
buckles, the release force shall be applied by a conical surface (cone
angle not exceeding 90 degrees). For pushbutton-release mechanisms with
a fixed edge (referred to in Figure 7 as ``hinged button''), the release
force shall be applied at the centerline of the button, 3 mm away from
the movable edge directly opposite the fixed edge, and in the direction
that produces maximum releasing effect. For pushbutton-release
mechanisms with no fixed edge (referred to in Figure 7 as ``floating
button''), the release force shall be applied at the center of the
release mechanism in the direction that produces the maximum releasing
effect. For all other buckle release mechanisms, the force shall be
applied on the centerline of the buckle lever or finger tab in the
direction that produces the maximum releasing effect. Measure the force
required to release the buckle. Figure 7 illustrates the loading for the
different buckles and the point where the release force should be
applied, and Figure 8 illustrates the conical surface used to apply the
release force to pushbutton-release buckles.
S6.2.2 After completion of the testing specified in S6.1 and before
the buckle is unlatched, tie a self-adjusting sling to each wrist and
ankle of the test dummy in the manner illustrated in Figure 4, without
disturbing the belted dummy and the child restraint system.
S6.2.3 Pull the sling tied to the dummy restrained in the child
restraint system and apply the following force: 50 N for a system tested
with a newborn dummy (49 CFR part 572, subpart K); 90 N for a system
tested with a 12-month-old dummy (49 CFR part 572, subpart R); 200 N for
a system tested with a 3-year-old dummy (49 CFR part 572, subpart P);
270 N for a system tested with a 6-year-old dummy (49 CFR part 572,
subpart N or I); 350 N for a system tested with a weighted 6-year-old
dummy (49 CFR part 572, subpart S); or 437 N for a system tested with a
10-year-old dummy (49 CFR part 572, subpart T). The force is applied in
the manner illustrated in Figure 4 and as follows:
(a) Add-on Child Restraints. For an add-on child restraint other
than a car bed, apply the specified force by pulling the sling
horizontally and parallel to the SORL of the standard seat assembly. For
a car bed, apply the force by pulling the sling vertically.
(b) Built-in Child Restraints. For a built-in child restraint other
than a car bed, apply the force by pulling the sling parallel to the
longitudinal centerline of the specific vehicle shell or the specific
vehicle. In the case of a car bed, apply the force by pulling the sling
vertically.
S6.2.4 While applying the force specified in S6.2.3, and using the
device shown in Figure 8 for pushbutton-release buckles, apply the
release force in the manner and location specified in S6.2.1, for that
type of buckle. Measure the force required to release the buckle.
S6.3 [Reserved]
S7 Test dummies. (Subparts referenced in this section are of part
572 of this chapter.) S7.1 Dummy selection. Select any dummy specified
in S7.1.1, S7.1.2 or S7.1.3, as appropriate, for testing systems for use
by children of the height and mass for which the system is recommended
in accordance with S5.5. A child restraint that meets the criteria in
two or more of the following paragraphs in S7 may be tested with any of
the test dummies specified in those paragraphs.
S7.1.1 [Reserved]
S7.1.2 Child restraints that are manufactured on or after August 1,
2005, are subject to the following provisions and S7.1.3.
(a) A child restraint that is recommended by its manufacturer in
accordance with S5.5 for use either by children in a specified mass
range that includes any children having a mass of not greater than 5 kg,
or by children in a specified height range that includes
[[Page 922]]
any children whose height is not greater than 650 mm, is tested with a
newborn test dummy conforming to part 572 subpart K.
(b) A child restraint that is recommended by its manufacturer in
accordance with S5.5 for use either by children in a specified mass
range that includes any children having a mass greater than 5 but not
greater than 10 kg, or by children in a specified height range that
includes any children whose height is greater than 650 mm but not
greater than 850 mm, is tested with a newborn test dummy conforming to
part 572 subpart K, and a 12-month-old test dummy conforming to part 572
subpart R.
(c) A child restraint that is recommended by its manufacturer in
accordance with S5.5 for use either by children in a specified mass
range that includes any children having a mass greater than 10 kg but
not greater than 18 kg, or by children in a specified height range that
includes any children whose height is greater than 850 mm but not
greater than 1100 mm, is tested with a 12-month-old test dummy
conforming to part 572 subpart R, and a 3-year-old test dummy conforming
to part 572 subpart P and S7.2, provided, however, that the 12-month-old
dummy is not used to test a booster seat.
(d) A child restraint that is recommended by its manufacturer in
accordance with S5.5 for use either by children in a specified mass
range that includes any children having a mass greater than 18 kg (40
lb) but not greater than 22.7 (50 lb), or by children in a specified
height range that includes any children whose height is greater than
1100 mm but not greater than 1250 mm is tested with a 49 CFR part 572,
subpart N dummy (Hybrid III 6-year-old dummy).
(e) A child restraint that is recommended by its manufacturer in
accordance with S5.5 for use either by children in a specified mass
range that includes any children having a mass greater than 22.7 kg (50
lb) but not greater than 30 kg (65 lb) or by children in a specified
height range that includes any children whose height is greater than
1100 mm but not greater than 1250 mm is tested with a 49 CFR part 572,
subpart N dummy (Hybrid III 6-year-old dummy) and with a part 572,
subpart S dummy (Hybrid III 6-year-old weighted dummy).
(f) A child restraint that is recommended by its manufacturer in
accordance with S5.5 for use either by children in a specified mass
range that includes any children having a mass greater than 30 kg (65
lb) or by children in a specified height range that includes any
children whose height is greater than 1250 mm is tested with a 49 CFR
part 572, subpart T dummy (Hybrid III 10-year-old dummy).
S7.1.3 Voluntary use of alternative dummies. At the manufacturer's
option (with said option irrevocably selected prior to, or at the time
of, certification of the restraint), when this section specifies use of
the 49 CFR part 572, subpart N (Hybrid III 6-year-old dummy) test dummy,
the test dummy specified in 49 CFR part 572, subpart I (Hybrid II 6-
year-old dummy) may be used in place of the subpart N test dummy.
S8 Requirements, test conditions, and procedures for child restraint
systems manufactured for use in aircraft. Each child restraint system
manufactured for use in both motor vehicles and aircraft must comply
with all of the applicable requirements specified in Section S5 and with
the additional requirements specified in S8.1 and S8.2.
S8.1 Installation instructions. Each child restraint system
manufactured for use in aircraft shall be accompanied by printed
instructions in English that provide a step-by-step procedure, including
diagrams, for installing the system in aircraft passenger seats,
securing a child in the system when it is installed in aircraft, and
adjusting the system to fit the child.
S8.2 Inversion test. When tested in accordance with S8.2.1 through
S8.2.5, each child restraint system manufactured for use in aircraft
shall meet the requirements of S8.2.1 through S8.2.6. The manufacturer
may, at its option, use any seat which is a representative aircraft
passenger seat within the meaning of S4. Each system shall meet the
requirements at each of the restraint's seat back angle adjustment
positions and restraint belt routing positions, when the restraint is
oriented in the direction recommended by the
[[Page 923]]
manufacturer (e.g., facing forward, rearward or laterally) pursuant to
S8.1, and tested with the test dummy specified in S7. If the
manufacturer recommendations do not include instructions for orienting
the restraint in aircraft when the restraint seat back angle is adjusted
to any position, position the restraint on the aircraft seat by
following the instructions (provided in accordance with S5.6) for
orienting the restraint in motor vehicles.
S8.2.1 A standard seat assembly consisting of a representative
aircraft passenger seat shall be positioned and adjusted so that its
horizontal and vertical orientation and its seat back angle are the same
as shown in Figure 6.
S8.2.2 The child restraint system shall be attached to the
representative aircraft passenger seat using, at the manufacturer's
option, any Federal Aviation Administration approved aircraft safety
belt, according to the restraint manufacturer's instructions for
attaching the restraint to an aircraft seat. No supplementary anchorage
belts or tether straps may be attached; however, Federal Aviation
Administration approved safety belt extensions may be used.
S8.2.3 In accordance with S10, place in the child restraint any
dummy specified in S7 for testing systems for use by children of the
heights and weights for which the system is recommended in accordance
with S5.5 and S8.1.
S8.2.4 If provided, shoulder and pelvic belts that directly restrain
the dummy shall be adjusted in accordance with S6.1.2.
S8.2.5 The combination of representative aircraft passenger seat,
child restraint, and test dummy shall be rotated forward around a
horizontal axis which is contained in the median transverse vertical
plane of the seating surface portion of the aircraft seat and is located
25 mm below the bottom of the seat frame, at a speed of 35 to 45 degrees
per second, to an angle of 180 degrees. The rotation shall be stopped
when it reaches that angle and the seat shall be held in this position
for three seconds. The child restraint shall not fall out of the
aircraft safety belt nor shall the test dummy fall out of the child
restraint at any time during the rotation or the three second period.
The specified rate of rotation shall be attained in not less than one
half second and not more than one second, and the rotating combination
shall be brought to a stop in not less than one half second and not more
than one second.
S8.2.6 Repeat the procedures set forth in S8.2.1 through S8.2.4. The
combination of the representative aircraft passenger seat, child
restraint, and test dummy shall be rotated sideways around a horizontal
axis which is contained in the median longitudinal vertical plane of the
seating surface portion of the aircraft seat and is located 25 mm below
the bottom of the seat frame, at a speed of 35 to 45 degrees per second,
to an angle of 180 degrees. The rotation shall be stopped when it
reaches that angle and the seat shall be held in this position for three
seconds. The child restraint shall not fall out of the aircraft safety
belt nor shall the test dummy fall out of the child restraint at any
time during the rotation or the three second period. The specified rate
of rotation shall be attained in not less than one half second and not
more than one second, and the rotating combination shall be brought to a
stop in not less than one half second and not more than one second.
S9 Dummy clothing and preparation.
S9.1 Type of clothing.
(a) Newborn dummy. When used in testing under this standard, the
dummy is unclothed.
(b) [Reserved]
(c) 12-month-old dummy (49 CFR part 572, subpart R). When used in
testing under this standard, the dummy specified in 49 CFR part 572,
subparts R, is clothed in a cotton-polyester based tight fitting sweat
shirt with long sleeves and ankle long pants whose combined weight is
not more than 0.25 kg.
(d) Hybrid II three-year-old and Hybrid II six-year-old dummies (49
CFR part 572, subparts C and I). When used in testing under this
standard, the dummies specified in 49 CFR part 572, subparts C and I,
are clothed in thermal knit, waffle-weave polyester and cotton underwear
or equivalent, a size 4 long-sleeved shirt (3-year-old dummy) or a size
5
[[Page 924]]
long-sleeved shirt (6-year-old dummy) having a mass of 0.090 kg, a size
4 pair of long pants having a mass of 0.090 kg, and cut off just far
enough above the knee to allow the knee target to be visible, and size
7M sneakers (3-year-old dummy) or size 12\1/2\M sneakers (6-year-old
dummy) with rubber toe caps, uppers of dacron and cotton or nylon and a
total mass of 0.453 kg.
(e) Hybrid III 3-year-old dummy (49 CFR part 572, subpart P). When
used in testing under this standard, the dummy specified in 49 CFR Part
572, Subpart P, is clothed as specified in that subpart, except that the
shoes are children's size 8 canvas oxford style sneakers weighing not
more than 0.26 kg each.
(f) Hybrid III 6-year-old dummy (49 CFR part 572, subpart N) and
Hybrid III 6-year-old weighted dummy (49 CFR part 572, subpart S), and
Hybrid III 10-year-old dummy (49 CFR part 572, subpart T). When used in
testing under this standard, the dummies specified in 49 CFR part 572,
subparts N and S, are clothed as specified in subpart N and with child
or youth size 13 M sneakers weighing not more than 0.45 kg each. When
used in testing under this standard, the dummy specified in 49 CFR part
572, subpart T, is clothed as specified in subpart T and with youth size
3 sneakers weighing not more than 0.6 kg each.
S9.2 Preparing clothing. Clothing other than the shoes is machined-
washed in 71 [deg]C to 82 [deg]C and machine-dried at 49 [deg]C to 60
[deg]C for 30 minutes.
S9.3 Preparing dummies. (Subparts referenced in this section are of
Part 572 of this chapter.)
S9.3.1 When using the test dummies conforming to part 572 C, I, or
K, prepare the dummies as specified in this paragraph. Before being used
in testing under this standard, dummies must be conditioned at any
ambient temperature from 19 [deg] C to 25.5 [deg] C and at any relative
humidity from 10 percent to 70 percent, for at least 4 hours.
S9.3.2 When using the test dummies conforming to part 572 subparts
N, P, R, S or T, prepare the dummies as specified in this paragraph.
Before being used in testing under this standard, dummies must be
conditioned at any ambient temperature from 20.6[deg] to 22.2[deg]C and
at any relative humidity from 10 percent to 70 percent, for at least 4
hours.
S10 Positioning the dummy and attaching the system belts.
S10.1 Car beds. Place the test dummy in the car bed in the supine
position with its midsagittal plane perpendicular to the center SORL of
the standard seat assembly, in the case of an add-on car bed, or
perpendicular to the longitudinal axis of the specific vehicle shell or
the specific vehicle, in the case of a built-in car bed. Position the
dummy within the car bed in accordance with the instructions for child
positioning that the bed manufacturer provided with the bed in
accordance with S5.6.
S10.2 Restraints other than car beds.
S10.2.1 Newborn dummy and 12-month-old dummy. Position the test
dummy according to the instructions for child positioning that the
manufacturer provided with the system under S5.6.1 or S5.6.2, while
conforming to the following:
(a) [Reserved]
(b)(1) [Reserved]
(2) When testing rear-facing child restraint systems, place the
newborn, or 12-month-old dummy in the child restraint system so that the
back of the dummy torso contacts the back support surface of the system.
For a child restraint system which is equipped with a fixed or movable
surface described in S5.2.2.2 which is being tested under the conditions
of test configuration II, do not attach any of the child restraint belts
unless they are an integral part of the fixed or movable surface. For
all other child restraint systems and for a child restraint system with
a fixed or movable surface which is being tested under the conditions of
test configuration I, attach all appropriate child restraint belts and
tighten them as specified in S6.1.2. Attach all appropriate vehicle
belts and tighten them as specified in S6.1.2. Position each movable
surface in accordance with the instructions that the manufacturer
provided under S5.6.1 or S5.6.2. If the dummy's head does not remain in
the proper position, tape it against the front of the seat back surface
of the system by means of a single thickness of 6 mm-wide paper masking
tape
[[Page 925]]
placed across the center of the dummy's face.
(c)(1)(i) When testing forward-facing child restraint systems,
extend the arms of the 12-month old test dummy as far as possible in the
upward vertical direction. Extend the legs of the 12-month-old test
dummy as far as possible in the forward horizontal direction, with the
dummy feet perpendicular to the centerline of the lower legs. Using a
flat square surface with an area of 2,580 square mm, apply a force of
178 N, perpendicular to:
(A) The plane of the back of the standard seat assembly, in the case
of an add-on system, or
(B) The back of the vehicle seat in the specific vehicle shell or
the specific vehicle, in the case of a built-in system, first against
the dummy crotch and then at the dummy thorax in the midsagittal plane
of the dummy. For a child restraint system with a fixed or movable
surface described in S5.2.2.2, which is being tested under the
conditions of test configuration II, do not attach any of the child
restraint belts unless they are an integral part of the fixed or movable
surface. For all other child restraint systems and for a child restraint
system with a fixed or movable surface which is being tested under the
conditions of test configuration I, attach all appropriate child
restraint belts and tighten them as specified in S6.1.2. Attach all
appropriate vehicle belts and tighten them as specified in S6.1.2.
Position each movable surface in accordance with the instructions that
the manufacturer provided under S5.6.1 or S5.6.2.
(ii) After the steps specified in paragraph (c)(1)(i) of this
section, rotate each dummy limb downwards in the plane parallel to the
dummy's midsagittal plane until the limb contacts a surface of the child
restraint system or the standard seat assembly, in the case of an add-on
system, or the specific vehicle shell or specific vehicle, in the case
of a built-in system, as appropriate. Position the limbs, if necessary,
so that limb placement does not inhibit torso or head movement in tests
conducted under S6.
(2) When testing rear-facing child restraint systems, extend the
dummy's arms vertically upwards and then rotate each arm downward toward
the dummy's lower body until the arm contacts a surface of the child
restraint system or the standard seat assembly in the case of an add-on
child restraint system, or the specific vehicle shell or the specific
vehicle, in the case of a built-in child restraint system. Ensure that
no arm is restrained from movement in other than the downward direction,
by any part of the system or the belts used to anchor the system to the
standard seat assembly, the specific shell, or the specific vehicle.
S10.2.2 Other dummies generally. When using: (1) the Hybrid III 3-
year-old (part 572, subpart P), Hybrid II 6-year-old (part 572, subpart
I), and Hybrid III weighted 6-year-old (part 572, subpart S) in child
restraint systems including belt-positioning seats; (2) the Hybrid III
6-year-old (part 572, subpart N) and the Hybrid III 10-year-old (part
572, subpart T) in child restraint systems other than belt-positioning
seats, position the dummy in accordance with S5.6.1 or S5.6.2, while
conforming to the following:
(a) Holding the test dummy torso upright until it contacts the
system's design seating surface, place the test dummy in the seated
position within the system with the midsagittal plane of the test dummy
head--
(1) Coincident with the center SORL of the standard seating
assembly, in the case of the add-on child restraint system, or
(2) Vertical and parallel to the longitudinal center line of the
specific vehicle, in the case of a built-in child restraint system.
(b) Extend the arms of the test dummy as far as possible in the
upward vertical direction. Extend the legs of the dummy as far as
possible in the forward horizontal direction, with the dummy feet
perpendicular to the center line of the lower legs.
(c) Using a flat square surface with an area of 2580 square
millimeters, apply a force of 178 N, perpendicular to:
(1) The plane of the back of the standard seat assembly, in the case
of an add-on system, or
(2) The back of the vehicle seat in the specific vehicle shell or
the specific vehicle, in the case of a built-in system, first against
the dummy crotch and
[[Page 926]]
then at the dummy thorax in the midsagittal plane of the dummy. For a
child restraint system with a fixed or movable surface described in
S5.2.2.2, which is being tested under the conditions of test
configuration II, do not attach any of the child restraint belts unless
they are an integral part of the fixed or movable surface. For all other
child restraint systems and for a child restraint system with a fixed or
movable surface which is being tested under the conditions of test
configuration I, attach all appropriate child restraint belts and
tighten them as specified in S6.1.2. Attach all appropriate vehicle
belts and tighten them as specified in S6.1.2. Position each movable
surface in accordance with the instructions that the manufacturer
provided under S5.6.1 or S5.6.2.
(d) After the steps specified in paragraph (c) of this section,
rotate each dummy limb downwards in the plane parallel to the dummy's
midsagittal plane until the limb contacts a surface of the child
restraint system or the standard seat assembly, in the case of an add-on
system, or the specific vehicle shell or specific vehicle, in the case
of a built-in system, as appropriate. Position the limbs, if necessary,
so that limb placement does not inhibit torso or head movement in tests
conducted under S6.
S10.2.3 Hybrid III 6-year-old in belt-positioning seats and Hybrid
III 10-year-old in belt-positioning seats. When using the Hybrid III 6-
year-old (part 572, subpart N) or the Hybrid III 10-year-old (part 572,
subpart T) in belt-positioning seats, position the dummy in accordance
with S5.6.1 or S5.6.2, while conforming to the following:
(a) Prepare the dummy. (1) When using the Hybrid III 10-year-old
dummy, prepare the dummy according to the following:
(i) Set the dummy's neck angle at the SP-16 setting (``SP'' means
standard procedure), see Figure 14a.
(ii) Set the dummy's lumbar angle at the SP-12 setting, see Figure
14b. This is done by aligning the notch on the lumbar adjustment bracket
with the SP-12 notch on the lumbar attachment.
(iii) Adjust the limb joints to 1-2 g while the torso is in the
seated position.
(iv) Apply double-sided tape to the surface of a lap shield, which
is a piece of translucent silicone rubber 3 mm 0.5
mm thick (50A durometer) cut to the dimensions specified in Figure 13.
Place the lap shield on the pelvis of the dummy. Align the top of the
lap shield with the superior anterior edge of the pelvis skin. Attach
the lap shield to the dummy.
(v) Apply double-sided tape to one side of a pelvis positioning pad,
which is a 125 x 95 x 20 mm (2 mm tolerance in
each of the three dimensions) piece of closed cell (Type 2 according to
ASTM D-1056-07) (incorporated by reference; see Sec. 571.5) foam or
rubber cut from material having the following specifications:
compression resistance between 9 to 17 psi in a compression-deflection
test specified in ASTM D-1056-07 (incorporated by reference; see Sec.
571.5), and a density of 7 to 12.5 lb/ft\3\. Center the long axis of the
pad on the posterior of the pelvis with the top edge of the foam aligned
with the superior edge of the pelvis skin. Attach the pelvis positioning
pad to the dummy.
(vi) Dress and prepare the dummy according to S9.
(2) When using the Hybrid III 6-year-old dummy, prepare the dummy
according to the following:
(i) If necessary, adjust the limb joints to 1-2 g while the torso is
in the seated position.
(ii) Apply double-sided tape to the surface of a lap shield, which
is a piece of translucent silicone rubber 3 mm thick 0.5 mm thick (50A durometer) cut to the dimensions
specified in Figure 13. Place the lap shield on the pelvis of the dummy.
Align the top of the lap shield with the superior anterior edge of the
pelvis skin. Attach the lap shield to the dummy.
(iii) Dress and prepare the dummy according to S9.
(b) Position the belt-positioning seat according to
S6.1.2(a)(1)(ii).
(c) Position the dummy in the belt-positioning seat.
(1) Place the dummy on the seat cushion of the belt-positioning seat
such that the plane of the posterior pelvis is parallel to the plane of
the
[[Page 927]]
seat back of the belt-positioning seat, standard seat assembly or
vehicle seat back, but not touching. Pick up and move the dummy
rearward, maintaining the parallel planes, until the pelvis positioning
pad, if used, or the pelvis or back of the dummy and the back of the
belt-positioning seat or the back of the standard seat assembly, are in
minimal contact.
(2) Straighten and align the arm segments horizontally, then rotate
the arms upward at the shoulder as far as possible without contacting
the belt-positioning seat. Straighten and align the legs horizontally
and extend the lower legs as far as possible in the forward horizontal
direction, with the feet perpendicular to the centerline of the lower
legs.
(3) Using a flat square surface with an area of 2580 square
millimeters, apply a force of 178 N (40 lb) first against the dummy
crotch and then against the dummy thorax on the midsagittal plane of the
dummy, perpendicular to:
(i) The plane of the back of the belt-positioning seat, in the case
of a belt-positioning seat with a back, or,
(ii) The plane of the back of the standard seat assembly or vehicle
seat, in the case of a backless belt-positioning seat or built-in
booster.
(4) Rotate the arms of the dummy down so that they are perpendicular
to the torso.
(5) Bend the knees until the back of the lower legs are in minimal
contact with the belt-positioning seat, standard seat assembly or
vehicle seat. Position the legs such that the outer edges of the knees
are 180 10 mm apart for the Hybrid III 6-year-old
dummy and 220 10 mm apart for the Hybrid III 10-
year-old dummy. Position the feet such that the soles are perpendicular
to the centerline of the lower legs. In the case of a belt-positioning
seat with a back, adjust the dummy so that the shoulders are parallel to
a line connecting the shoulder belt guides. This can be accomplished by
leaning the torso such that the dummy's head and neck are centered on
the backrest components of the belt-positioning seat. In case of a
backless child restraint, adjust the dummy's torso so that the head is
as close to laterally level as possible.
(d) Apply the belt. Attach the vehicle belts and tighten them as
specified in S6.1.2.
(e) Dummy final positioning. (1) Check the leg, feet, thorax and
head positions and make any necessary adjustments to achieve the
positions described in S10.2.3(c)(5). Position the legs, if necessary,
so that the leg placement does not inhibit thorax movement in tests
conducted under S6.
(2) Rotate each dummy arm downwards in the plane parallel to the
dummy's midsagittal plane until the arm contacts a surface of the child
restraint system or the standard seat assembly, in the case of an add-on
system, or the specific vehicle shell or specific vehicle, in the case
of a built-in system, as appropriate. Position the arms, if necessary,
so that the arm placement does not inhibit torso or head movement in
tests conducted under S6.
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[44 FR 72147, Dec. 13, 1979]
Editorial Note: For Federal Register citations affecting Sec.
571.213, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.213a Standard No. 213a; Child restraint systems--
side impact protection.
S1. Scope. This standard specifies side impact protection
requirements for child restraint systems recommended for children in a
weight range that includes weights up to 18 kilograms (40 pounds) or by
children in a height range that includes heights up to 1100 millimeters
(43 inches).
S2. Purpose. The purpose of this standard is to reduce the number of
children killed or injured in motor vehicle side impacts. Each child
restraint system subject to this standard shall also meet all applicable
requirements in FMVSS No. 213 (Sec. 571.213).
[[Page 947]]
S3. Application. This standard applies to add-on child restraint
systems that are either recommended for use by children in a weight
range that includes weights up to 18 kilograms (40 pounds) regardless of
height, or by children in a height range that includes heights up to
1100 millimeters regardless of weight, except for car beds and
harnesses.
S4. Definitions.
Add-on child restraint system means any portable child restraint
system.
Belt-positioning seat means a child restraint system that positions
a child on a vehicle seat to improve the fit of a vehicle Type II belt
system on the child and that lacks any component, such as a belt system
or a structural element, designed to restrain forward movement of the
child's torso in a forward impact.
Car bed means a child restraint system designed to restrain or
position a child in the supine or prone position on a continuous flat
surface.
Child restraint anchorage system is defined in S3 of FMVSS No. 225
(Sec. 571.225).
Child restraint system is defined in S4 of FMVSS No. 213 (Sec.
571.213).
Contactable surface means any child restraint system surface (other
than that of a belt, belt buckle, or belt adjustment hardware) that may
contact any part of the head or torso of the appropriate test dummy,
specified in S7, when a child restraint system is tested in accordance
with S6.1.
Harness means a combination pelvic and upper torso child restraint
system that consists primarily of flexible material, such as straps,
webbing or similar material, and that does not include a rigid seating
structure for the child.
Rear-facing child restraint system means a child restraint system
that positions a child to face in the direction opposite to the normal
(forward) direction of travel of the motor vehicle.
Seat orientation reference line or SORL means the horizontal line
through Point Z as illustrated in Figure 1 to Sec. 571.213a.
Tether anchorage is defined in S3 of FMVSS No. 225 (Sec. 571.225).
Tether strap is defined in S3 of FMVSS No. 225 (Sec. 571.225).
Torso means the portion of the body of a seated anthropomorphic test
dummy, excluding the thighs, that lies between the top of the child
restraint system seating surface and the top of the shoulders of the
test dummy.
S5. Requirements. (a) Each child restraint system subject to this
section shall meet the requirements in this section when, as specified,
tested in accordance with S6 and this paragraph. Each child restraint
system shall meet the requirements when oriented in each direction
recommended by the manufacturer (i.e., forward, rearward), using any of
the seat back angle adjustment positions and restraint belt routing
positions designated for that direction, pursuant to S5.6 of FMVSS No.
213 (Sec. 571.213), and tested with the test dummy specified in S7 of
this section.
(b) Each child restraint system subject to this section shall also
meet all applicable requirements in FMVSS No. 213 (Sec. 571.213).
S5.1 Dynamic performance.
S5.1.1 Child restraint system integrity. When tested in accordance
with S6.1, each child restraint system shall meet the requirements of
paragraphs (a) through (c) of this section.
(a) With any padding or other flexible overlay material removed,
exhibit no complete separation of any load bearing structural element
and no partial separation exposing either surfaces with a radius of less
than 6 millimeters or surfaces with protrusions greater than 9
millimeters above the immediate adjacent surrounding contactable surface
of any structural element of the child restraint system.
(b)(1) If adjustable to different positions, remain in the same
adjustment position during the testing that it was in immediately before
the testing, except as otherwise specified in paragraph (b)(2).
(2)(i) Subject to paragraph (b)(2)(ii), a rear-facing child
restraint system may have a means for repositioning the seating surface
of the system that allows the system's occupant to move from a reclined
position to an upright position and back to a reclined position during
testing.
(ii) No opening that is exposed and is larger than 6 millimeters
before the testing shall become smaller during the testing as a result
of the movement
[[Page 948]]
of the seating surface relative to the child restraint system as a
whole.
(c) If a front facing child restraint system, not allow the angle
between the system's back support surfaces for the child and the
system's seating surface to be less than 45 degrees at the completion of
the test.
S5.1.2 Injury criteria. When tested in accordance with S6.1 and with
the test dummy specified in S7, each child restraint system that, in
accordance with S5.5.2 of Standard No. 213 (Sec. 571.213), is
recommended for use by children whose mass is more than 13.6 kilograms
or whose height is more than 870 mm shall--
(a) Limit the resultant acceleration at the location of the
accelerometer mounted in the test dummy head as specified in Part 572
such that, for any two points in time, t1 and t2, during the event which
are separated by not more than a 15 millisecond time interval and where
t1 is less than t2, the maximum calculated head injury criterion (HIC)
shall not exceed 570, determined using the resultant head acceleration
at the center of gravity of the dummy head, ar, expressed as
a multiple of g (the acceleration of gravity), calculated using the
expression:
[GRAPHIC] [TIFF OMITTED] TR30JN22.017
(b) The maximum chest compression (or deflection) from the output of
the thoracic InfraRed Telescoping Rod for Assessment of Chest
Compression (IR-TRACC) shall not exceed 23 millimeters.
S5.1.3 Occupant containment. When tested in accordance with S6.1 and
the requirements specified in this section, each child restraint system
recommended for use by children in a specified mass range that includes
any children having a mass greater than 5 kilograms but not greater than
13.6 kilograms (30 lb), shall retain the test dummy's head such that
there is no direct contact of the head to any part of the side impact
seat assembly described in S6.1.1(a).
S5.1.4 Protrusion limitation. Any portion of a rigid structural
component within or underlying a contactable surface shall, with any
padding or other flexible overlay material removed, have a height above
any immediately adjacent restraint system surface of not more than 9
millimeters and no exposed edge with a radius of less than 6
millimeters.
S5.1.5 Belt buckle release. Any buckle in a child restraint system
belt assembly designed to restrain a child using the system shall:
(a) When tested in accordance with the appropriate sections of S6.2,
after the dynamic test of S6.1, release when a force of not more than 71
Newtons is applied.
(b) Not release during the testing specified in S6.1.
S5.1.6 Installation. Each add-on child restraint system shall be
capable of meeting the requirements of this standard when installed
solely by each of the means indicated in the following table:
[[Page 949]]
Table 1 to S5.1.6
--------------------------------------------------------------------------------------------------------------------------------------------------------
Means of installation
-------------------------------------------------------------------------------------------
Lower anchorages of
Type of add-on child restraint system Type II seat belt Lower anchorages of the child restraint
Type II seat belt assembly plus a the child restraint anchorage system
assembly tether if needed anchorage system plus a tether if
needed
--------------------------------------------------------------------------------------------------------------------------------------------------------
Rear-facing restraints...................................... X ..................... X
Forward-facing restraints................................... ..................... X ..................... X
--------------------------------------------------------------------------------------------------------------------------------------------------------
S6. Test conditions and procedures.
S6.1 Dynamic side impact test for child restraint systems. The test
conditions and test procedure for the dynamic side impact test are
specified in S6.1.1 and S6.1.2, respectively.
S6.1.1 Test conditions.
(a) Test device. (1) The test device is a side impact seat assembly
(SISA) consisting of a sliding seat, with one seating position, and a
simulated door assembly as described in ``NHTSA Standard Seat Assembly;
FMVSS No. 213a--Side impact No. NHTSA-213a-2021'' (incorporated by
reference, see Sec. 571.5). The simulated door assembly is rigidly
attached to the floor of the SISA and the sliding seat is mounted on
rails to allow it to move relative to the floor of the SISA in the
direction perpendicular to the SORL. The SISA is mounted on a dynamic
test platform so that the SORL of the seat is 10 0.1 degrees from the perpendicular direction of the test
platform travel.
(2) As illustrated in the SISA drawing package, attached to the seat
belt anchorage points provided on the SISA is a Type II seat belt
assembly. These seat belt assemblies are certified to meet the
requirements of Standard No. 209 (Sec. 571.209) and have webbing with a
width of not more than 2 inches, and are attached to the anchorage
points without the use of retractors or reels of any kind. As
illustrated in the SISA drawing package, attached to the SISA is a child
restraint anchorage system conforming to the specifications of Standard
No. 225 (Sec. 571.225).
(b) Accelerate the test platform to achieve a relative velocity of
31.3 0.64 km/h in the direction perpendicular to
the SORL between the SISA sliding seat and the door assembly at the time
they come in contact (time = T0). The front face of the
armrest on the door is 38 6 millimeters from the
edge of the seat towards the SORL at time = T0. The test
platform velocity in the direction perpendicular to the SORL during the
time of interaction of the door with the child restraint system is no
lower than 2.5 km/h less than its velocity at time = T0.
(c) The sliding seat acceleration perpendicular to the SORL is any
pulse within the acceleration corridor shown in Figure 3 and the change
in relative velocity perpendicular to the SORL between the SISA sliding
seat and the door assembly is any velocity within the relative velocity
corridor shown in Figure 4.
(d) Performance tests under S6.1 are conducted at any ambient
temperature from 20.6 [deg]C to 22.2 [deg]C and at any relative humidity
from 10 percent to 70 percent.
(e) The child restraint shall meet the requirements of S5 when
oriented in each direction recommended by the manufacturer (i.e.,
forward, rearward), using any of the seat back angle adjustment
positions and restraint belt routing positions designated for that
direction, pursuant to S5.6 of FMVSS No. 213 (Sec. 571.213), and tested
with the test dummy specified in S7 of this section.
S6.1.2 Dynamic test procedure.
(a) The child restraint centerline is positioned 300 2 millimeters from the SISA sliding seat edge (impact
side). The child restraint system is attached in any of the following
manners, at NHTSA's option.
(1) Install the child restraint system using the child restraint
anchorage system in accordance with the manufacturer's instructions
provided with the child restraint system pursuant to S5.6 of Standard
No. 213 (Sec. 571.213), except as provided in this paragraph. For
forward-facing restraints, attach the tether strap, if provided, to the
tether
[[Page 950]]
anchorage on the SISA. No supplemental device is used to install the
child restraint system. Tighten belt systems of the lower anchorage
attachments used to attach the restraint to the SISA sliding seat to any
tension of not less than 53.5 Newtons and not more than 67 Newtons.
Tighten the belt of the top tether attachment used to attach the
restraint to the SISA sliding seat to any tension of not less than 45
Newtons and not more than 53.5 Newtons.
(2) For forward-facing and rear-facing child restraint systems,
install the child restraint system using the Type II belt system in
accordance with the manufacturer's instructions provided with the child
restraint system pursuant to S5.6 of Standard No. 213 (Sec. 571.213),
except as provided in this paragraph. For forward-facing restraints,
attach the top tether strap, if provided, to the top tether anchorage on
the SISA. For all child restraints, no supplemental device to install
the child restraint system is used. Tighten the Type II belt used to
attach the restraint to the SISA sliding seat to any tension of not less
than 53.5 Newtons and not more than 67 Newtons. Tighten the belt of the
top tether attachment used to attach the forward-facing restraint to the
SISA sliding seat to any tension of not less than 45 Newtons and not
more than 53.5 Newtons. Rear-facing infant carriers with a detachable
base shall only be tested using the base.
(3) For rear-facing restraints, install the child restraint system
using only the lower anchorages of the child restraint anchorage system
in accordance with the manufacturer's instructions provided with the
child restraint system pursuant to S5.6 of Standard No. 213 (Sec.
571.213). No tether strap is used. No supplemental device is used to
install the child restraint system. Tighten belt systems used to attach
the restraint to the SISA-sliding seat to any tension of not less than
53.5 Newtons and not more than 67 Newtons. Rear-facing infant carriers
with a detachable base shall only be tested using the base.
(b) Select any dummy specified in S7 for testing child restraint
systems for use by children of the heights or weights for which the
system is recommended in accordance with S5.5 of Standard No. 213 (Sec.
571.213). The dummy is assembled, clothed and prepared as specified in
S8 and part 572 of this chapter, as appropriate.
(c) The dummy is placed and positioned in the child restraint system
as specified in S9. Attach the child restraint belts used to restrain
the child within the system, if appropriate, as specified in S9.
(d) Shoulder and pelvic belts that directly restrain the dummy are
adjusted as follows: Tighten the belt system used to restrain the child
within the child restraint system to any tension of not less than 9
Newtons and not more than 18 Newtons on the webbing at the top of each
dummy shoulder and the pelvic region. Tighten the belt systems used to
attach the restraint to the SISA sliding seat to any tension of not less
than 53.5 Newtons and not more than 67 Newtons.
(e) Accelerate the test platform in accordance with S6.1.1(b).
(f) All instrumentation and data reduction is in conformance with
SAE J211/1 (1995) (incorporated by reference, see Sec. 571.5).
S6.2 Buckle release test procedure.
(a) After completion of the testing specified in S6.1 and before the
buckle is unlatched, tie a self-adjusting sling to each wrist and ankle
of the test dummy in the manner illustrated in Figure 4 to Standard No.
213 (Sec. 571.213), without disturbing the belted dummy and the child
restraint system.
(b) Pull the sling that is tied to the dummy restrained in the child
restraint system and apply the following force: 90 Newtons for a system
tested with a 12-month-old dummy; 200 Newtons for a system tested with a
3-year-old dummy. For an add-on child restraint, the force is applied in
the manner illustrated in Figure 4 to Standard No. 213 (Sec. 571.213)
and by pulling the sling horizontally and parallel to the SORL of the
SISA.
(c) While applying the force specified in S6.2(b), and using the
device shown in Figure 8 of Standard No. 213 (Sec. 571.213) for
pushbutton-release buckles, apply the release force in the manner and
location specified in S6.2.1 of Standard No. 213 (Sec. 571.213), for
that
[[Page 951]]
type of buckle. Measure the force required to release the buckle.
S7 Test dummies.
S7.1 Dummy selection. At NHTSA's option, any dummy specified in
S7.1(a) or S7.1(b) may be selected for testing child restraint systems
for use by children of the height or mass for which the system is
recommended in accordance with S5.5 of Standard No. 213 (Sec. 571.213).
A child restraint that meets the criteria in two or more of the
following paragraphs may be tested with any of the test dummies
specified in those paragraphs.
(a) A child restraint that is recommended by its manufacturer in
accordance with S5.5 of Standard No. 213 (Sec. 571.213) for use either
by children in a specified mass range that includes any children having
a mass greater than 5 kilograms but not greater than 13.6 kilograms, or
by children in a specified height range that includes any children whose
height is greater than 650 millimeters but not greater than 870
millimeters, is tested with a CRABI 12-month-old test dummy conforming
to 49 CFR part 572 subpart R.
(b) A child restraint that is recommended by its manufacturer in
accordance with S5.5 of Standard No. 213 (Sec. 571.213) for use either
by children in a specified mass range that includes any children having
a mass greater than 13.6 kilograms but not greater than 18 kilograms, or
by children in a specified height range that includes any children whose
height is greater than 870 millimeters but not greater than 1100
millimeters, is tested with a 3-year-old test dummy (Q3s) conforming to
49 CFR part 572 subpart W.
S8 Dummy clothing and preparation.
S8.1 Type of clothing.
(a) 12-month-old dummy (CRABI) (49 CFR part 572, subpart R). When
used in testing under this standard, the dummy specified in 49 CFR part
572, subpart R, is clothed in a cotton-polyester based tight fitting
sweat shirt with long sleeves and ankle long pants whose combined weight
is not more than 0.25 kilograms.
(b) 3-year-old side impact dummy (Q3s) (49 CFR part 572, subpart W).
When used in testing under this standard, the dummy specified in 49 CFR
part 572, subpart W, is clothed as specified in that subpart, except
without shoes.
S8.2 Preparing dummies. When using the Q3s dummy, install the IR-
TRACC on the test impact side according to 49 CFR part 572, subpart W.
Before being used in testing under this standard, test dummies must be
conditioned at any ambient temperature from 20.6[deg] to 22.2 [deg]C and
at any relative humidity from 10 percent to 70 percent, for at least 4
hours.
S9 Positioning the dummy and attaching the belts used to restrain
the child within the child restraint system and/or to attach the system
to the SISA sliding seat.
S9.1 12-month-old dummy (CRABI) (49 CFR part 572, subpart R).
Position the test dummy according to the instructions for child
positioning that the manufacturer provided with the child restraint
system under S5.6.1 or S5.6.2 of Standard No. 213 (Sec. 571.213), while
conforming to the following:
(a) When testing rear-facing child restraint systems, place the 12-
month-old dummy in the child restraint system so that the back of the
dummy torso contacts the back support surface of the system. Attach all
appropriate child restraint belts used to restrain the child within the
child restraint system and tighten them as specified in S6.1.2 of this
standard. Attach all appropriate belts used to attach the child
restraint system to the SISA sliding seat and tighten them as specified
in S6.1.2.
(b) When testing forward-facing child restraint systems, extend the
dummy's arms vertically upwards and then rotate each arm downward toward
the dummy's lower body until the arm contacts a surface of the child
restraint system or the SISA. Ensure that no arm is restrained from
movement in other than the downward direction, by any part of the system
or the belts used to anchor the system to the SISA sliding seat.
(c) When testing forward-facing child restraint systems, extend the
arms of the 12-month-old test dummy as far as possible in the upward
vertical direction. Extend the legs of the test dummy as far as possible
in the forward horizontal direction, with the dummy feet perpendicular
to the centerline of the lower legs. Using a flat square surface with an
area of 2,580
[[Page 952]]
square mm, apply a force of 178 Newtons, perpendicular to the plane of
the back of the standard seat assembly, first against the dummy crotch
and then at the dummy thorax in the midsagittal plane of the dummy.
Attach all appropriate child restraint belts used to restrain the child
within the child restraint system and tighten them as specified in
S6.1.2(d). Attach all appropriate belts used to attach the child
restraint system (per S5.1.6) to the SISA sliding seat and tighten them
as specified in S6.1.2.
(d) After the steps specified in paragraph (c), rotate each dummy
limb downwards in the plane parallel to the dummy's midsagittal plane
until the limb contacts a surface of the child restraint system or the
standard seat assembly. Position the limbs, if necessary, so that limb
placement does not inhibit torso or head movement in tests conducted
under S6.
S9.2 3-year-old side impact dummy (Q3s) (49 CFR part 572, subpart W)
in forward-facing child restraints. Position the test dummy according to
the instructions for child positioning that the restraint manufacturer
provided with the child restraint system in accordance with S5.6.1 or
S5.6.2 of Standard No. 213 (Sec. 571.213), while conforming to the
following:
(a) Holding the test dummy torso upright until it contacts the child
restraint system's design seating surface, place the test dummy in the
seated position within the child restraint system with the midsagittal
plane of the test dummy head coincident with the center of the child
restraint system.
(b) Extend the arms of the test dummy as far as possible in the
upward vertical direction. Extend the legs of the dummy as far as
possible in the forward horizontal direction, with the dummy feet
perpendicular to the center line of the lower legs.
(c) For a child restraint system with a fixed or movable surface,
position each movable surface in accordance with the instructions that
the manufacturer provided under S5.6.1 or S5.6.2 of Standard No. 213
(Sec. 571.213). For forward-facing restraints, attach all appropriate
child restraint belts used to restrain the child within the child
restraint system and tighten them as specified in S6.1.2(d). Attach all
appropriate belts or lower anchorage attachments used to attach the
child restraint system to the SISA or to restrain the child and tighten
them as specified in S6.1.2. For belt-positioning seats, attach all
appropriate vehicle belts used to restrain the child within the child
restraint system and tighten them as specified in S6.1.2(d).
(d) After the steps specified in paragraph (c) of this section,
rotate each of the dummy's legs downwards in the plane parallel to the
dummy's midsagittal plane until the limb contacts a surface of the child
restraint or the SISA. Rotate each of the dummy's arms downwards in the
plane parallel to the dummy's midsagittal plane until the arm is engaged
on the detent that positions the arm at a 25 degree angle with respect
to the thorax.
S9.3 3-year-old side impact dummy (Q3s) (49 CFR part 572, subpart W)
in rear-facing child restraints. Position the test dummy according to
the instructions for child positioning that the restraint manufacturer
provided with the child restraint system in accordance with S5.6.1 or
S5.6.2 of Standard No. 213 (Sec. 571.213), while conforming to the
following:
(a) Extend the arms of the test dummy as far as possible in the
upward vertical direction. Extend the legs of the dummy as far as
possible in the forward horizontal direction, with the dummy feet
perpendicular to the center line of the lower legs.
(b) Place the Q3s dummy in the child restraint system so that the
back of the dummy torso contacts the back support surface of the system.
Place the test dummy in the child restraint system with the midsagittal
plane of the test dummy head coincident with the center of the child
restraint system. Rotate each of the dummy's legs downwards in the plane
parallel to the dummy's midsagittal plane until the leg or feet of the
dummy contacts the seat back of the SISA or a surface of the child
restraint system.
(c) For a child restraint system with a fixed or movable surface,
position each movable surface in accordance with the instructions that
the manufacturer provided under S5.6.1 or S5.6.2 of Standard No. 213
(Sec. 571.213). Attach
[[Page 953]]
all appropriate child restraint belts used to restrain a child within
the child restraint system and tighten them as specified in S6.1.2(d).
Attach all appropriate belts or lower anchorage attachments used to
attach the child restraint system to the SISA and tighten them as
specified in S6.1.2.
(d) After the steps specified in paragraph (c) of this section,
rotate each dummy arm downwards in the plane parallel to the dummy's
midsagittal plane until the limb is positioned at a 25-degree angle with
respect to the thorax.
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[87 FR 39310, June 30, 2022]
Sec. 571.214 Standard No. 214; Side impact protection.
S1 Scope and purpose.
(a) Scope. This standard specifies performance requirements for
protection of occupants in side impacts.
(b) Purpose. The purpose of this standard is to reduce the risk of
serious and fatal injury to occupants of passenger cars, multipurpose
passenger vehicles, trucks and buses in side impacts by specifying
strength requirements for side doors, limiting the forces, deflections
and accelerations measured on anthropomorphic dummies in test crashes,
and by other means.
S2 Applicability. This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks designed to carry at least one
person and buses with a gross vehicle weight rating (GVWR) of 4,536
kilograms (kg) (10,000 pounds (lb)) or less, except for walk-in vans, or
otherwise specified.
S3 Definitions.
Contoured means, with respect to a door, that the lower portion of
its front or rear edge is curved upward, typically to conform to a wheel
well.
Double side doors means a pair of hinged doors with the lock and
latch mechanisms located where the door lips overlap.
Limited line manufacturer means a manufacturer that sells three or
fewer carlines, as that term is defined in 49 CFR 583.4, in the United
States during a production year.
Lowered floor means the replacement floor on a motor vehicle whose
original floor has been removed, in part or in total, and replaced by a
floor that is lower than the original floor.
Modified roof means the replacement roof on a motor vehicle whose
original roof has been removed, in part or in total.
[[Page 958]]
Raised roof is used as defined in paragraph S4 of 49 CFR 571.216.
Walk-in van means a special cargo/mail delivery vehicle that has
only one designated seating position. That designated seating position
must be forward facing and for use only by the driver. The vehicle
usually has a thin and light sliding (or folding) side door for easy
operation and a high roof clearance that a person of medium stature can
enter the passenger compartment area in an up-right position.
S4 Requirements. Subject to the exceptions of S5--
(a) Passenger cars. Passenger cars must meet the requirements set
forth in S6 (door crush resistance), S7 (moving deformable barrier
test), and S9 (vehicle-to-pole test), subject to the phased-in
application of S7 and S9.
(b) Multipurpose passenger vehicles, trucks and buses with a GVWR of
2,722 kg or less (6,000 lb or less). Multipurpose passenger vehicles,
trucks and buses with a GVWR of 2,722 kg or less (6,000 lb or less) must
meet the requirements set forth in S6 (door crush resistance), S7
(moving deformable barrier test), and S9 (vehicle-to-pole test), subject
to the phased-in application of S7 and S9.
(c) Multipurpose passenger vehicles, trucks and buses with a GVWR
greater than 2,722 kg (6,000 lb). Multipurpose passenger vehicles,
trucks and buses with a GVWR greater than 2,722 kg (6,000 lb) must meet
the requirements set forth in S6 (door crush resistance) and S9
(vehicle-to-pole test), subject to the phased-in application of S9.
S5 General exclusions.
(a) Exclusions from S6 (door crush resistance). A vehicle need not
meet the requirements of S6 (door crush resistance) for--
(1) Any side door located so that no point on a ten-inch horizontal
longitudinal line passing through and bisected by the H-point of a
manikin placed in any seat, with the seat adjusted to any position and
the seat back adjusted as specified in S8.3, falls within the
transverse, horizontal projection of the door's opening,
(2) Any side door located so that no point on a ten-inch horizontal
longitudinal line passing through and bisected by the H-point of a
manikin placed in any seat recommended by the manufacturer for
installation in a location for which seat anchorage hardware is
provided, with the seat adjusted to any position and the seat back
adjusted as specified in S8.3, falls within the transverse, horizontal
projection of the door's opening,
(3) Any side door located so that a portion of a seat, with the seat
adjusted to any position and the seat back adjusted as specified in
S8.3, falls within the transverse, horizontal projection of the door's
opening, but a longitudinal vertical plane tangent to the outboard side
of the seat cushion is more than 254 mm (10 inches) from the innermost
point on the inside surface of the door at a height between the H-point
and shoulder reference point (as shown in Figure 1 of Federal Motor
Vehicle Safety Standard No. 210 (49 CFR 571.210)) and longitudinally
between the front edge of the cushion with the seat adjusted to its
forwardmost position and the rear edge of the cushion with the seat
adjusted to its rearmost position.
(4) Any side door that is designed to be easily attached to or
removed (e.g., using simple hand tools such as pliers and/or a
screwdriver) from a motor vehicle manufactured for operation without
doors.
(b) Exclusions from S7 (moving deformable barrier test). The
following vehicles are excluded from S7 (moving deformable barrier
test):
(1) Motor homes, ambulances and other emergency rescue/medical
vehicles (including vehicles with fire-fighting equipment), vehicles
equipped with wheelchair lifts, and vehicles which have no doors or
exclusively have doors that are designed to be easily attached or
removed so the vehicle can be operated without doors.
(2) Passenger cars with a wheelbase greater than 130 inches need not
meet the requirements of S7 as applied to the rear seat.
(3) Passenger cars, multipurpose passenger vehicles, trucks and
buses need not meet the requirements of S7 (moving deformable barrier
test) as applied to the rear seat for side-facing rear seats and for
rear seating areas that are so small that a Part 572 Subpart V dummy
representing a 5th percentile adult female cannot be accommodated
[[Page 959]]
according to the positioning procedure specified in S12.3.4 of this
standard. Vehicles that are manufactured before September 1, 2010, and
vehicles that manufactured on or after September 1, 2010, that are not
part of the percentage of a manufacturer's production meeting the moving
deformable barrier test requirements with advanced test dummies (S7.2 of
this section) or are otherwise excluded from the phase-in requirements
of S7.2, need not meet the requirements of the moving deformable barrier
test as applied to the rear seat for rear seating areas that are so
small that a Subpart F dummy (SID) cannot be accommodated according to
the positioning procedure specified in S12.1 of this standard.
(4) Multipurpose passenger vehicles, trucks and buses with a GVWR of
more than 2,722 kg (6,000 lb) need not meet the requirements of S7
(moving deformable barrier test).
(c) Exclusions from S9 (vehicle-to-pole test). The following
vehicles are excluded from S9 (vehicle-to-pole test) (wholly or in
limited part, as set forth below):
(1) Motor homes;
(2) Ambulances and other emergency rescue/medical vehicles
(including vehicles with fire-fighting equipment) except police cars;
(3) Vehicles with a lowered floor or raised or modified roof and
vehicles that have had the original roof rails removed and not replaced;
(4) Vehicles in which the seat for the driver or any front outboard
passenger has been removed and wheelchair restraints installed in place
of the seat are excluded from meeting the vehicle-to-pole test at that
position; and
(5) Vehicles that have no doors, or exclusively have doors that are
designed to be easily attached or removed so that the vehicle can be
operated without doors.
S6 Door Crush Resistance Requirements. Except as provided in section
S5, each vehicle shall be able to meet the requirements of either, at
the manufacturer's option, S6.1 or S6.2, when any of its side doors that
can be used for occupant egress is tested according to procedures
described in S6.3 of this standard (49 CFR 571.214).
S6.1 With any seats that may affect load upon or deflection of the
side of the vehicle removed from the vehicle, each vehicle must be able
to meet the requirements of S6.1.1 through S6.1.3.
S6.1.1 Initial crush resistance. The initial crush resistance shall
not be less than 10,000 N (2,250 lb).
S6.1.2 Intermediate crush resistance. The intermediate crush
resistance shall not be less than 15,569 N (3,500 lb).
S6.1.3 Peak crush resistance. The peak crush resistance shall not be
less than two times the curb weight of the vehicle or 31,138 N (7,000
lb), whichever is less.
S6.2 With seats installed in the vehicle, and located in any
horizontal or vertical position to which they can be adjusted and at any
seat back angle to which they can be adjusted, each vehicle must be able
to meet the requirements of S6.2.1 through S6.2.3.
S6.2.1 Initial crush resistance. The initial crush resistance shall
not be less than 10,000 N (2,250 lb).
S6.2.2 Intermediate crush resistance. The intermediate crush
resistance shall not be less than 19,460 N (4,375 lb).
S6.2.3 Peak crush resistance. The peak crush resistance shall not be
less than three and one half times the curb weight of the vehicle or
53,378 N (12,000 lb), whichever is less.
S6.3 Test procedures for door crush resistance. The following
procedures apply to determining compliance with S6.1 and S6.2 of S6,
Door crush resistance requirements.
(a) Place side windows in their uppermost position and all doors in
locked position. Place the sill of the side of the vehicle opposite to
the side being tested against a rigid unyielding vertical surface. Fix
the vehicle rigidly in position by means of tiedown attachments located
at or forward of the front wheel centerline and at or rearward of the
rear wheel centerline.
(b) Prepare a loading device consisting of a rigid steel cylinder or
semi-cylinder 305 mm (12 inches) in diameter with an edge radius of 13
mm (\1/2\ inch). The length of the loading device shall be such that--
(1) For doors with windows, the top surface of the loading device is
at least
[[Page 960]]
13 mm (\1/2\ inch) above the bottom edge of the door window opening but
not of a length that will cause contact with any structure above the
bottom edge of the door window opening during the test.
(2) For doors without windows, the top surface of the loading device
is at the same height above the ground as when the loading device is
positioned in accordance with paragraph (b)(1) of this section for
purposes of testing a front door with windows on the same vehicle.
(c) Locate the loading device as shown in Figure 1 (side view) of
this section so that--
(1) Its longitudinal axis is vertical.
(2) Except as provided in paragraphs (c)(2)(i) and (ii) of this
section, its longitudinal axis is laterally opposite the midpoint of a
horizontal line drawn across the outer surface of the door 127 mm (5
inches) above the lowest point of the door, exclusive of any decorative
or protective molding that is not permanently affixed to the door panel.
(i) For contoured doors on trucks, buses, and multipurpose passenger
vehicles with a GVWR of 4,536 kg (10,000 lb) or less, if the length of
the horizontal line specified in this paragraph (c)(2) is not equal to
or greater than 559 mm (22 inches), the line is moved vertically up the
side of the door to the point at which the line is 559 mm (22 inches)
long. The longitudinal axis of the loading device is then located
laterally opposite the midpoint of that line.
(ii) For double side doors on trucks, buses, and multipurpose
passenger vehicles with a GVWR of 4,536 kg (10,000 lb) or less, its
longitudinal axis is laterally opposite the midpoint of a horizontal
line drawn across the outer surface of the double door span, 127 mm (5
inches) above the lowest point on the doors, exclusive of any decorative
or protective molding that is not permanently affixed to the door panel.
(3) Except as provided in paragraphs (c)(3)(i) and (ii) of this
section, its bottom surface is in the same horizontal plane as the
horizontal line drawn across the outer surface of the door 127 mm (5
inches) above the lowest point of the door, exclusive of any decorative
or protective molding that is not permanently affixed to the door panel.
(i) For contoured doors on trucks, buses, and multipurpose passenger
vehicles with a GVWR of 4,536 kg (10,000 lb) or less, its bottom surface
is in the lowest horizontal plane such that every point on the lateral
projection of the bottom surface of the device on the door is at least
127 mm (5 inches), horizontally and vertically, from any edge of the
door panel, exclusive of any decorative or protective molding that is
not permanently affixed to the door panel.
(ii) For double side doors, its bottom surface is in the same
horizontal plane as a horizontal line drawn across the outer surface of
the double door span, 127 mm (5 inches) above the lowest point of the
doors, exclusive of any decorative or protective molding that is not
permanently affixed to the door panel.
(d) Using the loading device, apply a load to the outer surface of
the door in an inboard direction normal to a vertical plane along the
vehicle's longitudinal centerline. Apply the load continuously such that
the loading device travel rate does not exceed 12.7 mm (0.5 inch) per
second until the loading device travels 457 mm (18 inches). Guide the
loading device to prevent it from being rotated or displaced from its
direction of travel. The test is completed within 120 seconds.
(e) Record applied load versus displacement of the loading device,
either continuously or in increments of not more than 25.4 mm (1 inch)
or 91 kg (200 pounds) for the entire crush distance of 457 mm (18
inches).
(f) Determine the initial crush resistance, intermediate crush
resistance, and peak crush resistance as follows:
(1) From the results recorded in paragraph (e) of this section, plot
a curve of load versus displacement and obtain the integral of the
applied load with respect to the crush distances specified in paragraphs
(f)(2) and (3) of this section. These quantities, expressed in mm-kN
(inch-pounds) and divided by the specified crush distances, represent
the average forces in kN (pounds) required to deflect the door those
distances.
[[Page 961]]
(2) The initial crush resistance is the average force required to
deform the door over the initial 152 mm (6 inches) of crush.
(3) The intermediate crush resistance is the average force required
to deform the door over the initial 305 mm (12 inches) of crush.
(4) The peak crush resistance is the largest force recorded over the
entire 457 mm (18-inch) crush distance.
[GRAPHIC] [TIFF OMITTED] TR11SE07.000
S7 Moving Deformable Barrier (MDB) Requirements. Except as provided
in section S5, when tested under the conditions of S8 each vehicle shall
meet S7.3 and the following requirements in a 53 1.0 km/h (33.5 mph) impact in which the vehicle is
struck on either side by a moving deformable barrier.
S7.1 MDB test with SID. For vehicles manufactured before September
1, 2010, the following requirements must be met. The following
requirements also apply to vehicles manufactured on or after September
1, 2010 that are not part of the percentage of a manufacturer's
production meeting the MDB test with advanced test dummies (S7.2 of this
section) or are otherwise excluded from the phase-in requirements of
S7.2. (Vehicles manufactured before September 1, 2010 may meet S7.2, at
the manufacturer's option.)
S7.1.1 The test dummy specified in 49 CFR Part 572 Subpart F (SID)
is
[[Page 962]]
placed in the front and rear outboard seating positions on the struck
side of the vehicle, as specified in S11 and S12 of this standard (49
CFR 571.214).
S7.1.2 When using the Part 572 Subpart F dummy (SID), the following
performance requirements must be met.
(a) Thorax. The Thoracic Trauma Index (TTI(d)) shall not exceed:
(1) 85 g for a passenger car with four side doors, and for any
multipurpose passenger vehicle, truck, or bus; and,
(2) 90 g for a passenger car with two side doors, when calculated in
accordance with the following formula:
TI(d) = \1/2\(GR + GLS)
Where the term ``GR'' is the greater of the peak
accelerations of either the upper or lower rib, expressed in g's and the
term ``GLS'' is the lower spine (T12) peak acceleration,
expressed in g's. The peak acceleration values are obtained in
accordance with the procedure specified in S11.5.
(b) Pelvis. The peak lateral acceleration of the pelvis, as measured
in accordance with S11.5, shall not exceed 130 g's.
S7.2 MDB test with advanced test dummies.
S7.2.1 Vehicles manufactured on or after September 1, 2010 to August
31, 2014.
(a) Except as provided in S7.2.4 of this section, for vehicles
manufactured on or after September 1, 2010 to August 31, 2014, a
percentage of each manufacturer's production, as specified in S13.1.1,
S13.1.2, S13.1.3, and S13.1.4, shall meet the requirements of S7.2.5 and
S7.2.6 when tested with the test dummy specified in those sections.
Vehicles manufactured before September 1, 2014 may be certified as
meeting the requirements of S7.2.5 and S7.2.6.
(b) For vehicles manufactured on or after September 1, 2010 that are
not part of the percentage of a manufacturer's production meeting S7.2.1
of this section, the requirements of S7.1 of this section must be met.
(c) Place the Subpart U ES-2re 50th percentile male dummy in the
front seat and the Subpart V SID-IIs 5th percentile female test dummy in
the rear seat. The test dummies are placed and positioned in the front
and rear outboard seating positions on the struck side of the vehicle,
as specified in S11 and S12 of this standard (49 CFR 571.214).
S7.2.2 Vehicles manufactured on or after September 1, 2014.
(a) Subject to S7.2.4 of this section, each vehicle manufactured on
or after September 1, 2014 must meet the requirements of S7.2.5 and
S7.2.6, when tested with the test dummy specified in those sections.
(b) Place the Subpart U ES-2re 50th percentile male dummy in the
front seat and the Subpart V SID-IIs 5th percentile female test dummy in
the rear seat. The test dummies are placed and positioned in the front
and rear outboard seating positions on the struck side of the vehicle,
as specified in S11 and S12 of this standard (49 CFR 571.214).
S7.2.3 [Reserved]
S7.2.4 Exceptions from the MDB phase-in; special allowances.
(a)(1) Vehicles that are manufactured by an original vehicle
manufacturer that produces or assembles fewer than 5,000 vehicles
annually for sale in the United States are not subject to S7.2.1 of this
section (but vehicles that will be manufactured on or after September 1,
2014 are subject to S7.2.2);
(2) Vehicles that are manufactured by a limited line manufacturer
are not subject to S7.2.1 of this section (but vehicles that will be
manufactured on or after September 1, 2014 are subject to S7.2.2).
(3) Convertibles manufactured before September 1, 2015, are not
subject to S7.2.1 or S7.2.2 of this section. These vehicles may be
voluntarily certified to meet the MDB test requirements prior to
September 1, 2015. Vehicles manufactured on or after September 1, 2015
are subject to S7 and S7.2.2.
(b) Vehicles that are altered (within the meaning of 49 CFR 567.7)
before September 1, 2016 after having been previously certified in
accordance with part 567 of this chapter, and vehicles manufactured in
two or more stages before September 1, 2016, are not subject to S7.2.1.
Vehicles that are altered on or after September 1, 2016, and vehicles
that are manufactured in two or more stages on or after September 1,
2016, must meet the requirements of S7.2.5 and S7.2.6, when tested with
the test dummy specified in those sections. Place the Subpart U ES-2re
50th percentile male dummy in the front seat
[[Page 963]]
and the Subpart V SID-IIs 5th percentile female test dummy in the rear
seat. The test dummies are placed and positioned in the front and rear
outboard seating positions on the struck side of the vehicle, as
specified in S11 and S12 of this standard (49 CFR 571.214).
S7.2.5 Dynamic performance requirements using the Part 572 Subpart U
dummy (ES-2re 50th percentile male) dummy. Use the 49 CFR Part 572
Subpart U ES-2re dummy specified in S11 with measurements in accordance
with S11.5. The following criteria shall be met:
(a) The HIC shall not exceed 1000 when calculated in accordance with
the following formula:
[GRAPHIC] [TIFF OMITTED] TR11SE07.003
Where the term a is the resultant head acceleration at the center of
gravity of the dummy head expressed as a multiple of g (the acceleration
of gravity), and t1 and t2 are any two points in time during the impact
which are separated by not more than a 36 millisecond time interval and
where t1 is less than t2.
(b) Thorax. The deflection of any of the upper, middle, and lower
ribs, shall not exceed 44 mm (1.73 inches).
(c) Force measurements.
(1) The sum of the front, middle and rear abdominal forces, shall
not exceed 2,500 N (562 lb).
(2) The pubic symphysis force shall not exceed 6,000 N (1,350
pounds).
S7.2.6 Dynamic performance requirements using the Part 572 Subpart V
SID-IIs (5th percentile female) dummy. Use the 49 CFR Part 572 Subpart V
SID-IIs 5th percentile female dummy specified in S11 with measurements
in accordance with S11.5. The following criteria shall be met:
(a) The HIC shall not exceed 1000 when calculated in accordance with
the following formula:
[GRAPHIC] [TIFF OMITTED] TR11SE07.004
Where the term a is the resultant head acceleration expressed as a
multiple of g (the acceleration of gravity), and t1 and t2 are any two
points in time during the impact which are separated by not more than a
36 millisecond time interval.
(b) The resultant lower spine acceleration shall not exceed 82 g.
(c) The sum of the acetabular and iliac pelvic forces shall not
exceed 5,525 N.
S7.3 Door opening.
(a) Any side door that is struck by the moving deformable barrier
shall not separate totally from the vehicle.
(b) Any door (including a rear hatchback or tailgate) that is not
struck by the moving deformable barrier shall meet the following
requirements:
(1) The door shall not disengage from the latched position;
(2) The latch shall not separate from the striker, and the hinge
components shall not separate from each other or from their attachment
to the vehicle.
(3) Neither the latch nor the hinge systems of the door shall pull
out of their anchorages.
S8 Test conditions for determining compliance with moving deformable
barrier requirements. General test conditions for determining compliance
with the moving deformable barrier test are specified below. Additional
specifications may also be found in S12 of this standard (49 CFR
571.214).
S8.1 Test weight. Each vehicle is loaded to its unloaded vehicle
weight, plus 136 kg (300 pounds) or its rated cargo and luggage capacity
(whichever is less), secured in the luggage or load-carrying area, plus
the weight of the necessary anthropomorphic test dummies. Any added test
equipment is located away from impact areas in secure places in the
vehicle. The vehicle's fuel system is filled in accordance with the
following procedure. With the test vehicle on a level surface, pump the
fuel from the vehicle's fuel tank and then operate the engine until it
stops. Then, add Stoddard solvent to the test vehicle's fuel tank in an
amount that is equal to not less than 92 percent and not more than 94
percent of the fuel tank's usable capacity stated by the vehicle's
manufacturer. In addition,
[[Page 964]]
add the amount of Stoddard solvent needed to fill the entire fuel system
from the fuel tank through the engine's induction system.
S8.2 Vehicle test attitude. Determine the distance between a level
surface and a standard reference point on the test vehicle's body,
directly above each wheel opening, when the vehicle is in its fully
loaded condition at the test site, with all tires inflated to the
manufacturer's specifications listed on the vehicle's tire placard, and
with the vehicle filled to 100 percent of all fluid capacities. The
``fully loaded condition'' is the test vehicle loaded in accordance with
S8.1 of this standard (49 CFR 571.214). The load placed in the cargo
area is centered over the longitudinal centerline of the vehicle. The
pretest vehicle attitude is equal to the fully loaded attitude 10 mm.
S8.3 Adjustable seats.
S8.3.1 50th Percentile Male ES-2re Dummy (49 CFR Part 572 Subpart U)
In Front Seats
S8.3.1.1 Lumbar support adjustment. Position adjustable lumbar
supports so that the lumbar support is in its lowest, retracted or
deflated adjustment position.
S8.3.1.2 Other seat adjustments. Position any adjustable parts of
the seat that provide additional support so that they are in the lowest
or non-deployed adjustment position. Position any adjustable head
restraint in the highest and most forward position. Place adjustable
seat backs in the manufacturer's nominal design riding position in the
manner specified by the manufacturer. If the position is not specified,
set the seat back at the first detent rearward of 25[deg] from the
vertical.
S8.3.1.3 Seat position adjustment. If the driver and any front
outboard passenger seats do not adjust independently of each other, the
struck side seat shall control the final position of the non-struck side
seat. If the driver and any front outboard passenger seats adjust
independently of each other, adjust both the struck and non-struck side
seats in the manner specified in S8.3.1.
S8.3.1.3.1 Using only the controls that primarily move the seat and
seat cushion independent of the seat back in the fore and aft
directions, move the seat cushion reference point (SCRP) to the rearmost
position. Using any part of any control, other than those just used,
determine the full range of angles of the seat cushion reference line
and set the seat cushion reference line to the middle of the range.
Using any part of any control other than those that primarily move the
seat or seat cushion fore and aft, while maintaining the seat cushion
reference line angle, place the SCRP to its lowest position.
S8.3.1.3.2 Using only the control that primarily moves the seat fore
and aft, move the seat cushion reference point to the mid travel
position. If an adjustment position does not exist midway between the
forwardmost and rearmost positions, the closest adjustment position to
the rear of the midpoint is used.
S8.3.1.3.3 If the seat or seat cushion height is adjustable, other
than by the controls that primarily move the seat or seat cushion fore
and aft, set the height of the seat cushion reference point to the
minimum height, with the seat cushion reference line angle set as
closely as possible to the angle determined in S8.3.1.3.1. Mark location
of the seat for future reference.
S8.3.2 50th Percentile Male SID Dummy (49 CFR Part 572 Subpart F)
in Front and Rear Seats
S8.3.2.1 Adjustable seats. Adjustable seats are placed in the
adjustment position midway between the forward most and rearmost
positions, and if separately adjustable in a vertical direction, are at
the lowest position. If an adjustment position does not exist midway
between the forward most and rearmost positions, the closest adjustment
position to the rear of the mid-point is used.
S8.3.2.2 Adjustable seat back placement. Place adjustable seat backs
in the manufacturer's nominal design riding position in the manner
specified by the manufacturer. If the position is not specified, set the
seat back at the first detent rearward of 25[deg] from the vertical.
Place each adjustable head restraint in its highest adjustment position.
Position adjustable lumbar supports so that they are set in their
released, i.e., full back position.
S8.3.3 5th Percentile Female Dummy in Second Row Seat.
[[Page 965]]
S8.3.3.1 Lumbar support adjustment. Position adjustable lumbar
supports so that the lumbar support is in its lowest, retracted or
deflated adjustment position.
S8.3.3.2 Other seat adjustments. Position any adjustable parts of
the seat that provide additional support so that they are in the lowest
or non-deployed adjustment position. Position any adjustable head
restraint in the lowest and most forward in-use position. If it is
possible to achieve a position lower than the effective detent range,
the head restraint should be set to its lowest possible position. A non-
use position as specified by S4.4 of FMVSS No. 202a, is excluded from
being considered as the lowest possible position.
S8.3.3.3 Seat position adjustment. Using only the controls that
primarily move the seat and seat cushion independent of the seat back in
the fore and aft directions, move the seat cushion reference point
(SCRP) to the rearmost position. Using any part of any control, other
than those just used, determine the full range of angles of the seat
cushion reference line and set the seat cushion reference line to the
middle of the range. Using any part of any control other than those that
primarily move the seat or seat cushion fore and aft, while maintaining
the seat cushion reference line angle, place the SCRP to its lowest
position. Mark location of the seat for future reference. If the non-
struck side seat adjusts independently of the struck side seat, adjust
the seat in the manner specified in this section.
S8.4 Adjustable steering controls. Adjustable steering controls are
adjusted so that the steering control hub is at the geometric center of
the locus it describes when it is moved through its full range of
driving positions. If there is no setting detent in the mid-position,
lower the steering control to the detent just below the mid-position. If
the steering column is telescoping, place the steering column in the
mid-position. If there is no mid-position, move the steering control
rearward one position from the mid-position.
S8.5 Windows and sunroofs. Movable vehicle windows and vents are
placed in the fully closed position on the struck side of the vehicle.
Any sunroof shall be placed in the fully closed position.
S8.6 Convertible tops. Convertibles and open-body type vehicles have
the top, if any, in place in the closed passenger compartment
configuration.
S8.7 Doors. Doors, including any rear hatchback or tailgate, are
fully closed and latched but not locked.
S8.8 Transmission and brake engagement. For a vehicle equipped with
a manual transmission, the transmission is placed in second gear. For a
vehicle equipped with an automatic transmission, the transmission is
placed in neutral. For all vehicles, the parking brake is engaged.
S8.9 Moving deformable barrier. The moving deformable barrier
conforms to the dimensions shown in Figure 2 and specified in 49 CFR
Part 587.
S8.10 Impact configuration. The test vehicle (vehicle A in Figure 3)
is stationary. The line of forward motion of the moving deformable
barrier (vehicle B in Figure 3) forms an angle of 63 degrees with the
centerline of the test vehicle. The longitudinal centerline of the
moving deformable barrier is perpendicular to the longitudinal
centerline of the test vehicle when the barrier strikes the test
vehicle. In a test in which the test vehicle is to be struck on its left
(right) side: All wheels of the moving deformable barrier are positioned
at an angle of 27 1 degrees to the right (left) of
the centerline of the moving deformable barrier; and the left (right)
forward edge of the moving deformable barrier is aligned so that a
longitudinal plane tangent to that side passes through the impact
reference line within a tolerance of 51 mm (2
inches) when the barrier strikes the test vehicle.
S8.11 Impact reference line. Place a vertical reference line at the
location described below on the side of the vehicle that will be struck
by the moving deformable barrier.
S8.11.1 Passenger cars.
(a) For vehicles with a wheelbase of 2,896 mm (114 inches) or less,
940 mm (37 inches) forward of the center of the vehicle's wheelbase.
(b) For vehicles with a wheelbase greater than 2,896 mm (114
inches), 508 mm (20 inches) rearward of the centerline of the vehicle's
front axle.
[[Page 966]]
S8.11.2 Multipurpose passenger vehicles, trucks and buses.
(a) For vehicles with a wheelbase of 2,489 mm (98 inches) or less,
305 mm (12 inches) rearward of the centerline of the vehicle's front
axle, except as otherwise specified in paragraph (d) of this section.
(b) For vehicles with a wheelbase of greater than 2,489 mm (98
inches) but not greater than 2,896 mm (114 inches), 940 mm (37 inches)
forward of the center of the vehicle's wheelbase, except as otherwise
specified in paragraph (d) of this section.
(c) For vehicles with a wheelbase greater than 2,896 mm (114
inches), 508 mm (20 inches) rearward of the centerline of the vehicle's
front axle, except as otherwise specified in paragraph (d) of this
section.
(d) At the manufacturer's option, for different wheelbase versions
of the same model vehicle, the impact reference line may be located by
the following:
(1) Select the shortest wheelbase vehicle of the different wheelbase
versions of the same model and locate on it the impact reference line at
the location described in (a), (b) or (c) of this section, as
appropriate;
(2) Measure the distance between the seating reference point (SgRP)
and the impact reference line;
(3) Maintain the same distance between the SgRP and the impact
reference line for the version being tested as that between the SgRP and
the impact reference line for the shortest wheelbase version of the
model.
(e) For the compliance test, the impact reference line will be
located using the procedure used by the manufacturer as the basis for
its certification of compliance with the requirements of this standard.
If the manufacturer did not use any of the procedures in this section,
or does not specify a procedure when asked by the agency, the agency may
locate the impact reference line using either procedure.
S8.12 Anthropomorphic test dummies. The anthropomorphic test dummies
used to evaluate a vehicle's performance in the moving deformable
barrier test conform to the requirements of S11 and are positioned as
described in S12 of this standard (49 CFR 571.214).
[[Page 967]]
[GRAPHIC] [TIFF OMITTED] TR11SE07.001
[[Page 968]]
[GRAPHIC] [TIFF OMITTED] TR11SE07.002
S9. Vehicle-To-Pole Requirements.
S9.1 Except as provided in S5, when tested under the conditions of
S10:
S9.1.1 Except as provided in S9.1.3 of this section, for vehicles
manufactured on or after September 1, 2010 to August 31, 2014, a
percentage of each manufacturer's production, as specified in S13.1.1,
S13.1.2, S13.1.3, and S13.1.4 shall meet the requirements of S9.2.1,
S9.2.2, and S9.2.3 when tested under the conditions of S10 into a fixed,
rigid pole of 254 mm (10 inches) in diameter, at any velocity between 26
km/h to 32 km/h (16 to 20 mph) inclusive. Vehicles manufactured before
September 1, 2014 that are
[[Page 969]]
not subject to the phase-in may be certified as meeting the requirements
specified in this section.
S9.1.2 Except as provided in S9.1.3 of this section, each vehicle
manufactured on or after September 1, 2014, must meet the requirements
of S9.2.1, S9.2.2 and S9.2.3, when tested under the conditions specified
in S10 into a fixed, rigid pole of 254 mm (10 inches) in diameter, at
any speed up to and including 32 km/h (20 mph). All vehicles
manufactured on or after September 1, 2014 must meet S9.1.2 without the
use of advance credits.
S9.1.3 Exceptions from the phase-in; special allowances.
(a)(1) Vehicles that are manufactured by an original vehicle
manufacturer that produces or assembles fewer than 5,000 vehicles
annually for sale in the United States are not subject to S9.1.1 of this
section (but vehicles manufactured on or after September 1, 2014 by
these manufacturers are subject to S9.1.2);
(2) Vehicles that are manufactured by a limited line manufacturer
are not subject to S9.1.1 of this section (but vehicles manufactured on
or after September 1, 2014 by these manufacturers are subject to
S9.1.2).
(b) Vehicles that are altered (within the meaning of 49 CFR 567.7)
before September 1, 2016 after having been previously certified in
accordance with part 567 of this chapter, and vehicles manufactured in
two or more stages before September 1, 2016, are not subject to S9.1.1.
Vehicles that are altered on or after September 1, 2016, and vehicles
that are manufactured in two or more stages on or after September 1,
2016, must meet the requirements of S9.1.2, when tested under the
conditions specified in S10 into a fixed, rigid pole of 254 mm (10
inches) in diameter, at any speed up to and including 32 km/h (20 mph).
(c) Vehicles with a gross vehicle weight rating greater than 3,855
kg (8,500 lb) manufactured before September 1, 2015 are not subject to
S9.1.1 or S9.1.2 of this section. These vehicles may be voluntarily
certified to meet the pole test requirements prior to September 1, 2015.
Vehicles with a gross vehicle weight rating greater than 3,855 kg (8,500
lb) manufactured on or after September 1, 2015 must meet the
requirements of S9.2.1, S9.2.2 and S9.2.3, when tested under the
conditions specified in S10 into a fixed, rigid pole of 254 mm (10
inches) in diameter, at any speed up to and including 32 km/h (20 mph).
(d)(1) Convertibles manufactured before September 1, 2015 are not
subject to S9.1.1 or S9.1.2 of this section. These vehicles may be
voluntarily certified to meet the pole test requirements prior to
September 1, 2015.
(2) Convertibles manufactured on or after September 1, 2015 must
meet the requirements of S9.2.1, S9.2.2 and S9.2.3, when tested under
the conditions specified in S10 into a fixed, rigid pole of 254 mm (10
inches) in diameter, at any speed up to and including 32 km/h (20 mph).
S9.2 Requirements. Each vehicle shall meet these vehicle-to-pole
test requirements when tested under the conditions of S10 of this
standard. At NHTSA's option, either the 50th percentile adult male test
dummy (ES-2re dummy, 49 CFR Part 572 Subpart U) or the 5th percentile
adult female test dummy (SID-IIs, 49 CFR Part 572 Subpart V) shall be
used in the test. At NHTSA's option, either front outboard seating
position shall be tested. The vehicle shall meet the specific
requirements at all front outboard seating positions.
S9.2.1 Dynamic performance requirements using the Part 572 Subpart U
(ES-2re 50th percentile male) dummy. When using the ES-2re Part 572
Subpart U dummy, use the specifications of S11 of this standard (49 CFR
571.214). When using the dummy, the following performance requirements
must be met using measurements in accordance with S11.5.
(a) The HIC shall not exceed 1000 when calculated in accordance with
the following formula:
[GRAPHIC] [TIFF OMITTED] TR11SE07.005
Where the term a is the resultant head acceleration at the center of
gravity of the dummy head expressed as a multiple of g (the acceleration
of gravity), and t1 and t2 are any two points in
[[Page 970]]
time during the impact which are separated by not more than a 36
millisecond time interval and where t1 is less than t2.
(b) Thorax. The deflection of any of the upper, middle, and lower
ribs, shall not exceed 44 mm (1.73 inches).
(c) Force measurements.
(1) The sum of the front, middle and rear abdominal forces, shall
not exceed 2,500 N (562 pounds).
(2) The pubic symphysis force shall not exceed 6,000 N (1,350
pounds).
S9.2.2 Dynamic performance requirements using the Part 572 Subpart V
SID-IIs (5th percentile female) dummy. When using the SID-IIs Part 572
Subpart V dummy, use the specifications of S11 of this standard (49 CFR
571.214). When using the dummy, the following performance requirements
must be met.
(a) The HIC shall not exceed 1000 when calculated in accordance with
the following formula:
[GRAPHIC] [TIFF OMITTED] TR11SE07.006
Where the term a is the resultant head acceleration at the center of
gravity of the dummy head expressed as a multiple of g (the acceleration
of gravity), and t1 and t2 are any two points in time during the impact
which are separated by not more than a 36 millisecond time interval and
where t1 is less than t2.
(b) Resultant lower spine acceleration must not exceed 82 g.
(c) The sum of the acetabular and iliac pelvic forces must not
exceed 5,525 N.
S9.2.3 Door opening.
(a) Any side door that is struck by the pole shall not separate
totally from the vehicle.
(b) Any door (including a rear hatchback or tailgate) that is not
struck by the pole shall meet the following requirements:
(1) The door shall not disengage from the latched position; and
(2) The latch shall not separate from the striker, and the hinge
components shall not separate from each other or from their attachment
to the vehicle.
(3) Neither the latch nor the hinge systems of the door shall pull
out of their anchorages.
S10. General test conditions for determining compliance with
vehicle-to-pole requirements. General test conditions for determining
compliance with the vehicle-to-pole test are specified below and in S12
of this standard (49 CFR 571.214).
S10.1 Test weight. Each vehicle is loaded as specified in S8.1 of
this standard (49 CFR 571.214).
S10.2 Vehicle test attitude. When the vehicle is in its ``as
delivered,'' ``fully loaded'' and ``as tested'' condition, locate the
vehicle on a flat, horizontal surface to determine the vehicle attitude.
Use the same level surface or reference plane and the same standard
points on the test vehicle when determining the ``as delivered,''
``fully loaded'' and ``as tested'' conditions. Measure the angles
relative to a horizontal plane, front-to-rear and from left-to-right for
the ``as delivered,'' ``fully loaded,'' and ``as tested'' conditions.
The front-to-rear angle (pitch) is measured along a fixed reference on
the left and right front occupant's door sills. Mark where the angles
are taken on the door sills. The left to right angle (roll) is measured
along a fixed reference point at the front and rear of the vehicle at
the vehicle longitudinal center plane. Mark where the angles are
measured. The ``as delivered'' condition is the vehicle as received at
the test site, with 100 percent of all fluid capacities and all tires
inflated to the manufacturer's specifications listed on the vehicle's
tire placard. When the vehicle is in its ``fully loaded'' condition,
measure the angle between the left front occupant's door sill and the
horizontal, at the same place the ``as delivered'' angle was measured.
The ``fully loaded condition'' is the test vehicle loaded in accordance
with S8.1 of this standard (49 CFR 571.214). The load placed in the
cargo area is centered over the longitudinal centerline of the vehicle.
The vehicle ``as tested'' pitch and roll angles are between the ``as
delivered'' and ``fully loaded'' condition, inclusive.
S10.3 Adjustable seats.
S10.3.1 Driver and front outboard passenger seat set-up for 50th
percentile male dummy. The driver and front outboard
[[Page 971]]
passenger seats are set up as specified in S8.3.1 of this standard, 49
CFR 571.214.
S10.3.2. Driver and front outboard passenger seat set-up for 49 CFR
part 572 Subpart V 5th percentile female dummy.
S10.3.2.1 Lumbar support adjustment. Position adjustable lumbar
supports so that the lumbar support is in its lowest, retracted or
deflated adjustment position.
S10.3.2.2 Other seat adjustments. Position any adjustable parts of
the seat that provide additional support so that they are in the lowest
or non-deployed adjustment position. Position any adjustable head
restraint in the lowest and most forward in-use position. If it is
possible to achieve a position lower than the effective detent range,
the head restraint should be set to its lowest possible position. A non-
use position as specified by S4.4 of FMVSS No. 202a, is excluded from
being considered as the lowest possible position.
S10.3.2.3 Seat position adjustment. If the driver and any front
outboard passenger seats do not adjust independently of each other, the
struck side seat shall control the final position of the non-struck side
seat. If the driver and any front outboard passenger seats adjust
independently of each other, adjust both the struck and non-struck side
seats in the manner specified in S10.3.2.
S10.3.2.3.1 Using only the controls that primarily move the seat and
seat cushion independent of the seat back in the fore and aft
directions, move the seat cushion reference point (SCRP) to the rearmost
position. Using any part of any control, other than those just used,
determine the full range of angles of the seat cushion reference line
and set the seat cushion reference line to the middle of the range.
Using any part of any control other than those that primarily move the
seat or seat cushion fore and aft, while maintaining the seat cushion
reference line angle, place the SCRP to its lowest position.
S10.3.2.3.2 Using only the control that primarily moves the seat
fore and aft, move the seat reference point to the most forward
position.
S10.3.2.3.3 If the seat or seat cushion height is adjustable, other
than by the controls that primarily move the seat or seat cushion fore
and aft, set the seat reference point to the midpoint height, with the
seat cushion reference line angle set as close as possible to the angle
determined in S10.3.2.3.1. Mark location of the seat for future
reference.
S10.4 Positioning dummies for the vehicle-to-pole test.
(a) 50th percentile male test dummy (49 CFR Part 572 Subpart U ES-
2re dummy). The 50th percentile male test dummy is positioned in the
front outboard seating position on the struck side of the vehicle in
accordance with the provisions of S12.2 of this standard, 49 CFR
571.214.
(b) 5th percentile female test dummy (49 CFR Part 572 Subpart V SID-
IIs dummy). The 5th percentile female test dummy is positioned in the
front outboard seating positions on the struck side of the vehicle in
accordance with the provisions of S12.3 of this standard, 49 CFR
571.214.
S10.5 Adjustable steering controls. Adjustable steering controls are
adjusted so that the steering control hub is at the geometric center of
the locus it describes when it is moved through its full range of
driving positions. If there is no setting detent in the mid-position,
lower the steering control to the detent just below the mid-position. If
the steering column is telescoping, place the steering column in the
mid-position. If there is no mid-position, move the steering control
rearward one position from the mid-position.
S10.6 Windows and sunroofs. Movable vehicle windows and vents are
placed in the fully closed position on the struck side of the vehicle.
Any sunroof is placed in the fully closed position.
S10.7 Convertible tops. Convertibles and open-body type vehicles
have the top, if any, in place in the closed passenger compartment
configuration.
S10.8 Doors. Doors, including any rear hatchback or tailgate, are
fully closed and latched but not locked.
S10.9 Transmission and brake engagement. For a vehicle equipped with
a manual transmission, the transmission is placed in second gear. For a
vehicle equipped with an automatic transmission, the transmission is
placed in neutral. For all vehicles, the parking brake is engaged.
[[Page 972]]
S10.10 Rigid pole. The rigid pole is a vertical metal structure
beginning no more than 102 millimeters (4 inches) above the lowest point
of the tires on the striking side of the test vehicle when the vehicle
is loaded as specified in S8.1 and extending above the highest point of
the roof of the test vehicle. The pole is 254 mm (10 inches) 6 mm (0.25 in) in diameter and set off from any mounting
surface, such as a barrier or other structure, so that the test vehicle
will not contact such a mount or support at any time within 100
milliseconds of the initiation of vehicle to pole contact.
S10.11 Impact reference line. The impact reference line is located
on the striking side of the vehicle at the intersection of the vehicle
exterior and a vertical plane passing through the center of gravity of
the head of the dummy seated in accordance with S12 in the front
outboard designated seating position. The vertical plane forms an angle
of 285 (or 75) degrees with the vehicle's longitudinal centerline for
the right (or left) side impact test. The angle is measured
counterclockwise from the vehicle's positive X-axis as defined in
S10.13.
S10.12 Impact configuration.
S10.12.1 The rigid pole is stationary.
S10.12.2 The test vehicle is propelled sideways so that its line of
forward motion forms an angle of 285 (or 75) degrees (3 degrees) for the right (or left) side impact with the
vehicle's longitudinal centerline. The angle is measured
counterclockwise from the vehicle's positive X-axis as defined in
S10.13. The impact reference line is aligned with the center line of the
rigid pole surface, as viewed in the direction of vehicle motion, so
that, when the vehicle-to-pole contact occurs, the center line contacts
the vehicle area bounded by two vertical planes parallel to and 38 mm
(1.5 inches) forward and aft of the impact reference line.
S10.13 Vehicle reference coordinate system. The vehicle reference
coordinate system is an orthogonal coordinate system consisting of three
axes, a longitudinal axis (X), a transverse axis (Y), and a vertical
axis (Z). X and Y are in the same horizontal plane and Z passes through
the intersection of X and Y. The origin of the system is at the center
of gravity of the vehicle. The X-axis is parallel to the longitudinal
centerline of the vehicle and is positive to the vehicle front end and
negative to the rear end. The Y-axis is positive to the left side of the
vehicle and negative to the right side. The Z-axis is positive above the
X-Y plane and negative below it.
S11 Anthropomorphic test dummies. The anthropomorphic test dummies
used to evaluate a vehicle's performance in the moving deformable
barrier and vehicle-to-pole tests are specified in 49 CFR part 572. In a
test in which the test vehicle is to be struck on its left side, each
dummy is to be configured and instrumented to be struck on its left
side, in accordance with part 572. In a test in which the test vehicle
is to be struck on its right side, each dummy is to be configured and
instrumented to be struck on its right side, in accordance with part
572.
S11.1 Clothing.
(a) 50th percentile male. Each test dummy representing a 50th
percentile male is clothed in formfitting cotton stretch garments with
short sleeves and midcalf length pants. Each foot of the test dummy is
equipped with a size 11EEE shoe, which meets the configuration size,
sole, and heel thickness specifications of MIL-S-13192 (incorporated by
reference, see Sec. 571.5) and weighs 0.68 0.09
kilograms (1.25 0.2 lb).
(b) 5th percentile female. The 49 CFR Part 572 Subpart V test dummy
representing a 5th percentile female is clothed in formfitting cotton
stretch garments with short sleeves and about the knee length pants.
Each foot has on a size 7.5W shoe that meets the configuration and size
specifications of MIL-S-21711E (incorporated by reference, see Sec.
571.5) or its equivalent.
S11.2 Limb joints.
(a) For the 50th percentile male dummy, set the limb joints at
between 1 and 2 g. Adjust the leg joints with the torso in the supine
position. Adjust the knee and ankle joints so that they just support the
lower leg and the foot when extended horizontally (1 to 2 g adjustment).
(b) For the 49 CFR Part 572 Subpart V 5th percentile female dummy,
set the limb joints at slightly above 1 g, barely restraining the weight
of the limb
[[Page 973]]
when extended horizontally. The force needed to move a limb segment does
not exceed 2 g throughout the range of limb motion. Adjust the leg
joints with the torso in the supine position.
S11.3 The stabilized temperature of the test dummy at the time of
the test is at any temperature between 20.6 degrees C and 22.2 degrees
C.
S11.4 Acceleration data. Accelerometers are installed on the head,
rib, spine and pelvis components of various dummies as required to meet
the injury criteria of the standard. Accelerations measured from
different dummy components may use different filters and processing
methods.
