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A survey on recent advances in named entity recognition

Imed Keraghel, Stanislas Morbieu, Mohamed Nadif

Named Entity Recognition seeks to extract substrings within a text that name real-world objects and to determine their type (for example, whether they refer to persons or organizations). In this survey, we first present an overview of recent popular approaches, but we also look at graph- and transformer- based methods including Large Language Models (LLMs) that have not had much coverage in other surveys. Second, we focus on methods designed for datasets with scarce annotations. Third, we evaluate the performance of the main NER implementations on a variety of datasets with differing characteristics (as regards their domain, their size, and their number of classes). We thus provide a deep comparison of algorithms that are never considered together. Our experiments shed some light on how the characteristics of datasets affect the behavior of the methods that we compare.

http://arxiv.org/abs/2401.10825v1

cs.CL, cs.LG, 68T50, 68Q32

FinLLMs: A Framework for Financial Reasoning Dataset Generation with Large Language Models

Ziqiang Yuan, Kaiyuan Wang, Shoutai Zhu, Ye Yuan, Jingya Zhou, Yanlin Zhu, Wenqi Wei

Large Language models (LLMs) usually rely on extensive training datasets. In the financial domain, creating numerical reasoning datasets that include a mix of tables and long text often involves substantial manual annotation expenses. To address the limited data resources and reduce the annotation cost, we introduce FinLLMs, a method for generating financial question-answering data based on common financial formulas using Large Language Models. First, we compile a list of common financial formulas and construct a graph based on the variables these formulas employ. We then augment the formula set by combining those that share identical variables as new elements. Specifically, we explore formulas obtained by manual annotation and merge those formulas with shared variables by traversing the constructed graph. Finally, utilizing GPT-3.5, we generate financial question-answering data that encompasses both tabular information and long textual content, building on the collected formula set. Our experiments demonstrate that synthetic data generated by FinLLMs effectively enhances the performance of several large-scale numerical reasoning models in the financial domain, outperforming two established benchmark financial question-answering datasets.

http://arxiv.org/abs/2401.10744v1

cs.AI

MLLM-Tool: A Multimodal Large Language Model For Tool Agent Learning

Chenyu Wang, Weixin Luo, Qianyu Chen, Haonan Mai, Jindi Guo, Sixun Dong, Xiaohua, Xuan, Zhengxin Li, Lin Ma, Shenghua Gao

Recently, the astonishing performance of large language models (LLMs) in natural language comprehension and generation tasks triggered lots of exploration of using them as central controllers to build agent systems. Multiple studies focus on bridging the LLMs to external tools to extend the application scenarios. However, the current LLMs' perceiving tool-use ability is limited to a single text query, which may result in ambiguity in understanding the users' real intentions. LLMs are expected to eliminate that by perceiving the visual- or auditory-grounded instructions' information. Therefore, in this paper, we propose MLLM-Tool, a system incorporating open-source LLMs and multi-modal encoders so that the learnt LLMs can be conscious of multi-modal input instruction and then select the function-matched tool correctly. To facilitate the evaluation of the model's capability, we collect a dataset featured by consisting of multi-modal input tools from HuggingFace. Another important feature of our dataset is that our dataset also contains multiple potential choices for the same instruction due to the existence of identical functions and synonymous functions, which provides more potential solutions for the same query. The experiments reveal that our MLLM-Tool is capable of recommending appropriate tools for multi-modal instructions. Codes and data are available at https://github.com/MLLM-Tool/MLLM-Tool.

http://arxiv.org/abs/2401.10727v2

cs.CV

Sowing the Wind, Reaping the Whirlwind: The Impact of Editing Language Models

Rima Hazra, Sayan Layek, Somnath Banerjee, Soujanya Poria

In the rapidly advancing field of artificial intelligence, the concept of Red-Teaming or Jailbreaking large language models (LLMs) has emerged as a crucial area of study. This approach is especially significant in terms of assessing and enhancing the safety and robustness of these models. This paper investigates the intricate consequences of such modifications through model editing, uncovering a complex relationship between enhancing model accuracy and preserving its ethical integrity. Our in-depth analysis reveals a striking paradox: while injecting accurate information is crucial for model reliability, it can paradoxically destabilize the model's foundational framework, resulting in unpredictable and potentially unsafe behaviors. Additionally, we propose a benchmark dataset NicheHazardQA to investigate this unsafe behavior both within the same and cross topical domain. This aspect of our research sheds light on how the edits, impact the model's safety metrics and guardrails. Our findings show that model editing serves as a cost-effective tool for topical red-teaming by methodically applying targeted edits and evaluating the resultant model behavior.

http://arxiv.org/abs/2401.10647v4

cs.CL

Cross-lingual Editing in Multilingual Language Models

Himanshu Beniwal, Kowsik Nandagopan D, Mayank Singh

The training of large language models (LLMs) necessitates substantial data and computational resources, and updating outdated LLMs entails significant efforts and resources. While numerous model editing techniques (METs) have emerged to efficiently update model outputs without retraining, their effectiveness in multilingual LLMs, where knowledge is stored in diverse languages, remains an underexplored research area. This research paper introduces the cross-lingual model editing (\textbf{XME}) paradigm, wherein a fact is edited in one language, and the subsequent update propagation is observed across other languages. To investigate the XME paradigm, we conducted experiments using BLOOM, mBERT, and XLM-RoBERTa using the two writing scripts: \textit{Latin} (English, French, and Spanish) and \textit{Indic} (Hindi, Gujarati, and Bengali). The results reveal notable performance limitations of state-of-the-art METs under the XME setting, mainly when the languages involved belong to two distinct script families. These findings highlight the need for further research and development of XME techniques to address these challenges. For more comprehensive information, the dataset used in this research and the associated code are publicly available at the following URL\url{https://github.com/lingo-iitgn/XME}.

http://arxiv.org/abs/2401.10521v2

cs.CL, cs.AI

FinSQL: Model-Agnostic LLMs-based Text-to-SQL Framework for Financial Analysis

Chao Zhang, Yuren Mao, Yijiang Fan, Yu Mi, Yunjun Gao, Lu Chen, Dongfang Lou, Jinshu Lin

Text-to-SQL, which provides zero-code interface for operating relational databases, has gained much attention in financial analysis; because, financial professionals may not well-skilled in SQL programming. However, until now, there is no practical Text-to-SQL benchmark dataset for financial analysis, and existing Text-to-SQL methods have not considered the unique characteristics of databases in financial applications, such as commonly existing wide tables. To address these issues, we collect a practical Text-to-SQL benchmark dataset and propose a model-agnostic Large Language Model (LLMs)-based Text-to-SQL framework for financial analysis. The benchmark dataset, BULL, is collected from the practical financial analysis business of Hundsun Technologies Inc., including databases for fund, stock, and macro economy. Besides, the proposed LLMs-based Text-to-SQL framework, FinSQL, provides a systematic treatment for financial Text-to-SQL from the perspectives of prompt construction, parameter-efficient fine-tuning and output calibration. Extensive experimental results on BULL demonstrate that FinSQL achieves the state-of-the-art Text-to-SQL performance at a small cost; furthermore, FinSQL can bring up to 36.64% performance improvement in scenarios requiring few-shot cross-database model transfer.

http://arxiv.org/abs/2401.10506v1

cs.CL, cs.AI, cs.DB

Named Entity Recognition Under Domain Shift via Metric Learning for Life Sciences

Hongyi Liu, Qingyun Wang, Payam Karisani, Heng Ji

Named entity recognition is a key component of Information Extraction (IE), particularly in scientific domains such as biomedicine and chemistry, where large language models (LLMs), e.g., ChatGPT, fall short. We investigate the applicability of transfer learning for enhancing a named entity recognition model trained in the biomedical domain (the source domain) to be used in the chemical domain (the target domain). A common practice for training such a model in a few-shot learning setting is to pretrain the model on the labeled source data, and then, to finetune it on a hand-full of labeled target examples. In our experiments, we observed that such a model is prone to mislabeling the source entities, which can often appear in the text, as the target entities. To alleviate this problem, we propose a model to transfer the knowledge from the source domain to the target domain, but, at the same time, to project the source entities and target entities into separate regions of the feature space. This diminishes the risk of mislabeling the source entities as the target entities. Our model consists of two stages: 1) entity grouping in the source domain, which incorporates knowledge from annotated events to establish relations between entities, and 2) entity discrimination in the target domain, which relies on pseudo labeling and contrastive learning to enhance discrimination between the entities in the two domains. We conduct our extensive experiments across three source and three target datasets, demonstrating that our method outperforms the baselines by up to 5% absolute value.

http://arxiv.org/abs/2401.10472v2

cs.CL

Large Language Models are Efficient Learners of Noise-Robust Speech Recognition

Yuchen Hu, Chen Chen, Chao-Han Huck Yang, Ruizhe Li, Chao Zhang, Pin-Yu Chen, EnSiong Chng

Recent advances in large language models (LLMs) have promoted generative error correction (GER) for automatic speech recognition (ASR), which leverages the rich linguistic knowledge and powerful reasoning ability of LLMs to improve recognition results. The latest work proposes a GER benchmark with HyPoradise dataset to learn the mapping from ASR N-best hypotheses to ground-truth transcription by efficient LLM finetuning, which shows great effectiveness but lacks specificity on noise-robust ASR. In this work, we extend the benchmark to noisy conditions and investigate if we can teach LLMs to perform denoising for GER just like what robust ASR do}, where one solution is introducing noise information as a conditioner into LLM. However, directly incorporating noise embeddings from audio encoder could harm the LLM tuning due to cross-modality gap. To this end, we propose to extract a language-space noise embedding from the N-best list to represent the noise conditions of source speech, which can promote the denoising process in GER. Furthermore, in order to enhance its representation ability of audio noise, we design a knowledge distillation (KD) approach via mutual information estimation to distill the real noise information in audio embeddings to our language embedding. Experiments on various latest LLMs demonstrate our approach achieves a new breakthrough with up to 53.9% correction improvement in terms of word error rate while with limited training data. Analysis shows that our language-space noise embedding can well represent the noise conditions of source speech, under which off-the-shelf LLMs show strong ability of language-space denoising.

http://arxiv.org/abs/2401.10446v1

cs.CL, cs.AI, cs.LG, cs.SD, eess.AS

What is Escalation? Measuring Crisis Dynamics in International Relations with Human and LLM Generated Event Data

Rex W. Douglass, Erik Gartzke, Jon R. Lindsay, J. Andrés Gannon, Thomas Leo Scherer

When a dangerous international crisis begins, leaders need to know whether their next move is going to resolve the dispute or amplify it out of control. Theories of conflict have mainly served to deepen the confusion, revealing fighting, bargaining, and signaling to be high-dimensional and subtle equilibrium behaviors with deeply contextual consequences. Should a leader communicate resolve through aggressive acts, avoid spirals through accommodation, or focus on ensuring the possibility of a bargain? We offer a data-driven empirical solution to this logjam in the form of a new large-scale analysis of actions taken within 475 crises. We combine two complimentary measurement projects, the human-coded International Crisis Behavior Events (ICBe) dataset and the new machine-coded ICBeLLM. We model directly whether an action tends to shorten or extend the length of a crisis. The result is a directly interpretable measure of the latent escalatory/de-escalatory nature of each action leaders have chosen over the last century.

http://arxiv.org/abs/2402.03340v1

physics.soc-ph

ChatQA: Building GPT-4 Level Conversational QA Models

Zihan Liu, Wei Ping, Rajarshi Roy, Peng Xu, Chankyu Lee, Mohammad Shoeybi, Bryan Catanzaro

In this work, we introduce ChatQA, a family of conversational question answering (QA) models that obtain GPT-4 level accuracies. Specifically, we propose a two-stage instruction tuning method that can significantly improve the zero-shot conversational QA results from large language models (LLMs). To handle retrieval-augmented generation in conversational QA, we fine-tune a dense retriever on a multi-turn QA dataset, which provides comparable results to using the state-of-the-art query rewriting model while largely reducing deployment cost. Notably, our ChatQA-70B can outperform GPT-4 in terms of average score on 10 conversational QA datasets (54.14 vs. 53.90), without relying on any synthetic data from OpenAI GPT models.

http://arxiv.org/abs/2401.10225v2

cs.CL, cs.AI, cs.IR, cs.LG

LangProp: A code optimization framework using Large Language Models applied to driving

Shu Ishida, Gianluca Corrado, George Fedoseev, Hudson Yeo, Lloyd Russell, Jamie Shotton, João F. Henriques, Anthony Hu

We propose LangProp, a framework for iteratively optimizing code generated by large language models (LLMs), in both supervised and reinforcement learning settings. While LLMs can generate sensible coding solutions zero-shot, they are often sub-optimal. Especially for code generation tasks, it is likely that the initial code will fail on certain edge cases. LangProp automatically evaluates the code performance on a dataset of input-output pairs, catches any exceptions, and feeds the results back to the LLM in the training loop, so that the LLM can iteratively improve the code it generates. By adopting a metric- and data-driven training paradigm for this code optimization procedure, one could easily adapt findings from traditional machine learning techniques such as imitation learning, DAgger, and reinforcement learning. We show LangProp's applicability to general domains such as Sudoku and CartPole, as well as demonstrate the first proof of concept of automated code optimization for autonomous driving in CARLA. We show that LangProp can generate interpretable and transparent policies that can be verified and improved in a metric- and data-driven way. Our code is available at https://github.com/shuishida/LangProp.

http://arxiv.org/abs/2401.10314v2

cs.SE, cs.AI, cs.LG, cs.RO

Beyond Reference-Based Metrics: Analyzing Behaviors of Open LLMs on Data-to-Text Generation

Zdeněk Kasner, Ondřej Dušek

We analyze the behaviors of open large language models (LLMs) on the task of data-to-text (D2T) generation, i.e., generating coherent and relevant text from structured data. To avoid the issue of LLM training data contamination with standard benchmarks, we design Quintd - a tool for collecting novel structured data records from public APIs. Using a dataset collected with Quintd and leveraging reference-free evaluation, we analyze model behaviors on five D2T generation tasks. We find that recent open LLMs (Llama2, Mistral, and Zephyr) can generate fluent and coherent text from standard data formats in zero-shot settings. However, we also show that the semantic accuracy of the outputs is a major issue: both according to our GPT-4-based metric and human annotators, more than 80% of the outputs of open LLMs contain a semantic error. We publicly release the code, data, and model outputs.

http://arxiv.org/abs/2401.10186v2

cs.CL

Spatial-Temporal Large Language Model for Traffic Prediction

Chenxi Liu, Sun Yang, Qianxiong Xu, Zhishuai Li, Cheng Long, Ziyue Li, Rui Zhao

Traffic prediction, a critical component for intelligent transportation systems, endeavors to foresee future traffic at specific locations using historical data. Although existing traffic prediction models often emphasize developing complex neural network structures, their accuracy has not seen improvements accordingly. Recently, Large Language Models (LLMs) have shown outstanding capabilities in time series analysis. Differing from existing models, LLMs progress mainly through parameter expansion and extensive pre-training while maintaining their fundamental structures. In this paper, we propose a Spatial-Temporal Large Language Model (ST-LLM) for traffic prediction. Specifically, ST-LLM redefines the timesteps at each location as tokens and incorporates a spatial-temporal embedding module to learn the spatial location and global temporal representations of tokens. Then these representations are fused to provide each token with unified spatial and temporal information. Furthermore, we propose a novel partially frozen attention strategy of the LLM, which is designed to capture spatial-temporal dependencies for traffic prediction. Comprehensive experiments on real traffic datasets offer evidence that ST-LLM outperforms state-of-the-art models. Notably, the ST-LLM also exhibits robust performance in both few-shot and zero-shot prediction scenarios.

http://arxiv.org/abs/2401.10134v2

cs.LG, cs.CL

Code Prompting Elicits Conditional Reasoning Abilities in Text+Code LLMs

Haritz Puerto, Martin Tutek, Somak Aditya, Xiaodan Zhu, Iryna Gurevych

Reasoning is a fundamental component of language understanding. Recent prompting techniques, such as chain of thought, have consistently improved LLMs' performance on various reasoning tasks. Nevertheless, there is still little understanding of what triggers reasoning abilities in LLMs in the inference stage. In this paper, we introduce code prompting, a chain of prompts that transforms a natural language problem into code and directly prompts the LLM using the generated code without resorting to external code execution. We hypothesize that code prompts can elicit certain reasoning capabilities of LLMs trained on text and code and utilize the proposed method to improve conditional reasoning, the ability to infer different conclusions depending on the fulfillment of certain conditions. We find that code prompting exhibits a high-performance boost for multiple LLMs (up to 22.52 percentage points on GPT 3.5, 7.75 on Mixtral, and 16.78 on Mistral) across multiple conditional reasoning datasets. We then conduct comprehensive experiments to understand how code prompts trigger reasoning abilities and which capabilities are elicited in the underlying models. Our analysis of GPT 3.5 reveals that the code formatting of the input problem is essential for performance improvement. Furthermore, code prompts improve sample efficiency of in-context learning and facilitate state tracking of variables or entities.

