Valtiontuki - Yhdistynyt kuningaskunta - Tuki C 4/2002 (ex N 594/01) - Vauxhall Ellesmere Port - Kehotus huomautusten esittämiseen EY:n perustamissopimuksen 88 artiklan 2 kohdan mukaisesti (ETA:n kannalta merkityksellinen teksti)



Virallinen lehti nro C 077 , 28/03/2002 s. 0028 - 0031



Valtiontuki - Yhdistynyt kuningaskunta Tuki C 4/2002 (ex N 594/01) - Vauxhall Ellesmere Port Kehotus huomautusten esittämiseen EY:n perustamissopimuksen 88 artiklan 2 kohdan mukaisesti (2002/C 77/05) (ETA:n kannalta merkityksellinen teksti) Komissio on ilmoittanut 23. tammikuuta 2002 päivätyllä, tätä tiivistelmää seuraavilla sivuilla todistusvoimaisella kielellä toistetulla kirjeellä Yhdistyneelle kuningaskunnalle päätöksestään aloittaa EY:n perustamissopimuksen 88 artiklan 2 kohdassa tarkoitettu menettely, joka koskee mainittua tukea. Asianomaiset voivat esittää huomautuksensa tuesta, jota koskevan menettelyn komissio aloittaa, kuukauden kuluessa tämän tiivistelmän ja sitä seuraavan kirjeen julkaisemisesta. Huomautukset on lähetettävä osoitteeseen: Euroopan komissio Kilpailun pääosasto State Aid Greffe B - 1049 Bruxelles/Brussel Faksi (32-2) 296 12 42 Huomautukset toimitetaan Yhdistyneelle kuningaskunnalle. Huomautuksia esittävä asianomainen voi pyytää kirjallisesti henkilöllisyyden luottamuksellista käsittelyä, ja tämä pyyntö on perusteltava. TIIVISTELMÄ Menettely Tukiehdotuksesta ilmoitettiin komissiolle 23. elokuuta 2001. Komissio pyysi lisätietoja 23. lokakuuta 2001, ja Yhdistynyt kuningaskunta vastasi pyyntöön 16. marraskuuta 2001 päivätyllä kirjeellä. Kuvaus Tuki on tarkoitettu Vauxhall Motors (UK) Ltd:lle. Tuki on alueellista investointitukea, jolla muutettaisiin yhtä mallia valmistava tehdas kahta mallia valmistavaksi tehtaaksi, jossa voitaisiin tarvittaessa vaihdella tuotantoa mallista toiseen. Investoinnin jälkeen Ellesmere Portin tehdas pystyy tuottamaan Astra-mallien ja uusien Vectra-mallien yhdistelmää. Ellesmere Portin tehdas sijaitsee EY:n perustamissopimuksen 87 artiklan 3 kohdan c alakohdan mukaisella aluetukialueella, jolla tuen alueellinen enimmäismäärä on 15 prosentin nettoavustusekvivalentti. Tukikelpoisten investointien yhteismäärä on 156,198 miljoonaa Englannin puntaa (nettonykyarvo 153,814 milj. GBP). Suunnitellun tuen määrä on 10 miljoonaa puntaa (nettonykyarvo 9,847 milj. GBP). Ilmoitettu tuki-intensiteetti on 6,4 prosenttia. Yhdistyneen kuningaskunnan antaman tiedon mukaan General Motors Europe harkitsi hankkeelle kahta vaihtoehtoista sijoituspaikkaa, Ellesmere Portia ja Antwerpenia. Arviointi Tuki arvioidaan moottoriajoneuvoalan valtiontukia koskevan yhteisön puitesäännön perusteella. Puitesäännön mukaan komission on varmistettava, että myönnetty tuki on sekä tarpeellista hankkeen toteuttamiselle että suhteessa niiden ongelmien vakavuuteen, joita sillä on tarkoitus ratkaista. Aluetuen tarpeellisuuden osoittamiseksi tuensaajan on osoitettava selvästi, että sillä on hankkeelleen taloudellisesti kannattava vaihtoehtoinen sijaintipaikka. Investoinnin teknistä luonnetta ja mahdollisuutta toteuttaa hanke Antwerpenissa on vielä selvennettävä. Suhteellisuuden osalta komission on varmistettava, että suunniteltu tuki on suhteessa niihin alueellisiin ongelmiin, joita sillä on tarkoitus ratkaista. Tähän käytetään kustannus-hyötyanalyysia. Yhdistyneen kuningaskunnan esittämässä kustannus-hyötyanalyysissa hankkeen haittaintensiteetiksi saadaan 11,8 prosenttia, jos investointi tehdään Ellesmere Portiin. Komissio epäilee kuitenkin kustannus-hyötyanalyysin pitävyyttä ja varsinkin oletuksia koulutuksen korkeammista kustannuksista Antwerpenissa, sisäisistä kuljetuskustannuksista ja hankintatavoista sekä seurausvaikutuksista, joita hankkeen toteuttamisesta Antwerpenissa aiheutuisi Vauxhallin merkin imagolle Yhdistyneessä kuningaskunnassa ja jotka voisivat vaikuttaa myös markkinaosuuteen ja myyntiin. Tässä vaiheessa komissio ei voi sulkea pois mahdollisuutta, että ehdotettu tuki johtaisi hankkeen aluehaitan ylikompensaatioon. Päätelmä Edellä esitetyistä syistä komissio on päättänyt aloittaa EY:n perustamissopimuksen 88 artiklan 2 kohdassa tarkoitetun menettelyn. KIRJE "The Commission wishes to inform the United Kingdom that, having examined the information supplied by your authorities on the aid referred to above, it has decided to initiate the procedure laid down in Article 88(2) of the EC Treaty. Procedure (1) The United Kingdom authorities notified the above-mentioned aid proposal to the Commission pursuant to Article 88(3) of the EC Treaty by letter dated 23 August 2001 (registered on 28 August 2001). The Commission asked additional questions on 23 October 2001, to which the United Kingdom replied by letter dated 16 November 2001 (registered on 21 November 2001). Detailed description of the project (2) The recipient of the aid would be Vauxhall Motors (UK) Ltd, which is a wholly owned subsidiary