S11.5 Processing Data.
(a) Subpart F (SID) test dummy.
(1) Process the acceleration data from the accelerometers mounted on
the ribs, spine and pelvis of the Subpart F dummy with the FIR100
software specified in 49 CFR 572.44(d). Process the data in the
following manner:
(i) Filter the data with a 300 Hz, SAE Class 180 filter;
(ii) Subsample the data to a 1600 Hz sampling rate;
(iii) Remove the bias from the subsampled data; and
(iv) Filter the data with the FIR100 software specified in 49 CFR
572.44(d), which has the following characteristics--
(A) Passband frequency 100 Hz.
(B) Stopband frequency 189 Hz.
(C) Stopband gain -50 db.
(D) Passband ripple 0.0225 db.
(2) [Reserved]
(b) Subpart U (ES-2re 50th percentile male) test dummy.
(1) The rib deflection data are filtered at channel frequency class
180 Hz. Abdominal and pubic force data are filtered at channel frequency
class of 600 Hz.
(2) The acceleration data from the accelerometers installed inside
the skull cavity of the ES-2re test dummy are filtered at channel
frequency class of 1000 Hz.
(c) Subpart V (SID-IIs 5th percentile female) test dummy.
(1) The acceleration data from the accelerometers installed inside
the skull cavity of the SID-IIs test dummy are filtered at channel
frequency class of 1000 Hz.
(2) The acceleration data from the accelerometers installed on the
lower spine of the SID-IIs test dummy are filtered at channel frequency
class of 180 Hz.
(3) The iliac and acetabular forces from load cells installed in the
pelvis of the SID-IIs are filtered at channel frequency class of 600 Hz.
S12 Positioning procedures for the anthropomorphic test dummies.
S12.1 50th percentile male test dummy--49 CFR part 572 subpart F
(SID). Position a correctly configured test dummy, conforming to the
applicable requirements of part 572 Subpart F of this chapter, in the
front outboard seating position on the side of the test vehicle to be
struck by the moving deformable barrier and, if the vehicle has a second
seat, position another conforming test dummy in the second seat outboard
position on the same side of the vehicle, as specified in S12.1.3. Each
test dummy is restrained using all available belt systems in all seating
positions where such belt restraints are provided. Place any adjustable
anchorages at the manufacturer's nominal design position for a 50th
percentile adult male occupant. In addition, any folding armrest is
retracted. Additional positioning procedures are specified below.
S12.1.1 Positioning a Part 572 Subpart F (SID) dummy in the driver's
seating position.
(a) Torso. Hold the dummy's head in place and push laterally on the
non-impacted side of the upper torso in a single stroke with a force of
66.7-89.0 N (15-20 lb) towards the impacted side.
(1) For a bench seat. The upper torso of the test dummy rests
against the seat back. The midsagittal plane of the test dummy is
vertical and parallel to the vehicle's longitudinal centerline, and
passes through the center of the steering control.
(2) For a bucket seat. The upper torso of the test dummy rests
against the seat back. The midsagittal plane of the test dummy is
vertical and parallel to the vehicle's longitudinal centerline, and
coincides with the longitudinal centerline of the bucket seat.
(b) Pelvis.
(1) H-point. The H-points of each test dummy coincide within 12.7 mm
(\1/2\ inch) in the vertical dimension and 12.7
[[Page 974]]
mm (\1/2\ inch) in the horizontal dimension of a point that is located
6.4 mm (\1/4\ inch) below the position of the H-point determined by
using the equipment for the 50th percentile and procedures specified in
SAE Standard J826-1980 (incorporated by reference, see Sec. 571.5),
except that Table 1 of SAE Standard J826-1980 is not applicable. The
length of the lower leg and thigh segments of the H-point machine are
adjusted to 414 and 401 mm (16.3 and 15.8 inches), respectively.
(2) Pelvic angle. As determined using the pelvic angle gauge (GM
drawing 78051-532 incorporated by reference in part 572, Subpart E of
this chapter) which is inserted into the H-point gauging hole of the
dummy, the angle of the plane of the surface on the lumbar-pelvic
adaptor on which the lumbar spine attaches is 23 to 25 degrees from the
horizontal, sloping upward toward the front of the vehicle.
(3) Legs. The upper legs of each test dummy rest against the seat
cushion to the extent permitted by placement of the feet. The left knee
of the dummy is positioned such that the distance from the outer surface
of the knee pivot bolt to the dummy's midsagittal plane is 152.4 mm (6.0
inches). To the extent practicable, the left leg of the test dummy is in
a vertical longitudinal plane.
(4) Feet. The right foot of the test dummy rests on the undepressed
accelerator with the heel resting as far forward as possible on the
floorpan. The left foot is set perpendicular to the lower leg with the
heel resting on the floorpan in the same lateral line as the right heel.
S12.1.2 Positioning a Part 572 Subpart F (SID) dummy in any front
outboard passenger seating position.
(a) Torso. Hold the dummy's head in place and push laterally on the
non-impacted side of the upper torso in a single stroke with a force of
66.7-89.0 N (15-20 lb) towards the impacted side.
(1) For a bench seat. The upper torso of the test dummy rests
against the seat back. The midsagittal plane of the test dummy is
vertical and parallel to the vehicle's longitudinal centerline. For
vehicles with manually operated driving controls the midsagittal plane
of the test dummy is the same distance from the vehicle's longitudinal
centerline as would be the midsagittal plane of a test dummy positioned
in the driver's seating position under S12.1.1(a)(1). For vehicles
without manually operated driving controls the midsagittal plane of the
test dummy shall be vertical and parallel to the vehicle's longitudinal
centerline, and passes through any front outboard passenger seat's SgRP.
(2) For a bucket seat. The upper torso of the test dummy rests
against the seat back. The midsagittal plane of the test dummy is
vertical and parallel to the vehicle's longitudinal centerline, and
coincides with the longitudinal centerline of the bucket seat.
(b) Pelvis.
(1) H-point. The H-points of each test dummy coincide within 12.7 mm
(\1/2\ inch) in the vertical dimension and 12.7 mm (\1/2\ inch) in the
horizontal dimension of a point that is located 6.4 mm (\1/4\ inch)
below the position of the H-point determined by using the equipment for
the 50th percentile and procedures specified in SAE Standard J826-1980
(incorporated by reference, see Sec. 571.5), except that Table 1 of SAE
J826-1980 is not applicable. The length of the lower leg and thigh
segments of the H-point machine are adjusted to 414 and 401 mm (16.3 and
15.8 inches), respectively.
(2) Pelvic angle. As determined using the pelvic angle gauge (GM
drawing 78051-532 incorporated by reference in part 572, Subpart E of
this chapter) which is inserted into the H-point gauging hole of the
dummy, the angle of the plane of the surface on the lumbar-pelvic
adaptor on which the lumbar spine attaches is 23 to 25 degrees from the
horizontal, sloping upward toward the front of the vehicle.
(c) Legs. The upper legs of each test dummy rest against the seat
cushion to the extent permitted by placement of the feet. The initial
distance between the outboard knee clevis flange surfaces is 292 mm
(11.5 inches). To the extent practicable, both legs of the test dummies
in outboard passenger positions are in vertical longitudinal planes.
Final adjustment to accommodate placement of feet in accordance with
S12.1.2(d) for various passenger
[[Page 975]]
compartment configurations is permitted.
(d) Feet. The feet of the test dummy are placed on the vehicle's
toeboard with the heels resting on the floorpan as close as possible to
the intersection of the toeboard and floorpan. If the feet cannot be
placed flat on the toeboard, they are set perpendicular to the lower
legs and placed as far forward as possible so that the heels rest on the
floorpan.
S12.1.3 Positioning a Part 572 Subpart F (SID) dummy in the rear
outboard seating positions.
(a) Torso. Hold the dummy's head in place and push laterally on the
non-impacted side of the upper torso in a single stroke with a force of
66.7-89.0 N (15-20 lb) towards the impacted side.
(1) For a bench seat. The upper torso of the test dummy rests
against the seat back. The midsagittal plane of the test dummy is
vertical and parallel to the vehicle's longitudinal centerline, and, if
possible, the same distance from the vehicle's longitudinal centerline
as the midsagittal plane of a test dummy positioned in the driver's
seating position under S12.1.1(a)(1) or left front passenger seating
positioned under S12.1.2(a)(1) in vehicles without manually operated
driving controls. If it is not possible to position the test dummy so
that its midsagittal plane is parallel to the vehicle longitudinal
centerline and is at this distance from the vehicle's longitudinal
centerline, the test dummy is positioned so that some portion of the
test dummy just touches, at or above the seat level, the side surface of
the vehicle, such as the upper quarter panel, an armrest, or any
interior trim (i.e., either the broad trim panel surface or a smaller,
localized trim feature).
(2) For a bucket or contoured seat. The upper torso of the test
dummy rests against the seat back. The midsagittal plane of the test
dummy is vertical and parallel to the vehicle's longitudinal centerline,
and coincides with the longitudinal centerline of the bucket or
contoured seat.
(b) Pelvis.
(1) H-point. The H-points of each test dummy coincide within 12.7 mm
(\1/2\ inch) in the vertical dimension and 12.7 mm (\1/2\ inch) in the
horizontal dimension of a point that is located 6.4 mm (\1/4\ inch)
below the position of the H-point determined by using the equipment for
the 50th percentile and procedures specified in SAE Standard J826-1980
(incorporated by reference, see Sec. 571.5), except that Table 1 of SAE
J826-1980 is not applicable. The length of the lower leg and thigh
segments of the H-point machine are adjusted to 414 and 401 mm (16.3 and
15.8 inches), respectively.
(2) Pelvic angle. As determined using the pelvic angle gauge (GM
drawing 78051-532 incorporated by reference in part 572, Subpart E of
this chapter) which is inserted into the H-point gauging hole of the
dummy, the angle of the plane of the surface on the lumbar-pelvic
adaptor on which the lumbar spine attaches is 23 to 25 degrees from the
horizontal, sloping upward toward the front of the vehicle.
(c) Legs. Rest the upper legs of each test dummy against the seat
cushion to the extent permitted by placement of the feet. The initial
distance between the outboard knee clevis flange surfaces is 292 mm
(11.5 inches). To the extent practicable, both legs of the test dummies
in outboard passenger positions are in vertical longitudinal planes.
Final adjustment to accommodate placement of feet in accordance with
S12.1.3(d) for various passenger compartment configurations is
permitted.
(d) Feet. Place the feet of the test dummy flat on the floorpan and
beneath the front seat as far as possible without front seat
interference. If necessary, the distance between the knees may be
changed in order to place the feet beneath the seat.
S12.2 50th percentile male test dummy--49 CFR Part 572 Subpart U
(ES-2re).
S12.2.1 Positioning an ES-2re dummy in all seating positions.
Position a correctly configured ES-2re test dummy, conforming to the
applicable requirements of part 572 of this chapter, in the front
outboard seating position on the side of the test vehicle to be struck
by the moving deformable barrier or pole. Restrain the test dummy using
all available belt systems in the seating positions where the belt
restraints are
[[Page 976]]
provided. Place any adjustable anchorages at the manufacturer's nominal
design position for a 50th percentile adult male occupant. Retract any
folding armrest.
(a) Upper torso.
(1) The plane of symmetry of the dummy coincides with the vertical
median plane of the specified seating position.
(2) Bend the upper torso forward and then lay it back against the
seat back. Set the shoulders of the dummy fully rearward.
(b) Pelvis. Position the pelvis of the dummy according to the
following:
(1) Position the pelvis of the dummy such that a lateral line
passing through the dummy H-points is perpendicular to the longitudinal
center plane of the seat. The line through the dummy H-points is
horizontal with a maximum inclination of 2
degrees. The dummy may be equipped with tilt sensors in the thorax and
the pelvis. These instruments can help to obtain the desired position.
(2) The correct position of the dummy pelvis may be checked relative
to the H-point of the H-point Manikin by using the M3 holes in the H-
point back plates at each side of the ES-2re pelvis. Position the dummy
such that the M3 holes are located within a circle of radius 10 mm (0.39
in.) around the H-point of the H-point Manikin.
(c) Arms. Place the dummy's upper arms such that the angle between
the projection of the arm centerline on the mid-sagittal plane of the
dummy and the torso reference line is 40[deg] 5[deg]. The torso reference line is defined as the
thoracic spine centerline. The shoulder-arm joint allows for discrete
arm positions at 0, 40, and 90 degree settings forward of the spine.
(d) Legs and Feet. Position the legs and feet of the dummy according
to the following:
(1) For the driver's seating position, without inducing pelvis or
torso movement, place the right foot of the dummy on the un-pressed
accelerator pedal with the heel resting as far forward as possible on
the floor pan. Set the left foot perpendicular to the lower leg with the
heel resting on the floor pan in the same lateral line as the right
heel. Set the knees of the dummy such that their outside surfaces are
150 10 mm (5.9 0.4 inches)
from the plane of symmetry of the dummy. If possible within these
constraints, place the thighs of the dummy in contact with the seat
cushion.
(2) For other seating positions, without inducing pelvis or torso
movement, place the heels of the dummy as far forward as possible on the
floor pan without compressing the seat cushion more than the compression
due to the weight of the leg. Set the knees of the dummy such that their
outside surfaces are 150 10 mm (5.9 0.4 inches) from the plane of symmetry of the dummy.
S12.3 5th percentile female test dummy--49 CFR Part 572 Subpart V
(SID-IIs). Position a correctly configured 5th percentile female Part
572 Subpart V (SID-IIs) test dummy, conforming to the applicable
requirements of part 572 of this chapter, in the front outboard seating
position on the side of the test vehicle to be struck by the pole and,
for the moving deformable barrier, if the vehicle has a second seat,
position a conforming test dummy in the second seat outboard position on
the same side of the vehicle (side to be struck) as specified in
S12.3.4. Retract any folding armrest. Additional procedures are
specified below.
S12.3.1 General provisions and definitions.
(a) Measure all angles with respect to the horizontal plane unless
otherwise stated.
(b) Adjust the SID-IIs dummy's neck bracket to align the zero degree
index marks.
(c) Other seat adjustments. The longitudinal centerline of a bucket
seat cushion passes through the SgRP and is parallel to the longitudinal
centerline of the vehicle.
(d) Driver and any front outboard passenger dummy manual belt
adjustment. Use all available belt systems. Place adjustable belt
anchorages at the nominal position for a 5th percentile adult female
suggested by the vehicle manufacturer.
(e) Definitions.
(1) The term ``midsagittal plane'' refers to the vertical plane that
separates the dummy into equal left and right halves.
[[Page 977]]
(2) The term ``vertical longitudinal plane'' refers to a vertical
plane parallel to the vehicle's longitudinal centerline.
(3) The term ``vertical plane'' refers to a vertical plane, not
necessarily parallel to the vehicle's longitudinal centerline.
(4) The term ``transverse instrumentation platform'' refers to the
transverse instrumentation surface inside the dummy's skull casting to
which the neck load cell mounts. This surface is perpendicular to the
skull cap's machined inferior-superior mounting surface.
(5) The term ``thigh'' refers to the femur between, but not
including, the knee and the pelvis.
(6) The term ``leg'' refers to the lower part of the entire leg
including the knee.
(7) The term ``foot'' refers to the foot, including the ankle.
(8) For leg and thigh angles, use the following references:
(i) Thigh--a straight line on the thigh skin between the center of
the \1/2\-13 UNC-2B tapped hole in the upper leg femur clamp and the
knee pivot shoulder bolt.
(ii) Leg--a straight line on the leg skin between the center of the
ankle shell and the knee pivot shoulder bolt.
(9) The term ``seat cushion reference point'' (SCRP) means a point
placed on the outboard side of the seat cushion at a horizontal distance
between 150 mm (5.9 in) and 250 mm (9.8 in) from the front edge of the
seat used as a guide in positioning the seat.
(10) The term ``seat cushion reference line'' means a line on the
side of the seat cushion, passing through the seat cushion reference
point, whose projection in the vehicle vertical longitudinal plane is
straight and has a known angle with respect to the horizontal.
S12.3.2 5th percentile female driver dummy positioning.
(a) Driver torso/head/seat back angle positioning.
(1) With the seat in the position determined in S10.3.2, use only
the control that moves the seat fore and aft to place the seat in the
rearmost position. If the seat cushion reference line angle
automatically changes as the seat is moved from the full forward
position, maintain, as closely as possible, the seat cushion reference
line angle determined in S10.3.2.3.3, for the final forward position
when measuring the pelvic angle as specified in S12.3.2(a)(11). The seat
cushion reference line angle position may be achieved through the use of
any seat or seat cushion adjustments other than that which primarily
moves the seat or seat cushion fore-aft.
(2) Fully recline the seat back, if adjustable. Install the dummy
into the driver's seat, such that when the legs are positioned 120
degrees to the thighs, the calves of the legs are not touching the seat
cushion.
(3) Bucket seats. Center the dummy on the seat cushion so that its
midsagittal plane is vertical and passes through the SgRP within 10 mm (0.4 in).
(4) Bench seats. Position the midsagittal plane of the dummy
vertical and parallel to the vehicle's longitudinal centerline and
aligned within 10 mm (0.4
in) of the center of the steering control rim.
(5) Hold the dummy's thighs down and push rearward on the upper
torso to maximize the dummy's pelvic angle.
(6) Place the legs at 120 degrees to the thighs. Set the initial
transverse distance between the longitudinal centerlines at the front of
the dummy's knees at 160 to 170 mm (6.3 to 6.7 in), with the thighs and
legs of the dummy in vertical planes. Push rearward on the dummy's knees
to force the pelvis into the seat so there is no gap between the pelvis
and the seat back or until contact occurs between the back of the
dummy's calves and the front of the seat cushion.
(7) Gently rock the upper torso relative to the lower torso
laterally in a side to side motion three times through a 5 degree arc (approximately 51 mm (2 in) side to side).
(8) If needed, extend the legs slightly so that the feet are not in
contact with the floor pan. Let the thighs rest on the seat cushion to
the extent permitted by the foot movement. Keeping the leg and the thigh
in a vertical plane, place the foot in the vertical longitudinal plane
that passes through the centerline of the accelerator pedal. Rotate the
left thigh outboard about the hip until the center of the knee is
[[Page 978]]
the same distance from the midsagittal plane of the dummy as the right
knee 5 mm (0.2 in). Using
only the control that moves the seat fore and aft, attempt to return the
seat to the full forward position. If either of the dummy's legs first
contacts the steering control, then adjust the steering control, if
adjustable, upward until contact with the steering control is avoided.
If the steering control is not adjustable, separate the knees enough to
avoid steering control contact. Proceed with moving the seat forward
until either the leg contacts the vehicle interior or the seat reaches
the full forward position. (The right foot may contact and depress the
accelerator and/or change the angle of the foot with respect to the leg
during seat movement.) If necessary to avoid contact with the vehicle's
brake or clutch pedal, rotate the test dummy's left foot about the leg.
If there is still interference, rotate the left thigh outboard about the
hip the minimum distance necessary to avoid pedal interference. If a
dummy leg contacts the vehicle interior before the full forward position
is attained, position the seat at the next detent where there is no
contact. If the seat is a power seat, move the seat fore and aft to
avoid contact while assuring that there is a maximum of 5 mm (0.2 in)
distance between the vehicle interior and the point on the dummy that
would first contact the vehicle interior. If the steering control was
moved, return it to the position described in S10.5. If the steering
control contacts the dummy's leg(s) prior to attaining this position,
adjust it to the next higher detent, or if infinitely adjustable, until
there is 5 mm (0.2 in) clearance between the control and the dummy's
leg(s).
(9) Head leveling.
(i) Vehicles with fixed seat backs. Adjust the lower neck bracket to
level the transverse instrumentation platform angle of the head to
within 0.5 degrees. If it is not possible to level
the transverse instrumentation platform to within 0.5 degrees, select the neck bracket adjustment position
that minimizes the difference between the transverse instrumentation
platform angle and level.
(ii) Vehicles with adjustable seat backs. While holding the thighs
in place, rotate the seat back forward until the transverse
instrumentation platform angle of the head is level to within 0.5 degrees, making sure that the pelvis does not
interfere with the seat bight. (If the torso contacts the steering
control, use S12.3.2(a)(10) before proceeding with the remaining portion
of this paragraph.) If it is not possible to level the transverse
instrumentation platform to within 0.5 degrees,
select the seat back adjustment position that minimizes the difference
between the transverse instrumentation platform angle and level, then
adjust the neck bracket to level the transverse instrumentation platform
angle to within 0.5 degrees if possible. If it is
still not possible to level the transverse instrumentation platform to
within 0.5 degrees, select the neck bracket angle
position that minimizes the difference between the transverse
instrumentation platform angle and level.
(10) If the torso contacts the steering control, adjust the steering
control in the following order until there is no contact: Telescoping
adjustment, lowering adjustment, raising adjustment. If the vehicle has
no adjustments or contact with the steering control cannot be eliminated
by adjustment, position the seat at the next detent where there is no
contact with the steering control as adjusted in S10.5. If the seat is a
power seat, position the seat to avoid contact while assuring that there
is a maximum of 5 mm (0.2 in) distance between the steering control as
adjusted in S10.5 and the point of contact on the dummy.
(11) Measure and set the dummy's pelvic angle using the pelvic angle
gage. The angle is set to 20.0 degrees 2.5
degrees. If this is not possible, adjust the pelvic angle as close to
20.0 degrees as possible while keeping the transverse instrumentation
platform of the head as level as possible by adjustments specified in
S12.3.2(a)(9).
(12) If the dummy is contacting the vehicle interior after these
adjustments, move the seat rearward until there is a maximum of 5 mm
(0.2 in) between the contact point of the dummy and the interior of the
vehicle or if it has a manual seat adjustment, to the next rearward
detent position. If after these adjustments, the dummy contact
[[Page 979]]
point is more than 5 mm (0.2 in) from the vehicle interior and the seat
is still not in its forwardmost position, move the seat forward until
the contact point is 5 mm (0.2 in) or less from the vehicle interior, or
if it has a manual seat adjustment, move the seat to the closest detent
position without making contact, or until the seat reaches its
forwardmost position, whichever occurs first.
(b) Driver foot positioning.
(1) If the vehicle has an adjustable accelerator pedal, adjust it to
the full forward position. If the heel of the right foot can contact the
floor pan, follow the positioning procedure in S12.3.2(b)(1)(i). If not,
follow the positioning procedure in S12.3.2(b)(1)(ii).
(i) Rest the right foot of the test dummy on the un-depressed
accelerator pedal with the rearmost point of the heel on the floor pan
in the plane of the pedal. If the foot cannot be placed on the
accelerator pedal, set it initially perpendicular to the leg and then
place it as far forward as possible in the direction of the pedal
centerline with the rearmost point of the heel resting on the floor pan.
If the vehicle has an adjustable accelerator pedal and the right foot is
not touching the accelerator pedal when positioned as above, move the
pedal rearward until it touches the right foot. If the accelerator pedal
in the full rearward position still does not touch the foot, leave the
pedal in that position.
(ii) Extend the foot and lower leg by decreasing the knee flexion
angle until any part of the foot contacts the un-depressed accelerator
pedal or the highest part of the foot is at the same height as the
highest part of the pedal. If the vehicle has an adjustable accelerator
pedal and the right foot is not touching the accelerator pedal when
positioned as above, move the pedal rearward until it touches the right
foot.
(2) If the ball of the foot does not contact the pedal, increase the
ankle plantar flexion angle such that the toe of the foot contacts or is
as close as possible to contact with the un-depressed accelerator pedal.
(3) If, in its final position, the heel is off of the vehicle floor,
a spacer block is used under the heel to support the final foot
position. The surface of the block in contact with the heel has an
inclination of 30 degrees, measured from the horizontal, with the
highest surface towards the rear of the vehicle.
(4) Place the left foot on the toe-board with the rearmost point of
the heel resting on the floor pan as close as possible to the point of
intersection of the planes described by the toe-board and floor pan, and
not on or in contact with the vehicle's brake pedal, clutch pedal,
wheel-well projection or foot rest, except as provided in S12.3.2(b)(6).
(5) If the left foot cannot be positioned on the toe board, place
the foot perpendicular to the lower leg centerline as far forward as
possible with the heel resting on the floor pan.
(6) If the left foot does not contact the floor pan, place the foot
parallel to the floor and place the leg as perpendicular to the thigh as
possible. If necessary to avoid contact with the vehicle's brake pedal,
clutch pedal, wheel-well, or foot rest, use the three foot position
adjustments listed in S12.3.2(b)(6)(i) through (iii). The adjustment
options are listed in priority order, with each subsequent option
incorporating the previous. In making each adjustment, move the foot the
minimum distance necessary to avoid contact. If it is not possible to
avoid all prohibited foot contact, priority is given to avoiding brake
or clutch pedal contact:
(i) Rotate (abduction/adduction) the test dummy's left foot about
the lower leg;
(ii) Planar flex the foot;
(iii) Rotate the left leg outboard about the hip.
(c) Driver arm/hand positioning. Place the dummy's upper arm such
that the angle between the projection of the arm centerline on the
midsagittal plane of the dummy and the torso reference line is 45[deg]
5[deg]. The torso reference line is defined as the
thoracic spine centerline. The shoulder-arm joint allows for discrete
arm positions at 0, 45, 90,
135, and 180 degree settings where positive is
forward of the spine.
S12.3.3 5th percentile female front passenger dummy positioning.
(a) Passenger torso/head/seat back angle positioning.
[[Page 980]]
(1) With the seat at the mid-height in the full-forward position
determined in S10.3.2, use only the control that primarily moves the
seat fore and aft to place the seat in the rearmost position, without
adjusting independent height controls. If the seat cushion reference
line angle automatically changes as the seat is moved from the full
forward position, maintain, as closely as possible, the seat cushion
reference line angle determined in S10.3.2.3.3, for the final forward
position when measuring the pelvic angle as specified in S12.3.3(a)(11).
The seat cushion reference line angle position may be achieved through
the use of any seat or seat cushion adjustments other than that which
primarily moves the seat or seat cushion fore-aft.
(2) Fully recline the seat back, if adjustable. Place the dummy into
any passenger seat, such that when the legs are positioned 120 degrees
to the thighs, the calves of the legs are not touching the seat cushion.
(3) Bucket seats. Place the dummy on the seat cushion so that its
midsagittal plane is vertical and passes through the SgRP within 10 mm (0.4 in).
(4) Bench seats. Position the midsagittal plane of the dummy
vertical and parallel to the vehicle's longitudinal centerline and the
same distance from the vehicle's longitudinal centerline, within 10 mm (0.4 in), as the midsagittal
plane of the driver dummy, if there is a driver's seating position.
Otherwise, the midsagittal plane of any front outboard passenger dummy
shall be vertical, parallel to the vehicle's longitudinal centerline,
and pass, within 10 mm (0.4
in), through the seating reference point of the seating that it
occupies.
(5) Hold the dummy's thighs down and push rearward on the upper
torso to maximize the dummy's pelvic angle.
(6) Place the legs at 120 degrees to the thighs. Set the initial
transverse distance between the longitudinal centerlines at the front of
the dummy's knees at 160 to 170 mm (6.3 to 6.7 in), with the thighs and
legs of the dummy in vertical planes. Push rearward on the dummy's knees
to force the pelvis into the seat so there is no gap between the pelvis
and the seat back or until contact occurs between the back of the
dummy's calves and the front of the seat cushion.
(7) Gently rock the upper torso relative to the lower torso
laterally in a side to side motion three times through a 5 degree arc (approximately 51 mm (2 in) side to side).
(8) If needed, extend the legs slightly so that the feet are not in
contact with the floor pan. Let the thighs rest on the seat cushion to
the extent permitted by the foot movement. With the feet perpendicular
to the legs, place the heels on the floor pan. If a heel will not
contact the floor pan, place it as close to the floor pan as possible.
Using only the control that primarily moves the seat fore and aft,
attempt to return the seat to the full forward position. If a dummy leg
contacts the vehicle interior before the full forward position is
attained, position the seat at the next detent where there is no
contact. If the seats are power seats, position the seat to avoid
contact while assuring that there is a maximum of 5 mm (0.2 in) distance
between the vehicle interior and the point on the dummy that would first
contact the vehicle interior.
(9) Head leveling.
(i) Vehicles with fixed seat backs. Adjust the lower neck bracket to
level the transverse instrumentation platform angle of the head to
within 0.5 degrees. If it is not possible to level
the transverse instrumentation platform to within 0.5 degrees, select the neck bracket adjustment position
that minimizes the difference between the transverse instrumentation
platform angle and level.
(ii) Vehicles with adjustable seat backs. While holding the thighs
in place, rotate the seat back forward until the transverse
instrumentation platform angle of the head is level to within 0.5 degrees, making sure that the pelvis does not
interfere with the seat bight. If it is not possible to level the
transverse instrumentation platform to within 0.5
degrees, select the seat back adjustment position that minimizes the
difference between the transverse instrumentation platform angle and
level, then adjust the neck bracket to level the transverse
instrumentation platform angle to within 0.5
degrees if
[[Page 981]]
possible. If it is still not possible to level the transverse
instrumentation platform to within 0.5 degrees,
select the neck bracket angle position that minimizes the difference
between the transverse instrumentation platform angle and level.
(10) Measure and set the dummy's pelvic angle using the pelvic angle
gage. The angle is set to 20.0 degrees 2.5
degrees. If this is not possible, adjust the pelvic angle as close to
20.0 degrees as possible while keeping the transverse instrumentation
platform of the head as level as possible by adjustments specified in
S12.3.2(a)(9).
(11) If the dummy is contacting the vehicle interior after these
adjustments, move the seat rearward until there is a maximum of 5 mm
(0.2 in) between the contact point of the dummy and the interior of the
vehicle or if it has a manual seat adjustment, to the next rearward
detent position. If after these adjustments, the dummy contact point is
more than 5 mm (0.2 in) from the vehicle interior and the seat is still
not in its forwardmost position, move the seat forward until the contact
point is 5 mm (0.2 in) or less from the vehicle interior, or if it has a
manual seat adjustment, move the seat to the closest detent position
without making contact, or until the seat reaches its forwardmost
position, whichever occurs first.
(b) Passenger foot positioning.
(1) Place the front passenger's feet flat on the toe board.
(2) If the feet cannot be placed flat on the toe board, set them
perpendicular to the leg center lines and place them as far forward as
possible with the heels resting on the floor pan.
(3) If either foot does not contact the floor pan, place the foot
parallel to the floor pan and place the lower leg as perpendicular to
the thigh as possible.
(c) Passenger arm/hand positioning. Place the dummy's upper arm such
that the angle between the projection of the arm centerline on the
midsagittal plane of the dummy and the torso reference line is 45[deg]
5[deg]. The torso reference line is defined as the
thoracic spine centerline. The shoulder-arm joint allows for discrete
arm positions at 0, 45, 90,
135, and 180 degree settings where positive is
forward of the spine.
S12.3.4 5th percentile female in rear outboard seating positions.
(a) Set the rear outboard seat at the full rearward, full down
position determined in S8.3.3.
(b) Fully recline the seat back, if adjustable. Install the dummy
into the passenger's seat, such that when the legs are 120 degrees to
the thighs, the calves of the legs are not touching the seat cushion.
(c) Place the dummy on the seat cushion so that its midsagittal
plane is vertical and coincides with the vertical longitudinal plane
through the center of the seating position SgRP within 10 mm (0.4 in).
(d) Hold the dummy's thighs down and push rearward on the upper
torso to maximize the dummy's pelvic angle.
(e) Place the legs at 120 degrees to the thighs. Set the initial
transverse distance between the longitudinal centerlines at the front of
the dummy's knees at 160 to 170 mm (6.3 to 6.7 in), with the thighs and
legs of the dummy in vertical planes. Push rearward on the dummy's knees
to force the pelvis into the seat so there is no gap between the pelvis
and the seat back or until contact occurs between the back of the
dummy's calves and the front of the seat cushion.
(f) Gently rock the upper torso laterally side to side three times
through a 5 degree arc (approximately 51 mm (2 in)
side to side).
(g) If needed, extend the legs slightly so that the feet are not in
contact with the floor pan. Let the thighs rest on the seat cushion to
the extent permitted by the foot movement. With the feet perpendicular
to the legs, place the heels on the floor pan. If a heel will not
contact the floor pan, place it as close to the floor pan as possible.
(h) Head leveling.
(1) Vehicles with fixed seat backs. Adjust the lower neck bracket to
level the transverse instrumentation platform angle of the head to
within 0.5 degrees. If it is not possible to level
the transverse instrumentation platform to within 0.5 degrees, select the neck
[[Page 982]]
bracket adjustment position that minimizes the difference between the
transverse instrumentation platform angle and level.
(2) Vehicles with adjustable seat backs. While holding the thighs in
place, rotate the seat back forward until the transverse instrumentation
platform angle of the head is level to within 0.5
degrees, making sure that the pelvis does not interfere with the seat
bight. If it is not possible to level the transverse instrumentation
platform to within 0.5 degrees, select the seat
back adjustment position that minimizes the difference between the
transverse instrumentation platform angle and level, then adjust the
neck bracket to level the transverse instrumentation platform angle to
within 0.5 degrees if possible. If it is still not
possible to level the transverse instrumentation platform to within
0.5 degrees, select the neck bracket angle
position that minimizes the difference between the transverse
instrumentation platform angle and level.
(i) [Reserved]
(j) Measure and set the dummy's pelvic angle using the pelvic angle
gauge. The angle is set to 20.0 degrees 2.5
degrees. If this is not possible, adjust the pelvic angle as close to
20.0 degrees as possible while keeping the transverse instrumentation
platform of the head as level as possible, as specified in S12.3.4(h).
(k) Passenger foot positioning.
(1) Place the rear seat passenger's feet flat on the floor pan and
beneath the front seat as far as possible without front seat
interference.
(2) If either foot does not contact the floor pan, place the foot
parallel to the floor and place the leg as perpendicular to the thigh as
possible.
(l) Passenger arm/hand positioning. Place the rear dummy's upper arm
such that the angle between the projection of the arm centerline on the
midsagittal plane of the dummy and the torso reference line is 45[deg]
5[deg]. The torso reference line is defined as the
thoracic spine centerline. The shoulder-arm joint allows for discrete
arm positions at 0, 45, 90,
135, and 180 degree settings where positive is
forward of the spine.
S13 Phase-in of moving deformable barrier and vehicle-to-pole
performance requirements.
S13.1 Vehicles manufactured on or after September 1, 2010 and before
September 1, 2014. At anytime during the production years ending August
31, 2011, August 31, 2012, August 31, 2013, and August 31, 2014, each
manufacturer shall, upon request from the Office of Vehicle Safety
Compliance, provide information identifying the vehicles (by make, model
and vehicle identification number) that have been certified as complying
with the moving deformable barrier test with advanced test dummies
(S7.2), or the vehicles (by make, model and vehicle identification
number) that have been certified as complying with the vehicle-to-pole
test requirements (S9.1) of this standard. The manufacturer's
designation of a vehicle as a certified vehicle meeting S7.2 or S9.1 is
irrevocable.
S13.1.1 Vehicles manufactured on or after September 1, 2010 and
before September 1, 2011.
(a) Subject to S13.4, for vehicles manufactured on or after
September 1, 2010 and before September 1, 2011, the number of vehicles
complying with S7.2 shall be not less than 20 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
(b) Subject to S13.4, for vehicles manufactured on or after
September 1, 2010 and before September 1, 2011, the number of vehicles
complying with S9.1 shall be not less than 20 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
S13.1.2 Vehicles manufactured on or after September 1, 2011 and
before September 1, 2012.
(a) Subject to S13.4, for vehicles manufactured on or after
September 1, 2011 and before September 1, 2012, the number of vehicles
complying with S7.2 shall be not less than 40 percent of:
[[Page 983]]
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
(b) Subject to S13.4, for vehicles manufactured on or after
September 1, 2011 and before September 1, 2012, the number of vehicles
complying with S9.1 shall be not less than 40 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
S13.1.3 Vehicles manufactured on or after September 1, 2012 and
before September 1, 2013.
(a) Subject to S13.4, for vehicles manufactured on or after
September 1, 2012 and before September 1, 2013, the number of vehicles
complying with S7.2 shall be not less than 60 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
(b) Subject to S13.4, for vehicles manufactured on or after
September 1, 2012 and before September 1, 2013, the number of vehicles
complying with S9.1 shall be not less than 60 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
S13.1.4 Vehicles manufactured on or after September 1, 2013 and
before September 1, 2014.
(a) Subject to S13.4, for vehicles manufactured on or after
September 1, 2013 and before September 1, 2014, the number of vehicles
complying with S7.2 shall be not less than 80 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
(b) Subject to S13.4, for vehicles manufactured on or after
September 1, 2013 and before September 1, 2014, the number of vehicles
complying with S9.1 shall be not less than 80 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(2) The manufacturer's production in the current production year.
S13.2 Vehicles produced by more than one manufacturer.
S13.2.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S13.1.1 and S13.1.2, a vehicle produced by
more than one manufacturer shall be attributed to a single manufacturer
as follows, subject to S13.2.2.
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S13.2.2 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S13.2.1.
S13.3(a) For the purposes of calculating average annual production
of vehicles for each manufacturer and the number of vehicles
manufactured by each manufacturer under S13.1.1(a), S13.1.2(a),
S13.1.3(a), and S13.1.4(a), do not count any vehicle that is excluded by
Standard No. 214 from the moving deformable barrier test with the ES-2re
or SID-IIs test dummies (S7.2).
(b) For the purposes of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S13.1.1(b), S13.1.2(b), S13.1.3(b), and
S13.1.4(b), do not count any vehicle that is excluded by Standard No.
214 from the vehicle-to-pole test (S9).
S13.4 Calculation of complying vehicles.
(a) For the purposes of calculating the vehicles complying with
S13.1.1, a
[[Page 984]]
manufacturer may count a vehicle if it is manufactured on or after
October 11, 2007 but before September 1, 2011.
(b) For purposes of complying with S13.1.2, a manufacturer may count
a vehicle if it--
(1) Is manufactured on or after October 11, 2007 but before
September 1, 2012 and,
(2) Is not counted toward compliance with S13.1.1.
(c) For purposes of complying with S13.1.3, a manufacturer may count
a vehicle if it--
(1) Is manufactured on or after October 11, 2007 but before
September 1, 2013 and,
(2) Is not counted toward compliance with S13.1.1 or S13.1.2.
(d) For purposes of complying with S13.1.4, a manufacturer may count
a vehicle if it--
(1) Is manufactured on or after October 11, 2007 but before
September 1, 2014 and,
(2) Is not counted toward compliance with S13.1.1, S13.1.2, or
S13.1.3.
(e) For the purposes of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer, each vehicle that is excluded from having to meet
the applicable requirement is not counted.
[72 FR 51957, Sept. 11, 2007, as amended at 73 FR 32483, June 9, 2008;
75 FR 12139, Mar. 15, 2010; 77 FR 767, Jan. 6, 2012; 76 FR 52884, Aug.
24, 2011; 77 FR 70914, Nov. 28, 2012; 85 FR 85535, Dec. 29, 2020; 87 FR
39310, June 30, 2022; 87 FR 18597, Mar. 30, 2022]
Sec. 571.215 [Reserved]
Sec. 571.216 Standard No. 216; Roof crush resistance;
Applicable unless a vehicle is certified to Sec. 571.216a.
S1. Scope. This standard establishes strength requirements for the
passenger compartment roof.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries due to the crushing of the roof into the occupant compartment
in rollover crashes.
S3. Application. (a) This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks and buses with a GVWR of 2,722
kilograms (6,000 pounds) or less. However, it does not apply to--
(a) School buses;
(b) Vehicles that conform to the rollover test requirements (S5.3)
of Standard No. 208 (Sec. 571.208) by means that require no action by
vehicle occupants;
(c) Convertibles, except for optional compliance with the standard
as an alternative to the rollover test requirements in S5.3 of Standard
No. 208; or
(d) Vehicles certified to comply with Sec. 571.216a.
S4. Definitions.
Altered roof means the replacement roof on a motor vehicle whose
original roof has been removed, in part or in total, and replaced by a
roof that is higher than the original roof. The replacement roof on a
motor vehicle whose original roof has been replaced, in whole or in
part, by a roof that consists of glazing materials, such as those in T-
tops and sunroofs, and is located at the level of the original roof, is
not considered to be an altered roof.
Raised roof means, with respect to a roof which includes an area
that protrudes above the surrounding exterior roof structure, that
protruding area of the roof.
Roof over the front seat area means the portion of the roof,
including windshield trim, forward of a transverse vertical plane
passing through a point 162 mm rearward of the SgRP of the rearmost
front outboard seating position.
Windshield trim means molding of any material between the windshield
glazing and the exterior roof surface, including material that covers a
part of either the windshield glazing or exterior roof surface.
S5. Requirements. Subject to S5.1, when the test device described in
S6 is used to apply a force to either side of the forward edge of a
vehicle's roof in accordance with the procedures of S7, the lower
surface of the test device must not move more than 127 millimeters. The
applied force in Newtons is equal to 1.5 times the unloaded vehicle
weight of the vehicle, measured in kilograms and multiplied by 9.8, but
does not exceed 22,240 Newtons for passenger cars. Both the left and
right front portions of the vehicle's roof structure must be capable of
meeting the requirements. A particular vehicle
[[Page 985]]
need not meet further requirements after being tested at one location.
S5.1 For multipurpose passenger vehicles, trucks and buses that have
a raised roof or altered roof, manufacturers have the option of using
the test procedures of S8 instead of the procedures of S7 until October
25, 2000. The option of using the test procedures of S8 ceases to be
available on that date.
S6. Test device. The test device is a rigid unyielding block whose
lower surface is a flat rectangle measuring 762 millimeters by 1,829
millimeters.
S7. Test procedure. Each vehicle must be capable of meeting the
requirements of S5 when tested in accordance with the procedure in S7.1
through 7.6.
S7.1 Place the sills or the chassis frame of the vehicle on a rigid
horizontal surface, fix the vehicle rigidly in position, close all
windows, close and lock all doors, and secure any convertible top or
removable roof structure in place over the occupant compartment. Remove
roof racks or other non-structural components.
S7.2 Orient the test device as shown in Figure 1 of this section, so
that--
(a) Its longitudinal axis is at a forward angle (in side view) of 5
degrees below the horizontal, and is parallel to the vertical plane
through the vehicle's longitudinal centerline;
(b) Its transverse axis is at an outboard angle, in the front view
projection, of 25 degrees below the horizontal.
S7.3 Maintaining the orientation specified in S7.2--
(a) Lower the test device until it initially makes contact with the
roof of the vehicle.
(b) Position the test device so that--
(1) The longitudinal centerline on its lower surface is on the
initial point of contact, or on the center of the initial contact area,
with the roof; and
(2) Except as specified in S7.4, the midpoint of the forward edge of
the lower surface of the test device is within 10 mm of the transverse
vertical plane 254 mm forward of the forwardmost point on the exterior
surface of the roof, including windshield trim, that lies in the
longitudinal vertical plane passing through the vehicle's longitudinal
centerline.
S7.4 If the vehicle being tested is a multipurpose passenger
vehicle, truck, or bus that has a raised roof or altered roof, and the
initial contact point of the test device is on the raised roof or
altered roof to the rear of the roof over the front seat area, the plate
is positioned so that the midpoint of the rearward edge of the lower
surface of the test device is within 10 mm of the transverse vertical
plane located at the rear of the roof over the front seat area.
S7.5 Apply force so that the test device moves in a downward
direction perpendicular to the lower surface of the test device at a
rate of not more than 13 millimeters per second until reaching the force
level specified in S5. Guide the test device so that throughout the test
it moves, without rotation, in a straight line with its lower surface
oriented as specified in S7.2(a) and S7.2(b). Complete the test within
120 seconds.
S7.6 Measure the distance that the test device moved, i.e., the
distance between the original location of the lower surface of the test
device and its location as the force level specified in S5 is reached.
S8 Alternate test procedure for multipurpose passenger vehicles,
trucks and buses that have a raised roof or altered roof manufactured
until October 25, 2000 (see S5.1). Each vehicle shall be capable of
meeting the requirements of S5 when tested in accordance with the
following procedure.
S8.1 Place the sills or the chassis frame of the vehicle on a rigid
horizontal surface, fix the vehicle rigidly in position, close all
windows, close and lock all doors, and secure any convertible top or
removable roof structure in place over the passenger compartment.
S8.2 Orient the test device as shown in Figure 2, so that--
(a) Its longitudinal axis is at a forward angle (side view) of
5[deg] below the horizontal, and is parallel to the vertical plane
through the vehicle's longitudinal centerline;
(b) Its lateral axis is at a lateral outboard angle, in the front
view projection, of 25[deg] below the horizontal;
(c) Its lower surface is tangent to the surface of the vehicle; and
(d) The initial contact point, or center of the initial contact
area, is on the longitudinal centerline of the lower
[[Page 986]]
surface of the test device and 254 millimeters from the forwardmost
point of that centerline.
S8.3 Apply force in a downward direction perpendicular to the lower
surface of the test device at a rate of not more than 13 millimeters per
second until reaching a force in Newtons of 1\1/2\ times the unloaded
vehicle weight of the tested vehicle, measured in kilograms and
multiplied by 9.8. Complete the test within 120 seconds. Guide the test
device so that throughout the test it moves, without rotation, in a
straight line with its lower surface oriented as specified in S8.2(a)
through S8.2(d).
S8.4 Measure the distance that the test device moves, i.e., the
distance between the original location of the lower surface of the test
device and its location as the force level specified in S8.3 is reached.
[[Page 987]]
Figure 1 to Sec. 571.216
[GRAPHIC] [TIFF OMITTED] TR27AP99.032
[[Page 988]]
Figure 2 to Sec. 571.216
[GRAPHIC] [TIFF OMITTED] TR31JA00.089
[36 FR 23300, Dec. 8, 1971, as amended at 38 FR 21930, Aug. 14, 1973; 56
FR 15517, Apr. 17, 1991; 58 FR 5633, Jan. 22, 1993; 60 FR 13647, Mar.
14, 1995; 64 FR 22578, Apr. 27, 1999; 65 FR 4581, Jan. 31, 2000; 74 FR
22384, May 12, 2009]
Editorial Note: At 74 FR 22384, May 12, 2009, Sec. 571.216 was
amended by revising S3; however, the amendment included two paragraphs
(a).
Sec. 571.216a Standard No. 216a; Roof crush resistance; Upgraded standard.
S1. Scope. This standard establishes strength requirements for the
passenger compartment roof.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries due to the crushing of the roof into the occupant compartment
in rollover crashes.
S3 Application and selection of compliance options.
S3.1 Application.
(a) This standard applies to passenger cars, and to multipurpose
passenger vehicles, trucks designed to carry at least one person, and
buses with a GVWR of 4,536 kilograms (10,000 pounds) or less, according
to the implementation schedule specified in S8 and S9 of this section.
However, it does not apply to--
(1) School buses;
(2) Vehicles that conform to the rollover test requirements (S5.3)
of Standard No. 208 (Sec. 571.208) by means that require no action by
vehicle occupants;
(3) Convertibles, except for optional compliance with the standard
as an alternative to the rollover test requirement (S5.3) of Standard
No. 208; or
(4) Trucks built in two or more stages with a GVWR greater than
2,722 kilograms (6,000 pounds) not built using a chassis cab or using an
incomplete vehicle with a full exterior van body.
(b) At the option of the manufacturer, vehicles within either of the
following categories may comply with the roof crush requirements (S4) of
Standard No. 220 (Sec. 571.220) instead of the requirements of this
standard:
(1) Vehicles built in two or more stages, other than vehicles built
using a chassis cab;
(2) Vehicles with a GVWR greater than 2,722 kilograms (6,000 pounds)
that have an altered roof as defined by S4 of this section.
[[Page 989]]
(c) Manufacturers may comply with the standard in this Sec.
571.216a as an alternative to Sec. 571.216.
S3.2 Selection of compliance option. Where manufacturer options are
specified, the manufacturer shall select the option by the time it
certifies the vehicle and may not thereafter select a different option
for the vehicle. Each manufacturer shall, upon the request from the
National Highway Traffic Safety Administration, provide information
regarding which of the compliance options it selected for a particular
vehicle or make/model.
S4. Definitions.
Altered roof means the replacement roof on a motor vehicle whose
original roof has been removed, in part or in total, and replaced by a
roof that is higher than the original roof. The replacement roof on a
motor vehicle whose original roof has been replaced, in whole or in
part, by a roof that consists of glazing materials, such as those in T-
tops and sunroofs, and is located at the level of the original roof, is
not considered to be an altered roof.
Convertible means a vehicle whose A-pillars are not joined with the
B-pillars (or rearmost pillars) by a fixed, rigid structural member.
S5. Requirements.
S5.1 When the test device described in S6 is used to apply a force
to a vehicle's roof in accordance with S7, first to one side of the roof
and then to the other side of the roof:
(a) The lower surface of the test device must not move more than 127
millimeters, and
(b) No load greater than 222 Newtons (50 pounds) may be applied to
the head form specified in S5.2 of 49 CFR 571.201 located at the head
position of a 50th percentile adult male in accordance with S7.2 of this
section.
S5.2 The maximum applied force to the vehicle's roof in Newtons is:
(a) For vehicles with a GVWR of 2,722 kilograms (6,000 pounds) or
less, any value up to and including 3.0 times the unloaded vehicle
weight of the vehicle, measured in kilograms and multiplied by 9.8, and
(b) For vehicles with a GVWR greater than 2,722 kilograms (6,000
pounds), any value up to and including 1.5 times the unloaded vehicle
weight of the vehicle, measured in kilograms and multiplied by 9.8.
S6. Test device. The test device is a rigid unyielding block whose
lower surface is a flat rectangle measuring 762 millimeters by 1,829
millimeters.
S7. Test procedure. Each vehicle must be capable of meeting the
requirements of S5 when tested in accordance with the procedure in S7.1
through S7.6.
S7.1 Support the vehicle off its suspension and rigidly secure the
sills and the chassis frame (when applicable) of the vehicle on a rigid
horizontal surface(s) at a longitudinal attitude of 0 degrees 0.5 degrees. Measure the longitudinal vehicle attitude
along both the left and right front sill. Determine the lateral vehicle
attitude by measuring the vertical distance between a level surface and
a standard reference point on the bottom of the left and right front
side sills. The difference between the vertical distance measured on the
left front side and the right front side sills is not more than 10 mm. Close all windows, close and lock all doors, and
close and secure any moveable roof panel, moveable shade, or removable
roof structure in place over the occupant compartment. Remove roof racks
or other non-structural components. For a vehicle built on a chassis-cab
incomplete vehicle that has some portion of the added body structure
above the height of the incomplete vehicle, remove the entire added body
structure prior to testing (the vehicle's unloaded vehicle weight as
specified in S5 includes the weight of the added body structure).
S7.2 Adjust the seats in accordance with S8.3.1 of 49 CFR 571.214.
Position the top center of the head form specified in S5.2 of 49 CFR
571.201 at the location of the top center of the Head Restraint
Measurement Device (HRMD) specified in 49 CFR 571.202a, in the front
outboard designated seating position on the side of the vehicle being
tested as follows:
(a) Position the three dimensional manikin specified in SAE Standard
J826 JUL95 (incorporated by reference, see Sec. 571.5), in accordance
to the seating procedure specified in that document, except that the
length of the lower leg
[[Page 990]]
and thigh segments of the H-point machine are adjusted to 414 and 401
millimeters, respectively, instead of the 50th percentile values
specified in Table 1 of SAE J826 JUL95.
(b) Remove four torso weights from the three-dimensional manikin
specified in SAE J826 (July 1995) (two from the left side and two from
the right side), replace with two HRMD torso weights (one on each side),
and attach and level the HRMD head form.
(c) Mark the location of the top center of the HRMD in three
dimensional space to locate the top center of the head form specified in
S5.2 of 49 CFR 571.201.
S7.3 Orient the test device as shown in Figure 1 of this section, so
that--
(a) Its longitudinal axis is at a forward angle (in side view) of 5
degrees (0.5 degrees) below the horizontal, and is
parallel to the vertical plane through the vehicle's longitudinal
centerline;
(b) Its transverse axis is at an outboard angle, in the front view
projection, of 25 degrees below the horizontal (0.5 degrees).
S7.4 Maintaining the orientation specified in S7.3 of this section--
(a) Lower the test device until it initially makes contact with the
roof of the vehicle.
(b) Position the test device so that--
(1) The longitudinal centerline on its lower surface is within 10 mm
of the initial point of contact, or on the center of the initial contact
area, with the roof; and
(2) The midpoint of the forward edge of the lower surface of the
test device is within 10 mm of the transverse vertical plane 254 mm
forward of the forwardmost point on the exterior surface of the roof,
including windshield trim, that lies in the longitudinal vertical plane
passing through the vehicle's longitudinal centerline.
S7.5 Apply force so that the test device moves in a downward
direction perpendicular to the lower surface of the test device at a
rate of not more than 13 millimeters per second until reaching the force
level specified in S5. Guide the test device so that throughout the test
it moves, without rotation, in a straight line with its lower surface
oriented as specified in S7.3(a) and S7.3(b). Complete the test within
120 seconds.
S7.6 Repeat the test on the other side of the vehicle.
S8. Phase-in schedule for vehicles with a GVWR of 2,722 kilograms
(6,000 pounds) or less.
S8.1 Vehicles manufactured on or after September 1, 2012, and before
September 1, 2013. For vehicles manufactured on or after September 1,
2012, and before September 1, 2013, the number of vehicles complying
with this standard must not be less than 25 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2009, and before September 1,
2012; or
(b) The manufacturer's production on or after September 1, 2012, and
before September 1, 2013.
S8.2 Vehicles manufactured on or after September 1, 2013, and before
September 1, 2014. For vehicles manufactured on or after September 1,
2013, and before September 1, 2014, the number of vehicles complying
with this standard must not be less than 50 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2010, and before September 1,
2013; or
(b) The manufacturer's production on or after September 1, 2013, and
before September 1, 2014.
S8.3 Vehicles manufactured on or after September 1, 2014, and before
September 1, 2015. For vehicles manufactured on or after September 1,
2014, and before September 1, 2015, the number of vehicles complying
with this standard must not be less than 75 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2011, and before September 1,
2014; or
(b) The manufacturer's production on or after September 1, 2014, and
before September 1, 2015.
S8.4 Vehicles manufactured on or after September 1, 2015. Except as
provided in S8.8, each vehicle manufactured on or after September 1,
2015 must comply with this standard.
S8.5 Calculation of complying vehicles.
(a) For purpose of complying with S8.1, a manufacturer may count a
vehicle if it is certified as complying with this standard and is
manufactured on
[[Page 991]]
or after September 1, 2012, but before September 1, 2013.
(b) For purposes of complying with S8.2, a manufacturer may count a
vehicle if it:
(1) Is certified as complying with this standard and is manufactured
on or after September 1, 2012, but before September 1, 2014; and
(2) Is not counted toward compliance with S8.1.
(c) For purposes of complying with S8.3, a manufacturer may count a
vehicle if it:
(1) Is certified as complying with this standard and is manufactured
on or after September 1, 2012, but before September 1, 2015; and
(2) Is not counted toward compliance with S8.1 or S8.2.
S8.6 Vehicles produced by more than one manufacturer.
S8.6.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S8.1 through S8.3, a vehicle produced by more
than one manufacturer must be attributed to a single manufacturer as
follows, subject to S8.6.2:
(a) A vehicle that is imported must be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, must be attributed
to the manufacturer that markets the vehicle.
S8.6.2 A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR Part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S8.6.1.
S8.7 Small volume manufacturers. Vehicles manufactured during any of
the three years of the September 1, 2012 through August 31, 2015 phase-
in by a manufacturer that produces fewer than 5,000 vehicles for sale in
the United States during that year are not subject to the requirements
of S8.1, S8.2, and S8.3.
S8.8 Final-stage manufacturers and alterers.
Vehicles that are manufactured in two or more stages or that are
altered (within the meaning of 49 CFR 567.7) after having previously
been certified in accordance with Part 567 of this chapter are not
subject to the requirements of S8.1 through S8.3. Instead, all vehicles
produced by these manufacturers on or after September 1, 2016 must
comply with this standard.
S9 Vehicles with a GVWR above 2,722 kilograms (6,000 pounds).
(a) Except as provided in S9(b), each vehicle manufactured on or
after September 1, 2016 must comply with this standard.
(b) Vehicles that are manufactured in two or more stages or that are
altered (within the meaning of 49 CFR 567.7) after having previously
been certified in accordance with part 567 of this chapter are not
subject to the requirements of S8.1 through S8.3. Instead, all vehicles
produced by these manufacturers on or after September 1, 2017 must
comply with this standard.
[[Page 992]]
[GRAPHIC] [TIFF OMITTED] TR12MY09.063
[[Page 993]]
[74 FR 22384, May 12, 2009, as amended at 75 FR 17605, Apr. 7, 2010; 77
FR 768, Jan. 6, 2012; 87 FR 18599, Mar. 30, 2022]
Sec. 571.217 Standard No. 217; Bus emergency exits
and window retention and release.
S1. Scope. This standard establishes requirements for the retention
of windows other than windshields in buses, and establishes operating
forces, opening dimensions, and markings for bus emergency exits.
S2. Purpose. The purpose of this standard is to minimize the
likelihood of occupants being thrown from the bus and to provide a means
of readily accessible emergency egress.
S3. Application. This standard applies to buses, except buses
manufactured for the purpose of transporting persons under physical
restraint.
S4. Definitions. Adjacent seat means a designated seating position
located so that some portion of its occupant space is not more than 10
inches from an emergency exit, for a distance of at least 15 inches
measured horizontally and parallel to the exit.
Daylight opening means the maximum unobstructed opening of an
emergency exit when viewed from a direction perpendicular to the plane
of the opening.
Mid-point of the passenger compartment means any point on a vertical
transverse plane bisecting the vehicle longitudinal centerline that
extends between the two vertical transverse planes which define the
foremost and rearmost limits of the passenger compartment.
Occupant space means the space directly above the seat and footwell,
bounded vertically by the ceiling and horizontally by the normally
positioned seat back and the nearest obstruction of occupant motion in
the direction the seat faces.
Passenger compartment means space within the school bus interior
that is between a vertical transverse plane located 76 centimeters in
front of the forwardmost passenger seating reference point and a
vertical transverse plane tangent to the rear interior wall of the bus
at the vehicle centerline.
Post and roof bow panel space means the area between two adjacent
post and roof bows.
Push-out window means a vehicle window designed to open outward to
provide for emergency egress.
Sliding window means a bus window designed to open by moving
vertically or horizontally to provide emergency egress.
Wheelchair means a wheeled seat frame for the support and conveyance
of a physically disabled person, comprising at least a frame, seat, and
wheels.
Wheelchair securement anchorage means the provision for transferring
wheelchair securement device loads to the vehicle structure.
Wheelchair securement device means a strap, webbing or other device
used for securing a wheelchair to the school bus, including all
necessary buckles and other fasteners.
S5. Requirements.
S5.1 Window retention. Except as provided in S5.1.2, each piece of
window glazing and each surrounding window frame when tested in
accordance with the procedure in S5.1.1 under the conditions of S6.1
through S6.3, shall be retained by its surrounding structure in a manner
that prevents the formation of any opening large enough to admit the
passage of a 4-inch diameter sphere under a force, including the weight
of the sphere, of 5 pounds until any one of the following events occurs:
(a) A force of 1,200 pounds is reached.
(b) At least 80 percent of the glazing thickness has developed
cracks running from the load contact region to the periphery at two or
more points, or shattering of the glazing occurs.
(c) The inner surface of the glazing at the center of force
application has moved relative to the window frame, along a line
perpendicular to the undisturbed inner surface, a distance equal to one-
half of the square root of the minimum surface dimension measured
through the center of the area of the entire sheet of window glazing.
S5.1.1 An increasing force shall be applied to the window glazing
through the head form specified in Figure 4, outward and perpendicular
to the undisturbed inside surface at the center of the area of each
sheet of window glazing, with a head form travel of 2 inches per minute.
[[Page 994]]
S5.1.2 The requirements of this standard do not apply to a window
whose minimum surface dimension measured through the center of its area
is less than 8 inches.
S5.2 Provision of emergency exits.
S5.2.1 Buses other than school buses shall meet the requirements of
either S5.2.2 or S5.2.3. School buses shall meet the requirements of
S5.2.3.
S5.2.1.1 A bus with GVWR of more than 10,000 pounds may satisfy the
unobstructed openings requirement by providing at least one side door
for each three passenger seating positions in the vehicle.
S5.2.2 Buses other than school buses.
S5.2.2.1 Buses other than school buses shall provide unobstructed
openings for emergency exit which collectively amount, in total square
centimeters, to at least 432 times the number of designated seating
positions on the bus. At least 40 percent of the total required area of
unobstructed openings, computed in the above manner, shall be provided
on each side of a bus. However, in determining the total unobstructed
openings provided by a bus, no emergency exit, regardless of its area,
shall be credited with more than 3,458 square centimeters of the total
area requirement.
S5.2.2.2 Buses with GVWR of more than 10,000 pounds. Buses with a
GVWR of more than 10,000 pounds shall meet the unobstructed openings
requirements in S5.2.2.1 by providing side exits and at least one rear
exit that conforms to S5.3 through S5.5. The rear exit shall meet the
requirements of S5.3 through S5.5 when the bus is upright and when the
bus is overturned on either side, with the occupant standing facing the
exit. When the bus configuration precludes installation of an accessible
rear exit, a roof exit that meets the requirements of S5.3 through S5.5
when the bus is overturned on either side, with the occupant standing
facing the exit, shall be provided in the rear half of the bus.
S5.2.2.3 Buses with GVWR of 10,000 pounds or less. Buses other than
school buses with GVWR of 10,000 pounds or less may meet the
unobstructed openings requirement in S5.2.2.1 by providing:
(a) Devices that meet the requirements of S5.3 through S5.5 without
using remote controls or central power systems;
(b) Windows that can be opened manually to a position that provides
an opening large enough to admit unobstructed passage, keeping a major
axis horizontal at all times, of an ellipsoid generated by rotating
about its minor axis an ellipse having a major axis of 50 centimeters
and a minor axis of 33 centimeters; or
(c) Doors.
S5.2.3 School buses. Except as provided in S5.2.3.4, each school bus
shall comply with S5.2.3.1 through S5.2.3.3.
S5.2.3.1. Each school bus shall be equipped with the exits specified
in either S5.2.3.1(a) or S5.2.3.1(b), chosen at the option of the
manufacturer.
(a) One rear emergency door that opens outward and is hinged on the
right side (either side in the case of a bus with a GVWR of 10,000
pounds or less), and the additional exits, if any, specified by Table 1.
(b) One emergency door on the vehicle's left side that is hinged on
its forward side and meets the requirements of S5.2.3.2(a), and a push-
out rear window that provides a minimum opening clearance 41 centimeters
high and 122 centimeters wide and meets the requirements of S5.2.3.2(c),
and the additional exits, if any, specified by Table 2.
Table 1
------------------------------------------------------------------------
Seating capacity Additional exits required *
------------------------------------------------------------------------
1-45................................... None.
46-62.................................. 1 left side exit door or 2 exit
windows.
63-70.................................. 1 left side exit door or 2 exit
windows, and 1 roof exit.
71 and above........................... 1 left side exit door or 2 exit
windows, and 1 roof exit, and
any combination of door, roof,
or windows such that the total
capacity credit specified in
Table 3 for these exits, plus
70, is greater than the
seating capacity of the bus.
------------------------------------------------------------------------
* Side emergency exit doors must meet the requirements of S5.2.3.2(a),
emergency roof exits must meet the requirements of S5.2.3.2(b),
emergency window exits must meet the requirements of S5.2.3.2(c).
Table 2
------------------------------------------------------------------------
Seating capacity Additional exits required *
------------------------------------------------------------------------
1-57................................... None.
58-74.................................. 1 right side exit door or 2
exit windows.
[[Page 995]]
75-82.................................. 1 right side exit door or 2
exit windows, and 1 roof exit.
83 and above........................... 1 right side exit door or 2
windows, and 1 roof exit, and
any combination of door, roof,
or windows such that the total
capacity credit specified in
Table 3 for these exits plus
82 is greater than the
capacity of the bus.
------------------------------------------------------------------------
* Side emergency exit doors must meet the requirements of S5.2.3.2(a),
emergency roof exits must meet the requirements of S5.2.3.2(b),
emergency window exits must meet the requirements of S5.2.3.2(c).
Table 3
------------------------------------------------------------------------
Capacity
Exit Type Credit
------------------------------------------------------------------------
Side Door..................................................... 16
Window........................................................ 8
Roof Exit..................................................... 8
------------------------------------------------------------------------
(c) The area of an opening equipped with a wheelchair lift may be
credited toward the required additional exits if it meets the
requirements of paragraphs (a) or (b) of S5.2.3.1 and if the lift folds
or stows in such a manner that the area is available for use by persons
not needing the lift. With the lift in the folded or stowed position,
such opening is considered a side emergency exit door.
S5.2.3.2 All emergency exits required by S5.2.3.1(a) and S5.2.3.1(b)
shall meet the following criteria:
(a) Side emergency exit doors.
(1) Each side emergency exit door shall be hinged on its forward
side.
(2) The first side emergency exit door installed pursuant to Table
1, shall be located on the left side of the bus and as near as
practicable to the mid-point of the passenger compartment. A second side
emergency exit door installed pursuant to Table 1 shall be located on
the right side of the bus. In the case of a bus equipped with three side
emergency door exits pursuant to Table 1, the third shall be located on
the left side of the bus.
(3) The first side emergency exit door installed pursuant to Table 2
shall be located on the right side of the bus. A second side emergency
door exit installed pursuant to Table 2 shall be located on the left
side of the bus. In the case of a bus equipped with three side emergency
door exits pursuant to Table 2, the third shall be located on the right
side of the bus.
(4) No two side emergency exit doors shall be located, in whole or
in part, within the same post and roof bow panel space.
(b) Emergency roof exit. (1) Each emergency roof exit shall be
hinged on its forward side, and shall be operable from both inside and
outside the vehicle.
(2) In a bus equipped with a single emergency roof exit, the exit
shall be located as near as practicable to the midpoint of the passenger
compartment.
(3) In a bus equipped with two emergency roof exits, one shall be
located as near as practicable to a point equidistant between the
midpoint of the passenger compartment and the foremost limit of the
passenger compartment and the other shall be located as near as
practicable to a point equidistant between the midpoint of the passenger
compartment and the rearmost point of the passenger compartment.
(4) In a bus equipped with three or more emergency roof exits, the
roof exits shall be installed so that, to the extent practicable, the
longitudinal distance between each pair of adjacent roof exits is the
same and equal to the distance from the foremost point of the passenger
compartment to the foremost roof exit and to the distance from the
rearmost point of that compartment to the rearmost roof exit.
(5) Except as provided in paragraph (b)(6) of this section, each
emergency roof exit shall be installed with its longitudinal centerline
coinciding with a longitudinal vertical plane passing through the
longitudinal centerline of the school bus.
(6) In a bus equipped with two or more emergency roof exits, for
each roof exit offset from the longitudinal vertical plane specified in
paragraph (b)(5) of this section, there shall be another roof exit
offset from that plane an equal distance to the other side.
(c) Emergency exit windows. A bus equipped with emergency exit
windows shall have an even number of such windows, not counting the
push-out rear window required by S5.2.3.1(b). Any side emergency exit
windows shall be
[[Page 996]]
evenly divided between the right and left sides of the bus. School buses
shall not be equipped with horizontally-sliding emergency exit windows.
Further, except for buses equipped with rear push-out emergency exit
windows in accordance with S5.2.3.1(b), school buses shall not be
equipped with both sliding and push-out emergency exit windows.
S5.2.3.3 The engine starting system of a bus shall not operate if
any emergency exit is locked from either inside or outside the bus. For
purposes of this requirement, ``locked'' means that the release
mechanism cannot be activated and the exit opened by a person at the
exit without a special device such as a key or special information such
as a combination.
S5.2.3.4 Each school bus manufactured before September 1, 1994 may,
at the manufacturer's option, comply with either S5.2.3.4(a) or
S5.2.3.4(b) instead of S5.2.3.1 through S5.2.3.3.
(a) Each bus shall be equipped with one rear emergency door that
opens outward and is hinged on the right side (either side in the case
of a bus with a GVWR of 4,536 kilograms or less); or
(b) Each bus shall be equipped with one emergency door on the
vehicle's left side that is hinged on its forward side and meets the
requirements of S5.2.3.2(a), and a push-out rear window that provides a
minimum opening clearance 41 centimeters high and 122 centimeters wide
and meets the requirements of S5.2.3.2(c).
S5.3 Emergency exit release.
S5.3.1 Each emergency exit not required by S5.2.3 shall be
releasable by operating one or two mechanisms located within the regions
specified in Figure 1, Figure 2, or Figure 3. The lower edge of the
region in Figure 1, and Region B in Figure 2, shall be located 13
centimeters above the adjacent seat, or 5 centimeters above the arm
rest, if any, whichever is higher.
S5.3.2 (a) When tested under the conditions of S6, both before and
after the window retention test required by S5.1, each emergency exit
not required by S5.2.3 shall allow manual release of the exit by a
single person, from inside the passenger compartment, using force
applications each of which conforms, at the option of the manufacturer,
either to S5.3.2.1(a) or S5.3.2.1(b).
(b) Each exit described in S5.3.2(a) shall have no more than two
release mechanisms. For exits with one release mechanism, the exit shall
require two force applications to open the exit: One force application
shall be applied to the mechanism and another force application shall be
applied to open the exit. The force application for the release
mechanism must differ by not less than 90 degrees and not more than 180
degrees from the direction of the initial motion to open the exit. For
exits with two release mechanisms, there shall be a total of three force
applications to open the exit: One force application shall be applied to
each of the two mechanisms to release each mechanism, and another force
shall be applied to open the exit. The force application for at least
one of the release mechanisms must differ by not less than 90 degrees
and not more than 180 degrees from the direction of the initial motion
to open the exit. The force applications for the mechanism(s) must
conform to either S5.3.2.1(a) or S5.3.2.1(b), as appropriate.
S5.3.2.1(a) Low-force application.
(1) Location: As shown in Figure 1 or Figure 3.
(2) Type of motion: Rotary or straight.
(3) Magnitude: Not more than 90 N.
(b) High-force application.
(1) Location: As shown in Figure 2 or Figure 3.
(2) Type of motion: Straight and perpendicular to the undisturbed
exit surface.
(3) Magnitude: Not more than 270 N.
S5.3.3 School bus emergency exit release.
S5.3.3.1 When tested under the conditions of S6., both before and
after the window retention test required by S5.1, each school bus
emergency exit door shall allow manual release of the door by a single
person, from both inside and outside the passenger compartment, using a
force application that conforms to S5.3.3.1 (a) through (c) of this
section, except a school bus with a GVWR of 10,000 pounds or less is not
required to conform to S5.3.3.1 (a). The release mechanism shall operate
without the use of remote controls or tools,
[[Page 997]]
and notwithstanding any failure of the vehicle's power system. When the
release mechanism is not in the position that causes an emergency exit
door to be closed and the vehicle's ignition is in the ``on'' position,
a continuous warning sound shall be audible at the driver's seating
position and in the vicinity of the emergency exit door.
(a) Location: Within the high force access region shown in Figure 3A
for a side emergency exit door, within the high force access region
shown in both Figure 3D(1) and Figure 3D(2) for an interior release
mechanism for a rear emergency exit door, and within the high force
access region shown in Figure 3D(1) for an exterior release mechanism
for a rear emergency exit door.
(b) Type of motion: Upward from inside the bus and, at the
discretion of the manufacturer, from outside the bus. Buses with a GVWR
of 10,000 pounds or less shall provide interior release mechanisms that
operate by either an upward or pull-type motion. The pull-type motion
shall be used only when the release mechanism is recessed in such a
manner that the handle, level, or other activating device, before being
activated, does not protrude beyond the rim of the recessed receptacle.
(c) Magnitude of force: Not more than 178 newtons.
S5.3.3.2 When tested under the conditions of S6., both before and
after the window retention test required by S5.1, each school bus
emergency exit window shall allow manual release of the exit by a single
person, from inside the passenger compartment, using not more than two
release mechanisms located in specified low-force or high-force regions
(at the option of the manufacturer) with force applications and types of
motions that conform to either S5.3.3.2 (a) or (b) of this section. In
the case of windows with one release mechanism, the mechanism shall
require two force applications to release the exit. In the case of
windows with two release mechanisms, each mechanism shall require one
application to release the exit. At least one of the force applications
for each window shall differ from the direction of the initial motion to
open the exit by no less than 90[deg] and no more than 180[deg]. Each
release mechanism shall operate without the use of remote controls or
tools, and notwithstanding any failure of the vehicle's power system.
When a release mechanism is open and the vehicle's ignition is in the
``on'' position, a continuous warning shall be audible at the drivers
seating position and in the vicinity of that emergency exit.
(a) Emergency exit windows--Low-force application.
(1) Location: Within the low-force access regions shown in Figures 1
and 3 for an emergency exit window.
(2) Type of motion: Rotary or straight.
(3) Magnitude: Not more than 89 newtons.
(b) Emergency exit windows--High-force application.
(1) Location: Within the high-force access regions shown in Figures
2 and 3 for an emergency exit window.
(2) Type of motion: Straight and perpendicular to the undisturbed
exit surface.
(3) Magnitude: Not more than 178 newtons.
S5.3.3.3 When tested under the conditions of S6., both before and
after the window retention test required by S5.1, each school bus
emergency roof exit shall allow manual release of the exit by a single
person from both inside and outside the passenger compartment, using not
more than two release mechanisms located at specified low-force or high-
force regions (at the option of the manufacturer) with force
applications and types of motions that conform either to S5.3.3.3 (a) or
(b) of this section. In the case of roof exits with one release
mechanism, the mechanism shall require two force applications to release
the exit. In the case of roof exits with two release mechanisms, each
mechanism shall require one application to release the exit. At least
one of the force applications for each roof exit shall differ from the
direction of the initial push-out motion of the exit by no less than
90[deg] and no more than 180[deg].
(a) Emergency roof exits--Low-force application.
(1) Location: Within the low force access regions shown in Figure
3B, in the case of buses whose roof exits are not offset from the plane
specified in S5.2.3.2(b)(5). In the case of buses which have roof exits
offset from the plane
[[Page 998]]
specified in S5.2.3.2(b)(5), the amount of offset shall be used to
recalculate the dimensions in Figure 3B for the offset exits.
(2) Type of motion: Rotary or straight.
(3) Magnitude: Not more than 89 newtons.
(b) Emergency roof exits--High-force application.
(1) Location: Within the high force access regions shown in Figure
3B, in the case of buses whose roof exits are not offset from the plane
specified in S5.2.3.2(b)(5). In the case of buses which have roof exits
offset from the plane specified in S5.2.3.2(b)(5), the amount of offset
shall be used to recalculate the dimensions in Figure 3B for the offset
exits.
(2) Type of motion: Straight and perpendicular to the undisturbed
exit surface.
(3) Magnitude: Not more than 178 newtons.
S5.4 Emergency exit opening.
S5.4.1 After the release mechanism has been operated, each emergency
exit not required by S5.2.3 shall, under the conditions of S6., both
before and after the window retention test required by S5.1, using the
reach distances and corresponding force levels specified in S5.3.2,
allow manual opening by a single occupant to a position that provides an
opening large enough to admit unobstructed passage, keeping a major axis
horizontal at all times, of an ellipsoid generated by rotating about its
minor axis an ellipse having a major axis of 50 centimeters and a minor
axis of 33 centimeters.
S5.4.2 School bus emergency exit opening.
S5.4.2.1 School buses with a GVWR of more than 10,000 pounds.
(a) Emergency exit doors. After the release mechanism has been
operated, each emergency exit door of a school bus shall, under the
conditions of S6., before and after the window retention test required
by S5.1, using the force levels specified in S5.3.3, be manually
extendable by a single person to a position that permits:
(1) In the case of a rear emergency exit door, an opening large
enough to permit unobstructed passage into the bus of a rectangular
parallelepiped 1,145 millimeters (45 inches) high, 610 millimeters (24
inches) wide, and 305 millimeters (12 inches) deep, keeping the 1,145
millimeter (45 inch) dimension vertical, the 610 (24 inch) millimeter
dimension parallel to the opening, and the lower surface in contact with
the floor of the bus at all times, until the bottom edge of the rearmost
surface of the parallelepiped is tangent to the plane of the door
opening; and
(2) In the case of a side emergency exit door, an opening at least
114 centimeters high and 61 centimeters wide.
(i) Except as provided in paragraph (a)(2)(ii) of this section, no
portion of a seat or a restraining barrier shall be installed within the
area bounded by the opening of a side emergency exit door, a vertical
transverse plane tangent to the rearward edge of the door opening frame,
a vertical transverse plane parallel to that plane at a distance of 30
centimeters forward of that plane, and a longitudinal vertical plane
passing through the longitudinal centerline of the bus. (See Figure 5A).
(ii) A seat bottom may be located within the area described in
paragraph (a)(2)(i) of this section if the seat bottom pivots and
automatically assumes and retains a vertical position when not in use,
so that no portion of the seat bottom is within the area described in
paragraph (i) when the seat bottom is vertical. (See Figure 5B).
(iii) No portion of a seat or restraining barrier located forward of
the area described in paragraph (a)(2)(i) of this section and between
the door opening and a longitudinal vertical plane passing through the
longitudinal centerline of the bus shall extend rearward of a vertical
transverse plane tangent to the forwardmost portion of a latch mechanism
on the door. (See Figures 5B and 5C.)
(3)(i) Each emergency exit door of a school bus shall be equipped
with a positive door opening device that, after the release mechanism
has been operated, under the conditions of S6, before and after the
window retention test required by S5.1--
(A) Bears the weight of the door;
(B) Keeps the door from closing past the point at which the door is
perpendicular to the side of the bus body, regardless of the body's
orientation; and
[[Page 999]]
(C) Provides a means for release or override.
(ii) The positive door opening device shall perform the functions
specified in paragraph (a)(3)(i) (A) and (B) of this section without the
need for additional action beyond opening the door past the point at
which the door is perpendicular to the side of the bus body.
(b) Emergency roof exits. After the release mechanism has been
operated, each emergency roof exit of a school bus shall, under the
conditions of S6, before and after the window retention test required by
S5.1, using the force levels specified in S5.3.3, be manually extendable
by a single person to a position that permits an opening at least 41
centimeters high and 41 centimeters wide.
(c) Emergency exit windows. After the release mechanism has been
operated, each emergency exit window of a school bus shall, under the
conditions of S6., both before and after the window retention test of
S5.1, using force levels specified in S5.3.3.2, be manually extendable
by a single occupant to a position that provides an opening large enough
to admit unobstructed passage, keeping a major axis horizontal at all
times, of an ellipsoid generated by rotating about its minor axis an
ellipse having a major axis of 50 centimeters and a minor axis of 33
centimeters.
S5.4.2.2 School buses with a GVWR of 10,000 pounds or less. A school
bus with a GVWR of 10,000 pounds or less shall conform to all the
provisions of S5.4.2, except that the parallelepiped dimension for the
opening of the rear emergency door or doors shall be 45 inches high, 22
inches wide, and six inches deep.
S5.4.3 Restriction on wheelchair anchorage location.
S5.4.3.1 Except as provided in paragraph S5.4.3.2 of this section,
no portion of a wheelchair securement anchorage shall be located in a
school bus such that:
(a) In the case of side emergency exit doors, any portion of the
wheelchair securement anchorage is within the space bounded by the
interior side wall and emergency exit door opening, transverse vertical
planes 305 mm (12 inches) forward and rearward of the center of any side
emergency exit door restricted area, and a longitudinal vertical plane
through the longitudinal centerline of the school bus, as shown in
Figure 6A.
(b) In the case of rear emergency exit doors in school buses, using
the parallelepiped described in S5.4.2.1(a)(1) (for school buses with a
GVWR greater than 10,000 lb) or S5.4.2.2 (for school buses with a GVWR
of 10,000 lb or less), when the parallelepiped is positioned, as
described in S5.4.2.1(a), flush with the floor and with the rear surface
of the parallelepiped tangent to the opening of the rear emergency exit
door, there must not be any portion of a wheelchair securement anchorage
within the space occupied by the parallelepiped or within the downward
vertical projection of the parallelepiped, as shown in Figure 6C.
S5.4.3.2 The restriction in S5.4.3.1(a) of this section does not
apply to tracks or track-type devices that are used for mounting seats
and/or for wheelchair securement devices.
S5.5 Emergency exit identification.
S5.5.1 In buses other than school buses, and except for windows
serving as emergency exits in accordance with S5.2.2.3(b) and doors in
buses with a GVWR of 10,000 pounds or less, each emergency exit door
shall have the designation ``Emergency Door'' or ``Emergency Exit,'' and
every other emergency exit shall have the designation ``Emergency Exit''
followed by concise operating instructions describing each motion
necessary to unlatch and open the exit, located within 16 centimeters of
the release mechanism.
Examples: (1) Lift to Unlatch, Push to Open
(2) Lift Handle and Push out to Open
When a release mechanism is not located within an occupant space of an
adjacent seat, a label meeting the requirements of S5.5.2 that indicates
the location of the nearest release mechanism shall be placed within the
occupant space.
Example: ``Emergency Exit Instructions Located Next to Seat Ahead''
S5.5.2 In buses other than school buses. Except as provided in
S5.5.2.1, each marking shall be legible, when the only source of light
is the normal
[[Page 1000]]
nighttime illumination of the bus interior, to occupants having
corrected visual acuity of 20/40 (Snellen ratio) seated in the adjacent
seat, seated in the seat directly adjoining the adjacent seat, and
standing in the aisle location that is closest to that adjacent seat.
The marking shall be legible from each of these locations when the other
two corresponding locations are occupied.
S5.5.2.1 If the exit has no adjacent seat, the marking must meet the
legibility requirements of S5.5.2 for occupants standing in the aisle
location nearest to the emergency exit, except for a roof exit, which
must meet the legibility requirements for occupants positioned with
their backs against the floor opposite the roof exit.
S5.5.3 School Bus.
(a) Each school bus emergency exit provided in accordance with
S5.2.3.1 shall have the designation ``Emergency Door'' or ``Emergency
Exit,'' as appropriate, in letters at least 5 centimeters high, of a
color that contrasts with its background. For emergency exit doors, the
designation shall be located at the top of, or directly above, the
emergency exit door on both the inside and outside surfaces of the bus.
The designation for roof exits shall be located on an inside surface of
the exit, or within 30 centimeters of the roof exit opening. For
emergency window exits, the designation shall be located at the top of,
or directly above, or at the bottom of the emergency window exit on both
the inside and outside surfaces of the bus.
(b) Concise operating instructions describing the motions necessary
to unlatch and open the emergency exit shall be located within 15
centimeters of the release mechanism on the inside surface of the bus.
These instructions shall be in letters at least 1 centimeter high and of
a color that contrasts with its background.
Examples: (1) Lift to Unlatch, Push to Open
(2) Turn Handle, Push Out to Open
(c) Each opening for a required emergency exit shall be outlined
around its outside perimeter with a retroreflective tape with a minimum
width of 2.5 centimeters and either red, white, or yellow in color, that
when tested under the conditions specified in S6.1 of Standard No. 131
(49 CFR 571.131), meets the criteria specified in Table 1 of that
section.
(d) On the inside surface of each school bus with one or more
wheelchair anchorage positions, there shall be a label directly beneath
or above each ``Emergency Door'' or ``Emergency Exit'' designation
specified by paragraph (a) of S5.5.3 of this standard for an emergency
exit door or window. The label shall state in letters at least 25 mm
(one inch) high, the words ``DO NOT BLOCK'' in a color that contrasts
with the background of the label.
S6. Test conditions.
S6.1 The vehicle is on a flat, horizontal surface.
S6.2 The inside of the vehicle and the outside environment are kept
at any temperature from 70[deg] to 85 [deg]Fahrenheit for 4 hours
immediately preceding the tests, and during the tests.
S6.3 For the window retention test, windows are installed, closed,
and latched (where latches are provided) in the condition intended for
normal bus operation.
S6.4 For the emergency exit release and extension tests, windows are
installed as in S6.3, seats, armrests, and interior objects near the
windows are installed as for normal use, and seats are in the upright
position.
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Figure 3 Low and High-Force Access Regions for Emergency Exits Without
Adjacent Seats
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Figure 6B [Reserved]
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Figure 6D [Reserved]
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[37 FR 9395, May 10, 1972]
Editorial Note: For Federal Register citations affecting Sec.
571.217, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.218 Standard No. 218; Motorcycle helmets.
S1. Scope. This standard establishes minimum performance
requirements for helmets designed for use by motorcyclists and other
motor vehicle users.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries to motorcyclists and other motor vehicle users resulting from
head impacts.
S3. Application. This standard applies to all helmets designed for
use by motorcyclists and other motor vehicle users.
S4. Definitions.
Basic plane means a plane through the centers of the right and left
external ear openings and the lower edge of the eye sockets (Figure 1)
of a reference headform (Figure 2) or test headform.
[[Page 1012]]
Discrete size means a numerical value that corresponds to the
diameter of an equivalent circle representing the helmet interior in
inches (0.25 inch) or to the circumference of the
equivalent circle in centimeters (0.64
centimeters).
Helmet positioning index means the distance in inches, as specified
by the manufacturer, from the lowest point of the brow opening at the
lateral midpoint of the helmet to the basic plane of a reference
headform, when the helmet is firmly and properly positioned on the
reference headform.
Impact site means the point on the helmet where the helmet shell
first contacts the test anvil during the impact attenuation test.
Midsagittal plane means a longitudinal plane through the apex of a
reference headform or test headform that is perpendicular to the basic
plane (Figure 3).
Reference headform means a measuring device contoured to the
dimensions of one of the three headforms described in Table 2 and
Figures 5 through 8 with surface markings indicating the locations of
the basic, mid-sagittal, and reference planes, and the centers of the
external ear openings.
Reference plane means a plane above and parallel to the basic plane
on a reference headform or test headform (Figure 2) at the distance
indicated in Table 2.
Retention system means the complete assembly by which the helmet is
retained in position on the head during use.
Test headform means a test device contoured to the dimensions of one
of the three headforms described in Table 2 and Figures 5 through 8 with
surface markings indicating the locations of the basic, mid-sagittal,
and reference planes.
S5. Requirements. Each helmet shall meet the requirements of S5.1,
S5.2, and S5.3 when subjected to any conditioning procedure specified in
S6.4, and tested in accordance with S7.1, S7.2, and S7.3.
S5.1 Impact attenuation. When an impact attenuation test is
conducted in accordance with S7.1, all of the following requirements
shall be met:
(a) Peak accelerations shall not exceed 400g;
(b) Accelerations in excess of 200g shall not exceed a cumulative
duration of 2.0 milliseconds; and
(c) Accelerations in excess of 150g shall not exceed a cumulative
duration of 4.0 milliseconds.
S5.2 Penetration. When a penetration test is conducted in accordance
with S7.2, the striker shall not contact the surface of the test
headform.
S5.3 Retention system.
S5.3.1 When tested in accordance with S7.3:
(a) The retention system or its components shall attain the loads
specified without separation; and
(b) The adjustable portion of the retention system test device shall
not move more than 1 inch (2.5 cm) measured between preliminary and test
load positions.
S5.3.2 Where the retention system consists of components which can
be independently fastened without securing the complete assembly, each
such component shall independently meet the requirements of S5.3.1.
S5.4 Configuration. Each helmet shall have a protective surface of
continuous contour at all points on or above the test line described in
S6.2.3. The helmet shall provide peripheral vision clearance of at least
105[deg] to each side of the mid-sagittal plane, when the helmet is
adjusted as specified in S6.3. The vertex of these angles, shown in
Figure 3, shall be at the point on the anterior surface of the reference
headform at the intersection of the mid-sagittal and basic planes. The
brow opening of the helmet shall be at least 1 inch (2.5 cm) above all
points in the basic plane that are within the angles of peripheral
vision (see Figure 3).
S5.5 Projections. A helmet shall not have any rigid projections
inside its shell. Rigid projections outside any helmet's shell shall be
limited to those required for operation of essential accessories, and
shall not protrude more than 0.20 inch (5 mm).
S5.6 Labeling.
S5.6.1 On a label or labels separate from the certification label
required by S5.6.2, each helmet shall be labeled permanently and
legibly, in a manner
[[Page 1013]]
such that the label(s) can be read easily without removing padding or
any other permanent part, with the following:
(a) Manufacturer's name.
(b) Discrete size.
(c) Month and year of manufacture. This may be spelled out (for
example, June 2010), or expressed in numerals (for example, 6/10).
(d) Instructions to the purchaser as follows:
(1) ``Shell and liner constructed of (identify type(s) of
materials).''
(2) ``Helmet can be seriously damaged by some common substances
without damage being visible to the user. Apply only the following:
(Recommended cleaning agents, paints, adhesives, etc., as
appropriate).''
(3) ``Make no modifications. Fasten helmet securely. If helmet
experiences a severe blow, return it to the manufacturer for inspection,
or destroy it and replace it.''
(4) Any additional relevant safety information should be applied at
the time of purchase by means of an attached tag, brochure, or other
suitable means.
S5.6.2 Certification. Each helmet shall be labeled permanently and
legibly with a label, constituting the manufacturer's certification that
the helmet conforms to the applicable Federal motor vehicle safety
standards, that is separate from the label(s) used to comply with
S5.6.1, and complies with paragraphs (a) through (c) of this section.
(a) Content, format, and appearance. The label required by paragraph
S5.6.2 shall have the following content, format, and appearance:
(1) The symbol ``DOT,'' horizontally centered on the label, in
letters not less than 0.38 inch (1.0 cm) high.
(2) The term ``FMVSS No. 218,'' horizontally centered beneath the
symbol DOT, in letters not less than 0.09 inches (0.23 cm) high.
(3) The word ``CERTIFIED,'' horizontally centered beneath the term
``FMVSS No. 218,'' in letters not less than 0.09 inches (0.23 cm) high.
(4) The precise model designation, horizontally centered above the
symbol DOT, in letters and/or numerals not less than 0.09 inch (0.23 cm)
high.
(5) The manufacturer's name and/or brand, horizontally centered
above the model designation, in letters and/or numerals not less than
0.09 inch (0.23 cm) high.
(6) All symbols, letters and numerals shall be in a color that
contrasts with the background of the label.
(b) Other information. No information, other than the information
specified in subparagraph (a), shall appear on the label.
(c) Location. The label shall appear on the outer surface of the
helmet and be placed so that it is centered laterally with the
horizontal centerline of the DOT symbol located a minimum of 1 inch (2.5
cm) and a maximum of 3 inches (7.6 cm) from the bottom edge of the
posterior portion of the helmet.
S5.7 Helmet positioning index. Each manufacturer of helmets shall
establish a positioning index for each helmet he manufactures. This
index shall be furnished immediately to any person who requests the
information, with respect to a helmet identified by manufacturer, model
designation, and size.
S6. Preliminary test procedures. Before subjecting a helmet to the
testing sequence specified in S7., prepare it according to the
procedures in S6.1, S6.2, and S6.3.
S6.1 Selection of appropriate headform.
S6.1.1 A helmet with a manufacturer's designated discrete size or
size range which does not exceed 6\3/4\ (European size: 54) is tested on
the small headform. A helmet with a manufacturer's designated discrete
size or size range which exceeds 6\3/4\, but does not exceed 7\1/2\
(European size: 60) is tested on the medium headform. A helmet with a
manufacturer's designated discrete size or size range which exceeds 7\1/
2\ is tested on the large headform.
S6.1.2 A helmet with a manufacturer's designated size range which
includes sizes falling into two or all three size ranges described in
S6.1.1 is tested on each headform specified for each size range.
S6.2 Reference marking.