http://arxiv.org/abs/2401.10065v2

cs.CL

Advancing Large Multi-modal Models with Explicit Chain-of-Reasoning and Visual Question Generation

Kohei Uehara, Nabarun Goswami, Hanqin Wang, Toshiaki Baba, Kohtaro Tanaka, Tomohiro Hashimoto, Kai Wang, Rei Ito, Takagi Naoya, Ryo Umagami, Yingyi Wen, Tanachai Anakewat, Tatsuya Harada

The increasing demand for intelligent systems capable of interpreting and reasoning about visual content requires the development of Large Multi-Modal Models (LMMs) that are not only accurate but also have explicit reasoning capabilities. This paper presents a novel approach to imbue an LMM with the ability to conduct explicit reasoning based on visual content and textual instructions. We introduce a system that can ask a question to acquire necessary knowledge, thereby enhancing the robustness and explicability of the reasoning process. Our method comprises the development of a novel dataset generated by a Large Language Model (LLM), designed to promote chain-of-thought reasoning combined with a question-asking mechanism. We designed an LMM, which has high capabilities on region awareness to address the intricate requirements of image-text alignment. The model undergoes a three-stage training phase, starting with large-scale image-text alignment using a large-scale datasets, followed by instruction tuning, and fine-tuning with a focus on chain-of-thought reasoning. The results demonstrate a stride toward a more robust, accurate, and interpretable LMM, capable of reasoning explicitly and seeking information proactively when confronted with ambiguous visual input.

http://arxiv.org/abs/2401.10005v1

cs.CV, cs.CL

Veagle: Advancements in Multimodal Representation Learning

Rajat Chawla, Arkajit Datta, Tushar Verma, Adarsh Jha, Anmol Gautam, Ayush Vatsal, Sukrit Chaterjee, Mukunda NS, Ishaan Bhola

Lately, researchers in artificial intelligence have been really interested in how language and vision come together, giving rise to the development of multimodal models that aim to seamlessly integrate textual and visual information. Multimodal models, an extension of Large Language Models (LLMs), have exhibited remarkable capabilities in addressing a diverse array of tasks, ranging from image captioning and visual question answering (VQA) to visual grounding. While these models have showcased significant advancements, challenges persist in accurately interpreting images and answering the question, a common occurrence in real-world scenarios. This paper introduces a novel approach to enhance the multimodal capabilities of existing models. In response to the limitations observed in current Vision Language Models (VLMs) and Multimodal Large Language Models (MLLMs), our proposed model Veagle, incorporates a unique mechanism inspired by the successes and insights of previous works. Veagle leverages a dynamic mechanism to project encoded visual information directly into the language model. This dynamic approach allows for a more nuanced understanding of intricate details present in visual contexts. To validate the effectiveness of Veagle, we conduct comprehensive experiments on benchmark datasets, emphasizing tasks such as visual question answering and image understanding. Our results indicate a improvement of 5-6 \% in performance, with Veagle outperforming existing models by a notable margin. The outcomes underscore the model's versatility and applicability beyond traditional benchmarks.

http://arxiv.org/abs/2403.08773v1

cs.CV, cs.AI, cs.CL, cs.MM

Leveraging Biases in Large Language Models: "bias-kNN'' for Effective Few-Shot Learning

Yong Zhang, Hanzhang Li, Zhitao Li, Ning Cheng, Ming Li, Jing Xiao, Jianzong Wang

Large Language Models (LLMs) have shown significant promise in various applications, including zero-shot and few-shot learning. However, their performance can be hampered by inherent biases. Instead of traditionally sought methods that aim to minimize or correct these biases, this study introduces a novel methodology named ``bias-kNN''. This approach capitalizes on the biased outputs, harnessing them as primary features for kNN and supplementing with gold labels. Our comprehensive evaluations, spanning diverse domain text classification datasets and different GPT-2 model sizes, indicate the adaptability and efficacy of the ``bias-kNN'' method. Remarkably, this approach not only outperforms conventional in-context learning in few-shot scenarios but also demonstrates robustness across a spectrum of samples, templates and verbalizers. This study, therefore, presents a unique perspective on harnessing biases, transforming them into assets for enhanced model performance.

http://arxiv.org/abs/2401.09783v1

cs.CL

A Comparative Study on Annotation Quality of Crowdsourcing and LLM via Label Aggregation

Jiyi Li

Whether Large Language Models (LLMs) can outperform crowdsourcing on the data annotation task is attracting interest recently. Some works verified this issue with the average performance of individual crowd workers and LLM workers on some specific NLP tasks by collecting new datasets. However, on the one hand, existing datasets for the studies of annotation quality in crowdsourcing are not yet utilized in such evaluations, which potentially provide reliable evaluations from a different viewpoint. On the other hand, the quality of these aggregated labels is crucial because, when utilizing crowdsourcing, the estimated labels aggregated from multiple crowd labels to the same instances are the eventually collected labels. Therefore, in this paper, we first investigate which existing crowdsourcing datasets can be used for a comparative study and create a benchmark. We then compare the quality between individual crowd labels and LLM labels and make the evaluations on the aggregated labels. In addition, we propose a Crowd-LLM hybrid label aggregation method and verify the performance. We find that adding LLM labels from good LLMs to existing crowdsourcing datasets can enhance the quality of the aggregated labels of the datasets, which is also higher than the quality of LLM labels themselves.

http://arxiv.org/abs/2401.09760v1

cs.CL, cs.HC

SkyEyeGPT: Unifying Remote Sensing Vision-Language Tasks via Instruction Tuning with Large Language Model

Yang Zhan, Zhitong Xiong, Yuan Yuan

Large language models (LLMs) have recently been extended to the vision-language realm, obtaining impressive general multi-modal capabilities. However, the exploration of multi-modal large language models (MLLMs) for remote sensing (RS) data is still in its infancy, and the performance is not satisfactory. In this work, we introduce SkyEyeGPT, a unified multi-modal large language model specifically designed for RS vision-language understanding. To this end, we meticulously curate an RS multi-modal instruction tuning dataset, including single-task and multi-task conversation instructions. After manual verification, we obtain a high-quality RS instruction-following dataset with 968k samples. Our research demonstrates that with a simple yet effective design, SkyEyeGPT works surprisingly well on considerably different tasks without the need for extra encoding modules. Specifically, after projecting RS visual features to the language domain via an alignment layer, they are fed jointly with task-specific instructions into an LLM-based RS decoder to predict answers for RS open-ended tasks. In addition, we design a two-stage tuning method to enhance instruction-following and multi-turn dialogue ability at different granularities. Experiments on 8 datasets for RS vision-language tasks demonstrate SkyEyeGPT's superiority in image-level and region-level tasks, such as captioning and visual grounding. In particular, SkyEyeGPT exhibits encouraging results compared to GPT-4V in some qualitative tests. The online demo, code, and dataset will be released in https://github.com/ZhanYang-nwpu/SkyEyeGPT.

http://arxiv.org/abs/2401.09712v1

cs.CV

ClimateGPT: Towards AI Synthesizing Interdisciplinary Research on Climate Change

David Thulke, Yingbo Gao, Petrus Pelser, Rein Brune, Rricha Jalota, Floris Fok, Michael Ramos, Ian van Wyk, Abdallah Nasir, Hayden Goldstein, Taylor Tragemann, Katie Nguyen, Ariana Fowler, Andrew Stanco, Jon Gabriel, Jordan Taylor, Dean Moro, Evgenii Tsymbalov, Juliette de Waal, Evgeny Matusov, Mudar Yaghi, Mohammad Shihadah, Hermann Ney, Christian Dugast, Jonathan Dotan, Daniel Erasmus

This paper introduces ClimateGPT, a model family of domain-specific large language models that synthesize interdisciplinary research on climate change. We trained two 7B models from scratch on a science-oriented dataset of 300B tokens. For the first model, the 4.2B domain-specific tokens were included during pre-training and the second was adapted to the climate domain after pre-training. Additionally, ClimateGPT-7B, 13B and 70B are continuously pre-trained from Llama~2 on a domain-specific dataset of 4.2B tokens. Each model is instruction fine-tuned on a high-quality and human-generated domain-specific dataset that has been created in close cooperation with climate scientists. To reduce the number of hallucinations, we optimize the model for retrieval augmentation and propose a hierarchical retrieval strategy. To increase the accessibility of our model to non-English speakers, we propose to make use of cascaded machine translation and show that this approach can perform comparably to natively multilingual models while being easier to scale to a large number of languages. Further, to address the intrinsic interdisciplinary aspect of climate change we consider different research perspectives. Therefore, the model can produce in-depth answers focusing on different perspectives in addition to an overall answer. We propose a suite of automatic climate-specific benchmarks to evaluate LLMs. On these benchmarks, ClimateGPT-7B performs on par with the ten times larger Llama-2-70B Chat model while not degrading results on general domain benchmarks. Our human evaluation confirms the trends we saw in our benchmarks. All models were trained and evaluated using renewable energy and are released publicly.

http://arxiv.org/abs/2401.09646v1

cs.LG, cs.AI, cs.CL

Aligning Large Language Models with Counterfactual DPO

Bradley Butcher

Advancements in large language models (LLMs) have demonstrated remarkable capabilities across a diverse range of applications. These models excel in generating text completions that are contextually coherent and cover an extensive array of subjects. However, the vast datasets required for their training make aligning response styles during the pretraining and instruction tuning phases challenging. Consequently, an additional alignment phase is typically employed, wherein the model is further trained with human preference data to better align its outputs with human expectations. While this process doesn't introduce new capabilities per se, it does accentuate generation styles innate to the model. This paper explores the utilization of counterfactual prompting within the framework of Direct Preference Optimization (DPO) to align the model's style without relying on human intervention. We demonstrate that this method effectively instils desirable behaviour, mitigates undesirable ones, and encourages the model to disregard inappropriate instructions. Our findings suggest that counterfactual prompting with DPO presents a low-resource way to fine-tune LLMs to meet the demands for responsible and ethically aligned AI systems.

http://arxiv.org/abs/2401.09566v2

cs.CL, cs.AI

Improving Classification Performance With Human Feedback: Label a few, we label the rest

Natan Vidra, Thomas Clifford, Katherine Jijo, Eden Chung, Liang Zhang

In the realm of artificial intelligence, where a vast majority of data is unstructured, obtaining substantial amounts of labeled data to train supervised machine learning models poses a significant challenge. To address this, we delve into few-shot and active learning, where are goal is to improve AI models with human feedback on a few labeled examples. This paper focuses on understanding how a continuous feedback loop can refine models, thereby enhancing their accuracy, recall, and precision through incremental human input. By employing Large Language Models (LLMs) such as GPT-3.5, BERT, and SetFit, we aim to analyze the efficacy of using a limited number of labeled examples to substantially improve model accuracy. We benchmark this approach on the Financial Phrasebank, Banking, Craigslist, Trec, Amazon Reviews datasets to prove that with just a few labeled examples, we are able to surpass the accuracy of zero shot large language models to provide enhanced text classification performance. We demonstrate that rather than needing to manually label millions of rows of data, we just need to label a few and the model can effectively predict the rest.

http://arxiv.org/abs/2401.09555v1

cs.LG, cs.AI, cs.CL

Caught in the Quicksand of Reasoning, Far from AGI Summit: Evaluating LLMs' Mathematical and Coding Competency through Ontology-guided Interventions

Pengfei Hong, Deepanway Ghosal, Navonil Majumder, Somak Aditya, Rada Mihalcea, Soujanya Poria

Recent advancements in Large Language Models (LLMs) have showcased striking results on existing logical reasoning benchmarks, with some models even surpassing human performance. However, the true depth of their competencies and robustness in reasoning tasks remains an open question. To this end, in this paper, we focus on two popular reasoning tasks: arithmetic reasoning and code generation. Particularly, we introduce: (i) a general ontology of perturbations for maths and coding questions, (ii) a semi-automatic method to apply these perturbations, and (iii) two datasets, MORE and CORE, respectively, of perturbed maths and coding problems to probe the limits of LLM capabilities in numeric reasoning and coding tasks. Through comprehensive evaluations of both closed-source and open-source LLMs, we show a significant performance drop across all the models against the perturbed questions, suggesting that the current LLMs lack robust problem solving skills and structured reasoning abilities in many areas, as defined by our ontology. We open source the datasets and source codes at: https://github.com/declare-lab/llm_robustness.

http://arxiv.org/abs/2401.09395v2

cs.CL

Augmenting Math Word Problems via Iterative Question Composing

Haoxiong Liu, Yifan Zhang, Yifan Luo, Andrew Chi-Chih Yao

Despite the advancements in large language models (LLMs) for mathematical reasoning, solving competition-level math problems remains a significant challenge, especially for open-source LLMs without external tools. We introduce the MMIQC dataset, comprising a mixture of processed web data and synthetic question-response pairs, aimed at enhancing the mathematical reasoning capabilities of base language models. Models fine-tuned on MMIQC consistently surpass their counterparts in performance on the MATH benchmark across various model sizes. Notably, Qwen-72B-MMIQC achieves a 45.0% accuracy, exceeding the previous open-source state-of-the-art by 8.2% and outperforming the initial version GPT-4 released in 2023. Extensive evaluation results on Hungarian high school finals suggest that such improvement can generalize to unseen data. Our ablation study on MMIQC reveals that a large part of the improvement can be attributed to our novel augmentation method, Iterative Question Composing (IQC), which involves iteratively composing new questions from seed problems using an LLM and applying rejection sampling through another LLM. The MMIQC dataset is available on the HuggingFace hub at https://huggingface.co/datasets/Vivacem/MMIQC. Our code is available at https://github.com/iiis-ai/IterativeQuestionComposing.

http://arxiv.org/abs/2401.09003v4

cs.CL, cs.AI, cs.LG

AttackEval: How to Evaluate the Effectiveness of Jailbreak Attacking on Large Language Models

Dong shu, Mingyu Jin, Suiyuan Zhu, Beichen Wang, Zihao Zhou, Chong Zhang, Yongfeng Zhang

In our research, we pioneer a novel approach to evaluate the effectiveness of jailbreak attacks on Large Language Models (LLMs), such as GPT-4 and LLaMa2, diverging from traditional robustness-focused binary evaluations. Our study introduces two distinct evaluation frameworks: a coarse-grained evaluation and a fine-grained evaluation. Each framework, using a scoring range from 0 to 1, offers a unique perspective, enabling a more comprehensive and nuanced evaluation of attack effectiveness and empowering attackers to refine their attack prompts with greater understanding. Furthermore, we have developed a comprehensive ground truth dataset specifically tailored for jailbreak tasks. This dataset not only serves as a crucial benchmark for our current study but also establishes a foundational resource for future research, enabling consistent and comparative analyses in this evolving field. Upon meticulous comparison with traditional evaluation methods, we discovered that our evaluation aligns with the baseline's trend while offering a more profound and detailed assessment. We believe that by accurately evaluating the effectiveness of attack prompts in the Jailbreak task, our work lays a solid foundation for assessing a wider array of similar or even more complex tasks in the realm of prompt injection, potentially revolutionizing this field.

http://arxiv.org/abs/2401.09002v3

cs.CL

ReFT: Reasoning with Reinforced Fine-Tuning

Trung Quoc Luong, Xinbo Zhang, Zhanming Jie, Peng Sun, Xiaoran Jin, Hang Li

One way to enhance the reasoning capability of Large Language Models (LLMs) is to conduct Supervised Fine-Tuning (SFT) using Chain-of-Thought (CoT) annotations. This approach does not show sufficiently strong generalization ability, however, because the training only relies on the given CoT data. In math problem-solving, for example, there is usually only one annotated reasoning path for each question in the training data. Intuitively, it would be better for the algorithm to learn from multiple annotated reasoning paths given a question. To address this issue, we propose a simple yet effective approach called Reinforced Fine-Tuning (ReFT) to enhance the generalizability of learning LLMs for reasoning, with math problem-solving as an example. ReFT first warmups the model with SFT, and then employs on-line reinforcement learning, specifically the PPO algorithm in this paper, to further fine-tune the model, where an abundance of reasoning paths are automatically sampled given the question and the rewards are naturally derived from the ground-truth answers. Extensive experiments on GSM8K, MathQA, and SVAMP datasets show that ReFT significantly outperforms SFT, and the performance can be potentially further boosted by combining inference-time strategies such as majority voting and re-ranking. Note that ReFT obtains the improvement by learning from the same training questions as SFT, without relying on extra or augmented training questions. This indicates a superior generalization ability for ReFT.

