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"title": "A characterization of efficiently compilable constraint languages",
"abstract": "A central task in knowledge compilation is to compile a\nCNF-SAT instance into a succinct representation\nformat that allows efficient operations such as testing satisfiability, counting, or enumerating all\nsolutions.\nUseful representation formats studied in this area range from ordered\nbinary decision diagrams (OBDDs) to circuits in decomposable negation normal\nform (DNNFs).",
"sections": [
{
"section_id": "1",
"parent_section_id": null,
"section_name": "Introduction",
"text": "One of the main aims of knowledge compilation is to encode\nsolution sets of computational problems into a succinct but usable\nform [DarwicheM02]. Typical target formats for this compilation\nprocess are different forms of decision\ndiagrams [Wegener00] or restricted classes of Boolean\ncircuits. One of the most general representation formats are circuits in\ndecomposable negation normal form (DNNF), which have been\nintroduced in [Darwiche01] as a compilation target for Boolean functions.\nRelated notions, which also rely on the central decomposability\nproperty, have been independently considered in databases [OlteanuZ15, Olteanu16] and\ncircuit complexity [RazSY08, AlonKV20]. Besides these, DNNF circuits and related\ncompilation classes have also been proven useful in areas like probabilistic inference [BroeckS17], constraint satisfaction [KoricheLMT15, BerkholzV23, AmilhastreFNP14, MateescuD06], MSO evaluation [AmarilliBJM17], QBF\nsolving [CapelliM19], to\nname a few.\nThe DNNF representation format has become a popular\ndata structure because it has a particularly good balance\nbetween generality and usefulness [DarwicheM02].\nThere has also been a large amount of practical work on compiling solution\nsets into DNNF or its fragments, see\ne.g. [LagniezM17, Darwiche04, MuiseMBH12, ChoiD13, OztokD15, KoricheLMT15]. In\nall these works, it assumed that the solutions to be compiled are\ngiven as a system of constraints, often as a set of disjunctive\nBoolean clauses, i.\u2009e., in conjunctive normal form (CNF).\nIn this setting, however, strong lower bounds are known: it was shown that\nthere are CNF-formulas whose representation as DNNF requires\nexponential\nsize [BovaCMS14, BovaCMS16, Capelli17, AmarilliCMS20]. The\nconstraints out of which the hard instances\nin [BovaCMS14, AmarilliCMS20, Capelli17] are constructed are very\neasy\u2014they are only monotone clauses of two variables. Faced with\nthese negative results, it is natural to ask if there are any classes\nof constraints that guarantee efficient compilability into DNNF.\nWe answer this question completely and prove a tight characterization for every constraint language .\nWe first examine the combinatorial property of strong blockwise decomposability and show that if a constraint language has this\nproperty, any system of constraints over can be compiled into\na DNNF representation of linear size within polynomial time.\nOtherwise, there are systems of\nconstraints that require exponential size DNNF representations. In the\ntractable case, one can even compile to the restricted fragment of\nfree decision diagrams (FDD) that are in general known to be\nexponentially less succinct than DNNF [Wegener00, DarwicheM02].\nWe also consider the important special case of so-called structured\nDNNF [PipatsrisawatD08] which are a generalization of the\nwell-known ordered binary decision diagrams [Bryant86]. We show\nthat there is a restriction of strong blockwise decomposability that\ndetermines if systems of constraints over a set can be\ncompiled into structured DNNF in polynomial time. In the tractable case, we can in fact\nagain compile into a restricted fragment, this time ordered decision\ndiagrams (ODD).\nFurthermore, we separate both notions of constraint languages admitting\nstructured and only unstructured representations and thus give a complexity picture of\nthe tractability landscape. We also show that it is decidable, whether\na given constraint language strongly (uniformly) blockwise\ndecomposable (a question left open in the conference version [DBLP:conf/stacs/BerkholzMW24]).\nLet us stress that all our lower bounds provide unconditional size lower\nbounds on (structured) DNNFs and thus do not depend on unproven complexity assumptions."
},
{
"section_id": "2",
"parent_section_id": null,
"section_name": "Preliminaries",
"text": ""
},
{
"section_id": "3",
"parent_section_id": null,
"section_name": "Blockwise decomposability",
"text": "In this section we introduce our central notion of blockwise and\nuniformly blockwise decomposable constraints and formulate our main theorems that lead to a characterization of\nefficiently representable constraint languages.\nThe first simple insight is the following. Suppose two constraints\n and with disjoint scopes are efficiently\nrepresentable, e.\u2009g., by a small ODD. Then their Cartesian product\n also has a small ODD: given an assignment , we just need\nto check independently whether and , for\nexample, by first using the ODD for and then using the\nODD for . Thus, if a constraint can be expressed as a\nCartesian product of two constraints, we only have to investigate\nwhether the two parts are easy to represent. This brings us to our\nfirst definition.\nLet be a constraint and be a partition of its scope.\nWe call decomposable w.r.t. if\n.\nA constraint is indecomposable if it is only\ndecomposable w.r.t. trivial partitions where\n or for .\nNext, we want to relax this notion to constraints that are \u201calmost\u201d\ndecomposable. Suppose we have four relations of arity \nand of arity and let be two distinct domain\nelements. Let\nThe constraint may now not be decomposable in any\nnon-trivial variable partition. However, after fixing values for and the\nremaining selection \nis\ndecomposable in for any pair . Thus, an ODD could first read values for and then use ODDs\nfor and if , ODDs for\n and if , or reject\notherwise. This requires, of course, that and\n, as well as and , have small\nODDs over the same variable order. For FDDs and DNNFs, however, we would\nnot need this requirement on the variable orders.\nTo reason about the remaining constraints after two variables have been fixed, it is helpful to\nuse the following matrix notation. Let be a\nconstraint and be two variables in its scope. The selection\nmatrix is the matrix where the rows and\ncolumns are indexed by domain elements and the entries are\nthe constraints\nLet and a constraint with\nconstraint relation\n The selection matrix in and is depicted below,\nwhere the first line and column\nare the indices from and the matrix entries contain the\nconstraint relations of the corresponding constraints :\n\u220e\nA block in the selection matrix is a subset of rows and columns . We also associate with a block the\ncorresponding constraint\n.\nA selection matrix is a proper block matrix, if there exist\npairwise disjoint and pairwise disjoint\n such that for all :\nThe selection matrix in Example 3 ###reference_### is a proper\nblock matrix with , , , .\n\u220e\nWe will make use of the following alternative characterization of\nproper block matrices.\nThe simple proof is similar to [DyerR13, Lemma 1].\nA selection matrix is a proper block matrix\nif and only if it has no -submatrix with exactly one\nempty\nentry.\nLet be a proper block matrix and , be the pairwise disjoint\nsets provided by the definition.\nA -submatrix may intersect , or blocks. If it intersects blocks, then all of the entries of are empty.\nIf intersects only one block, then either , or entries are in that block and thus non-empty. So the number of empty entries in is , or .\nIf intersect two blocks, then exactly of its entries lie in those blocks and are thus non-empty. So has empty entries in that case.\nOverall, may have , , , or empty entries, so it satisfies the claim.\nFor the other direction, we must show how to find the block\nstructure. Take one non-empty entry and reorder the rows to and\ncolumns to \nsuch that this entry is in the first column and first row, and the\nfirst row (column) starts with () non-empty entries followed by\nempty entries. Consider for all the -submatrix indexed\nby and . Since it does not have exactly\none empty entry, we get:\nIf and , then .\nIf and , then .\nIf and , then .\nThus, we can choose \nand proceed with the submatrix on rows and columns inductively.\n\u220e\nNow we can define our central tractability criterion for constraints\nthat have small ODDs, namely that any selection matrix is a proper\nblock matrix whose blocks are decomposable over the same variable partition\nthat separates and .\nA constraint is uniformly blockwise\ndecomposable in if is a proper block\nmatrix with partitions , and there is a partition of with and such that each block is decomposable in . A constraint is uniformly blockwise decomposable if it is uniformly decomposable in any pair .\nIn the non-uniform version of blockwise decomposability, it is allowed that the\nblocks are decomposable over different partitions. This property will\nbe used to characterize constraints having small FDD representations.