S6.2.1 Use a reference headform that is firmly seated with the basic
and reference planes horizontal. Place the complete helmet to be tested
on the appropriate reference headform, as specified in S6.1.1 and
S6.1.2.
[[Page 1014]]
S6.2.2 Apply a 10-pound (4.5 kg) static vertical load through the
helmet's apex. Center the helmet laterally and seat it firmly on the
reference headform according to its helmet positioning index.
S6.2.3 Maintaining the load and position described in S6.2.2, draw a
line (hereinafter referred to as ``test line'') on the outer surface of
the helmet coinciding with portions of the intersection of that service
with the following planes, as shown in Figure 2:
(a) A plane 1 inch (2.5 cm) above and parallel to the reference
plane in the anterior portion of the reference headform;
(b) A vertical transverse plane 2.5 inches (6.4 cm) behind the point
on the anterior surface of the reference headform at the intersection of
the mid-sagittal and reference planes;
(c) The reference plane of the reference headform;
(d) A vertical transverse plane 2.5 inches (6.4. cm) behind the
center of the external ear opening in a side view; and
(e) A plane 1 inch (2.5 cm) below and parallel to the reference
plane in the posterior portion of the reference headform.
S6.3 Helmet positioning.
S6.3.1 Before each test, fix the helmet on a test headform in the
position that conforms to its helmet positioning index. Secure the
helmet so that it does not shift position before impact or before
application of force during testing.
S6.3.2 In testing as specified in S7.1 and S7.2, place the retention
system in a position such that it does not interfere with free fall,
impact or penetration.
S6.4 Conditioning.
S6.4.1 Immediately before conducting the testing sequence specified
in S7, condition each test helmet in accordance with any one of the
following procedures:
(a) Ambient conditions. Expose to any temperature from 61 [deg]F to
and including 79 [deg]F (from 16 [deg]C to and including 26 [deg]C) and
any relative humidity from 30 to and including 70 percent for a minimum
of 4 hours.
(b) Low temperature. Expose to any temperature from 5 [deg]F to and
including 23 [deg]F (from -15 [deg]C to and including -5 [deg]C) for a
minimum of 4 hours and no more than 24 hours.
(c) High temperature. Expose to any temperature from 113 [deg]F to
and including 131 [deg]F (from 45 [deg]C to and including 55 [deg]C) for
a minimum of 4 hours and no more than 24 hours.
(d) Water immersion. Immerse in water at any temperature from 61
[deg]F to and including 79 [deg]F (from 16 [deg]C to and including 26
[deg]C) for a minimum of 4 hours and no more than 24 hours.
S6.4.2 If during testing, as specified in S7.1.3 and S7.2.3, a
helmet is returned to the conditioning environment before the time out
of that environment exceeds 4 minutes, the helmet is kept in the
environment for a minimum of 3 minutes before resumption of testing with
that helmet. If the time out of the environment exceeds 4 minutes, the
helmet is returned to the environment for a minimum of 3 minutes for
each minute or portion of a minute that the helmet remained out of the
environment in excess of 4 minutes or for a maximum of 12 hours,
whichever is less, before the resumption of testing with that helmet.
S7. Test conditions.
S7.1 Impact attenuation test.
S7.1.1 Impact attenuation is measured by determining acceleration
imparted to an instrumented test headform on which a complete helmet is
mounted as specified in S6.3, when it is dropped in guided free fall
upon a fixed hemispherical anvil and a fixed flat steel anvil.
S7.1.2 Each helmet is impacted at four sites with two successive
impacts at each site. Two of these sites are impacted upon a flat steel
anvil and two upon a hemispherical steel anvil as specified in S7.1.10
and S7.1.11. The impact sites are at any point on the area above the
test line described in paragraph S6.2.3, and separated by a distance not
less than one-sixth of the maximum circumference of the helmet in the
test area. For each site, the location where the helmet first contacts
the anvil on the second impact shall not be greater than 0.75 inch (1.9
cm) from the location where the helmet first contacts the anvil on the
first impact.
[[Page 1015]]
S7.1.3 Impact testing at each of the four sites, as specified in
S7.1.2, shall start at two minutes, and be completed by four minutes,
after removal of the helmet from the conditioning environment.
S7.1.4 (a) The guided free fall drop height for the helmet and test
headform combination onto the hemispherical anvil shall be such that the
impact speed is any speed from 16.4 ft/s to and including 17.7 ft/s
(from 5.0 m/s to and including 5.4 m/s).
(b) The guided free fall drop height for the helmet and test
headform combination onto the flat anvil shall be such that the impact
speed is any speed from 19.0 ft/s to and including 20.3 ft/s (from 5.8
m/s to and including 6.2 m/s).
S7.1.5 Test headforms for impact attenuation testing are constructed
of magnesium alloy (K-1A), and exhibit no resonant frequencies below
2,000 Hz.
S7.1.6 The monorail drop test system is used for impact attenuation
testing.
S7.1.7 The weight of the drop assembly, as specified in Table 1, is
the combined weight of the test headform and the supporting assembly for
the drop test. The weight of the supporting assembly is not less than
2.0 lbs. and not more than 2.4 lbs. (0.9 to 1.1 kg). The supporting
assembly weight for the monorail system is the drop assembly weight
minus the combined weight of the test headform, the headform's clamp
down ring, and its tie down screws.
S7.1.8 The center of gravity of the test headform is located at the
center of the mounting ball on the supporting assembly and lies within a
cone with its axis vertical and forming a 10[deg] included angle with
the vertex at the point of impact. The center of gravity of the drop
assembly lies within the rectangular volume bounded by x = -0.25 inch (-
0.64 cm), x = 0.85 inch (2.16 cm), y = 0.25 inch (0.64 cm), and y = -
0.25 inch (-0.64 cm) with the origin located at the center of gravity of
the test headform. The rectangular volume has no boundary along the z-
axis. The x-y-z axes are mutually perpendicular and have positive or
negative designations in accordance with the right-hand rule (See Figure
5). The origin of the coordinate axes also is located at the center of
the mounting ball on the supporting assembly (See Figures 6, 7, and 8).
The x-y-z axes of the test headform assembly on a monorail drop test
equipment are oriented as follows: From the origin, the x-axis is
horizontal with its positive direction going toward and passing through
the vertical centerline of the monorail. The positive z-axis is
downward. The y-axis also is horizontal and its direction can be decided
by the z- and x-axes, using the right-hand rule.
S7.1.9 The acceleration transducer is mounted at the center of
gravity of the test headform with the sensitive axis aligned to within
5[deg] of vertical when the test headform assembly is in the data impact
position. The acceleration data channel complies with the SAE
Recommended Practice J211/1, revised March 1995 (incorporated by
reference, see Sec. 571.5) requirements for channel class 1,000.''
S7.1.10 The flat anvil is constructed of steel with a 5-inch (12.7
cm) minimum diameter impact face, and the hemispherical anvil is
constructed of steel with a 1.9 inch (4.8 cm) radius impact face.
S7.1.11 The rigid mount for both of the anvils consists of a solid
mass of at least 300 pounds (136.1 kg), the outer surface of which
consists of a steel plate with minimum thickness of 1 inch (2.5 cm) and
minimum surface area of 1 ft \2\ (929 cm\2\ ).
S7.1.12 The drop system restricts side movement during the impact
attenuation test so that the sum of the areas bounded by the
acceleration-time response curves for both the x- and y-axes (horizontal
axes) is less than five percent of the area bounded by the acceleration-
time response curve for the vertical axis.
S7.2 Penetration test.
S7.2.1 The penetration test is conducted by dropping the penetration
test striker in guided free fall, with its axis aligned vertically, onto
the outer surface of the complete helmet, when mounted as specified in
S6.3, at any point above the test line, described in S6.2.3, except on a
fastener or other rigid projection.
S7.2.2 Two penetration blows are applied at least 3 inches (7.6 cm)
apart, and at least 3 inches (7.6 cm) from the
[[Page 1016]]
centers of any impacts applied during the impact attenuation test.
S7.2.3 The application of the two penetration blows, specified in
S7.2.2, starts at two minutes and is completed by four minutes, after
removal of the helmet from the conditioning environment.
S7.2.4 The height of the guided free fall is 118.1 0.6 in (3 0.015 m), as measured
from the striker point to the impact point on the outer surface of the
test helmet.
S7.2.5 The contactable surface of the penetration test headform is
constructed of a metal or metallic alloy having a Brinell hardness
number no greater than 55, which will permit ready detection should
contact by the striker occur. The surface is refinished if necessary
before each penetration test blow to permit detection of contact by the
striker.
S7.2.6 The weight of the penetration striker is not less than 6
pounds, 8 ounces and not more than 6 pounds, 12 ounces (2.95 to 3.06
kg).
S7.2.7 The point of the striker has an included angle of 60 0.5[deg], a cone height of 1.5 0.015 in. (3.8 0.038 cm), a tip
radius of 0.02 0.004 in. (0.5 0.1 mm), and a minimum hardness of 60 Rockwell, C-scale.
S7.2.8 The rigid mount for the penetration test headform is as
described in S7.1.11.
S7.3 Retention system test.
S7.3.1 The retention system test is conducted by applying a quasi-
static tensile load at any rate from 0.4 to and including 1.2 inch/min
(from 1.0 to and including 3.0 cm/min) to the retention assembly of a
complete helmet, which is mounted, as described in S6.3, on a stationary
test headform as shown in Figure 4, and by measuring the movement of the
adjustable portion of the retention system test device under tension.
S7.3.2 The retention system test device consists of both an
adjustable loading mechanism by which a quasi-static tensile load is
applied at any rate from 0.4 to and including 1.2 inch/min (from 1.0 to
and including 3.0 cm/min) to the helmet retention assembly and a means
for holding the test headform and helmet stationary. The retention
assembly is fastened around two freely moving rollers, both of which
have a 0.5 inch (1.3 cm) diameter and a 3 inch (7.6 cm) center-to-center
separation, and which are mounted on the adjustable portion of the
tensile loading device (Figure 4). The helmet is fixed on the test
headform as necessary to ensure that it does not move during the
application of the test loads to the retention assembly.
S7.3.3 A 50-pound (22.7 kg) preliminary test load is applied to the
retention assembly, normal to the basic plane of the test headform and
symmetrical with respect to the center of the retention assembly for 30
seconds, and the maximum distance from the extremity of the adjustable
portion of the retention system test device to the apex of the helmet is
measured.
S7.3.4 An additional 250-pound (113.4 kg) test load is applied to
the retention assembly, in the same manner and at the same location as
described in S7.3.3, for 120 seconds, and the maximum distance from the
extremity of the adjustable portion of the retention system test device
to the apex of the helmet is measured.
Appendix to Sec. 571.218
Table 1--Weight Ranges for Impact Attenuation Test Drop Assembly
------------------------------------------------------------------------
Test headform size Weight range \1\--lb kg)
------------------------------------------------------------------------
Small..................................... 7.6-8.0 (3.4-3.6)
Medium.................................... 10.8-11.2 (4.9-5.1)
Large..................................... 13.2-13.6 (6.0-6.2)
------------------------------------------------------------------------
\1\ Combined weight of instrumented test headform and supporting
assembly for drop test.
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[38 FR 22391, Aug. 20, 1973, as amended at 39 FR 3554, Jan. 28, 1974; 45
FR 15181, Mar. 10, 1980; 53 FR 11288, Apr. 6, 1988; 53 FR 12529, Apr.
15, 1988; 76 FR 28160, May 13, 2011; 77 FR 768, Jan. 6, 2012]
Sec. 571.219 Standard No. 219; Windshield zone intrusion.
S1. Scope. This standard specifies limits for the displacement into
the windshield area of motor vehicle components during a crash.
S2. Purpose. The purpose of this standard is to reduce crash
injuries and fatalities that result from occupants contacting vehicle
components displaced near or through the windshield.
S3. Application. This standard applies to passenger cars and to
multipurpose passenger vehicles, trucks designed to carry at least one
person, and buses of 4,536 kilograms or less gross vehicle weight
rating. However, it does not apply to forward control vehicles, walk-in
van-type vehicles, or to open-body-type vehicles with fold-down or
removable windshields.
[[Page 1029]]
S4. Definitions. Daylight Opening (DLO) means the maximum
unobstructed opening through the glazing surface, including reveal or
garnish moldings adjoining the surface, as measured parallel to the
outer surface of the glazing material.
S5. Requirement. When the vehicle travelling longitudinally forward
at any speed up to and including 48 km/h impacts a fixed collision
barrier that is perpendicular to the line of travel of the vehicle,
under the conditions of S7, no part of the vehicle outside the occupant
compartment, except windshield molding and other components designed to
be normally in contact with the windshield, shall penetrate the
protected zone template, affixed according to S6, to a depth of more
than 6 mm, and no such part of a vehicle shall penetrate the inner
surface of that portion of the windshield, within the DLO, below the
protected zone defined in S6.
S6. Protected zone template.
S6.1 The lower edge of the protected zone is determined by the
following procedure (See Figure 1).
(a) Place a 165 mm diameter rigid sphere, with a mass of 6.8 kg in a
position such that it simultaneously contacts the inner surface of the
windshield glazing and the surface of the instrument panel, including
padding. If any accessories or equipment such as the steering control
system obstruct positioning of the sphere, remove them for the purposes
of this procedure.
(b) Draw the locus of points on the inner surface of the windshield
contactable by the sphere across the width of the instrument panel. From
the outermost contactable points, extend the locus line horizontally to
the edges of the glazing material.
(c) Draw a line on the inner surface of the windshield below and 13
mm distant from the locus line.
(d) The lower edge of the protected zone is the longitudinal
projection onto the outer surface of the windshield of the line
determined in S6.1(c).
S6.2 The protected zone is the space enclosed by the following
surfaces, as shown in Figure 1:
(a) The outer surface of the windshield in its precrash
configuration.
(b) The locus of points 76 mm outward along perpendiculars drawn to
each point on the outer surface of the windshield.
(c) The locus of lines forming a 45[deg] angle with the outer
surface of the windshield at each point along the top and side edges of
the outer surface of the windshield and the lower edge of the protected
zone determined in S6.1, in the plane perpendicular to the edge at that
point.
S6.3 A template is cut or formed from Styrofoam, type DB, cut cell,
to the dimensions of the zone as determined in S6.2. The template is
affixed to the windshield so that it delineates the protected zone and
remains affixed throughout the crash test.
S7. Test conditions. The requirement of S5. shall be met under the
following conditions:
S7.1 The protected zone template is affixed to the windshield in the
manner described in S6.
S7.2 The hood, hood latches, and any other hood retention components
are engaged prior to the barrier crash.
S7.3 Adjustable cowl tops or other adjustable panels in front of the
windshield are in the position used under normal operating conditions
when windshield wiping systems are not in use.
S7.4 The parking brake is disengaged and the transmission is in
neutral.
S7.5 Tires are inflated to the vehicle manufacturer's
specifications.
S7.6 The fuel tank is filled to any level from 90 to 95 per cent of
capacity.
S7.7 The vehicle, including test devices and instrumentation, is
loaded as follows:
(a) Except as specified in S7.6, a passenger car is loaded to its
unloaded vehicle weight plus its rated cargo and luggage capacity
weight, secured in the luggage area, plus a 50th-percentile test dummy
as specified in part 572 of this chapter at each front outboard
designated seating position and at any other position whose protection
system is required to be tested by a dummy under the provisions of
Standard No. 208. Each dummy is restrained only by means that are
installed for protection at its seating position.
(b) Except as specified in S7.6, a multipurpose passenger vehicle,
truck or bus is loaded to its unloaded vehicle
[[Page 1030]]
weight, plus 136 kg or its rated cargo and luggage capacity, whichever
is less, secured to the vehicle, plus a 50th-percentile test dummy as
specified in part 572 of this chapter at each front outboard designated
seating postion and at any other position whose protection system is
required to be tested by a dummy under the provisions of Standard No.
208. Each dummy is restrained only by means that are installed for
protection at its seating position. The load is distributed so that the
mass on each axle as measured at the tire-ground interface is in
proportion to its GAWR. If the mass on any axle when the vehicle is
loaded to its unloaded vehicle weight plus dummy mass exceeds the axle's
proportional share of the test mass, the remaining mass is placed so
that the mass on that axle remains the same. For the purposes of this
section, unloaded vehicle weight does not include the mass of work-
performing accessories. Vehicles are tested to a maximum unloaded
vehicle weight of 2,495 kg.
[GRAPHIC] [TIFF OMITTED] TR27MY98.007
[40 FR 25462, June 16, 1975, as amended at 40 FR 53033, Nov. 14, 1975;
41 FR 54946, Dec. 16, 1976; 45 FR 22046, Apr. 3, 1980; 63 FR 28946, May
27, 1998; 87 FR 18599, Mar. 30, 2022]
Sec. 571.220 Standard No. 220; School bus rollover protection.
S1. Scope. This standard establishes performance requirements for
school bus rollover protection.
S2. Purpose. The purpose of this standard is to reduce the number of
deaths and the severity of injuries that result from failure of the
school bus body structure to withstand forces encountered in rollover
crashes.
S3. Applicability. This standard applies to school buses.
S4. Requirements. When a force in Newtons equal to 1\1/2\ times the
unloaded vehicle weight in kilograms
[[Page 1031]]
multiplied by 9.8 m/sec\2\ is applied to the roof of the vehicle's body
structure through a force application plate as specified in S5, Test
procedures--
(a) The downward vertical movement at any point on the application
plate shall not exceed 130 mm and
(b) Each emergency exit of the vehicle provided in accordance with
Standard No. 217 (Sec. 571.217) shall be capable of opening as
specified in that standard during the full application of the force and
after release of the force, except that an emergency exit located in the
roof of the vehicle is not required to be capable of being opened during
the application of the force. A particular vehicle (i.e., test specimen)
need not meet the emergency exit opening requirement after release of
force if it is subjected to the emergency exit opening requirements
during the full application of the force.
S5. Test procedures. Each vehicle shall be capable of meeting the
requirements of S4. when tested in accordance with the procedures set
forth below.
S5.1 With any non-rigid chassis-to-body mounts replaced with
equivalent rigid mounts, place the vehicle on a rigid horizontal surface
so that the vehicle is entirely supported by means of the vehicle frame.
If the vehicle is constructed without a frame, place the vehicle on its
body sills. Remove any components which extend upward from the vehicle
roof.
S5.2 Use a flat, rigid, rectangular force application plate that is
measured with respect to the vehicle roof longitudinal and lateral
centerlines,
(a) In the case of a vehicle with a GVWR of more than 4,536 kg, 305
mm shorter than the vehicle roof and 914 mm wide; and
(b) In the case of a vehicle with a GVWR of 4,536 kg or less, 127 mm
longer and 127 mm wider than the vehicle roof. For purposes of these
measurements, the vehicle roof is that structure, seen in the top
projected view, that coincides with the passenger and driver compartment
of the vehicle.
S5.3 Position the force application plate on the vehicle roof so
that its rigid surface is perpendicular to a vertical longitudinal plane
and it contacts the roof at not less than two points, and so that, in
the top projected view, its longitudinal centerline coincides with the
longitudinal centerline of the vehicle, and its front and rear edges are
an equal distance inside the front and rear edges of the vehicle roof at
the centerline.
S5.4 Apply an evenly-distributed vertical force in the downward
direction to the force application plate at any rate not more than 13 mm
per second, until a force of 2,224 N has been applied.
S5.5 Apply additional vertical force in the downward direction to
the force application plate at a rate of not more than 13 mm per second
until the force specified in S4. has been applied, and maintain this
application of force.
S5.6 Measure the downward movement of any point on the force
application plate which occurred during the application of force in
accordance with S5.5.
S5.7 To test the capability of the vehicle's emergency exits to open
in accordance with S4.(b)--
(a) In the case of testing under the full application of force, open
the emergency exits as specified in S4.(b) while maintaining the force
applied in accordance with S5.4 and S5.5; and
(b) In the case of testing after the release of all force, release
all downward force applied to the force application plate and open the
emergency exits as specified in S4.(b).
S6. Test conditions. The following conditions apply to the
requirements specified in S4.
S6.1 Temperature. The ambient temperature is any level between 0
[deg]C and 32 [deg]C.
S6.2 Windows and doors. Vehicle windows, doors, and emergency exits
are in the fully-closed position, and latched but not locked.
[41 FR 3875, Jan. 27, 1976, as amended at 41 FR 36026, 36027, Aug. 26,
1976; 63 FR 28948, May 27, 1998]
Sec. 571.221 Standard No. 221; School bus body joint strength.
S1. Scope. This standard establishes requirements for the strength
of the body panel joints in school bus bodies.
[[Page 1032]]
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries resulting from the structural collapse of school bus bodies
during crashes.
S3. Application. This standard applies to school buses.
S4. Definitions. Body component means a part of a bus body made from
a single piece of homogeneous material or from a single piece of
composite material such as plywood.
Body panel means a body component used on the exterior or interior
surface to enclose the bus' occupant space.
Body panel joint means the area of contact or close proximity
between the edges of a body panel and another body component, including
but not limited to floor panels, and body panels made of composite
materials such as plastic or plywood, excluding trim and decorative
parts which do not contribute to the strength of the bus body, members
such as rub rails which are entirely outside of body panels, ventilation
panels, components provided for functional purposes, and engine access
covers.
Bus body means that portion of a bus that encloses the bus occupant
space, including the floor, but excluding the bumpers and chassis frame
and any structure forward of the passenger compartment.
Maintenance access panel means a body panel which must be moved or
removed to provide access to one or more serviceable component(s).
Passenger compartment means space within the school bus interior
that is between a vertical transverse plane located 762 mm in front of
the forwardmost passenger seating reference point and including a
vertical transverse plane tangent to the rear interior wall of the bus
at the vehicle centerline.
Serviceable component means any part of the bus, of either a
mechanical or electrical nature, which is explicitly identified by the
bus chassis and/or body manufacturer in the owner's manual or factory
service manual as requiring routine maintenance actions at intervals of
one year or less. Tubing, wires and harnesses are considered to be
serviceable components only at their attachments.
S5 Requirements.
S5.1 Except as provided in S5.2, each body panel joint, including
small, curved, and complex joints, when tested in accordance with the
procedure of S6, shall hold the body panel to the member to which it is
joined when subjected to a force of 60 percent of the tensile strength
of the weakest joined body panel determined pursuant to S6.2.
S5.1.1 Body panels attached to each other shall have no unattached
segment at the joint longer than 203 mm.
S5.2 Exclusions
S5.2.1 The requirements of S5.1 do not apply to--
(a) Any interior maintenance access panel or joint which lies
forward of the passenger compartment.
(b) Any interior maintenance access panel within the passenger
compartment that does not exceed 305 mm when measured across any two
points diametrically on opposite sides of the opening.
(c) Trim and decorative parts which do not contribute to the
strength of the joint, support members such as rub rails which are
entirely outside of body panels, doors and windows, ventilation panels,
and engine access covers.
S6 Procedure
S6.1 Preparation of the test specimen.
S6.1.1 If a body panel joint is 203 mm or longer, cut a test
specimen that consists of any 203 mm segment of the joint, together with
a portion of the bus body whose dimensions are those specified in Figure
1, so that the specimen's centerline is perpendicular to the joint at
the midpoint of the joint segment. Where the body panel joint is not
fastened continuously, select the segment so that it does not bisect a
spot weld or a discrete fastener. Support members which contribute to
the strength of a body panel joint, such as rub rails on the outside of
body panels or underlying structure attached to joint members, shall
remain attached to the test specimen, except that material may be
removed from the support members as necessary to clear the gripping
areas of the joint members being tested.
S6.1.2 If a joint is less than 203 mm long, cut a test specimen with
enough of the adjacent material to permit it to
[[Page 1033]]
be held in the tension testing machine specified in S6.3.
S6.1.3 Prepare the test specimen in accordance with the preparation
procedures specified in ASTM E8-89 (incorporated by reference, see Sec.
571.5).
S6.2 Determination of minimum allowable strength. For purposes of
determining the minimum allowable joint strength, determine the tensile
strengths of the joined body components as follows:
(a) If the mechanical properties of a joint component material are
specified in ASTM E8-89 (incorporated by reference, see Sec. 571.5),
the lowest value of that material's thickness and tensile strength per
unit of area shown in that source shall be used.
(b) If the mechanical properties of a material are not specified in
ASTM E8-89 (incorporated by reference, see Sec. 571.5), determine its
tensile strength by cutting a sheet specimen from outside the joint
region of the bus body in accordance with Figure 1 of ASTM E8-89, and by
testing it in accordance with S6.3.
(c) The cross sectional area of material removed to facilitate the
installation of fasteners shall be subtracted from the cross-sectional
area of the panel in the determination of the tensile strength of the
weakest joined body panel.
S6.3 Strength Test.
S6.3.1 The joint specimen is gripped on opposite sides of the joint
in a tension testing machine in accordance with ASTM E8-89 (incorporated
by reference, see Sec. 571.5).
S6.3.2 Adjust the testing machine grips so that the applied force on
the joint is at 90 degrees plus or minus 3 degrees from the joint
centerline, as shown in Figure 1.
S6.3.3 A tensile force is applied to the specimen by separating the
heads of the testing machine at any uniform rate not less than 3 mm and
not more than 10 mm per minute until the specimen separates.
[GRAPHIC] [TIFF OMITTED] TR13DE01.236
[41 FR 3872, Jan. 27, 1976, as amended at 41 FR 36027, Aug. 26, 1976; 67
FR 64366, 64367, Dec. 13, 2002; 68 FR 6360, Feb. 7, 2003; 77 FR 768,
Jan. 6, 2012]
Editorial Note: At 65 FR 11754, Mar. 6, 2000, Sec. 571.221 was
amended by revising S5.2.1(a);however, the paragraph did not exist, and
the amendment could not be incorporated.
[[Page 1034]]
Sec. 571.222 Standard No. 222; School bus passenger seating
and crash protection.
S1. Scope. This standard establishes occupant protection
requirements for school bus passenger seating and restraining barriers.
S2. Purpose. The purpose of this standard is to reduce the number of
deaths and the severity of injuries that result from the impact of
school bus occupants against structures within the vehicle during
crashes and sudden driving maneuvers.
S3. Application. This standard applies to school buses.
S4. Definitions. Contactable surface means any surface within the
zone specified in S5.3.1.1 that is contactable from any direction by the
test device described in S6.6, except any surface on the front of a seat
back or restraining barrier 76 mm or more below the top of the seat back
or restraining barrier.
Fixed occupancy seat means a bench seat equipped with Type 2 seat
belts that has a permanent configuration regarding the number of seating
positions on the seat. The number of seating positions on the bench seat
cannot be increased or decreased.
Flexible occupancy seat means a bench seat equipped with Type 2 seat
belts that can be reconfigured so that the number of seating positions
on the seat can change. The seat has a minimum occupancy configuration
and maximum occupancy configuration, and the number of passengers
capable of being carried in the minimum occupancy configuration must
differ from the number of passengers capable of being carried in the
maximum occupancy configuration.
Maximum occupancy configuration means, on a bench seat equipped with
Type 2 seat belts, an arrangement whereby the lap belt portion of the
Type 2 seat belts is such that the maximum number of occupants can be
belted.
Minimum occupancy configuration means, on a bench seat equipped with
Type 2 seat belts, an arrangement whereby the lap belt portion of the
Type 2 seat belts is such that the minimum number of occupants can be
belted.
School bus passenger seat means a seat in a school bus, other than
the driver's seat.
Seat bench width means the maximum transverse width of the bench
seat cushion.
Small occupant seating position means the center seating position on
a flexible occupancy seat in a maximum occupancy configuration, if the
torso belt portion of the Type 2 seat belt is intended to restrain
occupants whose dimensions range from those of a 50th percentile 6 year-
old child only to those of a 50th percentile 10 year-old child and the
torso belt anchor point cannot achieve a minimum height of 520 mm above
the seating reference point, as specified by S4.1.3.2(a) of 49 CFR
571.210.
Wheelchair means a wheeled seat frame for the support and conveyance
of a physically disabled person, comprised of at least a frame, seat,
and wheels.
Wheelchair occupant restraint anchorage means the provision for
transferring wheelchair occupant restraint system loads to the vehicle
structure.
Wheelchair securement anchorage means the provision for transferring
wheelchair securement device loads to the vehicle structure.
Wheelchair securement device means a strap, webbing or other device
used for securing a wheelchair to the school bus, including all
necessary buckles and other fasteners.
S4.1 Determination of the number of seating positions and seat belt
positions
(a) The number of seating positions considered to be in a bench seat
for vehicles manufactured before October 21, 2011 is expressed by the
symbol W, and calculated as the seat bench width in millimeters divided
by 381 and rounded to the nearest whole number.
(b) The number of seating positions and the number of Type 1 seat
belt positions considered to be in a bench seat for vehicles
manufactured on or after October 21, 2011 is expressed by the symbol W,
and calculated as the seat bench width in millimeters divided by 380 and
rounded to the nearest whole number.
(c) Except as provided in S4.1(d), the number of Type 2 seat belt
positions on
[[Page 1035]]
a flexible occupancy seat in a minimum occupancy configuration or a
fixed occupancy seat for vehicles manufactured on or after October 21,
2011 is expressed by the symbol Y, and calculated as the seat bench
width in millimeters divided by 380 and rounded to the next lowest whole
number. The minimum seat bench width for a seat equipped with a Type 2
seat belt is 380 mm. See Table 1 for an illustration.
(d) A flexible occupancy seat meeting the requirements of S4.1(c)
may also have a maximum occupancy configuration with Y + 1 Type 2 seat
belt positions, if the minimum seat bench width for this configuration
is Y + 1 times 330 mm. See Table 1 for an illustration.
(e) A flexible occupancy seat equipped with Type 2 seat belts in a
maximum occupancy configuration may have up to one single small occupant
seating position.
Table 1--Number of Seating Positions as a Function of Seat Bench Width
----------------------------------------------------------------------------------------------------------------
Seat bench width (mm)
Seating configuration ---------------------------------------------------------------------
380-659 660-759 760-989 990-1139 1140-1319
----------------------------------------------------------------------------------------------------------------
Minimum or Fixed Occupancy................ 1 1 2 2 3
Maximum Occupancy......................... 1 2 2 3 3
----------------------------------------------------------------------------------------------------------------
S5. Requirements.
(a) Large school buses.
(1) Each school bus manufactured before October 21, 2011 with a
gross vehicle weight rating of more than 4,536 kg (10,000 pounds) shall
be capable of meeting any of the requirements set forth under this
heading when tested under the conditions of S6. However, a particular
school bus passenger seat (i.e., a test specimen) in that weight class
need not meet further requirements after having met S5.1.2 and S5.1.5,
or having been subjected to either S5.1.3, S5.1.4, or S5.3.
(2) Each school bus manufactured on or after October 21, 2011 with a
gross vehicle weight rating of more than 4,536 kg (10,000 pounds) shall
be capable of meeting any of the requirements set forth under this
heading when tested under the conditions of S6 of this standard or Sec.
571.210. However, a particular school bus passenger seat (i.e., a test
specimen) in that weight class need not meet further requirements after
having met S5.1.2 and S5.1.5, or having been subjected to either S5.1.3,
S5.1.4, S5.1.6 (if applicable), or S5.3. If S5.1.6.5.5(b) is applicable,
a particular test specimen need only meet S5.1.6.5.5(b)(1) or (2) as
part of meeting S5.1.6 in its entirety. Each vehicle with voluntarily
installed Type 1 seat belts and seat belt anchorages at W seating
positions in a bench seat, voluntarily installed Type 2 seat belts and
seat belt anchorages at Y seat belt positions in a fixed occupancy seat,
or voluntarily installed Type 2 seat belts and seat belt anchorages at Y
and Y + 1 seat belt positions in a flexible occupancy seat, shall also
meet the requirements of:
(i) S4.4.3.2 of Standard No. 208 (49 CFR 571.208);
(ii) Standard No. 209 (49 CFR 571.209), as they apply to school
buses; and,
(iii) Standard No. 210 (49 CFR 571.210) as it applies to school
buses with a gross vehicle weight rating greater than 10,000 pounds.
(b) Small school buses. Each vehicle with a gross vehicle weight
rating of 4,536 kg (10,000 pounds) or less shall be capable of meeting
the following requirements at all seating positions:
(1)(i) In the case of vehicles manufactured before September 1,
1991, the requirements of Sec. Sec. 571.208, 571.209, and 571.210 as
they apply to multipurpose passenger vehicles;
(ii) [Reserved]
(iii) In the case of vehicles manufactured on or after October 21,
2011 the requirements of S4.4.3.2 of Sec. 571.208 and the requirements
of Sec. Sec. 571.207, 571.209 and 571.210 as they apply to school buses
with a gross vehicle weight rating of 4,536 kg or less; and,
(2) The requirements of S5.1.2, S5.1.3, S5.1.4, S5.1.5, S5.1.6,
S5.1.7, S5.3, S5.4 and S5.5 of this standard. However, the requirements
of Sec. Sec. 571.208 and 571.210 shall be met at Y seat belt positions
in a fixed occupancy seat, and at Y and Y
[[Page 1036]]
+ 1 seat belt positions for a flexible occupancy seat. A particular
school bus passenger seat (i.e. a test specimen) in that weight class
need not meet further requirements after having met S5.1.2 and S5.1.5,
or after having been subjected to either S5.1.3, S5.1.4, S5.1.6, or S5.3
of this standard or Sec. 571.207, Sec. 571.210 or Sec. 571.225.
S5.1 Seating requirements. School bus passenger seats shall be
forward facing.
S5.1.1 [Reserved]
S5.1.2 Seat back height, position, and surface area.
(a) For school buses manufactured before October 21, 2009, each
school bus passenger seat must be equipped with a seat back that has a
vertical height of at least 508 mm (20 inches) above the seating
reference point. Each school bus passenger seat must be equipped with a
seat back that, in the front projected view, has front surface area
above the horizontal plane that passes through the seating reference
point, and below the horizontal plane 508 mm (20 inches) above the
seating reference point, of not less than 90 percent of the seat bench
width in millimeters multiplied by 508.
(b) For school buses manufactured on or after October 21, 2009, each
school bus passenger seat must be equipped with a seat back that has a
vertical height of at least 610 mm (24 inches) above the seating
reference point. The minimum total width of the seat back at 610 mm (24
inches) above the seating reference point shall be 75 percent of the
maximum width of the seat bench. Each school bus passenger seat must be
equipped with a seat back that, in the front projected view, has front
surface area above the horizontal plane that passes through the seating
reference point, and below the horizontal plane 610 mm (24 inches) above
the seating reference point, of not less than 90 percent of the seat
bench width in millimeters multiplied by 610.
S5.1.3 Seat performance forward. When a school bus passenger seat
that has another seat behind it is subjected to the application of force
as specified in S5.1.3.1 and S5.1.3.2, and subsequently, the application
of additional force to the seat back as specified in S5.1.3.3 and
S5.1.3.4:
(a) The seat back force/deflection curve shall fall within the zone
specified in Figure 1;
(b) Seat back deflection shall not exceed 356 mm; (for determination
of (a) and (b) the force/deflection curve describes only the force
applied through the upper loading bar, and only the forward travel of
the pivot attachment point of the upper loading bar, measured from the
point at which the initial application of 44 N of force is attained.)
(c) The seat shall not deflect by an amount such that any part of
the seat moves to within 102 mm of any part of another school bus
passenger seat or restraining barrier in its originally installed
position;
(d) The seat shall not separate from the vehicle at any attachment
point; and
(e) Seat components shall not separate at any attachment point.
S5.1.3.1 Position the loading bar specified in S6.5 so that it is
laterally centered behind the seat back with the bar's longitudinal axis
in a transverse plane of the vehicle and in any horizontal plane between
102 mm above and 102 mm below the seating reference point of the school
bus passenger seat behind the test specimen.
S5.1.3.2 Apply a force of 3,114W newtons horizontally in the forward
direction through the loading bar at the pivot attachment point. Reach
the specified load in not less than 5 nor more than 30 seconds.
S5.1.3.3 No sooner than 1.0 second after attaining the required
force, reduce that force to 1,557W newtons and, while maintaining the
pivot point position of the first loading bar at the position where the
1,557W newtons is attained, position a second loading bar described in
S6.5 so that it is laterally centered behind the seat back with the
bar's longitudinal axis in a transverse plane of the vehicle and in the
horizontal plane 406 mm above the seating reference point of the school
bus passenger seat behind the test specimen, and move the bar forward
against the seat back until a force of 44 N has been applied.
S5.1.3.4 Apply additional force horizontally in the forward
direction through the upper bar until 452W joules
[[Page 1037]]
of energy have been absorbed in deflecting the seat back (or restraining
barrier). Apply the additional load in not less than 5 seconds nor more
than 30 seconds. Maintain the pivot attachment point in the maximum
forward travel position for not less than 5 seconds nor more than 10
seconds and release the load in not less than 5 nor more than 30
seconds. (For the determination of S5.1.3.4 the force/deflection curve
describes only the force applied through the upper loading bar, and the
forward and rearward travel distance of the upper loading bar pivot
attachment point measured from the position at which the initial
application of 44 N of force is attained.)
S5.1.4 Seat performance rearward. When a school bus passenger seat
that has another seat behind it is subjected to the application of force
as specified in S5.1.4.1 and S5.1.4.2:
(a) Seat back force shall not exceed 9,786 N;
(b) Seat back deflection shall not exceed 254 mm; (for determination
of (a) and (b) the force/deflection curve describes only the force
applied through the loading bar, and only the rearward travel of the
pivot attachment point of the loading bar, measured from the point at
which the initial application of 222 N is attained.
(c) The seat shall not deflect by an amount such that any part of
the seat moves to within 102 mm of any part of another passenger seat in
its originally installed position;
(d) The seat shall not separate from the vehicle at any attachment
point; and
(e) Seat components shall not separate at any attachment point.
S5.1.4.1 Position the loading bar described in S6.5 so that it is
laterally centered forward of the seat back with the bar's longitudinal
axis in a transverse plane of the vehicle and in the horizontal plane
343 mm above the seating reference point of the test specimen, and move
the loading bar rearward against the seat back until a force of 222 N
has been applied.
S5.1.4.2 Apply additional force horizontally rearward through the
loading bar until 316W joules (J) of energy has been absorbed in
deflecting the seat back. Apply the additional load in not less than 5
seconds nor more than 30 seconds. Maintain the pivot attachment point in
the maximum rearward travel position for not less than 5 seconds nor
more than 10 seconds and release the load in not less than 5 seconds nor
more than 30 seconds. (For determination of S5.1.4.2 the force
deflection curve describes the force applied through the loading bar and
the rearward and forward travel distance of the loading bar pivot
attachment point measured from the position at which the initial
application of 222 N of force is attained.)
S5.1.5 Seat cushion latching and retention.
(a) School bus passenger seat cushions equipped with attachment
devices that allow for the seat cushion to be removable without tools or
to flip up must have a self-latching mechanism that latches when
subjected to the conditions specified in S5.1.5.1. The seat cushion
shall not separate from the seat at any attachment point when subjected
to the conditions specified in S5.1.5.2 after being subjected to the
conditions of S5.1.5.1.
(b) School bus passenger seat cushions that are removable only with
the use of tools shall not separate from the seat at any attachment
point when subjected to the conditions of S5.1.5.2.
S5.1.5.1 Release the seat cushion self-latching mechanism. Lift the
seat cushion then place the seat cushion back in the down position
without activating the self-latching mechanism, if possible. Apply a
downward force of 216 N (48.4 pounds) to the center of the seat cushion.
The downward force shall be applied in any period of not less than 1 and
not more than 5 seconds, and maintained for 5 seconds.
S5.1.5.2 Apply an upward force of 5 times the weight of the seat
cushion to the center of the bottom of the seat cushion. The upward
force shall be applied in any period of not less than 1 and not more
than 5 seconds, and maintained for 5 seconds.
S5.1.6 Quasi-static test of compartmentalization and Type 2 seat
belt performance. This section applies to school buses manufactured on
or after October 21, 2011 with a gross vehicle weight rating expressed
in the first column of Tables 2 through 4, and that are
[[Page 1038]]
equipped with Type 2 seat belt assemblies.
(a) Except as provided in S5.1.6(b), when tested under the
conditions of S5.1.6.5.1 through S5.1.6.5.6, the criteria specified in
S5.1.6.1 and S5.1.6.2 must be met.
(b) A school bus passenger seat that does not have another seat
behind it is not loaded with the upper and lower loading bars as
specified in S5.1.6.5.2, S5.1.6.5.3, and S5.1.6.5.7 and is excluded from
the requirements of S5.1.6.1(b).
S5.1.6.1 Displacement limits. In Tables 2 and 3, AH is the height in
millimeters of the school bus torso belt anchor point specified by
S4.1.3.2(a) of Standard No. 210 (49 CFR 571.210) and [Phi] is the angle
of the posterior surface of the seat back defined in S5.1.6.3 of this
standard.
(a) Any school bus torso belt anchor point, as defined in S3 of
Standard No. 210, must not displace horizontally forward from its
initial position (when [Phi] was determined) more than the value in
millimeters calculated from the following expression in the second
column of Table 2:
Table 2--Torso Belt Anchor Point Displacement Limit
------------------------------------------------------------------------
Displacement limit in
Gross vehicle weight rating millimeters
------------------------------------------------------------------------
More than 4,536 kg (10,000 pounds)........ (AH + 100) (tan[Phi] + 0.242/
cos[Phi])
Less than or equal to 4,536 kg (10,000 (AH + 100) (tan[Phi] + 0.356/
pounds). cos[Phi])
------------------------------------------------------------------------
(b) A point directly rearward of any school bus torso belt anchor
point, as defined in S3 of Standard No. 210 (49 CFR 571.210) on the rear
facing surface of the seat back, must not displace horizontally forward
from its initial position (when [Phi] was determined) more than the
value in millimeters calculated from the following expression in the
second column of Table 3:
Table 3--Seat Back Point Displacement Limit
------------------------------------------------------------------------
Displacement limit in
Gross vehicle weight rating millimeters
------------------------------------------------------------------------
More than 4,536 kg (10,000 pounds)........ (AH + 100) (tan[Phi] + 0.174/
cos[Phi])
Less than or equal to 4,536 kg (10,000 (AH + 100) (tan[Phi] + 0.259/
pounds). cos[Phi])
------------------------------------------------------------------------
S5.1.6.2 Slippage of device used to achieve torso belt adjusted
height. If the torso belt adjusted height, as defined in S3 of Standard
No. 210 (49 CFR 571.210), is achieved without the use of an adjustable
torso belt anchorage, the adjustment device must not slip more than 25
mm (1.0 inches) along the webbing or guide material upon which it moves
for the purpose of adjusting the torso belt height.
S5.1.6.3 Angle of the posterior surface of a seat back. If the seat
back inclination is adjustable, the seat back is placed in the
manufacturer's normal design riding position. If such a position is not
specified, the seat back is positioned so it is in the most upright
position. Position the loading bar specified in S6.5 of this standard so
that it is laterally centered behind the seat back with the bar's
longitudinal axis in a transverse plane of the vehicle in a horizontal
plane within 6 mm (0.25 inches) of the horizontal
plane passing through the seating reference point and move the bar
forward against the seat back until a force of 44 N (10 pounds) has been
applied. Position a second loading bar as described in S6.5 of this
standard so that it is laterally centered behind the seat back with the
bar's longitudinal axis in a transverse plane of the vehicle and in the
horizontal plane 406 6 mm (16 0.25 inches) above the seating reference point, and move
the bar forward against the seat back until a force of 44 N (10 pounds)
has been applied. Determine the angle from vertical of a line in the
longitudinal vehicle plane that passes through the geometric center of
the cross-section of each cylinder, as shown in Figure 8. That angle is
the angle of the posterior surface of the seat back.
S5.1.6.4 The seat back must absorb 452W joules of energy when
subjected to the force specified in S5.1.6.5.7.
S5.1.6.5 Quasi-static test procedure.
S5.1.6.5.1 Adjust the seat back as specified in S5.1.6.3. Place all
torso anchor points in their highest position of adjustment. If the
torso belt adjusted height, as defined in S3 of FMVSS No. 210, is
achieved by a method other than an adjustable anchor point, initially
place the torso belt adjusted height at its highest position. Then move
the adjustment device 38 mm (1.5 inches)
[[Page 1039]]
downward with respect to its webbing or guide material.
S5.1.6.5.2 Position the lower loading bar specified in S6.5 of this
standard so that it is laterally centered behind the seat back with the
bar's longitudinal axis in a transverse plane of the vehicle and in any
horizontal plane between 102 mm (4 inches) above and 102 mm (4 inches)
below the seating reference point of the school bus passenger seat
behind the test specimen. Position the upper loading bar described in
S6.5 so that it is laterally centered behind the seat back with the
bar's longitudinal axis in a transverse plane of the vehicle and in the
horizontal plane 406 mm (16 inches) above the seating reference point of
the school bus passenger seat behind the test specimen.
S5.1.6.5.3 Apply a force of 3,114W N (700W pounds) horizontally in
the forward direction through the lower loading bar specified at S6.5 at
the pivot attachment point. Reach the specified load in not less than 5
and not more than 30 seconds. No sooner than 1.0 second after attaining
the required force, reduce that force to 1,557W N (350W pounds) and
maintain the pivot point position of the loading bar at the position
where the 1,557W N (350W pounds) is attained until the completion of
S5.1.6.5.7 of this standard.
S5.1.6.5.4 Position the body block specified in Figure 3 of FMVSS
No. 210 (49 CFR 571.210) under each torso belt (between the torso belt
and the seat back) in the passenger seat and apply a preload force of
600 50 N (135 11 pounds) on
each body block in a forward direction parallel to the longitudinal
centerline of the vehicle pursuant to the specifications of Standard No.
210 (49 CFR 571.210). After preload application is complete, the origin
of the 203 mm body block radius at any point across the 102 mm body
block thickness shall lie within the zone defined by S5.1.6.5.4(a) and
S5.1.6.5.4(b) as shown in Figure 9:
(a) At or rearward of a transverse vertical plane of the vehicle
located 100 mm longitudinally forward of the seating reference point.
(b) Within 75 mm of the horizontal plane located midway between the
horizontal plane passing through the school bus torso belt adjusted
height, specified in S3 of Standard No. 210 (49 CFR 571.210), and the
horizontal plane 100 mm below the seating reference point.
S5.1.6.5.5 Load application.
(a) Fixed Occupancy Seat. For school buses with the gross vehicle
weight rating listed in the first column of Table 4, if the expression
in the second column is true, simultaneously apply the force listed in
the third column to each body block.
Table 4--Torso Body Block Forces for Fixed Occupancy Seats
------------------------------------------------------------------------
Gross vehicle weight rating True expression Applied force
------------------------------------------------------------------------
More than 4,536 kg (10,000 ((seat bench width 3,300 N (742
pounds). in mm)--(380Y)) pounds).
<=25 mm (1 inch).
More than 4,536 kg (10,000 ((seat bench width 5,000 N (1,124
pounds). in mm)--(380Y)) pounds).
25 mm
(1 inch).
Less than or equal to 4,536 kg ((seat bench width 5,000 N (1,124
(10,000 pounds). in mm)--(380Y)) pounds).
<=25 mm (1 inch).
Less than or equal to 4,536 kg ((seat bench width 7,500 N (1,686
(10,000 pounds). in mm)--(380Y)) pounds).
25 mm
(1 inch).
------------------------------------------------------------------------
(b) Flexible Occupancy Seat.
(1) For school buses with the gross vehicle weight rating listed in
the first column of Table 5 and a bench seat in the maximum occupancy
configuration for a flexible occupancy seat of Y + 1 seat belt positions
as specified in S4.1(d), simultaneously apply the force listed in the
second column of Table 5 to each body block.
Table 5--Torso Body Block Forces in Maximum Occupancy Configuration
------------------------------------------------------------------------
Gross vehicle weight rating Applied force
------------------------------------------------------------------------
More than 4,536 kg (10,000 pounds)........ 3,300 N (742 pounds).
Less than or equal to 4,536 kg (10,000 5,000 N (1,124 pounds).
pounds).
------------------------------------------------------------------------
(2) For a flexible occupancy seat in the minimum occupant
configuration,
[[Page 1040]]
apply the forces to each body block as specified in S5.1.6.5.5(a).
S5.1.6.5.6 Reach the specified load in not less than 5 and not more
than 30 seconds. While maintaining the load, measure the school bus
torso belt anchor point and seat back point horizontal displacement and
then remove the body block.
S5.1.6.5.7 Move the upper bar forward against the seat back until a
force of 44 N has been applied. Apply an additional force horizontally
in the forward direction through the upper bar until 452W joules of
energy have been absorbed in deflecting the seat back. The maximum
travel of the pivot attachment point for the upper loading bar shall not
exceed 356 mm as measured from the position at which the initial
application of 44 N of force is attained and the maximum load must stay
below the upper boundary of the force/deflection zone in Figure 1. Apply
the additional load in not less than 5 seconds and not more than 30
seconds. Maintain the pivot attachment point at the maximum forward
travel position for not less than 5 seconds, and not more than 10
seconds and release the load in not less than 5 seconds and not more
than 30 seconds. (For the determination of S5.1.6.5.7, the energy
calculation describes only the force applied through the upper loading
bar, and the forward and rearward travel distance of the upper loading
bar pivot attachment point measured from the position at which the
application in this section of 44 N of force is attained.)
S5.1.7 Buckle side length limit. This section applies to rear
passenger seats on school buses manufactured on or after October 21,
2011 that are equipped with Type 1 or Type 2 seat belt assemblies. All
portions of the buckle/latchplate assembly must remain rearward of the
limit plane defined in S5.1.7.1 when tested under the conditions of
S5.1.7.2.
S5.1.7.1 Buckle/latchplate limit plane. Establish a transverse limit
plane 65 mm from the SgRP that is perpendicular to a transverse plane
that passes through the SgRP at an angle of 50 degrees to the
horizontal.
S5.1.7.2 Load application. Insert the seat belt latchplate into the
seat belt buckle. Apply a 20 N load to the buckle/latchplate assembly
whose vector is in a vertical longitudinal plane. Apply the load along
the centerline of the webbing attached to the latchplate at least 100mm
from the nearest point on the latchplate. The load may be applied at any
angle in the range of 30 to 75 degrees from horizontal.
S5.2 Restraining barrier requirements. Each vehicle shall be
equipped with a restraining barrier forward of any designated seating
position that does not have the rear surface of another school bus
passenger seat within 610 mm of its seating reference point, measured
along a horizontal longitudinal line through the seating reference point
in the forward direction.
S5.2.1 Barrier-seat separation. The horizontal distance between the
restraining barrier's rear surface and the seating reference point of
the seat in front of which the barrier is required shall not be more
than 610 mm measured along a horizontal longitudinal line through the
seating reference point in the forward direction.
S5.2.2 Barrier height, position, and rear surface area. The position
and rear surface area of the restraining barrier shall be such that, in
a front projected view of the bus, each point of the barrier's perimeter
coincides with or lies outside of the perimeter of the minimum seat back
area required by S5.1.2 for the seat immediately rearward of the
restraining barrier.
S5.2.3 Barrier performance forward. When force is applied to the
restraining barrier in the same manner as specified in S5.1.3.1 through
S5.1.3.4 for seating performance tests:
(a) The restraining barrier force/deflection curve shall fall within
the zone specified in Figure 1;
(b) Restraining barrier deflection shall not exceed 356 mm; (for
computation of (a) and (b) the force/deflection curve describes only the
force applied through the upper loading bar, and only the forward travel
of the pivot attachment point of the loading bar, measured from the
point at which the initial application of 44 N of force is attained.)
(c) Restraining barrier deflection shall not interfere with normal
door operation;
[[Page 1041]]
(d) The restraining barrier shall not separate from the vehicle at
any attachment point; and
(e) Restraining barrier components shall not separate at any
attachment point.
S5.3 Impact zone requirements.
S5.3.1 Head protection zone. Any contactable surface of the vehicle
within any zone specified in S5.3.1.1 shall meet the requirements of
S5.3.1.2 and S5.3.1.3. However, a surface area that has been contacted
pursuant to an impact test need not meet further requirements contained
in S5.3.
S5.3.1.1 The head protection zones in each vehicle are the spaces in
front of each school bus passenger seat which are not occupied by bus
sidewall, window, or door structure and which, in relation to that seat
and its seating reference point, are enclosed by the following planes;
(a) Horizontal planes 305 mm and 1016 mm above the seating reference
point;
(b) A vertical longitudinal plane tangent to the inboard (aisle
side) edge of the seat; and
(c) A vertical longitudinal plane 83 mm inboard of the outboard edge
of the seat;
(d) Vertical transverse planes through and 762 mm forward of the
reference point.
S5.3.1.2 Head form impact requirement. When any contactable surface
of the vehicle within the zones specified in S5.3.1.1 is impacted from
any direction at 6.7 m/s by the head form described in S6.6, the axial
acceleration at the center of gravity of the head form shall be such
that the expression
[GRAPHIC] [TIFF OMITTED] TR27MY98.016
shall not exceed 1,000 where ``a'' is the axial acceleration expressed
as a multiple of ``g'' (the acceleration due to gravity), and
``t1'' and ``t2'' are any two points in time
during the impact.
S5.3.1.3 Head form force distribution. When any contactable surface
of the vehicle within the zones specified in S5.3.1.1 is impacted from
any direction at 6.7 m/s by the head form described in S6.6, the energy
necessary to deflect the impacted material shall be not less than 4.5
joules before the force level on the head form exceeds 667 N. When any
contactable surface within such zones is impacted by the head form from
any direction at 1.5 m/s the contact area on the head form surface shall
be not less than 1,935 mm\2\.
S5.3.2 Leg protection zone. Any part of the seat backs or
restraining barriers in the vehicle within any zone specified in
S5.3.2.1 shall meet the requirements of S5.3.2.2.
S5.3.2.1 The leg protection zones of each vehicle are those parts of
the school bus passenger seat backs and restraining barriers bounded by
horizontal planes 305 mm above and 102 mm below the seating reference
point of the school bus passenger seat immediately behind the seat back
or restraining barrier.
S5.3.2.2 When any point on the rear surface of that part of a seat
back or restraining barrier within any zone specified in S5.3.2.1 is
impacted from any direction at 4.9 m/s by the knee form specified in
S6.7, the resisting force of the impacted material shall not exceed
2,669 N and the contact area on the knee form surface shall not be less
than 1,935 mm\2\.
S5.4 Each school bus having one or more locations designed for
carrying a person seated in a wheelchair shall comply with S5.4.1
through S5.4.4 at each such wheelchair location.
S5.4.1 Wheelchair securement anchorages. Each wheelchair location
shall have not less than four wheelchair securement anchorages complying
with S5.4.1.1 through S5.4.1.3.
S5.4.1.1 Each wheelchair securement anchorage shall have a
wheelchair securement device complying with S5.4.2 attached to it.
S5.4.1.2 The wheelchair securement anchorages at each wheelchair
location shall be situated so that--
(a) A wheelchair can be secured in a forward-facing position.
(b) The wheelchair can be secured by wheelchair securement devices
at two locations in the front and two locations in the rear.
(c) The front wheel of a three-wheeled wheelchair can be secured.
[[Page 1042]]
S5.4.1.3 Each wheelchair securement anchorage shall be capable of
withstanding a force of 13,344 Newtons applied as specified in
paragraphs (a) through (d) of this section. When more than one
securement device share a common anchorage, the anchorage shall be
capable of withstanding a force of 13,344 Newtons multiplied by the
number of securement devices sharing that anchorage.
(a) The initial application force shall be applied at an angle of
not less than 30 degrees, but not more than 60 degrees, measured from
the horizontal. (See Figure 4.)
(b) The horizontal projection of the force direction shall be within
a horizontal arc of 45 degrees relative to a
longitudinal line which has its origin at the anchorage location and
projects rearward for an anchorage whose wheelchair securement device is
intended to secure the front of the wheelchair and forward for an
anchorage whose wheelchair securement device is intended to secure the
rear of the wheelchair. (See Figure 4.)
(c) The force shall be applied at the onset rate of not more than
133,440 Newtons per second.
(d) The 13,344 Newton force shall be attained in not more than 30
seconds, and shall be maintained for 10 seconds.
S5.4.2 Wheelchair securement devices. Each wheelchair securement
device shall--
(a) If incorporating webbing or a strap--
(1) Comply with the requirements for Type 1 safety belt systems in
S4.2, S4.3, and S4.4(a) of FMVSS No. 209, Seat Belt Assemblies; and
(2) Provide a means of adjustment to remove slack from the device.
(b) If not incorporating webbing or a strap, limit movement of the
wheelchair through either the equipment design or a means of adjustment.
S5.4.3 Wheelchair occupant restraint anchorages.
S5.4.3.1 Each wheelchair location shall have:
(a) Not less than one anchorage for the upper end of the upper torso
restraint; and
(b) Not less than two floor anchorages for wheelchair occupant
pelvic and upper torso restraint.
S5.4.3.2 Each wheelchair occupant restraint floor anchorage shall be
capable of withstanding a force of 13,344 Newtons applied as specified
in paragraphs (a) through (d). When more than one wheelchair occupant
restraint share a common anchorage, the anchorage shall be capable of
withstanding a force of 13,344 Newtons multiplied by the number of
occupant restraints sharing that anchorage.
(a) The initial application force shall be applied at an angle of
not less than 45 degrees, but not more than 80 degrees, measured from
the horizontal. (See Figure 5.)
(b) The horizontal projection of the force direction shall be within
a horizontal arc of 45 degrees relative to a
longitudinal line which has its origin at the anchorage and projects
forward. (See Figure 5.)
(c) The force shall be applied at an onset rate of not more than
133,440 Newtons per second.
(d) The 13,344 Newton force shall be attained in not more than 30
seconds, and shall be maintained for 10 seconds.
(e) When a wheelchair securement device and an occupant restraint
share a common anchorage, including occupant restraint designs that
attach the occupant restraint to the securement device or the
wheelchair, the loads specified by S5.4.1.3 and S5.4.3.2 shall be
applied simultaneously, under the conditions specified in S5.4.3.2 (a)
and (b). (See Figure 6.)
S5.4.3.3 Each anchorage for a wheelchair occupant upper torso
restraint shall be capable of withstanding a force of 6,672 Newtons
applied as specified in paragraphs (a) through (d).
(a) The initial application force shall be applied at a vertical
angle of not less than zero degrees, but not more than 40 degrees, below
a horizontal plane which passes through the anchorage. (See Figure 7.)
(b) The projection of the force direction onto the horizontal plane
shall be within zero degrees and 45 degrees as measured from a
longitudinal line with its origin at the anchorage and projecting
forward. (See Figure 7.)
(c) The force shall be applied at the onset rate of not more than
66,720 Newtons per second.
[[Page 1043]]
(d) The 6,672 Newton force shall be attained in not more than 30
seconds, and shall be maintained for 10 seconds.
S5.4.4 Wheelchair occupant restraints.
(a) Each wheelchair location shall have wheelchair occupant pelvic
and upper torso restraints attached to the anchorages required by
S5.4.3.
(b) Each wheelchair occupant restraint shall comply with the
requirements for Type 2 safety belt systems in S4.2, S4.3, and S4.4(b)
of FMVSS No. 209, Seat Belt Assemblies.
S5.5 Labeling. (a) A small occupant seating position must be
permanently and legibly marked or labeled with the phrase: ``Do Not Sit
In Middle Seat If Over Age 10''. The phrase must be comprised of no more
than two lines of text. The label must be placed on the torso belt
portion of the Type 2 seat belt. It must be plainly visible and easily
readable when the seat belt is in a stored position. The distance from
the top edge of the top line of text to the bottom edge of the bottom
line of text must be at least 35 mm. If the label is sewn on, it must be
stitched around its entire perimeter.
(b) [Reserved]
S6. Test conditions. The following conditions apply to the
requirements specified in S5.
S6.1 Test surface. The bus is at rest on a level surface.
S6.2 Tires. Tires are inflated to the pressure specified by the
manufacturer for the gross vehicle weight rating.
S6.3 Temperature. The ambient temperature is any level between 0
degrees C and 32 degrees C.
S6.4 Seat back position. If adjustable, a seat back is adjusted to
its most upright position.
S6.5 Loading bar. The loading bar is a rigid cylinder with an
outside diameter of 152 mm that has hemispherical ends with radii of 76
mm and with a surface roughness that does not exceed 1.6 [micro]m, root
mean square. The length of the loading bar is 102 mm less than the width
of the seat back in each test. The stroking mechanism applies force
through a pivot attachment at the center point of the loading bar which
allows the loading bar to rotate in a horizontal plane 30 degrees in
either direction from the transverse position.
S6.5.1 A vertical or lateral force of 17,792 N applied externally
through the pivot attachment point of the loading bar at any position
reached during a test specified in this standard shall not deflect that
point more than 25 mm.
S6.6 Head form. The head form for the measurement of acceleration is
a rigid surface comprised of two hemispherical shapes, with total
equivalent mass of 5.2 kg. The first of the two hemispherical shapes has
a diameter of 166 mm. The second of the two hemispherical shapes has a
50 mm diameter and is centered as shown in Figure 3 to protrude from the
outer surface of the first hemispherical shape. The surface roughness of
the hemispherical shapes does not exceed 1.6 [micro]m, root mean square.
S6.6.1 The direction of travel of the head form is coincidental with
the straight line connecting the centerpoints of the two spherical outer
surfaces which constitute the head form shape.
S6.6.2 The head form is instrumented with an acceleration sensing
device whose output is recorded in a data channel that conforms to the
requirements for a 1,000 Hz channel class as specified in SAE
Recommended Practice J211a (1971) (incorporated by reference, see Sec.
571.5). The head form exhibits no resonant frequency below three times
the frequency of the channel class. The axis of the acceleration sensing
device coincides with the straight line connecting the centerpoints of
the two hemispherical outer surfaces which constitute the head form
shape.
S6.6.3 The head form is guided by a stroking device so that the
direction of travel of the head form is not affected by impact with the
surface being tested at the levels called for in the standard.
S6.7 Knee form. The knee form for measurement of force is a rigid 76
millimeter-diameter cylinder, with an equivalent weight of 44 N that has
one hemispherical end with a 38 mm radius forming a contact surface of
the knee form. The hemispherical surface roughness does not exceed 1.6
[micro]m, root mean square.
S6.7.1 The direction of travel of the knee form is coincidental with
the centerline of the rigid cylinder.
[[Page 1044]]
S6.7.2 The knee form is instrumented with an acceleration sensing
device whose output is recorded in a data channel that conforms to the
requirements of a 600 Hz channel class as specified in SAE Recommended
Practice J211a (1971) (incorporated by reference, see Sec. 571.5). The
knee form exhibits no resonant frequency below three times the frequency
of the channel class. The axis of the acceleration sensing device is
aligned to measure acceleration along the centerline of the cylindrical
knee form.
S6.7.3 The knee form is guided by a stroking device so that the
direction of travel of the knee form is not affected by impact with the
surface being tested at the levels called for in the standard.
S6.8 The head form, knee form, and contactable surfaces are clean
and dry during impact testing.
[GRAPHIC] [TIFF OMITTED] TR27MY98.008
[[Page 1045]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.009
[[Page 1046]]
[GRAPHIC] [TIFF OMITTED] TR27MY98.010
[[Page 1047]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.141
[[Page 1048]]
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[[Page 1049]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.143
[[Page 1050]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.144
[[Page 1051]]
[GRAPHIC] [TIFF OMITTED] TR21OC08.059
[[Page 1052]]
[GRAPHIC] [TIFF OMITTED] TR21OC08.060
[41 FR 4018, Jan. 28, 1976]
Editorial Note: For Federal Register citations affecting Sec.
571.222, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
Sec. 571.223 Standard No. 223; Rear impact guards.
S1. Scope. This standard specifies requirements for rear impact
guards for trailers and semitrailers.
S2. Purpose. The purpose of this standard is to reduce the number of
deaths and serious injuries that occur when light duty vehicles collide
with the rear end of trailers and semitrailers.
S3. Application. This standard applies to rear impact guards for
trailers and semitrailers subject to Federal Motor Safety Standard No.
224, Rear Impact Protection (Sec. 571.224).
S4. Definitions.
In this standard, directional terms such as bottom, center, height,
horizontal, longitudinal, transverse, and rear refer to directions
relative to the vehicle orientation when the guard is oriented as if it
were installed on a vehicle according to the installation instructions
in S5.5 of this section.
[[Page 1053]]
Chassis means the load supporting frame structure of a motor
vehicle.
Guard width means the maximum horizontal guard dimension that is
perpendicular to the longitudinal vertical plane passing through the
longitudinal centerline of the vehicle when the guard is installed on
the vehicle according to the installation instructions in S5.5 of this
section.
Horizontal member means the structural member of the guard that
meets the configuration requirements of S5.1.1 through 5.1.3 of Sec.
571.224, Rear Impact Protection, when the guard is installed on a
vehicle according to the guard manufacturer's installation instructions.
Hydraulic guard means a guard designed to use fluid properties to
provide resistance force to deformation.
Rear impact guard means a device installed on or near the rear of a
vehicle so that when the vehicle is struck from the rear, the device
limits the distance that the striking vehicle's front end slides under
the rear end of the impacted vehicle.
Rigid test fixture means a supporting structure on which a rear
impact guard can be mounted in the same manner it is mounted to a
vehicle. The rigid test fixture is designed to resist the forces applied
to the rear impact guard without significant deformation, such that a
performance requirement of this standard must be met no matter how small
an amount of energy is absorbed by the rigid test fixture.
S5. Requirements.
S5.1 Projected Vertical Height. The horizontal member of each guard,
when viewed from the rear as it would be installed on a trailer pursuant
to the installation instructions or procedures required by S5.5 of this
standard, shall have a vertical height of at least 100 mm at each point
across the guard width, when projected horizontally on a transverse
vertical plane. Those installation instructions or procedures shall
specify that the guard is to be mounted so that all portions of the
horizontal member necessary to achieve a 100 mm high projected vertical
height are located not more than 305 mm forward of the vehicle's rear
extremity, as defined in S4 of 49 CFR 571.224, Rear Impact Protection.
See Figure 1 of this section.
S5.2 Strength and Energy Absorption. When tested under the
procedures of S6 of this section, each guard shall comply with the
strength requirements of S5.2.1 of this section at each test location
and the energy absorption requirements of S5.2.2 of this section at test
location P3, as specified in S6.4 of this section. However, a particular
guard (i.e., test specimen) need not be tested at more than one
location.
S5.2.1 Guard Strength. The guard must resist the force levels
specified in S5.2.1 (a) through (c) of this section without deflecting
by more than 125 mm.
(a) A force of 50,000 N at test location P1 on either the left or
the right side of the guard as defined in S6.4(a) of this section.
(b) A force of 50,000 N at test location P2 as defined in S6.4(b) of
this section.
(c) A force of 100,000 N at test location P3 on either the left or
the right side of the guard as defined in S6.4(c) of this section.
S5.2.2 Guard Energy Absorption. A guard, other than a hydraulic
guard, shall absorb by plastic deformation within the first 125 mm of
deflection at least 5,650 J of energy at each test location P3. See
Figure 2 of this section.
S5.3 Labeling. Each guard shall be permanently labeled with the
information specified in S5.3 (a) through (c) of this section. The
information shall be in English and in letters that are at least 2.5 mm
high. The label shall be placed on the forward or rearward facing
surface of the horizontal member of the guard, provided that the label
does not interfere with the retroreflective sheeting required by
S5.7.1.4.1(c) of FMVSS No. 108 (49 CFR 571.108), and is readily
accessible for visual inspection.
(a) The guard manufacturer's name and address.
(b) The statement: ``Manufactured in ________'' (inserting the month
and year of guard manufacture).
(c) The letters ``DOT'', constituting a certification by the guard
manufacturer that the guard conforms to all requirements of this
standard.
S5.4 Guard Attachment Hardware. Each guard, other than a guard that
is to be installed on a vehicle manufactured by the manufacturer of the
[[Page 1054]]
guard, shall be accompanied by all attachment hardware necessary for
installation of the guard on the chassis of the motor vehicle for which
it is intended.
S5.5 Installation Instructions. The manufacturer of rear impact
guards for sale to vehicle manufacturers shall include with each guard
printed instructions in English for installing the guard, as well as a
diagram or schematic depicting proper guard installation. The
manufacturer of a rear impact guard for one of its own vehicles shall
prepare and keep a copy of installation procedures applicable to each
vehicle/guard combination for a period of one year from the date of
vehicle manufacture and provide them to NHTSA on request. The
instructions or procedures shall specify:
(a) Vehicles on which the guard can be installed. Vehicles may be
designated by listing the make and model of the vehicles for which the
guard is suitable, or by specifying the design elements that would make
any vehicle an appropriate host for the particular guard (e.g., vehicles
with frame rails of certain spacing and gauge of steel).
(b) A description of the chassis surface to which the guard will be
attached, including frame design types with dimensions, material
thickness, and tire track width. This description shall be detailed
enough to permit the agency to locate and duplicate the chassis surface
during compliance testing.
(c) An explanation of the method of attaching the guard to the
chassis of each vehicle make and model listed or to the design elements
specified in the instructions or procedures. The principal aspects of
vehicle chassis configuration that are necessary to the proper
functioning of the guard shall be specified. If the chassis strength is
inadequate for the guard design, the instructions or procedures shall
specify methods for adequately reinforcing the vehicle chassis.
Procedures for properly installing any guard attachment hardware shall
be provided.
S6. Guard Test Procedures. The procedures for determining compliance
with S5.2 of this section are specified in S6.1 through S6.6 of this
section.
S6.1 Preparation of Hydraulic Guards. For hydraulic guards, the
horizontal member of the guard is deflected in a forward direction until
the hydraulic unit(s) have reached the full extent of their designed
travel or 610 mm, whichever occurs first. The hydraulic units are
compressed before the application of force to the guard in accordance
with S6.6 of this section and maintained in this condition throughout
the testing under S6.6 of this section.
S6.2 Guard Installation for Strength and Energy Absorption Tests.
(a) The rear impact guard is attached to a test device.
(b) The test device for the compliance test will be whichever of the
following devices, if either was used, the manufacturer used as a basis
for its certification of the guard in S5.3(c) of this section. If the
manufacturer did not use one of these devices or does not specify a
device when asked by the agency, the agency may choose either of the
following devices--
(1) A rigid test fixture. In the case of testing on a rigid test
fixture NHTSA will consult the installation instructions or procedures
to determine the surface or structure that the guard is supposed to be
mounted to and mount it to the rigid test fixture in the same way.
(2) A complete trailer for which installation of the guard is
suitable, as provided in the manufacturer's installation instructions or
procedures required by S5.5 of this section. The trailer chassis is
secured so that it behaves essentially as a fixed object during the
test, such that the test must be passed no matter how little it moves
during the test.
(c) The guard is attached in accordance with the instructions or
procedures for guard attachment provided by the guard manufacturer for
that guard as required by S5.5 of this section.
S6.3 Force Application Device. The force application device employed
in S6.6 of this section consists of a rectangular solid made of rigid
steel. The steel solid is 203 mm in height, 203 mm in width, and 25 mm
in thickness. The 203 mm by 203 mm face of the block is used as the
contact surface for application of the forces specified in S5.2.1 (a)
[[Page 1055]]
through (c) of this section. Each edge of the contact surface of the
block has a radius of curvature of 5 mm plus or minus 1 mm.
S6.4 Test Locations. With the guard mounted to the rigid test
fixture or to a complete trailer, determine the test locations P1, P2,
and P3 in accordance with the procedure set forth in S6.4 (a) through
(c) of this section. See Figure 1 of this section.
(a) Test location P1 is the point on the rearmost surface of the
horizontal member of the guard that:
(1) Is located at a distance of \3/8\ of the guard width from the
vertical longitudinal plane passing through center of the guard;
(2) Lies on either side of the center of the guard's horizontal
member; and
(3) Is 50 mm above the bottom of the guard.
(b) Test location P2 is the point on the rearmost surface of the
horizontal member of the guard that:
(1) Lies in the longitudinal vertical plane passing through the
center of the guard's horizontal member; and
(2) Is 50 mm above the bottom of the guard.
(c) Test location P3 is any point on the rearmost surface of the
horizontal member of the guard that:
(1) Is not less than 355 mm and not more than 635 mm from the
vertical longitudinal plane passing through center of the guard;
(2) Lies on either the right or left side of the horizontal member
of the guard; and
(3) Is 50 mm above the bottom of the guard.
S6.5 Positioning of Force Application Device. Before applying any
force to the guard, locate the force application device such that:
(a) The center point of the contact surface of the force application
device is aligned with and touching the guard test location, as defined
by the specifications of S6.4 of this section.
(b) The longitudinal axis of the force application device passes
through the test location and is perpendicular to the transverse
vertical plane that is tangent to the rearmost surface of the guard's
horizontal member.
S6.6 Force Application. After the force application device has been
positioned according to S6.5 of this section, apply the loads specified
in S5.2.1 of this section. Load application procedures are specified in
the S6.6 (a) through (d) of this section.
(a) Using the force application device, apply force to the guard in
a forward direction such that the displacement rate of the force
application device is the rate, plus or minus 10 percent, designated by
the guard manufacturer within the range of 2.0 cm per minute to 9.0 cm
per minute. If the guard manufacturer does not designate a rate, any
rate within that range may be chosen.
(b) If conducting a strength test to satisfy the requirement of
S5.2.1 of this section, the force is applied until the forces specified
in S5.2.1 of this section have been exceeded, or until the displacement
of the force application device has reached at least 125 mm, whichever
occurs first.
(c) If conducting a test to be used for the calculation of energy
absorption levels to satisfy the requirement of S5.2.2 of this section,
apply the force to the guard until displacement of the force application
device has reached 125 mm. For calculation of guard energy absorption,
the value of force is recorded at least ten times per 25 mm of
displacement of the contact surface of the loading device. Reduce the
force until the guard no longer offers resistance to the force
application device. Produce a force vs. deflection diagram of the type
shown in Figure 2 of this section using this information. Determine the
energy absorbed by the guard by calculating the shaded area bounded by
the curve in the force vs. deflection diagram and the abscissa (X-axis).
(d) During each force application, the force application device is
guided so that it does not rotate. At all times during the application
of force, the location of the longitudinal axis of the force application
device remains constant.
[[Page 1056]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.145
[[Page 1057]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.146
[61 FR 2030, Jan. 24, 1996, as amended at 63 FR 3662, Jan. 26, 1998; 69
FR 67662, Nov. 19, 2004]
Effective Date Note: At 87 FR 42366, July 15, 2022, Sec. 571.223
was amended by...
a. Revising S3;
b. Adding definitions of ``Ground clearance'' and ``Load path'' in
alphabetical order in S4;
c. Revising S5.2, S5.5(c), S6 introductory text, S6.3, S6.4
introductory text, S6.4(a) introductory text, and S6.4(b) introductory
text;
d. Removing S6.4(c);
e. Revising S6.5 introductory text and S6.5(a);
f. Adding S6.5(c);
g. Revising S6.6 introductory text, S6.6(b), and S6.6(c);
f. Adding S6.7 through S6.9;
g. Revising Figures 1 and 2; and
h. Adding Figures 3 and 4,Effective Jan. 11, 2023. For the
convenience of the user, the added and revised text is set forth as
follows:
Sec. 571.223 Standard No. 223; Rear impact guards
* * * * *
S3. Application. This standard applies to rear impact guards for
trailers and semitrailers subject to Federal Motor Vehicle Safety
Standard No. 224, Rear Impact Protection (Sec. 571.224).
S4. * * *
Ground clearance means the vertical distance from the bottom edge of
a horizontal member to the ground.
* * * * *
Load path means a route of force transmission between the horizontal
member and the chassis.
* * * * *
[[Page 1058]]
S5.2 Strength and Energy Absorption. When tested under the
procedures of S6 of this section, each guard shall comply with the
strength requirements of S5.2.1 of this section at each test location
and the energy absorption requirements of S5.2.2 of this section when a
distributed load is applied uniformly across the horizontal member, as
specified in S6.8 of this section. However, a particular guard (i.e.,
test specimen) need not be tested at more than one location.
S5.2.1 Guard Strength. The guard must resist the force levels
specified in S5.2.1(a) through (c) of this section without deflecting by
more than 125 mm and without eliminating any load path that existed
before the test was initiated.
(a) A force of 50,000 N applied in accordance with S6.6 of this
section at test location P1 on either the left or the right side of the
guard as defined in S6.4(a) of this section.
(b) A force of 50,000 N applied in accordance with S6.6 of this
section at test location P2 as defined in S6.4(b) of this section.
(c) A uniform distributed force of at least 350,000 N applied across
the horizontal member, as specified in S6.8 of this section and in
accordance with S6.6 of this section.
S5.2.2 Guard Energy Absorption.
(a) A guard, other than a hydraulic guard or one installed on a
tanker trailer, when subjected to a uniform distributed load applied in
accordance with S6.6(c) of this section:
(1) Shall absorb by plastic deformation at least 20,000 J of energy
within the first 125 mm of deflection without eliminating any load path
that existed before the test was initiated; and
(2) Have a ground clearance not exceeding 560 mm, measured at each
support to which the horizontal member is attached, as shown in Figure 4
of this section, after completion of the load application.
(b) A guard, other than a hydraulic guard or one installed on a
tanker trailer, that demonstrates resistance to a uniform distributed
load greater than 700,000 N applied in accordance with S6.6(b) of this
section, need not meet the energy absorption requirements of S5.2.2(a)
of this section but must have a ground clearance not exceeding 560 mm at
each vertical support to which the horizontal member is attached after
completion of the 700,000 N load application.
* * * * *
S5.5 * * *
(c) An explanation of the method of attaching the guard to the
chassis of each vehicle make and model listed or to the design elements
specified in the instructions or procedures. The principal aspects of
vehicle chassis configuration that are necessary to the proper
functioning of the guard shall be specified including the maximum
allowable vertical distance between the bottom edge of the horizontal
member of the guard and the ground to ensure post-test ground clearance
requirements are met. If the chassis strength is inadequate for the
guard design, the instructions or procedures shall specify methods for
adequately reinforcing the vehicle chassis. Procedures for properly
installing any guard attachment hardware shall be provided.
S6. Guard Test Procedures. The procedures for determining compliance
with S5.2 of this section are specified in S6.1 through S6.9 of this
section.
* * * * *
S6.3 Point Load Force Application Device. The force application
device employed in S6.6 of this section consists of a rectangular solid
made of rigid steel. The steel solid is 203 mm in height, 203 mm in
width, and 25 mm in thickness. The 203 mm by 203 mm face of the block is
used as the contact surface for application of the forces specified in
S5.2.1(a) and (b) of this section. Each edge of the contact surface of
the block has a radius of curvature of 5 mm plus or minus 1 mm.
S6.4 Point Load Test Locations. With the guard mounted to the rigid
test fixture or to a complete trailer, determine the test locations P1
and P2 in accordance with the procedure set forth in S6.4(a) and (b) of
this section. See Figure 1 of this section.
(a) Point Load Test location P1 is the point on the rearmost surface
of the horizontal member of the guard that:
* * * * *
(b) Point Load Test location P2 is the point on the rearmost surface
of the horizontal member of the guard that:
* * * * *
S6.5 Positioning of Force Application Device. Before applying any
force to the guard, locate the force application device specified in
S6.3 of this section for the point load test location and that specified
in S6.7 of this section for the uniform distributed load test location,
such that:
(a) The center point of the contact surface of the force application
device is aligned with and touching the guard test location, as defined
by the specifications of S6.4 of this section for the point load test
locations, and S6.8 of this section for the uniform distributed load
test location.
* * * * *
(c) If the guard is tested on a rigid test fixture, the vertical
distance from the bottom edge of the horizontal member to the ground at
the location of each support to which the
[[Page 1059]]
horizontal member is attached, shall be measured.
S6.6 Force Application. After the force application device has been
positioned according to S6.5 of this section, at the point load test
locations specified in S6.4 of this section or the uniform distributed
load test location specified in S6.8 of this section, apply the loads
specified in S5.2 of this section. Load application procedures are
specified in S6.6(a) through (d) of this section.
* * * * *
(b) If conducting a strength test to satisfy the requirement of
S5.2.1 or S5.2.2(b) of this section, the force is applied until the
forces specified in S5.2.1 or S5.2.2(b) of this section have been
exceeded, or until the displacement of the force application device has
reached at least 125 mm whichever occurs first.
(c) If conducting a test to be used for the calculation of energy
absorption levels to satisfy the requirement of S5.2.2(a) of this
section, apply a uniform distributed force to the guard until
displacement of the force application device, specified in S6.7 of this
section, has reached 125 mm. For calculation of guard energy absorption,
the value of force is recorded at least ten times per 25 mm of
displacement of the contact surface of the loading device. Reduce the
force until the guard no longer offers resistance to the force
application device. Produce a force vs. deflection diagram of the type
shown in Figure 2 of this section using this information. Determine the
energy absorbed by the guard by calculating the shaded area bounded by
the curve in the force vs. deflection diagram and the abscissa (X-axis).
* * * * *
S6.7 Uniform Distributed Load Force Application Device. The force
application device to be employed in applying the uniform distributed
load is to be unyielding, have a height of 203 mm, and have a width that
exceeds the distance between the outside edges of the outermost supports
to which the tested portion of the horizontal member is attached, as
shown in Figure 3 of this section.
S6.8 Uniform Distributed Load Test Location. With the guard mounted
to the rigid test fixture or to a complete trailer, determine the test
location in accordance with the following procedure. See Figure 3 of
this section. Distributed Force Test location is the plane on the
rearmost surface of the horizontal member of the guard that:
(a) Is centered in the longitudinal vertical plane passing through
the center of the guard's horizontal member; and
(b) Is centered 50 mm above the bottom of the guard.
S6.9 Ground Clearance Measurement.
(a) For the test device attached to a complete trailer as specified
in S6.2 of this section, the ground clearance of the guard at the
vertical supports to which the horizontal member is attached shall be
measured after completion of the uniform distributed load test in
accordance with S6.6(b) or S6.6(c) of this section.
(b) For the test device attached to a rigid test fixture as
specified in S6.2 of this section, the vertical distance from the ground
to the bottom edge of the horizontal member at the vertical supports to
which the horizontal member is attached shall be measured after
completion of the uniform distributed load test in accordance with
S6.6(b) or S6.6(c) of this section and subtracted from the corresponding
ground clearance measured before the load application in accordance with
S6.5(c) of this section. The difference in ground clearance before and
after the load application is added to the allowable maximum vertical
distance between the bottom edge of the horizontal member of the guard
and the ground as specified in S5.5(c) of this section, to obtain the
ground clearance after completion of the uniform distributed load test.
[[Page 1060]]
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[[Page 1061]]
[GRAPHIC] [TIFF OMITTED] TR15JY22.004
[[Page 1062]]
[GRAPHIC] [TIFF OMITTED] TR15JY22.005
[[Page 1063]]
[GRAPHIC] [TIFF OMITTED] TR15JY22.006
Sec. 571.224 Standard No. 224; Rear impact protection.
S1. Scope. This standard establishes requirements for the
installation of rear impact guards on trailers and semitrailers with a
gross vehicle weight rating (GVWR) of 4,536 kg or more.
S2. Purpose. The purpose of this standard is to reduce the number of
[[Page 1064]]
deaths and serious injuries occurring when light duty vehicles impact
the rear of trailers and semitrailers with a GVWR of 4,536 kg or more.
S3. Application. This standard applies to trailers and semitrailers
with a GVWR of 4,356 kg or more. The standard does not apply to pole
trailers, pulpwood trailers, road construction controlled horizontal
discharge trailers, special purpose vehicles, wheels back vehicles, or
temporary living quarters as defined in 49 CFR 529.2. If a cargo tank
motor vehicle, as defined in 49 CFR 171.8, is certified to carry
hazardous materials and has a rear bumper or rear end protection device
conforming with 49 CFR part 178 located in the area of the horizontal
member of the rear underride guard required by this standard, the guard
need not comply with the energy absorption requirement (S5.2.2) of 49
CFR 571.223.
S4. Definitions.
Chassis means the load supporting frame structure of a motor
vehicle.
Horizontal member means the structural member of the guard that
meets the configuration requirements of S5.1 of this section when the
guard is installed on the vehicle according to the installation
instructions or procedures required by S5.5 of Sec. 571.223, Rear
Impact Guards.
Low chassis vehicle means a trailer or semitrailer having a chassis
that extends behind the rearmost point of the rearmost tires and a lower
rear surface that meets the configuration requirements of S5.1.1 through
5.1.3 of this section.
Outer or Outboard means away from the trailer centerline and toward
the side extremities of the trailer.
Pulpwood trailer means a trailer that is designed exclusively for
harvesting logs or pulpwood and constructed with a skeletal frame with
no means for attachment of a solid bed, body, or container.
Rear extremity means the rearmost point on a vehicle that is above a
horizontal plane located 560 mm above the ground and below a horizontal
plane located 1,900 mm above the ground when the vehicle is configured
as specified in S5.1 of this section and when the vehicle's cargo doors,
tailgate, or other permanent structures are positioned as they normally
are when the vehicle is in motion. Nonstructural protrusions such as
taillights, rubber bumpers, hinges and latches are excluded from the
determination of the rearmost point.
Road construction controlled horizontal discharge trailer means a
trailer or semitrailer that is equipped with a mechanical drive and a
conveyor to deliver asphalt and other road building materials, in a
controlled horizontal manner, into a lay down machine or paving
equipment for road construction and paving operations.
Rounded corner means a guard's outermost end that curves upward or
forward toward the front of the vehicle, or both.
Side extremity means the outermost point on a vehicle's side that is
located above a horizontal plane 560 mm above the ground, below a
horizontal plane located 190 cm above the ground, and between a
transverse vertical plane tangent to the rear extremity of the vehicle
and a transverse vertical plane located 305 mm forward of that plane
when the vehicle is configured as specified in S5.1 of this section.
Non-structural protrusions such as taillights, hinges, rubber bumpers,
and latches are excluded from the determination of the outermost point.
Special purpose vehicle means a trailer or semitrailer that:
(1) Has work performing equipment that, while the vehicle is in
transit, resides in or moves through any portion of the space bounded:
(i) Vertically from the ground to a horizontal plane 660 mm above
the ground;
(ii) Laterally the full width of the trailer, determined by the
trailer's side extremities as defined in S4 of this section; and
(iii) From the rear extremity of the trailer as defined in S4 of
this section to a transverse vertical plane 305 mm forward of the rear
extremity of the trailer; or
(2) Is equipped with a loading platform that, while the vehicle is
in transit, is completely stowed in the space bounded by a plane tangent
to the underside of the vehicle, the ground, the rear extremity of the
vehicle, and the
[[Page 1065]]
rearmost axle, and that, when operated, deploys from its stowed position
to the rear of the vehicle through any portion of the space described
above.
Wheels back vehicle means a trailer or semitrailer whose rearmost
axle is permanently fixed and is located such that the rearmost surface
of tires of the size recommended by the vehicle manufacturer for the
vehicle on that axle is not more than 305 mm forward of the transverse
vertical plane tangent to the rear extremity of the vehicle.
S5. Requirements.
S5.1 Installation; vehicle configuration. Each vehicle shall be
equipped with a rear impact guard certified as meeting Federal Motor
Vehicle Safety Standard No. 223, Rear Impact Guards (Sec. 571.223).
When the vehicle to which the guard is attached is resting on level
ground, unloaded, with its full capacity of fuel, and with its tires
inflated and air suspension, if so equipped, pressurized in accordance
with the manufacturer's recommendations, the guard shall comply with the
requirements of S5.1.1 through S5.1.3 of this section. See Figure 1 of
this section.
S5.1.1 Guard width. The outermost surfaces of the horizontal member
of the guard shall extend outboard to within 100 mm of the longitudinal
vertical planes that are tangent to the side extremities of the vehicle,
but shall not extend outboard of those planes. See Figure 1 of this
section.
S5.1.2 Guard height. The vertical distance between the bottom edge
of the horizontal member of the guard and the ground shall not exceed
560 mm at any point across the full width of the member. Notwithstanding
this requirement, guards with rounded corners may curve upward within
255 mm of the longitudinal vertical planes that are tangent to the side
extremities of the vehicle. See Figure 1 of this section.
S5.1.3 Guard rear surface. At any height 560 mm or more above the
ground, the rearmost surface of the horizontal member of the guard shall
be located as close as practical to a transverse vertical plane tangent
to the rear extremity of the vehicle, but no more than 305 mm forward of
that plane. Notwithstanding this requirement, the horizontal member may
extend rearward of the plane, and guards with rounded corners may curve
forward within 255 mm of the longitudinal vertical planes that are
tangent to the side extremities of the vehicle.
S5.2 Installation Requirements. Guards shall be attached to the
vehicle's chassis by the vehicle manufacturer in accordance with the
installation instructions or procedures provided pursuant to S5.5 of
Standard No. 223, Rear Impact Guards (Sec. 571.223). The vehicle must
be of a type identified in the installation instructions as appropriate
for the guard.
[[Page 1066]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.147
[61 FR 2035, Jan. 24, 1996, as amended at 63 FR 3662, Jan. 26, 1998; 69
FR 64500, Nov. 5, 2004; 69 FR 67668, Nov. 19, 2004; 71 FR 9277, Feb. 23,
2006]
Effective Date Note: At 87 FR 42372, July 15, 2022, Sec. 571.224
was amended by revising the second sentence in S3 and the definition of
``Rear extremity'' in S4, effective Jan. 11, 2023. For the convenience
of the user, the revised text is set forth as follows:
Sec. 571.224 Standard No. 224; Rear impact protection.
* * * * *
S3. Application. * * * The standard does not apply to pole trailers,
pulpwood trailers, low chassis vehicles, road construction controlled
horizontal discharge trailers, special purpose vehicles, wheels back
vehicles, or
[[Page 1067]]
temporary living quarters as defined in 49 CFR 523.2. * * *
S4. * * *
Rear extremity means the rearmost point on a trailer that is above a
horizontal plane located above the ground clearance and below a
horizontal plane located 1,900 mm above the ground when the trailer is
configured as specified in S5.1 of this section and when the trailer's
cargo doors, tailgate and other permanent structures are positioned as
they normally are when the trailer is in motion, with non-structural
protrusions excluded from the determination of the rearmost point, such
as:
(1) Tail lamps;
(2) Rubber bumpers;
(3) Hinges and latches; and
(4) Flexible aerodynamic devices capable of being folded to within
305 mm from the transverse vertical plane tangent to the rear most
surface of the horizontal member for vertical heights below 1,740 mm
above ground and, when positioned as they normally are when the trailer
is in motion, are located forward of the transverse plane that is
tangent to the rear bottom edge of the horizontal member and
intersecting a point located 1,210 mm rearward of the horizontal member
and 1,740 mm above the ground.
* * * * *
Sec. 571.225 Standard No. 225; Child restraint anchorage systems.
S1. Purpose and scope. This standard establishes requirements for
child restraint anchorage systems to ensure their proper location and
strength for the effective securing of child restraints, to reduce the
likelihood of the anchorage systems' failure, and to increase the
likelihood that child restraints are properly secured and thus more
fully achieve their potential effectiveness in motor vehicles.
S2. Application. This standard applies to passenger cars; to trucks
and multipurpose passenger vehicles with a gross vehicle weight rating
(GVWR) of 3,855 kilograms (8,500 pounds) or less; and to buses
(including school buses) with a GVWR of 4,536 kg (10,000 lb) or less.
This standard does not apply to walk-in van-type vehicles, vehicles
manufactured to be sold exclusively to the U.S. Postal Service, shuttle
buses, and funeral coaches.
S3. Definitions.
Child restraint anchorage means any vehicle component, other than
Type I or Type II seat belts, that is involved in transferring loads
generated by a child restraint system to the vehicle structure.
Child restraint anchorage system means a vehicle system that is
designed for attaching a child restraint system to a vehicle at a
particular designated seating position, consisting of:
(a) Two lower anchorages meeting the requirements of S9; and
(b) A tether anchorage meeting the requirements of S6.