http://arxiv.org/abs/2401.08967v1

cs.CL

AiGen-FoodReview: A Multimodal Dataset of Machine-Generated Restaurant Reviews and Images on Social Media

Alessandro Gambetti, Qiwei Han

Online reviews in the form of user-generated content (UGC) significantly impact consumer decision-making. However, the pervasive issue of not only human fake content but also machine-generated content challenges UGC's reliability. Recent advances in Large Language Models (LLMs) may pave the way to fabricate indistinguishable fake generated content at a much lower cost. Leveraging OpenAI's GPT-4-Turbo and DALL-E-2 models, we craft AiGen-FoodReview, a multi-modal dataset of 20,144 restaurant review-image pairs divided into authentic and machine-generated. We explore unimodal and multimodal detection models, achieving 99.80% multimodal accuracy with FLAVA. We use attributes from readability and photographic theories to score reviews and images, respectively, demonstrating their utility as hand-crafted features in scalable and interpretable detection models, with comparable performance. The paper contributes by open-sourcing the dataset and releasing fake review detectors, recommending its use in unimodal and multimodal fake review detection tasks, and evaluating linguistic and visual features in synthetic versus authentic data.

http://arxiv.org/abs/2401.08825v1

cs.LG, cs.CL, cs.CV

SpecGen: Automated Generation of Formal Program Specifications via Large Language Models

Lezhi Ma, Shangqing Liu, Yi Li, Xiaofei Xie, Lei Bu

Formal program specifications play a crucial role in various stages of software development. However, manually crafting formal program specifications is rather difficult, making the job time-consuming and labor-intensive. It is even more challenging to write specifications that correctly and comprehensively describe the semantics of complex programs. To reduce the burden on software developers, automated specification generation methods have emerged. However, existing methods usually rely on predefined templates or grammar, making them struggle to accurately describe the behavior and functionality of complex real-world programs. To tackle this challenge, we introduce SpecGen, a novel technique for formal program specification generation based on Large Language Models. Our key insight is to overcome the limitations of existing methods by leveraging the code comprehension capability of LLMs. The process of SpecGen consists of two phases. The first phase employs a conversational approach that guides the LLM to generate appropriate specifications for a given program. The second phase, designed for where the LLM fails to generate correct specifications, applies four mutation operators to the model-generated specifications and selects verifiable specifications from the mutated ones through a novel heuristic selection strategy. We evaluate SpecGen on two datasets, including the SV-COMP Java category benchmark and a manually constructed dataset. Experimental results demonstrate that SpecGen succeeds in generating verifiable specifications for 279 out of 385 programs, outperforming the existing purely LLM-based approaches and conventional specification generation tools like Houdini and Daikon. Further investigations on the quality of generated specifications indicate that SpecGen can comprehensively articulate the behaviors of the input program.

http://arxiv.org/abs/2401.08807v2

cs.SE

Segment Anything Model Can Not Segment Anything: Assessing AI Foundation Model's Generalizability in Permafrost Mapping

Wenwen Li, Chia-Yu Hsu, Sizhe Wang, Yezhou Yang, Hyunho Lee, Anna Liljedahl, Chandi Witharana, Yili Yang, Brendan M. Rogers, Samantha T. Arundel, Matthew B. Jones, Kenton McHenry, Patricia Solis

This paper assesses trending AI foundation models, especially emerging computer vision foundation models and their performance in natural landscape feature segmentation. While the term foundation model has quickly garnered interest from the geospatial domain, its definition remains vague. Hence, this paper will first introduce AI foundation models and their defining characteristics. Built upon the tremendous success achieved by Large Language Models (LLMs) as the foundation models for language tasks, this paper discusses the challenges of building foundation models for geospatial artificial intelligence (GeoAI) vision tasks. To evaluate the performance of large AI vision models, especially Meta's Segment Anything Model (SAM), we implemented different instance segmentation pipelines that minimize the changes to SAM to leverage its power as a foundation model. A series of prompt strategies was developed to test SAM's performance regarding its theoretical upper bound of predictive accuracy, zero-shot performance, and domain adaptability through fine-tuning. The analysis used two permafrost feature datasets, ice-wedge polygons and retrogressive thaw slumps because (1) these landform features are more challenging to segment than manmade features due to their complicated formation mechanisms, diverse forms, and vague boundaries; (2) their presence and changes are important indicators for Arctic warming and climate change. The results show that although promising, SAM still has room for improvement to support AI-augmented terrain mapping. The spatial and domain generalizability of this finding is further validated using a more general dataset EuroCrop for agricultural field mapping. Finally, we discuss future research directions that strengthen SAM's applicability in challenging geospatial domains.

http://arxiv.org/abs/2401.08787v1

cs.CV

MultiPLY: A Multisensory Object-Centric Embodied Large Language Model in 3D World

Yining Hong, Zishuo Zheng, Peihao Chen, Yian Wang, Junyan Li, Chuang Gan

Human beings possess the capability to multiply a melange of multisensory cues while actively exploring and interacting with the 3D world. Current multi-modal large language models, however, passively absorb sensory data as inputs, lacking the capacity to actively interact with the objects in the 3D environment and dynamically collect their multisensory information. To usher in the study of this area, we propose MultiPLY, a multisensory embodied large language model that could incorporate multisensory interactive data, including visual, audio, tactile, and thermal information into large language models, thereby establishing the correlation among words, actions, and percepts. To this end, we first collect Multisensory Universe, a large-scale multisensory interaction dataset comprising 500k data by deploying an LLM-powered embodied agent to engage with the 3D environment. To perform instruction tuning with pre-trained LLM on such generated data, we first encode the 3D scene as abstracted object-centric representations and then introduce action tokens denoting that the embodied agent takes certain actions within the environment, as well as state tokens that represent the multisensory state observations of the agent at each time step. In the inference time, MultiPLY could generate action tokens, instructing the agent to take the action in the environment and obtain the next multisensory state observation. The observation is then appended back to the LLM via state tokens to generate subsequent text or action tokens. We demonstrate that MultiPLY outperforms baselines by a large margin through a diverse set of embodied tasks involving object retrieval, tool use, multisensory captioning, and task decomposition.

http://arxiv.org/abs/2401.08577v1

cs.CV, cs.AI, cs.CL, cs.LG, cs.RO

EmoLLMs: A Series of Emotional Large Language Models and Annotation Tools for Comprehensive Affective Analysis

Zhiwei Liu, Kailai Yang, Tianlin Zhang, Qianqian Xie, Zeping Yu, Sophia Ananiadou

Sentiment analysis and emotion detection are important research topics in natural language processing (NLP) and benefit many downstream tasks. With the widespread application of LLMs, researchers have started exploring the application of LLMs based on instruction-tuning in the field of sentiment analysis. However, these models only focus on single aspects of affective classification tasks (e.g. sentimental polarity or categorical emotions), and overlook the regression tasks (e.g. sentiment strength or emotion intensity), which leads to poor performance in downstream tasks. The main reason is the lack of comprehensive affective instruction tuning datasets and evaluation benchmarks, which cover various affective classification and regression tasks. Moreover, although emotional information is useful for downstream tasks, existing downstream datasets lack high-quality and comprehensive affective annotations. In this paper, we propose EmoLLMs, the first series of open-sourced instruction-following LLMs for comprehensive affective analysis based on fine-tuning various LLMs with instruction data, the first multi-task affective analysis instruction dataset (AAID) with 234K data samples based on various classification and regression tasks to support LLM instruction tuning, and a comprehensive affective evaluation benchmark (AEB) with 14 tasks from various sources and domains to test the generalization ability of LLMs. We propose a series of EmoLLMs by fine-tuning LLMs with AAID to solve various affective instruction tasks. We compare our model with a variety of LLMs on AEB, where our models outperform all other open-sourced LLMs, and surpass ChatGPT and GPT-4 in most tasks, which shows that the series of EmoLLMs achieve the ChatGPT-level and GPT-4-level generalization capabilities on affective analysis tasks, and demonstrates our models can be used as affective annotation tools.

http://arxiv.org/abs/2401.08508v1

cs.CL

Code Generation with AlphaCodium: From Prompt Engineering to Flow Engineering

Tal Ridnik, Dedy Kredo, Itamar Friedman

Code generation problems differ from common natural language problems - they require matching the exact syntax of the target language, identifying happy paths and edge cases, paying attention to numerous small details in the problem spec, and addressing other code-specific issues and requirements. Hence, many of the optimizations and tricks that have been successful in natural language generation may not be effective for code tasks. In this work, we propose a new approach to code generation by LLMs, which we call AlphaCodium - a test-based, multi-stage, code-oriented iterative flow, that improves the performances of LLMs on code problems. We tested AlphaCodium on a challenging code generation dataset called CodeContests, which includes competitive programming problems from platforms such as Codeforces. The proposed flow consistently and significantly improves results. On the validation set, for example, GPT-4 accuracy (pass@5) increased from 19% with a single well-designed direct prompt to 44% with the AlphaCodium flow. Many of the principles and best practices acquired in this work, we believe, are broadly applicable to general code generation tasks. Full implementation is available at: https://github.com/Codium-ai/AlphaCodium

http://arxiv.org/abs/2401.08500v1

cs.LG, cs.CL, cs.SE

Ask the experts: sourcing high-quality datasets for nutritional counselling through Human-AI collaboration

Simone Balloccu, Ehud Reiter, Vivek Kumar, Diego Reforgiato Recupero, Daniele Riboni

Large Language Models (LLMs), with their flexible generation abilities, can be powerful data sources in domains with few or no available corpora. However, problems like hallucinations and biases limit such applications. In this case study, we pick nutrition counselling, a domain lacking any public resource, and show that high-quality datasets can be gathered by combining LLMs, crowd-workers and nutrition experts. We first crowd-source and cluster a novel dataset of diet-related issues, then work with experts to prompt ChatGPT into producing related supportive text. Finally, we let the experts evaluate the safety of the generated text. We release HAI-coaching, the first expert-annotated nutrition counselling dataset containing ~2.4K dietary struggles from crowd workers, and ~97K related supportive texts generated by ChatGPT. Extensive analysis shows that ChatGPT while producing highly fluent and human-like text, also manifests harmful behaviours, especially in sensitive topics like mental health, making it unsuitable for unsupervised use.

http://arxiv.org/abs/2401.08420v1

cs.CL

Contrastive Preference Optimization: Pushing the Boundaries of LLM Performance in Machine Translation

Haoran Xu, Amr Sharaf, Yunmo Chen, Weiting Tan, Lingfeng Shen, Benjamin Van Durme, Kenton Murray, Young Jin Kim

Moderate-sized large language models (LLMs) -- those with 7B or 13B parameters -- exhibit promising machine translation (MT) performance. However, even the top-performing 13B LLM-based translation models, like ALMA, does not match the performance of state-of-the-art conventional encoder-decoder translation models or larger-scale LLMs such as GPT-4. In this study, we bridge this performance gap. We first assess the shortcomings of supervised fine-tuning for LLMs in the MT task, emphasizing the quality issues present in the reference data, despite being human-generated. Then, in contrast to SFT which mimics reference translations, we introduce Contrastive Preference Optimization (CPO), a novel approach that trains models to avoid generating adequate but not perfect translations. Applying CPO to ALMA models with only 22K parallel sentences and 12M parameters yields significant improvements. The resulting model, called ALMA-R, can match or exceed the performance of the WMT competition winners and GPT-4 on WMT'21, WMT'22 and WMT'23 test datasets.

http://arxiv.org/abs/2401.08417v3

cs.CL

RAG vs Fine-tuning: Pipelines, Tradeoffs, and a Case Study on Agriculture

Angels Balaguer, Vinamra Benara, Renato Luiz de Freitas Cunha, Roberto de M. Estevão Filho, Todd Hendry, Daniel Holstein, Jennifer Marsman, Nick Mecklenburg, Sara Malvar, Leonardo O. Nunes, Rafael Padilha, Morris Sharp, Bruno Silva, Swati Sharma, Vijay Aski, Ranveer Chandra

There are two common ways in which developers are incorporating proprietary and domain-specific data when building applications of Large Language Models (LLMs): Retrieval-Augmented Generation (RAG) and Fine-Tuning. RAG augments the prompt with the external data, while fine-Tuning incorporates the additional knowledge into the model itself. However, the pros and cons of both approaches are not well understood. In this paper, we propose a pipeline for fine-tuning and RAG, and present the tradeoffs of both for multiple popular LLMs, including Llama2-13B, GPT-3.5, and GPT-4. Our pipeline consists of multiple stages, including extracting information from PDFs, generating questions and answers, using them for fine-tuning, and leveraging GPT-4 for evaluating the results. We propose metrics to assess the performance of different stages of the RAG and fine-Tuning pipeline. We conduct an in-depth study on an agricultural dataset. Agriculture as an industry has not seen much penetration of AI, and we study a potentially disruptive application - what if we could provide location-specific insights to a farmer? Our results show the effectiveness of our dataset generation pipeline in capturing geographic-specific knowledge, and the quantitative and qualitative benefits of RAG and fine-tuning. We see an accuracy increase of over 6 p.p. when fine-tuning the model and this is cumulative with RAG, which increases accuracy by 5 p.p. further. In one particular experiment, we also demonstrate that the fine-tuned model leverages information from across geographies to answer specific questions, increasing answer similarity from 47% to 72%. Overall, the results point to how systems built using LLMs can be adapted to respond and incorporate knowledge across a dimension that is critical for a specific industry, paving the way for further applications of LLMs in other industrial domains.

http://arxiv.org/abs/2401.08406v3

cs.CL, cs.LG

Salute the Classic: Revisiting Challenges of Machine Translation in the Age of Large Language Models

Jianhui Pang, Fanghua Ye, Longyue Wang, Dian Yu, Derek F. Wong, Shuming Shi, Zhaopeng Tu

The evolution of Neural Machine Translation (NMT) has been significantly influenced by six core challenges (Koehn and Knowles, 2017), which have acted as benchmarks for progress in this field. This study revisits these challenges, offering insights into their ongoing relevance in the context of advanced Large Language Models (LLMs): domain mismatch, amount of parallel data, rare word prediction, translation of long sentences, attention model as word alignment, and sub-optimal beam search. Our empirical findings indicate that LLMs effectively lessen the reliance on parallel data for major languages in the pretraining phase. Additionally, the LLM-based translation system significantly enhances the translation of long sentences that contain approximately 80 words and shows the capability to translate documents of up to 512 words. However, despite these significant improvements, the challenges of domain mismatch and prediction of rare words persist. While the challenges of word alignment and beam search, specifically associated with NMT, may not apply to LLMs, we identify three new challenges for LLMs in translation tasks: inference efficiency, translation of low-resource languages in the pretraining phase, and human-aligned evaluation. The datasets and models are released at https://github.com/pangjh3/LLM4MT.

http://arxiv.org/abs/2401.08350v2

cs.CL

Application of LLM Agents in Recruitment: A Novel Framework for Resume Screening

Chengguang Gan, Qinghao Zhang, Tatsunori Mori

The automation of resume screening is a crucial aspect of the recruitment process in organizations. Automated resume screening systems often encompass a range of natural language processing (NLP) tasks. The advent of Large Language Models (LLMs) has notably enhanced the efficacy of these systems, showcasing their robust generalization abilities across diverse language-related tasks. Accompanying these developments are various agents based on LLMs, which facilitate their application in practical scenarios. This paper introduces a novel LLM-based agent framework for resume screening, aimed at enhancing efficiency and time management in recruitment processes. Our framework is distinct in its ability to efficiently summarize and grade each resume from a large dataset. Moreover, it utilizes LLM agents for decision-making, determining which candidates receive job offers, or which ones to bring in for interviews. To evaluate our framework, we constructed a dataset from actual resumes and conducted simulate a resume screening process. Subsequently, the outcomes of the simulation experiment were compared and subjected to detailed analysis. The results demonstrate that our automated resume screening framework is 11 times faster than traditional manual methods. Furthermore, by fine-tuning the LLMs, we observed a significant improvement in the F1 score, reaching 87.73\%, during the resume sentence classification phase. In the resume summarization and grading phase, our fine-tuned model surpassed the baseline performance of the GPT-3.5 model. Analysis of the decision-making efficacy of the LLM agents in the final offer stage further underscores the potential of LLM agents in transforming resume screening processes.