\nA constraint is blockwise decomposable\nin if is a proper block matrix with partitions\n, and for each \nthere is a partition of with and\n\nsuch that each block \nis decomposable in\n.\nA constraint is blockwise decomposable\nif it is decomposable in any pair .\nNote that every uniformly blockwise decomposable relation is also\nblockwise decomposable. The next example illustrates that the converse\ndoes not hold.\nConsider the 4-ary constraint relations\nThen the selection matrix of the constraint \nhas two non-empty blocks:\nThe first block \nis decomposable in and , while the second block is\ndecomposable in and . Thus, the constraint is blockwise\ndecomposable in , but not uniformly blockwise decomposable.\n\u220e\nFinally, we transfer these characterizations to relations and constraint languages:\nA -ary relation is (uniformly) blockwise decomposable, if the\nconstraint is (uniformly) blockwise decomposable for\npairwise distinct variables .\nA constraint language is (uniformly) blockwise decomposable\nif every relation in is (uniformly) blockwise\ndecomposable.\nA constraint language is strongly (uniformly) blockwise\ndecomposable\nif its co-clone is (uniformly) blockwise\ndecomposable.\nNow we are ready to formulate our main theorems. The first one states that\nthe strongly uniformly blockwise decomposable constraint languages are\nprecisely those that can be efficiently compiled to a structured\nrepresentation format (anything between ODDs and structured\nDNNFs).\nLet be a constraint language.\nIf is strongly uniformly blockwise decomposable, then there is a polynomial\ntime algorithm that constructs an\nODD for a given CSP()-instance.\nIf is not strongly uniformly blockwise decomposable,\nthen there is a family of CSP()-instances such that any structured DNNF for has size .\nOur second main theorem states that the larger class of strongly\nblockwise decomposable constraint languages captures CSPs that can be\nefficiently compiled in an unstructured format between FDDs and DNNFs.\nLet be a constraint language.\nIf is strongly blockwise decomposable, then there is a polynomial\ntime algorithm that constructs an\nFDD for a given CSP()-instance.\nIf is not strongly blockwise decomposable,\nthen there is a family of CSP()-instances such that any DNNF for has size .\nMoreover, we will show that both properties (strong blockwise decomposability\nand strong uniform blockwise decomposability) are decidable\n(Theorem 8.1 ###reference_###) and that for the relation from\nExample 3 ###reference_### separates both notions (Theorem 8.4 ###reference_###)."
},
{
"section_id": "4",
"parent_section_id": null,
"section_name": "Properties of the Decomposability Notions",
"text": "In this section we state important properties about (uniform)\nblockwise decomposability.\nWe start by observing that these notions\nare closed under projection and selection."
},
{
"section_id": "4.1",
"parent_section_id": "4",
"section_name": "Basic Properties",
"text": "We start with some basic properties that will be useful throughout the rest of this paper.\nLet be a blockwise decomposable, resp. uniformly blockwise decomposable, constraint and let , , and . Then the\nprojection as well as the selection are also\nblockwise decomposable, resp. uniformly blockwise decomposable.\nIf is (uniformly) blockwise decomposable consider . First note that each entry is non-empty if is\nnon-empty. Thus, is a proper block\nmatrix with the same block structure and\n as . Furthermore, if a block is decomposable in , then the corresponding\nblock in is decomposable in\n. It follows that is\n(uniformly) decomposable.\nFor the selection \u201c\u201d first consider the case where or\n. Then the selection matrix is\na submatrix of and hence (uniformly)\nblockwise decomposable if was (uniformly)\nblockwise decomposable.\nIn case , the matrix \nhas the same block structure as and its\nentries decomposable w.r.t. the same partitions. Hence is also (uniformly) blockwise decomposable in the\npair .\n\u220e\nIf a constraint language is strongly (uniformly) blockwise\ndecomposable, then its individualization is also strongly (uniformly) blockwise decomposable.\nConsider a pp-formula defining\n where with Lemma 4.1 ###reference_### we may assume that the formula contains no projection. Then the formula can be rewritten as\n, where\n is a -formula. Since by assumption\n is (uniformly) blockwise decomposable, the same holds for\n by repeatedly applying the selection and Lemma 4.1 ###reference_###.\n\u220e\nWe next show that when dealing with blockwise decomposable relations, we can essentially assume that they are binary. To this end, we define for every constraint the set of binary projections\nLet us compute for the 4-ary relation from\nExample 3 ###reference_###, see\nFigure 1 ###reference_###. For the unary relations, observe\nthat every column in can take all\nfour values , so the only unary relation in is\n. The six possible binary projections lead\nto three different constraint relations:\nprojecting to and yields the relation\n.\nprojecting to and yields the relation\n.\nprojecting to and yields the relation\n. \u220e\nFor blockwise decomposable constraints, binary projections do not change solutions in the following sense.\n{lemma}\nLet be a blockwise decomposable constraint. Then\nWe assume w.\u2009l.\u2009o.\u2009g. that contains \ndistinct variables and let . First observe that by the definition of projections.\nFor the other direction, we let and need to show . For this, we show by induction on :\nNote that the lemma follows from this claim by setting and that the base case\n follows from the definition of . So let and\nassume that (9 ###reference_###) holds for all with . Fix an\narbitrary with , let be three variables in ,\nand set for . By induction assumption we get\n, which\nimplies that there are such that\n.\nLet . In order to show that , we consider the selection\nmatrix . Since we have that ,\n, and are non-empty,\nthese entries lie in the same block, which is decomposable into some\npartition of with and . Moreover,\n and . Decomposability implies that which is\nthe same statement as .\n\u220e\nLet be a constraint language. Then we define \nto be the constraint language consisting of all relations of arity at most that are pp-definable over . Equivalently, consists of all relations that are constraint relations of constraints in for a relation . Observe that even though is infinite, we have that is finite, since it contains only relations of arity at most two.\nConsider again the relation and its projections and \nfrom Example 3 ###reference_###, 4.1 ###reference_### and\nFigure 1 ###reference_###.\nWe let and want to compute . We\nfirst observe that instead of we could use the two binary\nprojections and , that is, for we have . To see this, observe first that we have already seen in Example 4.1 ###reference_### that . For the other direction, we just have to express as a pp-formula in which we do by\nSo to compute we can equivalently analyze which is easier to understand. Note first that the only unary relation that is pp-defiable over is , so we only have to understand binary relations. To this end, we assign a graph to every -formula where the variables are the variables of and there is an edge between two variables and if there is a constraint or in . In the former case, we label the edge with , in the latter with . Note that an edge can have both labels. An easy induction shows the following: if two variables are connected by a path whose edges are all labeled with , then in any solution in which takes value , takes value as well and the same statement is true for . Moreover, if and are not connected by such a path, then there is a solution in which takes value and takes value and vice versa. An analogous statement is true for and and paths labeled by .\nFrom these observations, it follows that the only binary relations\nthat are pp-definable over and that is not already in\n are the equality relation and the trivial relation .\nThus we get\n. \u220e\nThe following result shows that for strongly blockwise decomposable constraint languages, we may assume that all relations are of arity at most two.\nLet be a strongly blockwise decomposable language. Then .\nWe first show that . For this, it suffices to show that . So consider a relation . By definition, is in particular pp-definable over , so which shows the first direction of the proof.\nFor the other direction, is suffices to show that . So let of arity . For the constraint we have by Lemma 4.1 ###reference_### that where . Since the relations are all in , this shows that pp-definable over which proves the claim.\n\u220e"
},
{
"section_id": "4.2",
"parent_section_id": "4",
"section_name": "The Relation to Strong Balance",