of General Motors Corporation. The aid in question is regional investment aid leading to the retooling from a single model production facility to a two-model plant with the capacity to switch production between two models as demand varies. The plant in question is situated in Ellesmere Port and currently produces the Astra model. After the investment, it will be able to produce a mix of Astras and of the new replacement Vectra passenger car models. The replacement Vectra is to be built in Ellesmere Port from April 2002 onwards. According to the United Kingdom, the project will safeguard 771 jobs at Vauxhall Motors and create approximately 530 jobs in the supply chain. (3) The replacement Vectra will be designed to compete in the upper-medium segment of the European passenger car market. The main geographical markets for both the current Astra model and the replacement Vectra model are Germany, the United Kingdom, France, Italy, Holland and Spain, although other smaller western and central European passenger car markets are also supplied. (4) According to the notification, the total amount of eligible investments amounts to GBP 156,198 million. The net present value of the eligible investments is GBP 153,814 million. These investments are divided as follows (in GBP million): >TAULUKON PAIKKA> (5) The aid of GBP 10 million (net present value: GBP 9,847 million) would be provided as regional selective assistance, which is an approved scheme based on the Industrial Development Act from 1982. The notified aid intensity is 6,4 %. (6) The Ellesmere Port plant is located in the Westminster ward of Ellesmere Port and Neston in Cheshire. This region was recognised by the Commission as a regionally assisted area in the sense of Article 87(3)(c) EC, under the regional aid map for the period 2000-2006, with a regional ceiling of 15 %. (7) According to the United Kingdom, General Motors Europe considered two alternatives sites for the project, Ellesmere Port and Antwerp. The final location decision in favour of Ellesmere Port was part of a major restructuring within General Motors Europe with the objective of generating savings sufficient to return GM Europe to profitability. As part of this plan, passenger car production in Luton would cease at the end of the life of the current Vectra model at the end of the first quarter of 2002. From this point forward, the remaining Luton facilities would concentrate on commercial and off-road vehicles, while passenger car production would be concentrated at Ellesmere Port. Ellesmere Port will continue to produce the Astra, incorporate the next-generation Vectra and turn the facility into a two-model flex plant. (8) The United Kingdom authorities have provided together with the notification a cost-benefit analysis (hereinafter referred to as CBA) comparing the costs and benefits in the two locations. The CBA indicates a net cost handicap of GBP 18,116 million for the location in Ellesmere Port in comparison with the location in Antwerp. The handicap intensity of the project would be 11,8 %. Assessment of the aid (9) According to Article 87(1) of the EC Treaty, any aid granted by a Member State or through State resources in any form whatsoever which distorts or threatens to distort competition by favouring certain undertakings or the production of certain goods shall, in so far as it affects trade between Member States, be incompatible with the common market. Pursuant to the established case-law of the European Courts, the criterion of trade being affected is met if the recipient firm carries out an economic activity involving trade between Member States. (10) The Commission notes that the notified aid is granted through State resources to an individual company favouring it by reducing the costs it would normally have to bear if it wanted to carry out the notified investment project. Moreover, the recipient of the aid, Vauxhall Motors, is a company manufacturing and selling cars, which is an economic activity involving trade between Member States. Therefore, the aid in question falls within the scope of Article 87(1) of the EC Treaty. (11) Vauxhall Motors is active in the motor vehicle industry. Consequently, the aid granted to it shall be assessed according to the Community framework for State aid to the motor vehicle industry(1). (12) According to the Community framework for State aid to the motor vehicle industry (hereinafter referred to as the 'car framework'), the Commission shall ensure that the aid granted is both proportional to the gravity of the problems it intended to solve and necessary for the realisation of the project. Both tests, proportionality and necessity, must be satisfied if the Commission is to authorise State aid in the motor vehicle industry. (13) According to point 3(2)(a) of the car framework, in order to demonstrate the necessity for regional