http://arxiv.org/abs/2401.08315v1

cs.CL

Large Language Models are Null-Shot Learners

Pittawat Taveekitworachai, Febri Abdullah, Ruck Thawonmas

This paper presents null-shot prompting. Null-shot prompting exploits hallucination in large language models (LLMs) by instructing LLMs to utilize information from the "Examples" section that never exists within the provided context to perform a task. While reducing hallucination is crucial and non-negligible for daily and critical uses of LLMs, we propose that in the current landscape in which these LLMs still hallucinate, it is possible, in fact, to exploit hallucination to increase performance in performing tasks compared to standard zero-shot prompting. Experiments with eight LLMs show improvements in performance across the majority of eight datasets, including reading comprehension, arithmetic reasoning, and closed-book question answering. The observed inconsistency in increased relative performance across the LLMs also potentially indicates a different degree of inherent hallucination in each model. These differences show that it is possible to utilize null-shot prompting as a way to detect degrees of hallucination in LLMs using existing benchmarking datasets. We also perform ablation studies, including experimenting with a modified version of null-shot prompting that incorporates ideas from zero-shot chain-of-thought prompting, which shows different trends of results.

http://arxiv.org/abs/2401.08273v2

cs.CL, cs.AI, cs.LG

LLM-Guided Multi-View Hypergraph Learning for Human-Centric Explainable Recommendation

Zhixuan Chu, Yan Wang, Qing Cui, Longfei Li, Wenqing Chen, Zhan Qin, Kui Ren

As personalized recommendation systems become vital in the age of information overload, traditional methods relying solely on historical user interactions often fail to fully capture the multifaceted nature of human interests. To enable more human-centric modeling of user preferences, this work proposes a novel explainable recommendation framework, i.e., LLMHG, synergizing the reasoning capabilities of large language models (LLMs) and the structural advantages of hypergraph neural networks. By effectively profiling and interpreting the nuances of individual user interests, our framework pioneers enhancements to recommendation systems with increased explainability. We validate that explicitly accounting for the intricacies of human preferences allows our human-centric and explainable LLMHG approach to consistently outperform conventional models across diverse real-world datasets. The proposed plug-and-play enhancement framework delivers immediate gains in recommendation performance while offering a pathway to apply advanced LLMs for better capturing the complexity of human interests across machine learning applications.

http://arxiv.org/abs/2401.08217v2

cs.IR

MARIO: MAth Reasoning with code Interpreter Output -- A Reproducible Pipeline

Minpeng Liao, Wei Luo, Chengxi Li, Jing Wu, Kai Fan

Large language models (LLMs) have seen considerable advancements in natural language understanding tasks, yet there remains a gap to bridge before attaining true artificial general intelligence, especially concerning shortcomings in mathematical reasoning capabilities. We postulate that the inherent nature of LLM training, which focuses on predicting probabilities of next token, presents challenges in effectively modeling mathematical reasoning that demands exact calculations, both from data-driven and theoretical standpoints. In this paper, we address this challenge by enriching the data landscape and introducing a novel math dataset, enhanced with a capability to utilize a Python code interpreter. This dataset is derived from GSM8K and MATH and has been further refined through a combination of GPT-4 annotations, human review, and self-training processes, where the errors in the original GSM8K training set have been fixed. Additionally, we propose a tentative, easily replicable protocol for the fine-tuning of math-specific LLMs, which has led to a significant improvement in the performance of a 7B-parameter LLM on the GSM8K and MATH datasets. We are committed to advancing the field of mathematical reasoning in LLMs and, to that end, we have made source code for data generation / training / inference, and the model checkpoints publicly available at \url{https://github.com/MARIO-Math-Reasoning/MARIO}. We hope this will facilitate further research and development within the community.

http://arxiv.org/abs/2401.08190v3

cs.CL

PRewrite: Prompt Rewriting with Reinforcement Learning

Weize Kong, Spurthi Amba Hombaiah, Mingyang Zhang, Qiaozhu Mei, Michael Bendersky

Prompt engineering is critical for the development of LLM-based applications. However, it is usually done manually in a "trial and error" fashion that can be time consuming, ineffective, and sub-optimal. Even for the prompts which seemingly work well, there is always a lingering question: can the prompts be made better with further modifications? To address these problems, we investigate automated prompt engineering in this paper. Specifically, we propose PRewrite, an automated method to rewrite an under-optimized prompt to a more effective prompt. We instantiate the prompt rewriter using a LLM. The rewriter LLM is trained using reinforcement learning to optimize the performance on a given downstream task. We conduct experiments on diverse benchmark datasets, which demonstrates the effectiveness of PRewrite.

http://arxiv.org/abs/2401.08189v3

cs.AI, cs.CL, cs.LG

LLMs for Test Input Generation for Semantic Caches

Zafaryab Rasool, Scott Barnett, David Willie, Stefanus Kurniawan, Sherwin Balugo, Srikanth Thudumu, Mohamed Abdelrazek

Large language models (LLMs) enable state-of-the-art semantic capabilities to be added to software systems such as semantic search of unstructured documents and text generation. However, these models are computationally expensive. At scale, the cost of serving thousands of users increases massively affecting also user experience. To address this problem, semantic caches are used to check for answers to similar queries (that may have been phrased differently) without hitting the LLM service. Due to the nature of these semantic cache techniques that rely on query embeddings, there is a high chance of errors impacting user confidence in the system. Adopting semantic cache techniques usually requires testing the effectiveness of a semantic cache (accurate cache hits and misses) which requires a labelled test set of similar queries and responses which is often unavailable. In this paper, we present VaryGen, an approach for using LLMs for test input generation that produces similar questions from unstructured text documents. Our novel approach uses the reasoning capabilities of LLMs to 1) adapt queries to the domain, 2) synthesise subtle variations to queries, and 3) evaluate the synthesised test dataset. We evaluated our approach in the domain of a student question and answer system by qualitatively analysing 100 generated queries and result pairs, and conducting an empirical case study with an open source semantic cache. Our results show that query pairs satisfy human expectations of similarity and our generated data demonstrates failure cases of a semantic cache. Additionally, we also evaluate our approach on Qasper dataset. This work is an important first step into test input generation for semantic applications and presents considerations for practitioners when calibrating a semantic cache.

http://arxiv.org/abs/2401.08138v1

cs.SE, cs.AI

Enhancing Robustness of LLM-Synthetic Text Detectors for Academic Writing: A Comprehensive Analysis

Zhicheng Dou, Yuchen Guo, Ching-Chun Chang, Huy H. Nguyen, Isao Echizen

The emergence of large language models (LLMs), such as Generative Pre-trained Transformer 4 (GPT-4) used by ChatGPT, has profoundly impacted the academic and broader community. While these models offer numerous advantages in terms of revolutionizing work and study methods, they have also garnered significant attention due to their potential negative consequences. One example is generating academic reports or papers with little to no human contribution. Consequently, researchers have focused on developing detectors to address the misuse of LLMs. However, most existing methods prioritize achieving higher accuracy on restricted datasets, neglecting the crucial aspect of generalizability. This limitation hinders their practical application in real-life scenarios where reliability is paramount. In this paper, we present a comprehensive analysis of the impact of prompts on the text generated by LLMs and highlight the potential lack of robustness in one of the current state-of-the-art GPT detectors. To mitigate these issues concerning the misuse of LLMs in academic writing, we propose a reference-based Siamese detector named Synthetic-Siamese which takes a pair of texts, one as the inquiry and the other as the reference. Our method effectively addresses the lack of robustness of previous detectors (OpenAI detector and DetectGPT) and significantly improves the baseline performances in realistic academic writing scenarios by approximately 67% to 95%.

http://arxiv.org/abs/2401.08046v1

cs.CL, cs.AI

A Novel Approach for Automatic Program Repair using Round-Trip Translation with Large Language Models

Fernando Vallecillos Ruiz, Anastasiia Grishina, Max Hort, Leon Moonen

Research shows that grammatical mistakes in a sentence can be corrected by translating it to another language and back using neural machine translation with language models. We investigate whether this correction capability of Large Language Models (LLMs) extends to Automatic Program Repair (APR). Current generative models for APR are pre-trained on source code and fine-tuned for repair. This paper proposes bypassing the fine-tuning step and using Round-Trip Translation (RTT): translation of code from one programming language to another programming or natural language, and back. We hypothesize that RTT with LLMs restores the most commonly seen patterns in code during pre-training, i.e., performs a regression toward the mean, which removes bugs as they are a form of noise w.r.t. the more frequent, natural, bug-free code in the training data. To test this hypothesis, we employ eight recent LLMs pre-trained on code, including the latest GPT versions, and four common program repair benchmarks in Java. We find that RTT with English as an intermediate language repaired 101 of 164 bugs with GPT-4 on the HumanEval-Java dataset. Moreover, 46 of these are unique bugs that are not repaired by other LLMs fine-tuned for APR. Our findings highlight the viability of round-trip translation with LLMs as a technique for automated program repair and its potential for research in software engineering. Keywords: automated program repair, large language model, machine translation

http://arxiv.org/abs/2401.07994v1

cs.SE, cs.CL, cs.LG

SciGLM: Training Scientific Language Models with Self-Reflective Instruction Annotation and Tuning

Dan Zhang, Ziniu Hu, Sining Zhoubian, Zhengxiao Du, Kaiyu Yang, Zihan Wang, Yisong Yue, Yuxiao Dong, Jie Tang

Large Language Models (LLMs) have shown promise in assisting scientific discovery. However, such applications are currently limited by LLMs' deficiencies in understanding intricate scientific concepts, deriving symbolic equations, and solving advanced numerical calculations. To bridge these gaps, we introduce SciGLM, a suite of scientific language models able to conduct college-level scientific reasoning. Central to our approach is a novel self-reflective instruction annotation framework to address the data scarcity challenge in the science domain. This framework leverages existing LLMs to generate step-by-step reasoning for unlabelled scientific questions, followed by a process of self-reflective critic-and-revise. Applying this framework, we curated SciInstruct, a diverse and high-quality dataset encompassing physics, chemistry, math, and formal proofs. We fine-tuned the ChatGLM family of language models with SciInstruct, enhancing their scientific and mathematical reasoning capabilities. Remarkably, the SciGLM consistently improves both the base model (ChatGLM3-6B-Base) by 4.87% and larger-scale models (32B) by 2.67%, without sacrificing the language understanding capabilities of the base model. This makes SciGLM a suitable foundational model to facilitate diverse scientific discovery tasks. For the benefit of the wider research community, we release SciInstruct, and SciGLM, alongside a self-reflective framework and fine-tuning code at https://github.com/THUDM/SciGLM.

http://arxiv.org/abs/2401.07950v2

cs.CL

On Inter-dataset Code Duplication and Data Leakage in Large Language Models

José Antonio Hernández López, Boqi Chen, Tushar Sharma, Dániel Varró

Motivation. Large language models (LLMs) have exhibited remarkable proficiency in diverse software engineering (SE) tasks. Handling such tasks typically involves acquiring foundational coding knowledge on large, general-purpose datasets during a pre-training phase, and subsequently refining on smaller, task-specific datasets as part of a fine-tuning phase. Problem statement. Data leakage is a well-known issue in training of machine learning models. A manifestation of this issue is the intersection of the training and testing splits. While intra-dataset code duplication examines this intersection within a given dataset and has been addressed in prior research, inter-dataset code duplication, which gauges the overlap between different datasets, remains largely unexplored. If this phenomenon exists, it could compromise the integrity of LLM evaluations because of the inclusion of fine-tuning test samples that were already encountered during pre-training, resulting in inflated performance metrics. Contribution. This paper explores the phenomenon of inter-dataset code duplication and its impact on evaluating LLMs across diverse SE tasks. Study design. We conduct an empirical study using the CSN dataset, a widely adopted pre-training dataset, and five fine-tuning datasets used for various SE tasks. We first identify the intersection between the pre-training and fine-tuning datasets using a deduplication process. Then, we fine-tune four models pre-trained on CSN to evaluate their performance on samples encountered during pre-training and those unseen during that phase. Results. Our findings reveal a potential threat to the evaluation of various LLMs across multiple SE tasks, stemming from the inter-dataset code duplication phenomenon. Moreover, we demonstrate that this threat is accentuated by factors like the LLM's size and the chosen fine-tuning technique.

http://arxiv.org/abs/2401.07930v1

cs.SE

Prompting open-source and commercial language models for grammatical error correction of English learner text

Christopher Davis, Andrew Caines, Øistein Andersen, Shiva Taslimipoor, Helen Yannakoudakis, Zheng Yuan, Christopher Bryant, Marek Rei, Paula Buttery

Thanks to recent advances in generative AI, we are able to prompt large language models (LLMs) to produce texts which are fluent and grammatical. In addition, it has been shown that we can elicit attempts at grammatical error correction (GEC) from LLMs when prompted with ungrammatical input sentences. We evaluate how well LLMs can perform at GEC by measuring their performance on established benchmark datasets. We go beyond previous studies, which only examined GPT* models on a selection of English GEC datasets, by evaluating seven open-source and three commercial LLMs on four established GEC benchmarks. We investigate model performance and report results against individual error types. Our results indicate that LLMs do not always outperform supervised English GEC models except in specific contexts -- namely commercial LLMs on benchmarks annotated with fluency corrections as opposed to minimal edits. We find that several open-source models outperform commercial ones on minimal edit benchmarks, and that in some settings zero-shot prompting is just as competitive as few-shot prompting.

http://arxiv.org/abs/2401.07702v1

cs.CL

MAPLE: Multilingual Evaluation of Parameter Efficient Finetuning of Large Language Models

Divyanshu Aggarwal, Ashutosh Sathe, Ishaan Watts, Sunayana Sitaram

Parameter Efficient Finetuning (PEFT) has emerged as a viable solution for improving the performance of Large Language Models (LLMs) without requiring massive resources and compute. Prior work on multilingual evaluation has shown that there is a large gap between the performance of LLMs on English and other languages. Further, there is also a large gap between the performance of smaller open-source models and larger LLMs. Finetuning can be an effective way to bridge this gap and make language models more equitable. In this work, we finetune the LLama-2-7B and Mistral-7B models on two synthetic multilingual instruction tuning datasets to determine its effect on model performance on six downstream tasks covering forty languages in all. Additionally, we experiment with various parameters, such as rank for low-rank adaptation and values of quantisation to determine their effects on downstream performance and find that higher rank and higher quantisation values benefit low-resource languages. We find that PEFT of smaller open-source models sometimes bridges the gap between the performance of these models and the larger ones, however, English performance can take a hit. We also find that finetuning sometimes improves performance on low-resource languages, while degrading performance on high-resource languages.

http://arxiv.org/abs/2401.07598v2

cs.CL

Editing Arbitrary Propositions in LLMs without Subject Labels

Itai Feigenbaum, Devansh Arpit, Huan Wang, Shelby Heinecke, Juan Carlos Niebles, Weiran Yao, Caiming Xiong, Silvio Savarese

Large Language Model (LLM) editing modifies factual information in LLMs. Locate-and-Edit (L\&E) methods accomplish this by finding where relevant information is stored within the neural network, and editing the weights at that location. The goal of editing is to modify the response of an LLM to a proposition independently of its phrasing, while not modifying its response to other related propositions. Existing methods are limited to binary propositions, which represent straightforward binary relations between a subject and an object. Furthermore, existing methods rely on semantic subject labels, which may not be available or even be well-defined in practice. In this paper, we show that both of these issues can be effectively skirted with a simple and fast localization method called Gradient Tracing (GT). This localization method allows editing arbitrary propositions instead of just binary ones, and does so without the need for subject labels. As propositions always have a truth value, our experiments prompt an LLM as a boolean classifier, and edit its T/F response to propositions. Our method applies GT for location tracing, and then edit the model at that location using a mild variant of Rank-One Model Editing (ROME). On datasets of binary propositions derived from the CounterFact dataset, we show that our method -- without access to subject labels -- performs close to state-of-the-art L\&E methods which has access subject labels. We then introduce a new dataset, Factual Accuracy Classification Test (FACT), which includes non-binary propositions and for which subject labels are not generally applicable, and therefore is beyond the scope of existing L\&E methods. Nevertheless, we show that with our method editing is possible on FACT.