"text": "Next, we will show that blockwise decomposable relations allow for\nefficient counting of solutions by making a connection to the work of Dyer\nand Richerby [DyerR13]. To state their dichotomy theorem, we need the following\ndefinitions. A constraint is\nbalanced (w.r.t. ), if the \nmatrix defined by\n is a proper block matrix, where each block has rank one. A constraint language is strongly\nbalanced if every at least ternary pp-definable constraint is balanced.\n[Effective counting dichotomy [DyerR13]]\nIf is strongly balanced, then there is a polynomial time\nalgorithm that computes for a given\nCSP()-instance .\nIf is not strongly balanced, then counting solutions\nfor CSP()-instances is P-complete.\nMoreover, there is a polynomial time algorithm that decides if a given\nconstraint language \nis strongly balanced.\nOur next lemma\nconnects\nblockwise decomposability with strong balance and leads to a\nnumber of useful corollaries in the next section. We sketch the proof for the case\nEvery strongly blockwise decomposable constraint language is\nstrongly balanced.\n\nWe first sketch the proof for the case\nwhen is ternary, before proving the general case\n{proofsketch}\nLet be strongly blockwise decomposable and a\npp-defined ternary constraint. Then the selection matrix is a block\nmatrix, where each block is decomposable in some\n, either or . In any case, for the\ncorresponding block in\n we have\n where and . Thus, the block has rank 1.\nTo prove the general case of Lemma 4.2 ###reference_###, it will be convenient to\nhave a generalization of the selection matrix . So consider a relation in variables and domain . Then is the -matrix whose rows are indexed by assignments , whose column are indexed by the assignments and that have as entry at position the constraint\nWe say that is blockwise set-decomposable with respect to and if is a proper block matrix and for every non-empty block , the selection is decomposable such that no factor contains variables of and . We say that is blockwise set-decomposable if it is blockwise set-decomposable for all choices of disjoint variable sets.\nLet be a relation. Then is blockwise set-decomposable if and only if it is blockwise decomposable.\nIf is blockwise set-decomposable, then it is by definition also blockwise decomposable. It only remains to show the other direction. So assume that is blockwise decomposable. We proceed by induction on . If , then and each consist of one variable, so there is nothing to show.\nNow assume that w.l.o.g. . Let be the variables of not in . We first show that for all choices of the matrix is a proper block matrix with the criterion of Lemma 3 ###reference_###. Consider assignments such that , , . We have to show that as well. Let be one of the variables in and let denote the other variables in . Let and denote the restriction of to and , respectively. We have , and , so by induction , so in all four entries lie in a block . By decomposability of , there are relations such that and analogously for the other entries of . Since and , we have that and and thus also . It follows that and thus is a block matrix.\nIt remains to show that the blocks of decompose. So let and be the index sets of a block in the matrix. Consider again and let the notation be as before. Let . Then we have for all that , so by induction we have that for every there is a relation and for every there is a relation such that . Moreover, all are in the same variables and the same is true for all the . If is a variable of the , then so we get the decomposition of the block in directly. Otherwise, so if is a variable of the , we have where we get from by projecting away . Again, we get decomposability of the block and it follows that is blockwise set-decomposable.\n\u220e\nThe following connection between balance and blockwise decomposability is now easy to show.\nEvery blockwise decomposable relation is balanced.\nLet be blockwise decomposable. Let be variable sets. We want to show that is balanced. Let be a block. Since, by Lemma 4.2 ###reference_### the relation is blockwise set-decomposable, every entry of can be written as where the and and are the relations given by the decomposability of . It follows directly that is a rank- matrix which shows the lemma.\n\u220e\nLemma 4.2 ###reference_### is now a direct consequence of Lemma 4.2 ###reference_###."
},
{
"section_id": "4.3",
"parent_section_id": "4",
"section_name": "Consequences of the Relation to Strong Balance",
"text": "In this section, we will use Lemma 4.2 ###reference_### to derive useful properties of strongly blockwise decomposable languages.\nLet be a strongly blockwise decomposable constraint\nlanguage.\nGiven a\n-formula and a (possibly empty) partial\nassignment , the number of solutions that extend\n can be computed in polynomial time.\nGiven a\npp-formula over and , the blocks\nof can be computed in polynomial time.\nGiven a\npp-formula over , the indecomposable factors\nof can be computed in polynomial time.\nClaim 1 ###reference_i1### follows immediately from the combination of\nLemma 4.2 ###reference_### with Theorem 4.2 ###reference_###\nand the fact that strongly blockwise decomposable constraint\nlanguages are closed under selection\n(Corollary 4.1 ###reference_###). For Claim 2 ###reference_i2### let for some -formula . To compute the blocks of , we can use Claim 1 ###reference_i1### to compute for every and\n whether and hence .\nTo prove Claim 3 ###reference_i3###, note that by Claim 2 ###reference_i2### we can\ncalculate the block structure of for every variable pair\n. Consider the graph with \nand edges between and if has at least\ntwo non-empty blocks. If for some and ,\nthen and must appear in the same indecomposable factor of\n. Let be the connected components of . All variables of one connected component must appear in the same factor, so is indecomposable. We claim that\n.\nIt suffices to show for one connected component ,\nsince this can be used iteratively to show the claim. We have that for\nany and , the selection matrix\n has only one block, which can be decomposed into\n, with and , so that\nSince , no variable from the same connected component\n can be in and therefore\n.\nSince we can obtain such a decomposition for every and , and the intersection of all these decompositions\ninduces a decomposition where is separated from any , we get\nthat .\n\u220e\nWe close this section by stating the following property that applies only\nto uniformly decomposable constraints.\nLet be a constraint that is uniformly blockwise decomposable in and . Then there exist and with such that\nFurthermore, if is defined by a pp-formula over a strongly\nuniformly blockwise decomposable , then and\n can be computed from in polynomial time.\nSince is uniformly blockwise decomposable in and , there exist and with such that for all we have\nWe will show (11 ###reference_###) for this choice of and . First, if satisfies , then by definition of projections, we have for every that satisfies , which yields the containment of (11 ###reference_###). Now let . Since we get and thus\nNow\n implies that\n. Analogously,\n implies that\n. Thus we get\n\nand .\nWe now show how to find and in polynomial\ntime in if given as pp-definition .\nTo this end, we first compute the block structure of with Corollary 4.3 ###reference_###.2 ###reference_i2###. Let these blocks. Then we compute for every the indecomposable factors of the block by applying Corollary 4.3 ###reference_###.3 ###reference_i3### to the formula which we can do by Corollary 4.1 ###reference_###. Denote for every the corresponding variable partition by .\nIt remains to compute a variable set with such that for all we have that is a factor of and . To this end, observe that if there is an and a set that contains two variables , then either and must both be in or they must both be in . This suggests the following algorithm: initialize . While there is an and a set such that there are variables and , add to . We claim that when the loop stops, we have a set with the desired properties. First, observe that we have for all that is a factor of , because otherwise we would have continued adding elements. Moreover, by construction. Finally, since a decomposition with the desired properties exists by what we have shown above, the algorithm will never be forced to add to . This proves the claim and thus complete the proof of the lemma.\n\u220e"
},
{
"section_id": "5",
"parent_section_id": null,
"section_name": "Algorithms",
"text": ""
},
{
"section_id": "5.1",
"parent_section_id": "5",
"section_name": "Polynomial time construction of ODDs for strongly uniformly blockwise decomposable constraint languages",