Child restraint fixture (CRF) means the fixture depicted in Figures
1 and 2 of this standard that simulates the dimensions of a child
restraint system, and that is used to determine the space required by
the child restraint system and the location and accessibility of the
lower anchorages.
Funeral coach means a vehicle that contains only a front row of
occupant seats, is designed exclusively for transporting a body and
casket and that is equipped with features to secure a casket in place
during operation of the vehicle.
Rear designated seating position means any designated seating
position (as that term is defined at Sec. 571.3) that is rearward of
the front seats(s).
Seat bight means the area close to and including the intersection of
the surfaces of the vehicle seat cushion and the seat back.
SFAD 1 means Static Force Application Device 1 shown in Figures 12
to 16 of this standard.
SFAD 2 means Static Force Application Device 2 shown in Figures 17
and 18 of this standard.
Shuttle bus means a bus with only one row of forward-facing seating
positions rearward of the driver's seat or, for a vehicle without
manually operated controls, means a bus with only one row of forward-
facing seating positions rearward of all front row passenger seats.
Tether anchorage means a user-ready, permanently installed vehicle
system that transfers loads from a tether strap through the tether hook
to the vehicle structure and that accepts a tether hook.
Tether strap means a strap that is secured to the rigid structure of
the seat back of a child restraint system, and is
[[Page 1068]]
connected to a tether hook that transfers the load from that system to
the tether anchorage.
Tether hook means a device, illustrated in Figure 11 of Standard No.
213 (Sec. 571.213), used to attach a tether strap to a tether
anchorage.
S4. General vehicle requirements.
S4.1 Each tether anchorage and each child restraint anchorage system
installed, either voluntarily or pursuant to this standard, in any new
vehicle manufactured on or after September 1, 1999, shall comply with
the configuration, location, marking and strength requirements of this
standard. The vehicle shall be delivered with written information, in
English, on how to appropriately use those anchorages and systems.
S4.2 For passenger cars manufactured on or after September 1, 1999
and before September 1, 2000, not less than 80 percent of the
manufacturer's average annual production of vehicles (not including
convertibles), as set forth in S13, shall be equipped with a tether
anchorage as specified in paragraphs (a), (b) and (c) of S4.2, except as
provided in S5.
(a) Each vehicle with three or more forward-facing rear designated
seating positions shall be equipped with a tether anchorage conforming
to the requirements of S6 at no fewer than three forward-facing rear
designated seating positions. The tether anchorage of a child restraint
anchorage system may count towards the three required tether anchorages.
In each vehicle with a forward-facing rear designated seating position
other than an outboard designated seating position, at least one tether
anchorage (with or without the lower anchorages of a child restraint
anchorage system) shall be at such a designated seating position. In a
vehicle with three or more rows of seating positions, at least one of
the tether anchorages (with or without the lower anchorages of a child
restraint anchorage system) shall be installed at a forward-facing
seating position in the second row if such a forward-facing seating
position is available in that row.
(b) Each vehicle with not more than two forward-facing rear
designated seating positions shall be equipped with a tether anchorage
conforming to the requirements of S6 at each forward-facing rear
designated seating position. The tether anchorage of a child restraint
anchorage system may count toward the required tether anchorages.
(c) Each vehicle without any forward-facing rear designated seating
position shall be equipped with a tether anchorage conforming to the
requirements of S6 at each front forward-facing passenger seating
position.
S4.3 Each vehicle manufactured on or after September 1, 2000 and
before September 1, 2002, shall be equipped as specified in paragraphs
(a) and (b) of S4.3, except as provided in S5.
(a) A specified percentage of each manufacturer's yearly production,
as set forth in S14, shall be equipped as follows:
(1) Each vehicle with three or more forward-facing rear designated
seating positions shall be equipped with a child restraint anchorage
system conforming to the requirements of S9 at not fewer than two
forward-facing rear designated seating positions. In a vehicle with
three or more rows of seating positions, at least one of the child
restraint anchorage systems shall be at a forward-facing seating
position in the second row if such a forward-facing seating position is
available in that row.
(2) Each vehicle with not more than two forward-facing rear
designated seating positions shall be equipped with a child restraint
anchorage system conforming to the requirements of S9 at each forward-
facing rear designated seating position.
(b) Each vehicle, including a vehicle that is counted toward the
percentage of a manufacturer's yearly production required to be equipped
with child restraint anchorage systems, shall be equipped as described
in S4.3(b)(1), (2) or (3), subject to S13.
(1) Each vehicle with three or more forward-facing rear designated
seating positions shall be equipped with a tether anchorage conforming
to the requirements of S6 at no fewer than three forward-facing rear
designated
[[Page 1069]]
seating positions. The tether anchorage of a child restraint anchorage
system may count towards the three required tether anchorages. In each
vehicle with a forward-facing rear designated seating position other
than an outboard designated seating position, at least one tether
anchorage (with or without the lower anchorages of a child restraint
anchorage system) shall be at such a designated seating position. In a
vehicle with three or more rows of seating positions, at least one of
the tether anchorages (with or without the lower anchorages of a child
restraint anchorage system) shall be installed at a forward-facing
seating position in the second row if such a forward-facing seating
position is available in that row.
(2) Each vehicle with not more than two forward-facing rear
designated seating positions shall be equipped with a tether anchorage
conforming to the requirements of S6 at each forward-facing rear
designated seating position. The tether anchorage of a child restraint
anchorage system may count toward the required tether anchorages.
(3) Each vehicle without any forward-facing rear designated seating
position shall be equipped with a tether anchorage conforming to the
requirements of S6 at each front passenger seating position.
S4.4 Vehicles manufactured on or after September 1, 2002 shall be
equipped as specified in paragraphs (a) through (c) of S4.4, except as
provided in S5.
(a) Each vehicle with three or more forward-facing rear designated
seating positions shall be equipped as specified in S4.4(a)(1) and (2).
(1) Each vehicle shall be equipped with a child restraint anchorage
system conforming to the requirements of S9 at not fewer than two
forward-facing rear designated seating positions. At least one of the
child restraint anchorage systems shall be installed at a forward-facing
seating position in the second row in each vehicle that has three or
more rows, if such a forward-facing seating position is available in
that row.
(2) Each vehicle shall be equipped with a tether anchorage
conforming to the requirements of S6 at a third forward-facing rear
designated seating position. The tether anchorage of a child restraint
anchorage system may count towards the third required tether anchorage.
In each vehicle with a forward-facing rear designated seating position
other than an outboard designated seating position, at least one tether
anchorage (with or without the lower anchorages of a child restraint
anchorage system) shall be at such a designated seating position.
(b) Each vehicle with not more than two forward-facing rear
designated seating positions shall be equipped with a child restraint
anchorage system conforming to the requirements of S9 at each forward-
facing rear designated seating position.
(c) Each vehicle without any forward-facing rear designated seating
position shall be equipped with a tether anchorage conforming to the
requirements of S6 at each front forward-facing passenger seating
position.
S4.5 As an alternative to complying with the requirements of S4.2
through S4.4 that specify the number of tether anchorages that are
required in a vehicle and the designated seating positions for which
tether anchorages must be provided, a vehicle manufactured from
September 1, 1999 to August 31, 2004 may, at the manufacturer's option
(with said option irrevocably selected prior to, or at the time of,
certification of the vehicle), meet the requirements of this S4.5. This
alternative ceases to be available on and after September 1, 2004. A
tether anchorage conforming to the requirements of S6 must be
installed--
(a) For each designated seating position, other than that of the
driver, in a vehicle that has only one row of designated seating
positions;
(b) For each forward-facing designated seating position in the
second row of seating positions in a passenger car or truck;
(c) For each of any two forward-facing designated seating positions
in the second row of seating positions in a multipurpose passenger
vehicle that has five or fewer designated seating positions; and,
(d) For each of any three forward-facing designated seating
positions that are located to the rear of the first row
[[Page 1070]]
of designated seating positions in a multipurpose passenger vehicle that
has six or more designated seating positions.
S4.6 Adjustable seats. (a) A vehicle that is equipped with a
forward-facing rear designated seating position that can be relocated
such that it is capable of being used at either an outboard or non-
outboard forward-facing seating position shall be considered as having a
forward-facing non-outboard seating position. Such an adjustable seat
must be equipped with a tether anchorage (with or without the lower
anchorages of a child restraint anchorage system) if the vehicle does
not have another forward-facing non-outboard seating position that is so
equipped.
(b) Tether and lower anchorages shall be available for use at all
times, except when the seating position for which it is installed is not
available for use because the vehicle seat has been removed or converted
to an alternate use such as the carrying of cargo.
S5. General exceptions.
(a) Convertibles and school buses are excluded from the requirements
to be equipped with tether anchorages.
(b) A vehicle may be equipped with a built-in child restraint system
conforming to the requirements of Standard No. 213 (49 CFR 571.213)
instead of one of the required tether anchorages or child restraint
anchorage systems.
(c)(1) Each vehicle that--
(i) Does not have a rear designated seating position and that thus
meets the conditions in S4.5.4.1(a) of Standard No. 208 (Sec. 571.208);
and
(ii) Has an air bag on-off switch meeting the requirements of S4.5.4
of Standard No. 208 (Sec. 571.208), shall have a child restraint
anchorage system for a designated passenger seating position in the
front seat, instead of only a tether anchorage. In the case of
convertibles, the front designated passenger seating position need have
only the two lower anchorages meeting the requirements of S9 of this
standard.
(iii) For vehicles manufactured on or after September 1, 2002, each
vehicle that does not have a rear designated seating position, and does
not have an air bag installed at front passenger designated seating
positions pursuant to a temporary exemption granted by NHTSA under 49
CFR Part 555, must have a child restraint anchorage system installed at
a front passenger designated seating position. In the case of
convertibles, the front designated passenger seating position need have
only the two lower anchorages meeting the requirements of S9 of this
standard.
(2) Each vehicle that--
(i) Has a rear designated seating position and meets the conditions
in S4.5.4.1(b) of Standard No. 208 (Sec. 571.208); and,
(ii) Has an air bag on-off switch meeting the requirements of S4.5.4
of Standard 208 (Sec. 571.208), shall have a child restraint anchorage
system for a designated passenger seating position in the front seat,
instead of a child restraint anchorage system that is required for the
rear seat. In the case of convertibles, the front designated passenger
seating position need have only the two lower anchorages meeting the
requirements of S9 of this standard.
(iii) For vehicles manufactured on or after September 1, 2002, each
vehicle that has a rear designated seating position and meets the
conditions in S4.5.4.1(b) of Standard No. 208 (Sec. 571.208), and does
not have an air bag installed at front passenger designated seating
positions pursuant to a temporary exemption granted by NHTSA under 49
CFR Part 555, must have a child restraint anchorage system installed at
a front passenger designated seating position in place of one of the
child restraint anchorage systems that is required for the rear seat. In
the case of convertibles, the front designated passenger seating
position need have only the two lower anchorages meeting the
requirements of S9 of this standard.
(d) A vehicle that does not have an air bag on-off switch meeting
the requirements of S4.5.4 of Standard No. 208 (Sec. 571.208), shall
not have any child restraint anchorage system installed at a front
designated seating position.
(e) A vehicle with a rear designated seating position for which
interference with transmission and/or suspension components prevents the
location of the lower bars of a child restraint anchorage system
anywhere within the zone described by S9.2 or S15.1.2.2(b) such that the
attitude angles of
[[Page 1071]]
S15.1.2.2(a) could be met, is excluded from the requirement to provide a
child restraint anchorage system at that position. However, except as
provided elsewhere in S5 of this standard, for vehicles manufactured on
or after September 1, 2001, such a vehicle must have a tether anchorage
at a front passenger designated seating position.
S6. Requirements for tether anchorages.
S6.1 Configuration of the tether anchorage. Each tether anchorage
shall:
(a) Permit the attachment of a tether hook of a child restraint
system meeting the configuration and geometry specified in Figure 11 of
Standard No. 213 (Sec. 571.213);
(b) Be accessible without the need for any tools other than a
screwdriver or coin;
(c) Once accessed, be ready for use without the need for any tools;
and
(d) Be sealed to prevent the entry of exhaust fumes into the
passenger compartment.
S6.2 Location of the tether anchorage. A vehicle manufactured on or
after September 1, 1999 and before September 1, 2004 may, at the
manufacturer's option (with said option irrevocably selected prior to,
or at the time of, certification of the vehicle), meet the requirements
of S6.2.1 or S6.2.2. Vehicles manufactured on or after September 1, 2004
must meet the requirements of S6.2.1 of this standard.
S6.2.1 Subject to S6.2.1.1 and S6.2.1.2, the part of each tether
anchorage that attaches to a tether hook must be located within the
shaded zone shown in Figures 3 to 7 of this standard of the designated
seating position for which it is installed. The zone is defined with
reference to the seating reference point (see Sec. 571.3). (For
purposes of the figures, ``H Point'' is defined to mean seating
reference point.) A tether anchorage may be recessed in the seat back,
provided that it is not in the strap wrap-around area at the top of the
vehicle seat back. For the area under the vehicle seat, the forwardmost
edge of the shaded zone is defined by the torso line reference plane.
S6.2.1.1 In the case of passenger cars and multipurpose passenger
vehicles manufactured before September 1, 2004, the part of each user-
ready tether anchorage that attaches to a tether hook may, at the
manufacturer's option (with said option selected prior to, or at the
time of, certification of the vehicle), instead of complying with
S6.2.1, be located within the shaded zone shown in Figures 8 to 11 of
this standard of the designated seating position for which it is
installed, relative to the shoulder reference point of the three
dimensional H-point machine described in section 3.1 of SAE Standard
J826-1992 (incorporated by reference, see Sec. 571.5) such that--
(a) The H-point of the three dimensional H-point machine is
located--
(1) At the actual H-point of the seat, as defined in section
2.2.11.3 of SAE Recommended Practice J1100-1993 (incorporated by
reference, see Sec. 571.5), at the full rearward and downward position
of the seat; or
(2) In the case of a designated seating position that has a child
restraint anchorage system, midway between vertical longitudinal planes
passing through the lateral center of the bar in each of the two lower
anchorages of that system; and
(b) The back pan of the H-point machine is at the same angle to the
vertical as the vehicle seat back with the seat adjusted to its full
rearward and full downward position and the seat back in its most
upright position.
S6.2.1.2 In the case of a vehicle that--
(a) Has a user-ready tether anchorage for which no part of the
shaded zone shown in Figures 3 to 7 of this standard of the designated
seating position for which the anchorage is installed is accessible
without removing a seating component of the vehicle; and
(b) Has a tether strap routing device that is--
(1) Not less than 65 mm behind the torso line for that seating
position, in the case of a flexible routing device or a deployable
routing device, measured horizontally and in a vertical longitudinal
plane; or
(2) Not less than 100 mm behind the torso line for that seating
position, in the case of a fixed rigid routing device, measured
horizontally and in a vertical longitudinal plane, the part of that
anchorage that attaches to a tether hook may, at the manufacturer's
option
[[Page 1072]]
(with said option selected prior to, or at the time of, certification of
the vehicle) be located outside that zone.
(c) The measurement of the location of the flexible or deployable
routing device described in S6.2.1.2(b)(1) is made with SFAD 2 properly
attached to the lower anchorages. A 40 mm wide nylon tether strap is
routed through the routing device and attached to the tether anchorage
in accordance with the written instructions required by S12 of this
standard. The forwardmost contact point between the strap and the
routing device must be within the stated limit when the tether strap is
flat against the top surface of the SFAD and tensioned to 55 to 65 N. In
seating positions without lower anchorages of a child restraint
anchorage system, the SFAD 2 is held with its central lateral plane in
the central vertical longitudinal plane of the seating position. The
adjustable anchor attaching bars of the SFAD 2 are replaced by spacers
that end flush with the back surface of the SFAD.
S6.2.2 Subject to S6.2.2.1 and S6.2.2.2, the portion of each user-
ready tether anchorage that is designed to bind with a tether strap hook
shall be located within the shaded zone shown in Figures 3 to 7 of this
standard of the designated seating position for which it is installed,
with reference to the H-point of a template described in section 3.1 of
SAE Standard J826-1992 (incorporated by reference, see Sec. 571.5), if:
(a) The H-point of the template is located--
(1) At the unique Design H-point of the designated seating position,
as defined in section 2.2.11.1 of SAE Recommended Practice J1100-1993
(incorporated by reference, see Sec. 571.5), at the full downward and
full rearward position of the seat, or--
(2) In the case of a designated seating position that has a means of
affixing the lower portion of a child restraint system to the vehicle,
other than a vehicle seat belt, midway between the two lower restraint
system anchorages;
(b) The torso line of the template is at the same angle to the
transverse vertical plane as the vehicle seat back with the seat
adjusted to its full rearward and full downward position and the seat
back in its most upright position; and
(c) The template is positioned in the vertical longitudinal plane
that contains the H-point of the template.
S6.2.2.1 In passenger cars and multipurpose passenger vehicles
manufactured before September 1, 2004, the portion of each user-ready
tether anchorage to which a tether strap hook attaches may be located
within the shaded zone shown in Figures 8 to 11 of the designated
seating position for which it is installed, with reference to the
shoulder reference point of a template described in section 3.1 of SAE
Standard J826-1992 (incorporated by reference, see Sec. 571.5), if:
(a) The H-point of the template is located--
(1) At the unique Design H-point of the designated seating position,
as defined in section 2.2.11.1 of SAE Recommended Practice J1100-1993
(incorporated by reference, see Sec. 571.5), at the full downward and
full rearward position of the seat, or--
(2) In the case of a designated seating position that has a means of
affixing the lower portion of a child restraint system to the vehicle,
other than a vehicle seat belt, midway between the two lower restraint
system anchorages;
(b) The torso line of the template is at the same angle to the
vertical plane as the vehicle seat back with the seat adjusted to its
full rearward and full downward position and the seat back in its most
upright position; and
(c) The template is positioned in the vertical longitudinal plane
that contains the H-point of the template.
S6.2.2.2 The portion of a user-ready tether anchorage in a vehicle
that is designed to bind with the tether strap hook may be located
outside the shaded zone referred to in S6.2.2, if no part of the shaded
zone is accessible without removing a seating component of the vehicle
and the vehicle is equipped with a routing device that--
(a) Ensures that the tether strap functions as if the portion of the
anchorage designed to bind with the tether strap hook were located
within the shaded zone;
(b) Is at least 65 mm behind the torso line, in the case of a non-
rigid-webbing-type routing device or a deployable
[[Page 1073]]
routing device, or at least 100 mm behind the torso line, in the case of
a fixed rigid routing device; and
(c) When tested after being installed as it is intended to be used,
is of sufficient strength to withstand, with the user-ready tether
anchorage, the load referred to in S6.3.4 or S6.3.4.1, as applicable.
S6.3 Strength requirements for tether anchorages. Subject to S6.3.2,
a vehicle manufactured on or after September 1, 1999, and before
September 1, 2004 may, at the manufacturer's option (with said option
irrevocably selected prior to, or at the time of, certification of the
vehicle), meet the requirements of S6.3.1 or S6.3.4. Vehicles
manufactured on or after September 1, 2004 and before September 1, 2005
must meet the requirements of S6.3.1 of this standard, except as
provided in S16 of this standard. Vehicles manufactured on or after
September 1, 2005 must meet the requirements of S6.3.1.
S6.3.1 Subject to S6.3.2, when tested in accordance with S8, after
preloading the device with a force of 500 N, the tether anchorage must
not separate completely from the vehicle seat or seat anchorage or the
structure of the vehicle.
S6.3.2 In vehicles manufactured before September 1, 2004, each user-
ready tether anchorage in a row of designated seating positions in a
passenger car may, at the manufacturer's option (with said option
selected prior to, or at the time of, certification of the vehicle),
instead of complying with S6.3.1, withstand the application of a force
of 5,300 N, when tested in accordance with S8.2, such that the anchorage
does not release the belt strap specified in S8.2 or allow any point on
the tether anchorage to be displaced more than 125 mm.
S6.3.3 Provisions for simultaneous and sequential testing. (a) In
the case of vehicle seat assemblies equipped with more than one tether
anchorage system, the force referred to in S6.3.1 and S6.3.2 may, at the
agency's option, be applied simultaneously to each of those tether
anchorages. However, that force may not be applied simultaneously to
tether anchorages for any two adjacent seating positions whose midpoints
are less than 400 mm apart, as measured in accordance with S6.3.3(a)(1)
and (2) and Figure 20.
(1) The midpoint of the seating position lies in the vertical
longitudinal plane that is equidistant from vertical longitudinal planes
through the geometric center of each of the two lower anchorages at the
seating position. For those seating positions that do not provide lower
anchorages, the midpoint of the seating position lies in the vertical
longitudinal plane that passes through the SgRP of the seating position.
(2) Measure the distance between the vertical longitudinal planes
passing through the midpoints of the adjacent seating positions, as
measured along a line perpendicular to the planes.
(b) A tether anchorage of a particular child restraint anchorage
system will not be tested with the lower anchorages of that anchorage
system if one or both of those lower anchorages have been previously
tested under this standard.
S6.3.4 Subject to subsections S6.3.4.1 and S6.3.4.2, every user-
ready tether anchorage in a row of designated seating positions shall,
when tested, withstand the application of a force of 10,000 N--
(a) Applied by means of one of the following types of test devices,
installed as a child restraint system would be installed in accordance
with the manufacturer's installation instructions, namely,
(1) SFAD 1, to test a tether anchorage at a designated seating
position that does not have a child restraint anchorage system; or
(2) SFAD 2, to test a tether anchorage at a designated seating
position that has a child restraint anchorage system;
(b) Applied--
(1) In a forward direction parallel to the vehicle's vertical
longitudinal plane through the X point on the test device, and,
(2) Initially, along a horizontal line or along any line below or
above that line that is at an angle to that line of not more than 5
degrees;
(c) Approximately linearly over a time, at the option of the vehicle
manufacturer, of not more than 30 seconds, at any onset force rate of
not more than 135 000 N/s; and
[[Page 1074]]
(d) Maintained at a 10,000 N level for one second.
S6.3.4.1 In a passenger car manufactured before September 1, 2004,
every user-ready tether anchorage in a row of designated seating
positions must, when tested, subject to subsection S6.3.4.2, withstand
the application of a force of 5,300 N, which force must be--
(a) Applied by means of a belt strap that--
(1) Extends not less than 250 mm forward from the vertical plane
touching the rear top edge of the vehicle seat back,
(2) Is fitted at one end with suitable hardware for applying the
force and at the other end with a bracket for the attachment of the
user-ready tether anchorage, and
(3) Passes over the top of the vehicle seat back as shown in Figure
19 of this standard;
(b) Applied--
(1) In a forward direction parallel to the vehicle's longitudinal
vertical plane, and
(2) Initially, along a horizontal line or along any line below that
line that is at an angle to that line of not more than 20 degrees;
(c) Attained within 30 seconds, at any onset force rate of not more
than 135,000 N/s; and
(d) Maintained at a 5,300 N level for one second.
S6.3.4.2 If the zones in which tether anchorages are located overlap
and if, in the overlap area, a user-ready tether anchorage is installed
that is designed to accept the tether strap hooks of two restraint
systems simultaneously, both portions of the tether anchorage that are
designed to bind with a tether strap hook shall withstand the force
referred to in subsection S6.3.4 or S6.3.4.1, as the case may be,
applied to both portions simultaneously.
S6.3.4.3 Provisions for simultaneous and sequential testing. (a) In
the case of vehicle seat assemblies equipped with more than one tether
anchorage system, the force referred to in S6.3.4, 6.3.4.1 or S6.3.4.2
may, at the agency's option, be applied simultaneously to each of those
tether anchorages. However, that force may not be applied simultaneously
to tether anchorages for any two adjacent seating positions whose
midpoints are less than 400 mm apart, as measured in accordance with
S6.3.4.3(a)(1) and (2) and Figure 20.
(1) The midpoint of the seating position lies in the vertical
longitudinal plane that is equidistant from vertical longitudinal planes
through the geometric center of each of the two lower anchorages at the
seating position. For those seating positions that do not provide lower
anchorages, the midpoint of the seating position lies in the vertical
longitudinal plane that passes through the SgRP of the seating position.
(2) Measure the distance between the vertical longitudinal planes
passing through the midpoints of the adjacent seating positions, as
measured along a line perpendicular to the planes.
(b) A tether anchorage of a particular child restraint anchorage
system will not be tested with the lower anchorages of that anchorage
system if one or both of those lower anchorages have been previously
tested under this standard.
S6.3.4.4 The strength requirement tests shall be conducted with the
vehicle seat adjusted to its full rearward and full downward position
and the seat back in its most upright position. When SFAD 2 is used in
testing and cannot be attached to the lower anchorages with the seat
back in this position, adjust the seat back as recommended by the
manufacturer in its instructions for attaching child restraints. If no
instructions are provided, adjust the seat back to the position that
enables SFAD 2 to attach to the lower anchorages that is the closest to
the most upright position.
S7. Test conditions for testing tether anchorages.
The test conditions described in paragraphs (a) and (b) of S7 apply
to the test procedures in S8.
(a) Vehicle seats are adjusted to their full rearward and full
downward position and the seat back is placed in its most upright
position. When SFAD 2 is used in testing and cannot be attached to the
lower anchorages with the seat back in this position, adjust the seat
back as recommended by the manufacturer in its instructions for
attaching child restraints. If no instructions are provided, adjust the
seat back to the position that enables SFAD 2 to attach
[[Page 1075]]
to the lower anchorages that is the closest to the most upright
position.
(b) Head restraints are adjusted in accordance with the
manufacturer's instructions, provided pursuant to S12, as to how the
head restraints should be adjusted when using the child restraint
anchorage system. If instructions with regard to head restraint
adjustment are not provided pursuant to S12, the head restraints are
adjusted to any position.
S8 Test procedures. Each vehicle shall meet the requirements of
S6.3.1 and S6.3.3 when tested according to the following procedures.
Where a range of values is specified, the vehicle shall be able to meet
the requirements at all points within the range. For the testing
specified in these procedures, the SFAD used in the test has a tether
strap consisting of webbing material with an elongation limit of 4
percent at a tensile load of 65,000 N (14,612 lb). Pretension the tether
strap with 53.5 N to 67 N of preload prior to the test. The strap is
fitted at one end with a high strength steel tether hook for attachment
to the tether anchorage. The tether hook meets the specifications in
Standard No. 213 (49 CFR Sec. 571.213) as to the configuration and
geometry of tether hooks required by the standard. A steel cable is
connected to the X point through which the test force is applied.
S8.1 Apply the force specified in S6.3.1 as follows--
(a) Use the following specified test device, as appropriate:
(1) SFAD 1, to test a tether anchorage at a designated seating
position that does not have a child restraint anchorage system; or,
(2) SFAD 2, to test a tether anchorage at a designated seating
position that has a child restraint anchorage system.
(b) Attach the SFAD 1 to the vehicle seat using the vehicle belts or
the SFAD 2 to the lower anchorages of the child restraint anchorage
system, as appropriate, and attach the test device to the tether
anchorage, in accordance with the manufacturer's instructions provided
pursuant to S12 of this standard. For the testing specified in this
procedure, if SFAD 1 cannot be attached using the vehicle belts because
of the location of the vehicle belt buckle, the test device is attached
by material whose breaking strength is equal to or greater than the
breaking strength of the webbing for the seat belt assembly installed as
original equipment at that seating position. The geometry of the
attachment duplicates the geometry, at the pre-load point, of the
attachment of the originally installed seat belt assembly. All belt
systems (including the tether) used to attach the test device are
tightened to a tension of not less than 53.5 N and not more than 67 N on
the webbing portion of the belt. For SFAD 1, apply a rearward force of
135 N 15 N, in a horizontal plane through point
``X'' of SFAD 1. While maintaining the force, tighten the vehicle seat
belt to a tension of not less than 53.5 N and not more than 67 N
measured at the lap portion of the seat belt and maintain the tension
during the preload, lock the seat belt retractor, and tighten the tether
belt strap to remove all slack. A rearward force of 135 N 15 N is applied to the center of the lower front
crossmember of SFAD 2 to press the device against the seat back as the
fore-aft position of the rearward extensions of the SFAD is adjusted to
remove any slack or tension.
(c) Apply the force--
(1) Initially, in a forward direction in a vertical longitudinal
plane and through the Point X on the test device; and
(2) Initially, along a line through the X point and at an angle of
10 5 degrees above the horizontal. Apply a preload
force of 500 N to measure the angle; and then
(3) Increase the pull force as linearly as practicable to a full
force application of 15,000 N in not less than 24 seconds and not more
than 30 seconds, and maintain at a 15,000 N level for 1 second.
S8.2 Apply the force specified in S6.3.2 as follows:
(a) Attach a belt strap, and tether hook, to the user-ready tether
anchorage. The belt strap extends not less than 250 mm forward from the
vertical transverse plane touching the rear top edge of the vehicle seat
back, and passes over the top of the vehicle seat
[[Page 1076]]
back as shown in Figure 19 of this standard;
(b) Apply the force at the end of the belt strap--
(1) Initially, in a forward direction in a vertical longitudinal
plane that is parallel to the vehicle's longitudinal centerline;
(2) Initially, along a horizontal line or along any line below or
above that line that is at an angle to that line of not more than 20
degrees;
(3) So that the force is attained within 30 seconds, at any onset
rate of not more than 135,000 N/s; and
(4) Maintained at a 5,300 N level for a minimum of 1 second.
S9 Requirements for the lower anchorages of the child restraint
anchorage system. As an alternative to complying with the requirements
of S9, a vehicle manufactured on or after September 1, 1999 and before
September 1, 2004 may, at the manufacturer's option (with said option
irrevocably selected prior to, or at the time of, certification of the
vehicle), meet the requirements in S15 of this standard. Vehicles
manufactured on or after September 1, 2004 and before September 1, 2005
must meet all of the requirements of S9 of this standard, except as
provided in S16 of this standard with regard to S9.4. Vehicles
manufactured on or after September 1, 2005 must meet all the
requirements of S9 of this standard.
S9.1 Configuration of the lower anchorages
S9.1.1 The lower anchorages shall consist of two bars that--
(a) Are 6 mm .1 mm in diameter;
(b) Are straight, horizontal and transverse;
(c) As shown in Figure 21, are:
(i) Not less than 25 mm in length, and
(ii) Are not more than 60 mm in length between the anchor bar
supports or other structural members of the vehicle that restrict
lateral movement of the components of a child restraint that are
designed to attach to the bars, measured in a vertical plane 7 mm
rearward of the vertical plane that is tangent of the rearward face of
the anchor bar.
(d) For bars installed in vehicles manufactured on or after March 1,
2005, the bars must not be capable of being stowable (foldable or
otherwise stowable).
(e) [Reserved]
(f) Are part of the vehicle, such that they can only be removed by
use of a tool, such as a screwdriver or wrench; and
(g) Are rigidly attached to the vehicle such that they will not
deform more than 5 mm when subjected to a 100 N force in any direction.
S9.2 Location of the lower anchorages.
S9.2.1 The anchorage bars are located at the vehicle seating
position by using the CRF rearward extensions, with the CRF placed
against or near the vehicle seat back. With the CRF attached to the
anchorages and resting on the seat cushion, the bottom surface shall
have attitude angles within the limits in the following table, angles
measured relative to the vehicle horizontal, longitudinal and transverse
reference planes.
Table to S9.2.1
------------------------------------------------------------------------
------------------------------------------------------------------------
Pitch........................................................ 15[deg]
5 degrees to either side of a vertical
longitudinal plane.
S9.4.1.1 Forces described in S9.4.1(a), forward direction, shall be
applied with an initial force application angle of 10 5 degrees above the horizontal. Forces described in
S9.4.1(b), lateral direction, shall be applied horizontally (0 5 degrees).
S9.4.1.2 The amount of displacement is measured relative to an
undisturbed point on the vehicle body.
S9.4.2 Provisions for simultaneous and sequential testing. (a) In
the case of vehicle seat assemblies equipped with more than one child
restraint anchorage system, the lower anchorages may, at the agency's
option, be tested simultaneously. However, forces may not be applied
simultaneously for any two adjacent seating positions whose midpoints
are less than 400 mm apart, as measured in accordance with S9.4.2(a)(1)
and (2) and Figure 20.
(1) The midpoint of the seating position lies in the vertical
longitudinal plane that is equidistant from vertical longitudinal planes
through the geometric center of each of the two lower anchorages at the
seating position.
(2) Measure the distance between the vertical longitudinal planes
passing through the midpoints of the adjacent seating positions, as
measured along a line perpendicular to the planes.
(b) The lower anchorages of a particular child restraint anchorage
system will not be tested if one or both of the anchorages have been
previously tested under this standard.
S9.5 Marking and conspicuity of the lower anchorages. Each vehicle
shall comply with S9.5(a) or (b).
(a) Above each bar installed pursuant to S4, the vehicle shall be
permanently marked with a circle:
(1) That is not less than 13 mm in diameter;
(2) That is either solid or open, with or without words, symbols or
pictograms, provided that if words, symbols or pictograms are used,
their meaning is explained to the consumer in writing, such as in the
vehicle's owners manual; and
(3) That is located such that its center is on each seat back
between 50 and 100 mm above or on the seat cushion 100 25 mm forward of the intersection of the vertical
transverse and horizontal longitudinal planes intersecting at the
horizontal centerline of each lower anchorage, as illustrated in Figure
22. The center of the circle must be in the vertical longitudinal plane
that passes through the center of the bar (25 mm).
(4) The circle may be on a tag.
(b) The vehicle shall be configured such that the following is
visible: Each of the bars installed pursuant to S4, or a permanently
attached guide device for each bar. The bar or guide device must be
visible without the compression of the seat cushion or seat back, when
the bar or device is viewed, in a vertical longitudinal plane passing
through the center of the bar or guide device, along a line making an
upward 30 degree angle with a horizontal plane. Seat backs are in the
nominal design
[[Page 1078]]
riding position. The bars may be covered by a removable cap or cover,
provided that the cap or cover is permanently marked with words, symbols
or pictograms whose meaning is explained to the consumer in written form
as part of the owner's manual.
S10. Test conditions for testing the lower anchorages. The test
conditions described in this paragraph apply to the test procedures in
S11.
(a) Adjust vehicle seats to their full rearward and full downward
position and place the seat backs in their most upright position. When
SFAD 2 is used in testing and cannot be attached to the lower anchorages
with the seat back in this position, adjust the seat back as recommended
by the manufacturer in its instructions for attaching child restraints.
If no instructions are provided, adjust the seat back to the position
closest to the upright position that enables SFAD 2 to attach to the
lower anchorages.
(b) Head restraints are adjusted in accordance with the
manufacturer's instructions, provided pursuant to S12, as to how the
head restraints should be adjusted when using the child restraint
anchorage system. If instructions with regard to head restraint
adjustment are not provided pursuant to S12, the head restraints are
adjusted to any position.
S11. Test procedure. Each vehicle shall meet the requirements of
S9.4 when tested according to the following procedures. Where a range of
values is specified, the vehicle shall be able to meet the requirements
at all points within the range.
(a) Forward force direction. Place SFAD 2 in the vehicle seating
position and attach it to the two lower anchorages of the child
restraint anchorage system. Do not attach the tether anchorage. A
rearward force of 135 15 N is applied to the
center of the lower front crossbar of SFAD 2 to press the device against
the seat back as the fore-aft position of the rearward extensions of the
SFAD is adjusted to remove any slack or tension. Apply a preload force
of 500 N at point X of the test device. Increase the pull force as
linearly as practicable to a full force application of 11,000 N in not
less than 24 seconds and not more than 30 seconds, and maintain at an
11,000 N level for 1 second.
(b) Lateral force direction. Place SFAD 2 in the vehicle seating
position and attach it to the two lower anchorages of the child
restraint anchorage system. Do not attach the tether anchorage. A
rearward force of 135 15 N is applied to the
center of the lower front crossbar of SFAD 2 to press the device against
the seat back as the fore-aft position of the rearward extensions of the
SFAD is adjusted to remove any slack or tension. Apply a preload force
of 500 N at point X of the test device. Increase the pull force as
linearly as practicable to a full force application of 5,000 N in not
less than 24 seconds and not more than 30 seconds, and maintain at a
5,000 N level for 1 second.
S12. Written instructions. The vehicle must provide written
instructions, in English, for using the tether anchorages and the child
restraint anchorage system in the vehicle. If the vehicle has an owner's
manual, the instructions must be in that manual. The instructions shall:
(a) Indicate which seating positions in the vehicle are equipped
with tether anchorages and child restraint anchorage systems;
(b) In the case of vehicles required to be marked as specified in
paragraphs S4.1, S9.5(a), or S15.4, explain the meaning of markings
provided to locate the lower anchorages of child restraint anchorage
systems; and
(c) Include instructions that provide a step-by-step procedure,
including diagrams, for properly attaching a child restraint system's
tether strap to the tether anchorages.
S13. Tether anchorage phase-in requirements.
S13.1 Passenger cars manufactured on or after September 1, 1999 and
before September 1, 2000 shall comply with S13.1.1 through S13.2. At
anytime during the production year ending August 31, 2000, each
manufacturer shall, upon request from the Office of Vehicle Safety
Compliance, provide information identifying the passenger cars (by make,
model and vehicle identification number) that have been certified as
complying with the tether anchorage requirements of this standard. The
[[Page 1079]]
manufacturer's designation of a passenger car as a certified vehicle is
irrevocable.
S13.1.1 Subject to S13.2, for passenger cars manufactured on or
after September 1, 1999 and before September 1, 2000, the number of
vehicles complying with S4.2 shall be not less than 80 percent of:
(a) The manufacturer's average annual production of passenger cars
manufactured on or after September 1, 1996 and before September 1, 1999;
or
(b) The manufacturer's production of passenger cars manufactured on
or after September 1, 1999 and before September 1, 2000.
S13.1.2 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S13.1.1, a vehicle produced by more than one
manufacturer shall be attributed to a single manufacturer as provided in
S13.1.2(a) through (c), subject to S13.2.
(a) A vehicle which is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer which markets the vehicle.
(c) A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S13.1.2(a) or (b).
S13.2 For the purposes of calculating average annual production of
passenger cars for each manufacturer and the number of passenger cars
manufactured by each manufacturer under S13.1, each passenger car that
is excluded from the requirement to provide tether anchorages is not
counted.
S13.3 Until May 1, 2001, vehicles manufactured by a final-stage
manufacturer or alterer need not be equipped with the tether anchorages
required by S4.3 of this standard. Vehicles manufactured by a final-
stage manufacturer or alterer on or after May 1, 2001 must be equipped
with the tether anchorages specified in S4.3.
S14. Lower anchorages phase-in requirements for vehicles
manufactured on or after September 1, 2000 and before September 1, 2002.
S14.1 Vehicles manufactured on or after September 1, 2000 and before
September 1, 2002 shall comply with S14.1.1 through S14.1.2. At anytime
during the production years ending August 31, 2001, and August 31, 2002,
each manufacturer shall, upon request from the Office of Vehicle Safety
Compliance, provide information identifying the vehicles (by make, model
and vehicle identification number) that have been certified as complying
with the child restraint anchorage requirements of this standard. The
manufacturer's designation of a vehicle as a certified vehicle is
irrevocable.
S14.1.1 Vehicles manufactured on or after September 1, 2000 and
before September 1, 2001. Subject to S14.4, for vehicles manufactured on
or after September 1, 2000 and before September 1, 2001, the number of
vehicles complying with S4.3 shall be not less than 20 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1997 and before September 1, 2000;
or
(b) The manufacturer's production on or after September 1, 2000 and
before September 1, 2001.
S14.1.2 Vehicles manufactured on or after September 1, 2001 and
before September 1, 2002. Subject to S14.4, for vehicles manufactured on
or after September 1, 2001 and before September 1, 2002, the number of
vehicles complying with S4.3 shall be not less than 50 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 1998 and before September 1, 2001;
or
(b) The manufacturer's production on or after September 1, 2001 and
before September 1, 2002.
S14.2 Vehicles produced by more than one manufacturer.
S14.2.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S14.1.1
[[Page 1080]]
through S14.1.2, a vehicle produced by more than one manufacturer shall
be attributed to a single manufacturer as follows, subject to S14.2.2.
(a) A vehicle which is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer which markets the vehicle.
S14.2.2 A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S14.2.1.
S14.3 Alternative phase-in schedules. (a) Final-stage manufacturers
and alterers. A final-stage manufacturer or alterer may, at its option,
comply with the requirements set forth in S14.3(a)(1) and (2), instead
of the requirements set forth in S14.1.1 through S14.1.2.
(1) Vehicles manufactured on or after September 1, 2000 and before
September 1, 2002 are not required to be equipped with the lower
anchorages specified in this standard.
(2) Vehicles manufactured on or after September 1, 2002 must be
equipped with the lower anchorages specified in this standard.
(b) Small volume manufacturers. Vehicles manufactured on or after
September 1, 2000 and before September 1, 2002 that are manufactured by
a manufacturer that produces fewer than 5,000 vehicles worldwide
annually are not required to provide the lower anchorages specified in
this standard.
S14.4 For the purposes of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S14.1.1 and S14.1.2, each vehicle that is
excluded from the requirement to provide child restraint anchorage
systems is not counted.
S15 Alternative to complying with the requirements of S9. As an
alternative to complying with the requirements of S9, a vehicle
manufactured on or after September 1, 1999 and before September 1, 2004
may, at the manufacturer's option (with said option irrevocably selected
prior to, or at the time of, certification of the vehicle), meet the
requirements in S15 of this standard. Vehicles manufactured on or after
September 1, 2004 must meet the requirements of S9 of this standard.
S15.1 Dimensions and installation requirements.
S15.1.1 General. The vehicle anchorages are positioned near the seat
bight. The location of the anchorages is defined with respect to the
CRF. If the vehicle seat is adjustable, it is adjusted as recommended by
the vehicle manufacturer for use with child restraint systems.
S15.1.2 Anchorage dimensions and location.
S15.1.2.1 The lower anchorages shall consist of two bars that--
(a) Are 6 mm .1 mm in diameter;
(b) Are straight, horizontal and transverse;
(c) Are not less than 25 mm in length;
(d)-(e) [Reserved]
(f) Are permanently attached to the vehicle or vehicle seat such
that they can only be removed by use of a tool, such as a screwdriver or
wrench.
S15.1.2.2 (a) The anchorage bars are located at the vehicle seating
position with the aid of and with respect to the CRF rearward
extensions, with the CRF placed against or near the vehicle seat back.
With the CRF attached to the anchorages and resting on the seat cushion,
the bottom surface shall have attitude angles within the limits in the
following table, angles measured relative to the vehicle horizontal,
longitudinal and transverse reference planes.
Table to S15.1.2.2(a)
------------------------------------------------------------------------
------------------------------------------------------------------------
Pitch...................................................... 15[deg]
15 N shall
be applied to the center of the lower front crossbar of SFAD 2 to press
the device against the seat back as the fore-aft position of the
rearward extensions of the SFAD is adjusted to remove any slack or
tension. Forces shall be applied to SFAD 2 in forward and lateral
directions according to the following table.
Table to S15.3.1--Directions of Test Forces
------------------------------------------------------------------------
------------------------------------------------------------------------
Forward......................... 0[deg] 5 minus0
[deg]. .25 kN
Lateral......................... 75[deg] 5 minus0
[deg] (to both .25 kN
sides of straight
forward).
------------------------------------------------------------------------
S15.3.2 Forces in the forward direction shall be applied with an
initial force application angle of 10 5 degrees
above the horizontal. Lateral forces shall be applied horizontally
(0[deg] 5[deg]). A pre-load force of 500 N 25 N shall be applied at the prescribed loading point
(point X) in Figure 17. The force shall be increased to 8 kN 0.25 kN for forward tests, or to 5 kN 0.25 kN for lateral tests. Full application of the force
shall be achieved within a time period of 2 seconds or less. The force
shall be maintained for a period of 0.25 seconds 0.05 seconds.
S15.3.3 Provisions for simultaneous and sequential testing. (a) If
anchorages for more than one child restraint anchorage system are
installed in the vehicle seat assembly and not directly into the vehicle
structure, the forces described in S15.3 may, at the agency's option, be
applied simultaneously to SFADs engaged with the anchorages. However,
that force may not be applied simultaneously to SFADs engaged at any two
adjacent seating positions whose midpoints are less than 400 mm apart,
as measured in accordance with S15.3.3(a)(1) and (2) and Figure 20.
(1) The midpoint of the seating position lies in the vertical
longitudinal plane that is equidistant from vertical longitudinal planes
through the geometric center of each of the two lower anchorages at the
seating position.
(2) Measure the distance between the vertical longitudinal planes
passing through the midpoints of the adjacent seating positions, as
measured along a line perpendicular to the planes.
(b) The lower anchorages of a particular child restraint anchorage
system will not be tested if one or both of the anchorages have been
previously tested under this standard.
S15.4 Marking and conspicuity of the lower anchorages. At least one
anchorage bar (when deployed for use), one guidance fixture, or one seat
marking feature shall be readily visible to the person installing the
CRF. If guidance
[[Page 1082]]
fixtures are used to meet this requirement, the fixture(s) (although
removable) must be installed. Storable anchorages shall be provided with
a tell-tale or label that is visible when the anchorage is stored.
S16. Phase-in of strength requirements for vehicles manufactured on
or after September 1, 2004 and before September 1, 2005. At anytime
during the production year ending August 31, 2005, each manufacturer
shall, upon request from the Office of Vehicle Safety Compliance,
provide information identifying the vehicles (by make, model and vehicle
identification number) that have been certified as complying with S6.3.1
or S6.3.4, and with S9.4 or S15.2 and S15.3. The manufacturer's
designation of a vehicle as meeting the particular requirement is
irrevocable.
S16.1 Tether anchorage phase-in of strength requirements. For
vehicles manufactured on or after September 1, 2004 and before September
1, 2005, the number of vehicles complying with S6.3.1 shall be not less
than 90 percent of:
(a) the manufacturer's average annual production of vehicle
manufactured on or after September 1, 2001 and before September 1, 2004;
or
(b) The manufacturer's production on or after September 1, 2004 and
before September 1, 2005.
S16.2 Lower anchorages phase-in of strength requirements.
For vehicles manufactured on or after September 1, 2004 and before
September 1, 2005, the number of vehicles complying with S9.4 shall be
not less than 90 percent of:
(a) The manufacturer's average annual production of vehicle
manufactured on or after September 1, 2001 and before September 1, 2004;
or
(b) The manufacturer's production on or after September 1, 2003 and
before September 1, 2004.
S16.3 Vehicles produced by more than one manufacturer.
S16.3.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S16.1 and S16.2, a vehicle produced by more
than one manufacturer shall be attributed to a single manufacturer as
follows, subject to S16.3.2.
(a) A vehicle which is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S16.3.2 A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S16.3.1.
S16.4 Alternative phase-in schedules.
(a) Final-stage manufacturers and alterers. A final-stage
manufacturer or alterer may, at its option, comply with the requirements
set forth in S16.4(a)(1) and (2), instead of the requirements set forth
in S16.1 through S16.2.
(1) Vehicles manufactured on or after September 1, 2004 and before
September 1, 2005 may meet the requirements of S6.3.4 instead of S6.3.1,
and may meet the requirements of S15.2 and S15.3 instead of S9.4.
(2) Vehicles manufactured on or after September 1, 2005 must meet
the requirements of S6.3.4 and S9.4.
(b) Small volume manufacturers. Vehicles manufactured on or after
September 1, 2004 and before September 1, 2005 that are manufactured by
a manufacturer that produces fewer than 5,000 vehicles worldwide
annually may meet the requirements of S6.3.4 instead of S6.3.1, and may
meet the requirements of S15.2 and S15.3 instead of S9.4. Vehicles
manufactured on or after September 1, 2005 must meet the requirements of
S6.3.4 and S9.4.
[[Page 1083]]
Figures to Sec. 571.225
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[64 FR 10823, Mar. 5, 1999, as amended at 64 FR 47587, Aug. 31, 1999; 65
FR 46640, July 31, 2000; 68 FR 24667, May 8, 2003; 68 FR 38226, June 27,
2003; 69 FR 48823, Aug. 11, 2004; 69 FR 60565, Oct. 12, 2004; 69 FR
70915, Dec. 8, 2004; 77 FR 768, Jan. 6, 2012; 87 FR 18599, Mar. 30,
2022]
[[Page 1104]]
Sec. 571.226 Standard No. 226; Ejection Mitigation.
S1. Purpose and Scope. This standard establishes requirements for
ejection mitigation systems to reduce the likelihood of complete and
partial ejections of vehicle occupants through side windows during
rollovers or side impact events.
S2. Application. This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks designed to carry at least one
person, and buses with a gross vehicle weight rating of 4,536 kg or
less, except walk-in vans, modified roof vehicles, convertibles, and
vehicles with no doors or with doors that are designed to be easily
attached or removed so the vehicle can be operated without doors. Also
excluded from this standard are law enforcement vehicles, correctional
institution vehicles, taxis and limousines, if they have a fixed
security partition separating the 1st and 2nd or 2nd and 3rd rows and if
they are produced by more than one manufacturer or are altered (within
the meaning of 49 CFR 567.7).
S3. Definitions.
Ejection impactor means a device specified in S7.1 of this standard
that is a component of the ejection mitigation test device and is the
moving mass that strikes the ejection mitigation countermeasure.
Ejection impactor targeting point means the intersection of the y-
axis of the ejection headform and the outer surface of the ejection
headform.
Ejection mitigation countermeasure means a device or devices, except
seat belts, integrated into the vehicle that reduce the likelihood of
occupant ejection through a side window opening, and that requires no
action by the occupant for activation.
Ejection propulsion mechanism means a device that is a component of
the ejection mitigation test device consisting of a mechanism capable of
propelling the ejection impactor and constraining it to move along its
axis or shaft.
Limited-line manufacturer means a manufacturer that sells three or
fewer carlines, as that term is defined in 49 CFR 583.4, in the United
States during a production year.
Modified roof means the replacement roof on a motor vehicle whose
original roof has been removed, in part or in total, or a roof that has
to be built over the occupant compartment in vehicles that did not have
an original roof over the occupant compartment.
Movable window means a daylight opening composed of glazing designed
to be moved with respect to the vehicle or frame while the vehicle is in
motion.
Side daylight opening means, other than a door opening, the locus of
all points where a horizontal line, perpendicular to the vehicle
vertical longitudinal plane, is tangent to the periphery of the opening.
The periphery includes surfaces 100 millimeters inboard of the inside
surface of the window glazing and 25 mm outboard of the outside surface
of the side glazing. The periphery excludes the following: any flexible
gasket material or weather stripping used to create a waterproof seal
between the glazing or door and the vehicle interior; grab handles used
to facilitate occupant egress and ingress; and any part of a seat.
Small manufacturer means an original vehicle manufacturer that
produces or assembles fewer than 5,000 vehicles annually for sale in the
United States.
Target means the x-z plane projection of the ejection headform face
as shown in Figure 1.
Walk-in van means a special cargo/mail delivery vehicle that only
has a driver designated seating position. The vehicle has a sliding (or
folding) side door and a roof clearance that enables a person of medium
stature to enter the passenger compartment area in an up-right position.
Zero displacement plane means, a vertical plane parallel to the
vehicle longitudinal centerline and tangent to the most outboard surface
of the ejection headform when the headform is aligned with an impact
target location and just touching the inside surface of a window
covering the side daylight opening.
S4. Phase-in, performance and other requirements.
S4.1 Phase-in requirements.
S4.1.1 Except as provided in S4.1.3 of this standard, a percentage
of each manufacturer's vehicle production, as
[[Page 1105]]
specified in S8 of this standard, manufactured on or after September 1,
2013 to August 31, 2017, shall meet the requirements of S4.2. Vehicles
that are not subject to the phase-in may be certified as meeting the
requirements specified in this standard.
S4.1.2 Except as provided in S4.1.3 of this section, each vehicle
manufactured on or after September 1, 2017 must meet the requirements of
S4.2 without use of advanced credits.
S4.1.3 Exceptions from the phase-in; special allowances.
(a) Vehicles produced by a small manufacturer and by a limited line
manufacturer are not subject to S4.1.1 of this standard, but are subject
to S4.1.2.
(b) Vehicles that are altered (within the meaning of 49 CFR 567.7)
before September 1, 2018, after having been previously certified in
accordance with part 567 of this chapter, and vehicles manufactured in
two or more stages before September 1, 2018, are not required to meet
the requirements of S4.2. Vehicles that are altered on or after
September 1, 2018, and vehicles that are manufactured in two or more
stages on or after September 1, 2018, must meet the requirements of
S4.2.
S4.2 Performance and other requirements.
S4.2.1 When the ejection propulsion mechanism propels the ejection
impactor into the impact target locations of each side daylight opening
of a vehicle according to the test procedures specified in S5 of this
standard, the most outboard surface of the ejection headform must not
displace more than 100 millimeters beyond the zero displacement plane.
S4.2.1.1 No vehicle shall use movable glazing as the sole means of
meeting the displacement limit of S4.2.1.
S4.2.1.2 Vehicles with an ejection mitigation countermeasure that
deploys in the event of a rollover must deploy the countermeasure for
the side daylight opening being tested according to the procedure
specified in S5 of this standard.
S4.2.1.3 If a side daylight opening contains no target locations,
the impact test of S4.2.1 is not performed on that opening.
S4.2.2 Vehicles that have an ejection mitigation countermeasure that
deploys in the event of a rollover must have a monitoring system with a
readiness indicator. The indicator shall monitor its own readiness and
must be clearly visible from the driver's designated seating position.
The same readiness indicator required by S4.5.2 of FMVSS No. 208 may be
used to meet the requirement. A list of the elements of the system being
monitored by the indicator shall be included with the information
furnished in accordance with S4.2.3.
S4.2.3 Written information.
(a) Vehicles with an ejection mitigation countermeasure that deploys
in the event of a rollover must be described as such in the vehicle's
owner manual or in other written information provided by the vehicle
manufacturer to the consumer.
(b) Vehicles that have an ejection mitigation countermeasure that
deploys in the event of a rollover must include in written information a
discussion of the readiness indicator required by S4.2.2, specifying a
list of the elements of the system being monitored by the indicator, a
discussion of the purpose and location of the telltale, and instructions
to the consumer on the steps to take if the telltale is illuminated.
S4.2.4 Technical Documentation. For vehicles that have an ejection
mitigation countermeasure that deploys in the event of a rollover, the
vehicle manufacturer must make available to the agency, upon request,
the following information: A discussion of the sensor system used to
deploy the countermeasure, including the pertinent inputs to the
computer or calculations within the computer and how its algorithm uses
that information to determine if the countermeasure should be deployed.
S5. Test procedures.
S5.1 Demonstrate compliance with S4.2 of this standard in accordance
with the test procedures specified in this standard, under the
conditions of S6, using the equipment described in S7. In the impact
test described by these procedures, target locations are identified
(S5.2) and the zero displacement plane location is determined
[[Page 1106]]
(S5.3). The glazing is pre-broken, fully retracted or removed prior to
the impact test (S5.4). The countermeasure is deployed, if applicable,
and an ejection impactor (see S7.1) strikes the countermeasure at the
impact target locations, at the specified speeds and times (S5.5). The
lateral displacement of the ejection impactor beyond the zero
displacement plane is measured.
S5.2 Determination of impact target locations.
S5.2.1 Boundary of target location.
S5.2.1.1 Initial determination of offset line. Determine the
location of an offset-line within the side daylight opening by
projecting each point of the side daylight opening laterally onto a
vehicle vertical longitudinal plane. Move each point by 252 mm towards the center of the side daylight opening
projection and perpendicular to a line tangent to the projection at that
point, while maintaining the point on a vehicle vertical longitudinal
plane.
S5.2.1.2 Rearmost limit of offset line.
(a) Seats fixed in a forward facing direction. Except as provided in
S5.2.1.2(b), if an offset line extends rearward of a transverse vertical
vehicle plane located behind the seating reference point at the distance
specified in 5.2.1.2(a)(1) or (2), the transverse vertical vehicle plane
defines the rearward edge of the offset line for the purposes of
determining target locations.
(1) For a vehicle with fewer than 3 rows--1,400 mm behind the
rearmost SgRP.
(2) For a vehicle with 3 or more rows--600 mm behind the 3rd row
SgRP.
(b) Seats not fixed in a forward facing direction. When the last row
seat adjacent to the opening, in the case of a vehicle with fewer than 3
rows, or the 3rd row seat adjacent to the opening, in the case of a
vehicle with 3 or more rows, is not fixed in the forward facing
direction, the offset line may extend farther rearward than specified in
S5.2.1.2(a) under the following conditions. With the seat in any non-
forward facing orientation, the seat back set at an inclination position
closest to the manufacturer's design seat back angle, and all other seat
adjustments at any possible position of adjustment, determine the
location of a vertical transverse vehicle plane located behind the
portion of the seat rearmost in the vehicle, at the distance specified
in 5.2.1.2(b)(1) and (2). The boundary of target locations extends to
this vertical plane if it is farther rearward than the plane determined
in S5.2.1.2(a).
(1) For a vehicle with fewer than 3 rows--1,400 mm behind the
portion of the seat rearmost in the vehicle.
(2) For a vehicle with 3 or more rows--600 mm behind the portion of
the seat rearmost in the vehicle, for a seat in the 3rd row.
(c) Vehicles with partitions or bulkheads. If a vehicle has a fixed
transverse partition or bulkhead behind which there are no designated
seating positions, a vertical transverse vehicle plane 25 mm forward of
the most forward portion of the partition or bulkhead defines the
rearward edge of the offset line for the purposes of determining target
locations when said plane is forward of the limiting plane defined in
S5.2.1.2(a) or (b).
S5.2.2 Preliminary target locations.
(a) To identify the impact target locations, the following
procedures are performed with the x and z axes of the target, shown in
Figure 1 (provided for illustration purposes), aligned within 1 degree of the vehicle longitudinal and vertical axes,
respectively, and the target y axis pointing in the outboard direction.
(b) Place targets at any location inside the offset-line where the
target is tangent to within 2 mm of the offset-
line at just two or three points (see Figure 2) (figure provided for
illustration purposes).
S5.2.3 Determination of primary target locations. Divide the side
daylight opening into four quadrants by passing a vertical line and a
horizontal line, in a vehicle vertical longitudinal plane, through the
geometric center of the side daylight opening.
S5.2.3.1 Front windows. For any side daylight opening forward of the
vehicle B-pillar, the primary quadrants are the forward-lower and
rearward-upper.
S5.2.3.2 Rear windows. For any side daylight opening rearward of the
B-pillar, the primary quadrants are the forward-upper and rearward-
lower.
[[Page 1107]]
S5.2.3.3 If a primary quadrant contains only one target center, that
target is the primary target for that quadrant (see Figure 3) (figure
provided for illustration purposes). If there is more than one target
center in a primary quadrant, the primary target for that quadrant is
the lowest target in a lower quadrant and the highest target in an upper
quadrant. If there is a primary quadrant that does not contain a target
center, the target center closest to the primary quadrant outline is the
primary target.
S5.2.4 Determination of secondary target locations.
S5.2.4.1 Front windows. Measure the horizontal distance between the
centers of the primary targets. For a side daylight opening forward of
the B-pillar, place one secondary target center rearward of the forward
primary target by one-third of the horizontal distance between the
primary target centers and tangent with upper portion of the offset-
line. Place another secondary target center rearward of the forward
primary target by two-thirds of the horizontal distance between the
primary target centers and tangent with the lower portion of the offset-
line (see figure 4) (figure provided for illustration purposes).
S5.2.4.2 Rear windows. For side daylight openings rearward of the B-
pillar, place one secondary target center rearward of the forward
primary target by one-third of the horizontal distance between the
primary target centers and tangent with lower portion of the offset-
line. Place another secondary target center rearward of the forward
primary target by two-thirds of the horizontal distance between the
primary target centers and tangent with the upper portion of the offset-
line (see Figure 4) (figure provided for illustration purposes).
S5.2.5 Target adjustment.
S5.2.5.1 Target elimination and reconstitution.
S5.2.5.1.1 Target elimination. Determine the horizontal and vertical
distance between the centers of the targets. If the minimum distance
between the z axes of the targets is less than 135 mm and the minimum
distance between the x axes of the targets is less than 170 mm,
eliminate the targets in the order of priority given in steps 1 through
4 of Table 1 (see Figure 5, 5a and 5b) (figures provided for
illustration purposes). In each case, both the z axes of the targets
must be closer than 135 mm and x axes of the targets must be closer than
170 mm. If the minimum distance between the z axes of the targets is not
less than 135 mm or the minimum distance between the x axes of the
targets is not less than 170 mm, do not eliminate the target. Continue
checking all the targets listed in steps 1 through 4 of Table 1.
Table 1--Priority List of Target Distance To Be Checked Against Limits
------------------------------------------------------------------------
Eliminate this target if
distances between z axes
Measure distance from z of targets and x axes of
Step axis to z axis and x axis targets are less than 135
to x axis for these targets mm and 170 mm,
respectively
------------------------------------------------------------------------
1.............. Upper Secondary to Lower Upper Secondary.
Secondary.
2.............. Upper Primary to Upper or Upper or Remaining
Remaining Secondary. Secondary.
3.............. Lower Primary to Lower or Lower or Remaining
Remaining Secondary. Secondary.
4.............. Upper Primary to Lower Upper Primary.
Primary.
------------------------------------------------------------------------
S5.2.5.1.2 Target reconstitution. If after following the procedure
given in S5.2.5.1.1, there are only two targets remaining, determine the
absolute distance between the centers of these targets. If this distance
is greater than or equal to 360 mm, place a target such that its center
bisects a line connecting the centers of the remaining targets.
S5.2.5.2 Target reorientation--90 degree rotation. If after
following the procedure given in S5.2.5.1 there are less than four
targets in a side daylight opening, repeat the procedure in 5.2 through
5.2.5.1.2, with a modification to S5.2 as follows. Reorient the target
by rotating it 90 degrees about the y axis of the target such that the
target positive z axis is aligned within 1 degree
[[Page 1108]]
of the vehicle longitudinal axis, pointing in the direction of the
vehicle positive x axis (see Figures 5a and 5b) (figures provided for
illustration purposes). If after performing the procedure in this
section, the remaining targets exceed the number of targets determined
with the original orientation of the target, the reoriented targets
represent the final target locations for the side daylight opening.
S5.2.5.3 Target reorientation incremental rotation. If after
following the procedure given in S5.2.5.2 there are no targets in a side
daylight opening, starting with the target in the position defined in
S5.2.2(a), reorient the target by rotating it in 5 degree increments
about the y axis of the target by rotating the target positive z axis
toward the vehicle positive x axis. At each increment of rotation,
attempt to fit the target within the offset line of the side daylight
opening. At the first increment of rotation where the target will fit,
place the target center as close as possible to the geometric center of
the side daylight opening. If more than one position exists that is
closest to the geometric center of the side daylight opening, select the
lowest.
S5.3 Determination of zero displacement plane. The glazing covering
the target location of the side daylight opening being tested is intact
and in place in the case of fixed glazing and intact and fully closed in
the case of movable glazing. With the ejection impactor targeting point
aligned within 2 mm of the center of any target
location specified in S5.2, and with the ejection impactor on the inside
of the vehicle, slowly move the impactor towards the window until
contact is made with the interior of the glazing with no more than 20 N
of pressure being applied to the window. The location of the most
outboard surface of the headform establishes the zero displacement plane
for this target location.
S5.4 Window position and condition.Subject to S5.5(b), prior to
impact testing, the glazing covering the target location must be removed
from the side daylight opening, fully retracted, or pre-broken according
to the procedure in S5.4.1, at the vehicle manufacturer's option.
S5.4.1 Window glazing pre-breaking procedure.
S5.4.1.1 Breakage pattern. Locate the geometric center of the side
daylight opening, established in S5.2.3 of this standard. Mark the
outside surface of the window glazing in a horizontal and vertical grid
of points separated by 752 mm with one point
coincident within 2 mm of the geometric center of
the side daylight opening (see Figure 6) (figure provided for
illustration purposes). Mark the inside surface of the window glazing in
a horizontal and vertical grid of points separated by 752 mm with the entire grid horizontally offset by 37.5
2 mm from the grid of points on the outside of the
glazing.
S5.4.1.2 Breakage method.
(a) Start with the inside surface of the window and forward-most,
lowest mark made as specified in S5.4.1.1 of this standard. Use a center
punch in this procedure. The punch tip has a 5 2
mm diameter prior to coming to a point. The spring is adjusted to
require 150 25 N of force to activate the punch.
Only once at each mark location, apply pressure to activate the spring
in the center punch in a direction which is perpendicular to the tangent
of the window surface at the point of contact, within 10 degrees. Apply the pressure only once at each mark
location, even if the glazing does not break or no hole results.
(b) Use a 100 10 mm x 100 10 mm piece of plywood with a minimum thickness of 18 mm
as a reaction surface on the opposite side of the glazing to prevent to
the extent possible the window surface from deforming by more than 10 mm
when pressure is being applied to the hole-punch.
(c) Continue the procedure with the center punch by moving rearward
in the grid until the end of a row is reached. When the end of a row is
reached, move to the forward-most mark on the next higher row and
continue the procedure. Continue in this pattern until the procedure is
conducted at each marked location on the inside surface of the glazing.
(d) Repeat the process on the outside surface of the window.
(e) If punching a hole causes the glazing to disintegrate, halt the
breakage
[[Page 1109]]
procedure and proceed with the headform impact test.
S5.5 Impact speeds and time delays. The ejection impactor speeds
specified below must be achieved after propulsion has ceased.
(a) Vehicles with or without an ejection mitigation countermeasure
that deploys in a rollover. For a vehicle with an ejection mitigation
countermeasure that deploys in a rollover, using the ejection propulsion
mechanism, propel the ejection impactor such that it first strikes the
countermeasure, while aligned with any target location specified in S5.2
of this standard, 1.5 0.1 seconds after activation
of the ejection mitigation countermeasure that deploys in the event of a
rollover, and at a speed of 20 0.5 km/h. For a
vehicle without an ejection mitigation countermeasure that deploys in a
rollover, propel the ejection impactor at any time such that it first
strikes the countermeasure, while aligned with any target location
specified in S5.2 of this standard, at a speed of 20 0.5 km/h.
(b) Vehicles with an ejection mitigation countermeasure that deploys
in a rollover. For a vehicle with an ejection mitigation countermeasure
that deploys in a rollover, remove or fully retract any movable glazing
from the side daylight opening. Using the ejection propulsion mechanism,
propel the ejection impactor such that it first strikes the
countermeasure, while aligned with any target location specified in S5.2
of this standard, 6.0 0.1 seconds after activation
of an ejection mitigation countermeasure that deploys in the event of a
rollover, and at a speed of 16 0.5 km/h.
(c) An ejection mitigation countermeasure that deploys in the event
of a rollover is described as such in the vehicle's owner manual or in
other written information provided by the vehicle manufacturer to the
consumer.
S5.6 Ejection impactor orientation.
S5.6.1 If the targets for the side daylight opening being impacted
were determined by the procedure specified in S5.2.2 through S5.2.5.1
only, the ejection impactor orientation is as follows. At the time of
launch of the ejection impactor the x, y and z axes of the ejection
headform must be aligned within 1 degree of the
vehicle longitudinal, transverse and vertical axes, respectively.
S5.6.2 If the targets for the side daylight opening being impacted
were determined by the procedure specified in S5.2.5.2, the ejection
impactor orientation is as follows. At the time of launch the ejection
impactor is rotated by 90 degrees about the ejection headform y axis,
from the orientation specified in S5.6.1, resulting in the headform
positive z axis pointing in the direction of the vehicle positive x
axis.
S5.6.3 If the targets for the side daylight opening being impacted
were determined by the procedure specified in S5.2.5.3, the ejection
impactor orientation is as follows. At the time of launch the ejection
impactor is rotated about the y axis of the ejection headform by
rotating the headform positive z axis towards the vehicle positive x
axis, in the increment determined to be necessary in S5.2.5.3 to fit the
target within the side daylight opening.
S5.6.4 After any test, extend the ejection impactor to the zero
plane and determine that x, y and z axes of the ejection headform remain
aligned within 1 degree of its orientation at
launch as specified in S5.6.1--5.6.3.
S6 General test conditions.
S6.1 Vehicle test attitude. The vehicle is supported off its
suspension at an attitude determined in accordance with S6.1(a) through
(f).
(a) The vehicle is loaded to its unloaded vehicle weight.
(b) All tires are inflated to the manufacturer's specifications
listed on the vehicle's tire placard.
(c) Place vehicle on a level surface.
(d) Pitch: Measure the sill angle of the left front door sill and
mark where the angle is measured.
(e) Roll: Mark a point on the vehicle body above the left and right
front wheel wells. Determine the vertical height of these two points
from the level surface.
(f) Support the vehicle off its suspension such that the left front
door sill angle is within 1 degree of that
measured at the marked area in S6.1(d) and the vertical height
difference of the two points marked in S6.1(e) is within
[[Page 1110]]
5 mm of the vertical height difference determined
in S6.1(e).
S6.2 Doors.
(a) Except as provided in S6.2(b) or S6.2(c), doors, including any
rear hatchback or tailgate, are fully closed and latched but not locked.
(b) During testing, any side door on the opposite side of the
longitudinal centerline of the vehicle from the target to be impacted
may be open or removed.
(c) During testing, any rear hatchback or tailgate may be open or
removed for testing any target.
S6.3 Steering wheel, steering column, seats, grab handles, and
exterior mirrors. During targeting and testing, the steering wheel,
steering column, seats, grab handles and exterior mirrors may be removed
from the vehicle or adjusted to facilitate testing and/or provide an
unobstructed path for headform travel through and beyond the vehicle.
S6.4 Other vehicle components and structures. During targeting and
testing, interior vehicle components and vehicle structures other than
specified in S6.2 and S6.3 may be removed or adjusted to the extent
necessary to allow positioning of the ejection propulsion mechanism and
provide an unobstructed path for the headform travel through and beyond
the vehicle.
S6.5 Temperature and humidity.
(a) During testing, the ambient temperature is between 18 degrees C.
and 29 degrees C., at any relative humidity between 10 percent and 70
percent.
(b) The headform specified in S7.1.1 of this standard is exposed to
the conditions specified in S6.5(a) for a continuous period not less
than one hour, prior to the test.
S7. Ejection mitigation test device specifications. The ejection
mitigation test device consists of an ejection impactor and ejection
propulsion mechanism with the following specifications. The ability of a
test device to meet these specifications may be determined outside of
the vehicle.
S7.1 Ejection impactor. The ejection impactor consists of an
ejection headform attached to a shaft. The ejection impactor has a mass
of 18 kg 0.05 kg. The shaft is parallel to the y
axis of the headform.
S7.1.1 Ejection headform dimensions. The ejection headform has the
dimensions shown in Figure 1 and is depicted in the ``Parts List;
Ejection Mitigation Headform Drawing Package,'' December 2010, and the
``Parts List and Drawings; Ejection Mitigation Headform Drawing
Package,'' December 2010 (incorporated by reference; see Sec. 571.5).
S7.2 Static deflection. The ejection impactor targeting point must
not deflect more than 20 mm in the x-z plane when a 981 N 5 N force is applied in a vehicle vertical longitudinal
plane, through the y axis of the headform and no more than 5 mm rear of
the posterior surface of the headform. The force is applied once in each
of the following headform axes: + z, -z, + x, -x. The static deflection
measurement is made with the ejection impactor extended 400 mm outboard
of the theoretical point of impact with the countermeasure and attached
to the ejection propulsion mechanism, including any support frame and
anchors.
S7.3 Frictional characteristics.
(a) Measure the dynamic coefficient of friction of the ejection
impactor and any associated bearings and bearing housing in a test ready
orientation. Repeat the measurement in three more orientations with the
ejection impactor and any associated bearings and bearing housing
rotated 90, 180 and 270 degrees about the headform y axis. Perform the
measurement five consecutive times at each orientation.
(b) Measure the average force necessary to move the ejection
impactor 200 mm rearward into the ejection propulsion mechanism at a
rate of 50 (13) mm per second, starting at a point
400 mm outboard of the theoretical point of impact with the
countermeasure. Measure the force to an accuracy of 5 N. The measurement excludes the force measured over
the first 25 mm of travel and is recorded at a minimum frequency of 100
Hz. During the test a 100 kg 0.5 kg mass is
attached to the impactor with its center of gravity passing through the
axis of motion of the impactor and no more than 5 mm rear of the
posterior surface of the headform.
(c) Take the five force level averages made at each impactor
orientation in S7.3(a) and average them. Take the
[[Page 1111]]
maximum of the force average values and divide by 9.81 times the
combined mass of the ejection impactor and mass added in S7.3(b). The
resulting value must not exceed 0.25.
S7.4 Targeting accuracy. Determine that the ejection mitigation test
device can deliver the ejection impactor targeting point through a zone
defined by a cylinder with a 20 mm diameter and 100 mm length, when the
ejection impactor is moving at the speed specified in S5.5. The
projection of the long axis of the cylinder is normal to the target and
passes through the target center. The long axis of the cylinder is
bisected by a vehicle vertical longitudinal plane passing through the
theoretical point of impact with the countermeasure.
S8 Phase-in Schedule for Vehicle Certification.
S8.1 Vehicles manufactured on or after September 1, 2013 and before
September 1, 2016. At anytime during the production years ending August
31, 2014, August 31, 2015, and August 31, 2016, each manufacturer shall,
upon request from the Office of Vehicle Safety Compliance, provide
information identifying the vehicles (by make, model and vehicle
identification number) that have been certified as complying with this
standard. The manufacturer's designation of a vehicle as a certified
vehicle is irrevocable.
S8.2 Vehicles manufactured on or after September 1, 2013 and before
September 1, 2014. Subject to S8.9, for vehicles manufactured on or
after September 1, 2013 and before September 1, 2014, the number of
vehicles complying with S4.2 shall be not less than 25 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(b) The manufacturer's production in the current production year.
S8.3 Vehicles manufactured on or after September 1, 2014 and before
September 1, 2015. Subject to S8.9, for vehicles manufactured on or
after September 1, 2014 and before September 1, 2015, the number of
vehicles complying with S4.2 shall be not less than 50 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(b) The manufacturer's production in the current production year.
S8.4 Vehicles manufactured on or after September 1, 2015 and before
September 1, 2016. Subject to S8.9, for vehicles manufactured on or
after September 1, 2015 and before September 1, 2016, the number of
vehicles complying with S4.2 shall be not less than 75 percent of:
(a) The manufacturer's average annual production of vehicles
manufactured in the three previous production years; or
(b) The manufacturer's production in the current production year.
S8.5 Vehicles manufactured on or after September 1, 2016 and before
September 1, 2017. Subject to S8.9, for vehicles manufactured on or
after September 1, 2016 and before September 1, 2017, the number of
vehicles complying with S4.2 shall be not less than 100 percent of the
manufacturer's production in the current production year.
8.6 Vehicles produced by more than one manufacturer. For the purpose
of calculating average annual production of vehicles for each
manufacturer and the number of vehicles manufactured by each
manufacturer under S8.1 through S8.4, a vehicle produced by more than
one manufacturer shall be attributed to a single manufacturer as
follows, subject to S8.7.
(a) A vehicle that is imported shall be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
S8.7 A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 585, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S8.5.
S8.8 For the purposes of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S8, do not count any
[[Page 1112]]
vehicle that is excluded by this standard from the requirements.
S8.9 Calculation of complying vehicles.
(a) For the purposes of calculating the vehicles complying with
S8.2, a manufacturer may count a vehicle if it is manufactured on or
after March 1, 2011 but before September 1, 2014.
(b) For purposes of complying with S8.3, a manufacturer may count a
vehicle if it--
(1) Is manufactured on or after March 1, 2011 but before September
1, 2015 and,
(2) Is not counted toward compliance with S8.2.
(c) For purposes of complying with S8.4, a manufacturer may count a
vehicle if it--
(1) Is manufactured on or after March 1, 2011 but before September
1, 2016 and,
(2) Is not counted toward compliance with S8.2 or S8.3.
(d) For purposes of complying with S8.5, a manufacturer may count a
vehicle if it--
(1) Is manufactured on or after March 1, 2011 but before September
1, 2017 and,
(2) Is not counted toward compliance with S8.2, S8.3, or S8.4.
(e) For the purposes of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer, each vehicle that is excluded from having to meet
this standard is not counted.
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[76 FR 3296, Jan. 19, 2011; 76 FR 10524, Feb. 25, 2011, as amended at 78
FR 55165, Sept. 9, 2013; 85 FR 85535, Dec. 29, 2020; 87 FR 18599, Mar.
30, 2022]
Sec. 571.227 Standard No. 227; Bus rollover structural integrity.
S1. Scope. This standard establishes performance requirements for
bus rollover structural integrity.
S2. Purpose. The purpose of this standard is to reduce death and
injuries resulting from the structural collapse of the bus body
structure in rollover crashes and from partial and complete ejections
through emergency exits opening in such crashes.
S3. Application.
(a) Subject to S3(b), this standard applies to:
(1) Over-the-road buses; and
(2) Buses that are not over-the-road buses, and that have a gross
vehicle weight rating (GVWR) greater than 11,793 kilograms (26,000
pounds).
(b) This standard does not apply to:
(1) School buses, school bus derivative buses, transit buses, and
prison buses; and
(2) Buses with 7 or fewer designated seating positions rearward of
the driver's seating position that are forward-facing or can convert to
forward-facing without the use of tools.
S4. Definitions.
Occupant compartment means a space within the vehicle interior
intended for driver and passenger use, excluding any space occupied by
fixed appliances such as bars, kitchenettes, or toilets.
Over-the-road bus means a bus characterized by an elevated passenger
deck located over a baggage compartment.
Prison bus means a bus manufactured for the purpose of transporting
persons subject to involuntary restraint or confinement and has design
features consistent with that purpose.
School bus is defined in Sec. 571.3.
School bus derivative bus means a bus that meets Federal motor
vehicle safety standards for school buses regarding emergency exits
(Sec. 571.217), rollover protection (Sec. 571.220), bus body joint
[[Page 1117]]
strength (Sec. 571.221), and fuel system integrity (Sec. 571.301).
Stop-request system means a vehicle-integrated system for passenger
to use to signal to a vehicle operator that they are requesting a stop.
Survival space means all points within a three-dimensional space in
the occupant compartment as defined within the following volume:
(1) The front boundary of the survival space is a transverse
vertical plane forward of the most forward seat (whether passenger, or
driver seat) when the seat back is in the manufacturer's nominal design
riding position. This transverse vertical plane is:
(i) For a forward-facing seat, 600 millimeters (mm) in front of the
forward most point on the longitudinal centerline of the front surface
of the seat back when the seat is in its forward most position;
(ii) For a rearward-facing seat, through the most forward point
(relative to the vehicle) on the longitudinal centerline of the seat
back when the seat is in its forward most position with respect to the
vehicle;
(iii) For a side-facing seat, through the most forward point
(relative to the vehicle) on the seat, including the seat back, seat arm
rest, and seat cushion.
(2) The rear boundary of the survival space is the inside surface of
the rear wall of the occupant compartment of the vehicle.
(3) The outer boundary of the survival space at any transverse cross
section between, or at the front and rear boundaries, is defined on each
side of the vehicle by the occupant compartment floor and the following
three line segments (see Figure 1 of this section, provided for
illustration purposes only):
(i) Segment 1 extends vertically from the floor to an end point that
is 500 mm above the floor and 150 mm inboard of the side wall.
(ii) Segment 2 starts at the end point of Segment 1. The end point
of Segment 2 is 750 mm vertically above and 250 mm horizontally inboard
of the end point of Segment 1.
(iii) Segment 3 is a horizontal line that starts at the end point of
Segment 2 and ends at the vertical longitudinal center plane of the
vehicle.
Transit bus means a bus that is equipped with a stop-request system
sold for public transportation provided by, or on behalf of, a State or
local government and that is not an over-the-road bus.
S5. Requirements. When tested under the conditions in S6 and the
test procedures specified in S7, each bus shall meet the requirements in
S5.1 and S5.2.
S5.1 Survival space intrusion. No part of the vehicle that is
outside the survival space shall intrude into the survival space during
the movement of the tilting platform or resulting from impact of the
vehicle on the impact surface, except as provided below in this
paragraph.
(a) Items separated from the vehicle and with a mass less than 15.0
grams that enter the survival space will not be considered for this
evaluation of survival space intrusion.
(b) Portions of a bus over which there is not a permanent roof, such
as the upper level of an open-top double-decker bus, will not be
considered for this evaluation.
S5.2 Opening of Emergency exits. Emergency exits shall not open
during the movement of the tilting platform or resulting from impact of
the vehicle on the impact surface.
S6. Test conditions.
S6.1 Tilting platform.
S6.1.1 The tilting platform has a top surface that rests
horizontally at its initial position and is of sufficient size to fully
contact the bottom of the vehicle's tires, as shown in Figure 2 of this
section (figure provided for illustration purposes only).
S6.1.2 The top surface of the tilting platform, at its initial
position, is 800 20 millimeters (mm) above the
impact surface specified in S6.1.6, as shown in Figures 1 and 2 of this
section (figures provided for illustration purposes only).
S6.1.3 The axis of rotation of the tilting platform is a maximum of
a 100 mm horizontal distance from the edge of the impact surface closest
to the platform and a maximum of 100 mm below the horizontal plane at
the top surface of the tilting platform as shown in Figure 3 of this
section (figure provided for illustration purposes only).
[[Page 1118]]
S6.1.4 The tilting platform is equipped with rigid wheel supports on
the top surface as illustrated in Figure 3 of this section (figure
provided for illustration purposes only). At each vehicle axle, the
wheel closest to the platform's axis of rotation is supported. The rigid
wheel supports are positioned to make contact with the outboard tire
sidewall of the supported wheels with the vehicle positioned as
specified in S6.3.1 to prevent sliding of the vehicle during the test.
Each rigid wheel support has the following dimensions:
(a) The height above the top surface of the tilting platform is no
greater than two-thirds of the vertical height of the adjacent tire's
sidewall.
(b) The width is a minimum of 19 mm.
(c) The length is a minimum of 500 mm.
(d) The top inboard edge has a radius of 10 mm.
S6.1.5 While raising the platform, the tilting platform roll angle,
measured at the outside of each wheel farthest from the pivot point,
does not differ by more than one degree.
S6.1.6 The impact surface is horizontal, uniform, dry, and smooth
concrete. The impact surface covers an area that is large enough to
ensure that the vehicle does not strike beyond the impact surface edges.
S6.2 Vehicle preparation.
S6.2.1 The vehicle's tires are inflated to the manufacturer's
recommended tire pressure.
S6.2.2 Test equipment may be attached securely to the bus structure
such that the equipment does not break away from the bus structure from
the time the tilting platform begins movement to after the vehicle comes
to rest on the impact surface.
S6.2.3 Fixed seats may be removed or adjustable seats repositioned
for the installation of test equipment in the survival space. Ballast of
any weight up to the weight of the removed seat and 68 kg per designated
seating position may be secured to the bus floor. The ballasts are not
placed farther forward than the forward most point of the vehicle seat
immediately in front of the removed seat, and the ballasts are not
placed farther rearward than the rear most point of the vehicle seat
immediately behind the removed seat.
S6.2.4 The fuel tank is filled to any level from 90 to 95 percent of
capacity. All other vehicle fluids are filled to any level from 90 to 95
percent of capacity. Fluids may be substituted if the weight of the
original fluid is maintained.
S6.2.5 Ballasting. The vehicle is loaded to any weight up to and
including the GVWR. Up to 68 kilograms (150 pounds) of ballast is
installed at all designated seating positions that are equipped with
occupant restraints. The ballast is placed on the top of each seat
cushion and attached securely to the seat frame such that it does not
break away from the seat from the time the tilting platform begins
movement to after the vehicle comes to rest on the impact surface.
S7 Rollover structural integrity test procedure. Each vehicle shall
meet the requirements of S5 when prepared as specified in S6.2 and
tested in accordance with the procedures set forth in paragraphs (a)
through (f) of this S7.
(a) Position the vehicle on the tilting platform as illustrated in
the examples of Figures 2 and 3 of this section with its longitudinal
centerline parallel to the tilt platform's axis of rotation, the right
or left side facing the impact surface at NHTSA's option, and with the
outboard tire sidewall at the widest axle within 100 mm of the axis of
rotation. (Figures provided for illustration purposes only.)
(b) Apply the vehicle parking brakes.
(c) Attach a rigid wheel support to the tilting platform at each
axle of the vehicle so that it contacts the outboard tire sidewall of
the wheel closest to the impact surface.
(d) Block the suspension system of the vehicle to be within 25 mm of the normal riding attitude as loaded in S6.2.5.
(e) Vehicle windows, doors, and emergency exits are fully closed and
latched but not locked.
(f) Tilt the vehicle at a rate not to exceed 5 degrees/second until
it starts to rollover on its own.
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[86 FR 74302, Dec. 29, 2021]
Effective Date Note: At 86 FR 74302, Dec. 29, 2021, Sec. 571.227
was added, effective Dec. 30, 2024.
Sec. 571.301 Standard No. 301; Fuel system integrity.
S1. Scope. This standard specifies requirements for the integrity of
motor vehicle fuel systems.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries occurring from fires that result from fuel spillage during and
after motor vehicle crashes, and resulting from ingestion of fuels
during siphoning.
S3. Application. This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks and buses that have a GVWR of
4,536 kg or less and use fuel with a boiling point above 0 [deg]C, and
to school buses that have a GVWR greater than 4,536 kg and use fuel with
a boiling point above 0 [deg]C.
S4. Definition. Fuel spillage means the fall, flow, or run of fuel
from the vehicle but does not include wetness resulting from capillary
action.
S5. General requirements.
S5.1 Passenger cars, and multipurpose passenger vehicles, trucks,
and buses with a GVWR of 10,000 pounds or less. Each passenger car and
each multipurpose passenger vehicle, truck, and bus with a GVWR of
10,000 pounds or less shall meet the requirements of S6.1 through S6.4.
Each of these types of vehicles that is manufactured to use alcohol
fuels shall also meet the requirements of S6.6.
S5.2 [Reserved]
S5.3 [Reserved]
S5.4 Schoolbuses with a GVWR greater than 10,000 pounds. Each
schoolbus with a GVWR greater than 10,000 pounds shall meet the
requirements of S6.5. Each schoolbus with a GVWR greater than 10,000
pounds that is manufactured to use alcohol fuels shall meet the
requirements of S6.6.
S5.5 Fuel spillage; Barrier crash. Fuel spillage in any fixed or
moving barrier crash test shall not exceed 28 g from impact until motion
of the vehicle has
[[Page 1122]]
ceased, and shall not exceed a total of 142 g in the 5-minute period
following cessation of motion. For the subsequent 25-minute period, fuel
spillage during any 1 minute interval shall not exceed 28 g.
S5.6 Fuel spillage; rollover. Fuel spillage in any rollover test,
from the onset of rotational motion, shall not exceed a total of 142 g
for the first 5 minutes of testing at each successive 90[deg] increment.
For the remaining test period, at each increment of 90[deg] fuel
spillage during any 1 minute interval shall not exceed 28 g.
S5.7. Alcohol fuel vehicles. Each vehicle manufactured to operate on
an alcohol fuel (e.g., methanol, ethanol) or a fuel blend containing at
least 20 percent alcohol fuel shall meet the requirements of S6.6.
S6. Test requirements. Each vehicle with a GVWR of 4,536 kg or less
shall be capable of meeting the requirements of any applicable barrier
crash test followed by a static rollover, without alteration of the
vehicle during the test sequence. A particular vehicle need not meet
further requirements after having been subjected to a single barrier
crash test and a static rollover test. Where manufacturer options are
specified in this standard, the manufacturer must select an option not
later than the time it certifies the vehicle and may not thereafter
select a different option for that vehicle. Each manufacturer must, upon
request from the National Highway Traffic Safety Administration, provide
information regarding which of the compliance options it has selected
for a particular vehicle or make/model.
S6.1 Frontal barrier crash. When the vehicle travelling
longitudinally forward at any speed up to and including 48 km/h impacts
a fixed collision barrier that is perpendicular to the line of travel of
the vehicle, or at any angle up to 30[deg] in either direction from the
perpendicular to the line of travel of the vehicle, with 50th-percentile
test dummies as specified in part 572 of this chapter at each front
outboard designated seating position and at any other position whose
protection system is required to be tested by a dummy under the
provisions of Standard No. 208, under the applicable conditions of S7.,
fuel spillage shall not exceed the limits of S5.5.
S6.2 Rear moving barrier crash. (a) Vehicles manufactured before
September 1, 2006. When the vehicle is impacted from the rear by the
barrier specified in S7.3(a) of this standard moving at 48 km/h, with
50th percentile test dummies as specified in part 572 of this chapter at
each front outboard designated seating position, under the applicable
conditions of S7, fuel spillage must not exceed the limits of S5.5.
(b) Vehicles manufactured on or after September 1, 2006. When the
vehicle is impacted from the rear by a moving deformable barrier 80
1.0 km/h with a 70 percent overlap, with 50th
percentile test dummies as specified in part 572 of this chapter at each
front outboard designated seating position, under the applicable
conditions of S7, fuel spillage must not exceed the limits of S5.5.
(c) Small volume manufacturers. Notwithstanding S6.2(b) of this
standard, vehicles manufactured on or after September 1, 2004 and before
September 1, 2008 by a manufacturer that produces fewer than 5,000
vehicles annually for sale in the United States may meet the
requirements of S6.2(a). Vehicles manufactured on or after September 1,
2008 by small volume manufacturers must meet the requirements of
S6.2(b).
S6.3 Side moving barrier crash. (a) Vehicles manufactured before
September 1, 2004. When the vehicle is impacted laterally on either side
by a barrier moving at 32 km/h with 50th percentile test dummies as
specified in part 572 of this chapter at positions required for testing
to Standard No. 208 (49 CFR 571.208), under the applicable conditions of
S7, fuel spillage must not exceed the limits of S5.5.
(b) Vehicles manufactured on or after September 1, 2004. When the
vehicle is impacted laterally on either side by a moving deformable
barrier at 53 1.0 km/h with the appropriate 49
CFR part 572 test dummies specified in 571.214 at positions required for
testing by S7.1.1, S7.2.1, or S7.2.2 of Standard 214, under the
applicable conditions of S7 of this standard, fuel spillage shall not
exceed the limits of S5.5 of this standard.
(c)(1) Notwithstanding S6.3(b) of this standard, vehicles having a
GVWR greater than 6,000 lb (2,722 kg) may
[[Page 1123]]
meet S6.3(a) instead of S6.3(b) of this standard until September 1,
2005.
(2) Notwithstanding S6.3(b) of this standard, vehicles having a GVWR
greater than 6,000 lb (2,722 kg) manufactured on or after September 1,
2005 must meet the requirements of S6.3(b) of this standard unless they
are excluded from S6.3(b) under the phase-in specified in this
paragraph. Excluded vehicles must meet the requirements of S6.3(a) of
this standard. For vehicles having a GVWR greater than 6,000 lb (2,722
kg) manufactured on or after September 1, 2005 and before September 1,
2006, the number of vehicles complying with S6.3(b) shall be not less
than 90 percent of:
(i) The manufacturer's average annual production of vehicles with a
GVWR greater than 6,000 lb (2,722 kg) manufactured on or after September
1, 2002 and before September 1, 2005; or
(ii) The manufacturer's production of vehicles with a GVWR greater
than 6,000 lb (2,722 kg) on or after September 1, 2004 and before
September 1, 2005.
(iii) Vehicles that have a GVWR greater than 6,000 lb (2,722 kg) and
that are manufactured on or after September 1, 2006 must meet the
requirements of S6.3(b) of this standard.
(3) Vehicles produced by more than one manufacturer. For the purpose
of calculating average annual production of vehicles for each
manufacturer and the number of vehicles manufactured by each
manufacturer under S6.3(c)(2)(i) and S6.3(c)(2)(ii) of this standard, a
vehicle produced by more than one manufacturer shall be attributed to a
single manufacturer as follows, subject to S6.3(c)(4).