http://arxiv.org/abs/2401.07526v1

cs.CL, cs.AI, cs.LG

Survey of Natural Language Processing for Education: Taxonomy, Systematic Review, and Future Trends

Yunshi Lan, Xinyuan Li, Hanyue Du, Xuesong Lu, Ming Gao, Weining Qian, Aoying Zhou

Natural Language Processing (NLP) aims to analyze text or speech via techniques in the computer science field. It serves the applications in domains of healthcare, commerce, education and so on. Particularly, NLP has been widely applied to the education domain and its applications have enormous potential to help teaching and learning. In this survey, we review recent advances in NLP with the focus on solving problems relevant to the education domain. In detail, we begin with introducing the related background and the real-world scenarios in education where NLP techniques could contribute. Then, we present a taxonomy of NLP in the education domain and highlight typical NLP applications including question answering, question construction, automated assessment, and error correction. Next, we illustrate the task definition, challenges, and corresponding cutting-edge techniques based on the above taxonomy. In particular, LLM-involved methods are included for discussion due to the wide usage of LLMs in diverse NLP applications. After that, we showcase some off-the-shelf demonstrations in this domain. At last, we conclude with six promising directions for future research, including more datasets in education domain, controllable usage of LLMs, intervention of difficulty-level control, interpretable educational NLP, methods with adaptive learning, and integrated systems for education. We organize all relevant datasets and papers in the open-available Github Link for better review~\url{https://github.com/LiXinyuan1015/NLP-for-Education}.

http://arxiv.org/abs/2401.07518v3

cs.CL, cs.AI

Stability Analysis of ChatGPT-based Sentiment Analysis in AI Quality Assurance

Tinghui Ouyang, AprilPyone MaungMaung, Koichi Konishi, Yoshiki Seo, Isao Echizen

In the era of large AI models, the complex architecture and vast parameters present substantial challenges for effective AI quality management (AIQM), e.g. large language model (LLM). This paper focuses on investigating the quality assurance of a specific LLM-based AI product--a ChatGPT-based sentiment analysis system. The study delves into stability issues related to both the operation and robustness of the expansive AI model on which ChatGPT is based. Experimental analysis is conducted using benchmark datasets for sentiment analysis. The results reveal that the constructed ChatGPT-based sentiment analysis system exhibits uncertainty, which is attributed to various operational factors. It demonstrated that the system also exhibits stability issues in handling conventional small text attacks involving robustness.

http://arxiv.org/abs/2401.07441v1

cs.CL

Active Learning for NLP with Large Language Models

Xuesong Wang

Human annotation of training samples is expensive, laborious, and sometimes challenging, especially for Natural Language Processing (NLP) tasks. To reduce the labeling cost and enhance the sample efficiency, Active Learning (AL) technique can be used to label as few samples as possible to reach a reasonable or similar results. To reduce even more costs and with the significant advances of Large Language Models (LLMs), LLMs can be a good candidate to annotate samples. This work investigates the accuracy and cost of using LLMs (GPT-3.5 and GPT-4) to label samples on 3 different datasets. A consistency-based strategy is proposed to select samples that are potentially incorrectly labeled so that human annotations can be used for those samples in AL settings, and we call it mixed annotation strategy. Then we test performance of AL under two different settings: (1) using human annotations only; (2) using the proposed mixed annotation strategy. The accuracy of AL models under 3 AL query strategies are reported on 3 text classification datasets, i.e., AG's News, TREC-6, and Rotten Tomatoes. On AG's News and Rotten Tomatoes, the models trained with the mixed annotation strategy achieves similar or better results compared to that with human annotations. The method reveals great potentials of LLMs as annotators in terms of accuracy and cost efficiency in active learning settings.

http://arxiv.org/abs/2401.07367v1

cs.CL

PersonalityChat: Conversation Distillation for Personalized Dialog Modeling with Facts and Traits

Ehsan Lotfi, Maxime De Bruyn, Jeska Buhmann, Walter Daelemans

The new wave of Large Language Models (LLM) has offered an efficient tool to curate sizeable conversational datasets. So far studies have mainly focused on task-oriented or generic open-domain dialogs, and have not fully explored the ability of LLMs in following complicated prompts. In this work, we focus on personalization, and employ LLMs to curate a dataset which is difficult and costly to crowd-source: PersonalityChat is a synthetic conversational dataset based upon the popular PersonaChat dataset, but conditioned on both personas and (Big-5) personality traits. Evaluating models fine-tuned on this dataset, we show that the personality trait labels can be used for trait-based personalization of generative dialogue models. We also perform a head-to-head comparison between PersonalityChat and PersonaChat, and show that training on the distilled dataset results in more fluent and coherent dialog agents in the small-model regime.

http://arxiv.org/abs/2401.07363v1

cs.CL

Small LLMs Are Weak Tool Learners: A Multi-LLM Agent

Weizhou Shen, Chenliang Li, Hongzhan Chen, Ming Yan, Xiaojun Quan, Hehong Chen, Ji Zhang, Fei Huang

Large Language Model (LLM) agents significantly extend the capabilities of standalone LLMs, empowering them to interact with external tools (e.g., APIs, functions) and complete various tasks in a self-directed fashion. The challenge of tool use demands that LLMs not only understand user queries and generate answers accurately but also excel in task planning, tool invocation, and result summarization. While traditional works focus on training a single LLM with all these capabilities, performance limitations become apparent, particularly with smaller models. To overcome these challenges, we propose a novel approach that decomposes the aforementioned capabilities into a planner, caller, and summarizer. Each component is implemented by a single LLM that focuses on a specific capability and collaborates with others to accomplish the task. This modular framework facilitates individual updates and the potential use of smaller LLMs for building each capability. To effectively train this framework, we introduce a two-stage training paradigm. First, we fine-tune a backbone LLM on the entire dataset without discriminating sub-tasks, providing the model with a comprehensive understanding of the task. Second, the fine-tuned LLM is used to instantiate the planner, caller, and summarizer respectively, which are continually fine-tuned on respective sub-tasks. Evaluation across various tool-use benchmarks illustrates that our proposed multi-LLM framework surpasses the traditional single-LLM approach, highlighting its efficacy and advantages in tool learning.

http://arxiv.org/abs/2401.07324v3

cs.AI, cs.CL

Harnessing Large Language Models Over Transformer Models for Detecting Bengali Depressive Social Media Text: A Comprehensive Study

Ahmadul Karim Chowdhury, Md. Saidur Rahman Sujon, Md. Shirajus Salekin Shafi, Tasin Ahmmad, Sifat Ahmed, Khan Md Hasib, Faisal Muhammad Shah

In an era where the silent struggle of underdiagnosed depression pervades globally, our research delves into the crucial link between mental health and social media. This work focuses on early detection of depression, particularly in extroverted social media users, using LLMs such as GPT 3.5, GPT 4 and our proposed GPT 3.5 fine-tuned model DepGPT, as well as advanced Deep learning models(LSTM, Bi-LSTM, GRU, BiGRU) and Transformer models(BERT, BanglaBERT, SahajBERT, BanglaBERT-Base). The study categorized Reddit and X datasets into "Depressive" and "Non-Depressive" segments, translated into Bengali by native speakers with expertise in mental health, resulting in the creation of the Bengali Social Media Depressive Dataset (BSMDD). Our work provides full architecture details for each model and a methodical way to assess their performance in Bengali depressive text categorization using zero-shot and few-shot learning techniques. Our work demonstrates the superiority of SahajBERT and Bi-LSTM with FastText embeddings in their respective domains also tackles explainability issues with transformer models and emphasizes the effectiveness of LLMs, especially DepGPT, demonstrating flexibility and competence in a range of learning contexts. According to the experiment results, the proposed model, DepGPT, outperformed not only Alpaca Lora 7B in zero-shot and few-shot scenarios but also every other model, achieving a near-perfect accuracy of 0.9796 and an F1-score of 0.9804, high recall, and exceptional precision. Although competitive, GPT-3.5 Turbo and Alpaca Lora 7B show relatively poorer effectiveness in zero-shot and few-shot situations. The work emphasizes the effectiveness and flexibility of LLMs in a variety of linguistic circumstances, providing insightful information about the complex field of depression detection models.

http://arxiv.org/abs/2401.07310v1

cs.CL

Reinforcement Learning from LLM Feedback to Counteract Goal Misgeneralization

Houda Nait El Barj, Theophile Sautory

We introduce a method to address goal misgeneralization in reinforcement learning (RL), leveraging Large Language Model (LLM) feedback during training. Goal misgeneralization, a type of robustness failure in RL occurs when an agent retains its capabilities out-of-distribution yet pursues a proxy rather than the intended one. Our approach utilizes LLMs to analyze an RL agent's policies during training and identify potential failure scenarios. The RL agent is then deployed in these scenarios, and a reward model is learnt through the LLM preferences and feedback. This LLM-informed reward model is used to further train the RL agent on the original dataset. We apply our method to a maze navigation task, and show marked improvements in goal generalization, especially in cases where true and proxy goals are somewhat distinguishable and behavioral biases are pronounced. This study demonstrates how the LLM, despite its lack of task proficiency, can efficiently supervise RL agents, providing scalable oversight and valuable insights for enhancing goal-directed learning in RL through the use of LLMs.

http://arxiv.org/abs/2401.07181v1

cs.LG

EHRAgent: Code Empowers Large Language Models for Few-shot Complex Tabular Reasoning on Electronic Health Records

Wenqi Shi, Ran Xu, Yuchen Zhuang, Yue Yu, Jieyu Zhang, Hang Wu, Yuanda Zhu, Joyce Ho, Carl Yang, May D. Wang

Large language models (LLMs) have demonstrated exceptional capabilities in planning and tool utilization as autonomous agents, but few have been developed for medical problem-solving. We propose EHRAgent, an LLM agent empowered with a code interface, to autonomously generate and execute code for multi-tabular reasoning within electronic health records (EHRs). First, we formulate an EHR question-answering task into a tool-use planning process, efficiently decomposing a complicated task into a sequence of manageable actions. By integrating interactive coding and execution feedback, EHRAgent learns from error messages and improves the originally generated code through iterations. Furthermore, we enhance the LLM agent by incorporating long-term memory, which allows EHRAgent to effectively select and build upon the most relevant successful cases from past experiences. Experiments on three real-world multi-tabular EHR datasets show that EHRAgent outperforms the strongest baseline by up to 29.6% in success rate. EHRAgent leverages the emerging few-shot learning capabilities of LLMs, enabling autonomous code generation and execution to tackle complex clinical tasks with minimal demonstrations.

http://arxiv.org/abs/2401.07128v2

cs.CL, cs.AI

PUB: A Pragmatics Understanding Benchmark for Assessing LLMs' Pragmatics Capabilities

Settaluri Lakshmi Sravanthi, Meet Doshi, Tankala Pavan Kalyan, Rudra Murthy, Pushpak Bhattacharyya, Raj Dabre

LLMs have demonstrated remarkable capability for understanding semantics, but they often struggle with understanding pragmatics. To demonstrate this fact, we release a Pragmatics Understanding Benchmark (PUB) dataset consisting of fourteen tasks in four pragmatics phenomena, namely, Implicature, Presupposition, Reference, and Deixis. We curated high-quality test sets for each task, consisting of Multiple Choice Question Answers (MCQA). PUB includes a total of 28k data points, 6.1k of which have been created by us, and the rest are adapted from existing datasets. We evaluated nine models varying in the number of parameters and type of training. Our study indicates that fine-tuning for instruction-following and chat significantly enhances the pragmatics capabilities of smaller language models. However, for larger models, the base versions perform comparably with their chat-adapted counterparts. Additionally, there is a noticeable performance gap between human capabilities and model capabilities. Furthermore, unlike the consistent performance of humans across various tasks, the models demonstrate variability in their proficiency, with performance levels fluctuating due to different hints and the complexities of tasks within the same dataset. Overall, the benchmark aims to provide a comprehensive evaluation of LLM's ability to handle real-world language tasks that require pragmatic reasoning.

http://arxiv.org/abs/2401.07078v1

cs.CL

Classifying Proposals of Decentralized Autonomous Organizations Using Large Language Models

Christian Ziegler, Marcos Miranda, Guangye Cao, Gustav Arentoft, Doo Wan Nam

Our study demonstrates the effective use of Large Language Models (LLMs) for automating the classification of complex datasets. We specifically target proposals of Decentralized Autonomous Organizations (DAOs), as the classification of this data requires the understanding of context and, therefore, depends on human expertise, leading to high costs associated with the task. The study applies an iterative approach to specify categories and further refine them and the prompt in each iteration, which led to an accuracy rate of 95% in classifying a set of 100 proposals. With this, we demonstrate the potential of LLMs to automate data labeling tasks that depend on textual context effectively.

http://arxiv.org/abs/2401.07059v1

cs.CY, H.0

CHAMP: A Competition-level Dataset for Fine-Grained Analyses of LLMs' Mathematical Reasoning Capabilities

Yujun Mao, Yoon Kim, Yilun Zhou

Recent large language models (LLMs) have shown indications of mathematical reasoning ability. However it has not been clear how they would fare on more challenging competition-level problems. And while self-generated verbalizations of intermediate reasoning steps (i.e., chain-of-thought prompting) have been shown to be helpful, whether LLMs can make use of helpful side information such as problem-specific hints has not been investigated before. In this paper, we propose a challenging benchmark dataset for enabling such analyses. The Concept and Hint-Annotated Math Problems (CHAMP) consists of high school math competition problems, annotated with concepts, or general math facts, and hints, or problem-specific tricks. These annotations allow us to explore the effects of additional information, such as relevant hints, misleading concepts, or related problems. This benchmark is difficult, with the best model only scoring 58.1% in standard settings. With concepts and hints, performance sometimes improves, indicating that some models can make use of such side information. We further annotate model-generated solutions for their correctness. Using this corpus, we find that models often arrive at the correct final answer through wrong reasoning steps. In addition, we test whether models are able to verify these solutions, and find that most models struggle. The dataset and code are available on the project website.

http://arxiv.org/abs/2401.06961v1

cs.CL, cs.AI, cs.LG

E^2-LLM: Efficient and Extreme Length Extension of Large Language Models

Jiaheng Liu, Zhiqi Bai, Yuanxing Zhang, Chenchen Zhang, Yu Zhang, Ge Zhang, Jiakai Wang, Haoran Que, Yukang Chen, Wenbo Su, Tiezheng Ge, Jie Fu, Wenhu Chen, Bo Zheng

Typically, training LLMs with long context sizes is computationally expensive, requiring extensive training hours and GPU resources. Existing long-context extension methods usually need additional training procedures to support corresponding long-context windows, where the long-context training data (e.g., 32k) is needed, and high GPU training costs are assumed. To address the aforementioned issues, we propose an Efficient and Extreme length extension method for Large Language Models, called E 2 -LLM, with only one training procedure and dramatically reduced computation cost, which also removes the need to collect long-context data. Concretely, first, the training data of our E 2 -LLM only requires a short length (e.g., 4k), which reduces the tuning cost greatly. Second, the training procedure on the short training context window is performed only once time, and we can support different evaluation context windows at inference. Third, in E 2 - LLM, based on RoPE position embeddings, we introduce two different augmentation methods on the scale and position index parameters for different samples in training. It aims to make the model more robust to the different relative differences when directly interpolating the arbitrary context length at inference. Comprehensive experimental results on multiple benchmark datasets demonstrate the effectiveness of our E 2 -LLM on challenging long-context tasks.

http://arxiv.org/abs/2401.06951v3

cs.CL, cs.AI

DocFinQA: A Long-Context Financial Reasoning Dataset

Varshini Reddy, Rik Koncel-Kedziorski, Viet Dac Lai, Michael Krumdick, Charles Lovering, Chris Tanner

For large language models (LLMs) to be effective in the financial domain -- where each decision can have a significant impact -- it is necessary to investigate realistic tasks and data. Financial professionals often interact with documents that are hundreds of pages long, but most financial research datasets only deal with short excerpts from these documents. To address this, we introduce a long-document financial QA task. We augment 7,437 questions from the existing FinQA dataset with the full-document context, extending the average context length from under 700 words in FinQA to 123k words in DocFinQA. We conduct extensive experiments over retrieval-based QA pipelines and long-context language models. DocFinQA proves a significant challenge for even state-of-the-art systems. We also provide a case-study on the longest documents in DocFinQA and find that models particularly struggle on these documents. Addressing these challenges may have a wide reaching impact across applications where specificity and long-range contexts are critical, like gene sequences and legal document contract analysis.