"text": "The key to the efficient construction of ODD for uniformly\nblockwise decomposable constraints is the following lemma, which\nstates that any such constraint is equivalent to a treelike conjunction of binary projections\nof itself.\n[Tree structure lemma]\nLet be a constraint that is\nuniformly blockwise decomposable. Then there is an undirected tree\n with vertex set such that\nFurthermore, can be calculated in polynomial\ntime in , if is uniformly blockwise decomposable\nand given as pp-formula over a strongly uniformly blockwise decomposable language .\nWe first fix and arbitrarily and apply\nLemma 4.3 ###reference_### to obtain a tri-partition (, , ) of\n such that . We add the edge to .\nBy Lemma 4.1 ###reference_###,\n and are uniformly blockwise\ndecomposable, so Lemma 4.3 ###reference_###\ncan be recursively applied on both projections. For (say)\n we fix , choose an arbitrary , apply Lemma 4.3 ###reference_###, and add the\nedge to . Continuing this\nconstruction recursively until no projections with more than\ntwo variables are left yields the desired result.\n\u220e\nFrom the tree structure of Lemma 5.1 ###reference_###, we will construct small ODDs by starting with\na centroid, i.\u2009e., a variable whose removal splits\nthe tree into connected components of at most \nvertices each. From the tree structure lemma it follows that we can\nhandle the (projection on the) subtrees independently. A recursive\napplication of this idea leads to an ODD of size .\nLet be a CSP()-instance and the\ncorresponding -formula. By Lemma 5.1 ###reference_###\nwe can compute a tree such that\n. By Corollary 4.3 ###reference_###.1 ###reference_i1### we can explicitly\ncompute, for each , a binary relation\n such that\n. Now we define\nthe formula\n and\nnote that . It remains to\nshow that such tree-CSP instances can be efficiently compiled to\nODDs. This follows from the following inductive claim, where for\ntechnical reasons we also add unary constraints for\neach vertex (setting implies the theorem).\nLet be a tree on vertices and be a formula. Then there is an order ,\ndepending only on , such that an ODD< of size at most deciding can be computed\nin .\nWe prove the claim by induction on . The case is\ntrivial.\nIf let be\na centroid in this tree, that is a node whose removal splits the tree into\n\nconnected components ,\u2026, of at most vertices each. It is a classical result that every tree has at least one centroid [Jordan1869]. Let , \u2026, be vectors of the variables\nin these components, so (, , \u2026,\n) partitions .\nLet be the neighbors of in . We want to branch on and recurse on the connected components\n. To this end, for each assignment we remove for each\nneighbor those values that cannot be extended to . That\nis, .\nNow we let \nand observe that\nBy induction assumption, for each there is an order\n of such that each has an\nODD of size for .\nNow we start our ODD for with branching on \nfollowed by the sequential combination of ODD, \u2026, ODD for each assignment\n to . This completes the inductive construction. Since\nits size is bounded by\n, the following easy\nestimations finish the proof of the claim (recall that ):"
},
{
"section_id": "5.2",
"parent_section_id": "5",
"section_name": "Polynomial time construction of FDDs for strongly blockwise decomposable constraint languages",
"text": "For blockwise decomposable constraints that are not uniformly blockwise\ndecomposable, a good variable order may depend on the values assigned\nto variables that are already chosen, so it is not surprising that the\ntree approach for ODDs does not work in this setting.\nFor the construction of the FDD, we first compute the indecomposable\nfactors (this can be done by Corollary 4.3 ###reference_###.3 ###reference_i3### and treat them\nindependently. This, of course, could have also been done for the ODD\nconstruction. The key point now is how we treat the indecomposable\nfactors: every selection matrix for a (blockwise decomposable) indecomposable constraint\nnecessarily has two non-empty blocks. But then every row\n must have at least one empty entry\n. This in turn implies\nthat, once we have chosen , we can exclude as a possible\nvalue for ! As we have chosen arbitrarily, this also applies to\nany other variable (maybe with a different domain element ). So the set of possible values for every variable\nshrinks by one and since the\ndomain is finite, this cannot happen too\noften. Algorithm 1 ###reference_### formalizes this recursive idea. To\nbound the runtime of this algorithm, we analyze the size of the\nrecursion tree.\nThe algorithm is formalized in Algorithm 1 ###reference_###. It is\nstraightforward to verify that this algorithm computes an FDD that\ndecides . It remains to discuss the size of the\nFDD and the running time. First note that the decomposition into\nindecomposable factors (Line 10 ###reference_10###) can be computed in polynomial time by\nCorollary 4.3 ###reference_###.3 ###reference_i3###. Moreover, (non-)emptiness of the entries of the selection\nmatrices (Line 19 ###reference_19###) can be tested in\npolynomial time by\nCorollary 4.3 ###reference_###.1 ###reference_i1###. Hence, every call has only polynomial computation\noverhead and we proceed to bound the total number of recursive calls.\nTo this end, let us bound the size of the recursion tree, starting by bounding its depth.\nAs discussed above, the crucial point is that each considered\nselection matrix in Line 19 ###reference_19###\nhas at least two blocks, otherwise, the relation would have been\ndecomposable, because by definition of blockwise decomposability every block of is decomposable. Therefore, the test for empty entries will succeed at\nleast once and each considered variable domain shrinks. Therefore, in every root-leaf-path in the recursion tree, there are at most recursive in Line 22 ###reference_22###. Moreover, on such a path there cannot be two consecutive calls from Line 12 ###reference_12###, because we decompose into indecomposable factors before any such call. It follows that the recursion tree has depth at most .\nLet the height of a node in the recursion tree be the distance to the furthest leaf in the subtree below . Let be the number of variables of the constraint in that call. We claim that the number of leaves below is at most . We show this by induction on . If , then is a leaf, so we make no further recursive calls. This only happens if and the claim is true. Now consider . Let be the children of . If in we make a recursive call as in Line 12 ###reference_12###, then . Also for all we have and the number of leaves below is bounded by . If in we make a recursive call in Line 22 ###reference_22###, then we know that , because we make at most calls. Moreover, we have again that , so the number of leaves below is bounded by which completes the induction and thus proves the claim.\nIt follows that the recursion tree of the algorithm has at most leaves and thus at most nodes. Since we add at most one FDD-node per recursive call, this is also a bound for the size of the computed FDD.\n\u220e"
},
{
"section_id": "6",
"parent_section_id": null,
"section_name": "Lower Bounds",
"text": "In this section, we will prove the lower bounds of Theorem 3 ###reference_### and Theorem 3 ###reference_###. In the proofs, we will use the approach developed in [BovaCMS16] that makes a connection between DNNF size and rectangle covers. We will use the following variant:\nLet be a DNNF of size representing a constraint and let . Then, for every , there is a --balanced rectangle cover of of size . Moreover, if is structured, then the rectangles in the cover are all with respect to the same variable partition.\n\nThe proof of Lemma 6 ###reference_### is very similar to\nexisting proofs in [BovaCMS16], so we defer it to the appendix.\n{toappendix}"
},
{
"section_id": "6.1",
"parent_section_id": "6",
"section_name": "Proof of Lemma 6",
"text": "In the proof of Lemma 6 ###reference_###, we will again use the concept of proof trees, see Section 2 ###reference_###.\nThe idea of the proof of Lemma 6 ###reference_### is to partition in the representation (1 ###reference_###), guided by the circuit . To this end, we introduce some more notation. Let, for every gate , denote the set of proof trees of that contain . Moreover, let denote the variables appearing in and the variables that appear in below the gate . Finally, let .\nis a rectangle w.r.t. .\nEvery proof tree in can be partitioned into a part below and the rest. Moreover, any such proof trees can be combined by combining the part below from and the rest from . The claim follows directly from this observation.\n\u220e\nWith Claim 6.1 ###reference_###, we only have to choose the right gates of to partition to prove Lemma 6 ###reference_###. To this end, we construct an initially empty rectangle cover iteratively: while still captures an assignment , choose a proof tree capturing (which is guaranteed to exist by (1 ###reference_###)). By descending in , choose a gate such that a fraction of the variables in between and 222There is a small edge case here in which does not contain a third of the variables in . In that case, we simply take as a rectangle, balancing it by adding the non-appearing variables appropriately.. Add to , delete from and repeat the process. When the iteration stops, we have by Claim 6.1 ###reference_### and the choice of constructed a set of -balanced rectangle covers. Moreover, by construction. Finally, since in the end does not capture any assignments anymore, every assignment initially captured must have been computed by one of the proof trees of that got destroyed by deleting one of its gates . Thus and we have\nwhich shows the claim of Lemma 6 ###reference_### for the unstructured case.\nIf is structured, we choose the vertices in the iteration slightly differently. Let be the v-tree of . Then we can choose a vertex in that has between one and two thirds of the vertices in as labels on leaves below . Let be the variable in below and let be the rest of the variables. Now in the construction of , in the proof tree we can find a gate below which there are only variables in and which is closest to the root with this property. Then, by Claim 6.1 ###reference_###, is a rectangle w.r.t. and thus in particular -balanced. Since all rectangles we choose this way are with respect to the same partition which depends only on , the rest of the proof follows as for the unstructured case."