aid, the aid recipient must clearly prove that it has an economically viable alternative location for its project. If there were no other industrial site, whether new or in existence, capable of receiving the investment in question within the group, the undertaking would be compelled to carry out its project in the sole plant available, even in the absence of aid. (14) The existence of a viable alternative defines the mobility of the project; mobility may if necessary be demonstrated by investors on the basis of studies they have carried out in order to identify the final location. That alternative site need not necessarily always be located in the Community. However, the Commission verifies the likelihood of the alternative, particularly when the relevant markets are considered. Thus, to authorise regional aid, the Commission studies the geographical mobility of the notified project, after checking that the region in question is eligible for aid under Community law. No regional aid may be authorised for a project which is not geographically mobile. (15) The Commission notes that according to the new regional map in the United Kingdom, the project would be situated in an assisted area pursuant to Article 87(3)(c) of the EC Treaty with a maximum regional ceiling of 15 % nge. (16) The UK authorities have asserted that a real economically realistic alternative location to Ellesmere Port would be to carry out the investment in the car plant in Antwerp, Belgium, which currently produces the Astra model and, until 1998, produced the Vectra model. (17) The Commission notes that when assessing the mobility of a project, it tries to take into account all the relevant factors that have or might have influenced a decision to invest in a certain location. Among such factors are, inter alia the location study, the location of the plant in respect of the main markets and the business rationale of an investment decision. The aim is to assess the situation as a whole. (18) The United Kingdom stated that the best viable alternative location to Ellesmere Port would be to carry out the investment in Antwerp, Belgium. The Commission notes that, in considering the two alternative sites for the project, General Motors Europe carried out a study, comparing the incremental costs of producing the new Vectra in both locations. The study, as well as additional documents from the decision-making procedure of General Motors Europe, were provided to the Commission. As regards the timing of the decision, Vauxhall Motors approached the United Kingdom authorities in December 2000 for support to help offset the cost advantages of Antwerp. A regional selective assistance offer of GBP 10 million was made to Vauxhall Motors in January 2001, conditional on EC approval. On 1 February 2001, the European Strategy Board of General Motors Europe decided in favour of the Ellesmere Port location. As regards the technical feasibility to carry out the project in the alternative location, the Commission needs to verify whether Antwerp was a real alternative. (19) Regional aid intended for modernisation and rationalisation, which is generally not mobile, is not authorised in the motor vehicle sector. However, a transformation, involving a radical change in production structures on the existing site could be eligible for regional aid. The Commission has to verify that the planned project does not include any elements of modernisation, which is completely excluded from all aid. (20) According to point 3(2)(c) of the car framework, when considering the mobile aspects of a project, the Commission needs to ensure that the planned aid is in proportion to the regional problems it is intended to resolve. For that, a cost-benefit analysis method (hereinafter referred to as CBA) is used. (21) A CBA compares, with regard to the mobile elements, the costs which an investor would bear in order to carry out the project in the region in question with those it would bear for an identical project in a different location, which makes it possible to determine the specific handicaps of the assisted region concerned. The Commission authorises regional aid within the limit of the regional handicaps resulting from the investment in the comparator plant. (22) The Commission notes that the United Kingdom authorities have provided with their notification a CBA comparing the two locations, Ellesmere Port and Antwerp. In accordance with point 3(2)(c) of the car framework, operating handicaps are assessed over three years in the CBA since the project in question is an expansion project, not a greenfield site. The time period covered by the submitted CBA is April 2002 to March 2005, that is three years from the beginning of production in compliance with point 3(3) of Annex I to the car framework. The CBA, based on exchange rates at the time of the location decision, indicates