Case: Dietrich v The Queen [1992] HCA 57 ; (1992) 177 CLR 292
Outcome: cited
such further or other orders as the Court deems appropriate.' 2 Accompanying the notice of motion, as required under O 40 r 6 of the Federal Court Rules , was the Statement of Charge which claimed that the contempt committed by the respondent was wilful and contumacious insofar as: '1. in breach of paragraph 1 of the order of the Honourable Justice Jenkinson of this Court, made on 10 March 1992, wherein the respondent was prohibited from managing corporations until 10 August 2003, the respondent has been involved in the management of the following corporations: 1.1 Battstone Australia Pty Ltd between about 3 March 2003 and 3 June 2003; and 1.2 Australian Marble Pty Ltd between about 1 February 2003 and 14 July 2003; and 2. in breach of an oral undertaking provided to the Honourable Justice Kenny on 8 October 2001 that he would not be involved in the management of a company in any form at all in the future, the respondent has been involved in the management of the following corporations: 2.1 Battstone Australia Pty Ltd between about 3 March 2003 and 3 June 2003; and 2.2 Australian Marble Pty Ltd between about 1 February 2003 and 14 July 2003.' 3 The complete history of this proceeding can be found in my reasons for judgment in Australian Securities and Investments Commission v Reid [2005] FCA 1274. 4 Relevantly, the matter was listed for hearing on 22 November 2004. However, on 18 November 2004 the respondent, who was then represented by a solicitor, applied for an adjournment. I refused the application. On 22 November 2004, who was then unrepresented, applied for a stay of proceedings on the ground that he was indigent and without legal assistance: Dietrich v The Queen [1992] HCA 57 ; (1992) 177 CLR 292 (' Dietrich '). I refused the application and indicated that I would give my reasons at a later date. These are the reasons for my refusal of that application. 5 The procedure which is to be adopted where a party brings contempt proceedings against another party for contempt is regulated by O 40 of the Federal Court Rules and, in particular, O 40 r 7 which provides: '(1) Subject to subrule (2), the evidence in support of a charge shall be by affidavit. (2) The Court may permit evidence in support of a charge to be given otherwise than by affidavit.' 6 The procedure is different from criminal proceedings, where proceedings do not ordinarily go forward on affidavit evidence. 9 There is a long line of authority to suggest that the principle established by Dietrich as to the use of the Court's inherent power to stay or adjourn proceedings until legal representation is obtained relates only to criminal proceedings. 10 The principle in Dietrich was explained in the joint judgment of Mason CJ, Dawson, Toohey and McHugh JJ in New South Wales v Canellis &amp; Ors [1994] HCA 51 ; (1994) 181 CLR 309 (' Canellis ') in the following terms (at 328): '... the principle established by the decision in that case is that a court has jurisdiction to grant an adjournment or order a permanent stay of proceedings at a trial until such time as an indigent person charged with a serious criminal offence is provided with legal representation necessary for a fair trial or resources for such representation.' 13 In McGibbon v Linkenbagh (1996) 41 ALD 219 at 228 Kiefel J said: 'The principle established by Dietrich v R [1992] HCA 57 ; (1992) 109 ALR 385; 177 CLR 292 as to the use of a court's inherent powers to stay or adjourn proceedings until legal representation is obtained, where it concludes it is necessary for a fair trial, refers only to criminal proceedings: New South Wales v Canellis [1994] HCA 51 ; (1994) 124 ALR 513, 522; Williams v Official Trustee (1994) 122 ALR 585, 600 . It is not authority for the proposition that in other proceedings or inquiries such a step would be required by dictates of fairness, even where someone faced potentially serious consequences.' 17 In Commissioner of Taxation (Cth) v La Rosa (2002) 196 ALR 139, Nicholson J considered that the Dietrich principle did not apply in the context of a hearing before the Aministrative Appeals Tribunal, stating (at [120]): ' Dietrich decided that the common law of Australia does not recognise the right of an accused person to be provided with counsel at the public expense but the courts have power to stay criminal proceedings that will result in an unfair trial. In Nguyen v Minister for Immigration and Multicultural Affairs (2000) 101 FCR 20the Full Court of the Federal Court held that the Dietrich principle had no application in the circumstances of a decision of a tribunal in deportation proceedings: see [17] and [18] of Nguyen . There the court referred to the decision in New South Wales v Canellis [1994] HCA 51 ; (1994) 181 CLR 309; 124 ALR 513 where the limited scope of the Dietrich principle was recognised, Mason CJ, Dawson, Toohey and McHugh JJ stating it was concerned with the right to a fair trial of a party to criminal proceedings: at CLR 328. The Full Court in Nguyen considered it was clear the High Court did not favour the extension of the Dietrich principle into the field of administrative review.' 18 More recently, in Rivera v United States of America [2004] FCAFC 154 , Heerey, Sundberg and Crennan JJ considered whether the principle in Dietrich applied to a review of extradition proceedings under s 21(1) of the Extradition Act 1988 (Cth) ('the Act'). Their Honours firstly considered s 19(5) of the Act, which provided: 'In the proceedings, the person to whom the proceedings relate is not entitled to adduce, and the magistrate is not entitled to receive, evidence to contradict an allegation that the person has engaged in conduct constituting an extradition offence for which the surrender of the person is sought.' 19 In a joint judgment, their Honours said (at [26] [28]): 'This provision ensures that the merits of the criminal charge are not in issue in the proceedings concerning surrender and there can be no risk that the appellant will incriminate himself if the legislation is adhered to as it has been during the course of this matter. Having as its source and origin an accused person&#180;s common law right to a fair trial, the principle in Dietrich&#180;s case has, in our view, no application to a review of extradition proceedings under s 21(1) of the Extradition Act . This view is consistent with unanimous views of the High Court in Canellis . In the joint judgment of Mason CJ, Dawson, Toohey and McHugh JJ at 328 their Honours said: "... the principle established by the decision in that case [Dietrich] is that a court has jurisdiction to grant an adjournment or order a permanent stay of proceedings at a trial until such time as an indigent person charged with a serious criminal offence is provided with legal representation necessary for a fair trial or resources for such representation. As the majority judgments made clear, the principle is based on, and derives from, the accused&#180;s right to a fair trial. There is no suggestion in the majority judgments that a court could exercise a similar jurisdiction in civil proceedings or in committal proceedings; nor do they suggest that such a jurisdiction could be exercised in favour of an indigent person charged with a criminal offence which is other than serious. Furthermore, and this is of decisive importance in the present case, the principle in Dietrich is concerned with the right to a fair trial of a party to criminal proceedings ; ..." There is nothing in the facts of this case which would support the application of the principle in Dietrich to these extradition proceedings as contended for by the appellant in reliance upon the observations of Kirby P in Canellis v Slattery . Furthermore there is no requirement for the appellant to seek special leave in person from the High Court: see Milat v R [2004] HCA 17 ; (2004) 205 ALR 338. Accordingly, we reject the submission that the Dietrich principle can be invoked in these extradition proceedings on the basis contended because no risk of conviction or self-incrimination can arise in these proceedings conducted in accordance with the Extradition Act , for the purposes of determining eligibility for surrender.' 21 In the circumstances of this case, where the procedure to be adopted in the contempt proceeding is civil rather than criminal, the respondent's application to stay the proceedings on the basis of Dietrich had to fail because the principle in Dietrich has no application to civil proceedings. It was on this basis that the respondent's application was dismissed.