},
{
"section_id": "6.2",
"parent_section_id": "6",
"section_name": "Lower Bound for DNNF",
"text": "In this Section, we show the lower bound for Theorem 3 ###reference_### which we reformulate here.\nLet be a constraint language that is not strongly blockwise decomposable. Then there is a family of -formulas of size and\n such that any DNNF for has\nsize at least .\nIn the remainder of this section, we show Proposition 6.2 ###reference_###, splitting the proof into two cases.\nFirst, we consider the case where is not a proper block matrix.\nLet be a constraint such that is not a proper block matrix. Then\nthere is a family of -formulas and\n such that any DNNF for has size at least .\nIn the proof of Lemma 6.2 ###reference_###, we will use a specific family of graphs. We remind the reader that a matching is a set of edges in a graph that do not share any end-points. The matching is called induced if the graph induced by the end-points of the matching contains exactly the edges of the matching.\n{lemma}\nThere is an integer and constants , such that there is an infinite family \nof bipartite graphs with maximum degree at most such that for each set with there is an induced matching of size at least in which each edge has exactly one endpoint in .\n\nThe proof of Lemma 6.2 ###reference_### uses a specific class of so-called expander graphs. Since the arguments are rather standard for the area, we defer the proof to Appendix 6.3 ###reference_###.\n{toappendix}"
},
{
"section_id": "6.3",
"parent_section_id": "6",
"section_name": "Bipartite graphs with large induced matchings over every cut",
"text": "In this appendix, we will show how to prove Lemma 6.2 ###reference_###. The construction is based on expander graphs in a rather standard way, but since we have not found an explicit reference, we give it here for completeness.\nWe will use the following construction.\nThere are constants , ,\n such that there is a class of bipartite graphs\n of degree at most and with such that for every set or with we have .\nThe proof is an adaption of [MotwaniR95, Theorem 5.6] to our slightly different setting, using the probabilistic method. We will choose the constants later to make the calculations work, so we let them be variable for now. We fix and construct as follows: Set and . Then choose permutations of and set . Then is by construction bipartite and has maximum degree of as required, and it remains only to show the condition on the neighborhoods.\nLet be the random event that there is a set\n of size with at most \nneighbors. There are possible choices of\nsuch a set . Also, for every there are sets in which the neighbors of can be in\ncase is true for . Since the probability of\n only depends on the size of but not\non itself, we get\nWe have that if and only if the permutations all map into . So let us first bound the number of permutations which map into : we first choose the elements into which is mapped; there are . Then we map the rest of arbitrarily; there are ways of doing this. So the overall number of such permutations is . Since the permutations are chosen independently, we get\nPlugging this in and then using , we get\nWe now set our constants to , , and and get\nNow let be the event that there is a subset of of size at most that has at most neighbors. We get\nThe same analysis for subsets of yields that the probability that there is a set in or of size at most that has too few neighbors is at most . It follows that there is a graph with the desired properties.\n\u220e\nWe call a graph an vertex expander\nif , the maximum degree is at most , and for all sets of at most vertices, the neighborhood has size at least .\nThere are constants , , such that there is a class of bipartite -expander with vertices in every color class for infinitely many values .\nWe take the graphs from Lemma 6.3 ###reference_### with the same values , and . Fix and consider any set of size at most . Assume w.l.o.g. that , so . Then we get that\n\u220e\nThe class of graphs in Corollary 6.3 ###reference_### will be the class of graphs for Lemma 6.2 ###reference_###. We now construct the distant matchings. To this end, consider a graph from this class and a set of vertices of size at most . First construct a matching between and . Since has neighbors outside of and every vertex had degree at most , one can greedily find such a matching of size . In a second step, we choose an induced matching out of this matching greedily. Since every edge has at most edges at distance , this yields an induced matching of size which completes the proof.\nIf is not a proper block matrix, then, by Lemma 3 ###reference_###, the matrix has a -submatrix\nwith exactly three non-empty entries. So let such that and\n, and are all non-empty.\nWe describe a construction that to every bipartite graph gives a formula as follows: for every vertex , we introduce a variable and for every vertex we introduce a variable . Then, for every edge where and , we add a constraint where consists of variables only used in this constraint. We fix the notation , and .\nLet be the family of formulas defined by where is the family from Lemma 6.2 ###reference_###. Clearly, , as required. Fix for the remainder of the proof and let . Let \nbe the formula we get from by restricting all variables to and all variables to by adding some unary constraints.\nLet be an --balanced rectangle cover of where is the constant from Lemma 6.2 ###reference_###. We claim that the size of is at least , where\nand is the degree of .\nTo prove this, we first show that for every ,\n\nSo let . Since is an --balanced rectangle, we may assume . By choice of , we have that there is an induced matching in of size at least consisting of edges that have\none endpoint corresponding to a variable in and one endpoint corresponding to a variable in . Consider an edge . Assume that and . Since we have , we get\nBy construction , so it follows that either or . Assume w.l.o.g. that (the other case can be treated analogously). It follows that for each solution , we get a solution by setting\n,\nFor all , we set ,\nFor all and all we set where is such that\n.\nNote that values exist because is non-empty. Observe that\nfor two different solutions and the solutions \nand may be the same. However, we can bound the number ,\ngiving a lower bound on the set of solutions not in .\nTo this end, suppose that . Since only changes the values\nof , exactly -variables and at most vectors of -variables (the two latter bounds come from the degree bounds on ),\n implies that and coincide\non all other variables. This implies\nbecause there are only that many possibilities for the variables that\n might change. By considering , we have shown that\nSo we have constructed \nsolutions not in . Now we consider not only one\nedge but all possible subsets of edges in :\nfor a solution , the assignment is constructed as the \nabove, but for all edges . Reasoning as above, we get\nIt is immediate to see that \nfor . Thus we get\nIt follows that every -balanced rectangle cover of has to have a size of at least .\nWith Lemma 6 ###reference_### and Lemma 2 ###reference_.SSS0.P0.SPx6### it follows that any DNNF for has to have a size of at least .\n\u220e\nNow we consider the case that is a proper block matrix, but is not blockwise decomposable in some pair of variables .\nLet be a relation such that is a proper block matrix but in not blockwise decomposable in and . Then there is a family of formulas and\n such that a DNNF for needs to have a\nsize of at least .\nThe proof follows the same ideas as that of Lemma 6.2 ###reference_###, so we state only the differences. If is a\nproper block matrix but is not blockwise decomposable in and , there is a block such that is not decomposable, in such a way that and appear in different factors. This implies that if , and , then .\nFor one\nmatching edge \nthe projection onto is\nof the form , so there must exist and not in .\nThis is used for the edge to construct solutions in . Since is a block, we define as follows:\n,\nFor all we set such that .\nFor all we set\n such that\n.\nTo bound , note that we have at most \npossibilities in case (a) and, since , at most possibilities in case (b)\nand (c), respectively.\nIt follows that we can bound the number for a solution by\nso we get:\nThe rest of the proof is unchanged.\n\u220e\nWe now have everything in place to prove Proposition 6.2 ###reference_###.\nSince is not strongly blockwise decomposable, there is a relation that is not blockwise decomposable in and . Then, by definition of co-clones and Lemma 4.1 ###reference_###, there is a -formula that defines .\nIf there are variables such that is not a proper block matrix, then we can apply Lemma 6.2 ###reference_### to get -formulas that require exponential size DNNF. Then by substituting all occurrences of in these formula by the -formula defining , we get the required hard -formulas. If all are proper block matrices, then there are variables such that is not blockwise decomposable. Using Lemma 6.3 ###reference_### and reasoning as before, then completes the proof.\n\u220e"
},
{
"section_id": "6.4",
"parent_section_id": "6",
"section_name": "Lower Bound for structured DNNF",