(i) A vehicle which is imported shall be attributed to the importer.
(ii) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, shall be attributed
to the manufacturer that markets the vehicle.
(4) A vehicle produced by more than one manufacturer shall be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR 568.6, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S6.3(c)(3).
(d) Notwithstanding S6.3(b) of this standard, vehicles with a GVWR
of 6,000 lb (2,722 kg) or less that are manufactured in two or more
stages or altered (within the meaning of 49 CFR 567.7) after having been
previously certified in accordance with part 567 of this chapter may
meet S6.3(a) of this standard until September 1, 2005. Vehicles with a
GVWR of 6,000 lb (2,722 kg) or less that are manufactured in two or more
stages or altered (within the meaning of 49 CFR 567.7) after having been
previously certified in accordance with part 567 of this chapter and
that are manufactured on or after September 1, 2005 must meet the
requirements of S6.3(b)
(e) Notwithstanding S6.3(b) and (c) of this standard, vehicles with
a GVWR greater than 6,000 lb (2,722 kg) that are manufactured in two or
more stages or altered (within the meaning of 49 CFR 567.7) after having
been previously certified in accordance with part 567 of this chapter
may meet S6.3(a) of this standard until September 1, 2006. Vehicles with
a GVWR greater than 6,000 lb (2,722 kg) that are manufactured in two or
more stages or altered (within the meaning of 49 CFR 567.7) after having
been previously certified in accordance with part 567 of this chapter
and that are manufactured on or after September 1, 2006 must meet the
requirements of S6.3(b).
S6.4 Static rollover. When the vehicle is rotated on its
longitudinal axis to each successive increment of 90[deg], following an
impact crash of S6.1, S6.2, or S6.3, fuel spillage shall not exceed the
limits of S5.6.
S6.5 Moving contoured barrier crash. When the moving contoured
barrier assembly traveling longitudinally forward at any speed up to and
including 48 km/h impacts the test vehicle (school bus with a GVWR
exceeding 4,536 kg) at any point and angle, under the applicable
conditions of S7.1 and S7.5, fuel spillage shall not exceed the limits
of S5.5.
S6.6 Anti-siphoning test for alcohol fuel vehicles. Each vehicle
shall have means that prevent any hose made of vinyl plastic or rubber,
with a length of not less than 1200 millimeters (mm)
[[Page 1124]]
and an outside diameter of not less than 5.2 mm, from contacting the
level surface of the liquid fuel in the vehicle's fuel tank or fuel
system, when the hose is inserted into the filler neck attached to the
fuel tank with the fuel tank filled to any level from 90 to 95 percent
of capacity.
S7. Test conditions. The requirements of S5.1 through S5.6 and S6.1
through S6.5 shall be met under the following conditions. Where a range
is specified, the vehicle must be capable of meeting the requirements at
all points within the range.
S7.1 General test conditions. The following conditions apply to all
tests.
S7.1.1 The fuel tank is filled to any level from 90 to 95 percent of
capacity with Stoddard solvent, having the physical and chemical
properties of type 1 solvent, Table I of ASTM D484-71 (incorporated by
reference, see Sec. 571.5).
S7.1.2 The fuel system other than the fuel tank is filled with
Stoddard solvent to its normal operating level.
S7.1.3 In meeting the requirements of S6.1 through S6.3, if the
vehicle has an electrically driven fuel pump that normally runs when the
vehicle's electrical system is activated, it is operating at the time of
the barrier crash.
S7.1.4 The parking brake is disengaged and the transmission is in
neutral, except that in meeting the requirements of S6.5 the parking
brake is set.
S7.1.5 Tires are inflated to manufacturer's specifications.
S7.1.6 The vehicle, including test devices and instrumentation, is
loaded as follows:
(a) Except as specified in S7.1.1, a passenger car is loaded to its
unloaded vehicle weight plus its rated cargo and luggage capacity
weight, secured in the luggage area, plus the necessary test dummies as
specified in S6., restrained only by means that are installed in the
vehicle for protection at its seating position.
(b) Except as specified in S7.1.1, a multipurpose passenger vehicle,
truck, or bus with a GVWR of 4,536 kg or less is loaded to its unloaded
vehicle weight, plus the necessary test dummies as specified in S6, plus
136 kg or its rated cargo and luggage capacity weight, whichever is
less, secured in the load carrying area and distributed as nearly as
possible in proportion to its GAWR. For the purpose of this standard,
unloaded vehicle weight does not include the weight of work-performing
accessories. Each dummy is restrained only by means that are installed
in the vehicle for protection at its seating position.
(c) Except as specified in S7.1.1, a school bus with a GVWR greater
than 4,536 kg is loaded to its unloaded vehicle weight, plus 54 kg of
unsecured mass at each designated seating position.
S7.2 Side moving barrier test conditions. (a) Vehicles manufactured
before September 1, 2004. The side moving barrier crash test conditions
are those specified in S8.2 of Standard No. 208 (49 CFR 571.208).
(b) Vehicles manufactured on or after September 1, 2004. The side
moving deformable barrier crash test conditions are those specified in
S8 of Standard 214 (49 CFR 571.214).
S7.3 Rear moving barrier test conditions. (a) Vehicles manufactured
before September 1, 2006. The rear moving barrier test conditions are
those specified in S8.2 of Standard No. 208 (49 CFR 571.208), except for
the positioning of the barrier and the vehicle. The barrier and test
vehicle are positioned so that at impact--
(1) The vehicle is at rest in its normal attitude;
(2) The barrier is traveling at 48 km/h with its face perpendicular
to the longitudinal centerline of the vehicle; and
(3) A vertical plane through the geometric center of the barrier
impact surface and perpendicular to that surface coincides with the
longitudinal centerline of the vehicle.
(b) Vehicles manufactured on or after September 1, 2006. The rear
moving deformable barrier is the same as that shown in Figure 2 of
Standard No. 214 (49 CFR 571.214) and specified in 49 CFR part 587,
except as otherwise specified in paragraph S7.3 (b). The barrier and
test vehicle are positioned so that at impact--
(1) The vehicle is stationary;
(2) The deformable face of the barrier is mounted on the barrier 50
mm (2
[[Page 1125]]
inches) lower than the height from the ground specified in Figure 2 of
Standard No. 214 (49 CFR 571.214) (All dimensions from the ground in
Figure 2, Front View should be reduced by 50 mm (2 inches.));
(3) The barrier is traveling 80 1.0 km/h; and
(4) The barrier impacts the test vehicle with the longitudinal
centerline of the vehicle parallel to the line of travel and
perpendicular to the barrier face within a tolerance of 5 degrees. The test vehicle and barrier face are aligned
so that the barrier strikes the rear of the vehicle with 70 percent
overlap toward either side of the vehicle. So aligned, the barrier face
fully engages one half of the rear of the vehicle and partially engages
the other half. At impact, the vehicle's longitudinal centerline is
located inboard either of the side edges of the barrier by a distance
equal to 20 percent of the vehicle's width 50 mm
(see Figure 3). The vehicle's width is the maximum dimension measured
across the widest part of the vehicle, including bumpers and molding,
but excluding such components as exterior mirrors, flexible mud flaps,
marker lamps, and dual rear wheel configurations.
S7.4 Static rollover test conditions. The vehicle is rotated about
its longitudinal axis, with the axis kept horizontal, to each successive
increment of 90[deg], 180[deg], and 270[deg] at a uniform rate, with
90[deg] of rotation taking place in any time interval from 1 to 3
minutes. After reaching each 90[deg] increment the vehicle is held in
that position for 5 minutes.
S7.5 Moving contoured barrier test conditions. The following
conditions apply to the moving contoured barrier crash test.
S7.5.1 The moving barrier, which is mounted on a carriage as
specified in Figure 1, is of rigid construction, symmetrical about a
vertical longitudinal plane. The contoured impact surface, which is 629
mm high and 1,981 mm wide, conforms to the dimensions shown in Figure 2,
and is attached to the carriage as shown in that figure. The ground
clearance to the lower edge of the impact surface is 133 mm 13 mm. The wheelbase is 3,048 mm 50 mm.
S7.5.2 The moving contoured barrier, including the impact surface,
supporting structure, and carriage, has a mass of 1,814 kg 23 kg with the mass distributed so that 408 kg 11 kg is at each rear wheel and 499 kg 11 kg is at each front wheel. The center of gravity is
located 1,372 mm 38 mm rearward of the front wheel
axis, in the vertical longitudinal plane of symmetry, 401 mm 13 mm above the ground.
S7.5.3 The moving contoured barrier has a solid nonsteerable front
axle and fixed rear axle attached directly to the frame rails with no
spring or other type of suspension system on any wheel. (The moving
barrier assembly is equipped with a braking device capable of stopping
its motion.)
S7.5.4 The concrete surface upon which the vehicle is tested is
level, rigid, and of uniform construction, with a skid number of 75 when
measured in accordance with ASTM E274-65T (incorporated by reference,
see Sec. 571.5) at 64 km/h, omitting water delivery as specified in
paragraph 7.1 of that method.
S7.5.5 The barrier assembly is released from the guidance mechanism
immediately prior to impact with the vehicle.
S7.6 The moving barrier assemblies specified in S7.2, S7.3 and S7.5
are equipped with P205/75R15 pneumatic tires inflated to 200 kPa 21 kPa.
S8 Phase-In schedule.
S8.1 Rear impact test upgrade. (a) Vehicles manufactured on or after
September 1, 2006 and before September 1, 2007. For vehicles
manufactured on or after September 1, 2006, and before September 1,
2007, the number of vehicles complying with S6.2(b) of this standard
must not be less than 40 percent of:
(1) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2004, and before September 1,
2007; or
(2) The manufacturer's production on or after September 1, 2006, and
before September 1, 2007.
(b) Vehicles manufactured on or after September 1, 2007 and before
September 1, 2008. For vehicles manufactured on or after September 1,
2007 and before September 1, 2008, the number of vehicles complying with
S6.2(b) of this standard must not be less than 70 percent of:
[[Page 1126]]
(1) The manufacturer's average annual production of vehicles
manufactured on or after September 1, 2005, and before September 1,
2008; or
(2) The manufacturer's production on or after September 1, 2007, and
before September 1, 2008.
(c) Vehicles manufactured on or after September 1, 2008. For
vehicles manufactured on or after September 1, 2008, the number of
vehicles complying with S6.2(b) of this standard must be 100 percent of
the manufacturer's production during that period.
S8.2 Vehicles manufactured in two or more stages. A final stage
manufacturer or alterer may, at its option, comply with the requirements
set forth in S8.2.1 and S8.2.2.
S8.2.1 Vehicles manufactured on or after September 1, 2006 and
before September 1, 2009 are not required to comply with the
requirements specified in S6.2(b) of this standard.
S8.2.2 Vehicles manufactured on or after September 1, 2009 must
comply with the requirements specified in S6.2(b) of this standard.
S8.3 Vehicles produced by more than one manufacturer.
S8.3.1 For the purpose of calculating average annual production of
vehicles for each manufacturer and the number of vehicles manufactured
by each manufacturer under S8.1, a vehicle produced by more than one
manufacturer must be attributed to a single manufacturer as follows,
subject to S8.3.2:
(a) A vehicle that is imported must be attributed to the importer.
(b) A vehicle manufactured in the United States by more than one
manufacturer, one of which also markets the vehicle, must be attributed
to the manufacturer that markets the vehicle.
S8.3.2 A vehicle produced by more than one manufacturer must be
attributed to any one of the vehicle's manufacturers specified by an
express written contract, reported to the National Highway Traffic
Safety Administration under 49 CFR part 586, between the manufacturer so
specified and the manufacturer to which the vehicle would otherwise be
attributed under S8.3.1.
[[Page 1127]]
[GRAPHIC] [TIFF OMITTED] TC01AU91.148
[[Page 1128]]
[GRAPHIC] [TIFF OMITTED] TR29JY03.002
[[Page 1129]]
[GRAPHIC] [TIFF OMITTED] TR01DE03.015
[40 FR 48353, Oct. 15, 1975]
Editorial Note: For Federal Register citations affecting Sec.
571.301, see the List of CFR Sections Affected, which appears in the
Finding Aids section of the printed volume and at www.govinfo.gov.
[[Page 1130]]
Sec. 571.302 Standard No. 302; Flammability of interior materials.
S1. Scope. This standard specifies burn resistance requirements for
materials used in the occupant compartments of motor vehicles.
S2. Purpose. The purpose of this standard is to reduce the deaths
and injuries to motor vehicle occupants caused by vehicle fires,
especially those originating in the interior of the vehicle from sources
such as matches or cigarettes.
S3. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses.
S3A. Definitions. Occupant compartment air space means the space
within the occupant compartment that normally contains refreshable air.
S4. Requirements.
S4.1 The portions described in S4.2 of the following components of
vehicle occupant compartments shall meet the requirements of S4.3: Seat
cushions, seat backs, seat belts, headlining, convertible tops, arm
rests, all trim panels including door, front, rear, and side panels,
compartment shelves, head restraints, floor coverings, sun visors,
curtains, shades, wheel housing covers, engine compartment covers,
mattress covers, and any other interior materials, including padding and
crash-deployed elements, that are designed to absorb energy on contact
by occupants in the event of a crash.
S4.1.1 [Reserved]
S4.2 Any portion of a single or composite material which is within
13 mm of the occupant compartment air space shall meet the requirements
of S4.3.
S4.2.1 Any material that does not adhere to other material(s) at
every point of contact shall meet the requirements of S4.3 when tested
separately.
S4.2.2 Any material that adheres to other materials at every point
of contact shall meet the requirements of S4.3 when tested as a
composite with the other material(s).
[GRAPHIC] [TIFF OMITTED] TR27MY98.011
Material A has a non-adhering interface with material B and is
tested separately. Part of material B is within 13 mm of the occupant
compartment air space, and materials B and C adhere at every point of
contact; therefore, B and C are tested as a composite. The cut is in
material C as shown, to make a specimen 13 mm thick.
S4.3(a) When tested in accordance with S5, material described in
S4.1 and S4.2 shall not burn, nor transmit a flame front across its
surface, at a rate of more than 102 mm per minute. The requirement
concerning transmission
[[Page 1131]]
of a flame front shall not apply to a surface created by cutting a test
specimen for purposes of testing pursuant to S5.
(b) If a material stops burning before it has burned for 60 seconds
from the start of timing, and has not burned more than 51 mm from the
point where the timing was started, it shall be considered to meet the
burn-rate requirement of S4.3(a).
S5.1 Conditions.
S5.1.1 The test is conducted in a metal cabinet for protecting the
test specimens from drafts. The interior of the cabinet is 381 mm long,
203 mm deep, and 356 mm high. It has a glass observation window in the
front, a closable opening to permit insertion of the specimen holder,
and a hole to accommodate tubing for a gas burner. For ventilation, it
has a 13 mm clearance space around the top of the cabinet, ten holes in
the base of the cabinet, each hole 19 mm in diameter and legs to elevate
the bottom of the cabinet by 10 mm, all located as shown in Figure 1.
[GRAPHIC] [TIFF OMITTED] TR24SE98.036
S5.1.2 Prior to testing, each specimen is conditioned for 24 hours
at a temperature of 21 [deg]C, and a relative humidity of 50 percent,
and the test is conducted under those ambient conditions.
S5.1.3 The test specimen is inserted between two matching U-shaped
frames of metal stock 25 mm wide and 10 mm high. The interior dimensions
of the U-shaped frames are 51 mm wide by 330 mm long. A specimen that
softens and bends at the flaming end so as to cause
[[Page 1132]]
erratic burning is kept horizontal by supports consisting of thin, heat-
resistant wires, spanning the width of the U-shaped frame under the
specimen at 25 mm intervals. A device that may be used for supporting
this type of material is an additional U-shaped frame, wider than the U-
shaped frame containing the specimen, spanned by 10-mil wires of heat-
resistant composition at 25 mm intervals, inserted over the bottom U-
shaped frame.
S5.1.4 A bunsen burner with a tube of 10 mm inside diameter is used.
The gas adjusting valve is set to provide a flame, with the tube
vertical, of 38 mm in height. The air inlet to the burner is closed.
S5.1.5 The gas supplied to the burner has a flame temperature
equivalent to that of natural gas.
S5.2 Preparation of specimens.
S5.2.1 Each specimen of material to be tested shall be a rectangle
102 mm wide by 356 mm long, wherever possible. The thickness of the
specimen is that of the single or composite material used in the
vehicle, except that if the material's thickness exceeds 13 mm, the
specimen is cut down to that thickness measured from the surface of the
specimen closest to the occupant compartment air space. Where it is not
possible to obtain a flat specimen because of surface curvature, the
specimen is cut to not more than 13 mm in thickness at any point. The
maximum available length or width of a specimen is used where either
dimension is less than 356 mm or 102 mm, respectively, unless surrogate
testing is required under S4.1.1.
S5.2.2 The specimen is produced by cutting the material in the
direction that provides the most adverse test results. The specimen is
oriented so that the surface closest to the occupant compartment air
space faces downward on the test frame.
S5.2.3 Material with a napped or tufted surface is placed on a flat
surface and combed twice against the nap with a comb having seven to
eight smooth, rounded teeth per 25 mm.
S5.3 Procedure.
(a) Mount the specimen so that both sides and one end are held by
the U-shaped frame, and one end is even with the open end of the frame.
Where the maximum available width of a specimen is not more than 51 mm,
so that the sides of the specimen cannot be held in the U-shaped frame,
place the specimen in position on wire supports as described in S5.1.3,
with one end held by the closed end of the U-shaped frame.
(b) Place the mounted specimen in a horizontal position, in the
center of the cabinet.
(c) With the flame adjusted according to S5.1.4, position the bunsen
burner and specimen so that the center of the burner tip is 19 mm below
the center of the bottom edge of the open end of the specimen.
(d) Expose the specimen to the flame for 15 seconds.
(e) Begin timing (without reference to the period of application of
the burner flame) when the flame from the burning specimen reaches a
point 38 mm from the open end of the specimen.
(f) Measure the time that it takes the flame to progress to a point
38 mm from the clamped end of the specimen. If the flame does not reach
the specified end point, time its progress to the point where flaming
stops.
(g) Calculate the burn rate from the formula:
B = 60 x (D/T)
Where:
B = Burn rate in millimeters per minute
D = Length the flame travels in millimeters, and
T = Time in seconds for the flame to travel D millimeters.
[36 FR 22902, Dec. 2, 1971, as amended at 40 FR 14319, Mar. 31, 1975; 40
FR 42747, Sept. 16, 1975; 40 FR 56667, Dec. 4, 1975; 63 FR 28954, 28956,
May 27, 1998; 63 FR 51003, Sept. 24, 1998]
Sec. 571.303 Standard No. 303; Fuel system integrity of compressed
natural gas vehicles.
S1. Scope. This standard specifies requirements for the integrity of
motor vehicle fuel systems using compressed natural gas (CNG), including
the CNG fuel systems of bi-fuel, dedicated, and dual fuel CNG vehicles.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries occurring from fires that result from fuel leakage during and
after motor vehicle crashes.
[[Page 1133]]
S3. Application. This standard applies to passenger cars,
multipurpose passenger vehicles, trucks and buses that have a gross
vehicle weight rating (GVWR) of 10,000 pounds or less and use CNG as a
motor fuel. This standard also applies to school buses regardless of
weight that use CNG as a motor fuel.
S4. Definitions.
Bi-fuel CNG vehicle means a vehicle equipped with two independent
fuel systems, one of which is designed to supply CNG and the second to
supply a fuel other than CNG.
CNG fuel container means a container designed to store CNG as motor
fuel onboard a motor vehicle.
CNG fuel system means all components used to store or supply CNG to
a vehicle's engine.
Dedicated CNG vehicle means a vehicle equipped with one fuel system
and designed to operate on CNG.
Dual-fuel CNG vehicle means a vehicle which is fueled by two fuels
simultaneously, one of which is CNG and the second is a fuel other than
CNG.
High pressure portion of a fuel system means all the components from
and including each CNG fuel container up to, but not including, the
first pressure regulator.
Service pressure means the internal pressure of a CNG fuel container
when filled to design capacity with CNG at 20 [deg]Celsius (68
[deg]Fahrenheit).
S5. General requirements.
S5.1 Vehicle requirements.
S5.1.1 Vehicles with GVWR of 10,000 pounds or less. Each passenger
car, multipurpose passenger vehicle, truck, and bus with a GVWR of
10,000 pounds or less that uses CNG as a motor fuel and that is
manufactured on or after September 1, 1995 shall meet the requirements
of S6, except S6.4.
S5.1.2 Schoolbuses with a GVWR greater than 10,000 pounds. Each
schoolbus with a GVWR greater than 10,000 pounds that uses CNG as a
motor fuel and that is manufactured on or after September 1, 1995 shall
meet the requirements of S6.4.
S5.2 Fuel system pressure drop: barrier crash.
(a) For all vehicles, the pressure drop in the high pressure portion
of the fuel system, expressed in kiloPascals (kPa), in any fixed or
moving barrier crash from vehicle impact through the 60 minute period
following cessation of motion shall not exceed:
(1) 1062 kPa (154 psi), or
(2) 895 (T/VFS); whichever is higher
where T is the average temperature of the test gas in degrees Kelvin,
stabilized to ambient temperature before testing, where average
temperature (T) is calculated by measuring ambient temperature at the
start of the test time and then every 15 minutes until the test time of
60 minutes is completed; the sum of the ambient temperatures is then
divided by five to yield the average temperature (T); and where
VFS is the internal volume in liters of the fuel container
and the fuel lines up to the first pressure regulator.
(b) For bi-fuel or dual fuel CNG vehicles, the test requirement in
S5.2(a) shall apply to the CNG fuel system, and the test requirement of
Standard No. 301 shall apply to the other fuel system, if that standard
is applicable.
S5.3 Each CNG vehicle shall be permanently labeled, near the vehicle
refueling connection, with the information specified in S5.3.1 and
S5.3.2 of this section. The information shall be visible to a person
standing next to the vehicle during refueling, in English, and in
letters and numbers that are not less than 4.76 mm (3/16 inch) high.
S5.3.1 The statement: ``Service pressure
______________________________ kPa (____________ psig).''
S5.3.2 The statement ``See instructions on fuel container for
inspection and service life.''
S5.4 When a motor vehicle is delivered to the first purchaser for
purposes other than resale, the manufacturer shall provide the purchaser
with a written statement of the information in S5.3.1 and S5.3.2 in the
owner's manual, or, if there is no owner's manual, on a one-page
document. The information shall be in English and in not less than 10
point type.
S6. Test requirements: fuel system integrity. Each vehicle with a
GVWR of 10,000 pounds or less shall meet the requirements of any
applicable barrier crash test. A particular vehicle need not meet
further requirements after having been subjected to a single barrier
crash test.
[[Page 1134]]
S6.1 Frontal barrier crash. When the vehicle traveling
longitudinally forward at any speed up to and including 30 mph impacts a
fixed collision barrier that is perpendicular to the line of travel of
the vehicle, or at any angle up to 30 degrees in either direction from
the perpendicular to the line of travel of the vehicle, with 50th
percentile test dummies as specified in part 572 of this chapter at each
front outboard designated seating position and at any other position
whose protection system is required to be tested by a dummy under the
provisions of Standard No. 208, under the applicable conditions of S7,
the fuel pressure drop shall not exceed the limits of S5.2.
S6.2 Rear moving barrier crash. When the vehicle is impacted from
the rear by a barrier moving at any speed up to and including 30 mph,
with test dummies as specified in part 572 of this chapter at each front
outboard designated seating position, under the applicable conditions of
S7, the fuel pressure drop shall not exceed the limits of S5.2.
S6.3 Lateral moving barrier crash. When the vehicle is impacted
laterally on either side by a barrier moving at any speed up to and
including 20 mph with 50th percentile test dummies as specified in part
572 of this chapter at positions required for testing to Standard No.
208, under the applicable conditions of S7, the fuel pressure drop shall
not exceed the limits of S5.2.
S6.4 Moving contoured barrier crash. When the moving contoured
barrier assembly traveling longitudinally forward at any speed up to and
including 30 mph impacts the test vehicle (schoolbus with a GVWR
exceeding 10,000 pounds) at any point and angle, under the applicable
conditions of S7, the fuel pressure drop shall not exceed the limits of
S5.2.
S7. Test conditions. The requirements of S5 and S6 shall be met
under the following conditions. Where a range of conditions is
specified, the vehicle must be capable of meeting the requirements at
all points within the range.
S7.1 General test conditions. The following conditions apply to all
tests.
S7.1.1 Each fuel storage container is filled to 100 percent of
service pressure with nitrogen, N2. The gas pressure shall
stabilize to ambient temperature before testing may be conducted.
S7.1.2 After each fuel storage container is filled as specified in
S7.1.1, the fuel system other than each fuel storage container is filled
with nitrogen, N2, to normal operating pressures. All manual
shutoff valves are to be in the open position.
S7.1.3 In meeting the requirements of S6.1 through S6.4, if the
vehicle has an electrically driven fuel pump that normally runs when the
vehicle's electrical system is activated, it is operating at the time of
the barrier crash. If the vehicle has any high pressure electric shutoff
valve that is normally open when the electrical system is activated, it
is open at the time of the barrier crash. Furthermore, if any electric
shutoff valve prevents sensing of system pressure by the pressure
transducer when closed, it must be open for both the initial pressure
measurement and the pressure measurement 60 minutes after the vehicle
ceases motion from impact. Any valve shall be open for a period of one
minute to equalize the system pressure.
S7.1.4 The parking brake is disengaged and the transmission is in
neutral, except that in meeting the requirements of S6.4, the parking
brake is set.
S7.1.5 Tires are inflated to manufacturer's specifications.
S7.1.6 The vehicle, including test devices and instrumentation, is
loaded as follows:
(a) A passenger car, with its fuel system filled as specified in
S7.1.1 and S7.1.2, is loaded to its unloaded vehicle weight plus its
rated cargo and luggage capacity weight, secured in the luggage area,
plus the necessary test dummies as specified in S6, restrained only by
means that are installed in the vehicle for protection at its seating
position.
(b) A multipurpose passenger vehicle, truck, or bus with a GVWR of
10,000 pounds or less, whose fuel system is filled as specified in
S7.1.1 and S7.1.2, is loaded to its unloaded vehicle weight, plus the
necessary test dummies as specified in S6, plus 136.1 kilograms (kg.)
(300 pounds (lb.)), or its rated cargo and luggage capacity weight,
[[Page 1135]]
whichever is less, secured to the vehicle and distributed so that the
weight on each axle as measured at the tire-ground interface is in
proportion to its GAWR. Each dummy shall be restrained only by means
that are installed in the vehicle for protection at its seating
position.
(c) A schoolbus with a GVWR greater than 10,000 pounds, whose fuel
system is filled as specified in S7.1.1 and S7.1.2, is loaded to its
unloaded vehicle weight, plus 54.4 kg. (120 lb.) of unsecured weight at
each designated seating position.
S7.1.7 The ambient temperature is not to vary more than 5.6 [deg]C
(10 [deg]F) during the course of the test.
S7.1.8 The pressure drop measurement specified in S5.2 is to be made
using a location on the high pressure side of the fuel system in
accordance with the vehicle manufacturer's recommendation.
S7.2 Lateral moving barrier crash test conditions. The lateral
moving barrier crash test conditions are those specified in S8.2 of
Standard No. 208, 49 CFR 571.208.
S7.3 Rear moving barrier test conditions. The rear moving barrier
test conditions are those specified in S8.2 of Standard No. 208, 49 CFR
571.208, except for the positioning of the barrier and the vehicle. The
barrier and test vehicle are positioned so that at impact--
(a) The vehicle is at rest in its normal attitude;
(b) The barrier is traveling at any speed up to and including 30 mph
with its face perpendicular to the longitudinal centerline of the
vehicle; and
(c) A vertical plane through the geometric center of the barrier
impact surface and perpendicular to that surface coincides with the
longitudinal centerline of the vehicle.
S7.4 Moving contoured barrier test conditions. The moving contoured
barrier crash test conditions are those specified in S7.5 of Standard
No. 301, 49 CFR 571.301.
[59 FR 19659, Apr. 25, 1994, as amended at 60 FR 2543, Jan. 10, 1995; 60
FR 57948, Nov. 24, 1995]
Sec. 571.304 Standard No. 304; Compressed natural gas
fuel container integrity.
S1. Scope. This standard specifies requirements for the integrity of
compressed natural gas (CNG), motor vehicle fuel containers.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries occurring from fires that result from fuel leakage during and
after motor vehicle crashes.
S3. Application. This standard applies to each passenger car,
multipurpose passenger vehicle, truck, and bus that uses CNG as a motor
fuel and to each container designed to store CNG as motor fuel on-board
any motor vehicle.
S4. Definitions.
Brazing means a group of welding processes wherein coalescence is
produced by heating to a suitable temperature above 800 [deg]F and by
using a nonferrous filler metal, having a melting point below that to
the base metals. The filler metal is distributed between the closely
fitted surfaces of the joint by capillary attraction.
Burst pressure means the highest internal pressure reached in a CNG
fuel container during a burst test at a temperature of 21 [deg]C (70
[deg]F).
CNG fuel container means a container designed to store CNG as motor
fuel on-board a motor vehicle.
Fill pressure means the internal pressure of a CNG fuel container
attained at the time of filling. Fill pressure varies according to the
gas temperature in the container which is dependent on the charging
parameters and the ambient conditions.
Full wrapped means applying the reinforcement of a filament or resin
system over the entire liner, including the domes.
Hoop wrapped means winding of filament in a substantially
circumferential pattern over the cylindrical portion of the liner so
that the filament does not transmit any significant stresses in a
direction parallel to the cylinder longitudinal axis.
Hydrostatic pressure means the internal pressure to which a CNG fuel
container is taken during testing set forth in S5.4.1.
[[Page 1136]]
Liner means the inner gas tight container or gas cylinder to which
the overwrap is applied.
Service pressure means the internal settled pressure of a CNG fuel
container at a uniform gas temperature of 21 [deg]C (70 [deg]F) and full
gas content. It is the pressure for which the container has been
constructed under normal conditions.
S5 Container and material requirements.
S5.1 Container designations. Container designations are as follows:
S5.1.1 Type 1--Non-composite metallic container means a metal
container.
S5.1.2 Type 2--Composite metallic hoop wrapped container means a
metal liner reinforced with resin impregnated continuous filament that
is ``hoop wrapped.''
S5.1.3 Type 3--Composite metallic full wrapped container means a
metal liner reinforced with resin impregnated continuous filament that
is ``full wrapped.''
S5.1.4 Type 4--Composite non-metallic full wrapped container means
resin impregnated continuous filament with a non-metallic liner ``full
wrapped.''
S6 General requirements.
S6.1 Each passenger car, multipurpose passenger vehicle, truck, and
bus that uses CNG as a motor fuel shall be equipped with a CNG fuel
container that meets the requirements of S7 through S7.4.
S6.2 Each CNG fuel container manufactured on or after March 27, 1995
shall meet the requirements of S7 through S7.4.
S7 Test requirements. Each CNG fuel container shall meet the
applicable requirements of S7 through S7.4.
S7.1 Pressure cycling test at ambient temperature. Each CNG fuel
container shall not leak when tested in accordance with S8.1.
S7.2 Hydrostatic burst test.
S7.2.1 Each Type 1 CNG fuel container shall not leak when subjected
to burst pressure and tested in accordance with S8.2. Burst pressure
shall not be less than 2.25 times the service pressure for non-welded
containers and shall not be less than 3.5 times the service pressure for
welded containers.
S7.2.2 Each Type 2, Type 3, or Type 4 CNG fuel container shall not
leak when subjected to burst pressure and tested in accordance with
S8.2. Burst pressure shall be not less than 2.25 times the service
pressure.
S7.3 Bonfire test. Each CNG fuel container shall be equipped with a
pressure relief device. Each CNG fuel container shall completely vent
its contents through a pressure relief device or shall not burst while
retaining its entire contents when tested in accordance with S8.3.
S7.4 Labeling. Each CNG fuel container shall be permanently labeled
with the information specified in paragraphs (a) through (h) of this
section. Any label affixed to the container in compliance with this
section shall remain in place and be legible for the manufacturer's
recommended service life of the container. The information shall be in
English and in letters and numbers that are at least 6.35 mm (\1/4\
inch) high.
(a) The statement: ``If there is a question about the proper use,
installation, or maintenance of this container,
contact____________________,'' inserting the CNG fuel container
manufacturer's name, address, and telephone number.
(b) The statement: ``Manufactured in ____________,'' inserting the
month and year of manufacture of the CNG fuel container.
(c) The statement: ``Service pressure ____________ kPa,
(____________ psig).''
(d) The symbol DOT, constituting a certification by the CNG
container manufacturer that the container complies with all requirements
of this standard.
(e) The container designation (e.g., Type 1, 2, 3, 4).
(f) The statement: ``CNG Only.''
(g) The statement: ``This container should be visually inspected for
damage and deterioration after a motor vehicle accident or fire, and
either (a) at least every 12 months when installed on a vehicle with a
GVWR greater than 4,536 kg, or (b) at least every 36 months or 36,000
miles, whichever comes first, when installed on a vehicle with a GVWR
less than or equal to 4,536 kg.''
(h) The statement: ``Do Not Use After ____________'' inserting the
month and year that mark the end of the manufacturer's recommended
service life for the container.
[[Page 1137]]
S8 Test conditions: fuel container integrity.
S8.1 Pressure cycling test. The requirements of S7.1 shall be met
under the conditions of S8.1.1 through S8.1.4.
S8.1.1 Hydrostatically pressurize the CNG container to the service
pressure, then to not more than 10 percent of the service pressure, for
13,000 cycles.
S8.1.2 After being pressurized as specified in S8.1.1,
hydrostatically pressurize the CNG container to 125 percent of the
service pressure, then to not more than 10 percent of the service
pressure, for 5,000 cycles.
S8.1.3 The cycling rate for S8.1.1 and S8.1.2 shall be any value up
to and including 10 cycles per minute.
S8.1.4 The cycling is conducted at ambient temperature.
S8.2 Hydrostatic burst test. The requirements of S7.2 shall be met
under the conditions of S8.2.1 through S8.2.2.
S8.2.1 Hydrostatically pressurize the CNG fuel container, as
follows: The pressure is increased up to the minimum prescribed burst
pressure determined in S7.2.1 or S7.2.2, and held constant at the
minimum burst pressure for 10 seconds.
S8.2.2 The pressurization rate throughout the test shall be any
value up to and including 1,379 kPa (200 psi) per second.
S8.3 Bonfire test. The requirements of S7.3 shall be met under the
conditions of S8.3.1 through S8.3.7.
S8.3.1 Fill the CNG fuel container with compressed natural gas and
test it at:
(a) 100 percent of service pressure; and
(b) 25 percent of service pressure.
S8.3.2 Container positioning.
(a) Position the CNG fuel container in accordance with paragraphs
(b) and (c) of S8.3.2.
(b) Position the CNG fuel container so that its longitudinal axis is
horizontal and its bottom is 100 mm (4 inches) above the fire source.
(c)(1) Position a CNG fuel container that is 1.65 meters (65 inches)
in length or less and is fitted with one pressure relief device so that
the center of the container is over the center of the fire source.
(2) Position a CNG fuel container that is greater than 1.65 meters
(65 inches) in length and is fitted with one pressure relief device at
one end of the container so that the center of the fire source is 0.825
meters (32.5 inches) from the other end of the container, measured
horizontally along a line parallel to the longitudinal axis of the
container.
(3) Position a CNG fuel container that is fitted with pressure
relief devices at more than one location along its length so that the
portion of container over the center of the fire source is the portion
midway between the two pressure relief devices that are separated by the
greatest distance, measured horizontally along a line parallel to the
longitudinal axis of the container.
(4) Test a CNG fuel container that is greater than 1.65 meters (65
inches) in length, is protected by thermal insulation, and does not have
pressure relief devices, twice at 100 percent of service pressure. In
one test, position the center of the container over the center of the
fire source. In another test, position one end of the container so that
the fire source is centered 0.825 meters (32.5 inches) from one end of
the container, measured horizontally along a line parallel to the
longitudinal axis of the container.
S8.3.3 Number and placement of thermocouples. To monitor flame
temperature, place three thermocouples so that they are suspended 25 mm
(one inch) below the bottom of the CNG fuel container. Position
thermocouples so that they are equally spaced over the length of the
fire source or length of the container, whichever is shorter.
S8.3.4 Shielding.
(a) Use shielding to prevent the flame from directly contacting the
CNG fuel container valves, fittings, or pressure relief devices.
(b) To provide the shielding, use steel with 0.6 mm (.025 in)
minimum nominal thickness.
(c) Position the shielding so that it does not directly contact the
CNG fuel container valves, fittings, or pressure relief devices.
S8.3.5 Fire source. Use a uniform fire source that is 1.65 meters
long (65 inches). Beginning five minutes after the fire is ignited,
maintain an average flame temperature of not less than 430
[[Page 1138]]
degrees Celsius (800 degrees Fahrenheit) as determined by the average of
the two thermocouples recording the highest temperatures over a 60
second interval:
[GRAPHIC] [TIFF OMITTED] TR30OC00.009
If the pressure relief device releases before the end of the fifth
minute after ignition, then the minimum temperature requirement does not
apply.
S8.3.6 Recording data. Record time, temperature, and pressure
readings at 30 second intervals, beginning when the fire is ignited and
continuing until the pressure release device releases.
S8.3.7 Duration of exposure to fire source. The CNG fuel container
is exposed to the fire source for 20 minutes after ignition or until the
pressure release device releases, whichever period is shorter.
S8.3.8 Number of tests per container. A single CNG fuel container is
not subjected to more than one bonfire test.
S8.3.9 Wind velocity. The average ambient wind velocity at the CNG
fuel container during the period specified in S8.3.6 of this standard is
not to exceed 2.24 meters/second (5 mph).
S8.3.10 The average wind velocity at the container is any velocity
up to and including 2.24 meters/second (5 mph).
[59 FR 49021, Sept. 26, 1994; 59 FR 66776, Dec. 28, 1994; 60 FR 37843,
July 24, 1995; 60 FR 57948, Nov. 24, 1995; 61 FR 19204, May 1, 1996; 61
FR 47089, Sept. 6, 1996; 63 FR 66765, Dec. 3, 1998; 65 FR 51772, Aug.
25, 2000; 65 FR 64626, Oct. 30, 2000; 87 FR 7964, Feb. 11, 2022]
Sec. 571.305 Standard No. 305; Electric-powered vehicles:
electrolyte spillage and electrical shock protection.
S1. Scope. This standard specifies requirements for limitation of
electrolyte spillage and retention of electric energy storage/conversion
devices during and after a crash, and protection from harmful electric
shock during and after a crash and during normal vehicle operation.
S2. Purpose. The purpose of this standard is to reduce deaths and
injuries during and after a crash that occur because of electrolyte
spillage from electric energy storage devices, intrusion of electric
energy storage/conversion devices into the occupant compartment, and
electrical shock, and to reduce deaths and injuries during normal
vehicle operation that occur because of electric shock or driver error.
S3. Application. This standard applies to passenger cars, and to
multipurpose passenger vehicles, trucks and buses with a GVWR of 4,536
kg or less, that use electrical propulsion components with working
voltages more than 60 volts direct current (VDC) or 30 volts alternating
current (VAC), and whose speed attainable over a distance of 1.6 km on a
paved level surface is more than 40 km/h.
S4. Definitions.
Automatic disconnect means a device that when triggered,
conductively separates a high voltage source from the electric power
train or the rest of the electric power train.
Charge connector is a conductive device that, by insertion into a
vehicle charge inlet, establishes an electrical connection of the
vehicle to the external electric power supply for the purpose of
transferring energy and exchanging information.
Connector means a device providing mechanical connection and
disconnection of high voltage electrical conductors to a suitable mating
component, including its housing.
Direct contact is the contact of persons with high voltage live
parts.
Electric energy storage device means a high voltage source that
stores energy for vehicle propulsion. This includes, but is not limited
to, a high voltage battery or battery pack, rechargeable energy storage
device, and capacitor module.
Electric energy storage/conversion device means a high voltage
source that stores or converts energy for vehicle
[[Page 1139]]
propulsion. This includes, but is not limited to, a high voltage battery
or battery pack, fuel cell stack, rechargeable energy storage device,
and capacitor module.
Electric energy storage/conversion system means an assembly of
electrical components that stores or converts electrical energy for
vehicle propulsion. This includes, but is not limited to, high voltage
batteries or battery packs, fuel cell stacks, rechargeable energy
storage systems, capacitor modules, inverters, interconnects, and
venting systems.
Electric power train means an assembly of electrically connected
components which includes, but is not limited to, electric energy
storage/conversion systems and propulsion systems.
Electrical chassis means conductive parts of the vehicle whose
electrical potential is taken as reference and which are: (1)
conductively linked together, and (2) not high voltage sources during
normal vehicle operation.
Electrical isolation of a high voltage source in the vehicle means
the electrical resistance between the high voltage source and any of the
vehicle's electrical chassis divided by the working voltage of the high
voltage source.
Electrical protection barrier is the part providing protection
against direct contact with high voltage live parts from any direction
of access.
Exposed conductive part is the conductive part that can be touched
under the provisions of the IPXXB protection degree and that is not
normally energized, but that can become electrically energized under
isolation fault conditions. This includes parts under a cover, if the
cover can be removed without using tools.
External electric power supply is a power supply external to the
vehicle that provides electric power to charge the electric energy
storage device in the vehicle through the charge connector.
Fuel cell system is a system containing the fuel cell stack(s), air
processing system, fuel flow control system, exhaust system, thermal
management system, and water management system.
High voltage live part means a live part of a high voltage source.
High voltage source means any electric component which is contained
in the electric power train or conductively connected to the electric
power train and has a working voltage greater than 30 VAC or 60 VDC.
Indirect contact is the contact of persons with exposed conductive
parts.
Live part is a conductive part of the vehicle that is electrically
energized under normal vehicle operation.
Luggage compartment is the space in the vehicle for luggage
accommodation, separated from the passenger compartment by the front or
rear bulkhead and bounded by a roof, hood or trunk lid, floor, and side
walls, as well as by electrical protection barriers provided for
protecting the occupants from direct contact with high voltage live
parts.
Passenger compartment is the space for occupant accommodation that
is bounded by the roof, floor, side walls, doors, outside glazing, front
bulkhead and rear bulkhead or rear gate, as well as electrical
protection barriers provided for protecting the occupants from direct
contact with high voltage live parts.
Possible active driving mode is the vehicle mode when application of
pressure to the accelerator pedal (or activation of an equivalent
control) or release of the brake system causes the electric power train
to move the vehicle.
Propulsion system means an assembly of electric or electro-
mechanical components or circuits that propel the vehicle using the
energy that is supplied by a high voltage source. This includes, but is
not limited to, electric motors, inverters/converters, and electronic
controllers.
Protection degree IPXXB is protection from contact with high voltage
live parts. It is tested by probing electrical protection barriers with
the jointed test finger probe, IPXXB, in Figure 7b.
Protection degree IPXXD is protection from contact with high voltage
live parts. It is tested by probing electrical protection barriers with
the test wire probe, IPXXD, in Figure 7a.
Service disconnect is the device for deactivation of an electrical
circuit when conducting checks and services of the vehicle electrical
propulsion system.
[[Page 1140]]
VAC means volts of alternating current (AC) expressed using the root
mean square value.
VDC means volts of direct current (DC).
Vehicle charge inlet is the device on the electric vehicle into
which the charge connector is inserted for the purpose of transferring
energy and exchanging information from an external electric power
supply.
Working Voltage means the highest root mean square voltage of the
voltage source, which may occur across its terminals or between its
terminals and any conductive parts in open circuit conditions or under
normal operating conditions.
S5. General requirements. Each vehicle to which this standard
applies, must meet the requirements in S5.1, S5.2, and S5.3 when tested
according to S6 under the conditions of S7.
S5.1 Electrolyte spillage from propulsion batteries. Not more than
5.0 liters of electrolyte from propulsion batteries shall spill outside
the passenger compartment, and no visible trace of electrolyte shall
spill into the passenger compartment. Spillage is measured from the time
the vehicle ceases motion after a barrier impact test until 30 minutes
thereafter, and throughout any static rollover after a barrier impact
test.
S5.2 Electric energy storage/conversion device retention. During and
after each test specified in S6 of this standard:
(a) Electric energy storage/conversion devices shall remain attached
to the vehicle by at least one component anchorage, bracket, or any
structure that transfers loads from the device to the vehicle structure,
and
(b) Electric energy storage/conversion devices located outside the
occupant compartment shall not enter the occupant compartment.
S5.3 Electrical safety. After each test specified in S6 of this
standard, each high voltage source in a vehicle must meet one of the
following requirements: electrical isolation requirements of
subparagraph (a), the voltage level requirements of subparagraph (b), or
the physical barrier protection requirements of subparagraph (c).
(a) The electrical isolation of the high voltage source, determined
in accordance with the procedure specified in S7.6, must be greater than
or equal to one of the following:
(1) 500 ohms/volt for an AC high voltage source; or
(2) 100 ohms/volt for an AC high voltage source if it is
conductively connected to a DC high voltage source, but only if the AC
high voltage source meets the physical barrier protection requirements
specified in S5.3(c)(1) and S5.3(c)(2); or
(3) 100 ohms/volt for a DC high voltage source.
(b) The voltages V1, V2, and Vb of the high voltage source, measured
according to the procedure specified in S7.7, must be less than or equal
to 30 VAC for AC components or 60 VDC for DC components.
(c) Protection against electric shock by direct and indirect contact
(physical barrier protection) shall be demonstrated by meeting the
following three conditions:
(1) The high voltage source (AC or DC) meets the protection degree
IPXXB when tested according to the procedure specified in S9.1 using the
IPXXB test probe shown in Figures 7a and 7b;
(2) The resistance between exposed conductive parts of the
electrical protection barrier of the high voltage source and the
electrical chassis is less than 0.1 ohms when tested according to the
procedures specified in S9.2. In addition, the resistance between an
exposed conductive part of the electrical protection barrier of the high
voltage source and any other simultaneously reachable exposed conductive
parts of electrical protection barriers within 2.5 meters of it must be
less than 0.2 ohms when tested using the test procedures specified in
S9.2; and
(3) The voltage between exposed conductive parts of the electrical
protection barrier of the high voltage source and the electrical chassis
is less than or equal to 30 VAC or 60 VDC as measured in accordance with
S9.3. In addition, the voltage between an exposed conductive part of the
electrical protection barrier of the high voltage source and any other
simultaneously reachable exposed conductive parts of electrical
protection barriers within 2.5 meters of it must be less than or equal
[[Page 1141]]
to 30 VAC or 60 VDC as measured in accordance with S9.3.
S5.4 Electrical safety during normal vehicle operation.
S5.4.1 Protection against direct contact.
S5.4.1.1 Marking. The symbol shown in Figure 6 shall be present on
or near electric energy storage devices. The symbol in Figure 6 shall
also be visible on electrical protection barriers which, when removed,
expose live parts of high voltage sources. The symbol shall be yellow
and the bordering and the arrow shall be black.
S5.4.1.1.1 The marking is not required for electrical protection
barriers that cannot be physically accessed, opened, or removed without
the use of tools. Markings are not required for electrical connectors or
the vehicle charge inlet.
S5.4.1.2 High voltage cables. Cables for high voltage sources which
are not located within electrical protection barriers shall be
identified by having an outer covering with the color orange.
S5.4.1.3 Service disconnect. For a service disconnect which can be
opened, disassembled, or removed without tools, protection degree IPXXB
shall be provided when tested under procedures specified in S9.1 using
the IPXXB test probe shown in Figures 7a and 7b.
S5.4.1.4 Protection degree of high voltage live parts.
(a) Protection degree IPXXD shall be provided for high voltage live
parts inside the passenger or luggage compartment when tested according
to the procedures specified in S9.1 using the IPXXD test probe shown in
Figure 7a.
(b) Protection degree IPXXB shall be provided for high voltage live
parts in areas other than the passenger or luggage compartment when
tested according to the procedures specified in S9.1 using the IPXXB
test probe shown in Figures 7a and 7b.
S5.4.1.5 Connectors. All connectors shall provide direct contact
protection by:
(a) Meeting the requirements specified in S5.4.1.4 when the
connector is connected to its corresponding mating component; and,
(b) If a connector can be separated from its mating component
without the use of a tool, meeting at least one of the following
conditions from (b)(1), (2), or (3) of this section:
(1) The connector meets the requirements of S5.4.1.4 when separated
from its mating component;
(2) The voltage of the live parts becomes less than or equal to 60
VDC or 30 VAC within one second after the connector is separated from
its mating component; or,
(3) The connector requires at least two distinct actions to separate
from its mating component and there are other components that must be
removed in order to separate the connector from its mating component and
these other components cannot be removed without the use of tools.
S5.4.1.6 Vehicle charge inlet. Direct contact protection for a
vehicle charge inlet shall be provided by meeting the requirements
specified in S5.4.1.4 when the charge connector is connected to the
vehicle inlet and by meeting at least one of the requirements of
subparagraphs (a) or (b).
(a) The vehicle charge inlet meets the requirements of S5.4.1.4 when
the charge connector is not connected to it; or
(b) The voltage of the high voltage live parts becomes equal to or
less than 60 VDC or equal to or less than 30 VAC within 1 second after
the charge connector is separated from the vehicle charge inlet.
S5.4.2 Protection against indirect contact.
S5.4.2.1 The resistance between all exposed conductive parts of
electrical protection barriers and the electrical chassis shall be less
than 0.1 ohms when tested according to the procedures specified in S9.2.
S5.4.2.2 The resistance between any two simultaneously reachable
exposed conductive parts of the electrical protection barriers that are
less than 2.5 meters from each other shall be less than 0.2 ohms when
tested according to the procedures specified in S9.2.
S5.4.3 Electrical isolation.
S5.4.3.1 Electrical isolation of AC and DC high voltage sources. The
electrical isolation of a high voltage source, determined in accordance
with the procedure specified in S7.6 must be greater than or equal to
one of the following:
[[Page 1142]]
(a) 500 ohms/volt for an AC high voltage source;
(b) 100 ohms/volt for an AC high voltage source if it is
conductively connected to a DC high voltage source, but only if the AC
high voltage source meets the requirements for protection against direct
contact in S5.4.1.4 and the protection from indirect contact in S5.4.2;
or
(c) 100 ohms/volt for a DC high voltage source.
S5.4.3.2 Exclusion of high voltage sources from electrical isolation
requirements. A high voltage source that is conductively connected to an
electric component which is conductively connected to the electrical
chassis and has a working voltage less than or equal to 60 VDC, is not
required to meet the electrical isolation requirements in S5.4.3.1 if
the voltage between the high voltage source and the electrical chassis
is less than or equal to 30 VAC or 60 VDC.
S5.4.3.3 Electrical isolation of high voltage sources for charging
the electric energy storage device. For the vehicle charge inlet
intended to be conductively connected to the AC external electric power
supply, the electric isolation between the electrical chassis and the
high voltage sources that are conductively connected to the vehicle
charge inlet during charging of the electric energy storage device shall
be greater than or equal to 500 ohms/volt when the charge connector is
disconnected. The electrical isolation is measured at the high voltage
live parts of the vehicle charge inlet and determined in accordance with
the procedure specified in S7.6. During the measurement, the
rechargeable electric energy storage system may be disconnected.
S5.4.4 Electrical isolation monitoring. DC high voltage sources of
vehicles with a fuel cell system shall be monitored by an electrical
isolation monitoring system that displays a warning for loss of
isolation when tested according to S8. The system must monitor its own
readiness and the warning display must be visible to the driver seated
in the driver's designated seating position.
S5.4.5 Electric shock protection during charging. For motor vehicles
with an electric energy storage device that can be charged through a
conductive connection with a grounded external electric power supply, a
device to enable conductive connection of the electrical chassis to the
earth ground shall be provided. This device shall enable connection to
the earth ground before exterior voltage is applied to the vehicle and
retain the connection until after the exterior voltage is removed from
the vehicle.
S5.4.6 Mitigating driver error.
S5.4.6.1 Indicator of possible active driving mode. At least a
momentary indication shall be given to the driver each time the vehicle
is first placed in possible active driving mode after manual activation
of the propulsion system. This requirement does not apply under
conditions where an internal combustion engine provides directly or
indirectly the vehicle's propulsion power when the vehicle is first
placed in a possible active driving mode after manual activation of the
propulsion system.
S5.4.6.2 Indicator of possible active driving mode when leaving the
vehicle. When leaving the vehicle, the driver shall be informed by an
audible or visual signal if the vehicle is still in the possible active
driving mode.
S5.4.6.3 Prevent drive-away. If the on-board electric energy storage
device can be externally charged, vehicle movement of more than 150 mm
by its own propulsion system shall not be possible as long as the charge
connector of the external electric power supply is physically connected
to the vehicle charge inlet in a manner that would permit charging of
the electric energy storage device.
S6. Test requirements. Each vehicle to which this standard applies,
under the conditions of S7, must be capable of meeting the requirements
of any applicable single barrier crash/static rollover test sequence,
without alteration of the vehicle during the test sequence. A particular
vehicle need not meet further test requirements after having been
subjected to a single barrier crash/static rollover test sequence.
S6.1 Frontal barrier crash. The vehicle must meet the requirements
of S5.1, S5.2 and S5.3 when it is traveling longitudinally forward at
any speed, up to
[[Page 1143]]
and including 48 km/h, and impacts a fixed collision barrier that is
perpendicular to the line of travel of the vehicle, or at any angle up
to 30 degrees in either direction from the perpendicular to the line of
travel of the vehicle.
S6.2 Rear moving barrier impact. The vehicle must meet the
requirements of S5.1, S5.2, and S5.3 when it is impacted from the rear
by a barrier that conforms to S7.3(b) of 571.301 of this chapter and
that is moving at any speed up to and including 80 km/h (50 mph) with
dummies in accordance with S6.2 of 571.301 of this chapter.
S6.3 Side moving deformable barrier impact. The vehicle must meet
the requirements of S5.1, S5.2 and S5.3 when it is impacted from the
side by a barrier that conforms to part 587 of this chapter that is
moving at any speed up to and including 54 km/h, with the appropriate 49
CFR part 572 test dummies specified in 571.214 of this chapter.
S6.4 Post-impact test static rollover. The vehicle must meet the
requirements of S5.1, S5.2, and S5.3, after being rotated on its
longitudinal axis to each successive increment of 90 degrees after each
impact test specified in S6.1, S6.2, and S6.3.
S7. Test conditions. When the vehicle is tested according to S6, the
requirements of S5.1 through S5.3 must be met under the conditions
specified in S7.1 through S7.7. All measurements for calculating
voltage(s) and electrical isolation are made after a minimum of 5
seconds after the vehicle comes to rest in tests specified in S6. Where
a range is specified, the vehicle must be capable of meeting the
requirements at all points within the range.
S7.1 Electric energy storage device state-of-charge. The electric
energy storage device shall be at the state-of-charge specified in
either subparagraph (a), (b), or (c):
(a) At the maximum state-of-charge in accordance with the vehicle
manufacturer's recommended charging procedures, as stated in the vehicle
owner's manual or on a label that is permanently affixed to the vehicle;
or
(b) If the manufacturer has made no recommendation for charging
procedures in the owner's manual or on a label permanently affixed to
the vehicle, at a state-of-charge of not less than 95 percent of the
maximum capacity of the electric energy storage device; or
(c) If the electric energy storage device(s) is/are rechargeable
only by an energy source on the vehicle, at any state-of-charge within
the normal operating voltage defined by the vehicle manufacturer.
S7.2 Vehicle conditions. The switch or device that provides power
from the electric energy storage/conversion system to the propulsion
system is in the activated position or the ready-to-drive position.
S7.2.1 The parking brake is disengaged and the transmission, if any,
is in the neutral position. In a test conducted under S6.3, the parking
brake is set.
S7.2.2 Tires are inflated to the manufacturer's specifications.
S7.2.3 The vehicle, including test devices and instrumentation, is
loaded as follows:
(a) A passenger car is loaded to its unloaded vehicle weight plus
its rated cargo and luggage capacity weight, secured in the luggage
area, plus the necessary test dummies as specified in S6, restrained
only by means that are installed in the vehicle for protection at its
seating position.
(b) A multipurpose passenger vehicle, truck, or bus with a GVWR of
4536 kg or less is loaded to its unloaded vehicle weight plus the
necessary dummies, as specified in S6, plus 136 kg or its rated cargo
and luggage capacity weight, whichever is less. Each dummy is restrained
only by means that are installed in the vehicle for protection at its
seating position.
S7.3 Static rollover test conditions. In addition to the conditions
of S7.1 and S7.2, the conditions of S7.4 of Sec. 571.301 of this chapter
apply to the conduct of static rollover tests specified in S6.4.
S7.4 Rear moving barrier impact test conditions. In addition to the
conditions of S7.1 and S7.2, the conditions of S7.3(b) and S7.6 of
571.301 of this chapter apply to the conducting of the rear moving
deformable barrier impact test specified in S6.2.
S7.5 Side moving deformable barrier impact test conditions. In
addition to the
[[Page 1144]]
conditions of S7.1 and S7.2, the conditions of S8.9, S8.10, and S8.11 of
571.214 of this chapter apply to the conduct of the side moving
deformable barrier impact test specified in S6.3.
S7.6 Electrical isolation test procedure. In addition to the
conditions of S7.1 and S7.2, the conditions in S7.6.1 through S7.6.7
apply to the measuring of electrical isolation specified in S5.3(a).
S7.6.1 Prior to any barrier impact test, the energy storage/
conversion system is connected to the vehicle's propulsion system, and
the vehicle ignition is in the ``on'' (propulsion system energized)
position. Bypass any devices or systems that do not allow the propulsion
system to be energized at the time of impact when the vehicle ignition
is on and the vehicle is in neutral. For a high voltage source that has
an automatic disconnect that is physically contained within itself, the
electrical isolation measurement after the test is made from the side of
the automatic disconnect connected to the electric power train or to the
rest of the electric power train if the high voltage source is a
component contained in the power train. For a high voltage source that
has an automatic disconnect that is not physically contained within
itself, the electrical isolation measurement after the test is made from
both the high voltage source side of the automatic disconnect and from
the side of the automatic disconnect connected to the electric power
train or to the rest of the electric power train if the high voltage
source is a component contained in the power train.
S7.6.2 The voltmeter used in this test has an internal resistance of
at least 10 M[Omega].
S7.6.3 The voltage(s) is/are measured as shown in Figure 1 and the
high voltage source voltage(s) (Vb) is/are recorded. Before any vehicle
impact test, Vb is equal to or greater than the nominal operating
voltage as specified by the vehicle manufacturer.
S7.6.4 The voltage V1 between the negative side of the high voltage
source and the electrical chassis is measured as shown in Figure 2.
S7.6.5 The voltage V2 between the positive side of the high voltage
source and the electrical chassis is measured as shown in Figure 3.
S7.6.6 If V1 is greater than or equal to V2, insert a known
resistance (Ro) between the negative side of the high voltage source and
the electrical chassis. With the Ro installed, measure the voltage
(V1[min]) as shown in Figure 4 between the negative side of the high
voltage source and the electrical chassis. Calculate the electrical
isolation resistance (Ri) according to the formula shown. Divide Ri (in
ohms) by the working voltage of the high voltage source (in volts) to
obtain the electrical isolation (in ohms/volt).
S7.6.7 If V2 is greater than V1, insert a known resistance (Ro)
between the positive side of the high voltage source and the electrical
chassis. With the Ro installed, measure the voltage (V2[min]) as shown
in Figure 5 between the positive side of the high voltage source and the
electrical chassis. Calculate the electrical isolation resistance (Ri)
according to the formula shown. Divide Ri (in ohms) by the working
voltage of the high voltage source (in volts) to obtain the electrical
isolation (in ohms/volt).
S7.7 Voltage measurement. For the purpose of determining the voltage
level of the high voltage source specified in S5.3(b), voltage is
measured as shown in Figure 1. Voltage Vb is measured across the two
terminals of the voltage source. Voltages V1 and V2 are measured between
the source and the electrical chassis. For a high voltage source that
has an automatic disconnect that is physically contained within itself,
the voltage measurement after the test is made from the side of the
automatic disconnect connected to the electric power train or to the
rest of the electric power train if the high voltage source is a
component contained in the power train. For a high voltage source that
has an automatic disconnect that is not physically contained within
itself, the voltage measurement after the test is made from both the
high voltage source side of the automatic disconnect and from the side
of the automatic disconnect connected to the electric power train or to
the rest of the electric power train if the high voltage source is a
component contained in the power train.
[[Page 1145]]
S8. Test procedure for on-board electrical isolation monitoring
system. Prior to any impact test, the requirements of S5.4.4 for the on-
board electrical isolation monitoring system shall be tested using the
following procedure.
(1) The electric energy storage device is at the state-of-charge
specified in S7.1.
(2) The switch or device that provides power from the electric
energy storage/conversion system to the propulsion system is in the
activated position or the ready-to-drive position.
(3) Determine the isolation resistance, Ri, of the high voltage
source with the electrical isolation monitoring system using the
procedure outlined in S7.6.2 through S7.6.7.
(4) Insert a resistor with resistance Ro equal to or greater than 1/
(1/(95 times the working voltage of the high voltage source)-1/Ri) and
less than 1/(1/(100 times the working voltage of the high voltage
source)-1/Ri) between the positive terminal of the high voltage source
and the electrical chassis.
(5) The electrical isolation monitoring system indicator shall
display a warning visible to the driver seated in the driver's
designated seating position.
S9 Test methods for physical barrier protection from electric shock
due to direct and indirect contact with high voltage sources.
S9.1 Test method to evaluate protection from direct contact with
high voltage sources.
(a) Any parts surrounding the high voltage components are opened,
disassembled, or removed without the use of tools.
(b) The selected access probe is inserted into any gaps or openings
of the electrical protection barrier with a test force of 10 N 1 N with the IPXXB probe or 1 to 2 N with the IPXXD
probe. If the probe partly or fully penetrates into the electrical
protection barrier, it is placed in every possible position to evaluate
contact with high voltage live parts. If partial or full penetration
into the electrical protection barrier occurs with the IPXXB probe, the
IPXXB probe shall be placed as follows: starting from the straight
position, both joints of the test finger are rotated progressively
through an angle of up to 90 degrees with respect to the axis of the
adjoining section of the test finger and are placed in every possible
position.
(c) A low voltage supply (of not less than 40 V and not more than 50
V) in series with a suitable lamp may be connected between the access
probe and any high voltage live parts inside the electrical protection
barrier to indicate whether high voltage live parts were contacted.
(d) A mirror or fiberscope may be used to inspect whether the access
probe touches high voltage live parts inside the electrical protection
barrier.
(e) Protection degree IPXXD or IPXXB is verified when the following
conditions are met:
(i) The access probe does not touch high voltage live parts. The
IPXXB access probe may be manipulated as specified in S9.1(b) for
evaluating contact with high voltage live parts. The methods specified
in S9.1(c) or S9.1(d) may be used to aid the evaluation. If method
S9.1(c) is used for verifying protection degree IPXXB or IPXXD, the lamp
shall not light up.
(ii) The stop face of the access probe does not fully penetrate into
the electrical protection barrier.
S9.2 Test method to evaluate protection against indirect contact
with high voltage sources. At the option of the manufacturer, protection
against indirect contact with high voltage sources shall be determined
using the test method in subparagraph (a) or subparagraph (b).
(a) Test method using a resistance tester. The resistance tester is
connected to the measuring points (the electrical chassis and any
exposed conductive part of electrical protection barriers or any two
simultaneously reachable exposed conductive parts of electrical
protection barriers that are less than 2.5 meters from each other), and
the resistance is measured using a resistance tester that can supply
current levels of at least 0.2 Amperes with a resolution of 0.01 ohms or
less. The resistance between two exposed conductive parts of electrical
protection barriers that are less than 2.5 meters from each other may be
calculated
[[Page 1146]]
using the separately measured resistances of the relevant parts of the
electric path.
(b) Test method using a DC power supply, voltmeter and ammeter.
(1) Connect the DC power supply, voltmeter and ammeter to the
measuring points (the electrical chassis and any exposed conductive part
or any two simultaneously reachable exposed conductive parts that are
less than 2.5 meters from each other) as shown in Figure 8.
(2) Adjust the voltage of the DC power supply so that the current
flow becomes more than 0.2 Amperes.
(3) Measure the current I and the voltage V shown in Figure 8.
(4) Calculate the resistance R according to the formula, R=V/I.
(5) The resistance between two simultaneously reachable exposed
conductive parts of electrical protection barriers that are less than
2.5 meters from each other may be calculated using the separately
measured resistances of the relevant parts of the electric path.
S9.3 Test method to determine voltage between exposed conductive
parts of electrical protection barriers and the electrical chassis and
between exposed conductive parts of electrical protection barriers.
(a) Connect the voltmeter to the measuring points (exposed
conductive part of an electrical protection barrier and the electrical
chassis or any two simultaneously reachable exposed conductive parts of
electrical protection barriers that are less than 2.5 meters from each
other).
(b) Measure the voltage.
(c) The voltage between two simultaneously reachable exposed
conductive parts of electrical protection barriers that are less than
2.5 meters from each other may be calculated using the separately
measured voltages between the relevant electrical protection barriers
and the electrical chassis.
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[65 FR 57988, Sept. 27, 2000, as amended at 66 FR 60160, Dec. 3, 2001;
69 FR 51399, Aug. 19, 2004; 72 FR 51972, Sept. 11, 2007; 75 FR 12141,
Mar. 15, 2010; 75 FR 33527, June 14, 2010; 76 FR 45448, July 29, 2011;
80 FR 2325, Jan. 16, 2015; 82 FR 44960, Sept. 27, 2017; 84 FR 44257,
Aug. 23, 2019]
Sec. 571.401 Standard No. 401; Interior trunk release.
S1. Purpose and scope. This standard establishes the requirement for
providing a trunk release mechanism that makes it possible for a person
trapped inside the trunk compartment of a passenger car to escape from
the compartment.
S2. Application. This standard applies to passenger cars that have a
trunk compartment. This standard does not apply to passenger cars with a
back door.
S3. Definitions.
Back door means a door or door system on the back end of a passenger
car through which cargo can be loaded or unloaded. The term includes the
hinged back door on a hatchback or a station wagon.
Trunk compartment. (a) Means a space that:
(1) Is intended to be used for carrying luggage or cargo,
(2) Is wholly separated from the occupant compartment of a passenger
car by a permanently attached partition or by a fixed or fold-down seat
back and/or partition,
(3) Has a trunk lid, and
(4) Is large enough so that the three-year-old child dummy described
in Subpart C of Part 572 can be placed inside the trunk compartment, and
the trunk lid can be closed and latched with all removable equipment
furnished by the passenger car manufacturer stowed in accordance with
label(s) on the passenger car or information in the passenger car
owner's manual, or, if no information is provided, as located when the
passenger car is delivered. (Note: For purposes of this standard, the
Part 572 Subpart C test dummy need not be equipped with the
accelerometers specified in Sec. 572.21.)
(b) Does not include a sub-compartment within the trunk compartment.
Trunk lid means a moveable body panel that is not designed or
intended as a passenger car entry point for passengers and that provides
access from outside a passenger car to a trunk compartment. The term
does not include a back door or the lid of a storage compartment located
inside the passenger compartment of a passenger car.
S4. Requirements.
S4.1 Each passenger car with a trunk compartment must have an
automatic or manual release mechanism inside the trunk compartment that
unlatches the trunk lid. Each trunk release shall conform, at the
manufacturer's option, to either S4.2(a) and S4.3, or S4.2(b) and S4.3.
The manufacturer shall select the option by the time it certifies the
vehicle and may not thereafter select a different option for the
vehicle.
S4.2(a) Each manual release mechanism installed pursuant to S4.1 of
this standard must include a feature, like lighting or phosphorescence,
that allows the release mechanism to be easily seen inside the closed
trunk compartment.
(b) Each automatic release mechanism installed pursuant to S4.1 of
this section must unlatch the trunk lid
[[Page 1153]]
within 5 minutes of when the trunk lid is closed with a person inside
the trunk compartment.
S4.3(a) Except as provided in paragraph S4.3(b), actuation of the
release mechanism required by S4.1 of this standard must completely
release the trunk lid from all latching positions of the trunk lid
latch.
(b)(1) For passenger cars with a front trunk compartment that has a
front opening trunk lid required to have a secondary latching position
or latch system, actuation of the release mechanism required by
paragraph S4.1 of this standard must result in the following:
(i) When the passenger car is stationary, the release mechanism must
release the trunk lid from all latching positions or latch systems;
(ii) When the passenger car is moving forward at a speed less than 5
km/h, the release mechanism must release the trunk lid from the primary
latching position or latch system, and may release the trunk lid from
all latching positions or latch systems;
(iii) When the passenger car is moving forward at a speed of 5 km/h
or greater, the release mechanism must release the trunk lid from the
primary latching position or latch system, but must not release the
trunk lid from the secondary latching position or latch system.
(2) The passenger cars described in paragraph S4.3(b)(1) are
excluded from the requirements of this standard until September 1, 2002.
[66 FR 43121, Aug. 17, 2001, as amended at 67 FR 19523, Apr. 22, 2002]
Sec. 571.403 Standard No. 403; Platform lift systems for motor vehicles.
S1. Scope. This standard specifies requirements for platform lifts
used to assist persons with limited mobility in entering or leaving a
vehicle.
S2. Purpose. The purpose of this standard is to prevent injuries and
fatalities to passengers and bystanders during the operation of platform
lifts installed in motor vehicles.
S3 Application. This standard applies to platform lifts manufactured
on and after April 1, 2005, that are designed to carry standing
passengers, who may be aided by canes or walkers, as well as persons
seated in wheelchairs, scooters, and other mobility aids, into and out
of motor vehicles.
S4. Definitions.
Bridging device means that portion of a platform lift that provides
a transitional surface between the platform surface and the surface of
the vehicle floor within the platform threshold area.
Cycle means deploying a platform lift from a stowed position,
lowering the lift to the ground level loading position, raising the lift
to the vehicle floor loading position, and stowing the lift. The term
includes operation of any wheelchair retention device, bridging device,
and inner roll stop.
Deploy means with respect to a platform, its movement from a stowed
position to an extended position or, one of the two loading positions.
With respect to a wheelchair retention device or inner roll stop, the
term means the movement of the device or stop to a fully functional
position intended to prevent a passenger from disembarking the platform
or being pinched between the platform and vehicle.
Floor reference plane means the plane perpendicular to the
longitudinal vehicle reference plane for platform lifts that deploy from
the side of the vehicle or perpendicular to the transverse vehicle
reference plane for platform lifts that deploy from the rear of the
vehicle, and tangent to the outermost edge of the vehicle floor surface
adjacent to the lift platform. (See figure 1.)
Gap means a discontinuity in a plane surface, or between two
adjacent surfaces.
Inner roll-stop means a device that is located at the edge of the
platform that a passenger or mobility aid must traverse when entering
and exiting the platform from the vehicle floor loading position and
that is designed to retain mobility aids on the platform surface during
the range of passenger operation.
Lift reference plane means the plane that is defined by two
orthogonal axes passing through the geometric center of the platform
surface of a platform lift. One axis is perpendicular to the platform
reference plane and the other
[[Page 1154]]
is parallel to the direction of wheelchair travel during loading of the
lift. (See figure 1.)
Loading position means, with respect to a platform lift, a position
at which a passenger can either embark or disembark the lift. The two
loading positions are at vehicle floor and ground level.
Longitudinal vehicle reference plane means the plane that is
perpendicular to the floor reference plane and contains the longitudinal
axis of the vehicle when the vehicle body is level and moves along with
the vehicle body in response to the loading of the vehicle suspension.
(See figure 1.)
Outer barrier is a particular wheelchair retention device that is
located on the edge of the platform, is traversed during ground level
loading and unloading, and is designed to retain wheelchairs on the
platform surface during the range of passenger operation.
Platform means that portion of a platform lift on which the mobility
aid or passenger rests while being raised or lowered.
Platform lift means a level change device, including any integration
of existing vehicle components, and excluding a ramp, used to assist
persons with limited mobility in entering or leaving a vehicle.
Platform reference plane means a plane tangent to the platform
surface at its geometric center. (See figure 1.)
Platform surface means the passenger-carrying surface of the lift
platform.
Platform threshold area means the rectangular area of the vehicle
floor defined by moving a line that lies on the portion of the edge of
the vehicle floor directly adjacent to the platform, through a distance
of 457 mm (18 inches) across the vehicle floor in a direction
perpendicular to the edge. Any portion of a bridging device that lies on
this area must be considered part of that area.
Private use lift means a platform lift certified to the requirements
for private use lifts and requirements in this standard for all lifts.
Public use lift means a platform lift certified to the requirements
for public use lifts and requirements in this standard for all lifts.
Range of passenger operation means the portion of the lift cycle
during which the platform is at or between the vehicle floor and ground
level loading positions excluding any stow and deploy operations.
Standard test load means a static load or mass centered on the test
pallet such that the total combined mass for public-use lifts shall be
272 kg (600 lb), and the total combined mass for private-use lifts shall
be the lift manufacturer's stated rated load or 181 kg (400 lb),
whichever is greater.
Stow means with respect to a platform, its movement from a position
within the range of passenger operation to the position maintained
during normal vehicle travel; and, with respect to a wheelchair
retention device, bridging device, or inner-roll stop, its movement from
a fully functional position to a position maintained during normal
vehicle travel.
Test pallet means a platform on which required test loads are placed
for handling and moving.
Transverse vehicle reference plane means the plane that is
perpendicular to the floor reference plane and contains the transverse
axis of the vehicle when the vehicle body is level and that moves along
with the vehicle body in response to the loading of the vehicle
suspension. (See figure 1.)
Wheelchair retention device means a device designed to prevent
wheelchairs from leaving the edge of the platform used for ground level
loading and unloading during the range of passenger operation.
S5. [Reserved]
S6. Requirements.
(a) Each platform lift must comply with the requirements for private
use lifts or public use lifts and with the requirements for all lifts.
(b) Each public use lift must
(1) Comply with the requirements for public use lifts and with the
requirements for all lifts.
(2) Bear a label with the words ``DOT--Public Use Lift'' as
certification of compliance with the requirements specified in paragraph
S6(b)(1).
(c) Each private use lift must
(1) Comply with the requirements for private use lifts and with the
requirements for all lifts.
[[Page 1155]]
(2) Bear a label with the words ``DOT--Private Use Lift'' as
certification of compliance with the requirements specified in S6(c)(1).
(d) Platform lifts suitable for installation on buses, school buses,
and MPVs other than motor homes with a GVWR greater than 4,536 kg
(10,000 lb.), except motor homes, must be certified by the manufacturer
as meeting the requirements for public use lifts. For platform lifts
suitable for installation on all other vehicles, the manufacturer may
select the option of certifying compliance with either the public use
lift requirements or the private use lift requirements of this standard
at the time it certifies the vehicle and may not thereafter select a
different option for the vehicle.
(e) For all lifts, where a range of values is specified, the
equipment must meet the requirements at all points within the range.
(f) The test procedures in S7 are used to determine compliance with
all requirements, except S6.6, S6.7.5, S6.12 and S6.13.
S6.1 Threshold warning signal.
S6.1.1 Except when the platform lift is operated manually in backup
mode as required by S6.9, the lift must meet the requirements of S6.1.2
and S6.1.3. The lift is tested in accordance with S7.4 to determine
compliance with this section.
S6.1.2. Private-use lifts: Except for platform lifts where platform
loading takes place wholly over the vehicle floor, a visual or audible
warning must activate if the platform is more than 25 mm (1 inch) below
the platform threshold area and portions of a passenger's body or
mobility aid is on the platform threshold area defined in S4 when tested
in accordance with S7.4.
S6.1.3 Public-use lifts: A visual and audible warning must activate
if the platform is more than 25 mm (1 inch) below the platform threshold
area and portions of a passenger's body or mobility aid is on the
platform threshold area defined in S4 when tested in accordance with
S7.4.
S6.1.4 The visual warning required by S6.1.2 and S6.1.3 must be a
flashing red beacon as defined in SAE Recommended Practice J578 (1995)
(incorporated by reference, see Sec. 571.5), must have a minimum
intensity of 20 candela, a frequency from 1 to 2 Hz, and must be located
within the interior of the vehicle such that it is visible from a point
914 mm (3 ft) above the center of the threshold area (see Figure 2)
wherever the lift is installed and with any configuration of the vehicle
interior.
S6.1.5 The audible warning required by S6.1.2 and S6.1.3 must be a
minimum of 85 dBA between 500 and 3000 Hz.
S6.1.6 The intensity of the audible warning and visibility of the
visual warning required by S6.1.2 and S6.1.3 is measured/observed at a
location 914 mm (3 ft) above the center of the platform threshold area.
(See Figure 2).
S6.2 Platform lift operational requirements.
S6.2.1 General. Throughout the range of passenger operation and
during the lift operations specified in S7.9.3 through S7.9.8, the
platform lift must meet the requirements of S6.2.2 through S6.2.4. These
requirements must be satisfied both with and without a standard load on
the lift platform, except for S6.2.2.2, which must be satisfied without
any load.
S6.2.2 Maximum platform velocity.
S6.2.2.1 Throughout the range of passenger operation specified in
S7.9.4 through S7.9.7, both the vertical and horizontal velocity of the
platform must be less than or equal to 152 mm (6 inches) per second when
measured at the geometric center of the platform when the platform is
unloaded and at the geometric center of the top, horizontal surface of
the standard load specified in S7.1.1 when the platform is loaded.
S6.2.2.2 Except for platform lifts that manually stow (fold) and
deploy (unfold), during the stow and deploy operations specified in
S7.9.3 through S7.9.8, both the vertical and horizontal velocity of any
portion of the platform must be less than or equal to 305 mm (12 inches)
per second.
S6.2.3 Maximum platform acceleration. Throughout the range of
passenger operation specified in S7.9.4 through S7.9.7, both the
horizontal and vertical acceleration of the platform must be less than
or equal to 0.3 g after the accelerometer output is filtered with a
channel frequency class (CFC) 3 filter.
[[Page 1156]]
The filter must meet the requirements of SAE Recommended Practice J211/1
MAR95 (incorporated by reference, see Sec. 571.5), with FH =
3 Hz and FN = 5 Hz. The accelerometer is located at the
geometric center of the platform and is mounted directly on the platform
when it is unloaded and on the geometric center of the top, horizontal
surface of the standard load specified in S7.1.1 when the platform is
loaded.
S6.2.4 Maximum noise level of public use lifts. Except as provided
in S6.1.5, throughout the range of passenger operation specified in
S7.9.4 through S7.9.7, the noise level of a public use lift may not
exceed 80 dBa as measured at any lift operator's position designated by
the platform lift manufacturer for the intended vehicle and in the area
on the lift defined in S6.4.2.1. Lift operator position measurements are
taken at the vertical centerline of the control panel 30.5 cm (12 in)
out from the face of the control panel. In the case of a lift with a
pendant control (i.e., a control tethered to the vehicle by connective
wiring), measurement is taken at the vertical centerline of the control
panel 30.5 cm (12 in) out from the face of the control panel while the
control panel is in its stowed or stored position. For the lift operator
positions outside of the vehicle, measurements are taken at the
intersection of a horizontal plane 157 cm (62 in) above the ground and
the vertical centerline of the face of the control panel after it has
been extended 30.5 cm (12 in) out from the face of the control panel.
S6.3 Environmental resistance.
S6.3.1 Internally mounted platform lifts. On platform lifts and
their components internal to the occupant compartment of the vehicle or
internal to other compartments that provide protection from the elements
when stowed, attachment hardware must be free of ferrous corrosion on
significant surfaces except for permissible ferrous corrosion, as
defined in Sec. 571.209, at peripheral surface edges or edges of holes
on under-floor reinforcing plates and washers after being subjected to
the conditions specified in S7.3. Alternatively, such hardware must be
made from corrosion-resistant steel containing at least 11.5 percent
chromium per Sec. 571.209, S5.2(a) or must be protected against
corrosion by an electrodeposited coating of nickel, or copper and nickel
with at least a service condition number of SC2, and other attachment
hardware must be protected by an electrodeposited coating of nickel, or
copper and nickel with a service condition number of SC1, in accordance
with ASTM B456-95 (incorporated by reference, see Sec. 571.5), but such
hardware may not be racked for electroplating in locations subjected to
maximum stress. The manufacturer shall select the option by the time it
certifies the lift and may not thereafter select a different option for
the lift. The lift must be accompanied by all attachment hardware
necessary for its installation on a vehicle.
S6.3.2 Externally mounted platform lifts. On platform lifts and
their components external to the occupant compartment of the vehicle and
external to other compartments that provide protection from the elements
when stowed, the lift and its components must be free of ferrous
corrosion on significant surfaces except for permissible ferrous
corrosion, as defined in FMVSS No. 209, at peripheral surface edges and
edges of holes and continue to function properly after being subjected
to the conditions specified in S7.3. Alternatively, such lifts and all
associated hardware and components must be completely made from
corrosion-resistant steel containing at least 11.5 percent chromium per
FMVSS 571.209, S5.2(a). The manufacturer shall select the option by the
time it certifies the lift and may not thereafter select a different
option for the lift. The lift must be accompanied by all attachment
hardware necessary for its installation on a vehicle.
S6.4 Platform requirements.
S6.4.1 General. Throughout the range of passenger operations and
during the platform lift operations specified in S7.9.4 through S7.9.7,
the platform lift must meet the requirements of S6.4.2 through S6.4.12.
The requirements of S6.4.2 through S6.4.6, S6.4.7.4, S6.4.9.4, S6.4.9.5,
S6.4.9.6, and S6.4.9.8 must be satisfied both with and without a
standard load on the lift platform
S6.4.2 Unobstructed platform operating volume.
[[Page 1157]]
S6.4.2.1 Public use lifts. For public use lifts, the minimum
platform operating volume is the sum of an upper part and a lower part
(see Figure 3). The lower part is a rectangular solid whose base is 725
mm (28.5 in) wide by the length of the platform surface, whose height is
50 mm (2 in), and which is resting on the platform surface with each
side of the base parallel with the nearest side of the platform surface.
The width is perpendicular to the lift reference plane and the length is
parallel to the lift reference plane (See Figure 1). The upper part is a
rectangular solid whose base is 760 mm (30 in) by 1,220 mm (48 in) long,
whose height is 711 mm (28 in), and whose base is tangent to the top
surface of the lower rectangular solid (see Figure 3). The centroids of
both the upper and lower parts coincide with the vertical centroidal
axis of the platform reference plane (see Figure 1).
S6.4.2.2 Private use lifts. For private use lifts, the platform
operating volume is as specified by the lift manufacturer and identified
in the lift insert to the vehicle owner's manual.
S6.4.3 Platform surface protrusions.
S6.4.3.1 Public use lifts. For public use lifts, except as required
for deployment of the wheelchair retention device and inner roll stop,
throughout the range of passenger operation, the platform surface may
not have protrusions which rise more than 6.5 mm (0.25 in) above the
platform surface, measured perpendicular to the platform surface by a
device with its base centered between 50-100 mm (2-4 in) from the
protrusion. Any cross-sectional dimension of the base of the protrusion
measurement device must be greater than or equal to 25mm (1 in) and less
than or equal to 50 mm (2 in).
S6.4.3.2 Private use lifts. For private use lifts, except as
required for deployment of the wheelchair retention device and inner
roll stop, the platform surface may not have protrusions which rise more
than 13 mm (0.5 in) above the platform surface, measured perpendicular
to the platform surface by a device with its base centered between 50-
100 mm (2-4 in) from the protrusion. All portions of the sides of a
protrusion that are between 6.5 mm (0.25 in) and 13 mm (0.5 in) above
the platform must have a slope not greater than 1:2, measured with
respect to the platform surface at the location of the protrusion. Any
cross-sectional dimension of the base of the protrusion measurement
device must be greater than or equal to 25mm (1 in) and less than or
equal to 50 mm (2 in).
S6.4.4 Gaps, transitions and openings.
S6.4.4.1 When the platform lift is at the ground level loading
position, any vertical surface transition measured perpendicular to the
ground over which a passenger may traverse to enter or exit the
platform, may not be greater than 6.5 mm (0.25 in). When the lift is at
the vehicle level loading position, any vertical surface transition
measured perpendicular to the platform threshold area over which a
passenger may traverse to enter or exit the platform, may not be greater
than 6.5 mm (0.25 in).
S6.4.4.2 When the platform lift is at the ground or vehicle level
loading position, the slope of any surface over which a passenger may
traverse to enter or exit the platform must have a rise to run not
greater than 1:2 on the portion of the rise between 6.5 mm (0.25 in) and
13 mm (0.5 in), and 1:8 on the portion of the rise between 13 mm (0.5
in) and 75 mm (3 in). The rise of any sloped surface may not be greater
than 75 mm (3 inches). When the lift is at the ground level loading
position, measurements are made perpendicular to the ground. When the
lift is at the vehicle level loading position, measurements are made
perpendicular to the platform threshold area.
S6.4.4.3 When the inner roll stop or any outer barrier is deployed,
any gap between the inner roll stop and lift platform and any gap
between the outer barrier and lift platform must prevent passage of the
clearance test block specified in S7.1.3 when its long axis is held
perpendicular to the platform reference plane.
S6.4.4.4 When the platform is at the vehicle floor or ground level
loading position, any horizontal gap over which a passenger may traverse
to enter or exit the platform must prevent passage of a 13 mm (0.5 inch)
diameter sphere.
S6.4.4.5 Any opening in that portion of the platform surface that
coincides
[[Page 1158]]
with the unobstructed platform operating volume described in S6.4.2 must
prevent passage of a 19 mm (0.75 inch) diameter sphere.
S6.4.4.6 Any gap between the platform sides and edge guards which
move with the platform must prevent passage of a 13 mm (0.5 inch)
diameter sphere. Where structures fixed to the vehicle are used as edge
guards, the horizontal gap between the platform side and vehicle
structure must prevent passage of a 6.5 mm (0.25 inch) diameter sphere.
S6.4.5 Platform deflection. The angle of the deployed platform, when
stationary, and loaded with a standard load, must not exceed 4.8 degrees
with respect to the vehicle floor and must not exceed 3 degrees with
respect to the platform's unloaded position. The angles are measured
between a vertical axis from the vehicle floor and an axis normal to the
platform center as shown in Figure 1.
S6.4.6 Edge guards.
S6.4.6.1 The platform lift must have edge guards that extend
continuously along each side of the lift platform to within 75 mm (3
inches) of the edges of the platform that are traversed while entering
and exiting the platform at both the ground and vehicle floor level
loading positions. The edge guards must be parallel to the direction of
wheelchair movement during loading and unloading. Alternatively, when
tested in accordance with S7.7.4, all portions of the wheels of the
wheelchair test device must remain above the platform surface and after
the control is released to Neutral, at the end of each attempt to steer
the test device off the platform, all wheels of the wheelchair test
device must be in contact with the platform surface. The manufacturer
shall select the option by the time it certifies the lift and may not
thereafter select a different option for the lift.
S6.4.6.2 Edge guards that move with the platform must have vertical
sides facing the platform surface and a minimum height of 38 mm (1.5
inches), measured vertically from the platform surface.
S6.4.6.3 Except whenever any part of the platform surface is below a
horizontal plane 75 mm (3 inches) above the ground, edge guards must be
deployed throughout the range of passenger operation.
S6.4.7 Wheelchair retention.
S6.4.7.1 Impact I. Except for platform lifts designed so that
platform loading takes place wholly over the vehicle floor, the lift
must have a means of retaining the test device specified in S7.1.2.
After impact, the test device must remain supported by the platform
surface with none of the axles of its wheels extending beyond a plane
that is perpendicular to the platform reference plane (Figure 1) and
that is tangent to the edge of the platform that is traversed when
entering or exiting the platform from the ground level loading position
throughout its range of passenger operation, except as provided in
S6.4.7.4. The lift is tested in accordance with S7.7 to determine
compliance with this section.
S6.4.7.2 Impact II. For platform lifts designed so that platform
loading takes place wholly over the vehicle floor, the lift must have a
means of retaining the test device specified in S7.1.2. After impact,
the test device must remain upright with all of its wheels on the
platform surface, throughout the range of passenger operation, except as
provided in S6.4.7.4. The lift is tested in accordance with S7.7 to
determine compliance with this section.
S6.4.7.3 Overload. The deployed wheelchair retention device(s) must
be capable of sustaining 7,117 N (1,600 lb force) when tested in
accordance with S7.13. No separation, fracture, or breakage of the
wheelchair retention device may occur as a result of conducting the test
in S7.13.
S6.4.7.4 Deployment. Except whenever any part of the platform
surface is below a horizontal plane 75 mm (3 in) above the ground, the
wheelchair retention device(s) must be deployed throughout the range of
passenger operation.
S6.4.8 Inner roll stop.
S6.4.8.1 Public use lifts. Public use lifts must have an inner roll
stop that meets the requirements of S6.4.8.3.
S6.4.8.2 Private use lifts. Private use lifts must:
(a) Have an inner roll stop that meets the requirements of S6.4.8.3;
or
[[Page 1159]]
(b) Have operating instructions near the lift controls and in the
vehicle owner's manual, as specified in S6.7.8 and S6.12.4.3, that
contain a warning that wheelchairs should back onto the platform when
entering from the ground.
S6.4.8.3 Requirements. When tested in accordance with S7.8, platform
lifts must have an inner roll stop that provides a means that prevents:
(a) The front wheels of the test device specified in S7.1.2 from
extending beyond a plane that is perpendicular to the platform reference
plane (Figure 1) and that is tangent to the edge of the platform where
the roll stop is located when the lift is at ground level loading
position; and
(b) Any portion of the test device specified in S7.1.2 from being
contacted simultaneously with a portion of the lift platform and any
other structure, throughout the lift's range of passenger operation.
S6.4.9 Handrails.
S6.4.9.1 Public use lifts: Public use lifts must have a handrail
located on each side of the lift that meets the requirements of S6.4.9.3
through S6.4.9.9.
S6.4.9.2 Private use lifts: Private use lifts are not required to be
equipped with handrails. Private use lifts that are equipped with
handrails must meet the requirement of S6.4.9.3 through S6.4.9.9.
S6.4.9.3 The graspable portion of each handrail may not be less than
760 mm (30 inches) and more than 965 mm (38 inches) above the platform
surface, measured vertically.
S6.4.9.4 The cross section of the graspable portion of each handrail
may not be less than 31.5 mm (1.25 inches) and more than 38 mm (1.5
inches) in diameter or width, and may not have less than a 3.2 mm (0.125
inch) radii on any corner.
S6.4.9.5 The vertical projection of the graspable portion of each
handrail must intersect two planes that are perpendicular to the
platform reference plane and to the direction of travel of a wheelchair
on the lift when entering or exiting the platform, and are 203 mm (8
inches) apart.
S6.4.9.6 The handrails must move such that the position of the
handrails relative to the platform surface does not change.
S6.4.9.7 When tested in accordance with S7.12.1, each handrail must
withstand 445 N (100 pounds force) applied at any point and in any
direction on the handrail without more than 25 mm (1 inch) of
displacement relative to the platform surface. After removal of the
load, the handrail must exhibit no permanent deformation.
S6.4.9.8 When tested in accordance with S7.12.1, there must be at
least 38 mm (1.5 inches) of clearance between each handrail and any
portion of the vehicle, throughout the range of passenger operation.
S6.4.9.9 When tested in accordance with S7.12.2, each handrail must
withstand 1,112 N (250 lb/f) applied at any point and in any direction
on the handrail without sustaining any failure, such as cracking,
separation, fracture, or more than 100 mm (4 inches) of displacement of
any point on the handrails relative to the platform surface.