http://arxiv.org/abs/2401.06915v2

cs.CL, cs.AI

Health-LLM: Large Language Models for Health Prediction via Wearable Sensor Data

Yubin Kim, Xuhai Xu, Daniel McDuff, Cynthia Breazeal, Hae Won Park

Large language models (LLMs) are capable of many natural language tasks, yet they are far from perfect. In health applications, grounding and interpreting domain-specific and non-linguistic data is crucial. This paper investigates the capacity of LLMs to make inferences about health based on contextual information (e.g. user demographics, health knowledge) and physiological data (e.g. resting heart rate, sleep minutes). We present a comprehensive evaluation of 12 state-of-the-art LLMs with prompting and fine-tuning techniques on four public health datasets (PMData, LifeSnaps, GLOBEM and AW_FB). Our experiments cover 10 consumer health prediction tasks in mental health, activity, metabolic, and sleep assessment. Our fine-tuned model, HealthAlpaca exhibits comparable performance to much larger models (GPT-3.5, GPT-4 and Gemini-Pro), achieving the best performance in 8 out of 10 tasks. Ablation studies highlight the effectiveness of context enhancement strategies. Notably, we observe that our context enhancement can yield up to 23.8% improvement in performance. While constructing contextually rich prompts (combining user context, health knowledge and temporal information) exhibits synergistic improvement, the inclusion of health knowledge context in prompts significantly enhances overall performance.

http://arxiv.org/abs/2401.06866v2

cs.CL, cs.AI, cs.LG

Large Language Models Can Learn Temporal Reasoning

Siheng Xiong, Ali Payani, Ramana Kompella, Faramarz Fekri

While large language models (LLMs) have demonstrated remarkable reasoning capabilities, they are not without their flaws and inaccuracies. Recent studies have introduced various methods to mitigate these limitations. Temporal reasoning (TR), in particular, presents a significant challenge for LLMs due to its reliance on diverse temporal expressions and intricate temporal logic. In this paper, we propose TG-LLM, a novel framework towards language-based TR. Instead of reasoning over the original context, we adopt a latent representation, temporal graph (TG) that facilitates the TR learning. A synthetic dataset (TGQA), which is fully controllable and requires minimal supervision, is constructed for fine-tuning LLMs on this text-to-TG translation task. We confirmed in experiments that the capability of TG translation learned on our dataset can be transferred to other TR tasks and benchmarks. On top of that, we teach LLM to perform deliberate reasoning over the TGs via Chain of Thought (CoT) bootstrapping and graph data augmentation. We observed that those strategies, which maintain a balance between usefulness and diversity, bring more reliable CoTs and final results than the vanilla CoT distillation.

http://arxiv.org/abs/2401.06853v3

cs.CL

Structsum Generation for Faster Text Comprehension

Parag Jain, Andreea Marzoca, Francesco Piccinno

We consider the task of generating structured representations of text using large language models (LLMs). We focus on tables and mind maps as representative modalities. Tables are more organized way of representing data, while mind maps provide a visually dynamic and flexible approach, particularly suitable for sparse content. Despite the effectiveness of LLMs on different tasks, we show that current models struggle with generating structured outputs. In response, we present effective prompting strategies for both of these tasks. We introduce a taxonomy of problems around factuality, global and local structure, common to both modalities and propose a set of critiques to tackle these issues resulting in an absolute improvement in accuracy of +37pp (79%) for mind maps and +15pp (78%) for tables. To evaluate semantic coverage of generated structured representations we propose Auto-QA, and we verify the adequacy of Auto-QA using SQuAD dataset. We further evaluate the usefulness of structured representations via a text comprehension user study. The results show a significant reduction in comprehension time compared to text when using table (42.9%) and mind map (31.9%), without loss in accuracy.

http://arxiv.org/abs/2401.06837v1

cs.CL, cs.AI

An Experimental Design Framework for Label-Efficient Supervised Finetuning of Large Language Models

Gantavya Bhatt, Yifang Chen, Arnav M. Das, Jifan Zhang, Sang T. Truong, Stephen Mussmann, Yinglun Zhu, Jeffrey Bilmes, Simon S. Du, Kevin Jamieson, Jordan T. Ash, Robert D. Nowak

Supervised finetuning (SFT) on instruction datasets has played a crucial role in achieving the remarkable zero-shot generalization capabilities observed in modern large language models (LLMs). However, the annotation efforts required to produce high quality responses for instructions are becoming prohibitively expensive, especially as the number of tasks spanned by instruction datasets continues to increase. Active learning is effective in identifying useful subsets of samples to annotate from an unlabeled pool, but its high computational cost remains a barrier to its widespread applicability in the context of LLMs. To mitigate the annotation cost of SFT and circumvent the computational bottlenecks of active learning, we propose using experimental design. Experimental design techniques select the most informative samples to label, and typically maximize some notion of uncertainty and/or diversity. In our work, we implement a framework that evaluates several existing and novel experimental design techniques and find that these methods consistently yield significant gains in label efficiency with little computational overhead. On generative tasks, our methods achieve the same generalization performance with only $50\%$ of annotation cost required by random sampling.

http://arxiv.org/abs/2401.06692v2

cs.CL, cs.AI, cs.LG

LLMRS: Unlocking Potentials of LLM-Based Recommender Systems for Software Purchase

Angela John, Theophilus Aidoo, Hamayoon Behmanush, Irem B. Gunduz, Hewan Shrestha, Maxx Richard Rahman, Wolfgang Maaß

Recommendation systems are ubiquitous, from Spotify playlist suggestions to Amazon product suggestions. Nevertheless, depending on the methodology or the dataset, these systems typically fail to capture user preferences and generate general recommendations. Recent advancements in Large Language Models (LLM) offer promising results for analyzing user queries. However, employing these models to capture user preferences and efficiency remains an open question. In this paper, we propose LLMRS, an LLM-based zero-shot recommender system where we employ pre-trained LLM to encode user reviews into a review score and generate user-tailored recommendations. We experimented with LLMRS on a real-world dataset, the Amazon product reviews, for software purchase use cases. The results show that LLMRS outperforms the ranking-based baseline model while successfully capturing meaningful information from product reviews, thereby providing more reliable recommendations.

http://arxiv.org/abs/2401.06676v1

cs.IR, cs.AI

Effects of diversity incentives on sample diversity and downstream model performance in LLM-based text augmentation

Jan Cegin, Branislav Pecher, Jakub Simko, Ivan Srba, Maria Bielikova, Peter Brusilovsky

The latest generative large language models (LLMs) have found their application in data augmentation tasks, where small numbers of text samples are LLM-paraphrased and then used to fine-tune downstream models. However, more research is needed to assess how different prompts, seed data selection strategies, filtering methods, or model settings affect the quality of paraphrased data (and downstream models). In this study, we investigate three text diversity incentive methods well established in crowdsourcing: taboo words, hints by previous outlier solutions, and chaining on previous outlier solutions. Using these incentive methods as part of instructions to LLMs augmenting text datasets, we measure their effects on generated texts lexical diversity and downstream model performance. We compare the effects over 5 different LLMs, 6 datasets and 2 downstream models. We show that diversity is most increased by taboo words, but downstream model performance is highest with hints.

http://arxiv.org/abs/2401.06643v2

cs.CL

INTERS: Unlocking the Power of Large Language Models in Search with Instruction Tuning

Yutao Zhu, Peitian Zhang, Chenghao Zhang, Yifei Chen, Binyu Xie, Zhicheng Dou, Zheng Liu, Ji-Rong Wen

Large language models (LLMs) have demonstrated impressive capabilities in various natural language processing tasks. Despite this, their application to information retrieval (IR) tasks is still challenging due to the infrequent occurrence of many IR-specific concepts in natural language. While prompt-based methods can provide task descriptions to LLMs, they often fall short in facilitating a comprehensive understanding and execution of IR tasks, thereby limiting LLMs' applicability. To address this gap, in this work, we explore the potential of instruction tuning to enhance LLMs' proficiency in IR tasks. We introduce a novel instruction tuning dataset, INTERS, encompassing 20 tasks across three fundamental IR categories: query understanding, document understanding, and query-document relationship understanding. The data are derived from 43 distinct datasets with manually written templates. Our empirical results reveal that INTERS significantly boosts the performance of various publicly available LLMs, such as LLaMA, Mistral, and Phi, in IR tasks. Furthermore, we conduct extensive experiments to analyze the effects of instruction design, template diversity, few-shot demonstrations, and the volume of instructions on performance. We make our dataset and the fine-tuned models publicly accessible at~\url{https://github.com/DaoD/INTERS}.

http://arxiv.org/abs/2401.06532v2

cs.CL, cs.IR

Kun: Answer Polishment for Chinese Self-Alignment with Instruction Back-Translation

Tianyu Zheng, Shuyue Guo, Xingwei Qu, Jiawei Guo, Weixu Zhang, Xinrun Du, Qi Jia, Chenghua Lin, Wenhao Huang, Wenhu Chen, Jie Fu, Ge Zhang

In this paper, we introduce Kun, a novel approach for creating high-quality instruction-tuning datasets for large language models (LLMs) without relying on manual annotations. Adapting a self-training algorithm based on instruction back-translation and answer polishment, Kun leverages unlabelled data from diverse sources such as Wudao, Wanjuan, and SkyPile to generate a substantial dataset of over a million Chinese instructional data points. This approach significantly deviates from traditional methods by using a self-curation process to refine and select the most effective instruction-output pairs. Our experiments with the 6B-parameter Yi model across various benchmarks demonstrate Kun's robustness and scalability. Our method's core contributions lie in its algorithmic advancement, which enhances data retention and clarity, and its innovative data generation approach that substantially reduces the reliance on costly and time-consuming manual annotations. This methodology presents a scalable and efficient solution for improving the instruction-following capabilities of LLMs, with significant implications for their application across diverse fields. The code and dataset can be found at https://github.com/Zheng0428/COIG-Kun

http://arxiv.org/abs/2401.06477v2

cs.CL, cs.AI

3D-PreMise: Can Large Language Models Generate 3D Shapes with Sharp Features and Parametric Control?

Zeqing Yuan, Haoxuan Lan, Qiang Zou, Junbo Zhao

Recent advancements in implicit 3D representations and generative models have markedly propelled the field of 3D object generation forward. However, it remains a significant challenge to accurately model geometries with defined sharp features under parametric controls, which is crucial in fields like industrial design and manufacturing. To bridge this gap, we introduce a framework that employs Large Language Models (LLMs) to generate text-driven 3D shapes, manipulating 3D software via program synthesis. We present 3D-PreMise, a dataset specifically tailored for 3D parametric modeling of industrial shapes, designed to explore state-of-the-art LLMs within our proposed pipeline. Our work reveals effective generation strategies and delves into the self-correction capabilities of LLMs using a visual interface. Our work highlights both the potential and limitations of LLMs in 3D parametric modeling for industrial applications.

http://arxiv.org/abs/2401.06437v1

cs.GR, cs.AI, cs.CL

From Automation to Augmentation: Large Language Models Elevating Essay Scoring Landscape

Changrong Xiao, Wenxing Ma, Sean Xin Xu, Kunpeng Zhang, Yufang Wang, Qi Fu

Receiving immediate and personalized feedback is crucial for second-language learners, and Automated Essay Scoring (AES) systems are a vital resource when human instructors are unavailable. This study investigates the effectiveness of Large Language Models (LLMs), specifically GPT-4 and fine-tuned GPT-3.5, as tools for AES. Our comprehensive set of experiments, conducted on both public and private datasets, highlights the remarkable advantages of LLM-based AES systems. They include superior accuracy, consistency, generalizability, and interpretability, with fine-tuned GPT-3.5 surpassing traditional grading models. Additionally, we undertake LLM-assisted human evaluation experiments involving both novice and expert graders. One pivotal discovery is that LLMs not only automate the grading process but also enhance the performance of human graders. Novice graders when provided with feedback generated by LLMs, achieve a level of accuracy on par with experts, while experts become more efficient and maintain greater consistency in their assessments. These results underscore the potential of LLMs in educational technology, paving the way for effective collaboration between humans and AI, ultimately leading to transformative learning experiences through AI-generated feedback.

http://arxiv.org/abs/2401.06431v1

cs.CL, cs.AI

AboutMe: Using Self-Descriptions in Webpages to Document the Effects of English Pretraining Data Filters

Li Lucy, Suchin Gururangan, Luca Soldaini, Emma Strubell, David Bamman, Lauren Klein, Jesse Dodge

Large language models' (LLMs) abilities are drawn from their pretraining data, and model development begins with data curation. However, decisions around what data is retained or removed during this initial stage is under-scrutinized. In our work, we ground web text, which is a popular pretraining data source, to its social and geographic contexts. We create a new dataset of 10.3 million self-descriptions of website creators, and extract information about who they are and where they are from: their topical interests, social roles, and geographic affiliations. Then, we conduct the first study investigating how ten "quality" and English language identification (langID) filters affect webpages that vary along these social dimensions. Our experiments illuminate a range of implicit preferences in data curation: we show that some quality classifiers act like topical domain filters, and langID can overlook English content from some regions of the world. Overall, we hope that our work will encourage a new line of research on pretraining data curation practices and its social implications.

http://arxiv.org/abs/2401.06408v2

cs.CL

MuGI: Enhancing Information Retrieval through Multi-Text Generation Integration with Large Language Models

Le Zhang, Qian Yang, Yihong Wu

Large Language Models (LLMs) have emerged as a pivotal force in language technology. Their robust reasoning capabilities and expansive knowledge repositories have enabled exceptional zero-shot generalization abilities across various facets of the natural language processing field, including information retrieval (IR). In this paper, we conduct an in-depth investigation into the utility of documents generated by LLMs for IR. We introduce a simple yet effective framework, Multi-Text Generation Integration (MuGI), to augment existing IR methodologies. Specifically, we prompt LLMs to generate multiple pseudo references and integrate with query for retrieval. The training-free MuGI model eclipses existing query expansion strategies, setting a new standard in sparse retrieval. It outstrips supervised counterparts like ANCE and DPR, achieving a notable over 18% enhancement in BM25 on the TREC DL dataset and a 7.5% increase on BEIR. Through MuGI, we have forged a rapid and high-fidelity re-ranking pipeline. This allows a relatively small 110M parameter retriever to surpass the performance of larger 3B models in in-domain evaluations, while also bridging the gap in out-of-distribution situations. We release our code and all generated references at https://github.com/lezhang7/Retrieval_MuGI.

http://arxiv.org/abs/2401.06311v2

cs.IR

Misconfidence-based Demonstration Selection for LLM In-Context Learning

Shangqing Xu, Chao Zhang

In-context learning with large language models (LLMs) excels at adapting to various tasks rapidly. However, its success hinges on carefully selecting demonstrations, which remains an obstacle in practice. Current approaches to this problem either rely on hard-to-acquire external supervision or require frequent interactions with LLMs, resulting in high costs. We propose a new method called In-Context Reflection (ICR) to overcome these challenges. ICR strategically selects demonstrations to reduce the discrepancy between the LLM's outputs and the actual input-output mappings. Specifically, ICR starts with a random set of initial demonstrations, then iteratively refines it. In each step, it analyzes a pool of candidate examples and identifies the ones most likely to challenge the LLM's current understanding, measured by a new metric called misconfidence. These most confusing examples are then selected to replace the less informative demonstrations in the current set. Our comprehensive evaluation across five diverse datasets encompassing 13 subtasks shows the efficacy of ICR. Compared to existing methods, ICR achieves an average performance boost of 4%, while demonstrating remarkable cross-task generalization capabilities.

http://arxiv.org/abs/2401.06301v1

cs.CL

Uncertainty Awareness of Large Language Models Under Code Distribution Shifts: A Benchmark Study