"text": "In this section, we prove the lower bound of Theorem 3 ###reference_### which we formulate here again.\nLet be a constraint language that is not strongly uniformly blockwise decomposable. Then there is a family of -formulas of size and\n such that any structured DNNF for has\nsize at least .\nNote that for all constraint languages that are not strongly blockwise decomposable, the result follows directly from Proposition 6.2 ###reference_###, so we only have to consider constraint languages which are strongly blockwise decomposable but not strongly uniformly blockwise decomposable. We start with a simple observation.\nLet be a rectangle with respect to the partition . Let , then is a rectangle with respect to the partition .\nWe start our proof of Proposition 6.4 ###reference_### by considering a special case.\nLet be a constraint such that there are two assignments such that for every partition of we have that or . Consider\nwhere the are disjoint variable vectors.\nLet be a variable partition of the variables of and be a rectangle cover of such that each rectangle in respects the partition . If for all we have that all and or and , then has size at least .\nWe use the so-called fooling set method from communication complexity, see e.g. [KushilevitzN97, Section 1.3]. To this end, we will construct a set of satisfying assignments of such that every rectangle of can contain at most one assignment in .\nSo let be the assignment to that assigns the variables analogously to , so , , and . Define analogously . Then the set consists of all assignments that we get by choosing for every an assignment as either or and then combining the to one assignment to all variables of . Note that contains assignments and that all of them satisfy , so all of them must be in a rectangle of .\nWe claim that none of the rectangles of can contain more than one element . By way of contradiction, assume this were not true. Then there is an that contains two assignments , so there is an such that in the construction of we have chosen while in the construction of we have chosen . Let and . Since , we have that . Moreover, by Observation 6.4 ###reference_###, is a rectangle and so we have that and . But consists only of solutions of and thus , so . It follows by construction that there is a partition of such that and are in . This contradicts the assumption on and and thus can only contain one assignment from .\nSince has size and all of assignments in must be in one rectangle of , it follows that consists of at least rectangles.\n\u220e\nWe now prove the lower bound of Proposition 6.4 ###reference_###.\nSince is not strongly uniformly blockwise decomposable, let be a constraint in that is not uniformly blockwise decomposable in and .\nIf is such that is not a proper block matrix, then the lemma follows directly from Lemma 6.2 ###reference_###, so we assume in the remainder that is a proper block matrix. We denote for every block of by the sub-constraint of we get by restricting to and to . Since is not uniformly blockwise decomposable, for every partition of there is a block such that .\nGiven a bipartite graph , we construct the same formula as in the proof of Lemma 6.2 ###reference_###. Consider again the graphs of the family from Lemma 6.2 ###reference_### and let . Fix in the remainder of the proof. Let be a structured DNNF representing of size . Then, by Proposition 6 ###reference_###, there is an -balanced partition of such that there is a rectangle cover of of size at most and such that all rectangles respect the partition . Let be the set of edges such that and are in different parts of the partition . By the properties of , there is an induced matching of size consisting of edges in .\nFor every edge let and . Assume that and (the other case is treated analogously). Then we know that there is a block of such that\nSince there are only at most blocks in , there is a block such that for at least edges Equation (15 ###reference_###) is true. Call this set of edges .\nLet . We construct a structured DNNF from by existentially quantifying all variables not in a constraint for and for all restricting the domain to and to if . Note that every assignment to that assigns every variable with to a value in and every with to a value in can be extended to a satisfying assignment of , because is a block. Thus, is a representation of\nWe now use the following simple observation.\nLet be a constraint such that . Then there are assignments such that or .\nSince and thus , we have that there is and such that . Simply extending and to an assignment in yields the claim.\n\u220e\nSince Claim 6.4 ###reference_### applies to all constraints in , we are now in a situation where we can use Lemma 6.4 ###reference_### which shows that any rectangle cover respecting the partition for has size . With Lemma 6 ###reference_###, we know that and since the construction of from does not increase the size of the DNNF, we get .\n\u220e"
},
{
"section_id": "7",
"parent_section_id": null,
"section_name": "The Boolean Case",
"text": "In this section, we will specialize our dichotomy results for the Boolean domain .\nA relation over is called bijunctive affine if it can be written as a conjunction of the relations and and unary relations, so with where and }. A set of relations is called bijunctive affine if all are bijunctive affine. We will show the following dichotomy for the Boolean case:\nLet be a constraint language over the Boolean domain. If all relations in are bijunctive affine, then there is an polynomial time algorithm that, given\na -formula , constructs an OBDD for . If not, then\nthere is a family of -formulas and such that a DNNF\nfor needs to have a size of at least .\n\nLet us remark here that, in contrast to general domains , there is no advantage of FDD over ODD in the Boolean case: either a constraint language allows for efficient representation by ODD or it is hard even for DNNF. So in a sense, the situation over the Boolean domain is easier. Also note that the tractable cases over the Boolean domain are very restricted, allowing only equalities and disequalities.\nWith Theorem 3 ###reference_### and Theorem 3 ###reference_###, we only need to show the following:\nEvery is strongly uniformly blockwise decomposable.\nIf is strongly blockwise decomposable, then .\nWe show that is strongly uniformly blockwise decomposable \u2013 which implies that every is also strongly uniformly blockwise decomposable. Let . Then can be constructed by conjunctions of constraints in the relations of and projections. Let be the relation we get by the same conjunctions as for but not doing any of the projections. By Lemma 4.1 ###reference_###, it suffices to show that is uniformly blockwise decomposable. To this end, consider the graph with , two vertices and are connected with a blue edge if the representation of contains and connected with a red edge if contains . A vertex is blue if contains and red if contains .\nIf is represented by\nthen is the graph in Figure 3 ###reference_###.\n\u220e\nWe show that is a proper block matrix and each block is decomposable using the same variable partition. If and are in different connected components of , is decomposable such that and appear in different factors, so has only one block which is decomposable. If has no satisfying assignments, there is nothing to show. It remains the case where has satisfying assignments and and are in the same connected component.\nSo let have at least one model and let have only one connected component. Note that setting one variable in to or determines the value of all other variables in . This implies that if a vertex in is colored, then has three empty entries and one entry with exactly one element. If no vertex in is colored, then is either (if every path from to has an even number of red edges) or (if every path from to has an odd number of edges). So has exactly two non-empty entries with one element each, so is decomposable in and . This completes the proof of Item 1 ###reference_i1###.\nLet now be strongly blockwise decomposable and be decomposed into indecomposable factors\nWe have to show that for all which implies that ). Since is indecomposable, has to have at least two blocks for every . Since is Boolean, only two cases remain: is either equality or disequality on and . In every case, the value of determines the value of and vice versa. Since and are arbitrary, each variable in determines the value of every other variable in . This implies that non-empty entries of have exactly one element. It follows that has exactly two satisfying assignments and moreover, no variable can take the same value in these two assignments since otherwise would be decomposable. It follows that after fixing a value for a variable , the values of all other variables are determined by the constraint or , so is a conjunction of constraints with relations in which completes the proof of Item 2 ###reference_i2### and thus the theorem.\n\u220e"
},
{
"section_id": "8",
"parent_section_id": null,
"section_name": "Decidability of Strong (Uniform) Blockwise Decomposability",
"text": "In this section, we will show that strong (uniform) blockwise decomposability is decidable."