S6.4.10 Platform markings on public use lifts. Throughout the range
of passenger operation, all edges of the platform surface, the visible
edge of the vehicle floor or bridging device adjacent to the platform
lift, and any designated standing area on a public use lift must be
outlined. The outlines must be at least 25 mm (1 in) wide and of a color
that contrasts with its background by 60 percent, determined according
to the following equation:
Contrast = 100 x [(L1-L2)/L1]
Where:
L1 = luminance of the lighter color or shade, and
L2 = luminance of the darker color or shade.
L1 and L2 are measured perpendicular to the platform surface with
illumination provided by a diffuse light and a resulting
luminance of the platform surface of 323 lm/m\2\ (30 lumen/
sqft).
S6.4.11 Platform slip resistance. When tested in accordance with
S7.2, the coefficient of friction, in any direction, of any part of a
wet platform surface may not be less than 0.65.
S6.5 Structural integrity.
S6.5.1 Fatigue endurance.
S6.5.1.1 Public use lifts. Except for lifts that manually stow
(fold) and deploy (unfold), public use lifts must remain operable when
operated through a
[[Page 1160]]
total of 15,600 cycles: 7,800 unloaded Raise/Lower and Stow/Deploy
operations and 7,800 loaded Raise/Lower operations as specified in
S7.10. Public use lifts that manually stow (fold) and deploy (unfold)
must remain operable when operated through a total of 15,600 cycles:
7,800 unloaded Raise/Lower operations and 7,800 loaded Raise/Lower
operations. No separation, fracture, or breakage of any vehicle or lift
component may occur as a result of conducting the fatigue test in S7.10.
S6.5.1.2 Private use lifts. Except for lifts that manually stow
(fold) and deploy (unfold), private use lifts must remain operable when
operated through a total of 4,400 cycles: 2,200 unloaded Raise/Lower and
Stow/Deploy operations and 2,200 loaded Raise/Lower operations as
specified in S7.10. Private use lifts that manually stow (fold) and
deploy (unfold) must remain operable when operated through a total of
4,400 cycles: 2,200 unloaded Raise/Lower operations and 2,200 loaded
Raise/Lower operations. No separation, fracture, or breakage of any
vehicle or lift component may occur as a result of conducting the
fatigue test in S7.10.
S6.5.2 Proof load. The platform lift must be capable of holding
three times the standard load, as specified in S7.11, without
separation, fracture, or breakage of any vehicle or lift component.
After the test, the lift must pass Static Load Test I as specified in
S7.9.
S6.5.3 Ultimate load. The platform lift must be capable of holding
four times the standard load, as specified in S7.14, without separation,
fracture, or breakage of the platform, supporting structure, or lifting
mechanism.
S6.6 Platform free fall limits. In the event of any single-point
failure of systems for raising, lowering or supporting the platform, any
portion of the platform, loaded as specified in S7.1.1, may not fall
vertically faster than 305 mm (12 in) per second or change angular
orientation more than 2 degrees from the orientation prior to the
failure. This requirement applies whenever the lift is under primary
power source operation or manual backup operation.
S6.7 Control panel switches.
S6.7.1 The platform lift must meet the requirements of S6.7.2
through S6.7.8 and, when operated by means of the control panel switches
specified in S6.7.2, must perform the lift operations specified in S7.9.
S6.7.2 The platform lift system must have control panel switches
that perform not less than the following functions: (platform lifts that
manually stow (fold) and deploy (unfold) are exempt from S6.7.2.2 and
S6.7.2.5).
S6.7.2.1 Enables and disables the lift control panel switches. This
function must be identified as ``POWER'' if located on the control. The
POWER function must have two states: ``ON'' and ``OFF''. The ``ON''
state must allow platform lift operation. When the POWER function is in
the ``ON'' state, an indicator light on the controls must illuminate.
The ``OFF'' state must prevent lift operation and must turn off the
indicator light. Verification with this requirement is made throughout
the lift operations specified in S7.9.3 through S7.9.8.
S6.7.2.2 Moves the lift from a stowed position to an extended
position or, to one of the two loading positions. This function must be
identified as ``DEPLOY'' or ``UNFOLD'' on the control.
S6.7.2.3 Lowers the lift platform. This function must be identified
as ``Down'' or ``Lower'' on the control.
S6.7.2.4 Raises the lift platform. This function must be identified
as ``Up'' or ``Raise'' on the control.
S6.7.2.5 Moves the lift from a position within the range of
passenger operation to a stowed position. This function must be
identified as ``Stow'' or ``Fold'' on the control.
S6.7.3 Except for the Power function described in S6.7.2.1, the
functions specified in S6.7.2 must activate in a momentary fashion, by
one switch or by a combination of switches. Verification with this
requirement is made throughout the lift operations specified in S7.9.3
through S7.9.8.
S6.7.4 Except for the POWER function described in S6.7.2.1, the
control system specified in S6.7.2 must prevent the simultaneous
performance of more than one function. If an initial function is
actuated, then one or more other functions are actuated while the
initial function remains actuated, the platform must either continue in
the
[[Page 1161]]
direction dictated by the initial function or stop. Verification of this
requirement is made throughout the lift operations specified in S7.9.3
through S7.9.8.
S6.7.5 Any single-point failure in the control panel switches may
not prevent the operation of any of the interlocks as specified in
S6.10.
S6.7.6 Identification of operating functions.
S6.7.6.1 Each operating function of each platform lift control must
be identified with characters that are at least 2.5 mm (0.1 in) in
height.
S6.7.6.2 Public use lifts. Public-use lift controls located within
the portion of the passenger compartment specified in S5.3.4(a) of
Standard No. 101 (Sec. 571.101) must have characters that are
illuminated in accordance with S5.3 of Standard No. 101 when the
vehicle's headlights are illuminated. Public-use lift controls located
outside the portion of the passenger compartment specified in S5.3.4(a)
of Standard No. 101 (Sec. 571.101) must have means for illuminating the
characters to make them visible under daylight and nighttime conditions.
S6.7.7 Control location for public use lifts: In public use lifts,
except for the backup operation specified in S6.9, all control panel
switches must be positioned together and in a location such that the
lift operator has a direct, unobstructed view of the platform lift
passenger and the passenger's mobility aid, if applicable. Verification
with this requirement is made throughout the lift operations specified
in S7.9.3 through S7.9.8. Additional controls may be positioned in other
locations.
S6.7.8 Operating instructions: Simple instructions regarding the
platform lift operating procedures, including backup operations as
specified by S6.9, must:
S6.7.8.1 Be located near the controls.
S6.7.8.2 Have characters with a minimum height of 2.5 mm (0.1 in)
and written in English.
S6.7.8.3 Public use lifts: Include the statement ``DOT--Public Use
Lift''.
S6.7.8.4 Private use lifts: Include the statement ``DOT--Private Use
Lift'', the manufacturer's rated load for the lift, and, if applicable,
instructions indicating that the wheelchair occupant must back onto the
lift when loading from the ground.
S6.8 Jacking prevention.
S6.8.1 Except when the platform lift is operated in backup mode as
required by S6.9, throughout the lift operations specified in S7.9.4 and
S7.9.7, the lift system must meet the requirements of S6.8.2, both with
and without a standard load on the lift.
S6.8.2 The control system or platform lift design must prevent the
raising of any portion of the vehicle by the lift system when lowering
the lift is attempted while the lift is at the ground level loading
position.
S6.9 Backup operation.
S6.9.1 The platform lift must be equipped with a manual backup
operating mode that can, in the event there is a loss of the primary
power source for lift operation or a lift malfunction, deploy the lift,
lower the loaded platform to the ground level loading position, raise
the unloaded platform to the vehicle floor loading position, and stow
the lift. During backup operation of the lift, the wheelchair retention
device and inner roll stop must be manually deployable and stowable. The
operating instructions near the lift controls and in the vehicle owner's
manual insert, as specified in S6.7.8 and S6.12.2, must contain
information on manual backup operation which must include manual
operation of the wheelchair retention device and inner roll stop during
backup operation of the lift.
S6.10 Interlocks.
S6.10.1 Except when the platform lift is operated in backup mode as
required by S6.9, the requirements of S6.10.2 must be met, both with and
without a standard load on the lift.
S6.10.2 The platform lift system must have interlocks or operate in
such a manner when installed according to the installation instructions,
as to prevent:
S6.10.2.1 Forward or rearward mobility of the vehicle unless the
platform lift is stowed. The design of this system must be such that it
discourages accidental release and does not affect vehicle movement when
the lift is stowed until the vehicle is stopped and the lift deployed.
Verification with this requirement is made throughout the
[[Page 1162]]
lift operations specified in S7.9.2 and S7.9.3.
S6.10.2.2 Operation of the platform lift from the stowed position
until forward and rearward mobility of the vehicle is inhibited, by
means of placing the transmission in park or placing the transmission in
neutral and actuating the parking brake or the vehicle service brakes by
means other than the operator depressing the vehicle's service brake
pedal. Verification with this requirement is made throughout the lift
operations specified in S7.9.2 and S7.9.3.
S6.10.2.3 Stowing of the platform lift when occupied by portions of
a passenger's body, and/or a mobility aid. Platform lifts designed to be
occupied while stowed and platform lifts that manually stow (fold) are
excluded from this requirement. Verification with this requirement is
made using the test device specified in S7.1.4. Move the deployed
platform lift to a position within the range of passenger operation
where it will stow if the control specified in S6.7.2.5 is actuated.
Place the test device specified in S7.1.4 on its narrowest side on any
portion of the platform surface that coincides with the unobstructed
platform operating volume described in S6.4.2. Using the operator
control specified in S7.7.2.5, attempt to stow the lift. The interlock
must prevent the lift from stowing.
S6.10.2.4 Movement of the platform up or down, throughout the range
of passenger operation, unless the inner roll stop required to comply
with S6.4.8 is deployed. When the platform reaches a level where the
inner roll stop is designed to fully deploy, the platform must stop
unless the inner roll stop has fully deployed. Verification with this
requirement is made by performing the test procedure specified in
S7.6.1.
S6.10.2.5 Movement of the platform up or down, throughout the range
of passenger operation, when the highest point of the platform surface
at the outer most platform edge is above a horizontal plane 75 mm (3 in)
above the ground level loading position, unless the wheelchair retention
device required to comply with S6.4.7 is deployed throughout the range
of passenger operations. Verification of compliance is made using the
test procedure specified in S7.5.1.
S6.10.2.6 In the case of a platform lift that is equipped with an
outer barrier, vertical deployment of the outer barrier when it is
occupied by portions of the passenger's body or mobility aid throughout
the lift operation. When the platform stops, the vertical change in
distance of the horizontal plane (passing through the point of contact
between the wheelchair test device wheel(s) and the upper surface of the
outer barrier) must not be greater than 13 mm (0.5 in). Verification of
compliance with this requirement is made using the test procedure
specified in S7.5.1.
S6.10.2.7 Vertical deployment of the inner roll stop required to
comply with S6.4.8 when it is occupied by portions of a passenger's body
or mobility aid throughout the lift operations. When the platform stops,
the vertical change in distance of the horizontal plane (passing through
the point of contact between the wheelchair test device wheel(s) and the
upper surface of the inner roll stop or platform edge) must not be
greater than 13 mm (0.5 in). Verification of compliance with this
requirement is made using the test procedure specified in S7.6.1.
S6.11 Operations counter. The platform lift must have an operation
or cycle counter that records each complete Up/Down (Raise/Lower)
operation throughout the range of passenger operation. Determination of
compliance with this requirement is made during the lift operations
specified in S7.9.4 and S7.9.5.
S6.12 Vehicle owner's manual insert. The lift manufacturer must
provide with the lift, inserts for the vehicle owner's manual that
provide specific information about the platform lift. The vehicle
owner's manual insert must be written in English and must include:
S6.12.1 A maintenance schedule that includes maintenance
requirements that have, at a minimum, some dependency on the number of
cycles on the operations counter specified in S6.11.
S6.12.2 Instructions regarding the platform lift operating
procedures, including backup operations, as specified by S6.9.
S6.12.3 Public use lifts: In addition to meeting the requirements of
S6.12.1
[[Page 1163]]
and S6.12.2, the owner's manual insert for public use lifts must also
include:
S6.12.3.1 The statement ``DOT--Public Use Lift'' on the front cover
of the vehicle owner's manual insert; and
S6.12.3.2 The statement ``DOT--Public Use Lift'' verifies that this
platform lift meets the ``public use lift '' requirements of FMVSS No.
403. This lift may be installed on all vehicles appropriate for the size
and weight of the lift, but must be installed on buses, school buses,
and multi-purpose passenger vehicles other than motor homes with a gross
vehicle weight rating (GVWR) that exceeds 4,536 kg (10,000 lb).''
S6.12.4 Private use lifts: In addition to meeting the requirements
of S6.12.1 and S6.12.2, the owner's manual insert for private use lifts
must also include:
S6.12.4.1 The dimensions that constitute the unobstructed platform
operating volume;
S6.12.4.2 The manufacturer's rated load for the lift;
S6.12.4.3 Information on whether a wheelchair user must back onto
the platform from the ground level loading position due to the absence
of an inner roll stop;
S6.12.4.4 The statement ``DOT-Private Use Lift'' on the front cover
of the vehicle owner's manual insert; and
S6.12.4.5 The statement ``DOT-Private Use Lift verifies that this
platform lift meets only the ``private use lift'' requirements of FMVSS
No. 403. This lift may be installed on all vehicles appropriate for the
size and weight of the lift, except for buses, school buses, and multi-
purpose passenger vehicles other than motor homes with a gross vehicle
weight rating (GVWR) that exceeds (4,536 kg) 10,000 lb.''
S6.13 Installation instructions. The manufacturer of a platform lift
must include installation instructions with each lift. Information must
be included in the installation instructions that identifies:
S6.13.1 The vehicles on which the lift is designed to be installed.
Vehicles may be identified by listing the make, model, and year of the
vehicles for which the lift is suitable, or by specifying the design
elements that would make a vehicle an appropriate host for the
particular lift, and for which the platform lift manufacturer has
certified compliance.
S6.13.2 Procedures for operational checks that the vehicle
manufacturer must perform to verify that the lift is fully operational.
Such checks include, but are not limited to, platform lighting, the
threshold-warning signal, and interlocks, including those that interface
with vehicle systems.
S6.13.3 Any informational material or labels that must be placed on
or in the vehicle in order to comply with the requirements of this
standard. Labels must be of a permanent nature that can withstand the
elements of the outside environment.
S6.13.4 Public use lifts: In addition to meeting the requirements of
S6.13.1 through S6.13.3, the installation instructions for public use
lifts must also include, on the front cover of the instructions, the
statement ``DOT-Public Use Lift''.
S6.13.4.1 Installation instructions for public use lifts must
contain the statement ``Public use vehicle manufacturers are responsible
for complying with the lift lighting requirements in Federal Motor
Vehicle Safety Standard No. 404, Platform Lift Installations in Motor
Vehicles (49 CFR 571.404).''
S6.13.5 Private use lifts: In addition to meeting the requirements
of S6.13.1 through S6.13.3, the installation instructions for private
use lifts must also include, on the front cover of the instructions, the
manufacturer's rated load for the lift and the statement ``DOT-Private
Use Lift''.
S7 Test conditions and procedures. Each platform lift must be
capable of meeting all of the tests specified in this standard, both
separately, and in the sequence specified in this section. The tests
specified in S7.4, S7.7.4 and S7.8 through S7.12 are performed on a
single lift and vehicle combination. The tests specified in S7.2, S7.3,
S7.5, S7.6, S7.7.1, S7.13, and S7.14 may be performed with the lift
installed on a test jig rather than on a vehicle. Tests of requirements
in S6.1 through S6.11 may be performed on a single lift and vehicle
combination, except for the requirements of S6.5.3. Attachment hardware
may be replaced if damaged by removal and reinstallation of the lift
between a test jig and vehicle.
[[Page 1164]]
S7.1 Test devices.
S7.1.1 Test pallet and load. The surface of the test pallet that
rests on the platform used for the tests specified in S7.9 through S7.11
and S7.14 has sides that measure between 660 mm (26 in) and 686 mm (27
in). For the tests specified in S7.9 and S7.10, the test pallet is made
of a rectangular steel plate of uniform thickness and the load that
rests on the test pallet is made of rectangular steel plate(s) of
uniform thickness and sides that measure between 533 mm (21 in) and 686
mm (27 in). The standard test load that rests on the pallet is defined
in S4.
S7.1.2 Wheelchair test device. The test device is an unloaded power
wheelchair whose size is appropriate for a 95th percentile male and that
has the dimensions, configuration and components described in S7.1.2.1
through S7.1.2.11. If the dimension in S7.1.2.9 is measured for a
particular wheelchair by determining its tipping angle, the batteries
are prevented from moving from their original position.
S7.1.2.1 a cross-braced steel frame;
S7.1.2.2 a sling seat integrated in the frame;
S7.1.2.3 a belt drive;
S7.1.2.4 detachable footrests, with the lowest point of the footrest
adjustable in a range not less than 25 mm (1 in) to 123 mm (5 in) from
the ground;
S7.1.2.5 Two pneumatic rear tires with a diameter not less than 495
mm (19.5 in) and not more than 521 mm (20.5 in) inflated to the
wheelchair manufacturer's recommended pressure or if no recommendation
exists, to the maximum pressure that appears on the sidewall of the
tire;
S7.1.2.6 Two pneumatic front tires with a diameter not less than 190
mm (7.5 in) and not more than 216 mm (8.5 in) inflated to the wheelchair
manufacturer's recommended pressure or if no recommendation exists, to
the maximum pressure that appears on the sidewall of the tire;
S7.1.2.7 a distance between front and rear axles not less than 457
mm (18 in) and not more than 533 mm (21 in);
S7.1.2.8 a horizontal distance between rear axle and center of
gravity not less than 114 mm (4.5 in) and not more than 152 mm (6.0 in);
S7.1.2.9 a vertical distance between ground and center of gravity
not less than 260 mm (10.25 in) and not more than 298 mm (11.75 in);
S7.1.2.10 a mass of not less than 72.5 kg (160 lb) and not more than
86.0 kg (190 lb).
S7.1.2.11 Batteries with a charge not less than 75 percent of their
rated nominal capacity (for tests that require use of the wheelchair's
propulsion system).
S7.1.3 Clearance test block for gaps, transitions, and openings. The
clearance test block is made of a rigid material and is 16 x 16 x 100 mm
(0.625 x 0.625 x 4.0 in) with all corners having a 1.6 mm (0.0625 inch)
radius.
S7.1.4 Test Device for detecting platform occupancy. Occupancy of
the platform is detected using a 152 x 152 x 305 mm (6 x 6 x 12 inches)
rigid box having a total weight of 22.7 kg (50 lb).
S7.2 Slip resistance test.
S7.2.1 To determine compliance with S6.4.12, clean any 450mm x 100mm
(17.5 in x 3.94 in) section of the platform with household glass cleaner
(ammonia hydroxide solution). Wet the cleaned section of the platform by
evenly spraying 3 ml (0.10 oz) of distilled water per 100 cm\2\ (15.5
in\2\) of surface area. Begin the test specified in S7.2.2 within 30
seconds of completion of the wetting process.
S7.2.2 Use the test procedure defined in ANSI/RESNA Standard WC/Vol.
1-1998, Section 13 (incorporated by reference, see Sec. 571.5), except
for clauses 5.3, Force Gage and 6, Test Procedure, on the wet section of
platform. In lieu of clauses 5.3 and 6, implement the requirements of
S7.2.2.1 and S7.2.2.2.
S7.2.2.1 Force gage. The pulling force is measured, at a frequency
of at least 10 Hz, by a force gauge that has been calibrated to an
accuracy of 2 percent of the reading in the range
of 25N to 100N.
S7.2.2.2 Test procedure. Before the test, prepare the surface of the
test rubber by lightly abrading with waterproof silicon carbide paper,
grade P120, weight D (120 wet and dry). Then wipe the surface clean with
a dry cloth or brush. No solvents or other cleaning materials are used.
To determine the coefficient of friction for the wet platform section
pull the test block, with
[[Page 1165]]
the test rubber attached, by machine at a rate of 20 2mm/s. The machine and test block are rigidly linked by
a device that exhibits a stiffness greater than or equal to 1 x 10\5\ N/
m. Pull the test block for a minimum of 13 seconds. Record the pulling
force over the final 10 seconds of the test at a minimum frequency of 10
Hz. Repeat the test at least 5 times on any one area of the platform
surface, in a single direction. Calculate the average pulling force for
each trial, F1 through Fn, where n is the number
of trials. Measure the weight of the test block with the force gauge and
call it Fb. Calculate the coefficient of friction,
[mu]p, from the following equation:
[GRAPHIC] [TIFF OMITTED] TR27DE02.000
S7.3 Environmental resistance test.
S7.3.1 Perform the procedures specified in S7.3.2 through S7.3.5 to
determine compliance with S6.3.
S7.3.2 Attachment hardware, as specified in S6.3.1, and externally
mounted platform lifts or components, as specified in S6.3.2, are tested
in accordance with ASTM B117-97 (incorporated by reference, see Sec.
571.5). Any surface coating or material not intended for permanent
retention on the metal parts during service life are removed prior to
testing. Except as specified in S7.3.3, the period of the test is 50
hours, consisting of two periods of 24 hours exposure to salt spray
followed by one hour drying.
S7.3.3 For attachment hardware located within the occupant
compartment of the motor vehicle or internal to other compartments that
provide protection from the elements and not at or near the floor of the
compartment, the period of the test is 25 hours, consisting of one
period of 24 hours exposure to salt spray followed by one hour drying.
S7.3.4 For performance of this test, externally mounted platform
lifts or components may be installed on test jigs rather than on the
vehicle. The lift is in a stowed position. The configuration of the test
setup is such that areas of the lift that would be exposed to the
outside environment during actual use are not protected from the salt
spray by the test jig.
S7.3.5 At the end of the test, any surface exposed to the salt spray
is washed thoroughly with water to remove the salt. After drying for at
least 24 hours under laboratory conditions, the platform lift and
components are examined for ferrous corrosion on significant surfaces,
i.e., all surfaces that can be contacted by a sphere 2 cm (0.79 in) in
diameter.
S7.4 Threshold warning signal test.
S7.4.1 Determine compliance with S6.1.2 and S6.1.3 using the test
procedure specified in S7.4.2.
S7.4.2 During the threshold warning test, the wheelchair test device
may be occupied by a human representative of a 5th percentile female
meeting the requirements of FMVSS 208, S29.1(f) and S29.2. If present,
the human subject is seated in the wheelchair test device with his or
her feet supported by the wheelchair foot rests which are adjusted
properly for length and in the down position (not elevated). The
manufacturer shall select the option by the time it certifies the lift
and may not thereafter select a different test option for the lift.
Maneuver the lift platform to the vehicle floor level loading position.
Using the wheelchair test device specified in S7.1.2, place one front
wheel of the wheelchair test device on any portion of the threshold area
defined in S4. Move the platform down until the alarm is actuated.
Remove the test wheelchair wheel from the threshold area to deactivate
the alarm. Measure the vertical distance between the platform and the
threshold area and determine whether that distance is greater than 25 mm
(1 in).
S7.5 Outer barrier non-deployment interlock and occupied outer
barrier interlock test.
S7.5.1 Determine compliance with both S6.10.2.5 and S6.10.2.6 by
using the following single test procedure.
S7.5.1.1 Place the test jig or vehicle on which the lift is
installed on a flat, level, horizontal surface. Maneuver the platform to
the ground level loading position. Using the lift control, move the lift
upward until the point where the outer barrier fully deploys. Stop the
platform at that point and measure
[[Page 1166]]
the vertical distance between the highest point on the platform surface
at the outer most edge and the ground to determine whether the distance
is greater than 75 mm (3 in). Reposition the platform in the ground
level loading position. Locate the wheelchair test device specified in
S7.1.2 on the platform. If other wheelchair retention devices (e.g., a
belt retention device) prevent the front wheel of the wheelchair test
device from accessing the outer barrier when on the platform, the
wheelchair test device may be placed on the ground facing the entrance
to the lift, with other retention devices configured so that they do not
prevent lift operation (e.g., with any belt retention device fastened or
buckled).
S7.5.1.2 Place one front wheel of the wheelchair test device on any
portion of the outer barrier. If the platform is too small to maneuver
one front wheel on the outer barrier, two front wheels may be placed on
the outer barrier. Note the distance between a horizontal plane (passing
through the point of contact between the wheelchair test device wheel(s)
and the upper surface of the outer barrier) and the ground. Using the
lift control, move the platform up until it stops. Measure the vertical
distance between the highest point of the platform surface at the outer
most edge and the ground to determine compliance with S6.10.2.5. Measure
the vertical change in distance of the horizontal plane (passing through
the point of contact between the wheelchair test device wheel(s) and the
upper surface of the outer barrier) to determine compliance with
S6.10.2.6.
S7.6 Inner roll stop non-deployment interlock and occupied inner
roll stop interlock test.
S7.6.1 Determine compliance with both S6.10.2.4 and S6.10.2.7 by
using the single test procedure in S7.6.2 and S7.6.3.
S7.6.2 Maneuver the platform to the vehicle floor level loading
position, and position the wheelchair test device specified in S7.1.2 on
the platform with the front of the wheelchair test device facing the
vehicle. Using the lift control, move the platform down until the inner
roll stop fully deploys. Stop the lift and note that location.
S7.6.3 Reposition the platform at the vehicle floor level loading
position. Place one front wheel of the wheelchair test device on the
inner roll stop. If the platform is too small to maneuver one front
wheel on the inner roll stop, two front wheels may be placed on the
inner roll stop. Note the vertical distance between a horizontal plane
(passing through the point of contact between the wheelchair test device
wheel(s) and the upper surface of the inner roll stop) and the ground.
Using the lift control, move the platform down until it stops. Compare
the location of the platform relative to the location noted in S7.6.2 to
determine compliance with S6.10.2.4. Measure the vertical change in
distance of the horizontal plane (passing through the point of contact
between the wheelchair test device wheel(s) and the upper surface of the
inner roll stop) to determine compliance with S6.10.2.7.
S7.7 Wheelchair retention device impact test and edge guard test.
S7.7.1 Determine compliance with S6.4.7.1 and S6.4.7.2 using the
test device specified in S7.1.2, under the procedures specified in
S7.7.2 and S7.7.3.
S7.7.2 Conduct the test in accordance with the procedures in
S7.7.2.1 through S7.7.2.5 to determine compliance with S6.4.7.1. In the
case of private use lifts, perform both S7.7.2.5(a) and (b), unless the
operating directions specify a required direction of wheelchair movement
onto the platform. When a direction is indicated in the operating
instructions, perform the procedure specified in S7.7.2.5(a) or (b) with
the test device oriented as required by the operating instructions.
S7.7.2.1 Place the lift platform at the vehicle floor loading
position.
S7.7.2.2 If the wheelchair retention device is an outer barrier, the
footrests are adjusted such that at their lowest point they have a
height 25 mm 2 mm (1 in 0.08
in) less than the outer barrier. If the wheelchair retention device is
not an outer barrier, the footrests are adjusted such that at their
lowest point they have a height 50 mm 2 mm (2 in
0.08 in) above the platform.
S7.7.2.3 Position the test device with its plane of symmetry
coincident with the lift reference plane and at a distance from the
platform sufficient
[[Page 1167]]
to achieve the impact velocities required by S7.7.2.5.
S7.7.2.4 An optional 50 kg (110 pounds) of weight may be centered,
evenly distributed, and secured in the seat of the wheelchair test
device to assist in stabilizing the wheelchair test device during
testing. The manufacturer shall select the option by the time it
certifies the lift and may not thereafter select a different test option
for the lift. Accelerate the test device onto the platform under its own
power such that the test device impacts the wheelchair retention device
at each speed and direction combination specified in S7.7.2.5. Terminate
power to the wheelchair test device by means of the wheelchair
controller after completion of the initial impact of any portion of the
wheelchair test device with the wheelchair retention device. Note the
position of the wheelchair test device following each impact to
determine compliance with S6.4.7. If necessary, after each impact,
adjust or replace the footrests to restore them to their original
condition.
S7.7.2.5 The test device is operated at the following speeds, in the
following directions--
(a) At a speed of not less than 2.0 m/s (4.4 mph) and not more than
2.1 m/s (4.7 mph) in the forward direction.
(b) At a speed of not less than 1.75 m/s (3.9 mph) and not more than
1.85 m/s (4.1 mph) in the rearward direction.
S7.7.3 Rotary platform lifts: For rotary platform lifts, conduct the
test under the procedures in S7.7.3.3 through S7.7.3.7 to determine
compliance with S6.4.7.2.
S7.7.3.1 Public use lifts: For public use lifts, perform the test in
both possible test device orientations.
S7.7.3.2 Private use lifts: For private use lifts, perform the test
in both possible test device orientations unless a required direction of
wheelchair movement onto the platform is indicated in the operating
instructions. If a required direction is indicated in the operating
instructions, perform the test with the test device oriented as required
by the operating instructions.
S7.7.3.3 Adjust the footrests of the test device to the shortest
length. Place the test device on the platform with its plane of symmetry
coincident with the lift reference plane.
S7.7.3.4 Position the platform surface 90 mm 10 mm (3.5 inches 0.4 inches)
above the ground level position.
S7.7.3.5 Slowly move the test device in the forward direction until
it contacts a wheelchair retention device. Activate the controller of
the test device such that, if the test device were unloaded and
unrestrained on a flat, level surface, it would achieve a maximum
forward velocity of not less than 2.0 m/s (4.4 mph) and not more than
2.1 m/s (4.7 mph).
S7.7.3.6 Realign the test device on the platform so that its plane
of symmetry is coincident with the lift reference plane. Slowly move the
test device in the rearward direction until it contacts a wheelchair
retention device. Activate the controller of the test device such that,
if the test device were unloaded and unrestrained on a flat, level
surface, it would achieve a maximum rearward velocity of not less than
1.75 m/s (3.9 mph) and not more than 1.85 m/s (4.1 mph).
S7.7.3.7 During the impacts specified in S7.7.3.5 and S7.7.3.6,
maintain power to the drive motors until all test device motion has
ceased except rotation of the drive wheels. Note the position of the
test device after its motion has ceased following each impact to
determine compliance with S6.4.7.2.
S7.7.4 Edge Guard Test. Determine compliance with S6.4.6 using the
test device specified in S7.1.2 by performing the test procedure
specified in S7.7.4.1 through S7.7.4.6. During the edge guard tests,
remove the footrests from the wheelchair test device.
S7.7.4.1 Position the platform surface 90 mm 10 mm (3.5 in 0.4 in) above the
ground level loading position.
S7.7.4.2 Place the test device on the platform surface with its
plane of symmetry coincident with the lift reference plane within 10 mm (0.4 in), its forward
direction of travel inboard toward the vehicle, and its position on the
platform as far rearward as the wheelchair retention device or outer
barrier will allow it to be placed.
S7.7.4.3 Adjust the control of the test device to a setting that
provides maximum acceleration and steer the
[[Page 1168]]
test device from side-to-side and corner-to-corner of the lift platform,
attempting to steer the test device off the platform. After each
attempt, when the wheelchair test device stalls due to contact with a
barrier, release the control to Neutral and realign the test device to
the starting position. Repeat this sequence at any level that is more
than 90 mm 10 mm (3.5 in 0.4
in) above the ground level loading position and more than 38 mm 10 mm (1.5 in 0.4 in) below the
vehicle floor level loading position. Repeat this sequence at 38 mm
10 mm (1.5 in 0.4 in) below
the vehicle floor level loading position.
S7.7.4.4 Next position the platform surface 38 mm 10 mm (1.5 in 0.4 in) below the
vehicle floor level loading position.
S7.7.4.5 Reposition the test device on the platform surface with its
plane of symmetry coincident with the lift reference plane within 10 mm (0.4 in), its forward
direction of travel outboard away from the vehicle, and its position on
the platform as far rearward as the wheelchair inner roll-stop or
vehicle body will allow it to be placed.
S7.7.4.6 Adjust the control of the test device to a setting that
provides maximum acceleration and steer the test device from side-to-
side and corner-to-corner of the lift platform, attempting to steer the
test device off the platform. After each attempt, when the wheelchair
test device stalls due to contact with a barrier, release the control to
Neutral and realign the test device to the starting position. Repeat
this sequence at any level that is more than 90 mm 10 mm (3.5 in 0.4 in) above the
ground level loading position and more than 38 mm 10 mm (1.5 in 0.4 in) below the
vehicle floor loading position. Repeat this sequence at 38 mm 10 mm (1.5 in 0.4 in) below the
vehicle floor level loading position.
S7.8 Inner roll stop test. Determine compliance with S6.4.8 using
the test device specified in S7.1.2 in accordance with the procedures
specified in S7.8.1 through S7.8.6.
S7.8.1 Place the platform at the ground level loading position, such
that the platform is level.
S7.8.2 Adjust the footrests of the test device to the shortest
length. Position the test device on the ground at a distance from the
platform sufficient to achieve the impact velocity required by S7.8.3.
The plane of symmetry of the test device is coincident with the lift
reference plane and the forward direction of travel is onto the
platform.
S7.8.3 An optional 50 kg (110 pounds) of weight may be centered,
evenly distributed, and secured in the seat of the wheelchair test
device to assist in stabilizing the wheelchair test device during
testing. The manufacturer shall select the option by the time it
certifies the lift and may not thereafter select a different test option
for the lift. Accelerate the test device onto the platform such that it
impacts the inner roll stop at a speed of not less than 1.5 m/s (3.4
mph) and not more than 1.6 m/s (3.6 mph). Terminate power to the
wheelchair test device by means of the wheelchair controller after
completion of the initial impact of any portion of the wheelchair test
device with the inner roll stop. Determine compliance with S6.4.8.3(a).
S7.8.4 If necessary, adjust or replace the footrests to restore them
to the condition they were in prior to the impact. Reposition the test
device on the platform with its plane of symmetry coincident with the
lift reference plane. Slowly move the test device in the forward
direction until it contacts the inner roll stop.
S7.8.5 Apply a static load to the inner roll stop by activating the
controller of the test device such that, with the test device were
unrestrained on a flat and level surface, it achieves a maximum forward
velocity of not less than 2.0 m/s and not more than 2.1 m/s.
S7.8.6 Maintain control activation and raise the platform to the
vehicle loading position. Determine compliance with S6.4.8.3(b).
S7.9 Static load test I--working load.
S7.9.1 By use of the lift controls specified in S6.7.2, perform the
operations specified in S7.9.2 through S7.9.8 in the order they are
specified.
S7.9.2 Place the platform in the stowed position.
S7.9.3 Deploy the platform to the vehicle floor loading position.
Center a standard load, including the test pallet, on the platform
surface.
[[Page 1169]]
S7.9.4 Lower the lift platform from the vehicle floor loading
position to the ground level loading position, stopping once between the
two positions. Remove the test pallet from the lift platform.
S7.9.5 Raise the lift platform from the ground level loading
position to the vehicle floor level loading position, stopping once
between the two positions.
S7.9.6 Lower the lift platform from the vehicle floor level loading
position to the ground level loading position, stopping once between the
two positions.
S7.9.7 Center the loaded test pallet on the platform surface. Raise
the lift platform from the ground level loading position to the vehicle
floor loading position, stopping once between the two positions.
S7.9.8 Remove the pallet from the lift platform. Stow the lift.
S7.9.9 Turn power off to the lift and repeat S7.9.3 through S7.9.5
and stow the lift using the backup operating mode as specified by S6.9
in accordance with the manufacturer's backup operating instructions.
S7.10 Fatigue endurance test.
S7.10.1 Perform the test procedure specified in S7.10.2 through
S7.10.6 and determine compliance with S6.5.1.
S7.10.2 Put the unloaded lift platform at the ground level loading
position. Center a standard load, including the test pallet, on the
platform surface.
S7.10.3 Each sequence of lift operations specified in S7.10.5.1,
S7.10.5.2, S7.10.6.1 and S7.10.6.2 are done in blocks of 10 cycles with
a 1 minute maximum rest period between each cycle in any block. The
minimum rest period between each block of 10 cycles is such that the
temperature of the lift components is maintained below the values
specified by the manufacturer or that degrade the lift function.
S7.10.4 During the test sequence specified in S7.10.2 through
S7.10.6, perform any lift maintenance as specified in the vehicle
owner's manual.
S7.10.5 Public use lifts: Using the lift controls specified in
S6.7.2, perform the operations specified in S7.10.5.1 through S7.10.5.3
in the order they are given. Public use lifts that manually stow (fold)
and deploy (unfold) are not required to perform the stow and deploy
portions of the tests.
S7.10.5.1 Raise and lower the platform through the range of
passenger operation 3,900 times.
S7.10.5.2 Remove the test pallet from the platform. Raise the
platform to the vehicle floor loading position, stow the lift, deploy
the lift and lower the platform to the ground level loading position
3,900 times.
S7.10.5.3 Perform the test sequence specified in S7.10.5.1 and
S7.10.5.2 two times.
S7.10.6 Private use lifts: Using the lift controls specified in
S6.7.2, perform the operation specified in S7.10.6.1 through S7.10.6.3
in the order they are given. Private use lifts that manually stow (fold)
and deploy (unfold) are not required to perform the stow and deploy
portions of the tests.
S7.10.6.1 Raise and lower the platform through the range of
passenger operation 1,100 times.
S7.10.6.2 Remove the test pallet from the platform. Raise the
platform to the vehicle floor loading position, stow the lift, deploy
the lift and lower the platform to the ground level loading position
1,100 times.
S7.10.6.3 Perform the test sequence specified in S7.10.6.1 and
S7.10.6.2 two times.
S7.11 Static load test II--proof load.
S7.11.1 Perform the test procedures specified in S7.11.2 through
S7.11.5 and determine compliance with S6.5.2.
S7.11.2 Place the platform at the vehicle floor level loading
position, center three times the standard load, including the test
pallet, on the platform surface. Fully place the pallet on the platform
within 1 minute of beginning to place it.
S7.11.3 Two minutes after fully placing the loaded test pallet on
the platform surface, remove the loaded test pallet and examine the
platform lift and vehicle for separation, fracture or breakage.
S7.11.4 After completing the static load test specified in S7.11.2
through S7.11.4, repeat Static Load Test I specified in S7.9.
S7.12 Handrail test.
S7.12.1 To determine compliance with S6.4.9.7, apply 4.4 N (1 lbf)
through
[[Page 1170]]
an area of 1290 mm\2\ (2 in\2\) in any direction at any point on the
handrail in order to remove any looseness or slack from the handrail
structure. Use this position of the handrail relative to the platform as
the reference point for the measurement of handrail displacement. Apply
445 N (100 lbf) through an area of 1290 mm\2\ (2 in\2\) in a direction
and location opposite to that of the 4.4 N (1 lbf). Attain the force
within 1 minute after beginning to apply it. Five seconds after
attaining the force, measure the amount of displacement of the handrail
relative to the reference point, and measure the distance between the
outside of the handrail and the nearest portion of the vehicle. Release
the 445 N (100 lbf) and reapply the 4.4 N (1 lbf) in the direction and
location that it was first applied. Five seconds after attaining the
force, measure the position of the handrail with respect to the
reference point to determine if there is any permanent deformation of
the handrail relative to the platform.
S7.12.2 To determine compliance with S6.4.9.8, apply 4.4 N (1 lbf)
through an area of 1,290 mm\2\ (2 in\2\) in any direction at any point
on the handrail in order to remove any looseness or slack from the
handrail structure. Use this position of the handrail relative to the
platform as the reference point for the measurement of handrail
displacement. Apply 1,112 N (250 lbf) through an area of 1,290 mm\2\ (2
in\2\) in a direction and location opposite to that of the 1 4.4 N (1
lbf). Attain the force within 1 minute after beginning to apply it. Five
seconds after attaining the force, measure the amount of displacement of
the handrail relative to the reference point. Maintain the force for two
minutes. Release the force and inspect the handrail for cracking,
separations or fractures.
S7.13 Wheelchair retention device overload test.
S7.13.1 Perform the test procedures as specified in S7.13.2 through
S7.13.5 to determine compliance with S6.4.7.3.
S7.13.2 Position the platform surface 90 mm 10
mm (3.5 in 0.4 in) above the ground level loading
position. Apply 7,117 N (1,600 lbf) to the wheelchair retention device
in a direction parallel to both the platform lift and platform reference
planes. Attain the force within 1 minute after beginning to apply it.
S7.13.3 For a wheelchair retention device that is in the form of an
outer barrier, apply the force through a rectangular area with a height
of 25 mm (1 in) and a width spanning the entire barrier. Distribute the
force evenly about an axis 64 mm (2.5 in) above the platform reference
plane. If the bottom edge of the outer barrier falls 50 mm (2 in) or
more above the platform reference plane, distribute the force about an
axis 13 mm (0.5 in) above the bottom edge of the barrier.
S7.13.4 For a wheelchair retention device other than an outer
barrier, place the test device specified in S7.1.2 on the lift platform
with its plane of symmetry coincident with the lift reference plane and
directed such that forward motion is impeded by the wheelchair retention
device. Move the test device forward until it contacts the wheelchair
retention device. Remove the test device from the platform. Apply the
force specified in S7.13.2 distributed evenly at all areas of the
wheelchair retention device that made contact with the test device when
it was moved forward. Attain the force within 1 minute after beginning
to apply it.
S7.13.5 After maintaining the force for two minutes, remove it and
examine the wheelchair retention device for separation, fracture or
breakage.
S7.14 Static load test III--ultimate load.
S7.14.1 Perform the test procedures as specified in S7.14.2 through
S7.14.4 to determine compliance with S6.5.3.
S7.14.2 Reinforce the vehicle structure where the lift is attached
such that it is rigid and will not deform, break or separate during
application of the load specified in S7.14.3 or remove the platform lift
from the vehicle and install it on a test jig that is rigid and will not
deform, break or separate during application of the load specified in
S7.14.3.
S7.14.3 When the platform is at the vehicle floor loading position,
center four times the standard load, including the test pallet, on the
platform surface. Fully place the pallet on the platform within 1 minute
of beginning to place it.
[[Page 1171]]
S7.14.4 Two minutes after fully placing the loaded test pallet on
the platform surface, remove the loaded test pallet and examine the
platform lift for separation, fracture or breakage.
[GRAPHIC] [TIFF OMITTED] TR27DE02.001
[[Page 1172]]
[GRAPHIC] [TIFF OMITTED] TR05AP12.001
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[GRAPHIC] [TIFF OMITTED] TR27DE02.003
[67 FR 79439, Dec. 27, 2002, as amended at 69 FR 58852, Oct. 1, 2004; 69
FR 76870, Dec. 23, 2004; 77 FR 769, Jan. 6, 2012; 77 FR 20567, Apr. 5,
2012]
Sec. 571.404 Standard No. 404; Platform lift installations in motor vehicles.
S1. Scope. This standard specifies requirements for vehicles
equipped with platform lifts used to assist persons with limited
mobility in entering or leaving a vehicle.
S2. Purpose. The purpose of this standard is to prevent injuries and
fatalities to passengers and bystanders during the operation of platform
lifts installed in motor vehicles.
S3 Application. This standard applies to motor vehicles manufactured
on and after July 1, 2005, that are equipped with a platform lift
designed to carry standing passengers who may be aided by canes or
walkers, as well as persons seated in wheelchairs, scooters, and other
mobility aids, into and out of the vehicle.
S4. Requirements.
S4.1 Installation requirements.
S4.1.1 Lift-equipped buses, school buses, and MPVs other than motor
homes with a GVWR greater than 4,536 kg (10,000 lb) must be equipped
with a public use lift certified as meeting Federal Motor Vehicle Safety
Standard No. 403, Lift Systems for Motor Vehicles (49 CFR 571.403).
S4.1.2 Lift-equipped motor vehicles, other than ones subject to
paragraph S4.1.1, must be equipped with a platform lift certified as
meeting either the public use lift or private use lift requirements of
Federal Motor Vehicle Safety Standard No. 403, Lift Systems for Motor
Vehicles (49 CFR 571.403).
S4.1.3 Platform lifts must be installed in the vehicle in accordance
with the installation instructions or procedures provided pursuant to
S6.13 of Standard 403. The vehicle must be of
[[Page 1174]]
a type identified in the installation instructions as appropriate for
the platform lift as certified by the platform lift manufacturer.
S4.1.4 The platform lift, as installed, must continue to comply with
all the applicable requirements of Federal Motor Vehicle Safety Standard
No. 403, Lift Systems for Motor Vehicles (49 CFR 571.403).
S4.1.5 Platform Lighting on public use lifts. Public-use lifts must
be provided with a light or set of lights that provide at least 22 lm/
m\2\ or 22 Lux (2 lm/ft\2\ or 2 foot-candles) of illumination on all
portions of the surface of the platform when the platform is at the
vehicle floor level. Additionally, a light or set of lights must provide
at least 11 lm/m\2\ or 11 Lux (1 lm/ft\2\ or 1 foot-candle) of
illumination on all portions of the surface of the platform and all
portions of the surface of the passenger-unloading ramp at ground level.
In preparation for taking illumination measurements, operate the vehicle
engine by idling or driving the test vehicle, with the vehicle's HVAC
system turned off, for a minimum of 20 minutes, after which the engine
is turned off. Illumination measurements are then recorded no later than
10 minutes after the time the engine is turned off, with the vehicle in
a location where there is no apparent ambient light, and with the
sensing element of the measuring device within 50 mm (2 inches) of the
platform surface being measured.
S4.2 Vehicle owner's manual insert requirements. If the vehicle is
equipped with an owner's manual, the owner's manual must contain the
inserts provided by the lift manufacturer pursuant to S6.12 of 49 CFR
571.403.
S4.3 Control panel switches.
S4.3.1 Instructions regarding the platform lift operating
procedures, including backup operations, as specified by S6.7.8 of 49
CFR 571.403, must be permanently affixed to a location adjacent to the
controls.
S4.3.2 Public use lift: In addition to meeting the requirements of
S4.3.1, for vehicles equipped with public use lifts, as defined in 49
CFR 571.403, any and all controls provided for the lift by the platform
lift manufacturer other than those provided for back-up operation of the
platform lift specified in S5.9 of 49 CFR 571.403, must be located
together and in a position such that the control operator has a direct,
unobstructed view of the platform lift passenger and/or their mobility
aid throughout the lift's range of passenger operation. Additional power
controls and controls for back-up operation of the lift may be located
in other positions.
[67 FR 79451, Dec. 27, 2002, as amended at 69 FR 58855, Oct. 1, 2004; 69
FR 76870, Dec. 23, 2004; 77 FR 20571, Apr. 5, 2012]
Sec. 571.500 Standard No. 500; Low-speed vehicles.
S1. Scope. This standard specifies requirements for low-speed
vehicles.
S2. Purpose. The purpose of this standard is to ensure that low-
speed vehicles operated on the public streets, roads, and highways are
equipped with the minimum motor vehicle equipment appropriate for motor
vehicle safety.
S3. Applicability. This standard applies to low-speed vehicles.
S4. [Reserved]
S5. Requirements.
(a) When tested in accordance with test conditions in S6 and test
procedures in S7, the maximum speed attainable in 1.6 km (1 mile) by
each low-speed vehicle shall not more than 40 kilometers per hour (25
miles per hour).
(b) Each low-speed vehicle shall be equipped with:
(1) Headlamps,
(2) Front and rear turn signal lamps,
(3) Taillamps,
(4) Stop lamps,
(5) Reflex reflectors: one red on each side as far to the rear as
practicable, and one red on the rear,
(6) An exterior mirror mounted on the driver's side of the vehicle
and either an exterior mirror mounted on the passenger's side of the
vehicle or an interior mirror,
(7) A parking brake,
(8) A windshield that conforms to the Federal motor vehicle safety
standard on glazing materials (49 CFR 571.205).
(9) A VIN that conforms to the requirements of part 565 Vehicle
Identification Number of this chapter, and
(10) A Type 1 or Type 2 seat belt assembly conforming to Sec.
571.209 of this part, Federal Motor Vehicle Safety Standard No. 209,
Seat belt assemblies,
[[Page 1175]]
installed at each designated seating position.
(11) Low-speed vehicles shall comply with the rear visibility
requirements specified in paragraphs S6.2 of FMVSS No. 111.
(12) An alert sound as required by Sec. 571.141.
S6. General test conditions. Each vehicle must meet the performance
limit specified in S5(a) under the following test conditions.
S6.1. Ambient conditions.
S6.1.1. Ambient temperature. The ambient temperature is any
temperature between 0 [deg]C (32 [deg]F) and 40 [deg]C (104 [deg]F).
S6.1.2. Wind speed. The wind speed is not greater than 5 m/s (11.2
mph).
S6.2. Road test surface.
S6.2.1. Pavement friction. Unless otherwise specified, the road test
surface produces a peak friction coefficient (PFC) of 1.02 when measured
using a ASTM F2493 standard reference test tire, in accordance with ASTM
E1337-19, at a speed of 64.4 km/h (40.0 mph), without water delivery
(incorporated by reference; see Sec. 571.5).
S6.2.2. Gradient. The test surface has not more than a 1 percent
gradient in the direction of testing and not more than a 2 percent
gradient perpendicular to the direction of testing.
S6.2.3. Lane width. The lane width is not less than 3.5 m (11.5 ft).
S6.3. Vehicle conditions.
S6.3.1. The test weight for maximum speed is unloaded vehicle weight
plus a mass of 78 kg (170 pounds), including driver and instrumentation.
S6.3.2. No adjustment, repair or replacement of any component is
allowed after the start of the first performance test.
S6.3.3. Tire inflation pressure. Cold inflation pressure is not more
than the maximum permissible pressure molded on the tire sidewall.
S6.3.4. Break-in. The vehicle completes the manufacturer's
recommended break-in agenda as a minimum condition prior to beginning
the performance tests.
S6.3.5. Vehicle openings. All vehicle openings (doors, windows,
hood, trunk, convertible top, cargo doors, etc.) are closed except as
required for instrumentation purposes.
S6.3.6. Battery powered vehicles. Prior to beginning the performance
tests, propulsion batteries are at the state of charge recommended by
the manufacturer or, if the manufacturer has made no recommendation, at
a state of charge of not less than 95 percent. No further charging of
any propulsion battery is permissible.
S7. Test procedure. Each vehicle must meet the performance limit
specified in S5(a) under the following test procedure. The maximum speed
performance is determined by measuring the maximum attainable vehicle
speed at any point in a distance of 1.6 km (1.0 mile) from a standing
start and repeated in the opposite direction within 30 minutes.
[63 FR 33216, June 17, 1998, as amended at 68 FR 43972, July 25, 2003;
79 FR 19249, Apr. 7, 2014; 81 FR 90521, Dec. 14, 2016; 87 FR 34810, June
8, 2022]
Sec. Appendix A to Subpart B Section 571.108 Table of Contents
Sec.
571.108 Standard No. 108; Lamps, reflective devices, and associated
equipment.
S1 Scope.
S2 Purpose.
S3 Application.
S4 Definitions.
S5 References to SAE publications.
S6 Vehicle requirements.
S6.1 Required lamps, reflective devices, and associated equipment by
vehicle type.
S6.1.1 Quantity.
S6.1.1.1 Conspicuity systems.
S6.1.1.2 High-mounted stop lamps.
S6.1.1.3 Truck tractor rear turn signal lamps.
S6.1.1.4 Daytime running lamps.
S6.1.2 Color.
S6.1.3 Mounting location.
S6.1.3.3 License plate lamp.
S6.1.3.4 High-mounted stop lamps.
S6.1.3.4.1 Interior mounting.
S6.1.3.4.2 Accessibility.
S6.1.3.5 Headlamp beam mounting.
S6.1.3.5.1 Vertical headlamp arrangement.
S6.1.3.5.2 Horizontal headlamp arrangement.
S6.1.3.6 Auxiliary lamps mounted near identification lamps.
S6.1.4 Mounting height.
S6.1.4.1 High-mounted stop lamps.
S6.1.5 Activation.
S6.1.5.1 Hazard warning signal.
S6.1.5.2 Simultaneous beam activation.
S6.2 Impairment.
S6.2.3 Headlamp obstructions.
S6.3 Equipment combinations.
S6.4 Lens area, visibility and school bus signal lamp aiming.
[[Page 1176]]
S6.4.1 Effective projected luminous lens area requirements.
S6.4.2 Visibility.
S6.4.3 Visibility options.
S6.4.3(a) Lens area option.
S6.4.3(b) Luminous intensity option.
S6.4.4 Legacy visibility alternative.
S6.4.5 School bus signal lamp aiming.
S6.5 Marking.
S6.5.1 DOT marking.
S6.5.2 DRL marking.
S6.5.3 Headlamp markings.
S6.5.3.1 Trademark.
S6.5.3.2 Voltage and trade number.
S6.5.3.3 Sealed beam headlamp markings.
S6.5.3.4 Replaceable bulb headlamp markings.
S6.5.3.5 Additional headlamp markings.
S6.6 Associated equipment.
S6.6.3 License plate holder.
S6.7 Replacement equipment.
S6.7.1 General.
S6.7.2 Version of this standard.
S7 Signal lamp requirements.
S7.1 Turn signal lamps.
S7.1.1 Front turn signal lamps.
S7.1.1.1 Number.
S7.1.1.2 Color of light.
S7.1.1.3 Mounting location.
S7.1.1.4 Mounting height.
S7.1.1.5 Activation.
S7.1.1.6 Effective projected luminous lens area.
S7.1.1.7 Visibility.
S7.1.1.8 Indicator.
S7.1.1.9 Markings.
S7.1.1.10 Spacing to other lamps.
S7.1.1.10.2 Spacing measurement for non-reflector lamps.
S7.1.1.10.3 Spacing measurement for lamps with reflectors.
S7.1.1.10.4 Spacing based photometric multipliers.
S7.1.1.11 Multiple compartment lamps and multiple lamps.
S7.1.1.11.4 Lamps installed on vehicles 2032 mm or more in overall
width.
S7.1.1.12 Ratio to parking lamps and clearance lamps.
S7.1.1.13 Photometry.
S7.1.1.14 Physical tests.
S7.1.2 Rear turn signal lamps.
S7.1.2.1 Number.
S7.1.2.2 Color of light.
S7.1.2.3 Mounting location.
S7.1.2.4 Mounting height.
S7.1.2.5 Activation.
S7.1.2.6 Effective projected luminous lens area.
S7.1.2.7 Visibility.
S7.1.2.8 Indicator.
S7.1.2.9 Markings.
S7.1.2.10 Spacing to other lamps.
S7.1.2.11 Multiple compartments and multiple lamps.
S7.1.2.11.4 Lamps installed on vehicles 2032 mm or more in overall
width.
S7.1.2.12 Ratio to taillamps and clearance lamps.
S7.1.2.13 Photometry.
S7.1.2.14 Physical tests.
S7.1.3 Combined lamp bulb indexing.
S7.2 Taillamps.
S7.2.1 Number.
S7.2.2 Color of light.
S7.2.3 Mounting location.
S7.2.4 Mounting height.
S7.2.5 Activation.
S7.2.6 Effective projected luminous lens area.
S7.2.7 Visibility.
S7.2.8 Indicator.
S7.2.9 Markings.
S7.2.10 Spacing to other lamps.
S7.2.11 Multiple compartments and multiple lamps.
S7.2.11.4 Taillamps installed on vehicles 2032 mm or more in overall
width.
S7.2.12 Ratio.
S7.2.13 Photometry.
S7.2.14 Physical tests.
S7.3 Stop lamps.
S7.3.1 Number.
S7.3.2 Color of light.
S7.3.3 Mounting location.
S7.3.4 Mounting height.
S7.3.5 Activation.
S7.3.6 Effective projected luminous lens area.
S7.3.7 Visibility.
S7.3.8 Indicator.
S7.3.9 Markings.
S7.3.10 Spacing to other lamps.
S7.3.11 Multiple compartments and multiple lamps.
S7.3.11.4 Lamps installed on vehicles 2032 mm or more in overall width.
S7.3.12 Ratio to taillamps.
S7.3.13 Photometry.
S7.3.14 Physical tests.
S7.3.15 Combined lamp bulb indexing.
S7.4 Side marker lamps.
S7.4.1 Number.
S7.4.2 Color of light.
S7.4.3 Mounting location.
S7.4.4 Mounting height.
S7.4.5 Activation.
S7.4.6 Effective projected luminous lens area.
S7.4.7 Visibility.
S7.4.8 Indicator.
S7.4.9 Markings.
S7.4.10 Spacing to other lamps.
S7.4.11 Multiple compartments and multiple lamps.
S7.4.12 Ratio.
S7.4.13 Photometry.
S7.4.13.2 Inboard photometry.
S7.4.14 Physical tests.
S7.5 Clearance and identification lamps.
S7.5.1 Number.
S7.5.2 Color of light.
S7.5.3 Mounting location.
S7.5.4 Mounting height.
S7.5.5 Activation.
S7.5.6 Effective projected luminous lens area.
S7.5.7 Visibility.
S7.5.8 Indicator.
S7.5.9 Markings.
S7.5.10 Spacing to other lamps.
[[Page 1177]]
S7.5.11 Multiple compartments and multiple lamps.
S7.5.12 Ratio.
S7.5.12.1 Clearance lamps.
S7.5.12.2 Identification lamps.
S7.5.13 Photometry.
S7.5.14 Physical tests.
S7.6 Backup lamps.
S7.6.1 Number.
S7.6.2 Color of light.
S7.6.3 Mounting location.
S7.6.4 Mounting height.
S7.6.5 Activation.
S7.6.6 Effective projected luminous lens area.
S7.6.7 Visibility.
S7.6.8 Indicator.
S7.6.9 Markings.
S7.6.10 Spacing to other lamps.
S7.6.11 Multiple compartments and multiple lamps.
S7.6.12 Ratio.
S7.6.13 Photometry.
S7.6.14 Physical tests.
S7.7 License plate lamps.
S7.7.1 Number.
S7.7.2 Color of light.
S7.7.3 Mounting location.
S7.7.4 Mounting height.
S7.7.5 Activation.
S7.7.6 Effective projected luminous lens area.
S7.7.7 Visibility.
S7.7.8 Indicator.
S7.7.9 Markings.
S7.7.10 Spacing to other lamps.
S7.7.11 Multiple compartments and multiple lamps.
S7.7.12 Ratio.
S7.7.13 Photometry.
S7.7.14 Physical tests.
S7.7.15 Installation.
S7.7.15.4 Incident light from single lamp.
S7.7.15.5 Incident light from multiple lamps.
S7.8 Parking lamps.
S7.8.1 Number.
S7.8.2 Color of light.
S7.8.3 Mounting location.
S7.8.4 Mounting height.
S7.8.5 Activation.
S7.8.6 Effective projected luminous lens area.
S7.8.7 Visibility.
S7.8.8 Indicator.
S7.8.9 Markings.
S7.8.10 Spacing to other lamps.
S7.8.11 Multiple compartments and multiple lamps.
S7.8.12 Ratio.
S7.8.13 Photometry.
S7.8.14 Physical tests.
S7.9 High-mounted stop lamps.
S7.9.1 Number.
S7.9.2 Color of light.
S7.9.3 Mounting location.
S7.9.4 Mounting height.
S7.9.5 Activation.
S7.9.6 Effective projected luminous lens area.
S7.9.7 Visibility.
S7.9.8 Indicator.
S7.9.9 Markings.
S7.9.10 Spacing to other lamps.
S7.9.11 Multiple compartments and multiple lamps.
S7.9.12 Ratio.
S7.9.13 Photometry.
S7.9.14 Physical tests.
S7.10 Daytime running lamps (DRLs).
S7.10.1 Number.
S7.10.2 Color of light.
S7.10.3 Mounting location.
S7.10.4 Mounting height.
S7.10.5 Activation.
S7.10.6 Effective projected luminous lens area.
S7.10.7 Visibility.
S7.10.8 Indicator.
S7.10.9 Markings.
S7.10.10 Spacing to other lamps.
S7.10.10.1 Spacing to turn signal lamps.
S7.10.11 Multiple compartments and multiple lamps.
S7.10.12 Ratio.
S7.10.13 Photometry.
S7.10.14 Physical tests.
S7.11 School bus signal lamps.
S7.11.1 Number.
S7.11.2 Color of light.
S7.11.3 Mounting location.
S7.11.4 Mounting height.
S7.11.5 Activation.
S7.11.6 Effective projected luminous lens area.
S7.11.7 Visibility.
S7.11.8 Indicator.
S7.11.9 Markings.
S7.11.10 Spacing to other lamps.
S7.11.11 Multiple compartments and multiple lamps.
S7.11.12 Ratio.
S7.11.13 Photometry.
S7.11.14 Physical tests.
S8 Reflective device requirements.
S8.1 Reflex reflectors.
S8.1.1 Number.
S8.1.2 Color.
S8.1.3 Mounting location.
S8.1.4 Mounting height.
S8.1.5 Activation.
S8.1.6 Effective projected luminous lens area.
S8.1.7 Visibility.
S8.1.8 Indicator.
S8.1.9 Markings.
S8.1.10 Spacing to other lamps or reflective devices.
S8.1.11 Photometry.
S8.1.12 Physical tests.
S8.1.13 Alternative side reflex reflector material.
S8.2 Conspicuity systems.
S8.2.1 Retroreflective sheeting.
S8.2.1.2 Retroreflective sheeting material.
S8.2.1.3 Certification marking.
S8.2.1.4 Application pattern.
S8.2.1.4.1 Alternating red and white materials.
S8.2.1.5 Application location.
S8.2.1.6 Application spacing.
S8.2.1.7 Photometry.
S8.2.2 Conspicuity reflex reflectors.
[[Page 1178]]
S8.2.2.1 Certification marking.
S8.2.2.2 Application pattern.
S8.2.2.2.1 Alternating red and white materials.
S8.2.2.2.2 White material.
S8.2.2.3 Photometry.
S8.2.3 Conspicuity system installation on trailers.
S8.2.3.1 Trailer rear.
S8.2.3.1.1 Element 1--alternating red and white materials.
S8.2.3.1.2 Element 2--white.
S8.2.3.1.3 Element 3--alternating red and white materials.
S8.2.3.2 Trailer side-alternating red and white materials.
S8.2.4 Conspicuity system installation on truck tractors.
S8.2.4.1 Element 1--alternating red and white materials.
S8.2.4.2 Element 2--white.
S9 Associated equipment requirements.
S9.1 Turn signal operating unit.
S9.1.2 Physical tests.
S9.2 Turn signal flasher.
S9.2.2 Physical tests.
S9.3 Turn signal pilot indicator.
S9.3.4 Indicator size and color.
S9.3.6 Turn signal lamp failure.
S9.4 Headlamp beam switching device.
S9.4.1 Semi-automatic headlamp beam switching device.
S9.4.1.1 Operating instructions.
S9.4.1.2 Manual override.
S9.4.1.3 Fail safe operation.
S9.4.1.4 Automatic dimming indicator.
S9.4.1.5 Option 1 (Semiautomatic Headlamp Beam Switching Devices other
than Adaptive Driving Beam systems).
S9.4.1.5.1 Lens accessibility.
S9.4.1.5.2 Mounting height.
S9.4.1.5.3 Physical tests.
S9.4.1.6 Option 2 (Adaptive Driving Beam systems).
S9.4.1.7 Physical tests.
S9.5 Upper beam headlamp indicator.
S9.5.1 Indicator size and location.
S9.6 Vehicular hazard warning signal operating unit.
S9.6.2 Operating unit switch.
S9.6.3 Physical tests.
S9.7 Vehicular hazard warning signal flasher.
S9.7.2 Physical tests.
S9.8 Vehicular hazard warning signal pilot indicator.
S9.8.4 Indicator size and color.
S10 Headlighting system requirements.
S10.1 Vehicle headlighting systems.
S10.2 [Reserved].
S10.3 Number.
S10.4 Color of light.
S10.5 Mounting location.
S10.6 Mounting height.
S10.7 Activation.
S10.8 Effective projected luminous lens area.
S10.9 Visibility.
S10.10 Indicator.
S10.11 Markings.
S10.12 Spacing to other lamps.
S10.13 Sealed beam headlighting systems.
S10.13.1 Installation.
S10.13.2 Simultaneous aim.
S10.13.3 Photometry.
S10.13.4 Physical tests.
S10.14 Integral beam headlighting systems.
S10.14.1 Installation.
S10.14.2 Aimability.
S10.14.3 Simultaneous aim.
S10.14.4 Markings.
S10.14.5 Additional light sources.
S10.14.6 Photometry.
S10.14.7 Physical tests.
S10.15 Replaceable bulb headlighting systems.
S10.15.1 Installation.
S10.15.2 Aiming restrictions.
S10.15.3 Replacement lens reflector units.
S10.15.4 Markings.
S10.15.5 Additional light sources.
S10.15.6 Photometry.
S10.15.7 Physical tests.
S10.16 Combination headlighting systems.
S10.16.1 Installation.
S10.16.2 Photometry.
S10.16.3 Physical tests.
S10.17 Motorcycle headlighting systems.
S10.17.1 Installation.
S10.17.1.1 Single headlamp.
S10.17.1.2 Two headlamps with both beams.
S10.17.1.3 Two headlamps, upper beam and lower beam.
S10.17.2 Motorcycle replaceable bulb headlamp marking.
S10.17.3 Photometry.
S10.17.4 Physical tests.
S10.17.5 Motorcycle headlamp modulation system.
S10.17.5.1 Modulation.
S10.17.5.2 Replacement modulators.
S10.17.5.2.1 Replacement performance.
S10.17.5.2.2 Replacement instructions.
S10.18 Headlamp aimability performance requirements (except
motorcycles).
S10.18.1 Headlamp mounting and aiming.
S10.18.2 Headlamp aiming systems.
S10.18.3 Aim adjustment interaction.
S10.18.4 Horizontal adjustment-visually aimed headlamp.
S10.18.5 Optical axis marking.
S10.18.5.1 Optical axis marking-vehicle.
S10.18.5.2 Optical axis marking-lamp.
S10.18.5.3 Optical axis marking-visual/optical aim headlamp.
S10.18.6 Moveable reflectors.
S10.18.7 External aiming.
S10.18.7.1 Headlamp aiming device locating plates.
S10.18.7.2 Nonadjustable headlamp aiming device locating plates.
S10.18.8 On-vehicle aiming.
S10.18.8.1 Aim.
S10.18.8.1.1 Vertical aim.
S10.18.8.1.2 Horizontal aim.
S10.18.8.2 Aiming instructions.
S10.18.8.3 Permanent calibration.
S10.18.8.4 Replacement units.
[[Page 1179]]
S10.18.8.5 Physical tests.
S10.18.9 Visual/optical aiming.
S10.18.9.1 Vertical aim, lower beam.
S10.18.9.1.1 Vertical position of the cutoff.
S10.18.9.1.2 Vertical gradient.
S10.18.9.1.3 Horizontal position of the cutoff.
S10.18.9.1.4 Maximum inclination of the cutoff.
S10.18.9.1.5 Measuring the cutoff parameter.
S10.18.9.2 Horizontal aim, lower beam.
S10.18.9.3 Vertical aim, upper beam.
S10.18.9.4 Horizontal aim, upper beam.
S10.18.9.5 Photometry.
S10.18.9.6 Visual/optical aiming identification marking.
S11 Replaceable light source requirements.
S11.1 Markings.
S11.2 Ballast markings.
S11.3 Gas discharge laboratory life.
S11.4 Physical tests.
S12 Headlamp concealment device requirements.
S12.7 Certification election.
S13 Replaceable headlamp lens requirements.
S14 Physical and photometry test procedures and performance
requirements.
S14.1 General test procedures and performance requirements.
S14.1.2 Plastic optical materials.
S14.1.4 Samples.
S14.1.5 Laboratory facilities.
S14.2 Photometric test procedures.
S14.2.1 Photometry measurements for all lamps except license lamps,
headlamps, and DRLs.
S14.2.1.1 Mounting.
S14.2.1.2 School bus signal lamp aiming.
S14.2.1.3 Measurement distance.
S14.2.1.4 Location of test points.
S14.2.1.5 Multiple compartment and multiple lamp photometry of turn
signal lamps, stop lamps, and taillamps.
S14.2.1.6 Bulbs.
S14.2.2 License plate lamp photometry.
S14.2.2.1 Illumination surface.
S14.2.2.2 Test stations.
S14.2.3 Reflex reflector and retroreflective sheeting photometry.
S14.2.3.1 Mounting.
S14.2.3.2 Illumination source.
S14.2.3.3 Measurement distance.
S14.2.3.4 Test setup.
S14.2.3.5 Photodetector.
S14.2.3.6 Photometry surface.
S14.2.3.7 Procedure.
S14.2.3.8 Measurements.
S14.2.3.8.1 Reflex reflectors.
S14.2.3.8.2 Retroreflective sheeting.
S14.2.3.8.3 Reflex reflector photometry measurement adjustments.
S14.2.4 Daytime running lamp (DRL) photometry measurements.
S14.2.5 Headlamp photometry measurements.
S14.2.5.1 Mounting.
S14.2.5.3 Measurement distance.
S14.2.5.4 Seasoning and test voltage.
S14.2.5.5 Aiming.
S14.2.5.5.1 Mechanically aimable headlamps using an external aimer.
S14.2.5.5.2 Mechanically aimable headlamps equipped with a VHAD.
S14.2.5.5.3 Visually aimable lower beam headlamps-vertical aim.
S14.2.5.5.4 Visually aimable lower beam headlamps-horizontal aim.
S14.2.5.5.5 Visually aimable upper beam headlamps-vertical aim.
S14.2.5.5.6 Visually aimable upper beam headlamps-horizontal aim.
S14.2.5.5.7 Simultaneous aim Type F sealed beam headlamps and beam
contributor integral beam headlamps.
S14.2.5.5.8 Motorcycle headlamp-upper beam headlamps designed to comply
with Table XX.
S14.2.5.5.9 Motorcycle headlamp-lower beam headlamps designed to comply
with Table XX.
S14.2.5.6 Positioner.
S14.2.5.7 Photometer.
S14.2.5.7.2 Sensor.
S14.2.5.8 Location of test points.
S14.2.5.9 Beam contributor photometry measurements.
S14.2.5.10 Moveable reflector aimed headlamp photometry measurements.
S14.3 Motorcycle headlamp out of focus test procedure and performance
requirements.
S14.3.1 Procedure.
S14.3.2 Performance requirements.
S14.4 General test procedures and performance requirements.
S14.4.1 Color test.
S14.4.1.1 Samples.
S14.4.1.2 General procedure.
S14.4.1.3 Visual method.
S14.4.1.3.1 Visual method procedure.
S14.4.1.3.2 Visual method performance requirements.
S14.4.1.3.2.1 Red.
S14.4.1.3.2.2 Yellow (Amber).
S14.4.1.3.2.3 White.
S14.4.1.4 Tristimulus method.
S14.4.1.4.1 Tristimulus method procedure.
S14.4.1.4.2 Tristimulus method performance requirements.
S14.4.1.4.2.1 Red.
S14.4.1.4.2.2 Yellow (Amber).
S14.4.1.4.2.3 White (achromatic).
S14.4.1.4.2.4 Green.
S14.4.1.4.2.5 Restricted Blue.
S14.4.1.4.2.6 Signal Blue.
S14.4.2 Plastic optical materials tests.
S14.4.2.1 Samples.
S14.4.2.2 Outdoor exposure test.
S14.4.2.2.3 Procedure.
S14.4.2.2.4 Performance requirements.
S14.4.2.3 Heat test.
S14.4.2.3.1 Procedure.
S14.4.2.3.2 Performance requirements.
S14.5 Signal lamp and reflective device physical test procedures and
performance requirements.
S14.5.1 Vibration test.
S14.5.1.1 Procedure.
S14.5.1.2 Performance requirements.
[[Page 1180]]
S14.5.2 Moisture test.
S14.5.2.1 Procedure.
S14.5.2.2 Performance requirements.
S14.5.3 Dust test.
S14.5.3.1 Samples.
S14.5.3.2 Procedure.
S14.5.3.3 Performance requirements.
S14.5.4 Corrosion test.
S14.5.4.1 Procedure.
S14.5.4.2 Performance requirements.
S14.6 Headlamp physical test procedures and performance requirements.
S14.6.1 Abrasion test.
S14.6.1.1 Procedure.
S14.6.1.1.1 Abrading pad.
S14.6.1.1.2 Abrading pad alignment.
S14.6.1.1.3 Abrasion test procedure.
S14.6.1.2 Performance requirements.
S14.6.2 Chemical resistance test.
S14.6.2.1 Procedure.
S14.6.2.1.1 Test fluids.
S14.6.2.1.2 Fluid application.
S14.6.2.1.3 Test duration.
S14.6.2.2 Performance requirements.
S14.6.3 Corrosion test.
S14.6.3.1 Procedure.
S14.6.3.2 Performance requirements.
S14.6.4 Corrosion-connector test.
S14.6.4.1 Procedure.
S14.6.4.2 Performance requirements.
S14.6.5 Dust test.
S14.6.5.1 Procedure.
S14.6.5.2 Performance requirements.
S14.6.6 Temperature cycle test and internal heat test.
S14.6.6.1 Samples.
S14.6.6.2 General procedure.
S14.6.6.3 Temperature cycle test.
S14.6.6.3.1 Procedure.
S14.6.6.3.2 Performance requirements.
S14.6.6.4 Internal heat test.
S14.6.6.4.1 Procedure.
S14.6.6.4.2 Performance requirements.
S14.6.7 Humidity test.
S14.6.7.1 Procedure.
S14.6.7.2 Performance requirements.
S14.6.8 Vibration test.
S14.6.8.1 Samples.
S14.6.8.2 Procedure.
S14.6.8.3 Performance requirements.
S14.6.9 Sealing test.
S14.6.9.1 Procedure.
S14.6.9.2 Performance requirements.
S14.6.10 Chemical resistance test of reflectors of replaceable lens
headlamps.
S14.6.10.1 Procedure.
S14.6.10.1.1 Test fluids.
S14.6.10.1.2 Fluid application.
S14.6.10.1.3 Test duration.
S14.6.10.2 Performance requirements.
S14.6.11 Corrosion resistance test of reflectors of replaceable lens
headlamps.
S14.6.11.1 Procedure.
S14.6.11.2 Performance requirements.
S14.6.12 Inward force test.
S14.6.12.1 Procedure.
S14.6.12.2 Performance requirements.
S14.6.13 Torque deflection test.
S14.6.13.1 Procedure.
S14.6.13.2 Performance requirements.
S14.6.14 Retaining ring test.
S14.6.14.1 Procedure.
S14.6.14.2 Performance requirements.
S14.6.15 Headlamp connector test.
S14.6.15.1 Procedure.
S14.6.15.2 Performance requirements.
S14.6.16 Headlamp wattage test.
S14.6.16.1 Procedure.
S14.6.16.2 Performance requirements.
S14.6.17 Aiming adjustment test-laboratory.
S14.6.17.1 Procedure.
S14.6.17.2 Performance requirements.
S14.6.18 Aiming adjustment test-on vehicle.
S14.6.18.1 Procedure.
S14.6.18.2 Performance requirements.
S14.7 Replaceable light source physical test procedures and performance
requirements.
S14.7.1 Deflection test for replaceable light sources.
S14.7.1.1 Procedure.
S14.7.1.2 Performance requirements.
S14.7.2 Pressure test for replaceable light sources.
S14.7.2.1 Procedure.
S14.7.2.2 Performance requirements.
S14.7.3 Replaceable light source power and flux measurement procedure.
S14.7.3.1 Seasoning.
S14.7.3.1.1 Resistive filament source.
S14.7.3.1.2 Discharge source.
S14.7.3.2 Test voltage.
S14.7.3.3 Luminous flux measurement.
S14.7.3.3.1 Resistive filament light source setup.
S14.7.3.3.3.2 Discharge light source setup.
S14.8 Vehicle headlamp aiming devices (VHAD) physical test procedures
and performance requirements.
S14.8.1 Samples.
S14.8.2 Scale graduation test.
S14.8.2.1 Procedure.
S14.8.2.2 Performance requirements.
S14.8.3 Cold scale graduation test.
S14.8.3.1 Procedure.
S14.8.3.2 Performance requirements.
S14.8.4 Hot scale graduation test.
S14.8.4.1 Procedure.
S14.8.4.2 Performance requirements.
S14.8.5 Thermal cycle test.
S14.8.5.1 Procedure.
S14.8.5.2 Performance requirements.
S14.8.6 Corrosion test.
S14.8.6.1 Procedure.
S14.8.6.2 Performance requirements.
S14.8.7 Photometry test.
S14.8.7.1 Procedure.
S14.8.7.2 Performance requirements.
S14.9 Associated equipment physical test procedures and performance
requirements.
S14.9.1 Turn signal operating unit durability test.
S14.9.1.1 Power supply specifications.
S14.9.1.2 Procedure.
S14.9.1.3 Performance requirements.
[[Page 1181]]
S14.9.2 Vehicular hazard warning signal operating unit durability test.
S14.9.2.1 Procedure.
S14.9.2.2 Performance requirements.
S14.9.3 Turn signal flasher and vehicular hazard warning flasher tests.
S14.9.3.1 Standard test circuit.
S14.9.3.1.1 Test circuit setup.
S14.9.3.2 Power supply specifications.
S14.9.3.2.1 Starting time, voltage drop, and flash rate and percent
current ``on'' time tests.
S14.9.3.2.2 Durability tests.
S14.9.3.3 Turn signal flasher starting time test.
S14.9.3.3.1 Samples.
S14.9.3.3.2 Procedure.
S14.9.3.3.3 Performance requirements.
S14.9.3.4 Turn signal flasher voltage drop test.
S14.9.3.4.1 Samples.
S14.9.3.4.2 Procedure.
S14.9.3.4.3 Performance requirements.
S14.9.3.5 Turn signal flasher flash rate and percent current ``on'' time
test.
S14.9.3.5.1 Samples.
S14.9.3.5.2 Procedure.
S14.9.3.5.3 Performance requirements.
S14.9.3.6 Turn signal flasher durability test.
S14.9.3.6.1 Samples.
S14.9.3.6.2 Procedure.
S14.9.3.6.3 Performance requirements.
S14.9.3.7 Vehicular hazard warning signal flasher starting time test.
S14.9.3.7.1 Samples.
S14.9.3.7.2 Procedure.
S14.9.3.7.3 Performance requirements.
S14.9.3.8 Vehicular hazard warning signal flasher voltage drop test.
S14.9.3.8.1 Samples.
S14.9.3.8.2 Procedure.
S14.9.3.8.3 Performance requirements.
S14.9.3.9 Vehicular hazard warning signal flasher flash rate and percent
``on'' time test.
S14.9.3.9.1 Samples.
S14.9.3.9.2 Procedure.
S14.9.3.9.3 Performance requirements.
S14.9.3.10 Vehicular hazard warning signal flasher durability test.
S14.9.3.10.1 Samples.
S14.9.3.10.2 Procedure.
S14.9.3.10.3 Performance requirements.
S14.9.3.11 Semiautomatic headlamp beam switching device tests.
S14.9.3.11.1 Test conditions.
S14.9.3.11.2 Sensitivity test.
S14.9.3.11.2.1 Samples.
S14.9.3.11.2.2 Procedure.
S14.9.3.11.2.3 Performance requirements.
S14.9.3.11.2.3.1 Operating limits.
S14.9.3.11.3 Voltage regulation test.
S14.9.3.11.3.1 Procedure.
S14.9.3.11.3.2 Performance requirements.
S14.9.3.11.4 Manual override test.
S14.9.3.11.4.1 Procedure.
S14.9.3.11.4.2 Performance requirements.
S14.9.3.11.5 Warmup test.
S14.9.3.11.5.1 Procedure.
S14.9.3.11.5.2 Performance requirements.
S14.9.3.11.6 Temperature test.
S14.9.3.11.6.1 Procedure.
S14.9.3.11.6.2 Performance requirements.
S14.9.3.11.7 Dust test.
S14.9.3.11.7.1 Procedure.
S14.9.3.11.7.2 Performance requirements.
S14.9.3.11.8 Corrosion test.
S14.9.3.11.8.1 Procedure.
S14.9.3.11.8.2 Performance requirements.
S14.9.3.11.9 Vibration test.
S14.9.3.11.9.1 Procedure.
S14.9.3.11.9.2 Performance requirements.
S14.9.3.11.10 Sunlight test.
S14.9.3.11.10.1 Procedure.
S14.9.3.11.10.2 Performance requirements.
S14.9.3.11.11 Durability test.
S14.9.3.11.11.1 Procedure.
S14.9.3.11.11.2 Performance requirements.
S14.9.3.11.12 Return to upper beam test.
S14.9.3.11.12.1 Procedure.
S14.9.3.11.12.2 Performance requirements.
S14.9.3.12 Test for compliance with adaptive driving beam photometry
requirements.
S14.9.3.12.1 Test Scenarios.
S14.9.3.12.2 Compliance Criteria.
S14.9.3.12.3 Stimulus test fixtures.
S14.9.3.12.4 Test vehicle preparation.
S14.9.3.12.5 Test road.
S14.9.3.12.6 Other test parameters and conditions.
Table I-a Required lamps and reflective devices All passenger cars,
multipurpose passenger vehicles (MPV), trucks, and buses
Table I-b Required lamps and reflective devices All trailers
Table I-c Required lamps and reflective devices All motorcycles
Table II-a Headlighting systems Sealed beams
Table II-b Headlighting systems Combination
Table II-c Headlighting systems Integral beams
Table II-d Headlighting systems Replaceable bulb
Table III Marking requirements location
Table IV-a Effective projected luminous lens area requirements
Table IV-b Effective projected luminous lens area requirements
Table IV-c Effective projected luminous lens area requirements
Table V-a Visibility requirements of installed lighting devices
Table V-b Visibility requirements of installed lighting devices Lens
area visibility option
Table V-c Visibility requirements of installed lighting devices Luminous
intensity visibility option
Table V-d Visibility requirements of installed lighting devices (Legacy
visibility alternative)
Table VI-a Front turn signal lamp photometry requirements
Table VI-b Front turn signal lamp photometry requirements
Table VII Rear turn signal lamp photometry requirements
[[Page 1182]]
Table VIII Taillamp photometry requirements
Table IX Stop lamp photometry requirements
Table X Side marker lamp photometry requirements
Table XI Clearance and identification lamps photometry requirements
Table XII Backup lamp photometry requirements
Table XIII-a Motorcycle turn signal lamp alternative photometry
requirements
Table XIII-b Motor driven cycle stop lamp alternative photometry
requirements
Table XIV Parking lamp photometry requirements
Table XV High-mounted stop lamp photometry requirements
Table XVI-a Reflex reflector photometry requirements
Table XVI-b Additional photometry requirements for conspicuity reflex
reflectors
Table XVI-c Retroreflective sheeting photometry requirements
Table XVII School bus signal lamp photometry requirements
Table XVIII Headlamp upper beam photometry requirements
Table XIX-a Headlamp lower beam photometry requirements
Table XIX-b Headlamp lower beam photometry requirements
Table XIX-c Headlamp lower beam photometry requirements
Table XX Motorcycle and motor driven cycle headlamp photometry
requirements
Table XXI Adaptive Driving Beam Photometry Requirements
Table XXII Adaptive Driving Beam Test Matrix
Figure 1 Chromaticity diagram
Figure 2 Flasher performance chart
Figure 3 Replaceable bulb headlamp aim pads
Figure 4 Headlamp connector test setup
Figure 5 Headlamp abrasion test fixture
Figure 6 Thermal cycle test profile
Figure 7 Dirt/Ambient test setup
Figure 8 Replaceable light source deflection test setup
Figure 9 Environmental test profile
Figure 10 Replaceable light source pressure test setup
Figure 11 Trailer conspicuity treatment examples
Figure 12-1 Trailer conspicuity detail I
Figure 12-2 Trailer conspicuity detail II
Figure 13 Tractor conspicuity treatment examples
Figure 14 92 x 150 Headlamp aim deflection test setup
Figure 15 Types G and H headlamp aim deflection test setup
Figure 16 Types A and E headlamp aim deflection test setup
Figure 17 Type B headlamp aim deflection test setup
Figure 18 Types C and D headlamp aim deflection test setup
Figure 19 License plate lamp target locations
Figure 20 License plate lamp measurement of incident light angle
Figure 21 Vibration test machine
Figure 22 Flasher standard test circuit
Figure 23 Car/Truck opposite direction stimulus test fixture dimensions
Figure 24 Car/Truck same direction stimulus test fixture dimensions
Figure 25 Motorcycle opposite direction stimulus test fixture dimensions
Figure 26 Motorcycle same direction stimulus test fixture dimensions
Figure 27 Opposite direction test scenarios
Figure 28 Same direction test scenarios
Figure 29 Left Curve Test Scenarios
Figure 30 Right Curve Test Scenarios
[87 FR 10021, Feb. 22, 2022]
[[Page 1183]]
FINDING AIDS
--------------------------------------------------------------------
A list of CFR titles, subtitles, chapters, subchapters and parts and
an alphabetical list of agencies publishing in the CFR are included in
the CFR Index and Finding Aids volume to the Code of Federal Regulations
which is published separately and revised annually.