a net cost handicap of GBP 18,116 million for the location in Ellesmere Port in comparison with the location in Antwerp. (23) The Commission has assessed the information contained in the CBA provided and notes that further explanations are necessary before it can reach a final decision. This relates to elements used in the CBA, especially with regard to the following elements. (24) The Commission has some doubts on the assumed, necessary training costs in the CBA, which assumes that training cost in Ellesmere Port are significantly higher than in Antwerp. The United Kingdom justifies this assumption by the fact that Antwerp already has been a flexible plant in the recent past and was therefore able to profit from the existing experience and skills base. Furthermore, the Antwerp plant had already produced the current Vectra model until 1998 and has installed a higher level of standardised, modern production techniques. Although the Commission considers it plausible that the necessary training costs are higher in Ellesmere Port than in Antwerp, there are doubts whether the extent of the handicap in the CBA is justified. The CBA assumes that necessary training costs in Ellesmere Port are around four times higher than in Antwerp. (25) As regards inward transport costs, which represents the biggest operating cost handicap of Ellesmere Port, the CBA is based on the assumptions that the inward transport cost per vehicle is GBP 203 (EUR 324) in Ellesmere Port and DEM 220 (EUR 112) in Antwerp and that the procurement pattern is the same in both locations. In view of the assumed significant differences in cross-channel transport costs and the fact that Ellesmere Port has already a well developed supplier park it needs to be clarified whether these assumptions on inward transport costs are plausible. (26) Even with the grant, Antwerp was still a lower cost location compared to Ellesmere Port. However, according to the United Kingdom, the grant closed the gap to such an extent that General Motors was able to take into account two soft factors in favour of Ellesmere Port when considering the location, namely (a) access to the UK market, and (b) that Ellesmere Port would be a UK project, which would in part mitigate an earlier Luton car plant closure decision. The United Kingdom explained that in view of the job losses in Luton, an unsuccessful bid for the new Vectra in Ellesmere Port would have lead to a risk of industrial action in Luton and possibly Ellesmere Port with a resulting impact on public perception in the United Kingdom of Vauxhall as a reliable, quality brand as well as an impact on market share and sales. However, the United Kingdom considers it impossible to accurately quantify the effect of these two factors. The Commission considers that it might be necessary to incorporate these effects into the CBA and asks the United Kingdom to quantify an estimate of the possible costs. (27) Consequently, the Commission has doubts whether all the relevant costs and benefits relating to the two alternative production locations are accurately reflected in the CBA provided by the United Kingdom authorities. (28) Finally, the Commission in its analysis considers the question of a 'top-up', which is an increase in the allowable aid intensity intended as a further incentive to the investor to invest in the region in question. Such top-ups are authorised on condition that the investment does not increase the capacity problems facing the motor vehicle industry. Aid proposals in support of investments that potentially aggravate the overcapacity problem of the industry can be modulated by reducing the 'regional handicap ratio' by up to two points. In this respect the Commission notes that, according to the United Kingdom authorities, the production capacity of General Motors Europe amounts to 2167932 before the investment and to 2058021 after the investment project (around 5 % capacity reduction). Consequently, taking into account the Article 87(3)(c) area status of the region and the capacity reduction of the group, the project would have a 'negligible' impact on competitors. Decision (29) In the light of the foregoing considerations, the Commission, acting under the procedure laid down in Article 88(2) of the EC Treaty, requests the United Kingdom to submit its comments and to provide all such information as may help to assess the aid, within one month of the date of receipt of this letter. It requests your authorities to forward a copy of this letter to the potential recipient of the aid immediately. (30) The Commission wishes to remind the United Kingdom that Article 88(3) of the EC Treaty has suspensory effect, and would draw your attention to Article 14 of Council Regulation (EC) No 659/1999, which provides that all unlawful aid may be recovered from the recipient." (1) OJ C 279, 15.9.1997, p. 1.