},
{
"section_id": "8.1",
"parent_section_id": "8",
"section_name": "The Algorithm",
"text": "We will here first give the algorithm to decide strong (uniform) blockwise decomposability. The algorithm will rely on properties of constraint languages formulated below in Proposition 8.1 ###reference_### which we will then prove in the following sections.\nFor our algorithm, we will heavily rely on the following well-known result for deciding containment in co-clones whose proof can be found in [Dalmau00, Lemma 42].\nThere is an algorithm that, given a constraint language and a relation , decides if .\nIn a first step in our algorithm, we would like to restrict to the\ncase of binary relations by taking binary projections as it is done in\nProposition 4.1 ###reference_###. However, as the following example shows, this is in general not correct since there are constraint languages that are not blockwise decomposable while their binary projection is.\nConsider the relation which is the parity relation on three variables. Consider the constraint and the selection matrix\nThe single block of this matrix is obviously not decomposable, so is not blockwise decomposable.\nLet us now compute . To this end, call a relation affine if it is the solution set of a system of linear equations over the finite field with elements. Obviously, all -formulas define affine relations. The following fact is well known, see e.g. [Dalmau00, Lemma 5] for a proof.\nEvery projection of an affine constraint is affine.\nIt follows that only contains affine relations of arity at most . But, as we saw in the proof of Theorem 7 ###reference_###, in that case is strongly uniformly blockwise decomposable.\nAs a consequence, we have that is not blockwise decomposable while its binary projection is even strongly uniformly blockwise decomposable.\n\u220e\nTo avoid the problem of Example 8.1 ###reference_###, we will make\nsure that for the constraint language at hand we have\n, which we will test with the help of\nTheorem 8.1 ###reference_### below. If this is\nnot the case, then by the contraposition of\nProposition 4.1 ###reference_###, we already know that the\nlanguage is not strongly blockwise decomposable.\nAfterwards, we can focus on and utilize the following\nproposition, which is the main technical contribution of this section.\nLet be a constraint language and\n the constraint language consisting of all unary and binary pp-definable relations over .\nis strongly uniformly blockwise decomposable if and\nonly if all relations of arity at most in\n are uniformly blockwise decomposable.\nis strongly blockwise decomposable if and only if all relations of arity at most in are blockwise decomposable.\nBefore we prove Proposition 8.1 ###reference_### in the next two subsections, let us show how it yields the desired decidability results.\nThere is an algorithm that, given a constraint language , decides if is strongly blockwise decomposable. Moreover, there is also an algorithm that, given a constraint language , decides if is strongly uniformly blockwise decomposable.\nWe only consider blockwise decomposability since the proof for uniform decomposability is completely analogous.\nLet be the given constraint language over the domain .\nCompute by testing for every\nunary and binary relation over whether\n using\nTheorem 8.1 ###reference_###.\nAgain using Theorem 8.1 ###reference_###,\nwe test for every , whether\n. If the answer is no, then by\nwe can conclude by Proposition 4.1 ###reference_### that\n is not strongly blockwise decomposable. Otherwise, we know that .\nBy applying Theorem 8.1 ###reference_### a\nthird time, we compute all at most ternary relations in\n and test whether they are blockwise\ndecomposable by a brute-force application of Definition 3 ###reference_###. By\nProposition 8.1 ###reference_### this is the case if and only if\n and hence is strongly blockwise\ndecomposable. \u220e"
},
{
"section_id": "8.2",
"parent_section_id": "8",
"section_name": "Proof of Proposition 8.1.1 (the uniform case)",
"text": "In this section, we will show Proposition 8.1 ###reference_### for the\ncase of strong uniform blockwise decomposability. Obviously, if\n contains a relation of arity at most that is\nnot uniformly blockwise decomposable, then is not strongly\nuniformly blockwise decomposable. So we only have to show the other\ndirection of the claim.\nWe first aim to get a better understanding of . Let . By Lemma 4.1 ###reference_###, it suffices to consider the case in which has a pp-definition without any projections, so there is a pp-definition of the constraint of the form\nwhere is a relation from (here we use that\n as it is pp-definable and that \nis closed under intersections).\nWe show that in our setting we get a decomposition as in Lemma 5.1 ###reference_###.\nFor any there is an undirected tree\n with vertex set and edge such that\nIf has less than three variables, there is nothing to show, so\nwe will first consider the case of , showing first the\nfollowing slightly stronger statement ():\nLet be a ternary\nconstraint with constraint relation in , then in the representation (16 ###reference_###) one of the constraints or is the trivial constraint .\nSince we are proving the backward direction of Proposition 8.1 ###reference_###.1, is\nuniformly blockwise decomposable by assumption. Thus, we can apply\nLemma 4.3 ###reference_### to see that can be rewritten in one of the forms\nAssertion () immediately follows and\nsetting and proves Claim 8.2 ###reference_###\nfor .\nNow assume that . Choose any variable and consider the formula\nThen we have by definition that\nWe claim that we can rewrite such that only at most one of the is not the trivial relation . To see this, assume that there are two different variables such that and are both nontrivial. Let be the constraint defined by and let . Consider the formula . Applying (), we get that we can rewrite such that one of or is trivial. Substituting this rewrite in for in and iterating the process yields that there is in the end only one non-trivial . Let be the only variable for which might be non-trivial, then we can assume that\nSince has fewer variables than , we get by induction that\nthere is a tree with vertex set and\n such that\nAdding as a new leaf connected to gives the desired tree for .\n\u220e\nUsing Claim 8.2 ###reference_###, we now show that is\nuniformly blockwise decomposable. To this end, we fix two variables\n and show that is uniformly blockwise decomposable in .\nTo see that is a proper block matrix, observe that has the same non-empty entries as . But is in and thus by assumption uniformly blockwise decomposable. It follows that its selection matrix is a proper block matrix which is then also true for .\nWe now apply Claim 8.2 ###reference_### to and let be the\nresulting tree. Since is an edge in ,\n consists of two trees and ,\ncontaining and , respectively. By setting\n and ,\nClaim 8.2 ###reference_### implies that can be written as\nThis implies that each block of is decomposable in\n and hence that is uniformly blockwise\ndecomposable."