Table of CFR Titles and Chapters
Alphabetical List of Agencies Appearing in the CFR
List of CFR Sections Affected
[[Page 1185]]
Table of CFR Titles and Chapters
(Revised as of October 1, 2022)
Title 1--General Provisions
I Administrative Committee of the Federal Register
(Parts 1--49)
II Office of the Federal Register (Parts 50--299)
III Administrative Conference of the United States (Parts
300--399)
IV Miscellaneous Agencies (Parts 400--599)
VI National Capital Planning Commission (Parts 600--699)
Title 2--Grants and Agreements
Subtitle A--Office of Management and Budget Guidance
for Grants and Agreements
I Office of Management and Budget Governmentwide
Guidance for Grants and Agreements (Parts 2--199)
II Office of Management and Budget Guidance (Parts 200--
299)
Subtitle B--Federal Agency Regulations for Grants and
Agreements
III Department of Health and Human Services (Parts 300--
399)
IV Department of Agriculture (Parts 400--499)
VI Department of State (Parts 600--699)
VII Agency for International Development (Parts 700--799)
VIII Department of Veterans Affairs (Parts 800--899)
IX Department of Energy (Parts 900--999)
X Department of the Treasury (Parts 1000--1099)
XI Department of Defense (Parts 1100--1199)
XII Department of Transportation (Parts 1200--1299)
XIII Department of Commerce (Parts 1300--1399)
XIV Department of the Interior (Parts 1400--1499)
XV Environmental Protection Agency (Parts 1500--1599)
XVIII National Aeronautics and Space Administration (Parts
1800--1899)
XX United States Nuclear Regulatory Commission (Parts
2000--2099)
XXII Corporation for National and Community Service (Parts
2200--2299)
XXIII Social Security Administration (Parts 2300--2399)
XXIV Department of Housing and Urban Development (Parts
2400--2499)
XXV National Science Foundation (Parts 2500--2599)
XXVI National Archives and Records Administration (Parts
2600--2699)
[[Page 1186]]
XXVII Small Business Administration (Parts 2700--2799)
XXVIII Department of Justice (Parts 2800--2899)
XXIX Department of Labor (Parts 2900--2999)
XXX Department of Homeland Security (Parts 3000--3099)
XXXI Institute of Museum and Library Services (Parts 3100--
3199)
XXXII National Endowment for the Arts (Parts 3200--3299)
XXXIII National Endowment for the Humanities (Parts 3300--
3399)
XXXIV Department of Education (Parts 3400--3499)
XXXV Export-Import Bank of the United States (Parts 3500--
3599)
XXXVI Office of National Drug Control Policy, Executive
Office of the President (Parts 3600--3699)
XXXVII Peace Corps (Parts 3700--3799)
LVIII Election Assistance Commission (Parts 5800--5899)
LIX Gulf Coast Ecosystem Restoration Council (Parts 5900--
5999)
Title 3--The President
I Executive Office of the President (Parts 100--199)
Title 4--Accounts
I Government Accountability Office (Parts 1--199)
Title 5--Administrative Personnel
I Office of Personnel Management (Parts 1--1199)
II Merit Systems Protection Board (Parts 1200--1299)
III Office of Management and Budget (Parts 1300--1399)
IV Office of Personnel Management and Office of the
Director of National Intelligence (Parts 1400--
1499)
V The International Organizations Employees Loyalty
Board (Parts 1500--1599)
VI Federal Retirement Thrift Investment Board (Parts
1600--1699)
VIII Office of Special Counsel (Parts 1800--1899)
IX Appalachian Regional Commission (Parts 1900--1999)
XI Armed Forces Retirement Home (Parts 2100--2199)
XIV Federal Labor Relations Authority, General Counsel of
the Federal Labor Relations Authority and Federal
Service Impasses Panel (Parts 2400--2499)
XVI Office of Government Ethics (Parts 2600--2699)
XXI Department of the Treasury (Parts 3100--3199)
XXII Federal Deposit Insurance Corporation (Parts 3200--
3299)
XXIII Department of Energy (Parts 3300--3399)
XXIV Federal Energy Regulatory Commission (Parts 3400--
3499)
XXV Department of the Interior (Parts 3500--3599)
XXVI Department of Defense (Parts 3600--3699)
[[Page 1187]]
XXVIII Department of Justice (Parts 3800--3899)
XXIX Federal Communications Commission (Parts 3900--3999)
XXX Farm Credit System Insurance Corporation (Parts 4000--
4099)
XXXI Farm Credit Administration (Parts 4100--4199)
XXXIII U.S. International Development Finance Corporation
(Parts 4300--4399)
XXXIV Securities and Exchange Commission (Parts 4400--4499)
XXXV Office of Personnel Management (Parts 4500--4599)
XXXVI Department of Homeland Security (Parts 4600--4699)
XXXVII Federal Election Commission (Parts 4700--4799)
XL Interstate Commerce Commission (Parts 5000--5099)
XLI Commodity Futures Trading Commission (Parts 5100--
5199)
XLII Department of Labor (Parts 5200--5299)
XLIII National Science Foundation (Parts 5300--5399)
XLV Department of Health and Human Services (Parts 5500--
5599)
XLVI Postal Rate Commission (Parts 5600--5699)
XLVII Federal Trade Commission (Parts 5700--5799)
XLVIII Nuclear Regulatory Commission (Parts 5800--5899)
XLIX Federal Labor Relations Authority (Parts 5900--5999)
L Department of Transportation (Parts 6000--6099)
LII Export-Import Bank of the United States (Parts 6200--
6299)
LIII Department of Education (Parts 6300--6399)
LIV Environmental Protection Agency (Parts 6400--6499)
LV National Endowment for the Arts (Parts 6500--6599)
LVI National Endowment for the Humanities (Parts 6600--
6699)
LVII General Services Administration (Parts 6700--6799)
LVIII Board of Governors of the Federal Reserve System
(Parts 6800--6899)
LIX National Aeronautics and Space Administration (Parts
6900--6999)
LX United States Postal Service (Parts 7000--7099)
LXI National Labor Relations Board (Parts 7100--7199)
LXII Equal Employment Opportunity Commission (Parts 7200--
7299)
LXIII Inter-American Foundation (Parts 7300--7399)
LXIV Merit Systems Protection Board (Parts 7400--7499)
LXV Department of Housing and Urban Development (Parts
7500--7599)
LXVI National Archives and Records Administration (Parts
7600--7699)
LXVII Institute of Museum and Library Services (Parts 7700--
7799)
LXVIII Commission on Civil Rights (Parts 7800--7899)
LXIX Tennessee Valley Authority (Parts 7900--7999)
LXX Court Services and Offender Supervision Agency for the
District of Columbia (Parts 8000--8099)
LXXI Consumer Product Safety Commission (Parts 8100--8199)
LXXIII Department of Agriculture (Parts 8300--8399)
[[Page 1188]]
LXXIV Federal Mine Safety and Health Review Commission
(Parts 8400--8499)
LXXVI Federal Retirement Thrift Investment Board (Parts
8600--8699)
LXXVII Office of Management and Budget (Parts 8700--8799)
LXXX Federal Housing Finance Agency (Parts 9000--9099)
LXXXIII Special Inspector General for Afghanistan
Reconstruction (Parts 9300--9399)
LXXXIV Bureau of Consumer Financial Protection (Parts 9400--
9499)
LXXXVI National Credit Union Administration (Parts 9600--
9699)
XCVII Department of Homeland Security Human Resources
Management System (Department of Homeland
Security--Office of Personnel Management) (Parts
9700--9799)
XCVIII Council of the Inspectors General on Integrity and
Efficiency (Parts 9800--9899)
XCIX Military Compensation and Retirement Modernization
Commission (Parts 9900--9999)
C National Council on Disability (Parts 10000--10049)
CI National Mediation Board (Parts 10100--10199)
CII U.S. Office of Special Counsel (Parts 10200--10299)
Title 6--Domestic Security
I Department of Homeland Security, Office of the
Secretary (Parts 1--199)
X Privacy and Civil Liberties Oversight Board (Parts
1000--1099)
Title 7--Agriculture
Subtitle A--Office of the Secretary of Agriculture
(Parts 0--26)
Subtitle B--Regulations of the Department of
Agriculture
I Agricultural Marketing Service (Standards,
Inspections, Marketing Practices), Department of
Agriculture (Parts 27--209)
II Food and Nutrition Service, Department of Agriculture
(Parts 210--299)
III Animal and Plant Health Inspection Service, Department
of Agriculture (Parts 300--399)
IV Federal Crop Insurance Corporation, Department of
Agriculture (Parts 400--499)
V Agricultural Research Service, Department of
Agriculture (Parts 500--599)
VI Natural Resources Conservation Service, Department of
Agriculture (Parts 600--699)
VII Farm Service Agency, Department of Agriculture (Parts
700--799)
VIII Agricultural Marketing Service (Federal Grain
Inspection Service, Fair Trade Practices Program),
Department of Agriculture (Parts 800--899)
[[Page 1189]]
IX Agricultural Marketing Service (Marketing Agreements
and Orders; Fruits, Vegetables, Nuts), Department
of Agriculture (Parts 900--999)
X Agricultural Marketing Service (Marketing Agreements
and Orders; Milk), Department of Agriculture
(Parts 1000--1199)
XI Agricultural Marketing Service (Marketing Agreements
and Orders; Miscellaneous Commodities), Department
of Agriculture (Parts 1200--1299)
XIV Commodity Credit Corporation, Department of
Agriculture (Parts 1400--1499)
XV Foreign Agricultural Service, Department of
Agriculture (Parts 1500--1599)
XVI [Reserved]
XVII Rural Utilities Service, Department of Agriculture
(Parts 1700--1799)
XVIII Rural Housing Service, Rural Business-Cooperative
Service, Rural Utilities Service, and Farm Service
Agency, Department of Agriculture (Parts 1800--
2099)
XX [Reserved]
XXV Office of Advocacy and Outreach, Department of
Agriculture (Parts 2500--2599)
XXVI Office of Inspector General, Department of Agriculture
(Parts 2600--2699)
XXVII Office of Information Resources Management, Department
of Agriculture (Parts 2700--2799)
XXVIII Office of Operations, Department of Agriculture (Parts
2800--2899)
XXIX Office of Energy Policy and New Uses, Department of
Agriculture (Parts 2900--2999)
XXX Office of the Chief Financial Officer, Department of
Agriculture (Parts 3000--3099)
XXXI Office of Environmental Quality, Department of
Agriculture (Parts 3100--3199)
XXXII Office of Procurement and Property Management,
Department of Agriculture (Parts 3200--3299)
XXXIII Office of Transportation, Department of Agriculture
(Parts 3300--3399)
XXXIV National Institute of Food and Agriculture (Parts
3400--3499)
XXXV Rural Housing Service, Department of Agriculture
(Parts 3500--3599)
XXXVI National Agricultural Statistics Service, Department
of Agriculture (Parts 3600--3699)
XXXVII Economic Research Service, Department of Agriculture
(Parts 3700--3799)
XXXVIII World Agricultural Outlook Board, Department of
Agriculture (Parts 3800--3899)
XLI [Reserved]
XLII Rural Business-Cooperative Service and Rural Utilities
Service, Department of Agriculture (Parts 4200--
4299)
[[Page 1190]]
L Rural Business-Cooperative Service, and Rural
Utilities Service, Department of Agriculture
(Parts 5000--5099)
Title 8--Aliens and Nationality
I Department of Homeland Security (Parts 1--499)
V Executive Office for Immigration Review, Department of
Justice (Parts 1000--1399)
Title 9--Animals and Animal Products
I Animal and Plant Health Inspection Service, Department
of Agriculture (Parts 1--199)
II Agricultural Marketing Service (Fair Trade Practices
Program), Department of Agriculture (Parts 200--
299)
III Food Safety and Inspection Service, Department of
Agriculture (Parts 300--599)
Title 10--Energy
I Nuclear Regulatory Commission (Parts 0--199)
II Department of Energy (Parts 200--699)
III Department of Energy (Parts 700--999)
X Department of Energy (General Provisions) (Parts
1000--1099)
XIII Nuclear Waste Technical Review Board (Parts 1300--
1399)
XVII Defense Nuclear Facilities Safety Board (Parts 1700--
1799)
XVIII Northeast Interstate Low-Level Radioactive Waste
Commission (Parts 1800--1899)
Title 11--Federal Elections
I Federal Election Commission (Parts 1--9099)
II Election Assistance Commission (Parts 9400--9499)
Title 12--Banks and Banking
I Comptroller of the Currency, Department of the
Treasury (Parts 1--199)
II Federal Reserve System (Parts 200--299)
III Federal Deposit Insurance Corporation (Parts 300--399)
IV Export-Import Bank of the United States (Parts 400--
499)
V [Reserved]
VI Farm Credit Administration (Parts 600--699)
VII National Credit Union Administration (Parts 700--799)
VIII Federal Financing Bank (Parts 800--899)
IX (Parts 900--999) [Reserved]
X Bureau of Consumer Financial Protection (Parts 1000--
1099)
[[Page 1191]]
XI Federal Financial Institutions Examination Council
(Parts 1100--1199)
XII Federal Housing Finance Agency (Parts 1200--1299)
XIII Financial Stability Oversight Council (Parts 1300--
1399)
XIV Farm Credit System Insurance Corporation (Parts 1400--
1499)
XV Department of the Treasury (Parts 1500--1599)
XVI Office of Financial Research, Department of the
Treasury (Parts 1600--1699)
XVII Office of Federal Housing Enterprise Oversight,
Department of Housing and Urban Development (Parts
1700--1799)
XVIII Community Development Financial Institutions Fund,
Department of the Treasury (Parts 1800--1899)
Title 13--Business Credit and Assistance
I Small Business Administration (Parts 1--199)
III Economic Development Administration, Department of
Commerce (Parts 300--399)
IV Emergency Steel Guarantee Loan Board (Parts 400--499)
V Emergency Oil and Gas Guaranteed Loan Board (Parts
500--599)
Title 14--Aeronautics and Space
I Federal Aviation Administration, Department of
Transportation (Parts 1--199)
II Office of the Secretary, Department of Transportation
(Aviation Proceedings) (Parts 200--399)
III Commercial Space Transportation, Federal Aviation
Administration, Department of Transportation
(Parts 400--1199)
V National Aeronautics and Space Administration (Parts
1200--1299)
VI Air Transportation System Stabilization (Parts 1300--
1399)
Title 15--Commerce and Foreign Trade
Subtitle A--Office of the Secretary of Commerce (Parts
0--29)
Subtitle B--Regulations Relating to Commerce and
Foreign Trade
I Bureau of the Census, Department of Commerce (Parts
30--199)
II National Institute of Standards and Technology,
Department of Commerce (Parts 200--299)
III International Trade Administration, Department of
Commerce (Parts 300--399)
IV Foreign-Trade Zones Board, Department of Commerce
(Parts 400--499)
VII Bureau of Industry and Security, Department of
Commerce (Parts 700--799)
[[Page 1192]]
VIII Bureau of Economic Analysis, Department of Commerce
(Parts 800--899)
IX National Oceanic and Atmospheric Administration,
Department of Commerce (Parts 900--999)
XI National Technical Information Service, Department of
Commerce (Parts 1100--1199)
XIII East-West Foreign Trade Board (Parts 1300--1399)
XIV Minority Business Development Agency (Parts 1400--
1499)
XV Office of the Under-Secretary for Economic Affairs,
Department of Commerce (Parts 1500--1599)
Subtitle C--Regulations Relating to Foreign Trade
Agreements
XX Office of the United States Trade Representative
(Parts 2000--2099)
Subtitle D--Regulations Relating to Telecommunications
and Information
XXIII National Telecommunications and Information
Administration, Department of Commerce (Parts
2300--2399) [Reserved]
Title 16--Commercial Practices
I Federal Trade Commission (Parts 0--999)
II Consumer Product Safety Commission (Parts 1000--1799)
Title 17--Commodity and Securities Exchanges
I Commodity Futures Trading Commission (Parts 1--199)
II Securities and Exchange Commission (Parts 200--399)
IV Department of the Treasury (Parts 400--499)
Title 18--Conservation of Power and Water Resources
I Federal Energy Regulatory Commission, Department of
Energy (Parts 1--399)
III Delaware River Basin Commission (Parts 400--499)
VI Water Resources Council (Parts 700--799)
VIII Susquehanna River Basin Commission (Parts 800--899)
XIII Tennessee Valley Authority (Parts 1300--1399)
Title 19--Customs Duties
I U.S. Customs and Border Protection, Department of
Homeland Security; Department of the Treasury
(Parts 0--199)
II United States International Trade Commission (Parts
200--299)
III International Trade Administration, Department of
Commerce (Parts 300--399)
IV U.S. Immigration and Customs Enforcement, Department
of Homeland Security (Parts 400--599) [Reserved]
[[Page 1193]]
Title 20--Employees' Benefits
I Office of Workers' Compensation Programs, Department
of Labor (Parts 1--199)
II Railroad Retirement Board (Parts 200--399)
III Social Security Administration (Parts 400--499)
IV Employees' Compensation Appeals Board, Department of
Labor (Parts 500--599)
V Employment and Training Administration, Department of
Labor (Parts 600--699)
VI Office of Workers' Compensation Programs, Department
of Labor (Parts 700--799)
VII Benefits Review Board, Department of Labor (Parts
800--899)
VIII Joint Board for the Enrollment of Actuaries (Parts
900--999)
IX Office of the Assistant Secretary for Veterans'
Employment and Training Service, Department of
Labor (Parts 1000--1099)
Title 21--Food and Drugs
I Food and Drug Administration, Department of Health and
Human Services (Parts 1--1299)
II Drug Enforcement Administration, Department of Justice
(Parts 1300--1399)
III Office of National Drug Control Policy (Parts 1400--
1499)
Title 22--Foreign Relations
I Department of State (Parts 1--199)
II Agency for International Development (Parts 200--299)
III Peace Corps (Parts 300--399)
IV International Joint Commission, United States and
Canada (Parts 400--499)
V United States Agency for Global Media (Parts 500--599)
VII U.S. International Development Finance Corporation
(Parts 700--799)
IX Foreign Service Grievance Board (Parts 900--999)
X Inter-American Foundation (Parts 1000--1099)
XI International Boundary and Water Commission, United
States and Mexico, United States Section (Parts
1100--1199)
XII United States International Development Cooperation
Agency (Parts 1200--1299)
XIII Millennium Challenge Corporation (Parts 1300--1399)
XIV Foreign Service Labor Relations Board; Federal Labor
Relations Authority; General Counsel of the
Federal Labor Relations Authority; and the Foreign
Service Impasse Disputes Panel (Parts 1400--1499)
XV African Development Foundation (Parts 1500--1599)
XVI Japan-United States Friendship Commission (Parts
1600--1699)
XVII United States Institute of Peace (Parts 1700--1799)
[[Page 1194]]
Title 23--Highways
I Federal Highway Administration, Department of
Transportation (Parts 1--999)
II National Highway Traffic Safety Administration and
Federal Highway Administration, Department of
Transportation (Parts 1200--1299)
III National Highway Traffic Safety Administration,
Department of Transportation (Parts 1300--1399)
Title 24--Housing and Urban Development
Subtitle A--Office of the Secretary, Department of
Housing and Urban Development (Parts 0--99)
Subtitle B--Regulations Relating to Housing and Urban
Development
I Office of Assistant Secretary for Equal Opportunity,
Department of Housing and Urban Development (Parts
100--199)
II Office of Assistant Secretary for Housing-Federal
Housing Commissioner, Department of Housing and
Urban Development (Parts 200--299)
III Government National Mortgage Association, Department
of Housing and Urban Development (Parts 300--399)
IV Office of Housing and Office of Multifamily Housing
Assistance Restructuring, Department of Housing
and Urban Development (Parts 400--499)
V Office of Assistant Secretary for Community Planning
and Development, Department of Housing and Urban
Development (Parts 500--599)
VI Office of Assistant Secretary for Community Planning
and Development, Department of Housing and Urban
Development (Parts 600--699) [Reserved]
VII Office of the Secretary, Department of Housing and
Urban Development (Housing Assistance Programs and
Public and Indian Housing Programs) (Parts 700--
799)
VIII Office of the Assistant Secretary for Housing--Federal
Housing Commissioner, Department of Housing and
Urban Development (Section 8 Housing Assistance
Programs, Section 202 Direct Loan Program, Section
202 Supportive Housing for the Elderly Program and
Section 811 Supportive Housing for Persons With
Disabilities Program) (Parts 800--899)
IX Office of Assistant Secretary for Public and Indian
Housing, Department of Housing and Urban
Development (Parts 900--1699)
X Office of Assistant Secretary for Housing--Federal
Housing Commissioner, Department of Housing and
Urban Development (Interstate Land Sales
Registration Program) (Parts 1700--1799)
[Reserved]
XII Office of Inspector General, Department of Housing and
Urban Development (Parts 2000--2099)
XV Emergency Mortgage Insurance and Loan Programs,
Department of Housing and Urban Development (Parts
2700--2799) [Reserved]
[[Page 1195]]
XX Office of Assistant Secretary for Housing--Federal
Housing Commissioner, Department of Housing and
Urban Development (Parts 3200--3899)
XXIV Board of Directors of the HOPE for Homeowners Program
(Parts 4000--4099) [Reserved]
XXV Neighborhood Reinvestment Corporation (Parts 4100--
4199)
Title 25--Indians
I Bureau of Indian Affairs, Department of the Interior
(Parts 1--299)
II Indian Arts and Crafts Board, Department of the
Interior (Parts 300--399)
III National Indian Gaming Commission, Department of the
Interior (Parts 500--599)
IV Office of Navajo and Hopi Indian Relocation (Parts
700--899)
V Bureau of Indian Affairs, Department of the Interior,
and Indian Health Service, Department of Health
and Human Services (Part 900--999)
VI Office of the Assistant Secretary, Indian Affairs,
Department of the Interior (Parts 1000--1199)
VII Office of the Special Trustee for American Indians,
Department of the Interior (Parts 1200--1299)
Title 26--Internal Revenue
I Internal Revenue Service, Department of the Treasury
(Parts 1--End)
Title 27--Alcohol, Tobacco Products and Firearms
I Alcohol and Tobacco Tax and Trade Bureau, Department
of the Treasury (Parts 1--399)
II Bureau of Alcohol, Tobacco, Firearms, and Explosives,
Department of Justice (Parts 400--799)
Title 28--Judicial Administration
I Department of Justice (Parts 0--299)
III Federal Prison Industries, Inc., Department of Justice
(Parts 300--399)
V Bureau of Prisons, Department of Justice (Parts 500--
599)
VI Offices of Independent Counsel, Department of Justice
(Parts 600--699)
VII Office of Independent Counsel (Parts 700--799)
VIII Court Services and Offender Supervision Agency for the
District of Columbia (Parts 800--899)
IX National Crime Prevention and Privacy Compact Council
(Parts 900--999)
[[Page 1196]]
XI Department of Justice and Department of State (Parts
1100--1199)
Title 29--Labor
Subtitle A--Office of the Secretary of Labor (Parts
0--99)
Subtitle B--Regulations Relating to Labor
I National Labor Relations Board (Parts 100--199)
II Office of Labor-Management Standards, Department of
Labor (Parts 200--299)
III National Railroad Adjustment Board (Parts 300--399)
IV Office of Labor-Management Standards, Department of
Labor (Parts 400--499)
V Wage and Hour Division, Department of Labor (Parts
500--899)
IX Construction Industry Collective Bargaining Commission
(Parts 900--999)
X National Mediation Board (Parts 1200--1299)
XII Federal Mediation and Conciliation Service (Parts
1400--1499)
XIV Equal Employment Opportunity Commission (Parts 1600--
1699)
XVII Occupational Safety and Health Administration,
Department of Labor (Parts 1900--1999)
XX Occupational Safety and Health Review Commission
(Parts 2200--2499)
XXV Employee Benefits Security Administration, Department
of Labor (Parts 2500--2599)
XXVII Federal Mine Safety and Health Review Commission
(Parts 2700--2799)
XL Pension Benefit Guaranty Corporation (Parts 4000--
4999)
Title 30--Mineral Resources
I Mine Safety and Health Administration, Department of
Labor (Parts 1--199)
II Bureau of Safety and Environmental Enforcement,
Department of the Interior (Parts 200--299)
IV Geological Survey, Department of the Interior (Parts
400--499)
V Bureau of Ocean Energy Management, Department of the
Interior (Parts 500--599)
VII Office of Surface Mining Reclamation and Enforcement,
Department of the Interior (Parts 700--999)
XII Office of Natural Resources Revenue, Department of the
Interior (Parts 1200--1299)
Title 31--Money and Finance: Treasury
Subtitle A--Office of the Secretary of the Treasury
(Parts 0--50)
Subtitle B--Regulations Relating to Money and Finance
[[Page 1197]]
I Monetary Offices, Department of the Treasury (Parts
51--199)
II Fiscal Service, Department of the Treasury (Parts
200--399)
IV Secret Service, Department of the Treasury (Parts
400--499)
V Office of Foreign Assets Control, Department of the
Treasury (Parts 500--599)
VI Bureau of Engraving and Printing, Department of the
Treasury (Parts 600--699)
VII Federal Law Enforcement Training Center, Department of
the Treasury (Parts 700--799)
VIII Office of Investment Security, Department of the
Treasury (Parts 800--899)
IX Federal Claims Collection Standards (Department of the
Treasury--Department of Justice) (Parts 900--999)
X Financial Crimes Enforcement Network, Department of
the Treasury (Parts 1000--1099)
Title 32--National Defense
Subtitle A--Department of Defense
I Office of the Secretary of Defense (Parts 1--399)
V Department of the Army (Parts 400--699)
VI Department of the Navy (Parts 700--799)
VII Department of the Air Force (Parts 800--1099)
Subtitle B--Other Regulations Relating to National
Defense
XII Department of Defense, Defense Logistics Agency (Parts
1200--1299)
XVI Selective Service System (Parts 1600--1699)
XVII Office of the Director of National Intelligence (Parts
1700--1799)
XVIII National Counterintelligence Center (Parts 1800--1899)
XIX Central Intelligence Agency (Parts 1900--1999)
XX Information Security Oversight Office, National
Archives and Records Administration (Parts 2000--
2099)
XXI National Security Council (Parts 2100--2199)
XXIV Office of Science and Technology Policy (Parts 2400--
2499)
XXVII Office for Micronesian Status Negotiations (Parts
2700--2799)
XXVIII Office of the Vice President of the United States
(Parts 2800--2899)
Title 33--Navigation and Navigable Waters
I Coast Guard, Department of Homeland Security (Parts
1--199)
II Corps of Engineers, Department of the Army, Department
of Defense (Parts 200--399)
IV Great Lakes St. Lawrence Seaway Development
Corporation, Department of Transportation (Parts
400--499)
[[Page 1198]]
Title 34--Education
Subtitle A--Office of the Secretary, Department of
Education (Parts 1--99)
Subtitle B--Regulations of the Offices of the
Department of Education
I Office for Civil Rights, Department of Education
(Parts 100--199)
II Office of Elementary and Secondary Education,
Department of Education (Parts 200--299)
III Office of Special Education and Rehabilitative
Services, Department of Education (Parts 300--399)
IV Office of Career, Technical, and Adult Education,
Department of Education (Parts 400--499)
V Office of Bilingual Education and Minority Languages
Affairs, Department of Education (Parts 500--599)
[Reserved]
VI Office of Postsecondary Education, Department of
Education (Parts 600--699)
VII Office of Educational Research and Improvement,
Department of Education (Parts 700--799)
[Reserved]
Subtitle C--Regulations Relating to Education
XI [Reserved]
XII National Council on Disability (Parts 1200--1299)
Title 35 [Reserved]
Title 36--Parks, Forests, and Public Property
I National Park Service, Department of the Interior
(Parts 1--199)
II Forest Service, Department of Agriculture (Parts 200--
299)
III Corps of Engineers, Department of the Army (Parts
300--399)
IV American Battle Monuments Commission (Parts 400--499)
V Smithsonian Institution (Parts 500--599)
VI [Reserved]
VII Library of Congress (Parts 700--799)
VIII Advisory Council on Historic Preservation (Parts 800--
899)
IX Pennsylvania Avenue Development Corporation (Parts
900--999)
X Presidio Trust (Parts 1000--1099)
XI Architectural and Transportation Barriers Compliance
Board (Parts 1100--1199)
XII National Archives and Records Administration (Parts
1200--1299)
XV Oklahoma City National Memorial Trust (Parts 1500--
1599)
XVI Morris K. Udall Scholarship and Excellence in National
Environmental Policy Foundation (Parts 1600--1699)
Title 37--Patents, Trademarks, and Copyrights
I United States Patent and Trademark Office, Department
of Commerce (Parts 1--199)
II U.S. Copyright Office, Library of Congress (Parts
200--299)
[[Page 1199]]
III Copyright Royalty Board, Library of Congress (Parts
300--399)
IV National Institute of Standards and Technology,
Department of Commerce (Parts 400--599)
Title 38--Pensions, Bonuses, and Veterans' Relief
I Department of Veterans Affairs (Parts 0--199)
II Armed Forces Retirement Home (Parts 200--299)
Title 39--Postal Service
I United States Postal Service (Parts 1--999)
III Postal Regulatory Commission (Parts 3000--3099)
Title 40--Protection of Environment
I Environmental Protection Agency (Parts 1--1099)
IV Environmental Protection Agency and Department of
Justice (Parts 1400--1499)
V Council on Environmental Quality (Parts 1500--1599)
VI Chemical Safety and Hazard Investigation Board (Parts
1600--1699)
VII Environmental Protection Agency and Department of
Defense; Uniform National Discharge Standards for
Vessels of the Armed Forces (Parts 1700--1799)
VIII Gulf Coast Ecosystem Restoration Council (Parts 1800--
1899)
IX Federal Permitting Improvement Steering Council (Part
1900)
Title 41--Public Contracts and Property Management
Subtitle A--Federal Procurement Regulations System
[Note]
Subtitle B--Other Provisions Relating to Public
Contracts
50 Public Contracts, Department of Labor (Parts 50-1--50-
999)
51 Committee for Purchase From People Who Are Blind or
Severely Disabled (Parts 51-1--51-99)
60 Office of Federal Contract Compliance Programs, Equal
Employment Opportunity, Department of Labor (Parts
60-1--60-999)
61 Office of the Assistant Secretary for Veterans'
Employment and Training Service, Department of
Labor (Parts 61-1--61-999)
62--100 [Reserved]
Subtitle C--Federal Property Management Regulations
System
101 Federal Property Management Regulations (Parts 101-1--
101-99)
102 Federal Management Regulation (Parts 102-1--102-299)
103--104 [Reserved]
105 General Services Administration (Parts 105-1--105-999)
[[Page 1200]]
109 Department of Energy Property Management Regulations
(Parts 109-1--109-99)
114 Department of the Interior (Parts 114-1--114-99)
115 Environmental Protection Agency (Parts 115-1--115-99)
128 Department of Justice (Parts 128-1--128-99)
129--200 [Reserved]
Subtitle D--Federal Acquisition Supply Chain Security
201 Federal Acquisition Security Council (Parts 201-1--
201-99)
Subtitle E [Reserved]
Subtitle F--Federal Travel Regulation System
300 General (Parts 300-1--300-99)
301 Temporary Duty (TDY) Travel Allowances (Parts 301-1--
301-99)
302 Relocation Allowances (Parts 302-1--302-99)
303 Payment of Expenses Connected with the Death of
Certain Employees (Part 303-1--303-99)
304 Payment of Travel Expenses from a Non-Federal Source
(Parts 304-1--304-99)
Title 42--Public Health
I Public Health Service, Department of Health and Human
Services (Parts 1--199)
II--III [Reserved]
IV Centers for Medicare & Medicaid Services, Department
of Health and Human Services (Parts 400--699)
V Office of Inspector General-Health Care, Department of
Health and Human Services (Parts 1000--1099)
Title 43--Public Lands: Interior
Subtitle A--Office of the Secretary of the Interior
(Parts 1--199)
Subtitle B--Regulations Relating to Public Lands
I Bureau of Reclamation, Department of the Interior
(Parts 400--999)
II Bureau of Land Management, Department of the Interior
(Parts 1000--9999)
III Utah Reclamation Mitigation and Conservation
Commission (Parts 10000--10099)
Title 44--Emergency Management and Assistance
I Federal Emergency Management Agency, Department of
Homeland Security (Parts 0--399)
IV Department of Commerce and Department of
Transportation (Parts 400--499)
[[Page 1201]]
Title 45--Public Welfare
Subtitle A--Department of Health and Human Services
(Parts 1--199)
Subtitle B--Regulations Relating to Public Welfare
II Office of Family Assistance (Assistance Programs),
Administration for Children and Families,
Department of Health and Human Services (Parts
200--299)
III Office of Child Support Enforcement (Child Support
Enforcement Program), Administration for Children
and Families, Department of Health and Human
Services (Parts 300--399)
IV Office of Refugee Resettlement, Administration for
Children and Families, Department of Health and
Human Services (Parts 400--499)
V Foreign Claims Settlement Commission of the United
States, Department of Justice (Parts 500--599)
VI National Science Foundation (Parts 600--699)
VII Commission on Civil Rights (Parts 700--799)
VIII Office of Personnel Management (Parts 800--899)
IX Denali Commission (Parts 900--999)
X Office of Community Services, Administration for
Children and Families, Department of Health and
Human Services (Parts 1000--1099)
XI National Foundation on the Arts and the Humanities
(Parts 1100--1199)
XII Corporation for National and Community Service (Parts
1200--1299)
XIII Administration for Children and Families, Department
of Health and Human Services (Parts 1300--1399)
XVI Legal Services Corporation (Parts 1600--1699)
XVII National Commission on Libraries and Information
Science (Parts 1700--1799)
XVIII Harry S. Truman Scholarship Foundation (Parts 1800--
1899)
XXI Commission of Fine Arts (Parts 2100--2199)
XXIII Arctic Research Commission (Parts 2300--2399)
XXIV James Madison Memorial Fellowship Foundation (Parts
2400--2499)
XXV Corporation for National and Community Service (Parts
2500--2599)
Title 46--Shipping
I Coast Guard, Department of Homeland Security (Parts
1--199)
II Maritime Administration, Department of Transportation
(Parts 200--399)
III Coast Guard (Great Lakes Pilotage), Department of
Homeland Security (Parts 400--499)
IV Federal Maritime Commission (Parts 500--599)
[[Page 1202]]
Title 47--Telecommunication
I Federal Communications Commission (Parts 0--199)
II Office of Science and Technology Policy and National
Security Council (Parts 200--299)
III National Telecommunications and Information
Administration, Department of Commerce (Parts
300--399)
IV National Telecommunications and Information
Administration, Department of Commerce, and
National Highway Traffic Safety Administration,
Department of Transportation (Parts 400--499)
V The First Responder Network Authority (Parts 500--599)
Title 48--Federal Acquisition Regulations System
1 Federal Acquisition Regulation (Parts 1--99)
2 Defense Acquisition Regulations System, Department of
Defense (Parts 200--299)
3 Department of Health and Human Services (Parts 300--
399)
4 Department of Agriculture (Parts 400--499)
5 General Services Administration (Parts 500--599)
6 Department of State (Parts 600--699)
7 Agency for International Development (Parts 700--799)
8 Department of Veterans Affairs (Parts 800--899)
9 Department of Energy (Parts 900--999)
10 Department of the Treasury (Parts 1000--1099)
12 Department of Transportation (Parts 1200--1299)
13 Department of Commerce (Parts 1300--1399)
14 Department of the Interior (Parts 1400--1499)
15 Environmental Protection Agency (Parts 1500--1599)
16 Office of Personnel Management Federal Employees
Health Benefits Acquisition Regulation (Parts
1600--1699)
17 Office of Personnel Management (Parts 1700--1799)
18 National Aeronautics and Space Administration (Parts
1800--1899)
19 Broadcasting Board of Governors (Parts 1900--1999)
20 Nuclear Regulatory Commission (Parts 2000--2099)
21 Office of Personnel Management, Federal Employees
Group Life Insurance Federal Acquisition
Regulation (Parts 2100--2199)
23 Social Security Administration (Parts 2300--2399)
24 Department of Housing and Urban Development (Parts
2400--2499)
25 National Science Foundation (Parts 2500--2599)
28 Department of Justice (Parts 2800--2899)
29 Department of Labor (Parts 2900--2999)
30 Department of Homeland Security, Homeland Security
Acquisition Regulation (HSAR) (Parts 3000--3099)
34 Department of Education Acquisition Regulation (Parts
3400--3499)
[[Page 1203]]
51 Department of the Army Acquisition Regulations (Parts
5100--5199) [Reserved]
52 Department of the Navy Acquisition Regulations (Parts
5200--5299)
53 Department of the Air Force Federal Acquisition
Regulation Supplement (Parts 5300--5399)
[Reserved]
54 Defense Logistics Agency, Department of Defense (Parts
5400--5499)
57 African Development Foundation (Parts 5700--5799)
61 Civilian Board of Contract Appeals, General Services
Administration (Parts 6100--6199)
99 Cost Accounting Standards Board, Office of Federal
Procurement Policy, Office of Management and
Budget (Parts 9900--9999)
Title 49--Transportation
Subtitle A--Office of the Secretary of Transportation
(Parts 1--99)
Subtitle B--Other Regulations Relating to
Transportation
I Pipeline and Hazardous Materials Safety
Administration, Department of Transportation
(Parts 100--199)
II Federal Railroad Administration, Department of
Transportation (Parts 200--299)
III Federal Motor Carrier Safety Administration,
Department of Transportation (Parts 300--399)
IV Coast Guard, Department of Homeland Security (Parts
400--499)
V National Highway Traffic Safety Administration,
Department of Transportation (Parts 500--599)
VI Federal Transit Administration, Department of
Transportation (Parts 600--699)
VII National Railroad Passenger Corporation (AMTRAK)
(Parts 700--799)
VIII National Transportation Safety Board (Parts 800--999)
X Surface Transportation Board (Parts 1000--1399)
XI Research and Innovative Technology Administration,
Department of Transportation (Parts 1400--1499)
[Reserved]
XII Transportation Security Administration, Department of
Homeland Security (Parts 1500--1699)
Title 50--Wildlife and Fisheries
I United States Fish and Wildlife Service, Department of
the Interior (Parts 1--199)
II National Marine Fisheries Service, National Oceanic
and Atmospheric Administration, Department of
Commerce (Parts 200--299)
III International Fishing and Related Activities (Parts
300--399)
[[Page 1204]]
IV Joint Regulations (United States Fish and Wildlife
Service, Department of the Interior and National
Marine Fisheries Service, National Oceanic and
Atmospheric Administration, Department of
Commerce); Endangered Species Committee
Regulations (Parts 400--499)
V Marine Mammal Commission (Parts 500--599)
VI Fishery Conservation and Management, National Oceanic
and Atmospheric Administration, Department of
Commerce (Parts 600--699)
[[Page 1205]]
Alphabetical List of Agencies Appearing in the CFR
(Revised as of October 1, 2022)
CFR Title, Subtitle or
Agency Chapter
Administrative Conference of the United States 1, III
Advisory Council on Historic Preservation 36, VIII
Advocacy and Outreach, Office of 7, XXV
Afghanistan Reconstruction, Special Inspector 5, LXXXIII
General for
African Development Foundation 22, XV
Federal Acquisition Regulation 48, 57
Agency for International Development 2, VII; 22, II
Federal Acquisition Regulation 48, 7
Agricultural Marketing Service 7, I, VIII, IX, X, XI; 9,
II
Agricultural Research Service 7, V
Agriculture, Department of 2, IV; 5, LXXIII
Advocacy and Outreach, Office of 7, XXV
Agricultural Marketing Service 7, I, VIII, IX, X, XI; 9,
II
Agricultural Research Service 7, V
Animal and Plant Health Inspection Service 7, III; 9, I
Chief Financial Officer, Office of 7, XXX
Commodity Credit Corporation 7, XIV
Economic Research Service 7, XXXVII
Energy Policy and New Uses, Office of 2, IX; 7, XXIX
Environmental Quality, Office of 7, XXXI
Farm Service Agency 7, VII, XVIII
Federal Acquisition Regulation 48, 4
Federal Crop Insurance Corporation 7, IV
Food and Nutrition Service 7, II
Food Safety and Inspection Service 9, III
Foreign Agricultural Service 7, XV
Forest Service 36, II
Information Resources Management, Office of 7, XXVII
Inspector General, Office of 7, XXVI
National Agricultural Library 7, XLI
National Agricultural Statistics Service 7, XXXVI
National Institute of Food and Agriculture 7, XXXIV
Natural Resources Conservation Service 7, VI
Operations, Office of 7, XXVIII
Procurement and Property Management, Office of 7, XXXII
Rural Business-Cooperative Service 7, XVIII, XLII
Rural Development Administration 7, XLII
Rural Housing Service 7, XVIII, XXXV
Rural Utilities Service 7, XVII, XVIII, XLII
Secretary of Agriculture, Office of 7, Subtitle A
Transportation, Office of 7, XXXIII
World Agricultural Outlook Board 7, XXXVIII
Air Force, Department of 32, VII
Federal Acquisition Regulation Supplement 48, 53
Air Transportation Stabilization Board 14, VI
Alcohol and Tobacco Tax and Trade Bureau 27, I
Alcohol, Tobacco, Firearms, and Explosives, 27, II
Bureau of
AMTRAK 49, VII
American Battle Monuments Commission 36, IV
American Indians, Office of the Special Trustee 25, VII
Animal and Plant Health Inspection Service 7, III; 9, I
Appalachian Regional Commission 5, IX
Architectural and Transportation Barriers 36, XI
Compliance Board
[[Page 1206]]
Arctic Research Commission 45, XXIII
Armed Forces Retirement Home 5, XI; 38, II
Army, Department of 32, V
Engineers, Corps of 33, II; 36, III
Federal Acquisition Regulation 48, 51
Benefits Review Board 20, VII
Bilingual Education and Minority Languages 34, V
Affairs, Office of
Blind or Severely Disabled, Committee for 41, 51
Purchase from People Who Are
Federal Acquisition Regulation 48, 19
Career, Technical, and Adult Education, Office 34, IV
of
Census Bureau 15, I
Centers for Medicare & Medicaid Services 42, IV
Central Intelligence Agency 32, XIX
Chemical Safety and Hazard Investigation Board 40, VI
Chief Financial Officer, Office of 7, XXX
Child Support Enforcement, Office of 45, III
Children and Families, Administration for 45, II, III, IV, X, XIII
Civil Rights, Commission on 5, LXVIII; 45, VII
Civil Rights, Office for 34, I
Coast Guard 33, I; 46, I; 49, IV
Coast Guard (Great Lakes Pilotage) 46, III
Commerce, Department of 2, XIII; 44, IV; 50, VI
Census Bureau 15, I
Economic Affairs, Office of the Under- 15, XV
Secretary for
Economic Analysis, Bureau of 15, VIII
Economic Development Administration 13, III
Emergency Management and Assistance 44, IV
Federal Acquisition Regulation 48, 13
Foreign-Trade Zones Board 15, IV
Industry and Security, Bureau of 15, VII
International Trade Administration 15, III; 19, III
National Institute of Standards and Technology 15, II; 37, IV
National Marine Fisheries Service 50, II, IV
National Oceanic and Atmospheric 15, IX; 50, II, III, IV,
Administration VI
National Technical Information Service 15, XI
National Telecommunications and Information 15, XXIII; 47, III, IV
Administration
National Weather Service 15, IX
Patent and Trademark Office, United States 37, I
Secretary of Commerce, Office of 15, Subtitle A
Commercial Space Transportation 14, III
Commodity Credit Corporation 7, XIV
Commodity Futures Trading Commission 5, XLI; 17, I
Community Planning and Development, Office of 24, V, VI
Assistant Secretary for
Community Services, Office of 45, X
Comptroller of the Currency 12, I
Construction Industry Collective Bargaining 29, IX
Commission
Consumer Financial Protection Bureau 5, LXXXIV; 12, X
Consumer Product Safety Commission 5, LXXI; 16, II
Copyright Royalty Board 37, III
Corporation for National and Community Service 2, XXII; 45, XII, XXV
Cost Accounting Standards Board 48, 99
Council on Environmental Quality 40, V
Council of the Inspectors General on Integrity 5, XCVIII
and Efficiency
Court Services and Offender Supervision Agency 5, LXX; 28, VIII
for the District of Columbia
Customs and Border Protection 19, I
Defense, Department of 2, XI; 5, XXVI; 32,
Subtitle A; 40, VII
Advanced Research Projects Agency 32, I
Air Force Department 32, VII
Army Department 32, V; 33, II; 36, III;
48, 51
Defense Acquisition Regulations System 48, 2
Defense Intelligence Agency 32, I
[[Page 1207]]
Defense Logistics Agency 32, I, XII; 48, 54
Engineers, Corps of 33, II; 36, III
National Imagery and Mapping Agency 32, I
Navy, Department of 32, VI; 48, 52
Secretary of Defense, Office of 2, XI; 32, I
Defense Contract Audit Agency 32, I
Defense Intelligence Agency 32, I
Defense Logistics Agency 32, XII; 48, 54
Defense Nuclear Facilities Safety Board 10, XVII
Delaware River Basin Commission 18, III
Denali Commission 45, IX
Disability, National Council on 5, C; 34, XII
District of Columbia, Court Services and 5, LXX; 28, VIII
Offender Supervision Agency for the
Drug Enforcement Administration 21, II
East-West Foreign Trade Board 15, XIII
Economic Affairs, Office of the Under-Secretary 15, XV
for
Economic Analysis, Bureau of 15, VIII
Economic Development Administration 13, III
Economic Research Service 7, XXXVII
Education, Department of 2, XXXIV; 5, LIII
Bilingual Education and Minority Languages 34, V
Affairs, Office of
Career, Technical, and Adult Education, Office 34, IV
of
Civil Rights, Office for 34, I
Educational Research and Improvement, Office 34, VII
of
Elementary and Secondary Education, Office of 34, II
Federal Acquisition Regulation 48, 34
Postsecondary Education, Office of 34, VI
Secretary of Education, Office of 34, Subtitle A
Special Education and Rehabilitative Services, 34, III
Office of
Educational Research and Improvement, Office of 34, VII
Election Assistance Commission 2, LVIII; 11, II
Elementary and Secondary Education, Office of 34, II
Emergency Oil and Gas Guaranteed Loan Board 13, V
Emergency Steel Guarantee Loan Board 13, IV
Employee Benefits Security Administration 29, XXV
Employees' Compensation Appeals Board 20, IV
Employees Loyalty Board 5, V
Employment and Training Administration 20, V
Employment Policy, National Commission for 1, IV
Employment Standards Administration 20, VI
Endangered Species Committee 50, IV
Energy, Department of 2, IX; 5, XXIII; 10, II,
III, X
Federal Acquisition Regulation 48, 9
Federal Energy Regulatory Commission 5, XXIV; 18, I
Property Management Regulations 41, 109
Energy, Office of 7, XXIX
Engineers, Corps of 33, II; 36, III
Engraving and Printing, Bureau of 31, VI
Environmental Protection Agency 2, XV; 5, LIV; 40, I, IV,
VII
Federal Acquisition Regulation 48, 15
Property Management Regulations 41, 115
Environmental Quality, Office of 7, XXXI
Equal Employment Opportunity Commission 5, LXII; 29, XIV
Equal Opportunity, Office of Assistant Secretary 24, I
for
Executive Office of the President 3, I
Environmental Quality, Council on 40, V
Management and Budget, Office of 2, Subtitle A; 5, III,
LXXVII; 14, VI; 48, 99
National Drug Control Policy, Office of 2, XXXVI; 21, III
National Security Council 32, XXI; 47, II
Science and Technology Policy, Office of 32, XXIV; 47, II
Trade Representative, Office of the United 15, XX
States
Export-Import Bank of the United States 2, XXXV; 5, LII; 12, IV
[[Page 1208]]
Family Assistance, Office of 45, II
Farm Credit Administration 5, XXXI; 12, VI
Farm Credit System Insurance Corporation 5, XXX; 12, XIV
Farm Service Agency 7, VII, XVIII
Federal Acquisition Regulation 48, 1
Federal Acquisition Security Council 41, 201
Federal Aviation Administration 14, I
Commercial Space Transportation 14, III
Federal Claims Collection Standards 31, IX
Federal Communications Commission 5, XXIX; 47, I
Federal Contract Compliance Programs, Office of 41, 60
Federal Crop Insurance Corporation 7, IV
Federal Deposit Insurance Corporation 5, XXII; 12, III
Federal Election Commission 5, XXXVII; 11, I
Federal Emergency Management Agency 44, I
Federal Employees Group Life Insurance Federal 48, 21
Acquisition Regulation
Federal Employees Health Benefits Acquisition 48, 16
Regulation
Federal Energy Regulatory Commission 5, XXIV; 18, I
Federal Financial Institutions Examination 12, XI
Council
Federal Financing Bank 12, VIII
Federal Highway Administration 23, I, II
Federal Home Loan Mortgage Corporation 1, IV
Federal Housing Enterprise Oversight Office 12, XVII
Federal Housing Finance Agency 5, LXXX; 12, XII
Federal Labor Relations Authority 5, XIV, XLIX; 22, XIV
Federal Law Enforcement Training Center 31, VII
Federal Management Regulation 41, 102
Federal Maritime Commission 46, IV
Federal Mediation and Conciliation Service 29, XII
Federal Mine Safety and Health Review Commission 5, LXXIV; 29, XXVII
Federal Motor Carrier Safety Administration 49, III
Federal Permitting Improvement Steering Council 40, IX
Federal Prison Industries, Inc. 28, III
Federal Procurement Policy Office 48, 99
Federal Property Management Regulations 41, 101
Federal Railroad Administration 49, II
Federal Register, Administrative Committee of 1, I
Federal Register, Office of 1, II
Federal Reserve System 12, II
Board of Governors 5, LVIII
Federal Retirement Thrift Investment Board 5, VI, LXXVI
Federal Service Impasses Panel 5, XIV
Federal Trade Commission 5, XLVII; 16, I
Federal Transit Administration 49, VI
Federal Travel Regulation System 41, Subtitle F
Financial Crimes Enforcement Network 31, X
Financial Research Office 12, XVI
Financial Stability Oversight Council 12, XIII
Fine Arts, Commission of 45, XXI
Fiscal Service 31, II
Fish and Wildlife Service, United States 50, I, IV
Food and Drug Administration 21, I
Food and Nutrition Service 7, II
Food Safety and Inspection Service 9, III
Foreign Agricultural Service 7, XV
Foreign Assets Control, Office of 31, V
Foreign Claims Settlement Commission of the 45, V
United States
Foreign Service Grievance Board 22, IX
Foreign Service Impasse Disputes Panel 22, XIV
Foreign Service Labor Relations Board 22, XIV
Foreign-Trade Zones Board 15, IV
Forest Service 36, II
General Services Administration 5, LVII; 41, 105
Contract Appeals, Board of 48, 61
Federal Acquisition Regulation 48, 5
Federal Management Regulation 41, 102
[[Page 1209]]
Federal Property Management Regulations 41, 101
Federal Travel Regulation System 41, Subtitle F
General 41, 300
Payment From a Non-Federal Source for Travel 41, 304
Expenses
Payment of Expenses Connected With the Death 41, 303
of Certain Employees
Relocation Allowances 41, 302
Temporary Duty (TDY) Travel Allowances 41, 301
Geological Survey 30, IV
Government Accountability Office 4, I
Government Ethics, Office of 5, XVI
Government National Mortgage Association 24, III
Grain Inspection, Packers and Stockyards 7, VIII; 9, II
Administration
Great Lakes St. Lawrence Seaway Development 33, IV
Corporation
Gulf Coast Ecosystem Restoration Council 2, LIX; 40, VIII
Harry S. Truman Scholarship Foundation 45, XVIII
Health and Human Services, Department of 2, III; 5, XLV; 45,
Subtitle A
Centers for Medicare & Medicaid Services 42, IV
Child Support Enforcement, Office of 45, III
Children and Families, Administration for 45, II, III, IV, X, XIII
Community Services, Office of 45, X
Family Assistance, Office of 45, II
Federal Acquisition Regulation 48, 3
Food and Drug Administration 21, I
Indian Health Service 25, V
Inspector General (Health Care), Office of 42, V
Public Health Service 42, I
Refugee Resettlement, Office of 45, IV
Homeland Security, Department of 2, XXX; 5, XXXVI; 6, I; 8,
I
Coast Guard 33, I; 46, I; 49, IV
Coast Guard (Great Lakes Pilotage) 46, III
Customs and Border Protection 19, I
Federal Emergency Management Agency 44, I
Human Resources Management and Labor Relations 5, XCVII
Systems
Immigration and Customs Enforcement Bureau 19, IV
Transportation Security Administration 49, XII
HOPE for Homeowners Program, Board of Directors 24, XXIV
of
Housing, Office of, and Multifamily Housing 24, IV
Assistance Restructuring, Office of
Housing and Urban Development, Department of 2, XXIV; 5, LXV; 24,
Subtitle B
Community Planning and Development, Office of 24, V, VI
Assistant Secretary for
Equal Opportunity, Office of Assistant 24, I
Secretary for
Federal Acquisition Regulation 48, 24
Federal Housing Enterprise Oversight, Office 12, XVII
of
Government National Mortgage Association 24, III
Housing--Federal Housing Commissioner, Office 24, II, VIII, X, XX
of Assistant Secretary for
Housing, Office of, and Multifamily Housing 24, IV
Assistance Restructuring, Office of
Inspector General, Office of 24, XII
Public and Indian Housing, Office of Assistant 24, IX
Secretary for
Secretary, Office of 24, Subtitle A, VII
Housing--Federal Housing Commissioner, Office of 24, II, VIII, X, XX
Assistant Secretary for
Housing, Office of, and Multifamily Housing 24, IV
Assistance Restructuring, Office of
Immigration and Customs Enforcement Bureau 19, IV
Immigration Review, Executive Office for 8, V
Independent Counsel, Office of 28, VII
Independent Counsel, Offices of 28, VI
Indian Affairs, Bureau of 25, I, V
Indian Affairs, Office of the Assistant 25, VI
Secretary
[[Page 1210]]
Indian Arts and Crafts Board 25, II
Indian Health Service 25, V
Industry and Security, Bureau of 15, VII
Information Resources Management, Office of 7, XXVII
Information Security Oversight Office, National 32, XX
Archives and Records Administration
Inspector General
Agriculture Department 7, XXVI
Health and Human Services Department 42, V
Housing and Urban Development Department 24, XII, XV
Institute of Peace, United States 22, XVII
Inter-American Foundation 5, LXIII; 22, X
Interior, Department of 2, XIV
American Indians, Office of the Special 25, VII
Trustee
Endangered Species Committee 50, IV
Federal Acquisition Regulation 48, 14
Federal Property Management Regulations System 41, 114
Fish and Wildlife Service, United States 50, I, IV
Geological Survey 30, IV
Indian Affairs, Bureau of 25, I, V
Indian Affairs, Office of the Assistant 25, VI
Secretary
Indian Arts and Crafts Board 25, II
Land Management, Bureau of 43, II
National Indian Gaming Commission 25, III
National Park Service 36, I
Natural Resource Revenue, Office of 30, XII
Ocean Energy Management, Bureau of 30, V
Reclamation, Bureau of 43, I
Safety and Environmental Enforcement, Bureau 30, II
of
Secretary of the Interior, Office of 2, XIV; 43, Subtitle A
Surface Mining Reclamation and Enforcement, 30, VII
Office of
Internal Revenue Service 26, I
International Boundary and Water Commission, 22, XI
United States and Mexico, United States
Section
International Development, United States Agency 22, II
for
Federal Acquisition Regulation 48, 7
International Development Cooperation Agency, 22, XII
United States
International Development Finance Corporation, 5, XXXIII; 22, VII
U.S.
International Joint Commission, United States 22, IV
and Canada
International Organizations Employees Loyalty 5, V
Board
International Trade Administration 15, III; 19, III
International Trade Commission, United States 19, II
Interstate Commerce Commission 5, XL
Investment Security, Office of 31, VIII
James Madison Memorial Fellowship Foundation 45, XXIV
Japan-United States Friendship Commission 22, XVI
Joint Board for the Enrollment of Actuaries 20, VIII
Justice, Department of 2, XXVIII; 5, XXVIII; 28,
I, XI; 40, IV
Alcohol, Tobacco, Firearms, and Explosives, 27, II
Bureau of
Drug Enforcement Administration 21, II
Federal Acquisition Regulation 48, 28
Federal Claims Collection Standards 31, IX
Federal Prison Industries, Inc. 28, III
Foreign Claims Settlement Commission of the 45, V
United States
Immigration Review, Executive Office for 8, V
Independent Counsel, Offices of 28, VI
Prisons, Bureau of 28, V
Property Management Regulations 41, 128
Labor, Department of 2, XXIX; 5, XLII
Benefits Review Board 20, VII
Employee Benefits Security Administration 29, XXV
Employees' Compensation Appeals Board 20, IV
Employment and Training Administration 20, V
Federal Acquisition Regulation 48, 29
[[Page 1211]]
Federal Contract Compliance Programs, Office 41, 60
of
Federal Procurement Regulations System 41, 50
Labor-Management Standards, Office of 29, II, IV
Mine Safety and Health Administration 30, I
Occupational Safety and Health Administration 29, XVII
Public Contracts 41, 50
Secretary of Labor, Office of 29, Subtitle A
Veterans' Employment and Training Service, 41, 61; 20, IX
Office of the Assistant Secretary for
Wage and Hour Division 29, V
Workers' Compensation Programs, Office of 20, I, VI
Labor-Management Standards, Office of 29, II, IV
Land Management, Bureau of 43, II
Legal Services Corporation 45, XVI
Libraries and Information Science, National 45, XVII
Commission on
Library of Congress 36, VII
Copyright Royalty Board 37, III
U.S. Copyright Office 37, II
Management and Budget, Office of 5, III, LXXVII; 14, VI;
48, 99
Marine Mammal Commission 50, V
Maritime Administration 46, II
Merit Systems Protection Board 5, II, LXIV
Micronesian Status Negotiations, Office for 32, XXVII
Military Compensation and Retirement 5, XCIX
Modernization Commission
Millennium Challenge Corporation 22, XIII
Mine Safety and Health Administration 30, I
Minority Business Development Agency 15, XIV
Miscellaneous Agencies 1, IV
Monetary Offices 31, I
Morris K. Udall Scholarship and Excellence in 36, XVI
National Environmental Policy Foundation
Museum and Library Services, Institute of 2, XXXI
National Aeronautics and Space Administration 2, XVIII; 5, LIX; 14, V
Federal Acquisition Regulation 48, 18
National Agricultural Library 7, XLI
National Agricultural Statistics Service 7, XXXVI
National and Community Service, Corporation for 2, XXII; 45, XII, XXV
National Archives and Records Administration 2, XXVI; 5, LXVI; 36, XII
Information Security Oversight Office 32, XX
National Capital Planning Commission 1, IV, VI
National Counterintelligence Center 32, XVIII
National Credit Union Administration 5, LXXXVI; 12, VII
National Crime Prevention and Privacy Compact 28, IX
Council
National Drug Control Policy, Office of 2, XXXVI; 21, III
National Endowment for the Arts 2, XXXII
National Endowment for the Humanities 2, XXXIII
National Foundation on the Arts and the 45, XI
Humanities
National Geospatial-Intelligence Agency 32, I
National Highway Traffic Safety Administration 23, II, III; 47, VI; 49, V
National Imagery and Mapping Agency 32, I
National Indian Gaming Commission 25, III
National Institute of Food and Agriculture 7, XXXIV
National Institute of Standards and Technology 15, II; 37, IV
National Intelligence, Office of Director of 5, IV; 32, XVII
National Labor Relations Board 5, LXI; 29, I
National Marine Fisheries Service 50, II, IV
National Mediation Board 5, CI; 29, X
National Oceanic and Atmospheric Administration 15, IX; 50, II, III, IV,
VI
National Park Service 36, I
National Railroad Adjustment Board 29, III
National Railroad Passenger Corporation (AMTRAK) 49, VII
National Science Foundation 2, XXV; 5, XLIII; 45, VI
Federal Acquisition Regulation 48, 25
National Security Council 32, XXI; 47, II
[[Page 1212]]
National Technical Information Service 15, XI
National Telecommunications and Information 15, XXIII; 47, III, IV, V
Administration
National Transportation Safety Board 49, VIII
Natural Resource Revenue, Office of 30, XII
Natural Resources Conservation Service 7, VI
Navajo and Hopi Indian Relocation, Office of 25, IV
Navy, Department of 32, VI
Federal Acquisition Regulation 48, 52
Neighborhood Reinvestment Corporation 24, XXV
Northeast Interstate Low-Level Radioactive Waste 10, XVIII
Commission
Nuclear Regulatory Commission 2, XX; 5, XLVIII; 10, I
Federal Acquisition Regulation 48, 20
Occupational Safety and Health Administration 29, XVII
Occupational Safety and Health Review Commission 29, XX
Ocean Energy Management, Bureau of 30, V
Oklahoma City National Memorial Trust 36, XV
Operations Office 7, XXVIII
Patent and Trademark Office, United States 37, I
Payment From a Non-Federal Source for Travel 41, 304
Expenses
Payment of Expenses Connected With the Death of 41, 303
Certain Employees
Peace Corps 2, XXXVII; 22, III
Pennsylvania Avenue Development Corporation 36, IX
Pension Benefit Guaranty Corporation 29, XL
Personnel Management, Office of 5, I, IV, XXXV; 45, VIII
Federal Acquisition Regulation 48, 17
Federal Employees Group Life Insurance Federal 48, 21
Acquisition Regulation
Federal Employees Health Benefits Acquisition 48, 16
Regulation
Human Resources Management and Labor Relations 5, XCVII
Systems, Department of Homeland Security
Pipeline and Hazardous Materials Safety 49, I
Administration
Postal Regulatory Commission 5, XLVI; 39, III
Postal Service, United States 5, LX; 39, I
Postsecondary Education, Office of 34, VI
President's Commission on White House 1, IV
Fellowships
Presidio Trust 36, X
Prisons, Bureau of 28, V
Privacy and Civil Liberties Oversight Board 6, X
Procurement and Property Management, Office of 7, XXXII
Public and Indian Housing, Office of Assistant 24, IX
Secretary for
Public Contracts, Department of Labor 41, 50
Public Health Service 42, I
Railroad Retirement Board 20, II
Reclamation, Bureau of 43, I
Refugee Resettlement, Office of 45, IV
Relocation Allowances 41, 302
Research and Innovative Technology 49, XI
Administration
Rural Business-Cooperative Service 7, XVIII, XLII, L
Rural Development Administration 7, XLII
Rural Housing Service 7, XVIII, XXXV, L
Rural Utilities Service 7, XVII, XVIII, XLII, L
Safety and Environmental Enforcement, Bureau of 30, II
Science and Technology Policy, Office of 32, XXIV; 47, II
Secret Service 31, IV
Securities and Exchange Commission 5, XXXIV; 17, II
Selective Service System 32, XVI
Small Business Administration 2, XXVII; 13, I
Smithsonian Institution 36, V
Social Security Administration 2, XXIII; 20, III; 48, 23
Soldiers' and Airmen's Home, United States 5, XI
Special Counsel, Office of 5, VIII
Special Education and Rehabilitative Services, 34, III
Office of
State, Department of 2, VI; 22, I; 28, XI
Federal Acquisition Regulation 48, 6
[[Page 1213]]
Surface Mining Reclamation and Enforcement, 30, VII
Office of
Surface Transportation Board 49, X
Susquehanna River Basin Commission 18, VIII
Tennessee Valley Authority 5, LXIX; 18, XIII
Trade Representative, United States, Office of 15, XX
Transportation, Department of 2, XII; 5, L
Commercial Space Transportation 14, III
Emergency Management and Assistance 44, IV
Federal Acquisition Regulation 48, 12
Federal Aviation Administration 14, I
Federal Highway Administration 23, I, II
Federal Motor Carrier Safety Administration 49, III
Federal Railroad Administration 49, II
Federal Transit Administration 49, VI
Great Lakes St. Lawrence Seaway Development 33, IV
Corporation
Maritime Administration 46, II
National Highway Traffic Safety Administration 23, II, III; 47, IV; 49, V
Pipeline and Hazardous Materials Safety 49, I
Administration
Secretary of Transportation, Office of 14, II; 49, Subtitle A
Transportation Statistics Bureau 49, XI
Transportation, Office of 7, XXXIII
Transportation Security Administration 49, XII
Transportation Statistics Bureau 49, XI
Travel Allowances, Temporary Duty (TDY) 41, 301
Treasury, Department of the 2, X; 5, XXI; 12, XV; 17,
IV; 31, IX
Alcohol and Tobacco Tax and Trade Bureau 27, I
Community Development Financial Institutions 12, XVIII
Fund
Comptroller of the Currency 12, I
Customs and Border Protection 19, I
Engraving and Printing, Bureau of 31, VI
Federal Acquisition Regulation 48, 10
Federal Claims Collection Standards 31, IX
Federal Law Enforcement Training Center 31, VII
Financial Crimes Enforcement Network 31, X
Fiscal Service 31, II
Foreign Assets Control, Office of 31, V
Internal Revenue Service 26, I
Investment Security, Office of 31, VIII
Monetary Offices 31, I
Secret Service 31, IV
Secretary of the Treasury, Office of 31, Subtitle A
Truman, Harry S. Scholarship Foundation 45, XVIII
United States Agency for Global Media 22, V
United States and Canada, International Joint 22, IV
Commission
United States and Mexico, International Boundary 22, XI
and Water Commission, United States Section
U.S. Copyright Office 37, II
U.S. Office of Special Counsel 5, CII
Utah Reclamation Mitigation and Conservation 43, III
Commission
Veterans Affairs, Department of 2, VIII; 38, I
Federal Acquisition Regulation 48, 8
Veterans' Employment and Training Service, 41, 61; 20, IX
Office of the Assistant Secretary for
Vice President of the United States, Office of 32, XXVIII
Wage and Hour Division 29, V
Water Resources Council 18, VI
Workers' Compensation Programs, Office of 20, I, VII
World Agricultural Outlook Board 7, XXXVIII
[[Page 1215]]
List of CFR Sections Affected
All changes in this volume of the Code of Federal Regulations (CFR) that
were made by documents published in the Federal Register since January
1, 2017 are enumerated in the following list. Entries indicate the
nature of the changes effected. Page numbers refer to Federal Register
pages. The user should consult the entries for chapters, parts and
subparts as well as sections for revisions.
For changes to this volume of the CFR prior to this listing, consult the
annual edition of the monthly List of CFR Sections Affected (LSA). The
LSA is available at www.govinfo.gov. For changes to this volume of the
CFR prior to 2001, see the ``List of CFR Sections Affected, 1949-1963,
1964-1972, 1973-1985, and 1986-2000'' published in 11 separate volumes.
The ``List of CFR Sections Affected 1986-2000'' is available at
www.govinfo.gov.
2017
49 CFR
82 FR
Page
Chapter V
541 Theft data.....................................................28246
571.5 Regulation at 81 FR 90514 eff. date delayed to 3-21-17........9368
Regulation at 81 FR 90514 eff. date further delayed to 5-22-17
14477
Regulation at 81 FR 90514 eff. date further delayed to 6-5-17
23150
Regulation at 81 FR 90514 eff. date delayed to 9-5-17..........26360
571.106 S5.3.11 reinstated; CFR correction.........................45514
571.136 Amended....................................................50092
571.141 Regulation at 81 FR 90514 eff. date delayed to 3-21-17......9368
Regulation at 81 FR 90514 eff. date further delayed to 5-22-17
14477
Regulation at 81 FR 90514 eff. date further delayed to 6-5-17
23150
Regulation at 81 FR 90514 eff. date delayed to 9-5-17..........26360
571.305 Amended....................................................44960
571.500 Regulation at 81 FR 90514 eff. date delayed to 3-21-17......9368
Regulation at 81 FR 90521 eff. date further delayed to 5-22-17
14477
Regulation at 81 FR 90521 eff. date further delayed to 6-5-17
23150
Regulation at 81 FR 90521 eff. date delayed to 9-5-17..........26360
2018
49 CFR
83 FR
Page
Chapter V
541 Authority citation revised.....................................53398
541 Appendix A removed; Appendix A-1 revised.......................53398
Appendix A-II removed..........................................53399
555.7 (a) revised..................................................66160
571.141 Amended.....................................................8196
571.217 Amended; CFR correction....................................17091
2019
49 CFR
84 FR
Page
Chapter V
531.7 Added; eff. 11-26-19.........................................51361
531 Appendix redesignated as Appendix A; new Appendix A amended;
eff. 11-26-19..............................................51362
531 Appendix B added; eff. 11-26-19................................51362
533.7 Added; eff. 11-26-19.........................................51362
[[Page 1216]]
533 Appendix redesignated as Appendix A; new Appendix A amended;
eff. 11-26-19..............................................51362
533 Appendix B added; eff. 11-26-19................................51362
541 Appendix A-I revised...........................................27207
553 Authority citation revised.....................................71733
553.14 (b), (c), and (d) revised...................................71733
571.305 S4, S5, and S9 amended; S8 introductory text revised.......44257
2020
49 CFR
85 FR
Page
Chapter V
523 Technical correction...........................................40901
523.2 Amended......................................................25272
531 Authority citation revised.....................................25272
531 Technical correction...........................................40901
531.5 (c) introductory text, Table III, and (d) revised; (e)
removed; (f) redesignated as new (e).......................25272
531.6 (a) and (b) revised..........................................25273
533 Authority citation revised.....................................25273
533 Technical correction...........................................40901
533.5 (a) Table VII revised; (k) removed...........................25273
533.6 (b) and (c) revised..........................................25274
535.6 (a)(4)(ii) and (d)(5)(ii) revised............................25274
535.7 (b)(1), (c)(1), (d)(1), (e)(2), and (f)(2)(iii)(E) amended
25274
536 Authority citation revised.....................................25275
536 Technical correction...........................................40901
536.4 (c) revised..................................................25275
536.5 (c) and (d)(6) revised.......................................25275
537 Authority citation revised.....................................25276
537 Technical correction...........................................40901
537.5 (d) redesignated as (e); new (d) added.......................25276
537.6 (b) and (c) revised..........................................25277
537.7 (a), (b)(3), (c)(1), (3), (7)(i), (ii), and (iii) revised....25277
537.8 (a)(3) and (c)(1) revised; (a)(4) and (b)(4) added...........25278
543 Notification...................................................55386
555 Actions on petitions...........................................19393
571.141 S9 revised; interim........................................54280
571.214 S6.1.3 revised.............................................85535
571.226 S2 revised.................................................85535
572.210--572.219 (Subpart W) Added.................................69925
2021
49 CFR
86 FR
Page
Chapter V
531.7 Removed......................................................74267
531 Appendix B removed.............................................74267
533.7 Removed......................................................74267
533 Appendix B removed.............................................74267
553.14 (d) revised.................................................17296
571.109 Heading and S2 revised.....................................48542
571.110 S2 revised; S4.1, and S4.4.2 amended.......................48542
571.119 Heading, S1, S6.3, and tables II and III revised; S7.3
amended....................................................48543
571.122 S5.1.10.2(c), S6.3.2(d)(2)(i), and (ii) revised.............1298
571.123 Table 3 revised.............................................1298
571.135 S5.5.5(d)(3) revised........................................1300
571.139 S2, S6.2.1.1.1, S6.3.1.1.1, and S6.4.1.1.1 revised; S4.1.1
amended....................................................48545
571.227 Added......................................................74302
541 Appendix A-I revised...........................................48342
2022
(Regulations published from January 1, 2022, through October 1, 2022)
49 CFR
87 FR
Page
Chapter V
531 Revised........................................................26070
533 Revised........................................................26076
536 Revised........................................................26082
537 Revised........................................................26087
541 Appendix A-I revised...........................................51616
565 Authority citation revised.....................................13231
565.12 Revised.....................................................13231
565.15 (b) Table 1 amended.........................................13232
565.26 (d) revised.................................................13232
566 Authority citation revised.....................................13232
566.5 Introductory text revised; (c)(4) added......................13232
567 Authority citation revised.....................................13232
567.1 Revised......................................................13232
567.3 Amended......................................................13232
567.4 (a) revised..................................................13232
567.8 Added........................................................13232
571.3 (b) amended..................................................18586
571.5 (a) and (d)(34) and (35) revised; (d)(33) removed............34808
571.5 (a) and (l)(4) revised; (k)(5) added; section amended........39309
571.105 S6.9.2(a) and (b) revised..................................34808
571.108 Correction: S5.1 and S5.2 removed...........................7964
[[Page 1217]]
571.108 S4, Tables 1-a and 1-c amended; S9.4.1, S9.4.1.1,
S9.4.1.2, S9.4.1.3, S9.4.1.4, S9.4.1.5, S9.4.1.6, S9.5.1,
S10.14.1, S10.15.1, S10.16.1, S10.18.8.1.2 revised;
S9.4.1.5.1 through S9.4.1.5.3, S9.4.1.6.1 through
S9.4.1.6.5, S14.9.3.12 through S14.9.3.12.6.3, tables XXI
and XXII and figures 23 through 30 added; S9.4.1.7 and
appendix A removed.........................................10012
571.121 S5.3.1.1 introductory text, S5.3.6.1, S5.7.1, S6.1.7,
Table I, Table II, and Table IIa revised...................34808
571.122 S6.1.1.1, S6.1.1.2, S6.1.1.3 and S6.9.7.1(a) revised.......34810
571.126 S62.2 revised..............................................34810
571.135 S6.2.1, S7.4.3(f), S7.5.2(f), S7.6.2(f), S7.7.3(f),
S7.8.2(f), S7.9.2(f), S7.10.3(e), and S7.11.3(f) revised
34810
571.136 S6.2.2 revised.............................................34810
571.139 S3 amended.................................................34810
571.141 S6.7.3 revised.............................................41625
571.201 S2, S5.1(b), S5.1.1(d), S5.1.2(a), S6.3(b), S8.6, S8.20,
and S8.24 revised; S3 amended..............................18587
571.203 S2 amended; S3 removed.....................................18588
571.204 S2 revised.................................................18588
571.205 S3(a) revised..............................................18588
571.206 S2, S3, and S5.1.1.4(b)(1)(ii)(C) revised..................18588
571.207 S2 and S4.1 revised........................................18588
571.208 S3(a), S4.2 introductory text, S4.2.5.4(c),
S4.2.5.5(a)(2), S4.2.6.1.1, S4.4.3.2.1, S4.4.3.2.2,
S4.4.4.1.1, S4.4.4.1.2, S4.4.5.1.1, S4.4.5.1.2
introductory text, S4.4.5.1.2(e), S4.5.1(c)(3),
S4.5.1(e)(1) introductory text, S4.5.1(e)(2) introductory
text, S4.5.1 (e)(3) introductory text, S4.5.1(f)(1),
S4.11(d), and S7.1.1.5(a), S8.1.4, S8.2.7(c), S10.2.1,
S10.2.2, S10.3.1, S10.3.2, S10.4.1.1, S10.4.1.2,
S10.4.2.1, S10.5, S10.6.1, S10.6.2, S10.7, S13.3, S16.2.9,
S16.2.9.1, S16.2.9.2, S16.2.9.3, S16.2.10, S16.2.10.3,
S16.3.2.1.4, S16.3.2.1.8, S16.3.2.1.9, S16.3.2.3.2,
S16.3.2.3.3, S16.3.2.3.4, S16.3.3, S16.3.3.1, S16.3.3.1.2,
S16.3.3.1.4, S16.3.3.2, S16.3.3.3, S16.3.4, S16.3.5,
S19.2.1, S19.2.2 introductory text, S19.2.2(d),
S19.2.2(e), S19.2.2(g), S19.2.2(h), S19.2.3, S19.3,
S20.1.2, S20.2, S20.2.1.4, S20.2.2.3, S20.3, S20.3.1,
S20.3.2, S20.4.1, S20.4.4, S20.4.9, S21.2.1, S21.2.3,
S21.3, S21.4, S22.1.2, S22.1.3, S22.2, S22.2.1.1,
S22.2.1.3, S22.2.2, S22.2.2.1(a), (b), S22.2.2.3(a), (b),
S22.2.2.4(a), S22.2.2.5(a), S22.2.2.6(a), (b),
S22.2.2.7(a), (b), S22.2.2.8(a) introductory text,
S22.2.2.8(a)(6), S22.3, S22.3.1, S22.3.2, S22.4.2.2,
S22.4.3.1, S22.4.3.2, S22.4.4, S22.5.1, S23.2.1, S23.2.3,
S23.3, S23.4, S24.1.2, S24.1.3, S24.2 introductory text,
S24.2.3 introductory text, S24.2.3(a), S24.3, S24.3.1,
S24.3.2, S24.4.2.3 introductory text, S24.4.3.1, S24.4.3.2
introductory text, S24.4.4, S26.2.1, S26.2.2, S26.2.4.3,
S26.2.4.4, S26.2.5, S26.3.2, S26.3.3, S26.3.4.3, S26.3.5,
S26.3.6, S26.3.7, S27.5.2, S27.6.2, S28.2, and S28.4
revised; S4.1.5.6, S.4.1.5.6.1, S4.1.5.6.2, S4.1.5.6.3,
S4.1.5.6.4, S4.1.5.6.5, S4.1.5.6.6, S4.2.6.4 added; S4.4.1
amended; S7.1.6 redesignated as S7.1.1.6...................18588
571.212 S3 revised.................................................18597
571.213 S5(g) added................................................39310
[[Page 1218]]
571.213a Added.....................................................39310
571.214 S2, S5(c)(4), S8.3.1.3, S8.4, S10.2, S10.3.1, S10.3.2,
S10.3.2.3, S10.5, S12.1.1introductory text, S12.1.1(a)(1),
S12.1.2 introductory text, S12.1.2(a)(1), S12.1.3(a)(1),
S12.2.1(c), S12.3.1(d), S12.3.2(a)(4), S12.3.2(a)(8),
S12.3.2(a)(9)(ii), S12.3.2(a)(10), S12.3.3(a)(2), and
S12.3.3(a)(4) revised......................................18597
571.216a S3.1(a) introductory text and S7.1 revised................18599
571.219 S3 revised.................................................18599
571.223 S3, S5.2, S5.5(c), S6 introductory text, S6.3, S6.4
introductory text, (a) introductory text, (b) introductory
text, S6.5 introductory text, (a), S6.6 introductory text,
(b), (c), Figure 1, and Figure 2 revised; S4 amended;
S6.4(c) removed; S6.5(c), S6.7 through S6.9, Figure 3, and
Figure 4 added; eff. 1-11-23...............................42366
571.224 S3 and S4 amended; eff. 1-11-23............................42372
571.225 S3 amended.................................................18599
571.226 S2, S6.1(d), and (f) revised; S3 amended...................18599
571.304 S7.4(g) revised.............................................7964
571.500 S6.2.1 revised.............................................34810
571.101--571.500 (Subpart B) Appendix A added......................10021
[all]
| usgpo | 2024-06-24T00:12:50.218459 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/CFR-2022-title49-vol6/htm"
} |
BILLS-118hr7980rh | End Chinese Dominance of Electric Vehicles in America Act of 2024 | 2024-06-11T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 7980 Reported in House (RH)]
<DOC>
Union Calendar No. 454
118th CONGRESS
2d Session
H. R. 7980
[Report No. 118-550]
To amend the Internal Revenue Code of 1986 to exclude vehicles the
batteries of which contain materials sourced from prohibited foreign
entities from the clean vehicle credit.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
April 15, 2024
Mrs. Miller of West Virginia introduced the following bill; which was
referred to the Committee on Ways and Means
June 11, 2024
Additional sponsors: Ms. Tenney, Mr. Kelly of Pennsylvania, Ms. Van
Duyne, and Mr. Ferguson
June 11, 2024
Reported with an amendment, committed to the Committee of the Whole
House on the State of the Union, and ordered to be printed
[Strike out all after the enacting clause and insert the part printed
in italic]
[For text of introduced bill, see copy of bill as introduced on April
15, 2024]
_______________________________________________________________________
A BILL
To amend the Internal Revenue Code of 1986 to exclude vehicles the
batteries of which contain materials sourced from prohibited foreign
entities from the clean vehicle credit.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``End Chinese Dominance of Electric
Vehicles in America Act of 2024''.
SEC. 2. EXCLUSION FROM CLEAN VEHICLE CREDIT OF VEHICLES CONTAINING
MATERIALS SOURCED FROM PROHIBITED FOREIGN ENTITIES.
(a) In General.--Section 30D(d)(7) of the Internal Revenue Code of
1986 is amended to read as follows:
``(7) Excluded entities.--
``(A) In general.--For purposes of this section,
the term `new clean vehicle' shall not include any
vehicle--
``(i) with respect to which any of the
components contained in the drive battery or
any material contained in such a component was
extracted, processed, recycled, manufactured,
or assembled by a prohibited foreign entity, or
``(ii) the drive battery of which is
designed, manufactured, or produced using any
process attributable to any licensing, royalty,
service, or similar agreement with a prohibited
foreign entity the estimated total contract
cost, including variable, contingent, or sales-
based payments, of which exceeds $5,000,000.
``(B) Prohibited foreign entity.--For purposes of
subparagraph (A), the term `prohibited foreign entity'
means--
``(i) any foreign entity of concern (as
defined in section 40207(a)(5) of the
Infrastructure Investment and Jobs Act),
``(ii) any entity with respect to which the
government of a covered nation has the right or
power (directly or indirectly) to appoint or
approve the appointment of a covered officer,
or
``(iii) any entity 25 percent or more of
the capital or profits interests of which are
owned (directly or indirectly) in the aggregate
by 1 or more of the following:
``(I) A covered nation or an entity
described in clause (i) or (ii).
``(II) A citizen, national, or
resident of a covered nation.
``(III) An entity organized under
the laws of a covered nation.
``(C) Covered officer.--For purposes of this
paragraph, the term `covered officer' means--
``(i) any member of the board of directors,
board of supervisors, or an equivalent
governing body,
``(ii) the president, senior vice
president, chief executive officer, chief
operating officer, chief financial officer, or
general counsel, or
``(iii) any individual who performs duties
usually associated with a title listed in
clause (i) or (ii).
``(D) Covered nation.--For purposes of this
paragraph, the term `covered nation' has the meaning
given such term in section 4872(d) of title 10, United
States Code.
``(E) Drive battery.--For purposes of this
paragraph, the term `drive battery' means, with respect
to a vehicle, the battery from which the electric motor
of such vehicle draws electricity.''.
(b) Effective Date.--The amendment made by this section shall apply
to vehicles placed in service after the date of enactment of this Act.
Union Calendar No. 454
118th CONGRESS
2d Session
H. R. 7980
[Report No. 118-550]
_______________________________________________________________________
A BILL
To amend the Internal Revenue Code of 1986 to exclude vehicles the
batteries of which contain materials sourced from prohibited foreign
entities from the clean vehicle credit.
_______________________________________________________________________
June 11, 2024
Reported with an amendment, committed to the Committee of the Whole
House on the State of the Union, and ordered to be printed
| usgpo | 2024-06-24T00:12:50.255841 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118hr7980rh/htm"
} |
BILLS-118s4269is | Airport Gate Competition Act | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4269 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4269
To amend title 49, United States Code, to promote competition in
aviation regulation, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Ms. Warren (for herself and Mr. Hawley) introduced the following bill;
which was read twice and referred to the Committee on Commerce,
Science, and Transportation
_______________________________________________________________________
A BILL
To amend title 49, United States Code, to promote competition in
aviation regulation, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Airport Gate Competition Act''.
SEC. 2. PROMOTING COMPETITION IN AVIATION REGULATION.
(a) Promoting Competition.--Section 40101(d) of title 49, United
States Code, is amended by adding at the end the following new
paragraph:
``(8) promoting competition.''.
(b) Maintaining and Enhancing Competition in Slot Allocation.--
Section 40103(b)(1) of title 49, United States Code, is amended by
inserting ``In doing so, the Administrator shall consider the need to
maintain or enhance competition in the air transportation system.''
after ``efficient use of airspace.''.
(c) Ensuring Reasonable Access.--
(1) General written assurances.--
(A) In general.--Section 47107(a)(1) of title 49,
United States Code, is amended by inserting ``, and the
airport proprietor will take all practicable steps to
accommodate requests for reasonable access (as defined
in subsection (x)) to terminal facilities'' after
``unjust discrimination''.
(B) Standards for reasonable access.--Section 47107
of title 49, United States Code, is amended by adding
at the end the following new subsection:
``(x) Definitions.--In this section:
``(1) Common use.--The term `common use' means nonexclusive
use in common by air carriers and other duly authorized users
of the airport.
``(2) Reasonable access.--The term `reasonable access'
means, with respect to terminal facilities, that--
``(A) not less than 25 percent of terminal
facilities at an airport are available for common use;
and
``(B) not more than 50 percent of terminal
facilities are reserved for exclusive use by a single
air carrier.
``(3) Terminal facilities.--The term `terminal facilities'
means facilities within the terminal of an airport, including
gates, ticket counters, baggage claim areas, and baggage make
up system spaces.''.
(2) Lease approval.--Section 47107 of title 49, United
States Code, as amended by paragraph (1), is amended by adding
at the end the following new subsection:
``(y) Written Assurances on Lease Agreements.--The Secretary of
Transportation may approve an application under this subchapter for an
airport development project grant only if the Secretary receives
written assurances, satisfactory to the Secretary, that, with respect
to any airport serving 0.25 percent or more of the total annual
enplanements in the United States (calculated on a rolling 5-year
average) and with more than 50 percent of passengers (calculated on a
rolling 5-year average) handled by 2 air carriers or less, the airport
owner shall submit to the Secretary any proposed lease, lease
amendment, or lease extension (including carryover provisions) for
advance approval, as well as a statement detailing how such proposed
lease, lease amendment, or lease extension maintains or enhances
competition in the air transportation system.''.
(d) Competition Plans.--Section 40117(d) of title 49, United States
Code, is amended--
(1) in paragraph (3), by striking ``and'';
(2) in paragraph (4), by striking the period at the end and
inserting ``; and''; and
(3) by adding at the end the following new paragraph:
``(5) beginning in fiscal year 2026, in the case of an
application for a terminal project, the project will provide
for reasonable access (as defined in section 47107(x)) to
terminal facilities.''.
(e) Competition Disclosure.--Section 47107(r) of title 49, United
States Code, is amended by striking paragraph (3).
<all>
| usgpo | 2024-06-24T00:12:50.507855 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4269is/htm"
} |
BILLS-118s4264is | Setting Manageable Analysis Requirements in Text Act of 2024; SMART Act of 2024 | 2024-05-02T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4264 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4264
To amend title 5, United States Code, to improve the effectiveness of
major rules in accomplishing their regulatory objectives by promoting
retrospective review, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 2, 2024
Ms. Sinema (for herself, Mr. Lankford, Mr. Manchin, and Mrs. Capito)
introduced the following bill; which was read twice and referred to the
Committee on Homeland Security and Governmental Affairs
_______________________________________________________________________
A BILL
To amend title 5, United States Code, to improve the effectiveness of
major rules in accomplishing their regulatory objectives by promoting
retrospective review, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Setting Manageable Analysis
Requirements in Text Act of 2024'' or the ``SMART Act of 2024''.
SEC. 2. INCORPORATING RETROSPECTIVE REVIEW INTO NEW MAJOR RULES.
(a) In General.--Subchapter II of chapter 5 of title 5, United
States Code, is amended--
(1) in section 551--
(A) in paragraph (13), by striking ``and'' at the
end;
(B) in paragraph (14), by striking the period at
the end and inserting a semicolon; and
(C) by adding at the end the following:
``(15) `Administrator' means the Administrator of the
Office of Information and Regulatory Affairs of the Office of
Management and Budget established under section 3503 of title
44 and any successor to that office; and
``(16) `major rule' means any rule that the Administrator
finds has resulted in or is likely to result in--
``(A) an annual effect on the economy of
$100,000,000 or more;
``(B) a major increase in costs or prices for
consumers, individual industries, Federal, State, or
local government agencies, or geographic regions; or
``(C) significant adverse effects on competition,
employment, investment, productivity, innovation,
health, safety, the environment, or the ability of
United States-based enterprises to compete with
foreign-based enterprises in domestic and export
markets.''; and
(2) in section 553, by adding at the end the following:
``(f) Major Rule Frameworks.--
``(1) In general.--On and after the date that is 1 year
after the date of enactment of this subsection--
``(A) with respect to a proposed rule published by
an agency in the Federal Register that the agency
reasonably expects would meet the definition of a major
rule, the agency shall include a potential framework
for assessing the implemented rule, which shall include
a general statement of how the agency intends to
measure the effectiveness of the rule; and
``(B) with respect to a final major rule published
by an agency in the Federal Register, including a major
rule that the agency did not initially reasonably
expect would meet the definition of a major rule under
subparagraph (A), the agency shall include a framework
for assessing the major rule under paragraph (2), which
shall include--
``(i) a statement of the regulatory
objectives of the major rule, including a
summary of the societal benefit and cost of the
major rule;
``(ii) the methodology by which the agency
plans to analyze the qualitative and
quantitative outcomes of the major rule so that
the agency can assess--
``(I) the effectiveness and
benefits of the major rule in producing
the regulatory objectives of the major
rule; and
``(II) the effects and costs of the
major rule on regulated and other
affected entities;
``(iii) a plan for gathering data,
including public input, regarding the
methodology described in clause (ii) on an
ongoing basis or at periodic times; and
``(iv) a time frame, as appropriate to the
major rule and not more than 10 years after the
effective date of the major rule, under which
the agency shall conduct the assessment of the
major rule in accordance with paragraph (2)(A).
``(2) Assessment.--
``(A) In general.--Each agency shall assess the
data gathered under paragraph (1)(B)(iii), using the
methodology set forth in paragraph (1)(B)(ii) or any
other appropriate methodology developed after the
issuance of a final major rule--
``(i) to analyze how the actual benefits
and costs of the major rule may have varied
from those anticipated at the time the major
rule was issued; and
``(ii) to determine whether--
``(I) the major rule is
accomplishing the regulatory objective
of the major rule;
``(II) the major rule has been
rendered unnecessary, taking into
consideration--
``(aa) changes in the
subject area affected by the
major rule; and
``(bb) whether the major
rule overlaps with, duplicates,
or conflicts with other rules
or, to the extent feasible,
State and local government
regulations;
``(III) the major rule needs to be
expanded, streamlined, or otherwise
modified in order to accomplish the
regulatory objective of the major rule;
and
``(IV) other alternatives to the
major rule or a modification of the
major rule could better achieve the
regulatory objective of the major rule
by increasing the benefits of the major
rule or imposing a smaller burden on
society, or both, taking into
consideration any changes in the
regulatory environment that may have
made the major rule more or less
necessary or effective, and any cost
already incurred.
``(B) Different methodology.--If an agency uses a
methodology other than the methodology set forth in
paragraph (1)(B)(ii) to assess data under subparagraph
(A), the agency shall include notification of the
revised methodology and an explanation of the changes
in circumstances that necessitated the use of that
other methodology as part of the notice required under
subparagraph (D).
``(C) Subsequent assessments.--If, after an
assessment of a major rule under subparagraph (A), an
agency determines that the major rule will remain in
effect with or without modification, the agency shall,
in consultation with the Administrator, include with
the assessment produced under subparagraph (A) a list
of circumstances or events that would necessitate a
subsequent review in accordance with subparagraph (A)
to ensure that the major rule continues to meet the
regulatory objective of the major rule.
``(D) Publication.--Not later than 180 days after
the date on which an agency completes an assessment of
a major rule under subparagraph (A), the agency shall
publish prominently on the website of the agency the
results of the assessment, including the circumstances
or events that would necessitate a subsequent
assessment of the major rule under subparagraph (C).
``(3) Agency head responsibilities.--The head of each
agency shall--
``(A) oversee the timely compliance of the agency
with this subsection; and
``(B) ensure that the results of each assessment
conducted under paragraph (2) are published promptly in
accordance with paragraph (2)(D).
``(4) OMB oversight.--The Administrator shall--
``(A) issue guidance for agencies regarding the
development of the framework under paragraph (1) and
the conduct of the assessments under paragraph (2)(A);
``(B) encourage and assist agencies to streamline
and coordinate the assessment of major rules with
similar or related regulatory objectives;
``(C) exempt an agency from including the framework
required under paragraph (1)(B) when publishing a final
major rule, if--
``(i) the agency did not issue a notice of
proposed rule making for the major rule in
order to provide a timely response to an
emergency or comply with a statutorily imposed
deadline, in accordance with paragraph (6)(B);
or
``(ii) the Administrator determines that--
``(I) the major final rule falls
within a category of major rules that
are routine or periodic in nature,
including those issued on an annual
basis in order to put in place annual
spending programs; or
``(II) for any other reason, the
conduct of an assessment would be
impracticable, unnecessary, or contrary
to the public interest; and
``(D) extend the deadline specified by an agency
for an assessment of a major rule under paragraph
(1)(B)(iv) or paragraph (2)(C) for a period of not more
than 90 days if the agency justifies why the agency is
unable to complete the assessment by that deadline.
``(5) Rule of construction.--Nothing in this subsection may
be construed to affect--
``(A) the authority of an agency to assess or
modify a major rule of the agency earlier than the end
of the time frame specified for the major rule under
paragraph (1)(B)(iv); or
``(B) any other provision of law that requires an
agency to conduct retrospective reviews of rules issued
by the agency.
``(6) Applicability.--
``(A) In general.--This subsection shall not apply
to--
``(i) a major rule of an agency--
``(I) that the Administrator
reviewed before the date of enactment
of this subsection;
``(II) for which the agency is
required to conduct a retrospective
review under--
``(aa) section 2222 of the
Economic Growth and Regulatory
Paperwork Reduction Act of 1996
(12 U.S.C. 3311);
``(bb) section 170(d) of
the Financial Stability Act of
2010 (12 U.S.C. 5370(d)); or
``(cc) any other provision
of law with requirements that
the Administrator determines--
``(AA) include
robust public
participation;
``(BB) include
significant agency
consideration and
analysis of whether the
rule is achieving the
regulatory objective of
the rule; and
``(CC) meet, are
substantially similar
to, or exceed the
requirements of this
subsection;
``(III) for which the authorizing
statute of the rule is subject to
periodic authorization by Congress not
less frequently than once every 10
years; or
``(IV) for which the authorizing
statute of the rule requires the
promulgation of a new or revised rule
not less frequently than once every 10
years; or
``(ii) interpretative rules, general
statements of policy, or rules of agency
organization, procedure, or practice.
``(B) Good cause exemption.--In the case of a major
rule for which an agency has not issued a notice of
proposed rule making, the agency shall publish the
framework required under paragraph (1)(B) in the
Federal Register not later than 6 months after the date
on which the agency publishes the final major rule.
``(7) Judicial review.--
``(A) In general.--Judicial review of agency
compliance with this subsection--
``(i) shall be strictly limited to--
``(I) whether an agency published
the framework for assessment of a major
rule described in paragraph (1); or
``(II) whether an agency published
the assessment or subsequent assessment
of a major rule described in
subparagraphs (A), (C), and (D) of
paragraph (2); and
``(ii) shall not include a substantive
review of the framework, assessment, or action
of an agency under this subsection.
``(B) Remedy available.--In granting relief in an
action brought under subparagraph (A), a court may only
issue an order remanding the major rule to the agency
to comply with paragraph (1) or subparagraph (A), (C),
or (D) of paragraph (2), as applicable.
``(C) Effective date of major rule.--If, in an
action brought under subparagraph (A)(i), a court
determines that the agency did not comply, the major
rule shall take effect notwithstanding any order issued
by the court.
``(D) Administrator.--Any determination, action, or
inaction of the Administrator shall not be subject to
judicial review.''.
(b) Authorization of Appropriations.--There are authorized to be
appropriated such sums as may be necessary to carry out the amendments
made by subsection (a).
<all>
| usgpo | 2024-06-24T00:12:50.720109 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4264is/htm"
} |
BILLS-118s4267is | To prohibit Big Cypress National Preserve from being designated as wilderness or as a component of the National Wilderness Preservation System, and for other purposes. | 2024-05-07T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[S. 4267 Introduced in Senate (IS)]
<DOC>
118th CONGRESS
2d Session
S. 4267
To prohibit Big Cypress National Preserve from being designated as
wilderness or as a component of the National Wilderness Preservation
System, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
May 7, 2024
Mr. Scott of Florida introduced the following bill; which was read
twice and referred to the Committee on Energy and Natural Resources
_______________________________________________________________________
A BILL
To prohibit Big Cypress National Preserve from being designated as
wilderness or as a component of the National Wilderness Preservation
System, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. PROHIBITION ON DESIGNATION OF BIG CYPRESS NATIONAL PRESERVE
AS WILDERNESS.
Big Cypress National Preserve may not be designated as wilderness
or as a component of the National Wilderness Preservation System.
<all>
| usgpo | 2024-06-24T00:12:50.891120 | {
"license": "Public Domain",
"url": "https://api.govinfo.gov/packages/BILLS-118s4267is/htm"
} |
BILLS-118hr8580eh | Military Construction, Veterans Affairs, and Related Agencies Appropriations Act, 2025 | 2024-06-05T00:00:00 | null | null | null |
[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 8580 Engrossed in House (EH)]
<DOC>
118th CONGRESS
2d Session
H. R. 8580
_______________________________________________________________________
AN ACT
Making appropriations for military construction, the Department of
Veterans Affairs, and related agencies for the fiscal year ending
September 30, 2025, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
That the following sums are appropriated, out of any money in the
Treasury not otherwise appropriated, for military construction, the
Department of Veterans Affairs, and related agencies for the fiscal
year ending September 30, 2025, and for other purposes, namely:
TITLE I
DEPARTMENT OF DEFENSE
Military Construction, Army
For acquisition, construction, installation, and equipment of
temporary or permanent public works, military installations,
facilities, and real property for the Army as currently authorized by
law, including personnel in the Army Corps of Engineers and other
personal services necessary for the purposes of this appropriation, and
for construction and operation of facilities in support of the
functions of the Commander in Chief, $2,217,757,000, to remain
available until September 30, 2029: Provided, That, of this amount,
not to exceed $334,738,000 shall be available for study, planning,
design, architect and engineer services, and host nation support, as
authorized by law, unless the Secretary of the Army determines that
additional obligations are necessary for such purposes and notifies the
Committees on Appropriations of both Houses of Congress of the
determination and the reasons therefor: Provided further, That of the
amount made available under this heading, $87,100,000 shall be for the
projects and activities, and in the amounts, specified in the table
under the heading ``Military Construction, Army'' in the report
accompanying this Act, in addition to amounts otherwise available for
such purposes.