Yufei Li, Simin Chen, Yanghong Guo, Wei Yang, Yue Dong, Cong Liu

Large Language Models (LLMs) have been widely employed in programming language analysis to enhance human productivity. Yet, their reliability can be compromised by various code distribution shifts, leading to inconsistent outputs. While probabilistic methods are known to mitigate such impact through uncertainty calibration and estimation, their efficacy in the language domain remains underexplored compared to their application in image-based tasks. In this work, we first introduce a large-scale benchmark dataset, incorporating three realistic patterns of code distribution shifts at varying intensities. Then we thoroughly investigate state-of-the-art probabilistic methods applied to CodeLlama using these shifted code snippets. We observe that these methods generally improve the uncertainty awareness of CodeLlama, with increased calibration quality and higher uncertainty estimation~(UE) precision. However, our study further reveals varied performance dynamics across different criteria (e.g., calibration error vs misclassification detection) and trade-off between efficacy and efficiency, highlighting necessary methodological selection tailored to specific contexts.

http://arxiv.org/abs/2402.05939v1

cs.SE, cs.CL, cs.LG

TOFU: A Task of Fictitious Unlearning for LLMs

Pratyush Maini, Zhili Feng, Avi Schwarzschild, Zachary C. Lipton, J. Zico Kolter

Large language models trained on massive corpora of data from the web can memorize and reproduce sensitive or private data raising both legal and ethical concerns. Unlearning, or tuning models to forget information present in their training data, provides us with a way to protect private data after training. Although several methods exist for such unlearning, it is unclear to what extent they result in models equivalent to those where the data to be forgotten was never learned in the first place. To address this challenge, we present TOFU, a Task of Fictitious Unlearning, as a benchmark aimed at helping deepen our understanding of unlearning. We offer a dataset of 200 diverse synthetic author profiles, each consisting of 20 question-answer pairs, and a subset of these profiles called the forget set that serves as the target for unlearning. We compile a suite of metrics that work together to provide a holistic picture of unlearning efficacy. Finally, we provide a set of baseline results from existing unlearning algorithms. Importantly, none of the baselines we consider show effective unlearning motivating continued efforts to develop approaches for unlearning that effectively tune models so that they truly behave as if they were never trained on the forget data at all.

http://arxiv.org/abs/2401.06121v1

cs.LG, cs.CL

Chain of History: Learning and Forecasting with LLMs for Temporal Knowledge Graph Completion

Ruilin Luo, Tianle Gu, Haoling Li, Junzhe Li, Zicheng Lin, Jiayi Li, Yujiu Yang

Temporal Knowledge Graph Completion (TKGC) is a complex task involving the prediction of missing event links at future timestamps by leveraging established temporal structural knowledge. This paper aims to provide a comprehensive perspective on harnessing the advantages of Large Language Models (LLMs) for reasoning in temporal knowledge graphs, presenting an easily transferable pipeline. In terms of graph modality, we underscore the LLMs' prowess in discerning the structural information of pivotal nodes within the historical chain. As for the generation mode of the LLMs utilized for inference, we conduct an exhaustive exploration into the variances induced by a range of inherent factors in LLMs, with particular attention to the challenges in comprehending reverse logic. We adopt a parameter-efficient fine-tuning strategy to harmonize the LLMs with the task requirements, facilitating the learning of the key knowledge highlighted earlier. Comprehensive experiments are undertaken on several widely recognized datasets, revealing that our framework exceeds or parallels existing methods across numerous popular metrics. Additionally, we execute a substantial range of ablation experiments and draw comparisons with several advanced commercial LLMs, to investigate the crucial factors influencing LLMs' performance in structured temporal knowledge inference tasks.

http://arxiv.org/abs/2401.06072v2

cs.AI, cs.CL

Investigating Data Contamination for Pre-training Language Models

Minhao Jiang, Ken Ziyu Liu, Ming Zhong, Rylan Schaeffer, Siru Ouyang, Jiawei Han, Sanmi Koyejo

Language models pre-trained on web-scale corpora demonstrate impressive capabilities on diverse downstream tasks. However, there is increasing concern whether such capabilities might arise from evaluation datasets being included in the pre-training corpus -- a phenomenon known as \textit{data contamination} -- in a manner that artificially increases performance. There has been little understanding of how this potential contamination might influence LMs' performance on downstream tasks. In this paper, we explore the impact of data contamination at the pre-training stage by pre-training a series of GPT-2 models \textit{from scratch}. We highlight the effect of both text contamination (\textit{i.e.}\ input text of the evaluation samples) and ground-truth contamination (\textit{i.e.}\ the prompts asked on the input and the desired outputs) from evaluation data. We also investigate the effects of repeating contamination for various downstream tasks. Additionally, we examine the prevailing n-gram-based definitions of contamination within current LLM reports, pinpointing their limitations and inadequacy. Our findings offer new insights into data contamination's effects on language model capabilities and underscore the need for independent, comprehensive contamination assessments in LLM studies.

http://arxiv.org/abs/2401.06059v1

cs.CL, cs.AI, cs.LG

LLM-as-a-Coauthor: Can Mixed Human-Written and Machine-Generated Text Be Detected?

Qihui Zhang, Chujie Gao, Dongping Chen, Yue Huang, Yixin Huang, Zhenyang Sun, Shilin Zhang, Weiye Li, Zhengyan Fu, Yao Wan, Lichao Sun

With the rapid development and widespread application of Large Language Models (LLMs), the use of Machine-Generated Text (MGT) has become increasingly common, bringing with it potential risks, especially in terms of quality and integrity in fields like news, education, and science. Current research mainly focuses on purely MGT detection without adequately addressing mixed scenarios, including AI-revised Human-Written Text (HWT) or human-revised MGT. To tackle this challenge, we define mixtext, a form of mixed text involving both AI and human-generated content. Then, we introduce MixSet, the first dataset dedicated to studying these mixtext scenarios. Leveraging MixSet, we executed comprehensive experiments to assess the efficacy of prevalent MGT detectors in handling mixtext situations, evaluating their performance in terms of effectiveness, robustness, and generalization. Our findings reveal that existing detectors struggle to identify mixtext, particularly in dealing with subtle modifications and style adaptability. This research underscores the urgent need for more fine-grain detectors tailored for mixtext, offering valuable insights for future research. Code and Models are available at https://github.com/Dongping-Chen/MixSet.

http://arxiv.org/abs/2401.05952v2

cs.CL

Mutation-based Consistency Testing for Evaluating the Code Understanding Capability of LLMs

Ziyu Li, Donghwan Shin

Large Language Models (LLMs) have shown remarkable capabilities in processing both natural and programming languages, which have enabled various applications in software engineering, such as requirement engineering, code generation, and software testing. However, existing code generation benchmarks do not necessarily assess the code understanding performance of LLMs, especially for the subtle inconsistencies that may arise between code and its semantics described in natural language. In this paper, we propose a novel method to systematically assess the code understanding performance of LLMs, particularly focusing on subtle differences between code and its descriptions, by introducing code mutations to existing code generation datasets. Code mutations are small changes that alter the semantics of the original code, creating a mismatch with the natural language description. We apply different types of code mutations, such as operator replacement and statement deletion, to generate inconsistent code-description pairs. We then use these pairs to test the ability of LLMs to correctly detect the inconsistencies. We propose a new LLM testing method, called Mutation-based Consistency Testing (MCT), and conduct a case study on the two popular LLMs, GPT-3.5 and GPT-4, using the state-of-the-art code generation benchmark, HumanEval-X, which consists of six programming languages (Python, C++, Java, Go, JavaScript, and Rust). We compare the performance of the LLMs across different types of code mutations and programming languages and analyze the results. We find that the LLMs show significant variation in their code understanding performance and that they have different strengths and weaknesses depending on the mutation type and language.

http://arxiv.org/abs/2401.05940v1

cs.SE, cs.AI

EpilepsyLLM: Domain-Specific Large Language Model Fine-tuned with Epilepsy Medical Knowledge

Xuyang Zhao, Qibin Zhao, Toshihisa Tanaka

With large training datasets and massive amounts of computing sources, large language models (LLMs) achieve remarkable performance in comprehensive and generative ability. Based on those powerful LLMs, the model fine-tuned with domain-specific datasets posseses more specialized knowledge and thus is more practical like medical LLMs. However, the existing fine-tuned medical LLMs are limited to general medical knowledge with English language. For disease-specific problems, the model's response is inaccurate and sometimes even completely irrelevant, especially when using a language other than English. In this work, we focus on the particular disease of Epilepsy with Japanese language and introduce a customized LLM termed as EpilepsyLLM. Our model is trained from the pre-trained LLM by fine-tuning technique using datasets from the epilepsy domain. The datasets contain knowledge of basic information about disease, common treatment methods and drugs, and important notes in life and work. The experimental results demonstrate that EpilepsyLLM can provide more reliable and specialized medical knowledge responses.

http://arxiv.org/abs/2401.05908v1

cs.CL, cs.LG

Designing Heterogeneous LLM Agents for Financial Sentiment Analysis

Frank Xing

Large language models (LLMs) have drastically changed the possible ways to design intelligent systems, shifting the focuses from massive data acquisition and new modeling training to human alignment and strategical elicitation of the full potential of existing pre-trained models. This paradigm shift, however, is not fully realized in financial sentiment analysis (FSA), due to the discriminative nature of this task and a lack of prescriptive knowledge of how to leverage generative models in such a context. This study investigates the effectiveness of the new paradigm, i.e., using LLMs without fine-tuning for FSA. Rooted in Minsky's theory of mind and emotions, a design framework with heterogeneous LLM agents is proposed. The framework instantiates specialized agents using prior domain knowledge of the types of FSA errors and reasons on the aggregated agent discussions. Comprehensive evaluation on FSA datasets show that the framework yields better accuracies, especially when the discussions are substantial. This study contributes to the design foundations and paves new avenues for LLMs-based FSA. Implications on business and management are also discussed.

http://arxiv.org/abs/2401.05799v1

cs.CL, cs.AI, cs.MA, q-fin.GN

CAT-LLM: Prompting Large Language Models with Text Style Definition for Chinese Article-style Transfer

Zhen Tao, Dinghao Xi, Zhiyu Li, Liumin Tang, Wei Xu

Text style transfer is increasingly prominent in online entertainment and social media. However, existing research mainly concentrates on style transfer within individual English sentences, while ignoring the complexity of long Chinese texts, which limits the wider applicability of style transfer in digital media realm. To bridge this gap, we propose a Chinese Article-style Transfer framework (CAT-LLM), leveraging the capabilities of Large Language Models (LLMs). CAT-LLM incorporates a bespoke, pluggable Text Style Definition (TSD) module aimed at comprehensively analyzing text features in articles, prompting LLMs to efficiently transfer Chinese article-style. The TSD module integrates a series of machine learning algorithms to analyze article-style from both words and sentences levels, thereby aiding LLMs thoroughly grasp the target style without compromising the integrity of the original text. In addition, this module supports dynamic expansion of internal style trees, showcasing robust compatibility and allowing flexible optimization in subsequent research. Moreover, we select five Chinese articles with distinct styles and create five parallel datasets using ChatGPT, enhancing the models' performance evaluation accuracy and establishing a novel paradigm for evaluating subsequent research on article-style transfer. Extensive experimental results affirm that CAT-LLM outperforms current research in terms of transfer accuracy and content preservation, and has remarkable applicability to various types of LLMs.

http://arxiv.org/abs/2401.05707v1

cs.CL

Natural Language Processing for Dialects of a Language: A Survey

Aditya Joshi, Raj Dabre, Diptesh Kanojia, Zhuang Li, Haolan Zhan, Gholamreza Haffari, Doris Dippold

State-of-the-art natural language processing (NLP) models are trained on massive training corpora, and report a superlative performance on evaluation datasets. This survey delves into an important attribute of these datasets: the dialect of a language. Motivated by the performance degradation of NLP models for dialectic datasets and its implications for the equity of language technologies, we survey past research in NLP for dialects in terms of datasets, and approaches. We describe a wide range of NLP tasks in terms of two categories: natural language understanding (NLU) (for tasks such as dialect classification, sentiment analysis, parsing, and NLU benchmarks) and natural language generation (NLG) (for summarisation, machine translation, and dialogue systems). The survey is also broad in its coverage of languages which include English, Arabic, German among others. We observe that past work in NLP concerning dialects goes deeper than mere dialect classification, and . This includes early approaches that used sentence transduction that lead to the recent approaches that integrate hypernetworks into LoRA. We expect that this survey will be useful to NLP researchers interested in building equitable language technologies by rethinking LLM benchmarks and model architectures.

http://arxiv.org/abs/2401.05632v2

cs.CL

TrustLLM: Trustworthiness in Large Language Models

Lichao Sun, Yue Huang, Haoran Wang, Siyuan Wu, Qihui Zhang, Yuan Li, Chujie Gao, Yixin Huang, Wenhan Lyu, Yixuan Zhang, Xiner Li, Zhengliang Liu, Yixin Liu, Yijue Wang, Zhikun Zhang, Bertie Vidgen, Bhavya Kailkhura, Caiming Xiong, Chaowei Xiao, Chunyuan Li, Eric Xing, Furong Huang, Hao Liu, Heng Ji, Hongyi Wang, Huan Zhang, Huaxiu Yao, Manolis Kellis, Marinka Zitnik, Meng Jiang, Mohit Bansal, James Zou, Jian Pei, Jian Liu, Jianfeng Gao, Jiawei Han, Jieyu Zhao, Jiliang Tang, Jindong Wang, Joaquin Vanschoren, John Mitchell, Kai Shu, Kaidi Xu, Kai-Wei Chang, Lifang He, Lifu Huang, Michael Backes, Neil Zhenqiang Gong, Philip S. Yu, Pin-Yu Chen, Quanquan Gu, Ran Xu, Rex Ying, Shuiwang Ji, Suman Jana, Tianlong Chen, Tianming Liu, Tianyi Zhou, William Wang, Xiang Li, Xiangliang Zhang, Xiao Wang, Xing Xie, Xun Chen, Xuyu Wang, Yan Liu, Yanfang Ye, Yinzhi Cao, Yong Chen, Yue Zhao

Large language models (LLMs), exemplified by ChatGPT, have gained considerable attention for their excellent natural language processing capabilities. Nonetheless, these LLMs present many challenges, particularly in the realm of trustworthiness. Therefore, ensuring the trustworthiness of LLMs emerges as an important topic. This paper introduces TrustLLM, a comprehensive study of trustworthiness in LLMs, including principles for different dimensions of trustworthiness, established benchmark, evaluation, and analysis of trustworthiness for mainstream LLMs, and discussion of open challenges and future directions. Specifically, we first propose a set of principles for trustworthy LLMs that span eight different dimensions. Based on these principles, we further establish a benchmark across six dimensions including truthfulness, safety, fairness, robustness, privacy, and machine ethics. We then present a study evaluating 16 mainstream LLMs in TrustLLM, consisting of over 30 datasets. Our findings firstly show that in general trustworthiness and utility (i.e., functional effectiveness) are positively related. Secondly, our observations reveal that proprietary LLMs generally outperform most open-source counterparts in terms of trustworthiness, raising concerns about the potential risks of widely accessible open-source LLMs. However, a few open-source LLMs come very close to proprietary ones. Thirdly, it is important to note that some LLMs may be overly calibrated towards exhibiting trustworthiness, to the extent that they compromise their utility by mistakenly treating benign prompts as harmful and consequently not responding. Finally, we emphasize the importance of ensuring transparency not only in the models themselves but also in the technologies that underpin trustworthiness. Knowing the specific trustworthy technologies that have been employed is crucial for analyzing their effectiveness.

http://arxiv.org/abs/2401.05561v4

cs.CL

An EcoSage Assistant: Towards Building A Multimodal Plant Care Dialogue Assistant

Mohit Tomar, Abhisek Tiwari, Tulika Saha, Prince Jha, Sriparna Saha

In recent times, there has been an increasing awareness about imminent environmental challenges, resulting in people showing a stronger dedication to taking care of the environment and nurturing green life. The current $19.6 billion indoor gardening industry, reflective of this growing sentiment, not only signifies a monetary value but also speaks of a profound human desire to reconnect with the natural world. However, several recent surveys cast a revealing light on the fate of plants within our care, with more than half succumbing primarily due to the silent menace of improper care. Thus, the need for accessible expertise capable of assisting and guiding individuals through the intricacies of plant care has become paramount more than ever. In this work, we make the very first attempt at building a plant care assistant, which aims to assist people with plant(-ing) concerns through conversations. We propose a plant care conversational dataset named Plantational, which contains around 1K dialogues between users and plant care experts. Our end-to-end proposed approach is two-fold : (i) We first benchmark the dataset with the help of various large language models (LLMs) and visual language model (VLM) by studying the impact of instruction tuning (zero-shot and few-shot prompting) and fine-tuning techniques on this task; (ii) finally, we build EcoSage, a multi-modal plant care assisting dialogue generation framework, incorporating an adapter-based modality infusion using a gated mechanism. We performed an extensive examination (both automated and manual evaluation) of the performance exhibited by various LLMs and VLM in the generation of the domain-specific dialogue responses to underscore the respective strengths and weaknesses of these diverse models.