},
{
"section_id": "8.3",
"parent_section_id": "8",
"section_name": "Proof of Proposition 8.1.2 (the nonuniform case)",
"text": "In this section, we prove Proposition 8.1 ###reference_### for the case\nof blockwise decomposability, so let be a\nconstraint language and . We will first define the following new property of .\nWe say that has an incompatible block structure if and only if there are binary relations in such that has blocks and and has blocks and such that , , , and are all non-empty.\nIn the remainder of this section we will show that the following are\nequivalent, the equivalence between (1) and (2) then establishes Proposition 8.1 ###reference_###.2:\nis strongly blockwise decomposable.\nEvery ternary relation in is blockwise decomposable.\nis blockwise decomposable and has no incompatible block structure.\nThe direction (1) (2) is trivial, (2) (3)\nwill be shown in Lemma 8.3 ###reference_###, and (3) (1) is stated in Lemma 8.3 ###reference_###.\nIf has an incompatible block structure, then contains a ternary relation that is not blockwise decomposable.\nLet and the corresponding blocks be chosen as in Definition 8.3 ###reference_###. We claim that the constraint\nis not blockwise decomposable. To this end, choose values . Then we have by construction that\nand all these sets are all non-empty because of the incompatible block structure. Now assume, by way of contradiction, that is blockwise decomposable. Then is a proper block matrix and the entries all lie in the same block . Then decoposes with respect to , because we assumed that is blockwise decomposable, so\nHowever, in the first case we have\nso in particular there is an element of in both and which contradicts the assumption that and are different blocks of .\nIn the second case, we get\nwhich leads to an analogous contradiction to and being blocks of . Thus, in both cases we get a contradiction, so cannot be blockwise decomposable.\n\u220e\nIf is blockwise decomposable and has no incompatible block structure, then it is strongly blockwise decomposable.\nLet be in . We will show that \nis blockwise decomposable. Because of\nLemma 4.1 ###reference_###, we may w.l.o.g. assume\nthat is pp-definable by a -formula without\nprojection. Thus, as in the proof of Proposition 8.1 ###reference_###.1 we can write as\nwhere . Now using again the fact that\n and thus in particular for all , we can actually write as\nFix two variables . Since is blockwise decomposable\nby assumption of the lemma, we have that and hence is a proper block matrix (because\nthey have the same block structure). We have to show that all of its blocks decompose. So fix a block of and consider the restriction . As before, we get a representation\nWe now assign a graph to as follows: vertices are the\nvariables in ; two variables are connected by an edge\nif and only if has more than one block. Since \nis blockwise decomposable, we have, again using that , that all are proper\nblock matrices. So the variables that are not connected are\nexactly those where has exactly one block. So in\nparticular, there is no edge between and . The crucial\nproperty is that the edge relation is transitive:\nFor all , if and are edges in , then is also an edge.\nAgain, for all , the matrices and have the same blocks. Thus, is an edge in if and only if has more than one block.\nWe will use the following observation throughout the remainder of this proof which follows directly from the fact that we have .\nFor every element there must be a block of and a block of that both contain .\nLet be the blocks of\n and be the blocks of\n. By assumption of the claim we have and\nby Observation 8.3 ###reference_### . We claim that then there are two blocks\n and such that for all we have . To see this, consider two cases: if there is an that is not fully contained in any , then we can choose an arbitrary other set to satisfy the claim. Otherwise, choose arbitrarily such that . Since , there are elements from that are not in and thus there is an . But then has the desired property since contains only elements from . So in any case we can choose such that for all we have that .\nIt follows that we can fix two distinct\nblocks and such that and . Since\n does not have an incompatible block structure, it must be\nthe case that either or . W.l.o.g. assume\nthe former. It follows that for any , and\nevery domain element it is not the case that and . Therefore and . Since by\nthe choice of and we have and , we get that has\nnon-empty entries in row and column but not at their intersection, implying that the matrix contains at least\ntwo blocks. This finishes the proof of Claim 8.3 ###reference_###.\n\u220e\nIt remains to prove that is decomposable w.r.t. some partition \nwith and . To this end, we let be the connected\ncomponent of in the graph and . Note\nthat because is not an edge and the edge relation is\ntransitive. For every and the matrix\n has exactly one block and therefore\n. This\nimplies that\nproving that is decomposable w.r.t. .\n\u220e"
},
{
"section_id": "8.4",
"parent_section_id": "8",
"section_name": "A separating example",
"text": "We have established that strong blockwise decomposability as well\nas strong uniform blockwise decomposability are decidable. It follows\nthat there is an algorithm that decides for a given constraint language \nif either\nevery CSP() instance can be encoded into a polynomial-size ODD or\nevery CSP() instance can be encoded into a polynomial-size FDD,\nbut some\nCSP() instances require exponential-size ODDs (and structured\nDNNFs) or\nthere are CSP() instances that require exponential-size FDDs\n(and DNNFs).\nWe have seen that there are constraint languages falling in the first\nand third category. Furthermore, there is no Boolean constraint\nlanguage falling in the second category. However, in\nthe non-Boolean case there are constraint languages with this property.\nTo see this, we utilize our new criterion for strong blockwise\ndecomposability: A constraint language is strongly blockwise\ndecomposable if and only if every binary relation in is\nblockwise decomposable (which is the same as being rectangular [DyerR13]) and there are no two relations in \nwith an incompatible block structure. Lets come back to our running\nexample from Section 4.1 ###reference_###, see\nFigure 1 ###reference_###. We have already observed in Example 3 ###reference_### that\n is not uniformly blockwise decomposable and hence is not\nstrongly uniformly blockwise decomposable. Moreover, we have computed in\nExample 4.1 ###reference_###. By inspecting these relations (see Figure 4 ###reference_###) it follows that they are\nall blockwise decomposable and that no two relations have pairs of incompatible\nblocks as stated in Definition 8.3 ###reference_###. It\nfollows by Lemma 8.3 ###reference_### that is strongly\nblockwise decomposable and thus serves as a separating example\nof our two central notions. This leads to the following theorem, which\nshould be contrasted with the Boolean case where both notions collapse\n(Theorem 7 ###reference_###).\nThere is a constraint language over a 4-element domain that is strongly\nblockwise decomposable, but not strongly uniformly\nblockwise decomposable. Thus, every CSP() instance can be\ndecided by a polynomial-size FDD, but there are CSP()\ninstances that require structured DNNFs (and ODDs) of exponential size."
},
{
"section_id": "9",
"parent_section_id": null,
"section_name": "Conclusion",
"text": "We have seen that there is a dichotomy for compiling systems of constraints into DNNF based on the constraint languages. It turns out that the constraint languages that allow efficient compilation are rather restrictive, in the Boolean setting they consist essentially only of equality and disequality. From a practical perspective, our results are thus largely negative since interesting settings will most likely lie outside the tractable cases we have identified.\nWithin the polynomially compilable constraint languages we have identified and\nseparated two categories, depending on whether they guarantee polynomial-size\nstructured representations. Moreover, both properties are decidable.\nA few questions remain open. The first is to get a better grasp on the\nefficiently compilable constraint languages. Is there is simpler\ncombinatorial description, or is there an algebraic characterization\nusing polymorphisms? Is there a simpler way of testing strong\n(uniform) blockwise decomposability that avoids\nTheorem 8.1 ###reference_###? What is the exact\ncomplexity?"
}
],
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"tables": {},
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"url": "http://arxiv.org/html/2311.10040v2"
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