Military Construction, Navy and Marine Corps
For acquisition, construction, installation, and equipment of
temporary or permanent public works, naval installations, facilities,
and real property for the Navy and Marine Corps as currently authorized
by law, including personnel in the Naval Facilities Engineering Command
and other personal services necessary for the purposes of this
appropriation, $4,332,414,000, to remain available until September 30,
2029: Provided, That, of this amount, not to exceed $877,946,000 shall
be available for study, planning, design, and architect and engineer
services, as authorized by law, unless the Secretary of the Navy
determines that additional obligations are necessary for such purposes
and notifies the Committees on Appropriations of both Houses of
Congress of the determination and the reasons therefor: Provided
further, That of the amount made available under this heading,
$70,480,000 shall be for the projects and activities, and in the
amounts, specified in the table under the heading ``Military
Construction, Navy and Marine Corps'' in the report accompanying this
Act, in addition to amounts otherwise available for such purposes.
Military Construction, Air Force
For acquisition, construction, installation, and equipment of
temporary or permanent public works, military installations,
facilities, and real property for the Air Force as currently authorized
by law, $3,268,276,000, to remain available until September 30, 2029:
Provided, That, of this amount, not to exceed $459,926,000 shall be
available for study, planning, design, and architect and engineer
services, as authorized by law, unless the Secretary of the Air Force
determines that additional obligations are necessary for such purposes
and notifies the Committees on Appropriations of both Houses of
Congress of the determination and the reasons therefor: Provided
further, That of the amount made available under this heading,
$299,000,000 shall be for the projects and activities, and in the
amounts, specified in the table under the heading ``Military
Construction, Air Force'' in the report accompanying this Act, in
addition to amounts otherwise available for such purposes.
Military Construction, Defense-Wide
(including transfer of funds)
For acquisition, construction, installation, and equipment of
temporary or permanent public works, installations, facilities, and
real property for activities and agencies of the Department of Defense
(other than the military departments), as currently authorized by law,
$3,500,083,000 (increased by $200,000,000) (reduced by $200,000,000),
to remain available until September 30, 2029: Provided, That such
amounts of this appropriation as may be determined by the Secretary of
Defense may be transferred to such appropriations of the Department of
Defense available for military construction or family housing as the
Secretary may designate, to be merged with and to be available for the
same purposes, and for the same time period, as the appropriation or
fund to which transferred: Provided further, That, of the amount, not
to exceed $395,131,000 shall be available for study, planning, design,
and architect and engineer services, as authorized by law, unless the
Secretary of Defense determines that additional obligations are
necessary for such purposes and notifies the Committees on
Appropriations of both Houses of Congress of the determination and the
reasons therefor: Provided further, That of the amount made available
under this heading, $47,920,000 shall be for the projects and
activities, and in the amounts, specified in the table under the
heading ``Military Construction, Defense-Wide'' in the report
accompanying this Act, in addition to amounts otherwise available for
such purposes.
Military Construction, Army National Guard
For construction, acquisition, expansion, rehabilitation, and
conversion of facilities for the training and administration of the
Army National Guard, and contributions therefor, as authorized by
chapter 1803 of title 10, United States Code, and Military Construction
Authorization Acts, $367,129,000, to remain available until September
30, 2029: Provided, That, of the amount, not to exceed $30,529,000
shall be available for study, planning, design, and architect and
engineer services, as authorized by law, unless the Director of the
Army National Guard determines that additional obligations are
necessary for such purposes and notifies the Committees on
Appropriations of both Houses of Congress of the determination and the
reasons therefor.
Military Construction, Air National Guard
For construction, acquisition, expansion, rehabilitation, and
conversion of facilities for the training and administration of the Air
National Guard, and contributions therefor, as authorized by chapter
1803 of title 10, United States Code, and Military Construction
Authorization Acts, $195,792,000, to remain available until September
30, 2029: Provided, That, of the amount, not to exceed $15,792,000
shall be available for study, planning, design, and architect and
engineer services, as authorized by law, unless the Director of the Air
National Guard determines that additional obligations are necessary for
such purposes and notifies the Committees on Appropriations of both
Houses of Congress of the determination and the reasons therefor.
Military Construction, Army Reserve
For construction, acquisition, expansion, rehabilitation, and
conversion of facilities for the training and administration of the
Army Reserve as authorized by chapter 1803 of title 10, United States
Code, and Military Construction Authorization Acts, $265,032,000, to
remain available until September 30, 2029: Provided, That, of the
amount, not to exceed $41,508,000 shall be available for study,
planning, design, and architect and engineer services, as authorized by
law, unless the Chief of the Army Reserve determines that additional
obligations are necessary for such purposes and notifies the Committees
on Appropriations of both Houses of Congress of the determination and
the reasons therefor: Provided further, That of the amount made
available under this heading, $5,000,000 shall be for the projects and
activities, and in the amounts, specified in the table under the
heading ``Military Construction, Army Reserve'' in the report
accompanying this Act, in addition to amounts otherwise available for
such purposes.
Military Construction, Navy Reserve
For construction, acquisition, expansion, rehabilitation, and
conversion of facilities for the training and administration of the
reserve components of the Navy and Marine Corps as authorized by
chapter 1803 of title 10, United States Code, and Military Construction
Authorization Acts, $67,329,000, to remain available until September
30, 2029: Provided, That, of the amount, not to exceed $3,219,000
shall be available for study, planning, design, and architect and
engineer services, as authorized by law, unless the Secretary of the
Navy determines that additional obligations are necessary for such
purposes and notifies the Committees on Appropriations of both Houses
of Congress of the determination and the reasons therefor: Provided
further, That, of the amount made available under this heading,
$37,500,000 shall be for the projects and activities, and in the
amounts, specified in the table under the heading ``Military
Construction, Navy Reserve'' in the report accompanying this Act, in
addition to amounts otherwise available for such purposes.
Military Construction, Air Force Reserve
For construction, acquisition, expansion, rehabilitation, and
conversion of facilities for the training and administration of the Air
Force Reserve as authorized by chapter 1803 of title 10, United States
Code, and Military Construction Authorization Acts, $50,499,000, to
remain available until September 30, 2029: Provided, That, of the
amount, not to exceed $3,798,000 shall be available for study,
planning, design, and architect and engineer services, as authorized by
law, unless the Chief of the Air Force Reserve determines that
additional obligations are necessary for such purposes and notifies the
Committees on Appropriations of both Houses of Congress of the
determination and the reasons therefor.
North Atlantic Treaty Organization
Security Investment Program
For the United States share of the cost of the North Atlantic
Treaty Organization Security Investment Program for the acquisition and
construction of military facilities and installations (including
international military headquarters) and for related expenses for the
collective defense of the North Atlantic Treaty Area as authorized by
section 2806 of title 10, United States Code, and Military Construction
Authorization Acts, $433,864,000, to remain available until expended.
Department of Defense Base Closure Account
For deposit into the Department of Defense Base Closure Account,
established by section 2906(a) of the Defense Base Closure and
Realignment Act of 1990 (10 U.S.C. 2687 note), $547,961,000 (reduced by
$10,000,000) (increased by $10,000,000), to remain available until
expended.
Family Housing Construction, Army
For expenses of family housing for the Army for construction,
including acquisition, replacement, addition, expansion, extension, and
alteration, as authorized by law, $276,647,000, to remain available
until September 30, 2029.
Family Housing Operation and Maintenance, Army
For expenses of family housing for the Army for operation and
maintenance, including debt payment, leasing, minor construction,
principal and interest charges, and insurance premiums, as authorized
by law, $485,611,000 (reduced by $1,000,000) (increased by $1,000,000).
Family Housing Construction, Navy and Marine Corps
For expenses of family housing for the Navy and Marine Corps for
construction, including acquisition, replacement, addition, expansion,
extension, and alteration, as authorized by law, $245,742,000, to
remain available until September 30, 2029.
Family Housing Operation and Maintenance, Navy and Marine Corps
For expenses of family housing for the Navy and Marine Corps for
operation and maintenance, including debt payment, leasing, minor
construction, principal and interest charges, and insurance premiums,
as authorized by law, $387,217,000.
Family Housing Construction, Air Force
For expenses of family housing for the Air Force for construction,
including acquisition, replacement, addition, expansion, extension, and
alteration, as authorized by law, $221,549,000, to remain available
until September 30, 2029.
Family Housing Operation and Maintenance, Air Force
For expenses of family housing for the Air Force for operation and
maintenance, including debt payment, leasing, minor construction,
principal and interest charges, and insurance premiums, as authorized
by law, $336,250,000 (reduced by $1,000,000) (increased by $1,000,000).
Family Housing Operation and Maintenance, Defense-Wide
For expenses of family housing for the activities and agencies of
the Department of Defense (other than the military departments) for
operation and maintenance, leasing, and minor construction, as
authorized by law, $52,156,000.
Department of Defense
Family Housing Improvement Fund
For the Department of Defense Family Housing Improvement Fund,
$8,195,000, to remain available until expended, for family housing
initiatives undertaken pursuant to section 2883 of title 10, United
States Code, providing alternative means of acquiring and improving
military family housing and supporting facilities.
Department of Defense
Military Unaccompanied Housing Improvement Fund
For the Department of Defense Military Unaccompanied Housing
Improvement Fund, $497,000, to remain available until expended, for
unaccompanied housing initiatives undertaken pursuant to section 2883
of title 10, United States Code, providing alternative means of
acquiring and improving military unaccompanied housing and supporting
facilities.
Administrative Provisions
Section 101. None of the funds made available in this title shall
be expended for payments under a cost-plus-a-fixed-fee contract for
construction, where cost estimates exceed $25,000, to be performed
within the United States, except Alaska, without the specific approval
in writing of the Secretary of Defense setting forth the reasons
therefor.
Sec. 102. Funds made available in this title for construction
shall be available for hire of passenger motor vehicles.
Sec. 103. Funds made available in this title for construction may
be used for advances to the Federal Highway Administration, Department
of Transportation, for the construction of access roads as authorized
by section 210 of title 23, United States Code, when projects
authorized therein are certified as important to the national defense
by the Secretary of Defense.
Sec. 104. None of the funds made available in this title may be
used to begin construction of new bases in the United States for which
specific appropriations have not been made.
Sec. 105. None of the funds made available in this title shall be
used for purchase of land or land easements in excess of 100 percent of
the value as determined by the Army Corps of Engineers or the Naval
Facilities Engineering Command, except: (1) where there is a
determination of value by a Federal court; (2) purchases negotiated by
the Attorney General or the designee of the Attorney General; (3) where
the estimated value is less than $25,000; or (4) as otherwise
determined by the Secretary of Defense to be in the public interest.
Sec. 106. None of the funds made available in this title shall be
used to: (1) acquire land; (2) provide for site preparation; or (3)
install utilities for any family housing, except housing for which
funds have been made available in annual Acts making appropriations for
military construction.
Sec. 107. None of the funds made available in this title for minor
construction may be used to transfer or relocate any activity from one
base or installation to another, without prior notification to the
Committees on Appropriations of both Houses of Congress.
Sec. 108. None of the funds made available in this title may be
used for the procurement of steel for any construction project or
activity for which American steel producers, fabricators, and
manufacturers have been denied the opportunity to compete for such
steel procurement.
Sec. 109. None of the funds available to the Department of Defense
for military construction or family housing during the current fiscal
year may be used to pay real property taxes in any foreign nation.
Sec. 110. None of the funds made available in this title may be
used to initiate a new installation overseas without prior notification
to the Committees on Appropriations of both Houses of Congress.
Sec. 111. None of the funds made available in this title may be
obligated for architect and engineer contracts estimated by the
Government to exceed $500,000 for projects to be accomplished in Japan,
in any North Atlantic Treaty Organization member country, or in
countries bordering the Arabian Gulf, unless such contracts are awarded
to United States firms or United States firms in joint venture with
host nation firms.
Sec. 112. None of the funds made available in this title for
military construction in the United States territories and possessions
in the Pacific and on Kwajalein Atoll, or in countries bordering the
Arabian Gulf, may be used to award any contract estimated by the
Government to exceed $1,000,000 to a foreign contractor: Provided,
That this section shall not be applicable to contract awards for which
the lowest responsive and responsible bid of a United States contractor
exceeds the lowest responsive and responsible bid of a foreign
contractor by greater than 20 percent: Provided further, That this
section shall not apply to contract awards for military construction on
Kwajalein Atoll for which the lowest responsive and responsible bid is
submitted by a Marshallese contractor.
Sec. 113. The Secretary of Defense shall inform the appropriate
committees of both Houses of Congress, including the Committees on
Appropriations, of plans and scope of any proposed military exercise
involving United States personnel 30 days prior to its occurring, if
amounts expended for construction, either temporary or permanent, are
anticipated to exceed $100,000.
Sec. 114. Funds appropriated to the Department of Defense for
construction in prior years shall be available for construction
authorized for each such military department by the authorizations
enacted into law during the current session of Congress.
Sec. 115. For military construction or family housing projects
that are being completed with funds otherwise expired or lapsed for
obligation, expired or lapsed funds may be used to pay the cost of
associated supervision, inspection, overhead, engineering and design on
those projects and on subsequent claims, if any.
Sec. 116. Notwithstanding any other provision of law, any funds
made available to a military department or defense agency for the
construction of military projects may be obligated for a military
construction project or contract, or for any portion of such a project
or contract, at any time before the end of the fourth fiscal year after
the fiscal year for which funds for such project were made available,
if the funds obligated for such project: (1) are obligated from funds
available for military construction projects; and (2) do not exceed the
amount appropriated for such project, plus any amount by which the cost
of such project is increased pursuant to law.
(including transfer of funds)
Sec. 117. Subject to 30 days prior notification, or 14 days for a
notification provided in an electronic medium pursuant to sections 480
and 2883 of title 10, United States Code, to the Committees on
Appropriations of both Houses of Congress, such additional amounts as
may be determined by the Secretary of Defense may be transferred to:
(1) the Department of Defense Family Housing Improvement Fund from
amounts appropriated for construction in ``Family Housing'' accounts,
to be merged with and to be available for the same purposes and for the
same period of time as amounts appropriated directly to the Fund; or
(2) the Department of Defense Military Unaccompanied Housing
Improvement Fund from amounts appropriated for construction of military
unaccompanied housing in ``Military Construction'' accounts, to be
merged with and to be available for the same purposes and for the same
period of time as amounts appropriated directly to the Fund: Provided,
That appropriations made available to the Funds shall be available to
cover the costs, as defined in section 502(5) of the Congressional
Budget Act of 1974, of direct loans or loan guarantees issued by the
Department of Defense pursuant to the provisions of subchapter IV of
chapter 169 of title 10, United States Code, pertaining to alternative
means of acquiring and improving military family housing, military
unaccompanied housing, and supporting facilities.
(including transfer of funds)
Sec. 118. In addition to any other transfer authority available to
the Department of Defense, amounts may be transferred from the
Department of Defense Base Closure Account to the fund established by
section 1013(d) of the Demonstration Cities and Metropolitan
Development Act of 1966 (42 U.S.C. 3374) to pay for expenses associated
with the Homeowners Assistance Program incurred under 42 U.S.C.
3374(a)(1)(A). Any amounts transferred shall be merged with and be
available for the same purposes and for the same time period as the
fund to which transferred.
Sec. 119. Notwithstanding any other provision of law, funds made
available in this title for operation and maintenance of family housing
shall be the exclusive source of funds for repair and maintenance of
all family housing units, including general or flag officer quarters:
Provided, That not more than $20,000 per unit may be spent annually for
the maintenance and repair of any general or flag officer quarters
without 30 days prior notification, or 14 days for a notification
provided in an electronic medium pursuant to sections 480 and 2883 of
title 10, United States Code, to the Committees on Appropriations of
both Houses of Congress, except that an after-the-fact notification
shall be submitted if the limitation is exceeded solely due to costs
associated with environmental remediation that could not be reasonably
anticipated at the time of the budget submission: Provided further,
That the Under Secretary of Defense (Comptroller) is to report annually
to the Committees on Appropriations of both Houses of Congress all
operation and maintenance expenditures for each individual general or
flag officer quarters for the prior fiscal year.
Sec. 120. Amounts contained in the Ford Island Improvement Account
established by subsection (h) of section 2814 of title 10, United
States Code, are appropriated and shall be available until expended for
the purposes specified in subsection (i)(1) of such section or until
transferred pursuant to subsection (i)(3) of such section.
(including transfer of funds)
Sec. 121. During the 5-year period after appropriations available
in this Act to the Department of Defense for military construction and
family housing operation and maintenance and construction have expired
for obligation, upon a determination that such appropriations will not
be necessary for the liquidation of obligations or for making
authorized adjustments to such appropriations for obligations incurred
during the period of availability of such appropriations, unobligated
balances of such appropriations may be transferred into the
appropriation ``Foreign Currency Fluctuations, Construction, Defense'',
to be merged with and to be available for the same time period and for
the same purposes as the appropriation to which transferred.
(including transfer of funds)
Sec. 122. Amounts appropriated or otherwise made available in an
account funded under the headings in this title may be transferred
among projects and activities within the account in accordance with the
reprogramming guidelines for military construction and family housing
construction contained in Department of Defense Financial Management
Regulation 7000.14-R, Volume 3, Chapter 7, of March 2021, as in effect
on the date of enactment of this Act.
Sec. 123. None of the funds made available in this title may be
obligated or expended for planning and design and construction of
projects at Arlington National Cemetery.
Sec. 124. For an additional amount for the accounts and in the
amounts specified, to remain available until September 30, 2029:
``Military Construction, Army'', $167,000,000;
``Military Construction, Navy and Marine Corps'',
$45,000,000;
``Military Construction, Air Force'', $68,000,000;
``Military Construction, Army National Guard'',
$44,000,000; and
``Military Construction, Air National Guard'', $33,000,000.
Provided, That such funds may only be obligated to carry out
construction and cost to complete projects identified in the respective
military department's unfunded priority list for fiscal year 2025
submitted to Congress: Provided further, That such projects are
subject to authorization prior to obligation and expenditure of funds
to carry out construction: Provided further, That not later than 60
days after enactment of this Act, the Secretary of the military
department concerned, or their designee, shall submit to the Committees
on Appropriations of both Houses of Congress an expenditure plan for
funds provided under this section.
Sec. 125. All amounts appropriated to the ``Department of
Defense--Military Construction, Army'', ``Department of Defense--
Military Construction, Navy and Marine Corps'', ``Department of
Defense--Military Construction, Air Force'', and ``Department of
Defense--Military Construction, Defense-Wide'' accounts pursuant to the
authorization of appropriations in a National Defense Authorization Act
specified for fiscal year 2025 in the funding table in section 4601 of
that Act shall be immediately available and allotted to contract for
the full scope of authorized projects.
Sec. 126. Notwithstanding section 116 of this Act, funds made
available in this Act or any available unobligated balances from prior
appropriations Acts may be obligated before October 1, 2026, for fiscal
year 2018, 2019, and 2020 military construction projects for which
project authorization has not lapsed or for which authorization is
extended for fiscal year 2025 by a National Defense Authorization Act:
Provided, That no amounts may be obligated pursuant to this section
from amounts that were designated by the Congress as an emergency
requirement pursuant to a concurrent resolution on the budget or the
Balanced Budget and Emergency Deficit Control Act of 1985.
Sec. 127. For the purposes of this Act, the term ``congressional
defense committees'' means the Committees on Armed Services of the
House of Representatives and the Senate, the Subcommittee on Military
Construction and Veterans Affairs of the Committee on Appropriations of
the Senate, and the Subcommittee on Military Construction and Veterans
Affairs of the Committee on Appropriations of the House of
Representatives.
Sec. 128. For an additional amount for the accounts and in the
amounts specified for planning and design and for construction
improvements to Department of Defense laboratory facilities, to remain
available until September 30, 2029:
Military Construction, Army, $15,000,000;
``Military Construction, Navy and Marine Corps'',
$15,000,000; and
``Military Construction, Air Force'', $15,000,000:
Provided, That not later than 60 days after enactment of this Act,
the Secretary of the military department concerned, or their designee,
shall submit to the Committees on Appropriations of both Houses of
Congress an expenditure plan for funds provided under this section:
Provided further, That the Secretary of the military department
concerned may not obligate or expend any funds prior to approval by the
Committees on Appropriations of both Houses of Congress of the
expenditure plan required by this section.
Sec. 129. For an additional amount for ``Military Construction,
Air Force'', $100,000,000, to remain available until September 30,
2029, for expenses incurred as a result of natural disasters:
Provided, That not later than 60 days after the date of the enactment
of this Act, the Secretary of the Air Force, or their designee, shall
submit to the Committees on Appropriations of both House of Congress an
expenditure plan for funds provided under this section.
Sec. 130. For an additional amount for the accounts and in the
amounts specified for planning and design, for child development
centers, to remain available until September 30, 2029:
``Military Construction, Army'', $25,000,000;
``Military Construction, Navy and Marine Corps'',
$25,000,000; and
``Military Construction, Air Force'', $25,000,000:
Provided, That not later than 60 days after the date of enactment of
this Act, the Secretary of the military department concerned, or their
designee, shall submit to the Committees on Appropriations of both
Houses of Congress an expenditure plan for funds provided under this
section.
Sec. 131. For an additional amount for the accounts and amounts
specified for planning and design, for barracks, to remain available
until September 30, 2029:
``Military Construction Army'', $25,000,000;
``Military Construction, Navy and Marine Corps'',
$25,000,000; and
``Military Construction, Air Force'', $25,000,000:
Provided, That not later than 60 days after the date of enactment of
this Act, the Secretary of the military department concerned, or their
designee, shall submit to the Committees on Appropriations of both
Houses of Congress an expenditure plan for funds provided under this
section.
Sec. 132. For an additional amount for the accounts and in the
amounts specified for unspecified minor construction for demolition, to
remain available until September 30, 2029:
``Military Construction, Army'', $15,000,000;
``Military Construction, Navy and Marine Corps'',
$15,000,000 (reduced by $1,000,000) (increased by $1,000,000);
``Military Construction, Air Force'', $15,000,000;
Provided, That not later than 60 days after the date of enactment of
this Act, the Secretary of the military department concerned, or their
designee, shall submit to the Committees on Appropriations of both
Houses of Congress an expenditure plan for funds provided under this
section: Provided further, That the Secretary of the military
department concerned may not obligate or expend any funds prior to
approval by the Committees on Appropriations of both Houses of Congress
of the expenditure plan required by this section.
Sec. 133. None of the funds made available by this Act may be used
to carry out the closure or realignment of the United States Naval
Station, Guantanamo Bay, Cuba.
TITLE II
DEPARTMENT OF VETERANS AFFAIRS
Veterans Benefits Administration
compensation and pensions
(including transfer of funds)
For the payment of compensation benefits to or on behalf of
veterans and a pilot program for disability examinations as authorized
by section 107 and chapters 11, 13, 18, 51, 53, 55, and 61 of title 38,
United States Code; pension benefits to or on behalf of veterans as
authorized by chapters 15, 51, 53, 55, and 61 of title 38, United
States Code; and burial benefits, the Reinstated Entitlement Program
for Survivors, emergency and other officers' retirement pay, adjusted-
service credits and certificates, payment of premiums due on commercial
life insurance policies guaranteed under the provisions of title IV of
the Servicemembers Civil Relief Act (50 U.S.C. App. 541 et seq.) and
for other benefits as authorized by sections 107, 1312, 1977, and 2106,
and chapters 23, 51, 53, 55, and 61 of title 38, United States Code,
$9,820,699,000, which shall be in addition to funds previously
appropriated under this heading that become available on October 1,
2024, to remain available until expended; and, in addition,
$204,481,753,000 (increased by $1,000,000), which shall become
available on October 1, 2025, to remain available until expended:
Provided, That not to exceed $22,816,224 of the amount made available
for fiscal year 2026 under this heading shall be reimbursed to
``General Operating Expenses, Veterans Benefits Administration'', and
``Information Technology Systems'' for necessary expenses in
implementing the provisions of chapters 51, 53, and 55 of title 38,
United States Code, the funding source for which is specifically
provided as the ``Compensation and Pensions'' appropriation: Provided
further, That such sums as may be earned on an actual qualifying
patient basis, shall be reimbursed to ``Medical Care Collections Fund''
to augment the funding of individual medical facilities for nursing
home care provided to pensioners as authorized.
readjustment benefits
For the payment of readjustment and rehabilitation benefits to or
on behalf of veterans as authorized by chapters 21, 30, 31, 33, 34, 35,
36, 39, 41, 51, 53, 55, and 61 of title 38, United States Code,
$2,657,656,000, which shall be in addition to funds previously
appropriated under this heading that became available on October 1,
2024, to remain available until expended; and in addition,
$17,614,235,000, which shall become available on October 1, 2025, to
remain available until expended: Provided, That expenses for
rehabilitation program services and assistance which the Secretary is
authorized to provide under subsection (a) of section 3104 of title 38,
United States Code, other than under paragraphs (1), (2), (5), and (11)
of that subsection, shall be charged to this account.
veterans insurance and indemnities
For military and naval insurance, national service life insurance,
servicemen's indemnities, service-disabled veterans insurance, and
veterans mortgage life insurance as authorized by chapters 19 and 21 of
title 38, United States Code, $131,518,000, which shall become
available on October 1, 2025, to remain available until expended.
veterans housing benefit program fund
For the cost of direct and guaranteed loans, such sums as may be
necessary to carry out the program, as authorized by subchapters I
through III of chapter 37 of title 38, United States Code: Provided,
That such costs, including the cost of modifying such loans, shall be
as defined in section 502 of the Congressional Budget Act of 1974:
Provided further, That, during fiscal year 2025, within the resources
available, not to exceed $500,000 in gross obligations for direct loans
are authorized for specially adapted housing loans.
In addition, for administrative expenses to carry out the direct
and guaranteed loan programs, $319,596,460 (reduced by $1,000,000)
(increased by $1,000,000).
vocational rehabilitation loans program account
For the cost of direct loans, $64,431, as authorized by chapter 31
of title 38, United States Code: Provided, That such costs, including
the cost of modifying such loans, shall be as defined in section 502 of
the Congressional Budget Act of 1974: Provided further, That funds
made available under this heading are available to subsidize gross
obligations for the principal amount of direct loans not to exceed
$1,563,660.
In addition, for administrative expenses necessary to carry out the
direct loan program, $493,868, which may be paid to the appropriation
for ``General Operating Expenses, Veterans Benefits Administration''.
native american veteran housing loan program account
For the principal amount of direct loans as authorized by
subchapter V of chapter 37 of title 38, United States Code,
$75,000,000, to remain available until expended.
In addition for administrative expenses necessary to carry out the
direct loan program, $5,845,241.
general operating expenses, veterans benefits administration
For necessary operating expenses of the Veterans Benefits
Administration, not otherwise provided for, including hire of passenger
motor vehicles, reimbursement of the General Services Administration
for security guard services, and reimbursement of the Department of
Defense for the cost of overseas employee mail, $4,035,000,000 (reduced
by $1,000,000) (increased by $1,000,000) (reduced by $1,000,000)
(increased by $1,000,000): Provided, That expenses for services and
assistance authorized under paragraphs (1), (2), (5), and (11) of
section 3104(a) of title 38, United States Code, that the Secretary of
Veterans Affairs determines are necessary to enable entitled veterans:
(1) to the maximum extent feasible, to become employable and to obtain
and maintain suitable employment; or (2) to achieve maximum
independence in daily living, shall be charged to this account:
Provided further, That, of the funds made available under this heading,
not to exceed 10 percent shall remain available until September 30,
2026.
Veterans Health Administration
medical services
For necessary expenses for furnishing, as authorized by law,
inpatient and outpatient care and treatment to beneficiaries of the
Department of Veterans Affairs and veterans described in section
1705(a) of title 38, United States Code, including care and treatment
in facilities not under the jurisdiction of the Department, and
including medical supplies and equipment, bioengineering services, food
services, and salaries and expenses of healthcare employees hired under
title 38, United States Code, assistance and support services for
caregivers as authorized by section 1720G of title 38, United States
Code, loan repayments authorized by section 604 of the Caregivers and
Veterans Omnibus Health Services Act of 2010 (Public Law 111-163; 124
Stat. 1174; 38 U.S.C. 7681 note), monthly assistance allowances
authorized by section 322(d) of title 38, United States Code, grants
authorized by section 521A of title 38, United States Code, and
administrative expenses necessary to carry out sections 322(d) and 521A
of title 38, United States Code, and hospital care and medical services
authorized by section 1787 of title 38, United States Code;
$75,039,000,000 (reduced by $1,000,000) (increased by $1,000,000)
(reduced by $10,000,000) (increased by $10,000,000) (reduced by
$5,000,000) (increased by $5,000,000) (reduced by $20,000,000)
(increased by $20,000,000) (reduced by $1,000,000) (increased by
$1,000,000) (reduced by $1,000,000) (increased by $1,000,000)
(increased by $10,000,000) (reduced by $10,000,000) (reduced by
$1,000,000) (increased by $1,000,000) (reduced by $1,000,000)
(increased by $1,000,000) (reduced by $1,000,000) (increased by
$1,000,000), plus reimbursements, shall become available on October 1,
2025, and shall remain available until September 30, 2026: Provided,
That, of the amount made available on October 1, 2025, under this
heading, $2,000,000,000 (increased by $1,000,000) (reduced by
$1,000,000) shall remain available until September 30, 2027: Provided
further, That, notwithstanding any other provision of law, the
Secretary of Veterans Affairs shall establish a priority for the
provision of medical treatment for veterans who have service-connected
disabilities, lower income, or have special needs: Provided further,
That, notwithstanding any other provision of law, the Secretary of
Veterans Affairs shall give priority funding for the provision of basic
medical benefits to veterans in enrollment priority groups 1 through 6:
Provided further, That, notwithstanding any other provision of law,
the Secretary of Veterans Affairs may authorize the dispensing of
prescription drugs from Veterans Health Administration facilities to
enrolled veterans with privately written prescriptions based on
requirements established by the Secretary: Provided further, That the
implementation of the program described in the previous proviso shall
incur no additional cost to the Department of Veterans Affairs:
Provided further, That the Secretary of Veterans Affairs shall ensure
that sufficient amounts appropriated under this heading for medical
supplies and equipment are available for the acquisition of prosthetics
designed specifically for female veterans: Provided further, That
nothing in section 2044(e)(1) of title 38, United States Code, may be
construed as limiting amounts that may be made available under this
heading for fiscal years 2024 and 2025 in this or prior Acts.
medical community care
For necessary expenses for furnishing health care to individuals
pursuant to chapter 17 of title 38, United States Code, at non-
Department facilities, $34,000,000,000 (reduced by $1,000,000)
(increased by $1,000,000) (reduced by $1,000,000) (increased by
$1,000,000), plus reimbursements, shall become available on October 1,
2025, and shall remain available until September 30, 2026: Provided,
That, of the amount made available on October 1, 2025, under this
heading, $2,000,000,000 shall remain available until September 30,
2027.
medical support and compliance
For necessary expenses in the administration of the medical,
hospital, nursing home, domiciliary, construction, supply, and research
activities, as authorized by law; administrative expenses in support of
capital policy activities; and administrative and legal expenses of the
Department for collecting and recovering amounts owed the Department as
authorized under chapter 17 of title 38, United States Code, and the
Federal Medical Care Recovery Act (42 U.S.C. 2651 et seq.),
$12,700,000,000, plus reimbursements, shall become available on October
1, 2025, and shall remain available until September 30, 2026:
Provided, That, of the amount made available on October 1, 2025, under
this heading, $350,000,000 shall remain available until September 30,
2027.
medical facilities
For necessary expenses for the maintenance and operation of
hospitals, nursing homes, domiciliary facilities, and other necessary
facilities of the Veterans Health Administration; for administrative
expenses in support of planning, design, project management, real
property acquisition and disposition, construction, and renovation of
any facility under the jurisdiction or for the use of the Department;
for oversight, engineering, and architectural activities not charged to
project costs; for repairing, altering, improving, or providing
facilities in the several hospitals and homes under the jurisdiction of
the Department, not otherwise provided for, either by contract or by
the hire of temporary employees and purchase of materials; for leases
of facilities; and for laundry services; $9,700,000,000 (reduced by
$10,000,000) (increased by $10,000,000) (increased by $3,250,000)
(reduced by $3,250,000), plus reimbursements, shall become available on
October 1, 2025, and shall remain available until September 30, 2026:
Provided, That, of the amount made available on October 1, 2025, under
this heading, $500,000,000 shall remain available until September 30,
2027.
medical and prosthetic research
For necessary expenses in carrying out programs of medical and
prosthetic research and development as authorized by chapter 73 of
title 38, United States Code, $923,514,000 (increased by $2,000,000)
(reduced by $5,000,000) (increased by $5,000,000) (reduced by
$20,000,000) (increased by $20,000,000) (reduced by $1,000,000)
(increased by $1,000,000), plus reimbursements, shall remain available
until September 30, 2026: Provided, That the Secretary of Veterans
Affairs shall ensure that sufficient amounts appropriated under this
heading are available for prosthetic research specifically for female
veterans, and for toxic exposure research.
National Cemetery Administration
For necessary expenses of the National Cemetery Administration for
operations and maintenance, not otherwise provided for, including
uniforms or allowances therefor; cemeterial expenses as authorized by
law; purchase of one passenger motor vehicle for use in cemeterial
operations; hire of passenger motor vehicles; and repair, alteration or
improvement of facilities under the jurisdiction of the National
Cemetery Administration, $495,000,000, of which not to exceed 10
percent shall remain available until September 30, 2026.
Departmental Administration
general administration
(including transfer of funds)
For necessary operating expenses of the Department of Veterans
Affairs, not otherwise provided for, including administrative expenses
in support of Department-wide capital planning, management and policy
activities, uniforms, or allowances therefor; not to exceed $25,000 for
official reception and representation expenses; hire of passenger motor
vehicles; and reimbursement of the General Services Administration for
security guard services, $457,000,000 (reduced by $2,000,000) (reduced
by $3,000,000) (reduced by $2,000,000) (reduced by $3,500,000) (reduced
by $3,500,000) (reduced by $1,000,000), of which not to exceed 10
percent shall remain available until September 30, 2026: Provided,
That funds provided under this heading may be transferred to ``General
Operating Expenses, Veterans Benefits Administration''.
board of veterans appeals
For necessary operating expenses of the Board of Veterans Appeals,
$267,000,000 (increased by $2,000,000) (reduced by $1,000,000)
(increased by $1,000,000) of which not to exceed 10 percent shall
remain available until September 30, 2026.
information technology systems
(including transfer of funds)
For necessary expenses for information technology systems and
telecommunications support, including developmental information systems
and operational information systems; for pay and associated costs; and
for the capital asset acquisition of information technology systems,
including management and related contractual costs of said
acquisitions, including contractual costs associated with operations
authorized by section 3109 of title 5, United States Code,
$6,231,680,000 (reduced by $2,000,000) (reduced by $10,000,000)
(increased by $10,000,000), plus reimbursements: Provided, That
$1,686,245,270 (reduced by $2,000,000) shall be for pay and associated
costs, of which not to exceed 3 percent shall remain available until
September 30, 2026: Provided further, That $4,544,475,000 shall be for
operations and maintenance, of which not to exceed 5 percent shall
remain available until September 30, 2026, and of which $118,900,000
shall remain available until September 30, 2028, for the purpose of
facility activations related to projects funded by the ``Construction,
Major Projects'', ``Construction, Minor Projects'', ``Medical
Facilities'', ``National Cemetery Administration'', ``General Operating
Expenses, Veterans Benefit Administration'', and ``General
Administration'' accounts: Provided further, That $960,000 shall be
for information technology systems development, and shall remain
available until September 30, 2026: Provided further, That amounts
made available for salaries and expenses, operations and maintenance,
and information technology systems development may be transferred among
the three subaccounts after the Secretary of Veterans Affairs requests
from the Committees on Appropriations of both Houses of Congress the
authority to make the transfer and an approval is issued: Provided
further, That amounts made available for the ``Information Technology
Systems'' account for development may be transferred among projects or
to newly defined projects: Provided further, That no project may be
increased or decreased by more than $3,000,000 of cost prior to
submitting a request to the Committees on Appropriations of both Houses
of Congress to make the transfer and an approval is issued, or absent a
response, a period of 30 days has elapsed: Provided further, That the
funds made available under this heading for information technology
systems development shall be for the projects, and in the amounts,
specified in the table entitled ``Information Technology Development
Projects'' under this heading in the report accompanying this Act.
veterans electronic health record
For activities related to implementation, preparation, development,
interface, management, rollout, and maintenance of a Veterans
Electronic Health Record system, including contractual costs associated
with operations authorized by section 3109 of title 5, United States
Code, and salaries and expenses of employees hired under titles 5 and
38, United States Code, $894,000,000, to remain available until
September 30, 2026: Provided, That the Secretary of Veterans Affairs
shall submit to the Committees on Appropriations of both Houses of
Congress quarterly reports detailing obligations, expenditures, and
deployment implementation by facility, including any changes from the
deployment plan or schedule: Provided further, That the funds provided
in this account shall only be available to the Office of the Deputy
Secretary, to be administered by that Office: Provided further, That
25 percent of the funds made available under this heading shall not be
available until July 1, 2025, and are contingent upon the Secretary of
Veterans Affairs--
(1) providing the Committees on Appropriations a report
detailing the status of outstanding issues impacting the
stability and usability of the new electronic health record
system, including those that contributed to the October 13,
2022, deployment delay, along with a timeline and measurable
metrics to resolve issues, no later than 60 days after
enactment of this Act;
(2) certifying and detailing any changes to the full
deployment schedule, no later than 60 days prior to July 1,
2025; and
(3) certifying in writing no later than 30 days prior to
July 1, 2025, the following--
(A) the status of issues included in the report
referenced in paragraph (1), including issues that have
not been closed but have been suitably resolved or
mitigated in a manner that will enhance provider
productivity and minimize the potential for patient
harm; and
(B) whether the system is stable, ready, and
optimized for further deployment at VA sites.
office of inspector general
For necessary expenses of the Office of Inspector General, to
include information technology, in carrying out the provisions of the
Inspector General Act of 1978 (5 U.S.C. App.), $296,000,000 (increased
by $2,000,000), of which not to exceed 10 percent shall remain
available until September 30, 2026.
construction, major projects
For constructing, altering, extending, and improving any of the
facilities, including parking projects, under the jurisdiction or for
the use of the Department of Veterans Affairs, or for any of the
purposes set forth in sections 316, 2404, 2406 and chapter 81 of title
38, United States Code, not otherwise provided for, including planning,
architectural and engineering services, construction management
services, maintenance or guarantee period services costs associated
with equipment guarantees provided under the project, services of
claims analysts, offsite utility and storm drainage system construction
costs, and site acquisition, where the estimated cost of a project is
more than the amount set forth in section 8104(a)(3)(A) of title 38,
United States Code, or where funds for a project were made available in
a previous major project appropriation, $2,069,000,000, of which
$1,265,000,000 shall remain available until September 30, 2029, and of
which $803,700,000 shall remain available until expended: Provided,
That except for advance planning activities, including needs
assessments which may or may not lead to capital investments, and other
capital asset management related activities, including portfolio
development and management activities, and planning, cost estimating,
and design for major medical facility projects and major medical
facility leases and investment strategy studies funded through the
advance planning fund and the planning and design activities funded
through the design fund, staffing expenses, and funds provided for the
purchase, security, and maintenance of land for the National Cemetery
Administration and the Veterans Health Administration through the land
acquisition line item, none of the funds made available under this
heading shall be used for any project that has not been notified to
Congress through the budgetary process or that has not been approved by
the Congress through statute, joint resolution, or in the explanatory
statement accompanying such Act and presented to the President at the
time of enrollment: Provided further, That funds provided for the
Veterans Health Administration through the land acquisition line item
shall only be for projects included on the five year development plan
notified to Congress through the budgetary process: Provided further,
That such sums as may be necessary shall be available to reimburse the
``General Administration'' account for payment of salaries and expenses
of all Office of Construction and Facilities Management employees to
support the full range of capital infrastructure services provided,
including minor construction and leasing services: Provided further,
That funds made available under this heading for fiscal year 2025, for
each approved project shall be obligated: (1) by the awarding of a
construction documents contract by September 30, 2025; and (2) by the
awarding of a construction contract by September 30, 2026: Provided
further, That the Secretary of Veterans Affairs shall promptly submit
to the Committees on Appropriations of both Houses of Congress a
written report on any approved major construction project for which
obligations are not incurred within the time limitations established
above.
construction, minor projects
For constructing, altering, extending, and improving any of the
facilities, including parking projects, under the jurisdiction or for
the use of the Department of Veterans Affairs, including planning and
assessments of needs which may lead to capital investments,
architectural and engineering services, maintenance or guarantee period
services costs associated with equipment guarantees provided under the
project, services of claims analysts, offsite utility and storm
drainage system construction costs, and site acquisition, or for any of
the purposes set forth in sections 316, 2404, 2406 and chapter 81 of
title 38, United States Code, not otherwise provided for, where the
estimated cost of a project is equal to or less than the amount set
forth in section 8104(a)(3)(A) of title 38, United States Code,
$380,453,000, of which $342,408,000 shall remain available until
September 30, 2029, and of which $38,045,000 shall remain available
until expended, along with unobligated balances of previous
``Construction, Minor Projects'' appropriations which are hereby made
available for any project where the estimated cost is equal to or less
than the amount set forth in such section: Provided, That funds made
available under this heading shall be for: (1) repairs to any of the
nonmedical facilities under the jurisdiction or for the use of the
Department which are necessary because of loss or damage caused by any
natural disaster or catastrophe; and (2) temporary measures necessary
to prevent or to minimize further loss by such causes.
grants for construction of state extended care facilities
For grants to assist States to acquire or construct State nursing
home and domiciliary facilities and to remodel, modify, or alter
existing hospital, nursing home, and domiciliary facilities in State
homes, for furnishing care to veterans as authorized by sections 8131
through 8137 of title 38, United States Code, $156,000,000 (increased
by $2,000,000) (reduced by $15,000,000) (increased by $15,000,000)
(reduced by $1,000,000) (increased by $1,000,000), to remain available
until expended.
grants for construction of veterans cemeteries
For grants to assist States and tribal organizations in
establishing, expanding, or improving veterans cemeteries as authorized
by section 2408 of title 38, United States Code, $60,000,000 (increased
by $2,000,000) (increased by $2,000,000) (reduced by $1,000,000)
(increased by $1,000,000), to remain available until expended.
cost of war toxic exposures fund
For investment in the delivery of veterans' health care associated
with exposure to environmental hazards, the expenses incident to the
delivery of veterans' health care and benefits associated with exposure
to environmental hazards, and medical and other research relating to
exposure to environmental hazards, as authorized by section 324 of
title 38, United States Code, and in addition to the amounts otherwise
available for such purposes in the appropriations provided in this or
prior Acts, $22,800,000,000, which shall become available on October 1,
2025, and shall remain available until expended.
Administrative Provisions
(including transfer of funds)
Sec. 201. Any appropriation for fiscal year 2025 for
``Compensation and Pensions'', ``Readjustment Benefits'', and
``Veterans Insurance and Indemnities'' may be transferred as necessary
to any other of the mentioned appropriations: Provided, That, before a
transfer may take place, the Secretary of Veterans Affairs shall
request from the Committees on Appropriations of both Houses of
Congress the authority to make the transfer and such Committees issue
an approval, or absent a response, a period of 30 days has elapsed.
(including transfer of funds)
Sec. 202. Amounts made available for the Department of Veterans
Affairs for fiscal year 2025, in this or any other Act, under the
``Medical Services'', ``Medical Community Care'', ``Medical Support and
Compliance'', and ``Medical Facilities'' accounts may be transferred
among the accounts: Provided, That any transfers among the ``Medical
Services'', ``Medical Community Care'', and ``Medical Support and
Compliance'' accounts of 1 percent or less of the total amount
appropriated to the account in this or any other Act may take place
subject to notification from the Secretary of Veterans Affairs to the
Committees on Appropriations of both Houses of Congress of the amount
and purpose of the transfer: Provided further, That any transfers
among the ``Medical Services'', ``Medical Community Care'', and
``Medical Support and Compliance'' accounts in excess of 1 percent, or
exceeding the cumulative 1 percent for the fiscal year, may take place
only after the Secretary requests from the Committees on Appropriations
of both Houses of Congress the authority to make the transfer and an
approval is issued: Provided further, That any transfers to or from
the ``Medical Facilities'' account may take place only after the
Secretary requests from the Committees on Appropriations of both Houses
of Congress the authority to make the transfer and an approval is
issued.
Sec. 203. Appropriations available in this title for salaries and
expenses shall be available for services authorized by section 3109 of
title 5, United States Code; hire of passenger motor vehicles; lease of
a facility or land or both; and uniforms or allowances therefore, as
authorized by sections 5901 through 5902 of title 5, United States
Code.
Sec. 204. No appropriations in this title (except the
appropriations for ``Construction, Major Projects'', and
``Construction, Minor Projects'') shall be available for the purchase
of any site for or toward the construction of any new hospital or home.
Sec. 205. No appropriations in this title shall be available for
hospitalization or examination of any persons (except beneficiaries
entitled to such hospitalization or examination under the laws
providing such benefits to veterans, and persons receiving such
treatment under sections 7901 through 7904 of title 5, United States
Code, or the Robert T. Stafford Disaster Relief and Emergency
Assistance Act (42 U.S.C. 5121 et seq.)), unless reimbursement of the
cost of such hospitalization or examination is made to the ``Medical
Services'' account at such rates as may be fixed by the Secretary of
Veterans Affairs.
Sec. 206. Appropriations available in this title for
``Compensation and Pensions'', ``Readjustment Benefits'', and
``Veterans Insurance and Indemnities'' shall be available for payment
of prior year accrued obligations required to be recorded by law
against the corresponding prior year accounts within the last quarter
of fiscal year 2024.
Sec. 207. Appropriations available in this title shall be
available to pay prior year obligations of corresponding prior year
appropriations accounts resulting from sections 3328(a), 3334, and
3712(a) of title 31, United States Code, except that if such
obligations are from trust fund accounts they shall be payable only
from ``Compensation and Pensions''.
(including transfer of funds)
Sec. 208. Notwithstanding any other provision of law, during
fiscal year 2025, the Secretary of Veterans Affairs shall, from the
National Service Life Insurance Fund under section 1920 of title 38,
United States Code, the Veterans' Special Life Insurance Fund under
section 1923 of title 38, United States Code, and the United States
Government Life Insurance Fund under section 1955 of title 38, United
States Code, reimburse the ``General Operating Expenses, Veterans
Benefits Administration'' and ``Information Technology Systems''
accounts for the cost of administration of the insurance programs
financed through those accounts: Provided, That reimbursement shall be
made only from the surplus earnings accumulated in such an insurance
program during fiscal year 2025 that are available for dividends in
that program after claims have been paid and actuarially determined
reserves have been set aside: Provided further, That if the cost of
administration of such an insurance program exceeds the amount of
surplus earnings accumulated in that program, reimbursement shall be
made only to the extent of such surplus earnings: Provided further,
That the Secretary shall determine the cost of administration for
fiscal year 2025 which is properly allocable to the provision of each
such insurance program and to the provision of any total disability
income insurance included in that insurance program.
Sec. 209. Amounts deducted from enhanced-use lease proceeds to
reimburse an account for expenses incurred by that account during a
prior fiscal year for providing enhanced-use lease services shall be
available until expended.
(including transfer of funds)
Sec. 210. Funds available in this title or funds for salaries and
other administrative expenses shall also be available to reimburse the
Office of Resolution Management, Diversity and Inclusion, the Office of
Employment Discrimination Complaint Adjudication, and the Alternative
Dispute Resolution function within the Office of Human Resources and
Administration for all services provided at rates which will recover
actual costs but not to exceed $133,363,000 for the Office of
Resolution Management, Diversity and Inclusion, $9,606,581 for the
Office of Employment Discrimination Complaint Adjudication, and
$7,686,000 for the Alternative Dispute Resolution function within the
Office of Human Resources and Administration: Provided, That payments
may be made in advance for services to be furnished based on estimated
costs: Provided further, That amounts received shall be credited to
the ``General Administration'' and ``Information Technology Systems''
accounts for use by the office that provided the service.
Sec. 211. No funds of the Department of Veterans Affairs shall be
available for hospital care, nursing home care, or medical services
provided to any person under chapter 17 of title 38, United States
Code, for a non-service-connected disability described in section
1729(a)(2) of such title, unless that person has disclosed to the
Secretary of Veterans Affairs, in such form as the Secretary may
require, current, accurate third-party reimbursement information for
purposes of section 1729 of such title: Provided, That the Secretary
may recover, in the same manner as any other debt due the United
States, the reasonable charges for such care or services from any
person who does not make such disclosure as required: Provided
further, That any amounts so recovered for care or services provided in
a prior fiscal year may be obligated by the Secretary during the fiscal
year in which amounts are received.
(including transfer of funds)
Sec. 212. Notwithstanding any other provision of law, proceeds or
revenues derived from enhanced-use leasing activities (including
disposal) may be deposited into the ``Construction, Major Projects''
and ``Construction, Minor Projects'' accounts and be used for
construction (including site acquisition and disposition), alterations,
and improvements of any medical facility under the jurisdiction or for
the use of the Department of Veterans Affairs. Such sums as realized
are in addition to the amount provided for in ``Construction, Major
Projects'' and ``Construction, Minor Projects''.
Sec. 213. Amounts made available under ``Medical Services'' are
available--
(1) for furnishing recreational facilities, supplies, and
equipment; and
(2) for funeral expenses, burial expenses, and other
expenses incidental to funerals and burials for beneficiaries
receiving care in the Department.
(including transfer of funds)
Sec. 214. Such sums as may be deposited into the Medical Care
Collections Fund pursuant to section 1729A of title 38, United States
Code, may be transferred to the ``Medical Services'' and ``Medical
Community Care'' accounts to remain available until expended for the
purposes of these accounts.
Sec. 215. The Secretary of Veterans Affairs may enter into
agreements with Federally Qualified Health Centers in the State of
Alaska and Indian Tribes and Tribal organizations which are party to
the Alaska Native Health Compact with the Indian Health Service, to
provide healthcare, including behavioral health and dental care, to
veterans in rural Alaska. The Secretary shall require participating
veterans and facilities to comply with all appropriate rules and
regulations, as established by the Secretary. The term ``rural Alaska''
shall mean those lands which are not within the boundaries of the
municipality of Anchorage or the Fairbanks North Star Borough.
(including transfer of funds)
Sec. 216. Such sums as may be deposited into the Department of
Veterans Affairs Capital Asset Fund pursuant to section 8118 of title
38, United States Code, may be transferred to the ``Construction, Major
Projects'' and ``Construction, Minor Projects'' accounts, to remain
available until expended for the purposes of these accounts.
Sec. 217. Not later than 30 days after the end of each fiscal
quarter, the Secretary of Veterans Affairs shall submit to the
Committees on Appropriations of both Houses of Congress a report on the
financial status of the Department of Veterans Affairs for the
preceding quarter: Provided, That, at a minimum, the report shall
include the direction contained in the paragraph entitled ``Quarterly
reporting'', under the heading ``General Administration'' in the joint
explanatory statement accompanying Public Law 114-223.
(including transfer of funds)
Sec. 218. Amounts made available under the ``Medical Services'',
``Medical Community Care'', ``Medical Support and Compliance'',
``Medical Facilities'', ``General Operating Expenses, Veterans Benefits
Administration'', ``Board of Veterans Appeals'', ``General
Administration'', and ``National Cemetery Administration'' accounts for
fiscal year 2025 may be transferred to or from the ``Information
Technology Systems'' account: Provided, That such transfers may not
result in a more than 10 percent aggregate increase in the total amount
made available by this Act for the ``Information Technology Systems''
account: Provided further, That, before a transfer may take place, the
Secretary of Veterans Affairs shall request from the Committees on
Appropriations of both Houses of Congress the authority to make the
transfer and an approval is issued.
(including transfer of funds)
Sec. 219. Of the amounts appropriated to the Department of
Veterans Affairs for fiscal year 2025 for ``Medical Services'',
``Medical Community Care'', ``Medical Support and Compliance'',
``Medical Facilities'', ``Construction, Minor Projects'', and
``Information Technology Systems'', up to $594,828,000, plus
reimbursements, may be transferred to the Joint Department of Defense--
Department of Veterans Affairs Medical Facility Demonstration Fund,
established by section 1704 of the National Defense Authorization Act
for Fiscal Year 2010 (Public Law 111-84; 123 Stat. 2571) and may be
used for operation of the facilities designated as combined Federal
medical facilities as described by section 706 of the Duncan Hunter
National Defense Authorization Act for Fiscal Year 2009 (Public Law
110-417; 122 Stat. 4500): Provided, That additional funds may be
transferred from accounts designated in this section to the Joint
Department of Defense--Department of Veterans Affairs Medical Facility
Demonstration Fund upon written notification by the Secretary of
Veterans Affairs to the Committees on Appropriations of both Houses of
Congress: Provided further, That section 220 of title II of division A
of Public Law 118-42 is repealed.
(including transfer of funds)
Sec. 220. Of the amounts appropriated to the Department of
Veterans Affairs which become available on October 1, 2025, for
``Medical Services'', ``Medical Community Care'', ``Medical Support and
Compliance'', and ``Medical Facilities'', up to $664,625,000, plus
reimbursements, may be transferred to the Joint Department of Defense--
Department of Veterans Affairs Medical Facility Demonstration Fund,
established by section 1704 of the National Defense Authorization Act
for Fiscal Year 2010 (Public Law 111-84; 123 Stat. 2571) and may be
used for operation of the facilities designated as combined Federal
medical facilities as described by section 706 of the Duncan Hunter
National Defense Authorization Act for Fiscal Year 2009 (Public Law
110-417; 122 Stat. 4500): Provided, That additional funds may be
transferred from accounts designated in this section to the Joint
Department of Defense--Department of Veterans Affairs Medical Facility
Demonstration Fund upon written notification by the Secretary of
Veterans Affairs to the Committees on Appropriations of both Houses of
Congress.
(including transfer of funds)
Sec. 221. Such sums as may be deposited into the Medical Care
Collections Fund pursuant to section 1729A of title 38, United States
Code, for healthcare provided at facilities designated as combined
Federal medical facilities as described by section 706 of the Duncan
Hunter National Defense Authorization Act for Fiscal Year 2009 (Public
Law 110-417; 122 Stat. 4500) shall also be available: (1) for transfer
to the Joint Department of Defense--Department of Veterans Affairs
Medical Facility Demonstration Fund, established by section 1704 of the
National Defense Authorization Act for Fiscal Year 2010 (Public Law
111-84; 123 Stat. 2571); and (2) for operations of the facilities
designated as combined Federal medical facilities as described by
section 706 of the Duncan Hunter National Defense Authorization Act for
Fiscal Year 2009 (Public Law 110-417; 122 Stat. 4500): Provided, That,
notwithstanding section 1704(b)(3) of the National Defense
Authorization Act for Fiscal Year 2010 (Public Law 111-84; 123 Stat.
2573), amounts transferred to the Joint Department of Defense--
Department of Veterans Affairs Medical Facility Demonstration Fund
shall remain available until expended.
(including transfer of funds)
Sec. 222. Of the amounts available in this title for ``Medical
Services'', ``Medical Community Care'', ``Medical Support and
Compliance'', and ``Medical Facilities'', a minimum of $15,000,000
shall be transferred to the DOD-VA Health Care Sharing Incentive Fund,
as authorized by section 8111(d) of title 38, United States Code, to
remain available until expended, for any purpose authorized by section
8111 of title 38, United States Code.
Sec. 223. The Secretary of Veterans Affairs shall notify the
Committees on Appropriations of both Houses of Congress of all bid
savings in a major construction project that total at least $5,000,000,
or 5 percent of the programmed amount of the project, whichever is
less: Provided, That such notification shall occur within 14 days of a
contract identifying the programmed amount: Provided further, That the
Secretary shall notify the Committees on Appropriations of both Houses
of Congress 14 days prior to the obligation of such bid savings and
shall describe the anticipated use of such savings.
Sec. 224. None of the funds made available for ``Construction,
Major Projects'' may be used for a project in excess of the scope
specified for that project in the original justification data provided
to the Congress as part of the request for appropriations unless the
Secretary of Veterans Affairs receives approval from the Committees on
Appropriations of both Houses of Congress.
Sec. 225. Not later than 30 days after the end of each fiscal
quarter, the Secretary of Veterans Affairs shall submit to the
Committees on Appropriations of both Houses of Congress a quarterly
report containing performance measures and data from each Veterans
Benefits Administration Regional Office: Provided, That, at a minimum,
the report shall include the direction contained in the section
entitled ``Disability claims backlog'', under the heading ``General
Operating Expenses, Veterans Benefits Administration'' in the joint
explanatory statement accompanying Public Law 114-223: Provided
further, That the report shall also include information on the number
of appeals pending at the Veterans Benefits Administration as well as
the Board of Veterans Appeals on a quarterly basis.
Sec. 226. The Secretary of Veterans Affairs shall provide written
notification to the Committees on Appropriations of both Houses of
Congress 15 days prior to organizational changes which result in the
transfer of 25 or more full-time equivalents from one organizational
unit of the Department of Veterans Affairs to another.
Sec. 227. The Secretary of Veterans Affairs shall provide on a
quarterly basis to the Committees on Appropriations of both Houses of
Congress notification of any single national outreach and awareness
marketing campaign in which obligations exceed $1,000,000.
(including transfer of funds)
Sec. 228. The Secretary of Veterans Affairs, upon determination
that such action is necessary to address needs of the Veterans Health
Administration, may transfer to the ``Medical Services'' account any
discretionary appropriations made available for fiscal year 2025 in
this title (except appropriations made to the ``General Operating
Expenses, Veterans Benefits Administration'' account) or any
discretionary unobligated balances within the Department of Veterans
Affairs, including those appropriated for fiscal year 2025, that were
provided in advance by appropriations Acts: Provided, That transfers
shall be made only with the approval of the Office of Management and
Budget: Provided further, That the transfer authority provided in this
section is in addition to any other transfer authority provided by law:
Provided further, That no amounts may be transferred from amounts that
were designated by Congress as an emergency requirement pursuant to a
concurrent resolution on the budget or the Balanced Budget and
Emergency Deficit Control Act of 1985: Provided further, That such
authority to transfer may not be used unless for higher priority items,
based on emergent healthcare requirements, than those for which
originally appropriated and in no case where the item for which funds
are requested has been denied by Congress: Provided further, That,
upon determination that all or part of the funds transferred from an
appropriation are not necessary, such amounts may be transferred back
to that appropriation and shall be available for the same purposes as
originally appropriated: Provided further, That before a transfer may
take place, the Secretary of Veterans Affairs shall request from the
Committees on Appropriations of both Houses of Congress the authority
to make the transfer and receive approval of that request.
(including transfer of funds)
Sec. 229. Amounts made available for the Department of Veterans
Affairs for fiscal year 2025, under the ``Board of Veterans Appeals''
and the ``General Operating Expenses, Veterans Benefits
Administration'' accounts may be transferred between such accounts:
Provided, That before a transfer may take place, the Secretary of
Veterans Affairs shall request from the Committees on Appropriations of
both Houses of Congress the authority to make the transfer and receive
approval of that request.
Sec. 230. The Secretary of Veterans Affairs may not reprogram
funds among major construction projects or programs if such instance of
reprogramming will exceed $7,000,000, unless such reprogramming is
approved by the Committees on Appropriations of both Houses of
Congress.
Sec. 231. (a) The Secretary of Veterans Affairs shall ensure that
the toll-free suicide hotline under section 1720F(h) of title 38,
United States Code--
(1) provides to individuals who contact the hotline
immediate assistance from a trained professional; and
(2) adheres to all requirements of the American Association
of Suicidology.
(b)(1) None of the funds made available by this Act may be used to
enforce or otherwise carry out any Executive action that prohibits the
Secretary of Veterans Affairs from appointing an individual to occupy a
vacant civil service position, or establishing a new civil service
position, at the Department of Veterans Affairs with respect to such a
position relating to the hotline specified in subsection (a).
(2) In this subsection--
(A) the term ``civil service'' has the meaning given such
term in section 2101(1) of title 5, United States Code; and
(B) the term ``Executive action'' includes--
(i) any Executive order, Presidential memorandum,
or other action by the President; and
(ii) any agency policy, order, or other directive.
(c)(1) The Secretary of Veterans Affairs shall conduct a study on
the effectiveness of the hotline specified in subsection (a) during the
5-year period beginning on January 1, 2016, based on an analysis of
national suicide data and data collected from such hotline.
(2) At a minimum, the study required by paragraph (1) shall--
(A) determine the number of veterans who contact the
hotline specified in subsection (a) and who receive follow up
services from the hotline or mental health services from the
Department of Veterans Affairs thereafter;
(B) determine the number of veterans who contact the
hotline who are not referred to, or do not continue receiving,
mental health care who commit suicide; and
(C) determine the number of veterans described in
subparagraph (A) who commit or attempt suicide.
Sec. 232. Effective during the period beginning on October 1,
2018, and ending on January 1, 2026, none of the funds made available
to the Secretary of Veterans Affairs by this or any other Act may be
obligated or expended in contravention of the ``Veterans Health
Administration Clinical Preventive Services Guidance Statement on the
Veterans Health Administration's Screening for Breast Cancer Guidance''
published on May 10, 2017, as issued by the Veterans Health
Administration National Center for Health Promotion and Disease
Prevention.
Sec. 233. (a) Notwithstanding any other provision of law, the
amounts appropriated or otherwise made available to the Department of
Veterans Affairs for the ``Medical Services'' account may be used to
provide--
(1) fertility counseling and treatment using assisted
reproductive technology to a covered veteran or the spouse of a
covered veteran; or
(2) adoption reimbursement to a covered veteran.
(b) In this section:
(1) The term ``service-connected'' has the meaning given
such term in section 101 of title 38, United States Code.
(2) The term ``covered veteran'' means a veteran, as such
term is defined in section 101 of title 38, United States Code,
who has a service-connected disability that results in the
inability of the veteran to procreate without the use of
fertility treatment.
(3) The term ``assisted reproductive technology'' means
benefits relating to reproductive assistance provided to a
member of the Armed Forces who incurs a serious injury or
illness on active duty pursuant to section 1074(c)(4)(A) of
title 10, United States Code, as described in the memorandum on
the subject of ``Policy for Assisted Reproductive Services for
the Benefit of Seriously or Severely Ill/Injured (Category II
or III) Active Duty Service Members'' issued by the Assistant
Secretary of Defense for Health Affairs on April 3, 2012, and
the guidance issued to implement such policy, including any
limitations on the amount of such benefits available to such a
member except that--
(A) the time periods regarding embryo
cryopreservation and storage set forth in part III(G)
and in part IV(H) of such memorandum shall not apply;
and
(B) such term includes embryo cryopreservation and
storage without limitation on the duration of such
cryopreservation and storage.
(4) The term ``adoption reimbursement'' means reimbursement
for the adoption-related expenses for an adoption that is
finalized after the date of the enactment of this Act under the
same terms as apply under the adoption reimbursement program of
the Department of Defense, as authorized in Department of
Defense Instruction 1341.09, including the reimbursement limits
and requirements set forth in such instruction.
(c) Amounts made available for the purposes specified in subsection
(a) of this section are subject to the requirements for funds contained
in section 508 of division H of the Consolidated Appropriations Act,
2018 (Public Law 115-141).
Sec. 234. None of the funds appropriated or otherwise made
available by this Act or any other Act for the Department of Veterans
Affairs may be used in a manner that is inconsistent with: (1) section
842 of the Transportation, Treasury, Housing and Urban Development, the
Judiciary, the District of Columbia, and Independent Agencies
Appropriations Act, 2006 (Public Law 109-115; 119 Stat. 2506); or (2)
section 8110(a)(5) of title 38, United States Code.
Sec. 235. Section 842 of Public Law 109-115 shall not apply to
conversion of an activity or function of the Veterans Health
Administration, Veterans Benefits Administration, or National Cemetery
Administration to contractor performance by a business concern that is
at least 51 percent owned by one or more Indian Tribes as defined in
section 5304(e) of title 25, United States Code, or one or more Native
Hawaiian Organizations as defined in section 637(a)(15) of title 15,
United States Code.
Sec. 236. (a) The Secretary of Veterans Affairs, in consultation
with the Secretary of Defense and the Secretary of Labor, shall
discontinue using Social Security account numbers to authenticate
individuals in all information systems of the Department of Veterans
Affairs for all individuals not later than September 30, 2024:
(b) The Secretary of Veterans Affairs may collect and use a Social
Security account number to identify an individual, in accordance with
section 552a of title 5, United States Code, in an information system
of the Department of Veterans Affairs if and only if the use of such
number is necessary to:
(1) obtain or provide information the Secretary requires
from an information system that is not under the jurisdiction
of the Secretary;
(2) comply with a law, regulation, or court order;
(3) perform anti-fraud activities; or
(4) identify a specific individual where no adequate
substitute is available.
(c) The matter in subsections (a) and (b) shall supersede section
237 of division J of Public Law 117-328.
Sec. 237. For funds provided to the Department of Veterans Affairs
for each of fiscal year 2025 and 2026 for ``Medical Services'', section
239 of division A of Public Law 114-223 shall apply.
Sec. 238. None of the funds appropriated in this or prior
appropriations Acts or otherwise made available to the Department of
Veterans Affairs may be used to transfer any amounts from the Filipino
Veterans Equity Compensation Fund to any other account within the
Department of Veterans Affairs.
Sec. 239. Of the funds provided to the Department of Veterans
Affairs for each of fiscal year 2025 and fiscal year 2026 for ``Medical
Services'', funds may be used in each year to carry out and expand the
child care program authorized by section 205 of Public Law 111-163,
notwithstanding subsection (e) of such section.
Sec. 240. None of the funds appropriated or otherwise made
available in this title may be used by the Secretary of Veterans
Affairs to enter into an agreement related to resolving a dispute or
claim with an individual that would restrict in any way the individual
from speaking to members of Congress or their staff on any topic not
otherwise prohibited from disclosure by Federal law or required by
Executive order to be kept secret in the interest of national defense
or the conduct of foreign affairs.
Sec. 241. For funds provided to the Department of Veterans Affairs
for each of fiscal year 2025 and 2026, section 258 of division A of
Public Law 114-223 shall apply.
Sec. 242. (a) None of the funds appropriated or otherwise made
available by this Act may be used to deny an Inspector General funded
under this Act timely access to any records, documents, or other
materials available to the department or agency over which that
Inspector General has responsibilities under the Inspector General Act
of 1978 (5 U.S.C. App.), or to prevent or impede the access of the
Inspector General to such records, documents, or other materials, under
any provision of law, except a provision of law that expressly refers
to such Inspector General and expressly limits the right of access.
(b) A department or agency covered by this section shall provide
its Inspector General access to all records, documents, and other
materials in a timely manner.
(c) Each Inspector General shall ensure compliance with statutory
limitations on disclosure relevant to the information provided by the
establishment over which that Inspector General has responsibilities
under the Inspector General Act of 1978 (5 U.S.C. App.).
(d) Each Inspector General covered by this section shall report to
the Committee on Appropriations of the Senate and the Committee on
Appropriations of the House of Representatives within 5 calendar days
of any failure by any department or agency covered by this section to
comply with this requirement.
Sec. 243. None of the funds made available in this Act may be used
in a manner that would increase wait times for veterans who seek care
at medical facilities of the Department of Veterans Affairs.
Sec. 244. None of the funds appropriated or otherwise made
available by this Act to the Veterans Health Administration may be used
in fiscal year 2025 to convert any program which received specific
purpose funds in fiscal year 2024 to a general purpose funded program
unless the Secretary of Veterans Affairs submits written notification
of any such proposal to the Committees on Appropriations of both Houses
of Congress at least 30 days prior to any such action and an approval
is issued by the Committees.
Sec. 245. For funds provided to the Department of Veterans Affairs
for each of fiscal year 2025 and 2026, section 248 of division A of
Public Law 114-223 shall apply.
Sec. 246. (a) None of the funds appropriated or otherwise made
available by this Act may be used to conduct research commencing on or
after March 9, 2024, that uses any canine, feline, or non-human primate
unless the Secretary of Veterans Affairs approves such research
specifically and in writing pursuant to subsection (b).
(b)(1) The Secretary of Veterans Affairs may approve the conduct of
research commencing on or after March 9, 2024, using canines, felines,
or non-human primates if the Secretary certifies that--
(A) the scientific objectives of the research can only be
met by using such canines, felines, or non-human primates and
cannot be met using other animal models, in vitro models,
computational models, human clinical studies, or other research
alternatives;
(B) such scientific objectives are necessary to advance
research benefiting veterans and are directly related to an
illness or injury that is combat-related as defined by 10
U.S.C. 1413(e);
(C) the research is consistent with the revised Department
of Veterans Affairs canine research policy document dated
December 15, 2017, including any subsequent revisions to such
document; and
(D) ethical considerations regarding minimizing the harm
experienced by canines, felines, or non-human primates are
included in evaluating the scientific necessity of the
research.
(2) The Secretary may not delegate the authority under this
subsection.
(c) If the Secretary approves any new research pursuant to
subsection (b), not later than 30 days before the commencement of such
research, the Secretary shall submit to the Committees on
Appropriations of the Senate and House of Representatives a report
describing--
(1) the nature of the research to be conducted using
canines, felines, or nun-human primates;
(2) the date on which the Secretary approved the research;
(3) the USDA pain category on the approved use;
(4) the justification for the determination of the
Secretary that the scientific objectives of such research could
only be met using canines, felines, or nun-human primates, and
methods used to make such determination;
(5) the frequency and duration of such research; and
(6) the protocols in place to ensure the necessity, safety,
and efficacy of the research, and animal welfare.
(d) Not later than September 9, 2024, and biannually thereafter,
the Secretary shall submit to such Committees a report describing--
(1) any research being conducted by the Department of
Veterans Affairs using canines, felines, or non-human primates
as of the date of the submittal of the report;
(2) the circumstances under which such research was
conducted using canines, felines, or non-human primates;
(3) the justification for using canines, felines, or non-
human primates to conduct such research;
(4) the protocols in place to ensure the necessity, safety,
and efficacy of such research; and
(5) the development and adoption of alternatives to
canines, felines, or non-human primates research.
(e) Not later than September 9, 2024, and annually thereafter, the
Department of Veterans Affairs must submit to voluntary U.S. Department
of Agriculture inspections of canine, feline, and non-human primate
research facilities.
(f) Not later than September 9, 2024, and annually thereafter, the
Secretary shall submit to such Committees a report describing--
(1) any violations of the Animal Welfare Act, the Public
Health Service Policy on Humane Care and Use of Laboratory
Animals, or other Department of Veterans Affairs policies
related to oversight of animal research found during that
quarter in VA research facilities;
(2) immediate corrective actions taken; and
(3) specific actions taken to prevent their recurrence.
(g) The Department shall implement a plan under which the Secretary
will eliminate the research conducted using canines, felines, or non-
human primates by not later than March 9, 2026.
Sec. 247. (a) The Secretary of Veterans Affairs may use amounts
appropriated or otherwise made available in this title to ensure that
the ratio of veterans to full-time employment equivalents within any
program of rehabilitation conducted under chapter 31 of title 38,
United States Code, does not exceed 125 veterans to one full-time
employment equivalent.
(b) Not later than 180 days after the date of the enactment of this
Act, the Secretary shall submit to Congress a report on the programs of
rehabilitation conducted under chapter 31 of title 38, United States
Code, including--
(1) an assessment of the veteran-to-staff ratio for each
such program; and
(2) recommendations for such action as the Secretary
considers necessary to reduce the veteran-to-staff ratio for
each such program.
Sec. 248. Amounts made available for the ``Veterans Health
Administration, Medical Community Care'' account in this or any other
Act for fiscal years 2025 and 2026 may be used for expenses that would
otherwise be payable from the Veterans Choice Fund established by
section 802 of the Veterans Access, Choice, and Accountability Act, as
amended (38 U.S.C. 1701 note).
Sec. 249. Obligations and expenditures applicable to the ``Medical
Services'' account in fiscal years 2017 through 2019 for aid to state
homes (as authorized by section 1741 of title 38, United States Code)
shall remain in the ``Medical Community Care'' account for such fiscal
years.
Sec. 250. Of the amounts made available for the Department of
Veterans Affairs for fiscal year 2025, in this or any other Act, under
the ``Veterans Health Administration--Medical Services'', ``Veterans
Health Administration--Medical Community Care'', ``Veterans Health
Administration--Medical Support and Compliance'', and ``Veterans Health
Administration--Medical Facilities'' accounts, $1,323,444,000 shall be
made available for gender-specific care and programmatic efforts to
deliver care for women veterans.
Sec. 251. Notwithstanding any other law, unless prevented by an
order issued by a federal or state court, by no later than September
30, 2025, the Secretary shall commence construction of the Community
Based Outpatient Clinic in Bakersfield, California authorized in
section 1(a)(3) of Public Law 111-82 and in accordance with Lease No.
36C10F20L0008 or successor lease.
Sec. 252. Not later than 30 days after the end of each fiscal
quarter, the Secretary of Veterans Affairs shall submit to the
Committees on Appropriations of both Houses of Congress a quarterly
report on the status of the ``Veterans Medical Care and Health Fund'',
established to execute section 8002 of the American Rescue Plan Act of
2021 (Public Law 117-2): Provided, That, at a minimum, the report
shall include an update on obligations by program, project or activity
and a plan for expending the remaining funds.
Sec. 253. Any amounts transferred to the Secretary and
administered by a corporation referred to in section 7364(b) of title
38, United States Code, between October 1, 2018 and September 30, 2019
for purposes of carrying out an order placed with the Department of
Veterans Affairs pursuant to section 1535 of title 31, United States
Code, that are available for obligation pursuant to section 7364(b)(1)
of title 38, United States Code, are to remain available for the
liquidation of valid obligations incurred by such corporation during
the period of performance of such order, provided that the Secretary of
Veterans Affairs determines that such amounts need to remain available
for such liquidation.
Sec. 254. Unobligated balances available under the headings
``Construction, Major Projects'' and ``Construction, Minor Projects''
may be obligated by the Secretary of Veterans Affairs for a facility
pursuant to section 2(e)(1) of the Communities Helping Invest through
Property and Improvements Needed for Veterans Act of 2016 (Public Law
114-294; 38 U.S.C. 8103 note), as amended, to provide additional funds
or to fund an escalation clause under such section of such Act:
Provided, That before such unobligated balances are obligated pursuant
to this section, the Secretary of Veterans Affairs shall request from
the Committees on Appropriations of both Houses of Congress the
authority to obligate such unobligated balances and such Committees
issue an approval, or absent a response, a period of 30 days has
elapsed: Provided further, That the request to obligate such
unobligated balances must provide Congress notice that the entity
described in section 2(a)(2) of Public Law 114-294, as amended, has
exhausted available cost containment approaches as set forth in the
agreement under section 2(c) of such Public Law.
Sec. 255. (a) None of the funds made available in this Act may be
used to implement, administer, or otherwise carry out the Department of
Veterans Affairs interim final rule published on September 9, 2022, or
any successor to such rule, or to propose, promulgate, or implement any
substantially similar rule or policy.
(b) None of the funds appropriated in this Act shall be expended
for any abortion, including through a medical benefits package or
health benefits program that includes coverage of abortion.
(c) The limitations established in subsection (b) shall not apply
to an abortion--
(1) if the pregnancy is the result of an act of rape or
incest; or
(2) in the case where a woman suffers from a physical
disorder, physical injury, or physical illness, including a
life-endangering physical condition caused by or arising from
the pregnancy itself, that would, as certified by a physician,
place the woman in danger of death unless an abortion is
performed.
Sec. 256. None of the funds made available by this Act may be used
for surgical procedures or hormone therapies for the purposes of gender
affirming care.
Sec. 257. None of the funds made available by this Act may be used
by the Secretary of Veterans Affairs to fly or display a flag over a
facility of the Department of Veterans Affairs or a national cemetery
other than the flag of the United States, the flag of a State,
Territory, or District of Columbia, the flag of an Indian Tribal
government, the flag of the Department, the flag of an Armed Force, or
the POW/MIA flag.
Sec. 258. During the period beginning on October 1, 2024 and
ending on September 30, 2025, none of the funds made available by this
Act may be used to administer, implement, or enforce the final rule
issued by the Secretary of Veterans Affairs relating to ``Change in
Rates VA Pays for Special Modes of Transportation'' (88 Fed. Reg.
10032) and published on February 16, 2023.
Sec. 259. None of the funds made available by this Act may be used
to carry out VHA Directive 1193.01, ``Coronavirus Disease 2019
Vaccination Program for Veterans Health Administration Health Care
Personnel''.
Sec. 260. None of the funds made available by this Act may be used
to provide any services to any individual unlawfully present in the
United States who is not eligible for health care under the laws
administered by the Secretary of Veterans Affairs.
Sec. 261. None of the funds made available by this Act may be used
by the Secretary of Veterans Affairs under section 5502 of title 38,
United States Code, in any case arising out of the administration by
the Secretary of laws and benefits under such title, to report a person
who is deemed mentally incapacitated, mentally incompetent, or to be
experiencing an extended loss of consciousness as a person who has been
adjudicated as a mental defective under subsection (d)(4) or (g)(4) of
section 922 of title 18, United States Code, without the order or
finding a judge, magistrate, or other judicial authority of competent
jurisdiction that such person is a danger to himself or herself or
others.
TITLE III
RELATED AGENCIES
American Battle Monuments Commission
salaries and expenses
For necessary expenses, not otherwise provided for, of the American
Battle Monuments Commission, including the acquisition of land or
interest in land in foreign countries; purchases and repair of uniforms
for caretakers of national cemeteries and monuments outside of the
United States and its territories and possessions; rent of office and
garage space in foreign countries; purchase (one-for-one replacement
basis only) and hire of passenger motor vehicles; not to exceed $15,000
for official reception and representation expenses; and insurance of
official motor vehicles in foreign countries, when required by law of
such countries, $90,020,000, to remain available until expended.
foreign currency fluctuations account
For necessary expenses, not otherwise provided for, of the American
Battle Monuments Commission, such sums as may be necessary, to remain
available until expended, for purposes authorized by section 2109 of
title 36, United States Code.
United States Court of Appeals for Veterans Claims
salaries and expenses
For necessary expenses for the operation of the United States Court
of Appeals for Veterans Claims as authorized by sections 7251 through
7298 of title 38, United States Code, $47,200,000: Provided, That
$3,800,000 shall be available for the purpose of providing financial
assistance as described and in accordance with the process and
reporting procedures set forth under this heading in Public Law 102-
229.
Department of Defense--Civil
Cemeterial Expenses, Army
salaries and expenses
For necessary expenses for maintenance, operation, and improvement
of Arlington National Cemetery and Soldiers' and Airmen's Home National
Cemetery, including the purchase or lease of passenger motor vehicles
for replacement on a one-for-one basis only, and not to exceed $2,000
for official reception and representation expenses, $105,514,000, of
which not to exceed $15,000,000 shall remain available until September
30, 2027. In addition, such sums as may be necessary for parking
maintenance, repairs and replacement, to be derived from the ``Lease of
Department of Defense Real Property for Defense Agencies'' account.
construction
For necessary expenses for planning and design and construction at
Arlington National Cemetery and Soldiers' and Airmen's Home National
Cemetery, $42,000,000, to remain available until expended for planning
and design and construction associated with the Southern Expansion
project at Arlington National Cemetery.
Armed Forces Retirement Home
trust fund
For expenses necessary for the Armed Forces Retirement Home to
operate and maintain the Armed Forces Retirement Home--Washington,
District of Columbia, and the Armed Forces Retirement Home--Gulfport,
Mississippi, to be paid from funds available in the Armed Forces
Retirement Home Trust Fund, $69,520,000, to remain available until
September 30, 2026, of which $1,000,000 shall remain available until
expended for construction and renovation of the physical plants at the
Armed Forces Retirement Home--Washington, District of Columbia, and the
Armed Forces Retirement Home--Gulfport, Mississippi: Provided, That of
the amounts made available under this heading from funds available in
the Armed Forces Retirement Home Trust Fund, $25,000,000 shall be paid
from the general fund of the Treasury to the Trust Fund.
major construction
For expenses necessary to support efforts to complete the
renovation of the Sheridan Building at the Armed Forces Retirement
Home--Washington, District of Columbia, $31,000,000, to remain
available until expended, shall be paid from the general fund of the
Treasury to the Armed Forces Retirement Home Trust Fund.
Administrative Provision
Sec. 301. Amounts deposited into the special account established
under 10 U.S.C. 7727 are appropriated and shall be available until
expended to support activities at the Army National Military
Cemeteries.
TITLE IV
GENERAL PROVISIONS
Sec. 401. No part of any appropriation contained in this Act shall
remain available for obligation beyond the current fiscal year unless
expressly so provided herein.
Sec. 402. None of the funds made available in this Act may be used
for any program, project, or activity, when it is made known to the
Federal entity or official to which the funds are made available that
the program, project, or activity is not in compliance with any Federal
law relating to risk assessment, the protection of private property
rights, or unfunded mandates.
Sec. 403. All departments and agencies funded under this Act are
encouraged, within the limits of the existing statutory authorities and
funding, to expand their use of ``E-Commerce'' technologies and
procedures in the conduct of their business practices and public
service activities.
Sec. 404. Unless stated otherwise, all reports and notifications
required by this Act shall be submitted to the Subcommittee on Military
Construction and Veterans Affairs, and Related Agencies of the
Committee on Appropriations of the House of Representatives and the
Subcommittee on Military Construction and Veterans Affairs, and Related
Agencies of the Committee on Appropriations of the Senate.
Sec. 405. None of the funds made available in this Act may be
transferred to any department, agency, or instrumentality of the United
States Government except pursuant to a transfer made by, or transfer
authority provided in, this or any other appropriations Act.
Sec. 406. None of the funds made available in this Act may be used
for a project or program named for an individual serving as a Member,
Delegate, or Resident Commissioner of the United States House of
Representatives.
Sec. 407. (a) Any agency receiving funds made available in this
Act, shall, subject to subsections (b) and (c), post on the public Web
site of that agency any report required to be submitted by the Congress
in this or any other Act, upon the determination by the head of the
agency that it shall serve the national interest.
(b) Subsection (a) shall not apply to a report if--
(1) the public posting of the report compromises national
security; or
(2) the report contains confidential or proprietary
information.
(c) The head of the agency posting such report shall do so only
after such report has been made available to the requesting Committee
or Committees of Congress for no less than 30days.
Sec. 408. (a) None of the funds made available in this Act may be
used to maintain or establish a computer network unless such network
blocks the viewing, downloading, and exchanging of pornography.
(b) Nothing in subsection (a) shall limit the use of funds
necessary for any Federal, State, tribal, or local law enforcement
agency or any other entity carrying out criminal investigations,
prosecution, or adjudication activities.
Sec. 409. None of the funds made available in this Act may be used
by an agency of the executive branch to pay for first-class travel by
an employee of the agency in contravention of sections 301-10.122
through 301-10.124 of title 41, Code of Federal Regulations.
Sec. 410. None of the funds made available in this Act may be used
to execute a contract for goods or services, including construction
services, where the contractor has not complied with Executive Order
No. 12989.
Sec. 411. None of the funds made available by this Act may be used
in contravention of section 101(e)(8) of title 10, United States Code.
Sec. 412. (a) In General.--None of the funds appropriated or
otherwise made available to the Department of Defense in this Act may
be used to construct, renovate, or expand any facility in the United
States, its territories, or possessions to house any individual
detained at United States Naval Station, Guantanamo Bay, Cuba, for the
purposes of detention or imprisonment in the custody or under the
control of the Department of Defense.
(b) The prohibition in subsection (a) shall not apply to any
modification of facilities at United States Naval Station, Guantanamo
Bay, Cuba.
(c) An individual described in this subsection is any individual
who, as of June 24, 2009, is located at United States Naval Station,
Guantanamo Bay, Cuba, and who--
(1) is not a citizen of the United States or a member of
the Armed Forces of the United States; and
(2) is--
(A) in the custody or under the effective control
of the Department of Defense; or
(B) otherwise under detention at United States
Naval Station, Guantanamo Bay, Cuba.
Sec. 413. None of the funds appropriated by this Act may be used
in any way, directly or indirectly, to influence congressional action
on any legislation or appropriation matter pending before Congress,
other than to communicate to Members of Congress as described in 18
U.S.C. 1913.
Sec. 414. None of the funds appropriated or otherwise made
available by this Act may be made available to implement, administer,
apply, enforce, or carry out Executive Order 13985 of January 20, 2021
(86 Fed. Reg. 7009), Executive Order 14035 of June 25, 2021 (86 Fed.
Reg. 34593), or Executive Order 14091 of February 16, 2023 (88 Fed.
Reg. 10825).
Sec. 415. None of the funds made available by this Act may be used
to carry out any program, project, or activity that promotes or
advances Critical Race Theory or any concept associated with Critical
Race Theory.
Sec. 416. (a) In General.--Notwithstanding section 7 of title 1,
United States Code, section 1738C of title 28, United States Code, or
any other provision of law, none of the funds provided by this Act, or
previous appropriations Acts, shall be used in whole or in part to take
any discriminatory action against a person, wholly or partially, on the
basis that such person speaks, or acts, in accordance with a sincerely
held religious belief, or moral conviction, that marriage is, or should
be recognized as, a union of one man and one woman.
(b) Discriminatory action defined.--As used in subsection (a), a
discriminatory action means any action taken by the Federal Government
to--
(1) alter in any way the Federal tax treatment of, or cause
any tax, penalty, or payment to be assessed against, or deny,
delay, or revoke an exemption from taxation under section
501(a) of the Internal Revenue Code of 1986 of, any person
referred to in subsection (a);
(2) disallow a deduction for Federal tax purposes of any
charitable contribution made to or by such person;
(3) withhold, reduce the amount or funding for, exclude,
terminate, or otherwise make unavailable or deny, any Federal
grant, contract, subcontract, cooperative agreement, guarantee,
loan, scholarship, license, certification, accreditation,
employment, or other similar position or status from or to such
person;
(4) withhold, reduce, exclude, terminate, or otherwise make
unavailable or deny, any entitlement or benefit under a Federal
benefit program, including admission to, equal treatment in, or
eligibility for a degree from an educational program, from or
to such person; or
(5) withhold, reduce, exclude, terminate, or otherwise make
unavailable or deny access or an entitlement to Federal
property, facilities, educational institutions, speech fora
(including traditional, limited, and nonpublic fora), or
charitable fundraising campaigns from or to such person.
(c) Accreditation; Licensure; Certification.--The Federal
Government shall consider accredited, licensed, or certified for
purposes of Federal law any person that would be accredited, licensed,
or certified, respectively, for such purposes but for a determination
against such person wholly or partially on the basis that the person
speaks, or acts, in accordance with a sincerely held religious belief
or moral conviction described in subsection (a).
Sec. 417. None of the funds made available by this Act may be used
for any office, programs, or activity for the purposes of diversity,
equity, and inclusion training or implementation.
Sec. 418. None of the funds made available by this Act may be used
to enforce COVID-19 mask mandates.
Sec. 419. None of the funds made available by this Act may be used
to administer, implement, or enforce Executive Order No. 14057 of
December 8, 2021.
Sec. 420. None of the funds appropriated by this Act may be used
to implement any of the following executive orders:
(1) Executive Order No. 13990, relating to Protecting
Public Health and the Environment and Restoring Science To
Tackle the Climate Crisis.
(2) Executive Order No. 14008, relating to Tackling the
Climate Crisis at Home and Abroad.
(3) Section 6 of Executive Order No. 14013, relating to
Rebuilding and Enhancing Programs To Resettle Refugees and
Planning for the Impact of Climate Change on Migration.
(4) Executive Order No. 14030, relating to Climate-Related
Financial Risk.
(5) Executive Order No. 14057, relating to Catalyzing Clean
Energy Industries and Jobs Through Federal Sustainability.
(6) Executive Order No. 14082, relating to Implementation
of the Energy and Infrastructure Provisions of the Inflation
Reduction Act of 2022.
(7) Executive Order No. 14096, relating to Revitalizing Our
Nation's Commitment to Environmental Justice for All.
Sec. 421. (a) In General.--None of the funds appropriated by this
Act or otherwise made available for Fiscal Year 2025 for the Department
of Veterans Affairs may be obligated or expended to procure or purchase
computers, printers, software, or hardware needed for an office
environment in which the manufacturer, bidder, or offeror, or any
subsidy or parent company of an entity--
(1) in which the People's Republic of China has any
ownership stake; or
(2) that contributes to the defense industry of the Chinese
Communist Party.
(b) APPLICABILITY TO THIRD PARTIES.-- The prohibition in subsection
(a) also applies in cases in which the Secretary has contracted with a
third party for the procurement, purchase, or expenditure of funds on
any of the equipment and software described in such subsection.
Sec. 422. None of the funds made available by this Act may be used
to pay to an individual employed in a Senior Executive Service position
(as such term is defined in section 3132(a) of title 5, United States
Code) at the Department of Veterans Affairs a critical skills incentive
under section 706(d) of title 38, United States Code.
spending reduction account
Sec. 423. $0.
Sec. 424. None of the funds made available by this Act may be used
by the Secretary of Veterans Affairs to ban or remove the photograph
``V-J Day in Times Square''.
Sec. 425. None of the funds made available by this Act may be used
by the Department of Veterans Affairs to decommission mileage
reimbursement kiosks.
Sec. 426. None of the funds appropriated or otherwise made
available by this Act may be used to enforce the provision included in
Chapter 1.8 of the VHA Office of Community Care, ``Field Guidebook:
Specialty Programs'' to make wait time and drive time access standards
only applicable to primary care, specialty care, and non-institutional
extended care services.
Sec. 427. None of the funds made available by this Act may be used
by the Secretary of Veterans Affairs to report a determination under
section 5502 of title 38, United States Code, and section 3.353 of
title 38 of the Code of Federal Regulations, to the Department of
Justice National Instant Criminal Background Check System established
pursuant to section 103 of the Brady Handgun Violence Prevention Act
(34 U.S.C. 40901).
Sec. 428. None of the funds appropriated or otherwise made
available to the Department of Veterans Affairs in this Act may be used
to enforce Veterans Health Directive 1315 as it relates to--
(1) the policy stating that ``VHA providers are prohibited
from completing forms or registering Veterans for participation
in a State-approved marijuana program'';
(2) the directive for the ``Deputy Under Secretary for
Health for Operations and Management'' to ensure that ``medical
facility Directors are aware that it is VHA policy for
providers to assess Veteran use of marijuana but providers are
prohibited from recommending, making referrals to or completing
paperwork for Veteran participation in State marijuana
programs''; and
(3) the directive for the ``VA Medical Facility Director''
to ensure that ``VA facility staff are aware of the following''
``[t]he prohibition on recommending, making referrals to or
completing forms and registering Veterans for participation in
State-approved marijuana programs''.
Sec. 429. None of the funds made available by this Act may be used
to modify or remove any display of the Department of Veterans Affairs
that bears the mission statement ``To fulfill President Lincoln's
promise `to care for him who shall have borne the battle, and for his
widow, and his orphan' by serving and honoring the men and women who
are America's veterans.'''
Sec. 430. None of the funds appropriated by this Act may be used
by the Department of Veterans Affairs to process medical claims for the
Immigration and Customs Enforcement Health Service Corps at the
Department of Homeland Security.
This Act may be cited as the ``Military Construction, Veterans
Affairs, and Related Agencies Appropriations Act, 2025''.
Passed the House of Representatives June 5, 2024.
Attest:
Clerk.
118th CONGRESS
2d Session
H. R. 8580
_______________________________________________________________________
AN ACT
Making appropriations for military construction, the Department of
Veterans Affairs, and related agencies for the fiscal year ending
September 30, 2025, and for other purposes.
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