http://arxiv.org/abs/2401.06807v1

cs.CL, cs.AI

InfiAgent-DABench: Evaluating Agents on Data Analysis Tasks

Xueyu Hu, Ziyu Zhao, Shuang Wei, Ziwei Chai, Qianli Ma, Guoyin Wang, Xuwu Wang, Jing Su, Jingjing Xu, Ming Zhu, Yao Cheng, Jianbo Yuan, Jiwei Li, Kun Kuang, Yang Yang, Hongxia Yang, Fei Wu

In this paper, we introduce InfiAgent-DABench, the first benchmark specifically designed to evaluate LLM-based agents on data analysis tasks. These tasks require agents to end-to-end solving complex tasks by interacting with an execution environment. This benchmark contains DAEval, a dataset consisting of 257 data analysis questions derived from 52 CSV files, and an agent framework which incorporates LLMs to serve as data analysis agents for both serving and evaluation. Since data analysis questions are often open-ended and hard to evaluate without human supervision, we adopt a format-prompting technique to convert each question into a closed-form format so that they can be automatically evaluated. Our extensive benchmarking of 34 LLMs uncovers the current challenges encountered in data analysis tasks. In addition, building on top of our agent framework, we develop a specialized agent, DAAgent, which surpasses GPT-3.5 by 3.9% on DABench. Evaluation datasets and toolkits for InfiAgent-DABench are released at https://github.com/InfiAgent/InfiAgent .

http://arxiv.org/abs/2401.05507v3

cs.CL, cs.AI

Leveraging Print Debugging to Improve Code Generation in Large Language Models

Xueyu Hu, Kun Kuang, Jiankai Sun, Hongxia Yang, Fei Wu

Large language models (LLMs) have made significant progress in code generation tasks, but their performance in tackling programming problems with complex data structures and algorithms remains suboptimal. To address this issue, we propose an in-context learning approach that guides LLMs to debug by using a "print debugging" method, which involves inserting print statements to trace and analysing logs for fixing the bug. We collect a Leetcode problem dataset and evaluate our method using the Leetcode online judging system. Experiments with GPT-4 demonstrate the effectiveness of our approach, outperforming rubber duck debugging in easy and medium-level Leetcode problems by 1.5% and 17.9%.

http://arxiv.org/abs/2401.05319v1

cs.CL, cs.SE

I am a Strange Dataset: Metalinguistic Tests for Language Models

Tristan Thrush, Jared Moore, Miguel Monares, Christopher Potts, Douwe Kiela

Statements involving metalinguistic self-reference ("This paper has six sections.") are prevalent in many domains. Can large language models (LLMs) handle such language? In this paper, we present "I am a Strange Dataset", a new dataset for addressing this question. There are two subtasks: generation and verification. In generation, models continue statements like "The penultimate word in this sentence is" (where a correct continuation is "is"). In verification, models judge the truth of statements like "The penultimate word in this sentence is sentence." (false). We also provide minimally different metalinguistic non-self-reference examples to complement the main dataset by probing for whether models can handle metalinguistic language at all. The dataset is hand-crafted by experts and validated by non-expert annotators. We test a variety of open-source LLMs (7B to 70B parameters) as well as closed-source LLMs through APIs. All models perform close to chance across both subtasks and even on the non-self-referential metalinguistic control data, though we find some steady improvement with model scale. GPT 4 is the only model to consistently do significantly better than chance, and it is still only in the 60% range, while our untrained human annotators score well in the 89-93% range. The dataset and evaluation toolkit are available at https://github.com/TristanThrush/i-am-a-strange-dataset.

http://arxiv.org/abs/2401.05300v1

cs.CL, cs.AI

INACIA: Integrating Large Language Models in Brazilian Audit Courts: Opportunities and Challenges

Jayr Pereira, Andre Assumpcao, Julio Trecenti, Luiz Airosa, Caio Lente, Jhonatan Cléto, Guilherme Dobins, Rodrigo Nogueira, Luis Mitchell, Roberto Lotufo

This paper introduces INACIA (Instru\c{c}\~ao Assistida com Intelig\^encia Artificial), a groundbreaking system designed to integrate Large Language Models (LLMs) into the operational framework of Brazilian Federal Court of Accounts (TCU). The system automates various stages of case analysis, including basic information extraction, admissibility examination, Periculum in mora and Fumus boni iuris analyses, and recommendations generation. Through a series of experiments, we demonstrate INACIA's potential in extracting relevant information from case documents, evaluating its legal plausibility, and formulating propositions for judicial decision-making. Utilizing a validation dataset alongside LLMs, our evaluation methodology presents a novel approach to assessing system performance, correlating highly with human judgment. These results underscore INACIA's potential in complex legal task handling while also acknowledging the current limitations. This study discusses possible improvements and the broader implications of applying AI in legal contexts, suggesting that INACIA represents a significant step towards integrating AI in legal systems globally, albeit with cautious optimism grounded in the empirical findings.

http://arxiv.org/abs/2401.05273v3

cs.CL, cs.AI

CASA: Causality-driven Argument Sufficiency Assessment

Xiao Liu, Yansong Feng, Kai-Wei Chang

The argument sufficiency assessment task aims to determine if the premises of a given argument support its conclusion. To tackle this task, existing works often train a classifier on data annotated by humans. However, annotating data is laborious, and annotations are often inconsistent due to subjective criteria. Motivated by the definition of probability of sufficiency (PS) in the causal literature, we proposeCASA, a zero-shot causality-driven argument sufficiency assessment framework. PS measures how likely introducing the premise event would lead to the conclusion when both the premise and conclusion events are absent. To estimate this probability, we propose to use large language models (LLMs) to generate contexts that are inconsistent with the premise and conclusion and revise them by injecting the premise event. Experiments on two logical fallacy detection datasets demonstrate that CASA accurately identifies insufficient arguments. We further deploy CASA in a writing assistance application, and find that suggestions generated by CASA enhance the sufficiency of student-written arguments. Code and data are available at https://github.com/xxxiaol/CASA.

http://arxiv.org/abs/2401.05249v2

cs.CL

Machine Teaching for Building Modular AI Agents based on Zero-shot Learners

Karan Taneja, Ashok Goel

The recent advances in large language models (LLMs) have led to the creation of many modular AI agents. These agents employ LLMs as zero-shot learners to perform sub-tasks in order to solve complex tasks set forth by human users. We propose an approach to enhance the robustness and performance of modular AI agents that utilize LLMs as zero-shot learners. Our iterative machine teaching method offers an efficient way to teach AI agents over time with limited human feedback, addressing the limit posed by the quality of zero-shot learning. We advocate leveraging the data traces from initial deployments and outputs or annotations from the zero-shot learners to train smaller and task-specific substitute models which can reduce both the monetary costs and environmental impact. Our machine teaching process avails human expertise to correct examples with a high likelihood of misannotations. Results on three tasks, common to conversational AI agents, show that close-to-oracle performance can be achieved with supervision on 20-70% of the dataset depending upon the complexity of the task and performance of zero-shot learners.

http://arxiv.org/abs/2401.05467v1

cs.LG, cs.AI

DCR: Divide-and-Conquer Reasoning for Multi-choice Question Answering with LLMs

Zijie Meng, Yan Zhang, Zhaopeng Feng, Zuozhu Liu

Large language models (LLMs) have shown impressive performance in reasoning benchmarks with the emergence of Chain-of-Thought (CoT), particularly in multi-choice question (MCQ). However, current works equally resolve questions regardless of the problem-solving difficulty, leading to an excessive focus on simple items while insufficient attention on intricate ones. To address this challenge, we propose a simple yet effective strategy, Divide and Conquer Reasoning (DCR), to enhance the reasoning capability of LLMs for MCQs, as inspired by human beings using heuristics to first categorize tasks and then handle them separately. In particular, we first categorize questions into two subsets based on confidence score ($\mathcal{CS}$), which is estimated by statistical frequency of generated answers. Subsequently, we propose Filter Choices based Reasoning (FCR) to improve model performance on MCQs with low ($\mathcal{CS}$). Our experiments demonstrate that the proposed strategy only costs 85% of SOTA, while still achieves average accuracy improvement of 1.56% across nine datasets including arithmetic, commonsense, and logic reasoning tasks. The code is at \url{https://github.com/AiMijie/Divide-and-Conquer}

http://arxiv.org/abs/2401.05190v2

cs.CL

MISS: A Generative Pretraining and Finetuning Approach for Med-VQA

Jiawei Chen, Dingkang Yang, Yue Jiang, Yuxuan Lei, Lihua Zhang

Medical visual question answering (VQA) is a challenging multimodal task, where Vision-Language Pre-training (VLP) models can effectively improve the generalization performance. However, most methods in the medical field treat VQA as an answer classification task which is difficult to transfer to practical application scenarios. Additionally, due to the privacy of medical images and the expensive annotation process, large-scale medical image-text pairs datasets for pretraining are severely lacking. In this paper, we propose a large-scale MultI-task Self-Supervised learning based framework (MISS) for medical VQA tasks. Unlike existing methods, we treat medical VQA as a generative task. We unify the text encoder and multimodal encoder and align image-text features through multi-task learning. Furthermore, we propose a Transfer-and-Caption method that extends the feature space of single-modal image datasets using large language models (LLMs), enabling those traditional medical vision field task data to be applied to VLP. Experiments show that our method achieves excellent results with fewer multimodal datasets and demonstrates the advantages of generative VQA models. The code and model weights will be released upon the paper's acceptance.

http://arxiv.org/abs/2401.05163v2

cs.CV, cs.AI

Prompting Large Language Models for Recommender Systems: A Comprehensive Framework and Empirical Analysis

Lanling Xu, Junjie Zhang, Bingqian Li, Jinpeng Wang, Mingchen Cai, Wayne Xin Zhao, Ji-Rong Wen

Recently, large language models such as ChatGPT have showcased remarkable abilities in solving general tasks, demonstrating the potential for applications in recommender systems. To assess how effectively LLMs can be used in recommendation tasks, our study primarily focuses on employing LLMs as recommender systems through prompting engineering. We propose a general framework for utilizing LLMs in recommendation tasks, focusing on the capabilities of LLMs as recommenders. To conduct our analysis, we formalize the input of LLMs for recommendation into natural language prompts with two key aspects, and explain how our framework can be generalized to various recommendation scenarios. As for the use of LLMs as recommenders, we analyze the impact of public availability, tuning strategies, model architecture, parameter scale, and context length on recommendation results based on the classification of LLMs. As for prompt engineering, we further analyze the impact of four important components of prompts, \ie task descriptions, user interest modeling, candidate items construction and prompting strategies. In each section, we first define and categorize concepts in line with the existing literature. Then, we propose inspiring research questions followed by experiments to systematically analyze the impact of different factors on two public datasets. Finally, we summarize promising directions to shed lights on future research.

http://arxiv.org/abs/2401.04997v1

cs.IR

The Impact of Reasoning Step Length on Large Language Models

Mingyu Jin, Qinkai Yu, Dong Shu, Haiyan Zhao, Wenyue Hua, Yanda Meng, Yongfeng Zhang, Mengnan Du

Chain of Thought (CoT) is significant in improving the reasoning abilities of large language models (LLMs). However, the correlation between the effectiveness of CoT and the length of reasoning steps in prompts remains largely unknown. To shed light on this, we have conducted several empirical experiments to explore the relations. Specifically, we design experiments that expand and compress the rationale reasoning steps within CoT demonstrations, while keeping all other factors constant. We have the following key findings. First, the results indicate that lengthening the reasoning steps in prompts, even without adding new information into the prompt, considerably enhances LLMs' reasoning abilities across multiple datasets. Alternatively, shortening the reasoning steps, even while preserving the key information, significantly diminishes the reasoning abilities of models. This finding highlights the importance of the number of steps in CoT prompts and provides practical guidance to make better use of LLMs' potential in complex problem-solving scenarios. Second, we also investigated the relationship between the performance of CoT and the rationales used in demonstrations. Surprisingly, the result shows that even incorrect rationales can yield favorable outcomes if they maintain the requisite length of inference. Third, we observed that the advantages of increasing reasoning steps are task-dependent: simpler tasks require fewer steps, whereas complex tasks gain significantly from longer inference sequences.

http://arxiv.org/abs/2401.04925v3

cs.CL, cs.AI

ANGO: A Next-Level Evaluation Benchmark For Generation-Oriented Language Models In Chinese Domain

Bingchao Wang

Recently, various Large Language Models (LLMs) evaluation datasets have emerged, but most of them have issues with distorted rankings and difficulty in model capabilities analysis. Addressing these concerns, this paper introduces ANGO, a Chinese multi-choice question evaluation benchmark. ANGO proposes Keypoint categorization standard for the first time, each question in ANGO can correspond to multiple keypoints, effectively enhancing interpretability of evaluation results. Base on performance of real humans, we build a quantifiable question difficulty standard and divide ANGO questions into 9 difficulty levels, which provide more precise guidance for model training. To minimize data leakage impact and fully leverage ANGO's innovative features, we have engineered exclusive sampling strategies and a new evaluation framework that support swift testset iteration. Our experiments demonstrate that ANGO poses a stronger challenge to models and reveals more details in evaluation result compared to existing benchmarks.

http://arxiv.org/abs/2401.04898v2

cs.CL, cs.AI

DebugBench: Evaluating Debugging Capability of Large Language Models

Runchu Tian, Yining Ye, Yujia Qin, Xin Cong, Yankai Lin, Yinxu Pan, Yesai Wu, Zhiyuan Liu, Maosong Sun

Large Language Models (LLMs) have demonstrated exceptional coding capability. However, as another critical component of programming proficiency, the debugging capability of LLMs remains relatively unexplored. Previous evaluations of LLMs' debugging ability are significantly limited by the risk of data leakage, the scale of the dataset, and the variety of tested bugs. To overcome these deficiencies, we introduce `DebugBench', an LLM debugging benchmark consisting of 4,253 instances. It covers four major bug categories and 18 minor types in C++, Java, and Python. To construct DebugBench, we collect code snippets from the LeetCode community, implant bugs into source data with GPT-4, and assure rigorous quality checks. We evaluate two commercial and three open-source models in a zero-shot scenario. We find that (1) while closed-source models like GPT-4 exhibit inferior debugging performance compared to humans, open-source models such as Code Llama fail to attain any pass rate scores; (2) the complexity of debugging notably fluctuates depending on the bug category; (3) incorporating runtime feedback has a clear impact on debugging performance which is not always helpful. As an extension, we also compare LLM debugging and code generation, revealing a strong correlation between them for closed-source models. These findings will benefit the development of LLMs in debugging.

http://arxiv.org/abs/2401.04621v2

cs.SE, cs.AI, cs.CL

Language Detection for Transliterated Content

Selva Kumar S, Afifah Khan Mohammed Ajmal Khan, Chirag Manjeshwar, Imadh Ajaz Banday

In the contemporary digital era, the Internet functions as an unparalleled catalyst, dismantling geographical and linguistic barriers particularly evident in texting. This evolution facilitates global communication, transcending physical distances and fostering dynamic cultural exchange. A notable trend is the widespread use of transliteration, where the English alphabet is employed to convey messages in native languages, posing a unique challenge for language technology in accurately detecting the source language. This paper addresses this challenge through a dataset of phone text messages in Hindi and Russian transliterated into English utilizing BERT for language classification and Google Translate API for transliteration conversion. The research pioneers innovative approaches to identify and convert transliterated text, navigating challenges in the diverse linguistic landscape of digital communication. Emphasizing the pivotal role of comprehensive datasets for training Large Language Models LLMs like BERT, our model showcases exceptional proficiency in accurately identifying and classifying languages from transliterated text. With a validation accuracy of 99% our models robust performance underscores its reliability. The comprehensive exploration of transliteration dynamics supported by innovative approaches and cutting edge technologies like BERT, positions our research at the forefront of addressing unique challenges in the linguistic landscape of digital communication. Beyond contributing to language identification and transliteration capabilities this work holds promise for applications in content moderation, analytics and fostering a globally connected community engaged in meaningful dialogue.

http://arxiv.org/abs/2401.04619v1

cs.CL, C.m; I.2